Professional Documents
Culture Documents
Nineteenth-Century
Literature
Internal Conflict in
Nineteenth-Century
Literature
Reading the Jungian Shadow
Ştefan Bolea
LEXINGTON BOOKS
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Acknowledgments ix
Abbreviations xi
Introduction 1
1 The Shadow in Analytical Psychology 7
2 The Double and the Demonic 27
3 The Second I: E. T. A. Hoffmann’s The Devil’s Elixirs (1816) 41
4 The North Pole of Being: Mary Shelley’s Frankenstein (1818) 53
5 The Supershadow: E. A. Poe’s William Wilson (1839) 65
6 I against I: Dostoyevsky’s Double (1846) 73
7 The Shadow of Degeneration: Stevenson’s Strange Case (1886) 89
8 The Empty Mirror: Maupassant’s “The Horla” (1887) 101
9 Genesis of the Shadow: Oscar Wilde’s The Picture of
Dorian Gray (1891) 109
10 The Shadow in Philosophy: Nietzsche’s Thus Spoke
Zarathustra (1883–1885) 123
Coda 143
Appendix 1: Year Zero: The Avant-garde of the Avant-garde 149
Appendix 2: The 19th Century from Romanticism to
Post-Romanticism (Chronology) 159
vii
viii Contents
A previous version of this book was published in Romanian in 2019 under the
title Jung and the Philosophy of Shadow. The book is a significantly extended
and revised version of my second PhD thesis in Comparative Literature
defended in September 2017 at the Babeș-Bolyai University from Cluj-
Napoca. Corin Braga, Marta Petreu, Mădălina Diaconu, Ion Vartic, and Ilinca
Ilian have improved my manuscript with their suggestions. A notable part of
the documentation work for this book was conducted during my research stay
at the University of Vienna as a visiting PhD student thanks to an Ernst Mach
grant awarded by the OeAD, whose support is gratefully acknowledged. In
am indebted to Liana Don, who suggested the theme of my research, and
to Paul Chetreanu-Don, with whom I’ve discussed incessantly the topics
developed in this book. My friends, Sorin-Mihai Grad, Petrișor Militaru,
and Oliviu Crâznic, deserve my gratitude for their help, advice, and support.
I would also like to thank Octavian More for helping me translate fragments
of this book from Romanian to English. Thanks are due to an anonymous
reviewer, whose valuable hints contributed to improving the manuscript.
I would like to thank my editor from Lexington Books, Holly Buchanan, for
her advice and patience. Without the support of my family, I wouldn’t have
been able to finish this seven-year nékyia in the realm of the Shadow. I would
especially like to thank my nephew, Cristian Andrei Verdeș, who inspired me
and convinced me that children are naturally born philosophers.
The theory of antihumanism presented in this book was initiated in
articles such as “The Nihilist as a Not-Man. An Analysis of Psychological
Inhumanity” (Philobiblon. Transylvanian Journal of Multidisciplinary
Research in Humanities, XX, 1, 2015) and “Alien Covenant” (Philosophy
Now, 124, 2018). Parts of this book have seen published previously. Fragments
from chapter 1 have been published in Philobiblon. Transylvanian Journal
ix
x Acknowledgments
JUNG
xi
xii Abbreviations
NIETZSCHE
We are not whole beings, at peace with ourselves. There is an internal war
raging inside us, and this book seeks to explore this war by referring to
several key works of the 19th century. The seven works I intend to analyze
are The Devil’s Elixirs (1816) by E. T. A. Hoffmann, Frankenstein (1818)
by Mary Shelley, “William Wilson” (1839) by E. A. Poe, The Double (1846)
by F. M. Dostoyevsky, Strange Case of Dr Jekyll and Mr Hyde (1886) by
R. L. Stevenson, “The Horla” (1887) by Guy de Maupassant, and The Picture
of Dorian Gray (1891) by Oscar Wilde.
First, I would like to demonstrate how the attack against the principle of
identity, which is present, for constitutive reasons, in all the literary works
studied, anticipates the way in which we conceive post-identity in our age
(i.e., as a succession of functional masks we don as a means of conforming
to present society). Stevenson explicitly shows that multiplication of person-
ality can be a consequence of duality. Duality is accompanied by more than
the classical conflict of dissociation (I versus not-I), signaling the breaking
of ego in more “copies of the copy,” an infinite series of mirrors: “(not-)I1,”
“(not-)I2,” “(not-)I3,” and so on. Just as Baudrillard claimed that we have to
renounce the myth of the unconscious, around the 1880s we learned that we
must abandon ego (critically understood by Ernst Mach as a bundle of sensa-
tions, or by William James as a stream of consciousness).
Second, I would like to argue that there is an unmediated connection
between analytical psychology and romanticism and post-romanticism. In
my view, 19th-century literature anticipates the theoretical findings of the
analytical psychology of the 1920s and 1930s. These texts from the 19th cen-
tury prefigure Freudian and Jungian innovations (just like William Blake’s
intuitions prefigure Kierkegaardian hypotheses, or just as Marcel Proust is a
forerunner of the Husserlian phenomenology). For instance, Dostoyevsky’s
1
2 Introduction
novella The Double (1846) precedes the memoirs of Daniel Paul Schreber,
published in 1903 and used by Freud for his research regarding paranoia.
Third, I intend to argue, by way of reference to the luminaries of the phi-
losophy of literature, that both disciplines intersect with and influence one
another, just as springs from the same stream. For instance, a novel like Mary
Shelley’s Frankenstein, which starts from the presupposition of romantic
isolation, a thesis common to both Goethe and Byron, exhibits also the deca-
dent doctrine from Wilde’s The Picture of Dorian Gray, anticipating both the
pathological journal from Nietzsche’s Ecce homo (1888) and Cioran’s ode to
solitude from On the Heights of Despair (1934), which “starts with the end.”
Moreover, Nietzsche’s and Cioran’s auctorial masks signify the ordeal of
certain existential subjects, who seem to have abandoned the Heideggerian
being-in-the-world; they write instead as if they exist alone in a postapoca-
lyptic world.
Fourth, we contemplate the 19th century to understand more about the pres-
ent moment. A process was initiated, around the 1880s, of tracing the origin
of our mutable and already outdated postmodern self. For instance, Rimbaud
and Nietzsche discovered our hidden alterity, just as recent post-structuralists
discovered recently that we are lived and thought by the social and linguistic
structures. In much the same way as Lautréamont prefigures Cioranian anti-
humanism and as Nietzsche anticipates Foucault’s version,1 or in the same
way as death of transcendence leads to the death of man and the dissolution
of the previous conception of the ego, we also live today “the zero hour” of
nihilism (using Beckett’s expression in a different context): we count the time
using the clock without hands from Bergman’s Wild Strawberries (1957).
Using another cinematographic analogy, Lars von Treir’s Planet Melancholia
has been gradually encroaching since the 1880s: Can it be stopped, or are
we merely trying to delay the inevitable? The 19th century is our collective
shadow, and we will either integrate it or permanently experience it, in our
projective network, as a “continuous end.”
Although I am reading 19th-century literature, I am only interested in our
extreme contemporary perception of romanticism and post-romanticism.
This is why I will attempt to reconstruct the 19th century through contempo-
rary philosophy and pop culture. A TV series such as John Logan’s Penny
Dreadful (2014–2016), which includes several “shadowy” classical protago-
nists featured in my book (Victor Frankenstein, Henry Jekyll, Dorian Gray,
Dracula, etc.), reconstructs the 19th century from a postmodern perspective.
One of its main characters, Caliban, parodies William Wordsworth’s poem
“I Wandered Lonely as a Cloud” (1807), expressing the conflict between
early romanticism and the modernism of an industrial society on the brink of
expansion: “I am not a creation of the antique pastoral world. I am modernity
personified. . . . We are men of iron and mechanization now. We are steam
Introduction 3
engines and turbines. Were you really so naive to imagine that we’d see
eternity in a daffodil?” Therefore, my book cannot be seen as an “ode” to an
obsolete century. It tries, instead, to analyze the problems of our society by
way of a detour to the century that discovered industrialization, nationalism,
modernity, and the unconscious.
For instance, we shall see how Maupassant’s “The Horla” can be read, not
only in a Nietzschean vein but also through the hermeneutic lens of Cioran’s
antihumanism. Hoffmann’s The Devil’s Elixirs can be read as a reaction to
Fichte’s oscillation between I and not-I, or as a romantic criticism of the
enlightenment notion of the autonomy of the subject. Furthermore, referring
to the philosophy of literature, Wilde’s The Picture of Dorian Gray is com-
parable to Kierkegaard’s Either/Or (1843) and The Concept of Anxiety (1844)
for two reasons: first, because it introduces an analogy between aestheticism
and demonism, and second, because Dorian Gray can be read as a medita-
tion of the Fall. In the same vein, Wilde’s Mephistophelian Henry Wotton
can be compared not only to Walter Pater but also to Nietzsche and Cioran. I
will detail, in the appendix, a research hypothesis addressing the relationship
between the Jungian shadow and the fin de siècle literature: How was our
modernity born in the 1880s from the attack on subjectivity, the discovery of
the unconscious, the rise of Darwinism and degenerationism, the rediscovery
of sexuality, the religious crisis, and the “avant-garde of the avant-garde”?
Verlaine’s stanza from “Languor” (1883) says it all: “I am the Empire in the
last of its decline” [Je suis l'Empire à la fin de la decadence].
I will focus on the 19th-century literary shadow, because Jungian analy-
sis fits perfectly with the postulates of romanticism and post-romanticism.
There are many “shadowy” literary works in the 20th century as well, such
as Golem (1914) by Gustav Meyrink, Steppenwolf (1927) by Hermann Hesse,
Despair (1934) by Vladimir Nabokov, Mephisto (1936) by Klaus Mann, The
Dwarf (1944) by Pär Lagerkvist, or Doctor Faustus (1947) by Thomas Mann,
which can be analyzed in another book. Postmodern writings (and the mov-
ies based on them) concerning the duality of the shadow such as Fight Club
(1996) by Chuck Palahniuk and The Double (2002) by José Saramago should
be analyzed through the anarchetypical perspective popularized in Romania
by Corin Braga: the anarchetype results from the destruction of the meaning
of the work and has a decentered and anarchic manifestation. An anarchetype
of this kind would be the shadow of the shadow, which, like the “copy of
copy” (a term used by Palahniuk and by the industrial rock band Nine Inch
Nails), develops on the ruins of the Jungian shadow.
According to analytical psychology, the shadow is an archetype and the
personification of evil. Moreover, it symbolizes the inferior personality:
the other in ourselves. From a literary perspective, the two versions of the
shadow are the double and the demonic. From a philosophical point of view,
4 Introduction
NOTE
1. See Bolea (2018, 53): I use the concept of antihumanism in a different sense than
Michel Foucault’s. “The French philosopher spoke of the death of a certain concept
of humanity following the demise of God: ‘Man would be erased like a face drawn
in sand at the edge of the sea.’ However, poets such as Baudelaire and Lautréamont
and philosophers such as Stirner, Nietzsche and Cioran add misanthropy—dislike of
mankind—to their antihumanistic project. While Foucault alluded to the downfall of
man understood in a certain type of way, and to the arrival of a non-humanistic system
of reference, some post-romantic poets and philosophers see themselves as agents
of destruction—of what Nietzsche called ‘active nihilism’—and would like to finish
with the saga of humanism altogether through a Schopenhauerian process of universal
death.”
Chapter 1
7
8 Chapter 1
patior = “to suffer,” “to endure”) and agens (the present active participle of
the verb agere = “to lead,” “to do,” “to act”) (CW 11, §391). The relationship
will be, therefore, like that of passive and active or similar to the one between
the Earth and the Sun. Their conceptual spheres may not overlap exactly, but
this relationship recalls the Freudian rapport between ego and id: “The rider
[is] obliged to guide the horse along the path by which it itself wants to go”
(Freud 1990, 96). In other words, “the ego is in the habit of transforming the
id’s will into action as if it were its own” (Freud 1989, 19).
The relationship between the ego and the self can be internalized, such as
that which presumably existed between Goethe and Faust, between Nietzsche
and Zarathustra, or, in Jung’s case, between Personality No. 1 and Personality
No. 23 (the spiritual duality that brought him the diagnosis of infantile schizo-
phrenia from Donald Winnicott (1964, 450) in a famous review). “I . . . dis-
tinguish between the ego and the self . . . , since the ego is only the subject
of my consciousness, while the self is the subject of my total psyche, which
also includes the unconscious. . . . [T]he self often appears as supraordinate
or ideal personality, having somewhat the relationship of Faust to Goethe or
Zarathustra to Nietzsche” (CW 6, §706).
The self can be approximated by the term “God within” and closely associ-
ated with the Kantian concept of “noumenon” or Meister Eckhart’s notion of
divine “spark.” Jung states that the purpose of individuation, the becoming
for the self, is not a “deification of man,” so as to avoid the accusation of “the-
osis” (divinization), which has been repeatedly brought against him by the
church.4 “Sensing the self as something irrational, as an indefinable existent,
to which the ego is neither opposed nor subjected, but merely attached, and
about which it revolves very much as the earth revolves round the sun—thus
we come to the goal of individuation” (CW 7, §405).
To accept the direction and the teleology of individuation is equivalent
to being elevated to the intimacy of our own inner divinity (“God within”)
or the mysterious understanding of the fact that “the kingdom of God is
within you” (Lk. 17, 21) (Stevens 2001, 61–62). According to David Tacey
(2015, 47), the self “has no equivalent in the Freudian system, and its
closest counterpart is the Atman or ‘God within,’ of Hindu philosophy.”
According to Edward Edinger (1992, 210), the numinous force of the
archetype of the self can be grasped through its description from Bhagavad
Gita: “This (Self) is never born, nor does It die, nor after once having
been, does It go into non-being. This (Self) is unborn, eternal, changeless,
ancient.”
Based on the excerpt from the Indian scripture, the self has on its side
that unformed quality of the archetypal ideas, which characterized also
the divinity from the poem “A Dacian’s Prayer” (1879)5 written by Mihai
Eminescu (1964, 120): “Ere yet the Gods existed already He was God.” Just
The Shadow in Analytical Psychology 9
THE PERSONA
In Jung’s view, the persona is “the mask of the actor” (CW 9/I, §43). Persona
refers to “both the actor’s mask and the actor,” meaning “the role someone
plays because of his features, looks and abilities” (Müller and Anette Müller
2003, 315). According to Jolande Jacobi (1971, 44–45), the persona derives
from Persu, the Etruscan masked god of the inferno. In the ontological con-
stitution of the persona we observe a contrast between objective and subjec-
tive, between general and particular, between the archetypal mask and the
distinct voice. As many Jungian definitions show, the persona is “individual”
+ “the world” or “individual” + “the other.” “The persona . . . is a compro-
mise between individual and society as to what a man should appear to be”
(CW 7, §246) or “the individual’s system of adaptation to, or the manner he
assumes in dealing with, the world” (CW 9/I, §221). Moreover, “the persona
is that which in reality one is not, but which oneself as well as others think
one is.” According to Jung, “the persona is . . . a functional complex that
comes into existence for reasons of adaptation or personal convenience. . . .
10 Chapter 1
If we only have factors (a) and (b), “the individual is a dreamer, a rebel, or
an eccentric.” If we have factors (a) and (c), the individual will be boring, flat,
and mediocre (he will be predictable and somewhat cowardly). If we only
have factors (b) and (c), we have a contrast between “ideal and real,” between
what I am and what I cannot be because of facticity: “the fat wants to be slim,
the little one wants to be big, the weak wants to be strong.” If we only have
factor (b), the individual will be a total nonconformist; if we only have factor
(c) man dissolves in the collective without any personal touch. “Only when
all three factors are interdependent, the persona is effective” (Ibid., 54–5).
Long before Jung and Sartre, Arthur Schopenhauer had intuited that the
persona “is always paid in cash” (CW 9/1, §221) or, in other words, that
we often pretend in order to protect our interests. Paraphrasing Nietzsche,
we can say that life is a will to power or a pure desire to win, disguised9
under the masks of nobility, friendship, philanthropy, or altruism. “After all,
our entire civilized world is only a great masquerade. Here one encounters
knights, preachers, soldiers, doctors, lawyers, priests, philosophers and who
knows what else! But they are not what they represent; they are mere masks
under which, as a rule, money speculators (money-makers) are hiding”
(Schopenhauer 2017, 192).
Furthermore, the Jungian view of the persona is anticipated10 by
Schopenhauer’s most significant disciple, Friedrich Nietzsche. First, in GS
(356), the German thinker warns of the danger of identifying with the pro-
fessional persona (a recurring theme in Sartre and Jung), which is mostly
arbitrary and contingent, and not the result of a genuine existential option:
“Almost all Europeans, at an advanced age, confuse themselves with their
role; they become victims of their ‘good performance’. . . . Upon deeper
consideration, the role has actually become character.” The excerpt remains
pertinent: we become the victims of our own game because assuming the role
is rewarded, just as, in a complementary fashion, leaving the role (or display-
ing the shadow) is quickly penalized.
It is interesting that Nietzsche does not insist (like Sartre) on the socio-
anthropological ramifications of the falsity of the persona, but rather deals
with the psychological dimension of the one who is false to himself. “Are you
for real? Or only an actor? A representative? Or the represented?—In the end,
you are really only an imitation of an actor” (TI, “Arrows and Epigrams,” 38).
Nietzsche seems to draw attention to the fact that the one who puts the mask
reaches a disjunction to himself. In other words, once the persona is imprinted
on the face, the ego will suffer. We’re talking about an authentic “labyrinth
of masks behind masks” (Dixon 1999, 211), which obstructs the person
behind them. Thus, in his posthumous fragments, Nietzsche refers to those
who vehemently lie to themselves, becoming actors to themselves: “But your
faith must be so blind, so immense and fantastic, to overcome the suffering
12 Chapter 1
Society expects . . . every individual to play the part assigned to him as perfectly
as possible, so that a man who is a parson must not only carry out his official
functions objectively, but must at all times and in all circumstances play the role
of parson in a flawless manner. Society demands this as a kind of surety; each
must stand at his post, here a cobbler, there a poet. No man is expected to be
The Shadow in Analytical Psychology 13
both. Nor is it advisable to be both, for that would be “odd.” Such a man would
be “different” from other people, not quite reliable. . . . Society is persuaded that
only the cobbler who is not a poet can supply workmanlike shoes. (CW 7, §305)
On the intersubjective level, the persona expresses a fear of the other, more
precisely, a repugnance to the ego and the shadow of the other. Under the skin
there is hell, a Vesuvius that can erupt at any time, an amoral chaos, anoma-
lous and devoid of space-time determinations, similar to the Freudian id. The
persona’s dictatorship is a re-signification of the self through functionality:
the individual with a deficient persona will be considered a sub-human, a
“stranger,” an outcast, and will be the target of general projections (Hannah
2000, 76). Sartre sketches in Being and Nothingness an argument similar to
the Jungian one:
There is the dance of the grocer, of the tailor, of the auctioneer, by which they
endeavour to persuade their clientele that they are nothing but a grocer, an auc-
tioneer, a tailor. A grocer who dreams is offensive to the buyer, because such
a grocer is not wholly a grocer. Society demands that he limit himself to his
function as a grocer, just as the soldier at attention makes himself into a soldier-
thing with a direct regard which does not see at all, which is no longer meant to
see. . . . There are indeed many precautions to imprison a man in what he is, as
if we lived in perpetual fear that he might escape from it, that he might break
away and suddenly elude his condition. (Sartre 1978, 59)
Like the persona, das Man is a compromise between the individual and
the world (here, “compromise” is rather a euphemism for the connection
between a submissive subject and a society with authoritarian claims).
Recalling the three criteria for an efficient persona, criteria evoked by
Jolande Jacobi, we could say that the individual acting under the auspices
of averageness is subjugated by the ideal of the environment, having no
eye for the ideal of the ego, which can bring it out of anonymity. The
Heideggerian leveling down [Einebnung] recalls the Nietzschean syntagma
of Ausgleichung, which in its turn has been translated by “leveling,” but
which also means “equivalence” and “equalization”: “Every priority is
noiselessly squashed. Overnight, everything that is original is flattened
down as something long since known. Everything won through struggle
becomes something manageable. Every mystery loses its power. The care
of averageness reveals, in turn, an essential tendency of Dasein, which we
call the leveling down of all possibilities of being [die Einebnung aller
Seinsmöglichkeiten]” (Heidegger 1996, 119).
Averageness, the characteristic feature of the they, seems to be concerned
with obliterating exception, with the annihilation of the tendencies that could
transgress the Procrustean bed of the norm. It is eloquent that the Nietzschean
term for “leveling” is related to “mediocritization” [Vermittelmässigung]
(BGE 242) and “diminution” [Verkleinerung] (GM I, 12). The persona is a
diminutive11 variant of that which exists: through it we all participate in the
reduction of the world. The third Heideggerian feature refers to disburden-
ing: “It can most easily be responsible for everything because no one has to
vouch for anything. The they always ‘did it,’ and yet it can be said that ‘no
one’ did it . . . In this way, the they disburdens Dasein in its everydayness. . . .
Everyone is the other, and no one is himself. The they, which supplies the
answer to the who of everyday Dasein, is the nobody [das Man . . . ist das
Niemand]” (Heidegger 1996, 119–120).
The disburdening of one’s being goes hand in hand with a sort of deper-
sonalization: from a Jungian perspective, this abdication of personality
(understood as the renunciation of the self) can be signaled in the identifica-
tion with the professional persona society imposes upon us. In Heidegger’s
view, we ourselves are das Man (in Jungian terms, our persona takes over
the attributes of the ego-self axis in our professional life), and, as functional
and anonymous robots, we are nobody. This identification of the persona with
non-personality may be exaggerated from the Jungian point of view, but it
corresponds to a “mask of the soul” which is excessively tributary to the fac-
tor (c) mentioned by Jacobi, namely, the ideal of the environment.
Schopenhauer’s reflections in Aphorisms on the Wisdom of Life (1851)
could be included in the prehistory of the concept of persona. He speaks about
three layers of human existence:
The Shadow in Analytical Psychology 15
“(1) What one is: that is, personality in the widest sense.
(2) What one has: that is, property and possessions in every sense.
(3) What one represents: By this expression we usually mean what someone
is in the eyes of others, thus how he is represented by them. Hence it con-
sists in their opinion of him and is divided into honour, rank, and fame.”
(Schopenhauer 2016, 275; Jacobi 1971, 61)
Schopenhauer (2016, 309) argues that “our existence in the opinion of oth-
ers, is consistently much overrated as a result of a particular weakness of our
nature, although the slightest reflection could teach us that in itself, for our hap-
piness, it is not essential. Accordingly, it is hard to explain how inwardly glad
all human beings are as soon as they detect signs of others’ favorable opinion
and their vanity is somehow flattered.” The German philosopher shows that we
often invest more energy in building the persona than in orchestrating our own
inner evolution. We want to impress others, but we should, first of all, grow up
in our eyes. However, the persona is “an essential component” of our person-
ality (Jacobi 1971, 61) and, in contrast to Schopenhauer, the individual must
be open to the stimuli of the environment; otherwise, if he dedicates himself
exclusively to the first point (as the German philosopher seems to suggest), he
becomes a solipsist who separates himself from the pattern of “likeness,” a mis-
anthrope who refutes his humanity, from which he breaks only in appearance,
because on the unconscious level he is constitutively connected with others.
We have spoken depreciatively about the persona, following the direction
initiated by Schopenhauer and Jung. There are, however, Jungian analysts
who have defended the persona, such as Thayer Greene, who argued that
the so-called mask is a perfectly legitimate organ of the soul through which
the ego projects its inner reality (the self) in the world (Sanford 1987, 134).
Analyzing the role of the mask in Greek theatre, the psychologist notices that
it “was specifically designed to amplify the actor’s character. . . . The mask
was a practical invention, in part at least; its purpose was to reveal, not to
conceal” (Greene 1975, 26). If in front of the persona we find the outer real-
ity (the world)—and this is its preeminent component—behind it stands not
only the ego but also the self. However, the persona mediates predominantly
between the ego and the world, and the shadow is the “veil” between the ego
and the self.12
We have seen that the external world puts an indelible impression on the
persona; on the contrary, the shadow wants to hide from the world, to dwell
undisturbed in the underground, becoming denser and more threatening.
The ego lies between the persona and the shadow, between the world and
hell, between the social archetype and the demonic archetype. “Persona and
shadow are usually more or less exact opposites of one another, and yet they
are as close as twins” (Stein 1998, 109).
16 Chapter 1
As we have seen, the persona is “the mask of an actor” (CW 9/I, §43). Just
as acting is an art, the management and control of the persona is also an art.
Some are amateurs and their shadow leaks through the mask (the silhouettes
of fear and disgust painting their fake smiles); some are skillful masters in
handling the persona and are able to control themselves, despite the tre-
mendous energy the ego spends to take cover. The price is high: shadows
are hunted and sometimes executed, masks are rewarded and consecrated.
However, this binary opposition (shadow/persona, truth/lie, authenticity/das
Man) is too simplistic. The persona can be self-expressive, as Greene argues,
and the authenticity of the shadow might be a despicable truth “born in Hell.”
Moreover, half-truths further distort the general picture. The “clash” between
persona and shadow makes aware of the fact that becoming is higher than
being. Being is lazy and self-complacent; becoming, industrious and risk
taking. The shadow indicates our inner repressed conflicts. The persona is
a Machiavellian prince that firmly keeps his eyes on the prize. Both can be
understood either as hindrances and squanderers of energy or as weapons of
self-overcoming.
THE SHADOW
According to the Jungian scholar Mario Trevi, the first indirect references to
the term “shadow” are found in the study published between 1911 and 1912
under the title Wandlungen und Symbole der Libido (the first edition of CW5)
in Jahrbuch für psychoanalytische und psychopathologische Forschungen,
III–IV. An express reference appears in the study “New Paths in Psychology”
(CW 7, §§407–441), published in 1912 in Raschers Jahrbuch für Schweizer
Art und Kunst, an article that represents the first version of the work “The
Psychology of the Unconscious Processes.” Paradoxically, the concept of
shadow does not appear among the famous definitions in Psychological Types
(CW 6), a work published in 1921, which suggests that Jung was, at a rather
early stage, already in possession of the notion of shadow, but he refined in
the 1920s–1930s (Trevi 2009, 4; Agnel et al. 2008, 120).
According to John Beebe and Ernst Falzeder,13 the Swiss author had
used the term “shadow metaphor” before its distinct occurrences in CW 5
and CW 7. Already in his dissertation On the Psychology and Pathology of
the So-called Occult Phenomena (1902) and in his article “On Simulated
Insanity” (1903) he writes about the “psychic shadow side” (CW 1, §74,
§340). In the nine lectures published as “An Attempt at Presenting a
Psychoanalytic Theory” (1912–1913), the psychologist speaks of the “shad-
owy . . . existence” (CW 4, §305) of the complexes. Moreover, in the lecture
“On the Importance of the Unconscious in Psychopathology” (1914), when
The Shadow in Analytical Psychology 17
we are/ We are who we’re afraid to be” (Lux Occulta 1999). “It is a rare and
shattering experience for us to gaze into the face of absolute evil” (CW 9/
II, §19), so let us say Tat Twam Asi (“thou art that” in Sanskrit) to the evil
character hiding in the unconscious. In each of us there is an antihero: that is
why it is common sense to try to integrate it.
The shadow can be defined metaphorically as a stain on the soul that we
try hard to conceal. In the glossary from MDR (398–9), Jung states that the
shadow is the “sum of all personal and collective psychic elements which,
because of their incompatibility with the chosen conscious attitude, are
denied expression in life and therefore coalesce into a relatively autono-
mous ‘splinter personality’ with contrary tendencies in the unconscious.”
Furthermore, in the same line of argumentation, the shadow “is the sum of
those personal characteristics that the individual wishes to hide from the oth-
ers and from himself. But the more the individual tries to hide it from him-
self, the more the shadow may become active and evil-doing” (Ellenberger
1970, 707). On the one hand, we hide our inferiority through the so-called
superiority of the persona; on the other, we hide from ourselves the primitive
impulsive and undifferentiated material, projecting it onto our fellow human
beings.
Jung repeatedly warns us (CW 5, §267; CW 9/I, §474) that the shadow
corresponds to the Freudian personal unconscious.14 We may say, using a
more technical term (from the second Freudian theory of the psyche), that
the shadow is similar to the Freudian id. The id is conceived as “the dark,
inaccessible part of our personality. . . . We approach the id with analogies:
we call it a chaos, a cauldron full of seething excitations,” observes Freud
(1965, 73), in a manner reminiscent of the Schopenhauerian definition of the
will.15 “The will . . . is just as wild and impetuous an urge as the force that
appears in a downward plunging waterfall—in fact, as we know, these are at
the most basic level identical” (Schopenhauer 2018, 224). The shadow can
be compared to “a cauldron full of seething excitations,” a metaphor for the
immense reservoir of energy that lies in the unconscious.
However, the Freudian id contains much more than the shadow—it is
the repository of instinctive desires and forces, such as the death instinct
(Thanatos), and the life force (Eros), and the desire to propagate the species.
Freud claims that the “aggressive instinct is the derivative and the main rep-
resentative of the death instinct,” referring to the “natural aggressive instinct”
and to “the hostility of each against all and all against each” (Freud 1961b,
122). He quotes from Goethe’s Faust, reminding us of Mephistopheles’s dec-
laration, that combines the destructivity of the death instinct with the dense
shadow of the demonic: “Destruction,—aught with Evil blent,—/ That is my
proper element” (Ibid., 121). To capture the portrait of the “destroyer,” Freud
could easily refer to Seneca’s Medea: “I can be quiet only if I see everything
The Shadow in Analytical Psychology 19
our world. “It is quite within the bounds of possibility for a man to recognize
the relative evil of his nature” [personal shadow], but “it is a rare and shat-
tering experience for him to gaze into the face of absolute evil” [archetypal
shadow] (Ibid.). If the personal shadow can be seen as the first obstacle we
encounter on the road to individuation,18 the transpersonal shadow has a
more deconstructive or degenerative feature, leading to madness, psychosis,
death, or suicide. Its archetypal feature can be compared to a nuclear bomb:
“Nobody has ever seen an archetype, and nobody has ever seen an atom
either. But the former is known to produce numinous effects and the latter
explosions” (LJ 2, 53).
The battle between the ego and the archetypal shadow is unequal:
“Whenever an archetypal event takes place, there is some danger that the
human ego will be overcome by the numinosity of the image and experience
an inflation” (Frey-Rohn 1989, 82) The individual who, in the manner of
Nietzsche’s Zarathustra, confronts with the archetypal self and the archetypal
shadow (in other words, with God and the dark side of God) risks his life
and his mind: “A hazardous situation developed, in which the dark, instinc-
tual side, until now largely of theoretical import alone, was activated and
threatened to rip the soul apart by opposing the ‘divine’ with the ‘satanic’”
(Ibid., 110).
One of the crucial aspects of the shadow is the identification with it,
which Jung thinks he diagnosed it in Nietzsche’s personality19: it is “a
phenomenon that occurs with great regularity in such moments of confron-
tation with the unconscious” and transforms the affected individual “into
a hero or into a godlike being, and superhuman entities” (CW 7, §41f.).
