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A Direct Vector Control Based On Modified SMC Theory To Control The
A Direct Vector Control Based On Modified SMC Theory To Control The
Energy Reports
journal homepage: www.elsevier.com/locate/egyr
Research paper
article info a b s t r a c t
Article history: The current and active power ripples are two of the biggest drawbacks of the direct vector control
Received 4 July 2022 (DVC), as these ripples cause several problems in the electric power generation system from contra-
Received in revised form 27 September 2022 rotating wind turbines (CRWTs) systems. But the DVC technique has multiple advantages that make
Accepted 5 November 2022
it among the most widely used techniques in the field of renewable energies for its ease to
Available online 17 November 2022
implementation and simplicity. In this work, a modified sliding mode controller (MSMC) was proposed
Keywords: and applied in the DVC strategy. The combination of the DVC and MSMC controller leads to a more
Direct vector control robust control scheme, thus reducing the current, torque, active power, and reactive power ripples of
Modified sliding mode controller the double-powered induction generator (DPIG). The designed DVC-MSMC strategy is used to improve
Renewable energies the performance of the DPIG-based CRWT system. Simulation results done in Matlab software show
Double-powered induction generator
the effectiveness and robustness of the proposed technique.
Contra-rotating wind turbines
© 2022 The Author(s). Published by Elsevier Ltd. This is an open access article under the CC BY license
(http://creativecommons.org/licenses/by/4.0/).
https://doi.org/10.1016/j.egyr.2022.11.052
2352-4847/© 2022 The Author(s). Published by Elsevier Ltd. This is an open access article under the CC BY license (http://creativecommons.org/licenses/by/4.0/).
S. Kadi, K. Imarazene, E.M. Berkouk et al. Energy Reports 8 (2022) 15057–15066
To optimize the operating performance of wind energy con- DPIG-based CRWT systems while minimizing the active power,
version systems based on DPIG, many strategies are recom- torque, and reactive power ripples. Moreover, the DVC-MSMC
mended, which will be explored in the following paragraphs. technique’s performance is compared to that of the traditional
Due to its easier implementation and its simplicity, the field- DVC technique in terms of reference tracking and robustness
oriented control (FOC) approach is one of the most common against parameter modifications.
ways of controlling DPIG (Ma et al., 2018). Two main forms of The fundamental contribution of this study is to the applica-
FOC are direct FOC technique (DFOC) (Shipurkar et al., 2017) and tion of the MSMC technique to reduce the ripples in the active and
indirect FOC technique (IFOC) (Marques and Iacchetti, 2019). In reactive power, torque, and the stator current of the DPIG-CRWT
field control, the IFOC strategy is more robust than the DFOC system. Furthermore, the suggested DVC-MSMC approach is a
technique. But, the DFOC strategy is more simple compared to simple, robust, and uncomplicated algorithm to implement. The
the IFOC strategy, where four proportional–integral (PI) controller major contributions of the proposed MSMC-based DVC strategy
was used in the IFOC strategy and two PI controllers are used in are: (1) reducing the THD value of the rotor and stator currents;
the DFOC (Naamane et al., 2011). Also, the IFOC strategy ensures (2) Enhances the robustness and consistency of the controlled
that the DPIG’s stator current has the fewest total harmonic dis- system; (3) providing a simple and less complex technique to
tortion (THD) and minimum power ripples compared to the DFOC control complex systems; (4) improves the steady-state perfor-
technique (Dekali et al., 2019). The fundamental issue of the mance of the reactive and active power; (6) simplifies the use of
IFOC and DFOC techniques is that present a performance decries the traditional SMC technique.
in case of machine parameters variation, which is a bad and This paper is organized as follows. Presentation of the contri-
unwanted outcome. This is related to the hysteresis comparator bution and objective of the study in Section 1. In the second part,
consumption and the PI controller. There is another technique the mathematical form of CRWT system is given. In Section 3,
that is very similar to the FOC technique, called the vector control, a comprehensive and detailed overview of the SMC technique
and the difference between them lies in the orientation used, is given, where the pros and cons of this technique are given.
where there are two techniques, the direct vector control (DVC) In Section 4, the application of the MSMC technique to the DVC
and the indirect vector control (IVC) strategy. This technique strategy is discussed, with the advantages of this technique and
was used to control DPIG placed in an electric power generation its similarities and differences with classical technique. Simula-
system based on the CRWT system (Benbouhenni, 2021). tion results of the proposed technique are included in the fifth
In the early 1970s, Emelyanov and Utkin developed a new section and finally, the work is finished with a set of main results
technique to solve the challenges of the PI controller based on a reached through this work.
non-linear approach named sliding mode control (Mi et al., 2020).
