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doi: 10.1111/j.1556-4029.2010.01415.x
PAPER Available online at: interscience.wiley.com
PHYSICAL ANTHROPOLOGY
ABSTRACT: This research tests the accuracy of age-at-death estimation from the sternal end of the fourth rib. Age was estimated using the
_Is¸ can and Loth casts and written descriptions. The correlation results indicate that there are significant differences in the observed versus actual ages
(r = 0.75329, p < 0.001) and that there are significant interobserver differences. Intraobserver tests showed that no significant differences were found
within observers. Results of the rib end analysis compared to the results from the pubic symphyses suggest that the rib performs better than the pubic
symphysis in age estimation. The rib ends were sorted based on morphology without prior knowledge of age. Summary statistics were calculated for
each new phase, and descriptions were created. A variant form of the rib end was described, and the previously understated feature of bone quality
was emphasized.
KEYWORDS: forensic science, forensic anthropology, osteology, age estimation, sternal end of the fourth rib, autopsy sample
This research evaluates the accuracy of the fourth rib method Science Center (FSC) in Phoenix, Arizona, from January 11,
developed by _Işcan et al. (1–3) on a large sample of sternal rib 2005, through June 30, 2006. In addition, specimens were collected
ends that was created for this research. Major criticisms of this from Barrow Neurological Institute in Phoenix, Arizona, when
age-phase method center on sample size and composition, popula- available, to supplement the FSC sample. The total collection
tion specificity, moderate to high inter- and intraobserver error (N = 630) consists of pubic bones and bilateral fourth rib ends
rates, and the large age ranges of the phases established in the ori- from 419 males and 211 females, ranging in age from 18 to
ginal studies (4–6). Recent statistical re-evaluations of age-phase 99 years (Fig. 1) (see Part I for a full description of the collection).
methods suggest that statistical models used in the original studies
may contribute to the reduced accuracy levels because the models
Methods
reflect the age structure of the reference sample rather than true
age phases (4–10). Based on the criticisms of the fourth rib and When a decedent arrived at the Maricopa County Forensic Sci-
other aging techniques in the literature, three goals were established ence Center and fit the study criteria, the legal next of kin of the
for this research: (i) to create a new, documented sample for future deceased person was contacted to request consent to include
research and education, (ii) to evaluate the current _Işcan and Loth the decedent in the study. After permission to use the individual in
(IL) standards on a large, modern, and diverse sample, and (iii) to the study was granted, two fourth rib segments and the pubic bones
propose revisions that increase the accuracy and precision of the were removed with an oscillating saw or large clipper tool during
method. examination (see Part I for a full description of the sample collec-
tion methodology).
Age was estimated using the _Işcan and Loth (11) casts and writ-
Materials
ten phase descriptions for the rib ends. The author and two volun-
Skeletal specimens were collected from decedents of known age, teers participated in an inter- and intraobserver error study. Each
sex, and race during examination at the Maricopa County Forensic volunteer estimated the ages of 50 males and 50 females using the
_Işcan and Loth rib end casts. After several days, each observer
1
Office of Chief Medical Examiner, 520 First Avenue, New York, 10016 was asked to re-score a random selection of 15 males and 15
NY. females the author culled from the main sample to assess intraob-
*Presented at the 59th Annual Meeting of the American Academy of
Forensic Sciences, February 22, 2007, in San Antonio, TX. server reliability. All skeletal analyses in this research were per-
This research was funded by a Wenner-Gren Foundation Dissertation formed with the knowledge of the sex of the individual, but
Fieldwork Grant, #7284, the ASU Dean’s Dissertation Writing Fellowship, without any prior knowledge of age.
the ASU Division of Graduate Studies Completion Fellowship, the Ellis R. Next, the rib ends were segregated by sex and sorted and seri-
Kerley Forensic Sciences Foundation Scholarship, an ASU GPSA Research
Grant, a Forensic Sciences Foundation Acorn Grant, and an ASU Dept. of
ated separately based on observed morphological characteristics.
