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Separation & Purification Reviews

ISSN: 1542-2119 (Print) 1542-2127 (Online) Journal homepage: http://www.tandfonline.com/loi/lspr20

Purification of Lactic Acid Produced by


Fermentation: Focus on Non-traditional
Distillation Processes

Andrea Komesu, Maria Regina Wolf Maciel, Johnatt Allan Rocha de Oliveira,
Luiza Helena da Silva Martins & Rubens Maciel Filho

To cite this article: Andrea Komesu, Maria Regina Wolf Maciel, Johnatt Allan Rocha de Oliveira,
Luiza Helena da Silva Martins & Rubens Maciel Filho (2017) Purification of Lactic Acid Produced by
Fermentation: Focus on Non-traditional Distillation Processes, Separation & Purification Reviews,
46:3, 241-254, DOI: 10.1080/15422119.2016.1260034

To link to this article: https://doi.org/10.1080/15422119.2016.1260034

Accepted author version posted online: 14


Nov 2016.
Published online: 05 Jan 2017.

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Separation & Purification Reviews, 46: 241–254, 2017
Copyright © Taylor & Francis Group, LLC
ISSN: 1542-2119 print / 1542-2127 online
DOI: 10.1080/15422119.2016.1260034

Purification of Lactic Acid Produced by Fermentation:


Focus on Non-traditional Distillation Processes
Andrea Komesu,1 Maria Regina Wolf Maciel,1 Johnatt Allan Rocha de Oliveira,2 Luiza Helena da Silva
Martins,1 and Rubens Maciel Filho1
1
School of Chemical Engineering, University of Campinas (UNICAMP), Campinas, São Paulo,
Brazil
2
Nutrition College, Federal University of Pará (UFPA), Belém, Pará, Brazil

Lactic acid is commonly used in a wide range of fields such as cosmetics, pharmaceutical
products, chemistry and food. During the last years, its use for new applications such as
production of biodegradable and biocompatible polymers, green solvents and oxygenated
chemicals have received considerable attention. However, the relatively high production cost
of lactic acid hinders many large-scale applications. In order to cheapen lactic acid production
processes, it is necessary to develop more efficient methods of separation and purification.
This work reviews some promising non-traditional distillation processes that are currently
employed for lactic acid recovery, focusing on reactive distillation and molecular distillation.
Advances in such distillation-based processes, their drawbacks and concluding remarks are
also presented.

Keywords: Lactic acid, purification, fermentation, separation processes, traditional distilla-


tion, reactive distillation, molecular distillation

INTRODUCTION L-(+)-lactic acid, the biological form, and D-(−)-lactic acid.


It is used as feedstock in a wide variety of applications like
The industrial biotechnology has a significant social and pharmaceutical products, pH regulation, food, pesticide and
economic importance due to the possibility of using renew- polylactic acid (PLA) biopolymer. PLA has the potential to
able resources and the large number of metabolites of provide a new biodegradable product platform to compete
industrial interest produced from these processes. with hydrocarbon-based thermoplastic (2), which is used in
Environmental pollution is a consequence of technological food packaging including rigid containers, shrink wrap and
development, so the implementation of cleaner technologies short shelf-life trays, as well as mulch films and rubbish
that use less energy is better for the environment, which is bags (3). The exploitation of full PLA potential, however,
becoming a necessity in all industries. The biotechnological depends largely on how cost-effectively it can be produced
process for lactic acid production by fermentation is an with high levels of purity. The major technology barrier in
important technological biomass-based platform, which has cost-effective production of high-purity lactic acid is its
attracted much attention from the researchers. downstream processing (DSP) (4). Thus, development of
Lactic acid, CH3-CHOH-COOH or 2-hydroxypropionic an efficient method for lactic acid DSP from fermentation
acid (CAS 50-21-5) was discovered in 1780 by the Swedish broth is crucial, because the cost of these steps is typically
chemist Scheele from sour milk (1). It has two enantiomers: 30–40% of the total production costs (5).
Bearing in mind the importance of DSP for lactic acid
production, reactive distillation and molecular distillation,
Received 23 March 2016, Accepted 1 November 2016. which are non-traditional distillation processes, are promis-
Address correspondence to Andrea Komesu, School of Chemical ing technologies for the recovery of high-purity lactic acid
Engineering, University of Campinas (UNICAMP), 500 Albert Einstein with a high yield from the fermentation broth. Reactive
Ave., Cidade Universitária Zeferino Vaz, 13083-852 Campinas, São
Paulo, Brazil. E-mail: andrea_komesu@hotmail.com
distillation is an attractive alternative to conventional
242 A. KOMESU ET AL.

