COMP211

Chapter 3
Transport Layer

Computer
Networking: A Top
Down Approach
7th edition
All material copyright 1996-2016 Jim Kurose, Keith Ross
J.F Kurose and K.W. Ross, All Rights Reserved Pearson/Addison Wesley
April 2016
Transport Layer 3-1
Chapter 3: Transport Layer
our goals:
 understand  learn about Internet
principles behind transport layer
transport layer protocols:
services:  UDP: connectionless
 multiplexing, transport
demultiplexing  TCP: connection-
 reliable data oriented reliable
transfer transport
 flow control  TCP congestion control
 congestion control
Transport Layer 3-2
Chapter 3 outline
3.1 transport-layer services
3.5 connection-oriented
transport: TCP
3.2 multiplexing and demultiplexing
3.3 connectionless transport:UDPsegment structure
 reliable data transfer
3.4 principles of reliable data transfer
 flow control
 connection
management
3.6 principles of
congestion control
3.7 TCP congestion
control
Transport Layer 3-3
Transport services and protocols
application
transport
 provide logical network
data link
communication between app physical

processes running on
different hosts

lo
gi
ca
transport protocols run in

le


nd
end systems

- en
d
 send side: breaks app

tra
ns
po
messages into

rt
segments, passes to application

network layer transport

network
data link

 rcv side: reassembles physical

segments into
messages, passes to
app layer
Transport Layer 3-4
 more than one transport
Transport vs. network layer
 network layer: household analogy:
logical
communication 12 kids in Ann’s house sending
letters to 12 kids in Bill’s
between hosts house:
 transport layer:  hosts = houses

logical  processes = kids

 app messages = letters in
communication envelopes
between processes  transport protocol = Ann
 relies on, enhances, and Bill who demux to in-
network layer house siblings
services  network-layer protocol =
postal service

Transport Layer 3-5

Internet transport-layer protocols
application
 reliable, in-order transport
network

delivery (TCP)
data link
physical
network
network data link
 congestion control

lo
data link physical

gi
physical

ca
network
 flow control

l
data link

en
physical

d-
en
 connection setup network

d
tra
data link
physical

ns
 unreliable,

po
network
data link

rt
unordered delivery: network
data link
physical

application

UDP physical
network
data link
transport
network
data link
physical
 no-frills extension of physical

“best-effort” IP
 services not
available: Transport Layer 3-6
Chapter 3 outline
3.1 transport-layer services
3.5 connection-oriented
transport: TCP
3.2 multiplexing and demultiplexing
3.3 connectionless transport:UDPsegment structure
 reliable data transfer
3.4 principles of reliable data transfer
 flow control
 connection
management
3.6 principles of
congestion control
3.7 TCP congestion
control
Transport Layer 3-7
Multiplexing/demultiplexing
multiplexing at sender:
handle data from multiple
sockets, add transport header
(later used for demultiplexing)
demultiplexing at receiver:
use header info to deliver
received segments to correct
socket

application

application P1 P2 application socket

P3 transport P4
process
transport network transport
network link network
link physical link
physical physical

Transport Layer 3-8

How demultiplexing works
 host receives IP 32 bits

datagrams source port # dest port #

 each datagram has
source IP address, other header fields
destination IP address
 each datagram carries application
one transport-layer data
segment (payload)
 each segment has
source, destination port TCP/UDP segment format
number
 host uses IP addresses
& port numbers to Transport Layer 3-9
 Connectionless demultiplexing
 recall:
created socket has  recall: when creating
host-local port #: datagram to send into UDP
DatagramSocket mySocket1 socket, must specify
= new  destination IP address
DatagramSocket(12534);
 destination port #

 when host receives IP datagrams with same

UDP segment:
 checks destination
port # in segment
 directs UDP segment
to socket with that
port #
dest. port #, but different
source IP addresses and/or
source port numbers will
be directed to same socket
at dest
Transport Layer 3-10
Connectionless demux: example
DatagramSocket
DatagramSocket serverSocket = new
DatagramSocket DatagramSocket
mySocket2 = new mySocket1 = new
DatagramSocket (6428); DatagramSocket
(9157); application
(5775);
application P1 application
P3 P4
transport
transport transport
network
network link network
link physical link
physical physical

source port: 6428 source port: ?

dest port: 9157 dest port: ?

source port: 9157 source port: ?

dest port: 6428 dest port: ?
Transport Layer 3-11
Connection-oriented demux
 TCP socket  server host may
identified by 4- support many
tuple: simultaneous TCP
 source IP address sockets:
 source port number  each socket identified
 dest IP address by its own 4-tuple
 dest port number  web servers have
 demux: receiver different sockets for
uses all four values each connecting
to direct segment to client
appropriate socket  non-persistent HTTP
will have different
Transport Layer 3-12
 Connection-oriented demux: example

application
application P4 P5 P6 application
P3 P2 P3
transport
transport transport
network
network link network
link physical link
physical server: IP physical
address B

host: IP source IP,port: B,80 host: IP

address A dest IP,port: A,9157 source IP,port: C,5775 address C
dest IP,port: B,80
source IP,port: A,9157
dest IP, port: B,80
source IP,port: C,9157
dest IP,port: B,80
three segments, all destined to IP address: B,
dest port: 80 are demultiplexed to different sockets Transport Layer 3-13
 Connection-oriented demux: example
threaded server
application
application application
P4
P3 P2 P3
transport
transport transport
network
network link network
link physical link
physical server: IP physical
address B

host: IP source IP,port: B,80 host: IP

address A dest IP,port: A,9157 source IP,port: C,5775 address C
dest IP,port: B,80
source IP,port: A,9157
dest IP, port: B,80
source IP,port: C,9157
dest IP,port: B,80

