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DNA Replication
General Features
of DNA Replication
• Let us first consider the general mechanism of DNA replic
ation. The double-helical model for DNA includes the conc
ept that the two strands are complementary. Thus, each stra
nd can in principle serve as the template for making its ow
n partner. As we will see, this semiconservative model for
DNA replication is the correct one. In addition, molecular
biologists have uncovered the following interesting general
features of DNA replication: It is half discontinuous (made
in short pieces that are later stitched together); it requires
RNA primers; and it is usually bidirectional. Let us look at
each of these features in turn.
Semiconservative Replic
ation
• The Watson–Crick model for DNA replication assumed that as new
strands of DNA are made, they follow the usual base-pairing rules o
f A with T and G with C. The model also proposed that the two pare
ntal strands separate and that each then serves as a template for a ne
w progeny strand. This is called semiconservative replication becau
se each daughter duplex has one parental strand and one new strand.
In other words, one of the parental strands is “conserved” in each da
ughter duplex. However, this is not the only possibility. Another pot
ential mechanism (Figure 20.1b) is conservative replication, in whic
h the two parental strands stay together and somehow produce anoth
er daughter helix with two completely new strands. Yet another poss
ibility is dispersive replication, in which the DNA becomes fragmen
ted so that new and old DNAs coexist in the same strand after replic
ation. This mechanism was envisioned to avoid the formidable prob
lem of unwinding the two DNA strands.
• Three hypotheses for DNA replication. (a) Semiconservative replication gives
two daughter duplex DNAs, each of which contains one old strand (blue) and
one new strand (red). (b) Conservative replication yields two daughter duplexe
s, one of which has two old strands (blue) and one of which has two new stran
ds (red). (c) Dispersive replication gives two daughter duplexes, each of which
contains strands that are a mixture of old and new.
• In 1958, Matthew Meselson and Franklin Stahl pe
rformed a classic experiment to distinguish among
these three possibilities. They labeled E. coli DNA
with heavy nitrogen (15N) by growing cells in a m
edium enriched in this nitrogen isotope. This made
the DNA denser than normal. Then they switched
the cells to an ordinary medium containing primar
ily 14N, for various lengths of time. Finally, they s
ubjected the DNA to CsCl gradient ultracentrifuga
tion to determine the density of the DNA.
• Separation of DNAs by cesium chloride density gradient centrifugation. DNA cont
aining the normal isotope of nitrogen (14N) was mixed with DNA labeled with a h
eavy isotope of nitrogen (15N) and subjected to cesium chloride density gradient c
entrifugation. The two bands had different densities, so they separated cleanly. (a)
A photograph of the spinning rotor under ultraviolet illumination. Note that this is
a photograph through a window in the rotor as it spins. The ultracentrifuge rotor w
as designed to allow the experimenter to check its contents without stopping the ce
ntrifuge. The two dark bands correspond to the two different DNAs that absorb ultr
aviolet light. (b) A graph of the darkness of each band, which gives an idea of the r
elative amounts of the two kinds of DNA.
• Three replication hypotheses. The conserva
tive model (a) predicts that after one genera
tion equal amounts of two different DNAs
(heavy/heavy [H/H] and light/light [L/L])
will occur. Both the semiconservative (b) a
nd dispersive (c) models predict a single ba
ndof DNA with a density halfway between
the H/H and L/L densities.Meselson and St
ahl’s results confi rmed the latter prediction
, so the conservative mechanism was ruled
out. The dispersive model predicts that the
DNA after the second generation will have
a single density, corresponding to molecule
s that are 25% H and 75% L. This should g
ive one band of DNA halfway between the
L/L and the H/L band. The semiconservativ
e model predicts that equal amounts of two
different DNAs (L/L and H/L) will be pres
ent after the second generation. Again, the l
atter prediction matched the experimental r
esults, supporting the semiconservative mo
del.
• Results of CsCl gradient ultracentrifugation experiment that demonstra
tes semiconservative DNA replication. Meselson and Stahl shifted 15
N-labeled E. coli cells to a 14N medium for the number of generations
given at right, then subjected the bacterial DNA to CsCl gradient ultrac
entrifugation. (a) Photographs of the spinning centrifuge tubes under u
ltraviolet illumination. The dark bands correspond to heavy DNA (righ
t) and light DNA (left). A band of intermediate density was also observ
ed between these two and is virtually the only band observed at 1.0 an
d 1.1 generations. This band corresponds to duplex DNAs in which on
e strand is labeled with 15N, and the other with 14N, as predicted by t
he semiconservative replication model. After 1.9 generations, Meselso
n and Stahl observed approximately equal quantities of the intermediat
e band (H/L) and the L/L band. Again, this is what the semiconservativ
e model predicts. After three and four generations, they saw a progress
ive depletion of the H/L band, and a corresponding increase in the L/L
band, again as we expect if replication is semiconservative. (b) Densit
ometer tracings of the bands in panel (a), which can be used to quantif
y the amount of DNA in each band.
