Professional Documents
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Title Pages
Rajan Gurukkal
Published in India by
Oxford University Press
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Title Pages
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Dedication
(p.v) Dedication
Rajan Gurukkal
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Preface
(p.ix) Preface
Rajan Gurukkal
This book seeks to provide a brief account of the history and theory of
knowledge production, notwithstanding the vastness of the subject. Of the two
constituents of the theme, ‘history’ and ‘theory’ of knowledge production, the
first is amazingly vast at the outset, for it may presuppose a chronological
sequential narrative about major items of knowledge and their authors,
demanding an encyclopaedic approach. Joseph Needham’s Science and
Civilization in China, dealing with the history of scientific knowledge, or Charles
Van Doren’s A History of Knowledge: Past, Present, and Future, dealing with
5,000 years of human wisdom, come to our mind when we think of writing a
book like the present one. Nevertheless, this project is not to present the history
of knowledge in the form of a history of intellectual formation or history of ideas,
for, unless specified in time and space, such attempts are also too vast for a
small introductory book like this. It is a textbook of historical epistemology,
which, in spatio-temporal terms, historicizes knowledge production and
contextualizes methodological development.
What subject matter should go into the making of the book has been influenced
and prompted by the academic requirement of the beginners in the field of
research or knowledge production. Naturally, the principal objective is to make
researchers or producers of knowledge conversant with the significant elements
that underlie (p.x) the history of knowledge. These elements constitute
contemporary compulsions that make and shape knowledge. Understanding
what they mean and how they work is essential to prepare researchers to be
self-consciously realistic about the socio-economic and cultural process of
knowledge production. They should know at least tenuously what forces
engender knowledge and how certain forms of it acquire precedence over the
rest and why. What the book addresses itself is the historical process of the
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Preface
social constitution of knowledge, that is, the social history (however tentative it
may be) of the making of knowledge.
I was fascinated by the idea of a book like this during my stay in the campus of
the Indian Institute of Science (IISc), Bengaluru, India, where I was
Soundararajan Chair Visiting Professor at the Centre for Contemporary Studies
(CCS) during 2008–9, giving lectures as part of the centre’s open course in
knowledge production. Although I had started the work at that time, I was
seriously at it since 2012, when I was in the same chair again. Most parts of the
book were lectured at the centre during 2014–16.
It would not have been possible for me to do this book but for the unstinting
academic patronage of Raghavendra Gadagkar, chairperson of the CCS. I am
obligated to P. Balaram and Anurag Kumar, during whose tenures as the director
of the IISc I was granted visiting professorship at CCS. I am thankful to Amrita
Shah, Bitasta Das, and Uday Balakrishnan for all their immense help and
encouragement as my colleagues at CCS.
Rajan Gurukkal
Bengaluru, India
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Introduction
Introduction
Rajan Gurukkal
DOI:10.1093/oso/9780199490363.003.0001
Keywords: knowledge production, technology, methodology, theory, history, homo habilis, mesolithic
people, neolithic revolution, ceramics, weaving
At the outset, one thing that the book seeks to render explicit is the need to
theorize the history of knowledge production. This demands an overview of the
compelling features that necessitate theorization. The first and foremost feature
that makes theorization inevitable is the baffling antiquity of knowledge—the
antiquity as old as human beings themselves. Naturally, it is amazingly extensive
too. Knowledge production being an incessant activity integral to the biological
properties of the Homosapien-sapiens, the size of the accrued knowledge is
inestimably vast. However, most of this very ancient corpus of knowledge is
irrecoverably lost. What has survived to our times is an assortment of fragments
belonging to disparate periods. Depending on the ‘out of Africa’ thesis about
human origins widely accepted in the light of fossil-relics studies of the last
century and the mitochondrial DNA studies of recent times, we locate the
beginnings of knowledge in North Africa, to be precise, Olduvai George of the
Lake Rudolf region in Kenya (see Table 1.1).
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Introduction
Knowledge of flaking stone pebbles and shaping animal bones into tools goes
back to 3.5 million years before present (BP), as Potassium-Argon dating of
Homo habilis fossil relics from Lake Rudolf in Kenya shows. Homo sapiens of the
same place knew the technology of the production of fire 1.5 million years BP.
These (p.2) people, who spread all over the world through western Asia, seem
to have acquired the knowledge to build a hut by 500,000 years BP as relics
from Japan suggest. Homo erectus over 70,000 years BP in Germany had
knowledge of the construction of crude burial monuments. Mesolithic people
had practised painting, the earliest survival of which at El Castillo Cave
paintings in Cantabria, Spain, goes back to 40,000 years BP. Drawings of the
moon as a few sets of crescents in an order of varying sizes, seen on certain
animal bones collected from some of the Mesolithic sites in France and Germany,
show awareness of the lunar cycle.
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Introduction
Often, new knowledge replaced the old, indeed with continuity, changes, and
ruptures, leaving traces of genealogy in the bewildering ensemble of fragments.
Knowledge had no codified existence for many centuries and what has survived
to the present day remains embedded in archaeological objects relating to past
practices. In societies of literacy, knowledge is codified but with a variety of
hurdles in the path of comprehension, such as multiplicity of forms, cognitive
encounters, and contestations among them, genealogies and ruptures,
embedded and explicit existence, knowable and unknowable properties, and so
on. They are direct and indirect, sui generis and diffused, simple and complex,
orderly and disorderly, stochastic and synergistic, and so on. There is synthesis
and aggregation, besides the problem of elusive circulation, dialectical
expansion, and mutual nullification. All this makes the history of knowledge
baffling and unwieldy, necessitating theorization.
