Professional Documents
Culture Documents
(A State-of-the-Art Report)
by
Elmar R. Reiter
Elmar R. Reiter
Department of Atmospheric Science, Colorado State University
ABSTRACT---------------------------
Elmar R. Reiter
Department of Atmospheric Science, Colorado State University
AFTER MORE THAN A DECADE of research others revealed that the more violent forms
on CAT, it still remains one of the much talked- of CAT are associated with certain regions
about hazards of high-altitude jet aviation. In and with certain flow patterns aloft. Bannon's
spite of all the efforts that have gone into nu- classical pattern of CAT distribution around
merous studies, we cannot yet boast of any skill the jet stream still remains essentially un-
in its accurate prediction. Only very recently changed, indicating a relatively high frequency
have we gained some knowledge on the mech- of occurrency on the cyclonic side of, above
anism of its formation. and below, the jet-stream core. In these re-
CAT may be regarded as the result of gions the atmosphere is generally thermally
atmospheric turbulence acting on an airborne stable, but shows strong lateral and vertical
vehicle (aircraft or missile). Since the pres- wind shears.
ence of CAT is tied to the presence of a ve- More CAT is found over mountain rang-
hicle experiencing bumpiness, the response es and over continents than over oceans (2) sug-
characteristics of this vehicle play an impor- gesting that the roughness of the terrain pro-
tant role. This explains why the frequency of vides a source of perturbation energy which
CAT encounter increased with the development acts even up to stratospheric flight levels.
of faster-flying jet aircraft. More appropri- Most CAT areas are of only small horizontal
ately, CAT should be called "bumpiness in extent ( < 10 miles in diameter), although a few
flight through clear air". We will, however, cases are on record where CAT extended over
adhere to the established nomenclature and not wide regions (> 200 miles). The vertical ex-
attempt to introduce a new tongue twister. tent of turbulent layers usually is shallow (>3000
In considering CAT we normally rule ft), although at times they may reach consider-
out low -level convectively induced turbulence, able thickness (15,000 ft).
turbulence in, or near, clouds, and turbulence The patchiness of CAT is the cause for
within the friction layer near the ground. the difficulties which we experience in fore-
casting this phenomenon accurately. The
CHARACTERISTICS OF CAT average dimensions of CAT areas suggest that
the origin of turbulence lies in the mesostruc-
ture of the atmosphere which defies analysis
There are no absolutely "safe" regions and forecasting from the macro scale tool of
in the atmospheric layers presently used by radiosonde observations. At best we may spec-
aircraft in which no bumpiness may occur at ify certain loose correlations between macro-
all. Stati·stical investigations by Bannon (1) ':' , scale flow patterns, such as merging jet streams
Clodman et al. (2), Colson (3, 4) and many (5) and troughs (3, 4) and CAT, hoping that
somehow the atmosphere provides a continuous
"chain of events" between macroscale flow,
,~ Numbers in parentheses designate References mesoscale perturbations, and microscale turb-
at end of paper. ulence.
6 Elmar H. Heiter
This power law may easily be express- Such a diagram is shown in Fig. 1 for
ed as a straight line of -5/3 slope in log-log measurement flights Nos. 18B and 18D of Pro-
coordinate paper with log k plotted along the ject TOPCAT. It contains both, u (longitudinal)
abscissa and log E (k) entered along the ordinate. and w (vertical) components of turbulence. If
2 turbulent energy were decaying according to
[The dimensions of E (k) are (length) j cycles;
(time12j length eqn. (2) by a simple transfer of energy from
larger to smaller eddies, one should expect
the dim ensions of k are (length) -1].
the spectral lines in this diagram to follow an
If we wish to consider the kinetic energy
exponetial curve of the form
contained within a wave band kl to k2' we may
simply integrate eqn. (2) between these two y = a. 10 bx (4)
boundaries. Since the atmospheric turbulence
spectrum extends over a very wide range of where y = k. E (k), a -_ a E 2/3 , b = -2/ 3,
wave numbers, it is convenient to retain the and x = log k. Such a curve would look rather
abscissa in the form of log k rather than k. It similar to a smooth representation of the spec-
is easily seen that trum W 18 D.
