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Chapter-13
RESERVATION POLICY
Introduction :

The State
Article 12
The State includes the Government and Parliament of India and the Government and the
Legislature of each of the State and all local or other authorities within the territory of India or
under the control of the Government of India.

Article 46
The state shall promote with special care the educational and economic interests of the weaker
section of the population, and particular the SCs and STs and shall protect them from social
injustice and all forms of exploitation.

Equality before law


Article 14
The state shall not deny to any person equality before the law or the equal protection of the
laws within the territory of India.

Prohibition of discrimination on grounds of religion, race, caste, sex or place


of birth:
Article 15:
(1)

The State shall not discriminate against any citizen on grounds only of religion,
race, caste, sex, place of birth or any of them.

(2)

No citizen shall, on grounds only of religion, race, caste, sex, place or birth or any
of them, be subject to any disability, liability, restriction or condition with regard to:
(a) access to shops, public restaurants, hotels and place of public entertainment; or
(b) the use of wells, tanks, bathing ghats, roads and places of public resort
maintained wholly or partly out of State funds or dedicated to the use of the
general public.

(3)

Nothing in this article shall prevent the State from making any special provision for
women and children.

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(4)

Nothing in this article or in clause (2) of Article 29 shall prevent the State from
making any special provision for the advancement of any socially and educationally
backward classes of citizens or for the Scheduled Castes and the Scheduled
Tribes.

Amendment:
Clause (4) was inserted by the Constitution amendment (First Amendment) Act, 1951.

Equality of opportunity in matters of public employment:


Article 16:
1.

There shall be equality of opportunity for all citizens in matters relating to


employment or appointment to any office under the State.

2.

No citizen shall, on grounds only of religion, race, caste, sex, descent, place of
birth, residence or any of them, be ineligible for, or discriminated against in respect
of, any employment or office under the State.

3.

Nothing in this article prevent Parliament from making any law prescribing, in
regard to a class or classes of employment or appointment to an office under the
Government of, or any local or other authority within, a State or Union territory,
any requirement as to residence within that State of Union territory, prior to such
employment or appointment.

4.

Nothing in this article shall prevent the State from making any provision for the
reservation or appointments or posts in favour of any backward class of
citizens, which, in the opinion of the State, is not adequately represented in the
services under the State.

4A.

Nothing in this article shall prevent the State from making any provision for
reservation in matters of promotion, with consequential seniority, to any class
or classes of posts in the services under the State in favour of the Scheduled Castes
and the Scheduled Tribes which, in the opinion of the State, are not adequately
represented in the services under the State.

4B.

Nothing in this article shall prevent the State from considering any unfilled
vacancies of a year which are reserved for being filled up in that year in accordance
with any provision for reservation made under clause (4) or (4A) as a separate class
of vacancies to be filled up in any succeeding year or years and such class of
vacancies shall not be considered together with the vacancies of the year in which
they are being filled up for determining the ceiling of fifty per cent reservation on
total number of that year.

5.

Nothing in this article shall affect the operation of any law which provides that the
incumbent of an office in connection with the affairs of any religious or
denominational institution or any member of the governing body thereof shall be a
person professing a particular religion or belonging to a particular denomination.

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Amendment:
Clause (4A) was inserted by the Constitutional amendment (77th and 92nd amendment Act,
1995 (92nd amendment was made effective from 17-06-1995).
Clause (4B) was inserted by the Constitutional amendment (81st amendment Act, 2000)
(Circulated vide Government of India, Department of Personnel & Training O.M. No.
36012/5/97-Estt.(Res.)Vol.II dated 20th July, 2000.
.

Claims of Scheduled Castes and Scheduled Tribes to services and posts


Article 335
The claims of the members of the Scheduled Castes and Scheduled Tribes shall be taken into
consideration, consistently with the maintenance of efficiency of administration, in the making
of appointments to services and posts in connection with the affairs of the Union or of a State.
Provided that nothing in this Article shall prevent in making of any provision in favour
of the members of the Scheduled Castes and Scheduled Tribes for relaxation in
qualifying marks in any examination or lowering the standards of evaluation, for
reservation in matters of promotion to any class or classes of services or posts in
connection with the affairs of the union or of a State.

Amendment:
Above quoted para was inserted by the 82nd Constitutional amendment Act, 2000.
(Circulated vide Government of India, Department of Personnel & Training O.M. No.
26012/23/96-Estt.(Res.)Vol.II dated 3rd October, 2000)
(a)

Govt. of India had issued orders on 23.12.1970, 21.1.1977 and 10.4.1989 providing
guidelines for certain relaxations / concessions in the matter of qualifying marks /
standards of evaluation of performance in favour of candidates belonging to SCs /
STs while considering them for promotion.

(b)

The Supreme Court held in S. Vinod Kumar vs. Union of India (JT 1996 (8) SC
643) case that the validity of such lower qualifying marks / lesser standards in the
matter of promotion of SCs / STs is not permissible in view of the command
contained in Article 335 of the Constitution. In view of this the Govt. withdrew the
concession vide Govt. of India, Deptt. of Per. & Trg. O.M. No. 36012/23/96Estt.(Res.), dated 22.7.1997.

(c)

Consequent to addition of provision to Article 335, as above, the Govt. has now
restored the position for lesser standards of evaluation in the matters of
promotions of SCs/STs vide Govt. of India, Deptt. of Per. & Trg. O.M.dated 3rd
October, 2000.

National Commission for Scheduled Castes and Schedule Tribes:


Article 338 and 338A
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Earlier under Article 338 of Constitution, the Government of India constituted National
commission for Schedule Caste and Schedule Tribes in the year 1992. Consequently vide 89th
amendment act, 2003 dated 28-09-2003 the article 338 was amended such that
1.

Article 338 became relevant for Scheduled Castes only after the amendment.

2.

A new Article, i.e. Article 338A was include in the Constitution after 338, to set up a
separate Commission for Schedule Tribes.

3.

A person belongs to Schedule Caste / Schedule Tribe can directly approach National /
Regional commissions for redressal of his / her grievances

Notification of amendment of Article 338 was issued on 19.2.2004 to enable the Govt. to set up
two separate Commissions. Rules for appointment of two commissions, their status, tenure, etc.
notified on 20.2.2004.

National Commission for Scheduled Castes:


Article 338:
(1)

There shall be a Commission for the Scheduled Castes to be known as the National
Commission for the Scheduled Castes.

(2)

Subject to the provision of any law made in this behalf by Parliament, the Commission
shall consist of a Chairperson, Vice Chairperson and three other members and the
conditions of service and tenure of office of the Chairperson, Vice Chairperson and
other Members so appointed shall be such as the President may by rule determine.

(3)

The Chairperson, Vice Chairperson and other Members of the Commission shall be
appointed by the President by warrant under his hand and seal.

(4)

The Commission shall have the power to regulate its own procedure.

(5)

It shall be the duty of the Commission:


(a)

to investigate and monitor all matters relating to the safeguards provided for the
Scheduled Castes under this Constitution or under any other law for the time
being in force or under any order of the Government and to evaluate the
working of such safeguards;

(b)

to inquire into specific complaints with respect to the deprivation of rights and
safeguards of the Scheduled Castes;

(c)

to participate and advise on the planning process of socio economic


development of the Scheduled Castes and to evaluate the progress of their
development under the Union and any State;

(d)

to present to the President, annually and at such other times as the Commission
may deem fit, reports upon the working of those safeguards;

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(e)

to make in such reports recommendations as to the measures that should be


taken by the Union or any State for the effective implementation of those
safeguards and other measures for the protection, welfare and socio economic
development of the Scheduled Castes; and

(f)

to discharge such other functions in relation to the protection, welfare and


development and advancement of the Scheduled Castes as the President may,
subject to the provisions of any law made by Parliament, by rule specify.

(6)

The President shall cause all such reports to be laid before each House of Parliament
along with a memorandum explaining the action taken or proposed to be taken on the
recommendations relating to the Union and the reasons for the non acceptance, if any,
of any of such recommendations.

(7)

Where any such report, or any part thereof, relates to any matter with which any State
Government is concerned, a copy of such report shall be forwarded to the Governor of
the State who shall cause it to be laid before the Legislature of the State along with a
memorandum explaining the action taken or proposed to be taken on the
recommendations relating to the State and the reasons for the non acceptance, if any,
of any of such recommendations.

(8)

The Commission shall, while investigating any matter referred to in sub clause (a) or
inquiring into any complaint referred to in sub clause (b) of clause (5), have all the
powers of a Civil court trying a suit and in particular in respect of the following
matters, namely:-

(a)

(9)

(b)

summoning and enforcing the attendance of any person from any part of India
and examining him on oath;
requiring the discovery and production of any document;

(c)

receiving evidence on affidavits;

(d)

requisitioning any public record or copy thereof from any court or office;

(e)

issuing commission for the examination of witnesses and documents;

(f)

any other matter which the President may, by rule, determine.

The Union and every State Government shall consult the Commission on all major
policy matters affecting Scheduled Castes.

(10)

In this article, references to the Schedule Castes shall be construed as including


references to such other backward classes as the President may, on receipt of the report
of a Commission appointed under clause (1) of article 340, by order specify and also to
the Anglo Indian community.
Tenure of Office:
3 Years.
Status
(i)
Chairperson
Rank of Cabinet Minister
(ii)
Vice Chairperson
Rank of Minister of State
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(iii)

Members

Rank of Secretary to the Govt. of India.

National Commission for Scheduled Tribes:


Article 338A.
(1)

There shall be a Commission for the Scheduled Tribes to be known as the National
Commission for the Scheduled Tribes.

(2)

Subject to the provisions of any law made in this behalf by Parliament, the
Commission shall consist of a Chairperson, Vice Chairperson and three other
Members and the conditions of service and tenure of office of the Chairperson, Vice
Chairperson and other Members so appointed shall be such as the President may be rule
determine.

(3)

The Chairperson, Vice Chairperson and other Members of the Commission shall be
appointed by the President by warrant under his hand and seal.

(4)

The Commission shall have the power to regulate its own procedure.

(5)

It shall be the duty of the Commission:-

(6)

The President shall cause all such reports to be laid before each House of Parliament
along with a memorandum explaining the action taken or proposed to be taken on the
recommendations relating to the Union and the reasons for the non acceptance, if any,
of any of such recommendations.

(7)

Where any such report, or any part thereof, relates to any matters with which any State
Government is concerned, a copy of such report shall be forwarded to the Governor of
the State who shall cause it to be laid before the legislature of the State alongwith a
memorandum explaining the action taken or proposed to be taken on the
recommendations relating to the State and the reasons for the non acceptance, if any,
of any of such recommendations.

(8)

The Commission shall, while investigating any matter referred to in sub clause (a) of
inquiring into any complaint referred to in sub clause (b) of clause (5), have all the
powers of a Civil Court trying a suit and in particular in respect of the following
matters, namely;(a)
(b)
(c)
(d)
(e)
(f)

(9)

summoning and enforcing the attendance of any person from any part of India
and examining him on oath;
requiring the discovery and production of any document;
receiving evidence on affidavits;
requisitioning any public record or copy thereof from any Court or office;
Issuing commission for the examination of witnesses and documents;
Any other mater which the President may, by rule, determine.

The Union and every State Governments shall consult the Commission on all major
policy matters affecting Scheduled Tribes.

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Tenure of Office:

3 Years.

Status
(i)
(ii)
(iii)

Chairperson
Vice Chairperson
Members

Rank of Cabinet Minister


Rank of Minister of State
Rank of Secretary to the Govt. of India.

Schedule Castes:
Article 341:
(1)

The President may, with respect to any State or Union territory, and where it is a State,
after consultation with the Governor thereof, by public notification, specify the castes,
races or tribes or parts of or groups within castes, races or tribes which shall for the
purposes of this Constitution be deemed to be Scheduled Casts in relation to that State
or Union territory, as the case may be.

(2)

Parliament may by law include in or exclude from the list of Scheduled Castes
specified in a notification issued under clause (1) any caste, race or tribe, or part of or
group within any caste, race or tribe, but save as aforesaid a notification issued under
the said clause shall not be varied by any subsequent notification.

Scheduled Tribes:
Article 342
(1)

The President may with respect to any State or Union territory, and where it is a State,
after consultation with the Governor thereof, by public notification, specify the tribes or
tribal communities or part or groups within tribes or tribal communities which shall for
the purposes of this Constitution be deemed to be Scheduled tribes in relation to that
State or Union territory, as the case may be.

(2)

Parliament may be law include in or exclude from the list of Scheduled Tribes specified
in a notification issued under clause (1) any tribe or tribal community or part of or
group within any tribe or tribal community, but save as aforesaid a notification issued
under the said clause shall not be varied by any subsequent notification.

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Relaxation and concession at a glance


SC/ST
1

Upper Age Limit

8 Years

Upper age limit if the 15 Years


candidate is handicapped
TA to attend Interview Reimbursable- By 2nd classTest
shortest Route- To end Frofrom nearest Railway station
to the place of interview /
Test.
Application Fee
Fully Exempted

Examination Fee

Fully Exempted

No exemption

Experience / Qualification
for Direct Recruitment

Relaxable at the discretion of


Competent Authority.

Not Relaxable

6
7

Standard of suitability
Rule of Exclusion

Relaxable
Not applicable

Relaxable
Applicable

Applicable
Not to be adjusted against
reservation quota.

Not applicable
Not to be adjusted
against reservation
quota.
Separate for OBC

8
9

Reservation in Promotion
Candidates coming on
merit in Direct
Recruitment.
10 Liaison Officer

5 Years

OBC
3 Years

Separate for SC/ST.

Not applicable

No exemption

N.B.
1.
2.

Reservation for SC/ST/OBC put together not to exceed 50% of vacancies in a year.
Reservation for SC/ST/OBC put together not to exceed 50% of the cadre.

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INSTITUTIONAL SAFEGUARDS
National Commission for Scheduled Castes and Scheduled Tribes:
Two separate National Commission and 17 Regional Commission, in accordance with the
Constitutions, have been set up by the Government. These Commissions are vested with
certain powers to functions for the safeguard the interests of the Scheduled Castes and the
Scheduled Tribes.
Earlier under Article 338 of Constitution, the Government of India constituted National
commission for Schedule Caste and Schedule Tribes in the year 1992. Consequently vide 89th
amendment act, 2003 dated 28-09-2003 the article 338 was amended such that

4. Article 338 became relevant for Scheduled Castes only after the amendment.

5. A new Article, i.e. Article 338A was include in the Constitution after 338, to set up a
separate Commission for Schedule Tribes.

6. A person belongs to Schedule Caste / Schedule Tribe can directly approach National /
Regional commissions for redressal of his / her grievances
Notification of amendment of Article 338 was issued on 19.2.2004 to enable the Govt. to set up
two separate Commissions. Rules for appointment of two commissions, their status, tenure, etc.
notified on 20.2.2004.

Committee of Parliament on Welfare of Scheduled Castes/Scheduled Tribes


In addition to the National and Regional Commissions for the schedule case and Schedule
Tribes, a Committee of Parliament on the Welfare of Scheduled Castes / Scheduled Tribes was
also set up. The committee includes 45 members. 30 members are nominated from Lok Shbha
and 15 members are nominated from Rajya Shbha. The Committee inter-alia examines the
position regarding representation of Scheduled Castes / Scheduled Tribes in the services under
the

various

Ministries

and

other

government

organisations

and

makes

suitable

recommendations for effective implementation of policies and programmes concerning


Scheduled Castes and Scheduled Tribes.

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SERVICES SAFEGUARDS
The policy with regard to reservation of posts and services under the State in terms of Article
16(4) of the Constitution of India continued for the Scheduled Castes and Scheduled Tribes
both in direct recruitment and promotions. Reservation for Socially and Educationally
Backward Classes was introduced with effect from 8-9-1993 as a part of implementation of the
Mandal Commission's recommendations. Efforts were intensified by the Government of India
to increase the representation of SC and ST in services under the Government of India, Public
Sector Enterprises and Nationalised / Public Sector Banks during the year under report by
launching a special drive to make good the shortfalls in various categories of posts through
recruitment and reserving vacancies to the maximum extent (50%) permissible under the
Supreme Court ruling on the matter.
On the attainment of Independence, instructions were issued on 21.9.47 providing for
reservation of 12.5% of vacancies for SCs in respect of recruitment made by open competition.
In case of recruitment otherwise than by open competition this percentage was fixed at
16.67%. After the Constitution was promulgated, MHA, in its Resolution of 13.9.50, provided
5 per cent reservation of STs apart from the percentage fixed for SCs already in force. The
1951 Census showed that the percentage of SCs in the total population was 15.05 per cent and
that of ST 6.31%. The percentages were not revised at that time as a comprehensive bill
revising the lists of SCs and STs was under consideration. The other reason for not revising the
percentage was that reservation had already been provided for SCs in posts filled otherwise
than by open competition to the extent of 16.66 per cent and instructions had also been issued
for following a regional and local percentage for Group C and Group D posts attracting
candidates from a locality or region. The 1961 Census revealed that the Scheduled Castes and
Scheduled Tribes population in proportion to the Indian population stood at 14.64 per cent and
6.80 per cent respectively. Accordingly, the percentage of reservation for SCs and STs was
increased from 12.5% and 5% to 15 % and 7.5% respectively on 25.3.70. The 1971 Census did
not warrant any such review. The actual impact of 1981 Census figures on all India
percentages could not be known because the Census of 1981 could not be carried out in the
State of Assam. Same is true of 1991 Census as the Census of 1991 could not be held in the
State of Jammu and Kashmir.
Reservations have been extended to other modes of promotion in stages. In 1957, reservations
were provided for Scheduled Castes and Scheduled Tribes in departmental competitive
examinations. Reservations in promotion by selection in Group C and Group D were provided
in 1963 and in the same year reservation in departmental competitive examination was limited
to Group C and D only. The position was slightly changed in 1968 when reservations in limited
departmental examination to Group B, C and D and promotion by selection to Group C and D
were subjected to a condition that element of direct recruitment should not exceed 50 per cent.
Reservation in promotion by seniority subject to fitness came in 1972 subject to the condition
that the element of direct recruitment does not exceed 50 per cent. In 1974, reservations in
promotion by selection from Group C to Group B, within Group B and from Group B to the
lowest rung of Group A were introduced provided the element of direct recruitment does not
exceed 50 per cent. The limitation of the direct recruitment not exceeding 50 per cent was
raised to 66.67% in 1976 and to 75% in 1989.
The Supreme Court had in the Indira Sawhney case permitted the reservation for the Scheduled
Castes and Scheduled Tribes in promotion to continue for a period of five years from 16.11.92.
Consequent to this judgment the Constitution was amended and Article 16(4A) was
incorporated. In pursuance of this Article, instructions have been issued on 13.8.97 to continue
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the reservation in promotions for the Scheduled Castes and Scheduled Tribes in the
Services/Posts under the Central Government beyond 15.11.97 till such time as the
representation of each of these categories in each cadre reaches the prescribed percentages.

READY RECONER OF PERCENTAGE OF RESERVATION AVAILABLE


FOR SCs / STs / OBCs IN RECRUITEMENT AND PROMOTION
Sl.
No.
1.

2.

3.

Method of Recruitment
Recruitment on All India Basis
i.
By
open
competition
(including selections through
any
Public
Service
Commission
or
Banking
Recruitment Board without
examination)
ii. Otherwise than by open
competition

Promotion

Roster
Applicable

SC-15%
ST-7.5%
OBC - 27%

200 Points
(Page No.2.7)

SC-16.66%
ST-7.5%
OBC-25.84%
Recruitment to Group C and D posts Proportionately to the
normally attracting candidates from populations of SCs and
a location or region.
STs in the respective
states or regions, OBCs
upto 27% depending upon
the percentages for SCs
taken together.
Promotions based on
i. Departmental
competitive SC-15%
Exams. to Group B, C and D ST-7.5%
posts in which the element of OBC-nill
direct recruitment, if any, does
not exceed 75%.
ii.
Selection to Group B, C SC-15%
and D and from Group B to ST-7.5%
the lowest rung of Group a in OBC-nill
which the element of direct
recruitment, if any, does not
exceed 75%.
iii.
Seniority
subject
to SC-15%
fitness to Group A, B, C and ST-7.5%
D post in which the element OBC-nill
of direct recruitment, if any,
does not exceed 75%.

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120 Points
(Page No. 811)
120 Points
(Page No.1217)

200 Points
(Page No.1824)

200 Points
(Page No.1824)

200 Points
(Page No.1824)

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PROCEDURAL AND MISCELLANEOUS SAFEGUARDS


1. Representation of SC/ST/OBC, Minorities and Women on Selection
Boards/Committees:
Instructions have been issued on 11.7.95 that wherever a Selection Committee/Board exists or
has to be constituted for making recruitment to ten of more vacancies in Group C or Group
D posts/services, it shall be mandatory to have one member belonging to SC/ST/OBC and
one member belonging to Minority Community in such Committees/Boards. Further one of the
Members of the Selection Committee/Board whether from the general category or from the
minority community or from SC/ST/OBC, should be a lady failing which a lady member
should be co-opted on the Committee/Board. It may also be ensured that where the number of
vacancies against which selection is to be made is less than ten, no effort should be spared in
finding a Scheduled Castes/Scheduled Tribes/Other Backward Classes officer, a Minority
Community officer and a lady officer for inclusion in such Committees/Boards.

2.

Examination and interview boards


Whenever recruitment is made on the basis of competitive examinations, centres for such
examinations should be set up at all places where a sizable number of tribal candidates
appear at examination in addition to the usual centres of examinations.
Where selection is made by interview, the Recruitment Boards should be sent to places
where there is concentration of candidates belonging to Scheduled Tribes.

3.

Special training programmes

In pursuance of the recommendations of the Parliamentary Committed on the Welfare of


Scheduled Castes and Scheduled Tribes, the Ministries/Departments should draw up special
training programmes including in-service training programmes in which necessary training
could be provided to SC/ST candidates. The training progrmmes should be drawn up in such a
way that it should be possible for SC/ST candidates to derive the maximum advantage from
such training programmes. The Training division of the Department of Personnel and Training
will render technical assistance, if any, needed by the Ministries/Departments in drawing up
the training programmes and would also undertake periodical review of such training
programmes as and when required.