Anthropology Research Grant. The morphological features that were considered to be the most
Received 11 May 2009; and in revised form 7 Aug. 2009; accepted 8 discriminatory by the two observers were: the depth of the pit, the
Aug. 2009. regularity of the rim edges, and the bone quality. A rib was placed
FSC phase 3, the means diverge, and the means for the FSC sam- add up to almost 8 years for the standard deviation and over
ple are older. This pattern is likely owing to the fact that this study 20 years for the range.
sample is skewed toward older individuals. Furthermore, in the In general, the FSC category descriptions are modifications of
FSC older phases, the standard deviations are lower, and the ranges the original _Işcan and Loth descriptions. Changes were made to
are tighter than in the IL phases. For example, in FSC phase 4, the the wording and age ranges, and means per category were adjusted.
standard deviation is 2.98, and the range is 36–48 years. In the The features that the observers considered to be the best age pre-
equivalent IL phase (phase 5), the standard deviation is 7.0, and dictors were flagged and listed first in the descriptions (see Appen-
the range is 28–52 years. These differences add up to approxi- dix A). Perhaps the most important alterations were the addition of
mately 4 years for the standard deviation and 12 years for the a variant phase in the males and the recognition of the very impor-
range. The more homogeneous FSC phases could possibly be tant and previously understated role bone quality and density play
attributed to the addition of bone quality and density in the FSC in phase estimation.
phase descriptions, as well as to the larger sample sizes. Many of the following features associated with older individuals
Table 6 illustrates the descriptive statistics for each rib phase for involve the ‘‘feel’’ of the bone, which can only be ascertained by
the female FSC sample and the _Işcan and Loth sample (12). As picking up the bone to assess relative ‘‘weight’’ and by palpating
with the males, the means for the corresponding early phases are the surfaces of the bone to determine its texture. Bone weight is a
similar, but older in the FSC sample. Beginning with phase 3, the major deciding factor between age phases; often, a set of ribs will
means become more distinct and then approach each other again have a younger morphology than what the weight of the bone sug-
around the FSC phases 5 and 6 and corresponding _Işcan and Loth gests, but the feature of bone weight alone can be used to move a
phases of 6 and 7. The mean of the oldest phase is larger in the set of specimens up or down a phase. Loth (13) noted that, in the
study sample than in the original sample. This pattern may be in Spitalfields collection, there was an apparent contradiction between
part owing to the larger number of very old individuals in the FSC bone mass and morphology in the rib ends. She cited her own
sample. The discrepancies in mean ages, ranges, and standard devi- notes as stating, ‘‘rib looks phase 8, but feels younger.’’ When this
ations for the phases may be owing to differences in the criteria was the case, she stated that her experience has shown that the
(i.e., bone quality) used for phase definition, as well as differences firmness of the bone is significant and justified assigning a younger
in the composition of the reference sample. For example, in the phase despite older morphology. Conversely, bone morphology that
FSC phase 6, the standard deviation is 3.41, and the range is appears young, but has very poor bone quality, justifies assigning
60–73 years. In the equivalent IL phase (phase 7), the standard an older phase. Unfortunately, this explanation of bone quality is
deviation is 11.24, and the range is 48–83 years. The differences not described in the original publications and is not always applied.
The texture of the bone changes with age as well. In younger indi-
TABLE 5—Descriptive statistics for each rib phase in males for the study viduals, the bone is smooth and dense to the touch. With increasing
sample and Is_ ¸ can and Loth reference sample. age, the bone surfaces become rougher and more like sandpaper to
the touch. In some instances, the bone of older individuals can
FSC _Is¸ can–Loth*
become thin and translucent (Fig. 2).