k2 k2 Spectral curves with steeper slopes than
J
kl
k. E (k). dInk = J
kl
E (k) dk (3) those shown by such an exponetial curve would
indicate that turbulent energy is decaying more
rapidly than by a mere breaking-up of large
Thus, a diagram which contains log k as ab- eddies into smaller ones, due to an additional
2 energy sink in the atmosphere. Shallower
scissa and k. E (k) [with dimension (length)
(time)2 slopes, or a reversal of slope, on the other
of kinetic energy] as ordinate gives a true hand, would indicate a source of turbulent ener-
energy representation of atmospheric turbu- gy in the atmosphere.
lence. Figs. 2, 3 and 4 show typical turbulence
17.7
11.1
7
U180
6
U18D - -
W18D --.-
U18a - - -
W188 -----
\ I
s
\
\ V\
W18D \
\
kE(k)
.jg..
sec \ I
\
3 1 r~
\
U18B " I \ ilJr. i' M
\.
~ ~\ li\ tI
\ " \A J 1i ~X '\
1\
I
N1M
r
2
I' , I
\
\
\
'fJI
r, ~\
\ 'I i· ~
Ii \
'\ , \ J I I""
W18B\ \
1
Fig. 1 - Power-spectra of u- and w-com-
""Vv~"
ponent of turbulence, measured by Project
TOPCAT Flight Nos. 18B and l8D over
\')J
\. ..J
V~
southern Australia on August 21, 1963.
o
Ordinate contains k • E (k), abscissa is 10-1 10-4 10-11
log k. (12)
8 Elmar R. Reiter
10' 18B
U o 180
• 27f
+ 33E
e "6E
• "5H
10"
. - "" level
.....
"UI~
.. -..
....
::~
...>
Ii;
Z
W
0 10 2
-'
~
...-=
vw
::;
10 2
ground, should be considered of spontaneous (ca. 100 - 600 ft) do not follow the slope of
origin. The local imbalance between shear simple energy decay as given by eqn. (4).
and thermal stability may, however, be con- Especially the u- and w-spectra of Flight l8B
trolled by meso-scale eddies which, in turn, show a well-developed hump, indicating that
may still be correlated with the "roughness" turbulent energy is added to the atmosphere
of the terrain. This would explain the relative between wave numbers of approximately
prevalence of CAT over mountains and hills. 3 x 10- 4 fe l and 5 x 10- 3 ft (i. e., between
Buoyant effects in stable stratification, wave-lengths of ca. 3000 ft and 200 ft).
leading to -3 or -11/5 slopes of the spectrum This hump also appears in Fig. 4,
curves (19, 20) may be of importance near the although less well expressed due to the differ-
ground where turbulence is mechanically in- ent coordinate system. The spectra of all
duced by roughness. In the case of CAT, how- flight measurements shown in Figs. 2 to 4 show
ever, one should not expect the existence of a remarkably little scatter at wave lengths
"buoyant subrange" of turbulence because the < 1000 ft consistent with the moderate level
very existence of turbulence in a thermally of turbulence experienced in all these flights.
stable environment already indicates that The spectra also align fairly closely to a -5/3
shearing stresses have over-compensated for slope in this short-wave length range. At
buoyant effects of thermal stability. In agree- larger wave lengths the w-spectra show con-
ment with this no buoyant sub range was found siderably more scatter than the u- and v-spec-
over Australia from TOPCA T measurements. tra. Especially the spectra of Flights l8B,
Which mechanisms in the free atmos- 27F and 45H appear to consist of two different
phere generate CAT? To answer this question segments, a short and a long wave-length one,
we m,ay inspect more closely the turbulence connected by a hump in the spectral curve.
spectra shown in Figs. 2, 3, and 4 as well This hump provides valuable clues as to the
as Fig. 1. From the latter it is evident that origin of CAT.
