You are on page 1of 2487

/(*$1=$ 0<

6HUYLFH 0DQXDO
)25(:25'
7KLV PDQXDO LQFOXGHV SURFHGXUHV IRU PDLQWHQDQFH DGMXVWPHQW VHUYLFH RSHUDWLRQV DQG UHPRYDO
DQG LQVWDOODWLRQ RI FRPSRQHQWV IRU WKH /(*$1=$ YHKLFOH
:KHQ UHIHUHQFH LV PDGH LQ WKLV PDQXDO WR D EUDQG QDPH QXPEHU RU VSHFLILF WRRO DQ HTXLYDOHQW
SURGXFW PD\ EH XVHG LQ SODFH RI WKH UHFRPPHQGHG LWHP
$OO LQIRUPDWLRQ LOOXVWUDWLRQV DQG VSHFLILFDWLRQV FRQWDLQHG LQ WKLV PDQXDO DUH EDVHG RQ WKH ODWHVW
SURGXFW LQIRUPDWLRQ DYDLODEOH DW WKH WLPH RI SXEOLFDWLRQ DSSURYDO 7KH ULJKW LV UHVHUYHG WR PDNH
FKDQJHV DW DQ\ WLPH ZLWKRXW QRWLFH
'DHZRR 0RWRU &RPSDQ\ /LPLWHG
2YHUVHDV 7HFKQLFDO 6HUYLFH 'HSDUWPHQW
 &KRQJ &KRQ 'RQJ 3X 3\XQJ*X
,QFKRQ .RUHD
7HO
  
)D[
  
(PDLO
P#GZPFFRNU
P#GZPFFRNU
'DHZRR 0RWRU &RPSDQ\ /LPLWHG
$OO 5LJKWV 5HVHUYHG
1R SDUW RI WKLV SXEOLFDWLRQ PD\ EH UHSURGXFHG VWRUHG LQ DQ\ UHWULHYDO V\VWHP RU WUDQVPLWWHG
LQ DQ\ IRUP RU E\ DQ\ PHDQV LQFOXGLQJ EXW QRW OLPLWHG WR HOHFWURQLF PHFKDQLFDO
SKRWRFRS\LQJ UHFRUGLQJ RU RWKHUZLVH ZLWKRXW WKH SULRU ZULWWHQ SHUPLVVLRQ RI 'DHZRR 0RWRU
&RPSDQ\ /LPLWHG

'$(:22 38%/,&$7,21 &200(17 )250


8VH WKLV IRUP WR DGYLVH XV RI DQ\ HUURUV \RX PLJKW ILQG LQ WKLV SXEOLFDWLRQ :H DOVR ZHOFRPH \RXU VXJJHVWLRQV WKDW PLJKW
KHOS XV LPSURYH 'DHZRR SXEOLFDWLRQV
3XEOLFDWLRQ WKDW FRQWDLQV HUURU
3DJH QXPEHU ZKHUH WKH HUURU DSSHDUV
)LJXUH QXPEHU ZKHUH WKH HUURU DSSHDUV
9HKLFOH DSSOLFDWLRQ DQG V\VWHP LGHQWLILFDWLRQ
'HVFULEH WKH HUURU IRXQG RU \RXU VXJJHVWLRQ LQ GHWDLO 3OHDVH DWWDFK DGGLWLRQDO SDJHV DV QHFHVVDU\ 3OHDVH DWWDFK D
FRS\ RI LOOXVWUDWLRQV WKDW FRQWDLQ HUURUV

)URP 1DPH

0DLO 7R

$GGUHVV

&RXQWU\

6LJQDWXUH

'DWH

'DHZRR 0RWRU &RPSDQ\ /LPLWHG


2YHUVHDV 7HFKQLFDO 6HUYLFH 'HSDUWPHQW
 &KRQJ &KRQ'RQJ 3X 3\RQJ*X
,QFKRQ .RUHD

3KRQH

7$%/( 2) &217(176
6HFWLRQ %

*HQHUDO ,QIRUPDWLRQ

6HFWLRQ 

(QJLQH

6HFWLRQ $

*HQHUDO (QJLQH ,QIRUPDWLRQ

6HFWLRQ %

62+& (QJLQH 0HFKDQLFDO

6HFWLRQ &

'2+& (QJLQH 0HFKDQLFDO

6HFWLRQ '

(QJLQH &RROLQJ

6HFWLRQ (

(QJLQH (OHFWULFDO

6HFWLRQ )

(QJLQH &RQWUROV

6HFWLRQ *

(QJLQH ([KDXVW

6HFWLRQ (
6HFWLRQ 

6WHHULQJ :KHHO DQG &ROXPQ


+9$& +HDWLQJ 9HQWLODWLRQ DQG $LU
&RQGLWLRQLQJ

6HFWLRQ $

+HDWLQJ DQG 9HQWLODWLRQ 6\VWHP

6HFWLRQ %

0DQXDO &RQWURO +HDWLQJ 9HQWLODWLRQ


DQG $LU &RQGLWLRQLQJ 6\VWHP

6HFWLRQ '

$XWRPDWLF 7HPSHUDWXUH &RQWURO


+HDWLQJ 9HQWLODWLRQ DQG $LU
&RQGLWLRQLQJ 6\VWHP

6HFWLRQ 

5HVWUDLQWV

6XVSHQVLRQ

6HFWLRQ $

6HDW %HOWV

6HFWLRQ $

6XVSHQVLRQ 'LDJQRVLV

6HFWLRQ %

6HFWLRQ %

:KHHO $OLJQPHQW

6XSSOHPHQWDO ,QIODWDEOH 5HVWUDLQWV


6,5

6HFWLRQ &

)URQW 6XVSHQVLRQ

6HFWLRQ '

5HDU 6XVSHQVLRQ

6HFWLRQ $

%RG\ :LULQJ 6\VWHP

6HFWLRQ (

7LUHV DQG :KHHOV

6HFWLRQ %

/LJKWLQJ 6\VWHPV

'ULYHOLQH$[OH

6HFWLRQ &

+RUQV

6HFWLRQ '

:LSHUV:DVKHU 6\VWHPV

6HFWLRQ (

,QWUXPHQWDWLRQ'ULYHU ,QIRUPDWLRQ

6HFWLRQ )

$XGLR 6\VWHPV

6HFWLRQ *

,QWHULRU 7ULP

6HFWLRQ +

6HDWV

6HFWLRQ ,

:DWHUOHDNV

6HFWLRQ -

:LQGQRLVH

6HFWLRQ .

6TXHDNV DQG 5DWWOHV

6HFWLRQ /

*ODVV DQG 0LUURUV

6HFWLRQ 0

([WHULRU 7ULP

6HFWLRQ 1

)UDPH DQG 8QGHUERG\

6HFWLRQ 2

%XPSHUV DQG )DVFLDV

6HFWLRQ 3

'RRUV

6HFWLRQ 4

5RRI

6HFWLRQ 5

%RG\ )URQW (QG

6HFWLRQ 6

%RG\ 5HDU (QG

6HFWLRQ 7

,PPRELOL]HU $QWL7KHIW 6\VWHP

6HFWLRQ 8

&UXLVH &RQWURO 6\VWHP

6HFWLRQ 

6HFWLRQ 
6HFWLRQ $

$XWRPDWLF 7UDQVD[OH 'ULYH $[OH

6HFWLRQ %

0DQXDO 7UDQVD[OH 'ULYH $[OH

6HFWLRQ 

%UDNHV

6HFWLRQ $

+\GUDXOLF %UDNHV

6HFWLRQ %

0DVWHU &\OLQGHU

6HFWLRQ &

3RZHU %RRVWHU

6HFWLRQ '

)URQW 'LVF %UDNHV

6HFWLRQ (

5HDU 'LVF %UDNHV

6HFWLRQ )

$QWLORFN %UDNH 6\VWHP DQG


7UDFNLQJ &RQWURO 6\VWHP

6HFWLRQ *

3DUNLQJ %UDNH

6HFWLRQ 

7UDQVPLVVLRQ7UDQVD[OH

6HFWLRQ $

=)  +3  $XWRPDWLF 7UDQVD[OH

6HFWLRQ $

$,6,1 /( $XWRPDWLF 7UDQVD[OH

6HFWLRQ %

)LYH6SHHG 0DQXDO 7UDQVD[OH

6HFWLRQ &

&OXWFK

6HFWLRQ 

6WHHULQJ

6HFWLRQ $

3RZHU 6WHHULQJ 6\VWHP

6HFWLRQ %

3RZHU 6WHHULQJ 3XPS

6HFWLRQ &

3RZHU 6WHHULQJ *HDU

6HFWLRQ 

%RG\ DQG $FFHVVRULHV

6(&7,21 %

*(1(5$/ ,1)250$7,21
7$%/( 2) &217(176
6SHFLILFDWLRQV                             
7HFKQLFDO 'DWD                             
9HKLFOH 'LPHQVLRQV DQG :HLJKWV             
6WDQGDUG %ROW 6SHFLILFDWLRQV                 

%
%
%
%

0DLQWHQDQFH DQG 5HSDLU                    


0DLQWHQDQFH DQG /XEULFDWLRQ                  
1RUPDO 9HKLFOH 8VH                        
([SODQDWLRQ RI 6FKHGXOHG 0DLQWHQDQFH
6HUYLFHV                                 

%
%
%
%

6FKHGXOHG 0DLQWHQDQFH &KDUWV               %


2ZQHU ,QVSHFWLRQV DQG 6HUYLFHV              %
:KLOH 2SHUDWLQJ WKH 9HKLFOH                 %
$W (DFK )XHO )LOO                           %

$W /HDVW 0RQWKO\                          
$W /HDVW 7ZLFH D <HDU                     
7LPH WKH 2LO ,V &KDQJHG                   
/HDVW $QQXDOO\                           
5HFRPPHQGHG )OXLGV DQG /XEULFDQWV        
5HFRPPHQGHG $XWRPDWLF 7UDQVD[OH )OXLGV   

%
%
%
%
%
%

*HQHUDO 'HVFULSWLRQ DQG 6\VWHP


2SHUDWLRQ                               
5HSDLU ,QVWUXFWLRQ                         
*HQHUDO 'HVFULSWLRQ                        
9HKLFOH ,GHQWLILFDWLRQV                      
9HKLFOH /LIWLQJ 3URFHGXUHV                  

%
%
%
%
%

63(&,),&$7,216
7(&+1,&$/ '$7$
3HUIRUPDQFH  0DQXDO 7UDQVD[OH
$SSOLFDWLRQ

/ 62+&

/ '2+&

/ '2+&

0D[LPXP 6SHHG NPK





7%'

*UDGHDELOLW\ WDQ





7%'

0LQLPXP 7XUQLQJ 5DGLXV P





7%'

3HUIRUPDQFH  $XWRPDWLF 7UDQVD[OH


$SSOLFDWLRQ

/ 62+&

/ '2+&

/ '2+&

0D[LPXP 6SHHG NPK





7%'

*UDGHDELOLW\ WDQ





7%'

0LQLPXP 7XUQLQJ 5DGLXV P





7%'

'$(:22 9 %/

%   *(1(5$/ ,1)250$7,21
(QJLQH
$SSOLFDWLRQ
(QJLQH 7\SH
%RUH PP
6WURNH PP
7RWDO 'LVSODFHPHQW FP
&RPSUHVVLRQ 5DWLR
0D[LPXP 3RZHU NZUSP
0D[LPXP 7RUTXH 1:PUSP

/ 62+&
2YHUKHDG &DP /

/ '2+&
'XDO 2YHUKHDG
&DP /





DW 

DW 

/ '2+&
'XDO 2YHUKHDG
&DP /




7%'

/ 62+&
'LUHFW ,JQLWLRQ
6\VWHP


/ '2+&
'LUHFW ,JQLWLRQ
6\VWHP


/ '2+&
'LUHFW ,JQLWLRQ
6\VWHP




%RVFK
:5'&



%RVFK
)5/'&


  
%RVFK
)5/'& 
)/5/'&8






DW 

DW 

7%'

,JQLWLRQ 6\VWHP
$SSOLFDWLRQ
,JQLWLRQ 7\SH
,JQLWLRQ 7LPLQJ E %7'&
,JQLWLRQ 6HTXHQFH
6SDUN 3OXJ *DS PP
6SDUN 3OXJ 0DNHU
6SDUN 3OXJ 7\SH

&OXWFK  0DQXDO 7UDQVD[OH


$SSOLFDWLRQ
7\SH
2XWVLGH 'LDPHWHU PP

/ 62+&
6LQJOH 'U\ 3ODWH


/ '2+&
6LQJOH 'U\ 3ODWH


/ '2+&
6LQJOH 'U\ 3ODWH


,QVLGH 'LDPHWHU PP
7KLFNQHVV PP
)OXLG &DSDFLW\



&RPPRQ 8VH
%UDNH )OXLG



&RPPRQ 8VH
%UDNH )OXLG



&RPPRQ 8VH
%UDNH )OXLG

/ '2+&
':0&
'










/ '2+&
':0&
'










0DQXDO 7UDQVD[OH
$SSOLFDWLRQ
0DNHU
7\SH RU 0RGHO
*HDU 5DWLR
VW
QG
UG
WK
WK
5HYHUVH
)LQDO 'ULYH 5DWLR
2LO &DSDFLW\ /

/ 62+&
':0&
'










'$(:22 9 %/

*(1(5$/ ,1)250$7,21 %  
$XWRPDWLF 7UDQVD[OH
$SSOLFDWLRQ

/ 62+&

/ '2+&

/ '2+&

=)

=)

$,6,1

+3

+3

/(

VW







QG







UG







WK







5HYHUVH



















/ 62+&

/ '2+&

/ '2+&

%RRVWHU  LQ

%RRVWHU  LQ

0DVWHU &\OLQGHU 'LDPHWHU PP







%RRVWHU 5DWLR







)URQW %UDNH

9HQWLODWHG

9HQWLODWHG

9HQWLODWHG

6ROLG

6ROLG

6ROLG







/ 62+&

/ '2+&

/ '2+&

5

5

5

-;

-;

-;

)URQW



5HDU



)URQW





5HDU





0DNHU
7\SH RU 0RGHO
*HDU 5DWLR

)LQDO 'ULYH 5DWLR


2LO &DSDFLW\ IRU 5HSODFHPHQW /

%UDNH
$SSOLFDWLRQ
%RRVWHU 6L]H

'LVF 7\SH
5HDU %UDNH
'LVF 7\SH
)OXLG &DSDFLW\ /

7LUH DQG :KHHO


$SSOLFDWLRQ
6WDQGDUG 7LUH 6L]H
6WDQGDUG :KHHO 6L]H
,QIODWLRQ 3UHVVXUH DW )XOO /RDG
5

5

'$(:22 9 %/

%   *(1(5$/ ,1)250$7,21
6WHHULQJ 6\VWHP
$SSOLFDWLRQ

/ 62+&

/ '2+&

/ '2+&

3RZHU
5DFN DQG 3LQLRQ

3RZHU
5DFN DQG 3LQLRQ

3RZHU
5DFN DQG 3LQLRQ

 
 

 
 

 
 

&DVWHU E

 

 

 

&DPEHU E

 

 

 

 
 

 
 

 
 

 

 

 







/ 62+&

/ '2+&

/ '2+&

)URQW 7\SH

0DF3KHUVRQ 6WUXW

0DF3KHUVRQ 6WUXW

0DF3KHUVRQ 6WUXW

5HDU 7\SH

'XDO /LQN 6WUXW

'XDO /LQN 6WUXW

'XDO /LQN 6WUXW

/ 62+&

/ '2+&

/ '2+&

03,

03,

03,

)XHO 3XPS 7\SH

(OHFWULF 0RWRU 3XPS

(OHFWULF 0RWRU 3XPS

(OHFWULF 0RWRU 3XPS

)XHO )LOWHU 7\SH

&DUWULGJH

&DUWULGJH

&DUWULGJH







*HDU 7\SH
:KHHO $OLJQPHQW
)URQW
7RH,Q DW (DFK ZKHHO EPP

5HDU
7RH,Q DW (DFK ZKHHO EPP
&DPEHU E
2LO &DSDFLW\ /

6XVSHQVLRQ
$SSOLFDWLRQ

)XHO 6\VWHP
$SSOLFDWLRQ
)XHO 'HOLYHU\

)XHO &DSDFLW\ /

/XEULFDWLQJ 6\VWHP
$SSOLFDWLRQ

/ 62+&

/ '2+&

/ '2+&

)RUFHG )HHG

)RUFHG )HHG

)RUFHG )HHG

2LO 3XPS 7\SH

'XRFHQWULF 5RWRU

'XRFHQWULF 5RWRU

'XRFHQWULF 5RWRU

2LO )LOWHU 7\SH

&DUWULGJH )XOO )ORZ

&DUWULGJH )XOO )ORZ

&DUWULGJH )XOO )ORZ







/ 62+&

/ '2+&

/ '2+&

)RUFHG :DWHU
&LUFXODWLRQ

)RUFHG :DWHU
&LUFXODWLRQ

)RUFHG :DWHU
&LUFXODWLRQ

/XEULFDWLQJ 7\SH

2LO 3DQ &DSDFLW\ ,QFOXGLQJ 2LO )LOWHU /

&RROLQJ 6\VWHP
$SSOLFDWLRQ
&RROLQJ 7\SH
5DGLDWRU 7\SH

&URVVIORZ

&URVVIORZ

&URVVIORZ

:DWHU 3XPS 7\SH

&HQWULIXJDO

&HQWULIXJDO

&HQWULIXJDO

7KHUPRVWDW 7\SH

3HOOHW 7\SH

3HOOHW 7\SH

3HOOHW 7\SH







&RRODQW &DSDFLW\ /

'$(:22 9 %/

*(1(5$/ ,1)250$7,21 %  
(OHFWULF 6\VWHP
$SSOLFDWLRQ
%DWWHU\ $PSV
$OWHUQDWRU $PSV
6WDUWHU 1R/RDG 7HVW &XUUHQW 'UDZ 
N: $PSV9ROWV

/ 62+&

/ '2+&

/ '2+&

 &ROG &UDQNLQJ


 &ROG &UDQNLQJ

 &ROG &UDQNLQJ


 &ROG &UDQNLQJ

 &ROG &UDQNLQJ


 &ROG &UDQNLQJ







0LQLPXP 
0D[LPXP 
DW 

0LQLPXP 
0D[LPXP 
DW 

0LQLPXP 
0D[LPXP 
DW 

9(+,&/( ',0(16,216 $1' :(,*+76


9HKLFOH 'LPHQVLRQV  0DQXDO DQG $XWRPDWLF
$SSOLFDWLRQ

/ 62+&

/ '2+&

/ '2+&

2YHUDOO /HQJWK PP







2YHUDOO :LGWK PP







2YHUDOO +HLJKW PP



















)URQW PP







5HDU PP







0LQLPXP *URXQG &OHDUDQFH PP


:KHHO %DVH PP
7UHDG

9HKLFOH :HLJKWV  'RRU 1RWFKEDFN


$SSOLFDWLRQ
0DQXDO
&XUE :HLJKW NJ
*URVV 9HKLFOH :HLJKW NJ
$XWRPDWLF
&XUE :HLJKW NJ
*URVV 9HKLFOH :HLJKW NJ
3DVVHQJHU &DSDFLW\

'$(:22 9 %/

/ 62+&

/ '2+&

/ '2+&

  

  

7%'





7%'

  

  

7%'





7%'

7%'

%   *(1(5$/ ,1)250$7,21

67$1'$5' %2/7 63(&,),&$7,216


%ROW

7  /RZ &DUERQ 6WHHO

7  +LJK &DUERQ 6WHHO

7  $OOR\ 6WHHO

0; 

1:P OE:LQ

1:P OE:LQ

0; 

1:P OE:LQ

1:P OE:LQ

1:P OE:IW

0; 

1:P OE:IW

1:P OE:IW

1:P OE:IW

0; 

1:P OE:IW

1:P OE:IW

1:P OE:IW

0; 

1:P OE:IW

1:P OE:IW

1:P OE:IW

0; 

1:P OE:IW

1:P OE:IW

1:P OE:IW

0; 

1:P OE:IW

1:P OE:IW

1:P OE:IW

0; 

1:P OE:IW

1:P OE:IW

1:P OE:IW

0; 

1:P OE:IW

1:P OE:IW

1:P OE:IW

0; 

1:P OE:IW

1:P OE:IW

1:P OE:IW

0; 

1:P OE:IW

1:P OE:IW

1:P OE:IW

0; 

1:P OE:IW

1:P OE:IW

1:P OE:IW

0; 

1:P OE:IW

1:P OE:IW

1:P OE:IW

0; 

1:P OE:IW

1:P OE:IW

1:P OE:IW

'LDPHWHU ; SLWFK LQ PLOOLPHWHUV

$

'$(:22 9 %/

*(1(5$/ ,1)250$7,21 %  

0$,17(1$1&( $1'
5(3$,5
0$,17(1$1&( $1'
/8%5,&$7,21
1250$/ 9(+,&/( 86(

7KH PDLQWHQDQFH LQVWUXFWLRQV FRQWDLQHG LQ WKH


PDLQWHQDQFH VFKHGXOH DUH EDVHG RQ WKH DVVXPSWLRQ
WKDW WKH YHKLFOH ZLOO EH XVHG IRU WKH IROORZLQJ UHDVRQV
- 7R FDUU\ SDVVHQJHUV DQG FDUJR ZLWKLQ WKH OLPLWDWLRQ
LQGLFDWHG RQ WKH 7LUH 3ODFDUG ORFDWHG RQ WKH HGJH RI
WKH GULYHU
V GRRU
- 7R EH GULYHQ RQ UHDVRQDEOH URDG VXUIDFHV DQG ZLWKLQ
OHJDO RSHUDWLQJ OLPLWV

(;3/$1$7,21 2) 6&+('8/('
0$,17(1$1&( 6(59,&(6

7KH VHUYLFHV OLVWHG LQ WKH PDLQWHQDQFH VFKHGXOH DUH


IXUWKHU H[SODLQHG EHORZ :KHQ WKH IROORZLQJ
PDLQWHQDQFH VHUYLFHV DUH SHUIRUPHG PDNH VXUH DOO WKH
SDUWV DUH UHSODFHG DQG DOO WKH QHFHVVDU\ UHSDLUV DUH
GRQH EHIRUH GULYLQJ WKH YHKLFOH $OZD\V XVH WKH SURSHU
IOXLG DQG OXEULFDQWV

'ULYH %HOW ,QVSHFWLRQ


:KHQ D VHSDUDWH EHOW GULYHV WKH SRZHU VWHHULQJ SXPS
WKH DLU FRQGLWLRQLQJ FRPSUHVVRU DQG WKH JHQHUDWRU
LQVSHFW LW IRU FUDFNV IUD\LQJ ZHDU DQG SURSHU WHQVLRQ
$GMXVW RU UHSODFH WKH EHOW DV QHHGHG

(QJLQH 2LO DQG 2LO )LOWHU &KDQJH


$OZD\V XVH DERYH WKH 6- JUDGH HQJLQH RLO 7KH 6GHVLJQDWLRQ PD\ EH VKRZQ DORQH RU LQ FRPELQDWLRQ ZLWK
RWKHU GHVLJQDWLRQV VXFK DV 6-&& HWF

(QJLQH 2LO 9LVFRVLW\


(QJLQH RLO YLVFRVLW\ WKLFNQHVV KDV DQ HIIHFW RQ IXHO
HFRQRP\ DQG FROG ZHDWKHU RSHUDWLRQ /RZHU YLVFRVLW\
HQJLQH RLOV FDQ SURYLGH EHWWHU IXHO HFRQRP\ DQG FROG
ZHDWKHU SHUIRUPDQFH KRZHYHU KLJKHU WHPSHUDWXUH
ZHDWKHU FRQGLWLRQV UHTXLUH KLJKHU YLVFRVLW\ HQJLQH RLOV
IRU VDWLVIDFWRU\ OXEULFDWLRQ 8VLQJ RLOV RI DQ\ YLVFRVLW\
RWKHU WKDQ WKRVH YLVFRVLWLHV UHFRPPHQGHG FRXOG UHVXOW
LQ HQJLQH GDPDJH

&RROLQJ 6\VWHP 6HUYLFH


'UDLQ IOXVK DQG UHILOO WKH V\VWHP ZLWK QHZ FRRODQW 5HIHU
WR 5HFRPPHQGHG )OXLGV DQG /XEULFDQWV LQ WKLV VHFWLRQ

)XHO 0LFUR)LOWHU 5HSODFHPHQW


5HSODFH WKH HQJLQH IXHO ILOWHU HYHU\  NP 
PLOHV 
7KH HQJLQH IXHO ILOWHU LV ORFDWHG RQ WKH FHQWHU GDVK SDQHO
QHDU WKH EUDNH ERRVWHU

'$(:22 9 %/

%   *(1(5$/ ,1)250$7,21
$LU &OHDQHU (OHPHQW 5HSODFHPHQW
5HSODFH WKH DLU FOHDQHU HOHPHQW HYHU\ NP
 PLOHV 
5HSODFH WKH DLU FOHDQHU PRUH RIWHQ XQGHU GXVW\
FRQGLWLRQV

7KURWWOH %RG\ 0RXQWLQJ %ROW 7RUTXH


&KHFN WKH WRUTXH RI WKH WKURWWOH ERG\ PRXQWLQJ EROWV
7LJKWHQ WKH WKURWWOH ERG\ PRXQWLQJ QXWV WR 1:P
OELQ '2+&   1:P  OEIW 62+&  LI
QHFHVVDU\

6SDUN 3OXJ 5HSODFHPHQW


5HSODFH VSDUN SOXJV ZLWK WKH VDPH W\SH

0DNHU

62+&
%RVFK

'2+&
%RVFK

7\SH

:5'&

)5/'&

)/5/'&8

*DS

PP

PP

PP

6SDUN 3OXJ :LUH 5HSODFHPHQW


&OHDQ WKH ZLUHV DQG LQVSHFW WKHP IRU EXUQV FUDFNV RU
RWKHU GDPDJH &KHFN WKH ZLUH ERRW ILW DW WKH GLUHFW
LJQLWLRQ V\VWHP ',6 PRGXOH DQG DW WKH VSDUN SOXJV
5HSODFH WKH ZLUHV DV QHHGHG

%UDNH 6\VWHP 6HUYLFH


&KHFN WKH GLVF EUDNH SDGV HYHU\ NP RU
PRQWKV &KHFN WKH SDG DQG WKH OLQLQJ WKLFNQHVV
FDUHIXOO\ ,I WKH SDGV RU WKH OLQLQJV DUH QRW H[SHFWHG WR
ODVW DQRWKHU NP UHSODFH WKH SDGV RU WKH OLQLQJV
&KHFN WKH EUHDWKHU KROH LQ WKH EUDNH IOXLG UHVHUYRLU FDS
WR EH VXUH LW LV IUHH IURP GLUW DQG WKH SDVVDJH LV RSHQ

7UDQVD[OH 6HUYLFH
7KH PDQXDO WUDQVD[OH RLO GRHV QRW UHTXLUH FKDQJLQJ 7KH
DXWRPDWLF WUDQVD[OH IOXLG VKRXOG EH FKDQJHG HYHU\
 NP IRU =) +3 DQG HYHU\  NP IRU $,6,1
/(

7LUH DQG :KHHO ,QVSHFWLRQ DQG 5RWDWLRQ


&KHFN WKH WLUHV IRU DEQRUPDO ZHDU RU GDPDJH 7R
HTXDOL]H ZHDU DQG REWDLQ PD[LPXP WLUH OLIH URWDWH WKH
WLUHV ,I LUUHJXODU RU SUHPDWXUH ZHDU H[LVWV FKHFN WKH
ZKHHO DOLJQPHQW DQG FKHFN IRU GDPDJHG ZKHHOV :KLOH
WKH WLUHV DQG ZKHHOV DUH UHPRYHG LQVSHFW WKH EUDNHV
5HIHU WR (DFK 7LPH 7KH 2LO ,V &KDQJHG LQ WKLV VHFWLRQ

&

'$(:22 9 %/

*(1(5$/ ,1)250$7,21 %  

6&+('8/(' 0$,17(1$1&( &+$576


(QJLQH
0DLQWHQDQFH ,WHP

0DLQWHQDQFH ,QWHUYDO
.LORPHWHUV PLOHV RU WLPH LQ PRQWKV ZKLFKHYHU FRPHV ILUVW

.LORPHWHUV [ 

















0LOHV [ 

































0RQWKV
'ULYH EHOWV DOWHUQDWRU SRZHU
VWHHULQJ
'2+&
(QJLQH RLO DQG RLO

ILOWHU 

&RROLQJ V\VWHP DQG KRVH


FRQQHFWLRQ
(QJLQH FRRODQW

)XHO ILOWHU

)XHO OLQH DQG FRQQHFWLRQV


$LU FOHDQHU

HOHPHQW

,JQLWLRQ WLPLQJ

6SDUN SOXJV

',6 0RGXOH

&KDUFRDO FDQLVWHU DQG YDSRU


OLQHV

3&9 6\VWHP

7LPLQJ EHOW FDPVKDIW EHOW


$LU FRQGLWLRQ ILOWHU

,
,

&KDUW 6\PEROV
,  ,QVSHFW DQG LI QHFHVVDU\ FRUUHFW FOHDQ UHSOHQLVK RU DGMXVW
5  5HSODFH RU FKDQJH
,I WKH YHKLFOH LV RSHUDWHG XQGHU VHYHUH FRQGLWLRQV VKRUW GLVWDQFH GULYLQJ H[WHQVLYH LGOLQJ RU GULYLQJ LQ GXVW\
FRQGLWLRQV FKDQJH WKH HQJLQH RLO DQG WKH ILOWHU HYHU\ NP  PLOHV RU VL[ PRQWKV ZKLFKHYHU FRPHV ILUVW
0RUH IUHTXHQWO\ LI GULYLQJ LQ GXVW\ FRQGLWLRQV
5HIHU WR 5HFRPPHQGHG )OXLGV DQG /XEULFDQWV

'$(:22 9 %/

%   *(1(5$/ ,1)250$7,21
&KDVVLV DQG %RG\
0DLQWHQDQFH ,WHP

0DLQWHQDQFH ,QWHUYDO
.LORPHWHUV PLOHV RU WLPH LQ PRQWKV ZKLFKHYHU FRPHV ILUVW









.LORPHWHUV [ 

0LOHV [ 































3DUNLQJ EUDNH

%UDNH OLQH DQG FRQQHFWLRQV


LQFOXGLQJ ERRVWHU

5HDU KXE EHDULQJ DQG FOHDUDQFH

0RQWKV
%UDNH DQG FOXWFK IOXLG 
%UDNH SDGV DQG

GLVFV

0DQXDO WUDQVD[OH

RLO

&OXWFK DQG EUDNH SHGDO IUHH


SOD\
$XWRPDWLF WUDQVD[OH IOXLG
=) +3
$XWRPDWLF WUDQVD[OH IOXLG
$,6,1 /(
7LJKWHQ FKDVVLV DQG XQGHUERG\
EROWV DQG QXWV

7LUH FRQGLWLRQ DQG LQIODWLRQ


SUHVVXUH

:KHHO DOLJQPHQW

,QVSHFW ZKHQ DEQRUPDO FRQGLWLRQ LV QRWHG

6WHHULQJ ZKHHO DQG OLQNDJH

'ULYH VKDIW ERRWV

6HDW EHOWV EXFNOHV DQG DQFKRUV

/XEULFDWH ORFNV KLQJHV DQG


KRRG ODWFK

3RZHU VWHHULQJ IOXLG DQG OLQHV

&KDUW 6\PEROV
,  ,QVSHFW DQG LI QHFHVVDU\ FRUUHFW FOHDQ UHSOHQLVK RU DGMXVW
5  5HSODFH RU FKDQJH
5HIHU WR 5HFRPPHQGHG )OXLGV $QG /XEULFDQWV
$QG LI QHFHVVDU\ URWDWH DQG EDODQFH ZKHHOV
0RUH IUHTXHQWO\ LI RSHUDWHG XQGHU VHYHUH FRQGLWLRQV VKRUW GLVWDQFH GULYLQJ H[WHQVLYH LGOLQJ IUHTXHQW ORZVSHHG
RSHUDWLRQ LQ VWRS DQG JR WUDIILF RU GULYLQJ LQ GXVW\ FRQGLWLRQV
&KDQJH WKH EUDNHFOXWFK IOXLG HYHU\   NP  PLOHV LI WKH YHKLFOH LV PDLQO\ GULYHQ XQGHU VHYHUH FRQGLWLRQV
 GULYLQJ LQ KLOO\ RU PRXQWDLQRXV WHUUDLQ RU
 WRZLQJ D WUDLOHUFDUDYDQ IUHTXHQWO\

'$(:22 9 %/

*(1(5$/ ,1)250$7,21 %  

2:1(5 ,163(&7,216 $1'


6(59,&(6
:+,/( 23(5$7,1* 7+( 9(+,&/(
+RUQ 2SHUDWLRQ
%ORZ WKH KRUQ RFFDVLRQDOO\ WR PDNH VXUH LW ZRUNV &KHFN
DOO WKH EXWWRQ ORFDWLRQV

%UDNH 6\VWHP 2SHUDWLRQ


%H DOHUW IRU DEQRUPDO VRXQGV LQFUHDVHG EUDNH SHGDO
WUDYHO RU UHSHDWHG SXOOLQJ WR RQH VLGH ZKHQ EUDNLQJ
$OVR LI WKH EUDNH ZDUQLQJ OLJKW JRHV RQ RU IODVKHV
VRPHWKLQJ PD\ EH ZURQJ ZLWK SDUW RI WKH EUDNH V\VWHP

([KDXVW 6\VWHP 2SHUDWLRQ


%H DOHUW WR DQ\ FKDQJHV LQ WKH VRXQG RI WKH V\VWHP RU
WKH VPHOO RI WKH IXPHV 7KHVH DUH VLJQV WKDW WKH V\VWHP
PD\ EH OHDNLQJ RU RYHUKHDWLQJ +DYH WKH V\VWHP
LQVSHFWHG DQG UHSDLUHG LPPHGLDWHO\

7LUHV :KHHOV DQG $OLJQPHQW 2SHUDWLRQ


%H DOHUW WR DQ\ YLEUDWLRQ RI WKH VWHHULQJ ZKHHO RU WKH
VHDWV DW QRUPDO KLJKZD\ VSHHGV 7KLV PD\ PHDQ D
ZKHHO QHHGV WR EH EDODQFHG $OVR D SXOO ULJKW RU OHIW RQ D
VWUDLJKW OHYHO URDG PD\ VKRZ WKH QHHG IRU D WLUH
SUHVVXUH DGMXVWPHQW RU D ZKHHO DOLJQPHQW

6WHHULQJ 6\VWHP 2SHUDWLRQ


%H DOHUW WR FKDQJHV LQ WKH VWHHULQJ DFWLRQ $Q LQVSHFWLRQ
LV QHHGHG ZKHQ WKH VWHHULQJ ZKHHO LV KDUG WR WXUQ RU KDV
WRR PXFK IUHH SOD\ RU LI XQXVXDO VRXQGV DUH QRWLFHG
ZKHQ WXUQLQJ RU SDUNLQJ

+HDGODPS $LP
7DNH QRWH RI WKH OLJKW SDWWHUQ RFFDVLRQDOO\ $GMXVW WKH
KHDGODPSV LI WKH EHDPV VHHP LPSURSHUO\ DLPHG

$7 ($&+ )8(/ ),//


$ IOXLG ORVV LQ DQ\ H[FHSW ZLQGVKLHOG ZDVKHU V\VWHP
PD\ LQGLFDWH D SUREOHP +DYH WKH V\VWHP LQVSHFWHG DQG
UHSDLUHG LPPHGLDWHO\

(QJLQH 2LO /HYHO


&KHFN WKH RLO OHYHO DQG DGG RLO LI QHFHVVDU\ 7KH EHVW
WLPH WR FKHFN WKH HQJLQH RLO OHYHO LV ZKHQ WKH RLO LV ZDUP
 $IWHU VWRSSLQJ WKH HQJLQH ZDLW D IHZ PLQXWHV IRU WKH
RLO WR GUDLQ EDFN WR WKH RLO SDQ
 3XOO RXW WKH RLO OHYHO LQGLFDWRU GLSVWLFN 
 :LSH LW FOHDQ DQG SXVK WKH RLO OHYHO LQGLFDWRU EDFN
GRZQ DOO WKH ZD\
 3XOO RXW WKH RLO OHYHO LQGLFDWRU DQG ORRN DW WKH RLO OHYHO
RQ LW
 $GG RLO LI QHHGHG WR NHHS WKH RLO OHYHO DERYH WKH 0,1
OLQH DQG ZLWKLQ WKH DUHD ODEHOHG 2SHUDWLQJ 5DQJH
$YRLG RYHUILOOLQJ WKH HQJLQH VLQFH WKLV PD\ FDXVH
HQJLQH GDPDJH

'$(:22 9 %/

%   *(1(5$/ ,1)250$7,21
 3XVK WKH LQGLFDWRU DOO WKH ZD\ EDFN GRZQ LQWR WKH
HQJLQH DIWHU WDNLQJ WKH UHDGLQJ
,I \RX FKHFN WKH RLO OHYHO ZKHQ WKH RLO LV FROG GR QRW UXQ
WKH HQJLQH ILUVW 7KH FROG RLO ZLOO QRW GUDLQ EDFN WR WKH SDQ
IDVW HQRXJK WR JLYH D WUXH RLO OHYHO UHDGLQJ

(QJLQH &RRODQW /HYHO DQG &RQGLWLRQ


&KHFN WKH FRRODQW OHYHO LQ WKH FRRODQW UHVHUYRLU WDQN DQG
DGG FRRODQW LI QHFHVVDU\ ,QVSHFW WKH FRRODQW 5HSODFH
GLUW\ RU UXVW\ FRRODQW

:LQGVKLHOG :DVKHU )OXLG /HYHO


&KHFN WKH ZDVKHU IOXLG OHYHO LQ WKH UHVHUYRLU $GG IOXLG LI
QHFHVVDU\

$7 /($67 0217+/<
7LUH DQG :KHHO ,QVSHFWLRQ DQG 3UHVVXUH
&KHFN
&KHFN WKH WLUHV IRU DEQRUPDO ZHDU RU GDPDJH $OVR
FKHFN IRU GDPDJHG ZKHHOV &KHFN WKH WLUH SUHVVXUH
ZKHQ WKH WLUHV DUH FROG FKHFN WKH VSDUH DOVR XQOHVV LW LV
D VWRZDZD\  0DLQWDLQ WKH UHFRPPHQGHG SUHVVXUHV WKDW
DUH RQ WKH WLUH SODFDUG WKDW LV RQ WKH GULYHU
V GRRU

/DPS 2SHUDWLRQ
&KHFN WKH RSHUDWLRQ RI WKH OLFHQVH SODWH ODPS WKH
KHDGODPSV LQFOXGLQJ WKH KLJK EHDPV  WKH SDUNLQJ
ODPSV WKH IRJ ODPSV WKH WDLOODPS WKH EUDNH ODPSV WKH
WXUQ VLJQDOV WKH EDFNXS ODPSV DQG WKH KD]DUG ZDUQLQJ
IODVKHU

)OXLG /HDN &KHFN


3HULRGLFDOO\ LQVSHFW WKH VXUIDFH EHQHDWK WKH YHKLFOH IRU
ZDWHU RLO IXHO RU RWKHU IOXLGV DIWHU WKH YHKLFOH KDV EHHQ
SDUNHG IRU D ZKLOH :DWHU GULSSLQJ IURP WKH DLU
FRQGLWLRQLQJ V\VWHP DIWHU XVH LV QRUPDO ,I \RX QRWLFH
IXHO OHDNV RU IXPHV ILQG WKH FDXVH DQG FRUUHFW LW DW RQFH

$7 /($67 7:,&( $ <($5


3RZHU 6WHHULQJ 6\VWHP 5HVHUYRLU /HYHO
&KHFN WKH SRZHU VWHHULQJ IOXLG OHYHO .HHS WKH SRZHU
VWHHULQJ IOXLG DW WKH SURSHU OHYHO 5HIHU WR 6HFWLRQ $
3RZHU 6WHHULQJ 6\VWHP

%UDNH 0DVWHU &\OLQGHU 5HVHUYRLU /HYHO


&KHFN WKH IOXLG DQG NHHS LW DW WKH SURSHU OHYHO 5HIHU WR
6HFWLRQ % 0DVWHU &\OLQGHU $ ORZ IOXLG OHYHO FDQ
LQGLFDWH ZRUQ GLVF EUDNH SDGV PD\ QHHG WR EH VHUYLFHG
&KHFN WKH EUHDWKHU KROH LQ WKH UHVHUYRLU FRYHU WR EH IUHH
IURP GLUW DQG FKHFN IRU DQ RSHQ SDVVDJH

'$(:22 9 %/

*(1(5$/ ,1)250$7,21 %  
&OXWFK 3HGDO )UHH 7UDYHO
&KHFN FOXWFK SHGDO IUHH WUDYHO DQG DGMXVW DV QHFHVVDU\
HYHU\ NP 0HDVXUH WKH GLVWDQFH IURP WKH FHQWHU
RI WKH FOXWFK SHGDO WR WKH RXWHU HGJH RI WKH VWHHULQJ
ZKHHO ZLWK WKH FOXWFK SHGDO QRW GHSUHVVHG 7KHQ
PHDVXUH WKH GLVWDQFH IURP WKH FHQWHU RI WKH FOXWFK SHGDO
WR WKH RXWHU HGJH RI WKH VWHHULQJ ZKHHO ZLWK WKH FOXWFK
SHGDO IXOO\ GHSUHVVHG 7KH GLIIHUHQFH EHWZHHQ WKH WZR
YDOXHV PXVW EH JUHDWHU WKDQ PP

:HDWKHUVWULS /XEULFDWLRQ
$SSO\ D WKLQ ILOP RI VLOLFRQH JUHDVH XVLQJ D FOHDQ FORWK

($&+ 7,0( 7+( 2,/ ,6 &+$1*('


$XWRPDWLF 7UDQVD[OH )OXLG
5HIHU WR 6HFWLRQ $ =) +3$XWRPDWLF 7UDQVD[OH

0DQXDO 7UDQVD[OH
&KHFN WKH RLO OHYHO DQG DGG RLO DV UHTXLUHG 5HIHU WR
6HFWLRQ % )LYH6SHHG 0DQXDO 7UDQVD[OH

%UDNH 6\VWHP ,QVSHFWLRQ


7KLV LQVSHFWLRQ VKRXOG EH GRQH ZKHQ WKH ZKHHOV DUH
UHPRYHG IRU URWDWLRQ ,QVSHFW WKH OLQHV DQG WKH KRVHV IRU
SURSHU KRRNXS ELQGLQJ OHDNV FUDFNV FKDILQJ HWF
,QVSHFW WKH GLVF EUDNH SDGV IRU ZHDU ,QVSHFW WKH URWRUV
IRU VXUIDFH FRQGLWLRQ ,QVSHFW RWKHU EUDNH SDUWV
LQFOXGLQJ WKH SDUNLQJ EUDNH HWF DW WKH VDPH WLPH
&KHFN WKH SDUNLQJ EUDNH DGMXVWPHQW ,QVSHFW WKH EUDNHV
PRUH RIWHQ LI KDELW RU FRQGLWLRQV UHVXOW LQ IUHTXHQW
EUDNLQJ

6WHHULQJ 6XVSHQVLRQ DQG )URQW 'ULYH $[OH


%RRW DQG 6HDO ,QVSHFWLRQ
,QVSHFW WKH IURQW DQG UHDU VXVSHQVLRQ DQG WKH VWHHULQJ
V\VWHP IRU GDPDJHG ORRVH RU PLVVLQJ SDUWV VLJQV RI
ZHDU RU ODFN RI OXEULFDWLRQ ,QVSHFW WKH SRZHU VWHHULQJ
OLQHV DQG WKH KRVHV IRU SURSHU KRRNXS ELQGLQJ OHDNV
FUDFNV DQG FKDILQJ HWF &OHDQ DQG LQVSHFW WKH GULYH D[OH
ERRW DQG VHDOV IRU GDPDJH WHDUV RU OHDNDJH 5HSODFH
WKH VHDOV LI QHFHVVDU\

([KDXVW 6\VWHP ,QVSHFWLRQ


,QVSHFW WKH FRPSOHWH V\VWHP LQFOXGLQJ WKH FDWDO\WLF
FRQYHUWHU LI HTXLSSHG  ,QVSHFW WKH ERG\ QHDU WKH
H[KDXVW V\VWHP /RRN IRU EURNHQ GDPDJHG PLVVLQJ RU
RXWRISRVLWLRQ SDUWV DV ZHOO DV RSHQ VHDPV KROHV
ORRVH FRQQHFWLRQV RU RWKHU FRQGLWLRQV ZKLFK FRXOG
FDXVH KHDW EXLOGXS LQ WKH IORRU SDQ RU FRXOG OHW H[KDXVW
IXPHV VHHS LQWR WKH WUXQN RU SDVVHQJHU FRPSDUWPHQW

7KURWWOH /LQNDJH ,QVSHFWLRQ


,QVSHFW WKH WKURWWOH OLQNDJH IRU LQWHUIHUHQFH RU ELQGLQJ
GDPDJHG RU PLVVLQJ SDUWV /XEULFDWH DOO OLQNDJH MRLQWV
DQG WKURWWOH FDEOH MRLQWV WKH LQWHUPHGLDWH WKURWWOH VKDIW
EHDULQJ WKH UHWXUQ VSULQJ DW WKURWWOH YDOYH DVVHPEO\ DQG
WKH DFFHOHUDWRU SHGDO VOLGLQJ IDFH ZLWK VXLWDEOH JUHDVH
&KHFN WKH WKURWWOH FDEOH IRU IUHH PRYHPHQW

'$(:22 9 %/

%   *(1(5$/ ,1)250$7,21
(QJLQH 'ULYH %HOWV
,QVSHFW DOO EHOWV IRU FUDFNV IUD\LQJ ZHDU DQG SURSHU
WHQVLRQ $GMXVW RU UHSODFH WKH EHOWV DV QHHGHG

+RRG /DWFK 2SHUDWLRQ


:KHQ RSHQLQJ WKH KRRG QRWH WKH RSHUDWLRQ RI WKH
VHFRQGDU\ ODWFK ,W VKRXOG NHHS WKH KRRG IURP RSHQLQJ
DOO WKH ZD\ ZKHQ WKH SULPDU\ ODWFK LV UHOHDVHG 7KH KRRG
PXVW FORVH ILUPO\

$7 /($67 $118$//<
/DS DQG 6KRXOGHU %HOW &RQGLWLRQ DQG
2SHUDWLRQ
,QVSHFW WKH EHOW V\VWHP LQFOXGLQJ WKH ZHEELQJ WKH
EXFNOHV WKH ODWFK SODWHV WKH UHWUDFWRU WKH JXLGH ORRSV
DQG WKH DQFKRUV

0RYDEOH +HDG 5HVWUDLQW 2SHUDWLRQ


2Q YHKLFOHV ZLWK PRYDEOH KHDG UHVWUDLQWV WKH UHVWUDLQWV
PXVW VWD\ LQ WKH GHVLUHG SRVLWLRQ

6SDUH 7LUH DQG -DFN 6WRUDJH


%H DOHUW WR UDWWOHV LQ WKH UHDU RI WKH YHKLFOH 7KH VSDUH
WLUH DOO WKH MDFNLQJ HTXLSPHQW DQG WKH WRROV PXVW EH
VHFXUHO\ VWRZHG DW DOO WLPHV 2LO WKH MDFN UDWFKHW RU WKH
VFUHZ PHFKDQLVP DIWHU HDFK XVH

.H\ /RFN 6HUYLFH


/XEULFDWH WKH NH\ ORFN F\OLQGHU

%RG\ /XEULFDWLRQ 6HUYLFH


/XEULFDWH DOO WKH ERG\ GRRU KLQJHV LQFOXGLQJ WKH KRRG
WKH IXHO GRRU WKH UHDU FRPSDUWPHQW KLQJHV DQG WKH
ODWFKHV WKH JORYH ER[ DQG WKH FRQVROH GRRUV DQG DQ\
IROGLQJ VHDW KDUGZDUH

7UDQVD[OH 1HXWUDO 6ZLWFK 2SHUDWLRQ RQ


$XWRPDWLF 7UDQVD[OH
&DXWLRQ 7DNH WKH IROORZLQJ SUHFDXWLRQV EHFDXVH
WKH YHKLFOH FRXOG PRYH ZLWKRXW ZDUQLQJ DQG
SRVVLEO\ FDXVH SHUVRQDO LQMXU\ RU SURSHUW\ GDPDJH
- )LUPO\ DSSO\ WKH SDUNLQJ EUDNH DQG WKH UHJXODU
EUDNHV
- 'R QRW XVH WKH DFFHOHUDWRU SHGDO
- %H UHDG\ WR SURPSWO\ WXUQ RII WKH LJQLWLRQ LI WKH
YHKLFOH VWDUWV
2Q DXWRPDWLF WUDQVD[OH YHKLFOHV WU\ WR VWDUW WKH HQJLQH
LQ HDFK JHDU 7KH VWDUWHU VKRXOG FUDQN RQO\ LQ 3 3$5.
DQG LQ 1 1(875$/ 

3DUNLQJ %UDNH DQG 7UDQVD[OH 3 3$5.


0HFKDQLVP 2SHUDWLRQ
&DXWLRQ ,Q RUGHU WR UHGXFH WKH ULVN RI SHUVRQDO
LQMXU\ RU SURSHUW\ GDPDJH EH SUHSDUHG WR DSSO\ WKH
UHJXODU EUDNHV SURPSWO\ LI WKH YHKLFOH EHJLQV WR
PRYH

'$(:22 9 %/

*(1(5$/ ,1)250$7,21 %  
3DUN RQ D IDLUO\ VWHHS KLOO ZLWK HQRXJK URRP IRU
PRYHPHQW LQ WKH GRZQKLOO GLUHFWLRQ 7R FKHFN WKH
SDUNLQJ EUDNH ZLWK WKH HQJLQH UXQQLQJ DQG WKH WUDQVD[OH
LQ 1 1(875$/  VORZO\ UHPRYH IRRW SUHVVXUH IURP WKH
UHJXODU EUDNH SHGDO XQWLO RQO\ WKH SDUNLQJ EUDNH LV
KROGLQJ WKH YHKLFOH 
7R FKHFN WKH DXWRPDWLF WUDQVD[OH 3 3$5.
PHFKDQLVP
V KROGLQJ DELOLW\ UHOHDVH DOO EUDNHV DIWHU
VKLIWLQJ WKH WUDQVD[OH WR 3 3$5. 

8QGHUERG\ )OXVKLQJ
)OXVKLQJ WKH XQGHUERG\ ZLOO UHPRYH DQ\ FRUURVLYH
PDWHULDOV XVHG IRU LFH DQG VQRZ UHPRYDO DQG GXVW
FRQWURO $W OHDVW HYHU\ VSULQJ FOHDQ WKH XQGHUERG\
)LUVW ORRVHQ WKH VHGLPHQW SDFNHG LQ FORVHG DUHDV RI WKH
YHKLFOH 7KHQ IOXVK WKH XQGHUERG\ ZLWK SODLQ ZDWHU

(QJLQH &RROLQJ 6\VWHP


,QVSHFW WKH FRRODQW DQG IUHH]H SURWHFWLRQ IOXLG ,I WKH IOXLG
LV GLUW\ RU UXVW\ GUDLQ IOXVK DQG UHILOO WKH HQJLQH FRROLQJ
V\VWHP ZLWK QHZ FRRODQW .HHS WKH FRRODQW DW WKH SURSHU
PL[WXUH LQ RUGHU WR HQVXUH SURSHU IUHH]H SURWHFWLRQ
FRUURVLRQ SURWHFWLRQ DQG HQJLQH RSHUDWLQJ WHPSHUDWXUH
,QVSHFW WKH KRVHV 5HSODFH WKH FUDFNHG VZROOHQ RU
GHWHULRUDWHG KRVHV 7LJKWHQ WKH FODPSV &OHDQ WKH
RXWVLGH RI WKH UDGLDWRU DQG WKH DLU FRQGLWLRQLQJ
FRQGHQVHU :DVK WKH ILOOHU FDS DQG WKH QHFN 3UHVVXUH
WHVW WKH FRROLQJ V\VWHP DQG WKH FDS LQ RUGHU WR KHOS
HQVXUH SURSHU RSHUDWLRQ

5(&200(1'(' )/8,'6 $1' /8%5,&$176


86$*(
(QJLQH 2LO

&$3$&,7<
/

)/8,'/8%5,&$17
62+&  6$( : $3, 6'2+&  6$( : $3, 6-

/

0L[WXUH RI ZDWHU DQG JRRG TXDOLW\ VLOLFDWHEDVH


DQWLIUHH]H \HDUURXQG FRRODQW

%UDNH DQG &OXWFK )OXLG

/

66. '27)OXLG

3RZHU 6WHHULQJ 6\VWHP )OXLG

/

'(;521 ,, RU ,,,

(QJLQH &RRODQW

$XWRPDWLF 7UDQVD[OH )OXLG


=) +3

/
ZKHQ RYHUKDXO /

$XWRPDWLF 7UDQVD[OH )OXLG


$,6,1 /(

/  /
ZKHQ RYHUKDXO
  /

0DQXDO 7UDQVD[OH )OXLG

'(;521 ,, ,,, RU 0HUFRQ0


VHH 5HFRPPDQGHG $XWR 7UDQVD[OH )OXLGV
727$/ )/8,' +;

/

&$6752/ :

0DQXDO 7UDQVD[OH 6KLIW /LQNDJH

$V QHHGHG

*UHDVH 0

.H\ /RFN &\OLQGHUV

$V QHHGHG

*UHDVH 0

$XWRPDWLF 7UDQVD[OH 6KLIW /LQNDJH

$V QHHGHG

*UHDVH

&OXWFK /LQNDJH 3LYRW 3RLQWV

$V QHHGHG

*UHDVH

)ORRU 6KLIW /LQNDJH 3RLQWV

$V QHHGHG

*UHDVH

$V QHHGHG

*UHDVH 0

+RRG /DWFK $VVHPEO\


 3LYRWV DQG 6SULQJ $QFKRU
+RRG DQG GRRU KLQJHV
)XHO GRRU KLQJH
5HDU FRPSDUWPHQW OLG KLQJHV
:HDWKHUVWULSV

'$(:22 9 %/

$V QHHGHG
$V QHHGHG

6SUD\ *UHDVH 0


2LO 0
:HWWLQJ $JHQW 0

%   *(1(5$/ ,1)250$7,21

5(&200(1'(' $8720$7,& 75$16$;/( )/8,'6 =) +3


0DQXIDFWXUHU

7UDGH QDPH

0DQXIDFWXUHU

7UDGH QDPH

$'',12/ 0,1(5$/g/ *0%+ .5803$'

$'',12/ $7) ' ,,,

.8:$,7 3(752/(80 +22*9/,(71/

4 $872  ,, '

$*,3 3(752/, 63$ 520,

$*,3 $7) ,, '

.8:$,7 3(752/(80 +22*9/,(71/

4 $872  ,, '

$*,3 3(752/, 63$ 520,

$*,3 '(;521 ,,,

/(35,1&(6,9(.( *0%+ +(5)25''

/(35,1;2/ )/8,' &1

$*,3 3(752/, 63$ 520,

$*,3 $7) ' 

/,48,02/<  0(*8,1 8/0'

0(*2/ $7) ,, '

$*,3 6&+0,(57(&+1,. :h5=%85*'

$872/ *(75,(%(g/ $7) ,,, '

0$85$1 6$ 2'$56)

,17(5 2,/ ,17(5 0$7,& $7) '

$*,3 6&+0,(57(&+1,. :h5=%85*'

$872/ *(75,(%(g/ $7)'

0,1g/5$)),1 '2//%(5*(1 8(7=('

3(11$62/ )/8,'*(75 g/ 7<3 3&1

$5$/ $* %2&+80'

$5$/ *(75 g/ $7)  )

02%,/ 2,/ :('(/'

02%,/ $7)  '  '

$5$/ $* %2&+80'

$5$/ *(75,(%(g/ $7) 

02%,/ 2,/ :('(/'

02%,/ $7)  '  '

$9,$ 0,1(5$/g/$* 0h1&+(1'

$9,$ )/8,' $7) 

02/ +81*$5,$1 2,/ .20$521+

&$55,(5 $7)

%/$6(5 6:,66/8%( +$6/(5h(*6$8&+

%/$62/ 

0255,6 /8%5,&$176 6+5(:6%85<*%

/,48,0$7,& ' ,,

%3 2,/ '(876&+/$1' +$0%85*'

)52172/ 81,9(56$/$7) 

1$)7(& $/*,(5'=

7$66,/,$

%3 2,/ ,17(51$7,21$/ /21'21*%

$875$1 0%;

1$1+$, 683(5,25 /8%2,/ &+,1$

1$1+$, $7) '

%8&+(5&,( $* /$1*(17+$/&+

02725(; $7) 683(5 '

1,65$),1(5,-$ 1$)7( %(2*5$'<8

*$/$; 0$7,& '$&

%8&+(5&,( $* /$1*(17+$/&+

02725(; $7) '(;521 ,,, 0&

2(67 * 0,1 g/:(5. )5(8'(167$'7'

$7) 7 

&-',('(5,&+6 6g+1( :833(57$/'

&,',62/+<'5)/8,' '(;521 ,, '

209 $* 6&+:(&+$7$

209 $7) ' ,, '

&$/3$0 *0%+ $6&+$))(1%85*'

3$0$7,& )/8,' 

209 $* 6&+:(&+$7$

209 $7) ,,, )

&$/3$0 *0%+ $6&+$))(1%85*'

&$/3$0$7,& )/8,' ,,, )

237,02/ g/:(5.( +$0%85*'

237,02/ $7) 7 

&$/7(; 3(752/(80 &253 /21'21*%

&$/7(; $7)+'$

26:$/' ./87+ %$5*)(/'67(*(1'

81,9(56$/ $7)'

&$6752/ /7' 6:,1'21*%

&$6752/ 74' 

3$.(/2 02725 2,/ 6$1 %21,)$&,2,

08/7,385326( 75$160 )/8,' ,, '

&$6752/ /7' 6:,1'21*%

&$6752/ 75$160$; =

3$12/,1 $* 0$'(76:,/&+

3$12/,1 $7) 08/7, 

&$6752/ /7' 6:,1'21*%

&$6752/ 74' 

35,1=6&+8/7( )5(&+(1'

$(52/,1( $7)'

&$6752/ /7' 6:,1'21*%

&$6752/ $7) 

35,1=6&+8/7( )5(&+(1'

$(52/,1( $7)

&$6752/ /7' 6:,1'21*%

&$6752/ 74 '(;521 ,,, )

5(362/ ',6758%&,21 6$ 0$'5,'(

5(362/ 0$7,& $7)

&(36$ 0$'5,'(

&(36$ $7)

6$(/ $/&2%(1'$6(

*8/) $7) ' ,, '

'( 2/,(%521 %9 =:,-1'5(&+71/

$7) '00

6&+0,(5672))5$)),1(5,( 6$/=%(5*(1'

:,17(56+$// $7) '

'( 2/,(%521 %9 =:,-1'5(&+71/

$7) 

6+(// $6(2/ $* %(51&+

$6(2/ $7) '% 81,9(56$/

'($ 0,1(5$/g/ $* +$0%85*'

'($)/8,' 

6+(// ,17(51$7,21$/ /21'21*%

6+(// '21$; 7$ '

'($ 0,1(5$/g/ $* +$0%85*'

'($)/8,' 

6/291$)7 -6 &2 %5$7,6/$9$6/2

0$',7 $8720$7,&

'($ 0,1(5$/g/ $* +$0%85*'

'($0$7,&

6212/ ,65$(/ /7' +$,)$,/

'(;521  '

'(876&+( 6+(// $* +$0%85*'

0$& $7) '

62352*5$6$ 6$ 0$'5,'(

6235$/ 

'8&.+$06 2,/ %520/(<*%

81,0$7,&

67/ 7(&12/ (6&$/48(16)

7(&12/ 7(&0$7,& '

(/) /8%5,),$176 3$5,6)

75$16$17$5 ')

681 2,/ &203$1< $$576(/$$5%

681$0$7,& 

(/) /8%5,),$176 3$5,6)

(/)0$7,& *

681 2,/ &203$1< $$576(/$$5%

681$0$7,& 

(/) /8%5,),$176 3$5,6)

75$16$17$5 ')

69(16.$ 67$72,/ $% 1<1b6+$006

75$16:$< '; ,,, )

(/) /8%5,),$176 3$5,6)

(/)0$7,& * 

7$02,/ /8%(6 *(1(9$&+

7$02,/ $7) ,, '

(/) /8%5,),$176 3$5,6)

+8,/( 5(1$8/7 ',(6(/ 67$50$7,&

7(;$&2 /8%5,&$176 &203 %($&2186$

$7) 0(5&21  '(;521 ,,,

(/) /8%5,),$176 3$5,6)

$17$5 

7(;$&2 6(59,&(6 /7' %5h66(/%

7(;$0$7,& 

(//(50217$1&203 '8,6%85*'

(//02$8720$7,.)/8,' 

7(;$&2 6(59,&(6 /7' %5h66(/%

7(;$0$7,& 

(572,/ 6$ 0$'5,'(

75$160,66,21(6 $8720$7,&$6 '

7(;$&2 6(59,&(6 /7' %5h66(/%

7(;$0$7,& 

(662 $* -$0%85*'

(662 $7) ' 

7(;$&2 6(59,&(6 /7' %5h66(/%

7(;$0$7,& 

(662 $* -$0%85*'

(662 $7) ' 

7(;$&2 6(59,&(6 /7' %5h66(/%

7(;$0$7,& 

(662 $* -$0%85*'

(662 $7) )

727$/ 5$)),1$*( ',675 3$5,6)

727$/ )/8,'( $7 

),1$ (8523( 6$ %5h66(/%

),1$0$7,& ,,'

727$/ 5$)),1$*( ',675 3$5,6)

727$/ )/8,'( ,, '

)8&+6 /8%5,&$176 8.  '(5%<*%

6,/.75$1 03$7)

727$/ 5$)),1$*( ',675 3$5,6)

727$/ )/8,'( $7;

)8&+6 0,1(5$/g/ :(5.( 0$11+(,0'

7,7$1 $7) 

727$/ 6287+ $)5,&$ -2+$11(6%85*=$

727$/ )/8,'( $7'

*,1289(6 *(25*(6 6$ /$ )$5/('()

<25. /7 

785%27$1. %g6&+(%g'(.(5 %5(0(1'

785%2 81,9 $7) 0(5&21 

*8/) 2,/ *% /7' &+(/7(1+$0*%

$7) 

8)$1()7(&+,0 5(),1(5< 8)$586

8)$/8% $7)

+$1'(/0,-129,2/ %9 1,-0(*(11/

.(1'$// $7) '(;521 ,, '

81,/ '(876&+/$1' *0%+ %5(0(1'

81,/ 0$7,& &1 7 

+20%(5* *0%+&2 .* :833(57$/'

+20%(5**(75,(%()/8,' '

92/92/,1( ,1& /(;,1*72186$

9$/92/,1( 08/7,385326( $7)

,*2/ )5$1&( 3$5,6)

,*2/ $7) 

9$/92/,1( ,17(51$7 '25'5(&+71/

9$/92/,1( $7) 7<3( '

,1$ '' 5$),1(5,-$ =$*5(%<8

,1$$7) 683(5

9(%$ 2(/ $* *(/6(1.,5&+(1'

029$5$ $7)*(75,(%(g/ ',,'

,7$/,$1$ 3(752/, *(129$,

75$160,66,21 )/8,' ';

9(('2/ ,17(51$7,21$/ 6:,1'21*%

9(('2/ $7)0 

.b33/(5 . 67877*$57'

6(/(&72/ )/8,' *(75 g/ ,, ' 

9(('2/ ,17(51$7,21$/ 6:,1'21*%

9(('2/ 81,75$16 =

./g&.1(5 (1(5*,(+$1'(/ *0%+ .g/1'

'(87= 2(/ $7)'

9(('2/ ,17(51$7,21$/ 6:,1'21*%

9(('2/ $7) '(;521 ,,, )

.5221 2,/ %9 $/0(/21/

$7) '(;521 ,, '

<$&&2 6$ 3,(55(/(6(/%(8))

<$&&2 $7) '

.5221 2,/ %9 $/0(/21/

$/0,52/ $7)

=(//(5*0(/,1 *0%+ &2 (,6/,1*(1'

',9,12/ )/8,' 

.8:$,7 3(752/(80 +22*9/,(71/

4 $872 

=) )5,('5,&+6+$)(1 $*'

=) (&2)/8,' $

'$(:22 9 %/

*(1(5$/ ,1)250$7,21 %  

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
*(1(5$/ 5(3$,5 ,16758&7,216

,I D IORRU MDFN LV XVHG WKH IROORZLQJ SUHFDXWLRQV DUH


UHFRPPHQGHG
- 3DUN WKH YHKLFOH RQ OHYHO JURXQG EORFN WKH IURQW RU
UHDU ZKHHOV VHW WKH MDFN DJDLQVW WKH IUDPH UDLVH WKH
YHKLFOH DQG VXSSRUW LW ZLWK FKDVVLV VWDQGV DQG WKHQ
SHUIRUP WKH VHUYLFH RSHUDWLRQ
- %HIRUH SHUIRUPLQJ WKH VHUYLFH RSHUDWLRQ GLVFRQQHFW
WKH QHJDWLYH EDWWHU\ FDEOH LQ RUGHU WR UHGXFH WKH
FKDQFH RI FDEOH GDPDJH DQG EXUQLQJ GXH WR
VKRUWFLUFXLWLQJ
- 8VH D FRYHU RQ WKH ERG\ WKH VHDWV DQG WKH IORRU WR
SURWHFW WKHP DJDLQVW GDPDJH DQG FRQWDPLQDWLRQ
- +DQGOH EUDNH IOXLG DQG DQWLIUHH]H VROXWLRQ ZLWK FDUH
DV WKH\ FDQ FDXVH SDLQW GDPDJH
- 7KH XVH RI SURSHU WRROV DQG WKH UHTXLUHG VSHFLDO WRROV
ZKHUH VSHFLILHG DUH LPSRUWDQW IRU HIILFLHQW DQG
UHOLDEOH SHUIRUPDQFH RI WKH VHUYLFH UHSDLUV
- 8VH JHQXLQH '$(:22 SDUWV
- 'LVFDUG XVHG FRWWHU SLQV JDVNHWV 2ULQJV RLO VHDOV
ORFN ZDVKHUV DQG VHOIORFNLQJ QXWV 3UHSDUH QHZ
RQHV IRU LQVWDOODWLRQ 1RUPDO IXQFWLRQLQJ RI WKH
YHKLFOH
V FRPSRQHQWV FDQQRW EH PDLQWDLQHG LI WKHVH
IDVWHQHUV DQG VHDOV DUH UHXVHG

'$(:22 9 %/

- .HHS WKH GLVDVVHPEOHG SDUWV LQ RUGHU WR DVVLVW LQ


UHDVVHPEO\
- .HHS DWWDFKLQJ EROWV DQG QXWV VHSDUDWHG DV WKH\
YDU\ LQ KDUGQHVV DQG GHVLJQ GHSHQGLQJ RQ WKH
SRVLWLRQ RI WKH LQVWDOODWLRQ
- &OHDQ WKH SDUWV EHIRUH LQVSHFWLRQ RU UHDVVHPEO\
- $OVR FOHDQ WKH RLO SDUWV HWF 8VH FRPSUHVVHG DLU WR
PDNH FHUWDLQ WKH\ DUH IUHH RI UHVWULFWLRQV
- /XEULFDWH URWDWLQJ DQG VOLGLQJ IDFHV RI SDUWV ZLWK RLO RU
JUHDVH EHIRUH LQVWDOODWLRQ
- :KHQ QHFHVVDU\ XVH D VHDOHU RQ JDVNHWV WR SUHYHQW
OHDNDJH
- &DUHIXOO\ REVHUYH DOO VSHFLILFDWLRQV IRU EROW DQG QXW
WRUTXHV
:KHQ VHUYLFH RSHUDWLRQ LV FRPSOHWH PDNH D ILQDO FKHFN
WR EH VXUH VHUYLFH ZDV GRQH SURSHUO\ DQG WKH SUREOHP
ZDV FRUUHFWHG

*(1(5$/ '(6&5,37,21
9(+,&/( ,'(17,),&$7,216
7KH YHKLFOH LGHQWLILFDWLRQ QXPEHU 9,1 SODWH LV DWWDFKHG
WR WKH WRS ULJKW VLGH RI WKH IURQW SDQHO VXSSRUW 7KH 9,1 LV
DOVR HQJUDYHG LQ WKH WRS ULJKW VLGH RI WKH EXONKHDG

%   *(1(5$/ ,1)250$7,21
3DVVHQJHU &DU 9,1

/$126
18%,5$
/(*$1=$

&

9,1 3ODWH








0DQXIDFWXUHU
V 1DPH
17$ 1XPEHU RU :97$ 1XPEHU
9HKLFOH ,GHQWLILFDWLRQ 1XPEHU
*URVV 9HKLFOH :HLJKW
&RPELQDWLRQ :HLJKW
)URQW $[OH :HLJKW
5HDU $[OH :HLJKW

&

'$(:22 9 %/

*(1(5$/ ,1)250$7,21 %  
9,1 3ODWH /RFDWLRQ

(QJUDYHG 9,1 /RFDWLRQ

7KH 9,1 SODWH LV DWWDFKHG WR WKH WRS ULJKW VLGH RI WKH IURQW
SDQHO VXSSRUW

7KH HQJUDYHG 9,1 LV ORFDWHG RQ WKH WRS ULJKW VLGH RI WKH


EXONKHDG

&

&

(QJLQH 1XPEHU

&

'$(:22 9 %/

%   *(1(5$/ ,1)250$7,21
(QJUDYHG (QJLQH 1XPEHU /RFDWLRQ

%RG\ ,GHQWLILFDWLRQ 1XPEHU 3ODWH /RFDWLRQ

7KH HQJUDYHG HQJLQH QXPEHU LV ORFDWHG RQ WKH HQJLQH


EORFN EHQHDWK WKH 1R  H[KDXVW PDQLIROG

7KH ERG\ LGHQWLILFDWLRQ QXPEHU SODWH LV DWWDFKHG WR WKH


WRS OHIW VLGH RI WKH IURQW SDQHO VXSSRUW

%

%RG\ ,GHQWLILFDWLRQ 1XPEHU 3ODWH

&

0DQXDO 7UDQVD[OH ,GHQWLILFDWLRQ 1XPEHU


3ODWH

&
&









32 1XPEHU
&KHFN 'LJLW
'ULYH
%RG\ 7\SH
32 'DWH
6HTXHQWLDO 1XPEHU
([WHULRU &RORU

 ,GHQWLILFDWLRQ &RGH
 6HTXHQWLDO 1XPEHU
,GHQWLILFDWLRQ &RGH

(QJLQH

*HDU 5DWLR

0)

/ 62+&

05

)&

/ '2+&

&5

'$(:22 9 %/

*(1(5$/ ,1)250$7,21 %  
0DQXDO 7UDQVD[OH ,GHQWLILFDWLRQ 1XPEHU
3ODWH /RFDWLRQ
7KH PDQXDO WUDQVD[OH LGHQWLILFDWLRQ QXPEHU SODWH LV
DWWDFKHG WR WKH WRS RI WKH WUDQVD[OH FDVH QHDU WKH
HQJLQH








0DQXIDFWXUHU
V /RJR
,GHQWLILFDWLRQ &RGH
0RGHO 1DPH +3
0DQXIDFWXUHU
3DUW 1XPEHU
6HTXHQWLDO 1XPEHU

,GHQWLILFDWLRQ &RGH
9%

(QJLQH
/ 62+&

9&

/ '2+&

$XWRPDWLF 7UDQVD[OH ,GHQWLILFDWLRQ


1XPEHU 3ODWH /RFDWLRQ =)  +3
7KH DXWRPDWLF WUDQVD[OH LGHQWLILFDWLRQ QXPEHU SODWH LV
DWWDFKHG RQ WKH UHDU ERWWRP VLGH RI WKH WUDQVD[OH FDVH
QHDU WKH EXONKHDG

&

$XWRPDWLF 7UDQVD[OH ,GHQWLILFDWLRQ


1XPEHU 3ODWH =)  +3

9&

%

&%

'$(:22 9 %/

%   *(1(5$/ ,1)250$7,21
$XWRPDWLF 7UDQVD[OH ,GHQWLILFDWLRQ
1XPEHU 3ODWH $,6,1 /(

$XWRPDWLF 7UDQVD[OH ,GHQWLILFDWLRQ


1XPEHU 3ODWH /RFDWLRQ
7KH DXWRPDWLF WUDQVD[OH LGHQWLILFDWLRQ QXPEHU SODWH LV
DWWDFKHG RQ WKH UHDU ERWWRP VLGH RI WKH WUDQVD[OH FDVH
QHDU WKH EXONKHDG

&

 0RGHO 1XPEHU
 ':0& 3DUW 1XPEHU
 ':0& 0RGHO 1XPEHU  70 6HULDO 1XPEHU
 ,' &RGH
 0DQXIDFWXUHU

,GHQWLILFDWLRQ &RGH
=$

(QJLQH
 '2+&

&

9(+,&/( /,)7,1* 352&('85(6


1RWLFH 7R UDLVH WKH YHKLFOH SODFH WKH OLIWLQJ HTXLSPHQW
RQO\ DW WKH SRLQWV LQGLFDWHG )DLOXUH WR XVH WKHVH SUHFLVH
SRVLWLRQV PD\ UHVXOW LQ SHUPDQHQW ERG\ GHIRUPDWLRQ
0DQ\ GHDOHU VHUYLFH IDFLOLWLHV DQG VHUYLFH VWDWLRQV DUH
HTXLSSHG ZLWK DXWRPRWLYH KRLVWV WKDW EHDU XSRQ VRPH
SDUWV RI WKH IUDPH LQ RUGHU WR OLIW WKH YHKLFOH ,I DQ\ RWKHU
KRLVW PHWKRG LV XVHG XVH VSHFLDO FDUH WR DYRLG
GDPDJLQJ WKH IXHO WDQN WKH ILOOHU QHFN WKH H[KDXVW
V\VWHP RU WKH XQGHUERG\

'$(:22 9 %/

*(1(5$/ ,1)250$7,21 %  

%

'$(:22 9 %/

%   *(1(5$/ ,1)250$7,21
9HKLFOH /LIWLQJ 3RLQWV

&

'$(:22 9 %/

(1*,1(
&217(176
6(&7,21 $

*(1(5$/ (1*,1( ,1)250$7,21

6(&7,21 %

62+& (1*,1( 0(&+$1,&$/

6(&7,21 &

'2+& (1*,1( 0(&+$1,&$/

6(&7,21 '

(1*,1( &22/,1*

6(&7,21 (

(1*,1( (/(&75,&$/

6(&7,21 )

(1*,1( &21752/6

6(&7,21 *

(1*,1( (;+$867

6(&7,21 

(1*,1(
6(&7,21 $

*(1(5$/ (1*,1( ,1)250$7,21


7$%/( 2) &217(176
'LDJQRVLV                                  $
&RPSUHVVLRQ 7HVW                          $
2LO 3UHVVXUH 7HVW                           $
2LO /HDN 'LDJQRVLV                          $
.QRFN 'LDJQRVLV                            $

',$*126,6
&2035(66,21 7(67
,PSRUWDQW 'LVFRQQHFW WKH &UDQNVKDIW 3RVLWLRQ 6HQVRU
&36 FRQQHFWRU WR GLVDEOH WKH IXHO DQG WKH LJQLWLRQ
V\VWHPV
7HVW WKH FRPSUHVVLRQ SUHVVXUH IRU HDFK F\OLQGHU /RZ
FRPSUHVVLRQ SUHVVXUH PD\ EH WKH IDXOW RI WKH YDOYHV RU
WKH SLVWRQV 7KH IROORZLQJ FRQGLWLRQV VKRXOG EH
FRQVLGHUHG ZKHQ \RX FKHFN WKH F\OLQGHU FRPSUHVVLRQ
- 7KH HQJLQH VKRXOG EH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
- 7KH WKURWWOH PXVW EH ZLGH RSHQ
- $OO WKH VSDUN SOXJV VKRXOG EH UHPRYHG
- 7KH EDWWHU\ PXVW EH DW RU QHDU IXOO FKDUJH
 3ODFH DSSUR[LPDWHO\ WKUHH VTXLUWV RI RLO IURP D SOXQJHU
W\SH RLOHU LQWR HDFK VSDUN SOXJ SRUW
 ,QVHUW WKH HQJLQH FRPSUHVVLRQ JDXJH LQWR HDFK VSDUN
SOXJ SRUW
 &UDQN WHVW HDFK F\OLQGHU ZLWK IRXU WR ILYH FRPSUHVVLRQ
VWURNHV XVLQJ WKH VWDUWHU PRWRU

'$(:22 9 %/

1RLVH 'LDJQRVLV

                           $

*HQHUDO ,QIRUPDWLRQ                        $


&OHDQOLQHVV DQG &DUH                      $
2Q(QJLQH 6HUYLFH
                       $

 7KH ORZHVW UHDGLQJ VKRXOG QRW EH OHVV WKDQ  RI


WKH KLJKHVW UHDGLQJ 7KH FRPSUHVVLRQ JDXJH UHDGLQJ
VKRXOG QRW EH OHVV WKDQ  N3D  SVL IRU DQ\ RI
WKH F\OLQGHUV
 ([DPLQH WKH JDXJH UHDGLQJV REWDLQHG DIWHU WKH IRXU
CCSXIIV

SHU F\OLQGHU DUH REWDLQHG IURP FUDQNLQJ WKH


VWDUWHU PRWRU 7KH UHDGLQJV DUH H[SODLQHG LQ WKH
IROORZLQJ GHVFULSWLRQV
- 1RUPDO &RQGLWLRQ  &RPSUHVVLRQ EXLOGV XS TXLFNO\
DQG HYHQO\ WR VSHFLILHG FRPSUHVVLRQ RQ HDFK
F\OLQGHU
- 3LVWRQ 5LQJV )DXOW\  &RPSUHVVLRQ LV ORZ RQ WKH ILUVW
VWURNH DQG WHQGV WR EXLOG XS RQ IROORZLQJ VWURNHV EXW
WKH FRPSUHVVLRQ SUHVVXUH GRHV QRW UHDFK QRUPDO
7KH FRPSUHVVLRQ SUHVVXUH LPSURYHV FRQVLGHUDEO\
ZLWK WKH DGGLWLRQ RI RLO LQWR WKH F\OLQGHU
- 9DOYHV )DXOW\  /RZ FRPSUHVVLRQ SUHVVXUH RQ WKH ILUVW
VWURNH 7KH FRPSUHVVLRQ SUHVVXUH GRHV QRW WHQG WR
EXLOG XS RQ WKH IROORZLQJ VWURNHV 7KH FRPSUHVVLRQ
SUHVVXUH GRHV QRW LPSURYH PXFK ZLWK WKH DGGLWLRQ RI
RLO LQWR WKH F\OLQGHU

$   *(1(5$/ (1*,1( ,1)250$7,21

2,/ 35(6685( 7(67


6WHS

$FWLRQ

9DOXH V

<HV

1R

,V ORZ RU QR RLO SUHVVXUH LQGLFDWHG"

*R WR 6WHS 

6\VWHP 2.

&KHFN WKH RLO OHYHO LQ WKH FUDQNFDVH


,V WKH OHYHO ORZ"

*R WR 6WHS 

*R WR 6WHS 

$GG RLO VR WKDW WKH RLO OHYHO LV XS WR WKH IXOO PDUN RQ


WKH LQGLFDWRU
,V WKH UHSDLU FRPSOHWH"

&KHFN WKH LGOH VSHHG


,V WKH LGOH VSHHG EHORZ WKH YDOXH VSHFLILHG"

,QFUHDVH WKH LGOH VSHHG


,V WKH VSHHG LQFUHDVHG"

,QVSHFW WKH RLO SUHVVXUH VZLWFK


,V WKH RLO SUHVVXUH VZLWFK LQFRUUHFW RU
PDOIXQFWLRQLQJ"

,QVWDOO D QHZ RLO SUHVVXUH VZLWFK


,V WKH UHSDLU FRPSOHWH"

,QVSHFW WKH RLO SUHVVXUH JDXJH RQ WKH FOXVWHU


,V WKH RLO SUHVVXUH JDXJH LQFRUUHFW RU
PDOIXQFWLRQLQJ"

,QVWDOO D QHZ RLO SUHVVXUH JDXJH


,V WKH UHSDLU FRPSOHWH"



,QVSHFW WKH HQJLQH RLO


,V WKH HQJLQH RLO LQ WKH FUDQNFDVH GLOXWHG RU RI WKH
LPSURSHU YLVFRVLW\"



,QVWDOO QHZ HQJLQH RLO RI WKH SURSHU YLVFRVLW\ IRU WKH


H[SHFWHG WHPSHUDWXUHV
,V WKH UHSDLU FRPSOHWH"



,QVSHFW WKH RLO SXPS


,V WKH SXPS ZRUQ RU GLUW\"

*R WR 6WHS 

*R WR 6WHS 



5HSODFH WKH RLO SXPS


,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 



,QVSHFW WKH RLO ILOWHU


,V WKH RLO ILOWHU SOXJJHG"

*R WR 6WHS 

*R WR 6WHS 



,QVWDOO D QHZ RLO ILOWHU


,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 



,QVSHFW WKH RLO SLFNXS VFUHHQ


,V WKH RLO SLFNXS VFUHHQ ORRVH RU SOXJJHG"

*R WR 6WHS 

*R WR 6WHS 



7LJKWHQ RU UHSODFH WKH RLO SLFNXS VFUHHQ DV


QHFHVVDU\
,V WKH UHSDLU FRPSOHWH"



,QVSHFW WKH RLO SLFNXS WXEH


$UH WKHUH DQ\ KROHV LQ WKH RLO SLFNXS WXEH"

*R WR 6WHS 

*R WR 6WHS 



5HSODFH WKH RLO SLFNXS WXEH


,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 

*R WR 6WHS 

 USP

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 




*R WR 6WHS 

*R WR 6WHS 

'$(:22 9 %/

*(1(5$/ (1*,1( ,1)250$7,21 $  

2,/ 35(6685( 7(67 &RQW


G
6WHS







$FWLRQ

9DOXH V

,QVSHFW WKH EHDULQJ FOHDUDQFHV


$UH WKH EHDULQJ FOHDUDQFHV PRUH WKDQ WKH YDOXHV
VSHFLILHG"

,QVSHFW WKH RLO JDOOHULHV


$UH WKH RLO JDOOHULHV FUDFNHG SRURXV RU SOXJJHG"
5HSDLU RU UHSODFH WKH HQJLQH EORFN
,V WKH UHSDLU FRPSOHWH"



,QVSHFW WKH JDOOHU\ SOXJV


$UH DQ\ RI WKH JDOOHU\ SOXJV PLVVLQJ RU QRW LQVWDOOHG
SURSHUO\"



,QVWDOO SOXJV RU UHSDLU DV QHFHVVDU\


,V WKH UHSDLU FRPSOHWH"



,QVSHFW WKH FDPVKDIW


,V WKH FDPVKDIW ZRUQ RU LV WKHUH HYLGHQFH RI SRRU
PDFKLQLQJ"



5HSODFH WKH FDPVKDIW


,V WKH UHSDLU FRPSOHWH"

0RVW IOXLG RLO OHDNV DUH HDVLO\ ORFDWHG DQG UHSDLUHG E\


YLVXDOO\ ILQGLQJ WKH OHDN DQG UHSODFLQJ RU UHSDLULQJ WKH
QHFHVVDU\ SDUWV 2Q VRPH RFFDVLRQV D IOXLG OHDN PD\ EH
GLIILFXOW WR ORFDWH RU UHSDLU 7KH IROORZLQJ SURFHGXUHV PD\
KHOS \RX LQ ORFDWLQJ DQG UHSDLULQJ PRVW OHDNV

)LQGLQJ WKH /HDN


 ,GHQWLI\ WKH IOXLG 'HWHUPLQH ZKHWKHU LW LV HQJLQH RLO
DXWRPDWLF WUDQVPLVVLRQ IOXLG SRZHU VWHHULQJ IOXLG HWF
 ,GHQWLI\ ZKHUH WKH IOXLG LV OHDNLQJ IURP
 $IWHU UXQQLQJ WKH YHKLFOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH SDUN WKH YHKLFOH RYHU D ODUJH
VKHHW RI SDSHU
 :DLW D IHZ PLQXWHV
 <RX VKRXOG EH DEOH WR ILQG WKH DSSUR[LPDWH
ORFDWLRQ RI WKH OHDN E\ WKH GULSSLQJV RQ WKH
SDSHU
 9LVXDOO\ FKHFN DURXQG WKH VXVSHFWHG FRPSRQHQW
&KHFN DURXQG DOO WKH JDVNHW PDWLQJ VXUIDFHV IRU
OHDNV $ PLUURU LV XVHIXO IRU ILQGLQJ OHDNV LQ DUHDV WKDW
DUH KDUG WR UHDFK
 ,I WKH OHDN VWLOO FDQQRW EH IRXQG LW PD\ EH QHFHVVDU\ WR
FOHDQ WKH VXVSHFWHG DUHD ZLWK D GHJUHDVHU VWHDP RU
VSUD\ VROYHQW
 &OHDQ WKH DUHD ZHOO
 'U\ WKH DUHD
 2SHUDWH WKH YHKLFOH IRU VHYHUDO PLOHV DW
QRUPDO RSHUDWLQJ WHPSHUDWXUH DQG YDU\LQJ
VSHHGV
'$(:22 9 %/

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

&UDQNVKDIW
 PP
 LQ
&RQQHFWLQJ
5RG
 PP
 LQ

5HSODFH WKH EHDULQJ LI QHFHVVDU\


,V WKH UHSDLU FRPSOHWH"

2,/ /($. ',$*126,6

<HV




 $IWHU RSHUDWLQJ WKH YHKLFOH YLVXDOO\ FKHFN WKH


VXVSHFWHG FRPSRQHQW
 ,I \RX VWLOO FDQQRW ORFDWH WKH OHDN WU\ XVLQJ WKH
SRZGHU RU EODFN OLJKW DQG G\H PHWKRG

3RZGHU 0HWKRG
 &OHDQ WKH VXVSHFWHG DUHD
 $SSO\ DQ DHURVROW\SH SRZGHU VXFK DV IRRW SRZGHU
WR WKH VXVSHFWHG DUHD
 2SHUDWH WKH YHKLFOH XQGHU QRUPDO RSHUDWLQJ
FRQGLWLRQV
 9LVXDOO\ LQVSHFW WKH VXVSHFWHG FRPSRQHQW <RX
VKRXOG EH DEOH WR WUDFH WKH OHDN SDWK RYHU WKH ZKLWH
SRZGHU VXUIDFH WR WKH VRXUFH

%ODFN /LJKW DQG '\H 0HWKRG


$ G\H DQG OLJKW NLW LV DYDLODEOH IRU ILQGLQJ OHDNV 5HIHU WR
WKH PDQXIDFWXUHU
V GLUHFWLRQV ZKHQ XVLQJ WKH NLW
 3RXU WKH VSHFLILHG DPRXQW RI G\H LQWR WKH HQJLQH RLO ILOO
WXEH
 2SHUDWH WKH YHKLFOH XQGHU QRUPDO RSHUDWLQJ
FRQGLWLRQV DV GLUHFWHG LQ WKH NLW
 'LUHFW WKH OLJKW WRZDUG WKH VXVSHFWHG DUHD 7KH G\HG
IOXLG ZLOO DSSHDU DV D \HOORZ SDWK OHDGLQJ WR WKH
VRXUFH

5HSDLULQJ WKH /HDN


2QFH WKH RULJLQ RI WKH OHDN KDV EHHQ SLQSRLQWHG DQG
WUDFHG EDFN WR LWV VRXUFH WKH FDXVH RI WKH OHDN PXVW EH
GHWHUPLQHG LQ RUGHU IRU LW WR EH UHSDLUHG SURSHUO\ ,I D
JDVNHW LV UHSODFHG EXW WKH VHDOLQJ IODQJH LV EHQW WKH

$   *(1(5$/ (1*,1( ,1)250$7,21


QHZ JDVNHW ZLOO QRW UHSDLU WKH OHDN 7KH EHQW IODQJH PXVW
EH UHSDLUHG DOVR %HIRUH DWWHPSWLQJ WR UHSDLU D OHDN
FKHFN IRU WKH IROORZLQJ FRQGLWLRQV DQG FRUUHFW WKHP DV
WKH\ PD\ FDXVH D OHDN

*DVNHWV
- 7KH IOXLG OHYHOSUHVVXUH LV WRR KLJK
- 7KH FUDQNFDVH YHQWLODWLRQ V\VWHP LV PDOIXQFWLRQLQJ
- 7KH IDVWHQHUV DUH WLJKWHQHG LPSURSHUO\ RU WKH WKUHDGV
DUH GLUW\ RU GDPDJHG
- 7KH IODQJHV RU WKH VHDOLQJ VXUIDFH LV ZDUSHG
- 7KHUH DUH VFUDWFKHV EXUUV RU RWKHU GDPDJH WR WKH
VHDOLQJ VXUIDFH
- 7KH JDVNHW LV GDPDJHG RU ZRUQ

- 7KHUH LV FUDFNLQJ RU SRURVLW\ RI WKH FRPSRQHQW


- $Q LPSURSHU VHDO ZDV XVHG ZKHUH DSSOLFDEOH 

6HDOV
- 7KH IOXLG OHYHOSUHVVXUH LV WRR KLJK
- 7KH FUDQNFDVH YHQWLODWLRQ V\VWHP LV PDOIXQFWLRQLQJ
- 7KH VHDO ERUH LV GDPDJHG VFUDWFKHG EXUUHG RU
QLFNHG 
- 7KH VHDO LV GDPDJHG RU ZRUQ
- ,PSURSHU LQVWDOODWLRQ LV HYLGHQW
- 7KHUH DUH FUDFNV LQ WKH FRPSRQHQW
- 7KH VKDIW VXUIDFH LV VFUDWFKHG QLFNHG RU GDPDJHG
- $ ORRVH RU ZRUQ EHDULQJ LV FDXVLQJ H[FHVV VHDO ZHDU

.12&. ',$*126,6
'HILQLWLRQ IRU .QRFN
(QJLQH NQRFN UHIHUV WR YDULRXV W\SHV RI HQJLQH QRLVH
+HDY\ NQRFN LV XVXDOO\ YHU\ ORXG DQG WKH UHVXOW RI EURNHQ
RU H[FHVVLYHO\ ZRUQ LQWHUQDO HQJLQH FRPSRQHQWV /LJKW

NQRFN LV D QRWLFHDEOH QRLVH EXW QRW DV ORXG /LJKW NQRFN


FDQ EH FDXVHG E\ ZRUQ LQWHUQDO HQJLQH FRPSRQHQWV
/RRVH RU EURNHQ H[WHUQDO HQJLQH FRPSRQHQWV FDQ DOVR
FDXVH KHDY\ RU OLJKW NQRFN

(QJLQH .QRFNV &ROG DQG &RQWLQXHV IRU 7ZR7KUHH 0LQXWHV


DQGRU .QRFN ,QFUHDVHV ZLWK (QJLQH 7RUTXH
6WHS




$FWLRQ
'RHV WKH HQJLQH NQRFN ZKHQ LW LV FROG DQG FRQWLQXH
IRU WZR WR WKUHH PLQXWHV RU GRHV WKH NQRFN LQFUHDVH
ZLWK WRUTXH"
,QVSHFW WKH IO\ZKHHO
,V WKH IO\ZKHHO FRQWDFWLQJ WKH VSODVK VKLHOG"
5HSRVLWLRQ WKH VSODVK VKLHOG
,V WKH UHSDLU FRPSOHWH"

,QVSHFW WKH EDODQFHU DQG WKH GULYH SXOOH\V


,V HLWKHU WKH EDODQFHU RU WKH GULYH SXOOH\V ORRVH RU
EURNHQ"

7LJKWHQ RU UHSODFH WKH EDODQFHU RU WKH GULYH SXOOH\V


,V WKH UHSDLU FRPSOHWH"






,QVSHFW WKH SLVWRQWRERUH FOHDUDQFH


,V WKH FOHDUDQFH PRUH WKDQ WKH YDOXH VSHFLILHG"
 5HERUH WKH F\OLQGHU DQG KRQH WR VL]H
 5HSODFH WKH SLVWRQ
,V WKH UHSDLU FRPSOHWH"
,QVSHFW WKH FRQQHFWLQJ URG
,V WKH FRQQHFWLQJ URG EHQW"
5HSODFH WKH FRQQHFWLQJ URG
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 PP

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 
*R WR 6WHS 

6\VWHP 2.


*R WR 6WHS 

&ROG HQJLQH SLVWRQ NQRFN XVXDOO\ GLVDSSHDUV ZKHQ WKH F\OLQGHU LV JURXQGHG RXW &ROG HQJLQH SLVWRQ NQRFN
ZKLFK GLVDSSHDUV LQ DERXW  PLQXWHV LV FRQVLGHUHG DFFHSWDEOH

'$(:22 9 %/

*(1(5$/ (1*,1( ,1)250$7,21 $  


+HDY\ .QRFN +RW ZLWK 7RUTXH $SSOLHG
6WHS


$FWLRQ
,V WKHUH D KHDY\ NQRFN ZKHQ WKH HQJLQH LV KRW DQG
WRUTXH LV DSSOLHG"

9DOXH V

<HV

1R

*R WR 6WHS 

6\VWHP 2.

,QVSHFW WKH EDODQFHU DQG SXOOH\ KXE


,V WKH EDODQFHU RU SXOOH\ KXE EURNHQ"

*R WR 6WHS 

*R WR 6WHS 

5HSODFH WKH EURNHQ EDODQFHU RU SXOOH\ KXE


,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 

,QVSHFW WKH WRUTXH FRQYHUWHU EROWV


$UH WKH EROWV WLJKWHQHG WR YDOXH VSHFLILHG"

 1:P

*R WR 6WHS 

*R WR 6WHS 

7LJKWHQ WKH WRUTXH FRQYHUWHU EROWV


,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 

,QVSHFW WKH DFFHVVRU\ EHOWV


$UH WKH EHOWV WRR WLJKW RU QLFNHG"

*R WR 6WHS 

*R WR 6WHS 

5HSODFH DQGRU WHQVLRQ WKH EHOWV WR VSHFLILFDWLRQV DV


QHFHVVDU\
,V WKH UHSDLU FRPSOHWH"

,QVSHFW WKH H[KDXVW V\VWHP


,V WKH V\VWHP JURXQGHG"

*R WR 6WHS 

*R WR 6WHS 

5HSRVLWLRQ WKH V\VWHP DV QHFHVVDU\


,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 



,QVSHFW WKH IO\ZKHHO


,V WKH IO\ZKHHO FUDFNHG"

*R WR 6WHS 

*R WR 6WHS 



5HSODFH WKH IO\ZKHHO


,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 



,QVSHFW WKH PDLQ EHDULQJ FOHDUDQFH


,V WKH FOHDUDQFH PRUH WKDQ WKH YDOXH VSHFLILHG"

 PP

*R WR 6WHS 

*R WR 6WHS 



5HSODFH WKH PDLQ EHDULQJV DV QHFHVVDU\


,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 



,QVSHFW WKH URG EHDULQJ FOHDUDQFH


,V WKH FOHDUDQFH PRUH WKDQ WKH YDOXH VSHFLILHG"

 PP

*R WR 6WHS 

6\VWHP 2.



5HSODFH WKH URG EHDULQJV DV QHFHVVDU\


,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 

'$(:22 9 %/

*R WR 6WHS 

$   *(1(5$/ (1*,1( ,1)250$7,21


/LJKW .QRFN +RW
6WHS


$FWLRQ
,V WKHUH D OLJKW NQRFN ZKHQ WKH HQJLQH LV KRW"

9DOXH V


<HV
*R WR 6WHS 

1R
6\VWHP 2.

,V GHWRQDWLRQ RU VSDUN NQRFN HYLGHQW"

*R WR 6WHS 

*R WR 6WHS 

&KHFN WKH HQJLQH WLPLQJ DQG WKH IXHO TXDOLW\


:DV WKH SUREOHP IRXQG"

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 


 PP

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 






,QVSHFW WKH WRUTXH FRQYHUWHU EROWV


$UH WKH EROWV ORRVH"
7LJKWHQ WKH WRUTXH FRQYHUWHU EROWV
,V WKH UHSDLU FRPSOHWH"
,QVSHFW WKH PDQLIROG
,V WKHUH DQ H[KDXVW OHDN DW WKH PDQLIROG"
7LJKWHQ WKH EROWV RU UHSODFH WKH JDVNHW
,V WKH UHSDLU FRPSOHWH"
&KHFN WKH URG EHDULQJ FOHDUDQFH
,V WKH FOHDUDQFH ZLWKLQ WKH YDOXH VSHFLILHG"

5HSODFH WKH URG EHDULQJV DV QHFHVVDU\


,V WKH UHSDLU FRPSOHWH"

.QRFNV 'XULQJ ,QLWLDO 6WDUW8S %XW /DVWV 2QO\ D )HZ 6HFRQGV


6WHS


$FWLRQ
'RHV WKH HQJLQH NQRFN GXULQJ LQLWLDO VWDUWXS EXW ODVW
RQO\ D IHZ VHFRQGV"

9DOXH V

<HV

1R

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

&KHFN WKH HQJLQH RLO


,V WKH SURSHU YLVFRVLW\ RLO XVHG LQ WKH FUDQNFDVH"

,QVWDOO RLO RI WKH SURSHU YLVFRVLW\ IRU WKH H[SHFWHG


VHDVRQDO WHPSHUDWXUHV
,V WKH UHSDLU FRPSOHWH"

,QVSHFW WKH K\GUDXOLF OLIWHUV


,V WKHUH HYLGHQFH RI K\GUDXOLF OLIWHU EOHHGGRZQ"

*R WR 6WHS 

*R WR 6WHS 

&OHDQ WHVW DQG UHSODFH WKH OLIWHUV DV QHFHVVDU\


,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 

,QVSHFW WKH FUDQNVKDIW HQG FOHDUDQFH


,V WKH FOHDUDQFH PRUH WKDQ YDOXH VSHFLILHG"

 PP

*R WR 6WHS 

*R WR 6WHS 

5HSODFH WKH FUDQNVKDIW WKUXVW EHDULQJ


,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 

,QVSHFW WKH IURQW PDLQ EHDULQJ FOHDUDQFH


,V WKH FOHDUDQFH PRUH WKDQ WKH YDOXH VSHFLILHG"

 PP

*R WR 6WHS 

6\VWHP 2.

5HSODFH WKH ZRUQ SDUWV RI WKH IURQW PDLQ EHDULQJ


,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 

*R WR 6WHS 

:KHQ WKH HQJLQH LV VWRSSHG VRPH YDOYHV ZLOO EH RSHQ 6SULQJ SUHVVXUH DJDLQVW WKH OLIWHUV ZLOO WHQG WR EOHHG
OLIWHU GRZQ $WWHPSWV WR UHSDLU WKLV VKRXOG EH PDGH RQO\ LI WKH SUREOHP LV FRQVLVWHQW
$Q HQJLQH WKDW LV RSHUDWHG IRU RQO\ VKRUW SHULRGV EHWZHHQ VWDUWXSV PD\ KDYH OLIWHU QRLVH WKDW ODVWV IRU D IHZ
PLQXWHV 7KLV LV D QRUPDO FRQGLWLRQ

'$(:22 9 %/

*(1(5$/ (1*,1( ,1)250$7,21 $  


.QRFNV DW ,GOH +RW
6WHS

$FWLRQ

9DOXH V

<HV

1R

'RHV WKH HQJLQH NQRFN DW LGOH ZKHQ KRW"

*R WR 6WHS 

6\VWHP 2.

,QVSHFW WKH GULYH EHOWV


$UH WKH EHOWV ORRVH RU ZRUQ"

*R WR 6WHS 

*R WR 6WHS 

7HQVLRQ RU UHSODFH WKH EHOWV DV QHFHVVDU\


,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 

,QVSHFW WKH $& FRPSUHVVRU DQG WKH JHQHUDWRU


,V HLWKHU WKH FRPSUHVVRU RU WKH JHQHUDWRU IDXOW\"

*R WR 6WHS 

*R WR 6WHS 

5HSODFH WKH IDXOW\ $& FRPSUHVVRU RU WKH JHQHUDWRU


,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 

,QVSHFW WKH YDOYH WUDLQ


$UH YDOYH WUDLQ FRPSRQHQWV IDXOW\"

*R WR 6WHS 

*R WR 6WHS 

5HSODFH IDXOW\ YDOYH WUDLQ FRPSRQHQWV


,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 

&KHFN WKH HQJLQH RLO


,V WKH SURSHU YLVFRVLW\ RLO XVHG LQ WKH FUDQNFDVH"

*R WR 6WHS 

*R WR 6WHS 

,QVWDOO RLO RI WKH SURSHU YLVFRVLW\ IRU WKH H[SHFWHG


VHDVRQDO WHPSHUDWXUHV
,V WKH UHSDLU FRPSOHWH"



,QVSHFW WKH SLVWRQ SLQ FOHDUDQFH


,V WKH FOHDUDQFH PRUH WKDQ WKH YDOXH VSHFLILHG"



*R WR 6WHS 

 PP

*R WR 6WHS 

*R WR 6WHS 

5HSODFH WKH SLVWRQ DQG WKH SLQ


,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 



&KHFN WKH FRQQHFWLQJ URG DOLJQPHQW


,V WKH DOLJQPHQW IDXOW\"

*R WR 6WHS 

*R WR 6WHS 



&KHFN DQG UHSODFH URGV DV QHFHVVDU\


,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 



,QVSHFW WKH SLVWRQWRERUH FOHDUDQFH


,V WKH FOHDUDQFH ZLWKLQ WKH YDOXH VSHFLILHG"

 PP

*R WR 6WHS 

*R WR 6WHS 



+RQH WKH ERUH DQG ILW D QHZ SLVWRQ


,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 



,QVSHFW WKH FUDQNVKDIW EDODQFHU


,V WKH EDODQFHU ORRVH"

*R WR 6WHS 

*R WR 6WHS 



7RUTXH RU UHSODFH ZRUQ SDUWV


,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 

 PP
7RZDUG
7KUXVW 6LGH

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 




'$(:22 9 %/

&KHFN WKH SLVWRQ SLQ RIIVHW


,V WKH RIIVHW DW WKH YDOXH VSHFLILHG"
,QVWDOO WKH FRUUHFW SLVWRQ
,V WKH UHSDLU FRPSOHWH"

$   *(1(5$/ (1*,1( ,1)250$7,21

12,6( ',$*126,6
0DLQ %HDULQJ 1RLVH
6WHS

$FWLRQ

9DOXH V

<HV

1R

$UH GXOO WKXGV RU NQRFNV KHDUG ZLWK HYHU\ HQJLQH


UHYROXWLRQ"

*R WR 6WHS 

6\VWHP 2.

&KHFN WKH RLO SXPS SUHVVXUH


,V WKH RLO SXPS SUHVVXUH ORZ"

*R WR 2LO
3UHVVXUH 7HVW

*R WR 6WHS 

,QVSHFW WKH FUDQNVKDIW HQG SOD\


,V WKHUH H[FHVVLYH FUDQNVKDIW HQG SOD\"
aPP

,QVSHFW WKH FUDQNVKDIW MRXUQDOV


$UH WKH FUDQNVKDIW MRXUQDOV RXWRIURXQG"
,QVSHFW WKH EHOW WHQVLRQ
,V WKHUH H[FHVVLYH EHOW WHQVLRQ"
,QVSHFW WKH FUDQNVKDIW SXOOH\
,V WKH FUDQNVKDIW SXOOH\ ORRVH"

*R WR
&UDQNVKDIW
5HSODFHPHQW
3URFHGXUH
*R WR
&UDQNVKDIW
5HSODFHPHQW
3URFHGXUH
*R WR
7LPLQJ %HOW
5HSODFHPHQW
3URFHGXUH
*R WR
&UDQNVKDIW
5HSODFHPHQW
3URFHGXUH

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

&RQQHFWLQJ 5RG %HDULQJ 1RLVH 6\PSWRP


6WHS

$FWLRQ

,V D NQRFN QRLVH KHDUG XQGHU DOO HQJLQH VSHHGV"

,QVSHFW WKH FUDQNVKDIW FRQQHFWLQJ URG MRXUQDO


,V WKH FUDQNVKDIW FRQQHFWLQJ URG MRXUQDO ZRUQ"

&KHFN WKH RLO SXPS SUHVVXUH


,V WKH RLO SXPS SUHVVXUH ORZ"

,QVSHFW WKH FUDQNVKDIW FRQQHFWLQJ URG MRXUQDOV


$UH WKH MRXUQDOV RXWRIURXQG"

,QVSHFW WKH FRQQHFWLQJ URGV


,V WKHUH D PLVDOLJQHG FRQQHFWLQJ URG"

,QVSHFW WKH FRQQHFWLQJ URG EROWV


$UH WKH FRQQHFWLQJ URG EROWV WRUTXHG SURSHUO\"

9DOXH V

<HV

1R

*R WR 6WHS 

6\VWHP 2.

*R WR
&UDQNVKDIW
5HSODFHPHQW
3URFHGXUH
*R WR
2LO 3UHVVXUH
7HVW

*R WR 6WHS 




*R WR
&UDQNVKDIW
5HSODFHPHQW
3URFHGXUH
*R WR 3LVWRQV
DQG 5RGV
5HSODFHPHQW
3URFHGXUH

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 
*R WR 3LVWRQV
DQG 5RGV
5HSODFHPHQW
3URFHGXUH

'$(:22 9 %/

*(1(5$/ (1*,1( ,1)250$7,21 $  


3LVWRQ 1RLVHV
6WHS


'$(:22 9 %/

$FWLRQ
$UH DQ\ RI WKH IROORZLQJ QRLVHV KHDUG D VKDUS
GRXEOH NQRFN ZKHQ WKH HQJLQH LV LGOLQJ D OLJKW
WLFNLQJ ZLWK QR ORDG RQ WKH HQJLQH RU D CCVODSSLQJ

QRLVH ZKHQ WKH HQJLQH LV FROG"


,QVSHFW WKH SLVWRQ SLQ DQG EXVKLQJ
,V WKH SLVWRQ SLQ RU WKH EXVKLQJ ZRUQ RU ORRVH"
,QVSHFW WKH SLVWRQ
,V WKH SLVWRQ EURNHQ RU FUDFNHG"
,QVSHFW WKH FRQQHFWLQJ URGV
,V WKHUH D PLVDOLJQHG FRQQHFWLQJ URG"
,QVSHFW WKH SLVWRQ SRVLWLRQ
,V WKH SLVWRQ E RXW RI SRVLWLRQ"

9DOXH V

<HV

1R

*R WR 6WHS 
*R WR 3LVWRQV
DQG 5RGV
5HSODFHPHQW
3URFHGXUH
*R WR 3LVWRQV
DQG 5RGV
5HSODFHPHQW
3URFHGXUH
*R WR 3LVWRQV
DQG 5RGV
5HSODFHPHQW
3URFHGXUH
*R WR 3LVWRQV
DQG 5RGV
5HSODFHPHQW
3URFHGXUH

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

$   *(1(5$/ (1*,1( ,1)250$7,21


9DOYH 0HFKDQLVP RU 9DOYH 7UDLQ 1RLVHV
6WHS


$FWLRQ
,V D OLJKW WDSSLQJ VRXQG KHDUG IURP WKH HQJLQH"
,QVSHFW WKH YDOYH VSULQJV
$UH WKH VSULQJV ZHDN RU EURNHQ"

,QVSHFW WKH YDOYHV


$UH WKH YDOYHV VWLFNLQJ RU ZDUSHG"


,QVSHFW WKH YDOYH OLIWHUV


$UH WKH YDOYH OLIWHUV GLUW\ VWXFN RU ZRUQ"


,QVSHFW WKH FDPVKDIW OREHV


$UH WKH FDPVKDIW OREHV GDPDJHG RU LPSURSHUO\
PDFKLQHG"
&KHFN WKH RLO VXSSO\ WR WKH YDOYH WUDLQ
,V WKH RLO VXSSO\ LQVXIILFLHQW RU SRRU"

,QVSHFW WKH YDOYH JXLGHV


$UH WKH YDOYH JXLGHV ZRUQ"


,QVSHFW WKH YDOYH VSULQJ VHDW


,V WKH YDOYH VSULQJ VHDW LQFRUUHFW"


9DOXH V

<HV

1R

*R WR 6WHS 

6\VWHP 2.

*R WR
&\OLQGHU +HDG
DQG 9DOYH 7UDLQ
&RPSRQHQWV
5HSODFHPHQW
3URFHGXUH

*R WR 6WHS 

*R WR
&\OLQGHU +HDG
DQG 9DOYH 7UDLQ
&RPSRQHQWV
5HSODFHPHQW
3URFHGXUH

*R WR 6WHS 

*R WR
&\OLQGHU +HDG
DQG 9DOYH 7UDLQ
&RPSRQHQWV
5HSODFHPHQW
3URFHGXUH

*R WR 6WHS 

*R WR
&DPVKDIW
5HSODFHPHQW
3URFHGXUH
*R WR
&\OLQGHU +HDG
DQG 9DOYH 7UDLQ
&RPSRQHQWV
5HSODFHPHQW
3URFHGXUH

*R WR 6WHS 

*R WR 6WHS 

*R WR
&\OLQGHU +HDG
DQG 9DOYH 7UDLQ
&RPSRQHQWV
5HSODFHPHQW
3URFHGXUH

*R WR 6WHS 

*R WR
&\OLQGHU +HDG
DQG 9DOYH 7UDLQ
&RPSRQHQWV
5HSODFHPHQW
3URFHGXUH

6\VWHP 2.

'$(:22 9 %/

*(1(5$/ (1*,1( ,1)250$7,21 $  

*(1(5$/ ,1)250$7,21
&/($1/,1(66 $1' &$5(
$Q DXWRPRELOH HQJLQH LV D FRPELQDWLRQ RI PDQ\
PDFKLQHG KRQHG SROLVKHG DQG ODSSHG VXUIDFHV ZLWK
WROHUDQFHV WKDW DUH PHDVXUHG LQ WKH WHQWKRXVDQGWKV RI
DQ LQFK :KHQ DQ\ LQWHUQDO HQJLQH SDUWV DUH VHUYLFHG
FDUH DQG FOHDQOLQHVV DUH LPSRUWDQW $ OLEHUDO FRDWLQJ RI
HQJLQH RLO VKRXOG EH DSSOLHG WR IULFWLRQ DUHDV GXULQJ
DVVHPEO\ WR SURWHFW DQG OXEULFDWH WKH VXUIDFHV RQ LQLWLDO
RSHUDWLRQ 3URSHU FOHDQLQJ DQG SURWHFWLRQ RI PDFKLQHG
VXUIDFHV DQG IULFWLRQ DUHDV LV SDUW RI WKH UHSDLU
SURFHGXUH 7KLV LV FRQVLGHUHG VWDQGDUG VKRS SUDFWLFH
HYHQ LI QRW VSHFLILFDOO\ VWDWHG
:KHQHYHU YDOYH WUDLQ FRPSRQHQWV DUH UHPRYHG IRU
VHUYLFH WKH\ VKRXOG EH NHSW LQ RUGHU 7KH\ VKRXOG EH
LQVWDOOHG LQ WKH VDPH ORFDWLRQV DQG ZLWK WKH VDPH
PDWLQJ VXUIDFHV DV ZKHQ WKH\ ZHUH UHPRYHG

'$(:22 9 %/

%DWWHU\ FDEOHV VKRXOG EH GLVFRQQHFWHG EHIRUH DQ\ PDMRU


ZRUN LV SHUIRUPHG RQ WKH HQJLQH )DLOXUH WR GLVFRQQHFW
FDEOHV PD\ UHVXOW LQ GDPDJH WR ZLUH KDUQHVV RU RWKHU
HOHFWULFDO SDUWV

21(1*,1( 6(59,&(
&DXWLRQ 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
EHIRUH UHPRYLQJ RU LQVWDOOLQJ DQ\ HOHFWULFDO XQLW RU
ZKHQ D WRRO RU HTXLSPHQW FRXOG HDVLO\ FRPH LQ
FRQWDFW ZLWK H[SRVHG HOHFWULFDO WHUPLQDOV
'LVFRQQHFWLQJ WKLV FDEOH ZLOO KHOS SUHYHQW SHUVRQDO
LQMXU\ DQG GDPDJH WR WKH YHKLFOH 7KH LJQLWLRQ PXVW
DOVR EH LQ /2&. XQOHVV RWKHUZLVH QRWHG
1RWLFH $Q\ WLPH WKH DLU FOHDQHU LV UHPRYHG WKH LQWDNH
RSHQLQJ VKRXOG EH FRYHUHG 7KLV ZLOO SURWHFW DJDLQVW
DFFLGHQWDO HQWUDQFH RI IRUHLJQ PDWHULDO ZKLFK FRXOG
IROORZ WKH LQWDNH SDVVDJH LQWR WKH F\OLQGHU DQG FDXVH
H[WHQVLYH GDPDJH ZKHQ WKH HQJLQH LV VWDUWHG

6(&7,21 %

62+& (1*,1( 0(&+$1,&$/


&$87,21 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH EHIRUH UHPRYLQJ RU LQVWDOOLQJ DQ\ HOHFWULFDO XQLW RU ZKHQ D
WRRO RU HTXLSPHQW FRXOG HDVLO\ FRPH LQ FRQWDFW ZLWK H[SRVHG HOHFWULFDO WHUPLQDOV 'LVFRQQHFWLQJ WKLV FDEOH
ZLOO KHOS SUHYHQW SHUVRQDO LQMXU\ DQG GDPDJH WR WKH YHKLFOH 7KH LJQLWLRQ PXVW DOVR EH LQ /2&. XQOHVV
RWKHUZLVH QRWHG

7$%/( 2) &217(176
6SHFLILFDWLRQV                              %
(QJLQH 6SHFLILFDWLRQV                        %
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV            %
6SHFLDO 7RROV                               %
6SHFLDO 7RROV 7DEOH                         %
&RPSRQHQW /RFDWRU                         %
8SSHU (QG                                 %
/RZHU (QG                                %
0DLQWHQDQFH DQG 5HSDLU                   
2Q9HKLFOH 6HUYLFH                         
9DOYH &RYHU                              
&\OLQGHU +HDG DQG *DVNHW                  
&DPVKDIW                                
7LPLQJ %HOW &KHFN DQG $GMXVW               
7LPLQJ %HOW                               
2LO 3DQ                                  
2LO 3XPS                                 
(QJLQH 0RXQW 5LJKW 6LGH                  
(QJLQH 0RXQW )RUZDUG                    
,QWDNH 0DQLIROG                           

%
%
%
%
%
%
%
%
%
%
%
%

([KDXVW 0DQLIROG                          
&DPVKDIW *HDU                           
5HDU 7LPLQJ %HOW &RYHU                    
(QJLQH                                   
3LVWRQV DQG 5RGV                         
8QLW 5HSDLU                                
&\OLQGHU +HDG DQG 9DOYH 7UDLQ
&RPSRQHQWV                            
&UDQNVKDIW                               
&UDQNVKDIW %HDULQJV DQG &RQQHFWLQJ 5RG
%HDULQJV  *DXJLQJ 3ODVWLF                
*HQHUDO 'HVFULSWLRQ DQG 6\VWHP
2SHUDWLRQ                               
&\OLQGHU +HDG DQG *DVNHW                  
&UDQNVKDIW                               
7LPLQJ %HOW                               
2LO 3XPS                                 
2LO 3DQ                                  
([KDXVW 0DQLIROG                          
,QWDNH 0DQLIROG                           

(1*,1( 63(&,),&$7,216
/ 62+&

*HQHUDO 'DWD
(QJLQH 7\SH

&\OLQGHU ,Q/LQH

'LVSODFHPHQW

  FP  LQ

%RUH 6WURNH
&RPSUHVVLRQ 5DWLR
)LULQJ 2UGHU

'$(:22 9 %/

%
%
%
%
%
%
%
%
%
%
%

&DPVKDIW                                 %

63(&,),&$7,216
$SSOLFDWLRQ

%
%
%
%
%
%

 [  PP
 [  LQ



%   62+& (1*,1( 0(&+$1,&$/

(1*,1( 63(&,),&$7,216 &RQW


G
$SSOLFDWLRQ

/ 62+&

&\OLQGHU %ORFN
&\OLQGHU %RUH 'LDPHWHU

a PP
a LQ

&\OLQGHU %RUH 2XWRI5RXQG 0$;

 PP  LQ

&\OLQGHU %RUH 7DSHU 0$; 0HDVXUHG DW )RXU 3ODFHV 7UDQVYHUVHO\ DQG


/RQJLWXGLQDOO\

 PP  LQ

2YHUVL]H 0HDVXUH 5HSODFHPHQW 3LVWRQ %HIRUH 5H%RULQJ


6HUYLFH 5HSODFHPHQW 6WDQGDUG %RUH
%ORFN )DFH 'LVWRUWLRQ

$YDLODEOH LQ  PP WR VXLW ERUH


 LQ
 3LVWRQ 3LQ DQG 5LQJ $VVHPEOLHV
$YDLODEOH
 PP 0$;
 LQ 0$;

3LVWRQ
'LDPHWHU

a PP
a LQ

&OHDUDQFH WR %RUH

a PP
a LQ

3LVWRQ 3URWUXVLRQ

 PP 0$;
 LQ

3LVWRQ 7DSHU

 PP  LQ

3LVWRQ 5LQJV
*DS
7RS &RPSUHVVLRQ

a PP
a LQ

QG &RPSUHVVLRQ

a PP
a LQ

2LO

a PP
a LQ

3LVWRQ 3LQ
'LDPHWHU
3LQ 2II 6HW

a PP
a LQ
 PP  LQ
7RZDUG 7KUXVW 6LGH

&OHDUDQFH
,Q 3LVWRQ

a PP
a LQ

,Q 5RG

,QWHUIHUHQFH )LW LQ 5RG

/HQJWK

 PP  LQ

&DPVKDIW
/LIW,QWDNH

 PP  LQ

/LIW([KDXVW

 PP  LQ

&DPVKDIW &DSWR%HDULQJ -RXUQDO &OHDUDQFH

a PP
a LQ

%HDULQJ -RXUQDO 2'

a PP
a LQ

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  

(1*,1( 63(&,),&$7,216 &RQW


G
$SSOLFDWLRQ

/ 62+&

&UDQNVKDIW
0DLQ -RXUQDO
'LDPHWHU $OO
5DGLDO 5XQRXW 6KDIW 6XSSRUW 2Q 1R  DQG
1R  %HDULQJV 0HDVXUHG DW 1R  -RXUQDO

a PP
a LQ
 PP  LQ

0DLQ %HDULQJ &OHDUDQFH $OO

a PP
a LQ

&UDQNVKDIW (QG )ORDW

 PP
a LQ

6HUYLFH 2YHUVL]H $YDLODEOH LQ 7ZR 6L]HV

 DQG  PP


a LQ

&RQQHFWLQJ 5RG
%LJ (QG -RXUQDO 'LDPHWHU $OO
3HUPLVVLEOH 2XWRI5RXQG 0$;
5RG %HDULQJ 3OD\
5RG %HDULQJ &OHDUDQFH

a PP
a LQ
 PP
 LQ
a PP
a LQ
a PP
a LQ
3URGXFWLRQ aPP
>a LQ@

&\OLQGHU +HDG
9DOYH 6WHP 3URWUXVLRQ

 PP 0$;
 LQ 0$;

9DOYH *XLGH +HLJKW

a PP
a LQ

2YHUDOO +HLJKW

 r  PP
a LQ

0LQLPXP 2YHUDOO +HLJKW $IWHU 0DFKLQLQJ

 PP  LQ

9DOYH 6\VWHP
9DOYH /DVK &RPSHQVDWRUV

+\GUDXOLF

6HDW 5XQRXW 0$; $OO

 PP  LQ

)DFH 5XQRXW 0$; $OO

 PP  LQ

9DOYH /HQJWK 3URGXFWLRQ


,QWDNH

 PP  LQ

([KDXVW

 PP  LQ

9DOYH /HQJWK 6HUYLFH


,QWDNH

 PP  LQ

([KDXVW

 PP  LQ

'$(:22 9 %/

%   62+& (1*,1( 0(&+$1,&$/

(1*,1( 63(&,),&$7,216 &RQW


G
$SSOLFDWLRQ

/ 62+&

9DOYH 6WHP 'LDPHWHU


,QWDNH

a PP
a LQ

([KDXVW

a PP
a LQ

9DOYH 'LDPHWHU
,QWDNH

 PP  LQ

([KDXVW

 PP  LQ

9DOYH 6HDW :LGWK


,QWDNH

a PP
a LQ

([KDXVW

a PP
a LQ

9DOYH )DFH $QJOH

E

9DOYH 6HDW $QJOH

E

9DOYH *XLGH ,QVLGH 'LDPHWHU

a PP
a LQ

)$67(1(5 7,*+7(1,1* 63(&,),&$7,216


$SSOLFDWLRQ

1:P

/E:)W

/E:,Q

$LU )LOWHU +RXVLQJ %ROWV



&DPVKDIW *HDU 5HWDLQLQJ %ROW





&DPVKDIW 3UHVVXUH 3ODWH %ROWV






 q  q



 q  q


&RRODQW 7HPSHUDWXUH 6HQVRU





&UDQNVKDIW %HDULQJ &DS %ROWV


 q


 q





&UDQNVKDIW 7LPLQJ %HOW 'ULYH *HDU %ROW


 E  E


 E  E

&\OLQGHU +HDG %ROWV


 E  E
 E


 E  E
 E

',6 ,JQLWLRQ &RLO 0RXQWLQJ %UDFNHW %ROWV





',6 ,JQLWLRQ &RLO 0RXQWLQJ 3ODWH %ROWV





',6 ,JQLWLRQ &RLO 5HWDLQLQJ %ROWV





(QJLQH %ORFN /RZHU 6XSSRUW %UDFNHW DQG 6SODVK 6KLHOG


%ROWV





([KDXVW )OH[ 3LSHWR&DWDO\WLF &RQYHUWHU 5HWDLQLQJ 1XWV





([KDXVW )OH[ 3LSHWR([KDXVW 0DQLIROG 5HWDLQLQJ 1XWV





([KDXVW 0DQLIROG +HDW 6KLHOG %ROWV





&RQQHFWLQJ 5RG %HDULQJ &DS %ROWV


&RRODQW 0DQLIROG 0RXQWLQJ %ROWV

&UDQNVKDIW 3XOOH\ %ROWV

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  

)$67(1(5 7,*+7(1,1* 63(&,),&$7,216 &RQW


G
$SSOLFDWLRQ
([KDXVW 0DQLIROG 5HWDLQLQJ 1XWV

1:P


/E:)W


/E:







 E  E



 E  E


)RUZDUG (QJLQH 0RXQW %UDFNHWWR(QJLQH %ORFN


%ROWV1XWV





)URQW 7LPLQJ %HOW &RYHU %ROWV



,QMHFWRU &RYHU %ROWV



,QWDNH 0DQLIROG 5HWDLQLQJ 1XWV





2LO 3DQ 'UDLQ 3OXJ





2LO 3DQ )ODQJHWR7UDQVD[OH 5HWDLQLQJ %ROWV





2LO 3DQ 5HWDLQLQJ %ROWV





2LO 3UHVVXUH 6ZLWFK





2LO 3XPS 5HDU &RYHU %ROWV



2LO 3XPS 5HWDLQLQJ %ROWV





2LO 3XPS 6DIHW\ 5HOLHI 9DOYH %ROW





2LO 3XPS3LFNXS 7XEH 6XSSRUW %UDFNHW %ROWV





2LO 3XPS3LFNXS 7XEH %ROWV



3RZHU 6WHHULQJ 3UHVVXUH +RVH &ODPS %ROW





3XOVH 3LFNXS 6HQVRU 'LVF





5HDU 7LPLQJ %HOW &RYHU %ROWV



5HVRQDWRU 5HWDLQLQJ %ROWV



5LJKW 6LGH (QJLQH 0RXQW %UDFNHW 5HWDLQLQJ %ROWV1XWV





5LJKW 6LGH (QJLQH 0RXQW 5HWDLQLQJ %ROWV1XWV





6SDUN 3OXJV





7KHUPRVWDW +RXVLQJ 0RXQWLQJ %ROWV





7KURWWOH &DEOH %UDFNHW %ROWV



7LPLQJ %HOW $XWRPDWLF 7HQVLRQHU %ROW





7UDQVD[OH %HOO +RXVLQJ %ROWV





7UDQVD[OH 7RUTXH &RQYHUWHU %ROWV





9DOYH &RYHU %ROWV



)OH[LEOH 3ODWH %ROWV


)O\ZKHHO %ROWV
)RUZDUG (QJLQH 0RXQW %ROWV1XWV

'$(:22 9 %/

%   62+& (1*,1( 0(&+$1,&$/

63(&,$/ 722/6
63(&,$/ 722/6 7$%/(

-
8QLYHUVDO 3LVWRQ
5LQJ &RPSUHVVRU

&%

.0
$GDSWHU

%&

.0
&XWWHU 6HW
,QFOXGHV.0
,QFOXGHV.0
,QFOXGHV.0

-
&\OLQGHU %RUH
&KHFN *DXJH

&%

$%

-%
(QJLQH $VVHPEO\
6XSSRUW )L[WXUH

$%

.0
9DOYH 6SULQJ
&RPSUHVVRU

$%

-
&UDQNVKDIW 5HDU
2LO 6HDO ,QVWDOOHU

$&

.0
(QJLQH
2YHUKDXO 6WDQG

$%

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  

63(&,$/ 722/6 7$%/( &RQW


G

.0
3LVWRQ 3LQ
6HUYLFH 6HW

$%

.0
&UDQNVKDIW 5HDU
2LO 6HDO ,QVWDOOHU

$%

.0
9DOYH *XLGH
5HDPHU 6HW
,QFOXGHV.0
,QFOXGHV.0
,QFOXGHV.0

.0%
$QJXODU 7RUTXH *DXJH

$%

&%

.0
9DOYH 6WHP
3URMHFWLRQ *DXJH

&%

0.0%
*DXJH

$%

.0$
9DOYH 6SULQJ
&RPSUHVVRU

$%

'$(:22 9 %/

.0%
3UHVVXUH *DXJH

$%

%   62+& (1*,1( 0(&+$1,&$/

&20321(17 /2&$725
833(5 (1'

&%

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  































7KURWWOH %RG\
*DVNHW
,QWDNH 0DQLIROG
*DVNHW
)LOOHU &DS
9DOYH &RYHU &DP &DUULHU
,JQLWLRQ &RLO
,JQLWLRQ :LUHV
%ROW
6WXG
%ROW
6KDFNOH
:DVKHU
%ROW +HDG
&RYHU
*DVNHW
%ROW
&DUULHU $VVHPEO\ &DPVKDIW
6KDFNOH
%ROW
&DPVKDIW
6HDO 5LQJ
*DVNHW
6OHHYH
/LIWHU
*XLGH 9DOYH
3OXJ :DWHU -DFNHW
9DOYH %\SDVV
)ROORZHU &DPVKDIW

'$(:22 9 %/
































7KUXVW 3LHFH 9DOYH


5HWDLQHU
&DS 9DOYH
6SULQJ
6HDO
6HDW 9DOYH 6SULQJ
9DOYH ,QWDNH
9DOYH ([KDXVW
1XW
*DVNHW +HDG
*DVNHW ([KDXVW 0DQLIROG
([KDXVW 0DQLIROG
&DS 2LO $FFHVV +ROH
3ODWH 5HWDLQHU
%ROW
&RRODQW 0DQLIROG
5HDU 7LPLQJ %HOW &RYHU
&UDQNVKDIW *HDU
%ROW
7LPLQJ %HOW 7HQVLRQHU
)URQW 7LPLQJ %HOW &RYHU
&UDQNVKDIW 3XOOH\
7LPLQJ %HOW
%ROW
(QJLQH 0RXQW
%ROW
:DVKHU
&DPVKDIW *HDU
:DVKHU
(*5 9DOYH

%   62+& (1*,1( 0(&+$1,&$/

/2:(5 (1'

&%

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  

















&RQQHFWLQJ 5RG %HDULQJ 6KHOO


3LVWRQ $VVHPEO\
3LVWRQ 5LQJV
3LVWRQ 3LQ
3LVWRQ
+RVH &ODPS
%UHDWKHU 7XEH
9HQWLODWLRQ 3LSH
*DVNHW
'LSVWLFN
'LSVWLFN 7XEH
(QJLQH %ORFN
&UDQNVKDIW %HDULQJ 6KHOO
&UDQNVKDIW %HDULQJ &DS
%ROW

'$(:22 9 %/

















(QJLQH %ORFN /RZHU 6XSSRUW


6SODVK 3DQ
2LO 3LFNXS 7XEH
*DVNHW
2LO 3DQ
&RQQHFWLQJ 5RG %ROW
&RQQHFWLQJ 5RG %HDULQJ &DS
2LO )LOWHU
2LO 3XPS
*DVNHW
2ULQJ VHDO
&RRODQW 3XPS
3LORW %XVKLQJ
&UDQNVKDIW
)O\ZKHHO RU )OH[ 3ODWH

%   62+& (1*,1( 0(&+$1,&$/

0$,17(1$1&( $1'
5(3$,5
219(+,&/( 6(59,&(
9$/9( &29(5
5HPRYDO 3URFHGXUH





'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH


5HPRYH WKH LQMHFWRU FRYHU EROWV
5HPRYH WKH LQMHFWRU FRYHU
'LVFRQQHFW WKH EUHDWKHU WXEHV IURP WKH YDOYH FRYHU






'LVFRQQHFW DOO RI WKH QHFHVVDU\ YDFXXP OLQHV


5HPRYH WKH YDOYH FRYHU EROWV
5HPRYH WKH YDOYH FRYHU
5HPRYH WKH YDOYH FRYHU JDVNHW IURP WKH YDOYH FRYHU

&%

&%

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO D QHZ YDOYH FRYHU JDVNHW WR WKH YDOYH FRYHU
 ,QVWDOO WKH YDOYH FRYHU
 ,QVWDOO WKH YDOYH FRYHU EROWV

7LJKWHQ
7LJKWHQ WKH YDOYH FRYHU EROWV WR 1:P OE:LQ 

&%

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  







&RQQHFW DOO RI WKH QHFHVVDU\ YDFXXP OLQHV


&RQQHFW WKH EUHDWKHU WXEHV WR WKH YDOYH FRYHU
,QVWDOO WKH LQMHFWRU FRYHU
,QVWDOO WKH LQMHFWRU FRYHU EROWV

7LJKWHQ
7LJKWHQ WKH LQMHFWRU FRYHU EROWV WR 1:P OE:LQ 
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&%

&</,1'(5 +($' $1' *$6.(7


7RROV 5HTXLUHG
.0% $QJXODU 7RUTXH *DXJH

5HPRYDO 3URFHGXUH
 5HPRYH WKH IXHO SXPS IXVH
 6WDUW WKH HQJLQH $IWHU LW VWDOOV FUDQN WKH HQJLQH IRU
VHFRQGV WR ULG WKH IXHO V\VWHP RI IXHO SUHVVXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'LVFRQQHFW WKH (&0 JURXQG WHUPLQDO
 'UDLQ WKH HQJLQH FRRODQW 5HIHU WR 6HFWLRQ '
(QJLQH &RROLQJ

&&

 'LVFRQQHFW WKH PDQLIROG DLU WHPSHUDWXUH VHQVRU


FRQQHFWRU
 'LVFRQQHFW WKH EUHDWKHU WXEHV IURP WKH DLU LQWDNH
WXEH
 'LVFRQQHFW WKH DLU LQWDNH WXEH IURP WKH WKURWWOH ERG\
 'LVFRQQHFW WKH ',6 LJQLWLRQ FRLO FRQQHFWRU
 'LVFRQQHFW WKH R[\JHQ VHQVRU FRQQHFWRU

&%

'$(:22 9 %/

%   62+& (1*,1( 0(&+$1,&$/


 'LVFRQQHFW WKH LGOH DLU FRQWURO YDOYH FRQQHFWRU
 'LVFRQQHFW WKH WKURWWOH SRVLWLRQ VHQVRU FRQQHFWRU
 'LVFRQQHFW WKH HQJLQH FRRODQW WHPSHUDWXUH VHQVRU
FRQQHFWRU
 'LVFRQQHFW WKH FRRODQW WHPSHUDWXUH VHQVRU
FRQQHFWRU
 5HPRYH WKH DLU ILOWHU KRXVLQJ EROWV
 5HPRYH WKH DLU ILOWHU KRXVLQJ
 5HPRYH WKH EROWV DQG WKH LQMHFWRU FRYHU
 5HPRYH WKH EROWV DQG WKH UHVRQDWRU

&%

 5HPRYH WKH ULJKW IURQW ZKHHO 5HIHU WR 6HFWLRQ (


7LUHV DQG :KHHOV
 5HPRYH WKH ULJKW IURQW ZKHHO ZHOO VSODVK VKLHOG
5HIHU WR 6HFWLRQ 5 %RG\ )URQW (QG
 6XSSRUW WKH HQJLQH ZLWK D IORRU MDFN
 5HPRYH WKH EROWV DQG WKH ULJKW VLGH HQJLQH PRXQW
EUDFNHW

&%

 'LVFRQQHFW WKH XSSHU UDGLDWRU KRVH DW WKH


WKHUPRVWDW KRXVLQJ
 5HPRYH WKH VHUSHQWLQH DFFHVVRU\ GULYH EHOW 5HIHU
WR 6HFWLRQ % 3RZHU 6WHHULQJ 3XPS
 5HPRYH WKH FUDQNVKDIW SXOOH\ EROWV
 5HPRYH WKH FUDQNVKDIW SXOOH\

%&

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  


 5HPRYH WKH IURQW WLPLQJ EHOW FRYHU EROWV
 5HPRYH WKH IURQW WLPLQJ EHOW FRYHU

&%

 5HPRYH WKH WLPLQJ EHOW 5HIHU WR 7LPLQJ %HOW LQ WKLV


VHFWLRQ
 'LVFRQQHFW WKH EUHDWKHU WXEHV DW WKH YDOYH FRYHU
 5HPRYH WKH YDOYH FRYHU EROWV
 5HPRYH WKH YDOYH FRYHU DQG WKH YDOYH FRYHU JDVNHW
 'LVFRQQHFW WKH LJQLWLRQ ZLUHV IURP WKH VSDUN SOXJV

&%

1RWLFH 7DNH H[WUHPH FDUH WR SUHYHQW DQ\ VFUDWFKHV


QLFNV RU GDPDJH WR WKH FDPVKDIW
 :KLOH KROGLQJ WKH FDPVKDIW ILUPO\ LQ SODFH UHPRYH
WKH FDPVKDIW JHDU EROW
 5HPRYH WKH FDPVKDIW JHDU

&%

'$(:22 9 %/

%   62+& (1*,1( 0(&+$1,&$/


 5HPRYH WKH WLPLQJ EHOW DXWRPDWLF WHQVLRQHU EROW
 5HPRYH WKH WLPLQJ EHOW DXWRPDWLF WHQVLRQHU

&%







5HPRYH WKH ULJKW VLGH HQJLQH PRXQW EROWVQXWV


5HPRYH WKH ULJKW VLGH HQJLQH PRXQW
5HPRYH WKH FUDQNVKDIW JHDU EROW
5HPRYH WKH FUDQNVKDIW JHDU
5HURXWH WKH FUDQNVKDIW SRVLWLRQ VHQVRU ZLUH DZD\
IURP WKH UHDU WLPLQJ EHOW FRYHU

&%

 5HPRYH WKH UHDU WLPLQJ EHOW FRYHU EROWV


 5HPRYH WKH UHDU WLPLQJ EHOW FRYHU

&%

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  


 5HPRYH WKH H[KDXVW IOH[ SLSH UHWDLQLQJ QXWV DW WKH
H[KDXVW PDQLIROG VWXGV
 'LVFRQQHFW DOO RI WKH QHFHVVDU\ YDFXXP KRVHV

&%

 'LVFRQQHFW WKH IXHO UHWXUQ OLQH DW WKH IXHO SUHVVXUH


UHJXODWRU
 'LVFRQQHFW WKH IXHO IHHG OLQH DW WKH IXHO ILOWHU
 'LVFRQQHFW WKH FRRODQW KRVHV DW WKH UHDU RI WKH
FRRODQW PDQLIROG
 'LVFRQQHFW WKH VXUJH WDQN FRRODQW KRVHV DW WKH
WKURWWOH ERG\
 'LVFRQQHFW WKH IXHO LQMHFWRU KDUQHVV FRQQHFWRUV

&%

 5HPRYH WKH DOWHUQDWRU VXSSRUW EUDFNHW EROWV DQG WKH


EUDFNHW 5HIHU WR 6HFWLRQ ( (QJLQH (OHFWULFDO
 5HPRYH WKH DOWHUQDWRU 5HIHU WR 6HFWLRQ ( (QJLQH
(OHFWULFDO
 'LVFRQQHFW WKH WKURWWOH FDEOH DW WKH WKURWWOH ERG\ DQG
WKH LQWDNH PDQLIROG
 'LVFRQQHFW WKH FDQLVWHU SXUJH VROHQRLG FRQQHFWRU

&%

'$(:22 9 %/

%   62+& (1*,1( 0(&+$1,&$/


 /RRVHQ DOO RI WKH F\OLQGHU KHDG EROWV JUDGXDOO\ DQG LQ
WKH VHTXHQFH VKRZQ
 5HPRYH WKH F\OLQGHU KHDG EROWV
 5HPRYH WKH FDPVKDIW FDUULHU DVVHPEO\
 5HPRYH WKH F\OLQGHU KHDG ZLWK WKH LQWDNH PDQLIROG
DQG WKH H[KDXVW PDQLIROG DWWDFKHG
1RWLFH 3UHYHQW DQ\ HQJLQH RLO RU FRRODQW IURP HQWHULQJ
WKH F\OLQGHUV ZKHQ UHPRYLQJ WKH F\OLQGHU KHDG
 5HPRYH WKH F\OLQGHU KHDG JDVNHW

&%

&OHDQLQJ 3URFHGXUH

 &OHDQ WKH JDVNHW VXUIDFHV RI WKH F\OLQGHU KHDG DQG


WKH HQJLQH EORFN
 0DNH VXUH WKH JDVNHW VXUIDFHV RI WKH F\OLQGHU KHDG
DQG WKH HQJLQH EORFN DUH IUHH RI QLFNV DQG KHDY\
VFUDWFKHV
 &OHDQ WKH F\OLQGHU KHDG EROWV
 ,QVSHFW WKH F\OLQGHU KHDG IRU ZDUSDJH 5HIHU WR
&\OLQGHU +HDG DQG 9DOYH 7UDLQ &RPSRQHQWV LQ WKLV
VHFWLRQ

,QVWDOODWLRQ 3URFHGXUH

&%

 $SSO\ D FRQWLQXRXV PP EHDG RI JDVNHW PDNHU WR


WKH VHDOLQJ VXUIDFH RI WKH FDPVKDIW FDUULHU
 ,QVWDOO WKH F\OLQGHU KHDG JDVNHW
 ,QVWDOO WKH F\OLQGHU KHDG ZLWK WKH LQWDNH PDQLIROG DQG
WKH H[KDXVW PDQLIROG DWWDFKHG
 ,QVWDOO WKH FDPVKDIW FDUULHU DVVHPEO\
 ,QVWDOO WKH F\OLQGHU KHDG EROWV
 7LJKWHQ WKH F\OLQGHU KHDG EROWV JUDGXDOO\ DQG LQ WKH
VHTXHQFH VKRZQ

&%

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  


7LJKWHQ
7LJKWHQ WKH F\OLQGHU KHDG EROWV WR  1:P  OE:IW
XVLQJ D WRUTXH ZUHQFK 8VH WKH DQJXODU WRUTXH
JDXJH .0% WR WLJKWHQ WKH F\OLQGHU KHDG EROWV
GHJUHHV SOXV GHJUHHV SOXV GHJUHHV

&%

 &RQQHFW WKH WKURWWOH FDEOH DW WKH WKURWWOH ERG\ DQG


WKH LQWDNH PDQLIROG
 ,QVWDOO WKH DOWHUQDWRU DQG WKH VXSSRUW EUDFNHW 5HIHU
WR 6HFWLRQ ( (QJLQH (OHFWULFDO
 &RQQHFW WKH FRRODQW VXUJH WDQN KRVH DW WKH WKURWWOH
ERG\

&%

 &RQQHFW WKH FRRODQW KRVHV WR WKH UHDU RI WKH FRRODQW


PDQLIROG
 &RQQHFW WKH FDQLVWHU SXUJH VROHQRLG FRQQHFWRU

&%

'$(:22 9 %/

%   62+& (1*,1( 0(&+$1,&$/







&RQQHFW WKH IXHO IHHG OLQH WR WKH IXHO ILOWHU


&RQQHFW WKH IXHO UHWXUQ OLQH DW WKH IXHO UDLO
&RQQHFW DOO RI WKH QHFHVVDU\ YDFXXP KRVHV
&RQQHFW WKH IXHO LQMHFWRU KDUQHVV FRQQHFWRUV

&%

 ,QVWDOO WKH H[KDXVW IOH[ SLSH UHWDLQLQJ QXWV DW WKH


H[KDXVW PDQLIROG IODQJH

7LJKWHQ
7LJKWHQ WKH H[KDXVW IOH[ SLSH WR H[KDXVW PDQLIROG
UHWDLQLQJ QXWV WR 1:P OE:IW 
 ,QVWDOO WKH UHDU WLPLQJ EHOW FRYHU
 ,QVWDOO WKH UHDU WLPLQJ EHOW FRYHU EROWV

7LJKWHQ
7LJKWHQ WKH UHDU WLPLQJ EHOW FRYHU EROWV WR 1:P
OE:LQ 

&%

 ,QVWDOO WKH HQJLQH PRXQW DQG WKH UHWDLQLQJ EROWVQXWV

7LJKWHQ
7LJKWHQ WKH ULJKW VLGH HQJLQH PRXQW UHWDLQLQJ
EROWVQXWV WR 1:P OE:IW 
 ,QVWDOO WKH FUDQNVKDIW WLPLQJ EHOW GULYH JHDU
 ,QVWDOO WKH FUDQNVKDIW WLPLQJ EHOW GULYH JHDU EROW

7LJKWHQ
7LJKWHQ WKH FUDQNVKDIW WLPLQJ EHOW GULYH JHDU EROW
WR 1:P OE:IW  8VLQJ WKH DQJXODU WRUTXH
JDXJH .0% WLJKWHQ WKH FUDQNVKDIW JHDU EROW
GHJUHHV SOXV GHJUHHV

&%

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  


 ,QVWDOO WKH WLPLQJ EHOW DXWRPDWLF WHQVLRQHU
 ,QVWDOO WKH WLPLQJ EHOW DXWRPDWLF WHQVLRQHU EROW

7LJKWHQ
7LJKWHQ WKH WLPLQJ EHOW DXWRPDWLF WHQVLRQHU EROW WR
1:P OE:IW 

&%

 ,QVWDOO WKH FDPVKDIW JHDU ZLWK WKH WLPLQJ PDUN


DOLJQHG WR WKH QRWFK RQ WKH FRYHU

&%

 ,QVWDOO WKH FDPVKDIW JHDU E\ FRXQWHUKROGLQJ RQ WKH


KH[ RI WKH FDPVKDIW ZLWK DQ RSHQHQGHG ZUHQFK
 ,QVWDOO WKH FDPVKDIW JHDU ZLWK D QHZ EROW WR WKH
FDPVKDIW

7LJKWHQ
7LJKWHQ WKH FDPVKDIW JHDU UHWDLQLQJ EROW WR 1:P
OE:IW 

&%

'$(:22 9 %/

%   62+& (1*,1( 0(&+$1,&$/


 ,QVWDOO WKH YDOYH FRYHU DQG WKH YDOYH FRYHU JDVNHW
 ,QVWDOO WKH YDOYH FRYHU EROWV

7LJKWHQ
7LJKWHQ WKH YDOYH FRYHU EROWV WR 1:P OE:LQ 

&%

 &RQQHFW WKH LJQLWLRQ ZLUHV WR WKH VSDUN SOXJV


 &RQQHFW WKH EUHDWKHU WXEHV WR WKH YDOYH FRYHU

&%

 $OLJQ WKH PDUN RQ WKH FUDQNVKDIW JHDU ZLWK WKH QRWFK
DW WKH ERWWRP RI WKH UHDU WLPLQJ EHOW FRYHU
 ,QVWDOO WKH WLPLQJ EHOW 5HIHU WR 7LPLQJ %HOW LQ WKLV
VHFWLRQ
 &KHFN DQG DGMXVW WKH WLPLQJ EHOW WHQVLRQ 5HIHU WR
7LPLQJ %HOW &KHFN DQG $GMXVW LQ WKLV VHFWLRQ
 5RXWH WKH FUDQNVKDIW SRVLWLRQ ZLUH LQWR LWV WUDFN

&%

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  


 ,QVWDOO WKH IURQW WLPLQJ EHOW FRYHU
 ,QVWDOO WKH IURQW WLPLQJ EHOW FRYHU EROWV

7LJKWHQ
7LJKWHQ WKH IURQW WLPLQJ EHOW FRYHU EROWV WR 1:P
OE:LQ 
 ,QVWDOO WKH FUDQNVKDIW SXOOH\
 ,QVWDOO WKH FUDQNVKDIW SXOOH\ EROWV

7LJKWHQ
7LJKWHQ WKH FUDQNVKDIW SXOOH\ EROWV WR 1:P
OE:IW 

&%

 ,QVWDOO WKH ULJKW VLGH HQJLQH PRXQW EUDFNHW DQG


UHWDLQLQJ EROWVQXWV

7LJKWHQ
7LJKWHQ WKH ULJKW VLGH HQJLQH PRXQW EUDFNHW UHWDLQLQJ
EROWVQXWV WR 1:P OE:IW 
 5HPRYH WKH IORRU MDFN
 ,QVWDOO WKH VHUSHQWLQH DFFHVVRU\ GULYH EHOW 5HIHU WR
6HFWLRQ % 3RZHU 6WHHULQJ 3XPS
 &RQQHFW WKH XSSHU UDGLDWRU KRVH WR WKH WKHUPRVWDW
KRXVLQJ
 ,QVWDOO WKH ULJKW IURQW ZKHHO ZHOO VSODVK VKLHOG 5HIHU
WR 6HFWLRQ 5 %RG\ )URQW (QG
 ,QVWDOO WKH ULJKW IURQW ZKHHO 5HIHU WR 6HFWLRQ (
7LUHV DQG :KHHOV
&%

 ,QVWDOO WKH DLU ILOWHU KRXVLQJ


 ,QVWDOO WKH DLU ILOWHU KRXVLQJ EROWV

7LJKWHQ
7LJKWHQ WKH DLU ILOWHU KRXVLQJ EROWV WR 1:P OE:LQ 
 &RQQHFW WKH DLU LQWDNH WXEH WR WKH WKURWWOH ERG\
 &RQQHFW WKH EUHDWKHU WXEHV WR WKH DLU LQWDNH WXEH
 &RQQHFW WKH PDQLIROG DLU WHPSHUDWXUH VHQVRU
FRQQHFWRU
 ,QVWDOO WKH UHVRQDWRU DQG UHWDLQLQJ EROWV

7LJKWHQ
7LJKWHQ WKH UHVRQDWRU UHWDLQLQJ EROWV WR 1:P
OE:LQ 

&%

'$(:22 9 %/

%   62+& (1*,1( 0(&+$1,&$/


 &RQQHFW WKH FRRODQW WHPSHUDWXUH VHQVRU FRQQHFWRU
 &RQQHFW WKH HQJLQH FRRODQW WHPSHUDWXUH VHQVRU
FRQQHFWRU
 &RQQHFW WKH LGOH DLU FRQWURO YDOYH FRQQHFWRU
 &RQQHFW WKH WKURWWOH SRVLWLRQ VHQVRU FRQQHFWRU
 ,QVWDOO WKH LQMHFWRU FRYHU DQG UHWDLQLQJ EROWV

7LJKWHQ
7LJKWHQ WKH LQMHFWRU FRYHU UHWDLQLQJ EROWV WR 1:P
OE:LQ 

&%








&RQQHFW WKH ',6 LJQLWLRQ FRLO FRQQHFWRU


&RQQHFW WKH R[\JHQ VHQVRU FRQQHFWRU
&RQQHFW WKH (&0 JURXQG WHUPLQDO
,QVWDOO WKH IXHO SXPS IXVH
&RQQHFW WKH QHJDWLYH EDWWHU\ JURXQG FDEOH
5HILOO WKH HQJLQH FRROLQJ V\VWHP 5HIHU WR 6HFWLRQ
' (QJLQH &RROLQJ

&&

&$06+$)7
7RROV 5HTXLUHG
.0$ 9DOYH 6SULQJ &RPSUHVVRU

5HPRYDO 3URFHGXUH
 5HPRYH WKH WLPLQJ EHOW 5HIHU WR 7LPLQJ %HOW LQ WKLV
VHFWLRQ
 'LVFRQQHFW WKH EUHDWKHU WXEHV DW WKH YDOYH FRYHU

&%

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  







5HPRYHU WKH LQMHFWRU FRYHU EROWV


5HPRYHU WKH LQMHFWRU FRYHU
5HPRYH WKH YDOYH FRYHU EROWV
5HPRYH WKH YDOYH FRYHU DQG WKH JDVNHW

&%

 ,QVWDOO WKH YDOYH VSULQJ FRPSUHVVRU .0$


1RWLFH 7DNH H[WUHPH FDUH WR SUHYHQW DQ\ VFUDWFKHV
QLFNV RU GDPDJH WR WKH FDPVKDIW 6XFK GDPDJH FDQ
FDXVH SUHPDWXUH HQJLQH ZHDU
 5HPRYH WKH FDPVKDIW IROORZHUV XVLQJ WKH YDOYH
VSULQJ FRPSUHVVRU .0$

&%

 :KLOH KROGLQJ WKH FDPVKDIW ILUPO\ LQ SODFH UHPRYH


WKH FDPVKDIW JHDU EROW
 5HPRYH WKH FDPVKDIW JHDU

&%

'$(:22 9 %/

%   62+& (1*,1( 0(&+$1,&$/


 5HPRYH WKH SRZHU VWHHULQJ SUHVVXUH KRVH FODPS
EROW 0RYH WKH KRVH RXW RI WKH ZD\
 'LVFRQQHFW WKH SRVLWLYH EDWWHU\ FDEOH
 5HPRYH WKH EDWWHU\ DQG WKH EDWWHU\ WUD\ 5HIHU WR
6HFWLRQ ( (QJLQH (OHFWULFDO

&%






'LVFRQQHFW WKH ',6 LJQLWLRQ FRLO FRQQHFWRU


'LVFRQQHFW WKH LJQLWLRQ ZLUHV DW WKH ',6 LJQLWLRQ FRLO
5HPRYH WKH ',6 LJQLWLRQ FRLO PRXQWLQJ EROWV
5HPRYH WKH ',6 LJQLWLRQ FRLO






5HPRYH WKH ',6 LJQLWLRQ FRLO PRXQWLQJ SODWH EROWV


5HPRYH WKH ',6 LJQLWLRQ FRLO PRXQWLQJ SODWH
5HPRYH WKH FDPVKDIW SUHVVXUH SODWH EROWV
5HPRYH WKH FDPVKDIW SUHVVXUH SODWH

&%

$%

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  


 5HPRYH WKH FDPVKDIW

%%

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH FDPVKDIW
 ,QVWDOO WKH FDPVKDIW SUHVVXUH SODWH
 ,QVWDOO WKH FDPVKDIW SUHVVXUH SODWH EROWV

7LJKWHQ
7LJKWHQ WKH FDPVKDIW SUHVVXUH SODWH EROWV WR 1:P
OE:LQ 

$%

 0HDVXUH WKH FDPVKDIW HQG SOD\ 7KH FDPVKDIW HQG


SOD\ VKRXOG EH WR PP WR LQFK 
 ,QVWDOO WKH ',6 LJQLWLRQ FRLO PRXQWLQJ SODWH
 ,QVWDOO WKH ',6 LJQLWLRQ FRLO PRXQWLQJ SODWH EROWV

7LJKWHQ
7LJKWHQ WKH ',6 LJQLWLRQ FRLO PRXQWLQJ SODWH EROWV WR
1:P OELQ 
 ,QVWDOO WKH ',6 LJQLWLRQ FRLO
 ,QVWDOO WKH ',6 LJQLWLRQ FRLO UHWDLQLQJ EROWV

7LJKWHQ
7LJKWHQ WKH ',6 LJQLWLRQ FRLO UHWDLQLQJ EROWV WR 1:P
OE:LQ 

&%

'$(:22 9 %/

%   62+& (1*,1( 0(&+$1,&$/


 &RQQHFW WKH LJQLWLRQ ZLUHV DW WKH ',6 LJQLWLRQ FRLO
 &RQQHFW WKH ',6 LJQLWLRQ FRLO FRQQHFWRU
 ,QVWDOO WKH EDWWHU\ DQG WKH EDWWHU\ WUD\ 5HIHU WR
6HFWLRQ ( (QJLQH (OHFWULFDO
 &RQQHFW WKH SRVLWLYH EDWWHU\ FDEOH

&%

1RWLFH 7DNH H[WUHPH FDUH WR SUHYHQW DQ\ VFUDWFKHV


QLFNV RU GDPDJH WR WKH FDPVKDIW 6XFK GDPDJH FDQ
FDXVH SUHPDWXUH HQJLQH ZHDU
 ,QVWDOO WKH FDPVKDIW JHDU
 :KLOH KROGLQJ WKH FDPVKDIW ILUPO\ LQ SODFH LQVWDOO WKH
FDPVKDIW JHDU UHWDLQLQJ EROW

7LJKWHQ
7LJKWHQ WKH FDPVKDIW JHDU UHWDLQLQJ EROW WR 1:P
OE:IW 

&%

 ,QVWDOO WKH FDPVKDIW IROORZHUV XVLQJ WKH YDOYH VSULQJ


FRPSUHVVRU .0$
 5HPRYH WKH YDOYH VSULQJ FRPSUHVVRU .0$

&%

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  


 ,QVWDOO WKH YDOYH FRYHU JDVNHW
 ,QVWDOO WKH YDOYH FRYHU
 ,QVWDOO WKH YDOYH FRYHU EROWV

7LJKWHQ
7LJKWHQ WKH YDOYH FRYHU EROWV WR 1:P OE:LQ 

&%

 &RQQHFW WKH EUHDWKHU WXEHV WR WKH YDOYH FRYHU


 ,QVWDOO WKH LQMHFWRU FRYHU
 ,QVWDOO WKH LQMHFWRU FRYHU EROWV

7LJKWHQ
7LJKWHQ WKH LQMHFWRU FRYHU EROWV WR 1:P OE:LQ 
 ,QVWDOO WKH SRZHU VWHHULQJ SUHVVXUH KRVH FODPS EROW

7LJKWHQ
7LJKWHQ WKH SRZHU VWHHULQJ SUHVVXUH KRVH FODPS EROW
WR 1:P OE:LQ 
 ,QVWDOO WKH WLPLQJ EHOW 5HIHU WR 7LPLQJ %HOW LQ WKLV
VHFWLRQ

&%

7,0,1* %(/7 &+(&. $1' $'-867


$GMXVWPHQW 3URFHGXUH





&%

'$(:22 9 %/

'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH


5HPRYH WKH DLU LQWDNH WXEH
'LVFRQQHFW WKH EUHDWKHU WXEH
5HPRYH WKH SRZHU VWHHULQJ KRVH FODPS EROW DQG
SRVLWLRQ WKH KRVH FOHDU

%   62+& (1*,1( 0(&+$1,&$/


 5HPRYH WKH DLU ILOWHU KRXVLQJ EROWV
 5HPRYH WKH DLU ILOWHU KRXVLQJ
 5HPRYH WKH ULJKW IURQW ZKHHO 5HIHU WR 6HFWLRQ (
7LUHV DQG :KHHOV
 5HPRYH WKH ULJKW IURQW ZKHHO ZHOO VSODVK VKLHOG
5HIHU WR 6HFWLRQ 5 %RG\ )URQW (QG

&%

 5HPRYH WKH VHUSHQWLQH DFFHVVRU\ GULYH EHOW 5HIHU


WR 6HFWLRQ % 3RZHU 6WHHULQJ 3XPS
 5HPRYH WKH FUDQNVKDIW SXOOH\ EROWV
 5HPRYH WKH FUDQNVKDIW SXOOH\
 5HPRYH WKH ULJKW VLGH HQJLQH PRXQW EUDFNHW 5HIHU
WR CC(QJLQH 0RXQW 5LJKW 6LGH

LQ WKLV VHFWLRQ

%&

 5HPRYH WKH IURQW WLPLQJ EHOW FRYHU EROWV


 5HPRYH WKH IURQW WLPLQJ EHOW FRYHU

&%

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  


 5RWDWH WKH FUDQNVKDIW DW OHDVW RQH IXOO WXUQ FORFNZLVH
XVLQJ WKH FUDQNVKDIW JHDU EROW
 $OLJQ WKH PDUN RQ WKH FUDQNVKDIW JHDU ZLWK WKH QRWFK
DW WKH EDVH RI WKH RLO SXPS

&%

 $OLJQ WKH FDPVKDIW JHDU WLPLQJ PDUN WR WKH QRWFK RQ


WKH WLPLQJ EHOW FRYHU

&%

 /RRVHQ WKH DXWRPDWLF WHQVLRQHU EROW 7R UHOLHYH WKH


EHOW WHQVLRQ WXUQ WKH KH[NH\ WDE FRXQWHUFORFNZLVH
 5RWDWH WKH DXWRPDWLF WHQVLRQHU KH[NH\ WDE
FORFNZLVH XQWLO WKH DGMXVW DUP SRLQWHU RI WKH WLPLQJ
EHOW DXWRPDWLF WHQVLRQHU LV DOLJQHG ZLWK WKH QRWFK LQ
WKH WLPLQJ EHOW DXWRPDWLF WHQVLRQHU EUDFNHW

&%

'$(:22 9 %/

%   62+& (1*,1( 0(&+$1,&$/


 7LJKWHQ WKH DXWRPDWLF WHQVLRQHU EROW
 5RWDWH WKH FUDQNVKDIW WZR IXOO WXUQV FORFNZLVH XVLQJ
WKH FUDQNVKDIW JHDU EROW
 &KHFN WKH DXWRPDWLF WHQVLRQHU SRLQWHU
 :KHQ WKH DGMXVW DUP SRLQWHU RI WKH WLPLQJ EHOW
DXWRPDWLF WHQVLRQHU LV DOLJQHG ZLWK WKH QRWFK RQ WKH
WLPLQJ EHOW DXWRPDWLF WHQVLRQHU EUDFNHW WKH EHOW LV
WHQVLRQHG FRUUHFWO\

7LJKWHQ
7LJKWHQ WKH WLPLQJ EHOW DXWRPDWLF WHQVLRQHU EROW WR
1:P OE:IW 

&%

 ,QVWDOO WKH IURQW WLPLQJ EHOW FRYHU


 ,QVWDOO WKH IURQW WLPLQJ EHOW FRYHU EROWV

7LJKWHQ
7LJKWHQ WKH IURQW WLPLQJ EHOW FRYHU EROWV WR 1:P
OE:LQ 

&%

 ,QVWDOO WKH FUDQNVKDIW SXOOH\


 ,QVWDOO WKH FUDQNVKDIW SXOOH\ EROWV

7LJKWHQ
7LJKWHQ WKH FUDQNVKDIW SXOOH\ EROWV WR 1:P
OE:IW 
 ,QVWDOO WKH ULJKW VLGH HQJLQH PRXQW EUDFNHW 5HIHU WR
(QJLQH 0RXQW 5LJKW 6LGH LQ WKLV VHFWLRQ
 ,QVWDOO WKH VHUSHQWLQH DFFHVVRU\ GULYH EHOW 5HIHU WR
6HFWLRQ % 3RZHU 6WHHULQJ 3XPS

%&

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  


 ,QVWDOO WKH ULJKW IURQW ZKHHO ZHOO VSODVK VKLHOG 5HIHU
WR 6HFWLRQ 5 %RG\ )URQW (QG
 ,QVWDOO WKH ULJKW IURQW ZKHHO 5HIHU WR 6HFWLRQ (
%RG\ )URQW (QG
 ,QVWDOO WKH DLU ILOWHU KRXVLQJ
 ,QVWDOO WKH DLU ILOWHU KRXVLQJ EROWV

7LJKWHQ
7LJKWHQ WKH DLU ILOWHU KRXVLQJ EROWV WR 1:P OE:LQ 
 &RQQHFW WKH DLU LQWDNH WXEH
 ,QVWDOO WKH SRZHU VWHHULQJ KRVH FODPS EROW

7LJKWHQ
7LJKWHQ WKH SRZHU VWHHULQJ SUHVVXUH KRVH FODPS EROW
WR  1:P OE:LQ 

&%

 &RQQHFW WKH EUHDWKHU WXEH


 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&%

7,0,1* %(/7
5HPRYDO 3URFHGXUH





&%

'$(:22 9 %/

'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH


'LVFRQQHFW WKH DLU LQWDNH WXEH IURP WKH WKURWWOH ERG\
'LVFRQQHFW WKH EUHDWKHU WXEHV IURP WKH YDOYH FRYHU
5HPRYH WKH SRZHU VWHHULQJ KRVH FODPS EROW

%   62+& (1*,1( 0(&+$1,&$/


 5HPRYH WKH DLU ILOWHU KRXVLQJ EROWV
 5HPRYH WKH DLU ILOWHU KRXVLQJ
 5HPRYH WKH ULJKW IURQW ZKHHO 5HIHU WR 6HFWLRQ (
7LUHV DQG :KHHOV
 5HPRYH WKH ULJKW IURQW ZKHHO ZHOO VSODVK VKLHOG
5HIHU WR 6HFWLRQ 5 %RG\ )URQW (QG

&%

 5HPRYH WKH VHUSHQWLQH DFFHVVRU\ GULYH EHOW 5HIHU


WR 6HFWLRQ % 3RZHU 6WHHULQJ 3XPS
 5HPRYH WKH FUDQNVKDIW SXOOH\ EROWV
 5HPRYH WKH FUDQNVKDIW SXOOH\
 5HPRYH WKH ULJKW VLGH HQJLQH PRXQW EUDFNHW 5HIHU
WR (QJLQH 0RXQW 5LJKW 6LGH LQ WKLV VHFWLRQ

%&

 5HPRYH WKH IURQW WLPLQJ EHOW FRYHU EROWV


 5HPRYH WKH IURQW WLPLQJ EHOW FRYHU

&%

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  


 8VLQJ WKH FUDQNVKDIW JHDU EROW URWDWH WKH FUDQNVKDIW
FORFNZLVH XQWLO WKH WLPLQJ PDUN RQ WKH FUDQNVKDIW
JHDU LV DOLJQHG ZLWK WKH QRWFK DW WKH EDVH RI WKH RLO
SXPS

&%

1RWLFH 7KH FDPVKDIW JHDU PXVW DOLJQ ZLWK WKH QRWFK RQ


WKH WLPLQJ EHOW FRYHU RU GDPDJH WR WKH HQJLQH FRXOG
UHVXOW
 $OLJQ WKH FDPVKDIW JHDU ZLWK WKH QRWFK RQ WKH WLPLQJ
EHOW FRYHU

&%

 /RRVHQ WKH WLPLQJ EHOW DXWRPDWLF WHQVLRQHU EROW


7XUQ WKH KH[NH\ WDE WR UHOLHYH EHOW WHQVLRQ
 5HPRYH WKH WLPLQJ EHOW

&%

'$(:22 9 %/

%   62+& (1*,1( 0(&+$1,&$/


,QVWDOODWLRQ 3URFHGXUH
 $OLJQ WKH WLPLQJ PDUN RQ WKH FUDQNVKDIW JHDU ZLWK WKH
QRWFK RQ WKH EDVH RI WKH RLO SXPS

&%

 $OLJQ WKH WLPLQJ PDUN RQ WKH FDPVKDIW JHDU WR WKH


QRWFK RQ WKH WLPLQJ EHOW FRYHU

&%

 ,QVWDOO WKH WLPLQJ EHOW

&%

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  


 7XUQ WKH WHQVLRQHU KH[NH\ WDE LQ D FORFNZLVH
GLUHFWLRQ WR WHQVLRQ WKH EHOW 7XUQ XQWLO WKH SRLQWHU
DOLJQV ZLWK WKH QRWFK
 7LJKWHQ WKH WLPLQJ EHOW DXWRPDWLF WHQVLRQHU EROW
 5RWDWH WKH FUDQNVKDIW WZR IXOO WXUQV FORFNZLVH XVLQJ
WKH FUDQNVKDIW SXOOH\ EROW
 5HFKHFN WKH DXWRPDWLF WHQVLRQHU SRLQWHU ,I WKH
SRLQWHU DOLJQV ZLWK WKH QRWFK UHWLJKWHQ WKH DXWRPDWLF
WHQVLRQHU EROW

7LJKWHQ
7LJKWHQ WKH WLPLQJ EHOW DXWRPDWLF WHQVLRQHU EROW WR
1:P OE:IW 

&%

 ,QVWDOO WKH IURQW WLPLQJ EHOW FRYHU


 ,QVWDOO WKH IURQW WLPLQJ EHOW FRYHU EROWV

7LJKWHQ
7LJKWHQ WKH IURQW WLPLQJ EHOW FRYHU EROWV WR 1:P
OE:LQ 
 ,QVWDOO WKH ULJKW HQJLQH PRXQW EUDFNHW 5HIHU WR
(QJLQH 0RXQW 5LJKW 6LGH LQ WKLV VHFWLRQ

&%

 ,QVWDOO WKH FUDQNVKDIW SXOOH\


 ,QVWDOO WKH FUDQNVKDIW SXOOH\ EROWV

7LJKWHQ
7LJKWHQ WKH FUDQNVKDIW SXOOH\ EROWV WR 1:P
OE:IW 
 ,QVWDOO WKH SRZHU VWHHULQJ KRVH FODPS EROW

7LJKWHQ
7LJKWHQ WKH SRZHU VWHHULQJ SUHVVXUH KRVH FODPS EROW
WR 1:P OE:LQ 

%&

'$(:22 9 %/

%   62+& (1*,1( 0(&+$1,&$/


 ,QVWDOO WKH VHUSHQWLQH DFFHVVRU\ GULYH EHOW 5HIHU WR
6HFWLRQ % 3RZHU 6WHHULQJ 3XPS
 ,QVWDOO WKH ULJKW IURQW ZKHHO ZHOO VSODVK VKLHOG 5HIHU
WR 6HFWLRQ 5 %RG\ )URQW (QG
 ,QVWDOO WKH ULJKW IURQW ZKHHO 5HIHU WR 6HFWLRQ (
7LUHV DQG :KHHOV
 ,QVWDOO WKH DLU ILOWHU KRXVLQJ
 ,QVWDOO WKH DLU ILOWHU KRXVLQJ EROWV

7LJKWHQ
7LJKWHQ WKH DLU ILOWHU KRXVLQJ EROWV WR 1:P OE:LQ 
 &RQQHFW WKH DLU LQWDNH WXEH WR WKH WKURWWOH ERG\
 &RQQHFW WKH EUHDWKHU WXEHV WR WKH YDOYH FRYHU
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&%

2,/ 3$1
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'UDLQ WKH HQJLQH RLO IURP WKH HQJLQH FUDQNFDVH
 5HPRYH WKH H[KDXVW IOH[ SLSH UHWDLQLQJ QXWV IURP WKH
H[KDXVW PDQLIROG
 5HPRYH WKH H[KDXVW IOH[ SLSH UHWDLQLQJ QXWV IURP WKH
FDWDO\WLF FRQYHUWHU
 5HPRYH WKH H[KDXVW IOH[ SLSH
 5HPRYH WKH FHQWHU PHPEHU 5HIHU WR 6HFWLRQ 1
)UDPH DQG 8QGHUERG\

&%

 5HPRYH WKH RLO SDQ IODQJHWRWUDQVD[OH UHWDLQLQJ


EROWV

&%

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  


 5HPRYH WKH RLO SDQ UHWDLQLQJ EROWV
 5HPRYH WKH RLO SDQ IURP WKH HQJLQH EORFN
 5HPRYH WKH RLO SDQ JDVNHW IURP WKH RLO SDQ

%&

&OHDQLQJ 3URFHGXUH





&OHDQ WKH RLO SDQ VHDOLQJ VXUIDFH


&OHDQ WKH HQJLQH EORFN VHDOLQJ VXUIDFH
&OHDQ WKH RLO SDQ UHWDLQLQJ EROWV
&OHDQ WKH RLO SDQ UHWDLQLQJ EROW KROHV LQ WKH HQJLQH
EORFN
 &OHDQ WKH RLO SDQ VSODVK VKLHOG

%&

,QVWDOODWLRQ 3URFHGXUH





&RDW WKH QHZ RLO SDQ JDVNHW ZLWK VHDODQW


,QVWDOO WKH RLO SDQ JDVNHW WR WKH RLO SDQ
,QVWDOO WKH RLO SDQ WR WKH HQJLQH EORFN
,QVWDOO WKH RLO SDQ UHWDLQLQJ EROWV

7LJKWHQ
7LJKWHQ WKH RLO SDQ UHWDLQLQJ EROWV WR 1:P
OE:LQ 

%&

'$(:22 9 %/

%   62+& (1*,1( 0(&+$1,&$/


 ,QVWDOO WKH RLO SDQ IODQJHWRWUDQVD[OH UHWDLQLQJ EROWV

7LJKWHQ
7LJKWHQ WKH RLO SDQ IODQJHWRWUDQVD[OH UHWDLQLQJ
EROWV WR 1:P OE:IW 
 ,QVWDOO WKH FHQWHU PHPEHU 5HIHU WR 6HFWLRQ 1
)UDPH DQG 8QGHUERG\

&%

 ,QVWDOO WKH H[KDXVW IOH[ SLSH


 ,QVWDOO WKH H[KDXVW IOH[ SLSH UHWDLQLQJ QXWV WR WKH
H[KDXVW PDQLIROG

7LJKWHQ
7LJKWHQ WKH H[KDXVW IOH[ SLSHWRH[KDXVW PDQLIROG
UHWDLQLQJ QXWV WR 1:P OE:IW 
 ,QVWDOO WKH H[KDXVW IOH[ SLSH UHWDLQLQJ QXWV WR WKH
FDWDO\WLF FRQYHUWHU

7LJKWHQ
7LJKWHQ WKH H[KDXVW IOH[ SLSHWRFDWDO\WLF FRQYHUWHU
UHWDLQLQJ QXWV WR 1:P OE:IW 
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HILOO WKH HQJLQH FUDQNFDVH ZLWK HQJLQH RLO

&%

2,/ 3803
7RROV 5HTXLUHG
.0% 3UHVVXUH *DXJH
.0$GDSWHU

(QJLQH 2LO 3UHVVXUH ,QVSHFWLRQ 3URFHGXUH


 5HPRYH WKH IURQW ULJKW ZKHHO ZHOO VSODVK VKLHOG 5HIHU
WR 6HFWLRQ 5 %RG\ )URQW (QG
 5HPRYH WKH RLO SUHVVXUH VZLWFK FRQQHFWRU

%&

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  


 ,QVWDOO WKH DGDSWHU .0LQ SODFH RI WKH RLO
SUHVVXUH VZLWFK
 &RQQHFW WKH SUHVVXUH JDXJH .0% WR WKH
DGDSWHU
 6WDUW WKH HQJLQH DQG FKHFN WKH RLO SUHVVXUH DW LGOH
VSHHG DQG DQ HQJLQH WHPSHUDWXUH RI E& E) 
7KH PLQLPXP RLO SUHVVXUH VKRXOG EH N3D
EDU 
 6WRS WKH HQJLQH DQG UHPRYH WKH RLO SUHVVXUH JDXJH
.0% DQG WKH DGDSWHU .0

%&

 ,QVWDOO WKH RLO SUHVVXUH VZLWFK

7LJKWHQ
7LJKWHQ WKH RLO SUHVVXUH VZLWFK WR 1:P OE:IW 
 &RQQHFW WKH HOHFWULFDO FRQQHFWRU WR WKH RLO SUHVVXUH
VZLWFK
 ,QVWDOO WKH IURQW ULJKW ZKHHO ZHOO VSODVK VKLHOG 5HIHU
WR 6HFWLRQ 5 %RG\ )URQW (QG
 &KHFN WKH RLO OHYHO DQG DGG RLO WR WKH IXOO PDUN

%&

5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH WLPLQJ EHOW 5HIHU WR 7LPLQJ %HOW LQ WKLV
VHFWLRQ
 5HPRYH WKH UHDU WLPLQJ EHOW FRYHU 5HIHU WR 5HDU
7LPLQJ %HOW &RYHU LQ WKLV VHFWLRQ
 'LVFRQQHFW WKH RLO SUHVVXUH VZLWFK FRQQHFWRU

%&

'$(:22 9 %/

%   62+& (1*,1( 0(&+$1,&$/


 5HPRYH WKH RLO SDQ 5HIHU WR 2LO 3DQ LQ WKLV
VHFWLRQ
 5HPRYH WKH RLO SXPS SLFNXS WXEH DQG WKH VXSSRUW
EUDFNHW EROWV
 5HPRYH WKH RLO SXPS SLFNXS WXEH

%&

 5HPRYH WKH RLO SXPS UHWDLQLQJ EROWV


 &DUHIXOO\ VHSDUDWH WKH RLO SXPS DQG WKH JDVNHW IURP
WKH HQJLQH EORFN
 5HPRYH WKH RLO SXPS

%&

,QVSHFWLRQ 3URFHGXUH
 &OHDQ WKH RLO SXPS DQG WKH HQJLQH EORFN JDVNHW
PDWLQJ VXUIDFHV
 5HPRYH WKH VDIHW\ UHOLHI YDOYH EROW
 5HPRYH WKH VDIHW\ UHOLHI YDOYH DQG WKH VSULQJ
 5HPRYH WKH RLO SXPSWRFUDQNVKDIW VHDO

%&

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  


 5HPRYH WKH RLO SXPS UHDU FRYHU EROWV
 5HPRYH WKH UHDU FRYHU

%&

 &OHDQ WKH RLO SXPS KRXVLQJ DQG DOO RI WKH SDUWV


 ,QVSHFW DOO RI WKH SDUWV IRU VLJQV RI ZHDU 5HIHU WR
(QJLQH 6SHFLILFDWLRQV LQ WKLV VHFWLRQ
 &RDW DOO RI WKH RLO SXPS SDUWV ZLWK FOHDQ HQJLQH RLO
DQG UHLQVWDOO WKH SDUWV
1RWLFH 3DFN WKH RLO SXPS JHDU FDYLW\ ZLWK SHWUROHXP
MHOO\ WR HQVXUH DQ RLO SXPS SULPH RU HQJLQH GDPDJH
FRXOG UHVXOW
 $SSO\ /RFWLWH WR WKH UHDU FRYHU EROWV DQG
LQVWDOO WKH FRYHU DQG WKH EROWV

7LJKWHQ
7LJKWHQ WKH RLO SXPS UHDU FRYHU EROWV WR 1:P
OE:LQ 
 ,QVWDOO WKH VDIHW\ UHOLHI YDOYH WKH VSULQJ WKH ZDVKHU
DQG WKH EROW
%&

7LJKWHQ
7LJKWHQ WKH RLO SXPS VDIHW\ UHOLHI YDOYH EROW WR 1:P
OE:IW 

'$(:22 9 %/

%   62+& (1*,1( 0(&+$1,&$/


,QVWDOODWLRQ 3URFHGXUH

 $SSO\ /RFWLWH WR WKH RLO SXPS EROWV DQG URRP


WHPSHUDWXUH YXOFDQL]LQJ 579 VHDODQW WR WKH QHZ RLO
SXPS JDVNHW
 ,QVWDOO WKH JDVNHW WR WKH RLO SXPS DQG LQVWDOO WKH RLO
SXPS WR WKH HQJLQH EORFN ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH RLO SXPS UHWDLQLQJ EROWV WR 1:P
OE:LQ 

%&

 ,QVWDOO D QHZ RLO SXPSWRFUDQNVKDIW VKDIW VHDO &RDW


WKH OLS RI WKH VHDO ZLWK D WKLQ FRDW RI JUHDVH

%&

 &RDW WKH WKUHDGV RI WKH RLO SXPS SLFNXS WXEH DQG WKH
VXSSRUW EUDFNHW EROWV ZLWK /RFWLWH 
 ,QVWDOO WKH RLO SXPS SLFNXS WXEH DQG WKH EROWV

7LJKWHQ
7LJKWHQ WKH RLO SXPS SLFNXS WXEH DQG WKH VXSSRUW
EUDFNHW EROWV WR 1:P OE:LQ 

%&

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  


 ,QVWDOO WKH RLO SDQ 5HIHU WR 2LO 3DQ LQ WKLV VHFWLRQ
 &RQQHFW WKH RLO SUHVVXUH VZLWFK FRQQHFWRU
 ,QVWDOO WKH UHDU WLPLQJ EHOW FRYHU 5HIHU WR 5HDU
7LPLQJ %HOW &RYHU LQ WKLV VHFWLRQ
 ,QVWDOO WKH WLPLQJ EHOW 5HIHU WR 7LPLQJ %HOW LQ WKLV
VHFWLRQ
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

%&

(1*,1( 02817 5,*+7 6,'(


7RROV 5HTXLUHG
-% (QJLQH $VVHPEO\ 6XSSRUW )L[WXUH

5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 6XSSRUW WKH HQJLQH DVVHPEO\ XVLQJ WKH HQJLQH
DVVHPEO\ VXSSRUW IL[WXUH -%
 5HPRYH WKH ULJKW IURQW ZKHHO ZHOO VSODVK VKLHOG
5HIHU WR 6HFWLRQ 5 %RG\ )URQW (QG
 5HPRYH WKH DLU ILOWHU KRXVLQJ UHWDLQLQJ EROWV
 5HPRYH WKH DLU ILOWHU KRXVLQJ

&%

 5HPRYH WKH ULJKW VLGH HQJLQH PRXQW EUDFNHW


UHWDLQLQJ EROWVQXWV
 5HPRYH WKH ULJKW VLGH HQJLQH PRXQW EUDFNHW
 5HPRYH WKH VHUSHQWLQH DFFHVVRU\ GULYH EHOW 5HIHU
WR 6HFWLRQ % 3RZHU 6WHHULQJ 3XPS
 5HPRYH WKH WLPLQJ EHOW 5HIHU WR 7LPLQJ %HOW LQ WKLV
VHFWLRQ
 5HPRYH WKH WLPLQJ EHOW DXWRPDWLF WHQVLRQHU EROW
 5HPRYH WKH WLPLQJ EHOW DXWRPDWLF WHQVLRQHU

&%

'$(:22 9 %/

%   62+& (1*,1( 0(&+$1,&$/


 5HPRYH WKH ULJKW VLGH HQJLQH PRXQW UHWDLQLQJ
EROWVQXWV
 5HPRYH WKH ULJKW VLGH HQJLQH PRXQW

&%

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH ULJKW VLGH HQJLQH PRXQW
 ,QVWDOO WKH ULJKW VLGH HQJLQH PRXQW UHWDLQLQJ
EROWVQXWV

7LJKWHQ
7LJKWHQ WKH ULJKW VLGH HQJLQH PRXQW UHWDLQLQJ
EROWVQXWV WR 1:P OE:IW 

&%

 ,QVWDOO WKH WLPLQJ EHOW DXWRPDWLF WHQVLRQHU DQG WKH


UHWDLQLQJ EROW
 ,QVWDOO WKH WLPLQJ EHOW 5HIHU WR 7LPLQJ %HOW LQ WKLV
VHFWLRQ

&%

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  


 ,QVWDOO WKH ULJKW IURQW ZKHHO ZHOO VSODVK VKLHOG 5HIHU
WR 6HFWLRQ 5 %RG\ )URQW (QG
 ,QVWDOO WKH ULJKW VLGH HQJLQH PRXQW EUDFNHW DQG WKH
UHWDLQLQJ EROWVQXWV

7LJKWHQ
7LJKWHQ WKH ULJKW VLGH HQJLQH PRXQW EUDFNHW UHWDLQLQJ
EROWVQXWV WR 1:P OE::IW 
 5HPRYH HQJLQH DVVHPEO\ VXSSRUW IL[WXUH -%
 ,QVWDOO WKH VHUSHQWLQH DFFHVVRU\ GULYH EHOW 5HIHU WR
6HFWLRQ % 3RZHU 6WHHULQJ 3XPS
 ,QVWDOO WKH DLU ILOWHU KRXVLQJ DQG WKH EROWV

7LJKWHQ
7LJKWHQ WKH DLU ILOWHU KRXVLQJ EROWV WR 1:P  OE:LQ 
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
&%

(1*,1( 02817 )25:$5'


5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 5HPRYH WKH FHQWHU PHPEHU 5HIHU WR 6HFWLRQ 1
)UDPH DQG 8QGHUERG\
 5HPRYH WKH EROWV WKDW VHFXUH WKH IRUZDUG HQJLQH
PRXQW WR WKH FHQWHU PHPEHU
 5HPRYH WKH IRUZDUG HQJLQH PRXQW

&&

 5HPRYH WKH IRUZDUG HQJLQH PRXQW EUDFNHWWRHQJLQH


EORFN QXWV

&&

'$(:22 9 %/

%   62+& (1*,1( 0(&+$1,&$/


 5HPRYH WKH IRUZDUG HQJLQH PRXQW EUDFNHWWRHQJLQH
EORFN EROWV
 5HPRYH WKH IRUZDUG HQJLQH PRXQW EUDFNHW

&&

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH IRUZDUG HQJLQH PRXQW WR WKH FHQWHU
PHPEHU ZLWK WKH EROWV DQG WKH QXWV

7LJKWHQ
7LJKWHQ WKH IRUZDUG HQJLQH PRXQW EROWV DQG WKH QXWV
WR 1:P OE:IW 

&&

 ,QVWDOO WKH IRUZDUG HQJLQH PRXQW EUDFNHWWRHQJLQH


EORFN EROWV

&&

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  


 ,QVWDOO WKH IRUZDUG HQJLQH PRXQW EUDFNHWWRHQJLQH
EORFN QXWV

7LJKWHQ
7LJKWHQ WKH IRUZDUG HQJLQH PRXQW EUDFNHWWRHQJLQH
EORFN EROWV DQG WKH QXWV WR 1:P OE:IW 
 ,QVWDOO WKH FHQWHU PHPEHU 5HIHU WR 6HFWLRQ 1
)UDPH DQG 8QGHUERG\
 /RZHU WKH YHKLFOH
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&&

,17$.( 0$1,)2/'
5HPRYDO 3URFHGXUH
 5HPRYH WKH IXHO SXPS IXVH
 6WDUW WKH HQJLQH $IWHU LW VWDOOV FUDQN WKH HQJLQH IRU
VHFRQGV WR ULG WKH IXHO V\VWHP RI IXHO SUHVVXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'LVFRQQHFW WKH FDQLVWHU SXUJH VROHQRLG YDFXXP KRVH
DQG FRQQHFWRU
 'UDLQ WKH HQJLQH FRRODQW 5HIHU WR 6HFWLRQ ' (QJLQH
&RROLQJ

&&

 'LVFRQQHFW WKH PDQLIROG DLU WHPSHUDWXUH VHQVRU


FRQQHFWRU
 'LVFRQQHFW WKH DLU LQWDNH WXEH IURP WKH WKURWWOH ERG\

&%

'$(:22 9 %/

%   62+& (1*,1( 0(&+$1,&$/


 'LVFRQQHFW WKH LGOH DLU FRQWURO YDOYH FRQQHFWRU
 'LVFRQQHFW WKH WKURWWOH SRVLWLRQ VHQVRU FRQQHFWRU
 'LVFRQQHFW WKH PDQLIROG DEVROXWH SUHVVXUH 0$3
VHQVRU FRQQHFWRU
 'LVFRQQHFW WKH FRRODQW KRVHV DW WKH WKURWWOH ERG\

&%

 'LVFRQQHFW DOO RI WKH QHFHVVDU\ YDFXXP KRVHV


LQFOXGLQJ WKH YDFXXP KRVH DW WKH IXHO SUHVVXUH
UHJXODWRU DQG WKH EUDNH ERRVWHU YDFXXP KRVH DW WKH
LQWDNH PDQLIROG
 'LVFRQQHFW WKH WKURWWOH FDEOH IURP WKH WKURWWOH ERG\
DQG WKH LQWDNH PDQLIROG
 5HPRYH WKH WKURWWOH FDEOH EUDFNHW EROWV IURP WKH
LQWDNH PDQLIROG
 5HPRYH WKH WKURWWOH FDEOH EUDFNHW
 5HPRYH WKH IXHO UDLO DQG LQMHFWRU FRYHU DV DQ
DVVHPEO\ 5HIHU WR 6HFWLRQ ) (QJLQH &RQWUROV
 5HPRYH WKH DOWHUQDWRU DQG WKH VXSSRUW EUDFNHW
5HIHU WR 6HFWLRQ ( (QJLQH (OHFWULFDO

&%

 5HPRYH WKH LQWDNH PDQLIROG UHWDLQLQJ QXWV LQ WKH


VHTXHQFH VKRZQ
 5HPRYH WKH LQWDNH PDQLIROG
 5HPRYH WKH LQWDNH PDQLIROG JDVNHW
 &OHDQ WKH VHDOLQJ VXUIDFHV RI WKH LQWDNH PDQLIROG
DQG WKH F\OLQGHU KHDG

&%

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  


,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH LQWDNH PDQLIROG JDVNHW
 ,QVWDOO WKH LQWDNH PDQLIROG
 ,QVWDOO WKH LQWDNH PDQLIROG UHWDLQLQJ QXWV LQ WKH
VHTXHQFH VKRZQ

7LJKWHQ
7LJKWHQ WKH LQWDNH PDQLIROG UHWDLQLQJ QXWV WR 1:P
OE:IW 
 ,QVWDOO WKH DOWHUQDWRU DQG WKH VXSSRUW EUDFNHW 5HIHU
WR 6HFWLRQ ( (QJLQH (OHFWULFDO

&%

 ,QVWDOO WKH IXHO UDLO DQG LQMHFWRU FRYHU DV DQ


DVVHPEO\ 5HIHU WR 6HFWLRQ ) (QJLQH &RQWUROV
 ,QVWDOO WKH WKURWWOH FDEOH EUDFNHW
 ,QVWDOO WKH WKURWWOH FDEOH EUDFNHW EROWV

7LJKWHQ
7LJKWHQ WKH WKURWWOH FDEOH EUDFNHW EROWV WR 1:P
OE:LQ 
 &RQQHFW WKH WKURWWOH FDEOH WR WKH LQWDNH PDQLIROG DQG
WKH WKURWWOH ERG\
 &RQQHFW DOO RI WKH QHFHVVDU\ YDFXXP OLQHV WKDW ZHUH
SUHYLRXVO\ GLVFRQQHFWHG

&%






&%

'$(:22 9 %/

&RQQHFW WKH 0$3 VHQVRU FRQQHFWRU


&RQQHFW WKH FRRODQW KRVHV WR WKH WKURWWOH ERG\
&RQQHFW WKH LGOH DLU FRQWURO YDOYH FRQQHFWRU
&RQQHFW WKH WKURWWOH SRVLWLRQ VHQVRU FRQQHFWRU

%   62+& (1*,1( 0(&+$1,&$/


 &RQQHFW WKH DLU LQWDNH WXEH WR WKH WKURWWOH ERG\
 &RQQHFW WKH PDQLIROG DLU WHPSHUDWXUH VHQVRU
FRQQHFWRU
 &RQQHFW WKH FDQLVWHU SXUJH VROHQRLG YDFXXP KRVH
DQG FRQQHFWRU
 ,QVWDOO WKH IXHO SXPS IXVH
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HILOO WKH HQJLQH FRROLQJ V\VWHP 5HIHU WR 6HFWLRQ
' (QJLQH &RROLQJ

&%

(;+$867 0$1,)2/'
5HPRYDO 3URFHGXUH





'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH


'LVFRQQHFW WKH R[\JHQ VHQVRU FRQQHFWRU
5HPRYH WKH H[KDXVW PDQLIROG KHDW VKLHOG EROWV
5HPRYH WKH H[KDXVW PDQLIROG KHDW VKLHOG

&%

 5HPRYH WKH H[KDXVW IOH[ SLSH UHWDLQLQJ QXWV IURP WKH


H[KDXVW PDQLIROG VWXGV

&%

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  


 5HPRYH WKH H[KDXVW PDQLIROG UHWDLQLQJ QXWV LQ WKH
VHTXHQFH VKRZQ
 5HPRYH WKH H[KDXVW PDQLIROG
 5HPRYH WKH H[KDXVW PDQLIROG JDVNHW
 &OHDQ WKH VHDOLQJ VXUIDFHV RI WKH H[KDXVW PDQLIROG
DQG WKH F\OLQGHU KHDG

&%

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH H[KDXVW PDQLIROG JDVNHW
 ,QVWDOO WKH H[KDXVW PDQLIROG
 ,QVWDOO WKH HLJKW H[KDXVW PDQLIROG UHWDLQLQJ QXWV DQG
WLJKWHQ LQ WKH VHTXHQFH VKRZQ

7LJKWHQ
7LJKWHQ WKH H[KDXVW PDQLIROG UHWDLQLQJ QXWV WR
1:P OE:IW 

&%

 ,QVWDOO WKH H[KDXVW IOH[ SLSH UHWDLQLQJ QXWV WR WKH


H[KDXVW PDQLIROG VWXGV

7LJKWHQ
7LJKWHQ WKH WKUHH H[KDXVW IOH[ SLSHWRH[KDXVW
PDQLIROG UHWDLQLQJ QXWV WR 1:P OE:IW 

&%

'$(:22 9 %/

%   62+& (1*,1( 0(&+$1,&$/


 ,QVWDOO WKH PDQLIROG KHDW VKLHOG
 ,QVWDOO WKH H[KDXVW PDQLIROG KHDW VKLHOG EROWV

7LJKWHQ
7LJKWHQ WKH H[KDXVW PDQLIROG KHDW VKLHOG EROWV WR
1:P  OEO:IW 
 &RQQHFW WKH R[\JHQ VHQVRU FRQQHFWRU
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&%

&$06+$)7 *($5
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH WLPLQJ EHOW 5HIHU WR 7LPLQJ %HOW LQ WKLV
VHFWLRQ
 'LVFRQQHFW WKH LJQLWLRQ ZLUHV IURP WKH VSDUN SOXJV
 'LVFRQQHFW WKH FUDQNFDVH EUHDWKHU WXEHV IURP WKH
YDOYH FRYHU

&%

 5HPRYH WKH YDOYH FRYHU EROWV


 5HPRYH WKH YDOYH FRYHU DQG WKH YDOYH FRYHU JDVNHW

&%

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  


1RWLFH 7DNH H[WUHPH FDUH WR SUHYHQW DQ\ VFUDWFKHV
QLFNV RU GDPDJH WR WKH FDPVKDIW 6XFK GDPDJH FDQ
FDXVH SUHPDWXUH HQJLQH ZHDU
 :KLOH KROGLQJ WKH FDPVKDIW ILUPO\ LQ SODFH UHPRYH
WKH FDPVKDIW JHDU UHWDLQLQJ EROW
 5HPRYH WKH FDPVKDIW JHDU

&%

,QVWDOODWLRQ 3URFHGXUH
1RWLFH 7DNH H[WUHPH FDUH WR SUHYHQW DQ\ VFUDWFKHV
QLFNV RU GDPDJH WR WKH FDPVKDIW 6XFK GDPDJH FDQ
FDXVH SUHPDWXUH HQJLQH ZHDU
 ,QVWDOO WKH FDPVKDIW JHDU
 :KLOH KROGLQJ WKH FDPVKDIW ILUPO\ LQ SODFH LQVWDOO WKH
FDPVKDIW JHDU UHWDLQLQJ EROW

7LJKWHQ
7LJKWHQ WKH FDPVKDIW JHDU UHWDLQLQJ EROW WR 1:P
OE:IW 

&%

 ,QVWDOO WKH YDOYH FRYHU DQG WKH YDOYH FRYHU JDVNHW


 ,QVWDOO WKH YDOYH FRYHU EROWV

7LJKWHQ
7LJKWHQ WKH YDOYH FRYHU EROWV WR 1:P OE:LQ 

&%

'$(:22 9 %/

%   62+& (1*,1( 0(&+$1,&$/


 &RQQHFW WKH FUDQNFDVH EUHDWKHU WXEHV WR WKH YDOYH
FRYHU
 &RQQHFW WKH LJQLWLRQ ZLUHV WR WKH VSDUN SOXJV
 ,QVWDOO WKH WLPLQJ EHOW 5HIHU WR 7LPLQJ %HOW LQ WKLV
VHFWLRQ
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&%

