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Enhancing the CHW Model for Afghanistan:

Training Students as Household or Family Health Workers to Increase


Access to Community-Based Healthcare
Kayhan Natiq, MD, MPH 1
Johns Hopkins University, Afghanistan
Cor1espond1ng author: Kayhan Nat1q. Email: knatiq@jhsph.edu

Abstract
Despite extensive investments in the health sector in Afghanistan, many Afghan families still do not have access to basic preventive and thera­
peutic health services. The central role of community health workers (CHWs) is clearly defined in a Basic Package of Health Services (BPHS)
developed in 2003, and revised in 2005 and 2010, by the Afghanistan Ministry of Public Health (MoPH). However, the status quo reliance of
health service delivery on unpaid CHWs presents several challenges to a long-term viable strategic plan. To motivate a dialogue about alternative
, options to the provision of basic health services to communities, we compare three main options in this paper. These include (1) CHW "volunteer
model" in which CHWs receive no payment (status quo); (2) CHW "remuneration model" in which CHWs receive payments for their services;
and (3) "Family health worker (FHW) model" in which the demand for CHWs is offset by educating all children in school with progressive com­
ponents of the CHW training curriculum. We discuss these options in the context of several important attributes of decision making for health
policy. These include effectiveness, feasibility, efficiency, community solidarity, legality and ability to implement the strategy. Finally, we present
recommendations for policymakers and stakeholders.
Keywords: community health workers; community-based healthcare; family health worker; Basic Package of Health Services
1
_

Background Objectives
The Declaration of Alma-Ata from 1978 states that primary health­ In this paper, we examine three general policy options for provision
care is essential to realize health for all and should provide promo­ of basic community-based health services in Afghanistan. These
tive, preventive and curative services to the community at "a cost include: (1) CHW "volunteer model" in which CHWs receive no
that the community and the counh:v can afford" (I), emphasizing payment (status quo); (2) CHW "remuneration model" in which
CHWs receive payments for their services; and (3) "Family health
the role of community health workers (CHWs). Since then, the
worker (FHW ) model" in which the demand for CHWs is offset by
CH \Vs have become a key component of primary healthcare pro­ educating all children in school, through grade 12, with progressive
gram, in developing countries, notably within the framework of the components of the CHW training curriculum. Each option is first
strategy of Health for All. With a maternal mortality rate of 1,800 described, and is then discussed in the context of several attributes
maternal deaths per 100,000 live births (2), an infant mortality rate identified as important factors for decision making about health
of 165 deaths per 1,000 live births (3), very low literacy rate, moun­ policy. These attributes include effectiveness, feasibility, efficiency,
tainous terrain, poor roads, and scattered population, the potential community solidarity, and legality (5).
health benefits associated with a well-established network of CHWs Evaluation of Policy Options
could be substantial in Afghanistan.
Policy Option 1: CHW "volunteer model"
The role of CHWs is clearly defined in a Basic Package of Health
CHWs provide basic health services at the community level. CHWs
Services (BPHS) developed in 2003, and revised in 2005 and 2010, receive no payment (status quo).
by the Afghanistan Ministry of P ublic Health (MoPH) in collabo­
Policy Option 2: CHW "remuneration model"
ration with the international community. The BPHS provides a
CHWs provide basic health services at the community level. CHWs
framework to restore a healthcare system ruined by more than two receive payments for their services.
decades of war, and classifies the health services to be provided at
Policy Option 3: "Family health worker (FHW) model"
each level of health facilities, namely district hospitals, comprehen­
The existing gap between CHW "supply and demand" is offset by
sive health centres, basic health centers, health sub-centers, mobile
educating all children in school, grades 1-12, with progressive com­
health units, and health posts. The health posts, run by one male ponents of the CHW training curriculum. An FHW workforce would
and one female CHW for approximately 1,000 population, form the supply a substantial proportion of basic health services supported by
base of the primary healthcare pyramid (4). an existing network of more senior and more experienced CHWs.

In a country where 88% of the population lives in rural and re­ Policy Option 1: CHW "volunteer model"
mote areas, the CHWs are seen as the cornerstone of the new Af­
In the status quo model, CHWs provide basic health services at the
ghan health system, providing basic health services at the commu­ community level, as described above. Volunteers are selected from
nity level. Voluntary members of the communities are elected by communities, trained for six months, and provided with CHW kits
the local population, and then trained for a six-month period on pre­ on a regular basis. They are supervised by the community health
vention of infectious diseases, promotion of mother and child health supervisors stationed in the BPHS health facilities, and are expected
and family planning, and treatment of simple childhood illnesses. to deliver services without salary or remuneration.

