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1. Introduction
Size-dependent theories of continuum mechanics have received increasing
attention in recent years due to the need to model and analyse very smallsized mechanical structures and devices in the rapid developments
of micro-/nanotechnologies. One of the well-known models is the non-local
elasticity theory (Kroner 1967; Eringen 1983, 2002). This non-local theory has
been applied to solve wave propagation, dislocation and crack problems. The
theory includes scale effects and long-range atomic interactions so that it can
be used as a continuum model for atomic lattice dynamics. Therefore, this
continuum theory on one hand is suitable for modelling submicro- or nanosized
structures, while on the other hand it avoids enormous computational efforts
when compared with discrete atomistic or molecular dynamics simulations
(Sun & Zhang 2003; Zhang & Sun 2004). Owing to the aforementioned
* Author and address for correspondence: Institute of High Performance Computing, 1 Science
Park Road, 01-01 The Capricorn, Science Park II, Singapore 117528, Republic of Singapore
(lupin@ihpc.a-star.edu.sg).
Received 20 March 2007
Accepted 4 September 2007
3225
3226
P. Lu et al.
advantages, several researchers have applied the non-local continuum theory for
the mechanical analysis of micro- and nanostructures in more recent years
(Peddieson et al. 2003; Sudak 2003; Wang & Hu 2005; Zhang et al. 2005; Lu et al.
2006a; Xu 2006; Wang et al. 2006; Reddy 2007). However, most of these studies
focused on one-dimensional beam-like structures.
In modelling micro- or nanoelectromechanical systems (MEMS or NEMS) and
devices, some mechanical componentssuch as thin lm elements (Freund &
Suresh 2003), nanosheet resonators (Bunch et al. 2007), paddle-like resonators
(Evoy et al. 1999; Lobontiu et al. 2006) and two-dimensional suspended
nanostructures (Tighe et al. 1997; Zalalutdinov et al. 2006)have to be modelled
as a two-dimensional plate-like structure. For this purpose, the non-local plate
theories are studied herein. Based on the non-local elasticity model, pioneered by
Eringen (1983, 2002), the general governing equations for a thin plate can be
derived by integrating the equations of motion for the non-local linear elasticity
through the thickness. With the proper assumptions for displacement
components, specic plate theories can be further obtained. Considered herein
are two well-known plate theories: the Kirchhoff plate theory and the Mindlin
plate theory. The Kirchhoff plate theory is a thin-plate theory that neglects the
effect of transverse shear deformation, whereas the Mindlin plate theory is a rstorder shear-deformable plate theory that incorporates this effect which becomes
signicant in thick plates and shear-deformable plates. Based on these two nonlocal plate model versions, the bending and vibration problems of a rectangular
plate with simply supported edges are solved in order to examine the effect of
small scale on the bending and vibration solutions.
in which x is a reference point in the body; ajx 0 Kxj is the non-local kernel
function; and sij is the local stress tensor of classical elasticity theory at any
point x 0 in the body and satises the constitutive relations
2:3
sij Z cijkl 3kl and 3kl Z uk;l C ul;k =2;
for a general elastic material, in which cijkl are the elastic modulus components
with the symmetry properties cijklZcjiklZcijlkZcklij, and 3kl is the strain tensor. It
should be emphasized here that the boundary conditions involving tractions are
based on the non-local stress tensor tij and not on the local stress tensor sij.
The properties of the non-local kernel ajx 0 Kxj have been discussed in detail
by Eringen (1983). When a(jxj) takes on a Greens function of a linear
Proc. R. Soc. A (2007)
3227
Kh=2
3228
P. Lu et al.
h=2
where pi Z Kh=2 fi dx 3 . Furthermore, multiplying equation (2.1) by x 3 dx 3
followed by integrating through the thickness and noting (2.11)2, we have
h=2
Mib;b K Ni3 Z
r
u i x 3 dx 3 :
2:13
Kh=2
Since the equation with iZ3 in equation (2.13) has no physical application, it is
omitted in the remaining part of the derivations.
By applying the linear differential operator (2.7) and the differential equations
(2.5) to equation (2.11), we have
1Ke 0 a2 V2 Nij Z NijL
NijL
2:14
MijL
and
are the local (classical) resultant forces and the local resultant
where
moments dened by
h=2
h=2
sij dx 3 and MijL Z
sij x 3 dx 3 :
2:15
NijL Z
Kh=2
Kh=2
3229
and u 3 Z u 03 ;
3:1
3:2
and 33a Z 0;
with
30ab Z
1 0
u a;b C u 0b;a
2
3:3
The equations of motion for the plate theory can be obtained by substituting
equation (3.1) into equations (2.12) and (2.13), i.e.