5($5 7,0,1* %(/7 &29(5


7RROV 5HTXLUHG
.0% $QJXODU 7RUTXH *DXJH

5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH WLPLQJ EHOW 5HIHU WR 7LPLQJ %HOW LQ WKLV
VHFWLRQ
 5HPRYH WKH FDPVKDIW JHDU 5HIHU WR &DPVKDIW
*HDU LQ WKLV VHFWLRQ
 5HPRYH WKH WLPLQJ EHOW DXWRPDWLF WHQVLRQHU EROW
 5HPRYH WKH WLPLQJ EHOW DXWRPDWLF WHQVLRQHU

&%

 5HPRYH WKH ULJKW VLGH HQJLQH PRXQW UHWDLQLQJ


EROWVQXWV
 5HPRYH WKH ULJKW VLGH HQJLQH PRXQW
 5HPRYH WKH FUDQNVKDIW JHDU EROW
 5HPRYH WKH FUDQNVKDIW JHDU
 5HPRYH WKH NQRFN VHQVRU ZLUH IURP LWV WUDFN

&%

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  


 5HPRYH WKH UHDU WLPLQJ EHOW FRYHU EROWV
 5HPRYH WKH UHDU WLPLQJ EHOW FRYHU

&%

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH UHDU WLPLQJ EHOW FRYHU
 ,QVWDOO WKH UHDU WLPLQJ EHOW FRYHU EROWV

7LJKWHQ
7LJKWHQ WKH UHDU WLPLQJ EHOW FRYHU EROWV WR 1:P 
OE:LQ 
 ,QVWDOO WKH ULJKW VLGH HQJLQH PRXQW DQG UHWDLQLQJ
EROWVQXWV

7LJKWHQ
7LJKWHQ WKH ULJKW VLGH HQJLQH PRXQW UHWDLQLQJ
EROWVQXWV WR  1:P OE:IW 
 5RXWH WKH NQRFN VHQVRU ZLUH LQWR LWV WUDFN

&%

 ,QVWDOO WKH FUDQNVKDIW WLPLQJ EHOW GULYH JHDU DQG WKH


EROW

7LJKWHQ
7LJKWHQ WKH FUDQNVKDIW WLPLQJ EHOW GULYH JHDU EROW WR 
1:P  OE:IW  8VH WKH DQJXODU WRUTXH JDXJH
.0% WR WLJKWHQ WKH EROW DQRWKHU  GHJUHHV SOXV
 GHJUHHV

%&

'$(:22 9 %/

%   62+& (1*,1( 0(&+$1,&$/


 ,QVWDOO WKH WLPLQJ EHOW DXWRPDWLF WHQVLRQHU DQG WKH
EROW

7LJKWHQ
7LJKWHQ WKH WLPLQJ EHOW DXWRPDWLF WHQVLRQHU EROW WR 
1:P OE:IW 
 ,QVWDOO WKH FDPVKDIW JHDU 5HIHU WR &DPVKDIW *HDU
LQ WKLV VHFWLRQ
 ,QVWDOO WKH WLPLQJ EHOW DQG WKH WLPLQJ EHOW FRYHU 5HIHU
WR 7LPLQJ %HOW LQ WKLV VHFWLRQ
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&%

(1*,1(
5HPRYDO 3URFHGXUH
 5HPRYH WKH IXHO SXPS IXVH
 6WDUW WKH HQJLQH $IWHU LW VWDOOV FUDQN WKH HQJLQH IRU
VHFRQGV WR ULG WKH IXHO V\VWHP RI IXHO SUHVVXUH
 5HPRYH WKH KRRG 5HIHU WR 6HFWLRQ 5 %RG\ )URQW
(QG
 'UDLQ WKH HQJLQH RLO
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH EROWV DQG WKH UHVRQDWRU

&&

 'LVFKDUJH WKH DLU FRQGLWLRQLQJ V\VWHP 5HIHU WR


6HFWLRQ % 0DQXDO &RQWURO +HDWLQJ 9HQWLODWLRQ
DQG $LU &RQGLWLRQLQJ 6\VWHP
 'LVFRQQHFW WKH PDQLIROG DLU WHPSHUDWXUH VHQVRU
FRQQHFWRU
 5HPRYH WKH DLU LQWDNH WXEH DQG DLU ILOWHU KRXVLQJ
DVVHPEO\ DQG EROWV
 5HPRYH WKH ULJKW IURQW ZKHHO 5HIHU WR 6HFWLRQ (
7LUHV DQG :KHHOV
 5HPRYH WKH ULJKW IURQW ZKHHO ZHOO VSODVK VKLHOG
5HIHU WR 6HFWLRQ 5 %RG\ )URQW (QG
 5HPRYH WKH DFFHVVRU\ GULYH EHOW 5HIHU WR 6HFWLRQ
% 3RZHU 6WHHULQJ 3XPS

&%

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  


 'UDLQ WKH HQJLQH FRRODQW 5HIHU WR 6HFWLRQ '
(QJLQH &RROLQJ
 5HPRYH WKH FRROLQJ V\VWHP UDGLDWRU DQG WKH HQJLQH
FRROLQJ IDQV 5HIHU WR 6HFWLRQ ' (QJLQH &RROLQJ
 'LVFRQQHFW WKH XSSHU UDGLDWRU KRVH IURP WKH
WKHUPRVWDW KRXVLQJ
 'LVFRQQHFW WKH SRZHU VWHHULQJ UHWXUQ KRVH IURP WKH
SRZHU VWHHULQJ SXPS
 'LVFRQQHFW WKH SRZHU VWHHULQJ SUHVVXUH KRVH IURP
WKH SRZHU VWHHULQJ SXPS DQG PRYH FOHDU
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU DW WKH ',6
LJQLWLRQ FRLO DQG WKH (&0 JURXQG WHUPLQDO

&%






'LVFRQQHFW WKH R[\JHQ VHQVRU FRQQHFWRU


'LVFRQQHFW WKH LGOH DLU FRQWURO YDOYH FRQQHFWRU
'LVFRQQHFW WKH WKURWWOH SRVLWLRQ VHQVRU FRQQHFWRU
'LVFRQQHFW WKH HQJLQH FRRODQW WHPSHUDWXUH VHQVRU
FRQQHFWRU
 'LVFRQQHFW WKH FRRODQW WHPSHUDWXUH VHQVRU
FRQQHFWRU
 'LVFRQQHFW WKH DOWHUQDWRU YROWDJH UHJXODWRU
FRQQHFWRU DQG SRZHU OHDG

&%

 'LVFRQQHFW DOO RI WKH QHFHVVDU\ YDFXXP OLQHV


LQFOXGLQJ WKH EUDNH ERRVWHU YDFXXP KRVH
 'LVFRQQHFW WKH IXHO UHWXUQ OLQH DW WKH IXHO SUHVVXUH
UHJXODWRU
 'LVFRQQHFW WKH IXHO IHHG OLQH DW WKH IXHO ILOWHU
 5HPRYH WKH IXHO UDLO DQG LQMHFWRU FKDQQHO FRYHU DV
DQ DVVHPEO\ 5HIHU WR 6HFWLRQ ) (QJLQH &RQWUROV

&%

'$(:22 9 %/

%   62+& (1*,1( 0(&+$1,&$/


 'LVFRQQHFW WKH WKURWWOH FDEOH IURP WKH WKURWWOH ERG\
DQG WKH LQWDNH PDQLIROG EUDFNHW
 'LVFRQQHFW WKH FRRODQW KRVH DW WKH WKURWWOH ERG\
 'LVFRQQHFW WKH KHDWHU KRVHV DW WKH FRRODQW SLSH DQG
WKH FRRODQW PDQLIROG
 'LVFRQQHFW WKH FRRODQW E\SDVV KRVH IURP WKH
F\OLQGHU KHDG
 'LVFRQQHFW WKH FRRODQW VXUJH WDQN KRVH IURP WKH
FRRODQW SLSH
 'LVFRQQHFW WKH ORZHU UDGLDWRU KRVH IURP WKH FRRODQW
SLSH
 'LVFRQQHFW WKH VWDUWHU VROHQRLG 6 WHUPLQDO ZLUH
DQG SRZHU OHDG
 5HPRYH WKH $& FRPSUHVVRU 5HIHU WR 6HFWLRQ %
0DQXDO &RQWURO +HDWLQJ 9HQWLODWLRQ DQG $LU
&RQGLWLRQLQJ 6\VWHP
&%

 5HPRYH WKH H[KDXVW IOH[ SLSH UHWDLQLQJ QXWV IURP


WKH H[KDXVW PDQLIROG VWXGV
 5HPRYH WKH H[KDXVW IOH[ SLSH UHWDLQLQJ QXWV IURP
WKH FDWDO\WLF FRQYHUWHU
 5HPRYH WKH H[KDXVW IOH[ SLSH
 5HPRYH WKH FHQWHU PHPEHU 5HIHU WR 6HFWLRQ 1
)UDPH DQG 8QGHUERG\

&%

 5HPRYH WKH FUDQNVKDIW SXOOH\ EROWV


 5HPRYH WKH FUDQNVKDIW SXOOH\
 'LVFRQQHFW WKH YDFXXP OLQHV DW WKH FKDUFRDO
FDQLVWHU SXUJH VROHQRLG
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU DW WKH FKDUFRDO
FDQLVWHU SXUJH VROHQRLG
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU DW WKH RLO
SUHVVXUH VZLWFK
 'LVFRQQHFW WKH FUDQNVKDIW SRVLWLRQ VHQVRU
FRQQHFWRU

%&

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  


 5HPRYH WKH WUDQVD[OH WRUTXH FRQYHUWHU EROWV LI
DXWRPDWLF WUDQVD[OH HTXLSSHG
 5HPRYH WKH WUDQVD[OH EHOO KRXVLQJ EROWV DQG WKH RLO
SDQ IODQJH EROWV
 6XSSRUW WKH WUDQVD[OH ZLWK D IORRU MDFN
 ,QVWDOO WKH HQJLQH OLIWLQJ GHYLFH

%&

 'LVFRQQHFW WKH ULJKW VLGH HQJLQH PRXQW EUDFNHW IURP


WKH HQJLQH PRXQW E\ UHPRYLQJ WKH UHWDLQLQJ
EROWVQXWV
 5HPRYH WKH ULJKW VLGH HQJLQH PRXQW EUDFNHW IURP
WKH HQJLQH EORFN DQG WKH IUDPH PRXQW
 6HSDUDWH WKH HQJLQH EORFN IURP WKH WUDQVD[OH
 5HPRYH WKH HQJLQH

&%

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH HQJLQH LQWR WKH HQJLQH FRPSDUWPHQW
 $OLJQ WKH HQJLQH DOLJQPHQW SLQV WR WKH WUDQVD[OH
 ,QVWDOO WKH WUDQVD[OH EHOO KRXVLQJ EROWV

7LJKWHQ
7LJKWHQ WKH WUDQVD[OH EHOO KRXVLQJ EROWV WR 1:P
OE:IW 
 ,QVWDOO WKH RLO SDQ IODQJHWRWUDQVD[OH EROWV

7LJKWHQ
7LJKWHQ WKH RLO SDQ IODQJHWRWUDQVD[OH UHWDLQLQJ EROWV
WR 1:P OE:IW 

&%

'$(:22 9 %/

%   62+& (1*,1( 0(&+$1,&$/


 ,QVWDOO WKH ULJKW VLGH HQJLQH PRXQW EUDFNHW WR WKH
HQJLQH EORFN PRXQW DQG WKH IUDPH PRXQW
 ,QVWDOO WKH ULJKW VLGH HQJLQH PRXQW EUDFNHW UHWDLQLQJ
EROWVQXWV

7LJKWHQ
7LJKWHQ WKH ULJKW VLGH HQJLQH PRXQW EUDFNHW UHWDLQLQJ
EROWVQXWV WR 1:P OE:IW 

&%

 5HPRYH WKH IORRU MDFN XVHG IRU VXSSRUW RI WKH


WUDQVD[OH
 5HPRYH WKH HQJLQH OLIWLQJ GHYLFH
 ,QVWDOO WKH WUDQVD[OH WRUTXH FRQYHUWHU EROWV LI
DXWRPDWLF WUDQVD[OH HTXLSSHG

7LJKWHQ
7LJKWHQ WKH WUDQVD[OH WRUTXH FRQYHUWHU EROWV WR 1:P
OE: 
 ,QVWDOO WKH FHQWHU PHPEHU 5HIHU WR 6HFWLRQ 1
)UDPH DQG 8QGHUERG\

%&

 &RQQHFW WKH YDFXXP OLQHV DW WKH FKDUFRDO FDQLVWHU


SXUJH VROHQRLG
 &RQQHFW WKH HOHFWULFDO FRQQHFWRU WR WKH FKDUFRDO
FDQLVWHU SXUJH VROHQRLG
 &RQQHFW WKH RLO SUHVVXUH VZLWFK FRQQHFWRU
 ,QVWDOO WKH FUDQNVKDIW SXOOH\
 ,QVWDOO WKH FUDQNVKDIW SXOOH\ EROWV

7LJKWHQ
7LJKWHQ WKH FUDQNVKDIW SXOOH\ EROWV WR 1:P OE:
XVLQJ D WRUTXH ZUHQFK

%&

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  


 &RQQHFW WKH FUDQNVKDIW SRVLWLRQ VHQVRU FRQQHFWRU
 ,QVWDOO WKH H[KDXVW IOH[ SLSH
 ,QVWDOO WKH H[KDXVW IOH[ SLSH UHWDLQLQJ QXWV WR WKH
H[KDXVW PDQLIROG VWXGV

7LJKWHQ
7LJKWHQ WKH H[KDXVW IOH[ SLSHWRH[KDXVW PDQLIROG
UHWDLQLQJ QXWV WR 1:P OE:IW 

&%

 ,QVWDOO WKH H[KDXVW IOH[ SLSH UHWDLQLQJ QXWV WR WKH


FDWDO\WLF FRQYHUWHU

7LJKWHQ
7LJKWHQ WKH H[KDXVW IOH[ SLSHWRFDWDO\WLF FRQYHUWHU
UHWDLQLQJ QXWV WR 1:P OE:IW 
 &RQQHFW WKH SRZHU VWHHULQJ SUHVVXUH KRVH
 &RQQHFW WKH SRZHU VWHHULQJ UHWXUQ KRVH
 ,QVWDOO WKH $& FRPSUHVVRU 5HIHU WR 6HFWLRQ %
0DQXDO &RQWURO +HDWLQJ 9HQWLODWLRQ DQG $LU
&RQGLWLRQLQJ 6\VWHP

&%

 ,QVWDOO WKH VHUSHQWLQH DFFHVVRU\ GULYH EHOW 5HIHU WR


6HFWLRQ % 3RZHU 6WHHULQJ 3XPS
 ,QVWDOO WKH ULJKW IURQW ZKHHO ZHOO VSODVK VKLHOG 5HIHU
WR 6HFWLRQ 5 %RG\ )URQW (QG
 ,QVWDOO WKH ULJKW IURQW ZKHHO 5HIHU WR 6HFWLRQ (
7LUHV DQG :KHHOV
 &RQQHFW WKH IXHO IHHG OLQH WR WKH IXHO ILOWHU
 &RQQHFW WKH IXHO UHWXUQ OLQH WR WKH IXHO SUHVVXUH
UHJXODWRU
 ,QVWDOO WKH IXHO UDLO DQG LQMHFWRU FKDQQHO FRYHU DV DQ
DVVHPEO\ 5HIHU WR 6HFWLRQ ) (QJLQH &RQWUROV
 &RQQHFW WKH DLU LQWDNH WXEH DQG WKH DLU ILOWHU KRXVLQJ
DVVHPEO\
 ,QVWDOO WKH DLU ILOWHU KRXVLQJ DVVHPEO\ EROWV

7LJKWHQ
&%

'$(:22 9 %/

7LJKWHQ WKH DLU ILOWHU KRXVLQJ EROWV WR 1:P OE:LQ 

%   62+& (1*,1( 0(&+$1,&$/


 &RQQHFW DOO RI WKH QHFHVVDU\ YDFXXP OLQHV LQFOXGLQJ
WKH EUDNH ERRVWHU YDFXXP KRVH
 &RQQHFW WKH R[\JHQ VHQVRU FRQQHFWRU
 &RQQHFW WKH VWDUWHU VROHQRLG 6 WHUPLQDO ZLUH DQG
SRZHU OHDG
 &RQQHFW WKH DOWHUQDWRU YROWDJH UHJXODWRU FRQQHFWRU
 &RQQHFW WKH FRRODQW WHPSHUDWXUH VHQVRU FRQQHFWRU
 &RQQHFW WKH HQJLQH FRRODQW WHPSHUDWXUH VHQVRU
FRQQHFWRU
 &RQQHFW WKH WKURWWOH SRVLWLRQ VHQVRU FRQQHFWRU
 &RQQHFW WKH LGOH DLU FRQWURO YDOYH FRQQHFWRU
 &RQQHFW WKH PDQLIROG DLU WHPSHUDWXUH VHQVRU
FRQQHFWRU

&%

 &RQQHFW WKH HOHFWULFDO FRQQHFWRU DW WKH ',6 LJQLWLRQ


FRLO DQG WKH (&0 JURXQG WHUPLQDO
 ,QVWDOO WKH DLU LQWDNH WXEH EHWZHHQ WKH WKURWWOH ERG\
DQG WKH DLU ILOWHU KRXVLQJ
 &RQQHFW WKH PDQLIROG DLU WHPSHUDWXUH VHQVRU
FRQQHFWRU
 ,QVWDOO WKH FRROLQJ V\VWHP UDGLDWRU DQG WKH HQJLQH
FRROLQJ IDQV 5HIHU WR 6HFWLRQ ' (QJLQH &RROLQJ

&%

 &RQQHFW WKH ORZHU UDGLDWRU KRVH WR WKH FRRODQW SLSH


 &RQQHFW WKH XSSHU UDGLDWRU KRVH WR WKH WKHUPRVWDW
KRXVLQJ
 &RQQHFW WKH KHDWHU KRVHV WR WKH FRRODQW SLSH DQG
WKH FRRODQW PDQLIROG
 &RQQHFW WKH KHDWHU RXWOHW KRVH WR WKH FRRODQW SLSH
 &RQQHFW WKH FRRODQW VXUJH WDQN KRVH WR WKH FRRODQW
SLSH
 &RQQHFW WKH FRRODQW KRVH WR WKH WKURWWOH ERG\

&%

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  


 &RQQHFW WKH WKURWWOH FDEOH WR WKH WKURWWOH ERG\ DQG
WKH LQWDNH PDQLIROG EUDFNHW
 ,QVWDOO WKH IXHO SXPS IXVH
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HILOO WKH HQJLQH FUDQNFDVH ZLWK HQJLQH RLO
 5HILOO WKH HQJLQH FRRODQW V\VWHP 5HIHU WR 6HFWLRQ
' (QJLQH &RROLQJ
 %OHHG WKH SRZHU VWHHULQJ V\VWHP 5HIHU WR 6HFWLRQ
$ 3RZHU 6WHHULQJ
 5HILOO WKH $& UHIULJHUDQW V\VWHP 5HIHU WR 6HFWLRQ
% 0DQXDO &RQWURO +HDWLQJ 9HQWLODWLRQ DQG $LU
&RQGLWLRQLQJ 6\VWHP
 ,QVWDOO WKH KRRG 5HIHU WR 6HFWLRQ 5 %RG\ )URQW
(QG

&%

3,67216 $1' 52'6


7RROV 5HTXLUHG
-8QLYHUVDO 3LVWRQ 5LQJ &RPSUHVVRU
-&\OLQGHU %RUH &KHFN *DXJH
.03LVWRQ 3LQ 6HUYLFH 6HW
.0% $QJXODU 7RUTXH *DXJH

5HPRYDO 3URFHGXUH

%&

'$(:22 9 %/

 5HPRYH WKH F\OLQGHU KHDG ZLWK WKH LQWDNH PDQLIROG


DQG H[KDXVW PDQLIROG DWWDFKHG 5HIHU WR &\OLQGHU
+HDG DQG *DVNHW LQ WKLV VHFWLRQ
 5HPRYH WKH RLO SDQ 5HIHU WR 2LO 3DQ LQ WKLV VHFWLRQ
 5HPRYH WKH RLO SXPSSLFNXS WXEH EROWV
 5HPRYH WKH RLO SXPSSLFNXS WXEH
 5HPRYH WKH HQJLQH EORFN ORZHU VXSSRUW DQG WKH
VSODVK VKLHOG EROWV
 5HPRYH WKH HQJLQH EORFN ORZHU VXSSRUW DQG WKH
VSODVK VKLHOG

%   62+& (1*,1( 0(&+$1,&$/







0RYH WKH SLVWRQ WR WKH ERWWRP RI WKH SLVWRQ VWURNH


0DUN WKH FRQQHFWLQJ URG FDS IRU SRVLWLRQ
5HPRYH WKH FRQQHFWLQJ URG FDS EROWV
5HPRYH WKH FRQQHFWLQJ URG FDS DQG ORZHU
FRQQHFWLQJ URG EHDULQJ
 5HPRYH WKH XSSHU SLVWRQ FRQQHFWLQJ URG EHDULQJ
 5LGJH UHDP WKH F\OLQGHU ZDOO

$%

&DXWLRQ 8VH FDUH ZKHQ KDQGOLQJ WKH SLVWRQ :RUQ


SLVWRQ ULQJV DUH VKDUS DQG PD\ FDXVH LQMXU\
 5HPRYH WKH SLVWRQ
 8VH D SLVWRQ ULQJ H[SDQGHU WRRO WR H[SDQG WKH SLVWRQ
ULQJV
 5HPRYH WKH SLVWRQ ULQJV

%&

 5HPRYH WKH SLVWRQ SLQ IURP WKH SLVWRQ DQG


FRQQHFWLQJ URG DVVHPEO\ XVLQJ WKH SLVWRQ SLQ
VHUYLFH VHW .0
 6HSDUDWH WKH SLVWRQ IURP WKH FRQQHFWLQJ URG

$%

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  


,QVSHFWLRQ 3URFHGXUH
 ,QVSHFW WKH FRQQHFWLQJ URG IRU EHQGLQJ RU WZLVWLQJ ,I
WKH FRQQHFWLQJ URG LV EHQW RU WZLVWHG UHSODFH WKH
FRQQHFWLQJ URG
 ,QVSHFW WKH FRQQHFWLQJ URG EHDULQJV
 ,QVSHFW WKH FRQQHFWLQJ URG ORZHU HQG IRU ZHDU
 ,QVSHFW WKH FRQQHFWLQJ URG XSSHU HQG IRU VFRULQJ
 ,QVSHFW WKH FUDQNVKDIW URG EHDULQJ MRXUQDO IRU ZHDU
5HIHU WR (QJLQH 6SHFLILFDWLRQV LQ WKLV VHFWLRQ
 ,QVSHFW WKH SLVWRQ IRU VFRULQJ FUDFNV DQG ZHDU
 ,QVSHFW WKH SLVWRQ IRU WDSHU XVLQJ D PLFURPHWHU

$%

 ,QVSHFW WKH SLVWRQ IRU ILW WR WKH FRQQHFWLQJ URG

$%

 ,QVSHFW WKH HQJLQH EORFN GHFN VXUIDFH IRU IODWQHVV


XVLQJ D VWUDLJKW HGJH DQG D IHHOHU JDXJH 5HIHU WR
(QJLQH 6SHFLILFDWLRQV LQ WKLV VHFWLRQ
 ,QVSHFW WKH EHDULQJ ERUH IRU FRQFHQWULFLW\ DQG
DOLJQPHQW XVLQJ WKH F\OLQGHU ERUH FKHFN JDXJH
- 5HIHU WR (QJLQH 6SHFLILFDWLRQV LQ WKLV
VHFWLRQ ,I WKH EHDULQJ ERUH LV EH\RQG VSHFLILFDWLRQV
UHSODFH WKH HQJLQH EORFN
 ,QVSHFW WKH HQJLQH EORFN F\OLQGHU ERUH IRU ZHDU
UXQRXW ULGJLQJ DQG WDSHU XVLQJ D ERUH JDXJH 5HIHU
WR (QJLQH 6SHFLILFDWLRQV LQ WKLV VHFWLRQ
 ,QVSHFW WKH HQJLQH EORFN F\OLQGHU ERUH IRU JOD]LQJ
/LJKWO\ KRQH WKH F\OLQGHU ERUH DV QHFHVVDU\

&%

'$(:22 9 %/

%   62+& (1*,1( 0(&+$1,&$/


,QVWDOODWLRQ 3URFHGXUH
,PSRUWDQW ,Q RUGHU WR LQVWDOO WKH SLVWRQ SLQ KHDW WKH
FRQQHFWLQJ URG WR DSSUR[LPDWHO\ E& E) XVLQJ D
KRW SODWH 7KLV WHPSHUDWXUH PXVW QRW EH H[FHHGHG 8VH
WKHUPRFRORU SHQFLO WR GHWHUPLQH WKH WHPSHUDWXUH :KHQ
WKH FRORU FKDQJHV IURP JUHHQ WR EODFN WKH WHPSHUDWXUH
LV UHDFKHG
 $OLJQ WKH QRWFK RQ WKH SLVWRQ DQG FRQQHFWLQJ URG VR
WKDW WKH SURSHU VLGHV ZLOO EH IDFLQJ WKH IURQW RI WKH
HQJLQH
 ,QVWDOO WKH SLVWRQ SLQ JXLGH WKURXJK WKH SLVWRQ DQG WKH
FRQQHFWLQJ URG
 &RDW WKH SLVWRQ SLQ ZLWK FOHDQ RLO
 ,QVWDOO WKH SLVWRQ SLQ LQWR WKH RSSRVLWH VLGH RI WKH
SLVWRQ
&%

 ,QVWDOO WKH SLVWRQ SLQ LQWR WKH SLVWRQ DQG FRQQHFWLQJ


URG DVVHPEO\ XVLQJ WKH SLVWRQ SLQ VHUYLFH VHW
.0

$%

 6HOHFW D VHW RI QHZ SLVWRQ ULQJV


 0HDVXUH WKH SLVWRQ ULQJ JDS XVLQJ D IHHOHU JDXJH
5HIHU WR (QJLQH 6SHFLILFDWLRQV LQ WKLV VHFWLRQ
 ,QFUHDVH WKH SLVWRQ ULQJ JDS E\ FDUHIXOO\ ILOLQJ RII
H[FHVV PDWHULDO LI WKH SLVWRQ ULQJ JDS LV EHORZ
VSHFLILFDWLRQV

$%

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  


 0HDVXUH WKH SLVWRQ ULQJ VLGH FOHDUDQFH XVLQJ D
IHHOHU JDXJH 5HIHU WR (QJLQH 6SHFLILFDWLRQV LQ WKLV
VHFWLRQ
 ,I WKH SLVWRQ ULQJ LV WRR WKLFN WU\ DQRWKHU SLVWRQ ULQJ
 ,I QR SLVWRQ ULQJ FDQ EH IRXQG WKDW ILWV WR
VSHFLILFDWLRQV WKH SLVWRQ ULQJ PD\ EH JURXQG WR VL]H
ZLWK HPHU\ SDSHU SODFHG RQ D VKHHW RI JODVV

$%

 ,QVWDOO D SLVWRQ RLO ULQJ WKH H[SDQGHU WKHQ WKH


VHFRQG SLVWRQ RLO ULQJ WR WKH ERWWRP ULQJ JURRYH RI
WKH SLVWRQ
 ,QVWDOO WKH VHFRQG FRPSUHVVLRQ ULQJ WR WKH PLGGOH
ULQJ JURRYH RI WKH SLVWRQ
 ,QVWDOO WKH WRS FRPSUHVVLRQ ULQJ WR WKH WRS ULQJ
JURRYH RI WKH SLVWRQ

$%

 8VH D SLVWRQ ULQJ H[SDQGHU WR LQVWDOO WKH SLVWRQ ULQJV


'R QRW H[SDQG WKH SLVWRQ ULQJV EH\RQG WKH
H[SDQVLRQ QHFHVVDU\ IRU LQVWDOODWLRQ
 6WDJJHU WKH SLVWRQ RLO ULQJV WKH RLO ULQJ UDLO JDSV WKH
VHFRQG FRPSUHVVLRQ ULQJ DQG WKH WRS FRPSUHVVLRQ
ULQJ LQ UHODWLRQ WR WKH QRWFK RQ WKH WRS RI WKH SLVWRQ

$&

'$(:22 9 %/

%   62+& (1*,1( 0(&+$1,&$/


 /XEULFDWH WKH F\OLQGHU ZDOO DQG WKH SLVWRQ ULQJV ZLWK
FOHDQ HQJLQH RLO
 ,QVWDOO WKH SLVWRQ XVLQJ WKH XQLYHUVDO SLVWRQ ULQJ
FRPSUHVVRU -DQG D ZRRG KDQGOH *XLGH WKH
ORZHU FRQQHFWLQJ URG HQG WR SUHYHQW GDPDJLQJ WKH
FUDQNVKDIW MRXUQDO
 ,QVWDOO WKH FRQQHFWLQJ URG FDS DQG EHDULQJV 5HIHU WR
&UDQNVKDIW %HDULQJV DQG &RQQHFWLQJ 5RG %HDULQJV
 *DXJLQJ 3ODVWLF LQ WKLV VHFWLRQ

&%

 ,QVWDOO WKH FRQQHFWLQJ URG EHDULQJ FDS EROWV

7LJKWHQ
7LJKWHQ WKH FRQQHFWLQJ URG EHDULQJ FDS EROWV WR
1:P  OE:IW  8VLQJ WKH DQJXODU WRUTXH JDXJH
.0% WLJKWHQ WKH EROWV RQH WXUQ RI GHJUHHV
SOXV RQH WXUQ RI GHJUHHV
 ,QVWDOO WKH HQJLQH EORFN ORZHU VXSSRUW EUDFNHW DQG
VSODVK VKLHOG EROWV

7LJKWHQ
7LJKWHQ WKH HQJLQH EORFN ORZHU VXSSRUW EUDFNHW DQG
VSODVK VKLHOG EROWV WR 1:P OE:IW 

$&

 ,QVWDOO WKH RLO SXPSSLFNXS WXEH


 ,QVWDOO WKH RLO SXPSSLFNXS WXEH EROWV

7LJKWHQ
7LJKWHQ WKH RLO SXPSSLFNXS WXEH EROWV WR 1:P 
OE:LQ 
 ,QVWDOO WKH RLO SDQ 5HIHU WR 2LO 3DQ LQ WKLV VHFWLRQ
 ,QVWDOO WKH F\OLQGHU KHDG ZLWK WKH LQWDNH PDQLIROG DQG
H[KDXVW PDQLIROG DWWDFKHG 5HIHU WR &\OLQGHU +HDG
DQG *DVNHW LQ WKLV VHFWLRQ

%&

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  

81,7 5(3$,5
&</,1'(5 +($' $1' 9$/9(
75$,1 &20321(176
7RROV 5HTXLUHG
0.0% *DXJH
.0&XWWHU 6HW
.0*XLGH 'ULIW
.0&XWWHU
.0&XWWHU
.09DOYH 6SULQJ &RPSUHVVRU
.09DOYH 6WHP 3URMHFWLRQ *DXJH
.0 9DOYH *XLGH 5HDPHU 6HW
.0 5HDPHU
.0 5HDPHU
.0 5HDPHU

'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH F\OLQGHU KHDG ZLWK WKH LQWDNH PDQLIROG
DQG WKH H[KDXVW PDQLIROG DWWDFKHG 5HIHU WR
&\OLQGHU +HDG DQG *DVNHW LQ WKLV VHFWLRQ
 5HPRYH WKH FRRODQW WHPSHUDWXUH VHQVRU
 5HPRYH WKH H[KDXVW PDQLIROG KHDW VKLHOG EROWV
 5HPRYH WKH H[KDXVW PDQLIROG KHDW VKLHOG
 5HPRYH WKH H[KDXVW PDQLIROG UHWDLQLQJ QXWV LQ WKH
VHTXHQFH VKRZQ
 5HPRYH WKH H[KDXVW PDQLIROG
 5HPRYH WKH H[KDXVW PDQLIROG JDVNHW
 5HPRYH WKH H[KDXVW PDQLIROG VWXGV

&%

 5HPRYH WKH WKHUPRVWDW KRXVLQJ PRXQWLQJ EROWV


 5HPRYH WKH WKHUPRVWDW KRXVLQJ DVVHPEO\
 5HPRYH WKH IXHO UDLO DVVHPEO\ 5HIHU WR 6HFWLRQ )
(QJLQH &RQWUROV
 5HPRYH WKH FRRODQW PDQLIROG PRXQWLQJ EROWV DQG
WKH KRXVLQJ

&%

'$(:22 9 %/

%   62+& (1*,1( 0(&+$1,&$/


 5HPRYH WKH LQWDNH PDQLIROG UHWDLQLQJ QXWV LQ WKH
VHTXHQFH VKRZQ
 5HPRYH WKH LQWDNH PDQLIROG
 5HPRYH WKH LQWDNH PDQLIROG JDVNHW

&%






5HPRYH WKH ',6 LJQLWLRQ FRLO PRXQWLQJ EROWV


5HPRYH WKH ',6 LJQLWLRQ FRLO LJQLWLRQ ZLUHV
5HPRYH WKH LQWDNH PDQLIROG VWXGV
5HPRYH WKH VSDUN SOXJV

&%

 &RPSUHVV WKH YDOYH VSULQJV ZLWK WKH YDOYH VSULQJ


FRPSUHVVRU .0
 5HPRYH WKH YDOYH UHWDLQHUV
 5HPRYH WKH YDOYH VSULQJ FRPSUHVVRU .0
 5HPRYH WKH YDOYH VSULQJ FDSV
 5HPRYH WKH YDOYH VSULQJV 0DLQWDLQ WKH RULJLQDO
SRVLWLRQ RI WKH YDOYH VSULQJV IRU LQVWDOODWLRQ
 5HPRYH WKH YDOYHV 0DLQWDLQ WKH RULJLQDO SRVLWLRQ RI
WKH YDOYHV IRU LQVWDOODWLRQ
 5HPRYH WKH YDOYH VWHP VHDOV
 5HPRYH WKH FDPVKDIW FDUULHU DOLJQPHQW SLQV

$%

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  


&\OLQGHU +HDG ,QVSHFWLRQ
 &OHDQ WKH VHDOLQJ VXUIDFHV
 ,QVSHFW WKH F\OLQGHU KHDG JDVNHW DQG PDWLQJ VXUIDFHV
IRU OHDNV FRUURVLRQ DQG EORZE\
 ,QVSHFW WKH F\OLQGHU KHDG IRU FUDFNV
 ,QVSHFW WKH OHQJWK DQG ZLGWK RI WKH F\OLQGHU KHDG
XVLQJ D IHHOHU JDXJH DQG D VWUDLJKW HGJH
 &KHFN WKH VHDOLQJ VXUIDFHV IRU GHIRUPDWLRQ DQG
ZDUSDJH 7KH F\OLQGHU KHDG VHDOLQJ VXUIDFHV PXVW EH
IODW ZLWKLQ PP LQFK PD[LPXP

$%

 0HDVXUH WKH KHLJKW RI WKH F\OLQGHU KHDG IURP VHDO


LQJ VXUIDFH WR VHDOLQJ VXUIDFH 7KH F\OLQGHU KHDG
KHLJKW VKRXOG EH WR PP WR
LQFKHV  ,I WKH F\OLQGHU KHDG KHLJKW LV OHVV WKDQ
PP LQFKHV  UHSODFH WKH F\OLQGHU KHDG
 ,QVSHFW DOO WKUHDGHG KROHV IRU GDPDJH
 ,QVSHFW WKH YDOYH VHDWV IRU H[FHVVLYH ZHDU DQG
EXUQHG VSRWV

$%

9DOYH ,QVSHFWLRQ
 ,QVSHFW YDOYH VWHP WLS ZHDU
 ,QVSHFW WKH YDOYH UHWDLQHU JURRYHV DQG RLO VHDO
JURRYHV IRU FKLSV DQG ZHDU
 ,QVSHFW WKH YDOYHV IRU EXUQV RU FUDFNV
 ,QVSHFW WKH YDOYH VWHP IRU EXUUV DQG VFUDWFKHV
 ,QVSHFW WKH YDOYH VWHP 7KH YDOYH VWHP PXVW EH
VWUDLJKW
 ,QVSHFW WKH YDOYH IDFH IRU JURRYLQJ ,I WKH JURRYH LV VR
GHHS WKH UHIDFLQJ ZRXOG UHVXOW LQ D VKDUS HGJH
UHSODFH WKH YDOYH
 ,QVSHFW WKH YDOYH VSULQJ ,I WKH YDOYH VSULQJ HQGV DUH
QRW SDUDOOHO UHSODFH WKH YDOYH VSULQJ
 ,QVSHFW WKH YDOYH VSULQJ VHDWLQJ VXUIDFH RI WKH YDOYH
URWDWRUV IRU ZHDU RU JRXJHV 5HSODFH DV UHTXLUHG
$%

'$(:22 9 %/

%   62+& (1*,1( 0(&+$1,&$/


&OHDQLQJ 3URFHGXUH





&OHDQ WKH F\OLQGHU KHDG


&OHDQ WKH YDOYH JXLGHV
&OHDQ DOO RI WKH WKUHDGHG KROHV
&OHDQ WKH YDOYHV RI FDUERQ RLO DQG YDUQLVK

$%

&\OLQGHU +HDG 2YHUKDXO


9DOYH *ULQGLQ
 /XEULFDWH WKH YDOYH VWHP XVLQJ D ILQHJUDLQHG SDVWH
 /LIW WKH YDOYH UK\WKPLFDOO\ IURP WKH VHDW ZLWK D
FRPPHUFLDOO\ DYDLODEOH YDOYH JULQGLQJ WRRO LQ RUGHU WR
GLVWULEXWH WKH SDVWH

$%

 &KHFN WKH FRQWDFW SDWWHUQ RQ WKH YDOYH KHDG DQG LQ


WKH F\OLQGHU KHDG
 &OHDQ WKH YDOYHV WKH YDOYH JXLGHV DQG WKH F\OLQGHU
KHDG

$%

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  


9DOYH *ULQG
 (QVXUH WKDW WKHUH DUH QR FUDWHU OLQH EXUQV RQ WKH YDOYH
FRQH
 7KH YDOYH PD\ EH UHJURXQG RQO\ WZR WLPHV 'R QRW
JULQG WKH YDOYH VWHP HQG
 (QVXUH WKDW WKH DQJOH DW WKH YDOYH IDFH LV GHJUHHV
 ,QVSHFW WKH DVVHPEO\ KHLJKW RI WKH LQWDNH YDOYHV DQG
WKH H[KDXVW YDOYHV

$%

 &KHFN WKH YDOYH VWHP SURMHFWLRQ XVLQJ YDOYH VWHP


SURMHFWLRQ JDXJH .0

&%

9DOYH *XLGH  5HDP


 0HDVXUH WKH GLDPHWHU RI WKH YDOYH JXLGH XVLQJ JDXJH
0.0% DQG D FRPPHUFLDOO\ DYDLODEOH LQVLGH
PLFURPHWHU
,PSRUWDQW 9DOYH RYHUVL]HV PD\ DOUHDG\ KDYH EHHQ
ILWWHG LQ SURGXFWLRQ
 $Q RYHUVL]H FRGH LV RQ WKH YDOYH JXLGH DQG WKH YDOYH
VWHP HQG 7KH IROORZLQJ WDEOH JLYHV WKH FRUUHFW VL]H
UHDPHU DQG SURGXFWLRQ FRGH IRU HDFK VHUYLFH FRGH
6L]H

5HDPHU

1RUPDO

$&

'$(:22 9 %/

3URGXFWLRQ
&RGH

6HUYLFH
&RGH



.0

.



.0

.



.0

%   62+& (1*,1( 0(&+$1,&$/


 5HDP WKH YDOYH JXLGH IURP WKH XSSHU VLGH RI WKH
F\OLQGHU KHDG WR WKH QH[W RYHUVL]H
 $IWHU UHDPLQJ FURVV RXW WKH FRGH DQG HPERVV WKH
YDOYH JXLGH ZLWK WKH QHZ FRGH

$%

9DOYH 6HDW  &XW


 3ODFH WKH F\OLQGHU KHDG RQ ZRRGHQ EORFNV
 &XW WKH LQWDNH DQG WKH H[KDXVW YDOYH VHDWV XVLQJ WKH
JXLGH GULIW .0DV IROORZV
- 9DOYH VHDW $  GHJUHH VXUIDFH XVLQJ FXWWHU
.0
- 8SSHU FRUUHFWLRQ DQJOH $ GHJUHH VXUIDFHG
XVLQJ FXWWHU .0
- /RZHU FRUUHFWLRQ DQJOH $  GHJUHH VXUIDFH XVLQJ
FXWWHU .0

$%

 &OHDQ WKH FKLSSLQJV IURP WKH F\OLQGHU KHDG


 ,QVSHFW WKH GLPHQVLRQ IRU WKH YDOYH VHDW ZLGWK
- ,QWDNH WR PP WR LQFK 
- ([KDXVW WR PP WR LQFK 
 ,QVSHFW WKH DVVHPEO\ KHLJKW RI WKH LQWDNH YDOYHV DQG
WKH H[KDXVW YDOYHV ,I WKH GLPHQVLRQ LV H[FHHGHG
LQVWDOO QHZ YDOYHV ,QVSHFW WKH DVVHPEO\ KHLJKW RI WKH
LQWDNH YDOYHV DQG WKH H[KDXVW YDOYHV DJDLQ ,I WKH
YDOYH DVVHPEO\ KHLJKW LV VWLOO WRR ODUJH GHVSLWH
UHSODFLQJ WKH YDOYHV UHSODFH WKH F\OLQGHU KHDG
 ,I WKH GLPHQVLRQ LV H[FHHGHG LQVWDOO QHZ YDOYHV DQG
WKHQ FKHFN WKH YDOYH VWHP SURMHFWLRQ DJDLQ 5HIHU WR
9DOYH*ULQG DQG 9DOYH *ULQG,Q LQ WKLV VHFWLRQ
 ,I WKH YDOYH VWHP SURMHFWLRQ LV VWLOO WRR ODUJH GHVSLWH
UHSODFLQJ WKH YDOYHV UHSODFH WKH F\OLQGHU KHDG
&%

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  


$VVHPEO\ 3URFHGXUH
 &RDW WKH YDOYHV ZLWK HQJLQH RLO
 ,QVHUW WKH YDOYHV LQ WKH F\OLQGHU KHDG LQ WKHLU RULJLQDO
SRVLWLRQV
 ,QVHUW WKH YDOYH VSULQJ VHDWV
 3XVK WKH DFFRPSDQ\LQJ DVVHPEO\ VOHHYH RQWR WKH
YDOYH VWHP
 ,QVHUW WKH QHZ YDOYH VWHP VHDW
 &DUHIXOO\ GULYH WKH YDOYH VWHP VHDO RQWR WKH VWRS
ZLWK OLJKW WDSV
 ,QVWDOO WKH YDOYH VSULQJV LQ WKHLU RULJLQDO SRVLWLRQV
 ,QVWDOO WKH YDOYH VSULQJ FDSV

%&

 &RPSUHVV WKH YDOYH VSULQJV ZLWK WKH YDOYH VSULQJ


FRPSUHVVRU .0
 ,QVWDOO WKH YDOYH UHWDLQHUV
 5HPRYH WKH YDOYH VSULQJ FRPSUHVVRU .0
 /XEULFDWH WKH YDOYH ODVK DGMXVWHUV ZLWK HQJLQH RLO
 ,QVWDOO WKH YDOYH ODVK DGMXVWHUV

$%

 ,QVWDOO WKH VSDUN SOXJV

7LJKWHQ
7LJKWHQ WKH VSDUN SOXJV WR 1:P OE:IW 
 ,QVWDOO WKH ',6 LJQLWLRQ FRLO PRXQWLQJ EUDFNHW
 ,QVWDOO WKH ',6 LJQLWLRQ FRLO PRXQWLQJ EUDFNHW EROWV

7LJKWHQ
7LJKWHQ WKH ',6 LJQLWLRQ FRLO PRXQWLQJ EUDFNHW EROWV WR
1:P OE:LQ 
 ,QVWDOO WKH FRRODQW WHPSHUDWXUH VHQVRU

7LJKWHQ
7LJKWHQ WKH FRRODQW WHPSHUDWXUH VHQVRU WR 1:P
OE:IW 

&%

'$(:22 9 %/

%   62+& (1*,1( 0(&+$1,&$/







,QVWDOO WKH LQWDNH PDQLIROG VWXGV


,QVWDOO WKH LQWDNH PDQLIROG JDVNHW
,QVWDOO WKH LQWDNH PDQLIROG
,QVWDOO WKH LQWDNH PDQLIROG UHWDLQLQJ QXWV LQ WKH
VHTXHQFH VKRZQ

7LJKWHQ
7LJKWHQ WKH LQWDNH PDQLIROG UHWDLQLQJ QXWV WR 1:P
OE:LQ 

&%

 ,QVWDOO WKH IXHO UDLO DVVHPEO\ 5HIHU WR 6HFWLRQ )


(QJLQH &RQWUROV
 ,QVWDOO WKH FRRODQW PDQLIROG DVVHPEO\
 ,QVWDOO WKH FRRODQW PDQLIROG PRXQWLQJ EROWV

7LJKWHQ
7LJKWHQ WKH FRRODQW PDQLIROG PRXQWLQJ EROWV WR
1:P OE:IW 
 ,QVWDOO WKH WKHUPRVWDW KRXVLQJ DQG PRXQWLQJ EROWV

7LJKWHQ
7LJKWHQ WKH WKHUPRVWDW KRXVLQJ PRXQWLQJ EROWV WR
1:P OE:IW 

&%






,QVWDOO WKH H[KDXVW PDQLIROG VWXGV


,QVWDOO WKH H[KDXVW PDQLIROG JDVNHW
,QVWDOO WKH H[KDXVW PDQLIROG
,QVWDOO WKH H[KDXVW PDQLIROG UHWDLQLQJ QXWV LQ WKH
VHTXHQFH VKRZQ

7LJKWHQ
7LJKWHQ WKH H[KDXVW PDQLIROG UHWDLQLQJ QXWV WR
1:P OE:IW 
 ,QVWDOO WKH H[KDXVW PDQLIROG KHDW VKLHOG
 ,QVWDOO WKH H[KDXVW PDQLIROG KHDW VKLHOG EROWV

7LJKWHQ

&%

7LJKWHQ WKH H[KDXVW PDQLIROG KHDW VKLHOG EROWV WR


1:P OE:LQ 
 ,QVWDOO WKH F\OLQGHU KHDG ZLWK WKH LQWDNH PDQLIROG DQG
WKH H[KDXVW PDQLIROG DWWDFKHG 5HIHU WR &\OLQGHU
+HDG DQG *DVNHW LQ WKLV VHFWLRQ

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  

&5$1.6+$)7
7RROV 5HTXLUHG
.0(QJLQH 2YHUKDXO 6WDQG
.0% $QJXODU 7RUTXH *DXJH
-RU .0&UDQNVKDIW 5HDU 2LO 6HDO ,QVWDOOHU
1RWLFH 7DNH H[WUHPH FDUH WR SUHYHQW DQ\ VFUDWFKHV
QLFNV RU GDPDJH WR WKH FDPVKDIWV 6XFK GDPDJH FDQ
FDXVH SUHPDWXUH HQJLQH ZHDU

'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH HQJLQH 5HIHU WR CC(QJLQH

LQ WKLV VHFWLRQ
 5HPRYH WKH IO\ZKHHO EROWV RU WKH IOH[LEOH SODWH EROWV
 5HPRYH WKH IO\ZKHHO RU WKH IOH[LEOH SODWH

$%

 5HPRYH WKH FUDQNVKDIW UHDU RLO VHDO


 0RXQW WKH HQJLQH DVVHPEO\ RQ WKH HQJLQH RYHUKDXO
VWDQG .0

$&






&%

'$(:22 9 %/

5HPRYH WKH IURQW WLPLQJ EHOW FRYHU EROWV


5HPRYH WKH IURQW WLPLQJ EHOW FRYHU
5HPRYH WKH FUDQNVKDIW SXOOH\ EROWV
5HPRYH WKH FUDQNVKDIW SXOOH\

%   62+& (1*,1( 0(&+$1,&$/


 /RRVHQ WKH WLPLQJ EHOW DXWRPDWLF WHQVLRQHU EROW
 5RWDWH WKH WLPLQJ EHOW DXWRPDWLF WHQVLRQHU KH[NH\
FORFNZLVH WR UHOHDVH WKH WHQVLRQ
 5HPRYH WKH WLPLQJ EHOW
 5HPRYH WKH ULJKW VLGH HQJLQH PRXQW UHWDLQLQJ
EROWVQXWV
 5HPRYH WKH ULJKW VLGH HQJLQH PRXQW

&%

 'LVFRQQHFW WKH FUDQNFDVH EUHDWKHU WXEHV IURP WKH


YDOYH FRYHU
 'LVFRQQHFW WKH LJQLWLRQ ZLUHV IURP WKH VSDUN SOXJV
 5HPRYH WKH YDOYH FRYHU EROWV
 5HPRYH WKH YDOYH FRYHU DQG WKH YDOYH FRYHU JDVNHW

&%

1RWLFH 7DNH H[WUHPH FDUH WR SUHYHQW DQ\ VFUDWFKHV


QLFNV RU GDPDJH WR WKH FDPVKDIW 6XFK GDPDJH FDQ
FDXVH SUHPDWXUH HQJLQH ZHDU
 :KLOH KROGLQJ WKH FDPVKDIW ILUPO\ LQ SODFH UHPRYH
WKH FDPVKDIW EROW
 5HPRYH WKH FDPVKDIW JHDU

&%

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  


 5HPRYH WKH FUDQNVKDIW WLPLQJ EHOW JHDU

&%

,PSRUWDQW 5HPRYH WKH NQRFN VHQVRU ZLUH IURP LWV WUDFN


SULRU WR UHPRYLQJ WKH UHDU WLPLQJ EHOW FRYHU
 5HPRYH WKH UHDU WLPLQJ EHOW FRYHU EROWV DQG WKH UHDU
WLPLQJ EHOW FRYHU

&%

 5RWDWH WKH HQJLQH RQ WKH HQJLQH RYHUKDXO VWDQG


.0

&%

'$(:22 9 %/

%   62+& (1*,1( 0(&+$1,&$/








5HPRYH WKH RLO SDQ UHWDLQLQJ EROWV


5HPRYH WKH RLO SDQ
5HPRYH WKH RLO SXPSSLFNXS WXEH EROWV
5HPRYH WKH RLO SXPSSLFNXS WXEH
5HPRYH WKH HQJLQH EORFN ORZHU VXSSRUW EUDFNHW
VSODVK VKLHOG EROWV
 5HPRYH WKH VSODVK VKLHOG
 5HPRYH WKH HQJLQH EORFN ORZHU VXSSRUW EUDFNHW
EROWV
 5HPRYH WKH HQJLQH EORFN ORZHU VXSSRUW EUDFNHW

%&

 5HPRYH WKH RLO SXPS UHWDLQLQJ EROWV


 5HPRYH WKH RLO SXPS

%&

 0DUN WKH RUGHU RI WKH URG EHDULQJ FDSV


 5HPRYH WKH FRQQHFWLQJ URG FDS EROWV IRU DOO RI WKH
SLVWRQV
 5HPRYH WKH FRQQHFWLQJ URG EHDULQJ FDSV DQG WKH
ORZHU FRQQHFWLQJ URG EHDULQJV

%&

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  


 0DUN WKH RUGHU RI WKH FUDQNVKDIW EHDULQJ FDSV
 5HPRYH WKH FUDQNVKDIW EHDULQJ FDS EROWV
 5HPRYH WKH FUDQNVKDIW EHDULQJ FDSV DQG WKH ORZHU
FUDQNVKDIW EHDULQJV
 5HPRYH WKH FUDQNVKDIW
 &OHDQ WKH SDUWV DV QHHGHG

%&

$VVHPEO\ 3URFHGXUH
 &RDW WKH FUDQNVKDIW EHDULQJV ZLWK HQJLQH RLO
 ,I UHSODFLQJ WKH FUDQNVKDIW WUDQVIHU WKH SXOVH SLFNXS
VHQVRU GLVF WR WKH QHZ FUDQNVKDIW

%&

 ,QVWDOO WKH FUDQNVKDIW


 ,QVWDOO WKH ORZHU FUDQNVKDIW EHDULQJV LQ WKH EHDULQJ
FDSV
 ,QVSHFW WKH FUDQNVKDIW HQG SOD\ ZLWK WKH FUDQNVKDIW
EHDULQJV LQVWDOOHG
 &KHFN IRU SHUPLVVLEOH FUDQNVKDIW HQG SOD\ 5HIHU WR
(QJLQH 6SHFLILFDWLRQV LQ WKLV VHFWLRQ

$%

'$(:22 9 %/

%   62+& (1*,1( 0(&+$1,&$/


 :LWK WKH FUDQNVKDIW PRXQWHG RQ WKH IURQW DQG WKH
UHDU FUDQNVKDIW EHDULQJV FKHFN WKH PLGGOH
FUDQNVKDIW MRXUQDO IRU SHUPLVVLEOH RXWRIURXQG
UXQRXW  5HIHU WR CC(QJLQH 6SHFLILFDWLRQV

LQ WKLV
VHFWLRQ

$%

,PSRUWDQW *UHDVH WKH FUDQNVKDIW MRXUQDOV DQG OXEULFDWH


WKH FUDQNVKDIW EHDULQJV VOLJKWO\ VR WKDW WKH SODVWLF
JDXJLQJ WKUHDG GRHV QRW WHDU ZKHQ WKH FUDQNVKDIW
EHDULQJ FDSV DUH UHPRYHG
 ,QVSHFW DOO RI WKH FUDQNVKDIW EHDULQJ FOHDUDQFHV
XVLQJ D FRPPHUFLDOO\ DYDLODEOH SODVWLF JDXJLQJ
GXFWLOH SODVWLF WKUHDGV 
 &XW WKH SODVWLF JDXJLQJ WKUHDGV WR WKH OHQJWK RI WKH
EHDULQJ ZLGWK /D\ WKHP D[LDOO\ EHWZHHQ WKH
FUDQNVKDIW MRXUQDOV DQG WKH FUDQNVKDIW EHDULQJV
 ,QVWDOO WKH FUDQNVKDIW EHDULQJ FDSV DQG WKH EROWV

7LJKWHQ
7LJKWHQ WKH FUDQNVKDIW EHDULQJ FDS EROWV WR 1:P
OE:IW XVLQJ D WRUTXH ZUHQFK 8VH WKH DQJXODU
WRUTXH JDXJH .0% WR WLJKWHQ WKH FUDQNVKDIW
EHDULQJ FDS EROWV DQRWKHU GHJUHHV
$%

 5HPRYH WKH FUDQNVKDIW EHDULQJ FDS EROWV DQG WKH


FDSV
 0HDVXUH WKH ZLGWK RI WKH IODWWHQHG SODVWLF WKUHDG RI
WKH SODVWLF JDXJLQJ XVLQJ D UXOHU 3ODVWLF JDXJLQJ LV
DYDLODEOH IRU GLIIHUHQW WROHUDQFH UDQJHV
 ,QVSHFW WKH EHDULQJ FOHDUDQFH IRU SHUPLVVLEOH
WROHUDQFH UDQJHV 5HIHU WR (QJLQH 6SHFLILFDWLRQV
LQ WKLV VHFWLRQ

$%

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  


 $SSO\ D EHDG RI DGKHVLYH VHDOLQJ FRPSRXQG WR WKH
JURRYHV RI WKH FUDQNVKDIW EHDULQJ FDSV
 ,QVWDOO WKH FUDQNVKDIW EHDULQJ FDSV WR WKH HQJLQH
EORFN
 7LJKWHQ WKH FUDQNVKDIW EHDULQJ FDSV XVLQJ QHZ
EROWV

7LJKWHQ
7LJKWHQ WKH FUDQNVKDIW EHDULQJ FDS EROWV WR 1:P
OE:IW XVLQJ D WRUTXH ZUHQFK 8VH WKH DQJXODU
WRUTXH JDXJH .0% WR WLJKWHQ WKH FUDQNVKDIW
EHDULQJ FDS EROWV DQRWKHU GHJUHHV

$%

,PSRUWDQW *UHDVH WKH FRQQHFWLQJ URG MRXUQDOV DQG


OXEULFDWH WKH FRQQHFWLQJ URG EHDULQJV VOLJKWO\ VR WKDW WKH
SODVWLF JDXJLQJ WKUHDG GRHV QRW WHDU ZKHQ WKH
FRQQHFWLQJ URG EHDULQJ FDSV DUH UHPRYHG
 ,QVSHFW DOO RI WKH FRQQHFWLQJ URG EHDULQJ FOHDUDQFHV
XVLQJ D FRPPHUFLDOO\ DYDLODEOH SODVWLF JDXJLQJ
GXFWLOH SODVWLF WKUHDGV 
 &XW WKH SODVWLF JDXJLQJ WKUHDGV WR WKH OHQJWK RI WKH
FRQQHFWLQJ URG EHDULQJ ZLGWK /D\ WKHP D[LDOO\
EHWZHHQ WKH FRQQHFWLQJ URG MRXUQDOV DQG WKH
FRQQHFWLQJ URG EHDULQJV
 ,QVWDOO WKH FRQQHFWLQJ URG EHDULQJ FDSV ZLWK WKH EROWV

7LJKWHQ

$%

7LJKWHQ WKH FRQQHFWLQJ URG EHDULQJ FDS EROWV WR


1:P OE:IW XVLQJ D WRUTXH ZUHQFK 8VH WKH
DQJXODU WRUTXH JDXJH .0% WR WLJKWHQ WKH
FRQQHFWLQJ URG EHDULQJ FDS EROWV DQRWKHU GHJUHHV
SOXV GHJUHHV
 5HPRYH WKH FRQQHFWLQJ URG EHDULQJ FDSV
 0HDVXUH WKH ZLGWK RI WKH IODWWHQHG SODVWLF WKUHDG RI
WKH SODVWLF JDXJLQJ XVLQJ D UXOHU 3ODVWLF JDXJLQJ LV
DYDLODEOH IRU GLIIHUHQW WROHUDQFH UDQJHV
 ,QVSHFW WKH EHDULQJ FOHDUDQFH IRU SHUPLVVLEOH
WROHUDQFH UDQJHV 5HIHU WR (QJLQH 6SHFLILFDWLRQV
LQ WKLV VHFWLRQ

$%

'$(:22 9 %/

%   62+& (1*,1( 0(&+$1,&$/


 ,QVWDOO WKH FRQQHFWLQJ URG EHDULQJ FDSV WR WKH
FRQQHFWLQJ URGV
 7LJKWHQ WKH FRQQHFWLQJ URG EHDULQJ FDSV XVLQJ QHZ
EROWV

7LJKWHQ
7LJKWHQ WKH FRQQHFWLQJ URG EHDULQJ FDS EROWV WR
1:P OE:IW XVLQJ D WRUTXH ZUHQFK 8VH WKH
DQJXODU WRUTXH JDXJH .0% WR WLJKWHQ WKH
FRQQHFWLQJ URG EHDULQJ FDS EROWV DQRWKHU GHJUHHV
SOXV GHJUHHV

$&

 ,QVWDOO WKH RLO SXPS


 ,QVWDOO WKH RLO SXPS UHWDLQLQJ EROWV

7LJKWHQ
7LJKWHQ WKH RLO SXPS UHWDLQLQJ EROWV WR 1:P
OE:LQ 

%&

 ,QVWDOO WKH HQJLQH EORFN ORZHU VXSSRUW EUDFNHW ZLWK


WKH EROWV

7LJKWHQ
7LJKWHQ WKH HQJLQH EORFN ORZHU VXSSRUW EUDFNHW EROWV
WR 1:P OE:IW 
 ,QVWDOO WKH HQJLQH EORFN ORZHU VXSSRUW EUDFNHW VSODVK
VKLHOG ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH HQJLQH EORFN ORZHU VXSSRUW EUDFNHW
VSODVK VKLHOG EROWV WR 1:P OE:IW 
 ,QVWDOO WKH RLO SXPSSLFNXS WXEH ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH RLO SXPSSLFNXS WXEH EROWV WR 1:P
OE:LQ 
%&

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  







&RDW WKH QHZ RLO SDQ JDVNHW ZLWK VHDODQW


,QVWDOO WKH RLO SDQ JDVNHW WR WKH RLO SDQ
,QVWDOO WKH RLO SDQ
,QVWDOO WKH RLO SDQ UHWDLQLQJ EROWV

7LJKWHQ
7LJKWHQ WKH RLO SDQ UHWDLQLQJ EROWV WR 1:P
OE:LQ 

%&

 5RWDWH WKH HQJLQH RQ WKH HQJLQH RYHUKDXO VWDQG


.0

&%

 ,QVWDOO WKH UHDU WLPLQJ EHOW FRYHU ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH UHDU WLPLQJ EHOW FRYHU EROWV WR 1:P
OE:LQ 
 ,QVWDOO WKH FUDQNVKDIW WLPLQJ EHOW GULYH EHDU ZLWK WKH
EROW

7LJKWHQ
7LJKWHQ WKH FUDQNVKDIW WLPLQJ EHOW GULYH JHDU EROW WR
1:P OE:IW  7KHQ XVH WKH DQJXODU WRUTXH JDXJH
.0% WR WLJKWHQ WKH FUDQNVKDIW WLPLQJ EHOW GULYH
JHDU EROW DQRWKHU GHJUHHV SOXV GHJUHHV
 ,QVWDOO WKH ULJKW VLGH HQJLQH PRXQW ZLWK WKH UHWDLQLQJ
EROWVQXWV

7LJKWHQ
%&

'$(:22 9 %/

7LJKWHQ WKH ULJKW VLGH HQJLQH PRXQW UHWDLQLQJ


EROWVQXWV WR 1:P OE:IW 

%   62+& (1*,1( 0(&+$1,&$/


 ,QVWDOO WKH WLPLQJ EHOW DXWRPDWLF WHQVLRQHU ZLWK WKH
EROW

7LJKWHQ
7LJKWHQ WKH WLPLQJ EHOW DXWRPDWLF WHQVLRQHU EROW WR
1:P OE:IW 
,PSRUWDQW 5RXWH WKH NQRFN VHQVRU ZLUH LQWR LWV WUDFN
SULRU WR SURFHHGLQJ

&%

1RWLFH 7DNH H[WUHPH FDUH WR SUHYHQW DQ\ VFUDWFKHV


QLFNV RU GDPDJH WR WKH FDPVKDIW 6XFK GDPDJH FDQ
FDXVH SUHPDWXUH HQJLQH ZHDU
 ,QVWDOO WKH FDPVKDIW JHDU
 ,QVWDOO WKH FDPVKDIW JHDU UHWDLQLQJ EROW ZKLOH KROGLQJ
WKH FDPVKDIW ILUPO\ LQ SODFH

7LJKWHQ
7LJKWHQ WKH FDPVKDIW JHDU UHWDLQLQJ EROW WR 1:P
OE:IW 

&%

 ,QVWDOO WKH WLPLQJ EHOW 5HIHU WR 7LPLQJ %HOW LQ WKLV


VHFWLRQ
 $GMXVW WKH WLPLQJ EHOW WHQVLRQ 5HIHU WR 7LPLQJ %HOW
&KHFN DQG $GMXVW LQ WKLV VHFWLRQ
 ,QVWDOO WKH YDOYH FRYHU JDVNHW DQG WKH YDOYH FRYHU
 ,QVWDOO WKH YDOYH FRYHU EROWV

7LJKWHQ
7LJKWHQ WKH YDOYH FRYHU EROWV WR 1:P OE:LQ 

&%

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  


 &RQQHFW WKH LJQLWLRQ ZLUHV WR WKH VSDUN SOXJV
 &RQQHFW WKH FUDQNFDVH EUHDWKHU WXEH WR WKH YDOYH
FRYHU
 ,QVWDOO WKH IURQW WLPLQJ EHOW FRYHU ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH IURQW WLPLQJ EHOW FRYHU EROWV WR 1:P
OE:LQ 
 ,QVWDOO WKH HQJLQH OLIWLQJ GHYLFH
 5HPRYH WKH HQJLQH IURP WKH HQJLQH RYHUKDXO VWDQG
.0

&%

 ,QVWDOO D QHZ FUDQNVKDIW UHDU RLO VHDO XVLQJ LQVWDOOHU


-RU .0

$&

 ,QVWDOO WKH IO\ZKHHO RU WKH IOH[LEOH SODWH ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH IO\ZKHHO EROWV WR 1:P OE:IW  8VH
WKH DQJXODU WRUTXH JDXJH .0% WR WLJKWHQ WKH
IO\ZKHHO EROWV DQRWKHU GHJUHHV SOXV GHJUHHV
)RU WKH DXWRPDWLF WUDQVPLVVLRQ WLJKWHQ WKH IOH[LEOH
SODWH EROWV WR 1:P OE:IW 
 ,QVWDOO WKH HQJLQH 5HIHU WR (QJLQH LQ WKLV VHFWLRQ

$&

'$(:22 9 %/

%   62+& (1*,1( 0(&+$1,&$/

&5$1.6+$)7 %($5,1*6 $1'


&211(&7,1* 52' %($5,1*6
*$8*,1* 3/$67,&
7RROV 5HTXLUHG
.0% $QJXODU 7RUTXH *DXJH

,QVSHFWLRQ 3URFHGXUH  &UDQNVKDIW

$%

 &RDW WKH FUDQNVKDIW EHDULQJV ZLWK HQJLQH RLO


 ,QVWDOO WKH XSSHU FUDQNVKDIW EHDULQJV LQWR WKH HQJLQH
EORFN FUDQNVKDIW MRXUQDOV
 ,QVWDOO WKH ORZHU FUDQNVKDIW EHDULQJV LQWR WKH
FUDQNVKDIW EHDULQJ FDSV
 ,QVWDOO WKH FUDQNVKDIW
 ,QVSHFW WKH FUDQNVKDIW HQG SOD\ ZLWK WKH FUDQNVKDIW
EHDULQJV LQVWDOOHG
 &KHFN IRU SHUPLVVLEOH FUDQNVKDIW HQG SOD\ 5HIHU WR
(QJLQH 6SHFLILFDWLRQV LQ WKLV VHFWLRQ
 :LWK WKH FUDQNVKDIW PRXQWHG RQ WKH IURQW DQG WKH UHDU
FUDQNVKDIW EHDULQJV FKHFN WKH PLGGOH FUDQNVKDIW
MRXUQDO IRU SHUPLVVLEOH RXWRIURXQG UXQRXW  5HIHU WR
(QJLQH 6SHFLILFDWLRQV LQ WKLV VHFWLRQ

$%

,PSRUWDQW *UHDVH WKH FUDQNVKDIW MRXUQDOV DQG OXEULFDWH


WKH FUDQNVKDIW EHDULQJV VOLJKWO\ VR WKDW WKH SODVWLF
JDXJLQJ WKUHDG GRHV QRW WHDU ZKHQ WKH FUDQNVKDIW
EHDULQJ FDSV DUH UHPRYHG
 ,QVSHFW DOO RI WKH FUDQNVKDIW EHDULQJ FOHDUDQFHV XVLQJ
D FRPPHUFLDOO\ DYDLODEOH SODVWLF JDXJLQJ GXFWLOH
SODVWLF WKUHDGV 
 &XW WKH SODVWLF JDXJLQJ WKUHDGV WR WKH OHQJWK RI WKH
EHDULQJ ZLGWK /D\ WKHP D[LDOO\ EHWZHHQ WKH
FUDQNVKDIW MRXUQDOV DQG WKH FUDQNVKDIW EHDULQJV

$%

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  


 ,QVWDOO WKH FUDQNVKDIW EHDULQJ FDSV ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH FUDQNVKDIW EHDULQJ FDS EROWV WR 1:P
OE:IW  8VLQJ WKH DQJXODU WRUTXH JDXJH .0%
WLJKWHQ WKH FUDQNVKDIW EHDULQJ FDS EROWV DQRWKHU
GHJUHHV

$%

 5HPRYH WKH FUDQNVKDIW EHDULQJ FDSV


 0HDVXUH WKH ZLGWK RI WKH IODWWHQHG SODVWLF WKUHDG RI
WKH SODVWLF JDXJLQJ XVLQJ D UXOHU 3ODVWLF JDXJLQJ LV
DYDLODEOH IRU GLIIHUHQW WROHUDQFH UDQJHV
 ,QVSHFW WKH EHDULQJ FOHDUDQFHV IRU SHUPLVVLEOH
WROHUDQFH UDQJHV 5HIHU WR (QJLQH 6SHFLILFDWLRQV
LQ WKLV VHFWLRQ

$%

,QVSHFWLRQ 3URFHGXUH  &RQQHFWLQJ 5RGV


 &RDW WKH FRQQHFWLQJ URG EHDULQJV ZLWK HQJLQH RLO
 ,QVWDOO WKH XSSHU FRQQHFWLQJ URG EHDULQJV LQWR WKH
FRQQHFWLQJ URG MRXUQDOV
 ,QVWDOO WKH ORZHU FRQQHFWLQJ URG EHDULQJV LQWR WKH
FRQQHFWLQJ URG EHDULQJ FDSV
,PSRUWDQW *UHDVH WKH FRQQHFWLQJ URG MRXUQDOV DQG
OXEULFDWH WKH FRQQHFWLQJ URG EHDULQJV VOLJKWO\ VR WKDW WKH
SODVWLF JDXJLQJ WKUHDG GRHV QRW WHDU ZKHQ WKH
FRQQHFWLQJ URG EHDULQJ FDSV DUH UHPRYHG

$%

'$(:22 9 %/

 ,QVSHFW DOO RI WKH FRQQHFWLQJ URG EHDULQJ FOHDUDQFHV


XVLQJ D FRPPHUFLDOO\ DYDLODEOH SODVWLF JDXJLQJ
GXFWLOH SODVWLF WKUHDGV 
 &XW WKH SODVWLF JDXJLQJ WKUHDGV WR WKH OHQJWK RI WKH
EHDULQJ ZLGWK /D\ WKHP D[LDOO\ EHWZHHQ WKH
FRQQHFWLQJ URG MRXUQDOV DQG WKH FRQQHFWLQJ URG
EHDULQJV

%   62+& (1*,1( 0(&+$1,&$/


 ,QVWDOO WKH FRQQHFWLQJ URG EHDULQJ FDSV ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH FRQQHFWLQJ URG FDS EROWV WR 1:P 
OE:IW  8VLQJ WKH DQJXODU WRUTXH JDXJH .0%
WLJKWHQ WKH FRQQHFWLQJ URG FDS EROWV DQRWKHU
GHJUHHV SOXV GHJUHHV

$&

 5HPRYH WKH FRQQHFWLQJ URG EHDULQJ FDSV


 0HDVXUH WKH ZLGWK RI WKH IODWWHQHG SODVWLF WKUHDG RI
WKH SODVWLF JDXJLQJ XVLQJ D UXOHU 3ODVWLF JDXJLQJ LV
DYDLODEOH IRU GLIIHUHQW WROHUDQFH UDQJHV
 ,QVSHFW WKH EHDULQJ FOHDUDQFH IRU SHUPLVVLEOH
WROHUDQFH UDQJHV 5HIHU WR (QJLQH 6SHFLILFDWLRQV LQ
WKLV VHFWLRQ

$%

'$(:22 9 %/

62+& (1*,1( 0(&+$1,&$/ %  

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
&</,1'(5 +($' $1' *$6.(7

7KH F\OLQGHU KHDG LV PDGH RI DQ DOXPLQXP DOOR\ 7KH


F\OLQGHU KHDG XVHV FURVVIORZ LQWDNH DQG H[KDXVW SRUWV
$ VSDUN SOXJ LV ORFDWHG LQ WKH FHQWHU RI HDFK FRPEXVWLRQ
FKDPEHU

&5$1.6+$)7

7KH FUDQNVKDIW KDV HLJKW LQWHJUDO ZHLJKWV ZKLFK DUH FDVW


ZLWK LW IRU EDODQFLQJ 2LO KROHV UXQ WKURXJK WKH FHQWHU RI
WKH FUDQNVKDIW WR VXSSO\ RLO WR WKH FRQQHFWLQJ URGV WKH
EHDULQJV WKH SLVWRQV DQG WKH RWKHU FRPSRQHQWV 7KH
HQG WKUXVW ORDG LV WDNHQ E\ WKH WKUXVW ZDVKHUV LQVWDOOHG
DW WKH FHQWHU MRXUQDO

7,0,1* %(/7

7KH WLPLQJ EHOW FRRUGLQDWHV WKH FUDQNVKDIW DQG WKH


VLQJOH RYHUKHDG FDPVKDIW DQG NHHSV LW V\QFKURQL]HG
7KH WLPLQJ EHOW DOVR WXUQV WKH FRRODQW SXPS 7KH WLPLQJ
EHOW DQG WKH SXOOH\V DUH WRRWKHG VR WKDW WKHUH LV QR
VOLSSDJH EHWZHHQ WKHP $Q DXWRPDWLF WHQVLRQHU SXOOH\
PDLQWDLQV WKH WLPLQJ EHOW
V FRUUHFW WHQVLRQ 7KH WLPLQJ
EHOW LV PDGH RI D WRXJK UHLQIRUFHG UXEEHU VLPLODU WR WKDW
XVHG RQ WKH VHUSHQWLQH GULYH EHOW 7KH WLPLQJ EHOW
UHTXLUHV QR OXEULFDWLRQ

2,/ 3803

7KH RLO SXPS GUDZV HQJLQH RLO IURP WKH RLO SDQ DQG IHHGV
LW XQGHU SUHVVXUH WR WKH YDULRXV SDUWV RI WKH HQJLQH $Q
RLO VWUDLQHU LV PRXQWHG EHIRUH WKH LQOHW RI WKH RLO SXPS WR
UHPRYH LPSXULWLHV ZKLFK FRXOG FORJ RU GDPDJH WKH RLO
SXPS RU WKH RWKHU HQJLQH FRPSRQHQWV :KHQ WKH
FUDQNVKDIW URWDWHV WKH RLO SXPS GULYHQ JHDU URWDWHV
7KLV FDXVHV WKH VSDFH EHWZHHQ WKH JHDUV WR FRQVWDQWO\
RSHQ DQG QDUURZ SXOOLQJ RLO LQ IURP WKH RLO SDQ ZKHQ WKH
VSDFH RSHQV DQG SXPSLQJ WKH RLO RXW WR WKH HQJLQH DV LW
QDUURZV
$W KLJK HQJLQH VSHHGV WKH RLO SXPS VXSSOLHV D PXFK
KLJKHU DPRXQW RI RLO WKDQ UHTXLUHG IRU OXEULFDWLRQ RI WKH
HQJLQH 7KH RLO SUHVVXUH UHJXODWRU SUHYHQWV WRR PXFK RLO
IURP HQWHULQJ WKH HQJLQH OXEULFDWLRQ SDVVDJHV 'XULQJ
QRUPDO RLO VXSSO\ D FRLO VSULQJ DQG YDOYH NHHS WKH
E\SDVV FORVHG GLUHFWLQJ DOO RI WKH RLO SXPSHG WR WKH

'$(:22 9 %/

HQJLQH :KHQ WKH DPRXQW RI RLO EHLQJ SXPSHG


LQFUHDVHV WKH SUHVVXUH EHFRPHV KLJK HQRXJK WR
RYHUFRPH WKH IRUFH RI WKH VSULQJ 7KLV RSHQV WKH YDOYH
RI WKH RLO SUHVVXUH UHJXODWRU DOORZLQJ WKH H[FHVV RLO WR
IORZ WKURXJK WKH YDOYH DQG GUDLQ EDFN WR WKH RLO SDQ

2,/ 3$1

7KH HQJLQH RLO SDQ LV PRXQWHG WR WKH ERWWRP RI WKH


F\OLQGHU EORFN 7KH RLO SDQ KRXVHV WKH FUDQNFDVH DQG LV
PDGH RI FDVW DOXPLQXP
(QJLQH RLO LV SXPSHG IURP WKH RLO SDQ E\ WKH RLO SXPS
$IWHU WKH RLO SDVVHV WKURXJK WKH RLO ILOWHU WKH RLO LV IHG
WKURXJK WZR SDWKV WR OXEULFDWH WKH F\OLQGHU EORFN DQG
F\OLQGHU KHDG ,Q RQH SDWK WKH RLO LV SXPSHG WKURXJK WKH
RLO SDVVDJHV LQ WKH FUDQNVKDIW WR WKH FRQQHFWLQJ URGV
WKHQ WR WKH SLVWRQV DQG WKH F\OLQGHUV ,W WKHQ GUDLQV EDFN
WR WKH RLO SDQ ,Q WKH VHFRQG SDWK WKH RLO LV SXPSHG
WKURXJK SDVVDJHV WR WKH FDPVKDIW 7KH RLO SDVVHV
WKURXJK WKH LQWHUQDO SDVVDJHZD\V LQ WKH FDPVKDIWV WR
OXEULFDWH WKH YDOYH DVVHPEOLHV EHIRUH GUDLQLQJ EDFN WR
WKH RLO SDQ

(;+$867 0$1,)2/'

$ VLQJOH IRXU SRUW UHDU WDNHGRZQ PDQLIROG LV XVHG ZLWK


WKLV HQJLQH 7KH PDQLIROG LV GHVLJQHG WR GLUHFW HVFDSLQJ
H[KDXVW JDVHV RXW RI WKH FRPEXVWLRQ FKDPEHUV ZLWK D
PLQLPXP RI EDFNSUHVVXUH 7KH R[\JHQ VHQVRU LV
PRXQWHG WR WKH H[KDXVW PDQLIROG

,17$.( 0$1,)2/'
7KH LQWDNH PDQLIROG KDV IRXU LQGHSHQGHQW ORQJ SRUWV DQG
XWLOL]HV DQ LQHUWLDO VXSHUFKDUJLQJ HIIHFW WR LPSURYH
HQJLQH WRUTXH DW ORZ DQG PRGHUDWH VSHHGV

&$06+$)7

7KLV HQJLQH LV D VLQJOH RYHUKHDG FDPVKDIW 62+&  7KH


FDPVKDIW VLWV LQ D FDUULHU RQ WKH WRS RI WKH HQJLQH DQG
RSHUDWHV WKH LQWDNH DQG WKH H[KDXVW YDOYHV (QJLQH RLO
WUDYHOV WR WKH FDPVKDIW XQGHU SUHVVXUH ZKHUH LW
OXEULFDWHV WKH FDPVKDIW EHDULQJV 7KH RLO UHWXUQV WR WKH
RLO SDQ WKURXJK GUDLQ KROHV LQ WKH F\OLQGHU KHDG 7KH
FDPVKDIW OREHV DUH PDFKLQHG LQWR WKH VROLG FDPVKDIW WR
SUHFLVHO\ RSHQ DQG FORVH WKH LQWDNH DQG WKH H[KDXVW
YDOYHV WKH FRUUHFW DPRXQW DW WKH FRUUHFW WLPH 7KH
FDPVKDIW OREHV DUH RLOHG E\ VSODVK DFWLRQ IURP
SUHVVXUL]HG RLO HVFDSLQJ IURP WKH FDPVKDIW EHDULQJV

6(&7,21 &

/ '2+& (1*,1( 0(&+$1,&$/


&$87,21 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH EHIRUH UHPRYLQJ RU LQVWDOOLQJ DQ\ HOHFWULFDO XQLW RU ZKHQ D
WRRO RU HTXLSPHQW FRXOG HDVLO\ FRPH LQ FRQWDFW ZLWK H[SRVHG HOHFWULFDO WHUPLQDOV 'LVFRQQHFWLQJ WKLV FDEOH
ZLOO KHOS SUHYHQW SHUVRQDO LQMXU\ DQG GDPDJH WR WKH YHKLFOH 7KH LJQLWLRQ PXVW DOVR EH LQ /2&. XQOHVV
RWKHUZLVH QRWHG

7$%/( 2) &217(176
6SHFLILFDWLRQV                             
(QJLQH 6SHFLILFDWLRQV                       
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV
/ '2+&                             
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV
/ '2+&                             

&
&
&
&

6SHFLDO 7RROV                               &


6SHFLDO 7RROV 7DEOH                         &
&RPSRQHQW /RFDWRU                        &
8SSHU (QG                                &
/RZHU (QG                                &
0DLQWHQDQFH DQG 5HSDLU                   
2Q9HKLFOH 6HUYLFH                         
9DOYH &RYHU                              
&\OLQGHU +HDG DQG *DVNHW                  
&DPVKDIWV                               
7LPLQJ %HOW &KHFN DQG $GMXVW               
7LPLQJ %HOW                               
2LO 3DQ                                  
2LO 3XPS                                 
(QJLQH 0RXQW 5LJKW 6LGH                  
(QJLQH 0RXQW )RUZDUG                    
,QWDNH 0DQLIROG                           

'$(:22 9 %/

&
&
&
&
&
&
&
&
&
&
&
&

([KDXVW 0DQLIROG                          
&DPVKDIW *HDUV                          
5HDU 7LPLQJ %HOW &RYHU                    
(QJLQH                                   
3LVWRQV DQG &RQQHFWLQJ 5RGV               
8QLW 5HSDLU                                
&\OLQGHU +HDG DQG 9DOYH 7UDLQ
&RPSRQHQWV                            
&UDQNVKDIW                               
&UDQNVKDIW %HDULQJV DQG &RQQHFWLQJ 5RG
%HDULQJV  *DXJLQJ 3ODVWLF                

&
&
&
&
&
&
&
&
&

*HQHUDO 'HVFULSWLRQ DQG 6\VWHP


2SHUDWLRQ                               &
&\OLQGHU +HDG DQG *DVNHW                  &
&UDQNVKDIW                               &
7LPLQJ %HOW                               &
2LO 3XPS                                 &
2LO 3DQ                                  &
([KDXVW 0DQLIROG                          &
,QWDNH 0DQLIROG                           &
&DPVKDIWV                               &
(*5 9DOYH                               &

&   '2+& (1*,1( 0(&+$1,&$/

63(&,),&$7,216
(1*,1( 63(&,),&$7,216
$SSOLFDWLRQ

/ '2+&

/ '2+&

*HQHUDO 'DWD
(QJLQH 7\SH
'LVSODFHPHQW
%RUH 6WURNH

 &\OLQGHU ,Q/LQH


FP



LQ

m


FP

 LQ

 [  PP LQ [  LQ

 [ PP LQ [ LQ





'LDPHWHU

 a  PP
 a  LQ

2XW RI 5RXQG 0D[LPXP

 PP  LQ

&\OLQGHU %RUH 7DSHU 0D[LPXP

 PP  LQ

3LVWRQ 3URWXVLRQ

 PP 0D[  LQ

2YHUVL]H 0HDVXUH 5HSODFHPHQW 3LVWRQ EHIRUH


5HERULQJ

$YDLODEOH LQ  PP WR
VXLW ERUH  LQ

6HUYLFH 5HSODFHPHQW 6WDQGDUG %RUH

 3LVWRQ 3LQ DQG 5LQJ


$VVHPEOLHV $YDLODEOH

 PP 0D[  LQ

 a  PP
 a  LQ

&OHDUDQFH WR %RUH

 a  PP
 a  LQ

3LVWRQ 3URWUXVLRQ

 PP 0D[
 LQ

 PP  LQ

5LQJ (QG *DS 7RS &RPSUHVVLRQ

 a  PP
 a  LQ

5LQJ (QG *DS 6HFRQG &RPSUHVVLRQ

 a  PP
 a  LQ

2LO

 a  PP
 a  LQ

'LDPHWHU

 a  PP
 a  LQ

3LQ 2IIVHW

 PP  LQ


7RZDUG 7KUXVW 6LGH

&RPSUHVVLRQ 5DWLR
)LULQJ 2UGHU
&\OLQGHU %RUH

%ORFN )DFH 'LVWRUWLRQ


3LVWRQ
'LDPHWHU

3LVWRQ 7DSHU
3LVWRQ 5LQJV

3LVWRQ 3LQ

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  

(1*,1( 63(&,),&$7,216 &RQW


G
$SSOLFDWLRQ

/ '2+&

/ '2+&

&OHDUDQFH ,Q 3LVWRQ

 a  PP
 a  LQ

&OHDUDQFH ,Q 5RG

,QWHUIHUHQFH )LW LQ 5RG

 PP  LQ

/LIW  ,QWDNH

 PP  LQ

/LIW  ([KDXVW

 PP  LQ

&DPVKDIW &DS WR %HDULQJ -RXUQDO &OHDUDQFH

 a  PP
 a  LQ

%HDULQJ -RXUQDO 2'

 a  PP
 a  LQ

0DLQ -RXUQDO

'LDPHWHU $OO

 a  PP
 a  LQ

5DGLDO 5XQRXW 6KDIW 6XSSRUW RQ 1R  DQG 1R


 %HDULQJV 0HDVXUHG DW 1R  -RXUQDO

 a  PP
 a  LQ

0DLQ %HDULQJ &OHDUDQFH $OO

 a  PP
 a  LQ

 a  PP
 a  LQ

 DQG  PP


 DQG  LQ

 a  PP
 a  LQ

2XW RI 5RXQG 0D[LPXP

 PP  LQ

5RG %HDULQJ 3OD\

 a  PP
 a  LQ

 a  PP
 a  LQ
3URGXFWLRQ  a  PP
 a  LQ

 PP 0D[  LQ

 a  PP
 a  LQ

2YHUDOO +HLJKW

  PP
 a  LQ

0LQLPXP 2YHUDOO +HLJKW $IWHU 0DFKLQLQJ

 PP  LQ

/HQJWK
&DPVKDIW

&UDQNVKDIW

(QG 3OD\
6HUYLFH 2YHUVL]H $YDLODEOH LQ  VL]HV
&RQQHFWLQJ 5RG -RXUQDO
'LDPHWHU $OO

5RG %HDULQJ &OHDUDQFH

&\OLQGHU +HDG
9DOYH 6WHP 3URWUXVLRQ
9DOYH *XLGH +HLJKW

'$(:22 9 %/

&   '2+& (1*,1( 0(&+$1,&$/

(1*,1( 63(&,),&$7,216 &RQW


G
$SSOLFDWLRQ

/ '2+&

/ '2+&

+\GUDXOLF

6HDW 5XQRXW 0D[LPXP $OO

 PP  LQ

)DFH 5XQRXW 0D[LPXP $OO

 PP  LQ

  a 


 PP
 a  LQ

 a  PP
 a  LQ

 
  PP
  LQ

  PP
  LQ

  a 

  PP
 a  LQ

 a  PP
 a  LQ

9DOYH )DFH $QJOH

E

9DOYH 6HDW $QJOH

E

 a  PP
 a  LQ

*HDU /DVK

 a  PP
 a  LQ

2XWHU *HDU WR %RG\

 a  PP
 a  LQ

2XWHU *HDU WR &UHVFHQW

 a  PP
 a  LQ

,QQHU *HDU WR &UHVFHQW

 a  PP
 a  LQ

(QG &OHDUDQFH

 a  PP
 a  LQ

*( SQ 579 

&DPVKDIW &DUULHUWR&\OLQGHU KHDG

+1  /RFWLWH9 

2LO 3DQ %ROWV

+1  /RFWLWH9 

2LO 3XPS %ROWV

+1  /RFWLWH9 

2LO 3DQ 3LFNXS 7XEH %ROWV

+1  /RFWLWH9 

2LO *DOOHU\ 3OXJ

+1  /RFWLWH9 

&RRODQW -DFNHW &DSV DQG 3OXJV )UHH]H 3OXJV

+1  /RFWLWH9 

$QWLVHL]H &RPSRXQG
+0& 6SHF +1

9DOYH 6\VWHP
9DOYH /DVK &RPSHQVDWRUV

9DOYH 6WHP 'LDPHWHU


,QWDNH
([KDXVW
9DOYH 'LDPHWHU
,QWDNH
([KDXVW
9DOYH 6HDW :LGWK
,QWDNH
([KDXVW

9DOYH *XLGH ,QVLGH 'LDPHWHU


2LO 3XPS

6HDODQWV DQG $GKHVLYHV


5HDU 0DLQ %HDULQJ &DS

([KDXVW 0DQLIROG 6WXGV1XWV

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  

/ '2+& )$67(1(5 7,*+7(1,1* 63(&,),&$7,216


$SSOLFDWLRQ

1:P

/E:)W

/E:,Q

$& &RPSUHVVRU +RVH $VVHPEO\ %ROW





$LU )LOWHU +RXVLQJ %ROWV



$OWHUQDWRU WR ,QWDNH 0DQLIROG 6WUDS %UDFNHW %ROW





$OWHUQDWRUWR,QWDNH 0DQLIROG 6XSSRUW %UDFNHW %ROWV





$XWRPDWLF 7HQVLRQHU %ROW





&DPVKDIW %HDULQJ &DS %ROWV



&DQLVWHU 3XUJH 6ROHQRLG %UDFNHW %ROW




 E  E


 E  E

&RRODQW %\SDVV +RXVLQJ %ROWV





&RRODQW 3XPS 5HWDLQLQJ %ROWV





&RRODQW 7HPSHUDWXUH 6HQVRU





&UDQNVKDIW %HDULQJ &DS %ROWV


E E


 E

&UDQNVKDIW 3RVLWLRQ 6HQVRU 5HWDLQLQJ %ROW





&UDQNVKDIW 3XOOH\ %ROWV






E E


 E  E

&RQQHFWLQJ 5RG &DS %HDULQJ %ROWV

&UDQNVKDIW 7LPLQJ %HOW 'ULYH *HDU %ROW


&\OLQGHU +HDG %ROWV



 E E E  E E E

',6 ,JQLWLRQ &RLO DQG (*5 0RXQWLQJ %UDFNHW %ROWV





(QJLQH %ORFN /RZHU 6XSSRUW %UDFNHW6SODVK


6KLHOG %ROWV





(QJLQH 0RXQW %ROWV





(QJLQH 0RXQW %UDFNHWWR(QJLQH 0RXQW 5HWDLQLQJ %ROWV





(QJLQH 0RXQW %UDFNHW 5HWDLQLQJ %ROWV DQG 1XW





(QJLQH 0RXQW %UDFNHWWR(QJLQH %ORFN %ROWV





(QJLQH 0RXQW %UDFNHWWR(QJLQH %ORFN 1XWV





(QJLQH 0RXQW 5HWDLQLQJ %ROWV





(QJLQH WR ,QWDNH 0DQLIROG 6XSSRUW %UDFNHW






EE


EE

([KDXVW )OH[ 3LSHWR&DWDO\WLF &RQYHUWHU 5HWDLQLQJ 1XWV





([KDXVW )OH[ 3LSHWR([KDXVW 0DQLIROG 5HWDLQLQJ 1XWV





([KDXVW )OH[ 3LSH 6XSSRUW %UDFNHW %ROWV





([KDXVW *DV 5HFLUFXODWLRQ 9DOYH %ROWV





([KDXVW 0DQLIROG +HDW 6KLHOG %ROWV





([KDXVW 0DQLIROG 5HWDLQLQJ 1XWV





([KDXVW 6XSSRUW %UDFNHW %ROWV





)OH[LEOH 3ODWH %ROWV





([KDXVW &DPVKDIW *HDU %ROW

'$(:22 9 %/

&   '2+& (1*,1( 0(&+$1,&$/

/ '2+& )$67(1(5 7,*+7(1,1* 63(&,),&$7,216 &RQW


G
$SSOLFDWLRQ

1:P

/E:)W

/E:,Q


 E  E


 E  E

)URQW 7LPLQJ %HOW &RYHU %ROWV



)XHO 5DLO 5HWDLQLQJ %ROWV





,JQLWLRQ &RLO 0RXQWLQJ %ROWV





,QWDNH &DPVKDIW *HDU %ROW


EE


EE

,QWDNH 0DQLIROG 5HWDLQLQJ 1XWV DQG %ROWV





,QWDNH 0DQLIROG 6XSSRUW %UDFNHW /RZHU %ROWV





,QWDNH 0DQLIROG 6XSSRUW %UDFNHW 8SSHU %ROWV





2LO 3DQ 'UDLQ 3OXJ





2LO 3DQ )ODQJHWR7UDQVD[OH %ROWV





2LO 3DQ 5HWDLQLQJ %ROWV





2LO 3XPS 5HWDLQLQJ %ROWV





2LO 3XPS 3LFNXS 7XEH %ROWV



2LO 3XPS 3LFNXS 7XEH 6XSSRUW %UDFNHW %ROW





2LO 3XPS 5HDU &RYHU %ROWV



3RZHU 6WHHULQJ +RVH &ODPS %ROW



5HDU 7LPLQJ %HOW &RYHU %ROWV



5HVRQDWRU 5HWDLQLQJ %ROWV



6SDUN 3OXJ &RYHU %ROWV



6SDUN 3OXJV





7KHUPRVWDW +RXVLQJ 0RXQWLQJ %ROWV





7KURWWOH &DEOH %UDFNHW %ROWV



7LPLQJ %HOW $XWRPDWLF 7HQVLRQHU %ROW





7LPLQJ %HOW ,GOHU 3XOOH\ 1XWV





7UDQVD[OH %HOO +RXVLQJ %ROWV





7UDQVD[OH 7RUTXH &RQYHUWHU %ROWV





9DOYH &RYHU %ROWV



)O\ZKHHO %ROWV

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  

/ '2+& )$67(1(5 7,*+7(1,1* 63(&,),&$7,216


$SSOLFDWLRQ

1:P

/E:)W

/E:,Q

$LU )LOWHU +RXVLQJ %ROWV



$X[LOLDU\ &DWDO\WLF &RQYHUWHUWR&RQQHFWLQJ 3LSH 1XWV





$X[LOLDU\ &DWDO\WLF &RQYHUWHUWR([KDXVW 0DQLIROG 1XWV





&DPVKDIW %HDULQJ &DS %ROWV



&DQLVWHU 3XUJH 6ROHQRLG %UDFNHW %ROW




EE


EE

&RRODQW %\SDVV +RXVLQJ %ROWV





&RQQHFWLQJ 3LSH 0RXQWLQJ %UDFNHW 1XWV






EE


EE





&UDQNVKDIW 7LPLQJ %HOW 'ULYH *HDU %ROW


 EE


 EE

&\OLQGHU +HDG %ROWV


 EE
E


 EE
E

'LUHFW ,JQLWLRQ 6\VWHP DQG (*5 0RXQWLQJ %UDFNHW %ROWV





(QJLQH %ORFN /RZHU 6XSSRUW %UDFNHW6SODVK


6KLHOG %ROWV





(QJLQH 0RXQW %ROWV





(QJLQH 0RXQW %UDFNHWWR(QJLQH %ORFN 1XWV%ROWV






EE


EE

([KDXVW 0DQLIROG +HDW 6KLHOG %ROWV





([KDXVW 0DQLIROG 5HWDLQLQJ 1XWV





)OH[LEOH 3ODWH %ROWV






EE


EE

)URQW 0XIIOHU 3LSHWR0DLQ &DWDO\WLF &RQYHUWHU 1XWV





)URQW 7LPLQJ %HOW &RYHU %ROWV



*HQHUDWRUWR,QWDNH 0DQLIROG 6WUDS %UDFNHW %ROWV





*HQHUDWRUWR,QWDNH 0DQLIROG 6XSSRUW %UDFNHW %ROWV






EE


EE

,QWDNH 0DQLIROG 5HWDLQLQJ 1XWV DQG %ROWV





,QWDNH 0DQLIROG 6XSSRUW %UDFNHW /RZHU %ROW





,QWDNH 0DQLIROG 6XSSRUW %UDFNHW 8SSHU %ROWV





&RQQHFWLQJ 5RG &DS %HDULQJ %ROWV

&UDQNVKDIW %HDULQJ &DS %ROWV


&UDQNVKDIW 3XOOH\ %ROWV

([KDXVW &DPVKDIW *HDU %ROW

)O\ZKHHO %ROWV

,QWDNH &DPVKDIW *HDU %ROW

'$(:22 9 %/

&   '2+& (1*,1( 0(&+$1,&$/

/ '2+& )$67(1(5 7,*+7(1,1* 63(&,),&$7,216 &RQW


G
$SSOLFDWLRQ

1:P

/E:)W

/E:,Q

2LO 3DQ 'UDLQ 3OXJ





2LO 3DQ )ODQJHWR7UDQVD[OH 5HWDLQLQJ %ROWV





2LO 3DQ 5HWDLQLQJ %ROWV





2LO 3UHVVXUH 6ZLWFK





2LO 3XPS 5HDU &RYHU %ROWV



2LO 3XPS 5HWDLQLQJ %ROWV





2LO 3XPS 3LFNXS 7XEH %ROWV



3RZHU 6WHHULQJ +RVH &ODPS %ROW



3XOVH 3LFNXS 6HQVRU 'LVF





5HDU 7LPLQJ %HOW &RYHU %ROWV



5HVRQDWRU 5HWDLQLQJ %ROWV



6DIHW\ 5HOLHI 9DOYH %ROW





6SDUN 3OXJ &RYHU %ROWV



6SDUN 3OXJV





7KHUPRVWDW +RXVLQJ 0RXQWLQJ %ROWV





7KURWWOH &DEOH %UDFNHW %ROWV



7LPLQJ %HOW $XWRPDWLF 7HQVLRQHU %ROW





7LPLQJ %HOW ,GOHU 3XOOH\ 1XWV





7UDQVD[OH %HOO +RXVLQJ %ROWV





7UDQVD[OH 7RUTXH &RQYHUWHU %ROWV





9DOYH &RYHU %ROWV



'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  

63(&,$/ 722/6
63(&,$/ 722/6 7$%/(

-
&UDQNVKDIW 5HDU
2LO 6HDO ,QVWDOOHU

.0
$GDSWHU

$&

$&

.0
,QVWDOOHU

%&

0.0%
*DXJH

$%

-%
(QJLQH $VVHPEO\
/LIW 6XSSRUW

.0
$GDSWHU

%&

$%

.0
9DOYH *XLGH
5HDPHU

$&

'$(:22 9 %/

.0
(QJLQH 2YHUKDXO
6WDQG

$%

&   '2+& (1*,1( 0(&+$1,&$/

63(&,$/ 722/6 7$%/( &RQW


G

.0
6SULQJ &RPSUHVVRU

$%

.0
&XWWHU 6HW

$%

.0
&UDQNVKDIW 5HDU
2LO 6HDO ,QVWDOOHU

$%

.0%
$QJXODU 7RUTXH *DXJH

$%

.0
3LVWRQ 3LQ
6HUYLFH 6HW

$%

-
&\OLQGHU %RUH
&KHFN *DXJH

&%

-
8QLYHUVDO 3LVWRQ
5LQJ &RPSUHVVRU

&%

.0%
3UHVVXUH *DXJH

$%

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  

%/$1.

'$(:22 9 %/

&   '2+& (1*,1( 0(&+$1,&$/

&20321(17 /2&$725
833(5 (1'

%&

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  





























%ROW
6SDUN 3OXJ &RYHU
2LO &DS
2LO &DS 6HDO
%ROW
9DOYH &RYHU
9DOYH &RYHU *DVNHW
9DOYH /DVK $GMXVWHU
5HWDLQHU
9DOYH &DS
9DOYH 6SULQJ
9DOYH 6WHP 6HDO
9DOYH 6SULQJ 6HDW
9DOYH *XLGH
9DOYH 6SULQJ 6HDW
([KDXVW 6HDW
,QOHW 9DOYH
([KDXVW 9DOYH
%ROW
)URQW %HDULQJ &DS
+HDG %ROW
%ROW
%HDULQJ &DS
(*5 $GDSWHU
(*5 $GDSWHU *DVNHW
&\OLQGHU +HDG

'$(:22 9 %/




























([KDXVW 0DQLIROG *DVNHW


([KDXVW 0DQLIROG
1XW
([KDXVW 0DQLIROG +HDW 6KLHOG
&\OLQGHU +HDG *DVNHW
%ROW
7KHUPRVWDW +RXVLQJ
7KHUPRVWDW +RXVLQJ *DVNHW
6WXG
6OHHYH
3OXJ
%ROW
&DPVKDIW 3RVLWLRQ 6HQVRU
2LO *DOOHU\ 3OXJ
([KDXVW &DPVKDIW
6HDO 5LQJ
&DPVKDIW *HDU
:DVKHU
&DPVKDIW *HDU %ROW
,QWDNH &DPVKDIW
,QWDNH 0DQLIROG *DVNHW
,QWDNH 0DQLIROG
7KURWWOH %RG\ *DVNHW
7KURWWOH %RG\
1XW
(*5 9DOYH

&   '2+& (1*,1( 0(&+$1,&$/

/2:(5 (1'

%&

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  












































0DLQ %HDULQJ &DSV


%HDULQJV 0DLQ
&RQQHFWLQJ 5RG %ROW
3LVWRQ 5LQJ 6HW
3LVWRQ 3LQ
3LVWRQ
(QJLQH %ORFN
6OHHYH
:DWHU -DFNHW &DS
%ROW 0DQXDO 7UDQVD[OH
)O\ZKHHO 0DQXDO 7UDQVD[OH
)OH[LEOH 3ODWH $XWRPDWLF 7UDQVD[OH
%ROW $XWRPDWLF 7UDQVD[OH
&ODPS
+RVH
&ODPS
(QJLQH 9HQW 3LSH
%ROW
*DVNHW
7UDQVD[OH ,QSXW 6KDIW %HDULQJ
5HDU 0DLQ 6HDO
&UDQNVKDIW
,JQLWLRQ 7UDQVPLW 'LVF
%ROW
6SODVK 3DQ DQG *DVNHW $VVHPEO\
2LO 3DQ
'UDLQ 3OXJ
6HDO 5LQJ
%ROW
6OHHYH
*DVNHW
%ROW
2LO 3XPS *HDU &RYHU
5LQJ *HDU
*HDU
3OXJ
:DVKHU
:DVKHU
%\SDVV 9DOYH 3OXJ
6SHFLDO 6FUHZ
6HDO

'$(:22 9 %/










































2LO )LOWHU
%\SDVV 9DOYH
3UHVVXUH 5HOLHI 9DOYH 3OXQJHU
3UHVVXUH 5HOLHI 9DOYH 6SULQJ
:DVKHU
3UHVVXUH 5HOLHI 9DOYH 3OXJ
5LQJ 6HDO
%ROW
2LO 6XFWLRQ 3LSH
%ROW
5HDU 7LPLQJ %HOW &RYHU
%ROW
6SHFLDO %ROW
,GOHU 3XOOH\
6WXG
1XW
%ROW
7HQVLRQHU
%ROW
7KUXVW ,QQHU :DVKHU
:RRGUXII .H\
&UDQNVKDIW *HDU
7KUXVW 2XWHU :DVKHU
%ROW
&DPVKDIW 'ULYH %HOW
6HDO
)URQW 7LPLQJ %HOW &RYHU
%ROW
%XVKLQJ 3OXJ
%XVKLQJ
2LO *DOOHU\ 3OXJ
%ROW
:DWHU 3XPS
6HDO 5LQJ
&UDQNVKDIW 5HYROXWLRQ 6HQVRU
%ROW
&RQQHFWLQJ 5RG %HDULQJV
0DLQ %HDULQJ &DS %ROWV
&RQQHFWLQJ 5RG
&RQQHFWLQJ 5RG &DS

&   '2+& (1*,1( 0(&+$1,&$/

0$,17(1$1&( $1'
5(3$,5
219(+,&/( 6(59,&(
9$/9( &29(5
5HPRYDO 3URFHGXUH

&&









'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH


'LVFRQQHFW WKH EUHDWKHU WXEH IURP WKH YDOYH FRYHU
'LVFRQQHFW DOO RI WKH QHFHVVDU\ YDFXXP OLQHV
5HPRYH WKH VSDUN SOXJ FRYHU EROWV
5HPRYH WKH VSDUN SOXJ FRYHU
'LVFRQQHFW WKH LJQLWLRQ ZLUHV IURP WKH VSDUN SOXJV
5HPRYH WKH SRZHU VWHHULQJ KRVH FODPS EROW DQG
SRVLWLRQ SRZHU VWHHULQJ KRVH FODPS FOHDU RI WKH
UHSDLU DUHD

 'LVFRQQHFW WKH FDPVKDIW SRVLWLRQ &03 VHQVRU


FRQQHFWRU / '2+& 
 5HPRYH WKH YDOYH FRYHU EROWV
 5HPRYH WKH YDOYH FRYHU ZDVKHUV
 5HPRYH WKH YDOYH FRYHU

%&

 5HPRYH WKH YDOYH FRYHU JDVNHW IURP WKH YDOYH


FRYHU

%&

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  


,QVWDOODWLRQ 3URFHGXUH
 $SSO\ D VPDOO DPRXQW RI JDVNHW VHDODQW WR WKH
FRUQHUV RI WKH IURQW FDPVKDIW FDSV DQG WKH WRS RI
WKH UHDU YDOYH FRYHUWRF\OLQGHU KHDG VHDO
 ,QVWDOO WKH QHZ YDOYH FRYHU JDVNHW WR WKH YDOYH
FRYHU

%&

 ,QVWDOO WKH YDOYH FRYHU


 ,QVWDOO WKH YDOYH FRYHU ZDVKHUV
 ,QVWDOO WKH YDOYH FRYHU EROWV

7LJKWHQ
7LJKWHQ WKH YDOYH FRYHU EROWV WR 1:P OE:LQ 

%&

 &RQQHFW WKH LJQLWLRQ ZLUHV WR WKH VSDUN SOXJV


 ,QVWDOO WKH VSDUN SOXJ FRYHU
 ,QVWDOO WKH VSDUN SOXJ FRYHU EROWV

7LJKWHQ
7LJKWHQ WKH VSDUN SOXJ FRYHU EROWV WR 1:P OE:LQ 
 &RQQHFW DOO RI WKH QHFHVVDU\ YDFXXP OLQHV
 &RQQHFW WKH EUHDWKHU WXEH WR WKH YDOYH FRYHU
 &RQQHFW WKH FDPVKDIW SRVLWLRQ &03 VHQVRU
FRQQHFWRU / '2+& 
 3RVLWLRQ WKH SRZHU VWHHULQJ SUHVVXUH KRVH LQ SODFH
DQG LQVWDOO WKH EROW

7LJKWHQ

&&

'$(:22 9 %/

7LJKWHQ WKH SRZHU VWHHULQJ KRVH FODPS EROW WR 1:P


OE:LQ 
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&   '2+& (1*,1( 0(&+$1,&$/

&</,1'(5 +($' $1' *$6.(7


/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
7RROV 5HTXLUHG
.0% $QJXODU 7RUTXH *DXJH
-% (QJLQH $VVHPEO\ /LIW 6XSSRUW

5HPRYDO 3URFHGXUH
 5HPRYH WKH IXHO SXPS IXVH
 6WDUW WKH HQJLQH $IWHU LW VWDOOV FUDQN WKH HQJLQH IRU
VHFRQGV WR ULG WKH IXHO V\VWHP RI IXHO SUHVVXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'LVFRQQHFW WKH (&0 JURXQG WHUPLQDO
 'UDLQ WKH HQJLQH FRRODQW 5HIHU WR 6HFWLRQ '
(QJLQH &RROLQJ
&&

 'LVFRQQHFW WKH PDQLIROG DLU WHPSHUDWXUH VHQVRU


FRQQHFWRU
 'LVFRQQHFW WKH EUHDWKHU WXEH IURP WKH YDOYH FRYHU
 5HPRYH WKH UHVRQDWRU UHWDLQLQJ EROWV DQG WKH
UHVRQDWRU
 5HPRYH WKH DLU LQWDNH WXEH
 5HPRYH WKH FDQLVWHU SXUJH VROHQRLG EUDFNHW EROW
DQG UHSRVLWLRQ WKH FDQQLVWHU SXUJH VROHQRLG FOHDU RI
WKH UHSDLU DUHD

&&

 'LVFRQQHFW WKH ',6 LJQLWLRQ FRLO FRQQHFWRU


 'LVFRQQHFW WKH R[\JHQ VHQVRU FRQQHFWRU
 'LVFRQQHFW WKH LGOH DLU FRQWURO YDOYH ,$&
FRQQHFWRU
 'LVFRQQHFW WKH WKURWWOH SRVLWLRQ VHQVRU 736
FRQQHFWRU
 'LVFRQQHFW WKH HQJLQH FRRODQW WHPSHUDWXUH (&7
VHQVRU FRQQHFWRU
 'LVFRQQHFW WKH FRRODQW WHPSHUDWXUH VHQVRU &76
FRQQHFWRU
 'LVFRQQHFW WKH FDPVKDIW SRVLWLRQ &03 VHQVRU
FRQQHFWRU / '2+& 

%&

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  


 5HPRYH WKH DLU ILOWHU KRXVLQJ EROWV
 5HPRYH WKH DLU ILOWHU KRXVLQJ
 5HPRYH WKH ULJKW IURQW ZKHHO 5HIHU WR 6HFWLRQ (
7LUHV DQG :KHHOV
 5HPRYH WKH ULJKW IURQW ZKHHO ZHOO VSODVK VKLHOG
5HIHU WR 6HFWLRQ 5 %RG\ )URQW (QG
 ,QVWDOO WKH HQJLQH DVVHPEO\ OLIW VXSSRUW -%
 5HPRYH WKH ULJKW HQJLQH PRXQW EUDFNHW DQG EROWV

&&

 'LVFRQQHFW WKH XSSHU UDGLDWRU KRVH DW WKH


WKHUPRVWDW KRXVLQJ
 5HPRYH WKH VHUSHQWLQH DFFHVVRU\ GULYH EHOW 5HIHU
WR 6HFWLRQ % 3RZHU 6WHHULQJ 3XPS
 5HPRYH WKH FUDQNVKDIW SXOOH\ EROWV
 5HPRYH WKH FUDQNVKDIW SXOOH\

%&

 5HPRYH WKH IURQW WLPLQJ EHOW FRYHU EROWV


 5HPRYH WKH IURQW WLPLQJ EHOW FRYHU

%&

'$(:22 9 %/

&   '2+& (1*,1( 0(&+$1,&$/


 5HPRYH WKH WLPLQJ EHOW 5HIHU WR 7LPLQJ %HOW LQ WKLV
VHFWLRQ
 'LVFRQQHFW WKH EUHDWKHU WXEH DW WKH YDOYH FRYHU
 5HPRYH WKH VSDUN SOXJ FRYHU EROWV
 5HPRYH WKH VSDUN SOXJ FRYHU
 'LVFRQQHFW WKH LJQLWLRQ ZLUHV IURP WKH VSDUN SOXJV
 5HPRYH WKH YDOYH FRYHU EROWV
 5HPRYH WKH YDOYH FRYHU ZDVKHUV
 5HPRYH WKH YDOYH FRYHU DQG WKH YDOYH FRYHU JDVNHW

%&

1RWLFH 7DNH H[WUHPH FDUH WR SUHYHQW DQ\ VFUDWFKHV


QLFNV RU GDPDJH WR WKH FDPVKDIWV
 :KLOH KROGLQJ WKH LQWDNH FDPVKDIW ILUPO\ LQ SODFH
UHPRYH WKH LQWDNH FDPVKDIW JHDU EROW
 5HPRYH WKH LQWDNH FDPVKDIW JHDU
 :KLOH KROGLQJ WKH H[KDXVW FDPVKDIW ILUPO\ LQ SODFH
UHPRYH WKH H[KDXVW FDPVKDIW JHDU EROW
 5HPRYH WKH H[KDXVW FDPVKDIW JHDU

%&

 5HPRYH WKH WLPLQJ EHOW DXWRPDWLF WHQVLRQHU EROWV


 5HPRYH WKH WLPLQJ EHOW DXWRPDWLF WHQVLRQHU

&&

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  







5HPRYH WKH WLPLQJ EHOW LGOHU SXOOH\ QXWV


5HPRYH WKH WLPLQJ EHOW LGOHU SXOOH\V
5HPRYH WKH HQJLQH PRXQW EROWV
5HPRYH WKH HQJLQH PRXQW

%&

 5HPRYH WKH UHDU WLPLQJ EHOW FRYHU EROWV


 5HPRYH WKH UHDU WLPLQJ EHOW FRYHU

%&

 5HPRYH WKH H[KDXVW PDQLIROG KHDW VKLHOG QXWV DQG


WKH KHDW VKLHOG

&*

'$(:22 9 %/

&   '2+& (1*,1( 0(&+$1,&$/


 5HPRYH WKH H[KDXVW IOH[ SLSH UHWDLQLQJ QXWV IURP
WKH H[KDXVW PDQLIROG VWXGV / '2+& 

&&

 5HPRYH WKH DX[LOLDU\ FDWDO\WLF FRQYHUWHU XSSHU


IODQJH QXWV / '2+& 
 'LVFRQQHFW WKH YDFXXP KRVHV DV QHHGHG

&*

 'LVFRQQHFW WKH IXHO UHWXUQ OLQH DW WKH IXHO SUHVVXUH


UHJXODWRU
 'LVFRQQHFW WKH IXHO IHHG OLQH DW WKH IXHO UDLO
 'LVFRQQHFW WKH FRRODQW KRVH DW WKH UHDU F\OLQGHU
KHDG DQG LJQLWLRQ FRLO (*5 EUDFNHW
 'LVFRQQHFW WKH VXUJH WDQN FRRODQW KRVH DW WKH
WKURWWOH ERG\
 5HPRYH WKH IXHO UDLO DVVHPEO\ 5HIHU WR 6HFWLRQ )
(QJLQH &RQWUROV

%&

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  


 5HPRYH WKH DOWHUQDWRUWRLQWDNH PDQLIROG VXSSRUW
EUDFNHW EROWV DW WKH F\OLQGHU KHDG FRRODQW E\SDVV
DQG WKH LQWDNH PDQLIROG
 5HPRYH WKH DOWHUQDWRU VXSSRUW EUDFNHW
 5HPRYH WKH LQWDNH PDQLIROGWRDOWHUQDWRU VWUDS
EUDFNHW EROW DQG ORRVHQ WKH EROW RQ WKH DOWHUQDWRU
 0RYH WKH VWUDS FOHDU RI WKH LQWDNH PDQLIROG
 5HPRYH WKH FDQLVWHU SXUJH VROHQRLG EUDFNHW EROW
DQG PRYH WKH EUDFNHW FOHDU LI HTXLSSHG 

%&

 'LVFRQQHFW WKH WKURWWOH FDEOH DW WKH WKURWWOH ERG\ DQG


WKH LQWDNH PDQLIROG
 /RRVHQ DOO RI WKH F\OLQGHU KHDG EROWV JUDGXDOO\ DQG LQ
WKH VHTXHQFH VKRZQ
 5HPRYH WKH F\OLQGHU KHDG EROWV
 5HPRYH WKH F\OLQGHU KHDG ZLWK WKH LQWDNH PDQLIROG
DQG WKH H[KDXVW PDQLIROG DWWDFKHG
1RWLFH 3UHYHQW DQ\ HQJLQH RLO RU FRRODQW IURP HQWHULQJ
WKH F\OLQGHUV ZKHQ UHPRYLQJ WKH F\OLQGHU KHDG
 5HPRYH WKH F\OLQGHU KHDG JDVNHW

%&

&OHDQLQJ 3URFHGXUH
 &OHDQ WKH JDVNHW VXUIDFHV RI WKH F\OLQGHU KHDG DQG
WKH HQJLQH EORFN
 0DNH VXUH WKH JDVNHW VXUIDFHV RI WKH F\OLQGHU KHDG
DQG WKH HQJLQH EORFN DUH IUHH RI QLFNV DQG KHDY\
VFUDWFKHV
 &OHDQ WKH F\OLQGHU KHDG EROWV
 ,QVSHFW WKH F\OLQGHU KHDG IRU ZDUSDJH 5HIHU WR
&\OLQGHU +HDG DQG 9DOYH 7UDLQ &RPSRQHQWV LQ WKLV
VHFWLRQ

,QVWDOODWLRQ 3URFHGXUH

%&

'$(:22 9 %/

 ,QVWDOO WKH F\OLQGHU KHDG JDVNHW


 ,QVWDOO WKH F\OLQGHU KHDG ZLWK WKH LQWDNH PDQLIROG DQG
WKH H[KDXVW PDQLIROG DWWDFKHG
 ,QVWDOO WKH F\OLQGHU KHDG EROWV
 7LJKWHQ WKH F\OLQGHU KHDG EROWV JUDGXDOO\ DQG LQ WKH
VHTXHQFH VKRZQ

&   '2+& (1*,1( 0(&+$1,&$/


7LJKWHQ
7LJKWHQ WKH F\OLQGHU KHDG EROWV WR 1:P OE:IW
DQG WXUQ WKH EROWV DQRWKHU  WXUQV RI GHJUHHV XVLQJ
WKH DQJXODU WRUTXH JDXJH .0%

%&

 &RQQHFW WKH WKURWWOH FDEOH DW WKH WKURWWOH ERG\ DQG


WKH LQWDNH PDQLIROG
 ,QVWDOO WKH DOWHUQDWRUWRLQWDNH PDQLIROG VXSSRUW
EUDFNHW
 ,QVWDOO WKH LQWDNH DOWHUQDWRUWRPDQLIROG VXSSRUW
EUDFNHW EROWV

7LJKWHQ
7LJKWHQ WKH DOWHUQDWRUWRLQWDNH PDQLIROG VXSSRUW
EUDFNHW EROWV DW WKH LQWDNH PDQLIROG WR 1:P
OE:IW 
 ,QVWDOO WKH LQWDNH PDQLIROG VXSSRUW EUDFNHW EROWV WR
WKH DOWHUQDWRU

7LJKWHQ
7LJKWHQ WKH DOWHUQDWRUWRLQWDNH PDQLIROG VXSSRUW
EUDFNHW EROW DW WKH DOWHUQDWRU WR 1:P OE:IW 
%&

 &RQQHFW WKH VXUJH WDQN FRRODQW KRVH DW WKH WKURWWOH


ERG\
 &RQQHFW WKH FRRODQW KRVH WR WKH UHDU F\OLQGHU KHDG
DQG LJQLWLRQ FRLO (*5 EUDFNHW
 &RQQHFW WKH IXHO IHHG OLQH DW WKH IXHO UDLO
 &RQQHFW WKH IXHO UHWXUQ OLQH DW WKH IXHO UDLO
 &RQQHFW DOO RI WKH QHFHVVDU\ YDFXXP KRVHV
 ,QVWDOO WKH IXHO UDLO DVVHPEO\ 5HIHU WR 6HFWLRQ )
(QJLQH &RQWUROV / '2+& 

%&

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  


 ,QVWDOO WKH H[KDXVW IOH[ SLSH UHWDLQLQJ QXWV WR WKH
H[KDXVW PDQLIROG VWXGV / '2+& 

7LJKWHQ
7LJKWHQ WKH H[KDXVW IOH[ SLSH UHWDLQLQJ QXWV WR  1:P
 OE:IW 

&&

 ,QVWDOO WKH DX[LOLDU\ FDWDO\WLF FRQYHUWHU QXWV /


'2+& 

7LJKWHQ
7LJKWHQ WKH DX[LOLDU\ FDWDO\WLF FRQYHUWHUWRH[KDXVW
PDQLIROG QXWV WR 1:P OE:IW 

&*

 ,QVWDOO WKH H[KDXVW PDQLIROG KHDW VKLHOG EROWV

7LJKWHQ
7LJKWHQ WKH H[KDXVW PDQLIROG KHDW VKLHOG EROWV WR
1:P  OE:LQ 

&*

'$(:22 9 %/

&   '2+& (1*,1( 0(&+$1,&$/


 ,QVWDOO WKH UHDU WLPLQJ EHOW FRYHU
 ,QVWDOO WKH UHDU WLPLQJ EHOW FRYHU EROWV

7LJKWHQ
7LJKWHQ WKH UHDU WLPLQJ EHOW FRYHU EROWV WR 1:P 
OE:LQ 
 ,QVWDOO WKH HQJLQH PRXQW EROWV

7LJKWHQ
7LJKWHQ WKH HQJLQH PRXQW EROWV WR 1:P  OE:IW 

%&

 ,QVWDOO WKH WLPLQJ EHOW DXWRPDWLF WHQVLRQHU


 ,QVWDOO WKH WLPLQJ EHOW DXWRPDWLF WHQVLRQHU EROW

7LJKWHQ
7LJKWHQ WKH WLPLQJ EHOW DXWRPDWLF WHQVLRQHU EROWV WR 
1:P OE:IW 
 ,QVWDOO WKH WLPLQJ EHOW LGOHU SXOOH\V
 ,QVWDOO WKH WLPLQJ EHOW LGOHU SXOOH\ QXWV

7LJKWHQ
7LJKWHQ WKH WLPLQJ EHOW LGOHU SXOOH\ QXWV WR  1:P 
OE:IW 

&&

 ,QVWDOO WKH FDPVKDIW JHDUV ZLWK WKH WLPLQJ PDUNV DW


WKH IURQW
 ,QVHUW WKH JXLGH SLQ RI WKH LQWDNH FDPVKDIW LQWR WKH
,1 ERUH
 ,QVHUW WKH JXLGH SLQ RI WKH H[KDXVW FDPVKDIW LQWR WKH
(; ERUH

%&

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  


 ,QVWDOO WKH FDPVKDIW JHDUV E\ FRXQWHUKROGLQJ RQ WKH
KH[ RI WKH FDPVKDIW ZLWK DQ RSHQHQGHG ZUHQFK
 ,QVWDOO WKH LQWDNH FDPVKDIW JHDU ZLWK D QHZ EROW WR
WKH FDPVKDIW

7LJKWHQ
7LJKWHQ WKH LQWDNH FDPVKDIW JHDU EROW WR 1:P 
OE:IW  WXUQ WKH EROW DQRWKHU  GHJUHHV DQG 
GHJUHHV XVLQJ WKH DQJXODU WRUTXH JDXJH
 :KLOH KROGLQJ WKH H[KDXVW FDPVKDIW ILUPO\ LQ SODFH
LQVWDOO WKH H[KDXVW FDPVKDIW JHDU EROW

7LJKWHQ
7LJKWHQ WKH H[KDXVW FDPVKDIW JHDU EROW WR 1:P 
OE:IW  WXUQ WKH EROW DQRWKHU  GHJUHHV DQG 
GHJUHHV XVLQJ WKH DQJXODU WRUTXH JDXJH
%&

 $SSO\ D VPDOO DPRXQW RI JDVNHW VHDODQW WR WKH


FRUQHUV RI WKH IURQW FDPVKDIW FDSV DQG WR WKH WRS RI
WKH UHDU YDOYH FRYHUWRF\OLQGHU KHDG VHDO
 ,QVWDOO WKH YDOYH FRYHU DQG WKH YDOYH FRYHU JDVNHW
 ,QVWDOO WKH YDOYH FRYHU ZDVKHUV
 ,QVWDOO WKH YDOYH FRYHU EROWV

7LJKWHQ
7LJKWHQ WKH YDOYH FRYHU EROWV WR 1:P OE:LQ 

%&

 &RQQHFW WKH LJQLWLRQ ZLUHV WR WKH VSDUN SOXJV


 ,QVWDOO WKH VSDUN SOXJ FRYHU
 ,QVWDOO WKH VSDUN SOXJ FRYHU EROWV

7LJKWHQ
7LJKWHQ WKH VSDUN SOXJ FRYHU EROWV WR 1:P OE:LQ 
 &RQQHFW WKH EUHDWKHU WXEH WR WKH YDOYH FRYHU
 $OLJQ WKH WLPLQJ PDUNV RQ WKH FDPVKDIW JHDUV WR WKH
QRWFKHV RQ WKH YDOYH FRYHU XVLQJ WKH LQWDNH JHDU
PDUN IRU WKH LQWDNH JHDU DQG WKH H[KDXVW JHDU PDUN
IRU WKH H[KDXVW JHDU

%&

'$(:22 9 %/

&   '2+& (1*,1( 0(&+$1,&$/


 $OLJQ WKH PDUN RQ WKH FUDQNVKDIW JHDU ZLWK WKH QRWFK
DW WKH ERWWRP RI WKH UHDU WLPLQJ EHOW FRYHU

&&

 ,QVWDOO WKH WLPLQJ EHOW 5HIHU WR CC7LPLQJ %HOW

LQ WKLV
VHFWLRQ
 &KHFN DQG DGMXVW WKH WLPLQJ EHOW WHQVLRQ 5HIHU WR
7LPLQJ %HOW &KHFN DQG $GMXVW LQ WKLV VHFWLRQ

%&

 ,QVWDOO WKH IURQW WLPLQJ EHOW FRYHU


 ,QVWDOO WKH IURQW WLPLQJ EHOW FRYHU EROWV

7LJKWHQ
7LJKWHQ WKH XSSHU DQG ORZHU IURQW WLPLQJ EHOW FRYHU
EROWV WR 1:P OE:LQ 
 ,QVWDOO WKH FUDQNVKDIW SXOOH\
 ,QVWDOO WKH FUDQNVKDIW SXOOH\ EROWV

7LJKWHQ
7LJKWHQ WKH FUDQNVKDIW SXOOH\ EROWV WR 1:P
OE:IW 

%&

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  


 ,QVWDOO WKH ULJKW HQJLQH PRXQW EUDFNHW DQG UHWDLQLQJ
EROWV DQG QXW

7LJKWHQ

7LJKWHQ WKH ULJKW HQJLQH PRXQW EUDFNHW UHWDLQLQJ EROWV


DQG QXW WR 1:P  OE:IW 
 5HPRYH WKH HQJLQH DVVHPEO\ OLIW VXSSRUW
-%
 ,QVWDOO WKH VHUSHQWLQH DFFHVVRU\ GULYH EHOW 5HIHU WR
6HFWLRQ % 3RZHU 6WHHULQJ 3XPS
 &RQQHFW WKH XSSHU UDGLDWRU KRVH WR WKH WKHUPRVWDW
KRXVLQJ
 ,QVWDOO WKH ULJKW IURQW ZKHHO ZHOO VSODVK VKLHOG 5HIHU
WR 6HFWLRQ 5 %RG\ )URQW (QG
 ,QVWDOO WKH ULJKW IURQW ZKHHO 5HIHU WR 6HFWLRQ (
7LUHV DQG :KHHOV
&&

 ,QVWDOO WKH DLU ILOWHU KRXVLQJ


 ,QVWDOO WKH DLU ILOWHU KRXVLQJ EROWV

7LJKWHQ
7LJKWHQ WKH DLU ILOWHU KRXVLQJ EROWV WR 1:P OE:LQ 
 &RQQHFW WKH DLU LQWDNH WXEH WR WKH WKURWWOH ERG\
 &RQQHFW WKH EUHDWKHU WXEH WR WKH YDOYH FRYHU
 &RQQHFW WKH PDQLIROG DLU WHPSHUDWXUH VHQVRU
FRQQHFWRU
 ,QVWDOO WKH UHVRQDWRU DQG WKH UHWDLQLQJ EROWV

7LJKWHQ
7LJKWHQ WKH UHVRQDWRU UHWDLQLQJ EROWV WR 1:P
OE:LQ 

&%

 &RQQHFW FDPVKDIW SRVLWLRQ &03 VHQVRU


FRQQHFWRU
 &RQQHFW WKH FRRODQW WHPSHUDWXUH VHQVRU FRQQHFWRU
 &RQQHFW WKH HQJLQH FRRODQW WHPSHUDWXUH VHQVRU
FRQQHFWRU
 &RQQHFW WKH LGOH DLU FRQWURO YDOYH FRQQHFWRU
 &RQQHFW WKH WKURWWOH SRVLWLRQ VHQVRU FRQQHFWRU
 ,QVWDOO WKH FDQLVWHU SXUJH VROHQRLG EUDFNHW EROW

7LJKWHQ
7LJKWHQ WKH FDQLVWHU SXUJH VROHQRLG EUDFNHW EROW WR
1:P OE:LQ 

%&

'$(:22 9 %/

&   '2+& (1*,1( 0(&+$1,&$/









&RQQHFW WKH ',6 LJQLWLRQ FRLO FRQQHFWRU


&RQQHFW WKH R[\JHQ VHQVRU FRQQHFWRU
&RQQHFW WKH (&0 JURXQG WHUPLQDO
,QVWDOO WKH IXHO SXPS IXVH
&RQQHFW WKH QHJDWLYH EDWWHU\ JURXQG FDEOH
5HILOO WKH HQJLQH FRROLQJ V\VWHP 5HIHU WR 6HFWLRQ
' (QJLQH &RROLQJ

&&

&$06+$)76
5HPRYDO 3URFHGXUH

%&

 5HPRYH WKH WLPLQJ EHOW 5HIHU WR 7LPLQJ %HOW LQ WKLV


VHFWLRQ
 'LVFRQQHFW WKH EUHDWKHU WXEH DW WKH YDOYH FRYHU
 'LVFRQQHFW WKH FUDQNFDVH YHQWLODWLRQ WXEH DW WKH
YDOYH FRYHU
 5HPRYH WKH VSDUN SOXJ FRYHU EROWV
 5HPRYH WKH VSDUN SOXJ FRYHU
 'LVFRQQHFW WKH LJQLWLRQ ZLUHV IURP WKH VSDUN SOXJV
 'LVFRQQHFW WKH FDPVKDIW SRVLWLRQ &03 VHQVRU
FRQQHFWRU / '2+& 
 5HPRYH WKH YDOYH FRYHU EROWV
 5HPRYH WKH YDOYH FRYHU ZDVKHUV
 5HPRYH WKH YDOYH FRYHU DQG WKH YDOYH FRYHU JDVNHW
1RWLFH 7DNH H[WUHPH FDUH WR SUHYHQW DQ\ VFUDWFKHV
QLFNV RU GDPDJH WR WKH FDPVKDIWV
 :KLOH KROGLQJ WKH LQWDNH FDPVKDIW ILUPO\ LQ SODFH
UHPRYH WKH LQWDNH FDPVKDIW JHDU EROW
 5HPRYH WKH LQWDNH FDPVKDIW JHDU
 :KLOH KROGLQJ WKH H[KDXVW FDPVKDIW ILUPO\ LQ SODFH
UHPRYH WKH H[KDXVW FDPVKDIW JHDU EROW
 5HPRYH WKH H[KDXVW FDPVKDIW JHDU

%&

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  


 /RRVHQ WKH FDPVKDIW EHDULQJ FDS EROWV LQ VWDJHV RI
RQHKDOI WR RQH WXUQ
 5HPRYH WKH FDPVKDIW EHDULQJ FDS EROWV IURP WKH
F\OLQGHU KHDG
 5HPRYH WKH FDPVKDIWV
 5HPRYH WKH VHDO ULQJ IURP WKH FDPVKDIWV
,PSRUWDQW 7KH FDPVKDIW PXVW GHWDFK HYHQO\ IURP WKH
EHDULQJ VHDWV LQ WKH IURQW JXLGH EHDULQJ
 &KHFN WKH FDPVKDIW DQG EHDULQJ VHDWV IRU ZHDU DQG
UHSODFH WKHP LI QHFHVVDU\

%&

,QVWDOODWLRQ 3URFHGXUH
1RWLFH 7DNH H[WUHPH FDUH WR SUHYHQW DQ\ VFUDWFKHV
QLFNV RU GDPDJH WR WKH FDPVKDIWV
 /XEULFDWH WKH FDPVKDIW MRXUQDOV DQG WKH FDPVKDIW
FDSV ZLWK HQJLQH RLO
 ,QVWDOO WKH LQWDNH FDPVKDIW
 ,QVWDOO WKH LQWDNH FDPVKDIW FDSV LQ WKHLU RULJLQDO
SRVLWLRQV
 ,QVWDOO WKH LQWDNH FDPVKDIW FDS EROWV
 ,QVWDOO WKH H[KDXVW FDPVKDIW
 ,QVWDOO WKH H[KDXVW FDPVKDIW FDSV LQ WKHLU RULJLQDO
SRVLWLRQV
 ,QVWDOO WKH H[KDXVW FDPVKDIW FDS EROWV
 7LJKWHQ WKH FDPVKDIW FDS EROWV JUDGXDOO\ DQG LQ WKH
VHTXHQFH VKRZQ IRU HDFK FDPVKDIW FDS
%&

7LJKWHQ
7LJKWHQ WKH FDPVKDIW EHDULQJ FDS EROWV WR 1:P
OE:LQ 

'$(:22 9 %/

&   '2+& (1*,1( 0(&+$1,&$/


 0HDVXUH WKH LQWDNH FDPVKDIW HQG SOD\ DQG WKH
H[KDXVW FDPVKDIW HQG SOD\ 5HIHU WR (QJLQH
6SHFLILFDWLRQV LQ WKLV VHFWLRQ
 ,QVWDOO WKH LQWDNH FDPVKDIW JHDU
 :KLOH KROGLQJ WKH LQWDNH FDPVKDIW ILUPO\ LQ SODFH
LQVWDOO WKH LQWDNH FDPVKDIW JHDU EROW

7LJKWHQ
7LJKWHQ WKH LQWDNH FDPVKDIW JHDU EROW WR 1:P
OE:IW  WXUQ WKH EROW DQRWKHU  GHJUHHV DQG 
GHJUHHV XVLQJ WKH DQJXODU WRUTXH JDXJH

%&

 ,QVWDOO WKH H[KDXVW FDPVKDIW JHDU


 :KLOH KROGLQJ WKH H[KDXVW FDPVKDIW ILUPO\ LQ SODFH
LQVWDOO WKH H[KDXVW FDPVKDIW JHDU EROW

7LJKWHQ
7LJKWHQ WKH H[KDXVW FDPVKDIW JHDU EROW WR 1:P
OE:IW  WXUQ WKH EROW DQRWKHU  GHJUHHV DQG 
GHJUHHV XVLQJ WKH DQJXODU WRUTXH JDXJH

%&

 ,QVWDOO WKH YDOYH FRYHU DQG WKH YDOYH FRYHU JDVNHW
 ,QVWDOO WKH YDOYH FRYHU ZDVKHUV
 ,QVWDOO WKH YDOYH FRYHU EROWV

7LJKWHQ
7LJKWHQ WKH YDOYH FRYHU EROWV WR 1:P OE:LQ 

%&

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  


 &RQQHFW WKH LJQLWLRQ ZLUHV WR WKH VSDUN SOXJV
 &RQQHFW WKH FDPVKDIW SRVLWLRQ &03 VHQVRU
FRQQHFWRU / '2+& 
 ,QVWDOO WKH VSDUN SOXJ FRYHU
 ,QVWDOO WKH VSDUN SOXJ FRYHU EROWV

7LJKWHQ
7LJKWHQ WKH VSDUN SOXJ FRYHU EROWV WR 1:P OE:LQ 
 &RQQHFW WKH EUHDWKHU WXEH WR WKH YDOYH FRYHU
 &RQQHFW WKH FUDQNFDVH YHQWLODWLRQ WXEH WR WKH YDOYH
FRYHU
 ,QVWDOO WKH WLPLQJ EHOW 5HIHU WR 7LPLQJ %HOW LQ WKLV
VHFWLRQ

&&

7,0,1* %(/7 &+(&. $1' $'-867


/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
$GMXVWPHQW 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'LVFRQQHFW WKH PDQLIROG DLU WHPSHUDWXUH VHQVRU
FRQQHFWRU
 5HPRYH WKH DLU LQWDNH WXEH IURP WKH WKURWWOH ERG\
 5HPRYH WKH EUHDWKHU WXEH IURP WKH YDOYH FRYHU

&&

 5HPRYH WKH DLU ILOWHU KRXVLQJ EROWV


 5HPRYH WKH DLU ILOWHU KRXVLQJ
 5HPRYH WKH ULJKW IURQW ZKHHO 5HIHU WR 6HFWLRQ (
7LUHV DQG :KHHOV
 5HPRYH WKH ULJKW IURQW ZKHHO ZHOO VSODVK VKLHOG 5HIHU
WR 6HFWLRQ 5 %RG\ )URQW (QG

&&

'$(:22 9 %/

&   '2+& (1*,1( 0(&+$1,&$/


 5HPRYH WKH VHUSHQWLQH DFFHVVRU\ GULYH EHOW 5HIHU
WR 6HFWLRQ % 3RZHU 6WHHULQJ 3XPS
 5HPRYH WKH FUDQNVKDIW SXOOH\ EROWV
 5HPRYH WKH FUDQNVKDIW SXOOH\
 5HPRYH WKH ULJKW HQJLQH PRXQW EUDFNHW 5HIHU WR
(QJLQH 0RXQW LQ WKLV VHFWLRQ

%&

 5HPRYH WKH IURQW WLPLQJ EHOW FRYHU EROWV


 5HPRYH WKH IURQW WLPLQJ EHOW FRYHU

%&

 5RWDWH WKH FUDQNVKDIW DW OHDVW RQH IXOO WXUQ FORFNZLVH


XVLQJ WKH FUDQNVKDIW JHDU EROW
 $OLJQ WKH PDUN RQ WKH FUDQNVKDIW JHDU ZLWK WKH QRWFK
DW WKH ERWWRP RI WKH UHDU WLPLQJ EHOW FRYHU

&&

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  


 $OLJQ WKH FDPVKDIW JHDU WLPLQJ PDUNV 8VH WKH
H[KDXVW JHDU PDUN IRU WKH H[KDXVW JHDU DQG WKH
LQWDNH JHDU PDUN IRU WKH LQWDNH JHDU VLQFH WKH JHDUV
DUH LQWHUFKDQJHDEOH

%&

 /RRVHQ WKH DXWRPDWLF WHQVLRQHU EROW 7R WLJKWHQ WKH


EHOW WHQVLRQ WXUQ WKH KH[NH\ WDE FRXQWHUFORFNZLVH
 5RWDWH WKH DXWRPDWLF WHQVLRQHU KH[NH\ WDE
FORFNZLVH XQWLO WKH DGMXVW DUP SRLQWHU RI WKH WLPLQJ
EHOW DXWRPDWLF WHQVLRQHU LV DOLJQHG ZLWK WKH QRWFK LQ
WKH WLPLQJ EHOW DXWRPDWLF WHQVLRQHU EUDFNHW

&&

 7LJKWHQ WKH DXWRPDWLF WHQVLRQHU EROW


 5RWDWH WKH FUDQNVKDIW WZR IXOO WXUQV FORFNZLVH XVLQJ
WKH FUDQNVKDIW JHDU EROW
 &KHFN WKH DXWRPDWLF WHQVLRQHU SRLQWHU

&&

'$(:22 9 %/

&   '2+& (1*,1( 0(&+$1,&$/


 :KHQ WKH DGMXVW DUP SRLQWHU RI WKH WLPLQJ EHOW
DXWRPDWLF WHQVLRQHU LV DOLJQHG ZLWK WKH QRWFK RQ WKH
WLPLQJ EHOW DXWRPDWLF WHQVLRQHU EUDFNHW WKH EHOW LV
WHQVLRQHG FRUUHFWO\

7LJKWHQ
7LJKWHQ WKH DXWRPDWLF WHQVLRQHU EROW WR 1:P
OE:IW 

&&

 ,QVWDOO WKH IURQW WLPLQJ EHOW FRYHU


 ,QVWDOO WKH IURQW WLPLQJ EHOW FRYHU EROWV

7LJKWHQ
7LJKWHQ WKH IURQW WLPLQJ EHOW FRYHU EROWV WR 1:P
OE:LQ 

%&

 ,QVWDOO WKH FUDQNVKDIW SXOOH\


 ,QVWDOO WKH FUDQNVKDIW SXOOH\ EROWV

7LJKWHQ
7LJKWHQ WKH FUDQNVKDIW SXOOH\ EROWV WR 1:P
OE:IW 
 ,QVWDOO WKH ULJKW HQJLQH PRXQW EUDFNHW 5HIHU WR
(QJLQH 0RXQW LQ WKLV VHFWLRQ
 ,QVWDOO WKH VHUSHQWLQH DFFHVVRU\ GULYH EHOW 5HIHU WR
6HFWLRQ % 3RZHU 6WHHULQJ 3XPS

%&

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  


 ,QVWDOO WKH ULJKW IURQW ZKHHO ZHOO VSODVK VKLHOG 5HIHU
WR 6HFWLRQ 5 %RG\ )URQW (QG
 ,QVWDOO WKH ULJKW IURQW ZKHHO 5HIHU WR 6HFWLRQ (
7LUHV DQG :KHHOV
 ,QVWDOO WKH DLU ILOWHU KRXVLQJ
 ,QVWDOO WKH DLU ILOWHU KRXVLQJ EROWV

7LJKWHQ
7LJKWHQ WKH DLU ILOWHU KRXVLQJ EROWV WR 1:P  OE:LQ 
 &RQQHFW WKH DLU LQWDNH WXEH WR WKH WKURWWOH ERG\
 &RQQHFW WKH EUHDWKHU WXEH WR WKH YDOYH FRYHU
 &RQQHFW WKH PDQLIROG DLU WHPSHUDWXUH VHQVRU
FRQQHFWRU
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&&

7,0,1* %(/7
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'LVFRQQHFW WKH PDQLIROG DLU WHPSHUDWXUH 0$7
VHQVRU FRQQHFWRU
 'LVFRQQHFW WKH DLU LQWDNH WXEH IURP WKH WKURWWOH ERG\
 5HPRYH WKH UHVRQDWRU UHWDLQLQJ EROWV DQG WKH
UHVRQDWRU IURP WKH WKURWWOH ERG\
 'LVFRQQHFW WKH EUHDWKHU WXEH IURP WKH YDOYH FRYHU

&&

 5HPRYH WKH DLU ILOWHU KRXVLQJ EROWV


 5HPRYH WKH DLU ILOWHU KRXVLQJ
 5HPRYH WKH ULJKW IURQW ZKHHO 5HIHU WR 6HFWLRQ (
7LUHV DQG :KHHOV
 5HPRYH WKH ULJKW IURQW ZKHHO ZHOO VSODVK VKLHOG 5HIHU
WR 6HFWLRQ 5 %RG\ )URQW (QG

&&

'$(:22 9 %/

&   '2+& (1*,1( 0(&+$1,&$/


 5HPRYH WKH VHUSHQWLQH DFFHVVRU\ GULYH EHOW 5HIHU
WR 6HFWLRQ % 3RZHU 6WHHULQJ 3XPS
 5HPRYH WKH FUDQNVKDIW SXOOH\ EROWV
 5HPRYH WKH FUDQNVKDIW SXOOH\
 5HPRYH WKH ULJKW HQJLQH PRXQW EUDFNHW 5HIHU WR
(QJLQH 0RXQW LQ WKLV VHFWLRQ

%&

 5HPRYH WKH SRZHU VWHHULQJ KRVH FODPS EROW DQG


SRVLWLRQ WKH KRVH FOHDU RI WKH UHSDLU DUHD
 5HPRYH WKH IURQW WLPLQJ EHOW FRYHU EROWV
 5HPRYH WKH IURQW WLPLQJ EHOW FRYHU

%&

 8VLQJ WKH FUDQNVKDIW JHDU EROW URWDWH WKH FUDQNVKDIW


FORFNZLVH XQWLO WKH WLPLQJ PDUN RQ WKH FUDQNVKDIW
JHDU LV DOLJQHG ZLWK WKH QRWFK DW WKH ERWWRP RI WKH
UHDU WLPLQJ EHOW FRYHU

&&

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  


1RWLFH 7KH FDPVKDIW JHDUV PXVW DOLJQ ZLWK WKH QRWFK
RQ WKH YDOYH FRYHU RU GDPDJH WR WKH HQJLQH FRXOG UHVXOW
 $OLJQ WKH FDPVKDIW JHDUV ZLWK WKH QRWFK RQ WKH YDOYH
FRYHU
,PSRUWDQW 8VH WKH LQWDNH JHDU PDUN IRU WKH LQWDNH
FDPVKDIW JHDU DQG WKH H[KDXVW JHDU PDUN IRU WKH
H[KDXVW FDPVKDIW JHDU VLQFH ERWK JHDUV DUH
LQWHUFKDQJHDEOH

%&

 /RRVHQ WKH DXWRPDWLF WHQVLRQHU EROW 7XUQ WKH


KH[NH\ WDE WR UHOLHYH EHOW WHQVLRQ
 5HPRYH WKH WLPLQJ EHOW

%&

,QVWDOODWLRQ 3URFHGXUH
 $OLJQ WKH WLPLQJ PDUN RQ WKH FUDQNVKDIW JHDU ZLWK WKH
QRWFK RQ WKH ERWWRP RI WKH UHDU WLPLQJ EHOW FRYHU

&&

'$(:22 9 %/

&   '2+& (1*,1( 0(&+$1,&$/


 $OLJQ WKH WLPLQJ PDUNV RQ WKH FDPVKDIW JHDUV XVLQJ
WKH LQWDNH JHDU PDUN IRU WKH LQWDNH JHDU DQG WKH
H[KDXVW JHDU PDUN IRU WKH H[KDXVW JHDU

%&

 ,QVWDOO WKH WLPLQJ EHOW

%&

 7XUQ WKH KH[NH\ WDE LQ D FRXQWHUFORFNZLVH GLUHFWLRQ


WR WHQVLRQ WKH EHOW 7XUQ XQWLO WKH SRLQWHU DOLJQV ZLWK
WKH QRWFK
 ,QVWDOO WKH DXWRPDWLF WHQVLRQHU EROW

7LJKWHQ
7LJKWHQ WKH DXWRPDWLF WHQVLRQHU EROW WR 1:P
OE:IW 
 5RWDWH WKH FUDQNVKDIW WZR IXOO WXUQV FORFNZLVH XVLQJ
WKH FUDQNVKDIW JHDU EROW
 5HFKHFN WKH DXWRPDWLF WHQVLRQHU SRLQWHU

&&

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  


 ,QVWDOO WKH IURQW WLPLQJ EHOW FRYHU
 ,QVWDOO WKH IURQW WLPLQJ EHOW FRYHU EROWV

7LJKWHQ
7LJKWHQ WKH IURQW WLPLQJ EHOW FRYHU EROWV WR 1:P
OE:LQ 
 ,QVWDOO WKH ULJKW HQJLQH PRXQW EUDFNHW 5HIHU WR
(QJLQH 0RXQWV LQ WKLV VHFWLRQ
 3RVLWLRQ WKH SRZHU VWHHULQJ KRVH LQ SODFH DQG LQVWDOO
WKH FODPS EROW

7LJKWHQ
7LJKWHQ WKH SRZHU VWHHULQJ KRVH FODPS EROW WR 1:P
OE:LQ 

%&

 ,QVWDOO WKH FUDQNVKDIW SXOOH\


 ,QVWDOO WKH FUDQNVKDIW SXOOH\ EROWV

7LJKWHQ
7LJKWHQ WKH FUDQNVKDIW SXOOH\ EROWV WR 1:P
OE:IW 
 ,QVWDOO WKH VHUSHQWLQH DFFHVVRU\ GULYH EHOW 5HIHU WR
6HFWLRQ % 3RZHU 6WHHULQJ 3XPS
 ,QVWDOO WKH ULJKW IURQW ZKHHO ZHOO VSODVK VKLHOG 5HIHU
WR 6HFWLRQ 5 %RG\ )URQW (QG
 ,QVWDOO WKH ULJKW IURQW ZKHHO 5HIHU WR 6HFWLRQ (
7LUHV DQG :KHHOV
 ,QVWDOO WKH DLU ILOWHU KRXVLQJ
 ,QVWDOO WKH DLU ILOWHU KRXVLQJ EROWV

7LJKWHQ
%&

7LJKWHQ WKH DLU ILOWHU KRXVLQJ EROWV WR 1:P OE:LQ 


 ,QVWDOO WKH UHVRQDWRU DQG WKH UHWDLQLQJ EROWV

7LJKWHQ
7LJKWHQ WKH UHVRQDWRU UHWDLQLQJ EROWV WR 1:P 
OE:LQ 
 &RQQHFW WKH DLU LQWDNH WXEH WR WKH WKURWWOH ERG\
 &RQQHFW WKH EUHDWKHU WXEH WR WKH YDOYH FRYHU
 &RQQHFW WKH PDQLIROG DLU WHPSHUDWXUH VHQVRU
FRQQHFWRU
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&&

'$(:22 9 %/

&   '2+& (1*,1( 0(&+$1,&$/

2,/ 3$1
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
/ '2+&
 5HPRYH WKH H[KDXVW IOH[ SLSH UHWDLQLQJ QXWV IURP WKH
H[KDXVW PDQLIROG DQG WKH VXSSRUW EUDFNHW
 5HPRYH WKH H[KDXVW IOH[ SLSH UHWDLQLQJ QXWV IURP WKH
FDWDO\WLF FRQYHUWHU
 5HPRYH WKH H[KDXVW IOH[ SLSH

&&

/ '2+&
 'LVFRQQHFW WKH SRVWFRQYHUWHU KHDWHG R[\JHQ
VHQVRU FRQQHFWRU
 5HPRYH WKH DX[LOLDU\ FDWDO\WLF FRQYHUWHU ORZHU IODQJH
QXWV

&*

 5HPRYH WKH QXWV WKDW VHFXUH WKH IURQW PXIIOHU SLSH WR


WKH PDLQ FDWDO\WLF FRQYHUWHU
 5HPRYH WKH UXEEHU KDQJHUV WKDW DWWDFK WKH
FRQQHFWLQJ SLSH WR WKH YHKLFOH

&*

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  


 5HPRYH WKH FRQQHFWLQJ SLSH PRXQWLQJ EUDFNHW QXWV
DQG WKH EUDFNHW
 5HPRYH WKH PDLQ FDWDO\WLF FRQYHUWHU DQG WKH
FRQQHFWLQJ SLSH

&*

 'UDLQ WKH HQJLQH RLO IURP WKH HQJLQH FUDQNFDVH


 5HPRYH WKH RLO SDQ IODQJHWRWUDQVD[OH UHWDLQLQJ
EROWV

&&

 5HPRYH WKH RLO SDQ UHWDLQLQJ EROWV


 5HPRYH WKH RLO SDQ IURP WKH HQJLQH EORFN
 5HPRYH WKH RLO SDQ JDVNHW IURP WKH RLO SDQ

&&

'$(:22 9 %/

&   '2+& (1*,1( 0(&+$1,&$/


&OHDQLQJ 3URFHGXUH





&OHDQ WKH RLO SDQ VHDOLQJ VXUIDFH


&OHDQ WKH HQJLQH EORFN VHDOLQJ VXUIDFH
&OHDQ WKH RLO SDQ UHWDLQLQJ EROWV
&OHDQ WKH RLO SDQ DWWDFKLQJ EROW KROHV LQ WKH HQJLQH
EORFN
 &OHDQ WKH RLO SDQ VSODVK VKLHOG

%&

,QVWDOODWLRQ 3URFHGXUH





&RDW WKH QHZ RLO SDQ JDVNHW ZLWK VHDODQW


,QVWDOO WKH RLO SDQ JDVNHW WR WKH RLO SDQ
,QVWDOO WKH RLO SDQ WR WKH HQJLQH EORFN
,QVWDOO WKH RLO SDQ UHWDLQLQJ EROWV

7LJKWHQ
7LJKWHQ WKH RLO SDQ UHWDLQLQJ EROWV WR 1:P
OE:LQ 

&&

 ,QVWDOO WKH RLO SDQ IODQJHWRWUDQVD[OH UHWDLQLQJ EROWV

7LJKWHQ
7LJKWHQ WKH RLO SDQ IODQJHWRWUDQVD[OH UHWDLQLQJ EROWV
WR 1:P OE:IW 

&&

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  


/ '2+&
 ,QVWDOO WKH H[KDXVW IOH[ SLSH
 ,QVWDOO WKH H[KDXVW IOH[ SLSH UHWDLQLQJ QXWV WR WKH
H[KDXVW PDQLIROG DQG WKH VXSSRUW EUDFNHW

7LJKWHQ

7LJKWHQ WKH H[KDXVW IOH[ SLSH UHWDLQLQJ QXWV WR WKH


H[KDXVW PDQLIROG WR 1:P OE:IW 
7LJKWHQ WKH H[KDXVW SLSH VXSSRUW EUDFNHW EROWV WR
1:P OE:IW 
 ,QVWDOO WKH H[KDXVW IOH[ SLSH UHWDLQLQJ QXWV WR WKH
FDWDO\WLF FRQYHUWHU

7LJKWHQ

7LJKWHQ WKH H[KDXVW IOH[ SLSH UHWDLQLQJ QXWV WR WKH


FDWDO\WLF FRQYHUWHU WR 1:P OE:IW 
&&

/ '2+&
 ,QVHUW WKH PDLQ FDWDO\WLF FRQYHUWHU EROWV LQWR WKH IURQW
PXIIOHU IODQJH
 ,QVWDOO WKH UXEEHU KDQJHUV WKDW DWWDFK WKH FRQQHFWLQJ
SLSH WR WKH YHKLFOH
 ,QVWDOO WKH QXWV WR VHFXUH WKH IURQW PXIIOHU SLSH WR WKH
PDLQ FDWDO\WLF FRQYHUWHU

7LJKWHQ
7LJKWHQ WKH IURQW PXIIOHU SLSHWRPDLQ FDWDO\WLF
FRQYHUWHU QXWV WR 1:P OE:IW 

&*

 ,QVWDOO WKH DX[LOLDU\ FDWDO\WLF FRQYHUWHU ORZHU IODQJH


EROWV

7LJKWHQ
7LJKWHQ
WKH
FRQYHUWHUWRFRQQHFWLQJ
OE:IW 

&*

'$(:22 9 %/

DX[LOLDU\
SLSH QXWV

WR

FDWDO\WLF
1:P

&   '2+& (1*,1( 0(&+$1,&$/


 ,QVWDOO WKH FRQQHFWLQJ SLSH PRXQWLQJ EUDFNHW DQG
QXWV

7LJKWHQ
7LJKWHQ WKH FRQQHFWLQJ SLSH PRXQWLQJ EUDFNHW QXWV WR
1:P OE:IW 
 &RQQHFW WKH SRVWFRQYHUWHU KHDWHG R[\JHQ VHQVRU
FRQQHFWRU
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HILOO WKH HQJLQH FUDQNFDVH ZLWK HQJLQH RLO
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HILOO WKH HQJLQH FUDQNFDVH ZLWK HQJLQH RLO

&*

2,/ 3803

7RROV 5HTXLUHG
.0% 3UHVVXUH *DXJH
.0 $GDSWHU

(QJLQH 2LO 3UHVVXUH ,QVSHFWLRQ 3URFHGXUH


 5HPRYH WKH ULJKW IURQW ZKHHO ZHOO VSODVK VKLHOG
5HIHU WR 6HFWLRQ 5 %RG\ )URQW (QG
 5HPRYH WKH RLO SUHVVXUH VZLWFK FRQQHFWRU

%&

 ,QVWDOO WKH DGDSWHU .0 LQ SODFH RI WKH RLO


SUHVVXUH VZLWFK
 &RQQHFW WKH SUHVVXUH JDXJH .0% WR WKH
DGDSWHU
 6WDUW WKH HQJLQH DQG FKHFN WKH RLO SUHVVXUH DW LGOH
VSHHG DQG HQJLQH WHPSHUDWXUH RI E& E) 
7KH PLQLPXP RLO SUHVVXUH VKRXOG EH N3D
EDU 
 6WRS WKH HQJLQH DQG UHPRYH WKH RLO SUHVVXUH JDXJH
.0% DQG WKH DGDSWHU .0
 ,QVWDOO WKH RLO SUHVVXUH VZLWFK

7LJKWHQ

%&

7LJKWHQ WKH RLO SUHVVXUH VZLWFK WR 1:P OE:IW 


 &RQQHFW WKH HOHFWULFDO FRQQHFWRU WR WKH RLO SUHVVXUH
VZLWFK
 ,QVWDOO WKH ULJKW IURQW ZKHHO ZHOO VSODVK VKLHOG 5HIHU
WR 6HFWLRQ 5 %RG\ )URQW (QG
 &KHFN WKH RLO OHYHO DQG ILOO WR WKH IXOO PDUN

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  


5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH WLPLQJ EHOW 5HIHU WR 7LPLQJ %HOW LQ WKLV
VHFWLRQ
 5HPRYH WKH UHDU WLPLQJ EHOW FRYHU 5HIHU WR 5HDU
7LPLQJ %HOW &RYHU LQ WKLV VHFWLRQ
 'LVFRQQHFW WKH RLO SUHVVXUH VZLWFK FRQQHFWRU

%&

 5HPRYH WKH RLO SDQ 5HIHU WR 2LO 3DQ LQ WKLV


VHFWLRQ
 5HPRYH WKH RLO SXPS SLFNXS WXEH DQG VXSSRUW
EUDFNHW EROWV
 5HPRYH WKH RLO SXPS SLFNXS WXEH

%&

 5HPRYH WKH RLO SXPS UHWDLQLQJ EROWV


 &DUHIXOO\ VHSDUDWH WKH RLO SXPS DQG WKH JDVNHW IURP
WKH HQJLQH EORFN
 5HPRYH WKH RLO SXPS

%&

'$(:22 9 %/

&   '2+& (1*,1( 0(&+$1,&$/


,QVSHFWLRQ 3URFHGXUH
 &OHDQ WKH RLO SXPS DQG HQJLQH EORFN JDVNHW PDWLQJ
VXUIDFH DUHDV
 5HPRYH WKH VDIHW\ UHOLHI YDOYH EROW
 5HPRYH WKH VDIHW\ UHOLHI YDOYH DQG VSULQJ
 5HPRYH WKH RLO SXPSWRFUDQNVKDIW VHDO

%&

 5HPRYH WKH RLO SXPS UHDU FRYHU EROWV


 5HPRYH WKH UHDU FRYHU

%&

 &OHDQ WKH RLO SXPS KRXVLQJ DQG DOO RI WKH SDUWV


 ,QVSHFW DOO SDUWV IRU VLJQV RI ZHDU 5HIHU WR (QJLQH
6SHFLILFDWLRQV LQ WKLV VHFWLRQ
 &RDW DOO RLO SXPS SDUWV ZLWK FOHDQ HQJLQH RLO DQG
LQVWDOO
1RWLFH 3DFN WKH RLO SXPS JHDU FDYLW\ ZLWK SHWUROHXP
MHOO\ WR HQVXUH DQ RLO SXPS SULPH RU HQJLQH GDPDJH
FRXOG UHVXOW
 $SSO\ /RFWLWH WR WKH UHDU FRYHU EROWV DQG LQVWDOO
WKH FRYHU DQG WKH EROWV

7LJKWHQ
7LJKWHQ WKH UHDU FRYHU EROWV WR 1:P OE:LQ 
 ,QVWDOO WKH VDIHW\ UHOLHI YDOYH WKH VSULQJ WKH ZDVKHU
DQG WKH EROW

7LJKWHQ
%&

7LJKWHQ WKH VDIHW\ UHOLHI YDOYH EROW WR 1:P


OE:IW 

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  


,QVWDOODWLRQ 3URFHGXUH
 $SSO\ /RFWLWH WR WKH RLO SXPS EROWV DQG 579
VHDODQW WR WKH QHZ RLO SXPS JDVNHW
 ,QVWDOO WKH JDVNHW WR WKH RLO SXPS DQG LQVWDOO WKH RLO
SXPS WR WKH HQJLQH EORFN ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH RLO SXPS EROWV WR 1:P OE:LQ 

%&

 ,QVWDOO D QHZ RLO SXPSWRFUDQNVKDIW VKDIW VHDO &RDW


WKH OLS RI WKH VHDO ZLWK D WKLQ FRDW RI JUHDVH

%&

 &RDW WKH WKUHDGV RI WKH RLO SXPS SLFNXS WXEH DQG


VXSSRUW EUDFNHW EROWV ZLWK /RFWLWH 
 ,QVWDOO WKH RLO SXPS SLFNXS WXEH DQG WKH EROWV

7LJKWHQ
7LJKWHQ WKH RLO SXPS SLFNXS WXEH EROW WR  1:P 
OE:LQ DQG RLO SXPS SLFNXS WXEH VXSSRUW EUDFNHW EROWV
WR 1:P OE:LQ 

%&

'$(:22 9 %/

&   '2+& (1*,1( 0(&+$1,&$/


 ,QVWDOO WKH RLO SDQ 5HIHU WR 2LO 3DQ LQ WKLV VHFWLRQ
 &RQQHFW WKH RLO SUHVVXUH VZLWFK FRQQHFWRU
 ,QVWDOO WKH UHDU WLPLQJ EHOW FRYHU 5HIHU WR 5HDU
7LPLQJ %HOW &RYHU LQ WKLV VHFWLRQ
 ,QVWDOO WKH WLPLQJ EHOW 5HIHU WR 7LPLQJ %HOW ,Q WKLV
VHFWLRQ
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

%&

(1*,1( 02817 5,*+7 6,'(


7RROV 5HTXLUHG
-% (QJLQH $VVHPEO\ /LIW 6XSSRUW

5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 6XSSRUW WKH HQJLQH DVVHPEO\ XVLQJ WKH HQJLQH
DVVHPEO\ OLIW VXSSRUW -%
 5HPRYH WKH ULJKW IURQW ZKHHO ZHOO VSODVK VKLHOG 5HIHU
WR 6HFWLRQ 5 %RG\ )URQW (QG
 5HPRYH WKH DLU ILOWHU KRXVLQJ DVVHPEO\ EROWV
 5HPRYH WKH DLU ILOWHU KRXVLQJ DVVHPEO\

&&

 5HPRYH WKH HQJLQH PRXQW EUDFNHW UHWDLQLQJ EROWV


 5HPRYH WKH HQJLQH PRXQW EUDFNHW
 5HPRYH WKH VHUSHQWLQH DFFHVVRU\ GULYH EHOW 5HIHU WR
6HFWLRQ % 3RZHU 6WHHULQJ 3XPS

&&

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  


 5HPRYH WKH IURQW WLPLQJ EHOW FRYHU EROWV DQG WKH
IURQW WLPLQJ EHOW FRYHU
 $OLJQ WKH FUDQNVKDIW SXOOH\ WLPLQJ PDUN ZLWK WKH
SRLQWHU DQG WKH FDPVKDIW JHDUV ZLWK WKH WLPLQJ
PDUNV RQ WKH UHDU FRYHU E\ WXUQLQJ WKH FUDQNVKDIW
JHDU EROW
 /RRVHQ WKH WLPLQJ EHOW DXWRPDWLF WHQVLRQHU EROW
 7XUQ WKH KH[NH\ WDE WR UHOLHYH EHOW WHQVLRQ
 5HPRYH WKH WLPLQJ EHOW LGOHU SXOOH\ QXWV
 5HPRYH WKH WLPLQJ EHOW LGOHU SXOOH\
 5HPRYH WKH HQJLQH PRXQW UHWDLQLQJ EROWV
 5HPRYH WKH HQJLQH PRXQW

%&

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH HQJLQH PRXQW
 ,QVWDOO WKH HQJLQH PRXQW UHWDLQLQJ EROWV

7LJKWHQ
7LJKWHQ WKH HQJLQH PRXQW UHWDLQLQJ EROWV WR 1:P
OE:IW 

%&

 ,QVWDOO WKH WLPLQJ EHOW LGOHU SXOOH\V


 ,QVWDOO WKH WLPLQJ EHOW LGOHU SXOOH\ QXWV

7LJKWHQ
7LJKWHQ WKH WLPLQJ EHOW LGOHU SXOOH\ QXWV WR 1:P
OE:IW 
 7HQVLRQ WKH WLPLQJ EHOW E\ WXUQLQJ WKH WLPLQJ EHOW
DXWRPDWLF WHQVLRQHU KH[NH\ WDE FRXQWHUFORFNZLVH
XQWLO WKH SRLQWHU LV DOLJQHG WR WKH LQGLFDWRU

7LJKWHQ
7LJKWHQ WKH WLPLQJ EHOW DXWRPDWLF WHQVLRQHU EROW WR
1:P OE:IW 
 ,QVWDOO WKH IURQW WLPLQJ EHOW FRYHU
 ,QVWDOO WKH IURQW WLPLQJ EHOW FRYHU EROWV

7LJKWHQ
&&

'$(:22 9 %/

7LJKWHQ WKH IURQW WLPLQJ EHOW FRYHU EROWV WR 1:P


OE:LQ 

&   '2+& (1*,1( 0(&+$1,&$/


 ,QVWDOO WKH HQJLQH PRXQW EUDFNHW DQG UHWDLQLQJ EROWV

7LJKWHQ
7LJKWHQ WKH HQJLQH PRXQW EUDFNHW UHWDLQLQJ EROWV WR
1:P OE:IW 
 5HPRYH HQJLQH DVVHPEO\ OLIW VXSSRUW -%
 ,QVWDOO WKH VHUSHQWLQH DFFHVVRU\ GULYH EHOW 5HIHU WR
6HFWLRQ % 3RZHU 6WHHULQJ 3XPS
 ,QVWDOO WKH ULJKW IURQW ZKHHO ZHOO VSODVK VKLHOG 5HIHU
WR 6HFWLRQ 5 %RG\ )URQW (QG
 ,QVWDOO WKH DLU ILOWHU KRXVLQJ DVVHPEO\ ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH DLU ILOWHU KRXVLQJ DVVHPEO\ EROWV WR 1:P
OE:LQ 
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
%&

(1*,1( 02817 )25:$5'


5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 5HPRYH WKH FHQWHU PHPEHU 5HIHU WR 6HFWLRQ 1
)UDPH DQG 8QGHUERG\
 5HPRYH WKH EROWV VHFXULQJ WKH HQJLQH PRXQW WR
FHQWHU PHPEHU
 5HPRYH WKH HQJLQH PRXQW

&&

 5HPRYH WKH HQJLQH PRXQW EUDFNHWWRHQJLQH EORFN


QXWV

&&

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  


 5HPRYH WKH HQJLQH PRXQW EUDFNHWWRHQJLQH EORFN
EROWV
 5HPRYH WKH HQJLQH PRXQW EUDFNHW

&&

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH HQJLQH PRXQW DQG EROWV WR WKH FHQWHU
PHPEHU

7LJKWHQ
7LJKWHQ WKH HQJLQH PRXQW EROWV WR  1:P  OE:IW 

&&

 ,QVWDOO WKH HQJLQH PRXQW EUDFNHWWRHQJLQH EORFN


EROWV

&&

'$(:22 9 %/

&   '2+& (1*,1( 0(&+$1,&$/


 ,QVWDOO WKH HQJLQH PRXQW EUDFNHWWRHQJLQH EORFN
QXWV

7LJKWHQ
7LJKWHQ WKH HQJLQH PRXQW EUDFNHWWRHQJLQH EORFN
EROWV DQG QXWV WR  1:P  OE:IW 
 ,QVWDOO WKH FHQWHU PHPEHU 5HIHU WR 6HFWLRQ 1
)UDPH DQG 8QGHUERG\
 /RZHU WKH YHKLFOH
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&&

,17$.( 0$1,)2/'
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
5HPRYDO 3URFHGXUH
 5HPRYH WKH IXHO SXPS IXVH
 6WDUW WKH HQJLQH $IWHU LW VWDOOV FUDQN WKH HQJLQH IRU 
VHFRQGV WR ULG WKH IXHO V\VWHP RI IXHO SUHVVXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'LVFRQQHFW WKH FDQLVWHU SXUJH VROHQRLG IURP WKH
LQWDNH PDQLIROG DQG ORRVHQ WKH EUDFNHW EROW
 'UDLQ WKH HQJLQH FRRODQW 5HIHU WR 6HFWLRQ ' (QJLQH
&RROLQJ

&&

 'LVFRQQHFW WKH PDQLIROG DLU WHPSHUDWXUH VHQVRU


FRQQHFWRU
 'LVFRQQHFW WKH DLU LQWDNH WXEH IURP WKH WKURWWOH ERG\

&&

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  


 'LVFRQQHFW WKH LGOH DLU FRQWURO YDOYH FRQQHFWRU
 'LVFRQQHFW WKH WKURWWOH SRVLWLRQ VHQVRU FRQQHFWRU
 'LVFRQQHFW WKH PDQLIROG DEVROXWH SUHVVXUH 0$3
VHQVRU FRQQHFWRU
 'LVFRQQHFW WKH FRRODQW KRVHV DW WKH WKURWWOH ERG\

%&

 'LVFRQQHFW DOO RI WKH QHFHVVDU\ YDFXXP KRVHV


LQFOXGLQJ WKH YDFXXP KRVH DW WKH IXHO SUHVVXUH
UHJXODWRU DQG WKH EUDNH ERRVWHU YDFXXP KRVH DW
WKH LQWDNH PDQLIROG
 'LVFRQQHFW WKH WKURWWOH FDEOH IURP WKH WKURWWOH ERG\
DQG WKH LQWDNH PDQLIROG
 5HPRYH WKH WKURWWOH FDEOH EUDFNHW EROWV IURP WKH
LQWDNH PDQLIROG
 5HPRYH WKH WKURWWOH FDEOH EUDFNHW
 5HPRYH WKH DOWHUQDWRUWRLQWDNH PDQLIROG VWUDS
EUDFNHW EROWV DQG VWUDS
 5HPRYH WKH SRZHU VWHHULQJ KRVH FODPS EROW DQG
SRVLWLRQ WKH KRVH FOHDU RI WKH UHSDLU DUHD

&&

 5HPRYH WKH IXHO UDLO DQG LQMHFWRU FRYHU DV DQ


DVVHPEO\ 5HIHU WR 6HFWLRQ ) (QJLQH &RQWUROV
/ '2+& 
 5HPRYH WKH DOWHUQDWRUWRLQWDNH PDQLIROG VXSSRUW
EUDFNHW EROWV
 5HPRYH WKH DOWHUQDWRUWRLQWDNH PDQLIROG VXSSRUW
EUDFNHW
 5HPRYH WKH LQWDNH PDQLIROG VXSSRUW EUDFNHW EROW DW
WKH HQJLQH EORFN DQG WKH LQWDNH PDQLIROG
 5HPRYH WKH LQWDNH PDQLIROG VXSSRUW EUDFNHW

%&

'$(:22 9 %/

&   '2+& (1*,1( 0(&+$1,&$/


 5HPRYH WKH LQWDNH PDQLIROG UHWDLQLQJ EROW DQG QXWV
LQ WKH VHTXHQFH VKRZQ
 5HPRYH WKH LQWDNH PDQLIROG
 5HPRYH WKH LQWDNH PDQLIROG JDVNHW
 &OHDQ WKH VHDOLQJ VXUIDFHV RI WKH LQWDNH PDQLIROG
DQG WKH F\OLQGHU KHDG

%&

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH LQWDNH PDQLIROG JDVNHW
 ,QVWDOO WKH LQWDNH PDQLIROG
 ,QVWDOO WKH LQWDNH PDQLIROG UHWDLQLQJ EROW DQG QXWV LQ
WKH VHTXHQFH VKRZQ

7LJKWHQ
7LJKWHQ WKH LQWDNH PDQLIROG UHWDLQLQJ EROW DQG QXWV WR
1:P OE:IW 
 ,QVWDOO WKH DOWHUQDWRUWRLQWDNH PDQLIROG VWUDS EUDFNHW
DQG EROWV

7LJKWHQ
7LJKWHQ WKH DOWHUQDWRUWRLQWDNH
EUDFNHW EROWV WR 1:P OE:IW 

PDQLIROG

VWUDS

%&

 ,QVWDOO WKH LQWDNH PDQLIROG VXSSRUW EUDFNHW


 ,QVWDOO WKH LQWDNH PDQLIROG VXSSRUW EUDFNHW XSSHU EROWV
WR WKH LQWDNH PDQLIROG

7LJKWHQ
7LJKWHQ WKH LQWDNH PDQLIROG VXSSRUW EUDFNHW XSSHU
EROWV WR WKH LQWDNH PDQLIROG WR 1:P OE:IW 
 ,QVWDOO WKH LQWDNH PDQLIROG VXSSRUW EUDFNHW ORZHU EROW
WR WKH HQJLQH EORFN

7LJKWHQ
7LJKWHQ WKH LQWDNH PDQLIROG VXSSRUW EUDFNHW ORZHU EROW
WR WKH HQJLQH EORFN WR 1:P OE:IW 
 ,QVWDOO WKH DOWHUQDWRUWRLQWDNH PDQLIROG VXSSRUW
EUDFNHW DQG EROWV

7LJKWHQ
%&

7LJKWHQ WKH DOWHUQDWRUWRLQWDNH PDQLIROG VXSSRUW


EUDFNHW EROWV WR 1:P OE:IW 

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  


 ,QVWDOO WKH IXHO UDLO DQG LQMHFWRU FRYHU DV DQ DVVHPEO\
5HIHU WR 6HFWLRQ ) (QJLQH &RQWUROV / '2+& 
 ,QVWDOO WKH WKURWWOH FDEOH EUDFNHW
 ,QVWDOO WKH WKURWWOH FDEOH EUDFNHW EROWV

7LJKWHQ
7LJKWHQ WKH WKURWWOH FDEOH EUDFNHW EROWV WR 1:P 
OE:LQ 
 &RQQHFW WKH WKURWWOH FDEOH WR WKH LQWDNH PDQLIROG DQG
WKH WKURWWOH ERG\
 &RQQHFW DOO RI WKH QHFHVVDU\ YDFXXP OLQHV WKDW ZHUH
SUHYLRXVO\ GLVFRQQHFWHG

&)







&RQQHFW WKH 0$3 VHQVRU FRQQHFWRU


&RQQHFW WKH FRRODQW KRVHV WR WKH WKURWWOH ERG\
&RQQHFW WKH LGOH DLU FRQWURO YDOYH FRQQHFWRU
&RQQHFW WKH WKURWWOH SRVLWLRQ VHQVRU FRQQHFWRU
3RVLWLRQ WKH SRZHU VWHHULQJ KRVH LQ SODFH DQG LQVWDOO
WKH FODPS EROW

7LJKWHQ
7LJKWHQ WKH SRZHU VWHHULQJ KRVH FODPS EROW WR 1:P
 OE:LQ 

%&

 &RQQHFW WKH DLU LQWDNH WXEH WR WKH WKURWWOH ERG\


 &RQQHFW WKH PDQLIROG DLU WHPSHUDWXUH VHQVRU
FRQQHFWRU
 &RQQHFW WKH FDQLVWHU SXUJH VROHQRLG DW WKH LQWDNH
PDQLIROG DQG WLJKWHQ WKH EUDFNHW EROW

7LJKWHQ
7LJKWHQ WKH FDQLVWHU SXUJH VROHQRLG EUDFNHW EROW WR
1:P  OE:LQ 
 ,QVWDOO WKH IXHO SXPS IXVH
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HILOO WKH HQJLQH FRROLQJ V\VWHP 5HIHU WR 6HFWLRQ
' (QJLQH &RROLQJ

&&

'$(:22 9 %/

&   '2+& (1*,1( 0(&+$1,&$/

(;+$867 0$1,)2/'
5HPRYDO 3URFHGXUH





'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH


'LVFRQQHFW WKH R[\JHQ VHQVRU FRQQHFWRU
5HPRYH WKH H[KDXVW PDQLIROG KHDW VKLHOG EROWV
5HPRYH WKH H[KDXVW PDQLIROG KHDW VKLHOG

&&

 5HPRYH WKH H[KDXVW IOH[ SLSH UHWDLQLQJ QXWV IURP WKH


H[KDXVW PDQLIROG VWXGV / '2+& 

&&

 5HPRYH WKH DX[LOLDU\ FDWDO\WLF FRQYHUWHU XSSHU IODQJH


QXWV / '2+& 

&*

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  


 5HPRYH WKH H[KDXVW PDQLIROG UHWDLQLQJ QXWV LQ WKH
VHTXHQFH VKRZQ
 5HPRYH WKH H[KDXVW PDQLIROG
 5HPRYH WKH H[KDXVW PDQLIROG JDVNHW
 &OHDQ WKH VHDOLQJ VXUIDFHV RI WKH H[KDXVW PDQLIROG
DQG WKH F\OLQGHU KHDG

%&

,QVWDOODWLRQ 3URFHGXUH


 ,QVWDOO WKH H[KDXVW PDQLIROG JDVNHW


 ,QVWDOO WKH H[KDXVW PDQLIROG
 ,QVWDOO WKH H[KDXVW PDQLIROG UHWDLQLQJ QXWV DQG WLJKWHQ
LQ WKH VHTXHQFH VKRZQ \RXU FRPSOHWH SDVVHV DQG
WLJKWHQ  DQG  EROWV RQH PRUH WLPH

7LJKWHQ
7LJKWHQ WKH H[KDXVW PDQLIROG UHWDLQLQJ QXWV 1:P
OE:IW 

%&

 ,QVWDOO WKH H[KDXVW IOH[ SLSH UHWDLQLQJ QXWV WR WKH


H[KDXVW PDQLIROG / '2+& 

7LJKWHQ
7LJKWHQ WKH H[KDXVW IOH[ SLSHWRH[KDXVW PDQLIROG
UHWDLQLQJ QXWV WR 1:P OE:IW 

&&

'$(:22 9 %/

&   '2+& (1*,1( 0(&+$1,&$/


 ,QVWDOO WKH DX[LOLDU\ FDWDO\WLF FRQYHUWHU XSSHU IODQJH
QXWV / '2+& 

7LJKWHQ
7LJKWHQ WKH DX[LOLDU\ FDWDO\WLF FRQYHUWHUWRH[KDXVW
PDQLIROG QXWV WR 1:P OE:IW 

&*

 ,QVWDOO WKH H[KDXVW PDQLIROG KHDW VKLHOG


 ,QVWDOO WKH H[KDXVW PDQLIROG KHDW VKLHOG EROWV

7LJKWHQ
7LJKWHQ WKH H[KDXVW PDQLIROG KHDW VKLHOG EROWV WR
1:P OE:LQ 
 &RQQHFW WKH R[\JHQ VHQVRU FRQQHFWRU
 &RQQHFW WKH QHJDWLYH EDWWHU\

&&

&$06+$)7 *($56
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH WLPLQJ EHOW 5HIHU WR 7LPLQJ %HOW LQ WKLV
VHFWLRQ
 5HPRYH WKH VSDUN SOXJ FRYHU EROWV
 5HPRYH WKH VSDUN SOXJ FRYHU
 'LVFRQQHFW WKH LJQLWLRQ ZLUHV IURP WKH VSDUN SOXJV
 'LVFRQQHFW WKH FUDQNFDVH EUHDWKHU WXEHV IURP WKH
YDOYH FRYHU

&&

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  


 5HPRYH WKH YDOYH FRYHU EROWV
 5HPRYH WKH YDOYH FRYHU ZDVKHUV
 5HPRYH WKH YDOYH FRYHU DQG WKH YDOYH FRYHU JDVNHW

%&

1RWLFH 7DNH H[WUHPH FDUH WR SUHYHQW DQ\ VFUDWFKHV


QLFNV RU GDPDJH WR WKH FDPVKDIWV
 :KLOH KROGLQJ WKH LQWDNH FDPVKDIW ILUPO\ LQ SODFH
UHPRYH WKH LQWDNH FDPVKDIW JHDU EROW
 5HPRYH WKH LQWDNH FDPVKDIW JHDU
 :KLOH KROGLQJ WKH H[KDXVW FDPVKDIW ILUPO\ LQ SODFH
UHPRYH WKH H[KDXVW FDPVKDIW JHDU EROW
 5HPRYH WKH H[KDXVW FDPVKDIW JHDU

%&

,QVWDOODWLRQ 3URFHGXUH
1RWLFH 7DNH H[WUHPH FDUH WR SUHYHQW DQ\ VFUDWFKHV
QLFNV RU GDPDJH WR WKH FDPVKDIWV
 ,QVWDOO WKH LQWDNH FDPVKDIW JHDU
 :KLOH KROGLQJ WKH LQWDNH FDPVKDIW ILUPO\ LQ SODFH
LQVWDOO WKH LQWDNH FDPVKDIW JHDU EROW

7LJKWHQ
7LJKWHQ WKH LQWDNH FDPVKDIW JHDU EROW WR 1:P
OE:IW  WXUQ DQRWKHU  GHJUHHV SOXV  GHJUHHV
 ,QVWDOO WKH H[KDXVW FDPVKDIW JHDU
 :KLOH KROGLQJ WKH H[KDXVW FDPVKDIW ILUPO\ LQ SODFH
LQVWDOO WKH H[KDXVW FDPVKDIW JHDU EROW

7LJKWHQ
%&

'$(:22 9 %/

7LJKWHQ WKH H[KDXVW FDPVKDIW JHDU EROW WR 1:P


OE:IW  WXUQ DQRWKHU  GHJUHHV SOXV  GHJUHHV
XVLQJ WKH DQJXODU WRUTXH JDXJH .0%

&   '2+& (1*,1( 0(&+$1,&$/


 $SSO\ D VPDOO DPRXQW RI JDVNHW VHDODQW WR WKH
FRUQHUV RI WKH IURQW FDPVKDIW FDSV DQG WR WKH WRS RI
WKH UHDU YDOYH FRYHUWRF\OLQGHU KHDG VHDO
 ,QVWDOO WKH YDOYH FRYHU DQG WKH YDOYH FRYHU JDVNHW
 ,QVWDOO WKH YDOYH FRYHU ZDVKHUV
 ,QVWDOO WKH YDOYH FRYHU EROWV

7LJKWHQ
7LJKWHQ WKH YDOYH FRYHU EROWV WR 1:P OE:LQ 

%&

 &RQQHFW WKH FUDQNFDVH EUHDWKHU WXEHV WR WKH YDOYH


FRYHU
 &RQQHFW WKH LJQLWLRQ ZLUHV WR WKH VSDUN SOXJV
 ,QVWDOO WKH VSDUN SOXJ FRYHU
 ,QVWDOO WKH VSDUN SOXJ FRYHU EROWV

7LJKWHQ
7LJKWHQ WKH VSDUN SOXJ FRYHU EROWV WR 1:P OE:LQ 
 ,QVWDOO WKH WLPLQJ EHOW 5HIHU WR 7LPLQJ %HOW LQ WKLV
VHFWLRQ
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&&

5($5 7,0,1* %(/7 &29(5


7RROV 5HTXLUHG
.0% 7RUTXH $QJXODU *DXJH

5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH WLPLQJ EHOW 5HIHU WR 7LPLQJ %HOW LQ WKLV
VHFWLRQ
 5HPRYH WKH FDPVKDIW JHDUV 5HIHU WR &DPVKDIW
*HDUV LQ WKLV VHFWLRQ
 5HPRYH WKH WLPLQJ EHOW DXWRPDWLF WHQVLRQHU EROW
 5HPRYH WKH WLPLQJ EHOW DXWRPDWLF WHQVLRQHU

&&

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  









5HPRYH WKH WLPLQJ EHOW LGOHU SXOOH\ QXWV


5HPRYH WKH WLPLQJ EHOW LGOHU SXOOH\V
5HPRYH WKH HQJLQH PRXQW UHWDLQLQJ EROWV
5HPRYH WKH HQJLQH PRXQW
5HPRYH WKH FUDQNVKDIW WLPLQJ EHOW GULYH JHDU EROW
5HPRYH WKH FUDQNVKDIW JHDU

&&

 5HPRYH WKH UHDU WLPLQJ EHOW FRYHU EROWV


 5HPRYH WKH UHDU WLPLQJ EHOW FRYHU

%&

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH UHDU WLPLQJ EHOW FRYHU
 ,QVWDOO WKH UHDU WLPLQJ EHOW FRYHU EROWV

7LJKWHQ
7LJKWHQ WKH UHDU WLPLQJ EHOW FRYHU EROWV WR 1:P
OE:LQ 
 ,QVWDOO WKH HQJLQH PRXQW DQG UHWDLQLQJ EROWV

7LJKWHQ
7LJKWHQ WKH HQJLQH PRXQW UHWDLQLQJ EROWV WR 1:P
OE:IW 

%&

'$(:22 9 %/

&   '2+& (1*,1( 0(&+$1,&$/


 ,QVWDOO WKH WLPLQJ EHOW LGOHU SXOOH\V
 ,QVWDOO WKH WLPLQJ EHOW LGOHU SXOOH\ QXWV

7LJKWHQ
7LJKWHQ WKH WLPLQJ EHOW LGOHU SXOOH\ QXWV WR 1:P 
OE:IW 
 ,QVWDOO WKH FUDQNVKDIW WLPLQJ EHOW GULYH JHDU DQG EROW

7LJKWHQ
7LJKWHQ WKH FUDQNVKDIW WLPLQJ EHOW GULYH JHDU EROW WR
1:P OE:IW SOXV E SOXV E XVLQJ WKH
DQJXODU WRUTXH JDXJH .0%

%&

 ,QVWDOO WKH WLPLQJ EHOW DXWRPDWLF WHQVLRQHU DQG EROW


 ,QVWDOO WKH FDPVKDIW JHDUV 5HIHU WR &DPVKDIW
*HDUV LQ WKLV VHFWLRQ
 ,QVWDOO WKH WLPLQJ EHOW DQG WLPLQJ EHOW FRYHU 5HIHU WR
7LPLQJ %HOW LQ WKLV VHFWLRQ
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&&

(1*,1(
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
5HPRYDO 3URFHGXUH
 5HPRYH WKH IXHO SXPS IXVH
 6WDUW WKH HQJLQH $IWHU LW VWDOOV FUDQN WKH HQJLQH IRU
 VHFRQGV WR ULG WKH IXHO V\VWHP RI IXHO SUHVVXUH
 5HPRYH WKH KRRG 5HIHU WR 6HFWLRQ 5 %RG\ )URQW
(QG
 'UDLQ WKH HQJLQH RLO
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&&

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  


 'LVFKDUJH WKH DLU FRQGLWLRQLQJ V\VWHP LI HTXLSSHG
5HIHU WR 6HFWLRQ % 0DQXDO &RQWURO +HDWLQJ
9HQWLODWLRQ DQG $LU &RQGLWLRQLQJ 6\VWHP
 'LVFRQQHFW WKH PDQLIROG DLU WHPSHUDWXUH VHQVRU
FRQQHFWRU
 5HPRYH WKH DLU LQWDNH WXEH
 'LVFRQQHFW WKH EUHDWKHU WXEHV IURP WKH YDOYH FRYHU
 5HPRYH WKH ULJKW IURQW ZKHHO 5HIHU WR 6HFWLRQ (
7LUHV DQG :KHHOV
 5HPRYH WKH ULJKW IURQW ZKHHO ZHOO VSODVK VKLHOG
5HIHU WR 6HFWLRQ 5 %RG\ )URQW (QG
 5HPRYH WKH DFFHVVRU\ GULYH EHOW 5HIHU WR 6HFWLRQ
% 3RZHU 6WHHULQJ 3XPS

&&

 'UDLQ WKH HQJLQH FRRODQW 5HIHU WR 6HFWLRQ '


(QJLQH &RROLQJ
 5HPRYH WKH FRROLQJ V\VWHP UDGLDWRU DQG WKH HQJLQH
FRROLQJ IDQV 5HIHU WR 6HFWLRQ ' (QJLQH &RROLQJ
 'LVFRQQHFW WKH XSSHU UDGLDWRU KRVH IURP WKH
WKHUPRVWDW KRXVLQJ
 'LVFRQQHFW WKH SRZHU VWHHULQJ UHWXUQ KRVH IURP WKH
SRZHU VWHHULQJ SXPS &ROOHFW WKH RLO LQ D VXLWDEOH
FRQWDLQHU
 'LVFRQQHFW WKH SRZHU VWHHULQJ SUHVVXUH KRVH IURP
WKH SRZHU VWHHULQJ SXPS &ROOHFW WKH RLO LQ D VXLWDEOH
FRQWDLQHU
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU DW WKH ',6
LJQLWLRQ FRLO DQG WKH (&0 JURXQG WHUPLQDO

&&

 'LVFRQQHFW WKH R[\JHQ VHQVRU FRQQHFWRU


 'LVFRQQHFW WKH LGOH DLU FRQWURO ,$& YDOYH FRQQHFWRU
DQG WKH PDLQIROG DEVROXWH SUHVVXUH 0$3 VHQVRU
FRQQHFWRU
 'LVFRQQHFW WKH WKURWWOH SRVLWLRQ VHQVRU 736
FRQQHFWRU
 'LVFRQQHFW WKH HQJLQH FRRODQW WHPSHUDWXUH (&7
VHQVRU FRQQHFWRU
 'LVFRQQHFW WKH FRRODQW WHPSHUDWXUH VHQVRU &76
FRQQHFWRU
 'LVFRQQHFW WKH DOWHUQDWRU YROWDJH UHJXODWRU
FRQQHFWRU DQG SRZHU OHDG
 'LVFRQQHFW WKH FDPVKDIW SRVLWLRQ &03 VHQVRU
FRQQHFWRU

%&

'$(:22 9 %/

&   '2+& (1*,1( 0(&+$1,&$/


 'LVFRQQHFW DOO RI WKH QHFHVVDU\ YDFXXP OLQHV
LQFOXGLQJ WKH EUDNH ERRVWHU YDFXXP KRVH
 'LVFRQQHFW WKH IXHO UHWXUQ OLQH DW WKH IXHO SUHVVXUH
UHJXODWRU
 'LVFRQQHFW WKH IXHO IHHG OLQH DW WKH IXHO UDLO
 5HPRYH WKH IXHO UDLO DQG LQMHFWRU FKDQQHO FRYHU DV
DQ DVVHPEO\ 5HIHU WR 6HFWLRQ ) (QJLQH &RQWUROV
/ '2+& 

%&

 'LVFRQQHFW WKH WKURWWOH FDEOH IURP WKH WKURWWOH ERG\


DQG WKH LQWDNH PDQLIROG EUDFNHW
 'LVFRQQHFW WKH FRRODQW KRVH DW WKH WKURWWOH ERG\
 'LVFRQQHFW WKH KHDWHU RXWOHW KRVH DW WKH FRRODQW
SLSH
 'LVFRQQHFW WKH FRRODQW E\SDVV KRVH IURP WKH
F\OLQGHU KHDG
 'LVFRQQHFW WKH VXUJH WDQN FRRODQW KRVH IURP WKH
FRRODQW SLSH
 'LVFRQQHFW WKH ORZHU UDGLDWRU KRVH IURP WKH FRRODQW
SLSH
 'LVFRQQHFW WKH VWDUWHU VROHQRLG 6 WHUPLQDO ZLUH
DQG SRZHU OHDG
 5HPRYH WKH $& FRPSUHVVRU 5HIHU WR 6HFWLRQ %
0DQXDO &RQWURO +HDWLQJ 9HQWLODWLRQ DQG $LU
&RQGLWLRQLQJ 6\VWHP
&)

/ '2+&
 5HPRYH WKH H[KDXVW IOH[ SLSH UHWDLQLQJ QXWV IURP
WKH H[KDXVW PDQLIROG VWXGV DQG WKH VXSSRUW EUDFNHW
 5HPRYH WKH H[KDXVW IOH[ SLSH UHWDLQLQJ QXWV IURP
WKH FDWDO\WLF FRQYHUWHU
 5HPRYH WKH H[KDXVW IOH[ SLSH

&&

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  


/ '2+&
 5HPRYH WKH DX[LOLDU\ FDWDO\WLF FRQYHUWHU ORZHU
IODQJH QXWV

&*

 5HPRYH WKH QXWV WKDW VHFXUH WKH IURQW PXIIOHU SLSH
WR WKH PDLQ FDWDO\WLF FRQYHUWHU
 5HPRYH WKH UXEEHU KDQJHUV WKDW DWWDFK WKH
FRQQHFWLQJ SLSH WR WKH YHKLFOH

&*

 5HPRYH WKH FRQQHFWLQJ SLSH PRXQWLQJ EUDFNHW QXWV


DQG WKH EUDFNHW
 5HPRYH WKH PDLQ FDWDO\WLF FRQYHUWHU DQG WKH
FRQQHFWLQJ SLSH

&*

'$(:22 9 %/

&   '2+& (1*,1( 0(&+$1,&$/


 5HPRYH WKH FUDQNVKDIW SXOOH\ EROWV
 5HPRYH WKH FUDQNVKDIW SXOOH\
 'LVFRQQHFW WKH YDFXXP OLQHV DW WKH FKDUFRDO
FDQLVWHU SXUJH &&3 DQG WKH H[KDXVW JDV
UHFLUFXODWLRQ (*5 VROHQRLGV
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU DW WKH &&3 DQG
WKH (*5 VROHQRLG
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU DW WKH RLO
SUHVVXUH VZLWFK
 'LVFRQQHFW WKH FUDQNVKDIW SRVLWLRQ DQG NQRFN
VHQVRU FRQQHFWRUV
 6XSSRUW WKH WUDQVPLVVLRQ ZLWK D IORRU MDFN
 5HPRYH WKH FHQWHU PHPEHU 5HIHU WR 6HFWLRQ 1
)UDPH DQG 8QGHUERG\
 ,QVWDOO WKH HQJLQH OLIWLQJ GHYLFH
%&

