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Balance Function
Assessment and Management
Third Edition
Editor-in-Chief for Audiology
Brad A. Stach, PhD
Balance Function
Assessment and Management
Third Edition
e-mail: information@pluralpublishing.com
Website: https://www.pluralpublishing.com
All rights, including that of translation, reserved. No part of this publication may be reproduced, stored in a
retrieval system, or transmitted in any form or by any means, electronic, mechanical, recording, or otherwise,
including photocopying, recording, taping, Web distribution, or information storage and retrieval systems
without the prior written consent of the publisher.
Every attempt has been made to contact the copyright holders for material originally printed in another source.
If any have been inadvertently overlooked, the publishers will gladly make the necessary arrangements at the
first opportunity.
Disclaimer: Please note that ancillary content (such as documents, audio, and video, etc.) may not be
included as published in the original print version of this book.
Names: Jacobson, Gary P., editor. | Shepard, Neil T., editor. | Barin,
Kamran, editor. | Burkard, Robert F., 1953- editor. | Janky, Kristen,
editor. | McCaslin, Devin L. (Devin Lochlan), editor.
Title: Balance function assessment and management / [edited by] Gary P.
Jacobson, Neil T. Shepard, Kamran Barin, Robert F. Burkard, Kristen
Janky, Devin L. McCaslin.
Description: Third edition. | San Diego, CA: Plural Publishing, [2021] |
Includes bibliographical references and index.
Identifiers: LCCN 2019035307 | ISBN 9781635501889 (hardcover) | ISBN
1635501881 (hardcover) | ISBN 9781635501995 (ebook)
Subjects: MESH: Vestibular Diseases — diagnosis | Vestibular
Diseases — therapy | Vestibular Function Tests — methods | Vertigo |
Dizziness
Classification: LCC RF260 | NLM WV 255 | DDC 617.8/82 — dc23
LC record available at https://lccn.loc.gov/2019035307
Contents
Preface ix
About the Editors xi
Contributors xiii
v
vi Balance Function Assessment and Management
Index 689
Preface
On behalf of the editors and authors, we would like ers of the second edition, we have reduced the length
to welcome you to the third edition of Balance Func- of the textbook by making it more concise.
tion Assessment and Management. Notable updates to Finally, the reader will note that this third edition
this edition include the first chapter that reviews “An has been edited by six nationally and internationally
Historical Perspective of the Perception of Vertigo known clinical scientists in the area of dizziness, ver-
and Dizziness and Vestibular Medicine.” We have tigo, and chronic unsteadiness. . These editors include
also included new chapters on the topics of “Vestibu- Kamran Barin, PhD, Robert F. Burkard, PhD, Kristen
lar Balance Therapy for Children” (Chapter 19) and Janky, AuD, PhD, and Devin L. McCaslin, PhD. We are
“The Aging Vestibular System: Implications for Reha- grateful for the participation of these talented individ-
bilitation” (Chapter 25). Further, this edition includes uals in the planning, development, and realization of
a chapter on “Challenging Cases” (Chapter 27) and this third edition. It has been our objective from the first
we end this textbook with four appendices covering edition of Balance Function Assessment and Management
“Pathophysiological Signs and Symptoms of Dizzi- to produce a textbook for both the student and the prac-
ness,” “Coding and Billing,” “Interprofessional Educa- titioner that treats comprehensively the assessment and
tion and Practice,” and “Specialty Rotational Vestibular management of dizziness. To the extent that we have
Assessments.” In response to the comments from read- achieved this goal, you, the reader, will be the judge.
ix
About the Editors
Gary P. Jacobson, PhD, is Professor in the Depart- cal assessment and rehabilitation of balance disorder
ment of Hearing and Speech Sciences and Director patients and clinical research endeavors related to both
of the Divisions of Audiology and Vestibular Sciences assessment and rehabilitation.
at the Vanderbilt University Medical Center. Prior to
that he served as the Director, Division of Audiology Kamran Barin, PhD, is Assistant Professor Emeritus,
for the Henry Ford Health System. He completed his Department of Otolaryngology–Head and Neck Sur-
undergraduate studies at California State University gery and Department of Speech and Hearing Science,
at Fullerton. He received his MS in Communicative The Ohio State University. He established and served
Disorders (Audiology) at the University of Wiscon- as the Director of Balance Disorders Clinic at the Ohio
sin–Stevens Point and received his PhD from Kent State University Medical Center for over 25 years until
State University. He is a past-editor of the American his retirement in June 2011. Dr. Barin received his Mas-
Journal of Audiology (ASHA) and is the current Edi- ter’s and Doctorate degrees in Electrical/Biomedical
tor-in-Chief of the Journal of the American Academy Engineering from The Ohio State University. He has
of Audiology (AAA). Dr. Jacobson has authored or published over 80 articles and book chapters and has
co-authored 120 peer-reviewed publications and has taught national and international courses and seminars
co-edited four textbooks in the area of vestibular sys- in different areas of vestibular assessment and rehabili-
tem function. Dr. Jacobson is a Fellow of ASHA and tation. Dr. Barin has served on the Board of Directors
recipient of ASHA’s highest honor, the Honors of of the Vestibular Disorders Association (VeDA) since
the Association. Dr. Jacobson received the Lifetime 2017 and is currently a consultant to Interacoustics and
Achievement Award from the American Balance Bertec Corporation. He previously served as a consul-
Society. Lastly, he received both the Distinguished tant to Otometrics.
