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Page 1
Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
Acknowledgements
Page 2
Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
Preface
This dissertation will be a report describing how to upgrade slum areas, on a micro level, but in a
global perspective. Simple and basic ideas for how to improve or build housing, water and sanita-
tion for the poorest people all over the world. All written in a perspective of the overwhelming
urbanization and the about one billion people living in the slum.
The slum issue of today is a two folded issue, that pretty much divides itself at equator. The prob-
lematic of slum that occurs in the northern part of the world, are of a completely different state,
then the slum in southern countries. It is important to underline, that this dissertation only relates
to the slum on the southern globe.
The dissertation takes its beginning, at the UNhabitat defined, minimum requirements for dwell-
ings. These requirements defines the minimum standards that all homes or dwellings should
provide.
Based on the UNhabitat requirements and common building knowledge, deferent materials and
methods will be examined.
In the end the end, the examined materials and methods, will be evaluated and finally different
possible solutions to the problem will be sketched.
Question: How can we improve life of slum dwellers around the world with help from
already knowns methods and materials? And how can we make future improvements?
Troels vejby
Page 3
Anal
ysi
s
Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
1 http://en.wikipedia.org/wiki/Slum
2 http://www.un.org/millenniumgoals/pdf/mdg2007.pdf
3 http://en.wikipedia.org/wiki/Slum
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Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
Denmark are of course of a completely different standard than the poorest slum areas in Mumbai.
The fundamental difference between the “northern” and “the southern” slum is the great differ-
ence in income or the massive economicalal poverty and the great infrastructurure needs in the
third world.
Ill. 3:30 biggest slums in the world. Source: Mike Davis: “Planet of the slums”
The worst kind of slums are to be found in South America, south of Sahara and South-east Asia.
Countries like India, Mexico and Nigeria have become known for there giant slum districts. Slums
also occurs on the northern hemisphere. China, Russia and Turkey house millions of slum dwellers,
although the conditions of these slums offer a higher standard, and therefore not to be classified
as poorly, as the slum on the southern hemisphere.
0 20 40 60 80 100 120 140 160 180 200 0 50 100 150 200 250 300 350
Page 6
Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
Urbanization today seems to have exploded.4 In 2006, a tipping point was reached: more then
half of the worlds population was living in cities5. As a consequence cities like Mumbai, Sao Paulo,
and Lagos have reached the status of mega cities. Cities with more then 10 million inhabitants.
Massive cities are rising around the actual city cores, with millions of people, desperately trying
to make a living. They seek the cities, looking for a better life than the rural areas can provide. But
in the Third World the migration towards the city often many times has a completely different and
more crucial character. Dreams of working in a factory or behind a desk often become an illusion.
And instead of house, car and education it ends in poverty and unemployment. But still, it is a bet-
ter life then the rural life. In the city it's easier to make a living. Selling chewing gum, corrugated
iron sheets, or other accessories at street corners is often seen, but too often the city dream also
ends in prostitution, drugs and crime.
Who is affected
2 billion by 20306, and often the numbers are un- Income per day
100%
derestimated7. That makes one of every six person
80%
in this world a slum dweller. The proportion of
60%
urban dwellers living in slums decreased from 47
40%
percent to 37 percent in the developing world
20%
between 1990 and 20058. However, due to rising
0%
population, the number of slum dwellers is rising. $1 $1.25 $1.45 $2 $2.5 $10
is the poverty, the overall description of slum Ill. 6:Source: The world bank; Poverty overview.
dwellers is poor people. In 2008 the World Bank defined the absolute poverty as an income less of
4 http://en.wikipedia.org/wiki/Urbanization
8 http://www.un.org/millenniumgoals/pdf/mdg2007.pdf
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Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
1.25 dollar a day per person, and moderate poverty when a person lives below 2 dollars a day9.
Other characteristics of the urban poor are a minimum educational level and a very young demo-
graphic distribution.10
10 http://en.wikipedia.org/wiki/Slum
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Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
dress12. This does not make people feel like they belong and therefore does not inspire a common
responsibility for the area. In areas with no building codes, no regulations and no cadastral num-
ber, you can not own anything and there will be no legal consequences if somebody harms or
takes your property.
Even if the city helped solve the deficiencies of the urban poor, it would be dealing with a rather
difficult group. People with very little education and, after often two or three generations in the
highly dense slum, a strong sense of group mentality. Convincing these people to move to better
standards is hard. Clean and open spaces often creates a feeling of xenophobia, because the
dense, dirty areas are such a great part of there life. Further more it would require massive invest-
ments.
Housing
Page 9
Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
of square meters per person14. Sometimes with a dividing pathway and constructed with a mono,
one direction, pitched roof.
The most common wall construction is created
from a 150mm concrete brick(Ill. 9), for external
walls, and 100mm concrete brick for internal.15
The bricks are made of factory-produced cement
and gravel or sand, found locally, for aggregate.
The concrete bricks are flexible in the building
process and easily produced on the site. The fact-
ory produced cement requires a demanding and
Ill. 9:Concretebricks are vastly used as a building material.
costly preliminary work. Besides it has a signific- Photo: Eskemose
ant negative environmental impact. As mentioned. it provides the dweller with security, structure,
durability and prevents against fire. The concrete block has, because of its density, a rather high
heat absorption. The bricks are connected with mortar.