 5HPRYH WKH WUDQVD[OH WRUTXH FRQYHUWHU EROWV LI


DXWRPDWLF WUDQVD[OH HTXLSSHG
 5HPRYH WKH WUDQVD[OH EHOO KRXVLQJ EROWV DQG WKH RLO
SDQ IODQJH EROWV
 5HPRYH WKH ULJKW HQJLQH PRXQW EUDFNHW 5HIHU WR
6HFWLRQ % )LYH6SHHG 0DQXDO 7UDQVD[OH RU
6HFWLRQ $ =)+3 $XWRPDWLF 7UDQVD[OH
DQG $ $,6,1 /( $XWRPDWLF 7UDQVD[OH
 5HPRYH WKH UHVRQDWRU EROWV DQG UHVRQDWRU
 5HPRYH WKH DLU ILOWHU KRXVLQJ DQG EROWV

%&

 'LVFRQQHFW WKH ULJKW HQJLQH PRXQW EUDFNHW IURP WKH


HQJLQH PRXQW DQG HQJLQH E\ UHPRYLQJ WKH UHWDLQLQJ
EROWV
 6HSDUDWH WKH HQJLQH EORFN IURP WKH WUDQVD[OH
5HPRYH WKH HQJLQH

&&

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  


,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH HQJLQH LQWR WKH HQJLQH FRPSDUWPHQW
 $OLJQ WKH HQJLQH DOLJQPHQW SLQV WR WKH WUDQVD[OH
 ,QVWDOO WKH WUDQVD[OH EHOO KRXVLQJ EROWV

7LJKWHQ
7LJKWHQ WKH WUDQVD[OH EHOO KRXVLQJ EROWV WR 1:P
OE:IW 
 ,QVWDOO WKH RLO SDQ IODQJHWRWUDQVD[OH EROWV

7LJKWHQ
7LJKWHQ WKH RLO SDQ IODQJHWRWUDQVD[OH EROWV WR
1:P OE:IW 

&&

 ,QVWDOO WKH ULJKW HQJLQH PRXQW EUDFNHW WR WKH HQJLQH


EORFN PRXQW DQG WKH IUDPH PRXQW
 ,QVWDOO WKH ULJKW HQJLQH PRXQW EUDFNHW UHWDLQLQJ EROWV
DQG WKH QXW

7LJKWHQ
7LJKWHQ WKH ULJKW HQJLQH PRXQW EUDFNHW UHWDLQLQJ EROWV
DQG WKH QXW WR 1:P OE:IW 
 ,QVWDOO WKH UHDU HQJLQHWUDQVPLVVLRQ PRXQW EUDFNHW
5HIHU WR 6HFWLRQ $ =)+3 $XWRPDWLF
7UDQVD[OH DQG $ $,6,1 /( $XWRPDWLF
7UDQVD[OH
 ,QVWDOO WKH FHQWHU PHPEHU 5HIHU WR 6HFWLRQ 1
)UDPH DQG 8QGHUERG\

&&

 5HPRYH WKH IORRU MDFN XVHG IRU VXSSRUW RI WKH


WUDQVD[OH
 5HPRYH WKH HQJLQH OLIWLQJ GHYLFH
 ,QVWDOO WKH WUDQVD[OH WRUTXH FRQYHUWHU EROWV LI
DXWRPDWLF WUDQVD[OH HTXLSSHG

7LJKWHQ
7LJKWHQ WKH WUDQVD[OH WRUTXH FRQYHUWHU EROWV WR  1:P
OE:IW 

%&

'$(:22 9 %/

&   '2+& (1*,1( 0(&+$1,&$/


 &RQQHFW WKH YDFXXP OLQHV DW WKH FKDUFRDO FDQLVWHU
SXUJH VROHQRLG
 &RQQHFW WKH HOHFWULFDO FRQQHFWRU WR WKH FKDUFRDO
FDQLVWHU SXUJH VROHQRLG
 &RQQHFW WKH RLO SUHVVXUH VZLWFK FRQQHFWRU
 ,QVWDOO WKH FUDQNVKDIW SXOOH\
 ,QVWDOO WKH FUDQNVKDIW SXOOH\ EROWV

7LJKWHQ
7LJKWHQ WKH FUDQNVKDIW SXOOH\ EROWV WR 1:P
OE:IW XVLQJ D WRUTXH ZUHQFK

%&

 &RQQHFW WKH FUDQNVKDIW SRVLWLRQ DQG NQRFN VHQVRU


FRQQHFWRUV
/ '2+&
 ,QVWDOO WKH H[KDXVW IOH[ SLSH
 ,QVWDOO WKH H[KDXVW IOH[ SLSH UHWDLQLQJ QXWV WR WKH
H[KDXVW PDQLIROG VWXGV DQG WKH VXSSRUW EUDFNHW

7LJKWHQ
7LJKWHQ WKH H[KDXVW IOH[ SLSHWRH[KDXVW PDQLIROG
UHWDLQLQJ QXWV WR 1:P OE:IW 

7LJKWHQ
7LJKWHQ WKH H[KDXVW VXSSRUW EUDFNHW EROWV WR 1:P
OE:IW 

&&

/ '2+&
 ,QVHUW WKH PDLQ FDWDO\WLF FRQYHUWHU EROWV LQWR WKH IURQW
PXIIOHU IODQJH
 ,QVWDOO WKH UXEEHU KDQJHUV WKDW DWWDFK WKH FRQQHFWLQJ
SLSH WR WKH YHKLFOH
 ,QVWDOO WKH QXWV WR VHFXUH WKH IURQW PXIIOHU SLSH WR WKH
PDLQ FDWDO\WLF FRQYHUWHU

7LJKWHQ
7LJKWHQ WKH IURQW PXIIOHU SLSHWRPDLQ FDWDO\WLF
FRQYHUWHU QXWV WR 1:P OE:IW 

&*

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  


/ '2+&
 ,QVWDOO WKH DX[LOLDU\ FDWDO\WLF FRQYHUWHU ORZHU IODQJH
EROWV

7LJKWHQ
7LJKWHQ
WKH
FRQYHUWHUWRFRQQHFWLQJ
OE:IW 

DX[LOLDU\
SLSH QXWV

WR

FDWDO\WLF
1:P

&*

 ,QVWDOO WKH H[KDXVW IOH[ SLSH UHWDLQLQJ QXWV WR WKH


FDWDO\WLF FRQYHUWHU

7LJKWHQ
7LJKWHQ WKH H[KDXVW IOH[ SLSH UHWDLQLQJ QXWV WR WKH
FDWDO\WLF FRQYHUWHU WR 1:P OE:IW 
 &RQQHFW WKH SRZHU VWHHULQJ SUHVVXUH KRVH
 &RQQHFW WKH SRZHU VWHHULQJ UHWXUQ KRVH
 ,QVWDOO WKH $& FRPSUHVVRU LI HTXLSSHG 5HIHU WR
6HFWLRQ % 0DQXDO &RQWURO +HDWLQJ 9HQWLODWLRQ
DQG $LU &RQGLWLRQLQJ 6\VWHP

&&

 ,QVWDOO WKH DFFHVVRU\ GULYH EHOW 5HIHU WR 6HFWLRQ %


3RZHU 6WHHULQJ 3XPS
 ,QVWDOO WKH ULJKW IURQW ZKHHO ZHOO VSODVK VKLHOG 5HIHU
WR 6HFWLRQ 5 %RG\ )URQW (QG
 ,QVWDOO WKH ULJKW IURQW ZKHHO 5HIHU WR 6HFWLRQ (
7LUHV DQG :KHHOV
 &RQQHFW WKH IXHO IHHG OLQH WR WKH IXHO UDLO
 &RQQHFW WKH IXHO UHWXUQ OLQH WR WKH IXHO SUHVVXUH
UHJXODWRU
 ,QVWDOO WKH IXHO UDLO DQG LQMHFWRU FKDQQHO FRYHU DV DQ
DVVHPEO\ 5HIHU WR 6HFWLRQ ) (QJLQH &RQWUROV

%&

'$(:22 9 %/

&   '2+& (1*,1( 0(&+$1,&$/


 &RQQHFW DOO RI WKH QHFHVVDU\ YDFXXP OLQHV LQFOXGLQJ
WKH EUDNH ERRVWHU YDFXXP KRVH
 &RQQHFW WKH R[\JHQ VHQVRU FRQQHFWRU
 &RQQHFW WKH VWDUWHU VROHQRLG 6 WHUPLQDO ZLUH DQG
SRZHU OHDG
 &RQQHFW WKH DOWHUQDWRU YROWDJH UHJXODWRU FRQQHFWRU
 &RQQHFW WKH &76 FRQQHFWRU
 &RQQHFW WKH (&7 VHQVRU FRQQHFWRU
 &RQQHFW WKH 736 FRQQHFWRU
 &RQQHFW WKH ,$& YDOYH FRQQHFWRU
 &RQQHFW WKH 0$3 VHQVRU FRQQHFWRU
 &RQQHFW WKH &03 VHQVRU FRQQHFWRU / '2+& 

%&

 &RQQHFW WKH HOHFWULFDO FRQQHFWRU DW WKH ',6 LJQLWLRQ


FRLO DQG WKH (&0 JURXQG WHUPLQDO
 ,QVWDOO WKH DLU LQWDNH WXEH
 ,QVWDOO WKH DLU ILOWHU KRXVLQJ DQG WKH EROWV

7LJKWHQ
7LJKWHQ WKH DLU ILOWHU KRXVLQJ EROWV WR 1:P OE:LQ 
 &RQQHFW WKH EUHDWKHU WXEHV WR WKH YDOYH FRYHU
 &RQQHFW WKH PDQLIROG DLU WHPSHUDWXUH VHQVRU
FRQQHFWRU
 ,QVWDOO WKH FRROLQJ V\VWHP UDGLDWRU DQG WKH HQJLQH
FRROLQJ IDQV 5HIHU WR 6HFWLRQ ' (QJLQH &RROLQJ
 ,QVWDOO WKH UHVRQDWRU DQG UHWDLQLQJ EROWV

7LJKWHQ
7LJKWHQ WKH UHVRQDWRU EROWV WR 1:P OE:LQ 
&&

 &RQQHFW WKH ORZHU UDGLDWRU KRVH WR WKH FRRODQW SLSH


 &RQQHFW WKH XSSHU UDGLDWRU KRVH WR WKH WKHUPRVWDW
KRXVLQJ
 &RQQHFW WKH KHDWHU LQOHW KRVH WR WKH F\OLQGHU KHDG
 &RQQHFW WKH KHDWHU RXWOHW KRVH WR WKH FRRODQW SLSH
 &RQQHFW WKH FRRODQW VXUJH WDQN KRVH WR WKH FRRODQW
SLSH
 &RQQHFW WKH FRRODQW KRVH WR WKH WKURWWOH ERG\

&&

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  


 &RQQHFW WKH WKURWWOH FDEOH WR WKH WKURWWOH ERG\ DQG
WKH LQWDNH PDQLIROG EUDFNHW
 ,QVWDOO WKH IXHO SXPS IXVH
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HILOO WKH HQJLQH FUDQNFDVH ZLWK HQJLQH RLO
 5HILOO WKH HQJLQH FRRODQW V\VWHP 5HIHU WR 6HFWLRQ
' (QJLQH &RROLQJ
 )LOO DQG EOHHG WKH SRZHU VWHHULQJ V\VWHP 5HIHU WR
6HFWLRQ $ 3RZHU 6WHHULQJ 6\VWHP
 5HILOO WKH $& UHIULJHUDQW V\VWHP LI HTXLSSHG 5HIHU
WR 6HFWLRQ % 0DQXDO &RQWURO +HDWLQJ 9HQWLODWLRQ
DQG $LU &RQGLWLRQLQJ 6\VWHP
 ,QVWDOO WKH KRRG 5HIHU WR 6HFWLRQ 5 %RG\ )URQW
(QG

&)

3,67216 $1' &211(&7,1* 52'6


7RROV 5HTXLUHG
- 8QLYHUVDO 3LVWRQ ULQJ &RPSUHVVRU
- &\OLQGHU %RUH &KHFN *DXJH
.03LVWRQ 3LQ 6HUYLFH 6HW
.0% $QJXODU 7RUTXH *DXJH

5HPRYDO 3URFHGXUH

%&

 5HPRYH WKH F\OLQGHU KHDG ZLWK WKH LQWDNH PDQLIROG


DQG H[KDXVW PDQLIROG DWWDFKHG 5HIHU WR &\OLQGHU
+HDG DQG *DVNHW LQ WKLV VHFWLRQ
 5HPRYH WKH RLO SDQ 5HIHU WR 2LO 3DQ LQ WKLV VHFWLRQ
 5HPRYH WKH RLO SXPSSLFNXS WXEH EROWV
 5HPRYH WKH RLO SXPSSLFNXS WXEH
 5HPRYH WKH HQJLQH EORFN ORZHU VXSSRUW DQG WKH
VSODVK VKLHOG EROWV
 5HPRYH WKH HQJLQH EORFN ORZHU VXSSRUW DQG WKH
VSODVK VKLHOG





0RYH WKH SLVWRQ WR WKH ERWWRP RI WKH SLVWRQ VWURNH


0DUN WKH FRQQHFWLQJ URG FDS IRU SRVLWLRQ
5HPRYH WKH FRQQHFWLQJ URG FDS EROWV
5HPRYH WKH FRQQHFWLQJ URG FDS DQG WKH ORZHU
FRQQHFWLQJ URG EHDULQJ
 5HPRYH WKH XSSHU SLVWRQ FRQQHFWLQJ URG EHDULQJ
 5LGJH UHDP WKH F\OLQGHU ZDOO

$%

'$(:22 9 %/

&   '2+& (1*,1( 0(&+$1,&$/


&DXWLRQ 8VH FDUH ZKHQ KDQGOLQJ WKH SLVWRQ :RUQ
SLVWRQ ULQJV DUH VKDUS DQG PD\ FDXVH LQMXU\
 5HPRYH WKH SLVWRQ
 8VH D SLVWRQ ULQJ H[SDQGHU WRRO WR H[SDQG WKH SLVWRQ
ULQJV
 5HPRYH WKH SLVWRQ ULQJV

%&

 5HPRYH WKH SLVWRQ SLQ IURP WKH SLVWRQ DQG


FRQQHFWLQJ URG DVVHPEO\ XVLQJ WKH SLVWRQ SLQ
VHUYLFH VHW .0
 6HSDUDWH WKH SLVWRQ IURP WKH FRQQHFWLQJ URG

$%

,QVSHFWLRQ 3URFHGXUH
 ,QVSHFW WKH FRQQHFWLQJ URG IRU EHQGLQJ RU WZLVWLQJ ,I
WKH FRQQHFWLQJ URG LV EHQW RU WZLVWHG UHSODFH WKH
FRQQHFWLQJ URG
 ,QVSHFW WKH FRQQHFWLQJ URG EHDULQJV
 ,QVSHFW WKH FRQQHFWLQJ URG ORZHU HQG IRU ZHDU
 ,QVSHFW WKH FRQQHFWLQJ URG XSSHU HQG IRU VFRULQJ
 ,QVSHFW WKH FUDQNVKDIW URG EHDULQJ MRXUQDO IRU ZHDU
5HIHU WR (QJLQH 6SHFLILFDWLRQV LQ WKLV VHFWLRQ
 ,QVSHFW WKH SLVWRQ IRU VFRULQJ FUDFNV DQG ZHDU
 ,QVSHFW WKH SLVWRQ IRU WDSHU XVLQJ D PLFURPHWHU

$%

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  


 ,QVSHFW WKH SLVWRQ IRU ILW WR WKH FRQQHFWLQJ URG

$%

 ,QVSHFW WKH HQJLQH EORFN GHFN VXUIDFH IRU IODWQHVV


XVLQJ D VWUDLJKW HGJH DQG D IHHOHU JDXJH 5HIHU WR
(QJLQH 6SHFLILFDWLRQV LQ WKLV VHFWLRQ
 ,QVSHFW WKH EHDULQJ ERUH IRU FRQFHQWULFLW\ DQG
DOLJQPHQW XVLQJ F\OLQGHU ERUH FKHFN JDXJH -
5HIHU WR (QJLQH 6SHFLILFDWLRQV LQ WKLV VHFWLRQ ,I
WKH EHDULQJ ERUH LV EH\RQG VSHFLILFDWLRQV UHSODFH
WKH HQJLQH EORFN
 ,QVSHFW WKH HQJLQH EORFN F\OLQGHU ERUH IRU ZHDU
UXQRXW ULGJLQJ DQG WDSHU XVLQJ D ERUH JDXJH 5HIHU
WR (QJLQH 6SHFLILFDWLRQV LQ WKLV VHFWLRQ
 ,QVSHFW WKH HQJLQH EORFN F\OLQGHU ERUH IRU JOD]LQJ
/LJKWO\ KRQH WKH F\OLQGHU ERUH DV QHFHVVDU\

&%

,QVWDOODWLRQ 3URFHGXUH

$%

'$(:22 9 %/

,PSRUWDQW )RU HDVH RI LQVWDOODWLRQ RI WKH SLVWRQ SLQ


WKH FRQQHFWLQJ URG VKRXOG EH KHDWHG WR E& +HDW
WKH XSSHU FRQQHFWLQJ URG RQO\ 8VH FRPPHUFLDO
WKHUPRFRORU PDWHULDO WR GHWHUPLQH WKH FRUUHFW
WHPSHUDWXUH :KHQ WKH WKHUPRFRORU PDWHULDO FKDQJHV
IURP EODFN WR JUHHQ WKH WHPSHUDWXUH LV FRUUHFW IRU
LQVWDOODWLRQ
 $OLJQ WKH QRWFK RQ WKH SLVWRQ DQG FRQQHFWLQJ URG VR
WKDW WKH SURSHU VLGHV ZLOO EH IDFLQJ WKH IURQW RI WKH
HQJLQH
 ,QVWDOO WKH SLVWRQ SLQ JXLGH WKURXJK WKH SLVWRQ DQG WKH
FRQQHFWLQJ URG
 &RDW WKH SLVWRQ SLQ ZLWK FOHDQ RLO
 ,QVWDOO WKH SLVWRQ SLQ LQWR WKH RSSRVLWH VLGH RI WKH
SLVWRQ
 ,QVWDOO WKH SLVWRQ SLQ LQWR WKH SLVWRQ DQG FRQQHFWLQJ URG
DVVHPEO\ XVLQJ WKH SLVWRQ SLQ VHUYLFH VHW .0

&   '2+& (1*,1( 0(&+$1,&$/


 6HOHFW D VHW RI QHZ SLVWRQ ULQJV
 0HDVXUH WKH SLVWRQ ULQJ JDS XVLQJ D IHHOHU JDXJH
5HIHU WR (QJLQH 6SHFLILFDWLRQV LQ WKLV VHFWLRQ
 ,QFUHDVH WKH SLVWRQ ULQJ JDS E\ FDUHIXOO\ ILOLQJ RII
H[FHVV PDWHULDO LI WKH SLVWRQ ULQJ JDS LV EHORZ
VSHFLILFDWLRQV

$%

 0HDVXUH WKH SLVWRQ ULQJ VLGH FOHDUDQFH XVLQJ D


IHHOHU JDXJH 5HIHU WR (QJLQH 6SHFLILFDWLRQV LQ WKLV
VHFWLRQ
 ,I WKH SLVWRQ ULQJ LV WRR WKLFN WU\ DQRWKHU SLVWRQ ULQJ
 ,I QR SLVWRQ ULQJ FDQ EH IRXQG WKDW ILWV WR
VSHFLILFDWLRQV WKH SLVWRQ ULQJ PD\ EH JURXQG WR
VL]H ZLWK HPHU\ SDSHU SODFHG RQ D VKHHW RI JODVV

$&

 ,QVWDOO D SLVWRQ RLO ULQJ WKH H[SDQGHU WKHQ WKH


VHFRQG SLVWRQ RLO ULQJ WR WKH ERWWRP ULQJ JURRYH RI
WKH SLVWRQ
 ,QVWDOO WKH VHFRQG FRPSUHVVLRQ ULQJ WR WKH PLGGOH
ULQJ JURRYH RI WKH SLVWRQ
 ,QVWDOO WKH WRS FRPSUHVVLRQ ULQJ WR WKH WRS ULQJ
JURRYH RI WKH SLVWRQ

$%

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  


 8VH D SLVWRQ ULQJ H[SDQGHU WR LQVWDOO WKH SLVWRQ ULQJV
'R QRW H[SDQG WKH SLVWRQ ULQJV EH\RQG WKH
H[SDQVLRQ QHFHVVDU\ IRU LQVWDOODWLRQ
 6WDJJHU WKH SLVWRQ RLO ULQJV WKH RLO ULQJ UDLO JDSV WKH
VHFRQG FRPSUHVVLRQ ULQJ DQG WKH WRS FRPSUHVVLRQ
ULQJ LQ UHODWLRQ WR WKH QRWFK RQ WKH WRS RI WKH SLVWRQ

$&

 /XEULFDWH WKH F\OLQGHU ZDOO DQG WKH SLVWRQ ULQJV ZLWK
FOHDQ HQJLQH RLO
 ,QVWDOO WKH SLVWRQ XVLQJ WKH XQLYHUVDO SLVWRQ ULQJ
FRPSUHVVRU - DQG D ZRRG KDQGOH *XLGH WKH
ORZHU FRQQHFWLQJ URG HQG WR SUHYHQW GDPDJLQJ WKH
FUDQNVKDIW MRXUQDO
 ,QVWDOO WKH FRQQHFWLQJ URG FDS DQG EHDULQJV 5HIHU WR
&UDQNVKDIW %HDULQJV DQG &RQQHFWLQJ 5RG %HDULQJV
 *DXJLQJ 3ODVWLF LQ WKLV VHFWLRQ

&%

 ,QVWDOO WKH FRQQHFWLQJ URG FDS EHDULQJ EROWV

7LJKWHQ
7LJKWHQ WKH FRQQHFWLQJ URG FDS EHDULQJ EROWV WR
1:P  OE:IW  8VLQJ WKH DQJXODU WRUTXH JDXJH
.0% WLJKWHQ WKH EROWV RQH WXUQ RI GHJUHHV
SOXV  GHJUHHV
 ,QVWDOO
WKH
HQJLQH
EORFN
ORZHU
VXSSRUW
EUDFNHWVSODVK VKLHOG EROWV

7LJKWHQ
7LJKWHQ WKH HQJLQH EORFN
ORZHU VXSSRUW
EUDFNHWVSODVK VKLHOG EROWV WR  1:P  OE:IW 

$&

'$(:22 9 %/

&   '2+& (1*,1( 0(&+$1,&$/


 ,QVWDOO WKH RLO SXPSSLFNXS WXEH
 ,QVWDOO WKH RLO SXPSSLFNXS WXEH EROWV

7LJKWHQ
7LJKWHQ WKH RLO SXPSSLFNXS WXEH EROWV WR 1:P
OE:LQ 
 ,QVWDOO WKH RLO SDQ 5HIHU WR 2LO 3DQ LQ WKLV VHFWLRQ
 ,QVWDOO WKH F\OLQGHU KHDG ZLWK WKH LQWDNH PDQLIROG DQG
H[KDXVW PDQLIROG DWWDFKHG 5HIHU WR &\OLQGHU +HDG
DQG *DVNHW LQ WKLV VHFWLRQ

%&

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  

81,7 5(3$,5
&</,1'(5 +($' $1' 9$/9(
75$,1 &20321(176
7RROV 5HTXLUHG
.0% *DXJH
.0&XWWHU 6HW
.0*XLGH 'ULIW
.0&XWWHUV
.0&XWWHUV
.09DOYH 6SULQJ &RPSUHVVRU
.0$GDSWHU
.05HDPHU

'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH F\OLQGHU KHDG ZLWK WKH LQWDNH PDQLIROG
DQG WKH H[KDXVW PDQLIROG DWWDFKHG 5HIHU WR
&\OLQGHU +HDG DQG *DVNHW LQ WKLV VHFWLRQ
 5HPRYH WKH FRRODQW WHPSHUDWXUH VHQVRU
 5HPRYH WKH H[KDXVW PDQLIROG KHDW VKLHOG EROWV
 5HPRYH WKH H[KDXVW PDQLIROG KHDW VKLHOG
 5HPRYH WKH H[KDXVW PDQLIROG UHWDLQLQJ QXWV LQ WKH
VHTXHQFH VKRZQ
 5HPRYH WKH H[KDXVW PDQLIROG
 5HPRYH WKH H[KDXVW PDQLIROG JDVNHW
 5HPRYH WKH H[KDXVW PDQLIROG VWXGV

%&

 5HPRYH WKH WKHUPRVWDW KRXVLQJ PRXQWLQJ EROWV


 5HPRYH WKH WKHUPRVWDW KRXVLQJ DVVHPEO\
 5HPRYH WKH IXHO UDLO DVVHPEO\ 5HIHU WR 6HFWLRQ )
(QJLQH &RQWUROV / '2+& 
 5HPRYH WKH FRRODQW E\SDVV KRXVLQJ PRXQWLQJ EROWV
DQG WKH KRXVLQJ

%&

'$(:22 9 %/

&   '2+& (1*,1( 0(&+$1,&$/


 5HPRYH WKH LQWDNH PDQLIROG UHWDLQLQJ QXWV DQG
UHWDLQLQJ EROW LQ WKH VHTXHQFH VKRZQ
 5HPRYH WKH LQWDNH PDQLIROG
 5HPRYH WKH LQWDNH PDQLIROG JDVNHW

%&

 5HPRYH WKH ',6 LJQLWLRQ FRLO DQG (*5 PRXQWLQJ


EUDFNHW EROWV
 5HPRYH WKH ',6 LJQLWLRQ FRLO DQG (*5 PRXQWLQJ
EUDFNHW DQG LJQLWLRQ ZLUHV
 5HPRYH WKH LQWDNH PDQLIROG VWXGV
 5HPRYH WKH VSDUN SOXJV

%&

 5HPRYH WKH FDPVKDIW EHDULQJ FDS EROWV JUDGXDOO\


DQG LQ WKH VHTXHQFH VKRZQ IRU HDFK FDPVKDIW FDS

%&

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  


 5HPRYH WKH LQWDNH FDPVKDIW FDSV 0DLQWDLQ WKH
FRUUHFW SRVLWLRQV IRU LQVWDOODWLRQ
 5HPRYH WKH LQWDNH FDPVKDIW
 5HPRYH WKH LQWDNH YDOYH ODVK DGMXVWHUV
 5HPRYH WKH H[KDXVW FDPVKDIW FDSV 0DLQWDLQ WKH
FRUUHFW SRVLWLRQV IRU LQVWDOODWLRQ
 5HPRYH WKH H[KDXVW FDPVKDIW
 5HPRYH WKH H[KDXVW YDOYH ODVK DGMXVWHUV

%&

 &RPSUHVV WKH YDOYH VSULQJV ZLWK WKH YDOYH VSULQJ


FRPSUHVVRU .0DQG WKH DGDSWHU .0
 5HPRYH WKH YDOYH UHWDLQHUV
 5HPRYH WKH YDOYH VSULQJ FRPSUHVVRU .0DQG
WKH DGDSWHU .0
 5HPRYH WKH YDOYH VSULQJ FDSV
 5HPRYH WKH YDOYH VSULQJV 0DLQWDLQ WKH RULJLQDO
SRVLWLRQ RI WKH YDOYH VSULQJV IRU LQVWDOODWLRQ

$&

 5HPRYH WKH YDOYHV 0DLQWDLQ WKH RULJLQDO SRVLWLRQ RI


WKH YDOYHV IRU LQVWDOODWLRQ
 5HPRYH WKH YDOYH VWHP VHDOV

$&

'$(:22 9 %/

&   '2+& (1*,1( 0(&+$1,&$/


&\OLQGHU +HDG ,QVSHFWLRQ
 &OHDQ WKH VHDOLQJ VXUIDFHV
 ,QVSHFW WKH F\OLQGHU KHDG JDVNHW DQG PDWLQJ VXUIDFHV
IRU OHDNV FRUURVLRQ DQG EORZE\
 ,QVSHFW WKH F\OLQGHU KHDG IRU FUDFNV
 ,QVSHFW WKH OHQJWK DQG ZLGWK RI WKH F\OLQGHU KHDG
XVLQJ D IHHOHU JDXJH DQG D VWUDLJKW HGJH
 &KHFN WKH VHDOLQJ VXUIDFHV IRU GHIRUPDWLRQ DQG
ZDUSDJH 7KH F\OLQGHU KHDG VHDOLQJ VXUIDFHV PXVW EH
IODW ZLWKLQ PP LQFK PD[LPXP

$&

 0HDVXUH WKH KHLJKW RI WKH F\OLQGHU KHDG IURP VHDOLQJ


VXUIDFH WR VHDOLQJ VXUIDFH 7KH F\OLQGHU KHDG KHLJKW
VKRXOG EH  WR PP WR 
LQFKHV  ,I WKH F\OLQGHU KHDG KHLJKW LV OHVV WKDQ
PP LQFKHV  UHSODFH WKH F\OLQGHU KHDG
 ,QVSHFW DOO WKUHDGHG KROHV IRU GDPDJH
 ,QVSHFW YDOYH VHDWV IRU H[FHVVLYH ZHDU DQG EXUQHG
VSRWV

$&

9DOYH ,QVSHFWLRQ
 ,QVSHFW WKH YDOYH VWHP WLS IRU ZHDU
 ,QVSHFW WKH YDOYH UHWDLQHU JURRYHV DQG WKH RLO VHDO
JURRYHV IRU FKLSV DQG ZHDU
 ,QVSHFW WKH YDOYHV IRU EXUQV RU FUDFNV
 ,QVSHFW WKH YDOYH VWHP IRU EXUUV DQG VFUDWFKHV
 ,QVSHFW WKH YDOYH VWHP 7KH YDOYH VWHP PXVW EH
VWUDLJKW
 ,QVSHFW WKH YDOYH IDFH IRU JURRYLQJ ,I WKH JURRYH LV VR
GHHS WKDW UHIDFLQJ WKH YDOYH ZRXOG UHVXOW LQ D VKDUS
HGJH UHSODFH WKH YDOYH
 ,QVSHFW WKH YDOYH VSULQJ ,I WKH YDOYH VSULQJ HQGV DUH
QRW SDUDOOHO UHSODFH WKH YDOYH VSULQJ
 ,QVSHFW WKH YDOYH VSULQJ VHDWLQJ VXUIDFH RI WKH YDOYH
URWDWRUV IRU ZHDU RU JRXJHV 5HSODFH DV UHTXLUHG
$%

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  


&OHDQLQJ 3URFHGXUH





&OHDQ WKH F\OLQGHU KHDG


&OHDQ WKH YDOYH JXLGHV
&OHDQ DOO RI WKH WKUHDGHG KROHV
&OHDQ WKH YDOYHV RI FDUERQ RLO DQG YDUQLVK

$&

&\OLQGHU +HDG 2YHUKDXO


9DOYH *ULQGLQ
 /XEULFDWH WKH YDOYH VHDW XVLQJ D ILQHJUDLQHG SDVWH
 /LIW WKH YDOYH UK\WKPLFDOO\ IURP WKH VHDW ZLWK D
FRPPHUFLDOO\ DYDLODEOH YDOYH JULQGLQJ WRRO LQ RUGHU WR
GLVWULEXWH WKH SDVWH

$&

 &KHFN WKH FRQWDFW SDWWHUQ RQ WKH YDOYH KHDG DQG LQ


WKH F\OLQGHU KHDG
 &OHDQ WKH YDOYHV WKH YDOYH JXLGHV DQG WKH F\OLQGHU
KHDG

$%

'$(:22 9 %/

&   '2+& (1*,1( 0(&+$1,&$/


9DOYH *ULQG
 (QVXUH WKDW WKHUH DUH QR FUDWHU OLQH EXUQV RQ WKH YDOYH
FRQH
 7KH YDOYH PD\ EH UHJURXQG RQO\ WZR WLPHV 'R QRW
JULQG WKH YDOYH VWHP HQG
 (QVXUH WKDW WKH DQJOH DW WKH YDOYH IDFH LV GHJUHHV
 ,QVSHFW WKH DVVHPEO\ KHLJKW RI WKH LQWDNH YDOYHV DQG
WKH H[KDXVW YDOYHV

$%

9DOYH *XLGH  5HDP


 0HDVXUH WKH GLDPHWHU RI WKH YDOYH JXLGH XVLQJ JDXJH
0.0% DQG D FRPPHUFLDOO\ DYDLODEOH LQVLGH
PLFURPHWHU

$&

,PSRUWDQW 9DOYH RYHUVL]HV PD\ DOUHDG\ KDYH EHHQ


ILWWHG LQ SURGXFWLRQ
 $Q RYHUVL]H VHUYLFH FRGH LV RQ WKH YDOYH JXLGH DQG
WKH YDOYH VWHP HQG 7KH IROORZLQJ WDEOH JLYHV WKH
FRUUHFW VL]H UHDPHU DQG SURGXFWLRQ FRGH IRU HDFK
VHUYLFH
6L]H

5HDPHU

3URGXFWLRQ
&RGH

1RUPDO



$&

6HUYLFH
&RGH
.

.0

.

.

 5HDP WKH YDOYH JXLGH IURP WKH XSSHU VLGH RI WKH


F\OLQGHU KHDG WR WKH QH[W RYHUVL]H
 $IWHU UHDPLQJ FURVV RXW WKH FRGH DQG HPERVV WKH
YDOYH JXLGH ZLWK WKH QHZ FRGH

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  

q
q
q

$%

9DOYH 6HDW  &XW


 3ODFH WKH F\OLQGHU KHDG RQ ZRRGHQ EORFNV
 &XW WKH LQWDNH DQG WKH H[KDXVW YDOYH VHDWV XVLQJ WKH
JXLGH GULIW .0DV IROORZV
- 9DOYH VHDW  $  GHJUHH VXUIDFH XVLQJ WKH FXWWHU
.0
- 8SSHU FRUUHFWLRQ DQJOH  $  GHJUHH VXUIDFH
XVLQJ WKH FXWWHU .0
- /RZHU FRUUHFWLRQ DQJOH  $  GHJUHH VXUIDFH
XVLQJ WKH FXWWHU .0
 &OHDQ WKH FKLSSLQJV IURP WKH F\OLQGHU KHDG
 ,QVSHFW WKH GLPHQVLRQ IRU WKH YDOYH VHDW ZLGWK
- ,QWDNH WR PP WR LQFK 
- ([KDXVW WR PP WR LQFK 
 ,QVSHFW WKH DVVHPEO\ KHLJKW RI WKH LQWDNH YDOYHV DQG
WKH H[KDXVW YDOYHV ,I WKH GLPHQVLRQ LV H[FHHGHG
LQVWDOO QHZ YDOYHV ,QVSHFW WKH DVVHPEO\ KHLJKW RI WKH
LQWDNH YDOYHV DQG WKH H[KDXVW YDOYHV DJDLQ ,I WKH
YDOYH DVVHPEO\ KHLJKW LV VWLOO WRR ODUJH GHVSLWH
UHSODFLQJ WKH YDOYHV UHSODFH WKH F\OLQGHU KHDG

$VVHPEO\ 3URFHGXUH
 &RDW WKH YDOYH VWHPV ZLWK HQJLQH RLO
 ,QVHUW WKH YDOYHV LQ WKH F\OLQGHU KHDG LQ WKHLU RULJLQDO
SRVLWLRQV
 ,QVHUW WKH YDOYH VSULQJ VHDWV
 3XVK WKH DFFRPSDQ\LQJ DVVHPEO\ VOHHYH RQWR WKH
YDOYH VWHP
 ,QVHUW WKH QHZ YDOYH VWHP VHDW
 &DUHIXOO\ GULYH WKH YDOYH VWHP VHDO RQWR WKH VWRS ZLWK
OLJKW WDSV
 ,QVWDOO WKH YDOYH VSULQJV LQ WKHLU RULJLQDO SRVLWLRQV
 ,QVWDOO WKH YDOYH VSULQJ FDSV

%&

'$(:22 9 %/

&   '2+& (1*,1( 0(&+$1,&$/


 &RPSUHVV WKH YDOYH VSULQJV ZLWK WKH YDOYH VSULQJ
FRPSUHVVRU .0DQG DGDSWHU .0
 ,QVWDOO WKH YDOYH UHWDLQHUV
 5HPRYH WKH YDOYH VSULQJ FRPSUHVVRU .0DQG
DGDSWHU .0

$&

 /XEULFDWH WKH YDOYH ODVK DGMXVWHUV ZLWK HQJLQH RLO


 ,QVWDOO WKH YDOYH ODVK DGMXVWHUV

%&

 ,QVWDOO WKH LQWDNH FDPVKDIW


 ,QVWDOO WKH LQWDNH FDPVKDIW EHDULQJ FDSV LQ WKHLU
RULJLQDO SRVLWLRQV
 ,QVWDOO WKH H[KDXVW FDPVKDIW
 ,QVWDOO WKH H[KDXVW FDPVKDIW EHDULQJ FDSV LQ WKHLU
RULJLQDO SRVLWLRQV
 ,QVWDOO WKH FDPVKDIW EHDULQJ FDS EROWV
 7LJKWHQ WKH FDPVKDIW EHDULQJ FDS EROWV JUDGXDOO\
DQG LQ WKH VHTXHQFH VKRZQ IRU HDFK FDPVKDIW FDS

7LJKWHQ
7LJKWHQ WKH FDPVKDIW EHDULQJ FDS EROWV WR 1:P
OE:LQ 

%&

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  


 ,QVWDOO WKH VSDUN SOXJV

7LJKWHQ
7LJKWHQ WKH VSDUN SOXJV WR 1:P OE:IW 
 ,QVWDOO WKH ',6 LJQLWLRQ FRLO DQG (*5 PRXQWLQJ
EUDFNHW DQG EROW
7LJKWHQ WKH ',6 LJQLWLRQ FRLO DQG (*5 PRXQWLQJ
EUDFNHW EROWV WR  1P  OE:IW 
 ,QVWDOO WKH ',6 LJQLWLRQ FRLO DQG (*5

7LJKWHQ
7LJKWHQ WKH ',6 LJQLWLRQ FRLO DQG (*5 1:P
OE:LQ 

%&






,QVWDOO WKH LQWDNH PDQLIROG VWXGV


,QVWDOO WKH LQWDNH PDQLIROG JDVNHW
,QVWDOO WKH LQWDNH PDQLIROG
,QVWDOO WKH LQWDNH PDQLIROG UHWDLQLQJ QXWV DQG
UHWDLQLQJ EROW LQ WKH VHTXHQFH VKRZQ

7LJKWHQ
7LJKWHQ WKH LQWDNH PDQLIROG UHWDLQLQJ QXWV DQG
UHWDLQLQJ EROW WR 1:P OE:IW 

%&

 ,QVWDOO WKH IXHO UDLO DVVHPEO\ 5HIHU WR 6HFWLRQ )


(QJLQH &RQWUROV / '2+& 
 ,QVWDOO WKH WKHUPRVWDW KRXVLQJ DVVHPEO\
 ,QVWDOO WKH WKHUPRVWDW KRXVLQJ PRXQWLQJ EROWV

7LJKWHQ
7LJKWHQ WKH WKHUPRVWDW KRXVLQJ PRXQWLQJ EROWV WR
1:P OE:IW 
 ,QVWDOO WKH FRRODQW E\SDVV KRXVLQJ EROWV

7LJKWHQ
7LJKWHQ WKH FRRODQW E\SDVV KRXVLQJ EROWV WR 1:P
OE:IW 

%&

'$(:22 9 %/

&   '2+& (1*,1( 0(&+$1,&$/






,QVWDOO WKH H[KDXVW PDQLIROG VWXGV


,QVWDOO WKH H[KDXVW PDQLIROG JDVNHW
,QVWDOO WKH H[KDXVW PDQLIROG
,QVWDOO WKH H[KDXVW PDQLIROG UHWDLQLQJ QXWV LQ WKH
VHTXHQFH VKRZQ

7LJKWHQ
7LJKWHQ WKH H[KDXVW PDQLIROG UHWDLQLQJ QXWV WR
1:P  OE:IW 
 ,QVWDOO WKH H[KDXVW PDQLIROG KHDW VKLHOG
 ,QVWDOO WKH H[KDXVW PDQLIROG KHDW VKLHOG EROWV

7LJKWHQ

%&

7LJKWHQ WKH H[KDXVW PDQLIROG KHDW VKLHOG EROWV WR


1:P OE:LQ 
 ,QVWDOO WKH F\OLQGHU KHDG ZLWK WKH LQWDNH PDQLIROG DQG
WKH H[KDXVW PDQLIROG DWWDFKHG 5HIHU WR &\OLQGHU
+HDG DQG *DVNHW LQ WKLV VHFWLRQ

&5$1.6+$)7
7RROV 5HTXLUHG
.0(QJLQH 2YHUKDXO 6WDQG
.0% $QJXODU 7RUTXH *DXJH
-&UDQNVKDIW 5HDU 2LO 6HDO ,QVWDOOHU RU .0
1RWLFH 7DNH H[WUHPH FDUH WR SUHYHQW DQ\ VFUDWFKHV
QLFNV RU GDPDJH WR WKH FDPVKDIWV

'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH HQJLQH 5HIHU WR CC(QJLQH

LQ WKLV
VHFWLRQ
 5HPRYH WKH IO\ZKHHO RU IOH[LEOH SODWH EROWV
 5HPRYH WKH IO\ZKHHO RU WKH IOH[LEOH SODWH

$%

 5HPRYH WKH FUDQNVKDIW UHDU RLO VHDO


 0RXQW WKH HQJLQH DVVHPEO\ RQ WKH HQJLQH RYHUKDXO
VWDQG .0

$&

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  







5HPRYH WKH IURQW WLPLQJ EHOW FRYHU EROWV


5HPRYH WKH IURQW WLPLQJ EHOW FRYHU
5HPRYH WKH FUDQNVKDIW SXOOH\ EROWV
5HPRYH WKH FUDQNVKDIW SXOOH\

%&

 /RRVHQ WKH WLPLQJ EHOW DXWRPDWLF WHQVLRQHU EROW


 5RWDWH WKH WLPLQJ EHOW DXWRPDWLF WHQVLRQHU KH[NH\
FORFNZLVH WR UHOHDVH WKH WHQVLRQ
 5HPRYH WKH WLPLQJ EHOW LGOHU SXOOH\ QXWV
 5HPRYH WKH WLPLQJ EHOW LGOHU SXOOH\V
 5HPRYH WKH WLPLQJ EHOW
 5HPRYH WKH HQJLQH PRXQW UHWDLQLQJ EROWV
 5HPRYH WKH HQJLQH PRXQW

&&

 'LVFRQQHFW WKH FUDQNFDVH EUHDWKHU WXEHV IURP WKH


YDOYH FRYHU
 5HPRYH WKH VSDUN SOXJ FRYHU EROWV
 5HPRYH WKH VSDUN SOXJ FRYHU
 'LVFRQQHFW WKH LJQLWLRQ ZLUHV IURP WKH VSDUN SOXJV
 5HPRYH WKH YDOYH FRYHU EROWV
 5HPRYH WKH YDOYH FRYHU ZDVKHUV
 5HPRYH WKH YDOYH FRYHU DQG WKH YDOYH FRYHU JDVNHW

%&

'$(:22 9 %/

&   '2+& (1*,1( 0(&+$1,&$/


1RWLFH 7DNH H[WUHPH FDUH WR SUHYHQW DQ\ VFUDWFKHV
QLFNV RU GDPDJH WR WKH FDPVKDIWV
 :KLOH KROGLQJ WKH LQWDNH FDPVKDIW ILUPO\ LQ SODFH
UHPRYH WKH LQWDNH FDPVKDIW EROW
 5HPRYH WKH LQWDNH FDPVKDIW JHDU
 :KLOH KROGLQJ WKH H[KDXVW FDPVKDIW ILUPO\ LQ SODFH
UHPRYH WKH H[KDXVW FDPVKDIW EROW
 5HPRYH WKH H[KDXVW FDPVKDIW JHDU

%&

 5HPRYH WKH FUDQNVKDIW WLPLQJ EHOW JHDU

&&

 5HPRYH WKH UHDU WLPLQJ EHOW FRYHU EROWV DQG FRYHU

%&

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  


 5RWDWH WKH HQJLQH RQ WKH HQJLQH RYHUKDXO VWDQG
.0

$&







5HPRYH WKH RLO SDQ UHWDLQLQJ EROWV


5HPRYH WKH RLO SDQ
5HPRYH WKH RLO SXPSSLFNXS WXEH EROWV
5HPRYH WKH RLO SXPSSLFNXS WXEH
5HPRYH WKH ORZHU EORFN VXSSRUW EUDFNHWVSODVK
VKLHOG EROWV
 5HPRYH WKH VSODVK VKLHOG
 5HPRYH WKH ORZHU EORFN VXSSRUW EUDFNHW EROWV
 5HPRYH WKH ORZHU EORFN VXSSRUW EUDFNHW

%&

 5HPRYH WKH RLO SXPS UHWDLQLQJ EROWV


 5HPRYH WKH RLO SXPS

%&

'$(:22 9 %/

&   '2+& (1*,1( 0(&+$1,&$/


 0DUN WKH RUGHU RI WKH FRQQHFWLQJ URG EHDULQJ FDSV
 5HPRYH WKH FRQQHFWLQJ URG EHDULQJ FDS EROWV IRU DOO
RI WKH SLVWRQV
 5HPRYH WKH FRQQHFWLQJ URG EHDULQJ FDSV DQG WKH
ORZHU FRQQHFWLQJ URG EHDULQJV

%&

 0DUN WKH RUGHU RI WKH FUDQNVKDIW EHDULQJ FDSV


 5HPRYH WKH FUDQNVKDIW EHDULQJ FDS EROWV
 5HPRYH WKH FUDQNVKDIW EHDULQJ FDSV DQG WKH ORZHU
FUDQNVKDIW EHDULQJV
 5HPRYH WKH FUDQNVKDIW
 &OHDQ DQ\ QHFHVVDU\ SDUWV

%&

$VVHPEO\ 3URFHGXUH
 &RDW WKH FUDQNVKDIW EHDULQJV ZLWK HQJLQH RLO
 ,I UHSODFLQJ WKH FUDQNVKDIW WUDQVIHU WKH SXOVH SLFNXS
VHQVRU GLVF WR WKH QHZ FUDQNVKDIW

7LJKWHQ
7LJKWHQ WKH SXOVH SLFNXS VHQVRU GLVF WR  1:P 
OE:LQ 

%&

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  


 ,QVWDOO WKH FUDQNVKDIW
 ,QVWDOO WKH ORZHU FUDQNVKDIW EHDULQJV LQ WKH EHDULQJ
FDSV
 ,QVSHFW WKH FUDQNVKDIW HQG SOD\ ZLWK WKH FUDQNVKDIW
EHDULQJV LQVWDOOHG
 &KHFN IRU SHUPLVVLEOH FUDQNVKDIW HQG SOD\ 5HIHU WR
(QJLQH 6SHFLILFDWLRQV LQ WKLV VHFWLRQ

$%

 :LWK WKH FUDQNVKDIW PRXQWHG RQ WKH IURQW DQG UHDU


FUDQNVKDIW EHDULQJV FKHFN WKH PLGGOH FUDQNVKDIW
MRXUQDO IRU SHUPLVVLEOH RXWRIURXQG UXQRXW  5HIHU
WR (QJLQH 6SHFLILFDWLRQV LQ WKLV VHFWLRQ

$%

,PSRUWDQW *UHDVH WKH FUDQNVKDIW MRXUQDOV DQG OXEULFDWH


WKH FUDQNVKDIW EHDULQJV VOLJKWO\ VR WKDW WKH SODVWLF
JDXJLQJ WKUHDG GRHV QRW WHDU ZKHQ WKH FUDQNVKDIW
EHDULQJ FDSV DUH UHPRYHG
 ,QVSHFW DOO RI WKH FUDQNVKDIW EHDULQJ FOHDUDQFHV
XVLQJ D FRPPHUFLDOO\ DYDLODEOH SODVWLF JDXJLQJ
GXFWLOH SODVWLF WKUHDGV 
 &XW WKH SODVWLF JDXJLQJ WKUHDGV WR WKH OHQJWK RI WKH
EHDULQJ ZLGWK /D\ WKHP D[LDOO\ EHWZHHQ WKH
FUDQNVKDIW MRXUQDOV DQG WKH FUDQNVKDIW EHDULQJV
 ,QVWDOO WKH FUDQNVKDIW EHDULQJ FDSV DQG WKH EROWV

7LJKWHQ
7LJKWHQ WKH FUDQNVKDIW EHDULQJ FDS EROWV WR 1:P
OE:IW  8VLQJ WKH DQJXODU WRUTXH JDXJH .0 %
WLJKWHQ WKH EROW DQ DGGLWLRQDO WXUQ RI SOXV GHJUHHV
SOXV  GHJUHHV
$%

'$(:22 9 %/

&   '2+& (1*,1( 0(&+$1,&$/


 5HPRYH WKH FUDQNVKDIW EHDULQJ FDS EROWV DQG WKH
FDSV
 0HDVXUH WKH ZLGWK RI WKH IODWWHQHG SODVWLF WKUHDG RI
WKH SODVWLF JDXJLQJ XVLQJ D UXOHU 3ODVWLF JDXJLQJ LV
DYDLODEOH IRU GLIIHUHQW WROHUDQFH UDQJHV
 ,QVSHFW WKH EHDULQJ FOHDUDQFH IRU SHUPLVVLEOH
WROHUDQFH UDQJHV 5HIHU WR (QJLQH 6SHFLILFDWLRQV
LQ WKLV VHFWLRQ

$%

 $SSO\ D EHDG RI DGKHVLYH VHDOLQJ FRPSRXQG WR WKH


JURRYHV RI WKH FUDQNVKDIW EHDULQJ FDSV
 ,QVWDOO WKH FUDQNVKDIW EHDULQJ FDSV WR WKH HQJLQH
EORFN
 7LJKWHQ WKH FUDQNVKDIW EHDULQJ FDSV XVLQJ QHZ
EROWV

7LJKWHQ
7LJKWHQ WKH FUDQNVKDIW EHDULQJ FDS EROWV WR 1:P
OE:IW XVLQJ D WRUTXH ZUHQFK 8VH WKH DQJXODU
WRUTXH JDXJH .0% WR WLJKWHQ WKH FUDQNVKDIW
EHDULQJV SOXV GHJUHHV SOXV  GHJUHHV

$%

,PSRUWDQW *UHDVH WKH FRQQHFWLQJ URG MRXUQDOV DQG


OXEULFDWH WKH FRQQHFWLQJ URG EHDULQJV VOLJKWO\ VR WKDW WKH
SODVWLF JDXJLQJ WKUHDG GRHV QRW WHDU ZKHQ WKH
FRQQHFWLQJ URG EHDULQJ FDSV DUH UHPRYHG
 ,QVSHFW DOO RI WKH FRQQHFWLQJ URG EHDULQJ FOHDUDQFHV
XVLQJ D FRPPHUFLDOO\ DYDLODEOH SODVWLF JDXJLQJ
GXFWLOH SODVWLF WKUHDGV 
 &XW WKH SODVWLF JDXJLQJ WKUHDGV WR WKH OHQJWK RI
WKHFRQQHFWLQJ URG EHDULQJ ZLGWK /D\ WKHP
D[LDOO\ EHWZHHQ WKH FRQQHFWLQJ URG MRXUQDOV DQG WKH
FRQQHFWLQJ URG EHDULQJV
 ,QVWDOO WKH FRQQHFWLQJ URG EHDULQJ FDSV

7LJKWHQ

$%

7LJKWHQ WKH FRQQHFWLQJ URG EHDULQJ FDS EROWV WR


1:P OE:IW XVLQJ D WRUTXH ZUHQFK 8VH WKH
DQJXODU WRUTXH JDXJH .0% WR WLJKWHQ WKH
FRQQHFWLQJ URG EHDULQJ FDS EROWV WR SOXV GHJUHHV
SOXV  GHJUHHV

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  


 5HPRYH WKH FRQQHFWLQJ URG EHDULQJ FDSV
 0HDVXUH WKH ZLGWK RI WKH IODWWHQHG SODVWLF WKUHDG RI
WKH SODVWLF JDXJLQJ XVLQJ D UXOHU 3ODVWLF JDXJLQJ LV
DYDLODEOH IRU GLIIHUHQW WROHUDQFH UDQJHV
 ,QVSHFW WKH EHDULQJ FOHDUDQFH IRU SHUPLVVLEOH
WROHUDQFH UDQJHV 5HIHU WR (QJLQH 6SHFLILFDWLRQV
LQ WKLV VHFWLRQ

$%

 ,QVWDOO WKH FRQQHFWLQJ URG EHDULQJ FDSV WR WKH


FRQQHFWLQJ URGV
 7LJKWHQ WKH FRQQHFWLQJ URG EHDULQJ FDSV XVLQJ QHZ
EROWV

7LJKWHQ
7LJKWHQ WKH FRQQHFWLQJ URG EHDULQJ FDS EROWV WR 
1:P OE:IW XVLQJ D WRUTXH ZUHQFK 8VH WKH DQJXODU
WRUTXH JDXJH .0% WR WLJKWHQ WKH FRQQHFWLQJ URG
FDS EROWV WR SOXV GHJUHHV SOXV  GHJUHHV

$&

 ,QVWDOO WKH RLO SXPS


 ,QVWDOO WKH RLO SXPS UHWDLQLQJ EROWV

7LJKWHQ
7LJKWHQ WKH RLO SXPS UHWDLQLQJ EROWV WR 1:P 
OE:LQ 

%&

'$(:22 9 %/

&   '2+& (1*,1( 0(&+$1,&$/


 ,QVWDOO WKH ORZHU EORFN VXSSRUW EUDFNHW DQG EROWV

7LJKWHQ
7LJKWHQ WKH ORZHU EORFN VXSSRUW EROWV WR  1:P 
OE:LQ 
 ,QVWDOO WKH ORZHU EORFN VXSSRUW EUDFNHW VSODVK VKLHOG
DQG EROWV

7LJKWHQ
7LJKWHQ WKH ORZHU EORFN VXSSRUW EUDFNHW DQG VSODVK
VKLHOG EROWV WR  1:P  OE:IW 
 ,QVWDOO WKH RLO SXPSSLFNXS WXEH
 ,QVWDOO WKH RLO SXPSSLFNXS WXEH EROWV

7LJKWHQ
7LJKWHQ WKH RLO SXPSSLFNXS WXEH EROWV WR 1:P
OE:LQ 
%&






&RDW WKH QHZ RLO SDQ JDVNHW ZLWK VHDODQW


,QVWDOO WKH RLO SDQ JDVNHW WR WKH RLO SDQ
,QVWDOO WKH RLO SDQ
,QVWDOO WKH RLO SDQ UHWDLQLQJ EROWV

7LJKWHQ
7LJKWHQ WKH RLO SDQ UHWDLQLQJ EROWV WR 1:P
OE:LQ 

&&

 5RWDWH WKH HQJLQH RQ WKH HQJLQH RYHUKDXO VWDQG


.0

$&

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  


 ,QVWDOO WKH UHDU WLPLQJ EHOW FRYHU
 ,QVWDOO WKH UHDU WLPLQJ EHOW FRYHU EROWV

7LJKWHQ
7LJKWHQ WKH UHDU WLPLQJ EHOW FRYHU EROWV WR 1:P
OE:LQ 
 ,QVWDOO WKH FUDQNVKDIW WLPLQJ EHOW GULYH JHDU DQG EROW

7LJKWHQ
7LJKWHQ WKH FUDQNVKDIW WLPLQJ EHOW GULYH JHDU EROW WR
 1:P OE:IW SOXV  GHJUHHV WR  GHJUHVV
XVLQJ WKH WRUTXH DQJXODU JDXJH .0%
 ,QVWDOO WKH HQJLQH PRXQW DQG UHWDLQLQJ EROWV

7LJKWHQ
7LJKWHQ WKH HQJLQH PRXQW UHWDLQLQJ EROWV WR 1:P
OE:IW 
%&

 ,QVWDOO WKH WLPLQJ EHOW DXWRPDWLF WHQVLRQHU


 ,QVWDOO WKH WLPLQJ EHOW DXWRPDWLF WHQVLRQHU EROWV

7LJKWHQ
7LJKWHQ WKH WLPLQJ EHOW DXWRPDWLF WHQVLRQHU EROWV WR 
1:P OE:IW 
 ,QVWDOO WKH WLPLQJ EHOW LGOHU SXOOH\
 ,QVWDOO WKH WLPLQJ EHOW LGOHU SXOOH\ QXWV

7LJKWHQ
7LJKWHQ WKH WLPLQJ EHOW LGOHU SXOOH\ QXWV WR 1:P
OE:IW 

&&

1RWLFH 7DNH H[WUHPH FDUH WR SUHYHQW DQ\ VFUDWFKHV


QLFNV RU GDPDJH WR WKH FDPVKDIWV
 ,QVWDOO WKH LQWDNH FDPVKDIW JHDU
 ,QVWDOO WKH LQWDNH FDPVKDIW JHDU EROW ZKLOH KROGLQJ
WKH LQWDNH FDPVKDIW ILUPO\ LQ SODFH

7LJKWHQ
7LJKWHQ WKH LQWDNH FDPVKDIW JHDU EROW WR 1:P
OE:IW SOXV  GHJUHHV DQG  GHJUHHV
 ,QVWDOO WKH H[KDXVW FDPVKDIW JHDU
 ,QVWDOO WKH H[KDXVW FDPVKDIW JHDU EROW ZKLOH KROGLQJ
WKH H[KDXVW FDPVKDIW ILUPO\ LQ SODFH

7LJKWHQ
7LJKWHQ WKH H[KDXVW FDPVKDIW JHDU EROW WR 1:P
OE:IW SOXV  GHJUHHV DQG  GHJUHHV
%&

'$(:22 9 %/

&   '2+& (1*,1( 0(&+$1,&$/


 ,QVWDOO WKH WLPLQJ EHOW 5HIHU WR 7LPLQJ %HOW LQ WKLV
VHFWLRQ
 $GMXVW WKH WLPLQJ EHOW WHQVLRQ 5HIHU WR 7LPLQJ %HOW
&KHFN DQG $GMXVW LQ WKLV VHFWLRQ
 $SSO\ D VPDOO DPRXQW RI JDVNHW VHDODQW WR WKH
FRUQHUV RI WKH IURQW FDPVKDIW FDSV DQG WR WKH WRS RI
WKH UHDU YDOYH FRYHU WR F\OLQGHU KHDG VHDO
 ,QVWDOO WKH YDOYH FRYHU DQG WKH YDOYH FRYHU JDVNHW
 ,QVWDOO WKH YDOYH FRYHU ZDVKHUV
 ,QVWDOO WKH YDOYH FRYHU EROWV

7LJKWHQ
7LJKWHQ WKH YDOYH FRYHU EROWV WR 1:P OE:LQ 

%&

 &RQQHFW WKH LJQLWLRQ ZLUHV WR WKH VSDUN SOXJV


 ,QVWDOO WKH VSDUN SOXJ FRYHU
 ,QVWDOO WKH VSDUN SOXJ FRYHU EROWV

7LJKWHQ
7LJKWHQ WKH VSDUN SOXJ FRYHU EROWV WR 1:P OE:LQ 
 &RQQHFW WKH FUDQNFDVH EUHDWKHU WXEH WR WKH YDOYH
FRYHU
 ,QVWDOO WKH IURQW WLPLQJ EHOW FRYHU
 ,QVWDOO WKH IURQW WLPLQJ EHOW FRYHU EROWV

7LJKWHQ

%&

7LJKWHQ WKH IURQW WLPLQJ EHOW FRYHU EROWV WR 1:P


OE:LQ 
 ,QVWDOO WKH HQJLQH OLIWLQJ GHYLFH
 5HPRYH WKH HQJLQH IURP WKH HQJLQH RYHUKDXO VWDQG
.0
 ,QVWDOO D QHZ FUDQNVKDIW UHDU RLO VHDO XVLQJ LQVWDOOHU
- RU .0 

$&

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  


 ,QVWDOO WKH IO\ZKHHO RU IOH[LEOH SODWH
 ,QVWDOO WKH IO\ZKHHO RU WKH IOH[LEOH SODWH EROWV

7LJKWHQ
7LJKWHQ WKH IO\ZKHHO EROWV WR 1:P OE:IW  8VH
WKH DQJXODU WRUTXH JDXJH .0% WR WLJKWHQ WKH
IO\ZKHHO EROWV WR GHJUHHV SOXV GHJUHHV )RU WKH
DXWRPDWLF WUDQVPLVVLRQ WLJKWHQ WKH IOH[LEOH SODWH EROWV
WR 1:P OE:IW 
 ,QVWDOO WKH HQJLQH 5HIHU WR (QJLQH LQ WKLV VHFWLRQ

$&

&5$1.6+$)7 %($5,1*6 $1'


&211(&7,1* 52' %($5,1*6 
*$8*,1* 3/$67,&
7RROV 5HTXLUHG
.0% $QJXODU 7RUTXH *DXJH

,QVSHFWLRQ 3URFHGXUH  &UDQNVKDIW

$%

 &RDW WKH FUDQNVKDIW EHDULQJV ZLWK HQJLQH RLO


 ,QVWDOO WKH XSSHU FUDQNVKDIW EHDULQJV LQWR WKH HQJLQH
EORFN FUDQNVKDIW MRXUQDOV
 ,QVWDOO WKH ORZHU FUDQNVKDIW EHDULQJV LQWR WKH
FUDQNVKDIW EHDULQJ FDSV
 ,QVWDOO WKH FUDQNVKDIW
 ,QVSHFW WKH FUDQNVKDIW HQG SOD\ ZLWK WKH FUDQNVKDIW
EHDULQJV LQVWDOOHG
 &KHFN IRU SHUPLVVLEOH FUDQNVKDIW HQG SOD\ 5HIHU WR
(QJLQH 6SHFLILFDWLRQV LQ WKLV VHFWLRQ
 :LWK WKH FUDQNVKDIW PRXQWHG RQ WKH IURQW DQG UHDU
FUDQNVKDIW EHDULQJV FKHFN WKH PLGGOH FUDQNVKDIW
MRXUQDO IRU SHUPLVVLEOH RXWRIURXQG UXQRXW  5HIHU WR
(QJLQH 6SHFLILFDWLRQV LQ WKLV VHFWLRQ

$%

'$(:22 9 %/

&   '2+& (1*,1( 0(&+$1,&$/


,PSRUWDQW *UHDVH WKH FUDQNVKDIW MRXUQDOV DQG OXEULFDWH
WKH FUDQNVKDIW EHDULQJV VOLJKWO\ VR WKDW WKH SODVWLF
JDXJLQJ WKUHDG GRHV QRW WHDU ZKHQ WKH FUDQNVKDIW
EHDULQJ FDSV DUH UHPRYHG
 ,QVSHFW DOO RI WKH FUDQNVKDIW EHDULQJ FOHDUDQFHV
XVLQJ D FRPPHUFLDOO\ DYDLODEOH SODVWLF JDXJLQJ
GXFWLOH SODVWLF WKUHDGV 
 &XW WKH SODVWLF JDXJLQJ WKUHDGV WR WKH OHQJWK RI WKH
EHDULQJ ZLGWK /D\ WKHP D[LDOO\ EHWZHHQ WKH
FUDQNVKDIW MRXUQDOV DQG WKH FUDQNVKDIW EHDULQJV

$%

 ,QVWDOO WKH FUDQNVKDIW EHDULQJ FDSV


 ,QVWDOO WKH FUDQNVKDIW EHDULQJ FDS EROWV

7LJKWHQ
7LJKWHQ WKH FUDQNVKDIW EHDULQJ FDS EROWV WR 1:P
OE:IW  8VLQJ WKH DQJXODU WRUTXH JDXJH .0%
WLJKWHQ WKH FUDQNVKDIW EHDULQJ FDS EROWV WR SOXV 
GHJUHHV SOXV  GHJUHHV

$%

 5HPRYH WKH FUDQNVKDIW EHDULQJ FDSV


 0HDVXUH WKH ZLGWK RI WKH IODWWHQHG SODVWLF WKUHDG RI
WKH SODVWLF JDXJLQJ XVLQJ D UXOHU 3ODVWLF JDXJLQJ LV
DYDLODEOH IRU GLIIHUHQW WROHUDQFH UDQJHV
 ,QVSHFW WKH EHDULQJ FOHDUDQFHV IRU SHUPLVVLEOH
WROHUDQFH UDQJHV 5HIHU WR (QJLQH 6SHFLILFDWLRQV
LQ WKLV VHFWLRQ

$%

'$(:22 9 %/

'2+& (1*,1( 0(&+$1,&$/ &  


,QVSHFWLRQ 3URFHGXUH  &RQQHFWLQJ 5RGV
 &RDW WKH FRQQHFWLQJ URG EHDULQJV ZLWK HQJLQH RLO
 ,QVWDOO WKH XSSHU FRQQHFWLQJ URG EHDULQJV LQWR WKH
FRQQHFWLQJ URG MRXUQDOV
 ,QVWDOO WKH ORZHU FRQQHFWLQJ URG EHDULQJV LQWR WKH
FRQQHFWLQJ URG EHDULQJ FDSV
,PSRUWDQW *UHDVH WKH FRQQHFWLQJ URG MRXUQDOV DQG
OXEULFDWH WKH FRQQHFWLQJ URG EHDULQJV VOLJKWO\ VR WKDW WKH
SODVWLF JDXJLQJ WKUHDG GRHV QRW WHDU ZKHQ WKH
FRQQHFWLQJ URG EHDULQJ FDSV DUH UHPRYHG

$%

 ,QVSHFW DOO RI WKH FRQQHFWLQJ URG EHDULQJ FOHDUDQFHV


XVLQJ D FRPPHUFLDOO\ DYDLODEOH SODVWLF JDXJLQJ
GXFWLOH SODVWLF WKUHDGV 
 &XW WKH SODVWLF JDXJLQJ WKUHDGV WR WKH OHQJWK RI
WKH EHDULQJ ZLGWK /D\ WKHP D[LDOO\ EHWZHHQ WKH
FRQQHFWLQJ URG MRXUQDOV DQG WKH FRQQHFWLQJ URG
EHDULQJV
 ,QVWDOO WKH FRQQHFWLQJ URG EHDULQJ FDSV
 ,QVWDOO WKH FRQQHFWLQJ URG EHDULQJ FDS EROWV

7LJKWHQ
7LJKWHQ WKH FRQQHFWLQJ URG EHDULQJ FDS EROWV WR
1:P OE:IW  8VLQJ WKH DQJXODU WRUTXH JDXJH
.0% WLJKWHQ WKH FRQQHFWLQJ URG FDS EROWV WR
SOXV GHJUHHV SOXV  GHJUHHV

$&

 5HPRYH WKH FRQQHFWLQJ URG EHDULQJ FDSV


 0HDVXUH WKH ZLGWK RI WKH IODWWHQHG SODVWLF WKUHDG RI
WKH SODVWLF JDXJLQJ XVLQJ D UXOHU 3ODVWLF JDXJLQJ LV
DYDLODEOH IRU GLIIHUHQW WROHUDQFH UDQJHV
 ,QVSHFW WKH EHDULQJ FOHDUDQFH IRU SHUPLVVLEOH
WROHUDQFH UDQJHV 5HIHU WR (QJLQH 6SHFLILFDWLRQV
LQ WKLV VHFWLRQ

$%

'$(:22 9 %/

&   '2+& (1*,1( 0(&+$1,&$/

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
&</,1'(5 +($' $1' *$6.(7

7KH F\OLQGHU KHDG LV PDGH RI DQ DOXPLQXP DOOR\ 7KH


F\OLQGHU KHDG XVHV FURVVIORZ LQWDNH DQG H[KDXVW SRUWV
$ VSDUN SOXJ LV ORFDWHG LQ WKH FHQWHU RI HDFK FRPEXVWLRQ
FKDPEHU 7KH F\OLQGHU KHDG KRXVHV WKH GXDO FDPVKDIWV

&5$1.6+$)7

7KH FUDQNVKDIW KDV HLJKW LQWHJUDO ZHLJKWV ZKLFK DUH FDVW


ZLWK LW IRU EDODQFLQJ 2LO KROHV UXQ WKURXJK WKH FHQWHU RI
WKH FUDQNVKDIW WR VXSSO\ RLO WR WKH FRQQHFWLQJ URGV WKH
EHDULQJV WKH SLVWRQV DQG WKH RWKHU FRPSRQHQWV 7KH
HQG WKUXVW ORDG LV WDNHQ E\ WKH WKUXVW ZDVKHUV LQVWDOOHG
DW WKH FHQWHU MRXUQDO

7,0,1* %(/7
7KH WLPLQJ EHOW FRRUGLQDWHV WKH FUDQNVKDIW DQG WKH GXDO
RYHUKHDG FDPVKDIWV DQG NHHSV WKHP V\QFKURQL]HG 7KH
WLPLQJ EHOW DOVR WXUQV WKH FRRODQW SXPS 7KH WLPLQJ EHOW
DQG WKH SXOOH\V DUH WRRWKHG VR WKDW WKHUH LV QR VOLSSDJH
EHWZHHQ WKHP 7KHUH DUH WZR LGOHU SXOOH\V $Q DXWRPDWLF
WHQVLRQHU SXOOH\ PDLQWDLQV WKH WLPLQJ EHOW
V FRUUHFW
WHQVLRQ 7KH WLPLQJ EHOW LV PDGH RI D WRXJK UHLQIRUFHG
UXEEHU VLPLODU WR WKDW XVHG RQ WKH VHUSHQWLQH GULYH EHOW
7KH WLPLQJ EHOW UHTXLUHV QR OXEULFDWLRQ

2,/ 3803
7KH RLO SXPS GUDZV HQJLQH RLO IURP WKH RLO SDQ DQG IHHGV
LW XQGHU SUHVVXUH WR WKH YDULRXV SDUWV RI WKH HQJLQH $Q
RLO VWUDLQHU LV PRXQWHG EHIRUH WKH LQOHW RI WKH RLO SXPS WR
UHPRYH LPSXULWLHV ZKLFK FRXOG FORJ RU GDPDJH WKH RLO
SXPS RU RWKHU HQJLQH FRPSRQHQWV :KHQ WKH
FUDQNVKDIW URWDWHV WKH RLO SXPS GULYHQ JHDU URWDWHV
7KLV FDXVHV WKH VSDFH EHWZHHQ WKH JHDUV WR FRQVWDQWO\
RSHQ DQG QDUURZ SXOOLQJ RLO LQ IURP WKH RLO SDQ ZKHQ WKH
VSDFH RSHQV DQG SXPSLQJ WKH RLO RXW WR WKH HQJLQH DV LW
QDUURZV
$W KLJK HQJLQH VSHHGV WKH RLO SXPS VXSSOLHV D PXFK
KLJKHU DPRXQW RI RLO WKDQ UHTXLUHG IRU OXEULFDWLRQ RI WKH
HQJLQH 7KH RLO SUHVVXUH UHJXODWRU SUHYHQWV WRR PXFK RLO
IURP HQWHULQJ WKH HQJLQH OXEULFDWLRQ SDVVDJHV 'XULQJ
QRUPDO RLO VXSSO\ D FRLO VSULQJ DQG YDOYH NHHS WKH
E\SDVV FORVHG GLUHFWLQJ DOO RI WKH RLO SXPSHG WR WKH
HQJLQH :KHQ WKH DPRXQW RI RLO EHLQJ SXPSHG
LQFUHDVHV WKH SUHVVXUH EHFRPHV KLJK HQRXJK WR
RYHUFRPH WKH IRUFH RI WKH VSULQJ 7KLV RSHQV WKH YDOYH
RI WKH RLO SUHVVXUH UHJXODWRU DOORZLQJ WKH H[FHVV RLO WR
IORZ WKURXJK WKH YDOYH DQG GUDLQ EDFN WR WKH RLO SDQ

2,/ 3$1
7KH HQJLQH RLO SDQ LV PRXQWHG WR WKH ERWWRP RI WKH
F\OLQGHU EORFN 7KH HQJLQH RLO SDQ KRXVHV WKH
FUDQNFDVH DQG LV PDGH RI FDVW DOXPLQXP
(QJLQH RLO LV SXPSHG IURP WKH RLO SDQ E\ WKH RLO SXPS
$IWHU LW SDVVHV WKURXJK WKH RLO ILOWHU LW LV IHG WKURXJK WZR

SDWKV WR OXEULFDWH WKH F\OLQGHU EORFN DQG F\OLQGHU KHDG


,Q RQH SDWK WKH RLO LV SXPSHG WKURXJK RLO SDVVDJHV LQ
WKH FUDQNVKDIW WR WKH FRQQHFWLQJ URGV WKHQ WR WKH
SLVWRQV DQG F\OLQGHUV ,W WKHQ GUDLQV EDFN WR WKH RLO SDQ
,Q WKH VHFRQG SDWK WKH RLO LV SXPSHG WKURXJK SDVVDJHV
WR WKH FDPVKDIW 7KH RLO SDVVHV WKURXJK WKH LQWHUQDO
SDVVDJHZD\V LQ WKH FDPVKDIWV WR OXEULFDWH WKH YDOYH
DVVHPEOLHV EHIRUH GUDLQLQJ EDFN WR WKH RLO SDQ

(;+$867 0$1,)2/'
$ VLQJOH IRXUSRUW UHDUWDNHGRZQ PDQLIROG LV XVHG ZLWK
WKLV HQJLQH 7KH PDQLIROG LV GHVLJQHG WR GLUHFW HVFDSLQJ
H[KDXVW JDVHV RXW RI WKH FRPEXVWLRQ FKDPEHUV ZLWK
DPLQLPXP RI EDFN SUHVVXUH 7KH R[\JHQ VHQVRU LV
PRXQWHG WR WKH H[KDXVW PDQLIROG

,17$.( 0$1,)2/'

7KH LQWDNH PDQLIROG KDV IRXU LQGHSHQGHQW ORQJ SRUWV DQG


XWLOL]HV DQ LQHUWLDO VXSHUFKDUJLQJ HIIHFW WR LPSURYH
HQJLQH WRUTXH DW ORZ DQG PRGHUDWH VSHHGV

&$06+$)76
7KLV HQJLQH LV D GXDO RYHUKHDG FDPVKDIW '2+& W\SH
ZKLFK PHDQV WKHUH DUH WZR FDPVKDIWV 2QH FDPVKDIW
RSHUDWHV WKH LQWDNH YDOYHV DQG WKH RWKHU FDPVKDIW
RSHUDWHV WKH H[KDXVW YDOYHV 7KH FDPVKDIWV VLW LQ
MRXUQDOV RQ WKH WRS RI WKH HQJLQH LQ WKH F\OLQGHU KHDG
DQG DUH KHOG LQ SODFH E\ FDPVKDIW FDSV 7KH FDPVKDIW
MRXUQDOV RI WKH F\OLQGHU KHDG DUH GULOOHG IRU RLO SDVVDJHV
(QJLQH RLO WUDYHOV WR WKH FDPVKDIWV XQGHU SUHVVXUH
ZKHUH LW OXEULFDWHV HDFK FDPVKDIW MRXUQDO 7KH RLO
UHWXUQV WR WKH RLO SDQ WKURXJK GUDLQ KROHV LQ WKH F\OLQGHU
KHDG 7KH FDPVKDIW OREHV DUH PDFKLQHG LQWR WKH VROLG
FDPVKDIW WR SUHFLVHO\ RSHQ DQG FORVH WKH LQWDNH DQG WKH
H[KDXVW YDOYHV WKH FRUUHFW DPRXQW DW WKH FRUUHFW WLPH
7KH FDPVKDIW OREHV DUH RLOHG E\ VSODVK DFWLRQ IURP
SUHVVXUL]HG RLO HVFDSLQJ IURP WKH FDPVKDIW MRXUQDOV

(;+$867 *$6 5(&,5&8/$7,21


9$/9(
7KH H[KDXVW JDV UHFLUFXODWLRQ (*5 V\VWHP LV XVHG WR
ORZHU R[LGHV RI QLWURJHQ 12; HPLVVLRQ OHYHOV FDXVHG
E\ KLJK FRPEXVWLRQ WHPSHUDWXUH 7KH PDLQ HOHPHQW RI
WKH V\VWHP LV WKH (*5 YDOYH RSHUDWHG E\
7KH (*5 YDOYH IHHGV VPDOO DPRXQWV RI H[KDXVW JDV LQWR
WKH LQWDNH PDQLIROG WR GHFUHDVH FRPEXVWLRQ
WHPSHUDWXUH 7KH DPRXQW RI H[KDXVW JDV UHFLUFXODWHG LV
FRQWUROOHG E\ YDULDWLRQV LQ YDFXXP DQG H[KDXVW EDFN
SUHVVXUH ,I WRR PXFK H[KDXVW JDV HQWHUV FRPEXVWLRQ
ZLOO QRW WDNH SODFH )RU WKLV UHDVRQ YHU\ OLWWOH H[KDXVW
JDV LV DOORZHG WR SDVV WKURXJK WKH YDOYH HVSHFLDOO\ DW
LGOH
7KH (*5 YDOYH LV XVXDOO\ RSHQ XQGHU WKH IROORZLQJ
FRQGLWLRQV
- :DUP HQJLQH RSHUDWLRQ
- $ERYH LGOH VSHHG

'$(:22 9 %/

6(&7,21 '

(1*,1( &22/,1*
&$87,21 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH EHIRUH UHPRYLQJ RU LQVWDOOLQJ DQ\ HOHFWULFDO XQLW RU ZKHQ D
WRRO RU HTXLSPHQW FRXOG HDVLO\ FRPH LQ FRQWDFW ZLWK H[SRVHG HOHFWULFDO WHUPLQDOV 'LVFRQQHFWLQJ WKLV FDEOH
ZLOO KHOS SUHYHQW SHUVRQDO LQMXU\ DQG GDPDJH WR WKH YHKLFOH 7KH LJQLWLRQ PXVW DOVR EH LQ /2&. XQOHVV
RWKHUZLVH QRWHG

7$%/( 2) &217(176
6SHFLILFDWLRQV                              '
&DSDFLW\                                   '
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV            '
6SHFLDO 7RROV                               '
6SHFLDO 7RROV 7DEOH                         '
'LDJQRVLV                                 
7KHUPRVWDW 7HVW                           
6XUJH 7DQN &DS 7HVW                       
&RROLQJ 6\VWHP 'LDJQRVLV                   

'
'
'
'

&RPSRQHQW /RFDWRU                        
5DGLDWRU)DQ                              
&RRODQW 3XPS7KHUPRVWDW '2+&           
&RRODQW 3XPS7KHUPRVWDW 62+&           

'
'
'
'

0DLQWHQDQFH DQG 5HSDLU                    


2Q9HKLFOH 6HUYLFH                          
'UDLQLQJ DQG 5HILOOLQJ WKH &RROLQJ 6\VWHP     
7KHUPRVWDW                                

'
'
'
'

&RRODQW 3XPS                            
(OHFWULF &RROLQJ )DQ  0DLQ RU $X[LOLDU\       
6XUJH 7DQN                               
5DGLDWRU                                 
&RRODQW 7HPSHUDWXUH 6HQVRU               

'
'
'
'
'

*HQHUDO 'HVFULSWLRQ DQG 6\VWHP


2SHUDWLRQ                               
*HQHUDO 'HVFULSWLRQ                       
5DGLDWRU                                 
6XUJH 7DQN                               
&RRODQW 3XPS                            
7KHUPRVWDW                               
(OHFWULF &RROLQJ )DQ                       
&RRODQW 7HPSHUDWXUH 6HQVRU               
(QJLQH &RRODQW 7HPSHUDWXUH 6HQVRU         
(QJLQH %ORFN +HDWHU                       

'
'
'
'
'
'
'
'
'
'

63(&,),&$7,216
&$3$&,7<
$SSOLFDWLRQ
&RRODQW LQ WKH &RROLQJ 6\VWHP '2+& 03), 6\VWHP

/  JDO

&RRODQW LQ WKH &RROLQJ 6\VWHP 62+& 03), 6\VWHP

/  JDO

'$(:22 9 %/

'HVFULSWLRQ

'   (1*,1( &22/,1*

)$67(1(5 7,*+7(1,1* 63(&,),&$7,216


$SSOLFDWLRQ

1:P

/E:)W

/E:,Q

&RRODQW 3XPS 0RXQWLQJ %ROWV





&RRODQW 7HPSHUDWXUH 6HQVRU





)DQ $VVHPEO\ 0RXQWLQJ %ROWV







)DQ 0RWRU 5HWDLQLQJ 6FUHZV



5DGLDWRU 5HWDLQLQJ %ROWV



6XUJH 7DQN $WWDFKLQJ %ROW



7KHUPRVWDW +RXVLQJ 0RXQWLQJ %ROW





7UDQVD[OH )OXLG &RROHU 3LSH %ROW





)DQ 0RWRU 1XW

63(&,$/ 722/6
63(&,$/ 722/6 7$%/(

.0
$GDSWHU

$'

'$(:22 9 %/

(1*,1( &22/,1* '  

',$*126,6
7+(50267$7 7(67

 5HPRYH WKH WKHUPRVWDW IURP WKH YHKLFOH 5HIHU WR


7KHUPRVWDW LQ WKLV VHFWLRQ
 0DNH VXUH WKH YDOYH VSULQJ LV WLJKW ZKHQ WKH
WKHUPRVWDW LV IXOO\ FORVHG ,I WKH VSULQJ LV QRW WLJKW
UHSODFH WKH WKHUPRVWDW
 6XVSHQG WKH WKHUPRVWDW DQG D WKHUPRPHWHU LQ D SDQ
RI  PL[WXUH RI HWK\OHQH JO\FRO DQG ZDWHU 'R QRW
OHW WKH WKHUPRVWDW RU WKH WKHUPRPHWHU UHVW RQ WKH
ERWWRP RI WKH SDQ EHFDXVH WKH XQHYHQ FRQFHQWUDWLRQ
RI KHDW RQ WKH ERWWRP FRXOG UHVXOW LQ LQDFFXUDWH
WHPSHUDWXUH PHDVXUHPHQWV
 +HDW WKH SDQ RQ D EXUQHU
 8VH WKH WKHUPRPHWHU WR PHDVXUH WKH WHPSHUDWXUH RI
WKH KHDWHG VROXWLRQ
 7KH WKHUPRVWDW VKRXOG EHJLQ WR RSHQ DW E& E)
DQG LW VKRXOG EH IXOO\ RSHQ DW E& E)  ,I LW GRHV
QRW RSHQ DW WKHVH WHPSHUDWXUHV UHSODFH WKH
WKHUPRVWDW

 &KHFN IRU DQ\ GDPDJH RU GHIRUPLW\ WR WKH YDFXXP


SUHVVXUH YDOYH IRU WKH VXUJH WDQN FDS ,I DQ\ GDPDJH
RU GHIRUPLW\ LV IRXQG UHSODFH WKH FDS
 ,QVWDOO D VXLWDEOH FRROLQJ V\VWHP SUHVVXUH WHVWHU WR WKH
FDS XVLQJ WKH DGDSWHU .0
 3XOO WKH YDFXXP SUHVVXUH YDOYH RSHQ ,I WKH VXUJH
WDQN FDS GRHV QRW VHDO SURSHUO\ UHSODFH WKH VXUJH
WDQN FDS
 3UHVVXUL]H WKH FDS WR  WR  N3D  WR  SVL 
 :DLW  VHFRQGV DQG FKHFN WKH SUHVVXUH KHOG E\ WKH
WDQN FDS WHVWHU

685*( 7$1. &$3 7(67


7RROV 5HTXLUHG
.0 $GDSWHU
7KH VXUJH WDQN FDS PDLQWDLQV SURSHU SUHVVXUH SURWHFWV
WKH V\VWHP IURP KLJK SUHVVXUH E\ RSHQLQJ D SUHVVXUH
YDOYH DQG SURWHFWV WKH FRRODQW KRVHV IURP FROODSVLQJ
EHFDXVH RI D YDFXXP
 :DVK DQ\ VOXGJH IURP WKH VXUJH WDQN FDS DQG WKH
YDOYH VHDW RI WKH YDFXXP SUHVVXUH YDOYH IRU WKH VXUJH
WDQN FDS

'$(:22 9 %/

$'

 ,I WKH SUHVVXUH KHOG E\ WKH FRROLQJ V\VWHP SUHVVXUH


WHVWHU IDOOV EHORZ  N3D  SVL  UHSODFH WKH VXUJH
WDQN FDS

'   (1*,1( &22/,1*

&22/,1* 6<67(0 ',$*126,6


(QJLQH 2YHUKHDWV
&KHFNV
&KHFN IRU D ORVV RI WKH FRRODQW

$FWLRQ
$GG WKH FRRODQW

&KHFN IRU D ZHDN FRRODQW VROXWLRQ

&RQILUP WKDW WKH FRRODQW VROXWLRQ LV D  PL[WXUH RI


HWK\OHQH JO\FRO DQG ZDWHU

&KHFN WKH IURQW RI WKH UDGLDWRU IRU DQ\ GLUW DQ\ OHDYHV
RU DQ\ LQVHFWV

&OHDQ WKH IURQW RI WKH UDGLDWRU

&KHFN IRU OHDNDJH IURP WKH KRVHV WKH FRRODQW SXPS


WKH KHDWHU WKH WKHUPRVWDW KRXVLQJ WKH UDGLDWRU WKH
FRUH SOXJV RU WKH KHDG JDVNHW

5HSODFH DQ\ GDPDJHG FRPSRQHQWV

&KHFN IRU D IDXOW\ WKHUPRVWDW

5HSODFH D GDPDJHG WKHUPRVWDW

&KHFN IRU UHWDUGHG LJQLWLRQ WLPLQJ

3HUIRUP DQ (&0 FRGH GLDJQRVLV &RQILUP WKH LQWHJULW\


RI WKH WLPLQJ EHOW

&KHFN IRU DQ LPSURSHUO\ RSHUDWLQJ HOHFWULF FRROLQJ IDQ

5HSODFH WKH HOHFWULF FRROLQJ IDQ

&KHFN IRU UDGLDWRU KRVHV WKDW DUH SOXJJHG RU URWWHG

5HSODFH DQ\ GDPDJHG UDGLDWRU KRVHV

&KHFN IRU D IDXOW\ ZDWHU SXPS

5HSODFH D IDXOW\ ZDWHU SXPS

&KHFN IRU D IDXOW\ VXUJH WDQN FDS

5HSODFH D IDXOW\ VXUJH WDQN FDS

&KHFN IRU D F\OLQGHU KHDG RU DQ HQJLQH EORFN WKDW LV


FUDFNHG RU SOXJJHG

5HSDLU WKH GDPDJHG F\OLQGHU KHDG RU WKH GDPDJHG


HQJLQH EORFN

/RVV RI &RRODQW
&KHFNV
&KHFN IRU D OHDN LQ WKH UDGLDWRU

$FWLRQ
5HSODFH D GDPDJHG UDGLDWRU

&KHFN IRU D OHDN LQ WKH IROORZLQJ ORFDWLRQV


- 6XUJH WDQN
- +RVH

5HSODFH WKH IROORZLQJ SDUWV DV QHHGHG


- 6XUJH WDQN
- +RVH

&KHFN IRU ORRVH RU GDPDJHG UDGLDWRU KRVHV KHDWHU


KRVHV DQG FRQQHFWLRQV
&KHFN IRU OHDNV LQ WKH FRRODQW SXPS VHDO

5HVHDW WKH KRVHV


5HSODFH WKH KRVHV RU WKH FODPSV
5HSODFH WKH FRRODQW SXPS VHDO

&KHFN IRU OHDNV LQ WKH FRRODQW SXPS JDVNHW

5HSODFH WKH FRRODQW SXPS JDVNHW

&KHFN IRU DQ LPSURSHU F\OLQGHU KHDG WRUTXH

7LJKWHQ WKH F\OLQGHU KHDG EROWV WR VSHFLILFDWLRQV


5HSODFH WKH F\OLQGHU KHDG JDVNHW LI QHHGHG

&KHFN IRU OHDNV LQ WKH IROORZLQJ ORFDWLRQV


- ,QWDNH PDQLIROG
- &\OLQGHU KHDG JDVNHW
- &\OLQGHU EORFN SOXJ
- +HDWHU FRUH
- 5DGLDWRU GUDLQ SOXJ

5HSDLU RU UHSODFH DQ\ FRPSRQHQWV DV QHHGHG WR


FRUUHFW WKH OHDN

(QJLQH )DLOV WR 5HDFK 1RUPDO 2SHUDWLQJ 7HPSHUDWXUH


RU &RRO $LU IURP WKH +HDWHU
&KHFNV
&KHFN WR GHWHUPLQH LI WKH WKHUPRVWDW LV VWXFN RSHQ RU
LV WKH ZURQJ W\SH RI WKHUPRVWDW

$FWLRQ
,QVWDOO D QHZ WKHUPRVWDW RI WKH FRUUHFW W\SH DQG KHDW
UDQJH

&KHFN WKH FRRODQW OHYHO WR GHWHUPLQH LI LW LV EHORZ WKH


0,1 PDUN RQ WKH VXUJH WDQN

$GG VXIILFLHQW FRRODQW WR UDLVH WKH IOXLG WR WKH VSHFLILHG


PDUN RQ WKH VXUJH WDQN

'$(:22 9 %/

(1*,1( &22/,1* '  

&20321(17 /2&$725
5$',$725)$1

%'

 7UDQVD[OH )OXLG &RROHU 3LSH +ROGHU


$XWRPDWLF 7UDQVD[OH 2QO\
 8SSHU 5DGLDWRU %XPSHU
 5DGLDWRU %UDFNHW
 5DGLDWRU 5HWDLQLQJ %ROWV
 5DGLDWRU
 5DGLDWRU %XPSHU

'$(:22 9 %/








6SULQJ &ODPS
8SSHU 5DGLDWRU +RVH
)DQ $VVHPEO\ 0RXQWLQJ %ROWV
$X[LOLDU\ &RROLQJ )DQ
'UDLQ 3OXJ
0DLQ &RROLQJ )DQ

'   (1*,1( &22/,1*

&22/$17 38037+(50267$7 '2+&

%'






25LQJ 6HDO
7KHUPRVWDW
7KHUPRVWDW +RXVLQJ
7KHUPRVWDW +RXVLQJ 0RXQWLQJ %ROW

 &RRODQW 3XPS 0RXQWLQJ %ROW


 &RRODQW 3XPS
 5LQJ 6HDO

'$(:22 9 %/

(1*,1( &22/,1* '  

&22/$17 38037+(50267$7 62+&

&'






7KHUPRVWDW +RXVLQJ 0RXQWLQJ %ROW


&RRODQW +RXVLQJ
6HDO 5LQJ
7KHUPRVWDW

'$(:22 9 %/






7KHUPRVWDW +RXVLQJ
25LQJ
&RRODQW 3XPS
&RRODQW 3XPS 0RXQWLQJ %ROWV

'   (1*,1( &22/,1*

0$,17(1$1&( $1'
5(3$,5
219(+,&/( 6(59,&(
'5$,1,1* $1' 5(),//,1* 7+(
&22/,1* 6<67(0
&DXWLRQ 'R QRW UHPRYH WKH VXUJH WDQN FDS ZKLOH
WKH HQJLQH DQG WKH UDGLDWRU DUH KRW 6FDOGLQJ IOXLG
DQG VWHDP PD\ EH EORZQ RXW XQGHU SUHVVXUH

&'

%'

 3ODFH D SDQ EHORZ WKH YHKLFOH WR FDWFK WKH GUDLQLQJ


FRRODQW
 5HPRYH WKH VXUJH WDQN FDS
 8QSOXJ WKH GUDLQ SOXJ
&DXWLRQ 'LVSRVH RI WKH XVHG FRRODQW LQ D XVHG
FRRODQW KROGLQJ WDQN WR EH SLFNHG XS ZLWK WKH XVHG
RLO IRU GLVSRVDO 1HYHU SRXU WKH XVHG FRRODQW GRZQ
WKH GUDLQ (WK\OHQH JO\FRO DQWLIUHH]H LV DQ H[WUHPHO\
WR[LF FKHPLFDO 'LVSRVLQJ RI LW LQWR WKH VHZHU
V\VWHP RU WKH JURXQG ZDWHU FDQ FRQWDPLQDWH WKH
ORFDO HQYLURQPHQW
 &DWFK WKH HVFDSLQJ IOXLG LQ D GUDLQ SDQ
 5HPRYH DOO VOXGJH DQG GLUW IURP LQVLGH WKH VXUJH
WDQN 5HIHU WR 6XUJH 7DQN LQ WKLV VHFWLRQ
 6FUHZ LQ WKH GUDLQ SOXJ
 $GG WKH FOHDQ ZDWHU WR WKH VXUJH WDQN
 )LOO WKH WDQN VORZO\ VR WKDW WKH XSSHU UHVHUYRLU KRVH
UHPDLQV DERYH WKH ZDWHU OLQH 7KLV DOORZV WKH DLU
LQVLGH WKH FRROLQJ V\VWHP WR HVFDSH
 6WDUW WKH HQJLQH
 5XQ WKH HQJLQH XQWLO WKH WKHUPRVWDW RSHQV <RX FDQ
WHOO WKH WKHUPRVWDW LV RSHQ ZKHQ ERWK UDGLDWRU KRVHV
DUH KRW WR WKH WRXFK

'$(:22 9 %/

(1*,1( &22/,1* '  


 6WRS WKH HQJLQH
 5HSHDW VWHSV  WKURXJK  XQWLO WKH GUDLQHG ZDWHU LV
FOHDU DQG IUHH RI FRRODQW DQG UXVW
1RWLFH 1HYHU XVH DQ DQWLIUHH]H PL[WXUH PRUH
FRQFHQWUDWHG WKDQ  SHUFHQW DQWLIUHH]H WR  SHUFHQW
ZDWHU 7KH VROXWLRQ IUHH]LQJ SRLQW LQFUHDVHV DERYH WKLV
FRQFHQWUDWLRQ
 )LOO WKH FRROLQJ V\VWHP WKURXJK WKH VXUJH WDQN ZLWK D
PL[WXUH RI HWK\OHQH JO\FRO DQWLIUHH]H DQG ZDWHU 7KH
PL[WXUH PXVW EH DW OHDVW  SHUFHQW DQWLIUHH]H EXW
QRW PRUH WKDQ  SHUFHQW DQWLIUHH]H
 )LOO WKH VXUJH WDQN WR WKH VSHFLILHG 0$; ILOO PDUN RQ
WKH RXWVLGH RI WKH WDQN

&'

7+(50267$7
62+&
5HPRYDO 3URFHGXUH
&DXWLRQ 7R SUHYHQW SHUVRQDO LQMXU\ GR QRW UHPRYH
WKH VXUJH WDQN FDS ZKLOH WKH HQJLQH DQG WKH UDGLDWRU
DUH KRW EHFDXVH WKH KHDW FDXVHV WKH V\VWHP WR
UHPDLQ XQGHU SUHVVXUH 6FDOGLQJ IOXLG DQG VWHDP
PD\ EH EORZQ RXW XQGHU SUHVVXUH
 'UDLQ WKH FRRODQW 5HIHU WR 'UDLQLQJ DQG 5HILOOLQJ WKH
&RROLQJ 6\VWHP LQ WKLV VHFWLRQ
 /RRVHQ WKH KRVH FODPS RQ WKH XSSHU UDGLDWRU KRVH DW
WKH WKHUPRVWDW KRXVLQJ
 'LVFRQQHFW WKH XSSHU UDGLDWRU KRVH IURP WKH
WKHUPRVWDW KRXVLQJ
&'

 5HPRYH WKH PRXQWLQJ EROWV WKDW KROG WKH WKHUPRVWDW


KRXVLQJ WR WKH FRRODQW KRXVLQJ
 5HPRYH WKH WKHUPRVWDW KRXVLQJ IURP WKH FRRODQW
KRXVLQJ
 5HPRYH WKH WKHUPRVWDW IURP LWV UHFHVV LQ WKH FRRODQW
KRXVLQJ
 ,QVSHFW WKH YDOYH VHDW IRU IRUHLJQ PDWWHU WKDW FRXOG
SUHYHQW WKH YDOYH IURP VHDWLQJ SURSHUO\
 ,QVSHFW WKH WKHUPRVWDW IRU SURSHU RSHUDWLRQ 5HIHU WR
7KHUPRVWDW 7HVW LQ WKLV VHFWLRQ
 &OHDQ WKH WKHUPRVWDW KRXVLQJ DQG WKH FRRODQW
KRXVLQJ PDWLQJ VXUIDFHV

&'

'$(:22 9 %/

'   (1*,1( &22/,1*


,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH WKHUPRVWDW LQWR WKH F\OLQGHU KHDG UHFHVV
 ,QVWDOO WKH WKHUPRVWDW KRXVLQJ
 6HFXUH WKH WKHUPRVWDW KRXVLQJ WR WKH F\OLQGHU KHDG
ZLWK WKH PRXQWLQJ EROWV

7LJKWHQ
7LJKWHQ WKH WKHUPRVWDW KRXVLQJ PRXQWLQJ EROWV WR
1:P OE:IW 

&'

 &RQQHFW WKH XSSHU UDGLDWRU KRVH WR WKH WKHUPRVWDW


KRXVLQJ
 6HFXUH WKH XSSHU UDGLDWRU KRVH WR WKH WKHUPRVWDW
KRXVLQJ ZLWK D KRVH FODPS
 5HILOO WKH HQJLQH FRROLQJ V\VWHP 5HIHU WR 'UDLQLQJ
DQG 5HILOOLQJ WKH &RROLQJ 6\VWHP LQ WKLV VHFWLRQ

&'

'2+&
5HPRYDO 3URFHGXUH
&DXWLRQ 7R SUHYHQW SHUVRQDO LQMXU\ GR QRW UHPRYH
WKH VXUJH WDQN FDS ZKLOH WKH HQJLQH DQG WKH UDGLDWRU
DUH KRW EHFDXVH WKH KHDW FDXVHV WKH V\VWHP WR
UHPDLQ XQGHU SUHVVXUH 6FDOGLQJ IOXLG DQG VWHDP
PD\ EH EORZQ RXW XQGHU SUHVVXUH
 'UDLQ WKH FRRODQW 5HIHU WR 'UDLQLQJ DQG 5HILOOLQJ WKH
&RROLQJ 6\VWHP LQ WKLV VHFWLRQ
 /RRVHQ WKH KRVH FODPS RQ WKH XSSHU UDGLDWRU KRVH DW
WKH WKHUPRVWDW KRXVLQJ
 'LVFRQQHFW WKH XSSHU UDGLDWRU KRVH IURP WKH
WKHUPRVWDW KRXVLQJ

%'

'$(:22 9 %/

(1*,1( &22/,1* '  


 5HPRYH WKH PRXQWLQJ EROWV WKDW KROG WKH WKHUPRVWDW
KRXVLQJ WR WKH F\OLQGHU KHDG
 5HPRYH WKH WKHUPRVWDW KRXVLQJ IURP WKH F\OLQGHU
KHDG

%'

 5HPRYH WKH 2ULQJ VHDO IURP WKH WKHUPRVWDW


KRXVLQJ
 5HPRYH WKH WKHUPRVWDW IURP WKH WKHUPRVWDW
KRXVLQJ E\ SUHVVLQJ WKH WKHUPRVWDW PRXQWLQJ
IODQJH GRZQZDUG DQG WKHQ URWDWLQJ WKH IODQJH
FORFNZLVH
 ,QVSHFW WKH YDOYH VHDW IRU IRUHLJQ PDWWHU WKDW FRXOG
SUHYHQW WKH YDOYH IURP VHDOLQJ SURSHUO\
 ,QVSHFW WKH WKHUPRVWDW IRU SURSHU RSHUDWLRQ 5HIHU
WR 7KHUPRVWDW 7HVW LQ WKLV VHFWLRQ
 &OHDQ WKH WKHUPRVWDW KRXVLQJ DQG WKH F\OLQGHU KHDG
PDWLQJ VXUIDFHV

%'

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH WKHUPRVWDW LQWR WKH WKHUPRVWDW KRXVLQJ E\
SUHVVLQJ WKH WKHUPRVWDW PRXQWLQJ IODQJH GRZQZDUG
DQG WKHQ URWDWLQJ WKH IODQJH FRXQWHUFORFNZLVH 5RWDWH
WKH WKHUPRVWDW PRXQWLQJ IODQJH XQWLO LW LV VHDWHG LQ WKH
WKHUPRVWDW KRXVLQJ UHFHVVHV
 &RDW WKH VHDOLQJ VXUIDFH RI D QHZ 2ULQJ VHDO ZLWK
/XEULSODWH
 ,QVWDOO D QHZ 2ULQJ VHDO LQWR WKH UHFHVV LQ WKH
WKHUPRVWDW KRXVLQJ

%'

'$(:22 9 %/

'   (1*,1( &22/,1*


 ,QVWDOO WKH WKHUPRVWDW KRXVLQJ WR WKH F\OLQGHU KHDG
 6HFXUH WKH WKHUPRVWDW KRXVLQJ WR WKH F\OLQGHU KHDG
ZLWK WKH PRXQWLQJ EROWV

7LJKWHQ
7LJKWHQ WKH WKHUPRVWDW KRXVLQJ PRXQWLQJ EROWV WR
1:P OE:IW 

%'

 &RQQHFW WKH XSSHU UDGLDWRU KRVH WR WKH WKHUPRVWDW


KRXVLQJ
 6HFXUH WKH XSSHU UDGLDWRU KRVH WR WKH WKHUPRVWDW
KRXVLQJ ZLWK D KRVH FODPS
 5HILOO WKH HQJLQH FRROLQJ V\VWHP 5HIHU WR 'UDLQLQJ
DQG 5HILOOLQJ WKH &RROLQJ 6\VWHP LQ WKLV VHFWLRQ

%'

&22/$17 3803
62+&
5HPRYDO 3URFHGXUH
 'UDLQ WKH HQJLQH FRROLQJ V\VWHP WR D OHYHO EHORZ WKH
WKHUPRVWDW KRXVLQJ 5HIHU WR 'UDLQLQJ DQG 5HILOOLQJ
WKH &RROLQJ 6\VWHP LQ WKLV VHFWLRQ
 5HPRYH WKH WLPLQJ EHOW 5HIHU WR 6HFWLRQ % 62+&
(QJLQH 0HFKDQLFDO
 5HPRYH WKH FRRODQW SXPS PRXQWLQJ EROWV
 5HPRYH WKH FRRODQW SXPS IURP WKH HQJLQH EORFN
 5HPRYH WKH ULQJ VHDO IURP WKH FRRODQW SXPS

$'

'$(:22 9 %/

(1*,1( &22/,1* '  


,QVSHFWLRQ DQG &OHDQLQJ 3URFHGXUH
 ,QVSHFW WKH FRRODQW SXPS ERG\ IRU FUDFNV DQG OHDNV
 ,QVSHFW WKH FRRODQW SXPS EHDULQJ IRU SOD\ RU
DEQRUPDO QRLVH
 ,QVSHFW WKH FRRODQW SXPS SXOOH\ IRU H[FHVVLYH ZHDU ,I
WKH FRRODQW SXPS LV GHIHFWLYH UHSODFH WKH FRRODQW
SXPS DV D XQLW
 &OHDQ WKH PDWLQJ VXUIDFHV RI WKH FRRODQW SXPS DQG
WKH HQJLQH EORFN

$'

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO D QHZ ULQJ VHDO WR WKH FRRODQW SXPS
 &RDW WKH VHDOLQJ VXUIDFH RI WKH ULQJ VHDO ZLWK
/XEULSODWH
 ,QVWDOO WKH FRRODQW SXPS WR WKH HQJLQH EORFN
 6HFXUH WKH FRRODQW SXPS WR WKH HQJLQH EORFN ZLWK WKH
PRXQWLQJ EROWV

7LJKWHQ
7LJKWHQ WKH FRRODQW SXPS PRXQWLQJ EROWV WR  1:P
OEIW 
 ,QVWDOO WKH WLPLQJ EHOW 5HIHU WR 6HFWLRQ % 62+&
(QJLQH 0HFKDQLFDO
 5HILOO WKH HQJLQH FRROLQJ V\VWHP 5HIHU WR 'UDLQLQJ
DQG 5HILOOLQJ WKH &RROLQJ 6\VWHP LQ WKLV VHFWLRQ
$'

'2+&
5HPRYDO 3URFHGXUH
 'UDLQ WKH HQJLQH FRROLQJ V\VWHP WR D OHYHO EHORZ WKH
WKHUPRVWDW KRXVLQJ 5HIHU WR 'UDLQLQJ DQG 5HILOOLQJ
WKH &RROLQJ 6\VWHP LQ WKLV VHFWLRQ
 5HPRYH WKH WLPLQJ EHOW 5HIHU WR 6HFWLRQ & '2+&
(QJLQH 0HFKDQLFDO
 5HPRYH WKH WLPLQJ EHOW WHQVLRQ UROOHU UHWDLQLQJ EROW
 5HPRYH WKH WLPLQJ EHOW WHQVLRQ UROOHU

%'

'$(:22 9 %/

'   (1*,1( &22/,1*


 5HPRYH WKH FRRODQW SXPS PRXQWLQJ EROWV
 5HPRYH WKH FRRODQW SXPS IURP WKH HQJLQH EORFN
 5HPRYH WKH ULQJ VHDO IURP WKH FRRODQW SXPS

%'

,QVSHFWLRQ &OHDQLQJ 3URFHGXUH


 ,QVSHFW WKH FRRODQW SXPS ERG\ IRU FUDFNV DQG OHDNV
 ,QVSHFW WKH FRRODQW SXPS EHDULQJ IRU SOD\ RU
DEQRUPDO QRLVH
 ,QVSHFW WKH FRRODQW SXPS SXOOH\ IRU H[FHVVLYH ZHDU ,I
WKH FRRODQW SXPS LV GHIHFWLYH UHSODFH WKH FRRODQW
SXPS DV D XQLW
 &OHDQ WKH PDWLQJ VXUIDFHV RI WKH FRRODQW SXPS DQG
WKH HQJLQH EORFN

%'

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO D QHZ ULQJ VHDO WR WKH FRRODQW SXPS
 &RDW WKH VHDOLQJ VXUIDFH RI WKH ULQJ VHDO ZLWK
/XEULSODWH
 ,QVWDOO WKH FRRODQW SXPS WR WKH HQJLQH EORFN ZLWK WKH
IODQJH DOLJQHG ZLWK WKH UHFHVV RI WKH UHDU WLPLQJ EHOW
FRYHU
 6HFXUH WKH FRRODQW SXPS WR WKH HQJLQH EORFN ZLWK WKH
PRXQWLQJ EROWV

7LJKWHQ
7LJKWHQ WKH FRRODQW SXPS PRXQWLQJ EROWV WR 1:P
OE:IW 

%'

'$(:22 9 %/

(1*,1( &22/,1* '  


 ,QVWDOO WKH WLPLQJ EHOW WHQVLRQ UROOHU WR WKH RLO SXPS
ZLWK WKH IODQJH LQVHUWHG LQWR WKH UHFHVV RI WKH RLO
SXPS
 ,QVWDOO WKH WLPLQJ EHOW WHQVLRQ UROOHU EROW 'R QRW WLJKWHQ
WKH EROW DW WKLV WLPH
 ,QVWDOO WKH WLPLQJ EHOW 5HIHU WR 6HFWLRQ & '2+&
(QJLQH 0HFKDQLFDO
 5HILOO WKH HQJLQH FRROLQJ V\VWHP 5HIHU WR 'UDLQLQJ
DQG 5HILOOLQJ WKH &RROLQJ 6\VWHP LQ WKLV VHFWLRQ

%'

(/(&75,& &22/,1* )$1  0$,1 25


$8;,/,$5<
5HPRYDO 3URFHGXUH





'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH


'LVFRQQHFW WKH FRROLQJ IDQ HOHFWULFDO FRQQHFWRU
5HPRYH WKH IDQ VKURXG PRXQWLQJ EROWV
/LIW WKH IDQ VKURXG DVVHPEO\ XSZDUG DQG UHPRYH WKH
IDQ VKURXG DVVHPEO\ IURP WKH YHKLFOH

&'

 5HPRYH WKH IDQ EODGH IURP WKH IDQ VKURXG DVVHPEO\


E\ UHPRYLQJ WKH QXW DW WKH FHQWHU RI WKH IDQ KXE

%'

'$(:22 9 %/

'   (1*,1( &22/,1*


 5HPRYH WKH IDQ PRWRU UHWDLQLQJ VFUHZV
 5HPRYH WKH IDQ PRWRU IURP WKH VKURXG

%'

,QVWDOODWLRQ 3URFHGXUH
&DXWLRQ ,I D IDQ EODGH LV EHQW RU GDPDJHG LQ DQ\
ZD\ QR DWWHPSW VKRXOG EH PDGH WR UHSDLU RU UHXVH
WKH GDPDJHG SDUW $ EHQW RU GDPDJHG IDQ DVVHPEO\
PXVW EH UHSODFHG ZLWK D QHZ IDQ DVVHPEO\ ,W LV
HVVHQWLDO WKDW IDQ DVVHPEOLHV UHPDLQ LQ SURSHU
EDODQFH $ IDQ DVVHPEO\ WKDW LV QRW LQ SURSHU
EDODQFH FDQ IDLO DQG IO\ DSDUW GXULQJ XVH FUHDWLQJ
H[WUHPH GDQJHU 3URSHU EDODQFH FDQQRW EH DVVXUHG
RQ D IDQ DVVHPEO\ WKDW KDV EHHQ EHQW RU GDPDJHG
 ,QVWDOO WKH IDQ PRWRU WR WKH VKURXG
 6HFXUH WKH PRWRU WR WKH VKURXG ZLWK WKH UHWDLQLQJ
VFUHZV

7LJKWHQ
7LJKWHQ WKH IDQ PRWRU UHWDLQLQJ VFUHZV WR  1:P 
OE:LQ 
%'

 ,QVWDOO WKH IDQ WR WKH IDQ VKURXG DVVHPEO\ ZLWK WKH


VLQJOH QXW LQ WKH FHQWHU RI WKH IDQ KXE

7LJKWHQ
7LJKWHQ WKH IDQ PRWRU QXW WR  1:P  OE:LQ 

%'

'$(:22 9 %/

(1*,1( &22/,1* '  


 ,QVWDOO WKH IDQ VKURXG DVVHPEO\ WR WKH UDGLDWRU
,PSRUWDQW %H FDUHIXO WR VHDW WKH PRXQWLQJ SRVW RQ WKH
IDQ VKURXG LQWR WKH VRFNHW DW WKH UDGLDWRU OHIW WDQN %H
VXUH WR VOLS WKH WDE DW WKH ERWWRP HGJH RI WKH VKURXG LQWR
WKH UHWDLQLQJ FOLS QHDU WKH FHQWHU RI WKH UDGLDWRU
 6HFXUH WKH VKURXG WR WKH WRS RI WKH UDGLDWRU ZLWK WKH
PRXQWLQJ EROWV

7LJKWHQ
7LJKWHQ WKH IDQ DVVHPEO\ PRXQWLQJ EROWV WR  1:P 
OE:LQ 
 &RQQHFW WKH FRROLQJ IDQ HOHFWULFDO FRQQHFWRU
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&'

685*( 7$1.
5HPRYDO 3URFHGXUH
&DXWLRQ 7R SUHYHQW SHUVRQDO LQMXU\ GR QRW UHPRYH
WKH VXUJH WDQN FDS ZKLOH WKH HQJLQH DQG WKH UDGLDWRU
DUH KRW EHFDXVH WKH KHDW FDXVHV WKH V\VWHP WR
UHPDLQ XQGHU SUHVVXUH 6FDOGLQJ IOXLG DQG VWHDP
PD\ EH EORZQ RXW XQGHU SUHVVXUH

&'

'$(:22 9 %/

 'UDLQ WKH HQJLQH FRRODQW WR EHORZ WKH OHYHO RI WKH


VXUJH WDQN
 /RRVHQ WKH UHWXUQ KRVH FODPS DQG GLVFRQQHFW WKH
UHWXUQ KRVH IURP WKH WRS RI WKH VXUJH WDQN
 /RRVHQ WKH WKURWWOH ERG\ KRVH FODPS DQG GLVFRQQHFW
WKH WKURWWOH ERG\ KRVH IURP WKH WRS RI WKH VXUJH WDQN
 /RRVHQ WKH IHHG KRVH FODPS DQG GLVFRQQHFW WKH IHHG
KRVH IURP WKH ERWWRP RI WKH VXUJH WDQN
 5HPRYH WKH VXUJH WDQN DWWDFKLQJ EROW
 5HPRYH WKH VXUJH WDQN IURP WKH VXSSRUW PRXQW
 &OHDQ WKH LQVLGH DQG WKH RXWVLGH RI WKH VXUJH WDQN DQG
WKH VXUJH WDQN FDS ZLWK VRDS DQG ZDWHU
 5LQVH WKH VXUJH WDQN DQG WKH FDS WKRURXJKO\

'   (1*,1( &22/,1*


,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH VXUJH WDQN WR WKH VXSSRUW PRXQW
 6HFXUH WKH VXUJH WDQN ZLWK WKH DWWDFKLQJ EROW

7LJKWHQ






7LJKWHQ WKH VXUJH WDQN DWWDFKLQJ EROW WR 1:P


OE:LQ 
&RQQHFW WKH UHWXUQ KRVH DQG WKH WKURWWOH ERG\ KRVH
WR WKH WRS RI WKH VXUJH WDQN
&RQQHFW WKH IHHG KRVH WR WKH ERWWRP RI WKH VXUJH
WDQN
6HFXUH WKH UHWXUQ KRVH WKH WKURWWOH ERG\ KRVH DQG
WKH IHHG KRVH WR WKH VXUJH WDQN ZLWK WKH KRVH
FODPSV
)LOO WKH VXUJH WDQN ZLWK WKH FRRODQW WR WKH FHQWHU
ULGJH RU WR WKH 0$; PDUN

&'

5$',$725
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'UDLQ WKH HQJLQH FRROLQJ V\VWHP 5HIHU WR 'UDLQLQJ
DQG 5HILOOLQJ WKH &RROLQJ 6\VWHP LQ WKLV VHFWLRQ
 5HPRYH WKH PDLQ DQG WKH DX[LOLDU\ FRROLQJ IDQV
5HIHU WR (OHFWULF &RROLQJ )DQ  0DLQ RU $X[LOLDU\ LQ
WKLV VHFWLRQ
 5HPRYH WKH ORZHU UDGLDWRU KRVH FODPS
 'LVFRQQHFW WKH ORZHU UDGLDWRU KRVH IURP WKH UDGLDWRU
 5HPRYH WKH XSSHU UDGLDWRU KRVH FODPS
 'LVFRQQHFW WKH XSSHU UDGLDWRU KRVH IURP WKH UDGLDWRU

&&

 5HPRYH WKH KRVH FODPS IURP WKH VXUJH WDQN KRVH DW


WKH UDGLDWRU
 'LVFRQQHFW WKH VXUJH WDQN KRVH IURP WKH UDGLDWRU
 'LVFRQQHFW WKH WUDQVD[OH IOXLG FRROHU SLSHV IURP WKH
ORZHU UDGLDWRU WDQN LI HTXLSSHG
 5HPRYH WKH EROW DQG WKH WUDQVD[OH IOXLG FRROHU SLSH
VXSSRUW FODPS IURP WKH UDGLDWRU
 5HPRYH WKH OHIW XSSHU UDGLDWRU UHWDLQLQJ EROW
 5HPRYH WKH OHIW XSSHU UDGLDWRU UHWDLQLQJ EUDFNHW

&'

'$(:22 9 %/

(1*,1( &22/,1* '  


 5HPRYH WKH ULJKW XSSHU UDGLDWRU UHWDLQLQJ EROW
 5HPRYH WKH ULJKW XSSHU UDGLDWRU UHWDLQLQJ EUDFNHW
 5HPRYH WKH UDGLDWRU IURP WKH YHKLFOH
,PSRUWDQW 7KH UDGLDWRU VWLOO FRQWDLQV D VXEVWDQWLDO
DPRXQW RI FRRODQW 'UDLQ WKH UHPDLQGHU RI WKH FRRODQW
IURP WKH UDGLDWRU LQWR D GUDLQ SDQ

&'

,QVWDOODWLRQ 3URFHGXUH
 6HW WKH UDGLDWRU LQWR SODFH LQ WKH YHKLFOH ZLWK WKH
UDGLDWRU ERWWRP SRVWV LQ WKH UXEEHU VKRFN EXPSHUV

$'

 3RVLWLRQ WKH UDGLDWRU UHWDLQHUV LQ SODFH


 ,QVWDOO WKH ULJKW XSSHU UDGLDWRU UHWDLQHU EUDFNHW
 ,QVWDOO WKH ULJKW XSSHU UDGLDWRU UHWDLQLQJ EROW

7LJKWHQ
7LJKWHQ WKH ULJKW XSSHU UDGLDWRU UHWDLQLQJ EROW WR  1:P
 OE:LQ 

&'

'$(:22 9 %/

'   (1*,1( &22/,1*


 ,QVWDOO WKH OHIW XSSHU UDGLDWRU UHWDLQHU EUDFNHW
 ,QVWDOO WKH OHIW XSSHU UDGLDWRU UHWDLQLQJ EROW

7LJKWHQ
7LJKWHQ WKH OHIW XSSHU UDGLDWRU UHWDLQLQJ EROW WR  1:P
 OE:LQ 

&'

 &RQQHFW WKH WUDQVD[OH IOXLG FRROHU SLSHV WR WKH ORZHU


UDGLDWRU WDQN LI HTXLSSHG
 ,QVWDOO WKH WUDQVD[OH IOXLG FRROHU SLSH DQG VXSSRUW
FODPS WR WKH UDGLDWRU ZLWK D EROW

7LJKWHQ
7LJKWHQ WKH WUDQVD[OH IOXLG FRROHU SLSH EROW WR 1:P
OE:IW 
 &RQQHFW WKH VXUJH WDQN KRVH WR WKH UDGLDWRU

&&

 6HFXUH WKH VXUJH WDQN KRVH ZLWK D KRVH FODPS


 &RQQHFW WKH XSSHU UDGLDWRU KRVH DQG WKH ORZHU
UDGLDWRU KRVH WR WKH UDGLDWRU
 6HFXUH HDFK KRVH ZLWK D KRVH FODPS
 ,QVWDOO WKH PDLQ DQG WKH DX[LOLDU\ FRROLQJ IDQV 5HIHU
WR (OHFWULF &RROLQJ )DQ  0DLQ RU $X[LOLDU\ LQ WKLV
VHFWLRQ
 5HILOO WKH HQJLQH FRROLQJ V\VWHP 5HIHU WR 'UDLQLQJ
DQG 5HILOOLQJ WKH &RROLQJ 6\VWHP LQ WKLV VHFWLRQ
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

'$(:22 9 %/

(1*,1( &22/,1* '  

&22/$17 7(03(5$785( 6(1625


62+&
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'UDLQ WKH FRRODQW WR D OHYHO EHORZ WKH FRRODQW
WHPSHUDWXUH VHQVRU
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU IURP WKH FRRODQW
WHPSHUDWXUH VHQVRU
 5HPRYH WKH WHPSHUDWXUH VHQVRU IURP WKH LQWDNH
PDQLIROG

&'

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH FRRODQW WHPSHUDWXUH VHQVRU LQWR WKH
WKUHDGHG KROH LQ WKH LQWDNH PDQLIROG

7LJKWHQ
7LJKWHQ WKH FRRODQW WHPSHUDWXUH VHQVRU WR 1:P
OE:IW 
 &RQQHFW WKH HOHFWULFDO FRQQHFWRU WR WKH FRRODQW
WHPSHUDWXUH VHQVRU
 5HILOO WKH HQJLQH FRROLQJ V\VWHP 5HIHU WR 'UDLQLQJ
DQG 5HILOOLQJ WKH &RROLQJ 6\VWHP LQ WKLV VHFWLRQ
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&'

'2+&
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'UDLQ WKH FRRODQW WR D OHYHO EHORZ WKH FRRODQW
WHPSHUDWXUH VHQVRU
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU IURP WKH FRRODQW
WHPSHUDWXUH VHQVRU
 5HPRYH WKH WHPSHUDWXUH VHQVRU IURP WKH H[KDXVW
JDV UHFLUFXODWLRQ (*5 YDOYH PRXQWLQJ DGDSWHU

%'

'$(:22 9 %/

'   (1*,1( &22/,1*


,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH FRRODQW WHPSHUDWXUH VHQVRU LQWR WKH
WKUHDGHG KROH LQ WKH (*5 YDOYH PRXQWLQJ DGDSWHU

7LJKWHQ
7LJKWHQ WKH FRRODQW WHPSHUDWXUH VHQVRU WR 1:P
OE:IW 
 &RQQHFW WKH HOHFWULFDO FRQQHFWRU WR WKH FRRODQW
WHPSHUDWXUH VHQVRU
 5HILOO WKH HQJLQH FRROLQJ V\VWHP 5HIHU WR 'UDLQLQJ
DQG 5HILOOLQJ WKH &RROLQJ 6\VWHP LQ WKLV VHFWLRQ
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

%'

'$(:22 9 %/

(1*,1( &22/,1* '  

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
*(1(5$/ '(6&5,37,21

7KH FRROLQJ V\VWHP PDLQWDLQV WKH HQJLQH WHPSHUDWXUH DW


DQ HIILFLHQW OHYHO GXULQJ DOO HQJLQH RSHUDWLQJ FRQGLWLRQV
:KHQ WKH HQJLQH LV FROG WKH FRROLQJ V\VWHP FRROV WKH
HQJLQH VORZO\ RU QRW DW DOO 7KLV VORZ FRROLQJ RI WKH
HQJLQH DOORZV WKH HQJLQH WR ZDUP XS TXLFNO\
7KH FRROLQJ V\VWHP LQFOXGHV D UDGLDWRU DQG UHFRYHU\
VXEV\VWHP FRROLQJ IDQV D WKHUPRVWDW DQG KRXVLQJ D
FRRODQW SXPS DQG D FRRODQW SXPS GULYH EHOW 7KH WLPLQJ
EHOW GULYHV WKH FRRODQW SXPS
$OO FRPSRQHQWV PXVW IXQFWLRQ SURSHUO\ LQ RUGHU IRU WKH
FRROLQJ V\VWHP WR RSHUDWH 7KH FRRODQW SXPS GUDZV WKH
FRRODQW IURP WKH UDGLDWRU 7KH FRRODQW WKHQ FLUFXODWHV
WKURXJK ZDWHU MDFNHWV LQ WKH HQJLQH EORFN WKH LQWDNH
PDQLIROG DQG WKH F\OLQGHU KHDG :KHQ WKH FRRODQW
UHDFKHV WKH RSHUDWLQJ WHPSHUDWXUH RI WKH WKHUPRVWDW
WKH WKHUPRVWDW RSHQV 7KH FRRODQW WKHQ JRHV EDFN WR WKH
UDGLDWRU ZKHUH LW FRROV
7KLV V\VWHP GLUHFWV VRPH FRRODQW WKURXJK WKH KRVHV WR
WKH KHDWHU FRUH 7KLV SURYLGHV IRU KHDWLQJ DQG
GHIURVWLQJ 7KH VXUJH WDQN LV FRQQHFWHG WR WKH UDGLDWRU
WR UHFRYHU WKH FRRODQW GLVSODFHG E\ H[SDQVLRQ IURP WKH
KLJK WHPSHUDWXUHV 7KH VXUJH WDQN PDLQWDLQV WKH FRUUHFW
FRRODQW OHYHO
7KH FRROLQJ V\VWHP IRU WKLV YHKLFOH KDV QR UDGLDWRU FDS
RU ILOOHU QHFN 7KH FRRODQW LV DGGHG WR WKH FRROLQJ V\VWHP
WKURXJK WKH VXUJH WDQN

5$',$725

7KLV YHKLFOH KDV D OLJKWZHLJKW WXEHDQGILQ DOXPLQXP


UDGLDWRU 3ODVWLF WDQNV DUH PRXQWHG RQ WKH ULJKW DQG WKH
OHIW VLGHV RI WKH UDGLDWRU FRUH
2Q YHKLFOHV HTXLSSHG ZLWK DXWRPDWLF WUDQVD[OHV WKH
WUDQVD[OH IOXLG FRROHU OLQHV UXQ WKURXJK WKH OHIW UDGLDWRU
WDQN $ UDGLDWRU GUDLQ SOXJ LV RQ WKLV UDGLDWRU
7R GUDLQ WKH FRROLQJ V\VWHP RSHQ WKH GUDLQ SOXJ

685*( 7$1.

7KH VXUJH WDQN LV D WUDQVSDUHQW SODVWLF UHVHUYRLU VLPLODU


WR WKH ZLQGVKLHOG ZDVKHU UHVHUYRLU
7KH VXUJH WDQN LV FRQQHFWHG WR WKH UDGLDWRU E\ D KRVH
DQG WR WKH HQJLQH FRROLQJ V\VWHP E\ DQRWKHU KRVH $V
WKH YHKLFOH LV GULYHQ WKH HQJLQH FRRODQW KHDWV DQG
H[SDQGV 7KH SRUWLRQ RI WKH HQJLQH FRRODQW GLVSODFHG
E\ WKLV H[SDQVLRQ IORZV IURP WKH UDGLDWRU DQG WKH HQJLQH
LQWR WKH VXUJH WDQN 7KH DLU WUDSSHG LQ WKH UDGLDWRU DQG
WKH HQJLQH LV GHJDVVHG LQWR WKH VXUJH WDQN

:KHQ WKH HQJLQH VWRSV WKH HQJLQH FRRODQW FRROV DQG


FRQWUDFWV 7KH GLVSODFHG HQJLQH FRRODQW LV WKHQ GUDZQ
EDFN LQWR WKH UDGLDWRU DQG WKH HQJLQH 7KLV NHHSV WKH
UDGLDWRU ILOOHG ZLWK WKH FRRODQW WR WKH GHVLUHG OHYHO DW DOO
WLPHV DQG LQFUHDVHV WKH FRROLQJ HIILFLHQF\
0DLQWDLQ WKH FRRODQW OHYHO EHWZHHQ WKH 0,1 DQG WKH
0$; PDUNV RQ WKH VXUJH WDQN ZKHQ WKH V\VWHP LV FROG

&22/$17 3803

7KH EHOWGULYHQ FHQWULIXJDO FRRODQW SXPS FRQVLVWV RI DQ


LPSHOOHU D GULYH VKDIW DQG D EHOW SXOOH\ 7KH FRRODQW
SXPS LV PRXQWHG RQ WKH IURQW RI WKH WUDQVYHUVHPRXQWHG
HQJLQH DQG LV GULYHQ E\ WKH WLPLQJ EHOW
7KH LPSHOOHU LV VXSSRUWHG E\ D FRPSOHWHO\ VHDOHG
EHDULQJ
7KH FRRODQW SXPS LV VHUYLFHG DV DQ DVVHPEO\ DQG
WKHUHIRUH FDQQRW EH GLVDVVHPEOHG

7+(50267$7
$ ZD[ SHOOHWW\SH WKHUPRVWDW FRQWUROV WKH IORZ RI WKH
HQJLQH FRRODQW WKURXJK WKH HQJLQH FRROLQJ V\VWHP 7KH
WKHUPRVWDW LV PRXQWHG LQ WKH WKHUPRVWDW KRXVLQJ WR WKH
IURQW RI WKH F\OLQGHU KHDG
7KH WKHUPRVWDW VWRSV WKH IORZ RI WKH HQJLQH FRRODQW IURP
WKH HQJLQH WR WKH UDGLDWRU LQ RUGHU WR SURYLGH IDVWHU
ZDUPXS DQG WR UHJXODWH WKH FRRODQW WHPSHUDWXUH 7KH
WKHUPRVWDW UHPDLQV FORVHG ZKLOH WKH HQJLQH FRRODQW LV
FROG SUHYHQWLQJ FLUFXODWLRQ RI WKH HQJLQH FRRODQW
WKURXJK WKH UDGLDWRU $W WKLV SRLQW WKH HQJLQH FRRODQW LV
DOORZHG WR FLUFXODWH RQO\ WKURXJKRXW WKH KHDWHU FRUH WR
ZDUP LW TXLFNO\ DQG HYHQO\
$V WKH HQJLQH ZDUPV WKH WKHUPRVWDW RSHQV 7KLV DOORZV
WKH HQJLQH FRRODQW WR IORZ WKURXJK WKH UDGLDWRU ZKHUH WKH
KHDW LV GLVVLSDWHG 7KLV RSHQLQJ DQG FORVLQJ RI WKH
WKHUPRVWDW SHUPLWV HQRXJK HQJLQH FRRODQW WR HQWHU WKH
UDGLDWRU WR NHHS WKH HQJLQH ZLWKLQ SURSHU HQJLQH
WHPSHUDWXUH RSHUDWLQJ OLPLWV
7KH ZD[ SHOOHW LQ WKH WKHUPRVWDW LV KHUPHWLFDOO\ VHDOHG LQ
D PHWDO FDVH 7KH ZD[ HOHPHQW RI WKH WKHUPRVWDW
H[SDQGV ZKHQ LW LV KHDWHG DQG FRQWUDFWV ZKHQ LW LV
FRROHG
$V WKH YHKLFOH LV GULYHQ DQG WKH HQJLQH ZDUPV WKH
HQJLQH FRRODQW WHPSHUDWXUH LQFUHDVHV :KHQ WKH
HQJLQH FRRODQW UHDFKHV D VSHFLILHG WHPSHUDWXUH WKH
ZD[ SHOOHW HOHPHQW LQ WKH WKHUPRVWDW H[SDQGV DQG H[HUWV
SUHVVXUH DJDLQVW WKH PHWDO FDVH IRUFLQJ WKH YDOYH RSHQ
7KLV DOORZV WKH HQJLQH FRRODQW WR IORZ WKURXJK WKH
HQJLQH FRROLQJ V\VWHP DQG FRRO WKH HQJLQH
$V WKH ZD[ SHOOHW FRROV WKH FRQWUDFWLRQ DOORZV D VSULQJ
WR FORVH WKH YDOYH
7KH WKHUPRVWDW EHJLQV WR RSHQ DW E& E) DQG LV
IXOO\ RSHQ DW E& E)  7KH WKHUPRVWDW FORVHV DW
E& E) 

(/(&75,& &22/,1* )$1


&DXWLRQ .HHS KDQGV WRROV DQG FORWKLQJ DZD\ IURP
WKH HQJLQH FRROLQJ IDQV WR KHOS SUHYHQW SHUVRQDO
LQMXU\ 7KLV IDQ LV HOHFWULF DQG FDQ WXUQ RQ ZKHWKHU
RU QRW WKH HQJLQH LV UXQQLQJ
'$(:22 9 %/

'   (1*,1( &22/,1*


&DXWLRQ ,I D IDQ EODGH LV EHQW RU GDPDJHG LQ DQ\
ZD\ QR DWWHPSW VKRXOG EH PDGH WR UHSDLU RU UHXVH
WKH GDPDJHG SDUW $ EHQW RU GDPDJHG IDQ DVVHPEO\
VKRXOG DOZD\V EH UHSODFHG ZLWK D QHZ RQH WR
SUHYHQW SRVVLEOH LQMXU\

&22/$17 7(03(5$785( 6(1625

7KH FRROLQJ IDQV DUH PRXQWHG EHKLQG WKH UDGLDWRU LQ WKH


HQJLQH FRPSDUWPHQW 7KH HOHFWULF FRROLQJ IDQV LQFUHDVH
WKH IORZ RI DLU DFURVV WKH UDGLDWRU ILQV DQG DFURVV WKH
FRQGHQVHU RQ DLU FRQGLWLRQ $& HTXLSSHG YHKLFOHV 7KLV
KHOSV WR VSHHG FRROLQJ ZKHQ WKH YHKLFOH LV DW LGOH RU
PRYLQJ DW ORZ VSHHGV
$OO PRGHOV KDYH WZR IDQV 7KH PDLQ IDQ LV  PP 
LQFKHV LQ GLDPHWHU ZLWK ILYH EODGHV WR DLG WKH DLU IORZ
WKURXJK WKH UDGLDWRU DQG WKH FRQGHQVHU $Q HOHFWULF
PRWRU DWWDFKHG WR WKH UDGLDWRU VXSSRUW GULYHV WKH IDQ
7KH DX[LOLDU\ IDQ LV  PP  LQFKHV LQ GLDPHWHU
- 7KH FRROLQJ IDQV DUH DFWXDWHG E\ WKH HOHFWURQLF
FRQWURO PRGXOH (&0 XVLQJ D ORZVSHHG FRROLQJ
IDQ UHOD\ DQG D KLJKVSHHG FRROLQJ IDQ UHOD\ DQG D
VHULHVSDUDOOHO FRROLQJ IDQ UHOD\
- 7KH (&0 ZLOO WXUQ WKH FRROLQJ IDQV RQ DW ORZ VSHHG
ZKHQ WKH FRRODQW WHPSHUDWXUH UHDFKHV E& E)
DQG DW KLJK VSHHG ZKHQ WKH FRRODQW WHPSHUDWXUH
UHDFKHV E& E) 
- 7KH (&0 ZLOO FKDQJH WKH FRROLQJ IDQV IURP KLJK
VSHHG WR ORZ VSHHG DW E& E) DQG ZLOO WXUQ WKH
FRROLQJ IDQV RII DW E& E) 

(1*,1( &22/$17 7(03(5$785(


6(1625

7KH FRRODQW WHPSHUDWXUH VHQVRU &76 XVHV D


WKHUPLVWRU WR FRQWURO WKH VLJQDO YROWDJH WR WKH HOHFWURQLF
FRQWURO PRGXOH (&0 

7KH HQJLQH FRRODQW WHPSHUDWXUH VHQVRU FRQWUROV WKH


LQVWUXPHQW SDQHO WHPSHUDWXUH LQGLFDWRU 7KH HQJLQH
FRRODQW WHPSHUDWXUH VHQVRU LV ORFDWHG RQ WKH LQWDNH
PDQLIROG QHDU WKH WKURWWOH ERG\ RQ DQ 62+& HQJLQH DQG
RQ WKH F\OLQGHU KHDG XQGHU WKH LQWDNH PDQLIROG RQ D
'2+& HQJLQH

(1*,1( %/2&. +($7(5

7KH YHKLFOH LV GHVLJQHG WR DFFHSW DQ HQJLQH EORFN


KHDWHU 7KH HQJLQH EORFN KHDWHU KHOSV ZDUP WKH HQJLQH
IRU LPSURYHG FROG ZHDWKHU VWDUWLQJ ,W FDQ DOVR KHOS
UHGXFH IXHO FRQVXPSWLRQ ZKHQ D FROG HQJLQH LV ZDUPLQJ
XS
7KH HQJLQH EORFN KHDWHU XWLOL]HV DQ H[LVWLQJ H[SDQVLRQ
SOXJ IRU LQVWDOODWLRQ DQG LV ORFDWHG XQGHU WKH LQWDNH
PDQLIROG
&RQWDFW \RXU 'DHZRR GHDOHU IRU IXUWKHU LQIRUPDWLRQ RU
LQVWDOODWLRQ

'$(:22 9 %/

6(&7,21 (

(1*,1( (/(&75,&$/
&$87,21 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH EHIRUH UHPRYLQJ RU LQVWDOOLQJ DQ\ HOHFWULFDO XQLW RU ZKHQ D
WRRO RU HTXLSPHQW FRXOG HDVLO\ FRPH LQ FRQWDFW ZLWK H[SRVHG HOHFWULFDO WHUPLQDOV 'LVFRQQHFWLQJ WKLV FDEOH
ZLOO KHOS SUHYHQW SHUVRQDO LQMXU\ DQG GDPDJH WR WKH YHKLFOH 7KH LJQLWLRQ PXVW DOVR EH LQ /2&. XQOHVV
RWKHUZLVH QRWHG

7$%/( 2) &217(176
6SHFLILFDWLRQV                             
6WDUWHU 6SHFLILFDWLRQV                       
*HQHUDWRU 6SHFLILFDWLRQV                    
%DWWHU\ 6SHFLILFDWLRQV                       
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV           

(
(
(
(
(

6FKHPDWLF DQG 5RXWLQJ 'LDJUDPV            (


6WDUWLQJ 6\VWHP                             (
&KDUJLQJ 6\VWHP                            (
'LDJQRVLV                                 
1R &UDQN                                 
6WDUWHU 0RWRU 1RLVH                         
%DWWHU\ /RDG 7HVW (
*HQHUDWRU 2XWSXW 7HVW                      
*HQHUDWRU 6\VWHP &KHFN                   
0DLQWHQDQFH DQG 5HSDLU                   
2Q9HKLFOH 6HUYLFH                         
*HQHUDWRU   $PS                       
6WDUWHU  3* 6                         
%DWWHU\%DWWHU\ 7UD\                       

(
(
(
(
(

(
(
(
(
(

8QLW 5HSDLU                                 (


6WDUWHU 0RWRU                              (
*HQHUDWRU                                 (
*HQHUDO 'HVFULSWLRQ DQG 6\VWHP
2SHUDWLRQ                               
%DWWHU\                                   
5DWLQJV                                  
5HVHUYH &DSDFLW\                         
&ROG &UDQNLQJ $PSHUDJH                   
%XLOW,Q +\GURPHWHU                       
&KDUJLQJ 3URFHGXUH                       
&KDUJLQJ 7LPH 5HTXLUHG                   
&KDUJLQJ D &RPSOHWHO\ 'LVFKDUJHG %DWWHU\
2II WKH 9HKLFOH                         
-XPS 6WDUWLQJ 3URFHGXUH                   
*HQHUDWRU                                
&KDUJLQJ 6\VWHP                          
6WDUWHU                                   
6WDUWLQJ 6\VWHP                           

63(&,),&$7,216
67$57(5 63(&,),&$7,216
$SSOLFDWLRQ
6WDUWHU
1R/RDG 7HVW #  9ROWV

'HVFULSWLRQ
 DPSV

'ULYH 3LQLRQ 6SHHG

 USP

6ROHQRLG
+ROGLQ :LQGLQJV #  9ROWV

 DPSV

3XOOLQ :LQGLQJV #  9ROWV

 DPSV

*(1(5$725 63(&,),&$7,216
$SSOLFDWLRQ
7\SH

'$(:22 9 %/

'HVFULSWLRQ
&6'

(
(
(
(
(
(
(
(
(
(
(
(
(
(

(   (1*,1( (/(&75,&$/

%$77(5< 63(&,),&$7,216
$SSOLFDWLRQ
&ROG &UDQNLQJ $PSV

'HVFULSWLRQ
DPSV &ROG $UHD   DPSV

5HVHUYH &DSDFLW\ 0LQLPXP

PLQXWHV

/RDG 7HVW

DPSV

5HSODFHPHQW

%

0LQLPXP 9ROWDJH

(VWLPDWHG 7HPSHUDWXUH



E& E)



E& E)



E& E)



E& E)



E& E)



%HORZ E& %HORZ E)

)$67(1(5 7,*+7(1,1* 63(&,),&$7,216


$SSOLFDWLRQ

1:P


/E:)W


/E:,Q


%DWWHU\ &DUULHU 7UD\ /RZHU %ROWV





%DWWHU\ &DUULHU 7UD\ 8SSHU %ROWV





%DWWHU\ 5HWDLQHU &ODPSWR%DWWHU\ 5RG 1XWV



%DWWHU\ 7HUPLQDO %ROW





%DWWHU\WR*HQHUDWRU /HDG 1XW





*HQHUDWRU 'ULYHVKDIW 1XW





*HQHUDWRU /RZHU %UDFNHWWR(QJLQH %ORFN %ROWV





*HQHUDWRU /RZHU %UDFNHWWR*HQHUDWRU 1XW





*HQHUDWRU 7KURXJK %ROWV





*HQHUDWRUWR&\OLQGHU +HDG 6XSSRUW %UDFNHW %ROW





*HQHUDWRUWR,QWDNH 0DQLIROG DQG &\OLQGHU +HDG


6XSSRUW %UDFNHW %ROWV





*HQHUDWRUWR,QWDNH 0DQLIROG 6WUDS %UDFNHW %ROW





,QWDNH 0DQLIROGWR(QJLQH %ORFN %UDFNHW %ROWV 2YHU


6WDUWHU





6WDUWHU )LHOG &RQQHFWRU 1XW



6WDUWHU 6ROHQRLG $VVHPEO\ 6FUHZV



6WDUWHU 6ROHQRLG 7HUPLQDOWR%DWWHU\ &DEOH 7HUPLQDO


1XW



6WDUWHU 6ROHQRLG 7HUPLQDOWR,JQLWLRQ 6ROHQRLG 7HUPLQDO


1XW



6WDUWHU 7KURXJK %ROWV



6WDUWHUWR(QJLQH %ORFN 0RXQWLQJ %ROW





6WDUWHUWR7UDQVPLVVLRQ 0RXQWLQJ %ROW





%DWWHU\ &DEOH 1XWV

'$(:22 9 %/

(1*,1( (/(&75,&$/ (  

67$57,1* 6<67(0

6&+(0$7,& $1' 5287,1* ',$*5$06

&($

'$(:22 9 %/

&+$5*,1* 6<67(0

(   (1*,1( (/(&75,&$/

&($

'$(:22 9 %/

(1*,1( (/(&75,&$/ (  

',$*126,6
12 &5$1.
6WHS


$FWLRQ
 7XUQ WKH KHDGODPSV 21
 7XUQ WKH GRPH ODPSV 21
 7XUQ WKH LJQLWLRQ WR 67$57
'LG WKH OLJKWV GLP RU JR RXW"

9DOXH

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR
CC&KDUJLQJ
3URFHGXUH

*R WR 6WHS 

&KHFN WKH EDWWHU\ VWDWH RI FKDUJH


,V WKH JUHHQ H\H VKRZLQJ IURP WKH EXLOWLQ
K\GURPHWHU"

 &RQQHFW WKH YROWPHWHU SRVLWLYH OHDG WR WKH SRVLWLYH


EDWWHU\ WHUPLQDO
 &RQQHFW WKH YROWPHWHU QHJDWLYH OHDG WR WKH
QHJDWLYH EDWWHU\ WHUPLQDO
 7XUQ WKH LJQLWLRQ WR 67$57
'RHV WKH YROWPHWHU LQGLFDWH WKH YDOXH VSHFLILHG"

 9

*R WR
CC&KDUJLQJ
3URFHGXUH

 &RQQHFW WKH YROWPHWHU QHJDWLYH OHDG WR WKH


QHJDWLYH EDWWHU\ WHUPLQDO
 &RQQHFW WKH SRVLWLYH YROWPHWHU OHDG WR WKH HQJLQH
EORFN
'RHV WKH YROWPHWHU LQGLFDWH WKH YDOXH VSHFLILHG"

! 9

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

 9

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

! 9

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 












'$(:22 9 %/

&OHDQ WLJKWHQ RU UHSODFH WKH QHJDWLYH EDWWHU\ FDEOH


,V WKH UHSDLU FRPSOHWH"
 &RQQHFW WKH YROWPHWHU SRVLWLYH OHDG WR WKH VWDUWHU
% WHUPLQDO
 &RQQHFW WKH YROWPHWHU QHJDWLYH OHDG WR WKH
QHJDWLYH EDWWHU\ WHUPLQDO
'RHV WKH YROWPHWHU LQGLFDWH WKH YDOXH VSHFLILHG"
&OHDQ WLJKWHQ RU UHSODFH WKH SRVLWLYH EDWWHU\ FDEOH
,V WKH UHSDLU FRPSOHWH"
,QVSHFW WKH HQJLQH IXVH EORFN IXVH ()
,V WKH IXVH 2."
5HSODFH WKH IXVH ()
,V WKH UHSDLU FRPSOHWH"
&KHFN WKH FRQQHFWLRQ DW WKH VWDUWHU 67 WHUPLQDO
,V WKH FRQQHFWLRQ 2."
&OHDQ RU WLJKWHQ WKH FRQQHFWLRQ DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
 &RQQHFW WKH YROWPHWHU SRVLWLYH OHDG WR WKH VWDUWHU
67 WHUPLQDO
 &RQQHFW WKH YROWPHWHU QHJDWLYH OHDG WR WKH
QHJDWLYH EDWWHU\ WHUPLQDO
 7XUQ WKH LJQLWLRQ WR 67$57
'RHV WKH YROWPHWHU LQGLFDWH WKH YDOXH VSHFLILHG"
5HSDLU RU UHSODFH WKH VWDUWHU DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
'HWHUPLQH WKH W\SH RI WUDQVD[OH RQ WKH YHKLFOH
,V WKH YHKLFOH HTXLSSHG ZLWK DQ DXWRPDWLF
WUDQVPLVVLRQ"

(   (1*,1( (/(&75,&$/

12 &5$1. &RQWLQXHG
6WHS

$FWLRQ

9DOXH

<HV

1R



 'LVFRQQHFW WKH 3DUN 1HXWUDO 31 SRVLWLRQ VZLWFK


UHOD\
 &RQQHFW WKH QHJDWLYH YROWPHWHU OHDG WR WKH 31
UHOD\ FRQQHFWRU WHUPLQDO 
 &RQQHFW WKH SRVLWLYH YROWPHWHU OHDG WR EDWWHU\
SRVLWLYH
'RHV WKH YROWPHWHU LQGLFDWH WKH YDOXH VSHFLILHG"

9

*R WR 6WHS 

*R WR 6WHS 

 'LVFRQQHFW WKH 31 SRVLWLRQ VZLWFK


 &RQQHFW WKH QHJDWLYH YROWPHWHU OHDG WR WKH 31
SRVLWLRQ VZLWFK FRQQHFWRU WHUPLQDO 
 &RQQHFW WKH SRVLWLYH YROWPHWHU OHDG WR EDWWHU\
SRVLWLYH
'RHV WKH YROWPHWHU LQGLFDWH WKH YDOXH VSHFLILHG"

9

*R WR 6WHS 

*R WR 6WHS 

 -XPSHU WKH 31 SRVLWLRQ VZLWFK FRQQHFWRU


WHUPLQDOV DQG 
 &RQQHFW WKH QHJDWLYH YROWPHWHU OHDG WR WKH 31
UHOD\ FRQQHFWRU WHUPLQDO 
 &RQQHFW WKH SRVLWLYH YROWPHWHU OHDG WR EDWWHU\
SRVLWLYH
'RHV WKH YROWPHWHU LQGLFDWH WKH YDOXH VSHFLILHG"

9

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.







5HSODFH WKH QHXWUDO VDIHW\ EDFNXS VZLWFK


,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH 31 SRVLWLRQ


VZLWFK FRQQHFWRU WHUPLQDO DQG WKH 31 EDFNXS
UHOD\ FRQQHFWRU WHUPLQDO 
,V WKH UHSDLU FRPSOHWH"


6\VWHP 2.



 &RQQHFW WKH SRVLWLYH YROWPHWHU OHDG WR WKH 31


EDFNXS UHOD\ FRQQHFWRU WHUPLQDO 
 &RQQHFW WKH YROWPHWHU QHJDWLYH OHDG WR JURXQG
 7XUQ WKH LJQLWLRQ WR 67$57
'RHV WKH YROWPHWHU LQGLFDWH WKH YDOXH VSHFLILHG"

9

*R WR 6WHS 

*R WR 6WHS 



 &RQQHFW WKH SRVLWLYH YROWPHWHU OHDG WR WKH 16%8


UHOD\ FRQQHFWRU WHUPLQDO 
 &RQQHFW WKH YROWPHWHU QHJDWLYH OHDG WR JURXQG
 7XUQ WKH LJQLWLRQ WR 67$57
'RHV WKH YROWPHWHU LQGLFDWH WKH YDOXH VSHFLILHG"

9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.







 -XPSHU FRQQHFWRU WHUPLQDOV DQG RI WKH 31


UHOD\
 7XUQ WKH LJQLWLRQ WR 67$57
'RHV WKH VWDUWHU FUDQN"
&KHFN IRU DQ RSHQ LQ WKH ZLUH EHWZHHQ WKH 31 UHOD\
FRQQHFWRU WHUPLQDO DQG WKH VWDUWHU 67 WHUPLQDO
,V WKH SUREOHP IRXQG"
5HSDLU WKH ZLUH DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH 31 SRVLWLRQ
VZLWFK FRQQHFWRU WHUPLQDO DQG JURXQG
,V WKH UHSDLU FRPSOHWH"





6\VWHP 2.

'$(:22 9 %/

(1*,1( (/(&75,&$/ (  

12 &5$1. &RQWLQXHG
6WHS










$FWLRQ
5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH 31 UHOD\
FRQQHFWRU WHUPLQDO DQG WKH LJQLWLRQ VZLWFK
FRQQHFWRU WHUPLQDO 
,V WKH UHSDLU FRPSOHWH"
 &RQQHFW WKH YROWPHWHU SRVLWLYH OHDG WR WKH LJQLWLRQ
VZLWFK FRQQHFWRU WHUPLQDO E\ EDFNSURELQJ WKH
FRQQHFWRU
 &RQQHFW WKH YROWPHWHU QHJDWLYH OHDG WR JURXQG
'RHV WKH YROWPHWHU LQGLFDWH WKH YDOXH VSHFLILHG"
5HSDLU WKH RSHQ LQ WKH ZLULQJ EHWZHHQ WKH HQJLQH
EORFN IXVH ()DQG WKH LJQLWLRQ VZLWFK FRQQHFWRU
WHUPLQDO 
,V WKH UHSDLU FRPSOHWH"
 &RQQHFW WKH YROWPHWHU SRVLWLYH OHDG WR WKH LJQLWLRQ
VZLWFK FRQQHFWRU WHUPLQDO E\ EDFNSURELQJ WKH
FRQQHFWRU
 &RQQHFW WKH YROWPHWHU QHJDWLYH OHDG WR JURXQG
 7XUQ WKH LJQLWLRQ WR 67$57
'RHV WKH YROWPHWHU LQGLFDWH WKH YDOXH VSHFLILHG"
5HSDLU WKH RSHQ LQ WKH ZLULQJ EHWZHHQ WKH LJQLWLRQ
VZLWFK FRQQHFWRU WHUPLQDO DQG WKH 31 UHOD\
FRQQHFWRU WHUPLQDO 
,V WKH UHSDLU FRPSOHWH"



5HSODFH WKH 31 UHOD\


,V WKH UHSDLU FRPSOHWH"



 &RQQHFW WKH YROWPHWHU SRVLWLYH OHDG WR WKH LJQLWLRQ


VZLWFK FRQQHFWRU WHUPLQDO E\ EDFNSURELQJ WKH
FRQQHFWRU
 &RQQHFW WKH YROWPHWHU QHJDWLYH OHDG WR JURXQG
'RHV WKH YROWPHWHU LQGLFDWH WKH YDOXH VSHFLILHG"



5HSDLU WKH RSHQ LQ WKH ZLULQJ EHWZHHQ WKH HQJLQH


EORFN IXVH ()DQG WKH LJQLWLRQ VZLWFK FRQQHFWRU
WHUPLQDO 
,V WKH UHSDLU FRPSOHWH"



 &RQQHFW WKH YROWPHWHU SRVLWLYH OHDG WR WKH LJQLWLRQ


VZLWFK FRQQHFWRU WHUPLQDO E\ EDFNSURELQJ WKH
FRQQHFWRU
 &RQQHFW WKH YROWPHWHU QHJDWLYH OHDG WR JURXQG
 7XUQ WKH LJQLWLRQ WR 67$57
'RHV WKH YROWPHWHU LQGLFDWH WKH YDOXH VSHFLILHG"



5HSDLU WKH RSHQ LQ WKH ZLULQJ EHWZHHQ WKH LJQLWLRQ


VZLWFK FRQQHFWRU WHUPLQDO DQG WKH VWDUWHU 67
WHUPLQDO
,V WKH UHSDLU FRPSOHWH"



'$(:22 9 %/

5HSODFH WKH LJQLWLRQ VZLWFK


,V WKH UHSDLU FRPSOHWH"

9DOXH

<HV

1R


6\VWHP 2.

9

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

9

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.


6\VWHP 2.

9

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

9

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.


6\VWHP 2.

(   (1*,1( (/(&75,&$/

67$57(5 02725 12,6(


7R FRUUHFW VWDUWHU PRWRU QRLVH GXULQJ VWDUWLQJ XVH WKH IROORZLQJ SURFHGXUH
&KHFNV
&KHFN IRU D KLJKSLWFKHG ZKLQH GXULQJ FUDQNLQJ EHIRUH
WKH HQJLQH ILUHV 7KH HQJLQH FUDQNV DQG ILUHV SURSHUO\

$FWLRQ
7KH GLVWDQFH LV WRR JUHDW EHWZHHQ WKH VWDUWHU SLQLRQ
DQG WKH IO\ZKHHO 6KLPPLQJ WKH VWDUWHU WRZDUG WKH
IO\ZKHHO LV UHTXLUHG

&KHFN IRU D KLJKSLWFKHG ZKLQH DIWHU WKH HQJLQH ILUHV


DV WKH NH\ LV EHLQJ UHOHDVHG 7KH HQJLQH FUDQNV DQG
ILUHV SURSHUO\ 7KLV LQWHUPLWWHQW FRPSODLQW LV RIWHQ
GLDJQRVHG DV CCVWDUWHU KDQJLQ

RU CCVROHQRLG ZHDN

&KHFN IRU D ORXG CCZKRRS

DIWHU WKH HQJLQH ILUHV EXW


ZKLOH WKH VWDUWHU LV VWLOO KHOG HQJDJHG 7KH VRXQG LV OLNH
D VLUHQ LI WKH HQJLQH LV UHYYHG ZKLOH WKH VWDUWHU LV
HQJDJHG
&KHFN IRU D CCUXPEOH

D CCJURZO

RU LQ VHYHUH FDVHV


D CCNQRFN

DV WKH VWDUWHU LV FRDVWLQJ GRZQ WR D VWRS


DIWHU VWDUWLQJ WKH HQJLQH

7KH GLVWDQFH LV WRR VPDOO EHWZHHQ WKH VWDUWHU SLQLRQ


DQG WKH IO\ZKHHO 6KLPPLQJ WKH VWDUWHU DZD\ IURP WKH
IO\ZKHHO LV UHTXLUHG

,I WKH FRPSODLQW LV QRLVH FRUUHFWLRQ FDQ EH DFKLHYHG E\


SURSHU VKLPPLQJ DV IROORZV
 &KHFN IRU D EHQW RU D ZRUQ IO\ZKHHO
 6WDUW WKH HQJLQH DQG FDUHIXOO\ WRXFK WKH RXWVLGH
GLDPHWHU RI WKH URWDWLQJ IO\ZKHHO ULQJ JHDU ZLWK FKDON
RU D FUD\RQ WR VKRZ WKH KLJK SRLQW RI WKH WRRWK UXQRXW
7XUQ WKH HQJLQH 2)) DQG URWDWH WKH IO\ZKHHO VR WKDW
WKH PDUNHG WHHWK DUH LQ WKH DUHD RI WKH VWDUWHU SLQLRQ
JHDU
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH WR SUHYHQW WKH
FUDQNLQJ RI WKH HQJLQH
 &KHFN WKH SLQLRQWRIO\ZKHHO FOHDUDQFH E\ XVLQJ D
ZLUH JDXJH RI  PP  LQFK PLQLPXP WKLFNQHVV
RU GLDPHWHU &HQWHU D SLQLRQ WRRWK EHWZHHQ WZR
IO\ZKHHO WHHWK DQG WKH JDXJH 'R QRW JDXJH LQ WKH
FRUQHUV ZKHUH D PLVOHDGLQJ ODUJHU GLPHQVLRQ PD\ EH
REVHUYHG ,I WKH FOHDUDQFH LV XQGHU WKLV PLQLPXP
VKLP WKH VWDUWHU DZD\ IURP WKH IO\ZKHHO
 ,I WKH FOHDUDQFH DSSURDFKHV  PP  LQFK RU
PRUH VKLP WKH VWDUWHU WRZDUG WKH IO\ZKHHO 7KLV
FRQGLWLRQ LV JHQHUDOO\ WKH FDXVH RI EURNHQ IO\ZKHHO
WHHWK RU WKH VWDUWHU KRXVLQJ 6KLP WKH VWDUWHU WRZDUG
WKH IO\ZKHHO E\ VKLPPLQJ RQO\ WKH RXWERDUG VWDUWHU
PRXQWLQJ SDG $ VKLP RI  PP  LQFK
WKLFNQHVV DW WKLV ORFDWLRQ ZLOO GHFUHDVH WKH FOHDUDQFH
E\ DSSUR[LPDWHO\  PP  LQFK  ,I QRUPDO
VWDUWHU VKLPV DUH QRW DYDLODEOH SODLQ ZDVKHUV RU RWKHU
VXLWDEOH PDWHULDO PD\ EH XVHG DV VKLPV

7KH PRVW SUREDEOH FDXVH LV D GHIHFWLYH FOXWFK $ QHZ


FOXWFK ZLOO RIWHQ FRUUHFW WKLV SUREOHP
7KH PRVW SUREDEOH FDXVH LV D EHQW RU DQ XQEDODQFHG
VWDUWHU DUPDWXUH $ QHZ DUPDWXUH ZLOO RIWHQ FRUUHFW WKLV
SUREOHP

%$77(5< /2$' 7(67

 &KHFN WKH EDWWHU\ IRU REYLRXV GDPDJH VXFK DV D


FUDFNHG RU EURNHQ FDVH RU FRYHU ZKLFK FRXOG SHUPLW
WKH ORVV RI HOHFWURO\WH ,I GDPDJH LV REYLRXV UHSODFH
WKH EDWWHU\
&DXWLRQ 'R QRW FKDUJH WKH EDWWHU\ LI WKH
K\GURPHWHU LV FOHDU RU OLJKW \HOORZ ,QVWHDG UHSODFH
WKH EDWWHU\ ,I WKH EDWWHU\ IHHOV KRW RU LI YLROHQW
JDVVLQJ RU VSHZLQJ RI HOHFWURO\WH WKURXJK WKH YHQW
KROH RFFXUV GLVFRQWLQXH FKDUJLQJ RU UHGXFH WKH
FKDUJLQJ UDWH WR DYRLG SHUVRQDO LQMXU\
,PSRUWDQW 7KH EDWWHU\ WHPSHUDWXUH PXVW EH HVWLPDWHG
E\ WRXFK WDNLQJ LQWR FRQVLGHUDWLRQ WKH DPELHQW
WHPSHUDWXUH WR ZKLFK WKH EDWWHU\ KDV EHHQ H[SRVHG IRU
WKH SUHFHGLQJ IHZ KRXUV
 &KHFN WKH K\GURPHWHU ,I WKH JUHHQ GRW LV YLVLEOH JR
WR WKH ORDG WHVW SURFHGXUH ,I WKH LQGLFDWRU LV GDUN EXW
JUHHQ LV QRW YLVLEOH FKDUJH WKH EDWWHU\ )RU FKDUJLQJ D
EDWWHU\ UHPRYHG IURP WKH YHKLFOH UHIHU WR &KDUJLQJ D
&RPSOHWHO\ 'LVFKDUJHG %DWWHU\ LQ WKLV VHFWLRQ
 &RQQHFW D YROWPHWHU DQG D EDWWHU\ ORDG WHVWHU DFURVV
WKH EDWWHU\ WHUPLQDOV
 $SSO\ D  DPSHUH ORDG IRU  VHFRQGV WR UHPRYH
WKH VXUIDFH FKDUJH IURP WKH EDWWHU\
 5HPRYH WKH ORDG
 :DLW  VHFRQGV WR OHW WKH EDWWHU\ UHFRYHU
 $SSO\ D  DPSHUH ORDG
 ,I WKH YROWDJH GRHV QRW GURS EHORZ WKH PLQLPXP OLVWHG
WKH EDWWHU\ LV JRRG DQG VKRXOG EH UHLQVWDOOHG ,I WKH
YROWDJH LV OHVV WKDQ WKH PLQLPXP OLVWHG UHSODFH WKH
EDWWHU\ 5HIHU WR %DWWHU\ 6SHFLILFDWLRQV LQ WKLV
VHFWLRQ

'$(:22 9 %/

(1*,1( (/(&75,&$/ (  

*(1(5$725 287387 7(67

 3HUIRUP WKH JHQHUDWRU V\VWHP WHVW 5HIHU WR


*HQHUDWRU 6\VWHP &KHFN LQ WKLV VHFWLRQ
 5HSODFH WKH JHQHUDWRU LI LW IDLOV WKDW WHVW 5HIHU WR
*HQHUDWRU LQ WKH 2Q9HKLFOH 6HUYLFH SRUWLRQ RI WKLV
VHFWLRQ
 ,I WKH JHQHUDWRU SDVVHV WKH WHVW SHUIRUP WKH
RQYHKLFOH RXWSXW WHVW ZKLFK IROORZV
,PSRUWDQW $OZD\V FKHFN WKH JHQHUDWRU IRU RXWSXW
EHIRUH DVVXPLQJ WKDW D JURXQGHG / WHUPLQDO FLUFXLW KDV
GDPDJHG WKH UHJXODWRU
 $WWDFK D GLJLWDO PXOWLPHWHU DQ DPPHWHU DQG D
FDUERQ SLOH ORDG WR WKH YHKLFOH
,PSRUWDQW %H VXUH WKH YHKLFOH EDWWHU\ LV IXOO\ FKDUJHG
DQG WKH FDUERQ SLOH ORDG LV WXUQHG RII
 :LWK WKH LJQLWLRQ VZLWFK LQ WKH RII SRVLWLRQ FKHFN DQG
UHFRUG WKH EDWWHU\ YROWDJH
 5HPRYH WKH KDUQHVV FRQQHFWRU IURP WKH JHQHUDWRU
 7XUQ WKH LJQLWLRQ VZLWFK WR WKH 581 SRVLWLRQ ZLWK WKH
HQJLQH QRW UXQQLQJ
 8VH D GLJLWDO PXOWLPHWHU WR FKHFN IRU YROWDJH LQ WKH
KDUQHVV FRQQHFWRU / WHUPLQDO 7KH UHDGLQJ VKRXOG
EH QHDU WKH VSHFLILHG EDWWHU\ YROWDJH RI  YROWV
 ,I WKH YROWDJH LV WRR ORZ FKHFN WKH LQGLFDWRU /
WHUPLQDO FLUFXLWV IRU RSHQ DQG JURXQGHG FLUFXLWV
FDXVLQJ YROWDJH ORVV &RUUHFW DQ\ RSHQ ZLUHV
WHUPLQDO FRQQHFWLRQV HWF DV QHFHVVDU\ 5HIHU WR
&KDUJLQJ 6\VWHP LQ WKLV VHFWLRQ
 $WWDFK WKH JHQHUDWRU KDUQHVV FRQQHFWRU
 5XQ WKH HQJLQH DW D PRGHUDWH LGOH DQG PHDVXUH WKH
YROWDJH DFURVV WKH EDWWHU\ WHUPLQDOV 7KH UHDGLQJ
VKRXOG EH DERYH WKDW UHFRUGHG LQ VWHS  EXW OHVV
WKDQ  YROWV ,I WKH UHDGLQJ LV RYHU  YROWV RU EHORZ
WKH SUHYLRXV UHDGLQJ UHSODFH WKH JHQHUDWRU 5HIHU
WR *HQHUDWRU LQ WKH 2Q9HKLFOH 6HUYLFH SRUWLRQ RI
WKLV VHFWLRQ
 5XQ WKH HQJLQH DW D PRGHUDWH LGOH DQG PHDVXUH WKH
JHQHUDWRU DPSHUDJH RXWSXW
 7XUQ RQ WKH FDUERQ SLOH DQG DGMXVW LW WR REWDLQ WKH
PD[LPXP DPSV ZKLOH PDLQWDLQLQJ WKH EDWWHU\
YROWDJH DERYH  YROWV ,I WKH UHDGLQJ LV ZLWKLQ 
DPSV RI WKH JHQHUDWRU
V UDWLQJ OLVWHG RQ WKH
JHQHUDWRU WKH JHQHUDWRU LV JRRG ,I QRW UHSODFH WKH
JHQHUDWRU 5HIHU WR *HQHUDWRU LQ WKH 2Q9HKLFOH
6HUYLFH SRUWLRQ RI WKLV VHFWLRQ
 :LWK WKH JHQHUDWRU RSHUDWLQJ DW WKH PD[LPXP
RXWSXW PHDVXUH WKH YROWDJH EHWZHHQ WKH JHQHUDWRU
KRXVLQJ DQG WKH EDWWHU\ QHJDWLYH WHUPLQDO 7KH
YROWDJH GURS VKRXOG EH  YROW RU OHVV ,I WKH YROWDJH
GURS LV PRUH WKDQ  YROW FKHFN WKH JURXQG SDWK
IURP WKH JHQHUDWRU KRXVLQJ WR WKH QHJDWLYH EDWWHU\
FDEOH
 &KHFN FOHDQ WLJKWHQ DQG UHFKHFN DOO RI WKH JURXQG
FRQQHFWLRQV

'$(:22 9 %/

&(

*(1(5$725 6<67(0 &+(&.


