Professional Documents
Culture Documents
City of Cabadbaran
(085) 818-5051 / 818-5510
III. Objectives
At the end of the topic, students are expected to:
1. Explain the scientific principles of identification and examination of standards and questioned documents.
2. Illustrate and apply the protocol in the selection and examination of standards and questioned documents.
3. Demonstrate the techniques in restoring and deciphering erasures and obliterations in the handwriting, signature,
and other questioned documents.
4. Enumerate the characteristic of handwriting to be considered in question document and enumerate the
methologies of signature forgery and explain standards of comparison.
5. Prepare document examination reports and testify forensic findings.
IV. Discussion
Question Document
CHAPTER 1
The Field of Forensic Document Examination:
What is Forensic Science? Forensic science is a multidisciplinary field that applies scientific principles and methods to
investigate crimes and legal issues. It encompasses various branches, including chemistry, biology, physics, and document
examination, with the goal of collecting, analyzing, and interpreting physical evidence to support legal investigations.
What is Forensic Document Examination? Forensic document examination, or questioned document examination, is a
specialized area within forensic science. It focuses on the analysis of documents to determine their authenticity, origin, or
detect alterations and forgeries. Document examiners scrutinize handwriting, signatures, printing techniques, and other
features to provide expert opinions in legal proceedings.
The PNP Questioned Document Examination Division: The Philippine National Police (PNP) Questioned Document
Examination Division is a dedicated unit within the PNP that conducts forensic document examinations. This division
comprises skilled forensic document examiners who undergo specialized training to investigate and analyze various types
of documents, contributing to the resolution of criminal cases. Handwriting Examination: Analyzing handwriting to
determine authenticity or identify the writer.
Examine the following Questioned Documents:
Imprint Examination: Examining impressions left on documents, such as stamp impressions or indentations.
Writing Media Examination: Analyzing the type of writing instrument or media used, such as ink or paper.
Dating Examination: Determining the age or timeframe of a document based on its characteristics.
Examination of Falsification and Alterations: Detecting and analyzing any falsifications or alterations made to a
document.
NORTHERN MINDANAO COLLEGES, INC.
City of Cabadbaran
(085) 818-5051 / 818-5510
The Forensic Document Examiner: A forensic document examiner, often referred to as a questioned document
examiner, is a highly trained professional specializing in the examination and analysis of documents. These experts
possess a deep understanding of handwriting analysis, ink and paper examination, typewriting analysis, and other
techniques crucial for determining the genuineness, source, or alterations in documents.
Forensic document examiners utilize an array of specialized tools and methods in their work. This includes magnification
tools, microscopy, spectroscopy, chromatography, and digital imaging. These technologies enable examiners to
thoroughly investigate documents, providing meticulous analyses and expert opinions that carry significant weight in legal
proceedings.
In addition to scrutinizing handwriting and signatures, forensic document examiners extend their expertise to the
examination of printed documents. This can involve scrutinizing checks, contracts, wills, and other legal documents to
identify potential alterations, forgeries, or fraudulent activities. Their findings and expert testimonies are invaluable in
criminal investigations, civil litigation, and other legal contexts.
Forensic document examination is pivotal in uncovering evidence and offering expert insights into the integrity and
authenticity of documents. The work of forensic document examiners is instrumental in promoting justice, resolving legal
disputes, and contributing to the overall effectiveness of forensic science in the legal system. Their rigorous analyses and
expertise uphold the highest standards in legal investigations involving documents.
CHAPTER 2
History of Forensic Document Examination:
History of Writing: Writing dates back to ancient civilizations, including Mesopotamia, Egypt, and China. The
development of writing systems enabled communication, record-keeping, and the creation of various documents, laying
the foundation for forensic document examination. Over time, writing evolved from pictographs and cuneiform to
alphabetic scripts, leading to diverse writing styles and languages.
