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Damon - Infancy To Adelocance
Damon - Infancy To Adelocance
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Child Development.
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Review
The Development of Self-Understanding from
Infancy through Adolescence
William Damon and Daniel Hart
Clark University
and HART, DANIEL. The Development of Self-Understandingfrom Infancy
DAMON, WILLIAM,
1982, 53, 841-864. This review focuses on selfthrough Adolescence. CHILD DEVELOPMENT,
understanding,the cognitive basis for self-conception.Its purpose is to constructfrom the psychological literaturea descriptive account of self-understandingdevelopment between infancy
and adolescence. The paper begins by distinguishingself-understandingfrom other aspects of
self-concept, in particularself-esteem. It is argued that a developmental model of self-understanding is a necessary step in the assessmentand study of children's self-esteem. Next, the
review presents a justificationfor studying self-understandingseparatelyfrom other social cognitive achievements (such as understandingother people). With reference to William James's
theory, the self as a cognitive concept is analyzed into its diverse components. Empirical
studies of self-understandingin infants, children, and adolescents are then summarized and
placed within the theoretical frameworkof this conceptual analysis. The review identifies the
developmentaltrends consistentlyuncovered by empirical studies and presents a chronological
account based on these trends. Finally, the review proposes a developmentalmodel that outlines genetic and conceptualrelationsamong differentaspects of self-understanding.This model
is extrapolatedfrom the available literature,which is still in a germinal phase; therefore, the
model is considered speculative at this point. It is hoped that the model will be subject to
further empiricaltesting in time and will provide a theoreticalbasis for more precise definition
of developmental patterns in self-understandingbetween infancy and adolescence.
Psychological studies of concept formation
generally analyze how people understand a
problematical issue representing some important
feature of human life. Developmental studies
are similar in intent, except that they examine
people's conceptual understanding at different
life periods, since developmentalists assume
that with time the cognitive bases for people's
conceptual understanding undergo substantial
changes. In both developmental and nondevelopmental studies, the investigator's focus is on
the intellectual strategies, considerations, and
procedures by which a subject arrives at an
understanding of the problematic issue, and
on the nature of the conception ultimately expressed by a subject while reasoning about
the issue.
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842
Child Development
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843
cesses that ensure the similarity between selfand other-knowledge: imitation and ejection.
Through imitation, one takes onto the self the
features that one observes in the other; and
through ejection (imitation projected outward),
one endows the other with characteristics that
one observes in the self. So Baldwin wrote, "My
sense of myself grows by imitation of you, and
my sense of yourself grows in terms of myself"
(Baldwin 1902, p. 185); and, elsewhere, "So
the dialectic may be read thus: my thought is
in the main, as to its character, a personal self,
filled up with my thought of others, distributed
variously as individuals; and my thought of
others, as persons, is mainly filled up with myself" (1902, p. 18). A number of empirical
studies have demonstrated that, in many respects, the two types of knowledge do indeed
develop in parallel fashion in the individual
(Livesly & Bromley 1973; Mullener & Laird
1971; Secord & Peevers 1974).
But despite the important parallels pointed
out by Baldwin and his followers, there are
also many obvious differences between self- and
other-understanding. In fact, these differences
often overshadow the similarities, and may lead
us to question whether statements made by
Baldwin, Lewis and Brooks-Gunn, and others,
have too strongly stressed the similarities while
neglecting the distinctions between self- and
other-knowledge.
For one thing, there is the distinction mentioned by Baldwin himself between "that which
is immediate and that which is objective" (1902,
p. 18). Although Baldwin chose to ignore this
issue, it hardly seems a minor point as far as
the development of cognitive structures is concerned. It is difficult to imagine that the entire
range of affect and cognition to which one has
access in the "immediate" experience of self
can be wholly and adequately represented
through ejection or any other means for the
sake of knowledge about others. An equally
serious problem applies to the converse effort
of gaining "objective" knowledge about the self.
As Taylor and Fiske have pointed out, a person's perceptual orientation is "focussed on the
situation in which he is behaving, and he literally cannot see himself performing his actions"
(Taylor & Fiske 1975, p. 439). In contrast, a
person often can observe others' actions with
little difficulty. In Taylor and Fiske's own
studies, they have found that ". .. point of view
does indeed markedly determine causal interpretations of social situations" (p. 445). This
permanent difference in perceptual orientations
toward self and other seems certain to create
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Child Development
cial characteristics (relations, roles, personality), and all the "spiritual"characteristics (consciousness, thoughts, psychological mechanisms)
that identify the self as a unique individual. Because of a consistent trend in the studies to be
reviewed, we will add a fourth constituent: the
active qualities of self (capabilities, typical activities). James analyzed his three primary constituents qualitatively in terms of their nature
and relation to one another. His suggestion was
that each individual organizes the constituents
of the "Me" into a hierarchical structure that
assigns differential values to each of the various material, social, and spiritual constituents.
