Professional Documents
Culture Documents
Report Required by the Ethics in Government Act of 1978 (5 U.S.C app. ~ 101-111)
Nomination, [] Initial
Senior Status
7. Chambers or Office Address Federal Building - Courthouse Room 619 Milwaukee, WI 53202
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations, Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followetL Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
2. 3. 4. 5.
II. AGREE MENTS. mepo.ing individual only; seepp. 14-16 of fillng instructionx)
DATE
1. 1954, 1978 2. and 1982
3. --
Coffer, John L.
III. NON-INVESTMENT INCOME. mepo.ing indi,,idoal andspouse; seepp. 17-24 of filing instructions.)
A. Fliers Non-Investment Income
NONE (No reportable non-investment income.) DATE SOURCE AND TYPE
1.201o
Judicial Retirees & Surv. - U.S. Courts; Milwaukee County, City of Milwaukee, State of Wisconsin Pensions
B. Spouses Non-Investment Income - if you were married during an.v portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
[~
!.2010 2. 3. 4.
SOURCE
DATES
LOCATION
PURPOSE
2. 3. 4. 5.
V. GIFTS. anclud, s those ,o s,o,se a.d de~,enden, children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.)
SOURCE
1. 2. 3. 4. 5.
DESCRIPTION
VALUE
VI. LIABILITIES. a,,cl,,des ,hose olspo~se a,d dependent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUE CODE
VII. INVESTMENTS and TRU S TS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
----] NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place ,(X)" after each asset exempt from prior disclosure B. Income during reporting period (l) (2) Amount Type (e.g., Code l div., rent, (A-H) or int.) C. Gross value at end of reporting period (1) Value code 2 (J-P) (2) Value Method Code 3 (Q-W)
(l) Type (e.g., buy, sell, redemption) Transactions during reporting period
TRUST ADVISORS INNER CIRCLE SMIDCAP FUND A Dividend Dividend Dividend Interest None None B B A C C Interest Dividend Interest Interest Dividend Dividend Interest Dividend Dividend Interest J L J K K J L M J K L L T T T T T T T T T T T T Sold 02/04/10 L K K T T Sold 08/04/10 L
ALLIANCE BERNSTEIN lNTL GROWTH A BADGER TOB ASST SECUTZN BAIRD SHORT TERM BD FUND BERKSHIRE HATHAWAY CL. B BARCLAY DJ USB COMTY ETN CHILTON WI SDS DFA INVT DIMENSIONS SM CAP FEDERATED SERS INC. FL ST. BRD ED, PUB. ED. REF. FMI FDS LARGE CAP A A
FORUM FUNDS LIBERTY ST. HORIZON A GAINSVILLE FL UTILS REV A GENERAL ELECTRIC HARBOR INTL FD INDIANAPOLIS LOC. PUB. SERIES A B B A A
I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (Sce Columns CI and D3) 3. Value Mclhod Codes (See Column C2)
A =$1,000 or less F =$50.001 - $100,000 J =$15.000 or less N =$250,001 - $500.000 P3 :$25,000,001 - $50.000.000 Q =Appraisal U :Book Value
B =$1,001 - $2.500 G ~$100,001 - $1,000,000 K =$15.001 - $50,000 O ~$500,001 - $1.000,000 R =Cost (Real Eslate Only) V =Other
C =$2.501 - $5,000 HI =$1,000,001 - $5,000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$ 100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 . $50,000
VI I. INVESTMENTS and TRU S TS -i.come, vatue, transactions (Includes those of spoase and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (l) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) Gross value at end of reporting period (1) (2)
Value Value
Code 2 O-P)
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.
