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Dokumen - Pub The Syntax of The Old Spanish Subjunctive 9783110874662 9789027924506
Dokumen - Pub The Syntax of The Old Spanish Subjunctive 9783110874662 9789027924506
STUDIA M E M O R I A E
N I C O L A I VAN WIJK DEDICATA
edenda curat
C. H. VAN S C H O O N E V E L D
Indiana University
by
F R E D E JENSEN
University of Colorado
and
THOMAS A. L A T H R O P
1973
MOUTON
THE H A G U E · P A R I S
© Copyright 1973 in The Netherlands
Mouton & Co. N.V., Publishers, The Hague
No part of this book may be translated or reproduced in any form, by print, photoprint,
microfilm, or any other means, without written permission from the publishers.
(Peire Vidal)
INTRODUCTION
The Syntax of the Old Spanish Subjunctive was written to fill an important scholarly and
practical need.
An understanding of the syntactic workings of the Old Spanish subjunctive is very
important to the understanding of the old language in general. Since there are many
features of the old subjunctive that differ from modern usage, students of Old Spanish
should be familiar with them in order to read it more accurately and with greater facility.
It is with this aim that the present study is written.
To date, there have been only a very few works published dealing with the old sub-
junctive. Mauritz Boheman (see bibliography) did some work in this field late last cen-
tury, but limited himself to Berceo's works and wrote his monograph in Swedish. Early
this century, J.K. Larsen made some investigations in the subjunctive of the 13th and
14th centuries, somewhat limited in scope and inaccessible to most since it is written in
Danish. In 1937, Hans Schultz published a small monograph in German with few examples
and limited range.
It has been our endeavor to study as many different types of works as possible in
order to extract a large assortment of examples. We have studied 26 sources and have
included 900 examples in our monograph.
This work deals with the indicative syntax as well in a number of instances, since in
many cases it was important to contrast indicative with subjunctive uses. This consider-
ably widens the usability of this work.
Following is an approximate century-by-century breakdown of the example sources to
show the scope of our work.
INTRODUCTION
PROSE POETRY
12 th century
13 th century
14th century
15 th century
16th century
La Celestina
Amadú de Gaula
Lazarillo de Tormes
Las moradas
The 26 sources are almost evenly divided: 13 prose works, 12 poetic works and one work
that is both prose and poetry. The prose texts are quite varied in nature; there are
law-books, historical, dramatic, moralistic, novelistic and didactic works. The poetic
works are equally diverse: epic, dramatic, biographic, didactic and clerecía styles are all
found.
INTRODUCTION 9
Our study begins with the Poema de mío Cid (ca. 1140) and ends with Las moradas
(1588), but the major part of the sources date from the 13th, 14th and ISth centuries.
The terminal date is, of course, arbitrarily chosen, and does not represent a sudden break
between the old and the new language.
All examples are faithfully transcribed from the editions referred to; no attempt has
been made to regularize the spelling, accentuation or capitalization.
This work is entirely descriptive in nature with conclusions and remarks based exclu-
sively on our findings. The general organizational inspiration was drawn from Professor
Spaulding's Syntax of the Spanish Verb.
Finally, throughout the preparation of our work, we have kept in mind the precept
that guided Professor Nyrop in the writing of his famous Grammaire historique de la
langue française, and that is to give to our work 'un caractère éminemment pédagogique'.
F. J.
T. A. L.
Boulder and Los Angeles
January, 1972
TABLE OF CONTENTS
Introduction 7
Bibliography 90
Index 91
LIST OF EXAMPLE ABBREVIATIONS AND SOURCES
Alfonso (ca. 1270). Primera crónica general de España, ed. R. Menéndez Pidal (Madrid, Gredos, 1955).
Alfonso XI (ca. 1350). El poema de Alfonso XI, ed. Yo Ten Cate, Revista de filologia española, Anejo
LXV (Madrid, 1956).
Amadís (1508). Amadis de Gaula, vol. I, ed. Edwin Β. Place (Madrid, CSIC, 1959).
Apolonio (ca. 1250). Libro de Apolonio, in: Poetas anteriores al siglo XV, (= Biblioteca de autores
españoles, vol. 65) (Madrid, 1952).
Celestina (1501). Fernando de Rojas. La Celestina, ed. M. Criado de Val and G.D. Trotter (Madrid,
CSIC, 1958).
Cid (ca. 1140). Poema de mío Cid, ed. R. Menéndez Pidal (Clásicos Castellanos) (Madrid,
Espasa-Calpe).
Egipciaqua (ca. 1215). Vida de Santa María Egipciaqua (Barcelona, 1907).
González (ca. 1260). Poema de Fernán González (Colección Austral) (Buenos Aires, Espasa-Calpe,
1954).
Guadalajara (ca. 1250). Fuero de Guadalajara, ed. Hayward Keniston (Elliot Monographs) (Princeton,
1924).
Hita (ca. 1340). Juan Ruiz, Arcipreste de Hita. El libro de buen amor, ed. Julio Cejador y Frauca (Clá-
sicos Castellanos) (Madrid, Espasa-Calpe, 1955).
Infantes (ca. 1467). Chapters on the Infantes de Lara, in: Refundición toledana de la crónica de
España de 1344, MS 7594, Biblioteca Nacional, Madrid.
Juzgo (ca. 1241). El fuero juzgo o libro de los jueces, in: Los códigos españoles, vol. 1 (Madrid, La
publicidad, 1847).
Lazarillo (1554). La vida de Lazarillo de Tornes (Clásicos Castellanos) (Madrid, 1952).
Lucanor (ca. 1335). don Juan Manuel. El libro de los enxiemplos del conde Lucanor et de Patronic,
ed. Hermann Knust (Leipzig, Dr. Seele and Co., 1900).
Magos (ca. 1200). Auto de los reyes magos, ed. R. Menéndez Pidal, in: Revista de archivos, bibliotecas
y museos IV, August-September 1900.
Manrique (late 15th century). Jorge Manrique. Cancionero, ed. Augusto Cortina (Madrid, La Lectura,
1929).
Milagros (early 14th century). Gonzalo de Berceo. Milagros de Nuestra Señora, in: Poetas castellanos
anteriores al siglo XV (=Biblioteca de autores españoles) (Madrid, 1952).
Moradas (1588). Santa Teresa de Jesús. Las moradas (Clásicos Castellanos) (Madrid, Espasa-Calpe,
1947).
Novenera (ca. 1250). Los fueros de la Novenera, ed. Gunnar Tilander, in: Leges Hispanicae Medii Aevii
(Stockholm, Almqvist, 1951).
Palacio (late 14th century). Pero López de Ayala. Rimado de palacio, in: Poetas castellanos anteriores
al siglo XV (biblioteca de autores españoles) (Madrid, 1952).
Semblanzas (ca. 1450). Fernán Pérez de Guzmán. Generaciones y semblanzas, ed. J. Domínguez
Bordona (Clásicos Castellanos) (Madrid, Espasa-Calpe, 1954).
LIST OF EXAMPLE ABBREVATIONS AND SOURCES 13
Silos (early 13th century). Gonzalo de Berceo. La vida de Santo Domingo de Silos, ed. J.D. Fitz-
Gerald (Paris, Bouillon, 1904).
Talavera (1438). Arcipreste de Talavera. Conacho (Madrid, La sociedad de bibliófilos españoles,
1901).
Teruel (ca. 1250). El fuero de Teruel, ed. Max Gorosch, in: Leges Hispanicae MediiAevii (Stockholm,
Almqvist, 1952).
Tob (ca. 1360). Rabbi'don Sem Tob. Proverbios morales, in: Poetas castellanos anteriores al siglo XV
(Biblioteca de autores españoles) (Madrid, 1952).
Troyana (ca. 1270). Historia troyana en prosa y verso, ed R. Menéndez Pidal, in Revista de filología
española. Anejo XVIII (Madrid, Aguirre, 1934).
I
A. THE V O L I T I V E S U B J U N C T I V E
§ 1. The subjunctive is used in the present tense to express future wishes with a
reasonable possibility of attainment. Ordinarily, such a wish is not preceded by any
conjunction in Old Spanish.
§ 2. However, on occasion, introductory conjunctions are found with this type. Que
appears to be almost exclusively reserved for the expression of orders and directions. Ya
was found only with the past subjunctive.
§ 3. Quite often, a wish is introduced by si. The origin of this si appears to be the Latin
adverb sic, as shown by examples with assi", and as further corroborated by a parallel use
of se in Old French where, occasionally, ainsi replaces se. Old Spanish, like Old French,
seems to limit this usage to certain set formulas.
§ 4. With less vivid or "contrary to fact" wishes, the past subjunctive is used.
§ 7. Examples of this particular usage of the subjunctive abound in the legal phraseolo-
gy of the fueros.
E que el mandado que el da sea firmado por tres testigos. (Juzgo 116)
E ambos sean azotados an tel iuez. (Juzgo 160)
El padre herede los bienes del fijo. (Teruel 4, 2)
El fierro pora la justicia far un palmo aya en luengo. (Teruel 494, 2)
At times, an indicative of the auxiliary deber is used instead of the normal construction
with the subjunctive.
§ 8. The subjunctive makes it possible to express an order with an impersonal verb. This
usage seems to be limited chiefly to the verb membrar.
THE SUBJUNCTIVE IN INDEPENDENT CLAUSES 17
ellos son cinco, ni por esso no se sienta en nos couardía. (Amadis 149, 624)
§ 9. Exhortations in the first person plural require the present subjunctive, contrary to
French usage where the indicative form is the rule. Que is generally not used:
Cauallero, por la fe que a Dios deuéys . . . que justemps otra vez. (Amadis
325, 355)
No doubt, que is used here because of a complex sentence structure which makes this
additional clarification desirable, if not indispensable.
§ 10. Vamos, which is used concurrently with vayamos in Old Spanish, was the
standard form in the subjunctive until the sixteenth century, when it was finally replaced
by vayamos. The archaic vamos remains, of course, in the imperative in the usage of
today, but the subjunctive no vayamos is the regular negative imperative form.
Here are some examples with vayamos in the positive:
§ 11. The subjunctive serves as a negative imperative. This usage is continued to the
present day.
fablava mio Çid . . . : "todos iscamos fuera, que nadi non raste." (Cid 684)
E que ninguno de los otros reyes non vengan contra esta donacion. (Juzgo
109)
Por mi vida, madre, que tal no se haga. (Celestina 146, 6)
§ 1 2 . The future tense may be used with similar imperative force, as shown by the
coordination with a subjunctive form in this example:
Decabo es a dezir que . . . non aya ninguna calonia por esto. (Teruel 83, 2)
Empero, assaber es que las firmas o los testigos que en la carta fueren escrip-
THE SUBJUNCTIVE IN INDEPENDENT CLAUSES 19
In modern Spanish, this hybrid construction is avoided by the use of deber in the
indicative. Examples of this modern construction are also found in the Fuero de Teruel.
Decabo es assaber que los iurados de las aldeas deuen pechar la meytat.
(Teruel 11,2)
Que assaber es que en toda frontera do riba o penna aurá cay do, el sennor de
aquella frontera deue meter en ella V pedones. (Teruel 343, 6)
Mas empero, assaber es que, . . . después segunt del fuero non la puede con-
tradezir ninguno. (Teruel 309, 5)
The following example shows a mixture of the two constructions; the subjunctive (res-
pondan) + the indicative of deber (deben responder) are merged into a pleonastic ex-
pression of order with deber appearing in the subjunctive (deuan responder).
De los adobadores en present njnguna cosa non dezimos, qu'ellos deuan res-
ponder a los texedores. (Teruel 761, 2)
Mas es assaber que, si el sennor sus oueias querrá toller al pastor, tuelgage las
antes que las oueias enpieçen a parir. (Teruel 682, 3)
§ 17. This subjunctive is basically of the same order as the volitive subjunctive. At most,
there is only a difference in degree, not in essence, as shown by Bischoffs definition of
concession: "Der Wunsch äussert sich abgeschwächt in einem Ausdruck der Einräumung,
des Zugestehens". (The wish expresses itself weakened to an expression of concession, or
granting).
A concessively colored subjunctive is used to express an alternative or to indicate
acceptance, permission, at times even a certain resignation in front of inevitable circum-
stances, in other words, when there is no alternative. This usage seems restricted to
certain set formulas which mainly show repetition of the same verb; the present sub-
junctive is used in the main clause, the future subjunctive in the indefinite relative clause.