Methodology
Scholars have vainly thought about the methodology of intellectual history and
published several texts, but hardly with anything new or (p.4) specific about its
logic.1 Interdisciplinary studies having exposed the claims of discipline-based
methodology as baseless and illogical, the discussion of the history of ideas as a
distinct discipline has no relevance. This is true of philosophers who have
discussed the history of knowledge as historical epistemology and published
studies about it, but with little or no contributions to methodology.2 Since
knowledge cannot have a history of its own independent of social history, there
is no point in searching for any special methodology for doing history of
knowledge. Hence, the methodology followed in the present study is historical,
of which historical materialism stands out distinctly for explanatory depth.
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Introduction
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Introduction
Contents
Made up of seven chapters, including ‘Introduction’, the book primarily resorts
to the secondary source material and deals with most of the key topics coming
under the overall theme. However, the discussion of the homology between the
social formation and the knowledge form, which has to provide illustrations, is
based on the (p.7) primary source, but confined to the Indian system, in
original or in translation as permitted by the technical competence of the
present investigator. In that sense, the role of the primary source is
supplementary and confined to the study of a few specific instances by way of
illustrations. Although India and China are specifically focussed on in a chapter,
the purpose is only to trace the non-European roots of systematic knowledge
production. Therefore, there is no attempt at narrating the entire history of
knowledge in the country from the earliest to the present. We have not
attempted to study the history of knowledge production during the colonial
times on the assumption that no new specialized systems of knowledge
independent of the European emerged during the period.
Almost all systems of codified knowledge either got retarded or ceased to grow
further under the colonial rule due to various reasons. In India, caste, as well as
gender discrimination and exclusiveness, was the major and most well-known
reason. Colonial juridico-political measures against village crafts such as textile
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Introduction
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Introduction
As in the case of any other place on the Earth, the primeval context of
knowledge production in the non-European world, especially in ancient India
and China, was that of subsistence as well as survival and, naturally, the
knowledge related to subsistence tools for hunting, gathering, and agriculture as
well as weapons for defence. The survival strategies involved knowledge of
magic, medicine, and architecture too, which was a combination of rational and
irrational explanations even in the case of technology. Naturally, knowledge
included aspects of eschatology, theology, philosophy, theory, art, aesthetics,
amusements, and games. It is this historical scenario that the third chapter
seeks to address by tracing the non-European roots of specialized knowledge
production in the ancient times as illustrated by the (p.9) civilizations of the
Indian and the Chinese regions. Examining the archaeology and ethno-
archaeology of the remains of the civilizations in the valleys of the Indus and
Yellow Rivers, we try and capture the earliest knowledge in craft production
technology like architecture, metallurgy, lapidary, and ceramics. Orally
transmitted Vedic knowledge, eschatology, metaphysics, grammar, phonetics,
astronomy, the post-Vedic systems of thought, Ayurvedic knowledge,
architecture, nature of metallurgical texts, the Indian and Chinese textual
traditions, and epistemological traces constitute other contents of the chapter.
Linguists the world over today recognize that the first ever accomplished state
of epistemology distinct for its aphoristic theorization, algorithmic computation,
and logical perfection was achieved in the production of knowledge about the
Sanskrit language, thanks to Pāṇini. Another major landmark in the history of
Indian epistemology was Nāgārjuna’s fourfold negation (catuṣkoṭī), namely
affirmation, negation, equivalence, and neither. Perfecting it as the rigorously
self-reflexive and extremely critical method of establishing the reliability of the
knowledge, Nyāya sets the final standard for every system of thought in India.
Ayurveda seems to have strictly adhered to it through its methodology of
tantrayukti (method of reasoning). However, it was sustained with greater
insistence on the production of proof in mathematical astronomy, which laid the
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Introduction
The reason for the discovery of calculus in a small region in Kerala during the
fourteenth to sixteenth centuries CE, which was characterized by agrarian
economy and hierarchical society, dominated by the Nampūtiri brāhmaṇa
landlords, has also been discussed in the chapter. Nampūtiris had socio-
economic as well as ritual reasons for acquiring knowledge in astronomy for
predicting seasons and eclipses. Since an eclipse could make a Vedic ritual
futile, bringing disgrace to its officiating priests and the patron, prediction of
eclipses was extremely important. Although there were professional astrologers,
it was the Nampūtiri brāhmaṇas who were experts in astronomy and in the
higher calculation required for setting the calendar called pancangaganitam
based on nakshatra-tithi-vārayogakaraṇa. The whole society was in need of the
calendar, not only for the knowledge about seasons, but also for fixing
auspicious moments (muhūrttam), about which people were obsessed. In short,
competency in mathematics, the most effective tool of astronomical calculation,
was indispensable.
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Introduction
to the Persian world and Europe through maritime traders and Jesuit
missionaries. Certain correspondences between Nīlakaṇṭha’s model of the
planetary motion and that of Tycho Brahe; between Jyēṣṭadēva’s formula
showing a passage to infinity and the formula of Pierre Fermat, John Wallis, and
Blaise Pascal; and between the results obtained by Bhāskara II’s continued
fractions and those of John Wallis’s are exciting. There existed no difference in
the epistemic parameters of mathematical astronomy of India and Europe in the
seventeenth century.
