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Blackwell Science, Ltd
Abstract
Studies in human subjects indicate that manual gestures accompanied by speech are produced more often by the right compared
to the left hand. Additional studies indicate that the production of sign language is controlled by the same brain areas as speech,
suggesting similar neurobiological substrates for language that are not modality specific. We report evidence that chimpanzees
exhibit preferential use of the right hand in gestural communication. Moreover, use of the right hand in gestural communication
is significantly enhanced when accompanied by a vocalization, particularly among human-reared chimpanzees. Taken together, the
data suggest that the lateralization of manual and speech systems of communication may date back as far as 5 million years ago.
Address for correspondence: William D. Hopkins, Division of Psychobiology, Yerkes National Primate Research Center, Emory University, Atlanta,
Georgia, 30322, USA; e-mail: lrcbh@rmy.emory.edu or whopkins@berry.edu
© Blackwell Publishing Ltd. 2003, 9600 Garsington Road, Oxford OX 4 2DQ, UK and 350 Main Street, Malden, MA 02148, USA.
DESC_013.fm Page 56 Tuesday, January 28, 2003 11:46 AM
review). Far fewer studies have examined asymmetries in & Leavens, 1998). Unfortunately, in the Hopkins and
the production of communicative signals. Left hemi- Leavens (1998) study, it is not clear whether the associ-
sphere asymmetries in the production of vocalizations ation between right handed gesturing and vocal beha-
have been reported in some non-mammalian species vior exists at a population level nor is it clear whether
such as birds and frogs (Bisazza, Rogers & Vallortigara, the effect is due to the referential or affective expression
1998; Bradshaw & Rogers, 1993); however, in primates, of the vocal behavior. Based on the existing literature
the evidence suggests right hemisphere asymmetries on lateralization in the production of vocalization in
in the production of vocalizations, particularly those nonhuman primates, two hypotheses can be proposed
with negative emotional valence (Hauser, 1993; Hook- about the relationship between vocal and gestural com-
Costigan & Rogers, 1998). These findings are consistent munication in chimpanzees. Specifically, if the produc-
with the general view that the primary function of prim- tion of vocalizations is mediated by the right hemisphere
ate vocalizations is in communicating affective rather (e.g. Hauser, 1993) then subjects that vocalize while ges-
than semantic or other linguistic information (but see turing should show a higher incidence of left- compared
Seyfarth & Cheney, 1997). In humans, the right hemi- to right-handed gesturing. In contrast, if the production
sphere plays a role in producing non-linguistic auditory of vocalizations is mediated by the left hemisphere, then
information while the left hemisphere is responsible right-handed manual gestures should be more prevalent
for speech and language production associated with when subjects are simultaneously vocalizing compared
semantics and grammatical information. to when they are not. Lastly, hand use for gesture could
In contrast to the functions of vocalizations in non- be independent of vocalization; therefore, no association
human primates, recent studies indicate that great apes between hand use for gestures and vocalization should
use manual gestures to point to otherwise unattainable be evident.
things and they alternate their gaze between the referent
and communicative recipient (Call & Tomasello, 1994;
Krause & Fouts, 1997; Leavens & Hopkins, 1998). More Methods
recent findings indicate that chimpanzees modify their
communicative behavior in accordance with the atten-
Subjects
tional state of the audience such that vocal and other
auditory signals are used to capture the attention of an The sample consisted of 73 chimpanzees housed at the
inattentive recipient. In contrast, when the audience is Yerkes National Primate Research Center (YNPRC)
attentive to the communicator, chimpanzees and other ranging in age from 7 to 44 years. There were 38 females
great apes will more frequently use manual gestures and 35 males, respectively. Within the female sample there
rather than auditory signals to communicate to the were 13 human-reared and 25 mother-reared subjects. In
recipient (Hostetter, Cantero & Hopkins, 2001; Toma- the male sample there were 23 human-reared and 12 mother-
sello, Call, Nagell, Olguin & Carpenter, 1994; but see reared chimpanzees. Mother-reared subjects were chim-
Theall & Povinelli, 1999). Although more research is panzees that were raised by their biological, conspecific
needed to characterize the different factors that influ- mother beyond 30 days of life. Human-reared subjects
ence communicative behavior in great apes, some studies were chimpanzees that were either rejected by their bio-
indicate that chimpanzees and other great apes produce logical mother or removed from their biological mother
manual gestures, and to a lesser extent vocalizations for experimental purposes and raised by humans. Human-
and other acoustic signals, that may be both intentional reared chimpanzees are raised in standard nursery-
and referential, notable prerequisites for the evolution of setting with other neonatal and infant chimpanzees until
language and speech in humans. Based on these findings, 3 years of age at which time they are integrated into multi-
the potential for antecedents to the evolution of left age, multi-sex chimpanzee social groups (see Bard, 1996
hemisphere lateralization in language and speech pro- for summary of rearing practices of human-raised chim-
duction in humans may lie in the expression of prefer- panzees at the YNPRC).
ential hand use for manual gestures in great apes, notably
chimpanzees.