processes because of the following reasons: simplification or Carbohydrates are fermented to lactic acid by bacteria
elimination of the separation system leading to capital and fungi. The choice of these microorganisms depends
savings, improved conversion of reactants, reduced recy- primarily on the carbohydrate to be fermented, since the
cling costs, improved selectivity of desired products, metabolism of microorganisms depends on the carbon
reduced catalyst requirement, reduced by-product formation source used. Besides the substrate source and microorgan-
and allow heat integration (6). Molecular distillation, as an ism used, some parameters may affect the fermentation
environmental friendly and gentle technique (7), has been efficiency such as the pH and temperature of the medium,
recognized as a promising technology mainly because of its nitrogen and vitamins sources, fermentation operation
low evaporation temperature and short residence time, mode, and by-products formation. The fermentation condi-
which considerably reduces the effects of thermal decom- tions also determine the quality of the broth and its suit-
position. In general, these peculiarities show the high ability for DSP options (2). Currently, a typical fermentation
potential of this process in the separation, purification and/ broth is composed by a diluted solution of lactic acid (1.6–
or the concentration of natural products, usually constituted 16 wt.%), lactate salts, residual sugars, biomass, nutrients
by complex and thermally sensitive molecules (8). and other organic acids. Several reviews have been pub-
In this work, information about different non-traditional lished about the development of biotechnology processes
distillation-based processes that can be employed for lactic for lactic acid production by fermentation (14, 18–20).
acid recovery and were attempted to overcome the problems The demand for lactic acid has been estimated to grow
of traditional processes are reviewed. yearly by 5–8%. The annual world market for lactic acid
production is forecasted to reach about 400,000 metric tons
by the year 2017 (18).
FERMENTATION

Lactic acid production from microbial fermentation represents DOWNSTREAM PROCESSING/PURIFICATION OF


more than 50 % of world production (9). It has attracted LACTIC ACID
interest due to numerous advantages compared to the chemical
synthesis: it produces pure L(+) (or S) isomers and uses renew- After the fermentation process, the fermentation broth with
able resources as fermentation substrate. The fermentation diluted solution of lactic acid and/or lactate salts needs
process is characterized by biological degradation of substrate acidification and purification steps for further refining.
(glucose) by a population of microorganisms (biomass) into Commercial lactic acid can be classified in four groups
metabolites such as ethanol, citric acid and lactic acid (10). according to their composition: food grades (25–90% lactic
The raw materials used as substrates in microbial fer- acid content); pharmaceutical and cosmetic grades (90%
mentation for lactic acid production can be starch such as lactic acid content); industrial grades (88% and 90% lactic
wheat, maize, cassava, potato, rice, rye, barley (11–13), acid content); and specialty grades (80%, 90% and 98%
lignocellulose (14), whey (15), sugar beet (16) or sugarcane lactic acid content) (21). To achieve these purity levels, a
molasses (17). A fermentation product with high purity is number of steps in lactic acid DSP are applied, as illustrated
obtained when a pure substrate is used, such as sucrose from in the general process in Figure 1. There are many alter-
sugarcane and sugar beet, resulting in the reduction of natives and combinations of steps described in the literature,
purification cost. However, the high value of sugarcane but in general for the recovery and purification of lactic acid
makes such process economically unviable. On the other the following steps are required:
hand, the use of waste products from food industries and
sugarcane mills is advantageous from environmental and ● Removal of biomass from the broth by filtration or
economic standpoints. centrifugation.

FIGURE 1 General process of lactic acid downstream processing.


LACTIC ACID PURIFICATION 243

● Acidification of the broth to convert lactate salts to ● Concentration of lactic acid. Solvent extraction,
lactic acid. Neutralization of broth with bases (Ca separation with membranes, evaporation, crystalliza-
(OH)2, NH4OH, NaOH and others) during the fermen- tion and distillation process, including promising tech-
tation is used to control the pH, so lactate salts are nologies such as reactive distillation and molecular
produced from lactic acid [Eq. (1)]. To convert lactate distillation, can increase the concentration of lactic
salts into lactic acid, precipitation of salts by a strong acid.
acid is the common DSP [Eq. (2)]. ● Removal of impurities. Impurities such as residual
sugars, sugar degradation products, acetic acid and
formic acid can be removed by chromatography and
Neutralization : 2CH3 CHOHCOOH þ CaðOH Þ2 ion exchange.
! CaðCH3 CHOHCOOÞ2 þ 2H2 O
(1) Separation processes are essential to the chemical and
Lactic acid þ calcium hydroxide
related industries. Approximately 40–70% of operating and
! calcium lactate salt þ water capital costs are due to the separation steps (22). In lactic
acid production processes, effective purification methods are
required for economic viability. Although the difference
between the boiling point of lactic acid and water is rela-
Acidification : CaðCH3 CHOHCOOÞ2 þ tively large, it is almost impossible to obtain pure crystalline
H2 SO4 ! 2CH3 CHOHCOOHþ lactic acid. This is because lactic acid has high affinity with
(2) water and dimer forms when the lactic acid concentration is
CaSO4 Lactate salt þ sulfuric acid
sufficiently high (23). Several works and patents about
! lactic acid þ calcium sulfate
lactic acid separation technologies have been published.
Table 1 illustrates a brief summary of the advantages and
disadvantages of different DSPs for lactic acid. In precipita-
● Separate lactic acid from the obtained inorganic salt tion process, an excess of calcium carbonate or calcium
formed. The separation can be carried out by precipitation, hydroxide is added to the fermenter to neutralize the acid
liquid–liquid extraction and ion exchange. Direct removal produced, maintaining the pH around 5–6, and to produce
of lactic acid from the broth without neutralization can be calcium lactate (24). Neutralization is performed because
achieved by a separation method integrated with fermenta- fermentation operates more efficiently at pH near neutrality:
tion, such as membrane separation, adsorption and ion the fungus does not have a good tolerance to acidic condi-
exchange. tions and lactic acid production is reduced in the case of

TABLE 1
Advantages and disadvantages of separation processes for lactic acid recovery

