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Earthquake Engineering Committee of the Japanese Society of Civil Engineers
Hellenic Society for Earthquake Engineering
Co-sponsored by
Japanese Society of Civil Engineering
Published by
Japan Society of Civil Engineers
978-4-8106-0620-1
Abstract
Failures of pile-supported bridges are still observed in liquefiable soils after most major earthquakes. In such
bridge failures, it is commonly observed that piers (intermediate supports) collapse, whilst the
abutments (end supports) remain stable. This paper investigates the reasons behind such occurrence.
Analytical investigations form the basis of this study. The pile-supported bridge structure has been
modelled as multi-frame system where the pile foundation forms the columns of the frame. The piles
are modelled as Fixed-Sway propped cantilevers where the propping action is provided by the
longitudinal stiffness of bridge deck. Previous research into the failure mechanisms of piled foundations
showed that buckling instability and bending are feasible failure modes. In contrast, this study investigates the
interaction between the bending and buckling failure modes. The importance of such interaction has been
highlighted by considering the failure of the well-documented collapse of the Showa Bridge during the 1964
Niigata earthquake.
INTRODUCTION
440
Proceedings of the 2nd Japan-Greece Workshop on Seismic Design, Observation, and Retrofit of Foundations
Published by Japan Society of Civil Engineers @2007
Current understanding of pile failure pile foundations supporting bridge piers are
The most commonly adopted current predominantly designed to support the vertical
hypothesis of pile failure is based on a bending loads only.
mechanism. It is hypothesised that large inertial
and kinematic lateral loads produce bending
moments which exceed the capacity of the pile.
The inertial lateral loads are the result of the
earthquake induced inertial effects of the
superstructure and the kinematic loads are due
to flow of the soil following liquefaction and
strength degradation. The later effect, is
referred to by Krammer (1996) as “lateral
spreading”.
Fig 3: JRA (1996 or 2002) code of practice showing the
idealization for seismic design of bridge foundation.
441
Proceedings of the 2nd Japan-Greece Workshop on Seismic Design, Observation, and Retrofit of Foundations
Published by Japan Society of Civil Engineers @2007
442
Proceedings of the 2nd Japan-Greece Workshop on Seismic Design, Observation, and Retrofit of Foundations
Published by Japan Society of Civil Engineers @2007
ANALYTICAL SOLUTIONS
In this section we will formulate a simple
analysis, which investigates the conditions
necessary for failure at first yield of a pile
foundation in liquefied soil.
Fig 6: The P-Δ effect: A cantilever can be modelled as a
rigid bar-spring model. k is the structural stiffness Modelling the Piles
of the cantilever. To gain an understanding of the behaviour
of pile foundations in liquefied soils the authors
In a first order analysis, the tip displacement, have modelled the piles as beam-columns with
Δ is assumed to be small and moment various boundary conditions. In practice, the
equilibrium is independent of the axial load P. boundary condition of the pile depends on the
By taking moments about the bottom hinge: depth of embedment below the liquefied soil
and the moment restraint at the pile cap. For a
0 = FL − (kΔ) L bridge foundation in liquefied soil the bridge
deck imposes a lateral restraint on the pile head.
It is assumed that the liquefied soil
F = kΔ (1) possesses no lateral resistance, and that, as
suggested by Bhattacharya et al (2005), piles
However, if a second order analysis is are fixed in the non-liquefied strata at an
applied, geometric change has to be taken into appropriate depth. The different boundary
account - by taking moments about the bottom conditions combinations can be identified.
hinge and manipulating we can write: These combinations often encountered i
practise are shown in Fig 7 (a), (b) and (c).
PΔ ⎛ P⎞
F = kΔ − = ⎜ k − ⎟Δ (2)
L ⎝ L⎠
443
Proceedings of the 2nd Japan-Greece Workshop on Seismic Design, Observation, and Retrofit of Foundations
Published by Japan Society of Civil Engineers @2007
General analysis
In this section the interaction between the
bending and buckling failure modes is analysed.