Transport Layer 3-14

Chapter 3 outline
3.1 transport-layer services
3.5 connection-oriented
transport: TCP
3.2 multiplexing and demultiplexing
3.3 connectionless transport:UDPsegment structure
 reliable data transfer
3.4 principles of reliable data transfer
 flow control
 connection
management
3.6 principles of
congestion control
3.7 TCP congestion
control
Transport Layer 3-15
UDP: User Datagram Protocol [RFC 768]
 “no frills,” “bare bones”
Internet transport protocol
 “best effort” service, UDP
segments may be:
 lost
 delivered out-of-
order to app
 connectionless:
 no handshaking
between UDP
sender, receiver
 each UDP segment
handled
independently of
 UDP use:
 streaming multimedia
apps (loss tolerant, rate
sensitive)
 DNS
 SNMP
 reliable transfer over
UDP:
 add reliability at
application layer
 application-specific error
recovery!
Transport Layer 3-16
UDP: segment header
length, in bytes of
32 bits UDP segment,
source port # dest port # including header

length checksum
why is there a UDP?
 no connection
application establishment (which can
data add delay)
(payload)  simple: no connection
state at sender, receiver
 small header size
UDP segment format
 no congestion control:
UDP can blast away as
fast as desired

Transport Layer 3-17

Internet checksum
Used in: UDP, TCP, ICMP, IP
Goal: detect “errors” (e.g., flipped bits) in transmitted
segment
sender:
 treat segment contents,
including header fields, as
sequence of 16-bit integers
 checksum: addition (1’s
complement sum) of
segment contents
 sender puts checksum
value into UDP checksum
field
receiver:
 compute checksum of
received segment
 check if computed checksum
equals checksum field value:
 NO - error detected
 YES - no error
detected. But maybe
errors nonetheless?
More later ….Transport Layer 3-18
Internet checksum: example
example: add two 16-bit integers
1 1 1 1 0 0 1 1 0 0 1 1 0 0 1 1 0
1 1 1 0 1 0 1 0 1 0 1 0 1 0 1 0 1

wraparound 1 1 0 1 1 1 0 1 1 1 0 1 1 1 0 1 1

sum 1 1 0 1 1 1 0 1 1 1 0 1 1 1 1 0 0
checksum 1 0 1 0 0 0 1 0 0 0 1 0 0 0 0 1 1

Note: when adding numbers, a carryout from the most

significant bit needs to be added to the result

Transport Layer 3-19

Chapter 3 outline
3.1 transport-layer services
3.5 connection-oriented
transport: TCP
3.2 multiplexing and demultiplexing
3.3 connectionless transport:UDPsegment structure
 reliable data transfer
3.4 principles of reliable data transfer
 flow control
 connection
management
3.6 principles of
congestion control
3.7 TCP congestion
control
Transport Layer 3-20
Principles of reliable data transfer
 important in application, transport, link
layers
 top-10 list of important networking topics!

 characteristics of unreliable channel will determine

complexity of reliable data transfer protocol (rdt)
Transport Layer 3-21
Principles of reliable data transfer
 important in application, transport, link
layers
 top-10 list of important networking topics!

 characteristics of unreliable channel will determine

complexity of reliable data transfer protocol (rdt)
Transport Layer 3-22
Principles of reliable data transfer
 important in application, transport, link
layers
 top-10 list of important networking topics!

 characteristics of unreliable channel will determine

complexity of reliable data transfer protocol (rdt)
Transport Layer 3-23
Reliable data transfer: getting started
rdt_send(): called from above, deliver_data(): called by rdt to
(e.g., by app.). Passed data to deliver data to upper layer
deliver to receiver upper layer

send receive
side side

udt_send(): called by rdt, rdt_rcv(): called when packet

to transfer packet over arrives on rcv-side of channel
unreliable channel to receiver

Transport Layer 3-24

Reliable data transfer: getting started
we’ll:
 incrementally develop sender, receiver sides
of reliable data transfer protocol (rdt)
 consider only unidirectional data transfer
 but control info will flow on both directions!
 use finite state machines (FSM) to specify
sender, receiver event causing state transition
actions taken on state transition
state: when in this
“state” next state state state
uniquely determined 1 event
by next event 2
actions

Transport Layer 3-25

rdt1.0: reliable transfer over a reliable channel
 underlying channel perfectly reliable
 no bit errors
 no loss of packets
 separate FSMs for sender, receiver:
 sender sends data into underlying channel
 receiver reads data from underlying channel
Wait for rdt_send(data) Wait for rdt_rcv(packet)
call from call from extract (packet,data)
above packet = make_pkt(data) below deliver_data(data)
udt_send(packet)

sender receiver

Transport Layer 3-26

rdt2.0: channel with bit errors
 underlying channel may flip bits in packet
 checksum to detect bit errors
 the question: how to recover from errors:
 acknowledgements (ACKs): receiver explicitly
tells sender that pkt received OK
 negative acknowledgements (NAKs): receiver
explicitly
How dotells senderrecover
humans that pkt from
had errors
“errors”
 sender retransmits pkt on receipt of NAK
 during conversation?
new mechanisms in rdt2.0 (beyond rdt1.0):
 error detection
 receiver feedback: control msgs (ACK,NAK)
rcvr->sender

Transport Layer 3-27

rdt2.0: channel with bit errors
 underlying channel may flip bits in packet
 checksum to detect bit errors
 the question: how to recover from errors:
 acknowledgements (ACKs): receiver explicitly
tells sender that pkt received OK
 negative acknowledgements (NAKs): receiver
explicitly tells sender that pkt had errors
 sender retransmits pkt on receipt of NAK
 new mechanisms in rdt2.0 (beyond rdt1.0):
 error detection
 feedback: control msgs (ACK,NAK) from
receiver to sender
Transport Layer 3-28
rdt2.0: FSM specification
rdt_send(data)
sndpkt = make_pkt(data, checksum) receiver
udt_send(sndpkt)
rdt_rcv(rcvpkt) &&
isNAK(rcvpkt)
Wait for Wait for rdt_rcv(rcvpkt) &&
call from ACK or udt_send(sndpkt) corrupt(rcvpkt)
above NAK
udt_send(NAK)

rdt_rcv(rcvpkt) && isACK(rcvpkt)

Wait for
L
call from
sender below

rdt_rcv(rcvpkt) &&
notcorrupt(rcvpkt)
extract(rcvpkt,data)
deliver_data(data)
udt_send(ACK)