Separation
process Advantages Disadvantages

Precipitation Easy applicable in industrial plants Simple operation High sulfuric acid consumption
Generation of gypsum, which requires landfill disposal
Low product purity
Liquid–liquid No generation of gypsum Extractant needs to be regenerated by distillation or back-extraction (stripping)
extraction Reduction in the risk of thermal decomposition Product purity is not high
Conventional extraction agents show very unfavorable distribution coefficients
Membrane Great flexibility in scale of production High cost of membranes
processes High selectivity Membrane fouling
High levels of purification Polarization problems
Possibility of integration with conventional fermenters, Difficult to scale up
reducing the equipment investment cost
Molecular Reduction in the risk of thermal decomposition Difficult to scale up
distillation High levels of purification Require high vacuum conditions
No use of solvents
No further purification is needed
Reactive Integration of reaction and separation in the same apparatus Process is complex
distillation High levels of purification Applied specifically to reversible chemical reactions in the liquid phase
Lower energy consumption Applications are limited to systems in which the reaction rates are fairly high
and there is no mismatch of temperatures favorable for reaction and separation
Corrosion and separation problems by the use of homogeneous catalyst
244 A. KOMESU ET AL.

bacteria. Process improvements have been developed by the high cost of membranes, the polarization and fouling
researchers (12, 25–28). Lactic acid of technical grade problems limit the use of the electrodialysis processes in
(22–44%) is obtained using precipitation. However, for large scale. Therefore, more research should be done to
higher value-added applications, lactic acid with high purity optimize this process (39).
and thermal stability are required. For high-purity product, Another method of separation and purification of lactic
the technical-grade lactic acid is esterified with methanol or acid is based on esterification (40, 41). In this case, the
ethanol and the methyl or ethyl lactate is easily recovered by lactic acid in the fermentation broth is simply esterified
distillation, re-hydrolyzed with minimum water, evaporated with an excess of alcohol and catalyst to the corresponding
and the alcohol recycled (20). Separation of lactic acid by esters (ethyl or methyl lactates), separated through distilla-
precipitation has serious disadvantages: high cost of tion from other organic impurities, and then re-hydrolyzed
reagents, filtration process and other separation processes, to obtain pure lactic acid (42). In this method, a reactor
especially when lactic acid of high purity is required. From followed by a distillation train is necessary, increasing the
an environmental standpoint, a large amount of wastewater equipment cost. This disadvantage can be overcome using
is generated. Furthermore, while producing one ton of lactic reactive distillation.
acid, approximately one ton of low-value calcium sulfate is In recent years, many studies have been performed to
generated (4), which poses serious problems in terms of solve the problems of traditional separation processes
waste treatment. through non-traditional distillation separations. The next
Another method of lactic acid purification is solvent sections review the advances in such processes.
extraction or liquid–liquid extraction. In the extraction
process, one or more components (solutes) in a feed
mixture are transferred to another immiscible liquid (sol- DISTILLATION PROCESS
vent). Thus, the solvent partially dissolves certain species
of the liquid feed, effecting at least a partial separation of Distillation is the oldest and the most universal process of
the feed components (29). Many studies have been devel- chemical technology and other branches of industry incor-
oped over the years in order to improve solvent extraction porating separation of mixtures (43), present in 90–95% of
processes (30–32). The advantage of this method is that it all separations (22). Distillation is frequently the first
does not generate solid waste (gypsum) as the precipita- choice because of knowledge and proven performance.
tion method does. However, it requires a high exchange Distillation depends on the differences in component boil-
area for efficient separation, requiring expensive equip- ing points. When heat is provided to a liquid mixture there
ment and solvent recovery in stripping steps. Also, the is a partial vaporization, forming two phases (liquid and
high toxicity of the extractant toward microorganisms vapor) of different compositions, due to the volatility dif-
limits its application to in situ extractive fermentation ference of the various components of the initial liquid
(33). Liquid–liquid extraction is not generally applied in mixture.
industrial processes, since the conventional extraction There are many industrial applications of distillation
agents have unfavorable distribution coefficients for process and many studies have been conducted to optimize
organic acids (34) and extractant of low toxicity and the process in order to achieve greater efficiency and
high extractability is indispensable for an efficient process decreased energy costs, mainly in the hybrid distillation
(33). processes. Hybrid distillation combines different processes
Membrane separation processes are also used for the such as absorption, extraction and others with the conven-
purification of lactic acid. These processes are based on tional distillation.
the transfer of solutes through a semi-permeable physical Conventional distillation at normal temperature and
barrier that separates two phases, restricting the transport of pressure is inefficient to recover lactic acid from a crude
components from one phase to another. Membrane pro- acidified fermentation broth (44). Therefore, crude lactic
cesses may include microfiltration, ultrafiltration, nanofiltra- acid can be converted to esters first before being hydrolyzed
tion or reverse osmosis or combinations thereof (19). Many into lactic acid by a reactive distillation unit. It is an alter-
studies of lactic acid recovery using membranes have been native technique for lactic acid purification with high purity
reported over the years (15, 35–38). They showed that and efficiency (45). The technology of reactive distillation
membrane separation processes offer a great flexibility in offers a large number of advantages over the conventional
the scale of production depending on market demand. sequential approach of reaction and separation (46).
Because of high selectivity, membranes can ensure high Another technology that may be used for recovery and
levels of purification and separation. In addition, mem- purification of lactic acid from fermentation broth is mole-
branes can be integrated with conventional fermenters, cular distillation. Molecular distillation has been success-
allowing the simultaneous production and purification, elim- fully applied in medicine, food, chemical and cosmetic
inating the need of additional separation units, and reducing industries (47). Reactive distillation and molecular distilla-
the equipment investment cost (4). Despite its advantages, tion are discussed below.
LACTIC ACID PURIFICATION 245

