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Computational psychiatry: from synapses to sentience


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Karl Friston

© The Author(s) 2022

This review considers computational psychiatry from a particular viewpoint: namely, a commitment to explaining psychopathology
in terms of pathophysiology. It rests on the notion of a generative model as underwriting (i) sentient processing in the brain, and (ii)
the scientific process in psychiatry. The story starts with a view of the brain—from cognitive and computational neuroscience—as
an organ of inference and prediction. This offers a formal description of neuronal message passing, distributed processing and
belief propagation in neuronal networks; and how certain kinds of dysconnection lead to aberrant belief updating and false
inference. The dysconnections in question can be read as a pernicious synaptopathy that fits comfortably with formal notions of
how we—or our brains—encode uncertainty or its complement, precision. It then considers how the ensuing process theories are
tested empirically, with an emphasis on the computational modelling of neuronal circuits and synaptic gain control that mediates
attentional set, active inference, learning and planning. The opportunities afforded by this sort of modelling are considered in light
of in silico experiments; namely, computational neuropsychology, computational phenotyping and the promises of a
computational nosology for psychiatry. The resulting survey of computational approaches is not scholarly or exhaustive. Rather, its
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aim is to review a theoretical narrative that is emerging across subdisciplines within psychiatry and empirical scales of investigation.
These range from epilepsy research to neurodegenerative disorders; from post-traumatic stress disorder to the management of
chronic pain, from schizophrenia to functional medical symptoms.

Molecular Psychiatry (2023) 28:256–268; https://doi.org/10.1038/s41380-022-01743-z

INTRODUCTION theory or hypothesis-led approaches, where hypotheses are


The inception of computational psychiatry—a decade ago— articulated as a generative model, for which empirical evidence
reflected a consensus that a formal, crisp and clear approach to can be sought. This demarcates computational approaches with
psychiatry could be furnished by computational advances in data ‘strong’ explanatory power from ‘weak’, descriptive or theory-free
modelling, neuroscience and machine learning [1–5]. There are approaches. Many ‘weak’ approaches have come and gone,
now annual workshops in computational psychiatry and an leaving an underwhelming legacy. Examples of weak approaches
eponymous journal. However, introducing computational psychia- include behaviourism [8]; namely, a description of behaviour that
try was a risky move: most editors know that that pre-pending any is reinforced by an outcome that is defined (tautologically) by its
journal title with “Computational” is likely to drop its impact factor ability to reinforce behavior [Clearly, behaviourism is not theory
by at least one point. So, has computational psychiatry delivered? free. I am using ‘behaviourism’ here as a euphemism for simply
And where is it going? collecting and summarising dependencies in observable beha-
Thirty years ago, state-of-the-art computational techniques viour (e.g., with an autoregression or Rescorla-Wagner model)].
meant the application of factor analysis to discern patterns of Strong alternatives rest upon the explanatory power of active
symptoms and signs and schizophrenia—e.g. [6]—or, at least for inference and learning [9], that emphasise beliefs, uncertainty,
me, the use of canonical correlation analysis to describe patterns preferences and curiosity [10–14]. In imaging neuroscience a weak
of cerebral blood flow in brain imaging [7]. Nowadays, things are example would be correlation patterns in functional magnetic
very different. I spend my time discussing the finer details of resonance imaging (fMRI) or electrophysiology, a.k.a., functional
modelling synaptic efficacy with researchers, whose expertise connectivity [15]; where its strong counterpart would be the
spans magnetoencephalography, functional genomics, optoge- directed connectivity in neuronal circuits that cause the correla-
netics and cell cultures. I sit there—pretending to know all the tions, a.k.a., effective connectivity [16–22]. In the data sciences,
acronyms—and marvel at how a common, computational, weak computational approaches rest on ‘big data’ and machine
narrative can bring molecular biologists and clinical neuroscien- (e.g., deep) learning procedures that preclude generative or world
tists to the same table. This review considers some of the models and, as a consequence, any mechanistic interpretability or
foundational tenets of this narrative, illustrating the ‘work in explainability [20, 23, 24]. The strong complement, in machine
progress’ with a few select examples. learning, rests on generative modelling; e.g., generative adversar-
Our focus will be on computational ideas and procedures that ial networks and automatic variational inference [25–27]. [The
have endured, sometimes for centuries, and are currently [re] bright line between strong (hypothesis-led) and weak (data-led)
emerging across theoretical neurobiology. This limits us to a approaches is, of course, fragile. For example, weak approaches

Wellcome Centre for Human Neuroimaging, Institute of Neurology, University College London, London WC1N 3AR, UK. ✉email: k.friston@ucl.ac.uk
1