The chapter ends with a very concise discussion of the Chinese history of
knowledge systems across the material cultures there, starting from the Bronze
Age civilization and through the various periods like those of the Shang and
Zhou rulers, the battling chieftains, and the Qin, Han, and Tang rulers, to the
Song kings. Production of codified knowledge in China began during the period
of battling chieftains and the thrust was naturally moral principles and
metaphysical cosmology, attested by Yijing, or the book of changes. Inherited as
oral tradition, moral principles comprised of old poetry, juridico-political ideas
from the speeches of Zhou rulers, and historical chronicles. These were redacted
and interpreted by Confucius into a moral way of life. Chinese knowledge
remained largely uninfluenced by the outside world other than the Indian
subcontinent. Indian thoughts, particularly Buddhism, had significantly impacted
Chinese cosmology based on Taoism.
Astronomical observations by the Chinese astronomers from the Han and Tang
periods constitute a very valuable account that contains the world’s first record
of a supernova (SN 185) experience. As early as in 190 CE, Chinese
mathematicians had calculated the value of π up to the accuracy of five
decimals. The Tang period witnessed four great inventions, namely
papermaking, printing, the compass, and gunpowder. During the Song period,
knowledge in mining, metal smelting, bronze metallurgy, and minting coins had
(p.12) made considerable progress. There was advancement of knowledge in
healthcare, astronomy, mathematics, geology, architecture, statecraft, and
jurisprudence. King Su Song, a polymath himself, got an astronomical record
and a medical compilation prepared by a team of scholars between 1058 and
1061 CE. He also built at Kaifeng in 1088 CE a rotating astronomical clock
tower representing lines of celestial longitude, latitude, and various other
astronomical features. During the Song period, two more supernovas, one SN
1006, the brightest in history, and the other SN 1054, now the remnant known
as the Crab Nebula, were observed and recorded.
Shen Kuo, another polymath, wrote in 1088 CE a book Meng Xi Bi Tan, which
provides knowledge about various things such as fossils, geomorphological
features, landscape formation, natural phenomena, mathematics, astronomy,
woodcraft, and water-transport technology. He solved a few problems in
geometry and measured the lengths of arcs of circles, eventually providing the
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Introduction
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Introduction
four fundamental substances, namely the earth, water, air, and fire, were the
main architects of ancient Greek knowledge. This phase, largely of metaphysics,
dissolved itself into one of greater self-reflexivity and critical epistemology, as
represented by Socrates and Plato of Athens and Aristotle of Stagira, the three
most influential Greek philosophers.
Dealing with the onset of the Dark Age against the historical background of the
larger Asian intellectual contributions and the antecedents of knowledge
production in North Africa, the chapter goes into the contributions made by the
Achaemenid Persian Empire and its destruction by the Arab invasion. It then
reviews knowledge production in the Byzantine Christian monasteries where
Christian philosophers such as Anthemius of Tralles, John Philoponus, Paul of
Aegina, Venerable Bede, Rabanus Maurus, and others were engaged in studying
mathematics, astronomy, medicine, and mechanics. This is followed by a
discussion of the Arab Muslim engagement with the classical Greek and Hellenic
knowledge by way of translation, interpretation, and academic extension.
Drawing the broad contours of the Arab epistemology, the section shows how the
Arab scholars retained, improved upon, and carried forward the Greek
scholarship in different fields, enabling Europe to trigger the Renaissance
movement. It includes a review in recognition of the medieval Catholic scholars’
contribution to the growth of new knowledge in mathematics, astronomy,
mechanics, and philosophy, which also had a role in the intellectual preparation
for the onset of Renaissance in Europe.
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Introduction
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Introduction
A discussion of the rise of ‘new science’ and its impact on the production of
knowledge constitutes the sixth chapter. It starts with a concise review of the
features, dynamics, and process of knowledge production during the twentieth
century CE in the form of new inventions, discoveries, and logical thoughts,
which went into the making of the new science. Inventions and discoveries went
hand in hand, theorizing knowledge regarding the micro- as well as macro-
universes. Virtually illuminating the invisible universe of subatomic dynamics
through mathematical formalism and probability theory, rather than empiricism
based on instrumentation, a new kind of science began to take shape. A subtopic
the chapter discusses simultaneously is the rise of historiography of science as
an academic discipline, primarily (p.17) for the purpose of educating the youth
about the values of discoveries and inventions. Writing the history of science for
teaching it in universities had a humanistic goal, for science was understood as
the march of human progress and scientific values as the foundation of human
unity. The history of science written during the early decades of the twentieth
century CE was in the form of a compendium of discoveries and inventions in
their chronological order, intended to be demonstrative of human progress in
time and educative of scientific values. In the previous century, the purpose was
almost entirely philosophical and hence focussed on epistemological analyses of
scientific theories and their logical critique. That tradition was not entirely
discontinued during the twentieth century CE.
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Introduction
rigour, but a committed political engagement for social emancipation from the
clutches of theology and metaphysics.
Another aspect highlighted in the chapter is the context of World War II, which
had exerted enormous pressure on science and technology. Belligerent nation
states, as part of establishing their research enterprises for devising powerful
arms and ammunition, mobilized many scientists and technologists in
universities and institutes. This had led to a good number of new discoveries and
inventions, which could not only generate unprecedentedly destructive weapons
but could also revolutionize the technology of communication and transport. In
this connection, the War, the wartime growth of science and technology, and the
post-War diplomacy have been viewed as part of the capitalist need for
enhancing control over raw material and expanding the markets in order to
come out of the economic depression of the 1930s. At the end of the chapter, it
has been shown how, during the period, the domain of knowledge production got
largely divested of its epistemological criticality, not only due to the World War,
but also because of a series of path-breaking discoveries and inventions.