Alternatively the walls can be created from the same iron
sheets as used for roof construction, wooden boards or from
random waste. Also burned clay blocks and other masonry
materials can be used. Choice depends on local materials, tra-
ditions and income.
The external walls are often left without any openings. If
Ill. 10:Concrete bricks are to be constructed
on site. Photo: Eskemose
there are openings, they are protected with bars. Glass are
rarely seen because of security related issues. The only opening is the door. An expensive but se-
cure door that when closed leaves the inside pitch dark. In general inhabitants in these buildings
do not care about the darkness. Protecting oneself against burglary and other crime has first pri-
ority16.
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Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
It's not only the light, but also the indoor climate, that has
second priority. In many places, all around the world, the roof
is almost always one layer of a corrugated iron sheet. The
length of the sheet determines the width of the house. The
sheets is very cheap, easy to produce and sold on every street
corner in the slum cities. Sometimes it is supported with
Ill. 11:Concrete bricks in constructions.
lathes, sometimes it is left with stones on top to keep it in
place (Ill. 12).
The metal has a negative impact on the indoor
climate. It conducts the heat, when it should pro-
tect against it. Underneath the roof, temperature
can reach 60°C in the middle of the day17. Often
no space or openings are left open for ventilation.
The heat, combined with indoor cooking, over-
crowded sleeping facilities and no ventilation, cre-
Ill. 12:Corrugated iron sheets holded down by stones and
ates a great potential for infections to be spread. cartires. Also wall construction executed in corrugated iron
sheets. Photo from Soweto, Johannesburg.
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Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
esting cases, “islands” of toilet blocks have been executed for common use. In those cases, con-
nection to municipality sewer line, has often been executed.
As already mentioned, water is almost always in-
accessible for the poor. In most cases the water
facilities are located far from where they are
needed. Sometimes water are only available few
hours a day. This forces people, mostly women, to
spend hours daily to bring water. Time that would
have been much better spend with their families
or at jobs.
In many cases there is no clean water. The wells
can be poisoned or polluted or simple dried out
because of low ground water. If the water supply
Ill. 14:A hole in the ground used for toilet purpose. Photo
is connected to the local sewer line, the piping from Mumbai.
can be poor or the quality of the water bad. In cases of inaccessible water supplies, people have to
cope with surface water only.
Without clean water and descent toilet facilities,
diseases, bacteria and viruses can spread easily,
especially in hot areas. Often there is only little
awareness of basic hygiene. Simple hand washing
would make a giant leap in terms of improving hy-
giene.
It is estimated that 2.5 billion people live without
proper water or sanitation in the world18. Ill. 15:Women queuing to get water at a well. Photo:
Eskemose.
18 http://www.unicef.org/wash/index_48818.html
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Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
The United Nations Human Settlements Programme (UN–HABITAT) is the United nations agency
for human settlements. Its mandate is to promote socially and environmentally sustainable towns
and cities with the goal of providing adequate shelter for all.
As a part of the UN defined “millennium development goals”, the UN-Habitat is working to
“halve, by 2015, the proportion of people without sustainable access to safe drinking water and
basic sanitation19” and “have achieved, by 2020, a significant improvement in the lives of at least
100 million slum dwellers”20.
Central for the UN-HABITAT is characterizing the personal relation to adequate housing as a
“right”. This element has been adopted by all UN members in the habitat agenda. The agenda
defines “adequate shelter” as “more then just a roof over one´s head. Adequate shelter also
means adequate privacy, adequate space, physical accessibility, adequate security, security of ten-
ure, structural stability and durability, adequate lightning, heating and ventilation; adequate basic
infrastructure, such as water supply, sanitation and waste management facilities, sustainable en-
vironmental quality and health- related factors and adequate and accessible location with regard
to work and basic facilities; all of which should be available at an affordable cost.”21
Since this dissertation is about issues relevant for constructing architecture, the following terms
will be fundamental for the assignment:
1. “adequate security”,
2. “structural stability and durability”,
3. “adequate lightning”,
4. “heating and ventilation”, and
5. “water supply and sanitation”,
. The terms “waste management” and “heating” carry less relevance. The professor at the
Copenhagen school of architecture, Jørgen Eskemose, has experience in working with upgrading
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Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
slums over decades. According to him only a few per cent of the urban poor have problems with
heating, therefore heating is not a problem with dealing with. Neither are waste management.
Since people are poor they do not produce very much waste, and what they produce they reuse.
The term “security of tenure” is, in my perception too peripheral for a constructing architect, to
deal with. Fundamental for all terms is the term “affordability”, second the term sustainability.
Page 14
on
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Di
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oday
Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
Housing construction
Establishing a decent lightning and indoor climate in the slum, without compromising security is
possible. Doing the same with a small, relative increase in expenses and no help from electrical
suppliers is a little harder, but feasible. Sometimes it does not even mean an increase in money,
but is only a matter of understanding basic building physics.
Slum areas are all different geographically and vary all in their climate. Generally speaking, slum
areas can be divided into two categories: hot dry regions and warm humid regions 22. The principal
elements that should be taken into consideration when examining an area, are: solar radiation, air
temperature, relatively humidity, rainfall and wind.
Hot dry regions: Defined by very hot days and a remarkable decrease in temperature during
night. The basic aim for the building is to protect against the solar radiation and heat transfer dur-
ing the day. The building should, if possible, store the heat, to release it during night.