Received: 27 March 2022 Revised: 8 August 2022 Accepted: 11 August 2022


Published online: 2 September 2022
K. Friston
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are necessary to furnish evidence for strong approaches (e.g., [Clearly, asserting that all of psychopathology is ‘false inference’
genome-wide association studies GWAS that point to particular requires some qualification. The basic argument—that licences
synaptopathies), while hypotheses are necessary to make the best this assertion—is that any symptom (or sign) of psychopathology
sense of data (e.g., enrichment analysis in prioritizing variants from must, at some level, entail aberrant belief updating. The kind of
GWAS)]. beliefs here are Bayesian beliefs; namely, subpersonal or proposi-
The common theme that distinguishes weak from strong tional representations that possess the attribute of uncertainty,
approaches is reference to a generative model: namely, a and are conditional in a well-specified sense. Under this reading of
hypothesis about causal mechanisms, specified formally as a joint beliefs, sentient behaviour—and beliefs about that behaviour—
probability distribution over some (unobservable, latent or can then be cast as inference (e.g., perceptual inference, planning
hidden) causes and their (observable, measurable) consequences. as inference, attribution of agency, emotional recognition, et
What follows is, at every level, undergirded by a generative model cetera). Reducing everything to inference then provides a
that places (strong) computational psychiatry—and perhaps our mechanics to understand neuronal dynamics and development,
own sentience—firmly in the realm of mechanistic, evidenced- in terms of belief updating and the requisite message in the
based science; in the sense, that one can compare the evidence brain].
for one generative model, relative to another. The foundations of this account of sentient behaviour can be
traced back to the days of Plato and were most clearly articulated
in the 19th-century by Helmholtz as unconscious inference
OVERVIEW [38, 39]—ideas that are reminiscent of Kantian philosophy. These
The first section sets the scene for a mechanistic formulation of ideas endured through the 20th-century in several flavours; for
psychopathology under current ideas about the brain as an organ example, analysis by synthesis [40, 41], epistemological automata
of inference, prediction and planning. These ideas can be [42], perception as hypothesis testing [43, 44] and, in machine
articulated in terms of the computational processes that learning, the Helmholtz machine [45]. The inference narrative
accompany belief updating in the Bayesian brain [28–32]. The supervened at the turn of the century, with a resurgence of
second section turns to psychopathology—and the underlying interest in enactivist approaches [46–51] that now predominate in
pathophysiology—by asking how aberrant belief updating and the cognitive and systems neurosciences, in the form of things like
predictive processing might manifest? In brief, the conclusion is predictive processing and active inference [52–60].
that many psychiatric and neurological disorders can be framed in Active inference can be read as an enactive version of the
terms of a synaptopathy that confounds the encoding of Bayesian brain hypothesis [61, 62] that subsumes sentience
uncertainty or precision in a (Bayesian) brain [33–35]. (perceptual inference) and behaviour by treating control and
The third section considers the imperatives for computational planning as inference [28–31]. So, what is inference? In this setting,
modelling of empirical data that inherit from the previous sections. inference just refers to a process that maximises the evidence for
This leads to a discussion of how to assess the modulation of some (generative) model or hypothesis about the causes of
synaptic efficacy in terms of changes in effective connectivity, with (sensory) data. Model evidence is also known as marginal likelihood;
an emphasis on dynamic causal modelling in psychiatry [20, 36, 37]. namely, the likelihood of some data, under a model of how those
The final sections deal with computational phenotyping; namely, data were generated. Maximising the evidence for our own
using computational or in silico models of belief updating—and generative model is sometimes called self-evidencing [63]. In brief,
psychophysical or behavioural concomitants—to explain the active inference casts the brain as a fantastic organ: a generator of
responses of a given subject. They briefly consider computational fantasies, hypotheses and predictions that are tested against
nosology, by asking if there is a generative model of pathophysiol- sensory evidence. One might ask how this account of sentient
ogy and psychopathology that can be used to best explain the behaviour speaks to neuroanatomy, and the functional architec-
trajectories of individual patients using high-density longitudinal tures implied by neurophysiology.
data. Finally, the opportunity afforded by a formal and mechanistic The answer is relatively straightforward. Given a generative
understanding of functional brain architectures is exemplified by model, there are well described belief updating or propagation
computational neuropsychology; namely, performing in silico lesion schemes that specify the requisite message passing that must, in
or pharmacological experiments. some form, be implemented by neuronal networks. For generative
models based upon continuous states of the world, these schemes
are known as Bayesian filters or predictive coding [56, 64–67]. In
THE BAYESIAN BRAIN, PRECISION ENGINEERING AND ACTIVE generative models of discrete states (e.g., “I am in the kitchen”, as
INFERENCE opposed to “I am at these continuous GPS coordinates”) the
The narrative starts with the simple premise that if psychology— message passing schemes are variously known as belief propaga-
read as belief updating in the brain—can be cast as a tion or variational message passing [68–71]. All of these schemes
computational process of inference, it follows that psychopathol- can be cast as a gradient ascent on model evidence or marginal
ogy just is false inference. False inference is meant in the usual likelihood [72]. In short, neuronal dynamics just are a process of
sense of false positives (i.e., type I errors); namely, inferring inference. See Fig. 1 for a schematic description of predictive
something is there when it is not. Cardinal examples here include coding.
hallucinations, delusions and other features of reality distortion Crucially, the gradients that subtend neuronal dynamics—and
seen in psychosis. False negatives (i.e., type II errors) mean consequent belief updating—can always be formulated as a
inferring something is not there when it is; for example, prediction error [This may sound like a sweeping statement;
dissociative disorders, neglect syndromes, derealisation phenom- however, any random dynamical system (including neuronal
ena, et cetera. Indeed, when one thinks about psychiatric and dynamics) can be cast as a gradient flow, where the gradients can
neurological disorders, most can be framed as false inference: always be expressed as a difference in log probabilities, which can
ranging from dysmorphophobia in eating disorders, through to be read as prediction errors of one kind or another] [70]. In other
delusional systems in paranoid schizophrenia; from phobias words, the divergence between predictions of sensory input and
through to Parkinson’s disease. It may seem odd to include the observed sensations. In predictive coding schemes, it is thought
Parkinson’s disease; however, the pathognomonic bradykinesia— that prediction errors are represented explicitly: e.g., by superficial
and failure to initiate movement—can, on one reading, be seen as pyramidal cells in the upper layers of the cortex [66, 73–76].
a failure to realise motor planning as inference (see below). So, This leads to a picture of hierarchical inference in the brain as
what licences the assumption that psychology is inference? the reciprocal message passing between the levels of a cortical

