Professional Documents
Culture Documents
Introduction
Example, someone who wants to evade taxes, the tax laws become road maps of what
not to do.
When it comes to interpreting these laws and maintaining integrity, we want the law
to merit/help those who can claim the exceptions and use it for their advantage. Thus,
we can make laws specific but it will still be difficult to read the law. Therefore, it
can’t be a perfectly general and applicable law.
Judge Grey – If this man isn’t allowed to inherit, then he faces additional punishment
than what the law prescribes i.e., ex-post facto law.
In criminal cases, there can be no ex-post facto laws. It cannot make it applicable with
a retrospective effect. But, tax laws are exceptions.
Majority opinion – when legislators are making laws, they are aware of principles of
natural justice. One cannot take advantage of his wrong. Legislators adhere to
underlying principles unless specifically excluded, the principle will be read into the
law.
Held – The defendant is not allowed to inherit his grandfather’s property.
Case Law – Snail Darter
Facts – Construction of dams in Tennessee valley. Authorities were trying to do the
construction and the conservationists were trying to stop it. US Congress passed a law
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that allowed for the stopping of projects in case it was likely to threaten an
endangered species.
Conservationists found snail darter that was an endangered species likely to be driven
out by the construction of the dams. Now the dams were almost completed and a lot
of money had been invested into it.
Court stated that endangered species were present. Therefore, stopping was within the
law.
What did the law mean? Projects at the beginning stage, yet to be started or
completed?
Disagreements about the law
Empirical – questioning the existence of the law itself.
Theoretical – questioning the meaning of the law. It may mean completely
different from the text.
Factual – disagreement about the facts. Example – is snail darter an endangered
species or not?
Speluncean Explorers
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Most Abstract
Current Policy
Evolution of Statute
Legislative purpose
Specific + General legislative history
Statutory text
Least abstract
According to Eskridge, the judgment falls more under the funnel of abstraction.
In USA, there are no quotas allowed for black people. Instead they have quotas for
schools instead of races. This is a smart way because of the history of segregation.
Eskridge says that courts often use the funnel to justify their actions rather than
absolutism.
Rules of Interpretation
A. Preliminary Rules
1. Literal Rule
Law literally interpreted. Common understanding of words of the provision.
Depends on each judge’s understanding of common usage. Not very well
defined.
Looks at the statute as a whole.
The natural and ordinary meaning of the word should not be departed from
unless it is shown that the context requires it.
The context can require it in 2 ways:
If it results in a contradiction in the statute.
Absurdity.
If the statute relates to a specific trade, the usage in that trade will override the
common meaning. Example – practice in law.
The ordinary sense of a term does not normally refer to the technical sense.
Example – computer.
If there is a known legal sense of a term, that legal sense will override the
ordinary term. Example – damages, admission, etc.
First rule to be applied to any statute.
Can only deviate if the exceptions are justified.
A notice was served to the plaintiff on December 11 th 1993. He asks the tenant to
vacate the house.
Has the plaintiff ceased to be a govt employee since he has retired?
Ruling - ……
Schedule mentions betel leaves as item no. 36 and vegetables except when sold in
sealed boxes (item no. 6). Item 36 was removed from the list.
Appellant claimed that betel leaves are anyway included in item no. 6.
Ruling: Court cited Santra market case. They said vegetables are to be understood as
commonly used ones. They are basically those, which are grown in the kitchen garden
and served on the table. Not a vegetable.
2. Golden Rule
Extension of the literal rule of interpretation.
The literal meaning of the statute should not be departed from unless the result
of the literal rule results in absurdity.
The parliament must be assumed to have intended whatever the statute says.
Only in cases of patent absurdity, depart from the literal meaning.
3. Mischief Rule
Subset of purposive rule of interpretation.
Can go if literal rule cannot be applied, which cant be addressed by the golden
rule, then one may use the purposive interpretation in the form of mischief
rule.
4 questions to be answered under this:
What was the law before the making of the particular Act?
What was the mischief or defect not provided for?
What was the remedy the legislature used to cure this defect or mischief?
What was the reason for the remedy?
Court rejected this argument and said that, unlike this instance, the crown can also
prohibit bread imports.
Presumptions
Words in a statute are used precisely and not loosely. This is an extension of
the literal rule of interpretation.
Mensrea
Generally required for a criminal act.
A statute may define a state of mind as an element of an offence, either by
express words or by implication or by being silent.
Unless mensrea is ruled out by necessary implications, a court should be
zealous and guard the liberty of a subject and not find a man guilty unless he is
proved to have a guilty mind.
Monist v. Dualist
Monist – International law once signed becomes national law/municipal law. Example
– China and Japan.
Dualist – International law to become enforceable has to be separately enacted in
national laws. Thus, it is not subservient to international law. Example – India and
USA.
Headings
Essentially include the sub-titles and sub-headings.
Headings, like titles, cannot be used to restrict the plain terms of an Act.
Marginal Notes
These are the ones we find at the side of the statutes.
They cannot be referred to for the construction of an Act and cannot control
the meaning of the Act.
They are like a post-it flag in the textbook.
They are not added by the legislature, often added by the publication house of
the book.
If the legislature has enacted the marginal notes, they can be referred to, to
understand the statute but should be avoided as a general rule of interpretation.
They cannot alter the meaning.
Punctuations
Before 1850s, punctuations weren’t used in enactments.