Nab;b C pa Z I0 u0a
and
3:4
h=2
r dx 3 Z rh
and I2 Z
Kh=2
rx 23 dx 3 Z
Kh=2
rh 3
:
12
3:5
The boundary conditions are given by either one of each of the following pairs of
conditions being specied:
Nab or u 0a ;
Qa or u 03
3:6
and
L
Z Babur 30ur C Dabur kur ;
Mab
3:7
3230
P. Lu et al.
where
h=2
h=2
c^abur dx 3 ;
Aabur Z
h=2
Dabur Z
c^abur x 3 dx 3
Babur Z
Kh=2
and
Kh=2
3:8
c^abur x 23
dx 3
Kh=2
are the extensional, the coupling and the bending stiffnesses, respectively. For a
symmetric composite plate, Babur Z 0.
By substituting equations (3.7) and (2.14) into equation (3.4), the equations of
motion for the non-local Kirchhoff plate theory can be expressed in terms of the
displacements as
Aabur u 0u;rb K Babur u 03;urb C 1Ke0 a2 V2 pa K I0 u0a Z 0 and
3:9
Babur u 0u;rab K Dabur u 03;urab C 1Ke0 a2 V2 p3 K I0 u03 Z 0;
in which the mass inertia I2 dened in equation (3.5) is neglected for the
Kirchhoff plate theory. Using the Voigt notation, the plate constants Aabur ,
Babur and Dabur can be converted to the conventional form expressed by two
indices as AIJ, BIJ and DIJ.
(b ) Mindlin plate theory
In the Mindlin plate theory, the displacement components are assumed to
have the form
ua Z u 0a C x 3 ja
and u 3 Z u 03 ;
3:10
and
3:13
a:
Mab;b K Na3 Z I2 j
The boundary conditions are given by either one of each of the following pairs of
conditions being specied:
Nib or u 0i
L
Nab
3:14
and Mab or ja :
L
Mab
3231
Z Babur 30ur
L
N3b
Z 2A3b3r 33r
C Dabur 31ur ;
and
3:15
where the
h=2constants Aabur , Babur and Dabur are given in equation (3.8), and
A3b3r Z Kh=2 c^3b3r dx 3 .
By substituting equations (3.15) and (2.14) into equation (3.13), the equations
of motion for the non-local Mindlin plate theory can be expressed in terms of
displacements as
Aabur u 0u;rb C Babur ju;rb C 1Ke 0 a2 V2 pa KI u0a Z 0;
3:16
A3b3r u 03;rb C jr;b C 1Ke 0 a2 V2 p3 KI u03 Z 0 and
a Z 0:
Babur u 0u;rb C Dabur ju;rb K A3a3r u 03;r C jr K1Ke 0 a2 V2 I2 j
3232
P. Lu et al.
M11 Z 0
u 03 Z 0;
along edges x 1 Z 0; l 1
M22 Z 0
and
4:4
along edges x 2 Z 0; l 2 :
L
M11
Z0
u 03 Z 0;
along edges x 1 Z 0; l 1
L
M22
Z0
and
4:5
along edges x 2 Z 0; l 2 :
4:7
with n and m being positive integers. The deection solution that satises the
boundary conditions (4.4) or (4.5) can be assumed to take the form
u 03 Z U3nm sin 2n x 1 sin hm x 2 ;
4:8
in which 2n and hm are dened in equation (4.7), and U3nm is the constant to be
determined. By substituting equations (4.8) and (4.6) into equation (4.2), one
obtains U3nm as
L
K ;
U3nm Z Hnm 2 Unm
where
Hnm Z
q
1 C e 0 a2 22n C h2m
4:9
4:10
4:11
4:12
where unm is the related order natural frequency of the transverse vibration, and
2n and hm are dened in equation (4.7). By substituting equation (4.12) into
Proc. R. Soc. A (2007)
3233
4:13
4:14
is the natural frequency based on the Kirchhoff classical plate theory, and Hnm is
the non-local effect-related parameter dened in equation (4.10). The free
vibration and natural frequencies of rectangular plates based on the local
Kirchhoff plate theory were discussed in detail by Leissa (1973).
