Professional Documents
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Frederick Kliem
To cite this article: Frederick Kliem (21 Apr 2023): Not our war. What ASEAN
governments’ responses to the Ukraine war tell us about Southeast Asia, The
Pacific Review, DOI:
10.1080/09512748.2023.2202925
To link to this article: https://doi.org/10.1080/09512748.2023.2202925
ABSTRACT
Russia’s invasion of Ukraine has been widely condemned by governments
of the ‘political West’. Most other states have been either neutral or even
Russia leaning in this war. Southeast Asia is no exception. There is a
sense in the West that the primary explanation for this reluctance to
unambiguously side against Russia is the relationship, perhaps even
dependency, that these states may have vis-à-vis Moscow; prima facie, a
logical presumption. This article finds that while there is some truth to this
claim, the relations between individual governments’ responses to the war
and their bilateral relationships with Moscow is too uneven to suffice as a
satisfactory explanation. Instead, one must look beyond materi
alistic, mono-causal explanations. To get the full picture, one must
appreciate Southeast Asia’s diplomatic tradition, their form of open and
inclusive region alism and the continued focus on domestic politics. This
research provides the first comprehensive empirical categorisation of
Southeast Asian responses to the Ukraine war and traces these to
ASEAN’s diplomatic culture.
KEYWORDS ASEAN; diplomacy; Russia-ASEAN relations; strategic studies; Ukraine war
Introduction
The purpose of this article is to gauge and explain the resistance by most
Southeast Asian states to condemn Russia for its invasion of Ukraine on
24 February 2022—despite international pressure to do so. Governments
of the ‘political West’, primarily the United States (US), the European
Union (EU), Great Britain, Japan and Australia strongly condemned the
invasion. US President Biden called it ‘naked aggression [in pursuit of ]
Putin’s desire for empire by any means necessary’ (The White House,
2022a), and Western governments implemented fierce sanctions against
Russia, seeking to isolate it internationally and inflict significant damage
to the Kremlin. Most North Atlantic Treaty Organization (NATO) allies are
supporting Ukraine
Analytical approach
The hypothesis going into this research was that the response of
individual AMS to Russia’s invasion was contingent on the individual
government’s relationship with Moscow, i.e. the deeper the political
relationship with and/ or materialistic dependency on Russia, the more
restrained the reaction. The
The Pacific Review 3
independent variable is, thus, the quality of the bilateral relationship, the
dependent variable the respective response. In a first qualitative
analytical step, individual AMS’ official public responses were classified
in a taxonomy with four distinct categories along a response spectrum:
explicit condemners; cautious hedgers; impassive bystanders; and full
supporters. In a second step, this taxonomy was benchmarked against
the independent variable of the primary hypothesis, i.e. the respective
bilateral relationship, deep or superficial, assessed with the help of four
key indicators: diplomatic relations; defence relations; arms
procurement; and overall economic relations.
National responses
The qualifying markers of each category of national responses are exclu
sively based on the robustness and candour of official governmental
reactions to the war. These include both rhetoric and action. Not all qual
ifying indicators are equally matched in all cases and assignment to one
or another category is not binary, but approximate.
1. Explicit Condemners
2. Cautious Hedgers
Hedgers respond to the war much less categorically than the West and
without taking a stand against Moscow. At the same time, hedgers do not
want to be seen as indifferent to the plight of Ukraine and the strong
feelings ASEAN’s Western Dialogue Partners (DP)1 espouse. The
rhetorical compromise is to condemn the attack as such but not
necessarily charac
terise it as an illegal war of aggression. Hedgers might instead accept the
Russian nomenclature of ‘conflict’ or ‘military campaign’ or refer to it
neutrally as the Russia-Ukraine war. Hedgers also tend to avoid
identifying Russia as the responsible perpetrator. In practice, Russian
political elites are neither seen nor treated as pariahs – bilateral
meetings are still possible. Hedgers may also undertake some
diplomatic activity, including mediation efforts, track-two engagement or
humanitarian support for Ukraine.
Indonesia’s response was relatively muted, condemning the attack on
Ukraine as such but without naming Russia as the aggressor of an unpro
voked war. President Joko Widodo called for an end to hostilities but
focussed his concern on the war’s potential to derail the still feeble post
COVID-19 economic recovery and threatening food security. Foreign
Minister Retno Marsudi talked to her Russian counterpart Sergey Lavrov
numerous times, including at numerous in-person meetings (Antara,
2022), doubling down on Indonesia’s message that while being
committed to the principles of international law, the specific concern is
the war’s impact on the regional economy (Yazid, Firdaus, & Ramadhan,
2022). Widodo resisted Western pres
sure to both withdraw the G-20 invitation to Russia and to condemn
Russia at the summit.2 With this, technically, Indonesia ought to be in the
‘impassive bystanders’ category was it not for the fact that Jakarta was
inadvertently drawn into the conflict by holding both the G-20 presidency
in 2022 as
6 F. KLIEM
3. Impassive Bystanders
This category includes AMS that clearly expressed their neutrality in the
conflict and barely reacted at all. These states fell short of referring to the
war as an invasion or identifying who is aggressor or victim. No blame is
assigned, directly or indirectly, by any government in this category.