The bending moment experienced by the pile is
dependent on the action of the lateral loading
and the P-Δ effect, whilst the buckling stability
is a function of its geometrical and material
properties. In this section the governing
Fig 7(c): Bridge pile model: Fixed-Sway boundary
conditions when a non-liquefied crust is present. Due to
differential equations for the stability of the
moment resistance provided by the non-liquefied crust, the system is formulated and solved. For the
pile tip is free to translate but not rotate purpose of this analysis the action of the
vertical and moment inertial loads has been
For most bridges the connection between neglected. Fig 9 shows the fixed-sway
the pile cap and piers is usually stiff and cantilever model considered in this section.
moment resisting. This implies that the pile
head is free to translate but is unlikely to rotate
at the top. Therefore, the most appropriate
model for an end bearing pile fixed at some
444
Proceedings of the 2nd Japan-Greece Workshop on Seismic Design, Observation, and Retrofit of Foundations
Published by Japan Society of Civil Engineers @2007
FL ⎛ 2 ⎛ αL ⎞ ⎞
⎜⎜ tan⎜ ⎟ − 1⎟⎟
P ⎝ αL ⎝ 2 ⎠ ⎠ (6)
Δ=
kL 2k ⎛ αL ⎞
1− + tan⎜ ⎟
P αP ⎝ 2 ⎠
M0 F F − kΔ M
v=− cos αx + sin αx − x + 0 (4)
P αP P P
where α = P EI .
1
M0 = [(F − k Δ )L + P Δ ] (5)
2
Fig 10: Non-dimensional design chart for different values
of k.
By applying the boundary conditions for slope
or displacement at x=L to Eq. (4):
445
Proceedings of the 2nd Japan-Greece Workshop on Seismic Design, Observation, and Retrofit of Foundations
Published by Japan Society of Civil Engineers @2007
As κ increases, the curve tends to cross the In Fig 11(b) ω and ω* represent the lateral
P/Pc axis at 4. stiffness (load required to produce a unit lateral
displacement of the head) of the pier piles and
The bridge deck stiffness the abutment piles respectively.
This section aims to describe the lateral
restraint experienced by piles as a result of 12 E p I 12 E p * I *
interaction with the rest of the bridge structure. ω= and ω* =
This is necessary in order to complete L3 L3 *
aforementioned model and respective design
framework with a methodology for estimating where E is the Young’s modulus of the pile, I is
the lateral stiffness k and corresponding non- the second moment of area, L is the distance
dimensional stiffness κ. from the tip of the pile to its assumed fixity point
A pile supported bridge structure can be and E*, I*, and L* are the respective
modelled as multi-frame system as shown in dimensions of the abutment piles. Finally, λ
Fig 11(a), where each element Pi represents represents the longitudinal stiffness of the
the i-th pile from the left. The piles, modelled as bridge deck.
Fixed-Sway cantilevers, experience restraint to
lateral movement (in the longitudinal direction of E d Ap
the bridge) due to the lateral stiffness imposed
λ=
Ld
by the other piles and the longitudinal stiffness
of bridge deck. To evaluate the stiffness
experienced by each pile it is necessary to where Ap is the cross sectional area of the deck,
model the structure in Fig 11(a) as the spring- Ed is the deck’s Young’s modulus and Ld is the
system described in Fig 11(b), where the length of the deck slab. The spring-stiffness
displacement of node i represents the tip experienced by each pile Pi is the sum of the
displacement of pile Pi, i.e. the pile head stiffness due to the springs on the left kLi and
displacement. the stiffness due to the springs to the right kRi.
The magnitude of kLi and kRi is dependent on
the parallel and series sum of the individual λ, ω
and ω* springs. Table 1 summarises the value
of kLi and kRi at various nodes i.
1
Spring stiffness equation
i
kLi kRi
1
1 ω* 1
+
1
λ ω + k Ri +1
1 1
+ω
2,3,4 … n-2 1 1 1 1
+ +
λ k Li −1 λ ω + k Ri +1
1 1
+ω
n-1 1 1 1 1
+ +
λ k Li −1 λ k Rn
Fig 11: The multi-frame structure in (a) represents a
bridge in liquefied soil. This structure can be 1
modelled by the system in (b). The systems in (b) n 1
+
1 ω*
and (c) are equivalent. λ k Ln −1
1
Assuming that each deck span is identical and that the pier-
piles also are all identical
446
Proceedings of the 2nd Japan-Greece Workshop on Seismic Design, Observation, and Retrofit of Foundations
Published by Japan Society of Civil Engineers @2007
The total stiffness experienced by pile Pi is the piles (as it might apply to abutments
the parallel sum of springs kLi and kRi as shown designed mainly to serve as earth retaining
in Fig 12(c), where kTi: structures), the stiffness experienced by the
piles is dependent on its location along the
kTi = k Li + k Ri (8)
bridge, as shown in Fig 12. In this case the
central piles experience the lowest stiffness,
whilst the edge piers (P2 and Pn-1) experience a
From the equations in Table 1, it is possible
stiffness n/4 times larger.