(b ) Solutions based on Mindlin plate theory
For the symmetrical orthotropic plate, the coupling stiffnesses Babur in
equation (3.15) are also zero. The constitutive relations for the uncoupled local
bending components are thus reduced to
8 L9 2
9
38 j
M11 >
>
>
>
D
0
0
0
1;1
D
11
12
>
>
>
>
>
>
>
>
>
>
>
>
7>
> ML >
> 6
>
>
>
>
j
2;2
>
>
>
>
7
6
D
D
0
0
0
22 >
12
22
>
>
>
<
= 6
=
7<
7 j1;2 C j2;1
6
L
0 D66
0
0 7
;
4:15
M12 Z 6 0
>
>
>
7>
6
>
>
>
>
0
>
>
>
>
7
6
>
L >
u 3;2 C j2 >
0
0 A44
0 5>
>
>
>
>
4 0
N23
>
>
>
>
>
>
>
>
>
>
>
>
: L ;
:
;
0
0
0
0
0
A
u
C
j
55
1
3;1
N13
in which the strain components 31ab and 33a have been written in the displacement
components according to equations (3.11) and (3.12). The equations of motion
for bending can be obtained from equation (3.16) as
A55 u 03;11 Cj1;1 CA44 u 03;22 Cj2;2 Z 1Ke0 a2 V2 I0 u 03 K p3 ;
1 and
D11 j1;11 CD12 CD66 j2;12 CD66 j1;22 KA55 u 03;1 Cj1 Z1Ke0 a2 V2 I2 j
2:
D66 j2;11 CD66 CD12 j1;12 CD22 j2;22 KA44 u 03;2 Cj2 Z 1Ke0 a2 V2 I2 j
4:16
For the case of cylindrical bending, the equations in (4.16) reduce to the
equations of the non-local Timoshenko beam model (Lu et al. 2007).
The boundary conditions for the simply supported edges of the rectangular
plate are dened by
u 03 Z 0; j2 Z 0; M11 Z 0 along edges x 1 Z 0; l 1 and
4:17
u 03 Z 0; j1 Z 0; M22 Z 0 along edges x 2 Z 0; l 2 :
In view of equation (2.14), it follows that these conditions are equivalent to
L
Z 0 along edges x 1 Z 0; l 1 and
u 03 Z 0; j2 Z 0; M11
4:18
L
Z 0 along edges x 2 Z 0; l 2 :
u 03 Z 0; j1 Z 0; M22
For the free transverse vibration problem, the solutions satisfying the
Proc. R. Soc. A (2007)
3234
P. Lu et al.
4:19
and
k12
k12
k13
k23
38
9
0
U
>
>
3nm
=
7<
7
Z 0;
J
k23
1nm
5>
>
:
;
J2nm
k33 KI2 Hnm unm 2
4:20
k13
where
k11 Z A55 x2n C A44 h2m ;
k12 Z A55 2n ;
k13 Z A44 hm ;
and
4:21
4:22
where
a 1 ZK
a2 Z
and a 3 ZK
D
;
I0 I22
4:23
D Z k11 k22 k33 C 2k12 k13 k23 K k11 k 223 K k22 k 213 K k33 k 212 :
By solving the characteristic equation (4.22), the frequencies for the xed values
n and m are obtained as
L
u1nm M
u1nm Z
;
Hnm
Proc. R. Soc. A (2007)
uL2nm M
u2nm Z
Hnm
uL3nm M
and u3nm Z
;
Hnm
4:24
3235
where
q
L 2
2
g a
a 21 K3a 2 cos K 1 ;
u1nm M ZK
3
3
3
q
L 2
2
g C 2p a 1
a 21 K3a 2 cos
K ;
u2nm M ZK
3
3
3
q
L 2
2
g C 4p a 1
a 21 K3a 2 cos
K
u3nm M ZK
and
3
3
3
g Z cos K1
4:25
27a 3 C 2a 31 K9a 1 a 2
q ;
2 a 21 K3a 2 3
are the natural frequencies based on the local Mindlin plate theory. It can be seen
that, for each combination of n and m, we obtain three natural frequencies. The
lowest of these corresponds to the mode where the transverse deection
dominates, whereas the other two frequencies are much higher and correspond
to shear modes (Soedel 1993).
The static bending problem of a simply supported rectangular plate under a
sinusoidally distributed transverse load (4.6), based on the non-local Mindlin
plate theory, can be solved similarly. Assume the static displacement
components to take the forms as shown in equation (4.19), but omitting the
time-dependent terms, i.e. by letting sin unm tZ 1. By substituting the static
displacement components into the governing equations (4.16), one obtains the
maximum values of the displacement components as
L
U3nm Z Hnm 2 Unm
M ;
and
4:26
where
L
Unm
M Z
JL2nm M Z
JL1nm M Z
and
4:27
are the values of the maximal generalized displacement components based on the
local Mindlin plate theory, and k ij and D are dened in equations (4.21) and
(4.23), respectively. Again, it can be seen that the displacements predicted by the
non-local Mindlin plate theory are larger than those predicted by the local
Mindlin plate theory.