Achievement Award and the Jerger Career Award for
Research in Audiology from the American Academy Robert F. Burkard, PhD, is a Professor in the Depart-
of Audiology. ment of Rehabilitation Science, University at Buffalo.
His research interests include calibration, auditory
Neil T. Shepard, PhD, is former Chair of the Division electrophysiology (in particular, auditory evoked
of Audiology and Director of the Dizziness and Balance potentials), vestibular/balance function/dysfunction,
Disorders Program at the Mayo Clinic in Rochester, functional imaging, and aging. His professional inter-
Minnesota. As Professor of Audiology, Mayo Clinical ests include health care economics and interprofes-
School of Medicine — Emeritus, Dr. Shepard continues sional education/practice.
with a clinical private practice in Missoula, Montana
for the assessment and recommendations for treatment Kristen Janky, AuD, PhD, is the Clinical Coordina-
of patients reporting dizziness and balance disorder tor of Vestibular Clinical Services and Director of the
symptoms. He is also involved with research through Vestibular and Balance Research Laboratory at Boys
the Mayo Clinic and clinical evaluations in the Neural Town National Research Hospital. She received her
Injury Center at the University of Montana. He received PhD from the University of Nebraska and completed
his undergraduate and masters training in Electrical a post-doctoral fellowship at Johns Hopkins Univer-
and Biomedical Engineering from the University of sity. Her research focus is on the clinical assessment of
Kentucky and Massachusetts Institute of Technology. dizziness and balance disorders in patients of all ages,
He completed his PhD in auditory electrophysiology with a particular emphasis on vestibular assessment
and clinical audiology from the University of Iowa in and management in the pediatric population. She cur-
1979. He has specialized in clinical electrophysiology rently serves on the Editorial Board for the American
for both the auditory and vestibular systems. His activ- Journal of Audiology and is President-Elect of the Ameri-
ity over the past 40 years has concentrated on the clini- can Balance Society.
xi
xii Balance Function Assessment and Management
Devin L. McCaslin, PhD, received a Master’s degree auditory function, and outcome measures develop-
in Audiology from Wayne State University and a PhD ment. Dr. McCaslin’s major academic, clinical, and
in Hearing Science from The Ohio State University. research interests relate to clinical electrophysiology,
He currently serves as the Director of the Vestibular vestibular assessment, and the application of artificial
and Balance Laboratory at the Mayo Clinic in Roch- intelligence to manage and treat dizzy patients. He also
ester and is an Associate Professor in the Mayo Clinic serves as the Deputy Editor-in-Chief of the Journal of the
College of Medicine. He has authored and coauthored American Academy of Audiology and is the Past President
publications that cover the areas of tinnitus, dizziness, of the American Balance Society.
Contributors
xiii
xiv Balance Function Assessment and Management
Historical Beginnings and vertigo would not occur for almost another two centu-
Commonplace Misdirection ries. The historical recount of this elusive discovery is,
in many ways, similar to other medical discoveries. It is
one that is shrouded with misdirection and debate, as
Most medical histories can, at some point in time, well as highlighted with triumph and tragedy.
always be brought back to Aristotle. Along with For some historical discoveries, storied misdirec-
Hippocrates of Kos (c. 460–370 bc; Figure 1–1), Plato tion is not uncommon during a time period when writ-
(c. 428/7 or 424/3–348/7 bc; Figure 1–2), and Socrates ten accounts were sparse and interpretation of science
(c. 470–399 bc; Figure 1–3), Aristotle (c. 384–322 bc; Fig- was more philosophical than fact. One of the most poi-
ure 1–4) was arguably one of the greatest philosophers gnant misdirections is that of Charles Darwin’s legacy.
and early scientists in history. He was not only the Although Charles Robert Darwin (c. 1809–1882) is uni-
first to introduce the scientific study of all the human versally recognized as the Father of Evolution and Nat-
senses, he also provided the first written account of ural Selection, largely due to his published work On the
vertigo in 330 bc (Ross, 1927). Origin of Species in 1859, public acknowledgment is sel-
dom given to Alfred Russel Wallace (c. 1823–1913), who
Why is it that to those who are very drunk every- was instrumental in the independent conceptualiza-
thing seems to revolve in a circle, and as soon as tion and propagation of the original framework for the
the wine takes a hold of them they cannot see theory of natural selection in his papers “On the Law
objects at a distance? . . . [O]bjects near at hand which has Regulated the Introduction of New Species”
are not seen in their proper places, but appear to (1855) and “On the Tendencies of Varieties to Depart
revolve in a circle. (p. 892a) Indefinitely From the Original Type” (1858), the latter
paper being directly sent to Darwin by Wallace himself.
And although the philosophical pondering of alcohol- Interestingly, the overshadowing of Alfred Russel Wal-
induced dizziness does have its medical and vestibu- lace by Charles Darwin was not the first time contro-
lar merit, the actual attribution for the discovery of the versy surrounded the crediting of the Darwin namesake
physiologic link between the vestibular system and for introducing and revolutionizing a groundbreaking
1
2 Balance Function Assessment and Management
Figure 1–1. Hippocrates of Kos (460– Figure 1–2. Plato (428/7 or 424/3– Figure 1–3. Socrates (470–399 bc).
370 bc). 348/7 bc).
