Professional Documents
Culture Documents
Polarity in
International Relations
Past, Present, Future
Edited by
Nina Græger
Bertel Heurlin
Ole Wæver
Anders Wivel
Governance, Security and Development
Series Editor
Trine Flockhart, Department of Political Science and Public
Management, University of Southern Denmark, Odense, Denmark
The series addresses issues related to an international system that is
increasingly dominated by changing and inter-linked processes of gover-
nance involving formal and informal institutions and multiple processes
of change and continuity within security and development. In the area
of security the processes involve traditional key actors in international
society and new much less traditional actors engaging with new forms
of security and including individuals, groups, and states. In the area
of development, focus is increasingly on improvements in political and
economic conditions for individuals and groups but from an under-
standing that development is dependent on good governance and security.
Books published in the Series may engage with any one of the three topics
on its own merits - or they may address the interplay and dynamics that
occur when Governance, Security and Development interact (or collide)
in an increasingly interconnected and constantly changing international
system.
Nina Græger · Bertel Heurlin · Ole Wæver ·
Anders Wivel
Editors
Polarity
in International
Relations
Past, Present, Future
Editors
Nina Græger Bertel Heurlin
Department of Political Science Department of Political Science
University of Copenhagen University of Copenhagen
Copenhagen, Denmark Copenhagen, Denmark
© The Editor(s) (if applicable) and The Author(s), under exclusive license to Springer
Nature Switzerland AG 2022
Chapter 17 is licensed under the terms of the Creative Commons Attribution 4.0 Inter-
national License (http://creativecommons.org/licenses/by/4.0/). For further details see
license information in the chapter.
This work is subject to copyright. All rights are solely and exclusively licensed by the
Publisher, whether the whole or part of the material is concerned, specifically the rights
of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on
microfilms or in any other physical way, and transmission or information storage and
retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology
now known or hereafter developed.
The use of general descriptive names, registered names, trademarks, service marks, etc.
in this publication does not imply, even in the absence of a specific statement, that such
names are exempt from the relevant protective laws and regulations and therefore free for
general use.
The publisher, the authors, and the editors are safe to assume that the advice and informa-
tion in this book are believed to be true and accurate at the date of publication. Neither
the publisher nor the authors or the editors give a warranty, expressed or implied, with
respect to the material contained herein or for any errors or omissions that may have been
made. The publisher remains neutral with regard to jurisdictional claims in published maps
and institutional affiliations.
This Palgrave Macmillan imprint is published by the registered company Springer Nature
Switzerland AG
The registered company address is: Gewerbestrasse 11, 6330 Cham, Switzerland
In memory of Birthe Hansen (1960–2020)
Preface and Acknowledgements
Discussions on the state of the current international order and its poten-
tial transformation have shaped both academic and policy debates on
international relations for most of the post-Cold War era. However,
whereas these discussions were closely tied to the concept of polarity
in the first decade after the collapse of the Soviet Union, more recent
debates have focused more on the liberal content of the post-Cold War
international order and how it is challenged from actors inside and outside
“the West”. This volume seeks to connect these two debates. It explores
the nature and logics of uni-, bi-, multi-, and non-polarity. The authors
discuss how different types of polarity affect international order and
foreign policy action space and zoom in on current challenges and oppor-
tunities. In doing so the book seeks to contribute to our understanding
of polarity as well as the challenges and opportunities of an international
order with less US dominance and more Chinese influence.
We would like to thank a number of people for their contributions
and support. First and foremost, we thank the contributors for believing
in the project and taking time out of busy schedules to engage critically
with the concept of polarity and the effect(s) of polarity on world politics.
We learned a lot from working with the contributors, and we are confi-
dent that their insights will be of value to anyone seeking to understand
polarity and changes in the international order. We also would like to
thank series editor Trine Flockhart, who believed in the project from the
vii
viii PREFACE AND ACKNOWLEDGEMENTS
ix
x CONTENTS
Index 425
List of Contributors
xiii
xiv LIST OF CONTRIBUTORS
xv
List of Tables
xvii
CHAPTER 1
The Aim
The aim of the volume is three-fold. First, to take stock of research on
polarity in international relations. What do we know about polarity and
the logics of uni-, bi-, multi and non-polarity? Second, to develop the
concept of polarity in order to understand the foreign policy and security
challenges today, including the crisis in the liberal international order.
What are the particular characteristics of international relations today and
how do these characteristics condition the effects of the systemic distri-
bution of power? By answering this question, we translate the logics of
polarity to an international system of rising powers, overlapping climate,
security and health crises and strong regional security dynamics. Third, to
apply our fine-grained understanding(s) of polarity to understand partic-
ular foreign policies. What does polarity tell us about the foreign policies
of great powers and small states and how they address the challenges of a
changing international order?
The two latter aims of the volume inevitably lead to discussions and
analyses of change in and transformation of international relations. As
argued by Ole Wæver in Chapter 2, the concept of polarity is closely
4 N. GRæGER ET AL.
and predicted that “unit veto” politics would replace traditional balance
of power politics, when more and more states acquired nuclear weapons
(Herz, 1959: 35). Two decades later, in 1981, and again after the Cold
War, Waltz would explore the alleged pacifying effects of nuclear weapons
arguing that nuclear proliferation would make the world safer in both
bi- and multipolarity, because of the fear of mutually assured destruction
(Sagan & Waltz, 1995; Waltz, 1981).