(c ) Discussions
For a simply supported rectangular plate, it can be seen from equations (4.13)
and (4.24) that, for given n and m, the ratio between the non-local and the local
frequencies is 1/Hnm for both Kirchhoff and Mindlin plate theories. By dening
L
uN
nm and unm to be the non-local and the local natural frequencies obtained in
Proc. R. Soc. A (2007)
3236
P. Lu et al.
1.0
0.9
0.8
0.7
R11 0.6
0.5
0.4
0.3
0.2
0
0.2
0.4
0.6
e0 a /l1
0.8
1.0 0.2
0.4
1.0
0.8
0.6
l1 /l2
Figure 1. Variations of frequency ratio, R 11, with respect to non-local parameter e0 a=l 1 and aspect
ratio l 1/l 2.
l1 /l2 = 1.0
(a)
1.0
l1 /l2 = 0.4
(b)
n=1, m = 1
n=1, m = 2
n =2, m = 1
n =2, m = 2
n= 2, m = 3
n=3, m = 2
n =3, m= 3
n = 1, m = 1
n = 1, m = 2
n = 2, m = 1
n = 2, m = 2
n = 2, m = 3
n = 3, m = 2
n = 3, m = 3
0.9
0.8
0.7
Rnm
0.6
0.5
0.4
0.3
0.2
0.1
0
0.2
0.4
0.6
e0 a/l1
0.8
1.0
0.2
0.4
0.6
0.8
1.0
e0 a/l1
Figure 2. (a,b) Variations of frequency ratios R nm with respect to non-local parameter e 0 a=l 1 for
different aspect ratios l 1/l 2.
Proc. R. Soc. A (2007)
3237
Table 1. Frequency ratios R nm in terms of non-local parameter e 0 a=l 1 and aspect ratio l 1/l 2.
e 0 a=l 1
(n, m)
(1, 1)
(1, 2)
(2, 1)
(2, 2)
(2, 3)
(3, 2)
(3, 3)
(1, 1)
(1, 2)
(2, 1)
(2, 2)
(2, 3)
(3, 2)
(3, 3)
(1, 1)
(1, 2)
(2, 1)
(2, 2)
(2, 3)
(3, 2)
(3, 3)
(1, 1)
(1, 2)
(2, 1)
(2, 2)
(2, 3)
(3, 2)
(3, 3)
0.1
l 1/l 2Z1.0
1.0000
0.9139
1.0000
0.8183
1.0000
0.8183
1.0000
0.7475
1.0000
0.6618
1.0000
0.6618
1.0000
0.6001
l 1/l 2Z0.8
1.0000
0.9277
1.0000
0.8602
1.0000
0.8282
1.0000
0.7791
1.0000
0.7137
1.0000
0.6834
1.0000
0.6380
l 1/l 2Z0.6
1.0000
0.9390
1.0000
0.8977
1.0000
0.8361
1.0000
0.8066
1.0000
0.7637
1.0000
0.7018
1.0000
0.6730
l 1/l 2Z0.4
1.0000
0.9472
1.0000
0.9277
1.0000
0.8420
1.0000
0.8282
1.0000
0.8066
1.0000
0.7159
1.0000
0.7018
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.7475
0.5799
0.5799
0.4904
0.4038
0.4038
0.3512
0.6001
0.4287
0.4287
0.3912
0.2823
0.2823
0.2426
0.4904
0.3353
0.3353
0.2708
0.2155
0.2155
0.1844
0.4105
0.2738
0.2738
0.2196
0.1739
0.1739
0.1484
0.3512
0.2308
0.2308
0.1844
0.1456
0.1456
0.1241
0.3061
0.1993
0.1993
0.1587
0.1251
0.1251
0.1066
0.2708
0.1752
0.1752
0.1393
0.1097
0.1097
0.0934
0.7719
0.6448
0.5942
0.5278
0.4539
0.4240
0.3827
0.6380
0.4902
0.4419
0.3827
0.3216
0.2979
0.2662
0.5278
0.3886
0.3465
0.2967
0.2468
0.2279
0.2028
0.4451
0.3197
0.2834
0.2412
0.1997
0.1840
0.1635
0.3827
0.2707
0.2391
0.2028
0.1674
0.1542
0.1368
0.3346
0.2343
0.2066
0.1748
0.1440
0.1326
0.1175
0.2967
0.2063
0.1816
0.1535
0.1263
0.1162
0.1030
0.8066
0.7237
0.6062
0.5636
0.5091
0.4419
0.4141
0.6730
0.5619
0.4530
0.4141
0.3668
0.3120
0.2902
0.5636
0.4539
0.3561
0.3229
0.2836
0.2391
0.2218
0.4792
0.3774
0.2916
0.2633
0.2302
0.1933
0.1790
0.4141
0.3216
0.2462
0.2218
0.1934
0.1628
0.1499
0.3633
0.2795
0.2128
0.1914
0.1666
0.1394
0.1289
0.3229
0.2468
0.1872
0.1682
0.1463
0.1222
0.1130
0.8282
0.7719
0.6152
0.5942
0.5636
0.4562
0.4419
0.7018
0.6380
0.4615
0.4419
0.4141
0.3234
0.3120
0.5942
0.5278
0.3635
0.3465
0.3229
0.2483
0.2391
0.5088
0.4451
0.2980
0.2834
0.2633
0.2009
0.1933
0.4419
0.3827
0.2517
0.2391
0.2218
0.1684
0.1620
0.3890
0.3346
0.2176
0.2066
0.1914
0.1449
0.1394
0.3465
0.2967
0.1915
0.1816
0.1682
0.1271
0.1222
equations (4.13), (4.14), (4.24) and (4.25), the ratios can be written as
Rnm Z
1
uN
1
Z nm
Z q ;
L
Hnm
unm
1 C p2 e a=l 2 n 2 C m 2 l =l 2
0
4:28
3238
P. Lu et al.
factor R nm. Therefore, the properties of R nm are of interest for the examples