• The results of one more round of DNA replication ruled out the disper
sive hypothesis. Dispersive replication would give a product with one-
fourth 15N and three-fourths 14N after two rounds of replication in a
14N medium. Semiconservative replication would yield half of the pr
oducts as H/L and half as L/L (see Figure 20.3b). In other words, the h
ybrid H/L products of the fi rst round of replication would each split a
nd be supplied with new, light partners, giving the 1:1 ratio of H/L to
L/L DNAs. Again, this is precisely what occurred (see Figure 20.4). T
o make sure that the intermediatedensity peak was really a 1:1 mixtur
e of the heavy and light DNA, Meselson and Stahl mixed pure 15N-la
beled DNA with the DNA after 1.9 generations in 14N medium, then
measured the distances among the peaks. The middle peak was center
ed almost perfectly between the other two (50% 6 2% of the distance
between them). Therefore, the data strongly supported the semiconser
vative mechanism.
At Least Semidiscontinuous
Replication
• If we were charged with the task of designing a DNA replicating ma
chine, we might come up with a system such as the one pictured in F
igure 20.5a. DNA would unwind to create a fork, and two new DNA
strands would be synthesized continuously in the same direction as t
he moving fork. However, this scheme has a fatal fl aw. It demands t
hat the replicating machine be able to make DNA in both the 59→39
and 39→59 directions. That is because of the antiparallel nature of t
he two strands of DNA; if one runs 59→39 left to right, the other m
ust run 39→59 left to right. But the DNA synthesizing part (DNA po
lymerase) of all natural replicating machines can make DNA in only
one direction: 59→39. That is, it inserts the 59-most nucleotide first
and extends the chain toward the 39-end by adding nucleotides to th
e 39-end of the growing chain.
• Following this line of reasoning, Reiji Okazaki concluded that both str
ands could not replicate continuously. DNA polymerase could theoreti
cally make one strand (the leading strand) continuously in the 59→39
direction, but the other strand (the lagging strand) would have to be m
ade discontinuously. discontinuity of synthesis of the lagging strand c
omes about because its direction of synthesis is opposite to the
• direction in which the replicating fork is moving. Therefore, as the for
k opens up and exposes a new region of DNA to replicate, the lagging
strand is growing in the “wrong” direction, away from the fork. The o
nly way to replicate this newly exposed region is to restart DNA synth
esis at the fork, behind the piece of DNA that has already been made.
This starting and restarting of DNA synthesis occurs over and over ag
ain. The short pieces of DNA thus created would of course have to be
joined together somehow to produce the continuous strand that is the f
inal product of DNA replication.
• Continuous, semidiscontinuous, and disconti
nuous models of DNA replication. (a) Conti
nuous model. As the replicating fork moves t
o the right, both strands are replicated contin
uously in the same direction, left to right (bl
ue arrows). The top strand grows in the 39→
59 direction, the bottom strand in the 59→39
direction. (b) Semidiscontinuous model. Syn
thesis of one of the new strands (the leading
strand, bottom) is continuous (blue arrow), a
s in the model in panel (a); synthesis of the o
ther (the lagging strand, top) is discontinuou
s (pink arrows), with the DNA being made i
n short pieces. Both strands grow in the 59
→39 direction. (c) Discontinuous model. Bo
th leading and lagging strands are made in sh
ort pieces (i.e., discontinuously; pink arrow
s). Both strands grow in the 59→39 directio
n.