to evaluate the stiffness experienced by the
piles for some pile supported bridges. Some
typical combinations of deck, pier piles and THE FAILURE OF THE SHOWA BRIDGE
abutment piles stiffness, and the corresponding
restraint experienced by individual piles have In this section the authors investigate the
been summarised in Table 2. failure of the Showa Bridge during the 1964
Niigata earthquake. A summary of the bridge
failure and current understanding is followed by
the authors’ critique of the assumptions made in
the failure hypothesis. Finally, using the
analytical tools presented earlier, the authors
have attempted to explain the reasons why the
pier piles failed and the abutments remained
stable.
Table 2: Stiffness experienced by the piles and applicability to the design method in Fig 10 for the various bridge design
combinations
Abutment pile Pier pile to deck Equivalent lateral stiffness Equivalent lateral non-dimensional
stiffness, ω* stiffness ratio, λ/ω experienced by pile Pi, kTi stiffness κi
E d Ap ⎛ 1 1 ⎞ E d Ad L ⎛ 1 1 ⎞
⎜ + ⎟ ⎜ + ⎟
>10000 Ld ⎝ i − 1 n − i ⎠ π 2 Ld EI ⎝ i −1 n − i ⎠
ω* >> ω for i=2,3,4, … n-1 for i=2,3,4, … n-1
12 EI
<0.0001 L3 0
for all i for all i
12nEI 12(n − 1)
>10000 L3 π2
for all i for all i
ω* =ω
12 EI
<0.0001 L3 0
for all i for all i
447
Proceedings of the 2nd Japan-Greece Workshop on Seismic Design, Observation, and Retrofit of Foundations
Published by Japan Society of Civil Engineers @2007
Fig 13: Showa Bridge detail: Soil Liquefaction profile. Adapted from Hamada and O'Rourke (1992). The soil behind the
left abutment is subjected to lateral spreading and creates a hinge near the abutment.
The collapse of the Showa Bridge has been seismic inertial loading on the basis that
one of the central case histories in the study earthquake motion had stopped. Using aerial
liquefaction induced failure during the Niigata photography Hamada and O'Rourke (1992)
earthquake. Most studies (Fukuoka (1966), studied the lateral spreading of liquefied soil
Hamada and O'Rourke (1992), and Yasuda and during the Niigata earthquake. They observe
Berrill (2000)), suggest that lateral spreading that the riverbank to the left of the Showa
was the direct cause of failure. Bridge moved by 4 m towards the river centre.
Reliable eyewitnesses quoted by Horii Based on this information the authors
(1966) suggest that the 303.9 m long and 24 m concluded that lateral spreading caused the
wide superstructure collapsed 1-2 minutes after bending failure of the piles P5 and P6 and the
the peak ground acceleration (PGA) had subsequent collapse of the bridge girders.
ceased. Evidence suggests that the
phenomenon of delayed pile foundation failure Qualitative Argument
is typical for failure due to liquefaction related Whilst it is clear that lateral spreading
effects. As showed in Fig 13 the sequential occurred around the left riverbank, there is no
collapse initiated when piers P5 and P6 evidence that the riverbed (directly underneath
collapsed in opposite directions. As a result the bridge) was significantly affected by lateral
girder E fell in the river. Immediately afterwards, spreading. In fact a potential energy argument
in a domino effect, girders F, D, C and B can prove the contrary: Liquefied soil will
partially fell in the river. Hamada and O'Rourke attempt to flow towards a form of lower potential
(1992) estimated the ground liquefaction profile. energy. Therefore, liquefied soil on a slope will
As shown in Fig 14 the soil liquefied to a flow downwards collecting at the end of the
maximum depth of 10 m below the riverbed and slope, and liquefied soil behind a discontinuity
to a maximum depth of approximately 5 m such as an abutment wall will tend to flow
below the riverbed near the left abutment. across the discontinuity in order to reach a
lower potential energy form. As shown in Fig 14
the liquefied soil of the riverbed underneath the
Showa Bridge is already in its lowest energy
from and therefore will not spread laterally. It is
reasonable to believe that the lateral flow from
the left riverbank heaved close to left abutment,
and the soil near piles P5 and P6 remained
largely stationary. In support of this argument is
the fact that piers P5 and P6 collapsed in
opposite directions. Had lateral spreading
Fig 14: Showa Bridge detail Adapted from Ishihara caused the bending failure of the piles, they
(1984) would have collapsed in the same direction.
