OF

ANGEL BROKING LTD

BY
Sharmishtha salvi
Roll no 91059
 Introduction

 About angel group of companies

To know the benefits and importance of trading through
a sub broker.
To understand the risk factor and the ways to minimize
risk.
To study about the all services offered to a sub broker.
To grasp the information and knowledge about the share
market.
 Mr. Pankaj Geol.
He is the branch manager of powai branch

 Prof Atul Rawal

Hod of Finance
 To know about the market operations.
 Market operations in the way about the different ways
and system available for functioning.
 In a stock exchange, an ordinary investor is not allowed to make
a transaction.
 Most stock exchange brokers are engaged in high-volume
trading and are not interested in very small investors.
 They have a network of sub-brokers who deal with these small
investors.
 Thus, a common investor has to make an investment decision
and then identify a broker or sub-broker for executing orders in
the stock exchange.
 “An investor should choose a qualified and professional broker
or Sub broker this can be as important as choosing a doctor, an
accountant, or any other professional. But for the first time, it
is best to rely on the sub brokers instead of recommendation of
relatives, neighbours, co-workers, and professional broker
associations. However, an investor should always keep in mind
that 'the broker is not your friend. He is more like a doctor who
charges patients on how frequently they change their medicine"
 Primary market:
 Secondary market:
 NSE:
 BSE:

Types of trading
 Intraday Trading
 Delivery Trading
 Short Selling
 Derivatives Concept
1. Select
2. Opening an Account with the Broker
of broker
3. Selection of Securities
4. Selection of Time for Trading
5. Placing an Order
6. Preparation of Contract Note
7. Settlement
 Sub broker
 Registration of Sub-Broker
Types of rejection Meaning

BSE Equity Market not allowed for Client DON’T HAVE AC IN BSE

Client Id not found: V1550 Client Id not mapped on CTCL

Client Id not found: BbCli. Wrong client Id punched

Limit exceeded Set= 115, N.Used= 150 ,Prev= 0,
T.Free Qty= 0 of Equity ( NSE-Settlement) There are 115 share in holding and client want to
of C159 sell 150 shares through stock watch
Margin Limit exceeded. Set= 100226.00,Used=
121886.25(I)(Prev= 71706.25)[UsedIM=
90155.00,PrevIM= 50175.00,EM=
28981.25,MTM= -2750.00,B.PL= 0.00]
across all securities of Combined ALL Margin limit exceed, I.e., client has violate his set
(Expiry) of D459 margin limit
 PAY IN
 PAY OUT
 NEAT
 BOLT
 ODIN
 Sebi Authorization
Running account authorisation.pdf
RTGS

RTGS FORM
RTGS_Request_Form Of Client.pdf

ECN
 Findings

 Limitations

 Conclusion