Essays upon Single Vision with Two Eyes: Together with literature, a far cry from that of neurology, or “ves-
Experiments and Observations on Several Other Subjects tibular” research (if such a medical classification had
in Optics, Wells published what is now known to be existed then). It was also unclear whether Wells’s
the first account detailing the association between ver- work was poorly represented in the German transla-
tigo and eye movement (i.e., nystagmus of vestibular tion of Zoonomia or Erasmus Darwin himself did not
origin). In this report, Wells was the first to describe fully understand Wells’s work, or both. Or perhaps it
both the fast and the slow phase of eye movement dur- was because the word “vertigo” was not even in the
ing nystagmus. Although Charles Wells did not specify title of Wells’s essay. The topic of vertigo was, in fact,
what internal organs were responsible for the produc- one of the “Several Other Subjects in Optics” that was
tion of this “nystagmus,” with the use of after-images, addressed in the title of Wells’s 144-page essay, buried
Wells was the first to provide irrefutable evidence sys- between pages 85 and 105.
tematically linking the pattern of eye movements to Several sources have suggested that Charles Wells
the direction of perceived vertigo (Wade, 2003). Most also struggled against his own exasperation. Despite his
notably, Charles Wells published this essay in 1792, kindness and warmth of heart he was easily offended
which was two years prior to the publication of Eras- (Wade & Tatler, 2005). As such, Wells was at times
mus Darwin’s first edition of Zoonomia; or, The Laws irascible, even describing himself as “naturally irrita-
of Organic Life (Vol. I). However, in their publication, ble” in his own memoir (Wade, 2003). Whether or not
Erasmus and Robert Darwin detailed the characteris- these traits projected Wells as an obstinate and indig-
tics of vertigo and continued to support Porterfield’s nant person, it is clear that such qualities would have
earlier, and erroneous, notion that “visual vertigo” undoubtedly affected his reputation within the scien-
was specifically not associated with eye movements. tific community. In this regard, one could easily detect
Unfortunately, Wells’s association with eye movement such indignation in two rejoinders Wells published in
and post-rotational vertigo as a landmark discovery in The Gentleman’s Magazine in September and October of
vestibular science went largely unnoticed — so much so 1794, only three or four months after the first volume of
that Charles Wells himself would essentially drift into Zoonomia was published. Wells’s quick dispute of Dar-
historical oblivion for this discovery.1 win’s comments on visual vertigo was, if nothing else,
highly detailed and concise. In each letter, Wells pro-
vided a rather pointed rebuttal that articulated a clear
The Erasmus Wells Debate and concise scientific counter argument to each of Dar-
win’s apparent logical statements supporting “visual
One hundred and thirty-one years after Thomas Willis vertigo.” Among Wells’s points was the notion that
first introduced the concept of “visual vertigo,” and a vertigo could occur in complete darkness, that is, in
little more than two centuries since Aristotle first intro- the absence of any visual processing (Wade, 2003). How-
duced the five senses, the notion that there could be a ever, it was Wells’s use of optical after-images that pro-
sixth sense, one of motion perception, was brought to vided the indisputable scientific evidence supporting
scientific light. But who was rightfully due the scien- a physiologic link between eye movements and vertigo,
tific discovery? Although Charles Wells’s sophisticated thus finally putting to rest the notion of “visual vertigo.”
experiments on post-rotational vertigo and nystagmus Though Wells did not provide a theory as to the origin
were seemingly irrefutable, they were also essentially of the production of these eye movements (i.e., “vestib-
unknown, and ostensibly almost deliberately unrec- ular” nystagmus), his work did lay the scientific foun-
ognized. This was likely due to the fact that Erasmus dation for others to begin considering this question.
Darwin’s world-renowned publication of Zoonomia
was essentially medical and philosophical law at the The Gentleman’s Magazine Refutes
time. Additionally, since the majority of scientific writ-
ings were in the German language, Erasmus Darwin Wells’s two responses to Darwin’s theory of visual ver-
clearly had the advantage, as Zoonomia was translated tigo in Zoonomia were highly publicized at the time,
into German, while Charles Wells’s Essays upon Single as The Gentleman’s Magazine was well regarded. How-
Vision with Two Eyes was only published in English ever, the magazine was not widely read by scientists
(Wade, 2003). Moreover, his essay appeared in vision outside of Britain (Wade & Tatler, 2005). Regardless of
1
he phrase “drift into historical oblivion” is a play on words, respectfully evoking the title of Nicholas Wade’s book Destined for Distinguished
T
Oblivion (see the Epilogue).
1. An Historical Perspective of the Perception of Vertigo, Dizziness, and Vestibular Medicine 5
the magazine’s limited readership, Wells’s rejoinders have been the primary reason for the eventual credit-
in The Gentleman’s Magazine had gained both scientific ing of Charles Wells’s work on vertigo and nystagmus.
attention and popularity. As such, Erasmus Darwin The detailed responses by Wells allowed for the public
briefly acknowledged Wells’s alternative theories on expansion of his theories and the devolution of “visual
vertigo and nystagmus in his third edition of Zoono- vertigo.”
mia, which was published in 1801 (i.e., almost 10 years
following the initial publication of Wells’s Essays upon
Single Vision with Two Eyes. Unfortunately, Darwin’s Bridging the Gap:
position on visual vertigo changed little in the third The Physiologic Link Between the
edition. It was not until Darwin’s final fourth edition Vestibular System and Vertigo
of Zoonomia that Erasmus and Robert Darwin would
finally acknowledge, although begrudgingly, Charles The notion of linking head rotation to nystagmus (and
Wells’s scientific contributions linking eye movements vertigo) was a novel finding at the time, and suggest-
(nystagmus) to the perception of vertigo (Wade, 2003). ing that the semicircular canals were the origin for this
Amazingly, however, they continued to support the nystagmus might have been the most logical step in
theory of visual vertigo, thus continuing to dismiss the scientific process. However at the turn of the eigh-
Wells’s conclusions. teenth century, an erroneous notion still persisted.
