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Page iii
We The
People
AN INTRODUCTION TO
AMERICAN GOVERNMENT
Thirteenth Edition
THOMAS E. PATTERSON
Bradlee Professor of Government
and the Press
John F. Kennedy School of
Government
Harvard University
Page iv
1 2 3 4 5 6 7 8 9 LCR 22 21 20 19
ISBN 978-1-259-91240-5 (bound edition)
MHID 1-259-91240-X (bound edition)
ISBN 978-1-260-16575-3 (loose-leaf edition)
MHID 1-260-16575-2 (loose-leaf edition)
CONTENTS
A LETTER FROM THE AUTHOR xix
PREFACE xxi
ACKNOWLEDGMENTS xxxi
Chapter One
Critical Thinking and Political Culture:
Becoming a Responsible Citizen 1
Learning to Think Critically 3
Obstacles to Critical Thinking 4
What Political Science Can Contribute to Critical
Thinking 6
Political Culture: Americans’ Enduring Beliefs 7
Core Values: Liberty, Individualism, Equality, and Self-
Government 9
The Limits and Power of Americans’ Ideals 11
Politics and Power in America 16
A Democratic System 18
A Constitutional System 21
A Free-Market System 21
Who Governs? 23
The Text’s Organization 23
Summary 24
Critical Thinking Zone 25
Chapter Two
Constitutional Democracy: Promoting
Liberty and Self-Government 27
Before the Constitution: the Colonial and
Revolutionary Experiences 30
The Declaration of Independence 31
The Articles of Confederation 32
A Nation Dissolving 33 Page viii
Negotiating Toward a Constitution 34
The Great Compromise: A Two-Chamber Congress 34
The Three-Fifths Compromise: Issues of Slavery and
Trade 35
A Strategy for Ratification 36
The Ratification Debate 39
The Framers’ Goals 40
Protecting Liberty: Limited Government 42
Grants and Denials of Power 43
Using Power to Offset Power 44
Separated Institutions Sharing Power: Checks and
Balances 45
The Bill of Rights 48
Judicial Review 49
Providing for Representative Government 52
Democracy versus Republic 52
Limited Popular Rule 53
Altering the Constitution: More Power to the People
54
Constitutional Democracy Today 59
Summary 60
Critical Thinking Zone 61
Chapter Three
Federalism: Forging a Nation 63
Federalism: National and State Sovereignty 65
The Argument for Federalism 68
The Powers of the Nation and the States 71
Federalism in Historical Perspective 74
An Indestructible Union (1789–1865) 74
Dual Federalism and Laissez-Faire Capitalism (1865–
1937) 78
Contemporary Federalism (Since 1937) 83
Interdependency and Intergovernmental Relations 83
Government Revenues and Intergovernmental
Relations 84
Devolution 87
The Public’s Influence: Setting the Boundaries
of Federal–State Power 92
Summary 93 Page ix
Critical Thinking Zone 94
Chapter Four
Civil Liberties: Protecting Individual
Rights 96
The Bill of Rights, the Fourteenth
Amendment, and Selective Incorporation 98
Freedom of Expression 101
Free Speech 102
Free Assembly 107
Press Freedom and Libel Law 107
Freedom of Religion 108
The Establishment Clause 108
The Free-Exercise Clause 110
The Right to Bear Arms 112
The Right of Privacy 113
Abortion 113
Consensual Sexual Relations among Same-Sex Adults
115
Rights of Persons Accused of Crimes 116
Suspicion Phase: Unreasonable Search and Seizure
116
Arrest Phase: Protection against Self-Incrimination
120
Trial Phase: The Right to a Fair Trial 120
Sentencing Phase: Cruel and Unusual Punishment
123
Appeal: One Chance, Usually 125
Crime, Punishment, and Police Practices 125
Rights and the War on Terrorism 126
Detention of Enemy Combatants 127
Surveillance of Suspected Terrorists 127
The Courts and A Free Society 129
Summary 129
Critical Thinking Zone 130
Chapter Six
Public Opinion and Political
Socialization: Shaping the People’s
Voice 164
The Measurement of Public Opinion 166
Public Opinion Polls 167
Opinion Dimensions 169
Problems with Polls 171