Warm humid regions: Defined by a high humidity and high temperature during night and day. As
a consequence, the building can not cool down during night. The aim is in this part of the world to
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Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
The strongest thermal impact will occur across the roof, as it receives the greatest amount of sol-
ar radiation and is the most difficult to protect. The easiest solution is a mono pitched composite
roof. The roof is executed with a ventilated cavity between ceiling and roof, and enough overlap
from external wall to end roof to protect against rain. Depending on geographical placement, a
overlap of 200 to 400mm should be enough. Various other solutions of a higher technological
standard are of course available. But it is important to stress that the complexity of many of these
solutions would be impossible or too costly to implement in areas such as these.
The direction of the roof pitch, should be
considered. To minimize the solar radiation
on the roof, the pitch should point towards
south. In some cases, where the roof are
well ventilated and the external walls are
constructed poor, the roof pitch can point
north.
In the warm humid areas, the roof con- Ill. 16:Ventilation in hot dry areas. The composite roof and the walls
are integrated in a overall ventilation system.
struction should first of all protect against
the sun. But also ventilate and create a
proper air movement inside the house. By
using a air penetrable material, such as per-
forated plywood in the ceiling the compos-
ite roof can play a greater role in a total
housing ventilation. A cheap version would
be using fabric or perforated plastic instead
Ill. 17:Ventilation in hot dry areas. The ventilation in the composite
roof and the walls are separated.
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Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
Using the wall and the floor for ventilation and light
Using the composite roof system, as part of a total housing ventilation, requires other entrances
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Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
for the incoming air. These holes could also be used for the incoming light. The holes have to be
constructed so, that thieves, including kids, and insects can not enter. By using PVC or concrete
pipes, diameter 120mm or smaller with insect screens, the light and air can enter through the tun-
nels. The majority of ventilation shafts should be placed in southern façade, were the impact of
the sun is lowest. To optimize the ventilation, the shafts they should be placed as low as possible.
The lower the shafts get, the colder the air are and the longer the air has to travel to get out. The
opposite goes for the lightning canals. The higher they are placed the more useful are the incom-
ing light. By using relatively long pipes the direct sun will be excluded and the indirect light can
enter.
A combination of very low and very high placed tunnels are therefore recommended. The low for
the incoming air and the top ones for light and outgoing air(Ill. 16).
Most housing is made of concrete bricks masonry in slum-cities today. It is a popular building ma-
terial popular because; they the easy to use for inexperienced house-builders, they are produced
locally, and they provide both security and structural stability to the dwelling. But it is neither
cheap or sustainable.
Finding an alternative to the concrete bricks is big challenge. First of all criteria for a successful
material is needed. A successfully material should be: affordable, sustainable, flexible and provide
security and structural stability.
Wood
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Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
arly to our pine trees. This could create a building industry that is CO2 neutral and secure a lot of
jobs. Especially in counties like Brazil, where logistics based on illegal logging, that threatens the
existence of the rainforest. A restructuring of the forest industry in this area could prove very pos-
itive.
If no such structure is in place, and the trans-
portation and cutting up of the wood requires
massive amount of preliminary work, then it is a
very bad building material.
Successful projects have been carried out with
wood. The South American organisation “Un
techo para mi pais” (“A roof for my country”) have
executed no less then 42.000 transitional houses
in 15 South American counties. The transitional Ill. 21:Housing construction in wood. Photo:”Un techo para
mi pais”
houses are made of wood and are designed to be
low-cost, easy to construct and mobile. A typical house is 18 m2 (6x3) in size and costs approxim-
ately US $1,500, of which the beneficiary family contributes 10 percent. It is built in two days by a
team of eight to ten volunteers working alongside the beneficiary family24.
Adobe
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Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
the brick more durable, but it is also a more costly method than using the sun for drying.
Because the clay is very easy to get hold of, It is a
very easy basic material to get hold of. To use it as
a building material, one only need low technology
methods. This can open up for varies local suppli-
ers and can create small, new industries. The
abode bricks are shaped to a small square and left
to dry in the sun. It can also be shaped in the
hand and build while it still carries vapour, but
Ill. 23:Multible adobeconstructions in yemen.
then the construction will scrimp while drying.
To improve the durability and the structure, straw or other fibres can be added before drying.
The mix should carry at least 15-25 per cent of clay and straw around 20-30 per cent, in pieces of
maximum 5cm. Other materials, such as concrete or bitumen can be added to create a more flex-
ible or durable stone25.
Clay can be used in multiple storey buildings and is therefore usable in denser cities too. A great
example of this what have been build in Yemen26.
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Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
To prevent that the clay get washed away by the rain, a surface mixture cover by lime and sand or
lime, cement and sand, depending on the durability, can be added. Like we know it from plaster.
Afterwards lime, combined with various colours, can be used as a very beautiful and very cheap
paint. This could add a charm to the often depressing neighbourhoods.
Although the adobe technology have been used since the ancient time, the general know-how in
this area is not that great. But often people would only have to look a few generations back to re-
trieve the traditions. This could make the technology easy to re-implement.
Bricks by wastepaper
28 Kristiansen. 2009
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Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
not seem like an option. Since the construction are not windproof, it will be self ventilating29.
Neither does flooring or foundation seem to have a prober solution.
