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Abstract—The inverse source framework, which comprises a sophisticated, the SAR measurement time has increased and
subset of electromagnetic inversion, is applied to the noninvasive thus there has been a push towards alternative methods that
specific absorption rate (SAR) characterization problem. An algo- can reduce this time. For direct measurements, the mechanism
rithm is developed and presented which takes field measurements
external to the phantom and provides the electromagnetic sources for reducing the measurement time is to reduce the number of
required to obtain the SAR distribution. The unique aspect of measurements, either from using known field distributions [2],
this inverse source algorithm is that it casts the problem as the or with field propagation techniques [3]–[5]. The other alterna-
simultaneous inversion (SI) of two sets of equivalent currents: tive is to perform an indirect measurement. That is, we would
one for the device under test (DUT), and the other for the phantom. measure the fields external to the phantom (hence the term
The dependency of these two sets of currents is then incorporated
as an explicit regularization term in the resulting algorithm. The noninvasive) and then infer the fields inside the phantom [6]–[9].
method is proposed to be relatively robust in terms of measure- This indirect approach allows for a potentially accelerated SAR
ment noise. A simplified two-dimensional problem is presented to acquisition due to avoiding internal volumetric field measure-
support this proposition. ments. Additionally, a noninvasive measurement would allow
Index Terms—Electromagnetic inversion, inverse source for the use of solid and inhomogeneous phantoms and would
problem, regularization, specific absorption rate (SAR). allow the use of pre-existing measurement hardware (e.g., near-
field antenna measurement systems). The indirect approach can
I. INTRODUCTION be thought as inferring the cause (internal fields) from external
ICROWAVE radiators, such as cellphone antennas, must effects (external fields); thus, it can be formulated as an electro-
M meet the requirements set by governments and regulating
bodies on human exposure to microwave radiation. One of the
magnetic inverse problem. The mathematical process of infer-
ring the cause from the effect is then referred to as inversion, and
important measures is the amount of heating induced in the body the obtained solution is referred to as the reconstructed solution.
which is commonly characterized by the specific absorption rate The electromagnetic inverse problem that is relevant to SAR
(SAR). When dealing with known materials, which is the case applications is the inverse source problem. Under this frame-
for the human body, a SAR measurement is effectively an electric work, the goal is to reconstruct true or equivalent currents of
field measurement. an active source from externally measured fields. Inverse source
Based on the measurement domain at which E-field measure- algorithms are often used in antenna measurements to recon-
ments are performed, SAR characterization techniques can be struct the equivalent currents which characterize the antenna
classified into two categories: (1) direct (invasive) and (2) indi- under test. (This approach can be useful for antenna diagnostics,
rect (noninvasive) measurements. Contemporary SAR measure- phaseless measurements, etc. [10].) Herein, we investigate the
ments are performed by taking direct electric field measurements application of the inverse source framework to the noninva-
within a phantom [1], in the presence of the device under sive SAR problem. This leads to a classification of possible
test (DUT). Since the measurements are made internal to the approaches, along with their advantages and disadvantages. Fol-
phantom, we refer to it as an invasive technique. The direct mea- lowing this analysis, a novel algorithm is proposed which casts
surement is made with a field probe attached to a mechanical arm the noninvasive SAR problem as a characterization problem for
which scans over the phantom to obtain the SAR distribution [1]. two sets of equivalent surface currents: those of the DUT and
A complete measurement must be done for different frequency those of the phantom. The unique aspect of this algorithm is the
bands and modulation schemes [1]. As devices become more incorporation of the dependency between the equivalent currents
as an explicit regularization term. A time-dependency of ejωt is
Manuscript received November 18, 2019; revised February 9, 2020 and March implicitly assumed in this paper.
18, 2020; accepted March 19, 2020. Date of publication March 30, 2020; date
of current version November 20, 2020. This work was supported in part by the
National Sciences and Engineering Research Council (NSERC) of Canada and
in part by the Canada Research Chair Program. This paper was presented in part II. GENERAL NONINVASIVE APPROACH
at the IEEE International Symposium on Antennas and Propagation and USNC-
URSI Radio Science Meeting held in Atlanta, GA, USA, 2019. (Corresponding Consider the setup in Fig. 1, where the DUT is radiating in the
author: Mario Phaneuf.) presence of a known non-magnetic dielectric phantom, and an
The authors are with the Department of Electrical and Computer Engi- external measurement device is present to record the complex
neering, University of Manitoba, Winnipeg, MB R3T 2N2, Canada (e-mail:
phaneuf3@myumanitoba.ca; puyan.Mojabi@umanitoba.ca). (amplitude and phase) radiated fields external to the phan-
Digital Object Identifier 10.1109/JERM.2020.2983027 tom. Using the inverse source framework, the goal is to use
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PHANEUF AND MOJABI: ELECTROMAGNETIC INVERSION FOR NONINVASIVE SPECIFIC ABSORPTION RATE CHARACTERIZATION 255
we have balanced the magnitudes of the equivalent electric and which is an equivalent representation of (8). Evaluating the
magnetic currents by the free-space wave impedance such that norms for the candidate solution will result in
the inversion algorithm does not favor one over the other [8].