Phase n Mean SD Range n Mean SD Rangeà The seven categories described for the males and females in the
study sample are modifications of the original phase descriptions
1 20 20.00 1.45 18–22 4 17.3 0.5 17–18 created by _Işcan et al. (1–3). In the revised descriptions, the author
2 27 24.63 2.00 21–28 25 21.9 2.13 18–25
3 27 32.27 3.69 27–37 27 25.9 3.5 19–33 attempted to avoid using character states that involved descriptives,
4 47 42.43 2.98 36–48 12 28.2 3.83 22–35 such as ‘‘becoming,’’ and relative comparisons to weight and firm-
5 76 52.05 3.50 45–59 14 38.8 7.0 28–52 ness, such as ‘‘lighter than,’’ because an observer would likely not
6 61 63.13 3.53 57–70 17 50.0 11.17 32–71 have representative real known bones from each phase to compare
7 75 80.91 6.60 70–97 17 59.2 9.52 44–85
8 – – – – 12 71.5 10.27 44–85
with the specimen. The revised descriptions also put much more
emphasis on bone quality. Here, an individual may be moved up
FSC, Forensic Science Center.
*Data from _Is¸ can et al. (1).
100% of individuals.
à
95% confidence interval.
TABLE 6—Descriptive statistics for each rib phase in females for the study
sample and Is_ ¸ can and Loth reference sample.
References 11. _Is¸ can MY, Loth SR. Casts of age phases from the sternal end of the rib
for white males and females. Fort Collins, CO: France Casting, 1993.
1. _Is¸ can MY, Loth SR, Wright RK. Age estimation from the rib by phase 12. _Is¸ can MY, Loth SR. Determination of age from the sternal rib in white
analysis: white males. J Forensic Sci 1984;29:1094–104. females: a test of the phase method. J Forensic Sci 1986;31:990–9.
2. _Is¸ can MY, Loth SR, Wright RK. Metamorphosis at the sternal rib end: 13. Loth SR. Age assessment of the Spitalfields cemetery population by rib
a new method to estimate age at death in white males. Am J Phys phase analysis. Am J Hum Biol 1995;7:465–71.
Anthropol 1984;65:147–56. 14. Taylor KM. The effects of alcohol and drug abuse on the sternal end of
3. _Is¸ can MY, Loth SR, Wright RK. Age estimation from the rib by phase the fourth rib [dissertation]. Tucson (AZ): University of Arizona, 2000.
analysis: white females. J Forensic Sci 1985;30:853–63. 15. Russell KF, Simpson SW, Genovese J, Kinkel MD, Meindl RS, Lovejoy
4. Bocquet-Appel JP, Masset C. Farewell to paleodemography. J Hum Evol CO. Independent test of the fourth rib aging technique. Am J Hum Biol
1982;12:321–33. 1993;92:53–62.
5. Konigsberg LW, Frankenberg SR, Walker RB. Regress what on what: 16. Fulginiti LC, Taylor K, Czuzak MH. Pubic symphysis takes a ribbing:
paleodemographic age estimation as a calibration problem. In: Paine comparison of age determination techniques in five forensic cases. Pro-
RR, editor. Integrating archaeological demography: multidisciplinary ceedings of the 47th Annual Meeting of the American Academy of
approaches to prehistoric population. Carbondale, IL: Southern Illinois Forensic Sciences; 1995 Feb 13-18; Seattle, WA. Colorado Springs, CO:
University, 1994;64–88. American Academy of Forensic Sciences, 1995.
6. Jackes M. Building the bases for paleodemographic analysis: adult age 17. Fulginiti LC, Taylor K. Pubic symphysis takes a ribbing II. Proceedings
determination. In: Katzenberg MA, Saunders SR, editors. Biological of the 48th Annual Meeting of the American Academy of Forensic Sci-
anthropology of the human skeleton. New York, NY: Wiley-Liss, Inc, ences; 1996 Feb 19-24; Nashville, TN. Colorado Springs, CO: American
2000;417–66. Academy of Forensic Sciences, 1996.
7. Boldsen JL, Milner GR, Konigsberg LW, Wood JW. Transition analysis: 18. Loth SR, _Is¸ can MY. Skeletal aging techniques: the good, the bad, and
a new method for estimating age from skeletons. In: Hoppa RD, Vaupel the equivocal. Am J Phys Anthropol 1988;75:241.
JW, editors. Paleodemography: age distributions from skeletal samples. 19. Loth SR, _Is¸ can MY. A systematic comparison of the accuracy of age
United Kingdom: Cambridge University Press, 2002;73–106. estimation from the rib and pubis. Am J Phys Anthropol 1990;81:260.
