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To cite this article: E. Banet & G. E. Ayuso (2003) Teaching of biological inheritance and evolution
of living beings in secondary school, International Journal of Science Education, 25:3, 373-407, DOI:
10.1080/09500690210145716
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INT. J. SCI. EDUC., 2003, VOL. 25, NO. 3, 373–407
RESEARCH REPORT
The purpose of this investigation is to examine some solutions to the problems involved in the learning and
teaching of biological inheritance and the evolution of living beings at the secondary school level. For this, we
implemented a teaching programme which takes into account a constructivist approach to learning and
analysed the progress in students’ knowledge at different times (pre-test, post-test and retention test).
Qualitative and quantitative analysis of the results show that the programme instilled a knowledge close to what
might be considered adequate for this educational level. As a follow up, we propose certain disciplinary criteria
for selecting and sequencing the content to be taught and discuss the educational circumstances which favour
the construction of student knowledge on these topics.
Introduction
Twenty years ago Finley et al. (1982) showed the importance which secondary
school science teachers attributed to teaching the basic notions of biological
inheritance and the evolution of living beings. In our opinion, this educational
interest could be justified from several complementary perspectives. From an
academic point of view, we consider it important to provide students with a basic
conceptual framework for understanding the location, transmission and expression
of hereditary information and the basic mechanisms involved in the evolution of
living beings. Such knowledge would also help students to understand the biological
significance of certain phenomena such as cell division, the reproduction of living
beings and the functioning of ecosystems, etc. Such elementary knowledge is not
only necessary in itself but should also contribute to understanding the latest
advances made in the field of genetics and evolution, and the technological and
social implications thereof. The human genome, the possible prevention of genetic
diseases, the cloning of living beings, transgenic foods and the latest findings on
human evolution are items of news which awaken students’ curiosity and provoke
discussion, if not confusion and suspicion.
The proliferation of such studies and the diffusion of their findings means that
citizens should possess a basic knowledge of such matters so that they can
understand and discuss with some basic criteria their main social implications.
Studies such as those carried out by the ‘Learning in Science Research Group’ of
the University of Leeds (Wood-Robinson 1994, Leach et al. 1996, Wood-Robinson
International Journal of Science Education ISSN 0950–0963 print/ISSN 1464–5289 online © 2003 Taylor & Francis Ltd
http://www.tandf.co.uk/journals
DOI: 10.1080/09500690210145716
374 E. BANET AND G. E. AYUSO
et al. 1997b, Lewis et al. 1997) provide a wealth of details as regards young people’s
understanding of, and attitude to ‘The New Genetics’, and the authors analyse
issues related to gene technology such as genetic engineering, cloning or gene
therapy, among others. Moreover, the importance of problem solving strategies in
the learning process should not be forgotten. This type of activity develops
intellectual capacity by stimulating the use of skills associated with scientific activity,
such as hypothesising, analysing results or establishing conclusions, and may
encourage the development of certain attitudes proper to the field of science
(accuracy, rigor in the analysis of results, etc.).
We are of the opinion that genetics and evolution should be approached jointly.
Biological inheritance provides important keys to understanding the causes of
diversity within a species. Indeed, intraspecific variety is one of the foundations on
which we can base explanations of the evolutionary mechanisms which apply in
living beings. However, many results of educational research in this field, which we
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shall briefly describe below, and our own professional experience (Ayuso et al. 1996,
Banet and Ayuso 1998, Banet and Ayuso 2000) have shown the difficulties students
have in learning about these topics, and the difficulties teachers have in planning
their teaching strategies in order to help students learn. For these reasons, we
attempt to analyse and provide some answers to the problem of learning and
teaching about biological inheritance and the evolution of living beings at the
secondary school level.
Another aim is to consider the basic tenets of what has been termed educational
constructivism (Matthews 1997), which is intended to explain how students learn
and which, therefore, should be of great importance for teachers when they think
about how they should set about teaching science. An important characteristic of
constructivism is the rejection of behaviourist and empiricist-based learning
theories, and one of its main principles is that knowledge is not received passively
but is the fruit of an active construction process on the part of the learner.