In the SMC technique, robustness is one of the most well-known 2. CRWT system
advantages of this strategy over traditional strategies (Xiong et al.,
2018). For this reason, SMC has been applied to a variety of This proposed system in this section of the paper is a standard
fields, including control and power electronics systems (Alqahtani for a new technology that has emerged in recent years to replace
and Utkin, 2012; Levron and Shmilovitz, 2013; Zongxing and Rui, the old technology, as it is a development of the old technology.
2021; Hou et al., 2022; Ammar et al., 2016; Yuan and Li, 2022; The difference between the two technologies is the use of a
Incremona et al., 2017). wind turbine that contains two turbines located on the same axis
The use of SMC greatly improves the performance of the (Habib et al., 2022). In this way, the problems in the old technol-
systems and increases the durability in the event of changes in ogy are overcome, as the use of this type of turbine reduces the
system parameters (Hou et al., 2022). However, in the specific area of wind farms and also reduces the cost of implementation
area of rotating machines-control, this approach has demon- (Benbouhenni et al., 2022). Also, the use of this type of technology
strated its high efficiency and resilience (Djilali et al., 2022a). leads to an increase in the value of the torque or energy generated
Despite its benefits, the presence of the disagreeable chattering by the wind, where the torque produced is the sum of the torque
phenomena, caused by a discontinuous function in the control of the first and second turbines (Benbouhenni and Bizon, 2021a).
law, this effect has significantly decreased its employment (Jiang Eq. (1) represents the torque of the CRWT system.
et al., 2020). Due to the robustness of the SMC technique, it
T = T1 + T2 (1)
was suggested as a better solution for controlling wind energy
generation systems (Costa et al., 2010; Pande et al., 2013; Majout where, T is the torque of the CRWT, T1 and T2 are the torque of
et al., 2022; Ardjoun and Abid, 2015; Djoudi et al., 2015). On the first and second turbines.
the other hand, several techniques have been used to improve In CRWT, the torque produced is related to the wind speed and
the characteristics of the SMC controller, such as neural net- other parameters, where each torque produced by the turbine is
works (Habib et al., 2019), fuzzy logic (Habib, 2019), neuro-fuzzy expressed by Eq. (2) (Habib et al., 2022).
algorithm (Hwang et al., 2019), synergetic control (Habib, 2020),
1
⎧
⎨T1 = 2λ3 .ρ.π.R1 .Cp .w1
etc. The use of these techniques improved the effectiveness and ⎪ 5 2
⎪
durability of SMC. Moreover, the chatter phenomenon is signifi- 1
(2)
cantly reduced compared to the classical technique (Habib et al., 1
⎩T2 = 3 .ρ.π.R52 .Cp .w22
⎪
⎪
2019; Habib, 2019; Hwang et al., 2019; Habib, 2020). 2λ2
In this work, a novel nonlinear approach termed modified
SMC (MSMC) has been presented and tested to demonstrate where, ρ is the air density, Cp is the power coefficient, R1 and R2
its robustness and effectiveness in reducing chattering in the are the blade radius of the first and second turbines, λ1 and λ2
DPIG performance. This controller is suggested and built for the are the tip speed ratio of the first and second turbines.
first time in Habib et al. (2022) it is based on a modification The resulting torque is closely related to a parameter called
of the traditional SMC technique to achieve a simpler manner the power coefficient, where this parameter is important in cal-
of implementation for complex nonlinear systems practically. culating the torque and can be expressed by Eq. (3) (Benbouhenni
The stability areas of the chosen MSMC parameters are defined et al., 2022).
using the Lyapunov theory. The MSMC technique is suggested 1 0.035
to improve the performance of the DVC technique applied to Cp (λ, β ) = − (3)
λ + 0.08β β3 + 1
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S. Kadi, K. Imarazene, E.M. Berkouk et al. Energy Reports 8 (2022) 15057–15066
To study the stability of the MSMC technique, the Lyapunov the active and reactive power (Benbouhenni, 2019b). This tech-
theorem is used, where the relationship (13) is used to study the nique is used to calculate the reference value of both direct and
stability. quadrature rotor voltages.
