Professional Documents
Culture Documents
Module 2
1
Revised December 2023
2 The Recent History of
Second Language Learning
Research
2.1 Introduction
In order to understand current developments in second language learning
research, it is helpful to retrace its recent history. We will see throughout this
chapter that the kind of questions researchers are asking today are for the
most part firmly rooted in earlier developments in the fields of linguistics,
psychology, sociology and pedagogy.
The first part of this chapter explores in general terms the theoretical
foundations of today’s thinking. More detailed reviews can be found else-
where, such as de Bot (2015), Dulay, Burt, and Krashen (1982), Gass (2009),
Ortega (2014), Selinker (1992), Tarone (2015), Thomas (2004, 2013) and
VanPatten and Williams (2015). We will limit ourselves to the period since
the 1950s, which has seen the development of theorizing about L2 learning
from an adjunct to language pedagogy to an autonomous field of research.
We will start with the 1950s and 1960s and a short description of how
L2s were believed to be learned at the time. We will then describe the initial
impact of the Chomskyan revolution in linguistics on the field of language
acquisition in the 1970s, firstly on the study of L1 acquisition, and subse-
quently that of L2 acquisition.
We will then briefly consider the 1980s, which witnessed the development
of second language acquisition (SLA) theorizing as a relatively autonomous
field of enquiry (a “coming of age”: Sharwood Smith, 1994, p. ix). During
this period, the impact of Chomskyan linguistics developed considerably,
though with L2 researchers sometimes struggling to adapt their empirical
programmes in line with changes in Chomskyan theorizing. However, ideas
coming from cognitive psychology also became increasingly significant.
Research strands initiated in the 1980s will then systematically be reviewed
and evaluated in the rest of the book, as well as some newer trends which
made their appearance in the 1990s and beyond. On the one hand, cognitive
and psycholinguistic theorizing have developed considerably. On the other
hand, there has emerged what has been described as the “social turn” in SLA
(Block, 2003), with greatly increased interest in learner identity and agency,
and the wider social context for SLA. This social turn is linked to more
40 The Recent History of SLL Research
integrative views of language knowledge and language practice, which view
multilingualism as a “normal” state, and reject notions of “native speaker”
competence as a necessary target for SLA (Cook, 2016; Ortega, 2013). Fur-
thermore, Chomskyan theorizing about what is to be acquired, that is, the
nature of language itself, has been challenged increasingly by more usage-
based perspectives (Holme, 2013).
The last part of the chapter comprises a timeline of significant publica-
tions which have advanced the L2 field, from the 1950s up to the present.
Howatt’s summary makes it clear that language teaching experts and reform-
ers were appealing at this time to the general learning theory then dominant
in mainstream psychology, behaviourism, which we explain more fully in
the next section.
2.2.1 Behaviourism
In the behaviourist view (Bloomfield, 1933; Skinner, 1957;Thorndike, 1932;
Watson, 1924), language learning is seen like any other kind of learning,
as the formation of habits. It stems from work in psychology which saw
the learning of any kind of behaviour as being based on the notions of
The Recent History of SLL Research 41
stimulus and response. Human beings are exposed to numerous stimuli in
their environment.The response they give to these stimuli will be reinforced
if successful, that is, if some desired outcome is obtained. Through repeated
reinforcement, a certain stimulus will elicit the same response time and
again, which will then become a habit. The learning of any skill is seen as
the formation of habits, through the creation of stimulus-response pairings
which become stronger with reinforcement. Applied to language learning,
this means a certain situation will call for a certain response; for exam-
ple meeting someone will call for some kind of greeting, and the response
will be reinforced if the desired outcome is obtained, that is, if the greet-
ing is understood; in the case of communication breakdown, the particular
response will not be reinforced, and the learner will hopefully abandon it.
When learning a first language, from this point of view, the process is
relatively simple: all we have to do is learn a set of new habits as we learn to
respond to stimuli in our environment. When learning a second language,
however, we run into problems: we already have a set of well-established
responses in our L1. The L2 learning process therefore involves replacing
those habits by a set of new ones. The complication is that the old L1 habits
interfere with this process, either helping or inhibiting it. If structures in the
L2 are similar to those of the L1, then learning will take place easily. If, how-
ever, structures are different, then learning will be difficult. As Lado put it:
2.3 The 1970s
This famous example is typical of such attempts, and this child is neither
slow in her development, nor particularly stubborn; it is as if she cannot
make the alternative proposed by her father fit within her current grammar.
