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Validity and reliability of a empathy and identification with characters scale

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Psicothema, 1998. Vol. 10, no. 2, pp. 423-436


ISSN 0214 - 9915 CODES PSOTEG
Copyright © 1998 Psicothema

VALIDITY AND RELIABILITY OF A


EMPATHY AND IDENTIFICATION SCALE
WITH THE CHARACTERS
Juan Jose Igartua Perosanz and Darius Paez Rovira*
University of Salamanca, * University of the Basque Country

This article presents the results of an experimental investigation, designed to validate


and provide reliability to a self-applied scale of identification with
the characters of fictional audiovisual stories (EDI scale). The scale in question
(made up of 17 items) obtains adequate internal consistency, structural validity,
discriminant and concurrent. Affective empathy emerged as a central dimension
of this construct. On the other hand, the experimental manipulation of exposure to film
segments (positive and negative valence) induced an identification response
with the characters according to the type of instruction given to the subjects (identification or
distancing). Finally, the emotional experience experienced by the vision of the
film segments was significantly associated with the degree of identification
with the characters.

Validity and reliability of a empathy and identification with characters scale. This
paper discuss the results of an experimental research about the validity and reliability of
a self-report scale that measures the empathy and identification with characters of au-
diovisual fictional stories (EDI scale). This scale, that was composed of 17 items, had a
satisfactory internal consistency, structural, discriminat and concurrent validity. Affecti-ve
empathy was a very important dimension to define this construct. Moreover, the ex-
perimental manipulation of the exposition to filmic segments (with positive and negati-ve
valence) induced a different level of identification with characters depending on the
type of instruction given to the subjetcs (identification versus distant observation). Fi-nally,
the emotional experience provoked by the exposition to the filmic segments was
significantly associated with the degree of identification with the characters.

The concept of identification with characters (such as television series or feature films).
is mentioned very frequently This concept was originally proposed within
when addressing the study of the impact psychoanalysis to understand how the
produced by audiovisual communications, reception of the
particularly of a dramatic type (co- work of art in general and literature in parti-
cular (Freud, 1974, 1985; Paradise, 1994).
Likewise, the importance of taking the
Correspondence: Juan José Igartua Perosanz perspective of the characters of the narrative
Faculty of Social Sciences
plots (of an audiovisual type in particular)
University of Salamanca
37007 Salamanca (Spain)
in the induction of aesthetic pleasure and
Email: jigartua@gugu.usal.es emotions associated with the reception of these

423
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VALIDITY AND RELIABILITY OF A SCALE OF EMPATHY AND IDENTIFICATION WITH CHARACTERS

is currently shared by an entire • The fact of “becoming a protagonist”


line of research (Hoffner and Cantor, (become character). It refers to the sensation
1991; Tan, 1996). of feeling as if oneself were
one of the protagonists during the vision of
Construct dimensions the series or feature film.
identification with the characters
Identification with the characters
Identification with the characters has been It also relates, in a positive way, with the
defined as a multidimensional concept that degree of “personal” attraction felt toward
refers to a series of psychological processes characters from series or movies
(Davis, 1983; Davis, Hull, Young and (Hoffner and Cantor, 1991). This attraction,
Warren, 1987; Eron and Huesmann, 1986; towards the characters of audiovisual dramatic
Hoffner and Cantor, 1991; Huesmann, Lagers- stories (television series or movies), is specified
petz and Eron, 1984; Jose and Brewer, 1984; in the following aspects or dimensions:
Tannenbaum y Gaer, 1965; Turner y Berko-
witz, 1972; Wilson y Cantor, 1985; Zill-mann y
Cantor, 1977): • The “positive evaluation” (liking) of
the protagonists as a whole. Consists
• “Cognitive” empathy. It refers to the fact of in evaluating to what extent the protagonists
understanding, comprehending or putting oneself into They are appreciated and if they are attractive. By
the place of the protagonists, which is related subjects generally evaluate positively
to the ability to take the perspective or adopt to characters who present personal attributes
the point of view of the other that are perceived favorably.
(perspective-taking). This will make it possible to Furthermore, characters that are similar to the
perceive and follow the development of the story or the subject themselves are better evaluated. In
“plot” of the series or movie from the character's this way, a basic condition for
point of view. produces the identification is that the subject
• “Emotional” empathy. It alludes to the positively evaluate the character of the
ability to feel what the protagonists series or movie in question.
feel, become emotionally involved • The “perception of similarity” with
vicarious or feeling concerned about their characters. It involves evaluating what
problems (empathic concern). It will enable measure the subject considers that it resembles
the subject is capable of experiencing the characters. This perception will be seen
same feelings that the characters experience facilitated if characters and audience share
("feeling with the characters"). Also characteristics such as sex,
will allow the subject to feel worried age, social class or proximity or
by the destiny or situation of said characters cultural closeness. Personality traits or
("feeling for the characters"), which is attributes will also be important; For example,
associated with feeling emotions such as a shy person, in
compassion, tension or suspense. compared to another who is not, you may feel
• Ability to “fantasize” or imagine. It consists more affinity with a
of the subject being capable character who behaves shyly.
of anticipating the situations to which the It has been pointed out that identification is
protagonists of the stories of greater when the degree of similarity or
fiction or infer what the consequences of their resemblance between the characters and the subject
actions will be. it is too.

