Professional Documents
Culture Documents
Andrea Komesu, Maria Regina Wolf Maciel, Johnatt Allan Rocha de Oliveira,
Luiza Helena da Silva Martins & Rubens Maciel Filho
To cite this article: Andrea Komesu, Maria Regina Wolf Maciel, Johnatt Allan Rocha de Oliveira,
Luiza Helena da Silva Martins & Rubens Maciel Filho (2017) Purification of Lactic Acid Produced by
Fermentation: Focus on Non-traditional Distillation Processes, Separation & Purification Reviews,
46:3, 241-254, DOI: 10.1080/15422119.2016.1260034
Lactic acid is commonly used in a wide range of fields such as cosmetics, pharmaceutical
products, chemistry and food. During the last years, its use for new applications such as
production of biodegradable and biocompatible polymers, green solvents and oxygenated
chemicals have received considerable attention. However, the relatively high production cost
of lactic acid hinders many large-scale applications. In order to cheapen lactic acid production
processes, it is necessary to develop more efficient methods of separation and purification.
This work reviews some promising non-traditional distillation processes that are currently
employed for lactic acid recovery, focusing on reactive distillation and molecular distillation.
Advances in such distillation-based processes, their drawbacks and concluding remarks are
also presented.
processes because of the following reasons: simplification or Carbohydrates are fermented to lactic acid by bacteria
elimination of the separation system leading to capital and fungi. The choice of these microorganisms depends
savings, improved conversion of reactants, reduced recy- primarily on the carbohydrate to be fermented, since the
cling costs, improved selectivity of desired products, metabolism of microorganisms depends on the carbon
reduced catalyst requirement, reduced by-product formation source used. Besides the substrate source and microorgan-
and allow heat integration (6). Molecular distillation, as an ism used, some parameters may affect the fermentation
environmental friendly and gentle technique (7), has been efficiency such as the pH and temperature of the medium,
recognized as a promising technology mainly because of its nitrogen and vitamins sources, fermentation operation
low evaporation temperature and short residence time, mode, and by-products formation. The fermentation condi-
which considerably reduces the effects of thermal decom- tions also determine the quality of the broth and its suit-
position. In general, these peculiarities show the high ability for DSP options (2). Currently, a typical fermentation
potential of this process in the separation, purification and/ broth is composed by a diluted solution of lactic acid (1.6–
or the concentration of natural products, usually constituted 16 wt.%), lactate salts, residual sugars, biomass, nutrients
by complex and thermally sensitive molecules (8). and other organic acids. Several reviews have been pub-
In this work, information about different non-traditional lished about the development of biotechnology processes
distillation-based processes that can be employed for lactic for lactic acid production by fermentation (14, 18–20).
acid recovery and were attempted to overcome the problems The demand for lactic acid has been estimated to grow
of traditional processes are reviewed. yearly by 5–8%. The annual world market for lactic acid
production is forecasted to reach about 400,000 metric tons
by the year 2017 (18).
FERMENTATION
● Acidification of the broth to convert lactate salts to ● Concentration of lactic acid. Solvent extraction,
lactic acid. Neutralization of broth with bases (Ca separation with membranes, evaporation, crystalliza-
(OH)2, NH4OH, NaOH and others) during the fermen- tion and distillation process, including promising tech-
tation is used to control the pH, so lactate salts are nologies such as reactive distillation and molecular
produced from lactic acid [Eq. (1)]. To convert lactate distillation, can increase the concentration of lactic
salts into lactic acid, precipitation of salts by a strong acid.
acid is the common DSP [Eq. (2)]. ● Removal of impurities. Impurities such as residual
sugars, sugar degradation products, acetic acid and
formic acid can be removed by chromatography and
Neutralization : 2CH3 CHOHCOOH þ CaðOH Þ2 ion exchange.
! CaðCH3 CHOHCOOÞ2 þ 2H2 O
(1) Separation processes are essential to the chemical and
Lactic acid þ calcium hydroxide
related industries. Approximately 40–70% of operating and
! calcium lactate salt þ water capital costs are due to the separation steps (22). In lactic
acid production processes, effective purification methods are
required for economic viability. Although the difference
between the boiling point of lactic acid and water is rela-
Acidification : CaðCH3 CHOHCOOÞ2 þ tively large, it is almost impossible to obtain pure crystalline
H2 SO4 ! 2CH3 CHOHCOOHþ lactic acid. This is because lactic acid has high affinity with
(2) water and dimer forms when the lactic acid concentration is
CaSO4 Lactate salt þ sulfuric acid
sufficiently high (23). Several works and patents about
! lactic acid þ calcium sulfate
lactic acid separation technologies have been published.
