Professional Documents
Culture Documents
INTRODUCTION
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Research and Development
The Manual was last revised in 2008, with Resolution No. 12, S2008 by the
University’s Board of Regents. Part of the said resolution is the provision that the
document is “subject to comments and recommendations for further revisions.” In the
last quarter of 2012, the Vice President for Research and Extension had a series of
meetings with the Director and Assistant Directors for Research for the purpose of
reviewing and revising the Research Manual, based on the aforementioned reasons, and
based on the result of the Situational Analysis conducted at the University in line with the
office’s strategic initiatives and plans. The revisions were presented to the University’s
Executive Committee for Institutional Planning, the Research Council, the Administrative
Council, and the University’s Board of Regents. The proposed revisions were approved
with minor changes, all of which have been incorporated in the Research and
Development Manual.
Some of the highlights in the revised manual are the new organizational
structure of the Research and Development Office, classification and qualification of the
research project management team, incentives for presentation and/or publication of
research outputs, and awards for outstanding researchers and research papers. It is
hoped that these would instigate an invigorated passion for research in the University,
and ultimately help in the development of its research culture in accordance with its
institutional mandates.
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Research and Development
I. RESEARCH FRAMEWORK
1.1.3. To generate high impact research outputs for the utilization of the
educational, communal and industrial sectors.
1.2.2. Develop quality research projects on the following key areas such
as Architecture, Engineering and Technology; Agriculture and Natural
Sciences; Environment and Biodiversity; Entrepreneurial and Business;
Education, Mathematics and Social Sciences.
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Research and Development
1.3.1. The University shall pursue thrusts and priorities which may be
subjected to review at least annually by each area: Architecture,
Engineering and Technology; Agriculture and Natural Science;
Environment and Biodiversity; Entrepreneurial and Business; and
Education, Mathematics and Social Sciences to make the Research
Program of the University responsive to the emerging needs and
environmental changes and development depending on research
competencies available, appropriateness to the local needs and
availability of the resources. The following thrusts and priorities are
based on the national, regional and provincial agenda of the
government identified through agenda setting and road mapping among
research personnel, deans, faculty researchers, students and external
stakeholders.
1.3.1.1. Food;
1.3.1.2. Energy;
1.3.1.3. Environment;
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Research and Development
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Research and Development
2.1.1. Composition
2.1.2. Functions
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Republic of the Philippines
BATANGAS STATE UNIVERSITY
BatangasCity
University President
Research Council VP Academic Affairs
Research and Development
Assistant Director
Architecture, Engineering, and Technology Research Assistant Director
Intellectual Property Management, Product and
Assistant Director Technology Assessment and Commercialization
Agriculture and Natural Science Research COORDINATORS/
FACULTY Assistant Director
Assistant Director RESEARCH Data Processing Services
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Figure 1. Research and Development Office Organizational Structure
Research and Development
2.1.3.1. President
2.1.4. Meetings
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Research and Development
Section 2.2 Office of the Vice President for Research, Development and
Extension
2.3.1. Composition
2.3.2. Functions
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Research and Development
2.4.1. Composition
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2.4.2. Functions
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Research and Development
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2.6.1. Formulate long range and monthly research activities for the
implementation of the project;
2.6.2. Accomplish properly signed work and financial plan for the
study/ project/ program;
2.6.7. Prepare log book, reports and documents for monitoring the
progress and the disbursements made for the implementation of the
research project;
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Research and Development
2.6.8. Prepare and submit progress and terminal and financial report
to the Director and Asst. Director for Research; and
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Research and Development
3.1.3. The budget allocation for research of each college shall depend
on the approved research proposals submitted during the specified
period and on the approval for funding from the University Research
Fund.
3.1.5. All research projects that are funded by BatStateU and other
government agencies, as well as private entities, shall be governed
by the provision of the BatStateU Research and Development Manual
in accordance with the IP Policy of the University and shall become
the property of the BatStateU – Research and Development Office .
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Research and Development
3.3.1. Research grants of the University shall be taken from the budg-
etary allocation for research.
3.3.2. Research grants and all other forms of support and incentives
upon the joint recommendations of the Director for Research, Director
for Research Management Services, and the Vice President for
Research, Development and Extension shall be approved by the
University President.
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Research and Development
No Initial Yes
Evaluation
by Assistant
Director Evaluation
and Approval
of Research
No Council
Figure 2. Process Flow Chart for Research Proposal Development and Approval
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Research and Development
At this stage, the researcher will present his/ her study to the
Research Council which has the final decision as to whether the
study will be pursued and granted University funding.
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Research and Development
The disbursements for the research project that shall be made should
be in accordance to the submitted work and financial plan and line item
budget. The procedure in procurement and auditing of the research projects
expenditures should be in accordance to the existing implementing procedure
set by the Office of Administration and Finance of the University.
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Research and Development
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Research and Development
3.8.5. Any savings or unutilized amount from said funds shall be used
for research related projects/activities that will ensure research
productivity subject to the approval of the President.
3.9.3. Soft and hard copy of the terminal report shall be submitted to
the Director for Research Management Services.