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Fig. 1 This figure summarizes hierarchical message passing in predictive coding. Predictive coding is a scheme for generative models
based upon continuous states. In these schemes, neuronal activity encodes expectations about the causes of sensory input that are
continually updated to minimize prediction error. Prediction error is the difference between (ascending) sensory input and (descending)
predictions of that input. This minimization rests upon recurrent neuronal interactions among different levels of a cortical hierarchy. It is
thought that superficial pyramidal cells (red triangles) compare the expectations (at each hierarchical level) with top-down predictions from
deep pyramidal cells (black triangles) of higher levels: see [66] for a review. Left panel: this schematic shows a simple cortical hierarchy with
ascending prediction errors and descending predictions. It includes neuromodulatory gating or gain control (teal) of superficial pyramidal
cells that determines their relative influence on deep pyramidal cells encoding expectations. Right panel: this provides a schematic example in
the visual system: it shows the putative cells of origin of ascending or forward connections that convey prediction errors (red arrows) and
descending or backward connections (black arrows) that furnish predictions. The prediction errors are weighted by their expected precision,
which have been associated with projections from the pulvinar. In this example, the frontal eye fields send predictions to primary visual
cortex, which projects to the lateral geniculate body. However, the frontal eye fields also send proprioceptive predictions to pontine nuclei,
which are passed to the oculomotor system to induce movement, through classical oculomotor reflexes. This means that saccadic eye
movements, for example, realise top-down proprioceptive predictions that are deeply informed by hierarchical processing of data from all
sensory modalities. Similar schemes can be elaborated for discrete state space generative models, responsible for planning and motor control
—or allostasis and autonomic function: see [54] for equivalent schematics and [70] for mixtures of continuous and discrete models.

hierarchy; in which prediction errors ascend from lower to higher an intimate relationship between attention and the modulation of
levels to drive changes in neuronal populations encoding states of synaptic efficacy by classical neuromodulators and nonlinear
affairs in the world. These populations (e.g., deep pyramidal cells postsynaptic responses responsible for mediating the exchange
in lower layers of the cortex) then supply a counter stream of between fast-spiking inhibitory interneurons and (superficial)
descending predictions that resolve or cancel prediction errors at pyramidal cells [78, 79, 81, 86–91]. Please see Table 1 and [92]
lower levels [66, 75, 77]: e.g., by targeting inhibitory interneurons for a fuller discussion of neuromodulators and the representation
that are coupled to the superficial pyramidal cells broadcasting of precision. Figures 2, 3 illustrate the neuronal circuitry implicated
prediction errors [78, 79]. This architecture also plays out under in precision or gain control, with a focus on canonical microcircuits
discrete generative models and has become something of a and inhibitory interneurons, respectively.
workhorse for understanding recurrent message passing in One crucial aspect of this precision engineering is that it
cortical and subcortical hierarchies. underwrites our ability to filter out—or ignore—certain prediction
errors when they are deemed imprecise. A key example is the
attenuation of sensory prediction errors that report the con-
THE IMPORTANCE OF BEING PRECISE sequences of movement [93–98]. If we could not ignore the
Prediction errors (i.e., the gradients that drive belief updating) can proprioceptive and somatosensory afferents—supplying evidence
be regarded as carrying the newsworthy information at any given that we are not moving—then any beliefs about intended or
hierarchical level to the level above. However, this is not the predicted movement would be revised immediately, and we
complete story. Higher levels have to select which prediction would not be able to initiate movement. This mandates a transient
errors to listen to; much in the same way that we select our most suspension of sensory precision during active sensing: c.f.,
trustworthy news channels or sources of information. This saccadic suppression of optic flow signals during saccadic eye
selection rests upon predictions of predictability or precision. movements [99]. It also provides a glimpse of how one might
Predicting or estimating precision is a universal requisite for explain Parkinson’s disease in terms of dopaminergic failures of
making sense of data: from estimating the signal-to-noise ratio in sensory attenuation [100]. More generally, it foregrounds the role
some sensory apparatus, through to estimating standard error of precision in orchestrating the perception action cycles [101]
when making inferences via some Neyman-Pearson statistic. that underwrite active sensing [102]. For example, sensory
Affording certain prediction errors greater precision increases attenuation suggests a particular scheduling of action and
their influence on belief updating and has all the hallmarks of perception: although both work hand-in-hand to resolve predic-
attentional selection [80–85]. Physiologically, this simply entails an tion errors, this resolution may involve a fast (~4 Hz) alternation
increase in the excitability or postsynaptic gain of neuronal between sampling the world (e.g., visual palpation with saccades)
populations broadcasting prediction errors. On this view, there is and belief updating after each sample.