IVY FDS ASSET STRATEGY INV. MANAGER SER. TR. LIBERTY STR JUDSON, TX, SCHRFDG KEELY SM CAP VALUE CLASS A LOOMIS SAYLES FDS BOND FD MUNDER SER TR MID CAP NEENAH, WI PROM NOTES OHIO ST. HIGH ED. SERIES B OPPENHEIMER INTL BD FD PIMCOFDS UNCONSTR. BONDFD PIMCO DEV LOC MRKT (PAC INVT MGM COMMODITY) PUERTO RICO ELEC. AUTH. REV. RR ROWE T. PRICE CORP. R.S. INV TR VALUE FD CLASS A SPDR INDX FDS S&P BRIC STRATTON FUNDS SM CAP VALUE 3M CO
A A B A A A B B A A A B A A A A B
Dividend Dividend Interest Dividend Interest Dividend Interest Interest Interest Dividend Interest Interest Dividend Dividend Dividend Dividend Dividend
K K K K J K K
Buy
02/04/I 0
Sold
K J J L J K J K K T T T T T T T T T
12/10/10 L
I, Income Gain Codes: (See Columns BI and D4) 2, Value Codes (See Columns C| and D3) 3, Value Mcthod Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 J = $15,000 or less N =$250,D01 - $500,~00 P3 =$25,000,001 - $50,000.000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K = $15,001 - $ 50,000 O =$500.001 - $1,000,000 R =Cos! (Rcal Estale Only} V = Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Asscssmcnt W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period (I) (2) Value Code 2 (J-P) Transactions during reporting period
(1)
Amount Code l (A-H)
(2)
Type (e.g.. div., rent, or int.)
(2)
Value Method Code 3 (Q-W) Type (e.g., buy, sell, redemption) Date mm/dd/yy
(3)
Value Code2 (J-P)
(4)
Gain Code I (A-H)
(5)
Identity of buyer/seller (if private transaction)
35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49.
Interest
Interest
REPORTER BAIRD FUNDS - INTER BD FD BLDRS EMERGING MARKETS COSTCO WHOLESALE FIDELITY NAT. INFO SERVICES
None A A A A A A A A A A B A Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest Dividend
K J J J K J J K K J K L K
T T T T T T T T T T T T T
FISERV INTEL CORP. ISHARES DOW JONES ETF ISHARES - MSCI BRAZIL INDEX ISHARES MSCI EMERGING MKTS JOHNSON & JOHNSON LEUTHOLD FDS. ASSET ALLOC. MASS MUTUAL
51.
I. Income Gain Cedes: (See Columns B I and D41 2. Value Codes (See Columns CI and D31 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50.001 - $100.000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000.001 - $50,000,000 Q =Appraisal U ~Book Value
B =$1,001 - $2,500 G =$ 100,001 - $1.000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5.001 - $15,000 H2 =More than $5,000,000 M =$I00,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001- $50,000
VII. INVE STMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during reporting period
(:~
Amount Code 1 (A-H)
(2)
Type (e.g., div., rent, or int.)
(1)
Value Code 2 (J-P)
(2)
Value Method Code 3
(Q-W)
52. 53.
54.
A B
A
Dividend Int./Div.
Dividend
L J K
K
T T T
T
55.
PARK BANK
Int./Div.
56.
RIVERBED TECH I
None
57.
SPDRGOLDTR
None
58.
Dividend
Sold (part)
09/01/10 J
59.
STERICYCLE
Dividend
60.
TESSERA TECHNOLOGIES
None
Sold
L T
09/01/10 J
61.
US BANK
Dividend
I. Income Gain C0dcs: (See Columns 131 and D4) 2. Value Codes (See Columns (?1 and D3) 3. Value Method Codes (See Column C2)
A =$1.000 or less F =$50,001 - $100.000 J = $15.000 or less N =$250,001 - $500.000 P3 :$25.000.001 - $50.000.000 Q =Appraisal U =Book Value
B =$1,001 - $2.500 G =$100,001 - $1.000.000 K =$15.001 - $50.000 O =$500.001 - $ 1.000.000 R =Cost (Real Estate Only) V :Other
C =$2.501 - $5.000 HI =St.000,001 - $5,000,000 L =$50.001 - $ 100,000 P 1 =$1.000,001 - $5.000,000 P4 =More than $50.000.900 S =Assessment W =Estimated
D =$5.001- $15.000 H2 =More than $5~00.000 M=$100,001- $250,000 P2 -$5,000,001- $25,000,000 T =Cash Markct
E =$15,001- $50,000
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544