From this necessarily brief and oversimplified account of 1970s L1 acqui-
sition research, the following characteristics emerge:
GROUP I
CASE WORD ORDER
(Nominative/Accusative) (In simple declarative sentences)
GROUP II
SINGULAR COPULA SINGULAR AUXILIARY
(’s/is) (’s/is)
PLURAL AUXILIARY PROGRESSIVE
(are) (-ing)
GROUP III
PAST IRREGULAR CONDITIONAL AUXILIARY
would
POSSESSIVE LONG PLURAL
(‘s) (-es)
THIRD PERSON SINGULAR
(-s)
GROUP IV
PERFECT AUXILIARY PAST PARTICIPLE
have -en
Sequence observed
100
90
80
70
60
50 Children*
40
30 Adults**
20
10
Pr
Co ssi
Pl
Ar (-s) opu
Co
Po
3r ssiv
Lo rso
Pa ctib
Pr
d
ur ible g)
og
tic
ng n (
ss ula (’s
on
st
nt
nt
pe e (’
al
le
ra
ra
re
e
irr
ou
pl -s)
c
ur
a,
t
n
al
ve
ca
th
le
(-e
e)
se
(-i
au
s)
n
s)
x.
la
)
(’s
)
Figure 2.2 Comparison of Adult and Child Acquisition Sequences for Eight Grammati-
cal Morphemes
Source: Dulay et al., 1982, p. 210
52 The Recent History of SLL Research
Before moving to examine the theoretical proposals advanced to explain
such findings, let us pause for an instant on the last point, namely the find-
ing that acquisitional patterns in L1 and L2 learning were both similar and
different, as this issue is still debated today. Remember that the discovery
of acquisition sequences in L1 was linked to the theory that children are
endowed with a language faculty which guides them in the hypotheses
they make about the language around them. Brown’s order of acquisition
of grammatical morphemes was seen as evidence to support this view. So,
what could be made of the finding that L2 learners also seemed to follow
an order of acquisition, but that this order was somewhat different? A rather
ambiguous picture emerged from the empirical work characteristic of the
1970s, and the 1980s research agenda tried to address some of these issues.
But first of all, we need to consider Krashen’s Monitor Model, an influential
first attempt to bring together a range of post-behaviourist findings in a
comprehensive model of L2 acquisition.
Krashen’s Affective Filter was a strong early claim about the importance of
emotion in L2 learning. Once again, this idea has been followed up in later
research on motivation, on emotion and on individual learner differences.
However, Krashen’s Affective Filter concept itself remained undeveloped,
and how it actually worked remained unexplored.
While presenting Krashen’s five hypotheses, we have also reflected criti-
cisms which have been current almost since Krashen first advanced them.
It remains true nonetheless that Krashen’s ideas have shaped later research
agendas, as we have indicated. Krashen’s main overall weakness was the
presentation of what were just hypotheses that remained to be tested, as
a comprehensive model that had empirical validity, as well as pedagogical
implications.
(Continued)
(Continued)
1974 Bailey, N., Madden, Bailey et al. carry out morpheme studies
C., & Krashen, S. with adult L2 learners and find very
(1974). Is there a similar results to Dulay and Burt (1973).
“natural sequence” in The morpheme studies show for the
adult second language first time that L1 and L2 acquisition are
learning? Language both driven by learner-internal creative
Learning, 24, 235–243. mechanisms rather than behaviourist
principles.
1974 Richards, J. (Ed.). (1974). Richards takes the findings on learners’
Error analysis: Perspectives errors beyond the research laboratory into
on second language learning. the classroom, in this first book-length
London: Longman. analysis of L2 learners’ errors.
1978 Schumann, J. (1978). The With the focus now firmly on the study of
pidginization process: L2 production, Schumann notices that
A model for second language early interlanguages resemble pidgins
acquisition. Rowley, MA: before becoming more complex in ways
Newbury House. similar to the creolization process. He also
claims that L2 learners who feel closer
to the target language community are
likely to make the most progress beyond
the pidgin stage, and terms this process
“acculturation”.
1978 Bialystok, E. (1978). Bialystok is the first to draw a distinction
A theoretical between implicit (subconscious) and
model of second language explicit (conscious) knowledge in SLA,
learning. Language arguing that the two interact, a dichotomy
Learning, 28, 69–84. which has led to much subsequent
theorizing and research.
1979 Givón, T. (1979). From Givón argues that learner speech in early
discourse to syntax: stages resembles the “pragmatic mode”
Grammar as a processing typical of informal speech, relying heavily
strategy. In T. Givón on context. He contrasts this with the
(Ed.), Syntax and “syntactic mode” of more formal styles
semantics (pp. 81–112). which rely more on grammatical coding.
New York: Academic Authors such as Huebner (1983), Dittmar
Press. (1984) and Sato (1990) apply this model
in a range of detailed small-scale L2
studies, in what becomes the functionalist
tradition.
1980 Long, M. (1980). Input, Long’s Ph.D. thesis shows that learners are
interaction and second active partners in L2 interactions rather
language acquisition. than mere recipients of input, negotiating
Ph.D. dissertation, the input in order to maximize its
University of California, comprehensibility, given their current
Los Angeles. developmental level. This work represents
a new focus on the input learners receive
and how they engage with it.
1981 Krashen, S. (1981). Second Krashen develops and refines his Monitor
language acquisition and Model, which claims that “learning”
second language learning. and “acquisition” are different processes.