History of Forgery: Forgery has a long history and has been used for political, financial, and personal gain. Ancient
civilizations practiced forgery by altering or creating false documents, including currency, contracts, and official decrees.
With the advancement of writing and printing technologies, forgery techniques became more sophisticated, emphasizing
the need for forensic document examination to detect fraudulent activities.
Expert Witnesses and Pioneers of Document Examination: Forensic document examination became a specialized field
in the late 19th and early 20th centuries, with notable pioneers contributing to its development. Albert S. Osborn, known
as the "father of forensic document examination," authored influential works on document analysis and testified as an
expert witness in prominent cases. Charles A. Chabot and William E. Hagan also made significant contributions to the
field, establishing methodologies and standards for document examination.
Historical Cases of the Twentieth Century: Several historical cases in the twentieth century showcased the importance
of forensic document examination in legal investigations. The Lindbergh kidnapping case, one of the most infamous
crimes of the century, involved the analysis of ransom notes and handwriting to identify the perpetrator. In the Watergate
scandal, forensic document examination played a crucial role in uncovering evidence of political wrongdoing, leading to
the resignation of President Richard Nixon.
NORTHERN MINDANAO COLLEGES, INC.
City of Cabadbaran
(085) 818-5051 / 818-5510
3. Nature and Classification of Documents: Documents vary in nature and can be classified based on various criteria:
Origin: Documents may be official (e.g., government-issued IDs, birth certificates) or private (e.g., personal
letters, diaries).
General Documents: These are documents that are widely accessible and not restricted in terms of who can
access them. They typically contain information that is not sensitive or confidential and can be shared with a
broad audience without restrictions.
Limited Documents: These are documents that have some restrictions on their access or distribution. They may
contain information that is semi-sensitive or confidential and is not intended for public dissemination. Access to
limited documents may be restricted to specific individuals or groups who have a legitimate need for the
information.
Restricted Documents: These are documents that are highly sensitive or confidential and have strict limitations
on their access and distribution. They often contain classified or highly confidential information that is restricted
to authorized personnel only. Access to restricted documents is tightly controlled, and unauthorized disclosure or
dissemination of the information is prohibited by law or policy.
4. Proper Care and Handling of Questioned Documents: Proper care and handling of questioned documents are crucial
to preserve their integrity and ensure accurate analysis. This includes:
Avoiding Contamination: Handling questioned documents with clean hands and avoiding contact with
unnecessary surfaces to prevent contamination.
Protective Packaging: Storing questioned documents in protective sleeves, envelopes, or containers to prevent
damage, loss, or alteration.
Documentation: Documenting the chain of custody and any handling or examination procedures to maintain
accountability and reliability.
Minimizing Exposure: Minimizing exposure to light, humidity, heat, and other environmental factors that could
degrade or alter the documents.
5. Standards of Comparison: Standards of comparison refer to known samples used for comparison with questioned
documents. These standards may include:
"Collected Standards" in question documents refer to the set of established criteria, guidelines, or regulations that have
been gathered or compiled for reference or comparison purposes. These standards may have been collected from various
sources such as industry best practices, legal requirements, organizational policies, or professional guidelines.
"Requested Standards" in question documents denote the specific criteria, guidelines, or regulations that are being
sought after or requested for compliance or evaluation purposes. These standards are typically specified by an authority,
organization, or individual seeking conformity to certain requirements or expectations. They may include specific quality
benchmarks, safety regulations, procedural guidelines, or performance metrics that need to be met or adhered to.
Exemplars: Known samples of a person's handwriting, signatures, or typewriting used for comparison with
questioned documents.
Reference Documents: Authentic documents from the same source or period as the questioned documents,
providing context for analysis.
NORTHERN MINDANAO COLLEGES, INC.