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While the CHWs have produced impressive results (6) in Af­ Fourth, the recommendation from Afghanistan policymakers
ghanistan, including a substantial increase in family planning and to build a two-room edifice as a health post is likely to change
the contraceptive prevalence rate, a considerable proportion of the the perception of CHWs about their volunteer "status" as the
population does not have access to their services for various rea­ recommendation essentially institutionalizes their position.
sons. While the number of CHWs trained since 2003 is uncertain, Further, the addition of new requirements, such as assurance of
it may be as high as 40,000. However, according to the officials fi xed opening hours, makes it difficult to justify the continued
from the Afghanistan MoPH (7), there are approximately 22,000 absence of remuneration.
active CHWs and 11,000 health posts, leaving more than half of the A formal income in exchange for service provision is likely to
population without any access to basic community health services. enhance CHW motivation and commitment, and lower attrition
Even those who are living in the villages with trained CHWs may rates. For example, a program in Ethiopia showed that the attrition
not directly benefit from CHW services due to physical distance. In rate decreased from 83% a year to zero after the establishment of a
addition, cultural sensitivities may preclude CHWs, particularly if small stipend for CHWs (9). Furthermore, CHWs who are paid can
they are male, from visiting households in conservative communi­ be more easily held accountable, their performance can be assessed
ties. Finally, CHWs do not receive remuneration for their services against specific objectives, and their work hours and routines can be
and are expected-to allocate their time to help the families in their standardized (I 0).
neighbourhoods voluntarily. This presents a major concern for in­ Nevertheless, paying salaries to CHWs puts forward the cru­
stitutions committed to the delivery of health services, such as cial issue of financial sustainability, a recurrent concern in many
the MoPH. W hile the dropout rate among CHWs has been esti­ developing countries relying on international assistance. In fact,
mated at 10%, attrition rates as high as 70-80% are unfortunately many donors are reluctant to finance CHW salaries because of
realized in some settings. The problem of CHW retention, when this concern (11). In Afghanistan, where more than 80% of pub­
individuals are not paid and services rely on volunteer efforts, has lic spending is reliant on international aid, long-term affordability
been well described in other countries as well (8). and financial sustainability are critical considerations. According
Policy Option 2: CHW "remuneration model" to officials from Afghanistan MoPH, if 35,000 villages require
70,000 CHWs, and each is to be paid $50 a month, the budget
In this model, CHWs provide basic health services at the community implications are substantial. This scenario would equate to ap­
level and receive payments for their services.
proximately $42 million out of an annual budget of $105 million
There are several factors that motivate the consideration of this for BPHS in 2005 (12).
policy. First, in most developing countries, CHWs face increasing Soon after the fall ofTaleban, foreign aid flooded into the country,
expectations from both communities and national authorities. In offering a unique chance to dramatically improve health indicators
Afghanistan, CHW expectations a decade ago ranged from preven­ and health behaviours through national programs financed by the
tive services such as family planning and nutrition to the diagnosis international community. The contracting-out of BPHS to imple­
and treatment of malaria, Acute Respiratory Infection (ARI) and se­ menting agencies follows that argument; as such, it is essentially de­
vere diarrhoea. In contrast, in 2005, the revised BPHS added a host pendent on international funding. Since the financial support from
of more complex responsibilities and expectations, ranging from foreign countries is still growing (13), there could be an opportunity
mental health promotion and case detection to disability awareness. to finance the salaries of CHWs, provided that good management,
Second, in addition to the heavy workload, the catchment area rigorous evaluation, and positive outcomes are attainable. However,
of CHWs is quite large (100-150 households for two CHWs, one it is unlikely that the Afghan government will generate sufficient
male and one female). This makes it difficult to visit all households domestic revenue to ensure the continuous remuneration of CHWs
in sparsely populated areas, in particular those that lack road infra­ once foreign aid ends. Although evidence is sparse about the con­
structure and access to transportation. sequences of abrupt termination of remuneration to CHWs, there is
Third, while the concepts of accessibility and affordability of every indication from the experience of other countries that there
healthcare are valued by both communities and the MoPH, the would be negative consequences.
expectation that CHWs will be available 24 hours a day and seven While providing salaries to CHWs may potentially address
days a week to provide free basic health services is likely unreal­ some challenges related to CHW attrition and performance, ex­
istic. In essence, meeting their responsibilities in the community perience in developing countries also supports the possibility of
as CHWs equates to the loss of other opportunities to generate negative outcomes. For example, monetary incentives can destroy
income required to sustain their own families. Without financial the spirit of volunteerism and work against the volunteer philoso­
security, provision of CHW services is unlikely to be sustain­ phy and a sense of community. It can create a gap between the
able-the attrition rate will undoubtedly increase and the long­ community and CHWs. Given the role of NGOs as vehicles for
term result will be a breakdown of trust between communities government programs, the community may develop feelings of
and CHWs, and more broadly, loss of trust in the public sector distrust toward CHWs who arc essentially employed by NGOs.
leadership to provide health services. Additional consequences Similarly, CH Ws may feel more accountable to their employers, as
of attrition include the economic costs associated with training opposed to communities. Considering the large number ofNGOs,
new cohorts of replacement CHWs, and the lost opportunity to the chance of inequitable standards and variation in employ­
leverage accumulated experience of seasoned CHWs (8). ment terms may complicate matters further. Just as discrepancies

