Evidence Synthesis: Neurofeedback and Pediatric ADHD
Based on Fieldwork at Bilingual Behavior Services Hayley J. Meredith and Joshua M. Hensley Touro University Nevada
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Background Currently, the most successful and widely used treatment for attention deficit hyperactivity disorder (ADHD) is catecholaminergic stimulant medication (Lofthouse, Arnold, Hersch, Hurt, & DeBeus, 2012). Unfortunately, a problem with pharmacotherapy is that an unknown amount of families refuse to try the approved medications, even though some of their children might benefit. Parents and families may be resistant to medicating their children because of the negative publicity surrounding FDA-approved drugs and their boxed warning about cardiovascular effects. Another established treatment for ADHD is behavioral treatment, which is less effective than well-managed medication, but can sometimes help those who cannot tolerate, fail to respond to, or refuse to try stimulants or other medications (Lofthouse et al., 2012). However, the carefully crafted combination treatment is not available in most communities. Overall, almost a third of children with ADHD do not fully benefit from established treatments and other families will not even consider medication, the most effective standard treatment. Therefore, additional complementary and/or alternative interventions are critically needed. Neurofeedback (NF), formerly called electroencephalographic biofeedback, focuses on training of the brains electrical activity through biofeedback techniques and implementing these skills in daily-life situations (Gevensleben et al., 2009). NF is thought to work through classical or operant conditioning mechanisms of learning that train the brain to improve its self-regulation by providing it with real-time video, audio, and tactile information about its electrical activity measured from electrodes placed on the surface of the head. Two training protocols are typically used with children with ADHD, training of slow sensorimotor cortex potentials (SCPs) and theta/beta training. A training of SCPs is related to NEUROFEEDBACK AND PEDIATRIC ADHD 3
phasic regulation of cortical excitability. Negative SCPs reflect increased excitation and occur during states of behavioral or cognitive preparation. While positive SCPs indicate reduction of cortical excitation of the underlying neural networks and appears during behavioral inhibition (Gevensleben et al., 2009). In 1976, Lubar and Shouse became the first to report on EEG and behavioral changes in a hyperkinetic child following theta and beta NF (Lofthouse et al., 2012). The researchers targeted the reduction of theta waves associated with an inattentive state and increased beta waves associated with an attentive state. Higher beta frequencies are now associated with focusing on a task or other situation requiring attention. The goal is to decrease theta frequencies and increase beta frequencies of the EEG which parallels the childs alert and focused but relaxed state (Gevensleben et al., 2009). Since the turn of the 21 st century there has been a significant increase in the clinical application of NF to several psychiatric and medical conditions and, to a lesser extent the number of published research and dissertation studies. Purpose & Hypothesis Our research question was, Is neurofeedback a viable intervention for treating pediatric ADHD? The title of the quantitative article we chose to review, Is neurofeedback an efficacious treatment for ADHD? A randomised controlled clinical trial written by Gevensleben et al. (2009), is self-explanatory in that it too is focused on determining if NF is an effective treatment intervention for our desired population. The effects of NF training for children with ADHD were evaluated in comparison to a computerized attention skills training aiming to provide further information about the efficacy of NF. Compared to other studies conducted, these researchers controlled for nonspecific effects, like the fact that training is an attention-demanding task, and confounding variables such as NEUROFEEDBACK AND PEDIATRIC ADHD 4
parental engagement. The control treatment was designed to parallel the NF treatment as closely as possible with respect to unspecific factors, using larger sample sizes and a randomized group assignment. The researchers hypothesized that improvements in the NF group would exceed the training effects in the control group with respect to all ADHD symptom domains. They expected comparable global effects for the two NF training protocols but were also interested to know whether a distinct pattern may occur at the symptom level. Participants and Study Design This randomized control study is of the highest level of evidence, or level one. The sample size was sufficient, and was calculated by the researchers to be large enough to ensure sufficient statistical power to reveal at least moderate treatment effects. The researchers initially accounted for the potential of a 5% drop-out rate with a sample size of over 100 participants. From the 102 children with ADHD who were initially assessed and randomly assigned to a training group, eight children had to be excluded. Five were excluded from the NF group and three from the AST group. Three dropped out due to immediate need for medical treatment, two because of organizational problems of the parents, one for loss of motivation, and two for protocol violation. Consequently, 94 children were included in the analysis. The participants consisted of patients that attended participating outpatient clinics and had no urgent need for medication. The outpatient clinics were informed of the study. Parents were then informed by local health professionals and applied to take part. The subjects were randomly assigned to groups by the administering psychologist and were either placed in the control group; assisted skills training (AST), or were placed in the NF group. The neurofeedback group included 59 participants and the assisted skills training group consisted of 35 participants. The demographics of the 59 that were in the neurofeedback group included 51 boys and 8 NEUROFEEDBACK AND PEDIATRIC ADHD 5