:KHQ RSHUDWLQJ QRUPDOO\ WKH JHQHUDWRU LQGLFDWRU ODPS
ZLOO FRPH RQ ZKHQ WKH LJQLWLRQ VZLWFK LV LQ WKH 581
SRVLWLRQ DQG JR RXW ZKHQ WKH HQJLQH VWDUWV ,I WKH ODPS
RSHUDWHV DEQRUPDOO\ RU LI DQ XQGHUFKDUJHG RU
RYHUFKDUJHG EDWWHU\ FRQGLWLRQ RFFXUV WKH IROORZLQJ
SURFHGXUH PD\ EH XVHG WR GLDJQRVH WKH FKDUJLQJ
V\VWHP 5HPHPEHU WKDW DQ XQGHUFKDUJHG EDWWHU\ LV
RIWHQ FDXVHG E\ DFFHVVRULHV EHLQJ OHIW RQ RYHUQLJKW RU
E\ D GHIHFWLYH VZLWFK WKDW DOORZV D ODPS VXFK DV D WUXQN
RU D JORYH ER[ ODPS WR VWD\ RQ
'LDJQRVH WKH JHQHUDWRU ZLWK WKH IROORZLQJ SURFHGXUH
 9LVXDOO\ FKHFN WKH EHOW DQG WKH ZLULQJ
 :LWK WKH LJQLWLRQ VZLWFK LQ WKH 581 SRVLWLRQ DQG WKH
HQJLQH VWRSSHG WKH FKDUJH LQGLFDWRU ODPS VKRXOG EH
RQ ,I QRW GHWDFK WKH KDUQHVV DW WKH JHQHUDWRU DQG
JURXQG WKH CC/

WHUPLQDO LQ WKH KDUQHVV ZLWK D


DPSHUH IXVHG MXPSHU OHDG
- ,I WKH ODPS OLJKWV UHSODFH WKH JHQHUDWRU 5HIHU WR
*HQHUDWRU LQ WKH 2Q9HKLFOH 6HUYLFH SRUWLRQ RI
WKLV VHFWLRQ
- ,I WKH ODPS GRHV QRW OLJKW ORFDWH WKH RSHQ FLUFXLW
EHWZHHQ WKH LJQLWLRQ VZLWFK DQG WKH KDUQHVV
FRQQHFWRU 7KH LQGLFDWRU ODPS EXOE PD\ EH EXUQHG
RXW
 :LWK WKH LJQLWLRQ VZLWFK LQ WKH 581 SRVLWLRQ DQG WKH
HQJLQH UXQQLQJ DW PRGHUDWH VSHHG WKH FKDUJH
LQGLFDWRU ODPS VKRXOG EH RII ,I QRW GHWDFK WKH ZLULQJ
KDUQHVV DW WKH JHQHUDWRU
- ,I WKH ODPS JRHV RII UHSODFH WKH JHQHUDWRU 5HIHU
WR *HQHUDWRU LQ WKH 2Q9HKLFOH 6HUYLFH SRUWLRQ RI
WKLV VHFWLRQ
- ,I WKH ODPS VWD\V RQ FKHFN IRU D VKRUW WR JURXQG LQ
WKH KDUQHVV EHWZHHQ WKH FRQQHFWRU DQG WKH
LQGLFDWRU ODPS
,PSRUWDQW $OZD\V FKHFN WKH JHQHUDWRU IRU RXWSXW
EHIRUH DVVXPLQJ WKDW D JURXQGHG CC/

WHUPLQDO FLUFXLW
KDV GDPDJHG WKH UHJXODWRU 5HIHU WR *HQHUDWRU LQ WKH
8QLW 5HSDLU SRUWLRQ RI WKLV VHFWLRQ

(   (1*,1( (/(&75,&$/

0$,17(1$1&( $1'
5(3$,5
219(+,&/( 6(59,&(
*(1(5$725   $03
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'LVFRQQHFW WKH PDQLIROG DLU WHPSHUDWXUH 0$7
FRQQHFWRU IURP WKH DLU LQWDNH WXEH
 5HPRYH WKH DLU LQWDNH WXEH

%(

 5HPRYH WKH QXW IURP WKH JHQHUDWRU OHDG WR WKH EDWWHU\


DQG GLVFRQQHFW WKH OHDG
 'LVFRQQHFW WKH KDUQHVV FRQQHFWRU IURP WKH EDFN RI
WKH JHQHUDWRU

&(

 5HPRYH WKH VHUSHQWLQH DFFHVVRU\ GULYH EHOW 5HIHU WR


6HFWLRQ % 3RZHU 6WHHULQJ 3XPS

%(

'$(:22 9 %/

(1*,1( (/(&75,&$/ (  
 5HPRYH WKH JHQHUDWRUWRLQWDNH PDQLIROG DQG
F\OLQGHU KHDG VXSSRUW EUDFNHW EROWV DQG WKH
JHQHUDWRUWRLQWDNH PDQLIROG VWUDS EUDFNHW EROW
 5DLVH WKH YHKLFOH DQG UHPRYH WKH EROWV WKDW KROG WKH
JHQHUDWRU ORZHU EUDFNHW WR WKH HQJLQH

&(

 &DUHIXOO\ UHPRYH WKH JHQHUDWRU ZLWK WKH ORZHU


EUDFNHW DWWDFKHG
 5HPRYH WKH JHQHUDWRU ORZHU VXSSRUW EUDFNHW EROW
DQG QXW

%(

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH JHQHUDWRU WR WKH ORZHU EUDFNHW ZLWK WKH
EROWV
 ,QVWDOO WKH QXW DQG WKH ZDVKHU RQ WKH ORZHU
EUDFNHWWRJHQHUDWRU EROW

7LJKWHQ
7LJKWHQ WKH ORZHU EUDFNHWWRJHQHUDWRU QXW WR 1:P
OE:IW 
 ,QVWDOO WKH JHQHUDWRU DQG WKH ORZHU VXSSRUW EUDFNHW
DVVHPEO\ WR WKH HQJLQH EORFN ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH JHQHUDWRU ORZHU EUDFNHWWRHQJLQH EORFN
EROWV WR  1:P  OE:IW 

&(

'$(:22 9 %/

(   (1*,1( (/(&75,&$/
 /RZHU
WKH
YHKLFOH
DQG
LQVWDOO
WKH
JHQHUDWRUWRLQWDNH PDQLIROG DQG F\OLQGHU KHDG
VXSSRUW EUDFNHW EROWV

7LJKWHQ
7LJKWHQ WKH JHQHUDWRUWRLQWDNH PDQLIROG DQG F\OLQGHU
KHDG VXSSRUW EUDFNHW EROWV WR 1:P OE:IW 
 ,QVWDOO WKH JHQHUDWRUWRLQWDNH PDQLIROG VWUDS EUDFNHW
EROW

7LJKWHQ
7LJKWHQ WKH JHQHUDWRUWRLQWDNH
EUDFNHW EROW WR 1:P OE:IW 

PDQLIROG

VWUDS

&(

 &RQQHFW WKH KDUQHVV FRQQHFWRU WR WKH EDFN RI WKH


JHQHUDWRU
 &RQQHFW WKH EDWWHU\ OHDG WR WKH JHQHUDWRU DQG LQVWDOO
WKH QXW

7LJKWHQ
7LJKWHQ WKH EDWWHU\WRJHQHUDWRU OHDG WR 1:P
OE:IW 

&(

 ,QVWDOO WKH VHUSHQWLQH DFFHVVRU\ GULYH EHOW 5HIHU WR


6HFWLRQ % 3RZHU 6WHHULQJ 3XPS

%(

'$(:22 9 %/

(1*,1( (/(&75,&$/ (  
 ,QVWDOO WKH DLU LQWDNH WXEH DQG FRQQHFW WKH 0$7
HOHFWULFDO FRQQHFWRU
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

%(

67$57(5  3* 6
5HPRYDO 3URFHGXUH
 5HPRYH WKH HQJLQH LQWDNH PDQLIROGWRHQJLQH EORFN
VWUDS EUDFNHW RYHU WKH VWDUWHU
 5HPRYH WKH VWDUWHUWRWUDQVPLVVLRQ PRXQWLQJ EROW
 5HPRYH WKH VWDUWHUWRHQJLQH EORFN PRXQWLQJ EROW

&(

 5HPRYH WKH VWDUWHU VROHQRLG QXWV WR GLVFRQQHFW WKH


HOHFWULFDO FDEOH
 5HPRYH WKH VWDUWHU DVVHPEO\

$(

'$(:22 9 %/

(   (1*,1( (/(&75,&$/
,QVWDOODWLRQ 3URFHGXUH
 3ODFH WKH VWDUWHU DVVHPEO\ LQ SRVLWLRQ
 ,QVWDOO WKH XSSHU DQG WKH ORZHU VWDUWHU PRXQWLQJ EROWV

7LJKWHQ
7LJKWHQ WKH VWDUWHUWRHQJLQH EORFN PRXQWLQJ EROW WR
 1:P  OE:IW 

7LJKWHQ
7LJKWHQ WKH VWDUWHUWRWUDQVPLVVLRQ PRXQWLQJ EROW WR
 1:P  OE:IW 
 ,QVWDOO WKH HQJLQH LQWDNH PDQLIROGWRHQJLQH EORFN
VWUDS EUDFNHW RYHU WKH VWDUWHU

7LJKWHQ
7LJKWHQ WKH HQJLQH VWUDS EUDFNHW RYHU WKH VWDUWHU WR
1:P OE:IW 
&(

 3RVLWLRQ WKH VWDUWHU HOHFWULFDO ZLUH RQ WKH VROHQRLG


WHUPLQDO
 ,QVWDOO WKH VWDUWHU VROHQRLG WHUPLQDOWRLJQLWLRQ
VROHQRLG WHUPLQDO QXW

7LJKWHQ
7LJKWHQ WKH QXW WR  1:P  OE:LQ 
 ,QVWDOO WKH VWDUWHU VROHQRLG WHUPLQDOWREDWWHU\ FDEOH
WHUPLQDO QXW

7LJKWHQ
7LJKWHQ WKH QXW WR  1:P  OE:LQ 

$(

%$77(5<%$77(5< 75$<
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&(

'$(:22 9 %/

(1*,1( (/(&75,&$/ (  
 'LVFRQQHFW WKH SRVLWLYH EDWWHU\ FDEOH
 5HPRYH WKH QXWV IURP WKH EDWWHU\ URGV WKDW IDVWHQ WKH
EDWWHU\ KROGGRZQ EDU FODPS

%(

 &KHFN WKH EDWWHU\ FDUULHU WUD\ IRU REYLRXV FUDFNV RU


GDPDJH
 'HWDFK WKH FDUULHU WUD\ LI QHFHVVDU\ E\ UHPRYLQJ WKH
EDWWHU\ FDUULHU WUD\ XSSHU EROWV LQFOXGLQJ WKH EROW RI
WKH EDWWHU\ WHUPLQDO
 5HPRYH WKH EDWWHU\ FDUULHU WUD\ ORZHU EROWV

&(

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH EDWWHU\ FDUULHU E\ IDVWHQLQJ WKH FDUULHU WUD\
XSSHU DQG WKH ORZHU EROWV

7LJKWHQ
7LJKWHQ WKH EDWWHU\ FDUULHU WUD\ XSSHU EROWV LQFOXGLQJ
WKH EDWWHU\ WHUPLQDO EROWV WR  1:P  OE:IW 

7LJKWHQ
7LJKWHQ WKH EDWWHU\ FDUULHU WUD\ ORZHU EROWV WR  1:P
 OE:LQ 

&(

'$(:22 9 %/

(   (1*,1( (/(&75,&$/
 ,QVWDOO WKH EDWWHU\ LQWR WKH WUD\
 )DVWHQ WKH EDU FODPS WR WKH EDWWHU\ E\ ORRVHO\
DWWDFKLQJ WKH EDWWHU\ URGV IURP WKH EDWWHU\ WUD\
FXWRXWV WKURXJK WKH EDU FODPS KROHV DQG ORRVHO\
WLJKWHQLQJ WKH QXWV

7LJKWHQ
7LJKWHQ WKH EDWWHU\ UHWDLQHU FODPSWREDWWHU\ URG QXWV
WR  1:P  OE:LQ 

%(

 &RQQHFW WKH SRVLWLYH EDWWHU\ FDEOH


 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

7LJKWHQ
7LJKWHQ WKH EDWWHU\ FDEOH QXWV WR  1:P  OE:IW 

&(

'$(:22 9 %/

(1*,1( (/(&75,&$/ (  

81,7 5(3$,5
67$57(5 02725
'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH VWDUWHU 5HIHU WR 6WDUWHU LQ WKH
2Q9HKLFOH 6HUYLFH SRUWLRQ RI WKLV VHFWLRQ
 5HPRYH WKH VWDUWHU WKURXJKEROWV

$(

 5HPRYH WKH FRPPXWDWRU HQG IUDPH DQG EUXVK KROGHU


DVVHPEO\
 ,QVSHFW WKH EUXVKHV WKH SRSRXW VSULQJV DQG WKH
EUXVK KROGHUV IRU ZHDU DQG GDPDJH 5HSODFH WKH
DVVHPEO\ LI QHHGHG

$(

 &KHFN WKH DUPDWXUH WR VHH LI LW WXUQV IUHHO\ ,I WKH


DUPDWXUH GRHV QRW WXUQ IUHHO\ EUHDN GRZQ WKH
DVVHPEO\ LPPHGLDWHO\ VWDUWLQJ ZLWK 6WHS  RI WKLV
SURFHGXUH 2WKHUZLVH JLYH WKH DUPDWXUH D QRORDG
WHVW

$(

'$(:22 9 %/

(   (1*,1( (/(&75,&$/
,PSRUWDQW ,I WKH VSHFLILHG FXUUHQW GUDZ GRHV QRW
LQFOXGH WKH VROHQRLG GHGXFW IURP WKH DUPDWXUH UHDGLQJ
WKH VSHFLILHG FXUUHQW GUDZ RI WKH VROHQRLG KROGLQ
ZLQGLQJ

$(

 7R EHJLQ WKH QRORDG WHVW FORVH WKH VZLWFK DQG


FRPSDUH WKH 530 WKH FXUUHQW DQG WKH YROWDJH
UHDGLQJV ZLWK WKH VSHFLILFDWLRQV 5HIHU WR 6WDUWHU
6SHFLILFDWLRQV LQ WKLV VHFWLRQ 0DNH GLVFRQQHFWLRQV
RQO\ ZLWK WKH VZLWFK RSHQ 8VH WKH WHVW UHVXOWV DV
IROORZV
 5DWHG FXUUHQW GUDZ DQG QRORDG VSHHG
LQGLFDWH WKH QRUPDO FRQGLWLRQ RI WKH VWDUWHU
PRWRU
 /RZ IUHH VSHHG DQG KLJK FXUUHQW GUDZ LQGLFDWH
WRR PXFK IULFWLRQ FDXVHG E\ WLJKW GLUW\ RU ZRUQ
EHDULQJV RU D EHQW DUPDWXUH VKDIW D VKRUWHG
DUPDWXUH RU D VKRUWHG DUPDWXUH DQG ILHOGV

1RWLFH &RPSOHWH WKH WHVWLQJ LQ D PLQLPXP DPRXQW RI


WLPH WR SUHYHQW RYHUKHDWLQJ DQG WKXV GDPDJLQJ WKH
VROHQRLG
 )DLOXUH WR RSHUDWH ZLWK KLJK FXUUHQW GUDZ
LQGLFDWHV D GLUHFW JURXQG LQ WKH WHUPLQDO RU
ILHOGV RU IUR]HQ EHDULQJV
 )DLOXUH WR RSHUDWH ZLWK QR FXUUHQW GUDZ
LQGLFDWHV DQ RSHQ ILHOG FLUFXLW RSHQ DUPDWXUH
FRLOV EURNHQ EUXVK VSULQJV ZRUQ EUXVKHV
KLJK LQVXODWLRQ EHWZHHQ WKH FRPPXWDWRU EDUV
RU RWKHU FDXVHV ZKLFK ZRXOG SUHYHQW JRRG
FRQWDFW EHWZHHQ WKH EUXVKHV DQG WKH
FRPPXWDWRU
 /RZ QRORDG VSHHG DQG ORZ FXUUHQW LQGLFDWH
KLJK LQWHUQDO UHVLVWDQFH DQG KLJK FXUUHQW
GUDZ ZKLFK XVXDOO\ PHDQ VKRUWHG ILHOGV

$(

 5HPRYH WKH VROHQRLG DVVHPEO\ VFUHZV

$(

'$(:22 9 %/

(1*,1( (/(&75,&$/ (  
 5HPRYH WKH ILHOG FRQQHFWRU QXW 'LVFRQQHFW WKH ILHOG
FRQQHFWRU

$(

 5RWDWH WKH VROHQRLG  GHJUHHV DQG UHPRYH LW DORQJ


ZLWK WKH SOXQJHU UHWXUQ VSULQJ

$(

 6OLGH WKH ILHOG IUDPH ZLWK HQFORVHG DUPDWXUH


DVVHPEO\ DZD\ IURP WKH VWDUWHU DVVHPEO\
 5HPRYH WKH VKLHOG

$(

'$(:22 9 %/

(   (1*,1( (/(&75,&$/
 6HSDUDWH WKH ILHOG IUDPH IURP WKH DUPDWXUH

$(

 ,QVSHFW WKH VKDIW WKH EHDULQJ DQG WKH SLQLRQ IRU
GLVFRORUDWLRQ GDPDJH RU ZHDU 5HSODFH LI
QHFHVVDU\
 ,QVSHFW WKH SRLQWV ZKHUH WKH DUPDWXUH FRQGXFWRUV
MRLQ WKH FRPPXWDWRU EDUV 0DNH VXUH WKH\ KDYH D
JRRG FRQQHFWLRQ $ EXUQHG FRPPXWDWRU EDU LV
XVXDOO\ HYLGHQFH RI D SRRU FRQQHFWLRQ
 ,I WHVW HTXLSPHQW LV DYDLODEOH FKHFN WKH DUPDWXUH IRU
VKRUW FLUFXLWV E\ SODFLQJ LW RQ D JURZOHU DQG KROGLQJ
EDFN D VDZ EODGH RYHU WKH DUPDWXUH FRUH ZKLOH WKH
DUPDWXUH LV URWDWHG ,I WKH VDZ EODGH YLEUDWHV
UHSODFH WKH DUPDWXUH
 5HFKHFN DIWHU FOHDQLQJ EHWZHHQ WKH FRPPXWDWRU
EDUV ,I WKH VDZ EODGH YLEUDWHV UHSODFH WKH
DUPDWXUH

$(

 5HPRYH WKH JHDUV WKH EXVKLQJ DQG WKH ZDVKHU


 5HPRYH WKH FXVKLRQ DQG GULYHVKDIW DVVHPEO\ IURP
WKH VWDUWHU KRXVLQJ

$(

'$(:22 9 %/

(1*,1( (/(&75,&$/ (  
 'LVDVVHPEOH WKH GULYHVKDIW DVVHPEO\ E\ ILUVW
VHSDUDWLQJ WKH QHHGOH EHDULQJ IURP WKH GULYHVKDIW
 5HPRYH WKH FROODU DQG WKH ORFNLQJ ULQJ IURP WKH
JURRYH LQ WKH GULYHVKDIW

$(

 5HPRYH WKH SLQLRQ VWRS DQG WKH GULYH IURP WKH
GULYHVKDIW

$(

 5HPRYH WKH JHDU VXSSRUW DQG FROODU IURP WKH


GULYHVKDIW

&(

'$(:22 9 %/

(   (1*,1( (/(&75,&$/
 ,I QRW GRQH LQ WKH SUHYLRXV VWHSV UHPRYH WKH VFUHZV
KROGLQJ WKH VROHQRLG DVVHPEO\ LQWR WKH KRXVLQJ DQG
UHPRYH WKH QXW IURP WKH ILHOG FRLO FRQQHFWRU

$(

 5RWDWH WKH VROHQRLG  GHJUHHV DQG UHPRYH LW DORQJ


ZLWK WKH UHWXUQ VSULQJ

$(

 5HPRYH WKH SOXQJHU ZLWK WKH ERRW DQG WKH VKLIW OHYHU
DVVHPEO\

$(

'$(:22 9 %/

(1*,1( (/(&75,&$/ (  
1RWLFH 7KH SLQLRQ FOHDUDQFH PXVW EH FRUUHFW WR SUHYHQW
WKH EXWWRQV RQ WKH VKLIW OHYHU \RNH IURP UXEELQJ RQ WKH
FOXWFK FROODU GXULQJ WKH FUDQNLQJ
 :KHQ WKH VWDUWHU PRWRU LV GLVDVVHPEOHG DQG WKH
VROHQRLG LV UHSODFHG LW LV QHFHVVDU\ WR FKHFN WKH
SLQLRQ FOHDUDQFH

$(

 'LVFRQQHFW WKH PRWRU ILHOG FRLO FRQQHFWRU IURP WKH


VROHQRLG PRWRU WHUPLQDO DQG FDUHIXOO\ LQVXODWH WKH
FRQQHFWRU
 &RQQHFW RQH  YROW EDWWHU\ OHDG WR WKH VROHQRLG
VZLWFK WHUPLQDO DQG WKH RWKHU WR WKH VWDUWHU IUDPH
 )ODVK D MXPSHU OHDG PRPHQWDULO\ IURP WKH VROHQRLG
PRWRU WHUPLQDO WR WKH VWDUWHU IUDPH DOORZLQJ VKLIWLQJ
RI WKH SLQLRQ LQ WKH FUDQNLQJ SRVLWLRQ ZKHUH LW ZLOO
UHPDLQ XQWLO WKH EDWWHU\ LV GLVFRQQHFWHG
,PSRUWDQW $ PHDQV IRU DGMXVWLQJ WKH SLQLRQ FOHDUDQFH
LV QRW SURYLGHG RQ WKH VWDUWHU PRWRU ,I WKH FOHDUDQFH
GRHV QRW IDOO ZLWKLQ WKH OLPLWV FKHFN IRU LPSURSHU
LQVWDOODWLRQ DQG UHSODFH DOO ZRUQ SDUWV

$(

 3XVK WKH SLQLRQ EDFN DV IDU DV SRVVLEOH WR WDNH XS


DQ\ PRYHPHQW DQG FKHFN WKH FOHDUDQFH ZLWK D
IHHOHU JDXJH 7KH FOHDUDQFH VKRXOG EH  WR 
PP  WR  LQFK 

$VVHPEO\ 3URFHGXUH
 &OHDQ DOO RI WKH VWDUWHU PRWRU SDUWV EXW GR QRW XVH
JUHDVHGLVVROYLQJ VROYHQWV IRU FOHDQLQJ WKH DUPDWXUH
DQG WKH ILHOG FRLOV
 /XEULFDWH WKH JHDUV 7R UHDVVHPEOH WKH VROHQRLG RQO\
JR WR 6WHS  7R UHDVVHPEOH WKH VWDUWHU DQG WKH
VROHQRLG JR WR 6WHS 
 ,I IXOO GLVDVVHPEO\ RI WKH VWDUWHU DQG WKH VROHQRLG ZDV
SHUIRUPHG EHJLQ UHDVVHPEO\ E\ SODFLQJ WKH JHDU
VXSSRUW DQG FROODU RQ WKH GULYHVKDIW DVVHPEO\

&(

'$(:22 9 %/

(   (1*,1( (/(&75,&$/
 ,QVWDOO WKH GULYH DQG WKH SLQLRQ VWRS RQ WKH GULYHVKDIW

$(

 ,QVWDOO WKH ORFN ULQJ LQWR WKH JURRYH RQ WKH GULYHVKDIW


DQG LQVHUW WKH FROODU
 ,QVWDOO WKH QHHGOH EHDULQJ

$(

 ,QVWDOO WKH VKLIW OHYHU DVVHPEO\ ZLWK WKH SOXQJHU DQG


WKH ERRW

$(

'$(:22 9 %/

(1*,1( (/(&75,&$/ (  
 /XEULFDWH WKH JHDUV DQG LQVWDOO WKH GULYHVKDIW
DVVHPEO\
 ,QVWDOO WKH FXVKLRQ DQG WKH JHDUV

&(

 /XEULFDWH WKH GULYH HQG RI WKH DUPDWXUH VKDIW DQG


LQVWDOO WKH QHZ JHDU DQG WKH EHDULQJ LI QHHGHG

$(

 3RVLWLRQ WKH VROHQRLG DVVHPEO\ DQG WKH UHWXUQ


VSULQJ DJDLQVW WKH SOXQJHU DSSO\LQJ VHDOHU WR WKH
VROHQRLG IODQJH

$(

'$(:22 9 %/

(   (1*,1( (/(&75,&$/
 )DVWHQ WKH VROHQRLG DVVHPEO\ ZLWK WKH VFUHZV

7LJKWHQ
7LJKWHQ WKH VWDUWHU VROHQRLG DVVHPEO\ VFUHZV WR
1:P  OE:LQ 
 ,QVWDOO WKH ILHOG FRLO FRQQHFWLRQ WR WKH VWDUWHU
WHUPLQDO ,QVWDOO WKH QXW

7LJKWHQ
7LJKWHQ WKH VWDUWHU ILHOG FRQQHFWRU QXW WR  1:P
OE:LQ 

$(

 3RVLWLRQ WKH DUPDWXUH DVVHPEO\ LQWR WKH ILHOG IUDPH


 3ODFH WKH VKLHOG RQ WKH DUPDWXUH DQG ILHOG IUDPH
DVVHPEO\
 ,QVWDOO WKH DUPDWXUH DQG ILHOG IUDPH DVVHPEO\ ZLWK
WKH VKLHOG LQWR WKH VWDUWHU KRXVLQJ

$(

 3RVLWLRQ WKH FRPPXWDWRU HQG IUDPH DQG EUXVK


KROGHU DVVHPEO\ OLQLQJ XS WKH HQG IUDPH KROHV ZLWK
WKH WKURXJKEROW KROHV LQ WKH KRXVLQJ

$(

'$(:22 9 %/

(1*,1( (/(&75,&$/ (  
 ,QVWDOO WKH VWDUWHU WKURXJKEROWV
 ,QVWDOO WKH VWDUWHU 5HIHU WR 6WDUWHU LQ WKH
2Q9HKLFOH 6HUYLFH SRUWLRQ RI WKLV VHFWLRQ

7LJKWHQ
7LJKWHQ WKH VWDUWHU WKURXJKEROWV WR  1:P  OE:LQ 

$(

*(1(5$725
'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH JHQHUDWRU 5HIHU WR *HQHUDWRU LQ WKLV
VHFWLRQ
 5HPRYH WKH GULYH VKDIW QXW

$(

 5HPRYH WKH SXOOH\ DQG WKH FROODU IURP WKH GULYH VKDIW

&(

'$(:22 9 %/

(   (1*,1( (/(&75,&$/
 3U\ RII WKH SODVWLF FRYHU WKDW HQFORVHV WKH UHFWLILHU DQG
WKH UHJXODWRUEUXVK KROGHU DVVHPEOLHV ,QVSHFW WKH
FRYHU IRU GDPDJH

&(

 5HPRYH WKH JHQHUDWRU WKURXJKEROWV

&(

 5HPRYH WKH EROWV WKDW IDVWHQ WKH UHFWLILHU DVVHPEO\


DQG WKH UHJXODWRUEUXVK KROGHU DVVHPEO\ WR WKH VOLS
ULQJ HQG IUDPH

&(

'$(:22 9 %/

(1*,1( (/(&75,&$/ (  
 7R UHPRYH WKH UHJXODWRUEUXVK KROGHU DQG WKH
UHFWLILHU DVVHPEOLHV ILUVW PHOW WKH VROGHU RI WKH OHDG
FRQQHFWLQJ WKH UHJXODWRUEUXVK KROGHU DVVHPEO\ WR
WKH UHFWLILHU DVVHPEO\ OHDG WR WKH VWDWRU 'R WKH
VDPH WR WKH RWKHU UHFWLILHU DVVHPEO\ OHDGV WR WKH
VWDWRU DV VKRZQ 

&(

 7HVW HDFK RI WKH WKUHH GLRGHV RI WKH UHFWLILHU


DVVHPEO\ IRU FRQWLQXLW\ &RQQHFW WKH RKPPHWHU
SUREHV RQ HDFK VLGH RI WKH GLRGH 5HWHVW E\
FRQQHFWLQJ WKH RKPPHWHU SUREHV UHYHUVHO\ ,I WKH
UHDGLQJV DUH WKH VDPH UHSODFH WKH UHFWLILHU

&(

 0DUN D OLQH SHUSHQGLFXODU WR WKH FUDFN EHWZHHQ WKH


FDVH RI WKH GULYH HQG IUDPH DQG WKDW RI WKH VOLS ULQJ
HQG IUDPH
 3U\ RSHQ WKH GULYH HQG IUDPH IURP WKH VOLS ULQJ HQG
IUDPH
 5HPRYH WKH FROODU

&(

'$(:22 9 %/

(   (1*,1( (/(&75,&$/
 5HPRYH WKH IDQ

&(

 6HSDUDWH WKH URWRU IURP WKH VOLS ULQJ HQG IUDPH

&(

 8VLQJ DQ RKPPHWHU WHVW WKH VWDWRU IRU JURXQG ,I WKH


UHDGLQJ LV ORZ UHSODFH WKH VWDWRU $OVR FKHFN WKH
VWDWRU IRU DQ RSHQ FLUFXLW E\ SODFLQJ WKH SUREHV RQ
WZR WHUPLQDOV ,I WKH UHDGLQJ LV KLJK LQILQLWH  UHSODFH
WKH VWDWRU

&(

'$(:22 9 %/

(1*,1( (/(&75,&$/ (  
 8VLQJ DQ RKPPHWHU WHVW WKH URWRU IRU DQ RSHQ
FLUFXLW &KHFN WKDW WKHUH LV FRQWLQXLW\ EHWZHHQ WKH
VOLS ULQJV 6WDQGDUG UHVLVWDQFH FROG LV  WR
RKPV ,I WKHUH LV QR FRQWLQXLW\ UHSODFH WKH URWRU

&(

 8VLQJ DQ RKPPHWHU LQVSHFW WKH URWRU IRU JURXQG


&KHFN WKDW WKHUH LV QR FRQWLQXLW\ EHWZHHQ WKH URWRU
DQG WKH VOLS ULQJ

&(

$VVHPEO\ 3URFHGXUH
 &KHFN WKH EHDULQJ RQ WKH IDQ VLGH RI WKH URWRU
DVVHPEO\ 5HSODFH WKH EHDULQJ LI LW LV URXJK RU ZRUQ
DQG HVSHFLDOO\ LI WKH JHQHUDWRU ZDV GLDJQRVHG DV
KDYLQJ D QRLV\ EHDULQJ ZLWK WKH YHKLFOH UXQQLQJ
 ,I UHTXLUHG LQVWDOO D QHZ EHDULQJ DQG LQVHUW WKH
EHDULQJ UHWDLQHU RQ WKH URWRU DVVHPEO\ VKDIW

&(

'$(:22 9 %/

(   (1*,1( (/(&75,&$/
 3UHVV RQ URWRU DVVHPEO\ LQWR WKH HQG IUDPH
 ,QVWDOO WKH IDQ RQ WKH URWRU VKDIW

&(

 ,QVWDOO WKH FROODU

&(

 ,QVWDOO WKH VOLS ULQJ HQG IUDPH DVVHPEO\ E\ OLQLQJ XS


WKH WHUPLQDO HQGV RI WKH VWDWRU ZLWK WKH HQG IUDPH
FRYHU KROHV DQG WKHQ OLQLQJ XS WKH SUHYLRXVO\ PDGH
PDUNV RQ WKH GULYH HQG IUDPH FDVH DQG WKH VOLS ULQJ
HQG IUDPH FDVH EHIRUH WKH WZR FDVHV ZHUH
VHSDUDWHG
 ,QVWDOO WKH JHQHUDWRU WKURXJKEROWV

7LJKWHQ
7LJKWHQ WKH JHQHUDWRU WKURXJKEROWV WR 1:P
OE:IW 

&(

'$(:22 9 %/

(1*,1( (/(&75,&$/ (  
 ,QVWDOO WKH UHFWLILHU DVVHPEO\ E\ ILUVW VROGHULQJ LWV
WHUPLQDOV WR WKH VWDWRU WHUPLQDO HQGV
 ,I WKH EUXVKHV DUH ZRUQ VROGHU WKH WHUPLQDO RI WKH
QHZ EUXVK KROGHU DVVHPEO\ WR WKH UHJXODWRU
DVVHPEO\

&(

 6ROGHU WKH WHUPLQDO RI WKH UHJXODWRUEUXVK KROGHU


DVVHPEO\ WR WKH UHFWLILHU DVVHPEO\ DQG IDVWHQ WKH
UHFWLILHU DQG WKH UHJXODWRUEUXVK KROGHU DVVHPEOLHV
WR WKH VOLS ULQJ HQG IUDPH ZLWK WKH EROWV
 7LJKWHQ WKH UHFWLILHU DQG UHJXODWRUEUXVK KROGHU
DVVHPEO\ EROWV XQWLO WKH\ DUH WRXFKLQJ WKHLU
UHVSHFWLYH PRXQWLQJ SODWHV DQG WLJKWHQ WKH EROWV
ZLWK DQ DGGLWLRQDO TXDUWHU WXUQ

&(

 6QDS RQ WKH FRYHU


 ,QVWDOO WKH FROODU DQG SXOOH\ RQ WKH GULYH HQG VKDIW

&(

'$(:22 9 %/

(   (1*,1( (/(&75,&$/
 ,QVWDOO WKH GULYH VKDIW QXW

7LJKWHQ
7LJKWHQ WKH GULYH VKDIW QXW WR 1:P OE:IW 
 ,QVWDOO WKH JHQHUDWRU 5HIHU WR *HQHUDWRU LQ WKLV
VHFWLRQ

$(

'$(:22 9 %/

(1*,1( (/(&75,&$/ (  

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
%$77(5<

7KH VHDOHG EDWWHU\ LV VWDQGDUG RQ DOO FDUV 7KHUH DUH QR


YHQW SOXJV LQ WKH FRYHU 7KH EDWWHU\ LV FRPSOHWHO\
VHDOHG H[FHSW IRU WZR VPDOO YHQW KROHV LQ WKH VLGHV
7KHVH YHQW KROHV DOORZ WKH VPDOO DPRXQW RI JDV
SURGXFHG LQ WKH EDWWHU\ WR HVFDSH 7KH EDWWHU\ KDV WKH
IROORZLQJ DGYDQWDJHV RYHU FRQYHQWLRQDO EDWWHULHV
- 1R ZDWHU DGGLWLRQ IRU WKH OLIH RI WKH EDWWHU\
- 2YHUFKDUJH SURWHFWLRQ ,I WRR PXFK YROWDJH LV DSSOLHG
WR WKH EDWWHU\ LW ZLOO QRW DFFHSW DV PXFK FXUUHQW DV D
FRQYHQWLRQDO EDWWHU\ ,Q D FRQYHQWLRQDO EDWWHU\ WKH
H[FHVV YROWDJH ZLOO VWLOO WU\ WR FKDUJH WKH EDWWHU\
OHDGLQJ WR JDVVLQJ ZKLFK FDXVHV OLTXLG ORVV
- 1RW DV OLDEOH WR VHOIGLVFKDUJH DV D FRQYHQWLRQDO
EDWWHU\ 7KLV LV SDUWLFXODUO\ LPSRUWDQW ZKHQ D EDWWHU\
LV OHIW VWDQGLQJ IRU ORQJ SHULRGV RI WLPH
- 0RUH SRZHU DYDLODEOH LQ D OLJKWHU VPDOOHU FDVH
7KH EDWWHU\ KDV WKUHH PDMRU IXQFWLRQV LQ WKH HOHFWULFDO
V\VWHP )LUVW WKH EDWWHU\ SURYLGHV D VRXUFH RI HQHUJ\ IRU
FUDQNLQJ WKH HQJLQH 6HFRQG WKH EDWWHU\ DFWV DV D
YROWDJH VWDELOL]HU IRU WKH HOHFWULFDO V\VWHP )LQDOO\ WKH
EDWWHU\ FDQ IRU D OLPLWHG WLPH SURYLGH HQHUJ\ ZKHQ WKH
HOHFWULFDO GHPDQG H[FHHGV WKH RXWSXW RI WKH JHQHUDWRU

5$7,1*6

$ EDWWHU\ KDV WZR UDWLQJV  D UHVHUYH FDSDFLW\ UDWLQJ


GHVLJQDWHG DW E& E)  ZKLFK LV WKH WLPH D IXOO\
FKDUJHG EDWWHU\ ZLOO SURYLGH  DPSHUHV RI FXUUHQW IORZ
DW RU DERYH  YROWV  D FROG FUDQNLQJ DPS UDWLQJ
GHWHUPLQHG XQGHU WHVWLQJ DW E& E)  ZKLFK LQGLFDWHV
WKH FUDQNLQJ ORDG FDSDFLW\

5(6(59( &$3$&,7<
7KH UHVHUYH FDSDFLW\ 5& LV WKH PD[LPXP OHQJWK RI
WLPH LW LV SRVVLEOH WR WUDYHO DW QLJKW ZLWK WKH PLQLPXP
HOHFWULFDO ORDG DQG QR JHQHUDWRU RXWSXW ([SUHVVHG LQ
PLQXWHV WKH 5& UDWLQJ LV WKH WLPH UHTXLUHG IRU D IXOO\
FKDUJHG EDWWHU\ DW D WHPSHUDWXUH RI E& E) DQG
EHLQJ GLVFKDUJHG DW D FXUUHQW RI  DPSHUHV WR UHDFK D
WHUPLQDO YROWDJH RI  YROWV

&2/' &5$1.,1* $03(5$*(

7KH FROG FUDQNLQJ DPSHUDJH WHVW LV H[SUHVVHG DW D


EDWWHU\ WHPSHUDWXUH RI E& E)  7KH FXUUHQW UDWLQJ LV
WKH PLQLPXP DPSHUDJH ZKLFK PXVW EH PDLQWDLQHG E\
WKH EDWWHU\ IRU  VHFRQGV DW WKH VSHFLILHG WHPSHUDWXUH
ZKLOH PHHWLQJ D PLQLPXP YROWDJH UHTXLUHPHQW RI 
YROWV 7KLV UDWLQJ LV D PHDVXUH RI FROG FUDQNLQJ FDSDFLW\
7KH EDWWHU\ LV QRW GHVLJQHG WR ODVW LQGHILQLWHO\ +RZHYHU
ZLWK SURSHU FDUH WKH EDWWHU\ ZLOO SURYLGH PDQ\ \HDUV RI
VHUYLFH
,I WKH EDWWHU\ WHVWV ZHOO EXW IDLOV WR SHUIRUP VDWLVIDFWRULO\
LQ VHUYLFH IRU QR DSSDUHQW UHDVRQ WKH IROORZLQJ IDFWRUV
PD\ SRLQW WR WKH FDXVH RI WKH WURXEOH
'$(:22 9 %/

- 9HKLFOH DFFHVVRULHV DUH OHIW RQ RYHUQLJKW


- 6ORZ DYHUDJH GULYLQJ VSHHGV DUH XVHG IRU VKRUW
SHULRGV
- 7KH YHKLFOH
V HOHFWULFDO ORDG LV PRUH WKDQ WKH
JHQHUDWRU RXWSXW SDUWLFXODUO\ ZLWK WKH DGGLWLRQ RI
DIWHUPDUNHW HTXLSPHQW
- 'HIHFWV LQ WKH FKDUJLQJ V\VWHP VXFK DV HOHFWULFDO
VKRUWV D VOLSSLQJ JHQHUDWRU EHOW D IDXOW\ JHQHUDWRU RU
D IDXOW\ YROWDJH UHJXODWRU
- %DWWHU\ DEXVH LQFOXGLQJ IDLOXUH WR NHHS WKH EDWWHU\
FDEOH WHUPLQDOV FOHDQ DQG WLJKW RU D ORRVH EDWWHU\
KROGGRZQ FODPS
- 0HFKDQLFDO SUREOHPV LQ WKH HOHFWULFDO V\VWHP VXFK
DV VKRUWHG RU SLQFKHG ZLUHV

%8,/7 ,1 +<'520(7(5
7KH VHDOHG EDWWHU\ KDV D EXLOWLQ WHPSHUDWXUH
FRPSHQVDWHG K\GURPHWHU LQ WKH WRS RI WKH EDWWHU\ 7KLV
K\GURPHWHU LV WR EH XVHG ZLWK WKH IROORZLQJ GLDJQRVWLF
SURFHGXUH
 :KHQ REVHUYLQJ WKH K\GURPHWHU PDNH VXUH WKDW WKH
EDWWHU\ KDV D FOHDQ WRS
 8QGHU QRUPDO RSHUDWLRQ WZR LQGLFDWLRQV FDQ EH
REVHUYHG
- *5((1 '27 9,6,%/(  $Q\ JUHHQ DSSHDUDQFH LV
LQWHUSUHWHG DV D JUHHQ GRW PHDQLQJ WKH EDWWHU\ LV
UHDG\ IRU WHVWLQJ
- '$5. *5((1 '27 ,6 127 9,6,%/(  ,I WKHUH LV D
FUDQNLQJ FRPSODLQW WKH EDWWHU\ VKRXOG EH WHVWHG
7KH FKDUJLQJ DQG HOHFWULFDO V\VWHPV VKRXOG DOVR
EH FKHFNHG DW WKLV WLPH
 2FFDVLRQDOO\ D WKLUG FRQGLWLRQ PD\ DSSHDU
- &/($5 25 %5,*+7 <(//2:  7KLV PHDQV WKH
IOXLG OHYHO LV EHORZ WKH ERWWRP RI WKH K\GURPHWHU
7KLV PD\ KDYH EHHQ FDXVHG E\ H[FHVVLYH RU
SURORQJHG FKDUJLQJ D EURNHQ FDVH H[FHVVLYH
WLSSLQJ RU QRUPDO EDWWHU\ ZHDU )LQGLQJ D EDWWHU\ LQ
WKLV FRQGLWLRQ PD\ LQGLFDWH KLJK FKDUJLQJ E\ D
IDXOW\ FKDUJLQJ V\VWHP 7KHUHIRUH WKH FKDUJLQJ
DQG WKH HOHFWULFDO V\VWHPV PD\ QHHG WR EH
FKHFNHG LI D FUDQNLQJ FRPSODLQW H[LVWV ,I WKH
FUDQNLQJ FRPSODLQW LV FDXVHG E\ WKH EDWWHU\
UHSODFH WKH EDWWHU\

&+$5*,1* 352&('85(
 %DWWHULHV ZLWK WKH JUHHQ GRW VKRZLQJ GR QRW UHTXLUH
FKDUJLQJ XQOHVV WKH\ KDYH MXVW EHHQ GLVFKDUJHG VXFK
DV LQ FUDQNLQJ D YHKLFOH
 :KHQ FKDUJLQJ VHDOHGWHUPLQDO EDWWHULHV RXW RI WKH
YHKLFOH LQVWDOO WKH DGDSWHU NLW 0DNH VXUH DOO WKH
FKDUJHU FRQQHFWLRQV DUH FOHDQ DQG WLJKW )RU EHVW
UHVXOWV EDWWHULHV VKRXOG EH FKDUJHG ZKLOH WKH
HOHFWURO\WH DQG WKH SODWHV DUH DW URRP WHPSHUDWXUH $
EDWWHU\ WKDW LV H[WUHPHO\ FROG PD\ QRW DFFHSW FXUUHQW
IRU VHYHUDO KRXUV DIWHU VWDUWLQJ WKH FKDUJHU
 &KDUJH WKH EDWWHU\ XQWLO WKH JUHHQ GRW DSSHDUV 7KH
EDWWHU\ VKRXOG EH FKHFNHG HYHU\ KDOIKRXU ZKLOH

(   (1*,1( (/(&75,&$/
FKDUJLQJ 7LSSLQJ RU VKDNLQJ WKH EDWWHU\ PD\ EH
QHFHVVDU\ WR PDNH WKH JUHHQ GRW DSSHDU
 $IWHU FKDUJLQJ WKH EDWWHU\ VKRXOG EH ORDG WHVWHG
5HIHU WR 6WDUWHU 0RWRU LQ WKLV VHFWLRQ

&+$5*,1* 7,0( 5(48,5('

7KH WLPH UHTXLUHG WR FKDUJH D EDWWHU\ ZLOO YDU\


GHSHQGLQJ XSRQ WKH IROORZLQJ IDFWRUV
- 6L]H RI %DWWHU\  $ FRPSOHWHO\ GLVFKDUJHG ODUJH
KHDY\GXW\ EDWWHU\ UHTXLUHV PRUH WKDQ WZLFH WKH
UHFKDUJLQJ WLPH DV D FRPSOHWHO\ GLVFKDUJHG VPDOO
SDVVHQJHU FDU EDWWHU\
- 7HPSHUDWXUH  $ ORQJHU WLPH ZLOO EH QHHGHG WR
FKDUJH DQ\ EDWWHU\ DW E& E) WKDQ DW E&
E)  :KHQ D IDVW FKDUJHU LV FRQQHFWHG WR D FROG
EDWWHU\ WKH FXUUHQW DFFHSWHG E\ WKH EDWWHU\ ZLOO EH
YHU\ ORZ DW ILUVW 7KH EDWWHU\ ZLOO DFFHSW D KLJKHU
FXUUHQW UDWH DV WKH EDWWHU\ ZDUPV
- &KDUJHU &DSDFLW\  $ FKDUJHU ZKLFK FDQ VXSSO\ RQO\
 DPSHUHV ZLOO UHTXLUH D PXFK ORQJHU FKDUJLQJ SHULRG
WKDQ D FKDUJHU WKDW FDQ VXSSO\  DPSHUHV RU PRUH
- 6WDWHRI&KDUJH  $ FRPSOHWHO\ GLVFKDUJHG EDWWHU\
UHTXLUHV PRUH WKDQ WZLFH DV PXFK FKDUJH DV D
RQHKDOI FKDUJHG EDWWHU\ %HFDXVH WKH HOHFWURO\WH LV
QHDUO\ SXUH ZDWHU DQG D SRRU FRQGXFWRU LQ D
FRPSOHWHO\ GLVFKDUJHG EDWWHU\ WKH FXUUHQW DFFHSWHG
E\ WKH EDWWHU\ LV YHU\ ORZ DW ILUVW /DWHU DV WKH
FKDUJLQJ FXUUHQW FDXVHV WKH HOHFWURO\WH DFLG FRQWHQW
WR LQFUHDVH WKH FKDUJLQJ FXUUHQW ZLOO OLNHZLVH
LQFUHDVH

&+$5*,1* $ &203/(7(/<
',6&+$5*(' %$77(5<
2)) 7+( 9(+,&/(

8QOHVV WKLV SURFHGXUH LV SURSHUO\ IROORZHG D SHUIHFWO\


JRRG EDWWHU\ PD\ EH QHHGOHVVO\ UHSODFHG
7KH IROORZLQJ SURFHGXUH VKRXOG EH XVHG WR UHFKDUJH D
FRPSOHWHO\ GLVFKDUJHG EDWWHU\
 0HDVXUH WKH YROWDJH DW WKH EDWWHU\ WHUPLQDOV ZLWK DQ
DFFXUDWH YROWPHWHU ,I WKH UHDGLQJ LV EHORZ  YROWV
WKH FKDUJH FXUUHQW ZLOO EH YHU\ ORZ DQG LW FRXOG WDNH
VRPH WLPH EHIRUH WKH EDWWHU\ DFFHSWV WKH FXUUHQW LQ
H[FHVV RI D IHZ PLOOLDPSHUHV 5HIHU WR &KDUJLQJ
7LPH 5HTXLUHG LQ WKLV VHFWLRQ ZKLFK IRFXVHV RQ WKH
IDFWRUV DIIHFWLQJ ERWK WKH FKDUJLQJ WLPH UHTXLUHG
6XFK ORZ FXUUHQW PD\ QRW EH GHWHFWDEOH RQ DPPHWHUV
DYDLODEOH LQ WKH ILHOG
 6HW WKH EDWWHU\ FKDUJHU RQ WKH KLJK VHWWLQJ
,PSRUWDQW 6RPH FKDUJHUV IHDWXUH SRODULW\ SURWHFWLRQ
FLUFXLWU\ ZKLFK SUHYHQWV FKDUJLQJ XQOHVV WKH FKDUJHU
OHDGV DUH FRUUHFWO\ FRQQHFWHG WR WKH EDWWHU\ WHUPLQDOV $
FRPSOHWHO\ GLVFKDUJHG EDWWHU\ PD\ QRW KDYH HQRXJK
YROWDJH WR DFWLYDWH WKLV FLUFXLWU\ HYHQ WKRXJK WKH OHDGV
DUH FRQQHFWHG SURSHUO\ PDNLQJ LW DSSHDU WKDW WKH
EDWWHU\ ZLOO QRW DFFHSW FKDUJLQJ FXUUHQW 7KHUHIRUH
IROORZ WKH VSHFLILF FKDUJHU PDQXIDFWXUHU
V LQVWUXFWLRQ IRU
E\SDVVLQJ RU RYHUULGLQJ WKH FLUFXLWU\ VR WKDW WKH FKDUJHU
ZLOO WXUQ RQ DQG FKDUJH D ORZYROWDJH EDWWHU\

 &RQWLQXH WR FKDUJH WKH EDWWHU\ XQWLO WKH FKDUJH


FXUUHQW LV PHDVXUDEOH %DWWHU\ FKDUJHUV YDU\ LQ WKH
DPRXQW RI YROWDJH DQG FXUUHQW SURYLGHG 7KH WLPH
UHTXLUHG IRU WKH EDWWHU\ WR DFFHSW D PHDVXUDEOH
FKDUJHU FXUUHQW DW YDULRXV YROWDJHV PD\ EH DV
IROORZV
9ROWDJH

+RXUV

 RU PRUH

8S WR  KRXUV



8S WR  KRXUV

 RU OHVV

8S WR  KRXUV

- ,I WKH FKDUJH FXUUHQW LV QRW PHDVXUDEOH DW WKH HQG


RI WKH DERYH FKDUJLQJ WLPHV WKH EDWWHU\ VKRXOG EH
UHSODFHG
- ,I WKH FKDUJH FXUUHQW LV PHDVXUDEOH GXULQJ WKH
FKDUJLQJ WLPH WKH EDWWHU\ LV JRRG DQG FKDUJLQJ
VKRXOG EH FRPSOHWHG LQ WKH QRUPDO PDQQHU
,PSRUWDQW ,W LV LPSRUWDQW WR UHPHPEHU WKDW D
FRPSOHWHO\ GLVFKDUJHG EDWWHU\ PXVW EH UHFKDUJHG IRU D
VXIILFLHQW QXPEHU RI DPSHUH KRXUV $+ WR UHVWRUH WKH
EDWWHU\ WR D XVDEOH VWDWH $V D JHQHUDO UXOH XVLQJ WKH
UHVHUYH FDSDFLW\ UDWLQJ 5& DV WKH QXPEHU RI DPSHUH
KRXUV RI FKDUJH XVXDOO\ EULQJV WKH JUHHQ GRW LQWR YLHZ
- ,I WKH FKDUJH FXUUHQW LV VWLOO QRW PHDVXUDEOH DIWHU
XVLQJ WKH FKDUJLQJ WLPH FDOFXODWHG E\ WKH DERYH
PHWKRG WKH EDWWHU\ VKRXOG EH UHSODFHG

-803 67$57,1* 352&('85(

 3RVLWLRQ WKH YHKLFOH ZLWK WKH FKDUJHG EDWWHU\ VR WKDW


WKH MXPSHU FDEOHV ZLOO UHDFK IURP WKH FKDUJHG EDWWHU\
WR WKH EDWWHU\ WKDW UHTXLUHV FKDUJLQJ
 7XUQ RII WKH LJQLWLRQ DOO WKH OLJKWV DQG DOO WKH HOHFWULFDO
ORDGV LQ ERWK YHKLFOHV
 /HDYH WKH KD]DUG IODVKHU RQ LI MXPS VWDUWLQJ ZKHUH
WKHUH PD\ EH RWKHU WUDIILF DQG DQ\ RWKHU OLJKWV QHHGHG
IRU WKH ZRUN DUHD
 $SSO\ WKH SDUNLQJ EUDNH ILUPO\ LQ ERWK YHKLFOHV
1RWLFH ,Q RUGHU WR DYRLG GDPDJLQJ WKH YHKLFOH PDNH
VXUH WKH FDEOHV DUH QRW RQ RU QHDU SXOOH\V IDQV RU RWKHU
SDUWV WKDW ZLOO PRYH ZKHQ WKH HQJLQH VWDUWV
 6KLIW DQ DXWRPDWLF WUDQVPLVVLRQ WR 3$5. RU D
PDQXDO WUDQVPLVVLRQ WR 1(875$/
&DXWLRQ ,Q RUGHU WR DYRLG LQMXU\ GR QRW XVH FDEOHV
WKDW KDYH ORRVH RU PLVVLQJ LQVXODWLRQ
 &ODPS RQH HQG RI WKH ILUVW MXPSHU FDEOH WR WKH SRVLWLYH
WHUPLQDO RQ WKH ERRVWHU EDWWHU\ 0DNH VXUH LW GRHV QRW
WRXFK DQ\ RWKHU PHWDO SDUWV
 &ODPS WKH RWKHU HQG RI WKH VDPH FDEOH WR WKH SRVLWLYH
WHUPLQDO RQ WKH GLVFKDUJHG EDWWHU\ 1HYHU FRQQHFW
WKH RWKHU HQG WR WKH QHJDWLYH WHUPLQDO RI WKH
GLVFKDUJHG EDWWHU\
&DXWLRQ 'R QRW DWWDFK WKH FDEOH GLUHFWO\ WR WKH
QHJDWLYH WHUPLQDO RI WKH GLVFKDUJHG EDWWHU\ 'RLQJ
VR FRXOG FDXVH VSDUNV DQG SRVVLEOH EDWWHU\
H[SORVLRQ
'$(:22 9 %/

(1*,1( (/(&75,&$/ (  
 &ODPS RQH HQG RI WKH VHFRQG FDEOH WR WKH QHJDWLYH
WHUPLQDO RI WKH ERRVWHU EDWWHU\
 0DNH WKH ILQDO FRQQHFWLRQ WR D VROLG HQJLQH JURXQG
VXFK DV WKH HQJLQH OLIW EUDFNHW DW OHDVW 
PLOOLPHWHUV  LQFKHV IURP WKH GLVFKDUJHG EDWWHU\
 6WDUW WKH HQJLQH RI WKH YHKLFOH ZLWK WKH JRRG EDWWHU\
5XQ WKH HQJLQH DW D PRGHUDWH VSHHG IRU VHYHUDO
PLQXWHV
 7KHQ VWDUW WKH HQJLQH RI WKH YHKLFOH ZLWK WKH
GLVFKDUJHG EDWWHU\
 5HPRYH WKH MXPSHU FDEOHV E\ UHYHUVLQJ WKH DERYH
VHTXHQFH H[DFWO\ UHPRYLQJ WKH QHJDWLYH FDEOH IURP
WKH YHKLFOH ZLWK WKH GLVFKDUJHG EDWWHU\ ILUVW :KLOH
UHPRYLQJ HDFK FODPS WDNH FDUH WKDW LW GRHV QRW
WRXFK DQ\ RWKHU PHWDO ZKLOH WKH RWKHU HQG UHPDLQV
DWWDFKHG

*(1(5$725

7KH 'HOFR5HP\ &6 FKDUJLQJ V\VWHP KDV VHYHUDO


PRGHOV DYDLODEOH LQFOXGLQJ WKH &6' 7KH QXPEHU
GHQRWHV WKH RXWHU GLDPHWHU LQ PLOOLPHWHUV RI WKH VWDWRU
ODPLQDWLRQ
&6 JHQHUDWRUV DUH HTXLSSHG ZLWK LQWHUQDO UHJXODWRUV
8QOLNH WKUHHZLUH JHQHUDWRUV WKH &6' PD\ EH
XVHG ZLWK RQO\ WZR FRQQHFWLRQV EDWWHU\ SRVLWLYH DQG DQ
CC/

WHUPLQDO WR WKH FKDUJH LQGLFDWRU ODPS


$V ZLWK RWKHU FKDUJLQJ V\VWHPV WKH FKDUJH LQGLFDWRU
ODPS OLJKWV ZKHQ WKH LJQLWLRQ VZLWFK LV WXUQHG WR 581
DQG JRHV RXW ZKHQ WKH HQJLQH LV UXQQLQJ ,I WKH FKDUJH
LQGLFDWRU LV RQ ZLWK WKH HQJLQH UXQQLQJ D FKDUJLQJ
V\VWHP GHIHFW LV LQGLFDWHG 7KLV LQGLFDWRU OLJKW ZLOO JORZ
DW IXOO EULOOLDQFH IRU VHYHUDO NLQGV RI GHIHFWV DV ZHOO DV
ZKHQ WKH V\VWHP YROWDJH LV WRR KLJK RU WRR ORZ
7KH UHJXODWRU YROWDJH VHWWLQJ YDULHV ZLWK WHPSHUDWXUH
DQG OLPLWV WKH V\VWHP YROWDJH E\ FRQWUROOLQJ URWRU ILHOG
FXUUHQW $FKLHYH FRUUHFW DYHUDJH ILHOG FXUUHQW IRU SURSHU
V\VWHP YROWDJH FRQWURO E\ YDU\LQJ WKH RQRII WLPH $W
KLJK VSHHGV WKH RQWLPH PD\ EH  SHUFHQW DQG WKH
RIIWLPH  SHUFHQW $W ORZ VSHHGV ZLWK KLJK HOHFWULFDO
ORDGV WKH RQWLPH PD\ EH  SHUFHQW DQG WKH RIIWLPH 
SHUFHQW

'$(:22 9 %/

&+$5*,1* 6<67(0

&6 JHQHUDWRUV XVH D QHZ W\SH RI UHJXODWRU WKDW


LQFRUSRUDWHV D GLRGH WULR $ 'HOWD VWDWRU D UHFWLILHU
EULGJH DQG D URWRU ZLWK VOLS ULQJV DQG EUXVKHV DUH
HOHFWULFDOO\ VLPLODU WR HDUOLHU JHQHUDWRUV $ FRQYHQWLRQDO
SXOOH\ DQG IDQ DUH XVHG 7KHUH LV QR WHVW KROH

67$57(5

:RXQG ILHOG VWDUWHU PRWRUV KDYH SROH SLHFHV DUUDQJHG


DURXQG WKH DUPDWXUH ZKLFK DUH HQHUJL]HG E\ ZRXQG
ILHOG FRLOV
(QFORVHG VKLIW OHYHU FUDQNLQJ PRWRUV KDYH WKH VKLIW OHYHU
PHFKDQLVP DQG WKH VROHQRLG SOXQJHU HQFORVHG LQ WKH
GULYH KRXVLQJ SURWHFWLQJ WKHP IURP H[SRVXUH WR GLUW LF\
FRQGLWLRQV DQG VSODVKHV
,Q WKH EDVLF FLUFXLW VROHQRLG ZLQGLQJV DUH HQHUJL]HG
ZKHQ WKH VZLWFK LV FORVHG 7KH UHVXOWLQJ SOXQJHU DQG
VKLIW OHYHU PRYHPHQW FDXVHV WKH SLQLRQ WR HQJDJH WKH
HQJLQH IO\ZKHHO ULQJ JHDU 7KH VROHQRLG PDLQ FRQWDFWV
FORVH &UDQNLQJ WKHQ WDNHV SODFH
:KHQ WKH HQJLQH VWDUWV SLQLRQ RYHUUXQ SURWHFWV WKH
DUPDWXUH IURP H[FHVVLYH VSHHG XQWLO WKH VZLWFK LV
RSHQHG DW ZKLFK WLPH WKH UHWXUQ VSULQJ FDXVHV WKH
SLQLRQ WR GLVHQJDJH 7R SUHYHQW H[FHVVLYH RYHUUXQ WKH
VZLWFK VKRXOG EH UHOHDVHG LPPHGLDWHO\ DIWHU WKH HQJLQH
VWDUWV

67$57,1* 6<67(0

7KH HQJLQH HOHFWULFDO V\VWHP LQFOXGHV WKH EDWWHU\ WKH


LJQLWLRQ WKH VWDUWHU WKH JHQHUDWRU DQG DOO WKH UHODWHG
ZLULQJ 'LDJQRVWLF WDEOHV ZLOO DLG LQ WURXEOHVKRRWLQJ
V\VWHP IDXOWV :KHQ D IDXOW LV WUDFHG WR D SDUWLFXODU
FRPSRQHQW UHIHU WR WKDW FRPSRQHQW VHFWLRQ RI WKH
VHUYLFH PDQXDO
7KH VWDUWLQJ V\VWHP FLUFXLW FRQVLVWV RI WKH EDWWHU\ WKH
VWDUWHU PRWRU WKH LJQLWLRQ VZLWFK DQG DOO WKH UHODWHG
HOHFWULFDO ZLULQJ $OO RI WKHVH FRPSRQHQWV DUH FRQQHFWHG
HOHFWULFDOO\

6(&7,21 )

(1*,1( &21752/6
&$87,21 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH EHIRUH UHPRYLQJ RU LQVWDOOLQJ DQ\ HOHFWULFDO XQLW RU ZKHQ D
WRRO RU HTXLSPHQW FRXOG HDVLO\ FRPH LQ FRQWDFW ZLWK H[SRVHG HOHFWULFDO WHUPLQDOV 'LVFRQQHFWLQJ WKLV FDEOH
ZLOO KHOS SUHYHQW SHUVRQDO LQMXU\ DQG GDPDJH WR WKH YHKLFOH 7KH LJQLWLRQ PXVW DOVR EH LQ /2&. XQOHVV
RWKHUZLVH QRWHG

7$%/( 2) &217(176
6SHFLILFDWLRQV                              )
6FDQ 7RRO 'DWD 7DEOH / 62+&'2+&     )
6FDQ 7RRO 'DWD 7DEOH / '2+&           )
(QJLQH 'DWD 'LVSOD\ 7DEOH 'HILQLWLRQV         )
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV           )
6FKHPDWLF DQG 5RXWLQJ 'LDJUDPV          
(&0 :LULQJ 'LDJUDP / 62+&   RI 
,(), (&0                            
(&0 :LULQJ 'LDJUDP / 62+&   RI 
,(), (&0                          
(&0 :LULQJ 'LDJUDP / 62+&   RI 
,(), (&0                            
(&0 :LULQJ 'LDJUDP / 62+&   RI 
,(), (&0                            
(&0 :LULQJ 'LDJUDP / 62+&   RI 
,(), (&0                            
(&0 :LULQJ 'LDJUDP / '2+&   RI 
,706) (&0                          
(&0 :LULQJ 'LDJUDP / '2+&   RI 
,706) (&0                          
(&0 :LULQJ 'LDJUDP / '2+&   RI 
,706) (&0                          
(&0 :LULQJ 'LDJUDP / '2+&   RI 
,706) (&0                          
(&0 :LULQJ 'LDJUDP / '2+&   RI 
,706) (&0                          
(&0 :LULQJ 'LDJUDP / '2+&   RI 
,6),7' (&0                         
(&0 :LULQJ 'LDJUDP / '2+&   RI 
,6),7' (&0                         
(&0 :LULQJ 'LDJUDP / '2+&   RI 
,6),7' (&0                         
(&0 :LULQJ 'LDJUDP / '2+&   RI 
,6),7' (&0                         
(&0 :LULQJ 'LDJUDP / '2+&   RI 
,6),7' (&0                         
(&0 :LULQJ 'LDJUDP / '2+&   RI 
,6),7' (&0                         
&RQQHFWRU (QG 9LHZ                       

)

)
)

&RPSRQHQW /RFDWRU                       
&RPSRQHQW /RFDWRU / 62+&           
&RPSRQHQW /RFDWRU / '2+&           
&RPSRQHQW /RFDWRU / '2+&           

)
)
)
)

)
)
)
)
)
)
)
)
)
)
)
)
)
)
)

'LDJQRVLV / 62+&  '2+&              )


'$(:22 9 %/

7URXEOH &RGH 'LDJQRVLV                      )


&OHDULQJ 7URXEOH &RGHV                     )
,GOH /HDUQ 3URFHGXUH                       )
'LDJQRVWLF 6\VWHP &KHFN / 62+&       )
'LDJQRVWLF 6\VWHP &KHFN / '2+&       )
'LDJQRVWLF $LGV                            )
(QJLQH &UDQNV %XW :LOO 1RW 6WDUW
/ 62+&                             )
(QJLQH &UDQNV %XW :LOO 1RW 6WDUW
/ '2+&                             )
1R 6HUYLFH 0DOIXQFWLRQ ,QGLFDWRU /DPS
/ 62+&                             )
1R 6HUYLFH 0DOIXQFWLRQ ,QGLFDWRU /DPS
/ '2+&                             )
:LOO 1RW )ODVK 0DOIXQFWLRQ ,QGLFDWRU /DPS
/DPS / 62+&                        )
:LOO 1RW )ODVK 0DOIXQFWLRQ ,QGLFDWRU /DPS
/DPS / '2+&                        )
)XHO 6\VWHP 3UHVVXUH 7HVW                  )
)XHO 3XPS 5HOD\ &LUFXLW &KHFN
/ 62+&                             )
)XHO 3XPS 5HOD\ &LUFXLW &KHFN
/ '2+&                             )
,JQLWLRQ  5HOD\ &LUFXLW &KHFN                )
0DQLIROG $EVROXWH 3UHVVXUH &KHFN
/ 62+&                             )
0DQLIROG $EVROXWH 3UHVVXUH &KHFN
/ '2+&                             )
3DUN1HXWUDO 6ZLWFK / 62+&           )
3DUN1HXWUDO 6ZLWFK / '2+&           )
,GOH $LU &RQWURO 6\VWHP &KHFN
/ 62+&                            )
,GOH $LU &RQWURO 6\VWHP &KHFN
/ '2+&                            )
,JQLWLRQ 6\VWHP &KHFN / 62+&         )
,JQLWLRQ 6\VWHP &KHFN / '2+&         )
(QJLQH &RROLQJ )DQ &LUFXLW &KHFN
:LWK $& / 62+&                    )
(QJLQH &RROLQJ )DQ &LUFXLW &KHFN 
:LWK $& / '2+&                    )
(QJLQH &RROLQJ )DQ &LUFXLW &KHFN 
:LWKRXW $& / 62+&                 )
(QJLQH &RROLQJ )DQ &LUFXLW &KHFN 
:LWKRXW $& / '2+&                 )

)   (1*,1( &21752/6
)XHO ,QMHFWRU %DODQFH 7HVW                 
'7&  )DQ 1XPEHU 7ZR /RZ
/ '2+&                           
'7&  )DQ 1XPEHU 7ZR +LJK
/ '2+&                           
'7&  )DQ 1XPEHU 2QH /RZ
/ '2+&                           
'7&  )DQ 1XPEHU 2QH +LJK
/ '2+&                           
'7&  %DFN 3UHVVXUH ([KDXVW *DV
5HFLUFXODWLRQ 2Q2II 6ROHQRLG /RZ (UURU
/ '2+&                           
'7&  %DFN 3UHVVXUH ([KDXVW *DV
5HFLUFXODWLRQ 2Q2II 6ROHQRLG +LJK (UURU
/ '2+&                           
'7&  1R 3XOVH 5HIHUHQFH (QJLQH 1RW
5XQQLQJ / 62+& ,(), DQG /
'2+& ,706)                       
'7&  2[\JHQ 6HQVRU 1RW 7RJJOLQJ
/ 62+&                           
'7&  2[\JHQ 6HQVRU 1RW 7RJJOLQJ
/ '2+&                           
'7&  &RRODQW 7HPSHUDWXUH +LJK
/ 62+&                           
'7&  &RRODQW 7HPSHUDWXUH +LJK
/ '2+&                           
'7&  &RRODQW 7HPSHUDWXUH /RZ
/ 62+&                           
'7&  &RRODQW 7HPSHUDWXUH /RZ
/ '2+&                           
'7&  .QRFN 6HQVRU )DLOXUH
/ '2+&                           
'7&  ,QMHFWRU 6KRUWHG WR *URXQG%DWWHU\
/ '2+&                           
'7&  .QRFN 6HQVRU $FWLYLW\ )DLOXUH
/ '2+&                           
'7&  ; 6LJQDO (UURU $ DQG %
/ 62+&                           
'7&  ; 6LJQDO (UURU $ DQG %
/ '2+&                           
'7&  7KURWWOH 3RVLWLRQ 6HQVRU +LJK
/ 62+&                           
'7&  7KURWWOH 3RVLWLRQ 6HQVRU +LJK
/ '2+&                           
'7&  7KURWWOH 3RVLWLRQ 6HQVRU /RZ
/ 62+&                           
'7&  7KURWWOH 3RVLWLRQ 6HQVRU /RZ
/ '2+&                           
'7&  0DQLIROG $LU 7HPSHUDWXUH +LJK
/ 62+&                           
'7&  0DQLIROG $LU 7HPSHUDWXUH +LJK
/ '2+&                           
'7&  9HKLFOH 6SHHG 6HQVRU (UURU
/ 62+&                           
'7&  9HKLFOH 6SHHG 6HQVRU (UURU
/ '2+&                           
'7&  0DQLIROG $LU 7HPSHUDWXUH /RZ
/ 62+&                           
'7&  0DQLIROG $LU 7HPSHUDWXUH /RZ
/ '2+&                           

)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)

'7&  )XHO 3XPS 5HOD\ 6KRUWHG


WR *URXQG / '2+&                  
'7&  )XHO 3XPS 5HOD\ 6KRUWHG
WR %DWWHU\ / '2+&                  
'7&  0DQLIROG $EVROXWH 3UHVVXUH
6HQVRU +LJK / 62+&                
'7&  0DQLIROG $EVROXWH 3UHVVXUH
6HQVRU +LJK / '2+&                
'7&  0DQLIROG $EVROXWH 3UHVVXUH
6HQVRU /RZ / 62+&                
'7&  0DQLIROG $EVROXWH 3UHVVXUH
6HQVRU /RZ / '2+&                
'7&  ,GOH $LU &RQWURO (UURU
/ '2+&                           
'7&  (OHFWURQLF 6SDUN 7LPLQJ %
6KRUWHG WR %DWWHU\ / 62+&           
'7&  (OHFWURQLF 6SDUN 7LPLQJ %
6KRUWHG WR %DWWHU\ / '2+&          
'7&  (OHFWURQLF 6SDUN 7LPLQJ $
6KRUWHG WR %DWWHU\ / 62+&           
'7&  (OHFWURQLF 6SDUN 7LPLQJ $
6KRUWHG WR %DWWHU\ / '2+&          
'7&  2[\JHQ 6HQVRU /HDQ
/ 62+&                            
'7&  2[\JHQ 6HQVRU /HDQ
/ '2+&                           
'7&  2[\JHQ 6HQVRU 5LFK
/ 62+&                           
'7&  2[\JHQ 6HQVRU 5LFK
/ '2+&                           
'7&  %DWWHU\ 9ROWDJH 7RR +LJK
/ '2+&                           
'7&  &KHFNVXP RU ..3*0,' (UURU
/ 62+& DQG / '2+&            
'7&  (&0 ,PPRELOL]HU (UURU / 62+&
DQG / '2+&                        
'7&  &2 $GMXVW (UURU / 62+& 
/HDGHG )XHO 2QO\                      
'7&  &2 $GMXVW (UURU / '2+& 
/HDGHG )XHO 2QO\                      
'7&  ((3520 RU &RQILJ 5HJ (UURU
/ '2+&                           
'7&  &RQWUROOHG &DQLVWHU 3XUJH
6ROHQRLG 6KRUWHG WR *URXQG
/ '2+&                           
'7&  &RQWUROOHG &DQLVWHU 3XUJH
6ROHQRLG 6KRUWHG WR %DWWHU\
/ '2+&                           
'7&  (OHFWURQLF 6SDUN 7LPLQJ %
6KRUWHG WR *URXQG / 62+&          
'7&  (OHFWURQLF 6SDUN 7LPLQJ %
6KRUWHG WR *URXQG / '2+&          
'7&  (OHFWURQLF 6SDUN 7LPLQJ $
6KRUWHG WR *URXQG / 62+&          
'7&  (OHFWURQLF 6SDUN 7LPLQJ $
6KRUWHG WR *URXQG / '2+&          
'7&  $LU &RQGLWLRQLQJ &RPSUHVVRU
6KRUWHG WR *URXQG
/ '2+&                           

)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)

)

'$(:22 9 %/

(1*,1( &21752/6 )  
'7&  $LU &RQGLWLRQLQJ &RPSUHVVRU
6KRUWHG WR %DWWHU\ / '2+&           )
'7&  4'0 )DLOXUH / 62+&          )
'7&  4'0 )DLOXUH / '2+&          )
'LDJQRVLV / '2+&                   
6\VWHP 'LDJQRVLV                         
'LDJQRVWLF $LGV                          
,GOH /HDUQ 3URFHGXUH                     
2Q%RDUG 'LDJQRVWLF 2%'
6\VWHP &KHFN                          
(&0 2XWSXW 'LDJQRVLV                    
0XOWLSOH (&0 ,QIRUPDWLRQ 6HQVRU
'7&V 6HW                              
(QJLQH &UDQNV %XW :LOO 1RW 5XQ            
1R 0DOIXQFWLRQ ,QGLFDWRU /DPS             
0DOIXQFWLRQ ,QGLFDWRU /DPS 2Q 6WHDG\      
)XHO 6\VWHP 'LDJQRVLV                    
)XHO 3XPS 5HOD\ &LUFXLW &KHFN            
,JQLWLRQ  5HOD\ &LUFXLW &KHFN              
0DQLIROG $EVROXWH 3UHVVXUH &KHFN         
3DUN1HXWUDO 3RVLWLRQ 6ZLWFK               
,GOH $LU &RQWURO 6\VWHP &KHFN             
,JQLWLRQ 6\VWHP &KHFN                    
(QJLQH &RROLQJ )DQ &LUFXLW &KHFN          
'DWD /LQN &RQQHFWRU 'LDJQRVLV             
)XHO ,QMHFWRU %DODQFH 7HVW                 
(9$3 &RQWURO 6\VWHP 'LDJQRVLV           
7URXEOH &RGH 'LDJQRVLV                    
&OHDULQJ 7URXEOH &RGHV                   
'LDJQRVWLF 7URXEOH &RGHV                 
'7& 3 0DQLIROG $EVROXWH
3UHVVXUH 5DWLRQDOLW\                     
'7& 3 0DQLIROG $EVROXWH
3UHVVXUH /RZ 9ROWDJH                   
'7& 3 0DQLIROG $EVROXWH
3UHVVXUH +LJK 9ROWDJH                   
'7& 3 ,QWDNH $LU 7HPSHUDWXUH
/RZ 9ROWDJH                            
'7& 3 ,QWDNH $LU 7HPSHUDWXUH
+LJK 9ROWDJH                           
'7& 3 (QJLQH &RRODQW 7HPSHUDWXUH
/RZ 9ROWDJH                            
'7& 3 (QJLQH &RRODQW 7HPSHUDWXUH
+LJK 9ROWDJH                           
'7& 3 7KURWWOH 3RVLWLRQ
6HQVRU /RZ 9ROWDJH                     
'7& 3 7KURWWOH 3RVLWLRQ
6HQVRU +LJK 9ROWDJH                     
'7& 3 2 %DQN  6HQVRU 
/RZ 9ROWDJH                            
'7& 3 2 %DQN  6HQVRU 
+LJK 9ROWDJH                           
'7& 3 2 %DQN  6HQVRU 
1R $FWLYLW\                             
'$(:22 9 %/

)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)

'7& 3 2 %DQN  6HQVRU 


/RZ 9ROWDJH                            
'7& 3 2 %DQN  6HQVRU 
+LJK 9ROWDJH                           
'7& 3 2 %DQN  6HQVRU 
1R $FWLYLW\                             
'7& 3 2 %DQN  6HQVRU 
+HDWHU                                 
'7& 3 ,QMHFWRU  &LUFXLW )DXOW          
'7& 3 ,QMHFWRU  &LUFXLW )DXOW          
'7& 3 ,QMHFWRU  &LUFXLW )DXOW          
'7& 3 ,QMHFWRU  &LUFXLW )DXOW          
'7& 3 .QRFN 6HQVRU 61()
,QWHUQDO 0DOIXQFWLRQ                     
'7& 3 .QRFN 6HQVRU
&LUFXLW )DXOW                            
'7& 3 ; &UDQN 3RVLWLRQ ([WUD
0LVVLQJ 3XOVHV                         
'7& 3 ; &UDQN 3RVLWLRQ
1R 6LJQDO                              
'7& 3 &DP 3RVLWLRQ 1R 6LJQDO        
'7& 3 ,JQLWLRQ &RQWURO $
&LUFXLW )DXOW                            
'7& 3 ,JQLWLRQ &RQWURO %
&LUFXLW )DXOW                            
'7& 3 ([KDXVW *DV 5HFLUFXODWLRQ
2SHQ 9DOYH 3RVLWLRQ (UURU                
'7& 3 ([KDXVW *DV 5HFLUFXODWLRQ
3LQWOH 3RVLWLRQ /RZ 9ROWDJH               
'7& 3 ([KDXVW *DV 5HFLUFXODWLRQ
3LQWOH 3RVLWLRQ +LJK 9ROWDJH              
'7& 3 (YDSRUDWLYH (PLVVLRQ
6\VWHP 3XUJH &RQWURO &LUFXLW             
'7& 3 &RROLQJ )DQ 5HOD\  )DQ
&RQWURO &LUFXLW )DXOW                     
'7& 3 &RROLQJ )DQ 5HOD\  )DQ
&RQWURO &LUFXLW )DXOW                     
'7& 3 9HKLFOH 6SHHG (QJLQH 6LGH
1R 6LJQDO                              
'7& 3 ,GOH 6SHHG 530 /RZHU 7KDQ
'HVLUHG ,GOH 6SHHG                      
'7& 3 ,GOH 6SHHG 530 +LJKHU
7KDQ 'HVLUHG ,GOH 6SHHG                 
'7& 3 6\VWHP 9ROWDJH (QJLQH
6LGH 7RR /RZ                          
'7& 3 6\VWHP 9ROWDJH (QJLQH
6LGH 7RR +LJK                         
'7& 3 (&0 (QJLQH 6LGH
&KHFNVXP )DXOW                        
'7& 3 0DQLIROG $EVROXWH
3UHVVXUH ,QWHUPLWWHQW +LJK 9ROWDJH        
'7& 3 0DQLIROG $EVROXWH
3UHVVXUH ,QWHUPLWWHQW /RZ 9ROWDJH         
'7& 3 ,QWDNH $LU 7HPSHUDWXUH
,QWHUPLWWHQW +LJK 9ROWDJH                 

)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)

)   (1*,1( &21752/6
'7& 3 ,QWDNH $LU 7HPSHUDWXUH
,QWHUPLWWHQW /RZ 9ROWDJH                 
'7& 3 (QJLQH &RRODQW 7HPSHUDWXUH
,QWHUPLWWHQW /RZ 9ROWDJH                 
'7& 3 (QJLQH &RRODQW 7HPSHUDWXUH
,QWHUPLWWHQW +LJK 9ROWDJH                 
'7& 3 7KURWWOH 3RVLWLRQ 6HQVRU
,QWHUPLWWHQW +LJK 9ROWDJH                 
'7& 3 7KURWWOH 3RVLWLRQ 6HQVRU
,QWHUPLWWHQW /RZ 9ROWDJH                 
'7& 3 ([KDXVW *DV 5HFLUFXODWLRQ
&ORVHG 9DOYH 3LQWOH (UURU                 
'7& 3 3DUN1HXWUDO 'LVFUHWH
)DXOW                                  
'7& 3 (&0 ,QWHUQDO
6\VWHP 5HVHW                          
'7& 3 2'0 ,QWHUQDO 63,
&RPPXQLFDWLRQ                         

)
)
)
)
)
)
)
)
)

6\PSWRP 'LDJQRVLV                      
,PSRUWDQW 3UHOLPLQDU\ &KHFNV              
,QWHUPLWWHQWV                             
+DUG 6WDUW                               
6XUJHV RU &KXJJOHV                      
/DFN RI 3RZHU 6OXJJLVKQHVV RU
6SRQJLQHVV                            
'HWRQDWLRQ6SDUN .QRFN                  
+HVLWDWLRQ 6DJ 6WXPEOH                  
&XWV 2XW 0LVVHV                         
3RRU )XHO (FRQRP\                      
5RXJK 8QVWDEOH RU ,QFRUUHFW
,GOH 6WDOOLQJ                            
([FHVVLYH ([KDXVW (PLVVLRQV RU 2GRUV     
'LHVHOLQJ 5XQ2Q                        
%DFNILUH                                 

)
)
)
)
)

0DLQWHQDQFH DQG 5HSDLU                  


2Q9HKLFOH 6HUYLFH                        
)XHO 7DQN                               
)XHO 3XPS                              
)XHO )LOWHU                               
)XHO 5DLO DQG ,QMHFWRUV 62+&            
)XHO 5DLO DQG ,QMHFWRUV '2+&            
)XHO 3UHVVXUH 5HJXODWRU 62+&           
)XHO 3UHVVXUH 5HJXODWRU '2+&           
&RRODQW 7HPSHUDWXUH 6HQVRU 7\SLFDO     
7KURWWOH 3RVLWLRQ 6HQVRU 7\SLFDO          
7KURWWOH %RG\ 62+&                    
7KURWWOH %RG\ '2+&                    
2[\JHQ 6HQVRU 7\SLFDO                 
2[\JHQ 6HQVRU 26   / '2+&      
+HDWHG 2[\JHQ 6HQVRU +26 
 / '2+&                           
0DQLIROG $LU 7HPSHUDWXUH
6HQVRU 7\SLFDO                        
,GOH $LU &RQWURO 9DOYH 7\SLFDO            

)
)
)
)
)
)
)
)
)
)
)
)
)
)
)

)
)
)
)
)
)
)
)
)

)
)
)

0DQLIROG $EVROXWH 3UHVVXUH


6HQVRU 62+&                          )
0DQLIROG $EVROXWH 3UHVVXUH
6HQVRU '2+&                          )
([KDXVW *DV 5HFLUFXODWLRQ 9DOYH 62+&    )
([KDXVW *DV 5HFLUFXODWLRQ 9DOYH '2+&    )
.QRFN 6HQVRU '2+&                     )
(YDSRUDWLYH (PLVVLRQ &DQLVWHU              )
&RQWUROOHG &DQLVWHU 3XUJH 6ROHQRLG          )
&UDQNVKDIW 3RVLWLRQ 6HQVRU 7\SLFDO         )
&DPVKDIW 3RVLWLRQ 6HQVRU                  )
(OHFWURQLF &RQWURO 0RGXOH 7\SLFDO          )
'LUHFW ,JQLWLRQ 6\VWHP ,JQLWLRQ
&RLO 7\SLFDO                            )
)XHO &XWRII 6ZLWFK                        )
*HQHUDO 'HVFULSWLRQ DQG 6\VWHP
2SHUDWLRQ                              
,JQLWLRQ 6\VWHP 2SHUDWLRQ                 
'LUHFW ,JQLWLRQ 6\VWHP ,JQLWLRQ &RLO          
&UDQNVKDIW 3RVLWLRQ 6HQVRU                
&DPVKDIW 3RVLWLRQ 6HQVRU                 
,GOH $LU 6\VWHP 2SHUDWLRQ                 
)XHO &RQWURO 6\VWHP 2SHUDWLRQ
/ 62+&'2+&                     
)XHO &RQWURO 6\VWHP 2SHUDWLRQ
/ '2+&                           
(YDSRUDWLYH (PLVVLRQ &RQWURO
6\VWHP 2SHUDWLRQ                       
(YDSRUDWLYH (PLVVLRQ &DQLVWHU             
3RVLWLYH &UDQNFDVH 9HQWLODWLRQ &RQWURO
6\VWHP 2SHUDWLRQ                       
&RRODQW 7HPSHUDWXUH 6HQVRU              
7KURWWOH 3RVLWLRQ 6HQVRU                   
2[\JHQ 6HQVRU / 62+&'2+&        
&DWDO\VW 0RQLWRU 2[\JHQ 6HQVRUV
/ '2+&                           
([KDXVW *DV 5HFLUFXODWLRQ 9DOYH           
0DQLIROG $LU 7HPSHUDWXUH 6HQVRU           
,GOH $LU &RQWURO 9DOYH                     
0DQLIROG $EVROXWH 3UHVVXUH 6HQVRU         
(OHFWURQLF &RQWURO 0RGXOH                 
)XHO ,QMHFWRU                             
)XHO &XWRII 6ZLWFK                        
.QRFN 6HQVRU '2+&                    
6WUDWHJ\%DVHG 'LDJQRVWLFV               
2%' 6HUYLFHDELOLW\ ,VVXHV                 
6HULDO 'DWD &RPPXQLFDWLRQV               
'LDJQRVWLF 2%'                        
&RPSRQHQW 0RQLWRU
'LDJQRVWLF 2SHUDWLRQ                    
&RPPRQ 2%' 7HUPV                     
'7& 7\SHV                              
'LDJQRVWLF 7URXEOH &RGHV                
3ULPDU\ 6\VWHP%DVHG 'LDJQRVWLFV         
2FWDQH 1XPEHU &RQQHFWRU                

)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)

'$(:22 9 %/

(1*,1( &21752/6 )  

63(&,),&$7,216
6&$1 722/ '$7$ 7$%/( / 62+&'2+&
3DUDPHWHU

8QLWV 'LVSOD\HG

7\SLFDO 'DWD 9DOXH

(QJLQH 6SHHG

USP

 USP IURP GHVLUHG USP LQ GULYH $7


 USP IURP GHVLUHG USP LQ QHXWUDO 07

'HVLUHG ,GOH

USP

(&0 LGOH FRPPDQG YDULHV ZLWK WHPSHUDWXUH

(QJLQH &RRODQW
7HPSHUDWXUH

GHJUHHV &HOVLXV

E&

0$7,QWHUQDO $LU
7HPSHUDWXUH

GHJUHHV &HOVLXV

E&

0$3

N3DYROWV

 N3D YROWV


YDULHV ZLWK PDQLIROG DQG EDURPHWULF SUHVVXUH

%DURPHWULF 3UHVVXUH

N3DYROWV

YDULHV ZLWK DOWLWXGH

RSHQFORVHG

&ORVHG /RRS PD\ HQWHU 2SHQ /RRS DW H[WHQGHG LGOH

YROWV

 9

)XHOLQJ 0RGH
7KURWWOH 3RVLWLRQ
$LU)XHO 5DWLR
2[\JHQ 6HQVRU 6LJQDO
,QMHFWRU 3XOVH :LGWK

PLOOLYROWV

 PY YDULHV FRQWLQXRXVO\

PLOOLVHFRQGV

 PV

GHJUHHV

YDULHV

)XHO 7ULP ,QWHJUDWRU

FRXQWV

  

%ORFN /HYHU

FRXQWV

  

,GOH $LU &RQWURO

FRXQWV



31 DQG 5'/

3DUN1HXWUDO 31

NSK PSK

$LU &RQGLWLRQLQJ 3UHVVXUH

N3D

YDULHV

,JQLWLRQ%DWWHU\ 9ROWDJH

YROWV

 9

&RROLQJ )DQ 5HOD\

RQRII

RQRII

$& 5HTXHVW

\HVQR

QR

$& &OXWFK 5HOD\

RQRII

RII

/RZ )DQ 5HTXHVW

RQRII

RQRII

3URP ,'



3520 ,' QXPEHU YDULHV

&DQLVWHU 3XUJH 6ROHQRLG

RQRII

RII

&2 $GMXVW /HDG )XHO

FRXQW



+LJK6SHHG )DQ

RQRII

RII

6SDUN $GYDQFH

31 6ZLWFK $7 2QO\


9HKLFOH 6SHHG

'$(:22 9 %/

)   (1*,1( &21752/6

6&$1 722/ '$7$ 7$%/( / '2+&


(QJLQH 'DWD 'LVSOD\ 
6HOHFWHG E\  'DWD 'LVSOD\  (QJLQH 'DWD
/ 0DQXDO 7UDQVPLVVLRQ
8QLWV 'LVSOD\HG

7\SWLFDO 'DWD 9DOXH

(QJLQH 6SHHG

USP

H USP IURP WKH 'HVLUHG USP

'HVLUHG ,GOH

USP

(&0 ,GOH &RPPDQG

(QJLQH &RRODQW 7HPSHUDWXUH

GHJUHHV &HOVLXV

EE& EE)

,QWDNH $LU 7HPSHUDWXUH

GHJUHHV &HOVLXV

EE& EE)

7KURWWOH 3RVLWLRQ


XS WR  DW ZLGH RSHQ WKURWWOH

7KURWWOH 3RVLWLRQ

9ROWV

Y
XS WR  DW ZLGH RSHQ WKURWWOH

0$3

N3D

 N3D

%$52

N3D

 N3D YDULHV ZLWK DOWLWXGH DQG


ZLWK WKH %$52 SUHVVXUH

(*5 $FWXDO 3RVLWLRQ



(*5 'HVLUHG 3RVLWLRQ



3DUDPHWHU

(*5 )HHGEDFN

9ROW

,$& 3RVLWLRQ

&RXQWV



&DP 6SHHG $FWLYLW\

&RXQWV



9ROWV



6HFRQGV


KRXUVPLQXWHVVHFRQGV

%3: %DQN 

PV



$LU )XHO 5DWLR

[



6SDUN

'HJUHHV

 WR 

.QRFN 5HWDUG

'HJUHHV



.QRFN $FWLYH &RXQWHU

&RXQWV



<HV  1R



9HKLFOH 6SHHG

NPK



$LU &RQGLWLRQ 3UHVVXUH

9ROW



2[\JHQ %DQN  6HQVRU 

P9



2[\JHQ %DQN  6HQVRU 

P9



'HFHO )XHO 0RGH

<HV  1R

3RZHU (QULFKPHQW 0RGH

<HV  1R

&ORVHG /RRS

<HV  1R

/RRS 6WDWXV

6HH 7DEOH 

,JQLWLRQ 9ROWDJH
(QJLQH 5XQ 7LPH

.QRFN 3UHVHQW
&DOFXODWHG /RDG

+RW /RRS 2SHQ

<HV  1R

5LFK  /HDQ

6KRUW 7HUP )XHO 7ULP

 WR 

/RQJ 7HUP )XHO 7ULP

 WR 

5LFK/HDQ %DQN 

'$(:22 9 %/

(1*,1( &21752/6 )  
(QJLQH 'DWD 'LVSOD\  &RQW
G
8QLWV 'LVSOD\HG

7\SWLFDO 'DWD 9DOXH

(9$3 3XUJH 6ROHQRLG



(9$3 9HQW 6ROHQRLG

2Q  2II

,$& %DVH 3RVLWLRQ

&RXQWV



3DUDPHWHU

)XHO 7ULP &HOO

&HOO

&DOFXODWHG $LU )ORZ

JVHF Q



:HDN &\OLQGHU

6HH 7DEOH 

5RXJK 5RDG 6HQVRU

9ROW

 9ROW 5HIHUHQFH

9ROW

7KURWWOH DW ,GOH

<HV  1R

3RZHU 6WHHULQJ &UDPS

<HV  1R

$LU &RQGLWLRQLQJ 5HTXHVW

2Q  2II

$LU &RQGLWLRQLQJ &OXWFK

2Q  2II

)XHO 3XPS

2Q  2II

0DOIXQFWLRQ ,QGLFDWRU /DPS

2Q  2II

8SVKLIW /DPS

2Q  2II

/RZ )XHO /DPS

2Q  2II

+RW 2SHQ /RRS /DPS

2Q  2II

9DULDEOH *DWH ,QWDNH

/RQJ  6KRUW

)XHO 7ULP /HDUQHG

2Q  2II

)DQ 

2Q  2II

)DQ 

2Q  2II

(QJLQH 'DWD 'LVSOD\ 


6HOHFWHG E\  'DWD 'LVSOD\  (QJLQH 'DWD
/ $XWRPDWLF 7UDQVPLVVLRQ
8QLWV 'LVSOD\HG

7\SWLFDO 'DWD 9DOXH

(QJLQH 6SHHG

USP

H USP IURP WKH 'HVLUHG USP

'HVLUHG ,GOH

USP

(&0 ,GOH &RPPDQG

(QJLQH &RRODQW 7HPSHUDWXUH

GHJUHHV &HOVLXV

EE& EE)

,QWDNH $LU 7HPSHUDWXUH

GHJUHHV &HOVLXV

EE& EE)

7KURWWOH 3RVLWLRQ


XS WR  DW ZLGH RSHQ WKURWWOH

7KURWWOH 3RVLWLRQ

9ROWV

9
XS WR  DW ZLGH RSHQ WKURWWOH

0$3

N3D

 N3D

%$52

N3D

 N3D YDULHV ZLWK DOWLWXGH DQG


ZLWK WKH %$52 SUHVVXUH

(*5 $FWXDO 3RVLWLRQ



(*5 'HVLUHG 3RVLWLRQ



3DUDPHWHU

(*5 )HHGEDFN

'$(:22 9 %/

9ROW

)   (1*,1( &21752/6
(QJLQH 'DWD 'LVSOD\  &RQW
G
8QLWV 'LVSOD\HG

7\SWLFDO 'DWD 9DOXH

,$& 3RVLWLRQ

&RXQWV



&DP 6SHHG $FWLYLW\

&RXQWV



9ROWV



6HFRQGV


KRXUVPLQXWHVVHFRQGV

%3: %DQN 

PV



$LU )XHO 5DWLR

[



6SDUN

'HJUHHV

 WR 

.QRFN 5HWDUG

'HJUHHV



.QRFN $FWLYH &RXQWHU

&RXQWV



<HV  1R



9HKLFOH 6SHHG

NPK



$LU &RQGLWLRQ 3UHVVXUH

9ROW



2[\JHQ %DQN  6HQVRU 

P9



2[\JHQ %DQN  6HQVRU 

P9



'HFHO )XHO 0RGH

<HV  1R

3RZHU (QULFKPHQW 0RGH

<HV  1R

&ORVHG /RRS

<HV  1R

/RRS 6WDWXV

6HH 7DEOH 

<HV  1R

5LFK  /HDQ

6KRUW 7HUP )XHO 7ULP

 WR 

/RQJ 7HUP )XHO 7ULP

 WR 

(9$3 3XUJH 6ROHQRLG



(9$3 9HQW 6ROHQRLG

2Q  2II

,$& %DVH 3RVLWLRQ

&RXQWV



3DUDPHWHU

,JQLWLRQ 9ROWDJH
(QJLQH 5XQ 7LPH

.QRFN 3UHVHQW
&DOFXODWHG /RDG

+RW /RRS 2SHQ


5LFK/HDQ %DQN 

)XHO 7ULP &HOO

&HOO

&DOFXODWHG $LU )ORZ

JVHF Q



:HDN &\OLQGHU

6HH 7DEOH 

5RXJK 5RDG 6HQVRU

9ROW

 9ROW 5HIHUHQFH

9ROW

7KURWWOH DW ,GOH

<HV  1R

3RZHU 6WHHULQJ &UDPS

<HV  1R

$LU &RQGLWLRQLQJ 5HTXHVW

2Q  2II

$LU &RQGLWLRQLQJ &OXWFK

2Q  2II

)XHO 3XPS

2Q  2II

0DOIXQFWLRQ ,QGLFDWRU /DPS

2Q  2II

8SVKLIW /DPS

2Q  2II

/RZ )XHO /DPS

2Q  2II

'$(:22 9 %/

(1*,1( &21752/6 )  
(QJLQH 'DWD 'LVSOD\  &RQW
G
8QLWV 'LVSOD\HG

7\SWLFDO 'DWD 9DOXH

+RW 2SHQ /RRS /DPS

2Q  2II

9DULDEOH *DWH ,QWDNH

/RQJ  6KRUW

)XHO 7ULP /HDUQHG

2Q  2II

)DQ 

2Q  2II

)DQ 

2Q  2II

3DUN1HXWUDO

<HV  1R

3DUDPHWHU

(9$3 'DWD 'LVSOD\ 


6HOHFWHG E\  'DWD 'LVSOD\  6SHFLILF 'DWD  (9$3
0DQXDO 7UDQVPLVVLRQ
3DUDPHWHU

8QLWV 'LVSOD\HG

7\SWLFDO 'DWD 9DOXH

(QJLQH 6SHHG

USP

H USP IURP WKH 'HVLUHG USP

,JQLWLRQ 9ROWDJH

9ROWV



(QJLQH &RRODQW 7HPSHUDWXUH

GHJUHHV &HOVLXV

EE& EE)

6WDUW 8S &RRODQW 7HPSHUDWXUH

GHJUHHV &HOVLXV

EE& EE)

,QWDNH $LU 7HPSHUDWXUH

GHJUHHV &HOVLXV

E

6WDUW 8S ,QWDNH $LU 7HPSHUDWXUH

GHJUHHV &HOVLXV

EE& EE)

(QJLQH 5XQ 7LPH

6HFRQGV


KRXUVPLQXWHVVHFRQGV

)XHO /HYHO 6HQVRU

9ROW



2Q  2II

(9$3 3XUJH 6ROHQRLG



(9$3 9HQW 6ROHQRLG

2Q  2II

)XHO *DXJH

(9$3 7DQN 9DFXXP

LQ +2

Q  

7KURWWOH 3RVLWLRQ


XS WR  DW ZLGH RSHQ WKURWWOH

7KURWWOH 3RVLWLRQ

9ROWV

9
XS WR  DW ZLGH RSHQ WKURWWOH

,$& 3RVLWLRQ

&RXQWV



%3: %DQN 

PV



$LU )XHO 5DWLR

[



6SDUN

'HJUHHV

 WR 

0$3

N3D

 N3D

%$52

N3D

 N3D YDULHV ZLWK DOWLWXGH DQG


ZLWK WKH %$52 SUHVVXUH



9HKLFOH 6SHHG

PSK



2[\JHQ 6HQVRU %DQN  6HQVRU 

P9



2[\JHQ 6HQVRU %DQN  6HQVRU 

P9



&DOFXODWHG /RDG

'$(:22 9 %/

)   (1*,1( &21752/6
(9$3 'DWD 'LVSOD\ 
6HOHFWHG E\  'DWD 'LVSOD\  6SHFLILF 'DWD  (9$3
$XWRPDWLF 7UDQVPLVVLRQ
8QLWV 'LVSOD\HG

7\SWLFDO 'DWD 9DOXH

(QJLQH 6SHHG

USP

H USP IURP WKH 'HVLUHG USP

,JQLWLRQ 9ROWDJH

9ROWV



(QJLQH &RRODQW 7HPSHUDWXUH

GHJUHHV &HOVLXV

EE& EE)

6WDUW 8S &RRODQW 7HPSHUDWXUH

GHJUHHV &HOVLXV

EE& EE)

,QWDNH $LU 7HPSHUDWXUH

GHJUHHV &HOVLXV

EE

6WDUW 8S ,QWDNH $LU 7HPSHUDWXUH

GHJUHHV &HOVLXV

EE& EE)

(QJLQH 5XQ 7LPH

6HFRQGV

9DULHV VLQFH VWDUW XS

)XHO /HYHO 6HQVRU

9ROW



)XHO *DXJH

2Q  2II

3DUN1HXWUDO

<HV  1R

(9$3 3XUJH 6ROHQRLG



(9$3 9HQW 6ROHQRLG

2Q  2II

3DUDPHWHU

(9$3 7DQN 9DFXXP

LQ +2

)XHO 7DQN 9DFXXP 6HQVRU

Q  
9ROW



7KURWWOH 3RVLWLRQ


XS WR  DW ZLGH RSHQ WKURWWOH

7KURWWOH 3RVLWLRQ

9ROWV

Y XS WR  DW ZLGH


RSHQ WKURWWOH

,$& 3RVLWLRQ

&RXQWV



%3: %DQN 

PV



$LU )XHO 5DWLR

[



6SDUN

'HJUHHV

 WR 

0$3

N3D

 N3D

%$52

N3D

 N3D YDULHV ZLWK DOWLWXGH DQG


ZLWK WKH %$52 SUHVVXUH



&DOFXODWHG /RDG
9HKLFOH 6SHHG

NPK



2[\JHQ 6HQVRU %DQN  6HQVRU 

P9



2[\JHQ 6HQVRU %DQN  6HQVRU 

P9



(9$3 6HUYLFH %D\ 7HVW


) )XQFWLRQDO 7HVWV) 2XWSXWV) (9$3 6HUYLFH %D\ 7HVW
$OO
3DUDPHWHU

8QLWV 'LVSOD\HG

7\SWLFDO 'DWD 9DOXH

VHH 3,' WDEOH 

(9$3 6HUYLFH %D\ 7HVW 0LQ 736



7KURWWOH 3RVLWLRQ



(9$3 6HUYLFH %D\ 7HVW 6WDWH

(9$3 6HUYLFH %D\ 7HVW 0D[ 736



(9$3 6HUYLFH %D\ 7HVW $ERUW


5HDVRQ

VHH 3,' WDEOH 

(9$3 6HUYLFH %D\ 7HVW 5HVXOWV

VHH 3,' WDEOH 



(9$3 3XUJH 6ROHQRLG

'$(:22 9 %/

(1*,1( &21752/6 )  
(9$3 6HUYLFH %D\ 7HVW &RQW
G
3DUDPHWHU
(9$3 9HQW 6ROHQRLG
(9$3 7DQN 9DFXXP

8QLWV 'LVSOD\HG

7\SWLFDO 'DWD 9DOXH

2Q  2II

LQ +2 Q  

)XHO 7DQN 9DFXXP 6HQVRU

9ROW



(QJLQH 6SHHG

USP

H USP IURP WKH 'HVLUHG USP

,JQLWLRQ 9ROWDJH

9ROWV



(QJLQH &RRODQW 7HPSHUDWXUH

GHJUHHV &HOVLXV

E

6WDUW 8S &RRODQW 7HPSHUDWXUH

GHJUHHV &HOVLXV

EE& EE)

,QWDNH $LU 7HPSHUDWXUH

GHJUHHV &HOVLXV

EE& EE)

6WDUW 8S ,QWDNH $LU 7HPSHUDWXUH

GHJUHHV &HOVLXV

EE& EE)

(QJLQH 5XQ 7LPH

6HFRQGV

 KRXUVPLQ
XWHVVHFRQGV

)XHO /HYHO 6HQVRU

9ROW



2Q  2II

)XHO *DXJH

(*5 'DWD 'LVSOD\


6HOHFWHG E\  'DWD 'LVSOD\  6SHFLILF 'DWD  (*5
$OO 'LVSOD\V (*5
3DUDPHWHU

8QLWV 'LVSOD\HG

7\SWLFDO 'DWD 9DOXH

(QJLQH 6SHHG

USP

H USP IURP WKH 'HVLUHG USP

,JQLWLRQ 9ROWDJH

9ROWV



&RXQWV



GHJUHHV &HOVLXV

EE& EE)

7KURWWOH 3RVLWLRQ

 XS WR  DW ZLGH RSHQ


WKURWWOH

7KURWWOH 3RVLWLRQ

9ROWV

9 XS WR  DW ZLGH


RSHQ WKURWWOH

(*5 $FWXDO 3RVLWLRQ



(*5 'HVLUHG 3RVLWLRQ



,$& 3RVLWLRQ
(QJLQH &RRODQW 7HPSHUDWXUH

(*5 )HHGEDFN
(*5 &ORVHG 3LQWOH 3RVLWLRQ

9ROW
&RXQWV

(*5 7ULS 6DPSOH &RXQW

7HVWV

(*5 (:0$ 7KUHVKROG

(*5 (:0$
(*5 3LQWOH 3RVLWLRQ (UURU
(QJLQH 5XQ 7LPH

&RXQWV
&RXQWV
6HFRQGV

 KRXUVPLQ
XWHVVHFRQGV

%3: %DQN 

PV



$LU )XHO 5DWLR

[



6SDUN

'HJUHHV

 WR 

0$3

N3D

 N3D

%$52

N3D

 N3D YDULHV ZLWK DOWLWXGH DQG


ZLWK WKH %$52 SUHVVXUH



PSK



&DOFXODWHG /RDG
9HKLFOH 6SHHG

'$(:22 9 %/

)   (1*,1( &21752/6
2[\JHQ 6HQVRU 'DWD 'LVSOD\
6HOHFWHG E\ ) 'DWD 'LVSOD\ ) 6SHFLILF 'DWD ) 2[\JHQ 6HQVRUV
$OO 'LVSOD\V 262
8QLWV 'LVSOD\HG

7\SWLFDO 'DWD 9DOXH

USP

H USP IURP WKH 'HVLUHG USP

 KRXUVPLQ
XWHVVHFRQGV

2SHQ  &ORVHG

26  %DQN  6HQVRU 

PY



26  %DQN  6HQVRU 

 1RW 5HDG\  5HDG\

 /HDQ  5LFK

3DUDPHWHU
(QJLQH 6SHHG
(QJLQH 5XQ 7LPH
/RRS 6WDWXV

5LFK/HDQ %DQN 
,QMHFWRU 3XOVH %DQN 

PVHF

6WDUW 8S &RRODQW 7HPSHUDWXUH

GHJUHHV &HOVLXV

EE& EE)

(QJLQH &RRODQW 7HPSHUDWXUH

GHJUHHV &HOVLXV

EE& EE)

6WDUW 8S ,QWDNH $LU 7HPSHUDWXUH

GHJUHHV &HOVLXV

EE& EE)

,QWDNH $LU 7HPSHUDWXUH

GHJUHHV &HOVLXV

EE& EE)

26  7LPH WR $FWLYLW\ %DQN 


6HQVRU 

6HFRQGV

6KRUW 7HUP )7 %DQN 

 WR 

/RQJ 7HUP )7 %DQN 

 WR 

73 $QJOH



JVHF Q



N3D

 N3D



9ROWV



[



'HFHO )XHO 0RGH

 ,QDFWLYH  $FWLYH

3RZHU (QULFKPHQW

 ,QDFWLYH  $FWLYH

&DOFXODWHG $LU )ORZ


0$3
(9$3 3XUJH 3:0
,JQLWLRQ 
$LU )XHO 5DWLR

+26  :DUP 8S 7LPH %DQN 


6HQRU 
+26  %DQN  6HQVRU 

6HFRQGV
P9



'$(:22 9 %/

(1*,1( &21752/6 )  
0LVILUH 'DWD 'LVSOD\
6HOHFWHG E\ ) 'DWD 'LVSOD\ ) 6SHFLILF 'DWD ) 0LVILUH
$OO / 'LVSOD\V 0,6)
8QLWV 'LVSOD\HG

7\SWLFDO 'DWD 9DOXH

0LVILUH &XUUHQW 

&RXQW



0LVILUH +LVWRU\ 

&RXQW



0LVILUH &XUUHQW 

&RXQW



0LVILUH +LVWRU\ 

&RXQW



0LVILUH &XUUHQW 

&RXQW



0LVILUH +LVWRU\ 

&RXQW



0LVILUH &XUUHQW 

&RXQW



0LVILUH +LVWRU\ 

&RXQW



3DUDPHWHU

0LVILUH )DLOXUHV 6LQFH )LUVW )DLO

0LVILUH 3DVVHV 6LQFH )LUVW )DLO

7RWDO 0LVILUH &XUUHQW &RXQW

&RXQW



:HDN &\OLQGHU

6HH 7DEOH 

(QJLQH 6SHHG

USP

H USP IURP WKH 'HVLUHG USP

73 $QJOH



&DOFXODWHG /RDG



(QJLQH &RRODQW 7HPSHUDWXUH

GHJUHHV &HOVLXV

EE& EE)

,QWDNH $LU 7HPSHUDWXUH

GHJUHHV &HOVLXV

EE& EE)

&DP $FWLYLW\ &RXQWHU

&RXQWV



6SDUN

'HJUHHV

 WR 

* 6HQVRU

9ROWV

(*5 'HVLUHG 3RVLWLRQ



(*5 $FWXDO 3RVLWLRQ



0$3

N3D

 N3D

9HKLFOH 6SHHG

PSK



$LU &RQGLWLRQLQJ 5HTXHVW

2Q  2II

$LU &RQGLWLRQLQJ &OXWFK

2Q  2II

.QRFN $FWLYH &RXQWHU

&RXQWV



.QRFN 5HWDUG

'HJUHHV



'HFHO )XHO 0RGH

<HV  1R

3RZHU (QULFKPHQW 0RGH

<HV  1R

,QMHFWRU 3XOVH %DQN 

PVHF

26  %DQN  6HQVRU 

P9



+26  %DQN  6HQVRU 

P9



6KRUW 7HUP )7 %DQN 

 WR 

/RQJ 7HUP )7 %DQN 

 WR 

'$(:22 9 %/

)   (1*,1( &21752/6
7(& 'LVSOD\ 7DEOH
6HOHFWHG E\  (QJLQH 2XWSXWV  (QJLQH 2XWSXWV
7(&
8QLWV 'LVSOD\HG

7\SWLFDO 'DWD 9DOXH

USP

H USP IURP WKH 'HVLUHG USP



(QJLQH &RRODQW 7HPSHUDWXUH

GHJUHHV &HOVLXV

EE& EE)

,QWDNH $LU 7HPSHUDWXUH

GHJUHHV &HOVLXV

EE& EE)



6SDUN

'HJUHHV

 WR 

0$3

N3D

 N3D

9HKLFOH 6SHHG

PSK



'HFHO )XHO 0RGH

<HV  1R

3RZHU (QULFKPHQW 0RGH

<HV  1R

3DUDPHWHU
(QJLQH 6SHHG
73 $QJOH

&DP $FWLYLW\ &RXQWHU

,QMHFWRU 3XOVH %DQN 

PVHF

&UDQN (UURU /DWFKHG

<HV  1R

6XP 2XW 2I 5DQJH

<HV  1R

2SSRVLQJ )DFWRU 2XW 2I 5DQJH

<HV  1R

)DFWRU 2XW 2I 5DQJH

<HV  1R

(QDEOH &ULWHULD 1RW 0HW

<HV  1R

&DW 'DPDJLQJ 0LVILUH

<HV  1R

7HVW LV 5XQQLQJ

<HV  1R

/HDUQHG 7KLV .H\ &\FOH

<HV  1R

$WWHPSWV WR /HDUQ

&RXQWV

'$(:22 9 %/

(1*,1( &21752/6 )  

(1*,1( '$7$ ',63/$< 7$%/(


'(),1,7,216
(&0 'DWD 'HVFULSWLRQ
7KH IROORZLQJ LQIRUPDWLRQ ZLOO DVVLVW LQ GLDJQRVLQJ
HPLVVLRQ RU GULYHDELOLW\ SUREOHPV $ ILUVW WHFKQLFLDQ FDQ
YLHZ WKH GLVSOD\V ZKLOH WKH YHKLFOH LV EHLQJ GULYHQ E\
VHFRQG WHFKQLFLDQ 5HIHU WR 3RZHUWUDLQ 2Q%RDUG
'LDJQRVWLF 2%' 6\VWHP &KHFN IRU DGGLWLRQ
LQIRUPDWLRQ
$& &OXWFK
7KH $& 5HOD\ UHSUHVHQWV WKH FRPPDQGHG VWDWH RI WKH
$& FOXWFK FRQWURO UHOD\ 7KH $& FOXWFK VKRXOG EH
HQJDJHG ZKHQ WKH VFDQ WRRO GLVSOD\V 21
$& 3UHVVXUH
7KH $& +LJK 6LGH GLVSOD\V WKH SUHVVXUH YDOXH RI WKH
$& UHIULJHUDQW SUHVVXUH VHQVRU 7KH $& +LJK 6LGH
KHOSV WR GLDJQRVH WKH GLDJQRVWLF WURXEOH FRGH '7&
3
$& 5HTXHVW
7KH $& 5HTXHVW UHSUHVHQWV ZKHWKHU WKH DLU
FRQGLWLRQLQJ LV EHLQJ UHTXHVWHG IURP WKH +9$& VHOHFWRU
7KH LQSXW LV UHFHLYHG E\ WKH LQVWUXPHQW SDQHO FOXVWHU DQG
WKHQ VHQW RYHU XQLYHUVDO DV\QFKURQRXV UHFHLYHU
WUDQVPLWWHU 8$57 VHULDO GDWD WR WKH (&0 DQG ILQDOO\ WR
WKH VFDQ WRRO RYHU FODVV VHULDO GDWD
$LU )XHO 5DWLR
7KH $LU )XHO 5DWLRQ LQGLFDWHV WKH DLU WR IXHO UDWLR EDVHG
RQ WKH 2[\JHQ 6HQVRU 26  LQSXWV 7KH (&0 XVHV
WKH IXHO WULPV WR DGMXVW IXHOLQJ LQ RUGHU WR DWWHPSW WR
PDLQWDLQ DQ DLU IXHO UDWLR RI 
%$52
7KH %DURPHWULF 3UHVVXUH %$52 VHQVRU PHDVXUHV WKH
FKDQJH LQ WKH LQWDNH PDQLIROG SUHVVXUH ZKLFK UHVXOWV
IURP DOWLWXGH FKDQJHV 7KLV YDOXH LV XSGDWHG DW LJQLWLRQ
21 DQG DOVR DW :LGH 2SHQ 7KURWWOH :27 
%3: %DQN 
,QGLFDWHV WKH EDVH 3XOVH :LGWK 0RGXODWLRQ 3:0 RU
21 WLPH RI WKH LQGLFDWHG F\OLQGHU LQMHFWRU LQ PLOOLVHFRQGV
:KHQ WKH HQJLQH ORDG LV LQFUHDVHG WKH LQMHFWRU SXOVH
ZLGWK ZLOO LQFUHDVH
&DOFXODWHG $LU )ORZ
7KH FDOFXODWHG DLU IORZ LV D FDOFXODWLRQ EDVHG RQ
PDQLIROG DEVROXWH SUHVVXUH 7KH FDOFXODWLRQ LV XVHG LQ
VHYHUDO GLDJQRVWLFV WR GHWHUPLQH ZKHQ WR UXQ WKH
GLDJQRVWLFV
&DPVKDIW $FWLYLW\ &RXQWHU
7KH &DPVKDIW 3RVLWLRQ &03 DFWLYLW\ FRXQWHU GLVSOD\V
WKH DFWLYLW\ VHQW WR WKH (&0 IURP WKH &03 VHQVRU 7KH
FRXQWHU ZLOO FRQWLQXDOO\ LQFUHPHQW ZKLOH WKH HQJLQH LV
UXQQLQJ 7KH &03 DFWLYLW\ FRXQWHU LV KHOSIXO LQ
GLDJQRVLQJ '7& 3
'HVLUHG ,GOH
7KH (&0 FRPPDQGV WKH LGOH VSHHG 7KH (&0
FRPSHQVDWHV IRU YDULRXV HQJLQH ORDGV LQ RUGHU WR
PDLQWDLQ WKH GHVLUHG LGOH VSHHG 7KH DFWXDO HQJLQH
'$(:22 9 %/

VSHHG VKRXOG UHPDLQ FORVH WR WKH GHVLUHG LGOH XQGHU WKH


YDULRXV HQJLQH ORDGV ZLWK WKH HQJLQH LGOLQJ
&RRODQW 7HPSHUDWXUH
7KH (QJLQH &RRODQW 7HPSHUDWXUH 6HQVRU &76 VHQGV
HQJLQH WHPSHUDWXUH LQIRUPDWLRQ WR WKH (&0 7KH (&0
VXSSOLHV YROWV WR WKH HQJLQH FRRODQW WHPSHUDWXUH
VHQVRU FLUFXLW 7KH VHQVRU LV D WKHUPLVWRU ZKLFK FKDQJHV
LQWHUQDO UHVLVWDQFH DV WHPSHUDWXUH FKDQJHV :KHQ WKH
VHQVRU LV FROG LQWHUQDO UHVLVWDQFH KLJK  WKH (&0
PRQLWRUV D KLJK YROWDJH ZKLFK LW LQWHUSUHWV DV D FROG
HQJLQH $V WKH VHQVRU ZDUPV LQWHUQDO UHVLVWDQFH
GHFUHDVHV  WKH YROWDJH VLJQDO ZLOO GHFUHDVH DQG WKH
(&0 ZLOO LQWHUSUHW WKH ORZHU YROWDJH DV D ZDUP HQJLQH
(*5 'HVLUHG 3RVLWLRQ
7KH GHVLUHG H[KDXVW JDV UHFLUFXODWLRQ (*5 SRVLWLRQ LV
WKH FRPPDQGHG (*5 SRVLWLRQ 7KH (&0 FDOFXODWHV WKH
GHVLUHG (*5 SRVLWLRQ 7KH KLJKHU WKH SHUFHQWDJH WKH
ORQJHU WKH (&0 LV FRPPDQGLQJ WKH (*5 YDOYH 21
(QJLQH 5XQ 7LPH
7KH HQJLQH UXQ WLPH LV D PHDVXUH RI KRZ ORQJ WKH HQJLQH
KDV EHHQ UXQQLQJ :KHQ WKH HQJLQH VWRSV UXQQLQJ WKH
WLPHU UHVHWV WR ]HUR
(QJLQH 6SHHG
(QJLQH 6SHHG LV FRPSXWHG E\ WKH (&0 IURP WKH IXHO
FRQWURO UHIHUHQFH LQSXW ,W VKRXOG UHPDLQ FORVH WR GHVLUHG
LGOH XQGHU WKH YDULRXV HQJLQH ORDGV ZLWK WKH HQJLQH
LGOLQJ
(9$3 3XUJH
7KH (YDSRUDWLYH (PLVVLRQ (9$3 SXUJH YDOYH VROHQRLG
LV D SURSRUWLRQDO VLJQDO XVHG LQ RUGHU WR FRQWURO WKH (9$3
FDQLVWHU SXUJH IXQFWLRQ $W  WKH YDOYH LV FRPPDQGHG
IXOO\ FORVHG  LPSOLHV WKDW WKH YDOYH LV IXOO\ RSHQ
(9$3 3XUJH 6ROHQRLG
:KHQ HQHUJL]HG WKH (9$3 6ROHQRLG DOORZV WKH IXHO
YDSRU WR IORZ IURP WKH (9$3 FDQLVWHU WR WKH HQJLQH 7KH
(9$3 6ROHQRLG LV QRUPDOO\ FORVHG 7KH (9$3 6ROHQRLG
LV SXOVH ZLGWK PRGXODWHG E\ WKH (&0 7KH (9$3
6ROHQRLG UHDGV  ZKHQ FORVHG DQG  ZKHQ IXOO\
RSHQHG
(9$3 9HQW 6ROHQRLG
7KH (9$3 9HQW 6ROHQRLG DOORZV IUHVK RXWVLGH DLU WR WKH
(9$3 FDQLVWHU GXULQJ SXUJH PRGH 7KH (9$3 9HQW
6ROHQRLG DOORZV WKH GLDJQRVWLF WR SXOO D YDFXXP RQ WKH
IXHO WDQN E\ FORVLQJ WKH YHQW VROHQRLG
)DQ
7KH )DQ &RQWURO 5HOD\ LV FRPPDQGHG E\ WKH (&0 7KH
)& 5HOD\ GLVSOD\V WKH FRPPDQG DV 21 RU 2))
)XHO /HYHO 6HQVRU
7KH )XHO /HYHO 6HQVRU PRQLWRUV WKH IXHO OHYHO LQ WKH
WDQN 7KH )XHO /HYHO 6HQVRU PRQLWRUV WKH UDWH RI FKDQJH
RI WKH DLU SUHVVXUH LQ WKH (9$3 V\VWHP 6HYHUDO RI WKH
(QKDQFHG (9$3 6\VWHP GLDJQRVWLFV DUH GHSHQGHQW
XSRQ WKH FRUUHFW IXHO OHYHO

)   (1*,1( &21752/6
)XHO 7DQN 3UHVVXUH 6HQVRU
7KH IXHO WDQN SUHVVXUH VHQVRU PHDVXUHV WKH GLIIHUHQFH
EHWZHHQ WKH SUHVVXUH RU WKH YDFXXP LQ WKH IXHO WDQN DQG
WKH RXWVLGH DLU SUHVVXUH :KHQ WKH DLU SUHVVXUH LQ WKH
IXHO WDQN HTXDOV WKH RXWVLGH DLU SUHVVXUH WKH RXWSXW
YROWDJH RI WKH VHQVRU LV WR YROWV
,$& 3RVLWLRQ
7KH VFDQ WRRO GLVSOD\V WKH (&0 FRPPDQG IRU WKH ,GOH
$LU &RQWURO ,$& SLQWOH SRVLWLRQ LQ FRXQWV 7KH KLJKHU WKH
QXPEHU RI FRXQWV WKH JUHDWHU WKH FRPPDQGHG LGOH
VSHHG UHDGV 7KH ,GOH $LU &RQWURO UHVSRQGV WR FKDQJHV
LQ WKH HQJLQH ORDG LQ RUGHU WR PDLQWDLQ WKH GHVLUHG LGOH
USP
,QWDNH $LU 7HPSHUDWXUH
7KH (&0 FRQYHUWV WKH UHVLVWDQFH RI WKH ,QWDNH 0DQLIROG
$LU 7HPSHUDWXUH 0$7 VHQVRU WR GHJUHHV LQ WKH VDPH

PDQQHU DV WKH (QJLQH &RRODQW 7HPSHUDWXUH 6HQVRU


&76  ,QWDNH DLU WHPSHUDWXUH LV XVHG E\ WKH (&0 WR
DGMXVW IXHO GHOLYHU\ DQG VSDUN WLPLQJ DFFRUGLQJ WR
LQFRPLQJ DLU GHQVLW\
,JQLWLRQ  9ROWDJH
7KH LJQLWLRQ YROWV UHSUHVHQW WKH V\VWHP YROWDJH
PHDVXUHG E\ WKH (&0 DW WKH LJQLWLRQ IHHG FLUFXLW
.QRFN 5HWDUG
7KH .QRFN 6HQVRU .6 5HWDUG LQGLFDWHV WKH DPRXQW RI
VSDUN DGYDQFH WKH (&0 LV GHFUHDVLQJ LQ UHVSRQVH WR WKH
.6 VLJQDO
.QRFN 3UHVHQW
7KH .6 1RLVH &KDQQHO LQGLFDWHV ZKHQ WKH (&0 GHWHFWV
WKH .6 VLJQDO 7KH (&0 VKRXOG GLVSOD\ 12 DW LGOH

'$(:22 9 %/

(1*,1( &21752/6 )  
&DOFXODWHG /RDG
,QGLFDWHV HQJLQH ORDG EDVHG RQ PDQLIROG DEVROXWH
SUHVVXUH 7KH KLJKHU WKH SHUFHQWDJH WKH PRUH ORDG WKH
HQJLQH LV XQGHU
/RQJ 7HUP )7
7KH /RQJ 7HUP )XHO 7ULP )7 LV GHULYHG IURP WKH VKRUW
WHUP IXHO WULP YDOXH 7KH /RQJ 7HUP )7 LV XVHG IRU WKH
ORQJ WHUP FRUUHFWLRQ RI WKH IXHO GHOLYHU\ $ YDOXH RI
FRXQWV  LQGLFDWHV WKDW WKH IXHO GHOLYHU\ UHTXLUHV
QR FRPSHQVDWLRQ LQ RUGHU WR PDLQWDLQ D DLU WR IXHO
UDWLR $ YDOXH EHORZ FRXQWV PHDQV WKDW WKH IXHO
V\VWHP LV WRR ULFK DQG WKH IXHO GHOLYHU\ LV EHLQJ UHGXFHG
7KH (&0 LV GHFUHDVLQJ WKH LQMHFWRU SXOVH ZLGWK $ YDOXH
DERYH FRXQWV LQGLFDWHV WKDW D OHDQ FRQGLWLRQ H[LVWV
IRU ZKLFK WKH (&0 LV FRPSHQVDWLQJ
/RQJ 7HUP )7 $YHUDJH
/RQJ 7HUP )7 $YHUDJH LV GHULYHG IURP WKH ORQJ WHUP
IXHO WULP IURP DOO RI WKH FHOOV 7KH (&0 WKHQ WDNHV DOO RI
WKH YDOXHV DQG WKHQ FUHDWHV RQH DYHUDJH YDOXH
/RRS 6WDWXV
7KH &ORVHG /RRS LV GLVSOD\HG LQGLFDWLQJ WKDW WKH (&0 LV
FRQWUROOLQJ WKH IXHO GHOLYHU\ DFFRUGLQJ WR WKH 2[\JHQ
6HQVRU 26  YROWDJH DV FORVH WR DQ DLUIXHO UDWLR RI
WR DV SRVVLEOH
0$3
7KH 0DQLIROG $EVROXWH 3UHVVXUH 0$3 VHQVRU
PHDVXUHV WKH FKDQJH LQ WKH LQWDNH PDQLIROG SUHVVXUH
ZKLFK UHVXOWV IURP HQJLQH ORDG DQG VSHHG FKDQJHV $V
WKH LQWDNH PDQLIROG SUHVVXUH LQFUHDVHV WKH DLU GHQVLW\ LQ
WKH LQWDNH DOVR LQFUHDVHV DQG WKH DGGLWLRQDO IXHO LV
UHTXLUHG
0LVILUH &XUUHQW 
,QGLFDWHV WKH QXPEHU RI FXUUHQW PLVILUHV WKDW DUH SUHVHQW
LQ WKH LQGLFDWHG F\OLQGHU ,QFUHPHQWV RQO\ ZKHQ PLVILUH LV
FXUUHQW
0LVILUH +LVWRU\ 
,QGLFDWHV WKH QXPEHU RI PLVILUHV WKDW KDYH RFFXUUHG
DIWHU FXUUHQW PLVILUHV KDYH EHHQ FRXQWHG 7KH
FXUUHQW PLVILUH FRXQWHU ZLOO DGG LWV PLVILUHV WR WKH KLVWRU\
PLVILUH FRXQWHU DIWHU WRWDO PLVILUHV KDYH WDNHQ SODFH
,I F\OLQGHU LV PLVILULQJ WKH PLVILULQJ FXUUHQW FRXQWHU ZLOO
KDYH PLVILUHV FRXQWHG EHIRUH DGGLQJ WR LWV KLVWRU\
FRXQWHU ,I F\OLQGHUV DUH PLVILULQJ WKH PLVILULQJ FXUUHQW
FRXQWHU ZLOO DGG WR WKHLU KLVWRU\ FRXQWHUV DIWHU
PLVILUHV 7KH FRXQWHU LQFUHPHQWV RQO\ DIWHU D PLVILUH
GLDJQRVWLF WURXEOH FRGH '7& KDV EHHQ VHW
2[\JHQ 6HQVRU %DQN 6HQVRU 
7KH SUHFRQYHUWHU 2[\JHQ 6HQVRU 26  UHDGLQJ
UHSUHVHQWV WKH H[KDXVW R[\JHQ VHQVRU RXWSXW YROWDJH
7KLV YROWDJH ZLOO IOXFWXDWH FRQVWDQWO\ EHWZHHQ PY
OHDQ H[KDXVW DQG PY ULFK H[KDXVW ZKHQ WKH
V\VWHP LV RSHUDWLQJ LQ D &ORVHG /RRS

'$(:22 9 %/

2[\JHQ 6HQVRU %DQN 6HQVRU 


7KH SRVWFRQYHUWHU +HDWHG 2[\JHQ 6HQVRU +26 
UHSUHVHQWV WKH H[KDXVW R[\JHQ RXWSXW YROWDJH SDVW WKH
FDWDO\WLF FRQYHUWHU 7KLV YROWDJH UHPDLQV LQDFWLYH RU WKH
YROWDJH ZLOO DSSHDU OD]\ ZLWKLQ D UDQJH RI PY OHDQ
H[KDXVW DQG PY ULFK H[KDXVW ZKHQ RSHUDWLQJ LQ D
&ORVHG /RRS
6KRUW 7HUP )7
7KH 6KRUW 7HUP )7 UHSUHVHQWV D VKRUW WHUP FRUUHFWLRQ WR
IXHO GHOLYHU\ E\ WKH (&0 LQ UHVSRQVH WR WKH DPRXQW RI
WLPH WKH R[\JHQ VHQVRU YROWDJH VSHQGV DERYH RU EHORZ
WKH PY WKUHVKROG ,I WKH R[\JHQ VHQVRU KDV PDLQO\
EHHQ EHORZ PY LQGLFDWLQJ D OHDQ DLUIXHO PL[WXUH
VKRUW WHUP IXHO WULP ZLOO LQFUHDVH WR WHOO WKH (&0 WR DGG
IXHO ,I WKH R[\JHQ VHQVRU YROWDJH VWD\V PDLQO\ DERYH
WKH WKUHVKROG WKH (&0 ZLOO UHGXFH IXHO GHOLYHU\ WR
FRPSHQVDWH IRU WKH LQGLFDWHG ULFK FRQGLWLRQ
6KRUW 7HUP )7 $YHUDJH
7KH 6KRUW 7HUP )7 $YHUDJH LV GHULYHG IURP WKH VKRUW
WHUP IXHO WULP IURP DOO RI WKH FHOOV 7KH (&0 WDNHV DOO RI
WKH YDOXHV DQG WKHQ FUHDWHV RQH DYHUDJH YDOXH
6SDUN
7KLV LV D GLVSOD\ RI WKH VSDUN DGYDQFH ,JQLWLRQ &RLO
FDOFXODWLRQ ZKLFK WKH (&0 LV SURJUDPPLQJ LQ WKH LJQLWLRQ
V\VWHP ,W FRPSXWHV WKH GHVLUHG VSDUN DGYDQFH XVLQJ
GDWD VXFK DV HQJLQH WHPSHUDWXUH USP HQJLQH ORDG
YHKLFOH VSHHG DQG RSHUDWLQJ PRGH
7RWDO 0LVILUH &XUUHQW &RXQWHU
,QGLFDWHV WKH WRWDO QXPEHU RI PLVILUHV WKDW KDYH EHHQ
GHWHFWHG LQ DOO WKH F\OLQGHUV DIWHU HQJLQH F\FOHV
2QH F\FOH HTXDOV RQH FRPSOHWH VWURNH F\FOH 7KH WRWDO
PLVILUH RQO\ LQFUHPHQWV GXULQJ WKH VWHDG\ VWDWH FUXLVH
FRQGLWLRQV
73 $QJOH
)URP WKH 7KURWWOH 3RVLWLRQ 6HQVRU 736 YROWDJH LQSXW
WKH (&0 FRPSXWHV WKH 736 7KH 736 $QJOH ZLOO DXWR
]HUR WR  DW LGOH 736 YROWDJH EHORZ YROW  7KH
736 $QJOH ZLOO UHDG  DW :27
736
7KH (&0 XVHV WKH 736 LQ RUGHU WR GHWHUPLQH WKH
DPRXQW RI WKH WKURWWOH GHPDQGHG E\ WKH YHKLFOH
V
RSHUDWRU 7KH 736 UHDGV EHWZHHQ YROWV DW
LGOH WR DERYH YROWV DW :27
9HKLFOH 6SHHG
7KH YHKLFOH VSHHG VHQVRU VLJQDO LV FRQYHUWHG LQWR PSK
RU NPK IRU GLVSOD\ 7KH YHKLFOH VSHHG RXWSXW IURP WKH
(&0 LV SXOVHV SHU PLOH 7KH VFDQ WRRO XVHV WKH
FODVV VHULDO GDWD IURP WKH (&0 WR REWDLQ YHKLFOH
VSHHG ZKLOH WKH ,QVWUXPHQW 3DQHO &OXVWHU FUXLVH
FRQWURO PRGXOH DQG WKH FKLPH DODUP PRGXOH XVH WKH
SSP RXWSXW

)   (1*,1( &21752/6

)$67(1(5 7,*+7(1,1* 63(&,),&$7,216


$SSOLFDWLRQ

1:P

/E:)W

/E:,Q

$FFHVVRU\ 0RXQWLQJ %UDFNHW %ROWV





&DPVKDIW 3RVLWLRQ 6HQVRU %ROWV





&RQWUROOHG &DQLVWHU 3XUJH 6ROHQRLG %UDFNHW %ROWV



&RRODQW 7HPSHUDWXUH 6HQVRU





&UDQNVKDIW 3RVLWLRQ 6HQVRU &36 5HWDLQLQJ %ROW





'LUHFW ,JQLWLRQ 6\VWHP ',6 ,JQLWLRQ &RLO 5HWDLQLQJ


%ROWV





(YDSRUDWLYH (PLVVLRQ &DQLVWHU )ODQJH %ROW





(YDSRUDWLYH (PLVVLRQ &DQLVWHU 3URWHFWLYH &RYHU



(YDSRUDWLYH (PLVVLRQ &DQLVWHU 3XUJH 6ROHQRLG


%UDFNHW %ROWV



([KDXVW *DV 5HFLUFXODWLRQ (*5 9DOYH 5HWDLQLQJ %ROWV





)XHO &XWRII 6ZLWFK %ROW



)XHO ,QMHFWRU &RYHU %ROWV





)XHO 3UHVVXUH 5HJXODWRU 5HWDLQLQJ %ROW





)XHO 3UHVVXUH 5HJXODWRU 5HWDLQLQJ &ODPS





)XHO 5DLO 5HWDLQLQJ %ROWV





)XHO 7DQN 6WUDS 5HWDLQLQJ 1XWV





+HDWHG 2[\JHQ 6HQVRU





,GOH $LU &RQWURO ,$& 9DOYH 5HWDLQLQJ %ROWV



.QRFN 6HQVRU %ROW





0DQLIROG $LU 7HPSHUDWXUH 0$7 6HQVRU





0DQLIROG $EVROXWH 3UHVVXUH 0$3 6HQVRU 5HWDLQLQJ


%ROW





2[\JHQ 6HQVRU





5HDU $& &RPSUHVVRU 0RXQWLQJ %UDFNHW %ROWV





7KURWWOH %RG\ 5HWDLQLQJ 1XWV '2+&



7KURWWOH %RG\ 5HWDLQLQJ 1XWV 62+&





7KURWWOH &DEOH %UDFNHW %ROWV





7KURWWOH 3RVLWLRQ 6HQVRU 5HWDLQLQJ %ROWV



'$(:22 9 %/

(1*,1( &21752/6 )  

(&0 :,5,1* ',$*5$0  62+&   2)  ,(), (&0

6&+(0$7,& $1' 5287,1* ',$*5$06 / 62+&'2+&

&)$

'$(:22 9 %/

(&0 :,5,1* ',$*5$0  62+&   2)  ,(), (&0

)   (1*,1( &21752/6

&)

'$(:22 9 %/

(&0 :,5,1* ',$*5$0  62+&   2)  ,(), (&0

(1*,1( &21752/6 )  

&)

'$(:22 9 %/

(&0 :,5,1* ',$*5$0  62+&   2)  ,(), (&0

)   (1*,1( &21752/6

&)

'$(:22 9 %/

(&0 :,5,1* ',$*5$0  62+&   2)  ,(), (&0

(1*,1( &21752/6 )  

&)

'$(:22 9 %/

(&0 :,5,1* ',$*5$0 / '2+&   2)  ,706) (&0

)   (1*,1( &21752/6

&)

'$(:22 9 %/

(&0 :,5,1* ',$*5$0 / '2+&   2)  ,706) (&0

(1*,1( &21752/6 )  

&)

'$(:22 9 %/

(&0 :,5,1* ',$*5$0 / '2+&   2)  ,706) (&0

)   (1*,1( &21752/6

&)

'$(:22 9 %/

(&0 :,5,1* ',$*5$0 / '2+&   2)  ,706) (&0

(1*,1( &21752/6 )  

&)

'$(:22 9 %/

(&0 :,5,1* ',$*5$0 / '2+&   2)  ,706) (&0

)   (1*,1( &21752/6

&)

'$(:22 9 %/

(1*,1( &21752/6 )  

(&0 :,5,1* ',$*5$0 / '2+&   2)  ,6),7'

'

6&+(0$7,& $1' 5287,1* ',$*5$06 / '2+&

&)$

'$(:22 9 %/

(&0 :,5,1* ',$*5$0 / '2+&   2)  ,6),7'

)   (1*,1( &21752/6

&)&

'$(:22 9 %/

(&0 :,5,1* ',$*5$0 / '2+&   2)  ,6),7'

(1*,1( &21752/6 )  

&)$

'$(:22 9 %/

(&0 :,5,1* ',$*5$0 / '2+&   2)  ,6),7'

'

)   (1*,1( &21752/6

&)$

'$(:22 9 %/

(&0 :,5,1* ',$*5$0 / '2+&   2)  ,6),7'

'

(1*,1( &21752/6 )  

&)$

'$(:22 9 %/

(&0 :,5,1* ',$*5$0 / '2+&   2)  ,6),7'

'

)   (1*,1( &21752/6

&)$

'$(:22 9 %/

(1*,1( &21752/6 )  

&211(&725 (1' 9,(:

&)

&)

% % % % % % % %

&)

/ '2+&

/ '2+&

&)

'$(:22 9 %/

&)

&)

)   (1*,1( &21752/6

&211(&725 (1' 9,(: &RQW


G

/ '2+&

/ 62+&'2+&

&)

&)$

$)

$)

$)

$)

/ '2+&

'$(:22 9 %/

(1*,1( &21752/6 )  

&211(&725 (1' 9,(: &RQW


G

$)

$)

$)

$)

$)

&)

/ 62+&'2+&

'$(:22 9 %/

)   (1*,1( &21752/6

&211(&725 (1' 9,(: &RQW


G

$)

$)

$)

$)

&)

$)

/ '2+&

'$(:22 9 %/

(1*,1( &21752/6 )  

&211(&725 (1' 9,(: &RQW


G

&)

$)

&)

&)

&)

'$(:22 9 %/

)   (1*,1( &21752/6

&211(&725 (1' 9,(: &RQW


G

&)

'$(:22 9 %/

(1*,1( &21752/6 )  

&20321(17 /2&$725
&20321(17 /2&$725 / 62+&

/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH 6LPLODU

&)

&RPSRQHQWV RQ (&0 +DUQHVV


 (OHFWURQLF &RQWURO 0RGXOH (&0
 $/'/ 'LDJQRVWLF &RQQHFWRU
 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/
 )XVH 3DQHO 
(&0 &RQWUROOHG 'HYLFHV
 ([KDXVW *DV 5HFLUFXODWLRQ (*5 9DOYH
 )XHO ,QMHFWRU 
 ,GOH $LU &RQWURO ,$& 9DOYH
 )XHO 3XPS 5HOD\
 &RROLQJ )DQ 5HOD\V
 6HULHV3DUDOOHO &RROLQJ )DQ 5HOD\
 'LUHFW ,JQLWLRQ 6\VWHP ,JQLWLRQ &RLO
 &RQWUROOHG &DQLVWHU 3XUJH 6ROHQRLG
 ,JQLWLRQ  5HOD\

 $& &RPSUHVVRU 5HOD\


,QIRUPDWLRQ 6HQVRUV
 0DQLIROG $EVROXWH 3UHVVXUH 0$3 6HQVRU
 2[\JHQ 2 6HQVRU
 7KURWWOH 3RVLWLRQ 6HQVRU 736
 &RRODQW 7HPSHUDWXUH 6HQVRU &76
 0DQLIROG $LU 7HPSHUDWXUH 0$7 6HQVRU
 9HKLFOH 6SHHG 6HQVRU 966
 31 6ZLWFK $XWRPDWLF 7UDQVD[OH RQO\
 &UDQNVKDIW 3RVLWLRQ 6HQVRU &36
1RW (&0 &RQQHFWHG
 (YDSRUDWLYH (PLVVLRQ &DQLVWHU XQGHU YHKLFOH
EHKLQG ULJKW UHDU ZKHHO
 2LO 3UHVVXUH 6ZLWFK
 $LU &OHDQHU

&20321(17 /2&$725 / '2+&

'$(:22 9 %/

)   (1*,1( &21752/6
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH 6LPLODU

&)

&RPSRQHQWV RQ (&0 +DUQHVV


 (OHFWURQLF &RQWURO 0RGXOH (&0
 $/'/ 'LDJQRVWLF &RQQHFWRU
 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/
 (&0$%6 +DUQHVV *URXQG
 )XVH 3DQHO 
(&0 &RQWUROOHG 'HYLFHV
 ([KDXVW *DV 5HFLUFXODWLRQ (*5 9DOYH
 )XHO ,QMHFWRU 
 ,GOH $LU &RQWURO ,$& 9DOYH
 )XHO 3XPS 5HOD\
 (QJLQH )DQ 5HOD\V
 6HULHV3DUDOOHO &RROLQJ )DQ 5HOD\
 'LUHFW ,JQLWLRQ 6\VWHP ,JQLWLRQ &RLO
 &RQWUROOHG &DQLVWHU 3XUJH 6ROHQRLG
 ,JQLWLRQ  5HOD\

 $& &RPSUHVVRU 5HOD\


,QIRUPDWLRQ 6HQVRUV
 0DQLIROG $EVROXWH 3UHVVXUH 0$3 6HQVRU
 2[\JHQ 2 6HQVRU
 7KURWWOH 3RVLWLRQ 6HQVRU 736
 &RRODQW 7HPSHUDWXUH 6HQVRU &76
 0DQLIROG $LU 7HPSHUDWXUH 0$7 VHQVRU
 9HKLFOH 6SHHG 6HQVRU 966
 31 6ZLWFK $XWRPDWLF 7UDQVD[OH RQO\
 &UDQNVKDIW 3RVLWLRQ 6HQVRU &36
 .QRFN 6HQVRU
1RW (&0 &RQQHFWHG
 (YDSRUDWLYH (PLVVLRQ &DQLVWHU XQGHU YHKLFOH
EHKLQG ULJKW UHDU ZKHHO
 2LO 3UHVVXUH 6ZLWFK
 $LU &OHDQHU

&20321(17 /2&$725 / '2+&

'$(:22 9 %/

(1*,1( &21752/6 )  

&)$

&RPSRQHQWV RQ (&0 +DUQHVV


 (QJLQH &RQWURO 0RGXOH (&0
 'DWD /LQN &RQQHFWRU '/&
 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/
 (&0$%6 +DUQHVV *URXQG
 )XVH 3DQHO 
(&0 &RQWUROOHG 'HYLFHV
 ([KDXVW *DV 5HFLUFXODWLRQ (*5 9DOYH
 )XHO ,QMHFWRU 
 ,GOH $LU &RQWURO ,$& 9DOYH
 )XHO 3XPS 5HOD\
 (QJLQH )DQ 5HOD\V
 6HULHV3DUDOOHO &RROLQJ )DQ 5HOD\
 'LUHFW ,JQLWLRQ 6\VWHP ,JQLWLRQ &RLO
 (YDSRUDWLYH (PLVVLRQ &DQLVWHU 3XUJH 6ROHQRLG
 ,JQLWLRQ  5HOD\
 $& &RPSUHVVRU 5HOD\

'$(:22 9 %/

,QIRUPDWLRQ 6HQVRUV
 0DQLIROG $EVROXWH 3UHVVXUH 0$3 6HQVRU
 3UH&RQYHUWHU 26  2[\JHQ 6HQVRU
 7KURWWOH 3RVLWLRQ 6HQVRU 736
 (QJLQH &RRODQW 7HPSHUDWXUH 6HQVRU &76
 0DQLIROG $LU 7HPSHUDWXUH 6HQVRU 0$7
 9HKLFOH 6SHHG 6HQVRU 966
 31 3RVLWLRQ 6ZLWFK $XWRPDWLF 7UDQVD[OH RQO\
 &UDQNVKDIW 3RVLWLRQ 6HQVRU &36
 .QRFN 6HQVRU
 3RVW&RQYHUWHU 2[\JHQ +26  6HQVRU
 &DPVKDIW 3RVLWLRQ &03 6HQVRU
1RW (&0 &RQQHFWHG
 (YDSRUDWLYH (PLVVLRQ &DQLVWHU XQGHU YHKLFOH
EHKLQG ULJKW UHDU ZKHHO
 2LO 3UHVVXUH 6ZLWFK
 $LU &OHDQHU
 )XHO &XWRII 6ZLWFK

)   (1*,1( &21752/6

',$*126,6 / 62+&'2+&


7528%/( &2'( ',$*126,6
&/($5,1* 7528%/( &2'(6
1RWLFH 7R SUHYHQW HOHFWURQLF FRQWURO PRGXOH GDPDJH
WKH NH\ PXVW EH 2)) ZKHQ GLVFRQQHFWLQJ RU
UHFRQQHFWLQJ WKH SRZHU WR WKH HOHFWURQLF FRQWURO PRGXOH
IRU H[DPSOH EDWWHU\ FDEOH HOHFWURQLF FRQWURO PRGXOH
SLJWDLO FRQQHFWRU HOHFWURQLF FRQWURO PRGXOH IXVH MXPSHU
FDEOHV HWF 
:KHQ WKH HOHFWURQLF FRQWURO PRGXOH VHWV D GLDJQRVWLF
WURXEOH FRGH WKH PDOIXQFWLRQ LQGLFDWRU ODPS 0,/ ZLOO EH
WXUQHG RQ DQG D GLDJQRVWLF WURXEOH FRGH ZLOO EH VWRUHG LQ
WKH HOHFWURQLF FRQWURO PRGXOH
V PHPRU\ ,I WKH SUREOHP
LV LQWHUPLWWHQW WKH OLJKW ZLOO JR RXW DIWHU  VHFRQGV LI WKH
IDXOW LV QR ORQJHU SUHVHQW 7KH GLDJQRVWLF WURXEOH FRGH
ZLOO VWD\ LQ WKH HOHFWURQLF FRQWURO PRGXOH
V PHPRU\ XQWLO
WKH EDWWHU\ YROWDJH WR WKH HOHFWURQLF FRQWURO PRGXOH LV
UHPRYHG 5HPRYLQJ EDWWHU\ YROWDJH IRU  VHFRQGV ZLOO
FOHDU DOO VWRUHG GLDJQRVWLF WURXEOH FRGHV
'LDJQRVWLF WURXEOH FRGHV VKRXOG EH FOHDUHG DIWHU UHSDLUV
KDYH EHHQ FRPSOHWHG 6RPH GLDJQRVWLF WDEOHV ZLOO WHOO
\RX WR FOHDU WKH FRGHV EHIRUH XVLQJ WKH FKDUW 7KLV
DOORZV WKH HOHFWURQLF FRQWURO PRGXOH WR VHW WKH
GLDJQRVWLF WURXEOH FRGH ZKLOH JRLQJ WKURXJK WKH FKDUW
ZKLFK ZLOO KHOS WR ILQG WKH FDXVH RI WKH SUREOHP PRUH
TXLFNO\

,'/( /($51 352&('85(


:KHQHYHU WKH EDWWHU\ FDEOHV WKH HOHFWURQLF FRQWURO
PRGXOH (&0  RU WKH (&0 IXVH LV GLVFRQQHFWHG PRUH
WKDQ  VHFRQGV RU UHSODFHG WKH IROORZLQJ LGOH OHDUQ
SURFHGXUH PXVW EH SHUIRUPHG
 7XUQ WKH LJQLWLRQ 21 IRU  VHFRQGV
 7XUQ WKH LJQLWLRQ 2)) IRU  VHFRQGV
 7XUQ WKH LJQLWLRQ 21 IRU  VHFRQGV
 6WDUW WKH HQJLQH LQ SDUNQHXWUDO
 $OORZ WKH HQJLQH UXQ XQWLO WKH HQJLQH FRRODQW LV
DERYH E& E) 
 7XUQ WKH $& 21 IRU  VHFRQGV LI HTXLSSHG
 7XUQ WKH $& 2)) IRU  VHFRQGV LI HTXLSSHG
 ,I WKH YHKLFOH LV HTXLSSHG ZLWK DQ DXWRPDWLF
WUDQVD[OH DSSO\ WKH SDUNLQJ EUDNH :KLOH
GHSUHVVLQJ WKH EUDNH SHGDO SODFH WKH WUDQVD[OH LQ '
GULYH 
 7XUQ WKH $& 21 IRU  VHFRQGV LI HTXLSSHG
 7XUQ WKH $& 2)) IRU  VHFRQGV LI HTXLSSHG
 7XUQ WKH LJQLWLRQ 2)) 7KH LGOH OHDUQ SURFHGXUH LV
FRPSOHWH

',$*1267,& 6<67(0 &+(&.


/ 62+&
&LUFXLW 'HVFULSWLRQ
7KH GLDJQRVWLF V\VWHP FKHFN LV DQ RUJDQL]HG DSSURDFK
WR LGHQWLI\LQJ D SUREOHP FUHDWHG E\ DQ HOHFWURQLF HQJLQH
FRQWURO V\VWHP PDOIXQFWLRQ ,W PXVW EH WKH VWDUWLQJ SRLQW
IRU DQ\ GULYHDELOLW\ FRPSODLQW GLDJQRVLV EHFDXVH LW
GLUHFWV WKH WHFKQLFLDQ WR WKH QH[W ORJLFDO VWHS LQ
GLDJQRVLQJ WKH FRPSODLQW 8QGHUVWDQGLQJ WKH WDEOH DQG
XVLQJ LW FRUUHFWO\ ZLOO UHGXFH GLDJQRVWLF WLPH DQG SUHYHQW
WKH XQQHFHVVDU\ UHSODFHPHQW RI SDUWV
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 &KHFN IRU SURSHU RSHUDWLRQ RI WKH PDOIXQFWLRQ
LQGLFDWRU ODPS 0,/  :KHQ WKH LJQLWLRQ LV 21 DQG WKH
HQJLQH LV 2)) WKH 0,/ VKRXOG FRPH RQ DQG UHPDLQ
RQ VWHDGLO\
 1R 0,/ DW WKLV SRLQW LQGLFDWHV WKDW WKHUH LV D SUREOHP
ZLWK WKH 0,/ FLUFXLW RU WKH HOHFWURQLF FRQWURO PRGXOH
(&0 FRQWURO RI WKDW FLUFXLW
 7KLV VWHS FKHFNV WKH DELOLW\ RI WKH (&0 WR FRQWURO WKH
0,/ :LWK WKH DVVHPEO\ OLQH GLDJQRVWLF OLQN $/'/
WHUPLQDO JURXQGHG WKH 0,/ VKRXOG IODVK D &RGH 
WKUHH WLPHV IROORZHG E\ DQ\ GLDJQRVWLF WURXEOH FRGH
VWRUHG LQ PHPRU\ 'HSHQGLQJ XSRQ WKH W\SH RI (&0
DQ (&0 HUURU PD\ UHVXOW LQ WKH LQDELOLW\ WR IODVK &RGH

 0RVW SURFHGXUHV XVH D VFDQ WRRO WR DLG GLDJQRVLV
WKHUHIRUH VHULDO GDWD PXVW EH DYDLODEOH ,I DQ (&0
HUURU LV SUHVHQW WKH (&0 PD\ EH DEOH WR LOOXPLQDWH
WKH 0,/ EXW QRW HQDEOH VHULDO GDWD
 $OWKRXJK WKH (&0 LV SRZHUHG XS DQ (QJLQH &UDQNV
%XW :LOO 1RW 6WDUW V\PSWRP FRXOG H[LVW EHFDXVH RI
DQ (&0 RU V\VWHP SUREOHP
 7KLV VWHS ZLOO LVRODWH LI WKH FXVWRPHU FRPSODLQW LV DQ
0,/ RU D GULYHDELOLW\ SUREOHP ZLWK QR 0,/ 5HIHU WR WKH
GLDJQRVWLF WURXEOH FRGH '7& LQ WKLV VHFWLRQ IRU D OLVW
RI YDOLG '7&V $Q LQYDOLG '7& PD\ EH WKH UHVXOW RI D
IDXOW\ VFDQ WRRO RU D IDXOW\ (&0
 &RPSDULVRQ RI DFWXDO FRQWURO V\VWHP GDWD ZLWK WKH
W\SLFDO YDOXHV LV D TXLFN FKHFN WR GHWHUPLQH LI DQ\
SDUDPHWHU LV QRW ZLWKLQ OLPLWV .HHS LQ PLQG WKDW D
EDVLF HQJLQH SUREOHP VXFK DV LQFRUUHFW YDOYH WLPLQJ
RU D YDFXXP OHDN PD\ VXEVWDQWLDOO\ DOWHU VHQVRU
YDOXHV

'$(:22 9 %/

(1*,1( &21752/6 )  
 ,QVWDOODWLRQ RI D VFDQ WRRO ZLOO SURYLGH D JRRG JURXQG
SDWK IRU WKH (&0 DQG PD\ KLGH D GULYHDELOLW\
FRPSODLQW GXH WR SRRU (&0 JURXQGV

 ,I WKH DFWXDO GDWD LV QRW ZLWKLQ WKH W\SLFDO YDOXHV


HVWDEOLVKHG UHIHU WR WKH WDEOHV LQ 6\PSWRP
'LDJQRVLV WR SURYLGH D IXQFWLRQDO FKHFN RI WKH
VXVSHFW FRPSRQHQW RU V\VWHP

'LDJQRVWLF 6\VWHP &KHFN / 62+&


6WHS




$FWLRQ
9HULI\ WKH FXVWRPHU FRPSODLQW V 
$UH WKH FXVWRPHU
V FRPSODLQW V YHULILHG"
7XUQ WKH LJQLWLRQ 21
,V WKH PDOIXQFWLRQ LQGLFDWRU ODPS 0,/ RQ VWHDGLO\"
-XPSHU WKH DVVHPEO\ OLQH GLDJQRVWLF OLQN $/'/
WHUPLQDOV $ DQG %
'RHV WKH 0,/ IODVK &RGH "
 &RQQHFW WKH VFDQ WRRO WR WKH $/'/
 7XUQ WKH LJQLWLRQ 21
'RHV WKH VFDQ WRRO GLVSOD\ VHULDO GDWD"
6WDUW WKH HQJLQH
'RHV WKH HQJLQH VWDUW"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW WKH VFDQ WRRO WR WKH $/'/
 7XUQ WKH LJQLWLRQ 21
$UH DQ\ GLDJQRVWLF WURXEOH FRGHV '7&V GLVSOD\HG"
 6WDUW WKH HQJLQH
 &RPSDUH WKH VFDQ WRRO GDWD ZLWK W\SLFDO YDOXHV
$UH WKH YDOXHV QRUPDO RU ZLWKLQ WKH QRUPDO UDQJH"
5HIHU WR WKH DSSOLFDEOH '7& WDEOH 6WDUW ZLWK WKH
'7& ZLWK WKH ORZHVW QXPHULFDO YDOXH DQG PRYH XS
$UH WKH '7& V LGHQWLILHG DV YDOLG WURXEOH FRGH V "
$UH WKHUH DQ\ V\PSWRPV WKDW KDYH EHHQ LGHQWLILHG"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR
:LOO 1RW )ODVK
0,/


*R WR 6WHS 


*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 






,GHQWLI\ WKH FRPSRQHQW WKDW KDV D VHULDO GDWD YDOXH


RXWVLGH WKH QRUPDO UDQJH
+DV WKH FRPSRQHQW EHHQ LGHQWLILHG"



 &OHDU DQ\ '7& V IURP WKH (&0 PHPRU\


 9HULI\ WKDW WKH '7& V KDYH EHHQ FOHDUHG
 5RDG WHVW WKH YHKLFOH
 5HFKHFN IRU WKH SUHVHQFH RI DQ\ '7& V 
,V WKH UHSDLU FRPSOHWH"



 $WWDFK WKH VFDQ WRRO WR DQRWKHU YHKLFOH


 7XUQ WKH LJQLWLRQ 21
'RHV WKH VFDQ WRRO UHDG VHULDO GDWD"



&KHFN IRU DQ RSHQ RU VKRUW LQ WKH ZLUH EHWZHHQ (&0


WHUPLQDO % DQG $/'/ FRQQHFWRU 0
,V WKH SUREOHP IRXQG"

'$(:22 9 %/

*R WR 6WHS 

*R WR 6WHS 
*R WR
(QJLQH
&UDQNV %XW
:LOO 1RW 6WDUW

*R WR WKH
DSSOLFDEOH '7&
WDEOH
*R WR WKH
DSSOLFDEOH
V\PSWRP WDEOH

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

)   (1*,1( &21752/6
'LDJQRVWLF 6\VWHP &KHFN / 62+& &RQW
G
6WHS






$FWLRQ
 5HSDLU WKH RSHQ RU VKRUW DV QHFHVVDU\
 &RQQHFW WKH VFDQ WRRO WR WKH $/'/
 6WDUW WKH HQJLQH
'RHV WKH VFDQ WRRO GLVSOD\ VHULDO GDWD"
 5HSODFH WKH HOHFWURQLF FRQWURO PRGXOH
 &RQQHFW WKH VFDQ WRRO WR WKH $/'/
 6WDUW WKH HQJLQH
'RHV WKH VFDQ WRRO GLVSOD\ VHULDO GDWD"
 5HSODFH WKH VFDQ WRRO
 &RQQHFW WKH VFDQ WRRO WR WKH $/'/
 ,JQLWLRQ 21
'RHV WKH VFDQ WRRO UHDG VHULDO GDWD"

',$*1267,& 6<67(0 &+(&.


/ '2+&
&LUFXLW 'HVFULSWLRQ
7KH GLDJQRVWLF V\VWHP FKHFN LV DQ RUJDQL]HG DSSURDFK
WR LGHQWLI\LQJ D SUREOHP FUHDWHG E\ DQ HOHFWURQLF HQJLQH
FRQWURO V\VWHP PDOIXQFWLRQ ,W PXVW EH WKH VWDUWLQJ SRLQW
IRU DQ\ GULYHDELOLW\ FRPSODLQW GLDJQRVLV EHFDXVH LW
GLUHFWV WKH WHFKQLFLDQ WR WKH QH[W ORJLFDO VWHS LQ
GLDJQRVLQJ WKH FRPSODLQW 8QGHUVWDQGLQJ WKH WDEOH DQG
XVLQJ LW FRUUHFWO\ ZLOO UHGXFH GLDJQRVWLF WLPH DQG SUHYHQW
WKH XQQHFHVVDU\ UHSODFHPHQW RI SDUWV
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 &KHFN IRU SURSHU RSHUDWLRQ RI WKH PDOIXQFWLRQ
LQGLFDWRU ODPS 0,/  :KHQ WKH LJQLWLRQ LV 21 DQG WKH
HQJLQH LV 2)) WKH 0,/ VKRXOG FRPH RQ DQG UHPDLQ
RQ VWHDGLO\
 1R 0,/ DW WKLV SRLQW LQGLFDWHV WKDW WKHUH LV D SUREOHP
ZLWK WKH 0,/ FLUFXLW RU WKH HOHFWURQLF FRQWURO PRGXOH
(&0 FRQWURO RI WKDW FLUFXLW
 7KLV VWHS FKHFNV WKH DELOLW\ RI WKH (&0 WR FRQWURO WKH
0,/ ODPS :LWK WKH DVVHPEO\ OLQH GLDJQRVWLF OLQN
$/'/ WHUPLQDO JURXQGHG WKH 0,/ VKRXOG IODVK D
&RGH  WKUHH WLPHV IROORZHG E\ DQ\ GLDJQRVWLF
WURXEOH FRGH VWRUHG LQ PHPRU\ 'HSHQGLQJ XSRQ WKH
W\SH RI (&0 DQ (&0 HUURU PD\ UHVXOW LQ WKH LQDELOLW\
WR IODVK &RGH 

9DOXH V

<HV

1R

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 0RVW SURFHGXUHV XVH D VFDQ WRRO WR DLG GLDJQRVLV


WKHUHIRUH VHULDO GDWD PXVW EH DYDLODEOH ,I DQ (&0
HUURU LV SUHVHQW WKH (&0 PD\ EH DEOH WR LOOXPLQDWH
WKH 0,/ EXW QRW HQDEOH VHULDO GDWD
 $OWKRXJK WKH (&0 LV SRZHUHG XS DQ (QJLQH &UDQNV
%XW :LOO 1RW 6WDUW V\PSWRP FRXOG H[LVW EHFDXVH RI
DQ (&0 RU V\VWHP SUREOHP
 7KLV VWHS ZLOO LVRODWH LI WKH FXVWRPHU FRPSODLQW LV DQ
0,/ RU D GULYHDELOLW\ SUREOHP ZLWK QR 0,/ 5HIHU WR WKH
GLDJQRVWLF WURXEOH FRGH '7& LQ WKLV VHFWLRQ IRU D OLVW
RI YDOLG '7&V $Q LQYDOLG '7& PD\ EH WKH UHVXOW RI D
IDXOW\ VFDQ WRRO RU D IDXOW\ (&0
 &RPSDULVRQ RI DFWXDO FRQWURO V\VWHP GDWD ZLWK WKH
W\SLFDO YDOXHV LV D TXLFN FKHFN WR GHWHUPLQH LI DQ\
SDUDPHWHU LV QRW ZLWKLQ OLPLWV .HHS LQ PLQG WKDW D
EDVLF HQJLQH SUREOHP VXFK DV LQFRUUHFW YDOYH WLPLQJ
RU D YDFXXP OHDN PD\ VXEVWDQWLDOO\ DOWHU VHQVRU
YDOXHV
 ,QVWDOODWLRQ RI D VFDQ WRRO ZLOO SURYLGH D JRRG JURXQG
SDWK IRU WKH (&0 DQG PD\ KLGH D GULYHDELOLW\
FRPSODLQW GXH WR SRRU (&0 JURXQGV
 ,I WKH DFWXDO GDWD LV QRW ZLWKLQ WKH W\SLFDO YDOXHV
HVWDEOLVKHG UHIHU WR WKH WDEOHV LQ 6\PSWRP
'LDJQRVLV WR SURYLGH D IXQFWLRQDO FKHFN RI WKH
VXVSHFW FRPSRQHQW RU V\VWHP

'$(:22 9 %/

(1*,1( &21752/6 )  
'LDJQRVWLF 6\VWHP &KHFN / '2+&
6WHS




$FWLRQ
9HULI\ WKH FXVWRPHU FRPSODLQW V 
$UH WKH FXVWRPHU
V FRPSODLQW V YHULILHG"
7XUQ WKH LJQLWLRQ 21
,V WKH PDOIXQFWLRQ LQGLFDWRU ODPS 0,/ RQ VWHDGLO\"
-XPSHU WKH DVVHPEO\ OLQH GLDJQRVWLF OLQN $/'/
WHUPLQDOV $ DQG %
'RHV WKH 0,/ IODVK &RGH "
 &RQQHFW WKH VFDQ WRRO WR WKH $/'/
 7XUQ WKH LJQLWLRQ 21
'RHV WKH VFDQ WRRO GLVSOD\ VHULDO GDWD"
6WDUW WKH HQJLQH
'RHV WKH HQJLQH VWDUW"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR
:LOO 1RW )ODVK
0,/

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR
(QJLQH
&UDQNV %XW
:LOO 1RW 6WDUW

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR WKH
DSSOLFDEOH '7&
WDEOH

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ 2))


 &RQQHFW WKH VFDQ WRRO WR WKH $/'/
 7XUQ WKH LJQLWLRQ 21
$UH DQ\ GLDJQRVWLF WURXEOH FRGHV '7&V GLVSOD\HG"

 6WDUW WKH HQJLQH


 &RPSDUH WKH VFDQ WRRO GDWD ZLWK W\SLFDO YDOXHV
$UH WKH YDOXHV QRUPDO RU ZLWKLQ WKH QRUPDO UDQJH"

5HIHU WR WKH DSSOLFDEOH '7& WDEOH 6WDUW ZLWK WKH


'7& ZLWK WKH ORZHVW QXPHULFDO YDOXH DQG PRYH XS
$UH WKH '7& V LGHQWLILHG DV YDOLG WURXEOH FRGH V "







$UH WKHUH DQ\ V\PSWRPV WKDW KDYH EHHQ LGHQWLILHG"


,GHQWLI\ WKH FRPSRQHQW WKDW KDV D VHULDO GDWD YDOXH
RXWVLGH WKH QRUPDO UDQJH
+DV WKH FRPSRQHQW EHHQ LGHQWLILHG"
 &OHDU DQ\ '7& V IURP WKH (&0 PHPRU\
 9HULI\ WKDW WKH '7& V KDYH EHHQ FOHDUHG
 5RDG WHVW WKH YHKLFOH
 5HFKHFN IRU WKH SUHVHQFH RI DQ\ '7& V 
,V WKH UHSDLU FRPSOHWH"
 $WWDFK WKH VFDQ WRRO WR DQRWKHU YHKLFOH
 7XUQ WKH LJQLWLRQ 21
'RHV WKH VFDQ WRRO UHDG VHULDO GDWD"




*R WR 6WHS 




&KHFN IRU DQ RSHQ RU VKRUW LQ WKH ZLUH EHWZHHQ (&0


WHUPLQDO ' DQG $/'/ FRQQHFWRU 0
,V WKH SUREOHP IRXQG"



 5HSDLU WKH RSHQ RU VKRUW DV QHFHVVDU\


 &RQQHFW WKH VFDQ WRRO WR WKH $/'/
 6WDUW WKH HQJLQH
'RHV WKH VFDQ WRRO GLVSOD\ VHULDO GDWD"

'$(:22 9 %/

*R WR WKH
DSSOLFDEOH
V\PSWRP WDEOH
*R WR
'LDJQRVWLF
$LGV

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

)   (1*,1( &21752/6
'LDJQRVWLF 6\VWHP &KHFN / '2+& &RQW
G
6WHS




$FWLRQ
 5HSODFH WKH HOHFWURQLF FRQWURO PRGXOH
 &RQQHFW WKH VFDQ WRRO WR WKH $/'/
 6WDUW WKH HQJLQH
'RHV WKH VFDQ WRRO GLVSOD\ VHULDO GDWD"
 5HSODFH WKH VFDQ WRRO
 &RQQHFW WKH VFDQ WRRO WR WKH $/'/
 ,JQLWLRQ 21
'RHV WKH VFDQ WRRO UHDG VHULDO GDWD"

',$*1267,& $,'6
,I DQ LQWHUPLWWHQW SUREOHP LV HYLGHQW IROORZ WKH
JXLGHOLQHV EHORZ
3UHOLPLQDU\ &KHFNV
%HIRUH XVLQJ WKLV VHFWLRQ \RX VKRXOG KDYH DOUHDG\
SHUIRUPHG WKH 'LDJQRVWLF 6\VWHP &KHFN
3HUIRUP D WKRURXJK YLVXDO LQVSHFWLRQ 7KLV LQVSHFWLRQ
FDQ RIWHQ OHDG WR FRUUHFWLQJ D SUREOHP ZLWKRXW IXUWKHU
FKHFNV DQG FDQ VDYH YDOXDEOH WLPH ,QVSHFW IRU WKH
IROORZLQJ FRQGLWLRQV
- (OHFWURQLF FRQWURO PRGXOH (&0 JURXQGV IRU EHLQJ
FOHDQ WLJKW DQG LQ WKHLU SURSHU ORFDWLRQ
- 9DFXXP KRVHV IRU VSOLWV NLQNV FROODSVLQJ DQG SURSHU
FRQQHFWLRQV DV VKRZQ RQ WKH 9HKLFOH (PLVVLRQ
&RQWURO ,QIRUPDWLRQ ODEHO ,QVSHFW WKRURXJKO\ IRU DQ\
W\SH RI OHDN RU UHVWULFWLRQ
- $LU OHDNV DW WKH WKURWWOH ERG\ PRXQWLQJ DUHD DQG WKH
LQWDNH PDQLIROG VHDOLQJ VXUIDFHV
- ,JQLWLRQ ZLUHV IRU FUDFNV KDUGQHVV SURSHU URXWLQJ
DQG FDUERQ WUDFNLQJ
- :LULQJ IRU SURSHU FRQQHFWLRQV
- :LULQJ IRU SLQFKHV RU FXWV

9DOXH V

<HV

1R


*R WR 6WHS 

*R WR 6WHS 

- 3RRU WHUPLQDOWRZLUH FRQQHFWLRQ 7KLV UHTXLUHV


UHPRYLQJ WKH WHUPLQDO IURP WKH FRQQHFWRU ERG\
5RDG 7HVW
,I D YLVXDO LQVSHFWLRQ GRHV QRW ILQG WKH FDXVH RI WKH
SUREOHP WKH YHKLFOH FDQ EH GULYHQ ZLWK D YROWPHWHU RU D
VFDQ WRRO FRQQHFWHG WR D VXVSHFWHG FLUFXLW $Q DEQRUPDO
YROWDJH RU VFDQ WRRO UHDGLQJ ZLOO LQGLFDWH WKDW WKH
SUREOHP LV LQ WKDW FLUFXLW
,I WKHUH DUH QR ZLULQJ RU FRQQHFWRU SUREOHPV IRXQG DQG
DGLDJQRVWLF WURXEOH FRGH '7& ZDV VWRUHG IRU D FLUFXLW
KDYLQJ D VHQVRU H[FHSW IRU '7&  DQG '7& 
UHSODFH WKH VHQVRU
,QWHUPLWWHQW 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/

'R QRW XVH WKH GLDJQRVWLF WURXEOH FRGH '7& WDEOHV WR


WU\ DQG FRUUHFW DQ LQWHUPLWWHQW IDXOW 7KH IDXOW PXVW EH
SUHVHQW WR ORFDWH WKH SUREOHP
,QFRUUHFW XVH RI WKH '7& WDEOHV PD\ UHVXOW LQ WKH
XQQHFHVVDU\ UHSODFHPHQW RI SDUWV

$Q LQWHUPLWWHQW PDOIXQFWLRQ LQGLFDWRU ODPS 0,/ ZLWK QR


GLDJQRVWLF WURXEOH FRGH '7& SUHVHQW PD\ EH FDXVHG
E\ WKH IROORZLQJ
- (OHFWULFDO V\VWHP LQWHUIHUHQFH FDXVHG E\ D GHIHFWLYH
UHOD\ HOHFWURQLF FRQWURO PRGXOH (&0 GULYHQ
VROHQRLG RU VZLWFK
- ,PSURSHU LQVWDOODWLRQ RI HOHFWULFDO RSWLRQV VXFK DV
OLJKWV WZRZD\ UDGLRV VRXQG V\VWHPV RU VHFXULW\
V\VWHPV
- ,JQLWLRQ FRQWURO ZLUHV VKRXOG EH URXWHG DZD\ IURP
LJQLWLRQ ZLUHV LJQLWLRQ V\VWHP FRPSRQHQWV DQG WKH
JHQHUDWRU
- ,JQLWLRQ VHFRQGDU\ ZLUHV VKRUWHG WR JURXQG
- 0,/ GULYHU ZLUH RU GLDJQRVWLF WHVW WHUPLQDO
LQWHUPLWWHQWO\ VKRUWHG WR JURXQG
- ,QWHUPLWWHQW ORVV RI (&0 JURXQG FRQQHFWLRQV

)DXOW\ (OHFWULFDO &RQQHFWLRQV RU :LULQJ

)XHO 6\VWHP

'LDJQRVWLF 7URXEOH &RGH 7DEOHV

0RVW LQWHUPLWWHQW SUREOHPV DUH FDXVHG E\ IDXOW\


HOHFWULFDO FRQQHFWLRQV RU ZLULQJ 3HUIRUP D FDUHIXO
LQVSHFWLRQ RI VXVSHFW FLUFXLWV IRU WKH IROORZLQJ
- 3RRU PDWLQJ RI WKH FRQQHFWRU KDOYHV
- 7HUPLQDOV QRW IXOO\ VHDWHG LQ WKH FRQQHFWRU ERG\
- ,PSURSHUO\ IRUPHG RU GDPDJHG WHUPLQDOV $OO
FRQQHFWRU WHUPLQDOV LQ D SUREOHP FLUFXLW VKRXOG EH
FDUHIXOO\ LQVSHFWHG UHIRUPHG RU UHSODFHG WR LQVXUH
FRQWDFW WHQVLRQ

6RPH LQWHUPLWWHQW GULYHDELOLW\ SUREOHPV FDQ EH


DWWULEXWHG WR SRRU IXHO TXDOLW\ ,I D YHKLFOH LV RFFDVLRQDOO\
UXQQLQJ URXJK VWDOOLQJ RU RWKHUZLVH SHUIRUPLQJ EDGO\
DVN WKH FXVWRPHU DERXW WKH IROORZLQJ IXHO EX\LQJ KDELWV
- 'R WKH\ DOZD\V EX\ IURP WKH VDPH VRXUFH" ,I VR IXHO
TXDOLW\ SUREOHPV FDQ XVXDOO\ EH GLVFRXQWHG
- 'R WKH\ EX\ WKHLU IXHO IURP ZKLFKHYHU IXHO VWDWLRQ WKDW
LV DGYHUWLVLQJ WKH ORZHVW SULFH" ,I VR FKHFN WKH IXHO
WDQN IRU VLJQV RI GHEULV ZDWHU RU RWKHU FRQWDPLQDWLRQ

'$(:22 9 %/

(1*,1( &21752/6 )  

(1*,1( &5$1.6 %87 :,// 127 67$57 / 62+&


7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 %\ SHUIRUPLQJ D FRPSUHVVLRQ WHVW LW FDQ EH
GHWHUPLQHG LI WKH HQJLQH KDV WKH PHFKDQLFDO DELOLW\
WR UXQ
 ,W LV LPSRUWDQW WR FKHFN IRU WKH SUHVHQFH RI VSDUN
IURP DOO RI WKH LJQLWLRQ ZLUHV ,I VSDUN LV SUHVHQW IURP
RQH WR WKUHH RI WKH LJQLWLRQ FRLO WHUPLQDOV WKH
FUDQNVKDIW SRVLWLRQ VHQVRU &36 LV 2.

 ,Q FKHFNLQJ WKH HOHFWURQLF FRQWURO PRGXOH (&0


RXWSXWV IRU WKH HOHFWURQLF VSDUN WLPLQJ VLJQDO LW
UHFRPPHQGHG WR XVH DQ RVFLOORVFRSH WR YLHZ WKH
YDU\LQJ YROWDJH VLJQDOV ,Q PHDVXULQJ WKHVH RXWSXWV
ZLWK D YROWPHWHU LQWHUPLWWHQW HUURUV PD\ RFFXU WKDW
FDQQRW EH VHHQ E\ D YROWPHWHU
 7KLV VWHS FKHFNV IRU SURSHU RSHUDWLRQ RI WKH (&0
V
FRQWURO RI WKH IXHO SXPS FLUFXLW
 7KLV VWHS FKHFNV IRU D JURXQG VLJQDO EHLQJ VXSSOLHG
E\ WKH (&0 WR RSHUDWH WKH IXHO LQMHFWRUV ,I WKHUH LV
QR JURXQG SUHVHQW GXULQJ WKH FUDQNLQJ RI WKH HQJLQH
DQG WKH IXHO LQMHFWRU ZLULQJ LV 2. WKH (&0 LV DW IDXOW

(QJLQH &UDQNV %XW :LOO 1RW 6WDUW / 62+&


&DXWLRQ 8VH RQO\ HOHFWULFDOO\ LQVXODWHG SOLHUV ZKHQ KDQGOLQJ LJQLWLRQ ZLUHV ZLWK WKH HQJLQH UXQQLQJ WR
SUHYHQW DQ HOHFWULFDO VKRFN
&DXWLRQ 'R QRW SLQFK RU UHVWULFW Q\ORQ IXHO OLQHV 'DPDJH WR WKH OLQHV FRXOG FDXVH D IXHO OHDN UHVXOWLQJ LQ
SRVVLEOH ILUH RU SHUVRQDO LQMXU\
6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"












'$(:22 9 %/

&UDQN WKH HQJLQH


'RHV WKH HQJLQH VWDUW DQG FRQWLQXH WR UXQ"
3HUIRUP D F\OLQGHU FRPSUHVVLRQ WHVW
,V WKH F\OLQGHU FRPSUHVVLRQ IRU DOO RI WKH F\OLQGHUV DW
RU DERYH WKH YDOXH VSHFLILHG"
,QVSHFW WKH WLPLQJ EHOW DOLJQPHQW
,V WKH WLPLQJ EHOW LQ DOLJQPHQW"
$OLJQ RU UHSODFH WKH WLPLQJ EHOW DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH LQWHUQDO HQJLQH GDPDJH DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
,QVSHFW WKH IXHO SXPS IXVH
,V WKH SUREOHP IRXQG"
5HSODFH WKH IXVH
,V WKH UHSDLU FRPSOHWH"
&KHFN IRU WKH SUHVHQFH RI VSDUN IURP DOO RI WKH
LJQLWLRQ ZLUHV ZKLOH FUDQNLQJ WKH HQJLQH
,V VSDUN SUHVHQW IURP DOO RI WKH LJQLWLRQ ZLUHV"
 0HDVXUH WKH UHVLVWDQFH RI WKH LJQLWLRQ ZLUHV
 5HSODFH DQ\ RI WKH LJQLWLRQ ZLUH V ZLWK D
UHVLVWDQFH DERYH WKH YDOXH VSHFLILHG
 &KHFN IRU WKH SUHVHQFH RI VSDUN IURP DOO RI WKH
LJQLWLRQ ZLUHV
,V VSDUN SUHVHQW IURP DOO RI WKH LJQLWLRQ ZLUHV"

9DOXH V


<HV

*R WR 6WHS 

1R
*R WR
'LDJQRVWLF
6\VWHP
&KHFN

6\VWHP 2.

*R WR 6WHS 

 N3D
 SVL

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 



)   (1*,1( &21752/6
(QJLQH &UDQNV %XW :LOO 1RW 6WDUW / 62+& &RQW
G
6WHS

$FWLRQ

9DOXH V

<HV

1R



 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH FUDQNVKDIW SRVLWLRQ VHQVRU &36
FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
 0HDVXUH WKH YROWDJH EHWZHHQ WKH &36 FRQQHFWRU
WHUPLQDOV $ DQG &
'RHV WKH YROWDJH PHDVXUH QHDU WKH YDOXH VSHFLILHG"

 9

*R WR 6WHS 

*R WR 6WHS 



0HDVXUH WKH YROWDJH EHWZHHQ WKH &36 FRQQHFWRU


WHUPLQDOV % DQG &
'RHV WKH YROWDJH PHDVXUH QHDU WKH YDOXH VSHFLILHG"

 9

*R WR 6WHS 

*R WR 6WHS 



0HDVXUH WKH YROWDJH EHWZHHQ WKH &36 FRQQHFWRU


WHUPLQDOV $ DQG JURXQG
'RHV WKH YROWDJH PHDVXUH QHDU WKH YDOXH VSHFLILHG"

 9

*R WR 6WHS 

*R WR 6WHS 



0HDVXUH WKH YROWDJH EHWZHHQ WKH &36 FRQQHFWRU


WHUPLQDOV % DQG JURXQG
'RHV WKH YROWDJH PHDVXUH QHDU WKH YDOXH VSHFLILHG"

 9

*R WR 6WHS 

*R WR 6WHS 



&KHFN IRU DQ RSHQ RU VKRUW LQ WKH ZLUH EHWZHHQ WKH


&36 FRQQHFWRU WHUPLQDO & DQG JURXQG
,V WKH SUREOHP IRXQG"

*R WR 6WHS 

*R WR 6WHS 



&KHFN IRU DQ RSHQ RU VKRUW LQ WKH ZLUH EHWZHHQ WKH


&36 FRQQHFWRU WHUPLQDO $ DQG WKH (&0 FRQQHFWRU
WHUPLQDO $
,V WKH SUREOHP IRXQG"

*R WR 6WHS 

*R WR 6WHS 

&KHFN IRU DQ RSHQ RU VKRUW LQ WKH ZLUH EHWZHHQ WKH


&36 FRQQHFWRU WHUPLQDO % DQG WKH (&0 FRQQHFWRU
WHUPLQDO %
,V WKH SUREOHP IRXQG"

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 9 ZLWK
LJQLWLRQ 21
 9 GXULQJ
FUDQNLQJ

*R WR 6WHS 

*R WR 6WHS 

 9 ZLWK
LJQLWLRQ 21
 9 GXULQJ
FUDQNLQJ

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 















5HSDLU WKH ZLULQJ DV QHHGHG


,V WKH UHSDLU FRPSOHWH"
 'LVFRQQHFW WKH GLUHFW LJQLWLRQ V\VWHP ',6
LJQLWLRQ FRLO FRQQHFWRU WR SUHYHQW WKH YHKLFOH IURP
VWDUWLQJ
 0HDVXUH WKH YROWDJH DW WKH (&0 FRQQHFWRU
WHUPLQDO $ E\ EDFNSURELQJ WKH (&0 FRQQHFWRU
$UH WKH YROWDJH UHDGLQJV QHDU WKH YDOXHV VSHFLILHG"
0HDVXUH WKH YROWDJH DW WKH (&0 FRQQHFWRU WHUPLQDO
% E\ EDFNSURELQJ WKH (&0 FRQQHFWRU
$UH WKH YROWDJH UHDGLQJV QHDU WKH YDOXHV VSHFLILHG"
5HSODFH WKH FUDQNVKDIW SRVLWLRQ VHQVRU
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU DW WKH ',6
LJQLWLRQ FRLO
 &RQQHFW D WHVW OLJKW EHWZHHQ WHUPLQDO ' RI WKH
',6 LJQLWLRQ FRLO FRQQHFWRU DQG JURXQG
 7XUQ WKH LJQLWLRQ 21
,V WKH WHVW OLJKW RQ"
&RQQHFW D WHVW OLJKW EHWZHHQ WHUPLQDO & RI WKH ',6
LJQLWLRQ FRLO FRQQHFWRU DQG EDWWHU\ SRVLWLYH
,V WKH WHVW OLJKW RQ"

'$(:22 9 %/

(1*,1( &21752/6 )  
(QJLQH &UDQNV %XW :LOO 1RW 6WDUW / 62+& &RQW
G
6WHS

$FWLRQ



&KHFN IRU DQ RSHQ LQ WKH ZLULQJ EHWZHHQ WKH EDWWHU\


DQG WKH ',6 LJQLWLRQ FRLO FRQQHFWRU WHUPLQDO '
,V WKH SUREOHP IRXQG"



&KHFN IRU DQ RSHQ LQ WKH ZLUH IURP WKH ',6 LJQLWLRQ


FRLO WR JURXQG
,V WKH SUREOHP IRXQG"



 5HSDLU WKH ZLULQJ DV QHHGHG


 &RQQHFW WKH ',6 LJQLWLRQ FRLO FRQQHFWRU
 &KHFN IRU WKH SUHVHQFH RI VSDUN IURP DOO RI WKH
LJQLWLRQ ZLUHV
,V VSDUN SUHVHQW IURP DOO RI WKH LJQLWLRQ ZLUHV"


















'$(:22 9 %/

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
,JQLWLRQ 
5HOD\ &LUFXLW
&KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH ',6 LJQLWLRQ FRLO FRQQHFWRU
 :KLOH FUDQNLQJ WKH HQJLQH PHDVXUH WKH YROWDJH
DW WKH ',6 LJQLWLRQ FRLO FRQQHFWRU WHUPLQDO %
'RHV WKH YROWDJH IOXFWXDWH ZLWKLQ WKH YDOXHV VSHFLILHG"

 9

*R WR 6WHS 

*R WR 6WHS 

:KLOH FUDQNLQJ WKH HQJLQH PHDVXUH WKH YROWDJH DW


WKH ',6 LJQLWLRQ FRLO FRQQHFWRU WHUPLQDO $
'RHV WKH YROWDJH IOXFWXDWH ZLWKLQ WKH YDOXHV
VSHFLILHG"

 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

&KHFN IRU DQ RSHQ LQ WKH ZLUH IURP WKH ',6 LJQLWLRQ


FRLO FRQQHFWRU WHUPLQDO % WR WKH (&0 FRQQHFWRU
WHUPLQDO '
,V WKH SUREOHP IRXQG"
&KHFN IRU DQ RSHQ LQ WKH ZLUH IURP WKH ',6 LJQLWLRQ
FRLO FRQQHFWRU WHUPLQDO $ WR WKH (&0 FRQQHFWRU
WHUPLQDO &
,V WKH SUREOHP IRXQG"
 5HSDLU WKH ZLULQJ DV QHHGHG
 &RQQHFW WKH ',6 LJQLWLRQ FRLO FRQQHFWRU
 &KHFN IRU WKH SUHVHQFH RI VSDUN IURP DOO RI WKH
LJQLWLRQ ZLUHV
,V VSDUN SUHVHQW IURP DOO RI WKH LJQLWLRQ ZLUHV"
5HSODFH WKH GLUHFW LJQLWLRQ V\VWHP LJQLWLRQ FRLO
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH HOHFWURQLF FRQWURO PRGXOH
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW D IXHO SUHVVXUH JDXJH
 &UDQN WKH HQJLQH
,V DQ\ IXHO SUHVVXUH SUHVHQW"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU DW WKH IXHO
SXPS
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH IXHO SXPS
FRQQHFWRU WHUPLQDOV  DQG 
 7XUQ WKH LJQLWLRQ 21
 :LWK WKH LJQLWLRQ 21 WKH WHVW OLJKW VKRXOG OLJKW IRU
WKH WLPH VSHFLILHG
,V WKH WHVW OLJKW RQ"

 VHF

)   (1*,1( &21752/6
(QJLQH &UDQNV %XW :LOO 1RW 6WDUW / 62+& &RQW
G
6WHS



$FWLRQ
5HSODFH WKH IXHO SXPS
,V WKH UHSDLU FRPSOHWH"
,V WKH IXHO SUHVVXUH ZLWKLQ WKH YDOXH VSHFLILHG"



 &KHFN WKH IXHO ILOWHU IRU D UHVWULFWLRQ


 ,QVSHFW WKH IXHO OLQHV IRU NLQNV DQG UHVWULFWLRQV
,V WKH SUREOHP IRXQG"



 5HSODFH WKH IXHO ILOWHU DQGRU WKH IXHO OLQHV DV


QHHGHG
 &RQQHFW D IXHO SUHVVXUH JDXJH
 &UDQN WKH HQJLQH
,V WKH IXHO SUHVVXUH ZLWKLQ WKH YDOXH VSHFLILHG"









 'LVFRQQHFW WKH YDFXXP OLQH IURP WKH IXHO


SUHVVXUH UHJXODWRU
 ,QVSHFW WKH YDFXXP OLQH IRU WKH SUHVHQFH RI IXHO
 ,QVSHFW WKH IXHO SUHVVXUH UHJXODWRU YDFXXP SRUW
IRU WKH SUHVHQFH RI IXHO
,V DQ\ IXHO SUHVHQW"
&KHFN WKH IXHO IRU FRQWDPLQDWLRQ
,V WKH IXHO FRQWDPLQDWHG"
 5HPRYH WKH FRQWDPLQDWHG IXHO IURP WKH IXHO WDQN
 &OHDQ WKH IXHO WDQN DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH IXHO SUHVVXUH UHJXODWRU
,V WKH UHSDLU FRPSOHWH"
 5HPRYH WKH IXHO SXPS DVVHPEO\ IURP WKH IXHO
WDQN
 ,QVSHFW WKH IXHO SXPS VHQGHU DQG WKH IXHO
FRXSOLQJ KRVHV IRU D UHVWULFWLRQ
 ,QVSHFW WKH LQWDQN IXHO ILOWHU IRU D UHVWULFWLRQ
,V WKH SUREOHP IRXQG"



5HSODFH WKH IXHO SXPS VHQGHU WKH LQWDQN IXHO ILOWHU


DQGRU WKH IXHO FRXSOLQJ KRVHV DV QHHGHG
,V WKH UHSDLU FRPSOHWH"



 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU DW WKH IXHO
SXPS
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH IXHO SXPS
FRQQHFWRU WHUPLQDO  DQG D NQRZQ JRRG JURXQG
 7XUQ WKH LJQLWLRQ 21
 :LWK WKH LJQLWLRQ 21 WKH WHVW OLJKW VKRXOG OLJKW IRU
WKH WLPH VSHFLILHG
,V WKH WHVW OLJKW RQ"



5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH IXHO SXPS


FRQQHFWRU WHUPLQDO  DQG JURXQG
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

 N3D
 SVL

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 N3D
 SVL




*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 VHF


*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 


'$(:22 9 %/

(1*,1( &21752/6 )  
(QJLQH &UDQNV %XW :LOO 1RW 6WDUW / 62+& &RQW
G
6WHS





















'$(:22 9 %/

$FWLRQ
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH IXHO SXPS UHOD\
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH IXHO SXPS UHOD\
FRQQHFWRU WHUPLQDO  DQG JURXQG
 7XUQ WKH LJQLWLRQ 21
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH IXHO SXPS UHOD\
FRQQHFWRU WHUPLQDO  DQG EDWWHU\ SRVLWLYH
 7XUQ WKH LJQLWLRQ 21
 :LWK WKH LJQLWLRQ 21 WKH WHVW OLJKW VKRXOG OLJKW IRU
WKH WLPH VSHFLILHG
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH IXHO SXPS UHOD\
FRQQHFWRU WHUPLQDO  DQG JURXQG
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 2))
 &KHFN WKH ZLUH EHWZHHQ WKH IXHO SXPS UHOD\
FRQQHFWRU WHUPLQDO  DQG WKH IXHO SXPS
FRQQHFWRU WHUPLQDO  IRU DQ RSHQ RU VKRUW WR
JURXQG
,V WKH SUREOHP IRXQG"
5HSDLU WKH ZLUH EHWZHHQ WKH IXHO SXPS UHOD\
FRQQHFWRU WHUPLQDO  DQG WKH IXHO SXPS FRQQHFWRU
WHUPLQDO 
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH IXHO SXPS UHOD\
,V WKH UHSDLU FRPSOHWH"
 ,QVSHFW WKH HQJLQH IXVH EORFN IXVH ()
 &KHFN IRU DQ RSHQ LQ WKH ZLULQJ EHWZHHQ WKH
LJQLWLRQ  UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH IXHO
SXPS UHOD\ FRQQHFWRU WHUPLQDO 
,V WKH SUREOHP IRXQG"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 VHF


*R WR 6WHS 
*R WR 6WHS 

*R WR 6WHS 

*R WR
,JQLWLRQ 
5HOD\ &LUFXLW
&KHFN

*R WR 6WHS 

*R WR 6WHS 

&KHFN WKH ZLUH EHWZHHQ WKH IXHO SXPS UHOD\


FRQQHFWRU WHUPLQDO  WR WKH (&0 FRQQHFWRU
WHUPLQDO % IRU DQ RSHQ
,V WKH SUREOHP IRXQG"

5HSDLU WKH ZLUH EHWZHHQ WKH IXHO SXPS UHOD\


FRQQHFWRU WHUPLQDO  WR WKH (&0 FRQQHFWRU
WHUPLQDO %
,V WKH UHSDLU FRPSOHWH"

5HSDLU WKH ZLUH EHWZHHQ WKH IXHO SXPS UHOD\


FRQQHFWRU WHUPLQDO  DQG WKH EDWWHU\
,V WKH UHSDLU FRPSOHWH"


*R WR 6WHS 

*R WR 6WHS 

)   (1*,1( &21752/6
(QJLQH &UDQNV %XW :LOO 1RW 6WDUW / 62+& &RQW
G
6WHS

$FWLRQ

9DOXH V



 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH IXHO LQMHFWRU KDUQHVV FRQQHFWRUV
IURP DOO RI WKH IXHO LQMHFWRUV
 7XUQ WKH LJQLWLRQ 21
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH IXHO LQMHFWRU
KDUQHVV FRQQHFWRU  DQG JURXQG
 5HSHDW VWHS  IRU HDFK RI WKH UHPDLQLQJ IXHO
LQMHFWRUV
,V WKH WHVW OLJKW RQ DW DOO RI WKH IXHO LQMHFWRUV"

 7XUQ WKH LJQLWLRQ 2))


 &RQQHFW D WHVW OLJKW EHWZHHQ WKH IXHO LQMHFWRU
KDUQHVV FRQQHFWRU WHUPLQDO  DQG EDWWHU\ SRVLWLYH
 &UDQN WKH HQJLQH
 5HSHDW VWHSV WKUHH DQG IRXU IRU HDFK RI WKH
UHPDLQLQJ IXHO LQMHFWRUV
'RHV WKH WHVW OLJKW IODVK IRU DOO RI WKH IXHO LQMHFWRUV"





0HDVXUH WKH UHVLVWDQFH RI HDFK IXHO LQMHFWRU


,V WKH UHVLVWDQFH ZLWKLQ WKH YDOXH VSHFLILHG WKH
UHVLVWDQFH ZLOO LQFUHDVH VOLJKWO\ DW KLJKHU
WHPSHUDWXUHV "





5HSODFH DQ\ RI WKH IXHO LQMHFWRUV ZLWK D UHVLVWDQFH


RXW RI VSHFLILFDWLRQ
,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH RSHQ ZLUH V EHWZHHQ WKH IXHO LQMHFWRU


KDUQHVV FRQQHFWRU V WHUPLQDO  DQG WKH EDWWHU\
,V WKH UHSDLU FRPSOHWH"



 &KHFN IRU DQ RSHQ EHWZHHQ WKH IXHO LQMHFWRU


KDUQHVV FRQQHFWRU WHUPLQDO  DQG WKH (&0
FRQQHFWRU WHUPLQDO & IRU WKH IXHO LQMHFWRUV RQH
DQG IRXU
 &KHFN IRU DQ RSHQ EHWZHHQ WKH IXHO LQMHFWRU
KDUQHVV FRQQHFWRU WHUPLQDO  DQG WKH (&0
FRQQHFWRU WHUPLQDO & IRU WKH IXHO LQMHFWRUV WZR
DQG WKUHH
,V WKH SUREOHP IRXQG"






5HSDLU WKH RSHQ IXHO LQMHFWRU KDUQHVV ZLUH V 


,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH IXVH RU UHSDLU WKH ZLULQJ DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
 ,QVSHFW WKH HQJLQH IXVH EORFN IXVH ()
 &KHFN IRU DQ RSHQ EHWZHHQ WKH FLUFXLWV IURP
WHUPLQDO  IRU HDFK RI WKH IRXU IXHO LQMHFWRUV DQG
WKH LJQLWLRQ  UHOD\ FRQQHFWRU WHUPLQDO 
,V WKH SUREOHP IRXQG"

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR
,JQLWLRQ 
5HOD\ &LUFXLW
&KHFN

'$(:22 9 %/

(1*,1( &21752/6 )  

(1*,1( &5$1.6 %87 :,// 127 67$57 / '2+&


7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 %\ SHUIRUPLQJ D FRPSUHVVLRQ WHVW LW FDQ EH
GHWHUPLQHG LI WKH HQJLQH KDV WKH PHFKDQLFDO DELOLW\
WR UXQ
 ,W LV LPSRUWDQW WR FKHFN IRU WKH SUHVHQFH RI VSDUN
IURP DOO RI WKH LJQLWLRQ ZLUHV ,I VSDUN LV SUHVHQW IURP
RQH WR WKUHH RI WKH LJQLWLRQ FRLO WHUPLQDOV WKH
FUDQNVKDIW SRVLWLRQ VHQVRU &36 LV 2.

 ,Q FKHFNLQJ WKH HOHFWURQLF FRQWURO PRGXOH (&0


RXWSXWV IRU WKH HOHFWURQLF VSDUN WLPLQJ VLJQDO LW
UHFRPPHQGHG WR XVH DQ RVFLOORVFRSH WR YLHZ WKH
YDU\LQJ YROWDJH VLJQDOV ,Q PHDVXULQJ WKHVH RXWSXWV
ZLWK D YROWPHWHU LQWHUPLWWHQW HUURUV PD\ RFFXU WKDW
FDQQRW EH VHHQ E\ D YROWPHWHU
 7KLV VWHS FKHFNV IRU SURSHU RSHUDWLRQ RI WKH (&0
V
FRQWURO RI WKH IXHO SXPS FLUFXLW
 7KLV VWHS FKHFNV IRU D JURXQG VLJQDO EHLQJ VXSSOLHG
E\ WKH (&0 WR RSHUDWH WKH IXHO LQMHFWRUV ,I WKHUH LV
QR JURXQG SUHVHQW GXULQJ WKH FUDQNLQJ RI WKH HQJLQH
DQG WKH IXHO LQMHFWRU ZLULQJ LV 2. WKH (&0 LV DW IDXOW

(QJLQH &UDQNV %XW :LOO 1RW 6WDUW / '2+&


&DXWLRQ 8VH RQO\ HOHFWULFDOO\ LQVXODWHG SOLHUV ZKHQ KDQGOLQJ LJQLWLRQ ZLUHV ZLWK WKH HQJLQH UXQQLQJ WR
SUHYHQW DQ HOHFWULFDO VKRFN
&DXWLRQ 'R QRW SLQFK RU UHVWULFW Q\ORQ IXHO OLQHV 'DPDJH WR WKH OLQHV FRXOG FDXVH D IXHO OHDN UHVXOWLQJ LQ
SRVVLEOH ILUH RU SHUVRQDO LQMXU\
6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"












'$(:22 9 %/

&UDQN WKH HQJLQH


'RHV WKH HQJLQH VWDUW DQG FRQWLQXH WR UXQ"
3HUIRUP D F\OLQGHU FRPSUHVVLRQ WHVW
,V WKH F\OLQGHU FRPSUHVVLRQ IRU DOO RI WKH F\OLQGHUV DW
RU DERYH WKH YDOXH VSHFLILHG"
,QVSHFW WKH WLPLQJ EHOW DOLJQPHQW
,V WKH WLPLQJ EHOW LQ DOLJQPHQW"
$OLJQ RU UHSODFH WKH WLPLQJ EHOW DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH LQWHUQDO HQJLQH GDPDJH DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
,QVSHFW WKH IXHO SXPS IXVH
,V WKH SUREOHP IRXQG"
5HSODFH WKH IXVH
,V WKH UHSDLU FRPSOHWH"
&KHFN IRU WKH SUHVHQFH RI VSDUN IURP DOO RI WKH
LJQLWLRQ ZLUHV ZKLOH FUDQNLQJ WKH HQJLQH
,V VSDUN SUHVHQW IURP DOO RI WKH LJQLWLRQ ZLUHV"
 0HDVXUH WKH UHVLVWDQFH RI WKH LJQLWLRQ ZLUHV
 5HSODFH DQ\ RI WKH LJQLWLRQ ZLUH V ZLWK D
UHVLVWDQFH DERYH WKH YDOXH VSHFLILHG
 &KHFN IRU WKH SUHVHQFH RI VSDUN IURP DOO RI WKH
LJQLWLRQ ZLUHV
,V VSDUN SUHVHQW IURP DOO RI WKH LJQLWLRQ ZLUHV"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
'LDJQRVWLF
6\VWHP
&KHFN

6\VWHP 2.

*R WR 6WHS 

 N3D
 SVL

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 



)   (1*,1( &21752/6
(QJLQH &UDQNV %XW :LOO 1RW 6WDUW / '2+& &RQW
G
6WHS

$FWLRQ

9DOXH V

<HV

1R



 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH FUDQNVKDIW SRVLWLRQ VHQVRU &36
FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
 0HDVXUH WKH YROWDJH EHWZHHQ WKH &36 FRQQHFWRU
WHUPLQDOV $ DQG &
'RHV WKH YROWDJH PHDVXUH QHDU WKH YDOXH VSHFLILHG"

 9

*R WR 6WHS 

*R WR 6WHS 



0HDVXUH WKH YROWDJH EHWZHHQ WKH &36 FRQQHFWRU


WHUPLQDOV % DQG &
'RHV WKH YROWDJH PHDVXUH QHDU WKH YDOXH VSHFLILHG"

 9

*R WR 6WHS 

*R WR 6WHS 



0HDVXUH WKH YROWDJH EHWZHHQ WKH &36 FRQQHFWRU


WHUPLQDO $ DQG JURXQG
'RHV WKH YROWDJH PHDVXUH QHDU WKH YDOXH VSHFLILHG"

 9

*R WR 6WHS 

*R WR 6WHS 



0HDVXUH WKH YROWDJH EHWZHHQ WKH &36 FRQQHFWRU


WHUPLQDO % DQG JURXQG
'RHV WKH YROWDJH PHDVXUH QHDU WKH YDOXH VSHFLILHG"

 9

*R WR 6WHS 

*R WR 6WHS 



&KHFN IRU DQ RSHQ RU VKRUW LQ WKH ZLUH EHWZHHQ WKH


&36 FRQQHFWRU WHUPLQDO & DQG JURXQG
,V WKH SUREOHP IRXQG"

*R WR 6WHS 

*R WR 6WHS 



&KHFN IRU DQ RSHQ RU VKRUW LQ WKH ZLUH EHWZHHQ WKH


&36 FRQQHFWRU WHUPLQDO $ DQG WKH (&0 FRQQHFWRU
WHUPLQDO %
,V WKH SUREOHP IRXQG"

*R WR 6WHS 

*R WR 6WHS 

&KHFN IRU DQ RSHQ RU VKRUW LQ WKH ZLUH EHWZHHQ WKH


&36 FRQQHFWRU WHUPLQDO % DQG WKH (&0 FRQQHFWRU
WHUPLQDO $
,V WKH SUREOHP IRXQG"

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 9 ZLWK
LJQLWLRQ 21
 9 GXULQJ
FUDQNLQJ

*R WR 6WHS 

*R WR 6WHS 

 9 ZLWK
LJQLWLRQ 21
 9 GXULQJ
FUDQNLQJ

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 















5HSDLU WKH ZLULQJ DV QHHGHG


,V WKH UHSDLU FRPSOHWH"
 'LVFRQQHFW WKH GLUHFW LJQLWLRQ V\VWHP ',6
LJQLWLRQ FRLO FRQQHFWRU WR SUHYHQW WKH YHKLFOH IURP
VWDUWLQJ
 0HDVXUH WKH YROWDJH DW WKH (&0 FRQQHFWRU
WHUPLQDO % E\ EDFNSURELQJ WKH (&0 FRQQHFWRU
$UH WKH YROWDJH UHDGLQJV QHDU WKH YDOXHV VSHFLILHG"
0HDVXUH WKH YROWDJH DW WKH (&0 FRQQHFWRU WHUPLQDO
$ E\ EDFNSURELQJ WKH (&0 FRQQHFWRU
$UH WKH YROWDJH UHDGLQJV QHDU WKH YDOXHV VSHFLILHG"
5HSODFH WKH FUDQNVKDIW SRVLWLRQ VHQVRU
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU DW WKH ',6
LJQLWLRQ FRLO
 &RQQHFW D WHVW OLJKW EHWZHHQ WHUPLQDO ' RI WKH
',6 LJQLWLRQ FRLO FRQQHFWRU DQG JURXQG
 7XUQ WKH LJQLWLRQ 21
,V WKH WHVW OLJKW RQ"
&RQQHFW D WHVW OLJKW EHWZHHQ WHUPLQDO & RI WKH ',6
LJQLWLRQ FRLO FRQQHFWRU DQG EDWWHU\ SRVLWLYH
,V WKH WHVW OLJKW RQ"

'$(:22 9 %/

(1*,1( &21752/6 )  
(QJLQH &UDQNV %XW :LOO 1RW 6WDUW / '2+& &RQW
G
6WHS

$FWLRQ

9DOXH V



&KHFN IRU DQ RSHQ LQ WKH ZLULQJ EHWZHHQ WKH EDWWHU\


DQG WKH ',6 LJQLWLRQ FRLO FRQQHFWRU WHUPLQDO '
,V WKH SUREOHP IRXQG"



&KHFN IRU DQ RSHQ LQ WKH ZLUH IURP WKH ',6 LJQLWLRQ


FRLO WR JURXQG
,V WKH SUREOHP IRXQG"



 5HSDLU WKH ZLULQJ DV QHHGHG


 &RQQHFW WKH ',6 LJQLWLRQ FRLO FRQQHFWRU
 &KHFN IRU WKH SUHVHQFH RI VSDUN IURP DOO RI WKH
LJQLWLRQ ZLUHV
,V VSDUN SUHVHQW IURP DOO RI WKH LJQLWLRQ ZLUHV"

<HV

1R

*R WR 6WHS 

*R WR
,JQLWLRQ 
5HOD\ &LUFXLW
&KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH ',6 LJQLWLRQ FRLO FRQQHFWRU
 :KLOH FUDQNLQJ WKH HQJLQH PHDVXUH WKH YROWDJH
DW WKH ',6 LJQLWLRQ FRLO FRQQHFWRU WHUPLQDO %
'RHV WKH YROWDJH IOXFWXDWH ZLWKLQ WKH YDOXHV VSHFLILHG"

 9

*R WR 6WHS 

*R WR 6WHS 



:KLOH FUDQNLQJ WKH HQJLQH PHDVXUH WKH YROWDJH DW


WKH ',6 LJQLWLRQ FRLO FRQQHFWRU WHUPLQDO $
'RHV WKH YROWDJH IOXFWXDWH ZLWKLQ WKH YDOXHV VSHFLILHG"

 9

*R WR 6WHS 

*R WR 6WHS 



&KHFN IRU DQ RSHQ LQ WKH ZLUH IURP WKH ',6 LJQLWLRQ


FRLO FRQQHFWRU WHUPLQDO % WR WKH (&0 FRQQHFWRU
WHUPLQDO &
,V WKH SUREOHP IRXQG"

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 














'$(:22 9 %/

&KHFN IRU DQ RSHQ LQ WKH ZLUH IURP WKH ',6 LJQLWLRQ


FRLO FRQQHFWRU WHUPLQDO $ WR WKH (&0 FRQQHFWRU
WHUPLQDO '
,V WKH SUREOHP IRXQG"
 5HSDLU WKH ZLULQJ DV QHHGHG
 &RQQHFW WKH ',6 LJQLWLRQ FRLO FRQQHFWRU
 &KHFN IRU WKH SUHVHQFH RI VSDUN IURP DOO RI WKH
LJQLWLRQ ZLUHV
,V VSDUN SUHVHQW IURP DOO RI WKH LJQLWLRQ ZLUHV"
5HSODFH WKH GLUHFW LJQLWLRQ V\VWHP LJQLWLRQ FRLO
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH HOHFWURQLF FRQWURO PRGXOH
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW D IXHO SUHVVXUH JDXJH
 &UDQN WKH HQJLQH
,V DQ\ IXHO SUHVVXUH SUHVHQW"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU DW WKH IXHO
SXPS
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH IXHO SXPS
FRQQHFWRU WHUPLQDOV  DQG 
 7XUQ WKH LJQLWLRQ 21
 :LWK WKH LJQLWLRQ 21 WKH WHVW OLJKW VKRXOG OLJKW IRU
WKH WLPH VSHFLILHG
,V WKH WHVW OLJKW RQ"

 VHF

)   (1*,1( &21752/6
(QJLQH &UDQNV %XW :LOO 1RW 6WDUW / '2+& &RQW
G
6WHS



$FWLRQ
5HSODFH WKH IXHO SXPS
,V WKH UHSDLU FRPSOHWH"
,V WKH IXHO SUHVVXUH ZLWKLQ WKH YDOXH VSHFLILHG"



 &KHFN WKH IXHO ILOWHU IRU D UHVWULFWLRQ


 ,QVSHFW WKH IXHO OLQHV IRU NLQNV DQG UHVWULFWLRQV
,V WKH SUREOHP IRXQG"



 5HSODFH WKH IXHO ILOWHU DQGRU WKH IXHO OLQHV DV


QHHGHG
 &RQQHFW D IXHO SUHVVXUH JDXJH
 &UDQN WKH HQJLQH
,V WKH IXHO SUHVVXUH ZLWKLQ WKH YDOXH VSHFLILHG"









 'LVFRQQHFW WKH YDFXXP OLQH IURP WKH IXHO


SUHVVXUH UHJXODWRU
 ,QVSHFW WKH YDFXXP OLQH IRU WKH SUHVHQFH RI IXHO
 ,QVSHFW WKH IXHO SUHVVXUH UHJXODWRU YDFXXP SRUW
IRU WKH SUHVHQFH RI IXHO
,V DQ\ IXHO SUHVHQW"
&KHFN WKH IXHO IRU FRQWDPLQDWLRQ
,V WKH IXHO FRQWDPLQDWHG"
 5HPRYH WKH FRQWDPLQDWHG IXHO IURP WKH IXHO WDQN
 &OHDQ WKH IXHO WDQN DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH IXHO SUHVVXUH UHJXODWRU
,V WKH UHSDLU FRPSOHWH"
 5HPRYH WKH IXHO SXPS DVVHPEO\ IURP WKH IXHO
WDQN
 ,QVSHFW WKH IXHO SXPS VHQGHU DQG WKH IXHO
FRXSOLQJ KRVHV IRU D UHVWULFWLRQ
 ,QVSHFW WKH LQWDQN IXHO ILOWHU IRU D UHVWULFWLRQ
,V WKH SUREOHP IRXQG"



5HSODFH WKH IXHO SXPS VHQGHU WKH LQWDQN IXHO ILOWHU


DQGRU WKH IXHO FRXSOLQJ KRVHV DV QHHGHG
,V WKH UHSDLU FRPSOHWH"



 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU DW WKH IXHO
SXPS
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH IXHO SXPS
FRQQHFWRU WHUPLQDO  DQG D NQRZQ JRRG JURXQG
 7XUQ WKH LJQLWLRQ 21
 :LWK WKH LJQLWLRQ 21 WKH WHVW OLJKW VKRXOG OLJKW IRU
WKH WLPH VSHFLILHG
,V WKH WHVW OLJKW RQ"



5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH IXHO SXPS


FRQQHFWRU WHUPLQDO  DQG JURXQG
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

 N3D
 SVL

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 N3D
 SVL




*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 VHF


*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 


'$(:22 9 %/

(1*,1( &21752/6 )  
(QJLQH &UDQNV %XW :LOO 1RW 6WDUW / '2+& &RQW
G
6WHS





















'$(:22 9 %/

$FWLRQ
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH IXHO SXPS UHOD\
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH IXHO SXPS UHOD\
FRQQHFWRU WHUPLQDO  DQG JURXQG
 7XUQ WKH LJQLWLRQ 21
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH IXHO SXPS UHOD\
FRQQHFWRU WHUPLQDO  DQG EDWWHU\ SRVLWLYH
 7XUQ WKH LJQLWLRQ 21
 :LWK WKH LJQLWLRQ 21 WKH WHVW OLJKW VKRXOG OLJKW IRU
WKH WLPH VSHFLILHG
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH IXHO SXPS UHOD\
FRQQHFWRU WHUPLQDO  DQG JURXQG
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 2))
 &KHFN WKH ZLUH EHWZHHQ WKH IXHO SXPS UHOD\
FRQQHFWRU WHUPLQDO  DQG WKH IXHO SXPS
FRQQHFWRU WHUPLQDO  IRU DQ RSHQ RU VKRUW WR
JURXQG
,V WKH SUREOHP IRXQG"
5HSDLU WKH ZLUH EHWZHHQ WKH IXHO SXPS UHOD\
FRQQHFWRU WHUPLQDO  DQG WKH IXHO SXPS FRQQHFWRU
WHUPLQDO 
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH IXHO SXPS UHOD\
,V WKH UHSDLU FRPSOHWH"
 ,QVSHFW WKH HQJLQH IXVH EORFN IXVH ()
 &KHFN IRU DQ RSHQ LQ WKH ZLULQJ EHWZHHQ WKH
LJQLWLRQ  UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH IXHO
SXPS UHOD\ FRQQHFWRU WHUPLQDO 
,V WKH SUREOHP IRXQG"
&KHFN WKH ZLUH EHWZHHQ WKH IXHO SXPS UHOD\
FRQQHFWRU WHUPLQDO  WR WKH (&0 FRQQHFWRU
WHUPLQDO $ IRU DQ RSHQ
,V WKH SUREOHP IRXQG"
5HSDLU WKH ZLUH EHWZHHQ WKH IXHO SXPS UHOD\
FRQQHFWRU WHUPLQDO  WR WKH (&0 FRQQHFWRU
WHUPLQDO $
,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH ZLUH EHWZHHQ WKH IXHO SXPS UHOD\
FRQQHFWRU WHUPLQDO  DQG WKH EDWWHU\
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 VHF


*R WR 6WHS 
*R WR 6WHS 

*R WR 6WHS 

*R WR
,JQLWLRQ 
5HOD\ &LUFXLW
&KHFN

*R WR 6WHS 

*R WR 6WHS 


*R WR 6WHS 

*R WR 6WHS 

)   (1*,1( &21752/6
(QJLQH &UDQNV %XW :LOO 1RW 6WDUW / '2+& &RQW
G
6WHS

$FWLRQ

9DOXH V



 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH IXHO LQMHFWRU KDUQHVV FRQQHFWRUV
IURP DOO RI WKH IXHO LQMHFWRUV
 7XUQ WKH LJQLWLRQ 21
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH IXHO LQMHFWRU
KDUQHVV FRQQHFWRU  DQG JURXQG
 5HSHDW VWHS  IRU HDFK RI WKH UHPDLQLQJ IXHO
LQMHFWRUV
,V WKH WHVW OLJKW RQ DW DOO RI WKH IXHO LQMHFWRUV"

 7XUQ WKH LJQLWLRQ 2))


 &RQQHFW D WHVW OLJKW EHWZHHQ WKH IXHO LQMHFWRU
KDUQHVV FRQQHFWRU WHUPLQDO  DQG EDWWHU\ SRVLWLYH
 &UDQN WKH HQJLQH
 5HSHDW VWHSV WKUHH DQG IRXU IRU HDFK RI WKH
UHPDLQLQJ IXHO LQMHFWRUV
'RHV WKH WHVW OLJKW IODVK IRU DOO RI WKH IXHO LQMHFWRUV"





0HDVXUH WKH UHVLVWDQFH RI HDFK IXHO LQMHFWRU


,V WKH UHVLVWDQFH ZLWKLQ WKH YDOXH VSHFLILHG WKH
UHVLVWDQFH ZLOO LQFUHDVH VOLJKWO\ DW KLJKHU
WHPSHUDWXUHV "





5HSODFH DQ\ RI WKH IXHO LQMHFWRUV ZLWK D UHVLVWDQFH


RXW RI VSHFLILFDWLRQ
,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH RSHQ ZLUH V EHWZHHQ WKH IXHO LQMHFWRU


KDUQHVV FRQQHFWRU V WHUPLQDO  DQG WKH EDWWHU\
,V WKH UHSDLU FRPSOHWH"



 &KHFN IRU DQ RSHQ EHWZHHQ WKH IXHO LQMHFWRU


KDUQHVV FRQQHFWRU WHUPLQDO  DQG WKH (&0
FRQQHFWRU WHUPLQDO & IRU WKH IXHO LQMHFWRUV RQH
DQG IRXU
 &KHFN IRU DQ RSHQ EHWZHHQ WKH IXHO LQMHFWRU
KDUQHVV FRQQHFWRU WHUPLQDO  DQG WKH (&0
FRQQHFWRU WHUPLQDO & IRU WKH IXHO LQMHFWRUV WZR
DQG WKUHH
,V WKH SUREOHP IRXQG"






5HSDLU WKH RSHQ IXHO LQMHFWRU KDUQHVV ZLUH V 


,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH IXVH RU UHSDLU WKH ZLULQJ DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
 ,QVSHFW WKH HQJLQH IXVH EORFN IXVH ()
 &KHFN IRU DQ RSHQ EHWZHHQ WKH FLUFXLW IURP
WHUPLQDO  IRU HDFK RI WKH IRXU IXHO LQMHFWRUV DQG
WKH LJQLWLRQ  UHOD\ FRQQHFWRU WHUPLQDO 
,V WKH SUREOHP IRXQG"

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR
,JQLWLRQ 
5HOD\ &LUFXLW
&KHFN

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

12 0$/)81&7,21 ,1',&$725 /$03 / 62+&


&LUFXLW 'HVFULSWLRQ
7KHUH VKRXOG DOZD\V EH D VWHDG\ PDOIXQFWLRQ LQGLFDWRU
ODPS 0,/ ZKHQ WKH LJQLWLRQ LV 21 DQG WKH HQJLQH LV
VWRSSHG %DWWHU\ YROWDJH LV VXSSOLHG GLUHFWO\ WR WKH 0,/
EXOE 7KH HOHFWURQLF FRQWURO PRGXOH (&0 ZLOO FRQWURO
WKH 0,/ ODPS DQG WXUQ LW RQ E\ SURYLGLQJ D JURXQG SDWK
WKURXJK WKH (&0 FRQQHFWRU WHUPLQDO & ZLUH WR WKH 0,/
ODPS
'LDJQRVWLF $LGV
- ,I WKH HQJLQH UXQV 2. LQVSHFW IRU D IDXOW\ PDOIXQFWLRQ
LQGLFDWRU ODPS EXOE
- ,I WKH HQJLQH FUDQNV EXW ZLOO QRW VWDUW FKHFN IRU RSHQ
IXVHV DQG SRRU HOHFWURQLF FRQWURO PRGXOH (&0
FRQQHFWLRQV 3DUWLFXODUO\ FKHFN IRU (&0 LJQLWLRQ DQG

EDWWHU\ IHHGV LQFOXGLQJ FOHDQ DQG WLJKW (&0 JURXQG


FRQQHFWLRQV
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV VWHS FKHFNV IRU EDWWHU\ YROWDJH LQ WKH
LQVWUXPHQW SDQHO PDOIXQFWLRQ LQGLFDWRU ODPS 0,/
EXOE VRFNHW
 7KLV VWHS DORQJ ZLWK VWHS  FKHFNV IRU EDWWHU\ IHHG
WR WKH HOHFWURQLF FRQWURO PRGXOH (&0 
 7KLV VWHS FKHFNV IRU LJQLWLRQ IHHG WR WKH (&0
 $W WKLV SRLQW WKH 0,/ ODPS ZLULQJ LV 2. 7KH SUREOHP
LV D IDXOW\ (&0

'$(:22 9 %/

(1*,1( &21752/6 )  
1R 0DOIXQFWLRQ ,QGLFDWRU /DPS / 62+&
6WHS






$FWLRQ
6WDUW WKH HQJLQH
'RHV WKH HQJLQH VWDUW"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0
FRQQHFWRUV
 7XUQ WKH LJQLWLRQ 21
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH (&0 FRQQHFWRU
WHUPLQDO & DQG JURXQG
,V WKH PDOIXQFWLRQ LQGLFDWRU ODPS 0,/ RQ"
,QVSHFW WKH NLFN SDQHO IXVH )
,V WKH IXVH 2."
&KHFN WKH LJQLWLRQ IHHG WR WKH 0,/ EXOE XVLQJ D
YROWPHWHU
,V WKH YROWDJH ZLWKLQ WKH YDOXH VSHFLILHG"
,QVSHFW WKH 0,/ EXOE
,V WKH 0,/ EXOE 2."
&KHFN IRU DQ RSHQ RU VKRUW WR YROWDJH LQ WKH ZLUH
EHWZHHQ WKH (&0 FRQQHFWRU WHUPLQDO & DQG WKH
0,/ EXOE
,V WKH SUREOHP IRXQG"
,QVSHFW WKH (&0 IXVH )
,V WKH SUREOHP IRXQG"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH (&0  SLQ FRQQHFWRU
 &RQQHFW D WHVW OLJKW WR (&0 FRQQHFWRU WHUPLQDO
% DQG JURXQG
,V WKH WHVW OLJKW RQ"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR
'LDJQRVWLF
6\VWHP &KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH (&0  SLQ FRQQHFWRU
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH (&0 FRQQHFWRU
WHUPLQDO ' DQG JURXQG
,V WKH WHVW OLJKW RQ"

 7XUQ WKH LJQLWLRQ 2))


 &RQQHFW D WHVW OLJKW EHWZHHQ WKH (&0 FRQQHFWRU
WHUPLQDO & DQG JURXQG
 7XUQ WKH LJQLWLRQ 21
,V WKH WHVW OLJKW RQ"



,QVSHFW WKH (&0 FRQQHFWRU WHUPLQDOV % ' DQG


& IRU GDPDJH RU SRRU PDWLQJ
,V WKH SUREOHP IRXQG"



5HSDLU WKH (&0 FRQQHFWRU WHUPLQDO V DV QHHGHG


,V WKH UHSDLU FRPSOHWH"



,QVSHFW IRU GDPDJH RU SRRU PDWLQJ DW WKH (&0


FRQQHFWRU WHUPLQDO &
,V WKH SUREOHP IRXQG"



&KHFN WKH (&0 FRQQHFWRU WHUPLQDOV $ DQG ' IRU


JURXQG
$UH WKH JURXQGV 2."