Table 1 illustrates a brief summary of the advantages and
disadvantages of different DSPs for lactic acid. In precipita-
● Separate lactic acid from the obtained inorganic salt tion process, an excess of calcium carbonate or calcium
formed. The separation can be carried out by precipitation, hydroxide is added to the fermenter to neutralize the acid
liquid–liquid extraction and ion exchange. Direct removal produced, maintaining the pH around 5–6, and to produce
of lactic acid from the broth without neutralization can be calcium lactate (24). Neutralization is performed because
achieved by a separation method integrated with fermenta- fermentation operates more efficiently at pH near neutrality:
tion, such as membrane separation, adsorption and ion the fungus does not have a good tolerance to acidic condi-
exchange. tions and lactic acid production is reduced in the case of
TABLE 1
Advantages and disadvantages of separation processes for lactic acid recovery
Separation
process Advantages Disadvantages
Precipitation Easy applicable in industrial plants Simple operation High sulfuric acid consumption
Generation of gypsum, which requires landfill disposal
Low product purity
Liquid–liquid No generation of gypsum Extractant needs to be regenerated by distillation or back-extraction (stripping)
extraction Reduction in the risk of thermal decomposition Product purity is not high
Conventional extraction agents show very unfavorable distribution coefficients
Membrane Great flexibility in scale of production High cost of membranes
processes High selectivity Membrane fouling
High levels of purification Polarization problems
Possibility of integration with conventional fermenters, Difficult to scale up
reducing the equipment investment cost
Molecular Reduction in the risk of thermal decomposition Difficult to scale up
distillation High levels of purification Require high vacuum conditions
No use of solvents
No further purification is needed
Reactive Integration of reaction and separation in the same apparatus Process is complex
distillation High levels of purification Applied specifically to reversible chemical reactions in the liquid phase
Lower energy consumption Applications are limited to systems in which the reaction rates are fairly high
and there is no mismatch of temperatures favorable for reaction and separation
Corrosion and separation problems by the use of homogeneous catalyst
244 A. KOMESU ET AL.
bacteria. Process improvements have been developed by the high cost of membranes, the polarization and fouling
researchers (12, 25–28). Lactic acid of technical grade problems limit the use of the electrodialysis processes in
(22–44%) is obtained using precipitation. However, for large scale. Therefore, more research should be done to
higher value-added applications, lactic acid with high purity optimize this process (39).
and thermal stability are required. For high-purity product, Another method of separation and purification of lactic
the technical-grade lactic acid is esterified with methanol or acid is based on esterification (40, 41). In this case, the
ethanol and the methyl or ethyl lactate is easily recovered by lactic acid in the fermentation broth is simply esterified
distillation, re-hydrolyzed with minimum water, evaporated with an excess of alcohol and catalyst to the corresponding
and the alcohol recycled (20). Separation of lactic acid by esters (ethyl or methyl lactates), separated through distilla-
precipitation has serious disadvantages: high cost of tion from other organic impurities, and then re-hydrolyzed
reagents, filtration process and other separation processes, to obtain pure lactic acid (42). In this method, a reactor
especially when lactic acid of high purity is required. From followed by a distillation train is necessary, increasing the
an environmental standpoint, a large amount of wastewater equipment cost. This disadvantage can be overcome using
is generated. Furthermore, while producing one ton of lactic reactive distillation.
acid, approximately one ton of low-value calcium sulfate is In recent years, many studies have been performed to
generated (4), which poses serious problems in terms of solve the problems of traditional separation processes
waste treatment. through non-traditional distillation separations. The next
Another method of lactic acid purification is solvent sections review the advances in such processes.
extraction or liquid–liquid extraction. In the extraction
process, one or more components (solutes) in a feed
mixture are transferred to another immiscible liquid (sol- DISTILLATION PROCESS
vent). Thus, the solvent partially dissolves certain species
of the liquid feed, effecting at least a partial separation of Distillation is the oldest and the most universal process of
the feed components (29). Many studies have been devel- chemical technology and other branches of industry incor-
oped over the years in order to improve solvent extraction porating separation of mixtures (43), present in 90–95% of
processes (30–32). The advantage of this method is that it all separations (22). Distillation is frequently the first
does not generate solid waste (gypsum) as the precipita- choice because of knowledge and proven performance.
