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AO 10 Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010


2. Court or Organization U.S. District Court, E. Tenn.
5a. Report Type (check appropriate type) ] Nomination, Date [] Annual [] Final

Report Required b) the Ethics in Government Act ofl978 (5 U.S.C. app..~ I01-111)

I. Person Reporting (last name, first, middle initial) Varlan, Thomas A.


4. Title (Article II! judges indicate active or senior stares; magistrate judges indicate full- or part-time)

3. Date of Report 05/12/2011 6. Reporting Period 01/01/2010 to 12/31/2010

U. S. District Judge - Active

[] Initial

5b. [] Amended Report

7. Chambers or Office Address U. S. District Court 800 Market Street Knoxville, "IN 37902

8.On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Re~dcwing Officer

Date

IMPORTANT NO TES: The instructions accompanying this form must be followet Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (r~o~ng individual only; see pp. 9-13 of fillng inMructlon&)


~]

NONE (No reportable positions.)


POSITION NAME OF ORGANIZATION/ENTITY
University of Tennessee, Department of Political Science Bearden High School Foundation Alexander Varlan Revocable Living Trust Judicial Conference of the United States University of Tennessee, College of Arts and Sciences

I. 2. 3. 4. 5.

Advisory Board Director Successor Trustee Member Associate Board

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of fillng instructions.)
~ NONE (No reportable agreements.)

DATE

PARTIES AND TERMS

Varlan, Thomas A.

FINANCIAL DISCLOSURE REPORT Page 2 of 8

Name of Person Reporting Var|an, Thomas A.

Date of Report 05/12/201 I

III. NON-INVESTMENT INCO ME. (R,po,~,g i, dlvid,,I,,d spo,se: seepp. IZ-2 of~li, g
A. Filers Non-Investment Income ~] NONE (No reportable non-investment income.)

DATE

SOURCE AND TYPE

INCOME
(yours, not spouses)

2. 3. 4.

B. Spouses Non-Investment Income - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)


DATE
1. 2. 3. 4.

SOURCE AND TYPE

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.


(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

NONE (No reportable reimbursements.) SOURCE


1. 2. 3. 4. 5.

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 8

Name of Person Reporting \arian, Thomas A.

Date of Report 05/1:2/:2011

V. GIFTS. a, cl,~es ,hos, ,o spouse u,d de~.d,,, child,~.; s~e pp. 2S-31 of filing instructions~)
NONE (No reportable g~s.)
SOURCE
I. 2. 3. 4.

DESCRIPTION

VALUE

5.

VI. LIABILITIES. ancl,,~e~ ~ho~ o/spo~se ond d~,en~n, children; see pp. 32-3J of filing in~tructlon&)
NONE (No reportable liabilities.) CREDITOR
I. 2. 3.
4.

DESCRIPTION

VALUE CODE

5.

FINANCIAL DISCLOSURE REPORT Page 4 of 8

Name of Person Reporting Varlan, Thomas A.

Date of Report 05/12/2011

NONE (No reportable income, assets, or transactions.)


A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (2) I (I) ~ Amount Typ~ (e.g., I Code I ! div., rent, (A-H) or int.) i C. Gross value at end of reporting period (2) (I) Value Value Code 2 Method (J-P) Code 3 (Q-W) D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd~ Code 2 Code I (J-P) (A-H) (5) identity of buyer/seller (if private transaction)

I. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17.

AmSouth Bank Accounts Coca Cola Common Stock BB&T Common Stock U.S. Savings Bond Tennessees BEST Prepaid Tuition Accounts Strategic Portfolio Service Advantage IRA -I - Fidelity Adv. Strategy Income - UMB Scout Stock - Fideltiy Advisor New Insights - AM Century Equity Income - Fidelity Advisors Float Rt - Franklin Mutual Discovery - American Century Diversified Bond - American Century Heritage - Franklin Mutual Discovery - American Century Equity Income - Fidelity Advisors New Insights

B B A A A E A A A A A A A A A A A

Interest Dividend Dividend Interest Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

K L J J J M J K K K K K K K J

T T T T T T T T T T T T T T T Merged 01/02110 J (with line 10) Merged 01/02/10 (with line 9) J A A