Conclusively, it is reasonable to believe that the
Based on the delayed collapse of the bridge, flow of the lateral spreading of the soil on the
Fukuoka (1966) and Hamada and O'Rourke left bank of the river did not significantly affect
(1992) discard the possibility of collapse due to the collapsed the Showa Bridge pier piles.
448
Proceedings of the 2nd Japan-Greece Workshop on Seismic Design, Observation, and Retrofit of Foundations
Published by Japan Society of Civil Engineers @2007
The structural stability of the pile The loads acting on the piles are:
foundations was first put into question by a) Lateral load F (in the longitudinal bridge
Bhattacharya and Bolton (2004). The authors direction), which is a result of the earthquake
estimated the critical Euler buckling load induced permanent displacement
assuming the liquefied soil offer no lateral b) The bridge self weight P.
restraint to a pile. It is shown that the factor of
safety against buckling instability of the piles Finally, by assuming that the soil poses no
was close to one. Evidence of longitudinal lateral restriction, piles P5 and AL can be
scratches provided by Horii (1966) suggests modelled as shown in Fig 15.
that there was significant relative motion
between the girders and the pier-caps. These
displacements led to permanent geometrical
imperfections in the pile, and acted as a
catalyst to the P-Δ effect.
In the context of a new failure hypothesis it
is reasonable to believe that the liquefaction
front travelling from top to bottom reached a
critical depth a few moments after the PGA. At
this critical depth, the combination of
superstructure loading, earthquake imposed
imperfections (in the form of pile tip
displacement), and reduced lateral support form
the liquefied soil, resulted in the collapse of the
Showa Bridge.
Fig 15: Showa Bridge pile model as a fixed sway
Quantitative analysis cantilever
The analysis below aims to quantitatively
define the role that the bending and buckling As shown in Fig 16, Iwasaki (1984), the left
failure modes played in the 1964 collapse of the abutment moved by about 0.1 m towards the
Showa Bridge. More specifically the reason why centre of the river. Further, it can be estimated
pier piles P5 failed and the left abutment piles AL from detail drawings in Iwasaki (1984) that the
remained stable. According to Hamada and maximum allowable pile crown displacement for
O'Rourke (1992), as shown in Fig 14 the soil pier P5 during the earthquake, such that it would
underneath the Showa Bridge liquefied, to a not fall off the pier-cap, was 0.5 m. This
maximum depth of 10 m. Further to this Iwasaki displacement information and the detailed
(1984) suggests that the bridge piers and design data summarised by Bhattacharya et al
abutments were both supported on similar pile (2005) can be used to back-calculate the lateral
bents (9 single-row piles of 609 mm diameter). force that was necessary to cause the
As shown in Fig 13 the Showa bridge deck displacements in question. By modifying Eq 5,
composed of panels, each alternatively resting the lateral load necessary to cause the
on roller and fixed supports. For the purpose of observed displacement can be found by:
this analysis we will assume the lateral loads
were large enough to overcome the roller Δ
friction and therefore there was no lateral F= (15)
2 Pc ⎛π P ⎞ L
restraint to the movement of the piles. In Table tan⎜⎜ ⎟−
π P Pc ⎟ P
2 this corresponds to “ω* =ω” and ⎝2 ⎠
“λ/ω>10000”. Therefore, each pile of the piers
and abutments pile bents can be analysed The magnitude of the axial load acting on the
separately using the modelling guidelines abutment piles is approximately 30% that of the
suggested, and the design chart of Fig 10, for axial loads acting on the piles. This is because
κ=0. abutments support only one half of the 14 m
girder (as shown in Fig 13), whilst each pile
supports one 27 m long girder.