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Table 1. The pharmacology of precision. Please see [92] for details.
Neurotransmitter system Functional role Neuroanatomy
Cholinergic Encoding the precision of outcomes given hidden states: (c.f., Nucleus basalis of Meynert
Attention and expected uncertainty [218, 219])
Noradrenergic Encoding the precision of state transitions (c.f., Volatility and Locus coeruleus
unexpected uncertainty [220])
Dopaminergic Encoding the precision of beliefs about policies (c.f. Action selection Substantia nigra pars compacta, Ventral
[221]) tegmental area

Fig. 2 Predicting precision. This schematic is a more detailed version of Fig. 1 that includes putative laminar-specific connections that are
consistent with the precision-based predictive coding described in [176]. This architecture is based upon [66] and conforms roughly to the
known neuroanatomy and physiology of canonical microcircuits in the visual system and the laminar specificity of extrinsic connections. The
key aspect of this figure is the inclusion of deep pyramidal cells encoding the amplitude of (squared or unsigned) prediction error that inform
posterior expectations about precision in the (matrix cells) of the pulvinar. These cells reciprocate descending projections to modulate the
gain of superficial pyramidal cells in cortex. Forward connections are in red, and descending (backward) connections are in black. First-order
prediction errors are shown as full red lines and second-order (unsigned) prediction errors are shown as broken red lines. This schematic
ignores inhibitory interneurons that mediate some inferences vicariously. See subsequent figure.

In summary, the narrative so far is that psychopathology disruption to the organs of connection (i.e., white matter tracts in
represents false inference or aberrant belief updating, under a the brain), positing a form of disconnection syndrome [104]. A
view of the brain as a statistical organ, generating predictions and complementary perspective was provided by Bleuler’s notion of
revising its (subpersonal Bayesian) beliefs on the basis of disintegration of the psyche [105], cast in more functional terms
prediction errors. Crucially, these predictions are contextualised that we might now read as a failure of synaptic integration. These
with predictions of precision or predictability that instantiate ideas re-emerged with the advent of functional brain imaging in the
attentional or intentional set; allowing the selection of attenuation 1990s, in the form of disconnection hypotheses, drawing analogies
of prediction errors via a process of precision weighting. This with things like metachromatic leukodystrophy [106] and the
precision weighting is nothing more than modulating the gain, dysconnection hypothesis [107] that emphasised dysfunctional
postsynaptic sensitivity or excitability of appropriate neuronal synaptic integration; specifically, neuromodulatory failures of
populations. So, what does this computational architecture offer in synaptic function [34]. The latter formulation of dysfunctional
terms of potential targets for pathology? connectivity is now arguably the prevalent view for most psychiatric
and neurodegenerative conditions, while variants of the sejunction
hypothesis would be apt for cerebrovascular accidents, space
SYNAPTOPATHY, DYSCONNECTIONS AND FALSE INFERENCE occupying lesions and other interruptions to white-matter fasciculi:
The narrative returns here to the 19th-century and early formula- for example, increases in conduction delays due to cerebral small
tions of psychiatric disorders such as dementia praecox and vessel disease in white matter fasciculi.
schizophrenia. A common theme of these formulations is a In short, one could neatly summarise the pathophysiology of
disintegration or disruption of neuronal processing. From the many psychiatric and neurological conditions in terms of one or
perspective of the current narrative, these formulations came in two more forms of synaptopathy [108]. Synaptopathy is taken to mean
flavours. First, Wernicke’s sejunction hypothesis [103] emphasised any failure of synaptic function due to a variety pathological

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Interactions between pyramidal cells and inhibitory interneurons

A simplified scheme

Fig. 3 The left panel depicts interactions between (superficial and deep) pyramidal cells with inhibitory interneurons. Inhibitory
interneurons are partitioned into three subtypes (Parvalbumin positive PV, somatostatin SST, and vasoactive intestinal peptide expressing
interneurons, VIP), based upon optogenetic studies [217]. This schematic illustrates the intimate relationship between pyramidal cells and
inhibitory interneurons responsible for excitation-inhibition balance and ensuing excitability in canonical microcircuits. Here, it is assumed
that PV interneurons are reciprocally connected to the pyramidal cells through perisomatic compartments, while SST cells form synapses on
their dendrites. The right panel shows a simplified architecture used in many modelling studies. Here, the recurrent inhibitory (PV/pyramidal
cell) dynamics have been absorbed into an inhibitory recurrent connection, while the SST/VIP interneurons provide (dendritic) inhibitory
drive. This allows one to map models of Interneuron Network Gamma (ING) oscillations onto canonical microcircuits used in dynamic causal
modeling (see next figure). In this setting, the Pyramidal ING (PING) model emphasizes recurrent interactions among PV cells, as modeled by
the inhibitory recurrent connections on superficial pyramidal cells. In contrast, the ING model corresponds to the influence of (SST/VIP)
inhibitory interneurons on pyramidal cells. Please see [81] for further details of how these simplified architectures are used to model
attentional effects on evoked responses.