Political Socialization: The Origins
of Americans’ Opinions 173
Primary Socializing Agents: Family, School, and
Church 174
Secondary Socializing Agents: Peers, Media, Leaders,
and Events 175
Frames of Reference: How Americans Think
Politically 178
Party Identification 178
Political Ideology 181
Group Orientations 182
The Influence of Public Opinion on Policy 187
Limits on the Public’s Influence 188 Page xi
Public Opinion and the Boundaries of Action
190
Summary 192
Critical Thinking Zone 193
Chapter Seven
Political Participation: Activating the
Popular Will 195
Voter Participation 197
Factors in Voter Turnout: The United States in
Comparative Perspective 199
Why Some Americans Vote and Others Do Not 204
Conventional Forms of Participation Other
Than Voting 208
Campaign and Lobbying Activities 208
Virtual Participation 209
Community Activities 210
Unconventional Activism: Political Movements
and Protests 212
Recent Protest Movements and Their Success 212
The Public’s Response to Protest Activity 216
Participation and the Potential for Influence
217
Summary 218
Critical Thinking Zone 219
Chapter Eight
Political Parties, Candidates, and
Campaigns: Defining the Voter’s
Choice 220
Party Competition and Majority Rule 222
The First Parties 222
Andrew Jackson and Grassroots Parties 223
Republicans versus Democrats: Realignments and the
Enduring Party System 225
The Nature and Origins of Today’s Party Alignment
228
Parties and the Vote 231
Electoral and Party Systems 231 Page xii
The Plurality (Single-Member-District) System of
Election 231
Politics and Coalitions in the Two-Party System 234
Minor (Third) Parties 237
Parties and Candidates in the Campaign 239
Primary Elections and Candidate Control 240
The Parties’ Role in Campaigns 242
Media Changes and Candidate Control 244
Parties, Candidates, and the Public’s Influence
250
Summary 252
Critical Thinking Zone 253
Chapter Nine
Interest Groups: Organizing for
Influence 255
The Interest-Group System 258
Economic Groups 259
Citizens’ Groups 262
The Organizational Edge: Economic Groups versus
Citizens’ Groups 265
Inside Lobbying: Seeking Influence Through
Official Contacts 268
Acquiring Access to Officials 269
Webs of Influence: Groups in the Policy Process 273
Outside Lobbying: Seeking Influence Through
Public Pressure 275
Constituency Advocacy: Grassroots Lobbying 275
Electoral Action: Votes and Money 276
The Group System: Indispensable but Biased
in Favor of Economic Groups 278
The Contribution of Groups to Self-Government:
Pluralism 278
Flaws in Pluralism: Interest-Group Liberalism and
Economic Bias 280
A Madisonian Dilemma 282
Summary 284
Critical Thinking Zone 285
Chapter Ten Page xiii
Chapter Eleven
Congress: Balancing National Goals
and Local Interests 318
Congress as a Career: Election to Congress
320
Using Incumbency to Stay in Congress 320
Pitfalls of Incumbency 326
Who Are the Winners in Congressional Elections? 328
Parties and Party Leadership 329
Party Unity in Congress 330
Party Leadership in Congress 330
Party Leaders and Their Members 336
Committees and Committee Leadership 336
Committee Jurisdiction 338
Committee Membership 339
Committee Chairs 340
Committee or Party: Which Is in Control? 340
How a Bill Becomes Law 341
Committee Hearings and Decisions 341 Page xiv
From Committee to the Floor 343
Leadership and Floor Action 344
Conference Committees and the President 345
Congress’s Policymaking Role 345
The Lawmaking Function of Congress 346
The Representation Function of Congress 349
The Oversight Function of Congress 353
Congress: An Institution Divided 355
Summary 356
Critical Thinking Zone 358
Chapter Twelve
The Presidency: Leading the Nation
360
Foundations of the Modern Presidency 363
