PhillipCapital India

Your Partner in Finance

Corporate Profile

Disclaimer - Risk of loss in trading/investment can be substantial and even more than the amount / margin given by you. You should carefully consider whether trading/investment is appropriate for you in light of your experience,
objectives, financial resources and other relevant circumstances. PhillipCapital and any of its employees, directors, associates, group entities, affiliates shall not be liable for losses, if any, incurred by you. You are further
cautioned that trading/investments in financial markets are subject to market risks and are advised to seek trading/investment advice before investing. There is no guarantee/assurance as to returns or profits or capital protection
or appreciation. PhillipCapital (India) Pvt. Ltd. and any of its employees, directors, associates, group entities, affiliates is not inducing you for trading/investing in the financial market(s). Trading/Investment decision is your sole
responsibility. For Detailed Disclaimer: Please visit our website  www.phillipcapital.in
 About PhillipCapital Group

We are an integrated financial house with a

global presence using information technology
and distribution as our core competencies in
the provision of financial services.

Disclaimer - Risk of loss in trading/investment can be substantial and even more than the amount / margin given by you. You should carefully consider whether trading/investment is appropriate for you in light of your experience,
objectives, financial resources and other relevant circumstances. PhillipCapital and any of its employees, directors, associates, group entities, affiliates shall not be liable for losses, if any, incurred by you. You are further cautioned
that trading/investments in financial markets are subject to market risks and are advised to seek trading/investment advice before investing. There is no guarantee/assurance as to returns or profits or capital protection or
appreciation. PhillipCapital (India) Pvt. Ltd. and any of its employees, directors, associates, group entities, affiliates is not inducing you for trading/investing in the financial market(s). Trading/Investment decision is your sole
responsibility. For Detailed Disclaimer: Please visit our website  www.phillipcapital.in
2
 Global Presence

PhillipCapital operates in
the financial hub of
16 countries.

Disclaimer - Risk of loss in trading/investment can be substantial and even more than the amount / margin given by you. You should carefully consider whether trading/investment is appropriate for you in light of your experience,
objectives, financial resources and other relevant circumstances. PhillipCapital and any of its employees, directors, associates, group entities, affiliates shall not be liable for losses, if any, incurred by you. You are further cautioned
that trading/investments in financial markets are subject to market risks and are advised to seek trading/investment advice before investing. There is no guarantee/assurance as to returns or profits or capital protection or
appreciation. PhillipCapital (India) Pvt. Ltd. and any of its employees, directors, associates, group entities, affiliates is not inducing you for trading/investing in the financial market(s). Trading/Investment decision is your sole
responsibility. For Detailed Disclaimer: Please visit our website  www.phillipcapital.in
3
 Corporate Profile

 Established in 1975
 Started operation as a financial services company, Phillip
Securities, at the time of inception, PhillipCapital has an
integrated financial house with a global presence that offers a full
range of quality and innovative services to retail and high net
worth individuals, family offices, corporate and institutional
customers.
 Assets Under Management worldwide more than USD 28 Billion
 Shareholder’s funds in excess of USD 1 Billion
 Over 1 Million clients worldwide

Disclaimer - Risk of loss in trading/investment can be substantial and even more than the amount / margin given by you. You should carefully consider whether trading/investment is appropriate for you in light of your experience,
objectives, financial resources and other relevant circumstances. PhillipCapital and any of its employees, directors, associates, group entities, affiliates shall not be liable for losses, if any, incurred by you. You are further cautioned
that trading/investments in financial markets are subject to market risks and are advised to seek trading/investment advice before investing. There is no guarantee/assurance as to returns or profits or capital protection or
appreciation. PhillipCapital (India) Pvt. Ltd. and any of its employees, directors, associates, group entities, affiliates is not inducing you for trading/investing in the financial market(s). Trading/Investment decision is your sole
responsibility. For Detailed Disclaimer: Please visit our website  www.phillipcapital.in
4
 Products & Services