mechanisms (i.e., formation, structure, metabolism, etc.). For disorders may be attributable to aberrant precision control, which
example, the severe loss of synapse density in human Alzheimer’s inherits from synaptopathies that confound neuromodulation.
disease, frontotemporal dementia, Parkinson’s disease, Progressive This narrative first emerged in theoretical treatments of halluci-
Supranuclear Palsy, etc. [109]. nosis in synucleinopathies [126–128] and, from a computational
But what kind of synaptopathy? A coarse-grained overview of the perspective, was developed in schizophrenia [129–133] and
synaptic theories of schizophrenia suggests that the synaptopathy autism research [134–136]. Since that time, it has become difficult
in question is of a neuromodulatory sort; implicating classical to find a psychiatric condition that has not been considered
neuromodulatory (ascending) neurotransmitter systems [110–113], through the lens of aberrant precision, in one form or another
GABAergic neurotransmission and NMDA receptors [113–116], [21, 135, 137–161].
where synchronous interactions between fast spiking inhibitory A crosscutting theme in many of these accounts is a putative
interneurons and pyramidal cells may set the excitability of failure of sensory attenuation [53, 93–95, 98, 100, 159, 162–165]. In
canonical microcircuits [88, 91, 116–119]. The same story emerges other words, a neuromodulatory failure to attenuate the
from the functional genomics of schizophrenia, which point to the postsynaptic gain of neuronal populations reporting the con-
mechanisms that underwrite neuromodulation, synaptic gain sequence of action (in the motor domain or mediated by
control and ensuing excitation-inhibition balance in neuronal autonomic reflexes). A failure of sensory attenuation implies an
circuits [120, 121]. For example, a recent genome-wide association imbalance between the precision afforded sensory prediction
study [122] of 76,755 individuals with schizophrenia highlights the errors and the precision of prediction errors deeper in neuronal
importance of GRIN2A (which encodes a subunit of the NMDA hierarchies that mediate or maintain prior beliefs of a subpersonal
receptor), while a recent meta-analysis of whole exomes [123] or propositional nature. The ensuing imbalance is often read as a
emphasises the role of GRIN2A, as well as GRIA3 (which encodes a loss of precision or confidence in prior beliefs, relative to the
subunit of the AMPA receptor). Finally, it is worth noting that nearly sensory evidence at hand. In autism, this imbalance is consistent
all psychoactive drugs, including psychedelics, target classical with a failure of sensory attenuation and an inability to ignore the
neuromodulatory or NMDA receptors: e.g., [124, 125]. sensorium, which may or may not be associated with the
In short, many psychiatric, neurological and neurodegenerative neuromodulatory role of oxytocin [135, 166–170].
disorders could be described as arising from pernicious synapto- In schizophrenia, the story is a little more involved; in the sense
pathies that lead to a functional disintegration of neuronal that a failure of sensory attenuation provides an apt explanation
message passing in cortical and subcortical hierarchies. The for resistance to illusions (that normally depend upon precise prior
particular synaptopathies in question implicate neuromodulatory beliefs) and failures to elicit mismatch oddball responses (because
gain control, of the sort required to deploy precision (i.e., selective everything is surprising). Some people then interpret delusional
attention and sensory attenuation) during inference and planning ideation as the brain’s attempt to make sense of unattenuated
in the Bayesian brain. prediction errors: see also [152, 155, 171, 172]. However,
hallucinatory phenomena require a slightly more delicate argu-
ment; usually along the lines of a compensatory increase in prior
TOO MUCH OR TOO LITTLE? precision that could manifest as a form of paradoxical lesion. In
This completes the next step in the narrative; namely, the other words, in attempt to override precise sensory prediction
psychopathology (i.e., false inference) characteristic of psychiatric errors, higher levels learn to ignore sensory evidence and—