It does not seem like the United bottle projects can be a solution to scale.
ecoBUILD
29 http://www.united-bottle.org/
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Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
concrete footings and foundation brickwork, or with sand bagged footings depending on local to-
pography and founding material. The floor may be conventional concrete, or sand bagged with
screed over, or timber floor boards on timber joists.
The superstructure is built in a timber frame con-
struction and consists of vertical beams approxim-
ately one meter apart to form the stud work with
sand bags roughly 300x200x100mm packed neatly
in between. The external and internal wall sur-
faces are clad with plaster or planks laid ship-lap.
The completed wall system, providing acoustic
and thermal insulation, wind and impact resist-
ance. Window and door frames are incorporated
as in conventional timber frame building, and the
roof construction may be of beams and rafters or
trusses supporting sheeting or tiles. According to
the suppliers directions, the wall are both fire res-
istant (dos not say how much) and bullet proof31. Ill. 28:Vertacal section of the ecoBUILD structure. Drawing:
ecoBUILD.
Construction can take place at locations to which
road access or electricity is not provided, only
minimal amounts of water and cement are re-
quired. 1500 bags fit into the boot of a small car
and weigh only a few kilograms(Ill. 29). This is the
equivalent of 3000 bricks over the same area in a
cavity wall32.
The only "wet" trade required is the plasterer.
The plaster adheres easily to the sandbags and
Ill. 29:Bags can easily be transported to site site. Photo: eco-
chicken wire that covers the walls. The ecobags BUILD.
30 http://www.ecobuildtechnologies.com/products.htm#bag
31 http://www.ecobuildtechnologies.com/products.htm#bag
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Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
are made wet before the plastering process. The wet bags behind the plaster enable the plaster-
work to "cure" instead of merely drying, as it does in standard construction. The end result is a
very hard and reinforced cement finish.
Concrete
In general
32 http://www.ecobuildtechnologies.com/products.htm#bag
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Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
a great generator for the spread of infections. In order to attain all health benefits, technical solu-
tions are not enough. Sanitation and hygiene education, primary washing hands, is also needed.
Secondary, but still important, privacy and odour should be considered. The lack of water has a
great impact on the average day. Often people, especially women, have to walk for hour, seeking
water. Minimum requirements for a person is 50L a day33.
The most seen solution is to dig a great hole and leave the excrement and urine to the ground.
Depending on the existing culture, income and building possibilities, there are several alternative
technical solutions for treatment of human urine and excrements. The potential of the excreta
should therefore be thought through and not just considered as waste(Ill. 31). Most of these solu-
tions, when properly planned, built, used and maintained, ensure safe and adequate sanitation
and provide significant health benefits.
Sanitation methods should be chosen to motivate users for usage and maintenance of the facilit-
ies. To meet the needs of users, participation from the users side in sanitation planning is very im-
portant. Sanitation solutions dictated by outsiders are usually not long-lasting and in the long run
inappropriate solutions culturally will not be used by the local population34.
In less organized areas, very poor areas or areas with hard accessible terrain it might be a good
idea to lay the responsibility for the sanitation on the individual level. On-site solutions, ecological
sanitation where the excreta is dealt with on the site, in various latrine types, works great in areas
where the water supply does not cover the recommended needs. The installations does not, in
must cases, require water installations, and It does not necessitate much space and it can be util-
ized very well in high density populated areas.
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Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
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Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
tions shaft of minimum 100mm, that keeps the shelter odurless and, more or less, free of flies.
The ventilation pipe should at least be half a meter above the roof to ensure prober air move-
ment. On top of the ventilation shaft is a fly screen to prevent flies from enter. The actual latrine
should be painted a dark colour to direct to flies towards the light of the ventilation tunnel, where
they eventually will die with the time36.
Pour-flush latrine
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Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
Depending on the latrine and how well they are performed, a latrine can be build both inside the
house, outside the house, in yards, etc, but especially with pit latrines, location and distance to it
surroundings, should be considered. For not poisoning the water, latrines should be located at
least 30 meters from wells, rivers and lakes, as low as possible, and no less then 2 meters above
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Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
Page 30
Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
SQflex
41 http://www.indexaward.dk/
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Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
deliver up till 70 m3/day42. So when the slum infrastructure, sooner or later improves, a group of
SQflex can provide clean, sustainable, water for the poor.
Standing in line at a festival, waiting to make your turn, can be rather challenging expiries for
must people. Doing it everyday, for us, would be unbearable. But the sanitation facilities at
Roskilde festival would be luxury for many slum dwellers. The solution that most festivals uses,
with water and toilet facilities “islands”, can be both on- and off-site solutions. In the off-site solu-
tion a cloaking pipe are dug and connected from the municipalities sewage system to the sanita-
tion and water islands. In the off-site situation, the principal of the pour-flush latrine can be used
as a picture.
support that made it possible to built a series of toilet blocks, connected to the municipality sewer
line. All with a caretaker and a pay-per-use system, that could first of all generate founds for main-
tenance. Further, hoping that people could see the connection between cost and maintenance, to
protect against future vandalism.
The success for the toilet blocks in India is more of a political victory then technical victory. But
again it underlines that in these cases, they go hand in hand. The city administration stepped back,
42 Annex
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Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
from the role as the overall employer. They focused on only setting the standards and deliver wa-
ter and electricity and left the design, the construction and maintenance to the NGOs and com-
munities. Instead of the “clients” or “supplicants”, they sew themselves as “partners”. The great
lack of corruption tell something about how far a project can reach, when trusting the local com-
munities. Clearing the communication through a weekly meeting “brought all stakeholders togeth-
er to review progress and identify problems”44, also helped the process.