4.

Forwarding of applications for appointment elsewhere

Applications for employment elsewhere of temporary or permanent Central Government


servants belonging to SCs/STs should be readily forwarded except in very rare cases where
there may be compelling grounds of public interest for withholding such applications. The
withholding of applications should be an exception rather than a rule in the case of SC/ST
employees who should be afforded every facility for improving their prospects. In cases where
such applications are withheld and could not be forwarded due to compelling grounds of public
interest, they should be reported within a month to the Liaison Officer in the Administrative
Ministry/Department or in offices under the Head of Department.

5.

Selection of persons for posts abroad

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Whenever a Ministry/Department, etc., makes selection of persons for posting in its units, etc.,
located in a foreign country, it should see that eligible employees belonging to SCs/STs are
also considered along with others for such postings.

6.

Effectiveness in the development and protection of SCs/STs to be


indicated in Confidential Reports.

The Reporting Officers should give their specific comments on the effectiveness of the officers
dealing with development and protection of Scheduled Castes and/or Scheduled Tribes, in the
column in the Reporting Officers part of Confidential Reports. All cadre controlling
authorities are to incorporate in the Reporting Officers part of the CR form a column as under

Effectiveness in the development and protection of Scheduled Castes and/or Scheduled Tribes :
Attitude towards Scheduled Castes and/or Scheduled Tribes.
Sensitivity to social justice.
Ability to take quick and effective action to prevent and quell atrocities and ensure
justice to Scheduled Castes and/or Scheduled Tribes.
Effectiveness in bringing about the development of Scheduled Castes and/or Scheduled
Tribes.

7.

Terms Scheduled Caste/Scheduled Tribe only to be used in all


official matters and not Harijan/Girijan.

For all official transactions, matters, dealings, certificates, etc., the Constitutional terms
Scheduled Castes and Scheduled Tribes in English and their appropriate translation in other
national languages should alone be used for denoting the persons belonging to these categories,
and the terms Harijan/Girijan should not be used.

8.

SC/ST employees may write direct to National Commission for


SCs/STs.

SC/ST employees are permitted to write to the National Commission for Scheduled Castes and
Scheduled Tribes direct on matters relating to appointments against the reserved quota. It is
not necessary for them to seek prior permission of the concerned administrative
Ministries/Departments for sending their representations to the Commission.
9.

Reservation of Seats in Gram Panchayats


Article 243D of the constitution provide provision for the reservation of seats for SC
and ST in every Panchayat and the number of seats so reserved shall bear, as nearly as
may be, the same proportion to the total number of seats to be filled by direct election
in that Panchayat as the population of the Scheduled Castes in that Panchayat area.
The offices of the Chairpersons in the Panchayats at the village or any other level shall
be reserved for the Scheduled Castes, the Scheduled Tribes and women in such manner
as the Legislature of a State may, by law, provide.

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10.

Educational Safeguard
The importance of educational development of the weaker sections of the society was
recognized many decades ago by the Government of India and extended incentives and
concessions to these sections of society (now SCs and STs) vide the Government of
India Act, 1935. After independence and on the adoption of the Constitution,
safeguards were built into the administrative system through special provisions
incorporated in the Constitution.
The Articles which contain educational safeguards for SC & ST are 29(1), 46, 15(4),
and 350 A. Of these Articles 15(4) and 46 are more important in so far as educational
development is concerned. Article 46 included among the Directive Principles of State
Policy provides that the "State shall promote with special care the educational and
economic interests of the weaker sections of the people, and particularly of those
belonging to the Scheduled Castes and Scheduled Tribes and shall protect them from
social injustice and from all forms of exploitation". This article did not give any power
to the Government to take or adopt any specific measure for educational development
of Scheduled Castes and Scheduled Tribes. Article 15 of the Constitution was,
therefore, amended through the Constitution (First Amendment) Act, 1951 and Clause
4 added to it Article 15(4). This empowered the State to make special provisions for the
educational development of SC & ST and as a result the Government reserved seats for
SC & ST in educational institutions including technical and professional institutions
like medical and engineering colleges.
In response to the special obligation placed on the Government of India by Article
15(4) of the Constitution to make special provisions, the then Ministry of Education
(now Ministry of Human Resource Development) for the first time addressed letter on
23-11-1954 to the Chief Secretaries of all the State Governments suggesting that 20%
seats should be reserved for the Scheduled Castes and Scheduled Tribes in educational
institutions with a provision of 5% relaxation in minimum qualifying marks for
admission wherever required. This was slightly modified in April, 1964, where a
distinct percentage of 15% for Scheduled Castes, and 5% for Scheduled Tribes was laid
down and was also made interchangeable. The Ministry of Health and Family Welfare
also came forward and separately issued letters to the Vice Chancellors of the
Universities having Medical Faculties to reserve 15% seats for Scheduled Castes and
5% for Scheduled Tribes with 5% relaxation in minimum qualifying marks for
admission to all post-graduate medical and Dental colleges.
The University Grants Commission had also issued guidelines to the Universities and
colleges under their respective control to ensure that the Scheduled Caste and
Scheduled Tribe students were allowed due concession in the matter of admission in all
under graduate as well as post-graduate courses in the various streams. The percentage
of reservation for Scheduled Tribes was revised upwards from 5% to 7.5% in 1982. At
present the following percentage are allowed for Scheduled Caste and Scheduled Tribe
students in admission to the various undergraduate and post-graduate courses of
general; technical, medical and other professional education in the Universities and
colleges:
Scheduled Castes: 15%
Scheduled Tribes: 7.5%
Reservation for SC & ST is also available in the allotment of seats in general hostels.
In addition to the above safeguards for admission in educational institutions and
allotment of seats in general hostels, the Central and State Governments have initiated a
number of other measures like award of various types of scholarships / stipends /

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opening of book banks for engineering and medical students, mid-day meals, books,
stationery and uniforms etc., (for primary school students) for development of
education among the Scheduled Castes and Scheduled Tribes.

Girls' hostels for SC & ST


This scheme was started in the Third Five Year Plan with the intention to enable SC /
ST girls students to pursue education at pre-matric and post-matric levels even at
places away from their homes which they otherwise would not have been able to do for
want of accommodation. This centrally sponsored scheme is implemented on 50:50
basis (100% in other UTs) for construction of hostel buildings, extension of existing
hostels for SC/ST girls studying in middle and higher levels of education. Central
assistance is also provided to the voluntary organizations Non-Govt. / Private
organizations only for the extension of hostels provided the organization is willing to
cover 10% of the total expenditure and remaining 90% in such cases is shareable
between the Central and State Government on 50:50 basis. In the capacity of 100
inmates, 10% of the seats are to be reserved for non-SC / ST students. The maintenance
of the hostels is the responsibility of the concerned States / UTs. They should have to
make adequate provisions in the budget. This would, also help in checking the high
drop-out rate among SC/ST women. This centrally sponsored scheme started in 198990 is implemented on the same pattern as that of girls hostels mentioned earlier.

National Overseas Scholarship For SC, ST And Other Students And Passage
Grants For Higher Studies Abroad
Scholarships under this scheme are provided to meritorious SC/ST, Denotified,
Nomadic and Semi-nomadic tribes, SC converts to other religion and the children of
landless Agricultural Labourers/Traditional Artisans for advanced degree and postdoctoral studies abroad. Passage grants are also provided to students who are in receipt
of a merit scholarship from a foreign Government or institution, in case such
scholarships does not include the costs of passage. 30 National overseas scholarships
and 9 passage grants are available each year.

Admissions Of SC/ST In Higher Education With Particular Reference To


Central Universities
It is a Constitutional obligation that the provisions of reservation for SC/ST as
embodied in the Constitution of India and the policy of the Government of India framed
in this regard from time to time for the up-liftment of these communities is followed in
the field of higher education also. With a view to meeting this requirement the UGC
which is an apex body had been bringing to the notice of the University Colleges and
the State Govts. the guide- lines of the Government of India regarding reservation for
SC/ST in the matter of Universities and Colleges. The UGC was set up in 1956 by an
Act of Parliament for the promotion of University Education and determination and
maintenance of standards in teaching, examination and re- search. This was necessary
as the Constitution of India envisages that coordination of higher education is a central responsibility. The UGC functions as per provisions contained in its Act (UGC, Act
1956) and rules regulations framed as per the provisions in the Act.
In order to bring SC/ST to the main stream of life and see that they also get proper
representation in different courses of higher education being provided by the
Colleges/Universities including Central Universities UGC has been contributing
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towards social equity and up-liftment of the underprivileged sections of society through
special schemes as well as specific provisions for these sections within regular
schemes.
Different percentage of reservations have been fixed for SC/ST in the Universities of
different States in accordance with the percentages of SC/ST population to the total
population of that state. The broad principal is that the reservation percentage for
SC/ST should not be less than their population percentage. In the case of Central
Universities, the percentage of reservation is 15% for SC and 7.5% for ST. It is implied
that all reserved seats according to the percentage of reservation fixed should be filled
up. There had been ample of guidelines issued by the UGC by following which it
would have been possible to fulfill reservation. However to put the matter on still
clearer and firmer basis the UGC issued revised guidelines for full implementation of
reservation in admission. These guidelines were issued by the Additional Secretary vide
his D. O. letter F-8-1093(SCT) dated 15th June, 1993 to fully cooperate and help in
bringing about complete success- in implementation of reservation policy in the
Universities. The revised guidelines are quite comprehensive and if implemented
properly, would go a long way in fulfilling the aspirations of the SC/ST to get higher
education in different streams.
In order to look at the actual representation of SC & ST students in different courses in
the Central Universities, efforts were made to collect information from the UGC. The
information pertains to six faculties i.e. Humanities and Social Sciences, Science
including Agricultural Sciences, Engineering Technology, Medical Sciences,
Professional Courses other than Medical and Engineering Technology and other
Courses for the year 1992-93. The information tabulated -and given at Table 1 gives a
very dismal picture of the representations of SC & ST students in the above mentioned
courses. Course wise breakup in respect of Jamia Milia Islamia and Banaras Hindu
University was not available and no information in respect of Indira Gandhi Open
University was made available to the UGC. Based on the information made available
by UGC it may be seen that representation of SCs in different courses ranged from
2.60% to 9.92% and in respect of STs it was 0.09% to 6.41%. Their representations are
nowhere close to 15% and 7.5% as prescribed in case of Central Universities. This is a
matter of serious concern and the concerned Universities, UGC and Ministry of Human
Resources Development should try to find out the causes of poor representation of these
communities in these courses. As mentioned earlier we shall have to ensure that intake
at primary, middle and secondary levels is increased and at the same time the dropout
and wastage at these levels are checked, and those promising among these communities
are picked up and placed in the public schools and they should be provided extra
coaching from lower levels so that they may compete with other students and their
representation may also increase in different courses. As mentioned earlier the
Centrally Sponsored scheme of up-gradation of merit of SC/ST should be fully
exploited in this regard. Besides the above mentioned scheme the concerned
Universities should also ensure that remedial courses meant for SC/ST students are
regularly continued and those universities which have not started these courses should
start without any further loss of time.
11.

Miscellaneous Complaints

The Commission has also been receiving complaints of miscellaneous nature which do not
involve breach of any particular safeguard or right of SC/ST under the Constitution, a law or an
order of the Government but where the Complainants feel harassed or inconvenienced or seek
help.
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During 1993-94, the Commission received about three hundred petitions containing complaints
of miscellaneous nature. These petitions included cases of requests for providing financial
assistance for community services, extension of welfare schemes and some problems faced by
individuals belonging to SC/ST like non payment of their dues, denying facilities meant for
SC/ST people, etc.
a.

Nineteen cases were received which sought financial assistance. Most of these
cases related to matters like construction of houses, providing financial assistance to
SC/ST, compensation due to loss of property in fire, help for higher education, training
courses, establishment of village or small scale industries, etc. All cases have been
taken up with the concerned authorities for taking necessary action. In addition to this
fourteen cases relating to community services were received in the Commission, out of
which five cases relate to activities of Societies, cleanliness and providing basic
facilities to SC/ST. Cases have been taken up with the concerned authorities. In many
cases replies are awaited. Four cases related to digging of tubewells for SC/ST, hospital
facilities, establishing of rest-houses and developmental problems of SC/ST.

b.

Cases regarding welfare schemes of SC / ST were also received in the


Commission from SC / ST representationists of various States / UTs. In many of these
cases, the representation was regarding waiver of loan or enhancement of loan limit.
These cases have also been taken up with the concerned authorities. In one case the
concerned authority informed that the petitioner was not entitled to waiver of loan. In
another case regarding enhancement of loan limit, the Commission did not take any
action as the petitioner had requested the Commission to approach the bank authorities
for enhancement of bank loan, which the Commission feels, is outside its working area.

c.

A case regarding penalty imposed on a Scheduled Caste L.P.G. dealer was


received. The case was taken up with the principal, i.e., M/s Bharat Petroleum Ltd. The
Company informed that the dealer was involved in malpractices and was issuing
irregular unauthorised gas connections and that was the reason why penalty was
imposed. The Commission did not find any reason to pursue the matter further.
Other cases received were regarding such matters as providing electricity
connections and allotment of land, etc., to persons belonging to SC/ST. The requests
have been taken up with the concerned authorities for suitable action although they are
not cases of violation of any safeguard or right.
Four cases regarding illegal and forceful occupation of shops of SC persons by
higher caste people were received. Out of these four cases one was sub-judice. Other
cases were referred to concerned authorities for suitable action.
The Commission received 22 petitions regarding general problems of SC/ST.
Most of the cases were regarding alleged harassment of SC/ST over different matters
such as non-payment of salaries, some demands of SC/ST and developmental problems,
etc. All the cases were referred to State Governments or the authorities concerned for
suitable action except for one case which did not fall under the purview of this
Commission. Final replies in the above cases are still awaited.
Two petitions regarding provision of better drinking water facilities to SC/ST
were also received. Both the cases were taken up with concerned authorities for suitable
action.
A case regarding death of tribals in Madhya Pradesh allegedly due to malaria
was received in this Commission. It could not be established that the deaths had
occurred due to malaria but were caused by different ailments and old age. However,
the State Government has been advised to take up concerted programmes for these

d.

e.

f.

g.

h.

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i.

j.
k.

primitive tribals for whom nothing much seems to have been done. A case was received
regarding removal of a liquor godown. The concerned District Magistrate was
requested to take necessary action in the matter.
A complaint was received regarding cheating of a SC person on the pretext of
giving employment to his daughter. The petitioner was advised to approach the local
police.
Maintenance of cleanliness in a SC basti was the subject matter of another
petition received. The District Collector was requested to take suitable action.
Case regarding cancellation of traveling agency belonging to a SC person was
received. The matter was taken up with the concerned authority (Indian Airlines) and it
was found that the petitioner himself was involved in malpractices and had no prima
facie case for the Commission to take any further action.

Preference in allotment of Distributive agencies/dealership for petroleum products


Article 46 included among the Directive Principles of State policy provides: "The State
shall promote with special care the educational and economic interests of the weaker
sections of the people, and in particular, of the Scheduled Caste and the Scheduled
Tribes, and shall protect them from social injustice and all forms of exploitation".
Article 15(4) empowers the State to make any special provision for the advancement of
any socially and educationally backward classes of citizens or for Scheduled Castes and
Scheduled Tribes.
Efforts made in the country for the development of Scheduled Castes and Scheduled
Tribes have not resulted in bringing about substantial improvement in their economic
condition primarily on account of the enormity of the problem. One such area of
support is in the matter of providing dealerships to them in the commodities over which
the State exercise control.
Reservation of 25% in dealerships for Scheduled Castes and Scheduled Tribes was
introduced by then Ministry of Petroleum, Chemicals and Fertilizers in September,
1977. From September 1977 to June 1980 advertisements for dealership were common
for all categories with preference to applicants belonging to Scheduled Castes and
Scheduled Tribes, subject to other things being equal. Guidelines were revised by the
Ministry in June, 1980 and it was desired that locations for new dealerships to be
allotted to Scheduled Caste and Scheduled Tribe persons may be predetermined by the
industry and a roster maintained State wise. There are four Public Sector Corporations
engaged in Petroleum activities, viz; Indian Oil Corporation Ltd; Hindustan Petroleum
Corporation Ltd; Bharat Petroleum Corporation Ltd; and Indo-Burma Petroleum Ltd.
These four Corporations allot the dealership/distributive agencies for petrol, diesel,
Superior Kerosine Oil and L.P.G. etc. 25% of all these dealerships are reserved for
Scheduled Castes and Scheduled Tribes.
Further keeping in view of the fact that the majority population in Arunachal Pradesh,
Meghalaya, Nagaland and Mizoram belong to Scheduled Tribes, the percentage
reservation of dealerships etc. for Scheduled Tribes in these
The Indian oil Corporation began implementing reservation orders from the year 1974
for all their agencies/dealership excepting 'B' site retail outlets i.e. dealer owned and
dealer-operated outlets. Other companies were nationalised later and reservation in
dealership allotment was made effective in respect of these companies only from 23-977.
The Government has accepted reservation in allotment of quotas in dealership in
petroleum products. In this regard the first step would be to ensure that these
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opportunities are brought to the notice of aspirants SC & ST who are actually potential
beneficiaries. It will also be necessary to suitably modify the terms and conditions of
the agency which may vary from one area to another depending on the general
socioeconomic conditions in each case so that adequate number of potential candidates
come forward to take up the agencies. Particularly in the more backward areas even the
relaxed conditions may be quite stiff. Therefore, to workout a system of assistance
directly or in collaboration with other institutions to enable those who do not have their
own resources to come into this business. When any individual SC/ST may take any
agency he must be helped to stabilise himself in the area which is unknown to him. The
above mentioned steps are taken and carefully looked after by the
institution/Government. In this way the constitutional obligation has been fully
discharged.
Ministry of Petroleum and Natural Gas has issued letter to four PSUs saying that
reservation will be provided to the members of Scheduled Castes/Scheduled Tribes in
the matter of engaging road transport trucks for movement of all petroleum products
such as LPG, HS/HSD, BKO, Lubes etc. in bulk or packed by the Public Sector Oil
Companies. The percentage of reservation will be 15% and 7 1/2% for Scheduled
Castes and Scheduled Tribes respectively on all India basis. The Scheduled
Caste./Scheduled Tribe members should, however, fulfill all tender conditions and they
will not be eligible for any price preference or relaxation of standards. If adequate
number of Scheduled Caste/Scheduled Tribe candidates are not available in any
particular year the unfilled quota may be allotted to the unreserved categories in that
year. However, the unfilled quota may be carried forward to the next tender also and
offered to Scheduled Caste/Scheduled Tribe candidates. If the quota of the previous
tender is not filled even in the next tender, the unfilled quota of the previous tender may
be de-reserved and allotted to general categories. This reservation policy was to be
made operative w.e.f. 18.8.1994 and was to be made applicable to all future cases
where new transportation agreements have to be concluded by the oil companies.
Eleven representations were received regarding allotment of dealership/agencies for
L.P.G. in the Commission. In seven cases requests were made by the representationists
that their cases may be recommended by the Commission or the Commission
recommend for grant of dealership. It does not come within the purview of the
Commission to recommend cases for dealership agencies without any specific and valid
grounds of violation/deprivation of economic or any type of safeguards for SC/ST. Four
cases have been taken up with the authorities.

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RESERVATION ROSTER GUIDELINES
To give proper effect to the percentages of reservation prescribed by the Govt. of India for
SCs, STs and OBCs every appointing authority shall treat the vacancies as reserved or
unreserved according to the respective reservation rosters. Initially the vacancy-based rosters
were prescribed I order to implement the Govt. Policy on reservation of jobs for the SCs, STs
and the OBCs. Each vacancy was treated as reserved or unreserved as per the roster point on
which it fell. The application of the percentages of reservation through the vacancy-based
roster was called into question before courts. The constitution Bench of the Supreme Court in
the case of R.K. Sabharwal Vs State of Punjab as well as J.C.Malik vs. Ministry of
Railways, held in 1995 that the reservation of jobs for the backward classes i.e. SC, ST and
OBC should apply to posts and not to vacancies. Accordingly the vacancy-based rosters were
replaced by the Govt. of India by post-based rosters with effect form 02.07.1997, as per details
below:
1. Recruitment made on all India basis by open / written competitive examination the 200
point roster (refer DoPT Order No. 36012/2/96/Estt (Res), dated 2nd July, 1997).
2. Recruitment made on all India basis otherwise than by open / written competitive
examination in the 120 point roster (refer DoPT Order No. 36012/2/96-Estt (Res), dated
2nd July, 1997).
3. Recruitment of Group C and D posts attracting candidates form a locality or region
through Employment Exchange according to 100 point roster (refer DoPT Order No.
36012/2/96-Estt (Res), dated 2nd July, 1997).
4. Posts filled by promotion to which reservation orders apply, in the 200 points roster (refer
DoPT Order No. 36012/2/96-Estt (Res), dated 2nd July, 1997).
The Post-based roster would be prepared on the following principles:
1. Since reservation for OBCs does not apply to promotions, there shall be separate rosters
for direct recruitment and for promotions.
2. The number of points in the roster shall be equal to the number of posts in the cadre. In
case there is any increase or decrease in the cadre strength in future, the rosters shall be
expanded / contracted correspondingly.
3. Cadre for the purpose of a roster shall mean a particular grade and shall comprise the
number of posts to be filled by a particular mode of recruitment in terms of the applicable
recruitment rules. Thus in a cadre of say 200 points, where the recruitment rules prescribed a
ratio of 50:50 for direct recruitment and promotion, two rosters one for direct recruitment and
one for promotion (when reservation in promotion applies) each comprising 100 points shall
be drawn up on the lines of the respective model rosters.
4. Since reservation does not apply to transfer on deputation/transfer, where the
recruitment rules prescribe a percentage of post to be filled by this methods , such posts shall
be excluded while preparing the roster.
5. In small cadres of up to 13 posts, the method prescribed for preparation of rosters does
not permit reservation to be made for all the three categories. In such cases, the administrative
Ministries/Department may consider grouping of posts in different cadres as prescribed in
MHA OM No. 4221/49-NGS dated 28.01.1952 and subsequent orders reproduced at pages 70
to 74 of the Brochure on Reservation for Scheduled Castes and Scheduled Tribes (8th Edition)
and prepare common rosters for such groups. In the event it is not possible to resort to such
grouping the rotational rosters for cadre strength upto 13 posts may be followed.
6. At the stage of initial operation of roster with effect from 02.07.97, it will be necessary
to adjust the existing appointments in the roster. This will also help in identifying the
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excesses/shortages, if any, in respective categories in the cadre. This may be done starting
from the earliest appointments and making an appropriate remark utilized by
SC/ST/OBC/GEN, as the case may be against each point in the rosters as explained in the
explanatory notes reproduced below. In making these adjustments, appointments of
candidates belonging to SC/ST/OBCs which were made on merit (and not due to reservation)
are not be counted towards reservation. In other words, they are to be treated as general
category appointments. SC/ST candidates appointed on their own merit (by Direct
Recruitment or Promotion) and adjusted against unreserved points will retain their status of
SC/ST/OBC and will be eligible to get unreserved benefit of reservation in future or further
promotions, if any. 50% limit on reservation will be computed by excluding such reserved
category candidates who are appointed / promoted on their own merit without violating any
relaxation/concession or against unreserved points/vacancies.
7. Excess, if any, would be adjusted through future appointments and the existing
appointments would not be disturbed.
The principles of operating these rosters as explained in the detailed instructions have been
reproduced below:
1.