I. Income Gain Codcs: (See Columns B I and D4 ) 2. Value Codes ISce Columns CI and D3) 3. Value l.lclhod Codes (See Column C2)

A -$1,000 or Icss F -$ 50.001 - $ 100.000 J =SI 5.0(~ or less N =$250.001 - 5500.000 P3 -525.000.001 - $50.00~.0~1 Q =Appraisal U = t3~k Value

B =$1,001 - $2.500 G =$ 100.001 - $ 1.000.000 K =$15.0OI - $50.000 O =$50~.001 - $1,0~0.000 R =~ost {Real Estate Only) V =Other

C =52.501 o $5,000 I I I =$ 1.000.001 - $ 5.000.000 L =550.001 - 510~.000 PI =51.000.0~1 - 55.000,000 P4 =More Ihan $50.00~.000 S =Asscssmcn! W =Estimated

D =$5,001 - $15,0~0 112 ~M ore Ill,an M =$100.001 - $250.000 P2 =$5.000.001 - $25.000.00~ T -~?ash Markc~

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 5 of 8

Name of Person Reporting Varlan, Thomas A.

Date of Report 05/12/201 I

VII. INVESTMENTS and TRUSTS -income, value, transactions tlncludes those of spouse and dependent children; see pl~ 34-60 of fillng instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust asse~) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (t) (2) i Amount Type (e.g., Code I div., rent, (A-H) or int.)
Gross value at end

D. Transactions during reporling period

of reporting period (i) (2)


Value Code 2 (J-P) Value Method Code 3

(t) Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I


(J-P) (A-H)

(5) Identity of buyer/seller


(if private

(Q-W) 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. - American Century Heritage - UMB Scout Stock - American Century Diversified Bond - Fidelity Advisor Float Rt. - Fidelity Advisors Strategy Income - Fidelity Advisor Float Re. - American Century Heritage - American Century Heritage - American Century Diversified Bond - Putnam Absolute Return 100 Strategic Advantage Service Portfolio IRA -2 - Franklin Mutual Discovery -UMB Scout Stock - Fidelity Advisors Strategy Income - American Century Equity Income - Fidelity Advisors Float Rt. - Fidelity Advisors New Insights A A A A A A A A A A A A A A A A A Dividend Dividend Dividend Dividend Dividend Dividend Distribution Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend J J J J J J J J T T T T T T T T Merged 01/02/10 (with line 13) Merged 01/02/10 (with line 8) Merged 01/02/10 (with line 13) Merged 01/02/10 (with line I 1) Merged 01/02/10 (with line 7) Merged 01/02/10 (with line I I) Merged 01/02/10 (with line 14) Merged 01/02/10 (with line 14) Merged 01/02/10 (with line 13) Buy 02/16/10 J J J J J J J J J J A A A A A A A A A

transaction)

I. Income Gain Codes: (See Columr~s BI and 1)4) 2. Value Codc~ (SeeColumnsCI and D3) 3. Value Method Codes ISee Column C2)

A =$1.000 or less F =$50.001 - $100,000 l =515,000 o les~ N :$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Bc~k Value

B =$1.001 - $2.500 G =$100.0OI - $1.000,000 K =$15,001 - 550.000 O $500.001 - $1.0~0.000 R -~:ost (Real l~tale Only) V =O~hct

C =$2.501 - $5.000 I II =$1.000.001 - $5.000.000 L =$50.001 - $100.000 PI =51.000.001 - 55.000.000 P4 ~More ihan 550.000.000 S =Assessment W =Estimated

D =$5.0OI - $15.000 112 =More than $5.000.000 M =5100.001 - $250.000 p2 =55.000.001 - $25.000~) T =Cash Market

E =515.1)01 - $50.000

FINANCIAL DISCLOSURE REPORT Page 6 of 8

Name of Person Reporting Varlan. Thomas A.

Date of Repor~ 05/12/201 I

VII. INVESTMENTS an d TRUSTS - i.co,ne, vot,,e. ~a.$actlo~ (Includes those ofspoase and dependent children; see plx 34-60 of filing instraction~)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including ~mst assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period i (I) (2) [ Amount Type (e.g., i Code I div., rent, ] (A-H) or int.) I C. Gross value at end ofrrponing period (I) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W) D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/ddhyy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

35. 36. 37. 38. 39. 40. 41.