Exceptions to this were Thomas Kuhn’s social theoretical history of science
representing scientific revolutions as paradigm (p.18) shifts, Lakatos’s
historiographical meta-method of analysing scientific theories, and Murton’s
Puritan thesis explaining the genesis of scientific knowledge as social creation
through negotiation.
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Introduction
An important aspect that the chapter examines is the phenomenon of the science
of uncertainty giving birth to a technology of certainty, transforming the world
radically. In fact, it was a process of science turning into technology or science
and technology hybridizing each other. Several science-tech hybrid fields
emerged accordingly. This is the result of the capitalist economy’s dependence
on science and technology for using them as commodity and capital. Today’s
capitalism, technically called techno-capitalist global economy, is popularly
known as knowledge economy. Corporate houses have opened several huge
experimentalist institutions for the production of marketable knowledge through
research in the interface of science and technology. They are able to accumulate
enormous capital out of transactions of marketable knowledge, patents, and
intellectual property rights.
At the end, the chapter makes a review of speculative thoughts and imagination
about the dynamics of subatomic micro-universe as well as the mechanics of the
galactic macro-universe. Studies based on anthropic imagination have shown the
position of the Earth in the solar system and life forms there as an extremely
strange coincidence of multiple factors. According to many, it appears that the
universe is so constituted as to be suitable to have the evolution of life from its
unicellular state to that of a conscious human being. Some think about the
possibility of many Earth-like planets in the universe with lower and higher
forms of life. They imagine the possibility of using the higher and higher sources
of energy for evolving higher and higher forms of life outside the planet.
Imagining the ontological union between the macro- and micro-levels of
consciousness in the language of particle physics, many have generated a
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Introduction
Notes:
(1) For examples of such detailed discussions, see Mark Bevir. 1999. The Logic of
the History of Ideas. Cambridge: Cambridge University Press. Also, see Donald
R. Kelley. 2002. The Descent of Ideas: The History of Intellectual History.
London: Ashgate.
(2) Some of the scholars of historical epistemology have viewed conditions and
possibilities transcending social causes and biographical idiosyncrasies as
central. According to them, historical epistemology deals with the fundamental
concepts that organize the knowledge of different historical periods. They define
it as the knowledge area that introduces historical contingency into the ways of
understanding, which appear inescapable. See Jurgen Renn. 1996. ‘Historical
Epistemology and the Advancement of Science’, Max Planck Institute for the
History of Science, Reprint, 36, p. 4; Ian Hacking. 1999. The Social Construction
of What. Harvard: Harvard University Press, pp. 5–35. There is a clear
exposition of it in Lorraine Daston. 1994. ‘Historical Epistemology’, in James
Chandler, Arnold I. Davidson, and Harry D. Harootunian (eds), Questions of
Evidence, Proof, Practice, and Persuasion across the Disciplines. Chicago:
University of Chicago Press, pp. 275–83.
(3) See K. Marx. 1953. Grundrisse. Berlin: Marxist Internet Archive, p. 104. Also,
see the relevant extracts in E.J. Hobsbawm (ed.). 1964. Pre-capitalist Economic
Formations. London: Lawrence & Wishart, p. 12; B. Hindess and P.Q. Hirst.
1977. Pre-capitalist Modes of Production. London: Macmillan. pp. 10–11.
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Social Theory of Knowledge Production
DOI:10.1093/oso/9780199490363.003.0002
‘Know’ is the root from which the word ‘knowledge’ derives, denoting the action
of knowing or understanding something, although the linguistic and semantic
rationale of the end syllable remains obscure. It is well known that a human
being is a knowing animal, strikingly different from all other beings that are
sentient. Knowledge is the output of the knower’s cognitive activity and it
becomes an acquired property of embodied subjects who know not only the
knowable material fact around them but also the abstract truth about them, as
animals capable of knowing even about themselves.1 Here the knower is self-
conscious about the process of knowing and reflexive about the very urge to
know. In other words, a kowing animal is a being with self-awareness and is
often capable of wondering about oneself and about everything that catches its
attention. It is sensory perception interpreted by the brain at the instance of
previous experiences stored as memory that constitutes knowledge or
understanding. In self-awareness, everybody seeks to know about anything and
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Social Theory of Knowledge Production
methodology, Vico theorizes that in order to study a society’s history one should
go beyond the chronology of events and grasp the cultural traits of collective
existence called the ‘civil world’. Cultural traits comprise thoughts, ideas,
norms, myths, religious beliefs, rites, rituals, institutions, and actions, which are
generated by the mind as social, structurally contingent products. These have to
be analytically accessed, unlike the concrete physical world, for they are
abstract and unstable entities like the mind that generates them. A historical
perspective, which brings changes implicit in the individual and society, is
viewed as essential here. Vico’s focus is the dialectical relationship between
society and culture, which he thinks crucial in this historical perspective. It is
said that Montesquieu and Karl Marx were influenced by Vico’s conception of
cultural relativism and historicism.
Several thinkers of the seventeenth and eighteenth centuries had reflected upon
the question, but Auguste Comte (1798–1857 CE) was (p.27) the first to
attempt a systematic history and theory of knowledge.6 He made a three-stage
typology of knowledge forms and an order of their evolution in close
correspondence with the three stages in the evolution of social structures.
