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∗
mubarak74@mail.com
†
esah@fkm.utm.my
MOHD RADZI HJ. MOHD TOFF‡ and ABDUL HAKIM BIN HASHIM§
Coating Materials Programme,
Advanced Materials Research Center (AMREC),
SIRIM Berhad, Lot 34, Jalan Hi-Tech 2/3,
Kulim Hi-Tech Park, 09000 Kulim,
Kedah, Malaysia
‡
mradzit@sirim.my
§
hakim@sirim.my
Cathodic arc evaporation (CAE) is a widely-used technique for generating highly ionized plasma
from which hard and wear resistant physical vapor deposition (PVD) coatings can be deposited.
A major drawback of this technique is the emission of micrometer-sized droplets of cathode
material from the arc spot, which are commonly referred to as “macroparticles.” In present
study, titanium nitride (TiN) coatings on high-speed steel (HSS) coupons were produced with a
cathodic arc evaporation technique. We studied and discussed the effect of various nitrogen gas
flow rates on microstructural and mechanical properties of TiN-coated HSS coupons. The coat-
ing properties investigated in this work included the surface morphology, thickness of deposited
coating, adhesion between the coating and substrate, coating composition, coating crystallogra-
phy, hardness and surface characterization using a field emission scanning electron microscope
(FE-SEM) with energy dispersive X-ray (EDX), X-ray diffraction (XRD) with glazing incidence
angle (GIA) technique, scratch tester, hardness testing machine, surface roughness tester, and
atomic force microscope (AFM). An increase in the nitrogen gas flow rate showed decrease in the
formation of macro-droplets in CAE PVD technique. During XRD-GIA studies, it was observed
that by increasing the nitrogen gas flow rate, the main peak [1,1,1] shifted toward the lower
angular position. Surface roughness decreased with an increase in nitrogen gas flow rate but was
higher than the uncoated polished sample. Microhardness of TiN-coated HSS coupons showed
more than two times increase in hardness than the uncoated one. Scratch tester results showed
good adhesion between the coating material and substrate. Considerable improvement in the
properties of TiN-deposited thin films was achieved by the strict control of all operational steps.
Keywords: Deposition; TiN; physical vapor deposition (PVD); cathodic arc; micro-
structure; hardness; surface roughness; high-speed steel (HSS).
631
October 28, 2005 11:13 00754
defects have been considered detrimental features of gular deposition chamber. The HSS coupons were
by UNIVERSITY OF VIRGINIA on 06/23/14. For personal use only.
cathodic arc evaporated (CAE) coatings since the then loaded into the vacuum chamber as shown in
commercialization of these coatings for cutting-tool Fig. 1. The average distance between the high purity
and corrosion-protection applications in the early (> 99.99 at%) titanium arcs and the substrate holder
1980s.1,2 Ti-based hard coating is widely used in was about 180 mm. The turntable substrate holder
tools, dies and mechanical parts to enhance their was rotated continuously by its axis to provide a uni-
lifetime and performance due to its attractive prop- form coating and to form the desired phase; the rota-
erties such as high hardness, high wear resistance tion speed was set to 40% of total. The chamber was
and chemical stability. Among these coatings, Ti-N evacuated to a pressure of 4 × 10−6 mbar and then
and Ti-Al-N are widely used in tools and other hard filled with nitrogen gas in the range of 10−3 mbar.
surfaces. The deposition of the TiN layers has been The substrates were biased at a −1000 V potential
extensively studied because of its interesting golden and subjected to metal ion etching for 5 minutes
color, high hardness, and corrosion resistance of its using two titanium arc sources operating at arc cur-
film. Over the years, various chamber configurations rents of 100 A. It has been demonstrated that the
and deposition techniques have been developed to metal ion bombardment favors local epitaxial film
reduce the amount of coating defects.3−5 growth, which enhances adhesion between coating
2. Experiment Procedure
N2 gas
2.1. Surface finish Water-cooled
and substrate.6 During deposition, the substrates The surface roughness of uncoated and coated
were biased with a dc power source to induce proper samples was measured using a surface roughness
ion bombardment on the growing surface to assist the tester (Model-Surftest SJ-301, Mitutoyo).
formation of desirable structure, grain size and film Surface characterization of coated samples was
density. The delivery of gas was by manifolds located done using AFM (Model SPM-9500J2, Shimadzu
adjacent to the cathodes and gas pressure could be Corporation).
measured using Baratron and Penning gauges. Adhesion, scratch test, and critical load Lc (N)
For the deposition of the TiN coatings, nitrogen were determined by optical observation of the
was introduced into the coating chamber and single- scratch track (CSM-Instruments, REVETEST).
layer coatings were deposited at arc currents of 100 A
(both cathodes) and a substrate bias potential of
−50 V. A constant nitrogen gas flow rate regulated 3. Results and Discussion
by a mass flow controller was introduced into the
3.1. X-ray diffraction (XRD) with
chamber before arc ignition, during each experiment.