Oxford: Pergamon. Acquisition is the subconscious process
(Continued)
(Continued)
(Continued)
(Continued)
1992 Sokolik, M., & Smith, M. For the first time, researchers resort to
(1992). computer modelling to account for
Assignment of gender to L2 development. Sokolik and Smith
French nouns in primary developed a connectionist network model
and secondary language: which was able to learn the gender of
A connectionist model. French nouns solely on the basis of
Second Language Research, associative patterns.
8, 39–58.
1993 VanPatten, B., & Cadierno, VanPatten’s input processing model, and
T. (1993). Explicit associated processing instruction, pays
instruction and input fresh attention to links between learning
processing. Studies and teaching, arguing that learners initially
in Second Language tend to ignore redundant grammatical
Acquisition, 15, 225–244. information. For example, in He played in
the garden yesterday, learners do not need to
process the -ed inflection for the meaning
of “pastness” as they tend to retrieve
it from the word yesterday. Processing
instruction activities avoid redundancy,
forcing learners to process grammatical
information to extract meaning.
1994 Lantolf, J. P. (Ed.). (1994). In this special issue of the Modern Language
Socio-cultural theory Journal, Lantolf applied the Vygotskyan
and second language sociocultural framework to L2 acquisition,
learning [Special issue]. arguing that language learning is
The Modern Language quintessentially a mediated social process.
Journal, 78(4). Concepts such as regulation, scaffolding,
the Zone of Proximal Development,
microgenesis, private and inner speech
and activity theory are at the core of
sociocultural analyses of L2 learning.
1994 Bayley, R. (1994). Theorizing from the field of sociolinguistics
Interlanguage variation makes an entry into SLA. In the Labov
and the quantitative sociolinguistic tradition, Bayley applies
paradigm: Past tense a quantitative model based on statistical
marking in Chinese— probabilities (VARBRUL) to the analysis
English. In E.Tarone, S. M. of L2 variation. This methodology is used
Gass & A. Cohen (Eds.), to show how far L2 learners appropriate
Research methodology in target sociolinguistic norms.
second language acquisition
(pp. 157–181). Hillsdale,
NJ: Lawrence Erlbaum.
1995 Duff, P. (1995). An Continuing the emergence of sociolinguistic
ethnography of concerns in SLA, Duff conducts one of
communication in the first substantial ethnographic studies of
immersion classrooms L2 socialization, in the context of English
in Hungary. TESOL immersion in Hungarian high school.
Quarterly, 29, 505–537.
(Continued)
(Continued)
(Continued)
(Continued)
2000 Norton, B. (2000). Identity In her study of women migrants living and
and language learning. working in Canada, Norton proposes
Harlow: Longman. a dynamic, poststructuralist view of
learner identity, and treats learner agency
and investment as central to learning
success.
2001 Ohta, A. S. (2001). Second The sociocultural framework sees its first
language acquisition very detailed longitudinal study. Ohta’s
processes in the classroom: investigation of adult Japanese learners of
Learning Japanese. English enables her to gain insights into
Mahwah, NJ: Lawrence the role of private speech in L2 learning
Erlbaum. processes, and to document mutual
scaffolding, which, she argues, plays a
crucial role in L2 development.
2001 Hawkins, R. (2001). Within the generative tradition, Hawkins’
Second language syntax: Modulated Structure Building model
A generative introduction. argues that learners start with lexical
Oxford: Blackwell. projections only, gradually building
functional categories, and that they cannot
acquire through UG functional features
(e.g. grammatical gender) not instantiated
in their L1.
2001 Ullman, M. (2001). The Ullman’s articulation of the declarative/
neural basis of lexicon procedural model of memory, with
and grammar in first and supporting neuroanatomical evidence, has
second language: The been influential in explaining differences
declarative/procedural between how language is stored, processed
model. Bilingualism: and accessed in a first and second
Language and Cognition, 4, language.
105–122.
2002 Kasper, G., & Rose, Kasper and Rose carry out a survey of
K. (2002). Pragmatic studies of L2 pragmatic development since
development in a second the early 1980s, putting this hitherto-
language. Oxford: neglected aspect of development firmly
Blackwell. on the SLA map.
2003 Ellis, N.C. (2003). N. C. Ellis has long been one of the
Constructions, chunking, strongest advocates of emergentism,
and connectionism: The arguing that the acquisition of the L2
emergence of second results from the analysis of patterns in
language structure. In the language input, through associative
C. Doughty & M. Long learning processes. In this view, there are
(Eds.), The handbook of no pre-existing rules underpinning the
second language acquisition grammars of languages, only probabilistic
(pp. 63–103). Malden, patterns.
MA: Blackwell.
2004 Paradis, M. (2004). A New and increasingly sophisticated
neurolinguistic theory of technologies (e.g. ERPs [Event-
bilingualism. Amsterdam: Related Potential], fMRI [functional
John Benjamins. Magnetic Resonance Imaging]) are
enabling researchers to investigate the
neurobiological foundations of language
Year Text Comment
(Continued)
(Continued)
(Continued)
(Continued)
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