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WCDMA Handover Fundamentals
WCDMA Handover Fundamentals
WCDMA Handover
Fundamentals
GSM-to-UMTS Training Series V1.0
HUAWEI Confidential
www.huawei.com
Change History
Date
Revision
Description
Author
Version
2008-11-22
1.0
Draft completed.
Gao Bo
2009-01-07
1.1
Cheng
Fangyuan
2009-01-19
1.2
Kuang Jun
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Mobility of the UE
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Cell_PCH
Cell reselection
Cell_DCH
GSM:
Handover
UTRAN:
Inter-System
Handover
Cell_FACH
GSM
Connected
Mode
GPRS
Packet
Transfer
Mode
Release RR
Connection
Release RRC
Connection
Release of
temporary
block flow
Establish RRC
Connection
Initiation of
temporary
block flow
Idle Mode
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Establish RR
Connection
Scope
After this course, you are able to:
l Learn about the differences between the GSM
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Contents
Training.huawei.com
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l Handover Purpose
l Handover Types
l Soft Handover and Hard
Handover
l Handover Procedure
l WCDMA Handover Concepts
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GSM HO Purpose
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GSM HO Types
l In terms of signaling:
Soft handover (softer handover)
Hard handover
l In terms of source cell and target cell
attributes:
Intra-frequency handover
Inter-frequency handover
Inter-mode handover (FDD <-> TDD)
Inter-RAT handover (UMTS <->
GSM/CDMA2000)
l In terms of handover purpose:
Coverage-based handover (primary
function)
Load balancing-based handover
(optional)
Service sharing-based handover
(optional)
Speed estimation-based handover
(optional)
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Inter-RAT handover
Based on
Based on
Based on
Coverage
Load/
Based on
UE Speed
Coverage
WCDMA Freq. 1
Load/Service
Inter-frequency handover
GSM/GPRS/EDGE
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WCDMA Freq. 2
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Soft Handover
Hard Handover
Multiple
One
No
Yes
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RNC
NodeB
NodeB 1
NodeB 1
NodeB 2
Soft handover
Softer handover
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NodeB 2
Hard handover
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Measurement
Phase
Decision
Phase
Execution
Handover
MR
preprocessing
Penalty
processing
Basic queuing
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Network characteristic
HO decision
adjustment
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Measurement
[ Measurement control
[ Measurement implementation and
result processing
[ Measurement report
Measurement
Decision
l
Decision
[ On the basis of measurement
[ Resource application and
assignment
[ Mainly accomplished by the network
(RNC RRM)
Execution
l
Execution
[ Signaling procedure
[ Failure rollback supported
[ Measurement control update
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Active set
Monitored set
Detected set
Event report
[ Event-to-period report
(1A, 1C)
l Periodical report
l
l
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Questions
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Summary
l This chapter describes the handover purpose and the common
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Contents
Training.huawei.com
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Measurement Report
l Basic Concepts of Measurement
l Intra-Frequency Measurement Event
l Inter-Frequency and Inter-RAT
Measurement Event
l UE-Internal Measurement
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UTRAN
MEASUREMENT CONTROL
Measurement report:
UE
UTRAN
MEASUREMENT REPORT
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Measurement Model
parameters
Layer 1
filtering
Layer 3
filtering
parameters
C
C'
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Evaluation
of reporting
criteria
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Measurement ID
Measurement event ID
Filtering coefficient
Report hysteresis
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Reporting Criteria
l Reporting criteria
Reporting range
Threshold
Hysteresis
Trigger delay time
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Reporting
Range
Hyst
1A Event
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1B Event
Not
triggered
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Event 2B: The estimated quality of the currently used frequency is below a certain
threshold and the estimated quality of a non-used frequency is above a certain threshold.
Event 2C: The estimated quality of a non-used frequency is above a certain threshold.
Event 2D: The estimated quality of the currently used frequency is below a certain
threshold. Used to enable the compressed mode.
Event 2F: The estimated quality of the currently used frequency is above a certain
threshold. Used to disable the compressed mode.
Event 3A: The estimated quality of the currently used UTRAN frequency is below a
certain threshold and the estimated quality of the GSM cell is above a certain threshold.
Event 3C: The estimated quality of the GSM cell is above a certain threshold.
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UE-Internal Measurement
l Event 6G: The UE DL Rx-UL Tx time difference for a RL included in
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Questions
measurements involve?
l Which events do the UE-internal measurements
involve?
l Which events do the inter-frequency
measurements involve?
