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Individual music therapy for agitation in dementia: an exploratory randomized controlled trial
Hanne Mette O. Riddera*, Brynjulf Stigeb, Liv Gunnhild Qvaleb and Christian Goldb
a
Doctoral Programme in Music Therapy, Department of Communication & Psychology, Aalborg University, Aalborg Øst, Denmark;
b
Grieg Academy Music Therapy Research Centre (GAMUT), University of Bergen and Uni Health, Uni Research, Bergen, Norway
(Received 3 November 2012; final version received 22 March 2013)
Objectives: Agitation in nursing home residents with dementia leads to increase in psychotropic medication, decrease in
quality of life, and to patient distress and caregiver burden. Music therapy has previously been found effective in treatment
of agitation in dementia care but studies have been methodologically insufficient. The aim of this study was to examine the
effect of individual music therapy on agitation in persons with moderate/severe dementia living in nursing homes, and to
explore its effect on psychotropic medication and quality of life.
Method: In a crossover trial, 42 participants with dementia were randomized to a sequence of six weeks of individual
music therapy and six weeks of standard care. Outcome measures included agitation, quality of life and medication.
Results: Agitation disruptiveness increased during standard care and decreased during music therapy. The difference at
!6.77 (95% CI (confidence interval): !12.71, !0.83) was significant (p ¼ 0.027), with a medium effect size (0.50). The
prescription of psychotropic medication increased significantly more often during standard care than during music therapy
(p ¼ 0.02).
Conclusion: This study shows that six weeks of music therapy reduces agitation disruptiveness and prevents medication
increases in people with dementia. The positive trends in relation to agitation frequency and quality of life call for further
research with a larger sample.
Keywords: agitation disruptiveness; psychotropic medication; quality of life; person-centered care; caregiver burnout
general, are sometimes prescribed to persons with demen- Cochrane review was too poor to draw conclusions (Vink,
tia with ‘the only aim to dampen the activity without con- Bruinsma, & Scholten, 2011).
sidering the cause’ (Melin & Olsen, 2006, p. 115). High The literature shows promising results in the use of
levels of agitation are described to be significantly associ- music therapy for reducing agitation; however, with meth-
ated with low levels of quality of life (Samus et al., 2005; odological challenges in relation to sample size, outcome
Wetzels, Zuidema, de Jonghe, Verhey, & Koopmans, measures, population characteristics and standardization
2010), and the use of psychotropic medication is associ- of the music therapy treatment, further research is called
ated with reduced quality of life (Ballard et al., 2001). for. Randomization procedures and blinding of treatment
With regard to the severe side effects of psychotropic are requested in high-quality studies, but these are compli-
drugs, specifically antipsychotics, psychological interven- cated in relation to psychosocial interventions carried out
tions and staff-training programs should be applied in the in cultures of care with close interaction between partici-
first place (Ballard et al., 2009; Guthrie, Clark, & McCo- pant, caregiver and therapist. In this study we suggest a
wan, 2010; Seitz et al., 2012). pragmatic randomized controlled trial (RCT) that is pri-
People with dementia have impairments that influence marily designed to determine the effects of the music ther-
perception, attention, memory and social engagement, and apy intervention under the usual conditions in which it is
interactions that involve music could be ways of compen- applied in the clinical reality (Rolvsjord, Gold, & Stige,
sating for, or bypassing, those impairments and thus lead 2005; Thorpe et al., 2009). The study examines individual
to decreases in agitation. Music increases engagement and music therapy on agitation frequency and agitation disrup-
engagement duration, specifically in ‘one-on-one social- tiveness in persons with moderate to severe dementia, liv-
izing’ (Cohen-Mansfield et al., 2011, p. 863). The ‘Sound ing in nursing homes, and additionally explores its effects
Training for Attention and Memory’, a manualized music- on psychotropic medication and quality of life.