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Research and Development
4.3.2. Honoraria
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Research and Development
Program Leader
2 projects Php10,200/mo.
3 - 4 projects Php11,600/mo.
5 or more Php14,600/mo.
Project Staff
Level 3 Php7,500/mo.
Level 2 Php6,000/mo.
Level 1 Php4,800/mo.
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Research and Development
S&T Consultant
On-call basis: Shall not exceed 5% of the project cost
Chairperson Php3,000/meeting*
Member Php2,700/meeting*
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Research and Development
a. international Php30,000/paper
b. regional/national
(accredited by CHED) Php20,000/paper
regional/national
(not accredited by CHED) Php10,000/paper
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Research and Development
The guidelines for the search for this award shall be as follows:
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Research and Development
ATTACHMENTS
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Research and Development
Attachment I
ANNUAL PLANNING CYCLE FOR BatStateU R & D
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Research and Development
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Research and Development
Attachment II
VII. Methodology:
1. Personal Services
2. Maintenance and Operating Expenses:
3. Capital Outlay and Equipment:
Submitted by:
___________________________ ________________________
Name University
Recommended by:
__________________________
Research Chairman
__________________________
Head, Research Center
Approved:
_______________________________
Research Proposal Review Committee
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Research and Development
Attachment III
1. Personal Services
2. Maintenance and Operating Expenses
3. Capital Outlay and Equipment
XIII. References:
XIV. Curriculum Vitae:
XV. Terms of Reference:
Submitted by:
___________________________ ________________________
Name University
Recommended by:
__________________________
Research Chairman
__________________________
Head, Research Center
Approved:
_______________________________
Research Proposal Review Committee
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Research and Development
CONTRACT OF SERVICES
This agreement made and entered into this _____ day of ______________, 20___ at
Batangas City, Philippines, by and between:
And
MR/MRS/MISS______________________________________________________ of
legal age, married/single, Filipino, and residing at _____________________________________
_________________________________hereinafter referred to as the SECOND PARTY;
WITNESSETH
Whereas, the FIRST PARTY pursuant to one of its functions as an agency, shall pro-
vide financial assistance to support research and development activities that will contribute to the
institutional, economic and industrial development of the FIRST PARTY and the country;
Whereas, the purpose, objectives and significance of the projects to be undertaken, un-
der this Agreement, is in line with its thrusts to contribute significantly to the advancement the
institution and the country;
Whereas, the Project/s under this Agreement has been thoroughly evaluated by the
Evaluation Committee and Research Council during its meeting on ___________________;
Whereas, the SECOND PARTY is willing and capable to render his/her services as
regular, temporary or contractual faculty researcher;
NOW THEREFORE, for and in consideration of the above premises and covenants
hereinafter set-forth, the parties hereby agree to the following terms and conditions:
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Research and Development
2.2. The FIRST PARTY shall PAY the SECOND PARTY a monthly rate of
___________ as salary/compensation for services rendered, subject to existing
accounting and auditing rules and regulations;
2.3. That the release of honorarium shall be based on the hours rendered per month
prorated based on the monthly salary and accomplishment of physical targets;
2.4. That the FIRST PARTY shall allow the SECOND PARTY a reduction of teaching
load in accordance to his/her qualification level, academic and administrative posi-
tions;
2.5. That the FIRST PARTY shall provide technical assistance relevant to the achieve-
ment of the objectives;
2.6. That the FIRST PARTY shall provide assistance in coordinating with other govern-
ment agencies in matters requiring attention or cooperation in so far as these are
relevant to the project and within the FIRST PARTY’s capability.
3.1. The SECOND PARTY shall exert all efforts to attain the project objectives during
the entire duration of this contract as specified in the approved research proposal as
_________________________(Program Leader, Project Leader, Project Staff
Level, or Project Support Staff) Level _________ (I, II or III);
3.2. That the SECOND PARTY shall allot six (6) hours per week for the implementa-
tion of research activities, and shall inform and provide the Research Office of his
or her schedule for the semester to which the research project shall take into imple-
mentation;
3.3 That the SECOND PARTY shall not accept any teaching load over and above the
prescribed load for faculty researchers, with full knowledge that having overload
units for instruction defeats the very purpose for which they were given reduced
teaching load;
3.4. That the SECOND PARTY shall submit to the Research Office the following:
3.4.1. The Terminal Report in six (6) copies: Four (4) hard copies and two (2)
electronic copies using the prescribed format indicated in the Research Man-
ual within thirty (30) days after completion of the project;
3.4.2. The Terminal Audited Financial Report with cleared Account Payables in three
(3) copies using the prescribed format in the Research Manual within thirty (30)
days after completion of the project. The Terminal Audited Financial Report
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Research and Development
shall reflect all disbursements made out of the funds herein granted, duly
certified by the Accounting Officer and audited by the Internal Auditor of the
FIRST PARTY.