Transport Layer 3-29

rdt2.0: operation with no errors
rdt_send(data)
snkpkt = make_pkt(data, checksum)
udt_send(sndpkt)
rdt_rcv(rcvpkt) &&
isNAK(rcvpkt)
Wait for Wait for rdt_rcv(rcvpkt) &&
call from ACK or udt_send(sndpkt) corrupt(rcvpkt)
above NAK
udt_send(NAK)

rdt_rcv(rcvpkt) && isACK(rcvpkt)

Wait for
L call from
below

rdt_rcv(rcvpkt) &&
notcorrupt(rcvpkt)
extract(rcvpkt,data)
deliver_data(data)
udt_send(ACK)

Transport Layer 3-30

rdt2.0: error scenario
rdt_send(data)
snkpkt = make_pkt(data, checksum)
udt_send(sndpkt)
rdt_rcv(rcvpkt) &&
isNAK(rcvpkt)
Wait for Wait for rdt_rcv(rcvpkt) &&
call from ACK or udt_send(sndpkt) corrupt(rcvpkt)
above NAK
udt_send(NAK)

rdt_rcv(rcvpkt) && isACK(rcvpkt)

Wait for
L call from
below

rdt_rcv(rcvpkt) &&
notcorrupt(rcvpkt)
extract(rcvpkt,data)
deliver_data(data)
udt_send(ACK)

Transport Layer 3-31

rdt2.0 has a fatal flaw!
what happens if handling duplicates:
ACK/NAK  sender retransmits current
corrupted? pkt if ACK/NAK
 sender doesn’t know what corrupted
happened at receiver!  sender adds sequence
 Can’t just retransmit: number to each pkt
possible duplicate  receiver discards (doesn’t
deliver up) duplicate pkt
stop and wait
sender sends one packet,
then waits for receiver
response

Transport Layer 3-32

rdt2.1: sender, handles garbled ACK/NAKs
rdt_send(data)
sndpkt = make_pkt(0, data, checksum)
udt_send(sndpkt) rdt_rcv(rcvpkt) &&
( corrupt(rcvpkt) ||
Wait for Wait for
ACK or
isNAK(rcvpkt) )
call 0 from
NAK 0 udt_send(sndpkt)
above
rdt_rcv(rcvpkt)
&& notcorrupt(rcvpkt) rdt_rcv(rcvpkt)
&& isACK(rcvpkt) && notcorrupt(rcvpkt)
&& isACK(rcvpkt)
L
L
Wait for Wait for
ACK or call 1 from
rdt_rcv(rcvpkt) && NAK 1 above
( corrupt(rcvpkt) ||
isNAK(rcvpkt) ) rdt_send(data)

udt_send(sndpkt) sndpkt = make_pkt(1, data, checksum)

udt_send(sndpkt)

Transport Layer 3-33

 rdt2.1: receiver, handles garbled ACK/NAKs
rdt_rcv(rcvpkt) && notcorrupt(rcvpkt)
&& has_seq0(rcvpkt)
extract(rcvpkt,data)
deliver_data(data)
sndpkt = make_pkt(ACK, chksum)
udt_send(sndpkt)
rdt_rcv(rcvpkt) && rdt_rcv(rcvpkt) &&
(corrupt(rcvpkt) (corrupt(rcvpkt)
sndpkt = make_pkt(NAK, chksum) sndpkt = make_pkt(NAK, chksum)
udt_send(sndpkt) udt_send(sndpkt)
Wait for Wait for
rdt_rcv(rcvpkt) && 0 from 1 from rdt_rcv(rcvpkt) &&
not corrupt(rcvpkt) && below below not corrupt(rcvpkt) &&
has_seq1(rcvpkt) has_seq0(rcvpkt)
sndpkt = make_pkt(ACK, chksum) sndpkt = make_pkt(ACK, chksum)
udt_send(sndpkt) udt_send(sndpkt)
rdt_rcv(rcvpkt) && notcorrupt(rcvpkt)
&& has_seq1(rcvpkt)

extract(rcvpkt,data)
deliver_data(data)
sndpkt = make_pkt(ACK, chksum)
udt_send(sndpkt)

Transport Layer 3-34

rdt2.1: discussion
receiver:
sender:
 must
seq # check
added iftoreceived
pkt packet is duplicate
 state
 two indicates
seq. whether
#’s (0,1) 0 or 1 is expected
will suffice. Why? pkt
seq #
 must check if received ACK/NAK
 note: receiver can not know if its last
corrupted
 ACK/NAK received
twice as many states OK at sender
 state must “remember” whether “expected” pkt
should have seq # of 0 or 1

Transport Layer 3-35

rdt2.2: a NAK-free protocol
 same functionality as rdt2.1, using ACKs
only
 instead of NAK, receiver sends ACK for last
pkt received OK
 receiver must explicitly include seq # of pkt being
ACKed
 duplicate ACK at sender results in same
action as NAK: retransmit current pkt

Transport Layer 3-36

 rdt2.2: sender, receiver fragments
rdt_send(data)
sndpkt = make_pkt(0, data, checksum)
udt_send(sndpkt)
rdt_rcv(rcvpkt) &&
( corrupt(rcvpkt) ||
Wait for Wait for
ACK isACK(rcvpkt,1) )
call 0 from
above 0 udt_send(sndpkt)
sender FSM
fragment rdt_rcv(rcvpkt)
&& notcorrupt(rcvpkt)
rdt_rcv(rcvpkt) && && isACK(rcvpkt,0)
(corrupt(rcvpkt) || L
has_seq1(rcvpkt)) Wait for receiver FSM
0 from
udt_send(sndpkt) below fragment
rdt_rcv(rcvpkt) && notcorrupt(rcvpkt)
&& has_seq1(rcvpkt)
extract(rcvpkt,data)
deliver_data(data)
sndpkt = make_pkt(ACK1, chksum)
udt_send(sndpkt) Transport Layer 3-37
rdt3.0: channels with errors and loss

new assumption: underlyingapproach:

channel
sender
can also
waits
lose packets (data, ACKs) “reasonable” amount
 checksum, seq. #, ACKs, of time for ACK
retransmissions will
 retransmits if no ACK
be of help … but not enough
received in this time
 if pkt (or ACK) just delayed
(not lost):
 retransmission will be
duplicate, but seq. #’s
already handles this
 receiver must specify
seq # of pkt being
ACKed
 requires countdownTransport
timerLayer 3-38
rdt3.0 sender
rdt_rcv(rcvpkt) &&
rdt_send(data) ( corrupt(rcvpkt) ||
sndpkt = make_pkt(0, data, checksum) isACK(rcvpkt,1) )
udt_send(sndpkt) udt_send(sndpkt)
rdt_rcv(rcvpkt) start_timer restart_timer
L Wait for Wait
for timeout
call 0from
ACK0 udt_send(sndpkt)
above
restart_timer
rdt_rcv(rcvpkt)
&& notcorrupt(rcvpkt) rdt_rcv(rcvpkt)
&& isACK(rcvpkt,1) && notcorrupt(rcvpkt)
stop_timer && isACK(rcvpkt,0)
stop_timer
Wait Wait for
timeout for call 1 from
udt_send(sndpkt) ACK1 above
restart_timer rdt_rcv(rcvpkt)
rdt_send(data) L
rdt_rcv(rcvpkt) &&
sndpkt = make_pkt(1, data, checksum)
( corrupt(rcvpkt) || udt_send(sndpkt)
isACK(rcvpkt,0) ) start_timer
udt_send(sndpkt)
restart_timer

Transport Layer 3-39

 rdt3.0 in action
sender receiver sender receiver
send pkt0 pkt0 send pkt0 pkt0
rcv pkt0 rcv pkt0
ack0 send ack0 ack0 send ack0
rcv ack0 rcv ack0
send pkt1 pkt1 send pkt1 pkt1
rcv pkt1 X
ack1 send ack1 loss
rcv ack1
send pkt0 pkt0
rcv pkt0 timeout
ack0 send ack0 resend pkt1 pkt1
rcv pkt1
ack1 send ack1
rcv ack1
send pkt0 pkt0
(a) no loss rcv pkt0
ack0 send ack0

(b) packet loss

Transport Layer 3-40
 rdt3.0 in action
sender receiver
sender receiver send pkt0 pkt0
send pkt0 pkt0 rcv pkt0
ack0 send ack0
rcv pkt0
send ack0 rcv ack0
ack0 send pkt1 pkt1
rcv ack0 rcv pkt1
send pkt1 pkt1
rcv pkt1 send ack1
ack1 ack1
send ack1
X
loss timeout
resend pkt1 pkt1
rcv pkt1
timeout
resend pkt1 pkt1 rcv ack1 pkt0 (detect duplicate)
rcv pkt1 send pkt0 send ack1
(detect duplicate) ack1
ack1 send ack1 rcv ack1 rcv pkt0
rcv ack1 ack0 send ack0
pkt0 send pkt0 pkt0
send pkt0 rcv pkt0
rcv pkt0 ack0 (detect duplicate)
ack0 send ack0 send ack0

(c) ACK loss (d) premature timeout/ delayed ACK

Transport Layer 3-41

Performance of rdt3.0
 rdt3.0 is correct, but performance is bad
 e.g.: 1 Gbps link, 15 ms prop. delay, 8000 bit
packet: L 8000 bits
Dtrans = R = = 8 microsecs
109 bits/sec

 U sender: utilization – fraction of time sender busy sending

U L/R .008
sender = = = 0.00027
RTT + L / R 30.008

 if RTT=30 msec, 1KB pkt every 30 msec: 33kB/sec

throughput over 1 Gbps link
 network protocol limits use of physical resources!
Transport Layer 3-42
 rdt3.0: stop-and-wait operation
sender receiver
first packet bit transmitted, t = 0
last packet bit transmitted, t = L / R

first packet bit arrives

RTT last packet bit arrives, send ACK

ACK arrives, send next

packet, t = RTT + L / R

U L/R .008
sender = = = 0.00027
RTT + L / R 30.008

Transport Layer 3-43

Pipelined protocols
pipelining: sender allows multiple, “in-
flight”, yet-to-be-acknowledged pkts
 range of sequence numbers must be increased
 buffering at sender and/or receiver

 two generic forms of pipelined protocols: go-

Back-N, selective repeat
Transport Layer 3-44
 Pipelining: increased utilization
sender receiver
first packet bit transmitted, t = 0
last bit transmitted, t = L / R

first packet bit arrives

RTT last packet bit arrives, send ACK
last bit of 2nd packet arrives, send ACK
last bit of 3rd packet arrives, send ACK
ACK arrives, send next
packet, t = RTT + L / R
3-packet pipelining increases
utilization by a factor of 3!

U 3L / R .0024
sender = = = 0.00081
RTT + L / R 30.008

Transport Layer 3-45

Go-Back-N: sender
 k-bit seq # in pkt header
 “window” of up to N, consecutive unack’ed pkts allowed

 ACK(n): ACKs all pkts up to, including seq # n - “cumulative

ACK”
 may receive duplicate ACKs (see receiver)
 timer for oldest in-flight pkt
 timeout(n): retransmit packet n and all higher seq # pkts in
window
Transport Layer 3-46
GBN: sender extended FSM
rdt_send(data)
if (nextseqnum < base+N) {
sndpkt[nextseqnum] = make_pkt(nextseqnum,data,chksum)
udt_send(sndpkt[nextseqnum])
if (base == nextseqnum)
start_timer
nextseqnum++
}
L else
refuse_data(data)
base=1
nextseqnum=1 timeout
start_timer
Wait udt_send(sndpkt[base])
udt_send(sndpkt[base+1])
rdt_rcv(rcvpkt) …
&& corrupt(rcvpkt) udt_send(sndpkt[nextseqnum-1])
L
rdt_rcv(rcvpkt) &&
notcorrupt(rcvpkt) && base ≤ getacknum(rcvpkt)
base = getacknum(rcvpkt)+1
If (base == nextseqnum)
stop_timer
else
start_timer Transport Layer 3-47
GBN: receiver extended FSM
default
udt_send(sndpkt) rdt_rcv(rcvpkt)
&& notcurrupt(rcvpkt)
L && hasseqnum(rcvpkt,expectedseqnum)
expectedseqnum=1 Wait extract(rcvpkt,data)
sndpkt = deliver_data(data)
make_pkt(0,ACK,chksum) sndpkt = make_pkt(expectedseqnum,ACK,chksum)
udt_send(sndpkt)
expectedseqnum++