Not everyone viewed either multipolarity or bipolarity as conducive
to peace and stability. Richard Rosecrance argued that both bipolarity
and multipolarity had virtues and pitfalls (Rosecrance, 1966). Rosecrance
agreed with Waltz that there is no periphery in a bipolar world and there-
fore less competition for allies and colonies, and that changes in power
would often have little effect on peace and stability. However, at the same
time, a few changes in the relative power of the great powers are highly
significant in bipolarity, and international relations tend to be crisis-ridden
and highly politicized. In multipolarity, the effects of changes in rela-
tive power are typically difficult to predict. Conflict is more frequent
and unpredictable but with less devastating consequences for the inter-
national system. Consequently, Rosecrance advocated “bi-multipolarity”,
i.e. a system with two major powers regulating conflict in parts of the
international system at the same time as secondary powers mediating
between the two superpowers (Rosecrance, 1966: 322).
From the mid-1960s, not only the logics and consequences of bipo-
larity and multipolarity but also the actual polarity of the international
system became a “major point of contention” (Dean & Vasquez, 1976:
8). Until then there had been a near consensus that the system was
bipolar, but increasingly students of polarity argued that the system was
multipolar or tripolar with China as the third pole (e.g. Copper, 1975;
Nogee & Spanier, 1976; Platte, 1978). The ensuing debate in the 1970s
and 1980s on the nature and consequences of polarity was largely based
on formal and quantitative methods (e.g. Bueno de Mesquita, 1975;
Bueno de Mesquita & Singer, 1973; Deutsch & Singer, 1964; Singer
et al., 1972; Wayman, 1984). Much of the research was related to the
Correlates of War project and the Journal of Conflict Resolution became
a major publication outlet for research results (Zala, 2013: 39–40).
Interestingly, by the end of the Cold War, few contested the assess-
ment that the Cold War system had been bipolar. At the same time,
the collapse of the bipolar order resulted in a return to more founda-
tional debates, less focused on measuring effects and more concerned with
8 N. GRæGER ET AL.
Øystein Tunsjø argues that a geostructural realist theory that adds geopol-
itics to Waltz’s emphasis on anarchy and distribution of capabilities can
better explain why patterns of behaviour and structural effects differ
between bipolar systems of the twentieth and the twenty-first centuries.
Hans Mouritzen, in Chapter 6, links systemic polarity and geopolitics with
foreign policy in his discussion of states’ external freedom of manoeuvre.
He argues that a state’s freedom of manoeuvre is the missing link between
polarity and its foreign policy and illustrates his argument in an analysis
of the foreign policies of the Nordic countries. Polarity analysis tends
to focus on the great powers: the pole powers and their challengers.
However, in Chapter 7, Revecca Pedi and Anders Wivel provide an
overview of existing knowledge of links between different types of polarity
and the challenges and opportunities of small states and discuss what small
states should do to maximize their interests and influence. They argue
that in a world dominated by US- and China-led bounded orders, small
states must choose their battles wisely, prioritize their resources, and build
networks with like-minded small states.
The American world order and the liberal international order are some-
times used as synonyms, even though the former zooms in on the power
base of the order and the latter’s focus is on the ideological content. In
Chapter 8, Sten Rynning rejects that realism and liberalism are opposites
or can even be detached. In contrast, we should understand realism as an
enduring corrective to liberalism guarding against excess and unbounded
aspirations.
The second section, Polarity and International Security, focuses on
current challenges to international peace. Robert Lieber, in Chapter 9,
provides an overview of how challenges and opportunities have changed
from the end of bipolarity over unipolarity until today. Lieber argues
that the United States remains pivotal for a rule-based international order
promoting democracy, market economy and regional security. According
to Lieber, US domestic developments may prove a greater challenge to
continued US leadership than international challenges. Jennifer Sterling-
Folker, in Chapter 10, zooms in on one of these challenges arguing that
nationalism shapes international behaviour and that this is also the case in
the United States—with important consequences for international rela-
tions, because of the overwhelming power of the United States. André
Ken Jakobsson, in Chapter 11, building on Birthe Hansen’s work, re-
evaluates the relationship between the United States as a unipole and
12 N. GRæGER ET AL.
political diversity and competing visions from rising powers. In this post-
Western order, the United States needs to work with both democratic
and non-democratic regimes. Randall Schweller, in Chapter 20, argues
that US-China rivalry differs in important respect from US-Soviet rivalry
during the Cold War. This new bipolarity exerts only weak structural
effects on international relations and is best understood as non-polarity—a
new structure with new requirements for success in international rela-
tions. Finally, in Chapter 21, William Wohlforth returns to the work of
Birthe Hansen, which has informed the volume and many of the analyses.
Focusing on the link between polarity and international order, Wohlforth
argues that neither bipolarity nor multipolarity tells us much about the
future order. Great powers command a smaller share of material power
vis-à-vis the rest of the international system than before. For this reason,
the liberal international order may be more resilient than we would expect
from an exclusive focus on the consequences of polarity.
Conclusions
Two main conclusions, one theoretical and one empirical, follow from
the analyses of this book. Theoretically, the contributions to the volume
question discuss and deconstruct the systemic “this polarity or that”
logic of conventional structural realist polarity analysis. The system may
be characterized as multipolar, bipolar or unipolar, but logics of war,
peace and international order do not follow seamlessly. In general polarity
effects are weaker today than they were for most of the nineteenth
and twentieth centuries. The analyses of the book point to at least two
reasons for this. First, the texture of international relations has changed.
Due to technological, economic, military and ideational developments,
systemic pole powers can do less than in the past. Consequently, the
international system has become more diverse. Several competing powers
have competing understandings of what international relations is and
competing visions for what it should be, often with a regional rather
than a systemic focus. Second, and closely related, international politics
are now more regional and less systemic than in the past century. This
is a consequence of the reduced ability of systemic pole powers to domi-
nate international politics as well as a backlash against globalization and
interventionism from domestic audiences.