Surf. Rev. Lett. 2005.12:631-643. Downloaded from www.worldscientific.com
[2,2,0]
[1,1,1]
[2,0,0]
[2,2,2]
[3,1,1]
80
18
d=2.45
70
60
Lin (Cps)
50
95
d=2.11
40
30
05
d=1.50
20
71
d=1.27
10 50
d=1.22
0
20 30 40 50 60 70 80 90
Surf. Rev. Lett. 2005.12:631-643. Downloaded from www.worldscientific.com
2-Theta - Scale
by UNIVERSITY OF VIRGINIA on 06/23/14. For personal use only.
(a)
[1,1,1]
[2,0,0]
[3,1,1]
[2,2,2]
[2,2,0]
60
51
d=2.45
50
40
24
d=2.12
Lin (Cps)
30
05
20 d=1.50
02
d=1.28
10
61
d=1.22
26
d=4.39
0
20 30 40 50 60 70 80 90
2-Theta - Scale
(b)
[1,1,1]
[2,0,0]
[2,2,0]
[3,1,1]
[2,2,2]
60
50
40
Lin (Cps)
01
d=2.46
30 75
d=2.11
38
20 d=1.50
10 76
d=1.27
30
d=1.22
0
20 30 40 50 60 70 80 90
2-Theta - Scale
(c)
Fig. 2. XRD patterns of TiN films by GIA method at various nitrogen gas flow rates: (a) 100 sccm, (b) 150 sccm and
(c) 200 sccm.
October 28, 2005 11:13 00754
d-spacing was 2.4601. The increase in d-spacing and of the reactive gas during deposition can decrease
shifting of the main peak [1,1,1] to lower angular the number of macroparticles in reactively CAE
position in TiN-coated HSS coupon basically indi- coatings.9−11 It was noted that by increasing the
cates an increase in intrinsic stress, whereas, peaks nitrogen gas flow rate, macrodroplets decreased
like [2,0,0] and [2,2,0] showed reflections from the [Figs. 3(a) and 3(b)]. In TiN deposition, the com-
crystalline metallic titanium. pound layer of TiN, which has been shown to form
on the surface of the Ti cathodes, has a significantly
higher melting point (2030◦C) compared with the Ti
3.2. Scanning electron microscope cathode (1660◦ C).12 This has in turn been shown to
with energy dispersive X-ray reduce the number of Ti macroparticles deposited in
(SEM/EDX) subsequent TiN coatings.12,13 The thickness of the
deposited coating was about 4.7 µm and can be seen
Surface morphology of the coatings was observed
in Fig. 4(a), whereas, the adhesion between the sub-
using a field emission scanning electron microscope
strate and coating material can be seen in Fig. 4(b),
Surf. Rev. Lett. 2005.12:631-643. Downloaded from www.worldscientific.com
3.3. Hardness
The easiest way to prepare superhard coatings is the
application of energetic ion bombardment during
the deposition, as by Musil.14−16 Substrate hardness
(a) and coating hardness was measured using a micro-
Vickers hardness testing machine. Microhardness of
the uncoated HSS coupon was about 355 HV. After
being coated with TiN, the microhardness increased
to about 929 HV (at N2 gas flow rate of 200 sccm),
which is 261% the hardness of the uncoated one. The
hardness enhancement results from a complex syner-
gistic effect of the decrease of crystallite size, densi-
fication of grain boundaries, built in of compressive
stress and formation of radiation damage (Frenkel
pairs, etc.) upon energetic ion bombardment.17
(a)
Surf. Rev. Lett. 2005.12:631-643. Downloaded from www.worldscientific.com
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(a)
(b)
Fig. 5. Elemental composition analysis of (a) HSS
coupon and (b) TiN coating by EDX.