City of Cabadbaran
(085) 818-5051 / 818-5510
CHAPTER 4
Forgery:
What is Forgery? Forgery is the deliberate act of creating, altering, or falsifying documents, signatures, or other items
with the intention to deceive or defraud others. It involves the unauthorized reproduction or manipulation of genuine
documents or signatures for fraudulent purposes. Forgery is considered a criminal offense punishable by law.
Kinds and Methods of Forging: Forgery can occur in various forms, including:
1. Simple Forgery:
Description: Simple forgery involves the creation of a false document or signature without
attempting to replicate the exact characteristics of the genuine document or signature.
Method: In simple forgery, the forger may use their own handwriting or create a rudimentary
imitation of the signature or document without paying close attention to detail.
2. Simulated Forgery:
NORTHERN MINDANAO COLLEGES, INC.
City of Cabadbaran
(085) 818-5051 / 818-5510
Indentation Process:
Description: In the indentation process of traced forgery, a forger uses pressure to create an indentation on a piece of
paper placed on top of a genuine document. This indentation serves as a guide for replicating the genuine signature or
document.
Method: The forger traces over the indentation left on the blank paper to mimic the handwriting or drawing found on the
genuine document.
Transmitted Process:
Description: A light that is passed through a transparent or translucent medium.
Carbon Process:
Description: In the carbon process of traced forgery, a genuine document is placed on top of a blank sheet of paper, with a
carbon paper sandwiched in between. Pressure is applied to the top sheet, causing the carbon paper to transfer a copy of
the original document onto the blank sheet.
Method: The forger uses the carbon process to create a fraudulent copy by reproducing the content of the genuine
document onto the blank paper through the transfer of carbon ink.
Techniques of the Forger: Forgers employ various techniques and tools to deceive and imitate genuine documents or
signatures, including:
Handwriting Analysis: Studying and imitating the handwriting style, strokes, loops, and other characteristics of
the genuine signature.
Signature Duplication: Reproducing a genuine signature by practicing and perfecting the imitation through
repetitive exercises.
Forgery Tools: Using specialized tools such as pens, inks, papers, erasers, and tracing devices to aid in the
forgery process and create convincing imitations.
Digital Forgery: Employing digital software or techniques to alter, manipulate, or create digital documents or
signatures, often using editing software or scanning and editing tools.
CHAPTER 5
Tools, Techniques, and Procedures in Forensic Document Examination:
1. Techniques Used in the Examination of Questioned Documents: Forensic document examiners employ a variety of
techniques to analyze questioned documents:
Forensic document examiners use several techniques to analyze questioned documents:
1. Microscopic Examination:
Description: This involves using a microscope to examine details such as handwriting, printing,
paper fibers, and other features of the document.
2. Transmitted Light Examination:
Description: Documents are examined under transmitted light to reveal features that may be hidden
or obscured, such as watermarks or alterations.
3. Oblique Light Examination:
Description: By illuminating the document at an angle, oblique light examination helps detect
alterations, erasures, or variations in ink color or thickness.
4. Photographic Examination:
Description: Photographs are taken using specialized equipment to document the characteristics of
the questioned document for analysis and comparison.
5. Ultraviolet Examination:
Description: Ultraviolet light is used to reveal fluorescent properties of inks, papers, and other
materials that may not be visible under normal lighting conditions.
6. Electrostatic Detection:
Description: This technique involves applying electrostatic charge to the document, which can
reveal indented or hidden writing impressions.
NORTHERN MINDANAO COLLEGES, INC.
City of Cabadbaran
(085) 818-5051 / 818-5510
7.
OFFICE OF THE ACADEMIC AFFAIRS
Video
Spectral Comparator:
Description: Advanced imaging technology that uses various wavelengths of light to examine and
compare questioned documents for discrepancies or alterations.
8. Preparation of Court Exhibits:
Description: Forensic document examiners prepare visual aids or exhibits for court presentations to
illustrate their findings and support their expert opinions during legal proceedings.