the spectra in the CAT wave-length range We may use Flights l8B and l8D as an
example. Both were flown on 21 August 1963 As the aircraft flies almost parallel to the wave
near 29,000 ft pressure altitude, and near crests (i. e., normal to the wind), it reduces
310 40'S and 140 0 27'E (i. e., the area to the the effect of up- and down-drafts at the parti-
east of the Flinders Range, South Australia, cular wave lengths of the wave phenomenon.
a range of low mountains of ca. 3000 ft eleva- (As a comparison, one might consider a surfer
tion). Both sets of spectra were obtained from riding the slope of a wave). As the aircraft
the same turbulence region within mirtutes from turns into the wind (Flight laB), it experiences
each other. Nevertheless, the long-wave por- the full force of vertical motion associated
tions, especially of the w -spectra, differ with the waves (like a speed boat racing over
appreciably in kinetic energy, as may be seen rough water).
from Fig. 5, which contains these spectra in The "waves" thus detected by the air-
a smoothed form. craft are not "clean" or sharply defined in
The main difference between the two terms of one particular wave length. If they
measurements consists in the angle between were, one should observe one single spike in
course and wind direction. [Similar changes the energy spectrum associated with this par-
in spectral characteristics with changes in this ticular wave length or wave number. Instead
angle were observed in other pairs of flights these waves are apparently irregularly shaped
(11, 12) J. During Flight laB, flown almost and encompass a rather broad band of wave
perpendicular to the wind, the spectral density lengths. One might compare them with air-
at long waves is drastically reduced as com- craft observations of the sometimes irregular
pared with E (k) measured during Flight laD waves appearing on the top side of a stratus
flown parallel to the wind. The conclusion to overcast.
be drawn is that a wave phenomenon was en- These waves apparently break down into
countered by the aircraft, the wave crests and isotropic turbulence and eddies of smaller pro-
troughs in the present case showing a preferred portions which are ultimately experienced as
orientation nearly normal to the wind direction. CAT by the measuring aircraft.
10'
W • 188
o 180
• 27F
+ 33E
" 46E
• 4SH
- 44 10 level
10·
"~I~
III ....
.. III
-
........ -~
>-
l-
~
ii;
Z
w 10'
0
.....:
ao:
l-
V
W
A.
en
10'
THE FEASIBILITY OF REMOTE SENSORS IN nomenon. Since CAT in the upper troposphere
CAT DETECTION and stratosphere seems to be associated most-
ly with stable regions and shearing discontinui-
Since forecasting the precise location ties, the backscatter and/ or forward scatter
of CAT areas from standard meteorological of electromagnetic waves from such disconti-
data is obviously impossible because of the nuities may be utilized. The latter would pro-
different scales involved, attempts have been bably have to rely on ground-based instrumen-
made to recognize CAT patches sufficiently far tations, while sensors of the former kind may
ahead of the aircraft in order to allow evasive be carried by the aircraft. Instrumentation of
maneuvers. this kind theoretically may range over a wide
Experiments with a temperature sensor spectrum of wave-lengths from laser to long-
conducted by Eastern Airlines (21) showed a wave radar. It should be kept in mind, how-
certain correlation between temperature changes ever, that the discontinuities which one would
along the flight path and CAT occurrence. Such look for may not be sharply defined as in the
correlation should be expected in the "jet stream case of the top of convective bubbles or sharp
front" underneath the jet core when it is trav- inversions with large changes of refractive
ersed nearly perpendicular to the flow. If an index over short distances along the vertical
aircraft flies parallel to the jet stream, as coordinate. The action of CAT may actually
would be expected with west-east oriented flight have diluted any sharp discontinuity that may
routes, the aircraft may stay in the vicinity of have existed at one time, and we may find a
the jet-stream front for considerable time with- zone of gradual transition in wind speeds and
out experiencing noticeable temperature changes. temperatures instead.