If the virtual integration of the shadow is related to the awareness of the
unconscious (a snatch of primitive and infantile contents from unconscious
abodes, the building of a Lichtung20 in the heart of shadows), identification
with the shadow will be, conversely, the making unconscious of conscious-
ness. Thus, it involves the resignation of consciousness, the death of the
inner “sun,”21 the absolute darkness,22 reminding us of the nihilist feeling of
Byron’s masterpiece, “Darkness” (1816): “The bright sun was extinguish’d,
and the stars/ Did wander darkling in the eternal space,/ Rayless, and
pathless” (Byron 2008, 272).
In pop culture too (for instance, in the suggestively titled song “Fade to
Black” (1984) by Metallica), there appears the theme of the darkening of con-
sciousness, of inflation, consequent upon the identification with the shadow.
We remember the line: “I was me but now, he’s gone.” The passage from the
first to the third person reveals estrangement, alienation, the disjunction in
the structure of identity (ego ≠ ego), which reminds us of the description of
depersonalization from the romantic poem “Melancholy” (1876)23 by Mihai
Eminescu (1964, 76): “When I look back on living, the past seems to unfold
The Shadow in Analytical Psychology 21
/ As though it were a story by foreign lips retold. / As though I had not lived
it, nor made of life a part.” We will translate the crisis if identity expressed
in the lines of the Metallica song thus: “I was ego, but now I’m shadow.” We
may redefine the identification with the shadow as the death of the ego, which
is clouded and annihilated by the dark content of the unconscious.
We should keep in mind that “the ‘other’ in ourselves” (Hauke 2000, 133),
“das Andere in uns” (Wolff 1959, 152), “the dark brother of mankind” [der
dunkle Bruder der Menschheit] (Neumann 1993, 92), is an oneiric aggres-
sor, which reminds us of the repression of inferiority. The shadow, consist-
ing of all the personal aspects we avoid recognizing, will often be projected
on our closest ones. “As we know, it is not the conscious subject but the
unconscious which does the projecting. Hence one meets with projections,
one does not make them. The effect of projection is to isolate the subject
from his environment” (CW 9/II, §17). Projection severs the subject from
the world, propelling outward what is found in the unconscious. Projection
leads to autism, turning the world into a dream, in which the inner fantasies
are externalized.
Not accidentally, the projection mechanism is borrowed by Jung from the
Freudian research on paranoia.24 “The mechanism of symptom-formation in
paranoia requires that internal perceptions—feelings—shall be replaced by
external perceptions. Consequently, the proposition ‘I hate him’ becomes
transformed by projection into another one: ‘He hates (persecutes) me, which
will justify me in hating him’” (Freud 1958, 63). Thus, we find outside what
is often hidden inside, replacing the inner perception with an external one: the
feelings of hostility we find in the environment could be a projection of our
own hostility. If our sight is dark, we will find only darkness. “We are still
so sure we know what other people think or what their true character is. We
are convinced that certain people have all the bad qualities we do not know
in ourselves or that they practise all those vices which could, of course, never
be our own” (CW 11, §140).
The evil we find in the others (“l’enfer c’est les autres”) is a reflection of
our inner negativity (“l’enfer c’est moi”). “First and foremost, one sees the
mote in one’s brother’s eye. No doubt the mote is there, but the beam sits in
one’s own eye” (CW 6, §9), remarks the founder of analytical psychology,
paraphrasing the Gospel (Mt. 7, 3–5). However, the projection is so seductive
because it keeps the feeling of the “monarchy of the ego,” keeping us in a
comfortable and irresponsible bad faith: “Projection causes the least amount
of distress to the ego, which can observe its twin but at a safe enough distance
to allow for an illusory sense of separation” (Moores 2010, 26).
Despite these aspects, we have an effective means of combating the ten-
dency of the unconscious to project, to find in the other that which belongs to
us by right. When we feel an irrational antipathy toward a certain person, we
22 Chapter 1
can assume that it actually disturbs an intimate defect that we find embodied
in the detested individual. Moreover, “if you feel an overwhelming rage com-
ing up in you when a friend reproaches you about a fault, you can be fairly
sure that at this point you will find a part of your shadow, of which you are
unconscious” (von Franz 1964, 68). Also, if we want to know what one’s
shadow looks like, we only have to ask him what he hates with intensity and
passion: “Ask someone to give a description of the personality type which he
finds most despicable, most unbearable and hateful, and most impossible to
get along with, and he will produce a description of his own repressed char-
acteristics” (Whitmont 1978, 162).
Therefore, we have to practice “the path of attention” (Bly 1988, 47), by
which we withdraw part of our projections and intuit an aspect of our shadow.
We find Hyde in our colleague, instead of guessing it in the mirror. We
despise ourselves by proxy25: the projection is a detour by which we hide our
dissatisfaction with ourselves. Therefore, “every situation in life which car-
ries for an individual a charge of strong affect, which makes him excessively
angry or anxious or even delighted, must be considered in terms of possibility
that the extra investment of energy may be coming from the unconscious in
the form of a shadow projection” (Singer 1994, 174f.).
“The path of attention” (Robert Bly) implies the necessity of “disci-
pline”26 (Edward C. Whitmont), an operation defined as the opposite of
repression. The Jungian analyst draws attention to the “deliberate igno-
rance” inherent to repression, which simply “looks elsewhere.” “Even
though we are not responsible for the way we are and feel, we have to take
responsibility for the way we act. Therefore, we have to learn to discipline
ourselves” (Whitmont 1978, 167). Repression (and incognizance) of the
shadow would not be so unproductive for the individual if the shadow
were pure inferiority or there weren’t a bright side to the shadow and an
energy reservoir that would help us in our personal development. “The
unconscious man, that is, his shadow, does not consist only of morally
reprehensible tendencies, but also displays a number of good qualities,
such as normal instincts, appropriate reactions, realistic insights, creative
impulses” (CW 9/II, §423). The discovery and integration of the shadow
is a process simultaneous to individual self-creation. The shadow “even
contains childish or primitive qualities which would in a way vitalize and
embellish human existence” (CW 11, §134). The Chthonian shadow may
possess a huge potential of creative libido. Thus, we will conceive of the
shadow as a false inferiority, which contains a certain teleological fea-
ture. Consequently, if we reverse an alchemical aphorism quoted by Jung
(CW 14, §118), we reach at a genuine observation: “Son, extract from the
shadow its ray!”
The Shadow in Analytical Psychology 23
NOTES
12. The shadow is the mask of the self, just as the demonic is the negative
(“shadowy”) aspect of the divine.
13. The editors of QPT: the correspondence between Carl Gustav Jung and Hans
Schmid-Guisan.
14. The essential difference between the Jungian concept of the shadow and the
Freudian concept of the unconscious (whose main mechanism is repression) is that
the first contains the “germs of further development,” being oriented mainly teleologi-
cally, not only regressively (Frey-Rohn 1969, 93).
15. The correspondence between shadow, id, and will is hinted at in the TV series
The OA (Batmanglij and Marling 2019): “He’s your shadow. Who has no shadow has
no will to live.”
16. Schopenhauer argues that the will is unconscious and that it is the master,
while the intellect is the servant. The relationship between the intellect and the will
anticipates Freud’s dynamics between the ego and the id. See especially the chapter
“On the Primacy of the Will in Self-Consciousness” (Schopenhauer 2018, 212–257).
See also Nietzsche’s anticipations of the id from GS: “For the longest time, conscious
thought was considered thought itself; only now does the truth dawn on us that by
far the greatest part of our mind’s activity proceeds unconscious and unfelt” (GS
333); “[M]an, like every living creature, is constantly thinking but does not know
it; the thinking which becomes conscious is only the smallest part of it, let’s say the
shallowest, worst part” (GS 354).
17. Schopenhauer’s theory of madness (2018, 417–418) prefigures repression:
“[I]f the will’s resistance and refusal to assimilate some cognition reaches the point
where the operation simply cannot be carried out; if, therefore, certain events or
circumstances are fully repressed [unterschlagen] from the intellect because the will
cannot bear the sight of them . . . then there is madness.” Nietzsche’s conception of
“forgetting” and of the “positive faculty of repression” comes very close to Freud’s
definition of “repression” [Verdrängung]: “Forgetting [Vergeßlichkeit] is no mere
vis inertiae as the superficial image; it is rather an active and in the strictest sense
positive faculty of repression [Hemmungsvermögen], that is responsible for the fact
that what we experience and absorb enters our consciousness as little while we are
digesting it. . . . To close the doors and windows of consciousness for a time; to
remain undisturbed by the noise and struggle of our underworld of utility organs
working with and against another; a little quietness, a little tabula rasa of the con-
sciousness, to make room for new things . . . that is the purpose of active forgetful-
ness, which is like a doorkeeper, a preserver of psychic order, repose, and etiquette”
(GM, II, 1).
18. See appendix 3.
19. See also Wolff 1959, 63: “When the collective unconscious is activated, the
ego without sufficient self-knowledge identifies itself with archetypal figures, as
happened, for example, with Nietzsche when he identified himself with the figure of
Zarathustra.”
20. “I knew . . . that this little light was my consciousness, the only light I have. . . .
Though infinitely small and fragile in comparison with the powers of darkness, it is
still a light, my only light” (MDR 88).
The Shadow in Analytical Psychology 25
21. See Thomas Campbell’s “The Last Man” (1823): “We are twins in death,
proud Sun!/ Thy face is cold, thy race is run” (Campbell 2015, 522).
22. See John Clare’s Superstition’s Dream (1822): “Leaves crumbled ashes to the
air’s hot breath,/ And all awaited universal death” (Clare 2015, 519).
23. Trans. Corneliu M. Popescu.
24. See CW 6, §784: “Projection . . . does not lead to ingestion and assimilation but
to differentiation and separation of subject from object. Hence it plays a prominent
role in paranoia, which usually ends in the total isolation of the subject.”
25. “When we hate someone, what we hate is something in him, or in our image
of him, that is part of ourselves. Nothing that isn’t in us ever bothers us” (Hesse
2013, 91).
26. Another Jungian analyst argues that humility is an existential possibility
needed to handle the projective capacity of the shadow: “Humility is simply the abil-
ity to acknowledge the truth about ourselves. . . . Humility can disarm the fiercest
of deceptive demons lodged in the dark shadow realm, because it is Truth itself. . . .
Humility gives us the calmness and patience to find out what [the] soft side is, and to
catch hold of it” (Pascal 1992, 128).
Chapter 2
THE DOUBLE
The double is the first subtheme of the shadow. The German word
Doppelgänger1 was coined by Jean Paul (1994, 67 n.) in 1796 in a note of his
novel Siebenkäs: “This is the name for people that see themselves” [So heis-
sen Leute, die sich selbst sehen]. According to Rogers (1970, 4), the German
word is much more dynamic than the simple translation double: it translates
as double-goer. The definition lacks precision: “The word double is embar-
rassingly vague, as used in literary criticism” (Guerard 1967, 3). According
to Hallam (1981, 5), the double implies not only duality but also multiplicity.
The double is “a figure of visual compulsion.” The trait of double vision,
present in Jean Paul’s definition, refers to an autoscopic subject who “beholds
its other self as another, as a visual object, or alternatively is beheld as object
by its other self” (Webber 1996, 3). In Hoffman’s The Devil’s Elixirs, both
double vision and double-talk, another trait of the Doppelgänger, are present.
I was no longer going to flee from them; I would advance upon them, proclaim-
ing in tones of thunder God’s vengeance on all transgressors. But—O horrid
sight!—before me stood the bloody figure of Victor. It was he, not I, who had
spoken. My hair stood on end with terror. (DE 71)
The door had opened and a dark figure entered whom I recognized to my own
horror as my own self in Capuchin robes, with beard and tonsure. The figure
came nearer and nearer my bed; I lay motionless, and every sound I tried to utter
was stifled in the trance that gripped me. (DE 97)
27
28 Chapter 2
self” (Webber 1996, 3). One of the main themes of Hoffmann’s The Devil’s
Elixirs is the acknowledgment of an inner “destructive conflict” (DE 120).
The inner split is sometimes linked to estrangement (DE 120), and sometimes
to the possibility of the multiplication of personality (DE 195), prefiguring
the Dostoyevskyan dissociation from The Double: “I am what I seem to be,
yet do not seem to be what I am; even to myself I am an insoluble riddle,
for my personality has been torn apart” (DE 54). Dostoyevsky’s character,
Golyadkin, begins to doubt his own existence (D 54), a symptom of psycho-
sis. Mentally ill persons who, for instance, fail to recognize themselves in
the mirror, can experience a feeling of “ontological insecurity” (Laing 1990,
39–43). The discovery of the unconscious at the end of the 19th century is
anticipated by this fall of the “fortress of identity” (JH 57): the enemy is no
longer outside the walls, he secretly slipped in. As Jekyll noted in a dissocia-
tive fashion: “He, I say—I cannot say, I” (JH 67).
A peculiar trait of the double in 19th-century fiction is its gendering as
male (Webber 1996, 4). In spite of the description of the complexity and
the uneasiness of the woman’s soul from Madame Bovary (1856) or Anna
Karenina (1877), we find no clear instances of feminine dissociation. In other
words, the female subject is unjustly excluded from the conversation regard-
ing inner duality, probably because she was considered unable to access her
identity structures, and unable to possess the feeling of the wholeness of per-
sonality. Without identity, there is no crisis of identity; one cannot experience
dissociation without the perception of a strong and stable ego. One cannot say
“I am not who I am” without first declaring “I am.”
The ones who never possess the feeling of identity and still experience
duality or multiplicity have no reference point of their preliminary organic
unity. They struggle in a pre-linguistical and prerational obscurity, in the
night of id which never imagined the morning of self-awareness. Yet another
important trait of the double is noticeable: if masculinity is deeply connected
with the double and the feminine ego is conceived as unable to become a dou-
ble, it means that the double is dependent on a powerful subject, on the “I=I”2
formula from Fichte’s and Schelling’s works. That is to say that only the one
who first says “I” can later pronounce “non-I” or “double.” It is possible that
a sort of hypertrophied romantic subject, similar to Byron’s Manfred or Cain,
casts a shadow over its double, creates it from overabundance, like Plotinus’s
demiurge. Double cannot exist without the previous expansion of the ego.
If we consider the relationship between the ego and the non-ego, we can
state a law of the genesis of the double: “Where there is I, there will always
be double”; with the corollary: “Where there is no I, there is nothing.” The
ones who have the feeling of their own subjectivity will probably encounter
scission or personal multiplicity, like Whitman3 or Hesse,4 but also have the
chance of experiencing the wholeness of personality. The ones who linger
30 Chapter 2
THE DEMONIC
The demonic is the second subtheme of the shadow, strongly linked with
the double. If the ego was modeled after the pattern of “image and likeness”
(Gen. 1, 27), the non-ego or the double parodies this ontological program-
ming, revealing the pattern of the “enemy” in the constitution of the person-
ality. The devil is both God’s double (Rogers 1970, 6) and the double of the
32 Chapter 2
human being, when one conceives him or her as a divine creature, destined
to aspire to the perfection of the formula “I am what I am” (Exod. 3, 14).
According to Jung, the demonic is one of the essential traits of the shadow:
“And indeed it is a frightening thought that man also has a shadow-side to
him, consisting not just of little weaknesses and foibles, but of a positively
demonic dynamism” (CW 7, §35). In all the literary works we will discuss,
the demonic plays an important part.
In The Devil’s Elixirs, the dual antagonists of the main character are
thought to possess a demonic influence, verifying the Jungian hypothesis
which claims that the shadow is sort of an inner devil. “You yourself are
Satan!” (DE 90), Medardus tells the painter. “You are not me, you are the
Devil!” (DE 97), he answers to Victor. According to Sarah Kofman (1991,
120), the double is the devil.6 In Frankenstein, the unnamed “monster”
refers to Lucifer, recommending himself as an enemy of both divinity and
mankind. “But it is even so; the fallen angel becomes a malignant devil.
Yet even that enemy of God and man had friends and associates in his
desolation; I am alone” (F 213). The self-characterization is arrogant, Mary
Shelley’s character claiming an angelic origin for an ordeal that transcends
the boundaries of mankind. The romantic theme of isolation, of the one
excluded from the human community because of his radical exceptional-
ism, concerns a superiority complex distinguishable in Byron’s and Wilde’s
works.
In “William Wilson,” the most important intervention of the double (or the
shadow), who exposes the main character as cheating at cards, is accompa-
nied by a “dying of light,” signifying the darkening of consciousness. “The
wide, heavy folding doors of the apartment were all at once thrown open, to
their full extent, with a vigorous and rushing impetuosity that extinguished,
as if by magic, every candle in the room. Their light, in dying, enabled us
just to perceive that a stranger had entered.” (WW 442–3). The somber
atmosphere suggests we are dealing with an uncanny [unheimlich] appari-
tion, reminding of the mysterium horrendum identified by Rudolf Otto in
the constitution of the demonic (Otto 1958, 106–107 n.). Poe’s story is more
complicated because the double of the main character prevents Wilson from
doing evil, personifying the superego or the moral consciousness [Gewissen].
Nevertheless, from a Freudian perspective, a repressive superego, who spoils
id’s agreeable party, or from a Nietzschean perspective, a dry and ascetic,
maybe even spiteful, advocate of moral purity, will be perceived as a demonic
intrusion, despite the justness of his cause. It all depends on the perspective:
because of the reciprocal projections of the two characters, we can no longer
distinguish who the “angel” (the superego is an “angel” who generates neu-
rosis, repression and shame) and who the “demon” is. Both are rather demons
for each other: shadow and shadow of the shadow.
The Double and the Demonic 33
the picture of Dorian’s soul indicates his descension toward the final circle,
Dorian keeps his unspotted beauty, which does not spare him for anxiety,
guilt, melancholy, and nostalgia. Dorian’s decline is in agreement with the
shipwreck of aestheticism, which, at a certain point, crushes with the reef of
the ethical. It is probable that a pure demonism, without reference to divinity,
is inconsistent.
It is important to distinguish between personal shadow, as a station on a
road to individuation (the confrontation with our repressed fears sometimes
indicates the direction of inner development7), and transpersonal or arche-
typal shadow,8 personified by Satan or the dark side of God. The vision of
the demonic of the 19th-century writers is much closer to the latter aspect of
the shadow. Their Dionysian characters, who oscillate between suicide and
psychosis, are ripped apart by satanic complexes, which have little to do with
the “little weaknesses and foibles” (CW 7, §35) which can be accepted and
integrated. The demonic in romantic and post-romantic literature refers to the
dark numinosity of the archetypal shadow (Rudolf Otto’s mysterium horren-
dum), which can detonate the tiny kingdom of the ego, and to the destructive,
dissociative and even “diabolic” violence of the Freudian instinct, which
dislocates (dia-bállein = “to tear apart”9) and undoes connections (even the
liaison between the ego and his or her self).
One of the first modern interpreters of the demonic is Stefan Zweig, who
analyzes in his book The Struggle with the Daemon (1925) this theme in the
works of Friedrich Hölderlin, Heinrich von Kleist and Friedrich Nietzsche.
Zweig’s definition of the concept is important for my research:
I term “daemonic” the unrest that is in us all [eingeborene Unruhe], driving each
of us out of himself into the elemental. It seems as if nature had implanted into
every mind an inalienable part of the primordial chaos, and as if this part were
interminably striving—with tense passion [mit Spannung und Leidenschaft]—to
rejoin the superhuman, suprasensual medium whence it derives. The daemon is
the incorporation of that tormenting leaven which impels our being (otherwise
quiet and almost inert) towards danger, immoderation [Übermaß], ecstasy,
renunciation and even self-destruction [Selbstvernichtung]. (Zweig 2017, 243)
If, from Freud’s or Rank’s perspective, the artist has an intrinsic proclivity
to infantilism and neurosis, one can say that he or she possesses, through his
or her nature, an inclination toward demonism. “There is no art worthy of
the name without daimonism [Dämonie]” (Ibid., 246). Analyzing the biog-
raphy of the aforementioned writers, Zweig discovers a propensity toward
immoderation, which brings them on the brink of madness, self-sacrifice, and
even self-destruction. These authors are inherently predisposed toward trans-
gression, imitating the Nietzschean shadow: “With you I strove to penetrate
The Double and the Demonic 35
NOTES
joy of descent.” Identification with God or the devil is a common symptom of psy-
chosis, when the barriers of the ego are dissolved. See also Lucka (1916, 132): “Just
like the individual double is the personified cleavage of a human being, the devil is the
double of the inwardly torn mankind, the double of Christ, as the perfect representa-
tive of mankind. This inner conflict comprises of the splitting of an individual man
into two egos and the splitting of mankind into two egos—in Christ and the devil.//
The devil is the perceptible hatred against the Good, against God—and the anxiety
of this hatred.// ‘Man, should you see the vermin inside you,/ It would horrify you as
the devil/,’ Angelus Silesius said. And just like the ape was perceived as the double
of mankind, the devil was named the ape of God.”
9. The diabolic (in etymological sense) power of the death drive is obvious in
Freud’s description: the aim of the death instinct is “to undo connections and so to
destroy things” (Freud 1981, 148). Cioran characterizes in his first book the “satanic”
tendency as “a principle of dislocation and duality” (Cioran 1996, 109).
10. “The number 2 is polyvalent, although at first instance it bears a negative sig-
nification, because it splits and cleaves the Unity and the Whole” (Betz 1989, 37).
11. “One, as the first numeral, is unity. But it is also ‘the unity,’ the One, All-
Oneness, individuality and non-duality—not a numeral but a philosophical concept,
an archetype and attribute of God, the monad” (MDR 310).
12. “To accept the shadow . . . is to be crucified between one’s virtues and one’s
vices, never sure which has to be lived, for only after one has suffered the utmost con-
flict between the two can a ‘third’ be born which is neither the one nor the other, but
something which comes closer to the totality of human nature” (Hannah 2000, 87).
13. The Swiss author was analyzed by the Jungian psychotherapist J. B. Lang.
14. “The Shadow: And I hate the same thing you hate: night. I love mankind
because they are disciples of light” (HAH II, “The Wanderer and His Shadow”).
15. See also Scorsese’s movie based on the novel.
Chapter 3
The Second I
E. T. A. Hoffmann’s
The Devil’s Elixirs (1816)
ASCETIC LIBIDO
41
42 Chapter 3
seemed to shine in fresh splendor each time I walked down the long avenues”
(DE 14). Franz’s propensity toward vita contemplativa, the “growing inclina-
tion to take the cowl” (DE 16) is deepened, but also short-circuited by the
repression of sexuality: “I felt an unpleasant embarrassment in the company
of other people, particularly when women were present” (DE 17). The repres-
sion of the “seething” energies (Freud 1965, 73) from the shadow harasses
young Franz’s consciousness. His first contact with the manic essence of
Eros takes place at a musical soiree when he is observed kissing the glove of
a girl he admires. Feeling humiliated and “unmasked” as a disciple of Venus
insinuated in the temple of God, the future monk meets with dissociation in
way that anticipates the Zarathustra’s difficult relationship4 with the alterity:
One of the ladies . . . whispered something in her ear. Then they looked at me
and giggled. I was utterly crushed. An icy tremor pierced my heart . . . I rushed
over to the monastery and into my cell. I threw myself on the ground in a fit
of frantic despair, and burning tears poured from my eyes. I uttered curses on
myself and on the girl, now praying to heaven, now laughing like a madman.
Derisive voices sounded all around me. (DE 18–9)
his shadowy material, Franz enhances its density, further repressing sexual-
ity: “I was firmly resolved never to see her again and to renounce the world
altogether” (DE 19). One could say that for the future monk, just like for the
Freud according to the Jungian interpretation,5 sexuality is a numinosum, the
secret of his personality, the nucleus of his personality.
Franz takes the monastic name of Saint Medardus, a bishop of Vermandois,
renowned for his devotion and erudition and who is considered, among oth-
ers, the patron of prisoners and mentally ill persons. After some time spent in
the monastery, Brother Medardus is put in charge with the supervision of the
chamber of relics, including a so-called devil’s elixir, used by the “enemy”
to tempt Saint Anthony. Despite Medardus’s rationalist skepticism, who
perceives the relics as vulgar ways to gain profit and popularity for various
clerical institutions, he is impressed by the mystique of the devil’s elixir.
Soon enough, Medardus becomes a successful preacher and his ever-grow-
ing fame feeds his grandiose delusion: “The idea then began to grow in me
that I was one of the Lord’s elect . . . I was not of this world or of mankind,
but walked the earth in order to bring men comfort and salvation. . . . [T]hey
should recognize in me the saint exalted above them” (DE 26). Medardus’s
megalomania, who even begins to identify with Saint Anthony (DE 28), is
seen as demonic inspiration by the prior Leonardus6 and by his benefactress,
the Abbess.7 This situation of a character, who practices the dark work while
considering himself guided by divinity, prefigures an episode from Gogol’s
story, “The Portrait” (1835), in which a painter, despite wanting to create
sacred art, involuntarily imprints demonic traits to his icons.
Medardus’s grandiose delusion and his double-play can be explained, in a
Jungian fashion,8 through two ideas. First, in the case of the Capuchin monk,
we record the elevation of the ego at the level of the self, which, according to
Liliane Frey-Rohn, is also a characteristic for Nietzsche in his last writings.
The identification with Saint Anthony can be the consequence of an arche-
typal event, which leads to inflation. In the struggle between the human being
and the archetype, between man and the image of God, man is destined to be
crushed. “Instead of establishing a relationship with the [archetype] and thus
objectifying it, [Nietzsche] actually counted himself and his ego as constitu-
ent parts of the archetype” (Frey-Rohn 1989, 138–139). How can we find a
practical solution to the Medardus’s error of elevating the ego at the height
of the self? Acknowledging that the “inner God” is not me9 (this determined
biological being, a psychophysical configuration modeled on contingency
and finitude), but something else from me (an unalienable spiritual nucleus),
called self by mystics and analytic psychologists.
A second Jungian idea can be applied here in Medardus’s case. The grandi-
osity of the one who does the work of the devil while thinking he has access
to divinity (indeed, a case of theosis) occurs when we identify ourselves with
44 Chapter 3
the shadow: when we take over the shadowy parts in our own identity and
“the destructive actions are no longer considered foreign for the ego” (Vogel
2015, 43). We see once more the inherent contradiction of Medardus’s being:
if before he was split between unrecognized sexuality and monastic vocation,
now there is a gap between vita contemplativa and the will to power (the
desire of being worshipped or even canonized). One can say that when we
try to elevate the ego at the level of the self, we become the shadow: the dark
content of the id possesses us, and we cannot longer identify it as separate
from ego. To summarize, when we wish to become divine, there are great
chances that we become devils. Nietzsche’s insight may be helpful here: “In
every ascetic morality man worships a part of himself as God and for that he
needs to diabolize the other part” (HAH 137).
Medardus’s attempt of theosis brings him closer to dissociation: the Brother
self-medicates tasting the forbidden elixir. The declaration of independence
of the monk from the religious constraints and interdictions is described by
Hoffmann in a way that prefigures Stevenson’s birth of Hyde10: “My veins
glowed and I was filled with a feeling of indescribable satisfaction. I drank
again, and there arose in me the desire for a new and glorious life” (DE 32).
Medardus’s second meeting with dissociation derives from the wish of being
worshipped and acknowledged as saint (and as inaccessible sublimated erotic
object). However, it is still reminiscent of the previous conflict between
asceticism and repressed sexuality: this is proven by the violent desire for
the stranger (who will be later identified as Aurelia) who confesses her love
to him.
Furthermore, religion and sexuality seem to form a relationship (and this
is a distinctive modern trait of the work) and consume each other. Like in
Cioran’s controversial Tears and Saints (1937), Medardus does not hesitate
to identify Aurelia with Saint Rosalia (the “profane” prototype of the saint in
the painting from the monastery was Venus herself). The identification with
the shadow and the elevation of the ego at the dimension of the self, the two
analytical psychological ideas, are combined in this projection of sexuality
(traditionally deemed as demonic) to a sacred background: this is at the origin
of the libidinal investment of the monk in the painting which depicts the mar-
tyrdom of Saint Rosalia. However, this is a profanation that greatly exceeds
the limits of the juvenile flirtation. Therefore, with the agreement of the Prior
Leonardus, Medardus decides to leave the convent.
I AND NOT-I
this substitution), makes up the plot of the novel. The conflict between
sexuality and devotion, which has intensely divided Medardus, is solved
through the identification with his double: through Victor, Medardus truly
experiences his sexuality.11 “Victor . . . represents everything [Medardus]
represses . . . For Medardus . . . Victor is the desirable ego: this is who he
wants to be!” (Hildenbrock 1986, 141; Bär 2005, 263). The monk is eroti-
cally initiated by Euphemia and tries to seduce Aurelia, his desirable object.
According to the intricate chronology from “The Parchment of the Old
Painter,” Medardus, Victor, Euphemia, and Aurelia (and also Hermogenes)
are step-siblings. All of them are marked by the “original” sin of the painter
Francesco, “the boldest sailor on the sea of vice” (DE 215), who saw, like
his great-grandson, Medardus, sexuality imprinted on the face of Saint
Rosalia.
Euphemia touches upon an essential problem of the novel, that is, identity
in the context of the will to power:
You must admit that I have always had an exceptional intellectual control over
my environment. This, I believe, is easier for a woman than a man, for it is
brought about by the union of that irresistible physical charm which nature can
confer on a woman and a higher spiritual principle which rules with complete
freedom. One of its aspects is the power to step outside oneself and view oneself
from without, and this then assumes the role of a servant of the superior will in
the task of achieving the highest goals in life. Is there anything greater than to
control life from within life itself, to dispose over all its manifestations, all its
rich delights with the recklessness permitted to a ruler? (DE 59)
This fragment contains at least three ideas. First, Euphemia adapts her
persona (a multitude of masks) at the required situation to fulfill her purposes
in a Machiavellian manner. Second, Hoffmann anticipates here the break-
ing of the psychic unity from Freudian psychoanalysis between ego, id, and
superego (or the Jungian version between persona, ego, shadow, etc.). Similar
to his contemporaries, Fichte and Schelling, the German novelist prefigures
the destruction of the ego and its conflict with the non-ego. What Euphemia
calls “the power to . . . view oneself from without” or the adaptation of the
ego to persona is a falsification of a deeper ego with the purpose of gaining
strategic advantages. Third, Euphemia and Medardus present contrasting
typologies, according to the fundamental opposition will to power—libido
(CW 7, §78). Euphemia would agree with Nietzsche, who argued that power
is more important than pleasure,12 or with Jung, who believed that the will to
power is “as mighty a daemon as Eros” (CW 7, §42). Euphemia is capable of
any sacrifice to exercise her authority: for her, the power is numinosum, the
“deeper element reverberating” (MDR 152) in her.
46 Chapter 3
I had become the sport of a cruel, mischievous fate and was now drifting help-
lessly in the sea of events which were breaking over me like raging waves, so
that I no longer knew where I was. It was evident that Victor had fallen into the
gorge by an accident brought about by my had, but not through my intention; I
have taken his place, I meditated, but Reinhold knows Father Medardus . . . , so
to him I really am what I am. But the affair that Victor is carrying on with the
Baroness is also my charge, for I am Victor as well. I am what I seem to be, yet
do not seem to be what I am; even to myself I am an insoluble riddle, for my
personality has been torn apart. (DE 54)
The door opened and a dark figure entered whom I recognized to my horror
as my own self in Capuchin robes, with beard and tonsure. The figure came
nearer and nearer my bed; I lay motionless, and every sound I tried to utter was
stifled in the trance that gripped me. The figure sat down on my bed and leered
mockingly at me.
“You must come with me,” it said. “Let us climb on to the roof beneath the
weathercock. . . . Up there we will fight each other, and the one who pushes the
other over will become king and be able to drink blood.”