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JOHN JOSEPH IGARTUA PEROSANZ AND DARIUS PAEZ ROVIRA

• The fact of “desire to be like characters . ” that you are the protagonist, try to put yourself
Normally, the instead"); b) distanced observation
("Try to think that you are a judge or referee
attractive characters, with prestige, who lead of the combat who carefully observes the
a rewarding and successful life. In this case, behavior of the protagonist"); and, c) group
the attraction to this type of characters would control, without instructions in this regard. HE
not be explained by the perception of found that, after watching the film,
similarity (since these cannot be considered the subjects who had been given instructions
similar to the average subject), but because to identify with the character
they are admired and reflect what is (violent), compared to subjects
would like to be or achieve (economic success Of the other two groups, they behaved more
or in love, comfortable life, etc.). There is a aggressively (the dependent variable was
positive relationship between the desire to be the number of electric shocks
like the characters and identification with "gave" a subject in a subsequent, simulated
the same while watching the series or task on the effectiveness of punishment in the
entertainment movies. learning).

Identification with the characters Identification with the characters and impact
and aggression affective

One of the first inclusions of the variable It has also been considered that
«identification with the characters» "identification with the characters" constitutes
in research on communication an intervening or mediating variable of the
masses, has been carried out within the area affective impact produced by exposure to
of study on the impact of viewing violent entertainment series or feature films. In this
programs on aggression in children sense, the importance of
(Bandura, Ross y Ross, 1963a, 1963b; Eron identification with the protagonists of
y Huesmann, 1986; Huesmann, Lagerspetz entertainment series and films lies in
and Eron, 1984; Turner and Berkowitz, 1972; that, as this increases, the affective impact of
Zuzul, 1985). Longitudinal studies carried out these programs increases (Hoffner and Cantor,
from this perspective have 1991; Tannenbaum and Gaer, 1965). Davis,
found that the degree of identification Hull, Young and
with the main characters of violent programs, Warren (1987) found that, when
correlates positively with the degree of They gave the subjects instructions to
aggressiveness of children (Huesmann, objectively observe a series of scenes of
Lagerspetz and Eron, 1984). dramatic films ("Who's Afraid of Virginia Wolf"
Results similar to the previous ones and "Brian's Song"), emotional responses of
have obtained by manipulating the identification lower intensity were induced (positive emotional
with the characters experimentally. reactions
Turner and Berkowitz (1972) exposed and compassion). Instead, instruct
university students to a segment of Subjects to empathetically observe the
seven minutes of a movie about boxing narration fundamentally produced a negative
("Champion"), establishing three different emotional reaction.
conditions depending on the type of instructions The objective of the present study was to
received by said subjects: a) estimate the reliability and validity of a scale
identification with the protagonist ("imagine constructed to evaluate identification with

Psychothema, 1998 425


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VALIDITY AND RELIABILITY OF A SCALE OF EMPATHY AND IDENTIFICATION WITH CHARACTERS

the characters, given the importance of this d) Concurrent validity. It consisted of