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Summary
l This chapter details the meaning and applications of intra-
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Contents
Training.huawei.com
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l Soft Handover
l Intra-Frequency Hard Handover
l Inter-Frequency Hard Handover
l Inter-RAT Hard Handover
l HSDPA Handover
l Compressed Mode
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Soft Handover
l Overview
l Measurement
l Algorithm
l Procedure
l Execution
l Common Parameters
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Overview
l
Characteristics
[ RLs between the UE and multiple cells in the UTRAN after the handoverActive set
[ Softer handover can be implemented between multiple cells in a RLS.
Soft handover. Selection combination on the uplink and maximum ratio combination on the
downlink.
Softer handover. Maximum ratio combination on the uplink and downlink.
Advantages
[ Soft handover gain, which involves
Multi-cell gain: Multiple unrelated branches in the soft handover reduce the requirements on
shadow fading margin.
Macro diversity combining gain: The improvement on the link demodulation performance
brings the power gain against the fast fading.
[
Load sharing: On the uplink, multiple cells receive the UE signals, which reduces the transmit
power of the UE. On the downlink, multiple cells transmit the RF signals, which reduces the
transmit power of each cell.
[ Number of call drops due to ping-pong handovers is reduced.
Disadvantages
[
[
[
The downlink resource consumption is large, especially the code resources consumed by the
high-speed BE services.
The downlink power gain is usually negative.
In case of power imbalance, side effect occurs.
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Measurement
l
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Measurement Events
l
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Decision Algorithm
l
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Execution
l
Execution
[ Updating principle of the measurement control
Set the neighboring cell and algorithm parameters according to
the best cell configuration
[ RLC mode
AM mode
[ Compensation and limit of the soft handover failure
Event-to-period report (Event 1A and 1C): leading to directed
retry
Controllable parameters: reporting period and number of
reports
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Procedure_RL Addition
l
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Procedure_RL Deletion
l
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Common Parameters
l
Relative threshold
[ Respectively configured for event 1A and 1B.
[ Threshold of 1A < Threshold of 1B, thus making it difficult to delete the RL and therefore
avoiding the ping-pong handover.
[ Generally set 3 dB for event 1A and 6 dB for event 1B.
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[IntraRelThdFor1ACS,IntraRelThdFor1APS
dB)
[Hystfor1A
[TrigTime1A
6 (3
lEvent 1B
[IntraRelThdFor1BCS, IntraRelThdFor1BPS
( 5 dB)
[Hystfor1B
[TrigTime1B
D640 (640ms)
10
E1A
E1B
lEvent 1C
[ Hystfor1C
4 (2 dB)
[TrigTime1C
D640 (640ms)
lEvent 1D
[TrigTime1D
D640 (640ms)
[Hystfor1D
8 (4 dB)
Other
lCell Offset 0
E1C
lINTRAFREQMEASQUANTITY
E1D
CPICH_EC/NO
lMAXCELLINACTIVESET
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l Soft Handover
l IntraIntra-Frequency Hard Handover
l Inter-Frequency Hard Handover
l Inter-RAT Hard Handover
l HSDPA Handover
l Compressed Mode
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Overview
Procedure
Common Parameters
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Overview
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Characteristics
l
Characteristics
[ After the handover, the UE is connected to only one cell.
[ Disconnect the original RRC connection first, and then perform the handover.
[ The original cell and the target cell have the same frequency.
[ Generally, the hard handover with synchronization is adopted.
Advantages
[ The code resources and hardware resource consumption is reduced.
Disadvantages
[ High call drop rate due to co-frequency interference
Application scenarios
[ No Iur-interface or Iur-interface congestion (mandatory)
[ The specific strategy can be based on code resources or signal quality, subject to
the practical applications.
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Measurement
[ Similar to the soft handover
Decision
[ Event 1D
Execution
[ The UE reports the CFN-SFN message
Synchronized hard handover
Use the existing DOFF
Continuous CFNs
[ The UE does not report the CFN-SFN message
Hard handover with the re-establishment timer
Reconfigure the DOFF
Calculate the CFNs according to DOFF
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Procedure
l
Signaling Procedure
Target
NODEB
UE
NODEB
Source
SRNC
3. ALCAP SETUP
3.ALCAP
4. PHYSICAL CHANNEL RECONFIGURATION
5. RADIO LINK
FAILURE INDICATION
6. PHYSICAL CHANNEL RECONFIGURATION COMPLETE
7. RADIO LINK
DELETION REQUEST
8. RADIO LINK
DELETION RESPONSE
9. ALCAP
RELEASE
9.ALCAP
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Common Parameters
l
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l Soft Handover
l Intra-Frequency Hard Handover
l InterInter-Frequency Hard Handover
l Inter-RAT Hard Handover
l HSDPA Handover
l Compressed Mode
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Overview
Procedure
Common Parameters
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Overview
l
Characteristics
[ Different frequencies before and after the handover
[ For the UEs with only one set of receivers, the auxiliary measurements in compressed mode
are required.