• The model of semidiscontinuous replication makes two pre
dictions that Okazaki’s team tested experimentally: (1) Bec
ause at least half of the newly synthesized DNA appears fi
rst as short pieces, one ought to be able to label and catch t
hese before they are stitched together by allowing only ver
y short periods (pulses) of labeling with a radioactive DNA
precursor. (2) If one eliminates the enzyme (DNA ligase) r
esponsible for stitching together the short pieces of DNA, t
hese short pieces ought to be detectable even with relativel
y long pulses of DNA precursor
• For his model system, Okazaki chose replication of phage
T4 DNA. This had the advantage of simplicity, as well as t
he availability of T4 ligase mutants. To test the first predict
ion, Okazaki and colleagues gave shorter and shorter pulse
s of 3H-labeled thymidine to E. coli cells that were replicat
ing T4 DNA. To be sure of catching short pieces of DNA b
efore they could be joined together, they even administered
pulses as short as 2 sec. Finally, they measured the approxi
mate sizes of the newly synthesized DNAs by ultracentrifu
gation.
• Experimental demonstration of at least semidiscontinuous DNA replication.
(a) Okazaki and his colleagues labeled replicating phage T4 DNA with very sh
ort pulses of radioactive DNA precursor and separated the product DNAs acco
rding to size by ultracentrifugation. At the shortest times, the label went prima
rily into short DNA pieces (found near the top of the tube), as the discontinuou
s model predicted. (b) When these workers used a mutant phage with a defecti
ve DNA ligase gene, short DNA pieces accumulated even after relatively long
labeling times (1 min in the results shown here).
• Already at 2 sec, some labeled DNA was visible in the gra
dient; within the limits of detection, it appeared that all of t
he label was in very small DNA pieces, 1000–2000 nt long
, which remained near the top of the centrifuge tube. With i
ncreasing pulse time, another peak of labeled DNA appear
ed much nearer the bottom of the tube. This was the result
of attaching the small, newly formed pieces of labeled DN
A to much larger, preformed pieces of DNA that were mad
e before labeling began. These large pieces, because they
were unlabeled before the experiment began, did not show
up until enough time had elapsed for DNA ligase to join th
e smaller, labeled pieces to them; this took only a few seco
nds. The small pieces of DNA that are the initial products
of replication have come to be known as Okazaki fragment
s.
• The predominant accumulation of small pieces of labeled DNA could be interpr
eted to mean that replication proceeded discontinuously on both strands, as pictu
red in Figure 20.5c. Indeed, this was Okazaki and colleagues’ interpretation. But
a commonly invoked alternative explanation is that some of the small DNA piec
es are created by a DNA repair system that removes dUMP residues incorporate
d into DNA. UTP is an essential precursor of RNA, but the cell also makes dUT
P, which can be accidentally incorporated into DNA (as dUMP) in place of dTM
P. Two enzymes help to minimize this problem. One of these, dUTPase—the pro
duct of the dut gene, degrades dUTP. The other, uracil N-glycosylase—the prod
uct of the ung gene, removes uracil bases from DNA, creating “abasicsites” that
are subject to breakage as part of the repair process. Thus, this repair process ge
nerates a certain component of short DNA pieces regardless of whether the repli
cating DNA is made continuously or discontinuously. The question is, what prop
ortion of the Okazaki fragments observed in experiments such as those depicted
in Figure 20.6 are due to discontinuous replication and what proportion to the re
pair of misincorporated dUMP residues?
• One way to answer this question would be to look at the sizes of new
ly labeled DNA fragments in dut1 ung2 cells. These cells minimize d
UMP incorporation (because of the presence of dUTPase) and cannot
create abasic sites (because of the absence of uracil N-glycosylase).
Therefore, strand breakage due to dUMP incorporation should be mi
nimized. In fact, this experiment has been done, and most newly labe
led DNAs are still small—Okazaki fragment size. Indeed, it appears t
hat, even in wild-type cells, the amount of dUMP incorporation is qu
ite low—far too low to explain the preponderance of Okazaki fragme
nts observed at short labeling times. These datasuggest a conclusion,
though it is not generally accepted, that replication on both strands o
ccurs discontinuously, at least in E. coli.
Priming of DNA Synthesis
• RNA polymerase initiates transcription simply by starting a new RNA
chain; it puts the fi rst nucleotide in place and then joins the next to it.
But DNA polymerases cannot perform the same trick with initiation o
f DNA synthesis. If we supply a DNA polymerase with all the nucleot
ides and other small molecules it needs to make DNA, then add either
single-stranded or double-stranded DNA with no strand breaks, the po
lymerase will make no new DNA. What is missing?
• We now know that the missing component is a primer, a piece of nucl
eic acid that the polymerase can “grab onto” and extend by adding nu
cleotides to its 39-end. This primer is not DNA, but a short piece of R
NA. First, a replicating fork opens up; next, short RNA primers are m
ade; next, DNA polymerase adds deoxyribonucleotides to these prime
rs, forming DNA, as indicated by the arrows.