presented herein. Figure 1 shows the variations of R 11 with respect to e0 a=l 1 and
l 1/l 2. It can be seen that R 11 decreases rapidly with increasing e0 a=l 1 for all
aspect ratios l 1/l 2. This means that, for very small-sized plate-like structures in
MEMS or NEMS, in which the size effect becomes signicant, the frequency
properties predicted using the local plate theories are considerably overestimated. On the other hand, it can be seen from gure 2 that the decreasing
rate of R 11 is slightly increased with increasing aspect ratios l 1/l 2. For higher
order frequencies, the changes of the corresponding parameters R nm have similar
trends as shown in gure 1, and are plotted in gure 2 for aspect ratios l 1/l 2Z1
and 0.4. Some numerical values are given in table 1. It can be observed that the
non-local effects have more signicant inuences on the higher order frequencies.
For instance, for e 0 a=l 1 Z 0:2, the frequency uN
11 drops by approximately 20% while
uN
drops
by
approximately
60%
when
compared
with the frequencies obtained
33
from the local plate theories.
On the other hand, the solutions for the simply supported plates given in
equations (4.9) and (4.26) show that the displacements obtained by the non-local
plate models are larger than those predicated by the local plate theories. This
implies that the non-local effects soften the structures, and make them more
exible. These mechanical properties for the structures in micro- and nanoscales
should be taken into consideration in design and fabrication of MEMS/NEMS
components.
The foregoing simple examples show that one can apply the non-local plate
models to predict the mechanical properties of micro- and nanoscale plate-like
structures. For complex boundary value problems, analytical solutions are
generally not available and numerical treatments are required.
5. Concluding remarks
In this paper, the general equations and relations of non-local elastic plate models
have been presented, and the governing equations of two non-local plate theories
modied from their corresponding local Kirchhoff plate theory and local Mindlin
plate theory have been derived. The non-local theories can be applied for the
analysis of micro-and nanoscale plate-like structures, in which the small-scale
effects become signicant. As illustrative examples, the bending and free
vibration problems of a simply supported rectangular plate based on both the
non-local Kirchhoff and Mindlin plate models have been studied. The results
show that, for very small-sized plates, the inuences of the non-local effects on
the mechanical properties are considerable.
For general boundary value problems, like non-zero boundary force conditions,
the method for solution of the non-local plate theories will be more complicated
than those of the local plate theories. It is known that the force boundary
conditions for the non-local plate models are based on the non-local components
Nij and Mij dened in equation (2.11) or equation (2.18). Since these generalized
force components are coupled by a set of the second-order differential equations
(2.14), it is very difcult to obtain their explicit expressions as in the case of onedimensional non-local beam models (Lu et al. 2006a). Therefore, the non-local
generalized force components of the non-local plate theories for general boundary
Proc. R. Soc. A (2007)
3239
t Z e 0 a=l;
5:2
3240
P. Lu et al.
Xu, M. 2006 Free transverse vibrations of nano-to-micron scale beams. Proc. R. Soc. A 462,
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