Three implications follow from this conclusion. First, if we want to
know the effects of polarity on international war, peace and order, we
14 N. GRæGER ET AL.
the analyses of this volume that would be highly unlikely. China is both
unable (e.g. too far behind technologically) and unwilling to engage in a
military conflict for global hegemony. Furthermore, the United States has
considerable room of manoeuvre for signalling to China that it accepts
a more pluralist international order with regional variations and avoid
confrontation.
While this is likely to avert great power war, it points to a second
more pressing challenge identified by Josef Nye’s Kindleberger trap (Nye,
2017). US and Chinese behaviour seem to confirm Nye’s prediction that
the United States will begin to withdraw from international responsi-
bilities, but China will remain unable and unwilling to take over. US
domestic politics, not the challenge from China, seems to be the biggest
threat to the liberal international order, at least to the extent that liberal
internationalism needs the backing of US power. Even more challenging,
great power cooperation on global challenges such as climate change,
poverty, pandemics and proliferation of weapons of mass destruction will
be difficult if none of the powerful actors are willing to take the lead.
Inward-looking states catering primarily to domestic audiences are likely
to pass the buck and remain inactive—“the structurally stimulated first
choice” (Wæver, 2017: 473).
Notes
1. De Keersmaeker provides a good example of this diversity. In the autumn of
2008, the German journal Internationale Politik published a special issue
on the multipolar international order with contributions from European,
Indian, Brazilian and Chinese scholars. Only a few months later, World
Politics published a special issue with a number of prominent US scholars
based on the premise that the world was unipolar (De Keersmaeker, 2017:
3–4).
2. See, e.g., the roundtable “Rising Powers and International Order” in Ethics
and International Affairs (2018: 15–101), the special section “Making
Liberal Internationalism Great Again?” in International Journal (2019: 5–
134) and the ongoing debate in Foreign Affairs. See also Abrahamsen
et al. (2019) and the discussions in Flockhart (2016), Ikenberry (2018)
and Kristensen (2017).
3. These debates were as usual dominated by North American scholars.
Viewed from Europe, Mearsheimer’s predictions—although allegedly about
Europe—were strangely oblivious to the way European integration
produced a power centre generating regional unipolar dynamics which
16 N. GRæGER ET AL.
References
Abrahamsen, R., Riis Andersen, L., & Sending, O. J. (2019). Special issue:
Middle power liberal internationalism in an illiberal world. International
Journal, 74(1), 5–134.
Allison, G. (2017). Destined for war: Can America and China escape Thucydides’s
trap? Houghton Mifflin Harcourt.
Brooks, S. G., & Wohlforth, W. C. (2015/2016). The rise and fall of the great
powers in the twenty-first century: China’s rise and the fate of America’s
global position. International Security, 40(3), 7–53.
Bueno de Mesquita, B. (1975). Measuring systemic polarity. Journal of Conflict
Resolution, 19(2), 187–216.
Bueno de Mesquita, B., & Singer, J. D. (1973). Alliances, capabilities, and war:
A review and synthesis. Political Science Annual, 4, 237–280.
Buzan, B. (1991). New patterns of global security in the twenty-first century.
International Affairs, 67 (3), 431–451.
1 INTRODUCTION: UNDERSTANDING POLARITY … 17
Buzan, B. (2004). The United States and the great powers: World politics in the
twenty-first century. Polity Press.
Buzan, B., Kelstrup, M., Lemaitre, P., Tromer, E., & Wæver, O. (1990). The
European security order recast: Scenarios for the post-Cold war era. Pinter.
Buzan, B., & Wæver, O. (2003). Regions and powers. Cambridge University
Press.
Copper, J. F. (1975). The advantages of a multipolar international system: An
analysis of theory and practice. International Studies, 14(3), 397–415.
De Keersmaeker, G. (2017). Polarity, balance of power and international relations
theory: Post-Cold War and the 19th century compared. Springer.
Dean, P. D., Jr., & Vasquez, J. A. (1976). From power politics to issue poli-
tics: Bipolarity and multipolarity in light of a new paradigm. Western Political
Quarterly, 29(1), 7–28.
Deutsch, K. W., & Singer, J. D. (1964). Multipolar power systems and
international stability. World Politics, 16(3), 390–406.
Dunne, T., Hansen, L., & Wight, C. (2013). The end of international relations
theory? European Journal of International Relations, 19(3), 405–425.
Finnemore, M. (2009). Legitimacy, hypocrisy, and the social structure of unipo-
larity: Why being a unipole isn’t all it’s cracked up to be. World Politics, 61(1),
58–85.
Flockhart, T. (2016). The coming multi-order world. Contemporary Security
Policy, 37 (1), 3–30.
Garzón, J. F. (2017). Multipolarity and the future of economic regionalism.
International Theory, 9(1), 101–135.
Gowa, J., & Ramsay, K. W. (2017). Gulliver untied: Entry deterrence under
unipolarity. International Organization, 71(3), 459–490.
Grieco, J. M. (2007). Structural realism and the problem of polarity and war. In
F. Berenskoetter & M. J. Williams (Eds.), Power in world politics (pp. 64–82).
Routledge.
Hansen, B. (2001). Unipolarity and the Middle East. Martin’s Press.
Hansen, B. (2002). Globalization and European state formation 1900–2000.
Cooperation and Conflict, 37 (3), 303–321.
Hansen, B. (2011). Unipolarity and world politics: A theory and its implications.
Routledge.
Hansen, B., & Heurlin, B. (Eds.). (1998). The Baltic States in world politics. St.
Martin’s Press.
Hansen, B., Toft, P., & Wivel, A. (2009). Security strategies and American world
order: Lost power. Routledge.
Herz, J. H. (1959). International politics in the atomic age. Columbia University
Press.
Huntington, S. (1999). The lonely super power. Foreign Affairs, 78(2), 35–49.