In modern Spanish, since the future subjunctive has long dropped out, the present sub-
junctive serves in both clauses.
20 THE SUBJUNCTIVE IN INDEPENDENT CLAUSES
There are also examples with different verbs in the two clauses:
§ 18. A concessive sea may be used alone, parallel with the French soit.
si algún omne daquí adelantre recibe ó coge siervo aieno fuido, que lo
conozca ó que lo non conozca,... peche otro tal siervo al sennor com aquel.
{Juzgo 174)
Sean rricos, sean sanos, Non les dé Dios çeguedat. {Hita 1723d)
Pero esta es la verdad,... ora se sepa ora non se sepa. {Talavera 12)
Instead of the repetition of the verb, the conjunction o is often used to introduce the
second part of the alternative.
mando que el padre o la madre ad algún fijo de los suyos non puedan dar
ninguna cosa, o sean sanos o enfermos. {Teruel 442, 2)
sea de una manera u de otra, el Señor la junta consigo. {Moradas 220, 18)
§ 20. Querer seems to be even more common then ser in Old Spanish in expressions of
alternatives. It corresponds to a similar usage of vueil - vueil in Old French. The frequent
use of quier and a great hesitation between quiere and quiera point to a weakening of the
verbal nature of the expression which tends to become as indifferent to mood as does o —
o.
As seen, quiera alternates with quier and even once with o in the above example. A
similar hesitation is shown in this example:
Et por esto sean apercebudos por todo clamant que a eyllos uienga, si quiere
sea cristiano, si quiere moro, si quiere iudío. (Novenera 210)
Si quier sea noble, si quier sea de menor guisa, asi deve seer tormentada.
(Juzgo 150)
mando sacar luego su cauallo armado fuera, si quier biua, sy quier muera.
(Troyana 108, 126)
This example is with si's quiere - si's quiere. The 's represents an apocopated se.
Todo ombre qui furte bestia quadrúpeda, si's quiere cordero, si's quiere puer-
co, puede dar candela. (Novenera 113)
la mayor partida siempre la die a uosotros, quier fuesen tierras, quier fuesen
heredades. (Troyana 22, 26)
valia mas que el, quier por arte o quier por engenio. (Troyana 64, 28)
The conjunction o and the negation non may take the place of the verb implied:
Otrosí quando vyeres á quien usa con ella, Quier sea suyo ó non, fáblale por
amor della. (Hita 488a)
Quier lo vea ó non, saberlo ha algund día. (Hita 518b)
Los moros e las moras vender non los podremos, que los descabeçemos nada
non ganaremos. (Cid 619)
Sea un orne nesçio é rudo labrador, Los dyneros le fazen fidalgo é sabydor.
(Hita 491a)
desto vea yo sobrado en casa, que nunca temere el mal año. (Celestina 166,
28)
22 THE SUBJUNCTIVE IN INDEPENDENT CLAUSES
§ 22. The use of the subjunctive of doubt in a main clause appears to be restricted to
verbs modified by adverbs that further emphasize the aspect of uncertainty, such as
quizá, por ventura, acaso. But even in these constructions, the preference is for the
present or future indicative in Old Spanish; hardly any examples were found of the
subjunctive.
Here are some examples of quizá with the indicative:
por aventura es por las maneras que an aquellas sus mugeres. {Lucanor 116,
21)
y por ventura haremos mas. {Celestina 139,18)
In the following example, the choice of mood appears to be determined by the presence
of por acaso in the sentence:
§ 23. The -ra form of the imperfect subjunctive is used, especially with querer, and also
with poder and deber, to convey a polite or restrained statement.
§ 24. Remark{ 1). Quite frequently, an -ra form is used with the value of pluperfect
indicative in Old Spanish, in accordance with its derivation from the pluperfect indicative
of classical Latin {amaveram > amara). This usage is increasingly superseded in the 14th
and 15th centuries by the subjunctive function, but isolated examples of the indicative-
value occur as late as the beginning of the 17th century. This archaic use regains favor
again in the 19th century.
Here are some examples of this construction:
diera nos Dios Espan(n)a, guardar non la sopimos. [= Dios nos había dado]
{González 24)
un omne fuera muy rrico et llego a tan grand pobresa que non avia cosa de
que se mantener. [= había sido] {Lucanor 202,9)
THE SUBJUNCTIVE IN INDEPENDENT CLAUSES 23
The use of this pluperfect indicative is not, of course, limited to independent clauses,
as shown below.
de quai gujsa çegara, esto non lo leemos. [= había cegado] (Silos 336c)
Preguntaron al griego qué fué lo que dixiera. [= había dicho] (Hita 59a)
Diz' el lobo al león que el asno tal nasciera. [= había nacido] (Hita 903a)
§ 26. Relative clauses are either defining or non-defining. The defining relative clause is
essential to the meaning of the sentence, its purpose being to limit or define the antece-
dent of the relative pronoun or adverb, whereas the non-defining clause gives only addi-
tional but not essential information. The latter is so loosely connected with the main
clause that its choice of mood is not determined by its subordination. This again means
that the only subjunctive that can appear in a non-defining relative clause is an independ-
ent subjunctive of the optative type, such as this one:
a Sevilla sse bolvió este rey que Dios defienda. (Alfonso XI289)
A. THE A N T E C E D E N T E X P R E S S E S D O U B T , U N C E R T A I N T Y
§ 27. The subjunctive is used in a relative clause when uncertainty is implied. It appears
therefore with purely hypothetical actions or states:
§ 28. Occasionally, the relative clause assumes a final or consecutive connotation, ex-
pressing a desired quality or characteristic and containing a subjunctive of the volitive
type. As a further indication of uncertainty, the antecedent is normally — but not always
— indefinite, since the use of the definite article would imply an already existing quality.
Muño Gustioz, privado cavalgó, con él dos cavalleros quel sirvan a so sabor.
(Cid 2917)
Dyo les seys mili peones con que los conbatyes(s)en. (González 86)
Buscáron-le maestros que le fiziesen metgia. (Apolonio 198a)
el iuez deve escoier á alguno de los parientes de la madre que los guarde.
(Juzgo 133)
Y dándole vn escudero que con él fuesse, se despidieron. (Amadis 156, 279)
busca vn buen amo a quien siruas. (.Lazarillo 147, 9)
§ 29. The consecutive aspect may be further stressed by the addition of a consecutive
adjective such as tal·.
Qual derecho es que la biuda que tal fijo oujere con el quai cunpla sus lauores
e sostenga su casa en uez de su marido, toda la pecha peche. (Teruel 10, 2)
y conozco personas que van por el camino del amor. (Moradas 69, 21)
Β. T H E A N T E C E D E N T IS N E G A T I V E
§31. The subjunctive is used when the antecedent is denied or questioned or condi-
tioned, to convey a notion of doubt and uncertainty.
In the following examples where the relative clause is conditioned, the coordination of a
subjunctive and an indicative is not easily understood:
si ay qui responda o dize de no, yo so Albar Fáñez pora tod el mejor. (Gd
3455)
Non ay arte, çiençia nin maestria que alios non dizen que saben. (Talavera 263)
§ 33. Similar modal conditions exist in Old Spanish after the preposition sin.
Si algún omne laga ó mata animalia aiena sin danno quel ficiese, peche otra tal
ammalia. {Juzgo 169)
Si algún omne encierra ganado aieno sin danno nenguno quel fìciese, si es
siervo reciba diez azotes. (Juzgo 169)
The above construction with sin appears to be relative in nature, and the construction sin
que may simply be a further development from this structure.
C. THE A N T E C E D E N T IS A S U P E R L A T I V E , A D J E C T I V E OR A D V E R B
§ 34. A relative clause may depend on an adjective or an adverb in the superlative form.
The indicative is used to denote objective facts and is, consequently, the norm whenever
past or present actions are stated.
Mandol el Rey vestir luego de panyos honrrados, Los meiores que fueron en
su casa trobados. (Apolonio 157a)
Et puso en el los enxiemplos mas aprovechosos que el sopo. (Lucanor 1, 7)
Que esto es lo menos que yo por ti tengo de hazer. (Celestina 139, 4)
THE SUBJUNCTIVE IN RELATIVE CLAUSES 27
§ 35. In most cases, the relative clause contains a form of the auxiliary poder which
here assumes the function of expressing possibility. In this case, the modal norm is the
indicative.
§ 36. The subjunctive occurs after a superlative antededent with its usual value of
uncertainty or doubt concerning actions that have not yet taken place.
§ 37. Although uncertainty is already expressed through the use of poder, some ex-
amples were found oí poder in the subjunctive as a double indication of modality.
§ 38. Relatively few examples were found of the subjunctive used after a superlative to
present a subjective or softened statement, a usage which is far more widespread in
French.
§ 39. A few words, though not formal superlatives, are related in meaning to the highest
degree of the adjective, such as: primero, solo, raro, etc. Two of these, solo and raro, have
already been encountered as basically negative antecedents (see § 32). The following
examples with primero all conform to the rule outlined above: the indicative is used with
events of the past and the subjunctive is used with things yet to happen. The first examples
are indicative cases.
E esta fue la primera uez que los godos y entraron. (Alfonso 210, 2,19)
la primera posada que tomaste . . . auia de ser la mia. (Celestina 131,2)
D. THE I N D E F I N I T E R E L A T I V E C L A U S E
§ 40 The indefinite relative clause contains a que of a very vague and general nature,
comparable to the English ever of however and whatever. The modal norm is a subjunctive
of the concessive order, conveying such connotations as modesty, caution, prudence,
which are naturally inherent in general statements. In the majority of cases, the antece-
dent will contain an element that further bears out the general aspect of the enunciation,
such as todo, cualquier, nuill and ninguno. It should be noted that nuill and ninguno have
no negative value here, but are the equivalent of todo.
§ 41. These examples show a noun preceded by todo as the antecedent of que :
§ 42. The same concessive value is found with the antecedent todo lo que.
contenta a la vezina en todo lo que razón fuere darle por el hilado. (Celestina
85, 24)
In other cases todo lo que appears with a quantative value only (= as much as), but a
concessive subjunctive is used here also, as shown in this example:
§ 4 3 . In the legal language of the medieval period, nuill and ninguno may be used with
the same general meaning as todo. They normally require a concessive subjunctive.
The indicative mainly seems to occur in cases of coordination of two or more verbs. The
first verb is in the subjunctive, the second is in the indicative.
THE SUBJUNCTIVE IN RELATIVE CLAUSES 29
There is no essential difference between this last example and the one quoted above
(Novenera 32) to warrant the change in modality. Great modal hesitation has been noted
for Old Spanish as well as for Old French in the case of coordinated verbs. It may be that
the subordination of the second verb is forgotten; this leads to a subsequent break in the
sentence structure resulting in the purely mechanical use of the indicative ("whoever does
this . . . and then he denies")· Examples were also found of an indicative coordinated
with a subjunctive; this again points to a completely mechanical treatment of coordinated
verbs.
Nuill ombre qui pendra bestia ayllena o buy en el campo et are con eilla, deue
. . . V sueldos. (Novenera 27)
The Fuero de la Novenera also yielded an example of a single verb in the indicative:
Ningún ombre que el hueyllo de la cara saca uno a otro, deue medio homizidio.
{Novenera 4)
§ 44. In cases where the antecedent is a noun preceded by the definite article, the
concessive connotation is normally brought out by the use of the future subjunctive in
the relative clause.
Mando otrosí que los infançones e los villanos que en Teruel habitarán todos
ayan un fuero. {Teruel 3, 2)
The future subjunctive may also be used after a noun preceded by aquel:
§ 45. The antecedent may be a noun that carries no article, or it may be an adjective.
Concession is expressed through the use of the future subjunctive.
§ 47. El que, lo que, etc., when taken in a general sense, are followed by a future
subjunctive in Old Spanish.