C 2.58 11.15
V 1.06 1.08
Cr 2.82 2.82
Fe 89.69 83.46
(b) Mo 1.55 0.84
W 2.31 0.65
Fig. 4. SEM micrographs showing (a) thickness of TiN Totals 100.00
deposited coating ≈ 4.7 µm and (b) adhesion between the
coating material and substrate at N2 gas flow rate of
200 sccm.
the 0.25–0.49 µm range and is significantly higher
than in the case of the uncoated polished sample,
for characterizing the roughness of PVD coatings i.e. 0.02 µm. The main limitation of Ra is that it
is the average roughness (Ra),18,19 also known as gives no indication of the surface texture, namely
arithmetic average (AA). It is calculated as the area macrodroplets and pitting defects that can have a
between the roughness profile and its mean line, or significant influence on the performance of the coat-
the integral of the absolute value of the roughness ing, particularly for wear resistance applications. Rz
profile height over the evaluation length. Using this and Rq indicate the average maximum height of the
parameter, the roughness of the CAE TiN-coated roughness profile and the root-mean-square (RMS)
HSS coupons defined by the Ra parameter is within roughness of the profile.
October 28, 2005 11:13 00754
(a)
Surf. Rev. Lett. 2005.12:631-643. Downloaded from www.worldscientific.com
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(b)
(c)
(d)
Fig. 7. Surface profiles of CAE PVD coatings measured using a surface roughness tester (EVA-L = 4.0 mm, λc = 0.8 mm
× 5). (a) Uncoated HSS (ver. 0.2 µm/cm, hor. 200.0 µm/cm); (b) N2 gas flow rate = 100 sccm (ver. 5.0 µm/cm, hor.
200.0 µm/cm); (c) N2 gas flow rate = 150 sccm (ver. 2.0 µm/cm, hor. 200.0 µm/cm); (d) N2 gas flow rate = 200 sccm
(ver. 5.0 µm/cm, hor. 200.0 µm/cm).
October 28, 2005 11:13 00754
0.2
0.1
0
uncoated 100 150 200
Nitrogen gas flow rate, sccm
3.6. Adhesion
The film-to-substrate adhesion strength was mea-
sured quantitatively using a scratch tester. A dia-
mond indenter (Rockwell type) of 200 µm radius
applied an initial load of 0.9 N onto a sample. The
sliding velocity was 1.13 mm/min. The load was
increased gradually by 20 N/min. Scratch length
during each scratch was 5 mm. In the scratch test,
critical load, Lc, could be used to calculate the adhe- (c)
sion strength. In order to obtain the magnitude Fig. 9. 3D AFM images of 10 µm × 10 µm surface at
of the critical load, acoustic signal, friction curve nitrogen gas flow rate of (a) 100 sccm (b) 150 sccm and
and microscope observation were utilized. Acoustic (c) 200 sccm.
October 28, 2005 11:13 00754
Length-X 10 µm 10 µm 10 µm
Length-Y 10 µm 10 µm 10 µm
Area 100 (µm)2 100 (µm)2 100 (µm)2
Ra 178.778 nm 167.874 nm 68.859 nm
Ry 1.108 µm 1.245 µm 862.669 nm
Rz 637.907 nm 658.478 nm 778.473 nm
Rms 215.678 nm 208.279 nm 93.195 nm
Rp 586.998 nm 695.467 nm 405.002 nm (a)
Rv 521.270 nm 549.654 nm 457.667 nm
Surf. Rev. Lett. 2005.12:631-643. Downloaded from www.worldscientific.com
(a)
(a)
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by UNIVERSITY OF VIRGINIA on 06/23/14. For personal use only.
(b)
(b)
(c)
(c)
(d) (d)
Fig. 11. Scratch trace of the crack taken from CSM- Fig. 12. Scratch trace of the crack taken from CSM-
Revetest at nitrogen gas flow rate of 150 sccm (× 20 K). Revetest at nitrogen gas flow rate of 200 sccm (× 20 K).
(a) Lc1 = 17.26 N; (b) Lc2 = 36.47 N; (c) Lc3 = 63.25 N; (a) Lc1 = 16.29 N; (b) Lc2 = 34.26 N; (c) Lc3 = 64.07 N;
(d) Lc4 = 88.50 N. (d) Lc4 = 83.66 N.
October 28, 2005 11:13 00754
droplets are favored in terms of hardness properties 6. I. Petrov, P. Losbichler, D. Bergstrom, J. E. Greene,
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p. 91.
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age in coating started at critical loads Lc ≥ 60 N
wood, NJ, 1998).
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This work has been financed by the Government of 19. P. E. Hovsepian, D. B. Lewis, W.-D. Müunz,
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and Innovation of Malaysia for the IRPA funding 20. S. G. Harris, E. D. Doyle, Y.-C. Wong, P. R. Munroe,
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Project No. 03-02-06-0067 SR0006/06-02. Mubarak
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Ali would like to express his gratitude to Dr. 21. K. Golombek, L. A. Dobrzański and M. Soković,
Parvez Akhter, Director General Pakistan Council of J. Mater. Process. Technol. 157–158 (2004)
Renewable Energy Technologies (Ministry of Science 341–347.
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