An average toilet block contain 25 seats, five of
them for children, cost around 53 UK£(1999) and
can each be served by 50 person each a day.45 But
no toilet block are alike. In all projects local
people play a part in the process. Simply because
there are all experts in their local community.
The alliance of the three organizations de-
veloped innovations in their various project. Chil- Ill. 41:Interier of Indian toilet blocks. Photo: SPARC.
dren were often scared to use the municipality toilets, that was before. The latrine hole was to
big, they were afraid of falling, the toilets were dark and unhygienic and the bad queuing habits,
made them wait for long time to get in. Generally the toilets were working poor and people had
no pleasure using them. Following initiatives improved the standards remarkably:
• Bright and well ventilated buildings in the centre of the communities
• A larger water tank, that ensured enough water for hand washing and maintenance.
• Separating the entrances for men and women improved queuing habits, securing woman
and children access to toilets and improved they privacy.
• The pay-per-use system, the caretaker and gaps in the door, for cleaning purposes, and
pour-flush toilets improved the hygienic level.
• Toilet plumbing inside an enclosure, made exterior walls cheaper and made the building
look cleaner.
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Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
• Planning the building with back to back toilets, with a single central pipe and single inspec-
tion chamber, limited the service installations. Cost of latrine sanitation solutions
Below are shown the cost estimations for different sanitation solutions implementation, include
construction cost, variable cost (15 per cent) and utilization and maintenance cost. Prices around
the world are different and therefore it is important to underline, that this is just a estimation.
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Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
Talking about issue on political and administration level, problems are visible as far the eye can
reach: Corruption, incompetence, ignorance, bureaucracy to name some. But with the optic of an
constructing architect we can limit the obstructions to three major issues:
• Design a realistic building code,
• Urban planing, according to fire precautions, and
• Using community contractors in when tendering.
Others problems may be important and prevent development in multiple cases but are to be
solved on other levels.
Building codes and regulations should be realistic, enforceable and reflective of community life-
styles and culture. Especially they should reflect the special needs of the poor in the slum accord-
ing to minimum plot size, incremental construction, and home based economic activities.
When upgrading slum, household are often demolished and people relocated far from their
workplaces, in order to live up to the high standards and regulations.
A major issue are the with of the roads. According to present standards, the with should be made
wider, regulated for health and fire related causes. People have now, often for generations, dealt
fine with the poor standards and therefore consider the regulations to be excessive. Low income
communities does not have that many cars and no big vehicles. The big roads serve only a little
purpose. Instead they can have a bad effect on the social life, because the roads often are used
for gatherings and children's play. Big roads and requirements of minimum plot sizes raises the
costs of the plots. This can make houses unaffordable for many poor. Often building codes and by-
laws prescribe, what we would call descent, standards for buildings. The requirements of materials
and constructions are often unreachable, and force the poor the violate the law. This again leads
to risks of demolishing, fines and further more bribing of the city administration. Building codes
should of cause prescribe requirements for materials, light, air etc. But instead of being a reason
to introduce improved housing methods, it can work with negative effect and keep dwellers from
Page 35
Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
improving anything.
The building code should also aim for improving the security for tenure, what is a major question
for many poor people. If one does not have security of tenure one are risking to loose all invest-
ment if/when the authorities, companies etc. may want to use the land for other purposes e.g. up
market housing, roads, educational facilities and more.
not spread to much, if it starts. One should not expect help from the local fire department. If they
do, they move out slow. Experiences from creating the huge festivals can be vulnerable.
Inspiration to creating fire belts could wisely
come from music festival were “cities” are raised
in a matter of hours. More then 100.000 people
camp at the Roskilde festival. When people enter
it is important to strictly keep the fire belts. The
dividing belts are of a with of about 6m and the
squares of about 40x40m46. Controllers secure
that fire belt are kept very strict sometimes with
support from authorities until people have found Ill. 44:About 250.000 people at glastonbury festival 2009.
Page 36
Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
When executing feasible improvement projects. Tendering process should be aiming at the com-
munities cooperatives and the local dwellers organizations. This often requires to break up the
projects to smaller and manageable pieces. All depending on the local contractors skills. This
might be a more demanding process for the developer. But “such arrangements will generate a
much needed income, improve skills, create a sense of ownership and civil pride, internalize profit
margins, and improve transparency in the use of municipal resources.”47
To start with both parties properly will have lack
in faith in each other, or just little experience with
working with one another. Using a NGO or integ-
rate the process in a development project might
be a possibility. Using a already known model for
collaboration, can move the “client” relationship
between the two parties to a “partner” relation-
Ill. 45:Community contractors in Soweto, Johannesburg.
ship.48
Introducing this process should be done on a legal basis. A beneficial agreement and later a con-
tract. The contract should include: “technical options, type and amount of community contribu-
tion, wages, use of contractors, implementation modalities, supervision, maintenance” and “be
responsible for operation and maintenance”49. This also gives formerly unorganized communities a
possibility of discussing, and introducing, a negotiation process about their social and economical
interest. Introducing community contracting to be applied in a larger scale, “community organiza-
tions need legal standing, enable them to interact effectively with external partners”50. By doing
this, the possibility of passing ideas about democratically chosen representatives can also be ap-
plied. This can move them from a informal status to a formal.
