Professional Documents
Culture Documents
1/2011
Report Required by the Ethics in Government Act ofl978 (5 U.S.C. app. :~,~" I01-111)
I. Person Reporting (last name, first, middle initial) TEILBORG, JAMES A. 4. Title (Article Ill judges indicate active or senior status; magistrate judges indicate full- or pan-time) U. S. DISTRICT JUDGE - ACTIVE
[] Initial
5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Reviewing Officer
Date
IMPORTANT NOTES: The instructions accompanying this form must be followe~ Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
2. 3. 4. 5.
II. AGREEMENTS. me~o,~.g ~d~v~a~.~ o~y; ~e~ r,. 14-16 of fillng instructions.) [~ NONE (No reportable agreements.)
DATE
1. 1997 2. 3.
Tellbor_cl, James A.
III. NON-INVESTMENT INCOME. (Reporting individual andspouse; see pp. 17-24 of filing instructlon~.)
A. Filers Non-Investment Income D NONE
~o reportable
DATE
non-investment income.)
SOURCE AND TYPE
INCOME
(yours, not spouses) $13,000
1.2010
2. 3. 4.
B. Spouses Non-Investment Income - tf you were married during any portion of the reporting )ear, complete this section.
(Dollar amount not required except for honoraria.)
~]
1. 2. 3. 4.
DATES
LOCATION
PURPOSE
V. GIFTS. aneludes those to spouse ond derendent children; see pp. 28-31 of filing instructions.) NONE (No reportable gifts.) SOURCE
1. 2. 3. 4.
DESCRIPTION
VALUE
5.
VI. LIABILITIES. anel,des those o/spouse o,d dependent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUECODE
V II. INV ESTMENTS and T RU STS - i.co,,,., ,,,,i,,o. ,r,,~,,a~o,~ a-d,,,~ ,bus. o/s~,o,,s. ,,.d,t.~,e.,~e.t a,i~,~,..: see~,~..~4-60
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure [ B. Income during reporting I~riod (I) (2) Amount Type (e.g., Code I div., ~nt, (A-H) or int.) C. Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd~ Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
RAW LAND, ~
. [ (2000, $79,000.)
None
GENWORTH VARIABLE ANNUITY (FORMERLY G.E. ANNUITY) -- FIDELITY VIP ASSET MANAGER PORTFOLIO --- FIDELITY VIP CONTRAFUND PORTFOLIO --- FIDELITY VIP EQUITY-INCOME PORTFOLIO --- GOLDMAN SACHS MID CAP VALUE FUND --- FIDELITY VIP OVERSEAS PORTFOLIO HARTFORD LIFE VARIABLE ANNUITY --- TEMPLETON GROWTH SECTOR --- INVESCO VI MIDCAP EQ (FORMERLY AIM VI MIDCAP ) --- AMR ASSET ALLOCATION --- AMRGROWTH --- MFS NEW DISCOVERY --- MFSTOTAL RETURN --- MUTUAL SHARES SEC PACIFIC LIFE VARIABLE ANNUITY # I
--- PIMCO INFLATION MANAGED
J J J J J
T T T T T
K K K. L J K K
T T T T T T T
None
I. Income Gain Codes: (Sc Columns B I and D4) 2. Value Codes {See Columns CI and D3) 3. Value Method Cod~s {Sc Column C2)
A =$1.000 or less F =$50.001 - $100,000 J =$15.000 or less N =$250.001 - $500.000 P3 =[,25.000,001 - $50.000.000 Q Appraisal U = Boc, k Value
B =$1,0Ol . $2,500 G =$100.001 - $1,0~0.000 K =$15.001 - $50.000 O =$500.001 . $1.00O.0~) R =Cosl (Real Estate Only) V =Other
C ~$2,501 - $5,000 Ill =$1.000,001 - $5.000.000 L =$50.001 - $10~.0~0 P I =$1,000.001 - $5.000,000 P4 =More than $50.0(~.000 S =Asscssm~.mt W =Estimated
D =$5,001 - $15,000 112 =More than $5.000.000 M =$100.001 . $250.000 P2 $5,000.001 - $25,009.000 T =C~h Market
E =$15.001 - $50,000
FINANCIAL DISCLOSURE REPORT Page 5 of 12 VII. INV ESTMENTS and TRU STS -i ....