ACK-only: always send ACK for correctly-

received pkt with highest in-order seq #
 may generate duplicate ACKs
 need only remember expectedseqnum
 out-of-order pkt:
 discard (don’t buffer): no receiver buffering!
 re-ACK pkt with highest in-order seq # Transport Layer 3-48
 GBN in action
sender window (N=4) sender receiver
012345678 send pkt0
012345678 send pkt1
send pkt2 receive pkt0, send ack0
012345678
send pkt3 Xloss receive pkt1, send ack1
012345678
(wait)
receive pkt3, discard,
012345678 rcv ack0, send pkt4 (re)send ack1
012345678 rcv ack1, send pkt5 receive pkt4, discard,
(re)send ack1
ignore duplicate ACK receive pkt5, discard,
(re)send ack1
pkt 2 timeout
012345678 send pkt2
012345678 send pkt3
012345678 send pkt4 rcv pkt2, deliver, send ack2
012345678 send pkt5 rcv pkt3, deliver, send ack3
rcv pkt4, deliver, send ack4
rcv pkt5, deliver, send ack5

Transport Layer 3-49

Selective repeat
 receiver individually acknowledges all
correctly received pkts
 buffers pkts, as needed, for eventual in-order
delivery to upper layer
 sender only resends pkts for which ACK
not received
 sender timer for each unACKed pkt
 sender window
 N consecutive seq #’s
 limits seq #s of sent, unACKed pkts

Transport Layer 3-50

Selective repeat: sender, receiver windows

Transport Layer 3-51

Selective repeat
sender
data from above:
 if next available seq # in
window, send pkt
timeout(n):
 resend pkt n, restart timer
ACK(n) in [sendbase,sendbase+N-1]:
 mark pkt n as received
 if n smallest unACKed pkt,
advance window base to
next unACKed seq #
receiver
pkt n in [rcvbase, rcvbase+N-1]
 send ACK(n)
 out-of-order: buffer
 in-order: deliver (also
deliver buffered, in-order
pkts), advance window to
next not-yet-received pkt
pkt n in [rcvbase-N,rcvbase-1]
 ACK(n)
otherwise:
 ignore
Transport Layer 3-52
 Selective repeat in action
sender window (N=4) sender receiver
012345678 send pkt0
012345678 send pkt1 receive pkt0, deliver pkt0,
012345678 send pkt2 send ack0
012345678 send pkt3 Xloss receive pkt1, deliver pkt1,
(wait) send ack1
receive pkt3, buffer,
012345678 rcv ack0, send pkt4 send ack3
012345678 rcv ack1, send pkt5 receive pkt4, buffer,
send ack4
record ack3 arrived receive pkt5, buffer,
send ack5
pkt 2 timeout
012345678 send pkt2
012345678 record ack4 arrived
012345678 rcv pkt2; deliver pkt2,
record ack5 arrived
012345678 pkt3, pkt4, pkt5; send ack2

Q: what happens when ack2 arrives?

Transport Layer 3-53

 sender window receiver window
Selective repeat: (after receipt) (after receipt)

dilemma 0123012 pkt0

pkt1 0123012
0123012
0123012 pkt2 0123012
example: 0123012 pkt3
0123012

 seq #’s: 0, 1, 2, 3 0123012

X
 window size=3 pkt0 will accept packet
with seq number 0
(a) no problem
 receiver sees no
difference in two receiver can’t see sender side.
scenarios! receiver behavior identical in both cases!
something’s (very) wrong!
 duplicate data
accepted as new in (b) 0123012 pkt0
0123012 pkt1 0123012
pkt2
Q: what relationship 0123012
X
0123012
0123012
between seq # size X
and window size to timeout
retransmit pkt0 X
avoid problem in (b)? 0123012 pkt0
will accept packet
with seq number 0
(b) oops!
Transport Layer 3-54
Pipelined protocols: overview
Go-back-N: Selective Repeat:
 sender can have up  sender can have up to
to N unacked N unack’ed packets in
packets in pipeline pipeline
 receiver only sends  rcvr sends individual
cumulative ack ack for each packet
 doesn’t ack packet if
there’s a gap
 sender has timer for  sender maintains timer
oldest unacked for each unacked
packet packet
 when timer expires,  when timer expires,
retransmit all retransmit only that
unacked packet
Transport Layer 3-55
Chapter 3 outline
3.1 transport-layer services
3.5 connection-oriented
transport: TCP
3.2 multiplexing and demultiplexing
3.3 connectionless transport:UDPsegment structure
 reliable data transfer
3.4 principles of reliable data transfer
 flow control
 connection
management
3.6 principles of
congestion control
3.7 TCP congestion
control
Transport Layer 3-56
TCP: Overview RFCs: 793,1122,1323, 2018, 2581

 point-to-point:  full duplex data:

 one sender, one  bi-directional data
receiver flow in same
 reliable, in-order connection
byte stream:  MSS: maximum
 no “message segment size
boundaries”  connection-
 pipelined: oriented:
 TCP congestion and  handshaking
flow control set (exchange of control
window size msgs) inits sender,
receiver state before
data exchangeTransport Layer 3-57
 TCP segment structure
32 bits
URG: urgent data counting
(generally not used) source port # dest port #
by bytes
sequence number of data
ACK: ACK #
valid acknowledgement number (not segments!)
head not
PSH: push data now len used
UAP R S F receive window
(generally not used) # bytes
checksum Urg data pointer
rcvr willing
RST, SYN, FIN: to accept
options (variable length)
connection estab
(setup, teardown
commands)
application
Internet data
checksum (variable length)
(as in UDP)