449
Proceedings of the 2nd Japan-Greece Workshop on Seismic Design, Observation, and Retrofit of Foundations
Published by Japan Society of Civil Engineers @2007
Using this information we can now derive foundations in liquefied soils. As a final remark
P/Pc and FL/2My. To investigate the behaviour it is interesting to note that, as shown in Fig 17,
of the pile with respect to yield failure we plot pile P5 is designed safely against buckling or
the data points P/Pc and FL/2My in the design bending taken as isolated failure modes.
chart of Fig 10. The computed numerical values However, it is an unsafe design when buckling
for the loads and corresponding moments are and bending are considered as interactive
presented in Table 3, and the non-dimensional failure mechanisms.
data points plotted in Fig17.
As shown in Fig 17 the design of the Table 3: Bending moment and buckling calculations
for pile P6 and the abutment piles
abutment piles (as for the assumptions made) is
safe by a satisfactory margin, whilst the design
Numerical values
of the pile P5 is unsafe. The P-Δ effect for P5 is References
Variable Left abutment
responsible for 20% of the total bending Pile P5
piles
moment. In the abutment piles, due to smaller From Fig 16,
lateral displacements and axial loads, the P-Δ Δ (m) 0.50 0.10 according to
Iwasaki (1986)
effect in is only responsible for 3% of the net 1 Bhattacharya
P (N) 750000 205000
bending moment. Therefore, the contribution of (2005)
Hamada and
the P-Δ effect is 6 times larger on P5 than on AL. EI (Nm )
2 16000000
160000000 O'Rourke
0
Further, the axial load in the pier-pile P5 is (1992)
Bhattacharya
approximately 3.5 times larger than the axial L (m) 21 17
2
(2005)
load in the abutment-pile AL, and the P5 lateral F (N) 82178 37632 Eq (20)
load in is approximately twice the AL lateral load.
FL (Nm) 1725737 639749
This suggests that the contribution of the P-Δ 3 Bhattacharya
effect to the net bending moment increases My (Nm) 629000 629000
et al (2005)
rapidly with P and F. 4 Bhattacharya
Pc (N) 895000 1366035
et al (2005)
Had the pier pile P5 head moved only by 0.4 P/Pc 0.838 0.150
m the design would still have proven to be FL/2Mp 0.533 0.197
unsafe (FL/2Mp=0.274, P/Pc=0.197). The 1
taken as 35% of the 750000 N load acting on the piers, which
unsatisfactory design performance of the pier would correspond to the weight that half of the 13m girder
piles compared to the abutment piles is due to imposed on each pile.
2
Estimated from Fig. 8 p3-21, depth of fixity taken as 6D, where D
the larger axial loads acting on the piers – the is the pile diameter.
result of supporting a larger portion of the girder. 3
My=σI/y for σ=500MPa
4 2 2
This emphasizes the important role that axial Buckling load for a Fixed-Sway cantilever, Pc=π EI/L ,
calculated using data in Bhattacharya et al (2005).
loads play in the performance of piled
450
Proceedings of the 2nd Japan-Greece Workshop on Seismic Design, Observation, and Retrofit of Foundations
Published by Japan Society of Civil Engineers @2007
451
Proceedings of the 2nd Japan-Greece Workshop on Seismic Design, Observation, and Retrofit of Foundations
Published by Japan Society of Civil Engineers @2007
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Iwasaki T. (1984). A case history of bridge U.S. Geological survey data series, DDS-21, 1995.
performance during earthquakes in Japan. Int'l Earth Science photographs from U.S. Geological
Conf. Case Histories in Geotechnical Engineering. survey Library
University of Missouri-Rolla, Vol. 3, p981-1008.
Wilson E. L. and Habibullah A. (1987) Static and
Iwasaki T. (1986). Soil liquefaction studies in Japan, Dynamic Analysis of Multi-story Buildings Including
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Public Works Research Institute, Tsukuba, Japan,. Engineering Research Institute, Vol. 3, No. 3
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JRA [1996]. Japanese Road Association,
Specification for Highway Bridges, Part V, Seismic
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452
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