Reactive Distillation ● Residence time requirement. If the residence time for


the reaction is long, a large column size and large tray
Reactive distillation (RD) was first patented in 1921 by
holdups will be needed and it may be more economical
Backhaus (22) and has been the object of attention until
to use a reactor–separator arrangement.
the present day. It is a unit operation in which chemical
● Scale up to large flows. It is difficult to design RD
reaction and distillation separation are carried out simulta-
processes for very large flow rates because of liquid
neously within a fractional distillation apparatus (48). The
distribution problems in packed RD columns.
term catalytic distillation is also used for such systems
● Process conditions mismatch. In some processes, the
where a catalyst (homogeneous or heterogeneous) is used
optimum conditions of temperature and pressure for
to accelerate the esterification (49). RD can be categorized
distillation may be far from optimal for reaction and
into two main types of mode operation: continuous and
vice versa.
batch. The continuous mode is mostly used in the petro-
chemical and bulk chemical industries, whereas the second
Despite the difficulties of RD, it has been proposed as a
one is primarily used in specialty product, pharmaceutical
promising technique because it fulfills the overall objectives
and biotechnological industries. Furthermore, the semi-con-
of process intensification (PI). It consists in the development
tinuous mode (semi-batch) is used also to perform the RD
of innovative apparatuses and techniques that offer drastic
process.
improvements in chemical manufacturing and processing,
The concept of combining the important functions of
substantially decreasing equipment volume, energy con-
separation and reaction in a single vessel for overall perfor-
sumption or waste formation, and ultimately leading to
mance is not new to the chemical engineering world. The
cheaper, safer, sustainable technologies (53). As RD is the
recovery of ammonia in the classic Solvay process for soda
most widely applied PI technique nowadays (54) and is
ash of the 1860s may be cited as probably the first commer-
based on many advantages reported for lactic acid recovery,
cial application of RD. Many old processes have made use
its use for lactic acid DSP is extremely beneficial.
of this concept, such as the production of propylene oxide,
ethylene dichloride, sodium methoxide and various esters of
Reactions to lactic acid recovery
carboxylic acids (50). Nevertheless, the enormous demand
of methyl tert-butyl ether (MTBE) made this process earn The lactic acid recovery involves two reversible reac-
special attention as a promising multifunctional reactor and tions, esterification and hydrolysis, catalyzed by an acid
separator. catalyst, according to the following equations [Eqs. (3)
RD is applied specifically to reversible chemical reac- and (4)]:
tions in the liquid phase, in which reaction equilibrium
limits the conversion of the reactants (51). It has been Esterification : C3 H6 O3 þ C2 H5 OH $ C5 H10 O3 þ H2 O
proposed as a promising technique for the recovery of lactic Lactic acid þ ethanol $ ethyl lactate þ water
acid with high purity and high yield from fermentation (3)
broths (6) for many reasons, including

● Reduction of equipment costs in esterification, which


normally requires a stage to the reaction and a stage to Hydrolysis : C5 H10 O3 þ H2 O $ C3 H6 O3 þ C2 H5 OH
the reaction products separation. Ethyl lactate þ water $ lactic acid þ ethanol
● Better conversion of reactants, reducing recycle costs. (4)
● Better selectivity of desired products, reducing by-pro-
ducts formation. The reaction of esterification or hydrolysis is generally
● Significant reduction in catalyst amount required for catalyzed by homogeneous catalyst such as sulfuric acid,
the same degree of conversion. anhydrous hydrogen chloride and many other mineral acids
● Heat integration for an exothermic reaction. The heat (51). However, the use of a solid ion-exchange resin as a
of reaction can be used to provide the heat of vapor- catalyst has several advantages over homogeneous catalysts:
ization and reduce the reboiler duty. low corrosion, ease of separation for the reaction mixture,
no side reactions (55), and can be reused.
However, there are several constraints and difficulties Different types of alcohols could be used as reactant in
according to Towler and Frey (52): the esterification reaction, such as ethanol, butanol, metha-
nol and 2-propanol. The use of ethanol as reactant for the
● Volatility constraints. The reagents and products must lactate synthesis has the advantage of being produced from
have suitable volatility to maintain high concentrations renewable resources. Methanol and butanol are the most
of reactants and low concentrations of products in the attractive from economic viewpoint (56). The results sug-
reaction zone. gest that for short payback periods, the butanol process is
246 A. KOMESU ET AL.