Transport Layer 3-58

TCP seq. numbers, ACKs
outgoing segment from sender
sequence numbers: source port # dest port #
sequence number
byte stream “number” acknowledgement number
rwnd
of first byte in checksum urg pointer

segment’s data window size

acknowledgements:
seq # of next byte
expected from other
side
cumulative ACK
N
sender sequence number space
sent sent, not- usable not
ACKed yet ACKed but not usable
(“in-flight”) yet sent

Q: how receiver handles out- incoming segment to sender

of-order segments source port # dest port #
sequence number
A: TCP spec doesn’t acknowledgement number
A
say, - up to checksum
rwnd
urg pointer

implementor Transport Layer 3-59

TCP seq. numbers, ACKs
Host A Host B

User
types
‘C’
Seq=42, ACK=79, data = ‘C’
host ACKs
receipt of
‘C’, echoes
Seq=79, ACK=43, data = ‘C’ back ‘C’
host ACKs
receipt
of echoed
‘C’ Seq=43, ACK=80

simple telnet scenario

Transport Layer 3-60

TCP round trip time, timeout
Q: how to set TCP Q: how to estimate RTT?
timeout value?  SampleRTT: measured time
 longer than RTT from segment transmission
until ACK receipt
 but RTT varies  ignore retransmissions
 too short:  SampleRTT will vary, want
AverageRTT “smoother”
premature timeout,
 average several recent
unnecessary measurements, not just
retransmissions current SampleRTT
 too long: slow  TIMEOUT=AverageRTT
+ ”safty margin”
reaction to  large variation in SampleRTT
segment loss  larger safety margin
Transport Layer 3-61
Chapter 3 outline
3.1 transport-layer services
3.5 connection-oriented
transport: TCP
3.2 multiplexing and demultiplexing
3.3 connectionless transport:UDPsegment structure
 reliable data transfer
3.4 principles of reliable data transfer
 flow control
 connection
management
3.6 principles of
congestion control
3.7 TCP congestion
control
Transport Layer 3-62
TCP reliable data transfer
 TCP creates rdt
service on top of IP’s
unreliable service
 pipelined segments let’s initially consider
 cumulative acks simplified TCP
 single retransmission sender:
timer  ignore duplicate acks
 retransmissions  ignore flow control,
triggered by: congestion control
 timeout events
 duplicate acks
Transport Layer 3-63
TCP sender events:
data rcvd from app: timeout:
 create segment with  retransmit segment
seq # that caused timeout
 seq # is byte-stream  restart timer
number of first data ack rcvd:
byte in segment  if ack
 start timer if not
acknowledges
already running previously unacked
 think of timer as for segments
oldest unacked  update what is
segment known to be ACKed
 expiration interval:  start timer if there
TimeOutInterval
are still unackedTransport Layer 3-64
TCP sender (simplified)
data received from application above
create segment, seq. #: NextSeqNum
pass segment to IP (i.e., “send”)
NextSeqNum = NextSeqNum + length(data)
if (timer currently not running)
L start timer
NextSeqNum = InitialSeqNum wait
SendBase = InitialSeqNum for
event timeout
retransmit not-yet-acked segment
with smallest seq. #
start timer
ACK received, with ACK field value y
if (y > SendBase) {
SendBase = y
/* SendBase–1: last cumulatively ACKed byte */
if (there are currently not-yet-acked segments)
start timer
else stop timer
} Transport Layer 3-65
TCP: retransmission scenarios
Host A Host B Host A Host B

SendBase=92
Seq=92, 8 bytes of data Seq=92, 8 bytes of data
timeout

timeout
Seq=100, 20 bytes of data
ACK=100
X
ACK=100
ACK=120

Seq=92, 8 bytes of data Seq=92, 8

SendBase=100 bytes of data
SendBase=120
ACK=100
ACK=120

SendBase=120

lost ACK scenario premature timeout

Transport Layer 3-66
TCP: retransmission scenarios
Host A Host B

Seq=92, 8 bytes of data

Seq=100, 20 bytes of data

timeout

ACK=100
X
ACK=120

Seq=120, 15 bytes of data

cumulative ACK
Transport Layer 3-67
TCP ACK generation [RFC 1122, RFC 2581]
event at receiver TCP receiver action
arrival of in-order segment with delayed ACK. Wait up to 500ms
expected seq #. All data up to for next segment. If no next segment,
expected seq # already ACKed send ACK

arrival of in-order segment with immediately send single cumulative

expected seq #. One other ACK, ACKing both in-order segments
segment has ACK pending

arrival of out-of-order segment immediately send duplicate ACK,

higher-than-expect seq. # . indicating seq. # of next expected byte
Gap detected

arrival of segment that immediate send ACK, provided that

partially or completely fills gap segment starts at lower end of gap

Transport Layer 3-68

TCP fast retransmit
 time-out period
TCP fast retransmit
often relatively
long: if sender receives 3
ACKs for same data
 long delay before
resending lost (“triple
(“triple duplicate
duplicate ACKs”),
ACKs”),
packet resend unacked
segment with smallest
 detect lost seq #
segments via  likely that unacked
duplicate ACKs. segment lost, so don’t
 sender often sends wait for timeout
many segments
back-to-back
 if segment is lost, Transport Layer 3-69
TCP fast retransmit
Host A Host B

Seq=92, 8 bytes of data

Seq=100, 20 bytes of data
X

ACK=100
timeout

ACK=100
ACK=100
ACK=100
Seq=100, 20 bytes of data

fast retransmit after sender

receipt of triple duplicate ACK
Transport Layer 3-70
Chapter 3 outline
3.1 transport-layer services
3.5 connection-oriented
transport: TCP
3.2 multiplexing and demultiplexing
3.3 connectionless transport:UDPsegment structure
 reliable data transfer
3.4 principles of reliable data transfer
 flow control
 connection
management
3.6 principles of
congestion control
3.7 TCP congestion
control
Transport Layer 3-71
TCP flow control
application
application may process
remove data from application
TCP socket buffers ….
TCP socket OS
receiver buffers
… slower than TCP
receiver is delivering
(sender is sending) TCP
code