Most notably, it was Wells’s second letter to The There was a continued belief by many that the “Cre-
Gentleman’s Magazine, detailing the post-rotation nys- tan Labyrinthos,” as Aelius Galen (c. 129–200/216 ad;
tagmus response that possibly offered the best evi- Figure 1–8) had elegantly named the vestibular laby-
dence to suggest his work was the first foundational rinth, was responsible for auditory localization. After
work on vestibular research.2 Specifically, it was Wells’s all, the anatomy of the labyrinth easily supported the
succinct description of the involuntary post-rotational contention that the semicircular canals were aligned
nystagmus in his second retort, which detailed the for optimal sound localization (and amplification as
apparent motion of the environment after cessation Du Verney had suggested in 1683; Figure 1–9). Unfor-
of rotation (Wade, 2003). The apparent rotation of the tunately, at the time of Wells and Darwin, the scientific
environment was dependent not only on the direction bridge between the vestibular labyrinth, head rota-
of subject rotation, but also on the direction of invol- tion, nystagmus, and vertigo had yet to be made, and
untary eye movement. Furthermore, the direction of
the rotation of the environment switched directions
in accordance with the change in the direction of head
rotation (Wade, 2003). Finally, Wells also detailed the
suppression of nystagmus with concentrated vision
(i.e., vestibulo-ocular reflex [VOR] suppression), as
well as the perception of vertigo and documentation
of after-image eye movement in darkness. Collectively,
Wells’s observations on vertigo and nystagmus are the
first and foremost definitions of what we now know
today to be the properties of clinical vestibular nys-
tagmus. However, despite Wells’s scientific evidence
supporting the association between vertigo and eye
movements, the use of rotation for the diagnosis of
vertigo and investigation of vestibular function would
continue to remain absent in neurology clinics for over
a century. In fact, it would take another 100 years until
Róbert Bárány (c. 1876–1936) applied these “rotational”
properties clinically.
It is interesting that the published feud between
Wells and Darwin in The Gentleman’s Magazine may Figure 1–8. Aelius Galen (129–200/216).
2
espite Wells’s work in vestibular research, it is often Jan Evangelista Purkyně (c. 1787–1869) and Jean Pierre Flourens (c. 1794–1867) who
D
are frequently credited with and subsequently often referred to as the “Fathers of Vestibular Science”— but more to come on this later.
6 Balance Function Assessment and Management
because of this, it was unclear whether even Wells’s Figure 1–10. Jan Evangelista Purkyně (1787–1869).
work actually had any direct impact on the work of
two well-known vestibular scientists (Purkyně and
Flourens), who made these final connections.
continued to promote their own beliefs.3 For example, vertigo and rotation, as well as semicircular canal
Purkyně continued to promote the idea that vertigo function. Purkyně’s early publication in 1820, Beiträge
occurred in response to the independent rotation of zur näheren Kenntniß des Schwindels aus heautognost-
the cerebellum. Moreover, it was likely Erasmus Dar- ischen Daten, continued to expand on the symptomatic
win’s work on rotation (not Wells’s work) that may link between the vertiginous behavior of objects in
have swayed Purkyně to abandon this idea and move the visual field and rotation (Griffith, 1922). However,
toward accepting a link between the vestibular system it was Flourens’ landmark work published in 1824,
and vertigo. In fact, on more than one occasion Purkyně Recherches expérimentales sur les propriétés et les fonctions
assigned sole credit to Darwin for his investigation of du système nerveux dans les animaux vertébrés, that linked
vertigo and the physiologic background of this phe- definitively discrete physiologic disturbances in the
nomenon (Wade, 2003). This notion further supported visual system when the semicircular canals of pigeons
Purkyně’s apparent unfamiliarity with Wells’s work on were stimulated. Flourens would publish three more
vertigo and nystagmus. This was reinforced by the fact landmark articles from 1824 through 1842 on the physi-
that Purkyně himself is often credited with being the ologic link between the visual system and the semicir-
first to make the association between eye movements cular canals: (1) Experiences sur les canaux semicirculaires
and rotation (Wade, 2003). In fact, most of the work de l’oreille dans les oiseaux (1830), (2) Experiences sur les
related to vertigo and its physiologic and subjective canaux semicirculaires de l’oreille dans les mammifères
bases often begins with citing Purkyně and Flourens’s (1830), and (3) Recherches expérimentales sur les proprié-
work, which is clearly evident in Coleman Griffith’s tés et les fonctions du système nerveux dans les animaux
highly regarded, well-known, and often-cited histori- vertébrés (1842) (this 1842 report having the same title
cal perspective An Historical Survey of Vestibular Equili- as his initial publication in 1824) (Griffith, 1922). It was
bration, published in 1922. Griffith begins his historical Purkyně’s and Flourens’ experiments and writings
survey with Purkyně and Flourens’ work on vestibu- from 1820 through 1842 that provided the scientific
lar physiology, which may explain why most literature evidence that confirmed the physiologic link between
often cites Purkyně and Flourens as the “Fathers of Ves- the vestibular system and vertigo.
