FIN2001 – Financial Markets and Institutions

Phan Đặng My Phương, Ph.D

phuong.pdm@due.edu.vn
Faculty of Banking, UD-DUE
• Course code: FIN2001
• Credit: 3
• Pre-requisite:
Macro-economics (ECO1001)
Micro-economics (MGT1001)

2
Course description

In this course, students will learn:

• what financial markets are
• how financial markets function
• different types of financial institutions
• instruments and policy approaches.

3
Learning Outcomes

• The role and the benefits of financial markets, and

intermediaries
• The types of financial markets: fixed-income security markets,
equity markets and derivatives markets
• The operation of commercial banks and non-bank financial
institutions
• The nature, determination and role of interest rates
• The operation of central banks

4
Outline

• Chapter 1: Overview of the financial system

• Chapter 2: Interest rates
• Chapter 3: Fixed-income security markets
• Chapter 4: Equity markets
• Chapter 5: Derivatives markets
• Chapter 6: Commercial banks
• Chapter 7: Non-bank financial institution

5
Textbook

• Federic S. Mishkin, Stanley G. Eakins (2017), Financial Markets

and Institutions, Pearson.

6
Assessment Summary
Assessment Item Form of Assessment %
Assessment 1 (TP1) In-class online Quiz ( average of 5 quizzes): 20%
MCQs and T/F questions
(Absence from 3 times: deduction of 1 mark/
each)

Assessment 2 (TP2) Group assessment: 20%

• Clip posted on YouTube (max 10 mins)
• Report (including member contribution %)
• Comments for other groups
Results will be available in the last week (15th
week)

Assessment 3 (CK) Final Exam: MCQs (50 questions in 75 mins) 60%

Total Marks 100%
Contact
• Email : phuong.pdm@due.edu.vn
• Forum on eLearning
 Any questions?
Please email me if you have any concerns.