construct to understand the process of calculating the correlations between the
reception of dramatic narrative stimuli (and the subjects' scores in the construct (in our case,
scarcity of appropriate scales). For this, an identification with the characters) with the
experimental investigation was carried out in scores in other variables.
which the theoretically relevant. In numerous empirical
subject to different movie segments works it has been highlighted that emotional
of entertainment. After the vision of these and mood changes can be caused by different
film fragments, the subjects completed (self- stimuli
administered) the scale artistic or dramatic type (Isen, 1987;
identification with the characters (along with Martin, 1990; Salovey y Rodin, 1985). Por
other scales discussed later). Of On the other hand, as previously mentioned,
In this way, a "retrospective" evaluation of the identification with the characters constitutes
degree of identification of an intervening and explanatory variable of the
the subjects with the characters during affective impact produced by exposure to
exposure to the film segments. dramatic stimuli (Hoffner and Cantor, 1991).
In order to estimate the reliability and validity Finally, Larsen and
of the identification scale with the characters, Laszlo (1990), studying the response to
the following procedures were used: dramatic short stories, they found that
the historical-cultural proximity (Hungarians
in front of Danes reading a short story
a) Structural or dimensional validity. HE Hungarian origin) provoked greater identification
was trying to determine if the and memories that were more emotionally
dimensions, theoretically raised, through charged and had greater imaginative force. By
component factor analysis all this, it was expected to find a relationship
main. consistent between the degree of identification
b) Reliability. To determine the degree with the characters of the film stimuli
relationship between the different items of the and the emotional experience of them
that the instrument was composed, it was calculated (perception of bodily sensations and
Cronbach's alpha coefficient (ÿ). Without felt emotions); and also a relationship
However, given that identification with the positive between identification with the
characters has been defined as a characters and cultural closeness.
multidimensional concept, this coefficient does not
provides an adequate estimate of the Method
internal consistency of the instrument, therefore
which the Theta coefficient was also estimated Subjects
(ÿ) (appropriate for the case of constructs
multidimensional). 64 student subjects were selected
c) Discriminant validity (using a of Psychology, with an average age of
external criterion). It consisted of checking if 22.93 years old and all the subjects were women.
significant differences were observed in res.
the measurement of the construct (identification
with the characters) based on a criterion Design and procedure
external: in this case, the instructions of
exposure to film segments (taken from Davis A 2 x mixed factorial design was used
et al., 1987). (2), the independent variables being:

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JOHN JOSEPH IGARTUA PEROSANZ AND DARIUS PAEZ ROVIRA

exposure instructions to the film segments and answered the corresponding dependent
(identification or distancing) that constituted variables.
a variable
intersubject, and the type of stimuli (pleasant Materials linked to variables
or positive and unpleasant or negative) that independent
constituted an intrasubject variable.
The subjects were randomly assigned to Two film segments were used that
the experimental conditions. Half of them were made from the selection of certain
received instructions to identify with the scenes from different
characters and the entertainment films and commercials.
the other half the observation instructions These excerpts were edited on tape.
distanced On the other hand, all subjects video (VHS).
They contemplated both types of stimuli, The positive segment contained a series
establishing two different orders for the of comic scenes selected from a
presentation of these (positive-negative and same gag movie ("Funny people are
negative-positive). something else"); and its duration was 4
The vision of the film segments is minutes and 58 seconds. Various funny and
performed collectively in the audiovisual extravagant situations appeared in the
room of the Faculty of Psychology. To the that different people (not professional
the subjects arrive at the audiovisual room actors) suffered a series of pranks. This
They sat down and received the segment was intended to induce positive
corresponding questionnaire, which included emotions in the subjects such as joy,
the instructions for exposure to the stimuli. but also negative emotions such as
film and also the dependent variables. The shame, given that there was a certain
subjects were informed that the objective of ridicule of the main characters. The negative
the research was to analyze with segment contained scenes from various
What criteria are used for aesthetic adventure films and/or
evaluations regarding film materials and horror ("Raiders of the Lost Ark", "Indiana
how one reacts to them. Also, they were Jones and the Temple of Doom", "Raiders
told that throughout the questionnaire a of Fire", "Return of the Dead"
series of instructions appeared that they should Living", "The Predator"); its duration
read carefully. Once provided It was 4 minutes and 44 seconds. Images
this general information, the subjects were appeared in it that could be classified as
asked to read the instructions twice unpleasant. For example, in one of these
(exhibition) that appeared in the first sequences the main characters appeared
page of the questionnaire, after which they surrounded by insects and snakes, and
witnessed the first group of film segments. They themselves expressed displeasure for their
After the vision of them situation (“Indiana Jones and the Temple of
completed the various scales used to Doom”). These stimuli were intended to
evaluate the dependent variables induce negative emotions such as disgust,
of the study (among others the scale of fear or anxiety in the subjects.
identification with the characters). Next, The positive or negative character of each
They read the presentation instructions film segment was judged by ten audiovisual
again (the same ones they had read when communication professors (external
beginning of the experience), they watched to the investigation). The experts consulted
the second segment with excerpts from films showed high consistency in the evaluation