18 N. GRæGER ET AL.
Theorizing Polarity
CHAPTER 2
Ole Wæver
Polarity is not what states make of it. Especially not what they make of
it. Most policy-makers have no concept of polarity. They typically have a
(usually implicit, often repressed) concept of what power is and a more
explicit analysis of the contemporary distribution of power. Polarity is
according to neorealism a structural feature of the system, and changes
of polarity are the most important structural changes we observe in
international politics (Waltz 1979). Thus, polarity is not something we
do, but something the system does to us. However, it does not do
so independently of how we approach power. Polarities only have their
distinct systematic effects in systems where the main actors have specific
conceptions of power and its distribution, but not conditioned on their
conceptions of polarity. If we were to talk in Wendtian terms (Wendt,
O. Wæver (B)
Department of Political Science, University of Copenhagen, Copenhagen,
Denmark
e-mail: ow@ifs.ku.dk
1992), we could almost say: polarity is what states make of power and its
distribution.
The chapter puts forward a meta-argument about the role of analytical
concepts in (broadly) constructivist perspectives and vice-versa: the role
in structural analysis of conceptual variation. It has become important to
make this argument because of a worrying tendency to treat such issues
as either/or, i.e., as something that follows from one’s overall philosophy
rather than from the place of a particular concept in the analysis. It is
common to meet arguments along the lines of “I am a constructivist (or
discourse person) and therefore the concept of x should be approached
by looking at how actors construct it.” Obviously, anyone interested in
discourses or constructions should have centrally in their analysis how
something is constructed and what difference this makes, but nobody
avoids having some analytical concepts in one’s own toolbox, and they are
to be treated as such.1 A discourse analyst talks about ‘discourses’ with the
meaning given to that concept (discourse) by one’s version of discourse
theory, not varying according to what actors hold as their concept of
discourse, if they have heard of the concept. Conversely, a fundamentally
structural analysis often involves assumptions about practices that depend
on certain concepts being in use (as the history of probability in the
history of insurance). Therefore, this article investigates the historically
variable reality of ‘power,’ ‘balance of power,’ and ‘polarity.’ This leads to
an updated understanding of contemporary polarity as global and regional
structure and this structure’s dependence on evolving abstract concepts.2
How does polarity work its effects? Does each type of power structure
as social fact generate its distinct patterns, i.e., does the polarity shape
actors whether or not these actors’ reason in anything like polarity terms?
Or does polarity theory presume some concepts to be socially active for
the mechanisms to unfold? I examine three concepts: ‘power,’ ‘balance of
power’ and ‘polarity.’ The surprising conclusion of the analysis is that
most of the dynamics posited in polarity theory—from Waltz (1979)
to Hansen (2011)—demand the conceptual emergence of ‘abstract’ or
‘aggregate’ power and of ‘balance of power’ as abstraction, but only for
some secondary features do polarity dynamics depend on actors thinking
in terms of ‘polarity.’ Polarity is not what states make of it —it is what
they make when they think in terms of balance of power.
In the first section, I briefly revisit the place of polarity in neorealism:
What is the concept doing? This section serves to clarify the weight placed
2 POLARITY IS WHAT POWER DOES WHEN IT BECOMES STRUCTURE 25
on the concept and thereby sets the parameters for the rest of the anal-
ysis in the sense that it is as analytical concept in the theory (and thereby
endowed with causal powers) that the concept matters, not as a descrip-
tive, observational category in isolation. The next section is the primary
locus of the argument summarized above: how the concepts of power,
balance of power, and polarity emerged historically. In the third section,
I spell out the implications of the preceding argument for the status and
role of polarity in the present international system. Finally, the fourth
section asks when do intentional ‘polarity policies’ matter?
First systems divide into anarchic or hierarchic, then the hierarchic systems
are defined by the way their functions are defined and allotted, and then
irrespective of what path you have taken through the first two categories
the third part is the distribution of capabilities. This also means that this
power structure influences systems that are already structured as anarchic
or hierarchic-plus-differentiated.
Waltz’s argument that the second tier drops out in international politics
is not uncontroversial,4 but in the present article, I will honor it in order
to stay in tune with Birthe Hansen (2011), and the majority of polarity
theorists.
The first tier is de facto a characterization of the contrast between inter-
national and domestic politics, and therefore as possible systemic change
it only refers to the rather remote possibility of world politics coming
under world government. As a result, the relevant change of system in
international politics is between different polarities.
The message of Waltz’s book could, therefore, be summed up as two
injunctions: The first is to remember that international politics is different
from domestic politics. In one respect, this is what the classical realists
typically had as their key move (Ashley, 1989): Ordinary people are prone
to misunderstand international affairs by treating it as a simple continuity
of domestic politics, but the statesman has the ability and the courage to
look into the radically different world of international politics and manage
those dangers for the national community. In another respect, Waltz’s
first tier of structure is more specific than the classical realist credo that
points more in the direction of a mystical insight held by a particular
kind of hero. Waltz’s message in relation to the first tier of structure is
more specifically saying that international politics has an inner logic struc-
tured around a set of interconnected features: anarchy, self-help, balance
of power. Whenever confronted with any issue in international affairs, one
should start by thinking in this particular rationality. The second message
is that when one has checked all tendencies to think ‘un-internationally’
and gotten ready to analyze the power balancing of security seeking states,
the primary question to ask is: What is the polarity? Only on the basis of
knowing the polarity, do you know what patterns of politics to expect.5
Polarity is not a self-evident operationalization of ‘distribution of capa-
bilities.’ Waltz makes the non-trivial wager that the number of great
powers makes a principled difference in the patterns of power politics.
It is relatively easy to get from anarchy to distribution of capabilities.