2.

3.
4.
5.

6.

7.

8.

9.

As hitherto, those rosters are only an aid to determine the entitlement of different
categories with regard to the quota prescribed for them. They are not to determine
seniority.
The model rosters have been drawn up keeping in mind two fundamental principles i.e.
the reservation for the entitled categories is to be kept within the prescribed percentage
of reservation and the reservation should in no case exceed 50% of the cadre.
There should be separate rosters for direct recruitment and for promotion where
reservation in promotion applies.
The number of points in each roster shall be equal to the number of posts in a cadre.
While cadre is generally to be construed as the number of posts in a particular grade,
for the purpose of preparation of roster, it shall comprise posts required to be filled by a
particular mode of recruitment in terms of the applicable recruitment rules. To illustrate
in a cadre comprising 200 posts, where the recruitment rules prescribe a ratio of 50:50
for direct recruitment and promotions the roster for direct recruitment shall have 100
points and that for promotion also shall have 100 points. thus making a total of 200.
As indicated in the model roster, the method for making a roster is to multiply each post
by the prescribed percentage of reservation for the different reserved categories. The
point at which the multiple for a community obtains a complete number or oversteps
the number is to be reserved for that community while taking care to evenly space out
the different reserved categories. Thus, at point no. 15, in the roster at Annexure-II both
OBC and SC gets entitled. However, since earlier reserved point has gone to OBC,
point No. 15 has been reserved for SC and point no. 16 for OBC.
Since reservation does not apply to transfer/transfer on deputation, where rules
prescribed a percentage of posts to be filled by this method, the corresponding
proportion of posts should be excluded while drawing up rosters.
It would be noted that at the end of the roster squeezing has been done for the
reserved categories to reach the number of posts to be reserved for them without
violating the 50% limits laid down by the Courts, While drawing up rosters, the cadre
controlling authorities should similarly Squeeze the last point of the roster. Such
squeezing may not, however be done where it would violate the rule of 50%.
Whenever there is any increase or decrease in the cadre strength the roster shall be
correspondingly expanded or contracted. The same will also apply whenever there is a

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10.

11.
12.

13.

14.

15.

16.

change in recruitment rules, which affects the proportion of posts to be filled by a


particular mode of recruitment.
The roster is to be operated on the principle of replacement and not as a running
account as hitherto. In other works the points, at which reservation for different
categories applied are fixed as per the roster and
vacancies caused by retirement etc. of persons occupying those points shall be filled by
appointment of persons of the respective categories.
While operating the roster, person belonging to communities for whom reservation has
been made, but who are appointed on merit and not owing to reservation, should not be
shown against reserved points. They will occupy the unreserved points.
In case of all cadres (up to 13 posts) all the posts shall be earmarked on the same
pattern as in the model post based rosters. Initial recruitment against these posts shall be
by the category for which the post is earmarked. Replacement of incumbents of posts
shall be by rotation as shown horizontal against the cadre strength as applicable. While
operating the relevant roster, care will have to be taken to ensure that on no occasion
the percentage of reserved category candidates exceed 50%. If such a situation occurs
at any time, the relevant reserved point occurring, as a result of rotation will be skipped.
At the point of initial operation of the roster, it will be necessary to determine the actual
representation of the incumbents belonging to different categories in a cadre vis--vis
the points earmarked for each category viz. SC/ST/OBC and General in the roster. This
may be done by plotting the appointments made against each point of roster starting
with the earliest appointee. Thus, if the earlier appointee in the cadre happens to be a
candidate belonging to the Schedule Castes, against point no. 1 of the roster, the
remarks utilized by SC shall be entered. If the next appointee is a general category
candidate, the remark utilized by general category shall be made against point no. 2
and so on and so forth till all appointments are adjusted in the respective rosters. In
making adjustments, SC/ST/OBC candidates on merit, shall be treated as general
category candidates.
After completing the adjustment as indicated above, a tally should be made to
determine the actual percentages of representation of appointees belonging to the
different categories in the cadre. If there is an excess representation of any of the
reserved categories, or if the total representation of the reserved categories exceeds
50%, it shall be adjusted in the future recruitment. Vacancies arising from retirement
etc. of candidates belonging to such categories shall be filled by appointment of
candidates belonging to the categories to which the relevant roster points, against which
the excess occur, belong.
Since recruitment is generally vacancy based, it may happen that the actual number of
promotes and direct recruits in the cadre does not correspond to the number of points
earmarked in the respective reservation roster. For the purpose of calculations of
representation of reserved category in a cadre, total of promotes and direct recruits may
be taken. Rectification of the representation as per prescribed percentage
by the
prescribed mode of recruitment at the earliest possible should, however, be the goal.

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ANNEXURE-I
EXPLANATORY NOTES:

Principles for making and operating post-based rosters.


1.

2.

3.
4.
5.

6.

7.

8.

9.

10.

11.

As hitherto, these rosters are only an aid to determine the entitlement of different
categories with regard to the quota reserved for them. They are not to determine
seniority.
The model rosters have been drawn up keeping in mind two fundamental principles
the reservation for the entitled categories is to be kept within the prescribed percentage
of reservation and the total reservation should in no case exceed 50% of the cadre.
There should be separate rosters for direct recruitment and for promotions where
reservation in promotion applies.
The number of points in each roster shall be equal to the number of posts in a cadre.
While cadre is generally to be construed as the number of posts in a particular grade,
for the purpose of preparation of roster, it shall comprise posts required to be filled by a
particular mode of recruitment in terms of the applicable recruitment rules. To
illustrate, in a cadre comprising 200 posts, where the recruitment rules prescribe a ratio
of 50:50 for direct recruitment and promotions, the roster for direct recruitment shall
have 100 points and that for promotion shall have 100 points-this making a total of 200.
As indicated in the model roster, the method for making a roster is to multiply each post
by the prescribed percentages of reservation for the different reserved categories. The
point at which the multiple for a community obtain a complete number or oversteps the
number is to be reserved for that community while taking care to evenly space out the
different reserved categories, Thus, at point No. 15, in the roster at Annexure-II, both
OBC and SC get entitled. However, since earlier reserved point has gone to OBC, point
No. 15 has been reserved for SC and point No. 16 for OBC.
Since reservation does not apply to transfer/transfer on deputation, where rules
prescribe a percentage of posts to be filled by this method, the corresponding
proportion of posts should be excluded while drawing up the rosters.
It would be noted that at the end of the roster, squeezing has been done for the
reserved categories to reach the number of posts to be reserved for them without
violating the 50% limit laid down by the Courts. While drawing up rosters, the cadre
controlling authorities should similarly squeeze the last points of the roster. Such
squeezing may not, however, be done where it would violate the rule of 50%.
Whenever there is any increase or decrease in the cadre strength, the roster shall be
correspondingly expanded or contracted. The same will also apply whenever there is a
change in recruitment rules which affects the proportion of posts to be filled by a
particular mode of recruitment.
The roster is to be operated on the principle of replacement and not as a running
account as hitherto. In other words, the points at which reservation for different
categories applies are fixed as per the roster and vacancies caused by retirement etc; of
persons occupying those points shall be filled by appointment of persons of the
respective categories.
While operating the roster, persons belonging to communities for whom reservation has
been made, but who were appointed on merit and not owing to reservation, should not
be shown against reserved points. They will occupy the unreserved points.

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E1-E2 CSS
12.

In the case of small cadres (up to 13 posts), all the posts shall be earmarked on the
same pattern as in the model post-based rosters. Initial recruitment against these posts
shall be by the category for which the post is earmarked. Replacement of incumbents of
posts shall be by rotation as shown horizontally against the cadre strength as applicable.
While operating the relevant roster, care will have to be taken to ensure that on no
occasion the percentage of reserved category candidates exceed 50%. If such a situation
occurs at any time, the relevant reserved point occurring as a result of rotation will be
skipped.

Initial Operation.
1.
At the point of initial operation of the roster, it will be necessary to determine
the actual representation of the incumbents belonging to different categories in a cadre
vis--vis the points earmarked for each category viz., SC/ST/OBC and General in the
roster. This may be done by plotting the appointments made against each point of roster
starting with the earliest appointee. Thus, if the earlier appointee in the cadre happens
to be a candidate belonging to the Schedule Castes, against point No. 1 of the roster, the
remark utilized by SC shall be entered. If the next appointee is a general category
candidate, the remark utilized by general category shall be made against point No. 2:
and so on and so forth till all appointments are adjusted in the respective rosters, In
making these adjustments, SC/ST/OBC candidates on merit, in direct recruitment, shall
be treated as general category candidates.
2.
After completing the adjustment as indicated above, a tally should be made to
determine the actual percentages of representation of appointees belonging to the
different categories in the cadre. If the are an excess representation of any of the
reserved categories, or if the total representation of the reserved categories exceeds
50%, it shall be adjusted in the future recruitment. Vacancies arising from retirement,
etc, of candidates belonging to such categories shall be filled by appointment of
candidates belonging to the categories to which the relevant roster points, against which
the excesses occur, belong.
3.
Since recruitment is generally vacancy-based, it may happen that the actual
number of promotees and direct recruits in the cadre does not correspond to the number
of posts earmarked in the respective reservation roster. For the purpose of calculations
of representation of reserved category in a cadre, total of promotees and direct recruits
may be taken. Rectification of the representation as per prescribed percentage by the
prescribed mode of recruitment at the earliest possible should however be the goal.

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DOUBTS & CLARIFICATIONS IN RESPECT OF MAINTE NANCE OF POSTBASED REVISED RESERVATION ROSTERS
(Ref. DoP&T OM No. 36012/2/96-Estt. (Res.) DATED 2-7-1997)
Sl.
Doubts
Clarification
No.
1

3(a)

(b)

(c)

(d)

Whether the new revised rosters will be


effective from the pane! year 1998 i.e., 1-11998 and whether the concept of panel year
and cut off date (1st October of the panel
year) will continue to be applicable?

Government orders on post- based rosters are


effective from July 2, 1997. Recruitments/pro
motions made on or after July 2, 1997 have to
be based on post- based rosters.
The existing concept of panel year and cut
off date will continue to be applicable.
As the posts of Senior AO/AAO/ Senior
Auditor / Senior Accountant are promotional
posts for AO / SO / Auditor / Accountant
reactively, separate rosters are to be
maintained for lower and higher posts.

Whether combined rosters for Senior AO:


AO/AAO:
SO/Senior
Auditor:
Auditor/Senior Ac c Accountant cadres
taking into account the combined strength
of higher and lower cadres are to be
maintained or separate rosters for higher
and lower cadres are to be maintained?
For preparing the roster, the total strength
borne on each lower and higher cadre will be
taken into account. The rosters may have to be
expanded/contracted depending upon the in
crease/decrease in the strength.
How the excess persons over sanctioned Roster is to be prepared taking into account
strength (due to due to deputation, etc.) in a the total strength of the cadre.
cadre are to be shown in the roster?
Whether the reserved category persons Yes
working above the sanctioned strength will
also count towards determining the
representation
of
those
Yreserved
categories?
How the excess of SC/ST over their Roster is to be prepared as per 3
required percentages in a cadre is to be (a) above and the incumbents are to be plotted
shown in the roster at the time of its initial against each point of the roster as explained in
operation?
Annexure-I of DP & T, O.M. dated2-7-1997.
The excess representation of SC/ST, if any,
would be adjusted in future appointments as
per Para. 2of caption Initial Operation of
Annexure-l ibid
Whether in a cadre where number of
reserved category candidates are less than
their required percentages, only reserved
category candidates should be filled till
such time their prescribed percentage are
reached?
Whether existing quantum of reservation as
per regional percentages would continue or
it is to be revised as 15% for SC, 71/2 % for
ST and 27% for OBCs as shown in
Annexure-Il of DoP&T O.M., dated 2-71997?

BSNL India

While filling up the reserved category posts as


per their prescribed percentages, the limit of
50% reservation in a year in each cadre will
have to be kept in view.

In the cases of direct recruitment, the existing


quantum of reservation as per regional
percentage applicable to different States/i/n
ton Territories and shown in An Annexure-Il
of DoP & T O.M. No. 36012/ 22/93-Estt.
(SCT), dated 29-12-1993 would continue to
be applicable.

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E1-E2 CSS
Sl.
No.

Doubts

5(a)

Reserved category candidates appointed


through direct recruitment on the basis of
their own merit are not to be counted
against reserved points. Does it apply to
promotion cases also?
Whether reserved category candidates
recruited on the basis of their own merit and
treated as unreserved will be allowed the
benefits of reservation in promotion to next
higher post?

(b)

(c)

(d)

6
7(a)

(b)

(c)

Clarification
No

Treating a reserved category candidate as


unreserved does not take away his/her status
as belonging to reserved category. In future
promotion, such candidate would retain
his/her caste status and will be allowed the
benefits of reservation accordingly.
Whether a senior most official in a cadre Yes, but he would be shown against reserved
belonging, to reserved category considered category to which he belongs for the purpose
fit for pro motion on seniority-cum-fitness of future adjustment.
basis will be promoted to higher post
despite excess representation of such
reserved category in that higher post? Also,
whether he would be shown against
unreserved point in the roster?
Whether 50% limit on reservation would In the cases of direct recruitment, 50% limit
apply in the cases of reserved category on reservation will be computed excluding
candidates who are selected on their own such cases. But in promotion, they will be
merit in recruitment/promotion?
taken into account for determining the limit of
50%.
Whether separate rosters for se lection and Yes, separate rosters for selection and nonnon-selection posts are to be maintained?
selection posts are to be maintained.
How the total representation of reserved Representation of each reserved category is
categories in a cadre is to be determined first to be determined separately as per the
when the percentage of reservation in prescribed percentages of reservation
promotion and in direct recruitment are applicable
to
different
methods
of
different?
appointment, i.e., promotion and direct
recruitment and then them total representation
of respective re served category in the cadre is
to be worked out (See illustration No.1)
How the excess persons working against Under the existing vacancy-based recruitment
promotion quota in a cadre having both Rules, number of posts in a particular quota is
methods of appointment i.e., promotion and not specified and as such there is no question
direct recruitment are to be adjusted in the of adjustment of excess or less number of
roster at the initial stage and thereafter?
persons in a particular quota. Separate rosters
are to he prepared for different methods of
appointment taking into account the strength
of incumbents coming under a particular
method of appointment
Whether promotion is to be stopped till the Promotions will continue to be made on the
basis of available vacancies and their
prescribed quota is reached?
allocation as per Recruitment Rules.
How the excess or less representation of a The representation of respective reserved
reserved category (or categories) in separate categories should not exceed the prescribed
methods of appointment in a cadre are to be percentages. as worked out in Si. No. 7 (a).
adjusted?
taking into account their combined
representation in direct recruitment as well as
promotion. Adjustments of representation of
reserved categories between different methods

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E1-E2 CSS
Sl.
No.
(d)

9(a)

(b)

(c)
(d)

(e)

10

11(a)

Doubts

Clarification

of appointment in a cadre may be effected


accordingly.
Whether present 20-point roster maintained Yes, it would continue.
for equitable distribution of direct recruits
and promotees would continue?
How the backlog of SC/STI OBCs is to be Backlog of SC/ST/OBCs is to he determined
cleared through future recruitments in view afresh as per the revised post-based rosters.
of the 50% limitation on recruitment and the Vacancies against reserved points will
total reservation limit being 50% of the continue to be filled keeping in view the limit
posts?.
of 50% reservation on total vacancies being
filled in a panel year.
Whether the existing practice of Yes, the practice of degeneration would
degeneration would continue in
continue
the cases of non-availability of eligible
reserved category candidates or the reserved Detailed instructions in this regard will
points in Doubts the roster are to be kept follow.
unfilled till eligible candidates of reserved
category become available?
Whether the carried-forward re served The reserved vacancies are to be determined
vacancies would be considered in fresh afresh on the basis of post-based revised
panels
or
would
lapse
due
to rosters and are to be carried forward for future
implementation of post-based revised adjustments.
rosters?
Whether the existing practice of exchange Yes
between SC and ST would continue?
Whether restriction of not more than 50% of Yes
vacancies to be filled in a recruitment year
by re served categories would continue to
be applicable?
Whether provisions contained in DoP&T Yes
O.M.No. 1401 7/30/a9- Estt. (RR), dated
10-7-1990 regarding temporary diversion of
reserved vacancies falling in pro motion
quota to direct recruitment quota in the case
of non-availability of eligible SC! ST
persons in the feeder cadre would continue
to be applicable?
Whether the instructions contained in
DoP&T OM, dated 2- regarding grouping of
posts f. small cadres up to 13 posts are
applicable to promotional cadres also and
whether separate rosters are to be prepared
for cadres having strength of less than 13
posts?

Grouping of isolated individual posts and


small cadres for the purpose of reservation
orders is permissible only in the cases of
direct recruitment and not in the posts filled
by promotion. However, notwithstanding the
instructions on grouping of posts, it would be
advisable to maintain separate rosters for each
small cadre as per the model/instructions
contained in DoP&T OM, dated 2-7-1997.
How the cases of appointment to Peons Since reservation is riot applicable to
post by transfer of Chowkidar / Farash / appointments by transfer, the cadre strength of
Waterman / Safaiwala are to be treated in Peon for the purpose of maintenance of roster
the roster?
would exclude the number of posts filled by
such transfer.

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Sl.
No.

Doubts

Clarification

(b)

Whether a combined roster for various


Group D posts may be maintained since
maintenance of separate roster for the post
of Safaiwala may leave a large number of
general category posts vacant?

12

How the vacancies in a cadre earmarked for


deputations/ promotions / compassionate
appointment /sports quota appointments,
where categories to which persons would
belong are not known, would be filled by
appointments of persons of respective
categories?
Whether the existing system of determining
the seniority of promotees vis-a-vis direct
recruits in the cadres of Auditor/Accountant
/ Clerk with the help of a 20- point roster
would continue?
Whether the Staff Selection Commission,
with whom the requisition has already been
placed on the basis of existing vacancybased reservation roster should be asked not
to sponsor candidates in view of the revised
instructions?
Whether the appointments to be made
against the dossiers received from SSC on
the basis of earlier indents are to be taken to
existing roster which will he closed on 3112-I 997?

Separate rosters are to be maintained for each


Group D post. In the case of appointment to
the post of Safaiwala, since persons belonging
to reserved categories but selected on their
own merit are not to be treated as belonging to
reserved categories, the posts meant for
general category will not remain vacant.
Appointments to a cadre from whatever
source are to be made against available
vacancies in respective categories.

13

14(a)

(b)

15

16

17

18

Whether leave reserve not exceeding 10%


of the sanctioned strength of each cadre is
to be taken into account while determining
reservations for each category in that cadre?
Whether the caste status of
existing staff should be called to as certain
the representation of OBC category in each
cadre?

Yes

The candidates sponsored by SSC against the


requisition sent earlier may he appointed but
adjusted against the revised roster

Yes

Yes, as clarified at SI. Nos. 2 and 3(a).

Reservation for OBCs is not applicable to


posts tilled by promotion. In the cadres having
element of direct recruitment, present staff
belonging to OBCs but recruited prior to 8-91993 (date of effect of reservation for OBCs)
are to be treated as general category
candidates. Staff recruited on or after 8-91993 against reservation for OBCs are only to
be counted against representation of OBCs in
a cadre.
Whether the instructions on post- based Yes, the instructions are applicable to
reservation rosters are also applicable in the recruitments/promotions made in all the
cases of promotion from Group C to Groups.
Group B posts and within Group B
posts?
Is fraction of reservation less than 0.5 o be While preparing a roster, the squeezing of last
ignored and 0.5 or more to be taken as 1?
reserved points may be done as clarified in
Para. 8 of Annexure-I of DoP & T O.M.,

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Sl.
No.

Doubts

Clarification
dated 2-7-1997.