Page 37
ew
Revi
-t
owar
dsabet
terf
utur
e
Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
Evaluating discussion
Learning from last chapter it, it becomes visible that the alternatives to the present slum, does
exist. Both when it comes to housing construction, water and sanitation. They might not be a af-
fordble. There is a need for the infrastructure that could make these solutions affordable and
available. In general, a both sustainable and affordable upgrading of housing construction, might a
reality in a not so far future.
The UNhabitat definition of minimum requirement for a home:
1. structure/durability,
2. security,
3. light,
4. ventilation and
5. water & sanitation,
Based on the UNhabitat definition is now possible to evaluate whethen the, in the discussion giv-
en, examples are useful as for future materials or methods. Bedsides aspects like: affordability,
sustainability and fire precaution are fundamental from constructing architects point of view.
Following diagram, based on the given factors, shows that the adobe and the ecoBUILD methods
are far the best. Concrete are far from usable. And United bottles, in spite of the good idea,
should improve there design in order to implement it.
Light and ventilation are graded on the possibility of fixing a window or integrating a light tunnel
in the wall. On account of thermal issues, the weight on ventilation and heat absorbency most be
taken into consideration. In warm humid areas ventilation, most be prioritized over building ma-
terials with high density and heat absorbency weighted lower. In hot dry areas it is opposite. It is
important to bear in mind, that all factors are subject to substantial geographical variation.
This is a subjective grading:
Page 39
Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
Structure/durab.
Fireprecursion
Sustainability
Affordability
Ventilation
Componant/Criteria
Security
Light
sum
Adobe 5 5 5 5 5 5 5 5,0
ecoBuild 5 5 5 5 3 4 4 4,0
Wood (from replanteble trees) 5 5 5 5 2 5 1 3,4
Bottles 1 1 1 4 5 3 4 3,3
Bricks by wastepaper 4 5 5 5 1 2 5 3,0
Concrete 5 5 5 5 1 1 5 3,0
Page 40
Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
ilities of centralized sanitation facilities does not seem reachable, descent toilet facilities can also
be executed as a composite toilet.
It is recommendable to consider in depth whether there at all are basis for centralized sanitation
facilities exists. Starting projects that does not have the needed infrastructural, economical or or-
ganizational support often seem to lead to great disadvantages in the long run.
Also regarding water supplies the key factors are the economy and the local conditions. If a local
well can not be executed and the city administrations are not capable of supplying water, tempor-
ary solutions are possible. These all rely on organizational structures for distribution, what make
the water supply very fragile to a decrease in supply. The advantage of the purifiers are, that they
are affordable, which makes production and distribution feasible. A water supply supported by the
city administration, could be executed through a community managed toilet block.
Page 41
Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
So far this dissertation has dealt with the problem, as if the solution for slum dwellers, was to be
solved on an individual level. Each person, or thinking big, each community, solves their own diffi-
culties. But working towards a sustaineble solution to the problem in the longer runrequires a lar-
ger planing.
The world bank, the governments and the NGO´s have often been accused of incompetence, bur-
eaucrat, corruption, and most of all not being apple to perform their task. But maybe they simply
are not capable of solving the problem. And maybe we should start looking in new directions for
the solutions.
The mentioned organizations all work on the macro level. But in some cases it is much more
likely to solve the problem on a microlevel, close to the slum dweller. By increasing the slum dwell-
ers influence on the process, the personal commitment and responsibility increases. E.g. the com-
munity toilet block and community contractors from last chapter.
In other cases solutions implemented on a macro level are are needed. Only on the macro level,
sustainable solutions that require large investment in infrastructure, can be planed and executed.
Four issues, that are fundamental to solve the problem in the long run:
1. Economical. External founding of future upgrading is necessary. Its is is not possible for the
slum dwellers with the resources and capacities of today can fund solutions themselves.
2. Technological- and building methods. Even though methods and material are reachable,
further development most take place.
3. Energy supplies. Today most slum dwellers have no electricity. In order to create a descent
infrastructure electricity are fundamental.
4. Educational structures. To distribute know-how and competencies an improved structure of
knowledge sharing most be introduced.
Alternative solution
Present solution
Ill. 47:Alternative and present solutions.
Page 42
Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
Economical solutions
Organizations like the World Bank, the UN and the governments are today the only organizations
that are capable of changing the conditions of the urban poor. They are all players on the global
scene on macrolevel. This means that they all work far from the poor. Attempts has been made
over several decades to improve the conditions, through development aid and development loans
thing have only went to the worse. So maybe the solution is to be found somewhere else.
Microfinance
51 http://en.wikipedia.org/wiki/Bottom_of_the_pyramid
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Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
improve their lives. So instead of waiting for NGO´s or governments, to do improve the lives of the
urban poor, they can do it themselves. Experience has shown, that their service their loan. The
bank has provided an estimated $5.7 billion in loans, to more then six million people in
Bangladesh, 96 per cent of them are woman52.
A average loan is about $200.53 Looking at the number from last chapter, $200 is enough to join a
toilet block to the local sewage system or create three vip facilities.
253 IKEA ware houses in 24 countries. Last year 565 mill. costumers paid a IKEA warehouse a vis-
it. Why does IKEA have this massive success? Easy understandable and useful design for very low
prices. All based on a vast mass production, in an area where labour are cheap. But the greatest
force of IKEA is that they really have understood the concept of modularity. At the bottom line the
IKEA design is like LEGO, cheap, mass produced unit pieces, that can be joined and make up a
powerful connection.