According to him, primordial society’s knowledge was theological, constituted by
irrational explanations based on supernatural powers and personified gods.
Knowledge in the society of a relatively advanced type was metaphysical,
consisting of explanations in the form of conceptual abstraction. In the most
advanced society, knowledge became philosophy, consisting of positivistic
explanations.
Marx theorized the genesis of ideas in the individual mind under the influence of
the incumbent’s class position and function as required by the mode of
production. He says:
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Social Theory of Knowledge Production
necessary to briefly state what the theory of social formation means and how it
helps us explain the structure and function of knowledge.
A host of American pragmatists such as C.S. Peirce (1839–1914 CE) and William
James (1842–1910) persisted in maintaining that thoughts and ideas in
themselves are bound by the social situation in which they originate. According
to these scholars, the socially designed ideas constitute the situation for
attempting their analysis against the homologous relations between the thinker
and thinker’s audience. Actually, a major social theory of knowledge was put
forward by Émile Durkheim (1858–1917), a French sociologist and Kantian
philosopher who is famous for his theories in various issues such as the family,
social structures, social institutions, political economy, and sociology of
knowledge. Social explanation is his principal hermeneutic framework for any
issue subjected to sociological analysis.
Two American thinkers, Thorstein Veblen (1857–1929 CE) and George Herbert
Mead (1863–1931 CE), have profoundly influenced the sociology of knowledge
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Social Theory of Knowledge Production
own, which may or may not suit the production of science. He argues that
certain specific types of knowledge are dependent on appropriate cultural
premises that alone would enable and promote scientific knowledge.
Most of the eminent social theorists either partly or fully accepted Marx before
they theorized the sociology of knowledge.16 Karl Mannheim (1893–1947 CE), a
German sociologist, ranks foremost among the Marxian social theorists, who
sought to theorize the social structural origins of knowledge. He combined
historical materialism and phenomenology in his studies of the sociology of
knowledge, with special focus on ideology and utopia.17 In the combine, he
sought to expand Marx’s theory preoccupied with the economic and class factors
as determinants of ideas, into categories such as generations, status groups, and
occupational groups. Mannheim defined the sociology of knowledge as social
theorization of ideas and generalized that knowledge or ideas of all types,
though in differing degrees, are ‘bound to a location’ within the social structure
and part of the historical process. Unlike Marx’s theory (p.32) implicates,
certain ‘detached intellectuals’ of today might attain ‘unified perspective’ not
bound by social structural determination. His methodological preoccupation was
to try and see whether empirical correlation existed between detached
standpoints and social historical positions.
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Social Theory of Knowledge Production
is not the state power that he means, but the ability of ‘X’ to control the action of
an unencumbered ‘Y’ in a relationship of domination. It is discursively
engendered power in the field where the subjects coexist and interact. Subjects
are individuals inserted into discourses through the demonstration of knowledge
that turns them into subjects. Production of knowledge and attribution of
authenticity to it is related to power, as exemplified by science, the discursively
authenticated form of knowledge. It is the pattern of organization of knowledge,
which he means by the manipulation of knowledge by power. Initially, he thought
about knowledge ordered by power into the discourse with an epistemic base or
discursive formation of epochal dimension, delimiting the thought. Later, he
conceived the coexistence of multiple discourses manipulating people’s subject
positions through ‘technologies of power’ and ensuring certain determinate
patterns of behaviour. It refers to the unobtrusive control of social behaviour
through combines of knowledge–power.
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What the present study seeks to underscore in the context of the theoretical
preoccupation about understanding the history of knowledge is the need for a
critical awareness about the limitations of modernity as well as the politically
disengaging nature of the postmodern epistemology. Such an approach
engenders a self-reflexive epistemological position of criticality, neither to be
labelled as modern nor postmodern. In the ultimate instance, one may wish to
identify it as the critical modern. In this qualified sense, we choose to follow the
Marxist theory of social formation, which to the best of our knowledge is the
only comprehensive theory for understanding the history of knowledge and
analysing the historical epistemology.
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Social Theory of Knowledge Production
primitive, the slave-based, the feudal, and the capitalist—on the basis of certain
broad features universal across the comparable variables.
Marx used the term ‘social formation’ (gesellschaftsformen) first in his economic
manuscript to mean society as a system constituted by the economic, political,
and ideological aspects in their interconnection.25 The expression is used in
Marx and Engels to represent society in terms of its mode of production.
Therefore, it means the social whole consisting of the same structural
constituents of the mode of production.26 ‘A mode of production is an articulated
combination of relations and forces of production structured by the dominance
of the (p.37) relations of production. The relations of production define a
specific mode of appropriation of surplus-labour and the specific form of social
distribution of the means of production corresponding to that mode of
appropriation of surplus-labour.’27
Marx has used the term ‘society’ here for social formation, which is explicit in
the subsequent part of his statement. In fact, the term ‘society’ is unintelligible
unless specified with respect to its basic structure, relations, and processes. For
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Social Theory of Knowledge Production
Marx, society is intelligible only in terms of the system resulting from the
aggregate of relationships (p.38) thereof. The core of the concept of social
formation is best stated in the oft-quoted passage in Marx’s preface to The
Critique of Political Economy, which runs as the following:
Some of the concepts of Antonio Francesco Gramsci (1891–1937 CE), the most
famous Italian Marxist, are quite relevant to the context, because they
supplement the social formation theory in general and the class origins of
dominant knowledge in particular. His philosophy of praxis, consisting of the
concepts of class power, hegemony, organic ideology, organic intellectuals,
ideology, and war of position, renders historical materialism as a much more
directly (p.39) class-empowering theoretical weapon.30 It transforms critical
theoretical knowledge into historical consciousness of the proletariat and
collective action. What the praxis eliminates is the hiatus between class
experience and history as well as between theory and historical consciousness.