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ILUSTRATION (I)
ACCOUNTANT CARDE
Item

Direct
rectt.
Quota

Sanctioned posts
Persons-in-position
Vacancies
No. of vacancies likely to arise on account of
promotion as Senior Accountant
Total vacancies to be filled during 1998
(Allocation as per 20-point roster)
*No. of posts to be operated by three
channels

286
256
(-) 30

Seniority
Quota

331/3%
95
43

Exam
Quota

331/3%
96
68
145

331/3%
95
145

(-) 20

(-) 05

(-) 05

(-) 10

50

15

18

17

286

53

81

152

(A) Reservation Roster for Direct Recruitment Regional % of reservation for the State X
(21 SC/ 1ST / 27 OBC)
Status
Total Posts SC
ST
OBC
UR
53
43
-

PIP
Net reservation

11
13
(+) 2

(B) Reservation Roster for Seniority Quota


Status
Total Posts SC
81
68
-

PIP
Net reservation

12
14
(+) 2

(C) Reservation of Roster for Exam Quota


Status
Total Posts SC
152
145
-

PIP
Net reservation

23
30
(+) 7

01
0
(-) 01

14
09
(-) 5

27
21

ST

OBC

UR

06
04
(-) 02

63
50

ST

OBC

UR

11
06
(-) 05

118
109

Representation of SC/ST/OBCs in the cadre


Status
BSNL India

SC

ST

OBC

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(A)
(B)
(C)

Direct Recruitment promotion


Seniority Quota
Exam. Quota

A. Preparation of the Post-based Rosters


Doubts
Sl.
No.
1

11
12
23

01
06
11

14
NA
NA

Clarification

Appointment of candidates be-longing to


SC/ST/OBCs which were made on merit (and
not due to reservation) are not to be counted
towards reservation so far as direct recruitment
is concerned. They will occupy unreserved
points. Person of OBC communities were
appointed on merit prior to 8-9-1993. As such
they will occupy unreserved points.[refer para 5,
O. M. No 36012/2/96-Estt. (Res.) and para. 11
of Annexure-I of the O.M.]
The candidates from SC/ST category who are
recruited on merit basis are to be treated as
Whether SC/ST/OBC candidates recruited
reserved category candidates for the purpose of
on merit basis will be entitled to
promotion as is being done at present.
promotion under reserved category or
not?
1. Would an employee belonging to OBC
community recruited prior to introduction
of OBC reservation scheme, i e,, 8-9-1993
against general quota be treated as an
OBC candidate?

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2

Reservation for OBCs was introduced in


1993 only, the prescribed percentage of
OBCs has not been reached yet. Hence it
is prescribed that the new roster can be
brought into effect only after prescribed
percentage is reached in the case of
OBCs.

When it is prescribed that vacancies will


be filled 50-50% in respect of direct and
promotion quota and such recruitment is
to be vacancy-based. There are in- stances
where number of posts filled up by direct
recruitment gets vacated as a result of
direct recruits finding jobs elsewhere. As
per the present practice, such vacancies
are to be divided on 50-50% basis
amongst the direct recruitment and
promotion categories. If such a practice is
adopted the direct recruitment roster will
get shrunk while promotees will have
more numbers. It is, therefore, for
clarification whether the vacancies to be
announced under each category should be
based on number of posts remaining
unfilled in each category of the roster or
present practice should continue not with
standing the disparity.
As there is no running account based on
the vacancies, there appears to be no need
for carry forward points from one year to
another, no cycle of points and, therefore,
no need for a summary at the end of the
year.
Whether the concept of de reservation has
been abandoned?
In case of rules 37 and 38 transfers form
one division to another, vacancy will arise
in the lending division and against such
vacancy another person of the same
category will be recruited, but as per
instructions 4 (d) of OM, dated 2-7-1997
such person are not to be entered into the
roster in absorption division such that he
will continue to occupy one of the posts
without occupying a roster in absorption
division such that he will continue to
occupy one of the posts without
occupying a roster position which will
result in excess reservation to the

5
6

BSNL India

The vacancy-based rosters are to be replaced by


the post-based rosters. The principal for
marking and operating the post based rosters are
given in Annexure-1 All department are to
initiate immediate action to prepare and operate
the post based rosters according to the
guidelines [Refer Paras no. 3 & 7 of O.M. No
36012/2/96-Estt. (Res.) dated 2-7-1997.]
The present practice as provided in the
Recruitment Rules is to distribute vacancies to
direct recruits and promotion quota will
continue. The roster for direct recruits and
promotees will get shrunk or expanded
accordingly. For calculating the representation,
the total of the reserved in the representation,
the total of the reserved in the both the
categories may be taken into account. [Kindly
refer to Para. 3 under heading Initial operation
of Annexsure-1 of the O.M No 36012/2/96Estt. (Res.) for calculating representation of
reserved category in the cadre]

Please refer to Para. 10 Annexure -1 of OM,


dated 2-7-1997 which very clearly stipulates
that the roster is to be operated on the principle
of replacement and not as running account.

The concept of de reservation will continue in


operation.
Para. 4 (d) of the OM relates to cases where
percentage of posts are prescribed to be filled by
transfer if deputation by transfer as a method of
Recruitment Rules 37 and 38 are different as
they relate to transfer of officials and not to
mode of recruitment.

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10

11

category. Hence appropriate procedure


has to be adopted for such persons in theroster in division where he stands
transferred rather then ignoring him all
together.
Whether unfilled SC/ST points of 1996
under BCR can now be filled up after
introduction of post-based reservation?
How the five vacancies in the SBCO
cadre with strength of 301 may be filled
up as the roster at present has excess of
63OBCs and 3 SCs and a shortfall of 9
STs and 62 OBCs?
Whether the vacancies for which the
following action to complete recruitment
has already been taken be filled up if:
- vacancy has already been declared,
- examinations conducted.

In the model roster for cadre strength of


13 or below, only two replacements have
been shown against SI. No. 13, i.e., initial
recruitment will be UR category and first
replacement by ST. What about further
replacements by ST.what about further
replacement against the post 13 in cadre
strength 13, the same is not clear
The roster does not indicate method of
calculation of vacancies and recruitment
against physically handicapped, exservicemen and sports quota for which
percentage is based on vacancies.

12

It has been mentioned in the new roster


circulated by the DoP & I is all India
based, whereas regional roster is required
to be implemented.
Similarly there is variation in the reserved
points in 40%-point roster.

13

It has been mentioned that as per


judgment is the Indira Sawhney case the
reservations in the matter of promotion
are to continue for a period of five years
with effect from 16-11.1992. Since the
stipulated period is already over, it may
be clarified whether the reservations for

BSNL India

As per new scheme no rosters are to be


observed for BCR/TBOP promotion.
The rule of 50% vacancies to be tilled up by
reservation would apply. Therefore, out of 5,
three would go to OC and two to re served
categories. One point each may be provided for
the vacancies for which there is a shortfall.
The orders contained in OM, dated 2-7-1997
take effect from the date of issue. Where
selections have been finalized / announced, they
need not be disturbed. As long as the select list
of candidates has not been finalized as indicated
in the OM, be taken action, as to fill up
vacancies
Kindly refer to the illustration in Appendix to
Annexure-Il of the OM, dated 2-7-1997. In case
of a cadre having 13 posts, initial recruitment
will be as indicated therein and the next will beas indicated in the 1st recruitment. Thereafter,
the next there for the next replacement would be
the same as in case of initial recruitment.
There are no points for the physically
handicapped, ex-servicemen, etc, even in the
present roster. Their reservation will continue to
be on the basis of vacancies announced in the
respective categories and adjusted against the
respective communities.
The rosters indicated in the Annexure of the
OM of the DoP & T, dated 2-7-1997 are o or
purposes of illustration. The DoP & T has laid
down the principles for making and operating
post- based roster. Each Circle has to make its
own roster on. these principles. There is no 40point roster now. [Kindly refer to Para. 3 of the
O.M, No. 36012/ 2/96-Estt. (Res.) dated 2-71997].
DoP & T, O.M. No. 36012/18-95- Estt. (Res)
Pt. II dated 1-8-1997 is being circulated in
which it has been decided to continue
reservations for SCs/STs as at present in
services/posts under the Central Government
beyond 15-1 1-1997 till such time as the
representation reaches the prescribed percent

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E1-E2 CSS
SCs/STs in promotion are still in
operation or to be discontinued with effect
from 17.11-1997.

ages of reservation where after the reservation


in promotion shall continue to maintain the
reservation to the extent of the prescribed
percentages for the respective categories.

B Operation of the Roster


14
Are rosters required to be maintained for No rosters for ad hoc appointments.
ad hoc appointments by way of
promotions for a period of 45 days or
more?

15

16

If a Government servant holding a post to


be filled by promotion goes on leave,
deputation, training, etc., the post can be
filled up by promoting an eligible official
on the basis of seniority irrespective of
the category to which the latter belongs.
Will separate rosters be required for
OTBP / BCR? In which roster will the
OTBP / BCR officials be indicated?

Question of continuation of relaxed norms


for filling up of shortfall in TBOP and
BCR l1 need to be re-examined since
TBOP/BCR officials will form a part of
the time scale roster and any shortfall will
have to be made in the recruitment to PA /
SA cadre.

BSNL India

The presumption is confirmed.

For OTBP / BCR, there will he no need to


maintain separate rosters as the promotions are
not post based. Hence the rosters may be
maintained for LSG (norm-based posts) only in
the Division. For HSG-IT and HSG-l normbased posts, rosters may be maintained at Circle
Level.
When there is no need to maintain roster for
OTBP / BCR promotions, there will be no need
to re lax standards for SCs / STs, for filling .up
shortfall vacancies under OTBP / BCR.

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ANNEXURE II
SPECIAL RECRUITMENT DRIVE
REPORT IN RESPECT OF AUTONOMOUS BODIES

REPORT ABOUT BACKLOG RESERVED VACANCIES IDENTIFIED FOR


FILLING UP THROUGH THE DRIVE
(As on 1.7.2004)
Category / Class / Group of Posts.

Number of Backlog Vacancies


Direct
Recruitment Promotion Quota
Quota
SC
ST
SC
ST

Group A or equivalent posts


Group B or equivalent posts
Group C or equivalent posts
Group D or equivalent posts
TOTAL

NB: Consolidated information in respect of all the autonomous bodies under the control of the
Ministry / Department should be sent in one go. Incomplete or part information should not.

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LIAISON OFFICER
Nomination of Liaison Officers
To ensure due compliance of the orders of reservation issued from time to time in favour of SCs
and STs, to ensure prompt disposal of the grievances of the employees of these classes and to
scrutinize and consolidate the statistical data, Liaison Officers have been nominated and Special
Cells set up in the following offices mainly to assist them:
1.
2.
3.

Ministries/Departments.
Heads of Departments.
Attached and Subordinate Offices.

While in the case of Item (1), the Liaison Officers nominated are to be of the rank of Deputy
Secretary and the strength of the cell depend on the work-load and the norm, offices indicated at
Items (2) and (3) should not be allowed to go without nomination of Liaison Officers and setting
up cells, irrespective of the quantum of work-flow.

Duties of Liaison Officer


1.
2.

3.

4.

5.
6.

To ensure due compliance by the subordinate authorities with the reservation orders and
other admissible to SCs and STs
To scrutinize and ensure prompt submission of the prescribed annual statement by the
appointing authorities to the Ministries/Departments and consolidation of the annual
statement and sending such consolidated statements to the Department of Personnel and
Training.
To scrutinize properly all proposals for dereservation and to certify after due satisfaction
that such dereservation are inevitable and that all steps prescribed in this regard have been
faithfully taken.
To liaise between the Ministries/Departments/Attached and Subordinate officers and the
Department of Personnel for supply of required information, answering queries and
clearing doubts.
To conduct annual inspection of the rosters maintained, keeping a record of such
inspection.
To extend necessary assistance to the Commissioner for SCs and STs in discharge of his
duties and functions.

Follow-up action of inspection


Cases of negligence or lapse in the matter of following the reservation and other orders relating to
for SCs and STs coming to light through the inspections carried out by the Liaison Officers or
BSNL India

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otherwise, are to be submitted to the Secretary/Additional Secretary to the Government in the
respective Ministries/Departments and to the Heads of the Departments in respect of Offices under
them. The appointing authorities concerned should take necessary action for strict compliance of
the directions issued by the Secretary/Additional Secretary/Head of the Department on such
reports.

Interview to SC/ST employee to be granted by the Liaison Officers


The Liaison Officers for SC/ST employees should grant interviews to those SC/ST employees who
are desirous of meeting them in connections with their grievance regarding appointments,
promotions, etc. The meeting may, however, be informal without any agenda and no minutes
thereof need be prepared.

Miscellaneous
The names and designations of the Liaison Officers nominated by each Ministry / Department
including in the offices under Heads of Departments under their control (together with changes
taking place from time to time) are to be reported to the Department of Personnel and Training to
enable them to maintain an up-to-date list.

27% Reservation for other Backward Classes in Civil Posts / Service.


1. In a multiple undulating society like ours, early achievement of the objective of social justice
as enshrined in the Constitution is a must. The Second Backward Classes Commission, called
the MANDAL COMMSSION was established by the then Govt. with this purpose in view,
which submitted its report to the Govt. of India on 31/12/1980.
2. Government have carefully considered the report and the recommendation of the Commission
in the present context regarding the benefits to be extended to the Socially and educationally
Backward Classes as opined by the Commission and are of the clear view that at the outset
certain weight age has to be provide to such classes in the services of the Union and their
public Undertakings.
Following the Supreme Court judgment in the Indira Sawhnev and other V. Union of India and
other case [Writ Petition (Civil) No. 930 of 1900] the Govt. of India appointed an Expert
Committee to recommend the criteria for exclusion of the socially advanced persons/sections from
the benefit of reservation for Other Backward Classes in Civil posts and service under the Govt. of
India.
3. Consequent to the consideration of the Expert Committees recommendation orders are issued
as following :(a)

27% (twenty seven percent) of the vacancies in civil posts and service under the Govt. of
India to be filled through direct recruitment shall be reserved for the Other Backward

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Classes. Detailed instruction relating to the procedure to be followed for enforcing
reservation will be issued Separately.
(b)

Candidates belonging to OBCs recruited on the basis of merit in an open competition on


the same standard prescribed for the general candidates shall not be adjusted against the
reservation quota of 27%. (See Clarification below)

(c)

(i) The aforesaid reservation shall not apply to persons/sections mentioned in Column 3 of
the Schedule to this office memorandum. (See Appendix-1)
(ii) The rule of exclusion will not apply to persons working as artisans or engaged in
hereditary occupations, calling. A list of such occupations, calling will be issued separately
by the Ministry of Welfare.

(d)

The OBCs for the purpose of the aforesaid reservations would comprises, in the first phase,
the castes and communities which are common to both the lists in the report of the Mandal
Commission and the State Government lists. A list of such castes and communities is being
issued separately by the Ministry of Welfare. [See Appendix--2]

(e)

The aforesaid reservation shall take immediate effect.***

4.
Similar instructions in respect of Public Sector Undertaking and Financial Institution
including Public Sector Banks were issued by the Department of Public Enterprises and by the
Ministry of Finance respectively, effective from the date of this office memorandum.
The above-said instructions relating to reservations for OBCs have been extended to
Autonomous Bodies, Statutory and Semi-Government Bodies and Voluntary Agencies receiving
grants from Government.
Clarification-- How the OBCs are to be assessed in relation to general candidate and how their
reserved quota are required to be filled?
Normally for any recruitment or selection, basic minimum standards are fixed. In the case of
competitive examination, merit lists are drawn, subject to fulfillment of this basic minimum
standards and candidates are appointed to the extent of the number of vacancies. The cut-off point
for the preparation of this general merit list is normally well above basic minimum standard. In the
process, not all the candidates who have obtained the basic minimum standard prescribed are
appointed to the service/posts in question. while the OBCs candidates who come in the general
merit list will not be adjusted against the reserved quota, those OBCs candidates who could not
come in the merit list but have obtained the basic minimum standards can be appointed against the
reserved vacancies.
A similar procedure is also required to be followed in the case of recruitment other than by open
competition. It will be up to the recruiting authorities to prescribed a basic minimum standard in
respect of any examination/selection.

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Certificate to be produced by OBC candidate regarding creamy layer.


The Government of India has issued instructions on 8-9-1993 providing for reservation to Other
Backward Classes in the services and posts under the Government of India. The Other
Backward Classes for the purpose of the above-said reservation would comprise in the first
phase, the casts and communities which are common to both the lists in the report of
Mandal Commission and the state Governments lists. A list of such castes and
communities was notified in Resolution No 12011/68/93-BCC [C], dated 10th September,
1993, published in the Gazette of India, Extraordinary Part-I-Section I, dated 13-9-1993.
For the purpose of verification of the castes and communities, the Government of India has
prescribed a certificate from the following authorities as in the case of SC/ST vide this
Departments O.M. No. 36012/22/93-Estt. [SCT], dated 22-10-1993.
[a]

[b]

District Magistrate/Additional District Magistrate/Collector/Deputy


Commissioner/Additional Deputy Commissioner/Deputy Collector/I Class Stipendiary
Magistrate/Sub-Divisional Magistrate/Taluka Magistrate/Executive Magistrate/Executive
Magistrate/Extra Assistant Commissioner (not below the rank of I Class Stipendiary
Magistrate);
Chief Presidency Magistrate/Additional Chief Presidency Magistrate/
Presidency Magistrate :

[c]

Revenue Officer not below the rank of Tehsildar : and

[d]

Sub-Divisional Officer of the area where the candidate and /or his family normally resides.

2.

In the light of the Supreme Courts judgment in the Indira Sawhney case, Department has
specified the persons/section [Creamy Layer] to whom the Benefit of reservation shall
not apply vide Column 3 of the Schedule to the Department of Personnel and Training,
O.M. No. 36012/22/93-Estt. [SCT], Dated 8-9-93. It has been considered that the same
authorities who are notified as competent to certify OBCs status should also be authorized
to certify that a candidate does not belong to the Creamy Layer. It is therefore, requested
that instructions may be issued to the District Authorities under your control o verify and
issue the necessary certificate to the candidates regarding his OBCs status as well as
exclusion from Creamy Layer To enable the District Authorities to examine the claims of
the candidates, a model format has been devised as in Annexure-B. This may be suitable
revised if considered necessary. The format of the certificate that may be given by the
concerned district authorities may be as in Annexure-A.

3.

It is also requested that publicity may be given to the Ministry of Welfare Resolution No
12011/68/93-BCC [C], dated10-9-1993, published in the Gazette of India, Extraordinary
Part-1 section I, dated 13-9-1993, containing the list of Backward Castes as well as to Dept.
of Per. & Trg., O.M. No. 36012/22/93-Estt,(SCT), dated 8-9-1993, which specifies the
criterion which will determine the persons who belong to the creamy layer and to whom

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the reservation shall not apply. This will facilitate the candidates to ascertain their
eligibility for reservation. It would also to appropriately brief the certifying Authorities and
to provide them with sufficient number of copies of the above- mentioned Gazette
Notification and the Department, O.M, dated 8-9-1993, in order to ensure prompt and
correct certification.

Clarification regarding reservation for OBCs.


A reference is invited to Headquarters Office Circular No. N/17/94 issued under No.86-NGE
[App]/83-94, dated 3-3-1994, wherein compendium of instruction on the above subject, as
received from Department of Personnel and Training, was circulated. Several field officers had
sought
Clarification on various instructions contained in the said compendium Government of India,
Department of Personnel and Training to whom the matter was referred, have since clarified the
various doubts and are appended herewith for information and necessary action.
Point 1.-***
Point 2.As per instruction contained in Dept. of Per. & Trg. O.M. No. 36012/22/93-Estt. (SCT),
dated 22-10-1993, appointing authorities are to ensure that the reservation provided to
SC/ST/OBCs put together do not exceed 50% of the vacancies arising in an year in a cadre. Under
the existing Government of India order, total reservation for SC/ST/Physically handicapped
person/Ex servicemen together with carry forward reservation and compassionate appointment
should not exceed 50% of the available vacancies in any particular year.
Now, a doubt has arisen as to how to 50% limit of total reservation in any particular year in a cadre
is to be ensured when the reservation OBCs at 27% put together should not exceed 50% of the
total vacancies.
As regards reservation for physically handicapped persons within 50% limit, the procedure
outlined in the Dept. of Per & Trg., O.M. No 36035/Estt [SCT], dated 20-09-1994, [Circulated
under Headquarters Office Circular No N/42/94, dated 23-11-1994] is to be followed.
The matter relating to Ex-serviceman is under consideration of Government of India. Till the time
it is decided, their reservation within 50% limit is to be governed by Rule 4[1] of the Exservicemen [Re-employment in Central Civil Services and Posts] Rules, 1979, issued under G.I.,
M.H.A., D.P. and A.R., Notification No 39016/10/79-Estt. [C], dated 15-12-1979.
50% limit in compassionate appointment is to be regulated in accordance with the instructions
contained in Headquarters Office Circular No NGE/5/86 issued under No 61-N. 3/52/84/Zone-3,
dated 28-1-1986, i.e., the percentage of vacancies against which compassionate appointment could
be made should be determined after deducting from 50% the percentage of vacancies reserved for
SC/ST/OBC/Physical handicapped and Ex-servicemen. [See Section 6]

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SWAMYSRESEVATION AND CONCESSIONS IN GOVT. SERVICES


1.

It has been noticed that the Ministries/Departments have appointed Liaison Officer below
the levels/status of the Deputy Secretary, without taking into consideration the instructions
laid down for the appointment of LO for SC/ST vide O.M., dated 10-4-1968.

2.

All the Ministries/Departments are requested to nominate the Deputy Secretary in-charge
of administration in the Ministry/Department or another Officer of the rank of the Deputy
Secretary as LO for looking after work relating to the matter of reservation for the OBCs in
service/posts. The function of the Liaison Officers will be at par with the LO looking after
the work of SC/ST in services/posts.
[G.I., Dept. of per. & Trg., O.M. No 42011/18/96-Estt. [Res.], dated 1-10-1997]
APPENDIX 1
PERSONS / SECTIONS EXCLUDED FROM RESERVATION
[Schedule to G.I., Dept. of per. and Trg. O.M No 36012/22/93Estt. (SCT), dated 8-9-1993]

Sl.
No.
I

Description of category
Constitutional posts

To whom rule of exclusion will apply


Son(s) and daughter(s) of(a) president of India:
(b) Vice president of India:
(c) Judges of Supreme court and High court
(d) Chairman and Members of UPSC and of
the State public service commissions:
Chief
election
Commissioner:
Comptroller and Auditor-General of
India:
(e) Persons holding constitutional positions
of like nature.