§ 48. A relative clause, following a negative antecedent, may also take a subjunctive of
the concessive order:
syn Dios non me puede prestar cosa que sea. (Hita 694a)
§ 49. If the antecedent is qualquier (qualquiere, qualquiera) + a noun, the modal norm
is the subjunctive.
estonz el otro iuez que envió las letras, deve prendar quai cosa quier que falle
cabe sí. (Juzgo 115)
que cualquier cosa que el vulgo piensa es vanidad. (Celestina 169, 10)
y cualquier falta que hace la atraviesa las entrañas. (Moradas 188, 24)
E los fìios qualesquier é quantos quier que sean nados daquella ayuntanza,
THE SUBJUNCTIVE IN RELATIVE CLAUSES 31
E si alguna cosa de lo suyo despiende, qualquier poco que sea, esto primera-
mente mill vezes lo llora. ( Talavera 115)
Qualquier que asi peca en esta ocasion, Fornicador lo llaman. {Palacio 88b)
Fueste sienpre . . . conortando a quai quier que con dolor Estaba. {Palacio
907a).
e mandó punir a qualquier que por desfrenado apetyto voluntario tal cosa
cometía. (Talavera 8)
In the. Fuero de Teruel, one example was found containing a future of deber ·.
quai quiere que messeguero deurá seer deue iurar fideldat. (Teruel 412, 2)
§ 53. The medieval fueros offer various examples of coordinated verbs with the usual
fluctuation in the choice of mood. In the following, both verbs are in the subjunctive:
Otrosí, quai qujere que a muger tetas tajare et prouado'l fuere, peche por cada
una teta C morauedís alfonsís. (Teruel 484, 2)
Otrosí, quai quiere que a monia forçare o la rabirá . . . si pudiere seer preso, sin
remedio sea enforcado. (Teruel 478, 2)
De cabo, qual qujere que muger prisiere por los cabellos (o) crudel mjentre la
trayerá . . . , peche LX sueldos. ( Teruel 483, 2)
De cabo, qual quiere que por sembrada agena sendero o carrera farà et prou-
ado'l será, peche X sueldos. (Teruel 405, 2)
Otrosí, qual quiere que omne esquilará e prouado'l será, peche LXa sueldos.
{Teruel 499, 2)
The parallel form qui quier(a) que, found mainly in Gonzalo de Berceo, also takes the
subjunctive.
qui quiera que en çierto lo quisiesse buscar fuesse ala iglesia açerca del altar.
(Silos 88c)
Que qujera que mandaua el su padre Abbat, . . . obedesçia el luego. (Silos 87a)
§ 56. Quando quiere que requires the subjunctive. This construction, along with
doquier que and como quier que may be considered full-fledged conjunctions introducing
an adverbial clause. They are treated here for convenience.
Quanto may be used alone to express indefìniteness; the normal tense that it governs is
the future subjunctive.
quanto mas fuere andando, tanto mas diminuyendo. (Celestina 71, 24)
quanto tu ordenares. (Celestina 212, 30)
§ 58. Doquieiia) que as a general rule takes the subjunctive, but where habitual occur-
rences or past actions are concerned, it naturally takes the indicative. The examples that
THE SUBJUNCTIVE IN RELATIVE CLAUSES 33
follow have the subjunctive to show indefiniteness. Variants are o quier que and adoquier
que.
Y este pecado o quier que sea fecho en toda la tierra, el iuez lo deve acusar é
penar. (Juzgo 137)
E Polidamas otrosy bien mostraua la su caualleria por doquier que pasase.
(Troyana 75, 3)
Syenpre está la loxuria adoquier que tu seas. (Hita 257a)
There are also examples of the present indicative used in cases where habitual occurrences
or facts are described, as in modern Spanish:
Por do quier que pasamos llenos están los suelos. (Palacio 173c)
general regla es que donde quier que ay mugeres ay de muchas nuevas. (Tala-
vera 178)
§ 59 Cada que, as with the previous expression, admits either mood, depending on
whether or not indefiniteness is stressed. This is a subjunctive example:
Et por esta enfermedat que avia mandavanle los físicos que cada quel' tomase
talante de se desenbargar . . . que lo provase luego. (.Lucanor 208, 12)
§ 60. Como quier que was found both as an indefinite relative and as a conjunction.
When an indefinite relative (= in whatsoever manner, howsoever, whatever), it requires
the subjunctive.
mas commo quier que aquesto fuese, leuaronlo de Anchiles, malo su grado,
los hermanos de don Hector. (Troyana 110, 3)
Y assi quedaua mi demanda, como quiera que fuesse, en si loable. (Celestina
100, 29)
Comoquier que acontesca no dexaré de os dezir la verdad. (Amadis 12, 95)
34 THE SUBJUNCTIVE IN RELATIVE CLAUSES
commo quier que otro sea triste, sodes vos ya muy alegre. (Troyana 15,11)
Since, in the above example, the attitudes of two persons are being contrasted, the aspect
of indefinite quantity remains prevalent, yet the transition in meaning towards "al-
though" is clearly visible.
§ 6 1 . As a conjunction, como quier que very often governs the indicative, especially
about events in the past.
Commo quiere que era en el mal costumnado, En saludar a ella era bien
acordado. {Milagros 102a)
E cuerno quier que el rey Athila era muy brauo et muy sannudo, otorgogelo.
(Alfonso 237, 1,49)
E commo quier que era moço segund sus dias, era asaz de sotil entendimiento.
(Lucanor 13, 15)
Como quier que los frayres non toman los dineros, Byen les dan de la çeja.
(Hita 506a)
Como quier que algún poco en esto lastarás, Tu alma pecador asila salvarás.
(Hita 1169c)
Commo quier que son ffinados ssus ffamas acá dexaron. (Alfonso XI149)
§ 62. The subjunctive is used with como quier que whenever an action is viewed as
hypothetic, doubtful or uncertain.
cuemo que quier que sea firmado tal pleyto, mandamos que non vaia ni aya
ninguna firmedumbre. (Juzgo 113)
E muy poco duran los sus sospiros commo quier que mucho juren e mucho
prometan. (Troyana 147,11)
Other examples containing subjunctive forms may deal with facts, in which case we seem
to have a formal influence from the indefinite relative construction. It is, of course,
difficult to exclude completely the presence of an element of uncertainty in the
writer's mind.
Et como quier que ellos estidiessen muy canssados de la batalla..., mas esforç-
adamientre començaron esta. (González 96)
mas commo quier que oviesen algunos grand alegría e jugasen e rriesen, Diome-
des noche e dia sienpre cuytado andaua. (Troyana 192,1)
THE SUBJUNCTIVE IN RELATIVE CLAUSES 35
§ 63. Siquiere may function as a concessive conjunction (= even if); the only example
found used the subjunctive:
§ 65. Por mucho que was found governing both the subjunctive and the indicative. The
examples that follow show the subjunctive:
The indicative appears with factual information void of any concessive element, as with
these two examples:
Et por mucho que los llamo non rrespondio ninguno dellos. (Lucanor 242,
21)
Por mucho plaser que ha, mucho pesar espera. (Palacio 552c)
Ca por mucho que byvamos, por mucho que se tarda, A venir ha tu rravia.
(Hita 1566c)
§ 66. Por + muy (or mucho) + adjective (or adverb) + que and por + más + (noun or
adjective or adverb) + que are two constructions that were found governing exclusively
the subjunctive.
Los doñeos la vençen , por muy brava que sea. (Hita 633d)
Por mucho escondido que fagas tu pecado, Delante aquel Jues non puede ser
çelado .(Palacio 1352a)
36 THE SUBJUNCTIVE IN RELATIVE CLAUSES
Pues, por mas que sigas mi morada y seas contraria a mi persona, las aduer-
sidades con ygual animo se han de suffrir. {Celestina 233, 1)
Pues, por mas mal y daño que me venga, no dexare de complir el mandado.
(Celestina 233,6)
§ 67. With por + adjective + que and por + adjective + noun + que, the subjunctive is
the norm.
Non tengas por vil onbre Por pequenno que le veas. (Tob 430a)
apenas deben llegar nuestros entendimientos, por agudos que fuesen.
(Moradas 5, 17)
non ha cosa, por encubierta que sea, que tarde o ayna non sea sabida. (Luca-
nor 239, 7)
entonces todo se pierde, por subida que esté un alma en la cumbre. (Moradas
78, 22)
These examples contain an attributive adjective; in the second one, the adjective is
introduced by a preposition.
ca cierto sed que por grant aver que sea . . . , que non puede durar mucho.
(Lucanor 93, 9)
E non creo que ombre o fembra, por de tan alto lynaje que sea, que non le sea
feo desonesto amar. ( Talavera 26)
One example was found with the indicative, used to state a general truth.
Aquí' por agudas que son las lagartijas, no pueden entrar en esta Morada.
(Moradas 86,13)
§ 68. Por + adverb + que was found, as with the other expressions, with the subjunctive
and the indicative. The first examples show the subjunctive:
aver las hedes a servir, mal que vos pese a vos. (Cid 3451)
Byen ó mal que gorgee, nunca Γ digas pycaça. (Hita 924b)
abriréis mal que vos pese. (Talavera 270)
THE SUBJUNCTIVE IN RELATIVE CLAUSES 37
The indicative is mainly used about facts in the past with this construction:
§ 69. Por + noun + que again allows either the indicative or the subjunctive according to
meaning. These examples show the subjunctive:
Por fuerça nin por seso que yo podiese aver, non la podrrya por guisa ninguna
defender. (González 78)
nunca vos, por arte que ayades, desta fenda guaresçeredes. (Troyana 28, 26)
Et despues por lluvia que faga non puede nacer. {Lucanor 99, 22)
por diligencias que hagamos, no lo podemos adquirir. (Moradas 68,6)
Et por cosa que fizieron nunca desta entencion le pudieron sacar. {Lucanor
71, 19)
A few examples were found with quai added as a further indication of indefiniteness; the
first example shows a past indicative, the second shows a present subjunctive:
qui non viniesse a la cort non se toviesse por so vassallo. (Cid 2982)
Qui truxiere por cabellos, peche diez maravedís. (Guadalajara 5)
Qui muger forçare, muera por ella. (Guadalajara 73)
Qui alli se morasse serie bien venturado! (Milagros 12d)
Here is an example with two coordinated verbs, one in the future subjunctive, the other
in the future indicative:
Mas quj en su mu(ert) fuere et prouado'l será, con toda su conpannya . . . sea
quemado. (Teruel 773, 2)
Los que quisieren ir servir al Campeador de mi" sean quitos. {Cid 1369)
e el que non quisiere dar derecho, costringanle los alcaldes. (Guadalajara 9)
el que armas trrayere e le fuere sabido, fagan (le) lo que fazen al traydor
nemigo. (González 19)
El que houiere sseso responda. (Apolonio 656e)
III
§ 71. The indirect question is a variant of the noun clause (see § 79). The governing
verb more often indicates communication, information or knowledge {saber, ignorar,
etc.), and the subjunctive is used to express doubt, mainly in connection with a negated
verb. The subjunctive may also convey the idea of an obligation, or it may express
purpose or intention. Other usages of the subjunctive point to relative clauses (lo que,
quien, etc.). Several examples of this last mentioned group contain a future subjunctive of
the concessive order, used to stress indefiniteness.
The subjunctive may also express uncertainty after affirmative governing verbs since the
object in question is in doubt.
a vna su donzella mandó saber qué fuesse aquello. (= what that might be)
(Amadis 142, 85)
§ 73. An infinitive construction is very common after a negated governing verb. The
indicative is also found when the element of doubt is centered on the interrogative word
alone, without being brought to bear on the verb itself.
Si en su yra yaçes non se qui te defienda. (= who can defend you) (Apolonio
84c)
e cada vno dellos piensa commo nos faga dafio. (= how he can hurt us)
(Troyana 22, 33)
Athanarico penso de cuerno uengasse la sangre de so compannero. (=how he
could take vengeance) ( A l f o n s o 229, 1, 32)
e luego pensará Como cumpla su talante, (Palacio 158b)
§ 75. A subjunctive of the volitive order is used to express obligation, orders, demands,
advice, etc.
The future indicative is used, however, in this example, since plazrá refers to something
known:
The present indicative is used when the element of concession or indefìniteness is missing:
THE SUBJUNCTIVE IN INDIRECT QUESTIONS 41
aguijan quanto pueden. (= as much as, not however much) (Cid 2646)
se guarnesçen agora ellos quanto pueden contra nos. (Troyana 2, 4)
é las tres partes deven fincar á . . . sus nietos, si fuere uno sennero, ó muchos.
(Juzgo 137)
no se si crea que pidas oracion. (Celestina 96, 19)
§ 79. Noun clauses are usually introduced by que and assume the sanie syntactic
functions in the sentence as a noun. The two main groups of noun clauses are object
clauses and subject clauses. The mood of the noun clause depends on various elements
contained in the governing verb or verbal expression of the main clause; consequently, the
different categories of the usage of the subjunctive are listed according to the semantic
groups to which the governing verbs pertain.