FIGURE 2 Reactive distillation columns for (a) esterification and (b) hydrolysis.

preferred, while for long payback periods the methanol reactant mole ratio and feed lactic acid concentration
process is preferred. The ethanol and 2-propanol processes decreased. Methanol reactant as the lowest boiling point
are more expensive because an entrainer is required to break component gives higher yield than any other alcohol.
the alcohol/water azeotrope (56). Kumar et al. (6) studied the effect of catalyst loading,
The volatility of the reactants and products plays an mole ratio—lactic acid:methanol, boil-up rate and feed con-
important role in process design of RD (51). The RD centration. The experimental results indicate that lactic acid
columns for esterification and hydrolysis are shown in recovery is not influenced by the catalyst loading under the
Figure 2. In the esterification column, lactic acid and alcohol condition studied, and, at low mole ratio, high recovery of
are fed at the top and bottom, respectively; after the reac- lactic acid was realized. The recovery of lactic acid
tion, water is obtained in the distillate and lactate is obtained increases with the increase in heat duty. The recovery rate
in the residue stream. The distillate and residue streams are for 10% feed is greater than that for 20% feed in the initial
fed in the hydrolysis column. Water is fed at the bottom and period. However, at higher feed concentration (40%), the
lactate is fed at the top of the column. After hydrolysis, recovery rate is much higher. Rao et al. (59) studied the
alcohol is recovered at the top, and purified lactic acid is recovery of lactic acid using batch RD using n-butanol as
recovered in the residue. reactive entrainer. The yield of recovered lactic acid was as
high as 95% in the operation when all the evaporated water
Reported research is condensed and removed from the system.
Continuous reactive separation columns can be used to
Many studies have reported varying operating parameters recover lactic acid from aqueous lactic acid solution (17, 60,
and conditions for lactic acid recovery and purification in 61). Asthana et al. (60) obtained efficiency higher than 85%
RD. In these processes, lactic acid reacts with alcohols of ethyl lactate and back-conversion higher than 95% of
producing lactate ester, which is hydrolyzed to yield high- lactic acid using concentrated lactic acid feedstock (88 wt.
purity lactic acid and alcohol. Patents about RD for lactic %). Kumar et al. (61) studied a continuous process for the
acid recovery and purification have been filed (44, 57, 58). recovery of lactic acid using a continuous stirred tank reac-
Seo et al. (51) and Kumar et al. (6) investigated the tor (CSTR) and a RD column. In the CSTR, an esterification
recovery of lactic acid in a batch RD column using a reaction occurred between lactic acid and methanol in the
heterogeneous catalyst and feed concentration of 20 wt.%. presence of an ion-exchange resin as catalyst to form methyl
Seo et al. (51) studied the effect of operational variables, lactate and water. The vapor stream of the CSTR containing
such as catalyst loading, reactant mole ratio—lactic acid: methyl lactate, methanol and water was fed to the RD
methanol, feed concentration, type of alcohols (methanol, column. At the top of the column methanol and water
ethanol and 2-propanol) and partial condenser temperature, were recovered, and at the bottom concentrated lactic acid
on the yield. The yield of recovered lactic acid was as high (42.3 wt.%) was obtained. Lunelli et al. (17) studied the
as 90%. In addition, the yield of lactic acid increased as esterification of lactic acid with ethanol in the presence of
catalyst loading in the esterification part increased and heterogeneous catalyst (cation-exchange resin) and
LACTIC ACID PURIFICATION 247

homogeneous catalyst (sulfuric acid). Factorial designs were specification. It was observed that 56% of thermal energy
used to identify the influence of operating parameters: reac- can be reduced to a product with a certain specification and
tion temperature, feed molar ratio—ethanol:lactic acid, and lactic acid with 95% purity cannot be obtained with a single
the effect of catalyst type in the process. The best result was reflux ratio. Aqar et al. (66) studied the esterification of
obtained with the feed molar ratio 1.3:1. lactic acid with methanol in conventional and semi-batch
A RD with water side draw using both continuous and RD columns. The performances of the columns were eval-
semi-batch columns was proposed by Thotla and uated in terms of minimum batch time and energy consump-
Mahajani (62). RD with side draw not only enhances tion for the production of methyl lactate. The results showed
the conversion level at a given methanol to acid mole that semi-batch RD columns outperform conventional
ratio but also avoids possible ester hydrolysis leading to columns.
polymerization and, hence, instability in column opera- Wide control structures have been developed and tested for
tion. Komesu et al. (63) used a semi-batch RD to study processes to recover lactic acid by esterification and subse-
the lactic acid purification. Factorial experimental design quent hydrolysis (67). Two processes were considered and
was used to evaluate the influence of parameters and their compared: one using methanol and the other using butanol.
interactions, such as ethanol/lactic acid molar ratio, reboi- The results showed that processes with only a single recycle
ler temperature and catalyst concentration on yield of stream were somewhat easier to control; for both processes,
lactate. The results showed that the process for lactic responses were more symmetric when temperature control
acid purification proposed in this work provided large structures were used.
potential to achieve high yield of ethyl lactate (100%) Table 2 summarizes several studies for lactic acid purifi-
and lactic acid with 3 times higher concentration than the cation using RD processes. Although previous works
raw material. achieved high yields of recovery and purification of lactic
Mo et al. (45), Edreder et al. (64), Mujtaba et al. (65) and acid, they require multiple unit operations. The lactic acid
Aqar et al. (66) studied simulation approaches using com- feed concentration is usually 20 wt.% or higher concentra-
mercial simulators, such as Aspen Plus and gPROMS. Mo tions, thus a prior concentration of lactic acid produced by
et al. (45) studied the hydrolysis of methyl lactate using a fermentation is necessary. In addition, in most lactic acid
RD column designed based on the total annual costs. The purification studies, lactic acid used as feedstock was pro-
effects of tray number of rectifying section, tray number of duced by manufacturers. Since a fermentation broth is a
reactive section and feed location on the total annual cost mixture that is more complex than synthetic mixture with
were investigated. Edreder et al. (64) studied the optimum the presence of residual sugars and other organic acids, the
operations of conventional and inverted batch RD columns performance of the separation process may be influenced as
undergoing the hydrolysis reaction. For a given column type reactive distillation is affected by the feed composition.
and configuration, the minimum operation time was Additionally, the fermentation impurities may adversely
obtained by optimizing the reflux ratio profile. Mujtaba affect the RD process because it can compete with lactic
et al. (65) studied the thermal energy reduction from the acid in the esterification and hydrolysis reactions. Therefore,
hydrolysis of methyl lactate and lactic acid separation pro- new studies for lactic acid recovery by RD using fermenta-
cess using reactive batch distillation. The energy minimiza- tion broth are required in order to develop a more efficient
tion was achieved by minimizing the production time by and economically attractive process for industrial
optimizing the reflux ratio, without commitment to product applications.