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VALIDITY AND RELIABILITY OF A SCALE OF EMPATHY AND IDENTIFICATION WITH CHARACTERS

tion of audiovisual stimuli, so with great attention to everything they do


that his judgment was taken as a valid reference said characters. Carefully observe all the
to determine the positive or negative character nuances or aspects of your
of said film segments. behaviors. Try to observe as much
Instructions for viewing the frequency of certain behaviors
film segments (to adopt a such as the non-verbal reactions of
certain perspective of identification or characters. For example, look at your
distanced observation with respect to gestures, changes in body posture,
the characters), were taken from the study of their looks, etc. In short, observe
Davis et al. (1987). As in the research of these conduct these characters as carefully as
authors, they were used you can but do not try to
two types of instructions. These appeared to identify or empathize with them.
written in the questionnaire and had a After viewing the sequences of
similar length: 121 words the identification video we will ask you a series of
instructions with the characters questions about them.
and 118 those of distanced observation.
The text of the “identification” instructions Dependent variables
was as follows:
The dependent variables considered
«In a few moments, you will see in this investigation were the following:
some video sequences in which a
series of characters find themselves in 1.– Identification with the characters. HE
different situations. We ask that, while evaluated using the EDI scale, made up of
watching these sequences, you try to 17 items whose response format was
imagine how the characters feel in the scenes. five points (where 1 means "nothing" and 5
situations they face. Think it means a lot"). In this way, the greater
that you are one of the characters, that you are score on the scale as a whole greater
you who faces those situations and identification with the characters. In it
feel the same emotions as them. Try to The EDI scale is included in its entirety.
focus on your own experience 2.– Closeness or cultural proximity
or experience of the characters, try to (Larsen and Laszlo, 1990). It was evaluated
visualize how they feel when facing the using 2 items whose response format was a
situations. In short, try five-point Likert-type scale (where 1
to identify with their feelings and reactions. was “strongly disagree” and 5 was “strongly agree.”
After viewing the video sequences we will agreement"). The subjects were asked if,
ask you a question the scenes from the movie segments that
series of questions about them. they had just seen, "they dealt with situations
very similar or similar to the ones you can
The text of the “distancing” instructions find in your daily life" and if "they reflect
was as follows: culturally surrounding ways or lifestyles». Both
items will be added to
«In a few moments, you will see form an indicator of cultural closeness
some video sequences in which a regarding the film segments.
series of characters find themselves in 3.– Aesthetic evaluation. The subjects had
different situations. We ask that you, to evaluate each film segment using a
While watching these sequences, observe semantic differential composed of