James's assumption was that all individuals
hierarchize the basic constituent "Me" categories similarly, with "the bodily me at the bottom, the spiritual me at the top, and the extracorporeal material selves and the various social
selves between" (p. 57). Although James admitted to some individual variation in how the
constituents were formulated, he did not recognize the possibility that their hierarchical interrelations might vary, both across individuals
and within one individual over time. This is the
same error by omission found in recent selfesteem research, as we have noted above.
James's theory may in fact have led later researchers astray in this regard, particularly since
James himself offered some speculations about
how to measure self-esteem.
The "I" is the "self-as-knower," the aspect
of self that continually organizes and interprets
experience in a purely subjective manner. The
individual is aware of the "I" through three
types of experiences: continuity, distinctness,
and volition. A stable self-identity derives from
a sense of the continuity of the self-as-knower.
As James wrote, ". .. each of us spontaneously
considers that by 'I'The means something always
the same" (p. 63). A feeling of individuality,
of distinctness from others, also derives from
the subjective nature of the self-as-knower:
"Other men's experiences, no matter how much
I may know about them, never bear this vivid,
this peculiar brand" (p. 71). A sense of personal volition is perhaps the quintessential experience of the self-as-knower. The very notion
of subject denotes an active processor of experience. Through one's own thoughts and interpretations of the world, one exerts agency of
the most fundamental kind over self. Finally,
implicit in the experience of each of these selffeatures (continuity, distinctness, and volition)
is the additional second-order awareness of the
self-reflectivity that knows the nature of self.
James predicted that the "I" aspect of the
self-duality would prove elusive to empirical
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Chronology of Self-Understanding
from Infancy to Adulthood:
A Review of Empirical Studies
The following review draws on a range of
845
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846
Child Development
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Child Development
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852
Child Development
son?" From children's responses to this dilemma, Selman has outlined three childhood levels
of self-awareness.
Selman's first level, which he calls "physicalistic conceptions of self," is almost identical
with Broughton's first level. At this level, the
child makes no distinction between inner psychological experience and outer material experience. In response to the Mike dilemma, children at this level typically will deny that a
person's statements and behavior can be distinguished from the person's feelings: "If I say that
I don't want to see a puppy ever again, then I
really won't ever want to." Since the child is
not aware of psychological experience apart
from overt physical attributes and acts, the
child views the self only in physical terms. The
self's volitional tendencies are tied to specific
body parts and derive strictly from the functioning of these parts; for instance, "I am the
boss of myself . . . [because] my mouth told
my arm and my arm does what my mouth tells
it to do" (p. 95).
Later in childhood, according to Selman,
children recognize differences between inner
and outer states, and define the "true self" in
terms of subjective inner states rather than material outer states. Unlike Broughton, Selman
believes that this developmental transformation
in children's self-knowledge occurs in two levels
rather than in one. First, writes Selman, children by age 6 or so realize that psychological
experience is not the same as physical experience, but they still believe that the two types
of experience are consistent with one another.
Then, by age 8 or so, the child realizes that the
self can fool oneself as well as others because
of discrepancies between one's inner experience
and one's outer appearance. Thus, Mike might
really feel that he wants another puppy (psychological experience) even though he might
say he does not (behavioral appearance). At
this point, conscious deception becomes a possibility for the child, because the child is able
to manipulate the relation between internal and
external reality. The child now sees that the self
can monitor its own thoughts in a more direct
way than others can. This means that one can
put on a facade that others may not be able to
penetrate. While the child admits that sometimes one's facade will fool the self as well as
others, the child is also aware that generally the
self has better access to one's own psychological experience than do others. This appreciation of the private, subjective nature of self, according to Selman, leads the child to a "reflec-
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854
Child Development
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855
This establishes a new mode of self-control generated by one's mental powers of self-reflective
self-awareness. Selman offers the following example: in response to a question asking about
one's reactions to the loss of the puppy in Selman's dilemma, a young adolescent might say,
"I can fool myself into not wanting to see another puppy if I keep on saying to myself, 'I
don't want a puppy; I don't ever want to see
another puppy."