TABLE 2
Lactic acid feedstock and reactive distillation processes for lactic acid purification

LAi LAf
LA feedstock (wt.%) (wt.%) Yield (%) Purification steps Tasks performed Ref.

Commercial 20 NA >90a 1. Batch RD Concentration/purification (51)


Commercial 20 NA 34a 1. Batch RD Concentration/purification (6)
Commercial 40, 60 NA 95a 1. Batch RD Concentration/purification (59)
Commercial 88, 50 and 20 NA >85b 1. Continuous RD Concentration/purification (60)
Commercial 8–10 42.3 80b 1. Evaporator Concentration/purification (61)
2. Reactor
3. Continuous RD
Commercial 120 g L−1 347.68 g L−1 94.8b 1. Semi-batch esteri-fication RD Concentration/purification (63)
2. Semi-batch hydro-lysis RD
Fermentation NA NA 42.82b 1. Continuous RD Concentration/purification (23)

NA, not available; alactic acid; blactate; LAi, lactic acid initial purity; LAf, lactic acid final purity.
248 A. KOMESU ET AL.

Molecular Distillation
The first studies on molecular distillation started during the
1920s in the United States and Europe, with separation of
isotopes of mercury and purification of a high-molecular-
weight non-distillable oil residue (oils of Apiezon) (68, 69).
In Latin America, molecular distillation works were started
in Brazil at the Separation Process Development Laboratory
(School of Chemical Engineering, University of Campinas-
UNICAMP) with Batistella (69) in fine chemicals area and
in further works in lubricating oils and oil fractions (70–72).
The first industrial units of descendent film distillers and
centrifugal film were developed in the 1940s.

Principle of molecular distillation


Molecular distillation or short path distillation is a non-
conventional unit operation of diffusional mass transfer
indicated for separation of homogeneous liquid mixtures
with low volatility, high molecular mass and thermally
sensitive. It is considered as a special case of evaporation
where steam is generated on the liquid surface with the
difference that there is practically no return of gaseous
molecules to the liquid phase (no vapor–liquid equilibrium).
This is achieved by setting the hot evaporation surface and
the cold condensation surface closer to each other than the
mean free path of the evaporated molecules. Therefore, the FIGURE 3 Short path for evaporation and condensation in molecular dis-
tillation. By permission from Pope Scientific, Inc., Saukville, WI, USA (74).
evaporated molecules easily reach the condenser, since the
route is unobstructed (73) as shown in Figure 3. The dis-
tance between the evaporating and condensing surfaces is
typically between 1 and 5 cm (75). In addition, as the
process does not involve the use of a solvent as in extractive
distillation, the product material is not polluted and no
further purification is needed (76).
A molecular distillation apparatus has two possible con-
figurations: with centrifugal (Figure 4) or falling film
(Figure 5). In both designs, the separation principle is the
same: a reduced pressure enables molecules to evaporate
from the hot evaporator to the cold condenser, and the
formation of a thin liquid film promotes effective heat and
mass transfers (79). In centrifugal distiller, the centrifugal
force allows the formation of a thin liquid film that passes
through the heated disk and makes contact with the con-
denser surface (80). The falling film distiller uses gravity
force to promote a thin film on the evaporating cylinder,
usually with a wiping element that mixes and distributes the FIGURE 4 Schematic diagram of the centrifugal molecular distiller. 1.
liquid over the whole evaporator surface (81). Backing/Roughing vacuum pump (chamber); 2. Diffusion (high vacuum)
Molecular distillation is a separation technique used in pump; 3. Rough vacuum pump (degasser); 4. Trap (degasser); 5. Trap
(chamber); 6. Liquid transfer pump; 7. Check valve; 8. Degasser heater;
many purification processes of chemical, petrochemical, oil 9.Rotor heater; 10. Vacuum chamber/condenser; 11. Rotor; 12. Variable
and grease, pharmaceutical and food (82, 83). The applica- speed liquid transfer pump; P: Vacuum pressure gauge. By permission from
tions are varied: recovery of vitamin E from vegetable oils Myers Vacuum, Inc., Kittanning, PA, USA (77).
(8) and petroleum residues (68, 84, 85); separation of bio-oil
(82); obtaining high concentration of monoglycerides (79);
recovery of carotenoids from palm oil (86); and recovery of and mineral oils), studies that involve theoretical aspects,
phytosterols and tocopherols (87), and many others. Besides design and construction of equipment for industrial and
applications in different raw materials (animal, vegetable laboratory scale, determination of operating parameters,
LACTIC ACID PURIFICATION 249