IP
flow control code
receiver controls sender, so
sender won’t overflow receiver’s
buffer by transmitting too much, from sender
too fast
receiver protocol stack

Transport Layer 3-72

TCP flow control
 receiver “advertises” free
buffer space by including to application process
rwnd value in TCP header
of receiver-to-sender
segments RcvBuffer buffered data
 RcvBuffer size set via
socket options (typical default rwnd free buffer space
is 8192 bytes)
 sender limits amount of
unacked (“in-flight”) data to TCP segment payloads
receiver’s rwnd value
 guarantees receive buffer receiver-side buffering
will not overflow

Transport Layer 3-73

Chapter 3 outline
3.1 transport-layer services
3.5 connection-oriented
transport: TCP
3.2 multiplexing and demultiplexing
3.3 connectionless transport:UDPsegment structure
 reliable data transfer
3.4 principles of reliable data transfer
 flow control
 connection
management
3.6 principles of
congestion control
3.7 TCP congestion
control
Transport Layer 3-74
Connection Management
before exchanging data, sender/receiver “handshake”:
 agree to establish connection (each knowing the other willing
to establish connection)
 agree on connection parameters

application application

connection state: ESTAB connection state: ESTAB

connection variables:
seq # client-to-server
server-to-client
rcvBuffer size
at server,client
connection Variables:
seq # client-to-server
server-to-client
rcvBuffer size
at server,client

network network

Socket clientSocket = Socket connectionSocket =

new Socket("hostname","port welcomeSocket.accept();
number");
Transport Layer 3-75
Agreeing to establish a connection

2-way handshake:
Q: will 2-way
handshake always
Let’s talk work in network?
ESTAB
OK
 variable delays
ESTAB  retransmitted messages (e.g.
req_conn(x)) due to
message loss
 message reordering
choose x
req_conn(x)  can’t “see” other side
ESTAB
acc_conn(x)
ESTAB

Transport Layer 3-76

Agreeing to establish a connection
2-way handshake failure scenarios:

choose x choose x
req_conn(x) req_conn(x)
ESTAB ESTAB
retransmit acc_conn(x) retransmit acc_conn(x)
req_conn(x) req_conn(x)

ESTAB ESTAB
data(x+1) accept
req_conn(x)
retransmit data(x+1)
data(x+1)
connection connection
client x completes server x completes server
client
terminates forgets x terminates forgets x
req_conn(x)

ESTAB ESTAB
data(x+1) accept
half open connection! data(x+1)
(no client!)
Transport Layer 3-77
 TCP 3-way handshake

client state server state

LISTEN
choose init seq num, x
send TCP SYN msg
SYNSENT
received SYNACK(x)
ESTAB indicates server is live;
send ACK for SYNACK;
this segment may contain
client-to-server data
LISTEN
SYNbit=1, Seq=x
choose init seq num, y
send TCP SYNACK
msg, acking SYN SYN RCVD
SYNbit=1, Seq=y
ACKbit=1; ACKnum=x+1
ACKbit=1, ACKnum=y+1
received ACK(y)
indicates client is live
ESTAB

Transport Layer 3-78

TCP: closing a connection
 client, server each close their side of
connection
 send TCP segment with FIN bit = 1
 respond to received FIN with ACK
 on receiving FIN, ACK can be combined with
own FIN
 simultaneous FIN exchanges can be
handled

Transport Layer 3-79

TCP: closing a connection
client state server state
ESTAB ESTAB
clientSocket.close()
FIN_WAIT_1 can no longer FINbit=1, seq=x
send but can
receive data CLOSE_WAIT
ACKbit=1; ACKnum=x+1
can still
FIN_WAIT_2 wait for server send data
close

LAST_ACK
FINbit=1, seq=y
TIMED_WAIT can no longer
send data
ACKbit=1; ACKnum=y+1
timed wait
for 2*max CLOSED
segment lifetime

CLOSED

Transport Layer 3-80

Chapter 3 outline
3.1 transport-layer services
3.5 connection-oriented
transport: TCP
3.2 multiplexing and demultiplexing
3.3 connectionless transport:UDPsegment structure
 reliable data transfer
3.4 principles of reliable data transfer
 flow control
 connection
management
3.6 principles of
congestion control
3.7 TCP congestion
control
Transport Layer 3-81
Principles of congestion control
congestion:
 informally: “too many sources sending too
much data too fast for network to handle”
 different from flow control!
 manifestations:
 lost packets (buffer overflow at routers)
 long delays (queueing in router buffers)
 a top-10 problem!

Transport Layer 3-82

Approaches towards congestion control

two broad approaches towards congestion control:

end-end network-assisted
congestion congestion
control: control:
 no explicit feedback  routers provide feedback
from network to end systems
 congestion inferred  single bit
from end-system indicating
observed loss, delay
congestion (SNA,
 approach taken by DECbit, TCP/IP
TCP
ECN, ATM)
 explicit rate for
Transport Layer 3-83
Explicit Congestion Notification (ECN)
network-assisted congestion control:
 two bits in IP header (ToS field) marked by network
router to indicate congestion
 congestion indication carried to receiving host
 receiver (seeing congestion indication in IP datagram) )
sets ECE bit on receiver-to-sender ACK segment to
notify sender of congestion
TCP ACK segment
source destination
application application
ECE=1
transport transport
network network
link link
physical physical

ECN=00 ECN=11

IP datagram
Transport Layer 3-84
Chapter 3 outline
3.1 transport-layer services
3.5 connection-oriented
transport: TCP
3.2 multiplexing and demultiplexing
3.3 connectionless transport:UDPsegment structure
 reliable data transfer
3.4 principles of reliable data transfer
 flow control
 connection
management
3.6 principles of
congestion control
3.7 TCP congestion
control
Transport Layer 3-85
 TCP congestion control: additive increase
multiplicative decrease
 approach: sender increases transmission rate (window
size), probing for usable bandwidth, until loss occurs
 additive increase: increase cwnd by 1 MSS every
RTT until loss detected
 multiplicative decrease: cut cwnd in half after loss
additively increase window size …
…. until loss occurs (then cut window in half)
congestion window size
cwnd: TCP sender