tion method does. However, it requires a high exchange Distillation depends on the differences in component boil-
area for efficient separation, requiring expensive equip- ing points. When heat is provided to a liquid mixture there
ment and solvent recovery in stripping steps. Also, the is a partial vaporization, forming two phases (liquid and
high toxicity of the extractant toward microorganisms vapor) of different compositions, due to the volatility dif-
limits its application to in situ extractive fermentation ference of the various components of the initial liquid
(33). Liquid–liquid extraction is not generally applied in mixture.
industrial processes, since the conventional extraction There are many industrial applications of distillation
agents have unfavorable distribution coefficients for process and many studies have been conducted to optimize
organic acids (34) and extractant of low toxicity and the process in order to achieve greater efficiency and
high extractability is indispensable for an efficient process decreased energy costs, mainly in the hybrid distillation
(33). processes. Hybrid distillation combines different processes
Membrane separation processes are also used for the such as absorption, extraction and others with the conven-
purification of lactic acid. These processes are based on tional distillation.
the transfer of solutes through a semi-permeable physical Conventional distillation at normal temperature and
barrier that separates two phases, restricting the transport of pressure is inefficient to recover lactic acid from a crude
components from one phase to another. Membrane pro- acidified fermentation broth (44). Therefore, crude lactic
cesses may include microfiltration, ultrafiltration, nanofiltra- acid can be converted to esters first before being hydrolyzed
tion or reverse osmosis or combinations thereof (19). Many into lactic acid by a reactive distillation unit. It is an alter-
studies of lactic acid recovery using membranes have been native technique for lactic acid purification with high purity
reported over the years (15, 35–38). They showed that and efficiency (45). The technology of reactive distillation
membrane separation processes offer a great flexibility in offers a large number of advantages over the conventional
the scale of production depending on market demand. sequential approach of reaction and separation (46).
Because of high selectivity, membranes can ensure high Another technology that may be used for recovery and
levels of purification and separation. In addition, mem- purification of lactic acid from fermentation broth is mole-
branes can be integrated with conventional fermenters, cular distillation. Molecular distillation has been success-
allowing the simultaneous production and purification, elim- fully applied in medicine, food, chemical and cosmetic
inating the need of additional separation units, and reducing industries (47). Reactive distillation and molecular distilla-
the equipment investment cost (4). Despite its advantages, tion are discussed below.
LACTIC ACID PURIFICATION 245
FIGURE 2 Reactive distillation columns for (a) esterification and (b) hydrolysis.
preferred, while for long payback periods the methanol reactant mole ratio and feed lactic acid concentration
process is preferred. The ethanol and 2-propanol processes decreased. Methanol reactant as the lowest boiling point
are more expensive because an entrainer is required to break component gives higher yield than any other alcohol.
the alcohol/water azeotrope (56). Kumar et al. (6) studied the effect of catalyst loading,
The volatility of the reactants and products plays an mole ratio—lactic acid:methanol, boil-up rate and feed con-
important role in process design of RD (51). The RD centration. The experimental results indicate that lactic acid
columns for esterification and hydrolysis are shown in recovery is not influenced by the catalyst loading under the
Figure 2. In the esterification column, lactic acid and alcohol condition studied, and, at low mole ratio, high recovery of
are fed at the top and bottom, respectively; after the reac- lactic acid was realized. The recovery of lactic acid
tion, water is obtained in the distillate and lactate is obtained increases with the increase in heat duty. The recovery rate
in the residue stream. The distillate and residue streams are for 10% feed is greater than that for 20% feed in the initial
fed in the hydrolysis column. Water is fed at the bottom and period. However, at higher feed concentration (40%), the
lactate is fed at the top of the column. After hydrolysis, recovery rate is much higher. Rao et al. (59) studied the
alcohol is recovered at the top, and purified lactic acid is recovery of lactic acid using batch RD using n-butanol as
recovered in the residue. reactive entrainer. The yield of recovered lactic acid was as
high as 95% in the operation when all the evaporated water
Reported research is condensed and removed from the system.