A. VOLITION
§ 80. Volition constitutes the strongest area of the use of the subjunctive. The subjunc-
tive is very firmly entrenched here, allowing the indicative to appear only when the
volitive element is weakened.
§ 8 1 . If the governing verb expresses will, wishes, desires (desear, querer, sospirar, etc.).
the mood is subjunctive.
Las provezas de mio Çid andávalas demandando, sospirando ques viesse con
moros en el campo. (Cid 1292)
quiero que esto sea. (González 19)
Ya desseo que se acabe este mes. (Lazarillo 181, 11)
Dios . . . non quiere la muerte del pecador sinon que se convierta et viva.
(Lucanor 23, 5)
non quiere la muerte del pecador, pero que byua e se arrepienta. (Talavera
229)
§ 82. Quiso Dios que, quiso mi fortuna que. When these expressions are used about
facts in the past, they show no true volitive element. They are but a periphrasis of
"ocurrió que". Nevertheless, cases of the indicative occur only relatively late and are
extremely rare in the older periods of the language. These examples show the subjunctive:
T H E S U B J U N C T I V E IN NOUN C L A U S E S 43
quisso Dios e ssu ventura que muy poco fué ssu vida ( A l f o n s o XI 292)
Quiso nuestra fortuna que la conuersación del Zayde . . . llegó a oydos del
mayordomo. {Lazarillo 72, 5)
Quisieron mis hados, o por mejor dezir mis pecados, que vna noche . . . la
llaue se me puso en la boca. (Lazarillo 141,9)
et por ventura querría Dios que sabredes algunas buenas nuevas del. (Lucanor
164, 13)
§ 83. When the governing verb expresses orders, commands, requests, pleas, exhor-
tations, etc. (mandar, rogar, requerir, pedir, amonestar, consejar, aorar, suplicar, etc.), the
volitive element is strong and the subjunctive is the norm almost exclusively.
§ 84. These examples are with rogar, suplicar, requerir, convidar, conjurar, (a)consejar,
amonestar, acomendar, loar, etc.:
There are some examples that show the omission of que (see § 25):
A few examples were found that use the imperative after verbs of this group. This reflects
a change of construction to direct address.
Por dios vos ruego et por caridat que conbusco me leuat. {Egipciaqua 357)
44 THE SUBJUNCTIVE IN NOUN CLAUSES
Por aquesto en lo primero vos consejo, noble rey, amad a Dios verdadero e
onrad la ssu ley. ( A l f o n s o XI127)
For the problem of vamos used concurrently with vayamos, see § 10.
It should be noted that the 1499 and the 1501 versions of the Celestina show a que here;
only the 1502 editions do not.
The following example shows the coordination of an infinitive and a noun clause:
e mandó mill marcos de plata a San Pero levar e que los (quinientos) diesse a
don Sancho el abbat. (Cid 1285)
Decabo mando que qual quiere que ropador o ladrón fuera de la uilla prisiere,
aduga lo a la uilla et pare lo delant el iúdez. (Teruel 472, 2)
§ 86. Mandar differs from other verbs indicating orders or commands in that it may
occasionally be constructed with an indicative, especially in juridical language. Modal
conditions after mandar are very similar to those of the Old French ordonner, where the
indicative also appears in legal phraseology.
In most cases where the indicative appears after mandar the order contained in the
noun clause is brought out by the use of the verb deber. Among these examples, the
second has potier implying permission rather than obligation:
THE SUBJUNCTIVE IN NOUN CLAUSES 45
Encara mando que de todo iudicio que firmarán los alcaldes deuen coger V
sueldos del negant. (Teruel 106, 5)
De cabo mando que los fijos de los uezinos que aurán hedat de xii annos
pueden firmar fasta xx sueldos. (Teruel 238, 2)
Ont por fuero mandamos que qual quiere que rayz non pregonada aurá uen-
dido, deue a sus parientes pagar. (Teruel 310, 3)
La tercera manera e razón manda e vieda que ninguno non deue usar nin
querer de mugeres amor. (Talayera 13)
A direct quotation of the Commandments explains the use of the future indicative in the
following examples:
An example without que clearly shows that they are direct quotations:
§ 87. In examples with (ajorar, hacer oracïon, pedir, besar las manos, etc., the subjunc-
tive is used exclusively.
bésavos los piedes e las manos amas quel ayades merçed. (Cid 879)
Fazia el pueblo todo cada dia oraçion Que al Rey Apolonyo naçiesse criazón.
(Apolonio 626a)
Oraua el buen omne de toda uoluntat a Dios que defendiesse atoda Christian-
dat. (Silos 75a)
todos debemos . . . Pregarle que nos libre del mortal enemigo. (Milagros 451c)
Pidió al rrey su padre que le fuese otorgado De yr á correr monte. (Hita 133b)
Finally, here is an example showing the coordination of a noun and a noun clause.
§ 88. Verbs of communication may take a subjunctive of volition. The basic function of
a declarative verb is to communicate a message which normally takes the form of a
statement. But, quite often, this message is an order, in which case the subjunctive
46 ΤΗI· S U B J U N C T I V E IN N O U N C L A U S E S
appears. The nature of the message is different, not the nature of the declarative verb.
Von Wartburg explains the use of the subjunctive in this particular construction as due to
a change in meaning of the governing verb: "Certains verbes déclaratifs prennent parfois
un sens de volonté . . . Il s'opère . . . une sorte de transposition sémantique; il n'est pas
même nécessaire de répéter le verbe lorsqu'il régit deux phrases subordonées de caractère
différent." It is not necessary to repeat the declarative verb precisely because its meaning
remains the same.
Among the governing verbs of this group are decir, avisar, escribir, etc. Below are
examples of this construction:
Todos deuen por esto aprender que non se deua ninguno preciar. ( A l f o n s o
311, 1,8)
§ 89. A coordination is sometimes found of two noun clusters, one containing a state-
ment in the indicative, the other an order in the subjunctive.
dixo el rrey al infante que non podia cavalgar et que fuese el andar por la
villa. (Lucanor 97, 3)
Et don Martin le dixo que le traya quinientos maravedís... et que los diese al
alcalde. (Lucanor 205, 10)
os declaro claramente que las bullas, que predica, son falsas y que no le creays
ni las tomeys y que yo . . . no soy parte en ellas. (Lazarillo 212, 1)
In the following examples, both containing the verb dar conseille, the first one puts forth
a simple statement in the indicative, the second an order in the subjunctive:
dió al alcalde por conseillo que non conuenia fiança por arder candela un
uezino con otro. (Novenera 195)
Ochoa Tirar dió por conseillo a fillos de Miguel de Falces que pendrassen a
Ffurtyunn Santz el Chico por LX sueldos. (Novenera 195)
§ 90. Verbs such as jurar, juzgar, hacer señal, concluir, dar sentencia, etc., may intro-
THE SUBJUNCTIVE IN NOUN CLAUSES 47
duce a statement in the indicative or an order in the subjunctive. The first set of examples
shows the indicative:
yo lo juro . . . que en todas nuestras tierras non ha tan buen varón. (Cid 3509)
Sennal face que es nacido. (Magos 94)
el que deffíende iure que dize uerdat. (Teruel 630, 2)
§ 91. Quite frequently, the order depends not on a governing verb, but on a noun such
as mensaje, fuero, carta, etc., or on a similar context.
en Burgos dél entró su carta, . . . : que a mio Çid Roy Díaz que nadi noi
diessen posada. (Cid 23)
Mas es fuero que aquellos testigos firmen que el cauallo uidieron morir.
(Teruel 616, 2)
El rey ha enviado por él quatro mensageros, Que se vaya a palaçio. (Palacio
447a)
The following example shows an unusual coordination of a noun and a noun clause
expressing an order:
Theoderigo, quando aquello uio, dioles çient et uente mill moyos de trigo, et
que los touiessen del cada anno como en renda. (Alfonso 246,1,41)
§ 92. The governing verb expresses aims, efforts, purpose, endeavor, prevention, pre-
caution, etc. (hacer, guisar, puñar, procurar, obrar, catar, etc.). Verbs of this group all
denote energy stemming an act of the will, and consequently a subjunctive of volition is
the modal norm.
El siervo que fuye deve seer constrinnido que diga el nombre de su sennor.
(Juzgo 175)
E pues guisemos agora que sane este rrey. (Troyana 96, 2)
Puña . . . que la tu mensajera Sea bienrrazonada. (Hita 437a)
E los cavalleros . . . travaron mucho con ella que lo non fiziese. (Lucanor 119,
21)
Hazes que feo amen y hermoso les parezca. (Celestina 299, 17)
procure que duerman bien y coman. (Moradas 81,17)
mi intento es que no estén ocultas sus misericordias. (Moradas 218, 2)
48 THE SUBJUNCTIVE IN NOUN CLAUSES
No saltes . . . , que daras causa a que seas sentido. (Celestina 207, 11)
estará obligada la priora a que se comunique. (Moradas 190, 14)
de esto sirve este matrimonio espiritual i de que nazcan siempre obras. (Mofa-
das 244,4)
The indicative is used concerning facts in the past; it is, of course, quite normal that the
notion of effort or purpose is weakened or lacking once a coveted goal has been attained.
Ffeciste por loxuria al profeta David, Que mató á Urías. (Hita 258a)
Dios . . . guiso que alcançaron los falcones a unas grúas (Lucanor 107, 1)
(There is a variant of Lucanor 107, 1 that contains quiso guisar, a construction related to
§ 82.)
et guiso asi don Alvarhanez que se encontraron en el camino. (Lucanor
124, 10)
The following example with the indicative, however, does not deal with past events:
§ 93. Catar and mirar take a subjunctive of volition, but are also frequently constructed
with an indicative denoting objective facts. Parataxis is very common with these verbs.
Here are some examples with the subjunctive. With but one exception, the example
material shows a negated verb in the noun clause.
There are some examples with the indicative as well; the noun clauses in these cases,
denoting facts, are always affirmative:
§ 94. Guardarse and curiarse are constructed with a negated noun clause in the subjunc-
tive.
§ 95. A subjunctive of volition is likewise the modal norm after other verbs indicating
omission, prevention, prohibition, such as defender, vedar, combatir, escusar, etc. The
negation contained in the subordinate clause is purely pleonastic and is probably added
due to the influence of the negative wish implied.
Rey, Dios te defienda que non fagas tal fecho. (Silos 145d)
Viedote que non cantes. (Milagros 225c)
aduro podian los cabdiellos rretener los sus vasallos que se non fuesen ferir.
(Troyana 160, 23)
debe tener en cada una muchas legiones de demonios para combatir que no
pasen de unas a otras. (Moradas 19, 28)
esto non deve empeecer á la mugier, que ella non lo pueda demandar de cabo
por sí. (Juzgo 116)
non pueden escapar, que non sean preñados. (Juzgo 157)
non puedo estar que uos lo non diga. ( Troyana 200, 6)
The noun clause may contain the negation nunca instead of won; it does not convey a
negative meaning in this case:
This appears to be a direct quote with the future used to render a general order; defiende
does not function as a governing verb, as further proved by the unusual omission of que,
encountered nowhere else after defender.
An example was also found containing deber in the present indicative:
La tercera manera e razón manda e vieda que ninguno non deue usar nin
querer de mugeres amor. (Talayera 13)
It would appear that the verb mandar rather than the verb vedar governs the indicative
here, since this type of construction is not uncommon with mandar (see § 86).
Déxame porque fable e vos pueda désir Lo que a miparesçe. (Palacio 1119a)
Atorgo a uos encara que quai qujere que trassoro ujejo trobare . . . , áyalo
qujto et franquo. (Teruel 536, 2)
§ 97. Verbs that indicate guarantees and promises, such as dar fidanza, poner fiador,
assegurar, poner, prometer, etc., very often contain a strong volitive element and there-
fore take a subjunctive.
Raquel e'Vidas, amos me dat las manos, que non me descubrades a moros nin
a cristianos. (Cid 106)
Mas dame fiador que sea segurado. (Milagros 641c)
E prometo que viva en todas mis cosas segund la costumbre. (Juzgo 198)
et yo vos prometo a buena fe que nunca desto vos venga danno. (Lucanor
246,17)
THE SUBJUNCTIVE IN NOUN CLAUSES 51
The verb prometer, if void of any element of volition, takes the indicative. Since a
promise normally concerns future events, the tenses used are mostly the future (if coordi-
nated with the present) and the conditional (if coordinated with the past).