The competitive pressures push in the direction of like units. The security
2 POLARITY IS WHAT POWER DOES WHEN IT BECOMES STRUCTURE 27
seeking policies generally become similar and the variation that remains
will obviously be that they differ in how much power they have. This
still does not give us polarity. Having reached the point where attention
is guided toward ‘distribution of capabilities,’ most people would say:
Sure, then the question becomes who has most power, China, the US,
or maybe the West, collectively? That surely must make a lot of difference
to world politics. However, neorealists argue that we should not care who
has the power, because we should not assume that different states behave
differently. Still, this does not take us to polarity, because we could still
land on an ‘analogue’ representation of the distribution of power in all
its complexity. We could describe the distribution of power in the format
of “over here we have a very strong power, mostly landlocked, and it
borders on this other almost equally strong power, while a third even
stronger power is separated from them by an ocean, etc.” This would be
in the tradition of classical geopolitics (Mackinder, 1904), but would be
hard to fit into a highly structuralist theory as aspired to by Waltz.6 It
would not really allow for characterizations of systems and the distinction
between changes within a system and changes of system. Waltz wants a
theory where the structure can be named, designated as one of a few
possible types. Enter polarity.
After 1945, most realists and other observers of power politics wrote
relatively unreflectively about polarity as if multipolarity was normal,
natural, and by implication better, whereas the new bipolarity was
problematized as a kind of deformation of the normal set of great
powers, preferably 5–8. Morgenthau in Politics Among Nations offered
some reasoning in terms of ‘inflexibility’ for why bipolarity was nega-
tive (Morgenthau 1948). Simultaneously, quantitative scholars started to
measure the effects of bi- and multipolarity on especially the frequency of
wars. At this point, Waltz’s 1964 article in Dædalus (Waltz 1964) offered
the first systematic theoretical elucidation of the logic of each polarity.
Without introducing psychologizing elements like the polarizing effects of
bipolarity, Waltz deductively unfolded the logic of balance-of-power poli-
tics within each of these polarities. This is not to say that we should not
be attentive in empirical studies to, e.g., the particular polarizing psycho-
logical dynamics of bipolarity or even integrate supplementary theory in
a case study, but the structural theory of neorealism should reserve its
third tier for a specification of how balance-of-power dynamics unfold in
different polarities.
28 O. WæVER
After ‘the balance of power,’ I will more briefly add a few comments
on the (huge theme of the) concept of power and finally spell out the
consequences for the concept of polarity.
A string of philosophers and historians have studied the emergence and
evolution of the concept (or idea) of a balance of power, including Hume,
Ranke, Meinecke, Heeren, Dehio, Gulick, Wight, and Butterfield. With
varying degrees of clarity (and in my view culminating with Butterfield),
they argue that the historical emergence of ‘the balance of power’ should
not be conflated with the dating of ‘power balancing.’ A political unit
(be that a state, empire, or city-state) surely started doing something that
we would designate as ‘balancing’ as soon as a multitude of units got
into mutual contact: threatened by another unit, you amass power by
internal (own) or external (allied) means to hold off the power of the
other. However, the actual dynamic becomes very different as soon as you
start to act through an understanding based on the concept of ‘balance of
power.’ In the latter case, you apply a specific abstraction (or concept, or
idea) to the understanding of your security situation and you strategize
in terms of how your acts influence that ‘balance of power’ and what this
means for your security.
To simplify a little, we might distinguish between three levels of reflex-
ivity regarding ‘balancing.’ The first is to react to power. If A is threatened
by the power of B, A will look around for allies and might therefore
end up ‘balancing’ B. The second is to think about the system having a
power structure—a balance, which might be ‘out of balance’—and there-
fore, it is typically in the interest of any state capable of so to throw
their weight on the weakest side, because their security will be threatened
by one power becoming too powerful. A third level is to construct the
balance of power as an institution in a more far-reaching sense, possibly
linked to “the idea of Europe,” civilization, or “international society.”
In other contexts, it could be the third level that interests us (Boer,
1995; Gulick, 1955; Wæver, 1998a), but in the present context, I want
to zoom in on the boundary between the first and second level. This has
sometimes been confused by a discussion of the third level. For instance,
many scholars have read the difference between Morgenthau, and Waltz
as being a difference between treating the balance of power as an “insti-
tution” to be cultivated (Morgenthau) or a natural law (Waltz). This
ignores Morgenthau’s emphatic “We say ‘of necessity’ advisedly” about
his opening sentence in the chapter on The Balance of Power: “The aspi-
ration for power on the part of several nations, each trying either to
30 O. WæVER
he notices how some earlier arguments (Xenophon, for instance) look like
it but do not in the end qualify because they are just ‘balancing,’ which
does not prove the existence of a concept of ‘balance of power.’ The
question is whether Thucydides qualifies. Wight says about Thucydides:
“There is nothing much here for a theory of the balance of power. If
Thucydides does not provide one, it is because the Greeks did not possess
one” (Wight, 1977: 66). Wight goes beyond isolated quotes to charac-
terize the nature of the states-system of Hellas during different phases. Up
until the Persian invasion, the Greek system was basically a succession of
political hegemonies even with instances of “a predominant power orga-
nizing its hegemony through an alliance,” which as he notes appears odd
in modern European terms. Also, he notes the absence of a concept of
great powers. According to Wight, it is only in the Hellenistic period that
we really get glimmerings of the doctrine of the balance of power. He
offers a compelling quote from Polybus, describing the policy of Hiero
of Syracuse (Wight, 1977: 67), whom Hume also quoted (Hume, 1793:
97–98). Most other scholars have followed Hume in reading Thucydides
and others as advocating that you should always throw yourself in the
lighter scale.