• Priming in DNA syn
thesis. (a) The two p
arental strands (blu
e) separate. (b) Shor
t RNA primers (pin
k) are made. (c) DN
A polymerase uses t
he primers as startin
g points to synthesiz
e progeny DNA stra
nds (green arrows).
Bidirectional Replication
• In the early 1960s, John Cairns labeled replicating E. coli DNA with a radioactive DNA pr
ecursor, then subjected the labeled DNA to autoradiography. Figure shows the results, alon
g with Cairns’s interpretation. The structure represented in Figure is a so-called theta struct
ure because of its resemblance to the Greek letter θ (theta). Because it may not be immedia
tely obvious that the DNA in Figure looks like a theta, Figure provides a schematic diagra
m of the events in the second round of replication that led to the autoradiograph. This draw
ing shows that DNA replication begins with the creation of a “bubble”—a small region wh
ere the parental strands have separated and progeny DNA has been synthesized. As the bub
ble expands, the replicating DNA begins to take on the theta shape. We can now recognize
the autoradiograph as representing a structure shown in the middle of Figure, where the cro
ssbar of the theta has grown long enough to extend above the circular part. The u structure
contains two replicating forks, marked X and Y in Figure. This raises an important questio
n: Does one of these forks, or do both, represent sites of active DNA replication? In other
words, is DNA replication unidirectional, with one fork moving away from the other,which
remains fi xed at the origin of replication? Or is it bidirectional, with two replicating forks
moving in opposite directions away from the origin? Cairns’s autoradiographs were not des
igned to answer this question, but a subsequent study on Bacillus subtilis replication perfor
med by Elizabeth Gyurasits and R.B. Wake showed clearly that DNA replication in that ba
cterium is bidirectional.
• The theta mode of DNA replication in Escherichia coli. (a) An auto
radiograph of replicating E. coli DNA with an interpretive diagram
. The DNA was allowed to replicate for one whole generation and
part of a second in the presence of radioactive nucleotides to label
the DNA. The interpretive diagram to the right uses red to represen
t labeled DNA and blue to represent unlabeled parental DNA. (b)
Detailed description of the theta mode of DNA replication. The col
ors have the same meaning as in panel (a)
• These investigators’ strategy was to allow B. subtilis cells to grow for
a short time in the presence of a weakly radioactive DNA precursor, th
en for a short time with a more strongly radioactive precursor. The lab
eled precursor was the same in both cases: [3H]thymidine. Tritium (3
H) is especially useful for this type of autoradiography because its rad
ioactive emissions are so weak that they do not travel far from their p
oint of origin before they stop in the photographic emulsion and creat
e silver grains. This means that the pattern of silver grains in the autor
adiograph will bear a close relationship to the shape of the radioactive
DNA. It is important to note that unlabeled DNA does not show up in
the autoradiograph. The pulses of label in this experiment were short e
nough that only the replicating bubbles are visible. You should not mi
stake these for whole bacterial chromosomes.
• Experimental demonstration of bidirectional DNA replication. (a) Autoradiograph of replicating Bacillus s
ubtilis DNA. Dormant bacterial spores were germinated in the presence of low radioactivity DNA precurs
or, so the newly formed replicating bubbles immediately became slightly labeled. After the bubbles had gr
own somewhat, a more radioactive DNA precursor was added to label the DNA for a short period. (b) Inte
rpretation of the autoradiograph. The purple color represents the slightly labeled DNA strands produced du
ring the low-radioactivity pulse. The orange color represents the more highly labeled DNA strands produc
ed during the later, high-radioactivity pulse. Because both forks picked up the high radioactivity label, bot
h must have been functioning during the high-radioactivity pulse. DNA replication in B. subtilis is therefo
re bidirectional
• If you look carefully at the above Figure, you will notice that the pa
ttern of silver grains is not uniform. They are concentrated near bot
h forks in the bubble. This extra labeling identifies the regions of D
NA that were replicating during the “hot,” or high-radioactivity, pul
se period. Both forks incorporated extra label, showing that they w
ere both active during the hot pulse. Therefore, DNA replication in
B. subtilis is bidirectional; two forks arise at a fixed starting point
—the origin of replication—and move in opposite directions aroun
d the circle until they meet on the other side. Later experiments em
ploying this and other techniques have shown that the E. coli chro
mosome also replicates bidirectionally.