effects of the evaporator temperature (70–110 °C), operat-


ing pressure (13–66 Pa) and feed rate (15–35 mL h−1) were
evaluated. The optimal parameters were evaporator tem-
perature of 90 °C, operating pressure of 40 Pa and feed
flow rate of 22.25 mL h−1. The lactic acid obtained in these
optimal conditions was 91.6% pure with a 62% yield.
Komesu et al. (93) studied the influence of the operating
conditions, feed flow rate, agitation (wiping element), con-
denser and evaporator temperatures, on residue and distilled
percentages, and lactic acid purity and recovery. Models
were developed in order to describe the response of interest
as a function of these operating conditions. The results
showed that with a high operating pressure (1000 Pa) (in
terms of short path evaporation), and one separation step
89.7% pure lactic acid was obtained.
Yu et al. (94) used molecular distillation following an
association of calcium precipitation and solvent extraction.
The purity and yield of lactic acid were 92.39% and
74.09%, respectively, obtained under the optimal distillation
temperature of 367.1 K (94 °C) and pressure of 24.5 Pa.
The industrial interest in purification of lactic acid by
molecular distillation has been demonstrated by many pub-
lished patents (95–101). Purac Biochem published a method
of industrial-scale purification of lactic acid using molecular
distillation and adiabatic crystallization to form a 95% pure
FIGURE 5 Schematic diagram of the falling film molecular distiller. 1.
lactic acid (97–100). Brussels Biotech published a process
Engine; 2. Agitation blades; 3. Feeding; 4. Condenser; 5. Falling film; 6.
Evaporator; 7. Residue output; 8. Distillate output; 9. Vacuum system; 10. comprising the following steps: pretreating a diluted solution
and 11. Cooling fluid; 12. and 13. Thermal fluid (78). Reprinted from (78) of lactic acid, concentrating and re-concentrating the diluted
with permission from Elsevier. solution, and distilling the lactic acid using a molecular dis-
tillation to obtain the purified lactic acid (95, 96). Archer
Daniels Midland Company developed a method comprising
mathematical models and simulators of molecular distilla-
two-step distillation processes (RD and molecular distilla-
tion process have also been developed (80, 88–91).
tion) for recovering lactic acid and ethyl lactate (101).
Table 3 summarizes several studies for lactic acid purifi-
Reported research
cation using molecular distillation processes. Based on the
Xu et al. (47) studied the recovery and purification of studies reported, it can be concluded that lactic acid is an
lactic acid using a molecular distiller. The optimum operat- excellent candidate for molecular distillation process,
ing conditions were found to be the following: pressure of because the lower distillation temperatures and low resi-
0.1 Pa, evaporation temperature ranging from 55 °C to 75 ° dence time reduce lactic acid decomposition giving high
C, feed flow rate of 90 mL h−1 and stirring speed (wiping purities and yields. In addition, the many patents reported
element) ranging from 110 to 130 rpm. Among all the showed the industrial interest and potential of molecular
studied parameters, the evaporation temperature and the distillation for lactic acid production.
feed flow rate were the most influential on the final purity
of lactic acid, which was higher than 95%.
Comparison of Different Production Processes
Wei et al. (92) studied the recovery and purification of lactic
acid, concentrating the solution in a rotary evaporator and then Lactic acid production in a classical way involves a series of
in a molecular distiller—resulting in purity higher than 96%. downstream treatments like precipitation, conventional fil-
The optimum operating conditions were similar to those of Xu tration, acidification, carbon adsorption, evaporation, crys-
et al. (47): 0.1 Pa, 55 °C, feed at 90 mL h−1 and stirring at 120 tallization and others (4). A typical conventional
rpm. Under these conditions, lactic acid is obtained in crystal fermentation-based lactic acid production process is shown
form (melting point 55 °C). in Figure 6. The majority of the big lactic acid manufactur-
Chen et al. (7) studied the recovery and purification of ing industries like Musashino chemical in Japan, CCA
lactic acid by centrifugal molecular distiller using a solvent Biochemical BV of the Netherlands, Natureworks LLC in
extraction step (butyl alcohol) before distillation. The the USA use fermentation-based technology (4).
250 A. KOMESU ET AL.

TABLE 3
Lactic acid feedstock and molecular distillation processes for lactic acid purification

LAi LAf Yield


LA feedstock (wt.%) (wt.%) (%) Purification steps Tasks performed Ref.

NA 40–70 >95 75a 1. Molecular distillation III (47)


Fermentation NA >96 NA 1. Rotator evaporator III (92)
2. Molecular distillation
Fermentation 6 91.6 61.73a 1. Filtration I–III (7)
2. Evaporation
3. Centrifugation and evaporation
4. Centrifugation and vacuum filtration
5. Extraction
6. Vacuum distillation
7. Molecular distillation
Fermentation 5 89.7 14.27a 1. Precipitation I–III (93)
55.33 71.49a 2. Centrifugation and vacuum filtration
3. Hybrid short path evaporation
Fermentation 6 92.39 74.09a 1. Precipitation I–III (94)
2. Filtration
3. Rotary evaporator
4. Centrifugation and vacuum filtration
5. Solvent extraction 6. Molecular distillation

NA, not available; alactic acid; blactate; LAi, lactic acid initial purity; LAf, lactic acid final purity; I = Removal of biomass from the broth; II = Precipitation;
III = Concentration/purification.