girls aged 9-11 years. This groups IQs ranged from 93-119. Of the 59, 39 were diagnosed with the combined type (inattentive and hyperactive) and 20 were of the inattentive type. Only 5 of the 59 were taking medication at time of study. The study also listed their associated disorders that coincided with ADHD and these included conduct disorder (10), emotional disorder (3), tic disorder (3), and dyslexia (12). Of the 35 that were placed in the control group or AST 26 were male and 9 were female and the age of this group spanned from 9 years to 10.5 years. 27 of the 35 were diagnosed as having the combined type and 8 were of the inattentive type and just 2 were reported as being medicated. The associated disorders included conduct disorder (7), emotional disorder (3), and dyslexia (10). Control Group Researchers chose AST as a control condition, with both trainings being conceived as similarly as possible by participants and families. Both training programs were designed as similarly as possible concerning the setting and the demands placed upon the participants. Treatment of both groups entailed computer-game-like tasks that demanded attention, development of strategies for focusing ones attention and practicing of acquired strategies at home and in school. The training programs were administered by the same clinical psychologists with the support of a student assistant who were instructed to take a neutral attitude concerning the effects of the individual training programs. The children and their parents were blind to group assignment. Subjects were randomly assigned to the groups by the administering psychologist. Both treatments were introduced to the parents and children as experimental, but promising treatment modules for ADHD. Parents were explicitly not informed about the treatment NEUROFEEDBACK AND PEDIATRIC ADHD 6
condition of their child and, as a rule, did not enter the room during treatment. Measures Used The measures or assessments utilized in this study consisted of parent and teacher ratings. These measures were conducted at three different stages of the study: pre-training, intermediate (middle of training), and post-training. Measures included five different assessments or ratings and were completed by the parents of the participating children. Three of which were completed by the participants respective teachers and all five were completed by the parents. The five measurements or assessments used included the FBB-HKS (a German ADHD rating scale), a German Rating Scale for Oppositional Defiant/Conduct disorders (FBB-SSV), the Strength and Difficulties Questionnaire (SDQ), the Home Situations Questionnaire (HSQD), and the Homework Problem Checklist (HPC-D). The HSQ-D and HPC-D were solely completed by the parents. The reliability and validity of the six outcome measures used for this study were not discussed. The FBB-HKS was the primary outcome measure used, and is a 20-item questionnaire, completed by teachers and parents, related to DSM-IV and ICD-10 criteria for ADHD and hyperkinetic disorders. The FBB-HKS total score of the parents constituted the primary outcome measure of the study. Interventions Two different types of interventions were utilized in order to treat the symptoms of ADHD. These included NF and AST. Assisted skills training was used as a control group. This intervention was based on Skillies, an award winning German learning software program that provides visual and auditory perception exercises that are meant to increase vigilance, sustained attention, and reactivity. The neurofeedback intervention is a system that uses electrodes to NEUROFEEDBACK AND PEDIATRIC ADHD 7
monitor the electrical activity of the brain. The electrodes are placed directly on the participants skulls in order to read and modulate theta and beta waves specifically. Statistical Analysis One sided t-tests were applied in order to analyze the training effects for the between group comparisons (NF vs AST). Change scores (post training scores minus pre-training scores) for both the parent and teacher ratings were used as the primary outcome measure in which a standard t-test and a one-tailed analysis were performed. Two sided t-tests were also performed whereby the pre-training measures of the NF group versus the pre-training measures of the AST group were compared using evaluations of the treatments completed by the parents (placebo scales). Findings Behavior ratings by both parents and teachers were significant and supported a superiority of the neurofeedback training in decreasing symptoms of ADHD as compared to AST. The results of the FBB-SSV, the SDQ, the HSQ, and HPC indicated that not only does neurofeedback have positive effects with ADHD, but also affected accompanying problems of social adaptation. 52% responded positively of the 59 in the NF group as opposed to the control group (AST) which saw just 29% respondance. These results indicate that neurofeedback is a viable treatment option for parents who do not want their kids to be put on medication and or for those who may not respond well to medication. These results supported the hypothesis in that the neurofeedback group saw greater improvements in ADHD symptoms as compared to the placebo (AST) group. Although AST has been shown to also have profound benefits in children with ADHD, neurofeedback outperformed AST in this study. Thusly, neurofeedback is a more viable treatment option and can be especially NEUROFEEDBACK AND PEDIATRIC ADHD 8