Although the adolescent at Selman's fourth
level generally believes that one has control
over one's thoughts and emotions, there is also
some awareness that certain mental experience
is beyond one's volitional reach. For example,
Selman quotes one young adolescent who said,
"If I did something wrong, I really can't forget
about it because of time. I really can't make
myself forget; I will always remember it" (p.
103). But this apparent incongruity with the
notion of self-reflective self-control poses an unresolvable contradiction to the young adolescent, who simply segregates the two irreconcilable notions of self in disparate, unrelated statements. Only at level 5, according to Selman,
does the older adolescent resolve this problem
by constructing the notion of conscious and
nonconscious levels of experience (or some parallel version of this notion). The level 5 solution is that there are mental experiences that
can influence one's actions but which are not
available for conscious inspection. For example,
Selman quotes one level 5 response to the question "Why did Mike say he didn't want to ever
see another puppy again?" The adolescent replies, "He may not want to admit to himself
that another dog could take Pepper's place. He
might feel at some level that would be unloyal
to Pepper to just go out and replace the dog.
He may feel guilty about it. He doesn't want to
face these feelings, so he says, no dog." (Is he
aware of this?) "Probably not" (p. 106).
According to Selman, therefore, self-understanding in adolescence begins with a global
notion of the "I" as a self-reflective, active controller of one's experience, with some uncoordinated recognition that there are limits to this
awareness and control. Later in adolescence
one develops the notion of two different levels
of mental experience, one conscious and one
nonconscious, both of which can influence one's
thoughts and actions. In this manner, the adolescent conceptually constructs a unified self-system while still preserving the notion that selfawareness and conscious self-control have their
boundaries.
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856
Child Development
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Child Development
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860
Child Development
umns of the model's front face). These developmental changes are the trends described in this
review. Within the 16 boxes of the model's
front face, we have offered abbreviated descriptions of these main developmental trends.
In addition to these vertical developmental
trends within each of the four self-schemes,
there is another important ontogenetic trend in
children's understanding of the self-as-object.
This is an age-related shift that favors, respectively, the physical, active, social, and then psychological aspects of self as the child becomes
the adolescent. This movement is represented
along the darkly outlined diagonal boxes of the
model's front face. It is this movement that has
seen the focus of previous unidimensional accounts of self-concept development. Although
we believe that these previous accounts have
erred in their too exclusive focus on this one
ontogenetic movement, we do believe that it is
a dominant dimension within a multidimensional developmental progression. For this reason this movement occupies the central position
on the front face of our model. The four boxes
along the darkened diagonal represent the prototypical conceptions of self at each of the four
general self-understanding levels (rows 1, 2, 3,
and 4 along the front face).
As for these four self-understanding levels,
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862
Child Development
least one implication is clear. It must be concluded that existing instruments for measuring
self-concept and self-esteem in children and
adolescents are gravely in error, since none of
these instruments takes into account the developmental transformations outlined in this review. This is not a conclusion that is totally new
to this review. In fact, in at least two cases
(Harter 1982; Rosenberg 1979), researchers
who themselves construct scales to assess children's self-esteem have acknowledged this problem, although these researchers have not modified their own scales accordingly. Rosenberg
asserts that self-esteem measurement ought to
take account of his finding that children emphasize physical and active characteristics in
their self-reports, whereas adolescents emphasize inner psychological characteristics (like
emotions and thoughts). But Rosenberg does
not adapt his own global self-esteem scale to
these developmental insights. Harter, in recognition of similar possible developmental changes
in orientation towards self, separates her "perceived competence" scale into physical, cognitive, and social subscales, assuming that each
of these "factor structures" may be weighed
differently by older than by younger children.
Harter also uses different items and item formats for testing persons at different ages. But
in her test construction, Harter does not go as
far as to assume that self-concept may be radically reorganized with development. She maintains as a major criterion of her scales a factor
structure that stays stable across age level (Harter 1980, p. 16), whereas developmental theory
and research, as outlined in this review, shows
that age change implies a reordering of factors.
Similarly, the validity of other child and adolescent measures that rely on factor continuity
across this broad age range (see Dusek & Flaherty [1981] on Monge's self-concept measure;
Kokenes [1974] on Coopersmith) must be questioned, because of the indisputable fact of developmental transformation in self-understanding from childhood to adolescence. In the future, self-concept measures designed for use
with children or adolescents must incorporate
the changing nature of self-understanding. For
instance, when young children are involved,
test items should focus on the body and its typical activities; whereas, with adolescents, items
must focus on the social and psychological aspects of self, and on notions of the self's unique,
volitional, and self-reflective experience.
Finally, models of social cognitive development must integrate the acquisition of self-un-
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Child Development
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