I felt the figure take hold of me and lift me up. With the strength of despera-
tion I screamed. “You are not me, you are the Devil!” (DE 97)
48 Chapter 3
First, we might note the physical and clothing similarity between Medardus
and Victor. The shadow really is the “other self”: a self we prefer to repress or
project, instead of accepting it. Second, we observe that Medardus is at first
unable to utter a single word: the paralysis of anxiety meets with the muteness
of the drives from Freudian psychoanalysis (Fiennes 2006). Victor captures
both Medardus’s image and sound. Third, Victor tells his “shadow brother”
that the one who wins the struggle of egos “will become king and will be able
to drink blood.” Like Stevenson’s Hyde, Victor wants to become an absolute
sovereign: to break free from the shackles of consciousness and rule in the
pure night of the id. Medardus replies: “You are not me, you are the Devil!”
(or “you are who you are,” similar to the demonic Iago). According to Emil
Lucka, the devil14 is mankind’s double: “Just like the moral consciousness
of the individual has created the terrible ghost of the double, the moral con-
sciousness of mankind has created the devil” (Lucka quoted in Hildenbrock
1986, 162). If ontology depends on the concept of a being identical with itself
(“I am what I am” (Exod. 3, 14)), meontology should investigate the “anti-
structure” and the “anti-being,” not only the minus of being.
The destruction of identity from Hoffmann’s novel might be understood as
criticism of the optimistic Enlightenment project regarding the autonomous
subject (Forderer 1999, 60). Moreover, one might argue that it prefigures the
disintegration of subjectivity from the end of the 19th century captured in
the works of authors such as Nietzsche, Wilde, or Rimbaud. It can also be
said that it anticipates the multiplicity of postmodern subjectivity. Preparing
the way for both Ernst Mach (1918, 19–20), for whom the subject is only “a
bundle of sensations,” and Stevenson, for whom the ego is a “mere polity
of multifarious, incongruous and independent denizens” (JH 56), Hoffmann
remarks: “A gentle warmth spread through my body and I felt a strange tin-
gling in my veins. Feeling turned to thought, but my character seemed split
into a thousand parts; each part was independent and had its own conscious-
ness ” (DE 195).
An important character, a personification of the ironic spirit, who mediates
on the subjective destruction and on the liquid borders between reason and
madness, is the barber Schönfeld/ Belcampo. Not unlike the narrator from
Bonaventura’s Nightwatches (1804), Belcampo mocks Fichte’s solipsistic
philosophy of the absolute ego: “[T]he atmosphere here in the madhouse,
harmful to sane people, has had a beneficial effect on me. . . . If I only exist
by virtue of my own consciousness, then it is simply a matter of letting the
consciousness remove the harlequin’s dress from what is conscious, and I
shall be able to present myself as a respectable gentleman” (DE 201).
Folly becomes wisdom, like in Bonaventura’s work, the metaphor of the
impossible adaptation to a society for which normality means mediocrity,
The Second I 49
deceitfulness, and inner void. “Folly . . . appears on earth as the true Queen
of the Spirits” (DE 199), shows Belcampo, mining the boundaries between
normalcy and phantasy, between the useful lie and the hidden truth.15 Or,
according to Bonaventura: “And who finally decides whether we fools here
in the asylum are erring more masterfully, or faculty members in their lec-
ture halls? Whether perhaps error might even be truth, folly wisdom, death
life—exactly the opposite of how one at present takes it!” (Bonaventura
2014, 74)
The motif of the fire permeates Hoffmann’s novel so intensely that one could
say that his work is a long, repetitive, ambiguous, obsessive, and esoteric
poem of the fire. First, the fire is a metaphor for the repressed libido of the
main character.
the brand that the unknown woman had cast into my heart aroused sinful
desires (DE 36).
the flame of perdition consumed me more and more (DE 36).
a firebrand fell into my heart, kindling all the secret emotions (DE 56).
the burning power of my words should pierce Aurelia’s heart like shafts of
lightning (DE 64).
the ardour of reverence (DE 65).
a warm breeze was wafted towards me . . . fanning the flame of love and set-
ting my mind in a whirl (DE 70).
you embraced her with burning desire, and thought to rise above the pettiness
of earth in the flame of your fervent longing (DE 143).
my burning passion raged as never before. (DE 263)
In prayer the fire of devotion burns with greater intensity (DE 64).
Again and again I read Aurelia’s letter. The spirit of heaven seemed to shine
forth from it, lighting up the sinful darkness in my soul (DE 190).
The Second I 51
She had kindled the eternal love that now glowed in me (DE 269).
“It is not the fire that has conquered, for there is no conflict between light and
fire. Fire is the Word, which transfigures the sinful.” These words seemed
to come from the rose itself (DE 245).
“The fire of devotion” contrasts with the dark flame of the sin. The libido is
desexualized in a mystic manner. The last quote, containing Rosicrucian reso-
nances, refers to a no longer punishing, but liberating fire. The rose reminds
us of Saint Rosalia and Aurelia’s martyrdom, which break “the mysterious
bonds” of sin (DE 265). Keeping in mind Baudelaire’s diagnosis of the dual
human condition, one can say that we are shaped by the struggle between the
black and rosy flame.17 One cannot say which will prevail: either the flame
of the heart will extinguish the libidinal investments or the circularity of our
desires will imprison us in chambers of our own echoes. Nevertheless, our
world is, however we look at it, an “everliving fire.”
The ending of the Elixirs is peculiar with its decisive “no” said to
instinct and immanence: the lovers and step-siblings Medardus and Aurelia
choose devotion over Eros. Aurelia wanted to take the vows before being
murdered, Medardus returns to the monastery. From Hoffmann’s perspec-
tive, love cannot be fulfilled in the world: the will to death is stronger
even than Eros. Medardus and Aurelia are “united in that love which rules
above the stars and has nothing in common with earthly love” (DE 266).
The desexualized libido is analogous with mortification, and Hoffmann is
aware, like Schopenhauer and Wagner, that the absolute of love can only
be equaled by the absolute of death18: on this side of love—platitude and
bourgeois debilitation; on the other side of love—death’s wing. Death
is “the hollowed feast of love” (DE 143), notes Hoffmann, anticipating
Isolde’s Liebestod.
NOTES
1. See Jean Paul’s letter to Jacobi from 22.12.1799: “Take a mirror of infinite
proportions and another—but given infinite separability two finite ones will do—each
repeats the gallery of the other, this one repeats itself and the repeating mechanism of
the rep., this one of the r. of the r. of the r.—in short an infinity of infinities” (quoted
in Webber 1996, 31–32).
2. “My father had been led by Satan to commit a heinous crime” (DE 7).
3. “The diamond crucifix she wore on her breast had so hurt my neck when she
clasped me to her, that the place was red and bruised” (DE 10).
4. “But they think that I am cold and I jeer and make dreadful jests. And now
they look at me and laugh: and as they laugh they even hate me. There is ice in their
laughter” (TSZ, prologue, 5). Franz is seen as an imposter (a disciple of the real under
52 Chapter 3
the guise of the ideal), Zarathustra—as a jester. For the crowd the Nietzschean hero
addresses, the Übermensch is nothing but a “chimera” (Cioran 1976, 85).
5. “There was no mistaking the fact that Freud was emotionally involved in
his sexual theory to an extraordinary degree. When he spoke of it, his tone became
urgent, almost anxious, and all signs of his normally critical and skeptical manner
vanished. A strange, deeply moved expression came over his face, the cause of which
I was at a loss to understand. I had a strong intuition that for him sexuality was a sort
of numinosum” (MDR 150).
6. “There is a sinister spirit behind your sermons” (DE 26–7).
7. “The demon of deceit has entered you” (DE 34).
8. The grandiose delusion may be explained in also a Freudian manner:
“According to our analytic view the megalomania is the direct result of a magnifica-
tion of the ego due to the drawing in of the libidinal object-cathexes—a secondary
narcissism which is a return of the original early infantile one” (Freud 1963, 424).
9. See Nicoll (1950, 22): “A man will then be tempted to say: ‘I am God,’ and not
‘God is I.’ If he says: ‘I am God,’ he identifies himself with God from a lower level.
This annihilates him. If he says: ‘God is I,’ he surrenders his self—will and makes the
will of God ‘I’ in him and so is under, and must obey, God—that is, a higher level.”
10. See JH 57: “There was something strange in my sensations, something inde-
scribably new and, from its very novelty, incredibly sweet. I felt younger, lighter,
happier in body; within I was conscious of a heady recklessness, a current of disor-
dered sensual images running like a mill race in my fancy, a solution of the bonds of
obligation, an unknown but not an innocent freedom of the soul.”
11. Through Victor, Medardus experiences his own criminality, as well.
12. “Not for pleasure does man strive: but for power” (quoted in Kaufmann
1964, 262).
13. See chapter 6.
14. See Kofman (1991, 119). See also Lucka (1916, 131): “The double essentially
is the devil. Judas is the traitor of the divine, the devilish in man, that rebels against
Christ.”
15. See Euphemia’s characterization of Hermogenes: “It is a peculiar thing about
madmen that, as if in closer contact with a mysterious force, they often pierce our hid-
den thoughts and express them in strange ways, so that the dreadful voice of a second
self sends an unearthly shudder through us” (DE 61).
16. “Mephistopheles: If I had not reserved myself the fire,/ I should have nothing
on my own” (Goethe 1962, 163).
17. “And the fire and the rose are one” (Eliot 1963, 209).
18. Novalis writes in one of his Last Fragments (1799–1800): “Death is the
Romanticizing principle of our life. Death is minus, life is plus. Life is strengthened
through death” (Novalis 1997, 154).
Chapter 4
ROMANTIC DISCONNECTEDNESS
53
54 Chapter 4
“The thirst of their ambition was not mine,/ The aim of their existence was
not mine” (Byron 2008, 290). Manfred veers into the transcendent category
of the not-man,3 toward the North Pole of being, a zone also cherished by
Frankenstein’s monster: “I shall quit your vessel on the ice-raft which brought
me thither, and shall seek the most northern extremity of the globe” (F 214).
Moreover, Manfred claims that “my joys—my griefs—my passions—my
powers,/ Made me a stranger” (Byron 2008, 290–291). The Byronian hero
understands himself as a romantic version of the Gnostic “stranger,” a term
that anticipates the existential nihilism of Camus’s character, Meursault.
Therefore, the concept of nihilism seems useful for the description of not
only Manfred and Cain but also Frankenstein’s monster. A nihilist will direct
abhorrence against human beings (which, from a psychological perspective,
leads to self-destruction) and against God (which sets nihilism “on fire”
and distinguishes it from the neutrality of atheism4). In Frankenstein, the
unnamed creature synthesizes these principles in an almost Lautréamontian
fashion: “[F]rom that moment I declared everlasting war against the species,
and, more than all, against him who had formed me, and sent me forth to this
insupportable misery” (F 131). From Manfred to Edgar Allan Poe’s lyrical
subject from the poem “Alone” (1829), there is only a slight step: “From
childhood’s hour . . . I could not bring/ My passions from a common spring/”
(Edgar Allan Poe 1984, 60). Furthermore, Lermontov’s character from A
Hero of Our Time (1840), Pechorin, possesses the same Byronic nihilistic
substance: “I have a restless fancy, an insatiable heart; whatever I get is not
enough; I become used as easily to sorrow as to delight, and my life becomes
more empty day by day” (Lermontov 1988, 41).
The romantic feeling of distinction presupposes a spiritual transgression
of mankind. Both Poe’s and Byron’s heroes (and also the ones imagined by
Ugo Foscolo and Théophile Gautier5) consider themselves to be human only
from a biological perspective. The metaphor of the “systemic anomaly” from
The Matrix Reloaded6 sets them apart in a category of their own from a socio-
logical vantage point. Nihilists such as Manfred or Poe’s daimonic hero will
either kill themselves or descend into madness (Diaconu 1996, 159), because
the world pushes them toward a spiritual North Pole. Romantic heroes refuse
both the “likeness” of mankind and the face of God. Their rebellion alternates
between demonism (“many times I considered Satan as the fitter emblem of
my condition” (F 125)) and nihilism, a deeper conception than demonism,7
because it rejects both the “prime mover” and the “adversary,” taking us
beyond God and devil, that is, a new territory of human subjectivity: “Lucifer:
He who bows not to him has bowed to me.// Cain: But I will bend to neither”
(Byron 2008, 893).
In Frankenstein, there is an analogy between Victor’s “deep, dark, death-
like solitude” (F 86), combining melancholy and mourning in an almost
The North Pole of Being 55
Freudian fashion and the monster’s feeling of radical isolation8: “I had never
yet seen a being resembling me, or who claimed any intercourse with me. . . .
I am alone, and miserable; man will not associate with me” (F 117, 139). This
touch of isolism makes it clear that, without alterity and the “world” (without
Mit-Sein and In-der-Welt-Sein in Heideggerian terms), there can be no sense
of selfhood. The subject will experience dissociation, because a human being
cannot survive without inner alterity (we are originally open toward the
other). But when this human being is rejected and sentenced to the desert of
the Orwellian “minority of one,” he will turn to psychopathology:
I was benevolent; my soul glowed with love and humanity: but am I not alone,
miserably alone? . . . When I run over the frightful catalogue of my sins, I can-
not believe that I am the same creature whose thoughts were once filled with
sublime and transcendent visions of the beauty and the majesty of goodness.
But it is even so; the fallen angel becomes a malignant devil. Yet even that
enemy of God and man had friends and associates in his desolation; I am alone.
(F 96, 213)
There are three versions of the theme of hatred in Shelley and Cioran.
Hating Myself
Insight makes us accept the fact that hating the other is a form of self-hatred.
Instead of dehumanizing the other and projecting our shadow onto him, we
should admit to our own inferiority. Moving on from the psychoanalytical
interpretation of hatred, we must understand that there is a pure and infer-
nal version of self-hatred, consubstantial with nihilism: “You hate me; but
your abhorrence cannot equal that with which I regard myself” (F 214), the
monster from Frankenstein claims in a pre-Cioranian fashion. From a logical
perspective, if hatred is the prelude to murder, self-hatred can only “create”
suicide or madness (Diaconu 1996, 159). Moreover, if hatred of others is a
transformation of self-hatred, then any murder is in fact a suicide—through
which the murderer excludes himself from humanity. In its essence, hate is
dissociative, even more than solitude: the incapacity to acknowledge the oth-
ers joins with the incapacity to take responsibility for myself. The passion of
hate can only be ambivalent, a term identified by E. Bleuler in the constitution
of schizophrenia.
Baudelaire (2008, 157) speaks of an inner split, of the un-identifica-
tion with one’s self (“I am . . . the prisoner, the torturer”) in his poem
“L’Héautontimorouménos” (1857). Referring to a “false accord” in the “holy
symphony,” the French poet writes about the ones who exclude themselves
from humanity, who are unable to countersign the declaration of human
rights. Such a declaration should be conceived for nihilist not-men. The
problem of posthumanity is very timely, but it is mostly ill-conceived in
58 Chapter 4
technological and biological terms (we will all be cyborgs with certain digital
improvements), or ideological and political ones (we no longer accept the
humanist tradition which must be amended after Auschwitz and Dachau12).
However, I would like to touch on the psychological nuance of misan-
thropic antihumanism. What do we become when, just like Baudelaire’s lyri-
cal subject, we see ourselves as “false accord,” “a looking-glass of the shrew”
or “cheek and slap”? How does one categorize a schizophrenic beyond
schizophrenia, a symbolic dissociative subject who refuses the harmony and
security of humanity? Mostly the un-identification with the “looking-glass of
the shrew” signals the self-awareness of the demonic, reminiscent of Iago’s
parody of Genesis’s demiurge: “I am not what I am” (Shakespeare 1992, 5). It
speaks of a shattered glass, a portal to (inner) hell and a metaphor of the split-
ting of the identity. Baudelaire’s subject can no longer identify with himself:
for him, not only the world but also an essential aspect of himself is dead.
If we move the problem of antihumanism from psychology to philosophy,
we reach the shores of nihilism, an indefensible philosophical movement,
avoided by most authors because of its hopelessness and morbid agenda (with
the notable exceptions of Stirner, Nietzsche, Cioran, and Baudrillard). What
Cioran says of Nietzsche (“His diagnosis of nihilism is irrefutable: because
he himself is a nihilist” (Cioran 1999, 37)) can certainly be applied to him,
as well. The nihilistic not-man, the type of post-Nietzschean-Cioranian sub-
ject, makes his presence felt in pop culture. Detective Rust Cohle (brilliantly
portrayed by Matthew McConaughey) from Nic Pizzolatto’s television series
True Detective is certainly a not-man.
this collective explosion of the death instinct.13 The description of the per-
sonal apocalypse, the illustration of the feeling that the world extinguishes
itself in the lyrical subject, is provided by Leopardi in his poem “The Setting
of the Moon” (1837). The last stanzas of the poem are said to be composed
on his death bed14: “She remains a widow all the way./ And the Gods deter-
mined that the night/ which hides our other times ends in the grave.” In his
“Song of the Great Wild Rooster” (1824) from Operette Morali, the Italian
poet imagines “the death of all things” as well.
The time will come when this universe and nature herself will be no more.
And just as of very great human kingdoms and empires and of their marvelous
exploits, which were so very famous in other ages, there remains no sign of
fame whatsoever; so too of the entire world, and of the infinite vicissitudes and
calamities of all created things, no single trace will remain; but a naked silence
and a most profound quiet will fill the immensity of space. Thus, this stupen-
dous and frightening mystery of universal existence, before it can be declared
or understood, will vanish and be lost. (Leopardi 1982, 379)
Hating God
In a similar manner to the Frankensteinian monster, who is a descendant of
Milton’s Lucifer, Cioran proves himself to be an heir of Manfred, Cain, and
Maldoror,15 a group of characters who all constellate a father complex.
How do we move from self-hatred to hatred against the divine? First, we
can blame divinity for a “traumatic birth,” to use Otto Rank’s expression
in a different context. Because we have not created ourselves, we cannot
be held responsible for our projection into existence. Nihilists have always
appreciated the wisdom of Silenus,16 for whom nonexistence is preferable
to existence (BT 23). Therefore, the shock of moving from nothingness
to being (in more straightforward terms, from non-being to the suffer-
ance of existence) cannot be left unpunished. If the well-known Sartrian
formulations emphasize either the responsible freedom or the preeminence
of choice, those who have been transported into this world, to experience
illness, pain, lack, estrangement, and final extinction, did not choose to be
60 Chapter 4
It’s that the world is basically a forced labor camp from which the workers—
perfectly innocent—are led forth by lottery, a few each day, to be executed. I
don’t think that this is just the way I see it. I think it’s the way it is. Are there
alternate views? Of course. Will any of them withstand scrutiny? No. (Jones
2011)
Nothing attracts our lively attention so irresistibly as someone in mortal dan-
ger: nothing is more terrible than an execution. The boundless attachment to life
that appears here cannot have come from cognition and deliberation: to these,
it rather seems foolish; since the objective value of life is very certain, and it
remains doubtful whether life is to be preferred to non-being; in fact if experi-
ence and deliberation had their say, non-being would certainly be the victor. If
we were to knock on gravestones and ask the dead whether they would like to
rise again they would shake their heads. (Schopenhauer 2018, 482)
NOTES
1. See Cioran (1991b, 108): “Being categorically alone.” See also Fitzgerald
(1995, 262): “Being alone in body and spirit begets loneliness, and loneliness begets
more loneliness.”
2. The distinction between melancholy and depression can be compared to the
one between and anxiety and fear: melancholy looms behind depression (just as anxi-
ety is a super-fear, a fear of fear). Furthermore, depression is caused by a concrete
loss, melancholy refers to an ontological loss: I have lost myself; I have lost the feel-
ing of my being. See Kristeva (1992, 5): “My depression points to my not knowing
how to lose—I have perhaps been unable to find a valid compensation for the loss? It
follows that any loss entails the loss of my being—and of Being itself. The depressed
person is a radical, sullen atheist.” Julia Kristeva (1992, 4) also describes depression
as the death of the soul:
“A life that is unlivable, heavy with daily sorrows, tears held back or shed, a total despair,
scorching at times, then wan and empty. In short, a devitalized existence that, although
occasionally fired by the effort I make to prolong it, is ready at any moment for a plunge
into death. An avenging death or a liberating death, it is henceforth the inner threshold of
my despondency, the impossible meaning of a life whose burden constantly seems unbear-
able, save for those moments when I pull myself together and face up the disaster. I live
a living death, my flesh is wounded, bleeding, cadaverized, my rhythm slowed down or
interrupted, time has been erased or bloated, absorbed into sorrow.”
Cioran argues that depression isolates and differentiates us from the “flux of being”:
“Only in the depressive states is the man able to consciously differentiate himself from the
world, because in those states the growing distance between the man and world . . . leads
to the acuteness of the phenomenon of awareness” (Cioran 1991c, 124–125).
3. For the first contemporary discussion of this term, see Bolea (2015b, 33–44).
For the origin of this notion, see Cioran (1996, 68–69).
62 Chapter 4
4. For the essential difference between nihilism and atheism, see Diaconu (1996,
40): “[Nihilism] can be defined through the category of despair, and [atheism]
through that of doubt. . . . The atheist is not necessarily a nihilist, because for him,
although there is no God, the world doesn’t lose its value, while nihilism is an atheism
which extends from the stage of the intellect into the entire subjectivity.”
5. See Foscolo’s Last Letters of Jacopo Ortis (1802): “I haven’t been able to
know myself or to recognize myself as others see me. I don’t think anyone will ever
be able to recognize himself as I see him” (Foscolo 1970, 90). See also Gautier’s
Mademoiselle de Maupin (1835): “I have never been able to persuade myself that
men were really my fellow creatures. When someone calls me sir, or they talk about
me and say ‘that man,’ it seems very singular to me” (1981, 100).
6. “The otherwise contradictory systemic anomaly, that if left unchecked might
threaten the system itself” (Wachowski et. Wachowski 2003).
7. The connections between demonism and nihilism have not been yet thor-
oughly researched. From a philosophical point of view, both doctrines have a com-
mon feature: their inherent misotheism, a tradition emphasized in modern times by
Goethe’s “Prometheus” (1774), Byron’s Cain (1821) or Mihai Eminescu’s “Memento
mori” (1872). From a theological perspective, nihilism has a strong demonic feature
deriving from its substantial attack of the notion of God. From a logical point view,
nihilism is demonism + “x,” where “x” rejects the devil as well, not only God. The
affirmation of nihilism is post-Nietzschean: “God is dead, I am God,” a perspective
shared by many nihilists such as Lautréamont, Mihai Eminescu, and the young Emil
Cioran.
8. Frankenstein’s isolation can be seen as a consequence of his monstrosity. See
also Caliban’s reflections from Penny Dreadful (Logan 2014): “For the monster is
not in my face, but in my soul. I once thought that if I was like other men I would be
happy, and loved. The malignance has grown you see, from the outside in, and this
shattered visage merely reflects the abomination that is my heart. Oh, my creator, why
did you not make me of steel and stone? Why did you allow me to feel? I would rather
be the corpse I was than the man I am.”
9. See chapter 8.
10. See Freud (1958, 70): “The patient has withdrawn from the people in his envi-
ronment and from the external world generally the libidinal cathexis which he has
hitherto directed on to them. Thus everything has become indifferent and irrelevant
to him. . . . The end of the world is the projection of this internal catastrophe; his
subjective world has come to an end since his withdrawal of his love from it.”
11. See Baudelaire (1975b, 16): “Indeed, hatred is a precious liquor, a poison
dearer than that of the Borgias,—for it is made with our blood, our health, our sleep
and two thirds of our love!” See also Gautier (1981, 176): “Every great hatred serves
as a counterweight to a great love; and whom could I hate, since I love nothing?”
12. A certain type of human subject has been destroyed at Auschwitz and Dachau.
Humanism must be redefined after the murderous exclusion of its alterity. There can
be no “we” after the dissociation between “I” and “other” and the destruction of the
“other.” See Drucker (2009, 34), 61: “If the totalitarian ‘we’ is intact in the wake of
Auschwitz, the ‘we’ of community and solidarity is forever ruptured. . . . ‘[A]fter
The North Pole of Being 63
Auschwitz,’ there is no basis to assert that humanity is one or that ‘the human condi-
tion’ is a truly universal experience. . . . Auschwitz calls this faith in Man into ques-
tion. To be sure, Levi uses reason as a tool of resistance against Nazism’s attempt to
reduce him to an unthinking ‘non-man.’” See also Adorno 1973, 362–363: “Perennial
suffering has as much right to expression as a tortured man has to scream; hence it
may have been wrong to say that after Auschwitz you could no longer write poems.
But it is not wrong to raise the less cultural question whether after Auschwitz you can
go on living.”
13. See appendix 1.
14. Leopardi’s last stanzas may be compared to Lenau’s last but one poem written
before his mental breakdown. See his “It’s All in Vain!” [Eitel nichts!] (1844): “It’s
all in vain, wherever my eyes turn!/ Life is an unspeakable wandering,/ An empty
chase from here to nothing,/ And in the end our powers won’t return//” (Lenau 1970,
510–511). The same morbid feeling is identifiable in one of Eminescu’s poems,
“Linden Flower” (1882), written one year before his mental collapse: “Flowers
of tomb/ In secret evenings/ Wuthering wings/ I give to my doom” (Eminescu
2015, 417).
15. Cain and Malodror are the proponents of an “absolute misotheism”: “Their
expression of God-hatred can be dark and tormented. . . . [A]bsolute misotheists are
not to be confused with atheists, since they still maintain a degree of religiosity and
channel feelings of a religious nature into their attacks of God. . . . Absolute misothe-
ists only want to trample God and eliminate him altogether from the world. The best
way to achieve this is by bringing him down to the human level and then by destroy-
ing God with the arsenals of literature” (Schweizer 2011, 18–19). For other examples
of misotheism, see Thomson, The City of Dreadful Night (1874): “The vilest thing
must be less vile than Thou/ From whom it had its being, God and Lord!” See also
Swinburne, Atalanta in Calydon (1865): “The supreme evil, God./ Yea, with thine
hate, O God, thou hast covered us.” Also Swinburne’s often quoted line from the
“Hymn to Proserpine”: “Thou hast conquered, O pale Galilean; the world has grown
grey from thy breath” (quoted in Schweizer 2011, 85–90).
16. See TI, “Skirmishes of an Untimely Man,” 36: “We cannot help having been
born: but we can make up for this mistake (because sometimes it is mistake). When
you do away with yourself you are doing the most admirable thing there is: it almost
makes you deserve to live.” See also the negation of life from Villiers de L’Isle-
Adam’s drama Axël (1890): “Living? No.—Our existence is full,—and the cup over-
flows.—What kind of hourglass will count the hours of this night? The future? . . .
Already exhausted . . . Living? Our servants will do that for us” (Villiers de L’Isle
Adam 1959, 671).
17. For the distinction between nihilism and anarchism, see Bolea (2015a, 66):
“[T]he principle of anarchism asserted the call to arms against a superior opponent (or
the creation of a war machine that must harass the hegemonic power). . . . We could
probably say that through anarchism nihilism becomes pre-anti-nihilism, nihilism
becoming a propaedeutics for its own destruction.”
Chapter 5
The Supershadow
E. A. Poe’s William Wilson (1839)
In Poe’s “William Wilson” the struggle takes place between the id and the
superego (in Freudian terms) or between the shadow and the ego (in Jungian
terms). As many commentators have observed (Coskren 1975, 155; Hubbs
1983, 75; Moores 2006, 36), this short story stages a conflict between wills,
symbolized through the clash between William Wilson 1 and William
Wilson 2. Starting from William Chamberlayne’s epigraph from the poem
“Pharonnida” (1659), Poe opens a path for the draconic attack of the super-
ego, which is, along with the shadow, the real hero of the story: “What say of
it? what say of conscience grim,/ That spectre in my path?” (WW 426). From
childhood, the voice of Poe’s character “was a household law” (WW 427).
William managed to manipulate his parents, making his own rules, which
means one of two things: either Wilson becomes an anarchic id, transgress-
ing parental authority (or, from a Jungian perspective, his shadow “becomes
part of consciousness, as he [William] is given license to express traits that
for most people are kept locked in the dark recesses of the psyche” (Moores
2006, 36)) or, more plausibly, the hero introjects his superego, creating his
own “repressive system.”
Commenting on his early “school-life” spent in “a large, rambling,
Elizabethan house, in a misty-looking village of England” (WW 427–8),
the narrator notes that “the house . . . was old and irregular” and that “there
was really no end to its windings—to its incomprehensible subdivisions.”
Moreover, “our most exact ideas in regard to the whole mansion were not
very far different from those with which we pondered upon infinity” (WW
428–30). According to many authors, the house is a symbol of the human
psyche,1 while its labyrinthine nature can be understood as an analogy2 for
65
66 Chapter 5
William Wilson sees himself through the other. The meeting between them
fails because the main character is unable to recognize the other, unable to
accept him. Just like Rimbaud, William Wilson 1 repeats a mantra: “I am not
William Wilson 2,” “I am the radical alterity which cannot be reconstructed
through the language of identity.” Individuation programs us to distinguish
ourselves from the other, even when the other embodies an aspect that belongs
to us. The feelings of numbness and iciness which prefigure the horror of
recognition (“if this is me, then who am I?”), along with the violation of the
principles of identity and noncontradiction, anticipate the behavioral strange-
ness of Dostoyevsky’s character, Golyadkin.4 William Wilson 1 refuses to be
William Wilson 2: the cleavage is ontological before being psychological.
The Supershadow 67
Imagine that you see your double in your place, one of the “favorite” hal-
lucinations of “The Horla”’s author,5 as well as its narrator. One suspects
that one of your first feelings may be one of inferiority: doubting your own
existence can make you feel ontologically insecure (Laing 1990, 39–43). “Is
this really my double or am I the double, the copy of my copy, the shadow
of my shadow?” In Borges’s words: “Not to be a man, to be the projection
of another man's dream, what a feeling of humiliation, of vertigo!” (quoted
in Bate 1998, 30). William Wilson 1 experiences derealization6 (in both the
literal and the figurative meanings of this word: loss of reason and loss of
the sense of phenomenal reality) and feels that his conception of identity is
fragile and shaky, that he may be swallowed by the ground like Cowper’s
Abiram from his poem “Lines Written During A Period of Insanity” (1773).
Poe’s narrator’s reaction is one of denial and flight, abandoning the infinite
boarding school, which now can be seen as a threatening place both for his
identity and for his being.
However, just like a demon, William Wilson 2 remains attached to William
Wilson 1, because in our desperation we change our surroundings instead of
acting upon our attitudes (Seneca 2000, 48). There are two other significant
episodes where the repressive Wilson 2 intervenes in ways similar to those in
the Heideggerian Ruf des Gewissens:
In this low and small room there hung no lamp; and now no light at all was
admitted, save that of the exceedingly feeble dawn. . . . As I put my foot over
the threshold, I became aware of the figure of a youth about my own height. . . .