- American Century Diversified Bond - American Century Heritage - Putnam Absolute Ret 100 Strategic Porlfolio Service Advantage, SEP/ IRA - Ishares Russell 3000 Index Fund Varlan Revocable Living Trust

A A A A A

Dividend Dividend Dividend Dividend Dividend None

J J J

T T T Buy 01/15/10 J J J A A

Merged 01/15/10 (with line 28) Merged 01/15/10 (with line 28)
M

I. Income Gain Codes: (See Columns BI and IM) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (See Colmnn C2)

A =$1.000 or less F -$50.001 - $100,000 J =$15.000 or less N =$250.001 - $500.000 P3 =$25.000.001 - $50,00).000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$100.001 - $1.000.000 K =$15.001 - $50.1)00 O =$500.001 - $1.000.000 R =:Cost (Real Estate Only) V =O~her

C =$2..501 - $5,000 It I =$1,000,001 - $5.000.000 L =$50.001 - $100,000 PI =$1.000.001 - $5,000,000 P4 =More than $50.000,000 S =Assessment W =Estimated

D =$5.001 - $15.000 112 =More Ihan $5.000,000 M =$100.001 - $250.000 P2 =$5.000.001 - $25.000.000 T -~2ash Markc~

E =$15,001 -$50.000

FINANCIAL DISCLOSURE REPORT Page 7 of 8

Name of Person Reporting Varlan, Thomas A.

Date of Report 05/12/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIAL DISCLOSURE REPORT Page 8 of 8 IX. CERTIFICATION,

Name of Person Reporting Varlan. Thomas A.

Date of Report 05/t2/2011

! certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my kno~ledge and belief, and that any information not reported was ~vithheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature s/Thomas A. Varlan

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

~0 IO Rev. 1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010


2. Court or Organization U.S. District Court, E. Tenn.
5a. Report Type (check appropriate type) ] Nomination, Date [] Annual [] Final

Report Required by the Ethics in Government Act ofl978 (5 U.S.C. app..~;.~" 101-111)

I. Person Reporting (last name, first, middle initial) Varlan, Thomas A. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 08/17/201 I 6. Reporting Period 01/01/2010 to 12/31/2010

U. S. District Judge - Active

[] Initial

5b. [] Amended Report 7. Chambers or Office Address 8. Off the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

U. S. District Court 800 Market Street, Suite 143 Knoxville, TN 37902

Reviewing Officer

Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where.rou have no reportable information. Sign on last page.

I. POSITIONS. ~R,vo,~,z ~.divld.at o.ty; s,e vv. 9.1~ omi.g instructions.)

D
I. 2. 3. 4. 5.

NONE (No reportable positions.) POSITION


Advisory Board Director Successor Trustee Member Associate Board NAME OF ORGANIZATION/ENTITY University of Tennessee, Department of Political Science Bearden High School Foundation Varlan Revocable Liv ng Trust Judicial Conference of the United States University of Tennessee, College of Arts and Sciences

II. AGREEMENTS. t~,po,i,g i.ai~ia.~t o.ty; s,, pp. 14-16 of firing instructions.)
J-~ NONE (No reportable agreements.)

DATE

PARTIES AND TERMS

Varlan, Thomas A. A

FINANCIAL DISCLOSURE REPORT Page 2 of 8

Name of Person Reporting Varlan, Thomas A.

Date of Report 08/17/2011

III. NON-INVESTMENT INCOME. tRepo~ng individual and spouxe; see pp. 17-24 of filing instruction.~)
A. Filers Non-Investment Income ~ NONE(No reportable non-investment income.) DATE SOURCE AND TYPE INCOME (yours, not spouses)

2. 3. 4.

B. Spouses Non-Investment Income - If you were married during any portion of the reporting )ear, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.) DATE 1. 2. 3. 4. SOURCE AND TYPE

IV. REIMBURSEMENTS --transpo.a~o~, lodging, load, ente.a~nmen~


(Includes those to spouse and dependent children; see pp. 25-27 o filling instructions.)