Several scholars have reinterpreted the theory of social formation, perhaps most
creatively by theorists such as Louis Althusser, Balibar, Barry Hindess, Paul Q.
Hirst, Maurice Godelier, Nicos Poulantzas, and a few others who broadly belong
to the structuralist Marxist school. They made the expression ‘social formation’
rigorously Marxist by distancing it from commonsensical renditions common in
sociology as well as anthropology.31 It was Louis Althusser and Balibar who
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Social Theory of Knowledge Production
In any given social formation, diverse practices exist always, but with the
unfailing presence of the three instances, namely, the economic, political, and
ideological, which function as a complex, interrelated, and interdependent
system of ‘articulation’ involving unified relations of domination and
subordination. This homologous unity of distinct and uneven modes of
determination is called ‘structural causality’ by Althusser, who is sure of the
‘relative autonomy’ of ‘instances’ in the case of particular social formations of
any region with unique patterns of development influenced by the given material
environment, historical matrix, and cultural conditions of human existence.
While Althusser recognizes the decisive role of the mode of production in
determining the nature of the social formation, he rejects the mechanical
presumption that the economic instance invariably determines the exact nature
of other instances like superstructures, because of the relative autonomy of each
instance as exemplified and illustrated by the difference in empirical
experiences across regions.34 He maintains that each instance has its own
relative autonomy securing a place and function in the complex unity of the
social formation. ‘The “instances” are invariably “uneven” and the consequences
of contradictions inherent in the assemblage of the variety of articulations are
beyond prediction’. At the same time, the theoretically accessible link between
the two and the primacy of the economic in ‘the last instance’ cannot be
overlooked. Althusser’s argument is that there exists a structured hierarchy of
determinations in relatively autonomous instances and practices, and that
therefore, we cannot characterize social formation as a system in which
everything causes everything else. We cannot characterize it in a structuralist-
essentialist totality where every practice as a part signifies the whole either.
Althusserian ‘structural causality’ thus makes typological reduction of social
formation unacceptable for its mechanistic determinism, but (p.41) not in any
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Social Theory of Knowledge Production
We draw a lot of practical insights from the recuperation of the concept of social
formation by structuralist Marxists, especially Althusser and some of the leading
anthropological theorists among them, done in the light of their empirical
experience. Althusser’s application of the Freudian concept of over-
determination that refers to the complex set of elements and associations in the
context of causation, in fact, precludes the question as to whether the relations
or the forces have primacy in a social formation. Nevertheless, he maintains that
in any given historical epoch, one of the three structural levels, that is, the
economic, the political, and the ideological in a social formation, may have
greater influence and determinacy than the rest. A very significant lesson that a
historian has to draw from Marx is what Althusser has noted as ‘a central
epistemological premise of (p.42) Marx’s social theory, that is, the cognitive
insistence up on the difference between phenomenal appearances and the basic
underlying reality—the difference between surface appearances and underlying
theoretical truth’.37 Althusser’s definition of ‘social formation’ as the total
complex of economic infrastructure and superstructure renders plausible a very
powerful framework of comprehension for understanding historical societies. It
encourages us to focus on the interfaces of well-represented social systems,
especially their transitional phases with greater significance, a practice not
often followed in the textbooks of history. The perspective enables incorporation
of insights from cognate disciplines and auxiliary branches of history, a method
that opens up the possibility of maintaining better integration of historical
narrative with social theory providing the discipline intellectual depth.38
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Social Theory of Knowledge Production
Marx’s concept of commodity fetishism shows how the false knowledge hides the
process of the transformation of social products of use value into objects of
exchange value. As the production and reproduction of the capitalist system
advances, the distorted knowledge gets entrenched and the structure of
reification sinks deeper into human consciousness.43
Under the pressure of enhancing the accumulative needs of the capitalist mode
of production, science and technology have been phenomenally improving the
productive forces. Marx had theorized long ago that the progress of science and
technology would be dependent on their application to production, with the rate
of progress as proportional to the rate of growth of material production.44 The
dominance of capitalist economy over science alienates its methodologically
ensured objective rationality and makes it bad knowledge wedded to ideology
and integrated as part of the relations of production, leaving the social process
of appropriation at the mercy of the general intellect.45 Science as knowledge of
certainty, finality, authenticity, and universal validity becomes symbolic of
political authority and thus the handmaiden of imperialism. Science becomes
unscientific and its direction, out and out market-driven as decided by
capitalists. A differentiation between science and bad science is virtually
impossible in public communication today due to the reification of the
ideological dimension. Marx’s critique of political economy anticipates all this
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Social Theory of Knowledge Production
In its latest version, capitalism uses science and technology not only as the
foundation of its productive forces but also as its most sustainable source of
accumulation. It transforms knowledge of use value into commodity of exchange
value. New knowledge, invariably a combine of discoveries and inventions,
serves both as commodity (p.47) and capital today. It generates commodities
and regenerates capital. In the process, other forms of knowledge are being co-
opted, incorporated, subordinated, subjected, marginalized, or even destroyed,
depending upon the levels of their amenability to profitable application.