⎧ ∫ t
e × ė < 0 (13) M · Vs
∗
⎨Vdr = Kp · SQs + Ki SQs .dt + g
⎪
⎪
Ls
The function V(x) represented in Eq. (14) is used to determine ∫ 0t (18)
R r . Vs
⎩Vqr∗ = Kp · SPs + Ki SPs .dt −
⎪
the stability condition of the proposed MSMC technique, where ⎪
the derivation of this function is calculated according to Eq. (15). 0 M .w s
According to Lyapunov theory, this condition must be less than This technique is simple. However, there are several draw-
zero. backs in this technique, including the large number of active
1 and reactive power fluctuations, a long dynamic response, a high
V (x) = × e2 (14) value of the electric current THD and a very high steady-state
2
error value (Ben Elghali et al., 2010). To overcome these short-
comings and improve the efficiency of the DVC technique, MSMC
V̇ = e × ė < 0 (15)
controller is used as the best solution because of its simplicity
The derivative of the function V(x) must be less than 0 and be and effectiveness in improving performance and reducing ripples.
equal to a bound value of –η.|e|, where this value is the condition Fig. 2 represents the proposed DVC technique for controlling
for the stability of the proposed technique. DPIG in the CRWT system, where maximum power point tracking
(MPPT) technique is used to determine the reference value of
e × ė ≤ −η × |e| , η>0 (16) active power. On the other hand, the reference value of the
reactive power is set to 0 VAR.
Where, η is the positive coefficient.
The proposed technique differs from the classical technique
The error or the surface must be non-zero, i.e. e ̸ = 0, so we
and several controls published in research work (Naamane et al.,
can write: 2011; Dekali et al., 2019; Benbouhenni, 2021; Xiong et al., 2018;
Ṡ ≤ −η × Sat (e) , η>0 (17) Habib et al., 2019; Habib, 2020; Xiong et al., 2018; Habib et al.,
2019; Habib, 2020; Benbouhenni and Bizon, 2021d). The pro-
Where, η is the positive gain (η = K1). posed technique is based on the use of both MSMC controller and
PWM technique to control the DPIG-based CRWT system, where
two MSMC controllers are used to control the active and reactive
4. Proposed DVC-MSMC strategy
power. In addition, both the active and reactive power are esti-
mated in order to calculate the error in the powers. Therefore,
In this part of the paper, a new DVC strategy idea is in- high-accuracy measuring devices must be used.
troduced with the goal of reducing torque and current ripples. On the other hand, pulse width modulation (PWM) technique
Also, the performance and effectiveness of the DVC technique is is used to control the generator converter. This technique is
improved compared to other techniques. As it is known, the DVC characterized by simplicity and ease of implementation compared
technique is one of the simplest and most easy to implement to other techniques such as space vector modulation.
compared to several techniques such as DTC or backstepping In the proposed DVC-MSMC technique, two MSMC controllers
control (Benbouhenni, 2019a). Eq. (18) represents the principle are used to obtain the reference values for both direct and
of this technique, where two PI controllers are used to control quadrature rotor voltages, where these reference values are used
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S. Kadi, K. Imarazene, E.M. Berkouk et al. Energy Reports 8 (2022) 15057–15066
Table 1
A comparative study between the DVC and DVC-MSMC strategies.
DVC DVC-MSMC
Hysteresis comparator No No
Simplicity Simple Simple
Response dynamic Slow Quick
PI controller Yes No
Implementation Easy Easy
Steady-state error High Low
PWM technique Yes Yes
Quality of power Low High
Rise time High Low
THD High Low
Robustness Low High
MPPT technique Yes Yes
Reactive/active power estimation Yes Yes
Degree of complexity Low Low
Reactive/active power ripples High Low
MSMC controller No Yes
References Active and reactive power Active and reactive power
as PWM inputs. The reference values for the direct and quadra-
ture rotor voltage are calculated according to the Eq. (19) (Ben El-
ghali et al., 2010; Djilali et al., 2022b).