Disclaimer - Risk of loss in trading/investment can be substantial and even more than the amount / margin given by you. You should carefully consider whether trading/investment is appropriate for you in light of your experience,
objectives, financial resources and other relevant circumstances. PhillipCapital and any of its employees, directors, associates, group entities, affiliates shall not be liable for losses, if any, incurred by you. You are further cautioned
that trading/investments in financial markets are subject to market risks and are advised to seek trading/investment advice before investing. There is no guarantee/assurance as to returns or profits or capital protection or
appreciation. PhillipCapital (India) Pvt. Ltd. and any of its employees, directors, associates, group entities, affiliates is not inducing you for trading/investing in the financial market(s). Trading/Investment decision is your sole
responsibility. For Detailed Disclaimer: Please visit our website  www.phillipcapital.in
5
 You can Trade the World Markets with us
• America
 US (NASDAQ, NYSE, AMEX)
 Canada (TSX)

• Europe
 UK (LSE)
 France, Netherlands, Portugal, Belgium (Euronext Paris / Amsterdam / Lisbon / Brussels)
 Germany (Frankfurt Exchange)
 Turkey (Borsa Istanbul)

• Asia Pacific
 Singapore (SGX) China(SSE,SZSE) Japan(TSE)
 Malaysia(Bursa) Korea(KSE) Thailand(SET)
 Taiwan(TWSE) Philippines(PSE) Sri Lanka(CSE)
 Hong Kong(HKEx) Indonesia(IDX) Australia(ASX)
 Dubai (DGCX)

Disclaimer - Risk of loss in trading/investment can be substantial and even more than the amount / margin given by you. You should carefully consider whether trading/investment is appropriate for you in light of your experience,
objectives, financial resources and other relevant circumstances. PhillipCapital and any of its employees, directors, associates, group entities, affiliates shall not be liable for losses, if any, incurred by you. You are further cautioned
that trading/investments in financial markets are subject to market risks and are advised to seek trading/investment advice before investing. There is no guarantee/assurance as to returns or profits or capital protection or
appreciation. PhillipCapital (India) Pvt. Ltd. and any of its employees, directors, associates, group entities, affiliates is not inducing you for trading/investing in the financial market(s). Trading/Investment decision is your sole
responsibility. For Detailed Disclaimer: Please visit our website  www.phillipcapital.in
6
 Phillip's Online Electronic Mart System (POEMS)

POEMS Internet
POEMS internet allows you to monitor the pulse of leading stock exchanges
and trade with ease as you can place your stocks orders from home or
office if you have internet connection.

TeleBroker
Phillip's Telebroker is a 24-Hour, automated shares trading service using
any handphone or touch-tone phone. It allows you to trade in SGX and
KLSE stocks, with real-time stock quotes and account information.

Disclaimer - Risk of loss in trading/investment can be substantial and even more than the amount / margin given by you. You should carefully consider whether trading/investment is appropriate for you in light of your experience,
objectives, financial resources and other relevant circumstances. PhillipCapital and any of its employees, directors, associates, group entities, affiliates shall not be liable for losses, if any, incurred by you. You are further cautioned
that trading/investments in financial markets are subject to market risks and are advised to seek trading/investment advice before investing. There is no guarantee/assurance as to returns or profits or capital protection or
appreciation. PhillipCapital (India) Pvt. Ltd. and any of its employees, directors, associates, group entities, affiliates is not inducing you for trading/investing in the financial market(s). Trading/Investment decision is your sole
responsibility. For Detailed Disclaimer: Please visit our website  www.phillipcapital.in
7
 Phillip's Online Electronic Mart System (POEMS)

POEMS Mobile
POEMS Mobile unleashes the power
to trade anywhere you are at
anytime you like. You can now
capitalise on global market
opportunities, stay on top of your
trades with easy access to your
positions and the market conditions
with streaming prices, real time
trading limits and order status.