Knowledge is converted into an important source of personalized profit too,
necessitating special juridical protection in the form of patents and intellectual
property rights. New knowledge is the intangible asset of our times. Technically,
this phase of capitalism is called techno-capitalism. Its popular name is
knowledge economy.
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Social Theory of Knowledge Production
protection. This accounts for the global recognition of patents and intellectual
property rights under international laws. Corporate houses have given rise to
new experimentalist establishments deeply entrenched in science-tech research,
with the distinct goal of appropriating intellectual property rights and patents of
the innovative youth.51 They (p.50) have globally established a powerful
techno-military complex for the corporate appropriation of creativity and new
knowledge in all forms.
Notes:
(1) See R. Tallis. 2005. The Knowing Animal: A Philosophical Inquiry into
Knowledge and Truth. Edinburg: Edinburg University Press, pp. 5–11. For a
detailed analysis of what knowledge means, see K. Lehrer. 1990. The Theory of
Knowledge. Boulder and San Francisco: Westview Press, pp. 1–19.
(2) There is a good body of literature on the issue, mostly addressing the
foundational aspects. See the first classic instance in David Hume. [1748]2004.
An Enquiry Concerning Human Understanding. J. Bennett. New Jersey: John
Wiley & Sons, Ltd, pp. 1–9. D. Pritchard. 2006. What Is This Thing Called
Knowledge? London: Routledge, pp. 3–10.
(3) For a detailed consideration of the question in the context of the development
of knowledge by way of natural and human sciences, see J. Habermas. 1987.
‘The Idea of the Theory of Knowledge as Social Theory’, Knowledge and Human
Interest, trans. Jeremy J. Shapiro. Cambridge: Polity Press, Chapter III, pp. 43–
64.
(4) See F. Bacon. [1605]1958. The Advancement of Learning, G.W. Kitchin (ed.).
New York: Dutton.
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Social Theory of Knowledge Production
(5) G. Vico. 1984. The New Science of Giambattista Vico, trans. T.G. Bergin and
M.H. Fisch. Ithaca: Cornell University Press.
(6) A. Comte. 1896. The Course on Positive Philosophy in Six Volumes (1830–42).
London: George Bell & Sons. For translated and condensed version, see Harriet
Martineau. 2000. The Positive Philosophy of Auguste Comte. Kitchener: Batoche
Books.
(8) See E. Durkheim. 2012. The Elementary Forms of the Religious Life, trans.
K.E. Fields. New York: Free Press, pp. 45–67, 190–217. For an earliest scholarly
appreciation of Durkheim’s study, see E.L. Schaud. 1920, ‘A Sociological Theory
of Knowledge’, The Philosophical Review, 29(4), Duke University Press, pp. 319–
39.
(10) See T. Veblen. 1961. The Place of Science in Modern Civilisation, and Other
Essays. New York: Russell, p. 105.
(11) See G.H. Mead. 1934. Mind, Self and Society from the Standpoint of a Social
Behaviorist, C.W. Morris (ed.). Chicago: University of Chicago Press, p. 50.
(12) See Max Scheler. 1973. ‘Phenomenology and the Theory of Cognition’, in
Selected Philosophical Essays, trans. David Lachterman. Evanston:
Northwestern University Press, p. 137. Also, see Max Scheler. 1960. ‘The
Essence of Philosophy and the Moral Preconditions of Philosophical Knowledge’,
in On the Eternal in Man, trans. Bernard Noble. New York: Harper & Brothers,
p. 74.
(13) For a detailed study of the question, see S. Gangas. 2011. ‘Values,
Knowledge and Solidarity: Neglected Converges between Emile Durkheim and
Max Scheler’, Human Studies, 34(4), pp. 353–71.
(14) See P.A. Sorokin. 1943. Sociocultural Causality, Space, Time: A Study of
Referential Principles of Sociology and Social Science. New York: Russel &
Russel. Also, see his Society, Culture and Personality, California: University of
California Press, Cooper Square Publishers (1962).
(15) For a detailed study, see R.K. Merton and B. Barber. 1990. ‘Sorokin’s
Formulations in the Sociology of Science’, in B. Barber (ed.), Social Studies of
Science. New Brunswick: Transactions Publishers, pp. 45–55.
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Social Theory of Knowledge Production
(16) Examples of some of the early studies are: L. Bailey. 1936. Critical Theory
and the Sociology of Knowledge: A Comparative Study in the Theory of Ideology.
Routledge & Kegan Paul; H. Speier. 1938. ‘Social Determination of Ideas’, Social
Research, 5(2); H.O. Dahlke. 1940. ‘The Sociology of Knowledge’, in H.E. Barnes,
H. Becker, and F.B. Becker (eds), Contemporary Social Theory. New York:
Appleton, pp. 64–89; Gerald DeGre. 1943. Society and Ideology: An Inquiry into
the Sociology of Knowledge. Columbia: Columbia University Press; W. Stark.
1958. Sociology of Knowledge. London: Routledge; K.H. Wolff. 1959. ‘The
Sociology of Knowledge and Sociological Theory’, in L. Gross (ed.), Symposium
on Sociological Theory. New York: Harper, pp. 567–602.
(18) See R.K. Merton. 1973. The Sociology of Science: Theoretical and Empirical
Investigations. Chicago: University of Chicago Press.
(19) See R.K. Merton. 1968. Social Theory and Social Structure. New York: The
Free Press. Also, see R.K. Merton. 1996. On Social Structure and Science.
Chicago: University of Chicago; R.K. Merton. 2011. Sociology of Science and
Sociology as Science. New York: Columbia University Press.