Upon my entering, he strode hurriedly up to me, and, seizing me by the arm
with a gesture of petulant impatience, whispered the words “William Wilson!”
in my ear. (WW 439)
The wide, heavy folding doors of the apartment were all at once thrown open,
to their full extent, with a vigorous and rushing impetuosity that extinguished,
as if by magic, every candle in the room. Their light, in dying, enabled us just
to perceive that a stranger had entered. . . . “Gentlemen,” he said, in a low,
distinct, and never-to-be-forgotten whisper which thrilled to the very marrow of
my bones. (WW 442–3)
It is highly relevant that in the first three confrontations with the double,
while the superego harasses the id (or the ego collides with the shadow),
struggling to shed some rationalistic light upon the hero, light progressively
diminishes, anticipating the eventual darkness resulting from merging with
an exceptionally dense shadow. From the “bright rays” which fell “vividly
upon the sleeper” (WW 437) and the light “of the exceedingly feeble dawn”
(WW 439), we move on to “a vigorous and rushing impetuosity that extin-
guished . . . every candle in the room” (WW 442), so that we can barely
68 Chapter 5
perceive William Wilson 2’s figure (Gargano 1963, 179). This dying of the
light signifies one of two things: (1) the supergo is, like the Hegelian ratio-
nalization of the reality, a black light, a fake source of enlightenment, and
consequently the attempts at control and supervision of the superego rather
“darken” the existential subject, blocking their capacity for transformation,
or (2) the superego collapses into the dark night of the id, and the light of
consciousness is swallowed by the obscurity of the unconscious. One com-
mentator claims that the latter version is more plausible. Wilson 1 becomes
more irrational, witnessing the disintegration of his personality, while the
analytical tone of the narrative gives way to emotional climaxes (Stauffer
1965, 328–329).
The end of the short story, when William Wilson 1 eventually kills his
antagonist at the masquerade ball at the palace of the Duke Di Broglio,
signals the hero’s last crisis of consciousness or rather the final triumph of
irrationalism. The murder/suicide “destroys any hope” of Wilson 1’s abil-
ity “to attain psychic harmony” (Hubbs 1983, 78): he is devastated “by
a neurosis in which he will never again experience the joy of syzygies,
the pleasurable tension of opposites and polarities that fuels the psyche”
(Moores 2006, 38). William Wilson is cut off from his existential nucleus,
living the existence of a dead soul (Girgus 1976, 303–304). The death of
William Wilson 2 is the mirrored suicide of William Wilson 1: we have the
double destruction of the phenomenal and noumenal being (“dead to the
world,” and dead “to Heaven” (WW 448)). First, Wilson dies as a sentient
being, losing the charm of this world. In other circumstances, he could
be saved as a spiritual being, through askesis and meditation. However,
second, he is also dead to heaven: he is denied both the inebriation of
the senses and the rectitude of the spirit. Furthermore, he is also dead
“to Hope.” One remembers here Wilde’s stanzas from The Ballad of
Reading Gaol (1897): “Something was dead in each of us,/ And what
was dead was Hope” (Wilde 1994, 146). Some might argue, rather opti-
mistically, that “losing all hope was freedom” (Palahniuk 2006, 22).
However, an existence without hope cannot be mistaken for the kind of
lucid despair needed in order to accept “the tragic sense of life.” In this
context, the death of hope signifies a “war with myself,” a sort of per-
sonal inferno where the subject cannot longer accept his inner alterity.
Wholeness, the Jungian version of existential authenticity, is no longer
possible for Poe’s hero. The Jungian definition of neurosis is a fitting
emblem for Wilson’s condition: “Neurosis is an inner cleavage—the state
of being at war with oneself. . . . What drives people to war with them-
selves is the suspicion or the knowledge that they consist of two persons
in opposition to one another. . . . A neurosis is a splitting of personality”
(CW 11, §522).
The Supershadow 69
I thought I saw a black sun in the deserted sky and a globe of red blood above the
Tuileries. I said to myself: “The eternal night is beginning, and it is going to be ter-
rible. What will happen when men realize there is no more sun?” (Nerval 1996, 49)
Praise the world queen, the higher messenger of a holy word, a nurse of blessed
love—she sends you—tender, beloved—Night’s lovely sun [liebliche Sonne der
Nacht],—now, I wake—for I’m yours and mine—you called the Night to life
for me. (Novalis 1988, 13)
There is also a Sol niger, a black sun, which coincides with the nigredo and
putrefactio, the state of death. (CW 14, §113)
has no place for itself, not even in hell. Lucifer, the devil (diábolos comes
from diabállein = to divide) (Fabre 1992, 241–242), the prototype of absolute
evil, the classical archetype of the shadow represses his brilliant and angelic
nature: he is split and schizoid, like Wilson 1. Not evil but duality is the fun-
damental trait of the devil. Just as God has a negative aspect (his left hand),
Lucifer has a propensity toward freedom, autonomy, and refusal to accept
dictatorial authority (his right hand).
If the shadow possesses this Luciferic depth and height, the shadow of the
shadow is completely deprived of nobility, and rectitude, having a somewhat
animalic quality, reminding us of Stevenson’s Mr. Hyde10 or of the not-man
described by Osamu Dazai.11 This secondary shadow also encompasses a
diabolic trait; one that is combined with contingency, infamy, and abjection.
The shadow of the shadow is the slime left after the filtering out of brilliant
Luciferianism. If Othello is the shadow, the shadow of the shadow is Iago;
Macbeth is the shadow and Lady Macbeth the shadow of the shadow. K.’s
murderers at the end of Kafka’s The Trial correspond to the combination of
demonism and abomination which symbolizes the presence of the shadow
of the shadow. The painful endings of works such as 1984 or Animal Farm
contain the same satanic horizontality. In Orwell’s dystopias (and also in
Dostoyevsky’s The Double), the individual is completely crushed by the sys-
tem. Resistance seems a form of blindness, an illusion created by the system to
further humiliate the potential rebel. Kafka and Orwell warn us of the existence
of a hell-in-itself, which can no longer refer to the idea of heaven; an inferno
where the death of hope presupposes the permanent acceptance of terror.
Far from being only a pun, the shadow of the shadow is a fitting concept for
the romantic and post-romantic literature, especially for the situation where
an evil character (who is also grand, and could, under different circumstances,
be a positive character) is served and doubled by a mean negative character,
who feeds from the demonic rectitude of the original shadow, hijacking his
greatness toward an obscure horizontality. William Wilson 1 has repressed
the “golden” aspect of the shadowy nature of William Wilson 2, combining
demonism with platitude. If the shadow finds a proper hell for itself, one must
invent a tenth circle for the shadow of the shadow.
NOTES
3. Wilson 2’s vocal defect might suggest that the superego is some kind of dark
ventriloquist who takes pleasure in shaming the id.
4. See chapter 6.
5. See chapter 8.
6. “When we discern the unreality of everything, we ourselves become unreal”
(Cioran 1976, 95).
7. See Poe’s conclusion of “A Dream Within a Dream”: “Is all that we see or
seem/ But a dream within a dream?” (Poe 1984, 97). See also Poe’s dedication of
Eureka (1848): “To the few who love me and whom I love—to those who feel rather
than to those who think—to the dreamers and those who put faith in dreams as in the
only realities” (Ibid., 1259).
8. See also JWL 219: “To keep the light alive in the darkness, that’s the point,
and only there your candle makes sense.”
9. From a logical point of view, through its double negation the shadow of the
shadow would cancel itself, becoming a lack of shadow, the minimal shadow of
the saints and the enlightened ones. But just as the logical principles of identity and
noncontradiction are suspended when one discovers a psychological contradiction
inside the human being (“I am not myself,” “I am not what I am,” “I am and am not
me”), one cannot make the case for the logical positivity of the double negation. On
the contrary, the darkness grows denser: if the shadow contains a lucent potentiality,
the shadow of the shadow is an anarchetype of negativity in itself, deprived of any
connection with positivity.
10. See chapter 7.
11. “That effigy suggests nothing so much as a human body to which a horse’s
head has been attached” (Dazai 1973, 16–17).
Chapter 6
I against I
Dostoyevsky’s Double (1846)
EXISTENTIAL PARANOIA
73
74 Chapter 6
This inner division between ego and the self was well documented by Mihai
Eminescu (1964, 76) in his aforementioned poem “Melancholy” (1876)1:
“When I look back on living, the past seems to unfold/ As though it were a
story by foreign lips retold.” Paranoia brings along the separation between
individual and world (“I am the anti-representation of the world”) and the
inner dissociation (“I am not myself; I am the Other to myself”). The terri-
tory discovered in the heart of the world, in the womb of Sein, is the mental
experimentation of hell. The etymology clearly shows that paranoia is a
form of being aware of reality. I believe that it is a form of comprehending
the dark essence of existence, the subliminal revelation of the immanence
of hell. If the anxiety of death helps us overcome the everyday inauthentic-
ity, paranoia allows us to exit the world and ourselves. After breaking his
internal unity, paranoia transforms the Dasein into a shadowy figure who
has lost both his world and his sense of self. It can be argued that the two
principles constituting paranoia are Iago’s declaration “I am not what I am”
(Shakespeare 1992, 5) and Lucifer’s statement “Myself am Hell” (Milton
2005, 106).
Technically speaking, paranoia is based on the perception of the falseness
of the world: the paranoid subject feels that everything is fake, “directed” or
“arranged,” and that there is not a single trace of authenticity or of spontane-
ity in his psychotic universe. A movie like Peter Weir’s The Truman Show
(1998), where a bogus world is built around the main character played by
Jim Carrey, shows the ultimate ambiguity of falseness: “Is my perception
false or is the world itself a fake?” That is the (paranoid) question.2 And
how can I know the difference? The feeling that the world isn’t real, that
everything else is a simulation, the sickening bitter taste of falseness can only
be disproved—and treated—with the notion of contingency, which reveals
the unnecessary character of our existence. The ratio between paranoia and
contingency is equivalent to that between meaning (“everything has meaning
and it’s all about me”) and meaninglessness (“accidental coincidences can
only emphasize the worldly feeling of alienation and indifference”). More
exactly, the neutrality of contingency relativizes the notions of meaning and
non-meaning, while inversely, paranoia’s method renders the category of
meaning absolute.
If “Myself am Hell” (Milton 2005, 106), then my selfhood is hell, which
means that its properties are the conflict between essence and appearance and
the contrast between “me” and “myself.” Therefore, “I am not myself” means
that I cannot find myself in me, I run away from myself, I don’t know who I
am. Furthermore, I am afraid of myself and I probably hate myself. My non-
ego is my shadow, which grows as I diminish. Let us take a closer a look at
the opening scene from The Double, which is a reply to Gogol’s “The Nose”
(1836)3:
I against I 75
It was a little before eight o’ clock in the morning when Titular Counsellor
Yakov Petrovich Golyadkin awoke after a long sleep, yawned, stretched and
finally opened his eyes wide. However, for about two minutes he lay motion-
less on his bed like a man not yet entirely certain if he has woken up or is still
asleep. . . . Once out of bed he immediately ran over to a small round mirror that
stood on the chest of drawers. Although the sleepy, weak-sighted countenance
and somewhat balding head reflected there were so insignificant as to command
no attention at first glance, its owner was obviously perfectly satisfied with all
he saw in the mirror. “A fine thing it would be,” said Mr Golyadkin under his
breath, “a fine thing it would be if there were something not quite right with me
today—if, for example, some kind of unwanted pimple had popped out up, or
something else just as unpleasant.” (D 3–4)
In Turin, at the beginning of his madness, Nietzsche would rush to his mirror,5
look at himself, turn away, look again. In the train that was taking him to Basel,
the one thing he always asked for was a mirror. He no longer knew who he was,
kept looking for himself, and this man, so eager to protect his identity, so thirsty
for himself, had no instrument at hand but the clumsiest, the most lamentable of
expedients. (Cioran 1976, 210)
One of the first sequences of the Dostoyevskyan novella The Double (1846)
treats the crucial theme of identity. Meeting the head of the office during a
carriage ride, Golyadkin hesitates to assume his identity and salute his supe-
rior (his failure to identify himself will later prove to be an ontological failure
to recognize himself):
“Should I bow or not? Should I respond or not? Should I acknowledge it’s me or
not? . . . Or should I pretend it’s not me, but someone else remarkably like me,
76 Chapter 6
and look as if nothing were the matter? Really, it’s not me, it’s not me at all—
and that’s the end of it!” exclaimed Mr Golyadkin, doffing his hat to Andrey
Filippovich and without taking his eyes of him. “I’m . . . I’m all right,” he barely
managed to whisper, “I’m all right, quite all right, it’s not me at all, not me at
all, Andrey Filippovich—oh no! And that’s all there is to it.” (D 8)
state, it is infernal and can harm us. From a later conversation with Anton
Antonovich Setochkin, we find out more about Goliadkin’s attack against the
principle of the mask:
All I meant, Anton Antonovich, was that I keep to the straight and narrow, that I
despise deviousness, that I’m not for intrigues. . . . I’m talking of myself, Anton
Antonovich, I’m talking of myself, for example: when I say that I wear a mask,
it’s only when I need to; that is, only for carnivals or festive gatherings, speak-
ing literally. But I don’t wear one every day in front of people, speaking in a
different and more cryptic sense. That’s all I wanted to say. (D 74–5)
After being kicked out from Klara Olsufyevna’s birthday party, the
Dostoyevskian hero continues his descensus ad inferos:
Every clock tower in St. Petersburg that showed and told the hour was striking
exactly midnight when Mr Golyadkin, beside himself, ran on to the Fontanka
Embankment . . . seeking refuge from his enemies, from persecution, from the
insults that had rained down on him, from the shrieks of frightened old ladies,
from the sobbing and sighing of women—and from Andrey Filippovich’s
78 Chapter 6
Golyadkin was “crushed” like a Kafkian bug, for which society has noth-
ing but contempt and loathing. He experiences a sort of spiritual death that
can be understood in two ways. First, the character experiences with exis-
tential a confusing crisis of identity: the hero wants to hide and run from
himself. Nevertheless, we can temporarily hide but we can never perma-
nently escape from ourselves. “You sought the heaviest burden:/ there you
found yourself ” [Du suchtest die schwerste Last:/ da fandest du dich], wrote
Nietzsche (P 204) in his “dithyramb” “Between Birds of Prey” (1888). These
stanzas remind us of Goethe’s poem “Daemon” from Primal Words. Orphic
(1817–1818): “You must be/ None but yourself, from self you cannot flee8”
[So mußt du sein, dir kannst du nicht entfliehen] (Goethe 1994, 230–231).
The selfhood is, I have argued, either heaven or hell, but it also possesses an
unalienable quality: it cannot be transgressed. The ego can hide from its own
self—through denial, repression, resistance, projection, through “alteriza-
tion”—but it cannot detach/break from itself.
Second, without death, understood as an alias for “transformation,” there
would be no mobility and dynamism. The myth of the Phoenix9 shows us
that life starts after the “first death.” This esoteric metaphor has valid psycho-
logical connotations, despite being biologically counterintuitive. The death of
Golyadkin 1 is a requirement for his resurrection as Golyadkin 2: the persona
and the ego must give way to the shadow. From death we move on to indif-
ference [adiaphoría] (“he couldn't have cared less”), a concept constitutive
for the Nietzschean definition of nihilism. The suffering, disappointment,
and despair have consumed him so hard that Dostoyevsky’s hero is emptied,
annihilated, brought closely to its nothingness. Nihilism, not unlike depres-
sion, can be defined as death of the soul, as metaphorical death in life or as
death before death. Nihilism can be understood as mortification and agony,
as Kierkegaard (1980b, 18) does, when he defines the “sickness unto death”
as “this tormenting contradiction, this sickness of the self, perpetually to be
dying, to die and yet not die, to die death. For to die signifies that it is all
I against I 79
over, but to die death means to experience dying, and if this is experienced
for one single moment, one thereby experiences it forever.” Physical death
abolishes pain, moving us from one distance to another, being transcendent to
existence. However, the death of the soul, the nihilistic affective emptying, is
the “death of death” and corresponds to the Kierkegaardian experience of the
“dying of death.” It brings us close to an inferno of immanence, of damnation
“here and now.” One could argue that Golyadkin lives a similar crisis situa-
tion, a Japserian limit-situation, in which a certain personality is annihilated
to make room for another, in which the ego becomes non-ego.
According to Nietzsche, “and when you stare for a long time into an abyss,
the abyss stares back into you” (BGE 146). The German philosopher refers
to a personality transfer between the existential subject and nonexistence:
the human being and the abyss “communicate” because nothingness exists
in both being and non-being. “He whose eye happens to look down into the
yawning abyss becomes dizzy. But what is the reason for this? It is just as
much in his own eye as in the abyss, for suppose he had not looked down”
(Kierkegaard 1980a, 61). Furthermore, according to Sartre (1978, 29), the
“vertigo is anguish to the extent that I am afraid not of falling over the preci-
pice, but of throwing myself over.” I am not afraid of falling, I am afraid that
something inside me shall decide my annihilation. The difference between
the fall and the jump is colossal: if I threw myself over, I would no longer be
innocent. The precipice is alluring for the eye, because the abyss and the spirit
have a similar (meontic) nature.
When Golyadkin meets his double, one could say that there is confronta-
tion between identity and alterity, a collision between the I and the not-I. This
mysterious meeting violates Pauli’s exclusion principle which states that two
identical objects cannot simultaneously occupy the same spatial position.
In this case fiction overpowers the laws of physics; moreover, the novella
moves toward a paranoid metaphysics, where the positional simultaneity of
the I and the Double radically expresses the breaking down of the identity
principle. Golyadkin is and is not himself at the same time, destroying the
logical laws of noncontradiction and identity. The following formula applies
to his case: a = [a(a = a) ^ (a = Øa)]. In a Sartrian manner one can define this
type of subject as alternating between facticity and transcendence or between
freedom and contingency. One can redefine this situation in a Jungian way:
the center of my ego coincides with the center of my self, but my ego hesi-
tates between shadow and persona.
After meeting with his Doppelgänger, Golyadkin even begins to doubt
his own existence (D 54). The primacy of the enmity and falseness in the
confrontation with his not-I brings us to the paranoid feeling of being and
to our definition of paranoia conceived as a radical alteration of solipsism. If
the classical solipsism can be understood as the impossibility of proving the
existence of others, the paranoid solipsism seems to even doubt the existence
of the thinking subject. In other words: Am I a hallucination in a god’s mind?
(“If you are the dreamer, then I am the dream” [Wenn du der Träumer bist,
bin ich dein Traum], wrote Rilke (2001, 23) in The First Book of the Monkish
Life (1899)) or a software programmed by an almighty conscience. “Does
the world exist? Or is it only in my vision?” asks himself Mihai Eminescu
(2002, 17) in his poem “Dream” (1876). One can argue that the paranoid
often sees himself as a ghost, who will be sent back to nothingness once
the dreamer wakes up and pushes the start button of self-awareness. It is a
I against I 81
troubling feeling to ponder one’s own inexistence and something far apart of
everyday normalcy [das Man], when one possesses a common sense of the
reality, which spontaneously discriminates between “real” and “imaginary.”
This feeling could be the start of an alternate consciousness, of a systemic
anomaly [para-nous]. One can notice that describing Goliadkin’s night-
mare, the Russian novelist anticipates a scene from The Matrix Reloaded,
when, attempting to finish off Neo (Keanu Reeves), the agent Smith (Hugo
Weaving) clones himself and multiplies ad infinitum.
But with every stride, with every thud of his foot on the granite pavement, there
would spring up, as if from under ground, a completely identical Mr Golyadkin,
utterly similar in depravity. And the moment they appeared, all these perfect
replicas would start running one after the other and, stretching out in a long
chain like a gaggle of geese, would hobble behind Mr Golyadkin so that there
was no escaping these replicas, so that the eminently pitiable Mr Golyadkin
couldn’t catch his breath for horror, so that in the end such a terrifying multitude
of exact replicas was spawned that the whole city was finally jammed with these
perfect replicas and a police officer, observing such a breach of the peace, was
obliged to grab all these perfect replicas by the scruff of the neck and fling them
into a lock-up that happened to be close at hand. (D 107)
From the perspective of the shadow (or of the copy) we have an anarchistic
and criminal multiplication. The confusion and chaos created by the multiply-
ing of the clones build the premises of a crime; therefore, the (dream) police
will sanction this revolutionary act. The terror increases once we analyze the
scene from the perspective of the ego (or of the model): Sankt Petersburg is
invaded by the copies of Golyadkin 1, the original ego. If only the clones
(only Golyadkin 2, the Doppelgänger) multiplied, the identity structures
of subjectivity (“ego sum qui sum”) would face immediate obliteration.
Golyadkin 1 sees in his dream a crowd of his copies, growing as cancer cells,
which are entirely different from him, from their source. An absolute split
replaces the hegemonic structure of the identity. Furthermore, the multitude
of replicas (which mimic the original, the only authority who knows the dif-
ference between model and clone) will act at the limit of legality, incriminat-
ing thus Golyadkin 1.
One can read this nightmare in a political fashion, as Dmitri Chizhevsky
does. If from a psychoanalytical and phenomenological perspective, the
“attack of clones” brings with it the destruction of identity, from a sociopo-
litical point of view, this situation shows that Dostoyevsky’s main character
is pushed at the limit of the condition of citizenship, becoming, like Camus’s
character, Meursault, an absolute “stranger.” The “ontological problems of
the fixity, reality, and security of the individual existence” (Chizhevsky 1962,
82 Chapter 6
It is interesting to see how the ego perceives the shadow, how Golyadkin
looks upon his double: “There suddenly appeared Mr Golyadkin Junior,
cheerful as ever, smiling and frivolous as ever: in short, mischievous, caper-
ing, toadying, guffawing, nimble of tongue and food as ever” (D 117). The
shadow is presented as lecherous (“‘She’s a scrumptious dish,’ said Mr
Golyadkin Junior, roguishly winking at Mr Golyadkin Senior” (D 127)) and
greedy (“putting his empty cup that he had drained with unseemly greed
down on the table” (D 128)). Starting from these descriptions, we can clas-
sify Golyadkin 2 as the extraverted sensation type according to the Jungian
typology10 presented in CW 6 (§§606–608): “Wulfen’s The Sybarite . . . is
the unvarnished confession type of this sort. . . . To feel the object, to have
sensations and if possible enjoy them—that is his constant aim. . . . The more
sensation predominates, however, so that the subject disappears behind the
I against I 83
sensation, the less agreeable does this type become. He develops into a crude
pleasure-seeker.”
While Golyadkin 1 is captivated by his inner world, Golyadkin 2 is a
“worldly,” sociable personality, strongly attached to everyday “reality.”
From his perspective, the problem of solipsism is irrelevant. To give another
the cinematographic example, a famous extraverted sensation type from
The Matrix is the villain Cypher (played by Joe Pantoliano), who considers
that (sensitive) pleasure is more important than (intellectual) truth. “I know
this steak doesn’t exist. I know that when I put it in my mouth, the Matrix
is telling my brain that it is juicy and delicious. After nine years, you know
what I realize? . . . Ignorance is blissˮ (Wachowski et. Wachowski 1999),
declares Cypher, in a premeditated parody of the discouraging reflections of
the Ecclesiast: “For in much wisdom is much grief: and he that increaseth
knowledge increaseth sorrow” (Eccles. 1, 18). If Golyadkin 2 corresponds
to the extraverted sensation type, Golyadkin 1 coincides with the introverted
intuition type. According to one Jungian therapist, “when people of this type
break down they tend to become paranoid” (Stevens 2001, 92).
If until now we have mentioned only the philosophical definition of para-
noia, understood as an alteration of solipsism, we should also mention its psy-
chiatric definition. A paranoid delusion is a “false belief based on incorrect
inference about external reality that is firmly held despite what almost every-
one else believes and despite what constitutes incontrovertible and obvious
proof or evidence to the contrary” (American Psychiatric Association 2013,
819). Paranoia is based on a false perception (a “wrong” vision of reality),
which sees the whole world as falsified or phony. The impression of falsity
is so strong that the paranoid can no longer discern between the inner and the
outer world (his unconsciousness is projected in front his eyes). When the
paranoid feels threatened, trembling with fear of the outside world, he feels
the projection of his own aggressiveness (Stevens 2001, 66). When he says
“they want to kill me,” he is projecting his own homicidal intention. One of
the best literary descriptions of the paranoid nightmare belongs to Philip K.
Dick11:
A paranoiac psychosis. Imagining that I'm the center of a vast effort by mil-
lions of men and women, involving billions of dollars and infinite work . . .
a universe revolving around me. Every molecule acting with me in mind. An
outward radiation of importance . . . to the stars. Ragle Gumm the object of the
whole cosmic process, from the inception to final entropy. All matter and spirit,
in order to wheel about me. (Dick 1987, 119)
The paranoid will say “I am God,” but not in a cheerful mood. The god
from the unconsciousness is a demon in disguise [le mauvais demiurge] who
84 Chapter 6
will force his will upon the afflicted subject. Therefore, Golyadkin will obey
the will of his dissociated shadow: we anticipated that the inner division in
the structures of his identity will lead to psychosis. This demonism of para-
noia, found in the Philip K. Dick’s novels or in Roman Polanski’s movies12
make a strong case for considering paranoia as an initiation into the Cioranian
“satanic principle of suffering”: “The divine principle distinguishes itself by
an effort toward cosmic synthesis and participation in the essence of every-
thing. The satanic principle, on the other hand, is a principle of dislocation
and duality which characterizes all suffering” (Cioran 1996, 109).
The dislocating pains of insanity cut Golyadkin off his In-der-Welt-Sein.
The separation is absolute, the isolation impeccable. His ultimate temporal
disorientation13 could be another reference to Gogol: “‘But is it today?’
flashed through his mind. ‘Was there a mistake about the date? Well, it’s
possible, anything is possible. . . . It’s possible it was yesterday that the let-
ter was written but it didn’t reach me—it didn’t reach me because Petrushka
got involved in it—the scoundrel! Or perhaps “tomorrow” was written there,
that is . . . I . . . that everything had to be done tomorrow’” (D 150). We
are reminded here of the hallucinatory insertions from Gogol’s “Diary of a
Madman”: “The Year 2000, 43rd of April,” “The 86th of Martober. Between
day and night,” “The of 34 February th, yrea 349” and even the more bizarre
“Don’t remember the date. There was no month, either” or “Date none. The
day had no date” (Gogol 1999, 294–299).
The last image Golyadkin will see in his trip to the mental hospital (a
descensus ad inferos, which was only a one-way trip in Dostoyevsky’s time)
belongs to his Doppelgänger, a true devilish twin, who has lead and pushed
him into the abyss: “With hands in the trouser pockets of his green uniform
he ran along with a contented look, leaping up first on one side on the carriage
and then the other; at times he grabbed the window frame and hung from it,
poking his head in and blowing farewell kisses at Mr Golyadkin” (D 163).
NOTES
on his nose the previous evening; but, to his greatest amazement, he saw that instead
of a nose he had a perfectly smooth place! Frightened, Kovalev asked for water and
wiped his eyes with a towel: right, no nose! He began feeling with his hand to find
out if he might be asleep, but it seemed he was not. The collegiate assessor Kovalev
jumped out of bed, shook himself: no nose! . . . He ordered his man to dress him and
flew straight to the chief of police.”
4. See Troubetzkoy 1996, 46: “To not see me as myself, to see me how the others
see me, to see me as an other, introduces . . . inside my ego a distance, a scission, a
cleavage, an irremediable alterity. This is the great error of narcissism, the error of the
mirror, the wandering in front of the mirror. There is nothing more dangerous than the
mirror.”
5. See also Zarathustra’s alarming dream from TSZ, II, “The Child with the
Mirror”: “‘Why was I so startled in my dream that I awoke? Did not a child step up
to me, carrying a mirror? ‘O Zarathustra,’ the child said to me, ‘look at yourself in the
mirror.’ But when I looked into the mirror I cried out, and my heart was shaken: for
it was not myself I saw, but a devil’s grimace and scornful laughter.” See SNZ II, p.
868: “The dream of the devil’s face when Zarathustra showed his other side becomes
more understandable—he is the devil himself.” See also Frey-Rohn (1989, 110–111):
“What was this ghastly self-reflection? To all appearances, the dark opponent of
the hitherto unchallenged concept of a God embracing both light and darkness—the
devil—had come to life and was stepping forward. A hazardous situation developed,
in which the dark, instinctual side, until now largely of theoretical import alone,
was activated and threatened to rip the soul apart by opposing the ‘divine’ with the
‘satanic.’ In repressing the emotional situation, his ego ran the risk of being overrun
by the powerful, super-personal satanic complex, which revealed itself immediately
afterwards as an exaggerated feeling of mission.”
6. See chapter 1.
7. Eminescu’s Hyperion reflects at the end of the poem Lucifer (1882, 178): “Still
earth shall only earth remain,/ . . . And I in my own kingdom reign/ Immutable and
cold.//” (Eminescu 1964, 178—Trans. Corneliu M. Popescu).
8. See TSZ, III, “The Wanderer”: “I am a wanderer and a mountain climber. . . .
And whatever may yet come to me as destiny and experience will include some wan-
dering and mountain climbing: in the end, one experiences only oneself [man erlebt
endlich nur noch sich selber].” See also TSZ, I, “On the Way of the Creator”: “But
the worst enemy you can encounter will always be you, yourself; you lie in wait for
yourself in caves and woods.”
9. “You must wish to consume yourself in your own flame: how could you wish
to become new unless you had first become ashes!” (TSZ, I, ‘On the Way of the
Creator’)
10. According to Jungian typology, there are two attitudes (introversion, oriented
toward inside, and extraversion, oriented toward outside) and four cognitive func-
tions: thinking (for the exercise of the intellect), intuition (for the perception of the
essence of a situation, often through irrational means), sensation (the function which
tests reality), and feeling (the function of the expression of the affects). If my superior
function is thinking, my auxiliary function can be intuition, the third (partly conscious,
86 Chapter 6
The first meeting with Hyde—which can be found in the first part of the
novella, “Story of the Door”—is announced by the sepulchral description of
London. “Street after street, and all the folks asleep—street after street, all
lighted up as if for a procession and all as empty as a church” (JH 7). The
hypnotic depiction of the great city, which seems to deepen in the darkness
of the id, prepares the screening of a nightmarish scene:
All at once, I saw two figures: one a little man who was stumping along east-
ward at a good walk, and the other a girl of maybe eight or ten who was run-
ning as hard as she was able down a cross street. Well, sir, the two ran into one
another naturally enough at the corner; and then came the horrible part of the
thing; for the man trampled calmly over the child’s body and left her screaming
on the ground. (JH 7)
(a) not-man: “It wasn’t like a man” (JH 7); “[T]he man seems hardly
human!” (JH 16);
(b) devil: “sneering . . . like Satan” (JH 8); “I read Satan’s signature upon
[his] face” (JH 16);
(c) degenerate: “Something troglodytic” (JH 16); “ape-like fury” (JH 22).
89
90 Chapter 7
But let us not anticipate. A year after he mistreats the little girl, a ser-
vant observes how the shadowy character beats to death the patriarchal
Sir Danvers Carew—an episode that also contains a trait of oedipal revolt
(Luckhurst 2006, xvi–xvii). “Mr Hyde . . . clubbed him to the earth. And next
moment . . . he was trampling his victim under foot, and hailing down a storm
of blows, under which the bones were audibly shattered” (JH 21–2). Hyde’s
distinctive feature seems to be the beastly: he regresses into pre-humanity,
liberating the violence, the naturalness, and the absolute freedom of the ape.
Many interpreters of the novella (Heath 1986, 103; Halberstam 1995,
78–80; Arata 1996, 33–34; Reid 2006, 95) observe that Hyde is described
according to Lombroso’s theory of anthropological criminology, popularized
in Great Britain by Havelock Ellis. The Italian physician Cesare Lombroso
discovered the atavistic criminal contemplating the skull of the famous bandit
Vilella: “This was not merely an idea . . . , but a revelation. At the sight of that
skull, I seemed to see all of a sudden, lighted up as a vast plain under a flam-
ing sky, the problem of the nature of the criminal—an atavistic being who
reproduces in his person the ferocious instincts of primitive humanity and the
inferior animals” (quoted in Arata 1996, 34). The late Victorian emphasis on
degeneration—not only in the Strange Case, but also in the Great God Pan
(1890) or Dracula (1897)—hides the “post-Darwinian fear that evolution
may be reversible” (Halberstam 1995, 78). If man was “more ape than any
ape” (TSZ, prologue, 3), as the para-Darwinian Nietzsche stated, it would
only be suitable that Hyde (exceptionally portrayed by Frederic March) in
Rouben Mamoulian’s cinematic version of Stevenson’s novella from 1931 is
depicted as a chimpanzee-like individual.