⎧
( ) M · Vs
⎨Vdr∗ = K1 × Sat eQs (t) + K2 × eQs (t) + g
⎪
⎪
Ls
(19)
Rr .Vs
⎩ Vqr∗ = K1 × Sat (ePs (t)) + K2 × ePs (t) −
⎪
⎪
M .ws
where, eQs and ePs are the error of the reactive and active
power.
To calculate the error in the active and reactive power, we
need to estimate the active and reactive power, as estimating
these two values requires measuring the current and voltage and Fig. 3. Wind speed profile.
calculating the flux as well. Eqs. (20) to (22) are used to estimate
both the active and reactive power.
⎧ ∫ t
⎨Ψqr =
( )
⎪
⎪ −Rr iqr + Vqr dt value of electric current, steady-state error (SSE) and power rip-
∫0 t (20) ples. Two different tests are proposed to study the behavior of the
designed DVC-MSMC technique compared to the conventional
⎩Ψdr = (−Rr idr + Vdr ) dt
⎪
⎪
DVC technique. Fig. 3 represents the wind speed used in this
√ 0 work in order to study the behavior of the designed DVC-MSMC
Ψr = Ψqr2 + Ψdr2 (21) technique.
⎧ ( )
3 Vs Vs × Lm
⎨Qs = −
⎪
⎪ × Ψβ r − 5.1. Tracking test
2 σ × Ls σ × Lr × Ls
(22)
3 Lm
Ps = − Vs × Ψr β × This test is the reference tracking test, where the behavior
⎪
⎪
σ × Lr × Ls
⎩
2 of the designed DVC-MSMC technique is studied in this test
Table 1 represents a comparative study between the proposed compared to the traditional DVC strategy in terms of the value of
strategy and the classical strategy in all respects. This study was the power ripples, SSE and the value of the THD of the electric
completed on the basis of the results of this work shown in Part 5 current. Fig. 4 represents the results obtained from this test.
of the paper. This comparison showed that the proposed strategy Through this figure, the active and reactive power follow the
is much better in terms of reducing the ripples of active power references but with preference to the proposed technique in
and current, improving the dynamic response, reducing the value terms of dynamic response and SSE (see Figs. 4a and 4c). Also,
of THD of current,. . . ,etc. the form of active power is the same as the form of wind change,
where the active power increases with the increase in wind speed
5. Results and decreases when the wind speed decreases. As for the reactive
power, it takes the value 0 VAR and is not affected by the change
The proposed MSMC applied on CRWT system is simulated in wind speed for the designed DVC-MSMC technique. But in the
under Matlab/Simulink software and compared to classical DVC case of the traditional DVC strategy, there is a noticeable change
strategy. Several simulation tests of the used system were in- due to the use of the PI controller. From Fig. 4b, the torque and
vestigated, where the DPIG used in this work has the following the active power are the same, where the torque takes negative
characteristics: 50 Hz, 1.5 MW, Lm = 0.0135 H, Ls = 0.0137 H, values due to the machine being in a generator state. In addition,
Rr = 0.021 , 380/696 V, Rs = 0.012 , Lr = 0.0136 H, J = the decrease in the active power leads to a decrease in the value
1000 kg m2 , p=2, and fr = 0.0024 N m/s. of the torque, as it is noted that the proposed technique gave
The proposed DVC-MSMC strategy is compared with the con- better response to the torque than the classical DVC technique.
ventional DVC strategy from several aspects, such as the THD The electric current for the two techniques is shown in Fig. 4d,
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S. Kadi, K. Imarazene, E.M. Berkouk et al. Energy Reports 8 (2022) 15057–15066
Table 2
The values of the ripples in the case of the first test.