[ Generally use the hard handover with the re-establishment timer
Advantages
[ The handover success rate is higher than that of the intra-frequency hard handover.
[ The load balance is maintained among the carriers.
[ For hierarchical cells, a proper configuration of different data rates can be implemented.
Disadvantages
[ The extra radio resources are consumed due to the compressed mode.
[ The hard handover with the re-establishment timer prolongs the handover duration and
introduces the risk of call drops.
Applications
[ Discontinuous coverage of carriers (coverage-based handover)
[ Non-coverage handover
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Measurement report
[ Event report
Event 2D: The estimated quality of the currently used frequency is below a certain
threshold. Used to enable the compressed mode.
Event 2F: The estimated quality of the currently used frequency is above a certain
threshold. Used to disable the compressed mode.
Event 2B: The estimated quality of the currently used frequency is below a certain
threshold and the estimated quality of a non-used frequency is above a certain
threshold. Used to trigger the coverage-based handover.
Event 2C: The estimated quality of a non-used frequency is above a certain threshold.
Used to trigger the speed estimation inter-layer handover.
[ Periodical report
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Decision Algorithm
l
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Execution
l
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Procedure
l
Signaling procedure
NODEB
UE
NODEB
SRNC
3.ALCAP
4. PHYSICAL CHANNEL RECONFIGURATION
5. RADIO LINK
FAILURE INDICATION
6. PHYSICAL CHANNEL RECONFIGURATION COMPLETE
7. RADIO LINK
DELETION REQUEST
8. RADIO LINK
DELETION RESPONSE
9.ALCAP
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l Event 2B
lINTERFREQREPORTMODE EVENT_TRIGGER
InterFreqCSThd2FEcN0,InterFreq
R99PsThd2FEcN0,InterFreqHT
hd2FEcN0 -9
l InterFreqCovHOCSTh
lINTERFREQMEASQUANTITY
InterFreqCSThd2FRSCP,InterFreq
R99PsThd2FRSCP,InterFreqHT
hd2FRSCP -99
HYSTFOR2F
TrigTime2F
1280
InterFreqCSThd2DEcN0,InterFreq
R99PsThd2DEcN0,InterFreqHT
hd2DEcN0 -12
InterFreqCSThd2DRSCP,InterFreq
R99PsThd2DRSCP,InterFreqHT
hd2DRSCP -102
Hystfor2D
dEcN0,TargetFreqHTh
dEcN0,TargetFreqR99
PsThdEcN0 -13
l "InterFreqCovHOCST
hdRSCP,TargetFreqH
ThdRSCP,TargetFreq
R99PsThdRSCP"
105
l HYSTFOR2B 1 db
l TRIGTIME2B 100ms
TRIGTIME2D 200ms
Handover
Trigger
Measurement
Phase
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Decision
Phase
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CPICH_Ec/No
l Soft Handover
l Intra-Frequency Hard Handover
l Inter-Frequency Hard Handover
l InterInter-RAT Hard Handover
l HSDPA Handover
l Compressed Mode
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Overview
Algorithm
Procedure
Common Parameters
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Overview
l
Scope
[ WCDMA FDD <> GSM
[ WCDMA FDD <> WCDMA TDD
[ WCDMA FDD <> CDMA2000
Characteristics
[ Different Radio Access Technologies (RATs) before and after the
handover
[ Auxiliary measurement in compressed mode generally required
Advantages
[ Coverage: solve the transition between different RATs
[ Capacity: leverage the existing equipment to a maximum extent (2G->3G)
Disadvantages
[ The procedure is complex and has the high requirements on the
equipment compatibility.
[ The UE is complex.