It is evident from Figure 6 that is necessary a simpler and of high-purity lactic acid. Few studies in the literature stu-
cheaper process than typical conventional fermentation- died the purification of lactic acid using molecular distilla-
based lactic acid production process for lactic acid separation tion, and information about economic analysis of such
and purification with high-purity and yield. An alternative processes is not available. Only Lei and Chen (102) showed
process using RD is presented in Figure 7. The advantage of a comparison of molecular distillation with ordinary, azeo-
this process is the few number of separation steps, which tropic and extractive distillations. Molecular distillation
represents reduction in equipment and operational costs. In showed the lower energy consumption and operation com-
addition, RD has other previously discussed advantages that plexity, although it is suitable for the lactic acid production
fulfill the objectives of process intensification (PI). Many only at low scale due to the requirement of high vacuum.
works in the literature studied the purification of lactic acid Among the distillation options, the choice of suitable pro-
using RD, but the economic analysis has been done in only cess depends on the specific separation task and economic
few works. considerations (102).
Su et al. (56) compared the cost of RD processes using
different alcohols (methanol, ethanol, butanol and isopropyl
alcohol) in order to determine which is preferable from an CONCLUSIONS
economic point of view. The results showed that processes
using methanol and butanol are the most attractive. Joglekar In this review, it was possible to observe the importance of
et al. (2) have done economic evaluation for lactic acid lactic acid due to its widespread use and applications, and the
produced by fermentation using RD combined with differ- importance of separation and purification technologies for the
ent downstream processes (reactive extraction, adsorption, establishment of more efficient and cost-effective processes.
precipitation and electrodialysis). The economical process The literature reported many lactic acid separation and pur-
was the route with continuous fermentation, reactive extrac- ification technologies, but there are some drawbacks that
tion and reactive esterification–hydrolysis. Although it limit the application of these technologies at industrial
required slightly higher investments than the precipitation level. Conventional distillation to recover lactic acid from
route and higher unit cost, it did not generate gypsum sludge fermentation has not been acceptable, but converting lactic
(2). RD applications in general show large savings in capital acid to esters before being separated by RD is an efficient
cost and energy over conventional setups (reactor followed alternative technique. Another technology that may be used
by distillation) by 20% or more (54). for recovery and purification of lactic acid from fermentation
Another alternative process is described in Figure 8. In broth is molecular distillation. The lower distillation tempera-
this process, molecular distillation is used for the production tures and low residence time achieved by molecular
LACTIC ACID PURIFICATION 251

FIGURE 6 Typical conventional fermentation-based lactic acid production process (4). Reprinted from (4) with permission from Elsevier.

FIGURE 7 Schematic diagram for lactic acid production using reactive distillation.
252 A. KOMESU ET AL.

FIGURE 8 Schematic diagram for lactic acid production using molecular distillation.

distillation makes the lactic acid an excellent candidate for 5. López-Garzón, C.S., and Straathof, A.J.J. (2014) Recovery of car-
this separation process. Therefore, reactive and molecular boxylic acids produced by fermentation. Biotechnol. Adv. 32: 873–904.
6. Kumar, R., Mahajani, S.M., Nanavati, H., and Noronha, S.B. (2006)
distillations are efficient and environmental friendly alterna- Recovery of lactic acid by batch reactive distillation. J. Chem.
tive processes for the separation and purification of lactic acid Technol. Biotechnol. 81: 1141–1150.
from fermentation broth. Although the economic analyses for 7. Chen, L., Zeng, A., Dong, H., Li, Q., and Niu, C. (2012) A novel
reactive and molecular distillation have been done in few process for recovery and refining of l-lactic acid from fermentation
works, the suggested processes showed fewer separation broth. Bioresour. Technol. 112: 280–284.
8. Batistella, C.B., Moraes, E.B., Maciel Filho, R., and Maciel, M.R.W.
steps than lactic acid production in a classical way, which (2002) Molecular distillation rigorous modeling and simulation for
can represent reduction in equipment and operational costs. recovering vitamin E from vegetal oils. Appl. Biochem. Biotechnol.
Nevertheless, lactic acid produced by fermentation pro- 98–100:1187–1206.
cess has not been very profitable because of the high cost of 9. Guilherme, A.A., Pinto, G.A.S., and Rodrigues, S. (2009) Avaliação
the separation process. To address this problem, it is neces- da produção de ácido lático por Leuconostoc mesenteroides B512F
em xarope de caju. Ciênc. Tecnol. Aliment. 29(4): 738–747.
sary to develop more efficient and viable separation tech- 10. Silveira, M.S. (2009) Utilização do suco de caju clarificado para
nologies to bring out the potential of lactic acid. produção de ácido lático pelo Lactobacillus casei B-442. Msc
Thesis, Universidade Federal do Ceará, Fortaleza, Brazil (in
Portuguese).
FUNDING 11. Li, Z., Lu, J., Yang, Z., Han, L., and Tan, T. (2012) Utilization of
white rice bran for production of L-lactic acid. Biomass Bioenergy 39:
The authors are grateful to the financial support from São 53–58.
Paulo Research Foundation (FAPESP), Project n° 2015/ 12. Nakano, S., Ugwu, C.U., and Tokiwa, Y. (2012) Efficient production
od D-(-)-lactic acid from broken rice by Lactobacillus delbrueckii
12783-5.
using Ca(OH)2 as a neutralizing agent. Bioresour. Technol. 104:
791–794.
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