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sequestered from the sensorium—elaborate false percepts. See evidence for one model (sometimes, of functional connectivity as
[22, 133, 141, 158, 173] for related discussion. a data feature) relative to another. A prescient example of this is
There are many interesting instances of this formulation; the estimation of intrinsic excitability or gain, usually associated
ranging from failures of sensory attenuation in autonomic and with the neuromodulatory precision control above. To assess the
interoceptive inference, through depression and emotional intrinsic (within node or source) excitability of a node—in a
processing [82, 140, 149, 174], to functional medical symptoms distributed network of nodes coupled by extrinsic (between node
and dissociative phenomena [137, 164]. These computational or source) connections—one has to parameterise network models
formulations are nice because they lend themselves to various in terms of intrinsic or self-connections [187]. This foregrounds
lines of enquiry; ranging from simulating false inference; e.g., one of the weaknesses of descriptive or functional connectivity: in
[149], through the careful analysis of psychophysics and choice the sense that the correlation of a source with itself tells you
behaviour e.g., [154, 155, 175]; and, crucially, neurophysiological nothing (it is always one).
measurements of synaptic function—to which we now turn. In imaging neuroscience, the predominant analysis of effective
connectivity is dynamic causal modelling, usually based upon
neural mass models with a greater or lesser degree of biological
SYNAPTOPATHY, DYSCONNECTIONS AND DYNAMIC CAUSAL plausibility [16, 17, 19, 20, 22, 36, 37, 188–190]. In brief, modelling
MODELLING neuronal dynamics in terms of neural mass models means that
The narrative so far is that psychopathology is a pernicious form of one can parameterise intrinsic and extrinsic connectivity—and
false inference that can be attributed to a synaptopathy that context sensitive changes—in terms of model parameters and,
confounds the deployment of precision during perceptual crucially, assess the evidence for models with and without certain
inference and ensuing action. This narrative is based upon first parameters, by fitting the models to empirical timeseries.
principle (i.e., self evidencing and Bayesian) accounts of brain
function. Crucially, these accounts have attendant process theories
that specify various forms of neuronal dynamics and message MEASURING SYNAPTIC EFFICACY IN VIVO
passing that can be evaluated empirically Pursuing the narrative of testing hypotheses about neuromodu-
[54, 66, 70, 71, 73, 74, 176, 177]. Note that the strong kind of latory synaptopathies, the three-way link between precision
computational psychiatry advocated here demands a process control, attention (and sensory attenuation) and neuromodulation
theory, which can be tested empirically, in terms of the evidence means there has been considerable progress in characterising the
for one process theory or model, relative to another. synaptic basis of sentience using attentional and oddball
Although synaptopathy of a certain kind may be a common paradigms. Indeed, in schizophrenia research, one of the best
theme—in terms of computational and pathophysiological studied paradigms is the mismatch negativity that allows one to
mechanisms—where and how these pathologies manifest is an estimate excitability (i.e., intrinsic connectivity) induced by a
open question: a question that may require a different answer for changing context, signalled by an oddball stimulus; e.g., [22, 191].
every condition (and possibly every patient). For example, at the Clearly, changes in synaptic efficacy over a hundred milliseconds
level of (canonical) microcircuits, neuromodulatory abnormalities to seconds requires electrophysiological measurements of the
may manifest in different ways at different levels of cortical kind afforded by electrophysiology (e.g., EEG and MEG). This
hierarchies and, indeed, in the (inter and intralaminar) message allows one to pinpoint the expression of aberrant gain or precision
passing within microcircuits. This means that one needs a way of control to various neuronal populations in cortical hierarchies. See
identifying functional brain architectures—and, particularly, con- Fig. 4 for an early example. The dénouement of this kind of
text sensitive changes in synaptic efficacy—that report the computational study of schizophrenia (at the time of writing)
presence or absence of synaptopathy. In short, this calls for concludes: (i) EEG responses in three classic paradigms are all
in vivo and ex vivo assays of synaptic efficacy [178, 179] that can attributable to the same underlying synaptic change: greater self-
be deployed across scale; i.e., from molecular biology through to inhibition in pyramidal cells; (ii) psychotic symptoms relate to
patients in the clinic (or bedside). disinhibition in neural circuits and “these findings are more
There have been amazing advances in the measurement of commensurate with the hypothesis that a primary loss of synaptic
neuronal processes; ranging from laminar fMRI [180, 181] through gain on pyramidal cells is then compensated by interneuron
to optogenetics [33, 91, 182–184]. From a computational downregulation (rather than the converse)” [192].
perspective, there is one universal imperative for quantifying The construct validation of these synaptic assays speaks to
changes in synaptic efficacy: one has to be able to assess the integration across scales. Perhaps the most developed use cases
evidence—in any empirical measurement—for changes in effec- here are in epilepsy research and the characterisation of
tive connectivity. In turn, one has to commit to generative models neurodegenerative disorders [179, 193–196]. A compelling exam-
of how the data were generated, in order to assess the evidence ple of applying generative (i.e., dynamic causal) modelling across
for models with and without a change [185]. Again, we come back scales can be found when drilling down on the molecular basis of
to the foundational role of generative models but now from the childhood epilepsy, using data from small animal models and
perspective of a scientist, as opposed to the brain (as a scientist). patients. For example, local field potential recordings in a mouse
At its simplest, synaptic efficacy is modelled as a connection model were used to validate a dynamic causal model of NMDAR-
strength (or rate) with accompanying synaptic rate or time Ab effects on cortical microcircuitry. The ensuing DCM was then
constants. These have to be estimated under some model of used to identify the synaptic parameters that best explain EEG
hidden or latent physiological fluctuations that generate observed paroxysms in paediatric patients with NMDAR-Ab encephalitis. The
data. This can be at a molecular scale or the scale of whole brain authors then returned to the mouse model to show that NMDAR-
imaging. Ab-related changes render microcircuitry critically susceptible to
In imaging neuroscience, there are two approaches to overt EEG paroxysms [197]. See Fig. 5.
connectivity; namely the weak approach called functional Another field that is pursuing a similar approach is the
connectivity and the strong approach called effective connectivity characterisation of synaptopathies in neurodegeneration; again,
[186]. Functional connectivity is essentially looking for patterns or with convergence on the interactions between pyramidal cells
correlations between measured neuronal responses. In contrast, and inhibitory interneurons. For example, [198] used the mismatch
effective connectivity is the estimate of directed connection negativity paradigm to validate a dynamic causal model of
strengths, under some forward or generative model. The power of laminar-specific microcircuitry and GABAergic neurotransmission.
effective connectivity analyses rests on being able to compare the Bayesian model comparison identified an effect of tiagabine on