Generally cannot alter the plain meaning of a statute, as it should be first read
without punctuations. If the meaning is clear and unambiguous without the
punctuations, then the punctuations must be disregarded.
If there is an ambiguity, punctuations may be used to resolve that ambiguity.
Illustrations
Useful in understanding the provisions and are of value.
Should not be rejected as repugnant to the section but should not be
considered as being co-extensive with the section itself. Doesn’t exhaust the
operation of the section.
Definitions
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Schedules
They form a part of the statute and are part of the enactment.
There are some subsidiary internal aids like provisos and non-obstante clauses
Provisos
Exempt particular situation and circumstances from the operation of the
preceding clause in the Act.
They do not imply that any other exemption is to be excluded from the Acts.
Bit it can be understood to imply that but for the proviso, the exempting
situation or circumstances would be affected by the Act.
Can either apply to a section or the entire Act and can be extensive as possible.
Non-Obstante Clauses
It has an overriding effect on the operation of legislature and enactments to
such a clause.
Usually starts with notwithstanding…
Overriding affect on the referred section in the clause.
If the clause states notwithstanding anything contained in any other law, it
means that all other laws are overridden but something in the same statute is
not overridden.
Notwithstanding anything contained in this Act means other laws will still
apply and are not overridden by the application of this clause.
Notwithstanding anything contained in any enactment has an overriding effect
on all the laws but not things that are not mentioned in any enactment like
PNJ, customary law etc.
Under the HMA, the children are statutory legitimates. Marriage happened before the
HMA. Madras province had a rule invalidating the marriage. HMA repealed all such
rules and bigamous marriages are void u/s 11. Section 16 of HMA has a non-obstante
clause.
First wife claims that this marriage was anyway void under the previous rule before
HMA was enacted and therefore the non-obstante clause only applies to section 11 of
the HMA.
Article 14 is also argued – arbitrary distinction between void marriages before and
after HMA.
Held: Court ruled in favour of the 2nd wife and her children.
Legal Fiction
Anything created by law, which factually might not be true but is deemed to
be so by law.
Shall Provisions
General rule is that an absolute enactment must be obeyed exactly but its sufficient if
a directory enactment be obeyed or fulfilled substantially. When a public duty is
imposed and a statute requires that it shall be performed in a certain manner, such
prescription may well be regarded as intended to be directory only in cases when
injustice or inconvenience to others who have no control over those exercising the
duty would result if such requirements were essential and imperative.
And v. Or provisions
Case Law – Fed. Steam Navigation Co. v. Department of State and Inland
Issue: Whether the phrase ‘or’ in a statute precluded the use of both items on either
side of ‘or’?
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The Act allowed the prosecution of ‘the owner or the master’. Prosecution attempted
to prosecute both if claimed that the prosecution had to pick and prosecute only one of
them.
Held: The court ruled that ‘or’ can be read as ‘and-each’. ‘And’ would have meant
that you should be both the owner as well as the master of the ship.
These are subsidiary rules of interpretation and can used in case of ambiguities.
1. Parliamentary History
Case Law – R v. R
Dealt with the question of rape. The sexual offences act states that a man commits
rape if he has unlawful sexual intercourse with a woman who at the time of the
intercourse does not consent to it. Section 1(1) provided it’s a felony for a man to rape
a woman.
A man raped his wife under common law, under historical judgment a husband can’t
be convicted of rape committed by himself upon his wife for by mutual matrimonial
conduct and contract. The wife has given up herself in this time into her husband,
which she can’t retract.
4. Dictionaries
Can be used to ascertain meaning of a word where it is ambiguous.
5. Foreign Decisions
Can be used to interpret statutes where words are ambiguous. Can also include foreign
enactments.
6. Other Legislation
Legislation that is in pari materia can be used to discern the meaning of an ambiguous
statute. This can include statutes enacted on a later date.
Tax Statutes
Under Article 265, no tax may be levied under express authority of law.
Taxes are essentially income of government. (Tax v. Fees)
Any tax is a compulsory exactation of money imposed in order to raise
revenue for the government.
Because there is an authority by law, tax statutes have to be strictly construed.
If ambiguous, benefit is to be given to the assessee.
Hardship and equity have no role to play in the interpretation of taxation
statutes.
The assesse had carried out business both within and outside such territories. He
claims that the losses from business carried out outside the territory can be off-set
with the profits earned within the territory. Because it was unclear, benefit given to
the assessee.
Penal Statutes
Also constructed strictly because of Article 21 of the Constitution.
If more than one construction or ambiguity exists, the more beneficial to the
convict is to be used.
Rules of strict construction
If a law covers a particular class, it cant be extended to people outside the
class.
If its possible to have a wider and a narrower construction of a statute and
there is no indication of any policy in the statute itself, the narrower
construction should be used.
In Rule 2, if there is a policy indicated while reading a statute as a whole
and that policy directs a wider construction, it will be used.
If a clause in the penal statute is unintelligible or absurd or socially
harmful but statute is read as a whole can interpret such clause to cure such
defect, then this interpretation will be used.
Remedial Statutes
Comes into existence for public policy demands and generally receive a liberal
construction.
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If 2 interpretations are possible, the one that furthers the purpose of the Act
will be preferred as long as no violence is done to the language of the Act.
Exceptions will be narrowly constructed.