Although we are aware of the wide critical revision of constructivism (Novak
1988, Millar 1989, O’Louglin 1992, Solomon 1994, Matthews 1994, 1997, Bliss
1995, Osborne 1996, Garrison 1997, Hardy and Taylor 1997, Nola 1997, Ogborn
1997, among others), we agree with Vicentini (2001) that such an approach to
learning (supported by theoretical reflections and more empirical evidence) will
provide a suitable framework as an alternative to the more traditional verbal
teaching models, as our results concerning human nutrition (Banet and Núñez
1997), food, health and consumption (Banet et al. 1999) or the location of
inheritance information (Banet and Ayuso 2000) have demonstrated. We also aim to
identify the educational results (both short and long term) of this programme in
terms of student learning. Clearly a proposal such as that we present must not
exclude the fostering of certain research skills and suitable attitudes towards science
and scientific work, tolerance and respect towards other people, all of which we shall
refer to below.
Since the learning of research skills and attitudes is a long term process, and
given the time limits involved in our teaching programme, we focused our analysis
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on the conceptual level. For this, we used two more tests, a post-test (given a few
days after the completion of the programme) and a retention test (given three
months later). The objectives of these tests were basically the same as those of the
pre-test although the situations on which the questions were based were changed in
order to avoid the influence of memory. The answers to these questions enabled us
to establish conceptual schemes which could explain the conceptions of students on
the location and transmission of hereditary information and on the mutations and
on the mechanisms involved in the evolution of living beings. Using these schemes
as reference, we analysed the progress made by our students at the three moments
previously mentioned.
The questions used in the post-test and retention test included more complex
aspects which had been covered in the programme (homologous chromosomes,
alleles, etc.). Since these questions were not included in the pre-test (the topics had
not been studied before), we can offer no information regarding the evolution of
students’ knowledge in this respect. For the quantitative analysis of the evolution of
students’ knowledge schemes, we used Wilcoxon’s t as non-parametric statistical
method. This enabled us to analyse the results obtained and the progress made
during the programme in order to ascertain the programme’s usefulness and to
propose certain solutions to the problems associated with teaching biological
inheritance and the evolution of living beings.
Table 2. (Continued)
(d) Mutations:
A mutation is any change which Albaladejo and Lucas 1988
takes place in an organism
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which students use to interpret the new knowledge. Regarding genetics and the
evolution of living beings our main findings are related to the four sections into
which we break the programme: the location of inheritance information; the
transmission of inheritance information between cells; mutations and the evolu-
tionary mechanisms of living beings.
TEACHING OF BIOLOGICAL INHERITANCE AND EVOLUTION 379
Mutations (figure 4)
The knowledge schemes furthest from scientific knowledge (schemes I, II and III)
are those which propose that mutations take place because of an organism’s need
to survive, although we did identify variations in this idea. For example, some
students claim that mutations take place as a response to environmental changes
and that this permits the species to survive (establishing different explanations
for vegetal or animal mutations); others accept the idea that some species will
die out despite these changes but that mutations are an attempt to avoid this
possibility.
The scheme which we consider nearest to scientific knowledge at the
educational level in question (scheme IV) is that in which students recognise that
mutations do not take place to guarantee the survival of a species but that they occur
randomly.
380
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Two different levels in the answers were evident. Scheme I (the furthest from
scientific knowledge) grouped those explanations which considered evolution as the
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Figure 4.
Conceptual schemes on mutations.
Teaching programme
Framework
The planning and development of our teaching programme is founded on two main
pillars. The first is the model for designing teaching units in the field of science
proposed by Sánchez and Valcárcel (1993), subsequently modified and applied in
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several studies in the Spanish educational system (Banet and Núñez 1997, Saura
1996, Martı́nez Segura 1997, Sánchez et al. 1997, Banet and Ayuso 2000). Figure
6 shows, in schematic form, the basic references of these processes, which we shall
briefly outline below.