Continuous reactive separation columns can be used to
Many studies have reported varying operating parameters recover lactic acid from aqueous lactic acid solution (17, 60,
and conditions for lactic acid recovery and purification in 61). Asthana et al. (60) obtained efficiency higher than 85%
RD. In these processes, lactic acid reacts with alcohols of ethyl lactate and back-conversion higher than 95% of
producing lactate ester, which is hydrolyzed to yield high- lactic acid using concentrated lactic acid feedstock (88 wt.
purity lactic acid and alcohol. Patents about RD for lactic %). Kumar et al. (61) studied a continuous process for the
acid recovery and purification have been filed (44, 57, 58). recovery of lactic acid using a continuous stirred tank reac-
Seo et al. (51) and Kumar et al. (6) investigated the tor (CSTR) and a RD column. In the CSTR, an esterification
recovery of lactic acid in a batch RD column using a reaction occurred between lactic acid and methanol in the
heterogeneous catalyst and feed concentration of 20 wt.%. presence of an ion-exchange resin as catalyst to form methyl
Seo et al. (51) studied the effect of operational variables, lactate and water. The vapor stream of the CSTR containing
such as catalyst loading, reactant mole ratio—lactic acid: methyl lactate, methanol and water was fed to the RD
methanol, feed concentration, type of alcohols (methanol, column. At the top of the column methanol and water
ethanol and 2-propanol) and partial condenser temperature, were recovered, and at the bottom concentrated lactic acid
on the yield. The yield of recovered lactic acid was as high (42.3 wt.%) was obtained. Lunelli et al. (17) studied the
as 90%. In addition, the yield of lactic acid increased as esterification of lactic acid with ethanol in the presence of
catalyst loading in the esterification part increased and heterogeneous catalyst (cation-exchange resin) and
LACTIC ACID PURIFICATION 247
homogeneous catalyst (sulfuric acid). Factorial designs were specification. It was observed that 56% of thermal energy
used to identify the influence of operating parameters: reac- can be reduced to a product with a certain specification and
tion temperature, feed molar ratio—ethanol:lactic acid, and lactic acid with 95% purity cannot be obtained with a single
the effect of catalyst type in the process. The best result was reflux ratio. Aqar et al. (66) studied the esterification of
obtained with the feed molar ratio 1.3:1. lactic acid with methanol in conventional and semi-batch
A RD with water side draw using both continuous and RD columns. The performances of the columns were eval-
semi-batch columns was proposed by Thotla and uated in terms of minimum batch time and energy consump-
Mahajani (62). RD with side draw not only enhances tion for the production of methyl lactate. The results showed
the conversion level at a given methanol to acid mole that semi-batch RD columns outperform conventional
ratio but also avoids possible ester hydrolysis leading to columns.
polymerization and, hence, instability in column opera- Wide control structures have been developed and tested for
tion. Komesu et al. (63) used a semi-batch RD to study processes to recover lactic acid by esterification and subse-
the lactic acid purification. Factorial experimental design quent hydrolysis (67). Two processes were considered and
was used to evaluate the influence of parameters and their compared: one using methanol and the other using butanol.
interactions, such as ethanol/lactic acid molar ratio, reboi- The results showed that processes with only a single recycle
ler temperature and catalyst concentration on yield of stream were somewhat easier to control; for both processes,
lactate. The results showed that the process for lactic responses were more symmetric when temperature control
acid purification proposed in this work provided large structures were used.
potential to achieve high yield of ethyl lactate (100%) Table 2 summarizes several studies for lactic acid purifi-
and lactic acid with 3 times higher concentration than the cation using RD processes. Although previous works
raw material. achieved high yields of recovery and purification of lactic
Mo et al. (45), Edreder et al. (64), Mujtaba et al. (65) and acid, they require multiple unit operations. The lactic acid
Aqar et al. (66) studied simulation approaches using com- feed concentration is usually 20 wt.% or higher concentra-
mercial simulators, such as Aspen Plus and gPROMS. Mo tions, thus a prior concentration of lactic acid produced by
et al. (45) studied the hydrolysis of methyl lactate using a fermentation is necessary. In addition, in most lactic acid
RD column designed based on the total annual costs. The purification studies, lactic acid used as feedstock was pro-
effects of tray number of rectifying section, tray number of duced by manufacturers. Since a fermentation broth is a
reactive section and feed location on the total annual cost mixture that is more complex than synthetic mixture with
were investigated. Edreder et al. (64) studied the optimum the presence of residual sugars and other organic acids, the
operations of conventional and inverted batch RD columns performance of the separation process may be influenced as
undergoing the hydrolysis reaction. For a given column type reactive distillation is affected by the feed composition.
and configuration, the minimum operation time was Additionally, the fermentation impurities may adversely
obtained by optimizing the reflux ratio profile. Mujtaba affect the RD process because it can compete with lactic
et al. (65) studied the thermal energy reduction from the acid in the esterification and hydrolysis reactions. Therefore,
hydrolysis of methyl lactate and lactic acid separation pro- new studies for lactic acid recovery by RD using fermenta-
cess using reactive batch distillation. The energy minimiza- tion broth are required in order to develop a more efficient
tion was achieved by minimizing the production time by and economically attractive process for industrial
optimizing the reflux ratio, without commitment to product applications.