tibular Science.” In particular, Flourens’ work in 1824 all but single-
handedly transformed the long-held belief, that the
vestibular system was responsible for sound localiza-
. . . And Then There Were Six tion, into the more scientifically accepted belief that the
vestibular system was actually responsible for motion
The characterization of the original Aristotelian five perception (and vertigo, when aberrantly stimulated).
senses went unchallenged for nearly two thousand It was Flourens’ research involving the extirpation of
years. It was Charles Wells’s 1792 treatise that provided semicircular canals in pigeons which provided the ir-
the first indisputable evidence that supported the link refutable evidence for the vestibular system’s role in the
between the patterns of eye movements in relation perception of motion, thus heralding the elusive sixth
to the direction of post-rotary vertigo. However, two sense. In the words of Róbert Bárány during his Nobel
decades would linger on this evidential theory, until Prize acceptance speech (Bárány, 1916, Laureate Lecture):
scientific discovery would take another giant leap for-
ward. Scientific evidence would soon be provided by Flourens thought that it would be possible to
Purkyně and Flourens in the early nineteenth century get an insight into the function of the semi-cir-
that would significantly propel forward Wells’s evi- cular canal apparatus by destroying it. In fact,
dence. Interestingly, Purkyně and Flourens would pro- these experiments which were undertaken with
vide this evidence independently from one another, as pigeons, rabbits and other animals produced
both were actually unknown to one another during this quite remarkable, constant and previously
time (Bárány 1916, Laureate Lecture). unknown disturbances. For instance, if the hori-
At the turn of the nineteenth century, both physician- zontal semi-circular canal was destroyed in a
scientists independently published their reports on pigeon, it went on turning horizontally in a circle.
3
While neither Purkyně nor Flourens ever referenced Wells’s work on vertigo and nystagmus, it remains curious that both scientists continued
to neglect Wells’s contributions to vertigo and nystagmus, even after he was briefly acknowledged by Erasmus Darwin in the third edition
of Zoonomia in 1801 (Wade & Tatler, 2005), which was 23 years prior to their landmark manuscript identifying the physiologic link between
vertigo, nystagmus, and the vestibular system.
8 Balance Function Assessment and Management
If a vertical semi-circular canal was destroyed, and City of Cork Lunatic Asylum, even developed their
the pigeon turned somersaults. Flourens has own “circulating swings,” for which they are probably
described the phenomena extremely well. But he best remembered. The success of “Hallaran’s Circulat-
did not give an explanation. In particular, he did ing Swing” in 1818 (Breathnach, 2010) was adopted by
not have the faintest idea that the animals were many at the time and, in particular, by Anton Ludwig
suffering from vertigo. You can see from this how Ernst Horn (c. 1774–1848), of the Charité-Hospital in
easily one can pass by within an inch of the truth. Berlin, Germany. Horn eventually developed his own,
ceiling-suspended, 13-foot rotating bed, which was
The concept of a sixth sense struggled for nearly capable of spinning 120 revolutions per minute (Belof-
two thousand years after Aristotle first described the sky, 2013) and producing up to four or five times the
five principle human senses. Therefore, it was not sur- force of gravity (Harsch, 2006). Horn’s “psychiatric
prising that the concept was not accepted universally centrifuge” was also well accepted and widely used
by scientists at the time. This skepticism included Jan between 1814 and 1818 for the treatment of mental
Evangelista Purkyně, who continued to remain some- disorders. He reported success for the use of his “psy-
what hesitant in acknowledging all the available scien- chiatric centrifuge” in patients with hysteria (Harsch,
tific evidence at the time (Wade, 2003), largely because 2006). Medicinal slumber continued through the late
his work continued to focus on the symptomatology nineteenth century, including use of a human centri-
of the vertiginous response, rather than the neural fuge in 1898 by Dr. F. R. von Wenusch to investigate
physiology. the therapeutic potential of acceleration (White, 1964).
However, the transition of using rotation for the treat-
ment of psychiatric disease to the diagnosis of vertigo
Rotation in the Early Nineteenth and dizziness would not occur until the vestibular sys-
Century and Discoveries of tem’s role was firmly redefined, both physiologically
and clinically, from that of audition to one of motion
Vestibular Physiology . . . and Never
perception.