2. Procedure in Examining Questioned Documents: Forensic document examination follows a structured procedure:
Document Collection: Gathering all relevant questioned documents, known samples (exemplars), and reference
materials.
Document Inspection: Conducting a preliminary visual examination to identify potential alterations, erasures, or
suspicious features.
Comparison Analysis: Comparing questioned documents with known samples or reference materials to identify
similarities or discrepancies in handwriting, signatures, or other features.
Instrumental Analysis: Employing specialized equipment and instruments such as microscopes, ultraviolet
lights, and chromatographs for detailed analysis of ink, paper, and other features.
Documentation: Recording all findings, observations, and analyses in a comprehensive report to document the
examination process and conclusions.
Instruments and Equipment in Forensic Document Examination: Forensic document examiners use a range of
instruments and equipment, including:
1. Optical aids: Devices such as magnifying glasses, microscopes, and stereomicroscopes are used to examine
documents at various magnifications to detect alterations, forgery, or other anomalies.
2. Measuring devices: Instruments like rulers, calipers, and scales are utilized to measure dimensions,
distances, and angles on documents accurately.
3. Duplicating devices: Equipment such as cameras, scanners, and photocopiers are used to create duplicate
copies of documents for further analysis and comparison.
4. Proper lighting: Adequate lighting sources, including lamps and lightboxes, are employed to enhance
visibility and reveal details on documents.
5. Specialized equipment: This category includes advanced tools like electrostatic detection devices, infrared
and ultraviolet light sources, and spectral analysis instruments used to uncover hidden or altered features
in documents.
6. Portable equipment: Lightweight and portable devices such as portable microscopes or field kits are used
for on-site document examination in various environments.
7. Protective equipment: Safety gear like gloves, masks, and protective eyewear may be worn by examiners to
handle documents safely and prevent contamination or damage during examination.
Photography in Forensic Document Examination: Photography is a vital tool in forensic document examination:
Document Capture: High-resolution cameras or scanners capture images of questioned documents for detailed
analysis and comparison. To make permanent record before its destroyed.
Enhancement: Digital imaging software enhances images to reveal hidden features like alterations, erasures, or
security features.
Comparison: Side-by-side comparison of questioned documents and known samples using digital images allows
for detailed analysis of handwriting and signatures.
Documentation: Photographs serve as visual documentation of questioned documents, examination procedures,
and findings, providing a permanent record of the investigation.
CHAPTER 6
Writing Materials, Tools, and Equipment:
1. Paper:
Brief History of Paper: Papermaking has ancient origins, with early civilizations using materials like papyrus,
parchment, and bamboo strips for writing. The invention of paper is attributed to the Chinese during the Han
Dynasty, around 105 CE, using plant fibers such as mulberry and hemp.
Types of Paper: Various types of paper exist, including bond paper, recycled paper, coated paper, cardstock, and
specialty papers like tracing paper or watercolor paper.
Types of Paper:
1. Newsprint: A lightweight paper used for newspapers, typically low-cost and made from wood pulp.
2. Offset: A versatile paper often used for printing books, magazines, and stationery, known for its smooth surface
and ability to absorb ink well.
NORTHERN MINDANAO COLLEGES, INC.
City of Cabadbaran
(085) 818-5051 / 818-5510
3.
OFFICE OF THE ACADEMIC AFFAIRS
Bond
paper: A durable, high-quality paper used for documents like letterheads, resumes, and business forms, known for
its strength and stiffness.
4. Lightweight, uncoated paper: Thin and untreated paper often used for items like envelopes, flyers, and notepads.
5. Specialty paper: Paper with unique characteristics designed for specific purposes, such as watercolor paper for
painting or textured paper for artistic prints.
6. Gummed paper: Paper coated with adhesive on one side, commonly used for labels, stamps, and envelopes.
7. Text paper: A versatile paper suitable for printing text-heavy documents like books, brochures, and magazines,
offering a balance between weight and opacity.