This concept could be part of a future solution: creating a system of modules, fitting each other,
52 news.nationalgeographic.com/news/2006/10/061013-nobel-peace.html
53 news.nationalgeographic.com/news/2006/10/061013-nobel-peace.html
54 Ammex 9
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Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
that people can put together themselves with a single, simple tool, produced in the cheapest
place possible. But most often the cheapest place actually is to produce things in third world
countries. Using, the only resource the slum is rich of, cheap manual labour.
In order to expand their markets, IKEA have
launched the experimental project BOKLOK. The
concept is to mass produce, not just elements,
but whole storey´s of houses. Designed so they fit
the back of a truck, so it could be transported to
the site, and added to the rest of the building, in a
matter of hours. The aim of the project was to
lower the cost prices in the long run, by making
the building process more effective. This idea
carry some relevance when thinking of slum.
Ill. 50:The experimental IKEA project BOKLOK.
Just as well as the key factor is transportation for
IKEA, in their building process, it would be the same in the slum. But here the infrastructure does
often not allow trucks, sometimes only animal driven vehicles. This sets a clearly limit to the ex-
tend of prefabrication. But still, thinking of modules, a production is possible. Modules of in- and
external walls and roofs can wisely be prefabricated and transported to the site with mule driven
vehicles.
Another great key factor is to think the local
needs, traditions and conditions into the design.
Everything can vary from place to place so think-
ing local factors into the design is a absolutely
must.
One of greatest advantages of using modularity,
is that families can develop a home subject to
needs that might increase in the future. The hous-
ing need of a family is limited to a certain amount
Ill. 51:Almost all IKEA furnitures are to be collected with a
of square meters. But as it increases the family simple umbraco tool.
Page 45
Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
will need further space. Instead of moving to another place, and losing the social network, that
people desire so badly in poor communities, not to talk about all the other difficulties this leads
to, a family can choose to enlarge their home.
Expanding homes can by time create problems between neighbours. To think that areas with
only a weak control of cadastral numbers, fights would occur between neighbours and could de-
velop drastically. Experience show that people treat each other with neighbourliness 55. This is a
important factor, since stronger regulation unlikely to emerge in these areas.
Page 46
Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
Solar radiation can go from being a problem, as it is today, to become the greatest future re-
sources.
But as we saw with the SQflex water pump, the
technology is far too expensive. As the prices of
solar panels are increased with 50 per cent per
year56, it will take long time before it become af-
fordable. But inventions attempt to happen in
leaps, not in a continuously development. Invest-
ing heavily in renewable energy, therefore seems
as a great way to support improvements.
Until the single dwelling becomes selfsufficient,
energy wise, several smart ideas have been inven-
ted to integrate the slum dwellers in the sur-
rounding world. Both a laptop and radio, with a
crank, have been introduced to a large crowed in
Ill. 53:Laptop and radio with a crank.
the third world. By letting the radio or laptop sup-
ply itself with energy, communication, education, etc. can be distributed vastly.
Educational solutions
56 http://www.energitjenesten.dk/files/resource_4/Solcellers_okonomi.pdf
Page 47
Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
Page 48
Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
Conclusion
One easy conclusion would be: a possible improvement of the depressing situation is possible.
The report have shown that both materials, methods does exist for future improvements. Also
knowledge about how to design the infrastructure and create funding does exist. By choosing to
look at the positive sides of the problem, we have all tools needed for improving present and fu-
ture slum.
Materials like the adobe seems to have a great future. Or revival, some would say. Also the eco-
BUILD seems implementable. Wood are usable in the right conditions. Concrete is flexible, dur-
able, but to expensive. Finally projects like bricks by wastepaper and United bottles are, more or
less, wasted of energy and time.
On all income levels a sanitation and water facility solution can be reached. Best are the toilet
blocks. Both according to water and sanitation. Besides the economical aspect, it has other great
community related side effects. If the needed infrastructure does not exist for the toilet blocks,
other sanitisation and water facility systems can be implemented.
Future work and upgrading should happened through community contractors. Building codes
should be regulated according to the needs of the poor. And future city planing should take fire
precaution into account.
Even though the positive perspective can be laid on the problematic, another conclusion could
also be made: a possible improvement does exist, but most likely it will not happen. The possibilit-
ies of improving the conditions have always been there. During the last decades, or ever since the
colonisation, there was what was needed to improve the conditions. But there have never been
the will. And before we, in the western world, decide to lower our living standards, to improve
the standards in the third world, it will properly not happen.
But we have to, no matter how depressing the situation are today, force ourself to look at the
possibilities and positive sides. If we use the tool of today, we can improve the conditions of the
urban poor. So far the problem have not been visible for us. We have been able to ignore that one
billion people live in the slum. But maybe we will not in the future. In our own part of the world,
Page 49
Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
we have already seen the beginning impacts of the north-south problematic like immigrations and
extremism, just to name some. These problems might grow drastically if we chose to ignore the
present situations.
Page 50
Slum upgrading, on microlevel in a global perspective
Dissertation, Copenhagen Technical Academy
Autumn 2009
Troels Vejby, 7I
Annex
Annex 1: UN Millennium Project. 2005: “A home in the city”. Task force on improving lives of slum
dwellers. Earthscan.