Β. JUDGMENT
§ 98. Under this heading are treated expressions which contain a value judgment on
actions or happenings stated in the noun clause. A hard and fast division between voli-
tion, judgment and emotion is not easily established and may often appear to be arbitra-
ry, considering that judgment quite frequently contains an additional coloring of volition
or emotion.
§ 99. Necessity. This group mainly comprises a series of impersonal expressions (conve-
nir, es mester, es menester, es huebos, es necesario, es tiempo, etc.). The volitive element
is very strong, and the subjunctive is used almost exclusively.
y le dijo que ya era tiempo de que sus cosas tomase ella por suyas. {Moradas
225, 14)
The following example shows a coordination of an infinitive and a noun clause in the
subjunctive:
52 THE SUBJUNCTIVE IN NOUN CLAUSES
mas es mucho menester no nos descuidar para entender sus ardides, y que no
nos engañe hecho ángel de luz. (Moradas 21,34)
The indicative was found only after convenir since the volitive element is somewhat
weaker here:
In the above examples, the presence of a volitive element (the future indicative and haber
de) seems the make up for the lack of the usual modal indication of necessity.
§ 100. The subjunctive is used after governing expressions which put forth a subjective
judgment (folgar\ ser bien, peor, mejor, ser digno (de) que-, ser derecho, tuerto, razón-,
merecer,placer, etc.).
The subjunctive is used also after semejar and parecer + an adjective or a noun, and after
valer más as well.
ca non nos semeia derecho que el libre deva ser condemnado por el testigo del
que es franqueado. (Juzgo 147)
Por end val mas agora que yo mesmo me mate. (Troyana 131, 101)
Paresçe-me guisado Que de oy mas le loemos. {Tob 570c)
aun me plaze de mio Çid que fizo tal ganançia. (Cid 885)
Plazeme que me has, hermano, auisado. (Celestina 207, 29)
Ca non seria rason tú non obedesçer Aquel que te crió. (Palacio 1023a)
§ 101. Plogo a Dios que. This periphrastic expression explains factual happenings as
being part of a divine scheme, yet the writer's main purpose is clearly to present facts
rather than to stress this somewhat formal introduction. In contrast to similar expressions
treated in § 82, the indicative would seem to be in general use here, although one example
was found of the subjunctive. The examples that follow show the indicative.
§ 102. Ahondar and abastar take the subjunctive when doubt is implied, and the indica-
tive when the primary purpose is to present facts rather than to pronounce a judgment on
these facts.
que ahondarle deve que salga sin pena. (Juzgo 158)
ca abastarle deve que non peche el duplo. (Juzgo 180)
The following examples show the indicative for the reason given above:
é abastarles deve que les non facemos sofrir la pena. (Juzgo 195)
Basta que ponen en la procuraçion vna general clausula. (Talavera 100)
basta que el fue apartado de la priuança e poder que tenia. (Semblanzas
32, 17)
Por poco que con gozo non perdio la memoria. (Apolonio 589b)
Por pocco que los monges que non foron quemados. (Milagros 322d)
E asi resta que deuamos creer que esta fue la obra de solo Dios. (Semblanzas
128, 14)
54 THE SUBJUNCTIVE IN NOUN CLAUSES
C. EMOTION
§ 105. Noun clauses depending on an expression of emotion are not very abundant in
the older stages of the language, except in the case of semantic groups that present
various affinities with other modal usages. Fear is related to volition, astonishment is
related to uncertainty, and verbs as gozar and folgar are closely tied up with subjective
judgment. The frequent use of the indicative about facts in the past and the use of the
future tenses about probable happenings is a characteristic feature of Old Spanish; the
subsequent generalization of the subjunctive mood after verbs of emotion is to be con-
sidered as a trend towards unification of a semantic group which, from the onset, shows
relatively little cohesion.
§ 106. Verbs of fear (temer, haber miedo, haber recelo, etc.) are followed by a subjunc-
tive when they present uncertain actions to take place in the future. The volitive element,
which here takes the form of a negative wish, is relatively strong. Occasionally, a pleonas-
tic no is used.
e dalli adelante nunqua se temieron los romanos que los ostrogodos les fizies-
sen mal. (Alfonso 257, 2,30)
Mas temo é hé rreçelo que engañada sea. (Hita 1369a)
mas ouo recelo que la dueña no recebiesse daño de Arcaláus. (Amadis
169,581)
Yo huue miedo que con aquellas diligencias no me topasse con la llaue.
(Lazarillo 140, 1)
When a construction has parataxis, the subordinate clause contains a pleonastic no in the
majority of cases:
Que may also be omitted in the indicative construction. If a no should appear in the
subordinate clause, it is not pleonastic, but has full negative value:
§ 108. Haber sospecha and sospechar were found governing either the indicative or the
subjunctive with no appreciable difference in meaning. The first examples show the
indicative:
Si por auentura los fijos de padre o de madre lur aurán sospecha que alguna
cosa les çela en la partición . . . , estonces el padre o lo madre iure les que
ninguna cosa non les çela. (Teruel 439, 2)
non sospecho que lo fazia por levar del el queso. (Lucanor 31, 19)
sospechaua que no era biuo. (Amadis 245, 50)
Mas si los herederos . . . aurán sospecha que por falsedat diga que deuen
debda, firme aquel que demanda. (Teruel 440, 2)
§ 109. Verbs which, in addition to their emotional content, stress the aspect of subjecti-
vity, such as folgar, gozar, placer, etc., are mainly followed by a subjunctive in the
subordinate clause.
gozome, Parmeno, que ayas limpiado las turbias telas de tus ojos. (Celestina
58, 20)
Bien me fuelgo que esten semejantes testigos de mi gloria. (Celestina 238,13)
§ 111. Verbs that indicate astonishment (maravillarse and ser maravilla) take as sub-
junctive of doubt or uncertainty when the governing verb is negated, thus forming an
obvious parallel with the modal conditions after negated declaratives or verbs of belief.
This sentence is essentially negative in meaning in spite of the lack of any formal nega-
tion:
56 THE SUBJUNCTIVE IN NOUN CLAUSES
The indicative is used when these verbs are used in the affirmative:
Grant marauilla puede omne auer que huna fembra tanto puede fer.
(Egipciaqua 393)
yo me marauillo que la cabeça no te tiro! (Amadis 29,312)
But the subjunctive may also be used after an affirmative maravillar when a high emotion-
al content is involved, as in this example with es bien de maravillar que:
The indicative is used with this construction after si, denoting facts.
§ 112. Verbs of high emotional content, such as pesar, seralegre, espantar, etc., occur
generally with the indicative in Old Spanish. The que clause appears to be of a causal
nature, not only with more factual verbs as quejarse de, but also with pesar, for example,
as clearly shown by examples where porque replaces que, for instance:
alegre era mio Çid e todos sos vasallos, que Dios les ovo merçed. (Cid 1739)
pesa me que non somos çerteros del logar. (Silos 111 d)
Et estaua estonces Philippo en quexo de que non tenie de que complir cosas
quel eran mester. (Alfonso 221, 2,11)
y pésame que no seré vengado. (Amadis 150, 633)
Lo que más me espanta de todo es que ya habéis visto los trabajos. (Moradas
234, 26)
This example shows afligirse combined with de ver (which is a verb of an objective
nature); the mood is quite naturally the indicative:
y aflígese en gran manera de ver que no se puede escusar de hacer muchos sin
entenderse. (Moradas 165,19)
§ 113. The subjunctive was found only after negated emotional expressions. This parti-
cular syntax again points to uncertainty rather than to volition. The examples are all from
a relatively late period; here are two:
yo sena muy alegre que tal cauallero aquíviniesse. {Amadis 154, 159)
mas bien so yo seguro e espero que lo que de uos codiçio, que lo he avn de
ver. (Troyana 125, 16)
Espero en Dios que seras mejor para mi de aqui adelante. (Celestina 130,17)
y hay gran esperanza de que entrarán más adentro. (Moradas 25, 21)
One example was found with the subjunctive; however esperar here is the equivalent of
"to wait", and is followed by a temporal que:
§ 115. In this large and complex group of governing verbs, the dividing line between the
use of the indicative or the subjunctive is determined by the degree of certainty or doubt.
The indicative appears with a high degree of certainty, whereas actions which are only
possible, doubtful or impossible are expressed in the subjunctive mood. With expressions
centered around this dividing line in modal usage, such as creer and parecer, modal
fluctation is not uncommon.
On the whole, this group presents a greater freedom in modal use than is the case with
volition, and this again means that the subjunctive here preserves its full value, enabling
the writer to reveal his attitude to a happening simply through the choice of mood.
58 THE SUBJUNCTIVE IN NOUN CLAUSES
§ 116. If the governing clause expresses certainty, the subordinate clause is always in
the indicative. We have here impersonal verbs such as ser cierto, verbs of perception such
as ver and oír, intellectual verbs such as saber, conocer, and aprender, declarative verbs
such as decir, and also a verb as soñar. Generally speaking, these verbs must be in the
affirmative in order to express certainty.
§ 117. Acaecer and avenir are normally used about factual happenings and are con-
structed with an indicative.
§ 118. Simulated actions are reported in the indicative. Verbs of this group are fingir,
hacer semblante, etc.
§ 1 1 9 . Parecer and semejar express a rather high degree of probability and are followed
by a noun clause in the indicative.
Parece por tu razón que nos pueda venir a nosotros daño. (Celestina 70, 18)
The addition of por tu razón here seems to imply disbelief on the part of the speaker as
to the validity of the statement contained in the noun clause, and therefore the subjunc-
tive is in order.
§ 120. Verbs of belief such as cuidar and pensar are normally constructed with the
indicative. In the case of creer, however, the subjunctive appears to be relatively frequent
in the old language.
THE SUBJUNCTIVE IN NOUN CLAUSES 59
§ 121. Cuidar is mainly used in connection with a false belief, yet the mood is normally
the indicative, as if the aspect of false belief were apparent from the use of cuidar alone;
therefore the use of cuidar + subjunctive would appear to be pleonastic.
y la dueña que cuydó quel carcelero fuesse, dixo: Ay, varón. (Amadis 167, 441)
Pensar may also state a false belief and governs the indicative:
ca piensan que eres preso o que moros te han muerto. (González 51)
§ 122. Creer, when followed by the subjunctive in Old Spanish, expresses an attenuated
belief, a subjective opinion.
Ca nos creemos que sea provecho de cada un omne, que sea constrennido por
facer bien. (Juzgo 178)
Nazaret creo que sea. (Hita 22c)
creed ya qu'ella consienta. (Hita 710c)
Only fairly late examples were found of creer + subjunctive used about a false belief:
fizo criar el donzel como si su hijo propio fuesse, y asilo creyan todos que lo
fuesse. (Amadis 24, 477)
El lo metió en su dedo creyendo que el suyo fuesse. (Amadis 84, 46)
§ 123. Creer, in its normal acceptation, takes the indicative, as seen. The indicative also
predominates after creer bien que where, apparently, bien precludes any additional modal
indication of subjectivity.
Byen creo que de ángeles fué tal cosa enbiada. (Hita 1265c)
60 THE SUBJUNCTIVE IN NOUN CLAUSES
Bien creo que el que non las conosçe quierelas a prima vista. (Talavera 181)
yo creo que es muy mesurado. (Amadis 122, 23)
§ 124. When negated, and at times also when interrogative or conditional, the above-
mentioned verb group no longer indicates probability. They express only possibility or
doubt, and, consequently, are normally followed by the subjunctive.
Words with a negative connotation such as apenas and poco are also constructed with the
subjunctive:
§ 125. The indicative is, nevertheless, extremely common after negated verbs of proba-
bility. It is used above all when the noun clause presents an undisputed fact.
aun non era don Hector bien çierto que los griegos se arredrarían de las
barreras. (Troyana 41, 25)
¿Pues crees que podras alcançar algo de Melibea? (Celestina 74, 14)
Y avn que la aborrezcas quanto agora la amas podra ser. {Celestina 35, 3)
podra ser que yo no aya comprado tan cara habla en su vida. (Celestina 94, 9)
Ya puede ser que yo me engañe. {Moradas 74, 13)
When negated, puede ser is an expression of impossibility, and the mood is the subjunc-
tive:
Non puede ser quien malcasa que non se arrepienta. {Hita 436d)
Non puede ser que non yerre orne en grand raçôn. {Hita 949c)
§ 127. Supposition, as shown with these examples with meter que, insofar as they
present a gratuitously formed hypothesis, requires a subjunctive because of the irreality
involved.