The second pillar is research into students’ conceptions, one of the hallmarks of
educational constructivism. As Resnick (1983) pointed out, in the learning process
students use their previous knowledge to interpret new information. For this reason,
teachers must bear in mind what students already know before teaching about
biological inheritance and the evolution of living beings. From this perspective,
some such studies have analysed the circumstances which favour conceptual change
in learners (for example, the papers of Hewson 1981, Hewson and Thorley 1989,
Rumelhart and Norman 1981, Posner et al. 1982, Carey 1985, Pines and West
1986, Gusntone et al. 1992, among others); other studies have proposed and
implemented different models for learning in the science classroom, such as the
learning cycle (Lawson 1988, Johnson and Lawson 1998); generative learning
(Osborne and Wittrock 1983, Osborne and Freyberg 1985); children’s learning in
science project (Driver and Oldham 1986, Driver 1988); learning as investigation
(Gil 1993, Gil and Carrascosa 1994); science as inquiry (Duschl 1998); learning
through models (Glynn and Duit 1995, Ogborn et al. 1998). We accept that the
conclusions of studies of this type, including those of this work, cannot be
transferred blindly to any teaching programme and that it is necessary to develop
more research into the efficacy of a constructivism-based teaching programmes.
However, we recognise that the bibliography consulted has provided us with
valuable information concerning the planning and development of the teaching
programme, which we outline below.
Figure 6.
Planning phases and teaching programme.
organisms, which students of this educational level can more readily identify, figure
7 depicts what we consider to be the most notable features of the content and the
relationship between them.
We hope the teaching will also help to encourage research skills which will
enable students to put into practice methods which are normal in scientific activity
(the setting and formulation of problems; the systematic and organised use of
sources of information; the formulation and challenge of hypotheses relating to the
problem posed; the gathering, organisation and analysis of data, etc.), by realising
activities through which students analyse the hereditary characteristics of their own
family in order to construct family trees; small-scale studies to identify the
hereditary characteristics of other species; solving problems which are posed in such
a way that students must analyse data, propose explanatory hypotheses, plan related
work, interpret results, etc. Such activities facilitate learning and the understanding
of knowledge related with biological inheritance and the evolution of living
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beings.
Formally, we hope students will develop a viewpoint nearer to the reality of
scientific knowledge (i.e. analysis of arguments which have arisen throughout
history and changes of opinion within the scientific community concerning the
evolution of living beings) so that they interpret scientific knowledge as a product of
the scientific community, which is under constant revision; to encourage tolerance,
rigour and intellectual flexibility, showing the need to provide reasoned argument in
the discussion of ideas that support personal viewpoints; to foster an interest in
knowledge related with the technological and social application of the results of
research into the field under discussion. Before specifying our learning objectives,
we consider what students might be expected to learn about biological inheritance
and the evolution of living beings based on the intellectual capacity of students of
this age group.
among students who have received no instruction regarding these contents, while
those at a more advanced educational level do not achieve an adequate level of
understanding. Such conceptions should not only be taken into account by
teachers but also by students, who must be aware that their ideas do not help
resolve some of the problems posed. That their ideas differ from those of their
companions may serve as a suitable point of departure for the construction of
new, scientifically more acceptable knowledge.
Although little information is available on how we should take into account
the level of student development when selecting the content and objectives of
learning (in relation to biological inheritance and evolution of living beings), we
have analysed the relations which Shayer and Adey (1984) establish between the
mental capacity of students and the teaching of material related with these
matters. We have also considered the studies developed by authors who point to
the relation between students’ cognitive levels and their problem-solving capacity,
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and the need to concentrate on the most important formal concepts and to seek
strategies which make problems more understandable to the students (Smith and
Sims 1992); other authors suggest that increasing the cognitive skills of students
will increase their ability to solve genetics-related problems (Cavallo 1996). Some
authors point out the limitations of not being able to use elements of hypothet-
ical-deductive reasoning (combinatorial, proportional or probabilistic reasoning)
to solve genetics problem, although no cause–effect relation is implied, which
suggests that having this ability does not necessarily lead to the correct answers
being provided (Mitchell and Lawson 1988, Gipson et al. 1989, among others).
As regards the evolution of living beings, some authors (Lawson and Thompson
1988) have suggested that students who are at concrete stage of thinking
frequently give a ‘Lamarckian’ answer to problems, that is they consider necessity
or custom as sufficient causes for beneficial characteristics to emerge in popula-
tions, a view that makes it difficult for them to understand the theory of
evolution. However, students at the formal stage of thinking find it easier to reject
non-scientific beliefs in favour of evolutionary theory (Lawson and Worsnop
1992).