Annex 2: The urban age project by the London school of economics and Deutsche bank´s Alfred
Herrhausen Society. 2007: “The endless city”. Published by Phaidon press limited. P: 54-69.
Annex 3: United Nation Human Settlements Program. 2003: “The challenge of the slums: Global
report on human settlements”. Unhabitat.
Annex 4: Development advisory group aps. 1999: “Active design with nature – A guide for planing
and design in hot dry and warm humid regions”. Danida. P:10; 19-47.
Annex 6: Mads Kristiansen. 2009: “Paper fibre based bricks for low cost housing in development
countries”. MCs thesis project in civil engineering.
http://restart.nu/wordpress/wp-content/uploads/2009/05/bricks.pdf
Annex 7: S. Huuhtanen and A. Laukkanen. 2006: “A guide to sanitation and hygiene for those
working in developing countries”. Global dry toilet club of Finland. University of applied sciences,
Tampere polytechnic.
http://www.drytoilet.org/pdf/Sanitation_Guide.pdf
Annex 8: Article in “Environment&Urbanization” vol 15, no 2, october 2003: Burra, Patel and kerr:
“Cummunity designed, built and managed toilet blocks in Indian cities”. P:11-24
http://www.environmentandurbanization.org/documents/burra_patel_kerr.pdf
Annex 9: Email correspondence with Kiran Shandu, Senior Lecturer Guru Ramdas School of Plan-
ning, Guru Nanak Dev University, Amritsar.
Page 51
Annex´
s
Gmail - FW: for Troels http://mail.google.com/mail/?ui=2&ik=75a39d14f1&view=pt&q=kira...
Hans-Christian Vejby
Architect MAA
Tranegårdsvej 4 3th.
2900 Hellerup
Denmark
h-c.vejby@c.dk
+4520293316
Dear Troels,
Greetings, From the information that Hans had mentioned in his email as also from your dissertation
abstract I guage that you are working on options for housing the urban poor with particular focus on
prefabricated housing.
While some commendable initiatives related to urban poor housing have been done in India especially
in context of slum networking and redevelopment projects, prefabricated housing projects to my
knowledge have not been popularly applied and so even though I tried, I have'nt been able to find a
casestudy that I could forward to you. However I am forwarding two casestudies one from the city of
mumbai and the other from Indore which are good examples of how some low cost housing for the
poor has been generated.
I am also giving here the link of the organisation HUDCO and the BMTPC which are the premier
public sector organisations in India working for housing and infrastructure development for the urban
and rural poor.I am also sending you the email of a person whom I think might have more knowledge
regarding application of prefabrication housing for the poor in India.
(Dr.P.Jayapal, email: pjayapal@hudco.org)
http://www.hudco.org, http://bmtpc.nic.in
I hope this information would be useful to you. If you let me know more details of exactly
1 af 2 28-09-2009 15:13
Gmail - FW: for Troels http://mail.google.com/mail/?ui=2&ik=75a39d14f1&view=pt&q=kira...
what you are looking for then perhaps I could try finding more information.
best wishes
Kiran
India
4 vedhæftede filer
2 af 2 28-09-2009 15:13
GRUNDFOS SQFLEX
2 3
Stay flexible with SQFlex
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The GF solar panels are designed especially for the SQFlex pump motor unit. A higher output Level switch
voltage compared to standard 12V panels ensures optimum efficiency of the complete SQFlex
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4 5
Quality inside out
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when the motor temperature returns to the safety range
Two motor sizes are available for the SQFlex system A wide voltage range enables the motor to operate at
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6 7
Total performance, total range
H
H [m]
8 m/s
[m] 1400 W p 200
7 m/s
200 180
900 W p 6 m/s
160
5 m/s
180 600 W p
140
100
200 W p
140 80 The SQFlex Wind performance curves
100 W p 60
are based on:
120 • Average wind speed
40
• Calculations according to
20
100 Weibull’s factor k = 2
0 • Continuous operation over 24 hours
0 10 20 30 40 50 60 70 Q [m³/day]
80
60
40
20
Water for life
Average water
0 Type consumption
0 10 20 30 40 50 60 70 Q [m³/day]
The SQFlex Solar performance curves The table provides a quick overview of average water consump- Human 30 ltr/day
are based on: tion per day for humans and selected livestock and crops. This Cattle 40 ltr/day
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8 9
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10 11
Being responsible is our foundation
Thinking ahead makes it possible
Innovation is the essence
BE
Being responsible is our foundation. We know that we have
a responsibility towards the people who are Grundfos, to-
wards the innovative soul of Grundfos, as well as towards
the surrounding world. Whatever we do, we make sure that
we have a firm and sustainable basis for doing it.
THINK
Thinking ahead makes innovation possible. We encourage
a certain Grundfos way of thinking that is founded on the
belief that everyone must contribute by using his or her
judgment and foresight. We are looking for commitment
and ideas in everything we do in order to make the best
solutions. We think – and then we act.
INNOVATE
Innovation is the essence. It is the innovations that make
Grundfos unique. We stand out because of our ability to
constantly create new solutions to the ever-changing de-
mands of the pump business. We meet every challenge,
and we are never afraid of taking the initiative – remaining
true to our ideals is the basis for our ongoing renewal. In-
novation is the soul of Grundfos.
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