8. Lucy D, Aykroyd RG, Pollard A, Solheim M. A Bayesian approach to
adult human age estimation from dental observations by Johanson’s age Additional information and reprint requests:
changes. J Forensic Sci 1996;41(2):189–94. Kristen M. Hartnett, Ph.D.
9. Konigsberg LW, Frankenberg SR. Deconstructing death in paleodemog- Office of Chief Medical Examiner
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sion analysis in adult age estimation. Am J Phys Anthropol E-mail: khartnett@ocme.nyc.gov
1997;104:259–65.
Appendix A
Revised phase descriptions for sternal end of the fourth ribs for the FSC collection.
Phase 1 The pit is shallow and flat, and there are billows in the pit. The pit is shallow U-shaped in cross-section. The bone is very firm and solid, smooth
to the touch, dense, and of good quality. The walls of the rim are thick. The rim may show the beginnings of scalloping.
Phase 2 There is an indentation to the pit. The pit is V-shaped in cross-section, and the rim is well defined with round edges. The rim is regular with
some scalloping. The bone is firm and solid, smooth to the touch, dense, and of good quality. There is no flare to the rim edges; they are
parallel to each other. The pit is still smooth inside, with little to no porosity. In females, the central arc, which manifests on the anterior and
posterior walls as a semicircular curve, is visible.
Phase 3 The pit is V-shaped, and there is a slight flare to the rim edges. The rim edges are becoming undulating and slightly irregular, and there may be
remnants of scallops, but they look worn down. There are no bony projections from the rim. There is porosity inside the pit. The bone quality
is good; it is firm, solid, and smooth to the touch. The rim edges are rounded, but sharp. In many females, there is a build-up of bony plaque,
either in the bottom of the pit or lining the interior of the pit, creating the appearance of a two-layer rim. An irregular central arc may be
apparent.
Phase 4 The pit is deep and U-shaped. The edges of the pit flare outwards, expanding the oval area inside the pit. The rim edges are not undulating or
scalloped but are irregular. There are no long bony projections from the rim, and the rim edges are thin, but firm. The bone quality is good but
does not feel dense or heavy. There is porosity inside the pit. In some males, two distinct depressions are visible in the pit. In females, the
central arc may be present and irregular; however, the superior and inferior edges of the rim have developed, decreasing the prominence of the
central arc.
Phase 5 There are frequently small bony projections along the rim edges, especially at the superior and inferior edges of the rim. The pit is deep and
U-shaped. The rim edges are irregular, flared, sharp, and thin. There is porosity inside the pit. The bone quality is fair; the bone is coarse to the
touch and feels lighter than it looks.
Phase 6 The bone quality is fair to poor, light in weight, and the surfaces of the bone feel coarse and brittle. There are bony projections along the rim
edges, especially at the superior and inferior edges, some of which may be over 1 cm long. The pit is deep and U-shaped. The rim is very irreg-
ular, thin, and fragile. There is porosity inside the pit. In some cases, there may be small bony extrusions inside the pit. In females, the central
arc is not prominent.
Phase 7 The bone is very poor quality, and in many cases, translucent. The bone is very light, sometimes feeling like paper, and feels coarse and brittle
to the touch. The pit is deep and U-shaped. There may be long bony growths inside the pit. The rim is very irregular with long bony projec-
tions. In some cases, much of the cartilage has ossified and window formation occurs. In some females, much of the cartilage in the interior of
the pit has ossified into a bony projection extending more than 1 cm in length.
Variant In some males, the cartilage has completely or almost completely ossified. The ossification tends to be a solid extension of bone, rather than a
thin projection. All of the bone is of very good quality, including the ossification. It is dense, heavy, and smooth. In these instances, bone qual-
ity should be the determining factor. There are probably other factors, such as disease, trauma, or substance abuse that caused premature ossifi-
cation of the cartilage. When the individual is truly very old, the bone quality will be very poor. Be aware of these instances where a rib end
may appear very old because of ossification of the cartilage but is really actually a young individual, which can be ascertained by bone quality.
In these cases, consult other age indicators in conjunction with the rib end.