Instead, impassive bystanders express things such as ‘grave concern’
regarding ‘the situation/conflict in Ukraine’. The war does not trigger any
meaningful action and bilateral meetings are still taking place
unimpededly.
Malaysia’s Prime Minister Ismail only remarked that he was
‘saddened’ by events, and his office later issued a statement of ‘serious
concern’. Instead of naming Russia, Malaysia urged ‘all concerned
parties’ to de-escalate (Prime Minister’s Office of Malaysia, 2022).
Malaysia has abstained from a UN vote to suspend Russia from the UN
Human Rights Council (HRC), stressing that such a decision ‘should not
be made in haste’ (The Malaysian Reserve, 2022). Malaysia’s Foreign
Affairs Minister reaffirmed in July that Malaysia is utmost committed to
remaining neutral in the ‘current crisis in Ukraine’, that ‘Malaysia does
not support either side of the conflict’ and does ‘not wish to be drawn
into any political disputes or conflicts’ (Jaafar, 2022).
Thailand’s Prime Minister Prayut Chan-o-cha similarly expressed
‘deep concern’ and highlighted ‘territorial integrity, international law, and
the UN Charter’ (Tan, 2022), but he did not identify who was breaching
what, if any, and was always clear that Bangkok would remain ‘neutral’
in this
8 F. KLIEM
4. Full Supporters
Diplomatic relations
Diplomatic relations are difficult to quantify. Measurement was, thus,
done with help of a simple scoring system from zero to four points.
12 F. KLIEM
Defence relations
Defence relations were measured by consulting five indicators and
award ing a maximum of five points. Although Russia lags far behind the
US and China, and experts see this gap as increasing (Storey, 2021a),
this is an important indicator of comprehensive bilateral relationship as it
signals a degree of both trust and desire on AMS’ part to include Russia
as a regionally consequential power. It is important to note that a
substantial part of these defence ties are essentially Cold War relics,
carried over the fall of the Soviet Union. Nonetheless, exchanges
continue to foster good relations and mutual understanding among
defence elites.
Arms procurement
Although arms sales could justifiably be part of the previous category, it is
Russia’s primary activity in Southeast Asia, and given the difficulty to
switch procurement sources, there is a degree of path-dependency. This
justifies a separate category. Furthermore, while there is some overlap,
the two results
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are not synonymous in their analytical value. The most obvious cases
are Thailand and Singapore, who both score in the mid-range in defence
diplo macy but procure very little (Thailand) or no arms at all (Singapore)
from Russia.
More important for this research than these details are relative per
centages. Vietnam, Myanmar, Laos and Malaysia stand out. Vietnam
imported over 80% of its weaponry from Russia, Malaysia around 30%.
Russia is the single largest source for these AMS except for Myanmar,
who procures marginally more from China. Of all four categories, arms
pro curement closest corresponds with the state’s position in the
response taxonomy, that is a large share of Russian equipment puts the
state closer towards the supportive end of the response spectrum.
Although Myanmar, the only clear supporter, purchases more from
China than Russia, Myanmar Russia defence cooperation is very strong
and will likely increase. According to the primary hypothesis, one would
also expect Laos and Malaysia to be located where they are, i.e.
trending towards the top right in the chart.
Two AMS appear to be defying the trend, albeit on different ends of
the spectrum: While Vietnam relies heavily on Russian arms, exports to
Thailand have been miniscule over the past 20years, a mere USD70
million or less than two percent of Bangkok’s overall procurement.
Despite being a formal US ally Thailand’s acquisitions are very
diversified. Predominantly Western kit, but China has filled a Western
vacuum since Thailand’s 2014 military coup. However, Vietnam has
displayed greater unease with Russia’s war than Thailand. Hence, in
terms of arms procurements from Russia and the AMS’ respective
position in the response taxonomy, Vietnam and Thailand are
noteworthy outliers, obscuring the hypothesis (the greater the
dependency on arms imports from Russia the more reserved the
response), while other AMS seem to confirm it.