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A failure of precision control in schizophrenia:

control subjects - predictable


control subjects - unpredictable

schizophrenia - predictable
schizophrenia - unpredictable

Effects of predictability on intrinsic gain control


1.5
control subjects
log modulation 1 schizophrenics
0.5

-0.5

-1

-1.5

-2
V1 R V5 L V5 R IT L IT R PC L PC
cortical source

Fig. 4 Synaptic gain control in schizophrenia. This figure summarizes an early example of using DCM of event related responses (ERPs), to
assess the modulation of synaptic efficacy in schizophrenia using EEG [191]. ERPs were elicited in a visual target detection paradigm, under
predictable and unpredictable conditions, in neurotypical and schizophrenic subjects, respectively. Sources—modeled as small cortical
patches (lower left panel)—include: a midline visual source (V1), right and left sources near the temporoparietal junction (V5), right and left
inferotemporal sources (IT) and bilateral superior parietal sources (PC). The distributed network connecting these sources (upper right panel)
entails top-down connections from PC and IT to V5 that send backward connections to V1 (black lines); reciprocal forward connections (red
lines); and intrinsic connections for each source (black loops). The principal components of predicted and observed ERPs (upper right panel)
show a pronounced difference in the evoked responses of normal subjects to predictable and unpredictable targets around 300 to 400 ms
after stimulus onset (compare the red and blue traces). This difference is attenuated in the schizophrenia patients (green and magenta). The
lower right panel reports (log scaling of ) intrinsic connections and their 90% posterior confidence intervals, for predictable versus
unpredictable targets, for patients (white) and controls (teal). The notable thing here is a failure of predictability to modulate the intrinsic gain
(i.e., self-connectivity) throughout the hierarchy in the schizophrenic subjects.

GABAergic modulation of deep pyramidal populations and different disorders. This could be regarded as one kind of
inhibitory interneurons. The authors then applied this model to precision medicine [200]; however, there is another kind that
patients with frontotemporal lobar degeneration, showing that speaks to characterising each individual in the sense of
“the phasic inhibition of deep cortico-cortical pyramidal neurons personalised medicine. Computational approaches in this setting
following tiagabine, but not placebo, was a function of GABA are potentially important in stratifying and classifying various
concentration” [199]. clinical phenotypes for the mechanistic studies outlined above.
Similar approaches have been considered in Parkinson’s disease This usually involves summarising a subject’s behaviour in terms
and schizophrenia, spanning cell cultures to human subjects. The of a computational model of that behaviour. Traditionally, this has
basic idea behind these proposals is to link scales through been a descriptive (e.g., reinforcement learning) model. This
Bayesian model comparison. In other words, optimise the model represents a weak kind of phenotyping because there are no well-
of neuronal microcircuits in ex vivo cell cultures, in terms of developed process theories for reinforcement learning. A strong
synaptic time constants of intrinsic connections, using Bayesian complement to computational phenotyping can however be
model inversion and selection. One can then use the posterior formalised using something called the complete class theorem
estimates as priors for the next scale (e.g., small animal [201, 202]. This basically says that there for any pair of behaviours
preparations, through to humans). Crucially, the superordinate and reward functions, there exists some priors that render the
scale introduces additional parameters (e.g., extrinsic connections behaviour Bayes optimal. This could be read as licensing any
among cortical areas) that are estimated more efficiently, having Bayesian ‘just so’ stories about choice behaviour [203]. However, it
resolved uncertainty about the parameters that are shared with has a deeper and more pragmatic implication.
lower scales. In short, by recursively using yesterday’s (one scale) It means that any given patient can be fully characterised by her
posteriors as tomorrow’s (next scale) priors, one has a seamless prior beliefs under ideal (active Bayesian inference) observer
and principled approach to integrating across scales. assumptions. This motivates the difficult game of inferring what
generative model this subject is using, based purely upon their
behavioural or neuronal responses [204–206]. Although at an early
COMPUTATIONAL PHENOTYPING AND NOSOLOGY stage, this sort of computational phenotyping shows promise, in
The narrative so far has moved from the theoretical frameworks, the sense that it can be more efficient than simply trying to
within which to place synaptopathy, to the requisite modelling of classify or stratify patients on the basis of their responses per se
empirical data to identify the synaptopathy that characterises [20]. This approach, sometimes called generative embedding,

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Fig. 5 Measuring synaptopathy in vivo. This figure summarises the results of a DCM study of seizure activity in mice—induced with PTZ—in
NMDA receptor antibody (Ab) negative and positive cohorts, respectively [197]. Its agenda was to examine the effects of PTZ and receptor
antibodies on synaptic efficacy; summarised here in terms of the principal [eigen] component of changes in intrinsic connectivity. The
principal component of time constants implicated superficial pyramidal and spiny stellate cell changes (A), while the principal component of
connectivity-strength reflects changes in the coupling of spiny stellate to superficial pyramidal cells (B). The two principal components (of
variations in time constants and intrinsic connectivity) constitute a parameter space summarising the modulation of synaptic efficacy. For
each point in this parameter space, one can simulate the spectral responses one would observe data space. C in this panel, estimates of
synaptic efficacy for experimental subjects in the four conditions (pre-and post-PTZ, with and without antibodies) are shown as coloured dots.
These are superimposed on the predicted log mean delta power (with selected centile isoclines). The basic message here is that seizure
induction with PTZ shifts synaptic efficacy into regimes of high delta (c.f., slow-wave activity), and that this effect is more marked in the
presence of NMDA receptor antibodies. dp, deep pyramidal cells; ii, inhibitory interneurons; sp, superficial pyramidal cells; ss, spiny stellate
cells. Adapted with permission from the authors from.