[~

NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

2. 3.
4.

5.

FINANCIAL DISCLOSURE REPORT Page 3 of 8

Name of Person Reporting Varlan, Thomas A.

Date of Report 08/17/201 I

V. GIFTS. anct,,des those to spo~e ,,nd de~,endent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.) SOURCE
1.

DESCRIPTION

VALUE

2. 3.
4.

5.

Vl. LIABILITIES. ancl,,d~ those o/spo~e ,,nd de~,endent children; see pp. 32-33 of filing instructions.) NONE (No reportable liabilities.)
CREDITOR
I. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 8

Name of Person Reporting Varlan, Thomas A.

Date of Report 08/17/201 I

VI I. INVESTMENTS and TRUSTS - income, value, t~a,~a.lo~ (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
Description of Assets Income during

(including trust assets)


Place "(X)" after each asset

reporting period ~1 (i)


I Amount

(2)
Type (.g.,

Gross value at end of reporling period (i) (2)


Value Value

Transactions during reporting period


(I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain rnm/dd~,y Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

exempt from prior disclosure

] Code I [ (A-H)

div., rent, or int.)

Code 2
(J-P)

Method
Code 3

(Q-W) I. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. AmSouth Bank Accounts Coca Cola Common Stock BB&T Common Stock U.S. Savings Bond Tennessees BEST Prepaid Tuition Accounts Strategic Portfolio Service Advantage IRA -1 - Fidelity Adv. Strategy Income - UMB Scout Stock - Fideltiy Advisor New Insights - AM Century Equity Income - Fidelity Advisors Float Rt - Franklin Mutual Discovery - American Century Diversified Bond - American Century Heritage - Franklin Mutual Discovery - American Century Equity Income - Fidelity Advisors Newlnsights B B A A A E A A A A A A A A A A A Interest Dividend Dividend Interest Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend K L J J J M
J

T T T T T T
T

K K K K K K K J

T T T T T T T T Merged 01/02/10 (with line I0) Merged 101/02/10 (with line 9) J J


A A

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes IScc Columns CI and D3) 3. Value Method COdes (See Cohtmn C2)

A -$1,000 or less F $50.001 * $100.00O J =$15.000 or less N $250.001-$500.000 P3 =$25.000.0OI - $50.000.000 Q :Appraisal U =Book Value

B =$1,001 - $2.500 G =$IO0.OOI - $1.000.000 K =$15.001 - $50.000 O=$500.001.$1.000.000 R ~Cos! tRcal Estate Only) V :Olher

C =$2,501 - $5,000 Ill =$l.000.0OI - $5.000.000 L =$50.001 - $100.000 p I =$1.0OO.001 - $5.000,000 P4 =More than $50.000.000 S =As~ssme~! W :Eslima~cd

D =$5.001 - $15.000 112 =More than $5.000.000 M =$100.0OI - $250.0~1 P2 =$5.0~O.0OI - $25.000.000 T =Cash Market

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 5 of 8

Name of Person Reporting Varlan, Thomas A.

Date of Report 08/17/201 I

V II. INVESTMENTS and T R U STS -incom,, ,.alum, ~o~actlo~ anciud~ thos~ o/spouse and dependent children; see pl~ 34-60 of filing instructions)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period l (1) i Amount [ Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value al end of reporting period O) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption) D. Transactions during reporting period (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-|I) (5) Identity of buyer/seller (if private transaction)

I
!

18. 19. 20. 21. 22. 23. 24. 25. 26. 27.

- American Century Heritage - UMB Scout Stock - American Century Diversified Bond - Fidelity Advisor Float Rt. - Fidelity Advisors Strategy Income - Fidelity Advisor Float Rt. - American Century Heritage - American Century Heritage - American Century Diversified Bond - Putnam Absolute Return 100

A A A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Distribution Dividend Dividend Dividend J T

Merged (with line 13) Merged (with line 8) Merged (with line 13) Merged (with line I l) Merged (with line 7) Merged (with line I I) Merged (with line 14) Merged (with line 14) Merged (with line 13) Buy

01/02/10 OI/02/lO 01/02/10 01/02/I0 01/02/10 01/02/10 01/02/10 01/02/10 01/02/10 02/16/10

J J J J J J J J J J

A A A A A A A A A

28. 29. 30. 31. 32.