⼀
criteria for participants were: (1) nursing home resident 30 minutes per participant) for proxy interviews. The
with moderate to severe dementia, (2) diagnosis of interviews were carried out via phone, with a researcher,
dementia stated in medical journal, (3) referral to music who was blind to the treatment, asking the proxy respon-
therapy in accordance with the established referral proce- dent to rate the outcome measures (CMAI and ADRQL).
dures, (4) symptoms of agitation and (5) completion of All nursing homes already offered music therapy as part
consent procedures. Demographic data were obtained of their facility treatment; some with the music therapists
from contact staff with information on health and symp- employed as an external consultant, some with the music
toms, and included diagnosis, somatic symptoms, health therapists as an integrated part of the interdisciplinary
status, aids, activities of daily living, language function, team. Many of the music therapists offered milieu thera-
participation in activities and social networks, length of peutic services as well. The three proxy interviews for
stay at nursing home, reason for referral to music therapy, data collection took place on the same day for each partic-
and finally, scores on cognitive functioning, mini-mental ipant pair. The time points for data collection and the
state examination (MMSE) (Folstein, Folstein, & music therapy sessions were scheduled so they did not
McHugh, 1975) and global deterioration staging (GDS) collide with planned breaks and holidays.
(Reisberg, Ferris, de Leon, & Crook, 1982). In order to
inform the music therapist about the participant, informa-
tion on life-story was obtained from journal or from rela- Music therapy interventions and control
tives. For participants with an expected low MMSE score
due to severe dementia, the assessment was done by con- Individual music therapy was given biweekly over a period
tact staff and as such carried out as a proxy rating. Each of six weeks, altogether 12 sessions, by clinicians with
nursing home registered pairs of participants who fulfilled approved university training in music therapy, dedicated to
eligibility criteria, and who were ready to start with music follow the ethical codes for the music therapy profession in
therapy in Week 1, or in Week 8 if randomized to standard their country, which includes professional supervision of
care first. The music therapy treatment for this study was the clinical work. Entry level for the music therapy profes-
offered as a part of daily clinical practice and conse- sion in Denmark and Norway is a five-year university edu-
quently it had to be possible for the music therapists to cation leading to a Master’s degree. The music therapists
schedule the biweekly individual sessions within their were members of their national networks of music therapy
daily working routines. For all music therapists this in dementia care where teaching and discussion of best
required some change, for example, if they normally only practice and theoretical foundation were an important part
worked with groups, if individual music therapy was usu- of the meetings. Participants assigned to the control group
ally offered weekly, and/or for longer periods. Even received standard care in the nursing home. For some par-
though 14 nursing homes agreed to participate in the ticipants this meant that they continued in, for example,
study, and no participants reclined, only a relatively small group sing-along sessions as usual. Treatment fidelity for
number of participants were enrolled, because data collec- the individual music therapy was assessed as follows: after
tion was time consuming and demanded careful planning. each session the music therapist completed a one-page
Randomization was possible through the pairing of par- form including a decision tree that, on a four-point scale,1
ticipants, where one participant would start while the other mapped the use of the following five types of activity:
received standard care as usual. Each participant was regis- 個vocal or instrumental improvising (either ‘free’ improvisa-
tered with a code, to be used by the researchers for further tion or based on songs/melodies), ② singing (to well-known
data administration. The randomization was carried out songs, unknown songs or pre-recorded music), ③dancing/
immediately after baseline data collection, using a con- moving (to live or pre-recorded music),④ listening (to live or
cealed sequence procedure. This was done by the research- pre-recorded music), and ⑤ other activities (talking, going for
ers (HMOR in Denmark and LGQ in Norway), and a walk, etc.). The overall aim of the music therapy was to
witnessed and signed by a third party (a university secre- facilitate initiative, engagement, self-expression and mutual
tary or a colleague not involved in the study). The understanding (Ridder, 2011), and hereby fulfill psychoso-
researchers gave the result of the random allocation cial needs through positive person work and by enhancing
directly to the music therapists without involving staff. personhood (Kitwood, 1997). This person-centered2 and
With this simple sampling strategy, conditions regarding relational approach was familiar to the clinicians through
the nursing home setting and music therapy were matched, seminars, workshops and supervision, and was integrated
whereas conditions regarding, for example, diagnosis, gen- with various therapeutic techniques. The clinicians read
der and severity of dementia, were not controlled for. Dur- and discussed texts that offered a theoretical understanding
ing proxy interviews, researchers and staff were instructed of music therapy in dementia care, and they were familiar
to regard only the past week, and not to address any partic- with the theoretical concepts and understandings of com-
ipation in music therapy the weeks previous to this. municative musicality, acoustic cuing techniques, musical
regulatory elements, and social engagement (Ridder, 2003,
2007, 2011). The clinicians were instructed to be aware of
The nursing home setting a least three different ways of applying music in therapy
with people with dementia: (a) catching attention and creat-
The nursing homes signed the collaboration agreement ing a safe setting, (b) regulating arousal level to a point
and contributed to the study by allowing time (three times, where self-regulation is possible and (c) engaging in social