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Decision Algorithm
l
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Procedure
l
Execution
UE
N o de B
SR N C
CN
M SC
1 . R elo catio n
R equ ired
2 . P repare
H ando ver
5 . P re pare
H ando ver
R espo nse
6 . R elo catio n
C o m m and
B SC
3 . H ando ver
R equ est
4 . H ando ver
R e qu est Ac k
7 . D C C H : H ando ver
fro m U T R A N C o m m and
8 . H ando ver
D ete ct
9 . H ando ver C o m plete
1 2 . Iu R e lea se
C o m m and
1 3 . Iu R elease
C o m plete
1 1 . Send
E nd
1 4 . Send E nd
Signal R espo nse
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1 0 . H ando ver
C o m plete
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InterRATCSThd2DEcN0,InterRATR
99PsThd2DEcN0,InterRATHThd
2DEcN0
-12
"InterRATCSThd2DRSCP,InterRAT
R99PsThd2DRSCP,InterRATHTh
d2DRSCP -102
HYSTFOR2D
TRIGTIME2D
200ms
l Event 2F
InterRATCSThd2FEcN0,InterRATR9
9PsThd2FEcN0,InterRATHThd2
FEcN0
-9
"InterRATCSThd2FRSCP,InterRAT
R99PsThd2FRSCP,InterRATHTh
d2FRSCP -97
HYSTFOR2F
2(1db)
l Event 3A
l2D2FMeasQuantity CPICH_RSCP
IRHOUsedFreqCSThdEcN
0,UsedFreqR99PsThdE
cN0,UsedFreqHThdEcN
0
-10
lINTERRATREPORTMODE
EVENT_TRIGGER
lBSICVERIFY
REQUIRE
"IRHOUsedFreqCSThdRS
CP,UsedFreqR99PsThd
RSCP,UsedFreqHThdR
SCP
-100
"InterRATCovHOCSThd,T
argetRatR99PsThd,Targ
etRatHThd
95
HYSTFOR3A
TRIGTIME3A 60ms
TRIGTIME2F 1280ms
Handover
Trigger
Measurement
Phase
Decision
Phase
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l Soft Handover
l Intra-Frequency Hard Handover
l Inter-Frequency Hard Handover
l Inter-RAT Hard Handover
l HSDPA Handover
l Compressed Mode
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HSDPA Handover
l
Overview
Common Parameters
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Scope
[ HS-DSCH handover related to HSDPA
HSDPA serving cell update
Handover between HSDPA and DCH
Principle
[ For services meeting the threshold, the HSDPA resources are
used. To maximize the throughput, the HS-DSCH serving cell
follows the best cell in the active set.
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For the serving cell of which the HS-PDSCH is changed in the active set
[ The best cell is decided according to 1D event, and the handover is
performed in time.
[ The handover protection timer is started after the handover to avoid
ping-pong handover.
For the serving cell of which the HS-PDSCH is changed in hard handover
[ The HSDPA channel is established in the target cell while the hard
handover is performed.
[ If the target cell does not support the HSDPA, the DCH is established.
For the serving cell of which the HS-PDSCH is changed in soft handover
[ If the best cell does not support the HSDPA, and the currently serving
HSDPA cell is deleted, the data services are preferred to be established
on the HSDPA channel.
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Common Parameters
l
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Compressed Mode
l
Purpose
Figure
Implementation
Common Parameters
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Purpose
l
Purpose
[ Inter-frequency or inter-RAT measurement can be performed in FDD.
Causes
[ Downlink compression: one transceiver can work with only one TRX frequency.
If the transceiver needs to measure the signals of other frequencies, the
transceiver must stop working and switch the working frequency over to the
target frequency for measurement. To ensure that the downlink signals can be
properly transmitted, the transceiver must transmit the original signals in the
remaining transmitting duration.
[ Uplink compression: When the measurement frequency is close to the uplink
transmit frequency, that is, the operating frequencies of GSM 1800 or GSM
1900 is close to the uplink working frequencies in FDD, the transceiver must
stop transmitting the uplink signals to guarantee the quality of the
measurement.
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Figure
l
Figure
One frame
(10 ms)
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Implementation
l
Implementation
[ Halving the spreading factor
The spreading factor of the compressed frame is used as a half and is replaced by the
scrambling code if necessary.
Advantage: The processing of the RNC is simple, and relatively greater TGL can be
provided.
Disadvantage: The NodeB processing capability is occupied, and the code resource usage
is decreased. It cannot be used in the case of SF = 4. In addition, it has a significant
impact on the coverage, and the replacement of the scrambling code brings about
relatively greater interference.
[ Hole-drilling mode (protocol cancellation)
The encoding redundancy can be decreased.
Advantage: The higher layer is simple. In addition, it can be used in the case of SF = 4,
and the code resource usage is not affected.
Disadvantage: It is restricted by the channel encoding feature. The encoding gains are
reduced.
[ Higher layer scheduling
By restricting the TFCS, the Mac layer changes the data transmission rate.
Advantage: The introduced interference is relatively low.
Disadvantage: The processing of the higher layer (layer 2) is complicated and can be used
only in non-real-time data services.