Actually, the question is more important than the answer in our
context. Both Hume and Wight are looking for a boundary, and
that is what matters—more than its exact location. Parsing the differ-
ences among their respective readings of Xenophon, Thucydides, and
Herodotus could be extremely valuable to IR. For the argument in
this short article, it is more important that they are trying to answer
the same question: When did political actors and observers move from
just advocating the checking of others’ power to actually employing
balance-of-power logic?
The second focal point in historical debates on the balance of power is
renaissance Italy.9 As often observed, Machiavelli did not use the concept,
but Guicciardini did. In his History of Italy (1537–1540) he does indeed
provide “the first vivid picture of the balance of power” (Butterfield,
1966: 136). It is a colorful and evocative image of powers perched in a
fragile constellation of mutual jealousy and alert to react to disturbances
of the balance. However, as Butterfield observes, this is “an interesting
scene,” a particular situation, not a general theory of balance of power.
The Italian powers had managed to construct an arrangement with these
qualities. What we could be tempted to read into this picture—because
of later times—but which is actually not there is “the notion of a general
Another random document with
no related content on Scribd:
te branden stonden in rosse gloeiing, verzwevend en wisselend,
soms oplaaiend in dampend rood, dan verflauwend plots, met
opdoeming van schaduw-schimmen wonder-wild en fantomig uit
schemerstraatje. Telkens als smidsjongen trok, aan blaasbalg, ijlde
’n metaalgloed als brandende oker over de huisjeskrommingen, heet
roodgoud neerschroeiend op ’n vuil-kronkelig gangpoortje. En
telkens stapten menschen, nu donkere straatfiguren, uit
zijweggetjes, in den lichtgloed, als magisch éven beschenen, met
opglanzing fèl, van rooie koppen, lachend en satanisch, onbewust
[61]van hun rossige kleur-huivering, die wonder-diep en vizioenig
gezichten en handen, vergroeien liet in vreemd avond-goud; alles
rondom, dan plots donkerend verdween in zijweggetjes buiten
brand-kaatsing. Het verweerde poortje stond even dan in gloed, als
burcht-ingang, geheimzinnig vergroot, met achter zich, spitsen en
tinnen in duisteren glimsels. En van overal kropen in rosse schijnsels
de straatkrotjes bijéén, fel in vuurlijn afgestreept tusschen hevige
schaduwen op kei en grond, angstig en ontzaglijk van geheim-
kleurig duister.… Tot plots de smidse stil uithijgde en voor ’n poosje ’t
straatje weer te droef-schemeren lag, stil en nietig, met z’n vuile
mosdakige schemerdroeve krotjes.
Guurt kon niet afzien van den rossigen brand, die telkens op den
vuur-verwilderden kop van den smid vóórop uitschoot, als de balg
aan ’t laaien ging. Ze hoorde àchter ’t hok-raampje, het getemperde
geluid van z’n hameringen op de gloei-lichtende wielen en hoepels.
—Met pret in ’r, zag ze ’t vonke-sterren, de vuurspatten om de
donkere hoofden en rompen van andere werkers dans-kringen en
zweven, en alles weer heelemaal wegduisteren als de smidse tot
rust kwam. Dan zocht ze in den zwakken zwaveligen nastroom van
den gloed, hun hoofden, maar zag niets dan vage vormen van
travaille, wiel-bonken en donkere karbrokken, groote hoefbogen,
ijzerrommel en walsen, die als vergramd in de halve werkplaats-
duistering zwarten uitlijnden.—Vrouw Hassel zag niets, zat met ’r
donker hoofd maar te staren in schemerstraatje, tot plots
vlammengloed van overkant haar kwam bebloeden, en wilden angst
gaf aan ’r suffe hoofd met ’r magere hand aan d’r mond gekneld.
Guurtje, tegenover haar, in ros-gouën schijn, begloeid als in
tooverballet, het fijne hoofd, met die weeke trekken, als ’n Elsa,
omlicht alleen, het gezicht en haardos. En plots weer schimden de
vrouwenhoofden weg, met stilte tusschen de lichamen. ’t Was als ’n
visioen van monsterachtige leelijkheid en vreemde sage-fijne
schoonheid, dat koppenleven der vrouwen, weggezonken in het
diepe zwart van kamertjes-donkerte. En zwaar tikte achter het hout
beschot, door de stilte, de staartklok, [62]langzaam, als wou ze
telkens blijven staan. Tot plots weer, het raam in gloed òpschoot en
de lichtkoppen uit de droomrige donkering van ’t kamertje
opdoemden, het star-oogende, grauw-rossige bevende kakement,
met den vertrokken breeden angst-mond, bevende skelet-hand van
vrouw Hassel en de zoekende oogen volgevloeid van rood licht;
daartegenover het sage-grillige prachthoofd van Guurt, in magischen
haarbrand tegen de rosgouën raampjesruit, enkel hoofd en buste
met verdonkering van lijf. Telkens en telkens zoo, verzinking van
gezichten in donkre kamertjes-diepte, als de smidsevlam kromp, en
vaag de halfduistere smeden weer heel gewoon te zien waren,
peuterend onder kleine gasvlammetjes op donkere draaibanken.