670 H.M.O. Ridder et al.
communication in order to fulfill psychosocial needs & Kasper, 2009). The research assistants watched the
(Ridder, 2011). Even if this study was measuring agitation, training DVD on ADRQL, read the accompanying mate-
music therapy was not focused on decreasing agitation. rial, the interview guide, and familiarized themselves with
Music therapy and agitation were assumed to be linked in each item of the questionnaires as well as the overall pro-
a way that a decrease in agitation can be explained as a cedure. Both versions of CMAI and ADRQL were adapted
measurable ‘side effect’ of having psychosocial needs met. for this study in that the proxy respondent was asked to
consider only the previous week, and not the two previous
weeks, which is the standard in both tools.
Outcome measures
Effects of music therapy on medication were analyzed consent was signed by relatives). Before baseline data col-
as dichotomous variables (increase versus no increase). lection three participants withdrew: one participant was
We used McNemar’s x2 test to determine whether hospitalized and dropped out before randomization, mak-
increases in medication occurred more often during music ing it possible to recruit a new participant for the paired
therapy or during standard care. Like for the continuous randomization procedure. After the baseline data collec-
variables, sensitivity analyses were performed as LOCF tion 42 participants were randomized to either standard
(i.e., assuming no change in medication where information care first (n ¼ 21) or music therapy first (n ¼ 21). See
was missing). An additional sensitivity analysis was per- flow diagram, Figure 1, for details.
formed assuming the negative outcome (i.e., an increase in
medication) where the information was missing.
Baseline characteristics
Medication, % n n
Any psychotropic medication 15 71% 15 71%
Antipsychotics 7 33% 8 38%
Antidementia medication 9 43% 8 38%
Note: ap: Mean difference t-test #p < 0.05.
for equality of means between the two groups (see participants’ own living room. In the sessions, the partici-
Table 1). There were no significant differences between pant and/or music therapist were ‘singing’ (26% of the
groups in relation to age or outcome measures (CMAI time) and doing ‘other activities’, e.g., going for a walk or
and ADRQL); however, there was a significant differ- talking (26% of the time). The participants would listen to
ence in relation to MMSE, the group allocated to stan- the therapist making music or listen to music, together with
dard care first showing a significant lower mean score in the therapist (24% of the time), and they would, on aver-
cognitive functioning. It is relevant to notice that this dif- age, be dancing/moving to music improvising for the
ference is not reflected in the score on the global deterio- remainder of time (16% and 7%, respectively). None of the
ration scale or in relation to agitation and quality of life, music therapists were registered as having little experience
and we therefore conclude that the groups at baseline in working as music therapists or as newly educated. How-
were equal at a fairly acceptable level and could be used ever, 11 (29%) had only little experience working in
for further analysis. dementia care, but were experienced from working with
Further details on the demographic data showed that other client groups. The majority (45%) were experienced
the majority of the participants had lived in their respec- music therapists in dementia care, having worked 1–5 years
tive nursing homes for several years, with 2 years and in the field, and 26% were highly experienced music thera-
4 months as the mean time. Only 10% of the participants pists having worked for more than 5 years in the field.