'$(:22 9 %/

)   (1*,1( &21752/6
1R 0DOIXQFWLRQ ,QGLFDWRU /DPS / 62+& &RQW
G
6WHS




$FWLRQ
 7XUQ WKH LJQLWLRQ 2))
 5HSODFH WKH IXVH
 7XUQ WKH LJQLWLRQ 21
,V WKH 0,/ ODPS RQ"
5HSDLU WKH RSHQ LQ WKH LJQLWLRQ IHHG ZLUH WR WKH 0,/
EXOE
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR
'LDJQRVWLF
6\VWHP &KHFN

*R WR 6WHS 

*R WR
'LDJQRVWLF
6\VWHP &KHFN



5HSODFH WKH VHUYLFH HQJLQH VRRQ EXOE


,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH ZLUH EHWZHHQ WKH (&0 FRQQHFWRU


WHUPLQDO & DQG WKH 0,/ EXOE
,V WKH UHSDLU FRPSOHWH"





 7XUQ WKH LJQLWLRQ 2))


 5HSODFH WKH (&0 IXVH
 7XUQ WKH LJQLWLRQ 21
,V WKH 0,/ ODPS RQ"
5HSDLU WKH ZLUH EHWZHHQ WKH (&0 FRQQHFWRU
WHUPLQDO % DQG WKH EDWWHU\
,V WKH UHSDLU FRPSOHWH"

*R WR
'LDJQRVWLF
6\VWHP &KHFN
*R WR
'LDJQRVWLF
6\VWHP &KHFN




*R WR
'LDJQRVWLF
6\VWHP &KHFN

*R WR
'LDJQRVWLF
6\VWHP &KHFN

*R WR 6WHS 



5HSDLU WKH ZLUH EHWZHHQ WKH (&0 FRQQHFWRU


WHUPLQDO ' DQG WKH EDWWHU\
,V WKH UHSDLU FRPSOHWH"

*R WR
'LDJQRVWLF
6\VWHP &KHFN



5HSDLU WKH ZLUH EHWZHHQ WKH (&0 FRQQHFWRU


WHUPLQDO & DQG IXVH )
,V WKH UHSDLU FRPSOHWH"

*R WR
'LDJQRVWLF
6\VWHP &KHFN



5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH (&0 FRQQHFWRU


WHUPLQDOV $ DQGRU ' DQG JURXQG
,V WKH UHSDLU FRPSOHWH"

*R WR
'LDJQRVWLF
6\VWHP &KHFN



5HSODFH WKH HOHFWURQLF FRQWURO PRGXOH


,V WKH UHSDLU FRPSOHWH"

*R WR
'LDJQRVWLF
6\VWHP &KHFN

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

12 0$/)81&7,21 ,1',&$725 /$03 / '2+&


&LUFXLW 'HVFULSWLRQ
7KHUH VKRXOG DOZD\V EH D VWHDG\ PDOIXQFWLRQ LQGLFDWRU
ODPS 0,/ ZKHQ WKH LJQLWLRQ LV 21 DQG WKH HQJLQH LV
VWRSSHG %DWWHU\ YROWDJH LV VXSSOLHG GLUHFWO\ WR WKH 0,/
EXOE 7KH HOHFWURQLF FRQWURO PRGXOH (&0 ZLOO FRQWURO
WKH 0,/ ODPS DQG WXUQ LW RQ E\ SURYLGLQJ D JURXQG SDWK
WKURXJK WKH (&0 FRQQHFWRU WHUPLQDO % ZLUH WR WKH 0,/
ODPS
'LDJQRVWLF $LGV
- ,I WKH HQJLQH UXQV 2. LQVSHFW IRU D IDXOW\ PDOIXQFWLRQ
LQGLFDWRU ODPS EXOE
- ,I WKH HQJLQH FUDQNV EXW ZLOO QRW VWDUW FKHFN IRU RSHQ
IXVHV DQG SRRU HOHFWURQLF FRQWURO PRGXOH (&0
FRQQHFWLRQV 3DUWLFXODUO\ FKHFN IRU (&0 LJQLWLRQ DQG

EDWWHU\ IHHGV LQFOXGLQJ FOHDQ DQG WLJKW (&0 JURXQG


FRQQHFWLRQV
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV VWHS FKHFNV IRU EDWWHU\ YROWDJH LQ WKH
LQVWUXPHQW SDQHO PDOIXQFWLRQ LQGLFDWRU ODPS 0,/
EXOE VRFNHW
 7KLV VWHS FKHFNV IRU EDWWHU\ IHHG WR WKH HOHFWURQLF
FRQWURO PRGXOH (&0 
 7KLV VWHS FKHFNV IRU LJQLWLRQ IHHG WR WKH (&0
 $W WKLV SRLQW WKH 0,/ ODPS ZLULQJ LV 2. 7KH SUREOHP
LV D IDXOW\ (&0

'$(:22 9 %/

(1*,1( &21752/6 )  
1R 0DOIXQFWLRQ ,QGLFDWRU /DPS / '2+&
6WHS






$FWLRQ
6WDUW WKH HQJLQH
'RHV WKH HQJLQH VWDUW"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0
FRQQHFWRUV
 7XUQ WKH LJQLWLRQ 21
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH (&0 FRQQHFWRU
WHUPLQDO % DQG JURXQG
,V WKH PDOIXQFWLRQ LQGLFDWRU ODPS 0,/ RQ"
,QVSHFW WKH NLFN SDQHO IXVH )
,V WKH IXVH 2."
&KHFN WKH LJQLWLRQ IHHG WR WKH 0,/ EXOE XVLQJ D
YROWPHWHU
,V WKH YROWDJH ZLWKLQ WKH YDOXH VSHFLILHG"
,QVSHFW WKH 0,/ EXOE
,V WKH 0,/ EXOE 2."
&KHFN IRU DQ RSHQ RU VKRUW WR YROWDJH LQ WKH ZLUH
EHWZHHQ WKH (&0 FRQQHFWRU WHUPLQDO % DQG WKH
0,/ EXOE
,V WKH SUREOHP IRXQG"
,QVSHFW WKH (&0 IXVH )
,V WKH SUREOHP IRXQG"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH (&0 UHG FRQQHFWRU
 &RQQHFW D WHVW OLJKW WR (&0 FRQQHFWRU WHUPLQDO
$ DQG JURXQG
,V WKH WHVW OLJKW RQ"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR
'LDJQRVWLF
6\VWHP &KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR
'LDJQRVWLF
6\VWHP &KHFN

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH (&0 ZKLWH FRQQHFWRU
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH (&0 FRQQHFWRU
WHUPLQDO & DQG JURXQG
,V WKH WHVW OLJKW RQ"



,QVSHFW WKH (&0 FRQQHFWRU WHUPLQDOV $ DQG &


IRU GDPDJH RU SRRU PDWLQJ
,V WKH SUREOHP IRXQG"



5HSDLU WKH (&0 FRQQHFWRU WHUPLQDO V DV QHHGHG


,V WKH UHSDLU FRPSOHWH"



,QVSHFW IRU GDPDJH RU SRRU PDWLQJ DW WKH (&0


FRQQHFWRU WHUPLQDO %
,V WKH SUREOHP IRXQG"



&KHFN WKH (&0 FRQQHFWRU WHUPLQDOV % DQG ' IRU


JURXQG
$UH WKH JURXQGV 2."



 7XUQ WKH LJQLWLRQ 2))


 5HSODFH WKH IXVH
 7XUQ WKH LJQLWLRQ 21
,V WKH 0,/ ODPS RQ"

'$(:22 9 %/

)   (1*,1( &21752/6
1R 0DOIXQFWLRQ ,QGLFDWRU /DPS / '2+& &RQW
G
6WHS

$FWLRQ

9DOXH V

<HV

1R



5HSDLU WKH RSHQ LQ WKH LJQLWLRQ IHHG ZLUH WR WKH 0,/


EXOE
,V WKH UHSDLU FRPSOHWH"

*R WR
'LDJQRVWLF
6\VWHP &KHFN



5HSODFH WKH VHUYLFH HQJLQH VRRQ EXOE


,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH ZLUH EHWZHHQ WKH (&0 FRQQHFWRU


WHUPLQDO % DQG WKH 0,/ EXOE
,V WKH UHSDLU FRPSOHWH"



 7XUQ WKH LJQLWLRQ 2))


 5HSODFH WKH (&0 IXVH
 7XUQ WKH LJQLWLRQ 21
,V WKH 0,/ ODPS RQ"

*R WR
'LDJQRVWLF
6\VWHP &KHFN



5HSDLU WKH ZLUH EHWZHHQ WKH (&0 FRQQHFWRU


WHUPLQDO $ DQG WKH EDWWHU\
,V WKH UHSDLU FRPSOHWH"

*R WR
'LDJQRVWLF
6\VWHP &KHFN



5HSDLU WKH ZLUH EHWZHHQ WKH (&0 FRQQHFWRU


WHUPLQDO & DQG WKH EDWWHU\
,V WKH UHSDLU FRPSOHWH"

*R WR
'LDJQRVWLF
6\VWHP &KHFN



5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH (&0 FRQQHFWRU


WHUPLQDOV % DQGRU ' DQG JURXQG
,V WKH UHSDLU FRPSOHWH"

*R WR
'LDJQRVWLF
6\VWHP &KHFN



5HSODFH WKH HOHFWURQLF FRQWURO PRGXOH


,V WKH UHSDLU FRPSOHWH"

*R WR
'LDJQRVWLF
6\VWHP &KHFN

*R WR
'LDJQRVWLF
6\VWHP &KHFN
*R WR
'LDJQRVWLF
6\VWHP &KHFN




*R WR 6WHS 

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

:,// 127 )/$6+ 0$/)81&7,21 ,1',&$725 /$03 / 62+&


&LUFXLW 'HVFULSWLRQ
7KHUH VKRXOG DOZD\V EH D VWHDG\ PDOIXQFWLRQ LQGLFDWRU
ODPS 0,/ ZKHQ WKH LJQLWLRQ LV 21 DQG WKH HQJLQH
VWRSSHG %DWWHU\ LJQLWLRQ YROWDJH LV VXSSOLHG GLUHFWO\ WR
WKH 0,/ EXOE 7KH HOHFWURQLF FRQWURO PRGXOH (&0 ZLOO
WXUQ WKH 0,/ RQ E\ JURXQGLQJ WKH (&0 FRQQHFWRU
WHUPLQDO & ZLUH :LWK WKH DVVHPEO\ OLQH GLDJQRVWLF OLQN
$/'/ $ DQG % WHUPLQDOV JURXQGHG WKH 0,/ ODPS
VKRXOG IODVK D &RGH  IROORZHG E\ DQ\ GLDJQRVWLF
WURXEOH FRGH V VWRUHG LQ WKH (&0 PHPRU\ $ VWHDG\
0,/ ODPS VXJJHVWV D VKRUW WR JURXQG LQ WKH (&0
FRQQHFWRU WHUPLQDO & ZLUH RU DQ RSHQ LQ WKH GLDJQRVWLF
WHVW ZLUH $ VWHDG\ EXW GLP OLJKW ZRXOG LQGLFDWH D IDLOHG
TXDGGULYHU 7KH WDEOH ZLOO FRQILUP DQG VXJJHVW WKH
FDXVH

- ,I WKH HQJLQH FUDQNV EXW ZLOO QRW VWDUW FKHFN IRU RSHQ
IXVHV DQG SRRU HOHFWURQLF FRQWURO PRGXOH (&0
FRQQHFWLRQV 3DUWLFXODUO\ FKHFN IRU (&0 LJQLWLRQ DQG
EDWWHU\ IHHGV LQFOXGLQJ FOHDQ DQG WLJKW (&0 JURXQG
FRQQHFWLRQV

'LDJQRVWLF $LGV
- ,I WKH HQJLQH UXQV 2. LQVSHFW IRU D IDXOW\ VHUYLFH
HQJLQH VRRQ 0,/ EXOE
'$(:22 9 %/

(1*,1( &21752/6 )  
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 ,I WKH PDOIXQFWLRQ LQGLFDWRU ODPS 0,/ LV RQ ZKHQ
WKH HOHFWURQLF FRQWURO PRGXOH (&0 ZKLWH

FRQQHFWRU LV GLVFRQQHFWHG WKH ZLUH WR WKH (&0


FRQQHFWRU WHUPLQDO & LV VKRUWHG WR JURXQG
 7KLV VWHS ZLOO FKHFN IRU DQ RSHQ GLDJQRVWLF WHVW ZLUH
 $W WKLV SRLQW WKH 0,/ ZLULQJ LV 2. 7KH SUREOHP LV D
IDXOW\ (&0

:LOO 1RW )ODVK 0DOIXQFWLRQ ,QGLFDWRU /DPS / 62+&


6WHS

$FWLRQ
7XUQ WKH LJQLWLRQ 21
,V WKH PDOIXQFWLRQ LQGLFDWRU ODPS 0,/ RQ"

 7XUQ WKH LJQLWLRQ 2))


 -XPSHU WKH DVVHPEO\ OLQH GLDJQRVWLF OLQN $/'/
WHUPLQDOV $ DQG %
 7XUQ WKH LJQLWLRQ 21
'RHV WKH 0,/ ODPS IODVK WKH GLDJQRVWLF WURXEOH FRGH
'7& "
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH (&0  SLQ FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
,V WKH 0,/ RQ"

9DOXH V

5HSDLU WKH VKRUW WR JURXQG LQ WKH ZLUH EHWZHHQ WKH


(&0 FRQQHFWRU WHUPLQDO & DQG WKH 0,/ EXOE
,V WKH UHSDLU FRPSOHWH"






7XUQ WKH LJQLWLRQ 2))


5HFRQQHFW WKH (&0  SLQ FRQQHFWRU
7XUQ WKH LJQLWLRQ 21
%DFNSUREH WKH (&0 FRQQHFWRU WHUPLQDO ' ZLWK D
WHVW OLJKW FRQQHFWHG WR JURXQG
'RHV WKH 0,/ IODVK '7& "

&KHFN IRU DQ RSHQ ZLUH EHWZHHQ WKH (&0 FRQQHFWRU


WHUPLQDO ' DQG WKH $/'/ WHUPLQDO %
,V WKH SUREOHP IRXQG"

5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH $/'/ WHUPLQDO $


DQG JURXQG
,V WKH UHSDLU FRPSOHWH"

&KHFN IRU GDPDJH RU SRRU PDWLQJ DW WKH (&0


FRQQHFWRU WHUPLQDO '
,V WKH SUREOHP IRXQG"

5HSDLU WKH (&0 FRQQHFWRU WHUPLQDO '


,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH ZLUH EHWZHHQ WKH (&0 FRQQHFWRU


WHUPLQDO ' DQG WKH $/'/ WHUPLQDO %
,V WKH UHSDLU FRPSOHWH"



5HSODFH WKH HOHFWURQLF FRQWURO PRGXOH


,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

<HV

*R WR 6WHS 

1R
*R WR
1R
0DOIXQFWLRQ
,QGLFDWRU
/DPS

*R WR
'LDJQRVWLF
6\VWHP &KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR
'LDJQRVWLF
6\VWHP &KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR
'LDJQRVWLF
6\VWHP &KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR
'LDJQRVWLF
6\VWHP &KHFN
*R WR
'LDJQRVWLF
6\VWHP &KHFN
*R WR
'LDJQRVWLF
6\VWHP &KHFN




)   (1*,1( &21752/6

&)

:,// 127 )/$6+ 0$/)81&7,21 ,1',&$725 /$03 / '2+&


&LUFXLW 'HVFULSWLRQ
7KHUH VKRXOG DOZD\V EH D VWHDG\ PDOIXQFWLRQ LQGLFDWRU
ODPS 0,/ ZKHQ WKH LJQLWLRQ LV 21 DQG WKH HQJLQH
VWRSSHG %DWWHU\ LJQLWLRQ YROWDJH LV VXSSOLHG GLUHFWO\ WR
WKH 0,/ EXOE 7KH HOHFWURQLF FRQWURO PRGXOH (&0 ZLOO
WXUQ WKH 0,/ RQ E\ JURXQGLQJ WKH (&0 FRQQHFWRU
WHUPLQDO % ZLUH :LWK WKH DVVHPEO\ OLQH GLDJQRVWLF OLQN
$/'/ $ DQG % WHUPLQDOV JURXQGHG WKH 0,/ ODPS
VKRXOG IODVK D &RGH  IROORZHG E\ DQ\ GLDJQRVWLF
WURXEOH FRGH V VWRUHG LQ WKH (&0 PHPRU\ $ VWHDG\
0,/ ODPS VXJJHVWV D VKRUW WR JURXQG LQ WKH (&0
FRQQHFWRU WHUPLQDO % ZLUH RU DQ RSHQ LQ WKH
GLDJQRVWLF WHVW ZLUH $ VWHDG\ EXW GLP OLJKW ZRXOG
LQGLFDWH D IDLOHG TXDGGULYHU 7KH WDEOH ZLOO FRQILUP DQG
VXJJHVW WKH FDXVH

- ,I WKH HQJLQH FUDQNV EXW ZLOO QRW VWDUW FKHFN IRU RSHQ
IXVHV DQG SRRU HOHFWURQLF FRQWURO PRGXOH (&0
FRQQHFWLRQV 3DUWLFXODUO\ FKHFN IRU (&0 LJQLWLRQ DQG
EDWWHU\ IHHGV LQFOXGLQJ FOHDQ DQG WLJKW (&0 JURXQG
FRQQHFWLRQV

'LDJQRVWLF $LGV
- ,I WKH HQJLQH UXQV 2. LQVSHFW IRU D IDXOW\ VHUYLFH
HQJLQH VRRQ 0,/ EXOE
'$(:22 9 %/

(1*,1( &21752/6 )  
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 ,I WKH PDOIXQFWLRQ LQGLFDWRU ODPS 0,/ LV RQ ZKHQ
WKH HOHFWURQLF FRQWURO PRGXOH (&0 UHG FRQQHFWRU

LV GLVFRQQHFWHG WKH ZLUH WR WKH (&0 FRQQHFWRU


WHUPLQDO % LV VKRUWHG WR JURXQG
 7KLV VWHS ZLOO FKHFN IRU DQ RSHQ GLDJQRVWLF WHVW ZLUH
 $W WKLV SRLQW WKH 0,/ ZLULQJ LV 2. 7KH SUREOHP LV D
IDXOW\ (&0

:LOO 1RW )ODVK 0DOIXQFWLRQ ,QGLFDWRU /DPS / '2+&


6WHS

$FWLRQ
7XUQ WKH LJQLWLRQ 21
,V WKH PDOIXQFWLRQ LQGLFDWRU ODPS 0,/ RQ"

 7XUQ WKH LJQLWLRQ 2))


 -XPSHU WKH DVVHPEO\ OLQH GLDJQRVWLF OLQN $/'/
WHUPLQDOV $ DQG %
 7XUQ WKH LJQLWLRQ 21
'RHV WKH 0,/ ODPS IODVK WKH GLDJQRVWLF WURXEOH FRGH
'7& "
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH (&0 UHG FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
,V WKH 0,/ RQ"

9DOXH V

5HSDLU WKH VKRUW WR JURXQG LQ WKH ZLUH EHWZHHQ WKH


(&0 FRQQHFWRU WHUPLQDO % DQG WKH 0,/ EXOE
,V WKH UHSDLU FRPSOHWH"






7XUQ WKH LJQLWLRQ 2))


5HFRQQHFW WKH (&0 UHG FRQQHFWRU
7XUQ WKH LJQLWLRQ 21
%DFNSUREH WKH (&0 FRQQHFWRU WHUPLQDO % ZLWK D
WHVW OLJKW FRQQHFWHG WR JURXQG
'RHV WKH 0,/ IODVK '7& "

&KHFN IRU DQ RSHQ ZLUH EHWZHHQ WKH (&0 FRQQHFWRU


WHUPLQDO % DQG WKH $/'/ WHUPLQDO %
,V WKH SUREOHP IRXQG"

5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH $/'/ WHUPLQDO $


DQG JURXQG
,V WKH UHSDLU FRPSOHWH"

&KHFN IRU GDPDJH RU SRRU PDWLQJ DW WKH (&0


FRQQHFWRU WHUPLQDO %
,V WKH SUREOHP IRXQG"

5HSDLU WKH (&0 FRQQHFWRU WHUPLQDO %


,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH ZLUH EHWZHHQ WKH (&0 FRQQHFWRU


WHUPLQDO % DQG WKH $/'/ WHUPLQDO %
,V WKH UHSDLU FRPSOHWH"



5HSODFH WKH HOHFWURQLF FRQWURO PRGXOH


,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

<HV

*R WR 6WHS 

1R
*R WR
1R
0DOIXQFWLRQ
,QGLFDWRU
/DPS

*R WR
'LDJQRVWLF
6\VWHP &KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR
'LDJQRVWLF
6\VWHP &KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR
'LDJQRVWLF
6\VWHP &KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR
'LDJQRVWLF
6\VWHP &KHFN
*R WR
'LDJQRVWLF
6\VWHP &KHFN
*R WR
'LDJQRVWLF
6\VWHP &KHFN




)   (1*,1( &21752/6

)8(/ 6<67(0 35(6685( 7(67


([FHSW (XUR 6WDJH,,
&LUFXLW 'HVFULSWLRQ
7KH IXHO SXPS LV DQ LQWDQN IXHO SXPS PRXQWHG WR D IXHO
VHQGHU DVVHPEO\ 7KH IXHO SXPS ZLOO UHPDLQ RQ DV ORQJ
DV WKH HQJLQH LV FUDQNLQJ RU UXQQLQJ DQG WKH HOHFWURQLF
FRQWURO PRGXOH (&0 LV UHFHLYLQJ UHIHUHQFH SXOVHV IURP
WKH FUDQNVKDIW SRVLWLRQ VHQVRU &36  ,I WKHUH DUH QR
UHIHUHQFH SXOVHV WKH (&0 ZLOO WXUQ RII WKH IXHO SXPS
WZR VHFRQGV DIWHU WKH LJQLWLRQ VZLWFK LV WXUQHG 21 RU WZR
VHFRQGV DIWHU WKH HQJLQH VWRSV UXQQLQJ 7KH IXHO SXPS
GHOLYHUV IXHO WR WKH IXHO UDLO DQG WKH IXHO LQMHFWRUV ZKHUH
WKH IXHO V\VWHP SUHVVXUH LV FRQWUROOHG IURP  WR 
N3D  WR  SVL E\ WKH IXHO SUHVVXUH UHJXODWRU 7KH
H[FHVV IXHO LV UHWXUQHG WR WKH IXHO WDQN
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 :KHQ WKH HQJLQH LV LGOLQJ WKH LQWDNH PDQLIROG
YDFXXP LV KLJK 7KLV YDFXXP LV DSSOLHG WR WKH IXHO
SUHVVXUH UHJXODWRU GLDSKUDJP RIIVHWWLQJ WKH VSULQJ
SUHVVXUH LQVLGH WKH IXHO SUHVVXUH UHJXODWRU DQG
ORZHULQJ WKH IXHO SUHVVXUH

 ,I WKHUH LV IXHO EOHHGLQJ EDFN WKURXJK WKH IXHO UHWXUQ


RXWOHW WKLV LV GXH WR D IDXOW\ IXHO SUHVVXUH UHJXODWRU
 $QRWKHU V\PSWRP RIWHQ SUHVHQW ZKHQ WKH IXHO
LQMHFWRUV DUH OHDNLQJ LV KDUG VWDUWLQJ /HDNLQJ IXHO
LQMHFWRUV FDQ FDXVH D IORRGLQJ FRQGLWLRQ
 )XHO OHDNLQJ IURP WKH IXHO SXPS LQOHW LV GXH WR D
IDXOW\ RQHZD\ FKHFN YDOYH LQ WKH IXHO SXPS
&DXWLRQ 7KH IXHO V\VWHP LV XQGHU SUHVVXUH 7R
DYRLG IXHO VSLOODJH DQG WKH ULVN RI SHUVRQDO LQMXU\ RU
ILUH LW LV QHFHVVDU\ WR UHOLHYH WKH IXHO V\VWHP
SUHVVXUH EHIRUH GLVFRQQHFWLQJ WKH IXHO OLQHV
&DXWLRQ 'R QRW SLQFK RU UHVWULFW Q\ORQ IXHO OLQHV
'DPDJH WR WKH OLQHV FRXOG FDXVH D IXHO OHDN
UHVXOWLQJ LQ SRVVLEOH ILUH RU SHUVRQDO LQMXU\
)XHO 3UHVVXUH 5HOLHI 3URFHGXUH
 5HPRYH WKH IXHO FDS
 5HPRYH WKH IXHO SXPS IXVH () IURP WKH HQJLQH
IXVH ER[
 6WDUW WKH HQJLQH DQG DOORZ WKH HQJLQH WR VWDOO
 &UDQN WKH HQJLQH IRU DQ DGGLWLRQDO  VHFRQGV

)XHO 6\VWHP 3UHVVXUH 7HVW


6WHS

$FWLRQ
 5HOLHYH WKH IXHO V\VWHP SUHVVXUH
 ,QVWDOO D IXHO SUHVVXUH JDXJH
 7XUQ WKH LJQLWLRQ 21
,V WKH IXHO SUHVVXUH ZLWKLQ WKH YDOXHV VSHFLILHG DQG
KROGLQJ VWHDG\"
 'LVFRQQHFW WKH IXHO SUHVVXUH UHJXODWRU YDFXXP
KRVH
 6WDUW WKH HQJLQH
 $OORZ WKH HQJLQH WR LGOH
 &RQQHFW WKH IXHO SUHVVXUH UHJXODWRU YDFXXP
KRVH
'LG WKH IXHO SUHVVXUH GHFUHDVH"
 $OORZ WKH HQJLQH WR LGOH
 'LVFRQQHFW WKH YDFXXP KRVH IURP WKH IXHO
SUHVVXUH UHJXODWRU
 &RQQHFW D YDFXXP SXPS ZLWK D JDXJH WR WKH IXHO
SUHVVXUH UHJXODWRU YDFXXP SRUW
 $SSO\  N3D  LQ +J RI YDFXXP WR WKH
IXHO SUHVVXUH UHJXODWRU
'LG WKH IXHO SUHVVXUH GHFUHDVH"
 /RFDWH DQG FRUUHFW WKH FDXVH RI WKH YDFXXP
UHVWULFWLRQ WR WKH IXHO SUHVVXUH UHJXODWRU
 &RQILUP WKH RSHUDWLRQ RI WKH IXHO SUHVVXUH
UHJXODWRU
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

 N3D
 SVL

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  
)XHO 6\VWHP 3UHVVXUH 7HVW &RQW
G
6WHS













'$(:22 9 %/

$FWLRQ
 5HOLHYH WKH IXHO V\VWHP SUHVVXUH
 ,QVWDOO D IXHO SUHVVXUH JDXJH
 7XUQ WKH LJQLWLRQ 21
,V WKH IXHO SUHVVXUH ZLWKLQ WKH YDOXHV VSHFLILHG EXW
QRW KROGLQJ VWHDG\"
,QVSHFW WKH IXHO OLQHV IRU D OHDN
,V WKH SUREOHP IRXQG"
 5HSODFH WKH IXHO OLQH V DV QHHGHG
 ,QVWDOO D IXHO SUHVVXUH JDXJH
 7XUQ WKH LJQLWLRQ 21
,V WKH IXHO SUHVVXUH ZLWKLQ WKH YDOXHV VSHFLILHG DQG
KROGLQJ VWHDG\"
 5HPRYH WKH IXHO SXPS DVVHPEO\
 :LWK WKH IXHO SXPS XQGHU SUHVVXUH LQVSHFW WKH
IXHO SXPS FRXSOLQJ KRVHV IRU OHDNLQJ
,V WKH SUREOHP IRXQG"

9DOXH V

<HV

1R

 N3D
 SVL

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 N3D
 SVL

*R WR 6WHS 

 N3D
 SVL

 5HSODFH WKH IXHO SUHVVXUH UHJXODWRU


 ,QVWDOO D IXHO SUHVVXUH JDXJH
 7XUQ WKH LJQLWLRQ 21
,V WKH IXHO SUHVVXUH ZLWKLQ WKH YDOXHV VSHFLILHG DQG
KROGLQJ VWHDG\"
:LWK WKH IXHO V\VWHP XQGHU SUHVVXUH LQVSHFW WKH IXHO
LQOHW IRU OHDNLQJ
,V WKH SUREOHP IRXQG"

 N3D
 SVL

 5HSODFH WKH OHDNLQJ IXHO LQMHFWRU V 


 ,QVWDOO D IXHO SUHVVXUH JDXJH
 7XUQ WKH LJQLWLRQ 21
,V WKH IXHO SUHVVXUH ZLWKLQ WKH YDOXHV VSHFLILHG DQG
KROGLQJ VWHDG\"

6\VWHP 2.

 7LJKWHQ RU UHSODFH WKH IXHO SXPS FRXSOLQJ KRVHV


DV QHHGHG
 ,QVWDOO D IXHO SUHVVXUH JDXJH
 7XUQ WKH LJQLWLRQ 21
,V WKH IXHO SUHVVXUH ZLWKLQ WKH YDOXHV VSHFLILHG DQG
KROGLQJ VWHDG\"
:LWK WKH IXHO V\VWHP XQGHU SUHVVXUH LQVSHFW WKH IXHO
UHWXUQ RXWOHW IRU OHDNLQJ
,V WKH SUREOHP IRXQG"

 5HSODFH WKH IXHO SXPS DVVHPEO\


 ,QVWDOO D IXHO SUHVVXUH JDXJH
 7XUQ WKH LJQLWLRQ 21
,V WKH IXHO SUHVVXUH ZLWKLQ WKH YDOXHV VSHFLILHG DQG
KROGLQJ VWHDG\"
 5HPRYH WKH IXHO UDLO DQG WKH IXHO LQMHFWRUV DV DQ
DVVHPEO\
 :LWK WKH IXHO V\VWHP XQGHU SUHVVXUH LQVSHFW DOO
RI WKH IXHO LQMHFWRUV IRU OHDNLQJ
,V WKH SUREOHP IRXQG"

 N3D
 SVL

*R WR 6WHS 


6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.


*R WR 6WHS 

 N3D
 SVL


6\VWHP 2.

)   (1*,1( &21752/6
)XHO 6\VWHP 3UHVVXUH 7HVW &RQW
G
6WHS

















$FWLRQ
 5HSODFH WKH IXHO SUHVVXUH UHJXODWRU
 'LVFRQQHFW WKH IXHO SUHVVXUH UHJXODWRU YDFXXP
KRVH
 6WDUW WKH HQJLQH
 $OORZ WKH HQJLQH WR LGOH
 &RQQHFW WKH IXHO SUHVVXUH UHJXODWRU YDFXXP
KRVH
'LG WKH IXHO SUHVVXUH GHFUHDVH"
 5HOLHYH WKH IXHO V\VWHP SUHVVXUH
 ,QVWDOO D IXHO SUHVVXUH JDXJH
 7XUQ WKH LJQLWLRQ 21
,V WKH IXHO V\VWHP SUHVVXUH EHORZ WKH YDOXHV
VSHFLILHG DQG KROGLQJ VWHDG\"
 5HOLHYH WKH IXHO V\VWHP SUHVVXUH
 ,QVWDOO D IXHO SUHVVXUH JDXJH
 7XUQ WKH LJQLWLRQ 21
,V WKH IXHO V\VWHP SUHVVXUH EHORZ WKH YDOXHV
VSHFLILHG DQG QRW KROGLQJ VWHDG\"
,QVSHFW WKH IXHO OLQHV IRU OHDNV
,V WKH SUREOHP IRXQG"
 5HPRYH WKH IXHO SXPS DVVHPEO\
 :LWK WKH IXHO SXPS XQGHU SUHVVXUH LQVSHFW WKH
IXHO SXPS FRXSOLQJ KRVHV IRU OHDNLQJ
,V WKH SUREOHP IRXQG"
 5HPRYH WKH IXHO SXPS DVVHPEO\
 :LWK WKH IXHO V\VWHP XQGHU SUHVVXUH LQVSHFW WKH
IXHO UHWXUQ RXWOHW IRU OHDNLQJ
,V WKH SUREOHP IRXQG"
 5HPRYH WKH IXHO SXPS DVVHPEO\
 :LWK WKH IXHO V\VWHP XQGHU SUHVVXUH LQVSHFW WKH
IXHO LQOHW IRU OHDNLQJ
,V WKH SUREOHP IRXQG"
 5HPRYH WKH IXHO UDLO DQG WKH IXHO LQMHFWRUV DV DQ
DVVHPEO\
 :LWK WKH IXHO V\VWHP XQGHU SUHVVXUH LQVSHFW DOO
RI WKH IXHO LQMHFWRUV IRU OHDNLQJ
,V WKH SUREOHP IRXQG"

9DOXH V

<HV

1R

6\VWHP 2.

 N3D
 SVL

*R WR 6WHS 

*R WR 6WHS 

 N3D
 SVL

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

)8(/ 6<67(0 35(6685( 7(67


(XUR 6WDJH,, 2QO\
&LUFXLW 'HVFULSWLRQ
7KH IXHO SXPS LV DQ LQWDQN IXHO SXPS PRXQWHG WR D IXHO
VHQGHU DVVHPEO\ 7KH IXHO SXPS ZLOO UHPDLQ RQ DV ORQJ
DV WKH HQJLQH LV FUDQNLQJ RU UXQQLQJ DQG WKH HOHFWURQLF
FRQWURO PRGXOH (&0 LV UHFHLYLQJ UHIHUHQFH SXOVHV IURP
WKH FUDQNVKDIW SRVLWLRQ VHQVRU &36  7KH IXHO SXPS
GHOLYHUV IXHO WR WKH IXHO UDLO DQG WKH IXHO LQMHFWRUV ZKHUH
WKH IXHO V\VWHP SUHVVXUH LV FRQWUROOHG IURP  WR 
N3D  WR  SVL E\ WKH IXHO SUHVVXUH UHJXODWRU 7KH
H[FHVV IXHO LV UHWXUQHG WR WKH IXHO WDQN
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 :KHQ WKH HQJLQH LV LGOLQJ WKH LQWDNH PDQLIROG
YDFXXP LV KLJK 7KLV YDFXXP LV DSSOLHG WR WKH IXHO
SUHVVXUH UHJXODWRU GLDSKUDJP RIIVHWWLQJ WKH VSULQJ
SUHVVXUH LQVLGH WKH IXHO SUHVVXUH UHJXODWRU DQG
ORZHULQJ WKH IXHO SUHVVXUH
 ,I WKHUH LV IXHO EOHHGLQJ EDFN WKURXJK WKH IXHO UHWXUQ
RXWOHW WKLV LV GXH WR D IDXOW\ IXHO SUHVVXUH UHJXODWRU

 $QRWKHU V\PSWRP RIWHQ SUHVHQW ZKHQ WKH IXHO


LQMHFWRUV DUH OHDNLQJ LV KDUG VWDUWLQJ /HDNLQJ IXHO
LQMHFWRUV FDQ FDXVH D IORRGLQJ FRQGLWLRQ
 )XHO OHDNLQJ IURP WKH IXHO SXPS LQOHW LV GXH WR D
IDXOW\ RQHZD\ FKHFN YDOYH LQ WKH IXHO SXPS
&DXWLRQ 7KH IXHO V\VWHP LV XQGHU SUHVVXUH 7R
DYRLG IXHO VSLOODJH DQG WKH ULVN RI SHUVRQDO LQMXU\ RU
ILUH LW LV QHFHVVDU\ WR UHOLHYH WKH IXHO V\VWHP
SUHVVXUH EHIRUH GLVFRQQHFWLQJ WKH IXHO OLQHV
&DXWLRQ 'R QRW SLQFK RU UHVWULFW Q\ORQ IXHO OLQHV
'DPDJH WR WKH OLQHV FRXOG FDXVH D IXHO OHDN
UHVXOWLQJ LQ SRVVLEOH ILUH RU SHUVRQDO LQMXU\
)XHO 3UHVVXUH 5HOLHI 3URFHGXUH
 5HPRYH WKH IXHO FDS
 5HPRYH WKH IXHO SXPS IXVH () IURP WKH HQJLQH
IXVH ER[
 6WDUW WKH HQJLQH DQG DOORZ WKH HQJLQH WR VWDOO
 &UDQN WKH HQJLQH IRU DQ DGGLWLRQDO  VHFRQGV

)XHO 6\VWHP 3UHVVXUH 7HVW


6WHS

$FWLRQ
 5HOLHYH WKH IXHO V\VWHP SUHVVXUH
 ,QVWDOO D IXHO SUHVVXUH JDXJH
 6WDUW WKH HQJLQH
,V WKH IXHO SUHVVXUH ZLWKLQ WKH YDOXHV VSHFLILHG DQG
KROGLQJ VWHDG\"
 'LVFRQQHFW WKH IXHO SUHVVXUH UHJXODWRU YDFXXP
KRVH
 $OORZ WKH HQJLQH WR LGOH
 &RQQHFW WKH IXHO SUHVVXUH UHJXODWRU YDFXXP
KRVH
'LG WKH IXHO SUHVVXUH GHFUHDVH"
 $OORZ WKH HQJLQH WR LGOH
 'LVFRQQHFW WKH YDFXXP KRVH IURP WKH IXHO
SUHVVXUH UHJXODWRU
 &RQQHFW D YDFXXP SXPS ZLWK D JDXJH WR WKH IXHO
SUHVVXUH UHJXODWRU YDFXXP SRUW
 $SSO\  N3D  LQ +J RI YDFXXP WR WKH
IXHO SUHVVXUH UHJXODWRU
'LG WKH IXHO SUHVVXUH GHFUHDVH"
 /RFDWH DQG FRUUHFW WKH FDXVH RI WKH YDFXXP
UHVWULFWLRQ WR WKH IXHO SUHVVXUH UHJXODWRU
 &RQILUP WKH RSHUDWLRQ RI WKH IXHO SUHVVXUH
UHJXODWRU
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

 N3D
 SVL

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  
)XHO 6\VWHP 3UHVVXUH 7HVW &RQW
G
6WHS













'$(:22 9 %/

$FWLRQ
 5HOLHYH WKH IXHO V\VWHP SUHVVXUH
 ,QVWDOO D IXHO SUHVVXUH JDXJH
 6WDUW WKH HQJLQH
,V WKH IXHO SUHVVXUH ZLWKLQ WKH YDOXHV VSHFLILHG EXW
QRW KROGLQJ VWHDG\"
,QVSHFW WKH IXHO OLQHV IRU D OHDN
,V WKH SUREOHP IRXQG"
 5HSODFH WKH IXHO OLQH V DV QHHGHG
 ,QVWDOO D IXHO SUHVVXUH JDXJH
 6WDUW WKH HQJLQH
,V WKH IXHO SUHVVXUH ZLWKLQ WKH YDOXHV VSHFLILHG DQG
KROGLQJ VWHDG\"
 5HPRYH WKH IXHO SXPS DVVHPEO\
 :LWK WKH IXHO SXPS XQGHU SUHVVXUH LQVSHFW WKH
IXHO SXPS FRXSOLQJ KRVHV IRU OHDNLQJ
,V WKH SUREOHP IRXQG"

9DOXH V

<HV

1R

 N3D
 SVL

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 N3D
 SVL

*R WR 6WHS 

 N3D
 SVL

 5HSODFH WKH IXHO SUHVVXUH UHJXODWRU


 ,QVWDOO D IXHO SUHVVXUH JDXJH
 6WDUW WKH HQJLQH
,V WKH IXHO SUHVVXUH ZLWKLQ WKH YDOXHV VSHFLILHG DQG
KROGLQJ VWHDG\"
:LWK WKH IXHO V\VWHP XQGHU SUHVVXUH LQVSHFW WKH IXHO
LQOHW IRU OHDNLQJ
,V WKH SUREOHP IRXQG"

 N3D
 SVL

 5HSODFH WKH OHDNLQJ IXHO LQMHFWRU V 


 ,QVWDOO D IXHO SUHVVXUH JDXJH
 6WDUW WKH HQJLQH
,V WKH IXHO SUHVVXUH ZLWKLQ WKH YDOXHV VSHFLILHG DQG
KROGLQJ VWHDG\"

6\VWHP 2.

 7LJKWHQ RU UHSODFH WKH IXHO SXPS FRXSOLQJ KRVHV


DV QHHGHG
 ,QVWDOO D IXHO SUHVVXUH JDXJH
 6WDUW WKH HQJLQH
,V WKH IXHO SUHVVXUH ZLWKLQ WKH YDOXHV VSHFLILHG DQG
KROGLQJ VWHDG\"
:LWK WKH IXHO V\VWHP XQGHU SUHVVXUH LQVSHFW WKH IXHO
UHWXUQ RXWOHW IRU OHDNLQJ
,V WKH SUREOHP IRXQG"

 5HSODFH WKH IXHO SXPS DVVHPEO\


 ,QVWDOO D IXHO SUHVVXUH JDXJH
 6WDUW WKH HQJLQH
,V WKH IXHO SUHVVXUH ZLWKLQ WKH YDOXHV VSHFLILHG DQG
KROGLQJ VWHDG\"
 5HPRYH WKH IXHO UDLO DQG WKH IXHO LQMHFWRUV DV DQ
DVVHPEO\
 :LWK WKH IXHO V\VWHP XQGHU SUHVVXUH LQVSHFW DOO
RI WKH IXHO LQMHFWRUV IRU OHDNLQJ
,V WKH SUREOHP IRXQG"

 N3D
 SVL

*R WR 6WHS 


6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.


*R WR 6WHS 

 N3D
 SVL


6\VWHP 2.

)   (1*,1( &21752/6
)XHO 6\VWHP 3UHVVXUH 7HVW &RQW
G
6WHS

















$FWLRQ
 5HSODFH WKH IXHO SUHVVXUH UHJXODWRU
 'LVFRQQHFW WKH IXHO SUHVVXUH UHJXODWRU YDFXXP
KRVH
 6WDUW WKH HQJLQH
 $OORZ WKH HQJLQH WR LGOH
 &RQQHFW WKH IXHO SUHVVXUH UHJXODWRU YDFXXP
KRVH
'LG WKH IXHO SUHVVXUH GHFUHDVH"
 5HOLHYH WKH IXHO V\VWHP SUHVVXUH
 ,QVWDOO D IXHO SUHVVXUH JDXJH
 6WDUW WKH HQJLQH
,V WKH IXHO V\VWHP SUHVVXUH EHORZ WKH YDOXHV
VSHFLILHG DQG KROGLQJ VWHDG\"
 5HOLHYH WKH IXHO V\VWHP SUHVVXUH
 ,QVWDOO D IXHO SUHVVXUH JDXJH
 6WDUW WKH HQJLQH
,V WKH IXHO V\VWHP SUHVVXUH EHORZ WKH YDOXHV
VSHFLILHG DQG QRW KROGLQJ VWHDG\"
,QVSHFW WKH IXHO OLQHV IRU OHDNV
,V WKH SUREOHP IRXQG"
 5HPRYH WKH IXHO SXPS DVVHPEO\
 :LWK WKH IXHO SXPS XQGHU SUHVVXUH LQVSHFW WKH
IXHO SXPS FRXSOLQJ KRVHV IRU OHDNLQJ
,V WKH SUREOHP IRXQG"
 5HPRYH WKH IXHO SXPS DVVHPEO\
 :LWK WKH IXHO V\VWHP XQGHU SUHVVXUH LQVSHFW WKH
IXHO UHWXUQ RXWOHW IRU OHDNLQJ
,V WKH SUREOHP IRXQG"
 5HPRYH WKH IXHO SXPS DVVHPEO\
 :LWK WKH IXHO V\VWHP XQGHU SUHVVXUH LQVSHFW WKH
IXHO LQOHW IRU OHDNLQJ
,V WKH SUREOHP IRXQG"
 5HPRYH WKH IXHO UDLO DQG WKH IXHO LQMHFWRUV DV DQ
DVVHPEO\
 :LWK WKH IXHO V\VWHP XQGHU SUHVVXUH LQVSHFW DOO
RI WKH IXHO LQMHFWRUV IRU OHDNLQJ
,V WKH SUREOHP IRXQG"

9DOXH V

<HV

1R

6\VWHP 2.

 N3D
 SVL

*R WR 6WHS 

*R WR 6WHS 

 N3D
 SVL

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

)8(/ 3803 5(/$< &,5&8,7 &+(&. / 62+&


&LUFXLW 'HVFULSWLRQ

7HVW 'HVFULSWLRQ

:KHQ WKH LJQLWLRQ VZLWFK LV WXUQHG 21 WKH HOHFWURQLF


FRQWURO PRGXOH (&0 ZLOO DFWLYDWH WKH IXHO SXPS UHOD\
DQG UXQ WKH LQWDQN IXHO SXPS 7KH IXHO SXPS ZLOO
RSHUDWH DV ORQJ DV WKH HQJLQH LV FUDQNLQJ RU UXQQLQJ DQG
WKH (&0 LV UHFHLYLQJ LJQLWLRQ UHIHUHQFH SXOVHV
,I WKHUH DUH QR UHIHUHQFH SXOVHV WKH (&0 ZLOO VKXW RII
WKH IXHO SXPS ZLWKLQ  VHFRQGV DIWHU WKH LJQLWLRQ VZLWFK LV
WXUQHG 21

7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF


WDEOH
 7KLV VWHS FKHFNV IRU WKH HOHFWURQLF FRQWURO PRGXOH
(&0 SURYLGLQJ D JURXQG IRU WKH RSHUDWLRQ RI WKH IXHO
SXPS UHOD\
 %\ FRQILUPLQJ WKDW WKH ZLULQJ LV 2. XVLQJ VWHSV 
WKURXJK  LW FDQ EH GHWHUPLQHG WKDW WKH IXHO SXPS
UHOD\ LV DW IDXOW
 ,I WKHUH LV QR YROWDJH SUHVHQW DW WKH IXHO SXPS UHOD\
FRQQHFWRU WHUPLQDO  WKH SUREOHP LV DQ RSHQ HQJLQH
IXVH EORFN IXVH () DQ RSHQ LQ WKH ZLULQJ EHWZHHQ
WKH IXHO SXPS UHOD\ DQG WKH LJQLWLRQ  UHOD\ RU D IDXOW
LV SUHVHQW LQ WKH LJQLWLRQ  UHOD\ FLUFXLW
 $IWHU GHWHUPLQLQJ WKDW WKHUH LV QR JURXQG EHLQJ
SURYLGHG E\ WKH (&0 WR WKH IXHO SXPS UHOD\ WKH IDXOW
LV HLWKHU WKH (&0 RU WKH ZLULQJ EHWZHHQ WKH (&0 DQG
WKH IXHO SXPS UHOD\

'LDJQRVWLF $LGV
$Q LQWHUPLWWHQW SUREOHP PD\ EH FDXVHG E\ D SRRU
FRQQHFWLRQ UXEEHG WKURXJK ZLUH LQVXODWLRQ RU D EURNHQ
ZLUH LQVLGH WKH LQVXODWLRQ

'$(:22 9 %/

(1*,1( &21752/6 )  
)XHO 3XPS 5HOD\ &LUFXLW &KHFN / 62+&
6WHS


$FWLRQ
 7XUQ WKH LJQLWLRQ 2)) IRU  VHFRQGV
 7XUQ WKH LJQLWLRQ 21
 /LVWHQ IRU LQ WDQN IXHO SXPS RSHUDWLRQ
'RHV WKH IXHO SXPS RSHUDWH IRU WKH WLPH VSHFLILHG"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH IXHO SXPS UHOD\
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH IXHO SXPS UHOD\
FRQQHFWRU WHUPLQDO  DQG JURXQG
 7XUQ WKH LJQLWLRQ 21
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH IXHO SXPS UHOD\
FRQQHFWRU WHUPLQDO  DQG EDWWHU\ SRVLWLYH
 7XUQ WKH LJQLWLRQ 21
 :LWK WKH LJQLWLRQ 21 WKH WHVW OLJKW VKRXOG OLJKW IRU
WKH WLPH VSHFLILHG
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH IXHO SXPS UHOD\
FRQQHFWRU WHUPLQDO  DQG JURXQG
,V WKH WHVW OLJKW RQ"
&KHFN IRU DQ RSHQ RU VKRUW WR JURXQG LQ WKH ZLUH
EHWZHHQ WKH IXHO SXPS UHOD\ FRQQHFWRU WHUPLQDO 
DQG WKH IXHO SXPS FRQQHFWRU WHUPLQDO 
,V WKH SUREOHP IRXQG"

1R

 VHF

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 VHF

 VHF

6\VWHP 2.

 5HSODFH WKH IXHO SXPS UHOD\


 7XUQ WKH LJQLWLRQ 2)) IRU  VHFRQGV
 7XUQ WKH LJQLWLRQ 21
'RHV WKH IXHO SXPS RSHUDWH IRU WKH WLPH VSHFLILHG"

 VHF

6\VWHP 2.

&KHFN IRU DQ RSHQ ZLUH EHWZHHQ WKH IXHO SXPS UHOD\


FRQQHFWRU WHUPLQDO  WR WKH (&0 FRQQHFWRU
WHUPLQDO %
,V WKH SUREOHP IRXQG"

'$(:22 9 %/

<HV

 5HSDLU WKH ZLUH EHWZHHQ WKH IXHO SXPS UHOD\


FRQQHFWRU WHUPLQDO  DQG WKH IXHO SXPS
FRQQHFWRU WHUPLQDO 
 ,QVWDOO WKH IXHO SXPS UHOD\
 7XUQ WKH LJQLWLRQ 2)) IRU  VHFRQGV
 7XUQ WKH LJQLWLRQ 21
'RHV WKH IXHO SXPS RSHUDWH IRU WKH WLPH VSHFLILHG"

&KHFN IRU DQ RSHQ ZLUH EHWZHHQ WKH IXHO SXPS UHOD\


FRQQHFWRU WHUPLQDO  DQG WKH LJQLWLRQ  UHOD\
FRQQHFWRU WHUPLQDO 
,V WKH SUREOHP IRXQG"



9DOXH V

 5HSDLU WKH ZLUH EHWZHHQ WKH IXHO SXPS UHOD\


FRQQHFWRU WHUPLQDO  WR WKH (&0 FRQQHFWRU
WHUPLQDO %
 ,QVWDOO WKH IXHO SXPS UHOD\
 7XUQ WKH LJQLWLRQ 2)) IRU  VHFRQGV
 7XUQ WKH LJQLWLRQ 21
'RHV WKH IXHO SXPS RSHUDWH IRU WKH WLPH VSHFLILHG"

*R WR 6WHS 

*R WR
,JQLWLRQ 
5HOD\ &LUFXLW
&KHFN

*R WR 6WHS 

*R WR 6WHS 


 VHF

6\VWHP 2.

)   (1*,1( &21752/6
)XHO 3XPS 5HOD\ &LUFXLW &KHFN / 62+& &RQW
G
6WHS

$FWLRQ



 5HSDLU WKH ZLUH EHWZHHQ WKH IXHO SXPS UHOD\


FRQQHFWRU WHUPLQDO  DQG WKH EDWWHU\
 ,QVWDOO WKH IXHO SXPS UHOD\
 7XUQ WKH LJQLWLRQ 2)) IRU  VHFRQGV
 7XUQ WKH LJQLWLRQ 21
'RHV WKH IXHO SXPS RSHUDWH IRU WKH WLPH VSHFLILHG"

 VHF

6\VWHP 2.

 5HSODFH WKH HOHFWURQLF FRQWURO PRGXOH


 7XUQ WKH LJQLWLRQ 2)) IRU  VHFRQGV
 7XUQ WKH LJQLWLRQ 21
'RHV WKH IXHO SXPS RSHUDWH IRU WKH WLPH VSHFLILHG"

 VHF

6\VWHP 2.





5HSDLU WKH ZLUH EHWZHHQ WKH IXHO SXPS UHOD\


FRQQHFWRU WHUPLQDO  DQG WKH EDWWHU\
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

)8(/ 3803 5(/$< &,5&8,7 &+(&. / '2+&


([FHSW (XUR 6WDJH,,
&LUFXLW 'HVFULSWLRQ

7HVW 'HVFULSWLRQ

:KHQ WKH LJQLWLRQ VZLWFK LV WXUQHG 21 WKH HOHFWURQLF


FRQWURO PRGXOH (&0 ZLOO DFWLYDWH WKH IXHO SXPS UHOD\
DQG UXQ WKH LQ WDQN IXHO SXPS 7KH IXHO SXPS ZLOO RSHUDWH
DV ORQJ DV WKH HQJLQH LV FUDQNLQJ RU UXQQLQJ DQG WKH
(&0 LV UHFHLYLQJ LJQLWLRQ UHIHUHQFH SXOVHV
,I WKHUH DUH QR UHIHUHQFH SXOVHV WKH (&0 ZLOO VKXW RII
WKH IXHO SXPS ZLWKLQ  VHFRQGV DIWHU WKH LJQLWLRQ VZLWFK LV
WXUQHG 21

7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF


WDEOH
 7KLV VWHS FKHFNV IRU WKH HOHFWURQLF FRQWURO PRGXOH
(&0 SURYLGLQJ D JURXQG IRU WKH RSHUDWLRQ RI WKH IXHO
SXPS UHOD\
 %\ FRQILUPLQJ WKDW WKH ZLULQJ LV 2. XVLQJ VWHSV 
WKURXJK  LW FDQ EH GHWHUPLQHG WKDW WKH IXHO SXPS
UHOD\ LV DW IDXOW
 ,I WKHUH LV QR YROWDJH SUHVHQW DW WKH IXHO SXPS UHOD\
FRQQHFWRU WHUPLQDO  WKH SUREOHP LV DQ RSHQ HQJLQH
IXVH EORFN IXVH () DQ RSHQ LQ WKH ZLULQJ EHWZHHQ
WKH IXHO SXPS UHOD\ DQG WKH LJQLWLRQ  UHOD\ RU D IDXOW
LV SUHVHQW LQ WKH LJQLWLRQ  UHOD\ FLUFXLW
 $IWHU GHWHUPLQLQJ WKDW WKHUH LV QR JURXQG EHLQJ
SURYLGHG E\ WKH (&0 WR WKH IXHO SXPS UHOD\ WKH IDXOW
LV HLWKHU WKH (&0 RU WKH ZLULQJ EHWZHHQ WKH (&0 DQG
WKH IXHO SXPS UHOD\

'LDJQRVWLF $LGV
$Q LQWHUPLWWHQW SUREOHP PD\ EH FDXVHG E\ D SRRU
FRQQHFWLRQ UXEEHG WKURXJK ZLUH LQVXODWLRQ RU D EURNHQ
ZLUH LQVLGH WKH LQVXODWLRQ

'$(:22 9 %/

(1*,1( &21752/6 )  
)XHO 3XPS 5HOD\ &LUFXLW &KHFN / '2+&
6WHS


$FWLRQ
 7XUQ WKH LJQLWLRQ 2)) IRU  VHFRQGV
 7XUQ WKH LJQLWLRQ 21
 /LVWHQ IRU LQ WDQN IXHO SXPS RSHUDWLRQ
'RHV WKH IXHO SXPS RSHUDWH IRU WKH WLPH VSHFLILHG"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH IXHO SXPS UHOD\
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH IXHO SXPS UHOD\
FRQQHFWRU WHUPLQDO  DQG JURXQG
 7XUQ WKH LJQLWLRQ 21
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH IXHO SXPS UHOD\
FRQQHFWRU WHUPLQDO  DQG EDWWHU\ SRVLWLYH
 7XUQ WKH LJQLWLRQ 21
 :LWK WKH LJQLWLRQ 21 WKH WHVW OLJKW VKRXOG OLJKW IRU
WKH WLPH VSHFLILHG
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH IXHO SXPS UHOD\
FRQQHFWRU WHUPLQDO  DQG JURXQG
,V WKH WHVW OLJKW RQ"
&KHFN IRU DQ RSHQ RU VKRUW WR JURXQG LQ WKH ZLUH
EHWZHHQ WKH IXHO SXPS UHOD\ FRQQHFWRU WHUPLQDO 
DQG WKH IXHO SXPS FRQQHFWRU WHUPLQDO 
,V WKH SUREOHP IRXQG"

1R

 VHF

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 VHF

 VHF

6\VWHP 2.

 5HSODFH WKH IXHO SXPS UHOD\


 7XUQ WKH LJQLWLRQ 2)) IRU  VHFRQGV
 7XUQ WKH LJQLWLRQ 21
'RHV WKH IXHO SXPS RSHUDWH IRU WKH WLPH VSHFLILHG"

 VHF

6\VWHP 2.

&KHFN IRU DQ RSHQ ZLUH EHWZHHQ WKH IXHO SXPS UHOD\


FRQQHFWRU WHUPLQDO  WR WKH (&0 FRQQHFWRU
WHUPLQDO $
,V WKH SUREOHP IRXQG"

'$(:22 9 %/

<HV

 5HSDLU WKH ZLUH EHWZHHQ WKH IXHO SXPS UHOD\


FRQQHFWRU WHUPLQDO  DQG WKH IXHO SXPS
FRQQHFWRU WHUPLQDO 
 ,QVWDOO WKH IXHO SXPS UHOD\
 7XUQ WKH LJQLWLRQ 2)) IRU  VHFRQGV
 7XUQ WKH LJQLWLRQ 21
'RHV WKH IXHO SXPS RSHUDWH IRU WKH WLPH VSHFLILHG"

&KHFN IRU DQ RSHQ ZLUH EHWZHHQ WKH IXHO SXPS UHOD\


FRQQHFWRU WHUPLQDO  DQG WKH LJQLWLRQ  UHOD\
FRQQHFWRU WHUPLQDO 
,V WKH SUREOHP IRXQG"



9DOXH V

 5HSDLU WKH ZLUH EHWZHHQ WKH IXHO SXPS UHOD\


FRQQHFWRU WHUPLQDO  WR WKH (&0 FRQQHFWRU
WHUPLQDO $
 ,QVWDOO WKH IXHO SXPS UHOD\
 7XUQ WKH LJQLWLRQ 2)) IRU  VHFRQGV
 7XUQ WKH LJQLWLRQ 21
'RHV WKH IXHO SXPS RSHUDWH IRU WKH WLPH VSHFLILHG"

*R WR 6WHS 

*R WR
,JQLWLRQ 
5HOD\ &LUFXLW
&KHFN

*R WR 6WHS 

*R WR 6WHS 


 VHF

6\VWHP 2.

)   (1*,1( &21752/6
)XHO 3XPS 5HOD\ &LUFXLW &KHFN / '2+& &RQW
G
6WHS

$FWLRQ



 5HSDLU WKH ZLUH EHWZHHQ WKH IXHO SXPS UHOD\


FRQQHFWRU WHUPLQDO  DQG WKH EDWWHU\
 ,QVWDOO WKH IXHO SXPS UHOD\
 7XUQ WKH LJQLWLRQ 2)) IRU  VHFRQGV
 7XUQ WKH LJQLWLRQ 21
'RHV WKH IXHO SXPS RSHUDWH IRU WKH WLPH VSHFLILHG"

 VHF

6\VWHP 2.

 5HSODFH WKH HOHFWURQLF FRQWURO PRGXOH


 7XUQ WKH LJQLWLRQ 2)) IRU  VHFRQGV
 7XUQ WKH LJQLWLRQ 21
'RHV WKH IXHO SXPS RSHUDWH IRU WKH WLPH VSHFLILHG"

 VHF

6\VWHP 2.





5HSDLU WKH ZLUH EHWZHHQ WKH IXHO SXPS UHOD\


FRQQHFWRU WHUPLQDO  DQG WKH EDWWHU\
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

)8(/ 3803 5(/$< &,5&8,7 &+(&. / '2+&


(XUR 6WDJH,, 2QO\
&LUFXLW 'HVFULSWLRQ

7HVW 'HVFULSWLRQ

:KHQ WKH HQJLQH VWDUWHG WKH HOHFWURQLF FRQWURO PRGXOH


(&0 ZLOO DFWLYDWH WKH IXHO SXPS UHOD\ DQG UXQ WKH
LQWDQN IXHO SXPS 7KH IXHO SXPS ZLOO RSHUDWH DV ORQJ DV
WKH HQJLQH LV FUDQNLQJ RU UXQQLQJ DQG WKH (&0 LV
UHFHLYLQJ LJQLWLRQ UHIHUHQFH SXOVHV
,I WKHUH DUH QR UHIHUHQFH SXOVHV WKH (&0 ZLOO VKXW RII
WKH IXHO SXPS

7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF


WDEOH
 7KLV VWHS FKHFNV IRU WKH HOHFWURQLF FRQWURO PRGXOH
(&0 SURYLGLQJ D JURXQG IRU WKH RSHUDWLRQ RI WKH IXHO
SXPS UHOD\
 %\ FRQILUPLQJ WKDW WKH ZLULQJ LV 2. XVLQJ VWHSV 
WKURXJK  LW FDQ EH GHWHUPLQHG WKDW WKH IXHO SXPS
UHOD\ LV DW IDXOW
 ,I WKHUH LV QR YROWDJH SUHVHQW DW WKH IXHO SXPS UHOD\
FRQQHFWRU WHUPLQDO  WKH SUREOHP LV DQ RSHQ HQJLQH
IXVH EORFN IXVH () DQ RSHQ LQ WKH ZLULQJ EHWZHHQ
WKH IXHO SXPS UHOD\ DQG WKH LJQLWLRQ  UHOD\ RU D IDXOW
LV SUHVHQW LQ WKH LJQLWLRQ  UHOD\ FLUFXLW
 $IWHU GHWHUPLQLQJ WKDW WKHUH LV QR JURXQG EHLQJ
SURYLGHG E\ WKH (&0 WR WKH IXHO SXPS UHOD\ WKH IDXOW
LV HLWKHU WKH (&0 RU WKH ZLULQJ EHWZHHQ WKH (&0 DQG
WKH IXHO SXPS UHOD\

'LDJQRVWLF $LGV
$Q LQWHUPLWWHQW SUREOHP PD\ EH FDXVHG E\ D SRRU
FRQQHFWLRQ UXEEHG WKURXJK ZLUH LQVXODWLRQ RU D EURNHQ
ZLUH LQVLGH WKH LQVXODWLRQ

'$(:22 9 %/

(1*,1( &21752/6 )  
)XHO 3XPS 5HOD\ &LUFXLW &KHFN / '2+&
6WHS

$FWLRQ

 7XUQ WKH LJQLWLRQ 2)) IRU  VHFRQGV


 6WDUW WKH HQJLQH
'RHV WKH WKH HQJLQH VWDUWHG"

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH IXHO SXPS UHOD\
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH IXHO SXPS UHOD\
FRQQHFWRU WHUPLQDO  DQG JURXQG
 7XUQ WKH LJQLWLRQ 21
,V WKH WHVW OLJKW RQ"

 7XUQ WKH LJQLWLRQ 2))


 &RQQHFW D WHVW OLJKW EHWZHHQ WKH IXHO SXPS UHOD\
FRQQHFWRU WHUPLQDO  DQG EDWWHU\ SRVLWLYH
 6WDUW WKH HQJLQH
 7KH WHVW OLJKW VKRXOG OLJKW ZKLOH FUDQNLQJ
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH IXHO SXPS UHOD\
FRQQHFWRU WHUPLQDO  DQG JURXQG
,V WKH WHVW OLJKW RQ"
&KHFN IRU DQ RSHQ RU VKRUW WR JURXQG LQ WKH ZLUH
EHWZHHQ WKH IXHO SXPS UHOD\ FRQQHFWRU WHUPLQDO 
DQG WKH IXHO SXPS FRQQHFWRU WHUPLQDO 
,V WKH SUREOHP IRXQG"

1R

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

 5HSODFH WKH IXHO SXPS UHOD\


 7XUQ WKH LJQLWLRQ 2)) IRU  VHFRQGV
 6WDUW WKH HQJLQH
'RHV WKH HQJLQH VWDUWHG"

6\VWHP 2.

&KHFN IRU DQ RSHQ ZLUH EHWZHHQ WKH IXHO SXPS UHOD\


FRQQHFWRU WHUPLQDO  WR WKH (&0 FRQQHFWRU
WHUPLQDO $
,V WKH SUREOHP IRXQG"

'$(:22 9 %/

<HV

 5HSDLU WKH ZLUH EHWZHHQ WKH IXHO SXPS UHOD\


FRQQHFWRU WHUPLQDO  DQG WKH IXHO SXPS
FRQQHFWRU WHUPLQDO 
 ,QVWDOO WKH IXHO SXPS UHOD\
 7XUQ WKH LJQLWLRQ 2)) IRU  VHFRQGV
 6WDUW WKH HQJLQH
'RHV WKH HQJLQH VWDUWHG"

&KHFN IRU DQ RSHQ ZLUH EHWZHHQ WKH IXHO SXPS UHOD\


FRQQHFWRU WHUPLQDO  DQG WKH LJQLWLRQ  UHOD\
FRQQHFWRU WHUPLQDO 
,V WKH SUREOHP IRXQG"



9DOXH V

 5HSDLU WKH ZLUH EHWZHHQ WKH IXHO SXPS UHOD\


FRQQHFWRU WHUPLQDO  WR WKH (&0 FRQQHFWRU
WHUPLQDO $
 ,QVWDOO WKH IXHO SXPS UHOD\
 7XUQ WKH LJQLWLRQ 2)) IRU  VHFRQGV
 6WDUW WKH HQJLQH
'RHV WKH HQJLQH VWDUWHG"

*R WR 6WHS 

*R WR
,JQLWLRQ 
5HOD\ &LUFXLW
&KHFN

*R WR 6WHS 

*R WR 6WHS 




6\VWHP 2.

)   (1*,1( &21752/6
)XHO 3XPS 5HOD\ &LUFXLW &KHFN / '2+& &RQW
G
6WHS







$FWLRQ
 5HSDLU WKH ZLUH EHWZHHQ WKH IXHO SXPS UHOD\
FRQQHFWRU WHUPLQDO  DQG WKH EDWWHU\
 ,QVWDOO WKH IXHO SXPS UHOD\
 7XUQ WKH LJQLWLRQ 2)) IRU  VHFRQGV
 6WDUW WKH HQJLQH
'RHV WKH HQJLQH VWDUWHG"
 5HSODFH WKH HOHFWURQLF FRQWURO PRGXOH
 7XUQ WKH LJQLWLRQ 2)) IRU  VHFRQGV
 6WDUW WKH HQJLQH
'RHV WKH HQJLQH VWDUWHG"
5HSDLU WKH ZLUH EHWZHHQ WKH IXHO SXPS UHOD\
FRQQHFWRU WHUPLQDO  DQG WKH EDWWHU\
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R




6\VWHP 2.

6\VWHP 2.

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

,*1,7,21  5(/$< &,5&8,7 &+(&.


&LUFXLW 'HVFULSWLRQ
:KHQ WKH LJQLWLRQ LV WXUQHG 21 RU WR WKH 67$57 SRVLWLRQ
WKH LJQLWLRQ  UHOD\ LV HQHUJL]HG 7KH LJQLWLRQ  UHOD\ WKHQ
VXSSOLHV YROWDJH WR WKH HQJLQH IXVH ER[ IXVH () DQG
WKH HQJLQH IXVH ER[ IXVH () 7KH GLUHFW LJQLWLRQ
V\VWHP LJQLWLRQ FRLO WKH IXHO SXPS UHOD\ FRLO VLGH  DQG
WKH FRQWUROOHG FDQLVWHU SXUJH VROHQRLG DUH VXSSOLHG
YROWDJH WKURXJK WKH HQJLQH IXVH ER[ IXVH () 7KH IXHO
LQMHFWRUV DUH VXSSOLHG YROWDJH WKURXJK WKH HQJLQH IXVH
ER[ IXVH ()
'LDJQRVWLF $LGV
- $Q LQWHUPLWWHQW SUREOHP PD\ EH FDXVHG E\ D SRRU
FRQQHFWLRQ UXEEHG WKURXJK ZLUH LQVXODWLRQ RU D
EURNHQ ZLUH LQVLGH WKH LQVXODWLRQ

- $ IDXOW\ LJQLWLRQ  UHOD\ ZLOO FDXVH D QR VWDUW FRQGLWLRQ


7KHUH ZLOO EH QR YROWDJH VXSSOLHG WR WKH GLUHFW LJQLWLRQ
V\VWHP LJQLWLRQ FRLO WKH IXHO SXPS UHOD\ FRLO VLGH  RU
WKH IXHO LQMHFWRUV :LWKRXW YROWDJH VXSSOLHG WR WKHVH
FRPSRQHQWV WKH\ ZLOO QRW RSHUDWH
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VSHFLILF VWHS V RQ WKH
GLDJQRVWLF WDEOH
 ,I WKH WHVW OLJKW LV RQ DW ERWK RI WKH IXVH WHUPLQDOV WKH
LJQLWLRQ  UHOD\ LV 2.
 7KLV VWHS DORQJ ZLWK VWHSV   DQG  FKHFNV IRU
FRUUHFW YROWDJH DQG JURXQG WR WKH LJQLWLRQ  UHOD\
WHUPLQDOV
 $IWHU FRQILUPLQJ FRUUHFW YROWDJH DQG JURXQG WR WKH
LJQLWLRQ  UHOD\ WHUPLQDOV LW FDQ EH GHWHUPLQHG WKDW
WKH LJQLWLRQ  UHOD\ LV IDXOW\

'$(:22 9 %/

(1*,1( &21752/6 )  
,JQLWLRQ  5HOD\ &LUFXLW &KHFN
6WHS

$FWLRQ

9DOXH V

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH HQJLQH IXVH EORFN IXVHV () DQG
()
 7XUQ WKH LJQLWLRQ 21
 :LWK D WHVW OLJKW FRQQHFWHG WR JURXQG SUREH WKH
IXVH WHUPLQDOV QHDUHVW WKH LJQLWLRQ  UHOD\ IRU
IXVHV () DQG ()
,V WKH WHVW OLJKW RQ DW ERWK WHUPLQDOV"

&KHFN WKH WHVW OLJKW


,V WKH WHVW OLJKW RQ DW RQO\ RQH WHUPLQDO"





&KHFN WKH WHVW OLJKW


,V WKH WHVW OLJKW RII DW ERWK WHUPLQDOV"
 7XUQ WKH LJQLWLRQ 2))
 ,QVSHFW WKH LQVWUXPHQW SDQHO IXVH EORFN IXVH )
,V WKH IXVH 2."

<HV

1R

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 'LVFRQQHFW WKH LJQLWLRQ  UHOD\


 &RQQHFW D WHVW OLJKW EHWZHHQ WKH LJQLWLRQ  UHOD\
FRQQHFWRU WHUPLQDO  DQG JURXQG
 7XUQ WKH LJQLWLRQ 21
,V WKH WHVW OLJKW RQ"

&RQQHFW D WHVW OLJKW EHWZHHQ WKH LJQLWLRQ  UHOD\


FRQQHFWRU WHUPLQDO  DQG EDWWHU\ YROWDJH
,V WKH WHVW OLJKW RQ"

&RQQHFW D WHVW OLJKW EHWZHHQ WKH LJQLWLRQ  UHOD\


FRQQHFWRU WHUPLQDO  DQG JURXQG
,V WKH WHVW OLJKW RQ"

&KHFN IRU DQ RSHQ LQ WKH ZLULQJ EHWZHHQ WKH LJQLWLRQ


 UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH HQJLQH IXVH
EORFN WHUPLQDOV IRU IXVHV () DQG ()
,V WKH SUREOHP IRXQG"




5HSDLU WKH RSHQ LQ WKH ZLULQJ EHWZHHQ WKH LJQLWLRQ 


UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH HQJLQH IXVH
EORFN WHUPLQDO V IRU IXVHV () DQGRU ()
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH LQVWUXPHQW SDQHO IXVH EORFN IXVH )
,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH RSHQ LQ WKH ZLULQJ EHWZHHQ WKH LJQLWLRQ 
UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH LJQLWLRQ VZLWFK
,V WKH UHSDLU FRPSOHWH"


6\VWHP 2.





5HSDLU WKH RSHQ LQ WKH ZLULQJ EHWZHHQ WKH LJQLWLRQ 


UHOD\ FRQQHFWRU WHUPLQDO  DQG JURXQG
,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH RSHQ LQ WKH ZLULQJ EHWZHHQ WKH LJQLWLRQ 


UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH EDWWHU\
,V WKH UHSDLU FRPSOHWH"



5HSODFH WKH LJQLWLRQ  UHOD\


,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

6\VWHP 2.

6\VWHP 2.

6\VWHP 2.

6\VWHP 2.
6\VWHP 2.




)   (1*,1( &21752/6

&)

0$1,)2/' $%62/87( 35(6685( &+(&. / 62+&


&LUFXLW 'HVFULSWLRQ

7HVW 'HVFULSWLRQ

7KH PDQLIROG DEVROXWH SUHVVXUH 0$3 VHQVRU


PHDVXUHV WKH FKDQJHV LQ WKH LQWDNH PDQLIROG SUHVVXUH
ZKLFK UHVXOW IURP HQJLQH ORDG LQWDNH PDQLIROG YDFXXP
DQG USP FKDQJHV 7KH 0$3 VHQVRU FRQYHUWV WKHVH
FKDQJHV LQWR D YROWDJH RXWSXW 7KH HOHFWURQLF FRQWURO
PRGXOH (&0 VHQGV D  YROW UHIHUHQFH YROWDJH WR WKH
0$3 VHQVRU $V WKH LQWDNH PDQLIROG SUHVVXUH FKDQJHV
WKH RXWSXW YROWDJH RI WKH 0$3 VHQVRU DOVR FKDQJHV $
ORZ YROWDJH KLJK YDFXXP RXWSXW RI  WR  YROWV LV
SUHVHQW DW LGOH $ KLJK YROWDJH ORZ YDFXXP RXWSXW RI
 WR  YROWV LV SUHVHQW DW ZLGH RSHQ WKURWWOH 7KH 0$3
VHQVRU LV DOVR XVHG XQGHU FHUWDLQ FRQGLWLRQV WR PHDVXUH
EDURPHWULF SUHVVXUH 7KLV DOORZV WKH (&0 WR PDNH
DGMXVWPHQWV IRU DOWLWXGH FKDQJHV 7KH (&0 XVHV WKH
0$3 VHQVRU IRU IXHO GHOLYHU\ DQG LJQLWLRQ WLPLQJ
FKDQJHV

7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF


WDEOH
 $SSO\LQJ  N3D  LQFKHV +J RI YDFXXP WR WKH
PDQLIROG DEVROXWH SUHVVXUH 0$3 VHQVRU VKRXOG
FDXVH WKH YROWDJH WR FKDQJH 6XEWUDFW WKH VHFRQG
YROWDJH UHDGLQJ IURP WKH ILUVW 7KDW YROWDJH YDOXH
VKRXOG EH PRUH WKDQ  YROWV :KHQ DSSO\LQJ
YDFXXP WR WKH 0$3 VHQVRU WKH FKDQJH LQ WKH YROWDJH
VKRXOG KDSSHQ LQVWDQWO\ $ VORZ YROWDJH FKDQJH
LQGLFDWHV D IDXOW\ 0$3 VHQVRU
 'LVFRQQHFW WKH 0$3 VHQVRU IURP WKH EUDFNHW DQG
WZLVW WKH 0$3 VHQVRU 2XWSXW FKDQJHV PRUH WKDQ
YROW LQGLFDWH D IDXOW\ FRQQHFWRU RU FRQQHFWLRQ

'$(:22 9 %/

(1*,1( &21752/6 )  
0DQLIROG $EVROXWH 3UHVVXUH &KHFN / 62+&
6WHS





'$(:22 9 %/

$FWLRQ
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW D VFDQ WRRO WR WKH DVVHPEO\ OLQH
GLDJQRVWLF OLQN $/'/ 
 7XUQ WKH LJQLWLRQ 21
 &RPSDUH WKH PDQLIROG DEVROXWH SUHVVXUH 0$3
VHQVRU YROWDJH UHDGLQJ IURP WKH VFDQQHU ZLWK WKDW
IURP D NQRZQ JRRG YHKLFOH
,V WKH GLIIHUHQFH LQ WKH WZR YROWDJH UHDGLQJV OHVV
WKDQ WKH YDOXH VSHFLILHG"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW D VFDQ WRRO WR WKH $/'/
 'LVFRQQHFW WKH 0$3 VHQVRU YDFXXP OLQH
 &RQQHFW D KDQG YDFXXP SXPS WR WKH 0$3
VHQVRU
 7XUQ WKH LJQLWLRQ 21
 1RWH WKH 0$3 VHQVRU YROWDJH
 $SSO\  N3D  LQ +J RI YDFXXP WR WKH 0$3
VHQVRU DQG QRWH WKH YROWDJH FKDQJH
,V WKH GLIIHUHQFH LQ YROWDJH UHDGLQJV PRUH WKDQ WKH
YDOXH VSHFLILHG"
,QVSHFW WKH 0$3 VHQVRU FRQQHFWRU WHUPLQDOV
,V WKH SUREOHP IRXQG"
5HSDLU WKH 0$3 VHQVRU FRQQHFWRU WHUPLQDOV DV
QHHGHG
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH PDQLIROG DEVROXWH SUHVVXUH VHQVRU
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

 9

*R WR 6WHS 

*R WR 6WHS 

 9

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.
6\VWHP 2.

)   (1*,1( &21752/6

&)

0$1,)2/' $%62/87( 35(6685( &+(&. / '2+&


&LUFXLW 'HVFULSWLRQ

7HVW 'HVFULSWLRQ

7KH PDQLIROG DEVROXWH SUHVVXUH 0$3 VHQVRU


PHDVXUHV WKH FKDQJHV LQ WKH LQWDNH PDQLIROG SUHVVXUH
ZKLFK UHVXOW IURP HQJLQH ORDG LQWDNH PDQLIROG YDFXXP
DQG USP FKDQJHV 7KH 0$3 VHQVRU FRQYHUWV WKHVH
FKDQJHV LQWR D YROWDJH RXWSXW 7KH HOHFWURQLF FRQWURO
PRGXOH (&0 VHQGV D  YROW UHIHUHQFH YROWDJH WR WKH
0$3 VHQVRU $V WKH LQWDNH PDQLIROG SUHVVXUH FKDQJHV
WKH RXWSXW YROWDJH RI WKH 0$3 VHQVRU DOVR FKDQJHV $
ORZ YROWDJH KLJK YDFXXP RXWSXW RI  WR  YROWV LV
SUHVHQW DW LGOH $ KLJK YROWDJH ORZ YDFXXP RXWSXW RI
 WR  YROWV LV SUHVHQW DW ZLGH RSHQ WKURWWOH 7KH 0$3
VHQVRU LV DOVR XVHG XQGHU FHUWDLQ FRQGLWLRQV WR PHDVXUH
EDURPHWULF SUHVVXUH 7KLV DOORZV WKH (&0 WR PDNH
DGMXVWPHQWV IRU DOWLWXGH FKDQJHV 7KH (&0 XVHV WKH
0$3 VHQVRU IRU IXHO GHOLYHU\ DQG LJQLWLRQ WLPLQJ
FKDQJHV

7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF


WDEOH
 $SSO\LQJ  N3D  LQFKHV +J RI YDFXXP WR WKH
PDQLIROG DEVROXWH SUHVVXUH 0$3 VHQVRU VKRXOG
FDXVH WKH YROWDJH WR FKDQJH 6XEWUDFW WKH VHFRQG
YROWDJH UHDGLQJ IURP WKH ILUVW 7KDW YROWDJH YDOXH
VKRXOG EH PRUH WKDQ  YROWV :KHQ DSSO\LQJ
YDFXXP WR WKH 0$3 VHQVRU WKH FKDQJH LQ WKH YROWDJH
VKRXOG KDSSHQ LQVWDQWO\ $ VORZ YROWDJH FKDQJH
LQGLFDWHV D IDXOW\ 0$3 VHQVRU
 'LVFRQQHFW WKH 0$3 VHQVRU IURP WKH LQWDNH PDQLIROG
DQG WZLVW WKH 0$3 VHQVRU 2XWSXW FKDQJHV PRUH WKDQ
YROW LQGLFDWH D IDXOW\ FRQQHFWRU RU FRQQHFWLRQ

'$(:22 9 %/

(1*,1( &21752/6 )  
0DQLIROG $EVROXWH 3UHVVXUH &KHFN / '2+&
6WHS





'$(:22 9 %/

$FWLRQ
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW D VFDQ WRRO WR WKH DVVHPEO\ OLQH
GLDJQRVWLF OLQN $/'/ 
 7XUQ WKH LJQLWLRQ 21
 &RPSDUH WKH PDQLIROG DEVROXWH SUHVVXUH 0$3
VHQVRU YROWDJH UHDGLQJ IURP WKH VFDQQHU ZLWK WKDW
IURP D NQRZQ JRRG YHKLFOH
,V WKH GLIIHUHQFH LQ WKH WZR YROWDJH UHDGLQJV OHVV
WKDQ WKH YDOXH VSHFLILHG"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW D VFDQ WRRO WR WKH $/'/
 'LVFRQQHFW WKH 0$3 VHQVRU YDFXXP OLQH
 &RQQHFW D KDQG YDFXXP SXPS WR WKH 0$3
VHQVRU
 7XUQ WKH LJQLWLRQ 21
 1RWH WKH 0$3 VHQVRU YROWDJH
 $SSO\  N3D  LQ +J RI YDFXXP WR WKH 0$3
VHQVRU DQG QRWH WKH YROWDJH FKDQJH
,V WKH GLIIHUHQFH LQ YROWDJH UHDGLQJV PRUH WKDQ WKH
YDOXH VSHFLILHG"
,QVSHFW WKH 0$3 VHQVRU FRQQHFWRU WHUPLQDOV
,V WKH SUREOHP IRXQG"
5HSDLU WKH 0$3 VHQVRU FRQQHFWRU WHUPLQDOV DV
QHHGHG
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH PDQLIROG DEVROXWH SUHVVXUH VHQVRU
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

 9

*R WR 6WHS 

*R WR 6WHS 

 9

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.
6\VWHP 2.

)   (1*,1( &21752/6

&)

3$5.1(875$/ 6:,7&+ / 62+&


&LUFXLW 'HVFULSWLRQ

7HVW 'HVFULSWLRQ

7KH SDUNQHXWUDO 31 VZLWFK FRQWDFWV DUH D SDUW RI WKH


VHOHFWRU SRVLWLRQ VZLWFK 7KH FRQWDFWV DUH FORVHG WR
JURXQG LQ SDUN DQG QHXWUDO DQG RSHQ LQ WKH GULYH UDQJHV

7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF


WDEOH
 &KHFNV IRU WKH SDUNQHXWUDO 31 VZLWFK FORVHG WR
JURXQG LQ WKH SDUN SRVLWLRQ 'LIIHUHQW PDNHV RI VFDQ
WRROV ZLOO UHDG SDUNQHXWUDO GLIIHUHQWO\ 5HIHU WR WKH
WRRO RSHUDWLRQV PDQXDO IRU WKH W\SH RI GLVSOD\ XVHG
 &KHFNV IRU DQ RSHQ 31 VZLWFK LQ WKH GULYH UDQJH

7KH HOHFWURQLF FRQWURO PRGXOH (&0 VXSSOLHV LJQLWLRQ


YROWDJH WKURXJK D FXUUHQW OLPLWLQJ UHVLVWRU WR WKH VLJQDO
ZLUH DQG VHQVHV D FORVHG VZLWFK ZKHQ WKH YROWDJH RQ WKH
VLJQDO ZLUH GURSV WR OHVV WKDQ  YROW 7KH (&0 XVHV WKH
31 VLJQDO DV RQH RI WKH LQSXWV WR FRQWURO LGOH DLU DQG
VSDUN WLPLQJ

'$(:22 9 %/

(1*,1( &21752/6 )  


3DUN1HXWUDO 6ZLWFK / 62+&
6WHS









$FWLRQ
 &RQQHFW D VFDQ WRRO WR WKH DVVHPEO\ OLQH
GLDJQRVWLF OLQN $/'/ 
 3ODFH WKH WUDQVD[OH LQ 3 3DUN 
 7XUQ WKH LJQLWLRQ 21
'RHV WKH VFDQ WRRO LQGLFDWH SDUN RU QHXWUDO"
3ODFH WKH WUDQVD[OH LQ ' 'ULYH 
'RHV WKH VFDQ WRRO LQGLFDWH GULYH"
'LVFRQQHFW WKH SDUNQHXWUDO 31 VZLWFK
'RHV WKH VFDQ WRRO LQGLFDWH GULYH"
&KHFN WKH 31 VZLWFK DGMXVWPHQW
,V WKH SUREOHP IRXQG"
$GMXVW WKH 31 VZLWFK
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH 31 VZLWFK
,V WKH UHSDLU FRPSOHWH"
&KHFN IRU DQ RSHQ RU VKRUW WR JURXQG LQ WKH ZLUH
EHWZHHQ WKH 31 VZLWFK FRQQHFWRU WHUPLQDO  DQG
WKH (&0 FRQQHFWRU WHUPLQDO %
,V WKH SUREOHP IRXQG"
5HSDLU WKH RSHQ RU VKRUW WR JURXQG LQ WKH ZLUH
EHWZHHQ WKH 31 VZLWFK FRQQHFWRU WHUPLQDO  DQG
WKH (&0 FRQQHFWRU WHUPLQDO %
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH HOHFWURQLF FRQWURO PRGXOH
,V WKH UHSDLU FRPSOHWH"
 'LVFRQQHFW WKH 31 VZLWFK
 -XPSHU WKH 31 VZLWFK FRQQHFWRU WHUPLQDOV 
DQG 
 7XUQ WKH LJQLWLRQ 21
'RHV WKH VFDQ WRRO LQGLFDWH SDUN"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.


6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 



-XPSHU WKH 31 VZLWFK FRQQHFWRU WHUPLQDO  WR


JURXQG
'RHV WKH VFDQ WRRO LQGLFDWH SDUN"



5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH 31 VZLWFK


FRQQHFWRU WHUPLQDO  DQG JURXQG
,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

6\VWHP 2.

)   (1*,1( &21752/6

&)

3$5.1(875$/ 6:,7&+ / '2+&


&LUFXLW 'HVFULSWLRQ

7HVW 'HVFULSWLRQ

7KH SDUNQHXWUDO 31 VZLWFK FRQWDFWV DUH D SDUW RI WKH


VHOHFWRU SRVLWLRQ VZLWFK 7KH FRQWDFWV DUH FORVHG WR
JURXQG LQ SDUN DQG QHXWUDO DQG RSHQ LQ WKH GULYH UDQJHV
7KH HOHFWURQLF FRQWURO PRGXOH (&0 VXSSOLHV LJQLWLRQ
YROWDJH WKURXJK D FXUUHQW OLPLWLQJ UHVLVWRU WR WKH VLJQDO
ZLUH DQG VHQVHV D FORVHG VZLWFK ZKHQ WKH YROWDJH RQ WKH
VLJQDO ZLUH GURSV WR OHVV WKDQ  YROW 7KH (&0 XVHV WKH
31 VLJQDO DV RQH RI WKH LQSXWV WR FRQWURO LGOH DLU DQG
VSDUN WLPLQJ

7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF


WDEOH
 &KHFNV IRU WKH SDUNQHXWUDO 31 VZLWFK FORVHG WR
JURXQG LQ WKH SDUN SRVLWLRQ 'LIIHUHQW PDNHV RI VFDQ
WRROV ZLOO UHDG SDUNQHXWUDO GLIIHUHQWO\ 5HIHU WR WKH
WRRO RSHUDWLRQV PDQXDO IRU WKH W\SH RI GLVSOD\ XVHG
 &KHFNV IRU DQ RSHQ 31 VZLWFK LQ WKH GULYH UDQJH

'$(:22 9 %/

(1*,1( &21752/6 )  


3DUN1HXWUDO 6ZLWFK / '2+&
6WHS









$FWLRQ
 &RQQHFW D VFDQ WRRO WR WKH DVVHPEO\ OLQH
GLDJQRVWLF OLQN $/'/ 
 3ODFH WKH WUDQVD[OH LQ 3 3DUN 
 7XUQ WKH LJQLWLRQ 21
'RHV WKH VFDQ WRRO LQGLFDWH SDUN RU QHXWUDO"
3ODFH WKH WUDQVD[OH LQ ' 'ULYH 
'RHV WKH VFDQ WRRO LQGLFDWH GULYH"
'LVFRQQHFW WKH SDUNQHXWUDO 31 VZLWFK
'RHV WKH VFDQ WRRO LQGLFDWH GULYH"
&KHFN WKH 31 VZLWFK DGMXVWPHQW
,V WKH SUREOHP IRXQG"
$GMXVW WKH 31 VZLWFK
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH 31 VZLWFK
,V WKH UHSDLU FRPSOHWH"
&KHFN IRU DQ RSHQ RU VKRUW WR JURXQG LQ WKH ZLUH
EHWZHHQ WKH 31 VZLWFK FRQQHFWRU WHUPLQDO  DQG
WKH (&0 FRQQHFWRU WHUPLQDO %
,V WKH SUREOHP IRXQG"
5HSDLU WKH RSHQ RU VKRUW WR JURXQG LQ WKH ZLUH
EHWZHHQ WKH 31 VZLWFK FRQQHFWRU WHUPLQDO  DQG
WKH (&0 FRQQHFWRU WHUPLQDO %
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH HOHFWURQLF FRQWURO PRGXOH
,V WKH UHSDLU FRPSOHWH"
 'LVFRQQHFW WKH 31 VZLWFK
 -XPSHU WKH 31 VZLWFK FRQQHFWRU WHUPLQDOV 
DQG 
 7XUQ WKH LJQLWLRQ 21
'RHV WKH VFDQ WRRO LQGLFDWH SDUN"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.


6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 



-XPSHU WKH 31 VZLWFK FRQQHFWRU WHUPLQDO  WR


JURXQG
'RHV WKH VFDQ WRRO LQGLFDWH SDUN"



5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH 31 VZLWFK


FRQQHFWRU WHUPLQDO  DQG JURXQG
,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

6\VWHP 2.

)   (1*,1( &21752/6

&)

,'/( $,5 &21752/ 6<67(0 &+(&. / 62+&


&LUFXLW 'HVFULSWLRQ
7KH HOHFWURQLF FRQWURO PRGXOH (&0 FRQWUROV WKH
HQJLQH LGOH VSHHG ZLWK WKH LGOH DLU FRQWURO ,$& YDOYH 7R
LQFUHDVH WKH LGOH VSHHG WKH (&0 SXOOV WKH ,$& SLQWOH
DZD\ IURP LWV VHDW DOORZLQJ PRUH DLU WR SDVV E\ WKH
WKURWWOH ERUH 7R GHFUHDVH WKH LGOH VSHHG LW H[WHQGV WKH
,$& YDOYH SLQWOH WRZDUG LWV VHDW UHGXFLQJ E\SDVV DLU
IORZ $ VFDQ WRRO ZLOO UHDG WKH (&0 FRPPDQGV WR WKH
,$& YDOYH LQ FRXQWV 7KH KLJKHU FRXQWV LQGLFDWH PRUH DLU
E\SDVV KLJKHU LGOH  7KH ORZHU FRXQWV LQGLFDWH OHVV DLU LV
DOORZHG WR E\SDVV ORZHU LGOH 
'LDJQRVWLF $LGV
,I WKH LGOH LV WRR KLJK VWRS WKH HQJLQH )XOO\ H[WHQG WKH
LGOH DLU FRQWURO ,$& YDOYH ZLWK D ,$& WHVWHU 6WDUW WKH
HQJLQH ,I WKH LGOH VSHHG LV DERYH  USP ORFDWH DQG
UHSDLU WKH YDFXXP OHDN $OVR FKHFN IRU D ELQGLQJ WKURWWOH
SODWH RU WKURWWOH OLQNDJH RU DQ LQFRUUHFW EDVH LGOH VHWWLQJ
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KH LGOH DLU FRQWURO ,$& YDOYH LV H[WHQGHG DQG
UHWUDFWHG E\ WKH ,$& GULYHU ,$& YDOYH PRYHPHQW LV
YHULILHG E\ DQ HQJLQH VSHHG FKDQJH ,I QR FKDQJH LQ
HQJLQH VSHHG RFFXUV WKH YDOYH FDQ EH UHPRYHG IURP
WKH WKURWWOH ERG\ DQG WHVWHG &RQQHFW WKH ,$& GULYHU
WR WKH UHPRYHG ,$& YDOYH DQG WXUQ WKH LJQLWLRQ 21 'R
QRW VWDUW WKH HQJLQH
 7KLV VWHS FKHFNV WKH TXDOLW\ RI WKH ,$& YDOYH
PRYHPHQW LQ VWHS  )XOO\ H[WHQGLQJ WKH ,$& YDOYH
PD\ FDXVH DQ HQJLQH VWDOO 7KLV PD\ EH QRUPDO

 6WHSV  DQG  YHULI\ SURSHU ,$& YDOYH RSHUDWLRQ


7KLV VWHS FKHFNV WKH ,$& FLUFXLW IRU D ZLULQJ RU
HOHFWURQLF FRQWURO PRGXOH (&0 IDXOW
,GOH $LU &RQWURO 9DOYH 5HVHW 3URFHGXUH
:KHQHYHU WKH EDWWHU\ FDEOH RU WKH HOHFWURQLF FRQWURO
PRGXOH (&0 FRQQHFWRU RU WKH (&0 IXVH () LV
GLVFRQQHFWHG PRUH WKDQ  VHFRQGV RU UHSODFHG WKH
IROORZLQJ LGOH OHDUQ SURFHGXUH PXVW EH SHUIRUPHG
 7XUQ WKH LJQLWLRQ 21 IRU  VHFRQGV
 7XUQ WKH LJQLWLRQ 2)) IRU  VHFRQGV
 7XUQ WKH LJQLWLRQ 21 IRU  VHFRQGV
 6WDUW WKH HQJLQH LQ SDUNQHXWUDO
 $OORZ WKH HQJLQH WR UXQ XQWLO WKH HQJLQH FRRODQW LV
DERYH E& E) 
 7XUQ WKH $& 21 IRU  VHFRQGV LI HTXLSSHG
 7XUQ WKH $& 2)) IRU  VHFRQGV LI HTXLSSHG
 ,I WKH YHKLFOH LV HTXLSSHG ZLWK DQ DXWRPDWLF
WUDQVD[OH DSSO\ WKH SDUNLQJ EUDNH :KLOH
GHSUHVVLQJ WKH EUDNH SHGDO SODFH WKH WUDQVD[OH LQ '
GULYH 
 7XUQ WKH $& 21 IRU  VHFRQGV LI HTXLSSHG
 7XUQ WKH $& 2)) IRU  VHFRQGV LI HTXLSSHG
 7XUQ WKH LJQLWLRQ 2)) 7KH LGOH OHDUQ SURFHGXUH LV
FRPSOHWH

'$(:22 9 %/

(1*,1( &21752/6 )  


,GOH $LU &RQWURO 6\VWHP &KHFN / 62+&
6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

 7XUQ WKH LJQLWLRQ 2))


 &RQQHFW WKH LGOH DLU FRQWURO GULYHU WR WKH LGOH DLU
FRQWURO ,$& YDOYH
 &RQQHFW D VFDQ WRRO WR WKH DVVHPEO\ OLQH
GLDJQRVWLF OLQN $/'/ 
 6WDUW WKH HQJLQH
 :LWK WKH ,$& GULYHU H[WHQG DQG UHWUDFW WKH ,$&
YDOYH (QJLQH USP VKRXOG LQFUHDVH DQG GHFUHDVH
DV WKH ,$& YDOYH LV F\FOHG
'RHV WKH HQJLQH USP FKDQJH"

 5HPRYH WKH ,$& YDOYH


 ,QVSHFW WKH ,$& SDVVDJHV IRU UHVWULFWLRQV
,V WKH SUREOHP IRXQG"

&OHDQ WKH ,$& SDVVDJHV


,V WKH UHSDLU FRPSOHWH"




'$(:22 9 %/

 7XUQ WKH LJQLWLRQ 2))


 6WDUW WKH HQJLQH
 8VLQJ WKH ,$& GULYHU H[WHQG DQG UHWUDFW WKH ,$&
YDOYH (QJLQH USP VKRXOG LQFUHDVH DQG GHFUHDVH
DV WKH ,$& YDOYH LV F\FOHG
'RHV WKH USP FKDQJH VPRRWKO\ ZLWKLQ WKH YDOXH
VSHFLILHG ZLWK HDFK IODVK RI WKH ,$& GULYHU"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW WKH ,$& GULYHU WR WKH ,$& YDOYH
 ,QVWDOO DQ ,$& QRGH OLJKW WR WKH ,$& YDOYH
FRQQHFWRU
 6WDUW WKH HQJLQH
 &\FOH WKH ,$& GULYHU
 :DWFK WKH QRGH OLJKWV RI WKH ,$& GULYHU
'R ERWK OLJKWV F\FOH UHG DQG JUHHQ EXW QHYHU RII DV
WKH USP LV FKDQJHG"
 0HDVXUH WKH UHVLVWDQFH RI WKH ,$& YDOYH EHWZHHQ
WHUPLQDOV $ DQG %
 0HDVXUH WKH UHVLVWDQFH RI WKH ,$& YDOYH EHWZHHQ
WHUPLQDOV & DQG '
'RHV WKH UHVLVWDQFH PHDVXUH ZLWKLQ WKH YDOXH
VSHFLILHG"
 0HDVXUH WKH UHVLVWDQFH RI WKH ,$& YDOYH EHWZHHQ
WHUPLQDOV % DQG &
 0HDVXUH WKH UHVLVWDQFH RI WKH ,$& YDOYH EHWZHHQ
WHUPLQDOV $ DQG '
'RHV WKH RKPPHWHU VKRZ WKH VSHFLILHG YDOXH"
,QVSHFW WKH ,$& FRQQHFWRU WHUPLQDOV
,V WKH SUREOHP IRXQG"
5HSDLU RU UHSODFH WKH ,$& FRQQHFWRU WHUPLQDOV DV
QHHGHG
,V WKH UHSDLU FRPSOHWH"

9DOXH V


<HV

*R WR 6WHS 

1R
*R WR
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.


USP

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 



*R WR 6WHS 

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

)   (1*,1( &21752/6


,GOH $LU &RQWURO 6\VWHP &KHFN / 62+& &RQW
G
6WHS

$FWLRQ



&KHFN IRU DQ RSHQ RU VKRUW LQ WKH ZLUH EHWZHHQ WKH


,$& FRQQHFWRU WHUPLQDO $ DQG WKH HOHFWURQLF FRQWURO
PRGXOH (&0 FRQQHFWRU WHUPLQDO &
,V WKH SUREOHP IRXQG"













&KHFN IRU DQ RSHQ RU VKRUW LQ WKH ZLUH EHWZHHQ WKH


,$& FRQQHFWRU WHUPLQDO % DQG WKH HOHFWURQLF FRQWURO
PRGXOH (&0 FRQQHFWRU WHUPLQDO &
,V WKH SUREOHP IRXQG"
&KHFN IRU DQ RSHQ RU VKRUW LQ WKH ZLUH EHWZHHQ WKH
,$& FRQQHFWRU WHUPLQDO & DQG WKH HOHFWURQLF FRQWURO
PRGXOH (&0 FRQQHFWRU WHUPLQDO &
,V WKH SUREOHP IRXQG"
&KHFN IRU DQ RSHQ RU VKRUW LQ WKH ZLUH EHWZHHQ WKH
,$& FRQQHFWRU WHUPLQDO ' DQG WKH HOHFWURQLF FRQWURO
PRGXOH (&0 FRQQHFWRU WHUPLQDO &
,V WKH SUREOHP IRXQG"
5HSDLU WKH ZLUH DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
,QVSHFW WKH (&0 FRQQHFWRU WHUPLQDOV
,V WKH SUREOHP IRXQG"
5HSDLU WKH (&0 FRQQHFWRU WHUPLQDOV DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH HOHFWURQLF FRQWURO PRGXOH
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH LGOH DLU FRQWURO YDOYH
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

6\VWHP 2.

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

,'/( $,5 &21752/ 6<67(0 &+(&. / '2+&


&LUFXLW 'HVFULSWLRQ
7KH HOHFWURQLF FRQWURO PRGXOH (&0 FRQWUROV WKH
HQJLQH LGOH VSHHG ZLWK WKH LGOH DLU FRQWURO ,$& YDOYH 7R
LQFUHDVH WKH LGOH VSHHG WKH (&0 SXOOV WKH ,$& SLQWOH
DZD\ IURP LWV VHDW DOORZLQJ PRUH DLU WR SDVV E\ WKH
WKURWWOH ERUH 7R GHFUHDVH WKH LGOH VSHHG LW H[WHQGV WKH
,$& YDOYH SLQWOH WRZDUG LWV VHDW UHGXFLQJ E\SDVV DLU
IORZ $ VFDQ WRRO ZLOO UHDG WKH (&0 FRPPDQGV WR WKH
,$& YDOYH LQ FRXQWV 7KH KLJKHU FRXQWV LQGLFDWH PRUH DLU
E\SDVV KLJKHU LGOH  7KH ORZHU FRXQWV LQGLFDWH OHVV DLU LV
DOORZHG WR E\SDVV ORZHU LGOH 
'LDJQRVWLF $LGV
,I WKH LGOH LV WRR KLJK VWRS WKH HQJLQH )XOO\ H[WHQG WKH
LGOH DLU FRQWURO ,$& YDOYH ZLWK D ,$& WHVWHU 6WDUW WKH
HQJLQH ,I WKH LGOH VSHHG LV DERYH  USP ORFDWH DQG
UHSDLU WKH YDFXXP OHDN $OVR FKHFN IRU D ELQGLQJ WKURWWOH
SODWH RU WKURWWOH OLQNDJH RU DQ LQFRUUHFW EDVH LGOH VHWWLQJ
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KH LGOH DLU FRQWURO ,$& YDOYH LV H[WHQGHG DQG
UHWUDFWHG E\ WKH ,$& GULYHU ,$& YDOYH PRYHPHQW LV
YHULILHG E\ DQ HQJLQH VSHHG FKDQJH ,I QR FKDQJH LQ
HQJLQH VSHHG RFFXUV WKH YDOYH FDQ EH UHPRYHG IURP
WKH WKURWWOH ERG\ DQG WHVWHG &RQQHFW WKH ,$& GULYHU
WR WKH UHPRYHG ,$& YDOYH DQG WXUQ WKH LJQLWLRQ 21 'R
QRW VWDUW WKH HQJLQH
 7KLV VWHS FKHFNV WKH TXDOLW\ RI WKH ,$& YDOYH
PRYHPHQW LQ VWHS  )XOO\ H[WHQGLQJ WKH ,$& YDOYH
PD\ FDXVH DQ HQJLQH VWDOO 7KLV PD\ EH QRUPDO

 6WHSV  DQG  YHULI\ SURSHU ,$& YDOYH RSHUDWLRQ


7KLV VWHS FKHFNV WKH ,$& FLUFXLW IRU D ZLULQJ RU
HOHFWURQLF FRQWURO PRGXOH (&0 IDXOW
,GOH $LU &RQWURO 9DOYH 5HVHW 3URFHGXUH
:KHQHYHU WKH EDWWHU\ FDEOH RU WKH HOHFWURQLF FRQWURO
PRGXOH (&0 FRQQHFWRU RU WKH (&0 IXVH () LV
GLVFRQQHFWHG PRUH WKDQ  VHFRQGV RU UHSODFHG WKH
IROORZLQJ LGOH OHDUQ SURFHGXUH PXVW EH SHUIRUPHG
 7XUQ WKH LJQLWLRQ 21 IRU  VHFRQGV
 7XUQ WKH LJQLWLRQ 2)) IRU  VHFRQGV
 7XUQ WKH LJQLWLRQ 21 IRU  VHFRQGV
 6WDUW WKH HQJLQH LQ SDUNQHXWUDO
 $OORZ WKH HQJLQH WR UXQ XQWLO WKH HQJLQH FRRODQW LV
DERYH E& E) 
 7XUQ WKH $& 21 IRU  VHFRQGV LI HTXLSSHG
 7XUQ WKH $& 2)) IRU  VHFRQGV LI HTXLSSHG
 ,I WKH YHKLFOH LV HTXLSSHG ZLWK DQ DXWRPDWLF
WUDQVD[OH DSSO\ WKH SDUNLQJ EUDNH :KLOH
GHSUHVVLQJ WKH EUDNH SHGDO SODFH WKH WUDQVD[OH LQ '
GULYH 
 7XUQ WKH $& 21 IRU  VHFRQGV LI HTXLSSHG
 7XUQ WKH $& 2)) IRU  VHFRQGV LI HTXLSSHG
 7XUQ WKH LJQLWLRQ 2)) 7KH LGOH OHDUQ SURFHGXUH LV
FRPSOHWH

'$(:22 9 %/

(1*,1( &21752/6 )  


,GOH $LU &RQWURO 6\VWHP &KHFN / '2+&
6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

 7XUQ WKH LJQLWLRQ 2))


 &RQQHFW WKH LGOH DLU FRQWURO GULYHU WR WKH LGOH DLU
FRQWURO ,$& YDOYH
 &RQQHFW D VFDQ WRRO WR WKH DVVHPEO\ OLQH
GLDJQRVWLF OLQN $/'/ 
 6WDUW WKH HQJLQH
 :LWK WKH ,$& GULYHU H[WHQG DQG UHWUDFW WKH ,$&
YDOYH (QJLQH USP VKRXOG LQFUHDVH DQG GHFUHDVH
DV WKH ,$& YDOYH LV F\FOHG
'RHV WKH HQJLQH USP FKDQJH"

 5HPRYH WKH ,$& YDOYH


 ,QVSHFW WKH ,$& SDVVDJHV IRU UHVWULFWLRQV
,V WKH SUREOHP IRXQG"

&OHDQ WKH ,$& SDVVDJHV


,V WKH UHSDLU FRPSOHWH"




'$(:22 9 %/

 7XUQ WKH LJQLWLRQ 2))


 6WDUW WKH HQJLQH
 8VLQJ WKH ,$& GULYHU H[WHQG DQG UHWUDFW WKH ,$&
YDOYH (QJLQH USP VKRXOG LQFUHDVH DQG GHFUHDVH
DV WKH ,$& YDOYH LV F\FOHG
'RHV WKH USP FKDQJH VPRRWKO\ ZLWKLQ WKH YDOXH
VSHFLILHG ZLWK HDFK IODVK RI WKH ,$& GULYHU"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW WKH ,$& GULYHU WR WKH ,$& YDOYH
 ,QVWDOO DQ ,$& QRGH OLJKW WR WKH ,$& YDOYH
FRQQHFWRU
 6WDUW WKH HQJLQH
 &\FOH WKH ,$& GULYHU
 :DWFK WKH QRGH OLJKWV RI WKH ,$& GULYHU
'R ERWK OLJKWV F\FOH UHG DQG JUHHQ EXW QHYHU RII DV
WKH USP LV FKDQJHG"
 0HDVXUH WKH UHVLVWDQFH RI WKH ,$& YDOYH EHWZHHQ
WHUPLQDOV $ DQG %
 0HDVXUH WKH UHVLVWDQFH RI WKH ,$& YDOYH EHWZHHQ
WHUPLQDOV & DQG '
'RHV WKH UHVLVWDQFH PHDVXUH ZLWKLQ WKH YDOXH
VSHFLILHG"
 0HDVXUH WKH UHVLVWDQFH RI WKH ,$& YDOYH EHWZHHQ
WHUPLQDOV % DQG &
 0HDVXUH WKH UHVLVWDQFH RI WKH ,$& YDOYH EHWZHHQ
WHUPLQDOV $ DQG '
'RHV WKH RKPPHWHU VKRZ WKH VSHFLILHG YDOXH"
,QVSHFW WKH ,$& FRQQHFWRU WHUPLQDOV
,V WKH SUREOHP IRXQG"
5HSDLU RU UHSODFH WKH ,$& FRQQHFWRU WHUPLQDOV DV
QHHGHG
,V WKH UHSDLU FRPSOHWH"

9DOXH V


<HV

*R WR 6WHS 

1R
*R WR
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.


USP

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 



*R WR 6WHS 

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

)   (1*,1( &21752/6


,GOH $LU &RQWURO 6\VWHP &KHFN / '2+& &RQW
G
6WHS

$FWLRQ



&KHFN IRU DQ RSHQ RU VKRUW LQ WKH ZLUH EHWZHHQ WKH


,$& FRQQHFWRU WHUPLQDO $ DQG WKH HOHFWURQLF FRQWURO
PRGXOH (&0 FRQQHFWRU WHUPLQDO $
,V WKH SUREOHP IRXQG"













&KHFN IRU DQ RSHQ RU VKRUW LQ WKH ZLUH EHWZHHQ WKH


,$& FRQQHFWRU WHUPLQDO % DQG WKH HOHFWURQLF FRQWURO
PRGXOH (&0 FRQQHFWRU WHUPLQDO $
,V WKH SUREOHP IRXQG"
&KHFN IRU DQ RSHQ RU VKRUW LQ WKH ZLUH EHWZHHQ WKH
,$& FRQQHFWRU WHUPLQDO & DQG WKH HOHFWURQLF FRQWURO
PRGXOH (&0 FRQQHFWRU WHUPLQDO $
,V WKH SUREOHP IRXQG"
&KHFN IRU DQ RSHQ RU VKRUW LQ WKH ZLUH EHWZHHQ WKH
,$& FRQQHFWRU WHUPLQDO ' DQG WKH HOHFWURQLF FRQWURO
PRGXOH (&0 FRQQHFWRU WHUPLQDO $
,V WKH SUREOHP IRXQG"
5HSDLU WKH ZLUH DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
,QVSHFW WKH (&0 FRQQHFWRU WHUPLQDOV
,V WKH SUREOHP IRXQG"
5HSDLU WKH (&0 FRQQHFWRU WHUPLQDOV DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH HOHFWURQLF FRQWURO PRGXOH
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH LGOH DLU FRQWURO YDOYH
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

6\VWHP 2.

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

,*1,7,21 6<67(0 &+(&. / 62+&


&LUFXLW 'HVFULSWLRQ
7KH GLUHFW LJQLWLRQ V\VWHP ',6 XVHV D ZDVWH VSDUN
PHWKRG RI VSDUN GLVWULEXWLRQ ,Q WKLV W\SH RI ',6 V\VWHP
WKH FUDQNVKDIW SRVLWLRQ VHQVRU &36 LV PRXQWHG WR WKH
RLO SXPS QHDU D VORWWHG ZKHHO WKDW LV D SDUW RI WKH
FUDQNVKDIW SXOOH\ 7KH &36 VHQGV UHIHUHQFH SXOVHV WR
WKH HOHFWURQLF FRQWURO PRGXOH (&0  7KH (&0 WKHQ
WULJJHUV WKH ',6 LJQLWLRQ FRLO 2QFH WKH (&0 WULJJHUV WKH
',6 LJQLWLRQ FRLO ERWK RI WKH FRQQHFWHG VSDUN SOXJV ILUH
DW WKH VDPH WLPH 2QH F\OLQGHU LV RQ LWV FRPSUHVVLRQ
VWURNH DW WKH VDPH WLPH WKDW WKH RWKHU LV RQ WKH H[KDXVW
VWURNH UHVXOWLQJ LQ ORZHU HQHUJ\ QHHGHG WR ILUH WKH VSDUN
SOXJ LQ WKH F\OLQGHU RQ LWV H[KDXVW VWURNH

7KLV OHDYHV WKH UHPDLQGHU RI WKH KLJK YROWDJH WR EH XVHG


WR ILUH WKH VSDUN SOXJ LQ WKH F\OLQGHU RQ LWV FRPSUHVVLRQ
VWURNH 6LQFH WKH &36 LV LQ D IL[HG SRVLWLRQ WLPLQJ
DGMXVWPHQWV DUH QRW SRVVLEOH RU QHHGHG
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 ,W LV LPSRUWDQW WR FKHFN IRU WKH SUHVHQFH RI VSDUN WR DOO
RI WKH F\OLQGHUV WR LVRODWH WKH SUREOHP WR HLWKHU GLUHFW
LJQLWLRQ V\VWHP ',6 LJQLWLRQ FRLO LQSXWV RU RXWSXWV

'$(:22 9 %/

(1*,1( &21752/6 )  


 ,Q FKHFNLQJ WKH HOHFWURQLF FRQWURO PRGXOH (&0
RXWSXWV IRU WKH HOHFWURQLF VSDUN WLPLQJ VLJQDO LW
UHFRPPHQGHG WR XVH DQ RVFLOORVFRSH WR YLHZ WKH
YDU\LQJ YROWDJH VLJQDOV ,Q PHDVXULQJ WKHVH RXWSXWV
ZLWK D YROWPHWHU LQWHUPLWWHQW HUURUV PD\ RFFXU WKDW
FDQQRW EH VHHQ E\ D YROWPHWHU
 $IWHU FRQILUPLQJ (&0 LQSXWV IRU WKH HOHFWURQLF VSDUN
WLPLQJ WR WKH ',6 LJQLWLRQ FRLO DUH 2. LW FDQ EH
GHWHUPLQHG WKDW D IDXOW\ ',6 LJQLWLRQ FRLO LV DW IDXOW

 $IWHU FRQILUPLQJ SURSHU FUDQNVKDIW SRVLWLRQ VHQVRU


LQSXWV WR WKH (&0 DQG QR ZLULQJ SUREOHPV SUHVHQW LW
FDQ EH GHWHUPLQHG WKDW WKH (&0 LV DW IDXOW
 7KLV VWHS DORQJ ZLWK VWHS  FKHFNV IRU EDWWHU\
YROWDJH DQG D JURXQG WR WKH ',6 LJQLWLRQ FRLO
 ,I WKH ZLULQJ EHWZHHQ WKH ',6 LJQLWLRQ FRLO DQG WKH
LJQLWLRQ  UHOD\ FRQQHFWRU WHUPLQDO  LV 2. WKH
SUREOHP LV LQ WKH LJQLWLRQ  UHOD\ FLUFXLW

,JQLWLRQ 6\VWHP &KHFN / 62+&


6WHS

$FWLRQ

9DOXH V

 5HPRYH WKH VSDUN SOXJV


 ,QVSHFW IRU ZHW VSDUN SOXJV FUDFNV ZHDU LPSURSHU
JDS EXUQHG HOHFWURGHV RU KHDY\ GHSRVLWV
 5HSODFH WKH VSDUN SOXJV DV QHHGHG
,V WKH UHSDLU FRPSOHWH"

&KHFN IRU WKH SUHVHQFH RI VSDUN IURP DOO RI WKH


LJQLWLRQ ZLUHV ZKLOH FUDQNLQJ WKH HQJLQH
,V VSDUN SUHVHQW IURP DOO RI WKH LJQLWLRQ ZLUHV"

'$(:22 9 %/

 0HDVXUH WKH UHVLVWDQFH RI WKH LJQLWLRQ ZLUHV


 5HSODFH DQ\ LJQLWLRQ ZLUH V ZLWK D UHVLVWDQFH
DERYH WKH YDOXH VSHFLILHG
 &KHFN IRU WKH SUHVHQFH RI VSDUN IURP DOO RI WKH
LJQLWLRQ ZLUHV
,V VSDUN SUHVHQW IURP DOO RI WKH LJQLWLRQ ZLUHV"
,V VSDUN SUHVHQW IURP DW OHDVW RQH RI WKH LJQLWLRQ
ZLUHV EXW QRW DOO RI WKH LJQLWLRQ ZLUHV"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH GLUHFW LJQLWLRQ V\VWHP ',6
LJQLWLRQ FRLO FRQQHFWRU
 :KLOH FUDQNLQJ WKH HQJLQH PHDVXUH WKH YROWDJH
DW WKH ',6 LJQLWLRQ FRLO FRQQHFWRU WHUPLQDO %
'RHV WKH YROWDJH IOXFWXDWH ZLWKLQ WKH YDOXHV
VSHFLILHG"
:KLOH FUDQNLQJ WKH HQJLQH PHDVXUH WKH YROWDJH DW
WKH ',6 LJQLWLRQ FRLO FRQQHFWRU WHUPLQDO $
'RHV WKH YROWDJH IOXFWXDWH ZLWKLQ WKH YDOXHV
VSHFLILHG"
&KHFN IRU DQ RSHQ LQ WKH ZLUH IURP WKH ',6 LJQLWLRQ
FRLO FRQQHFWRU WHUPLQDO % WR WKH HOHFWURQLF FRQWURO
PRGXOH (&0 FRQQHFWRU WHUPLQDO '
,V WKH SUREOHP IRXQG"
&KHFN IRU DQ RSHQ LQ WKH ZLUH IURP WKH ',6 LJQLWLRQ
FRLO FRQQHFWRU WHUPLQDO $ WR WKH (&0 FRQQHFWRU
WHUPLQDO &
,V WKH SUREOHP IRXQG"
 5HSDLU WKH ZLULQJ DV QHHGHG
 &RQQHFW WKH ',6 LJQLWLRQ FRLO FRQQHFWRU
 &KHFN IRU WKH SUHVHQFH RI VSDUN IURP DOO RI WKH
LJQLWLRQ ZLUHV
,V VSDUN SUHVHQW IURP DOO RI WKH LJQLWLRQ ZLUHV"

<HV

1R

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 



6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 9

*R WR 6WHS 

*R WR 6WHS 

 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

)   (1*,1( &21752/6


,JQLWLRQ 6\VWHP &KHFN / 62+& &RQW
G
6WHS















$FWLRQ

9DOXH V

 5HSODFH WKH GLUHFW LJQLWLRQ V\VWHP LJQLWLRQ FRLO


 &RQQHFW WKH ',6 LJQLWLRQ FRLO FRQQHFWRU
 &KHFN IRU WKH SUHVHQFH RI VSDUN IURP DOO RI WKH
LJQLWLRQ ZLUHV
,V VSDUN SUHVHQW IURP DOO RI WKH LJQLWLRQ ZLUHV"

 5HSODFH WKH HOHFWURQLF FRQWURO PRGXOH


 &RQQHFW WKH ',6 LJQLWLRQ FRLO FRQQHFWRU
 &KHFN IRU WKH SUHVHQFH RI VSDUN IURP DOO RI WKH
LJQLWLRQ ZLUHV
,V VSDUN SUHVHQW IURP DOO RI WKH LJQLWLRQ ZLUHV"

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH FUDQNVKDIW SRVLWLRQ VHQVRU &36
FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WKH &36
WHUPLQDOV $ DQG %
,V WKH UHVLVWDQFH ZLWKLQ WKH YDOXH VSHFLILHG"
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WKH &36
WHUPLQDOV $ DQG &
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WKH &36
WHUPLQDOV % DQG &
,V WKH UHVLVWDQFH LQILQLWH RSHQ FLUFXLW "
 7XUQ WKH LJQLWLRQ 21
 0HDVXUH WKH YROWDJH EHWZHHQ WKH &36 FRQQHFWRU
WHUPLQDOV $ DQG &
,V WKH YROWDJH ZLWKLQ WKH YDOXH VSHFLILHG"
0HDVXUH WKH YROWDJH EHWZHHQ WKH &36 FRQQHFWRU
WHUPLQDO $ DQG JURXQG
,V WKH YROWDJH ZLWKLQ WKH YDOXH VSHFLILHG"
&KHFN WKH ZLUH EHWZHHQ WKH &36 FRQQHFWRU
WHUPLQDO$ DQG WKH (&0 FRQQHFWRU WHUPLQDO $ IRU
DQ RSHQ RU VKRUW
,V WKH SUREOHP IRXQG"

<HV

1R


6\VWHP 2.


6\VWHP 2.



*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 9

*R WR 6WHS 

*R WR 6WHS 

 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 



&KHFN WKH ZLUH EHWZHHQ WKH &36 FRQQHFWRU


WHUPLQDO& DQG JURXQG IRU DQ RSHQ RU VKRUW
,V WKH SUREOHP IRXQG"



5HSDLU WKH ZLUH EHWZHHQ WKH &36 FRQQHFWRU


WHUPLQDO$ DQG WKH (&0 FRQQHFWRU WHUPLQDO $
,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH ZLUH EHWZHHQ WKH &36 FRQQHFWRU


WHUPLQDO& DQG JURXQG
,V WKH UHSDLU FRPSOHWH"



 7XUQ WKH LJQLWLRQ 21


 0HDVXUH WKH YROWDJH EHWZHHQ WKH &36 FRQQHFWRU
WHUPLQDOV % DQG &
,V WKH YROWDJH ZLWKLQ WKH YDOXH VSHFLILHG"

 9

*R WR 6WHS 

*R WR 6WHS 

0HDVXUH WKH YROWDJH EHWZHHQ WKH &36 FRQQHFWRU


WHUPLQDO % DQG JURXQG
,V WKH YROWDJH ZLWKLQ WKH YDOXH VSHFLILHG"

 9

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  


,JQLWLRQ 6\VWHP &KHFN / 62+& &RQW
G
6WHS


$FWLRQ
&KHFN WKH ZLUH EHWZHHQ WKH &36 FRQQHFWRU
WHUPLQDO% DQG WKH (&0 FRQQHFWRU WHUPLQDO % IRU
DQ RSHQ RU VKRUW
,V WKH SUREOHP IRXQG"

9DOXH V

5HSDLU WKH ZLUH EHWZHHQ WKH &36 FRQQHFWRU


WHUPLQDO% DQG WKH (&0 FRQQHFWRU WHUPLQDO %
,V WKH UHSDLU FRPSOHWH"



 7XUQ WKH LJQLWLRQ 2))


 &RQQHFW D WHVW OLJKW EHWZHHQ WKH ',6 LJQLWLRQ FRLO
FRQQHFWRU WHUPLQDO ' DQG JURXQG
 7XUQ WKH LJQLWLRQ 21
,V WKH WHVW OLJKW RQ"



&RQQHFW D WHVW OLJKW EHWZHHQ WKH ',6 LJQLWLRQ FRLO


FRQQHFWRU WHUPLQDO & DQG EDWWHU\ SRVLWLYH
,V WKH WHVW OLJKW RQ"



&KHFN IRU DQ RSHQ LQ WKH ZLULQJ EHWZHHQ WKH ',6


LJQLWLRQ FRLO FRQQHFWRU WHUPLQDO ' DQG WKH LJQLWLRQ 
UHOD\ FRQQHFWRU WHUPLQDO 
,V WKH SUREOHP IRXQG"





'$(:22 9 %/

5HSDLU WKH ZLUH EHWZHHQ WKH ',6 LJQLWLRQ FRLO


FRQQHFWRU WHUPLQDO & DQG JURXQG
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH FUDQNVKDIW SRVLWLRQ VHQVRU
,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH RSHQ LQ WKH ZLULQJ EHWZHHQ WKH ',6
LJQLWLRQ FRLO FRQQHFWRU WHUPLQDO ' DQG WKH LJQLWLRQ 
UHOD\ FRQQHFWRU WHUPLQDO 
,V WKH UHSDLU FRPSOHWH"

1R

*R WR 6WHS 

*R WR 6WHS 





<HV

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR
,JQLWLRQ 
5HOD\ &LUFXLW
&KHFN

6\VWHP 2.
6\VWHP 2.




6\VWHP 2.

)   (1*,1( &21752/6

&)

,*1,7,21 6<67(0 &+(&. / '2+&


&LUFXLW 'HVFULSWLRQ
7KH GLUHFW LJQLWLRQ V\VWHP ',6 XVHV D ZDVWH VSDUN
PHWKRG RI VSDUN GLVWULEXWLRQ ,Q WKLV W\SH RI ',6 V\VWHP
WKH FUDQNVKDIW SRVLWLRQ VHQVRU &36 LV PRXQWHG WR WKH
RLO SXPS QHDU D VORWWHG ZKHHO WKDW LV D SDUW RI WKH
FUDQNVKDIW SXOOH\ 7KH &36 VHQGV UHIHUHQFH SXOVHV WR
WKH HOHFWURQLF FRQWURO PRGXOH (&0  7KH (&0 WKHQ
WULJJHUV WKH ',6 LJQLWLRQ FRLO 2QFH WKH (&0 WULJJHUV WKH
',6 LJQLWLRQ FRLO ERWK RI WKH FRQQHFWHG VSDUN SOXJV ILUH
DW WKH VDPH WLPH 2QH F\OLQGHU LV RQ LWV FRPSUHVVLRQ
VWURNH DW WKH VDPH WLPH WKDW WKH RWKHU LV RQ WKH H[KDXVW
VWURNH UHVXOWLQJ LQ ORZHU HQHUJ\ QHHGHG WR ILUH WKH VSDUN
SOXJ LQ WKH F\OLQGHU RQ LWV H[KDXVW VWURNH

7KLV OHDYHV WKH UHPDLQGHU RI WKH KLJK YROWDJH WR EH XVHG


WR ILUH WKH VSDUN SOXJ LQ WKH F\OLQGHU RQ LWV FRPSUHVVLRQ
VWURNH 6LQFH WKH &36 LV LQ D IL[HG SRVLWLRQ WLPLQJ
DGMXVWPHQWV DUH QRW SRVVLEOH RU QHHGHG
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 ,W LV LPSRUWDQW WR FKHFN IRU WKH SUHVHQFH RI VSDUN WR
DOO RI WKH F\OLQGHUV WR LVRODWH WKH SUREOHP WR HLWKHU
GLUHFW LJQLWLRQ V\VWHP ',6 LJQLWLRQ FRLO LQSXWV RU
RXWSXWV

'$(:22 9 %/

(1*,1( &21752/6 )  


 ,Q FKHFNLQJ WKH HOHFWURQLF FRQWURO PRGXOH (&0
RXWSXWV IRU WKH HOHFWURQLF VSDUN WLPLQJ VLJQDO LW
UHFRPPHQGHG WR XVH DQ RVFLOORVFRSH WR YLHZ WKH
YDU\LQJ YROWDJH VLJQDOV ,Q PHDVXULQJ WKHVH RXWSXWV
ZLWK D YROWPHWHU LQWHUPLWWHQW HUURUV PD\ RFFXU WKDW
FDQQRW EH VHHQ E\ D YROWPHWHU
 $IWHU FRQILUPLQJ (&0 LQSXWV IRU WKH HOHFWURQLF VSDUN
WLPLQJ WR WKH ',6 LJQLWLRQ FRLO DUH 2. LW FDQ EH
GHWHUPLQHG WKDW D IDXOW\ ',6 LJQLWLRQ FRLO LV DW IDXOW

 $IWHU FRQILUPLQJ SURSHU FUDQNVKDIW SRVLWLRQ VHQVRU


LQSXWV WR WKH (&0 DQG QR ZLULQJ SUREOHPV SUHVHQW LW
FDQ EH GHWHUPLQHG WKDW WKH (&0 LV DW IDXOW
 7KLV VWHS DORQJ ZLWK VWHS  FKHFNV IRU EDWWHU\
YROWDJH DQG D JURXQG WR WKH ',6 LJQLWLRQ FRLO
 ,I WKH ZLULQJ EHWZHHQ WKH ',6 LJQLWLRQ FRLO DQG WKH
LJQLWLRQ  UHOD\ FRQQHFWRU WHUPLQDO  LV 2. WKH
SUREOHP LV LQ WKH LJQLWLRQ  UHOD\ FLUFXLW

,JQLWLRQ 6\VWHP &KHFN / '2+&


&DXWLRQ 8VH RQO\ HOHFWULFDOO\ LQVXODWHG SOLHUV ZKHQ KDQGOLQJ LJQLWLRQ ZLUHV ZLWK WKH HQJLQH UXQQLQJ WR
SUHYHQW DQ HOHFWULFDO VKRFN
6WHS

$FWLRQ

9DOXH V

 5HPRYH WKH VSDUN SOXJV


 ,QVSHFW IRU ZHW VSDUN SOXJV FUDFNV ZHDU LPSURSHU
JDS EXUQHG HOHFWURGHV RU KHDY\ GHSRVLWV
 5HSODFH WKH VSDUN SOXJV DV QHHGHG
,V WKH UHSDLU FRPSOHWH"

&KHFN IRU WKH SUHVHQFH RI VSDUN IURP DOO RI WKH


LJQLWLRQ ZLUHV ZKLOH FUDQNLQJ WKH HQJLQH
,V VSDUN SUHVHQW IURP DOO RI WKH LJQLWLRQ ZLUHV"

'$(:22 9 %/

<HV

1R

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 



6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH GLUHFW LJQLWLRQ V\VWHP ',6
LJQLWLRQ FRLO FRQQHFWRU
 :KLOH FUDQNLQJ WKH HQJLQH PHDVXUH WKH YROWDJH
DW WKH ',6 LJQLWLRQ FRLO FRQQHFWRU WHUPLQDO %
'RHV WKH YROWDJH IOXFWXDWH ZLWKLQ WKH YDOXHV
VSHFLILHG"

 9

*R WR 6WHS 

*R WR 6WHS 

:KLOH FUDQNLQJ WKH HQJLQH PHDVXUH WKH YROWDJH DW


WKH ',6 LJQLWLRQ FRLO FRQQHFWRU WHUPLQDO $
'RHV WKH YROWDJH IOXFWXDWH ZLWKLQ WKH YDOXHV
VSHFLILHG"

 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 0HDVXUH WKH UHVLVWDQFH RI WKH LJQLWLRQ ZLUHV


 5HSODFH DQ\ LJQLWLRQ ZLUH V ZLWK D UHVLVWDQFH
DERYH WKH YDOXH VSHFLILHG
 &KHFN IRU WKH SUHVHQFH RI VSDUN IURP DOO RI WKH
LJQLWLRQ ZLUHV
,V VSDUN SUHVHQW IURP DOO RI WKH LJQLWLRQ ZLUHV"
,V VSDUN SUHVHQW IURP DW OHDVW RQH RI WKH LJQLWLRQ
ZLUHV EXW QRW DOO RI WKH LJQLWLRQ ZLUHV"

&KHFN IRU DQ RSHQ LQ WKH ZLUH IURP WKH ',6 LJQLWLRQ


FRLO FRQQHFWRU WHUPLQDO % WR WKH HOHFWURQLF FRQWURO
PRGXOH (&0 FRQQHFWRU WHUPLQDO &
,V WKH SUREOHP IRXQG"
&KHFN IRU DQ RSHQ LQ WKH ZLUH IURP WKH ',6 LJQLWLRQ
FRLO FRQQHFWRU WHUPLQDO $ WR WKH (&0 FRQQHFWRU
WHUPLQDO '
,V WKH SUREOHP IRXQG"

)   (1*,1( &21752/6


,JQLWLRQ 6\VWHP &KHFN / '2+& &RQW
G
6WHS















$FWLRQ

9DOXH V

 5HSDLU WKH ZLULQJ DV QHHGHG


 &RQQHFW WKH ',6 LJQLWLRQ FRLO FRQQHFWRU
 &KHFN IRU WKH SUHVHQFH RI VSDUN IURP DOO RI WKH
LJQLWLRQ ZLUHV
,V VSDUN SUHVHQW IURP DOO RI WKH LJQLWLRQ ZLUHV"

 5HSODFH WKH GLUHFW LJQLWLRQ V\VWHP LJQLWLRQ FRLO


 &RQQHFW WKH ',6 LJQLWLRQ FRLO FRQQHFWRU
 &KHFN IRU WKH SUHVHQFH RI VSDUN IURP DOO RI WKH
LJQLWLRQ ZLUHV
,V VSDUN SUHVHQW IURP DOO RI WKH LJQLWLRQ ZLUHV"

 5HSODFH WKH HOHFWURQLF FRQWURO PRGXOH


 &RQQHFW WKH ',6 LJQLWLRQ FRLO FRQQHFWRU
 &KHFN IRU WKH SUHVHQFH RI VSDUN IURP DOO RI WKH
LJQLWLRQ ZLUHV
,V VSDUN SUHVHQW IURP DOO RI WKH LJQLWLRQ ZLUHV"

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH FUDQNVKDIW SRVLWLRQ VHQVRU &36
FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WKH &36
WHUPLQDOV $ DQG %
,V WKH UHVLVWDQFH ZLWKLQ WKH YDOXH VSHFLILHG"
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WKH &36
WHUPLQDOV $ DQG &
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WKH &36
WHUPLQDOV % DQG &
,V WKH UHVLVWDQFH LQILQLWH RSHQ FLUFXLW "
 7XUQ WKH LJQLWLRQ 21
 0HDVXUH WKH YROWDJH EHWZHHQ WKH &36 FRQQHFWRU
WHUPLQDOV $ DQG &
,V WKH YROWDJH ZLWKLQ WKH YDOXH VSHFLILHG"
0HDVXUH WKH YROWDJH EHWZHHQ WKH &36 FRQQHFWRU
WHUPLQDO $ DQG JURXQG
,V WKH YROWDJH ZLWKLQ WKH YDOXH VSHFLILHG"
&KHFN WKH ZLUH EHWZHHQ WKH &36 FRQQHFWRU
WHUPLQDO$ DQG WKH (&0 FRQQHFWRU WHUPLQDO % IRU
DQ RSHQ RU VKRUW
,V WKH SUREOHP IRXQG"

<HV

1R


6\VWHP 2.


6\VWHP 2.


6\VWHP 2.



*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 9

*R WR 6WHS 

*R WR 6WHS 

 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 



&KHFN WKH ZLUH EHWZHHQ WKH &36 FRQQHFWRU


WHUPLQDO& DQG JURXQG IRU DQ RSHQ RU VKRUW
,V WKH SUREOHP IRXQG"



5HSDLU WKH ZLUH EHWZHHQ WKH &36 FRQQHFWRU


WHUPLQDO$ DQG WKH (&0 FRQQHFWRU WHUPLQDO %
,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH ZLUH EHWZHHQ WKH &36 FRQQHFWRU


WHUPLQDO& DQG JURXQG
,V WKH UHSDLU FRPSOHWH"



 7XUQ WKH LJQLWLRQ 21


 0HDVXUH WKH YROWDJH EHWZHHQ WKH &36 FRQQHFWRU
WHUPLQDOV % DQG &
,V WKH YROWDJH ZLWKLQ WKH YDOXH VSHFLILHG"

 9

6\VWHP 2.

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

'$(:22 9 %/

(1*,1( &21752/6 )  


,JQLWLRQ 6\VWHP &KHFN / '2+& &RQW
G
6WHS

$FWLRQ



0HDVXUH WKH YROWDJH EHWZHHQ WKH &36 FRQQHFWRU


WHUPLQDO % DQG JURXQG
,V WKH YROWDJH ZLWKLQ WKH YDOXH VSHFLILHG"



&KHFN WKH ZLUH EHWZHHQ WKH &36 FRQQHFWRU


WHUPLQDO% DQG WKH (&0 FRQQHFWRU WHUPLQDO $ IRU
DQ RSHQ RU VKRUW
,V WKH SUREOHP IRXQG"

9DOXH V

<HV

1R

 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 



5HSDLU WKH ZLUH EHWZHHQ WKH &36 FRQQHFWRU


WHUPLQDO% DQG WKH (&0 FRQQHFWRU WHUPLQDO $
,V WKH UHSDLU FRPSOHWH"



 7XUQ WKH LJQLWLRQ 2))


 &RQQHFW D WHVW OLJKW EHWZHHQ WKH ',6 LJQLWLRQ FRLO
FRQQHFWRU WHUPLQDO ' DQG JURXQG
 7XUQ WKH LJQLWLRQ 21
,V WKH WHVW OLJKW RQ"



&RQQHFW D WHVW OLJKW EHWZHHQ WKH ',6 LJQLWLRQ FRLO


FRQQHFWRU WHUPLQDO & DQG EDWWHU\ SRVLWLYH
,V WKH WHVW OLJKW RQ"



&KHFN IRU DQ RSHQ LQ WKH ZLULQJ EHWZHHQ WKH ',6


LJQLWLRQ FRLO FRQQHFWRU WHUPLQDO ' DQG WKH LJQLWLRQ 
UHOD\ FRQQHFWRU WHUPLQDO 
,V WKH SUREOHP IRXQG"






'$(:22 9 %/

5HSDLU WKH ZLUH EHWZHHQ WKH ',6 LJQLWLRQ FRLO


FRQQHFWRU WHUPLQDO & DQG JURXQG
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH FUDQNVKDIW SRVLWLRQ VHQVRU
,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH RSHQ LQ WKH ZLULQJ EHWZHHQ WKH ',6
LJQLWLRQ FRLO FRQQHFWRU WHUPLQDO ' DQG WKH LJQLWLRQ 
UHOD\ FRQQHFWRU WHUPLQDO 
,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR
,JQLWLRQ 
5HOD\ &LUFXLW
&KHFN

6\VWHP 2.
6\VWHP 2.




6\VWHP 2.

)   (1*,1( &21752/6

&)

&,5&8,7 &+(&.  :,7+ $& / 62+&


&LUFXLW 'HVFULSWLRQ
7KH HQJLQH FRROLQJ IDQ FLUFXLW RSHUDWHV WKH PDLQ FRROLQJ
IDQ DQG WKH DX[LOLDU\ FRROLQJ IDQ 7KH FRROLQJ IDQV DUH
FRQWUROOHG E\ WKH HOHFWURQLF FRQWURO PRGXOH (&0 EDVHG
RQ LQSXWV IURP WKH FRRODQW WHPSHUDWXUH VHQVRU &76
DQG WKH DLU FRQGLWLRQLQJ SUHVVXUH $&3 VHQVRU 7KH
(&0 FRQWUROV WKH ORZ VSHHG FRROLQJ IDQ RSHUDWLRQ E\
LQWHUQDOO\ JURXQGLQJ WKH (&0 FRQQHFWRU WHUPLQDO $
7KLV HQHUJL]HV WKH ORZ VSHHG FRROLQJ IDQ UHOD\ DQG
RSHUDWHV WKH PDLQ FRROLQJ IDQ DQG WKH DX[LOLDU\ FRROLQJ
IDQ DW ORZ VSHHG DV WKH FRROLQJ IDQV DUH FRQQHFWHG LQ D
VHULHV FLUFXLW 7KH (&0 FRQWUROV WKH KLJK VSHHG FRROLQJ
IDQ RSHUDWLRQ E\ LQWHUQDOO\ JURXQGLQJ WKH (&0 FRQQHFWRU
WHUPLQDO $ DQG WKH (&0 FRQQHFWRU WHUPLQDO % DW
WKH VDPH WLPH 7KLV HQHUJL]HV WKH ORZ VSHHG FRROLQJ IDQ
UHOD\ WKH KLJK VSHHG FRROLQJ IDQ UHOD\ DQG WKH
VHULHVSDUDOOHO FRROLQJ IDQ UHOD\ UHVXOWLQJ LQ KLJK VSHHG
IDQ RSHUDWLRQ DV WKH FRROLQJ IDQV DUH QRZ FRQQHFWHG LQ D
SDUDOOHO FLUFXLW

'LDJQRVWLF $LGV
- ,I WKH RZQHU FRPSODLQHG RI DQ RYHUKHDWLQJ SUREOHP
LW PXVW EH GHWHUPLQHG LI WKH FRPSODLQW ZDV GXH WR DQ
DFWXDO ERLO RYHU RU WKH HQJLQH FRRODQW WHPSHUDWXUH
JDXJH LQGLFDWHG RYHUKHDWLQJ ,I WKH HQJLQH LV
RYHUKHDWLQJ DQG WKH FRROLQJ IDQV DUH RQ WKH FRROLQJ
V\VWHP VKRXOG EH FKHFNHG
- ,I WKH HQJLQH IXVH EORFN IXVHV () RU () EHFRPH
RSHQ EORZQ LPPHGLDWHO\ DIWHU LQVWDOODWLRQ LQVSHFW
IRU D VKRUW WR JURXQG LQ WKH ZLULQJ RI WKH DSSURSULDWH
FLUFXLW ,I WKH IXVHV EHFRPH RSHQ EORZQ ZKHQ WKH
FRROLQJ IDQV DUH WR EH WXUQHG RQ E\ WKH HOHFWURQLF
FRQWURO PRGXOH (&0  VXVSHFW D IDXOW\ FRROLQJ IDQ
PRWRU
- 7KH (&0 ZLOO WXUQ WKH FRROLQJ IDQV RQ DW ORZ VSHHG
ZKHQ WKH FRRODQW WHPSHUDWXUH LV E& E)  7KH
(&0 ZLOO WXUQ WKH FRROLQJ IDQV RII ZKHQ WKH FRRODQW
WHPSHUDWXUH LV E& E) 

'$(:22 9 %/

(1*,1( &21752/6 )  


- 7KH (&0 ZLOO WXUQ WKH FRROLQJ IDQV RQ DW KLJK VSHHG
ZKHQ WKH FRRODQW WHPSHUDWXUH LV E& E)  7KH
(&0 ZLOO FKDQJH WKH FRROLQJ IDQV IURP KLJK VSHHG WR
ORZ VSHHG ZKHQ WKH FRRODQW WHPSHUDWXUH LV E&
E) 
- 7KH (&0 ZLOO WXUQ WKH FRROLQJ IDQV RQ DW ORZ VSHHG
ZKHQ WKH $& V\VWHP LV RQ 7KH (&0 ZLOO FKDQJH WKH
FRROLQJ IDQV IURP ORZ VSHHG WR KLJK VSHHG ZKHQ WKH
KLJK VLGH $& SUHVVXUH LV  N3D  SVL WKHQ
UHWXUQ WR ORZ VSHHG ZKHQ WKH KLJK VLGH $& SUHVVXUH
LV  N3D  SVL 
- 7KH FRROLQJ IDQ FLUFXLW FDQ EH FKHFNHG TXLFNO\ E\
GLVFRQQHFWLQJ WKH (&0 UHG FRQQHFWRU DQG JURXQGLQJ
WKH FRQQHFWRU WHUPLQDO $ 7KLV VKRXOG FUHDWH ORZ
VSHHG FRROLQJ IDQ RSHUDWLRQ ZLWK WKH LJQLWLRQ 21 %\
JURXQGLQJ WKH (&0 FRQQHFWRU WHUPLQDOV $ DQG %
DQG WXUQLQJ WKH LJQLWLRQ 21 KLJK VSHHG FRROLQJ IDQ
RSHUDWLRQ VKRXOG EH DFKLHYHG
7HVW 'HVFULSWLRQ

 7KLV VWHS DORQJ ZLWK VWHS  FKHFNV IRU WKH DELOLW\ RI


WKH HOHFWURQLF FRQWURO PRGXOH (&0 WR RSHUDWH WKH
FRROLQJ IDQV
 7KLV VWHS DORQJ ZLWK VWHS  FKHFNV IRU WKH DELOLW\ RI
WKH (&0 WR RSHUDWH WKH FRROLQJ IDQV LQ UHVSRQVH WR
$& SUHVVXUH UHDGLQJV
 $IWHU FRQILUPLQJ EDWWHU\ YROWDJH DQG WKH (&0
VXSSO\LQJ D JURXQG WR WKH FRLO VLGH RI WKH ORZ VSHHG
FRROLQJ IDQ UHOD\ E\ MXPSHULQJ FRQQHFWRU WHUPLQDOV
 DQG  LW ZLOO EH GHWHUPLQHG LI WKH UHOD\ LV DW IDXOW
RU D ZLULQJ SUREOHP LV SUHVHQW
 7KLV VWHS FKHFNV IRU WKH SUHVHQFH RI EDWWHU\ YROWDJH
WR WKH PDLQ FRROLQJ IDQ ZKHQ WKH $& LV RQ ,I EDWWHU\
YROWDJH LV SUHVHQW DQG WKH FRROLQJ IDQV DUH QRW
RSHUDWLQJ WKH SUREOHP LV LQ WKH JURXQG VLGH RI WKH
FRROLQJ IDQ FLUFXLW
 %\ GLUHFWO\ JURXQGLQJ WKH (&0 FRQQHFWRU WHUPLQDOV
$ DQG % WKH PDLQ DQG DX[LOLDU\ FRROLQJ IDQV
VKRXOG UXQ DW KLJK VSHHG

7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF


WDEOH

(QJLQH &RROLQJ )DQ &LUFXLW &KHFN  :LWK $& / 62+&


6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

9DOXH V


 &KHFN WKH HQJLQH IXVH EORFN IXVH ()


 5HSODFH WKH IXVH DV QHHGHG
,V WKH IXVH 2."

 &KHFN WKH HQJLQH IXVH EORFN IXVH ()


 5HSODFH WKH IXVH DV QHHGHG
,V WKH IXVH 2."

 7XUQ WKH LJQLWLRQ 2))


 7XUQ WKH $& VZLWFK 2))
 &RQQHFW D VFDQ WRRO WR WKH DVVHPEO\ OLQH
GLDJQRVWLF OLQN $/'/ 
 6WDUW WKH HQJLQH
 7KH FRROLQJ IDQV VKRXOG UXQ DW ORZ VSHHG ZKHQ
WKH FRRODQW WHPSHUDWXUH UHDFKHV E& E) 
'R WKH FRROLQJ IDQV UXQ DW ORZ VSHHG"

'$(:22 9 %/

<HV

*R WR 6WHS 

1R
*R WR
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR 6WHS 

)   (1*,1( &21752/6


(QJLQH &RROLQJ )DQ &LUFXLW &KHFN  :LWK $& / 62+& &RQW
G
6WHS







$FWLRQ






7XUQ WKH LJQLWLRQ 2))


7XUQ WKH $& VZLWFK 2))
&RQQHFW D VFDQ WRRO WR WKH $/'/
6WDUW WKH HQJLQH
7KH FRROLQJ IDQV VKRXOG UXQ DW KLJK VSHHG ZKHQ
WKH FRRODQW WHPSHUDWXUH UHDFKHV E& E) 
'R WKH FRROLQJ IDQV UXQ DW KLJK VSHHG"
 7XUQ WKH LJQLWLRQ 2))
 6WDUW WKH HQJLQH
 7XUQ WKH $& VZLWFK 21
'RHV WKH $& FRPSUHVVRU FOXWFK HQJDJH"

9DOXH V

'R WKH FRROLQJ IDQV UXQ DW ORZ VSHHG"

7XUQ WKH LJQLWLRQ 2))


&RQQHFW WKH $& SUHVVXUH JDXJHV
6WDUW WKH HQJLQH
7XUQ WKH $& VZLWFK 21
7KH FRROLQJ IDQV VKRXOG UXQ DW KLJK VSHHG ZKHQ
WKH KLJK VLGH $& SUHVVXUH UHDFKHV  N3D
 SVL 
'R WKH FRROLQJ IDQV UXQ DW KLJK VSHHG"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW D VFDQ WRRO WR WKH $/'/
 7KH FRRODQW WHPSHUDWXUH VKRXOG EH DERYH E&
E& 
 'LVFRQQHFW WKH DX[LOLDU\ FRROLQJ IDQ FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH DX[LOLDU\ FRROLQJ
IDQ FRQQHFWRU WHUPLQDO % DQG JURXQG
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW D VFDQ WRRO WR WKH $/'/
 7KH FRRODQW WHPSHUDWXUH VKRXOG EH DERYH E&
E& 
 'LVFRQQHFW WKH DX[LOLDU\ FRROLQJ IDQ FRQQHFWRU
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH DX[LOLDU\ FRROLQJ
IDQ FRQQHFWRU WHUPLQDO $ DQG EDWWHU\ SRVLWLYH
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH ORZ VSHHG FRROLQJ IDQ UHOD\
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH ORZ VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG
JURXQG
 7XUQ WKH LJQLWLRQ 21
,V WKH WHVW OLJKW RQ"

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 'LDJQRVH WKH $& FRPSUHVVRU FOXWFK FLUFXLW


 5HSDLU WKH $& FRPSUHVVRU FOXWFK FLUFXLW DV
QHHGHG
 6WDUW WKH HQJLQH
 7XUQ WKH $& VZLWFK 21
'RHV WKH $& FRPSUHVVRU FOXWFK HQJDJH"






<HV


*R WR 6WHS 
*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

'$(:22 9 %/

(1*,1( &21752/6 )  


(QJLQH &RROLQJ )DQ &LUFXLW &KHFN  :LWK $& / 62+& &RQW
G
6WHS















$FWLRQ
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW WKH ORZ VSHHG FRROLQJ IDQ UHOD\
 'LVFRQQHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0
UHG FRQQHFWRU
 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH (&0
FRQQHFWRU WHUPLQDO $ DQG JURXQG
 7XUQ WKH LJQLWLRQ 21
'R WKH FRROLQJ IDQV UXQ DW ORZ VSHHG"
&KHFN IRU DQ RSHQ ZLUH EHWZHHQ WKH ORZ VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH (&0
FRQQHFWRU WHUPLQDO $
,V WKH SUREOHP IRXQG"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH ORZ VSHHG FRROLQJ IDQ UHOD\
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH ORZ VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG
JURXQG
,V WKH WHVW OLJKW RQ"
&RQQHFW D IXVHG MXPSHU EHWZHHQ WKH ORZ VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDOV  DQG 
'R WKH FRROLQJ IDQV UXQ DW ORZ VSHHG"
 'LVFRQQHFW WKH VHULHVSDUDOOHO FRROLQJ IDQ UHOD\
 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH ORZ VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDOV  DQG 
 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH
VHULHVSDUDOOHO FRROLQJ IDQ UHOD\ FRQQHFWRU
WHUPLQDOV  DQG 
'R WKH FRROLQJ IDQV UXQ DW ORZ VSHHG"
&KHFN WKH ZLUH EHWZHHQ WKH ORZ VSHHG FRROLQJ IDQ
UHOD\ FRQQHFWRU WHUPLQDO  WR WKH DX[LOLDU\ FRROLQJ
IDQ FRQQHFWRU WHUPLQDO % IRU DQ RSHQ
,V WKH SUREOHP IRXQG"
&KHFN WKH ZLUH EHWZHHQ WKH DX[LOLDU\ FRROLQJ IDQ
FRQQHFWRU WHUPLQDO $ DQG WKH VHULHVSDUDOOHO FRROLQJ
IDQ UHOD\ FRQQHFWRU WHUPLQDO  IRU DQ RSHQ
,V WKH SUREOHP IRXQG"



&KHFN WKH ZLUH EHWZHHQ WKH VHULHVSDUDOOHO FRROLQJ


IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH PDLQ FRROLQJ
IDQ FRQQHFWRU WHUPLQDO % IRU DQ RSHQ
,V WKH SUREOHP IRXQG"



&KHFN IRU DQ RSHQ ZLUH EHWZHHQ WKH PDLQ FRROLQJ


IDQ FRQQHFWRU WHUPLQDO $ DQG JURXQG
,V WKH SUREOHP IRXQG"






'$(:22 9 %/

5HSDLU WKH RSHQ ZLUH DV QHHGHG


,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH RSHQ EHWZHHQ WKH ORZ VSHHG FRROLQJ IDQ
UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH EDWWHU\
,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH RSHQ EHWZHHQ WKH ORZ VSHHG FRROLQJ IDQ
UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH LJQLWLRQ VZLWFK
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.




6\VWHP 2.

6\VWHP 2.

)   (1*,1( &21752/6


(QJLQH &RROLQJ )DQ &LUFXLW &KHFN  :LWK $& / 62+& &RQW
G
6WHS

$FWLRQ

9DOXH V



5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH ORZ VSHHG FRROLQJ


IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH (&0
FRQQHFWRU WHUPLQDO $
,V WKH UHSDLU FRPSOHWH"



















5HSODFH WKH ORZ VSHHG FRROLQJ IDQ UHOD\


,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH VHULHVSDUDOOHO FRROLQJ IDQ UHOD\
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH DX[LOLDU\ FRROLQJ IDQ
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH PDLQ FRROLQJ IDQ
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH (&0
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH DX[LOLDU\ FRROLQJ IDQ FRQQHFWRU
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH DX[LOLDU\ FRROLQJ
IDQ FRQQHFWRU WHUPLQDO % DQG JURXQG
 7XUQ WKH $& VZLWFK 21
 6WDUW WKH HQJLQH
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH DX[LOLDU\ FRROLQJ
IDQ FRQQHFWRU WHUPLQDO $ DQG EDWWHU\ SRVLWLYH
 7XUQ WKH $& VZLWFK 21
 6WDUW WKH HQJLQH
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH KLJK VSHHG FRROLQJ IDQ UHOD\
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH KLJK VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG
JURXQG
 7XUQ WKH LJQLWLRQ 21
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH KLJK VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG
JURXQG
,V WKH WHVW OLJKW RQ"
 'LVFRQQHFW WKH VHULHVSDUDOOHO FRROLQJ IDQ UHOD\
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH VHULHVSDUDOOHO
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG
JURXQG
 7XUQ WKH LJQLWLRQ 21
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH VHULHVSDUDOOHO
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG
EDWWHU\ SRVLWLYH
,V WKH WHVW OLJKW RQ"

<HV

1R


6\VWHP 2.

6\VWHP 2.

6\VWHP 2.

6\VWHP 2.

6\VWHP 2.

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

'$(:22 9 %/

(1*,1( &21752/6 )  


(QJLQH &RROLQJ )DQ &LUFXLW &KHFN  :LWK $& / 62+& &RQW
G
6WHS













'$(:22 9 %/

$FWLRQ






&RQQHFW WKH DX[LOLDU\ FRROLQJ IDQ FRQQHFWRU


&RQQHFW WKH KLJK VSHHG FRROLQJ IDQ UHOD\
&RQQHFW WKH VHULHVSDUDOOHO FRROLQJ IDQ UHOD\
'LVFRQQHFW WKH (&0 UHG FRQQHFWRU
&RQQHFW D IXVHG MXPSHU EHWZHHQ WKH (&0
FRQQHFWRU WHUPLQDO $ DQG JURXQG
 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH (&0
FRQQHFWRU WHUPLQDO % DQG JURXQG
 7XUQ WKH LJQLWLRQ 21
'R WKH FRROLQJ IDQV UXQ DW KLJK VSHHG"
 7XUQ WKH LJQLWLRQ 2))
 &KHFN IRU DQ RSHQ ZLUH EHWZHHQ WKH KLJK VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH
(&0 FRQQHFWRU WHUPLQDO %
,V WKH SUREOHP IRXQG"
 'LVFRQQHFW WKH KLJK VSHHG FRROLQJ IDQ UHOD\
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH KLJK VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG
EDWWHU\ SRVLWLYH
,V WKH WHVW OLJKW RQ"

 'LVFRQQHFW WKH (&0 UHG FRQQHFWRU


 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH (&0
FRQQHFWRU WHUPLQDO % DQG JURXQG
 'LVFRQQHFW WKH VHULHVSDUDOOHO FRROLQJ IDQ UHOD\
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH VHULHVSDUDOOHO
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG
EDWWHU\ SRVLWLYH
,V WKH WHVW OLJKW RQ"
 &RQQHFW WKH VHULHVSDUDOOHO FRROLQJ IDQ UHOD\
 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH (&0
FRQQHFWRU WHUPLQDO % DQG JURXQG
 'LVFRQQHFW WKH KLJK VSHHG FRROLQJ IDQ UHOD\
 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH KLJK VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDOV  DQG 
 'LVFRQQHFW WKH ORZ VSHHG FRROLQJ IDQ UHOD\
 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH ORZ VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDOV  DQG 
 7XUQ WKH LJQLWLRQ 21
'R WKH FRROLQJ IDQV UXQ DW KLJK VSHHG"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH (&0
FRQQHFWRU WHUPLQDO % DQG JURXQG
 'LVFRQQHFW WKH VHULHVSDUDOOHO FRROLQJ IDQ UHOD\
 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH
VHULHVSDUDOOHO FRROLQJ IDQ UHOD\ FRQQHFWRU
WHUPLQDOV  DQG 
 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH ORZ VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDOV  DQG 
 7XUQ WKH LJQLWLRQ 21
'R WKH FRROLQJ IDQV UXQ DW KLJK VSHHG"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

)   (1*,1( &21752/6


(QJLQH &RROLQJ )DQ &LUFXLW &KHFN  :LWK $& / 62+& &RQW
G
6WHS








$FWLRQ
5HSODFH WKH KLJK VSHHG FRROLQJ IDQ UHOD\
,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH KLJK VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH
LJQLWLRQ VZLWFK
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

6\VWHP 2.

5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH KLJK VSHHG


FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH
EDWWHU\
,V WKH UHSDLU FRPSOHWH"

5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH VHULHVSDUDOOHO


FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH
LJQLWLRQ VZLWFK
,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH VHULHVSDUDOOHO


FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG JURXQG
,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH KLJK VSHHG


FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH PDLQ
FRROLQJ IDQ FRQQHFWRU WHUPLQDO %
,V WKH UHSDLU FRPSOHWH"

5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH VHULHVSDUDOOHO


FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH (&0
FRQQHFWRU WHUPLQDO %
,V WKH UHSDLU FRPSOHWH"




6\VWHP 2.

6\VWHP 2.

6\VWHP 2.

6\VWHP 2.


6\VWHP 2.

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

(1*,1( &22/,1* )$1 &,5&8,7 &+(&.  :,7+ $& / '2+&


&LUFXLW 'HVFULSWLRQ
7KH HQJLQH FRROLQJ IDQ FLUFXLW RSHUDWHV WKH PDLQ FRROLQJ
IDQ DQG WKH DX[LOLDU\ FRROLQJ IDQ 7KH FRROLQJ IDQV DUH
FRQWUROOHG E\ WKH HOHFWURQLF FRQWURO PRGXOH (&0 EDVHG
RQ LQSXWV IURP WKH FRRODQW WHPSHUDWXUH VHQVRU &76
DQG WKH DLU FRQGLWLRQLQJ SUHVVXUH $&3 VHQVRU 7KH
(&0 FRQWUROV WKH ORZ VSHHG FRROLQJ IDQ RSHUDWLRQ E\
LQWHUQDOO\ JURXQGLQJ WKH (&0 FRQQHFWRU WHUPLQDO $
7KLV HQHUJL]HV WKH ORZ VSHHG FRROLQJ IDQ UHOD\ DQG
RSHUDWHV WKH PDLQ FRROLQJ IDQ DQG WKH DX[LOLDU\ FRROLQJ
IDQ DW ORZ VSHHG DV WKH FRROLQJ IDQV DUH FRQQHFWHG LQ D
VHULHV FLUFXLW 7KH (&0 FRQWUROV WKH KLJK VSHHG FRROLQJ
IDQ RSHUDWLRQ E\ LQWHUQDOO\ JURXQGLQJ WKH (&0 FRQQHFWRU
WHUPLQDO $ DQG WKH (&0 FRQQHFWRU WHUPLQDO $ DW
WKH VDPH WLPH 7KLV HQHUJL]HV WKH ORZ VSHHG FRROLQJ IDQ
UHOD\ WKH KLJK VSHHG FRROLQJ IDQ UHOD\ DQG WKH
VHULHVSDUDOOHO FRROLQJ IDQ UHOD\ UHVXOWLQJ LQ KLJK VSHHG
IDQ RSHUDWLRQ DV WKH FRROLQJ IDQV DUH QRZ FRQQHFWHG LQ D
SDUDOOHO FLUFXLW

'LDJQRVWLF $LGV
$ ,I WKH RZQHU FRPSODLQHG RI DQ RYHUKHDWLQJ SUREOHP
LW PXVW EH GHWHUPLQHG LI WKH FRPSODLQW ZDV GXH WR DQ
DFWXDO ERLO RYHU RU WKH HQJLQH FRRODQW WHPSHUDWXUH
JDXJH LQGLFDWHG RYHUKHDWLQJ ,I WKH HQJLQH LV
RYHUKHDWLQJ DQG WKH FRROLQJ IDQV DUH RQ WKH FRROLQJ
V\VWHP VKRXOG EH FKHFNHG
$ ,I WKH HQJLQH IXVH EORFN IXVHV () RU () EHFRPH
RSHQ EORZQ LPPHGLDWHO\ DIWHU LQVWDOODWLRQ LQVSHFW
IRU D VKRUW WR JURXQG LQ WKH ZLULQJ RI WKH DSSURSULDWH
FLUFXLW ,I WKH IXVHV EHFRPH RSHQ EORZQ ZKHQ WKH
FRROLQJ IDQV DUH WR EH WXUQHG RQ E\ WKH HOHFWURQLF
FRQWURO PRGXOH (&0  VXVSHFW D IDXOW\ FRROLQJ IDQ
PRWRU
$ 7KH (&0 ZLOO WXUQ WKH FRROLQJ IDQV RQ DW ORZ VSHHG
ZKHQ WKH FRRODQW WHPSHUDWXUH LV E& E)  7KH
(&0 ZLOO WXUQ WKH FRROLQJ IDQV RII ZKHQ WKH FRRODQW
WHPSHUDWXUH LV E& E) 

'$(:22 9 %/

(1*,1( &21752/6 )  


$ 7KH (&0 ZLOO WXUQ WKH FRROLQJ IDQV RQ DW KLJK VSHHG
ZKHQ WKH FRRODQW WHPSHUDWXUH LV E& E)  7KH
(&0 ZLOO FKDQJH WKH FRROLQJ IDQV IURP KLJK VSHHG WR
ORZ VSHHG ZKHQ WKH FRRODQW WHPSHUDWXUH LV E&
E) 
$ 7KH (&0 ZLOO WXUQ WKH FRROLQJ IDQV RQ DW ORZ VSHHG
ZKHQ WKH $& V\VWHP LV RQ 7KH (&0 ZLOO FKDQJH WKH
FRROLQJ IDQV IURP ORZ VSHHG WR KLJK VSHHG ZKHQ WKH
KLJK VLGH $& SUHVVXUH LV  N3D  SVL WKHQ
UHWXUQ WR ORZ VSHHG ZKHQ WKH KLJK VLGH $& SUHVVXUH
LV  N3D  SVL 
$ 7KH FRROLQJ IDQ FLUFXLW FDQ EH FKHFNHG TXLFNO\ E\
GLVFRQQHFWLQJ WKH (&0 UHG FRQQHFWRU DQG JURXQGLQJ
WKH FRQQHFWRU WHUPLQDO $ 7KLV VKRXOG FUHDWH ORZ
VSHHG FRROLQJ IDQ RSHUDWLRQ ZLWK WKH LJQLWLRQ 21 %\
JURXQGLQJ WKH (&0 FRQQHFWRU WHUPLQDOV $ DQG $
DQG WXUQLQJ WKH LJQLWLRQ 21 KLJK VSHHG FRROLQJ IDQ
RSHUDWLRQ VKRXOG EH DFKLHYHG
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH

 7KLV VWHS DORQJ ZLWK VWHS  FKHFNV IRU WKH DELOLW\ RI


WKH HOHFWURQLF FRQWURO PRGXOH (&0 WR RSHUDWH WKH
FRROLQJ IDQV
 7KLV VWHS DORQJ ZLWK VWHS  FKHFNV IRU WKH DELOLW\ RI
WKH (&0 WR RSHUDWH WKH FRROLQJ IDQV LQ UHVSRQVH WR
$& SUHVVXUH UHDGLQJV
 $IWHU FRQILUPLQJ EDWWHU\ YROWDJH DQG WKH (&0
VXSSO\LQJ D JURXQG WR WKH FRLO VLGH RI WKH ORZ VSHHG
FRROLQJ IDQ UHOD\ E\ MXPSHULQJ FRQQHFWRU WHUPLQDOV
 DQG  LW ZLOO EH GHWHUPLQHG LI WKH UHOD\ LV DW IDXOW
RU D ZLULQJ SUREOHP LV SUHVHQW
 7KLV VWHS FKHFNV IRU WKH SUHVHQFH RI EDWWHU\ YROWDJH
WR WKH PDLQ FRROLQJ IDQ ZKHQ WKH $& LV RQ ,I EDWWHU\
YROWDJH LV SUHVHQW DQG WKH FRROLQJ IDQV DUH QRW
RSHUDWLQJ WKH SUREOHP LV LQ WKH JURXQG VLGH RI WKH
FRROLQJ IDQ FLUFXLW
 %\ GLUHFWO\ JURXQGLQJ WKH (&0 FRQQHFWRU WHUPLQDOV
$ DQG $ WKH PDLQ DQG DX[LOLDU\ FRROLQJ IDQV
VKRXOG UXQ DW KLJK VSHHG

(QJLQH &RROLQJ )DQ &LUFXLW &KHFN  :LWK $& / '2+&


6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

9DOXH V

1R

*R WR 6WHS 

*R WR
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR 6WHS 

 &KHFN WKH HQJLQH IXVH EORFN IXVH ()


 5HSODFH WKH IXVH DV QHHGHG
,V WKH IXVH 2."

 &KHFN WKH HQJLQH IXVH EORFN IXVH ()


 5HSODFH WKH IXVH DV QHHGHG
,V WKH IXVH 2."

 7XUQ WKH LJQLWLRQ 2))


 7XUQ WKH $& VZLWFK 2))
 &RQQHFW D VFDQ WRRO WR WKH DVVHPEO\ OLQH
GLDJQRVWLF OLQN $/'/ 
 6WDUW WKH HQJLQH
 7KH FRROLQJ IDQV VKRXOG UXQ DW ORZ VSHHG ZKHQ
WKH FRRODQW WHPSHUDWXUH UHDFKHV E& E) 
'R WKH FRROLQJ IDQV UXQ DW ORZ VSHHG"

'$(:22 9 %/

<HV

)   (1*,1( &21752/6


(QJLQH &RROLQJ )DQ &LUFXLW &KHFN  :LWK $& / '2+& &RQW
G
6WHS







$FWLRQ

9DOXH V

7XUQ WKH LJQLWLRQ 2))


7XUQ WKH $& VZLWFK 2))
&RQQHFW D VFDQ WRRO WR WKH $/'/
6WDUW WKH HQJLQH
7KH FRROLQJ IDQV VKRXOG UXQ DW KLJK VSHHG ZKHQ
WKH FRRODQW WHPSHUDWXUH UHDFKHV E& E) 
'R WKH FRROLQJ IDQV UXQ DW KLJK VSHHG"







 7XUQ WKH LJQLWLRQ 2))


 6WDUW WKH HQJLQH
 7XUQ WKH $& VZLWFK 21
'RHV WKH $& FRPSUHVVRU FOXWFK HQJDJH"
 'LDJQRVH WKH $& FRPSUHVVRU FOXWFK FLUFXLW
 5HSDLU WKH $& FRPSUHVVRU FOXWFK FLUFXLW DV
QHHGHG
 6WDUW WKH HQJLQH
 7XUQ WKH $& VZLWFK 21
'RHV WKH $& FRPSUHVVRU FOXWFK HQJDJH"
'R WKH FRROLQJ IDQV UXQ DW ORZ VSHHG"






7XUQ WKH LJQLWLRQ 2))


&RQQHFW WKH $& SUHVVXUH JDXJHV
6WDUW WKH HQJLQH
7XUQ WKH $& VZLWFK 21
7KH FRROLQJ IDQV VKRXOG UXQ DW KLJK VSHHG ZKHQ
WKH KLJK VLGH $& SUHVVXUH UHDFKHV  N3D
 SVL 
'R WKH FRROLQJ IDQV UXQ DW KLJK VSHHG"

 7XUQ WKH LJQLWLRQ 2))


 &RQQHFW D VFDQ WRRO WR WKH $/'/
 7KH FRRODQW WHPSHUDWXUH VKRXOG EH DERYH E&
E) 
 'LVFRQQHFW WKH DX[LOLDU\ FRROLQJ IDQ FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH DX[LOLDU\ FRROLQJ
IDQ FRQQHFWRU WHUPLQDO % DQG JURXQG
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW D VFDQ WRRO WR WKH $/'/
 7KH FRRODQW WHPSHUDWXUH VKRXOG EH DERYH E&
E) 
 'LVFRQQHFW WKH DX[LOLDU\ FRROLQJ IDQ FRQQHFWRU
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH DX[LOLDU\ FRROLQJ
IDQ FRQQHFWRU WHUPLQDO $ DQG EDWWHU\ SRVLWLYH
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH ORZ VSHHG FRROLQJ IDQ UHOD\
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH ORZ VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG
JURXQG
 7XUQ WKH LJQLWLRQ 21
,V WKH WHVW OLJKW RQ"

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 


*R WR 6WHS 


*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

'$(:22 9 %/

(1*,1( &21752/6 )  


(QJLQH &RROLQJ )DQ &LUFXLW &KHFN  :LWK $& / '2+& &RQW
G
6WHS

$FWLRQ



 7XUQ WKH LJQLWLRQ 2))


 &RQQHFW WKH ORZ VSHHG FRROLQJ IDQ UHOD\
 'LVFRQQHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0
UHG FRQQHFWRU
 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH (&0
FRQQHFWRU WHUPLQDO $ DQG JURXQG
 7XUQ WKH LJQLWLRQ 21
'R WKH FRROLQJ IDQV UXQ DW ORZ VSHHG"





&KHFN IRU DQ RSHQ ZLUH EHWZHHQ WKH ORZ VSHHG


FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH (&0
FRQQHFWRU WHUPLQDO $
,V WKH SUREOHP IRXQG"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH ORZ VSHHG FRROLQJ IDQ UHOD\
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH ORZ VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG
JURXQG
,V WKH WHVW OLJKW RQ"

9DOXH V



 'LVFRQQHFW WKH VHULHVSDUDOOHO FRROLQJ IDQ UHOD\


 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH ORZ VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDOV  DQG 
 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH
VHULHVSDUDOOHO FRROLQJ IDQ UHOD\ FRQQHFWRU
WHUPLQDOV  DQG 
'R WKH FRROLQJ IDQV UXQ DW ORZ VSHHG"





&KHFN WKH ZLUH EHWZHHQ WKH DX[LOLDU\ FRROLQJ IDQ


FRQQHFWRU WHUPLQDO $ DQG WKH VHULHVSDUDOOHO FRROLQJ
IDQ UHOD\ FRQQHFWRU WHUPLQDO  IRU DQ RSHQ
,V WKH SUREOHP IRXQG"
&KHFN WKH ZLUH EHWZHHQ WKH VHULHVSDUDOOHO FRROLQJ
IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH PDLQ FRROLQJ
IDQ FRQQHFWRU WHUPLQDO % IRU DQ RSHQ
,V WKH SUREOHP IRXQG"



&KHFN IRU DQ RSHQ ZLUH EHWZHHQ WKH PDLQ FRROLQJ


IDQ FRQQHFWRU WHUPLQDO $ DQG JURXQG
,V WKH SUREOHP IRXQG"



5HSDLU WKH RSHQ ZLUH DV QHHGHG


,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH RSHQ EHWZHHQ WKH ORZ VSHHG FRROLQJ IDQ


UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH EDWWHU\
,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH RSHQ EHWZHHQ WKH ORZ VSHHG FRROLQJ IDQ


UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH LJQLWLRQ VZLWFK
,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

&RQQHFW D IXVHG MXPSHU EHWZHHQ WKH ORZ VSHHG


FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDOV  DQG 
'R WKH FRROLQJ IDQV UXQ DW ORZ VSHHG"



1R



&KHFN WKH ZLUH EHWZHHQ WKH ORZ VSHHG FRROLQJ IDQ


UHOD\ FRQQHFWRU WHUPLQDO  WR WKH DX[LOLDU\ FRROLQJ
IDQ FRQQHFWRU WHUPLQDO % IRU DQ RSHQ
,V WKH SUREOHP IRXQG"

<HV

6\VWHP 2.

6\VWHP 2.

)   (1*,1( &21752/6


(QJLQH &RROLQJ )DQ &LUFXLW &KHFN  :LWK $& / '2+& &RQW
G
6WHS

$FWLRQ



5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH ORZ VSHHG FRROLQJ


IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH (&0
FRQQHFWRU WHUPLQDO $
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R


6\VWHP 2.



5HSODFH WKH ORZ VSHHG FRROLQJ IDQ UHOD\


,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.



5HSODFH WKH VHULHVSDUDOOHO FRROLQJ IDQ UHOD\


,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.



5HSODFH WKH DX[LOLDU\ FRROLQJ IDQ


,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.



5HSODFH WKH PDLQ FRROLQJ IDQ


,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.



5HSODFH WKH (&0


,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.



 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH DX[LOLDU\ FRROLQJ IDQ FRQQHFWRU
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH PDLQ FRROLQJ IDQ
FRQQHFWRU WHUPLQDO % DQG JURXQG
 7XUQ WKH $& VZLWFK 21
 6WDUW WKH HQJLQH
,V WKH WHVW OLJKW RQ"

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 











 7XUQ WKH LJQLWLRQ 2))


 &RQQHFW D WHVW OLJKW EHWZHHQ WKH DX[LOLDU\ FRROLQJ
IDQ FRQQHFWRU WHUPLQDO $ DQG EDWWHU\ SRVLWLYH
 7XUQ WKH $& VZLWFK 21
 6WDUW WKH HQJLQH
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH KLJK VSHHG FRROLQJ IDQ UHOD\
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH KLJK VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG
JURXQG
 7XUQ WKH LJQLWLRQ 21
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH KLJK VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG
JURXQG
,V WKH WHVW OLJKW RQ"
 'LVFRQQHFW WKH VHULHVSDUDOOHO FRROLQJ IDQ UHOD\
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH VHULHVSDUDOOHO
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG
JURXQG
 7XUQ WKH LJQLWLRQ 21
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH VHULHVSDUDOOHO
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG
EDWWHU\ SRVLWLYH
,V WKH WHVW OLJKW RQ"

'$(:22 9 %/

(1*,1( &21752/6 )  


(QJLQH &RROLQJ )DQ &LUFXLW &KHFN  :LWK $& / '2+& &RQW
G
6WHS













'$(:22 9 %/

$FWLRQ






&RQQHFW WKH DX[LOLDU\ FRROLQJ IDQ FRQQHFWRU


&RQQHFW WKH KLJK VSHHG FRROLQJ IDQ UHOD\
&RQQHFW WKH VHULHVSDUDOOHO FRROLQJ IDQ UHOD\
'LVFRQQHFW WKH (&0 UHG FRQQHFWRU
&RQQHFW D IXVHG MXPSHU EHWZHHQ WKH (&0
FRQQHFWRU WHUPLQDO $ DQG JURXQG
 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH (&0
FRQQHFWRU WHUPLQDO $ DQG JURXQG
 7XUQ WKH LJQLWLRQ 21
'R WKH FRROLQJ IDQV UXQ DW KLJK VSHHG"
 7XUQ WKH LJQLWLRQ 2))
 &KHFN IRU DQ RSHQ ZLUH EHWZHHQ WKH KLJK VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH
(&0 FRQQHFWRU WHUPLQDO $
,V WKH SUREOHP IRXQG"
 'LVFRQQHFW WKH KLJK VSHHG FRROLQJ IDQ UHOD\
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH KLJK VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG
EDWWHU\ SRVLWLYH
,V WKH WHVW OLJKW RQ"

 'LVFRQQHFW WKH (&0 UHG FRQQHFWRU


 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH (&0
FRQQHFWRU WHUPLQDO $ DQG JURXQG
 'LVFRQQHFW WKH VHULHVSDUDOOHO FRROLQJ IDQ UHOD\
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH VHULHVSDUDOOHO
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG
EDWWHU\ SRVLWLYH
,V WKH WHVW OLJKW RQ"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 &RQQHFW WKH VHULHVSDUDOOHO FRROLQJ IDQ UHOD\


 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH (&0
FRQQHFWRU WHUPLQDO $ DQG JURXQG
 'LVFRQQHFW WKH KLJK VSHHG FRROLQJ IDQ UHOD\
 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH KLJK VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDOV  DQG 
 'LVFRQQHFW WKH ORZ VSHHG FRROLQJ IDQ UHOD\
 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH ORZ VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDOV  DQG 
 7XUQ WKH LJQLWLRQ 21
'R WKH FRROLQJ IDQV UXQ DW KLJK VSHHG"

 7XUQ WKH LJQLWLRQ 2))


 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH (&0
FRQQHFWRU WHUPLQDO $ DQG JURXQG
 'LVFRQQHFW WKH VHULHVSDUDOOHO FRROLQJ IDQ UHOD\
 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH
VHULHVSDUDOOHO FRROLQJ IDQ UHOD\ FRQQHFWRU
WHUPLQDOV  DQG 
 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH ORZ VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDOV  DQG 
 7XUQ WKH LJQLWLRQ 21
'R WKH FRROLQJ IDQV UXQ DW KLJK VSHHG"

*R WR 6WHS 

)   (1*,1( &21752/6


(QJLQH &RROLQJ )DQ &LUFXLW &KHFN  :LWK $& / '2+& &RQW
G
6WHS

$FWLRQ

9DOXH V

<HV

1R

6\VWHP 2.



5HSODFH WKH KLJK VSHHG FRROLQJ IDQ UHOD\


,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH KLJK VSHHG


FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH
LJQLWLRQ VZLWFK
,V WKH UHSDLU FRPSOHWH"

5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH KLJK VSHHG


FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH
EDWWHU\
,V WKH UHSDLU FRPSOHWH"

5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH VHULHVSDUDOOHO


FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH
LJQLWLRQ VZLWFK
,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH VHULHVSDUDOOHO


FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG JURXQG
,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH KLJK VSHHG


FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH PDLQ
FRROLQJ IDQ FRQQHFWRU WHUPLQDO %
,V WKH UHSDLU FRPSOHWH"

5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH VHULHVSDUDOOHO


FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH (&0
FRQQHFWRU WHUPLQDO $
,V WKH UHSDLU FRPSOHWH"








6\VWHP 2.

6\VWHP 2.

6\VWHP 2.

6\VWHP 2.


6\VWHP 2.

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

(1*,1( &22/,1* )$1 &,5&8,7 &+(&.  :,7+287 $& / 62+&


&LUFXLW 'HVFULSWLRQ
7KH HQJLQH FRROLQJ IDQ FLUFXLW RSHUDWHV WKH PDLQ FRROLQJ
IDQ DQG WKH DX[LOLDU\ FRROLQJ IDQ 7KH FRROLQJ IDQV DUH
FRQWUROOHG E\ WKH HOHFWURQLF FRQWURO PRGXOH (&0 EDVHG
RQ LQSXWV IURP WKH FRRODQW WHPSHUDWXUH VHQVRU &76
DQG WKH DLU FRQGLWLRQLQJ SUHVVXUH $&3 VHQVRU 7KH
(&0 FRQWUROV WKH ORZ VSHHG FRROLQJ IDQ RSHUDWLRQ E\
LQWHUQDOO\ JURXQGLQJ WKH (&0 FRQQHFWRU WHUPLQDO $
7KLV HQHUJL]HV WKH ORZ VSHHG FRROLQJ IDQ UHOD\ DQG
RSHUDWHV WKH PDLQ FRROLQJ IDQ DQG WKH DX[LOLDU\ FRROLQJ
IDQ DW ORZ VSHHG DV WKH FRROLQJ IDQV DUH FRQQHFWHG LQ D
VHULHV FLUFXLW 7KH (&0 FRQWUROV WKH KLJK VSHHG FRROLQJ
IDQ RSHUDWLRQ E\ LQWHUQDOO\ JURXQGLQJ WKH (&0 FRQQHFWRU
WHUPLQDO $ DQG WKH (&0 FRQQHFWRU WHUPLQDO % DW
WKH VDPH WLPH 7KLV HQHUJL]HV WKH ORZ VSHHG FRROLQJ IDQ
UHOD\ WKH KLJK VSHHG FRROLQJ IDQ UHOD\ DQG WKH
VHULHVSDUDOOHO FRROLQJ IDQ UHOD\ UHVXOWLQJ LQ KLJK VSHHG
IDQ RSHUDWLRQ DV WKH FRROLQJ IDQV DUH QRZ FRQQHFWHG LQ D
SDUDOOHO FLUFXLW

'LDJQRVWLF $LGV
$ ,I WKH RZQHU FRPSODLQHG RI DQ RYHUKHDWLQJ SUREOHP
LW PXVW EH GHWHUPLQHG LI WKH FRPSODLQW ZDV GXH WR DQ
DFWXDO ERLO RYHU RU WKH HQJLQH FRRODQW WHPSHUDWXUH
JDXJH LQGLFDWHG RYHUKHDWLQJ ,I WKH HQJLQH LV
RYHUKHDWLQJ DQG WKH FRROLQJ IDQV DUH RQ WKH FRROLQJ
V\VWHP VKRXOG EH FKHFNHG
$ ,I WKH HQJLQH IXVH EORFN IXVHV () RU () EHFRPH
RSHQ EORZQ LPPHGLDWHO\ DIWHU LQVWDOODWLRQ LQVSHFW
IRU D VKRUW WR JURXQG LQ WKH ZLULQJ RI WKH DSSURSULDWH
FLUFXLW ,I WKH IXVHV EHFRPH RSHQ EORZQ ZKHQ WKH
FRROLQJ IDQV DUH WR EH WXUQHG RQ E\ WKH HOHFWURQLF
FRQWURO PRGXOH (&0  VXVSHFW D IDXOW\ FRROLQJ IDQ
PRWRU
$ 7KH (&0 ZLOO WXUQ WKH FRROLQJ IDQV RQ DW ORZ VSHHG
ZKHQ WKH FRRODQW WHPSHUDWXUH LV E& E)  7KH
(&0 ZLOO WXUQ WKH FRROLQJ IDQV RII ZKHQ WKH FRRODQW
WHPSHUDWXUH LV E& E) 

'$(:22 9 %/

(1*,1( &21752/6 )  


$ 7KH (&0 ZLOO WXUQ WKH FRROLQJ IDQV RQ DW KLJK VSHHG
ZKHQ WKH FRRODQW WHPSHUDWXUH LV E& E)  7KH
(&0 ZLOO FKDQJH WKH FRROLQJ IDQV IURP KLJK VSHHG WR
ORZ VSHHG ZKHQ WKH FRRODQW WHPSHUDWXUH LV E&
E) 
$ 7KH FRROLQJ IDQ FLUFXLW FDQ EH FKHFNHG TXLFNO\ E\
GLVFRQQHFWLQJ WKH (&0 UHG FRQQHFWRU DQG JURXQGLQJ
WKH FRQQHFWRU WHUPLQDO $ 7KLV VKRXOG FUHDWH ORZ
VSHHG FRROLQJ IDQ RSHUDWLRQ ZLWK WKH LJQLWLRQ 21 %\
JURXQGLQJ WKH (&0 FRQQHFWRU WHUPLQDOV $ DQG %
DQG WXUQLQJ WKH LJQLWLRQ 21 KLJK VSHHG FRROLQJ IDQ
RSHUDWLRQ VKRXOG EH DFKLHYHG
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV VWHS DORQJ ZLWK VWHS  FKHFNV IRU WKH DELOLW\ RI
WKH HOHFWURQLF FRQWURO PRGXOH (&0 WR RSHUDWH WKH
FRROLQJ IDQV

 7KLV VWHS DORQJ ZLWK VWHS  FKHFNV IRU WKH DELOLW\ RI


WKH (&0 WR RSHUDWH WKH FRROLQJ IDQV LQ UHVSRQVH WR
$& SUHVVXUH UHDGLQJV
 $IWHU FRQILUPLQJ EDWWHU\ YROWDJH DQG WKH (&0
VXSSO\LQJ D JURXQG WR WKH FRLO VLGH RI WKH ORZ VSHHG
FRROLQJ IDQ UHOD\ E\ MXPSHULQJ FRQQHFWRU WHUPLQDOV
 DQG  LW ZLOO EH GHWHUPLQHG LI WKH UHOD\ LV DW IDXOW
RU D ZLULQJ SUREOHP LV SUHVHQW
 7KLV VWHS FKHFNV IRU WKH SUHVHQFH RI EDWWHU\ YROWDJH
WR WKH PDLQ FRROLQJ IDQ ZKHQ WKH $& LV RQ ,I EDWWHU\
YROWDJH LV SUHVHQW DQG WKH FRROLQJ IDQV DUH QRW
RSHUDWLQJ WKH SUREOHP LV LQ WKH JURXQG VLGH RI WKH
FRROLQJ IDQ FLUFXLW
 %\ GLUHFWO\ JURXQGLQJ WKH (&0 FRQQHFWRU WHUPLQDOV
$ DQG % WKH PDLQ DQG DX[LOLDU\ FRROLQJ IDQV
VKRXOG UXQ DW KLJK VSHHG

(QJLQH &RROLQJ )DQ &LUFXLW &KHFN  :LWKRXW $& / 62+&


6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

9DOXH V

 &KHFN WKH HQJLQH IXVH EORFN IXVH ()


 5HSODFH WKH IXVH DV QHHGHG
,V WKH IXVH 2."

 &KHFN WKH HQJLQH IXVH EORFN IXVH ()


 5HSODFH WKH IXVH DV QHHGHG
,V WKH IXVH 2."

 7XUQ WKH LJQLWLRQ 2))


 &RQQHFW D VFDQ WRRO WR WKH DVVHPEO\ OLQH
GLDJQRVWLF OLQN $/'/ 
 6WDUW WKH HQJLQH
 7KH FRROLQJ IDQV VKRXOG UXQ DW ORZ VSHHG ZKHQ
WKH FRRODQW WHPSHUDWXUH UHDFKHV E& E) 
'R WKH FRROLQJ IDQV UXQ DW ORZ VSHHG"

'$(:22 9 %/

7XUQ WKH LJQLWLRQ 2))


&RQQHFW D VFDQ WRRO WR WKH $/'/
6WDUW WKH HQJLQH
7KH FRROLQJ IDQV VKRXOG UXQ DW KLJK VSHHG ZKHQ
WKH FRRODQW WHPSHUDWXUH UHDFKHV E& E) 
'R WKH FRROLQJ IDQV UXQ DW KLJK VSHHG"

1R

*R WR 6WHS 

*R WR
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 






<HV

)   (1*,1( &21752/6


(QJLQH &RROLQJ )DQ &LUFXLW &KHFN  :LWKRXW $& / 62+& &RQW
G
6WHS

$FWLRQ

9DOXH V

 7XUQ WKH LJQLWLRQ 2))


 &RQQHFW D VFDQ WRRO WR WKH $/'/
 7KH FRRODQW WHPSHUDWXUH VKRXOG EH DERYH E&
E& 
 'LVFRQQHFW WKH DX[LOLDU\ FRROLQJ IDQ FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH DX[LOLDU\ FRROLQJ
IDQ FRQQHFWRU WHUPLQDO % DQG JURXQG
,V WKH WHVW OLJKW RQ"







 7XUQ WKH LJQLWLRQ 2))


 &RQQHFW D VFDQ WRRO WR WKH $/'/
 7KH FRRODQW WHPSHUDWXUH VKRXOG EH DERYH E&
E& 
 'LVFRQQHFW WKH DX[LOLDU\ FRROLQJ IDQ FRQQHFWRU
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH DX[LOLDU\ FRROLQJ
IDQ FRQQHFWRU WHUPLQDO $ DQG EDWWHU\ SRVLWLYH
,V WKH WHVW OLJKW RQ"

 7XUQ WKH LJQLWLRQ 2))


 &RQQHFW WKH ORZ VSHHG FRROLQJ IDQ UHOD\
 'LVFRQQHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0
UHG FRQQHFWRU
 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH (&0
FRQQHFWRU WHUPLQDO $ DQG JURXQG
 7XUQ WKH LJQLWLRQ 21
'R WKH FRROLQJ IDQV UXQ DW ORZ VSHHG"

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH ORZ VSHHG FRROLQJ IDQ UHOD\
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH ORZ VSHHG FRROLQJ
IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG JURXQG
,V WKH WHVW OLJKW RQ"
&RQQHFW D IXVHG MXPSHU EHWZHHQ WKH ORZ VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDOV  DQG 
'R WKH FRROLQJ IDQV UXQ DW ORZ VSHHG"

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH ORZ VSHHG FRROLQJ IDQ UHOD\
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH ORZ VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG
JURXQG
 7XUQ WKH LJQLWLRQ 21
,V WKH WHVW OLJKW RQ"

&KHFN IRU DQ RSHQ ZLUH EHWZHHQ WKH ORZ VSHHG


FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH (&0
FRQQHFWRU WHUPLQDO $
,V WKH SUREOHP IRXQG"

<HV

'$(:22 9 %/

(1*,1( &21752/6 )  


(QJLQH &RROLQJ )DQ &LUFXLW &KHFN  :LWKRXW $& / 62+& &RQW
G
6WHS

$FWLRQ

9DOXH V



 'LVFRQQHFW WKH VHULHVSDUDOOHO FRROLQJ IDQ UHOD\


 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH ORZ VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDOV  DQG 
 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH
VHULHVSDUDOOHO FRROLQJ IDQ UHOD\ FRQQHFWRU
WHUPLQDOV  DQG 
'R WKH FRROLQJ IDQV UXQ DW ORZ VSHHG"







&KHFN WKH ZLUH EHWZHHQ WKH ORZ VSHHG FRROLQJ IDQ


UHOD\ FRQQHFWRU WHUPLQDO  WR WKH DX[LOLDU\ FRROLQJ
IDQ FRQQHFWRU WHUPLQDO % IRU DQ RSHQ
,V WKH SUREOHP IRXQG"
&KHFN WKH ZLUH EHWZHHQ WKH DX[LOLDU\ FRROLQJ IDQ
FRQQHFWRU WHUPLQDO $ DQG WKH VHULHVSDUDOOHO FRROLQJ
IDQ UHOD\ FRQQHFWRU WHUPLQDO  IRU DQ RSHQ
,V WKH SUREOHP IRXQG"
&KHFN WKH ZLUH EHWZHHQ WKH VHULHVSDUDOOHO FRROLQJ
IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH PDLQ FRROLQJ
IDQ FRQQHFWRU WHUPLQDO % IRU DQ RSHQ
,V WKH SUREOHP IRXQG"

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.



&KHFN IRU DQ RSHQ ZLUH EHWZHHQ WKH PDLQ FRROLQJ


IDQ FRQQHFWRU WHUPLQDO $ DQG JURXQG
,V WKH SUREOHP IRXQG"



5HSDLU WKH RSHQ ZLUH DV QHHGHG


,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH RSHQ EHWZHHQ WKH ORZ VSHHG FRROLQJ IDQ


UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH EDWWHU\
,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH RSHQ EHWZHHQ WKH ORZ VSHHG FRROLQJ IDQ


UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH LJQLWLRQ VZLWFK
,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH ORZ VSHHG FRROLQJ


IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH (&0
FRQQHFWRU WHUPLQDO $
,V WKH UHSDLU FRPSOHWH"



5HSODFH WKH ORZ VSHHG FRROLQJ IDQ UHOD\


,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.



5HSODFH WKH VHULHVSDUDOOHO FRROLQJ IDQ UHOD\


,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.



5HSODFH WKH DX[LOLDU\ FRROLQJ IDQ


,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.



5HSODFH WKH PDLQ FRROLQJ IDQ


,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.



5HSODFH WKH (&0


,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.

'$(:22 9 %/

6\VWHP 2.

6\VWHP 2.


6\VWHP 2.

)   (1*,1( &21752/6


(QJLQH &RROLQJ )DQ &LUFXLW &KHFN  :LWKRXW $& / 62+& &RQW
G
6WHS

















$FWLRQ
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH KLJK VSHHG FRROLQJ IDQ UHOD\
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH KLJK VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG
JURXQG
 7XUQ WKH LJQLWLRQ 21
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH KLJK VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG
JURXQG
,V WKH WHVW OLJKW RQ"
 'LVFRQQHFW WKH VHULHVSDUDOOHO FRROLQJ IDQ UHOD\
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH VHULHVSDUDOOHO
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG
JURXQG
 7XUQ WKH LJQLWLRQ 21
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH VHULHVSDUDOOHO
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG
EDWWHU\ SRVLWLYH
,V WKH WHVW OLJKW RQ"






&RQQHFW WKH DX[LOLDU\ FRROLQJ IDQ FRQQHFWRU


&RQQHFW WKH KLJK VSHHG FRROLQJ IDQ UHOD\
&RQQHFW WKH VHULHVSDUDOOHO FRROLQJ IDQ UHOD\
'LVFRQQHFW WKH (&0 UHG FRQQHFWRU
&RQQHFW D IXVHG MXPSHU EHWZHHQ WKH (&0
FRQQHFWRU WHUPLQDO $ DQG JURXQG
 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH (&0
FRQQHFWRU WHUPLQDO % DQG JURXQG
 7XUQ WKH LJQLWLRQ 21
'R WKH FRROLQJ IDQV UXQ DW KLJK VSHHG"
 7XUQ WKH LJQLWLRQ 2))
 &KHFN IRU DQ RSHQ ZLUH EHWZHHQ WKH KLJK VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH
(&0 FRQQHFWRU WHUPLQDO %
,V WKH SUREOHP IRXQG"
 'LVFRQQHFW WKH KLJK VSHHG FRROLQJ IDQ UHOD\
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH KLJK VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG
EDWWHU\ SRVLWLYH
,V WKH WHVW OLJKW RQ"

 'LVFRQQHFW WKH (&0 UHG FRQQHFWRU


 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH (&0
FRQQHFWRU WHUPLQDO % DQG JURXQG
 'LVFRQQHFW WKH VHULHVSDUDOOHO FRROLQJ IDQ UHOD\
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH VHULHVSDUDOOHO
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG
EDWWHU\ SRVLWLYH
,V WKH WHVW OLJKW RQ"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

'$(:22 9 %/

(1*,1( &21752/6 )  


(QJLQH &RROLQJ )DQ &LUFXLW &KHFN  :LWKRXW $& / 62+& &RQW
G
6WHS

$FWLRQ

9DOXH V



 &RQQHFW WKH VHULHVSDUDOOHO FRROLQJ IDQ UHOD\


 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH (&0
FRQQHFWRU WHUPLQDO % DQG JURXQG
 'LVFRQQHFW WKH KLJK VSHHG FRROLQJ IDQ UHOD\
 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH KLJK VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDOV  DQG 
 'LVFRQQHFW WKH ORZ VSHHG FRROLQJ IDQ UHOD\
 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH ORZ VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDOV  DQG 
 7XUQ WKH LJQLWLRQ 21
'R WKH FRROLQJ IDQV UXQ DW KLJK VSHHG"

 7XUQ WKH LJQLWLRQ 2))


 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH (&0
FRQQHFWRU WHUPLQDO % DQG JURXQG
 'LVFRQQHFW WKH VHULHVSDUDOOHO FRROLQJ IDQ UHOD\
 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH
VHULHVSDUDOOHO FRROLQJ IDQ UHOD\ FRQQHFWRU
WHUPLQDOV  DQG 
 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH ORZ VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDOV  DQG 
 7XUQ WKH LJQLWLRQ 21
'R WKH FRROLQJ IDQV UXQ DW KLJK VSHHG"



5HSODFH WKH KLJK VSHHG FRROLQJ IDQ UHOD\


,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH KLJK VSHHG


FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH
LJQLWLRQ VZLWFK
,V WKH UHSDLU FRPSOHWH"

5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH KLJK VSHHG


FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH
EDWWHU\
,V WKH UHSDLU FRPSOHWH"

5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH VHULHVSDUDOOHO


FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH
LJQLWLRQ VZLWFK
,V WKH UHSDLU FRPSOHWH"







5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH VHULHVSDUDOOHO


FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG JURXQG
,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH KLJK VSHHG


FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH PDLQ
FRROLQJ IDQ FRQQHFWRU WHUPLQDO %
,V WKH UHSDLU FRPSOHWH"

5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH VHULHVSDUDOOHO


FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH (&0
FRQQHFWRU WHUPLQDO %
,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 





<HV

6\VWHP 2.