Just like the shadow stands for the psychological inferiority of the human
being, the ape symbolizes its biological inferiority. The ape alludes both to
the slumber of human spirit and to the dawn of a certain biological imme-
diacy or the absolute triumph of the instinct (repressed and defamed by our
civilization). In the night of id, the animal soul is free (the original, unlawful
freedom which does not coincide with responsibility) to experience in all its
plenitude the principle of lust. Hyde is a personification of the extraverted
sensation function, born from the Faustian “dryness of a life of study”
(JH 59), repressed by an introverted intuitive type. Not unlike in “William
Wilson,” where we have, from a Freudian perspective, a conflict between ego
and superego, in Jekyll and Hyde we find an antithesis between ego and id.
The two names—Jekyll and Hyde—are mirrored: “e y/ ye: Jekyll, the I, the je,
that kills, represses Hyde, the hidden, the inner he . . . that destroys the unity
and the identity of the I, of me; Freud’s Es” (Heath 1986, 96–97).
Before further commenting on Hyde, we should note that London is one
of the main characters of Stevenson’s book. Jack the Ripper,1 Dorian Gray,2
Dracula,3 or Villiers4 from the Great God Pan all share the hunting ground
The Shadow of Degeneration 91
or the inferno of the fin de siècle capital of the world. The “mighty” city is at
the same time axis mundi and the road to hell. Jung paraphrases Nietzsche,5
claiming that “[w]hen a tree grows up to heaven its roots reach down to hell”
(CW 11, §791). London is not only the essential metropolis of modernity but
also “a place of fear and darkness, a labyrinthine hell” (Dryden 2003, 86), “a
great flower that opens but at night” (Gallienne 1982, 127) “a city of night-
mares” (Machen 2006, 50), “[a] city of perpetual suffering” (Logan 2015)
or “a hallucinatory place, never clearly navigable” (Luckhurst 2006, xxviii).
London’s Plutonic feature can be captured from the description of
Utterson’s trip to Soho, searching for the location of Hyde’s house:
It was by this time about nine in the morning, and the first fog of the season. A
great chocolate-coloured pall lowered over heaven, but the wind was continu-
ally charging and routing these embattled vapours; so that as the cab crawled
from street to street, Mr Utterson beheld a marvellous number of degrees and
hues of twilight; for here it would be dark like the back-end of evening; and
there would be a glow of a rich, lurid brown, like the light of some strange con-
flagration; and here, for a moment, the fog would be quite broken up, and a hag-
gard shaft of daylight would glance in between the swirling wreaths. The dismal
quarter of Soho seen under these changing glimpses, with its muddy ways, and
slatternly passengers, and its lamps, which had never been extinguished or had
been kindled afresh to combat this mournful reinvasion of darkness, seemed, in
the lawyer’s eyes, like a district of some city in a nightmare. (JH 23)
London’s light is not “darkness of night, in which objects are seen dimly,”
it is a light “turned to blackness,” a “negation of light” (Machen 2006, 62).
Under these circumstances, mornings7 duplicate a terrifying night and light
becomes stranger than darkness. London is uncanny [unheimlich], the mani-
festation of an appalling secret.
ONTOLOGICAL DUALITY
the conflict between the superior and inferior function—the fourth function
being completely hidden in the individual shadow. While Jekyll uses his
intellect and intuition in his professional activity as physician and scientist (“I
laboured . . . at the furtherance of knowledge” (JH 55), he represses feeling
and sensation in the indifferentiation of his unconscious. Identifying with his
Victorian persona, the “transcendental” doctor would like to be absolutely
good, following his “upward path” (JH 56) toward virtue. Consequently, he
provokes an inflation of the superego, which prepares an autonomization of
the shadow. When, in a Luciferian manner, he destroys “the very fortress of
identity” (JH 57), he creates a potion that turns him into his evil subpersonal-
ity, Edward Hyde.
“Edward Hyde, alone in the ranks of mankind, was pure evil” (JH 58).
The oscillation between good and evil characterizes the human being: a cer-
tain ethical “averageness,” which spontaneously stays away from extremes,
is mankind’s general trait. Hyde is an antihero, who belongs to the almost
impossible sphere of pure negativity, similar to a demon (“pure evil”) and
a not-man (“alone in the ranks of mankind”). Similar to Dorian Gray, Hyde
enjoys the spectacle of his corruption: “I knew myself, at the first breath of
this new life, to be more wicked, tenfold more wicked, sold a slave to my
original evil; and the thought, in that moment, braced and delighted me like
wine” (JH 57). Moreover, he totally accepts his inferiority, in the manner of
the Indian saying Tat Twam Asi: “And yet when I looked upon that ugly idol
in the glass, I was conscious of no repugnance, rather of a leap of welcome.
This, too, was myself” (JH 58).
Hyde, an “inherently malign and villainous” being, was “drinking pleasure
with bestial avidity,” seeking “undignified” (another Victorian euphemism)
gratifications (JH 60). Jekyll’s bad faith paralyzes him: while being “aghast”
before Hyde’s actions, he considers the other in himself responsible for them.
“It was Hyde, after all, and Hyde alone, that was guilty” (JH 60). Which
means that, because of the proclivity for evil (Jekyll is average, Hyde is evil),
Hyde begins to take control. The “balance of my nature might be permanently
overthrown” (JH 62). An autonomous, livelier subpersonality attacks the ego:
“I was slowly losing hold of my original and better self, and becoming slowly
incorporated with my second and worse” (JH 62). Facing the danger of com-
pletely regressing toward Hyde’s demonism, Jekyll stops taking the potion
that turns him into his subpersonality, choosing Jekyll’s inauthentic but more
reliable self: “I preferred the elderly and discontented doctor” (JH 63).
However, in a modernist fashion, reason is surpassed by passion: “[I]n my
case, to be tempted . . . was to fall” (JH 64), notes Jekyll, prefigurating Oscar
Wilde: “The only way to get rid of a temptation is to yield to it” (DG 21).
The shadow surges impatiently, compensating for the repressive persona:
“My devil had been long caged, he came out roaring. I was conscious, even
94 Chapter 7
Jekyll goes on, synthetizing the divorce between ego and shadow: “He, I
say—I cannot say, I. That child of Hell had nothing human; nothing lived in
him but fear and hatred” (JH 67). This brief diagnosis brings us the afore-
mentioned conjunction between not-man, devil, and degenerate. One might
also note that Jekyll does not acknowledge himself as Hyde. “This, too,
was myself” (JH 58), observed the doctor when his evil subpersonality was
brought to light. Now, the shadow is negated (“He, I say—I cannot say, I”),
and I ≠ I. There is a major caesura between the identification with the shadow
(that Tat Twam Asi whispered to the devil in the mirror) and the rejection of
the shadow as irreducible to ego, belonging to an autonomous and dissoci-
ated sphere. We cannot recognize ourselves when we “gaze into the face of
absolute evil” (CW 9/II, §19). If Frederic March’s Hyde was degenerate,
Spencer Tracy would be a demonic Hyde, in Victor Flemming’s film version
from 1941.
Starting from this “He, I say—I cannot say, I,”9 I will go on to investigate
the constitution of the subjectivity at the end of the 19th century in European
The Shadow of Degeneration 95
Henry Jekyll stood at times aghast before the acts of Edward Hyde; but the
situation was apart from ordinary laws, and insidiously relaxed the grasp of
conscience. It was Hyde, after all, and Hyde alone, that was guilty. Jekyll was
no worse; he woke again to his good qualities seemingly unimpaired; he would
even make haste, where it was possible, to undo the evil done by Hyde. And thus
his conscience slumbered. (JH 60)
The author of Dorian Gray undermines not only the “fortress of identity”
but also the notion of authenticity understood as personal truth; in fact, one of
his interpreters reads Wilde as a proponent of “authentic insincerity” (Arata
1996, 59). The praise of the disjunction modeled on the principle “I am not
what I am,” the apology of a lie creating personal complexity reminds us
of Frederic W. H. Myers’s idea from an essay published in the same year
The Shadow of Degeneration 97
Jesus or have lynched Hypatia. Hyde’s adventure discloses the truth that
there are inside us territories as dark as the ninth circle of hell. Both Judas
and the Lord of Lies appreciate and feed from our inferiority. Like Milton’s
Lucifer, we can say: “Which way I fly is Hell; myself am Hell” (Milton 2005,
107). The acknowledgment of the inner demonism alludes to the withdrawal
of projections or to the Jungian concept of the integration of the shadow,11
a term which “refers to the psychological act of ownership: that is myself!”
(Stein 1995, 19)
NOTES
1. An article from Pall Mall Gazette (September 8, 1888) compares Jack the
Ripper’s brutal murders with Hyde’s ferocity: “There certainly seems to be a toler-
ably realistic impersonification of Mr. Hyde at large in Whitechapel. The Savage of
Civilization whom we are raising by the hundred thousand in our slums is quite as
capable of bathing his hands in blood as any Sioux who ever scalped a foe” (quoted
in Curtis 2001, 126).
2. “Where he went to he hardly knew. He remembered wandering through dimly-
lit streets, past gaunt black-shadowed archways and evil-looking houses” (DG 86).
3. “I long to go through the crowded streets of your mighty London, to be in the
midst of the whirl and rush of humanity, to share its life, its change, its death, and all
that makes it what it is” (Stoker 1995, 31).
4. “It’s a curious thing, Austin, to be alone in London at night, the gas-lamps
stretching away in perspective, and the dead silence, and then perhaps the rush and
clatter of a hansom on the stones, and the fire starting up under the horse's hoofs”
(Machen 2006, 51).
5. “But it is with man as it is with the tree. The more he aspires to the height and
light, the more strongly do his roots strive earthward, downward, into the dark, the
deep—into evil” (TSZ, I, “On the Tree on the Mountainside”).
6. “Before I go whence I shall not return, even to the land of darkness and the
shadow of death;/ A land of darkness, as darkness itself; and of the shadow of death,
without any order, and where the light is as darkness” (Jb. 10, 21–2).
7. See Novalis, Hymns to the Night: “Now I know when the final morning will
be—when Light will no longer frighten away the Night and love—when sleeping will
be forever just one unsuspendable dream” (Novalis 1988, 19).
8. Ontological duality is prefigured by Nerval: “Every man has a double. . . .
In everyone is a spectator and an actor, one who speaks and one who answers”
[L’homme est double . . . Il y a en tout homme un spectateur et un acteur, celui qui
parle et celui qui répond] (Nerval 1996, 30). See also Dr. Jekyll’s statement from
Penny Dreadful: “We are all two things in a way, are we not? Deep in the marrow.
Angel and Devil. Light and dark. The pull between the two is the active verb which
energizes our lives” (Logan 2016). See also Blake (2002, 163): “Without Contraries
is no progression. Attraction and Repulsion, Reason and Energy, Love and Hate, are
necessary to Human existence. From these contraries spring what the religious call
The Shadow of Degeneration 99
Good & Evil. Good is the passive that obeys Reason. Evil is the active springing from
Energy. Good is Heaven. Evil is Hell.”
9. The inability to refer to oneself in the first person is a symptom of schizophre-
nia (Currie 1998, 119).
10. Hartmann’s book was translated into French in 1877 and his Schopenhauerian
vision of the unconscious influenced Maupassant in his description of the “The Horla”
(Kessler 1995, xlii–xliii).
11. See appendix 4.
Chapter 8
PHENOMENOLOGY OF ANXIETY
101
102 Chapter 8
when we meet death, when Epicurus’s death is really “here,” we are done
with anxiety, because the Abträgliche has already harassed us and the Birnam
Wood “marches on the castle of Dunsinane” (Levinas 1987, 72), besieging
Macbeth. But when death vibrates from the distance, when the Birnam Wood3
only begins to murmur, when the threat begins its gloomy ritual, the black sun
of anxiety hypnotically rises at the horizon.
The anxiety of the narrator takes shape (on May 25) with the “dying of
the light,” when the Apollonian lights of awareness are conquered by the
Plutonic Unheimlichkeit of the id: “As evening approaches, an incompre-
hensible feeling of anxiety comes over me, as though the night ahead held
some terrible threat” (H 277). The character seems to understand that night
brings along with it a Harrowing of Hell or even a soteriological attack: Will
I emerge safe after the dominion of darkness, after the infernal trap that seeks
to shatter my soul? We are reminded here of the terrible description of the
“infinite” night from the story “The Little Roque Girl”: “But night, opaque
night denser than walls, night, empty and infinite and so black and fathom-
less that terrifying things reach out and touch us, night when we feel horror
stirring, mysteriously prowling—night seemed to him to hide some unknown,
imminent, threatening danger” (Maupassant 1998, 229).
Beyond the abstract intimations of anxiety, which we all experience as
existential subjects, the immersion into sleep as in “a pit of stagnant water”
[un gouffre d’eau stagnante] (another symbol of the id, after the terrifying
night), brings us, not unlike in the painting Nightmare by Henri Fuseli, the
concrete feeling of anxiety: “I get into bed and wait for sleep as some await
their executioner. . . . I fall into sleep as a man falls into a pit of stagnant
water to drown. . . . I’m also aware of the approach of someone who looks
at me, touches me, gets onto the bed, kneels on my chest, takes my neck in
both hands, and squeezes and squeezes with all his strength” (May 25, H
277). Comparable to Fuseli’s incubus, the “presence” described by the nar-
rator on July 4 steps over his chest, “sucking the life out of me through my
mouth, yes, drawing my life out of me like a leech” (H 281). This expression
shows that between the main character and the demonic apparition, between
ego and shadow (or servant and master, in Hegelian terms), a life-and-death
battle is about to take place. There can be no armistice between two par-
ties that share as battleground a unique body. In a fragment reminiscent
of Stevenson’s Dr Jekyll (“Man is not truly one, but truly two” (H 55)),
Maupassant’s narrator infers the fundamental duality of the human being
[il y a deux êtres en nous], who is at the same time A and non-A, violating
the principle of noncontradiction: “If so, I have been walking in my sleep
and, without knowing it, living a mysterious double life which makes a man
suspect that two separate beings exist inside us, or that there are times, when
our soul is lulled and torpid, when an unknown, invisible alien takes over
The Empty Mirror 103
our captive body which it obeys as it obeys us, only even more readily”
(H 282).
The nightmare of possession, made famous by the horror movie tradition,
fuels this fear of the shadow, understood as radical alterity. Maupassant
personifies the shadowy figure, which literally “sucks the life” out of us.
However, bracketing the phenomenology of anxiety from “The Horla,” isn’t
it obvious that in the night of Dasein, in the depths of our id, resides someone
else? Perhaps we all hide a shadowy subpersonality, an inner alter ego, a
deeper das Andere, whom we anticipate in all our fierceness, in our repressed
fanaticism. . . . And maybe like Rimbaud or Nietzsche, we have all been
concealing an inner Dr. Jekyll, a subliminal Tyler Durden, an autonomous
Doppelgänger, whom we are destined to meet only at the end of our psycho-
ses. When the pale light of awareness fades away, we tend to switch to our
inner alterity.
The narrator even provides us more concrete actuality on August 6, using
the Jungian function of sensation, one that offers immediate access to real-
ity: “This time, I know I’m not mad. I’ve seen him! I saw him with my own
eyes!4 There’s no doubt in my mind now: I saw him! My blood still runs
cold. I can still feel the fear in my bones. I saw him!” (H 290). From the
nightmarish intuition of Fuseli’s succubus, who crushes the narrator’s chest
and feeds with his prāṇa, we are led to the permanent sensation of posses-
sion, of sharing the same body: “I feel him near me, spying on me, watching,
probing, dominating me” (August 8, H 292). Where ego once ruled, there is
only shadow, the proverbial light of the consciousness dimming in the pres-
ence of darkness. It seems that we are listening to a sonata of possession and
dominance in four movements:
1. allegro furioso: “I have lost the ability to will anything: but someone else
is doing my willing for me; and I do what he says” (August 13, H 292).
2. largo: “I am nothing inside, merely a spectator enslaved and terrified by
everything I do” (August 14, H 293).
3. scherzo: “What sort of creature is it who has taken control of me? He
is invisible, unknowable: is he a roving member of some supernatural
race?” (August 15, H 293).
4. presto agitato: “It is as if men, from the moment they began to think,
have always sensed the presence of a new kind of being whom they have
feared, stronger than they are, who will one day be their successor in this
world” (August 17, H 294).
From (1) and (2) one might derive the “blackening” of the ego, the death
of the inner sun, which becomes the puppet of an evil director. Will the
frightening master (“a roving member of some supernatural race,” “an occult
104 Chapter 8
So I was sitting there, pretending to write to allay his suspicions, for he too was
watching me. Then all at once I sensed that he was there, reading over my shoul-
der, almost touching my ear. I leaped up with my arms out and turned round so
quickly that I almost fell over. And then . . .? It was as bright as day, but I could
not see myself in my mirror! . . . It was empty, very bright, bursting with light!
But my reflection was not there . . . and I was standing directly in front of it! I
could see the tall, clear glass from top to bottom. (H 299)
In empirical terms, the Horla blocks the narrator’s reflection; the shadow
stands between the mirror and the ego. In symbolical terms, analogous to
Tolkien’s Sauron or to the demon from the horror production The Blair Witch
Project (1999), the absolute evil is invisible (and vice versa). We can observe
two details. First, when someone fails to see himself in a mirror, we might say
that this is a classic symptom of derealization, of the breaking down of con-
sciousness. His identity (that famous A=A of Schelling and Fichte) is shattered:
he is no longer himself. Second, losing his “spatial root,” he flies beyond the
territory of beings, beyond the Dasein GPS, being transported in a Neverland
of the id where “la vida es un mal sueño.” Transgressing reality, he enters the
realm of dreams. A quote from Maupassant’s letters, proved to be apocryphal,
but very useful in this context, emphasizes the deep connection between the
losing of one’s reflection and the dissolution of identity: “Do you know that
when I stare for a while at my own image reflected in a mirror, I have some-
times felt myself losing the notion of the ego?” (quoted in Kessler 1995, xlv).
Discussing the narrator’s alleged psychosis, many critics observed that
insanity is not present in the text from a syntactical point of view. First, “the
narrator’s logical coherence shows no sign of deteriorating and there is no
trace of pathological semantic or syntactic distortion” (Traill 1996, 132).
Second, in contrast with, for instance, Gogol’s “Diary of a Madman” (1835),
Maupassant doesn’t record “the slow disintegration of the logical thought.
Madness is contained in the text, but it is not visible in the form of the
text” (Camet 1995, 160). From this refusal of the portrayal of the psychotic
disorganization, the French writer adds to the ambiguity of the story: if the
character is not mad, the threat is even more real. However, the clinging to
reason of the diarist could be the final defense of a superego harassed by id’s
“dying of the light.”
The Empty Mirror 105
The Cioranian concept of the not-man (Bolea 2015b, 33–34) may be used to
define an anthropological mutation which might supervene in the destiny of
the Dasein. The monster called the Horla could be well characterized—not
only logically but also psychologically—as inhuman. Let us take a look
at the Cioranian texts before judging if the Horla can be redefined as a
not-man.
There are among men some who are not far above plants or animals, and there-
fore aspire to humanity. But those who know what it means to be Man long to
be anything but . . . If the difference between Man and animal lies in the fact
that the animal can only be an animal whereas man can also be not-man—that
is, something other than himself—then I am not-man. (Cioran 1996, 68–69)
Cynics are no longer supermen or submen, they are post-men. One begins to
understand and even love them, when a confession addressed to one or maybe
to no one escapes from the pains of our absence: I was man and I no longer am
now. (Cioran 1991a, 127)
The not-man is man’s radical alterity. Moreover, just like the Nietzschean
Übermensch, the not-man can be a symbol for a future development of the
human being, for a genetic project of self-transcendence. The man becomes
not-man, Cioran shows, only when he is different from himself. Furthermore,
there comes a moment when humanity becomes our past, when we can no
longer be human. This touch of inhumanity is visible in Jean Lorrain’s short
story “The Possessed” (1895). If Maupassant’s not-man is a devilish invisible
being, who terrorizes its host and drives him to suicide, Lorrain’s not-man
adds to this extraterrestrial component (shared with Horla and even Cthulhu)
a disgusting animal feature. Because of his propensity to a shattering anxiety,
J. Lorrain’s narrator cannot distinguish between reality and hallucination,
dehumanizing his peers and transforming the concept of not-man through a
reverse Nietzscheanism into a subman:
I’d taken the tram from the Louvre to Sèvres, and the distressing effect of the
suburban landscape . . . brought me to such a pitch of anguish while I watched
all those ugly faces, that I had to get off near the Pont-du-Jour. I couldn’t bear it
any longer; I was possessed, so sharply that I could have cried out for merciful
relief, by the conviction that all the people facing and sitting to either side of me
were beings of some alien race, half-beast and half-man: the disgusting products
of I don’t know what monstrous copulations, anthropoid creatures far closer to
the animal than to the human, with every foul instinct and all the viciousness
of wolves, snakes and rats incarnate in their filthy flesh . . . [R]ight in front of
106 Chapter 8
me, there was a cigarette-smoking hag with a long, mottled neck like a stork’s,
and hard, widely-spaced little teeth set in a mouth that gaped like the mouth of
a fish. . . . That foolish woman seemed to me to be the archetype of an entire
species, and as I looked at her, an unreasoning dread took hold of me that if she
should open her mouth to speak, no human language would emerge, but only
the clucking and cackling of a hen. (Lorrain 2001, 128–129)
The not-man can also be observed in Barry Pain’s lesser known story
“Diary of a God” (1901). Pain is clearly influenced by Maupassant and
Gogol, describing the descent into madness of his diarist. The combina-
tion between psychosis (i.e., paranoid God complex), antihumanism (in
Lautréamont’s fashion), and ontological solitude (based on extreme isola-
tion) is present in Pain’s text. Furthermore, there is a certain ambiguity
between life and (existential) death which results from the antihumanism of
the narrator: the diarist feels that he is the last man in the world, and that his
contemporaries do not exist for him. However, he sometimes feels that he
is dead and that there is a clear separation between his solipsistic world and
the “real” external world, between his inner inferno/paradise and the hell of
“other people”:
When I am out there [in the moors] in a place where I cannot see any trees, or
houses, or living things, I am the last person left alive in the world. I am a kind
of god. . . . I never knew what real independence was before. . . . It seems to
me now such a common and despicable thing to live among people, and to have
one’s character and one’s ways altered by what they are going to think. . . . The
people are all right, but they are people, and therefore insufferable. I can no
longer live or breathe in a place where I see people, or trees which people have
planted, or houses which people have built. It is an ugly world—people. . . . I
think I must be dead, because there seems to be a line ruled straight through my
life, and the things which happened on the further side of the line are not real.
(Pain 1901, 15–20)
Echoing Maupassant, Lorrain, and Pain, we could say that the Dasein
veers toward psychosis when he encounters the not-man, in his self or the
outer world. The transgression of humanity brings us closer to the feeling
of the numinous. After all, this world can be compared to an ontologi-
cal prison, where humanity was jailed for thousands of years. Therefore,
inhumanity is, in Maupassant’s writing as well, an evolutionary experience.
From a theological point of view, the Horla can be seen as a not-man. The
devilish aspect of the monster has already been exposed, being obvious that
it departs from the pattern of “likeness” (Gen. 1, 27). From a psychologi-
cal perspective, Horla is the bringer of madness and of the dissolution of
The Empty Mirror 107
identity, splitting and destroying the ego. Both Maupassant and Cioran show
that the not-man is an extreme alterity, who can succeed once the human
race is enslaved: “After man, the Horla” (the final entry from September 10,
H 302).
NOTES
1. See also Freud (1961a, 6): “‘Anxiety’ describes a particular state of expecting
danger or preparing for it, even though it may be an unknown one.”
2. Cioran is strongly influenced by Schopenhauer (2018, 412): “The greatest of
evils, the worst thing that could ever be threatened, is death, the greatest anxiety the
anxiety of death.”
108 Chapter 8
3. See Cioran (1976, 111): “I have always lived with the vision of a host of
moments marching against me. Time will have been my Birnam Wood.”
4. Barry Pain (1901, 21) echoes Maupassant: “I can without doubt believe
the evidence of my own senses. I have seen, and I have heard. I know now that I am
a god.”
Chapter 9
There are three Jungian shadows in The Picture of Dorian Gray: Lord Henry
Wotton, Dorian Gray 2, Lord Henry’s Luciferian creation and—of course—
the physical portrait, the mirror of Dorian’s decadence. The “unspotted”
Dorian (DG 19), the hero before his Fall, can be called Dorian Gray 1, in con-
trast with his demonic and nihilist version, Dorian Gray 2. In my reading, the
second chapter of Wilde’s novel is the philosophical key of the whole novel:
the original shadow (Lord Henry) recreates here Dorian from the innocent
prototype of a charming but unaware young man. This section is as important
as the third chapter from Genesis, where the snake seduces Adam and Eve,
staining their primary innocence.
One cannot say too many things about Dorian Gray 1: “There was some-
thing in his face that made one trust him at once. All the candour of youth
was there, as well as all youth’s passionate purity” (DG 19). Before being
“awaken” by Lord Wotton from the abyss of “self-unawareness” (an awaken-
ing just as brutal as Neo’s from The Matrix when he chooses the red pill1),
Dorian Gray was not yet a character. His fabulous beauty makes him a desir-
able erotic object. The ones around him project in his being their passion or
friendship, charging and symbolizing Dorian affectively. “Before meeting
Henry, and his own likeness, Dorian is indeed a brainless beautiful creature.
He is somewhat spoiled but spoiled in a childlike way; he is good-natured,
spontaneous, and generous, an absolute innocent” (Oates 1980, 423). Dorian
Gray 1 is truly a non-person, a “pre-individual,” a child who is still sleeping
in the night of unconsciousness.
Fortunately, Dorian is an ambiguous non-person: if he were pure void or
absolute nothingness, he would never be able to change. The first Dorian has
109
110 Chapter 9
and I saw my last sunrise . . . I watched its whole magnificence for the last
time as if it were the first. And then I said farewell to sun light, and set out
to become what I became” (Neil Jordan 1994). Jekyll’s rebirth as Hyde
derives from the same spiritual territory “I crossed the yard, wherein the
constellations looked down upon me, I could have thought, with wonder,
the first creature of that sort that their unsleeping vigilance had yet disclosed
to them” (JH 58). Dorian’s second birth (his conversion from Dorian Gray
1 to Dorian Gray 2) is the essential one: Dorian turns from an object, a
beautiful, “unspotted” thing into a fascinating and powerful subject, into an
exceptional individual, who will both live and act “beyond good and evil.”
We easily forget that recreation is endorsed by decreation, which means
that before his rebirth, Dorian suffered in the garden a spiritual death, an
ontic break-up with his primary and anxious innocence. Dorian Gray 2 will
become, as Lord Wotton, a shadowy personality, attracted to the dark realm
of existence.
“NEW HEDONISM”
Lord Henry adds to the hedonistic ideal of a total existence the promise of a
consistent being (“Ye shall be as gods”) and the praise of beauty3 and youth,
two qualities that are for the first time perceived by Dorian in their fundamen-
tal ephemerality. “You have a wonderfully beautiful face, Mr Gray . . . And
Beauty is a form of Genius—is higher, indeed, than Genius, as it needs no
explanation” (DG 24), argues the descendant of the snake in a shocking way,
speaking for the absolute superiority of the beauty, seemingly transgressing
not only the moral register but also the realm of the creative excellence. This
extreme eulogy seems to open the way for the surrealist vision, which presup-
poses a beauty both visceral and numinous, a “convulsive” one (Breton 1994,
160). Beauty is an astral and cosmological event, being one “of the great facts
of the world, like sunlight, or spring-time, or the reflection in dark waters of
that silver shell we call the moon” (DG 24). The cult of the visible (“The true
mystery of the world is the visible, not the invisible” (DG 24)) is influenced
by Théophile Gautier’s defiant statement: “I am a man for whom the visible
world exists” [Je suis un homme pour qui le monde visible existe]” (quoted
in Satzinger 1994, 119).
Wotton reveals Dorian to himself, inspiring in him the faithfulness to the
present moment, when “the world belongs” to him “for one season” (DG
25), faithfulness which coincides with an enormous horror of the destructive
character of time.4 Seemingly, Dorian has met beauty and youth only for one
second as poisoned gifts that would mean nothing “tomorrow,” when Wilde’s
character will be banished in the mediocre abyss of old age:
Genesis of the Shadow 113
You have only a few years in which to live really, perfectly, and fully. When
your youth goes, your beauty will go with it. . . . Every month as it wanes brings
you nearer to something dreadful. Time is jealous of you, and wars against
your lilies and your roses. You will become sallow, and hollow-cheeked, and
dull-eyed. You will suffer horribly. . . . Ah! realize your youth while you have
it. . . . Live! Live the wonderful life that is in you! Let nothing be lost upon
you. Be always searching for new sensations.5 Be afraid of nothing. . . . A new
Hedonism—that is what our century wants. You might be its visible symbol.
(DG 24–5)
From the perspective of the “new Hedonism,” the difference between youth
and seniority coincides with the distinction between life and death. The old
man becomes “unclean because of his vicinity with death” and is considered
“a subhuman, a creature who has lost the right to belong to the human race or
an imbecile who has forgotten to claim the right to euthanasia” (Vălcan 2011,
44–45). The fear of old age is a subspecies of the fear of death. It would be
fairer to say that the fear of old age is a mask of the fear of death because it
stains the seemingly limitless potentiality of youth, jamming it with the real-
ity of its ephemerality, whispering to this youth that in the essence it is truly
moribund and “sick unto death.” Every instant hides its own memento mori:
For there is such a little time that your youth will last—such a little time. . . .
But we never get back our youth. The pulse of joy that beats in us at twenty,
becomes sluggish. Our limbs fail, our senses rot. We degenerate into hideous
puppets, haunted by the memory of the passions of which we were too much
afraid, and the exquisite temptations that we had not the courage to yield to.
Youth! Youth! There is absolutely nothing in the world but youth! (DG 25)
The revealing narcissism (“The sense of his own beauty came on him like a
revelation” (DG 27)) is the incentive of Dorian’s conversion. The condemna-
tion of narcissism originates in Ovid’s text, when he mentions Narcissus’s
“odd love” (Ovid 1958, 75). According to Vera B. Profit (2014, 111), “each
and every narcissistic person suffers from a fractured relationship between
himself and his surrounding. He/she consistently fails to see reality for what it
is: an entity unto itself, with its inherent attributes and exigencies. Due to their
overweening self-absorption, these individuals consistently regard reality as
an extension of themselves.” Furthermore, according to the Jungian therapist
Thomas Moore (1994, 58, 71), “obsessive, but not genuine, self-love leaves
no room for intimacy with another. . . . The echoing aspect of narcissism—the
feeling that everything in the world is only a reflection of oneself—doesn’t
want to give away power. . . . The narcissist is clearly sadistic in his rejection
of others and in his feelings of superiority.”