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JOHN JOSEPH IGARTUA PEROSANZ AND DARIUS PAEZ ROVIRA

12 bipolar scales (five points) defined at their Results


ends by antonym adjectives such as
"unpleasant-pleasant", "bad-bad-good", "long- Checking the effectiveness of the manipulation
short", etc. experimental (positive-negative character of
4.– Self-perceived bodily sensations. The the film segments)
subjects had to answer in what
measure they had felt, during the vision of To verify that the experimental manipulation
the film segments, 14 specific bodily sensations (the "positive" and "negative" character of the
("lump in the throat", film stimuli) had been
"muscle relaxation", etc.). The format of effective, the evaluation carried out was analyzed
response was a six point scale by the subjects on each segment, as well as
(where 0 meant "not having felt the the affective induction (self-perceived bodily
sensation" and 5 meant "feel that sensation sensations and felt emotions) produced by
very intensely"). The PILL inventory was taken them. For this, various analyzes of variance
as a reference for the selection of body of repeated measures (MANOVA) were carried
sensations. out, since all the
(Pennebaker Inventory of Limbic Languid- subjects watched the two film segments, also
ness; Echevarría and Paez, 1989). introducing as a factor
5.– Felt emotions. They were evaluated I intersubject the order of presentation of said
using a modified version (abbreviated and stimuli.
already used in previous research) of Izard's No significant differences were observed
Differential Emotions Scale (Igartua, Álvarez, depending on the order of presentation of
Adrián and Paez, film stimuli nor in the evaluation
1994; Kotsch, Gerbing y Schwartz, 1982). aesthetics, nor in the induction of sensations
The subjects had to indicate to what extent bodily, nor in the induction of emotions
They had felt each of the 11 emotions that felt; They were not significant either.
were presented ("joy", "distress", etc.). The order by type interaction effects
response format to evaluate affective intensity segment (all minor univariate F
was six points. than 1.20, with 1 and 62 degrees of freedom and
(where 0 meant "not having felt the p>.10).
emotion" and 5 meant "feeling that emotion Subjects evaluated differently
very intensely"). both film segments. The positive segment
compared to the negative was
The order of presentation of the variables evaluated as more “relaxed” (F(1.62)=
dependents included in the questionnaire 322.27, p <.001), "pleasant" (F(1,62)=
was always the same for all subjects: 307.32, p <.001), “fun” (F(1,62)=
identification with the characters, closeness 136.86, p <.001), "good" (F(1,62)= 76.91,
cultural, aesthetic evaluation, sensations p <.001), «realistic» (F (1,62)= 66.57, p
self-perceived bodily functions and felt <.001), «simple» (F(1,62)= 54.44, p <.001),
emotions. Furthermore, two (identical) groups “sorted” (F(1,62)= 50.89, p < .001),
of dependent variables appeared in each «understandable» (F(1,62)= 34.70, p <.001),
questionnaire: one to be answered later «good» (F(1,62)= 26.25, p <.001), «fast»
of the positive film segment and another for (F (1,62)= 24.74, p<.001) and "short"
after seeing the negative segment (given (F(1,62)= 14.66, p<.001). were not observed
that all subjects were exposed to significant differences in the degree of “clarity-
both audiovisual segments). confusion” perceived in each of

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VALIDITY AND RELIABILITY OF A SCALE OF EMPATHY AND IDENTIFICATION WITH CHARACTERS

the film segments (F(1,62)= 1.50, p= (F(1,62)= 22.57, p<.001), «ira» (F(1,62)=
.225). 7.01, p<.01) and “sadness” (F(1,62)= 5.70,
Regarding the induction of sensations p<.05). No significant differences were observed
self-perceived body values, the first data to in the emotional experience of both
What stands out was the low average score in stimuli in the induction of "surprise"
each of the sensations considered. He (F(1,62)= 0.02, p=.886), neither of “blame”
highest mean value achieved was 2.95 (in (F(1,62)= 0.14, p=.708).
a scale of 0 to 5) and the vast majority of
averages were at values less than 1 Factor structure and reliability of the scale
(the overall mean was 0.57). On the other hand, the WAS
differential induction of bodily sensations was
consistent with what could be expected given the To check the structural validity of
content of each of the the identification scale with the characters,
film segments. In this way, the negative segment separate factorial analyzes were carried out
induced, to a greater extent of principal components (orthogonal rotation) on
than the positive, an “increase in breathing rate” each of the scales completed after viewing the
(F(1,62)= 36.07, p<.001), “sensations in the film segment
stomach” (F(1,62)= 43.73, positive and the negative segment (for reasons
p<.001), “chest tightness” (F(1.62)= of space, only a summary is presented
26.94, p<.001), “lump in the throat” of said analyses; items are described
(F(1,62)= 25.76, p<.001), “feeling paralyzed” that defined each factor, with the loadings of
(F(1,62)= 23.13, p<.001), “hands sweating” each item in the factor appearing in parentheses.
(F(1,62). )= 20.93, p<.001), “sensation of correspondent).
coldness” (F(1,62)= 13.48, p<.001), Regarding the factor analysis carried out
“nausea” (F(1,62)= 8.91, p<.01), “heat sensation” on the scale of identification with the characters
(F(1,62)= 6.77, p<.05), “illness of positive film segments,
taste in the mouth» (F(1,62)= 5.12, p<.05) and Four factors were obtained that explained 65.6%
«tics corporales» (F(1,62)= 4.25, p<.05). of the variance. It was observed a
On the other hand, the positive segment induced first factor that explained most
greater “muscle relaxation” (F(1.62)= of the variance (42.4%) and that was defined
53.43, p<.001) and “blush” (F(1,62)= 4.13.001). by the following items: "I have felt like I am part
p<.05). No significant differences were observed of history" (.82), "I have
in the induction of “dizziness” before I had the impression of really living
both segments (F(1,62)= 1.70, p= .197). same the story of the protagonists»
Likewise, the positive segment induced, (.79), "I have felt as if I were one
to a greater extent than the negative, a greater of the protagonists" (.79), "I thought that
intensity of the emotions "interest or I would like to look or act like them
curiosity” (F(1,62)= 38.48, p<.001), “cheerfulness” protagonists" (.78), "I have identified
(F(1,62)= 363.70, p<.001) and “embarrassment with the protagonists" (.78), "I thought that
or embarrassment” (F(1). ,62) = 26.79, p < .001). I looked or was very similar to the protagonists"
On the other hand, the film segment with more (.68), "I myself have experienced the emotional
unpleasant content primarily induced negative reactions of the protagonists" (.66) and "I have
emotions such as “disgust or disgust” (F(1,62)= felt involved
335.33, p<.001), affectively with the feelings of the
"anxiety" (F(1,62)= 91.40, p<.001), "mie-do" protagonists” (.66). These items referred to
(F(1,62)= 71.98, p<.001), "despise" the dimensions that have theoretically been