(20) The original of this work, Les Mots et les Choses: Une Archéologie des
Sciences Humaines, came in 1966. For the English translation, see M. Foucault.
[1966]1994. The Order of Things: An Archaeology of Human Sciences. London:
RHUS. His L’archéologie du Savoir appeared in 1969. English translation came
in 1972. See M. Foucault. 1972. The Archaeology of Knowledge. London:
Routledge.
(22) For its detailed exposition, see C.W. Mills. 2000. The Sociological
Imagination. Oxford: Oxford University Press.
(24) The classic treatise of postmodernism is: J.F. Lyotard. 1979. La Condition
Postmoderne: Rapport sur le Savoir. Paris: Éditions de Minuit. See the English
translation, J.F. Lyotard. 1984. The Postmodern Condition: A Report on
Knowledge, trans. G. Bennington and B. Massumi. Minneapolis: University of
Minnesota Press.
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Social Theory of Knowledge Production
(25) See K. Marx. 1953. Grundrisse. Berlin: Marxist Internet Archive, p. 104. See
the relevant extracts in E.J. Hobsbawm (ed.). 1964. Pre-capitalist Economic
Formations. London: Lawrence & Wishart, p. 12; B. Hindess and P.Q. Hirst.
1977. Pre-capitalist Modes of Production. London: Macmillan, pp. 10–11; G.A.
Cohen. 1978. Karl Marx’s Theory of History: A Defense. Princeton: Princeton
University Press, p. 7; P. Anderson. 1983. In the Tracks of Historical Materialism.
London: Verso, p. 14. See the discussion in J. Elster. 1985. Making Sense of
Marx. Cambridge: Cambridge University Press, pp. 1–41; Andrew Levine, Elliot
Sober, and E.O. Wright. 1992. Reconstructing Marxism. London: Verso, pp. 62–7.
For a discussion of philosophical implications, see J. Habermas. 1968. ‘The Idea
of the Theory of Knowledge as Social Theory’ in his Knowledge and Human
Interest. London: Polity Press, Chapter III.
(26) See D. Legros. 1979. ‘Economic Base, Mode of Production, and Social
Formation: A Discussion of Marx’s Terminology’, Dialectical Anthropology, 4(3),
pp. 243–9. Also see C. Meillassoux. 1971. ‘From Reproduction to Production: A
Marxist Approach to Economic Anthropology’, Economy and Society, 1(1), pp.
90–110.
(27) See Hindess and Hirst, Pre-capitalist Modes of Production, pp. 9–10.
(28) For a detailed discussion of the theory of mode of production, see Hindess
and Hirst, Pre capitalist Modes of Production. Also see Anderson, In the Tracks
of Historical Materialism.
(30) See A. Gramsci. 1971. Selections from the Prison Notebooks. New York:
International Publishers, pp. 8–11. Also, see C. Mouffe. 1979. Gramsci and
Marxist Theory. London: Routledge & Kegan Paul, pp. 186–8.
(32) See discussion in Althusser and Balibar, Reading Capital, p. 2. Also see R.
Paul. 1992. Althusser and the Renewal of Marxist Social Theory. Oxford: Oxford
University Press, pp. 61–4.
(33) For details of ‘Various Levels and Instances of Social Formation’, see L.
Althusser. 1969. For Marx, trans. Ben Brewster. London: Allen Lane, pp. 101,
166. Also, Althusser and Balibar, Reading Capital, p. 58.
(34) See Rajan Gurukkal. 2010. Social Formations of Early South India. New
Delhi: Oxford University Press, Introduction, p. 4.
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Social Theory of Knowledge Production
(36) See Althusser, For Marx, pp. 87–128. Also E. Terray. 1974. Marxism and
Primitive Society, trans. M. Klopper. New York: Monthly Review Press, p. 79.
(37) See the idea highlighted in Louis Althusser. 1971. ‘Ideology and Ideological
State Apparatuses,’ in his Lenin and Philosophy, trans. Ben Brewster. London:
New Left Books, p. 17. Also, Andrew Levine et al., Reconstructing Marxism, p.
11.
(38) Most of Romila Thapar’s articles and books substantiate it in general. For
specific instances, see essays in her Ancient Indian Social History, New Delhi:
Orient Black Swan (Second edition), 2004. Also see Romila Thapar. 1984. From
Lineage to State, New Delhi: Oxford University Press.
(39) See A. Foster-Carter. 1978. ‘The Modes of Production Controversy’, New Left
Review, 1(107), pp. 52–4. Also see R. Miliband. 1977. Marxism and Politics,
Oxford: Oxford University Press, pp. 117–19.
(40) See Pierre-Philippe Rey. 1975. ‘The Lineage Mode of Production’, Critique of
Anthropology, 3, pp. 27–79. Also, his 1979, ‘Class Contradiction in Lineage
Societies’, Critique of Anthropology, 4(13–14), pp. 41–60.
(42) See Marx, A Contribution to the Critique of Political Economy, pp. 164–5.
(43) See G. Lukács. 1967. ‘Reification and the Consciousness of the Proletariat’,
in History and Class Consciousness. London: Merlin Press, pp. 167–91.
(46) See K. Marx. 1927. ‘Private Property and Communism’, in Economic and
Philosophic Manuscripts of 1844. Moscow: Progress Publishers.
(47) See K. Marx. 1990. Capital Volume I. London: Penguin Classics, p. 165.
(48) See Lukács, ‘Reification and the Consciousness of the Proletariat’, pp. 167–
91.
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