Yet it may encounter CAT in this region. Tem- Instead of measuring the scattering
perature sensors, therefore, do not seem to properties of turbulent regions, it might be
offer a universally adaptable solution to the just as feasible to detect by remote sensors
problem of CAT warning. Furthermore, the the original atmospheric structure that led to
length of time between the beginning of any turbulence. Vertical discontinuities in tem-
observed temperature change and the occur- perature lapse rate, for instance, might be
rence of CAT (if any) may not be sufficient to detected by infrared radiometers. The remote
allow evasive maneuvers. measurements of vertical wind shear may pre-
More sophisticated remote CAT detec- sent a more difficult problem to solve. A com-
tion may be entirely feasible if the sensors bination of the two, however, would give a dir-
make use of the physical structure of the phe- ect indication of Richardson's number ahead of
\
\~
-
Wind: 261°/ POk
~ Vg
~, rse
[Wind
\
~ind:270 90~
v~ l\eour54!
its
100.000
\ I~ \
\. Vg
\
j~ t;;i\ \ \ '-r--,
,\.
.s:u
~
, 10,000
II)
z
~-
:;c!
,\.
~
~ '---
\\V
,
,-
" _- '-,,-,
'-'-
.....
1\
"
..... ~
,,
i
1.000
l\ ~
~-
\
l1li: \
\
~ 100
\~
\~ \
~
,
Fig. 5 - Smoothed spectra of TOPCAT
Flight Nos. l8D (left-hand side) and
10 l8B (right-hand side). Mean wind di-
10.000 1,000 100
s.ooo 500 l0000s.ooo 1,000500 100 rection and course are indicated on
WAVELENGTH -FEET top of each diagram. (After: (10»
12 Elmar R. Reiter
the aircraft and thus would give an indication forecasting techniques and procedures, etc. --
of the atmosphere I s readiness to provide tur- assuming that the necessary high priority of
bulence energy. aircraft availability can be obtained. Further-
more, techniques and schedules of data reduc-
FUTURE PROGRAMS tion and interpretation will have to be outlined
even before such an investigation is started.
This should help to avoid the common com-
Even though we have come to recog- plaint against such field operations that their
nize the physical processes leading to CAT in goal is achieved as soon as the data are stored
the stratosphere and in tropospheric stable
away in filing drawers "for future reference".
layers as a breakdown of gravity waves into
The logical conclusion would be that
isotropic turbulence, we still have to answer
various government agencies would pool their
many questions.
efforts with private parties and universities
We do not yet know the precise mech- interested in this particular field of atmos-
anism by which such a breakdown occurs. We pheric physics because one large and well-
do not know the conditions that govern the planned operation in the long run will be far
degree of resulting CAT--light, moderate or less expensive than a number of small efforts
severe. Finally, the development of remote with only limited results.
detectors of CAT is still in its infancy stages.
From all this it appeats that additional REFERENCES
and more sophisticated flight measurements
of tur;bulence will be necessary together with 1. J. K. Bannon, "Weather Systems
the testing of remote sensors, such as infra- Associated with Some Occasions of Severe
red radiometers, radar, etc. Specifications Turbulence at High Altitude." Meteorol. Mag.
for such measurements will have to contain London, 81: 97 -101, 1952.
detailed and continuous records of atmospher- 2. J. Clodman, G. M. Morgan, Jr.,
ic gusts in three coordinate components, wIth and J. T. Ball, "High Level Turbulence." Air
a time resolution of hundredths of seconds. In Weather Service, Technical Report 158, 1961.
addition, wind and temperature will have to be 3. DeVer Colson, "Analysis of Clear-
recorded on a continuous basis. Air Turbulence During April 1960. " Monthly
In order to explore the environment of Weather Review, 89: 94-98, 1961.