It is obvious that important conclusions can be drawn from the above as
regards the teaching objectives to be set. Some have been analysed in more detail
in previous studies (Banet and Ayuso 1995, Ayuso et al. 1996, Banet and Ayuso
2000). Before studying biological inheritance in more detail, we must ensure that
students are aware of the relation between hereditary information and cell
structure and function in living beings (which are all made up of cells and have
inheritance information, chromosomes, etc.). Since students beginning their
studies on biological inheritance have difficulty in understanding the presence of
chromosomes and genes in plants and the sexual nature of their reproduction, we
do not think Mendel’s laws are the ideal starting point. Since biological
inheritance and evolution are difficult to understand and require a certain
capacity for abstract thought on the students’ part (Jiménez Aleixandre et al.
2000), the subject matter in question should be introduced by reference to more
general matters, referring to easily recognisable human characteristics (and those
of pets). This will lead us to the location of inheritance information in
chromosomes, the relation between chromosomes, genes and alleles, and to
progress to the causes of intraspecific diversity, natural selection, etc. It is
opportune to closely relate the study of biological inheritance and the evolution of
TEACHING OF BIOLOGICAL INHERITANCE AND EVOLUTION 389
living beings, to help understand the causes of species diversity (stability and
changes in inheritance information), which, in turn, should help with under-
standing evolutionary mechanisms. We consider it of interest to analyse from a
historical perspective how views on the evolution of living beings have changed so
that students may overcome their ‘Lamarckian tendencies’ and discern between
scientific theories and religious beliefs.
beings;
that there are a great number of different species and variations within
species;
that living beings possess hereditary and non-hereditary characteristics;
the differences existing between individuals of the same species and the
causes of these differences;
the meaning of the concepts of phenotype and genotype;
the location of genetic information in the chromosome (made of DNA),
where genes are found; all the somatic cells of the same organism carry the
same hereditary information;
mitosis is a process by means of which the hereditary information present in
cells is transmitted to new somatic cells; therefore, differences in cell
structure and function are due to the genes expressed in each cell type;
the biological significance of the existence of homologous chromosomes and
alleles;
the concepts of dominance, incomplete dominance, co-dominance and
recessiveness to explain different models of biological inheritance;
the relation between meiosis and the formation of gametes, and the
consequences for the transmission of inheritance information from parents to
offspring;
the significance of concepts such as chromosome, gene, model of inherit-
ance, etc., applied to problem solving;
the causes of intraspecific diversity: sexual reproduction (the new zygote
carries a complete set of chromosomes, which are genetically different from
other possible zygotes) and mutations (whose consequences may on occasion
be transmitted to descendants, giving rise to new variations in the
characteristics of organisms);
the influence of the environment on organisms as a factor producing
mutations and as a selector of given genotypes;
the explanations given by the scientific community to historical changes in
the diversity of living beings: fixist, catastrophic and evolutionary theories;
the evidence on which evolutionary theory is based;
NeoDarwinist or synthetic theory (whose explanations on evolution refer to
natural selection and the causes of genetic variability) as an accepted
explanation of the evolution of living beings.
390 E. BANET AND G. E. AYUSO
Teaching strategies
To achieve the above goals, certain decisions have to be made concerning the
classroom strategies used to implement the programme. The methodology and
teaching sequence should actively help students construct their knowledge. This
implies starting from what they already know so that it can be amplified and/or
restructured and, in so doing, brought nearer generally accepted school scientific
knowledge. We agree with Driver et al. (1989) that activities should enable students
to make their knowledge explicit; this knowledge can be compared and exchanged
with that of other students; situations of cognitive conflict can make students critical
of their own ideas; other activities may favour the restructuring and consolidation of
new learning; and, finally, students should be made aware of what they have learnt.
Although such knowledge formation is a personal process, it can be encouraged by
interpersonal processes as a result of student–student and student–teacher
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interaction in the classroom. The activities and teaching materials should favour
intense mental (both individual and collective) activity on the students’ part.
Classroom work should be carried out in a relaxed classroom environment, where
the behaviour of students and teacher encourages the participation of everyone.