The Changing Conception of the Presidency 365
The Need for a Strong Presidency 367
Choosing the President 368
The Nominating Campaign: Primaries and Caucuses
370
The National Party Conventions 372
The General Election Campaign 372
Staffing the Presidency 377
The Vice President 377
The Executive Office of the President (EOP) 378
The Cabinet and Agency Appointees 378
The Problem of Control 379
Factors in Presidential Leadership 380
The Force of Circumstance 382
The Stage of the President’s Term 382
The Nature of the Issue: Foreign or Domestic 383
Relations with Congress 386
Public Support 391
The Illusion of Presidential Government 395
Summary 395
Critical Thinking Zone 396
Chapter Thirteen
The Federal Bureaucracy:
Administering the Government 398
Origin and Structure of the Federal Page xv
Bureaucracy 401
Types of Federal Agencies 402
Federal Employment 406
The Budgetary Process 408
The President and Agency Budgets 408
Congress and the Agency Budgets 410
Policy and Power in the Bureaucracy 411
The Agency Point of View 413
Sources of Bureaucratic Power 415
Democracy and Bureaucratic Accountability
419
Accountability through the Presidency 420
Accountability through Congress 423
Accountability through the Courts 424
Accountability within the Bureaucracy Itself 425
Summary 428
Critical Thinking Zone 429
Chapter Fourteen
The Federal Judicial System: Applying
the Law 431
The Federal Judicial System 432
The Supreme Court of the United States 434
Selecting and Deciding Cases 434
Issuing Decisions and Opinions 435
Other Federal Courts 436
The State Courts 438
Federal Court Appointees 441
Supreme Court Nominees 441
Lower-Court Nominees 443
Personal Backgrounds of Judicial Appointees 444
The Nature of Judicial Decision Making 446
Legal Influences on Judicial Decisions 446
Political Influences on Judicial Decisions 449
Judicial Power and Democratic Government
454
Judicial Restraint versus Judicial Activism Page xvi
456
What Is the Judiciary’s Proper Role? 458
Summary 460
Critical Thinking Zone 461
Chapter Fifteen
Economic and Environmental Policy:
Contributing to Prosperity 463
Government as Regulator of the Economy 465
Efficiency through Government Intervention 466
Equity through Government Intervention 470
The Politics of Regulatory Policy 471
Government as Protector of the Environment
472
Environmental Protection 473
Climate Change and Energy Policy 473
Government as Promoter of Economic
Interests 475
Promoting Business 475
Promoting Labor 476
Promoting Agriculture 478
Fiscal Policy as an Economic Tool 478
Demand-Side Policy 478
Supply-Side Policy 479
Fiscal Policy: Practical and Political Limits 481
Monetary Policy as an Economic Tool 484
The Fed 485
The Fed and Control of Inflation 486
The Politics of the Fed 487
Summary 489
Critical Thinking Zone 490
Chapter Seventeen
Foreign Policy: Protecting the
American Way 522
The Pattern of U.S. Foreign and Defense
Policy 524
The Cold War and Its Lessons 525
Multilateralism and Its Lessons 526
War on Terrorism 528
Russia and China 531
The Military Dimension of National Security
Policy 533
Military Power, Uses, and Capabilities 533
The Politics of National Defense 538
The Economic Dimension of National Page xviii
APPENDIXES 551
GLOSSARY 569
NOTES 583
INDEX 610
Page xix
A LETTER FROM
THE AUTHOR
Anyone who writes an introductory program on American
government faces the challenge of explaining a wide range of
subjects. One way is to pile fact upon fact and list upon list. It’s a
common approach to textbook writing, but it turns politics into a
pretty dry subject. Politics doesn’t have to be dry, and it certainly
doesn’t have to be dull. Politics has all the elements of drama plus
the added feature of affecting the everyday lives of real people.