II
II(A)

Service Category
Group A/ Class I officer of the
All India Central and state service
(Direct Recruits)

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Son[s] and daughter[s] of


(a) parents, both of whom Class I officers:
(b) parents, either of Class I officer:
(c) parents, both of whom Class I officer,
but one of them dies or suffer permanent
incapacitation:
(d) parents, either of whom is a Class I
officer and such parents, dies or suffers
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permanent incapacitation and before
such death or such incapacitation has
had a benefit of employment in any
International organization like UN, IMF,
World Bank, etc. for a period of not less
than 5 years:
(e) parents, both of whom are Class I
officer and die or suffers permanent
incapacitation and before such death or
such incapacitation of the both either of
them has
had the
benefit of
employment in any international
organization like UN, IMF, World
Bank, etc for a period of not less than 5
years.
Provided that that rule of exclusion shall
and not apply in the following cases:(a) Sons and daughter of parents either of
whom Or both or whom are Class I
officers and such parent(s) dies/die or
suffer Permanent incapacitation
(b) A lady belonging to OBC category has
got married to a Class I officer, and
may herself like to apply for a job.
II(B)

B. Group B/Class II officers of the


Central and State Services (Direct
Recruitment).

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Son(s) and daughter(s) of(a) parents both of whom are Class II


Officer:
(b) parents of whom only husband is a
Class II officers and he get into Class I
at the age of 40 or earlier;
(c) parents, both of whom are Class II
Officers and one of them dies or Suffer
permanent incapacitation and either one
of them has had the Benefit of
employment in any International
(d) Organization like UN, IMF, World
Bank, etc., for a period not less than
five years before such death or
permanent incapacitation;
(e) Parents of whom the husband is a Class
I Officer [direct recruit of pre-Forty
promoted] and wife is a Class II Officer
and wife dies or suffer Permanent
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incapacitation: and
parents of whom the wife is a Class I
Officer [direct recruit of pre-Forty
promoted]
and
husband
is
a
Class II Officer and husband dies or
permanent incapacitation:
Provided that the rule of exclusion Shall not
apply in following cases:
Sons and daughters of (a) parents both of whom Class II Officer
and one of them dies or suffer
Permanent incapacitation:
Son and daughters of(b) parents of both of whom are Class II
officers and both of them die or suffer
from permanent incapacitation, even
though either of them has had a benefit
of employment in any International
Organization like UN, IMF, World
Bank etc, for a period of not less than 5
years before their death or permanent
incapacitation.
II (C)

Employees in public sector


Undertaking, etc.

III

Armed forces include paramilitary


Forces[Person holding civil posts are
not Included]

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The criteria enumerated in A and B above in


this category will apply mutatis mutandis to
officer holding equivalent or comparable
posts
in
PSUs
Banks,
Insurance
organization, Universities, etc. and also
equivalent or comparable posts and position
under private employment, pending the
evaluation of the post on equivalent or
comparable basis in these institution, the
criteria specified in category VI below will
apply to the officers in this institutions.
Son[s] and daughter[s] of parent either or
both of whom is or in the rank of Colonel
and above in the Army and to equivalent
posts in the Navy and the Air Force and the
Paramilitary Forces;
Provided thati. if the wife of an armed force officer is
himself in the armed forces [i.e. the
category under consideration] the rule of
exclusion will apply only when she
herself has reached the rank of Colonel;
ii. The service rank below Colonel of
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husband and wife shall not be clubbed
together;
iii. If the wife an officer in the armed forces
is in civil employment, this will not
taken in account of applying the rule of
exclusion unless she falls in the service
category under Item No 11 in which case
the criteria and condition enumerated
their in will apply to her independently.
IV

Professional class and those engaged


in Trades and industry
(i) Personal engaged in profession as a Criteria specified against Category VI will
doctor, lawyer, charted account, apply
income tax consultant, financial or
management
consultant,
dental
surgeon engineer architect, computer
specialist, film artist and other film
professional, author, playwright, sport
person, sports professional, media
professional or any other vocations of
like status.
(ii) Person engaged in trade business Criteria specified against Category VI will
and industry.
applyEXPLANATION(i) Where the husband is in some profession
and The wife is in class II or lower grade
employment, the income/wealth test will
apply only on the basis on the husband
income.

V
V(A)

Property owners
Agriculture holding

(ii)If the wife in some profession and the


husband is in employment in a Class II or
lower rank post, then the income/wealth
criterion will apply only on the basis on the
wife income and the husband income will
not be clubbed with it.
Son(s) and daughter(s) of person belonging
to a family [father, mother and minor
children] which owns(a) only irrigated land is equal to or more
than 85% of the statutory ceiling areas, and
(b) both irrigated and unirrigated land, as
follow-

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(i)The rule of exclusion will apply where
the Pre-condition exists that the irrigated
area [having been brought to a singe type
under a common denominator] 40% or
more of the statutory ceiling limit for
irrigated land [this calculated by
excluding the unirriagated portion] If
this pre-condition of not less than 40%
exists, Then only the area of unirriagated
land will taken into account. This will be
done by the converting the unirrigated
land n land on the basis of conversion
formula existing into the irrigated type.
The irrigated area so computed from
Unirrigated land shall be added to
irrigated land and if after such clubbing
together total are in term of irrigated land
is 85% or more of the statutory ceiling
limit for irrigated land, then the rule of
exclusion apply and disentitlement will
occur.
(ii)The rule of exclusion will not apply if
the land holding of the family is
exclusively unirrigated

V(B)

Plantations
(i) coffee, tea, rubber. Etc

Criteria of income/wealth specified in


category VI Below will apply.

(ii) Mango, citrus, apple plantation


etc.
V (C) Vacant land and/or building in urban Deemed as agricultural holding and hence
areas or urban agglomerations.
criteria at a above under this category will
apply. Criteria specified in Category VI
below will apply.
EXPLNATION
Building may be used for residential,
Industrial or commercial purpose and like
two or more such purposes.
VI

Income / Wealth Test

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Son(s) and daughter(s)(a) Persons having gross annual income of


Rupees 1 lakh or above or possessing
wealth above the exemption limit as
prescribed in the Wealth Tax Act for a
period of three consecutive years.
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(b) Persons in Categories I, II, III and V-A


who are not disentitled to the benefit of
reservation but have income from other
sources of wealth criteria mentioned in(a)
above
EXPLANATION (1) Income from salaries or agricultural
land shall not be clubbed:
(2) The income criteria in terms of rupees
will be modified taking into account the
change in its value every three years. It the
situation , however, so demands, the
interregnums may be less.
EXPLANATION:Whenever
the
expression permanent in capacitance
occur in this schedule, it shall means
incapacitation which results in putting an
officer out of service

Validity period of OBC certificate and verification of Community and


non-creamy layer status of OBC candidates.
A question has arisen about the validity period of certificates issued to the candidates belonging to
other backward classes for the purpose of reservation in services. The OBC certificate consists of
two parts first part indicates that the concerned person belongs to a community listed as OBC
and the second part indicates that the candidate does not fall in the creamy layer. While the OBC
status of a candidate may change only when the community of the concerned candidate is removed
from the OBC list, his/her creamy layer status may change any time. In view of it, it is not possible
to determine a fixed validity period for the OBC certificate.
2. Every candidate seeking reservation as OBC is required to submit a certificate regarding his/her
OBC status and non-creamy layer status issued by an authority mentioned in Department of
Personnel and Training Office Memorandum No.36012/22/93-Estt.(SCT) dated 15.11.1993. The
OBC status and /or non-creamy layer status of the candidate, as pointed out in para above, may
change after issue of the certificate making him/her ineligible for reservation. In order to ensure
that candidates not eligible to get reservation do not seek reservation, a declaration, in addition to
certificate issued by the competent authority, may be obtained from the candidates seeking
reservation as OBCs in the following format:

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"I,___________________son/daughter of Shri _________________________resident of village
/town/city_________________district ______________state _________________ hereby declare
that I belong to the _____________________community which is recognized as a backward class
by the Government of India for purpose of reservation in services as per orders contained in
Department of Personnel and Training Office Memorandum No.36012/22/93-Estt.(SCT) dated
8.9.1993. It is also declared that I do not belong to persons/sections (Creamy Layer) mentioned in
Column 3 of the Schedule to the above referred Office Memorandum dated 8.9.1993."
3. The appointing authority, before appointing a person seeking appointment on the basis of
reservation to OBCs should verify the veracity of the community certificate submitted by the
candidate and also the fact that he/she does not fall in creamy layer on the crucial date. The crucial
date for this purpose may be treated as the closing date for receipt of applications for the post
except incases where crucial date is fixed otherwise.
4. It was decided vide this Departments Office Memorandum No.36033/9/95-Estt.(SCT) dated
10.5.1995 that in case of appointments against vacancies reserved for OBCs a clause in the offer of
appointment would be inserted to the effect that appointment will be provisional and subject to
verification of the community certificate. Since reservation is available only to such OBC
candidates who do not fall in the creamy layer, it is necessary that the clause inserted in the offer
of appointment should be modified so as to take care of creamy layer status of the candidate also.
It is, therefore, decided that the following modified clause may be included in the offer of
appointment in place of clause prescribed vide Office Memorandum dated 10.5.1995:
"The appointment is provisional and is subject to the community certificate being verified through
the proper channels. If the verification reveals that the claim of the candidate to belong to Other
Backward Classes or not to belong to creamy layer is false, his/her services will be terminated
forthwith without assigning any further reasons and without prejudice to such further action as
may be taken under the provisions of Indian Panel Code for production of false certificates."
5

Sub:

Clarifications regarding creamy layer amongst OBCs.

In regard to the children of the persons in civil services of the Central and the State Governments,
it provides that son(s) and daughter(s) of:
(a) parents, both of whom are directly recruited Class I/Group A officers;
(b) parents, either of whom is a directly recruited Class I/Group A officer;

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(c) parents, both of whom are directly recruited Class I/Group A officers, but one of them dies or
suffers permanent incapacitation;
(d) parents, either of whom is a directly recruited Class I/ Group A officer and such parent dies or
suffers permanent in - capacitation and before such death or such incapacitation has had the benefit
of employment in any International Organisation like UN, IMF, World Bank, etc. for a period of
not less than 5 years;
(e) parents, both of whom are directly recruited Class I/Group A officers and both of them die or
suffer permanent incapacitation and before such death or such incapacitation of the both, either of
them has had the benefit of employment International Organisation like UN, IMF, World Bank,
etc. for a period of not less than 5 years;
(f) parents both of whom are directly recruited Class II/Group B officer;
(g) parents of whom only the husband is a directly recruited Class II/Group B officer and he gets
into Class I/Group A at the age of 40 or earlier;
(h) parents, both of whom are directly recruited Class II/ Group B officers and one of them dies or
suffers permanent incapacitation and either of them has had the benefit of employment is any
International Organisation like UN, IMF, World Bank, etc. for a period of not less than 5 year;
(i) parents of whom the husband is a Class I/Group A officer (direct recruit or pre-forty promoted)
and the wife is a directly recruited Class II/Group B officer and the wife dies; or suffers permanent
incapacitation; and
(j) parents, of whom wife is a Class I/Group A officer (Direct Recruit or pre-forty promoted) and
the husband is a directly recruited Class II/Group B officer and the husband dies or suffers
permanent incapacitation shall be treated as falling in creamy layer.
2. The Schedule further provides that sons and daughters of:
(i) parents either of whom or both of whom are directly recruited Class I/Group A officer(s) and
such parents(s) dies/die or suffers/suffer permanent incapacitation;
(ii) parents both of whom are directly recruited Class II/Group B officers and one of them dies or
suffers permanent incapacitation;
(iii) parents both of whom are directly recruited Class II/Group B officers and both of them die or
suffer permanent incapacitation, even though either of them has had the benefit of employment in
any International Organisation like UN, IMF, World Bank, etc. for a period of not less than 5 years
before their death or permanent incapacitation shall not be treated to be falling in creamy layer.
3. The criteria prescribed for determining creamy layer status of sons and daughters of persons in
Government service mutatis mutandis applies to the sons and daughters of persons holding
equivalent or comparable posts in PSUs, Banks, Insurance Organisations, Universities, etc. and
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also holding equivalent or comparable posts and positions under private employment. The creamy
layer status of the sons and daughters of employees of organizations where evaluation of the posts
on equivalent or comparable basis has not been made is determined on the basis of
Income/Wealth Test given in the Schedule. The Income/Wealth Test prescribes that the sons and
daughters of persons having gross annual income of Rs.2.5 lakh or above or possessing wealth
above the exemption limit as prescribed in the Wealth Tax Act for a period of three consecutive
years would be treated to fall in creamy layer. An explanation is given below the Income/Wealth
Test which provides that income from salaries or agricultural land shall not be clubbed.
4. Following questions have been raised from time to time about the application of the above
provisions to determine creamy layer:
(i) Will the sons and daughters of parents either of whom or both of whom are directly recruited
Class I/Group A officer(s) and such parent(s) dies/die or suffers/suffer permanent incapacitation
after retirement be treated to be excluded from the creamy layer?
(ii) Will the sons and daughters of parents both of whom are directly recruited Class II/Group B
officers and one of them dies or suffer permanent incapacitation after retirement be treated to be
excluded from the creamy layer?
(iii) Will the sons and daughters of parents both of whom are directly recruited Class II/Group B
officers and both of them die or suffer permanent incapacitation after retirement even though either
of them has had got the benefit of employment in any International Organisation like UN, IMF,
World Bank, etc. for a period of not less than 5 years before their death or permanent
incapacitation be treated to be excluded from the purview of creamy layer?
(iv) Will the sons and daughters of parent(s) who retire from the service on the basis of which their
sons and daughters fall in creamy layer, continue to fall in creamy layer after retirement of the
parent(s)?
(v) Will the sons and daughters of parents of whom husband is directly recruited Class III/Group C
or Class IV/ Group D employee and he gets into Class I/Group A at the age of 40 or earlier be
treated to be falling in creamy layer?
(vi) Will a candidate who himself is a directly recruited Class I/Group A officer or a directly
recruited Class II/Group B officer who got into Class I/Group A at the age of 40 or earlier be
treated to be falling in creamy layer on the basis of his service status?
(vii) Will a candidate who has gross annual income of Rs.2.5 lakh or above or possesses wealth
above the Exemption limit as prescribed in the Wealth Tax Act for a period of three consecutive
years be treated to fall in creamy layer?
(viii) The instructions provide that a lady belonging to OBC category who has got married to a
directly recruited Class I/Group A officer shall not be treated as falling in creamy layer on the
basis of her marriage. Will a man belonging to OBC category who is married to a directly recruited
Class I/Group A officer be treated as falling in creamy layer on the basis of his marriage?
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(ix) How will be the Income/Wealth Test apply in case of Sons and daughters of parent(s)
employed in PSUs etc. in which equivalence or comparability of posts has not been established
vis--vis posts in the Government?
(x) What is the scope of the explanation, Income salaries or agricultural land shall not be
clubbed, given below the Income/ Wealth Test?
5. It is clarified in regard to clauses (i), (ii) and (iii) of para 4 that the sons and daughters of
(a) parents either of whom or both of whom are directly recruited Class I/Group A officers and
such parent(s) dies/die or suffers/suffer permanent incapacitation while in service;
(b) parents both of whom are directly recruited Class II/Group B officers and one of them dies or
suffers permanent incapacitation while in service; and
(c) parents both of whom are directly recruited Class II/Group B officers and both of them die or
suffer permanent incapacitation while in service, even though either of them has benefit of
employment in any International Organization like UN,IMF, World Bank, etc. for a period of not
less than 5 years before their death or permanent incapacitation are not treated to be falling in
creamy layer. But if the parent(s) dies/die or suffers/suffer permanent incapacitation in such cases
after retirement from service, his/their sons and daughters would be treated to be falling in creamy
layer and would not get the benefit of reservation.
6. In regard to clause (iv) of para 4, it is clarified that sons and daughters of parents who are
included in the creamy layer on the basis of service status of their parents shall continue to be
treated in creamy layer even if their parents have retired or have died after retirement.
7. In regard to clause (v) of para 4, it is clarified that the sons and daughters of parents of whom
only the husband is a directly recruited Class II/Group B officer who gets into Class I/Group A at
the age of 40 or earlier are treated to be in creamy layer. If the father is directly recruited Class
III/Group C or Class IV/Group D employee and he gets into Class I/Group A at the age of 40 or
earlier, his sons and daughters shall not be treated to be falling in creamy layer.
8. In regard to clauses (vi), (vii) and (viii) of para 4, it is clarified that the creamy layer status of a
candidate is determined on the basis of the status of his parents and not on the basis of his own
status or income or on the basis of status or income or on the basis or status or income of his/her
spouse. Therefore, while determining the creamy layer status of a person the status or the income
of the candidate himself or of his/her spouse shall not be taken into account.
9. In regard to clause (ix) of para 4, it is clarified that the creamy layer status of sons and daughters
of persons employed in organizations where equivalence or comparability of posts vis--vis posts
in Government has not been evaluated is determined as follows:
Income of the parents from the salaries and from the other Sources [other than salaries and
agricultural land] is determined separately. If either the income of the parents from the salaries or
the income of the parents from other sources [other than salaries and agricultural land] exceeds the
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limit of Rs.2.5 lakh per annum for a period of three consecutive years, the sons and daughters of
such persons shall be treated to fall in creamy layer. But the sons and daughters of parents whose
income from other sources is also less than Rs.2.5 lakh per annum and income from other sources
is also less than Rs.2.5 lakh per annum will not be treated as falling in creamy layer even if sum of
the income from salaries and the income from the other sources is more than Rs.2.5 lakh per
annum for period of three consecutive years. It may be noted that income from agricultural land is
not taken into account while applying the Test.
10. In regard to clause (x) of para 4, it is clarified that while applying the Income/Wealth Test to
determine creamy layer status of any candidate as given in Category-VI of the Schedule to the
OM, income from the salaries and income from the agricultural land shall not be taken into
account. It means that if income from salaries of the parents of any candidate is more than Rs.2.5
lakh per annum, income from agricultural land is more than Rs.2.5 lakh per annum, but income
from other sources is less than Rs.2.5 lakh per annum, the candidate shall not be treated to be
falling in creamy layer on the basis of Income/Wealth Test provided his parent(s) do not possess
wealth above the exemption limit as prescribed in the Wealth Tax Act for a period of three
consecutive years.

PWD REPORT - I
ANNUAL STATEMENT SHOWING THE REPRESENTATION OF THE PERSONS WITH DISABILITIES
IN SERVICES
(As on 01.01.2004)
MINISTRY / DEPARTMENT
ATTACHED / SUBORDINATE OFFICE:
Number of Employees

Group

Total

In Identified
posts

VH

HH

OH

Group A
Group B
Group C
Group D
Total
Note:

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(i) VH stands for Visually Handicapped (persons suffering from blindness or low vision)
(ii) HH stands for Hearing Handicapped (persons suffering from hearing impairment)
(iii) OH stands for Orthopaedically Handicapped (persons suffering from locomotor disability or cerebral palsy)

PWD REPORT II
STATEMENT SHOWING THE NUMBER OF PERSONS WITH DISABILITIES APPOINTED DURING
THE YEAR
(For the Year 2003)
MINISTRY / DEPARTMENT
ATTACHED / SUBORDINATE OFFICE:
DIRECT RECRUITMENT

Group

No. of vacancies
reserved

PROMOTION

No. of Appointments Made

No. of vacancies
reserved

No. of Appointments Made

VH

HH

OH

Total

In
Identified
Posts

VH

HH

OH

VH

HH

OH

Total

In
Identified
Posts

VH

HH

10

11

12

13

14

15

16

Group
A

NIL

NIL

NIL

Group
B

NIL

NIL

NIL

Group
C
Group
D
Note: (i) VH stands for Visually Handicapped (persons suffering from blindness or low vision)
(ii) HH stands for Hearing Handicapped (persons suffering from hearing impairment)
(iii) OH stands for Orthopaedically Handicapped (persons suffering from locomotor disability or cerebral palsy)

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(iv) There is no reservation for persons with disabilities in case of promotion to Group A and B posts. However,
persons with disabilities can be promoted to such posts, provided the concerned post is identified suitable for persons
with disabilities.

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Reservation in promotion Prescription of Lower Qualifying Marks /


Lesser Standard of Evaluation.
1.

2.

3.

4.