Economic relationships
Economic relationships are often seen as a hallmark of bilateral relation
ships, and indeed dependency (Reuveny & Kang, 1998). This is not the
case with Russia and Southeast Asia.
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of all four categories, trade relations are the weakest factor in terms of
its explanatory value. All AMS are scattered across the chart seemingly
at random. For example, Singapore and Myanmar, on opposing ends of
the response spectrum to Russia’s invasion, have similar relative trade
volumes with Russia. The chart also clearly shows that the ‘hedgers’
and ‘bystanders’ are not distinct either in terms of their trade relationship
with Russia.
Additional explanations
Except for Myanmar, there is no unambiguous pattern that would allow
mono-causal conclusions. Although some categories correspond closer
with the hypothesis than others, the positioning in the matrix across all
four categories is too uneven to clearly identify a causal relationship and
bilateral relations as the primary motivating factor of AMS’ reserved
response. Overall, bilateral relations are important. But they are better
understood as inter vening, not the independent variable. One must,
thus, look beyond mate
rialistic quantifiable indicators and get a deeper understanding of AMS
diplomatic culture and their perspective on global and regional matters.
such as the ASEAN Regional Forum (ARF) and EAS (Koga, 2017).
Simplified, ASEAN’s role in this institutional architecture has become
known as ‘ASEAN centrality’. Although a contested concept (Acharya,
2017; Ba, 2017; Caballero-Anthony, 2014), ASEAN centrality refers to
the association’s role as the driver, convener and facilitator of
regionalism (Haacke, 2013). The objective is to include as many
relevant extra-mural stakeholders as pos sible, enabling ASEAN to
influence the agenda of regional affairs and retaining a
disproportionately outsized role for these comparatively small states that
would be unattainable otherwise (Tan, 2017). Although the success is
disputed (Jones & Smith, 2007), there is largely consensus among
ASEAN scholars that both ZOPFAN as well as post-Cold War centrality
are genuine attempts to retain a degree of autonomy to promote peace
and stability, (see Acharya, 2017; Alagappa, 1991; Ba, 2017;
Caballero-Anthony, 2014; Emmers, 2018; Koga, 2012; Narine, 1998).
Despite the many differ ences, AMS share an acute sense of
vulnerability, deeply rooted in the colonial experience, that produces a
shared conviction that ASEAN-based multilateralism and ASEAN’s
central role as a neutral convener of great powers, are essential to their
independence and prosperity (Kuik, 2016).
To that end, ASEAN sought to project its own norms to the wider
region (Ba, 2009). Abundant literature discusses these institutional
norms, commonly known as the ‘ASEAN way’, including ASEAN’s most
important normative foundations, such as non-interference,
sacrosanctity of state sovereignty and territorial integrity and a
commitment to non-violent conflict resolution— many of these are
universal UN Charta norms (see Beeson, 2009; Haacke, 2013;
Nischalke, 2000). But as many influential ASEAN scholars and practi
tioners have argued, ASEAN’s role in managing regional affairs is
contingent on it being perceived as neutral and non-threatening to any
great power, including Russia (Kausikan, 2015; Mahbubani & Sng, 2017;
Narine, 2018). Some critics mock ASEAN as an empty rhetorical shell
that gives form without substance to its proclaimed norms (Jones &
Smith, 2002, 2007). In this view, ASEAN and its institutional mechanism
are, even if they wanted to, incapable of managing regional let alone
global security affairs. While this is an exceptionally pessimistic view of
ASEAN, even optimistic scholars agree that ASEAN has little meaningful
agency as far as global security crises are concerned. The primary
reason that ASEAN can function as a ‘bridge-builder’ between great
powers is the association’s relative weakness and virtual irrelevance in
matters of broader global security and great power competition
(Acharya, 2014, Ba, 2009, Kausikan, 2015, Kuik, 2016).
Neutrality, on the other hand, is a complex concept, and both the
interpretation of neutrality itself as well as the degree to which it is being
practiced differs among AMS, especially with regards to the United
States, and as Emmers (2018, p. 361) explains, ASEAN’s sense of
neutrality has evolved over time as the association reassessed
opportunities and limita tions over time depending on circumstances.
Some critics have pointed out that ZOPFAN was never a feasible
objective (Southgate, 2021). But while this may be so, it misses the point
that there is a shared
20 F. KLIEM
Notes
1. ASEAN has “Dialogue Partnerships” with eleven states/organisations of particular
importance. 2. Jokowi also invited Ukraine to the G-20.
3. Personal conversations with government and track-two representatives in Hanoi, August 2022.
Disclosure statement
No potential conflict of interest was reported by the authors.
ORCID
Frederick Kliem http://orcid.org/0000-0003-1151-5846
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