This will encourage collaboration and the exchange of opinions and ideas, avoiding
competitiveness, and showing the value of group work, where individuals have
responsibility towards themselves and towards their colleagues.
Problem solving
Although there is widespread acceptance of the importance of problem-solving in
science teaching, it is not an easy task to learn from such activities when students
first meet with these complex matters concerned with biological inheritance and
evolution. In addition to the above mentioned difficulties related with students’ level
of cognitive development, others, that we have summarised in a previous study
(Ayuso et al. 1996), have been described. Some such difficulties are of a conceptual
type (as a consequence of the lack of understanding of the concepts involved: sexual
reproduction, gene, allele); others are related with how the problems are
approached (frequently cause–effect) and the intellectual strategies used by
students to resolve problems (frequently algorithmic resolution or memorisation of
the procedures to follow); others are mathematical (misunderstanding of the
meaning of probability). As a result of all this, the efficacy of solving problems to
promote and consolidate learning can be seriously compromised. For this reason
and bearing in mind the results of previous research, we think that the students
should be confronted by real problems which involve the development of
intellectual abilities suited to scientific reasoning. Furthermore, taking into
consideration the educational level of our students the situations should be as
straightforward as possible and awaken the interest of the students.
Besides their use as teaching situations, in which the students apply what they
have learnt (a frequent classroom occurrence), we think the situations should also
fulfil an important role at other moments of the lesson so that their educational
potential can be better exploited to favour the knowledge construction process. For
example, if the problem arouses the students’ interest, it may be useful at the
beginning of the lesson to motivate the students and encourage them to express
their own ideas on biological inheritance or evolution. Well presented, these
TEACHING OF BIOLOGICAL INHERITANCE AND EVOLUTION 391
situations can provide an excellent opportunity for restructuring knowledge and for
effective learning since they represent a dynamic conception of learning based on
understanding through action (Stewart 1988). Such are the thoughts which guided
us in choosing the problem-solving activities of our programme. We have used them
to help students understand the location and transmission of inheritance informa-
tion, the diversity of living beings, the causes of natural selection and its meaning for
the evolution of living beings. We have tried to ensure that the activities do not
become rote learning tasks since we realise that providing the correct answers does
not necessarily imply that the concepts involved have been understand or the
resolution strategies used fully mastered.
Units Objectives
II. Inheritance and 1. Emphasise that all the cells of a given organism carry
chromosomes identical chromosomes and, therefore, the same inheritance
information.
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IV. Transmission of 1. Study the processes of mitosis and meiosis and relate them
information with the formation of new identical cells and the formation of
gametes.
2. Analyse the process of fecundation and the causes of why
descendants are genetically different from their progenitors.
VI. Individual diversity 1. Use the knowledge acquired in previous lessons to identify
within a species mutations and sexual reproduction as the causes of diversity
within a species.
2. Emphasize environmental influences on individuals as a
mutation-producing factor and selector of given genotypes.
VII. Diversity and 1. Analyse the explanations offered by the scientific community
evolution to explain changes in living beings.
2. Establish relations between different explanations to the
problem of changes in living beings and students’ ideas.
3. Revise evidence on which the theory of evolution is based
and the essential characteristics of neo-Darwinian theory.
4. Apply knowledge of the mechanisms of the evolution of
species to different problem situations.
TEACHING OF BIOLOGICAL INHERITANCE AND EVOLUTION
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Figure 8. Sequencing of teaching used in the programme (adapted from Needham and Scott, 1987).
393
394 E. BANET AND G. E. AYUSO
The results are analysed from several complementary perspectives: changes in the
group’s initial conceptual schemes of four aspects considered, a statistical
comparison in which we analyse the level of significance of the differences between
the initial results and those of the retention test; and an individual analysis of each
student’s progress.
(scheme II: all cells have inheritance information but only that which is necessary
for them to carry out their functions) to scheme III, which admits that information
is transmitted in its entirety from the zygote to all the cells of the body, implying that
all cells have the same inheritance information. Of the sample, 86% in the post-test
and 82% in the retention test seemed to fall into this category (scheme III),
although 14% in the post-test and 18% in the retention test still answered the
questions with reasoning associated to a scheme II viewpoint.