In the matter of qualifying marks/standards of evaluation of performances are


to be made in favour of candidates belonging to the Scheduled Castes and
the Scheduled Tribes while considering them for promotion.
The validity of such lower qualifying marks/lesser standards of evaluation was called
into question in court in the context of the judgment of the Supreme Court in the case
of Indira Sawhney Vs. Union of India. The Supreme Court, in the case S. Vinod
Kumar Vs: Union of India 1996 (8) S.C.6431 has he4ld that the provision for lower
qualifying marks/lesser level of evaluation, in the matter of promotion, provides for
candidates belonging to the Scheduled Castes and the Scheduled Tribes under
Government Instruction, is not permissible under Article 16(4) in view of the
command contained in Article 335 of the Constitution. The Court has further
observed that even if it is assumed for the sake of argument that reservation is
permitted by Article 16(4) the matter of promotion, a provision for lower qualifying
marks or lesser level of evaluation is not permissible in the matter of promotion, by
virtue of Article 335. The Court also held that the protection for reservation for five
years, given by the Supreme Court vide Para 829of the judgment in India Sawhneys
case, did not save the provision for lower qualifying marks/lesser level of evaluation.
It has accordingly been decided to withdraw the instruction contained in the
Departments
O.M.No.8/12/69

Estt
(SCR)
dated
23/12/70
and
O.M.No.36021/10/76 Estt(SCT) dated 21/11/1977.in so far these provide for lower
qualifying marks for Scheduled Castes/Scheduled Tribes candidates in department
qualifying/competitive examination for promotion. Similarly the relevant portions of
Para 6.3.2 of the DPC guidelines circulated wide this Departments
O.M.No.2101/5/86-Estt(D) dt: 10-04-1989,to the extent that they provide for
consideration of Scheduled Castes/Scheduled Tribes candidates without reference to
merit and the prescribed beach mark are hereby rescinded.
It is clarified that the and the effect of these instruction is that henceforth there shall
be no separable standard of evaluation for candidates of the Scheduled
Castes/Scheduled Tribes or promotion, and assessment of all candidates of the
Government, Which provide for lower qualifying marks/lesser standard of evaluation
matter of promotion for candidates belonging to the Scheduled Castes/Scheduled
Tribes, may also be treated as having been modified to this extent.
)
ANNEXURE A

Attention of the Ministry of Finance etc. is invited to Ministry of Home


Affirs O.M. No.1/1/70-Estt (SCT) dt the 25/6/1970. In which it has been
provided that in the case of direct recruitment, whether by examination
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or otherwise, if sufficient number of Scheduled Castes/Scheduled


Tribes candidates are not available on the basis of the general
standard to fill all the vacancies reserved for them, candidates
belonging to these communities may be selected to fill up the
remaining vacancies reserved for them provided they are not found
unfit for appointment to such post or posts. A question has been
raised whether relaxation in the qualifying standards could be granted
to Scheduled Castes/Scheduled Tribes candidates on the same basis
on promotions made through department competitive examinations
and in departmental conformation examination where such
examination are prescribed to determine the suitability of candidates
for conformation. The matter has been carefully considered and it has
been decided has that in promotions made through such examinations,
Scheduled Castes/Scheduled Tribes candidates who have not acquired
the general qualifying standard in such examination could also be
considered for promotion confirmation provided they are not found
unfit for such promotions confirmation. In other words, the qualifying
standard in these examination could be relaxed in favour Scheduled
Castes/Scheduled Tribes candidates in keeping with the above
criterion.
ANNEXURE B

The undersigned is directed to refer to this Departments Office


Memorandum No.8/12/69-Estt (SCT) dt the 23/12/1970 in which it has
been provided that in promotions made through department
competitive
examination
and
in
departmental
confirmation
examinations, if sufficient number of Scheduled Castes/Scheduled
Tribes candidates are not available on the basis of the general
standard to fill the vacancies reserved for them, candidates belonging
to these communities who have not acquired the general qualifying
standard should also be considered for promotion/confirmation
provided they are not found unfit for such promotion/confirmation. A
question has been raised whether relaxation in qualifying standards
should be granted to Scheduled Castes/Scheduled Tribes candidates,
on the same basis, in promotions on the basis of seniority subject to
fitness, where fitness is decided on the basis of qualifying
examination. The matter has been carefully considered and it has now
been decided that in promotion made on the basis of seniority subject
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to fitness in which there is reservation for


Scheduled
Castes/Scheduled Tribes in accordance will the Departments Office
Memorandum No. 27/2/71 Estt (SCT) dt 27/11/1972,and where a
qualifying examination is held to determine the fitness of candidates
for such promotion suitable relaxation in qualifying standard in such
examination should be made in the case of Scheduled
Castes/Scheduled Tribes candidates. The extent of relaxation should
however be decided on each occasion whenever such an examination
is held taking into account all relevant factors including (I) the number
of
vacancies
reserved,(ii)
the
performance
of
Scheduled
Castes/Scheduled Tribes candidates as well as general candidates in
that examination (iii) minimum standard of fitness for appointment to
the post, and also (iv) the overall stength of the cadre and of the
Scheduled Castes/Scheduled Tribes in that cadre.
The Ministry of Finance etc. are requested to bring the above decision
to the notice of all authorities concerned.

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ANNEXURE C

(i)

(ii)

(iii)

In promotion by selections to posts/services within group A which carry an ultimate


salary of 5700/-p.m. in the reversed scale, the SCs/STs officers, who are senior enough in
the zone of consideration for promotion so as to be within the number of vacancies for
which the select list has to be drawn up. Would not with standing the prescription of bench
mark be included in that list provided they are not considered unfit for promotion.
In promotion by selection to posts/services in Group B within Group B and from Group
B to the lowest rung in Group A selection against vacancies reserved for SCs and will
be made only from those SCs/STs office, who are within normal zone of consideration
prescribed vide the Department of Personnel and A.R.O.M. No. 22011/3/76-Estt (D) dated
24/12/1980. Where adequate number of number of SCs STs candidates are not available
within the normal field of choice, it may be extended to five time the number of vacancies
and the SCs/STs candidates coming within the vacancies reserved for them. If candidates
form SCs/STs obtain on the basis of merit with due regard to seniority on the same basis as
other, laser number of vacancies then the number reserved for them, the difference should
be made up by selecting candidates of these communities, who are in the zone of
consideration, irrespective of merit and bench mark but who are considered fit for
promotion.
As regards promotion made by selection in Group C and D posts services, Select Lists
of SCs/STs office should be drawn up separately in addition to the general select list, to fill
up the reserved vacancies SCs/STs officers who are within the normal zone of
consideration, should be considered for promotion along with others and adjudged on the
same basis as other and those SCs and STs amongst them, who are selected on that basis
may be included in the general select list in addition to them being considered for inclusion
in the separate select list for SCs and STs respectively. In the separate select list drawn up
for (i) SCs and STs, officers belonging to the SCs and STs as the case may be will be
adjudged separately amongst them selves and not along with others if selected, they
should be included in the concerned separate list, If irrespective of their merit as compared
to other officers and the bench mark determined by the cadre authorities . If candidates
form SCs/STs obtain on the basis of their position in the aforesaid general list lesser
number of vacancies than are reserved for them, them difference should be made up by
selected candidates of these communities in the separate Select Lists for SCs and STs
respectively.

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Sub: 27% Reservation for other Backward Classes in Civil Posts / Service.
4. In a multiple undulating society like ours, early achievement of the objective of social justice
as enshrined in the Constitution is a must. The Second Backward Classes Commission, called
the MANDAL COMMSSION was established by the then Govt. with this purpose in view,
which submitted its report to the Govt. of India on 31/12/1980.
5. Government have carefully considered the report and the recommendation of the Commission
in the present context regarding the benefits to be extended to the Socially and educationally
Backward Classes as opined by the Commission and are of the clear view that at the outset
certain weight age has to be provide to such classes in the services of the Union and their
public Undertakings.
Following the Supreme Court judgment in the Indira Sawhnev and other V. Union of India and
other case [Writ Petition (Civil) No. 930 of 1900] the Govt. of India appointed an Expert
Committee to recommend the criteria for exclusion of the socially advanced persons/sections from
the benefit of reservation for Other Backward Classes in Civil posts and service under the Govt. of
India.
6. Consequent to the consideration of the Expert Committees recommendation orders are issued
as following :(a)

27% (twenty seven percent) of the vacancies in civil posts and service under the Govt. of
India to be filled through direct recruitment shall be reserved for the Other Backward
Classes. Detailed instruction relating to the procedure to be followed for enforcing
reservation will be issued Separately.

(b)

Candidates belonging to OBCs recruited on the basis of merit in an open competition on


the same standard prescribed for the general candidates shall not be adjusted against the
reservation quota of 27%. (See Clarification below)

(c)

(i) The aforesaid reservation shall not apply to persons/sections mentioned in Column 3 of
the Schedule to this office memorandum. (See Appendix-1)
(ii) The rule of exclusion will not apply to persons working as artisans or engaged in
hereditary occupations, calling. A list of such occupations, calling will be issued separately
by the Ministry of Welfare.

(d)

The OBCs for the purpose of the aforesaid reservations would comprises, in the first phase,
the castes and communities which are common to both the lists in the report of the Mandal
Commission and the State Government lists. A list of such castes and communities is being
issued separately by the Ministry of Welfare. [See Appendix--2]

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(e)

The aforesaid reservation shall take immediate effect.***

4.
Similar instructions in respect of Public Sector Undertaking and Financial Institution
including Public Sector Banks were issued by the Department of Public Enterprises and by the
Ministry of Finance respectively, effective from the date of this office memorandum.
The above-said instructions relating to reservations for OBCs have been extended to
Autonomous Bodies, Statutory and Semi-Government Bodies and Voluntary Agencies receiving
grants from Government.
Clarification-- How the OBCs are to be assessed in relation to general candidate and how their
reserved quota are required to be filled?
Normally for any recruitment or selection, basic minimum standards are fixed. In the case of
competitive examination, merit lists are drawn, subject to fulfillment of this basic minimum
standards and candidates are appointed to the extent of the number of vacancies. The cut-off point
for the preparation of this general merit list is normally well above basic minimum standard. In the
process, not all the candidates who have obtained the basic minimum standard prescribed are
appointed to the service/posts in question. while the OBCs candidates who come in the general
merit list will not be adjusted against the reserved quota, those OBCs candidates who could not
come in the merit list but have obtained the basic minimum standards can be appointed against the
reserved vacancies.
A similar procedure is also required to be followed in the case of recruitment other than by open
competition. It will be up to the recruiting authorities to prescribed a basic minimum standard in
respect of any examination/selection.
(G.I. Dept. of Per. & Trg., O.M. No. 36012/2293-Estt.(SCT), dated 3-2-1994.)

G.I., Dept. of Per, & Trg., O.M. No. 36012/2/93-Estt. (SCT)dated 2-2-1993
Sub: Orders on reservation for SEBCs can be challenged only before the Supreme Court.
The undersigned is directed to say that the Supreme Court delivered its judgment on 16-11-1992,
in Writ Petition field by Smt. Indira Sawhney and others, against this Departments Office
Memoranda, dated 13-8-1990 and 25-9-1991, providing the reservation in civil posts and services
under the government of india in favour of socially educationally Backward classes [SEBCs] and
other Economically Weak Sections. In this judgment, the Supreme Court directed all concern
authorities, High Court and Central State Administrative Tribunals that any petition or proceedings
questioning the validity, operation or implementation of the two impugned memoranda on any
grounds what so ever shall be filed or instituted ONLY before the Supreme Court and not before
any High Court or other Court or Tribunal. This is brought to the notice of all
Ministries/Departments of the Govt. of India.

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GI, DoP&T OM No. 36012/22/93-Estt. (SCT) dated 22-10-1993, dated 15-11-1993 and dated
29-12-1993
Sub:

Reservation for Other Backward Classes in Civil Posts and Services under the Govt. of
India-Regarding.

1. The undersigned is directed to refer to this Departments OM of even number, dated the 8th
September, 1993 on the above subject and to say that in according to Supreme Court judgment in
Indra Sawhney case, the reservation contemplated in Clause 4 of Article 16 should not exceed
50%. For the purpose of applying the rule of 50%, an year should be taken as the unit and not the
entire strength of the cadre service or the unit, as the case may be. This position would also apply
in the case of carry forward vacancies. Therefore, the Ministries/Departments are requested to
ensure that the reservations provided to SC/ST/OBCs put together do not exceed 50% of vacancies
arising in an year.
2. In the light of the reservations provided to Other Backward Classes, it is necessary to revise the
existing reservation roster. In respect of direct recruitment on All India basis by open competition
where there is a reservation for 15% for SC and 71/2% for ST, the existing 40-point roster has been
revised. In the respect of direct recruitment on All India basis otherwise than open competition
where there is a reservation of 162/3% for SC and 71/2% for ST, the existing roster has been
revised. The revised roster will come into effect [from 2-7-1997] immediately. Vacancies filled on
or after 2-7-1997 should be shown in the new roster now prescribed. the old roster shall be deemed
to have been closed from this date. the reservations which had to be carried forward in the previous
roster shall now be carried forward to the new roster.
3. There is no change in the existing reservation rosters in so far as promotion is concerned, as
there is no reservation for OBCs in promotion.
4. The upper age-limit prescribed for direct recruitment shall be relaxed by three years in respect
of candidates belonging to OBCs. In respect of written examination and interview, in order to
fulfill quota earmarked to OBCs, relaxation of standard may be provided as in the case of SC/ST
candidates.
[G.I. Dept. of Per & Trg., O.M. No 42014/10/94-Estt. [SCT], dated 13-10-1994
and O.M. No. 43013/2/95-Estt. [SCT], dated 25-1-1995 ]
5. For the purpose of verification of the castes/communities the certificate (for model form ,See
Appendix-3) furnished by the candidates for the purpose of benefit of reservation to OBCs from
the following authorities only will be accepted:[a]

District Magistrate/Additional District Magistrate/Collector/Deputy


Commissioner/Additional Deputy Commissioner/Deputy Collector/I Class Stipendiary
Magistrate/Sub-Divisional Magistrate/Taluka Magistrate/Executive Magistrate/ExtraAssistant Commissioner [not below the rank of I Class Stipendiary Magistrate]

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[b]
[c]
[d]

Chief Presidency Magistrate/Additional Chief Presidency Magistrate/Presidency


Magistrate.
Revenue Officer not below the rank of Tehsildar; and
Sub-Divisional Officer of the area where the candidate and/or his family normally resides.

The same authorities which are notified as competent to certify OBCs status should also be
authorized to certify that the candidate in question does not belong to he persons/section [creamy
Layer] mentioned in Column 3 of the Schedule to this Departments OM, dated 8-9-1993.

GI, DoP&T OM No 36012/22/93-Estt [SCT] dated 15-11-1993


Sub: Certificate to be produced by OBC candidate regarding creamy layer.
I am directed to say that the Government of India has issued instructions on 8-9-1993 providing for
reservation to Other Backward Classes in the services and posts under the Government of India.
The Other Backward Classes for the purpose of the above-said reservation would comprise in the
first phase, the casts and communities which are common to both the lists in the report of Mandal
Commission and the state Governments lists. A list of such castes and communities was notified
in Resolution No 12011/68/93-BCC [C], dated 10th September, 1993, published in the Gazette of
India, Extraordinary Part-I-Section I, dated 13-9-1993. For the purpose of verification of the castes
and communities, the Government of India has prescribed a certificate from the following
authorities as in the case of SC/ST vide this Departments O.M. No. 36012/22/93-Estt. [SCT],
dated 22-10-1993.
[a]

[b]

District Magistrate/Additional District Magistrate/Collector/Deputy


Commissioner/Additional Deputy Commissioner/Deputy Collector/I Class Stipendiary
Magistrate/Sub-Divisional Magistrate/Taluka Magistrate/Executive Magistrate/Executive
Magistrate/Extra Assistant Commissioner (not below the rank of I Class Stipendiary
Magistrate);
Chief Presidency Magistrate/Additional Chief Presidency Magistrate/
Presidency Magistrate :

[c]

Revenue Officer not below the rank of Tehsildar : and

[d]

Sub-Divisional Officer of the area where the candidate and /or his family normally resides.

2.

In the light of the Supreme Courts judgment in the Indira Sawhney case, Department has
specified the persons/section [Creamy Layer] to whom the Benefit of reservation shall
not apply vide Column 3 of the Schedule to the Department of Personnel and Training,
O.M. No. 36012/22/93-Estt. [SCT], Dated 8-9-93. It has been considered that the same
authorities who are notified as competent to certify OBCs status should also be authorized
to certify that a candidate does not belong to the Creamy Layer. It is therefore, requested

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that instructions may be issued to the District Authorities under your control o verify and
issue the necessary certificate to the candidates regarding his OBCs status as well as
exclusion from Creamy Layer To enable the District Authorities to examine the claims of
the candidates, a model format has been devised as in Annexure-B. This may be suitable
revised if considered necessary. The format of the certificate that may be given by the
concerned district authorities may be as in Annexure-A.
3.

It is also requested that publicity may be given to the Ministry of Welfare Resolution No
12011/68/93-BCC [C], dated10-9-1993, published in the Gazette of India, Extraordinary
Part-1 section I, dated 13-9-1993, containing the list of Backward Castes as well as to Dept.
of Per. & Trg., O.M. No. 36012/22/93-Estt,(SCT), dated 8-9-1993, which specifies the
criterion which will determine the persons who belong to the creamy layer and to whom
the reservation shall not apply. This will facilitate the candidates to ascertain their
eligibility for reservation. It would also to appropriately brief the certifying Authorities and
to provide them with sufficient number of copies of the above- mentioned Gazette
Notification and the Department, O.M, dated 8-9-1993, in order to ensure prompt and
correct certification.

7. A copy of the orders issued by your Government in this regard may also be endorsed to this
Department for information.
ANNEXURE-A & ANNEXURE-B
GI, DoP&T OM No 36012/22/93-Estt. (SCT) dated 30-12-1993
Sub: Unfilled vacancies of OBCs should not be de-reserved but carried Forward.
The undersigned is directed to say that the question of dereservation and carry forward of unfilled
posts reserved for Other Backward Classes has been examined by the Government. It has since
been decided that the posts reserved for Other Backward Classes which remain unfilled should not
be dereserved but should be carried forward as such for a period of three recruitment years or till
the posts are filled by OBC candidates, whichever is earlier.

GI, DoP&T OM No 36012/27/94-Estt. [SCT] dated 13-5-1994


Sub: Exemption of Scientific and Technical posts from the purview of Reservation orders for
OBCs.
The undersigned is directed to refer to this Departments O.M. 9/2/73-Estt. [SCT], dated 23-61975, [See Order No 16 under Section ] wherein such of the technical posts as satisfying all the
following conditions are exempted from the purview of reservation orders.
i.

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ii.

iii.

They should be classified as Scientific or Technical [in terms of Cabinet


Secretariat, Department of Cabinet Affairs] O.M. No 85/11/CF-61[1], dated 28-121961 and
These should be posts for conducting research or for organizing, guiding and
directing research..

Order of the Minister concerned are required to be obtained before exempting any post satisfying
the above condition from the purview of the scheme of reservations.
2. With the introduction of the Scheme of reservation for Other Backward Classes, doubts have
been expressed by certain Ministries/Departments as to whether the above-said provisions of OM,
dated 23-6-1975, would be applicable to the reservation of the OBCs also. As the reasons for the
grant of exemption from the purview of reservation orders in respect of SC/ST is equally
applicable for the provisions of OM, dated 23-6-1975, for the grant of exemption from the purview
of reservation orders would be equally applicable to reservation for OBCs.

C & AG of India, Cir. No. NGE/431/94/1927-NGE [Appt.]/93/94 dated 4-1-1995


Sub: Clarification regarding reservation for OBCs.
A reference is invited to Headquarters Office Circular No. N/17/94 issued under No.86-NGE
[App]/83-94, dated 3-3-1994, wherein compendium of instruction on the above subject, as
received from Department of Personnel and Training, was circulated. Several field officers had
sought
Clarification on various instructions contained in the said compendium Government of India,
Department of Personnel and Training to whom the matter was referred, have since clarified the
various doubts and are appended herewith for information and necessary action.
Point 1.-***
Point 2.As per instruction contained in Dept. of Per. & Trg. O.M. No. 36012/22/93-Estt. (SCT),
dated 22-10-1993, appointing authorities are to ensure that the reservation provided to
SC/ST/OBCs put together do not exceed 50% of the vacancies arising in an year in a cadre. Under
the existing Government of India order, total reservation for SC/ST/Physically handicapped
person/Ex servicemen together with carry forward reservation and compassionate appointment
should not exceed 50% of the available vacancies in any particular year.
Now, a doubt has arisen as to how to 50% limit of total reservation in any particular year in a cadre
is to be ensured when the reservation OBCs at 27% put together should not exceed 50% of the
total vacancies.
As regards reservation for physically handicapped persons within 50% limit, the procedure
outlined in the Dept. of Per & Trg., O.M. No 36035/Estt [SCT], dated 20-09-1994, [Circulated
under Headquarters Office Circular No N/42/94, dated 23-11-1994] is to be followed.

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The matter relating to Ex-serviceman is under consideration of Government of India. Till the time
it is decided, their reservation within 50% limit is to be governed by Rule 4[1] of the Exservicemen [Re-employment in Central Civil Services and Posts] Rules, 1979, issued under G.I.,
M.H.A., D.P. and A.R., Notification No 39016/10/79-Estt. [C], dated 15-12-1979.
50% limit in compassionate appointment is to be regulated in accordance with the instructions
contained in Headquarters Office Circular No NGE/5/86 issued under No 61-N. 3/52/84/Zone-3,
dated 28-1-1986, i.e., the percentage of vacancies against which compassionate appointment could
be made should be determined after deducting from 50% the percentage of vacancies reserved for
SC/ST/OBC/Physical handicapped and Ex-servicemen. [See Section 6]

G.I., Dept. of Per. And Trg., O.M. No. 36033/9/95-Estt. (SCT) dated 10-05-1995
Sub: Verification/acceptance of caste certificate furnished by Candidate claiming to belong to
OBC.
The undersigned is directed to refer Dept. of Per. & Trg., O.M. No. 36012/6/88-Estt [SCT], dated
24-4-1990, on the subject mentioned above where in it was indicated that the appointing authority
should include the clause in the offer of the candidates belonging to SC/ST to the effect that the
appointment was provisional and would be terminated in case the caste certificate produced by the
was found to be false.
2. After issue of reservation order of OBCs, it is considered necessary to have similarly provision
in respect of caste certificate furnished by candidates claiming to belong OBC communities.
3. In the offer of appointment to candidate belong to OBC.
The appointing authorities should include a clause as follows:The appointment is provisional and is subject to the caste certificate being verified through the
proper channels. If the verification reveals that the claim of the candidates to belongs to OBC is
false, the services of such candidates will be terminated forthwith without assigning any further
reason and without prejudice to such further action as may be taken under the provisions of the
Indian Panel Code for production of false certificate.
4. All ministries/Department to take further action on the above lines.