, value, transactions (Includes those of spouse and dependent children; see ptx 34-60 of filing instructions.)
I o)
Amount Code I (A-H)
(2)
Type (e.g., div., rent, or int.)
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.
-- PIMCO MANAGED BOND -- GOLDMAN SACHS SHRT DURATION BOND -- COMSTOCK-VAN KAMPEN --- CAPITAL GUARDIAN DIV RESEARCH --- JANUS FOCUSED 30 --- LAZARD MID-CAP EQUITY --- BLACK ROCK SMALL CAP INDEX --- ALLIANCE BERNSTEIN INTL VALUE --- DIVIDEND GROWTH-T ROWE PRICE UBS PACE MM INVESTORS (FORMERLY PACE MM) UBS BANK USE DEP ACCT RMA MONEY MARKET PORTFOLIO THERMOSURGERY, INC. NATIONWIDE FLEXIBLE VARIABLE UNIVERSAL LIFE POLICY --- NVIT MID CAP INDEX 1 --- DREY VIF APPRECIATION PT --- OPP MDCAP/VA NSS A A A
None None None None None None None None None Dividend Interest Dividend None
J K K
T T T Sold 06/29/10 K C
J J K K K
K K J
T T T
I. Income Gain Codes: (See Columns B I and D4 ) 2. Value Codes (S,:c Columns CI and D3) 3. Value Method Codes (See Column C2)
A -$1,000 or less F =$50.001 - $ I OO,O00 J =$15.1~0 o less N -$250.001 - $500.000 P3 =$25.090.001 - $50.000.000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G = $ 100.001 - $ 1.000.000 K =$15.001 - $50.000 O =$500.001 - $1.CO0.000 R ~ost (Real IJslale Only) V =Other
C =$2,501 - $5,000 111 =$1,0~0,001 - $5.000.000 L =$50.001 - $100.000 PI =$1.000.001 - $5.000.000 P4 =More titan $50.000.000 S =Asscssmen! W =Estimated
D =$5,001 - $15,000 H2 =More than $5.000.000 M =$100.001 - $250.000 P2 =$5.000.001 - $25.000.000 T =Cash Market
E =$15,0~1 - $50,000
V1 I. INVESTMENTS and TRUSTS - i,,co,,,., ~at,,e, tra=.c#o,~ a.ctua~ those of s~.se u.~ a.~e.~e.t children see pl~ 34-60 o]" filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets)
Transactions during reporting period (2) (3) (4) Date Value mm/dd/~,y Code 2 (J-P) (5) Identity of buyer/seller (if private transaction)
K K J
T T T
None
K K J K J K M
1. Income Gain Codes: (See Columns B I and D4) 2. Value Codes {,Sc Columns CI and D3) 3. Value Method Codes (See Colunm C2)
A =$1,000 or less F =$50.001 - $ 100,000 J =$15,000 ~ less N =$250,001 - $500.000 P3 =$25,000.001 - $50.0~0.000 Q =Appraisal U I:kmk Value
B =$1,001 - $2,500 G =$ 100,001 - $ 1.000,000 K =$15,~OI - $50.000 O =$500.001 - $1,000,000 R =Cost (Real Estate Only) V =O~her
C =$2,501 - $5,000 111 =$ 1,000,001 - $5,000,000 L =$50.001 - $100.000 PI =$1,000.001 - $5.000,000 P4 =More than $50,000.0~O S =Assessment W =Estimated
D =$5.001. $15.000 112 =M ore than $5.000,000 M =$100,001 . $250.000 P2 =$5.000,001 - $25,000.000 T=~h Markc~
E =$15.001 - $50,000
[~]
(1)
Place "OO" after each asset exempt from prior disclosure
: Amount Code I (A-H)
(2)
Type (e.g., div.. r~nt, or int.)