My goal has been to make this text the most readable one
available. Rather than piling fact upon fact, the program relies on
narrative. A narrative program weaves together theory, information,
and examples in order to bring out key facts and ideas. The
response to this approach has been gratifying. As a previous edition
was being prepared, I received the following note from a longtime
instructor:
PREFACE
Sabacon, 451
Sabelliphilus, 71
Sacculina, 95;
life-history, 96 f.;
males, 99;
castration caused by, 100 f.;
S. carcini, 96;
S. neglecta, Nauplius, 97;
Cypris, 97;
internal stages, 98;
with parasitic Danalia, 130, 131
Saitis, 421;
S. pulex, 382, 421
Salter, on facial suture of Trinucleus, 226;
on classification of Trilobites, 243
Salticidae, 419
Salticus, 420;
S. scenicus, 372, 376, 420
Sao, 235, 247;
S. hirsuta, development, 239
Sapphirina, 69;
colour, 60;
S. opalina, 69
Sarcoptes, 466;
S. mutans, 466
Sarcoptidae, 455, 466
Sarcoptinae, 466
Sars, G. O., on Calanidae, 58;
on Isopoda, 122;
on Crustacea of the Caspian, 215;
on Pycnogons, 504
Savigny, 526
Scaeorhynchus, 533
Scalidognathus, 388
Scalpellum, 84, 85;
complemental male, 86;
sex, 86, 105 f.;
S. balanoides, sex, 86;
S. ornatum, sex, 87;
S. peronii, male, 86;
sex, 87, 105;
S. velutinum, sex, 87;
S. vulgare, 85, 86;
male, 83;
sex, 86, 87
Scaphognathite, 152
Scapholeberis, 39, 52;
S. mucronata, 52
Schimkewitsch, 527, 534
Schizochroal eye, 228, 229
Schizonotidae, 310, 312
Schizonotus, 312
Schizopoda, 112;
re-classification, 113;
relation to Macrura, 162
Schizorhynchus, 121
Schmeil, on fresh-water Copepoda, 59, 62
Schultze, on position of Tardigrada, 483
Scipiolus, 535
Sclerocrangon, distribution, 200
Sclerosoma, 450;
S. quadridentatum, 450
Sclerosomatinae, 449
Scodra, 390
Scopula, 324, 324, 389 n.
Scorpio, 305, 307;
S. boehmi, 307;
S. maurus, 307
Scorpion, 297 f.
Scorpionidae, 306
Scorpionidea, 258, 297 f.;
habits, 298;
senses, 299;
poison, 299, 301;
mating habits, 300;
external structure, 301;
prosoma, 301;
pre-cheliceral segment, 301;
development of eyes, 301;
mesosoma, 302;
metasoma, 303;
appendages, 303;
pedal spurs, 304, 306, 307, 308;
tibial spurs, 304, 306, 307, 308;
internal anatomy, 304;
alimentary canal, 304;
vascular system, 305;
nervous system, 305;
endosternite, 305;
generative organ, 305;
development of, 305;
classification, 306;
fossil, 298;
resemblance to Eurypterids, 292
Scorpioninae, 306, 307
Scorpiops, 308
Scotinoecus, 390
Scott, on fish-parasites, 69 n.
Scourfield, on Cladocera, 51 n.
Scutum, of Spiders, 317, 394;
of Ticks, 469
Scyllarus, 167;
S. arctus, 165, 167
Scytodes thoracica, 393
Scytodidae, 393
Segestria, 395;
S. perfida, 369;
S. senoculata, 395
Segestriinae, 395
Segmentation, of Crustacea, 5 f.;
of Trilobites, 223 f.;
of Arachnida, 256;
of Limulus, 263;
of Pycnogons, 501 f.
Selenopinae, 414
Selenops, 414
Semper, 521 n.