GI, DoP&T OM No. 20011/1/96-Estt [D], dated 30-1-1997


Sub: General/OBC candidates regains is seniority on promotion over earlier promoted SC/ST
candidate.
GI, DoP&T OM No 42011/18/96-Estt. [Res.] dated 6-3-1997 and dated 1-10-1997
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Sub: Officer of the rank of deputy secretary to be nominated as a separate Liaison Officer for
looking after matters relating to reservation for OBCs.
1.
The under signed is directed to invite attention to this Departments O.M. No.36035/8/92Estt. [SCT], dated 10-11-1994, according to which the Liaison Officer appointed look after the
reservation for SC/ST where also entrusted with the responsibility of looking after reservation
matters relating to the OBCs.
2.

2.

The matter of having the same L.O. for the SCs/STs and the OBCs has been reexamine and
it has been decided there should be a separate Liaison Officer for looking after matter
relating to the reservation for the OBCs. Ministry of Finance, etc., are requested to take
immediate steps to appoint a separate L.O for the OBCs.
Ministry of Finance, etc., may also please bring this instruction to the notice of all the
Attached and Subordinate Officers/PSUs under them for compliance.

SWAMYSRESEVATION AND CONCESSIONS IN GOVT. SERVICES


1.

It has been noticed that the Ministries/Departments have appointed Liaison Officer below
the levels/status of the Deputy Secretary, without taking into consideration the instructions
laid down for the appointment of LO for SC/ST vide O.M., dated 10-4-1968.

2.

All the Ministries/Departments are requested to nominate the Deputy Secretary in-charge
of administration in the Ministry/Department or another Officer of the rank of the Deputy
Secretary as LO for looking after work relating to the matter of reservation for the OBCs in
service/posts. The function of the Liaison Officers will be at par with the LO looking after
the work of SC/ST in services/posts.
[G.I., Dept. of per. & Trg., O.M. No 42011/18/96-Estt. [Res.], dated 1-10-1997]
APPENDIX 1
PERSONS / SECTIONS EXCLUDED FROM RESERVATION
[Schedule to G.I., Dept. of per. and Trg. O.M No 36012/22/93Estt. (SCT), dated 8-9-1993]

Sl.
No.
I

Description of category
Constitutional posts

To whom rule of exclusion will apply


Son(s) and daughter(s) of(f) president of India:
(g) Vice president of India:
(h) Judges of Supreme court and High court
(i) Chairman and Members of UPSC and of
the State public service commissions:

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Chief
election
Commissioner:
Comptroller and Auditor-General of
India:
(j) Persons holding constitutional positions
of like nature.
II
II(A)

Service Category
Group A/ Class I officer of the
All India Central and state service
(Direct Recruits)

Son[s] and daughter[s] of


(f) parents, both of whom Class I officers:
(g) parents, either of Class I officer:
(h) parents, both of whom Class I officer,
but one of them dies or suffer permanent
incapacitation:
(i) parents, either of whom is a Class I
officer and such parents, dies or suffers
permanent incapacitation and before
such death or such incapacitation has
had a benefit of employment in any
International organization like UN, IMF,
World Bank, etc. for a period of not less
than 5 years:
(j) parents, both of whom are Class I
officer and die or suffers permanent
incapacitation and before such death or
such incapacitation of the both either of
them has
had the
benefit of
employment in any international
organization like UN, IMF, World
Bank, etc for a period of not less than 5
years.
Provided that that rule of exclusion shall
and not apply in the following cases:(c) Sons and daughter of parents either of
whom Or both or whom are Class I
officers and such parent(s) dies/die or
suffer Permanent incapacitation
(d) A lady belonging to OBC category has
got married to a Class I officer, and
may herself like to apply for a job.

II(B)

B. Group B/Class II officers of the


Central and State Services (Direct
Recruitment).

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Son(s) and daughter(s) of(f) parents both of whom are Class II


Officer:
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(g) parents of whom only husband is a
Class II officers and he get into Class I
at the age of 40 or earlier;
(h) parents, both of whom are Class II
Officers and one of them dies or Suffer
permanent incapacitation and either one
of them has had the Benefit of
employment in any International
(i) Organization like UN, IMF, World
Bank, etc., for a period not less than
five years before such death or
permanent incapacitation;
(j) Parents of whom the husband is a Class
I Officer [direct recruit of pre-Forty
promoted] and wife is a Class II Officer
and wife dies or suffer Permanent
incapacitation: and
parents of whom the wife is a Class I
Officer [direct recruit of pre-Forty
promoted]
and
husband
is
a
Class II Officer and husband dies or
permanent incapacitation:
Provided that the rule of exclusion Shall not
apply in following cases:
Sons and daughters of (b) parents both of whom Class II Officer
and one of them dies or suffer
Permanent incapacitation:
Son and daughters of(c) parents of both of whom are Class II
officers and both of them die or suffer
from permanent incapacitation, even
though either of them has had a benefit
of employment in any International
Organization like UN, IMF, World
Bank etc, for a period of not less than 5
years before their death or permanent
incapacitation.
II (C)

Employees in public sector


Undertaking, etc.

BSNL India

The criteria enumerated in A and B above in


this category will apply mutatis mutandis to
officer holding equivalent or comparable
posts
in
PSUs
Banks,
Insurance
organization, Universities, etc. and also
equivalent or comparable posts and position
under private employment, pending the
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evaluation of the post on equivalent or
comparable basis in these institution, the
criteria specified in category VI below will
apply to the officers in this institutions.
Son[s] and daughter[s] of parent either or
both of whom is or in the rank of Colonel
and above in the Army and to equivalent
posts in the Navy and the Air Force and the
Paramilitary Forces;
Provided thativ. if the wife of an armed force officer is
himself in the armed forces [i.e. the
category under consideration] the rule of
exclusion will apply only when she
herself has reached the rank of Colonel;
v. The service rank below Colonel of
husband and wife shall not be clubbed
together;
vi. If the wife an officer in the armed forces
is in civil employment, this will not
taken in account of applying the rule of
exclusion unless she falls in the service
category under Item No 11 in which case
the criteria and condition enumerated
their in will apply to her independently.

III

Armed forces include paramilitary


Forces[Person holding civil posts are
not Included]

IV

Professional class and those engaged


in Trades and industry
(i) Personal engaged in profession as a Criteria specified against Category VI will
doctor, lawyer, charted account, apply
income tax consultant, financial or
management
consultant,
dental
surgeon engineer architect, computer
specialist, film artist and other film
professional, author, playwright, sport
person, sports professional, media
professional or any other vocations of
like status.
(ii) Person engaged in trade business Criteria specified against Category VI will
and industry.
applyEXPLANATION(i) Where the husband is in some profession
and The wife is in class II or lower grade
employment, the income/wealth test will
apply only on the basis on the husband
income.

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V
V(A)

Property owners
Agriculture holding

(ii)If the wife in some profession and the


husband is in employment in a Class II or
lower rank post, then the income/wealth
criterion will apply only on the basis on the
wife income and the husband income will
not be clubbed with it.
Son(s) and daughter(s) of person belonging
to a family [father, mother and minor
children] which owns(a) only irrigated land is equal to or more
than 85% of the statutory ceiling areas, and
(b) both irrigated and unirrigated land, as
follow(i)The rule of exclusion will apply where
the Pre-condition exists that the irrigated
area [having been brought to a singe type
under a common denominator] 40% or
more of the statutory ceiling limit for
irrigated land [this calculated by
excluding the unirriagated portion] If
this pre-condition of not less than 40%
exists, Then only the area of unirriagated
land will taken into account. This will be
done by the converting the unirrigated
land n land on the basis of conversion
formula existing into the irrigated type.
The irrigated area so computed from
Unirrigated land shall be added to
irrigated land and if after such clubbing
together total are in term of irrigated land
is 85% or more of the statutory ceiling
limit for irrigated land, then the rule of
exclusion apply and disentitlement will
occur.
(ii)The rule of exclusion will not apply if
the land holding of the family is
exclusively unirrigated

V(B)

Plantations
(iii) coffee, tea, rubber. Etc

Criteria of income/wealth specified in


category VI Below will apply.

(iv) Mango, citrus, apple plantation


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V (C)

VI

etc.
Vacant land and/or building in urban Deemed as agricultural holding and hence
areas or urban agglomerations.
criteria at a above under this category will
apply. Criteria specified in Category VI
below will apply.
EXPLNATION
Building may be used for residential,
Industrial or commercial purpose and like
two or more such purposes.
Income / Wealth Test

Son(s) and daughter(s)(a) Persons having gross annual income of


Rupees 1 lakh or above or possessing
wealth above the exemption limit as
prescribed in the Wealth Tax Act for a
period of three consecutive years.
(b) Persons in Categories I, II, III and V-A
who are not disentitled to the benefit of
reservation but have income from other
sources of wealth criteria mentioned in(a)
above
EXPLANATION (1) Income from salaries or agricultural
land shall not be clubbed:
(2) The income criteria in terms of rupees
will be modified taking into account the
change in its value every three years. It the
situation , however, so demands, the
interregnums may be less.
EXPLANATION:Whenever
the
expression permanent in capacitance
occur in this schedule, it shall means
incapacitation which results in putting an
officer out of service

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Principles for making & operating post based rosters.


ANNEXURE-I TO O.M.No. 36012/2/96-Estt.(Res) Dated 02-07-1997

EXPLANATORY NOTES :1. As hitherto, these rosters are only an aid to determine the entitlement of different categories
with regard to the quota reserved for them. They are not to determine seniority.
2. The model rosters have been drawn up keeping in mind two fundamental principles the
reservation for the entitled categories is to be kept within the prescribed percentage of
reservation and the total reservation should in no case exceed 50% of the cadre.
3. There should be separate rosters for direct recruitment and for promotions where
reservation in promotion applies.
4. The number of points in each roster shall be equal to the number of posts in a cadre.
5. While cadre is generally to be construed as the number of posts in a particular grade, for
the purpose of preparation of roster, it shall comprise posts required to be filled by a
particular mode of recruitment in terms of the applicable recruitment rules. To illustrate, in
a cadre comprising 200 posts, where the recruitment rules prescribe a ration of 50:50 for
direct recruitment and promotions, the roster for direct recruitment shall have 100 points
and that for promotion shall have 100 points thus making a total of 200.
6. As indicated in the model, roster, the method for making a roster is to multiply each post
by the prescribed percentages of reservation for the different reserved categories. The point
at which the multiple for a community obtains a complete number or oversteps the number
is to be reserved for that community while taking care to evenly space out the different
reserved categories. Thus, at point no. 15, in the roster at Annexure-II both OBC and SC
get entitled. However, since earlier reserved point has gone to OBC, point no. 15 has been
reserved for SC and point No. 16 for OBC.
7. Since reservation does not apply to transfer/transfer on deputation, where rules prescribe a
percentage of posts to be filled by this method, the corresponding proportion of posts
should be excluded while drawing u the rosters.
8. It would be noted that at the end of the roster, squeezing has been done for the reserved
categories to reach the number of posts to be reserved for them without violating the 50%
limit laid down by the Courts. While drawing up rosters, the cadre controlling authorities
should similarly squeeze the last points of the roster. Such squeezing may not, however,
be down where it would violate the rule of 50%.
9. Whenever there is any increase or decrease in the cadre strength, the roster shall be
correspondingly expanded or contracted. The same will also apply whenever there is a
change in recruitment rules which affects the proportion of posts to be filled by a particular
mode of recruitment.
10. The roster is to be operated on the principle of replacement and not as a running account
as hitherto. In other words, the points a which reservation for different categories applies
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are fixed as per the roster and vacancies caused by retirement etc. of persons occupying
those points shall be filled by appointment of persons of the respective categories.
11. While operating the roster, persons belonging to communities for whom reservation has
been made, but who are appointed on merit and not owing to reservation, should not be
shown against reserved points. They will occupy the unreserved points.
12. In the case of small cadres (up to 13 posts), all the posts shall be earmarked on the same
pattern as in the model post-based rosters. Initial recruitment against these posts shall be by
the category for which the post is earmarked. Replacement of incumbents of posts shall be
by rotation as shown horizontally against the cadre strength as applicable. While operating
the relevant roster, care will have to be taken to ensure that on no occasion the percentage
of reserved category candidates exceed 50%. If such a situation occurs at any time, the
relevant reserved point occurring as a result of rotation will be skipped.
INITIAL OPERATION
1. At the point of initial operation of the roster, it will be necessary to determine the actual
representation of the incumbents belong to different categories in a cadre vis--vis the
points earmarked for each category viz. SC/ST/OBC and General in the roster. This may be
done by plotting the appointments made against each point of roster starting with the
earliest appointee. Thus, if the earlier appointee in the cadre happens to be a candidate
belong to the Scheduled Castes, against point No. 1 of the roster, the remark utilized by
SC shall be entered. If the next appointee is a general category candidate, the remark
utilized by general category shall be made against point No.2 and so on and forth till all
appointments are adjusted in the respective roster. In making these adjustments,
SC/ST/OBC candidates on merit, in direct recruitment, shall be treated as general category
candidates.
2. After completing the adjustment as indicated above, a tally should be made to determine
the actual percentages of representation of appointees belong to the different categories in
the cadre. If there is an excess representation of any of the reserved categories, or if the
total representation of the reserved categories exceeds 50%, it shall be adjusted in the
future recruitment. Vacancies arising from retirement etc. of candidates belonging to such
categories shall be filled by appointment of candidates belonging to the categories to which
the relevant roster points, against which the excesses occur, belong.
3. Since recruitment is generally vacancy based, it may happen that the actual number of
promotees and direct recruits in the cadre does not correspond to the number of posts
earmarked in the respective reservation roster. For the purpose of calculations of
representation of reserved category in a cadre, total of promotees and direct recruits may be
taken. Rectification of the representation as per prescribed percentage by the prescribed
mode of recruitment at the earliest possible should however be the goal.

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FOR DIRECT RECRUITMENT


ANNEXURE-III
OBJECTIVE :- REPRESENTATION OF EACH OF THE RESERVED CATEGORY
SHOULD AT NO POINT OF TIME EXCEED THE RESERVATION PRESCRIBED FOR
IT.
MODEL ROSTER OF RESERVATION WITH REFERENCE TO POSTS FOR DIRECT
RECRUITMENT ON ALL INDIA BASIS BY OPEN COMPETION

SL NO
OF
POST

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
BSNL India

SHARE OF ENTITLEMENT CATEGORY


FOR WHICH THE POST
SHOULD BE EARMARKED
SC
@15%
0.15
0.30
0.45
0.60
0.75
0.90
1.05
1.20
1.35
1.50
1.65
1.80
1.95
2.10
2.25
2.40
2.55
2.70
2.85
3.00
3.15
3.30
3.45
3.60
3.75
3.90

ST
@7.5%
0.075
0.150
0.225
0.300
0.375
0.450
0.525
0.600
0.675
0.750
0.825
0.900
0.975
1.050
1.125
1.200
1.275
1.350
1.425
1.500
1.575
1.650
1.725
1.800
1.875
1.950

OBC
@27%
0.27
0.54
0.81
1.08
1.35
1.62
1.89
2.16
2.43
2.70
2.97
3.24
3.51
3.78
4.05
4.32
4.59
4.86
5.13
5.40
5.67
5.94
6.21
6.48
6.75
7.02

UR
UR
UR
OBC-1
UR
UR
SC-1
OBC-2
UR
UR
UR
OBC-3
UR
ST-1
SC-2
OBC-4
UR
UR
OBC-5
SC-3
UR
UR
OBC-6
UR
UR
OBC-7
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27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
51
52
53
54
55

4.05
4.20
4.35
4.50
4.65
4.80
4.95
5.10
5.25
5.40
5.55
5.70
5.85
6.00
6.15
6.30
6.45
6.60
6.75
6.90
7.05
7.20
7.35
7.50
7.65
7.80
7.95
8.10
8.25

2.025
2.100
2.175
2.250
2.325
2.400
2.475
2.550
2.625
2.700
2.775
2.850
2.925
3.000
3.075
3.150
3.225
3.300
3.375
3.450
3.525
3.600
3.675
3.750
3.825
3.900
3.975
4.050

7.29
7.56
7.83
8.10
8.37
8.64
8.91
9.18
9.45
9.72
9.99
10.26
10.53
10.80
11.07
11.34
11.61
12.38
12.15
12.42
12.69
12.96
13.23
13.50
13.77
14.04
14.31
14.58

SC-4
ST-2
UR
OBC-8
UR
UR
UR
OBC-9
SC-5
UR
UR
OBC-10
UR
ST-3
SC-6
OBC-11
UR
UR
OBC-12
UR
SC-7
UR
OBC-13
UR
UR
OBC-14
UR
SC-8

57
58
59
60
61
62
63
64
65
66
67
68
69
70
71

8.55
8.70
8.85
9.00
9.15
9.30
9.45
9.60
9.75
9.90
10.05
10.20
10.35
10.50
10.65

4.275
4.350
4.425
4.500
4.575
4.650
4.725
4.800
4.875
4.950
5.025
5.100
5.175
5.250
5.325

15.39
15.66
15.93
16.20
16.47
16.74
17.01
17.28
17.55
17.82
18.09
18.36
18.63
18.90
19.17

OBC-15
UR
UR
OBC-16
SC-9
UR
OBC-17
UR
UR
UR
OBC-18
SC-10
ST-5
UR
OBC-19

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72
73
74
75
76
77
78
79
80
81
82
83
84
85
86
87
88
89
90
91
92
93
94
95
96
97
98
99
100
101
102
103
104
105
106
107
108
109
110
111
112
113
114
115
116
BSNL India

10.80
10.95
11.10
11.25
11.40
11.55
11.70
11.85
12.00
12.15
12.30
12.45
12.60
12.75
12.90
13.05
13.20
13.35
13.50
13.65
13.80
13.95
14.10
14.25
14.40
14.55
14.70
14.85
15.00
15.15
15.30
15.45
15.60
15.75
15.90
16.05
16.20
16.35
16.50
16.65
16.80
16.95
17.10
17.25
17.40

5.400
5.475
5.550
5.625
5.700
5.775
5.850
5.925
6.000
6.075
6.150
6.225
6.225
6.375
6.450
6.525
6.600
6.675
6.750
6.825
6.900
6.975
7.050
7.125
7.200
7.275
7.350
7.425
7.500
7.575
7.650
7.725
7.800
7.875
7.950
8.025
8.100
8.175
8.250
8.325
8.400
8.475
8.550
8.625
8.700

19.44
19.71
19.98
20.25
20.52
20.79
21.06
21.33
21.60
21.87
22.14
22.41
22.41
22.95
23.22
23.49
23.76
24.03
24.30
24.57
24.84
25.11
25.38
25.65
25.92
26.19
26.46
26.73
27.00
27.27
27.54
27.81
28.08
28.35
28.62
28.89
29.16
29.43
29.70
29.97
30.24
30.51
30.78
31.05
31.32

UR
UR
SC-11
OBC-20
UR
UR
OBC-21
UR
ST-6
SC-12
OBC-22
UR
UR
UR
OBC-23
SC-13
UR
OBC-24
UR
UR
UR
OBC-25
SC-14
ST-7
UR
OBC-26
UR
SC-15*
OBC-27*
UR
UR
UR
OBC-28
UR
UR
SC-16
ST-8
OBC-29
UR
UR
OBC-30
UR
SC-17
OBC-31
UR
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117
118
119
120
121
122
123
124
125
126
127
128
129
130
131
132
133
134
135
136
137
138
139
140
141
142
143
144
145
146
147
148
149
150
151
152
153
154
155
156
157
158
159
160
161
BSNL India

17.55
17.70
17.85
18.00
18.15
18.30
18.45
18.60
18.75
18.90
19.05
19.20
19.35
19.50
19.65
19.80
19.95
20.10
20.25
20.40
20.55
20.70
20.85
21.00
21.15
21.30
21.45
21.60
21.75
21.90
22.05
22.20
22.35
22.50
22.65
22.80
22.95
23.10
23.25
23.40
23.55
23.70
23.85
24.00
24.15

8.775
8.850
8.925
9.000
9.075
9.150
9.225
9.300
9.375
9.450
9.525
9.600
9.675
9.750
9.825
9.900
9.975
10.050
10.125
10.200
10.275
10.350
10.425
10.500
10.575
10.650
10.725
10.800
10.875
10.950
11.025
11.100
11.175
11.250
11.325
11.400
11.475
11.550
11.625
11.700
11.775
11.850
11.925
12.000
12.075

31.59
31.86
32.13
32.40
32.67
32.94
32.21
33.48
33.75
34.02
34.29
34.56
34.83
35.10
35.37
35.64
35.91
36.18
36.45
36.72
36.99
37.26
37.53
37.80
38.07
38.34
38.61
38.88
39.15
34.42
39.69
39.96
40.23
40.50
40.77
41.04
41.31
41.58
41.85
42.12
42.39
42.66
42.93
43.20
43.47

UR
UR
OBC-32
ST-9
SC-18
UR
OBC-33
UR
UR
OBC-34
SC-19
UR
UR
OBC-35
UR
UR
UR
OBC-36
SC-20
ST-10
UR
OBC-37
UR
SC-21
OBC-38
UR
UR
UR
OBC-39
UR
SC-22
ST-11
OBC-40
UR
UR
OBC-41
UR
SC-23
UR
OBC-42
UR
UR
UR
ST-12
OBC-43
For Internal Circulation only
Page 78

E1-E2 CSS
162
163
164
165
166
167
168
169
170
171
172
173
174
175
176
178
179
180
181
182
183
184
185
186
187
188
189
190
191
192
193
194
195
196
197
198
199
200

24.30
24.45
24.60
24.75
24.90
25.05
25.20
25.35
25.50
25.65
25.80
25.95
26.10
26.25
26.40
26.55
26.70
27.00
27.15
27.30
27.45
27.60
27.75
27.90
28.05
28.20
28.35
28.50
28.65
28.80
28.95
29.10
29.25
29.40
29.55
29.70
29.85
30.00

12.150
12.225
12.300
12.375
12.450
12.525
12.600
12.675
12.750
12.825
12.900
12.975
13.050
13.125
13.200
13.275
13.350
13.500
13.575
13.650
13.725
13.800
13.875
13.950
14.025
14.100
14.175
14.250
14.325
14.400
14.474
14.550
14.625
14.700
14.775
14.850
14.925
15.000

43.74
44.01
44.28
44.55
44.82
45.09
45.36
45.63
45.90
46.17
46.44
46.71
46.98
47.25
47.52
47.79
48.06
48.60
48.87
49.14
49.41
49.68
49.95
50.22
50.49
50.76
51.03
51.30
51.57
51.84
52.11
52.38
52.65
52.92
52.19
53.46
53.73
54.00

SC-24
OBC-44
UR
UR
UR
OBC-45
SC-25
UR
UR
OBC-46
UR
UR
SC-26
ST-13
OBC-47
UR
OBC-48
SC-27
UR
OBC-49
UR
UR
UR
OBC-50
SC-28
ST-14
OBC-51
UR
UR
UR
OBC-52
SC-29
UR
UR
OBC-53
ST-15*
SC-30*
OBC-54*

* TO ALLOT REQUISITE NUMBER OF POSTS WITHOUT VIOLATING RULE OF


50%

BSNL India

For Internal Circulation only


Page 79

E1-E2 CSS
APPENDIX TO ANNEXURE-II
MODEL ROSTER FOR DIRECT RECRUITMENT ON ALL INDIA BASIS BY OPEN COMPETITION FOR CADRE
STRENGTH UPTO THIRTEEN POSTS.
CADRE
INITIAL
STREN
RECRUITM
GTH
ENT

REPLACEMENT NUMBER

ST

ND

RD

UR

UR

SC OBC

UR

UR

SC OBC

UR

UR

SC OBC

SC OBC

UR

UR

UR OBC

UR

UR

UR OBC

UR

UR

UR OBC

UR

UR

UR OBC

UR

UR

UR OBC

UR

UR

UR OBC

UR OBC

3.