¿quien duda que no aya auido otros mas crueles...? {Celestina 288, 21)
Examples of dudar in the affirmative, as shown above, are rather scarce in the older
periods of the language. With the addition of a negation, the element of uncertainty and
doubt is removed, and consequently the indicative is the mood to be expected.
Connoçiola Ubert e non dubdó en nada, Que la del prior era. {Milagros 291c)
62 THE SUBJUNCTIVE IN NOUN CLAUSES
Non deves tomar dubda que del vyno se faze La sangre verdadera de Dios.
(Hita 534a)
e non dubdo que les plazia tener tal rey. (Semblanzas 137,14)
e non dubdedes que muy bien les ferirà. (Troyana 68, 28)
la su ynfinida gloria no es dubda que la alcanzaremos. (Talavera 3)
One example did show a subjunctive. In this case, an element of doubt still persists in spite
of the negated form. It should be noted in this connection that the negative of dudar is
by no means the equivalent of the positive expression estar seguro.
Compare this with the first example quoted at the beginning of this section § 128 where
quien duda is the equivalent of no duda nadie.
A Latinizing accusative with infinitive construction appears after no dudar in this
example:
§ 129. Negar, when used in the affirmative, is normally constructed with the subjunctive.
However, in the medieval fueros, examples are often found of the indicative accompanied
by a pleonastic negation; it would seem that there is a break in the construction, with the
que clause expressing an objective fact only rather loosely dependent on negar.
Otrosí, si el pastor negare que la bestia non le fué echada la que el sennor le
demanda, firme el sennor con sus parçoneros. (Teruel 708, 2)
Nuill ombre que sea ferme a otro por heredat et niegue que no es ferme,
pueden le dar candela. (Novenera 31)
The negated negar normally governs the indicative and is followed by a pleonastic nega-
tion in the que clause:
por esta manera non puede ninguno negar que el alma non deve seer mas
preciada et mas guardada que el cuerpo. (Lucanor 266,18)
Non se puede negar que en el non ouo asaz virtudes. (Semblanzas 133,3)
Non se puede negar que el ayudo e fizo mucho bien a muchos. (•Semblanzas
135,3)
In one example, a negated negar appeared with a pleonastic non and a subjunctive:
yo non te niego que los cuerpos superiores non den sus ynfluençias a los
ynferiores. (Talavera 229)
§ 130. A negated ignorar governs the indicative, being the equivalent of a positive saber.
§ 131. If a noun clause precedes the main clause, it does not seem to present any special
problems as to mood in Old Spanish. The governing verb, although it follows the que
clause, determines the choice of mood. The first example shows the indicative:
One example was found which does not seem to conform to this pattern:
Que tal contreçion ssea é penitençia llena, Ay en la santa iglesia mucha prueva
é buena. {Hita 1141a)
Here, the que clause is pervaded by an element of uncertainty which accounts for the use
of the subjunctive mood.
§ 132. Remark. Esto es que is a periphrasis which exerts no modal influence on the
following verb; the mood is determined by the governing expression as shown in this
example:
mas es mester que se faga bien, et esto es que se faga a buena entencion.
(Lucanor 275, 27)
The insertion of an explanatory periphrasis such as esto es que has no bearing on the
choice of mood, since que still refers back to the main governing expression.
ν
§ 133. The subjunctive is used in the adverbial clause with its traditional value of
volition and doubt. A volitive subjunctive appears mainly in the final, consecutive and
concessive groups; the subjunctive of doubt appears elsewhere.
A. TEMPORAL CLAUSES
§ 134. The action of the temporal clause can be prior to or following that of the main
clause, or else the two can be simultaneous. The subjunctive will mainly occur in the case
of anteriority where it deals with actions that have not yet taken place, or are subsequent
to the time of the governing verb and which, therefore, imply an element of doubt or
uncertainty. The indicative is used about objective facts, and the future indicative ex-
presses probability.
§ 135. Ante(s) que, enante que are seen almost exclusively with the subjunctive mood.
Only one example was found with the indicative, and this sentence deals with a general
truth:
Ca tal es çiertamente El honbre commo el vado: Reçelalo la gente Ante que lo
ha pasado. (Tob 125a)
§ 136. Primero que, which has much the same meaning as antes que, governs the
subjunctive:
§ 137. With hasta que, fasta que and ata que, the subjunctive is the norm when un-
certain or hypothetic future actions follow:
§ 138. With entró que and d'aquïa que only examples with the subjunctive were found:
§ 139. Tanto que, en tanto que, tanto quanto. Originally an adverb of quantity, tanto
forms various conjunctions of time; the transition in meaning from quantity to time can
be seen in this example:
66 THE SUBJUNCTIVE IN ADVERBIAL CLAUSES
y anduuo tanto que entró por vna floresta. (Amadis 46, 527)
From so much that he entered it moves towards the temporal meaning of until he
entered.
The subjunctive is used about uncertain future actions:
y anduuo tanto que entró por vna floresta. {Amadis 46, 527)
En tanto que le reyna hablaua con don Galuanes, Oriana habló con Agrajes.
{Amadis 208,318)
§ 140. Following esperar, the conjunction (a) que is used with the meaning 'until' and
the modal norm is the subjunctive.
Si, que no estaua Calisto loco, que a tal hora auia de yr a negocio de tanta
affrenta, sino esperar que repose la gente, que descansen todos en el dulçor
del primer sueño. {Celestina 266,3)
Esperar may also be constructed with fasta que which admits either mood as outlined in §
137. The first example shows the subjunctive:
Et todos los suyos dixieronle . . . que esperase fasta que fuesen guaridos el et
ellos. {Lucanor 166,15)
Mas don Lorenço Suarez . . . espero fasta que los moros le ferieron. {Lucanor
64,8)
§ 141. Desque, luego que, along with tanto que, and de que are Old Spanish equivalents
of así que and tan pronto como. The subjunctive is used about uncertain future actions:
desque ayas bevido, Verás que mi consejo te será byen avydo. {Hita 536c)
y luego que ayáys entrado, bolueréys a ma.nyzqai&d&.{Manrique, 189,1610)
desque este cauallero sea muerto, fazed tornar essa dueña a la cárcel.
{Amadis 171,777)
§ 142. Después que and pues que show the same modal pattern as the previous con-
junctions of time.
ca ellos asmauan que pues que el rey fuesse muerto que podrien ellos cobrar
el regno de su padre. (Alfonso 310,1,11)
Después que vos ayades fecho este sacrifiçio, Ofreçervos los he yo en graçias.
(Hita 777a)
In the medieval fueros, indicative tenses (future and present) are used fairly frequently
about non-factual happenings. What would normally appear to be mere hypothesis is here
viewed as a more or less granted premise from which inferences may be drawn:
Qual, después que las bestias aurá metido en la uilla, non es tenido el uezade-
ro de responder por ellas a ninguno. (Teruel 698,2)
después que el mes passa, non respondrá el daynnador al messeguero.
(Novenera 168)
§ 143. Mientra que and demientre que require the subjunctive when uncertain future
actions are expressed:
But a future indicative is also common, stressing futurity rather than uncertainty:
mando . . . que ningún heredero o fijo parta con el romanient demientre que
biurá en esta uida. ( Teruel 450,2)
In very general statements, the present indicative may occur, as in the following example
which deals with orphans in general:
mientra que son pequennos non pueden defender sus cosas. (Juzgo 136)
Often, these conjuctions express indefìniteness, in which case the future subjunctive is
used:
68 THE SUBJUNCTIVE IN ADVERBIAL CLAUSES
§ 144. Quando governs modal conditions in the same ways outlined for mientra que
above. These examples show the subjunctive used about future actions viewed as
uncertain:
Quando viniere la mañana, que apuntare el sol, verán a sus esposas. (Cid
2180)
a la mañana, quando los gallos cantarán, non vos tardedes. (iCid 316)
Mas quando verna aquell tiempo, enfermo seras, tenlo por çierto. (Egipciaqua
1181)
Que adulterio es quando algún casado con alguna casada de algún uarón
engendrará fijo o fija. (Teruel 4, 3)
Events that have already taken place are also stated in the indicative:
B. CAUSAL CLAUSES
§ 145. Generally speaking, an indication of cause is of an objective nature and does not
imply any doubt or volition; for this reason, the causal clause presents very little interest
THE SUBJUNCTIVE IN ADVERBIAL CLAUSES 69
to mood, the indicative being the modal norm in by far most cases. The main exceptions
to this general rule are the conjunction como and the negated causal conjunctions.
Qual, como el fijo sea en poder del padre, ninguna cosa non puede destinar ni
dar. (Teruel 447, 2)
Y como sea natural a estos no fazer lo que prometen, escusase como en el
processo parece. (Celestina 269,6)
Y, como me viesse de buen ingenio, holgauase mucho. (Lazarillo 78, 5)
The indicative is also used after corno-, it may serve to stress the factual aspect of the
statement, but there does not seem to exist any essential difference between the two
modal usages.
Et commo es ella muy falaguera, en poco tienpo fueron todos muy pagados
della. (Lucanor 112,14)
Pero como soy cierto de tu limpieza de sangre y hechos, me estoy remirando
si soy yo Calisto. (Celestina 211, 29)
e pesauales mucho por que tanto tardauan los de la hueste. (Troyana 7, 22)
An isolated example was found of the subjunctive following a negated main clause be-
cause of the doubt implied:
Nyn vale el açor menos Por que en vil nido syga, Nin los enxemplos buenos
Por que judio los diga. (Tob 48a)
§ 148. The negated causal conjunctions such as no(n) que and non porque, may intro-
duce an objective or a supposed cause. In both cases it is stated that this cause, whether
real or imaginary, exerts no influence on the given happening. The modal norm here is the
subjunctive:
solo cree la fe porque la heredo de su padre mas non porque della aya otra
razón. (Semblanzas 91, 25)
§ 149. Following a direct question, a causal que clause may serve to justify why this
question was asked. This "que des Fragegrundes" {"que as basis of the question"), to use
Lerch's terminology, is of a causal nature. Examples are scarce and show little modal
homogeneity. The first one is with the indicative:
¿que onbres sodes o que demandades, que asy andades armados de noche?
{Troyana 120,15)
C. FINAL CLAUSES
§ 150. Final clauses express desired actions, purpose or intentions. These are notions
which are all strongly pervaded with volition, and which, almost exclusively call for a
volitive subjunctive.
§ 151. Que is the most common final conjunction in Old Spanish. Very often, que
follows an imperative or other syntactic equivalents of an order. The subjunctive is used
throughout.
One example was found with the indicative appearing in a coordinated verb:
La su buena sinplesa lo guarda ynoçente Que non sea ensusiado, nin mal
ninguno siente. {Palacio 1033c)
The form siente is hard to explain. Could it be simply caused by the fact that it appears in
a rhyme gente1. Or is it due to the special syntax of coordinated verbs? Or is it merely to
be written off as a mistake?
THE SUBJUNCTIVE IN ADVERBIAL CLAUSES 71
The aspect of intention or purpose may further be brought out by the addition of the
preposition a, above all, logically, when motion is implied.
por que fuesse conplido de toda dignjdat, qujso lo Dios que fuesse electo en
Abbat. (Silos 258b)
E formó en la cabeza lumbre de los oios, porque pudiese omne veer las cosas.
(Juzgo 108)
Troxiéronlos atados porque non escapasen. (Hita 1125a)
Púsonos en el mundo por los nuestros pecados Por padesçer en él como los
desterrados, E que en penitençia estemos apartados. (Palacio 188a)
¿furtaste jamas joyas . . . por le leuar e que fueses della bien resçebido?
(Talavera 75)
§ 153. Para que appears to be of slightly more recent origin than porque and it also
requires the subjunctive:
The subjunctive is used even where the element of intention or purpose is weak. This is
the case with expressions of degree where a latent demasiado or bastante is felt:
§ 154. In Old Spanish, por is often followed by a demonstrative word such as esto, esso,
tal, aquello, aquesto, and so on. These help prepare or clarify the conjunction que and
these elements may then later merge into full-fledged conjunctions. The modal norm in
this case is the subjunctive. These examples show por + esto, tal, etc. separated from que:
por tal lo faze mio Çid que no lo ventasse nadi. (Cid 433)
Dios por esso lo fizo que peccar non podiesses. (Silos 43lb)
Other examples show por + esto, tal, etc. merged with que:
72 THE SUBJUNCTIVE IN ADVERBIAL CLAUSES
mandavan los cozer, . . . por tal que les podiessen mayor miedo meter.