Reactive power (VAR) Torque (N m) Current (A) Active power (W)
DVC 33000 210 43 9000
DVC-MSMC 400 4 2 500
Ratios 99.87% 98.10% 95.35% 99.44%
where the current takes the change of wind speed and active clearly noted that the designed DVC-MSMC strategy reduced the
power. An increase in the value of the active power leads to current THD with an amelioration ratio of about 85%. The values
an increase in the value of the electric current produced by the of ripples for the proposed and classical DVC strategies are shown
generator. in Table 2. Through this table, the designed DVC-MSMC strategy
Fig. 4e and Fig. 4f show the stator current THD for the two gave very low ripple values for current, active power, torque,
control cases, from these results, the proposed DVC-MSMC tech- and reactive power compared to the classical DVC technique,
nique offers a better current quality with a THD of 0.10% over where the reduction ratios were very high, which indicates the
the traditional DVC technique that gives a THD of 0.70%. It is efficiency The designed DVC-MSMC strategy and the ratios were
15062
S. Kadi, K. Imarazene, E.M. Berkouk et al. Energy Reports 8 (2022) 15057–15066
as follows: 99.44%, 99.87%, 98.10%, and 95.35% for each of the Table 3
active power, reactive power, torque, and current, respectively The values of the time response in the case of the first test.
(see Table 2). Also, the proposed DVC-MSMC technique reduces Tr _Qs (ms) Tr_Ps (ms)
Table 4
The values of the ripples in the case of the second test.
Reactive power (VAR) Torque (N m) Current (A) Active power (W)
DVC 15000 590 172 60000
DVC-MSMC 435 11 3 1380
Ratios 99.71% 98.14% 98.26% 99.77%
Table 5 6. Conclusion
The values of the time response in the case of the second test.
Tr _Qs (ms) Tr_Ps (ms)
In this paper, an improved performance DVC strategy is pre-
DVC 25 13
DVC-MSMC 0.006 0.093 sented for the DPIG-based CRWT system. In comparison to the
Ratios 99.97% 99.28% classical DVC technique, the proposed DVC-MSMC strategy is vali-
dated using Matlab/Simulink software. The obtained results show
high performance for the proposed technique in term of reference
5.2. Robustness test tracking, robustness, and better dynamic response with lower
stator current THD compared to the traditional DVC strategy. The
The system behavior under DVC-MSMC strategy compared to main results from this work are summarized in the following
the traditional DVC in case of generator parameters variation is points:
studied in this part, where the stator and rotor resistances are
doubled and the stator and rotor inductances are decrease by 50%
• A new simple and robust DVC control strategy was proposed
from their nominal values. to control the DPIG-based CRWT system.
From the obtained results, the torque varies relating to the ac- • The DVC-MSMC technique improves the THD value of the
tive power in Fig. 5b, the active and reactive powers keep tracking current and power ripples of the DPIG-based CRWT system.
their references in Fig. 5a and Fig. 5c for both strategies. On the • The steady-state error was reduced using the DVC-MSMC
other hand, the proposed DVC-MSMC technique provided better technique.
results in terms of dynamic response, SSE, THD and ripple values, • The MSMC technique is better than the traditional PI con-
as this method is less effective than the classical DVC technique troller.
in case of changing the generator parameters (see Tables 4 and 5). Each of these criteria brings a significant improvement in the
Under system parameters variation, Fig. 5e and Fig. 5f show electrical power quality and contributes to enhanced system
the current THD using both DVC-MSMC and classical strategy. durability, decreasing its failures and maintenance operations
From these figures, a THD of 0.11% has been recorded using the
costs.
DVC-MSMC technique over the classical DVC strategy that offers
In future works, a new nonlinear technique will be included
a THD of 2.14%. It is clearly noted that the DVC-MSMC technique
in order to control the asynchronous generator, where several
keep the current THD amelioration, with an amelioration ratio of
nonlinear techniques are used to obtain a more robust technique
95%. The DVC-MSMC shows an excellent robustness compared to
and thus obtain better results.