UR OBC

4.

OBC

UR

UR

5.

UR

UR

SC OBC

6.

UR

SC OBC

7.

SC OBC

8.

OBC

UR

UR

9.

UR

UR

UR OBC

10.

UR

UR OBC

11.

UR OBC

ST

TH

UR

UR OBC

UR

TH

UR

UR OBC

UR

UR

UR

UR

UR

TH

UR

13.

TH

2.

UR

TH

UR

OBC

TH

UR

12.

TH

1.

UR

UR

UR

10

TH

11

UR OBC

UR

UR

TH

12

TH

13

UR

ST

ST

ST

ST

ST

ST

ST

ST

ST

ST

ST

ST

NOTE : 1. FOR CADRES OF 2 TO 13 POSTS THE ROSTER IS TO BE READ FROM ENTRY 1 UNDER COLUMN
CADRE STRENGTH TILL THE LAST POST AND THEN HORIZONTALLY TILL THE LAST ENTRY IN
THE HORIZONTAL ROW I.E. LIKE L
2. ALL THE POSTS OF A CADRE ARE TO BE EARMARKED FOR THE CATEGORIES SHOWN UNDER
COLUMN INTITIAL APPOINTMENT. WHILE INTIAL FILLING UP WILL BE BY THE EARMARKED
CATEGORY, THE REPLACEMENT AGAINST ANY OF THE POST IN THE CADRE SHALL BE BY
ROTATION AS SHOWN HORIZONTALLY AGAINST THE LAST POST OF THE CADRE.
3. THE RELEVANT ROTATION BY THE INDICATED RESERVED CATEGORY COULD BE SKIPPED OVER IF
IT LEADS TO MORE THAN 50% REPRESENTATION OF RESERVED CATEGORY.

BSNL India

For Internal Circulation only


Page 80

E1-E2 CSS
ANNEXURE III
FOR PROMOTION
OBJECTIVE : REPRESENTATION OF EACH OF THE RESERVED CAEGORY
SHOULD AT NO POINT OF TIME EXCEED THE RESERVATION PRESCRIBED
FOR IT
MODEL ROSTER OF RESERVATION WITH REFERENCE TO POST - PROMOTION
SL. NO OF POST

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
BSNL India

SHARE OF ENTITLEMENT

SC
@ 15%
0.15
0.30
0.45
0.60
0.75
0.90
1.05
1.20
1.35
1.50
1.65
1.80
1.95
2.10
2.25
2.40
2.55
2.70
2.85
3.00
3.15
3.30
3.30
3.60
3.75
3.90
4.05
4.20
4.35

ST
@ 7.5%
0.075
0.150
0.225
0.300
0.375
0.450
0.525
0.600
0.675
0.750
0.825
0.900
0.975
1.050
1.125
1.200
1.275
1.350
1.425
1.500
1.575
1.650
1.650
1.800
1.875
1.950
2.025
2.100
2.175

CATEGORY FOR WHICH THE POST SHOULD BE EARMARKED

UR
UR
UR
UR
UR
UR
SC-1
UR
UR
UR
UR
UR
UR
ST-1
SC-2
UR
UR
UR
UR
SC-3
UR
UR
UR
UR
UR
UR
SC-4
ST-2
UR
For Internal Circulation only
Page 81

E1-E2 CSS
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
51
52
53
54
55
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
BSNL India

4.50
4.65
4.80
4.95
5.10
5.25
5.40
5.55
5.70
5.85
6.00
6.15
6.30
6.45
6.60
6.75
6.90
7.05
7.20
7.35
7.50
7.65
7.80
7.95
8.10
8.25
8.40
8.55
8.70
8.85
9.00
9.15
9.30
9.45
9.60
9.75
9.90
10.05
10.20
10.35
10.50
10.65
10.80
10.95
11.10

2.250
2.325
2.400
2.475
2.550
2.625
2.700
2.775
2.850
2.925
3.000
3.075
3.150
3.225
3.300
3.375
3.450
3.525
3.600
3.675
3.750
3.825
3.900
3.975
4.050
4.125
4.200
4.275
4.350
4.425
4.500
4.575
4.650
4.725
4.800
4.875
4.950
5.025
5.100
5.175
5.250
5.325
5.400
5.475
5.550

UR
UR
UR
UR
UR
SC-5
UR
UR
UR
UR
ST-3
SC-6
UR
UR
UR
UR
UR
SC-7
UR
UR
UR
UR
UR
UR
SC-8
ST-4
UR
UR
UR
UR
UR
SC-9
UR
UR
UR
UR
UR
UR
SC-10
ST-5
UR
UR
UR
UR
SC-11
For Internal Circulation only
Page 82

E1-E2 CSS
75

11.25
76
77
78
79
80
81
82
83
84
85
86
87
88
89
90
91
92
93
94
95
96
97
98
99
100
101
102
103
104
105
106
107
108
109
110
111
112
113
114
115
116
117
118
119
BSNL India

5.625
11.40
11.55
11.70
11.85
12.00
12.15
12.30
12.45
12.60
12.75
12.90
13.05
13.20
13.35
13.50
13.65
13.80
13.95
14.10
14.25
14.40
14.55
14.70
14.85
15.00
15.15
15.30
15.45
15.60
15.75
15.90
16.05
16.20
16.35
16.50
16.65
16.80
16.95
17.10
17.25
17.40
17.55
17.70
17.85

UR
5.700
5.775
5.850
5.925
6.000
6.075
6.150
6.225
6.300
6.375
6.450
6.525
6.600
6.675
6.750
6.825
6.900
6.975
7.050
7.125
7.200
7.275
7.350
7.425
7.500
7.575
7.650
7.725
7.800
7.875
7.950
8.025
8.100
8.175
8.250
8.325
8.400
8.475
8.550
8.625
8.700
8.775
8.850
8.925

UR
UR
UR
UR
ST-6
SC-12
UR
UR
UR
UR
UR
SC-13
UR
UR
UR
UR
UR
UR
SC-14
ST-7
UR
UR
UR
SC-15*
UR
UR
UR
UR
UR
UR
UR
SC-16
ST-8
UR
UR
UR
UR
UR
SC-17
UR
UR
UR
UR
UR
For Internal Circulation only
Page 83

E1-E2 CSS
120
121
122
123
124
125
126
127
128
129
130
131
132
133
134
135
136
137
138
139
140
141
142
143
144
145
146
147
148
149
150
151
152
153
154
155
156
157
158
159
160
161
162
163
164
BSNL India

18.00
18.15
18.30
18.45
18.60
18.75
18.90
19.05
19.20
19.35
19.50
19.65
19.80
19.95
20.10
20.25
20.40
20.55
20.70
20.85
21.00
21.15
21.30
21.45
21.60
21.75
21.90
22.05
22.20
22.35
22.50
22.65
22.80
22.95
23.10
23.25
23.40
23.55
23.70
23.85
24.00
24.15
24.30
24.45
24.60

9.000
9.075
9.150
9.225
9.300
9.375
9.450
9.525
9.600
9.675
9.750
9.825
9.900
9.975
10.050
10.125
10.200
10.275
10.350
10.425
10.500
10.575
10.650
10.725
10.800
10.875
10.950
11.025
11.100
11.175
11.250
11.325
11.400
11.475
11.550
11.625
11.700
11.775
11.850
11.925
12.000
12.075
12.150
12.225
12.300

ST-9
SC-18
UR
UR
UR
UR
UR
SC-19
UR
UR
UR
UR
UR
UR
UR
SC-20
ST-10
UR
UR
UR
SC-21
UR
UR
UR
UR
UR
UR
SC-22
ST-11
UR
UR
UR
UR
UR
SC-23
UR
UR
UR
UR
UR
ST-12
UR
SC-24
UR
UR
For Internal Circulation only
Page 84

E1-E2 CSS
165
166
167
168
169
170
171
172
173
174
175
176
177
178
179
180
181
182
183
184
185
186
187
188
189
190
191
192
193
194
195
196
197
198
199
200

BSNL India

24.75
24.90
25.05
25.20
25.35
25.50
25.65
25.80
25.95
26.10
26.25
26.40
26.55
26.70
26.85
27.00
27.15
27.30
27.45
27.60
27.75
27.90
28.05
28.20
28.35
28.50
28.65
28.80
28.95
29.10
29.25
29.40
29.55
29.70
29.85
30.00

12.375
12.450
12.525
12.600
12.675
12.750
12.825
12.900
12.975
13.050
13.125
13.200
13.275
13.350
13.425
13.500
13.575
13.650
13.725
13.800
13.875
13.950
14.025
14.100
14.175
14.250
14.325
14.400
14.475
14.550
14.625
14.700
14.775
14.850
14.925
15.000

UR
UR
UR
SC-25
UR
UR
UR
UR
UR
SC-26
ST-13
UR
UR
UR
UR
SC-27
UR
UR
UR
UR
UR
UR
SC-28
ST-14
UR
UR
UR
UR
UR
SC-29
UR
UR
UR
ST-15*
SC-30*
UR

For Internal Circulation only


Page 85

E1-E2 CSS

APPENDIX TO ANNEXURE-III-C
MODEL ROSTER FOR PROMOTION FOR CADRE STRENGTH UPTO THIRTEEN POSTS
CADRE
INITIAL RECRUITMENT
STRENGT
H

REPLACEMENT NUMBER

ST

ND

RD

TH

TH

TH

TH

TH

TH

TH

10

TH

11

TH

12

1.

UR

UR

UR

OBC

UR

UR

SC

UR

UR

UR

UR

OBC

UR

2.

UR

UR

UR

UR

UR

SC

UR

UR

UR

UR

UR

UR

ST

3.

UR

UR

UR

UR

SC

UR

UR

UR

UR

UR

UR

ST

4.

UR

UR

UR

SC

UR

UR

UR

UR

UR

UR

ST

5.

UR

UR

SC

UR

UR

UR

UR

UR

UR

ST

6.

UR

SC

UR

UR

UR

UR

UR

UR

ST

7.

SC

UR

UR

UR

UR

UR

UR

ST

8.

UR

UR

UR

UR

UR

UR

ST

9.

UR

UR

UR

UR

UR

ST

10.

UR

UR

UR

UR

ST

11.

UR

UR

UR

ST

12.

UR

UR

ST

13.

UR

ST

TH

13

ST

NOTE : 1. FOR CADRES OF 2 TO 13 POSTS THE ROSTER IS TO BE READ FROM ENTRY 1 UNDER COLUMN CADRE STRENGTH TILL THE LAST
POST AND THEN HORIZONTALLY TILL THE LAST ENTRY IN THE HORIZONTAL ROW I.E. LIKE L
2. ALL THE POSTS OF A CADRE ARE TO BE EARMARKED FOR THE CATEGORIES SHOWN UNDER COLUMN INTITIAL APPOINTMENT. WHILE
INTIAL FILLING UP WILL BE BY THE EARMARKED CATEGORY, THE REPLACEMENT AGAINST ANY OF THE POST IN THE CADRE
SHALL BE BY ROTATION AS SHOWN HORIZONTALLY AGAINST THE LAST POST OF THE CADRE.

BSNL India

For Internal Circulation only Page 87

E1-E2 CSS

3. THE RELEVANT ROTATION BY THE INDICATED RESERVED CATEGORY COULD BE SKIPPED OVER IF IT LEADS TO MORE THAN 50% RERESENTATION
OF RESERVED CATEGORY

BSNL India

For Internal Circulation only Page 88

E1-E2 CSS

FOR DIRECT RECRUITMENT


ANNEXURE IV
OBJECTIVE : REPRESENTATION OF EACH OF THE RESERVED CAEGORY
SHOULD AT NO POINT OF TIME EXCEED THE RESERVATION
PRESCRIBED FOR IT
MODEL ROSTER OF RESERVATION WITH REFERENCE TO POSTS FOR DIRECT
RECRUITMENT ALL INDIA BASIS OTHERWISE THAN BY OPEN COMPETION
SL. NO OF
POST

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
BSNL India

SC
@ 16.66%
0.166
0.332
0.498
0.664
0.830
0.996
1.162
1.328
1.494
1.660
1.826
1.992
2.158
2.324
2.490
2.656
2.822
2.988
3.154
3.320
3.486
3.652
3.818

SHARE OF ENTITLEMENT
CATEGORY FOR WHICH THE
POST SHOULD BE
EARMARKED
ST
OBC
@ 7.5%
@ 25.84%
0.075
0.258
UR
0.150
0.156
UR
0.225
0.774
UR
0.300
1.032
OBC-1
0.375
1.290
UR
0.450
1.548
UR
0.525
1.806
SC-1
0.600
2.064
OBC-2
0.675
2.322
UR
0.750
2.580
UR
0.825
2.838
UR
0.900
3.096
OBC-3
0.975
3.354
SC-2
1.050
3.612
ST-1
1.125
3.870
UR
1.200
4.128
OBC-4
1.275
4.386
UR
1.350
4.644
UR
1.425
4.902
SC-3
1.500
5.160
OBC-5
1.575
5.418
UR
1.650
5.676
UR
1.725
5.934
UR
For Internal Circulation only
Page 89

E1-E2 CSS
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
51
52
53
54
55
56
57
58
59
60
61
62
63
64
65
66
67
68
BSNL India

3.984
4.150
4.316
4.482
4.648
4.814
4.980
5.146
5.312
5.478
5.644
5.810
5.976
6.142
6.308
6.474
6.640
6.806
6.972
7.138
7.304
7.470
7.636
7.802
7.968
8.134
8.300
8.466
8.632
8.798
8.964
9.130
9.296
9.462
9.628
9.794
9.960
10.126
10.292
10.458
10.624
10.790
10.956
11.122
11.288

1.800
1.875
1.950
2.025
2.100
2.175
2.250
2.325
2.400
2.475
2.550
2.625
2.700
2.775
2.850
2.925
3.000
3.075
3.150
3.225
3.300
3.375
3.450
3.525
3.600
3.675
3.750
3.825
3.900
3.975
4.050
4.125
4.200
4.275
4.350
4.425
4.500
4.575
4.650
4.725
4.800
4.875
4.950
5.025
5.100

6.192
6.450
6.780
6.966
7.224
7.482
7.740
7.998
8.256
8.514
8.772
9.030
9.288
9.546
9.804
10.062
10.320
10.578
10.836
11.094
11.352
11.610
11.868
12.126
12.384
12.642
12.900
13.158
13.416
13.674
13.932
14.190
14.448
14.706
14.964
15.222
15.480
15.738
15.996
16.254
16.512
16.770
17.028
17.286
17.544

OBC-6
SC-4
UR
ST-2
OBC-7
UR
UR
SC-5
OBC-8
UR
UR
OBC-9
UR
SC-6
UR
OBC-10
ST-3
UR
UR
SC-7
OBC-11
UR
UR
OBC-12
UR
SC-8
UR
OBC-13
UR
UR
ST-4
OBC-14
SC-9
UR
UR
OBC-15
UR
SC-10
UR
OBC-16
UR
UR
OBC-17
SC-11
ST-5

For Internal Circulation only


Page 90

E1-E2 CSS
69
70
71
72
73
74
75
76
77
78
79
80
81
82
83
84
85
86
87
88
89
90
91
92
93
94
95
96
97
98
99
100
101
102
103
104
105
106
107
108
109
110
111
112
113
BSNL India

11.454
11.620
11.786
11.952
12.118
12.284
12.450
12.616
12.782
12.948
13.114
13.280
13.446
13.612
13.778
13.944
14.110
14.276
14.442
14.608
14.774
14.940
15.106
15.272
15.438
15.604
15.770
15.936
16.102
16.268
16.434
16.600
16.766
16.932
17.098
17.264
17.430
17.596
17.762
17.928
18.094
18.260
18.426
18.592
18.758

5.175
5.250
5.325
5.400
5.475
5.550
5.625
5.700
5.775
5.850
5.925
6.000
6.075
6.150
6.225
6.300
6.375
6.450
6.525
6.600
6.675
6.750
6.825
6.900
6.975
7.050
7.125
7.200
7.275
7.350
7.425
7.500
7.575
7.650
7.725
7.800
7.875
7.950
8.025
8.100
8.175
8.250
8.325
8.400
8.475

17.802
18.060
18.318
18.576
18.834
19.092
19.350
19.608
19.866
20.124
20.382
20.640
20.898
21.156
21.414
21.672
21.930
22.188
22.446
22.704
22.962
23.220
23.478
23.736
23.994
24.252
24.510
24.768
25.026
25.284
25.542
25.800
26.058
26.316
26.574
26.832
27.090
27.348
27.606
27.864
28.122
28.380
28.638
28.896
29.154

UR
OBC-18
UR
UR
SC-12
OBC-19
UR
UR
UR
OBC-20
SC-13
ST-6
UR
OBC-21
UR
UR
SC-14
OBC-22
UR
UR
UR
OBC-23
SC-15
UR
UR
OBC-24
ST-7
UR
SC-16
OBC-25
UR
UR
OBC-26
UR
SC-17
UR
OBC-27
UR
ST-8
UR
OBC-28
SC-18
UR
UR
OBC-29

For Internal Circulation only


Page 91

E1-E2 CSS
114
115
116
117
118
119
120

18.924
19.090
19.256
19.422
19.588
19.754
19.920

8.550
8.625
8.700
8.775
8.850
8.925
9.000

29.412
29.670
29.928
30.186
30.444
30.702
30.960

UR
SC-19
UR
OBC-30
ST-9
SC-20*
OBC-31*

* TO ALLOT REQUISITE NUMBER OF POSTS WITHOUT VIOLATING RULE OF 50%.

BSNL India

For Internal Circulation only


Page 92

E1-E2 CSS

APPENDIX TO ANNEXURE-IV
ROSTER FOR DIRECT RECRUITMENT OTHERWISE THAN THROUGH OPEN COMPETITION FOR CADRE STRENGTH UPTO THIRTEEN POSTS.
CADRE INITIAL RECRUITMENT
STRENGT
H

REPLACEMENT NUMBER

ST

ND

RD

TH

TH

TH

TH

TH

TH

TH

10

TH

11

TH

12

1.

UR

UR

UR

OBC

UR

UR

SC

OBC

UR

UR

UR

OBC

SC

2.

UR

UR

OBC

UR

UR

SC

OBC

UR

UR

UR

OBC

SC

ST

3.

UR

OBC

UR

UR

SC

OBC

UR

UR

UR

OBC

SC

ST

4.

OBC

UR

UR

SC

OBC

UR

UR

UR

OBC

SC

ST

5.

UR

UR

SC

OBC

UR

UR

UR

OBC

SC

ST

6.

UR

SC

OBC

UR

UR

UR

OBC

SC

ST

7.

SC

OBC

UR

UR

UR

OBC

SC

ST

8.

OBC

UR

UR

UR

OBC

SC

ST

9.

UR

UR

UR

OBC

SC

ST

10.

UR

UR

OBC

SC

ST

11.

UR

OBC

SC

ST

12.

OBC

SC

ST

13.

SC

ST

TH

13

ST

NOTE : 1. FOR CADRES OF 2 TO 13 POSTS THE ROSTER IS TO BE READ FROM ENTRY 1 UNDER COLUMN CADRE STRENGTH TILL THE LAST
POST AND THEN HORIZONTALLY TILL THE LAST ENTRY IN THE HORIZONTAL ROW I.E. LIKE L
2. ALL THE POSTS OF A CADRE ARE TO BE EARMARKED FOR THE CATEGORIES SHOWN UNDER COLUMN INTITIAL APPOINTMENT. WHILE
INTIAL FILLING UP WILL BE BY THE EARMARKED CATEGORY, THE REPLACEMENT AGAINST ANY OF THE POST IN THE CADRE
SHALL BE BY ROTATION AS SHOWN HORIZONTALLY AGAINST THE LAST POST OF THE CADRE.
3. THE RELEVANT ROTATION BY THE INDICATED RESERVED CATEGORY COULD BE SKIPPED OVER IF IT LEADS TO MORE THAN 50%

BSNL India

For Internal Circulation only Page 93

E1-E2 CSS

RERESENTATION

BSNL India

OF

RESERVED

For Internal Circulation only Page 94

CATEGORY.

E1-E2 CSS

BSNL India

For Internal Circulation only


Page 95

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