(González 23)
Y esto establescemos por tal que la maldade de los malos sea refrenada.
(Juzgo 157)
Esto es establido por aquesto que los querellosos puedan auer derecho en el
día ujernes. (Teruel 209, 3)
§ 155. Por ont, por ende and para con que all contain a relative element and are used as
the equivalent of para que. The mood that they govern is then, naturally, the subjunctive.
Here is an example with a preceding que to which por ende is later added as a further
clarification of the final relationship:
Mas que el pueblo non pierda lo que non deve, . . . por ende tollemos la ley
antigua. (Juzgo 137)
§ 156. With por amor que and por razón que the modal norm is the subjunctive.
Fué luego est mirado escripto e notado, Por amor que non fuesse en oblido
echado. (Milagros 410a)
e faziales muchos plazeres, por rrazon que fuesen todavía mejores e ouiesen
mas coraçon de le ayudar. (Troyana 64,6)
Por razón que may also function as a causal conjunction, in which case it takes the
indicative:
los griegos entresy adelantauan sienpre al rrey Agamenón por rrazon que lo
auian fecho su mayoral,... e por que veya o t r o s í . . . (Troyana 64, 23)
las uellas sienpre deuen seer en las torres del sol puesto fasta en la mannana
esclareçient el dia, assi que puedan ueer los que andaren. (Teruel 137, 5)
e lo que'n(de) farà, . . . sea firme et estable, assi que ninguno non se pueda
repentir después del traymiento. (Teruel 304,3)
THE SUBJUNCTIVE IN ADVERBIAL CLAUSES 73
D. CONSECUTIVE CLAUSES
§ 158. The consecutive clause is characterized by a rather loose combination of a que re-
ferring back to an antecedent which indicates manner or degree. Functioning as antece-
dents are adverbs, adjectives or pronouns, such as así, tan, tal, tanto, etc., which, although
originally separated from que, may eventually merge with it into a consecutive con-
junction (así que, por tal que, etc.). Nouns may also serve as antecedents, and they seem
to combine more readily with que into full-fledged conjunctions (de manera [suerte,
guisa] que). Occasionally, a consecutive que is used without any antecedent, in which case
the context alone reveals the consecutive value. The modal usage in the consecutive clause
is far more complex than in the final clause with which, however, it shows strong affini-
ties.
The subjunctive is used if an action is willed or desired; this is a transitional group,
combining the consecutive element with an aspect of intention or purpose, characteristics
of final subordination. The subjunctive also serves to express something purely imagined
or supposed, especially in connection with a negated clause. This type of construction is
closely related to modal conditions in the noun clause as well as in the relative clause with
a negative antecedent. As always, the indicative is used with objective facts.
§ 159. With a negated or interrogative tan (to) que the mood is subjunctive:
Non hi fue tan casto que con ella non fiziesse pecado. (Egipciaqua 379)
non se pudo el tanto guardar que lo non ouiese a ferir Ludal. (Troyana
31,27)
Ninguno, es tan viejo que no pueda bivir vn afio, ni tan moço que oy no
pudiesse morir. (Celestina 88,12)
¿Qual hombre ay tan loco y fuera de razón que no fuelgue de ser visitado
...? (Celestina 270,18)
In the affirmative, this construction takes an indicative since there is no longer any
element of doubt:
One instance was found of the subjunctive used about future actions:
et destruyeron dellos tantos por que fincaron vencedores los cuervos. (Luca-
nor 75,17)
74 THE SUBJUNCTIVE IN ADVERBIAL CLAUSES
§ 160. With a negated or conditional tal + que the modal norm is the subjunctive.
si tal es mj uentura que non pueda contigo auer ujda segura, dexar quiero tu
tierra. (Silos 180a)
no soys tal que deuáys ver lo que ay va. (Amadis 190, 249)
§ 162. The conjunction que normally introduces final subordination (see § 151), but
there are cases where the consecutive and final elements are merged. The mood is the
volitive subjunctive.
ten tu el tiempo que no ande. (= in such a way that + in order that) (Celestina
89,2)
Habla que te pueda oyr. (Celestina 94, 21)
The subjunctive is used also where the intentional element is weak or completely missing:
et saquen carrera por dont uaya el agoa que menos enoio li faga. (Novenera
69)
et si la mano yerra que mate el puerco, peytel. (= in such a way that, no
intention involved) (Novenera 164)
et si eill passa del sieglo que no'l puede nompnar, el p a r i e n t . . . peytará. (=so
that) (Novenera 156)
Los cavallos se espantaron, que tener non los podían. (Alfonso XI65)
§ 163. Por que and dont, although essentially relative in nature, may introduce a
consecutive clause, being the equivalent of a consecuencia de que, por lo cual or de
manera que. The examples show the subjunctive mood.
Est es el menoscabo: si'l tailla el pie o'l plaga por que el can iaga enfermo.
(Novenera 133)
et si'l fiere de trauiesso al can dont menoscabe el seinnor del ganado, por el
menoscabo puede li dar candela. (Novenera 133)
§ 164. Así que is a conjunction of a consecutive nature, but in addition it very often
implies a volitive element of intention. The modal norm is the subjunctive, whether or
THE SUBJUNCTIVE IN ADVERBIAL CLAUSES 75
not such an element is present. (Asi = thus, in such a way) was originally separated from
que as shown in these examples:
así deve seer tormentada antel iuez, ó ante los omnes buenos que non prenda
muerte, nin pierda ninguno de sus miembros. (Juzgo 150)
E todavía yo non los quiero asi escusar que de dos cosas non les de cargo.
{Semblanzas 146, 8)
Si algún ferier yegua aiena, ó ganado aieno, assi que la enflaquezca, ó que la
mate de la fenda, peche otra tal animalia al sennor. (Juzgo 170)
sea quemado et su casa sea destruyda de todo en todo, así que las (pa)redes
non romangan sobre tierra. (Teruel 773, 2)
§ 165. Doñeas que has roughly the same meaning as asi que. The one example found
shows final-consecutive value and the mood it governs is the subjunctive.
§ 166. Substantival antecedents form conjunctions such as de guisa que, de manera que
and de suerte que. In some instances, tal is added as a further emphasis of the consecutive
aspect (de tal guisa que). Half-consecutive and half-final in nature, these various conjunc-
tions seem to show much greater modal freedom than is the case with así que or que,
the indicative being quite common here. The subjunctive is used whenever an element of
intention is present.
dar te (he) vna çibdat, de guisa que la ayas syenpre por eredat. (González
117)
ama an manera que seas de Dios amado. (Talavera 31)
espantémosla de manera que le pese. (Celestina 218, 27)
e de tal guisa lo fezieron que, segund ellos cuydan, non osaremos de aqui
adelante mouer contra ellos. (Troyana 8, 22)
§ 167. Where no intention is implied, modal conditions are related to those applying to
certain types of noun clauses or relative clauses, as seen in § 158.
The indicative is used about past or general type facts, presented as a direct conse-
quence of the action contained in the governing clause.
eran grandes los vasallos, de guisa que semejauan todos gigantes. (Troyana
14,18)
76 THE SUBJUNCTIVE IN ADVERBIAL CLAUSES
mays pero avnque fue derribado, non fue fendo de guisa que le feziesen laga
ninguna. {Troyana 40, 20)
y començôse a defender, pero no de guisa que el Donzel no le traxiesse a toda
su voluntad. {Amadis 60, 231)
E. CONCESSIVE CLAUSES
§ 170. With aun por que the only examples found show a subjunctive used for doubt-
ful actions:
aun por que qujsiesse non ternja que dar. (Silos 176c)
Non podriemos nos tanto escribir nin rezar, Aun porque podiessemos muchos
annos durar, Que los diezmos mirados podiessemos contar. {Milagros 235a)
§ 171. Magueiia) que works much like aunque. The subjunctive is used to express
doubt or uncertainty:
maguer que mal le queramos, non gelo podremos far (Cid 1524)
Conviene a tod omne, maguer que sea muy poderoso, someterse a sus manda-
dos. {Juzgo 107)
Dios del çielo non crio pecado, mager que es en todos homnes assentado.
{Egipciaqua 41)
Maguer que muchos son non valen tres arvejas. {González 47)
Que maguer que somos clérigos, somos sus naturales. {Hita 1697a)
There are some examples without a subordinated verb. These examples seem to bear out
that this construction is restricted to clauses giving factual information:
§ 172. Pero que requires the subjunctive with doubtful or hypothetic actions. The
example below shows parataxis.
Mas pero los mas dellos o todos otorgasen lo que Palomedes quería, fincóse el
fecho bien asy commo ante estaua. {Troyana 66, 28)
Pero que ampia era la sancta vestidura, Issioli a Siagrio angosta sin mesura.
(Milagros 72a)
Pero que era locco, avie un buen sentido, Amaba la Gloriosa. (Milagros 101c)
E sus fijos, pero que estauan muy tristes por la muerte de su padre, ouieron a
fazer semeiança de alegría. (Alfonso 236,2,11)
§ 173. Porque shows the same modal distribution as the previously mentioned con-
junctions, but numerically, the subjunctive seems to dominate. Here are a few examples
with the subjunctive:
Nuill ombre que mate a otro en trayción, si ha filio que se aderta en logar que
xii aynnos aya, deue seer enforcado, por que no es de heredat. (Novenera
309)
Once the condition has been established (si ha filló), the content of the concessive clause
is viewed as a fact.
§ 175. Si may also have concessive value (= even if), in which case it is normally
followed by the -se subjunctive.
THE SUBJUNCTIVE IN ADVERBIAL CLAUSES 79
§ 176. Adversative clauses are of modal interest only when colored by an element of
concession, and not when they simply state objective facts in opposition to the action
contained in the main clause. Como seems to be adversative (= whereas) in this example
with the subjunctive:
E como los otros pecados de su naturaleza maten el alma, este, empero, mata
el cuerpo. (Talavera 15)
Puesto que has adversative meaning in this example with the indicative:
puesto que son muchos los llamados, pocos son los escogidos. (Moradas
83, 22)
F. CONDITIONAL CLAUSES
§ 177. The subjunctive appears in a conditional clause because of doubt concerning the
fulfilment of the condition or because of the hypothetic nature of the entire con-
struction. The most common conditional is si, which may introduce various types of
conditions.
§ 178. A simple condition is one that concerns the present, and which stands a good
chance of being fulfilled, for example, 'si viene, nos llamará'. This is the "realis" type,
characterized by the use of indicative tenses: the present indicative in the si clause and
the future indicative in the result clause, as illustrated above. Here are further examples of
this type:
Mas si por auentura el pendrador aquel ganado como es dicho non faga
pregonar et con él trasnochará et prouadoF será, duplado como es fuero lo
rienda. (Teruel 403,4)
80 THE SUBJUNCTIVE IN ADVERBIAL CLAUSES
In the Fuero de Teruel, the future indicative, as in the above example, is mainly used in
connection with por aventura, and the condition is probably viewed as somewhat more
concrete than is normally the case.
§ 180. In contrary to fact conditions, past subjunctives are used in the si clause, and
conditionals (or past subjunctives) are used in the result clause. The imperfect subjunctive
was not differentiated from the pluperfect subjunctive in the oldest texts, but later on,
analytic subjunctive forms were created for the pluperfect. Such analytic forms were, no
doubt, rare in the older periods of the language.
The four brief sections that follow show the various combinations found in the texts:
(a) The si clause is in the -se subjunctive and the result clause is in the conditional:
Si vos viesse el Çid sanas e sin mal, todo serié alegre. (Cid 1402)
sy esto te negassemos fariamos muy grant mal. (Silos 137c)
Si mi espada dixesse lo que haze, tiempo le faltaría para hablar. (Celestina
272, 15)
(c) The si clause shows a -se subjunctive and the result clause a -ra subjunctive:
S'yo cabe uos estodiera, este mal non me veniera. (Troyana 54,40)
Non matára Caym a Abel, su hermano, Si touiera con pas el su coraçon sano.