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between paid and unpaid groups may cause strained relationships level would be provided by FHWs, could potentially be attractive.
within communities, discrepancies between the payment amounts However, it is important to emphasize that both the costs of integrating
and terms of employment may have similar results. basic health education into schools, and the effectiveness of such an ap­
Policy Option 3: "Family health worker (FHW) model" proach, are uncertain. That being said, if this approach would make it
feasible for a smaller cadre of CHWs to receive remuneration, thereby
In this model, the existing gap between CHW "supply and de­
limiting attrition and building up a senior cadre of CHWs to supervise
mand" would be offset by educating all children in school, through
FHWs and provide referral support, this model may present an interest­
grade 12, with progressive components of the CHW training cur­
ing hybrid of previously suggested approaches to community care. For
riculum. A� F HW workforce would supply a substantial propor­
example, an estimated $42 million (out of an annual budget of $105
tion of basic health services supported by an existing network of
more senior and more experienced CHWs. million for BPHS) is required for the salary support of70,000 CHWs in
35,000 villages as discussed above in the second policy option. If most
According to the statistics from the Ministry of Education of Af­
basic health services could be provided by FHWs, providing payment
ghanistan, there are roughly 8 million students enrolled in around
14,000 schools across the country. Almost 40% of the students for experienced CHW trainers and supervisors becomes more feasible.
;ire females and 5% of them are in the higher secondary level (i.e., For example, assuming 1 CHW per 2-5 villages would require only
grades 10-12) (14). A subset of CHW supervisors and trainers could 4%- 10% of the annual budget of $105 million estimated for the BPHS.
be hired as teachers in the schools to integrate the knowledge, skills When one considers that the upfront costs of integrating the training
and values included in the CHW training program into the student into the school curriculum rl1ight be supported by international sup­
curriculum. There would need to be a graduated approach such that port, and that it would not require the same degree of ongoing costs in
material included would be age- and grade-appropriate as children the future once the initial investment is made, this option becomes even
proceed through their studies. With this approach, approximately more potentially feasible.
300,000 students could be trained as F HWs over a 3-year period.
Discussion
In 10-15 years, over 7.5 million students would graduate with an
enhanced basic health education. As a result, the majority of fami­ Each policy option (Table 1) can be considered in the context of
lies in the country would have at least one member who would several attributes identified as important factors for decision mak­
theoretically be knowledgeable and capable of providing the most ing about health policy. These attributes include effectiveness,
basic of community-based health services. W hile there is virtually feasibility, efficiency, community solidarity, and legality (5).
no literature documenting the feasibility or effectiveness of such an In terms of effectiveness, the second policy option is likely to
approach, the general benefits of community health education and be the most effective based on currently available evidence. The
"health literacy" have certainly been well described. third policy option could potentially be as effective, in that massive
The long-term affordability and financial sustainability of this op­ numbers of FHWs would likely reach a greater number of individ­
tion, in which most basic health services needed at the community ual households, and effectiveness is a function of both efficacy and

Table 1. Attributes of Policy Options and Projected or Expected Outcomes


Effectiveness• Efficiencyb Feasibility' Community" Legality"

Policy Option 1: ++ ++ ++ +++ +++


CHW "volunteer model"

Policy Option 2: +
+++ ++ + +
CHW "remuneration model"

Policy Option 3:
"Family health worker unknown potentially high +++ +++ +++
{FHW) model"
--- - - - - - - ----·-··--------- - ---------- - ·- - - - - -
-
- -- - - - - - - -
�-- ---