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JOHN JOSEPH IGARTUA PEROSANZ AND DARIUS PAEZ ROVIRA

defined as "becoming the protagonist", factor that explained most of the variance (48.3%),
"affective empathy", "wanting to be like others" and that was defined by the
protagonists” and “perception of similarity”. following items: «I have felt like I am part of the
story» (.88), «I have had the impression of really
The second factor explained a much smaller living the story of the protagonists myself» (.88),
percentage of variance than the previous one.
(8.8%); would account for the dimension "cognitive "I have felt as if I were one of the
empathy" and was defined by the items: protagonists" (.82), "I have felt worried about what
«I have understood the way to act, think was happening to the protagonists" (.79), "I have
or feelings of the protagonists" (.77), "I have tried identified with the
to imagine the feelings, thoughts and reactions of protagonists" (.78), "I myself have experienced
the protagonists" the emotional reactions of the
(.75), «I have understood the feelings or protagonists" (.76), "I have felt emotionally involved
emotions of the protagonists" (.72), "I with the feelings of
imagined how I would act if I found myself in the the protagonists" (.54) and "[I have not] tried
place of the protagonists” (.62) Carefully observe each of the
and "I have tried to see things from the point of view actions or behaviors of the protagonists
from the protagonists' point of view" (.60). (-.40).
The third factor (8.3% of the variance) referred The second factor explained 8.5% of the
to the dimension of "positive evaluation" variance and represented the dimension of
of the characters ("I liked the way "cognitive empathy", as it was defined by
of being or acting of the protagonists", factorial the items: «I have tried to imagine the feelings,
weight .71) no longer feeling worried thoughts and reactions of the
due to their situation ("I felt worried about what protagonists" (.81), "I have tried to see the
was happening to the protagonists", factorial things from the point of view of the protagonists"
weight -.82). Lastly, the (.77), "I have imagined how I would act if I found
The fourth factor (6.2% of the variance) referred myself in the place of the
to a dimension of distanced observation ("I have protagonists" (.76), "I have understood the
tried to carefully observe each of the actions or way of acting, thinking or feeling of the
behaviors protagonists" (.58) and "I have understood the
of the protagonists”, factorial weight .82) and feelings or emotions of the protagonists"
the ability to "fantasize" or imagine ("I have been (.58).
able to anticipate what The third factor (7.4% of the variance) refers
was going to happen to the protagonists”, factorial to the degree of "personal attraction that is
weight .52). The internal consistency of the EDI feel towards the characters", since it was defined
scale for positive film segments can be considered by the items: "I liked the way
high. Cronbach's alpha coefficient was .89 and of being or acting of the protagonists»
the Theta coefficient was .91. (.82), "I thought I would like to look like
or act like the protagonists" (.56) and
The factor analysis carried out on the EDI "I thought that I looked or was very similar to the
scale for the negative film segments also extracted protagonists" (.48). Fourth
four factors and these explained 70.2% of the factor (5.9% of the variance) was defined
variance. In for a single item that referred to the capacity
In general terms, the factor structure obtained with of "fantasizing" or imagination ("I have been
the EDI scale was reproduced for able to anticipate what was going to happen to them
the positive segments. There was a first the protagonists”, factorial weight .88). The