the Two Disciplines Shall Meet
A majority of the work investigating vertigo and rota- From Rotation of the Mentally Ill to
tion in the first quarter of the nineteenth century was, Vestibular Physiology Discoveries
interestingly, not focused on that of scientific explora-
tion of dizziness but rather the clinical treatment for Despite the absence in the use of rotation for the clini-
the mentally insane. Despite the growing interest in the cal diagnosis and treatment of vertigo and dizziness
use of rotation and the written accounts supporting throughout the 1800s, there were significant research
the “new” theory physiologically linking eye move- advancements being made in the scientific understand-
ments and vertigo, the use of rotation in the early ing of vestibular physiology in the later quarter of the
nineteenth century was most commonly found in psy- nineteenth century. Most notably, Ernst Josef Mach
chiatric asylums. (Figure 1–12), Alexander Crum-Brown (Figure 1–13),
Secondary to Erasmus Darwin’s publication of and Josef Breuer (Figure 1–14) proposed the “hydrody-
Zoonomia, the application of rotation quickly became namic theory of semicircular canal function” between
a prominent therapeutic technique during the early 1874 and 1875. Ernst Josef Mach published Grundli-
nineteenth century for psychiatric disorders. In 1801, nien der Lehre von den Bewegungsempfindungen in 1875,
Erasmus Darwin introduced his “rotating couch” Crum-Brown published On the Sense of Rotation and the
(Wade, 2003) as a means of inducing intentionally pro- Anatomy and Physiology of the Semicircular Canals of the
voked vertigo and subsequent slumber in psychiatric Internal Ear in 1874, and most noteworthy, Josef Breuer
patients. The idea of “medicinal slumber” was well published “Über die Funktion der Bogengänge des
accepted at the time and motivated many in the field of Ohrlabyrinthes” in 1874 and “Beiträge zur Lehre vom
mental health care to prescribe such medically induced statischen Sinne” in 1875. Although all were instrumen-
slumber for the treatment of psychiatric disorders in tal in the development of the hydrodynamic theory,
the early 1800s (Cohen & Raphan, 2004). Well-known Josef Breuer’s role was particularly significant in its
psychiatrists Joseph Mason Cox, of Fishponds Private development (Baloh, 2017). In fact, Josef Breuer would
Lunatic Asylum, and William Saunders Hallaran (c. be one of the most prolific vestibular physiologists in
1765–1825), a physician superintendent at the County the latter quarter of the nineteenth century, publishing
1. An Historical Perspective of the Perception of Vertigo, Dizziness, and Vestibular Medicine 9
Figure 1–12. Ernst Josef Mach (1838–1916). Figure 1–13. Alexander Crum Brown (1838–1922).
Róbert Bárány and the Its Accompanying Manifestations Arising from the
Early Twentieth Century Vestibular Apparatus of the Ear] (Nylen, 1965). In this
manuscript, Bárány would describe the alternating
nystagmus response that occurred following adminis-
Toward the later part of the nineteenth century and the tration of sterile water to the external ear canal. Earlier
early part of the twentieth century, the use of Horn’s Bárány and others (e.g., Gustav Alexander, Heinrich
“psychiatric centrifuge” for medicinal treatment finally Neumann von Héthárs) had observed such a nystag-
gave way to more scientific evidence supporting the mus response consequent to ether being used as a ster-
use of rotation as a clinical method for investigating ile wash over the labyrinths during otologic surgery.
vestibular function and dizziness. Nearly a century Although this response was regularly observed dur-
after the well-accepted and routine use of patient rota- ing labyrinthine surgical procedures, Bárány made the
tion for the treatment of psychiatric disorders, Róbert crucial “bench-to-bedside” link that forever changed
Bárány (Figure 1–15) introduced the application of the clinical assessment of vestibular function. In short,
patient rotation in 1907 as a means for the clinical assess- Bárány had taken a “simple” surgical observation and
ment of the vestibular system. Bárány developed the conceived the caloric test, a simple bedside measure
first vestibular rotational chair that was universally that could be used to evaluate each vestibular system
adopted in otolaryngology clinics at the time. For this independently. For this landmark work, Bárány would
reason, modern-day rotational chairs are sometimes be awarded the Nobel Prize in Physiology and Med-
referred to as “Bárány chairs.” icine in 1914. In fact, no other Nobel Prize has been
Despite the introduction of the Bárány chair into awarded in the field of vestibular medicine (noting that
many neurology clinics, the use of rotation in the clini- George von Békésy received the Nobel Prize in Physiol-
cal diagnosis and treatment of vestibular and balance ogy and Medicine in 1961 for his work in the field of
disorders was slow. In fact, in the beginning of the hearing science on the cochlear traveling wave).
twentieth century, there was almost no advancement Unfortunately, the life of Róbert Bárány and his
of rotational research. This was likely due to one of receiving the Nobel Prize were not necessarily a cause
the most significant discoveries in clinical vestibular for celebration.
physiology. In 1906, Róbert Bárány published his most
renowned paper, “Untersuchungen ueber den vom
Vestibularapparat des Ohres reflektorisch ausgelösten Nobel Laureate Róbert Bárány
rhythmischen Nystagmus und seine Begleiterschei- in a Time of Controversy
nungen” [Investigations of Rhythmic Nystagmus and
Upon the announcement of Bárány’s Nobel Prize,
Róbert Bárány was a few thousand miles away being
held as a prisoner of war in a Russian camp. Bárány’s
notoriety as a world-renowned otologist followed him
as a prisoner of war, such that he found himself not
only treating otologic and neurotologic disease among
his fellow POWs, but also treating the Russian com-
manders and their immediate family members. News
of Bárány winning the Nobel Prize would eventu-
ally make its way across the Russian Steppe to where
Bárány had been serving his time as a POW. Bárány’s
controversial release from the Russian POW camp
was negotiated by Prince Carl of Sweden, after which
Bárány traveled to Sweden and received his Nobel
Prize in 1916. Upon Bárány’s arrival in Stockholm,
Sweden, he was lauded as any other Nobel Laureate.