has been applied both to the generative models a subject might modelling [210]. In principle, finding the right generative model
use to specify her behaviour and the generative models the for a patient guarantees the best predictions. This is because a
researcher uses to explain her physiological or neuronal responses model with the greatest evidence precludes overfitting and
[4, 207]. ensures generalisability [211]; namely, the generalisation from old
A related application of generative models to phenotyping (i.e., what has happened to the patient in the past) to new data
involves constructing dynamic causal models of hidden variables (what will happen to her in the future).
or states that underwrite the signs and symptoms expressed by
patients over weeks and years. This was a notable outcome of an
Ernst Strüngmann forum on computational psychiatry [208], COMPUTATIONAL NEUROPSYCHOLOGY
which concluded that conventional diagnoses—based upon A final part of the narrative is that a generative model of
traditional nosology—could play an important role in this kind pathophysiology, and ensuing psychopathology, allows one to
of computational nosology. However, the role was not to stratify perform in silico or synthetic experiments [212–214]. These entail
patients but rather as data features that supply evidence for or optimising the parameters of a model of a particular subject or
against models of the mapping between pathophysiology and cohort, and seeing what would happen if one increased or
psychopathology that are hidden from direct observation. decreased certain synaptic efficacies, e.g., [197]. Alternatively, one
A key tenet of this approach is to cast pathophysiology and can emulate extremes of aberrant precision by simply deleting
psychopathology as slowly fluctuating dynamical processes. This connections in active inference models of diagnostic paradigms,
speaks to a separation of temporal scales between processes like e.g., [215]. In these computational studies, the extrinsic (between
active inference [206], active learning [32] and structure learning node) connections are usually assigned to likelihood mappings
[209]. The mandatory coupling among these (fast and slow) relating sensory observations to representations or expectations
processes may underwrite cyclothymic disorders, relapsing- about hidden states of affairs. Conversely, intrinsic (within node)
remitting presentations and neurodevelopmental determinants. connections are usually treated as embodying prior beliefs about
An illustrative example of modelling the dynamics of schizoaffec- state transitions and narratives that characterise the paradigm in
tive disorders can be found in [208]. question.
An important aspect—of this application of computational One obvious advantage of being able to create a ‘digital twin’ of
psychiatry—is the quantification of uncertainty about how a a patient in silico, is the ability to perform synthetic lesion studies
patient will behave, and what is likely to happen to her in the and psychopharmacology, to test various hypotheses about the
future. Indeed, uncertainty quantification is a primary focus of effect of therapeutic interventions. This is probably best illustrated
related approaches in quantitative epidemiology and meteorol- in the setting of epilepsy, particularly, in predicting the effects of
ogy; especially in the context of forecasting and scenario pharmacological and surgical interventions; e.g., [216].

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Inference updating beliefs to maximise model evidence. Varia- ADDITIONAL INFORMATION
tional Bayesian inference corresponds to minimising Correspondence and requests for materials should be addressed to Karl Friston.
variational free energy, which provides an upper bound
on log evidence. Reprints and permission information is available at http://www.nature.com/
Interoceptive pertaining to internal (e.g., autonomic) states reprints
Likelihood the probability of observing some (sensory) data, given
the causes of those data Publisher’s note Springer Nature remains neutral with regard to jurisdictional claims
Model evidence the probability of some (sensory) data under a generative in published maps and institutional affiliations.
model. Also known as the marginal likelihood, i.e., having
marginalised over the causes of the data.
Precision The inverse variance of a random variable. More
generally, the precision of a probability distribution Open Access This article is licensed under a Creative Commons
decreases with its entropy. Attribution 4.0 International License, which permits use, sharing,
Prediction the prediction of some (sensory) data, based upon adaptation, distribution and reproduction in any medium or format, as long as you give
posterior beliefs about how those data were generated. appropriate credit to the original author(s) and the source, provide a link to the Creative
Prediction error A quantity used in predictive coding to denote the Commons license, and indicate if changes were made. The images or other third party
difference between an observation or point estimate and material in this article are included in the article’s Creative Commons license, unless
its predicted value. Predictive coding uses precision indicated otherwise in a credit line to the material. If material is not included in the
weighted prediction errors to update posterior beliefs article’s Creative Commons license and your intended use is not permitted by statutory
that generate predictions. regulation or exceeds the permitted use, you will need to obtain permission directly
Prior belief a belief prior to sampling (sensory) data. from the copyright holder. To view a copy of this license, visit http://
Sejunction (from the Latin noun seiunctio: divorce, separation) was creativecommons.org/licenses/by/4.0/.
hypothesis introduced by Carl Wernicke (1848-1904) to suggest that
psychopathology results from interruption (“sejunction”)
of associative connections in the brain. © The Author(s) 2022
Variational a tractable form of Bayesian belief updating based upon
inference minimising variational free energy (a.k.a., an evidence
bound). The gradients of variational free energy corre-
spond to precision weighted prediction errors.

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