According to Vera B. Profit, the solipsism of the narcissist leads him or
her to a certain inflation: I = world. A typical case of inflation is found in
Nietzsche’s TSZ in the ego’s transgression of the self: “If there were gods,
how could I endure not to be a god! . . . Away with such a god! Rather no god,
rather make destiny on one’s own, rather be a fool, rather be a god oneself!”
(TSZ, II, “Upon the Blessed Isles,” TSZ, IV, “Retired”). Indeed, there is a
resemblance between the ego’s inflation which thinks it can overpower the
self and the solipsistic narcissist who stamps his or her face onto the world,
transforming the creation into an echo. To declare that “I am the world,” like
Narcissus, is another way of saying, like Zarathustra, that “I am God.” “Other
than himself, Dorian sees no one. That means that he doesn’t see himself
for who he is either” (Profit 2014, 125). One can declare that “I am God”
only if one ignores two obviously related aspects: alterity and contingency.
The rejection of alterity is already present in Schelling’s and Fichte’s “I=I.”8
Much later, the individualism of existential phenomenology was criticized
by Levinas, who dismisses the Heideggerian conception of death because of
its indifference of the death of the other (Levinas 2000, 17). The author of
Totality and Infinity argues that alterity is a revelation on its own. Moreover,
the contingency indubitably proves that we are far from being God or neces-
sary beings. Therefore, only the experience of the contingency can “cure” us
from the paranoia of the ego which dethrones the territory of the self.
However, a modest version of the “I am God” of the narcissist may be
defended: the feeling that “I am (arguably) the most important person from
my life” is constitutive for self-confidence and pride. If one expects every-
thing from exteriority (from alterity or destiny), one is deceived in one’s
expectations. Of course, not everything is up to you (the manic illusion of
Genesis of the Shadow 115
control), but you should not think it is impossible to minimally influence real-
ity (the depressive powerlessness of the victim). Each success is a conjunc-
tion between ego and fate (not a separate victory of either ego, or chance), and
each failure is a quadrature of the two terms involved (it often is a manifesta-
tion of the contingent of fate). If we renounce solipsism and paranoia, let us
keep individualism, with all its liberating might.
Furthermore, up to a point, narcissism is sustainable as a gift of self-
awareness and of the realization of identity. When one praises innocence, one
must ask, like Hegel, if Eden was not a prison of “natural necessity” (Stewart
2003, 412–413). Self-love presupposes an obvious perverse impossibility,
on account of the coincidence of the subject and object: “Am I the lover/ Or
beloved?” (Ovid 1958, 78) But, at the same time, it is becoming, transfor-
mation, fruit of the individuation. If Dorian remained “unspotted,” if Adam
lingered in the ontic incubator, we would be deprived of two fundamental
narratives, knowing less about ourselves. To choose innocence over narcis-
sism is, according to Michel Onfray (2007, 38), a “ban on intelligence”: “You
can do any-thing in this magnificent Garden, except become intelligent—the
Tree of Knowledge—or immortal—the Tree of Life. What a fate God has in
store for men: stupidity and mortality! . . . Let us then praise Eve who opted
for intelligence at risk of death.”
Narcissism can be also defended in another way. In both Ovid’s poem and
Wilde’s novel, self-love is compared with an inner burning, an excruciating
pain: “I’ve loved within the shadow/ Of what I am, and I that love I burn,/ I
light the flames and feel their fires within/” (Ovid 1958, 78). The unparalleled
sufferance, which proceeds from unattainable love, anticipates the transition
from the demonism of the character (who burns in his own hell) to his final
transfiguration, when he puts an end to evil with his suicide. We may say that,
in this case, suicide signifies—not damnation, but—an end to damnation.
Because Dorian, like Narcissus, is visiting hell—understood as “a state of
final separateness from God” (Vann 1954, 54). The inferno of pure aestheti-
cism, which minimizes and despises conventional morality, treats alterity and
the world as mere echoes of the ego. The ones who consider narcissism a
form of sadism choose to ignore the pain of differentiation and the isolation9
of superiority. Narcissus has created from beauty a religion with a single
disciple and a unique object of worship.
Dorian Gray 2, the dark, shadowy, Luciferian personality, who would even
break the sixth commandment, is the impeccable creation of Lord Henry,
this follower of the “Dark Force,” who “had begun by vivisecting himself, as
116 Chapter 9
he had ended by vivisecting others” (DG 56). For Dorian’s master,10 as for
Protagoras, “man is measure of all things.” “Human life—that appeared to
him the one thing worth investigating. Compared to it there was nothing else
of any value” (DG 56). Wotton uses the method of natural science to fortify
his psychology: he deconstructs his own psyche and one of their acquain-
tances to increase his self-knowledge. Another 19th-century “biologist,”
Turgenev’s nihilistic hero from Fathers and Sons (1862), Bazarov, arrives at
a sort of brutal materialism, applying the principles of natural science: “Each
one of us has a brain, a spleen and lungs made in the same way and the so-
called moral qualities are the same in all of us. The minor variations don’t
mean anything” (Turgenev 1998, 84). For Bazarov, man is no more than a
“thing.” The Kierkegaardian distinction between individual and species that
becomes essential for the difference between man and beast is irrelevant for
Turgenev’s character: “One human example is sufficient to judge all the rest”
(Ibid.). The Russian nihilist is, therefore, an anti-psychologist. Au contraire,
Lord Henry is a connoisseur of the human soul and a disciple of individual-
ism: he increases his insight practicing spiritual deconstruction. Moreover,
like Baudelaire, Gautier, and Huysmans, Wotton (and his partisan Dorian
with him) flirts with the negative, plucking “flowers of evil”11: “There were
poisons so subtle that to know their properties one had to sicken of them.12
There were maladies so strange that one had to pass through them if one
sought to understand their nature” (DG 56).
Lord Henry is a pure aesthete and as we have seen in Nietzsche’s case,
aestheticism brings along the destruction of ethics13 or, in other words, is
morally indifferent. “No artist has ethical sympathies” (DG 3), we read in
Wilde’s bold Preface. Dorian’s transformation, his deviation toward his sec-
ond personality, is a conscious creation of Wotton, which has nothing to do
with the realm of the contingent. The Shadow-Wotton projects himself in the
innocent young man to de/restructure him as Dorian Gray 2: “Talking to him
was like playing upon an exquisite violin. He answered to every touch and
thrill of the bow” (DG 37). The exercise of influence is compared once again
with the identity transfer, with the “cloning” of the other, who becomes one’s
“replica”: “There was something terribly enthralling in the exercise of influ-
ence. No other activity was like it. To project one’s soul into some gracious
form, and let it tarry there for a moment; to hear one’s own intellectual views
echoed back” (DG 37).
I must make three observations at this point: first, when I influence the
other, when I impress my personality in his spiritual code, the other does
not become an alter ego, “another me.” He would evolve in his own terms,
“becoming who he is” (not who I am), using what I gave him to find his
unique and personal direction. He honors me becoming himself.14 Second, the
one I transform would not be able to rise above himself, would not be able
Genesis of the Shadow 117
lethal side of man) had left on that body an imprint of deformity and decay”
(JH 58), notes Jekyll. Stevenson’s fragment is mirrored in Basil Hallward’s
reflections from Dorian Gray: “But you, Dorian, with your pure, bright, inno-
cent face, and your marvellous untroubled youth—I can’t believe anything
against you” (DG 143). Just like it is a sign of intelligence to recognize our
“silly” mistakes, an acknowledged inferiority is—not necessarily cured but—
curable. Conversely, the unrecognized shadow becomes denser and more
Plutonic. Dorian and Jekyll are classical examples of dissociation: on one
hand, they enjoy the havoc unleashed by the maenads of the id, who break the
barriers of reason and invade the territory of a weaker ego, on the other they
see themselves as the heralds of beauty and good, despite their inherent faults.
In fact, the portrait is the true Dorian Gray 2 while our character seeks dis-
guise under the mask of Dorian Gray 1. From another perspective, the picture
is Dorian’s living corpse,17 a zombie which feeds with negativity, with “sins”:
“What the worm was to the corpse, his sins would be to the painted image
on the canvas” (DG 113). While Dorian grows as a sensation type, satisfying
his thirst for life, the shadow of the picture grows, becoming “blacker and
denser.” “Everyone carries a shadow, and the less it is embodied in the indi-
vidual’s conscious life, the blacker and denser it is” (CW 11, §131).
The portrait symbolizes a certain anthropological truth: to become he or
she is, any person must become his or her own demon before becoming a
god. The shadow reveals our inner devil. The painter Basil, observing the
horrifying degradation of the portrait, the collapse of the absolute ideal in
the inferno of moral decay, exclaims: “You were to me such an ideal as I
shall never meet again. This is the face of a satyr” (DG 150). He reminds us
of the famous verses from Baudelaire’s Carrion which also commemorate
the hellish decomposition of a sacred ideal: “Yes, you will come to this,
my queen,/. . . when you rot underground among/ the bones already there”
(Baudelaire 2006b, 36). Maybe this is the fate which modernity has reserved
for the intelligible: to be dumped at the junkyard, like a “carrion.” Perhaps
all ideals are entwined with their putrefaction in a world constructed on the
Nietzschean affirmation “God is dead.”
Toward the end of the novel, Lord Henry praises Dorian’s aesthetic-exis-
tential fulfillment, who abstained from creating poetic, sculptural, or musi-
cal oeuvres, transferring his creating libido into his own life, turning himself
into a genuine work of art. “Life has been your art. You have set yourself to
music. Your days are your sonnets” (DG 207), observes Wotton, emphasiz-
ing his previous reflections: “But now and then a complex personality took
the place and assumed the office of art, was indeed, in its way, a real work
of art, Life having its elaborate masterpieces, just as poetry has, or sculp-
ture, or painting” (DG 57). The argument of the Irish writer reminds us both
of Nietzsche18 and Rimbaud.19 Dorian achieves the absolute fulfillment of
Genesis of the Shadow 119
NOTES
1. “You take the blue pill, the story ends. You wake up in your bed and believe
whatever you want to believe. You take the red pill, you stay in wonderland, and I
show you how deep the rabbit hole goes” (Wachowski et. Wachowski 1999).
2. I use decreation in a different way than Simone Weil (2002, 32), who defined
it as making “something created pass into the uncreated” as opposed to destruction
as making “something created pass into nothingness.” My definition is closer to
the theories of Bakunin and Nietzsche: decreation must be understood as a sort of
creative destruction. See also Cioran (1976, 6): “Unmaking, decreating, is the only
task man may take upon himself, if he aspires, as everything suggests, to distinguish
himself from the Creator.”
3. See Gautier (1981, 137): beauty is “visible Divinity, palpable happiness
descended on earth.” See also Lionel Johnson’s poem, “The Dark Angel” (1894):
“And all the things of beauty burn/ With flames of evil ecstasy” (Johnson 1982, 119).
See also Refn 2016: “Beauty isn’t everything. Beauty is the only thing.”
4. See Eliade (1963, 51): “Whatever endures wastes away, degenerates, and
finally perishes.” See also Fitzgerald (2009, 69): “Life is a process of breaking down.”
5. Jules Destrée’s observation regarding Huysmans’s À rebours (1884) may also
be applied to Oscar Wilde’s novel: “This excessive book is nothing but . . . the exces-
sive poem of sensation” (quoted in Urmann 2016, 288).
6. “Yes, there would be a day when his face would be wrinkled and wizen, his
eyes dim and colourless, the grace of his figure broken and deformed. . . . The life
that was to make his soul would mar his body. He would become dreadful, hideous,
and uncouth” (DG 27).
7. He gives away his soul to gain his spirit.
8. “[I]t is the I alone that bestows unity and stability on everything that is. . . . [I]t
is the absolute I that furnishes the basis for all form of identity (A=A)” (Schelling
1980, 83). “The proposition A is A (or A = A, since that is the meaning of the logical
copula) . . . is admitted to be perfectly certain and established” (Fichte 1982, 94).
9. See Lingua (1995, 129): “Wilde’s narcissists . . . are condemned to the solitude
of a tormented consciousness, which reduces to nothing all possibilities of evasion
beyond itself.” See also Moores (2010, 112): “The toxic self-love of narcissism pre-
vents one from experiencing self-transcendence.”
10. Lord Wotton’s model is Walter Pater, who wrote in his controversial
“Conclusion” of The Renaissance: Studies in Art and Poetry (1873): “To burn always
with this hard, gemlike flame, to maintain this ecstasy, is success in life. . . . While all
melts under our feet, we may well catch at any exquisite passion, or any contribution
to knowledge that seems by a lifted horizon to set the spirit free for a moment, or any
stirring of the senses, strange dyes, strange colours, and curious odours, or work of
the artist’s hands, or the face of one’s friend. Not to discriminate every moment some
passionate attitude in those about us, and in the brilliancy of their gifts some tragic
dividing of forces on their ways, is, on this short day of frost and sun, to sleep before
evening” (Pater 1980, 189).
Genesis of the Shadow 121
11. “There were moments when he looked on evil simply as a mode through which
he could realize his conception of the beautiful” (DG 140).
12. See Rimbaud’s similar idea from the letter to Paul Demeny (15.05.1871):
“A Poet . . . exhausts within himself all poisons, and preserves their quintessences”
(Rimbaud 2008, 116).
13. “Bedelia: You no longer have ethical concerns, Hannibal. You have aestheti-
cal ones.
Hannibal: Ethics become aesthetics” (Fuller 2015).
14. See Nietzsche, GS 255: “A: ‘What? You want imitators?’ B: ‘I don’t want
people to imitate me; I want everyone to set his own example, which is what I do.’”
15. See also the awakening of the sensitive function in Gide’s The Immoralist
(1902):
“Up till that day, so it seemed to me, I had felt so little and thought so much that now I was
astonished to find my sensations had become as strong as my thoughts.// I say, ‘it seemed
to me,’ for from the depths of my past childhood, there now awoke in me the glimmerings
of a thousand lost sensations. The fact that I was once more aware of my senses enabled
me to give them a half fearful recognition. Yes; my reawakened senses now remembered
a whole ancient history of their own—recomposed for themselves a vanished past. They
were alive! Alive! They had never ceased to live; they discovered that even during those
early studious years they had been living their own latent, cunning life” (Gide 1958, 32).
123
124 Chapter 10
Nietzsche had been on my program for some time, but I hesitated to begin read-
ing him because I felt I was insufficiently prepared. At that time he was much
discussed, mostly in adverse terms, by the allegedly competent philosophy
students, from which I was able to deduce the hostility he aroused in the higher
echelons . . . I was held back by a secret fear that I might perhaps be like him,
at least in regard to the “secret” which had isolated him from his environment
. . . Thus Spake Zarathustra . . . like Goethe's Faust, was a tremendous experi-
ence for me. Zarathustra was Nietzsche's Faust, his No. 2, and my No. 2 now
corresponded to Zarathustra. (MDR 101–2)
ZARATHUSTRA’S SHADOWS
The later mention of the jester from TSZ III emphasizes precisely this
opposition to the doctrine of the superman, manifested especially by paro-
dying the Nietzschean concept of self-overcoming [Selbst-Überwindung],
which always accompanies transcendence to superhumanity: “Man is
something that must be overcome [Der Mensch ist Etwas, das überwun-
den werden muss]. . . . But only a jester thinks: ‘Man can also be skipped
over.’ [Der Mensch kann auch übersprungen werden]” (TSZ, III, “On Old
and New Tablets,” 4). The jester is symptomatic for the anxiety and the
compensatory contempt for the superman. Refusing the difficult askesis
of self-transcendence, the shadowy character prefers the shortcut of the
“jump” and the contemptuous “tickling with the heel.” It is interesting that
the jester considers himself superior to the tightrope walker (and implicitly,
to Zarathustra), in the way that inferior people protect themselves by will-
ful ignorance (what Sartre called “bad faith”) from the revelation of their
own self.
We move on to the warning of the jester from prologue addressed in
a whispered tone to Zarathustra, which sheds new light on the relations
between the emissary of the superman and his shadow:
Go away from this town, Zarathustra . . . there are too many here who hate
you. You are hated by the good and the just, and they call you their enemy and
despiser; you are hated by the believers in the true faith, and they call you the
danger of the multitude. It was your fortune that you were laughed at; and verily,
you talked like a jester. It was your good fortune that you stooped to the dead
dog; when you lowered yourself so far, you saved your own life for today. But
go away from this town! or tomorrow I shall leap over you, one living over one
dead. (TSZ, prologue, 8)
Several ideas emerge from this fragment. First of all, the hatred and con-
tempt of the crowd addressed to Zarathustra and his new unconventional
doctrine are obvious, feelings that the prophet had discovered intuitively
when he observed the reaction of the crowd in the market square (“And
now they look at me and laugh: and as they laugh they even hate me. There
is ice in their laughter” (TSZ, prologue, 5)). Second, who are those who
consider the Nietzschean main character a public danger? “The good,” “the
just,” “the believers in the true faith”: representatives of traditional moral-
ity, named in GM, Herdenmoral—the morality of slaves. Those who hate
Zarathustra to death are hard-pressed to create new values, to set up new
slates, based on the authority of the dragon [der Drache], who endorses the
almighty power of duty, tradition, and resentful morality (“Who is the great
dragon whom the spirit will no longer call lord and god? ‘Thou shalt’ be
the name of the great dragon” (TSZ, I, “On the Three Metamorphoses”)).
The Shadow in Philosophy 129
Moreover, they are the ones who will later intone hypocritically: “I serve,
you serve, we serve” (TSZ, III, “On Virtue that Makes Small”).
Thirdly, the jester postulates a similarity between his technique and that
of Zarathustra (“verily, you talked like a jester”). This means that the jester
can only understand Zarathustra’s speech as a parody of his own parody. By
exposing Zarathustra to the “secret motives” of the people gathered in the
market square, the jester can be compared to the cynical “buffoon” from BGE
26, that “provides the ‘shortcut’ in the philosopher’s indispensable study of
the average man” (Lampert 1986, 27). Moreover, the jester symbolizes the
reactionary rage of the crowd (Burnham and Jesinghausen 2010, 25), who
refrained from stoning the prophet, because the latter had unintentionally
humiliated himself when he decided to bury the corpse of tightrope walker
(Rosen 1995, 67).
A figure related to the jester is the dwarf, who makes his most prominent
appearance in the section “On the Vision and the Riddle,” where Nietzsche
presents in an allegorical form the doctrine of eternal return, which in his
philosophy represents the transition from an active nihilism (the corrosive
themes of the superman and the death of God) to anti-nihilism. Here is how
the dwarf [der Zwerg] addresses the Nietzschean character:
We notice from the very beginning the same technique of parody that we
have become accustomed to in the jester’s case: in fact, parody has often been
considered diabolical13 and the dwarf has been called earlier “the devil” [der
Teufel]. The stone is regarded as a symbol of divinity14 (Grün 2013, 75–76)
and has a significant role in alchemy, in Gerard Dorn’s view: “Transform
yourselves from dead stones into living philosophical stones!”15 The dwarf
is the embodiment of the spirit of gravity [der Geist der Schwere] and warns
Zarathustra that any transcendence to superhumanity is subject to the uni-
versal gravitational law and will fall toward the last man, the diminished
man,16 toward the Schopenhauerian background of passive nihilism, which
Nietzsche constantly tries to leave behind: “And the eternal recurrence even
of the smallest—that was my disgust with all existence” (TSZ, III, “The
Convalescent,” 2, Loeb 2012, 166).
In other words, the dwarf operates a pre-Cioranian critique17 of Nietzschean
nihilism: “To believe it his responsibility to transcend his condition and tend
130 Chapter 10
toward the superman is to forget that he has trouble enough sustaining him-
self as man” (Cioran 1970, 183). The Nietzschean “stone” (the Nietzschean
ideal of transcendence to superhumanity)18 will fall and crush the parent with
a tremendous weight. We could read here, in Jung’s style, one of the many
warnings about madness, a sign from the unconscious, announcing the bio-
logical impossibility of the transition to the superman without a considerable
risk of inflation. The dwarf is, in Jungian interpretation, the saturnine “man
of lead,” which “destroys the mind” (SNZ II, 1260): the dwarf “sat on me
. . . making lame, dripping lead into my ear, leaden thoughts into my brain”
(TSZ, III, “On the Vision and the Riddle,” 1). The dwarf is a personification
of gravity, but also of the fall [Verfallen], another allusion to the diabolical
provenance of the shadowy figures: “Through him all things fall” [durch ihn
fallen alle Dinge] (TSZ, I, “On Reading and Writing”).
Another shadowy personality of Zarathustra is the madman nicknamed by
the townspeople “Zarathustra’s Ape,”19 because he borrows from the prophet
the ideas and the vehemence of discourse. Zarathustra’s ape criticizes the Big
City from the perspective of one who participates in social life (Burnham
and Jesinghausen 2010, 142), without being an outsider, a “stranger,” like
the superman’s follower. Moreover, his contempt is a compensation for his
hurt pride: his tirade is bitter with the regret that “nobody flattered [him] suf-
ficiently” (TSZ, III, “On Passing By”). The relationship between Zarathustra
and his “ape” can be likened to the biological relationship between superman
and ape/human: “Once you were apes, and even now, too, man is more ape
than any ape. . . . What is the ape to man? A laughing-stock or a painful
embarrassment” (TSZ, prologue, 3).
The Soothsayer
The Plutonian figure of the soothsayer conceals Schopenhauer, “the never
overcome master” (Colli 1999, 415). If, according to Lucy Huskinson,
Nietzsche is Jung’s shadow,20 Schopenhauer can be understood as Nietzsche’s
shadowy personality. Although the Nietzschean shadow is only the predeces-
sor of the Jungian one, the German philosopher describes his inherent duality,
understood as a duel of shadows: “But as he was sitting there, a stick in his
hand, tracing his shadow on the ground, thinking—and verily, not about him-
self and his shadow—he was suddenly frightened, and he started: for beside
his own shadow he saw another shadow. And as he looked down around
quickly and got up, the soothsayer stood beside him . . . the proclaimer of the
great weariness” (TSZ, IV, “The Cry of Distress”).
We could infer that Schopenhauer is the shadow of the shadow that is
Nietzsche: or, in simpler terms, that Schopenhauer is the Nietzschean double,
against whom he sometimes rebels and with which he sometimes identifies,
The Shadow in Philosophy 131
allying himself against his ego. Or, Schopenhauer is—together with com-
poser Richard Wagner21—Nietzsche’s great complex: the master worshipped
in his youth, then abandoned and blamed for his alleged belonging to the
Christian-Platonic heritage. Schopenhauer is a Nietzschean sub-personality,
who, along TSZ, has a significant degree of autonomy: we could divide
Nietzsche into Nietzsche 1/Schopenhauer and Nietzsche 2/Zarathustra—
Dionysus (a split similar to that between William Wilson 1 and 2 or between
Jekyll and Hyde).
Schopenhauerianism is especially prominent in the episode The Soothsayer.
A long twilight limped before me, a sadness, weary to death, drunken with
death, speaking with a yawning mouth. “Eternally recurs the man of whom you
are weary, the small man.” . . . Naked I had once seen both, the greatest man and
the smallest man. . . . All-too-small, the greatest!—That was my disgust with
man. And the eternal recurrence even of the smallest. Alas! Nausea! Nausea!
Nausea! (TSZ, III, “The Convalescent,” 2)
viewed by Nietzsche and Kierkegaard. But for the Zarathustra in the context
of the Cry of Distress (TSZ IV), which is a collective cry of the superior
people, pity symbolizes the opposite of the nihilistic notion of adiaphoría or
the stoic concept of apathy: pity is páthos, co-participation to “human suffer-
ing.” Compassion resonates with the love of humanity, which is repressed in
a nihilistic fashion by the saint from the prologue: “Love of man would kill
me” (TSZ, prologue, 2). The discovery of compassion through the soothsayer
from the Cry of Distress represents the enantiodromy of thought toward
its inferior sentimentality. If Christ’s last temptation is to flee the cross,
Zarathustra’s last temptation on his long and hesitant road to Dionysian revolt
is precisely the crucifixion on the tree of Schopenhauerism: “Is not pity the
cross on which he is nailed who loves man?” (TSZ, prologue, 2).
The last pope, who possesses a perfect insight, like the great therapists,
detects precisely the “piety” [Frömmigkeit] of Zarathustra, for which athe-
ism or even nihilistic antitheism are only preliminary forms of a Dionysian
doctrine that does not exclude religious experience: “Some god in you must
have converted you to your godlessness [Gottlosigkeit]” (Ibid.). Gottlosigkeit
would be precisely the faith of nihilism, which transcends both Christianity
and demonism, the investing of nothingness [–losigkeit] with religious attri-
butes. Moreover, keeping the analogy with the atheist’s piety, Thus Spoke
Zarathustra is such an influential book (a revolutionary book30 or an initiatory
book) because the separation from religion is done by sublimating a religious
background. From a stylistic point of view, TSZ is closer to the Bible, com-
pared to the founding works of atheism, such as Feuerbach’s The Essence of
Christianity (1841), Stirner’s The Ego and Its Own (1844), and Bakunin’s
God and the State (1882). It is the book of an atheist who does not believe in
his own unbelief.
The ugliest man31 is encountered by Zarathustra in a realm of death, in
the valley of Snakes’ Death. From the beginning, the abominable form of
the murderer of God is revealed: “But when he opened his eyes he saw
something by the way, shaped like a human being, yet scarcely like a human
The Shadow in Philosophy 135
being—something inexpressible” [wie ein Mensch und kaum wie ein Mensch,
etwas Unasusprechliches] (TSZ, IV, “The Ugliest Man”). The most despi-
cable man transcends the human category and can be named an “abhuman”
subject, as researcher Kelly Hurley explains: “The abhuman subject is a
not-quite-human subject, characterized by its morphic variability, continu-
ally in danger of becoming not-itself, becoming other” (Hurley 1996, 3–4).
The “morphic variability” of the character from Zarathustra reminds of the
dissolution of the character Helen from the gothic novel The Great God Pan
(1894) by Arthur Machen: “The skin, and the flesh, and the muscles, and
the bones, and the firm structure of the human body that I had thought to
be unchangeable, and permanent as adamant, began to melt and dissolve”
(Machen 2006, 62).
Like the last pope, who oscillates between the nihilism of the death
of God and the shadow of the dead deity, the most despicable man wan-
ders to the edge of humanity, symbolizing a dark and destructive form of
existence that has killed “what is highest in its own nature” (Rosen 1995,
220). The killer of transcendence despises mercy, being honored instead by
the Zarathustra’s shame (Lampert 1986, 297). Moreover, the Nietzschean
character is “the personification of all that is ugly, wretched, debased and
pitiable” in humanity, “the living refutation that God’s creation is perfect
and that God is good” (Burnham and Jesinghausen 2010, 177). Here is the
motive for the crime:
But he had to die: he saw with eyes that saw everything; he saw man’s depths
and ultimate grounds, all his concealed disgrace and ugliness. His pity knew
no shame: he crawled into my dirtiest nooks. This most curious, overobtrusive,
overpitying one had to die. He always saw me: on such a witness I wanted to
have revenge or not live myself. The god who saw everything, even man—this
god had to die! Man cannot bear it that such a witness should live. (TSZ, IV,
“The Ugliest Man”)
king is everywhere. He has divine ubiquity, since each subject into an object
by his gaze. . . . The entire kingdom lies under his gaze” (Sartre 1992, 145).
Like Sartre’s king, being his divine analogon and the traditional source of
his power, God (the sun) controls through sight the whole human kingdom:
he continually transforms us into objects, he dissolves our identity structures
of subjectivity. The most despicable man kills God out of prudery. He exag-
gerates his own importance to the level of paranoia: even if we were con-
stantly monitored, what would be so spectacular to watch? In other words,
the motive of assassinating transcendence is not heroic or sublime, like the
confrontation between titans and gods in Greek mythology or like the trans-
gressive intent of Marlowe’s Tamburlaine, but a banal one, of a subject that
cannot learn the existentialist lesson of arbitrariness and contingency. In this
line of argument, the fourth part of Zarathustra, the one in which most of the
shadowy figures of the superior people make their appearance, has, like Faust
II, a demystifying, almost postmodern, status. Both the passive nihilism and
the oscillating character of the last pope, as well as the prudery of the one
who can no longer be minimized through surveillance, are rather related to
the “human-all-to-human” character of the diminished man,32 which always
mocks the grandeur of the superman.
We can add that the most despicable man (as a personification of the col-
lective shadow33) can be compared to the shadowy personality of the pale
criminal in the first part of the work, a figure that awakens Jung’s amazement
and disgust: “Here Nietzsche really becomes an intellectual criminal. . . . [A]
natural feeling function . . . will be hurt by the special psychology here. . . .
Your feeling refuses to touch upon that thing because it is altogether too
pathological” (SNZ I, 459). From my perspective, just as God was demoted
in the last pope’s confession to the status of “grandfather,” the most despi-
cable man belongs to a diluted and diminutive humanity, despite the terrible
consequences of his act.
The Shadow
Zarathustra’s shadow accompanied him in the adventure of nihilism (Frey-
Rohn 1989, 157; Lampert 1986, 298). Just like the figure of the prophet, it
contains in a concealed form the Schopenhauerian background of Nietzsche
I. In the chapter “On the Vision and the Riddle,” we find an argument for the
nihilist philosopher, who is in search of his own personal America, precisely
to experience negation to the peak of reactivity and to pave the way for the
anti-nihilism of the eternal return. In the section dedicated to the shadow,
the German philosopher reveals some of the pitfalls of nihilism. Initially, the
shadow is a “bold searcher” who embarked on “terrible seas” (TSZ, III, “On
the Vision and the Riddle,” 1):
The Shadow in Philosophy 137
With you I haunted the remotest, coldest worlds like a ghost that runs volun-
tarily over wintery roofs and snow. With you I strive to penetrate everything
that is forbidden, worst, remotest; and if there is anything in me that is virtue,
it is that I had no fear of any forbiddance. With you I broke whatever my heart
revered; I overthrew all boundary stones and images; I pursued the most danger-
ous wishes: verily, over every crime I have passed once. . . . “Nothing is true, all
is permitted”: thus I spoke to myself. (TSZ, IV, “The Shadow”)
In the first sentence, the shadow deplores the glacial coldness of the think-
ing function, the almost schizoid objectification of the thinker that breaks
away from affect (“whatever my heart revered”), the conflict between Geist
and Seele. In this sense, the shadow represses the function of feeling, the
unlived pathetic life: the volcano of affections that lurks hidden while the
main function continues its intellectual action. In the second one, the shadow
assists the ego in its revolutionary activity, revealing absolute permissive-
ness (liberation from traditional programming) as well as disregard for pro-
hibition. In the third sentence, the destructive component of active nihilism
is revealed—that which dynamizes idols and transgresses borders, living
“dangerously.” Like Zarathustra, the shadow is a follower of the Order of
Assassins and finds out that there is no longer a stable and immutable concept
of truth, as everything is allowed: “Nichts ist wahr, Alles ist erlaubt.”
However, nihilism did not lead the shadow to an obvious goal (“Do I have
a goal any more? A haven toward which my sail is set?” (Ibid.) and the initial
enthusiasm turned into that Leopardian morbidezza of passive nihilism (“a
heart, weary and impudent,” “flutter-wings,” “a broken backbone” (Ibid.).