3.4.3 Make an oral presentation of the results to the Research Council or during the
Research Forum after acceptance of the Terminal Reports;
That the SECOND PARTY shall be entitled to reimburse necessary expenses for the
conduct of the approved research. Such expenses should be clearly indicated in the
Line-Item Budget of the approved Work and Financial Plan;
That the SECOND PARTY shall not be permitted to accept any fellowship, scholarship
or training grant, or leave his station for more than fifteen (15) consecutive days
during the course of the project without notifying the Research Office and desig-
nating a replacement in his/her absence.
The FIRST PARTY is in no way under obligation to grant pension or gratuity to faculty
researcher retiring or laid off in the course of or after completion/termination of the
Research Project.
All non-expendable materials and properties purchased out of funds granted by the
FIRST PARTY for the projects shall exclusively belong to the FIRST PARTY.
Ownership of the research project output shall be in accordance with the existing poli-
cies on Intellectual Property Rights (IPR) of the University, and, whenever appli-
cable, the Implementing Guidelines for Technology Transfer, Utilization and Com-
mercialization.
Should a project extension and or realignment of funds be deemed necessary, the SEC-
OND PARTY shall inform the Research Office and request for its approval to the
University President.
That this contract shall be subject to existing rules and regulations of the University,
relevant thereto, and such others as may be promulgated from time to time;
That the contract can be pre-terminated by the FIRST PARTY with five days notice, if
in its judgment, the SECOND PARTY is not complying with the terms and condi-
tions of this contract;
That the SECOND PARTY cannot pre-terminate this contract, except in fortuitous
events, without the approval of the FIRST PARTY, otherwise the SECOND
PARTY shall be liable for damages for BREACH OF CONTRACT in accordance
to the following:
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Research and Development
14.1 The manner and duration of payment shall be determined by the FIRST PARTY, con-
sidering all the attending circumstances.
IN WITNESS WHEREOF, the parties have hereunto signed this agreement this _________ day of
____________________, 20___ at Batangas City, Philippines.
_____________________________ _______________________________
ACKNOWLEDGMENT
Name Competent ID
Dr. Nora L. Magnaye ________________________________________________
_________________ ________________________________________________
known to me and to me known to the same persons who executed the foregoing instrument and they
acknowledged to me that the same is their free act and deed.
This instrument consisting of three (3) pages including this page where the acknowledgment is
written had been signed by the parties together with their instrumental witnesses in each and every page
hereof.
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Research and Development
Attachment V
This Agreement made and entered into this __ day of _____, 2012 in Batangas City, Philippines,
by and between:
The _____, with office located at _____, herein represented by
________________________;
- and -
BATANGAS STATE UNIVERSITY (BatStateU), a state university, with
official address at Rizal Avenue, Batangas City herein represented by its
President, DR. NORA L. MAGNAYE, hereinafter referred to as the Univer-
sity;
WITNESSETH:
WHEREAS, ___________________________________________
WHEREAS, ___________________________________________
NOW, THEREFORE, for and in consideration of the above premises, the parties agree as
follows:
1. ___________
2. ___________
GENERAL PROVISIONS:
1. ___________
2. ___________
IN WITNESS WHEREOF, the PARTIES hereto have affixed their signatures on the date and place
indicated.
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Batangas State University
Batangas City
Attachment VI
WORK PLAN
Research and Development
Project Title:
Total Duration (in months): ____________ Planned Start: Planned End:
Y1
Activities or
Objectives Expected Output * Workplan M1 M2 M3 M4 M5 M6 M7 M8 M9 M10 M11 M12
Prepared by:
Project Leader Project Staff Project Staff Project Staff Project Staff
Recommending
Noted by: Approval by: Approved by:
Assistant Director Director for Research Vice President for Research, Development & Extension
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Research and Development
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Batangas State University
Batangas City
Attachment IX
VP RDE
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Research and Development
Attachment X
LINE ITEM BUDGET
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Research and Development
___________________________
Dean
Approved by:
___________________________
University President
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Research and Development
Attachment XI
TERMS OF REFERENCE
Project Title:
Implementing Agency:
Name:
Position:
Program / Project Involvement:
Responsibilities
1.
2.
3.
Name:
Position:
Program / Project Involvement:
Responsibilities
1.
2.
3.
Name:
Position:
Program / Project Involvement:
Responsibilities
1.
2.
3.
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Research and Development
Attachment XII
TERMINAL REPORT
I. Cover Page
Title
Author/s
Faculty name, rank, campus, college
Duration
Budget/Funding
VII. Conclusions
VIII. Recommendations
IX. Bibliography
*Font- Arial,
*Font size 12
*Paper size- A4
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Batangas State University
Batangas City
Attachment XIII
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Monitored by: ____________________________________
Research and Development
Attachment XIV
I. Title:
II. Researcher/s:
III. Duration:
IV. Budget
V. Funding Agency:
VI. Introduction
VII. Objectives
VIII. Methodology
X. Literature Cited
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Attachment XV
Research Project:
Project Duration: Budget:
OBJECTIVES
ACTIVITIES UNDERTAKEN
SIGNIFICANT OUTPUT
Prepared by:
Name Signature
Research Project Position:
Date: Time
Duration:
Verified by:
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