Mutations. Unlike the previous results, in all three tests, some students that could
not be classified into any of the schemes (up to 10% in retention test) As can be seen
from figure 11, almost 75% of the students at the outset believed that mutations had
their origins in the need for living beings to survive (schemes I, II and II). However,
this proportion fell in the post-test and in the retention test, although none of the
answers really corresponded to the previous schemes, while 62% in the post-test
and 70 % in the retention test corresponded to scheme IV.
An analysis of the results obtained in the post-test and retention test shows that
60–70% of students understood that mutations in living beings are random and not
the response to a threat of another species (scheme IV).
total, which means that certain students, after some time, reverted to their initial
‘Lamarckian’ point of views.
As a general commentary on the results, we can say that, like any other teaching
programme, ours helped learning. However, the programme that we describe
Wilcoxon’s t Level of
Schemes (value of z) significance
These results closely reflected the conclusions reached from our continuing
observations of the students’ workbooks and from listening to their contributions,
answers and discussions during the programme. However, the results were not so
satisfactory when it came to the evolution of living beings since quite a large group
of students maintained their original ‘Lamarckian’ point of view or, even, showed a
backward progression as a consequence of using alternately ‘Lamarckian’ and
‘Darwinian’ views (table 5), presumably due to the specific difficulty of the subject
for students of this age and the contradictions with their own intuitive ideas. This
was already evident in figure 12 and agrees with the findings of numerous studies
(Lawson and Thompson 1988, Bishop and Anderson 1990, Jiménez Aleixandre
1990, Ayuso and Banet 1998, among many others). Our own experience with
trainee secondary school science teachers and the results of other authors (Downie
and Barron 2000) point to the persistence of ‘Lamarckian’ conceptions concerning
evolution among biology students and graduates and even science teachers.
Lastly, we should mention two unusual circumstances. Firstly, the slight
increase in the number of students expressing the most suitable scheme concerning
mutations in the retention test compared with the post-test. Secondly, in a small
number of cases the schemes expressed during the retention test concerning both
mutations and the evolution of living beings were less acceptable from a school
science point of view then before teaching began. This is not easy to explain
although it might be attributable to the margin of error which is likely to occur
Maintain Maintain
Schemes Regression incorrect correct Progress
methods used and the sequencing of the teaching content, it is important to point
out that the model adopted by us for drawing up the teaching programme has a
clearly constructivist orientation. In particular, we think it is important that the
objectives should be set by considering at the same time the disciplinary content
which is to be taught and the students’ ability to learn this content (according to
what they already know and their level of cognitive development). The construction
of meaningful knowledge by students is favoured when their conceptions are tested
by the different teaching activities; this should occur both at the individual level
(active mental participation of each student) and collective level (collaboration in
group task). Proposing situations in which students explain, exchange and question
their own ideas favours the restructuring and amplification of their knowledge. A
constructivist programme involves detailed study of its progress and the continuous
analysis of the classroom atmosphere, student interest and their degree of
participation, and the usefulness of teaching activities which enable students to
express their ideas and restructure or broaden their knowledge.
Research into science learning and teaching is a complex task, as are the
educational processes themselves. For this reason, the conclusions reached in the
investigation described do not provide definitive solutions but only guidelines which
may be used for orientating classroom teaching or for future research into ways of
improving education in this field of science. We are aware that putting into practice
educational perspectives like those described needs more time than more traditional
methods. When science teachers are asked what they need most, they usually answer
‘more time’ (Duschl 1997). Many are in favour of a new approach to secondary
science teaching and prefer to abandon the traditional ‘little bit of everything’ in
favour of treating fewer topics but in greater depth. We agree with this point of view
and propose that biological inheritance and the evolution of living beings should
form part of the basic knowledge of all secondary school students.
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Appendix
Example of an activity to begin the lesson (lesson 3: chromosomes and genes).
The objective of this activity is to see whether your group or class companions
think the same about the question we ask. Reply with your companions to the
following questions:
1. The figure shows a magnified pair of homologous chromosomes. Imagine
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that the shaded area in one of the chromosomes corresponds to the skin
colour gene. In the other chromosome the area has been left blank. Read
the following possibilities and choose what you think is the correct
answer:
(*) The students are again reminded of the lack of scale of the drawings.