Senoculidae, 418
Senoculus, 418
Sense-organs, of Arachnids, 257;
of Limulus, 271, 272;
of Tardigrada, 482;
of Pentastomida, 491 (see also Auditory organ, Eyes)
Sergestes, 162
Sergestidae, 162;
Zoaea, 161;
distribution, 204
Serolidae, 126
Serolis, 126;
distribution, 200;
S. antarctica, S. bronleyana, S. schytei—eyes, 149
Serrula, 322, 433
Sesarma, 196;
distribution, 213
Setella, 61
Sex, in Crustacea, 100;
in Trilobites, 235
Sexual dimorphism, of Copepoda, 57, 67, 75;
of Inachus, 103;
of Tanaidae, 123;
of Gnathia, 125;
of Prawns, 159;
of Gelasimus, 194;
of Spiders, 379
Sheet-webs, 352
Shell-gland, 13
Shipley, A. E., introduction to Arachnida, 253 f.;
on Xiphosura, 259 f.;
on Tardigrada, 475 f.;
on Pentastomida, 488 f.
Shrimp, 153, 158, 164, 198, 199
Shumardia, 245
Shumardiidae, 245
Sicariidae, 327, 393
Sicarius, 393
Sida, 51;
reproduction, 49;
S. crystallina, 22, 39, 40
Sididae, 51;
appendages, 40;
heart, 43
Siebold, von, 464 n.
Sigilla, 410
Silvestri, 473 n.
Simocephalus, 52;
S. vetulus, 38, 39;
appendages, 41
Simon, 303, 314 n., 326, 385, 386 n., 387, 391 n., 397 n., 400, 401 n.,
406, 408 n., 414 n., 418, 431, 433, 449, 452
Singa, 409
Sintula, 406
Siphonostomata, 56
Siriella, 120
Siro, 448
Sironidae, 448
Sitalces, 449
Slimonia, 283, 290, 292;
S. acuminata, 291
Smith, F., 367
Smith, G. on Crustacea, 1 f.
Smith, H., 373
Smith and Kilborne, 456
Snouted Mites, 458, 471
Solenopleura, 247
Solenysa, 405
Solifugae, 258, 423 f.;
habits, 423;
climbing habits, 425;
doubtfully poisonous, 424;
external structure, 425;
internal structure, 427;
classification, 428
Solpuga, 429;
S. sericea, 425
Solpugae, 423
Solpugidae, 429
Solpuginae, 429
Spallanzani, on desiccation of Tardigrada, 484
Sparassinae, 323, 414
Sparassus, 414
Spencer, on Pentastomida, 489 n., 490
Spermatheca, 15
Spermatophore, 15
Spermatozoa, of Crustacea, 15;
of Malacostraca, 114
Spermophora, 401
Sphaerexochus, 251
Sphaeroma, habitat, 211
Sphaeromidae, 126
Sphaeronella, 76
Sphaerophthalmus, 232, 247;
S. alatus, eye, 228
Spiders, 314 f.;
external structure, 314, 316, 317;
appendages, 319 f.;
rostrum, 320;
maxilla, 321;
palpal organs, 321;
tarsi, 324;
spinnerets, 325;
stridulating organs, 327, 404;
internal anatomy, 329, 330;
alimentary system, 329;
vascular system, 331;
generative system, 333;
nervous system, 333;
sense-organs, 333;
eyes, 315, 334, 375;
spinning glands, 335;
respiratory organs, 318, 336;
coxal glands, 337;
poison-glands, 337;
ecdysis, 338;
early life, 338;
ballooning habit, 341, 342;
webs, 343 f.;
nests, 354;
cocoons, 358, 358;
commercial use of silk, 359;
poison, 360;
fertility, 365;
cannibalism, 367;
enemies, 368;
protective coloration, 371;
senses, 375 f.;
sight, 375;
hearing, 376;
touch, 334;
intelligence, 377;
mating habits, 378;
fossil, 383;
classification, 384 f.
Spinning glands, 335
Spinning Mites, 472
Spiroctenus, 388
Spongicola, 162
Squilla, 141, 141, 142, 143;
S. desmaresti, 141;
S. mantis, 141
Squillidae, 114, 143;
compared with Loricata, 166
Stalita, 395
Stasinopus caffrus, 387
Staurocephalus, 251
Steatoda, 404;
S. bipunctata, 327, 404
Stebbing, on Amphipods, 137;
on Pycnogons, 503 n., 527 n.