' Effectiveness refers to the probability or l1kel1hood of ach1ev1ng the desired health impact
' Efficiency refers to whether the policy option, as implemented, would provide good value compared to alternative uses of scarce monetary resources
' Feacibil1ty refers to whether the policy option is realistic and reasonable to actually deliver 1n the current context of Afghanistan, given current and anticipated political support, financial resources
requ11ed or "affordability," infrastruc ture needs and technical capacity requirements
'' Community solidarity refers to the likelihood that the policy option would contribute to community solidarity and community trust
' Legality refers to whether the policy option is implementable 111 the context of the current const1tut1onal, statutory, and common law status in Afghanistan

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coverage. However, it is i mportant to point out that this approach provision of services by overworked CHWs and lack of services in
has not yet been empirically evaluated. villages without any CH Ws. Finally, the FH Ws wi 11 be well-in formed
Feasibility refers to whether the policy option is realistic and parents taking care of their own families and communities.
reasonable to actually deliver in the current context of Afghani­
Recommendation
stan, given current and anticipated political support, financial
The target audience of our comparative evaluation is primarily the
resources required (i.e., affordability, infrastructure needs and
senior officials of the MoPH, M i nistry of Education, and Ministry
technical capacity requi rements). Largely driven by concerns
of Finance. Other important stakeholders include the parliamen­
about affordability, we assess the second option to be the least
tarians, donor agencies, non-governmental organizations, and the
feasible. Giving salaries to CHWs will consume a large propor­
general public.
tion of the health budget, making th is option unl i kely to be sus­
tainable. Although C HWs are not paid in the first option (status While we may not be able to provide long-term financing of
quo), the process of C H W selection, training, supply, and super­ CHWs for all families in Afghanistan under the current status
vision is resource i ntensive, rendering the scale-up to achieve quo, we can explore, identify and attempt to empirically evalu­
the numbers required for population coverage to be less feasible. ate alternatives in the coming years. We believe that i ntegrating
The third option may be the most feasible, given the constraints health education and components of the CHW curriculum into
in the country and the anticipated future situation, but it is not the main educational curriculum of students through grade 1 2
yet tested. i n Afghanistan i s a promising option to seriously explore and
rigorously pilot test to i ncrease access to promotive, preventive
To comparatively assess efficiency, information on the effective­
and curative health services for the majority of households in our
ness and costs associated with each policy option is required. The
largely rural country.
efficiency of a strategy can be equated to provision of "good value"
compared to alternative uses of scarce monetary resources. Even We recommend that a process needs to be initiated to engage
costly strategies may prove to be of"high value" if they are very ef­ all stakeholders in a deliberative dialogue about the merits of each
fective. Since there is uncertainty about both the resources required policy approach. This message can be delivered to the officials
and the effectiveness of option 3, it is hard to assess the "value" at from the MoPH, Ministry of Education, Ministry of Finance,
this point- but it certainly would be predicted to be high. donor agencies, and non-governmental organizations through
presentations in coordination meetings held in the MoPH. Par­
The spirit of volunteerism associated with the first and thi rd
liamentarians can be engaged in the discussion through the par­
options concurs with the sense of community, cohesiveness and
l iament's subcommittees responsible for health and education .
equality. Furthermore, according to current MoPH policies, the
institutions involved in community-based healthcare are not cur­ The publ ic can be engaged via broadcasting a round table via
popular local TV channels, as well as via publishing articles on
rently allowed to pay salaries to CHWs. Although the training of
the proposed policy options in national newspapers.
CHWs as volunteers (option I) and the training of all students (op­
tion 3) to augment senior-level CH Ws are similar i n terms of com­ Conflict of Interest
munity solidarity and legality attributes, the latter is expected to The author expressed no conflict of i nterest.
be more feasible.
If we place the uncertainty of option 3 aside, training of the Acknowledgment
students in the higher secondary level to serve as FHWs could po­ None.
tentially dominate the other alternatives in terms of the attributes
we have identified as important. References
Integrating health education and components of the CH W cur­ 1 Declaration d'Alma-Ata 1 978. International Conference on Primary Healthcare.
Alma Ata. Retrieved from http://www who.int/hpr/NPH/docs/declarat1on al-
riculum into the main educational curriculum of students through maata.pdf
grade 1 2 in Afghanistan could be a worthwhile option to explore World Health Organization 2007 Maternal Mortality In 2005: estimates devel­
to increase access to promotive, preventive and curative health ser­ oped by WHO, UNICEF and UNFPA. World Health Organization. Retrieved from
http ://www who. int/whos1s/mme_20 O 5. pdf
vices. The availability of hundreds ofCHW supervisors and CHW
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www.ch1ld1nfo.org/f1les/AfghanistanResults pdf.
With the massive graduation of the students equipped with the
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report. Retrieved from http://moph.gov.af/Content/Media/Documents/Report­
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