6\VWHP 2.

6\VWHP 2.

6\VWHP 2.

6\VWHP 2.


6\VWHP 2.

6\VWHP 2.

)   (1*,1( &21752/6

&)

(1*,1( &22/,1* )$1 &,5&8,7 &+(&.  :,7+287 $& / '2+&


&LUFXLW 'HVFULSWLRQ
7KH HQJLQH FRROLQJ IDQ FLUFXLW RSHUDWHV WKH PDLQ FRROLQJ
IDQ DQG WKH DX[LOLDU\ FRROLQJ IDQ 7KH FRROLQJ IDQV DUH
FRQWUROOHG E\ WKH HOHFWURQLF FRQWURO PRGXOH (&0 EDVHG
RQ LQSXWV IURP WKH FRRODQW WHPSHUDWXUH VHQVRU &76
DQG WKH DLU FRQGLWLRQLQJ SUHVVXUH $&3 VHQVRU 7KH
(&0 FRQWUROV WKH ORZ VSHHG FRROLQJ IDQ RSHUDWLRQ E\
LQWHUQDOO\ JURXQGLQJ WKH (&0 FRQQHFWRU WHUPLQDO $
7KLV HQHUJL]HV WKH ORZ VSHHG FRROLQJ IDQ UHOD\ DQG
RSHUDWHV WKH PDLQ FRROLQJ IDQ DQG WKH DX[LOLDU\ FRROLQJ
IDQ DW ORZ VSHHG DV WKH FRROLQJ IDQV DUH FRQQHFWHG LQ D
VHULHV FLUFXLW 7KH (&0 FRQWUROV WKH KLJK VSHHG FRROLQJ
IDQ RSHUDWLRQ E\ LQWHUQDOO\ JURXQGLQJ WKH (&0 FRQQHFWRU
WHUPLQDO $ DQG WKH (&0 FRQQHFWRU WHUPLQDO $ DW
WKH VDPH WLPH 7KLV HQHUJL]HV WKH ORZ VSHHG FRROLQJ IDQ
UHOD\ WKH KLJK VSHHG FRROLQJ IDQ UHOD\ DQG WKH
VHULHVSDUDOOHO FRROLQJ IDQ UHOD\ UHVXOWLQJ LQ KLJK VSHHG
IDQ RSHUDWLRQ DV WKH FRROLQJ IDQV DUH QRZ FRQQHFWHG LQ D
SDUDOOHO FLUFXLW

'LDJQRVWLF $LGV
$ ,I WKH RZQHU FRPSODLQHG RI DQ RYHUKHDWLQJ SUREOHP
LW PXVW EH GHWHUPLQHG LI WKH FRPSODLQW ZDV GXH WR DQ
DFWXDO ERLO RYHU RU WKH HQJLQH FRRODQW WHPSHUDWXUH
JDXJH LQGLFDWHG RYHUKHDWLQJ ,I WKH HQJLQH LV
RYHUKHDWLQJ DQG WKH FRROLQJ IDQV DUH RQ WKH FRROLQJ
V\VWHP VKRXOG EH FKHFNHG
$ ,I WKH HQJLQH IXVH EORFN IXVHV () RU () EHFRPH
RSHQ EORZQ LPPHGLDWHO\ DIWHU LQVWDOODWLRQ LQVSHFW
IRU D VKRUW WR JURXQG LQ WKH ZLULQJ RI WKH DSSURSULDWH
FLUFXLW ,I WKH IXVHV EHFRPH RSHQ EORZQ ZKHQ WKH
FRROLQJ IDQV DUH WR EH WXUQHG RQ E\ WKH HOHFWURQLF
FRQWURO PRGXOH (&0  VXVSHFW D IDXOW\ FRROLQJ IDQ
PRWRU
$ 7KH (&0 ZLOO WXUQ WKH FRROLQJ IDQV RQ DW ORZ VSHHG
ZKHQ WKH FRRODQW WHPSHUDWXUH LV E& E)  7KH
(&0 ZLOO WXUQ WKH FRROLQJ IDQV RII ZKHQ WKH FRRODQW
WHPSHUDWXUH LV E& E) 

'$(:22 9 %/

(1*,1( &21752/6 )  


$ 7KH (&0 ZLOO WXUQ WKH FRROLQJ IDQV RQ DW KLJK VSHHG
ZKHQ WKH FRRODQW WHPSHUDWXUH LV E& E)  7KH
(&0 ZLOO FKDQJH WKH FRROLQJ IDQV IURP KLJK VSHHG WR
ORZ VSHHG ZKHQ WKH FRRODQW WHPSHUDWXUH LV E&
E) 
$ 7KH FRROLQJ IDQ FLUFXLW FDQ EH FKHFNHG TXLFNO\ E\
GLVFRQQHFWLQJ WKH (&0 UHG FRQQHFWRU DQG JURXQGLQJ
WKH FRQQHFWRU WHUPLQDO $ 7KLV VKRXOG FUHDWH ORZ
VSHHG FRROLQJ IDQ RSHUDWLRQ ZLWK WKH LJQLWLRQ 21 %\
JURXQGLQJ WKH (&0 FRQQHFWRU WHUPLQDOV $ DQG $
DQG WXUQLQJ WKH LJQLWLRQ 21 KLJK VSHHG FRROLQJ IDQ
RSHUDWLRQ VKRXOG EH DFKLHYHG
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV VWHS DORQJ ZLWK VWHS  FKHFNV IRU WKH DELOLW\ RI
WKH HOHFWURQLF FRQWURO PRGXOH (&0 WR RSHUDWH WKH
FRROLQJ IDQV

 7KLV VWHS DORQJ ZLWK VWHS  FKHFNV IRU WKH DELOLW\ RI


WKH (&0 WR RSHUDWH WKH FRROLQJ IDQV LQ UHVSRQVH WR
$& SUHVVXUH UHDGLQJV
 $IWHU FRQILUPLQJ EDWWHU\ YROWDJH DQG WKH (&0
VXSSO\LQJ D JURXQG WR WKH FRLO VLGH RI WKH ORZ VSHHG
FRROLQJ IDQ UHOD\ E\ MXPSHULQJ FRQQHFWRU WHUPLQDOV
 DQG  LW ZLOO EH GHWHUPLQHG LI WKH UHOD\ LV DW IDXOW
RU D ZLULQJ SUREOHP LV SUHVHQW
 7KLV VWHS FKHFNV IRU WKH SUHVHQFH RI EDWWHU\ YROWDJH
WR WKH PDLQ FRROLQJ IDQ ZKHQ WKH $& LV RQ ,I EDWWHU\
YROWDJH LV SUHVHQW DQG WKH FRROLQJ IDQV DUH QRW
RSHUDWLQJ WKH SUREOHP LV LQ WKH JURXQG VLGH RI WKH
FRROLQJ IDQ FLUFXLW
 %\ GLUHFWO\ JURXQGLQJ WKH (&0 FRQQHFWRU WHUPLQDOV
$ DQG $ WKH PDLQ DQG DX[LOLDU\ FRROLQJ IDQV
VKRXOG UXQ DW KLJK VSHHG

(QJLQH &RROLQJ )DQ &LUFXLW &KHFN  :LWKRXW $& / '2+&


6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

9DOXH V


 &KHFN WKH HQJLQH IXVH EORFN IXVH ()


 5HSODFH WKH IXVH DV QHHGHG
,V WKH IXVH 2."

 &KHFN WKH HQJLQH IXVH EORFN IXVH ()


 5HSODFH WKH IXVH DV QHHGHG
,V WKH IXVH 2."

 7XUQ WKH LJQLWLRQ 2))


 &RQQHFW D VFDQ WRRO WR WKH DVVHPEO\ OLQH
GLDJQRVWLF OLQN $/'/ 
 6WDUW WKH HQJLQH
 7KH FRROLQJ IDQV VKRXOG UXQ DW ORZ VSHHG ZKHQ
WKH FRRODQW WHPSHUDWXUH UHDFKHV E& E) 
'R WKH FRROLQJ IDQV UXQ DW ORZ VSHHG"

'$(:22 9 %/






7XUQ WKH LJQLWLRQ 2))


&RQQHFW D VFDQ WRRO WR WKH $/'/
6WDUW WKH HQJLQH
7KH FRROLQJ IDQV VKRXOG UXQ DW KLJK VSHHG ZKHQ
WKH FRRODQW WHPSHUDWXUH UHDFKHV E& E) 
'R WKH FRROLQJ IDQV UXQ DW KLJK VSHHG"

<HV

*R WR 6WHS 

1R
*R WR
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

)   (1*,1( &21752/6


(QJLQH &RROLQJ )DQ &LUFXLW &KHFN  :LWKRXW $& / '2+& &RQW
G
6WHS

$FWLRQ

9DOXH V

 7XUQ WKH LJQLWLRQ 2))


 &RQQHFW D VFDQ WRRO WR WKH $/'/
 7KH FRRODQW WHPSHUDWXUH VKRXOG EH DERYH E&
E) 
 'LVFRQQHFW WKH DX[LOLDU\ FRROLQJ IDQ FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH DX[LOLDU\ FRROLQJ
IDQ FRQQHFWRU WHUPLQDO % DQG JURXQG
,V WKH WHVW OLJKW RQ"







 7XUQ WKH LJQLWLRQ 2))


 &RQQHFW D VFDQ WRRO WR WKH $/'/
 7KH FRRODQW WHPSHUDWXUH VKRXOG EH DERYH E&
E) 
 'LVFRQQHFW WKH DX[LOLDU\ FRROLQJ IDQ FRQQHFWRU
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH DX[LOLDU\ FRROLQJ
IDQ FRQQHFWRU WHUPLQDO $ DQG EDWWHU\ SRVLWLYH
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH ORZ VSHHG FRROLQJ IDQ UHOD\
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH ORZ VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG
JURXQG
 7XUQ WKH LJQLWLRQ 21
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW WKH ORZ VSHHG FRROLQJ IDQ UHOD\
 'LVFRQQHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0
UHG FRQQHFWRU
 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH (&0
FRQQHFWRU WHUPLQDO $ DQG JURXQG
 7XUQ WKH LJQLWLRQ 21
'R WKH FRROLQJ IDQV UXQ DW ORZ VSHHG"
&KHFN IRU DQ RSHQ ZLUH EHWZHHQ WKH ORZ VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH (&0
FRQQHFWRU WHUPLQDO $
,V WKH SUREOHP IRXQG"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH ORZ VSHHG FRROLQJ IDQ UHOD\
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH ORZ VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG
JURXQG
,V WKH WHVW OLJKW RQ"
&RQQHFW D IXVHG MXPSHU EHWZHHQ WKH ORZ VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDOV  DQG 
'R WKH FRROLQJ IDQV UXQ DW ORZ VSHHG"

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

'$(:22 9 %/

(1*,1( &21752/6 )  


(QJLQH &RROLQJ )DQ &LUFXLW &KHFN  :LWKRXW $& / '2+& &RQW
G
6WHS

$FWLRQ

9DOXH V



 'LVFRQQHFW WKH VHULHVSDUDOOHO FRROLQJ IDQ UHOD\


 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH ORZ VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDOV  DQG 
 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH
VHULHVSDUDOOHO FRROLQJ IDQ UHOD\ FRQQHFWRU
WHUPLQDOV  DQG 
'R WKH FRROLQJ IDQV UXQ DW ORZ VSHHG"







&KHFN WKH ZLUH EHWZHHQ WKH ORZ VSHHG FRROLQJ IDQ


UHOD\ FRQQHFWRU WHUPLQDO  WR WKH DX[LOLDU\ FRROLQJ
IDQ FRQQHFWRU WHUPLQDO % IRU DQ RSHQ
,V WKH SUREOHP IRXQG"
&KHFN WKH ZLUH EHWZHHQ WKH DX[LOLDU\ FRROLQJ IDQ
FRQQHFWRU WHUPLQDO $ DQG WKH VHULHVSDUDOOHO FRROLQJ
IDQ UHOD\ FRQQHFWRU WHUPLQDO  IRU DQ RSHQ
,V WKH SUREOHP IRXQG"
&KHFN WKH ZLUH EHWZHHQ WKH VHULHVSDUDOOHO FRROLQJ
IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH PDLQ FRROLQJ
IDQ FRQQHFWRU WHUPLQDO % IRU DQ RSHQ
,V WKH SUREOHP IRXQG"



&KHFN IRU DQ RSHQ ZLUH EHWZHHQ WKH PDLQ FRROLQJ


IDQ FRQQHFWRU WHUPLQDO $ DQG JURXQG
,V WKH SUREOHP IRXQG"



5HSDLU WKH RSHQ ZLUH DV QHHGHG


,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH RSHQ EHWZHHQ WKH ORZ VSHHG FRROLQJ IDQ


UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH EDWWHU\
,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH RSHQ EHWZHHQ WKH ORZ VSHHG FRROLQJ IDQ


UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH LJQLWLRQ VZLWFK
,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH ORZ VSHHG FRROLQJ


IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH (&0
FRQQHFWRU WHUPLQDO $
,V WKH UHSDLU FRPSOHWH"

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

6\VWHP 2.

6\VWHP 2.


6\VWHP 2.



5HSODFH WKH ORZ VSHHG FRROLQJ IDQ UHOD\


,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.



5HSODFH WKH VHULHVSDUDOOHO FRROLQJ IDQ UHOD\


,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.



5HSODFH WKH DX[LOLDU\ FRROLQJ IDQ


,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.



5HSODFH WKH PDLQ FRROLQJ IDQ


,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.



5HSODFH WKH (&0


,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.

'$(:22 9 %/

)   (1*,1( &21752/6


(QJLQH &RROLQJ )DQ &LUFXLW &KHFN  :LWKRXW $& / '2+& &RQW
G
6WHS

















$FWLRQ
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH KLJK VSHHG FRROLQJ IDQ UHOD\
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH KLJK VSHHG FRROLQJ
IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG JURXQG
 7XUQ WKH LJQLWLRQ 21
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH KLJK VSHHG FRROLQJ
IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG JURXQG
,V WKH WHVW OLJKW RQ"
 'LVFRQQHFW WKH VHULHVSDUDOOHO FRROLQJ IDQ UHOD\
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH VHULHVSDUDOOHO
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG JURXQG
 7XUQ WKH LJQLWLRQ 21
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH VHULHVSDUDOOHO
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG EDWWHU\
SRVLWLYH
,V WKH WHVW OLJKW RQ"






&RQQHFW WKH DX[LOLDU\ FRROLQJ IDQ FRQQHFWRU


&RQQHFW WKH KLJK VSHHG FRROLQJ IDQ UHOD\
&RQQHFW WKH VHULHVSDUDOOHO FRROLQJ IDQ UHOD\
'LVFRQQHFW WKH (&0 UHG FRQQHFWRU
&RQQHFW D IXVHG MXPSHU EHWZHHQ WKH (&0
FRQQHFWRU WHUPLQDO $ DQG JURXQG
 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH (&0
FRQQHFWRU WHUPLQDO $ DQG JURXQG
 7XUQ WKH LJQLWLRQ 21
'R WKH FRROLQJ IDQV UXQ DW KLJK VSHHG"
 7XUQ WKH LJQLWLRQ 2))
 &KHFN IRU DQ RSHQ ZLUH EHWZHHQ WKH KLJK VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH
(&0 FRQQHFWRU WHUPLQDO $
,V WKH SUREOHP IRXQG"
 'LVFRQQHFW WKH KLJK VSHHG FRROLQJ IDQ UHOD\
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH KLJK VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG
EDWWHU\ SRVLWLYH
,V WKH WHVW OLJKW RQ"

 'LVFRQQHFW WKH (&0 UHG FRQQHFWRU


 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH (&0
FRQQHFWRU WHUPLQDO $ DQG JURXQG
 'LVFRQQHFW WKH VHULHVSDUDOOHO FRROLQJ IDQ UHOD\
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH VHULHVSDUDOOHO
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG
EDWWHU\ SRVLWLYH
,V WKH WHVW OLJKW RQ"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

'$(:22 9 %/

(1*,1( &21752/6 )  


(QJLQH &RROLQJ )DQ &LUFXLW &KHFN  :LWKRXW $& / '2+& &RQW
G
6WHS

$FWLRQ

9DOXH V



 &RQQHFW WKH VHULHVSDUDOOHO FRROLQJ IDQ UHOD\


 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH (&0
FRQQHFWRU WHUPLQDO $ DQG JURXQG
 'LVFRQQHFW WKH KLJK VSHHG FRROLQJ IDQ UHOD\
 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH KLJK VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDOV  DQG 
 'LVFRQQHFW WKH ORZ VSHHG FRROLQJ IDQ UHOD\
 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH ORZ VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDOV  DQG 
 7XUQ WKH LJQLWLRQ 21
'R WKH FRROLQJ IDQV UXQ DW KLJK VSHHG"

 7XUQ WKH LJQLWLRQ 2))


 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH (&0
FRQQHFWRU WHUPLQDO $ DQG JURXQG
 'LVFRQQHFW WKH VHULHVSDUDOOHO FRROLQJ IDQ UHOD\
 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH
VHULHVSDUDOOHO FRROLQJ IDQ UHOD\ FRQQHFWRU
WHUPLQDOV  DQG 
 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH ORZ VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDOV  DQG 
 7XUQ WKH LJQLWLRQ 21
'R WKH FRROLQJ IDQV UXQ DW KLJK VSHHG"



5HSODFH WKH KLJK VSHHG FRROLQJ IDQ UHOD\


,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH KLJK VSHHG


FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH
LJQLWLRQ VZLWFK
,V WKH UHSDLU FRPSOHWH"

5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH KLJK VSHHG


FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH
EDWWHU\
,V WKH UHSDLU FRPSOHWH"

5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH VHULHVSDUDOOHO


FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH
LJQLWLRQ VZLWFK
,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH VHULHVSDUDOOHO


FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG JURXQG
,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH KLJK VSHHG


FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH PDLQ
FRROLQJ IDQ FRQQHFWRU WHUPLQDO %
,V WKH UHSDLU FRPSOHWH"

5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH VHULHVSDUDOOHO


FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH (&0
FRQQHFWRU WHUPLQDO $
,V WKH UHSDLU FRPSOHWH"









'$(:22 9 %/

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 
6\VWHP 2.




6\VWHP 2.

6\VWHP 2.

6\VWHP 2.

6\VWHP 2.


6\VWHP 2.

6\VWHP 2.

)   (1*,1( &21752/6

%/$1.

'$(:22 9 %/

(1*,1( &21752/6 )  

)8(/ ,1-(&725 %$/$1&( 7(67


$ IXHO LQMHFWRU WHVWHU LV XVHG WR HQHUJL]H WKH LQMHFWRU IRU D
SUHFLVH DPRXQW RI WLPH WKXV VSUD\LQJ D PHDVXUHG
DPRXQW RI IXHO LQWR WKH LQWDNH PDQLIROG 7KLV FDXVHV D
GURS LQ WKH IXHO UDLO SUHVVXUH WKDW FDQ EH UHFRUGHG DQG

XVHG WR FRPSDUH HDFK RI WKH IXHO LQMHFWRUV $OO RI WKH IXHO


LQMHFWRUV VKRXOG KDYH WKH VDPH SUHVVXUH GURS  N3D
 SVL 

,QMHFWRU %DODQFH 7HVW ([DPSOH


&\OLQGHU

)LUVW 5HDGLQJ

 N3D
 SVL

 N3D
 SVL

 N3D
 SVL

 N3D
 SVL

6HFRQG 5HDGLQJ

 N3D
 SVL

 N3D
 SVL

 N3D
 SVL

 N3D
 SVL

$PRXQW 2I 'URS

 N3D
 SVL

 N3D
 SVL

 N3D
 SVL

 N3D
 SVL

$YHUDJH 5DQJH  N3D


 SVL

,QMHFWRU 2.

)DXOW\ ,QMHFWRU 
7RR 0XFK
3UHVVXUH 'URS

,QMHFWRU 2.

)DXOW\ ,QMHFWRU 
7RR /LWWOH
3UHVVXUH 'URS

&DXWLRQ 7KH IXHO V\VWHP LV XQGHU SUHVVXUH 7R


DYRLG IXHO VSLOODJH DQG WKH ULVN RI SHUVRQDO LQMXU\ RU
ILUH LW LV QHFHVVDU\ WR UHOLHYH WKH IXHO V\VWHP
SUHVVXUH EHIRUH GLVFRQQHFWLQJ WKH IXHO OLQHV
&DXWLRQ 'R QRW SLQFK RU UHVWULFW Q\ORQ IXHO OLQHV
'DPDJH WR WKH OLQHV FRXOG FDXVH D IXHO OHDN
UHVXOWLQJ LQ SRVVLEOH ILUH RU SHUVRQDO LQMXU\
1RWLFH ,Q RUGHU WR SUHYHQW IORRGLQJ RI WKH HQJLQH GR QRW
SHUIRUP WKH ,QMHFWRU %DODQFH 7HVW PRUH WKDQ RQFH
LQFOXGLQJ DQ\ UHWHVW RQ IDXOW\ IXHO LQMHFWRUV ZLWKRXW
UXQQLQJ WKH HQJLQH
7HVW
 $Q HQJLQH FRRO GRZQ SHULRG RI  PLQXWHV LV
QHFHVVDU\ LQ RUGHU WR DYRLG LUUHJXODU UHDGLQJV GXH WR
KRW VRDN IXHO ERLOLQJ
 &RQQHFW WKH IXHO SUHVVXUH JDXJH FDUHIXOO\ WR DYRLG
DQ\ IXHO VSLOODJH
 7KH IXHO SXPS VKRXOG UXQ DERXW  VHFRQGV DIWHU WKH
LJQLWLRQ LV WXUQHG WR WKH 21 SRVLWLRQ ([FHSW (XUR
6WDJH,, 
$ 8VH MXPS ZLUH IRU (XUR 6WDJH,, FRQQHFW WHUPLQDO
' RI & WR JURXQG IRU  VHFRQGV
 ,QVHUW D FOHDU WXEH DWWDFKHG WR WKH YHQW YDOYH RI WKH
IXHO SUHVVXUH JDXJH LQWR D VXLWDEOH FRQWDLQHU
 %OHHG WKH DLU IURP WKH IXHO SUHVVXUH JDXJH DQG KRVH
XQWLO DOO RI WKH DLU LV EOHG IURP WKH IXHO SUHVVXUH JDXJH
 7KH LJQLWLRQ VZLWFK PXVW EH LQ WKH 2)) SRVLWLRQ DW
OHDVW  VHFRQGV LQ RUGHU WR FRPSOHWH WKH HOHFWURQLF
FRQWURO PRGXOH (&0 VKXWGRZQ F\FOH

'$(:22 9 %/

 7XUQ WKH LJQLWLRQ 21 LQ RUGHU WR JHW WKH IXHO SUHVVXUH


WR LWV PD[LPXP OHYHO ([FHSW (XUR 6WDJH,, 
$ )RU (XUR 6WDJH,, FRQQHFW WKH WHUPLQDO ' RI
& WR JURXQG IRU  VHFRQGV
 $OORZ WKH IXHO SUHVVXUH WR VWDELOL]H DQG WKHQ UHFRUG
WKLV LQLWLDO SUHVVXUH UHDGLQJ :DLW XQWLO WKHUH LV QR
PRYHPHQW RI WKH QHHGOH RQ WKH IXHO SUHVVXUH JDXJH
 )ROORZ WKH PDQXIDFWXUHU
V LQVWUXFWLRQV IRU WKH XVH RI
WKH DGDSWHU KDUQHVV (QHUJL]H WKH IXHO LQMHFWRU
WHVWHU RQFH DQG QRWH WKH IXHO SUHVVXUH GURS DW LWV
ORZHVW SRLQW 5HFRUG WKLV VHFRQG UHDGLQJ 6XEWUDFW LW
IURP WKH ILUVW UHDGLQJ WR GHWHUPLQH WKH DPRXQW RI WKH
IXHO SUHVVXUH GURS
 'LVFRQQHFW WKH IXHO LQMHFWRU WHVWHU IURP WKH IXHO
LQMHFWRU
 $IWHU WXUQLQJ WKH LJQLWLRQ 21 H[FHSW (XUR 6WDJH,,
RU FRQQHFW WKH WHUPLQDO ' RI & WR JURXQG (XUR
6WDJH,,  LQ RUGHU WR REWDLQ PD[LPXP SUHVVXUH RQFH
DJDLQ PDNH D FRQQHFWLRQ DW WKH QH[W IXHO LQMHFWRU
(QHUJL]H WKH IXHO LQMHFWRU WHVWHU DQG UHFRUG WKH IXHO
SUHVVXUH UHDGLQJ 5HSHDW WKLV SURFHGXUH IRU DOO WKH
LQMHFWRUV
 5HWHVW DQ\ RI WKH IXHO LQMHFWRUV WKDW WKH SUHVVXUH
GURS H[FHHGV WKH  N3D  SVL VSHFLILFDWLRQ
 5HSODFH DQ\ RI WKH IXHO LQMHFWRUV WKDW IDLO WKH UHWHVW
 ,I WKH SUHVVXUH GURS RI DOO RI WKH IXHO LQMHFWRUV LV
ZLWKLQ  N3D  SVL  WKHQ WKH IXHO LQMHFWRUV DUH
IORZLQJ QRUPDOO\ DQG QR UHSODFHPHQW VKRXOG EH
QHFHVVDU\
 5HFRQQHFW WKH IXHO LQMHFWRU KDUQHVV DQG UHYLHZ WKH
V\PSWRP GLDJQRVWLF WDEOHV

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


)$1 180%(5 7:2 /2: / '2+&
&LUFXLW 'HVFULSWLRQ
7KH KLJK VSHHG FRROLQJ IDQ UHOD\ LV FRQWUROOHG E\ WKH
HOHFWURQLF FRQWURO PRGXOH (&0  7KH (&0 DSSOLHV D
JURXQG WR WKH KLJK VSHHG FRROLQJ IDQ UHOD\ ZKLOH DOVR
DSSO\LQJ JURXQG WR WKH ORZ VSHHG FRROLQJ IDQ UHOD\ WR
DFKLHYH KLJK VSHHG FRROLQJ IDQ RSHUDWLRQ 7KH (&0
GHWHUPLQHV ZKHQ WR DFWLYDWH WKH KLJK VSHHG FRROLQJ IDQ
UHOD\ GHSHQGLQJ RQ WKH FRRODQW WHPSHUDWXUH DQG WKH $&
V\VWHP KLJK VLGH SUHVVXUH
'7&  :LOO 6HW :KHQ
$ $ VKRUW WR JURXQG FRQGLWLRQ H[LVWV
$ 7KLV FRQGLWLRQ LV SUHVHQW IRU PRUH WKDQ  VHFRQGV

'LDJQRVWLF $LGV
$ $Q LQWHUPLWWHQW SUREOHP PD\ EH FDXVHG E\ D SRRU
FRQQHFWLRQ UXEEHG WKURXJK ZLUH LQVXODWLRQ RU D
EURNHQ ZLUH LQVLGH WKH LQVXODWLRQ
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV VWHS FKHFNV IRU D VKRUWHG UHOD\
 7KLV VWHS FKHFNV IRU D VKRUWHG UHOD\
 7KLV VWHS FKHFNV IRU WKH DELOLW\ RI WKH (&0 WR JURXQG
WKH IDQ FLUFXLWV

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   )DQ 1XPEHU 7ZR /RZ / '2+&
6WHS

$FWLRQ

9DOXH V

'HWHUPLQH ZKHWKHU WKH 'LDJQRVWLF 6\VWHP &KHFN


KDV EHHQ SHUIRUPHG
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

,QVSHFW WKH IXVH )


,V WKH IXVH LQ JRRG FRQGLWLRQ"

 5HSODFH WKH IXVH


 &OHDU DQ\ GLDJQRVWLF WURXEOH FRGHV '7&V IURP
WKH HOHFWURQLF FRQWURO PRGXOH (&0 
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

 'LVFRQQHFW WKH KLJK VSHHG FRROLQJ IDQ UHOD\


 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WKH KLJK VSHHG
FRROLQJ IDQ UHOD\ WHUPLQDOV  DQG 
,V WKH FLUFXLW VKRUWHG WR JURXQG"





'$(:22 9 %/

 5HSODFH WKH KLJK VSHHG FRROLQJ IDQ UHOD\


 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 'LVFRQQHFW WKH VHULHVSDUDOOHO FRROLQJ IDQ UHOD\
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WKH
VHULHVSDUDOOHO FRROLQJ IDQ UHOD\ WHUPLQDOV 
DQG 
,V WKH FLUFXLW VKRUWHG WR JURXQG"
 5HSODFH WKH VHULHVSDUDOOHO FRROLQJ IDQ UHOD\
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
&KHFN IRU D VKRUW WR JURXQG LQ WKH ZLULQJ EHWZHHQ
WKH KLJK VSHHG FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO
 DQG WKH (&0 FRQQHFWRU WHUPLQDO $
,V WKH SUREOHP IRXQG"
&KHFN IRU D VKRUW WR JURXQG LQ WKH ZLULQJ EHWZHHQ
WKH VHULHVSDUDOOHO FRROLQJ IDQ UHOD\ FRQQHFWRU
WHUPLQDO  DQG (&0 FRQQHFWRU WHUPLQDO $
,V WKH SUREOHP IRXQG"
 5HSDLU WKH VKRUW WR JURXQG LQ WKH ZLULQJ
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW WKH KLJK VSHHG FRROLQJ IDQ UHOD\
 &RQQHFW WKH VHULHVSDUDOOHO FRROLQJ IDQ UHOD\
 &RQQHFW WKH (&0 UHG FRQQHFWRU
 -XPSHU WHUPLQDOV $ DQG % RI WKH DVVHPEO\ OLQH
GLDJQRVWLF OLQN $/'/ FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
 :LWK D WHVW OLJKW FRQQHFWHG WR EDWWHU\ YROWDJH
EDFNSUREH WKH (&0 FRQQHFWRU WHUPLQDO $
,V WKH WHVW OLJKW RQ"

<HV

*R WR 6WHS 
*R WR 6WHS 

1R
*R WR
'LDJQRVWLF
6\VWHP
&KHFN
*R WR 6WHS 


6\VWHP 2.

*R WR 6WHS 


*R WR 6WHS 


6\VWHP 2.

*R WR 6WHS 


*R WR 6WHS 


6\VWHP 2.


*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.


*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

)   (1*,1( &21752/6


'7&   )DQ 1XPEHU 7ZR /RZ / '2+& &RQW
G
6WHS







$FWLRQ

9DOXH V

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH (&0 UHG FRQQHFWRU
 ,QVSHFW IRU D SRRU FRQQHFWLRQ DW WKH (&0
FRQQHFWRU WHUPLQDO $
,V WKH SUREOHP IRXQG"

 5HSDLU RU UHSODFH WKH FRQQHFWRU WHUPLQDO DV


QHHGHG
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

 5HSODFH WKH (&0


 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

<HV

1R

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


)$1 180%(5 7:2 +,*+ / '2+&
&LUFXLW 'HVFULSWLRQ
7KH KLJK VSHHG FRROLQJ IDQ UHOD\ LV FRQWUROOHG E\ WKH
HOHFWURQLF FRQWURO PRGXOH (&0  7KH (&0 DSSOLHV D
JURXQG WR WKH KLJK VSHHG FRROLQJ IDQ UHOD\ ZKLOH DOVR
DSSO\LQJ JURXQG WR WKH ORZ VSHHG FRROLQJ IDQ UHOD\ WR
DFKLHYH KLJK VSHHG FRROLQJ IDQ RSHUDWLRQ 7KH (&0
GHWHUPLQHV ZKHQ WR DFWLYDWH WKH KLJK VSHHG FRROLQJ IDQ
UHOD\ GHSHQGLQJ RQ WKH FRRODQW WHPSHUDWXUH DQG WKH $&
V\VWHP KLJK VLGH SUHVVXUH
'7&  :LOO 6HW :KHQ
$ $ VKRUW WR EDWWHU\ YROWDJH FRQGLWLRQ H[LVWV
$ 7KLV FRQGLWLRQ LV SUHVHQW IRU PRUH WKDQ  VHFRQGV

'LDJQRVWLF $LGV
$ $Q LQWHUPLWWHQW SUREOHP PD\ EH FDXVHG E\ D SRRU
FRQQHFWLRQ UXEEHG WKURXJK ZLUH LQVXODWLRQ RU D
EURNHQ ZLUH LQVLGH WKH LQVXODWLRQ
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV VWHS FKHFNV WKH ZLUHV IRU D VKRUW WR EDWWHU\
YROWDJH
 7KLV VWHS FKHFNV IRU D VKRUWHG UHOD\
 7KLV VWHS FKHFNV IRU D VKRUWHG UHOD\

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   )DQ 1XPEHU 7ZR +LJK / '2+&
6WHS

$FWLRQ

'HWHUPLQH ZKHWKHU WKH 'LDJQRVWLF 6\VWHP &KHFN


KDV EHHQ SHUIRUPHG
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

 'LVFRQQHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0


UHG FRQQHFWRU
 'LVFRQQHFW WKH KLJK VSHHG FRROLQJ IDQ UHOD\ DQG
WKH VHULHVSDUDOOHO FRROLQJ IDQ UHOD\
 0HDVXUH WKH YROWDJH EHWZHHQ WKH (&0 FRQQHFWRU
WHUPLQDO $ DQG JURXQG
'RHV WKH YROWDJH PHDVXUH ZLWKLQ WKH YDOXH
VSHFLILHG"

 5HSDLU WKH VKRUW WR YROWDJH EHWZHHQ WKH KLJK


VSHHG FRROLQJ IDQ UHOD\ RU WKH VHULHVSDUDOOHO
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH
(&0 FRQQHFWRU WHUPLQDO $
 &OHDU DQ\ GLDJQRVWLF WURXEOH FRGHV '7&V IURP
WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

0HDVXUH WKH UHVLVWDQFH EHWZHHQ WKH KLJK VSHHG


FRROLQJ IDQ UHOD\ WHUPLQDOV  DQG 
'RHV WKH UHVLVWDQFH PHDVXUH QHDU WKH YDOXH
VSHFLILHG"
 5HSODFH WKH KLJK VSHHG FRROLQJ IDQ UHOD\
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
0HDVXUH WKH UHVLVWDQFH EHWZHHQ WKH VHULHVSDUDOOHO
FRROLQJ IDQ UHOD\ WHUPLQDOV  DQG 
'RHV WKH UHVLVWDQFH PHDVXUH QHDU WKH YDOXH
VSHFLILHG"

9DOXH V


9

 

*R WR
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

 

,QVSHFW IRU D SRRU FRQQHFWLRQ DW WKH (&0 FRQQHFWRU


WHUPLQDO $
,V WKH SUREOHP IRXQG"

 5HSDLU RU UHSODFH WKH FRQQHFWRU WHUPLQDO DV


QHHGHG
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

 5HSODFH WKH (&0


 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

*R WR 6WHS 

1R

6\VWHP 2.



*R WR 6WHS 

 5HSODFH WKH VHULHVSDUDOOHO FRROLQJ IDQ UHOD\


 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

<HV

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

6\VWHP 2.

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


)$1 180%(5 21( /2: / '2+&
&LUFXLW 'HVFULSWLRQ
7KH ORZ VSHHG FRROLQJ IDQ UHOD\ LV FRQWUROOHG E\ WKH
HOHFWURQLF FRQWURO PRGXOH (&0  7KH (&0 DSSOLHV D
JURXQG WR WKH ORZ VSHHG FRROLQJ IDQ UHOD\ WR DFKLHYH ORZ
VSHHG FRROLQJ IDQ RSHUDWLRQ 7KH (&0 GHWHUPLQHV ZKHQ
WR DFWLYDWH WKH ORZ VSHHG FRROLQJ IDQ UHOD\ GHSHQGLQJ RQ
WKH FRRODQW WHPSHUDWXUH DQG WKH $& V\VWHP KLJK VLGH
SUHVVXUH
'7&  :LOO 6HW :KHQ
$ $ VKRUW WR JURXQG FRQGLWLRQ H[LVWV
$ 7KLV FRQGLWLRQ LV SUHVHQW IRU PRUH WKDQ  VHFRQGV

'LDJQRVWLF $LGV
$ $Q LQWHUPLWWHQW SUREOHP PD\ EH FDXVHG E\ D SRRU
FRQQHFWLRQ UXEEHG WKURXJK ZLUH LQVXODWLRQ RU D
EURNHQ ZLUH LQVLGH WKH LQVXODWLRQ
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV VWHS FKHFNV IRU D VKRUWHG UHOD\
 7KLV VWHS FKHFNV IRU WKH DELOLW\ RI WKH (&0 WR JURXQG
WKH IDQ FLUFXLWV

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   )DQ 1XPEHU 2QH /RZ / '2+&
6WHS

$FWLRQ

9DOXH V

'HWHUPLQH ZKHWKHU WKH 'LDJQRVWLF 6\VWHP &KHFN


KDV EHHQ SHUIRUPHG
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

,QVSHFW WKH IXVH )


,V WKH IXVH LQ JRRG FRQGLWLRQ"

 5HSODFH WKH IXVH


 &OHDU DQ\ GLDJQRVWLF WURXEOH FRGHV '7&V IURP
WKH HOHFWURQLF FRQWURO PRGXOH (&0 
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

 'LVFRQQHFW WKH ORZ VSHHG FRROLQJ IDQ UHOD\


 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WKH ORZ VSHHG
FRROLQJ IDQ UHOD\ WHUPLQDOV  DQG 
,V WKH FLUFXLW VKRUWHG WR JURXQG"





'$(:22 9 %/

 5HSODFH WKH ORZ VSHHG FRROLQJ IDQ UHOD\


 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
&KHFN IRU D VKRUW WR JURXQG LQ WKH ZLULQJ EHWZHHQ
WKH ORZ VSHHG FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO
 DQG WKH (&0 FRQQHFWRU WHUPLQDO $
,V WKH SUREOHP IRXQG"
 5HSDLU WKH VKRUW WR JURXQG LQ WKH ZLULQJ
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"





7XUQ WKH LJQLWLRQ 2))


&RQQHFW WKH ORZ VSHHG FRROLQJ IDQ UHOD\
&RQQHFW WKH (&0 UHG FRQQHFWRU
-XPSHU WHUPLQDOV $ DQG % RI WKH DVVHPEO\ OLQH
GLDJQRVWLF OLQN $/'/ FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
 :LWK D WHVW OLJKW FRQQHFWHG WR EDWWHU\ YROWDJH
EDFNSUREH WKH (&0 FRQQHFWRU WHUPLQDO $
,V WKH WHVW OLJKW RQ"

<HV

1R

*R WR 6WHS 

*R WR
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

*R WR 6WHS 


*R WR 6WHS 


6\VWHP 2.

*R WR 6WHS 


*R WR 6WHS 


6\VWHP 2.

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH (&0 UHG FRQQHFWRU
 ,QVSHFW IRU D SRRU FRQQHFWLRQ DW WKH (&0
FRQQHFWRU WHUPLQDO $
,V WKH SUREOHP IRXQG"

 5HSDLU RU UHSODFH WKH FRQQHFWRU WHUPLQDO DV


QHHGHG
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

 5HSODFH WKH (&0


 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

6\VWHP 2.

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


)$1 180%(5 21( +,*+ / '2+&
&LUFXLW 'HVFULSWLRQ
7KH ORZ VSHHG FRROLQJ IDQ UHOD\ LV FRQWUROOHG E\ WKH
HOHFWURQLF FRQWURO PRGXOH (&0  7KH (&0 DSSOLHV D
JURXQG WR WKH ORZ VSHHG FRROLQJ IDQ UHOD\ WR DFKLHYH ORZ
VSHHG FRROLQJ IDQ RSHUDWLRQ 7KH (&0 GHWHUPLQHV ZKHQ
WR DFWLYDWH WKH ORZ VSHHG FRROLQJ IDQ UHOD\ GHSHQGLQJ RQ
WKH FRRODQW WHPSHUDWXUH DQG WKH $& V\VWHP KLJK VLGH
SUHVVXUH
'7&  :LOO 6HW :KHQ
$ $ VKRUW WR EDWWHU\ YROWDJH FRQGLWLRQ H[LVWV
$ 7KLV FRQGLWLRQ LV SUHVHQW IRU WKDQ  VHFRQGV

'LDJQRVWLF $LGV
$ $Q LQWHUPLWWHQW SUREOHP PD\ EH FDXVHG E\ D SRRU
FRQQHFWLRQ UXEEHG WKURXJK ZLUH LQVXODWLRQ RU D
EURNHQ ZLUH LQVLGH WKH LQVXODWLRQ
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV VWHS FKHFNV WKH ZLUHV IRU D VKRUW WR EDWWHU\
YROWDJH
 7KLV VWHS FKHFNV IRU D VKRUWHG UHOD\

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   )DQ 1XPEHU 7ZR +LJK / '2+&
6WHS

$FWLRQ

'HWHUPLQH ZKHWKHU WKH 'LDJQRVWLF 6\VWHP &KHFN


KDV EHHQ SHUIRUPHG
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

 'LVFRQQHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0


UHG FRQQHFWRU
 'LVFRQQHFW WKH ORZ VSHHG FRROLQJ IDQ UHOD\
 0HDVXUH WKH YROWDJH EHWZHHQ WKH (&0 FRQQHFWRU
WHUPLQDO $ DQG JURXQG
'RHV WKH YROWDJH PHDVXUH ZLWKLQ WKH YDOXH
VSHFLILHG"

'$(:22 9 %/

 5HSDLU WKH VKRUW WR YROWDJH EHWZHHQ WKH ORZ


VSHHG FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG
WKH (&0 FRQQHFWRU WHUPLQDO $
 &OHDU DQ\ GLDJQRVWLF WURXEOH FRGHV '7&V IURP
WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
0HDVXUH WKH UHVLVWDQFH EHWZHHQ WKH ORZ VSHHG
FRROLQJ IDQ UHOD\ WHUPLQDOV  DQG 
'RHV WKH UHVLVWDQFH PHDVXUH QHDU WKH YDOXH
VSHFLILHG"
 5HSODFH WKH ORZ VSHHG FRROLQJ IDQ UHOD\
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
,QVSHFW IRU D SRRU FRQQHFWLRQ DW WKH (&0 FRQQHFWRU
WHUPLQDO $
,V WKH SUREOHP IRXQG"

9DOXH V


9

<HV

*R WR 6WHS 

*R WR 6WHS 

1R
*R WR
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

6\VWHP 2.

 

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.


 5HSDLU RU UHSODFH WKH FRQQHFWRU WHUPLQDO DV


QHHGHG
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

 5HSODFH WKH (&0


 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

6\VWHP 2.

)   (1*,1( &21752/6

%)

',$*1267,& 7528%/( &2'( '7&  %$&. 35(6685( (;+$867 *$6


5(&,5&8/$7,21 212)) 62/(12,' /2: / '2+&
&LUFXLW 'HVFULSWLRQ
7KH HOHFWURQLF FRQWURO PRGXOH (&0 RSHUDWHV D
VROHQRLG WR FRQWURO WKH EDFN SUHVVXUH %3 H[KDXVW JDV
UHFLUFXODWLRQ (*5 YDOYH 7KH VROHQRLG LV QRUPDOO\
FORVHG %\ SURYLGLQJ D JURXQG SDWK WKH (&0 HQHUJL]HV
WKH VROHQRLG ZKLFK WKHQ DOORZV YDFXXP WR SDVV WR WKH
(*5 YDOYH
7KH
(&0
PRQLWRUV (*5
HIIHFWLYHQHVV E\
GHHQHUJL]LQJ WKH (*5 VROHQRLG DQG VKXWWLQJ RII
YDFXXP WR WKH (*5 YDOYH :LWK WKH (*5 YDOYH FORVHG
DQG WKH R[\JHQ VHQVRU IOXFWXDWLQJ QRUPDOO\ VKRUWWHUP
IXHO WULP FRXQWV ZLOO EH JUHDWHU WKDQ WKH\ ZHUH GXULQJ
QRUPDO RSHUDWLRQ
'7&  :LOO 6HW :KHQ
$ $ VKRUW WR JURXQG FRQGLWLRQ H[LWV
'LDJQRVWLF $LGV
$ ,QVSHFW WKH (&0 ZLULQJ KDUQHVV FRQQHFWRUV IRU
LPSURSHU PDWLQJ EURNHQ ORFNV LPSURSHUO\ IRUPHG RU

GDPDJHG WHUPLQDOV D SRRU WHUPLQDOWRZLUH


FRQQHFWLRQ RU D GDPDJHG KDUQHVV
$ ,I WKH FRQQHFWLRQV DQG WKH ZLULQJ KDUQHVV DUH LQ JRRG
FRQGLWLRQ FRQQHFW D WHVW OLJKW EHWZHHQ WKH FRQWUROOHG
FDQLVWHU SXUJH &&3 VROHQRLG FRQQHFWRU WHUPLQDO 
DQG EDWWHU\ SRVLWLYH ZKLOH PRYLQJ UHODWHG FRQQHFWRUV
,I WKH IDXOW LV LQGXFHG WKH WHVW OLJKW ZLOO WXUQ RQ 7KLV
PD\ KHOS WR LVRODWH WKH ORFDWLRQ RI DQ LQWHUPLWWHQW
SUREOHP
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 :LWK WKH LJQLWLRQ 2)) WKH (&0 VKRXOG QRW EH
DSSO\LOQJ JURXQG WR WKH (*5 VROHQRLG
 ,I WKH WHVW OLJKW LV VWLOO RQ DIWHU GLVFRQQHFWLQJ WKH (&0
UHG FRQQHFWRU WKH ZLUH EHWZHHQ WKH (*5 VROHQRLG
DQG WKH (&0 LV VKRUWHG WR JURXQG ,) WKH WHVW OLJKW
JRHV RII WKH (&0 LV DW IDXOW

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   %DFN 3UHVVXUH ([KDXVW *DV 5HFLUFXODWLRQ 2Q2)) 6ROHQRLG /DZ / '2+&
6WHS

$FWLRQ

9DOXH V

'HWHUPLQH ZKHWKHU WKH 'LDJQRVWLF 6\VWHP &KHFN


KDV EHHQ SHUIRUPHG
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

 'LVFRQQHFW WKH H[KDXVW JDV UHFLUFXODWLRQ (*5


VROHQRLG FRQQHFWRU
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH (*5 VROHQRLG
FRQQHFWRU WHUPLQDO  DQG EDWWHU\ SRVLWLYH
,V WKH WHVW OLJKW RQ"

'LVFRQQHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0 UHG


FRQQHFWRU
,V WKH WHVW OLJKW RQ"

 5HSDLU WKH VKRUW WR JURXQG LQ WKH ZLUH EHWZHHQ


WKH (*5 VROHQRLG FRQQHFWRU WHUPLQDO  DQG WKH
(&0 FRQQHFWRU WHUPLQDO $
 &OHDU DQ\ GLDJQRVWLF WURXEOH FRGHV '7&V IURP
WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

 5HSODFH WKH (&0


 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

<HV

1R

*R WR 6WHS 

*R WR
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

6\VWHP 2.

)   (1*,1( &21752/6

%)

',$*1267,& 7528%/( &2'( '7&  %$&. 35(6685( (;+$867 *$6


5(&,5&8/$7,21 212)) 62/(12,' /2: / '2+&
&LUFXLW 'HVFULSWLRQ
7KH HOHFWURQLF FRQWURO PRGXOH (&0 RSHUDWHV D
VROHQRLG WR FRQWURO WKH EDFN SUHVVXUH %3 H[KDXVW JDV
UHFLUFXODWLRQ (*5 YDOYH 7KH VROHQRLG LV QRUPDOO\
FORVHG %\ SURYLGLQJ D JURXQG SDWK WKH (&0 HQHUJL]HV
WKH VROHQRLG ZKLFK WKHQ DOORZV YDFXXP WR SDVV WR WKH
(*5 YDOYH
7KH
(&0
PRQLWRUV (*5
HIIHFWLYHQHVV E\
GHHQHUJL]LQJ WKH (*5 VROHQRLG DQG VKXWWLQJ RII
YDFXXP WR WKH (*5 YDOYH :LWK WKH (*5 YDOYH FORVHG
DQG WKH R[\JHQ VHQVRU IOXFWXDWLQJ QRUPDOO\ VKRUWWHUP
IXHO WULP FRXQWV ZLOO EH JUHDWHU WKDQ WKH\ ZHUH GXULQJ
QRUPDO RSHUDWLRQ
'7&  :LOO 6HW :KHQ
$ $ VKRUW WR EDWWHU\ YROWDJH FRQGLWLRQ H[LWV
'LDJQRVWLF $LGV
$ ,QVSHFW WKH (&0 ZLULQJ KDUQHVV FRQQHFWRUV IRU
LPSURSHU PDWLQJ EURNHQ ORFNV LPSURSHUO\ IRUPHG RU

GDPDJHG WHUPLQDOV D SRRU WHUPLQDOWRZLUH


FRQQHFWLRQ RU D GDPDJHG KDUQHVV
$ ,I WKH FRQQHFWLRQV DQG WKH ZLULQJ KDUQHVV DUH LQ JRRG
FRQGLWLRQ FRQQHFW D WHVW OLJKW EHWZHHQ WKH FRQWUROOHG
FDQLVWHU SXUJH &&3 VROHQRLG FRQQHFWRU WHUPLQDO 
DQG EDWWHU\ SRVLWLYH ZKLOH PRYLQJ UHODWHG FRQQHFWRUV
,I WKH IDXOW LV LQGXFHG WKH WHVW OLJKW ZLOO WXUQ RQ 7KLV
PD\ KHOS WR LVRODWH WKH ORFDWLRQ RI DQ LQWHUPLWWHQW
SUREOHP
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 ,I WKH WHVW OLJKW LV VWLOO RQ DIWHU GLVFRQQHFWLQJ WKH (&0
UHG FRQQHFWRU WKH ZLUH EHWZHHQ WKH &&3 VROHQRLG
DQG WKH (&0 LV VKRUWHG WR YROWDJH ,IU WKH WHVW OLJKW
JRHV RII WKH (&0 LV DW IDXOW

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   %DFN 3UHVVXUH ([KDXVW *DV 5HFLUFXODWLRQ 2Q2)) 6ROHQRLG /DZ / '2+&
6WHS


'$(:22 9 %/

$FWLRQ
'HWHUPLQH ZKHWKHU WKH 'LDJQRVWLF 6\VWHP &KHFN
KDV EHHQ SHUIRUPHG
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"
 'LVFRQQHFW WKH H[KDXVW JDV UHFLUFXODWLRQ (*5
VROHQRLG FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH RI WKH (*5 VROHQRLG
'RHV WKH UHVLVWDQFH PHDVXUH QHDU WKH YDOXH
VSHFLILHG"
 'LVFRQQHFW WKH (*5 VROHQRLG FRQQHFWRU
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH (*5 VROHQRLG
FRQQHFWRU WHUPLQDO  DQG JURXQG
,V WKH WHVW OLJKW RQ"
'LVFRQQHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0 UHG
FRQQHFWRU
,V WKH WHVW OLJKW RQ"
 5HSDLU WKH VKRUW WR YROWDJH LQ WKH ZLUH EHWZHHQ
WKH (*5 VROHQRLG FRQQHFWRU WHUPLQDO  DQG WKH
(&0 FRQQHFWRU WHUPLQDO $
 &OHDU DQ\ GLDJQRVWLF WURXEOH FRGHV '7&V IURP
WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 5HSODFH WKH (*5
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 5HSODFH WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR 6WHS 

 



6\VWHP 2.


6\VWHP 2.

6\VWHP 2.

)   (1*,1( &21752/6

',$*1267,& 7528%/( &2'( '7& 


12 38/6( 5()(5(1&( (1*,1( 127 5811,1*
/ 62+& ,(), $1' / '2+& ,706)
&LUFXLW 'HVFULSWLRQ
7KLV LV D QRUPDO FRGH WKDW WKH HOHFWURQLF FRQWURO PRGXOH
(&0 VWRUHV
'7&  :LOO 6HW :KHQ
$ 7KH LJQLWLRQ NH\ LV 21 EXW WKH HQJLQH LV QRW UXQQLQJ

'LDJQRVWLF $LGV
$ 7KLV FRGH LQGLFDWHV D QRUPDO FRQGLWLRQ ZLWK QR
PDOIXQFWLRQV
$ 7KLV FRGH LQGLFDWHV WKDW WKH (&0 KDV WKH DELOLW\ WR
VWRUH FRGHV

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


2;<*(1 6(1625 127 72**/,1* / 62+&
&LUFXLW 'HVFULSWLRQ
7KH HOHFWURQLF FRQWURO PRGXOH (&0 VXSSOLHV D YROWDJH
RI DERXW  PLOOLYROWV EHWZHHQ WKH (&0 WHUPLQDOV
%DQG % 7KH R[\JHQ 2 VHQVRU YDULHV WKH
YROWDJH ZLWKLQ D UDQJH RI DERXW  YROW LI WKH H[KDXVW LV
ULFK GRZQ WR DERXW  PLOOLYROWV LI WKH H[KDXVW LV OHDQ
7KH 2 VHQVRU LV OLNH DQ RSHQ FLUFXLW DQG SURGXFHV QR
YROWDJH ZKHQ LW LV EHORZ E& E)  $Q RSHQ 2
VHQVRU FLUFXLW RU D FROG 2 VHQVRU FDXVHV RSHQ ORRS
RSHUDWLRQ
'7&  :LOO 6HW :KHQ
$ 7KH HQJLQH KDV EHHQ UXQQLQJ IRU DW OHDVW  VHFRQGV
$ 'LDJQRVWLF WURXEOH FRGH '7&  KDV QRW VHW
$ '7&  KDV QRW VHW
$ '7&  KDV QRW VHW
$ '7&  KDV QRW VHW
$ 7KH WKURWWOH DQJOH LV DERYH  SHUFHQW
$ 7KH FRRODQW WHPSHUDWXUH LV DERYH E& E) 
$ 7KH R[\JHQ 2 VHQVRU LV VWHDG\ EHWZHHQ 
PLOOLYROWV DQG  PLOOLYROWV
$ 7KHVH FRQGLWLRQV DUH SUHVHQW IRU  VHFRQGV

'LDJQRVWLF $LGV
1RUPDO VFDQ WRRO YROWDJH YDULHV EHWZHHQ  PLOOLYROWV
DQG  PLOOLYROWV ZKLOH LQ FORVHG ORRS
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 ,I WKH FRQGLWLRQV IRU WKH GLDJQRVWLF WURXEOH FRGH
'7&  DUH SUHVHQW WKH HQJLQH FRQWUROV V\VWHP
ZLOO QRW RSHUDWH LQ FORVHG ORRS
 %\ PDNLQJ D YDFXXP OHDN D OHDQ UXQQLQJ FRQGLWLRQ
VKRXOG QRZ EH SUHVHQW ,I WKH R[\JHQ 2 VHQVRU
WRJJOHV EHORZ  PLOOLYROWV WKH 2 VHQVRU LV VHQVLQJ
WKH OHDQ UXQQLQJ FRQGLWLRQ
 %\ PDNLQJ D VOLJKW YDFXXP OHDN DW WKH PDQLIROG
DEVROXWH SUHVVXUH 0$3 VHQVRU D ULFK UXQQLQJ
FRQGLWLRQ VKRXOG QRZ EH SUHVHQW ,I WKH 2 VHQVRU
WRJJOHV DERYH  PLOOLYROWV WKH 2 VHQVRU LV
VHQVLQJ WKH ULFK UXQQLQJ FRQGLWLRQ
 $Q RSHQ RU VKRUW WR JURXQG LQ WKH 2 VHQVRU FLUFXLW
ZLOO QRW DOORZ WKH (&0 WR RSHUDWH LQ FORVHG ORRS

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   2[\JHQ 6HQVRU 1RW 7RJJOLQJ / 62+&
6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

'$(:22 9 %/

 &RQQHFW WKH VFDQ WRRO WR WKH DVVHPEO\ OLQH


GLDJQRVWLF OLQN $/'/ 
 6WDUW WKH HQJLQH
 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
 &KHFN IRU FORVHG ORRS RSHUDWLRQ
'RHV WKH HOHFWURQLF FRQWURO PRGXOH (&0 JR LQWR
FORVHG ORRS"
 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
 &KHFN WKH R[\JHQ 2 VHQVRU UHDGLQJ DW GLIIHUHQW
WKURWWOH VHWWLQJV
'RHV WKH VFDQ WRRO UHDG WKH 2 VHQVRU LQSXW WRJJOLQJ
EHWZHHQ WKH YDOXHV VSHFLILHG"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH 2 VHQVRU FRQQHFWRU
 &KHFN WKH 2 VHQVRU SLJWDLO OHDG DW WKH VHQVRU
,V WKH OHDG SURSHUO\ DWWDFKHG WR WKH VHQVRU"
 5HFRQQHFW WKH 2 VHQVRU FRQQHFWRU
 6WDUW WKH HQJLQH
 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
 0DNH D YDFXXP OHDN E\ GLVFRQQHFWLQJ RU SDUWLDOO\
GLVFRQQHFWLQJ D YDFXXP KRVH 'R QRW GLVFRQQHFW
WKH PDQLIROG DEVROXWH SUHVVXUH 0$3 VHQVRU
'RHV WKH 2 VHQVRU LQSXW VWD\ IL[HG DW RU EHORZ WKH
YDOXH VSHFLILHG"
 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
 0DNH D VOLJKW YDFXXP OHDN DW WKH 0$3 VHQVRU
YDFXXP KRVH FRQQHFWLRQ
'RHV WKH 2 VHQVRU LQSXW VWD\ IL[HG DW RU DERYH WKH
YDOXH VSHFLILHG"
 &OHDU WKH LQWHUPLWWHQW GLDJQRVWLF WURXEOH FRGH
'7&  IURP WKH (&0
 5RDG WHVW WKH YHKLFOH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
'LG '7&  UHVHW LQ WKH (&0"
7XUQ WKH LJQLWLRQ 2))
'LVFRQQHFW WKH 2 VHQVRU FRQQHFWRU
7XUQ WKH LJQLWLRQ 21
0HDVXUH WKH YROWDJH DW WKH 2 VHQVRU FRQQHFWRU
(&0 VLGH RI FRQQHFWRU 
,V WKH YROWDJH ZLWKLQ WKH YDOXH VSHFLILHG"
 5HSODFH WKH 2 VHQVRU
 5RDG WHVW WKH YHKLFOH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

9DOXH V


<HV

*R WR 6WHS 

1R
*R WR
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 P9

*R WR 6WHS 

*R WR 6WHS 

 P9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR 6WHS 

P9






P9

6\VWHP 2.

)   (1*,1( &21752/6


'7&   2[\JHQ 6HQVRU 1RW 7RJJOLQJ / 62+& &RQW
G
6WHS






$FWLRQ

9DOXH V

&KHFN IRU DQ RSHQ RU VKRUW WR JURXQG EHWZHHQ WKH


2 VHQVRU FRQQHFWRU DQG WKH (&0 FRQQHFWRU
WHUPLQDO%
,V WKH SUREOHP IRXQG"

 5HSDLU WKH ZLUH DV QHHGHG


 5RDG WHVW WKH YHKLFOH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

 5HSODFH WKH (&0


 5RDG WHVW WKH YHKLFOH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


2;<*(1 6(1625 127 72**/,1* / '2+&
&LUFXLW 'HVFULSWLRQ
7KH HOHFWURQLF FRQWURO PRGXOH (&0 VXSSOLHV D YROWDJH
RI DERXW  PLOOLYROWV EHWZHHQ WKH (&0 WHUPLQDOV
'DQG & 7KH R[\JHQ 2 VHQVRU YDULHV WKH YROWDJH
ZLWKLQ D UDQJH RI DERXW  YROW LI WKH H[KDXVW LV ULFK GRZQ
WR DERXW  PLOOLYROWV LI WKH H[KDXVW LV OHDQ 7KH 2
VHQVRU LV OLNH DQ RSHQ FLUFXLW DQG SURGXFHV QR YROWDJH
ZKHQ LW LV EHORZ E& E)  $Q RSHQ 2 VHQVRU
FLUFXLW RU D FROG 2 VHQVRU FDXVHV RSHQ ORRS RSHUDWLRQ
'7&  :LOO 6HW :KHQ
$ 7KH HQJLQH KDV EHHQ UXQQLQJ IRU DW OHDVW  VHFRQGV
$ 'LDJQRVWLF WURXEOH FRGH '7&  KDV QRW VHW
$ '7&  KDV QRW VHW
$ '7&  KDV QRW VHW
$ '7&  KDV QRW VHW
$ 7KH WKURWWOH DQJOH LV DERYH  SHUFHQW
$ 7KH FRRODQW WHPSHUDWXUH LV DERYH E& E) 
$ 7KH R[\JHQ 2 VHQVRU LV VWHDG\ EHWZHHQ 
PLOOLYROWV DQG  PLOOLYROWV
$ 7KHVH FRQGLWLRQV DUH SUHVHQW IRU  VHFRQGV

'LDJQRVWLF $LGV
1RUPDO VFDQ WRRO YROWDJH YDULHV EHWZHHQ  PLOOLYROWV
DQG  PLOOLYROWV ZKLOH LQ FORVHG ORRS
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 ,I WKH FRQGLWLRQV IRU WKH GLDJQRVWLF WURXEOH FRGH
'7&  DUH SUHVHQW WKH HQJLQH FRQWUROV V\VWHP
ZLOO QRW RSHUDWH LQ FORVHG ORRS
 %\ PDNLQJ D YDFXXP OHDN D OHDQ UXQQLQJ FRQGLWLRQ
VKRXOG QRZ EH SUHVHQW ,I WKH R[\JHQ 2 VHQVRU
WRJJOHV EHORZ  PLOOLYROWV WKH 2 VHQVRU LV VHQVLQJ
WKH OHDQ UXQQLQJ FRQGLWLRQ
 %\ PDNLQJ D VOLJKW YDFXXP OHDN DW WKH PDQLIROG
DEVROXWH SUHVVXUH 0$3 VHQVRU D ULFK UXQQLQJ
FRQGLWLRQ VKRXOG QRZ EH SUHVHQW ,I WKH 2 VHQVRU
WRJJOHV DERYH  PLOOLYROWV WKH 2 VHQVRU LV
VHQVLQJ WKH ULFK UXQQLQJ FRQGLWLRQ
 $Q RSHQ RU VKRUW WR JURXQG LQ WKH 2 VHQVRU FLUFXLW
ZLOO QRW DOORZ WKH (&0 WR RSHUDWH LQ FORVHG ORRS

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   2[\JHQ 6HQVRU 1RW 7RJJOLQJ / '2+&
6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

'$(:22 9 %/

 &RQQHFW WKH VFDQ WRRO WR WKH DVVHPEO\ OLQH


GLDJQRVWLF OLQN $/'/ 
 6WDUW WKH HQJLQH
 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
 &KHFN IRU FORVHG ORRS RSHUDWLRQ
'RHV WKH HOHFWURQLF FRQWURO PRGXOH (&0 JR LQWR
FORVHG ORRS"
 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
 &KHFN WKH R[\JHQ 2 VHQVRU UHDGLQJ DW GLIIHUHQW
WKURWWOH VHWWLQJV
'RHV WKH VFDQ WRRO UHDG WKH 2 VHQVRU LQSXW WRJJOLQJ
EHWZHHQ WKH YDOXHV VSHFLILHG"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH 2 VHQVRU FRQQHFWRU
 &KHFN WKH 2 VHQVRU SLJWDLO OHDG DW WKH VHQVRU
,V WKH OHDG SURSHUO\ DWWDFKHG WR WKH VHQVRU"
 5HFRQQHFW WKH 2 VHQVRU FRQQHFWRU
 6WDUW WKH HQJLQH
 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
 0DNH D YDFXXP OHDN E\ GLVFRQQHFWLQJ RU SDUWLDOO\
GLVFRQQHFWLQJ D YDFXXP KRVH 'R QRW GLVFRQQHFW
WKH PDQLIROG DEVROXWH SUHVVXUH 0$3 VHQVRU
'RHV WKH 2 VHQVRU LQSXW VWD\ IL[HG DW RU EHORZ WKH
YDOXH VSHFLILHG"
 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
 0DNH D VOLJKW YDFXXP OHDN DW WKH 0$3 VHQVRU
YDFXXP KRVH FRQQHFWLRQ
'RHV WKH 2 VHQVRU LQSXW VWD\ IL[HG DW RU DERYH WKH
YDOXH VSHFLILHG"
 &OHDU WKH LQWHUPLWWHQW GLDJQRVWLF WURXEOH FRGH
'7&  IURP WKH (&0
 5RDG WHVW WKH YHKLFOH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
'LG '7&  UHVHW LQ WKH (&0"
7XUQ WKH LJQLWLRQ 2))
'LVFRQQHFW WKH 2 VHQVRU FRQQHFWRU
7XUQ WKH LJQLWLRQ 21
0HDVXUH WKH YROWDJH DW WKH 2 VHQVRU FRQQHFWRU
(&0 VLGH RI FRQQHFWRU 
,V WKH YROWDJH ZLWKLQ WKH YDOXH VSHFLILHG"
 5HSODFH WKH 2 VHQVRU
 5RDG WHVW WKH YHKLFOH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

9DOXH V


<HV

*R WR 6WHS 

1R
*R WR
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 P9

*R WR 6WHS 

*R WR 6WHS 

 P9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR 6WHS 

P9







P9



6\VWHP 2.

)   (1*,1( &21752/6


'7&   2[\JHQ 6HQVRU 1RW 7RJJOLQJ / '2+& &RQW
G
6WHS






$FWLRQ
&KHFN IRU DQ RSHQ RU VKRUW WR JURXQG EHWZHHQ WKH
2 VHQVRU FRQQHFWRU DQG WKH (&0 FRQQHFWRU
WHUPLQDO'
,V WKH SUREOHP IRXQG"
 5HSDLU WKH ZLUH DV QHHGHG
 5RDG WHVW WKH YHKLFOH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 5HSODFH WKH (&0
 5RDG WHVW WKH YHKLFOH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.


6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


&22/$17 7(03(5$785( +,*+ / 62+&
&LUFXLW 'HVFULSWLRQ
7KH FRRODQW WHPSHUDWXUH VHQVRU &76 XVHV D
WKHUPLVWRU WR FRQWURO WKH VLJQDO YROWDJH WR WKH HOHFWURQLF
FRQWURO PRGXOH (&0  7KH (&0 DSSOLHV D YROWDJH WR WKH
&76 :KHQ WKH HQJLQH LV FROG WKH &76 UHVLVWDQFH LV
KLJK 7KHUHIRUH WKH (&0 ZLOO VHH D KLJK VLJQDO YROWDJH
$V WKH HQJLQH ZDUPV WKH &76 UHVLVWDQFH EHFRPHV
OHVV DQG WKH YROWDJH GURSV $W QRUPDO HQJLQH RSHUDWLQJ
WHPSHUDWXUH WKH &76 VLJQDO ZLOO PHDVXUH DERXW  WR
 YROWV
'7&  :LOO 6HW :KHQ
$ 7KH HQJLQH KDV EHHQ UXQQLQJ IRU PRUH WKDQ 
VHFRQGV
$ 7KH FRRODQW WHPSHUDWXUH VHQVRU VLJQDO YROWDJH
LQGLFDWHV D FRRODQW WHPSHUDWXUH DERYH E&
E) 
'LDJQRVWLF $LGV
$ ,I WKH FRQQHFWLRQV DUH 2. PRQLWRU WKH FRRODQW
WHPSHUDWXUH ZKLOH PRYLQJ UHODWHG FRQQHFWRUV DQG WKH
ZLULQJ KDUQHVV ,I WKH IDLOXUH LV LQGXFHG WKH GLVSOD\ RQ
WKH VFDQ WRRO ZLOO FKDQJH 7KLV PD\ KHOS WR LVRODWH WKH
ORFDWLRQ RI DQ LQWHUPLWWHQW PDOIXQFWLRQ
$ 7KH 7HPSHUDWXUH 9V 5HVLVWDQFH 9DOXHV VFDOH PD\
EH XVHG WR WHVW WKH FRRODQW VHQVRU DW YDULRXV
WHPSHUDWXUHV WR HYDOXDWH WKH SRVVLELOLW\ RI D VKLIWHG
RU PLVVFDOHG FRRODQW WHPSHUDWXUH VHQVRU ZKLFK
PD\ UHVXOW LQ GULYHDELOLW\ FRPSODLQWV

&22/$17 7(03(5$785( 6(1625


7(03(5$785( 96 5(6,67$1&( 9$/8(6
$3352;,0$7(
E&

E)

2+06






































































'$(:22 9 %/

(1*,1( &21752/6 )  


7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV WHVW VLPXODWHV WKH FRQGLWLRQV IRU VHWWLQJ
GLDJQRVWLF WURXEOH FRGH  ,I WKH HOHFWURQLF FRQWURO

PRGXOH (&0 UHFRJQL]HV WKH ORZ VLJQDO YROWDJH


KLJK WHPSHUDWXUH DQG WKH VFDQ WRRO GLVSOD\V E&
E)  WKH (&0 ZLULQJ LV 2.
 7KLV VWHS FKHFNV IRU YROWDJH UHIHUHQFH IURP WKH (&0

'7&   &RRODQW 7HPSHUDWXUH +LJK / 62+&


6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

 &RQQHFW WKH VFDQ WRRO WR WKH DVVHPEO\ OLQH


GLDJQRVWLF OLQN $/'/ 
 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
'RHV WKH VFDQ WRRO GLVSOD\ WKH HQJLQH FRRODQW
WHPSHUDWXUH ZLWKLQ WKH YDOXH VSHFLILHG"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH FRRODQW WHPSHUDWXUH VHQVRU &76
FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
'RHV WKH VFDQ WRRO GLVSOD\ WKH HQJLQH FRRODQW
WHPSHUDWXUH ZLWKLQ WKH YDOXH VSHFLILHG"
 -XPSHU WHUPLQDOV $ DQG % RI WKH &76 FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
'RHV WKH VFDQ WRRO GLVSOD\ WKH HQJLQH FRRODQW
WHPSHUDWXUH ZLWKLQ WKH YDOXH VSHFLILHG"
 5HSODFH WKH FRRODQW WHPSHUDWXUH VHQVRU
 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

9DOXH V


*R WR 6WHS 

%HORZ
E&
E)

*R WR 6WHS 

*R WR 6WHS 

$ERYH
E&
E)

*R WR 6WHS 

*R WR 6WHS 

 5HSODFH WKH HOHFWURQLF FRQWURO PRGXOH


 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/


6\VWHP 2.

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0
ZKLWH FRQQHFWRU
 ,QVSHFW WKH (&0 SLQV DQG FRQQHFWRU IRU EHQW RU
GDPDJHG WHUPLQDOV 5HSDLU RU UHSODFH DV QHHGHG
 &KHFN WKH ZLUH EHWZHHQ WKH &76 FRQQHFWRU
WHUPLQDO$ DQG WKH (&0 FRQQHFWRU WHUPLQDO' IRU
D VKRUW WR (&0 UHIHUHQFH YROWDJH
,V WKH SUREOHP IRXQG"

*R WR
'LDJQRVWLF
6\VWHP
&KHFN

*R WR
'LDJQRVWLF
$LGV

0HDVXUH WKH YROWDJH DW WKH &76 FRQQHFWRU


WHUPLQDO%
,V WKH YROWDJH ZLWKLQ WKH YDOXH VSHFLILHG"

&KHFN WKH ZLUH IRU D VKRUW WR JURXQG EHWZHHQ WKH


&76 FRQQHFWRU WHUPLQDO% DQG WKH (&0 FRQQHFWRU
WHUPLQDO%
,V WKH SUREOHP IRXQG"

*R WR 6WHS 

1R

E&
E)

<HV

 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

)   (1*,1( &21752/6


'7&   &RRODQW 7HPSHUDWXUH +LJK / 62+& &RQW
G
6WHS

$FWLRQ

9DOXH V



 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH (&0 UHG FRQQHFWRU
 ,QVSHFW WKH (&0 SLQV DQG FRQQHFWRU IRU EHQW RU
GDPDJHG WHUPLQDOV RU SLQV
,V WKH SUREOHP IRXQG"

 5HSDLU WKH FRQQHFWRU WHUPLQDOV DQG VWUDLJKWHQ WKH


(&0 SLQV DV QHHGHG
 ,I WKH (&0 SLQV DUH EURNHQ WKH (&0 PXVW EH
UHSODFHG
+DYH WKH WHUPLQDOV DQG SLQV EHHQ UHSDLUHG"

 5HSDLU WKH VKRUW WR YROWDJH LQ WKH ZLUH EHWZHHQ


WKH &76 FRQQHFWRU WHUPLQDO $ DQG WKH (&0
FRQQHFWRU WHUPLQDO '
 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

 5HSDLU WKH VKRUW WR JURXQG LQ WKH ZLUH EHWZHHQ


WKH &76 FRQQHFWRU WHUPLQDO % DQG WKH (&0
FRQQHFWRU WHUPLQDO %
 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"







<HV

1R

*R WR 6WHS 

*R WR 6WHS 


*R WR 6WHS 


6\VWHP 2.


6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


&22/$17 7(03(5$785( +,*+ / '2+&
&LUFXLW 'HVFULSWLRQ
7KH FRRODQW WHPSHUDWXUH VHQVRU &76 XVHV D
WKHUPLVWRU WR FRQWURO WKH VLJQDO YROWDJH WR WKH HOHFWURQLF
FRQWURO PRGXOH (&0  7KH (&0 DSSOLHV D YROWDJH WR WKH
&76 :KHQ WKH HQJLQH LV FROG WKH &76 UHVLVWDQFH LV
KLJK 7KHUHIRUH WKH (&0 ZLOO VHH D KLJK VLJQDO YROWDJH
$V WKH HQJLQH ZDUPV WKH &76 UHVLVWDQFH EHFRPHV
OHVV DQG WKH YROWDJH GURSV $W QRUPDO HQJLQH RSHUDWLQJ
WHPSHUDWXUH WKH &76 VLJQDO ZLOO PHDVXUH DERXW  WR
 YROWV
'7&  :LOO 6HW :KHQ
$ 7KH HQJLQH KDV EHHQ UXQQLQJ IRU PRUH WKDQ
VHFRQGV
$ 7KH FRRODQW WHPSHUDWXUH VHQVRU VLJQDO YROWDJH
LQGLFDWHV D FRRODQW WHPSHUDWXUH DERYH E&
E) 
'LDJQRVWLF $LGV
$ ,I WKH FRQQHFWLRQV DUH 2. PRQLWRU WKH FRRODQW
WHPSHUDWXUH ZKLOH PRYLQJ UHODWHG FRQQHFWRUV DQG WKH
ZLULQJ KDUQHVV ,I WKH IDLOXUH LV LQGXFHG WKH GLVSOD\ RQ
WKH VFDQ WRRO ZLOO FKDQJH 7KLV PD\ KHOS WR LVRODWH WKH
ORFDWLRQ RI DQ LQWHUPLWWHQW PDOIXQFWLRQ
$ 7KH 7HPSHUDWXUH 9V 5HVLVWDQFH 9DOXHV VFDOH PD\
EH XVHG WR WHVW WKH FRRODQW VHQVRU DW YDULRXV
WHPSHUDWXUHV WR HYDOXDWH WKH SRVVLELOLW\ RI D VKLIWHG
RU PLVVFDOHG FRRODQW WHPSHUDWXUH VHQVRU ZKLFK
PD\ UHVXOW LQ GULYHDELOLW\ FRPSODLQWV

&22/$17 7(03(5$785( 6(1625


7(03(5$785( 96 5(6,67$1&( 9$/8(6
$3352;,0$7(
E&

E)

2+06






































































'$(:22 9 %/

(1*,1( &21752/6 )  


7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV WHVW VLPXODWHV WKH FRQGLWLRQV IRU VHWWLQJ
GLDJQRVWLF WURXEOH FRGH  ,I WKH HOHFWURQLF FRQWURO

PRGXOH (&0 UHFRJQL]HV WKH ORZ VLJQDO YROWDJH


KLJK WHPSHUDWXUH DQG WKH VFDQ WRRO GLVSOD\V E&
E)  WKH (&0 ZLULQJ LV 2.
 7KLV VWHS FKHFNV IRU YROWDJH UHIHUHQFH IURP WKH (&0

'7&   &RRODQW 7HPSHUDWXUH +LJK / '2+&


6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

 &RQQHFW WKH VFDQ WRRO WR WKH DVVHPEO\ OLQH


GLDJQRVWLF OLQN $/'/ 
 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
'RHV WKH VFDQ WRRO GLVSOD\ WKH HQJLQH FRRODQW
WHPSHUDWXUH ZLWKLQ WKH YDOXH VSHFLILHG"

9DOXH V


*R WR 6WHS 

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH FRRODQW WHPSHUDWXUH VHQVRU &76
FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
'RHV WKH VFDQ WRRO GLVSOD\ WKH HQJLQH FRRODQW
WHPSHUDWXUH ZLWKLQ WKH YDOXH VSHFLILHG"

%HORZ
E&
E)

*R WR 6WHS 

*R WR 6WHS 

 -XPSHU WHUPLQDOV $ DQG % RI WKH &76 FRQQHFWRU


 7XUQ WKH LJQLWLRQ 21
'RHV WKH VFDQ WRRO GLVSOD\ WKH HQJLQH FRRODQW
WHPSHUDWXUH ZLWKLQ WKH YDOXH VSHFLILHG"

$ERYH
E&
E)

*R WR 6WHS 

*R WR 6WHS 

 5HSODFH WKH FRRODQW WHPSHUDWXUH VHQVRU


 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

 5HSODFH WKH HOHFWURQLF FRQWURO PRGXOH


 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

&KHFN WKH ZLUH IRU D VKRUW WR JURXQG EHWZHHQ WKH


&76 FRQQHFWRU WHUPLQDO% DQG WKH (&0 FRQQHFWRU
WHUPLQDO%
,V WKH SUREOHP IRXQG"


6\VWHP 2.

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0
UHG FRQQHFWRU
 ,QVSHFW WKH (&0 SLQV DQG FRQQHFWRU IRU EHQW RU
GDPDJHG WHUPLQDOV 5HSDLU RU UHSODFH DV QHHGHG
 &KHFN WKH ZLUH EHWZHHQ WKH &76 FRQQHFWRU
WHUPLQDO$ DQG WKH (&0 FRQQHFWRU WHUPLQDO% IRU
D VKRUW WR (&0 UHIHUHQFH YROWDJH
,V WKH SUREOHP IRXQG"

'$(:22 9 %/

*R WR
'LDJQRVWLF
6\VWHP
&KHFN

*R WR
'LDJQRVWLF
$LGV

0HDVXUH WKH YROWDJH DW WKH &76 FRQQHFWRU


WHUPLQDO%
,V WKH YROWDJH ZLWKLQ WKH YDOXH VSHFLILHG"

*R WR 6WHS 

1R

E&
E)

<HV

 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

)   (1*,1( &21752/6


'7&   &RRODQW 7HPSHUDWXUH +LJK / '2+& &RQW
G
6WHS

$FWLRQ

9DOXH V



 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH (&0 UHG FRQQHFWRU
 ,QVSHFW WKH (&0 SLQV DQG FRQQHFWRU IRU EHQW RU
GDPDJHG WHUPLQDOV RU SLQV
,V WKH SUREOHP IRXQG"

 5HSDLU WKH FRQQHFWRU WHUPLQDOV DQG VWUDLJKWHQ WKH


(&0 SLQV DV QHHGHG
 ,I WKH (&0 SLQV DUH EURNHQ WKH (&0 PXVW EH
UHSODFHG
+DYH WKH WHUPLQDOV DQG SLQV EHHQ UHSDLUHG"

 5HSDLU WKH VKRUW WR YROWDJH LQ WKH ZLUH EHWZHHQ


WKH &76 FRQQHFWRU WHUPLQDO $ DQG WKH (&0
FRQQHFWRU WHUPLQDO %
 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

 5HSDLU WKH VKRUW WR JURXQG LQ WKH ZLUH EHWZHHQ


WKH &76 FRQQHFWRU WHUPLQDO % DQG WKH (&0
FRQQHFWRU WHUPLQDO %
 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"







<HV

1R

*R WR 6WHS 

*R WR 6WHS 


*R WR 6WHS 


6\VWHP 2.


6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


&22/$17 7(03(5$785( /2: / 62+&
&LUFXLW 'HVFULSWLRQ
7KH FRRODQW WHPSHUDWXUH VHQVRU &76 XVHV D
WKHUPLVWRU WR FRQWURO WKH VLJQDO YROWDJH WR WKH HOHFWURQLF
FRQWURO PRGXOH (&0  7KH (&0 DSSOLHV D YROWDJH WR WKH
&76 :KHQ WKH HQJLQH LV FROG WKH &76 UHVLVWDQFH LV
KLJK 7KHUHIRUH WKH (&0 ZLOO VHH D KLJK VLJQDO YROWDJH
$V WKH HQJLQH ZDUPV WKH &76 UHVLVWDQFH EHFRPHV
OHVV DQG WKH YROWDJH GURSV $W QRUPDO HQJLQH RSHUDWLQJ
WHPSHUDWXUH WKH &76 VLJQDO ZLOO PHDVXUH DERXW  WR
 YROWV
'7&  :LOO 6HW :KHQ
$ 7KH HQJLQH KDV EHHQ UXQQLQJ IRU PRUH WKDQ 
VHFRQGV
$ 7KH FRRODQW WHPSHUDWXUH VHQVRU VLJQDO YROWDJH
LQGLFDWHV D FRRODQW WHPSHUDWXUH EHORZ E&
E) 
'LDJQRVWLF $LGV
$ ,I FRQQHFWLRQV DUH 2. PRQLWRU WKH FRRODQW
WHPSHUDWXUH ZKLOH PRYLQJ UHODWHG FRQQHFWRUV DQG WKH
ZLULQJ KDUQHVV ,I WKH IDLOXUH LV LQGXFHG WKH GLVSOD\ RQ
WKH VFDQ WRRO ZLOO FKDQJH 7KLV PD\ KHOS WR LVRODWH WKH
ORFDWLRQ RI DQ LQWHUPLWWHQW PDOIXQFWLRQ
$ 7KH 7HPSHUDWXUH 9V 5HVLVWDQFH 9DOXHV VFDOH PD\
EH XVHG WR WHVW WKH FRRODQW VHQVRU DW YDULRXV
WHPSHUDWXUHV WR HYDOXDWH WKH SRVVLELOLW\ RI D VKLIWHG
RU PLVVFDOHG FRRODQW WHPSHUDWXUH VHQVRU ZKLFK
PD\ UHVXOW LQ GULYHDELOLW\ FRPSODLQWV

&22/$17 7(03(5$785( 6(1625


7(03(5$785( 96 5(6,67$1&( 9$/8(6
$3352;,0$7(
E&

E)

2+06






































































'$(:22 9 %/

(1*,1( &21752/6 )  


7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV WHVW VLPXODWHV WKH FRQGLWLRQV IRU VHWWLQJ
GLDJQRVWLF WURXEOH FRGH  ,I WKH HOHFWURQLF FRQWURO

PRGXOH (&0 UHFRJQL]HV WKH ORZ VLJQDO YROWDJH


KLJK WHPSHUDWXUH DQG WKH VFDQ WRRO GLVSOD\V E&
E)  WKH (&0 ZLULQJ LV 2.
 7KLV VWHS FKHFNV IRU YROWDJH UHIHUHQFH IURP WKH (&0

'7&   &RRODQW 7HPSHUDWXUH /RZ / 62+&


6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

 &RQQHFW WKH VFDQ WRRO WR WKH DVVHPEO\ OLQH


GLDJQRVWLF OLQN $/'/ 
 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
'RHV WKH VFDQ WRRO GLVSOD\ HQJLQH FRRODQW
WHPSHUDWXUH ZLWKLQ WKH YDOXH VSHFLILHG"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH FRRODQW WHPSHUDWXUH VHQVRU &76
FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
'RHV WKH VFDQ WRRO GLVSOD\ HQJLQH FRRODQW
WHPSHUDWXUH EHORZ WKH YDOXH VSHFLILHG"
-XPSHU WHUPLQDOV $ DQG % RI WKH &76 FRQQHFWRU
'RHV WKH VFDQ WRRO GLVSOD\ HQJLQH FRRODQW
WHPSHUDWXUH DERYH WKH YDOXH VSHFLILHG"
 5HSODFH WKH FRRODQW WHPSHUDWXUH VHQVRU
 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

9DOXH V


*R WR 6WHS 

E&
E)

*R WR 6WHS 

*R WR 6WHS 

E&
E)

*R WR 6WHS 

*R WR 6WHS 

 5HSODFH WKH HOHFWURQLF FRQWURO PRGXOH


 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/


6\VWHP 2.

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH ZKLWH FRQQHFWRU
 ,QVSHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0 SLQV
DQG FRQQHFWRU IRU EHQW RU GDPDJHG WHUPLQDOV
5HSDLU RU UHSODFH GDPDJHG WHUPLQDOV DV QHHGHG
 &KHFN WKH ZLUH EHWZHHQ WKH &76 FRQQHFWRU
WHUPLQDO $ DQG WKH (&0 FRQQHFWRU WHUPLQDO ' IRU
DQ RSHQ RU VKRUW WR EDWWHU\ YROWDJH
,V WKH SUREOHP IRXQG"

*R WR
'LDJQRVWLF
6\VWHP
&KHFN

*R WR
'LDJQRVWLF
$LGV

0HDVXUH WKH YROWDJH DW WKH &76 FRQQHFWRU


WHUPLQDO%
,V WKH YROWDJH ZLWKLQ WKH YDOXH VSHFLILHG"

&KHFN WKH ZLUH EHWZHHQ WKH &76 FRQQHFWRU WHUPLQDO


% DQG WKH (&0 FRQQHFWRU WHUPLQDO % IRU DQ RSHQ
RU VKRUW EDWWHU\ YROWDJH
,V WKH SUREOHP IRXQG"

*R WR 6WHS 

1R

EE&
E)

<HV

 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

)   (1*,1( &21752/6


'7&   &RRODQW 7HPSHUDWXUH /RZ / 62+& &RQW
G
6WHS

$FWLRQ

9DOXH V



 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW (&0 UHG FRQQHFWRU
 &KHFN WKH (&0 SLQV DQG WKH FRQQHFWRU IRU EHQW
RU GDPDJHG WHUPLQDOV RU SLQV
,V WKH SUREOHP IRXQG"

 5HSDLU WKH (&0 FRQQHFWRU WHUPLQDOV DQG


VWUDLJKWHQ WKH (&0 SLQV DV QHHGHG
 ,I WKH (&0 SLQV DUH EURNHQ WKH (&0 PXVW EH
UHSODFHG
+DYH WKH WHUPLQDOV DQG SLQV EHHQ UHSDLUHG"

 5HSDLU WKH RSHQ RU VKRUW WR YROWDJH LQ WKH ZLUH


EHWZHHQ WKH &76 FRQQHFWRU WHUPLQDO $ DQG WKH
(&0 FRQQHFWRU WHUPLQDO '
 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

 5HSDLU WKH RSHQ RU VKRUW WR YROWDJH LQ WKH ZLUH


EHWZHHQ WKH &76 FRQQHFWRU WHUPLQDO % DQG WKH
(&0 FRQQHFWRU WHUPLQDO %
 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"







<HV

1R

*R WR 6WHS 

*R WR 6WHS 


*R WR 6WHS 


6\VWHP 2.


6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


&22/$17 7(03(5$785( /2: / '2+&
&LUFXLW 'HVFULSWLRQ
7KH FRRODQW WHPSHUDWXUH VHQVRU &76 XVHV D
WKHUPLVWRU WR FRQWURO WKH VLJQDO YROWDJH WR WKH HOHFWURQLF
FRQWURO PRGXOH (&0  7KH (&0 DSSOLHV D YROWDJH WR WKH
&76 :KHQ WKH HQJLQH LV FROG WKH &76 UHVLVWDQFH LV
KLJK 7KHUHIRUH WKH (&0 ZLOO VHH D KLJK VLJQDO YROWDJH
$V WKH HQJLQH ZDUPV WKH &76 UHVLVWDQFH EHFRPHV
OHVV DQG WKH YROWDJH GURSV $W QRUPDO HQJLQH RSHUDWLQJ
WHPSHUDWXUH WKH &76 VLJQDO ZLOO PHDVXUH DERXW  WR
 YROWV
'7&  :LOO 6HW :KHQ
$ 7KH HQJLQH KDV EHHQ UXQQLQJ IRU PRUH WKDQ 
VHFRQGV
$ 7KH FRRODQW WHPSHUDWXUH VHQVRU VLJQDO YROWDJH
LQGLFDWHV D FRRODQW WHPSHUDWXUH EHORZ E&
E) 
'LDJQRVWLF $LGV
$ ,I FRQQHFWLRQV DUH 2. PRQLWRU WKH FRRODQW
WHPSHUDWXUH ZKLOH PRYLQJ UHODWHG FRQQHFWRUV DQG WKH
ZLULQJ KDUQHVV ,I WKH IDLOXUH LV LQGXFHG WKH GLVSOD\ RQ
WKH VFDQ WRRO ZLOO FKDQJH 7KLV PD\ KHOS WR LVRODWH WKH
ORFDWLRQ RI DQ LQWHUPLWWHQW PDOIXQFWLRQ
$ 7KH 7HPSHUDWXUH 9V 5HVLVWDQFH 9DOXHV VFDOH PD\
EH XVHG WR WHVW WKH FRRODQW VHQVRU DW YDULRXV
WHPSHUDWXUHV WR HYDOXDWH WKH SRVVLELOLW\ RI D VKLIWHG
RU PLVVFDOHG FRRODQW WHPSHUDWXUH VHQVRU ZKLFK
PD\ UHVXOW LQ GULYHDELOLW\ FRPSODLQWV

&22/$17 7(03(5$785( 6(1625


7(03(5$785( 96 5(6,67$1&( 9$/8(6
$3352;,0$7(
E&

E)

2+06






































































'$(:22 9 %/

(1*,1( &21752/6 )  


7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV WHVW VLPXODWHV WKH FRQGLWLRQV IRU VHWWLQJ
GLDJQRVWLF WURXEOH FRGH  ,I WKH HOHFWURQLF FRQWURO

PRGXOH (&0 UHFRJQL]HV WKH ORZ VLJQDO YROWDJH


KLJK WHPSHUDWXUH DQG WKH VFDQ WRRO GLVSOD\V E&
E)  WKH (&0 ZLULQJ LV 2.
 7KLV VWHS FKHFNV IRU YROWDJH UHIHUHQFH IURP WKH (&0

'7&   &RRODQW 7HPSHUDWXUH /RZ / '2+&


6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

 &RQQHFW WKH VFDQ WRRO WR WKH DVVHPEO\ OLQH


GLDJQRVWLF OLQN $/'/ 
 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
'RHV WKH VFDQ WRRO GLVSOD\ HQJLQH FRRODQW
WHPSHUDWXUH ZLWKLQ WKH YDOXH VSHFLILHG"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH FRRODQW WHPSHUDWXUH VHQVRU &76
FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
'RHV WKH VFDQ WRRO GLVSOD\ HQJLQH FRRODQW
WHPSHUDWXUH EHORZ WKH YDOXH VSHFLILHG"
-XPSHU WHUPLQDOV $ DQG % RI WKH &76 FRQQHFWRU
'RHV WKH VFDQ WRRO GLVSOD\ HQJLQH FRRODQW
WHPSHUDWXUH DERYH WKH YDOXH VSHFLILHG"
 5HSODFH WKH FRRODQW WHPSHUDWXUH VHQVRU
 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

0HDVXUH WKH YROWDJH DW WKH &76 FRQQHFWRU


WHUPLQDO%
,V WKH YROWDJH ZLWKLQ WKH YDOXH VSHFLILHG"

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0
UHG FRQQHFWRU
 ,QVSHFW WKH (&0 SLQV DQG FRQQHFWRU IRU EHQW RU
GDPDJHG WHUPLQDOV 5HSDLU RU UHSODFH GDPDJHG
WHUPLQDOV DV QHHGHG
 &KHFN WKH ZLUH EHWZHHQ WKH &76 FRQQHFWRU
WHUPLQDO $ DQG WKH (&0 FRQQHFWRU WHUPLQDO % IRU
DQ RSHQ RU VKRUW WR EDWWHU\ YROWDJH
,V WKH SUREOHP IRXQG"

'$(:22 9 %/

 5HSODFH WKH HOHFWURQLF FRQWURO PRGXOH


 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
&KHFN WKH ZLUH EHWZHHQ WKH &76 FRQQHFWRU WHUPLQDO
% DQG WKH (&0 FRQQHFWRU WHUPLQDO % IRU DQ RSHQ RU
VKRUW EDWWHU\ YROWDJH
,V WKH SUREOHP IRXQG"

9DOXH V


<HV

*R WR 6WHS 

1R
*R WR
'LDJQRVWLF
6\VWHP
&KHFN

EE&
E)

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

E&
E)

*R WR 6WHS 

*R WR 6WHS 

E&
E)

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

)   (1*,1( &21752/6


'7&   &RRODQW 7HPSHUDWXUH /RZ / '2+& &RQW
G
6WHS

$FWLRQ

9DOXH V



 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW (&0 UHG FRQQHFWRU
 &KHFN WKH (&0 SLQV DQG WKH FRQQHFWRU IRU EHQW
RU GDPDJHG WHUPLQDOV RU SLQV
,V WKH SUREOHP IRXQG"

 5HSDLU WKH (&0 FRQQHFWRU WHUPLQDOV DQG


VWUDLJKWHQ WKH (&0 SLQV DV QHHGHG
 ,I WKH (&0 SLQV DUH EURNHQ WKH (&0 PXVW EH
UHSODFHG
+DYH WKH WHUPLQDOV DQG SLQV EHHQ UHSDLUHG"

 5HSDLU WKH RSHQ RU VKRUW WR YROWDJH LQ WKH ZLUH


EHWZHHQ WKH &76 FRQQHFWRU WHUPLQDO $ DQG WKH
(&0 FRQQHFWRU WHUPLQDO %
 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

 5HSDLU WKH RSHQ RU VKRUW WR YROWDJH LQ WKH ZLUH


EHWZHHQ WKH &76 FRQQHFWRU WHUPLQDO % DQG WKH
(&0 FRQQHFWRU WHUPLQDO %
 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"







<HV

1R

*R WR 6WHS 

*R WR 6WHS 


*R WR 6WHS 


6\VWHP 2.


6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


.12&. 6(1625 )$,/85( / '2+&
&LUFXLW 'HVFULSWLRQ
7KH NQRFN VHQVRU LV XVHG WR GHWHFW HQJLQH GHWRQDWLRQ
DOORZLQJ WKH HOHFWURQLF FRQWURO PRGXOH (&0 WR UHWDUG
LJQLWLRQ FRQWURO VSDUN WLPLQJ EDVHG RQ WKH NQRFN VHQVRU
VLJQDO EHLQJ UHFHLYHG 7KH NQRFN VHQVRU SURGXFHV DQ DF
VLJQDO 7KH NQRFN VHQVRU VLJQDO
V DPSOLWXGH DQG
IUHTXHQF\ GHSHQG XSRQ WKH DPRXQW RI NQRFN EHLQJ
H[SHULHQFHG 7KH (&0 FRQWDLQV D QRQ UHSODFHDEOH
NQRFN ILOWHU PRGXOH FDOOHG D VLJQDOWRQRLVH
HQKDQFHPHQW ILOWHU PRGXOH 7KLV ILOWHU PRGXOH LQ WKH
(&0 GHWHUPLQHV ZKHWKHU NQRFN LV RFFXUULQJ E\
FRPSDULQJ WKH VLJQDO OHYHO RQ WKH NQRFN VHQVRU FLUFXLW
ZLWK WKH YROWDJH OHYHO RQ WKH QRLVH FKDQQHO 7KH QRLVH

FKDQQHO DOORZV WKH (&0 WR UHMHFW DQ\ IDOVH NQRFN VLJQDO


E\ NQRZLQJ WKH DPRXQW RI QRUPDO HQJLQH PHFKDQLFDO
QRLVH SUHVHQW 1RUPDO HQJLQH QRLVH YDULHV GHSHQGLQJ RQ
HQJLQH VSHHG DQG ORDG :KHQ WKH (&0 GHWHUPLQHV WKDW
DQ DEQRUPDOO\ ORZ QRLVH FKDQQHO YROWDJH OHYHO LV EHLQJ
H[SHULHQFHG '7&  ZLOO VHW
'7&  :LOO 6HW :KHQ
$ 7KH HQJLQH VSHHG LV DERYH  USP
$ 0D[LPXP LQWHJUDWHG YDOXH LV DERYH 
$ 0LQLPXP LQWHJUDWHG YDOXH LV EHORZ 
$ 7KH VHWXS WLPH LV DERYH  VHFRQGV

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   .QRFN 6HQVRU )DLOXUH / '2+&
6WHS



'$(:22 9 %/

$FWLRQ
3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH 'LDJQRVWLF 6\VWHP &KHFN FRPSOHWH"
5HSODFH WKH HOHFWURQLF FRQWURO PRGXOH (&0 
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
'LDJQRVWLF
6\VWHP &KHFN

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


,1-(&725 6+257(' 72 *5281'%$77(5< / '2+&
&LUFXLW 'HVFULSWLRQ
:KHQ WKH LJQLWLRQ VZLWFK LV WXUQHG WR 21 RU 67$57 WKH
HOHFWURQLF FRQWURO PRGXOH (&0 ZLOO HQHUJL]H DQG
GHHQHUJL]H WKH IXHO LQMHFWRU VROHQRLG FRLO :LWK WKH
VROHQRLG FRLO HQHUJL]HG D SOXQJHU LV DFWLYDWHG ZKLFK
DOORZV SUHVVXUL]HG IXHO WR EH VSUD\HG WKURXJK WKH IXHO
LQMHFWRU LQWR WKH FRPEXVWLRQ FKDPEHU ZKHUH LW LV PL[HG
ZLWK DLU IURP WKH LQWDNH PDQLIROG 7KLV FUHDWHV WKH SURSHU
DLUIXHO PL[WXUH QHHGHG IRU FRPEXVWLRQ
'7&  :LOO 6HW :KHQ
$ 7KH IXHO SXPS LV UXQQLQJ
$ %DWWHU\ YROWDJH LV JUHDWHU WKDQ  YROWV
$ $ IXHO LQMHFWRU IDXOW KDV EHHQ GHWHFWHG RYHU  WLPHV RI
VXFFHVVLYH  VHFRQG LQWHUYDOV

7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV VWHS FKHFNV IRU WKH SUHVHQFH RI EDWWHU\ YROWDJH
WR WKH IXHO LQMHFWRUV
 ,I WKH IXHO LQMHFWRU WHVW OLJKW GRHV QRW IODVK IRU RQH
RI WKH IXHO LQMHFWRUV WKHUH LV DQ RSHQ IXHO LQMHFWRU
FRQWURO ZLUH WR WKH HOHFWURQLF FRQWURO PRGXOH (&0
RU WKH (&0 LV IDXOW\
 $Q RSHQ FRLO LQ D IXHO LQMHFWRU ZLOO SUHYHQW WKH IXHO
LQMHFWRU IURP RSHUDWLQJ

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   ,QMHFWRU 6KRUWHG WR *URXQG%DWWHU\ / '2+&
6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

 'LVFRQQHFW WKH IXHO LQMHFWRU KDUQHVV IURP DOO RI


WKH IXHO LQMHFWRUV
 7XUQ WKH LJQLWLRQ 21
 0HDVXUH WKH YROWDJH DW DOO RI WKH IXHO LQMHFWRU
KDUQHVV WHUPLQDOV
,V EDWWHU\ YROWDJH SUHVHQW RQ WKH  WHUPLQDO RQO\ RI
HDFK FRQQHFWRU"
&RQQHFW D IXHO LQMHFWRU WHVW OLJKW WR HDFK RI WKH IXHO
LQMHFWRU KDUQHVV FRQQHFWRU ZKLOH FUDQNLQJ WKH
HQJLQH
'RHV WKH WHVW OLJKW EOLQN RQ DOO FRQQHFWRUV"
'RHV WKH IXHO LQMHFWRU WHVW OLJKW VWD\ RII IRU RQH RU
PRUH RI WKH IXHO LQMHFWRU V "

'RHV WKH IXHO LQMHFWRU WHVW OLJKW VWD\ RQ IRU RQH RU


PRUH IXHO LQMHFWRU V "

 &KHFN IRU D VKRUW WR EDWWHU\ SRVLWLYH EHWZHHQ WKH


IXHO LQMHFWRU KDUQHVV FRQQHFWRU WHUPLQDO  DQG WKH
HOHFWURQLF FRQWURO PRGXOH (&0 FRQQHFWRU
WHUPLQDO & IRU IXHO LQMHFWRUV  DQG 
 &KHFN IRU D VKRUW WR EDWWHU\ SRVLWLYH EHWZHHQ WKH
IXHO LQMHFWRU KDUQHVV FRQQHFWRU WHUPLQDO  DQG WKH
(&0 FRQQHFWRU WHUPLQDO & IRU IXHO LQMHFWRUV 
DQG 
,V WKH SUREOHP IRXQG"

9DOXH V


<HV

*R WR 6WHS 

1R
*R WR
'LDJQRVWLF
6\VWHP
&KHFN


*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR
'LDJQRVWLF
6\VWHP &KHFN

 5HSDLU WKH VKRUW WR EDWWHU\ SRVLWLYH DV QHHGHG


 &RQQHFW DQ LQMHFWRU WHVW OLJKW WR HDFK LQMHFWRU
KDUQHVV FRQQHFWRU ZKLOH FUDQNLQJ WKH HQJLQH
'RHV WKH WHVW OLJKW EOLQN RQ DOO FRQQHFWRUV"

,V EDWWHU\ YROWDJH QRW SUHVHQW DW WKH  WHUPLQDO RI


DQ\ LQMHFWRU KDUQHVV FRQQHFWRU"

*R WR 6WHS 

*R WR 6WHS 

,V EDWWHU\ YROWDJH SUHVHQW DW WKH  WHUPLQDO RI DQ\


LQMHFWRU KDUQHVV FRQQHFWRU"

*R WR 6WHS 





'$(:22 9 %/

 &KHFN IRU D VKRUW WR JURXQG LQ WKH IXHO LQMHFWRU


KDUQHVV
 &KHFN WKH IXHO LQMHFWRU KDUQHVV FRQQHFWRUV IRU
GDPDJHG WHUPLQDOV
 3HUIRUP UHSDLUV DV QHHGHG
 &KHFN IRU EDWWHU\ YROWDJH DW WKH  WHUPLQDOV RI DOO
RI WKH IXHO LQMHFWRU KDUQHVV FRQQHFWRUV
,V EDWWHU\ YROWDJH SUHVHQW RQ WKH  WHUPLQDO RQO\ RI
HDFK FRQQHFWRU"
 &KHFN IRU D VKRUW WR JURXQG EHWZHHQ WKH IXHO
LQMHFWRU KDUQHVV FRQQHFWRU WHUPLQDO  WR (&0
FRQQHFWRU WHUPLQDO & IRU LQMHFWRUV  DQG 
 &KHFN IRU D VKRUW WR JURXQG EHWZHHQ WKH IXHO
LQMHFWRU KDUQHVV FRQQHFWRU WHUPLQDO  WR (&0
FRQQHFWRU WHUPLQDO & IRU LQMHFWRUV  DQG 
,V WKH SUREOHP IRXQG"

*R WR 6WHS 


*R WR 6WHS 

*R WR 6WHS 

)   (1*,1( &21752/6


'7&   ,QMHFWRU 6KRUWHG WR *URXQG%DWWHU\ / '2+& &RQW
G
6WHS









$FWLRQ
 5HSDLU WKH VKRUW WR JURXQG DV QHHGHG
 &RQQHFW D IXHO LQMHFWRU WHVW OLJKW WR HDFK RI WKH
IXHO LQMHFWRU KDUQHVV FRQQHFWRUV ZKLOH FUDQNLQJ
WKH HQJLQH
'RHV WKH WHVW OLJKW EOLQN RQ DOO FRQQHFWRUV"
0HDVXUH WKH UHVLVWDQFH RI HDFK IXHO LQMHFWRU
,V WKH IXHO LQMHFWRU UHVLVWDQFH ZLWKLQ WKH YDOXH
VSHFLILHG WKH UHVLVWDQFH ZLOO LQFUHDVH VOLJKWO\ DW
KLJKHU WHPSHUDWXUHV "
 5HSODFH DQ\ RI WKH IXHO LQMHFWRUV ZLWK D UHVLVWDQFH
WKDW LV RXW RI VSHFLILFDWLRQ
 &OHDU DQ\ GLDJQRVWLF WURXEOH FRGH V '7&V IURP
WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 5HSODFH WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 




6\VWHP 2.

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


.12&. 6(1625 $&7,9,7< )$,/85( / '2+&
$ 'LDJQRVWLF WURXEOH FRGH '7&  LV QRW VHW
$ 1RLVH YDOXH LV DERYH  FRXQWV IRU DW OHDVW  VHFRQGV
$ 1RLVH YDOXH LV EHORZ  FRXQWV IRU DW OHDVW  VHFRQGV

&LUFXLW 'HVFULSWLRQ
7KH HOHFWURQLF FRQWURO PRGXOH (&0 XVHV WKH NQRFN
VHQVRU WR GHWHFW HQJLQH GHWRQDWLRQ DOORZLQJ WKH (&0
WR UHWDUG LJQLWLRQ FRQWURO VSDUN WLPLQJ EDVHG RQ WKH
NQRFN VHQVRU VLJQDO EHLQJ UHFHLYHG 7KH NQRFN VHQVRU
SURGXFHV DQ DF VLJQDO 7KH VLJQDO DPSOLWXGH DQG
IUHTXHQF\ DUH GHSHQGHQW XSRQ WKH DPRXQW RI NQRFN
EHLQJ H[SHULHQFHG

'LDJQRVWLF $LGV
$ 5HSDLU DQ\ HQJLQH PHFKDQLFDO SUREOHP EHIRUH
SURFHHGLQJ ZLWK GLDJQRVWLFV
$ 0DNH VXUH WKH FRUUHFW IXHO RFWDQH UDWLQJ LV XVHG

'7&  :LOO 6HW :KHQ


$ 7KH HQJLQH VSHHG LV DERYH  USP
$ 0D[LPXP LQWHJUDWHG YDOXH LV DERYH  IRU DW OHDVW
VHFRQGV
$ 0LQLPXP LQWHJUDWHG YDOXH LV EHORZ  IRU DW OHDVW
VHFRQGV

7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 &KHFNV WKH VLJQDO FLUFXLW DQG QRW VHQVRU YROWDJH
 &KHFN WKH JURXQG VLGH RI WKH FLUFXLW IRU DQ RSHQ D
VKRUW WR JURXQG RU D VKRUW WR EDWWHU\

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   '61() $FWLYLW\ )DLOXUH / '2+&
6WHS

$FWLRQ

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN


,V WKH 'LDJQRVWLF 6\VWHP &KHFN FRPSOHWH"

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU DW WKH
HOHFWURQLF FRQWURO PRGXOH (&0 
 &RQQHFW D GLJLWDO YROWPHWHU '90 WR PRQLWRU DF
YROWDJH EHWZHHQ EHWZHHQ WHUPLQDO & RI WKH
(&0 FRQQHFWRU DQG JURXQG
 7DS RQ WKH HQJLQH ZLWK D H[WHQVLRQ QHDU WKH
NQRFN VHQVRU ZKLOH REVHUYLQJ WKH VLJQDO RQ WKH
'90
,V DQ\ VLJQDO LQGLFDWHG RQ WKH '90 ZKLOH WDSSLQJ RQ
WKH HQJLQH"

 &RQQHFW WKH HOHFWULFDO FRQQHFWRU DW WKH (&0


 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU DW WKH NQRFN
VHQVRU
 8VLQJ D WHVW OLJKW WR EDWWHU\ SRVLWLYH SUREH
WHUPLQDO % RQ WKH (&0 VLGH RI WKH NQRFN VHQVRU
'LG WKH WHVW OLJKW LOOXPLQDWH"
&KHFN WKH ZLUH IURP WHUPLQDO & RQ WKH (&0 WR
WHUPLQDO $ RQ WKH (&0 VLGH RI WKH NQRFN VHQVRU IRU
DQ RSHQ D VKRUW WR JURXQG RU D VKRUW WR EDWWHU\
'RHV WKH ZLUH LQGLFDWH DQ RSHQ D VKRUW WR JURXQG RU
D VKRUW WR EDWWHU\"

5HSDLU WKH ZLUH IURP WHUPLQDO & RI WKH (&0 WR


WHUPLQDO $ RQ WKH (&0 VLGH RI WKH NQRFN VHQVRU
,V WKH UHSDLU FRPSOHWH"

*R WR
'LDJQRVWLF
6\VWHP &KHFN

5HSODFH WKH (&0


,V WKH UHSDLU FRPSOHWH"

*R WR
'LDJQRVWLF
6\VWHP &KHFN

5HSODFH WKH NQRFN VHQVRU


,V WKH UHSDLU FRPSOHWH"

*R WR
'LDJQRVWLF
6\VWHP &KHFN

5HSDLU WKH ZLUH IURP WHUPLQDO % RI WKH NQRFN VHQVRU


WR WHUPLQDO ' RI WKH (&0
,V WKH UHSDLU FRPSOHWH"

*R WR
'LDJQRVWLF
6\VWHP &KHFN

'$(:22 9 %/

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


; 6,*1$/ (5525 $ $1' % / 62+&
&LUFXLW 'HVFULSWLRQ
7KH FUDQNVKDIW SRVLWLRQ VHQVRU LV D +DOOHIIHFW VHQVRU
ZKLFK VHQVHV D VORWWHG ZKHHO WKDW LV DWWDFKHG WR WKH
FUDQNVKDIW SXOOH\ 7KH VORWWHG ZKHHO LQWHUUXSWV D
PDJQHWLF ILHOG DQG SURGXFHV D UHIHUHQFH VLJQDO IURP WKH
VHQVRU
'7& :LOO 6HW :KHQ
$ 7KH UHYROXWLRQV RI WKH ; VLJQDO DUH IHZHU WKDQ 
$ 7KHUH DUH FRQVHFXWLYH PLVVLQJ SXOVHV RI  RU PRUH
$ 6WDUWLQJ PDQLIROG DEVROXWH SUHVVXUH LV OHVV WKDQ 
N3D  LQFKHV +J IRU DW OHDVW  VHFRQGV
$ 6WDUWLQJ EDWWHU\ YROWDJH GURS LV OHVV WKDQ  YROW IRU DW
OHDVW  VHFRQGV

'LDJQRVWLF $LGV
&KHFN IRU SRRU FRQQHFWLRQV DW WKH HOHFWURQLF FRQWURO
PRGXOH (&0 DQG DW WKH FUDQNVKDIW SRVLWLRQ VHQVRU
&36 
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 ,W LV LPSRUWDQW WR LQVSHFW DOO RI WKH FRQQHFWRU WHUPLQDOV
WR SUHYHQW LQDFFXUDWH GLDJQRVLV
 7KH VSHFLILHG YDOXH GXULQJ FUDQNLQJ LV DQ DYHUDJH
YROWDJH SURGXFHG DV WKH VHQVRU YROWDJH RVFLOODWHV

'7&   ; 6LJQDO (UURU $ DQG % / 62+&


6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

9DOXH V


6WDUW WKH HQJLQH DQG DOORZ LW WR LGOH


'RHV WKH HQJLQH VWDUW"

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH FUDQNVKDIW SRVLWLRQ VHQVRU &36
FRQQHFWRU
 ,QVSHFW WKH &36 WHUPLQDOV
$UH DQ\ WHUPLQDOV GDPDJHG"

,QVSHFW &36 FRQQHFWRU WHUPLQDOV


$UH DQ\ FRQQHFWRU WHUPLQDOV GDPDJHG"

<HV
*R WR 6WHS 

1R
*R WR
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR (QJLQH
&UDQNV %XW
:LOO 1RW 6WDUW

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   ; 6LJQDO (UURU $ DQG % / 62+& &RQW
G
6WHS

$FWLRQ

 5HSDLU RU UHSODFH DQ\ GDPDJHG WHUPLQDOV


 &OHDU DQ\ GLDJQRVWLF WURXEOH FRGH V '7&V IURP
WKH HOHFWURQLF FRQWURO PRGXOH (&0 
 5RDG WHVW WKH YHKLFOH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"









'$(:22 9 %/

 &RQQHFW WKH &36 FRQQHFWRU


 'LVFRQQHFW WKH GLUHFW LJQLWLRQ V\VWHP ',6
LJQLWLRQ FRLO FRQQHFWRU WR SUHYHQW WKH YHKLFOH IURP
VWDUWLQJ
 &RQQHFW D YROWPHWHU EHWZHHQ JURXQG DQG WKH
(&0 FRQQHFWRU WHUPLQDO $ E\ EDFNSURELQJ WKH
(&0 FRQQHFWRU
$UH WKH YROWDJH UHDGLQJV QHDU WKH YDOXHV VSHFLILHG"
&RQQHFW D YROWPHWHU EHWZHHQ JURXQG DQG WKH (&0
FRQQHFWRU WHUPLQDO % E\ EDFNSURELQJ WKH (&0
FRQQHFWRU
$UH WKH YROWDJH UHDGLQJV QHDU WKH YDOXHV VSHFLILHG"
 &RQQHFW WKH ',6 LJQLWLRQ FRLO FRQQHFWRU
 5HSODFH WKH HOHFWURQLF FRQWURO PRGXOH
 5RDG WHVW WKH YHKLFOH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
&KHFN IRU DQ RSHQ RU VKRUW LQ WKH ZLUH EHWZHHQ WKH
&36 FRQQHFWRU WHUPLQDO $ DQG WKH (&0 FRQQHFWRU
WHUPLQDO $
,V WKH SUREOHP IRXQG"
&KHFN IRU DQ RSHQ RU VKRUW LQ WKH ZLUH EHWZHHQ WKH
&36 FRQQHFWRU WHUPLQDO % DQG WKH (&0 FRQQHFWRU
WHUPLQDO %
,V WKH SUREOHP IRXQG"
&KHFN IRU DQ RSHQ RU VKRUW LQ WKH ZLUH EHWZHHQ WKH
&36 FRQQHFWRU WHUPLQDO & DQG JURXQG
,V WKH SUREOHP IRXQG"
 &RQQHFW WKH ',6 LJQLWLRQ FRLO FRQQHFWRU
 5HSDLU WKH ZLULQJ QHHGHG
 &OHDU DQ\ '7&V IURP WKH (&0
 5RDG WHVW WKH YHKLFOH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 &RQQHFW WKH ',6 LJQLWLRQ FRLO FRQQHFWRU
 5HSODFH WKH FUDQNVKDIW SRVLWLRQ VHQVRU
 &OHDU DQ\ '7&V IURP WKH (&0
 5RDG WHVW WKH YHKLFOH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R


6\VWHP 2.

 9 ZLWK
WKH LJQLWLRQ
21  9
GXULQJ
FUDQNLQJ

*R WR 6WHS 

*R WR 6WHS 

 9 ZLWK
WKH LJQLWLRQ
21  Y
GXULQJ
FUDQNLQJ

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.


*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.


6\VWHP 2.

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


; 6,*1$/ (5525 $ $1' % / '2+&
&LUFXLW 'HVFULSWLRQ
7KH FUDQNVKDIW SRVLWLRQ VHQVRU LV D +DOOHIIHFW VHQVRU
ZKLFK VHQVHV D VORWWHG ZKHHO WKDW LV DWWDFKHG WR WKH
FUDQNVKDIW 7KH VORWWHG ZKHHO LQWHUUXSWV D PDJQHWLF ILHOG
DQG SURGXFHV D UHIHUHQFH VLJQDO IURP WKH VHQVRU
'7& :LOO 6HW :KHQ
$ 6WDUWLQJ PDQLIROG DEVROXWH SUHVVXUH 0$3 GURS LV
OHVV WKDQ  N3D  LQFKHV +J IRU DW OHDVW 
VHFRQGV
$ 6WDUWLQJ EDWWHU\ YROWDJH GURS LV OHVV WKDQ  YROW IRU
DW OHDVW  VHFRQGV
$ 7KHUH DUH FRQVHFXWLYH PLVVLQJ SXOVHV RI  RU PRUH
$ 7KH UHYROXWLRQV RI WKH ; VLJQDO DUH IHZHU WKDQ 

'LDJQRVWLF $LGV
&KHFN IRU SRRU FRQQHFWLRQV DW WKH HOHFWURQLF FRQWURO
PRGXOH (&0 DQG DW WKH FUDQNVKDIW SRVLWLRQ VHQVRU
&36 
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 ,W LV LPSRUWDQW WR LQVSHFW DOO RI WKH FRQQHFWRU WHUPLQDOV
WR SUHYHQW LQDFFXUDWH GLDJQRVLV
 7KH VSHFLILHG YDOXH GXULQJ FUDQNLQJ LV DQ DYHUDJH
YROWDJH SURGXFHG DV WKH VHQVRU YROWDJH RVFLOODWHV

'7&   ; 6LJQDO (UURU $ DQG % / '2+&


6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

9DOXH V


6WDUW WKH HQJLQH DQG DOORZ LW WR LGOH


'RHV WKH HQJLQH VWDUW"

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH FUDQNVKDIW SRVLWLRQ VHQVRU &36
FRQQHFWRU
 ,QVSHFW WKH &36 WHUPLQDOV
$UH DQ\ WHUPLQDOV GDPDJHG"

<HV
*R WR 6WHS 

1R
*R WR
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR (QJLQH
&UDQNV %XW
:LOO 1RW 6WDUW

*R WR 6WHS 

*R WR 6WHS 

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   ; 6LJQDO (UURU $ DQG % / '2+& &RQW
G
6WHS




$FWLRQ
,QVSHFW &36 FRQQHFWRU WHUPLQDOV
$UH DQ\ FRQQHFWRU WHUPLQDOV GDPDJHG"
 5HSDLU RU UHSODFH DQ\ GDPDJHG WHUPLQDOV
 &OHDU DQ\ GLDJQRVWLF WURXEOH FRGH V '7&V IURP
WKH HOHFWURQLF FRQWURO PRGXOH (&0 
 5RDG WHVW WKH YHKLFOH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 &RQQHFW WKH &36 FRQQHFWRU
 'LVFRQQHFW WKH GLUHFW LJQLWLRQ V\VWHP ',6
LJQLWLRQ FRLO FRQQHFWRU WR SUHYHQW WKH YHKLFOH IURP
VWDUWLQJ
 &RQQHFW D YROWPHWHU EHWZHHQ JURXQG DQG WKH
(&0 FRQQHFWRU WHUPLQDO % E\ EDFNSURELQJ WKH
(&0 FRQQHFWRU
$UH WKH YROWDJH UHDGLQJV QHDU WKH YDOXHV VSHFLILHG"
&RQQHFW D YROWPHWHU EHWZHHQ JURXQG DQG WKH (&0
FRQQHFWRU WHUPLQDO $ E\ EDFNSURELQJ WKH (&0
FRQQHFWRU
$UH WKH YROWDJH UHDGLQJV QHDU WKH YDOXHV VSHFLILHG"
 &RQQHFW WKH ',6 LJQLWLRQ FRLO FRQQHFWRU
 5HSODFH WKH HOHFWURQLF FRQWURO PRGXOH
 5RDG WHVW WKH YHKLFOH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
&KHFN IRU DQ RSHQ RU VKRUW LQ WKH ZLUH EHWZHHQ WKH
&36 FRQQHFWRU WHUPLQDO $ DQG WKH (&0 FRQQHFWRU
WHUPLQDO %
,V WKH SUREOHP IRXQG"
&KHFN IRU DQ RSHQ RU VKRUW LQ WKH ZLUH EHWZHHQ WKH
&36 FRQQHFWRU WHUPLQDO % DQG WKH (&0 FRQQHFWRU
WHUPLQDO $
,V WKH SUREOHP IRXQG"



&KHFN IRU DQ RSHQ RU VKRUW LQ WKH ZLUH EHWZHHQ WKH


&36 FRQQHFWRU WHUPLQDO & DQG JURXQG
,V WKH SUREOHP IRXQG"



 &RQQHFW WKH ',6 LJQLWLRQ FRLO FRQQHFWRU


 5HSDLU WKH ZLULQJ QHHGHG
 &OHDU DQ\ '7&V IURP WKH (&0
 5RDG WHVW WKH YHKLFOH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"



'$(:22 9 %/

 &RQQHFW WKH ',6 LJQLWLRQ FRLO FRQQHFWRU


 5HSODFH WKH FUDQNVKDIW SRVLWLRQ VHQVRU
 &OHDU DQ\ '7&V IURP WKH (&0
 5RDG WHVW WKH YHKLFOH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

 9 ZLWK
WKH LJQLWLRQ
21  9
GXULQJ
FUDQNLQJ

*R WR 6WHS 

*R WR 6WHS 

 9 ZLWK
WKH LJQLWLRQ
21  9
GXULQJ
FUDQNLQJ

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.


*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.


6\VWHP 2.

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


7+5277/( 326,7,21 6(1625 +,*+ / 62+&
&LUFXLW 'HVFULSWLRQ
7KH WKURWWOH SRVLWLRQ VHQVRU 736 SURYLGHV D YROWDJH
VLJQDO WKDW FKDQJHV LQ UHODWLRQ WR WKH WKURWWOH SODWH DQJOH
7KH VLJQDO YROWDJH ZLOO YDU\ IURP DERXW  WR  YROW DW
LGOH WR QHDUO\  YROWV DW ZLGH RSHQ WKURWWOH 7KH 736 LV
RQH RI WKH PRVW LPSRUWDQW LQSXWV XVHG E\ WKH HOHFWURQLF
FRQWURO PRGXOH (&0 IRU IXHO FRQWURO DQG RWKHU
IXQFWLRQV VXFK DV LGOH ZLGH RSHQ WKURWWOH GHFHOHUDWLRQ
HQOHDQPHQW DQG DFFHOHUDWLRQ HQULFKPHQW

'LDJQRVWLF $LGV
$ ,QVSHFW WKH HOHFWURQLF FRQWURO PRGXOH FRQQHFWRU
(&0 WHUPLQDOV DQG WKH WKURWWOH SRVLWLRQ VHQVRU
736 FRQQHFWRU WHUPLQDOV IRU LPSURSHU PDWLQJ DQG
SRRU WHUPLQDO WR ZLUH FRQQHFWLRQV
$ 2EVHUYH WKH 736 YROWDJH RQ D VFDQ WRRO ZLWK WKH
LJQLWLRQ 21 DQG WKH HQJLQH VWRSSHG 3UHVV WKH
DFFHOHUDWRU SHGDO ZKLOH ZDWFKLQJ IRU VPRRWK FKDQJHV
LQ WKH YROWDJH UHDGLQJV RI WKH 736

'7&  :LOO 6HW :KHQ


$ 7KH HQJLQH VSHHG LV OHVV WKDQ  USP
$ 7KH PDQLIROG DEVROXWH SUHVVXUH 0$3 UHDGLQJ LV
EHORZ N3D  LQFKHV +J 
$ 7KH WKURWWOH SRVLWLRQ VHQVRU UHDGLQJ LV JUHDWHU WKDQ
 FRXQWV
$ 'LDJQRVWLF WURXEOH FRGH '7&  KDV QRW VHW
$ $OO RI WKH DERYH FRQGLWLRQV DUH SUHVHQW IRU  VHFRQGV

7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV VWHS FKHFNV WKH YROWDJH UHIHUHQFH IURP WKH
(&0 DQG DOVR WKH JURXQG ZLUH WR WKH (&0
 7KLV VWHS FKHFNV WKH 736 VLJQDO ZLUH ,I WKH VFDQ
WRRO VKRZV WKH 736 YROWDJH DERYH  YROWV WKH VLJQDO
ZLUH LV 2.
 $IWHU FKHFNLQJ WKH 736 ZLULQJ DQG FRQILUPLQJ WKH
(&0
V DELOLW\ WR UHDG D 736 VLJQDO LW FDQ EH
GHWHUPLQHG WKDW WKH 736 LV DW IDXOW

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   7KURWWOH 3RVLWLRQ 6HQVRU +LJK / 62+&
6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

 &RQQHFW D VFDQ WRRO WR WKH DVVHPEO\ OLQH


GLDJQRVWLF OLQN $/'/ 
 7XUQ WKH LJQLWLRQ 21
 2SHUDWH WKH WKURWWOH OHYHU IURP FORVHG WR RSHQ
ZKLOH ZDWFKLQJ WKH WKURWWOH SRVLWLRQ VHQVRU 736
YROWDJH RQ WKH VFDQ WRRO
'RHV WKH VFDQ WRRO VKRZ WKH 736 YROWDJH FKDQJH
VPRRWKO\ ZLWKLQ WKH YDOXH VSHFLILHG"

9DOXH V


<HV
*R WR 6WHS 

1R
*R WR
'LDJQRVWLF
6\VWHP
&KHFN

 9
WR
 9

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

7XUQ WKH LJQLWLRQ 2))


'LVFRQQHFW WKH 736 FRQQHFWRU
7XUQ WKH LJQLWLRQ 21
0HDVXUH WKH YROWDJH EHWZHHQ WKH 736 FRQQHFWRU
WHUPLQDOV $ DQG %
'RHV WKH YROWDJH PHDVXUH ZLWKLQ WKH YDOXH
VSHFLILHG"

 9

*R WR 6WHS 

*R WR 6WHS 

-XPSHU WKH 736 FRQQHFWRU WHUPLQDOV $ DQG &


'RHV WKH VFDQ WRRO VKRZ WKH 736 YROWDJH DERYH WKH
YDOXH VSHFLILHG"

 9

*R WR 6WHS 

*R WR 6WHS 

0HDVXUH WKH YROWDJH EHWZHHQ WKH 736 FRQQHFWRU


WHUPLQDO $ DQG JURXQG
'RHV WKH YROWDJH PHDVXUH ZLWKLQ WKH YDOXH
VSHFLILHG"

 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 





'$(:22 9 %/






&KHFN IRU D VKRUW WR EDWWHU\ YROWDJH LQ WKH ZLUH


EHWZHHQ WKH 736 FRQQHFWRU WHUPLQDO % DQG WKH
HOHFWURQLF FRQWURO PRGXOH (&0 FRQQHFWRU WHUPLQDO
'
,V WKH SUREOHP IRXQG"

&KHFN IRU D VKRUW WR EDWWHU\ YROWDJH LQ WKH ZLUH


EHWZHHQ WKH 736 FRQQHFWRU WHUPLQDO $ DQG WKH (&0
FRQQHFWRU WHUPLQDO %
,V WKH SUREOHP IRXQG"

&KHFN IRU D VKRUW WR YROWDJH LQ WKH ZLUH EHWZHHQ WKH


736 FRQQHFWRU WHUPLQDO & DQG WKH (&0 FRQQHFWRU
WHUPLQDO $
,V WKH SUREOHP IRXQG"

 7XUQ WKH LJQLWLRQ 2))


 5HSDLU WKH ZLUH RU WKH FRQQHFWRU WHUPLQDO DV
QHHGHG
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

 7XUQ WKH LJQLWLRQ 2))


 5HSODFH WKH WKURWWOH SRVLWLRQ VHQVRU
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 2))
 5HSODFH WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"


6\VWHP 2.


6\VWHP 2.


6\VWHP 2.

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


7+5277/( 326,7,21 6(1625 +,*+ / '2+&
&LUFXLW 'HVFULSWLRQ
7KH WKURWWOH SRVLWLRQ VHQVRU 736 SURYLGHV D YROWDJH
VLJQDO WKDW FKDQJHV LQ UHODWLRQ WR WKH WKURWWOH SODWH DQJOH
7KH VLJQDO YROWDJH ZLOO YDU\ IURP DERXW  WR  YROW DW
LGOH WR QHDUO\  YROWV DW ZLGH RSHQ WKURWWOH 7KH 736 LV
RQH RI WKH PRVW LPSRUWDQW LQSXWV XVHG E\ WKH HOHFWURQLF
FRQWURO PRGXOH (&0 IRU IXHO FRQWURO DQG RWKHU
IXQFWLRQV VXFK DV LGOH ZLGH RSHQ WKURWWOH GHFHOHUDWLRQ
HQOHDQPHQW DQG DFFHOHUDWLRQ HQULFKPHQW

'LDJQRVWLF $LGV
$ ,QVSHFW WKH HOHFWURQLF FRQWURO PRGXOH FRQQHFWRU
(&0 WHUPLQDOV DQG WKH WKURWWOH SRVLWLRQ VHQVRU
736 FRQQHFWRU WHUPLQDOV IRU LPSURSHU PDWLQJ DQG
SRRU WHUPLQDO WR ZLUH FRQQHFWLRQV
$ 2EVHUYH WKH 736 YROWDJH RQ D VFDQ WRRO ZLWK WKH
LJQLWLRQ 21 DQG WKH HQJLQH VWRSSHG 3UHVV WKH
DFFHOHUDWRU SHGDO ZKLOH ZDWFKLQJ IRU VPRRWK FKDQJHV
LQ WKH YROWDJH UHDGLQJV RI WKH 736

'7&  :LOO 6HW :KHQ


$ 7KH HQJLQH VSHHG LV OHVV WKDQ  USP
$ 7KH PDQLIROG DEVROXWH SUHVVXUH UHDGLQJ 0$3 LV
EHORZ N3D  LQFKHV +J 
$ 7KH WKURWWOH SRVLWLRQ VHQVRU UHDGLQJ LV JUHDWHU WKDQ
 FRXQWV
$ 'LDJQRVWLF WURXEOH FRGH '7&  DQG  DUH QRW VHW
$ 7KHVH FRQGLWLRQV DUH SUHVHQW IRU  VHFRQGV

7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV VWHS FKHFNV WKH YROWDJH UHIHUHQFH IURP WKH
(&0 DQG DOVR WKH JURXQG ZLUH WR WKH (&0
 7KLV VWHS FKHFNV WKH 736 VLJQDO ZLUH ,I WKH VFDQ
WRRO VKRZV WKH 736 YROWDJH DERYH  YROWV WKH VLJQDO
ZLUH LV 2.
 $IWHU FKHFNLQJ WKH 736 ZLULQJ DQG FRQILUPLQJ WKH
(&0
V DELOLW\ WR UHDG D 736 VLJQDO LW FDQ EH
GHWHUPLQHG WKDW WKH 736 LV DW IDXOW

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   7KURWWOH 3RVLWLRQ 6HQVRU +LJK / '2+&
6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

 &RQQHFW D VFDQ WRRO WR WKH DVVHPEO\ OLQH


GLDJQRVWLF OLQN $/'/ 
 7XUQ WKH LJQLWLRQ 21
 2SHUDWH WKH WKURWWOH OHYHU IURP FORVHG WR RSHQ
ZKLOH ZDWFKLQJ WKH WKURWWOH SRVLWLRQ VHQVRU 736
YROWDJH RQ WKH VFDQ WRRO
'RHV WKH VFDQ WRRO VKRZ WKH 736 YROWDJH FKDQJH
VPRRWKO\ ZLWKLQ WKH YDOXH VSHFLILHG"

9DOXH V


<HV
*R WR 6WHS 

1R
*R WR
'LDJQRVWLF
6\VWHP
&KHFN

 9
WR
 9

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

7XUQ WKH LJQLWLRQ 2))


'LVFRQQHFW WKH 736 FRQQHFWRU
7XUQ WKH LJQLWLRQ 21
0HDVXUH WKH YROWDJH EHWZHHQ WKH 736 FRQQHFWRU
WHUPLQDOV $ DQG %
'RHV WKH YROWDJH PHDVXUH ZLWKLQ WKH YDOXH VSHFLILHG"

 9

*R WR 6WHS 

*R WR 6WHS 

-XPSHU WKH 736 FRQQHFWRU WHUPLQDOV $ DQG &


'RHV WKH VFDQ WRRO VKRZ WKH 736 YROWDJH DERYH WKH
YDOXH VSHFLILHG"

 9

*R WR 6WHS 

*R WR 6WHS 

0HDVXUH WKH YROWDJH EHWZHHQ WKH 736 FRQQHFWRU


WHUPLQDO $ DQG JURXQG
'RHV WKH YROWDJH PHDVXUH ZLWKLQ WKH YDOXH VSHFLILHG"

 9

*R WR 6WHS 

*R WR 6WHS 

&KHFN IRU D VKRUW WR EDWWHU\ YROWDJH LQ WKH ZLUH


EHWZHHQ WKH 736 FRQQHFWRU WHUPLQDO % DQG WKH
HOHFWURQLF FRQWURO PRGXOH (&0 FRQQHFWRU WHUPLQDO
%
,V WKH SUREOHP IRXQG"


*R WR 6WHS 

*R WR 6WHS 

&KHFN IRU D VKRUW WR EDWWHU\ YROWDJH LQ WKH ZLUH


EHWZHHQ WKH 736 FRQQHFWRU WHUPLQDO $ DQG WKH (&0
FRQQHFWRU WHUPLQDO '
,V WKH SUREOHP IRXQG"

*R WR 6WHS 

*R WR 6WHS 

&KHFN IRU D VKRUW WR YROWDJH LQ WKH ZLUH EHWZHHQ WKH


736 FRQQHFWRU WHUPLQDO & DQG WKH (&0 FRQQHFWRU
WHUPLQDO '
,V WKH SUREOHP IRXQG"

*R WR 6WHS 

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ 2))


 5HSDLU WKH ZLUH RU WKH FRQQHFWRU WHUPLQDO DV
QHHGHG
 &OHDU DQ\ GLDJQRVWLF WURXEOH FRGH V '7&V IURP
WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"





'$(:22 9 %/






 7XUQ WKH LJQLWLRQ 2))


 5HSODFH WKH WKURWWOH SRVLWLRQ VHQVRU
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 2))
 5HSODFH WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.


6\VWHP 2.

6\VWHP 2.

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


7+5277/( 326,7,21 6(1625 /2: / 62+&
&LUFXLW 'HVFULSWLRQ
7KH WKURWWOH SRVLWLRQ VHQVRU 736 SURYLGHV D YROWDJH
VLJQDO WKDW FKDQJHV LQ UHODWLRQ WR WKH WKURWWOH SODWH DQJOH
7KH VLJQDO YROWDJH ZLOO YDU\ IURP DERXW  WR  YROW DW
LGOH WR QHDUO\  YROWV DW ZLGH RSHQ WKURWWOH 7KH 736 LV
RQH RI WKH PRVW LPSRUWDQW LQSXWV XVHG E\ WKH HOHFWURQLF
FRQWURO PRGXOH (&0 IRU IXHO FRQWURO DQG RWKHU
IXQFWLRQV VXFK DV LGOH ZLGH RSHQ WKURWWOH GHFHOHUDWLRQ
HQOHDQPHQW DQG DFFHOHUDWLRQ HQULFKPHQW
'7&  :LOO 6HW :KHQ
$ 7KH WKURWWOH SRVLWLRQ VHQVRU UHDGLQJ LV OHVV WKDQ 
FRXQWV
$ 7KHVH FRQGLWLRQV DUH SUHVHQW IRU  VHFRQGV
'LDJQRVWLF $LGV
$ ,QVSHFW WKH HOHFWURQLF FRQWURO PRGXOH FRQQHFWRU
(&0 WHUPLQDOV DQG WKH WKURWWOH SRVLWLRQ VHQVRU
736 FRQQHFWRU WHUPLQDOV IRU LPSURSHU PDWLQJ DQG
SRRU WHUPLQDO WR ZLUH FRQQHFWLRQV

$ 2EVHUYH WKH 736 YROWDJH RQ D VFDQQHU ZLWK WKH


LJQLWLRQ 21 DQG WKH HQJLQH VWRSSHG 3UHVV WKH
DFFHOHUDWRU SHGDO ZKLOH ZDWFKLQJ IRU VPRRWK FKDQJHV
LQ WKH YROWDJH UHDGLQJV RI WKH 736
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 :KHQ PHDVXULQJ WKH YROWDJH EHWZHHQ WKH WKURWWOH
SRVLWLRQ VHQVRU 736 WHUPLQDOV $ DQG %  WR
YROWV FRQILUPV WKH  YROW UHIHUHQFH DQG JURXQG
IURP WKH HOHFWURQLF FRQWURO PRGXOH (&0 DUH 2.
 ,I WKHUH LV D SUREOHP ZLWK WKH YROWDJH UHIHUHQFH RU
WKH JURXQG IURP WKH (&0 FRQILUP WKDW WKH ZLULQJ LV
2. ,I WKHUH LV QR SUREOHP SUHVHQW LQ WKH ZLULQJ WKH
(&0 LV DW IDXOW

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   7KURWWOH 3RVLWLRQ 6HQVRU /RZ / 62+&
6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

 &RQQHFW WKH VFDQ WRRO WR WKH DVVHPEO\ OLQH


GLDJQRVWLF OLQN $/'/ 
 7XUQ WKH LJQLWLRQ 21
 2SHUDWH WKH WKURWWOH OHYHU IURP FORVHG WR RSHQ
ZKLOH ZDWFKLQJ WKH WKURWWOH SRVLWLRQ VHQVRU 736
YROWDJH RQ WKH VFDQ WRRO
'RHV WKH VFDQ WRRO VKRZ WKH 736 YROWDJH FKDQJH
VPRRWKO\ ZLWKLQ WKH YDOXHV VSHFLILHG"

9DOXH V


<HV
*R WR 6WHS 

1R
*R WR
'LDJQRVWLF
6\VWHP
&KHFN

 9
WR
 9

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

7XUQ WKH LJQLWLRQ 2))


'LVFRQQHFW WKH 736 FRQQHFWRU
7XUQ WKH LJQLWLRQ 21
0HDVXUH WKH YROWDJH EHWZHHQ WKH 736 FRQQHFWRU
WHUPLQDOV $ DQG %
,V WKH YROWDJH ZLWKLQ WKH YDOXH VSHFLILHG"

 9

*R WR 6WHS 

*R WR 6WHS 

&RQQHFW D IXVHG MXPSHU EHWZHHQ WKH 736 FRQQHFWRU


WHUPLQDOV $ DQG &
'RHV WKH VFDQ WRRO VKRZ WKH 736 YROWDJH DERYH WKH
YDOXH VSHFLILHG"

Y

*R WR 6WHS 

*R WR 6WHS 

0HDVXUH WKH YROWDJH EHWZHHQ WKH 736 FRQQHFWRU


WHUPLQDO $ DQG WKH JURXQG
,V WKH YROWDJH ZLWKLQ WKH YDOXH VSHFLILHG"

 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 





'$(:22 9 %/






 7XUQ WKH LJQLWLRQ 2))


 &KHFN IRU DQ RSHQ LQ WKH ZLUH EHWZHHQ WKH 736
FRQQHFWRU WHUPLQDO % DQG WKH HOHFWURQLF FRQWURO
PRGXOH (&0 FRQQHFWRU WHUPLQDO '
,V WKH SUREOHP IRXQG"
 7XUQ WKH LJQLWLRQ 2))
 &KHFN IRU DQ RSHQ RU VKRUW WR JURXQG LQ WKH ZLUH
EHWZHHQ WKH 736 FRQQHFWRU WHUPLQDO $ DQG WKH
(&0 FRQQHFWRU WHUPLQDO %
,V WKH SUREOHP IRXQG"
 7XUQ WKH LJQLWLRQ 2))
 &KHFN IRU DQ RSHQ RU VKRUW WR JURXQG EHWZHHQ WKH
736 FRQQHFWRU WHUPLQDO & DQG WKH (&0
FRQQHFWRU WHUPLQDO $
,V WKH SUREOHP IRXQG"
 5HSDLU WKH ZLUH RU WKH FRQQHFWRU WHUPLQDO DV
QHHGHG
 &OHDU DQ\ GLDJQRVWLF WURXEOH FRGH V '7&V IURP
WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"


6\VWHP 2.

 5HSODFH WKH WKURWWOH SRVLWLRQ VHQVRU


 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

 ,JQLWLRQ 2))
 5HSODFH WKH HOHFWURQLF FRQWURO PRGXOH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.

6\VWHP 2.

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


7+5277/( 326,7,21 6(1625 /2: / '2+&
&LUFXLW 'HVFULSWLRQ
7KH WKURWWOH SRVLWLRQ VHQVRU 736 SURYLGHV D YROWDJH
VLJQDO WKDW FKDQJHV LQ UHODWLRQ WR WKH WKURWWOH SODWH DQJOH
7KH VLJQDO YROWDJH ZLOO YDU\ IURP DERXW  WR  YROW DW
LGOH WR QHDUO\  YROWV DW ZLGH RSHQ WKURWWOH 7KH 736 LV
RQH RI WKH PRVW LPSRUWDQW LQSXWV XVHG E\ WKH HOHFWURQLF
FRQWURO PRGXOH (&0 IRU IXHO FRQWURO DQG RWKHU
IXQFWLRQV VXFK DV LGOH ZLGH RSHQ WKURWWOH GHFHOHUDWLRQ
HQOHDQPHQW DQG DFFHOHUDWLRQ HQULFKPHQW
'7&  :LOO 6HW :KHQ
$ 7KH WKURWWOH SRVLWLRQ VHQVRU UHDGLQJ LV OHVV WKDQ 
FRXQWV
$ 'LDJQRVWLF WURXEOH FRGH '7&  DQG  DUH QRW VHW
'LDJQRVWLF $LGV
$ ,QVSHFW WKH HOHFWURQLF FRQWURO PRGXOH FRQQHFWRU
(&0 WHUPLQDOV DQG WKH WKURWWOH SRVLWLRQ VHQVRU

736 FRQQHFWRU WHUPLQDOV IRU LPSURSHU PDWLQJ DQG


SRRU WHUPLQDO WR ZLUH FRQQHFWLRQV
$ 2EVHUYH WKH 736 YROWDJH RQ D VFDQQHU ZLWK WKH
LJQLWLRQ 21 DQG WKH HQJLQH VWRSSHG 3UHVV WKH
DFFHOHUDWRU SHGDO ZKLOH ZDWFKLQJ IRU VPRRWK FKDQJHV
LQ WKH YROWDJH UHDGLQJV RI WKH 736
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 :KHQ PHDVXULQJ WKH YROWDJH EHWZHHQ WKH WKURWWOH
SRVLWLRQ VHQVRU 736 WHUPLQDOV $ DQG %  WR
YROWV FRQILUPV WKH  YROW UHIHUHQFH DQG JURXQG
IURP WKH HOHFWURQLF FRQWURO PRGXOH (&0 DUH 2.
 ,I WKHUH LV D SUREOHP ZLWK WKH YROWDJH UHIHUHQFH RU
WKH JURXQG IURP WKH (&0 FRQILUP WKDW WKH ZLULQJ LV
2. ,I WKHUH LV QR SUREOHP SUHVHQW LQ WKH ZLULQJ WKH
(&0 LV DW IDXOW

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   7KURWWOH 3RVLWLRQ 6HQVRU /RZ / '2+&
6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

 &RQQHFW WKH VFDQ WRRO WR WKH DVVHPEO\ OLQH


GLDJQRVWLF OLQN $/'/ 
 7XUQ WKH LJQLWLRQ 21
 2SHUDWH WKH WKURWWOH OHYHU IURP FORVHG WR RSHQ
ZKLOH ZDWFKLQJ WKH WKURWWOH SRVLWLRQ VHQVRU 736
YROWDJH RQ WKH VFDQ WRRO
'RHV WKH VFDQ WRRO VKRZ WKH 736 YROWDJH FKDQJH
VPRRWKO\ ZLWKLQ WKH YDOXHV VSHFLILHG"
7XUQ WKH LJQLWLRQ 2))
'LVFRQQHFW WKH 736 FRQQHFWRU
7XUQ WKH LJQLWLRQ 21
0HDVXUH WKH YROWDJH EHWZHHQ WKH 736 FRQQHFWRU
WHUPLQDOV $ DQG %
,V WKH YROWDJH ZLWKLQ WKH YDOXH VSHFLILHG"
&RQQHFW D IXVHG MXPSHU EHWZHHQ WKH 736 FRQQHFWRU
WHUPLQDOV $ DQG &
'RHV WKH VFDQ WRRO VKRZ WKH 736 YROWDJH DERYH WKH
YDOXH VSHFLILHG"

9DOXH V


*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

 9

*R WR 6WHS 

*R WR 6WHS 

9

*R WR 6WHS 

*R WR 6WHS 

 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 






0HDVXUH WKH YROWDJH EHWZHHQ WKH 736 FRQQHFWRU


WHUPLQDO $ DQG WKH JURXQG
,V WKH YROWDJH ZLWKLQ WKH YDOXH VSHFLILHG"

 7XUQ WKH LJQLWLRQ 2))


 &KHFN IRU DQ RSHQ LQ WKH ZLUH EHWZHHQ WKH 736
FRQQHFWRU WHUPLQDO % DQG WKH HOHFWURQLF FRQWURO
PRGXOH (&0 FRQQHFWRU WHUPLQDO %
,V WKH SUREOHP IRXQG"

 7XUQ WKH LJQLWLRQ 2))


 &KHFN IRU DQ RSHQ RU VKRUW WR JURXQG LQ WKH ZLUH
EHWZHHQ WKH 736 FRQQHFWRU WHUPLQDO $ DQG WKH
(&0 FRQQHFWRU WHUPLQDO '
,V WKH SUREOHP IRXQG"

 7XUQ WKH LJQLWLRQ 2))


 &KHFN IRU DQ RSHQ RU VKRUW WR JURXQG EHWZHHQ WKH
736 FRQQHFWRU WHUPLQDO & DQG WKH (&0
FRQQHFWRU WHUPLQDO '
,V WKH SUREOHP IRXQG"





'$(:22 9 %/

*R WR 6WHS 

1R
*R WR
'LDJQRVWLF
6\VWHP
&KHFN

 9
WR
 9

<HV

 5HSDLU WKH ZLUH RU WKH FRQQHFWRU WHUPLQDO DV


QHHGHG
 &OHDU DQ\ GLDJQRVWLF WURXEOH FRGH V '7&V IURP
WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 5HSODFH WKH WKURWWOH SRVLWLRQ VHQVRU
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 ,JQLWLRQ 2))
 5HSODFH WKH HOHFWURQLF FRQWURO PRGXOH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"


6\VWHP 2.

6\VWHP 2.

6\VWHP 2.

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


0$1,)2/' $,5 7(03(5$785( +,*+ / 62+&
&LUFXLW 'HVFULSWLRQ
7KH PDQLIROG DLU WHPSHUDWXUH 0$7 VHQVRU LV D
WKHUPLVWRU ZKLFK PHDVXUHV WKH WHPSHUDWXUH RI WKH DLU
HQWHULQJ WKH HQJLQH 7KH HOHFWURQLF FRQWURO PRGXOH
(&0 DSSOLHV YROWV WKURXJK D SXOOXS UHVLVWRU WR WKH
0$7 VHQVRU :KHQ WKH WHPSHUDWXUH LV FROG WKH 0$7
VHQVRU UHVLVWDQFH LV KLJK DQG WKH (&0 ZLOO PRQLWRU D
KLJK VLJQDO YROWDJH RQ WKH 0$7 FLUFXLW ,I WKH LQWDNH DLU LV
ZDUP WKH VHQVRU UHVLVWDQFH LV ORZHU FDXVLQJ WKH (&0
WR PRQLWRU D ORZHU YROWDJH
'7&  :LOO 6HW :KHQ
- 7KH HQJLQH KDV EHHQ UXQQLQJ ORQJHU WKDQ  VHFRQGV
- 7KH PDQLIROG DLU WHPSHUDWXUH 0$7 VHQVRU VLJQDO
YROWDJH LQGLFDWHV D WHPSHUDWXUH DERYH E&
E) 
'LDJQRVWLF $LGV
,QVSHFW WKH ZLULQJ KDUQHVV IRU GDPDJH ,I WKH KDUQHVV
DSSHDUV WR EH 2. REVHUYH WKH PDQLIROG DLU WHPSHUDWXUH
0$7 VHQVRU GLVSOD\ RQ WKH VFDQ WRRO ZKLOH PRYLQJ WKH
FRQQHFWRUV DQG WKH ZLULQJ KDUQHVVHV UHODWHG WR WKH 0$7
VHQVRU $ FKDQJH LQ WKH GLVSOD\ ZLOO LQGLFDWH WKH ORFDWLRQ
RI WKH IDXOW

0$1,)2/' $,5 7(03(5$785( 6(1625


7(03(5$785( 96 5(6,67$1&( 9$/8(6
$3352;,0$7(
E&

E)

2+06






































































'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   0DQLIROG $LU 7HPSHUDWXUH 6HQVRU +LJK / 62+&
6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

'$(:22 9 %/

 &RQQHFW WKH VFDQ WRRO WR WKH DVVHPEO\ OLQH


GLDJQRVWLF OLQN $/'/ 
 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
'RHV WKH VFDQ WRRO VKRZ WKH PDQLIROG DLU WHPSHUDWXUH
0$7 VHQVRU UHDGLQJ ZLWKLQ WKH YDOXH VSHFLILHG"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH 0$7 VHQVRU FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
'RHV WKH VFDQ WRRO VKRZ WKH 0$7 VHQVRU UHDGLQJ
EHORZ WKH YDOXH VSHFLILHG"
&KHFN IRU D IDXOW\ FRQQHFWRU RU WHUPLQDOV DW WKH 0$7
VHQVRU FRQQHFWRU
,V WKH SUREOHP IRXQG"
&KHFN WKH ZLUH IRU D VKRUW WR JURXQG EHWZHHQ WKH
0$7 FRQQHFWRU WHUPLQDO  DQG WKH HOHFWURQLF FRQWURO
PRGXOH (&0 FRQQHFWRU WHUPLQDO '
,V WKH SUREOHP IRXQG"
&KHFN WKH ZLUH IRU D VKRUW WR (&0 UHIHUHQFH YROWDJH
EHWZHHQ WKH 0$7 FRQQHFWRU WHUPLQDO  DQG WKH (&0
FRQQHFWRU WHUPLQDO $
,V WKH SUREOHP IRXQG"
 7XUQ WKH LJQLWLRQ 2))
 5HSDLU WKH ZLUH RU WKH FRQQHFWRU WHUPLQDO DV
QHHGHG
 &OHDU DQ\ GLDJQRVWLF WURXEOH FRGH V '7&V IURP
WKH (&0
 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"





7XUQ WKH LJQLWLRQ 2))


5HSODFH WKH PDQLIROG DLU WHPSHUDWXUH VHQVRU
&OHDU DQ\ '7&V IURP WKH (&0
5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 2))
 5HSODFH WKH (&0
 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
'LDJQRVWLF
6\VWHP
&KHFN

EE&
EE)

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

/RZHU 7KDQ
E&
E)

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 


6\VWHP 2.


6\VWHP 2.

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


0$1,)2/' $,5 7(03(5$785( +,*+ / '2+&
&LUFXLW 'HVFULSWLRQ
7KH PDQLIROG DLU WHPSHUDWXUH 0$7 VHQVRU LV D
WKHUPLVWRU ZKLFK PHDVXUHV WKH WHPSHUDWXUH RI WKH DLU
HQWHULQJ WKH HQJLQH 7KH HOHFWURQLF FRQWURO PRGXOH
(&0 DSSOLHV YROWV WKURXJK D SXOOXS UHVLVWRU WR WKH
0$7 VHQVRU :KHQ WKH WHPSHUDWXUH LV FROG WKH 0$7
VHQVRU UHVLVWDQFH LV KLJK DQG WKH (&0 ZLOO PRQLWRU D
KLJK VLJQDO YROWDJH RQ WKH 0$7 FLUFXLW ,I WKH LQWDNH DLU LV
ZDUP WKH VHQVRU UHVLVWDQFH LV ORZHU FDXVLQJ WKH (&0
WR PRQLWRU D ORZHU YROWDJH
'7&  :LOO 6HW :KHQ
- 7KH HQJLQH KDV EHHQ UXQQLQJ ORQJHU WKDQ 
VHFRQGV
- 7KH PDQLIROG DLU WHPSHUDWXUH 0$7 VHQVRU VLJQDO
YROWDJH LQGLFDWHV D WHPSHUDWXUH DERYH E&
E) 
'LDJQRVWLF $LGV
,QVSHFW WKH ZLULQJ KDUQHVV IRU GDPDJH ,I WKH KDUQHVV
DSSHDUV WR EH 2. REVHUYH WKH PDQLIROG DLU WHPSHUDWXUH
0$7 VHQVRU GLVSOD\ RQ WKH VFDQ WRRO ZKLOH PRYLQJ WKH
FRQQHFWRUV DQG WKH ZLULQJ KDUQHVVHV UHODWHG WR WKH 0$7
VHQVRU $ FKDQJH LQ WKH GLVSOD\ ZLOO LQGLFDWH WKH ORFDWLRQ
RI WKH IDXOW

0$1,)2/' $,5 7(03(5$785( 6(1625


7(03(5$785( 96 5(6,67$1&( 9$/8(6
$3352;,0$7(
E&

E)

2+06






































































'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   0DQLIROG $LU 7HPSHUDWXUH 6HQVRU +LJK / '2+&
6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

'$(:22 9 %/

 &RQQHFW WKH VFDQ WRRO WR WKH DVVHPEO\ OLQH


GLDJQRVWLF OLQN $/'/ 
 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
'RHV WKH VFDQ WRRO VKRZ WKH PDQLIROG DLU
WHPSHUDWXUH 0$7 VHQVRU UHDGLQJ ZLWKLQ WKH YDOXH
VSHFLILHG"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH 0$7 VHQVRU FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
'RHV WKH VFDQ WRRO VKRZ WKH 0$7 VHQVRU UHDGLQJ
EHORZ WKH YDOXH VSHFLILHG"
&KHFN IRU D IDXOW\ FRQQHFWRU RU WHUPLQDOV DW WKH 0$7
VHQVRU FRQQHFWRU
,V WKH SUREOHP IRXQG"
&KHFN WKH ZLUH IRU D VKRUW WR JURXQG EHWZHHQ WKH
0$7 FRQQHFWRU WHUPLQDO  DQG WKH HOHFWURQLF FRQWURO
PRGXOH (&0 FRQQHFWRU WHUPLQDO %
,V WKH SUREOHP IRXQG"
&KHFN WKH ZLUH IRU D VKRUW WR (&0 UHIHUHQFH YROWDJH
EHWZHHQ WKH 0$7 FRQQHFWRU WHUPLQDO  DQG WKH (&0
FRQQHFWRU WHUPLQDO '
,V WKH SUREOHP IRXQG"
 7XUQ WKH LJQLWLRQ 2))
 5HSDLU WKH ZLUH RU WKH FRQQHFWRU WHUPLQDO DV
QHHGHG
 &OHDU DQ\ GLDJQRVWLF WURXEOH FRGH V '7&V IURP
WKH (&0
 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"





7XUQ WKH LJQLWLRQ 2))


5HSODFH WKH PDQLIROG DLU WHPSHUDWXUH VHQVRU
&OHDU DQ\ '7&V IURP WKH (&0
5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 2))
 5HSODFH WKH (&0
 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
'LDJQRVWLF
6\VWHP
&KHFN

EE&
EE)

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

/RZHU 7KDQ
E&
E)

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 


6\VWHP 2.


6\VWHP 2.

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


9(+,&/( 63((' 6(1625 (5525 / 62+&
&LUFXLW 'HVFULSWLRQ
7KH HOHFWURQLF FRQWURO PRGXOH (&0 DSSOLHV DQG
PRQLWRUV  YROWV RQ WKH VLJQDO ZLUH EHWZHHQ WKH YHKLFOH
VSHHG VHQVRU 966 DQG WKH (&0 7KH VLJQDO ZLUH
FRQQHFWV WR WKH YHKLFOH VSHHG VHQVRU ZKLFK DOWHUQDWHO\
JURXQGV WKH VLJQDO ZLUH ZKHQ WKH GULYH ZKHHOV DUH
WXUQLQJ 7KLV SXOVLQJ DFWLRQ WDNHV SODFH  WLPHV SHU
NLORPHWHU  WLPHV SHU PLOH DQG WKH (&0 ZLOO
FDOFXODWH YHKLFOH VSHHG EDVHG RQ WKH WLPH EHWZHHQ WKH
SXOVHV 7KLV LQIRUPDWLRQ LV DOVR GLVSOD\HG E\ WKH YHKLFOH
VSHHGRPHWHU
'7&  :LOO 6HW :KHQ
- 'LDJQRVWLF WURXEOH FRGH  LV QRW VHW
- 7KH HQJLQH VSHHG LV EHWZHHQ  USP DQG 
USP
- 7KH YHKLFOH VSHHG VHQVRU LQGLFDWHV D VSHHG OHVV WKDQ
 NPK  PSK 

- 7KH PDQLIROG DEVROXWH SUHVVXUH 0$3 VHQVRU VLJQDO


LQGLFDWHV OHVV WKDQ  N3D  LQFKHV RI +J 
- 7KHVH FRQGLWLRQV DUH SUHVHQW IRU  VHFRQGV
'LDJQRVWLF $LGV
- 6FDQ WRRO GDWD VKRXOG LQGLFDWH D YHKLFOH VSHHG
ZKHQHYHU WKH GULYH ZKHHOV DUH WXUQLQJ DW PRUH WKDQ 
NPK  PSK 
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 %\ PRPHQWDULO\ WRXFKLQJ WKH YHKLFOH VSHHG VHQVRU
966 FRQQHFWRU WHUPLQDO % VHYHUDO WLPHV D VHFRQG D
VLPXODWHG 966 VLJQDO LV FUHDWHG ,I YROWDJH DQG
JURXQG DUH SUHVHQW DW WKH 966 WKH 966 LV IDXOW\

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   9HKLFOH 6SHHG 6HQVRU (UURU / 62+&
6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

 &RQQHFW WKH VFDQ WRRO WR WKH DVVHPEO\ OLQH


GLDJQRVWLF OLQN $/'/ 
 5RDG WHVW WKH YHKLFOH
'RHV WKH VFDQ WRRO UHDG YHKLFOH VSHHG"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH YHKLFOH VSHHG VHQVRU 966
FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH 966 FRQQHFWRU
WHUPLQDO % DQG JURXQG
,V WKH WHVW OLJKW RQ"
:LWK D WHVW OLJKW FRQQHFWHG WR JURXQG PRPHQWDULO\
WRXFK WKH 966 FRQQHFWRU WHUPLQDO % VHYHUDO WLPHV D
VHFRQG
'RHV WKH VFDQ WRRO UHDG YHKLFOH VSHHG"
&RQQHFW D WHVW OLJKW EHWZHHQ WKH 966 FRQQHFWRU
WHUPLQDO & DQG JURXQG
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH 966 FRQQHFWRU
WHUPLQDO $ DQG EDWWHU\ SRVLWLYH
,V WKH WHVW OLJKW RQ"
5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH 966 FRQQHFWRU
WHUPLQDO & DQG WKH LJQLWLRQ VZLWFK
,V WKH UHSDLU FRPSOHWH"

5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH 966 FRQQHFWRU


WHUPLQDO $ DQG JURXQG
,V WKH UHSDLU FRPSOHWH"

5HSDLU WKH VKRUW WR YROWDJH LQ WKH ZLUH EHWZHHQ WKH


966 FRQQHFWRU WHUPLQDO % DQG WKH HOHFWURQLF FRQWURO
PRGXOH (&0 FRQQHFWRU WHUPLQDO %
,V WKH UHSDLU FRPSOHWH"





5HSODFH WKH YHKLFOH VSHHG VHQVRU


,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 2))
 &KHFN IRU DQ RSHQ ZLUH EHWZHHQ WKH 966
FRQQHFWRU WHUPLQDO % DQG WKH (&0 FRQQHFWRU
WHUPLQDO %
,V WKH SUREOHP IRXQG"

9DOXH V

1R

*R WR 6WHS 

*R WR
'LDJQRVWLF
6\VWHP
&KHFN

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

6\VWHP 2.


6\VWHP 2.

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 



5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH 966 FRQQHFWRU


WHUPLQDO % DQG WKH (&0 FRQQHFWRU WHUPLQDO %
,V WKH UHSDLU FRPSOHWH"



5HSODFH WKH (&0


,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

<HV

6\VWHP 2.
6\VWHP 2.

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


9(+,&/( 63((' 6(1625 (5525 / '2+&
&LUFXLW 'HVFULSWLRQ
7KH HOHFWURQLF FRQWURO PRGXOH (&0 DSSOLHV DQG
PRQLWRUV  YROWV RQ WKH VLJQDO ZLUH EHWZHHQ WKH YHKLFOH
VSHHG VHQVRU 966 DQG WKH (&0 7KH VLJQDO ZLUH
FRQQHFWV WR WKH YHKLFOH VSHHG VHQVRU ZKLFK DOWHUQDWHO\
JURXQGV WKH VLJQDO ZLUH ZKHQ WKH GULYH ZKHHOV DUH
WXUQLQJ 7KLV SXOVLQJ DFWLRQ WDNHV SODFH  WLPHV SHU
NLORPHWHU  WLPHV SHU PLOH DQG WKH (&0 ZLOO
FDOFXODWH YHKLFOH VSHHG EDVHG RQ WKH WLPH EHWZHHQ WKH
SXOVHV 7KLV LQIRUPDWLRQ LV DOVR GLVSOD\HG E\ WKH YHKLFOH
VSHHGRPHWHU
'7&  :LOO 6HW :KHQ
- 'LDJQRVWLF WURXEOH FRGH '7&    DQG  DUH
QRW VHW
- 7KH HQJLQH VSHHG LV EHWZHHQ  USP DQG 
USP

- 7KH YHKLFOH VSHHG VHQVRU LQGLFDWHV D VSHHG OHVV WKDQ


 NPK  PSK 
- 7KH PDQLIROG DEVROXWH SUHVVXUH VHQVRU VLJQDO
LQGLFDWHV OHVV WKDQ  N3D  LQFKHV RI +J 
- 7KHVH FRQGLWLRQV DUH SUHVHQW IRU  VHFRQGV
'LDJQRVWLF $LGV
- 6FDQ WRRO GDWD VKRXOG LQGLFDWH D YHKLFOH VSHHG
ZKHQHYHU WKH GULYH ZKHHOV DUH WXUQLQJ DW PRUH WKDQ 
NPK  PSK 
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 %\ PRPHQWDULO\ WRXFKLQJ WKH YHKLFOH VSHHG VHQVRU
966 FRQQHFWRU WHUPLQDO % VHYHUDO WLPHV D VHFRQG D
VLPXODWHG 966 VLJQDO LV FUHDWHG ,I YROWDJH DQG
JURXQG DUH SUHVHQW DW WKH 966 WKH 966 LV IDXOW\

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   9HKLFOH 6SHHG 6HQVRU (UURU / '2+&
6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

 &RQQHFW WKH VFDQ WRRO WR WKH DVVHPEO\ OLQH


GLDJQRVWLF OLQN $/'/ 
 5RDG WHVW WKH YHKLFOH
'RHV WKH VFDQ WRRO UHDG YHKLFOH VSHHG"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH YHKLFOH VSHHG VHQVRU 966
FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH 966 FRQQHFWRU
WHUPLQDO % DQG JURXQG
,V WKH WHVW OLJKW RQ"
:LWK D WHVW OLJKW FRQQHFWHG WR JURXQG PRPHQWDULO\
WRXFK WKH 966 FRQQHFWRU WHUPLQDO % VHYHUDO WLPHV D
VHFRQG
'RHV WKH VFDQ WRRO UHDG YHKLFOH VSHHG"
&RQQHFW D WHVW OLJKW EHWZHHQ WKH 966 FRQQHFWRU
WHUPLQDO & DQG JURXQG
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH 966 FRQQHFWRU
WHUPLQDO $ DQG EDWWHU\ SRVLWLYH
,V WKH WHVW OLJKW RQ"
5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH 966 FRQQHFWRU
WHUPLQDO & DQG WKH LJQLWLRQ VZLWFK
,V WKH UHSDLU FRPSOHWH"

5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH 966 FRQQHFWRU


WHUPLQDO $ DQG JURXQG
,V WKH UHSDLU FRPSOHWH"

5HSDLU WKH VKRUW WR YROWDJH LQ WKH ZLUH EHWZHHQ WKH


966 FRQQHFWRU WHUPLQDO % DQG WKH HOHFWURQLF FRQWURO
PRGXOH (&0 FRQQHFWRU WHUPLQDO '
,V WKH UHSDLU FRPSOHWH"





5HSODFH WKH YHKLFOH VSHHG VHQVRU


,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 2))
 &KHFN IRU DQ RSHQ ZLUH EHWZHHQ WKH 966
FRQQHFWRU WHUPLQDO % DQG WKH (&0 FRQQHFWRU
WHUPLQDO '
,V WKH SUREOHP IRXQG"

9DOXH V

1R

*R WR 6WHS 

*R WR
'LDJQRVWLF
6\VWHP
&KHFN

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

6\VWHP 2.


6\VWHP 2.

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 



5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH 966 FRQQHFWRU


WHUPLQDO % DQG WKH (&0 FRQQHFWRU WHUPLQDO '
,V WKH UHSDLU FRPSOHWH"



5HSODFH WKH (&0


,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

<HV

6\VWHP 2.
6\VWHP 2.

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


0$1,)2/' $,5 7(03(5$785( /2: / 62+&
&LUFXLW 'HVFULSWLRQ
7KH PDQLIROG DLU WHPSHUDWXUH 0$7 VHQVRU LV D
WKHUPLVWRU ZKLFK PHDVXUHV WKH WHPSHUDWXUH RI WKH DLU
HQWHULQJ WKH HQJLQH 7KH HOHFWURQLF FRQWURO PRGXOH
(&0 DSSOLHV  YROWV WKURXJK D SXOOXS UHVLVWRU WR WKH
0$7 VHQVRU :KHQ WKH WHPSHUDWXUH LV FROG WKH 0$7
VHQVRU UHVLVWDQFH LV KLJK DQG WKH (&0 ZLOO PRQLWRU D
KLJK VLJQDO YROWDJH RQ WKH 0$7 FLUFXLW ,I WKH LQWDNH DLU LV
ZDUP WKH VHQVRU UHVLVWDQFH LV ORZHU FDXVLQJ WKH (&0
WR PRQLWRU D ORZHU YROWDJH
'7&  :LOO 6HW :KHQ
- 7KH HQJLQH KDV EHHQ UXQQLQJ ORQJHU WKDQ  VHFRQGV
- 7KH PDQLIROG DLU WHPSHUDWXUH 0$7 VHQVRU VLJQDO
YROWDJH LQGLFDWHV D WHPSHUDWXUH OHVV WKDQ E&
E) 
'LDJQRVWLF $LGV
,QVSHFW WKH ZLULQJ KDUQHVV IRU GDPDJH ,I WKH KDUQHVV
DSSHDUV WR EH 2. REVHUYH WKH PDQLIROG DLU WHPSHUDWXUH
0$7 VHQVRU GLVSOD\ RQ WKH VFDQ WRRO ZKLOH PRYLQJ WKH
FRQQHFWRUV DQG WKH ZLULQJ KDUQHVVHV UHODWHG WR WKH 0$7
VHQVRU $ FKDQJH LQ WKH GLVSOD\ ZLOO LQGLFDWH WKH ORFDWLRQ
RI WKH IDXOW
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV VWHS FKHFNV IRU UHIHUHQFH YROWDJH DQG JURXQG
IURP WKH HOHFWURQLF FRQWURO PRGXOH (&0 

0$1,)2/' $,5 7(03(5$785( 6(1625


7(03(5$785( 96 5(6,67$1&( 9$/8(6
$3352;,0$7(
E&

E)

2+06






































































'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   0DQLIROG $LU 7HPSHUDWXUH /RZ / 62+&
6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"





'$(:22 9 %/

9DOXH V

*R WR 6WHS 

1R
*R WR
'LDJQRVWLF
6\VWHP
&KHFN

EE&
EE)

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

E&
E)

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 9

*R WR 6WHS 

*R WR 6WHS 

 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 


 &RQQHFW WKH VFDQ WRRO WR WKH DVVHPEO\ OLQH
GLDJQRVWLF OLQN $/'/ 
 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
'RHV WKH VFDQ WRRO VKRZ WKH PDQLIROG DLU
WHPSHUDWXUH 0$7 VHQVRU UHDGLQJ ZLWKLQ WKH YDOXH
VSHFLILHG"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH 0$7 VHQVRU FRQQHFWRU
 -XPSHU WKH 0$7 FRQQHFWRU WHUPLQDOV
 7XUQ WKH LJQLWLRQ 21
'RHV WKH VFDQ WRRO VKRZ WKH 0$7 VHQVRU UHDGLQJ
DERYH WKH YDOXH VSHFLILHG"
&KHFN IRU D IDXOW\ FRQQHFWRU RU WHUPLQDOV DW WKH 0$7
VHQVRU FRQQHFWRU
,V WKH SUREOHP IRXQG"
0HDVXUH WKH YROWDJH EHWZHHQ WHUPLQDOV  DQG  RI
WKH 0$7 FRQQHFWRU
'RHV WKH YROWDJH PHDVXUH ZLWKLQ WKH YDOXH
VSHFLILHG"
0HDVXUH WKH YROWDJH EHWZHHQ WKH 0$7 WHUPLQDO 
DQG WKH EDWWHU\ JURXQG QHJDWLYH SRVW
'RHV WKH YROWDJH PHDVXUH ZLWKLQ WKH YDOXH
VSHFLILHG"
 7XUQ WKH LJQLWLRQ 2))
 &KHFN IRU DQ RSHQ RU VKRUW WR EDWWHU\ YROWDJH LQ
WKH ZLUH EHWZHHQ WKH 0$7 FRQQHFWRU WHUPLQDO 
DQG WKH HOHFWURQLF FRQWURO PRGXOH (&0
FRQQHFWRU WHUPLQDO $
,V WKH SUREOHP IRXQG"
 7XUQ WKH LJQLWLRQ 2))
 &KHFN IRU DQ RSHQ RU VKRUW WR EDWWHU\ YROWDJH LQ
WKH ZLUH EHWZHHQ WKH 0$7 FRQQHFWRU WHUPLQDO 
DQG WKH (&0 FRQQHFWRU WHUPLQDO '
,V WKH SUREOHP IRXQG"
 7XUQ WKH LJQLWLRQ 2))
 5HSODFH WKH PDQLIROG DLU WHPSHUDWXUH VHQVRU
 &OHDU DQ\ GLDJQRVWLF WURXEOH FRGH V '7&V IURP
WKH (&0
 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 2))
 5HSDLU WKH ZLUH RU WKH FRQQHFWRU WHUPLQDO DV
QHHGHG
 &OHDU DQ\ '7&V IURP WKH (&0
 5XQ WKH HQJLQH XQWLO ,W UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 5HSODFH WKH (&0
 5XQ WKH YHKLFOH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFNEE&
,V WKH UHSDLU FRPSOHWH"

<HV

6\VWHP 2.

6\VWHP 2.



6\VWHP 2.

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


0$1,)2/' $,5 7(03(5$785( /2: / '2+&
&LUFXLW 'HVFULSWLRQ
7KH PDQLIROG DLU WHPSHUDWXUH 0$7 VHQVRU LV D
WKHUPLVWRU ZKLFK PHDVXUHV WKH WHPSHUDWXUH RI WKH DLU
HQWHULQJ WKH HQJLQH 7KH HOHFWURQLF FRQWURO PRGXOH
(&0 DSSOLHV  YROWV WKURXJK D SXOOXS UHVLVWRU WR WKH
0$7 VHQVRU :KHQ WKH WHPSHUDWXUH LV FROG WKH 0$7
VHQVRU UHVLVWDQFH LV KLJK DQG WKH (&0 ZLOO PRQLWRU D
KLJK VLJQDO YROWDJH RQ WKH 0$7 FLUFXLW ,I WKH LQWDNH DLU LV
ZDUP WKH VHQVRU UHVLVWDQFH LV ORZHU FDXVLQJ WKH (&0
WR PRQLWRU D ORZHU YROWDJH
'7&  :LOO 6HW :KHQ
- 7KH HQJLQH KDV EHHQ UXQQLQJ ORQJHU WKDQ 
VHFRQGV
- 7KH PDQLIROG DLU WHPSHUDWXUH 0$7 VHQVRU VLJQDO
YROWDJH LQGLFDWHV D WHPSHUDWXUH OHVV WKDQ E&
E) 
'LDJQRVWLF $LGV
,QVSHFW WKH ZLULQJ KDUQHVV IRU GDPDJH ,I WKH KDUQHVV
DSSHDUV WR EH 2. REVHUYH WKH PDQLIROG DLU WHPSHUDWXUH
0$7 VHQVRU GLVSOD\ RQ WKH VFDQ WRRO ZKLOH PRYLQJ WKH
FRQQHFWRUV DQG WKH ZLULQJ KDUQHVVHV UHODWHG WR WKH 0$7
VHQVRU $ FKDQJH LQ WKH GLVSOD\ ZLOO LQGLFDWH WKH ORFDWLRQ
RI WKH IDXOW
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV VWHS FKHFNV IRU UHIHUHQFH YROWDJH DQG JURXQG
IURP WKH HOHFWURQLF FRQWURO PRGXOH (&0 

0$1,)2/' $,5 7(03(5$785( 6(1625


7(03(5$785( 96 5(6,67$1&( 9$/8(6
$3352;,0$7(
E&

E)

2+06






































































'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   0DQLIROG $LU 7HPSHUDWXUH /RZ / '2+&
6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"










'$(:22 9 %/

 &RQQHFW WKH VFDQ WRRO WR WKH DVVHPEO\ OLQH


GLDJQRVWLF OLQN $/'/ 
 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
'RHV WKH VFDQ WRRO VKRZ WKH PDQLIROG DLU WHPSHUDWXUH
0$7 VHQVRU UHDGLQJ ZLWKLQ WKH YDOXH VSHFLILHG"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH 0$7 VHQVRU FRQQHFWRU
 -XPSHU WKH 0$7 FRQQHFWRU WHUPLQDOV
 7XUQ WKH LJQLWLRQ 21
'RHV WKH VFDQ WRRO VKRZ WKH 0$7 VHQVRU UHDGLQJ
DERYH WKH YDOXH VSHFLILHG"
&KHFN IRU D IDXOW\ FRQQHFWRU RU WHUPLQDOV DW WKH 0$7
VHQVRU FRQQHFWRU
,V WKH SUREOHP IRXQG"
0HDVXUH WKH YROWDJH EHWZHHQ WHUPLQDOV  DQG  RI
WKH 0$7 FRQQHFWRU
'RHV WKH YROWDJH PHDVXUH ZLWKLQ WKH YDOXH VSHFLILHG"
0HDVXUH WKH YROWDJH EHWZHHQ WKH 0$7 WHUPLQDO 
DQG WKH EDWWHU\ JURXQG QHJDWLYH SRVW
'RHV WKH YROWDJH PHDVXUH ZLWKLQ WKH YDOXH VSHFLILHG"
 7XUQ WKH LJQLWLRQ 2))
 &KHFN IRU DQ RSHQ RU VKRUW WR EDWWHU\ YROWDJH LQ
WKH ZLUH EHWZHHQ WKH 0$7 FRQQHFWRU WHUPLQDO 
DQG WKH HOHFWURQLF FRQWURO PRGXOH (&0
FRQQHFWRU WHUPLQDO '
,V WKH SUREOHP IRXQG"
 7XUQ WKH LJQLWLRQ 2))
 &KHFN IRU DQ RSHQ RU VKRUW WR EDWWHU\ YROWDJH LQ
WKH ZLUH EHWZHHQ WKH 0$7 FRQQHFWRU WHUPLQDO 
DQG WKH (&0 FRQQHFWRU WHUPLQDO %
,V WKH SUREOHP IRXQG"
 7XUQ WKH LJQLWLRQ 2))
 5HSODFH WKH PDQLIROG DLU WHPSHUDWXUH VHQVRU
 &OHDU DQ\ GLDJQRVWLF WURXEOH FRGH V '7&V IURP
WKH (&0
 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 2))
 5HSDLU WKH ZLUH RU WKH FRQQHFWRU WHUPLQDO DV
QHHGHG
 &OHDU DQ\ '7&V IURP WKH (&0
 5XQ WKH HQJLQH XQWLO ,W UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 5HSODFH WKH (&0
 5XQ WKH YHKLFOH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

9DOXH V


<HV
*R WR 6WHS 

1R
*R WR
'LDJQRVWLF
6\VWHP
&KHFN

EE&
EE)

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

E&
E)

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 9

*R WR 6WHS 

*R WR 6WHS 

 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.


6\VWHP 2.


6\VWHP 2.

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


)8(/ 3803 5(/$< 6+257(' 72 *5281' / '2+&
&LUFXLW 'HVFULSWLRQ
:KHQ WKH LJQLWLRQ LV WXUQHG 21 WKH HOHFWURQLF FRQWURO
PRGXOH (&0 DSSOLHV JURXQG WR WKH IXHO SXPS UHOD\ FRLO
VLGH 7KH (&0 ZLOO DSSO\ WKLV JURXQG IRU  VHFRQGV RU
XQWLO UHIHUHQFH SXOVHV DUH UHFHLYHG E\ WKH (&0 IURP WKH
FUDQNVKDIW SRVLWLRQ VHQVRU 7KLV DFWLYDWHV WKH IXHO SXPS
UHOD\ DSSO\LQJ EDWWHU\ YROWDJH WR WKH IXHO SXPS
'7&  :LOO 6HW :KHQ
- 7KH IXHO SXPS UHOD\ FLUFXLW LV VKRUWHG WR JURXQG IRU DW
OHDVW  VHFRQGV
'LDJQRVWLF $LGV
- ,QVSHFW WKH (&0 ZLULQJ KDUQHVV FRQQHFWRUV IRU
LPSURSHU PDWLQJ EURNHQ ORFNV LPSURSHUO\ IRUPHG RU
GDPDJHG WHUPLQDOV D SRRU WHUPLQDOWRZLUH
FRQQHFWLRQ DQG D GDPDJHG KDUQHVV

- ,I WKH FRQQHFWLRQV DQG WKH ZLULQJ KDUQHVV DUH LQ JRRG


FRQGLWLRQ FRQQHFW D WHVW OLJKW EHWZHHQ WKH IXHO SXPS
UHOD\ FRQQHFWRU WHUPLQDO  DQG EDWWHU\ SRVLWLYH ZKLOH
PRYLQJ UHODWHG FRQQHFWRUV ,I WKH IDXOW LV LQGXFHG WKH
WHVW OLJKW ZLOO WXUQ RQ 7KLV PD\ KHOS WR LVRODWH WKH
ORFDWLRQ RI DQ LQWHUPLWWHQW SUREOHP
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 :LWK WKH LJQLWLRQ 2)) WKH (&0 VKRXOG QRW EH
DSSO\LQJ JURXQG WR WKH IXHO SXPS UHOD\
 ,I WKH WHVW OLJKW LV VWLOO RQ DIWHU GLVFRQQHFWLQJ WKH (&0
UHG FRQQHFWRU WKH ZLUH EHWZHHQ WKH IXHO SXPS UHOD\
DQG WKH (&0 LV VKRUWHG WR JURXQG ,I WKH WHVW OLJKW
JRHV RII WKH (&0 LV DW IDXOW

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   )XHO 3XPS 5HOD\ 6KRUWHG WR *URXQG / '2+&
6WHS

$FWLRQ

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR 6WHS 

3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN


,V WKH 'LDJQRVWLF 6\VWHP &KHFN FRPSOHWH"

 'LVFRQQHFW WKH IXHO SXPS UHOD\


 &RQQHFW D WHVW OLJKW EHWZHHQ WKH IXHO SXPS UHOD\
FRQQHFWRU WHUPLQDO  DQG EDWWHU\ SRVLWLYH
,V WKH WHVW OLJKW RQ"

'LVFRQQHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0 UHG


FRQQHFWRU
,V WKH WHVW OLJKW RQ"

 5HSDLU WKH VKRUW WR JURXQG LQ WKH ZLUH EHWZHHQ


WKH IXHO SXPS UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH
(&0 FRQQHFWRU WHUPLQDO $
 &OHDU DQ\ GLDJQRVWLF WURXEOH FRGHV '7&V IURP
WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

 5HSODFH WKH (&0


 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

6\VWHP 2.

6\VWHP 2.

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


)8(/ 3803 5(/$< 6+257(' 72 %$77(5< / '2+&
&LUFXLW 'HVFULSWLRQ
:KHQ WKH LJQLWLRQ LV WXUQHG 21 WKH HOHFWURQLF FRQWURO
PRGXOH (&0 DSSOLHV JURXQG WR WKH IXHO SXPS UHOD\ FRLO
VLGH 7KH (&0 ZLOO DSSO\ WKLV JURXQG IRU  VHFRQGV RU
XQWLO UHIHUHQFH SXOVHV DUH UHFHLYHG E\ WKH (&0 IURP WKH
FUDQNVKDIW SRVLWLRQ VHQVRU 7KLV DFWLYDWHV WKH IXHO SXPS
UHOD\ DSSO\LQJ EDWWHU\ YROWDJH WR WKH IXHO SXPS
'7&  :LOO 6HW :KHQ
- 7KH IXHO SXPS UHOD\ FLUFXLW LV VKRUWHG WR EDWWHU\ IRU DW
OHDVW  VHFRQGV
'LDJQRVWLF $LGV
- ,QVSHFW WKH (&0 ZLULQJ KDUQHVV FRQQHFWRUV IRU
LPSURSHU PDWLQJ EURNHQ ORFNV LPSURSHUO\ IRUPHG RU
GDPDJHG WHUPLQDOV D SRRU WHUPLQDOWRZLUH
FRQQHFWLRQ DQG D GDPDJHG KDUQHVV

- ,I WKH FRQQHFWLRQV DQG WKH ZLULQJ KDUQHVV DUH LQ JRRG


FRQGLWLRQ FRQQHFW D WHVW OLJKW EHWZHHQ WKH IXHO SXPS
UHOD\ FRQQHFWRU WHUPLQDO  DQG JURXQG ZKLOH PRYLQJ
UHODWHG FRQQHFWRUV ,I WKH IDXOW LV LQGXFHG WKH WHVW
OLJKW ZLOO WXUQ RQ 7KLV PD\ KHOS WR LVRODWH WKH ORFDWLRQ
RI DQ LQWHUPLWWHQW SUREOHP
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 ,I WKH WHVW OLJKW LV VWLOO RQ DIWHU GLVFRQQHFWLQJ WKH (&0
UHG FRQQHFWRU WKH ZLUH EHWZHHQ WKH IXHO SXPS UHOD\
DQG WKH (&0 LV VKRUWHG WR YROWDJH ,I WKH WHVW OLJKW
JRHV RII WKH (&0 LV DW IDXOW

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   )XHO 3XPS 5HOD\ 6KRUWHG WR %DWWHU\ / '2+&
6WHS

$FWLRQ

3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN


,V WKH 'LDJQRVWLF 6\VWHP &KHFN FRPSOHWH"

 'LVFRQQHFW WKH IXHO SXPS UHOD\


 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WKH IXHO SXPS
UHOD\ WHUPLQDOV  DQG 
'RHV WKH UHVLVWDQFH PHDVXUH QHDU WKH YDOXH
VSHFLILHG"

9DOXH V

<HV

1R

*R WR 6WHS 



*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR 6WHS 

&RQQHFW D WHVW OLJKW EHWZHHQ WKH IXHO SXPS UHOD\


FRQQHFWRU WHUPLQDO  DQG JURXQG
,V WKH WHVW OLJKW RQ"

'LVFRQQHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0 UHG


FRQQHFWRU
,V WKH WHVW OLJKW RQ"

 5HSDLU WKH VKRUW WR YROWDJH LQ WKH ZLUH EHWZHHQ


WKH IXHO SXPS UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH
(&0 FRQQHFWRU WHUPLQDO $
 &OHDU DQ\ GLDJQRVWLF WURXEOH FRGHV '7&V IURP
WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

 5HSODFH WKH IXHO SXPS UHOD\


 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 5HSODFH WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.



6\VWHP 2.


6\VWHP 2.

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


0$1,)2/' $%62/87( 35(6685( 6(1625 +,*+
/ 62+&
&LUFXLW 'HVFULSWLRQ
7KH PDQLIROG DEVROXWH SUHVVXUH 0$3 VHQVRU UHVSRQGV
WR FKDQJHV LQ WKH PDQLIROG YDFXXP 7KH HOHFWURQLF
FRQWURO PRGXOH (&0 UHFHLYHV WKLV LQIRUPDWLRQ DV D
VLJQDO YROWDJH WKDW ZLOO YDU\ IURP DERXW  WR  YROWV DW
FORVHG WKURWWOH LGOH WR  WR  YROWV DW ZLGH RSHQ
WKURWWOH
'7&  :LOO 6HW :KHQ
- 'LDJQRVWLF WURXEOH FRGH '7&  LV QRW VHW
- '7&  LV QRW VHW
- 7KH WKURWWOH DQJOH LV EHORZ  SHUFHQW
- 7KH PDQLIROG DEVROXWH SUHVVXUH 0$3 VHQVRU VLJQDO
LQGLFDWHV JUHDWHU WKDQ  N3D  LQFKHV RI +J 
- 7KHVH FRQGLWLRQV DUH SUHVHQW IRU  VHFRQGV
'LDJQRVWLF $LGV
- ,I WKH FRQQHFWLRQV DUH 2. PRQLWRU WKH PDQLIROG
DEVROXWH SUHVVXUH 0$3 VHQVRU VLJQDO YROWDJH ZKLOH
PRYLQJ UHODWHG FRQQHFWRUV DQG WKH ZLULQJ KDUQHVV ,I
WKH IDLOXUH LV LQGXFHG WKH GLVSOD\ RQ WKH VFDQ WRRO ZLOO
FKDQJH 7KLV PD\ KHOS WR LVRODWH WKH ORFDWLRQ RI DQ
LQWHUPLWWHQW PDOIXQFWLRQ

- :LWK WKH LJQLWLRQ 21 DQG WKH HQJLQH 2)) WKH 0$3


VHQVRU SUHVVXUH LV HTXDO WR WKH DWPRVSKHULF
SUHVVXUH 7KLV LQIRUPDWLRQ LV XVHG E\ WKH HOHFWURQLF
FRQWURO PRGXOH (&0 DV DQ LQGLFDWLRQ RI DOWLWXGH
&RPSDULVRQ RI WKHVH UHDGLQJV ZLWK D NQRZQ JRRG
YHKLFOH ZLWK WKH VDPH 0$3 VHQVRU LV D JRRG ZD\ WR
FKHFN WKH DFFXUDF\ RI D TXHVWLRQDEOH 0$3 VHQVRU
7KH UHDGLQJV VKRXOG EH WKH VDPH ZLWKLQ  YROW
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 :LWK WKH LJQLWLRQ 21 DQG WKH HQJLQH 2)) WKH
PDQLIROG DEVROXWH SUHVVXUH 0$3 VHQVRU LV UHDGLQJ
DWPRVSKHULF RU EDURPHWULF SUHVVXUH ,I WKLV UHDGLQJ LV
EHORZ  YROWV WKH HOHFWURQLF FRQWURO PRGXOH (&0
PD\ SUHYHQW WKH HQJLQH IURP VWDUWLQJ
 7KLV VWHS FKHFNV IRU D UHIHUHQFH YROWDJH DQG D JURXQG
IURP WKH (&0
 7KLV VWHS LV FKHFNLQJ WKH YROWDJH UHIHUHQFH DQG WKH
VLJQDO UHWXUQ ZLUH WR WKH (&0 ,I WKH (&0 UHFRJQL]HV
WKH YROWDJH UHIHUHQFH DQG WKHUH LV QRW D SUREOHP LQ
WKH JURXQG VLGH RI WKH FLUFXLW WKH 0$3 VHQVRU LV
IDXOW\

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   0DQLIROG $EVROXWH 3UHVVXUH 6HQVRU +LJK / 62+&
6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"





'$(:22 9 %/

&KHFN WKH YDFXXP OLQH IURP WKH PDQLIROG DEVROXWH


SUHVVXUH 0$3 VHQVRU IRU FUDFNV OHDNV RU
UHVWULFWLRQV
,V WKH SUREOHP IRXQG"
 5HSDLU RU UHSODFH WKH YDFXXP OLQH DV QHHGHG
 5RDG WHVW WKH YHKLFOH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 &RQQHFW WKH VFDQ WRRO WR WKH DVVHPEO\ OLQH
GLDJQRVWLF OLQN $/'/ 
 7XUQ WKH LJQLWLRQ 21
'RHV WKH VFDQ WRRO VKRZ WKH 0$3 VHQVRU YROWDJH
DERYH WKH YDOXH VSHFLILHG"
 'LVFRQQHFW WKH YDFXXP OLQH IURP WKH 0$3
VHQVRU
 $SSO\  N3D  LQ RI +J RI YDFXXP WR WKH 0$3
VHQVRU
'RHV WKH VFDQ WRRO VKRZ WKH 0$3 VHQVRU YROWDJH
ZLWKLQ WKH YDOXH VSHFLILHG"
7XUQ WKH LJQLWLRQ 2))
'LVFRQQHFW WKH 0$3 VHQVRU FRQQHFWRU
7XUQ WKH LJQLWLRQ 21
0HDVXUH WKH YROWDJH EHWZHHQ 0$3 VHQVRU
FRQQHFWRU WHUPLQDOV $ DQG &
'RHV WKH YROWDJH PHDVXUH ZLWKLQ WKH YDOXH
VSHFLILHG"
&RQQHFW D IXVHG MXPSHU EHWZHHQ WKH 0$3 VHQVRU
FRQQHFWRU WHUPLQDOV % DQG &
'RHV WKH VFDQ WRRO VKRZ WKH 0$3 VHQVRU YROWDJH
DERYH WKH YDOXH VSHFLILHG"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

9

*R WR 6WHS 

*R WR 6WHS 

 9

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

 9

*R WR 6WHS 

*R WR 6WHS 

9

*R WR 6WHS 

*R WR 6WHS 

 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 






0HDVXUH WKH YROWDJH EHWZHHQ WKH 0$3 VHQVRU


FRQQHFWRU WHUPLQDO & DQG JURXQG
'RHV WKH YROWDJH PHDVXUH ZLWKLQ WKH YDOXH
VSHFLILHG"
&KHFN IRU D VKRUW WR EDWWHU\ YROWDJH LQ WKH ZLUH
EHWZHHQ WKH 0$3 VHQVRU FRQQHFWRU WHUPLQDO $ DQG
WKH HOHFWURQLF FRQWURO PRGXOH (&0 FRQQHFWRU
WHUPLQDO $
,V WKH SUREOHP IRXQG"
&KHFN IRU D VKRUW WR EDWWHU\ YROWDJH LQ WKH ZLUH
EHWZHHQ WKH 0$3 VHQVRU FRQQHFWRU WHUPLQDO & DQG
WKH HOHFWURQLF FRQWURO PRGXOH (&0 FRQQHFWRU
WHUPLQDO %
,V WKH SUREOHP IRXQG"
&KHFN IRU D VKRUW WR YROWDJH LQ WKH ZLUH EHWZHHQ WKH
0$3 VHQVRU FRQQHFWRU WHUPLQDO % DQG WKH (&0
FRQQHFWRU WHUPLQDO $
,V WKH SUREOHP IRXQG"

)   (1*,1( &21752/6


'7&   0DQLIROG $EVROXWH 3UHVVXUH 6HQVRU +LJK / 62+& &RQW
G
6WHS

$FWLRQ



 5HSDLU WKH ZLUH RU WKH FRQQHFWRU WHUPLQDO DV


QHHGHG
 &OHDU GLDJQRVWLF WURXEOH FRGH V '7&V IURP WKH
(&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"





 5HSODFH WKH PDQLIROG DEVROXWH SUHVVXUH VHQVRU


 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 2))
 5HSODFH WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

6\VWHP 2.

*R WR 6WHS 


6\VWHP 2.