POEMS ProTrader
ProTrader equips you with the ability
to place advanced order types such
as Stop Limit, Contingent and
Iceberg, in addition to the normal
limit order that is available for trade

Disclaimer - Risk of loss in trading/investment can be substantial and even more than the amount / margin given by you. You should carefully consider whether trading/investment is appropriate for you in light of your experience,
objectives, financial resources and other relevant circumstances. PhillipCapital and any of its employees, directors, associates, group entities, affiliates shall not be liable for losses, if any, incurred by you. You are further cautioned
that trading/investments in financial markets are subject to market risks and are advised to seek trading/investment advice before investing. There is no guarantee/assurance as to returns or profits or capital protection or
appreciation. PhillipCapital (India) Pvt. Ltd. and any of its employees, directors, associates, group entities, affiliates is not inducing you for trading/investing in the financial market(s). Trading/Investment decision is your sole
responsibility. For Detailed Disclaimer: Please visit our website  www.phillipcapital.in
8
 Major Milestones

2009
Phillip Futures
Sdn
1996-2001 Bhd (100%)
1987 2003-2004 2006 2013-2014
1981 Japan - FX
Grand Building POEMS Online CFD, Debt Capital OTC/ T-Bills Malaysia – B2B Thailand - Phillip Life
Forward Pidemco POEMS Mobile Markets Japan - REIT (Securities) Assurance
Contracts POEMS ProTrader IFS Meltdown reveals Cambodia - Hwang
Private Equity Phillip as top DBS Commercial
UT Wrap broker Bank
in Singapore

1975

1984 1990-1995 2002 2005 2008 2010-2012

HK – Securities KL Commodities Corporate Finance FAME & Synergy Investor Hub Indonesia - Phillip Futures
and Futures Co HK Commodities Cash Management Korea - D&B Shan Road USA - Phillip Futures
London, Australia Housing Loan China - Phillip Hak Menkul Kiymetler
& Sri Lanka Mortgage Shanghai A.Ş. In Turkey
AIB Singapore B2B/HNWI Japan - Phillip Austock, Australia
AIB KL Japan - Naruse Sec Financial MF Global India (including
HK - Managed A/c MF Global Middle East
HK/SG - Global Hub DMCC, Dubai)
Trading Cambodia -Microfinance
KL – Mutual Fund

Disclaimer - Risk of loss in trading/investment can be substantial and even more than the amount / margin given by you. You should carefully consider whether trading/investment is appropriate for you in light of your experience,
objectives, financial resources and other relevant circumstances. PhillipCapital and any of its employees, directors, associates, group entities, affiliates shall not be liable for losses, if any, incurred by you. You are further cautioned
that trading/investments in financial markets are subject to market risks and are advised to seek trading/investment advice before investing. There is no guarantee/assurance as to returns or profits or capital protection or
appreciation. PhillipCapital (India) Pvt. Ltd. and any of its employees, directors, associates, group entities, affiliates is not inducing you for trading/investing in the financial market(s). Trading/Investment decision is your sole
responsibility. For Detailed Disclaimer: Please visit our website  www.phillipcapital.in
9
 Awards
2006

1999 POEMS (www.poems.com.sg)

ranked as the No. 1 website visited
Awarded as Best by online users in 2005 and 2006 2010 2014
Stock broking 2003 in the ‘Business and Finance -
Firm 1999 by the Stocks and Shares’ Our Phillip Asia Phillip Securities
2008
Financial No. 1 Equity Asia category of Hitwise Singapore Pacific Growth awarded as
Planner / Channel Pacific Fund Over Online Performance Award Our Phillip Growth Fund is “Top Asia Top SGX-ST
NewsAsia 5 Years in The Fund was “Best Pacific Equity member 2014
Edge-Lipper Our PCM funds received several Fund over Five Fund over 10 (Structured
Awarded top Singapore Unit awards from The Edge - Lipper Years at The Years” at The Warrants) and Top
SIMEX Trust Fund Singapore Funds Awards 2006 Edge-Lipper Edge-Lipper Asean SGX-ST
Clearing Member Awards 2003 and the Standard & Poor’s Singapore Funds Singapore Funds member 2014
Singapore Funds Awards 2006 Awards 2008 Awards 2010