had lived at the nursing home for less than 6 months. Con-
sidering the proxy staff members who scored the primary
outcome measures, 24% of these had only known the par- Case example
ticipant for less than half a year, whereas only 29% had
known the participant for more than two years. The data Each music therapist completed a report of the music-
collection was done by one proxy rater in 81% of the therapy course where they gave information about their
cases, but in eight of the cases (19%) a different staff own qualifications, the participant’s needs and problems,
member served as proxy rater at the second or third data- the therapy process, their reflections on clinical method,
collection point. The majority of the participants were evaluation, and further comments. In order to provide
diagnosed with dementia of Alzheimer’s type (40%) or some qualitative description of the characteristics of the
dementia without any further specification (38%). The music therapy offered, we will add a case description of
rest (22%) were diagnosed with more atypical types of Mrs M. who is 85 years old and diagnosed with vascular
dementia (vascular or mixed dementia, alcohol-induced dementia (GDS: 6; MMSE: 10). The description is based
dementia, Lewy body dementia or frontotemporal demen- on a short excerpt of the clinical notes from the Danish
tia) and were all but one randomly allocated to music ther- music therapist Lise Høy Laursen. The notes are short-
apy first. ened, slightly revised and anonymized.
328.96 (80.57)
17.22 (10.7)
being Amazing Graze. She is reluctant, seems not to know
28 (18.15)
M (SD)
what to do, though she soon realizes that I do not demand
MT first
anything of her. She starts listening to the music, and now
and then she joins in singing. In the next sessions she
starts telling about her day and about those things she
does not understand. The narratives are difficult to follow,
but there is no doubt that they are negative and about not
18
18
18
14 weeks
n
trusting others. I listen, and respond by showing my
understanding; I do this with my music instead of using
words.
26.09 (13.54)
330.09 (71.42)
12.59 (8.17)
M (SD)
In the following sessions she clearly becomes more confi-
SC first
dent, and she smiles and waves at me when she sees me.
She often comments the songs in a positive manner and
now, also shows initiative to play on the instruments that I
bring (guitar and drum). We play children’s songs and
improvise. After she has played music she laughs and
17
17
17
n
seems proud.
29.05 (15.98)
333.26 (62.57)
15.65 (11.8)
When the 6 weeks of music therapy are close to ending,
M (SD)
her carers tell me that she is less aggressive, she seems
MT first
happier and smiles more often. They notice that the music
calms her down and ask for a CD with our music, so that
they can use it when I stop with the sessions. They con-
tinue to use the CD and tell me that when Mrs M. is agi-
tated, she calms down when she listens to our recorded
20
20
20
n
7 weeks
songs.
32.12 (13.98)
20.81 (14.32)
315.66 (76.46)
Effects of music therapy on agitation and quality of life
M (SD)
SC first
The primary outcomes in relation to agitation and quality
of life are reported in Table 2 and illustrated graphically
in Figure 2. Table 3 reports the analysis of change during
music therapy and standard care. During standard care the
21
21
21
n
frequency of agitation (CMAI-fr) slightly increased (0.46)
whereas it decreased during music therapy (!2.96), so
30.21 (12.66)
334.14 (57.36)
15.71 (8.15)
that the difference between change in music therapy and
M (SD)
Figure 2. Mean scores for Agitation frequency (CMAI-fr), Agitation Disruptiveness (CMAI-di) and Quality of Life (ADRQL) during
music therapy or standard care.
the process of establishing the therapy and the trial. Sec- registered at baseline and again in Week 14. In this period
ond, the patterns of change during standard care did not there was no change in psychotropic medication for 48%
seem to depend strongly on the sequence in which the of participants. For seven participants (17%) an increase
standard care was received. Little change during standard in psychotropic drugs was registered during standard care
care was seen in agitation frequency and quality of life, (a period of nine weeks). No increases were registered
and a tendency of deterioration in agitation disruptiveness, during music therapy (a period of six weeks). For seven
regardless of the period in which standard care was participants (17%) information on medication was incom-
received. This suggested that any carry-over effects were plete. Out of these a reduction in medication was regis-
also small. tered for three participants, but with no information on the
dates for reduction wherefore it could not be stated if this
occurred during standard care or music therapy. For two
Effects of music therapy on medication participants (5% of the total group) a reduction in psycho-
tropic medication was registered during music therapy.