the conventional DVC technique where the stator powers, torque,
and current ripples are notably reduced using DVC-MSMC (see
Table 4). The designed DVC-MSMC technique reduced the ripples CRediT authorship contribution statement
of torque, active power, current and reactive power by excellent
ratios compared to the classical DVC technique, where the ratios Sara Kadi: Conceptualization, Methodology, Validation, Soft-
were 99.77%, 99.71%, 98.14%, and 98.26% for each of the active ware, Writing – review, Formal analysis. Khoukha Imarazene:
power, reactive power, torque, and electric current, respectively. Visualization, Investigation, Reviewing. El Madjid Berkouk: Su-
The proposed technique in this test provided a much better
pervision, Reviewing, Resources. Habib Benbouhenni: Data cu-
response time for both active and reactive power than the clas-
ration, Conceptualization, Methodology, Writing – original draft,
sical DVC technique, where the response time for active power
Validation, Formal analysis. Emad Abdelkarim: Supervision, Re-
was approximately 13 ms and 0.093 ms for both the traditional
viewing, Funding acquisition, Editing.
and proposed techniques, respectively. As for the reactive power,
the response time was about 25 ms and 0.006 ms for each of
the traditional and proposed techniques, respectively. Through Declaration of competing interest
these values, the proposed technique reduced the response time
of the active and reactive power by very high rates, and these The authors declare that they have no known competing finan-
ratios were estimated at 99.28% and 99.97% for each of the active cial interests or personal relationships that could have appeared
and reactive power, respectively. Therefore, it can be concluded to influence the work reported in this paper.
through the reduction ratios that the proposed technique has a
very high efficiency in case of changing the parameters of the
system compared to the classical technique. Data availability
Finally, a comparison of the work done with other works is
necessary in order to show the effectiveness of the proposed tech- No data was used for the research described in the article.
nique compared to other works performed. Table 6 represents a
comparison between the proposed technique and other works in
terms of the value of THD of stator current. Through this table, the Acknowledgments
proposed technique provided a lower value for THD compared
to several techniques performed in research work published in This project was supported by the Scientific Research Center
famous journals. The proposed technique improved the current at Buraydah Private Colleges, Kingdom of Saudi Arabia under the
quality compared with DTC, FOC, DPC, SMC, . . . ..etc. research project# BPC-SRC/2022-012.
15064
S. Kadi, K. Imarazene, E.M. Berkouk et al. Energy Reports 8 (2022) 15057–15066
Table 6
A comparative study between the DPC-MSMC and other published papers in terms of THD value.
Strategies THD (%)
Bouderbala et al. (2021) Predictive current control 0.49
Integral SMC 0.27
Chojaa et al. (2021)
FOC 1.33
Strategy 1 5.6817
Moreira et al. (2019) Power control
Strategy 2 3.1873
DTC 6.70
Ayrira et al. (2020)
Fuzzy DTC 2.40
DTC 7.83
Said et al. (2022)
DTC-ANN 3.26
Yahdou et al. (2016) Second-order SMC technique 3.13
Amrane et al. (2016) FOC 3.7
DTC using L-filter 10.79
Alhato and Bouallègue (2019)
DPC using LCL-filter 4.05
Integral SMC 9.71
Quan et al. (2019)
Multi-resonant-based SMC 3.14
2-level DTC 8.75
El Ouanjli et al. (2019)
3-level DTC 1.57
Kamarzarrin Genetic algorithm-least squares wavelet
3.39
et al. (2022) support vector machines strategy
Sara et al. (2019) Indirect FOC 6.5
Yaichi et al. (2019) Nonlinear DPC 1.66
Benbouhenni and Bizon (2021b) FOC with synergetic-SMC 0.50
First test 0.10
DVC-MSMC
Second test 0.11
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Further reading
observer. IEEE Trans. Sustain. Energy 11 (4), 2241–2251. http://dx.doi.org/10.
1109/TSTE.2019.2952142.
Moreira, A.B., Barros, T.A.D.S., Teixeira, V.S.D.C., Souza, R.R.D., Paula, M.V.D., Dong, H., Su, M., Liu, K., Zou, W., 2020. Mitigation strategy of subsynchronous
Filho, E.R., 2019. Control of powers for wind power generation and grid oscillation based on fractional-order sliding mode control for VSC-MTDC
current harmonics filtering from doubly fed induction generator: Comparison systems with DFIG-based wind farm access. IEEE Access 8, 209242–209250.
of two strategies. IEEE Access 7, 32703–32713. http://dx.doi.org/10.1109/ http://dx.doi.org/10.1109/ACCESS.2020.3038665.
ACCESS.2019.2899456.
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