AIMD saw tooth

behavior: probing
for bandwidth

time
Transport Layer 3-86
TCP Congestion Control: details
sender sequence number space
cwnd TCP sending rate:
 roughly: send cwnd
bytes, wait RTT for
last byte
ACKed sent, not-
last byte
sent ACKS, then send
yet ACKed
(“in-flight”) more bytes
cwnd
~
 sender limits rate ~
RTT
bytes/sec

transmission:
LastByteSent- < cwnd
LastByteAcked

 cwnd is dynamic,
function of perceived Transport Layer 3-87
TCP Slow Start
Host A Host B
 when connection
begins, increase rate
exponentially until one segm
ent

RTT
first loss event:
two segm
 initially cwnd = 1 ents

MSS
 double cwnd every four segm
ents
RTT
 done by incrementing
cwnd for every ACK
received time

 summary: initial rate

is slow but ramps up Transport Layer 3-88
TCP: detecting, reacting to loss
 loss indicated by timeout:
 cwnd set to 1 MSS;
 window then grows exponentially (as in slow start) to
threshold, then grows linearly
 loss indicated by 3 duplicate ACKs: TCP RENO
 dup ACKs indicate network capable of delivering
some segments
 cwnd is cut in half window then grows linearly
 TCP Tahoe always sets cwnd to 1 (timeout or 3
duplicate acks)

Transport Layer 3-89

TCP: switching from slow start to CA
Q: when should the
exponential
increase switch to
linear?
A: when cwnd gets
to 1/2 of its value
before timeout.

Implementation:
 variable ssthresh
 on loss event, ssthresh
is set to 1/2 of cwnd just
before loss event

Transport Layer 3-90

TCP Fairness
fairness goal: if K TCP sessions share same
bottleneck link of bandwidth R, each
should have average rate of R/K
TCP connection 1

bottleneck
router
capacity R
TCP connection 2

Transport Layer 3-91

Why is TCP fair?
two competing sessions:
 additive increase gives slope of 1, as throughout increases
 multiplicative decrease decreases throughput proportionally
R equal bandwidth share
Connection 2 throughput

loss: decrease window by factor of 2

congestion avoidance: additive increase
loss: decrease window by factor of 2
congestion avoidance: additive increase

Connection 1 throughput R
Transport Layer 3-92
Fairness (more)
Fairness and UDP Fairness, parallel TCP
 multimedia apps connections
often do not use  application can open
TCP multiple parallel
 do not want rate connections between
throttled by two hosts
congestion control
 web browsers do this
 instead use UDP:
 e.g., link of rate R with
 send audio/video at
constant rate, 9 existing connections:
tolerate packet loss  new app asks for 1 TCP, gets rate
R/10
 new app asks for 9 TCPs, gets R/2
Transport Layer 3-93
Chapter 3: summary
 principles behind
transport layer next:
services:  leaving the
 multiplexing, network “edge”
demultiplexing (application,
 reliable data transfer transport layers)
 into the network
 flow control
 congestion control “core”
 two network layer
 instantiation, chapters:
implementation in the • data plane
Internet • control plane
 UDP
Transport Layer 3-94

Transport Layer: Main Lessons
 Logical Communications between:
 App Layer: End-users
 Transport: Processes
 Network: Hosts
 Transport Layer Protocols

 Produces Segment = Data from Layer 5 + Header

 Hands over to Layer 3 (unreliable IP)
 Header serves to multiplex demultiplex
 Two solutions at Layer 4:

 TCP: reliable packet delivery

 UDP: unreliable packet delivery (blasting away)

Transport Layer 3-95

Features of TCP
 Connection- Management (ie, a handshake & tear-down at end)
 Use of ACKs (Cumacks)
 Cumulative ACKs
 Sequence numbers for packets
 Pipelining (Go-back-N protocol)
 Checksum
 Flow control
 Bob tells Alice current buffer window size
 Congestion control
 End-to-end congestion control
 ie, Alice infers network congestion from acks, timeouts, resends
 Then Alice throttles down or up the flow of packets.

Transport Layer 3-96

UDP
 Advantages
Disadvantages
 Fast
Unreliability
 Small header  low overheads (comms and processing)

Transport Layer 3-97

TCP
 Advantages
Disadvantages
o
 Slower
Reliability
o Respectful
Heavier overhead
of receiver (Bob) – flow control
o Flexibility w.r.t. receiver
o Respectful of other users in the Internet
– Congestion control

Transport Layer 3-98

 Review Questions
1. Describe why an application developer might choose to run
an application over UDP rather than TCP.
2. Is it possible for an application to enjoy reliable data transfer
even when the application runs over UDP? If so, how?
3. Suppose you have the following 8-bit bytes:
01010101, 01110000, 01001100.
What is the 1s complement sum of these 8bit-bytes?
Why do UDP and TCP take the 1s complement?
4. In our rdt protocol, why did we need to introduce timers?
5. … sequence numbers?

Transport Layer: Review Questions 1

 Review Questions
6. The Internet has been described as an “unreliable”
communications medium.
a) What characteristics of Internet communications lead to this
description?
b) Which protocol was developed to deal with these undesirable
features?
c) Explain how the features of this protocol address the characteristics
you listed in (a).

Transport Layer: Review Questions 2

Review Questions
7. True or false?
a) Suppose host A is sending a large file to host B over a TCP
connection. If the sequence number for a segment is m, then the
sequence number of the subsequent segment is necessarily m+1.
b) The number of unacknowledged bytes that A sends cannot exceed the
receive buffer.
c) The size of the TCP receive window (rwnd) never changes
throughout the duration of the connection.
d) The TCP segment has a field in its header for rwnd.
e) Suppose host A sends one segment with sequence number 38 and 4
bytes of data over a TCP connection to host B. In the same segment
the ack number is necessarily 42.

Transport Layer: Review Questions 3