6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


0$1,)2/' $%62/87( 35(6685( 6(1625 +,*+ / '2+&
&LUFXLW 'HVFULSWLRQ
7KH PDQLIROG DEVROXWH SUHVVXUH 0$3 VHQVRU UHVSRQGV
WR FKDQJHV LQ WKH PDQLIROG YDFXXP 7KH HOHFWURQLF
FRQWURO PRGXOH (&0 UHFHLYHV WKLV LQIRUPDWLRQ DV D
VLJQDO YROWDJH WKDW ZLOO YDU\ IURP DERXW  WR  YROWV DW
FORVHG WKURWWOH LGOH WR  WR  YROWV DW ZLGH RSHQ
WKURWWOH
'7&  :LOO 6HW :KHQ
- 'LDJQRVWLF WURXEOH FRGH '7&  LV QRW VHW
- '7&  LV QRW VHW
- 7KH WKURWWOH DQJOH LV EHORZ  SHUFHQW
- 7KH PDQLIROG DEVROXWH SUHVVXUH 0$3 VHQVRU VLJQDO
LQGLFDWHV JUHDWHU WKDQ  N3D  LQFKHV RI +J 
- 7KHVH FRQGLWLRQV DUH SUHVHQW IRU  VHFRQGV
'LDJQRVWLF $LGV
- ,I WKH FRQQHFWLRQV DUH 2. PRQLWRU WKH PDQLIROG
DEVROXWH SUHVVXUH 0$3 VHQVRU VLJQDO YROWDJH ZKLOH
PRYLQJ UHODWHG FRQQHFWRUV DQG WKH ZLULQJ KDUQHVV ,I
WKH IDLOXUH LV LQGXFHG WKH GLVSOD\ RQ WKH VFDQ WRRO ZLOO
FKDQJH 7KLV PD\ KHOS WR LVRODWH WKH ORFDWLRQ RI DQ
LQWHUPLWWHQW PDOIXQFWLRQ

- :LWK WKH LJQLWLRQ 21 DQG WKH HQJLQH 2)) WKH 0$3


VHQVRU SUHVVXUH LV HTXDO WR WKH DWPRVSKHULF
SUHVVXUH 7KLV LQIRUPDWLRQ LV XVHG E\ WKH HOHFWURQLF
FRQWURO PRGXOH (&0 DV DQ LQGLFDWLRQ RI DOWLWXGH
&RPSDULVRQ RI WKHVH UHDGLQJV ZLWK D NQRZQ JRRG
YHKLFOH ZLWK WKH VDPH 0$3 VHQVRU LV D JRRG ZD\ WR
FKHFN WKH DFFXUDF\ RI D TXHVWLRQDEOH 0$3 VHQVRU
7KH UHDGLQJV VKRXOG EH WKH VDPH ZLWKLQ  YROW
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 :LWK WKH LJQLWLRQ 21 DQG WKH HQJLQH 2)) WKH
PDQLIROG DEVROXWH SUHVVXUH 0$3 VHQVRU LV UHDGLQJ
DWPRVSKHULF RU EDURPHWULF SUHVVXUH ,I WKLV UHDGLQJ LV
EHORZ  YROWV WKH HOHFWURQLF FRQWURO PRGXOH (&0
PD\ SUHYHQW WKH HQJLQH IURP VWDUWLQJ
 7KLV VWHS FKHFNV IRU D UHIHUHQFH YROWDJH DQG D JURXQG
IURP WKH (&0
 7KLV VWHS LV FKHFNLQJ WKH YROWDJH UHIHUHQFH DQG WKH
VLJQDO UHWXUQ ZLUH WR WKH (&0 ,I WKH (&0 UHFRJQL]HV
WKH YROWDJH UHIHUHQFH DQG WKHUH LV QRW D SUREOHP LQ
WKH JURXQG VLGH RI WKH FLUFXLW WKH 0$3 VHQVRU LV
IDXOW\

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   0DQLIROG $EVROXWH 3UHVVXUH 6HQVRU +LJK / '2+&
6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

&KHFN WKH YDFXXP OLQH IURP WKH PDQLIROG DEVROXWH


SUHVVXUH 0$3 VHQVRU IRU FUDFNV OHDNV RU
UHVWULFWLRQV
,V WKH SUREOHP IRXQG"
 5HSDLU RU UHSODFH WKH YDFXXP OLQH DV QHHGHG
 5RDG WHVW WKH YHKLFOH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 &RQQHFW WKH VFDQ WRRO WR WKH DVVHPEO\ OLQH
GLDJQRVWLF OLQN $/'/ 
 7XUQ WKH LJQLWLRQ 21
'RHV WKH VFDQ WRRO VKRZ WKH 0$3 VHQVRU YROWDJH
DERYH WKH YDOXH VSHFLILHG"
 'LVFRQQHFW WKH YDFXXP OLQH IURP WKH 0$3
VHQVRU
 $SSO\  N3D  LQ RI +J RI YDFXXP WR WKH 0$3
VHQVRU
'RHV WKH VFDQ WRRO VKRZ WKH 0$3 VHQVRU YROWDJH
ZLWKLQ WKH YDOXH VSHFLILHG"
7XUQ WKH LJQLWLRQ 2))
'LVFRQQHFW WKH 0$3 VHQVRU FRQQHFWRU
7XUQ WKH LJQLWLRQ 21
0HDVXUH WKH YROWDJH EHWZHHQ 0$3 VHQVRU
FRQQHFWRU WHUPLQDOV $ DQG &
'RHV WKH YROWDJH PHDVXUH ZLWKLQ WKH YDOXH
VSHFLILHG"
&RQQHFW D IXVHG MXPSHU EHWZHHQ WKH 0$3 VHQVRU
FRQQHFWRU WHUPLQDOV % DQG &
'RHV WKH VFDQ WRRO VKRZ WKH 0$3 VHQVRU YROWDJH
DERYH WKH YDOXH VSHFLILHG"

&KHFN IRU D VKRUW WR EDWWHU\ YROWDJH LQ WKH ZLUH


EHWZHHQ WKH 0$3 VHQVRU FRQQHFWRU WHUPLQDO $ DQG
WKH HOHFWURQLF FRQWURO PRGXOH (&0 FRQQHFWRU
WHUPLQDO '
,V WKH SUREOHP IRXQG"



'$(:22 9 %/

<HV

1R

*R WR 6WHS 

*R WR
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

9

*R WR 6WHS 

*R WR 6WHS 

 9

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

 9

*R WR 6WHS 

*R WR 6WHS 

9

*R WR 6WHS 

*R WR 6WHS 

 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 






0HDVXUH WKH YROWDJH EHWZHHQ WKH 0$3 VHQVRU


FRQQHFWRU WHUPLQDO & DQG JURXQG
'RHV WKH YROWDJH PHDVXUH ZLWKLQ WKH YDOXH
VSHFLILHG"



9DOXH V

&KHFN IRU D VKRUW WR EDWWHU\ YROWDJH LQ WKH ZLUH


EHWZHHQ WKH 0$3 VHQVRU FRQQHFWRU WHUPLQDO & DQG
WKH (&0 FRQQHFWRU WHUPLQDO '
,V WKH SUREOHP IRXQG"
&KHFN IRU D VKRUW WR YROWDJH LQ WKH ZLUH EHWZHHQ WKH
0$3 VHQVRU FRQQHFWRU WHUPLQDO % DQG WKH (&0
FRQQHFWRU WHUPLQDO $
,V WKH SUREOHP IRXQG"

)   (1*,1( &21752/6


'7&   0DQLIROG $EVROXWH 3UHVVXUH 6HQVRU +LJK / '2+& &RQW
G
6WHS

$FWLRQ



 5HSDLU WKH ZLUH RU WKH FRQQHFWRU WHUPLQDO DV


QHHGHG
 &OHDU DQ\ GLDJQRVWLF WURXEOH FRGH V '7&V IURP
WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"





 5HSODFH WKH PDQLIROG DEVROXWH SUHVVXUH VHQVRU


 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 2))
 5HSODFH WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

6\VWHP 2.

*R WR 6WHS 


6\VWHP 2.


6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


0$1,)2/' $%62/87( 35(6685( 6(1625 /2:
/ 62+&
&LUFXLW 'HVFULSWLRQ
7KH PDQLIROG DEVROXWH SUHVVXUH 0$3 VHQVRU UHVSRQGV
WR FKDQJHV LQ WKH PDQLIROG YDFXXP 7KH HOHFWURQLF
FRQWURO PRGXOH (&0 UHFHLYHV WKLV LQIRUPDWLRQ DV D
VLJQDO YROWDJH WKDW ZLOO YDU\ IURP DERXW  WR  YROWV DW
FORVHG WKURWWOH LGOH WR  WR  YROWV DW ZLGH RSHQ
WKURWWOH
'7&  :LOO 6HW :KHQ
- 'LDJQRVWLF WURXEOH FRGH '7&  LV QRW VHW
- '7&  LV QRW VHW
- 7KH HQJLQH VSHHG LV OHVV WKDQ  USP RU WKH
HQJLQH VSHHG LV JUHDWHU WKDQ  USP DQG WKH
WKURWWOH DQJOH LV JUHDWHU WKDQ  SHUFHQW
- 7KH PDQLIROG DEVROXWH SUHVVXUH 0$3 VHQVRU VLJQDO
YROWDJH LQGLFDWHV OHVV WKH  N3D  LQFKHV RI +J 
- 7KHVH FRQGLWLRQV KDYH EHHQ SUHVHQW IRU  VHFRQG
'LDJQRVWLF $LGV
- ,I WKH FRQQHFWLRQV DUH 2. PRQLWRU WKH PDQLIROG
DEVROXWH SUHVVXUH 0$3 VHQVRU VLJQDO YROWDJH ZKLOH
PRYLQJ UHODWHG FRQQHFWRUV DQG WKH ZLULQJ KDUQHVV ,I
WKH IDLOXUH LV LQGXFHG WKH GLVSOD\ RQ WKH VFDQ WRRO ZLOO
FKDQJH 7KLV PD\ KHOS WR LVRODWH WKH ORFDWLRQ RI DQ
LQWHUPLWWHQW PDOIXQFWLRQ

- :LWK WKH LJQLWLRQ 21 DQG WKH HQJLQH 2)) WKH 0$3


VHQVRU SUHVVXUH LV HTXDO WR WKH DWPRVSKHULF
SUHVVXUH 7KLV LQIRUPDWLRQ LV XVHG E\ WKH HOHFWURQLF
FRQWURO PRGXOH (&0 DV DQ LQGLFDWLRQ RI DOWLWXGH
&RPSDULVRQ RI WKHVH UHDGLQJV ZLWK D NQRZQ JRRG
YHKLFOH ZLWK WKH VDPH 0$3 VHQVRU LV D JRRG ZD\ WR
FKHFN WKH DFFXUDF\ RI D TXHVWLRQDEOH 0$3 VHQVRU
7KH UHDGLQJV VKRXOG EH WKH VDPH ZLWKLQ  YROW
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 :LWK WKH LJQLWLRQ 21 DQG WKH HQJLQH 2)) WKH
PDQLIROG DEVROXWH SUHVVXUH 0$3 VHQVRU LV UHDGLQJ
DWPRVSKHULF RU EDURPHWULF SUHVVXUH ,I WKLV UHDGLQJ LV
EHORZ  YROWV WKH HOHFWURQLF FRQWURO PRGXOH (&0
PD\ SUHYHQW WKH HQJLQH IURP VWDUWLQJ
 7KLV VWHS FKHFNV IRU D UHIHUHQFH YROWDJH DQG D JURXQG
IURP WKH (&0
 7KLV VWHS LV FKHFNLQJ WKH YROWDJH UHIHUHQFH DQG WKH
VLJQDO UHWXUQ ZLUH WR WKH (&0 ,I WKH (&0 UHFRJQL]HV
WKH YROWDJH UHIHUHQFH DQG WKHUH LV QRW D SUREOHP LQ
WKH JURXQG VLGH RI WKH FLUFXLW WKH 0$3 VHQVRU LV
IDXOW\

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   0DQLIROG $EVROXWH 3UHVVXUH 6HQVRU /RZ / 62+&
6WHS

$FWLRQ

<HV

1R

*R WR 6WHS 

*R WR
'LDJQRVWLF
6\VWHP
&KHFN

9

*R WR 6WHS 

*R WR 6WHS 

 9

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

7XUQ WKH LJQLWLRQ 2))


'LVFRQQHFW WKH 0$3 VHQVRU FRQQHFWRU
7XUQ WKH LJQLWLRQ 21
0HDVXUH WKH YROWDJH EHWZHHQ WKH 0$3 VHQVRU
FRQQHFWRU WHUPLQDOV $ DQG &
'RHV WKH YROWDJH PHDVXUH ZLWKLQ WKH YDOXH
VSHFLILHG"

 9

*R WR 6WHS 

*R WR 6WHS 

&RQQHFW D IXVHG MXPSHU EHWZHHQ WKH 0$3 VHQVRU


FRQQHFWRU WHUPLQDOV % DQG &
'RHV WKH VFDQ WRRO VKRZ WKH 0$3 VHQVRU YROWDJH
DERYH WKH YDOXH VSHFLILHG"

9

*R WR 6WHS 

*R WR 6WHS 

 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"




 &RQQHFW WKH VFDQ WRRO WR WKH DVVHPEO\ OLQH


GLDJQRVWLF OLQN $/'/ 
 7XUQ WKH LJQLWLRQ 21
'RHV WKH VFDQ WRRO VKRZ WKH PDQLIROG DEVROXWH
SUHVVXUH 0$3 VHQVRU YROWDJH DERYH WKH YDOXH
VSHFLILHG"

 'LVFRQQHFW WKH YDFXXP OLQH IURP WKH 0$3


VHQVRU
 $SSO\  N3D  LQ RI +J RI YDFXXP WR WKH 0$3
VHQVRU
'RHV WKH VFDQ WRRO VKRZ WKH 0$3 VHQVRU YROWDJH
ZLWKLQ WKH YDOXH VSHFLILHG"



'$(:22 9 %/

9DOXH V







0HDVXUH WKH YROWDJH EHWZHHQ WKH 0$3 VHQVRU


FRQQHFWRU WHUPLQDO & DQG JURXQG
'RHV WKH YROWDJH PHDVXUH ZLWKLQ WKH YDOXH
VSHFLILHG"
 7XUQ WKH LJQLWLRQ 2))
 &KHFN IRU DQ RSHQ ZLUH EHWZHHQ WKH 0$3 VHQVRU
FRQQHFWRU WHUPLQDO $ DQG WKH HOHFWURQLF FRQWURO
PRGXOH (&0 FRQQHFWRU WHUPLQDO $
,V WKH SUREOHP IRXQG"

 7XUQ WKH LJQLWLRQ 2))


 &KHFN IRU DQ RSHQ RU VKRUW WR JURXQG LQ WKH ZLUH
EHWZHHQ WKH 0$3 VHQVRU FRQQHFWRU WHUPLQDO &
DQG WKH (&0 FRQQHFWRU WHUPLQDO %
,V WKH SUREOHP IRXQG"

 7XUQ WKH LJQLWLRQ 2))


 &KHFN IRU DQ RSHQ RU VKRUW WR JURXQG LQ WKH ZLUH
EHWZHHQ WKH 0$3 VHQVRU FRQQHFWRU WHUPLQDO %
DQG WKH (&0 FRQQHFWRU WHUPLQDO $
,V WKH SUREOHP IRXQG"

 5HSDLU WKH ZLUH RU WKH FRQQHFWRU WHUPLQDO DV


QHHGHG
 &OHDU DQ\ GLDJQRVWLF WURXEOH FRGH V '7&V IURP
WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"


6\VWHP 2.

)   (1*,1( &21752/6


'7&   0DQLIROG $EVROXWH 3UHVVXUH 6HQVRU /RZ / 62+& &RQW
G
6WHS




$FWLRQ
 5HSODFH WKH PDQLIROG DEVROXWH SUHVVXUH VHQVRU
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 2))
 5HSODFH WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R


6\VWHP 2.



6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


0$1,)2/' $%62/87( 35(6685( 6(1625 /2:
/ '2+&
&LUFXLW 'HVFULSWLRQ
7KH PDQLIROG DEVROXWH SUHVVXUH 0$3 VHQVRU UHVSRQGV
WR FKDQJHV LQ WKH PDQLIROG YDFXXP 7KH HOHFWURQLF
FRQWURO PRGXOH (&0 UHFHLYHV WKLV LQIRUPDWLRQ DV D
VLJQDO YROWDJH WKDW ZLOO YDU\ IURP DERXW  WR  YROWV DW
FORVHG WKURWWOH LGOH WR  WR  YROWV DW ZLGH RSHQ
WKURWWOH
'7&  :LOO 6HW :KHQ
- 'LDJQRVWLF WURXEOH FRGH '7&  DQG  DUH QRW VHW
- 7KH HQJLQH VSHHG LV OHVV WKDQ  USP RU WKH
HQJLQH VSHHG LV JUHDWHU WKDQ  USP DQG WKH
WKURWWOH DQJOH LV JUHDWHU WKDQ  SHUFHQW
- 7KH PDQLIROG DEVROXWH SUHVVXUH 0$3 VHQVRU VLJQDO
YROWDJH LQGLFDWHV OHVV WKDQ  N3D  LQFKHV RI +J 
- 7KHVH FRQGLWLRQV KDYH EHHQ SUHVHQW IRU  VHFRQG
'LDJQRVWLF $LGV
- ,I WKH FRQQHFWLRQV DUH 2. PRQLWRU WKH PDQLIROG
DEVROXWH SUHVVXUH 0$3 VHQVRU VLJQDO YROWDJH ZKLOH
PRYLQJ UHODWHG FRQQHFWRUV DQG WKH ZLULQJ KDUQHVV ,I
WKH IDLOXUH LV LQGXFHG WKH GLVSOD\ RQ WKH VFDQ WRRO ZLOO
FKDQJH 7KLV PD\ KHOS WR LVRODWH WKH ORFDWLRQ RI DQ
LQWHUPLWWHQW PDOIXQFWLRQ

- :LWK WKH LJQLWLRQ 21 DQG WKH HQJLQH 2)) WKH 0$3


VHQVRU SUHVVXUH LV HTXDO WR WKH DWPRVSKHULF
SUHVVXUH 7KLV LQIRUPDWLRQ LV XVHG E\ WKH HOHFWURQLF
FRQWURO PRGXOH (&0 DV DQ LQGLFDWLRQ RI DOWLWXGH
&RPSDULVRQ RI WKHVH UHDGLQJV ZLWK D NQRZQ JRRG
YHKLFOH ZLWK WKH VDPH 0$3 VHQVRU LV D JRRG ZD\ WR
FKHFN WKH DFFXUDF\ RI D TXHVWLRQDEOH 0$3 VHQVRU
7KH UHDGLQJV VKRXOG EH WKH VDPH ZLWKLQ  YROW
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 :LWK WKH LJQLWLRQ 21 DQG WKH HQJLQH 2)) WKH
PDQLIROG DEVROXWH SUHVVXUH 0$3 VHQVRU LV UHDGLQJ
DWPRVSKHULF RU EDURPHWULF SUHVVXUH ,I WKLV UHDGLQJ LV
EHORZ  YROWV WKH HOHFWURQLF FRQWURO PRGXOH (&0
PD\ SUHYHQW WKH HQJLQH IURP VWDUWLQJ
 7KLV VWHS FKHFNV IRU D UHIHUHQFH YROWDJH DQG D JURXQG
IURP WKH (&0
 7KLV VWHS LV FKHFNLQJ WKH YROWDJH UHIHUHQFH DQG WKH
VLJQDO UHWXUQ ZLUH WR WKH (&0 ,I WKH (&0 UHFRJQL]HV
WKH YROWDJH UHIHUHQFH DQG WKHUH LV QRW D SUREOHP LQ
WKH JURXQG VLGH RI WKH FLUFXLW WKH 0$3 VHQVRU LV
IDXOW\

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   0DQLIROG $EVROXWH 3UHVVXUH 6HQVRU /RZ / '2+&
6WHS

$FWLRQ

<HV

1R

*R WR 6WHS 

*R WR
'LDJQRVWLF
6\VWHP
&KHFN

9

*R WR 6WHS 

*R WR 6WHS 

 9

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

7XUQ WKH LJQLWLRQ 2))


'LVFRQQHFW WKH 0$3 VHQVRU FRQQHFWRU
7XUQ WKH LJQLWLRQ 21
0HDVXUH WKH YROWDJH EHWZHHQ WKH 0$3 VHQVRU
FRQQHFWRU WHUPLQDOV $ DQG &
'RHV WKH YROWDJH PHDVXUH ZLWKLQ WKH YDOXH
VSHFLILHG"

 9

*R WR 6WHS 

*R WR 6WHS 

&RQQHFW D IXVHG MXPSHU EHWZHHQ WKH 0$3 VHQVRU


FRQQHFWRU WHUPLQDOV % DQG &
'RHV WKH VFDQ WRRO VKRZ WKH 0$3 VHQVRU YROWDJH
DERYH WKH YDOXH VSHFLILHG"

9

*R WR 6WHS 

*R WR 6WHS 

 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"




 &RQQHFW WKH VFDQ WRRO WR WKH DVVHPEO\ OLQH


GLDJQRVWLF OLQN $/'/ 
 7XUQ WKH LJQLWLRQ 21
'RHV WKH VFDQ WRRO VKRZ WKH PDQLIROG DEVROXWH
SUHVVXUH 0$3 VHQVRU YROWDJH DERYH WKH YDOXH
VSHFLILHG"

 'LVFRQQHFW WKH YDFXXP OLQH IURP WKH 0$3


VHQVRU
 $SSO\  N3D  LQ RI +J RI YDFXXP WR WKH 0$3
VHQVRU
'RHV WKH VFDQ WRRO VKRZ WKH 0$3 VHQVRU YROWDJH
ZLWKLQ WKH YDOXH VSHFLILHG"



'$(:22 9 %/

9DOXH V







0HDVXUH WKH YROWDJH EHWZHHQ WKH 0$3 VHQVRU


FRQQHFWRU WHUPLQDO & DQG JURXQG
'RHV WKH YROWDJH PHDVXUH ZLWKLQ WKH YDOXH
VSHFLILHG"
 7XUQ WKH LJQLWLRQ 2))
 &KHFN IRU DQ RSHQ ZLUH EHWZHHQ WKH 0$3 VHQVRU
FRQQHFWRU WHUPLQDO $ DQG WKH HOHFWURQLF FRQWURO
PRGXOH (&0 FRQQHFWRU WHUPLQDO '
,V WKH SUREOHP IRXQG"

 7XUQ WKH LJQLWLRQ 2))


 &KHFN IRU DQ RSHQ RU VKRUW WR JURXQG LQ WKH ZLUH
EHWZHHQ WKH 0$3 VHQVRU FRQQHFWRU WHUPLQDO &
DQG WKH (&0 FRQQHFWRU WHUPLQDO '
,V WKH SUREOHP IRXQG"

 7XUQ WKH LJQLWLRQ 2))


 &KHFN IRU DQ RSHQ RU VKRUW WR JURXQG LQ WKH ZLUH
EHWZHHQ WKH 0$3 VHQVRU FRQQHFWRU WHUPLQDO %
DQG WKH (&0 FRQQHFWRU WHUPLQDO $
,V WKH SUREOHP IRXQG"

 5HSDLU WKH ZLUH RU WKH FRQQHFWRU WHUPLQDO DV


QHHGHG
 &OHDU DQ\ GLDJQRVWLF WURXEOH FRGH V '7&V IURP
WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"


6\VWHP 2.

)   (1*,1( &21752/6


'7&   0DQLIROG $EVROXWH 3UHVVXUH 6HQVRU /RZ / '2+& &RQW
G
6WHS




$FWLRQ
 5HSODFH WKH PDQLIROG DEVROXWH SUHVVXUH VHQVRU
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 2))
 5HSODFH WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R


6\VWHP 2.



6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


,'/( $,5 &21752/ (5525 / '2+&
&LUFXLW 'HVFULSWLRQ
7KH HOHFWURQLF FRQWURO PRGXOH (&0 FRQWUROV WKH LGOH
VSHHG WR D FDOFXODWHG USP EDVHG RQ LQSXWV DQG WKH
DFWXDO HQJLQH USP 7KLV LV GHWHUPLQHG E\ WKH LJQLWLRQ
UHIHUHQFH SXOVHV UHFHLYHG E\ WKH (&0 IURP WKH
FUDQNVKDIW SRVLWLRQ VHQVRU 7KH (&0 XVHV IRXU FLUFXLWV
WR PRYH WKH LGOH DLU FRQWURO ,$& YDOYH 7KH ,$& YDOYH
DOORZV YDU\LQJ DPRXQWV RI DLU WR IORZ LQWR WKH LQWDNH
PDQLIROG FRQWUROOLQJ WKH LGOH VSHHG
'7&  :LOO 6HW :KHQ
- 'LDJQRVWLF WURXEOH FRGH '7&  DQG  DUH QRW VHW
- '7&  LV QRW VHW
- 7KH WKURWWOH LV FORVHG
- 7KH HQJLQH VSHHG LV  USP DERYH RU EHORZ WKH
FRPPDQGHG LGOH VSHHG IRU DW OHDVW  VHFRQGV

'LDJQRVWLF $LGV
- ,QVSHFW IRU YDFXXP OHDNV XQFRQQHFWHG RU EULWWOH
YDFXXP KRVHV FXWV HWF
- ,QVSHFW WKH LQWDNH PDQLIROG DQG WKH WKURWWOH ERG\
JDVNHWV IRU SURSHU VHDOLQJ
- $Q LGOH DLU FRQWURO ,$& YDOYH ZKLFK GRHV QRW UHVSRQG
WR WKH HOHFWURQLF FRQWURO PRGXOH (&0  DQ LQFRUUHFW
EDVH LGOH DGMXVWPHQW D GDPDJHG WKURWWOH ERG\ RU
GDPDJH WR WKH WKURWWOH ERG\ OLQNDJH FRXOG FUHDWH WKH
FRQGLWLRQV IRU VHWWLQJ GLDJQRVWLF WURXEOH FRGH 

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   ,GOH $LU &RQWURO (UURU / '2+&
6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH ,$& GULYHU IURP WKH ,$& YDOYH
 5HPRYH WKH ,$& YDOYH IURP WKH WKURWWOH ERG\
 ,QVSHFW WKH ,$& SDVVDJHV IRU UHVWULFWLRQV
$UH WKH ,$& SDVVDJHV UHVWULFWHG"

 &OHDQ WKH ,$& SDVVDJHV


 &OHDU DQ\ GLDJQRVWLF WURXEOH FRGH V '7&V IURP
WKH HOHFWURQLF FRQWURO PRGXOH (&0 
 3HUIRUP WKH ,$& YDOYH UHVHW SURFHGXUH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
&\FOH WKH ,$& GULYHU ZKLOH PRQLWRULQJ WKH HQJLQH USP
'RHV WKH USP FKDQJH VPRRWKO\ ZLWKLQ WKH YDOXH
VSHFLILHG ZLWK HDFK IODVK RI WKH ,$& GULYHU"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW WKH ,$& QRGH OLJKW WR WKH ,$& FRQQHFWRU
 6WDUW WKH HQJLQH DQG F\FOH WKH ,$& GULYHU
'R ERWK OLJKWV RI WKH ,$& QRGH OLJKW F\FOH UHG DQG
JUHHQ EXW QHYHU WXUQ RII DV WKH USP LV FKDQJHG XVLQJ
WKH ,$& GULYHU"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH ,$& GULYHU IURP WKH ,$& YDOYH
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ ,$& WHUPLQDOV $
DQG % WKHQ & DQG '
,V WKH UHVLVWDQFH ZLWKLQ WKH YDOXH VSHFLILHG"

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH ,$& QRGH OLJKW IURP WKH ,$& YDOYH
FRQQHFWRU
 &KHFN IRU IDXOW\ FRQQHFWRU WHUPLQDOV
,V WKH SUREOHP IRXQG"

<HV

1R

*R WR 6WHS 

*R WR
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ 2))


 &RQQHFW WKH VFDQ WRRO WR WKH DVVHPEO\ OLQH
GLDJQRVWLF OLQN $/'/ 
 0RQLWRU WKH HQJLQH USP
 'LVFRQQHFW WKH LGOH DLU FRQWURO ,$& YDOYH
FRQQHFWRU
 &RQQHFW WKH ,$& GULYHU WR WKH ,$& YDOYH
 6WDUW WKH HQJLQH DOORZ WKH HQJLQH WR LGOH LQ 3
3$5. 1(875$/ IRU PDQXDO WUDQVD[OH ZLWK WKH
$& RII DQG WKH SDUNLQJ EUDNH DSSOLHG
 8VLQJ WKH ,$& GULYHU H[WHQG DQG UHWUDFW WKH ,$&
YDOYH
'RHV WKH USP FKDQJH DV WKH ,$& GULYHU LV F\FOHG"

0HDVXUH WKH UHVLVWDQFH EHWZHHQ ,$& WHUPLQDOV %


DQG & WKHQ $ DQG '
'RHV WKH UHVLVWDQFH PDWFK WKH VSHFLILHG YDOXH"

'$(:22 9 %/

9DOXH V


6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 



*R WR 6WHS 

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 USP

)   (1*,1( &21752/6


'7&   ,GOH $LU &RQWURO (UURU / '2+& &RQW
G
6WHS

$FWLRQ



&KHFN IRU DQ\ RSHQ FLUFXLWV LQFOXGLQJ FRQQHFWLRQV


EHWZHHQ WKH ,$& YDOYH FRQQHFWRU WHUPLQDOV DQG WKH
(&0
,V WKH SUREOHP IRXQG"



&KHFN IRU D VKRUW WR JURXQG EHWZHHQ WKH ,$& YDOYH


FRQQHFWRU WHUPLQDOV DQG WKH (&0
,V WKH SUREOHP IRXQG"



 7XUQ WKH LJQLWLRQ 21


 &KHFN IRU D VKRUW WR YROWDJH EHWZHHQ WKH ,$&
YDOYH FRQQHFWRU WHUPLQDOV DQG WKH (&0
,V WKH SUREOHP IRXQG"







 7XUQ WKH LJQLWLRQ 2))


 5HSDLU WKH ZLUH RU WKH FRQQHFWRU WHUPLQDO DV
QHHGHG
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH ,$& YDOYH UHVHW SURFHGXUH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 5HSODFH WKH LGOH DLU FRQWURO YDOYH
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH ,$& YDOYH UHVHW SURFHGXUH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 5HSODFH WKH (&0
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH ,$& YDOYH UHVHW SURFHGXUH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.


6\VWHP 2.


6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


(/(&7521,& 63$5. 7,0,1* % 6+257(' 72 %$77(5<
/ 62+&
&LUFXLW 'HVFULSWLRQ
7KH GLUHFW LJQLWLRQ V\VWHP ',6 LJQLWLRQ FRLO LV VXSSOLHG
ZLWK EDWWHU\ YROWDJH ZKHQ WKH LJQLWLRQ LV 21 7KH
HOHFWURQLF FRQWURO PRGXOH (&0 WULJJHUV WKH FLUFXLW IRU
WKH ',6 LJQLWLRQ FRLO 9ROWDJH LV WKHQ LQGXFHG LQ WKH
VHFRQGDU\ SRUWLRQ RI WKH ',6 LJQLWLRQ FRLO &RQWURO RI WKH
',6 LJQLWLRQ FRLO LV PRQLWRUHG VHSDUDWHO\ IRU WKH WZR
HOHFWURQLF VSDUN WLPLQJ OLQHV
'7&  :LOO 6HW :KHQ
- 7KH HOHFWURQLF FRQWURO PRGXOH (&0 UHFHLYHV YROWDJH
JUHDWHU WKDQ  YROWV WKURXJK WKH HOHFWURQLF VSDUN
WLPLQJ (67 % OLQH ZKLOH UHIHUHQFH SXOVHV DUH
UHFHLYHG E\ WKH (&0 IURP WKH FUDQNVKDIW SRVLWLRQ
VHQVRU
- 7KLV HUURU RFFXUV PRUH WKDQ  WLPHV
'LDJQRVWLF $LGV
- ,QVSHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0 KDUQHVV
FRQQHFWRUV IRU EDFNHGRXW WHUPLQDOV LPSURSHUO\
IRUPHG RU GDPDJHG WHUPLQDOV D SRRU WHUPLQDOWRZLUH
FRQQHFWLRQ DQG D GDPDJHG ZLULQJ KDUQHVV

- ,I WKH FRQQHFWLRQV DQG WKH KDUQHVV DUH 2. FRQQHFW


D GLJLWDO YROWPHWHU RU DQ RVFLOORVFRSH EHWZHHQ WKH
DIIHFWHG WHUPLQDO DQG JURXQG ZKLOH PRYLQJ WKH UHODWHG
FRQQHFWRUV DQG WKH ZLULQJ KDUQHVV ,I WKH IDXOW LV
LQGXFHG WKH YROWDJH UHDGLQJ RU WKH VFRSH SDWWHUQ ZLOO
FKDQJH
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV VWHS FKHFNV ERWK WKH HOHFWURQLF VSDUN WLPLQJ
(67 % DQG WKH JURXQG IURP WKH HOHFWURQLF FRQWURO
PRGXOH (&0 
 $ VKRUW WR YROWDJH WKDW LV LQWHUPLWWHQW PD\ EH DW IDXOW
LQ WKH (67 % ZLUH IURP WKH (&0
 ,I WKHUH DUH QRW DQ\ SUREOHPV LQ WKH ZLULQJ RI WKH
FLUFXLW \HW QR RXWSXW IURP WKH (&0 WKH (&0 LV
IDXOW\

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   (OHFWURQLF 6SDUN 7LPLQJ % 6KRUWHG WR %DWWHU\ / 62+&
6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"





'$(:22 9 %/

 'LVFRQQHFW WKH GLUHFW LJQLWLRQ V\VWHP ',6


LJQLWLRQ FRLO FRQQHFWRU
 &KHFN WKH ',6 LJQLWLRQ FRLO FRQQHFWRU WHUPLQDOV WR
HQVXUH WKDW WKH WHUPLQDOV DUH FRUUHFWO\ LQVWDOOHG
DQG QRQH RI WKHP DUH WRXFKLQJ
,V WKH SUREOHP IRXQG"
 0HDVXUH WKH YROWDJH EHWZHHQ WHUPLQDO $ DQG
WHUPLQDO & RI WKH ',6 LJQLWLRQ FRLO FRQQHFWRU
 &UDQN WKH HQJLQH
'RHV WKH YROWDJH IOXFWXDWH ZLWKLQ WKH YDOXH VSHFLILHG"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0
ZKLWH FRQQHFWRU
 &KHFN IRU DQ\ GDPDJHG SLQV RU WHUPLQDOV DW WKH
(&0 FRQQHFWRU WHUPLQDO & RU QHDU WHUPLQDO &
,V WKH SUREOHP IRXQG"
 7XUQ WKH LJQLWLRQ 21
 0HDVXUH WKH YROWDJH DW WKH ',6 LJQLWLRQ FRLO
FRQQHFWRU WHUPLQDO $
,V DQ\ YROWDJH SUHVHQW"
0HDVXUH WKH YROWDJH DW WKH ',6 LJQLWLRQ FRLO
FRQQHFWRU WHUPLQDO $ ZKLOH PRYLQJ WKH FRQQHFWRUV
DQG WKH ZLULQJ KDUQHVV RI WKH LJQLWLRQ FLUFXLW
,V DQ\ YROWDJH SUHVHQW"
 7XUQ WKH LJQLWLRQ 2))
 5HSDLU WKH VKRUW WR YROWDJH EHWZHHQ WKH ',6
LJQLWLRQ FRLO FRQQHFWRU WHUPLQDO $ DQG WKH (&0
FRQQHFWRU WHUPLQDO &
 &OHDU DQ\ GLDJQRVWLF WURXEOH FRGH V '7&V IURP
WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 2))
 &KHFN WKH ZLUHV DQG KDUQHVVHV RI WKH LJQLWLRQ
FLUFXLW IRU DQ\ GDPDJH WKDW FRXOG FDXVH DQ
LQWHUPLWWHQW VKRUW WR YROWDJH
,V WKH SUREOHP IRXQG"
 5HSDLU DQ\ ZLUH RU FRQQHFWRU WHUPLQDO DV QHHGHG
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 2))
 5HSODFH WKH GLUHFW LJQLWLRQ V\VWHP LJQLWLRQ FRLO
DVVHPEO\
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 5HSODFH WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

9DOXH V


<HV

*R WR 6WHS 

1R
*R WR
'LDJQRVWLF
6\VWHP
&KHFN

 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.


*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 


6\VWHP 2.

6\VWHP 2.

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


(/(&7521,& 63$5. 7,0,1* % 6+257(' 72 %$77(5<
/ '2+&
&LUFXLW 'HVFULSWLRQ
7KH GLUHFW LJQLWLRQ V\VWHP ',6 LJQLWLRQ FRLO LV VXSSOLHG
ZLWK EDWWHU\ YROWDJH ZKHQ WKH LJQLWLRQ LV 21 7KH
HOHFWURQLF FRQWURO PRGXOH (&0 WULJJHUV WKH FLUFXLW IRU
WKH ',6 LJQLWLRQ FRLO 9ROWDJH LV WKHQ LQGXFHG LQ WKH
VHFRQGDU\ SRUWLRQ RI WKH ',6 LJQLWLRQ FRLO &RQWURO RI WKH
',6 LJQLWLRQ FRLO LV PRQLWRUHG VHSDUDWHO\ IRU WKH WZR
HOHFWURQLF VSDUN WLPLQJ OLQHV
'7&  :LOO 6HW :KHQ
- 7KH HOHFWURQLF FRQWURO PRGXOH (&0 UHFHLYHV
YROWDJH JUHDWHU WKDQ  YROWV WKURXJK WKH HOHFWURQLF
VSDUN WLPLQJ (67 % OLQH ZKLOH UHIHUHQFH SXOVHV DUH
UHFHLYHG E\ WKH (&0 IURP WKH FUDQNVKDIW SRVLWLRQ
VHQVRU
- 7KLV HUURU RFFXUV RYHU  WLPHV
'LDJQRVWLF $LGV
- ,QVSHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0 KDUQHVV
FRQQHFWRUV IRU EDFNHGRXW WHUPLQDOV LPSURSHUO\
IRUPHG RU GDPDJHG WHUPLQDOV D SRRU WHUPLQDOWRZLUH
FRQQHFWLRQ DQG D GDPDJHG ZLULQJ KDUQHVV

- ,I WKH FRQQHFWLRQV DQG WKH KDUQHVV DUH 2. FRQQHFW


D GLJLWDO YROWPHWHU RU DQ RVFLOORVFRSH EHWZHHQ WKH
DIIHFWHG WHUPLQDO DQG JURXQG ZKLOH PRYLQJ WKH UHODWHG
FRQQHFWRUV DQG WKH ZLULQJ KDUQHVV ,I WKH IDXOW LV
LQGXFHG WKH YROWDJH UHDGLQJ RU WKH VFRSH SDWWHUQ ZLOO
FKDQJH
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV VWHS FKHFNV ERWK WKH HOHFWURQLF VSDUN WLPLQJ
(67 % DQG WKH JURXQG IURP WKH HOHFWURQLF FRQWURO
PRGXOH (&0 
 $ VKRUW WR YROWDJH WKDW LV LQWHUPLWWHQW PD\ EH DW IDXOW
LQ WKH (67 % ZLUH IURP WKH (&0
 ,I WKHUH DUH QRW DQ\ SUREOHPV LQ WKH ZLULQJ RI WKH
FLUFXLW \HW QR RXWSXW IURP WKH (&0 WKH (&0 LV
IDXOW\

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   (OHFWURQLF 6SDUN 7LPLQJ % 6KRUWHG WR %DWWHU\ / '2+&
6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"





'$(:22 9 %/

 'LVFRQQHFW WKH GLUHFW LJQLWLRQ V\VWHP ',6


LJQLWLRQ FRLO FRQQHFWRU
 &KHFN WKH ',6 LJQLWLRQ FRLO FRQQHFWRU WHUPLQDOV WR
HQVXUH WKDW WKH WHUPLQDOV DUH FRUUHFWO\ LQVWDOOHG
DQG QRQH RI WKHP DUH WRXFKLQJ
,V WKH SUREOHP IRXQG"
 0HDVXUH WKH YROWDJH EHWZHHQ WHUPLQDO $ DQG
WHUPLQDO & RI WKH ',6 LJQLWLRQ FRLO FRQQHFWRU
 &UDQN WKH HQJLQH
'RHV WKH YROWDJH IOXFWXDWH ZLWKLQ WKH YDOXH VSHFLILHG"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0
ZKLWH FRQQHFWRU
 &KHFN IRU DQ\ GDPDJHG SLQV RU WHUPLQDOV DW WKH
(&0 FRQQHFWRU WHUPLQDO ' RU QHDU WHUPLQDO '
,V WKH SUREOHP IRXQG"
 7XUQ WKH LJQLWLRQ 21
 0HDVXUH WKH YROWDJH DW WKH ',6 LJQLWLRQ FRLO
FRQQHFWRU WHUPLQDO $
,V DQ\ YROWDJH SUHVHQW"
0HDVXUH WKH YROWDJH DW WKH ',6 LJQLWLRQ FRLO
FRQQHFWRU WHUPLQDO $ ZKLOH PRYLQJ WKH FRQQHFWRUV
DQG WKH ZLULQJ KDUQHVV RI WKH LJQLWLRQ FLUFXLW
,V DQ\ YROWDJH SUHVHQW"
 7XUQ WKH LJQLWLRQ 2))
 5HSDLU WKH VKRUW WR YROWDJH EHWZHHQ WKH ',6
LJQLWLRQ FRLO FRQQHFWRU WHUPLQDO $ DQG WKH (&0
FRQQHFWRU WHUPLQDO '
 &OHDU DQ\ GLDJQRVWLF WURXEOH FRGH V '7&V IURP
WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 2))
 &KHFN WKH ZLUHV DQG KDUQHVVHV RI WKH LJQLWLRQ
FLUFXLW IRU DQ\ GDPDJH WKDW FRXOG FDXVH DQ
LQWHUPLWWHQW VKRUW WR YROWDJH
,V WKH SUREOHP IRXQG"
 5HSDLU DQ\ ZLUH RU FRQQHFWRU WHUPLQDO DV QHHGHG
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 2))
 5HSODFH WKH GLUHFW LJQLWLRQ V\VWHP LJQLWLRQ FRLO
DVVHPEO\
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 5HSODFH WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 9

6\VWHP 2.


*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 


6\VWHP 2.

6\VWHP 2.

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


(/(&7521,& 63$5. 7,0,1* $ 6+257(' 72 %$77(5<
/ 62+&
&LUFXLW 'HVFULSWLRQ
7KH GLUHFW LJQLWLRQ V\VWHP ',6 LJQLWLRQ FRLO LV VXSSOLHG
ZLWK EDWWHU\ YROWDJH ZKHQ WKH LJQLWLRQ LV 21 7KH
HOHFWURQLF FRQWURO PRGXOH (&0 WULJJHUV WKH FLUFXLW IRU
WKH ',6 LJQLWLRQ FRLO 9ROWDJH LV WKHQ LQGXFHG LQ WKH
VHFRQGDU\ SRUWLRQ RI WKH ',6 LJQLWLRQ FRLO &RQWURO RI WKH
',6 LJQLWLRQ FRLO LV PRQLWRUHG VHSDUDWHO\ IRU WKH WZR
HOHFWURQLF VSDUN WLPLQJ OLQHV
'7&  :LOO 6HW :KHQ
- 7KH HOHFWURQLF FRQWURO PRGXOH (&0 UHFHLYHV
YROWDJH JUHDWHU WKDQ  YROWV WKURXJK WKH HOHFWURQLF
VSDUN WLPLQJ (67 $ OLQH ZKLOH UHIHUHQFH SXOVHV DUH
UHFHLYHG E\ WKH (&0 IURP WKH FUDQNVKDIW SRVLWLRQ
VHQVRU
- 7KLV HUURU RFFXUV PRUH WKDQ  WLPHV
'LDJQRVWLF $LGV
- ,QVSHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0 KDUQHVV
FRQQHFWRUV IRU EDFNHGRXW WHUPLQDOV LPSURSHUO\
IRUPHG
RU
GDPDJHG
WHUPLQDOV
D
SRRU
WHUPLQDOWRZLUH FRQQHFWLRQ DQG D GDPDJHG ZLULQJ
KDUQHVV

- ,I WKH FRQQHFWLRQV DQG WKH KDUQHVV DUH 2. FRQQHFW


D GLJLWDO YROWPHWHU RU DQ RVFLOORVFRSH EHWZHHQ WKH
DIIHFWHG WHUPLQDO DQG JURXQG ZKLOH PRYLQJ WKH UHODWHG
FRQQHFWRUV DQG WKH ZLULQJ KDUQHVV ,I WKH IDXOW LV
LQGXFHG WKH YROWDJH UHDGLQJ RU WKH VFRSH SDWWHUQ ZLOO
FKDQJH
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV VWHS FKHFNV ERWK WKH HOHFWURQLF VSDUN WLPLQJ
(67 $ DQG WKH JURXQG IURP WKH HOHFWURQLF FRQWURO
PRGXOH (&0 
 $ VKRUW WR YROWDJH WKDW LV LQWHUPLWWHQW PD\ EH DW IDXOW
LQ WKH (67 $ ZLUH IURP WKH (&0
 ,I WKHUH DUH QRW DQ\ SUREOHPV LQ WKH ZLULQJ RI WKH
FLUFXLW \HW QR RXWSXW IURP WKH (&0 WKH (&0 LV
IDXOW\

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   (OHFWURQLF 6SDUN 7LPLQJ $ 6KRUWHG WR %DWWHU\ / 62+&
6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"





'$(:22 9 %/

 'LVFRQQHFW WKH GLUHFW LJQLWLRQ V\VWHP ',6


LJQLWLRQ FRLO FRQQHFWRU
 &KHFN WKH ',6 LJQLWLRQ FRLO FRQQHFWRU WHUPLQDOV WR
HQVXUH WKDW WKH WHUPLQDOV DUH FRUUHFWO\ LQVWDOOHG
DQG QRQH RI WKHP DUH WRXFKLQJ
,V WKH SUREOHP IRXQG"
 0HDVXUH WKH YROWDJH EHWZHHQ WHUPLQDO % DQG
WHUPLQDO & RI WKH ',6 LJQLWLRQ FRLO FRQQHFWRU
 &UDQN WKH HQJLQH
'RHV WKH YROWDJH IOXFWXDWH ZLWKLQ WKH YDOXHV VSHFLILHG"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0
ZKLWH FRQQHFWRU
 &KHFN IRU DQ\ GDPDJHG SLQV RU WHUPLQDOV DW WKH
(&0 FRQQHFWRU WHUPLQDO ' RU QHDU WHUPLQDO '
,V WKH SUREOHP IRXQG"
 7XUQ WKH LJQLWLRQ 21
 0HDVXUH WKH YROWDJH DW WKH ',6 LJQLWLRQ FRLO
FRQQHFWRU WHUPLQDO %
,V DQ\ YROWDJH SUHVHQW"
0HDVXUH WKH YROWDJH DW WKH ',6 LJQLWLRQ FRLO
FRQQHFWRU WHUPLQDO % ZKLOH PRYLQJ WKH FRQQHFWRUV
DQG WKH ZLULQJ KDUQHVV RI WKH LJQLWLRQ FLUFXLW
,V DQ\ YROWDJH SUHVHQW"
 7XUQ WKH LJQLWLRQ 2))
 5HSDLU WKH VKRUW WR YROWDJH EHWZHHQ WKH ',6
LJQLWLRQ FRLO FRQQHFWRU WHUPLQDO % DQG WKH (&0
FRQQHFWRU WHUPLQDO '
 &OHDU DQ\ GLDJQRVWLF WURXEOH FRGH V '7&V IURP
WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 2))
 &KHFN WKH ZLUHV DQG WKH KDUQHVVHV RI WKH LJQLWLRQ
FLUFXLW IRU DQ\ GDPDJH WKDW FRXOG FDXVH DQ
LQWHUPLWWHQW VKRUW WR YROWDJH
,V WKH SUREOHP IRXQG"
 5HSDLU DQ\ ZLUH RU FRQQHFWRU WHUPLQDO DV QHHGHG
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 2))
 5HSODFH WKH GLUHFW LJQLWLRQ V\VWHP LJQLWLRQ FRLO
DVVHPEO\
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 5HSODFH WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 9

6\VWHP 2.


*R WR 6WHS 


*R WR 6WHS 


6\VWHP 2.


6\VWHP 2.

6\VWHP 2.

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


(/(&7521,& 63$5. 7,0,1* $ 6+257(' 72 %$77(5<
/ '2+&
&LUFXLW 'HVFULSWLRQ
7KH GLUHFW LJQLWLRQ V\VWHP ',6 LJQLWLRQ FRLO LV VXSSOLHG
ZLWK EDWWHU\ YROWDJH ZKHQ WKH LJQLWLRQ LV 21 7KH
HOHFWURQLF FRQWURO PRGXOH (&0 WULJJHUV WKH FLUFXLW IRU
WKH ',6 LJQLWLRQ FRLO 9ROWDJH LV WKHQ LQGXFHG LQ WKH
VHFRQGDU\ SRUWLRQ RI WKH ',6 LJQLWLRQ FRLO &RQWURO RI WKH
',6 LJQLWLRQ FRLO LV PRQLWRUHG VHSDUDWHO\ IRU WKH WZR
HOHFWURQLF VSDUN WLPLQJ OLQHV
'7&  :LOO 6HW :KHQ
- 7KH HOHFWURQLF FRQWURO PRGXOH (&0 UHFHLYHV
YROWDJH JUHDWHU WKDQ  YROWV WKURXJK WKH HOHFWURQLF
VSDUN WLPLQJ (67 $ OLQH ZKLOH UHIHUHQFH SXOVHV DUH
UHFHLYHG E\ WKH (&0 IURP WKH FUDQNVKDIW SRVLWLRQ
VHQVRU
- 7KLV HUURU RFFXUV RYHU  WLPHV
'LDJQRVWLF $LGV
- ,QVSHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0 KDUQHVV
FRQQHFWRUV IRU EDFNHGRXW WHUPLQDOV LPSURSHUO\
IRUPHG RU GDPDJHG WHUPLQDOV D SRRU WHUPLQDOWRZLUH
FRQQHFWLRQ DQG D GDPDJHG ZLULQJ KDUQHVV

- ,I WKH FRQQHFWLRQV DQG WKH KDUQHVV DUH 2. FRQQHFW


D GLJLWDO YROWPHWHU RU DQ RVFLOORVFRSH EHWZHHQ WKH
DIIHFWHG WHUPLQDO DQG JURXQG ZKLOH PRYLQJ WKH UHODWHG
FRQQHFWRUV DQG WKH ZLULQJ KDUQHVV ,I WKH IDXOW LV
LQGXFHG WKH YROWDJH UHDGLQJ RU WKH VFRSH SDWWHUQ ZLOO
FKDQJH
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV VWHS FKHFNV ERWK WKH HOHFWURQLF VSDUN WLPLQJ
(67 $ DQG WKH JURXQG IURP WKH HOHFWURQLF FRQWURO
PRGXOH (&0 
 $ VKRUW WR YROWDJH WKDW LV LQWHUPLWWHQW PD\ EH DW IDXOW
LQ WKH (67 $ ZLUH IURP WKH (&0
 ,I WKHUH DUH QRW DQ\ SUREOHPV LQ WKH ZLULQJ RI WKH
FLUFXLW \HW QR RXWSXW IURP WKH (&0 WKH (&0 LV
IDXOW\

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   (OHFWURQLF 6SDUN 7LPLQJ $ 6KRUWHG WR %DWWHU\ / '2+&
6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

 'LVFRQQHFW WKH GLUHFW LJQLWLRQ V\VWHP ',6


LJQLWLRQ FRLO FRQQHFWRU
 &KHFN WKH ',6 LJQLWLRQ FRLO FRQQHFWRU WHUPLQDOV WR
HQVXUH WKDW WKH WHUPLQDOV DUH FRUUHFWO\ LQVWDOOHG
DQG QRQH RI WKHP DUH WRXFKLQJ
,V WKH SUREOHP IRXQG"
 0HDVXUH WKH YROWDJH EHWZHHQ WHUPLQDO % DQG
WHUPLQDO & RI WKH ',6 LJQLWLRQ FRLO FRQQHFWRU
 &UDQN WKH HQJLQH
'RHV WKH YROWDJH IOXFWXDWH ZLWKLQ WKH YDOXHV
VSHFLILHG"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0
ZKLWH FRQQHFWRU
 &KHFN IRU DQ\ GDPDJHG SLQV RU WHUPLQDOV DW WKH
(&0 FRQQHFWRU WHUPLQDO & RU QHDU WHUPLQDO
&
,V WKH SUREOHP IRXQG"
 7XUQ WKH LJQLWLRQ 21
 0HDVXUH WKH YROWDJH DW WKH ',6 LJQLWLRQ FRLO
FRQQHFWRU WHUPLQDO %
,V DQ\ YROWDJH SUHVHQW"
0HDVXUH WKH YROWDJH DW WKH ',6 LJQLWLRQ FRLO
FRQQHFWRU WHUPLQDO % ZKLOH PRYLQJ WKH FRQQHFWRUV
DQG WKH ZLULQJ KDUQHVV RI WKH LJQLWLRQ FLUFXLW
,V DQ\ YROWDJH SUHVHQW"

9DOXH V


 9

 7XUQ WKH LJQLWLRQ 2))


 &KHFN WKH ZLUHV DQG WKH KDUQHVVHV RI WKH LJQLWLRQ
FLUFXLW IRU DQ\ GDPDJH WKDW FRXOG FDXVH DQ
LQWHUPLWWHQW VKRUW WR YROWDJH
,V WKH SUREOHP IRXQG"

 5HSDLU DQ\ ZLUH RU FRQQHFWRU WHUPLQDO DV QHHGHG


 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"





'$(:22 9 %/

 5HSODFH WKH (&0


 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

*R WR
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ 2))


 5HSODFH WKH GLUHFW LJQLWLRQ V\VWHP LJQLWLRQ FRLO
DVVHPEO\
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 

1R

 7XUQ WKH LJQLWLRQ 2))


 5HSDLU WKH VKRUW WR YROWDJH EHWZHHQ WKH ',6
LJQLWLRQ FRLO FRQQHFWRU WHUPLQDO % DQG WKH (&0
FRQQHFWRU WHUPLQDO &
 &OHDU DQ\ GLDJQRVWLF WURXEOH FRGH V '7&V IURP
WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

<HV


6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 


6\VWHP 2.

6\VWHP 2.

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


2;<*(1 6(1625 /($1 / 62+&
&LUFXLW 'HVFULSWLRQ
7KH HOHFWURQLF FRQWURO PRGXOH (&0 VXSSOLHV D YROWDJH
RI DERXW  PLOOLYROWV EHWZHHQ WKH (&0 WHUPLQDOV %
DQG % 7KH R[\JHQ 2 VHQVRU YDULHV WKH YROWDJH
ZLWKLQ D UDQJH RI DERXW  YROW LI WKH H[KDXVW LV ULFK GRZQ
WR DERXW  PLOOLYROWV LI WKH H[KDXVW LV OHDQ 7KH 2
VHQVRU LV OLNH DQ RSHQ FLUFXLW DQG SURGXFHV QR YROWDJH
ZKHQ LW LV EHORZ E& E)  $Q RSHQ 2 VHQVRU
FLUFXLW RU D FROG 2 VHQVRU FDXVHV RSHQ ORRS RSHUDWLRQ
'7&  :LOO 6HW :KHQ
- 7KH HQJLQH KDV EHHQ UXQQLQJ IRU DW OHDVW  VHFRQGV
- 'LDJQRVWLF WURXEOH FRGH '7&  KDV QRW VHW
- '7&  KDV QRW VHW
- '7&  KDV QRW VHW
- '7&  KDV QRW VHW
- 7KH WKURWWOH DQJOH LV DERYH  SHUFHQW
- 7KH FRRODQW WHPSHUDWXUH LV DERYH E& E) 
- 7KH HQJLQH FRQWUROV V\VWHP LV LQ FORVHG ORRS
- 7KH R[\JHQ VHQVRU YROWDJH LV EHORZ  PLOOLYROWV
- 7KHVH FRQGLWLRQV DUH SUHVHQW IRU  VHFRQGV
'LDJQRVWLF $LGV
- 1RUPDO VFDQ WRRO YROWDJH YDULHV EHWZHHQ 
PLOOLYROWV DQG  PLOOLYROWV ZKLOH LQ FORVHG ORRS

- ,QVSHFW WKH R[\JHQ 2 VHQVRU ZLUH 7KH 2 VHQVRU


SLJWDLO PD\ EH SRVLWLRQHG LQFRUUHFWO\ DQG FRQWDFWLQJ
WKH H[KDXVW PDQLIROG
- &KHFN IRU DQ LQWHUPLWWHQW JURXQG LQ WKH ZLUH EHWZHHQ
WKH 2 VHQVRU DQG WKH HOHFWURQLF FRQWURO PRGXOH
- 3HUIRUP DQ LQMHFWRU EDODQFH WHVW WR GHWHUPLQH LI D
UHVWULFWHG IXHO LQMHFWRU PD\ EH FDXVLQJ WKH OHDQ
UXQQLQJ FRQGLWLRQ
- 9DFXXP RU FUDQNFDVH OHDNV ZLOO FDXVH D OHDQ UXQQLQJ
FRQGLWLRQ
- $Q H[KDXVW PDQLIROG JDVNHW OHDN RU D FUDFNHG
H[KDXVW PDQLIROG PD\ FDXVH RXWVLGH DLU WR EH SXOOHG
LQWR WKH H[KDXVW DQG SDVW WKH VHQVRU
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 5XQQLQJ WKH HQJLQH DW  USP NHHSV WKH R[\JHQ
2 VHQVRU KRW VR DQ DFFXUDWH GLVSOD\ YROWDJH FDQ EH
PDLQWDLQHG
 ,I WKH 2 VHQVRU YROWDJH VWD\V IL[HG EHORZ 
PLOOLYROWV DIWHU GLVFRQQHFWLQJ WKH 2 VHQVRU WKHUH LV
HLWKHU D VKRUW WR JURXQG LQ WKH 2 VHQVRU ZLUH WR WKH
HOHFWURQLF FRQWURO PRGXOH (&0 RU D IDXOW\ (&0

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   2[\JHQ 6HQVRU /HDQ / 62+&
6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

'$(:22 9 %/

 &RQQHFW WKH VFDQ WRRO WR WKH DVVHPEO\ OLQH


GLDJQRVWLF OLQN $/'/ 
 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
 5XQ WKH HQJLQH DW  USP
'RHV WKH VFDQ WRRO UHDG WKH R[\JHQ 2 VHQVRU
YROWDJH IL[HG EHORZ WKH YDOXH VSHFLILHG"
 'LVFRQQHFW WKH 2 VHQVRU FRQQHFWRU
 5XQ WKH ZDUP HQJLQH DW LGOH
'RHV WKH VFDQ WRRO UHDG 2 VHQVRU YROWDJH ZLWKLQ WKH
YDOXH VSHFLILHG"
 7XUQ WKH LJQLWLRQ 2))
 &KHFN WKH 2 VHQVRU VLJQDO ZLUH EHWZHHQ WKH 2
VHQVRU DQG HOHFWURQLF FRQWURO PRGXOH (&0
FRQQHFWRU WHUPLQDO % IRU D VKRUW WR JURXQG
,V WKH SUREOHP IRXQG"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
'LDJQRVWLF
6\VWHP
&KHFN

 P9

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

 P9

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 5HSDLU WKH ZLUH RU WKH FRQQHFWRU WHUPLQDO DV


QHHGHG
 &OHDU DQ\ GLDJQRVWLF WURXEOH FRGH V '7&V IURP
WKH (&0
 5RDG WHVW WKH YHKLFOH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

 5HSODFH WKH (&0


 5RDG WHVW WKH YHKLFOH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"


6\VWHP 2.

6\VWHP 2.

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


2;<*(1 6(1625 /($1 / '2+&
&LUFXLW 'HVFULSWLRQ
7KH HOHFWURQLF FRQWURO PRGXOH (&0 VXSSOLHV D YROWDJH
RI DERXW  PLOOLYROWV EHWZHHQ WKH (&0 WHUPLQDOV '
DQG & 7KH R[\JHQ 2 VHQVRU YDULHV WKH YROWDJH
ZLWKLQ D UDQJH RI DERXW  YROW LI WKH H[KDXVW LV ULFK GRZQ
WR DERXW  PLOOLYROWV LI WKH H[KDXVW LV OHDQ 7KH 2
VHQVRU LV OLNH DQ RSHQ FLUFXLW DQG SURGXFHV QR YROWDJH
ZKHQ LW LV EHORZ E& E)  $Q RSHQ 2 VHQVRU
FLUFXLW RU D FROG 2 VHQVRU FDXVHV RSHQ ORRS RSHUDWLRQ
'7&  :LOO 6HW :KHQ
- 7KH HQJLQH FRQWUROV V\VWHP LV LQ FORVHG ORRS
- 7KH R[\JHQ VHQVRU YROWDJH LV EHORZ  PLOOLYROWV
- 7KH HQJLQH KDV EHHQ UXQQLQJ IRU DW OHDVW  VHFRQGV
- 'LDJQRVWLF WURXEOH FRGH '7&  KDV QRW VHW
- '7&  KDV QRW VHW
- '7&  KDV QRW VHW
- '7&  KDV QRW VHW
- 7KH WKURWWOH DQJOH LV DERYH  SHUFHQW
- 7KH FRRODQW WHPSHUDWXUH LV DERYH E& E) 
- 7KHVH FRQGLWLRQV DUH SUHVHQW IRU DW OHDVW  VHFRQGV
'LDJQRVWLF $LGV
- 1RUPDO VFDQ WRRO YROWDJH YDULHV EHWZHHQ 
PLOOLYROWV DQG  PLOOLYROWV ZKLOH LQ FORVHG ORRS

- ,QVSHFW WKH R[\JHQ 2 VHQVRU ZLUH 7KH 2 VHQVRU


SLJWDLO PD\ EH SRVLWLRQHG LQFRUUHFWO\ DQG FRQWDFWLQJ
WKH H[KDXVW PDQLIROG
- &KHFN IRU DQ LQWHUPLWWHQW JURXQG LQ WKH ZLUH EHWZHHQ
WKH 2 VHQVRU DQG WKH HOHFWURQLF FRQWURO PRGXOH
- 3HUIRUP DQ LQMHFWRU EDODQFH WHVW WR GHWHUPLQH LI
D UHVWULFWHG IXHO LQMHFWRU PD\ EH FDXVLQJ WKH OHDQ
UXQQLQJ FRQGLWLRQ
- 9DFXXP RU FUDQNFDVH OHDNV ZLOO FDXVH D OHDQ UXQQLQJ
FRQGLWLRQ
- $Q H[KDXVW PDQLIROG JDVNHW OHDN RU D FUDFNHG
H[KDXVW PDQLIROG PD\ FDXVH RXWVLGH DLU WR EH SXOOHG
LQWR WKH H[KDXVW DQG SDVW WKH VHQVRU
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 5XQQLQJ WKH HQJLQH DW  USP NHHSV WKH R[\JHQ
2 VHQVRU KRW VR DQ DFFXUDWH GLVSOD\ YROWDJH FDQ EH
PDLQWDLQHG
 ,I WKH 2 VHQVRU YROWDJH VWD\V IL[HG EHORZ 
PLOOLYROWV DIWHU GLVFRQQHFWLQJ WKH 2 VHQVRU WKHUH LV
HLWKHU D VKRUW WR JURXQG LQ WKH 2 VHQVRU ZLUH WR WKH
HOHFWURQLF FRQWURO PRGXOH (&0 RU D IDXOW\ (&0

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   2[\JHQ 6HQVRU /HDQ / '2+&
6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

'$(:22 9 %/

 &RQQHFW WKH VFDQ WRRO WR WKH DVVHPEO\ OLQH


GLDJQRVWLF OLQN $/'/ 
 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
 5XQ WKH HQJLQH DW  USP
'RHV WKH VFDQ WRRO UHDG WKH R[\JHQ 2 VHQVRU
YROWDJH IL[HG EHORZ WKH YDOXH VSHFLILHG"
 'LVFRQQHFW WKH 2 VHQVRU FRQQHFWRU
 5XQ WKH ZDUP HQJLQH DW LGOH
'RHV WKH VFDQ WRRO UHDG 2 VHQVRU YROWDJH ZLWKLQ WKH
YDOXH VSHFLILHG"
 7XUQ WKH LJQLWLRQ 2))
 &KHFN WKH 2 VHQVRU VLJQDO ZLUH EHWZHHQ WKH 2
VHQVRU DQG HOHFWURQLF FRQWURO PRGXOH (&0
FRQQHFWRU WHUPLQDO ' IRU D VKRUW WR JURXQG
,V WKH SUREOHP IRXQG"

9DOXH V


<HV

*R WR 6WHS 

1R
*R WR
'LDJQRVWLF
6\VWHP
&KHFN

 P9

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

 P9

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 5HSDLU WKH ZLUH RU WKH FRQQHFWRU WHUPLQDO DV


QHHGHG
 &OHDU DQ\ GLDJQRVWLF WURXEOH FRGH V '7&V IURP
WKH (&0
 5RDG WHVW WKH YHKLFOH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

 5HSODFH WKH (&0


 5RDG WHVW WKH YHKLFOH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"


6\VWHP 2.

6\VWHP 2.

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


2;<*(1 6(1625 5,&+ / 62+&
&LUFXLW 'HVFULSWLRQ
7KH HOHFWURQLF FRQWURO PRGXOH (&0 VXSSOLHV D YROWDJH
RI DERXW  PLOOLYROWV EHWZHHQ WKH (&0 WHUPLQDOV %
DQG % 7KH R[\JHQ 2 VHQVRU YDULHV WKH YROWDJH
ZLWKLQ D UDQJH RI DERXW  YROW LI WKH H[KDXVW LV ULFK GRZQ
WR DERXW  PLOOLYROWV LI WKH H[KDXVW LV OHDQ 7KH 2
VHQVRU LV OLNH DQ RSHQ FLUFXLW DQG SURGXFHV QR YROWDJH
ZKHQ LW LV EHORZ E& E)  $Q RSHQ 2 VHQVRU
FLUFXLW RU D FROG 2 VHQVRU FDXVHV RSHQ ORRS RSHUDWLRQ
'7&  :LOO 6HW :KHQ
- 7KH HQJLQH KDV EHHQ UXQQLQJ IRU DW OHDVW  VHFRQGV
- 'LDJQRVWLF WURXEOH FRGH '7&  KDV QRW VHW
- 7KH '7&  KDV QRW VHW
- 7KH '7&  KDV QRW VHW
- 7KH '7&  KDV QRW VHW
- 7KH WKURWWOH DQJOH LV DERYH  SHUFHQW
- 7KH FRRODQW WHPSHUDWXUH LV DERYH E& E) 
- 7KH HQJLQH FRQWUROV V\VWHP LV LQ FORVHG ORRS
- 7KH R[\JHQ VHQVRU YROWDJH LV DERYH  PLOOLYROWV
- 7KHVH FRQGLWLRQV DUH SUHVHQW IRU DW OHDVW  VHFRQGV
'LDJQRVWLF $LGV
- 1RUPDO VFDQ WRRO YROWDJH YDULHV EHWZHHQ 
PLOOLYROWV DQG  PLOOLYROWV ZKLOH LQ FORVHG ORRS

- )XHO SUHVVXUH WKDW LV WRR KLJK PD\ FDXVH D ULFK


UXQQLQJ FRQGLWLRQ
- $ OHDNLQJ IXHO SUHVVXUH UHJXODWRU GLDSKUDJP ZLOO
FDXVH D ULFK UXQQLQJ FRQGLWLRQ
- &KHFN IRU OHDNLQJ IXHO LQMHFWRUV E\ SHUIRUPLQJ D IXHO
LQMHFWRU EDODQFH WHVW
- $Q LQWHUPLWWHQW WKURWWOH SRVLWLRQ VHQVRU RXWSXW ZLOO
FDXVH D ULFK UXQQLQJ FRQGLWLRQ GXH WR D IDOVH
LQGLFDWLRQ RI WKH HQJLQH DFFHOHUDWLQJ
- $ IDOVH ULFK LQGLFDWLRQ GXH WR VLOLFRQH FRQWDPLQDWLRQ RI
WKH R[\JHQ 2 VHQVRU 7KLV ZLOO EH LQGLFDWHG E\ WKH
SUHVHQFH RI WKH GLDJQRVWLF WURXEOH FRGH 
DFFRPSDQLHG E\ OHDQ GULYHDELOLW\ FRQGLWLRQV DQG D
SRZGHU\ ZKLWH GHSRVLW RQ WKH 2 VHQVRU
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 5XQQLQJ WKH HQJLQH DW  USP NHHSV WKH R[\JHQ
2 VHQVRU KRW VR DQ DFFXUDWH GLVSOD\ YROWDJH FDQ EH
PDLQWDLQHG
 7KLV VWHS FKHFNV IRU WKH HOHFWURQLF FRQWURO PRGXOH
DELOLW\ WR UHDG D VLPXODWHG OHDQ 2 VHQVRU VLJQDO

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   2[\JHQ 6HQVRU 5LFK / 62+&
6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

'$(:22 9 %/

 &RQQHFW WKH VFDQ WRRO WR WKH DVVHPEO\ OLQH


GLDJQRVWLF OLQN $/'/ 
 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
 5XQ WKH HQJLQH DW  USP
'RHV WKH VFDQ WRRO UHDG WKH R[\JHQ 2 VHQVRU
YROWDJH IL[HG DERYH WKH YDOXH VSHFLILHG"
 'LVFRQQHFW WKH 2 VHQVRU FRQQHFWRU DQG MXPSHU
WKH FRQQHFWRU WHUPLQDO WR JURXQG RQ WKH HOHFWURQLF
FRQWURO PRGXOH (&0 VLGH
 5XQ WKH ZDUP HQJLQH DW LGOH
'RHV WKH VFDQ WRRO UHDG WKH 2 VHQVRU YROWDJH
EHORZ WKH YDOXH VSHFLILHG"
 7XUQ WKH LJQLWLRQ 2))
 5HSODFH WKH (&0
 5RDG WHVW WKH YHKLFOH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

9DOXH V


<HV

*R WR 6WHS 

1R
*R WR
'LDJQRVWLF
6\VWHP
&KHFN

 P9

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

 P9

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 


6\VWHP 2.

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


2;<*(1 6(1625 5,&+ / '2+&
&LUFXLW 'HVFULSWLRQ
7KH HOHFWURQLF FRQWURO PRGXOH (&0 VXSSOLHV D YROWDJH
RI DERXW  PLOOLYROWV EHWZHHQ WKH (&0 WHUPLQDOV '
DQG & 7KH R[\JHQ 2 VHQVRU YDULHV WKH YROWDJH
ZLWKLQ D UDQJH RI DERXW  YROW LI WKH H[KDXVW LV ULFK GRZQ
WR DERXW  PLOOLYROWV LI WKH H[KDXVW LV OHDQ 7KH 2
VHQVRU LV OLNH DQ RSHQ FLUFXLW DQG SURGXFHV QR YROWDJH
ZKHQ LW LV EHORZ E& E)  $Q RSHQ 2 VHQVRU
FLUFXLW RU D FROG 2 VHQVRU FDXVHV RSHQ ORRS RSHUDWLRQ
'7&  :LOO 6HW :KHQ
- 7KH HQJLQH KDV EHHQ UXQQLQJ IRU DW OHDVW  VHFRQGV
- 'LDJQRVWLF WURXEOH FRGH '7&  KDV QRW VHW
- '7&  KDV QRW VHW
- '7&  KDV QRW VHW
- '7&  KDV QRW VHW
- 7KH WKURWWOH DQJOH LV DERYH  SHUFHQW
- 7KH FRRODQW WHPSHUDWXUH LV DERYH E& E) 
- 7KH HQJLQH FRQWUROV V\VWHP LV LQ FORVHG ORRS
- 7KH R[\JHQ VHQVRU YROWDJH LV DERYH  PLOOLYROWV
- 7KHVH FRQGLWLRQV DUH SUHVHQW IRU DW OHDVW  VHFRQGV
'LDJQRVWLF $LGV
- 1RUPDO VFDQ WRRO YROWDJH YDULHV EHWZHHQ 
PLOOLYROWV DQG  PLOOLYROWV ZKLOH LQ FORVHG ORRS

- )XHO SUHVVXUH WKDW LV WRR KLJK PD\ FDXVH D ULFK


UXQQLQJ FRQGLWLRQ
- $ OHDNLQJ IXHO SUHVVXUH UHJXODWRU GLDSKUDJP ZLOO
FDXVH D ULFK UXQQLQJ FRQGLWLRQ
- &KHFN IRU OHDNLQJ IXHO LQMHFWRUV E\ SHUIRUPLQJ D IXHO
LQMHFWRU EDODQFH WHVW
- $Q LQWHUPLWWHQW WKURWWOH SRVLWLRQ VHQVRU RXWSXW ZLOO
FDXVH D ULFK UXQQLQJ FRQGLWLRQ GXH WR D IDOVH
LQGLFDWLRQ RI WKH HQJLQH DFFHOHUDWLQJ
- $ IDOVH ULFK LQGLFDWLRQ GXH WR VLOLFRQH FRQWDPLQDWLRQ RI
WKH R[\JHQ 2 VHQVRU 7KLV ZLOO EH LQGLFDWHG E\ WKH
SUHVHQFH RI WKH GLDJQRVWLF WURXEOH FRGH 
DFFRPSDQLHG E\ OHDQ GULYHDELOLW\ FRQGLWLRQV DQG D
SRZGHU\ ZKLWH GHSRVLW RQ WKH 2 VHQVRU
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 5XQQLQJ WKH HQJLQH DW  USP NHHSV WKH R[\JHQ
2 VHQVRU KRW VR DQ DFFXUDWH GLVSOD\ YROWDJH FDQ EH
PDLQWDLQHG
 7KLV VWHS FKHFNV IRU WKH HOHFWURQLF FRQWURO PRGXOH
DELOLW\ WR UHDG D VLPXODWHG OHDQ 2 VHQVRU VLJQDO

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   2[\JHQ 6HQVRU 5LFK / '2+&
6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

'$(:22 9 %/

 &RQQHFW WKH VFDQ WRRO WR WKH DVVHPEO\ OLQH


GLDJQRVWLF OLQN $/'/ 
 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
 5XQ WKH HQJLQH DW  USP
'RHV WKH VFDQ WRRO UHDG WKH R[\JHQ 2 VHQVRU
YROWDJH IL[HG DERYH WKH YDOXH VSHFLILHG"
 'LVFRQQHFW WKH 2 VHQVRU FRQQHFWRU DQG MXPSHU
WKH FRQQHFWRU WHUPLQDO WR JURXQG RQ WKH HOHFWURQLF
FRQWURO PRGXOH (&0 VLGH
 5XQ WKH ZDUP HQJLQH DW LGOH
'RHV WKH VFDQ WRRO UHDG WKH 2 VHQVRU YROWDJH
EHORZ WKH YDOXH VSHFLILHG"
 7XUQ WKH LJQLWLRQ 2))
 5HSODFH WKH (&0
 5RDG WHVW WKH YHKLFOH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

9DOXH V


<HV

*R WR 6WHS 

1R
*R WR
'LDJQRVWLF
6\VWHP
&KHFN

 P9

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

 P9

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 


6\VWHP 2.

)   (1*,1( &21752/6

',$*1267,& 7528%/( &2'( '7& 


%$77(5< 92/7$*( 722 +,*+ / '2+&
&LUFXLW 'HVFULSWLRQ
7KH HOHFWURQLF FRQWURO PRGXOH (&0 PRQLWRUV WKH
EDWWHU\ YROWDJH DW WKH (&0 FRQQHFWRU WHUPLQDO & ,I
WKH (&0 GHWHFWV YROWDJH DERYH WKH WROHUDQFH WKH
GLDJQRVWLF WURXEOH FRGH '7&  ZLOO EH VHW
'7&  :LOO 6HW :KHQ
- 7KH EDWWHU\ YROWDJH LV JUHDWHU WKDQ  YROWV IRU PRUH
WKDQ  VHFRQGV
'LDJQRVWLF $LGV
- &KDUJLQJ WKH EDWWHU\ ZLWK D EDWWHU\ FKDUJHU DQG
VWDUWLQJ WKH HQJLQH PD\ VHW WKH GLDJQRVWLF WURXEOH
FRGH '7& 

- ,QVSHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0 ZLULQJ


KDUQHVV FRQQHFWRUV IRU LPSURSHU PDWLQJ EURNHQ
ORFNV LPSURSHUO\ IRUPHG RU GDPDJHG WHUPLQDOV SRRU
WHUPLQDOWRZLUH FRQQHFWLRQ DQG D GDPDJHG
KDUQHVV
- ,I WKH FRQQHFWLRQV DQG WKH ZLULQJ KDUQHVV FKHFN 2.
PRQLWRU WKH EDWWHU\ YROWDJH GLVSOD\ RQ WKH VFDQ WRRO
ZKLOH PRYLQJ UHODWHG FRQQHFWRUV ,I WKH IDXOW LV
LQGXFHG WKH EDWWHU\ YROWDJH ZLOO DEUXSWO\ FKDQJH 7KLV
PD\ KHOS WR LVRODWH WKH ORFDWLRQ RI WKH SUREOHP
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 ,I WKH VFDQ WRRO LV VKRZLQJ LQFRUUHFW EDWWHU\ YROWDJH
WKH HOHFWURQLF FRQWURO PRGXOH (&0 LV DW IDXOW

'7&   %DWWHU\ 9ROWDJH 7RR +LJK / '2+&


6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

 &RQQHFW WKH VFDQ WRRO WR WKH DVVHPEO\ OLQH


GLDJQRVWLF OLQN $/'/ 
 6WDUW WKH HQJLQH DQG UDLVH WKH HQJLQH VSHHG WR
 USP
 0RQLWRU WKH EDWWHU\ YROWDJH RQ WKH VFDQ WRRO
,V WKH YROWDJH DW RU DERYH WKH YDOXH VSHFLILHG"
0HDVXUH WKH YROWDJH DFURVV WKH EDWWHU\
,V WKH YROWDJH DW RU DERYH WKH YDOXH VSHFLILHG"
 7XUQ WKH KHDGODPSV 21
 7XUQ WKH $& 21
 7XUQ WKH EORZHU VZLWFK WR +,*+
 5DLVH WKH HQJLQH VSHHG WR  USP
 0RQLWRU WKH EDWWHU\ YROWDJH RQ WKH VFDQ WRRO
,V WKH YROWDJH DW RU DERYH WKH YDOXH VSHFLILHG"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
'LDJQRVWLF
6\VWHP
&KHFN

 9

*R WR 6WHS 

*R WR 6WHS 

 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

 9

 7XUQ WKH LJQLWLRQ 2))


 5HSDLU WKH JHQHUDWRU RU JHQHUDWRU FLUFXLW DV
QHHGHG
 &OHDU DQ\ GLDJQRVWLF WURXEOH FRGH V '7&V IURP
WKH HOHFWURQLF FRQWURO PRGXOH (&0 
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

 7XUQ WKH LJQLWLRQ 2))


 5HSODFH WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

',$*1267,& 7528%/( &2'( '7& 


&+(&.680 25 ..3*0,' (5525 / 62+& $1' / '2+&
'7& :LOO 6HW :KHQ
- ..3*0,' LV QRW VHW LQWR $ IRU 62+& RU WKH
FDOFXODWHG &+(&.680 LV QRW FRQVLVWHQW ZLWK WKH
..680

7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 $ 3520 WKDW LV LQFRUUHFWO\ LQVWDOOHG ZLOO VHW WKH
GLDJQRVWLF WURXEOH FRGH '7& 

'7&   &+(&.680 RU ..3*0,' (UURU / 62+& DQG / '2+&


6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

'$(:22 9 %/

&KHFN WKDW DOO RI WKH SURJUDPPDEOH UHDGRQO\


PHPRU\ 3520 SLQV DUH IXOO\ LQVHUWHG LQ WKH
VRFNHW
,V WKH SUREOHP IRXQG"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR 6WHS 

 ,QVWDOO WKH 3520 FRUUHFWO\ LQ WKH VRFNHW


 &OHDU DQ\ GLDJQRVWLF WURXEOH FRGH V '7&V IURP
WKH HOHFWURQLF FRQWURO PRGXOH (&0 
 &KHFN IRU WKH SUHVHQFH RI DQ\ '7&V
'LG WKH '7&  UHDSSHDU"

 5HSODFH WKH 3520


 &OHDU DQ\ '7&V IURP WKH (&0
 &KHFN IRU WKH SUHVHQFH RI DQ\ '7&V
'LG WKH '7&  UHDSSHDU"

 5HSODFH WKH (&0


 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR
'LDJQRVWLF
6\VWHP
&KHFN
*R WR
'LDJQRVWLF
6\VWHP
&KHFN

)   (1*,1( &21752/6

$7

',$*1267,& 7528%/( &2'( '7& 


(&0 ,002%,/,=(5 (5525 / 62+& $1' / '2+&
&LUFXLW 'HVFULSWLRQ
:KHQ WKH LJQLWLRQ LV WXUQHG 21 WKH NH\ LV WHVWHG E\ WKH
LPPRELOL]HU DQWLWKHIW V\VWHP :KLOH WKH NH\ FRGH LV
EHLQJ UHDG E\ WKH LPPRELOL]HU FRQWURO XQLW WKH HQJLQH
FDQ VWDUW DQG UXQ ZLWK DQ\ NH\ WKDW ZLOO WXUQ WKH ORFN
F\OLQGHU 7KH NH\ FRGH LV UHDG DQG FRPSDUHG ZLWK NH\
FRGHV WKDW KDYH EHHQ VWRUHG LQ WKH PHPRU\ RI WKH
LPPRELOL]HU FRQWURO XQLW ,I D YDOLG NH\ LV GHWHFWHG WKH
LPPRELOL]HU FRQWURO XQLW VHQGV D VHULDO GDWD UHOHDVH
PHVVDJH WR WKH HOHFWURQLF FRQWURO PRGXOH (&0 
,QFOXGHG LQ WKH UHOHDVH PHVVDJH LV DQ LGHQWLILFDWLRQ ,'
FRGH ZKLFK DVVXUHV WKDW QHLWKHU WKH LPPRELOL]HU FRQWURO
XQLW QRU WKH (&0 KDYH EHHQ VXEVWLWXWHG WR GHIHDW WKH
V\VWHP ,I WKH (&0 UHFHLYHV DQ LQYDOLG UHOHDVH
PHVVDJH WKH (&0 SHUIRUPV WKH IROORZLQJ DFWLRQV
- 'LVDEOHV WKH IXHO LQMHFWRU FLUFXLW
- 'LVDEOHV WKH IXHO SXPS FLUFXLW
- 'LVDEOHV WKH LJQLWLRQ FRLO

'7&  :LOO 6HW :KHQ


- 7KH (&0 GRHV QRW UHFHLYH WKH VLJQDO IURP WKH
LPPRELOL]HU FRQWURO PRGXOH ZLWKLQ  VHFRQGV ZKHQ
WKH YHKLFOH LV VWDWLRQDU\ RU ZLWKLQ  VHFRQGV ZKHQ
WKH YHKLFOH LV PRYLQJ
- 7KH (&0 UHFHLYHV DQ LQFRUUHFW UHOHDVH PHVVDJH
IURP WKH LPPRELOL]HU FRQWURO XQLW PRUH WKDQ ILYH WLPHV
7KH DERYH FRQGLWLRQV ZLOO EH PDLQWDLQHG XQWLO WKH LJQLWLRQ
LV VZLWFKHG 2))
'7&  :LOO &OHDU :KHQ
7KH LJQLWLRQ VZLWFK LV WXUQHG 2)) RU WKH VFDQ WRRO
&/($5 &2'(6 FRPPDQG LV LVVXHG

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   (&0 ,PPRELOL]HU (UURU / 62+& DQG / '2+&
6WHS

$FWLRQ

&RQQHFW WKH VFDQ WRRO XVLQJ WKH IROORZLQJ SURFHGXUH


 ,QVHUW WKH LPPRELOL]HU GDWD FDUWULGJH LQWR WKH VFDQ
WRRO
 7XUQ WKH LJQLWLRQ VZLWFK 2))
 &RQQHFW WKH VFDQ WRRO WR WKH DVVHPEO\ OLQH
GLDJQRVWLF OLQN $/'/ 
 &RQQHFW WKH VFDQ WRRO
V SRZHU FRUG WR WKH FLJDU
OLJKWHU VRFNHW
 7XUQ WKH LJQLWLRQ 21 EXW GR QRW VWDUW WKH HQJLQH
,V FRPPXQLFDWLRQ HVWDEOLVKHG EHWZHHQ WKH VFDQ WRRO
DQG WKH LPPRELOL]HU FRQWURO XQLW"

6HOHFW 6<67(0 ',$*126,6 IURP WKH VFDQ WRRO


PHQX
'RHV WKH .(< 67$786 PHVVDJH LQGLFDWH 326 15
SRVLWLRQ QXPEHU "

 6HOHFW 6<67(0 ',$*126,6 IURP WKH VFDQ WRRO


PHQX
 5HDG WKH ,002 (&0 ,' &2'( PHVVDJH
'RHV WKH PHVVDJH ,' &2'( ',))(5(17 DSSHDU"

&KHFN IRU DQ RSHQ VHULDO GDWD ZLUH EHWZHHQ WKH


LPPRELOL]HU FRQWURO XQLW DQG WKH HOHFWURQLF FRQWURO
PRGXOH (&0 
,V WKH FLUFXLW RSHQ"

5HSDLU WKH RSHQ VHULDO GDWD ZLUH EHWZHHQ WKH (&0


DQG WKH LPPRELOL]HU FRQWURO XQLW
,V WKH UHSDLU FRPSOHWH"

 5HSODFH WKH (&0


 5HSURJUDP WKH LGHQWLILFDWLRQ ,' FRGH 5HIHU WR
6HFWLRQ 7 ,PPRELOL]HU $QWL7KHIW 6\VWHP
,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
&RPPXQLFDWLR
Q %HWZHHQ
,PPRELOL]HU
DQG 7HVW
(TXLSPHQW

*R WR .H\
6WDWXV (UURUV

*R WR 6WHS 

*R WR
,GHQWLILFDWLRQ
,' &RGH
5HSURJUDPPLQJ


*R WR 6WHS 


*R WR 6WHS 


6\VWHP 2.

*R WR 6WHS 



6\VWHP 2.

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


&2 $'-867 (5525 / 62+&  /($'(' )8(/ 21/<
&LUFXLW 'HVFULSWLRQ
7KH &2 DGMXVWHU LV RQO\ XVHG RQ YHKLFOHV WKDW XVH
OHDGHG IXHO 7KH &2 DGMXVWHU LV XVHG LQ SODFH RI WKH 2
VHQVRU
'7&  :LOO 6HW :KHQ
- 7KH HQJLQH FRQWURO V\VWHP LV LQ RSHQ ORRS
- &2 SRWHQWLRPHWHU KLJK OLPLW !  FRXQWV RU &2
SRWHQWLRPHWHU ORZ OLPLW   FRXQWV

'LDJQRVWLF $LGV
- ,QVSHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0 ZLULQJ
KDUQHVV FRQQHFWRUV IRU LPSURSHU PDWLQJ EURNHQ
ORFNV LPSURSHUO\ IRUPHG RU GDPDJHG WHUPLQDOV D
SRRU WHUPLQDOWRZLUH FRQQHFWLRQ DQG D GDPDJHG
KDUQHVV

'7&   &2 $GMXVW (UURU / 62+&  /HDGHG )XHO 2QO\


6WHS


$FWLRQ
'HWHUPLQH ZKHWKHU WKH 'LDJQRVWLF 6\VWHP &KHFN
KDV EHHQ SHUIRUPHG
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"
$GMXVW WKH &2 DGMXVWHU
,V WKH &2 DGMXVWDEOH DQG LQ SURSHU DGMXVWPHQW"
 7R FKHFN WKH DELOLW\ RI WKH HOHFWURQLF FRQWURO
PRGXOH (&0 WR SURYLGH D  YROW VXSSO\ WR WKH
&2 DGMXVWHU EHJLQ E\ WXUQLQJ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU DW WKH &2
DGMXVWHU
 7XUQ WKH LJQLWLRQ 21
 0HDVXUH WKH YROWDJH EHWZHHQ WKH &2 DGMXVWHU
WHUPLQDO $ DQG JURXQG
'RHV WKH YROWDJH PHDVXUH ZLWKLQ WKH YDOXH
VSHFLILHG"
 7XUQ WKH LJQLWLRQ 2))
 &KHFN IRU D VKRUW WR EDWWHU\ YROWDJH D VKRUW WR
JURXQG RU DQ RSHQ LQ WKH ZLUH EHWZHHQ WKH &2
DGMXVWHU WHUPLQDO $ DQG WKH (&0 FRQQHFWRU
WHUPLQDO %
,V WKH SUREOHP IRXQG"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
'LDJQRVWLF
6\VWHP
&KHFN

6\VWHP 2.

*R WR 6WHS 

 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   &2 $GMXVW (UURU / 62+&  /HDGHG )XHO 2QO\ &RQW
G
6WHS

$FWLRQ

9DOXH V

 5HSODFH WKH (&0


 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

&KHFN IRU D VKRUW WR EDWWHU\ YROWDJH D VKRUW WR


JURXQG RU DQ RSHQ LQ WKH ZLUH EHWZHHQ WKH &2
DGMXVWHU WHUPLQDO & DQG WKH (&0 FRQQHFWRU WHUPLQDO
%
,V WKH SUREOHP IRXQG"

&KHFN IRU D VKRUW WR EDWWHU\ YROWDJH D VKRUW WR


JURXQG RU DQ RSHQ LQ WKH ZLUH EHWZHHQ WKH &2
DGMXVWHU WHUPLQDO % DQG WKH (&0 FRQQHFWRU WHUPLQDO
$
,V WKH SUREOHP IRXQG"







'$(:22 9 %/

 5HSDLU WKH ZLUH RU WKH FRQQHFWRU WHUPLQDO DV


QHHGHG
 &OHDU DQ\ GLDJQRVWLF WURXEOH FRGHV '7&V IURP
WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU DW WKH &2
DGMXVWHU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WHUPLQDO $ DQG
WHUPLQDO % RI WKH &2 DGMXVWHU
,V WKH UHVLVWDQFH WKH YDOXH VSHFLILHG"
7R FKHFN WKH DELOLW\ RI WKH &2 DGMXVWHU WR YDU\ WKH
UHVLVWDQFH LQ WKH FLUFXLW PHDVXUH WKH UHVLVWDQFH
EHWZHHQ WHUPLQDO $ DQG WHUPLQDO & RI WKH &2
DGMXVWHU
'RHV WKH UHVLVWDQFH YDU\ ZLWK WKH WXUQ RI WKH
DGMXVWHU VFUHZ"
 5HSODFH WKH &2 DGMXVWHU
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
&KHFN IRU DQ RSHQ RU D VKRUW WR EDWWHU\ YROWDJH
EHWZHHQ WHUPLQDO % RI WKH (&0 DQG JURXQG
,V WKH SUREOHP IRXQG"

<HV
6\VWHP 2.

1R


*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

 :

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


&2 $'-867 (5525 / '2+&  /($'(' )8(/ 21/<
&LUFXLW 'HVFULSWLRQ
7KH &2 DGMXVWHU LV RQO\ XVHG RQ YHKLFOHV WKDW XVH
OHDGHG IXHO 7KH &2 DGMXVWHU LV XVHG LQ SODFH RI WKH 2
VHQVRU
'7&  :LOO 6HW :KHQ
- 7KH HQJLQH FRQWURO V\VWHP LV LQ RSHQ ORRS
- &2 SRWHQWLRPHWHU !  FRXQWV RU &2 SRWHQWLRPHWHU
  FRXQWV

'LDJQRVWLF $LGV
- ,QVSHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0 ZLULQJ
KDUQHVV FRQQHFWRUV IRU LPSURSHU PDWLQJ EURNHQ
ORFNV LPSURSHUO\ IRUPHG RU GDPDJHG WHUPLQDOV D
SRRU WHUPLQDOWRZLUH FRQQHFWLRQ DQG D GDPDJHG
KDUQHVV

'7&   &2 $GMXVW (UURU / '2+&  /HDGHG )XHO 2QO\


6WHS


$FWLRQ
'HWHUPLQH ZKHWKHU WKH 'LDJQRVWLF 6\VWHP &KHFN
KDV EHHQ SHUIRUPHG
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"
$GMXVW WKH &2 DGMXVWHU
,V WKH &2 DGMXVWDEOH DQG LQ SURSHU DGMXVWPHQW"
 7R FKHFN WKH DELOLW\ RI WKH HOHFWURQLF FRQWURO
PRGXOH (&0 WR SURYLGH D  YROW VXSSO\ WR WKH
&2 DGMXVWHU EHJLQ E\ WXUQLQJ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU DW WKH &2
DGMXVWHU
 7XUQ WKH LJQLWLRQ 21
 0HDVXUH WKH YROWDJH EHWZHHQ WKH &2 DGMXVWHU
WHUPLQDO $ DQG JURXQG
'RHV WKH YROWDJH PHDVXUH ZLWKLQ WKH YDOXH
VSHFLILHG"
 7XUQ WKH LJQLWLRQ 2))
 &KHFN IRU D VKRUW WR EDWWHU\ YROWDJH D VKRUW WR
JURXQG RU DQ RSHQ LQ WKH ZLUH EHWZHHQ WKH &2
DGMXVWHU WHUPLQDO $ DQG WKH (&0 FRQQHFWRU
WHUPLQDO '
,V WKH SUREOHP IRXQG"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
'LDJQRVWLF
6\VWHP
&KHFN

6\VWHP 2.

*R WR 6WHS 

 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   &2 $GMXVW (UURU / '2+&  /HDGHG )XHO 2QO\ &RQW
G
6WHS

$FWLRQ

9DOXH V

 5HSODFH WKH (&0


 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

&KHFN IRU D VKRUW WR EDWWHU\ YROWDJH D VKRUW WR


JURXQG RU DQ RSHQ LQ WKH ZLUH EHWZHHQ WKH &2
DGMXVWHU WHUPLQDO & DQG WKH (&0 FRQQHFWRU WHUPLQDO
'
,V WKH SUREOHP IRXQG"

&KHFN IRU D VKRUW WR EDWWHU\ YROWDJH D VKRUW WR


JURXQG RU DQ RSHQ LQ WKH ZLUH EHWZHHQ WKH &2
DGMXVWHU WHUPLQDO % DQG WKH (&0 FRQQHFWRU WHUPLQDO
%
,V WKH SUREOHP IRXQG"







'$(:22 9 %/

 5HSDLU WKH ZLUH RU WKH FRQQHFWRU WHUPLQDO DV


QHHGHG
 &OHDU DQ\ GLDJQRVWLF WURXEOH FRGHV '7&V IURP
WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU DW WKH &2
DGMXVWHU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WHUPLQDO $ DQG
WHUPLQDO % RI WKH &2 DGMXVWHU
,V WKH UHVLVWDQFH WKH YDOXH VSHFLILHG"
7R FKHFN WKH DELOLW\ RI WKH &2 DGMXVWHU WR YDU\ WKH
UHVLVWDQFH LQ WKH FLUFXLW PHDVXUH WKH UHVLVWDQFH
EHWZHHQ WHUPLQDO $ DQG WHUPLQDO & RI WKH &2
DGMXVWHU
'RHV WKH UHVLVWDQFH YDU\ ZLWK WKH WXUQ RI WKH
DGMXVWHU VFUHZ"
 5HSODFH WKH &2 DGMXVWHU
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
&KHFN IRU DQ RSHQ RU D VKRUW WR EDWWHU\ YROWDJH
EHWZHHQ WHUPLQDO & RI WKH (&0 DQG JURXQG
,V WKH SUREOHP IRXQG"

<HV
6\VWHP 2.

1R


*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

 :

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

)   (1*,1( &21752/6

',$*1267,& 7528%/( &2'( '7& 


((3520 25 &21),* 5(* (5525 / '2+&
&LUFXLW 'HVFULSWLRQ
7KH HOHFWURQLF FRQWURO PRGXOH (&0 XWLOL]HV DQ
HOHFWURQLFDOO\ HUDVDEOH SURJUDPPDEOH UHDG RQO\ PHPRU\
((3520  7KH ((3520 FRQWDLQV SURJUDP
LQIRUPDWLRQ DQG WKH FDOLEUDWLRQV UHTXLUHG IRU HQJLQH
GLDJQRVWLFV RSHUDWLRQ
'7&  :LOO 6HW :KHQ
- 0LFURSURFHVVRU FRQILJXUDWLRQ UHJLVWHU LV QRW HTXDO WR
2%

'LDJQRVWLF $LGV
7KH GLDJQRVWLF WURXEOH FRGH '7&  LQGLFDWHV WKDW WKH
FRQWHQWV RI WKH HOHFWURQLFDOO\ HUDVDEOH SURJUDPPDEOH
UHDG RQO\ PHPRU\ ((3520 KDYH FKDQJHG VLQFH WKH
HOHFWURQLF FRQWURO PRGXOH (&0 ZDV SURJUDPPHG 7KH
RQO\ SRVVLEOH UHSDLU LV (&0 UHSODFHPHQW 5HPHPEHU WR
SURJUDP WKH UHSODFHPHQW (&0 ZLWK WKH FRUUHFW VRIWZDUH
DQG FDOLEUDWLRQ IRU WKH YHKLFOH
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 :KHQ WKH HOHFWURQLF FRQWURO PRGXOH (&0 LV EHLQJ
UHSODFHG WKH QHZ (&0 PXVW EH SURJUDPPHG

'7&   ((3520 RU &RQILJ 5HJ (UURU / '2+&


6WHS

$FWLRQ

9DOXH V

'HWHUPLQH ZKHWKHU WKH 'LDJQRVWLF 6\VWHP &KHFN


KDV EHHQ SHUIRUPHG
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

 5HSODFH WKH HOHFWURQLF FRQWURO PRGXOH


 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

<HV
*R WR 6WHS 

6\VWHP 2.

1R
*R WR
'LDJQRVWLF
6\VWHP
&KHFN


'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


&21752//(' &$1,67(5 385*( 62/(12,' 6+257(' 72 *5281'
/ '2+&
&LUFXLW 'HVFULSWLRQ
(YDSRUDWLYH FDQLVWHU SXUJH LV FRQWUROOHG E\ WKH
HOHFWURQLF FRQWURO PRGXOH (&0  7KH (&0 DSSOLHV D
JURXQG WR WKH FRQWUROOHG FDQLVWHU SXUJH &&3 VROHQRLG
7KH (&0 GHWHUPLQHV ZKHQ WR DFWLYDWH WKH &&3 VROHQRLG
GHSHQGLQJ RQ RSHUDWLQJ FRQGLWLRQV LQFOXGLQJ WKURWWOH
SRVLWLRQ HQJLQH VSHHG FRRODQW WHPSHUDWXUH DQG
DPELHQW WHPSHUDWXUH
'7&  :LOO 6HW :KHQ
- $ VKRUW WR JURXQG FRQGLWLRQ H[LVWV DQG LV SUHVHQW IRU
PRUH WKDQ  VHFRQGV
'LDJQRVWLF $LGV
- ,QVSHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0 ZLULQJ
KDUQHVV FRQQHFWRUV IRU LPSURSHU PDWLQJ EURNHQ
ORFNV LPSURSHUO\ IRUPHG RU GDPDJHG WHUPLQDOV D
SRRU WHUPLQDOWRZLUH FRQQHFWLRQ DQG D GDPDJHG
KDUQHVV

- ,I WKH FRQQHFWLRQV DQG WKH ZLULQJ KDUQHVV DUH LQ JRRG


FRQGLWLRQ FRQQHFW D WHVW OLJKW EHWZHHQ WKH &&3
VROHQRLG FRQQHFWRU WHUPLQDO  DQG EDWWHU\ SRVLWLYH
ZKLOH PRYLQJ UHODWHG FRQQHFWRUV ,I WKH IDXOW LV
LQGXFHG WKH WHVW OLJKW ZLOO WXUQ RQ 7KLV PD\ KHOS WR
LVRODWH WKH ORFDWLRQ RI DQ LQWHUPLWWHQW SUREOHP
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 :LWK WKH LJQLWLRQ 2)) WKH HOHFWURQLF FRQWURO PRGXOH
(&0 VKRXOG QRW EH DSSO\LQJ JURXQG WR WKH &&3
VROHQRLG
 ,I WKH WHVW OLJKW LV VWLOO RQ DIWHU GLVFRQQHFWLQJ WKH (&0
UHG FRQQHFWRU WKH ZLUH EHWZHHQ WKH &&3 VROHQRLG
DQG WKH (&0 LV VKRUWHG WR JURXQG ,I WKH WHVW OLJKW
JRHV RII WKH (&0 LV DW IDXOW

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   &RQWUROOHG &DQLVWHU 3XUJH 6ROHQRLG 6KRUWHG WR *URXQG / '2+&
6WHS

$FWLRQ

9DOXH V

'HWHUPLQH ZKHWKHU WKH 'LDJQRVWLF 6\VWHP &KHFN


KDV EHHQ SHUIRUPHG
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

 'LVFRQQHFW WKH FRQWUROOHG FDQLVWHU SXUJH &&3


VROHQRLG FRQQHFWRU
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH &&3 VROHQRLG
FRQQHFWRU WHUPLQDO  DQG EDWWHU\ SRVLWLYH
,V WKH WHVW OLJKW RQ"

'LVFRQQHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0 UHG


FRQQHFWRU
,V WKH WHVW OLJKW RQ"

 5HSDLU WKH VKRUW WR JURXQG LQ WKH ZLUH EHWZHHQ


WKH &&3 VROHQRLG FRQQHFWRU WHUPLQDO  DQG WKH
(&0 FRQQHFWRU WHUPLQDO $
 &OHDU DQ\ GLDJQRVWLF WURXEOH FRGHV '7&V IURP
WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

 5HSODFH WKH HOHFWURQLF FRQWURO PRGXOH


 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

<HV
*R WR 6WHS 

1R
*R WR
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

6\VWHP 2.

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


&21752//(' &$1,67(5 385*( 62/(12,' 6+257(' 72 %$77(5<
/ '2+&
&LUFXLW 'HVFULSWLRQ
(YDSRUDWLYH FDQLVWHU SXUJH LV FRQWUROOHG E\ WKH
HOHFWURQLF FRQWURO PRGXOH (&0  7KH (&0 DSSOLHV D
JURXQG WR WKH FRQWUROOHG FDQLVWHU SXUJH &&3 VROHQRLG
7KH (&0 GHWHUPLQHV ZKHQ WR DFWLYDWH WKH &&3 VROHQRLG
GHSHQGLQJ RQ RSHUDWLQJ FRQGLWLRQV LQFOXGLQJ WKURWWOH
SRVLWLRQ HQJLQH VSHHG FRRODQW WHPSHUDWXUH DQG
DPELHQW WHPSHUDWXUH
'7&  :LOO 6HW :KHQ
- $ VKRUW WR EDWWHU\ YROWDJH FRQGLWLRQ H[LVWV DQG LV
SUHVHQW IRU PRUH WKDQ  VHFRQGV
'LDJQRVWLF $LGV
- ,QVSHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0 ZLULQJ
KDUQHVV FRQQHFWRUV IRU LPSURSHU PDWLQJ EURNHQ
ORFNV LPSURSHUO\ IRUPHG RU GDPDJHG WHUPLQDOV D
SRRU WHUPLQDOWRZLUH FRQQHFWLRQ DQG D GDPDJHG
KDUQHVV

- ,I WKH FRQQHFWLRQV DQG WKH ZLULQJ KDUQHVV DUH LQ JRRG


FRQGLWLRQ FRQQHFW D WHVW OLJKW EHWZHHQ WKH &&3
VROHQRLG FRQQHFWRU WHUPLQDO  DQG EDWWHU\ SRVLWLYH
ZKLOH PRYLQJ UHODWHG FRQQHFWRUV ,I WKH IDXOW LV
LQGXFHG WKH WHVW OLJKW ZLOO WXUQ RQ 7KLV PD\ KHOS WR
LVRODWH WKH ORFDWLRQ RI DQ LQWHUPLWWHQW SUREOHP
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 ,I WKH WHVW OLJKW LV VWLOO RQ DIWHU GLVFRQQHFWLQJ WKH (&0
UHG FRQQHFWRU WKH ZLUH EHWZHHQ WKH &&3 VROHQRLG
DQG WKH (&0 LV VKRUWHG WR YROWDJH ,I WKH WHVW OLJKW
JRHV RII WKH (&0 LV DW IDXOW

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   &RQWUROOHG &DQLVWHU 3XUJH 6ROHQRLG 6KRUWHG WR %DWWHU\ / '2+&
6WHS

$FWLRQ

'HWHUPLQH ZKHWKHU WKH 'LDJQRVWLF 6\VWHP &KHFN


KDV EHHQ SHUIRUPHG
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

 'LVFRQQHFW WKH FRQWUROOHG FDQLVWHU SXUJH &&3


VROHQRLG FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH RI WKH &&3 VROHQRLG
'RHV WKH UHVLVWDQFH PHDVXUH QHDU WKH YDOXH
VSHFLILHG"

'$(:22 9 %/

 'LVFRQQHFW WKH &&3 VROHQRLG FRQQHFWRU


 &RQQHFW D WHVW OLJKW EHWZHHQ WKH &&3 VROHQRLG
FRQQHFWRU WHUPLQDO  DQG JURXQG
,V WKH WHVW OLJKW RQ"
'LVFRQQHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0 UHG
FRQQHFWRU
,V WKH WHVW OLJKW RQ"
 5HSDLU WKH VKRUW WR YROWDJH LQ WKH ZLUH EHWZHHQ
WKH &&3 VROHQRLG FRQQHFWRU WHUPLQDO  DQG WKH
(&0 FRQQHFWRU WHUPLQDO $
 &OHDU DQ\ GLDJQRVWLF WURXEOH FRGHV '7&V IURP
WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 5HSODFH WKH &&3 VROHQRLG
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 5HSODFH WKH HOHFWURQLF FRQWURO PRGXOH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

9DOXH V




<HV

*R WR 6WHS 

*R WR
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR 6WHS 

1R

6\VWHP 2.



6\VWHP 2.


6\VWHP 2.

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


(/(&7521,& 63$5. 7,0,1* % 6+257(' 72 *5281'
/ 62+&
&LUFXLW 'HVFULSWLRQ
7KH GLUHFW LJQLWLRQ V\VWHP ',6 LJQLWLRQ FRLO LV VXSSOLHG
ZLWK EDWWHU\ YROWDJH ZKHQ WKH LJQLWLRQ LV 21 7KH
HOHFWURQLF FRQWURO PRGXOH (&0 WULJJHUV WKH FLUFXLW IRU
WKH ',6 LJQLWLRQ FRLO 9ROWDJH LV WKHQ LQGXFHG LQ WKH
VHFRQGDU\ SRUWLRQ RI WKH ',6 LJQLWLRQ FRLO &RQWURO RI WKH
',6 LJQLWLRQ FRLO LV PRQLWRUHG VHSDUDWHO\ IRU WKH WZR
HOHFWURQLF VSDUN WLPLQJ OLQHV
'7&  :LOO 6HW :KHQ
- 1R YROWDJH LV VXSSOLHG E\ WKH HOHFWURQLF FRQWURO
PRGXOH (&0 WKURXJK WKH HOHFWURQLF VSDUN WLPLQJ %
OLQH ZKLOH UHIHUHQFH SXOVHV DUH UHFHLYHG E\ WKH (&0
IURP WKH FUDQNVKDIW SRVLWLRQ VHQVRU
- 7KLV HUURU RFFXUV RYHU  WLPHV
'LDJQRVWLF $LGV
- ,QVSHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0 KDUQHVV
FRQQHFWRUV IRU EDFNHGRXW WHUPLQDOV LPSURSHUO\
IRUPHG RU GDPDJHG WHUPLQDOV D SRRU WHUPLQDOWRZLUH
FRQQHFWLRQ DQG D GDPDJHG ZLULQJ KDUQHVV

- ,I FRQQHFWLRQV DQG WKH KDUQHVV DUH 2. FRQQHFW D


GLJLWDO YROWPHWHU RU DQ RVFLOORVFRSH EHWZHHQ WKH
DIIHFWHG WHUPLQDO DQG JURXQG ZKLOH PRYLQJ WKH UHODWHG
FRQQHFWRUV DQG WKH ZLULQJ KDUQHVV ,I WKH IDXOW LV
LQGXFHG WKH YROWDJH UHDGLQJ RU WKH VFRSH SDWWHUQ ZLOO
FKDQJH
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV VWHS FKHFNV ERWK WKH HOHFWURQLF VSDUN WLPLQJ
(67 % DQG WKH JURXQG IURP WKH HOHFWURQLF FRQWURO
PRGXOH (&0 
 $Q RSHQ FLUFXLW RU VKRUW WR JURXQG WKDW LV LQWHUPLWWHQW
PD\ EH DW IDXOW LQ WKH (67 % ZLUH IURP WKH (&0
 ,I WKHUH DUH QRW DQ\ SUREOHPV LQ WKH ZLULQJ RI WKH
FLUFXLW \HW QR RXWSXW IURP WKH (&0 WKH (&0 LV
IDXOW\

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   (OHFWURQLF 6SDUN 7LPLQJ % 6KRUWHG WR *URXQG / 62+&
6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

 'LVFRQQHFW WKH GLUHFW LJQLWLRQ V\VWHP ',6


LJQLWLRQ FRLO FRQQHFWRU
 &KHFN WKH ',6 LJQLWLRQ FRLO FRQQHFWRU WHUPLQDOV WR
HQVXUH WKDW WKH WHUPLQDOV DUH FRUUHFWO\ LQVWDOOHG
DQG QRQH RI WKHP DUH WRXFKLQJ
,V WKH SUREOHP IRXQG"

 &RQQHFW D YROWPHWHU EHWZHHQ WHUPLQDO $ DQG


WHUPLQDO & RI WKH ',6 LJQLWLRQ FRLO
 &UDQN WKH HQJLQH
'RHV WKH YROWDJH IOXFWXDWH ZLWKLQ WKH YDOXHV VSHFLILHG"





'$(:22 9 %/

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0
ZKLWH FRQQHFWRU
 &KHFN IRU DQ\ GDPDJHG SLQV RU WHUPLQDOV DW WKH
(&0 FRQQHFWRU WHUPLQDO & RU QHDU WHUPLQDO &
,V WKH SUREOHP IRXQG"
&KHFN IRU DQ RSHQ RU VKRUW WR JURXQG EHWZHHQ WKH
',6 LJQLWLRQ FRLO FRQQHFWRU WHUPLQDO $ DQG WKH (&0
FRQQHFWRU WHUPLQDO &
,V WKH SUREOHP IRXQG"
&KHFN IRU DQ RSHQ RU VKRUW WR JURXQG EHWZHHQ WKH
',6 LJQLWLRQ FRLO FRQQHFWRU WHUPLQDO $ DQG WKH (&0
FRQQHFWRU WHUPLQDO & ZKLOH PRYLQJ WKH FRQQHFWRUV
DQG WKH ZLULQJ KDUQHVV RI WKH LJQLWLRQ FLUFXLW
,V WKH SUREOHP IRXQG"
 5HSDLU WKH RSHQ RU VKRUW WR JURXQG EHWZHHQ WKH
',6 LJQLWLRQ FRLO FRQQHFWRU WHUPLQDO $ DQG WKH
(&0 FRQQHFWRU WHUPLQDO &
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
&KHFN WKH ZLUHV DQG ZLULQJ KDUQHVVHV RI WKH LJQLWLRQ
FLUFXLW IRU DQ\ GDPDJH WKDW FRXOG FDXVH DQ
LQWHUPLWWHQW RSHQ RU VKRUW WR JURXQG
,V WKH SUREOHP IRXQG"
 5HSDLU DQ\ ZLUH RU FRQQHFWRU WHUPLQDO DV QHHGHG
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 2))
 5HSODFH WKH GLUHFW LJQLWLRQ V\VWHP LJQLWLRQ FRLO
DVVHPEO\
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 5HSODFH WKH HOHFWURQLF FRQWURO PRGXOH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 9


6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 


6\VWHP 2.

6\VWHP 2.

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


(/(&7521,& 63$5. 7,0,1* % 6+257(' 72 *5281'
/ '2+&
&LUFXLW 'HVFULSWLRQ
7KH GLUHFW LJQLWLRQ V\VWHP ',6 LJQLWLRQ FRLO LV VXSSOLHG
ZLWK EDWWHU\ YROWDJH ZKHQ WKH LJQLWLRQ LV 21 7KH
HOHFWURQLF FRQWURO PRGXOH (&0 WULJJHUV WKH FLUFXLW IRU
WKH ',6 LJQLWLRQ FRLO 9ROWDJH LV WKHQ LQGXFHG LQ WKH
VHFRQGDU\ SRUWLRQ RI WKH ',6 LJQLWLRQ FRLO &RQWURO RI WKH
',6 LJQLWLRQ FRLO LV PRQLWRUHG VHSDUDWHO\ IRU WKH WZR
HOHFWURQLF VSDUN WLPLQJ OLQHV
'7&  :LOO 6HW :KHQ
- 1R YROWDJH LV VXSSOLHG E\ WKH HOHFWURQLF FRQWURO
PRGXOH (&0 WKURXJK WKH HOHFWURQLF VSDUN WLPLQJ %
OLQH ZKLOH UHIHUHQFH SXOVHV DUH UHFHLYHG E\ WKH (&0
IURP WKH FUDQNVKDIW SRVLWLRQ VHQVRU
- 7KLV HUURU RFFXUV RYHU  WLPHV
'LDJQRVWLF $LGV
- ,QVSHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0 KDUQHVV
FRQQHFWRUV IRU EDFNHGRXW WHUPLQDOV LPSURSHUO\
IRUPHG RU GDPDJHG WHUPLQDOV D SRRU WHUPLQDOWRZLUH
FRQQHFWLRQ DQG D GDPDJHG ZLULQJ KDUQHVV

- ,I FRQQHFWLRQV DQG WKH KDUQHVV DUH 2. FRQQHFW D


GLJLWDO YROWPHWHU RU DQ RVFLOORVFRSH EHWZHHQ WKH
DIIHFWHG WHUPLQDO DQG JURXQG ZKLOH PRYLQJ WKH UHODWHG
FRQQHFWRUV DQG WKH ZLULQJ KDUQHVV ,I WKH IDXOW LV
LQGXFHG WKH YROWDJH UHDGLQJ RU WKH VFRSH SDWWHUQ ZLOO
FKDQJH
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV VWHS FKHFNV ERWK WKH HOHFWURQLF VSDUN WLPLQJ
(67 % DQG WKH JURXQG IURP WKH HOHFWURQLF FRQWURO
PRGXOH (&0 
 $Q RSHQ FLUFXLW RU VKRUW WR JURXQG WKDW LV LQWHUPLWWHQW
PD\ EH DW IDXOW LQ WKH (67 % ZLUH IURP WKH (&0
 ,I WKHUH DUH QRW DQ\ SUREOHPV LQ WKH ZLULQJ RI WKH
FLUFXLW \HW QR RXWSXW IURP WKH (&0 WKH (&0 LV
IDXOW\

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   (OHFWURQLF 6SDUN 7LPLQJ % 6KRUWHG WR *URXQG / '2+&
6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

 'LVFRQQHFW WKH GLUHFW LJQLWLRQ V\VWHP ',6


LJQLWLRQ FRLO FRQQHFWRU
 &KHFN WKH ',6 LJQLWLRQ FRLO FRQQHFWRU WHUPLQDOV WR
HQVXUH WKDW WKH WHUPLQDOV DUH FRUUHFWO\ LQVWDOOHG
DQG QRQH RI WKHP DUH WRXFKLQJ
,V WKH SUREOHP IRXQG"

 &RQQHFW D YROWPHWHU EHWZHHQ WHUPLQDO $ DQG


WHUPLQDO & RI WKH ',6 LJQLWLRQ FRLO
 &UDQN WKH HQJLQH
'RHV WKH YROWDJH IOXFWXDWH ZLWKLQ WKH YDOXHV VSHFLILHG"





'$(:22 9 %/

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0
ZKLWH FRQQHFWRU
 &KHFN IRU DQ\ GDPDJHG SLQV RU WHUPLQDOV DW RU QHDU
WKH (&0 FRQQHFWRU WHUPLQDO '
,V WKH SUREOHP IRXQG"
&KHFN IRU DQ RSHQ RU VKRUW WR JURXQG EHWZHHQ WKH ',6
LJQLWLRQ FRLO FRQQHFWRU WHUPLQDO $ DQG WKH (&0
FRQQHFWRU WHUPLQDO '
,V WKH SUREOHP IRXQG"
&KHFN IRU DQ RSHQ RU VKRUW WR JURXQG EHWZHHQ WKH ',6
LJQLWLRQ FRLO FRQQHFWRU WHUPLQDO $ DQG WKH (&0
FRQQHFWRU WHUPLQDO ' ZKLOH PRYLQJ WKH FRQQHFWRUV
DQG WKH ZLULQJ KDUQHVV RI WKH LJQLWLRQ FLUFXLW
,V WKH SUREOHP IRXQG"
 5HSDLU WKH RSHQ RU VKRUW WR JURXQG EHWZHHQ WKH
',6 LJQLWLRQ FRLO FRQQHFWRU WHUPLQDO $ DQG WKH
(&0 FRQQHFWRU WHUPLQDO '
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
&KHFN WKH ZLUHV DQG ZLULQJ KDUQHVVHV RI WKH LJQLWLRQ
FLUFXLW IRU DQ\ GDPDJH WKDW FRXOG FDXVH DQ LQWHUPLWWHQW
RSHQ RU VKRUW WR JURXQG
,V WKH SUREOHP IRXQG"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 9


6\VWHP 2.

 5HSDLU DQ\ ZLUH RU FRQQHFWRU WHUPLQDO DV QHHGHG


 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

 7XUQ WKH LJQLWLRQ 2))


 5HSODFH WKH GLUHFW LJQLWLRQ V\VWHP LJQLWLRQ FRLO
DVVHPEO\
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

 5HSODFH WKH HOHFWURQLF FRQWURO PRGXOH


 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 


6\VWHP 2.

6\VWHP 2.

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


(/(&7521,& 63$5. 7,0,1* $ 6+257(' 72 *5281'
/ 62+&
&LUFXLW 'HVFULSWLRQ
7KH GLUHFW LJQLWLRQ V\VWHP ',6 LJQLWLRQ FRLO LV VXSSOLHG
ZLWK EDWWHU\ YROWDJH ZKHQ WKH LJQLWLRQ LV 21 7KH
HOHFWURQLF FRQWURO PRGXOH (&0 WULJJHUV WKH FLUFXLW IRU
WKH ',6 LJQLWLRQ FRLO 9ROWDJH LV WKHQ LQGXFHG LQ WKH
VHFRQGDU\ SRUWLRQ RI WKH ',6 LJQLWLRQ FRLO &RQWURO RI WKH
',6 LJQLWLRQ FRLO LV PRQLWRUHG VHSDUDWHO\ IRU WKH WZR
HOHFWURQLF VSDUN WLPLQJ OLQHV
'7&  :LOO 6HW :KHQ
- 1R YROWDJH LV VXSSOLHG E\ WKH HOHFWURQLF FRQWURO
PRGXOH (&0 WKURXJK WKH HOHFWURQLF VSDUN WLPLQJ $
OLQH ZKLOH UHIHUHQFH SXOVHV DUH UHFHLYHG E\ WKH (&0
IURP WKH FUDQNVKDIW SRVLWLRQ VHQVRU
- 7KLV HUURU RFFXUV RYHU  WLPHV
'LDJQRVWLF $LGV
- ,QVSHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0 KDUQHVV
FRQQHFWRUV IRU EDFNHGRXW WHUPLQDOV LPSURSHUO\
IRUPHG RU GDPDJHG WHUPLQDOV D SRRU WHUPLQDOWRZLUH
FRQQHFWLRQ DQG D GDPDJHG ZLULQJ KDUQHVV

- ,I FRQQHFWLRQV DQG WKH KDUQHVV DUH 2. FRQQHFW D


GLJLWDO YROWPHWHU RU DQ RVFLOORVFRSH EHWZHHQ WKH
DIIHFWHG WHUPLQDO DQG JURXQG ZKLOH PRYLQJ WKH UHODWHG
FRQQHFWRUV DQG WKH ZLULQJ KDUQHVV ,I WKH IDXOW LV
LQGXFHG WKH YROWDJH UHDGLQJ RU WKH VFRSH SDWWHUQ ZLOO
FKDQJH
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV VWHS FKHFNV ERWK WKH HOHFWURQLF VSDUN WLPLQJ
(67 $ DQG WKH JURXQG IURP WKH HOHFWURQLF FRQWURO
PRGXOH (&0 
 $Q RSHQ FLUFXLW RU VKRUW WR JURXQG WKDW LV LQWHUPLWWHQW
PD\ EH DW IDXOW LQ WKH (67 $ ZLUH IURP WKH (&0
 ,I WKHUH DUH QRW DQ\ SUREOHPV LQ WKH ZLULQJ RI WKH
FLUFXLW \HW QR RXWSXW IURP WKH (&0 WKH (&0 LV
IDXOW\

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   (OHFWURQLF 6SDUN 7LPLQJ $ 6KRUWHG WR *URXQG / 62+&
6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

 'LVFRQQHFW WKH GLUHFW LJQLWLRQ V\VWHP ',6


LJQLWLRQ FRLO FRQQHFWRU
 &KHFN WKH ',6 LJQLWLRQ FRLO FRQQHFWRU WHUPLQDOV WR
HQVXUH WKDW WKH WHUPLQDOV DUH FRUUHFWO\ LQVWDOOHG
DQG QRQH RI WKHP DUH WRXFKLQJ
,V WKH SUREOHP IRXQG"

 &RQQHFW D YROWPHWHU EHWZHHQ WHUPLQDO % DQG


WHUPLQDO & RI WKH ',6 LJQLWLRQ FRLO
 &UDQN WKH HQJLQH
'RHV WKH YROWDJH IOXFWXDWH ZLWKLQ WKH YDOXHV VSHFLILHG"





'$(:22 9 %/

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0
ZKLWH FRQQHFWRU
 &KHFN IRU DQ\ GDPDJHG SLQV RU WHUPLQDOV DW WKH
(&0 FRQQHFWRU WHUPLQDO ' RU QHDU WHUPLQDO '
,V WKH SUREOHP IRXQG"
&KHFN IRU DQ RSHQ RU VKRUW WR JURXQG EHWZHHQ WKH
',6 LJQLWLRQ FRLO FRQQHFWRU WHUPLQDO % DQG WKH (&0
FRQQHFWRU WHUPLQDO '
,V WKH SUREOHP IRXQG"
&KHFN IRU DQ RSHQ RU VKRUW WR JURXQG EHWZHHQ WKH
',6 LJQLWLRQ FRLO FRQQHFWRU WHUPLQDO % DQG WKH (&0
FRQQHFWRU WHUPLQDO ' ZKLOH PRYLQJ WKH FRQQHFWRUV
DQG WKH ZLULQJ KDUQHVV RI WKH LJQLWLRQ FLUFXLW
,V WKH SUREOHP IRXQG"
 5HSDLU WKH RSHQ RU VKRUW WR JURXQG EHWZHHQ WKH
',6 LJQLWLRQ FRLO FRQQHFWRU WHUPLQDO % DQG WKH
(&0 FRQQHFWRU WHUPLQDO '
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
&KHFN WKH ZLUHV DQG ZLULQJ KDUQHVVHV RI WKH LJQLWLRQ
FLUFXLW IRU DQ\ GDPDJH WKDW FRXOG FDXVH DQ
LQWHUPLWWHQW RSHQ RU VKRUW WR JURXQG
,V WKH SUREOHP IRXQG"
 5HSDLU DQ\ ZLUH RU FRQQHFWRU WHUPLQDO DV QHHGHG
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 2))
 5HSODFH WKH GLUHFW LJQLWLRQ V\VWHP LJQLWLRQ FRLO
DVVHPEO\
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 5HSODFH WKH HOHFWURQLF FRQWURO PRGXOH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

9DOXH V


<HV

*R WR 6WHS 

1R
*R WR
'LDJQRVWLF
6\VWHP
&KHFN

 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 


6\VWHP 2.

6\VWHP 2.

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


(/(&7521,& 63$5. 7,0,1* $ 6+257(' 72 *5281'
/ '2+&
&LUFXLW 'HVFULSWLRQ
7KH GLUHFW LJQLWLRQ V\VWHP ',6 LJQLWLRQ FRLO LV VXSSOLHG
ZLWK EDWWHU\ YROWDJH ZKHQ WKH LJQLWLRQ LV 21 7KH
HOHFWURQLF FRQWURO PRGXOH (&0 WULJJHUV WKH FLUFXLW IRU
WKH ',6 LJQLWLRQ FRLO 9ROWDJH LV WKHQ LQGXFHG LQ WKH
VHFRQGDU\ SRUWLRQ RI WKH ',6 LJQLWLRQ FRLO &RQWURO RI WKH
',6 LJQLWLRQ FRLO LV PRQLWRUHG VHSDUDWHO\ IRU WKH WZR
HOHFWURQLF VSDUN WLPLQJ OLQHV
'7&  :LOO 6HW :KHQ
- 1R YROWDJH LV VXSSOLHG E\ WKH HOHFWURQLF FRQWURO
PRGXOH (&0 WKURXJK WKH HOHFWURQLF VSDUN WLPLQJ $
OLQH ZKLOH UHIHUHQFH SXOVHV DUH UHFHLYHG E\ WKH (&0
IURP WKH FUDQNVKDIW SRVLWLRQ VHQVRU
- 7KLV HUURU RFFXUV RYHU  WLPHV
'LDJQRVWLF $LGV
- ,QVSHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0 KDUQHVV
FRQQHFWRUV IRU EDFNHGRXW WHUPLQDOV LPSURSHUO\
IRUPHG RU GDPDJHG WHUPLQDOV D SRRU WHUPLQDOWRZLUH
FRQQHFWLRQ DQG D GDPDJHG ZLULQJ KDUQHVV

- ,I FRQQHFWLRQV DQG WKH KDUQHVV DUH 2. FRQQHFW D


GLJLWDO YROWPHWHU RU DQ RVFLOORVFRSH EHWZHHQ WKH
DIIHFWHG WHUPLQDO DQG JURXQG ZKLOH PRYLQJ WKH UHODWHG
FRQQHFWRUV DQG WKH ZLULQJ KDUQHVV ,I WKH IDXOW LV
LQGXFHG WKH YROWDJH UHDGLQJ RU WKH VFRSH SDWWHUQ ZLOO
FKDQJH
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV VWHS FKHFNV ERWK WKH HOHFWURQLF VSDUN WLPLQJ
(67 $ DQG WKH JURXQG IURP WKH HOHFWURQLF FRQWURO
PRGXOH (&0 
 $Q RSHQ FLUFXLW RU VKRUW WR JURXQG WKDW LV LQWHUPLWWHQW
PD\ EH DW IDXOW LQ WKH (67 $ ZLUH IURP WKH (&0
 ,I WKHUH DUH QRW DQ\ SUREOHPV LQ WKH ZLULQJ RI WKH
FLUFXLW \HW QR RXWSXW IURP WKH (&0 WKH (&0 LV
IDXOW\

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   (OHFWURQLF 6SDUN 7LPLQJ $ 6KRUWHG WR *URXQG / '2+&
6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

 'LVFRQQHFW WKH GLUHFW LJQLWLRQ V\VWHP ',6


LJQLWLRQ FRLO FRQQHFWRU
 &KHFN WKH ',6 LJQLWLRQ FRLO FRQQHFWRU WHUPLQDOV WR
HQVXUH WKDW WKH WHUPLQDOV DUH FRUUHFWO\ LQVWDOOHG
DQG QRQH RI WKHP DUH WRXFKLQJ
,V WKH SUREOHP IRXQG"

 &RQQHFW D YROWPHWHU EHWZHHQ WHUPLQDO % DQG


WHUPLQDO & RI WKH ',6 LJQLWLRQ FRLO
 &UDQN WKH HQJLQH
'RHV WKH YROWDJH IOXFWXDWH ZLWKLQ WKH YDOXHV VSHFLILHG"





'$(:22 9 %/

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0
ZKLWH FRQQHFWRU
 &KHFN IRU DQ\ GDPDJHG SLQV RU WHUPLQDOV DW WKH
(&0 FRQQHFWRU WHUPLQDO & RU QHDU WHUPLQDO &
,V WKH SUREOHP IRXQG"
&KHFN IRU DQ RSHQ RU VKRUW WR JURXQG EHWZHHQ WKH
',6 LJQLWLRQ FRLO FRQQHFWRU WHUPLQDO % DQG WKH (&0
FRQQHFWRU WHUPLQDO &
,V WKH SUREOHP IRXQG"
&KHFN IRU DQ RSHQ RU VKRUW WR JURXQG EHWZHHQ WKH
',6 LJQLWLRQ FRLO FRQQHFWRU WHUPLQDO % DQG WKH (&0
FRQQHFWRU WHUPLQDO & ZKLOH PRYLQJ WKH FRQQHFWRUV
DQG WKH ZLULQJ KDUQHVV RI WKH LJQLWLRQ FLUFXLW
,V WKH SUREOHP IRXQG"
 5HSDLU WKH RSHQ RU VKRUW WR JURXQG EHWZHHQ WKH
',6 LJQLWLRQ FRLO FRQQHFWRU WHUPLQDO % DQG WKH
(&0 FRQQHFWRU WHUPLQDO &
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
&KHFN WKH ZLUHV DQG ZLULQJ KDUQHVVHV RI WKH LJQLWLRQ
FLUFXLW IRU DQ\ GDPDJH WKDW FRXOG FDXVH DQ
LQWHUPLWWHQW RSHQ RU VKRUW WR JURXQG
,V WKH SUREOHP IRXQG"
 5HSDLU DQ\ ZLUH RU FRQQHFWRU WHUPLQDO DV QHHGHG
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 2))
 5HSODFH WKH GLUHFW LJQLWLRQ V\VWHP LJQLWLRQ FRLO
DVVHPEO\
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 5HSODFH WKH HOHFWURQLF FRQWURO PRGXOH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 9


6\VWHP 2.


*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 


6\VWHP 2.

6\VWHP 2.

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


$,5 &21',7,21,1* &2035(6625 5(/$< 6+257(' 72 *5281'
/ '2+&
&LUFXLW 'HVFULSWLRQ
:KHQ WKH $& VZLWFK LV WXUQHG 21 WKH HOHFWURQLF FRQWURO
PRGXOH (&0 JURXQGV WKH $& FRPSUHVVRU UHOD\ WR
LQLWLDWH $& FRPSUHVVRU RSHUDWLRQ 8QGHU YDULRXV
RSHUDWLQJ FRQGLWLRQV WKH (&0 ZLOO LQWHUUXSW $&
FRPSUHVVRU RSHUDWLRQ

- ,I WKH FRQQHFWLRQV DQG WKH ZLULQJ KDUQHVV DUH LQ JRRG


FRQGLWLRQ FRQQHFW D WHVW OLJKW EHWZHHQ WKH $&
FRPSUHVVRU UHOD\ FRQQHFWRU WHUPLQDO  DQG EDWWHU\
SRVLWLYH ZKLOH PRYLQJ UHODWHG FRQQHFWRUV ,I WKH IDXOW
LV LQGXFHG WKH WHVW OLJKW ZLOO WXUQ RQ 7KLV PD\ KHOS WR
LVRODWH WKH ORFDWLRQ RI DQ LQWHUPLWWHQW SUREOHP

'7&  :LOO 6HW :KHQ


- $ VKRUW WR JURXQG FRQGLWLRQ H[LVWV DQG LV SUHVHQW IRU
PRUH WKDQ  VHFRQGV

7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 :LWK WKH LJQLWLRQ 2)) WKH HOHFWURQLF FRQWURO PRGXOH
(&0 VKRXOG QRW EH DSSO\LQJ JURXQG WR WKH $&
FRPSUHVVRU UHOD\
 ,I WKH WHVW OLJKW LV VWLOO RQ DIWHU GLVFRQQHFWLQJ WKH (&0
UHG FRQQHFWRU WKH ZLUH EHWZHHQ WKH $& FRPSUHVVRU
UHOD\ DQG WKH (&0 LV VKRUWHG WR JURXQG ,I WKH WHVW
OLJKW JRHV RII WKH (&0 LV DW IDXOW

'LDJQRVWLF $LGV
- ,QVSHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0 ZLULQJ
KDUQHVV FRQQHFWRUV IRU LPSURSHU PDWLQJ EURNHQ
ORFNV LPSURSHUO\ IRUPHG RU GDPDJHG WHUPLQDOV D
SRRU WHUPLQDOWRZLUH FRQQHFWLRQ DQG D GDPDJHG
KDUQHVV

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   $LU &RQGLWLRQLQJ &RPSUHVVRU 5HOD\ 6KRUWHG WR *URXQG / '2+&
6WHS

$FWLRQ

9DOXH V

'HWHUPLQH ZKHWKHU WKH 'LDJQRVWLF 6\VWHP &KHFN


KDV EHHQ SHUIRUPHG
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

 'LVFRQQHFW WKH $& FRPSUHVVRU UHOD\


 &RQQHFW D WHVW OLJKW EHWZHHQ WKH $& FRPSUHVVRU
UHOD\ FRQQHFWRU WHUPLQDO  DQG EDWWHU\ SRVLWLYH
,V WKH WHVW OLJKW RQ"

'LVFRQQHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0 UHG


FRQQHFWRU
,V WKH WHVW OLJKW RQ"

 5HSDLU WKH VKRUW WR JURXQG LQ WKH ZLUH EHWZHHQ


WKH $& FRPSUHVVRU UHOD\ FRQQHFWRU WHUPLQDO 
DQG WKH (&0 FRQQHFWRU WHUPLQDO $
 &OHDU DQ\ GLDJQRVWLF WURXEOH FRGHV '7&V IURP
WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

 5HSODFH WKH HOHFWURQLF FRQWURO PRGXOH


 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

<HV

1R

*R WR 6WHS 

*R WR
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

6\VWHP 2.

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


$,5 &21',7,21,1* &2035(6625 5(/$< 6+257(' 72 %$77(5<
/ '2+&
&LUFXLW 'HVFULSWLRQ
:KHQ WKH $& VZLWFK LV WXUQHG 21 WKH HOHFWURQLF FRQWURO
PRGXOH (&0 JURXQGV WKH $& FRPSUHVVRU UHOD\ WR
LQLWLDWH $& FRPSUHVVRU RSHUDWLRQ 8QGHU YDULRXV
RSHUDWLQJ FRQGLWLRQV WKH (&0 ZLOO LQWHUUXSW $&
FRPSUHVVRU RSHUDWLRQ

- ,I WKH FRQQHFWLRQV DQG WKH ZLULQJ KDUQHVV DUH LQ JRRG


FRQGLWLRQ FRQQHFW D WHVW OLJKW EHWZHHQ WKH $&
FRPSUHVVRU UHOD\ FRQQHFWRU WHUPLQDO  DQG JURXQG
ZKLOH PRYLQJ UHODWHG FRQQHFWRUV ,I WKH IDXOW LV
LQGXFHG WKH WHVW OLJKW ZLOO WXUQ RQ 7KLV PD\ KHOS WR
LVRODWH WKH ORFDWLRQ RI DQ LQWHUPLWWHQW SUREOHP

'7&  :LOO 6HW :KHQ


- $ VKRUW WR EDWWHU\ YROWDJH FRQGLWLRQ H[LVWV DQG LV
SUHVHQW IRU PRUH WKDQ  VHFRQGV

7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 ,I WKH WHVW OLJKW LV VWLOO RQ DIWHU GLVFRQQHFWLQJ WKH (&0
UHG FRQQHFWRU WKH ZLUH EHWZHHQ WKH $& FRPSUHVVRU
UHOD\ DQG WKH (&0 LV VKRUWHG WR YROWDJH ,I WKH WHVW
OLJKW JRHV RII WKH (&0 LV DW IDXOW

'LDJQRVWLF $LGV
- ,QVSHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0 ZLULQJ
KDUQHVV FRQQHFWRUV IRU LPSURSHU PDWLQJ EURNHQ
ORFNV LPSURSHUO\ IRUPHG RU GDPDJHG WHUPLQDOV D
SRRU WHUPLQDOWRZLUH FRQQHFWLRQ DQG D GDPDJHG
KDUQHVV

'$(:22 9 %/

(1*,1( &21752/6 )  


'7&   $LU &RQGLWLRQLQJ &RPSUHVVRU 5HOD\ 6KRUWHG WR %DWWHU\ / '2+&
6WHS

$FWLRQ

'HWHUPLQH ZKHWKHU WKH 'LDJQRVWLF 6\VWHP &KHFN


KDV EHHQ SHUIRUPHG
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

 'LVFRQQHFW WKH $& FRPSUHVVRU UHOD\


 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WKH $&
FRPSUHVVRU UHOD\ WHUPLQDOV  DQG 
'RHV WKH UHVLVWDQFH PHDVXUH QHDU WKH YDOXH
VSHFLILHG"

9DOXH V




&RQQHFW D WHVW OLJKW EHWZHHQ WKH $& FRPSUHVVRU


UHOD\ FRQQHFWRU WHUPLQDO  DQG JURXQG
,V WKH WHVW OLJKW RQ"

'LVFRQQHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0 UHG


FRQQHFWRU
,V WKH WHVW OLJKW RQ"

 5HSDLU WKH VKRUW WR YROWDJH LQ WKH ZLUH EHWZHHQ


WKH $& FRPSUHVVRU UHOD\ FRQQHFWRU WHUPLQDO 
DQG WKH (&0 FRQQHFWRU WHUPLQDO $
 &OHDU DQ\ GLDJQRVWLF WURXEOH FRGHV '7&V IURP
WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

 5HSODFH WKH $& FRPSUHVVRU UHOD\


 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"
 5HSODFH WKH HOHFWURQLF FRQWURO PRGXOH
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

<HV

*R WR 6WHS 

1R
*R WR
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.



6\VWHP 2.


6\VWHP 2.

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


4'0 )$,/85( / 62+&
&LUFXLW 'HVFULSWLRQ
7KH HOHFWURQLF FRQWURO PRGXOH (&0 LV XVHG WR FRQWURO
VHYHUDO FRPSRQHQWV VXFK DV WKRVH LOOXVWUDWHG DERYH
7KH (&0 FRQWUROV WKHVH GHYLFHV WKURXJK WKH XVH RI D
TXDG GULYHU PRGXOH 4'0  :KHQ WKH (&0 LV
FRPPDQGLQJ D FRPSRQHQW RQ WKH YROWDJH SRWHQWLDO RI
WKH RXWSXW FLUFXLW ZLOO EH ORZ QHDU  YROWV  :KHQ WKH
(&0 LV FRPPDQGLQJ WKH RXWSXW FLUFXLW WR D FRPSRQHQW
RII WKH YROWDJH SRWHQWLDO RI WKH FLUFXLW ZLOO EH KLJK QHDU
EDWWHU\ YROWDJH  7KH SULPDU\ IXQFWLRQ RI WKH 4'0 LV WR
VXSSO\ WKH JURXQG IRU WKH FRPSRQHQW EHLQJ FRQWUROOHG
7KH 4'0 KDV D IDXOW OLQH ZKLFK LV PRQLWRUHG E\ WKH
(&0 7KLV (&0 ZLOO FRPSDUH WKH YROWDJH DW WKH 4'0
EDVHG RQ DFFHSWHG YDOXHV RI WKH IDXOW OLQH ,I WKH 4'0

IDXOW GHWHFWLRQ FLUFXLW VHQVHV D YROWDJH RWKHU WKDQ WKH


DFFHSWHG YDOXH WKH GLDJQRVWLF WURXEOH FRGH '7& 
ZLOO EH VHW
7KH (&0 KDV DQ LQWHUQDOO\ SURWHFWHG 4'0 7KLV LQWHUQDO
SURWHFWLRQ FDQ EH FRPSDUHG WR D FLUFXLW EUHDNHU ,I WRR
PXFK FXUUHQW IORZV LQ D FRQWUROOHG FLUFXLW WKLV W\SH RI
4'0 WXUQV LWVHOI RII 7KLV DOORZV WKH 4'0 WR VXUYLYH D
VKRUWHG UHOD\ VROHQRLG RU ZLUH 5HSDLU WKH IDXOW LQ WKH
RXWSXW FLUFXLW DQG WKH 4'0 ZLOO UHWXUQ WR QRUPDO
RSHUDWLRQ ,W LV QRW QHFHVVDU\ WR UHSODFH WKH (&0 XQOHVV
LW LV GHWHUPLQHG WKDW WKH (&0 LWVHOI LV IDXOW\
'7& :LOO 6HW :KHQ
- $ 4'0 IDXOW KDV EHHQ GHWHFWHG FRQVHFXWLYHO\ WKUHH
WLPHV

'$(:22 9 %/

(1*,1( &21752/6 )  


'LDJQRVWLF $LGV
- 5HODWHG V\PSWRPV RI D 4'0 IDXOW VXFK FRPSRQHQWV
RQ DOO WKH WLPH RU QHYHU RQ ZLOO LVRODWH WKH SUREOHP
FLUFXLW
- 0RQLWRU WKH YROWDJH DW FRQQHFWRU WHUPLQDOV VKRZQ LQ
WKH ZLULQJ GLDJUDP ZKLOH PRYLQJ UHODWHG KDUQHVV
FRQQHFWRUV LQFOXGLQJ WKH (&0 KDUQHVV 7KLV PD\
KHOS LQ ORFDWLQJ DQ LQWHUPLWWHQW FRQGLWLRQ
- &KHFN IRU EHQW FRQQHFWRU WHUPLQDOV DW WKH (&0
FRQQHFWRUV DQG WKH FRQQHFWRUV RI WKH UHOD\V DQG
VROHQRLGV
- &KHFN IRU EHQW SLQV DW WKH (&0
- ,I WKH '7&  UHRFFXUV ZLWK QR DSSDUHQW FRQQHFWRU
SUREOHP UHSODFH WKH (&0
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KH HOHFWURQLF FRQWURO PRGXOH (&0 GRHV QRW NQRZ
ZKLFK FRQWUROOHG FLUFXLW FDXVHG WKH '7&  7KLV











VWHS ZLOO JR WKURXJK HDFK RI WKH FLUFXLWV WR GHWHUPLQH


ZKLFK LV DW IDXOW
%\ JURXQGLQJ WKH DVVHPEO\ OLQH GLDJQRVWLF OLQN
$/'/  WKLV FDXVHV WKH (&0 WR DFWXDWH DOO UHOD\V
DQG VROHQRLGV
%\ UHPRYLQJ WKH MXPSHU IURP WKH $/'/ RQO\ WKH
LJQLWLRQ IHHG VKRXOG EH SUHVHQW WR WKH UHOD\ RU
VROHQRLG 7KH (&0 VKRXOG QR ORQJHU EH VXSSO\LQJ D
JURXQG WR FRPSOHWH WKH FLUFXLW
:LWK WKH (&0 FRQQHFWRUV GLVFRQQHFWHG RQO\ D
VKRUW WR JURXQG LQ WKH ZLULQJ EHWZHHQ WKH DIIHFWHG
FRPSRQHQW DQG WKH (&0 ZLOO DOORZ WKH WHVW OLJKW WR
WXUQ RQ
,I WKHUH DUH QR SUREOHPV IRXQG LQ WKH ZLULQJ DQG WKH
FRQQHFWLRQV DUH 2. UHSODFH WKH DIIHFWHG UHOD\ RU
VROHQRLG
,I WKHUH LV QR LJQLWLRQ IHHG WR WKH DIIHFWHG
FRPSRQHQW FKHFN IRU D EORZQ IXVH RU RSHQ LQ WKH
ZLULQJ ,I WKH IXVH LV EORZQ ORFDWH DQG UHSDLU WKH
VKRUW WR JURXQG LQ WKDW LJQLWLRQ IHHG FLUFXLW

'7&   4'0 )DLOXUH / 62+&


6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

'$(:22 9 %/

 'LVFRQQHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0


UHG FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
 &RQQHFW DQ DPPHWHU VHW WR  DPS VFDOH
EHWZHHQ HDFK RI WKH IROORZLQJ (&0 FRQQHFWRU
WHUPLQDOV DQG JURXQG
- $  )DQ ORZ UHOD\
- $  )DQ KLJK UHOD\
- $  $& FRPSUHVVRU UHOD\
- $  )XHO SXPS UHOD\
- $  &&3 VROHQRLG 62+& 
'RHV WKH DPSHUDJH RI DOO FLUFXLWV PHDVXUH ZLWKLQ WKH
YDOXH VSHFLILHG"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW WKH (&0 UHG FRQQHFWRU
 8VH WKH ZLULQJ GLDJUDP WR GHWHUPLQH WKH VSHFLILF
FRPSRQHQW WHUPLQDOV WR EH WHVWHG
 'LVFRQQHFW WKH UHOD\VROHQRLG IURP WKH DIIHFWHG
FLUFXLW
 -XPSHU WHUPLQDOV $ DQG % RI WKH DVVHPEO\ OLQH
GLDJQRVWLF OLQN $/'/ 
 7XUQ WKH LJQLWLRQ 21
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH FRQQHFWRU
WHUPLQDOV IRU WKH FRPSRQHQW RI WKH DIIHFWHG FLUFXLW
,V WKH WHVW OLJKW RQ"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
'LDJQRVWLF
6\VWHP
&KHFN

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 DPSV
EXW QRW 
DPSV

)   (1*,1( &21752/6


'7&   4'0 )DLOXUH / DQG / 62+& &RQW
G
6WHS








$FWLRQ
5HPRYH WKH MXPSHU IURP WKH $/'/
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH (&0 UHG FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH FRQQHFWRU
WHUPLQDOV IRU WKH FRPSRQHQW RI WKH DIIHFWHG FLUFXLW
,V WKH WHVW OLJKW RQ"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ 2))


 5HSDLU WKH VKRUW WR JURXQG EHWZHHQ WKH
FRPSRQHQW RI WKH DIIHFWHG FLUFXLW DQG WKH (&0
 &RQQHFW WKH (&0 UHG FRQQHFWRU
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

 7XUQ WKH LJQLWLRQ 2))


 &KHFN IRU SRRU FRQQHFWLRQV DQG UHSDLU DV QHHGHG
 ,I WKH FRQQHFWLRQV DUH 2. UHSODFH WKH FRPSRQHQW
RI WKH DIIHFWHG FLUFXLW
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

&RQQHFW WKH WHVW OLJKW EHWZHHQ WKH LJQLWLRQ IHHG


FRQQHFWRU WHUPLQDO IRU WKH FRPSRQHQW RI WKH DIIHFWHG
FLUFXLW DQG JURXQG
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 2))
 &KHFN IRU DQ RSHQ LQ WKH ZLULQJ EHWZHHQ WKH
FRPSRQHQW RI WKH DIIHFWHG FLUFXLW DQG WKH (&0
,V WKH SUREOHP IRXQG"

6\VWHP 2.

6\VWHP 2.


 5HSDLU WKH RSHQ ZLUH


 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

 5HSDLU WKH RSHQ LQ WKH DIIHFWHG FRPSRQHQW


LJQLWLRQ IHHG FLUFXLW
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

 5HSODFH WKH (&0


 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.


6\VWHP 2.


6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 


4'0 )$,/85( / '2+&
&LUFXLW 'HVFULSWLRQ
7KH HOHFWURQLF FRQWURO PRGXOH (&0 LV XVHG WR FRQWURO
VHYHUDO FRPSRQHQWV VXFK DV WKRVH LOOXVWUDWHG DERYH
7KH (&0 FRQWUROV WKHVH GHYLFHV WKURXJK WKH XVH RI D
TXDGGULYHU PRGXOH 4'0  :KHQ WKH (&0 LV
FRPPDQGLQJ D FRPSRQHQW RQ WKH YROWDJH SRWHQWLDO RI
WKH RXWSXW FLUFXLW ZLOO EH ORZ QHDU  YROWV  :KHQ WKH
(&0 LV FRPPDQGLQJ WKH RXWSXW FLUFXLW WR D FRPSRQHQW
RII WKH YROWDJH SRWHQWLDO RI WKH FLUFXLW ZLOO EH KLJK QHDU
EDWWHU\ YROWDJH  7KH SULPDU\ IXQFWLRQ RI WKH 4'0 LV WR
VXSSO\ WKH JURXQG IRU WKH FRPSRQHQW EHLQJ FRQWUROOHG
7KH (&0 KDV DQ LQWHUQDOO\ SURWHFWHG 4'0 7KLV LQWHUQDO
SURWHFWLRQ FDQ EH FRPSDUHG WR D FLUFXLW EUHDNHU ,I WRR
PXFK FXUUHQW IORZV LQ D FRQWUROOHG FLUFXLW WKLV W\SH RI

4'0 WXUQV LWVHOI RII 7KLV DOORZV WKH 4'0 WR VXUYLYH D


VKRUWHG UHOD\ VROHQRLG RU ZLUH 5HSDLU WKH IDXOW LQ WKH
RXWSXW FLUFXLW DQG WKH 4'0 ZLOO UHWXUQ WR QRUPDO
RSHUDWLRQ ,W LV QRW QHFHVVDU\ WR UHSODFH WKH (&0 XQOHVV
LW LV GHWHUPLQHG WKDW WKH (&0 LWVHOI LV IDXOW\
(DFK 4'0 KDV D IDXOW OLQH ZKLFK LV PRQLWRUHG E\ WKH
(&0 7KH (&0 ZLOO FRPSDUH WKH YROWDJH DW WKH 4'0
EDVHG RQ DFFHSWHG YDOXHV RI WKH IDXOW OLQH ,I WKH 4'0
IDXOW GHWHFWLRQ FLUFXLW VHQVHV D YROWDJH RWKHU WKDQ WKH
DFFHSWHG YDOXH WKH GLDJQRVWLF WURXEOH FRGH '7& 
ZLOO EH VHW
'7&  :LOO 6HW :KHQ
- $ 4'0 IDXOW KDV EHHQ GHWHFWHG FRQVHFXWLYHO\ WKUHH
WLPHV

'$(:22 9 %/

(1*,1( &21752/6 )  


'LDJQRVWLF $LGV
- 5HODWHG V\PSWRPV RI D 4'0 IDXOW VXFK FRPSRQHQWV
RQ DOO WKH WLPH RU QHYHU RQ ZLOO LVRODWH WKH SUREOHP
FLUFXLW
- 0RQLWRU WKH YROWDJH DW FRQQHFWRU WHUPLQDOV VKRZQ LQ
WKH ZLULQJ GLDJUDP ZKLOH PRYLQJ UHODWHG KDUQHVV
FRQQHFWRUV LQFOXGLQJ WKH (&0 KDUQHVV 7KLV PD\
KHOS LQ ORFDWLQJ DQ LQWHUPLWWHQW FRQGLWLRQ
- &KHFN IRU EHQW FRQQHFWRU WHUPLQDOV DW WKH (&0
FRQQHFWRUV DQG WKH FRQQHFWRUV RI WKH UHOD\V DQG
VROHQRLGV
- &KHFN IRU EHQW SLQV DW WKH (&0
- ,I WKH '7&  UHRFFXUV ZLWK QR DSSDUHQW FRQQHFWRU
SUREOHP UHSODFH WKH (&0
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KH HOHFWURQLF FRQWURO PRGXOH (&0 GRHV QRW NQRZ
ZKLFK FRQWUROOHG FLUFXLW FDXVHG WKH '7&  7KLV











VWHS ZLOO JR WKURXJK HDFK RI WKH FLUFXLWV WR GHWHUPLQH


ZKLFK LV DW IDXOW
%\ JURXQGLQJ WKH DVVHPEO\ OLQH GLDJQRVWLF OLQN
$/'/  WKLV FDXVHV WKH (&0 WR DFWXDWH DOO UHOD\V
DQG VROHQRLGV
%\ UHPRYLQJ WKH MXPSHU IURP WKH $/'/ RQO\ WKH
LJQLWLRQ IHHG VKRXOG EH SUHVHQW WR WKH UHOD\ RU
VROHQRLG 7KH (&0 VKRXOG QR ORQJHU EH VXSSO\LQJ D
JURXQG WR FRPSOHWH WKH FLUFXLW
:LWK WKH (&0 FRQQHFWRUV GLVFRQQHFWHG RQO\ D
VKRUW WR JURXQG LQ WKH ZLULQJ EHWZHHQ WKH DIIHFWHG
FRPSRQHQW DQG WKH (&0 ZLOO DOORZ WKH WHVW OLJKW WR
WXUQ RQ
,I WKHUH DUH QR SUREOHPV IRXQG LQ WKH ZLULQJ DQG WKH
FRQQHFWLRQV DUH 2. UHSODFH WKH DIIHFWHG UHOD\ RU
VROHQRLG
,I WKHUH LV QR LJQLWLRQ IHHG WR WKH DIIHFWHG
FRPSRQHQW FKHFN IRU D EORZQ IXVH RU RSHQ LQ WKH
ZLULQJ ,I WKH IXVH LV EORZQ ORFDWH DQG UHSDLU WKH
VKRUW WR JURXQG LQ WKDW LJQLWLRQ IHHG FLUFXLW

'7&   4'0 )DLOXUH / '2+&


6WHS

$FWLRQ
:DV WKH 'LDJQRVWLF 6\VWHP &KHFN SHUIRUPHG"

'$(:22 9 %/

 'LVFRQQHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0


UHG FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
 &RQQHFW DQ DPPHWHU VHW WR  DPS VFDOH
EHWZHHQ HDFK RI WKH IROORZLQJ (&0 FRQQHFWRU
WHUPLQDOV DQG JURXQG
- $  )DQ ORZ UHOD\
- $  )DQ KLJK UHOD\
- $  $& FRPSUHVVRU UHOD\
- $  )XHO SXPS UHOD\
- $  &&3 VROHQRLG
'RHV WKH DPSHUDJH RI DOO FLUFXLWV PHDVXUH ZLWKLQ WKH
YDOXH VSHFLILHG"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW WKH (&0 UHG FRQQHFWRU
 8VH WKH ZLULQJ GLDJUDP WR GHWHUPLQH WKH VSHFLILF
FRPSRQHQW WHUPLQDOV WR EH WHVWHG
 'LVFRQQHFW WKH UHOD\VROHQRLG IURP WKH DIIHFWHG
FLUFXLW
 -XPSHU WHUPLQDOV $ DQG % RI WKH DVVHPEO\ OLQH
GLDJQRVWLF OLQN $/'/ 
 7XUQ WKH LJQLWLRQ 21
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH FRQQHFWRU
WHUPLQDOV IRU WKH FRPSRQHQW RI WKH DIIHFWHG FLUFXLW
,V WKH WHVW OLJKW RQ"

9DOXH V


 DPSV
EXW QRW 
DPSV

<HV
*R WR 6WHS 

1R
*R WR
'LDJQRVWLF
6\VWHP
&KHFN

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

)   (1*,1( &21752/6


'7&   4'0 )DLOXUH / '2+& &RQW
G
6WHS








$FWLRQ
5HPRYH WKH MXPSHU IURP WKH $/'/
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH (&0 UHG FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH FRQQHFWRU
WHUPLQDOV IRU WKH FRPSRQHQW RI WKH DIIHFWHG FLUFXLW
,V WKH WHVW OLJKW RQ"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ 2))


 5HSDLU WKH VKRUW WR JURXQG EHWZHHQ WKH
FRPSRQHQW RI WKH DIIHFWHG FLUFXLW DQG WKH (&0
 &RQQHFW WKH (&0 UHG FRQQHFWRU
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

 7XUQ WKH LJQLWLRQ 2))


 &KHFN IRU SRRU FRQQHFWLRQV DQG UHSDLU DV QHHGHG
 ,I WKH FRQQHFWLRQV DUH 2. UHSODFH WKH FRPSRQHQW
RI WKH DIIHFWHG FLUFXLW
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

&RQQHFW WKH WHVW OLJKW EHWZHHQ WKH LJQLWLRQ IHHG


FRQQHFWRU WHUPLQDO IRU WKH FRPSRQHQW RI WKH DIIHFWHG
FLUFXLW DQG JURXQG
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 2))
 &KHFN IRU DQ RSHQ LQ WKH ZLULQJ EHWZHHQ WKH
FRPSRQHQW RI WKH DIIHFWHG FLUFXLW DQG WKH (&0
,V WKH SUREOHP IRXQG"

6\VWHP 2.

6\VWHP 2.


 5HSDLU WKH RSHQ ZLUH


 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

 5HSDLU WKH RSHQ LQ WKH DIIHFWHG FRPSRQHQW


LJQLWLRQ IHHG FLUFXLW
 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

 5HSODFH WKH (&0


 &OHDU DQ\ '7&V IURP WKH (&0
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.


6\VWHP 2.


6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

',$*126,6 / '2+&


6<67(0 ',$*126,6
',$*1267,& $,'6

,I DQ LQWHUPLWWHQW SUREOHP LV HYLGHQW IROORZ WKH


JXLGHOLQHV EHORZ
3UHOLPLQDU\ &KHFNV
%HIRUH XVLQJ WKLV VHFWLRQ \RX VKRXOG KDYH DOUHDG\
SHUIRUPHG WKH 2Q%RDUG 'LDJQRVWLF 6\VWHP &KHFN
3HUIRUP D WKRURXJK YLVXDO LQVSHFWLRQ 7KLV LQVSHFWLRQ
FDQ RIWHQ OHDG WR FRUUHFWLQJ D SUREOHP ZLWKRXW IXUWKHU
FKHFNV DQG FDQ VDYH YDOXDEOH WLPH ,QVSHFW IRU WKH
IROORZLQJ FRQGLWLRQV
- (QJLQH FRQWURO PRGXOH (&0 JURXQGV IRU EHLQJ
FOHDQ WLJKW DQG LQ WKHLU SURSHU ORFDWLRQ
- 9DFXXP KRVHV IRU VSOLWV NLQNV FROODSVLQJ DQG SURSHU
FRQQHFWLRQV DV VKRZQ RQ WKH 9HKLFOH (PLVVLRQ
&RQWURO ,QIRUPDWLRQ ODEHO ,QVSHFW WKRURXJKO\ IRU DQ\
W\SH RI OHDN RU UHVWULFWLRQ
- $LU OHDNV DW WKH WKURWWOH ERG\ PRXQWLQJ DUHD DQG WKH
LQWDNH PDQLIROG VHDOLQJ VXUIDFHV
- ,JQLWLRQ ZLUHV IRU FUDFNV KDUGQHVV SURSHU URXWLQJ
DQG FDUERQ WUDFNLQJ
- :LULQJ IRU SURSHU FRQQHFWLRQV
- :LULQJ IRU SLQFKHV RU FXWV
'LDJQRVWLF 7URXEOH &RGH 7DEOHV
'R QRW XVH WKH GLDJQRVWLF WURXEOH FRGH '7& WDEOHV WR
WU\ DQG FRUUHFW DQ LQWHUPLWWHQW IDXOW 7KH IDXOW PXVW EH
SUHVHQW WR ORFDWH WKH SUREOHP
,QFRUUHFW XVH RI WKH '7& WDEOHV PD\ UHVXOW LQ WKH
XQQHFHVVDU\ UHSODFHPHQW RI SDUWV
)DXOW\ (OHFWULFDO &RQQHFWLRQV RU :LULQJ
0RVW LQWHUPLWWHQW SUREOHPV DUH FDXVHG E\ IDXOW\
HOHFWULFDO FRQQHFWLRQV RU ZLULQJ 3HUIRUP D FDUHIXO
LQVSHFWLRQ RI VXVSHFW FLUFXLWV IRU WKH IROORZLQJ
- 3RRU PDWLQJ RI WKH FRQQHFWRU KDOYHV
- 7HUPLQDOV QRW IXOO\ VHDWHG LQ WKH FRQQHFWRU ERG\
- ,PSURSHUO\ IRUPHG RU GDPDJHG WHUPLQDOV $OO
FRQQHFWRU WHUPLQDOV LQ D SUREOHP FLUFXLW VKRXOG EH
FDUHIXOO\ LQVSHFWHG UHIRUPHG RU UHSODFHG WR LQVXUH
FRQWDFW WHQVLRQ
- 3RRU WHUPLQDOWRZLUH FRQQHFWLRQ 7KLV UHTXLUHV
UHPRYLQJ WKH WHUPLQDO IURP WKH FRQQHFWRU ERG\

'$(:22 9 %/

5RDG 7HVW
,I D YLVXDO LQVSHFWLRQ GRHV QRW ILQG WKH FDXVH RI WKH
SUREOHP WKH YHKLFOH FDQ EH GULYHQ ZLWK D YROWPHWHU RU D
VFDQ WRRO FRQQHFWHG WR D VXVSHFWHG FLUFXLW $Q DEQRUPDO
YROWDJH RU VFDQ WRRO UHDGLQJ ZLOO LQGLFDWH WKDW WKH
SUREOHP LV LQ WKDW FLUFXLW
,I WKHUH DUH QR ZLULQJ RU FRQQHFWRU SUREOHPV IRXQG DQG D
'7& ZDV VWRUHG IRU D FLUFXLW KDYLQJ D VHQVRU H[FHSW IRU
'7& 3 DQG '7& 3 UHSODFH WKH VHQVRU
)XHO 6\VWHP
6RPH LQWHUPLWWHQW GULYHDELOLW\ SUREOHPV FDQ EH
DWWULEXWHG WR SRRU IXHO TXDOLW\ ,I D YHKLFOH LV RFFDVLRQDOO\
UXQQLQJ URXJK VWDOOLQJ RU RWKHUZLVH SHUIRUPLQJ EDGO\
DVN WKH FXVWRPHU DERXW WKH IROORZLQJ IXHO EX\LQJ KDELWV
- 'R WKH\ DOZD\V EX\ IURP WKH VDPH VRXUFH" ,I VR IXHO
TXDOLW\ SUREOHPV FDQ XVXDOO\ EH GLVFRXQWHG
- 'R WKH\ EX\ WKHLU IXHO IURP ZKLFKHYHU IXHO VWDWLRQ WKDW
LV DGYHUWLVLQJ WKH ORZHVW SULFH" ,I VR FKHFN WKH IXHO
WDQN IRU VLJQV RI GHEULV ZDWHU RU RWKHU FRQWDPLQDWLRQ

,'/( /($51 352&('85(


:KHQHYHU WKH EDWWHU\ FDEOHV WKH HQJLQH FRQWURO PRGXOH
(&0  RU WKH IXVH LV GLVFRQQHFWHG RU UHSODFHG WKH
IROORZLQJ LGOH OHDUQ SURFHGXUH PXVW EH SHUIRUPHG
 7XUQ WKH LJQLWLRQ 21 IRU  VHFRQGV
 7XUQ WKH LJQLWLRQ 2)) IRU  VHFRQGV
 7XUQ WKH LJQLWLRQ 21 IRU  VHFRQGV
 6WDUW WKH HQJLQH LQ SDUNQHXWUDO
 $OORZ WKH HQJLQH WR UXQ XQWLO WKH HQJLQH FRRODQW LV
DERYH E& E) 
 7XUQ WKH $& 21 IRU  VHFRQGV LI HTXLSSHG
 7XUQ WKH $& 2)) IRU  VHFRQGV LI HTXLSSHG
 ,I WKH YHKLFOH LV HTXLSSHG ZLWK DQ DXWRPDWLF WUDQVD[OH
DSSO\ WKH SDUNLQJ EUDNH :KLOH SUHVVLQJ WKH EUDNH
SHGDO SODFH WKH WUDQVD[OH LQ ' GULYH 
 7XUQ WKH $& 21 IRU  VHFRQGV LI HTXLSSHG
 7XUQ WKH $& 2)) IRU  VHFRQGV LI HTXLSSHG
 7XUQ WKH LJQLWLRQ 2)) 7KH LGOH OHDUQ SURFHGXUH LV
FRPSOHWH

)   (1*,1( &21752/6

&)

21%2$5' ',$*1267,& 2%' 6<67(0 &+(&.


&LUFXLW 'HVFULSWLRQ
7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN LV WKH
VWDUWLQJ SRLQW IRU DQ\ GULYHDELOLW\ FRPSODLQW GLDJQRVLV
%HIRUH XVLQJ WKLV SURFHGXUH SHUIRUP D FDUHIXO
YLVXDOSK\VLFDO FKHFN RI WKH HQJLQH FRQWURO PRGXOH
(&0 DQG WKH HQJLQH JURXQGV IRU FOHDQOLQHVV DQG
WLJKWQHVV
7KH 2%' V\VWHP FKHFN LV DQ RUJDQL]HG DSSURDFK WR
LGHQWLI\LQJ D SUREOHP FUHDWHG E\ DQ HOHFWURQLF HQJLQH
FRQWURO V\VWHP PDOIXQFWLRQ
'LDJQRVWLF $LGV
$Q LQWHUPLWWHQW PD\ EH FDXVHG E\ D SRRU FRQQHFWLRQ
UXEEHGWKURXJK ZLUH LQVXODWLRQ RU D ZLUH EURNHQ LQVLGH
WKH LQVXODWLRQ &KHFN IRU SRRU FRQQHFWLRQV RU D GDPDJHG
KDUQHVV ,QVSHFW WKH (&0 KDUQHVV DQG FRQQHFWLRQV IRU
LPSURSHU PDWLQJ EURNHQ ORFNV LPSURSHUO\ IRUPHG RU
GDPDJHG WHUPLQDOV SRRU WHUPLQDOWRZLUH FRQQHFWLRQV
DQG GDPDJHG KDUQHVV

7HVW 'HVFULSWLRQ
1XPEHUV EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH
 7KH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ VKRXOG EH RQ
VWHDG\ ZLWK WKH LJQLWLRQ RQ DQG WKH HQJLQH RII ,I QRW
JR WR 'LDJQRVWLF $LGV
 &KHFNV WKH &ODVV  GDWD FLUFXLW DQG HQVXUHV WKDW WKH
(&0 LV DEOH WR WUDQVPLW VHULDO GDWD
 7KLV WHVW HQVXUHV WKDW WKH (&0 LV FDSDEOH RI
FRQWUROOLQJ WKH 0,/ DQG WKH 0,/ GULYHU FLUFXLW LV QRW
VKRUWHG WR JURXQG
 ,I WKH HQJLQH ZLOO QRW VWDUW UHIHU WR (QJLQH &UDQNV
%XW :LOO 1RW 5XQ LQ WKLV VHFWLRQ
 $ VFDQ WRRO SDUDPHWHU ZKLFK LV QRW ZLWKLQ WKH W\SLFDO
UDQJH PD\ KHOS WR LVRODWH WKH DUHD ZKLFK LV FDXVLQJ
WKH SUREOHP
 7KLV YHKLFOH LV HTXLSSHG ZLWK DQ (&0 ZKLFK XWLOL]HV
DQ HOHFWULFDOO\ HUDVDEOH SURJUDPPDEOH UHDG RQO\
PHPRU\ ((3520  7KH UHSODFHPHQW (&0 PXVW
EH UHSURJUDPPHG 5HIHU WR WKH ODWHVW 7HFKOLQH
SURFHGXUH IRU (&0 UHSURJUDPPLQJ

'$(:22 9 %/

(1*,1( &21752/6 )  


2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
6WHS


$FWLRQ
 7XUQ WKH LJQLWLRQ 21 ZLWK WKH HQJLQH 2))
 2EVHUYH WKH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ 
,V WKH 0,/ RQ"





9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 1R
0DOIXQFWLRQ
,QGLFDWRU
/DPS

7XUQ WKH LJQLWLRQ 2))


,QVWDOO WKH VFDQ WRRO
7XUQ WKH LJQLWLRQ 21
$WWHPSW WR GLVSOD\ WKH HQJLQH FRQWURO PRGXOH
(&0 HQJLQH GDWD ZLWK WKH VFDQ WRRO
'RHV WKH VFDQ WRRO GLVSOD\ WKH (&0 HQJLQH GDWD"

 8VLQJ WKH VFDQ WRRO RXWSXW WHVW IXQFWLRQ VHOHFW WKH


0,/ GDVK ODPS FRQWURO DQG FRPPDQG WKH 0,/ RII
 2EVHUYH WKH 0,/
'RHV WKH 0,/ WXUQ RII"

$WWHPSW WR VWDUW WKH HQJLQH


'RHV WKH HQJLQH VWDUW DQG FRQWLQXH WR UXQ"

*R WR 6WHS 

*R WR 6WHS 
*R WR
0DOIXQFWLRQ
,QGLFDWRU /DPS
RQ 6WHDG\

*R WR 6WHS 

*R WR (QJLQH
&UDQNV %XW
:LOO 1RW 5XQ

*R WR 6WHS 

*R WR 6WHS 

*R WR
0XOWLSOH (&0
,QIRUPDWLRQ
6HQVRU '7&V
6HW

*R WR
DSSOLFDEOH '7&
WDEOH

&RPSDUH WKH (&0 GDWD YDOXHV GLVSOD\HG RQ WKH


VFDQ WRRO WR WKH W\SLFDO HQJLQH VFDQ GDWD YDOXHV
$UH WKH GLVSOD\HG YDOXHV QRUPDO RU FORVH WR WKH W\SLFDO
YDOXHV"

*R WR (&0
2XWSXW
'LDJQRVLV

*R WR LQGLFDWHG
FRPSRQHQW
V\VWHP FKHFN

 7XUQ WKH LJQLWLRQ 2)) DQG GLVFRQQHFW WKH (&0


 7XUQ WKH LJQLWLRQ 21 ZLWK WKH HQJLQH 2))
 &KHFN WKH FODVV  GDWD FLUFXLW IRU DQ RSHQ VKRUW
WR JURXQG RU VKRUW WR YROWDJH $OVR FKHFN WKH
'DWD /LQN &RQQHFWRU '/& LJQLWLRQ IHHG FLUFXLW IRU
DQ RSHQ RU VKRUW WR JURXQG DQG FKHFN WKH '/&
JURXQG FLUFXLWV IRU DQ RSHQ
,V D SUREOHP IRXQG"


*R WR 6WHS 

*R WR 6WHS 

5HSDLU WKH RSHQ VKRUW WR JURXQG RU VKRUW WR YROWDJH


LQ WKH FODVV  GDWD FLUFXLW RU WKH '/& LJQLWLRQ IHHG
FLUFXLW
,V WKH UHSDLU FRPSOHWH"








'$(:22 9 %/

6HOHFW ',63/$< '7& ZLWK WKH VFDQ WRRO


$UH DQ\ 'LDJQRVWLF 7URXEOH &RGHV VWRUHG"
&KHFN WKH GLVSOD\ IRU '7&V 3 3 3
3 3 3 3 3
$UH WZR RU PRUH RI WKH IROORZLQJ '7&V VWRUHG"

 $WWHPSW WR UHSURJUDP WKH (&0


 $WWHPSW WR GLVSOD\ WKH (&0 GDWD ZLWK WKH VFDQ
WRRO
'RHV WKH VFDQ WRRO GLVSOD\ (&0 HQJLQH GDWD"
5HSODFH WKH (&0
,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 


6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

)   (1*,1( &21752/6

(&0 287387 ',$*126,6


&LUFXLW 'HVFULSWLRQ
7KH HQJLQH FRQWURO PRGXOH (&0 FRQWUROV PRVW
FRPSRQHQWV ZLWK HOHFWURQLF VZLWFKHV ZKLFK FRPSOHWH D
JURXQG FLUFXLW ZKHQ WXUQHG RQ 7KHVH VZLWFKHV DUH
DUUDQJHG LQ JURXSV RI  DQG  DQG WKH\ DUH FDOOHG HLWKHU
D 6XUIDFH 0RXQWHG 4XDG 'ULYHU 0RGXOH ZKLFK FDQ
LQGHSHQGHQWO\ FRQWURO XS WR  RXWSXW WHUPLQDOV RU DQ
2XWSXW 'ULYHU 0RGXOH 2'0  ZKLFK FDQ LQGHSHQGHQWO\
FRQWURO XS WR  RXWSXWV 1RW DOO RI WKH RXWSXWV DUH DOZD\V
XVHG
'ULYHUV DUH IDXOW SURWHFWHG ,I D UHOD\ RU VROHQRLG LV
VKRUWHG KDYLQJ YHU\ ORZ RU ]HUR UHVLVWDQFH RU LI WKH
FRQWURO VLGH RI WKH FLUFXLW LV VKRUWHG WR YROWDJH LW ZRXOG
DOORZ WRR PXFK FXUUHQW IORZ LQWR WKH (&0 7KH GULYHU
VHQVHV WKLV DQG WKH RXWSXW LV HLWKHU WXUQHG 2)) RU LWV
LQWHUQDO UHVLVWDQFH LQFUHDVHV WR OLPLW FXUUHQW IORZ DQG
SURWHFW WKH (&0 DQG GULYHU 7KH UHVXOW LV KLJK RXWSXW
WHUPLQDO YROWDJH ZKHQ LW VKRXOG EH ORZ ,I WKH FLUFXLW IURP
% WR WKH FRPSRQHQW RU WKH FRPSRQHQW LV RSHQ RU WKH
FRQWURO VLGH RI WKH FLUFXLW LV VKRUWHG WR JURXQG WHUPLQDO
YROWDJH ZLOO EH ORZ (LWKHU RI WKHVH FRQGLWLRQV LV
FRQVLGHUHG WR EH D GULYHU IDXOW
'ULYHUV DOVR KDYH D IDXOW OLQH WR LQGLFDWH WKH SUHVHQFH RI
D FXUUHQW IDXOW WR WKH (&0
V FHQWUDO SURFHVVRU $ VFDQ
WRRO GLVSOD\V WKH VWDWXV RI WKH GULYHU IDXOW OLQHV DV  2.
DQG  )DXOW
'LDJQRVWLF $LGV
7KH VFDQ WRRO KDV WKH DELOLW\ WR FRPPDQG FHUWDLQ
FRPSRQHQWV DQG IXQFWLRQV 21 DQG 2)) ,I D FRPSRQHQW
RU IXQFWLRQ GRHV QRW KDYH WKLV FDSDELOLW\ RSHUDWH WKH
YHKLFOH GXULQJ LWV QRUPDO IXQFWLRQ FULWHULD WR FKHFN IRU DQ
RSHQ RU VKRUWHG FLUFXLW
$Q RSHQ RU VKRUW WR JURXQG ZLOO DSSHDU LQ WKH RSHQ
SRVLWLRQV RQ WKH VFDQ WRRO RQO\ ZKHQ LW LV QRW
FRPPDQGHG E\ WKH (&0 RU WKH VFDQ WRRO ZKLOH D VKRUW
WR YROWDJH ZLOO DSSHDU LQ WKH VKRUW SRVLWLRQV RQ WKH VFDQ
WRRO RQO\ ZKLOH WKH FRPSRQHQW LV EHLQJ FRPPDQGHG E\
WKH (&0 RU VFDQ WRRO

7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH UHFRUGV
GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV FUHDWHV DQ
HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH
PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG
RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH
 $  LQ DQ\ RI WKH SRVLWLRQV LQGLFDWHV WKDW DQ RSHQ RU
VKRUW LV SUHVHQW LQ WKH FRUUHVSRQGLQJ FLUFXLW IRU WKDW
SRVLWLRQ
 $Q RSHQ RU VKRUW WR JURXQG ZLOO DSSHDU LQ WKH RSHQ
SRVLWLRQV RQ WKH VFDQ WRRO RQO\ ZKHQ LW LV QRW
FRPPDQGHG E\ WKH (&0 RU VFDQ WRRO ZKLOH D VKRUW WR
YROWDJH ZLOO DSSHDU LQ WKH VKRUW SRVLWLRQV RQ WKH VFDQ
WRRO RQO\ ZKLOH WKH FRPSRQHQW LV EHLQJ FRPPDQGHG
E\ WKH (&0 RU VFDQ WRRO
 3URSHU RSHUDWLRQ RI DQ\ FRPSRQHQW RI IXQFWLRQ ZLWK
QR  LQ DQ\ RSHUDWLRQ RI WKH SRVLWLRQV LQGLFDWHV WKDW
V\VWHP RSHUDWLRQ LV QRUPDO DW WKLV WLPH
 $ FRPSRQHQW RU IXQFWLRQ WKDW IDLOHG WR RSHUDWH DW WKLV
SRLQW LQGLFDWHV WKDW WKH IDXOW LV QRW RQ WKH (&0 VLGH RI
WKH FLUFXLWU\
 7KH  GLVDSSHDUV DIWHU GLVFRQQHFWLQJ WKH FRPSRQHQW
HOHFWULFDO FRQQHFWRU 7KLV LQGLFDWHV WKDW WKH
FRPSRQHQW RU FRPSRQHQW VLGH ZLULQJ LV DW IDXOW ,I WKH
VFDQ WRRO LQGLFDWHV D IDXOW DIWHU GLVFRQQHFWLQJ WKH
FRPSRQHQW HOHFWULFDO FRQQHFWRU DQG YHULI\LQJ WKDW QR
RSHQ RU VKRUW LV SUHVHQW LQ WKH FLUFXLW WKHQ WKH (&0 LV
IDXOW\
 7KH UHSODFHPHQW (&0 PXVW EH UHSURJUDPPHG 5HIHU
WR WKH ODWHVW 7HFKOLQH SURFHGXUH IRU (&0
UHSURJUDPPLQJ
 ,I QR IDXOWV KDYH EHHQ IRXQG DW WKLV SRLQW UHIHU WR
'LDJQRVWLF $LGV LQ WKLV VHFWLRQ IRU DGGLWLRQDO FKHFNV
DQG LQIRUPDWLRQ

'$(:22 9 %/

(1*,1( &21752/6 )  


(&0 2XWSXW 'LDJQRVLV
6WHS


$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH FKHFN FRPSOHWH"

9DOXH V

,QVWDOO WKH VFDQ WRRO


,V WKHUH D QXPEHU  EHORZ DQ\ RI WKH QXPEHUHG
SRVLWLRQV LQ WKH 287387 '5,9(56"

&KHFN IRU DQ RSHQ RU VKRUWHG FLUFXLW LQ DQ\ FRUUH


VSRQGLQJ SRVLWLRQ FLUFXLW WKDW FRQWDLQHG D QXPEHU 
DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"

&RPPDQG WKH RXWSXW EHLQJ FKHFNHG ZLWK D VFDQ WRRO


ZKLOH ZDWFKLQJ WKH FRUUHVSRQGLQJ SRVLWLRQ IRU HDFK
FLUFXLW
'R DQ\ RI WKH SRVLWLRQV FKDQJH WR D "

&RPPDQG WKH RXWSXW EHLQJ FKHFNHG ZLWK D VFDQ WRRO


ZKLOH ZDWFKLQJ WKH FRUUHVSRQGLQJ SRVLWLRQ IRU HDFK
FLUFXLW
'RHV WKH FRPSRQHQW RU IXQFWLRQ RSHUDWH ZKHQ
FRPPDQGHG"

5HSDLU WKH VKRUW WR YROWDJH LQ WKH FRUUHVSRQGLQJ FLUFXLW


IRU SRVLWLRQ FLUFXLW WKDW GLVSOD\HG D 
,V WKH UHSDLU FRPSOHWH"

'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU WR WKH FRPSRQHQW


FRQQHFWHG WR WKH IDXOW\ FLUFXLW
,V D  VWLOO GLVSOD\HG LQ WKH FRUUHVSRQGLQJ 287387
'5,9(5 SRVLWLRQ"

5HSODFH WKH HQJLQH FRQWURO PRGXOH (&0 


,V WKH UHSDLU FRPSOHWH"

2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV XQGHU


ZKLFK WKH RULJLQDO V\PSWRP ZDV QRWHG
'RHV WKH V\VWHP QRZ RSHUDWH SURSHUO\"

'$(:22 9 %/

1R

*R WR 6WHS 

*R WR 2Q
%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR WKH DS
SURSULDWH
FRPSRQHQW
UHSDLU

<HV

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 
6\VWHP 2.


*R WR WKH DS
SURSULDWH
FRPSRQHQW
UHSDLU


*R WR 6WHS 

)   (1*,1( &21752/6

08/7,3/( (&0 ,1)250$7,21 6(1625 '7&6 6(7


&LUFXLW 'HVFULSWLRQ
7KH HQJLQH FRQWURO PRGXOH (&0 PRQLWRUV YDULRXV
VHQVRUV WR GHWHUPLQH HQJLQH RSHUDWLQJ FRQGLWLRQV 7KH
(&0 FRQWUROV IXHO GHOLYHU\ VSDUN DGYDQFH WUDQVD[OH
RSHUDWLRQ DQG HPLVVLRQ FRQWURO GHYLFH RSHUDWLRQ EDVHG
RQ WKH VHQVRU LQSXWV
7KH (&0 SURYLGHV D VHQVRU JURXQG WR DOO RI WKH VHQVRUV
7KH (&0 DSSOLHV  YROWV WKURXJK D SXOOXS UHVLVWRU DQG
PRQLWRUV WKH YROWDJH SUHVHQW EHWZHHQ WKH VHQVRU DQG
WKH UHVLVWRU WR GHWHUPLQH WKH VWDWXV RI WKH (QJLQH
&RRODQW 7HPSHUDWXUH 6HQVRU &76  WKH ,QWDNH 0DQLIROG
$LU 7HPSHUDWXUH 0$7 VHQVRU 7KH (&0 SURYLGHV WKH
([KDXVW *DV 5HFLUFXODWLRQ (*5 3LQWOH 3RVLWLRQ
6HQVRU WKH 7KURWWOH 3RVLWLRQ 6HQVRU 736  WKH
0DQLIROG $EVROXWH 3UHVVXUH 0$3 VHQVRU DQG WKH )XHO
7DQN 3UHVVXUH 6HQVRU ZLWK D  YROW UHIHUHQFH DQG D
VHQVRU JURXQG VLJQDO 7KH (&0 PRQLWRUV WKH VHSDUDWH
IHHGEDFN VLJQDOV IURP WKHVH VHQVRUV WR GHWHUPLQH WKHLU
RSHUDWLQJ VWDWXV
'LDJQRVWLF $LGV
%H VXUH WR LQVSHFW WKH (&0 DQG WKH HQJLQH JURXQGV IRU
EHLQJ VHFXUH DQG FOHDQ
$ VKRUW WR YROWDJH LQ RQH RI WKH VHQVRU FLUFXLWV FDQ FDXVH
RQH RU PRUH RI WKH IROORZLQJ '7&V WR EH VHW 3
3 3 3 3 3 3 3
3
,I D VHQVRU LQSXW FLUFXLW KDV EHHQ VKRUWHG WR YROWDJH
HQVXUH WKDW WKH VHQVRU LV QRW GDPDJHG $ GDPDJHG
VHQVRU ZLOO FRQWLQXH WR LQGLFDWH D KLJK RU ORZ YROWDJH
DIWHU WKH DIIHFWHG FLUFXLW KDV EHHQ UHSDLUHG ,I WKH VHQVRU
KDV EHHQ GDPDJHG UHSODFH LW
$Q RSHQ LQ WKH VHQVRU JURXQG FLUFXLW EHWZHHQ WKH (&0
DQG WKH VSOLFH ZLOO FDXVH RQH RU PRUH RI WKH IROORZLQJ
'7&V WR EH VHW 3 3 3 3 3
3 3 3
$ VKRUW WR JURXQG LQ WKH  YROW UHIHUHQFH FLUFXLW RU DQ
RSHQ LQ WKH  YROW UHIHUHQFH FLUFXLW EHWZHHQ WKH (&0 DQG
WKH VSOLFH ZLOO FDXVH RQH RU PRUH RI WKH IROORZLQJ '7&V
WR EH VHW 3 3 3 3 3 3
3 3
&KHFN IRU WKH IROORZLQJ FRQGLWLRQV

- ,QVSHFW IRU D SRRU FRQQHFWLRQ DW WKH (&0 ,QVSHFW


KDUQHVV FRQQHFWRUV IRU EDFNHGRXW WHUPLQDOV
LPSURSHU PDWLQJ EURNHQ ORFNV LPSURSHUO\ IRUPHG RU
GDPDJHG WHUPLQDOV DQG SRRU WHUPLQDOWRZLUH
FRQQHFWLRQ
- ,QVSHFW WKH ZLULQJ KDUQHVV IRU GDPDJH ,I WKH KDUQHVV
DSSHDUV WR EH 2. REVHUYH DQ DIIHFWHG VHQVRU
V
GLVSOD\HG YDOXH RQ WKH VFDQ WRRO ZLWK WKH LJQLWLRQ 21
DQG WKH HQJLQH 2)) ZKLOH PRYLQJ FRQQHFWRUV DQG
ZLULQJ KDUQHVVHV UHODWHG WR WKH DIIHFWHG VHQVRUV $
FKDQJH LQ WKH DIIHFWHG VHQVRU
V GLVSOD\HG YDOXH ZLOO
LQGLFDWH WKH ORFDWLRQ RI WKH IDXOW
7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH
UHFRUGV GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV
FUHDWHV DQ HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ
WKH PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ
VWRUHG RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH
 $ IDXOW\ (*5 YDOYH FDQ OHDN D VPDOO DPRXQW RI
FXUUHQW IURP WKH LJQLWLRQ IHHG FLUFXLW WR WKH  YROW
UHIHUHQFH FLUFXLW ,I WKH SUREOHP GRHV QRW H[LVW ZLWK
WKH (*5 YDOYH GLVFRQQHFWHG UHSODFH WKH (*5
YDOYH
  ,I D VHQVRU LQSXW FLUFXLW KDV EHHQ VKRUWHG WR
YROWDJH HQVXUH WKDW WKH VHQVRU KDV QRW EHHQ
GDPDJHG $ GDPDJHG 0$7 RU &76 VHQVRU ZLOO
FRQWLQXH WR LQGLFDWH D KLJK YROWDJH RU ORZ
WHPSHUDWXUH DIWHU WKH DIIHFWHG FLUFXLW KDV EHHQ
UHSDLUHG $ GDPDJHG $LU &RQGLWLRQLQJ 3UHVVXUH
$&3  73 0$3 )XHO 7DQN 3UHVVXUH RU (*5
3LQWOH 3RVLWLRQ VHQVRU ZLOO LQGLFDWH D KLJK RU ORZ
YROWDJH RU PD\ EH VWXFN DW D IL[HG YDOXH DIWHU WKH
DIIHFWHG FLUFXLW KDV EHHQ UHSDLUHG ,I WKH VHQVRU KDV
EHHQ GDPDJHG UHSODFH LW
 7KH UHSODFHPHQW (&0 PXVW EH UHSURJUDPPHG
5HIHU WR WKH ODWHVW 7HFKOLQH SURFHGXUH IRU (&0
UHSURJUDPPLQJ

0XOWLSOH (&0 ,QIRUPDWLRQ 6HQVRU '7&V 6HW


6WHS


$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH FKHFN SHUIRUPHG"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 2Q
%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

'$(:22 9 %/

(1*,1( &21752/6 )  


0XOWLSOH (&0 ,QIRUPDWLRQ 6HQVRU '7&V 6HW &RQW
G
6WHS

$FWLRQ

9DOXH V

 7XUQ WKH LJQLWLRQ 2)) DQG GLVFRQQHFW WKH HQJLQH


FRQWURO PRGXOH (&0 
 7XUQ WKH LJQLWLRQ 21 DQG FKHFN WKH  YROW
UHIHUHQFH FLUFXLW IRU WKH IROORZLQJ FRQGLWLRQV
- 3RRU FRQQHFWLRQ DW WKH (&0
- 2SHQ EHWZHHQ WKH (&0 FRQQHFWRU DIIHFWHG
VHQVRUV VKRUWHG WR JURXQG RU YROWDJH
 ,I D SUREOHP LV IRXQG ORFDWH DQG UHSDLU WKH RSHQ
RU VKRUW FLUFXLW DV QHFHVVDU\
,V D SUREOHP IRXQG"

 &KHFN WKH VHQVRU JURXQG FLUFXLW IRU WKH IROORZLQJ


FRQGLWLRQV
- 3RRU FRQQHFWLRQ DW WKH (&0 RU DIIHFWHG VHQVRUV
- 2SHQ EHWZHHQ WKH (&0 FRQQHFWRU DQG WKH DI
IHFWHG VHQVRUV
 ,I D SUREOHP LV IRXQG UHSDLU LW DV QHFHVVDU\
,V D SUREOHP IRXQG"

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

0HDVXUH WKH YROWDJH EHWZHHQ WKH ([KDXVW *DV 5HFLU


FXODWLRQ (*5 3LQWOH 3RVLWLRQ 6HQVRU VLJQDO FLUFXLW DW
WKH (&0 KDUQHVV FRQQHFWRU DQG JURXQG
'RHV WKH YROWDJH PHDVXUH QHDU WKH VSHFLILHG YDOXH"

9

*R WR 6WHS 

*R WR 6WHS 

0HDVXUH WKH YROWDJH EHWZHHQ WKH 0DQLIROG $EVROXWH


3UHVVXUH 0$3 VHQVRU VLJQDO FLUFXLW DQG WKH (&0
KDUQHVV FRQQHFWRU DQG JURXQG
'RHV WKH YROWDJH PHDVXUH QHDU WKH VSHFLILHG YDOXH"

9

*R WR 6WHS 

*R WR 6WHS 

9

*R WR 6WHS 

*R WR 6WHS 

9

*R WR 6WHS 

*R WR 6WHS 

0HDVXUH WKH YROWDJH EHWZHHQ WKH (QJLQH &RRODQW


7HPSHUDWXUH &76 VHQVRU VLJQDO FLUFXLW DQG WKH
(&0 KDUQHVV FRQQHFWRU DQG JURXQG
'RHV WKH YROWDJH PHDVXUH QHDU WKH VSHFLILHG YDOXH"

9

*R WR 6WHS 

*R WR 6WHS 

 'LVFRQQHFW WKH (*5 YDOYH


 0HDVXUH WKH YROWDJH EHWZHHQ WKH (*5 3LQWOH
3RVLWLRQ VHQVRU VLJQDO FLUFXLW DQG WKH (&0
KDUQHVV FRQQHFWRU DQG JURXQG
'RHV WKH YROWDJH PHDVXUH QHDU WKH VSHFLILHG YDOXH"

9

*R WR 6WHS 

*R WR 6WHS 

0HDVXUH WKH YROWDJH EHWZHHQ WKH WKURWWOH SRVLWLRQ


VHQVRU 736 VLJQDO FLUFXLW DQG WKH (&0 KDUQHVV
FRQQHFWRU DQG JURXQG
'RHV WKH YROWDJH PHDVXUH QHDU WKH VSHFLILHG YDOXH"
0HDVXUH WKH YROWDJH EHWZHHQ WKH ,QWDNH 0DQLIROG $LU
7HPSHUDWXUH 0$7 6HQVRU VLJQDO FLUFXLW DQG WKH
(&0 KDUQHVV FRQQHFWRU DQG JURXQG
'RHV WKH YROWDJH PHDVXUH QHDU WKH VSHFLILHG YDOXH"



5HSODFH WKH (*5 YDOYH


,V WKH UHSDLU FRPSOHWH"



/RFDWH DQG UHSDLU WKH VKRUW WR YROWDJH LQ WKH 0$3


VHQVRU VLJQDO FLUFXLW
,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

<HV

*R WR 6WHS 

*R WR 6WHS 




)   (1*,1( &21752/6


0XOWLSOH (&0 ,QIRUPDWLRQ 6HQVRU '7&V 6HW &RQW
G
6WHS

$FWLRQ

9DOXH V



/RFDWH DQG UHSDLU WKH VKRUW WR YROWDJH LQ WKH 736


VLJQDO FLUFXLW
,V WKH UHSDLU FRPSOHWH"



/RFDWH DQG UHSDLU WKH VKRUW WR YROWDJH LQ WKH 0$7


VHQVRU VLJQDO FLUFXLW
,V WKH UHSDLU FRPSOHWH"



/RFDWH DQG UHSDLU WKH VKRUW WR YROWDJH LQ WKH &76


VHQVRU VLJQDO FLUFXLW
,V WKH UHSDLU FRPSOHWH"



/RFDWH DQG UHSDLU WKH VKRUW WR YROWDJH LQ WKH (*5


3LQWOH 3RVLWLRQ VHQVRU FLUFXLW
,V WKH UHSDLU FRPSOHWH"



0HDVXUH WKH YROWDJH EHWZHHQ WKH )XHO 7DQN 3UHVVXUH


VHQVRU VLJQDO FLUFXLW DQG WKH (&0 KDUQHVV FRQQHFWRU
DQG JURXQG
'RHV WKH YROWDJH PHDVXUH QHDU WKH VSHFLILHG YDOXH"

9



/RFDWH DQG UHSDLU WKH VKRUW WR YROWDJH LQ WKH )XHO


7DQN 3UHVVXUH VHQVRU VLJQDO FLUFXLW
,V WKH UHSDLU FRPSOHWH"



5HSODFH WKH (&0


,V WKH UHSDLU FRPSOHWH"



 8VLQJ WKH VFDQ WRRO FOHDU WKH 'LDJQRVWLF 7URXEOH


&RGHV '7&V 
 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKH '7&V DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF UDQ
DQG SDVVHG"

&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW


$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ GLDJ
QRVHG"



<HV

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

1R


*R WR 6WHS 


*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)$

&)

'$(:22 9 %/

(1*,1( &21752/6 )  

(1*,1( &5$1.6 %87 :,// 127 581


7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 %\ SHUIRUPLQJ D FRPSUHVVLRQ WHVW LW FDQ EH
GHWHUPLQHG LI WKH HQJLQH KDV WKH PHFKDQLFDO DELOLW\
WR UXQ
 ,W LV LPSRUWDQW WR FKHFN IRU WKH SUHVHQFH RI VSDUN
IURP DOO RI WKH LJQLWLRQ ZLUHV ,I VSDUN LV SUHVHQW IURP
RQH WR WKUHH RI WKH LJQLWLRQ FRLO WHUPLQDOV WKH
FUDQNVKDIW SRVLWLRQ VHQVRU &36 LV 2.
 ,Q FKHFNLQJ WKH HQJLQH FRQWURO PRGXOH (&0
RXWSXWV IRU WKH HOHFWURQLF VSDUN WLPLQJ VLJQDO LW LV

UHFRPPHQGHG WR XVH DQ RVFLOORVFRSH WR YLHZ WKH


YDU\LQJ YROWDJH VLJQDOV ,Q PHDVXULQJ WKHVH RXWSXWV
ZLWK D YROWPHWHU LQWHUPLWWHQW HUURUV PD\ RFFXU WKDW
FDQQRW EH VHHQ E\ D YROWPHWHU
 7KLV VWHS FKHFNV IRU SURSHU RSHUDWLRQ RI WKH (&0
V
FRQWURO RI WKH IXHO SXPS FLUFXLW
 7KLV VWHS FKHFNV IRU D JURXQG VLJQDO EHLQJ VXSSOLHG
E\ WKH (&0 WR RSHUDWH WKH IXHO LQMHFWRUV ,I WKHUH LV
QR JURXQG SUHVHQW GXULQJ WKH FUDQNLQJ RI WKH HQJLQH
DQG WKH IXHO LQMHFWRU ZLULQJ LV 2. WKH (&0 LV DW IDXOW

(QJLQH &UDQNV %XW :LOO 1RW 5XQ


&DXWLRQ 8VH RQO\ HOHFWULFDOO\ LQVXODWHG SOLHUV ZKHQ KDQGOLQJ LJQLWLRQ ZLUHV ZLWK WKH HQJLQH UXQQLQJ WR
SUHYHQW DQ HOHFWULFDO VKRFN
&DXWLRQ 'R QRW SLQFK RU UHVWULFW Q\ORQ IXHO OLQHV 'DPDJH WR WKH OLQHV FRXOG FDXVH D IXHO OHDN UHVXOWLQJ LQ
SRVVLEOH ILUH RU SHUVRQDO LQMXU\
,PSRUWDQW ,I D QR VWDUW FRQGLWLRQ H[LVWV HQVXUH WKH IXHO FXWRII VZLWFK KDV QRW EHHQ WULSSHG SULRU WR IXUWKHU GLDJQRVLV
6WHS













'$(:22 9 %/

$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"
&UDQN WKH HQJLQH
'RHV WKH HQJLQH VWDUW DQG FRQWLQXH WR UXQ"
3HUIRUP D F\OLQGHU FRPSUHVVLRQ WHVW
,V WKH F\OLQGHU FRPSUHVVLRQ IRU DOO RI WKH F\OLQGHUV DW
RU DERYH WKH YDOXH VSHFLILHG"
,QVSHFW WKH WLPLQJ EHOW DOLJQPHQW
,V WKH WLPLQJ EHOW LQ DOLJQPHQW"
$OLJQ RU UHSODFH WKH WLPLQJ EHOW DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH LQWHUQDO HQJLQH GDPDJH DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
,QVSHFW WKH IXHO SXPS IXVH
,V WKH SUREOHP IRXQG"
5HSODFH WKH IXVH
,V WKH UHSDLU FRPSOHWH"
&KHFN IRU WKH SUHVHQFH RI VSDUN IURP DOO RI WKH LJQLWLRQ
ZLUHV ZKLOH FUDQNLQJ WKH HQJLQH
,V VSDUN SUHVHQW IURP DOO RI WKH LJQLWLRQ ZLUHV"
 0HDVXUH WKH UHVLVWDQFH RI WKH LJQLWLRQ ZLUHV
 5HSODFH DQ\ RI WKH LJQLWLRQ ZLUH V ZLWK D UHVLVWDQFH
DERYH WKH YDOXH VSHFLILHG
 &KHFN IRU WKH SUHVHQFH RI VSDUN IURP DOO RI WKH
LJQLWLRQ ZLUHV
,V VSDUN SUHVHQW IURP DOO RI WKH LJQLWLRQ ZLUHV"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

6\VWHP 2.