Moreover, the shadow is everlasting and does not have a “home” [Heim],
wandering between “everywhere” [Überall], “nowhere” [Nirgendwo], and
“in vain” [Umsonst]. First, we have here a reference to the demoralizing, nar-
cotic action of passive nihilism, similar to that predicted by the prophet: “All
is empty, all is the same, all has been!” [Alles ist leer, Alles ist gleich, Alles
war!”] (TSZ, II, “The Soothsayer”). Second, the consciousness of futility
alludes to the infernal aspect of the eternal return, described in the posthu-
mous fragments as an extreme form of nihilism: “Duration ‘in vain,’ without
end or aim, is the most paralyzing idea [Die Dauer, mit einem «Umsonst»,
ohne Ziel und Zweck, ist der lähmendste Gedanke]” (WP 55). To put it sim-
ply, we could say that the Nietzschean shadow has distinct Schopenhauerian
features. Or, trying to summarize, the path of nihilism is dangerous precisely
because it operates with the destruction of the idea of divinity. The shadow
of transcendence represses itself into the unconscious, which is why one has
to fight two enemies: God and oneself.
The nihilistic dimension of the shadow is also accentuated by the fact
that, later, the shadow plays on the harp a remarkable piece containing a
138 Chapter 10
significant meontological thesis: Wilderness grows: woe unto him that har-
bors wildernesses!” (TSZ, IV, “Among Daughters of the Wilderness,” 2). The
pendant of this verse is an aphorism from BGE 146: “Whoever fights with
monsters should see to it that he does not become one himself. And when
you stare for a long time into an abyss, the abyss stares back into you.” The
two Nietzschean sentences imply the identity between the nihilistic and the
non-nihilistic subject, by combining the psychological component with the
cosmological element. The abyss, respectively, the desert, is the source of
the nihilist’s negating power, the matrix of his transgressive courage [Mut],
the root of his destructive activity, the warrantor of the No, through which
the lion confronts the dragon in the chapter “On the Three Metamorphoses.”
Like a deity, the abyss is simultaneously on the outside and inside of con-
sciousness. The work of negation begins under the influence of the abyssal
Paraclete, which reprograms the subject, deconstructing it according to the
nihilistic requirements (“you stare for a long time into an abyss”). Negation,
however, must be conceived as a propaedeutic for affirmation. Eventually,
the nihilist must “jump over his shadow—and . . . into his sun” (TSZ, II, “On
Those Who Are Sublime”), otherwise the abyssal asceticism will lead him
to self-nihilism, to a holocaust, in which he will be sacrificed on the altar
of the abyss (“the abyss stares back into you,” “woe unto him that harbors
wildernesses”).
The confession of the Zoroastrian shadow is anticipated by the dialogue
in The Wanderer and His Shadow din Human, All Too Human (1878–1880),
work that opens the middle (post-Schopenhauerian) period of Nietzsche’s
philosophy:
First, from this extended fragment, we note that Jung’s observation that
Nietzsche would not have accepted the shadow is nonsensical (Liebscher
2000, 206). The relationship between ego and the shadow is one of comrade-
ship, based on elective affinities. The delicacy of the tone also reminds us of
a prominent Jungian analyst’s remark, that “the unconscious takes the same
attitude toward the ego as the ego takes toward the unconscious. If, for exam-
ple, the ego has a kind and considerate attitude toward the shadow, the latter
The Shadow in Philosophy 139
will be helpful to the ego” (Edinger 1992, 137). Both the harmonious rela-
tionship between the shadow and the ego, and the noble constitution of the
shadow, seem to anticipate the Jungian precept according to which “behind
the shadow looms up the self” (SNZ I, 123), which is the reformulation of a
Nietzschean idea.34 Moreover, the ego “loves the shadow” (like an archetypal
gothic character) but also the light. The shadow hates the night, which means
that understanding the shadow only through the category of demonism is
absurd. The observation that the “luminous part of the shadow” (the Jungian
conception that shadow energies are essential for creativity (Dixon 1999,
215)) appears, again, to be of Nietzschean origin: “I am . . . that shadow all
things cast whenever the sunlight . . . falls upon them.”
NOTES
1. See for instance Bishop 1995, Dixon 1999, Golomb, Santaniello, and Lehrer
1999, Huskinson 2004, Lesmeister and Metzner 2010, Bishop 2016.
2. For the genesis and significance of TSZ, see EH, “TSZ” and Duhamel
1991, 9–11.
3. The doctrine of the superman and the idea of the death of God already are
introduced in the prologue. The first description of the death of God is published in
GS (125), conceived at the same time with TSZ. One may say that the Übermensch
and God occupy the same ontological region. See for instance TSZ, I, “Of the Gift-
Giving Value”: “Dead are all the gods: now we want the overman [Übermensch] to
live.” See also Cioran’s criticism of Nietzsche: “He demolished so many idols only
to replace them with others: a false iconoclast, with adolescent aspects and a certain
virginity, a certain innocence inherent in his solitary’s career. He observed men only
from a distance” (Cioran 1976, 85).
4. See also Granier (1982, 29–30).
5. “The cosmos works by harmony of tensions, like the lyre and bow” (Heraclitus
2003, 37).
6. “Zarathustra as a whole is a sort of enantiodromic movement, it is the river of
the unconscious and the chapters are like pictures of the waves of that underground
current” (SNZ I, 275).
7. See, for example, Heidegger 1961a, 1961b.
8. “In habentibus symbolum facilior est transitus . . . For those who have a
symbol, the passing from one side to the other, the transmutation, is easier” (SNZ II,
1248).
9. The conjunction between the eagle and the serpent is a powerful symbol. See
Thatcher (1977, 253–255):
“The eagle is solar and masculine . . . , the serpent lunar and feminine. . . . In many respects
the eagle shares the attributes of Apollo, the serpent of Dionysus. From a psychoanalytical
point of view the eagle represents the rational, conscious mind (ego) and the serpent the
forces of unconscious (id or libido). Eagle and serpent stand in the same relation as spirit
140 Chapter 10
and body, alpha and omega, and embody a dualism which lay at the heart of Zoroastrian
religion, a dualism which Nietzsche, ‘der erste Immoralist,’ seeks to transcend. . . . Just
as Zarathustra sees in himself a counter-image of his Persian forerunner, so the eagle
and the serpent, as agathodaemon, are set as counter-images, i.e., no longer enemies, but
friends, beyond good and evil, and beyond death and time. . . . [T]he friendship between
two traditionally hostile creatures points to a synthesis of symbolical meaning above and
beyond the symbols.”
10. “With you I strove to penetrate everything that is forbidden, worst, remotest;
and if there is anything in me that is virtue, it is that I had no fear of any forbiddance
” (TSZ, IV, “The Shadow”).
11. Even the eternal return has a gloomy aspect too: “duration ‘in vain’ . . . is the
most paralyzing idea” (WP 55).
12. “You highest men whom my eyes have seen, this is my doubt concerning you
and my secret laughter: I guess that you would call my overman [Übermensch]—
devil” (TSZ, II, “On Human Prudence”). See also the idea of a prominent Jungian
analyst, according to whom in Zarathustra we can find a “satanic complex” (Frey-
Rohn 1989, 111).
13. CW 11, §252. Also see SNZ II, 1392: “One calls an imitative person a monkey,
for instance, as the devil was called God’s ape, meaning one who is always doing the
same thing apparently but in a very inferior way, a sort of bad imitation. But that is
exactly what the shadow does.”
14. “As you come to him, the living Stone—rejected by humans but chosen by
God and precious to him—you also, like living stones, are being built into a spiritual
house” (1 Pet. 2, 4–5).
15. Transmutemini de lapidibus mortuis in vivos lapides philosophicos! (quoted in
CW 12, §378).
16. “The dwarf is the image of mediocrity that lurks within Zarathustra-Nietzsche,
and that mediocrity was the most frightening and distasteful thing that Nietzsche was
willing to see in himself” (Barrett 1962, 193).
17. Cioran is anticipated by Freud (1961a, 36), who claims that the aspiration
toward Übermenschlichkeit (what Nietzsche would call self-overcoming) is nothing
else than a neurosis, and warns of the biological feature of mankind:
“It may be difficult, too, for many of us, to abandon the belief that there is an instinct
towards perfection at work in human beings, which has brought them to their present high
level of intellectual achievement and ethical sublimation and which may be expected to
watch over their development into supermen. I have no faith, however, in the existence of
any such internal instinct and I cannot see how this benevolent illusion is to be preserved.
The present development of human beings requires, as it seems to me, no different expla-
nation from that of animals. . . . The processes involved in the formation of a neurotic
phobia, which is nothing else than an attempt at flight from the satisfaction of an instinct,
present us with a model of the manner of origin of this supposititious ‘instinct towards
perfection’ an instinct which cannot possibly be attributed to every human being.”
19. “[A]s Nietzsche moves off toward the very great figure of Zarathustra, his
shadow moves backwards to the monkey man and eventually becomes a monkey,
compensating thus the too great advance through the identification with Zarathustra”
(SNZ II, 1393).
20. “Jung sets out to present Nietzsche as the definitive neurotic, and to hide any
evidence that his diagnosis of Nietzsche is really a self-diagnosis. . . . The shadow
projection on to Nietzsche would explain why Jung is reluctant fully to acknowledge
Nietzsche’s influence when it is deserved” (Huskinson 2004, 133, 170).
21. Wagner is disguised in the figure of the magician, who satirizes and ridicules
the Nietzschean solitude.
22. Buddha is also ridiculed by Nietzsche: “The encounter a sick man or an old
man or a corpse, and immediately they say, ‘Life is refuted.’ But only they themselves
are refuted” (TSZ, I, “On the Preachers of Death”).
23. “And the earth is full of those to whom one must preach death. Or ‘eternal
life’—that is the same to me ” (TSZ, I, “On the Preachers of Death”).
24. “I am ‘superior’ to the beggar to whom I give money because I have money
and he does not” (Solomon 1999, 138).
25. “What then are these churches now if not the tombs and sepulchres of God?”
(GS 125).
26. “God is dead; but given the way people are, there may still for millennia be
caves in which they show his shadow.—And we—we must still defeat his shadow”
(GS 108).
27. “Christianity’s idea was: to want to change everything. . . . The result . . . is:
that everything . . . has remained as it was, only that everything has taken the name
of ‘Christian’” (Kierkegaard 2009, 185).
28. “Religion has disappeared, and for it has been substituted . . . the appearance
of religion” (Feuerbach 1989, xix).
29. “[M]an has killed God in order to become now—‘sole God on high’” (Stirner
1995, 139).
30. Rosen (1995, xiv).
31. See also Bishop (2016, 10–11) for the contrast between the ugliness of the
killer of transcendence and the “beauty” of the superman.
32. “I walk among this people and I keep my eyes open: they have become
smaller, and they are becoming smaller and smaller” [Sie sind kleiner geworden und
werden immer kleiner] (TSZ, III, “On Virtue that Makes Small,” 2).
33. Frey-Rohn (1989, 151).
34. “The beauty of the overman [Übermensch] came to me as a shadow” (TSZ, II,
“Upon the Blessed Isles”).
Coda
I would like to review some of the results of my research. First, the liter-
ary works I have analyzed (all conceived in the 19th century) anticipate the
Freudian personal unconscious and the Jungian shadow (theories from the
beginning of the 20th century). The 19th-century authors were among the first
who claimed that we have to give up the classical conception of identity mod-
eled on the divine personality. The Freudian id, personified by a character like
Hyde, overturns the old relationship between master and slave, showing that
we are not at all the masters of the unconscious, being “servants in our own
house.” Moreover, I have noticed that duality is a prelude of the postmodern
multiplicity of the ego. From Stevenson’s “assault” on the unity of the ego to
the disintegration of the ego in tiny instrumental masks, from the transforma-
tion of the ego into multiple subpersonalities through the corrosive action of
duality, starting from the 19th century the notion of the unitary ego must be
abandoned.
As I have mentioned, the destruction of subjectivity can be a consequence
of the death of God, who can no longer be conceived as a voucher of fun-
damental values. Because the subject can no longer borrow the majesty of
divinity, because, according to Nietzsche, “man is more ape than ape,” ego
can no longer be ego: from a biological perspective, the “crowning of the
creation” is nothing else than an animal, albeit a cunning and malicious one.
From a psychological perspective, ego is no longer ego (“I am not what I
am”), because, simply put, the ego does not exist anymore: the feeling of ego
is illusory, and the metaphysics of the ego is yet another pious lie. Thinkers
such as Friedrich Nietzsche, Ernst Mach, or William James have documented
the demise of the ego at the end of the 19th century.
Furthermore, I have observed a similarity between Jungianism and exis-
tentialism. For instance, if the double raises the question of alienation, the
143
144 Coda
I have also noticed that the connections between several authors, such as
Oscar Wilde and Søren Kierkegaard, Mary Shelley and Emil Cioran, Guy de
Maupassant and Friedrich Nietzsche, shows us that between philosophy and
literature there are only distinctions of method, and not of substance. If for
a philosopher the history of philosophy is indispensable, and for a historian
of philosophy history is just as necessary, one might say that for a philologist,
philosophy can be as important as literary theory. Conversely, a historian of
philosophy should study the history of literature, because literature intuitively
reveals the abstractions of philosophy. For instance, when we become aware
that Schopenhauer’s The World as Will and Representation and Byron’s
Manfred are conceived around the same historical moment (1817–1818), we
may see with new eyes both the Schopenhauerian pessimism and the Byronic
megalomania.
Another conclusive reflection shows that the double and the demonic are
interdependent. I first wanted to study the literary works under the herme-
neutical lenses of either the double or the demonic. However, the double is
inherently demonic, parodying the existential subject, just like the devil paro-
dies God (the link between simia dei and simia hominis). If it was obvious
that all the seven works I have studied relate to the double, I would also like
to review their liaison with the demonic. Medardus from The Devil’s Elixirs
sees his devil in Victor (his shadow). Frankenstein’s creature is a Miltonian
Luciferian. “William Wilson” can be read either as an attack on the super-
ego (Marie Bonaparte), or a dualism between the shadow and the shadow
of the shadow. If the superego goes way, there is only the night of the id:
the triumph of the instinct. When consciousness dies, the shadow becomes
denser. In Dostoyevsky’s Double, Golyadkin Junior, is a devilish alter ego.
Stevenson’s Hyde is absolute evil or the archetypal shadow. In Maupassant’s
“The Horla,” the shadow is a predator which announces the end of mankind’s
domination. In Wilde’s Dorian Gray, the picture is a “magic mirror” of the
true shadow.
I should also to mention some of the limits of my research. First of all,
there are some quantitative limitations. I have focused my research on 19th-
century romantic and post-romantic works. The 20th century would deserve
a book of its own. Several 20th-century books are related to the Jungian
shadow: Golem (1914) by Gustav Meyrink, The Steppenwolf (1927) by
Hermann Hesse, Despair (1934) by Vladimir Nabokov, Mephisto (1936) de
Klaus Mann, Doctor Faustus (1947) by Thomas Mann. I have mentioned
that a study on the Jungian shadow in postmodern literature (on Palahniuk’s
Fight Club (1996), José Saramago’s The Double (2002), etc.) should also
consider the anarchetypal feature of the shadow. Moreover, there are other
19th-century literary works which prefigure the theory of the Jungian shadow
but have not been analyzed here because of the limited space: Melmoth the
146 Coda
the shadow is a metaphor of the id, a part of our personality which we usu-
ally are not aware of. As long as dissociation, duality, and the obscure alterity
the demonic (what Otto called mysterium horrendum) exist, the shadow will
continue to grow. Put another way, the shadow is an answer (but an answer-
question) to the existential question of our identity crisis: “Who am I?”
It may be concluded that one has to be careful about “knowing” too much
about the shadow. The most basic and logical definition of the unconscious
is that it simply cannot be known. We have seen “through a glass, darkly”
(1 Cor. 13, 12) scenes from a foreign land, glimpses of an ontological
nightmare, where the archetypal shadow reaches the density of a black
hole. Perhaps conceptual language falsifies the Dionysian experience of the
shadow; therefore, we should approach with metaphors. We have seen that
the shadow cannot be construed as external to the human being. But do we
live in a world of shadows, or are we shadows ourselves? “What, as Shadows,
can we touch with our shadowy/ Hands? Our touch is absence and vacancy.//”
(Pessoa 2006, 363).
Appendix 1
Year Zero: The Avant-garde
of the Avant-garde
The year 1888 is a turning point in the cultural history of the world: on the
last page from Nietzsche’s AC, modernity is (re)created in the mind of a
distressed author. “And time is counted from the dies nefastus when this
catastrophe began,—from the first day of Christianity!—Why not count
from its last day instead?—From today?—Revaluation of all values! . . . //
. . . Given on the Day of Salvation, on the first day of the year one . . . War
to death against vice: the vice is Christianity” (AC 62). The day Nietzsche
refers to, the day when these words are written, is September 30, 1888. This
“day” marks a moment when the universal culture reached a dead end, a sort
of “continuous end,” a feeling described by Verlaine (2011, 95) in the sonnet
“Languor” (1883), for instance in his famous stanza “I am the Empire at the
end of its decline.”
1888 is a sort of “ground zero,” the moment when the triumphing nihilism
overtakes and displaces the Christian and Platonic heritage of the Western
culture. Considering the year 1888 a landmark in the confrontation between
old and new, between the feeling of exhaustion and the presentiment of avant-
garde, I will refer to a series of ideas from works published by poets, philoso-
phers, and scientists who can be considered participants in the Nietzschean
revolution: “The Garden of Proserpine” (1866) by Charles Swinburne, Les
Chants de Maldoror (1869) by Lautréamont, “Memento mori” (1872) by
Mihai Eminescu, The Strange Case. . . (1886) by R. L. Stevenson, Beiträgen
zur Analyse der Empfindungen (1886) by Ernst Mach, Confessions of a
Young Man (1888) by George Moore, and The Picture of Dorian Gray (1891)
by Oscar Wilde, and others.
149
150 Appendix 1
The physicist Ernst Mach claimed in his work Beiträgen zur Analyse der
Empfindungen (1886) that the ego is just a “bundle of sensations” (Mach
1918, 19–20). Mach goes on to quote Lichtenberg to defend his main thesis:
“It thinks, we should say, just as one says, it lightnings. To say cogito is
already too much if we translate it as I think. To assume the I, to postulate it,
is a practical necessity” (Lichtenberg 2012, 152). He also adds that the “I” is
“beyond redemption” [unrettbar] (Mach 1918, 20). Lichtenberg’s aphorism
is closely related to Rimbaud’s famous reflection from a letter to Georges
Izambard (1871): “It’s wrong to say: I think. Better to say: I am thought . . .
I is an other” (Rimbaud 2008, 113). The death of the unitary I prepares the
way for the Doppelgänger: when I disappear as myself, I can survive as an
other to myself. The other me is able to do things I cannot allow myself to
be aware of. My unlived and repressed life finds its force of expression in
my double. Lichtenberg’s and Rimbaud’s deconstructions of the Cartesian
cogito (“it thinks = it lightnings,” “I think = I am thought”) go against the
traditionally rationalistic orientation of the Western culture. For Rimbaud
and Lichtenberg, thinking and existence can never be one: thinking is only an
accident, a flash of lightning that sometimes enriches us, but mostly makes us
blind to the silent workings of the id. The two of them prefigure the Freudian
discovery of the unconscious claiming that the I as cogito is derivative. The
I is erased “like a face drawn in sand at the edge of the sea” (Foucault 2005,
422) and the lightning of the cogito will be swallowed in the dark night of
the id.
The duality of the subject (am I me or the other one?) prefigures the
further disintegration of the I. Freud spoke of ego, superego, and id in his
second theory of the structure of the psyche, and, as we have seen, Jung fur-
ther divided the psyche into persona, ego, shadow, anima/animus, and self.
Therefore, the double, the shadow, or the other me may be only the first of his
kind and open the gates for a “legion” of secondary selves: “[Ma]n is not truly
one, but truly two. I say two, because the state of my own knowledge does
not pass beyond that point. Others will follow . . . and I hazard the guess that
man will be ultimately known for a mere polity of multifarious, incongruous
and independent denizens” (JH 55–6). “The assumption of one single subject
is . . . unnecessary,” Nietzsche wrote, in the same line of argument, “per-
haps it is just as permissible to assume a multiplicity of subjects” (WP 490).
Furthermore, to Dorian Gray, “man was a being with myriad lives and myriad
sensations, a complex multiform creature.” Wilde’s hero also despised those
“who conceive the Ego in man as a thing simple, permanent, reliable, and of
one essence” (DG 136–7). As I have stated in the introduction, duality as the
end of the monarchy of the I prefigures postmodern multiplicity: the strong
Year Zero 151
Where is God? . . . We have killed him—you and I! We are all his murderers.
But how did we do this? How were we able to drink up the sea? Who gave us
the sponge to wipe away the entire horizon? What were we doing when we
unchained this earth from its sun? Where is it moving to now? . . . Are we not
continually falling? . . . Do we still hear nothing of the noise of the grave-diggers
who are burying God? Do we still smell nothing of the divine decomposition?
. . . God is dead! God remains dead! And we have killed him! (GS 125)
Hither the world has been drifting since the coming of the pale socialist of
Galilee; and this is why I hate Him, and deny His divinity. His divinity is fall-
ing, it is evanescent in sight of the goal He dreamed; again He is denied by
his disciples. Poor fallen God! I, who hold naught else pitiful, pity Thee, Thy
bleeding face and hands and feet, Thy hanging body . . . Thy day is closing in,
but the heavens are now wider aflame with Thy light than ever before—Thy
light, which I, a pagan, standing on the last verge of the old world, declare to be
darkness, the coming night of pity and justice which is imminent, which is the
twentieth century. The bearers have relinquished Thy cross, they leave Thee in
the hour of Thy universal triumph, Thy crown of thorns is falling, Thy face is
buffeted with blows, and not even a reed is placed in Thy hand for sceptre; only
I and mine are by Thee, we who shall perish with Thee, in the ruin Thou hast
created. (Moore 2004, 110–112)
The most radical version of anti-theism from the 19th century is found in
Lautréamont’s Les Chants de Maldoror (1869). His hatred and disgust of
God is a consequence of his pre-Cioranian antihumanism: “Stupid, idiotic
race! You will regret having acted thus! It is I who tell you. You will regret
it! My poetry will consist exclusively of attacks on man, that wild beast, and
the Creator, who ought never to have bred such vermin” (Lautréamont 1978,
73–74). God is seen as an absolute predator, the instantiation of a brutal
ideal, aiming to destroy humanity. In one of Lautréamont’s fragments, God
is reminiscent of Goya’s Saturn. In others, he is a disgusting alcoholic who
rests, while the rest of the creation is condemned to incessant toil. We find
Year Zero 153
I slowly raised my splenetic eyes, ringed with bluish circles, towards the
concavity of the firmament and I, who was so young, dared to penetrate the
mysteries of heaven! Not finding what I was seeking, I lifted my eyes higher,
and higher still, until I saw a throne made of human excrement and gold, on
which was sitting—with idiotic pride, his body draped in a shroud of unwashed
hospital linen—he who calls himself the Creator! He was holding in his hand
the rotten body of a dead man, carrying it in turn from his eyes to his nose and
from his nose to his mouth; and once it reached his mouth, one can guess what
he did with it. . . . First he ate his head, then his legs and arms, and, last of all,
the trunk, until there was nothing left; for he crunched the bones as well. . . . And
he would continue his savage meal, moving his lower jaw, which in turn moved
his brain-bespattered beard. Oh reader, does not this last-mentioned detail make
your mouth water? (Ibid., 85)
I traversed the worlds, I ascended into the suns, and soared with the Milky
Ways through the wastes of heaven; but there is no God. I descended to the last
reaches of the shadows of Being, and I looked into the chasm and cried: “Father,
where art thou?” But I heard only the eternal storm ruled by none, and the shim-
mering rainbow of essence stood without sun to create it, trickling above the
abyss. And when I raised my eyes to the boundless world for the divine eye, it
stared at me from an empty bottomless socket; and Eternity lay on Chaos and
gnawed it and ruminated itself.—Shriek on, discords, rend the shadows; for He
is not! (Jean Paul 1992, 182)
He was lying stretched out on the road, with his clothes all torn. His lower lip
was hanging down like a heavy chain; his teeth had not been cleaned, and the
blond waves of his hair were full of dust. . . . Floods of wine filled the ruts
which had been hollowed out by the nervous jerkings of his shoulders. . . . Blood
flowed from his nostrils: as he fell he had knocked his face against a post. . . . He
was drunk! Horribly drunk! Drunk as a bug which in one night has gorged three
barrels of blood; his incoherent words resounded all around; I shall refrain from
repeating them here, for even if the supreme drunkard has no self-respect, I must
respect men. . . . Man, who was passing by, stopped before the unrecognizable
Creator; and for three full days, to the applause of the crab-louse and the viper,
he shat on his august face! (134–5)
Nietzsche’s Zarathustra carries the dead body of the tightrope walker and
sees himself as “the mean between a fool and a corpse”: “Dark is the night,
dark are Zarathustra’s ways. Come, cold, stiff companion! I shall carry you
where I may bury you with my own hands” (TSZ, prologue, 7). Eminescu
in his poem “Mortua est!” (1871),2 influenced by Novalis and Poe, no lon-
ger sees death as a ceremony of separation: the physical death of the anima
prepares us for personal death and the triumph of nihilism in a meaningless
universe: “For when suns are extinguished and meteors fail/ The whole uni-
verse seems to mean nothing at all” (Eminescu 1964, 43). In E. A. Poe’s “The
Sleeper” (1831–1845), the gentleness of the eternal slumber of the beloved
contrasts concrete reality of the corpse: “My love, she sleeps! Oh, may her
sleep,/ As it is lasting, so be deep!/ Soft may the worms about her creep!”
(Poe 1984, 65).
The separation between the living and the dead is now removed and
their confluence is seen as a source of nihilistic power. Lautréamont’s hero,
Maldoror, is hosted by a gravedigger and feels fine in this ambiance. One
may say that in Lautréamont’s memento mori, we move from the concept
of universal death to the one of universal crime. It is a shift operated with
nihilistic force, through a transgressive leap. A textual reference for the first
concept can be found here:
[The Gravedigger:] I have seen many drawn up under the flag of death—the
once-handsome man; the man who remained handsome even after death; men,
women, beggars, kings’ sons; the illusions of youth, the skeletons of old men;
genius; madness; idleness and its opposite; the false and the true-hearted; the
mask of the proud, the modesty of the humble; vice crowned with flowers and
innocence betrayed.
[Maldoror:] I thank you for your kindness Gravedigger, it is grand to contemplate
the ruins of cities; but it is grander still to contemplate the ruins of human
beings!’ (Lautréamont 1978, 60–61)
of the text, the previous apology of the louse must be recalled: “You may be
sure that if their jaws conformed to the measure of their infinite desires, your
brain, the retina of your eyes, your spinal column and all your body would be
consumed. Like a drop of water. Take a microscope and examine a louse at
work on a beggar’s head; you will be surprised. Unfortunately these plunder-
ers of long hair are tiny” (Ibid., 88).
Lautréamont immanent apocalypse contains a near evolutionist trait. It is
just, according to the French poet, that a species of predators (either the louse
or the shark) should replace a stagnating species. The spectacle of torment
is presented cynically and sarcastically. Furthermore, the ego becomes an
agent of the apocalypse: “What a sight! With me, motionless on my angel
wings in the air to contemplate it!” (Ibid., 92). Taking into account that God
has failed in creating a meaningful and valuable world, the poetic subjects
takes over its functions and “unmakes” in his imagination the evil produced
by divinity. Maldoror dethrones God, saving the failed creation, repairing
God’s mistake in a sinister fashion. The joy of the void, the spectacular nihi-
lization, the contemplative delirium of chaos is a direct connection between
Lautréamont and Cioran, who wrote in A Short History of Decay (1949):
“The spectacle of man—what an emetic! Love—a duel of salivas . . . All the
feelings milk their absolute from the misery of the glands. Nobility is only
in the negation of existence, in a smile that surveys annihilated landscapes”
(Cioran 2012, 7).
The destruction of the ego and the eclipse of divinity lead to the idea of a
universal ending. The theme approached among others by Jean Paul, Byron,
or Leopardi knows a post-romantic resurgence in the works of Swinburne and
Eminescu. “Then star nor sun shall waken/ . . . Only the sleep eternal/ In an
eternal night,” writes Swinburne (2000, 139) in “The Garden of Proserpine”
(1866). Furthermore, Mihai Eminescu’s “Memento mori” (1872) is a power-
ful initiation into nihilism: “Deathlike time spreads its arms and becomes
eternity./ When nothing will persist on the barren landscape/ I will ask: What
of your power, Man? – Nothing!!” (Eminescu 1993, 125–126). One can
say that Swinburne’s and Eminescu’s thanatophilia from their apocalyptic
texts (what Freud called destrudo or the death instinct) is a symptom of
Schopenhauereanism, also visible in Cioran’s early writings. If Swinburne’s
poem gives the impression of exhaustion and of fading of the will to live
reminiscent to passive nihilism, Eminescu observes that the being is filled
with nothing, and, as an active nihilist, allies himself with this nothing to
complete the work of absolute destruction.
Year Zero 157
NOTES
1. “God is dead. It is the historical hour of nihilism” (Safranski 1997, 260). See
also Prideaux (2018, 379): “Nietzsche’s statement ‘God is dead’ had said the unsay-
able to an age unwilling to go so far as to acknowledge the obvious: that without
belief in the divine there was no longer any moral authority for the laws that had
persisted throughout the civilisation built over the last two thousand years.//What
happens when man cancels the moral code on which he has built the edifice of his
civilisation? What does it mean to be human unchained from a central metaphysical
purpose? Does a vacuum of meaning occur? If so, what is to fill that vacuum? If the
life to come is abolished, ultimate meaning rests in the here and now. Given the power
to live without religion, man must take responsibility for his own actions.”
2. Trans. Corneliu M. Popescu.
Appendix 2
The 19th Century from Romanticism
to Post-Romanticism (Chronology)
159
160 Appendix 2
1872 N
ietzsche’s first book, The Birth of Tragedy.
Eminescu works on “Memento mori.”
Dostoyevsky’s Demons.
Sheridan Le Fanu’s Carmilla.
Böcklin’s Self-portrait with Death Playing the Fiddle.
Bruckner’s Third Symphony.
Bizet, L'Arlésienne.
1873 Rimbaud, A Season in Hell.
1874 James Thomson, The City of Dreadful Night.
1875 The premiere of Bizet’s Carmen.
Grieg’s Peer Gynt.
1876 The premiere of Brahms’s First Symphony.
Gustave Moreau, The Apparition.
Lombroso, The Criminal Man.
1877 Edison invents the phonograph.
1879 Edison tests the light bulb.
Félicien Rops’s Pornocratès.
1880 T he first version of Arnold Böcklin’s Isle of the Dead.
The first philosophical occurrence of the term “shadow” in Nietzsche’s
The Wanderer and His Shadow.
The third and final version of Tchaikovsky’s Romeo and Juliet.
1881 The assassination of Tsar Alexander II.
1882 The statement “God is dead” in Nietzsche’s Gay Science.
The premiere of Wagner’s Parsifal.
Bakunin’s God and the State is published posthumously.
D’Annunzio’s New Song.
1883 N ietzsche writes the first book of Thus Spoke Zarathustra.
Auguste Villiers de l’Isle Adam’s Cruel Tales.
The first version of Bruckner’s Seventh Symphony.
Paul Bourget, Essays of Contemporary Psychology.
1884 Huysmans, Against Nature.
1885 L ouis Pasteur invents the rabies vaccine.
Walter Pater’s Marius the Epicurean.
Tchaikovsky’s Manfred Symphony op. 58.
Maupassant’s Bel Ami.
1886 Stevenson’s Dr Jekyll and Mr Hyde.
Richard Freiherr von Krafft-Ebing’s first edition of Psychopathia
sexualis.