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VALIDITY AND RELIABILITY OF A SCALE OF EMPATHY AND IDENTIFICATION WITH CHARACTERS

internal consistency of the EDI scale for with distance-da observation instructions
negative film segments was again high. The (mean= 48.00) (F(1,60)= 5.03, p<.05).
Cron-bach alpha coefficient was .90 and the
Theta coefficient reached a value of .93. Internal analisis

A coherent association was observed


Effect of exposure instructions on between identification with the characters and
identification with the characters induction of bodily sensations, especially for
negative film segments. In this case, it was
Mean differences were analyzed noted that greater identification with the
obtained in the identification with the characters characters was significantly associated with a
based on the second experimentally greater perceived intensity of the following
manipulated factor: the exposure instructions sensations: "increased respiratory rate" (r=
before the film segments (identification versus
distancing). .52, p<.001), “stomach sensations”
These analyzes were carried out with respect to (r= .37, p<.001), «sensation of heat» (r=
the scale as a whole; For this purpose, the 17 .36, p<.001), “lump in the throat” (r= .31,
items that made it up were added, forming a p<.01), “sweaty hands” (r= .30, p<.01),
global indicator of identification with the «feeling of cold» (r= .29, p<.05), «tightness in
characters. In the analyzes of the chest» (r= .28, p<.05), «nausea»
variance (MANOVA) carried out, the order of (r= .25, p<.05) and “feeling paralyzed” (r=
presentation of the .24, p<.05). Furthermore, the identification
film stimuli as a second independent variable. negatively associated with the perception
of "muscle relaxation" (r= -.35, p<.001).
No significant differences were observed On the other hand, identification with the
depending on the order of presentation of characters of the positive segments was only
the stimuli, nor were they significant associated with perceiving a greater intensity
the order-by-condition interaction effects in the of the bodily sensations "nausea" (r= .23,
identification variables with p<.05), "increased of respiratory rate" (r= .22,
the characters of both the positive films p<.05) and "flushing" (r= .19,
as the negative ones. All F's were p<.10).
less than 1.40, (with 1 and 60 degrees of Likewise, an association was observed
freedom, with p>.10). positive between identification with the
Regarding identification with protagonists of excerpts from pleasant films
characters of the positive segments, and the experience of positive emotions
found that there were significant differences as "interest or curiosity" (r= .34,
between the group of subjects who received p<.01) and “joy” (r= .29, p<.01). In addition, it
identification instructions (mean= was also significantly associated with the
55.75) and the group that received distanced experience of the following negative emotions:
observation instructions (mean= "fear or fear" (r= .29,
44.34) (F(1,60)= 18.73, p<.001). As soon as p<.01), “embarrassment or shame” (r= .25,
to identification with the characters of the p<.05) and “disgust or disgust” (r= .21.05).
negative segments, it was also observed p<.05). Finally, “surprise” was positively
that there were significant differences between associated with identification (r= .25,
The group that received instructions from p<.05). It is necessary to remember that the segment
identification (mean = 54.84) and the group positive film contained a series of scenes

432 Psychothema, 1998


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JOHN JOSEPH IGARTUA PEROSANZ AND DARIUS PAEZ ROVIRA

comics in which there was a certain ridicule of 2.– The exposure instructions
the characters (who suffered jokes in a The film segments induced significant
surprising way). differences, and in the expected sense,
The identification of the subjects with the in identification with the characters. The
characters from the film segments with scenes subjects who received instructions
of unpleasant content were associated identification compared to those who received
in a positive way to the experience of emotions distanced observation instructions,
negatives: “distress” (r= .60, p<.001), “re- showed a higher overall score in
disgust or disgust” (r= .56, p<.001), “fearfulness” the identification indicator with the characters
(r= .56, p<.001). 001) and “blame” (r= .17.17). (measured with the EDI scale). This result is
p<.10). It was also significantly associated with convergent with that obtained by
a lower intensity of the emotion of “joy” (r= Davis et al. (1987) and in turn represents a
-.20, p<.10) and also contrast of the discriminant validity of the
to feel “surprise” (r= .48, p<.001) and “interest” EDI scale.
(r= .16, p<.10). As a criticism of the present study,
Lastly, the perceived cultural closeness may point out that although the instructions
was positively associated with identification of exposure generated the expected effect,
with the characters both from the pleasant film It should be noted that the film stimuli used: a)
segments (r= .40, p<.001), and from were of short duration
the unpleasant segments (r= .27, p<.05). (less than 5 minutes); b) they consisted of
extracts from assembled films, so they did not
Discussion there was a defined plot or argument, which
which made it difficult for subjects to "get hooked"
As the most relevant conclusions of the affectively; and, c) they were stimuli until
This research can point out the certain point new, by showing themselves outside
following: of its context (of the films to which
the scenes belonged).
1.– It has been observed that the EDI scale 3.–The scale of identification with
includes those dimensions theoretically characters has satisfactory reliability
proposed to define identification with or internal consistency, for both the positive
the characters, that is, the fact of "becoming and negative stimuli. Likewise, it has adequate
the protagonist", the affective and cognitive concurrent validity, since identification with the
empathy, the personal attraction that is characters (assessed with said scale) was
feels towards the characters (positive coherently associated with the perception of
evaluation, the fact of wanting to be like the bodily sensations and the experience of
protagonists and the perception of similarity) and emotions (in a manner different from the
the ability to “fantasize” or imagine (anticipation stimulus
of the narrative). Affective empathy emerged positive and negative); was also associated with
as a dimension greater closeness or cultural proximity
central to defining this construct. This result is with film stimuli.
convergent with what was proposed by
Tan (1996) in relation to the role played by Have reliable instruments
empathy (the author's preferred term in and adequate validity to evaluate the processes
place of identification with the characters) in involved in the reception of dramatic audiovisual
the reception and impact of the films communications
fictional. (such as empathy and identification with