(Palacio 539a)
si tú biuo fueras, no me consintieras de tal guisa leuar. (Amadis 213, 87)
§181. Various mixed constructions are mainly found in the more recent periods. The
examples that follow show indicative tenses other than the future-conditional group:
Si yo touiese agora que dar, la mala muger en las manos la tenia. (Talavera
113)
si lo no hazian descaueçabalas. (A mad is 56, 510)
Preterites are found after the adversative si which presents no real condition, but rather
states factual happenings:
§ 182. The future subjunctive or hypothetic future is one of the most characteristic
verb forms of Old Spanish. Restricted in modern Spanish to legal formulas and admini-
strative dispositions, as well as a few fixed phrases, it was widely used in the old language
after si, especially in the medieval fueros when they deal with abstract or hypothetic
statements. The first examples are from non-legal texts:
Ca nengun omne non puede seer testimonia, si non iurare. (Juzgo 117)
Si clérigo a lego matare, salue se por su orden. (Teruel 32, 2)
Et si por auentura enfermare, o li dé qui'l sierua, o componga se con eill.
(Novenera 42)
§ 183. The formulas 'si non fuesse por', 'si non fuera por' or with omission of the verb,
'sì non por', may originally have been independent optatives. The modal norm is the -se
or the -ra subjunctive and the negation is non. These examples show the -se subjunctive:
e todo fuera oy acabado todo el nuestro fecho, sy non fuese por el fiio de
Tideo. (Troyana 111,14)
días há que estaría so la tierra, sy non fuese por la grand misericordia de Dios.
(Talavera 318)
E syn falla fuera Teuzer muerto o preso, sy non fuera por Menesteo que lo
acorrio. (Troyana 45,12)
At times the component elements of this formula may be separated by the insertion of
other parts of the sentence, as shown here:
sy por las buenas armas non fuera, vierase don Hector en execo. (Troyana
75,18)
el fuera ally muerto aquella ora, sy non por Teuzer quelle acorrio mucho
ayna. (Troyana 45, 28)
§ 184. The coordinated conditional clauses (si - e(t), si -o, si -y que), generally speaking,
are characterized by a great fluctuation in modal usage, as has been already pointed out.
The next three sections show examples of the various possibilities.
§ 185. In some cases, both clauses contain a future subjunctive. This construction
appears to be the norm in the legal language of the fueros.
§ 1 8 6 . In other cases, the si clause is in the present indicative and the coordinated
clause is in the future subjunctive, and the condition expressed in the si clause appears to
be a more concrete one, as opposed to the hypothetic condition stated in the coordinated
clause.
§ 187. Only one example was found showing the coordination of two -se subjunctives:
§ 188. The use of the future indicative is an Aragonese feature as shown in these
examples from the Fuero de Teruel. The first ones show a future subjunctive coordinated
with a future indicative.
Mas si non oujere de que pechar e parientes o amigos (a él) non le acorrerán,
sea dado en poder a los parientes del muerto. (Teruel 21,3)
E si alguno sin mandamiento se leuantare e prometrá dar alguna cosa, sea
apedreado. (Teruel 55,4)
Si por auentura la nodriça a su criado lech enferma dará e por aquella oc-
casion aquel ynfant morrà, pagadas primera mientre las calonias, ixca por
enemiga. (Teruel 40, 2)
E si por auentura la muert e la fidança de saluo ensenble negará e . . . non
podrá seer uençido con testigos, salue se con XII uezinos. (Teruel 48,6)
§ 189. A construction similar to that of French where the coordinated clause intro-
duces what is originally an independently formulated wish of the optative type, is also
found in Spanish. The mood of the coordinated clause is the present subjunctive and the
conjunctions are si - e or si - y que.
Si a vos ploguiere, Minaya, e non vos caya en pesar, enbiar vos quiero a
Castiella. {Cid 1270)
Si Dios me llegare al Çid e lo vea con el alma, . . . vos non perderedes nada.
{Cid 1529)
Pues si tu quieres ser sana, y que te descubra la punta de mi sotil aguja sin
temor, haz para tus manos y pies vna ligadura de sossiego. (Celestina 186, 21)
§ 190. A potential subjunctive is used to express actions that might take place, but
towards the realization of which no specific conditions are assigned. Such clauses contain
no formal conditional subordination, but are, nevertheless, perfectly clear and self-suffi-
cient expressions of latent conditions or circumstances restricting the validity of the
enunciation. The mood is the -ra or -se form of the subjunctive.
vn firme cauallero, . . . (mas para Sant Mjllan podiera ser meior) {Silos 127c)
¿Quien explanara sus guerras... ? {Celestina 15, 31)
84 THE SUBJUNCTIVE IN ADVERBIAL CLAUSES
In most cases, the sentence contains elements which assume the role of a hypothesis:
Valiera mas solo que mal acompañado. (= si fuese solo) (Celestina 67, 8)
Mas seguro me fuera huyr desta venenosa bivora que tomalla. (= si huyese)
(Celestina 107, 3)
pues yo te certifico no diesse mi parte por medio marco de oro. (Celestina
198,2)
§ 192. These examples with tal que, por tal que, con tal que, en que, con que, con tanto
que, all show the subjunctive.
§ 193. Examples with con, a, so (tal) condición que, en dado que require a subjunctive:
dauos tres vent medidas de farina çernuda en dado que non sea mudada njn
uenduda. (Silos 457c)
E si alguno diere alguna cosa so tal condicion, que se le tenga consigo en su
v i d a , . . . aquel que la dió la puede toller. (Juzgo 141)
Yo te perdono con condicion que me vengues de vn caballero. (Celestina
271,30)
Hazello he a condición que me vos toméys en vuestra guarda. (Amadis
334,323)
§ 194. Examples with solo que, menos que and puesto que also show the subjunctive:
solo que yo pudiesse la tu mano besar, de toda esta cuyta cuydaria sanar.
(Silos 342c)
THE SUBJUNCTIVE IN ADVERBIAL CLAUSES 85
§ 195. Puesto (caso) que, when constructed with an indicative, seems to be bordering
on a causal meaning; such sentences deal with objective facts in the past.
Puesto que todo aquesto falló bien conçertado, Pensaba luego en al. (Palacio
648a)
puesto caso que yo no auia menester muchas salsas para comer, todauia me
holgaua con las cortezas del queso. (Lazarillo 136,4)
G. COMPARATIVE CLAUSES
§ 197. The hypothetic comparative clause, introduced by como si or que si, is closely
related to the conditional clause. Other comparative clauses point to the group of modal
(circumstances) subordination, dealing like it with manner and representing but a special
form of this larger group.
Despues fueron aluos et blancos como ssi del dia fuessen amassados. (Egipcia-
qua 764)
Así travava d'ellos como si fuese gato. (Hita 1109d)
vnas tetas tiene . . . como si tres vezes ouiesse parido. (Celestina 168, 22)
§ 199. Como que is used as a synonym of como si in these examples with the indica-
tive:
Açor en mano levava commo que iua a caçar. (Alfonso XI264)
Y alçô la spada como que lo quería herir. (Amadis 234, 156)
Non preçiaua ssu castigamiento mas que ssi fuesse hun viento. (Egipciaqua
103)
86 THE SUBJUNCTIVE IN ADVERBIAL CLAUSES
non vos valen eglesias más que fuésiemos puercos, (Alfonso XI95)
§ 201. Como and así como can take the indicative, as shown here:
jure como por mjes, asín como ya es dicho de suso. (Teruel 410, 2)
A concessive subjunctive (in the imperfect or future) also occurs after como:
queriendo catar manera commo se vengase, vinose para mi. (= how he could
avenge himself) (Lucanor 73, 20)
§ 202. Comparisons of inequality are introduced by que, que non que, referring back to
a comparative word in the main clause such as más, menos, mejor etc., or to the adverb
ante(s). The subjunctive seems to be the norm in view of the hypothetic or negative
nature of the comparative clause, but the indicative does occur when objective existence
is expressed. Infinitive constructions often replace a finite verb form in the comparative
clause.
§ 203. With ante(s) que, the modal norm is a past subjunctive, since que introduces a
hypothesis.
ca ante nos dexariemos todos morir que esso fuesse. (González 96)
ante querría yo ser muerto e todo despedaçado que ninguno de uos se mos-
trase oy aqui por couarde. (Troyana 23, 5)
sy yo hombre fuera, antes me degollara que a tal mi cuerpo diera. (Talavera
136)
THE SUBJUNCTIVE IN ADVERBIAL CLAUSES 87
mi muerte quisiera enante que tal fijo tener muerto. (Alfonso XI1601)
ante me combatiré que ser preso endonado. {Amadis 228, 318)
The verb of the comparative clause may be omitted if identical with the main verb
following antes:
§204. If the antecedent is a comparative word such as más, menos, etc., there seems to
be some modal hesitation in the comparative clause, which is introduced by que or que
non que, but the predominance of the subjunctive is unquestionable. This preference is
easily accounted for since, in most cases, the comparative clause contains doubtful
actions or mere assumptions. The indicative stresses objectiveness. The infinitive con-
struction is also quite common, as is a comparison containing no verb at all.
These examples show the subjunctive:
Mas uale que enfermo a Parayso uayas, que sano e ualiente en el infierno
cayas. (Silos 432a)
E menos de mal será que esto poco çeledes, Que non que vos descobrades.
(Hita 879a)
El os dará más que sepáis desear. (Moradas 109,16)
mas valen çien(t) caveros todos d'un euer yguales, que non fazen trezientos de
los descomunales. (González 61)
ca mas bale que morramos que non salir de nos maldat. (Troyana 35,10)
Mas vale sofrir fanbre que tragar bocado dannoso. (Lucanor 255,12)
Finally, there are examples of que (non) not followed by any verb form:
mas vale digan esso que chistas njn locuras. (Silos 470c)
alguno ha entre nos todos que ha mayor seso que non el. (Troyana 65, 20)
vuestro marido . . . se paga mas de otra muger que non de vos. (Lucanor
182, 17)
88 T H E S U B J U N C T I V E IN A D V E R B I A L C L A U S E S
H. M O D A L ( O R C I R C U M S T A N T I A L ) CLAUSES
§ 205. The conjunctions of this group vaguely indicate way, manner, or accompanying
circumstances (que - no, sin que, etc.). This broad definition would encompass the com-
parative clauses as well, but these are treated separately for convenience.
§ 206. The que - no construction is relative in nature and is closely allied with the
relative clause that depends on a negative antecedent. Only the degree of dependence on
the antecedent can serve as a guiding principle in keeping the two apart. This example
serves to illustrate this:
Mas non era aquella noche que el diablo con ella non fuesse. (Egipciaqua 395)
Que - non may be the equivalent of sin que, yet the strong dependence of que on the
antecedent aquella noch points very definitely to the interpretation of que as being a
relative word.
Concerning the modal conditions after que - no, the norm is the subjunctive whenever
the main clause is negated.
Only the Fuero de la Novenera yielded examples of the indicative following an affirma-
tive main clause:
et si eill passa del sieglo que no'l puede n o m p n a r , . . . aqueill peytará. {Nove-
nera 156)
Nuill alcalde que dé iudicio ha uezino o a ombre ninguno que dreyto iudicio
no h a , . . . deue perder el cayssar de la boca. {Novenera 285)
et si no'l mete en casa, puede comprar el marido que no aya part la muyller.
{Novenera 121)
¡vete . . . , y esta otros tres años que no me buelvas a ver! {Celestina 38, 18)
§ 207. Sin que appears later and gradually replaces the que - no construction. Only
examples with the subjunctive were found after this construction.
T H E S U B J U N C T I V E IN A D V E R B I A L C L A U S E S 89
sin que me alabes te amo, y sin que me ganes de nueuo me tienes ganada.
(Celestina 264, 29)
pero no os dexaré sin que os conozca. (Amadis 53, 302)
Sin could be separated from a que which introduces a relative clause, as shown in this
example:
§ 208. With fuera que, the word fuera exerts no influence on the choice of mood. Que
depends on a governing verb and, consequently, it is the nature of this verb that deter-
mines the mood.
non sauja el mezquino otra cosa pedir fuera que li deñasse Dios los oios abrir.
(Silos 346c)
§ 209. With sacado que, just like with fuera que, the choice of mood is determined by a
governing verb on which que directly depends. The two examples of this construction
found below are both from the Fuero de Teruel and show (sacado) que depending on an
order, a law or regulation which must be abided by. The mood is the subjunctive:
mando que . . . firme et estable sea, sacado que . . . non puedan dar ninguna
cosa la muger al marido nin el marido a la muger. (Teruel 443, 2)
Esto mismo dezimos de la nodriça . . . que alguno tema en su casa, sacado que
toda la soldada prenga que aurá seruido. (Teruel 678, 3)
BIBLIOGRAPHY