There, he delivered his Laureate lecture “Some New
Methods for Functional Testing of the Vestibular Appa-
ratus and the Cerebellum” to much pomp and circum-
stance. However, Bárány’s praise would be short-lived.
After receiving his Nobel, Bárány returned to Vienna
Figure 1–15. Róbert Bárány (1876–1936). and was greeted with disdain and controversy by those
1. An Historical Perspective of the Perception of Vertigo, Dizziness, and Vestibular Medicine 11
with whom he had practiced and refined his neurotol- clinic in Uppsala, Sweden. During this period, the same
ogy and surgical skills. These individuals included accusations were brought against Bárány to the Medi-
Heinrich Neumann von Héthárs, Alexander Spitzer, cal Faculty of the Karolinska Institute in Stockholm,
and Ádám Politzer (who many consider to be one of Sweden, the institute responsible for awarding the
the fathers of modern otology4). Bárány even received Nobel Prize. The Karolinska Institute concluded that
a significant amount of criticism from his close friend
Gustav Alexander, as well as from Ernst Mach, Josef Dr. Bárány did act scientifically correct. Hitzig
Breuer, and Julius Eduard Hetzig (Baloh, 2017). and Breuer’s work was purely experimental and
There seemed to remain a persistent and pestering . . . Bárány should be given priority for discov-
question that lingered in Vienna regarding the “misdi- ery of the caloric reaction. Regarding Neumann’s
rected” awarding of the Nobel to Bárány. Specifically suggestion to Bárány during an operation to test
questions remained as to whether or not Bárány com- the effect of cold and warm water on the caloric
menced his Nobel Laureate work on the bedside caloric reaction, the Faculty concluded that Bárány had
stimulation of the labyrinth after he had witnessed already reported on his findings regarding the
Alexander Spitzer, Julius Hetzig, and Josef Breuer’s change in direction of the caloric reaction several
demonstration of labyrinthine nystagmus in experi- months earlier in an article at an Academy meet-
mental animals, and after he had previously observed ing. (Baloh, 2002)
the labyrinthine nystagmus response while ether was
washed over the labyrinth during neurotologic sur- Letters in support of Bárány were sent to the Kar-
gery with Heinrich Neumann. Subsequently, formal olinska Institute, most notably by Bárány’s longtime
“charges” were brought to the Vienna Medical Faculty good friend, Rafeal Lorente de Nó (who would later
Academic Senate claiming that (1) Bárány did not dis- be recognized for detailing the VOR pathway in his
cover the caloric reaction, but rather this credit should 1933 landmark paper “Vestibulo-Ocular Reflex Arc”).
go to Alexander Spitzer, Julius Hetzig, and Josef Breuer, Although he was pleased with the outcome, Bárány’s
(2) Bárány omitted the fact that he obtained the idea life was never the same. In spite of being a Nobel Laure-
for the change in nystagmus direction with cold and ate, Bárány lived a very quiet, almost lonely, existence
warm water from Heinrich Neumann, and (3) Bárány (Baloh, 2017). He enjoyed music and playing the piano.
did not give proper credit to earlier investigators in his Bárány’s life in his last few years would be marred by a
writings, specifically failing to cite Alexander’s previ- series of strokes from malignant hypertension, leaving
ous work outlining otologic surgery at the time (some him with partial paralysis (Baloh, 2017). Bárány died
of which were even coauthored with Bárány; Baloh on April 8, 1936, two weeks before an international
2017). To these charges, the Academic Senate responded meeting to celebrate his sixtieth birthday. He would
by stating: later be commemorated numerous times over, culmi-
nating in the establishment of the International Bárány
Dr. Bárány did not act scientifically correct, Society (founded in 1960 by Charles Skinner Hallpike
which was his duty as a faculty member, scientist and Carl O. Nylen), through which the Bárány Medal
and writer. His behavior demonstrates eminent is awarded to an individual whose distinguished con-
carelessness in terms of the intellectual property tributions to neurotology and vestibular medicine are
of others. . . . His failure cannot be attributed to preeminent in the field.
a lack of skill or training; in contrast, it is evident
that Dr. Bárány represents a person of outstand-
ing capabilities, diligence, and training. The
Moving Forward in the
errors, failures, and one-sided descriptions in his
Wake of History
articles and lectures can only be explained by his
addiction to enlarge his own merit at the expense
of others. (Baloh, 2002) With the exception of the more nascent vestibular
sensory-evoked potentials (VSEPs) and vestibular
Expectedly, Bárány was bitterly disappointed evoked myogenic potentials (VEMPs), vestibular tests
by his reception in Vienna and took the opportunity of today have largely rested on the principle founda-
to accept a position to develop a new otolaryngology tions of the vestibular ocular reflex arc, head rotation,
4
Not to slight Guichard Joseph Du Verney, who was perhaps the very first otologist (Traynor, 2015).
12 Balance Function Assessment and Management
and caloric stimulation. These are, in fact, the very same Epilogue
principles that had their humble beginnings in the late
1700s. Although some may debate how much has really
changed, there is no doubt that significant advance- The summation of historical events is, if nothing else,
ments have been made in vestibular assessment. very labor intensive. Piecing together historical facts
The current state of vestibular science is poised to and moments in time can be tricky. Thankfully, there
enter a new renaissance of clinical discovery. There is are bodies of work from individuals that have signifi-
evidence for future testing protocols that could favor- cantly contributed to ease this challenge. Although
ably expand and even redefine vestibular outcome many sources have contributed to the events portrayed
measures, from vestibular threshold perception pro- in this chapter, there are some bodies of work that have
tocols to neurological vestibular evoked potentials, proven extremely helpful, which I would like to high-
to unprecedented complex stimuli delivery systems. light and acknowledge here.