Procedure
The purpose of the current study was to further exam-
ine the association between hand use for gestural com- The testing procedure was relatively straightforward and
munication and vocal behavior in chimpanzees. This was was similar to that used in previous studies on gestural
prompted by observations that right-hand use in gestural communication in this colony of chimpanzees (see Hop-
communication is found to be significantly higher when kins & Wesley, 2002; Leavens & Hopkins, 1998, 1999 for
the gestures are accompanied by a vocalization (Hopkins reviews). On each test trial, an experimenter approached
the subject’s home cage and positioned themselves approx- rearing. At the end of each test trial, the focal subject
imately 1 m from the subject’s home cage and directly in was given the banana no matter what behaviors they
front of the focal chimpanzee. Every effort was made to exhibited during the 1-min test session.
ensure that the experimenters were positioned centrally Each chimpanzee was tested on 10 separate occasions
in front of the subjects so as to preclude any effects of separated by at least one day. The 10 test sessions were
positional bias on hand use. Moreover, the experimenter administered over a 6-month period between July and
approached the subject’s home cage from different direc- December 2000. Individual subjects were tested in their
tions across test trials to control for this potential extrane- home cages. Nearly all of the subjects lived in social
ous variable. After approaching, the experimenter offered groups ranging from 2 to 16 individuals. Thus, focal
the chimpanzee a banana that was previously out of sampling techniques were used with one subject from
sight from the chimpanzee. Prior to offering the banana, each cage serving as a subject on a given trial. Inter-rater
the banana had been hidden inside the laboratory coat reliability in coding the hand use and frequency of
pocket worn by the experimenter. Because the experi- vocalizations was established in 10% of the sample of
menter was approximately 1 m from the focal subject, subjects. Cohen’s kappa values were 0.994 and 0.850
the banana was out of their immediate reach and this when coding for hand use and the number of vocaliza-
condition stimulated the production of communicative tions produced. Both of these values are considered high
behaviors by the focal chimpanzee. The experimenter and indicative of good reliability.
held onto the banana throughout the entire duration of
the trial and did not move from the initial point from
Data analysis
which they offered the banana. The experimenter also
maintained eye contact with the subject throughout the The frequency data were summed across the 10 test sessions
duration of the trial in order to increase the probability and several different means of characterizing the data
of engaging the subjects to produce a communicative were used in this study. First, general descriptive ana-
behavior. lyses were performed on the overall communicative beha-
A second experimenter, standing directly behind the viors, irrespective of hand use. Three variables were
experimenter offering the banana, recorded on a sheet of derived including the total number of gestures (Total),
paper all the communicative behavior of the focal subject total number of gestures accompanied by a vocalization
for a 1-minute sampling period. The communicative beha- (Sum + Vocal) and the total number of gestures produced
vior was sampled for 1 minute in order to increase the without a vocalization (Sum + No-Vocal). In terms of
probability that the chimpanzees would be observed to laterality, handedness indices were derived by subtract-
gesture while either vocalizing or not. The second experi- ing the number of left-hand responses from the number
menter recorded all instances of either a gesture accom- of right-hand responses and dividing by the total number
panied by a vocalization or a gesture not accompanied of responses HI = [(R − L)/(R + L)]. A total handedness
by a vocalization. The second experimenter also made index was derived for all gestures (Sum-HI). In addition,
note of the hand used to gesture by the subject. A gesture handedness indices were derived for gestures that were
accompanied by a vocalization was only recorded when accompanied by a vocalization (Gesture + Vocal) and
the two events occurred simultaneously or within a 2-sec for those that were not (Gesture + No-Vocal). All ana-
interval. Moreover, only a single response was recorded lyses were done using parametric statistics with alpha set
although, in principle, more than one vocalization could to p < 0.05. Post-hoc analyses were performed using
be produced by a single gestural event. For example, if the Tukey’s HSD ( p < 0.05) unless otherwise noted.
focal chimpanzee gestured and then produced multiple
vocalizations in a sequential manner, then only a single
gesture + vocal event was recorded. However, if the chim- Results
panzee stopped gesturing by pulling their hand away from
the cage mesh and then initiated another gesture, another
Descriptive statistics
event was recorded. No attempt was made to characterize
the vocalizations in terms of their structure using spec- The chimpanzees produced a total of 2,468 gestures
trographic analysis. However, none of the vocalizations including 1,934 that were not accompanied by a vocaliza-
would be considered species-specific such as food calls or tion and 532 that were accompanied by a vocalization.
grunts and not all of the subjects were observed to vocalize. The mean number of gestures produced with and without
Rather, among the subjects that did vocalize, the calls a vocalization as a function of sex and rearing history
varied from individual to individual and appeared to be can be seen in Table 1. Overall, there were no significant
idiosyncratic sounds acquired in response to their captive sex or rearing differences in the total number of gestures
Sex
Males 8.01 24.09
Females 6.30 29.55
Rearing history
Human-Reared 3.22 28.24
Mother-Reared 11.09 25.40
differences should be evident for measures of hand use pushed the tube back out of their home cage through
that are not communicative in function. In contrast, if the cage mesh.
the rearing effect is specific to gestures accompanied by For all measures, a minimum of 25 responses was
a vocalization then the importance of human rearing on collected in each subject. As with the gesture data, hand-
the development of laterality would be limited to the edness indices were derived following the procedure
expression of communicative behavior. described above. Positive values reflected right-hand
To test this hypothesis, the handedness scores for biases and negative values reflected left-hand biases. The
human- and mother-reared chimpanzees were com- absolute value reflected the strength in hand preference.
pared for three other measures of hand preference includ- Separate 2 (sex) × 2 (rearing history) ANOVAs for each
ing simple reaching (REACH), coordinated bimanual handedness measure failed to reveal any significant
actions (TUBE) and bimanual feeding (FEED). The main effects or interactions. Thus, the effect of human
behavioral tasks used to assess hand preferences in the rearing on lateralized hand use is specific to gestural
chimpanzees have been described in detail elsewhere communication.
(Hopkins, 1993, 1994, 1995a, 1995b). Listed below is a
brief description of each task and the general procedure
used to assess hand preference. Discussion
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to the attentional state of a human experimenter. Journal of Received: 12 April 2001
Comparative Psychology, 115, 337–343. Accepted: 19 December 2001