2000 2005 2007 2009 2010-2013

Awarded eBroker of the Best Performing Equity POEMS ranked as the No. 1 Singapore Exchange Awarded Best Retail
year by the Arthur Asia Pacific Fund Over website visited by Internet users gives Special Broker 2012,
Andreson & Consumer 3 & 5 Years in the Standard in 2007 in the ‘Business and Achievement Award 2011 & 2010 by
& Poor’s Investment Funds Finance - Stocks and Shares’ to PhillipCapital’s Securities Investors
Association
Award Singapore 2004, category of Hitwise Singapore Chairman Association of
2005 & 2006 Online Performance Award Singapore (SIAS)
Awarded Stockbroker Largest CFD Provider
of the year by Our PCM funds received 2013, 2012 , 2011
the Financial Planner several awards from The Edge - & 2010 by Investment
Lipper Singapore Funds Awards Trends
2007 and the Standard & Poor’s
Singapore Funds Awards 2007

Disclaimer - Risk of loss in trading/investment can be substantial and even more than the amount / margin given by you. You should carefully consider whether trading/investment is appropriate for you in light of your experience,
objectives, financial resources and other relevant circumstances. PhillipCapital and any of its employees, directors, associates, group entities, affiliates shall not be liable for losses, if any, incurred by you. You are further cautioned
that trading/investments in financial markets are subject to market risks and are advised to seek trading/investment advice before investing. There is no guarantee/assurance as to returns or profits or capital protection or
appreciation. PhillipCapital (India) Pvt. Ltd. and any of its employees, directors, associates, group entities, affiliates is not inducing you for trading/investing in the financial market(s). Trading/Investment decision is your sole
responsibility. For Detailed Disclaimer: Please visit our website  www.phillipcapital.in
10
 About PhillipCapital India

• PhillipCapital India is a part of the PhillipCapital Group of Singapore.

• The securities broking arm in India has been a dominant part of the Indian
securities market place in the past decade.  The team has experience
across market / product segments and with the lineage of PhillipCapital
Group, aims to provide efficient solutions to the Indian marketplace for all
trading requirements.

• The commodities broking arm in India is one of the pioneering service

providers for access to local commodity futures.

• We have worked extensively with institutional clients as well as HNIs and

retail clients across asset classes.

Disclaimer - Risk of loss in trading/investment can be substantial and even more than the amount / margin given by you. You should carefully consider whether trading/investment is appropriate for you in light of your experience,
objectives, financial resources and other relevant circumstances. PhillipCapital and any of its employees, directors, associates, group entities, affiliates shall not be liable for losses, if any, incurred by you. You are further cautioned
that trading/investments in financial markets are subject to market risks and are advised to seek trading/investment advice before investing. There is no guarantee/assurance as to returns or profits or capital protection or
appreciation. PhillipCapital (India) Pvt. Ltd. and any of its employees, directors, associates, group entities, affiliates is not inducing you for trading/investing in the financial market(s). Trading/Investment decision is your sole
responsibility. For Detailed Disclaimer: Please visit our website  www.phillipcapital.in
11
 Business Model
Client-Driven
PhillipCapital experienced professionals are focused on providing the best execution
and clearing services to help clients achieve their trading or hedging objectives.
Market Experience
Through a global network built over years of hard-won success and a commanding
presence on the world’s major exchanges, PhillipCapital India opens doors to an
expansive range of products and services.
Objective Insight
With a focus on objective, thought-leading research, PhillipCapital India offers clients
practical and timely insight to capitalize on market opportunity. 
Trusted Relationship
By cultivating a deep understanding of client needs, our professionals provide a trusted
perspective and customized execution and clearing services through the life of our
relationship.