Stecker, 447
Stegosoma testudo, 318
Stenochilus, 398
Stenochotheres, 76;
S. egregius, 76, 76
Stenocuma, 121
Stenopodidae, 162
Stenopus, 162
Stenorhynchus, 192, 193
Stephanopsinae, 414
Stephanopsis, 414
Stiles, on larval Pentastomids, 493, 494
Stomatopoda, 114, 141 f.
Storena, 399
Strabops, 283;
eyes, 290
Strauss-Durckheim, on Limulus, 277
Streblocerus, 53
Streptocephalus, 25, 35;
range of, 34;
S. torvicornis, 35
Stridulating organs, in Arachnids, 257, 327, 327, 404
Stygina, 249
Style, of palpal organ of Spiders, 322
Stylocellus, 448
Stylonurus, 283, 291;
S. lacoanus, 293
Sunaristes paguri, 63
Sun-spiders, 423
Sybota, 410
Sylon, 95;
sex, 99
Symphysurus, 249
Synageles, 421;
S. picata, 366, 373
Synagoga mira, 94
Syncarida, 114
Synemosyna, 420, 421;
S. formica, 373
Synhomalonotus, 249
Syringophilus, 455, 473
Valvifera, 127
Vancoho, 362
Vectius, 415
Vejdovský, 435 n.
Vejovidae, 306, 308
Vejovis, 308
Vermiformia, 464
Verruca, 89, 91
Verrucidae, 91
Vesicle, of Scorpion, 303
Vinson, 349, 360, 362
Virbius, 164;
V. acuminatus, 164;
habitat, 202
Virchow, on human Pentastomids, 494
Viscid globules, on Spider web, 347
Waite, 13
Walckenaer, 365, 386 n., 408 n.
Walckenaera, 405;
W. acuminata, 405
Walcott, on appendages of Trilobites, 236;
on their development, 238;
on early forms of Eurypterids, 283 n.
Wallace, 381
Wall-spider, 369
Warburton, C., on Arachnida, 295 f., 344 n., 349 n., 378 n.
Ward, on Reighardia, 495
Wasps and Spiders, 368
Water-mites, 460, 471, 472
Water-spider, 357, 415
Weismann, on Cladocera, 44, 49
Weldon, W. F. R., on excretory glands, 13;
on Branchiopoda, 18 f.;
on respiration in Carcinus, 189
Westring, 327, 384
Whale-louse, 502
Whip scorpions, 309
White, Gilbert, 342
Wilder, 366
Willemoesia, 157;
W. inornata, 158
Winkler, 463
With, 473 n.
Wolf-spiders, 341, 356, 359, 369, 375, 377, 381, 417
Wood-Mason, 328
Woods, H., on Trilobita, 219 f.;
on fossil Xiphosura, 277 f.;
on Eurypterida, 281 f.
Xanthidae, 191
Xantho, 191;
habitat, 198
Xenobalanus globicipitis, 92
Xiphocaris, 163;
distribution, 210
Xiphosura, 258, 259 f.;
classification, 260, 276;
fossil, 277 f.;
affinities with Eurypterida, 292
Xiphosura, 276;
X. polyphemus, 276
Xiphosuridae, 276
Xiphosurinae, 276
Xysticus, 412;
X. cristatus, 412;
X. pini, 413
Zacanthoides, 247
Zaeslin, on the frequency of human Pentastomids, 494
Zeriana, 429
Zilla, 409;
Z. x-notata, 359, 409
Zimris, 396
Zoaea, compared with Cumacea, 120;
with Erichthus, 143;
Calyptopis of Euphausia, 144;
of Peneus, 160;
of Sergestidae, 161;
of Porcellana, 169;
of Birgus, 174;
of Eupagurus, 179;
of Corystes cassivelaunus, 182
Zodariidae, 317, 399
Zodarion, 399
Zora, 397;
Z. spinimana, 396
Zoropsis, 415
Zoropsidae, 415