O)
Value Code 2 (J-P)
(2)
Value Method Code 3
51. 52. 53. 54. 55. 56. 57. 58. 59. LORD ABBEVI" FUNDMNTL EQ FD(FORMERLY LRD ABBT ALL VALUE FD) JOHN HANCOCK FREEDOM 529 ACCOUNT 1 CL A JOHN HANCOCK FREEDOM 529 ACCOUNT 2 CL A JOHN HANCOCK FREEDOM 529 ACCOUNT 3 CL A JOHN HANCOCK FREEDOM 529 ACCOUNT 4 CL A JOHN HANCOCK FREEDOM 529 ACCOUNT 5 CL A NUVEEN MUNICIPAL VALUE FUND OPPENHEIMER INTL BOND FD CL A None
HARTFORD LIFE INSURANCE LEADERS ANNUITY HANGER INC.
Sold
04113110 J
(pan)
Sold 07/20/10 K B
(pan)
B Dividend None A D Interest Dividend L L J M T Sold (part) Buy (addl) Buy (addl) Sold 04/13/10 04/13/10 07/20/10 04/12/10 K K K M
T
A A B A A A
J J J J J J
T T T T T T
Sold (part)
04/13/10 K
I. Income Gain Codes: (See Columns B 1 and I)4 ) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$ 50,001 - $ 100,000 J :$15.000 o Ic~ N =$250.001 - $500,000 P3 =$25,000.001 - $50.000.000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G = $100.001 - $ 1.000.000 K =$15,001 - $50.000 0 =$500.001 - $1,000.000 R =Cost (Real Estate Only) V =Olhcr
C =$2,501 - $5,000 111 =$ 1.000,001 - $5.000.000 L =$50.001 - $100,0(~ PI =$1,000.001 - $5,000.000 P4 =M~e than $50.000.000 S =Assessment W =Estimated
D $5.001 - $15,000 112 = More than $5.000.000 M -$100.001 - $250.000 P2 -$5.000,001 - $25.000.000 T =Ca:,h Market
E =$15,001 - $50.000
Vll. INVESTMENTS and TRUSTS - i .... e, value, transactions (Includes those of spouse and dependent children; seepp~ 34-60 of filing instructions.)
---] NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period C. Gross value at end of reporting period D. Transactions during reporting period
i O)
[ Amount [ Code I i (A-H) ]
(2)
Type (e.g., div., rent, or int.)
(I)
Value Code 2 (J-P)
(2)
Value Method Code 3 (Q-W)
O)
Type (e.g., buy, sell, redemption)
(2)
(3)
(4)
Gain Code I (A-H)
(5)
Identity of buyer!seller (if private transaction)
67. 68. 69. TOUCHSTONE MID CAP GROWTH FUND 70. 71. 72. 73. 74. 75. 76. 77. 78.
79. 80. 81. 82. FIRST EAGLE OVERSEAS FUND CL A KEELEY SMALL CAP VALUE FD
Buy (addl) Sold (part) None T Sold (part) Sold (part) None T Sold (part) Sold (part) C Dividend M T Sold (part) Sold (part) FT-FRANKLIN GOLD & PREC MET A HARTFORD GLOBAL HEALTH FUND CL A HARTFORD INFLATION PLUS FD CLASS A
A
K J J J J K K K K D C D A
None None
Dividend
Sold
Sold Buy (addl) Sold
04/12/10 J 04/13/10 K
07/20/10 L
Dividend
04/13/10 07/20/10
J J
B C
LINCOLN NATIONAL AMERICAN LEGACY 111 VIEW 14L --- BL CHP INCOME & GROWTH None
None M T
83. ---GROWTH
1. Income Gain Codes: (See Columns BI and 124) 2. Value Codc~ (See Columns CI and D3) 3.Value Method Codes (See Column C2)
A =$1,000 or less F =$50.001 J =$15.000 or less N =$250,001 - $500,000 P3 =$25,000.001 - $50.000.000 Q =Appraisal U =13~ok Value
B =$1.001 - $2.500 G =$100.001 - $1.0~0.000 K =$15.001 - $50.000 O =$50~.001 - $1.000.0~) R -~ost (Real Estalc Only) V =O~ h~a"
C -$2,501 - $5.000 I I I =$ 1.000.0~ I - $5.000.000 L =$50.001 - $100.000 PI =$1.00~.001 . $5.000.000 P4 =More than $50.000.0~KI S =Asscssmtmt W =Estimated
D =$5.001 - $15,0~0 112 =More than $5.000.000 M =$100.001 . $250.000 P2 =$5.0<)0.001 - $25,000.0<)0 T =Cash Market
E =$15,001 - $50.0~O
l VII. INVESTMENTS and TRU STS -inco .....ue. transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "{X)" after each asset exempt from prior disclosure B. Income during reporting p~riod ~ (I) (2) ~ Amount Type (e.g., i Code I div., rent, i (A-H) or int.) l None
None
C. Gross value at end of reporting period (I) (2) Value Value Method Code 2 (J-P) Code 3 (Q-W) L
K
D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Value Gain Date mm/dds~sy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (ifprivate transaction)
T
T
86. 87.