Disclaimer - Risk of loss in trading/investment can be substantial and even more than the amount / margin given by you. You should carefully consider whether trading/investment is appropriate for you in light of your experience,
objectives, financial resources and other relevant circumstances. PhillipCapital and any of its employees, directors, associates, group entities, affiliates shall not be liable for losses, if any, incurred by you. You are further cautioned
that trading/investments in financial markets are subject to market risks and are advised to seek trading/investment advice before investing. There is no guarantee/assurance as to returns or profits or capital protection or
appreciation. PhillipCapital (India) Pvt. Ltd. and any of its employees, directors, associates, group entities, affiliates is not inducing you for trading/investing in the financial market(s). Trading/Investment decision is your sole
responsibility. For Detailed Disclaimer: Please visit our website  www.phillipcapital.in
12
 PhillipCapital India Advantage

 Strong local presence and knowledge of key financial markets

 Provide up to date market updates, trading ideas and trade execution

 Offer customized solutions and direct market access to major stock

exchanges

 Proven track record in client servicing

Disclaimer - Risk of loss in trading/investment can be substantial and even more than the amount / margin given by you. You should carefully consider whether trading/investment is appropriate for you in light of your experience,
objectives, financial resources and other relevant circumstances. PhillipCapital and any of its employees, directors, associates, group entities, affiliates shall not be liable for losses, if any, incurred by you. You are further cautioned
that trading/investments in financial markets are subject to market risks and are advised to seek trading/investment advice before investing. There is no guarantee/assurance as to returns or profits or capital protection or
appreciation. PhillipCapital (India) Pvt. Ltd. and any of its employees, directors, associates, group entities, affiliates is not inducing you for trading/investing in the financial market(s). Trading/Investment decision is your sole
responsibility. For Detailed Disclaimer: Please visit our website  www.phillipcapital.in
13
 India - Local Business Structure

Disclaimer - Risk of loss in trading/investment can be substantial and even more than the amount / margin given by you. You should carefully consider whether trading/investment is appropriate for you in light of your experience,
objectives, financial resources and other relevant circumstances. PhillipCapital and any of its employees, directors, associates, group entities, affiliates shall not be liable for losses, if any, incurred by you. You are further cautioned
that trading/investments in financial markets are subject to market risks and are advised to seek trading/investment advice before investing. There is no guarantee/assurance as to returns or profits or capital protection or
appreciation. PhillipCapital (India) Pvt. Ltd. and any of its employees, directors, associates, group entities, affiliates is not inducing you for trading/investing in the financial market(s). Trading/Investment decision is your sole
responsibility. For Detailed Disclaimer: Please visit our website  www.phillipcapital.in
14
 India - Market Outreach

Disclaimer - Risk of loss in trading/investment can be substantial and even more than the amount / margin given by you. You should carefully consider whether trading/investment is appropriate for you in light of your experience,
objectives, financial resources and other relevant circumstances. PhillipCapital and any of its employees, directors, associates, group entities, affiliates shall not be liable for losses, if any, incurred by you. You are further cautioned
that trading/investments in financial markets are subject to market risks and are advised to seek trading/investment advice before investing. There is no guarantee/assurance as to returns or profits or capital protection or
appreciation. PhillipCapital (India) Pvt. Ltd. and any of its employees, directors, associates, group entities, affiliates is not inducing you for trading/investing in the financial market(s). Trading/Investment decision is your sole
responsibility. For Detailed Disclaimer: Please visit our website  www.phillipcapital.in
15
 India ‐ Other Services

 Portfolio Management Services

 Margin Funding
 Depository – NSDL / CDSL
 Distribution products – Mutual Funds / IPO / FD / Bonds etc.
 Corporate Bonds
 Loan against shares
 Online Trading Applications
 Securities Lending and Borrowing
 Multi Asset Class Research
 Algo Trading