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Compressed Mode
l
Key points
[ FDD cell search capability and complementary format queue
Frame#1
Slot#1
Frame#1
#1
Frame#3
#1
#7
#2
#1
#15
#3
Frame#3
Frame#2
#4
#5
#6
Frame#4
#9
#7
#15
#9 #10 #11 #12 #13 #14 #15
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Compressed Mode
[ Power control performance
Power TX after the timeslot is compressed: possibly in line with the radio channel
Recovery period power control process: speeding the power control process towards target
ITP: Initial Transmit Power (the uplink power control method to be used to compute the initial
transmit power after the compressed mode gap)
Recovery period power control: RPP
Power control compensation: DeltaSIR and DeltaSIRAfter
[ Tracing performance
There exists clock drift. Therefore, the TGPL cannot be large to reduce the cell synchronization
loss during the frequency handover. (Duration of step loss is around 300 ms.)
[ Interference control
Compressed mode method selection
[ Synchronization of compressed mode
Activation synchronization
CFN takes 256 chips as the cycling period.
The UE and NodeB have different delays for receiving signaling.
The start time of the UE and NodeB is not more than 256 chips.
Soft handover synchronization
After the compressed mode is started, the handover is still preferably soft handover.
Soft handover can possibly occur in different NodeBs.
The synchronization of the newly-added compressed frame in radio link and original link
must be guaranteed.
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Limitations
[ Overlap of gap pattern sequences cannot be created, that is, two or
more gap pattern sequences cannot be created in the same frame.
[ Only seven timeslots can be compressed in each frame.
[ Three consecutive compressed frames cannot co-exist.
[ When multiple compressed modes run simultaneously, the above
conditions must be met.
[ TGPL1 must equal TGPL2.
[ Each compressed mode pattern sequence is used for only one kind of
measurement.
[ The uplink and downlink compressed mode pattern sequence
parameters cannot be separately set.
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TGCFN: Connection Frame Number of the first frame of the first pattern within the Transmission
Gap Pattern Sequence
TGSN: Transmission Gap Starting Slot Number (slot number of the first transmission gap slot within
the TGCFN)
TGL1: length of the first Transmission Gap within the transmission gap pattern expressed in number
of slots
TGL2: length of the second Transmission Gap within the transmission gap pattern
TGD: transmission gap distance indicating the number of slots between starting slots of two
consecutive transmission gaps within a transmission gap pattern
TGPL1: duration of transmission gap pattern 1
TGPL2: duration of transmission gap pattern 2
Frame mode
[ Single frame mode: one complete compressed gap in one frame
[ Double frame mode: one complete compressed gap in two frames
Frame type
[ Frame Type A: obtaining the maximum compressed gap
[ Frame Type B: The TPC bit is inserted into a fixed position in the compressed gap so that the
medium-to-high rate power control performance can be improved. It works with the ITP.
l
l
l
l
l
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Questions
handover?
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Summary
l This chapter describes the basic handovers in the WCDMA system. The
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Contents
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RRC Redirection
[ The initial signaling connection is established, the cell request is
rejected, and the RRC directed retry fails. (Directed retry has a higher
priority than redirection. When the directed retry fails, redirection is
triggered after the cell request is rejected.)
Blind Handover
[ Inter-frequency load balancing (blind handover to inter-frequency cells)
[ RRC Directed Retry
[ RAB Directed Retry
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Scenario (1)
[ Between inter-frequency overlapped coverage cells
cell1
1
cell2
Inter-frequency overlapped
coverage cell of Cell1
Signaling process:
1 RRC CONNECTION REQUEST
2 RRC CONNECTION SETUP
3 RRC CONNETION SETUP COMPLETE
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Scenario (2)
[ Between intra-frequency cells, and the UE is in the soft handover area
cell1
cell2
2
1
Signaling process:
1 RRC CONNECTION REQUEST
2 RRC CONNECTION SETUP
3 RRC CONNETION SETUP COMPLETE
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LinearFactor: linear coefficient of selecting the candidate set compared with the
threshold and time interval
ADD INTERFREQNCELL
l
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RRC Redirection
l
Scenario
[ The UE fails to initiate signaling connection, and the RRC directed retry
fails.
GSM cell
Inter-freq cell
1
cell1
2
UE initial camping cell
Signaling process:
1 RRC CONNECTION REQUEST
2 RRC CONNECTION REJECT
1 The UE initiates access to the
specified cell of other frequencies after
cell reselection.
1 The UE initiates access to the
specified GSM cell after inter-RAT cell
reselection
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Scenario
GSM CELL
4
UTRAN CELL
1
2
CN
Signaling process:
1 RAB Assignment (from CN)
2 SRNS relocation (to CN)
3 Handover from UTRAN ( Inform UE
access to GSM system)
4 Handover Complete (GSM message)
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Questions
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Summary
l This chapter describes the triggering scenarios for the RRC directed retry,
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