beneficial in cases where medication may not be appropriate. Findings in Relation to Previous Research The findings support previous research that has been done on neurofeedback in that its use as an intervention tool has positive effects on the symptoms associated with ADHD. However, this was the first randomized controlled trial on neurofeedback in children with ADHD that has indicated clinical efficacy with sufficient statistical power. Clinical Implications Behavior ratings by parents and teachers revealed an advantage of the NF training in decreasing ADHD symptomatology. These ratings indicate that NF effects are substantial and of practical importance. The results confirm findings of previous NF studies even under strict control conditions. Positive effects do not appear to be restricted to core ADHD symptoms, but also affected accompanying problems of social adaptation. Strengths, Limitations and Weaknesses This study posed three major strengths. One, this was the first randomized controlled trial on NF in children with ADHD indicating clinical efficacy with sufficient statistical power. Second, populations of participating individuals were clearly identified. All patients fulfilled DSM-IV criteria for ADHD and Children with comorbid disorders other than conduct disorder, emotional disorders, tic disorder and dyslexia were excluded from the study. Third, the researchers included two NT protocols, theta beta training and SCP training, into the NT training group treatment program. In order to avoid confounding variables, the researchers withheld from some basal elements to enhance effectiveness, such as combination treatment with cognitive learning strategies and involvement of parents and teachers. Due to these restrictions of the training NEUROFEEDBACK AND PEDIATRIC ADHD 9
setting, it may not be appropriate to indirectly compare the efficacy of NF based on these results with RCTs of other treatment approaches, and is therefore a limitation to the study. Due to these limitations, three weaknesses of the study can be exposed. One, several participants appeared unable to distinguish the regulation and transfer strategies of the SCP vs. the theta/beta protocol, but that information was not assessed systematically. Two, dup to the non-blind design it is possible that additional factors not considered in the study could have affected the results. Finally, the expectations, comprehension and effort may have been different between the children of the two groups, even though both trainings were paralleled. Implications for Future Research The researchers state that clinical, psychosocial factors as well as neuropsychological and physiological parameters should be investigated as they may predict the outcome of NF training. Thus, it could be possible to establish criteria that indicate which cases NF could be beneficial as well as identify factors that require attention during training. Further studies are needed not only to replicate the findings, but also to control for factors not covered in this study. Further isolation of specific effects of NF and how to optimize NF training, and taking the long-term outcome should be taken into account. Further research should show how to combine NF optimally with the addition of cognitive behavioral and social intervention strategies, parental counseling, and medication within the framework of a multimodal treatment setting. Overall, future studies should further address the specificity of effects and how to optimize the benefit of NF as treatment for ADHD. Conclusion As a therapist I would consider NF for my pediatric clients with ADHD based on the results of this article. The single-blind design of the study eliminated subjective bias like the NEUROFEEDBACK AND PEDIATRIC ADHD 10
placebo effect, from the results. I would use NF as a complementary or alternative intervention based on the needs of the individual. This article does not directly support participation in occupation and the field of occupational therapy. However, it recognizes the need for alternatives to pharmacotherapy in treating children with ADHD. NF is an intervention that focuses on training by means of biofeedback techniques and implementing these skills in daily-life situations, as well as helping the child to reach their optimal level of arousal and thusly enabling the child to focus on tasks that require attention. These are similar approaches and concepts used in occupational therapy, and so it would be realistic for occupational therapists to practice NF treatment.
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References
Gevensleben, H., Holl, B., Albrecht, B., Vogel, C., Schlamp, D., Kratz, O., Studer, P., Rothenberger, A., Moll, G.H., Heinrich, H. (2009). Is neurofeedback an efficacious treatment for ADHD? A randomised controlled clinical trial. Journal of Child Psychology & Psychiatry, 50(7), 780789.
Lofthouse, N., Arnold, L. E., Hersch, S., Hurt, E., & DeBeus, R. (2012). A Review of Neurofeedback Treatment for Pediatric ADHD. Journal of Attention Disorders,16(5), 351-372. Retrieved February 11, 2014, from http://jad.sagepub.com/content/16/5/351