None None None None None None None None None D D Dividend Dividend
L K K L K K K J
90. ---BOND 91. --- GLOBAL BOND 92. --- GOVT/AAA SECURITIES 93. --- HIGH INCOME BOND 94. NATIXIS CGM ADVISOR TARGETED EQUITY FD A 95. PRINCIPAL HIGH YIELD FD A 96. VIRTUS ALTERNATIVES DIVERSIFIED FUND CLASS A 97. 98. AXA EQUITABLE LIFE INSURANCE 99. GENERAL AMERICAN WHOLE LIFE INSURANCE POLICY 100. AQUILA THREE PEAKS A A B
J J K
T T T Buy 04/13/10 K
I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columr~ CI and D3) 3. Value Method Codes (See Column C2)
A =$1.000 or less F =$50.001 - $100.000 J =$15.000 or less N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U Book Value
B =$1,001 - $2.500 G =$100.001 - $1,000.0~0 K =$15.0~1 - $50.000 O =$500.001 - $1.000.000 R -~?osl (Real Estate Only) V =O~hcr
C =$2.501 - $5.000 II1 =$1.00Q.001 - $5.000.000 L =$50.001 - $100.000 Pl =$1,000,001 - $5.000,000 P4 =More than $50.000.000 S =As~ssment W -Estimated
D =$5.0~1 - $15,000 112 =More than $5.00~.00~ M =$100.001 - $250.000 P2 =$5.000.001 - $25.000,000 T =Cash Markel
E =$15.001 - $50.000
V II. INV EST MENTS and T RU STS -~,co,,e. ,alue. ~,a,~uctio,~ a,cl~des ,hose ols, o~se and d,p,,dent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(x)" after each asset exempt from prior disclosure B. Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) C. Gross value at end of reporting period (I) (2) Value Value Method Code 2 (J-P) Code 3 (Q-W) D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd,3y Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
I01. 102. BLACKROCK INFLATION 103. FIA CARD SERVICES 104. HARTFORD EQUITY INCOME 105. 106. HARTFORD FLOATING 107. PRUDENTIAL JENNISON 108. 109. PRUDENTIAL SHORT TERM CORPORATE BOND FD 110. I I 1. SUNAMERICA ALT. STRATEGY 112. 113. TEMPLETON BRIC FD 114. 115. VAN ECK MULTI-MANAGER A Dividend K T A Dividend L T None B Dividend L T B A Dividend Dividend L L T T B A B Dividend Dividend Dividend K K M T T T
Sold (par0 Buy Buy Buy Buy (addl) Buy Buy Buy (addl) Buy Buy (addl) Buy Sold Buy Buy (addl) Buy
I. Income Gain Codes: (S Columns B I and D4) 2 Value Codes IScc Columns CI and D3) 3. Value Method Codes IScc Column C2)
A =$1.000 or less F =$50.001 - $100,000 J =515.000 or less N =$250.001 - $500.000 P3 =525.000.001 - 550.000.000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15.(~)1 - 550.000 O =$500,001 - $1.000.000 R =Cost (Real Estate Only) V -~91h~."r
C =52,501 - $5,000 111 =$1.0~0,001 - $5.000.000 L =$50.0~1 - $100,0OO PI =51,000.001 - 55,000,000 P4 =More than $50.000,000 S =Asscssmen! W =Estimated
D =$5,001 . $15,000 112 =More Ihan $5.000.1)00 M =5100.001 - 5250.0~) P2 =$5.000,001 - $25,000,000 T =Cash Market
E =$15.001 - $50.000
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544