Together with a vast array of physiological and genetic This chapter could not have been possible without
understanding, new research using highly advanced the literary works from Nicholas Wade and Benjamin
devices, methods, and stimuli will undoubtedly Tatler, specifically for their publications of “Destined
expand our understanding of vestibular function and for Distinguished Oblivion: The Scientific Writings of
dysfunction. William Charles Wells” (Wade, 2003) and “The Moving
Throughout the entire historical perspective of Tablet of the Eye: The Origins of Modern Eye Move-
vestibular medicine, since the days of Charles Wells, ment Research” (Wade & Tatler, 2005). I especially
Jean Pierre Flourens, Ernst Mach, Josef Breuer, and wanted to highlight these two works, for much of the
Robert Bárány, one thing has remained a fundamental synopsis of Charles Wells and Erasmus Darwin relied
truth: A thorough understanding of vestibular anatomy on these authors’ tireless research of the historical events
and physiology is essential to the understanding and that surrounded Wells’s and Darwin’s scientific lives.
advancement of vestibular science. We must remember In addition to these two sources, the historical
that it was not complex and ultra-sophisticated devices events of Róbert Bárány were exceptionally summa-
that gave us Ewald’s laws and the “hydrodynamic the- rized by Dr. Robert Baloh in two articles as well as a
ory of semicircular canal function,” but rather it was the text published in 2017, Vertigo: Five Physician Scientists
result of an excellent marriage of thought between the and the Quest for a Cure.
understanding of stimuli and physiologic outcomes. Credit and praise for these sources are immea-
No one knows for certain what the future of vestibu- surably acknowledged here, and all of these sources
lar research may bring; however, one thing has always would certainly have my strong recommendation for
remained certain since the time of the great Greek poet anyone looking for an excellent read.
Homer (c. 750 bc): “I know not what the future holds, Figure 1–16 provides a historical timeline of senti-
but I know who holds the future.” nel vestibular events.
Another random document with
no related content on Scribd:
About nine o’clock we passed Gomba, inhabited by Fulahs, and
the capital of the district. Our guide Amadu evidently thought we
should stop there to see the chief, and showed great surprise at our
pressing on without a halt. To his discreet suggestions I turned a
deaf ear, and our interpreter seemed suddenly to have forgotten all
the Fulah language he knew. In the end our guide resigned himself
to the inevitable.
We had to make haste, for, reflecting on the causes of the check
we had received at Ilo, I was led to think that the English might have
had something to do with it, or, at least, that people who had been
amongst them—for the English themselves have no political
influence in these parts—had had intelligence enough to understand
and look after their interests. In the suite of the chief there was a
native of Bidda, who asked me to let him accompany me back to his
native place, but he too disappeared. In any case, however, as
Amadu told me, the news of our stay at Say had not yet reached
Gomba, still less Bussa, we might still, by pushing on rapidly,
circumvent the plans of those who were anxious to make mischief.
Forward then as rapidly as possible!
OUR GUIDE AMADU.
DJIDJIMA.
A PALAVER.
THE SO-CALLED NIGRITIAN, THE OLD PONTOON OF YOLA.
CHAPTER X
VOYAGE
CANOES AT BUSSA.
On the 5th, however, there were still no canoes, but at four o’clock
the chief sent for me and told me that the whole thing was arranged
and settled. In fact, I heard him give the orders to two negroes, who
were, I was told, the chief canoe men. We agreed that I should pay
two hundred thousand cowries. Thinking that everything was really
settled this time, I gave the chief my own fowling-piece and a little
pocket revolver.
WOMEN OF BUSSA.
I had mentally fixed the 7th as the date for our departure from
Bussa, at whatever cost. We had now been there three days, and
the English must have heard of our arrival. How would they behave
towards us? I know that the Royal Niger Company is not particularly
scrupulous as to the means it employs, and of this there are plenty of
well-known instances: such as the torture of Mizon by Flint at
Akassa, after being wounded in a fight with the Patanis, who were
perhaps incited against him; or in the case of the foundering of the
Ardent, when her crew, deprived of fresh provisions, died off, the
Company showing not a scrap of compassion for them, or at least
not sending them any help.
TRUMPETERS OF BUSSA.
“It is very evident that the English have not lost time since last
year; they have not, it is true, as I feared they would, pushed their
effective occupation up-stream, but have merely, so to speak, set
going the cavalry of Saint George. Their plan is simply to delay us;
yes, to delay us till it is impossible for our boats to pass the rapids.
We should then be obliged to go by land through Burgu, which they
know to be dangerous, and where they have no doubt sown
obstacles for us—one well-aimed shot, one well-planted poisoned
arrow, and there would be an end of our expedition and its results.
Otherwise there would be nothing left for us to do but to go down to
Leba and ask the English to co-operate with us.
“This was the policy described by Agoult, but Inch Allah! our rivals
will not have the latter satisfaction. Let us pass the rapids somehow
or other, and I promise myself that I will describe the odiousness of
such conduct even to, indeed especially to, the honest portion of the
English nation. The first thing to be done is to pass the rapids.”