Ap (p + βs) + Aq q − b2 + α2 B(p + βs) − q2
2
V. MOTIVATION FOR SIMULTANEOUS INVERSION (SI) ≈ Ap p + Aq q − b2 + α2 Bp + βs − q . (13)
We would like to briefly discuss the speculative advantages Unlike the substitution case, the effect of the erroneous compo-
of using the simultaneous inversion (SI) method. Consider the nent s is maintained in the second norm. Therefore, the algorithm
original inverse source problem can be more robust to instability. The relative performance of the
arg min{Aζ − b2 } = arg min{Ap p + Aq q − b2 }, (9) substitution and SI methods will depend on the relative cut-off
ζ p,q
frequencies of A and B. In the case where they are similar, we
where A = [Ap Aq ]. Under the substitution scheme q = Bp, the would expect similar results from the two methods. The cut-off
problem becomes frequency is comparable to the condition number of the matrix.
Due to this instability, it is often necessary to regularize the
arg min{Ap p + Aq Bp − b2 }. (10)
p substitution method when inverting noisy data. For the case of
the SI method, the norm Bp − q provides some regularization
It is known and expected that the operators Ap and Aq are ill-
effects but may not be sufficient in general. Therefore, an extra
posed which results in (9) suffering from instability.6 Consider
layer of regularization can be useful for the SI method as well.
the candidate solution p = p + βs where p is the true solution, s
Herein, we use a Krylov subspace regularization algorithm [19]
is a high spatial frequency component, and β is a real constant.
which truncates the CG algorithm early to prevent spurious
Due to the ill-posedness of Ap and Aq , these two operators act as
solutions. The degree of truncation, which serves as the regular-
low-pass filters for spatial frequencies [11].7 Consequently, we
ization weight, was chosen in an ad hoc way. Based on our nu-
make the following approximation: Ap s ≈ Aq s ≈ 0.8 Likewise,
merical simulations, although both techniques can benefit from
B is also an ill-posed operator. Let us assume that the degree of
regularization, the substitution method is more sensitive to the
ill-posedness of B is less than Aq . In other words, the cut-off
regularization weight (which is the degree of truncation). This
5 There are multiple ways of obtaining the link between the currents. In [6], [7],
is a major advantage for the SI method in terms of robustness.
the link between the currents was obtained through the PMCHW formulation.
The method used in this paper is to simply solve the volumetric forward scattering VI. RESULTS
problem [13] where the point sources (Dirac delta sources) are successively
placed at different discretized cells on Σ and the observation points are placed Fig. 4 shows the setup for the simulation. Circular reconstruc-
at discretized cells on Γ [9, Sec. 4.2.2]. Note that this is possible due to the direct tion surfaces Γ and Σ cover the phantom and DUT respectively.
relation between the equivalent currents and tangential fields on Γ.
6 This is the property of Fredholm integral equations of the first kind due to Measurements are made on the circular domain S. The phantom
their smoothing effects [11]. is circular and has a radius of 10.8 cm, so that it is comparable
7 This can also be understood by the plane wave spectrum. When the fields in a
to a human head. The phantom material has a relative complex
given plane are forward propagated to another plane, their high spatial frequency permittivity of εr = 41.5 − j19.4 at the frequency of 900 MHz.
components will be embedded in the evanescent part of the plane wave spectrum.
Thus, they will be dampened in the forward propagation. The reconstruction surface Γ is centered on the phantom and has
8 This can also be justified based on the identity Av = σ u where v , u , a slightly larger radius of 12.1 cm. The DUT was chosen to be
i i i i i
and σi are the ith right singular vector, ith left singular vector, and ith singular an infinite line source. The reconstruction surface Σ is centered
value respectively. In ill-posed problems, for large i indices, σi becomes very
small, and therefore Avi ≈ 0. Noting that a large i index corresponds to high on the DUT and has a radius of 1 cm. The separation distance
spatial frequencies, it follows that As ≈ 0. between Σ and Γ is d = 0.9 cm. There are 360 discretized pulses
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258 IEEE JOURNAL OF ELECTROMAGNETICS, RF, AND MICROWAVES IN MEDICINE AND BIOLOGY, VOL. 4, NO. 4, DECEMBER 2020
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PHANEUF AND MOJABI: ELECTROMAGNETIC INVERSION FOR NONINVASIVE SPECIFIC ABSORPTION RATE CHARACTERIZATION 259
ACKNOWLEDGMENT
The authors would like to acknowledge the NSERC of Canada
and the Canada Research Chair Program for their financial
support.
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