CAT regions, two - -pref erably three - aircraft 4. DeVer Colson, "Analysis of Clear-
should be deployed. Gust-measurement cap- Air Turbulence Data for March 1962. II Month-
abilities would be necessary for only one air- ly Weather Review, 91 (2): 73-82, 1963.
plane, however. The meso- and micro-scale 5. E. R. Reiter and A. Nania, "Jet-
of the vertical temperature and wind structure Stream Structure and Clear-Air Turbulence
could be measured by such simultaneous meas- (CA T)." J. of Applied Meteorol., 3 (3): 247-
urement flights. This will yield data which 260, 1964.
would allow conclusions on the formation mech- 6. G. N. Shur, "Experimental Inves-
anism of gravity waves and their breakdown tigation of the Energy Spectrum of Atmospheric
into CAT. Turbulence." Trudy TsAO, No. 43, 1962.
Such flights should be conducted under 7. N. K. Vinnichenko, N. Z. Pinus,
various conditions of upper flow patterns and and G. N. Shur, "Some Results of the Experi-
terrain, to obtain a grasp on the mesoscale mental Turbulence Investigations in the Tropo-
structure of the atmosphere which provides sphere." Paper presented at the International
the energy source for CAT. The additional Colloquium on the Fine-Scale Structure of the
use of unscheduled radiosonde ascents and of Atmosphere. Moscow, June lti-22, HJbb.
constant-density balloons should be contem- 8. N. Z. Pinus, E. R. Reiter, G. N.
plated. Shur, and N. K. Vinnichenko, "Power Spec-
Efforts should be made to combine such tra of Turbulence in the Free Atmosphere. "
measurement flights with tests of remote CAT Manuscript submitted to "Tellus", 1965.
sensors. Only in this way will it be possible 9. R. H. Rhyne and R. Steiner,
to obtain a precise indication of the physical "Turbulence and Precipitation Problems
causes of clear-air returns registered by these Associated with Operation of Supersonic
sensors, and to make any correlation of such Transports." Paper presented at the Fourth
records with CAT meaningful. Conference on Applied Meteorology, Hamp-
It appears that such concerted efforts ton, Virginia, September 10-14, 1962.
of attacking the problem of CAT requires care- 10. A. Burns and C. K. Rider, "Pro-
ful planning of instrument packages, logistics, ject TOPCAT, Power Spectral Measurements
of Clear-Air Turbulence Associated with Jet of the Academy of Sciences, USSR, Geophys.
Streams." Royal Aircraft Establishment, Ser., 105-107, 1963.
Technical Memo. No. Structures, 1965. 17. D. Atlas, K. R. Hardy, and K. M.
11. E. R. Reiter and A. Burns, "At- Glover, "Multi -wavelength Backscatter from
mospheric Structure and Clear-Air Turbulence. the Clear Atmosphere." Paper presented at
Colorado State University, Atmospheric Science the International Colloquium on the Fine-Scale
Technical Paper No. 65, 1965. Structure of the Atmosphere, Moscow, June
12. E. R. Heiter and A. Burns, "The 15-22, 1965.
Structure of Clear-Air Turbulence Derived from 18. 1. Revah and A. Spizzichino,
TOPCAT Aircraft Measurements." Manuscript "Etudes des stratifications horizontales dans
submitted to J. of Atmosph. Sci., 1965- . la haute atmosphere." Paper presented at the
13. W. Crooks, "High Altitude Clear- International Colloquium on the Fine-Scale
Air Turbulence." Interim Report, Flight Dyna- Structure of the Atmosphere, Moscow, June
mics Laboratory, Hesearch and Technology 15-22, 1965.
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Patterson Air Force Base, Ohio, 1965. tra in a Stably Stratified Atmosphere." J.
14. H. T. Mantis, "The Structure of Geophys. Res., 64: 2226, 1959.
Winds of the Upper Troposphere at Mesoscale. " 20. R. Bolgiano, Jr., "Structure of
J. of Atmosph. Sci., 20 (2): 94-106, 1963. Turbulence in Stratified Media." J. Geophys.
15. S. -K. Kao and H. b. Woods, "En- Res., 67: 3015-3123, 1962.
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and across the Jet Stream." J. Atmosph. Sci., Conditions Associated with Jet Stream Cirrus,
21 (5): 513-519, 1964. Atmospheric Temperature Change and Wind
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Wind Velocity at Heights of 6-12 km." Bulletin 10674, 1964.