Moeder Hassel was vandaag nog stiller dan anders, en toch kon ze
helderder iets afdenken.… Nu juist voelde ze haar vreeslijk leed,
zwaar alléén-leed, dat niemand van ’r begreep. Ze was altijd een
gezonde vrouw geweest en, hoewel nooit heel slim, toch zuinige
huismoeder. Tot ze, voor twee jaar inéén zoo’n rare knellende
verdoffing in ’t hoofd had gevoeld, alsof er kruisbanden om ’r schedel
gingen striemen en telkens gloeiingen er tusschen door, heete
opstijgingen van iets naar ’t hoofd. Zoo, inéén, was ze zenuwachtig
bang en huilerig geworden. En dan àlles vergeten, vergeten. Soms
had ze de grootste moeite om te weten wat er in haar eigen
huishouen omging. En niemand geloofde of begreep hoeveel smart
ze had, hoeveel pijniging en marteling. Guurt was ’n meid die alleen
aan d’r zelf dacht, dat voelde ze nog wel. En de jonges, ruwe
kwinkkwanken die ’r afbluften.… Maar haar man was de ergste. Die
was opschrikkend woest tegen ’r, duivelig, venijnig. Die porde en
mepte ’r veel, altijd in ’t geniep. Dan kneep ie, maar valsch-bang, dat
anderen iets merken zouden. En nou, wist ze zelf niet wat ’r met ’r
gebeuren ging. Meestal kon ze niets denken, was ’t ’r dik en zwaar in
’r hoofd, watterig en benauwd.… Zoo zat ze nou weer te mijmeren.…
Ouë Gerrit was uit den dorsch naar den stal gesjokkerd.
Ouë Gerrit moest melken, de eenige vaste arbeid ’s avonds aan hem
overgelaten. Uit den duisteren hoogen dorsch, waar kouë vocht van
de hooge dak-welving afvloeide, donker en griezelig-vreemd, midden
in, hooiberg-gevaarte opsteeg, had ie luk-raak uit den hoek een arm
vol hooi gegrepen, op den tast, en het in den stal-voorgang onder de
donkere koe-koppen gesmeten. Ellendig vond ie ’t in den dorsch.
Daar was ie altijd onrustig, in die zwarte ruimtekilte. Dan was ’t
lekkerder in den broeiwarmen stal. Zware urinelucht en meststank
zoog er doorheen, met bijtenden ammoniakgeur, verzwevend door
het donker. Heel achteraan, in ’n hoek, stonden de twee koeien op
hoogtetje.—Guurt kwam brommend uit het donkere achterend, waar
de jongens nog ronkten, en moeder te suffen lag, het kleine
petroleumlampje nadragen.
Dirk kwam loom uit ’t achterend, de stal in, gapen uitstootend die hol
vergalmden in de halve duistering. Met z’n handen, [67]diep
weggefrommeld in z’n groote zakken, bleef ie, lijzig koeiig kijkend,
om den Ouë heen en weer drentelen.
—Wa bliksems mooie makelai hep ie tug, heé Ouë, stem-zong Piet.
—F’rslik je ’r nie an, Dirk.… de Ouë sòanikt.… hep puur tait tut
mur’ge.… nou.… mi stróói-oàfend!.…
Vlak op den kruiwagen liep ie aan, z’n adem, als gouën stoom, fel
beschenen door lamplichtstraaltje, tegen achterlijven van koeien
opblazend. Z’n gladde komieke kop rimpelde wreed en zijn mond,
donker open, boorde duistere schaterlachen, snorkend door den
stal. Een narocheling van lol, barstte z’n strot uit. Danserig sprong
weer z’n grof-komiekige boerentronie in scherp silhouet op vuilen
muur. Dirk bleef staan, lijzig, lachloos.
—Hep tait tut murrige, schaterde Piet weer, krullend met z’n lippen
als ’n nijdige aap.
Guurt had aldoor èven gekeken, was met ’r hoofd, voorover bukkend
in boen en emmergeploeter, tegen blauw-rood van steenen
voorgang, soms net te zien geweest in zwak schijnsel, schimde dan
plots weg, klomp-klepperend naar keuken, om met nieuwen
boenrommel in ’r handen, weer den stal in te donkeren,—want ’t
liefst was ze bij lolligen Piet. Piet, ongedurig, jongen van negentien
met botten van rijpen kerel, wou alles aanraken, belollen.
—F’rdomd.…
—Nou stuif nie soo.… jai hep-er t’met an ieder vinger ein..
—Nou skarrel jai moar roak, se weite ’t.… je bint t’r ’n dunne!.… jai
mi je faine snuut.… Kaik, daa’s nou main weut! moar.… jai jài.…
kraigt nooit ’n man.… mit je witte lintjen goan jai de kist in.… beduuf’l
jai nog moar soveul.… jai knikkert mit je vraiers.…
—Hait puur lol, bromde Dirk goeiig, onverschillig even [72]met z’n
schoften schurkend tegen den muur,.… suinigies an.… suinigies
àn.… goan se gangetje.… se gangetje.…
Ouë Gerrit was heelemaal klaar met melken, ’t viel ’m nog mee. Niks
meer noodig, voor se aige ’n paar kan, en de rest veur de venter.
Nou g’n zorg meer an z’n kop.… ’t potloodje zat er.… stilletjes.—
Twee koebeesten was genog, tege Maart moste ze tug weer weg.…
[Inhoud]
III.
Het half-zesje stond klaar in de woonkamer. Vrouw Hassel en Guurt
hadden hompen brood met kaas en roggebrood, zoo maar, op kale
tafel klaar gesneden. De koffie stond te bakken op petroleumlichtje
dat knepperde en stonk. Zwaar stoelgestommel rumoerde voor allen
rustig zaten en gebeden hadden. Met handpalmen verkreukten en
trokken ze hun brood af. Moeder Hassel schonk koffie.… koffie was
haar eenige troost. De dokter had gezegd, dat ze ’t niet moest
drinken, maar ze vergat ’t. Vroeger al had haar hevige
drinkhartstocht elk bezwaar overrompeld. Ze mòest drinken. Den
heelen dag dronk ze, dronk ze, spoelde ze iets weg in ’r, door dien
heet-zoetigen smaak. Wel dertig kommetjes sloeg ze in. Dat was ’t
eenige dat ’r staande hield, en ’r verdriet verdoofde. Daarom stond ’t
wit-steenen koffiepotje, koud en bruin-besopt aan alle kanten, roetig-
ingebrand bij den bodem, den heelen dag op ’t stinkende
petroleumpitje. Bakken mòest ze. Water bij eerste treksel, water bij
tweede treksel, al slapper, valer, viezer sop, klonteriger en grondiger;
daarop weer nieuw gedrop. Zoo klieterde heel Wiereland bij de
koffie. Overal in de tuinders- en werkmanskrotjes stonden de
bemorste petroleumstelletjes, duffig en roetig-vies; stond vaal-bruin
blad met grauw-steenen kopjes, [74]uitgeschulpt en bepuist, naast ’n
nikkel komfoortje, vuil-verbrand of pracht-blinkend.