Disclaimer - Risk of loss in trading/investment can be substantial and even more than the amount / margin given by you. You should carefully consider whether trading/investment is appropriate for you in light of your experience,
objectives, financial resources and other relevant circumstances. PhillipCapital and any of its employees, directors, associates, group entities, affiliates shall not be liable for losses, if any, incurred by you. You are further cautioned
that trading/investments in financial markets are subject to market risks and are advised to seek trading/investment advice before investing. There is no guarantee/assurance as to returns or profits or capital protection or
appreciation. PhillipCapital (India) Pvt. Ltd. and any of its employees, directors, associates, group entities, affiliates is not inducing you for trading/investing in the financial market(s). Trading/Investment decision is your sole
responsibility. For Detailed Disclaimer: Please visit our website  www.phillipcapital.in
16
 India ‐ Our Research Inputs
 Large Cap / Mid Cap Fundamental Research – Sector /Company
 Daily Technical Analysis –
P‐ACT – PhillipCapital Actionable Trades
 Daily Derivatives Analysis –
Path – PhillipCapital Analysis and Trading Highlights
PCODE – PhillipCapital on Derivatives
POINT – PhillipCapital Open Interest
PSDR – PhillipCapital Stock Delivery Report
FTP – Future Turning Point
 Daily Currency Futures Report
 Daily Commodity Reports
 Intraday and positional trading calls based on technical analysis.
Disclaimer - Risk of loss in trading/investment can be substantial and even more than the amount / margin given by you. You should carefully consider whether trading/investment is appropriate for you in light of your experience,
objectives, financial resources and other relevant circumstances. PhillipCapital and any of its employees, directors, associates, group entities, affiliates shall not be liable for losses, if any, incurred by you. You are further cautioned
that trading/investments in financial markets are subject to market risks and are advised to seek trading/investment advice before investing. There is no guarantee/assurance as to returns or profits or capital protection or
appreciation. PhillipCapital (India) Pvt. Ltd. and any of its employees, directors, associates, group entities, affiliates is not inducing you for trading/investing in the financial market(s). Trading/Investment decision is your sole
responsibility. For Detailed Disclaimer: Please visit our website  www.phillipcapital.in
17
 Trading Platforms – Local/Global Markets
Trading Platform : Local Markets
Product Platform

Equities ODIN, Omnesys, DION, FOW, FlexTrade,

Greeksoft, NOW, Presto

Commodity Futures ODIN, Omnesys, DION

Currency Futures ODIN, Omnesys, DION, NOW

Trading Platform : Global Markets

Product Platform

Equities POEMS, RTS Realtime Systems, POEMS

Professional

Commodity POEMS, RTS Realtime Systems, POEMS

Futures Professional, Phillip TT

Currency Futures POEMS, RTS Realtime Systems, POEMS

Professional, Phillip TT

Spot Forex and POEMS, M Trader, Phillip FXTrader, Phillip

Bullion fx365

Disclaimer - Risk of loss in trading/investment can be substantial and even more than the amount / margin given by you. You should carefully consider whether trading/investment is appropriate for you in light of your experience,
objectives, financial resources and other relevant circumstances. PhillipCapital and any of its employees, directors, associates, group entities, affiliates shall not be liable for losses, if any, incurred by you. You are further cautioned
that trading/investments in financial markets are subject to market risks and are advised to seek trading/investment advice before investing. There is no guarantee/assurance as to returns or profits or capital protection or
appreciation. PhillipCapital (India) Pvt. Ltd. and any of its employees, directors, associates, group entities, affiliates is not inducing you for trading/investing in the financial market(s). Trading/Investment decision is your sole
responsibility. For Detailed Disclaimer: Please visit our website  www.phillipcapital.in
18
 Talk to us. Talk to Phillip.

PhillipCapital (India) Pvt. Ltd

No.1, 18th Floor, Urmi Estate,
95 Ganpatrao Kadam Marg,
Lower Parel West,
Mumbai 400 013

Tel No: + 91 22 24831919

Toll Free : 1800-221-331
Email:  contact@phillipcapital.in

Disclaimer - Risk of loss in trading/investment can be substantial and even more than the amount / margin given by you. You should carefully consider whether trading/investment is appropriate for you in light of your experience,
objectives, financial resources and other relevant circumstances. PhillipCapital and any of its employees, directors, associates, group entities, affiliates shall not be liable for losses, if any, incurred by you. You are further cautioned
that trading/investments in financial markets are subject to market risks and are advised to seek trading/investment advice before investing. There is no guarantee/assurance as to returns or profits or capital protection or
appreciation. PhillipCapital (India) Pvt. Ltd. and any of its employees, directors, associates, group entities, affiliates is not inducing you for trading/investing in the financial market(s). Trading/Investment decision is your sole
responsibility. For Detailed Disclaimer: Please visit our website  www.phillipcapital.in
19