1887 Maupassant’s “The Horla.”
1888 Jack the Ripper’s murders from Whitechapel.
Gymnopédies by Erik Satie.
Nietzsche writes The Case of Wagner, Nietzsche Contra Wagner,
The Twilight of Idols, The Anti-Christ and Ecce homo.
164 Appendix 2
Jung Exegesis
(1) Persona The persona is “the mask of the An effective persona must take into
actor” (CW, 9/I §43). account three factors:
“The persona . . . is a “(a) the physical and the psychic
compromise between constitution;
individual and society as to (b) the ego-ideal: what / how I want to
what a man should appear to be . . . ;
be” (CW 7, §246). (c) the ideal of the environment, how
“One could say, with a little people would want me to be”
exaggeration, that the persona (Jacobi 1971, 54).
is that which in reality one is “It is evident that a persona is an
not, but which oneself as well indispensable part of the personality.
as others think one is” (CW 9/I, People with a deficient persona
§221). are really at a great disadvantage
in outer life. They have no shield
against the projections of others
and are in constant danger of
falling back into the original state
of participation mystique with their
environment” (Hannah 2000, 76).
(2) Ego “By ego I understand a complex “The ego is itself the centre of
of ideas which constitutes consciousness and it is what we
the centre of my field of refer to when we use the terms ‘I’
consciousness and appears or ‘me’. It is responsible for our
to possess a high degree of continuing sense of identity so that
continuity and identity” (CW we still feel ourselves at 80 to be
6, §706). exactly the same person we were at
8” (Stevens 2001, 62).
(Continued)
165
166 Appendix 3
Jung Exegesis
“Yet without the ego, “It even seems as if the ego has not
consciousness is unthinkable” been produced by nature to follow
(CW 8, §611). its own arbitrary impulses to an
“We understand the ego as the unlimited extent, but to help to
complex factor to which all make real the totality—the whole
conscious contents are related. psyche. It is the ego that serves to
It forms, as it were, the centre light up the entire system, allowing it
of the field of consciousness; to become conscious and thus to be
and, in so far as this comprises realized” (von Franz 1964, 162).
the empirical personality,
the ego is the subject of all
personal acts of consciousness”
(CW 9/II, §1).
“My I, you are a barbarian. I
want to live with you, therefore
I will carry you through an
utterly medieval Hell, until you
are capable of making living
with you bearable. You should
be the vessel and womb of life,
therefore I shall purify you”
(RB 330).
(3) Shadow The “inferior personality” The shadow is “the dark, unlived, and
(CW 7, §78, CW 9/I, §513, CW repressed side of the ego complex”
9/II, §15). (von Franz 1995, 3).
“The shadow personifies The shadow is the “part of the
everything that the subject personality which has been
refuses to acknowledge about repressed for the sake of the ego
himself and yet is always ideal” (Whitmont 1978, 160).
thrusting itself upon him The shadow is “the ‘other’ in
directly or indirectly” ourselves” (Hauke 2000, 133), das
(CW 9/I, §513). Andere in uns (Wolff 1959, 152),
The shadow represents “the thing der dunkle Bruder der Menschheit
[the individual] has no wish to (Neumann 1993, 92).
be” (CW 16, §470). “When an individual makes an attempt
“And indeed it is a frightening to see his shadow, he becomes
thought that man also has a aware of (and often ashamed of)
shadow-side to him, consisting those qualities and impulses he
not just of little weaknesses denies in himself but can plainly
and foibles, but of a positively see in other people—such things
demonic dynamism” (CW 7, as egotism, mental, laziness,
§35). and sloppiness, unreal, fantasies,
“There is no development unless schemes, and plots. . . . If you feel
the shadow is accepted” (CW an overwhelming rage coming up in
9/I, §600). you when a friend reproaches you
“The personal unconscious . . . about a fault, you can be fairly sure
corresponds to the figure of the that at this point you will find a part
shadow so frequently met with of your shadow, of which you are
in dreams” (CW 7, §103). unconscious” (von Franz 1964, 168).
From the Persona to the Self 167
Jung Exegesis
(4) Animus, “The animus corresponds to “The anima is a personification of all
anima the paternal Logos just as feminine psychological tendencies
the anima corresponds in a man’s psyche, such as vague
to the maternal Eros” feelings and moods, prophetic
(CW 9/II, §29). hunches, receptiveness to the
“As the anima produces irrational, capacity for personal
moods, so the animus love, feeling for nature, and—last
produces opinions” (CW 7, but not least—his relation to the
§331). unconscious. It is no mere chance
“The projection can only be that in olden times priestesses
dissolved when the son (like the Greek Sibyl) were used to
sees that in the realm of his fathom the divine will and to make
psyche there is an imago connection with the gods” (von
not only of the mother but Franz 1964, 186).
of the daughter, the sister, “But the animus does not so often
the beloved, the heavenly appear in the form of an erotic
goddess, and the chthonic fantasy or mood; it is more apt to
Baubo. Every mother and take the form of a hidden ‘sacred’
every beloved is forced conviction. When such a conviction
to become the carrier is preached with a loud, insistent,
and embodiment of this masculine voice or imposed on
omnipresent and ageless others by means of brutal emotional
image, which corresponds scenes, the underlying masculinity
to the deepest reality in in a woman is easily recognized.
a man” However, even in a woman who is
(CW 9/II, §24). outwardly very feminine the animus
“Woman is compensated by can be an equally hard, inexorable
a masculine element and power. One may suddenly find
therefore her unconscious oneself up against something in a
has, so to speak, a masculine woman that is obstinate, cold, and
imprint. This results in a completely inaccessible” (von Franz
considerable psychological 1964, 189).
difference between men
and women, and accordingly
I have called the projection-
making factor in women the
animus, which means mind or
spirit” (CW 9/II, §29).
(5) Self “I have suggested calling the “The self is the sum of all polarities
total personality which, though and paradoxes, a synthesis
present, cannot be fully between past, present and the
known, the self. The ego is, future possibilities of development,
by definition, subordinate to between light and dark, ‘divine’
the self and is related to it like and ‘demonic’, ‘feminine’
a part to the whole” (CW 9/ and ‘masculine’, normal and
II, §9). pathological, becoming and
death” (Müller and Anette Müller
2003, 377).
(Continued)
168 Appendix 3
Jung Exegesis
“The ego stands to the self as “According to the testimony of many
the moved to the mover, or myths, the Cosmic Man is not only
as object to subject, because the beginning but also the final
the determining factors which goal of all life—of the whole of
radiate out from the self creation. “All cereal nature means
surround the ego on all sides wheat, all treasure nature means
and are therefore supraordinate gold, all generation means man,”
to it” (CW 11, §391). says the medieval sage Meister
“Sensing the self as something Eckhart. And if one looks at this
irrational, as an indefinable from a psychological standpoint,
existent, to which the ego is it is certainly so. The whole inner
neither opposed nor subjected, psychic reality of each individual
but merely attached, and about is ultimately oriented toward this
which it revolves very much as archetypal symbol of the Self” (von
the earth revolves round Franz 1964, 202).
the sun—thus we come to
the goal of individuation”
(CW 7, §405).
Appendix 4
The Moments of the Shadow
According to Paul Schmitt (1945, 98), arché contains in itself the double
significance of “cause” and “hegemon,” which makes us simultaneously
think about “preeminence” (or “originality”) and a dominant, power-position.
Further on, týpos reminds us of “coin minting.” According to Corin Braga
(1999, 5), the concept of “archetype” draws attention to the invariant, which
precedes logically and chronologically the later, secondary sequence of the
phenomena, just as the intelligible prototype takes precedence over the sensi-
tive copy.
The term “archetype” appears in the works of authors such as Cicero and
Pliny the Younger. In its philosophical sense, it is first encountered in the
Hebrew philosopher of Greek expression Philo of Alexandria. In his book On
the Creation [De opificio mundi], the archetype refers to the connection between
man and the “image of God.” The Jewish philosopher draws attention to the
fact that this image does not refer to the physical resemblance between man
and God, but to the mental similitude—“the sovereign element of the soul”—
between Creator and Created (JWL 130–1; CW 9I, §5). A second author who
deals with archetypology is Bishop Irenaeus, who noted in Adversus haereses:
“The creator of the world did not fashion these things directly from himself but
copied them from archetypes outside himself” (CW 9I, §5).
Its next philosophical occurrence can be found in a fragment from Corpus
Hermeticum, a collection of initiatory writings from the 2nd and 3rd centuries
attributed to Hermes Trismegistus (CW 11, §89 (65)). In this volume we also
find the characterization of God understood as “archetypal light” [archéty-
pon phós] (JWL 130–1; CW 8, §275 n.). The work of Pseudo-Dionysius the
Areopagite, On the Divine Names (conceived in the 5th century), contains
another reference to the notion of archetype: “Perhaps, however, someone
will say: ‘The seal is not entire and the same in all the printed copies.’
173
174 Appendix 5
I answer that this is not due to the seal itself (for it gives itself wholly and
identically to each), but the difference of the substances which share it makes
the impressions of the one, entire, identical archetype [primitivae formae] to
be different” (Dinoysius the Areopagite 2018, 78).
Moreover, the configuration of the concept of archetype comprises the
Augustinian term “main ideas,” used by the Christian theologian in his treaty
Eighty-Three Different Questions (question 46, paragraph 2):
[F]or in fact the ideas are certain original and principal forms of things, i.e.,
reasons fixed and unchangeable, which are not themselves formed and, being
thus eternal and existing always in the same state, are contained in the Divine
Intelligence. And though they themselves neither come into being nor pass
away, nevertheless, everything which can come into being and pass away and
everything which does come into being and pass away is said to be formed in
accord with these ideas. (Augustine 1982, 79–80)
[I]n dreams, fantasies, and other exceptional states of mind the most far-fetched
mythological motifs and symbols can appear autochthonously at any time,
often, apparently, as the result of particular influences, traditions, and excita-
tions working on the individual, but more often without any sign of them. These
“primordial images,” or “archetypes,” as I have called them, belong to the basic
stock of the unconscious psyche and cannot be explained as personal acquisi-
tions. (CW 8, §229)
I have often been asked where the archetypes or primordial images come
from. It seems to me that their origin can only be explained by assuming them
to be deposits of the constantly repeated experiences of humanity. . . . Not only
are the archetypes, apparently, impressions of ever-repeated typical experiences,
but, at the same time, they behave empirically like agents that tend towards the
repetition of these same experiences. (CW 7, §109)
A Note on Archetypology 175
In the study based on his 1919 Belford College paper, “Instinct and the
Unconscious” (CW 8 §§263–282), Jung uses the term “archetype” for the
first time, claiming that “[j]ust as his instincts compel man to a specifically
human mode of existence, so the archetypes force his ways of perception and
apprehension into specifically human patterns” (CW 8, §270). Before being
redefined as archetypes, the mythologemes and symbols of psychic life had
been called “primordial images” [Urbilder] or “archaic images” [urtümliche
Bilder]—a term belonging to Nietzsche’s professor, Jakob Burckhardt—or
“dominants of the collective unconscious” [Dominanten des kollektiven
Unbewußten].
One can clearly see that Jungian archetypes have
Probably one of the defining aspects of the archetype is its ability to pre-
form, to “stamp,” to create form and configuration: archetypes’ “natural
images engraved on the human mind, helping it to form its judgments,”
argues the founder of analytical psychology (CW 8, §275), this idea being
encountered in the history of philosophy in Nicolas Malebranche, Francis
Bacon, or the scholastic metaphysics. Of course, the Platonic ideas,1 the
Kantian categories, and ideas2) and the Schopenhauerian prototypes and
ideas3 anticipate the Jungian concept. We could say, together with James
Hillman, the creator of archetypal psychology, that the archetype is “the most
ontologically fundamental of Jung’s concepts” (Hillman 1975, 142).
Taking into account the fact that there are at least three meanings of the
term “archetype” (metaphysical, psychological, and cultural), archetipology
must focus on the cultural dimension of the term.4 Moreover, we have nar-
rowed our research theme to the romantic and post-romantic prose of the
19th century, which prefigures the psychological treatment of the Jungian
archetype of the shadow. In the 20th century, there are also literary works that
become eloquent when applying the hermeneutics of Jungian archetypology
(Meyrink’s Golem, Hesse’s Steppenwolf, Doctor Faustus by Thomas Mann,
etc.), but they could be the subject of secondary research. But it is especially
romanticism and post-romanticism that fit with the issue of the dual and
176 Appendix 5
demonic shadow: ego versus. non-ego, the discovery of inner darkness, of the
“shadow brother,” and so on.
If we were to extend our research onto postmodern prose in the future,
we would find more useful a concept similar to the anarchetype, defined by
Corin Braga as “a broken archetype, an archetype with which the center of
meaning, the logos of the work, has been pulverized” (Braga 2006, 250) or
as “a concept that is anarchic to the idea of model or center” (Ibid., 277). The
archetype is a concept that suits the modern subject, who, although dissoci-
ated (in Baudelaire’s, Rimbaud’s or Nietzsche’s versions), hasn’t renounced
to the idea of seeking unity and totality, while the anarchetype mirrors the
postmodern subjectivity, broken up into multiple identities and multi-focused
(Braga 2007, 16). Whether we are schizoid from a Rimbaudian point of view
or we celebrate with Deleuze “the pulverizing” of the identity “that exploded
in a galactic cloud of meanings” (Braga 2006, 250–251), we are all obliged
to minimize the corrosive effects of dissociation.
NOTES
“I imagine a far finer and more comprehensive task for ΨA than alliance with an ethi-
cal fraternity. I think we must give it time to infiltrate into people from many centres, to
revivify among intellectuals a feeling for symbol and myth, ever so gently to transform
Christ back into the soothsaying god of the vine, which he was, and in this way absorb
those ecstatic instinctual forces of Christianity for the one purpose of making the cult and
the sacred myth what they once were—a drunken feast of joy where man regained the
ethos and holiness of an animal. That was the beauty and purpose of classical religion,
which from God knows what temporary biological needs has turned into a Misery Insti-
tute. Yet what infinite rapture and wantonness lie dormant in our religion, waiting to be
led back to their true destination!”
Appendix 6
The Shadow in Music
Taking into account that music has an obvious imaginative dimension (Nagari
2016, 29–33) and that death1 (Trevi and Innamorati 2008, 162; Vogel 2015,
55) and madness are two of the concepts belonging to the shadow, I will focus
my research on the shadow in music2 on the two aforementioned themes.
1. The theme of death as an aspect of the shadow in music has two different
subthemes:
(a) The subtheme of agony, understood as oscillation between life and
death, both as “death of death” (Feuerbach) or as continuous death, as
“deathless death” (Kierkegaard and Cioran). From this perspective,
death is seen, against Epicurus’s famous argument, as immanent to
life. The allegretto from Beethoven’s Symphony No. 7 in A major
Op. 92 renders the unrest of the one who hesitates between life and
death. The ostinato from the beginning of the second movement of
Beethoven’s symphony (the theme is first played by cellos and violas,
then the violins take over the first melody, while the cellos and the
violas play the second melody) seem to configure the ambiguous and
heterogenous trait of agony, oscillating between despair and resigna-
tion, between the will to life and destrudo. The dialogue between
the violins, cellos, and violas leads us into a territory transcending
both being and non-being, into a metaphysical no man’s land, where
life is desirable, death seems acceptable, but the space within them
is infernal. The moment of extreme anxiety when the goddess Maat
prepares her feather to weigh the unworthy soul is revealed to us. The
first melody comes back in a fugato at the end of the movement after
Beethoven develops a more serene theme with the woodwinds (with
the clarinet in the foreground). The repetition of the agonic theme
179
180 Appendix 6
along with the bagatelle Für Elise and the opening theme of the Fifth
symphony, is usually seen as unrequited love poem. In the first part of
the sonata, the anger and the violence are repressed, and Beethoven
creates the portrait of the feeling type. However, the presto agitato,
the third movement, destroys the credibility of the notions of “love,”
“soul,” “delicacy.” Beethoven’s daimonic character is revealed in the
presto: we witness the extraversion of a sentimental human being,
who could say, like Nietzsche, Flamme bin ich sicherlich [“Flame
I am assuredly”] (P 250). The depression is transformed into mania
with a fury which would burn down the planet if Beethoven’s soul
were anima mundi, if the cosmic order resonated with the individual
tragedy. Coming back to the adagio, I must note that before being
a love poem, it is also a hymn of isolation. From my perspective, it
reveals the ontic incapacity of the union of souls, the preeminence
of separation. The excruciating desire mirrors the distancing from
the order of mankind. The unrequited love justifies the tragic fury
from the presto; moreover, while the libido diminishes, the shadow
of death descends upon the sonata. The adagio presents the ordeal
of subjects who wakes up alone in a slumbering dead world, a deaf
world without fellow creatures.
(b) The schizoid or dissociative phase reminds of the shadow and the
double. The original version of Robert Schumann’s Kreisleriana
op. 16 (1838) was conceived in only four days. The first movement,
Äußerst bewegt in D minor, feels like a continuation of Beethoven’s
presto from the Sonata No. 14. Schumann imagines a subject who
lives in an unimaginable tension in the poles of human life, men-
tioned by Shestov (1982, 280). Not also in the equator, because
there is something icy in this unrest: we are listening to the music of
inner disintegration and the leap to madness. Reminding of Chopin,
a slower movement cuts off this Äußerst bewegt, but the dreaming
here has a delusive, almost hysteric, effect, and cannot break free
from the dissociative chains. It seems that Schumann’s fantasy starts
where Marlowe’s Faust ends, at the open gates of hell. Furthermore,
Kreisleriana suggests the image of a suicidal who jumps into the
abyss, not with resignation, but with frenzy. The seventh movement
of the composition, Sehr rasch, transports us into a schizoid bolgia.
If Chopin’s funeral march had an inhuman touch, suggesting the
transformation of the individual into a thing and the sinister merger
with the coffin, Schumann’s work seems to exemplify the experience
of death in a concentration camp through the machinal and repeti-
tive efficiency of the execution. Seven of the eight phantasies for
piano are very short, five are fast, three slow, presenting a conflicting
182 Appendix 6
picture. In fact, the whole composition has a dual character (two bro-
ken mirrors are facing each other), and we almost feel “the wind of
the wing of madness” (Baudelaire 2006a, 106).
(c) The autistic phase, of total isolation. If the arrietta from Beethoven’s
Sonata No. 32 can be seen as a sort of end of music (just like the
finale from Chopin’s Sonata No. 2), it still can be interpreted as the
labor of an individual who is programmed to exercise his natural
dispositions, albeit despite himself. The Große Fuge op. 133 (1825)
is the end of the end and the beginning of musical deprogramming.
No more alterity, no more intersubjectivity, total autism: it is almost
as if we were watching the depth of hell from a submarine or if we
visited the basement of mental hospital where incurable patients are
isolated. In this sense, Beethoven’s fugue contradicts the Freudian
thesis from Westworld: “The human intellect was like peacock feath-
ers. It's an extravagant display intended to attract a mate. All of art,
literature, a bit of Mozart, William Shakespeare, Michelangelo, and
the Empire State building . . . just an elaborate mating ritual” (Joy
and Nolan 2016). According to Wittgenstein (1986, 225) “if a lion
could talk, we could not understand him.” This sort of meta-human
language is presented to us in the Große Fuge: how does a deaf man
feel, after he has become estranged from the humanism of the Ninth
Symphony, from the barbaric religiosity of the Missa solemnis and
from the explosive exuberance of the last sonatas? It is a sort of deaf-
ness that does not refer to hearing but to the sense of mankind. As if
Beethoven set foot on a foreign planet and watched the explosion of
Earth from great distance. Große Fuge symbolizes absolute incom-
municability, a trait that the absurd theater only manages to parody
it. If music assured unmediated access to the sentimental earthquake
of the composer, Große Fuge can be considered a foray into the mind
of a member of another species.
NOTES
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202 Index
29–31, 74, 79, 176; not-I, 1, 3–4, 6, Fichte, Johann Gottlieb, 3, 29, 38n2, 45,
44, 46, 76–77, 80; pre-individual, 48, 104, 114, 120n8, 159. See also
109, 111; pseudo-ego, 12. See also identity; Schelling
persona; self, 2, 5–9, 12–15, 17, 20, fin de siècle, 3, 91
24n12, 27, 29, 34, 36–37, 38n12, fire, 49–51, 52n16, 54, 61n2, 94, 98n4,
42–44, 46–48, 52n9, 52n15, 56–58, 115, 131, 180
73–74, 78, 80, 93, 106, 110, 114, Fitzgerald, F. Scott, 61n1, 120n4
124–26, 128, 134, 139, 150–51, Flaubert, Gustave, 50, 162
165, 167–68; subject, 2–3, 8, 14, Foscolo, Ugo, 54, 62n5, 159
21, 25n24, 27–30, 35, 48, 53–55, Foucault, Michel, 2, 6n1, 135, 150–51
58–60, 62n12, 68, 74, 80, 82, 84, Frankenstein, Victor, 2, 5, 31–32, 53–
95–96, 102, 112, 115, 135–36, 138, 54, 57, 160
143, 145, 150–51, 153–54, 156, 166, freedom, 5, 45, 52n10, 59–60, 68, 71,
168–69, 176, 180–81; superego, 32, 80, 90, 119, 135, 153, 160
34, 36, 42, 45–46, 65, 67–69, 72n3, Freud, Anna, 7
90, 92–93, 97, 104, 111, 145, 150 Freud, Sigmund: on anxiety, 107n1;
Eichmann, Adolf, 12, 70 compared to Cioran, 140n17;
Eliade, Mircea, 120n4 compared to Jung, 5, 126, 146,
Ellis, Havelock, 90 176n4; on death instinct, 18–19,
Eminescu, Mihai, 8, 20, 58, 62n7, 39n9, 156; on id, 5, 18, 42, 150; on
63n14, 74, 80, 85n7, 132, 149, megalomania, 52n8; on melancholy,
154–56, 163 180; on narcissism, 30; on neurosis,
Epictetus, 12 33; on paranoia, 2, 21, 73, 86n12; as
Epicurus, 120, 179 sensation type, 86n10; on sexuality
Eros, 18, 41, 45, 49, 51, 167; libido, 4, 16, as numinosum, 43, 52n5; on
22, 41–42, 45, 46, 49, 51, 56, 92, 118, superego, 97, 150
139n9, 181; sexuality, 3, 42–46, Frey-Rohn, Liliane, 20, 24n14, 38n8,
49–50, 52n5, 144; Venus, 42, 44 43, 85n5, 123, 126, 136, 140n12,
estrangement, 4, 20, 29, 47, 55, 59, 94. 141n33
See also alienation Fuseli, Henry, 33, 102–3
Euphemia, 45–46, 52n15
event [Ereignis], 152 Gautier, Théophile, 54, 60, 62n5, 112,
evil, 3–14, 18, 20–21, 32–33, 63n15, 71, 116, 120n3, 161
86n11, 92–94, 96–97, 98n2, 98n5, gaze, 17, 20, 42, 47, 94, 104, 135–36
99n8, 104, 107n2, 110, 112, 115–19, Gide, André, 121n15
120n3, 121n11, 131, 140n9, 145, God, 6n1, 9, 20, 31–33, 35–38, 38n5,
156, 170, 172 38n8, 39n8, 39n11, 42–44, 49–50,
existentialism, 5, 143, 146 52n9, 54–56, 59–61, 62n4, 62n7,
63n15, 71, 80, 83, 85n5, 90, 97,
Fall, 3, 6, 109–10, 161; Eden complex, 106–7, 108n4, 110, 112, 114, 118,
6, 119; innocence, 28, 30, 109–10, 124–26, 128–29, 133–37, 139n3,
115, 139n3, 155 140nn13–14, 141nn25–26, 141n29,
Faustian, 90, 113 143, 145–46, 151–54, 156, 157n1,
Feuerbach, Ludwig, 133–34, 141n28, 163–64, 167, 173, 177n4; complex
151, 161, 179 (“I am God”), 52n9, 83, 106, 114;
Index 205
creator, 62n8, 76, 85n8, 97, 110, Hesse, Hermann, 3, 25n25, 29, 37,
120n2, 127, 152–54, 173; dark side 38n4, 50, 145–46, 175
of, 20, 34. See also Abraxas; devil; Hillman, James, 175
image of, 43, 97, 173; inner, 9, 36, Hitler, Adolf, 70
38n8, 39n8, 43; Jesus Christ, 37–38, Hoffmann, E. T. A., 1, 41–42, 44–45,
39n8, 41, 52n14, 60, 98, 133, 135, 48–51
153, 161, 177n4; of Shadow 146. Hölderlin, Friedrich, 23n2, 34, 159
See also Abraxas; within, 8, 146. Huskinson, Lucy, 126, 130, 139n1,
See also death; devil; misotheism; 141n20, 176n2
nihilism Husserl, Edmund, 1
Goethe, Johann Wolfgang, 2, 8, 18, 35, Huysmans, Joris-Karl, 50, 116, 120n5,
52n16, 55–56, 62n7, 78, 124, 159, 163
161 Hypatia, 98
Gogol, Nikolai Vasilievich, 43, 74, 84, Hyperion complex, 77
84n3, 104, 106, 161
Golyadkin, Yakov Petrovich, 29, 31, 33, Iago, 48, 58, 71, 74, 76
66, 75–84, 145, 180 Ibsen, Henrik, 9, 162
Goya, Francisco de, 152, 159 id, 4–5, 8, 13, 18, 24nn15–16, 29, 31,
Gray, Dorian, 1–3, 6, 28, 30–31, 33, 44–46, 48, 50, 65, 67–70, 72n3, 89–
35, 47, 86, 90, 93, 96, 109, 111–13, 90, 92, 97, 102–4, 143, 145–46, 150
115–19, 145, 149–50, 164 identity, 4, 12, 20, 28–31, 35–36,
44–45, 58, 66–67, 72n9, 73, 75,
Hannibal, 61, 121n13, 146 80–81, 84, 90, 92–93, 95, 97, 104,
Hartmann, Eduard von, 5, 95, 99n10, 107, 115–16, 119, 120n8, 136, 138,
146, 154, 162 165, 171, 176; crisis of, 21, 28–29,
hatred, 28, 39n8, 56–57, 59–60, 62n11, 78, 147; destruction of the principle
63n15, 94, 128, 151–53 of, 1, 48, 81, 90, 94–96, 144; divine,
Hauff, Wilhelm, 146 4–5, 35, 143; post-identity, 1;
hedonism, 111–13, 117, 144 un-identification, 4, 31, 57, 58, 144
Hegel, Georg Wilhelm Friedrich, 68, 95, ignorance [avidyā], 30
102, 110–11, 115, 119, 135, 151, 159 indifference [adiaphoría], 78, 133
Heidegger, Marin, 2, 5, 10, 12–14, 28, inferiority, 17–18, 21–22, 53, 57, 67,
53, 55, 58, 67, 86n10, 101, 114, 90, 93, 97–98, 118, 126
139n7, 144, 146 inflation, 7, 9, 20, 43, 46, 53, 93, 114,
Heissenbüttel, Helmut, 87n13 130
Helios, 37. See also Abraxas insanity, 16, 55, 67, 84, 104. See also
hell, 13, 15, 16, 31, 33, 73–74, 76, 78, madness; psychosis
91, 94, 98, 99n8, 102, 106, 111, 115, Irenaeus, 173
118, 133, 159, 163, 166, 181–82; isolation, 2, 5, 25n24, 31–32, 53, 55,
damnation, 31, 79, 97, 115, 132, 161; 62n8, 73, 77, 84, 106, 115, 181–82
harrowing of, 33, 73, 102; inferno, 9,
31, 68, 71, 76–77, 79, 91, 106, 115, Jack the Ripper, 90, 98n1, 163
118, 164 Jacobi, Friedrich Heinrich, 51n1, 159
Heraclitus, 49, 125, 139n5 Jacobi, Jolande, 9–10, 14–15, 76, 165,
Hermes Trismegistus, 173 174
206 Index
Pater, Walter, 3, 120n10, 163 psychosis, 4, 12, 20, 23n4, 29, 31,
paternalism, 33, 97 34, 39n8, 55–56, 76–77, 83–84,
Pauli, Wolfgang, 80 104, 106, 126. See also insanity;
Pechorin, Grigory Alexandrovich, 54 madness; mania; neurosis; paranoia;
persona, 5–6, 9–18, 23n7, 28, 35–36, schizophrenia
42, 45, 47, 57, 69, 75–78, 80,
92–93, 97, 117, 144, 146, 150; Rank, Otto, 34, 59
bad faith [mauvaise foi] 12, 17, repression, 7, 17, 19, 21–22, 24n14,
21, 93, 128, 144. See also the they 24n17, 32, 42, 78, 86, 111, 126
[das Man]; depersonalization, 14, resistance, 17, 24n17, 78, 126, 169
20; identification with, 12, 14; Rilke, Rainer Maria, 36, 80
inauthenticity, 74, 92, 144; mask, Rimbaud, Arthur, 2, 35, 48, 66, 94, 103,
9–16, 23n7, 24n12, 76–77, 165, 172; 119, 121n12, 121n19, 126, 144, 150,
personology, 77; professional, 11, 163, 176
14, 92 Rollinat, Maurice, 154
pessimism, 5, 145. See also nihilism romanticism, 1–3, 153, 155, 159, 175;
Pessoa, Fernando, 147 post-romanticism, 1–3, 153, 175
Philo of Alexandria, 173 Rousseau, Jean-Jacques, 132
philosophy of literature, 2–3
Phoenix, 78 Sade, Marquis de, 53
Pinter, Harold, 82 Saint Anthony, 43, 47
pity, 97, 132–35, 152 Saint Medardus, 43
Pizzolatto, Nic, 58, 157 Saint Rosalia, 44–45, 51
Plath, Sylvia, 23n2 Saramago, José, 3, 145
Plato, 36, 146, 176n1; anti-Platonism, Sartre, Jean-Paul, 5, 11, 76, 79–80, 110,
56; Platonism, 33, 126–27, 131–34, 128, 135–36
149, 153, 175 Saturn, 130, 152
Pliny the Younger, 173 Sauron, 104, 117
Plotinus, 29 Schelling, Friedrich Wilhelm Joseph,
Poe, Edgar Allan, 1, 28, 32, 53–54, 29, 38n2, 45, 104, 114, 120n8, 146,
65, 67–69, 72n7, 154–55, 159–60. See also identity
161 schizoid, 71, 137, 176, 181
portrait, 18, 43, 97, 109, 118–19, schizophrenia, 8, 57–58, 96, 99n9, 126.
121n17, 163, 181 See also madness; psychosis
projection, 5, 7, 21, 25n24, 30, 32, 44, Schopenhauer, Arthur, 5, 6n1, 11, 14–
57, 59, 67, 77–78, 83, 141n20, 144, 15, 18–19, 24nn16–17, 49, 51, 58,
168, 169, 170. See also paranoia; end 60, 86n10, 95, 99n10, 107n2, 125–
of the world, 62n10; target of, 13, 26, 129–34, 136–38, 144–46, 154,
165. See also persona; withdrawal of, 156–57, 160, 162, 175, 176nn2–3
22, 98, 172. See also shadow Schreber, Daniel Paul, 2, 33, 56
Protagoras, 116 Schumann, Robert, 146, 161, 181
Proust, Marcel, 1 Seidel, Alfred, 58
Pseudo-Dionysius the Areopagite, 173, self-overcoming [Selbst-Überwindung],
175 16, 128, 140n17
psychoanalysis, 4–5, 19, 45, 48, 126 Seneca, Lucius Annaeus, 18–19, 67
Index 209
211