8. Coated paper: Paper treated with a coating to improve smoothness, brightness, and ink retention, commonly used
for high-quality printing jobs like magazines and catalogs.
9. Bristol: A thick, durable paper often used for applications requiring rigidity, such as postcards, business cards,
and folders.
10. Kraft paper: A strong and coarse paper made from recycled materials, commonly used for packaging, wrapping,
and crafts.
11. Tyvek: A synthetic paper-like material known for its durability, tear resistance, and water resistance, often used
for envelopes, tags, and labels.
12. Safety paper: Paper with security features to prevent forgery or alteration, commonly used for documents like
checks, certificates, and identification cards.
Properties of Paper:
Weight: The mass per unit area of paper, typically measured in grams per square meter (gsm) or pounds per ream
(lb/ream), which affects its thickness and bulkiness.
Strength: The ability of paper to withstand stress and pressure without tearing or breaking, influenced by factors such
as fiber length, bonding, and papermaking process.
Corrugation: The presence of ridges or wrinkles in paper, often seen in cardboard or packaging materials to provide
strength and stiffness.
Durability: The resistance of paper to wear, tear, and deterioration over time, influenced by factors such as fiber
quality, chemical treatments, and environmental conditions.
Thickness: The distance between the two surfaces of paper, typically measured in micrometers (µm) or mils, which
affects its stiffness, bulkiness, and printing capabilities.
Finish: The surface characteristics of paper, which can vary from smooth to rough, glossy to matte, and coated to
uncoated, influencing its appearance, printability, and texture.
Examination of Paper:
Non-Destructive Examination:
Visual Inspection: Surface examination of the paper for visible features such as watermarks, fibers, or
any irregularities.
Optical Microscopy: Using microscopes to study the paper's surface, fiber structure, and any embedded
materials without causing damage.
Spectroscopy: Analyzing the interaction of paper with light to determine its composition, color, or
chemical properties without altering the paper.
Destructive Examination:
Chemical Analysis: Breaking down a small sample of the paper chemically to identify its components,
such as cellulose, sizing agents, or additives.
Fiber Analysis: Microscopic examination or chemical treatment to identify and study the characteristics
of paper fibers.
Pyrolysis-Gas Chromatography/Mass Spectrometry (Py-GC/MS): Destructive method involving
heating the paper to break down its components and analyzing the released gases for identification.
Writing Instruments:
Pencils: Pencils contain a graphite or charcoal core encased in wood or plastic. They come in various lead grades
(e.g., HB, 2B) and are used for writing, drawing, and sketching. Pencil strokes can be analyzed for characteristics
like pressure, direction, and shading.
Ink: Inks come in liquid or gel forms and contain pigments or dyes suspended in a solvent. Different types of ink
include ballpoint, rollerball, fountain pen, gel, and specialty inks. Forensic document examiners analyze ink
composition, color, age, and distribution to determine authenticity or detect alterations.
NORTHERN MINDANAO COLLEGES, INC.
City of Cabadbaran
(085) 818-5051 / 818-5510
CHAPTER 7
Handwriting Identification:
What Is Handwriting? Handwriting refers to the unique and individual way in which a person forms and creates written
characters or symbols using a pen, pencil, or other writing instrument. It encompasses the style, size, spacing, slant, and
other distinctive features of a person's writing, reflecting their motor skills, habits, and personality.
What Is Handwriting Identification? Handwriting identification, also known as handwriting analysis or graphology, is
the process of examining and comparing handwritten samples to determine the authorship or authenticity of a document or
signature. It involves analyzing the unique characteristics and patterns present in handwriting to make determinations
about authorship or origin, aiding in legal investigations and court proceedings.
Two Types of Writing Characteristics:
1. Class Characteristics: These are general features or traits shared by a group of writers or a particular style of
writing. Class characteristics include aspects such as the overall style, letter formations, spacing between letters
and words, slant of writing, and the overall appearance of the handwriting. While these characteristics can provide
valuable insights into the style or genre of writing, they are not unique to a specific individual and can be shared
by multiple writers.