—Skenk main nog wa’ leut, snorkte Piet tegen Guurt, met ’n bons z’n
kopje op tafel dreunend.
—Nou, lachte Guurt, jai hep t’met ’n dam lait.… se kenne d’r puur ’n
spaiker op je moag glaikkloppe.… wat ’n pens!..
En Guurt had ’t hardst meegekrijscht, blind voor d’r smart, zelf zich
lekker, sterk, frisch, jong voelend. Nou was vrouw Hassel weer uit
haar beetje opgeleefde vreugd gestooten. In één zag, hoorde ze
weer alles veel slechter, vatte ze niets, ging ’r ’n lijm’rige verbinding
van woorden door ’t hoofd, suizelde en spande ’t overal in ’r, hoorde
ze geruisch, verdoffend om ’r héén, van stemmen en àldoor
achteréén, fluiterig gegil door de hersens diep in ’r ooren. En telkens
slokte ze gulziger ’r koffie-vocht lekker, warm, smakkend en
opzuigend de zoetige vuilheid, die ’r niks zei, niks verweet, niet aan ’t
schrikken maakte.
—Hée doedelsak, lachte Piet, haar tegen den arm stootend, genog,
je skinkt t’r snof’rjenne noast.…
—Aa’s se nouw t’met trouwe goat Ouë, schokkerde Guurt, [77]alsof
ze niets gehoord had, door,.… aa’s sai nouw trouwe goat de
koniggin.… hep sai dan d’r femilje.… en magge die d’r na kaike?.…
—Wel joa.… sel d’r ommirs puur niks.… skele kenne.. dà moak niks,
loa se kaike!.… je hep ’r ven dit.… en ven dàt.… op soo’n dag.…
hoho.… ho.… se komme uit de hooge!.… sel ’k moar segge.… en
mit hoarlie pakkies àn.… afain.… fiere en vaife en nie genog.…
enne.…
—Nou joa, hield Guurt vol, die nog niets wijzer was.
—Nou grinnikte Piet, skeelt t’met gain koe.… skeelt t’met gain koe.
—Jesses wà’ kerels.… wa hep jai smoor in.… en jullie.. jullie.… wete
d’r ook gain snars van.… weet jai ’t moeder?.…
Ze schrok op, vrouw Hassel. Niemand vroeg haar ooit wat over zulk
soort dingen.
—Gut.… schokte ze stemhaperend.… da wee’k nie.… al t’met.…
Schuw brak ze af, gejaagd, want nou, waarachtig, nou wist ze niet
eens meer waarover ’t ging, wàt Guurt gevraagd had. Haar leerig
gezichtsvel fronste samen in monsterlijke rimpeling, en haar grijs-
grauwe brauwen dottigden krampend. Vergeten, vergeten, smartte ’t
stil in ’r, met ’n snikhuil, maar uiterlijk bleef schrei-loos haar gelaat.
Alleen lichtelijk sidderden haar kaken. Plots sprong Dirk woest op,
bonkte z’n [78]stoel tegen den muur dat duifkorfje trilde en vrouw
Hassel opschokte van ’r zitje.
Met rumoer ging ie den stal in, achteruit op straat. Guurt was gretig
in Wierelandsch krantje gaan koekeloeren of ze ook iets van de
koningin lezen kon, van wie ze boven haar slaapstoel twintig
beeltenissen had hangen, in al andere standen en leeftijden. In ’r
egoïstische voorstellingen, waan-zeker en achterhoeksch-bedompt,
wemelde ’t van licht, goud en juweel, als ze aan de koningin dacht.
En hoog, op ’r verheven stoel zag ze Wilhelmientje zitten. Van de
kranten-berichten begreep ze niet veel; uit ’n behoorlijken zin kon ze
juist niet wijs worden.… Als t’r zoo stond, in die deftige krantentaal,
voelde ze zich kregel, ’t verwarde hààr voorstellingen, want die
alleen leefden voor haar. ’n Paar dingen maar, licht, juweelen en
goud, overal goud en ’n hooge stoel, ’n troon,—dat alles omgedraaid
en omgedraaid in allerlei variaties, bedacht en bekeken met haar
achterhoekschen weelde-hartstocht, dat ’t sterde en fonkelde voor
d’r oogen. En nou die kranten! Maar half lezen had ze geleerd. Dirk
voelde heelemaal niets voor ’t feest; wist niet eens waar Den Haag
lag. Toch zou ze doorlezen. Knusserig schonk ze zich nog ’n kopje
leut in, en naast ’r, schoof bevend-gulzig, de blauw-doorpeeste
grauwige beef-hand van ’r moeder, die ook weer hebben wou. Plots
kwam Dirk weer in, plompte zich weer neer bij de kachel. Guurt
frommelde ’t krantje op zij. Niks snapte ze ’r van. De Ouë zat met
ingezakt lijf in z’n op schoot gedrukt en tabakspot te morrelen,