Participants in this study were referred to music therapy Antidementia drugs (Donepezil, Memantine or Rivastig-
mainly due to agitation and 71% were prescribed psycho- mine) were prescribed to 17 participants (40%), and were
tropic medication. Of those who were prescribed psycho- increased during standard care for two participants and
tropic medication 13 were only prescribed one decreased during music therapy for one. In two of these
psychotropic drug, and 18 were prescribed a mixture incidences it was followed by changes in psychotropic
of 2–4 different kinds (e.g., Citalopram, Risperidone, medication as well.
Tolvon, Quetiapine and Oxazepam). Antipsychotics were Increases in psychotropic medication occurred signifi-
prescribed to 36% of the participants. Medication was cantly more often during standard care than during music
Agitation frequency !2.96 0.46 !3.41 (!11.18, 4.36) !0.21 (!0.67, 0.26) 0.378
(CMAI-fr)
Agitation disruptiveness !3.51 3.26 !6.77 (!12.71, !0.83) !0.50 (!0.93, !0.06) 0.027#
(CMAI-di)
Quality of life (ADRQL) 10.42 !5.88 16.3 (!26.02, 58.62) 0.19 (!0.30, 0.69) 0.439
#
Note: p < 0.05. p-values are from paired t-tests. Effect sizes were calculated by dividing the difference from this table by the standard deviation at base-
line from Table 2.
Aging & Mental Health 675
therapy (McNemar’s x2 ¼ 5.14, df ¼ 1, p ¼ 0.02). The The sample size for this study was small with only
same result was obtained in the sensitivity analyses 42 participants and the study as such had limited test
assuming either no change or negative outcome for miss- power; nevertheless significant results were found. A
ing data. It also remained significant in the per-protocol larger sample is needed for clarifying the effect of agita-
analysis excluding participants who received fewer than tion frequency and quality of life, the difference between
eight sessions (p ¼ 0.02). Other types of medication were standard care pre/post music therapy, and also for allow-
changed too rarely to reach statistical significance. No ing subgroup analyses to understand more about how
adverse events were observed during the study. music therapy works.
issues (number of sessions, session length, intensity of Gl. Kolding; Plejecenter Lundehaven, Skovlunde; Plejehjem-
sessions) and recommendation for specific music ther- met Salem, Gentofte.
apy approaches and techniques. In this study singing 5. Aukraheimen, Aukra; Bergen Røde Kors Sykehjem, Bergen;
Bjørgene Omsorgs- og Utviklingssenter, Haugesund; Furuset
played an important role in the therapy but it was not Sykehjem, Oslo; Førde Helsetun, Førde; Lambertseter Alders-
clear whether this was for all participants or for certain og Sykehjem, Oslo; Lilleborg Sykehjem, Oslo; Løvasen
$
$
subgroups, such as those who suffered from severe Sykehjem, Bergen; Nygard Sykehjem, Vestfold; Søbstad
dementia. Sykehjem, Oslo.
Although this study investigated individual music 6. Anette Moltubakk, Bente Laurbjerg Knudsen, Berit Bøysen,
Frode Aass Kristiansen, Kaja Enge, Kathrine Dahle, Kristi
therapy, it is most commonly practiced in group, commu- Stedje, Lise Høy Laursen, L"rke Formann, Marianne Lie
nity and care settings. In future studies it would be rele- Eide, Olaug Sandve, Silje D"hli, Simona Fraas Johnsen,
vant to also document the effect of music therapy as a Solgunn Knardal, and Susanne Brødsgaard.
systemic and integrated approach that is explicitly based
on interdisciplinary collaboration (Stige & Aarø, 2012).
Individual music therapy is not successful unless thera-
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