33. 34.

Strategic Advantage Service Portfolio IRA -2 - Franklin Mutual Discovery - UMB Scout Stock - Fidelity Advisors Strategy Income - American Century Equity Income
- Fidelity Advisors Float Rt. - Fidelity Advisors New Insights

A A A A A
A A

Dividend Dividend Dividend Dividend Dividend


Dividend Dividend

J J J J
J J

I. lncome Gain Codes: (See Columns BI and D4) 2. Value Cod~ (Scc Columrts CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =515.000 or less N =5250.001 - 5500.000 P3 =$25.000.001 - $50.000.0~0 Q =Appraisal U =[look Value

B =$1,001 - $2,500 G =$100.001 - $1.000.000 K =$15.001 - 550.0(~) O =5500.001 - $1.00~.000 R =Cost (Real l~talc Only) V =O~her

C =$2.501 - $5,000 111 =$1.000,0~1 - $5.0~O.000 L -$50.0)1 - $100.000 PI 51.000.001 - $5.000,000 P4 =More Ihan $50.00~.000 S =Asscssmcnl W =Estimated

D 55,001 - 515.000 112 =More lhan 55.000.000 M =510~).001 - $250.000 P2 =55.000.001 - $25.000.0~O T =Cash [Slarkcl

E =515,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 8

Name of Person Reporting Varlan, Thomas A.

Date of Report 08/17/2011

VI I. INVESTM ENTS a nd TRU STS - i,.co,.e, vat.,,, tra.s~.io.s a.aud.s ,hos~ o/spots. ~.d d,p~.de.t chiU,,.: s~e pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "CA)" after each asset exempt from prior disclosure B. Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.)
Gross value at end of reporting period

D. Transactions during reporting period

(i)
Value Code 2 (J-P)

(2)
Value Method

(i)
Type (e.g., buy, sell, ~:temption)

(2)

(3)
(J-P)

(4)
(A-H)

(5)
Identity of buyer/seller
(if private transaction)

Dale Valu~ Gain mm/dd/yy Code 2 Code I

Code 3

(Q-W)
35. 36. 37. 38. 39. 40. 41. - American Century Diversified Bond - American Century Heritage - Putnam Absolute Ret IO0 Strategic Portfolio Service Advantage, SEP/ IRA - Ishares Russell 3000 Index Fund Varlan Revocable Living Trust (X) (See Part VIII) A A A A A Dividend Dividend Dividend Dividend Dividend None M W J J J T T T Buy Merged (with line 28) Merged (with line 28) 01/15/10 01/15/10 01/15/10 J J J A A

1. Income Gain Codes: (See Columns BI and D4) 2. Value Codcs (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less F =$50.001 - $100.000 J =$15.000 or Icss N =$250.001 . $500.000 P3 =$25,00~.001 - $50.000.000 Q =Appraisal U -Book Value

B :$1.001 . $2.500 G =$100.001 - $1.0~0,000 K -$15.001 - $50.00~ O -$500.001 - $1.0~0.000 R :Cost (Real Estate Only) V =Olh...r

C =$2.501 - $5.000 Ill =$1.000,001 - $5.000.00~ L $50.0~1 - $10~.000 PI =$1.000.001 - $5.000.000 P4 =More Ihaa $50.0~0.000 S :Asscssm,"m W :kstimawcd

D :$5.001 - $15.000 112 =More lhan $5.000.000 M =$100.001 - $250.000 P2 =$5.000.001 - $25,000.000 T :Cash Market

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 7 of 8

,Name of Person Reporting Varlan, Thomas A.

Date of Report 08/17/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicate part of rcpor~)


Part VII, Line 40 "! 17 _~ :_" :~ ~-7~,I, ii_ i: "~

FINANCIAL DISCLOSURE REPORT Page 8 of 8 IX. CERTIFICATION.

Name of Person Reporting Varlan, Thomas A.

Date of Report 08/17/201 I

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S[ Thomas A. Varlan

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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