2. Individual Characteristics: These are unique and distinctive features that are specific to an individual's
handwriting. Individual characteristics include details such as the size and shape of individual letters, the
formation of specific letter combinations (ligatures), the pressure applied during writing, the rhythm and flow of
the writing, and any idiosyncrasies or quirks that are consistently present in the handwriting. These features are
highly personal and can be used to differentiate one individual's handwriting from another.
The Process Underlying Handwriting Identification: The process of handwriting identification involves several stages:
Analysis or Discriminating Element Determinism: Forensic experts analyze both class and individual
characteristics of handwriting to identify unique features that can help differentiate between different writers.
Comparison: Handwriting samples, including questioned handwriting (the writing in question) and known
handwriting (reference samples), are compared to identify similarities and differences in their characteristics.
Evaluation: Based on the analysis and comparison, forensic experts evaluate the likelihood of whether the
questioned handwriting was produced by the same individual as the known samples. This evaluation considers the
significance of any similarities or differences identified during the comparison process.
Five Intricacies or Complexities of Handwriting: Handwriting analysis involves considering five intricacies or
complexities:
1. Aggregate Line Length: The overall length of the handwriting line, which can vary based on factors such as
writing speed, spacing between words, and the size of individual letters.
2. Number of Pronounced Directional Changes: The frequency of significant changes in the direction of the writing
strokes, which can indicate the fluidity or hesitation in the writing process.
3. Number of Overwriting: The instances where letters or words are written over each other, which may suggest
corrections or alterations made during the writing process.
4. Continuity of Pen Movement: The smoothness and consistency of pen strokes throughout the writing, reflecting
the writer's control and fluidity in forming letters and words.
5. Position of Well-Segregated Complex Pen Motion: The placement and organization of intricate pen movements
within the handwriting, such as loops, curves, and flourishes, which can contribute to the overall style and
individuality of the handwriting.
What is Handwriting System? A handwriting system refers to the overall style or script used by an individual for
writing, encompassing characteristics such as letter forms, word spacing, line quality, pen pressure, and slant. Examples
include cursive, print (block letters), italic, or a combination of styles, each with its unique features and variations.
Individual Characteristics in Handwriting: Handwriting exhibits individual characteristics that distinguish it from
others, including:
Letter Forms: The shapes, loops, angles, and connections of individual letters, reflecting the writer's habits and
motor control.
NORTHERN MINDANAO COLLEGES, INC.
City of Cabadbaran
(085) 818-5051 / 818-5510
Variations in Handwriting: Handwriting may exhibit variations influenced by factors such as:
Age: Handwriting may change over time due to physical or cognitive factors, reflecting changes in motor skills,
health, or writing habits.
Health: Illness, injury, or medical conditions may affect handwriting legibility, consistency, or fluency, leading to
temporary or permanent changes in writing style.
Emotion: Emotional states can influence handwriting characteristics, such as tremors, erratic strokes, or
alterations in line quality, reflecting the writer's psychological state or mood at the time of writing.
Environment: Writing conditions, such as writing surface, lighting, temperature, or writing instrument, may
affect handwriting appearance, leading to variations in writing style or quality based on external factors.
Factors That Affect Handwriting: Several factors can influence handwriting characteristics, including:
Physical Factors: Hand size, finger dexterity, motor skills, and physical conditions (e.g., arthritis, injury) can
affect handwriting appearance, leading to variations in letter forms, spacing, or line quality.
Psychological Factors: Personality traits, mood, mental health, and emotional state can influence handwriting
style, dynamics, and consistency, reflecting the writer's psychological state or mindset at the time of writing.
Educational Factors: Writing instruction, practice, and cultural influences can shape handwriting habits and
preferences, leading to variations in writing style or script based on educational background or cultural norms.