TABLE 2
Lactic acid feedstock and reactive distillation processes for lactic acid purification
LAi LAf
LA feedstock (wt.%) (wt.%) Yield (%) Purification steps Tasks performed Ref.
NA, not available; alactic acid; blactate; LAi, lactic acid initial purity; LAf, lactic acid final purity.
248 A. KOMESU ET AL.
Molecular Distillation
The first studies on molecular distillation started during the
1920s in the United States and Europe, with separation of
isotopes of mercury and purification of a high-molecular-
weight non-distillable oil residue (oils of Apiezon) (68, 69).
In Latin America, molecular distillation works were started
in Brazil at the Separation Process Development Laboratory
(School of Chemical Engineering, University of Campinas-
UNICAMP) with Batistella (69) in fine chemicals area and
in further works in lubricating oils and oil fractions (70–72).
The first industrial units of descendent film distillers and
centrifugal film were developed in the 1940s.
TABLE 3
Lactic acid feedstock and molecular distillation processes for lactic acid purification
NA, not available; alactic acid; blactate; LAi, lactic acid initial purity; LAf, lactic acid final purity; I = Removal of biomass from the broth; II = Precipitation;
III = Concentration/purification.
It is evident from Figure 6 that is necessary a simpler and of high-purity lactic acid. Few studies in the literature stu-
cheaper process than typical conventional fermentation- died the purification of lactic acid using molecular distilla-
based lactic acid production process for lactic acid separation tion, and information about economic analysis of such
and purification with high-purity and yield. An alternative processes is not available. Only Lei and Chen (102) showed
process using RD is presented in Figure 7. The advantage of a comparison of molecular distillation with ordinary, azeo-
this process is the few number of separation steps, which tropic and extractive distillations. Molecular distillation
represents reduction in equipment and operational costs. In showed the lower energy consumption and operation com-
addition, RD has other previously discussed advantages that plexity, although it is suitable for the lactic acid production
fulfill the objectives of process intensification (PI). Many only at low scale due to the requirement of high vacuum.
works in the literature studied the purification of lactic acid Among the distillation options, the choice of suitable pro-
using RD, but the economic analysis has been done in only cess depends on the specific separation task and economic
few works. considerations (102).
Su et al. (56) compared the cost of RD processes using
different alcohols (methanol, ethanol, butanol and isopropyl
alcohol) in order to determine which is preferable from an CONCLUSIONS
economic point of view. The results showed that processes
using methanol and butanol are the most attractive. Joglekar In this review, it was possible to observe the importance of
et al. (2) have done economic evaluation for lactic acid lactic acid due to its widespread use and applications, and the
produced by fermentation using RD combined with differ- importance of separation and purification technologies for the
ent downstream processes (reactive extraction, adsorption, establishment of more efficient and cost-effective processes.
precipitation and electrodialysis). The economical process The literature reported many lactic acid separation and pur-
was the route with continuous fermentation, reactive extrac- ification technologies, but there are some drawbacks that
tion and reactive esterification–hydrolysis. Although it limit the application of these technologies at industrial
required slightly higher investments than the precipitation level. Conventional distillation to recover lactic acid from
route and higher unit cost, it did not generate gypsum sludge fermentation has not been acceptable, but converting lactic
(2). RD applications in general show large savings in capital acid to esters before being separated by RD is an efficient
cost and energy over conventional setups (reactor followed alternative technique. Another technology that may be used
by distillation) by 20% or more (54). for recovery and purification of lactic acid from fermentation
Another alternative process is described in Figure 8. In broth is molecular distillation. The lower distillation tempera-
this process, molecular distillation is used for the production tures and low residence time achieved by molecular
LACTIC ACID PURIFICATION 251
FIGURE 6 Typical conventional fermentation-based lactic acid production process (4). Reprinted from (4) with permission from Elsevier.
FIGURE 7 Schematic diagram for lactic acid production using reactive distillation.
252 A. KOMESU ET AL.
FIGURE 8 Schematic diagram for lactic acid production using molecular distillation.
distillation makes the lactic acid an excellent candidate for 5. López-Garzón, C.S., and Straathof, A.J.J. (2014) Recovery of car-
this separation process. Therefore, reactive and molecular boxylic acids produced by fermentation. Biotechnol. Adv. 32: 873–904.
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reactive and molecular distillation have been done in few process for recovery and refining of l-lactic acid from fermentation
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