Rolling Circle Replication
• Certain circular DNAs replicate, not by the theta mode, but by a me
chanism called rolling circle replication. The E. coli phages with sin
gle-stranded circular DNA genomes, such as fX174, use a relatively
simple form of rolling circle replication in which a double stranded
replicative form (RFI) gives rise to many copies of a single-strande
d progeny DNA, as illustrated in simplified form in Figure 20.12. T
he intermediates (steps b and c) give this mechanism the rolling circ
le name because the double-stranded part of the replicating DNA ca
n be considered to be rolling counterclockwise and trailing out the p
rogeny single-stranded DNA, rather like a roll of toilet paper unrolli
ng as it speeds across the floor. This intermediate also somewhat res
embles an upside-down Greek letter σ (sigma), so this mechanism i
s sometimes called the s mode, to distinguish it from the θ mode.
• Schematic representation of rolling circle replication that produces single-stranded circular progeny DNA
s. (a) An endonuclease creates a nick in the positive strand of the double stranded replicative form. (b) Th
e free 39-end created by the nick serves as the primer for positive strand elongation, as the other end of th
e positive strand is displaced. The negative strand is the template. Red denotes newly-synthesized DNA.
(c) Further replication occurs, as the positive strand approaches double length. The circle can be consider
ed to be rolling counterclockwise. (d) The unit length of positive strand DNA that has been displaced is cl
eaved off by an endonuclease and circularized. (e) Replication continues, producing another new positive
strand, using the negative strand as template. This process repeats over and over to yield many copies of t
he circular positive strand.
• The rolling circle mechanism is not confi ned to production of singl
e-stranded DNA. Some phages (e.g., λ) use this mechanism to repli
cate double-stranded DNA. During the early phase of λ DNA replic
ation, the phage follows the θ mode of replication to produce severa
l copies of circular DNA. These circular DNAs are not packaged int
o phage particles; they serve as templates for rolling circle synthesi
s of linear λ DNA molecules that are packaged. The bellow Figure s
hows how this rolling circle operates. Here, the replicating fork loo
ks much more like that in E. coli DNA replication, with (perhaps) c
ontinuous synthesis on the leading strand (the one going around the
circle) and discontinuous synthesison the lagging strand. In λ, the pr
ogeny DNA reaches lengths that are several genomes long before it
is packaged. The multiple-length DNAs are called concatemers. Th
e packaging mechanism is designed to provide each phage head wit
h one genome’s worth of linear DNA, so the concatemer is cut enzy
matically at the cos sites flanking each complete l genome on the co
• Rolling circle model for phage l DNA replication. As the circle rolls
to the right, the leading strand (red) elongates continuously. The lag
ging strand (blue) elongates discontinuously, using the unrolled lead
ing strand as a template and RNA primers for each Okazaki fragme
nt. The progeny double-stranded DNA thus produced grows to man
y genomes in length (a concatemer) before one genome’s worth is c
lipped off and packaged into a phage head.
Enzymology of DNA
Replication
• The proofreading mechanism of pol III (and pol I) greatly increases the fi delit
y of DNA replication. The pol III core makes about one pairing mistake in one
hundred thousand in vitro—not a very good record, considering that even the E
. coli genome contains over four million base pairs. At this rate, replication wo
uld introduce errors into a significant percentage of genes every generation. Fo
rtunately, proofreading allows the polymerase another mechanism by which to
get the base pairing right. The error rate of this second pass is presumably the s
ame as that of the first pass, or about 10-5. This predicts that the actual error rat
e with proofreading would be 10-5 X 10-5 = 10-10, and that is close to the actual
error rate of the pol III holoenzyme in vivo, which is 10 -10–10-11. This is a tolera
ble level of fidelity. In fact, it is better than perfect fidelity because it allows for
mutations, some of which help the organism to adapt to a changing environmen
t through evolution.
• Consider the implications of the proofreading mechanism,
which removes a mispaired nucleotide at the 3’-end of a D
NA progeny strand. DNA polymerase cannot operate witho
ut a base-paired nucleotide to add to, which means that it c
annot start a new DNA chain unless a primer is already the
re. That explains the need for primers, but why primers ma
de of RNA? The reason seems to be the following: Primers
are made with more errors, because their synthesis is not s
ubject to proofreading. Making primers out of RNA guaran
tees that they will be recognized, removed, and replaced w
ith DNA by extending the neighboring Okazaki fragment.
The latter process is, of course, relatively error-free, becau
se it is catalyzed by pol I, which has a proofreading functio
n.
Strand Separation