Psychothema, 1998 433


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VALIDITY AND RELIABILITY OF A SCALE OF EMPATHY AND IDENTIFICATION WITH CHARACTERS

characters), constitutes a necessity for exposure to films about the Civil War
advance in the study of the spectatorial process, Spanish of dramatic genre (such as «Ay,
a problem addressed from Psychology Carmela" or "Bicycles are for summer"), was
of art and from the Psychology of the media associated with greater identification with the
(del Río, 1996; Paez and Adrián, 1993). characters (assessed with the EDI scale) and
A central process to understand greater personal resonance. Likewise,
The process of reception (especially emotional identification with
or affective) of audiovisual communications of a characters was associated with greater enjoyment
dramatic type is the degree of by viewing the films, judging them as entertaining
empathy and identification with the characters and valuing them positively (Igartua, 1996).
protagonists (Denis, 1985; Hoffner and Can-tor,
1991). The results of current research in this field The previous results support that the
confirm The empathy and identification scale presented
that identification with the actors and the re- here can also be used in applied research (both
evocation of personal experiences induces experimental and correlational). By
intense emotions in the spectators
(see Paez, Igartua and Adrián, 1996, for For example, it can be a scale to use in
a general review of the problem of aesthetic re- program acceptance tests (pilot-tos) to check the
action). In this sense, research carried out on the potential for success of
reception and television series (before its definitive broadcast
aesthetic appreciation showed that the induction through this medium) (Wimmer and Dominick,
of a negative mood by 1996).

ATTACHMENT. EDI SCALE 4. I have imagined how I would act if I found


myself in the place of the protagonists.
In relation to the scenes of the video [the movie, 12345
the sequence, the series] that you just watched, in
To what extent have you experienced the 5. I have tried to carefully observe each
following. Answer by circling the number that one of the actions or behaviors of the
best reflect your answer. protagonists.
12345

ANYTHING A LOT
6. I thought I looked or was very similar
to the protagonists.
1. I liked the way of being or acting of
12345
the protagonists.
12345
7. I have felt worried about what was
2. I have felt emotionally involved with happening to the protagonists.
12345
the feelings of the protagonists.
12345

3. I have felt like "if I were one of the 8. I have understood the way to act, think or
protagonists”. feeling of the protagonists.
12345 12345

434 Psychothema, 1998


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JOHN JOSEPH IGARTUA PEROSANZ AND DARIUS PAEZ ROVIRA

9. I have experienced the reactions myself 13. I have understood the feelings or emotions

emotions of the protagonists. of the protagonists.


12345 12345

10. I thought I would like to look like or act 14. I have felt like “part of” the
history. 1 2 3 45
like the protagonists.
12345
15. I have been able to anticipate what was going to happen to them
happen to the protagonists.
11. I have been trying to imagine the feelings, 12345
thoughts and reactions of the protagonists.
16. I have tried to see things from the point of view
12345
view of the protagonists.
12345
12. I have had the impression of really living myself
same the story of the protagonists. 17. I have identified with the protagonists.
12345 12345

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