*R WR 6WHS 

 N3D
 SVL

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 X

)   (1*,1( &21752/6


(QJLQH &UDQNV %XW :LOO 1RW 5XQ &RQW
G
6WHS

$FWLRQ

9DOXH V

<HV

1R



 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH FUDQNVKDIW SRVLWLRQ VHQVRU &36
FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
 0HDVXUH WKH YROWDJH EHWZHHQ WKH &36 FRQQHFWRU
WHUPLQDOV  DQG 
'RHV WKH YROWDJH PHDVXUH QHDU WKH YDOXH VSHFLILHG"

 9

*R WR 6WHS 

*R WR 6WHS 



0HDVXUH WKH YROWDJH EHWZHHQ WKH &36 FRQQHFWRU


WHUPLQDOV  DQG 
'RHV WKH YROWDJH PHDVXUH QHDU WKH YDOXH VSHFLILHG"

 9

*R WR 6WHS 

*R WR 6WHS 



0HDVXUH WKH YROWDJH EHWZHHQ WKH &36 FRQQHFWRU


WHUPLQDO  DQG JURXQG
'RHV WKH YROWDJH PHDVXUH QHDU WKH YDOXH VSHFLILHG"

 9

*R WR 6WHS 

*R WR 6WHS 



0HDVXUH WKH YROWDJH EHWZHHQ WKH &36 FRQQHFWRU


WHUPLQDO  DQG JURXQG
'RHV WKH YROWDJH PHDVXUH QHDU WKH YDOXH VSHFLILHG"

 9

*R WR 6WHS 

*R WR 6WHS 



&KHFN IRU DQ RSHQ RU VKRUW LQ WKH ZLUH EHWZHHQ WKH


&36 FRQQHFWRU WHUPLQDO  DQG JURXQG
,V WKH SUREOHP IRXQG"

*R WR 6WHS 

*R WR 6WHS 



&KHFN IRU DQ RSHQ RU VKRUW LQ WKH ZLUH EHWZHHQ WKH


&36 FRQQHFWRU WHUPLQDO  DQG WKH HQJLQH FRQWURO
PRGXOH (&0 FRQQHFWRU WHUPLQDO &
,V WKH SUREOHP IRXQG"

*R WR 6WHS 

*R WR 6WHS 

&KHFN IRU DQ RSHQ RU VKRUW LQ WKH ZLUH EHWZHHQ WKH


&36 FRQQHFWRU WHUPLQDO  DQG WKH (&0 FRQQHFWRU
WHUPLQDO &
,V WKH SUREOHP IRXQG"

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 9 ZLWK
LJQLWLRQ 21
 9 GXULQJ
FUDQNLQJ

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 













5HSDLU WKH ZLULQJ DV QHHGHG



,V WKH UHSDLU FRPSOHWH"
 'LVFRQQHFW WKH GLUHFW LJQLWLRQ V\VWHP ',6 LJQLWLRQ
FRLO FRQQHFWRU WR SUHYHQW WKH YHKLFOH IURP VWDUWLQJ
 9 ZLWK
 0HDVXUH WKH YROWDJH DW WKH (&0 FRQQHFWRU WHUPLQDO LJQLWLRQ 21
 9 GXULQJ
& E\ EDFNSURELQJ WKH (&0 FRQQHFWRU
FUDQNLQJ
$UH WKH YROWDJH UHDGLQJV QHDU WKH YDOXHV VSHFLILHG"
0HDVXUH WKH YROWDJH DW WKH (&0 FRQQHFWRU WHUPLQDO
& E\ EDFNSURELQJ WKH (&0 FRQQHFWRU
$UH WKH YROWDJH UHDGLQJV QHDU WKH YDOXHV VSHFLILHG"
5HSODFH WKH &36
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU DW WKH ',6
LJQLWLRQ FRLO
 &RQQHFW D WHVW OLJKW EHWZHHQ WHUPLQDO ' RI WKH
',6 LJQLWLRQ FRLO FRQQHFWRU DQG JURXQG
 7XUQ WKH LJQLWLRQ 21
,V WKH WHVW OLJKW RQ"

'$(:22 9 %/

(1*,1( &21752/6 )  


(QJLQH &UDQNV %XW :LOO 1RW 5XQ &RQW
G
6WHS

$FWLRQ

9DOXH V



&RQQHFW D WHVW OLJKW EHWZHHQ WHUPLQDO & RI WKH ',6


LJQLWLRQ FRLO FRQQHFWRU DQG EDWWHU\ SRVLWLYH
,V WKH WHVW OLJKW RQ"



&KHFN IRU DQ RSHQ LQ WKH ZLULQJ EHWZHHQ WKH EDWWHU\


DQG WKH ',6 LJQLWLRQ FRLO FRQQHFWRU WHUPLQDO '
,V WKH SUREOHP IRXQG"



&KHFN IRU DQ RSHQ LQ WKH ZLUH IURP WKH ',6 LJQLWLRQ


FRLO WR JURXQG
,V WKH SUREOHP IRXQG"



 5HSDLU WKH ZLULQJ DV QHHGHG


 &RQQHFW WKH ',6 LJQLWLRQ FRLO FRQQHFWRU
 &KHFN IRU WKH SUHVHQFH RI VSDUN IURP DOO RI WKH
LJQLWLRQ ZLUHV
,V VSDUN SUHVHQW IURP DOO RI WKH LJQLWLRQ ZLUHV"

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR
,JQLWLRQ 
5HOD\ &LUFXLW
&KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH ',6 LJQLWLRQ FRLO FRQQHFWRU
 :KLOH FUDQNLQJ WKH HQJLQH PHDVXUH WKH YROWDJH
DW WKH ',6 LJQLWLRQ FRLO FRQQHFWRU WHUPLQDO %
'RHV WKH YROWDJH IOXFWXDWH ZLWKLQ WKH YDOXHV VSHFLILHG"

 9

*R WR 6WHS 

*R WR 6WHS 



:KLOH FUDQNLQJ WKH HQJLQH PHDVXUH WKH YROWDJH DW


WKH ',6 LJQLWLRQ FRLO FRQQHFWRU WHUPLQDO $
'RHV WKH YROWDJH IOXFWXDWH ZLWKLQ WKH YDOXHV VSHFLILHG"

 9

*R WR 6WHS 

*R WR 6WHS 



&KHFN IRU DQ RSHQ LQ WKH ZLUH IURP WKH ',6 LJQLWLRQ FRLO
FRQQHFWRU WHUPLQDO % WR WKH (&0 FRQQHFWRU WHUPLQDO
&
,V WKH SUREOHP IRXQG"

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 












'$(:22 9 %/

&KHFN IRU DQ RSHQ LQ WKH ZLUH IURP WKH ',6 LJQLWLRQ FRLO
FRQQHFWRU WHUPLQDO $ WR WKH (&0 FRQQHFWRU WHUPLQDO
'
,V WKH SUREOHP IRXQG"
 5HSDLU WKH ZLULQJ DV QHHGHG
 &RQQHFW WKH ',6 LJQLWLRQ FRLO FRQQHFWRU
 &KHFN IRU WKH SUHVHQFH RI VSDUN IURP DOO RI WKH
LJQLWLRQ ZLUHV
,V VSDUN SUHVHQW IURP DOO RI WKH LJQLWLRQ ZLUHV"
5HSODFH WKH ',6 LJQLWLRQ FRLO
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH (&0
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW D IXHO SUHVVXUH JDXJH
 &UDQN WKH HQJLQH
,V DQ\ IXHO SUHVVXUH SUHVHQW"

)   (1*,1( &21752/6


(QJLQH &UDQNV %XW :LOO 1RW 5XQ &RQW
G
6WHS

$FWLRQ

9DOXH V

<HV

1R



 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU DW WKH IXHO
SXPS
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH IXHO SXPS
FRQQHFWRU WHUPLQDOV  DQG 
 7XUQ WKH LJQLWLRQ 21
 :LWK WKH LJQLWLRQ 21 WKH WHVW OLJKW VKRXOG OLJKW IRU
WKH WLPH VSHFLILHG
,V WKH WHVW OLJKW RQ"

 VHF

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 N3D
 SVL

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 




5HSODFH WKH IXHO SXPS


,V WKH UHSDLU FRPSOHWH"
,V WKH IXHO SUHVVXUH ZLWKLQ WKH YDOXH VSHFLILHG"



 &KHFN WKH IXHO ILOWHU IRU D UHVWULFWLRQ


 ,QVSHFW WKH IXHO OLQHV IRU NLQNV DQG UHVWULFWLRQV
,V WKH SUREOHP IRXQG"



 5HSODFH WKH IXHO ILOWHU DQGRU WKH IXHO OLQHV DV


QHHGHG
 &RQQHFW D IXHO SUHVVXUH JDXJH
 &UDQN WKH HQJLQH
,V WKH IXHO SUHVVXUH ZLWKLQ WKH YDOXH VSHFLILHG"











 'LVFRQQHFW WKH YDFXXP OLQH IURP WKH IXHO


SUHVVXUH UHJXODWRU
 ,QVSHFW WKH YDFXXP OLQH IRU WKH SUHVHQFH RI IXHO
 ,QVSHFW WKH IXHO SUHVVXUH UHJXODWRU YDFXXP SRUW
IRU WKH SUHVHQFH RI IXHO
,V DQ\ IXHO SUHVHQW"
&KHFN WKH IXHO IRU FRQWDPLQDWLRQ
,V WKH IXHO FRQWDPLQDWHG"
 5HPRYH WKH FRQWDPLQDWHG IXHO IURP WKH IXHO WDQN
 &OHDQ WKH IXHO WDQN DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH IXHO SUHVVXUH UHJXODWRU
,V WKH UHSDLU FRPSOHWH"
 5HPRYH WKH IXHO SXPS DVVHPEO\ IURP WKH IXHO
WDQN
 ,QVSHFW WKH IXHO SXPS VHQGHU DQG WKH IXHO
FRXSOLQJ KRVHV IRU D UHVWULFWLRQ
 ,QVSHFW WKH LQWDQN IXHO ILOWHU IRU D UHVWULFWLRQ
,V WKH SUREOHP IRXQG"
5HSODFH WKH IXHO SXPS VHQGHU WKH LQWDQN IXHO ILOWHU
DQGRU WKH IXHO FRXSOLQJ KRVHV DV QHHGHG
,V WKH UHSDLU FRPSOHWH"

 N3D
 SVL




*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

'$(:22 9 %/

(1*,1( &21752/6 )  


(QJLQH &UDQNV %XW :LOO 1RW 5XQ &RQW
G
6WHS

$FWLRQ

9DOXH V

<HV

1R



 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU DW WKH IXHO
SXPS
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH IXHO SXPS
FRQQHFWRU WHUPLQDO  DQG D NQRZQ JRRG JURXQG
 7XUQ WKH LJQLWLRQ 21
 :LWK WKH LJQLWLRQ 21 WKH WHVW OLJKW VKRXOG OLJKW IRU
WKH WLPH VSHFLILHG
,V WKH WHVW OLJKW RQ"

 VHF

*R WR 6WHS 

*R WR 6WHS 
















5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH IXHO SXPS FRQQHFWRU


WHUPLQDO  DQG JURXQG
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH IXHO SXPS UHOD\
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH IXHO SXPS UHOD\
FRQQHFWRU WHUPLQDO  DQG EDWWHU\ SRVLWLYH
 7XUQ WKH LJQLWLRQ 21
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH IXHO SXPS UHOD\
FRQQHFWRU WHUPLQDO  DQG JURXQG
 7XUQ WKH LJQLWLRQ 21
 :LWK WKH LJQLWLRQ 21 WKH WHVW OLJKW VKRXOG OLJKW IRU
WKH WLPH VSHFLILHG
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH IXHO SXPS UHOD\
FRQQHFWRU WHUPLQDO  DQG JURXQG
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 21
 0HDVXUH WKH YROWDJH DW WKH IXVH () FRQQHFWLRQ
,V WKH YROWDJH ZLWKLQ WKH VSHFLILHG YDOXH"
5HSODFH WKH IXHO SXPS UHOD\
,V WKH UHSDLU FRPSOHWH"
0HDVXUH WKH YROWDJH DW WKH IXVH () DJDLQ
,V WKH YROWDJH ZLWKLQ WKH VSHFLILHG YDOXH
5HSODFH WKH HQJLQH IXVH EORFN
,V WKH UHSDLU FRPSOHWH"
 'LVFRQQHFW WKH IXHO FXWRII VZLWFK FRQQHFWRU
 0HDVXUH WKH YROWDJH DW WHUPLQDO  RI WKH IXHO
FXWRII VZLWFK FRQQHFWRU
,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 


*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 VHF



5HSDLU WKH RSHQ RU VKRUW EHWZHHQ WKH IXHO FXWRII


VZLWFK DQG IXVH ()
,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 



 5HFRQQHFW WKH IXHO FXWRII VZLWFK


 0HDVXUH WKH YROWDJH DW WHUPLQDO  RI WKH IXHO
FXWRII VZLWFK FRQQHFWRU
,V WKH YROWDJH ZLWKLQ WKH VSHFLILHG YDOXH"

 9

*R WR 6WHS 

'$(:22 9 %/

*R WR 6WHS 

)   (1*,1( &21752/6


(QJLQH &UDQNV %XW :LOO 1RW 5XQ &RQW
G
6WHS

$FWLRQ

9DOXH V



5HSDLU WKH VKRUW RU RSHQLQJ WKH FLUFXLW EHWZHHQ WKH


IXHO FXWRII VZLWFK DQG WKH IXHO SXPS
,V WKH UHSDLU FRPSOHWH"









5HSODFH WKH IXHO FXWRII VZLWFK


,V WKH UHSDLU FRPSOHWH"
&KHFN IRU DQ RSHQ RU VKRUW WR YROWDJH LQ WKH FLUFXLW
EHWZHHQ WKH IXHO SXPS UHOD\ WHUPLQDO  DQG
JURXQG
,V D SUREOHP IRXQG DQG FRUUHFWHG"
&KHFN WKH ZLUH EHWZHHQ WKH IXHO SXPS UHOD\ FRQQHFWRU
WHUPLQDO  WR WKH (&0 FRQQHFWRU WHUPLQDO ( IRU DQ
RSHQ
,V WKH SUREOHP IRXQG"
5HSDLU WKH ZLUH EHWZHHQ WKH IXHO SXPS UHOD\ FRQQHFWRU
WHUPLQDO  WR WKH (&0 FRQQHFWRU WHUPLQDO (
,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH ZLUH EHWZHHQ WKH IXHO SXPS UHOD\ FRQQHFWRU


WHUPLQDO  DQG WKH EDWWHU\
,V WKH UHSDLU FRPSOHWH"



 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH IXHO LQMHFWRU KDUQHVV FRQQHFWRUV
IURP DOO RI WKH IXHO LQMHFWRUV
 7XUQ WKH LJQLWLRQ 21
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH IXHO LQMHFWRU
KDUQHVV FRQQHFWRU  DQG JURXQG
 5HSHDW VWHS  IRU HDFK RI WKH UHPDLQLQJ IXHO
LQMHFWRUV
,V WKH WHVW OLJKW RQ DW DOO RI WKH IXHO LQMHFWRUV"

 7XUQ WKH LJQLWLRQ 2))


 &RQQHFW D WHVW OLJKW EHWZHHQ WKH IXHO LQMHFWRU
KDUQHVV FRQQHFWRU WHUPLQDO  DQG EDWWHU\ SRVLWLYH
 &UDQN WKH HQJLQH
 5HSHDW VWHSV WKUHH DQG IRXU IRU HDFK RI WKH
UHPDLQLQJ IXHO LQMHFWRUV
'RHV WKH WHVW OLJKW IODVK IRU DOO RI WKH IXHO LQMHFWRUV"





0HDVXUH WKH UHVLVWDQFH RI HDFK IXHO LQMHFWRU


,V WKH UHVLVWDQFH ZLWKLQ WKH YDOXH VSHFLILHG WKH UH
VLVWDQFH ZLOO LQFUHDVH VOLJKWO\ DW KLJKHU WHPSHUD
WXUHV "

 X



5HSODFH DQ\ RI WKH IXHO LQMHFWRUV ZLWK D UHVLVWDQFH


RXW RI VSHFLILFDWLRQ
,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH RSHQ ZLUH V EHWZHHQ WKH IXHO LQMHFWRU


KDUQHVV FRQQHFWRU V WHUPLQDO  DQG WKH EDWWHU\
,V WKH UHSDLU FRPSOHWH"

<HV

*R WR 6WHS 

1R


*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 


*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

'$(:22 9 %/

(1*,1( &21752/6 )  


(QJLQH &UDQNV %XW :LOO 1RW 5XQ &RQW
G
6WHS








'$(:22 9 %/

$FWLRQ
 &KHFN IRU DQ RSHQ EHWZHHQ WKH IXHO LQMHFWRU 
KDUQHVV FRQQHFWRU WHUPLQDO  DQG WKH (&0
FRQQHFWRU WHUPLQDO '
 &KHFN IRU DQ RSHQ EHWZHHQ WKH IXHO LQMHFWRU 
KDUQHVV FRQQHFWRU WHUPLQDO  DQG WKH (&0
FRQQHFWRU WHUPLQDO &
 &KHFN IRU DQ RSHQ EHWZHHQ WKH IXHO LQMHFWRU 
KDUQHVV FRQQHFWRU WHUPLQDO  DQG WKH (&0
FRQQHFWRU WHUPLQDO '
 &KHFN IRU DQ RSHQ EHWZHHQ WKH IXHO LQMHFWRU 
KDUQHVV FRQQHFWRU WHUPLQDO  DQG WKH (&0
FRQQHFWRU WHUPLQDO )
,V WKH SUREOHP IRXQG"
5HSDLU WKH RSHQ IXHO LQMHFWRU KDUQHVV ZLUH V 
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH IXVH RU UHSDLU WKH ZLULQJ DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
 ,QVSHFW WKH HQJLQH IXVH EORFN IXVH ()
 &KHFN IRU DQ RSHQ EHWZHHQ WKH FLUFXLW IURP
WHUPLQDO  IRU HDFK RI WKH IRXU IXHO LQMHFWRUV DQG
WKH LJQLWLRQ  UHOD\ FRQQHFWRU WHUPLQDO 
,V WKH SUREOHP IRXQG"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR
,JQLWLRQ 
5HOD\ &LUFXLW
&KHFN

)   (1*,1( &21752/6

&)

12 0$/)81&7,21 ,1',&$725 /$03


&LUFXLW 'HVFULSWLRQ
:KHQ WKH LJQLWLRQ LV WXUQHG 21 WKH 0DOIXQFWLRQ
,QGLFDWRU /DPS 0,/ ZLOO PRPHQWDULO\ IODVK 21 WKHQ
2)) DQG UHPDLQ 21 XQWLO WKH HQJLQH LV UXQQLQJ LI QR
'LDJQRVWLF 7URXEOH &RGHV '7&V DUH VWRUHG %DWWHU\
YROWDJH LV VXSSOLHG WKURXJK WKH LJQLWLRQ VZLWFK GLUHFWO\ WR
WKH 0,/ WHOOWDOH 7KH HQJLQH FRQWURO PRGXOH (&0
FRQWUROV WKH 0,/ E\ SURYLGLQJ D JURXQG SDWK WKURXJK WKH
0,/ FRQWURO FLUFXLW WR WXUQ 21 WKH 0,/
'LDJQRVWLF $LGV
$Q RSHQ LJQLWLRQ  IXVH ZLOO FDXVH WKH HQWLUH FOXVWHU WR
EH LQRSHUDWLYH DQG PD\ VHW '7& 3
&KHFN WKH EDWWHU\ DQG LJQLWLRQ IHHG FLUFXLWV IRU SRRU
FRQQHFWLRQV LI WKH 0,/ LV LQWHUPLWWHQW
$Q\ FLUFXLWU\ WKDW LV VXVSHFWHG DV FDXVLQJ DQ
LQWHUPLWWHQW FRPSODLQW VKRXOG EH WKRURXJKO\ FKHFNHG IRU
EDFNHGRXW WHUPLQDOV LPSURSHU PDWLQJ EURNHQ ORFNV
LPSURSHUO\ IRUPHG RU GDPDJHG WHUPLQDOV SRRU
WHUPLQDOWRZLULQJ FRQQHFWLRQV RU SK\VLFDO GDPDJH WR
WKH ZLULQJ KDUQHVV
7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
GLDJQRVWLF WDEOH

 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN


SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH UHFRUGV
GDWD RQ WKHQ VFDQ WRRO LI DSSOLFDEOH 7KLV FUHDWHV DQ
HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH
PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV VWRUHG LQ WKH
VFDQ WRRO IRU ODWHU UHIHUHQFH
 &RQQHFWLRQV WKDW DUH VXVSHFWHG RI EHLQJ IDXOW\ VKRXOG
EH WKRURXJKO\ FKHFNHG DV GHVFULEHG LQ WKH GLDJQRVWLF
DLGV
 ,I WKH HQJLQH IDLOV WR VWDUW DQG WKH 0,/ LV LQRSHUDWLYH
WKHQ WKH IDXOW FDQ EH LVRODWHG WR HLWKHU WKH (&0
LJQLWLRQ IHHG WKH EDWWHU\ IHHG RU D SRRU JURXQG DW WKH
HQJLQH EORFN RU WKH (&0
 3URELQJ WKH 0,/ FLUFXLW ZLWK D WHVW OLJKW WR JURXQG
VWLPXODWHV WKH (&0
V FRQWURO RI WKH 0,/ ,I WKH 0,/
LOOXPLQDWHV WKHQ WKH PDOIXQFWLRQ FDQ EH LVRODWHG WR
WKH FRQWURO RI WKH 0,/ RU D SRRU FRQQHFWLRQ DW WKH 0,/
WHUPLQDO WR WKH (&0 &RQQHFWLRQV WKDW DUH VXVSHFWHG
RI EHLQJ IDXOW\ VKRXOG EH WKRURXJKO\ FKHFNHG DV
GHVFULEHG LQ WKH GLDJQRVWLF DLGV
 ,W WDNHV YHU\ OLWWOH UHVLVWDQFH IRU WKH EDWWHU\ DQG
LJQLWLRQ IHHG FLUFXLWV WR FDXVH DQ LQWHUPLWWHQW FRQGLWLRQ
DQG VKRXOG DOVR EH FKHFNHG IRU D SRRU FRQQHFWLRQ DV
GHVFULEHG LQ GLDJQRVWLF DLGV
 %HIRUH UHSODFLQJ WKH (&0 FKHFN IRU EDFNHGRXW
WHUPLQDOV LPSURSHU PDWLQJ EURNHQ ORFNV
LPSURSHUO\ IRUPHG RU GDPDJHG WHUPLQDOV SRRU
'$(:22 9 %/

(1*,1( &21752/6 )  


WHUPLQDOWRZLULQJ KDUQHVV 5HSODFHPHQW (&0V
PXVW EH UHSURJUDPPHG 5HIHU WR WKH ODWHVW 7HFKOLQH
LQIRUPDWLRQ IRU UHSURJUDPPLQJ SURFHGXUHV
 (&0 JURXQGV ZLOO RQO\ FDXVH D SUREOHP LI DOO RI WKH
JURXQGV DUH QRW PDNLQJ D JRRG FRQQHFWLRQ ,I DQ
(&0 JURXQG SUREOHP LV VXVSHFWHG WKH PRVW

SUREDEOH SODFH WR FKHFN LV ZKHUH DOO WKH JURXQGV


PHHW DW WKH HQJLQH EORFN
 ,I QRW IDXOWV KDYH EHHQ IRXQG DW WKLV SRLQW DQG QR
'7&V ZHUH VHW UHIHU WR WKH GLDJQRVWLF DLGV IRU
DGGLWLRQDO FKHFNV DQG LQIRUPDWLRQ

1R 0DOIXQFWLRQ ,QGLFDWRU /DPS


6WHS










'$(:22 9 %/

$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH FKHFN FRPSOHWH"
7XUQ WKH LJQLWLRQ VZLWFK 21 ZLWK WKH HQJLQH 2))
,V WKH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ RQ"
&KHFN IRU D SRRU FRQQHFWLRQ DW WKH EDWWHU\ IHHG WHUPL
QDO $ RU LJQLWLRQ IHHG WHUPLQDO )
,V WKH SUREOHP IRXQG DQG UHSDLUHG"
$WWHPSW WR VWDUW WKH HQJLQH
'RHV WKH HQJLQH VWDUW"
&KHFN IRU D IDXOW\ HQJLQH FRQWURO PRGXOH (&0
JURXQG FRQQHFWLRQ DW WKH HQJLQH EORFN RU (&0 FRQ
QHFWRU JURXQG WHUPLQDOV DQG UHSDLU DV QHFHVVDU\
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH (&0 FRQQHFWRUV IURP WKH (&0
 7XUQ WKH LJQLWLRQ VZLWFK 21
,V WKH 0,/ 21"
,QVSHFW WKH LJQLWLRQ DQG EDWWHU\ IHHG IXVHV
$UH WKH IXVHV 2."

9DOXH V






*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 


3UREH WKH 0,/ FRQWURO FLUFXLW ZLWK D WHVW OLJKW FRQQHFWHG


WR JURXQG
,V WKH WHVW OLJKW LOOXPLQDWHG"

 &KHFN IRU D VKRUW WR JURXQG LQ WKH FLUFXLW RI WKH IXVH


WKDW ZDV RSHQ DQG UHSDLU LI QHFHVVDU\
 5HSODFH WKH RSHQ IXVH
,V WKH UHSDLU FRPSOHWH"

1R
*R WR 2Q
%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

7XUQ WKH LJQLWLRQ VZLWFK 2))


'LVFRQQHFW WKH (&0 FRQQHFWRUV IURP WKH (&0
7XUQ WKH LJQLWLRQ VZLWFK 21
3UREH WKH LJQLWLRQ IHHG WHUPLQDO ) ZLWK D WHVW
OLJKW FRQQHFWHG WR JURXQG
'RHV WKH WHVW OLJKW LOOXPLQDWH"

*R WR 6WHS 

&KHFN IRU D SRRU FRQQHFWLRQ LQ WKH EDWWHU\ IHHG WHUPL


QDO $ LJQLWLRQ IHHG WHUPLQDO ) RU WKH 0,/ FRQWURO
FLUFXLWV DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"






<HV

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 


*R WR 6WHS 

)   (1*,1( &21752/6


1R 0DOIXQFWLRQ ,QGLFDWRU /DPS &RQW
G
6WHS



$FWLRQ
5HSODFH WKH (&0
,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH VKRUW WR YROWDJH LQ WKH 0,/ FRQWURO FLUFXLW
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 



&KHFN IRU DQ RSHQ RU D SRRU FRQQHFWLRQ LQ WKH 0,/


FRQWURO FLUFXLW DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"



:LWK D WHVW OLJKW VWLOO FRQQHFWHG WR WKH JURXQG SUREH


WKH LJQLWLRQ IHHG WHUPLQDO )
'RHV WKH WHVW OLJKW LOOXPLQDWH"




5HSDLU WKH RSHQ EDWWHU\ IHHG FLUFXLW


,V WKH UHSDLU FRPSOHWH"
&KHFN IRU DQ RSHQ LJQLWLRQ IHHG FLUFXLW RU IXVH WR WKH
0,/ DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"




&KHFN IRU D SRRU FRQQHFWLRQ LQ WKH EDWWHU\ IHHG WHUPL


QDO $ RU WKH LJQLWLRQ IHHG WHUPLQDO ) DQG UHSDLU DV
QHFHVVDU\
,V D UHSDLU QHFHVVDU\"



5HSDLU WKH RSHQ LQ WKH LJQLWLRQ IHHG FLUFXLW IURP WHUPL


QDO )
,V WKH UHSDLU FRPSOHWH"



5HSODFH WKH LQVWUXPHQW SDQHO FOXVWHU 5HIHU WR 6HFWLRQ


( ,QVWUXPHQWDWLRQ'ULYHU ,QIRUPDWLRQ
,V WKH UHSDLU FRPSOHWH"







&KHFN IRU D IDXOW\ (&0 JURXQG FRQQHFWLRQ DW WKH HQ


JLQH EORFN RU (&0 FRQQHFWRU DQG UHSDLU DV QHFHVVDU\
,V WKH UHSDLU QHFHVVDU\"
 $OORZ WKH HQJLQH WR LGOH XQWLO QRUPDO RSHUDWLQJ
WHPSHUDWXUH LV UHDFKHG
 &KHFN LI DQ\ '7&V DUH VHW
$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ GLDJ
QRVHG"

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR WKH DSSOL
FDEOH '7& WDEOH

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

0$/)81&7,21 ,1',&$725 /$03 21 67($'<


&LUFXLW 'HVFULSWLRQ
:KHQ WKH LJQLWLRQ LV WXUQHG 21 WKH 0DOIXQFWLRQ
,QGLFDWRU /DPS 0,/ ZLOO PRPHQWDULO\ IODVK 21 WKHQ
2)) DQG UHPDLQ 21 XQWLO WKH HQJLQH LV UXQQLQJ LI QR
'LDJQRVWLF 7URXEOH &RGHV '7&V DUH VWRUHG %DWWHU\
YROWDJH LV VXSSOLHG WKURXJK WKH LJQLWLRQ VZLWFK GLUHFWO\ WR
WKH 0,/ WHOOWDOH 7KH HQJLQH FRQWURO PRGXOH (&0
FRQWUROV WKH 0,/ E\ SURYLGLQJ D JURXQG SDWK WKURXJK WKH
0,/ FRQWURO FLUFXLW WR WXUQ 21 WKH 0,/
7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
GLDJQRVWLF WDEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH UHFRUGV
GDWD RQ WKHQ VFDQ WRRO LI DSSOLFDEOH 7KLV FUHDWHV DQ








HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH


PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV VWRUHG LQ WKH
VFDQ WRRO IRU ODWHU UHIHUHQFH
:KHQ WKH LJQLWLRQ LV WXUQHG RQ WKH 0,/ VKRXOG
PRPHQWDULO\ IODVK 21 DQG 2)) WKHQ UHPDLQ 21 XQWLO
WKH HQJLQH LV UXQQLQJ RU LI DQ HPLVVLRQ UHODWHG '7& LV
VWRUHG
7KLV VWHS FKHFNV WKH DELOLW\ RI WKH (&0 WR FRQWURO WKH
0,/ 7KH VFDQ WRRO KDV WKH DELOLW\ WR FRPPDQG WKH
0,/ 21 DQG 2))
$ VKRUWHG 0,/ FLUFXLW FDQ EH GLDJQRVHG ZLWK D VFDQ
WRRO
7KH UHSODFHPHQW (&0 PXVW EH UHSURJUDPPHG 5HIHU
WR WKH ODWHVW 7HFKOLQH LQIRUPDWLRQ IRU UHSURJUDPPLQJ
SURFHGXUHV

'$(:22 9 %/

(1*,1( &21752/6 )  


0DOIXQFWLRQ ,QGLFDWRU /DPS 2Q 6WHDG\
6WHS


$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH FKHFN FRPSOHWH"
7XUQ WKH LJQLWLRQ VZLWFK 21 ZLWK WKH HQJLQH 2))
,V WKH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ 21"

9DOXH V

 7XUQ WKH LJQLWLRQ VZLWFK 2))


 'LVFRQQHFW WKH HQJLQH FRQWURO PRGXOH (&0
FRQQHFWRUV
 7XUQ WKH LJQLWLRQ VZLWFK 21
,V WKH 0,/ 2))"

&KHFN WKH 0,/ FRQWURO FLUFXLW IRU D VKRUW WR JURXQG


DQG UHSDLU LI QHFHVVDU\
,V D UHSDLU QHFHVVDU\"

5HSODFH WKH LQVWUXPHQW SDQHO FOXVWHU 5HIHU WR 6HFWLRQ


( ,QVWUXPHQWDWLRQ'ULYHU ,QIRUPDWLRQ
,V WKH UHSDLU FRPSOHWH"

5HSODFH WKH (&0


,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

*R WR 6WHS 

*R WR 2Q
%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR 1R
0DOIXQFWLRQ
,QGLFDWRU
/DPS

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 ,QVWDOO WKH VFDQ WRRO


 &RPPDQG WKH 0,/ 2Q DQG 2))
'RHV WKH 0,/ WXUQ 21 DQG 2)) ZKHQ FRPPDQGHG"

1R

 8VLQJ WKH VFDQ WRRO FOHDU WKH 'LDJQRVWLF 7URXEOH


&RGHV '7&V 
 $WWHPSW WR VWDUW WKH HQJLQH
'RHV WKH HQJLQH VWDUW DQG FRQWLQXH WR UXQ"
 $OORZ WKH HQJLQH WR LGOH XQWLO QRUPDO RSHUDWLQJ
WHPSHUDWXUH LV UHDFKHG
 &KHFN LI DQ\ '7&V DUH VHW
$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ GLDJ
QRVHG"

<HV

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR WKH
DSSOLFDEOH '7&
WDEOH

6\VWHP 2.

)   (1*,1( &21752/6

)8(/ 6<67(0 ',$*126,6


&LUFXLW 'HVFULSWLRQ
7KH IXHO SXPS LV DQ LQWDQN IXHO SXPS PRXQWHG WR D IXHO
VHQGHU DVVHPEO\ 7KH IXHO SXPS ZLOO UHPDLQ RQ DV ORQJ
DV WKH HQJLQH LV FUDQNLQJ RU UXQQLQJ DQG WKH HQJLQH
FRQWURO PRGXOH (&0 LV UHFHLYLQJ UHIHUHQFH SXOVHV IURP
WKH FUDQNVKDIW SRVLWLRQ VHQVRU &36  ,I WKHUH DUH QR
UHIHUHQFH SXOVHV WKH (&0 ZLOO WXUQ RII WKH IXHO SXPS WZR
VHFRQGV DIWHU WKH LJQLWLRQ VZLWFK LV WXUQHG 21 RU WZR
VHFRQGV DIWHU WKH HQJLQH VWRSV UXQQLQJ 7KH IXHO SXPS
GHOLYHUV IXHO WR WKH IXHO UDLO DQG WKH IXHO LQMHFWRUV ZKHUH
WKH IXHO V\VWHP SUHVVXUH LV FRQWUROOHG IURP  WR 
N3D  WR  SVL E\ WKH IXHO SUHVVXUH UHJXODWRU 7KH
H[FHVV IXHO LV UHWXUQHG WR WKH IXHO WDQN
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 :KHQ WKH HQJLQH LV LGOLQJ WKH LQWDNH PDQLIROG
YDFXXP LV KLJK 7KLV YDFXXP LV DSSOLHG WR WKH IXHO
SUHVVXUH UHJXODWRU GLDSKUDJP RIIVHWWLQJ WKH VSULQJ
SUHVVXUH LQVLGH WKH IXHO SUHVVXUH UHJXODWRU DQG
ORZHULQJ WKH IXHO SUHVVXUH

 ,I WKHUH LV IXHO EOHHGLQJ EDFN WKURXJK WKH IXHO UHWXUQ


RXWOHW WKLV LV GXH WR D IDXOW\ IXHO SUHVVXUH UHJXODWRU
 $QRWKHU V\PSWRP RIWHQ SUHVHQW ZKHQ WKH IXHO
LQMHFWRUV DUH OHDNLQJ LV KDUG VWDUWLQJ /HDNLQJ IXHO
LQMHFWRUV FDQ FDXVH D IORRGLQJ FRQGLWLRQ
 )XHO OHDNLQJ IURP WKH IXHO SXPS LQOHW LV GXH WR D
IDXOW\ RQHZD\ FKHFN YDOYH LQ WKH IXHO SXPS
&DXWLRQ 7KH IXHO V\VWHP LV XQGHU SUHVVXUH 7R
DYRLG IXHO VSLOODJH DQG WKH ULVN RI SHUVRQDO LQMXU\ RU
ILUH LW LV QHFHVVDU\ WR UHOLHYH WKH IXHO V\VWHP
SUHVVXUH EHIRUH GLVFRQQHFWLQJ WKH IXHO OLQHV
&DXWLRQ 'R QRW SLQFK RU UHVWULFW Q\ORQ IXHO OLQHV
'DPDJH WR WKH OLQHV FRXOG FDXVH D IXHO OHDN
UHVXOWLQJ LQ SRVVLEOH ILUH RU SHUVRQDO LQMXU\
)XHO 3UHVVXUH 5HOLHI 3URFHGXUH
 5HPRYH WKH IXHO FDS
 5HPRYH WKH IXHO SXPS IXVH () IURP WKH HQJLQH
IXVH ER[
 6WDUW WKH HQJLQH DQG DOORZ WKH HQJLQH WR VWDOO
 &UDQN WKH HQJLQH IRU DQ DGGLWLRQDO  VHFRQGV

)XHO 6\VWHP 'LDJQRVLV


6WHS

$FWLRQ
 5HOLHYH WKH IXHO V\VWHP SUHVVXUH
 ,QVWDOO D IXHO SUHVVXUH JDXJH
 7XUQ WKH LJQLWLRQ 21
,V WKH IXHO SUHVVXUH ZLWKLQ WKH YDOXHV VSHFLILHG DQG
KROGLQJ VWHDG\"
 'LVFRQQHFW WKH IXHO SUHVVXUH UHJXODWRU YDFXXP
KRVH
 6WDUW WKH HQJLQH
 $OORZ WKH HQJLQH WR LGOH
 &RQQHFW WKH IXHO SUHVVXUH UHJXODWRU YDFXXP
KRVH
'LG WKH IXHO SUHVVXUH GHFUHDVH"
 $OORZ WKH HQJLQH WR LGOH
 'LVFRQQHFW WKH YDFXXP KRVH IURP WKH IXHO
SUHVVXUH UHJXODWRU
 &RQQHFW D YDFXXP SXPS ZLWK D JDXJH WR WKH IXHO
SUHVVXUH UHJXODWRU YDFXXP SRUW
 $SSO\  N3D  LQ +J RI YDFXXP WR WKH
IXHO SUHVVXUH UHJXODWRU
'LG WKH IXHO SUHVVXUH GHFUHDVH"
 /RFDWH DQG FRUUHFW WKH FDXVH RI WKH YDFXXP
UHVWULFWLRQ WR WKH IXHO SUHVVXUH UHJXODWRU
 &RQILUP WKH RSHUDWLRQ RI WKH IXHO SUHVVXUH
UHJXODWRU
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

 N3D
 SVL

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  


)XHO 6\VWHP 'LDJQRVLV &RQW
G
6WHS













'$(:22 9 %/

$FWLRQ
 5HOLHYH WKH IXHO V\VWHP SUHVVXUH
 ,QVWDOO D IXHO SUHVVXUH JDXJH
 7XUQ WKH LJQLWLRQ 21
,V WKH IXHO SUHVVXUH ZLWKLQ WKH YDOXHV VSHFLILHG EXW
QRW KROGLQJ VWHDG\"
,QVSHFW WKH IXHO OLQHV IRU D OHDN
,V WKH SUREOHP IRXQG"
 5HSODFH WKH IXHO OLQH V DV QHHGHG
 ,QVWDOO D IXHO SUHVVXUH JDXJH
 7XUQ WKH LJQLWLRQ 21
,V WKH IXHO SUHVVXUH ZLWKLQ WKH YDOXHV VSHFLILHG DQG
KROGLQJ VWHDG\"
 5HPRYH WKH IXHO SXPS DVVHPEO\
 :LWK WKH IXHO SXPS XQGHU SUHVVXUH LQVSHFW WKH
IXHO SXPS FRXSOLQJ KRVHV IRU OHDNLQJ
,V WKH SUREOHP IRXQG"

9DOXH V

<HV

1R

 N3D
 SVL

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 N3D
 SVL

*R WR 6WHS 

 N3D
 SVL

 5HSODFH WKH IXHO SUHVVXUH UHJXODWRU


 ,QVWDOO D IXHO SUHVVXUH JDXJH
 7XUQ WKH LJQLWLRQ 21
,V WKH IXHO SUHVVXUH ZLWKLQ WKH YDOXHV VSHFLILHG DQG
KROGLQJ VWHDG\"
:LWK WKH IXHO V\VWHP XQGHU SUHVVXUH LQVSHFW WKH IXHO
LQOHW IRU OHDNLQJ
,V WKH SUREOHP IRXQG"

 N3D
 SVL

 5HSODFH WKH OHDNLQJ IXHO LQMHFWRU V 


 ,QVWDOO D IXHO SUHVVXUH JDXJH
 7XUQ WKH LJQLWLRQ 21
,V WKH IXHO SUHVVXUH ZLWKLQ WKH YDOXHV VSHFLILHG DQG
KROGLQJ VWHDG\"

6\VWHP 2.

 7LJKWHQ RU UHSODFH WKH IXHO SXPS FRXSOLQJ KRVHV


DV QHHGHG
 ,QVWDOO D IXHO SUHVVXUH JDXJH
 7XUQ WKH LJQLWLRQ 21
,V WKH IXHO SUHVVXUH ZLWKLQ WKH YDOXHV VSHFLILHG DQG
KROGLQJ VWHDG\"
:LWK WKH IXHO V\VWHP XQGHU SUHVVXUH LQVSHFW WKH IXHO
UHWXUQ RXWOHW IRU OHDNLQJ
,V WKH SUREOHP IRXQG"

 5HSODFH WKH IXHO SXPS DVVHPEO\


 ,QVWDOO D IXHO SUHVVXUH JDXJH
 7XUQ WKH LJQLWLRQ 21
,V WKH IXHO SUHVVXUH ZLWKLQ WKH YDOXHV VSHFLILHG DQG
KROGLQJ VWHDG\"
 5HPRYH WKH IXHO UDLO DQG WKH IXHO LQMHFWRUV DV DQ
DVVHPEO\
 :LWK WKH IXHO V\VWHP XQGHU SUHVVXUH LQVSHFW DOO
RI WKH IXHO LQMHFWRUV IRU OHDNLQJ
,V WKH SUREOHP IRXQG"

 N3D
 SVL

*R WR 6WHS 


6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.


*R WR 6WHS 

 N3D
 SVL


6\VWHP 2.

)   (1*,1( &21752/6


)XHO 6\VWHP 'LDJQRVLV &RQW
G
6WHS

















$FWLRQ
 5HSODFH WKH IXHO SUHVVXUH UHJXODWRU
 'LVFRQQHFW WKH IXHO SUHVVXUH UHJXODWRU YDFXXP
KRVH
 6WDUW WKH HQJLQH
 $OORZ WKH HQJLQH WR LGOH
 &RQQHFW WKH IXHO SUHVVXUH UHJXODWRU YDFXXP
KRVH
'LG WKH IXHO SUHVVXUH GHFUHDVH"
 5HOLHYH WKH IXHO V\VWHP SUHVVXUH
 ,QVWDOO D IXHO SUHVVXUH JDXJH
 7XUQ WKH LJQLWLRQ 21
,V WKH IXHO V\VWHP SUHVVXUH EHORZ WKH YDOXHV VSHFL
ILHG DQG KROGLQJ VWHDG\"
 5HOLHYH WKH IXHO V\VWHP SUHVVXUH
 ,QVWDOO D IXHO SUHVVXUH JDXJH
 7XUQ WKH LJQLWLRQ 21
,V WKH IXHO V\VWHP SUHVVXUH EHORZ WKH YDOXHV VSHFL
ILHG DQG QRW KROGLQJ VWHDG\"
,QVSHFW WKH IXHO OLQHV IRU OHDNV
,V WKH SUREOHP IRXQG"
 5HPRYH WKH IXHO SXPS DVVHPEO\
 :LWK WKH IXHO SXPS XQGHU SUHVVXUH LQVSHFW WKH
IXHO SXPS FRXSOLQJ KRVHV IRU OHDNLQJ
,V WKH SUREOHP IRXQG"
 5HPRYH WKH IXHO SXPS DVVHPEO\
 :LWK WKH IXHO V\VWHP XQGHU SUHVVXUH LQVSHFW WKH
IXHO UHWXUQ RXWOHW IRU OHDNLQJ
,V WKH SUREOHP IRXQG"
 5HPRYH WKH IXHO SXPS DVVHPEO\
 :LWK WKH IXHO V\VWHP XQGHU SUHVVXUH LQVSHFW WKH
IXHO LQOHW IRU OHDNLQJ
,V WKH SUREOHP IRXQG"
 5HPRYH WKH IXHO UDLO DQG WKH IXHO LQMHFWRUV DV DQ
DVVHPEO\
 :LWK WKH IXHO V\VWHP XQGHU SUHVVXUH LQVSHFW DOO
RI WKH IXHO LQMHFWRUV IRU OHDNLQJ
,V WKH SUREOHP IRXQG"

9DOXH V

<HV

1R

6\VWHP 2.

 N3D
 SVL

*R WR 6WHS 

*R WR 6WHS 

 N3D
 SVL

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

)8(/ 3803 5(/$< &,5&8,7 &+(&.


&LUFXLW 'HVFULSWLRQ
:KHQ WKH LJQLWLRQ VZLWFK LV WXUQHG 21 WKH HQJLQH
FRQWURO PRGXOH (&0 ZLOO DFWLYDWH WKH IXHO SXPS UHOD\
DQG UXQ WKH LQWDQN IXHO SXPS 7KH IXHO SXPS ZLOO
RSHUDWH DV ORQJ DV WKH HQJLQH LV FUDQNLQJ RU UXQQLQJ DQG
WKH (&0 LV UHFHLYLQJ LJQLWLRQ UHIHUHQFH SXOVHV
,I WKHUH DUH QR UHIHUHQFH SXOVHV WKH (&0 ZLOO VKXW RII
WKH IXHO SXPS ZLWKLQ  VHFRQGV DIWHU WKH LJQLWLRQ VZLWFK LV
WXUQHG 21
'LDJQRVWLF $LGV
$Q LQWHUPLWWHQW SUREOHP PD\ EH FDXVHG E\ D SRRU
FRQQHFWLRQ UXEEHG WKURXJK ZLUH LQVXODWLRQ RU D EURNHQ
ZLUH LQVLGH WKH LQVXODWLRQ

7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV VWHS FKHFNV IRU WKH HQJLQH FRQWURO PRGXOH
(&0 SURYLGLQJ D JURXQG IRU WKH RSHUDWLRQ RI WKH IXHO
SXPS UHOD\
 %\ FRQILUPLQJ WKDW WKH ZLULQJ LV 2. XVLQJ VWHSV 
WKURXJK  LW FDQ EH GHWHUPLQHG WKDW WKH IXHO SXPS
UHOD\ LV DW IDXOW
 $IWHU GHWHUPLQLQJ WKDW WKHUH LV QR JURXQG EHLQJ
SURYLGHG E\ WKH (&0 WR WKH IXHO SXPS UHOD\ WKH IDXOW
LV HLWKHU WKH (&0 RU WKH ZLULQJ EHWZHHQ WKH (&0 DQG
WKH IXHO SXPS UHOD\

'$(:22 9 %/

(1*,1( &21752/6 )  


)XHO 3XPS 5HOD\ &LUFXLW &KHFN
6WHS


$FWLRQ
 7XUQ WKH LJQLWLRQ 2)) IRU  VHFRQGV
 7XUQ WKH LJQLWLRQ 21
 /LVWHQ IRU LQWDQN IXHO SXPS RSHUDWLRQ
'RHV WKH IXHO SXPS RSHUDWH IRU WKH WLPH VSHFLILHG"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH IXHO SXPS UHOD\
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH IXHO SXPS UHOD\
FRQQHFWRU WHUPLQDO  DQG EDWWHU\ SRVLWLYH
 7XUQ WKH LJQLWLRQ 21
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH IXHO SXPS UHOD\
FRQQHFWRU WHUPLQDO  DQG JURXQG
 7XUQ WKH LJQLWLRQ 21
 :LWK WKH LJQLWLRQ 21 WKH WHVW OLJKW VKRXOG OLJKW IRU
WKH WLPH VSHFLILHG
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH IXHO SXPS UHOD\
FRQQHFWRU WHUPLQDO  DQG JURXQG
,V WKH WHVW OLJKW RQ"
&KHFN IRU DQ RSHQ RU VKRUW WR JURXQG LQ WKH ZLUH
EHWZHHQ WKH IXHO SXPS UHOD\ FRQQHFWRU WHUPLQDO 
DQG WKH IXHO FXWRII VZLWFK WHUPLQDO 
,V WKH SUREOHP IRXQG"

1R

 VHF

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 VHF

 VHF

6\VWHP 2.

 5HSODFH WKH IXHO SXPS UHOD\


 7XUQ WKH LJQLWLRQ 2)) IRU  VHFRQGV
 7XUQ WKH LJQLWLRQ 21
'RHV WKH IXHO SXPS RSHUDWH IRU WKH WLPH VSHFLILHG"

 VHF

6\VWHP 2.

&KHFN IRU DQ RSHQ ZLUH EHWZHHQ WKH IXHO SXPS UHOD\


FRQQHFWRU WHUPLQDO  WR WKH HQJLQH FRQWURO PRGXOH
(&0 FRQQHFWRU WHUPLQDO (
,V WKH SUREOHP IRXQG"

'$(:22 9 %/

<HV

 5HSDLU WKH ZLUH EHWZHHQ WKH IXHO SXPS UHOD\


FRQQHFWRU WHUPLQDO  DQG WKH IXHO FXWRII VZLWFK
WHUPLQDO 
 ,QVWDOO WKH IXHO SXPS UHOD\
 7XUQ WKH LJQLWLRQ 2)) IRU  VHFRQGV
 7XUQ WKH LJQLWLRQ 21
'RHV WKH IXHO SXPS RSHUDWH IRU WKH WLPH VSHFLILHG"

&KHFN IRU DQ RSHQ ZLUH EHWZHHQ WKH IXHO SXPS UHOD\


FRQQHFWRU WHUPLQDO  DQG WKH LJQLWLRQ  UHOD\ FRQ
QHFWRU WHUPLQDO 
,V WKH SUREOHP IRXQG"



9DOXH V

 5HSDLU WKH ZLUH EHWZHHQ WKH IXHO SXPS UHOD\


FRQQHFWRU WHUPLQDO  WR WKH (&0 FRQQHFWRU
WHUPLQDO (
 ,QVWDOO WKH IXHO SXPS UHOD\
 7XUQ WKH LJQLWLRQ 2)) IRU  VHFRQGV
 7XUQ WKH LJQLWLRQ 21
'RHV WKH IXHO SXPS RSHUDWH IRU WKH WLPH VSHFLILHG"

*R WR 6WHS 

*R WR
,JQLWLRQ 
5HOD\ &LUFXLW
&KHFN

*R WR 6WHS 

*R WR 6WHS 


 VHF

6\VWHP 2.

)   (1*,1( &21752/6


)XHO 3XPS 5HOD\ &LUFXLW &KHFN &RQW
G
6WHS

$FWLRQ



 5HSDLU WKH ZLUH EHWZHHQ WKH IXHO SXPS UHOD\


FRQQHFWRU WHUPLQDO  DQG WKH EDWWHU\
 ,QVWDOO WKH IXHO SXPS UHOD\
 7XUQ WKH LJQLWLRQ 2)) IRU  VHFRQGV
 7XUQ WKH LJQLWLRQ 21
'RHV WKH IXHO SXPS RSHUDWH IRU WKH WLPH VSHFLILHG"

 VHF

6\VWHP 2.

 5HSODFH WKH (&0


 7XUQ WKH LJQLWLRQ 2)) IRU  VHFRQGV
 7XUQ WKH LJQLWLRQ 21
'RHV WKH IXHO SXPS RSHUDWH IRU WKH WLPH VSHFLILHG"

 VHF

6\VWHP 2.





5HSDLU WKH ZLUH EHWZHHQ WKH IXHO SXPS UHOD\ FRQ


QHFWRU WHUPLQDO  DQG WKH LJQLWLRQ  UHOD\ FRQQHFWRU
WHUPLQDO 
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R


6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)$

,*1,7,21  5(/$< &,5&8,7 &+(&.


&LUFXLW 'HVFULSWLRQ
:KHQ WKH LJQLWLRQ LV WXUQHG 21 RU WR WKH 67$57 SRVLWLRQ
WKH LJQLWLRQ  UHOD\ LV HQHUJL]HG 7KH LJQLWLRQ  UHOD\ WKHQ
VXSSOLHV YROWDJH WR WKH HQJLQH IXVH ER[ IXVH () DQG
WKH HQJLQH IXVH ER[ IXVH () 7KH GLUHFW LJQLWLRQ
V\VWHP ',6 LJQLWLRQ FRLO DQG WKH HYDSRUDWLYH HPLVVLRQ
FDQLVWHU SXUJH VROHQRLG DUH VXSSOLHG YROWDJH WKURXJK WKH
HQJLQH IXVH ER[ IXVH () 7KH IXHO LQMHFWRUV DUH
VXSSOLHG YROWDJH WKURXJK WKH HQJLQH IXVH ER[ IXVH ()
'LDJQRVWLF $LGV
- $Q LQWHUPLWWHQW SUREOHP PD\ EH FDXVHG E\ D SRRU
FRQQHFWLRQ UXEEHG WKURXJK ZLUH LQVXODWLRQ RU D
EURNHQ ZLUH LQVLGH WKH LQVXODWLRQ

- $ IDXOW\ LJQLWLRQ  UHOD\ ZLOO FDXVH D QR VWDUW FRQGLWLRQ


7KHUH ZLOO EH QR YROWDJH VXSSOLHG WR WKH ',6 LJQLWLRQ
FRLO RU WKH IXHO LQMHFWRUV :LWKRXW YROWDJH VXSSOLHG WR
WKHVH FRPSRQHQWV WKH\ ZLOO QRW RSHUDWH
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VSHFLILF VWHS V RQ WKH
GLDJQRVWLF WDEOH
 ,I WKH WHVW OLJKW LV RQ DW ERWK RI WKH IXVH WHUPLQDOV WKH
LJQLWLRQ  UHOD\ LV 2.
 7KLV VWHS DORQJ ZLWK VWHSV   DQG  FKHFNV IRU
FRUUHFW YROWDJH DQG JURXQG WR WKH LJQLWLRQ  UHOD\
WHUPLQDOV
 $IWHU FRQILUPLQJ FRUUHFW YROWDJH DQG JURXQG WR WKH
LJQLWLRQ  UHOD\ WHUPLQDOV LW FDQ EH GHWHUPLQHG WKDW
WKH LJQLWLRQ  UHOD\ LV IDXOW\

'$(:22 9 %/

(1*,1( &21752/6 )  


,JQLWLRQ  5HOD\ &LUFXLW &KHFN
6WHS

$FWLRQ

9DOXH V

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH HQJLQH IXVH EORFN IXVHV () DQG
()
 7XUQ WKH LJQLWLRQ 21
 :LWK D WHVW OLJKW FRQQHFWHG WR JURXQG SUREH WKH
IXVH WHUPLQDOV QHDUHVW WKH LJQLWLRQ  UHOD\ IRU
IXVHV () DQG ()
,V WKH WHVW OLJKW RQ DW ERWK WHUPLQDOV"

&KHFN WKH WHVW OLJKW


,V WKH WHVW OLJKW RQ DW RQO\ RQH WHUPLQDO"





&KHFN WKH WHVW OLJKW


,V WKH WHVW OLJKW RII DW ERWK WHUPLQDOV"
 7XUQ WKH LJQLWLRQ 2))
 ,QVSHFW WKH LQVWUXPHQW SDQHO IXVH EORFN IXVH )
,V WKH IXVH 2."

<HV

1R

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 'LVFRQQHFW WKH LJQLWLRQ  UHOD\


 &RQQHFW D WHVW OLJKW EHWZHHQ WKH LJQLWLRQ  UHOD\
FRQQHFWRU WHUPLQDO  DQG JURXQG
 7XUQ WKH LJQLWLRQ 21
,V WKH WHVW OLJKW RQ"

&RQQHFW D WHVW OLJKW EHWZHHQ WKH LJQLWLRQ  UHOD\


FRQQHFWRU WHUPLQDO  DQG EDWWHU\ YROWDJH
,V WKH WHVW OLJKW RQ"

&RQQHFW D WHVW OLJKW EHWZHHQ WKH LJQLWLRQ  UHOD\


FRQQHFWRU WHUPLQDO  DQG JURXQG
,V WKH WHVW OLJKW RQ"

&KHFN IRU DQ RSHQ LQ WKH ZLULQJ EHWZHHQ WKH LJQLWLRQ


 UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH HQJLQH IXVH
EORFN WHUPLQDOV IRU IXVHV () DQG ()
,V WKH SUREOHP IRXQG"




5HSDLU WKH RSHQ LQ WKH ZLULQJ EHWZHHQ WKH LJQLWLRQ 


UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH HQJLQH IXVH
EORFN WHUPLQDO V IRU IXVHV () DQG ()
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH LQVWUXPHQW SDQHO IXVH EORFN IXVH )
,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH RSHQ LQ WKH ZLULQJ EHWZHHQ WKH LJQLWLRQ 
UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH LJQLWLRQ VZLWFK
,V WKH UHSDLU FRPSOHWH"


6\VWHP 2.





5HSDLU WKH RSHQ LQ WKH ZLULQJ EHWZHHQ WKH LJQLWLRQ 


UHOD\ FRQQHFWRU WHUPLQDO  DQG JURXQG
,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH RSHQ LQ WKH ZLULQJ EHWZHHQ WKH LJQLWLRQ 


UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH EDWWHU\
,V WKH UHSDLU FRPSOHWH"



5HSODFH WKH LJQLWLRQ  UHOD\


,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

6\VWHP 2.

6\VWHP 2.

6\VWHP 2.

6\VWHP 2.
6\VWHP 2.




)   (1*,1( &21752/6

&)$

0$1,)2/' $%62/87( 35(6685( &+(&.


&LUFXLW 'HVFULSWLRQ
7KH PDQLIROG DEVROXWH SUHVVXUH 0$3 VHQVRU
PHDVXUHV WKH FKDQJHV LQ WKH LQWDNH PDQLIROG SUHVVXUH
ZKLFK UHVXOW IURP HQJLQH ORDG LQWDNH PDQLIROG YDFXXP
DQG USP FKDQJHV 7KH 0$3 VHQVRU FRQYHUWV WKHVH
FKDQJHV LQWR D YROWDJH RXWSXW 7KH HQJLQH FRQWURO
PRGXOH (&0 VHQGV D  YROW UHIHUHQFH YROWDJH WR WKH
0$3 VHQVRU $V WKH LQWDNH PDQLIROG SUHVVXUH FKDQJHV
WKH RXWSXW YROWDJH RI WKH 0$3 VHQVRU DOVR FKDQJHV $
ORZ YROWDJH KLJK YDFXXP RXWSXW RI  WR  YROWV LV
SUHVHQW DW LGOH $ KLJK YROWDJH ORZ YDFXXP RXWSXW RI
 WR  YROWV LV SUHVHQW DW ZLGH RSHQ WKURWWOH 7KH 0$3
VHQVRU LV DOVR XVHG XQGHU FHUWDLQ FRQGLWLRQV WR PHDVXUH
EDURPHWULF SUHVVXUH 7KLV DOORZV WKH (&0 WR PDNH
DGMXVWPHQWV IRU DOWLWXGH FKDQJHV 7KH (&0 XVHV WKH
0$3 VHQVRU IRU IXHO GHOLYHU\ DQG LJQLWLRQ WLPLQJ
FKDQJHV

7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 $SSO\LQJ  N3D  LQFKHV +J RI YDFXXP WR WKH
PDQLIROG DEVROXWH SUHVVXUH 0$3 VHQVRU VKRXOG
FDXVH WKH YROWDJH WR FKDQJH 6XEWUDFW WKH VHFRQG
YROWDJH UHDGLQJ IURP WKH ILUVW 7KDW YROWDJH YDOXH
VKRXOG EH PRUH WKDQ  YROWV :KHQ DSSO\LQJ
YDFXXP WR WKH 0$3 VHQVRU WKH FKDQJH LQ WKH YROWDJH
VKRXOG KDSSHQ LQVWDQWO\ $ VORZ YROWDJH FKDQJH
LQGLFDWHV D IDXOW\ 0$3 VHQVRU
 'LVFRQQHFW WKH 0$3 VHQVRU IURP WKH EUDFNHW DQG
WZLVW WKH 0$3 VHQVRU 2XWSXW FKDQJHV PRUH WKDQ
YROW LQGLFDWH D IDXOW\ FRQQHFWRU RU FRQQHFWLRQ

'$(:22 9 %/

(1*,1( &21752/6 )  


0DQLIROG $EVROXWH 3UHVVXUH &KHFN
6WHS





'$(:22 9 %/

$FWLRQ
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW D VFDQ WRRO WR WKH GDWD OLQN FRQQHFWRU
'/& 
 7XUQ WKH LJQLWLRQ 21
 &RPSDUH WKH PDQLIROG DEVROXWH SUHVVXUH 0$3
VHQVRU YROWDJH UHDGLQJ IURP WKH VFDQQHU ZLWK WKDW
IURP D NQRZQ JRRG YHKLFOH
,V WKH GLIIHUHQFH LQ WKH WZR YROWDJH UHDGLQJV OHVV
WKDQ WKH YDOXH VSHFLILHG"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW D VFDQ WRRO WR WKH '/&
 'LVFRQQHFW WKH 0$3 VHQVRU YDFXXP OLQH
 &RQQHFW D KDQG YDFXXP SXPS WR WKH 0$3
VHQVRU
 7XUQ WKH LJQLWLRQ 21
 1RWH WKH 0$3 VHQVRU YROWDJH
 $SSO\  N3D  LQ +J RI YDFXXP WR WKH 0$3
VHQVRU DQG QRWH WKH YROWDJH FKDQJH
,V WKH GLIIHUHQFH LQ YROWDJH UHDGLQJV PRUH WKDQ WKH
YDOXH VSHFLILHG"
,QVSHFW WKH 0$3 VHQVRU FRQQHFWRU WHUPLQDOV
,V WKH SUREOHP IRXQG"
5HSDLU WKH 0$3 VHQVRU FRQQHFWRU WHUPLQDOV DV
QHHGHG
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH PDQLIROG DEVROXWH SUHVVXUH VHQVRU
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

 9

*R WR 6WHS 

*R WR 6WHS 

 9

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.
6\VWHP 2.

)   (1*,1( &21752/6

&)

3$5.1(875$/ 326,7,21 6:,7&+


&LUFXLW 'HVFULSWLRQ
7KH SDUNQHXWUDO SRVLWLRQ 313 VZLWFK FRQWDFWV DUH D
SDUW RI WKH VHOHFWRU SRVLWLRQ VZLWFK 7KH FRQWDFWV DUH
FORVHG WR JURXQG LQ SDUN DQG QHXWUDO DQG RSHQ LQ WKH
GULYH UDQJHV
7KH HQJLQH FRQWURO PRGXOH (&0 VXSSOLHV LJQLWLRQ
YROWDJH WKURXJK D FXUUHQW OLPLWLQJ UHVLVWRU WR WKH VLJQDO
ZLUH DQG VHQVHV D FORVHG VZLWFK ZKHQ WKH YROWDJH RQ WKH
VLJQDO ZLUH GURSV WR OHVV WKDQ  YROW 7KH (&0 XVHV WKH
313 VLJQDO DV RQH RI WKH LQSXWV WR FRQWURO LGOH DLU DQG
VSDUN WLPLQJ

7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 &KHFNV IRU WKH SDUNQHXWUDO SRVLWLRQ 313 VZLWFK
FORVHG WR JURXQG LQ WKH SDUN SRVLWLRQ 'LIIHUHQW PDNHV
RI VFDQ WRROV ZLOO UHDG SDUNQHXWUDO GLIIHUHQWO\ 5HIHU
WR WKH WRRO RSHUDWLRQV PDQXDO IRU WKH W\SH RI GLVSOD\
XVHG
 &KHFNV IRU DQ RSHQ 313 VZLWFK LQ WKH GULYH UDQJH

'$(:22 9 %/

(1*,1( &21752/6 )  


3DUN1HXWUDO 3RVLWLRQ 6ZLWFK
6WHS









$FWLRQ
 &RQQHFW D VFDQ WRRO WR WKH GDWD OLQN FRQQHFWRU
'/& 
 3ODFH WKH WUDQVD[OH LQ 3 3DUN 
 7XUQ WKH LJQLWLRQ 21
'RHV WKH VFDQ WRRO LQGLFDWH SDUN RU QHXWUDO"
3ODFH WKH WUDQVD[OH LQ ' 'ULYH 
'RHV WKH VFDQ WRRO LQGLFDWH GULYH"
'LVFRQQHFW WKH SDUNQHXWUDO SRVLWLRQ 313 VZLWFK
'RHV WKH VFDQ WRRO LQGLFDWH GULYH"
&KHFN WKH 313 VZLWFK DGMXVWPHQW
,V WKH SUREOHP IRXQG"
$GMXVW WKH 313 VZLWFK
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH 313 VZLWFK
,V WKH UHSDLU FRPSOHWH"
&KHFN IRU DQ RSHQ RU VKRUW WR JURXQG LQ WKH ZLUH EH
WZHHQ WKH 313 VZLWFK FRQQHFWRU WHUPLQDO  DQG WKH
HQJLQH FRQWURO PRGXOH (&0 FRQQHFWRU WHUPLQDO %
,V WKH SUREOHP IRXQG"
5HSDLU WKH RSHQ RU VKRUW WR JURXQG LQ WKH ZLUH EHWZHHQ
WKH 313 VZLWFK FRQQHFWRU WHUPLQDO  DQG WKH (&0
FRQQHFWRU WHUPLQDO %
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH (&0
,V WKH UHSDLU FRPSOHWH"
 'LVFRQQHFW WKH 313 VZLWFK
 -XPSHU WKH 313 VZLWFK FRQQHFWRU WHUPLQDOV 
DQG 
 7XUQ WKH LJQLWLRQ 21
'RHV WKH VFDQ WRRO LQGLFDWH SDUN"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.


6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 



-XPSHU WKH 313 VZLWFK FRQQHFWRU WHUPLQDO  WR


JURXQG
'RHV WKH VFDQ WRRO LQGLFDWH SDUN"



5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH 313 VZLWFK FRQ


QHFWRU WHUPLQDO  DQG JURXQG
,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

6\VWHP 2.

)   (1*,1( &21752/6

&)

,'/( $,5 &21752/ 6<67(0 &+(&.


&LUFXLW 'HVFULSWLRQ
7KH HQJLQH FRQWURO PRGXOH (&0 FRQWUROV WKH HQJLQH
LGOH VSHHG ZLWK WKH LGOH DLU FRQWURO ,$& YDOYH 7R
LQFUHDVH WKH LGOH VSHHG WKH (&0 SXOOV WKH ,$& SLQWOH
DZD\ IURP LWV VHDW DOORZLQJ PRUH DLU WR SDVV E\ WKH
WKURWWOH ERUH 7R GHFUHDVH WKH LGOH VSHHG LW H[WHQGV WKH
,$& YDOYH SLQWOH WRZDUG LWV VHDW UHGXFLQJ E\SDVV DLU
IORZ $ VFDQ WRRO ZLOO UHDG WKH (&0 FRPPDQGV WR WKH
,$& YDOYH LQ FRXQWV 7KH KLJKHU FRXQWV LQGLFDWH PRUH DLU
E\SDVV KLJKHU LGOH  7KH ORZHU FRXQWV LQGLFDWH OHVV DLU LV
DOORZHG WR E\SDVV ORZHU LGOH 
'LDJQRVWLF $LGV
,I WKH LGOH LV WRR KLJK VWRS WKH HQJLQH )XOO\ H[WHQG WKH
LGOH DLU FRQWURO ,$& YDOYH ZLWK D ,$& WHVWHU 6WDUW WKH
HQJLQH ,I WKH LGOH VSHHG LV DERYH  USP ORFDWH DQG
UHSDLU WKH YDFXXP OHDN $OVR FKHFN IRU D ELQGLQJ WKURWWOH
SODWH RU WKURWWOH OLQNDJH RU DQ LQFRUUHFW EDVH LGOH VHWWLQJ
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KH LGOH DLU FRQWURO ,$& YDOYH LV H[WHQGHG DQG
UHWUDFWHG E\ WKH ,$& GULYHU ,$& YDOYH PRYHPHQW LV
YHULILHG E\ DQ HQJLQH VSHHG FKDQJH ,I QR FKDQJH LQ
HQJLQH VSHHG RFFXUV WKH YDOYH FDQ EH UHPRYHG IURP
WKH WKURWWOH ERG\ DQG WHVWHG &RQQHFW WKH ,$& GULYHU
WR WKH UHPRYHG ,$& YDOYH DQG WXUQ WKH LJQLWLRQ 21 'R
QRW VWDUW WKH HQJLQH

 7KLV VWHS FKHFNV WKH TXDOLW\ RI WKH ,$& YDOYH


PRYHPHQW LQ VWHS  )XOO\ H[WHQGLQJ WKH ,$& YDOYH
PD\ FDXVH DQ HQJLQH VWDOO 7KLV PD\ EH QRUPDO
 6WHSV  DQG  YHULI\ SURSHU ,$& YDOYH RSHUDWLRQ
7KLV VWHS FKHFNV WKH ,$& FLUFXLW IRU D ZLULQJ RU
HQJLQH FRQWURO PRGXOH (&0 IDXOW
,GOH $LU &RQWURO 9DOYH 5HVHW 3URFHGXUH
:KHQHYHU WKH EDWWHU\ FDEOH RU WKH HQJLQH FRQWURO
PRGXOH (&0 FRQQHFWRU RU WKH (&0 IXVH () LV
GLVFRQQHFWHG RU UHSODFHG WKH IROORZLQJ LGOH OHDUQ
SURFHGXUH PXVW EH SHUIRUPHG
 7XUQ WKH LJQLWLRQ 21 IRU  VHFRQGV
 7XUQ WKH LJQLWLRQ 2)) IRU  VHFRQGV
 7XUQ WKH LJQLWLRQ 21 IRU  VHFRQGV
 6WDUW WKH HQJLQH LQ SDUNQHXWUDO
 $OORZ WKH HQJLQH WR UXQ XQWLO WKH HQJLQH FRRODQW LV
DERYH E& E) 
 7XUQ WKH $& 21 IRU  VHFRQGV LI HTXLSSHG
 7XUQ WKH $& 2)) IRU  VHFRQGV LI HTXLSSHG
 ,I WKH YHKLFOH LV HTXLSSHG ZLWK DQ DXWRPDWLF
WUDQVD[OH DSSO\ WKH SDUNLQJ EUDNH :KLOH SUHVVLQJ
WKH EUDNH SHGDO SODFH WKH WUDQVD[OH LQ ' GULYH 
 7XUQ WKH $& 21 IRU  VHFRQGV LI HTXLSSHG
 7XUQ WKH $& 2)) IRU  VHFRQGV LI HTXLSSHG
 7XUQ WKH LJQLWLRQ 2)) 7KH LGOH OHDUQ SURFHGXUH LV
FRPSOHWH

'$(:22 9 %/

(1*,1( &21752/6 )  


,GOH $LU &RQWURO 6\VWHP &KHFN
6WHS


$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
:DV WKH FKHFN SHUIRUPHG"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW WKH LGOH DLU FRQWURO GULYHU WR WKH LGOH DLU
FRQWURO ,$& YDOYH
 &RQQHFW D VFDQ WRRO WR WKH GDWD OLQN FRQQHFWRU
'/& 
 6WDUW WKH HQJLQH
 :LWK WKH ,$& GULYHU H[WHQG DQG UHWUDFW WKH ,$&
YDOYH (QJLQH USP VKRXOG LQFUHDVH DQG GHFUHDVH
DV WKH ,$& YDOYH LV F\FOHG
'RHV WKH HQJLQH USP FKDQJH"

 5HPRYH WKH ,$& YDOYH


 ,QVSHFW WKH ,$& SDVVDJHV IRU UHVWULFWLRQV
,V WKH SUREOHP IRXQG"

&OHDQ WKH ,$& SDVVDJHV


,V WKH UHSDLU FRPSOHWH"




'$(:22 9 %/

 7XUQ WKH LJQLWLRQ 2))


 6WDUW WKH HQJLQH
 8VLQJ WKH ,$& GULYHU H[WHQG DQG UHWUDFW WKH ,$&
YDOYH (QJLQH USP VKRXOG LQFUHDVH DQG GHFUHDVH
DV WKH ,$& YDOYH LV F\FOHG
'RHV WKH USP FKDQJH VPRRWKO\ ZLWKLQ WKH YDOXH
VSHFLILHG ZLWK HDFK IODVK RI WKH ,$& GULYHU"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW WKH ,$& GULYHU WR WKH ,$& YDOYH
 ,QVWDOO DQ ,$& QRGH OLJKW WR WKH ,$& YDOYH
FRQQHFWRU
 6WDUW WKH HQJLQH
 &\FOH WKH ,$& GULYHU
 :DWFK WKH QRGH OLJKWV RI WKH ,$& GULYHU
'R ERWK OLJKWV F\FOH UHG DQG JUHHQ EXW QHYHU RII DV
WKH USP LV FKDQJHG"
 0HDVXUH WKH UHVLVWDQFH RI WKH ,$& YDOYH EHWZHHQ
WHUPLQDOV $ DQG %
 0HDVXUH WKH UHVLVWDQFH RI WKH ,$& YDOYH EHWZHHQ
WHUPLQDOV & DQG '
'RHV WKH UHVLVWDQFH PHDVXUH ZLWKLQ WKH YDOXH VSH
FLILHG"
 0HDVXUH WKH UHVLVWDQFH RI WKH ,$& YDOYH EHWZHHQ
WHUPLQDOV % DQG &
 0HDVXUH WKH UHVLVWDQFH RI WKH ,$& YDOYH EHWZHHQ
WHUPLQDOV $ DQG '
'RHV WKH RKPPHWHU VKRZ WKH VSHFLILHG YDOXH"
,QVSHFW WKH ,$& FRQQHFWRU WHUPLQDOV
,V WKH SUREOHP IRXQG"
5HSDLU RU UHSODFH WKH ,$& FRQQHFWRU WHUPLQDOV DV
QHHGHG
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.


USP

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 X

*R WR 6WHS 

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

)   (1*,1( &21752/6


,GOH $LU &RQWURO 6\VWHP &KHFN &RQW
G
6WHS

$FWLRQ



&KHFN IRU DQ RSHQ RU VKRUW LQ WKH ZLUH EHWZHHQ WKH


,$& FRQQHFWRU WHUPLQDO $ DQG WKH HQJLQH FRQWURO
PRGXOH (&0 FRQQHFWRU WHUPLQDO $
,V WKH SUREOHP IRXQG"













&KHFN IRU DQ RSHQ RU VKRUW LQ WKH ZLUH EHWZHHQ WKH


,$& FRQQHFWRU WHUPLQDO % DQG WKH (&0 FRQQHFWRU
WHUPLQDO $
,V WKH SUREOHP IRXQG"
&KHFN IRU DQ RSHQ RU VKRUW LQ WKH ZLUH EHWZHHQ WKH
,$& FRQQHFWRU WHUPLQDO & DQG WKH (&0 FRQQHFWRU
WHUPLQDO $
,V WKH SUREOHP IRXQG"
&KHFN IRU DQ RSHQ RU VKRUW LQ WKH ZLUH EHWZHHQ WKH
,$& FRQQHFWRU WHUPLQDO ' DQG WKH (&0 FRQQHFWRU
WHUPLQDO $
,V WKH SUREOHP IRXQG"
5HSDLU WKH ZLUH DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
,QVSHFW WKH (&0 FRQQHFWRU WHUPLQDOV
,V WKH SUREOHP IRXQG"
5HSDLU WKH (&0 FRQQHFWRU WHUPLQDOV DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH (&0
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH LGOH DLU FRQWURO YDOYH
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

6\VWHP 2.

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)$

,*1,7,21 6<67(0 &+(&.


&LUFXLW 'HVFULSWLRQ
7KH GLUHFW LJQLWLRQ V\VWHP ',6 XVHV D ZDVWH VSDUN
PHWKRG RI VSDUN GLVWULEXWLRQ ,Q WKLV W\SH RI ',6 V\VWHP
WKH FUDQNVKDIW SRVLWLRQ VHQVRU &36 LV PRXQWHG WR WKH
RLO SXPS QHDU D VORWWHG ZKHHO WKDW LV D SDUW RI WKH
FUDQNVKDIW SXOOH\ 7KH &36 VHQGV UHIHUHQFH SXOVHV WR
WKH HQJLQH FRQWURO PRGXOH (&0  7KH (&0 WKHQ
WULJJHUV WKH ',6 LJQLWLRQ FRLO 2QFH WKH (&0 WULJJHUV WKH
',6 LJQLWLRQ FRLO ERWK RI WKH FRQQHFWHG VSDUN SOXJV ILUH
DW WKH VDPH WLPH 2QH F\OLQGHU LV RQ LWV FRPSUHVVLRQ
VWURNH DW WKH VDPH WLPH WKDW WKH RWKHU LV RQ WKH H[KDXVW
VWURNH UHVXOWLQJ LQ ORZHU HQHUJ\ QHHGHG WR ILUH WKH VSDUN
SOXJ LQ WKH F\OLQGHU RQ LWV H[KDXVW VWURNH

7KLV OHDYHV WKH UHPDLQGHU RI WKH KLJK YROWDJH WR EH XVHG


WR ILUH WKH VSDUN SOXJ LQ WKH F\OLQGHU RQ LWV FRPSUHVVLRQ
VWURNH 6LQFH WKH &36 LV LQ D IL[HG SRVLWLRQ WLPLQJ
DGMXVWPHQWV DUH QRW SRVVLEOH RU QHHGHG
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 ,W LV LPSRUWDQW WR FKHFN IRU WKH SUHVHQFH RI VSDUN WR DOO
RI WKH F\OLQGHUV WR LVRODWH WKH SUREOHP WR HLWKHU GLUHFW
LJQLWLRQ V\VWHP ',6 LJQLWLRQ FRLO LQSXWV RU RXWSXWV

'$(:22 9 %/

(1*,1( &21752/6 )  


 ,Q FKHFNLQJ WKH HQJLQH FRQWURO PRGXOH (&0 RXWSXWV
IRU WKH HOHFWURQLF VSDUN WLPLQJ VLJQDO LW UHFRPPHQGHG
WR XVH DQ RVFLOORVFRSH WR YLHZ WKH YDU\LQJ YROWDJH
VLJQDOV ,Q PHDVXULQJ WKHVH RXWSXWV ZLWK D YROWPHWHU
LQWHUPLWWHQW HUURUV PD\ RFFXU WKDW FDQQRW EH VHHQ E\
D YROWPHWHU
 $IWHU FRQILUPLQJ (&0 LQSXWV IRU WKH HOHFWURQLF VSDUN
WLPLQJ WR WKH ',6 LJQLWLRQ FRLO DUH 2. LW FDQ EH
GHWHUPLQHG WKDW D IDXOW\ ',6 LJQLWLRQ FRLO LV DW IDXOW

 $IWHU FRQILUPLQJ SURSHU FUDQNVKDIW SRVLWLRQ VHQVRU


LQSXWV WR WKH (&0 DQG QR ZLULQJ SUREOHPV SUHVHQW LW
FDQ EH GHWHUPLQHG WKDW WKH (&0 LV DW IDXOW
 7KLV VWHS DORQJ ZLWK VWHS  FKHFNV IRU EDWWHU\
YROWDJH DQG D JURXQG WR WKH ',6 LJQLWLRQ FRLO
 ,I WKH ZLULQJ EHWZHHQ WKH ',6 LJQLWLRQ FRLO DQG WKH
LJQLWLRQ  UHOD\ FRQQHFWRU WHUPLQDO  LV 2. WKH
SUREOHP LV LQ WKH LJQLWLRQ  UHOD\ FLUFXLW

,JQLWLRQ 6\VWHP &KHFN


&DXWLRQ 8VH RQO\ HOHFWULFDOO\ LQVXODWHG SOLHUV ZKHQ KDQGOLQJ LJQLWLRQ ZLUHV ZLWK WKH HQJLQH UXQQLQJ WR
SUHYHQW DQ HOHFWULFDO VKRFN
6WHS

$FWLRQ

9DOXH V

 5HPRYH WKH VSDUN SOXJV


 ,QVSHFW IRU ZHW VSDUN SOXJV FUDFNV ZHDU LPSURSHU
JDS EXUQHG HOHFWURGHV RU KHDY\ GHSRVLWV
 5HSODFH WKH VSDUN SOXJV DV QHHGHG
,V WKH UHSDLU FRPSOHWH"

&KHFN IRU WKH SUHVHQFH RI VSDUN IURP DOO RI WKH LJQL


WLRQ ZLUHV ZKLOH FUDQNLQJ WKH HQJLQH
,V VSDUN SUHVHQW IURP DOO RI WKH LJQLWLRQ ZLUHV"

<HV

1R

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

 X

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH GLUHFW LJQLWLRQ V\VWHP ',6
LJQLWLRQ FRLO FRQQHFWRU
 :KLOH FUDQNLQJ WKH HQJLQH PHDVXUH WKH YROWDJH
DW WKH ',6 LJQLWLRQ FRLO FRQQHFWRU WHUPLQDO %
'RHV WKH YROWDJH IOXFWXDWH ZLWKLQ WKH YDOXHV VSHFLILHG"

 9

*R WR 6WHS 

*R WR 6WHS 

:KLOH FUDQNLQJ WKH HQJLQH PHDVXUH WKH YROWDJH DW


WKH ',6 LJQLWLRQ FRLO FRQQHFWRU WHUPLQDO $
'RHV WKH YROWDJH IOXFWXDWH ZLWKLQ WKH YDOXHV VSHFLILHG"

 9

*R WR 6WHS 

*R WR 6WHS 

&KHFN IRU DQ RSHQ LQ WKH ZLUH IURP WKH ',6 LJQLWLRQ FRLO
FRQQHFWRU WHUPLQDO % WR WKH HQJLQH FRQWURO PRGXOH
(&0 FRQQHFWRU WHUPLQDO &
,V WKH SUREOHP IRXQG"

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

'$(:22 9 %/

 0HDVXUH WKH UHVLVWDQFH RI WKH LJQLWLRQ ZLUHV


 5HSODFH DQ\ LJQLWLRQ ZLUH V ZLWK D UHVLVWDQFH
DERYH WKH YDOXH VSHFLILHG
 &KHFN IRU WKH SUHVHQFH RI VSDUN IURP DOO RI WKH
LJQLWLRQ ZLUHV
,V VSDUN SUHVHQW IURP DOO RI WKH LJQLWLRQ ZLUHV"
,V VSDUN SUHVHQW IURP DW OHDVW RQH RI WKH LJQLWLRQ
ZLUHV EXW QRW DOO RI WKH LJQLWLRQ ZLUHV"

&KHFN IRU DQ RSHQ LQ WKH ZLUH IURP WKH ',6 LJQLWLRQ FRLO
FRQQHFWRU WHUPLQDO $ WR WKH (&0 FRQQHFWRU WHUPLQDO
'
,V WKH SUREOHP IRXQG"

)   (1*,1( &21752/6


,JQLWLRQ 6\VWHP &KHFN &RQW
G
6WHS















$FWLRQ

9DOXH V

 5HSDLU WKH ZLULQJ DV QHHGHG


 &RQQHFW WKH ',6 LJQLWLRQ FRLO FRQQHFWRU
 &KHFN IRU WKH SUHVHQFH RI VSDUN IURP DOO RI WKH
LJQLWLRQ ZLUHV
,V VSDUN SUHVHQW IURP DOO RI WKH LJQLWLRQ ZLUHV"

 5HSODFH WKH ',6 LJQLWLRQ FRLO


 &RQQHFW WKH ',6 LJQLWLRQ FRLO FRQQHFWRU
 &KHFN IRU WKH SUHVHQFH RI VSDUN IURP DOO RI WKH
LJQLWLRQ ZLUHV
,V VSDUN SUHVHQW IURP DOO RI WKH LJQLWLRQ ZLUHV"

 5HSODFH WKH (&0


 &RQQHFW WKH ',6 LJQLWLRQ FRLO FRQQHFWRU
 &KHFN IRU WKH SUHVHQFH RI VSDUN IURP DOO RI WKH
LJQLWLRQ ZLUHV
,V VSDUN SUHVHQW IURP DOO RI WKH LJQLWLRQ ZLUHV"

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH FUDQNVKDIW SRVLWLRQ VHQVRU &36
FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WKH &36
WHUPLQDOV  DQG 
,V WKH UHVLVWDQFH ZLWKLQ WKH YDOXH VSHFLILHG"
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WKH &36
WHUPLQDOV  DQG 
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WKH &36
WHUPLQDOV  DQG 
,V WKH UHVLVWDQFH LQILQLWH RSHQ FLUFXLW "
 7XUQ WKH LJQLWLRQ 21
 0HDVXUH WKH YROWDJH EHWZHHQ WKH &36 FRQQHFWRU
WHUPLQDOV  DQG 
,V WKH YROWDJH ZLWKLQ WKH YDOXH VSHFLILHG"
0HDVXUH WKH YROWDJH EHWZHHQ WKH &36 FRQQHFWRU
WHUPLQDO  DQG JURXQG
,V WKH YROWDJH ZLWKLQ WKH YDOXH VSHFLILHG"
&KHFN WKH ZLUH EHWZHHQ WKH &36 FRQQHFWRU WHUPLQDO
DQG WKH (&0 FRQQHFWRU WHUPLQDO & IRU DQ RSHQ RU
VKRUW
,V WKH SUREOHP IRXQG"

<HV

1R


6\VWHP 2.


6\VWHP 2.


6\VWHP 2.

 X

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 9

*R WR 6WHS 

*R WR 6WHS 

 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 



&KHFN WKH ZLUH EHWZHHQ WKH &36 FRQQHFWRU WHUPLQDO


DQG JURXQG IRU DQ RSHQ RU VKRUW
,V WKH SUREOHP IRXQG"



5HSDLU WKH ZLUH EHWZHHQ WKH &36 FRQQHFWRU WHUPLQDO


DQG WKH (&0 FRQQHFWRU WHUPLQDO &
,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH ZLUH EHWZHHQ WKH &36 FRQQHFWRU WHUPLQDO


DQG JURXQG
,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  


,JQLWLRQ 6\VWHP &KHFN &RQW
G
6WHS

$FWLRQ

9DOXH V

<HV

1R



 7XUQ WKH LJQLWLRQ 21


 0HDVXUH WKH YROWDJH EHWZHHQ WKH &36 FRQQHFWRU
WHUPLQDOV  DQG 
,V WKH YROWDJH ZLWKLQ WKH YDOXH VSHFLILHG"

 9

*R WR 6WHS 

*R WR 6WHS 



0HDVXUH WKH YROWDJH EHWZHHQ WKH &36 FRQQHFWRU


WHUPLQDO  DQG JURXQG
,V WKH YROWDJH ZLWKLQ WKH YDOXH VSHFLILHG"

 9

*R WR 6WHS 

*R WR 6WHS 



&KHFN WKH ZLUH EHWZHHQ WKH &36 FRQQHFWRU WHUPLQDO


DQG WKH (&0 FRQQHFWRU WHUPLQDO & IRU DQ RSHQ RU
VKRUW
,V WKH SUREOHP IRXQG"

*R WR 6WHS 

*R WR 6WHS 



5HSDLU WKH ZLUH EHWZHHQ WKH &36 FRQQHFWRU WHUPLQDO


DQG WKH (&0 FRQQHFWRU WHUPLQDO &
,V WKH UHSDLU FRPSOHWH"



 7XUQ WKH LJQLWLRQ 2))


 &RQQHFW D WHVW OLJKW EHWZHHQ WKH ',6 LJQLWLRQ FRLO
FRQQHFWRU WHUPLQDO ' DQG JURXQG
 7XUQ WKH LJQLWLRQ 21
,V WKH WHVW OLJKW RQ"



&RQQHFW D WHVW OLJKW EHWZHHQ WKH ',6 LJQLWLRQ FRLO


FRQQHFWRU WHUPLQDO & DQG EDWWHU\ SRVLWLYH
,V WKH WHVW OLJKW RQ"



&KHFN IRU DQ RSHQ LQ WKH ZLULQJ EHWZHHQ WKH ',6


LJQLWLRQ FRLO FRQQHFWRU WHUPLQDO ' DQG WKH LJQLWLRQ 
UHOD\ FRQQHFWRU WHUPLQDO 
,V WKH SUREOHP IRXQG"






'$(:22 9 %/

5HSDLU WKH ZLUH EHWZHHQ WKH ',6 LJQLWLRQ FRLO FRQQHFWRU


WHUPLQDO & DQG JURXQG
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH FUDQNVKDIW SRVLWLRQ VHQVRU
,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH RSHQ LQ WKH ZLULQJ EHWZHHQ WKH ',6 LJQLWLRQ
FRLO FRQQHFWRU WHUPLQDO ' DQG WKH LJQLWLRQ  UHOD\ FRQ
QHFWRU WHUPLQDO 
,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR
,JQLWLRQ 
5HOD\ &LUFXLW
&KHFN

6\VWHP 2.
6\VWHP 2.




6\VWHP 2.

)   (1*,1( &21752/6

&)

(1*,1( &22/,1* )$1 &,5&8,7 &+(&.


&LUFXLW 'HVFULSWLRQ
7KH HQJLQH FRROLQJ IDQ FLUFXLW RSHUDWHV WKH PDLQ FRROLQJ
IDQ DQG WKH DX[LOLDU\ FRROLQJ IDQ 7KH FRROLQJ IDQV DUH
FRQWUROOHG E\ WKH HQJLQH FRQWURO PRGXOH (&0 EDVHG RQ
LQSXWV IURP WKH HQJLQH FRRODQW WHPSHUDWXUH VHQVRU
&76 DQG WKH DLU FRQGLWLRQLQJ SUHVVXUH $&3 VHQVRU
7KH (&0 FRQWUROV WKH ORZ VSHHG FRROLQJ IDQ RSHUDWLRQ
E\ LQWHUQDOO\ JURXQGLQJ WKH (&0 FRQQHFWRU WHUPLQDO
& 7KLV HQHUJL]HV WKH ORZ VSHHG FRROLQJ IDQ UHOD\ DQG
RSHUDWHV WKH PDLQ FRROLQJ IDQ DQG WKH DX[LOLDU\ FRROLQJ
IDQ DW ORZ VSHHG DV WKH FRROLQJ IDQV DUH FRQQHFWHG LQ D
VHULHV FLUFXLW 7KH (&0 FRQWUROV WKH KLJK VSHHG FRROLQJ
IDQ RSHUDWLRQ E\ LQWHUQDOO\ JURXQGLQJ WKH (&0 FRQQHFWRU
WHUPLQDO & DQG WKH (&0 FRQQHFWRU WHUPLQDO & DW
WKH VDPH WLPH 7KLV HQHUJL]HV WKH ORZ VSHHG FRROLQJ IDQ
UHOD\ WKH KLJK VSHHG FRROLQJ IDQ UHOD\ DQG WKH
VHULHVSDUDOOHO FRROLQJ IDQ UHOD\ UHVXOWLQJ LQ KLJK VSHHG
IDQ RSHUDWLRQ DV WKH FRROLQJ IDQV DUH QRZ FRQQHFWHG LQ D
SDUDOOHO FLUFXLW

'LDJQRVWLF $LGV
- ,I WKH RZQHU FRPSODLQHG RI DQ RYHUKHDWLQJ SUREOHP LW
PXVW EH GHWHUPLQHG LI WKH FRPSODLQW ZDV GXH WR DQ
DFWXDO ERLO RYHU RU WKH HQJLQH FRRODQW WHPSHUDWXUH
JDXJH LQGLFDWHG RYHUKHDWLQJ ,I WKH HQJLQH LV
RYHUKHDWLQJ DQG WKH FRROLQJ IDQV DUH RQ WKH FRROLQJ
V\VWHP VKRXOG EH FKHFNHG
- ,I WKH HQJLQH IXVH EORFN IXVHV () RU () EHFRPH
RSHQ EORZQ LPPHGLDWHO\ DIWHU LQVWDOODWLRQ LQVSHFW
IRU D VKRUW WR JURXQG LQ WKH ZLULQJ RI WKH DSSURSULDWH
FLUFXLW ,I WKH IXVHV EHFRPH RSHQ EORZQ ZKHQ WKH
FRROLQJ IDQV DUH WR EH WXUQHG RQ E\ WKH HQJLQH FRQWURO
PRGXOH (&0  VXVSHFW D IDXOW\ FRROLQJ IDQ PRWRU
- 7KH (&0 ZLOO WXUQ WKH FRROLQJ IDQV RQ DW ORZ VSHHG
ZKHQ WKH FRRODQW WHPSHUDWXUH LV E& E)  7KH
(&0 ZLOO WXUQ WKH FRROLQJ IDQV RII ZKHQ WKH FRRODQW
WHPSHUDWXUH LV E& E) 

'$(:22 9 %/

(1*,1( &21752/6 )  


- 7KH (&0 ZLOO WXUQ WKH FRROLQJ IDQV RQ DW KLJK VSHHG
ZKHQ WKH FRRODQW WHPSHUDWXUH LV E& E)  7KH
(&0 ZLOO FKDQJH WKH FRROLQJ IDQV IURP KLJK VSHHG WR
ORZ VSHHG ZKHQ WKH FRRODQW WHPSHUDWXUH LV E&
E) 
- 7KH (&0 ZLOO WXUQ WKH FRROLQJ IDQV RQ DW ORZ VSHHG
ZKHQ WKH $& V\VWHP LV RQ 7KH (&0 ZLOO FKDQJH WKH
FRROLQJ IDQV IURP ORZ VSHHG WR KLJK VSHHG ZKHQ WKH
KLJK VLGH $& SUHVVXUH LV  N3D  SVL WKHQ
UHWXUQ WR ORZ VSHHG ZKHQ WKH KLJK VLGH $& SUHVVXUH
LV  N3D  SVL 
- 7KH FRROLQJ IDQ FLUFXLW FDQ EH FKHFNHG TXLFNO\ E\
GLVFRQQHFWLQJ WKH (&0 ZKLWH FRQQHFWRU DQG
JURXQGLQJ WKH FRQQHFWRU WHUPLQDO & 7KLV VKRXOG
FUHDWH ORZ VSHHG FRROLQJ IDQ RSHUDWLRQ ZLWK WKH
LJQLWLRQ 21 %\ JURXQGLQJ WKH (&0 FRQQHFWRU
WHUPLQDOV & DQG & DQG WXUQLQJ WKH LJQLWLRQ 21
KLJK VSHHG FRROLQJ IDQ RSHUDWLRQ VKRXOG EH DFKLHYHG
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH

 7KLV VWHS DORQJ ZLWK VWHS  FKHFNV IRU WKH DELOLW\ RI


WKH HQJLQH FRQWURO PRGXOH (&0 WR RSHUDWH WKH
FRROLQJ IDQV
 7KLV VWHS DORQJ ZLWK VWHS  FKHFNV IRU WKH DELOLW\ RI
WKH (&0 WR RSHUDWH WKH FRROLQJ IDQV LQ UHVSRQVH WR
$& SUHVVXUH UHDGLQJV
 $IWHU FRQILUPLQJ EDWWHU\ YROWDJH DQG WKH (&0
VXSSO\LQJ D JURXQG WR WKH FRLO VLGH RI WKH ORZ VSHHG
FRROLQJ IDQ UHOD\ E\ MXPSHULQJ FRQQHFWRU WHUPLQDOV
 DQG  LW ZLOO EH GHWHUPLQHG LI WKH UHOD\ LV DW IDXOW
RU D ZLULQJ SUREOHP LV SUHVHQW
 7KLV VWHS FKHFNV IRU WKH SUHVHQFH RI EDWWHU\ YROWDJH
WR WKH PDLQ FRROLQJ IDQ ZKHQ WKH $& LV RQ ,I EDWWHU\
YROWDJH LV SUHVHQW DQG WKH FRROLQJ IDQV DUH QRW
RSHUDWLQJ WKH SUREOHP LV LQ WKH JURXQG VLGH RI WKH
FRROLQJ IDQ FLUFXLW
 %\ GLUHFWO\ JURXQGLQJ WKH (&0 FRQQHFWRU WHUPLQDOV
& DQG & WKH PDLQ DQG DX[LOLDU\ FRROLQJ IDQV
VKRXOG UXQ DW KLJK VSHHG

(QJLQH &RROLQJ )DQ &LUFXLW &KHFN


6WHS


$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
:DV WKH FKHFN SHUIRUPHG"

9DOXH V

1R

*R WR 6WHS 

*R WR 2Q
%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR 6WHS 

 &KHFN WKH HQJLQH IXVH EORFN IXVH ()


 5HSODFH WKH IXVH DV QHHGHG
,V WKH IXVH 2."

 &KHFN WKH HQJLQH IXVH EORFN IXVH ()


 5HSODFH WKH IXVH DV QHHGHG
,V WKH IXVH 2."

 7XUQ WKH LJQLWLRQ 2))


 7XUQ WKH $& VZLWFK 2))
 &RQQHFW D VFDQ WRRO WR WKH GDWD OLQN FRQQHFWRU
'/& 
 6WDUW WKH HQJLQH
 7KH FRROLQJ IDQV VKRXOG UXQ DW ORZ VSHHG ZKHQ
WKH FRRODQW WHPSHUDWXUH UHDFKHV E& E) 
'R WKH FRROLQJ IDQV UXQ DW ORZ VSHHG"

'$(:22 9 %/

<HV

)   (1*,1( &21752/6


(QJLQH &RROLQJ )DQ &LUFXLW &KHFN &RQW
G
6WHS

$FWLRQ






7XUQ WKH LJQLWLRQ 2))


7XUQ WKH $& VZLWFK 2))
&RQQHFW D VFDQ WRRO WR WKH '/&
6WDUW WKH HQJLQH
7KH FRROLQJ IDQV VKRXOG UXQ DW KLJK VSHHG ZKHQ
WKH FRRODQW WHPSHUDWXUH UHDFKHV E& E) 
'R WKH FRROLQJ IDQV UXQ DW KLJK VSHHG"
 7XUQ WKH LJQLWLRQ 2))
 6WDUW WKH HQJLQH
 7XUQ WKH $& VZLWFK 21
'RHV WKH $& FRPSUHVVRU FOXWFK HQJDJH"

 'LDJQRVH WKH $& FRPSUHVVRU FOXWFK FLUFXLW


 5HSDLU WKH $& FRPSUHVVRU FOXWFK FLUFXLW DV
QHHGHG
 6WDUW WKH HQJLQH
 7XUQ WKH $& VZLWFK 21
'RHV WKH $& FRPSUHVVRU FOXWFK HQJDJH"

'R WKH FRROLQJ IDQV UXQ DW ORZ VSHHG"













7XUQ WKH LJQLWLRQ 2))


&RQQHFW WKH $& SUHVVXUH JDXJHV
6WDUW WKH HQJLQH
7XUQ WKH $& VZLWFK 21
7KH FRROLQJ IDQV VKRXOG UXQ DW KLJK VSHHG ZKHQ
WKH KLJK VLGH $& SUHVVXUH UHDFKHV  N3D
 SVL 
'R WKH FRROLQJ IDQV UXQ DW KLJK VSHHG"

 7XUQ WKH LJQLWLRQ 2))


 &RQQHFW D VFDQ WRRO WR WKH '/&
 7KH FRRODQW WHPSHUDWXUH VKRXOG EH DERYH E&
E) 
 'LVFRQQHFW WKH DX[LOLDU\ FRROLQJ IDQ FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH DX[LOLDU\ FRROLQJ
IDQ FRQQHFWRU WHUPLQDO  DQG JURXQG
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW D VFDQ WRRO WR WKH '/&
 7KH FRRODQW WHPSHUDWXUH VKRXOG EH DERYH E&
E) 
 'LVFRQQHFW WKH DX[LOLDU\ FRROLQJ IDQ FRQQHFWRU
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH DX[LOLDU\ FRROLQJ
IDQ FRQQHFWRU WHUPLQDO  DQG EDWWHU\ SRVLWLYH
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH ORZ VSHHG FRROLQJ IDQ UHOD\
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH ORZ VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG
JURXQG
 7XUQ WKH LJQLWLRQ 21
,V WKH WHVW OLJKW RQ"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 


*R WR 6WHS 


*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

'$(:22 9 %/

(1*,1( &21752/6 )  


(QJLQH &RROLQJ )DQ &LUFXLW &KHFN &RQW
G
6WHS

$FWLRQ



 7XUQ WKH LJQLWLRQ 2))


 &RQQHFW WKH ORZ VSHHG FRROLQJ IDQ UHOD\
 'LVFRQQHFW WKH HQJLQH FRQWURO PRGXOH (&0 UHG
FRQQHFWRU
 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH (&0
FRQQHFWRU WHUPLQDO & DQG JURXQG
 7XUQ WKH LJQLWLRQ 21
'R WKH FRROLQJ IDQV UXQ DW ORZ VSHHG"





&KHFN IRU DQ RSHQ ZLUH EHWZHHQ WKH ORZ VSHHG


FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH (&0
FRQQHFWRU WHUPLQDO &
,V WKH SUREOHP IRXQG"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH ORZ VSHHG FRROLQJ IDQ UHOD\
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH ORZ VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG
JURXQG
,V WKH WHVW OLJKW RQ"

9DOXH V



 'LVFRQQHFW WKH VHULHVSDUDOOHO FRROLQJ IDQ UHOD\


 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH ORZ VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDOV  DQG 
 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH
VHULHVSDUDOOHO FRROLQJ IDQ UHOD\ FRQQHFWRU
WHUPLQDOV  DQG 
'R WKH FRROLQJ IDQV UXQ DW ORZ VSHHG"









'$(:22 9 %/

&KHFN WKH ZLUH EHWZHHQ WKH DX[LOLDU\ FRROLQJ IDQ


FRQQHFWRU WHUPLQDO  DQG WKH VHULHVSDUDOOHO FRROLQJ
IDQ UHOD\ FRQQHFWRU WHUPLQDO  IRU DQ RSHQ
,V WKH SUREOHP IRXQG"
&KHFN WKH ZLUH EHWZHHQ WKH VHULHVSDUDOOHO FRROLQJ
IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH PDLQ FRROLQJ
IDQ FRQQHFWRU WHUPLQDO  IRU DQ RSHQ
,V WKH SUREOHP IRXQG"
&KHFN IRU DQ RSHQ ZLUH EHWZHHQ WKH PDLQ FRROLQJ
IDQ FRQQHFWRU WHUPLQDO  DQG JURXQG
,V WKH SUREOHP IRXQG"
5HSDLU WKH RSHQ ZLUH DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH RSHQ EHWZHHQ WKH ORZ VSHHG FRROLQJ IDQ
UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH EDWWHU\
,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

&RQQHFW D IXVHG MXPSHU EHWZHHQ WKH ORZ VSHHG


FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDOV  DQG 
'R WKH FRROLQJ IDQV UXQ DW ORZ VSHHG"



1R



&KHFN WKH ZLUH EHWZHHQ WKH ORZ VSHHG FRROLQJ IDQ


UHOD\ FRQQHFWRU WHUPLQDO  WR WKH DX[LOLDU\ FRROLQJ
IDQ FRQQHFWRU WHUPLQDO  IRU DQ RSHQ
,V WKH SUREOHP IRXQG"

<HV




6\VWHP 2.

)   (1*,1( &21752/6


(QJLQH &RROLQJ )DQ &LUFXLW &KHFN &RQW
G
6WHS

$FWLRQ

9DOXH V



5HSDLU WKH RSHQ EHWZHHQ WKH ORZ VSHHG FRROLQJ IDQ


UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH LJQLWLRQ VZLWFK
,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH ORZ VSHHG FRROLQJ


IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH (&0 FRQQHF
WRU WHUPLQDO &
,V WKH UHSDLU FRPSOHWH"

















5HSODFH WKH ORZ VSHHG FRROLQJ IDQ UHOD\


,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH VHULHVSDUDOOHO FRROLQJ IDQ UHOD\
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH DX[LOLDU\ FRROLQJ IDQ
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH PDLQ FRROLQJ IDQ
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH (&0
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH DX[LOLDU\ FRROLQJ IDQ FRQQHFWRU
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH DX[LOLDU\ FRROLQJ
IDQ FRQQHFWRU WHUPLQDO % DQG JURXQG
 7XUQ WKH $& VZLWFK 21
 6WDUW WKH HQJLQH
,V WKH WHVW OLJKW RQ"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH PDLQ FRROLQJ IDQ
FRQQHFWRU WHUPLQDO $ DQG EDWWHU\ SRVLWLYH
 7XUQ WKH $& VZLWFK 21
 6WDUW WKH HQJLQH
,V WKH WHVW OLJKW RQ"

6\VWHP 2.

1R



6\VWHP 2.

6\VWHP 2.

6\VWHP 2.

6\VWHP 2.

6\VWHP 2.

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH KLJK VSHHG FRROLQJ IDQ UHOD\
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH KLJK VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG
JURXQG
 7XUQ WKH LJQLWLRQ 21
,V WKH WHVW OLJKW RQ"

 7XUQ WKH LJQLWLRQ 2))


 &RQQHFW D WHVW OLJKW EHWZHHQ WKH KLJK VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG
JURXQG
,V WKH WHVW OLJKW RQ"

 'LVFRQQHFW WKH VHULHVSDUDOOHO FRROLQJ IDQ UHOD\


 &RQQHFW D WHVW OLJKW EHWZHHQ WKH VHULHVSDUDOOHO
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG
JURXQG
 7XUQ WKH LJQLWLRQ 21
,V WKH WHVW OLJKW RQ"

<HV

'$(:22 9 %/

(1*,1( &21752/6 )  


(QJLQH &RROLQJ )DQ &LUFXLW &KHFN &RQW
G
6WHS













'$(:22 9 %/

$FWLRQ
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH VHULHVSDUDOOHO
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG
EDWWHU\ SRVLWLYH
,V WKH WHVW OLJKW RQ"






9DOXH V

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

&RQQHFW WKH DX[LOLDU\ FRROLQJ IDQ FRQQHFWRU


&RQQHFW WKH KLJK VSHHG FRROLQJ IDQ UHOD\
&RQQHFW WKH VHULHVSDUDOOHO FRROLQJ IDQ UHOD\
'LVFRQQHFW WKH (&0 ZKLWH FRQQHFWRU
&RQQHFW D IXVHG MXPSHU EHWZHHQ WKH (&0
FRQQHFWRU WHUPLQDO & DQG JURXQG
 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH (&0
FRQQHFWRU WHUPLQDO & DQG JURXQG
 7XUQ WKH LJQLWLRQ 21
'R WKH FRROLQJ IDQV UXQ DW KLJK VSHHG"

 7XUQ WKH LJQLWLRQ 2))


 &KHFN IRU DQ RSHQ ZLUH EHWZHHQ WKH KLJK VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH
(&0 FRQQHFWRU WHUPLQDO &
,V WKH SUREOHP IRXQG"

 'LVFRQQHFW WKH KLJK VSHHG FRROLQJ IDQ UHOD\


 &RQQHFW D WHVW OLJKW EHWZHHQ WKH KLJK VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG
EDWWHU\ SRVLWLYH
,V WKH WHVW OLJKW RQ"

 'LVFRQQHFW WKH (&0 UHG FRQQHFWRU


 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH (&0
FRQQHFWRU WHUPLQDO & DQG JURXQG
 'LVFRQQHFW WKH VHULHVSDUDOOHO FRROLQJ IDQ UHOD\
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH VHULHVSDUDOOHO
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG
EDWWHU\ SRVLWLYH
,V WKH WHVW OLJKW RQ"
 &RQQHFW WKH VHULHVSDUDOOHO FRROLQJ IDQ UHOD\
 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH (&0
FRQQHFWRU WHUPLQDO & DQG JURXQG
 'LVFRQQHFW WKH KLJK VSHHG FRROLQJ IDQ UHOD\
 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH KLJK VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDOV  DQG 
 'LVFRQQHFW WKH ORZ VSHHG FRROLQJ IDQ UHOD\
 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH ORZ VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDOV  DQG 
 7XUQ WKH LJQLWLRQ 21
'R WKH FRROLQJ IDQV UXQ DW KLJK VSHHG"

<HV

)   (1*,1( &21752/6


(QJLQH &RROLQJ )DQ &LUFXLW &KHFN &RQW
G
6WHS

$FWLRQ

9DOXH V



 7XUQ WKH LJQLWLRQ 2))


 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH (&0
FRQQHFWRU WHUPLQDO & DQG JURXQG
 'LVFRQQHFW WKH VHULHVSDUDOOHO FRROLQJ IDQ UHOD\
 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH
VHULHVSDUDOOHO FRROLQJ IDQ UHOD\ FRQQHFWRU
WHUPLQDOV  DQG 
 &RQQHFW D IXVHG MXPSHU EHWZHHQ WKH ORZ VSHHG
FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDOV  DQG 
 7XUQ WKH LJQLWLRQ 21
'R WKH FRROLQJ IDQV UXQ DW KLJK VSHHG"







5HSODFH WKH KLJK VSHHG FRROLQJ IDQ UHOD\


,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH KLJK VSHHG FRROLQJ
IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH LJQLWLRQ VZLWFK
,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH KLJK VSHHG FRROLQJ
IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH EDWWHU\
,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH VHULHVSDUDOOHO


FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG JURXQG
,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH KLJK VSHHG FRROLQJ


IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH PDLQ FRROLQJ
IDQ FRQQHFWRU WHUPLQDO 
,V WKH UHSDLU FRPSOHWH"

5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH VHULHVSDUDOOHO


FRROLQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH (&0
FRQQHFWRU WHUPLQDO &
,V WKH UHSDLU FRPSOHWH"



1R

*R WR 6WHS 

5HSDLU WKH RSHQ ZLUH EHWZHHQ WKH VHULHVSDUDOOHO FRRO


LQJ IDQ UHOD\ FRQQHFWRU WHUPLQDO  DQG WKH LJQLWLRQ
VZLWFK
,V WKH UHSDLU FRPSOHWH"



<HV

6\VWHP 2.




6\VWHP 2.

6\VWHP 2.

6\VWHP 2.

6\VWHP 2.


6\VWHP 2.

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

'$7$ /,1. &211&7625 ',$*126,6


&LUFXLW 'HVFULSWLRQ
7KH SURYLVLRQ IRU FRPPXQLFDWLQJ ZLWK WKH HQJLQH FRQWURO
PRGXOH (&0 LV WKH 'DWD /LQN &RQQHFWRU '/&  ,W LV
ORFDWHG XQGHU WKH LQVWUXPHQW SDQHO 7KH '/& LV XVHG WR
FRQQHFW WKH VFDQ WRRO %DWWHU\ SRZHU DQG JURXQG LV
VXSSOLHG IRU WKH VFDQ WRRO WKURXJK WKH '/& 7KH &ODVV ,,
VHULDO GDWD FLUFXLW WR WKH '/& DOORZV WKH (&0 WR
FRPPXQLFDWH ZLWK WKH VFDQ WRRO $ 8QLYHUVDO
$V\QFKURQRXV 5HFHLYHU 7UDQVPLWWHU 8$57 VHULDO GDWD
OLQH LV XVHG WR FRPPXQLFDWH ZLWK WKH RWKHU PRGXOHV VXFK
DV WKH (OHFWURQLF %UDNH &RQWURO 0RGXOH (%&0  WKH
6XSSOHPHQWDO ,QIODWDEOH 5HVWUDLQW 6,5 V\VWHP DQG WKH
,QVWUXPHQW 3DQHO &OXVWHU ,3& 
'LDJQRVWLF $LGV
(QVXUH WKDW WKH FRUUHFW DSSOLFDWLRQ PRGHO OLQH FDU \HDU
HWF KDV EHHQ VHOHFWHG RQ WKH VFDQ WRRO ,I
FRPPXQLFDWLRQ VWLOO FDQQRW EH HVWDEOLVKHG WU\ WKH VFDQ
WRRO RQ DQRWKHU YHKLFOH WR HQVXUH WKDW WKH VFDQ WRRO RU
FDEOHV DUH QRW WKH FDXVH RI WKH FRQGLWLRQ

$Q LQWHUPLWWHQW PD\ EH FDXVHG E\ D SRRU FRQQHFWLRQ


UXEEHG WKURXJK ZLUH LQVXODWLRQ RU D EURNHQ ZLUH LQVLGH
WKH LQVXODWLRQ
$Q\ FLUFXLWU\ WKDW LV VXVSHFWHG RI FDXVLQJ DQ LQWHUPLWWHQW
FRPSODLQW VKRXOG EH WKRURXJKO\ FKHFNHG IRU WKH
IROORZLQJ FRQGLWLRQV
- %DFNHGRXW WHUPLQDOV
- ,PSURSHU PDWLQJ RI WHUPLQDOV
- %URNHQ ORFNV
- ,PSURSHUO\ IRUPHG RU GDPDJHG WHUPLQDOV
- 3RRU WHUPLQDOWRZLULQJ FRQQHFWLRQ
- 3K\VLFDO GDPDJH WR WKH ZLULQJ KDUQHVV
- &RUURVLRQ
7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH

'$(:22 9 %/

(1*,1( &21752/6 )  


 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH UHFRUGV
GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV FUHDWHV DQ
HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH
PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG
RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH
 8QOLNH WKH 8$57 VHULDO GDWD FLUFXLW WKH RQO\ WLPH D
&ODVV ,, VHULDO GDWD FLUFXLW KDV DQ\ YROWDJH RQ LW LV
ZKHQ D VFDQ WRRO DVNV WKH (&0 IRU LQIRUPDWLRQ DQG
VHQGV WKH LQIRUPDWLRQ RXW

 /RFDWH DQG UHSDLU DQ\ VKRUWV WKDW PD\ KDYH FDXVHG


WKH IXVH WR RSHQ EHIRUH UHSODFHPHQW LI WKH QR
YROWDJH FRQGLWLRQ ZDV GXH WR DQ RSHQ IXVH
 7KH UHSODFHPHQW (&0 PXVW EH UHSURJUDPPHG
5HIHU WR WKH ODWHVW 7HFKOLQH SURFHGXUH IRU (&0
UHSURJUDPPLQJ
 7KH VFDQ WRRO RU DVVRFLDWHG FDEOHV FRXOG EH
PDOIXQFWLRQLQJ 5HIHU WR WKH VFDQ WRRO
V PDQXDO IRU
UHSDLU LQIRUPDWLRQ

'DWD /LQN &RQQHFWRU 'LDJQRVLV


6WHS


$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
:DV WKH FKHFN SHUIRUPHG"

9DOXH V


 7XUQ WKH LJQLWLRQ 21 HQJLQH 2))


 ,QVWDOO WKH VFDQ WRRO
'RHV WKH VFDQ WRRO SRZHU XS"

 'LVFRQQHFW WKH VFDQ WRRO


 :LWK D WHVW OLJKW FRQQHFWHG WR JURXQG SUREH WKH
&ODVV ,, VHULDO GDWD WHUPLQDO  DW WKH 'DWD /LQN
&RQQHFWRU '/& 
'RHV WKH WHVW OLJKW UHPDLQ 2))"

:LWK WKH WHVW OLJKW FRQQHFWHG WR JURXQG SUREH WKH


'/& EDWWHU\ IHHG FLUFXLW WHUPLQDO 
'RHV WKH WHVW OLJKW UHPDLQ 2))"

:LWK WKH WHVW OLJKW FRQQHFWHG WR % SUREH WKH &ODVV


,, VHULDO GDWD WHUPLQDO  DW WKH '/&
'RHV WKH WHVW OLJKW UHPDLQ 2))"

&KHFN WKH &ODVV ,, VHULDO GDWD FLUFXLW IRU D VKRUW WR


YROWDJH DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"

:LWK WKH WHVW OLJKW FRQQHFWHG WR % SUREH WKH '/&


JURXQG FLUFXLW WHUPLQDOV 
'RHV WKH WHVW OLJKW LOOXPLQDWH IRU ERWK FLUFXLWV"

5HSDLU WKH RSHQ RU VKRUW WR JURXQG LQ WKH '/& EDW


WHU\ IHHG FLUFXLW
,V WKH UHSDLU FRPSOHWH"

&KHFN WKH &ODVV ,, VHULDO GDWD FLUFXLW IRU DQ RSHQ RU D


SRRU FRQQHFWLRQ DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"



&KHFN WKH &ODVV ,, VHULDO GDWD FLUFXLW IRU VKRUW WR


JURXQG DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"



5HSODFH WKH HQJLQH FRQWURO PRGXOH (&0 


,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

<HV

*R WR 6WHS 

1R
*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

)   (1*,1( &21752/6


'DWD /LQN &RQQHFWRU 'LDJQRVLV &RQW
G
6WHS

$FWLRQ

9DOXH V



5HSDLU WKH RSHQ RU SRRU FRQQHFWLRQ V LQ WKH '/&


JURXQG FLUFXLW V 
,V WKH UHSDLU FRPSOHWH"



5HLQVWDOO WKH VFDQ WRRO


&DQ WKH VFDQ WRRO FRPPXQLFDWH ZLWK WKH (&0"



,QVWDOO WKH VFDQ WRRO RQ DQRWKHU YHKLFOH ZLWK D &ODVV ,,


VHULDO GDWD WHUPLQDO DQG FKHFN IRU SURSHU RSHUDWLRQ
'RHV WKH VFDQ WRRO ZRUN SURSHUO\ RQ D GLIIHUHQW YH
KLFOH"



&KHFN WKH '/& HOHFWULFDO WHUPLQDOV IRU SURSHU WHQVLRQ


RU H[FHVVLYH UHVLVWDQFH DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"



 7KH VFDQ WRRO LV PDOIXQFWLRQLQJ


 5HIHU WR WKH VFDQ WRRO
V PDQXDO IRU UHSDLU
,V WKH UHSDLU FRPSOHWH"





 8VLQJ WKH VFDQ WRRO FOHDU WKH 'LDJQRVWLF 7URXEOH


&RGHV '7&V 
 $WWHPSW WR VWDUW WKH HQJLQH
'RHV WKH HQJLQH VWDUW DQG FRQWLQXH WR UXQ"
 $OORZ WKH HQJLQH WR LGOH XQWLO QRUPDO RSHUDWLRQ
WHPSHUDWXUH LV UHDFKHG
 &KHFN LI DQ\ '7&V DUH VHW
$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ GLDJ
QRVHG"

<HV
*R WR 6WHS 

1R


*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

)8(/ ,1-&7625 %$/$1&( 7(67


$ IXHO LQMHFWRU WHVWHU LV XVHG WR HQHUJL]H WKH LQMHFWRU IRU D
SUHFLVH DPRXQW RI WLPH WKXV VSUD\LQJ D PHDVXUHG
DPRXQW RI IXHO LQWR WKH LQWDNH PDQLIROG 7KLV FDXVHV D
GURS LQ WKH IXHO UDLO SUHVVXUH WKDW FDQ EH UHFRUGHG DQG

XVHG WR FRPSDUH HDFK RI WKH IXHO LQMHFWRUV $OO RI WKH IXHO


LQMHFWRUV VKRXOG KDYH WKH VDPH SUHVVXUH GURS  N3D
 SVL 

,QMHFWRU %DODQFH 7HVW ([DPSOH


&\OLQGHU

)LUVW 5HDGLQJ

 N3D
 SVL

 N3D
 SVL

 N3D
 SVL

 N3D
 SVL

6HFRQG 5HDGLQJ

 N3D
 SVL

 N3D
 SVL

 N3D
 SVL

 N3D
 SVL

$PRXQW 2I 'URS

 N3D
 SVL

 N3D
 SVL

 N3D
 SVL

 N3D
 SVL

$YHUDJH 5DQJH  N3D


 SVL

,QMHFWRU 2.

)DXOW\ ,QMHFWRU 
7RR 0XFK
3UHVVXUH 'URS

,QMHFWRU 2.

)DXOW\ ,QMHFWRU 
7RR /LWWOH
3UHVVXUH 'URS

&DXWLRQ 7KH IXHO V\VWHP LV XQGHU SUHVVXUH 7R


DYRLG IXHO VSLOODJH DQG WKH ULVN RI SHUVRQDO LQMXU\ RU
ILUH LW LV QHFHVVDU\ WR UHOLHYH WKH IXHO V\VWHP
SUHVVXUH EHIRUH GLVFRQQHFWLQJ WKH IXHO OLQHV
&DXWLRQ 'R QRW SLQFK RU UHVWULFW Q\ORQ IXHO OLQHV
'DPDJH WR WKH OLQHV FRXOG FDXVH D IXHO OHDN
UHVXOWLQJ LQ SRVVLEOH ILUH RU SHUVRQDO LQMXU\
1RWLFH ,Q RUGHU WR SUHYHQW IORRGLQJ RI WKH HQJLQH GR QRW
SHUIRUP WKH ,QMHFWRU %DODQFH 7HVW PRUH WKDQ RQFH
LQFOXGLQJ DQ\ UHWHVW RQ IDXOW\ IXHO LQMHFWRUV ZLWKRXW
UXQQLQJ WKH HQJLQH
7HVW
 $Q HQJLQH FRRO GRZQ SHULRG RI  PLQXWHV LV
QHFHVVDU\ LQ RUGHU WR DYRLG LUUHJXODU UHDGLQJV GXH WR
KRW VRDN IXHO ERLOLQJ
 &RQQHFW WKH IXHO SUHVVXUH JDXJH FDUHIXOO\ WR DYRLG
DQ\ IXHO VSLOODJH
 7KH IXHO SXPS VKRXOG UXQ DERXW  VHFRQGV DIWHU WKH
LJQLWLRQ LV WXUQHG WR WKH 21 SRVLWLRQ
 ,QVHUW D FOHDU WXEH DWWDFKHG WR WKH YHQW YDOYH RI WKH
IXHO SUHVVXUH JDXJH LQWR D VXLWDEOH FRQWDLQHU
 %OHHG WKH DLU IURP WKH IXHO SUHVVXUH JDXJH DQG KRVH
XQWLO DOO RI WKH DLU LV EOHG IURP WKH IXHO SUHVVXUH JDXJH
 7KH LJQLWLRQ VZLWFK PXVW EH LQ WKH 2)) SRVLWLRQ DW
OHDVW  VHFRQGV LQ RUGHU WR FRPSOHWH WKH HQJLQH
FRQWURO PRGXOH (&0 VKXWGRZQ F\FOH

 7XUQ WKH LJQLWLRQ 21 LQ RUGHU WR JHW WKH IXHO SUHVVXUH


WR LWV PD[LPXP OHYHO
 $OORZ WKH IXHO SUHVVXUH WR VWDELOL]H DQG WKHQ UHFRUG
WKLV LQLWLDO SUHVVXUH UHDGLQJ :DLW XQWLO WKHUH LV QR
PRYHPHQW RI WKH QHHGOH RQ WKH IXHO SUHVVXUH JDXJH
 )ROORZ WKH PDQXIDFWXUHU
V LQVWUXFWLRQV IRU WKH XVH RI
WKH DGDSWHU KDUQHVV (QHUJL]H WKH IXHO LQMHFWRU
WHVWHU RQFH DQG QRWH WKH IXHO SUHVVXUH GURS DW LWV
ORZHVW SRLQW 5HFRUG WKLV VHFRQG UHDGLQJ 6XEWUDFW LW
IURP WKH ILUVW UHDGLQJ WR GHWHUPLQH WKH DPRXQW RI WKH
IXHO SUHVVXUH GURS
 'LVFRQQHFW WKH IXHO LQMHFWRU WHVWHU IURP WKH IXHO
LQMHFWRU
 $IWHU WXUQLQJ WKH LJQLWLRQ 21 LQ RUGHU WR REWDLQ
PD[LPXP SUHVVXUH RQFH DJDLQ PDNH D FRQQHFWLRQ
DW WKH QH[W IXHO LQMHFWRU (QHUJL]H WKH IXHO LQMHFWRU
WHVWHU DQG UHFRUG WKH IXHO SUHVVXUH UHDGLQJ 5HSHDW
WKLV SURFHGXUH IRU DOO WKH LQMHFWRUV
 5HWHVW DQ\ RI WKH IXHO LQMHFWRUV WKDW WKH SUHVVXUH
GURS H[FHHGV WKH  N3D  SVL VSHFLILFDWLRQ
 5HSODFH DQ\ RI WKH IXHO LQMHFWRUV WKDW IDLO WKH UHWHVW
 ,I WKH SUHVVXUH GURS RI DOO RI WKH IXHO LQMHFWRUV LV
ZLWKLQ  N3D  SVL  WKHQ WKH IXHO LQMHFWRUV DUH
IORZLQJ QRUPDOO\ DQG QR UHSODFHPHQW VKRXOG EH
QHFHVVDU\
 5HFRQQHFW WKH IXHO LQMHFWRU KDUQHVV DQG UHYLHZ WKH
V\PSWRP GLDJQRVWLF WDEOHV

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

(9$3 &21752/ 6<67(0 ',$*126,6


&LUFXLW 'HVFULSWLRQ
7KH HYDSRUDWLYH HPLVVLRQ (9$3 V\VWHP LV FKHFNHG E\
DSSO\LQJ YDFXXP WR WKH (9$3 V\VWHP DQG PRQLWRULQJ IRU
D YDFXXP GHFD\ 7KH HQJLQH FRQWURO PRGXOH (&0
PRQLWRUV WKH YDFXXP OHYHO WKURXJK WKH IXHO WDQN
SUHVVXUH VHQVRU VLJQDO $W DQ DSSURSULDWH WLPH WKH
(9$3 FDQLVWHU SXUJH YDOYH DQG WKH (9$3 YHQW VROHQRLG
DUH WXUQHG RQ DOORZLQJ WKH HQJLQH WR GUDZ D VPDOO
YDFXXP RQ WKH HQWLUH HYDSRUDWLYH HPLVVLRQ V\VWHP
$IWHU WKH GHVLUHG YDFXXP OHYHO KDV EHHQ DFKLHYHG WKH
(9$3 FDQLVWHU SXUJH YDOYH LV WXUQHG RII VHDOLQJ WKH
V\VWHP $ OHDN LV GHWHFWHG E\ PRQLWRULQJ IRU D GHFUHDVH
LQ YDFXXP OHYHO RYHU D JLYHQ WLPH SHULRG ZKHQ DOO RWKHU
YDULDEOHV UHPDLQ FRQVWDQW $ OHDN EORFNDJH RU IDXOW\
FRPSRQHQW LQ WKH V\VWHP ZLOO FDXVH D 'LDJQRVWLF
7URXEOH &RGH '7& WR EH VHW

'LDJQRVWLF $LGV
&KHFN IRU WKH IROORZLQJ FRQGLWLRQV
- 3RRU FRQQHFWLRQ DW WKH (&0 ,QVSHFW KDUQHVV
FRQQHFWRUV IRU WKH IROORZLQJ FRQGLWLRQV
- %DFNHGRXW WHUPLQDOV
- ,PSURSHU PDWLQJ
- %URNHQ ORFNV
- 'DPDJHG WHUPLQDOV
- 3RRU WHUPLQDOWRZLUH FRQQHFWLRQ
- 'DPDJHG KDUQHVV ,QVSHFW WKH ZLULQJ KDUQHVV IRU
GDPDJH ,I WKH KDUQHVV DSSHDUV WR EH 2. REVHUYH
WKH )XHO 7DQN 9DFXXP 3UHVVXUH GLVSOD\ RQ WKH VFDQ
WRRO ZKLOH PRYLQJ FRQQHFWRUV DQG ZLULQJ KDUQHVVHV
UHODWHG WR WKH VHQVRU $ FKDQJH LQ WKH GLVSOD\ ZLOO
LQGLFDWH WKH ORFDWLRQ RI WKH IDXOW
- ,QFRUUHFW SXUJH RU YDFXXP VRXUFH OLQH URXWLQJ 9HULI\
WKDW WKH VRXUFH YDFXXP DQG SXUJH OLQHV WR WKH (9$3
FDQLVWHU SXUJH YDOYH DUH QRW VZLWFKHG

'$(:22 9 %/

(1*,1( &21752/6 )  


(9$3 &RQWURO 6\VWHP 'LDJQRVLV
6WHS


$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH FKHFN FRPSOHWH"
 7XUQ WKH LJQLWLRQ 2))
 ,QVWDOO WKH VFDQ WRRO
 7XUQ WKH LJQLWLRQ 21
$UH DQ\ 'LDJQRVWLF 7URXEOH &RGHV '7&V VHW"
 'LVFRQQHFW WKH IXHO WDQN SUHVVXUH VHQVRU
HOHFWULFDO FRQQHFWRU
 8VLQJ D GLJLWDO YROWPHWHU '90  PHDVXUH WKH
YROWDJH EHWZHHQ WKH  YROW UHIHUHQFH FLUFXLW DQG
WKH VHQVRU JURXQG FLUFXLW DW WKH IXHO WDQN SUHVVXUH
VHQVRU KDUQHVV FRQQHFWRU
,V WKH YROWDJH QHDU WKH VSHFLILHG YDOXH"

9DOXH V

9

&KHFN WKH  YROW UHIHUHQFH FLUFXLW IRU D SRRU WHUPLQDO


FRQQHFWLRQ DW WKH HQJLQH FRQWURO PRGXOH (&0 
,V D SUREOHP IRXQG"

&KHFN IRU DQ RSHQ  YROW UHIHUHQFH FLUFXLW WR WKH IXHO


WDQN SUHVVXUH VHQVRU KDUQHVV FRQQHFWRU
,V D SUREOHP IRXQG"

 5HPRYH WKH IXHO FDS


 &RQQHFW D MXPSHU EHWZHHQ WHUPLQDO $ DW WKH IXHO
WDQN SUHVVXUH VHQVRU SLJWDLO DQG WHUPLQDO $ DW WKH
KDUQHVV FRQQHFWRU RQ WKH (&0 VLGH
 &RQQHFW D MXPSHU EHWZHHQ WHUPLQDO & DW WKH IXHO
WDQN SUHVVXUH VHQVRU SLJWDLO DQG WHUPLQDO & DW WKH
KDUQHVV FRQQHFWRU RQ WKH (&0 VLGH
 8VLQJ D '90 PHDVXUH YROWDJH DW WHUPLQDO % DW
WKH IXHO WDQN SUHVVXUH VHQVRU SLJWDLO
,V WKH YROWDJH EHWZHHQ WKH VSHFLILHG YDOXHV"








'$(:22 9 %/

 9

&KHFN WKH IXHO WDQN SUHVVXUH VHQVRU VLJQDO FLUFXLW IRU


D SRRU WHUPLQDO FRQQHFWLRQ DW WKH (&0 DQG UHSDLU DV
QHFHVVDU\
,V D UHSDLU QHFHVVDU\"

&KHFN WKH IXHO WDQN SUHVVXUH VHQVRU VLJQDO FLUFXLW


EHWZHHQ WKH IXHO WDQN SUHVVXUH VHQVRU FRQQHFWRU
DQG WKH (&0 IRU DQ RSHQ VKRUW WR JURXQG RU VKRUW
WR YROWDJH DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"

&KHFN WKH VHQVRU JURXQG FLUFXLW IRU D SRRU WHUPLQDO


FRQQHFWLRQ DW WKH (&0 DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"

&KHFN IRU DQ RSHQ LQ WKH VHQVRU JURXQG FLUFXLW


,V D SUREOHP IRXQG"
&KHFN IRU D SRRU FLUFXLW WHUPLQDO FRQQHFWLRQ DW WKH
IXHO WDQN SUHVVXUH VHQVRU FRQQHFWRU DQG UHSDLU DV
QHFHVVDU\
,V D UHSDLU QHFHVVDU\"
5HSODFH WKH PDOIXQFWLRQLQJ KDUQHVV FRQQHFWRU WHUPL
QDOV
,V WKH UHSDLU FRPSOHWH"

1R

*R WR 6WHS 

*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

*R WR DSSOLFDEOH
'7& WDEOH

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

<HV

6\VWHP 2.

)   (1*,1( &21752/6


(9$3 &RQWURO 6\VWHP 'LDJQRVLV &RQW
G
6WHS

$FWLRQ

9DOXH V

<HV



/RFDWH DQG UHSDLU WKH RSHQVKRUW FLUFXLW LQ WKH ZLULQJ


KDUQHVV
,V WKH UHSDLU FRPSOHWH"



5HSODFH WKH IXHO WDQN SUHVVXUH VHQVRU


,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.



5HSODFH WKH (&0


,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.

6\VWHP 2.

1R


'$(:22 9 %/

(1*,1( &21752/6 )  

7528%/( &2'( ',$*126,6


&/($5,1* 7528%/( &2'(6
1RWLFH 7R SUHYHQW HQJLQH FRQWURO PRGXOH (&0
GDPDJH WKH NH\ PXVW EH 2)) ZKHQ GLVFRQQHFWLQJ RU
UHFRQQHFWLQJ WKH SRZHU WR WKH (&0 IRU H[DPSOH EDWWHU\
FDEOH (&0 SLJWDLO FRQQHFWRU (&0 IXVH MXPSHU FDEOHV
HWF 
:KHQ WKH (&0 VHWV D GLDJQRVWLF WURXEOH FRGH '7& 
7KH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ ODPS ZLOO EH
WXUQHG RQ RQO\ IRU W\SH $ DQG % EXW D '7& ZLOO EH VWRUHG
LQ WKH (&0
V PHPRU\ IRU DOO W\SH RI '7& ,I WKH SUREOHP

LV LQWHUPLWWHQW WKH 0,/ ZLOO JR RXW DIWHU  VHFRQGV LI WKH


IDXOW LV QR ORQJHU SUHVHQW 7KH '7& ZLOO VWD\ LQ WKH
(&0
V PHPRU\ XQWLO FOHDUHG E\ VFDQ WRRO 5HPRYLQJ
EDWWHU\ YROWDJH IRU  VHFRQGV ZLOO FOHDU VRPH VWRUHG
'7&V
'7&V VKRXOG EH FOHDUHG DIWHU UHSDLUV KDYH EHHQ
FRPSOHWHG 6RPH GLDJQRVWLF WDEOHV ZLOO WHOO \RX WR FOHDU
WKH FRGHV EHIRUH XVLQJ WKH FKDUW 7KLV DOORZV WKH (&0 WR
VHW WKH '7& ZKLOH JRLQJ WKURXJK WKH FKDUW ZKLFK ZLOO
KHOS WR ILQG WKH FDXVH RI WKH SUREOHP PRUH TXLFNO\

',$*1267,& 7528%/( &2'(6


'7&

'HVFULSWLRQ

7\SH

,OOXPLQDWH 0,/

3

0DQLIROG $EVROXWH 3UHVVXUH 5DWLRQDOLW\

<HV

3

0DQLIROG $EVROXWH 3UHVVXUH /RZ 9ROWDJH

<HV

3

0DQLIROG $EVROXWH 3UHVVXUH +LJK 9ROWDJH

<HV

3

,QWDNH $LU 7HPSHUDWXUH /RZ 9ROWDJH

<HV

3

,QWDNH $LU 7HPSHUDWXUH +LJK 9ROWDJH

<HV

3

(QJLQH &RRODQW 7HPSHUDWXUH /RZ 9ROWDJH

<HV

3

(QJLQH &RRODQW 7HPSHUDWXUH +LJK 9ROWDJH

<HV

3

7KURWWOH 3RVLWLRQ 6HQVRU /RZ 9ROWDJH

<HV

3

7KURWWOH 3RVLWLRQ 6HQVRU +LJK 9ROWDJH

<HV

3

2 %DQN  6HQVRU  /RZ 9ROWDJH

<HV

3

2 %DQN  6HQVRU  +LJK 9ROWDJH

<HV

3

2 %DQN  6HQVRU  1R $FWLYLW\

<HV

3

2 %DQN  6HQVRU  /RZ 9ROWDJH

<HV

3

2 %DQN  6HQVRU  +LJK 9ROWDJH

<HV

3

2 %DQN  6HQVRU  1R $FWLYLW\

<HV

3

2 %DQN  6HQVRU  +HDWHU

<HV

3

,QMHFWRU  &LUFXLW )DXOW

<HV

3

,QMHFWRU  &LUFXLW )DXOW

<HV

3

,QMHFWRU  &LUFXLW )DXOW

<HV

3

,QMHFWRU  &LUFXLW )DXOW

<HV

'$(:22 9 %/

)   (1*,1( &21752/6


'LDJQRVWLF 7URXEOH &RGHV &RQW
G
'7&

'HVFULSWLRQ

7\SH

,OOXPLQDWH 0,/

3

.QRFN 6HQVRU 61() ,QWHUQDO 0DOIXQFWLRQ

<HV

3

.QRFN 6HQVRU &LUFXLW )DXOW

<HV

3

; &UDQN 3RVLWLRQ ([WUD0LVVLQJ 3XOVHV

<HV

3

; &UDQN 3RVLWLRQ 1R 6LJQDO

<HV

3

,JQLWLRQ &RQWURO $ &LUFXLW )DXOW

<HV

3

,JQLWLRQ &RQWURO % &LUFXLW )DXOW

<HV

3

([KDXVW *DV 5HFLUFXODWLRQ 2SHQ 9DOYH 3RVLWLRQ (UURU

<HV

3

([KDXVW *DV 5HFLUFXODWLRQ 3LQWOH 3RVLWLRQ /RZ 9ROWDJH

<HV

3

([KDXVW *DV 5HFLUFXODWLRQ 3LQWOH 3RVLWLRQ +LJK 9ROWDJH

<HV

3

(YDSRUDWLYH (PLVVLRQ 6\VWHP 3XUJH &RQWURO &LUFXLW

<HV

3

&RROLQJ )DQ 5HOD\  )DQ &RQWURO &LUFXLW )DXOW

'

1R

3

&RROLQJ )DQ 5HOD\  )DQ &RQWURO &LUFXLW )DXOW

'

1R

3

9HKLFOH 6SHHG (QJLQH 6LGH 1R 6LJQDO

<HV

3

,GOH 6SHHG 530 /RZHU 7KDQ 'HVLUHG ,GOH 6SHHG

<HV

3

,GOH 6SHHG 530 +LJKHU 7KDQ 'HVLUHG ,GOH 6SHHG

<HV

3

6\VWHP 9ROWDJH (QJLQH 6LGH 7RR /RZ

'

1R

3

6\VWHP 9ROWDJH (QJLQH 6LGH 7RR +LJK

'

1R

3

(&0 (QJLQH 6LGH &KHFNVXP )DXOW

<HV

3

0DQLIROG $EVROXWH 3UHVVXUH ,QWHUPLWWHQW +LJK 9ROWDJH

'

1R

3

0DQLIROG $EVROXWH 3UHVVXUH ,QWHUPLWWHQW /RZ 9ROWDJH

'

1R

3

9DULDEOH *HRPHWU\ ,QGXFWLRQ 6ROHQRLG (OHFWULFDO )DXOW

'

1R

3

,QWDNH $LU 7HPSHUDWXUH ,QWHUPLWWHQW +LJK 9ROWDJH

'

1R

3

,QWDNH $LU 7HPSHUDWXUH ,QWHUPLWWHQW /RZ 9ROWDJH

'

1R

3

(QJLQH &RRODQW 7HPSHUDWXUH ,QWHUPLWWHQW /RZ 9ROWDJH

'

1R

3

(QJLQH &RRODQW 7HPSHUDWXUH ,QWHUPLWWHQW +LJK 9ROWDJH

'

1R

3

7KURWWOH 3RVLWLRQ 6HQVRU ,QWHUPLWWHQW +LJK 9ROWDJH

'

1R

3

7KURWWOH 3RVLWLRQ 6HQVRU ,QWHUPLWWHQW /RZ 9ROWDJH

'

1R

3

([KDXVW *DV 5HFLUFXODWLRQ &ORVHG 9DOYH 3LQWOH (UURU

<HV

3

,GOH $LU &RQWURO &RXQWV 7RR +LJK

'

1R

3

3DUN1HXWUDO 'LVFUHWH )DXOW

'

1R

3

(&0 ,QWHUQDO 6\VWHP 5HVHW

'

1R

3

2'0 ,QWHUQDO 63, &RPPXQLFDWLRQ

<HV

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

',$*1267,& 7528%/( &2'( '7& 3


0$1,)2/' $%62/87( 35(6685( 5$7,21$/,7<
&LUFXLW 'HVFULSWLRQ
7KH HQJLQH FRQWURO PRGXOH (&0 XVHV WKH 0DQLIROG
$EVROXWH 3UHVVXUH 0$3 VHQVRU WR FRQWURO WKH IXHO
GHOLYHU\ DQG WKH LJQLWLRQ WLPLQJ 7KH 0$3 VHQVRU
PHDVXUHV WKH FKDQJHV LQ WKH LQWDNH PDQLIROG SUHVVXUH
ZKLFK UHVXOWV IURP HQJLQH ORDG LQWDNH PDQLIROG YDFXXP
DQG WKH USP FKDQJHV DQG LW FRQYHUWV WKHVH LQWR YROWDJH
RXWSXWV 7KH (&0 FDQ GHWHFW LI WKH 0$3 VHQVRU LV QRW
UHVSRQGLQJ WR WKH 73 FKDQJHV E\ FRPSDULQJ WKH DFWXDO
0$3 FKDQJH WR D SUHGLFWHG 0$3 FKDQJH EDVHG RQ WKH
DPRXQW RI 73 FKDQJH WKDW RFFXUV ,I WKH (&0 GRHV QRW
VHH WKH H[SHFWHG 0$3 FKDQJH RU PRUH '7& 3 ZLOO
VHW
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- '7&V 3 3 3 3 3 3
3 3 3 3 3 3
3 3 3 3 3 3
3 3 3 3 3 QRW VHW
- (QJLQH UXQQLQJ
- 9DOLG EDURPHWULF SUHVVXUH %$52 XSGDWH
- $& VWHDG\ VWDWH
- 1R SRZHU VWHHULQJ FUDPS
- 1R 736 IDLO FRQGLWLRQV SUHVHQW
- 1R 0$3 IDLO FRQGLWLRQV SUHVHQW
- &KDQJH LQ ,GOH $LU &RQWURO ,$& LV OHVV WKDQ  FRXQWV
- &RRODQW WHPSHUDWXUH LV JUHDWHU WKDQ q& q) 
- &KDQJH LQ USP LV OHVV WKDQ 
- &KDQJH LQ 736 LV OHVV WKDQ 
- 7KH USP LV EHWZHHQ  DQG 
- $OO RI WKH DERYH DUH VWDELOL]HG IRU  VHFRQGV
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ ZLOO LOOXPLQDWH
- 7KH (&0 ZLOO UHFRUG RSHUDWLQJ FRQGLWLRQV DW WKH WLPH
WKH GLDJQRVWLF IDLOV 7KLV LQIRUPDWLRQ ZLOO EH VWRUHG LQ
WKH )UHH]H )UDPH DQG )DLOXUH 5HFRUGV EXIIHUV
- $ KLVWRU\ '7& LV VWRUHG
- 7KH &RRODQW IDQ WXUQV RQ
- 7KH (&0 ZLOO VXEVWLWXWH D IL[HG 0$3 YDOXH DQG XVH
73 WR FRQWURO WKH IXHO GHOLYHU\ 7KH VFDQ WRRO ZLOO QRW
VKRZ GHIDXOWHG YDOXH
&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
- 7KH 0,/ ZLOO WXUQ RII DIWHU WKUHH FRQVHFXWLYH LJQLWLRQ
F\FOHV LQ ZKLFK WKH GLDJQRVWLF UXQV ZLWKRXW D IDXOW
- $ KLVWRU\ '7& ZLOO FOHDU DIWHU  FRQVHFXWLYH
ZDUPXS F\FOHV ZLWKRXW D IDXOW

- '7& V FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO


'LDJQRVWLF $LGV
:LWK WKH LJQLWLRQ 21 DQG WKH HQJLQH VWRSSHG WKH
PDQLIROG SUHVVXUH LV HTXDO WR DWPRVSKHULF SUHVVXUH DQG
WKH VLJQDO YROWDJH ZLOO EH KLJK 7KLV LQIRUPDWLRQ LV XVHG
E\ WKH (&0 DV DQ LQGLFDWLRQ RI YHKLFOH DOWLWXGH
&RPSDULVRQ RI WKLV UHDGLQJ ZLWK D NQRZQ JRRG YHKLFOH
ZLWK WKH VDPH VHQVRU LV D JRRG ZD\ WR FKHFN WKH
DFFXUDF\ RI D VXVSHFW VHQVRU 5HDGLQJV VKRXOG EH WKH
VDPH r YROWV
7KH 0$3 VHQVRU YDFXXP VRXUFH VKRXOG EH WKRURXJKO\
FKHFNHG IRU UHVWULFWLRQV DW WKH LQWDNH PDQLIROG
7HVW 'HVFULSWLRQ
1XPEHUV EHORZ UHIHU WR WKH VWHS QXPEHUV RQ WKH
'LDJQRVWLF 7DEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH
UHFRUGV GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV
FUHDWHV DQ HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ
WKH PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ
VWRUHG RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH
 $ VHQVRU WKDW GLVSOD\V DQ LJQLWLRQ 21 HQJLQH 2))
%$52 YDOXH WKDW GRHV QRW DSSHDU QRUPDO IRU WKH
DOWLWXGH WKH YHKLFOH LV LQ VKRXOG EH FRQVLGHUHG WR EH
PDOIXQFWLRQLQJ
 :KLOH VWDUWLQJ WKH HQJLQH WKH 0$3 VHQVRU VKRXOG
GHWHFW DQ\ FKDQJHV LQ WKH PDQLIROG SUHVVXUH 7KLV
WHVW LV WR GHWHUPLQH LI WKH VHQVRU LV VWXFN DW D YDOYH
 $ QRUPDO 0$3 VHQVRU ZLOO UHDFW DV TXLFNO\ WR WKH
WKURWWOH FKDQJHV DV WKH\ FDQ EH PDGH $ VHQVRU
VKRXOG QRW DSSHDU WR EH OD]\ RU FDWFK XS ZLWK WKH
WKURWWOH PRYHPHQWV
 7KLV VWHS FKHFNV LI WKH UHDVRQ IRU QR 0$3 FKDQJH
ZDV GXH WR D IDXOW\ VHQVRU RU YDFXXP VRXUFH WR WKH
VHQVRU
 7KH 0$3 VHQVRU YDFXXP VRXUFH VKRXOG EH
WKRURXJKO\ FKHFNHG IRU UHVWULFWLRQV $ GULOO ELW FDQ EH
XVHG WR FOHDQ RXW DQ\ FDVWLQJ IODVK WKDW PD\ H[LVW LQ
WKH YDFXXP SRUW
 7KH 0$3 6HQVRU 6\VWHP 3HUIRUPDQFH GLDJQRVWLF
PD\ KDYH WR FRPSOHWH VHYHUDO WHVWV EHIRUH
GHWHUPLQLQJ LI WKH GLDJQRVWLF KDV SDVVHG RU IDLOHG
WKH ODVW WHVW 2SHUDWH WKH YHKLFOH LQ WKH &RQGLWLRQV
IRU 6HWWLQJ WKH '7& VHYHUDO WLPHV WR HQVXUH WKDW WKH
GLDJQRVWLF UXQV HQRXJK WHVWV WR SDVV RU IDLO
 ,I QR IDXOWV KDYH EHHQ IRXQG DW WKLV SRLQW DQG QR
DGGLWLRQDO '7&V DUH VHW UHIHU WR 'LDJQRVWLF $LGV LQ
WKLV VHFWLRQ IRU DGGLWLRQDO FKHFNV DQG LQIRUPDWLRQ

'$(:22 9 %/

(1*,1( &21752/6 )  


'7& 3 0DQLIROG $EVROXWH 3UHVVXUH 5DWLRQDOLW\
6WHS







'$(:22 9 %/

$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"
 ,QVWDOO D VFDQ WRRO
 7XUQ WKH LJQLWLRQ VZLWFK 21 ZLWK WKH HQJLQH QRW
UXQQLQJ
 &RPSDUH WKH EDURPHWULF SUHVVXUH %$52 UHDGLQJ
ZLWK D NQRZQ JRRG YHKLFOH
,V WKH %$52 UHDGLQJ QRUPDO IRU \RXU DOWLWXGH"
6WDUW WKH HQJLQH ZKLOH ZDWFKLQJ WKH 0DQLIROG
$EVROXWH 3UHVVXUH 0$3 VHQVRU YDOXH
'RHV WKH 0$3 VHQVRU YDOXH FKDQJH ZKLOH VWDUWLQJ
WKH HQJLQH"
:LWK WKH HQJLQH VWLOO UXQQLQJ VQDS WKH WKURWWOH ZKLOH
ZDWFKLQJ WKH 0$3 VHQVRU GLVSOD\ RQ WKH VFDQ WRRO
'RHV WKH 0$3 VHQVRU YDOXH FKDQJH UDSLGO\ ZLWK WKH
WKURWWOH SRVLWLRQ FKDQJHV"
 'LVFRQQHFW WKH 0$3 VHQVRU YDFXXP KRVH DQG
LQVWDOO D YDFXXP JDXJH WR WKH 0$3 VHQVRU
 7XUQ WKH LJQLWLRQ VZLWFK 21 ZLWK WKH HQJLQH 2))
 $SSO\  LQ +* WR WKH 0$3 VHQVRU
'RHV WKH 0$3 VHQVRU YDOXH RQ WKH VFDQ WRRO
FKDQJH"
 5HPRYH WKH 0$3 VHQVRU KRVH IURP WKH PDQLIROG
SRUW
 ,QVSHFW WKH SRUW DQG WKH KRVH IRU UHVWULFWLRQV DQG
UHSDLU DV QHFHVVDU\
,V WKH DFWLRQ FRPSOHWH"
5HSDLU WKH UHVWULFWLRQ LQ WKH 0$3 VHQVRU YDFXXP
SRUW RU KRVH
,V WKH DFWLRQ FRPSOHWH"
5HSODFH WKH 0$3 VHQVRU
,V WKH DFWLRQ FRPSOHWH"
 8VLQJ WKH VFDQ WRRO FOHDU WKH 'LDJQRVWLF 7URXEOH
&RGHV '7&V 
 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH &RQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF KDV
UXQ DQG SDVVHG"
&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW
$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ
GLDJQRVHG"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

 9

*R WR 6WHS 

*R WR 6WHS 

 9

*R WR 6WHS 

*R WR 6WHS 

 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 9



*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

)   (1*,1( &21752/6

&)$

',$*1267,& 7528%/( &2'( '7& 3


0$1,)2/' $%62/87( 35(6685( /2: 92/7$*(
&LUFXLW 'HVFULSWLRQ
7KH HQJLQH FRQWURO PRGXOH (&0 XVHV WKH 0DQLIROG
$EVROXWH 3UHVVXUH 0$3 VHQVRU WR FRQWURO WKH IXHO
GHOLYHU\ DQG WKH LJQLWLRQ WLPLQJ 7KH 0$3 VHQVRU
PHDVXUHV WKH FKDQJHV LQ WKH LQWDNH PDQLIROG SUHVVXUH
ZKLFK UHVXOWV IURP HQJLQH ORDG LQWDNH PDQLIROG YDFXXP
DQG WKH USP FKDQJHV DQG LW FRQYHUWV WKHVH LQWR YROWDJH
RXWSXWV 7KH (&0 VHQGV D  YROW UHIHUHQFH YROWDJH WR
WKH 0$3 VHQVRU $V WKH PDQLIROG SUHVVXUH FKDQJHV WKH
RXWSXW YROWDJH RI WKH 0$3 VHQVRU DOVR FKDQJHV %\
PRQLWRULQJ WKH 0$3 VHQVRU RXWSXW YROWDJH WKH (&0
NQRZV WKH PDQLIROG SUHVVXUH $ ORZ SUHVVXUH ORZ
YROWDJH RXWSXW YROWDJH ZLOO EH DERXW  WR  YROWV DW
LGOH ZKLOH KLJKHU SUHVVXUH KLJK YROWDJH RXWSXW YROWDJH
ZLOO EH DERXW  WR  DW :LGH 2SHQ 7KURWWOH :27 
7KH 0$3 VHQVRU LV DOVR XVHG XQGHU FHUWDLQ FRQGLWLRQV
WR PHDVXUH EDURPHWULF SUHVVXUH %$52  DOORZLQJ WKH
(&0 WR PDNH DGMXVWPHQWV IRU GLIIHUHQW DOWLWXGHV
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- 1R 7KURWWOH 3RVLWLRQ 6HQVRU 736 IDLO FRQGLWLRQV
SUHVHQW
- (QJLQH UXQQLQJ
- 0$3 LV OHVV WKDQ  N3D
- 7KH 736 LV JUHDWHU WKDQ RU HTXDO WR  LI WKH USP LV
OHVV WKDQ RU HTXDO WR 
- 7KH 736 LV JUHDWHU WKDQ  LI WKH USP LV JUHDWHU
WKDQ 
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ ZLOO LOOXPLQDWH
- 7KH (&0 ZLOO UHFRUG RSHUDWLQJ FRQGLWLRQV DW WKH WLPH
WKH GLDJQRVWLF IDLOV 7KLV LQIRUPDWLRQ ZLOO EH VWRUHG LQ
WKH )UHH]H )UDPH DQG )DLOXUH 5HFRUGV EXIIHUV
- $ KLVWRU\ '7& LV VWRUHG
- 7KH &RRODQW IDQ WXUQV RQ

- 7KH (&0 ZLOO VXEVWLWXWH D IL[HG 0$3 YDOXH DQG XVH


73 WR FRQWURO WKH IXHO GHOLYHU\ 7KH VFDQ WRRO ZLOO QRW
VKRZ GHIDXOWHG 
&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
- 7KH 0,/ ZLOO WXUQ RII DIWHU WKUHH FRQVHFXWLYH LJQLWLRQ
F\FOHV LQ ZKLFK WKH GLDJQRVWLF UXQV ZLWKRXW D IDXOW
- $ KLVWRU\ '7& ZLOO FOHDU DIWHU  FRQVHFXWLYH
ZDUPXS F\FOHV ZLWKRXW D IDXOW
- '7& V FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO
'LDJQRVWLF $LGV
:LWK WKH LJQLWLRQ 21 DQG WKH HQJLQH VWRSSHG WKH
PDQLIROG SUHVVXUH LV HTXDO WR DWPRVSKHULF SUHVVXUH DQG
WKH VLJQDO YROWDJH ZLOO EH KLJK 7KLV LQIRUPDWLRQ LV XVHG
E\ WKH (&0 DV DQ LQGLFDWLRQ RI YHKLFOH DOWLWXGH
&RPSDULVRQ RI WKLV UHDGLQJ ZLWK D NQRZQ JRRG YHKLFOH
ZLWK WKH VDPH VHQVRU LV D JRRG ZD\ WR FKHFN WKH
DFFXUDF\ RI D VXVSHFW VHQVRU 5HDGLQJV VKRXOG EH WKH
VDPH r YROW
,I D '7& 3 LV LQWHUPLWWHQW UHIHU WR 0DQLIROG
$EVROXWH 3UHVVXUH &KHFN LQ WKLV VHFWLRQ IRU IXUWKHU
GLDJQRVLV
,PSRUWDQW $IWHU UHSDLUV XVH WKH VFDQ WRRO )8(/ 75,0
5(6(7 IXQFWLRQ WR UHVHW ORQJWHUP IXHO WULP WR 
 
7HVW 'HVFULSWLRQ
1XPEHUV EHORZ UHIHU WR WKH VWHS QXPEHUV RQ WKH
'LDJQRVWLF 7DEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH UHFRUGV
GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV FUHDWHV DQ
HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH

'$(:22 9 %/

(1*,1( &21752/6 )  


PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG
RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH
 7KLV VWHS ZLOO GHWHUPLQH LI '7& 3 LV WKH UHVXOW RI
D KDUG IDLOXUH RU DQ LQWHUPLWWHQW FRQGLWLRQ
 -XPSHULQJ KDUQHVV WHUPLQDO % WR & VLJQDO FLUFXLW WR
 YROWV ZLOO GHWHUPLQH LI WKH VHQVRU LV PDOIXQFWLRQLQJ
RU LI WKHUH LV D SUREOHP ZLWK WKH (&0 RU ZLULQJ
 7KH VFDQ WRRO PD\ QRW GLVSOD\  YROWV 7KH LPSRUWDQW
WKLQJ LV WKDW WKH (&0 UHFRJQL]HV WKH YROWDJH DV

PRUH WKDQ  YROWV LQGLFDWLQJ WKDW WKH (&0 DQG WKH


VLJQDO FLUFXLW DUH 2. $ WHVW OLJKW WKDW LOOXPLQDWHV
LQGLFDWHV D VKRUW WR JURXQG LQ WKH VLJQDO FLUFXLW
 $ VKRUW WR JURXQG LQ WKH  YROW UHIHUHQFH FLUFXLW FRXOG
DOVR VHW DGGLWLRQDO '7&V
 7KH UHSODFHPHQW (&0 PXVW EH UHSURJUDPPHG
5HIHU WR WKH ODWHVW 7HFKOLQH SURFHGXUH IRU WKH (&0
UHSURJUDPPLQJ

'7& 3 0DQLIROG $EVROXWH 3UHVVXUH /RZ 9ROWDJH


6WHS


$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"

9DOXH V


<HV

*R WR 6WHS 

1R
*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

:LWK HQJLQH LGOLQJ LQVWDOO D VFDQ WRRO


'RHV WKH VFDQ WRRO GLVSOD\ 0DQLIROG $EVROXWH
3UHVVXUH 0$3 YROWDJH EHORZ WKH VSHFLILHG YDOXH"

 9

*R WR 6WHS 

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ VZLWFK 2))


 'LVFRQQHFW WKH 0$3 VHQVRU HOHFWULFDO FRQQHFWRU
 -XPSHU WKH 0$3 VLJQDO FLUFXLW DW WHUPLQDO % WR WKH
 YROW UHIHUHQFH FLUFXLW DW WHUPLQDO &
 7XUQ WKH LJQLWLRQ VZLWFK RQ
'RHV WKH 0$3 YROWDJH UHDG PRUH WKDQ WKH VSHFLILHG
YDOXH"

 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

'$(:22 9 %/

 7XUQ WKH LJQLWLRQ VZLWFK 21 ZLWK WKH HQJLQH 2))


UHYLHZ WKH )UHH]H )UDPH GDWD DQG QRWH WKH
SDUDPHWHUV
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH IUHH]H IUDPH
FRQGLWLRQV DQG &RQGLWLRQV )RU 6HWWLQJ WKH '7& DV
QRWHG
'RHV WKH VFDQ WRRO GLVSOD\ 0$3 YROWDJH EHORZ WKH
VSHFLILHG YDOXH"
,QVSHFW WKH 0$3 VHQVRU KDUQHVV HOHFWULFDO
FRQQHFWRU WHUPLQDOV IRU WKH IROORZLQJ FRQGLWLRQV
- 3RRU FRQQHFWLRQV
- 3URSHU FRQWDFW WHQVLRQ
- 3RRU WHUPLQDO WR ZLUH FRQQHFWLRQ
,V D SUREOHP IRXQG"
 7XUQ WKH LJQLWLRQ VZLWFK 2))
 5HPRYH WKH MXPSHU ZLUH
 3UREH WKH 0$3 VHQVRU VLJQDO FLUFXLW WHUPLQDO )
ZLWK D WHVW OLJKW WR %
 7XUQ WKH LJQLWLRQ VZLWFK 21
'RHV WKH VFDQ WRRO UHDG RYHU WKH VSHFLILHG YDOXH"
&KHFN WKH 0$3 VHQVRU  YROW UHIHUHQFH FLUFXLW DW
WHUPLQDO % IRU DQ RSHQ RU VKRUW WR JURXQG
,V D SUREOHP IRXQG"

 9

 9


)   (1*,1( &21752/6


'7& 3 0DQLIROG $EVROXWH 3UHVVXUH /RZ 9ROWDJH &RQW
G
6WHS













$FWLRQ
5HSDLU WKH FRQQHFWLRQ WHUPLQDOV DV QHFHVVDU\
,V WKH DFWLRQ FRPSOHWH"
5HSODFH WKH 0$3 VHQVRU
,V WKH DFWLRQ FRPSOHWH"
5HSDLU WKH 0$3 VHQVRU  YROW UHIHUHQFH FLUFXLW
,V WKH DFWLRQ FRPSOHWH"
5HSODFH WKH HQJLQH FRQWURO PRGXOH (&0 
,V WKH DFWLRQ FRPSOHWH"
&KHFN WKH 0$3 VHQVRU VLJQDO FLUFXLW IRU WKH IROORZLQJ
FRQGLWLRQV
- 2SHQ
- 6KRUW WR JURXQG
- 6KRUW WR VHQVRU JURXQG
,V D SUREOHP IRXQG"
5HSDLU WKH 0$3 VHQVRU VLJQDO FLUFXLW
,V WKH DFWLRQ FRPSOHWH"
 8VLQJ WKH VFDQ WRRO FOHDU WKH 'LDJQRVWLF 7URXEOH
&RGHV '7&V 
 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH &RQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF KDV
UXQ DQG SDVVHG"
&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW
$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ
GLDJQRVHG"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)$

',$*1267,& 7528%/( &2'( '7& 3


0$1,)2/' $%62/87( 35(6685( +,*+ 92/7$*(
&LUFXLW 'HVFULSWLRQ
7KH HQJLQH FRQWURO PRGXOH (&0 XVHV WKH 0DQLIROG
$EVROXWH 3UHVVXUH 0$3 VHQVRU WR FRQWURO WKH IXHO
GHOLYHU\ DQG WKH LJQLWLRQ WLPLQJ 7KH 0$3 VHQVRU
PHDVXUHV WKH FKDQJHV LQ WKH LQWDNH PDQLIROG SUHVVXUH
ZKLFK UHVXOWV IURP HQJLQH ORDG LQWDNH PDQLIROG YDFXXP
DQG WKH USP FKDQJHV DQG FRQYHUWV WKHVH LQWR YROWDJH
RXWSXWV 7KH (&0 VHQGV D  YROW UHIHUHQFH YROWDJH WR
WKH 0$3 VHQVRU $V WKH PDQLIROG SUHVVXUH FKDQJHV WKH
RXWSXW YROWDJH RI WKH 0$3 VHQVRU DOVR FKDQJHV %\
PRQLWRULQJ WKH 0$3 VHQVRU RXWSXW YROWDJH WKH (&0
NQRZV WKH PDQLIROG SUHVVXUH $ ORZ SUHVVXUH ORZ
YROWDJH RXWSXW YROWDJH ZLOO EH DERXW  WR  YROWV DW
LGOH ZKLOH KLJKHU SUHVVXUH KLJK 9ROWDJH RXWSXW YROWDJH
ZLOO EH DERXW  WR  DW :LGH 2SHQ 7KURWWOH :27 
7KH 0$3 VHQVRU LV DOVR XVHG XQGHU FHUWDLQ FRQGLWLRQV
WR PHDVXUH EDURPHWULF SUHVVXUH DOORZLQJ WKH (&0 WR
PDNH DGMXVWPHQWV IRU GLIIHUHQW DOWLWXGHV
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- 1R 7KURWWOH 3RVLWLRQ 6HQVRU 736 IDLO FRQGLWLRQV
SUHVHQW
- (QJLQH UXQQLQJ
- 0$3 LV JUHDWHU WKDQ  N3D
- 7KH 736 LV OHVV WKDQ  LI WKH USP LV OHVV WKDQ RU
HTXDO WR 
- 7KH 736 LV OHVV WKDQ  LI WKH USP LV JUHDWHU WKDQ

$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ ZLOO LOOXPLQDWH
- 7KH (&0 ZLOO UHFRUG RSHUDWLQJ FRQGLWLRQV DW WKH WLPH
WKH GLDJQRVWLF IDLOV 7KLV LQIRUPDWLRQ ZLOO EH VWRUHG LQ
WKH )UHH]H )UDPH DQG )DLOXUH 5HFRUGV EXIIHUV
- $ KLVWRU\ '7& LV VWRUHG
- &RRODQW IDQ WXUQV RQ

- 7KH (&0 ZLOO VXEVWLWXWH D IL[HG 0$3 YDOXH DQG XVH


73 WR FRQWURO WKH IXHO GHOLYHU\ 7KH VFDQ WRRO ZLOO QRW
VKRZ GHIDXOWHG 
&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
- 7KH 0,/ ZLOO WXUQ RII DIWHU WKUHH FRQVHFXWLYH LJQLWLRQ
F\FOHV LQ ZKLFK WKH GLDJQRVWLF UXQV ZLWKRXW D IDXOW
- $ KLVWRU\ '7& ZLOO FOHDU DIWHU  FRQVHFXWLYH
ZDUPXS F\FOHV ZLWKRXW D IDXOW
- '7& V FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO
'LDJQRVWLF $LGV
:LWK WKH LJQLWLRQ 21 DQG WKH HQJLQH VWRSSHG WKH
PDQLIROG SUHVVXUH LV HTXDO WR DWPRVSKHULF SUHVVXUH DQG
WKH VLJQDO YROWDJH ZLOO EH KLJK 7KLV LQIRUPDWLRQ LV XVHG
E\ WKH (&0 DV DQ LQGLFDWLRQ RI YHKLFOH DOWLWXGH
&RPSDULVRQ RI WKLV UHDGLQJ ZLWK D NQRZQ JRRG YHKLFOH
ZLWK WKH VDPH VHQVRU LV D JRRG ZD\ WR FKHFN WKH
DFFXUDF\ RI D VXVSHFW VHQVRU 5HDGLQJV VKRXOG EH WKH
VDPH r YROW
,I D '7& 3 LV LQWHUPLWWHQW UHIHU WR 0$3 6HQVRU
2XWSXW &KHFN IRU IXUWKHU GLDJQRVLV
'7& 3 PD\ VHW DV D UHVXOW RI D PLVILUH ,I PLVILUH LV
SUHVHQW UHSDLU WKH FDXVH RI PLVILUH EHIRUH XVLQJ WKLV
WDEOH 7KH PLVILUH FRXQWHUV PD\ EH XVHG WR GHWHUPLQH
ZKLFK F\OLQGHU V LV PLVILULQJ
,PSRUWDQW $IWHU UHSDLUV XVH WKH VFDQ WRRO )8(/ 75,0
5(6(7 IXQFWLRQ WR UHVHW ORQJWHUP IXHO WULP WR 
 
,I '7& 3 LV DOVR VHW FKHFN WKH  YROW UHIHUHQFH
FLUFXLW IRU D VKRUW WR YROWDJH
7HVW 'HVFULSWLRQ
1XPEHUV EHORZ UHIHU WR WKH VWHS QXPEHUV RQ WKH
'LDJQRVWLF 7DEOH

'$(:22 9 %/

(1*,1( &21752/6 )  


 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH UHFRUGV
GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV FUHDWHV DQ
HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH
PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG
RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH
 7KLV VWHS ZLOO GHWHUPLQH LI '7& 3 LV WKH UHVXOW RI
D KDUG IDLOXUH RU DQ LQWHUPLWWHQW FRQGLWLRQ
 7KLV VWHS VLPXODWHV FRQGLWLRQV IRU D '7& 3 ,I
WKH (&0 UHFRJQL]HV WKH FKDQJH WKH (&0 WKH  YROW
UHIHUHQFH DQG WKH VHQVRU VLJQDO FLUFXLWV DUH 2.
 7KLV VWHS DOVR ORRNV IRU DQ RSHQ LQ WKH VHQVRU
JURXQG FLUFXLW ,I WKH FLUFXLW LV RSHQ DGGLWLRQDO '7&V
ZLOO DOVR EH VHW ,I QR RWKHU '7&V DUH VHW DQG WKH
FLUFXLW LV IRXQG WR EH RSHQ WKHQ WKH RSHQ PXVW EH









EHWZHHQ WKH 0$3 VHQVRU DQG WKH HOHFWULFDO


FRQQHFWRU JURXQG VSOLFH
:KHQ WKH VHQVRU VLJQDO FLUFXLW LV VKRUWHG WR EDWWHU\
YROWDJH WKH 73 ZLOO EH GLVSOD\HG DERYH  DW DOO
WLPHV DQG $& +LJK 6LGH ZLOO EH GLVSOD\HG KLJK 7KH
YHKLFOH ZLOO DOVR UHPDLQ LQ 2SHQ /RRS
7KH 0$3 VHQVRU YDFXXP VRXUFH VKRXOG RQO\ VXSSO\
YDFXXP WR WKH 0$3 VHQVRU &KHFN WKH YDFXXP SRUW
IRU D UHVWULFWLRQ FDXVHG E\ FDVWLQJ IODVK
'LVFRQQHFW DOO VHQVRUV WKDW XVH D  YROW UHIHUHQFH
RQH DW D WLPH ZKLOH PRQLWRULQJ WKH VKRUW RQ WKH  YROW
UHIHUHQFH FLUFXLW 5HSODFH DQ\ VHQVRU WKDW PD\ KDYH
FDXVHG WKH VKRUW RQ WKH  YROW UHIHUHQFH FLUFXLW
7KH UHSODFHPHQW (&0 PXVW EH UHSURJUDPPHG
5HIHU WR WKH ODWHVW 7HFKOLQH SURFHGXUH IRU WKH (&0
UHSURJUDPPLQJ

'7& 3 0DQLIROG $EVROXWH 3UHVVXUH +LJK 9ROWDJH


6WHS


'$(:22 9 %/

$FWLRQ

9DOXH V

<HV

1R

3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP


&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"

 ,QVWDOO D VFDQ WRRO


 ,GOH WKH HQJLQH
'RHV WKH VFDQ WRRO GLVSOD\ D 0DQLIROG $EVROXWH
3UHVVXUH 0$3 YROWDJH RI WKH VSHFLILHG YDOXH RU
OHVV"

 9

*R WR 6WHS 

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ VZLWFK 2))


 'LVFRQQHFW WKH 0$3 VHQVRU HOHFWULFDO FRQQHFWRU
 7XUQ WKH LJQLWLRQ VZLWFK RQ
'RHV WKH VFDQ WRRO GLVSOD\ D 0$3 YROWDJH RI WKH
VSHFLILHG YDOXH RU OHVV"

 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ VZLWFK 21 ZLWK WKH HQJLQH 2))


UHYLHZ WKH )UHH]H )UDPH GDWD DQG QRWH WKH
SDUDPHWHUV
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH IUHH]H IUDPH
FRQGLWLRQV DQG &RQGLWLRQV )RU 6HWWLQJ WKH '7& DV
QRWHG
'RHV WKH VFDQ WRRO GLVSOD\ D 0$3 YROWDJH HTXDO WR
RU JUHDWHU WKDQ WKH VSHFLILHG YDOXH"
3UREH WKH 0$3 VHQVRU VLJQDO JURXQG FLUFXLW DW
WHUPLQDO ) ZLWK D WHVW OLJKW FRQQHFWHG WR EDWWHU\
YROWDJH
'RHV WKH WHVW OLJKW LOOXPLQDWH"

 9

*R WR 6WHS 

*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

)   (1*,1( &21752/6


'7& 3 0DQLIROG $EVROXWH 3UHVVXUH +LJK 9ROWDJH &RQW
G
6WHS

$FWLRQ

9DOXH V

&KHFN WKH 0$3 VHQVRU VLJQDO FLUFXLW DW WHUPLQDO )


IRU D VKRUW WR YROWDJH DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"

:LWK D GLJLWDO YROW PHWHU '90 FRQQHFWHG WR JURXQG


SUREH WKH  YROW UHIHUHQFH FLUFXLW DW WHUPLQDO %
'RHV WKH '90 GLVSOD\ QHDU WKH VSHFLILHG YDOXH"

&KHFN WKH 0$3 VHQVRU YDFXXP VRXUFH IRU EHLQJ


SOXJJHG RU OHDNLQJ
,V D SUREOHP IRXQG"

&KHFN WKH  YROW UHIHUHQFH FLUFXLW DW WHUPLQDO % IRU D


VKRUW WR YROWDJH DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"










5HSDLU WKH YDFXXP VRXUFH DV QHFHVVDU\


,V WKH DFWLRQ FRPSOHWH"
&KHFN IRU DQ RSHQ LQ WKH 0$3 VHQVRU JURXQG FLUFXLW
DW WHUPLQDO ' DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"
5HSODFH WKH HQJLQH FRQWURO PRGXOH (&0 
,V WKH DFWLRQ FRPSOHWH"
5HSODFH WKH 0$3 VHQVRU
,V WKH DFWLRQ FRPSOHWH"
 8VLQJ WKH VFDQ WRRO FOHDU WKH 'LDJQRVWLF 7URXEOH
&RGHV '7&V 
 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH &RQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF KDV
UDQ DQG SDVVHG"
&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW
$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ
GLDJQRVHG"

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

9




'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)$

',$*1267,& 7528%/( &2'( '7& 3


,17$.( $,5 7(03(5$785( /2: 92/7$*(
&LUFXLW 'HVFULSWLRQ
7KH ,QWDNH 0DQLIROG $LU 7HPSHUDWXUH 0$7 6HQVRU
XVHV D WKHUPLVWRU WR FRQWURO WKH VLJQDO YROWDJH WR WKH
HQJLQH FRQWURO PRGXOH (&0  7KH (&0 VXSSOLHV D 
YROW UHIHUHQFH DQG D JURXQG WR WKH VHQVRU :KHQ WKH DLU
LV FROG WKH UHVLVWDQFH LV KLJK WKHUHIRUH WKH 0$7 VLJQDO
YROWDJH ZLOO EH KLJK ,I WKH LQWDNH DLU LV ZDUP UHVLVWDQFH
LV ORZ WKHUHIRUH WKH 0$7 VLJQDO YROWDJH ZLOO EH ORZ
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- (QJLQH UXQ WLPH LV JUHDWHU WKDQ  VHFRQGV
- 9HKLFOHV VSHHG LV JUHDWHU WKDQ  PSK
- '7& 3 QRW VHW
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ ZLOO LOOXPLQDWH
- 7KH (&0 ZLOO UHFRUG RSHUDWLQJ FRQGLWLRQV DW WKH WLPH
WKH GLDJQRVWLF IDLOV 7KLV LQIRUPDWLRQ ZLOO EH VWRUHG LQ
WKH )UHH]H )UDPH DQG )DLOXUH 5HFRUGV EXIIHUV
- $ KLVWRU\ '7& LV VWRUHG
- 7KH &RRODQW IDQ WXUQV RQ
- 7KH (&0 ZLOO GHIDXOW WR E& E) IRU LQWDNH DLU
WHPSHUDWXUH 7KH VFDQ WRRO ZLOO QRW VKRZ WKH
GHIDXOWHG YDOXH
&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
- 7KH 0,/ ZLOO WXUQ RII DIWHU WKUHH FRQVHFXWLYH LJQLWLRQ
F\FOHV LQ ZKLFK WKH GLDJQRVWLF UXQV ZLWKRXW D IDXOW

- $ KLVWRU\ '7& ZLOO FOHDU DIWHU  FRQVHFXWLYH ZDUPXS


F\FOHV ZLWKRXW D IDXOW
- '7& V FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO
'LDJQRVWLF $LGV
,I WKH YHKLFOH LV DW DPELHQW WHPSHUDWXUH FRPSDUH WKH
0$7 VHQVRU WR WKH (QJLQH &RRODQW 7HPSHUDWXUH &76
VHQVRU 7KH 0$7 VHQVRU DQG WKH &76 VHQVRU VKRXOG EH
UHODWLYHO\ FORVH WR HDFK RWKHU
8VH WKH 7HPSHUDWXUH YV 5HVLVWDQFH 9DOXHV WDEOH WR
HYDOXDWH WKH SRVVLELOLW\ RI D VNHZHG VHQVRU 5HIHU WR
7HPSHUDWXUH YV 5HVLVWDQFH LQ WKLV VHFWLRQ
7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH UHFRUGV
GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV FUHDWHV DQ
HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH
PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG
RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH
 7KLV VWHS VLPXODWHV D '7& 3 FRQGLWLRQ ,I WKH
VFDQ WRRO GLVSOD\V WKH VSHFLILHG YDOXH WKH 0$7 VLJQDO
FLUFXLW DQG WKH (&0 DUH 2.
 7KH UHSODFHPHQW (&0 PXVW EH UHSURJUDPPHG 5HIHU
WR WKH ODWHVW 7HFKOLQH SURFHGXUH IRU (&0
UHSURJUDPPLQJ

'$(:22 9 %/

(1*,1( &21752/6 )  


'7& 3 ,QWDNH $LU 7HPSHUDWXUH /RZ 9ROWDJH
6WHS










'$(:22 9 %/

$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"
 7XUQ WKH LJQLWLRQ VZLWFK 21 ZLWK WKH HQJLQH 2))
 ,QVWDOO D VFDQ WRRO
,V WKH ,QWDNH $LU 7HPSHUDWXUH 0$7 YDOXH JUHDWHU
WKDQ WKH VSHFLILHG YDOXH"
 7XUQ WKH LJQLWLRQ VZLWFK 21 ZLWK WKH HQJLQH 2))
UHYLHZ )UHH]H )UDPH GDWD DQG QRWH WKH
SDUDPHWHUV
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH )UHH]H )UDPH
FRQGLWLRQV DQG &RQGLWLRQV IRU 6HWWLQJ 7KH '7& DV
QRWHG
,V WKH 0$7 VHQVRU YDOXH JUHDWHU WKDQ WKH VSHFLILHG
YDOXH"
'LVFRQQHFW WKH 0$7 VHQVRU HOHFWULFDO FRQQHFWRU
,V WKH 0$7 VHQVRU YDOXH EHORZ WKH VSHFLILHG YDOXH"
5HSODFH WKH 0$7 VHQVRU
,V WKH DFWLRQ FRPSOHWH"
:LWK D WHVW OLJKW FRQQHFWHG WR % SUREH WKH 0$7
VHQVRU VLJQDO FLUFXLW WHUPLQDO  DW WKH 0$7 VHQVRU
HOHFWULFDO FRQQHFWRU
'RHV WKH WHVW OLJKW LOOXPLQDWH"
5HSDLU WKH VKRUW WR JURXQG LQ WKH 0$7 VHQVRU VLJQDO
FLUFXLW
,V WKH DFWLRQ FRPSOHWH"
5HSODFH WKH HQJLQH FRQWURO PRGXOH (&0 
,V WKH DFWLRQ FRPSOHWH"
 8VLQJ WKH VFDQ WRRO FOHDU WKH 'LDJQRVWLF 7URXEOH
&RGHV '7&V 
 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF UDQ
DQG SDVVHG"
&KHFN LI DQ\ '7&V DUH VHW
$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ GLDJ
QRVHG"

9DOXH V


E&
E)

<HV

*R WR 6WHS 

1R
*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR 6WHS 

E&
E)

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

E&
E)

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 


*R WR 6WHS 




*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR WKH
DSSOLFDEOH '7&
WDEOH

6\VWHP 2.

)   (1*,1( &21752/6

&)$

',$*1267,& 7528%/( &2'( '7& 3


,17$.( $,5 7(03(5$785( +,*+ 92/7$*(
&LUFXLW 'HVFULSWLRQ
7KH ,QWDNH 0DQLIROG $LU 7HPSHUDWXUH 0$7 6HQVRU
XVHV D WKHUPLVWRU WR FRQWURO WKH VLJQDO YROWDJH WR WKH
HQJLQH FRQWURO PRGXOH (&0  7KH (&0 VXSSOLHV D 
YROW UHIHUHQFH DQG D JURXQG WR WKH VHQVRU :KHQ WKH DLU
LV FROG WKH UHVLVWDQFH LV KLJK WKHUHIRUH WKH 0$7 VLJQDO
YROWDJH ZLOO EH KLJK ,I WKH LQWDNH DLU LV ZDUP UHVLVWDQFH
LV ORZ WKHUHIRUH WKH 0$7 VLJQDO YROWDJH ZLOO EH ORZ
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- (QJLQH UXQ WLPH LV JUHDWHU WKDQ  VHFRQGV
- 9HKLFOHV VSHHG LV OHVV WKDQ  NPK  PSK 
- &RRODQW WHPSHUDWXUH LV JUHDWHU WKDQ E& E) 
- $LUIORZ LV OHVV WKDQ  JV
- '7& 3 QRW VHW
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ ZLOO LOOXPLQDWH
- 7KH (&0 ZLOO UHFRUG RSHUDWLQJ FRQGLWLRQV DW WKH WLPH
WKH GLDJQRVWLF IDLOV 7KLV LQIRUPDWLRQ ZLOO EH VWRUHG LQ
WKH )UHH]H )UDPH DQG )DLOXUH 5HFRUGV EXIIHUV
- $ KLVWRU\ '7& LV VWRUHG
- 7KH FRRODQW IDQ WXUQV RQ
- 7KH (&0 ZLOO GHIDXOW WR E& E) IRU 0$7 7KH
VFDQ WRRO ZLOO QRW VKRZ WKH GHIDXOWHG YDOXH
&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
- 7KH 0,/ ZLOO WXUQ 2)) DIWHU WKUHH FRQVHFXWLYH LJQLWLRQ
F\FOHV LQ ZKLFK WKH GLDJQRVWLF UXQV ZLWKRXW D IDXOW
- 7KH (&0 ZLOO UHFRUG RSHUDWLQJ FRQGLWLRQV DW WKH WLPH
WKH GLDJQRVWLF IDLOV 7KLV LQIRUPDWLRQ ZLOO EH VWRUHG LQ
WKH )UHH]H )UDPH DQG )DLOXUH 5HFRUGV EXIIHUV

- $ KLVWRU\ '7& ZLOO FOHDU DIWHU  FRQVHFXWLYH


ZDUPXS F\FOHV ZLWKRXW D IDXOW
- 7KH '7&V FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO
'LDJQRVWLF $LGV
- ,I WKH YHKLFOH LV DW DPELHQW WHPSHUDWXUH FRPSDUH WKH
0$7 VHQVRU WR WKH (QJLQH &RRODQW 7HPSHUDWXUH
&76 VHQVRU 7KH 0$7 VHQVRU DQG WKH &76 VHQVRU
VKRXOG EH UHODWLYHO\ FORVH WR HDFK RWKHU
- 8VH WKH 7HPSHUDWXUH YV 5HVLVWDQFH 9DOXHV WDEOH WR
HYDOXDWH WKH SRVVLELOLW\ RI D VNHZHG VHQVRU 5HIHU WR
7HPSHUDWXUH YV 5HVLVWDQFH LQ WKLV VHFWLRQ
7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH
UHFRUGV GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV
FUHDWHV DQ HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ
WKH PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ
VWRUHG RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH
 7KLV VWHS VLPXODWHV D '7& 3 ,I WKH (&0
VHQVHV WKH FKDQJH WKH (&0 DQG ZLULQJ DUH 2.
 7KLV VWHS ZLOO GHWHUPLQH LI WKH UHDVRQ WKH (&0 GLG
QRW VHQVH WKH FKDQJH ZDV GXH WR D RSHQ JURXQG RU
VLJQDO FLUFXLW RU PDOIXQFWLRQLQJ (&0
 7KH UHSODFHPHQW (&0 PXVW EH UHSURJUDPPHG
5HIHU WR WKH ODWHVW 7HFKOLQH SURFHGXUH IRU (&0
UHSURJUDPPLQJ

'$(:22 9 %/

(1*,1( &21752/6 )  


'7& 3 ,QWDNH $LU 7HPSHUDWXUH +LJK 9ROWDJH
6WHS


$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"

9DOXH V


 7XUQ WKH LJQLWLRQ VZLWFK 21 ZLWK WKH HQJLQH 2))


 ,QVWDOO D VFDQ WRRO
,V WKH ,QWDNH $LU 7HPSHUDWXUH 0$7 YDOXH OHVV WKDQ
WKH VSHFLILHG YDOXH"

E&
E)

 7XUQ WKH LJQLWLRQ VZLWFK 21 ZLWK WKH HQJLQH 2))


UHYLHZ )UHH]H )UDPH GDWD DQG QRWH WKH
SDUDPHWHUV
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH )UHH]H )UDPH
FRQGLWLRQV DQG &RQGLWLRQV IRU 6HWWLQJ 7KH '7& DV
QRWHG
,V WKH 0$7 VHQVRU YDOXH OHVV WKDQ WKH VSHFLILHG YDOXH"

E&
E)

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

 'LVFRQQHFW WKH 0$7 VHQVRU HOHFWULFDO FRQQHFWRU


 -XPSHU WKH 0$7 VHQVRU VLJQDO FLUFXLW DW WHUPLQDO
 DQG WKH 0$7 VHQVRU JURXQG FLUFXLW DW WHUPLQDO 
WRJHWKHU DW WKH 0$7 VHQVRU HOHFWULFDO FRQQHFWRU
,V WKH 0$7 VHQVRU YDOXH JUHDWHU WKDQ WKH VSHFLILHG
YDOXH"

E&
E)

*R WR 6WHS 

*R WR 6WHS 

-XPSHU WKH 0$7 VHQVRU VLJQDO FLUFXLW DW WHUPLQDO 


WR JURXQG
,V WKH 0$7 VHQVRU YDOXH JUHDWHU WKDQ WKH YDOXH
VSHFLILHG"

E&
E)

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

&KHFN WKH 0$7 VHQVRU JURXQG FLUFXLW IRU DQ RSHQ


DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"

&KHFN WKH 0$7 VHQVRU VLJQDO FLUFXLW IRU DQ RSHQ DQG


UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"

&KHFN IRU D SRRU 0$7 VHQVRU JURXQG FLUFXLW DW WHUPLQDO


' RU D SRRU 0$7 VHQVRU VLJQDO FLUFXLW WHUPLQDO %
FRQQHFWLRQ DW WKH HQJLQH FRQWURO PRGXOH (&0 DQG
UHSDLU LI QHFHVVDU\
,V D UHSDLU QHFHVVDU\"



'$(:22 9 %/

*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 



*R WR 6WHS 

1R

*R WR 6WHS 

&KHFN IRU D SRRU FRQQHFWLRQ DW WKH 0$7 VHQVRU


HOHFWULFDO FRQQHFWRU DQG UHSODFH DQ\ PDOIXQFWLRQLQJ
WHUPLQDOV LI QHFHVVDU\
,V D UHSDLU QHFHVVDU\"

<HV

5HSODFH WKH 0$7 VHQVRU


,V WKH DFWLRQ FRPSOHWH"
5HSODFH WKH (&0
,V WKH DFWLRQ FRPSOHWH"

)   (1*,1( &21752/6


'7& 3 ,QWDNH $LU 7HPSHUDWXUH +LJK 9ROWDJH &RQW
G
6WHS

$FWLRQ

9DOXH V



 8VLQJ WKH VFDQ WRRO FOHDU WKH 'LDJQRVWLF 7URXEOH


&RGHV '7&V 
 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU VHWWLQJ
WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF KDV
UXQ DQG SDVVHG"



&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW


$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ GLDJ
QRVHG"

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)$

',$*1267,& 7528%/( &2'( '7& 3


(1*,1( &22/$17 7(03(5$785( /2: 92/7$*(
&LUFXLW 'HVFULSWLRQ
7KH (QJLQH &RRODQW 7HPSHUDWXUH 6HQVRU &76 XVHV D
WKHUPLVWRU WR FRQWURO WKH VLJQDO YROWDJH WR WKH HQJLQH
FRQWURO PRGXOH (&0  7KH (&0 VXSSOLHV D YROWDJH RQ
WKH VLJQDO FLUFXLW WR WKH VHQVRU :KHQ WKH DLU LV FROG WKH
UHVLVWDQFH LV KLJK WKHUHIRUH WKH &76 VLJQDO YROWDJH ZLOO
EH KLJK
$V WKH HQJLQH ZDUPV WKH VHQVRU UHVLVWDQFH EHFRPHV
OHVV DQG WKH YROWDJH GURSV $W QRUPDO HQJLQH RSHUDWLQJ
WHPSHUDWXUH WKH YROWDJH ZLOO EH EHWZHHQ  DQG 
YROWV DW WKH &76 VLJQDO WHUPLQDO
7KH &76 VHQVRU LV XVHG WR FRQWURO WKH IROORZLQJ LWHPV
- )XHO GHOLYHU\
- ,JQLWLRQ
- (YDSRUDWLYH (PLVVLRQ (9$3 FDQLVWHU SXUJH YDOYH
- ,GOH $LU &RQWURO ,$& YDOYH
- (OHFWULF FRROLQJ IDQ
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- (QJLQH UXQ WLPH LV JUHDWHU WKDQ  VHFRQGV
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ ZLOO LOOXPLQDWH
- 7KH (&0 ZLOO UHFRUG RSHUDWLQJ FRQGLWLRQV DW WKH WLPH
WKH GLDJQRVWLF IDLOV 7KLV LQIRUPDWLRQ ZLOO EH VWRUHG LQ
WKH )UHH]H )UDPH DQG )DLOXUH 5HFRUGV EXIIHUV
- $ KLVWRU\ '7& LV VWRUHG
- 7KH FRRODQW IDQ WXUQV RQ
- 7KH (&0 ZLOO GHIDXOW WR E& E) IRU WKH ILUVW 
VHFRQGV RI HQJLQH UXQ WLPH DQG WKHQ WR E&
E)  7KH VFDQ WRRO PD\ QRW VKRZ WKH GHIDXOWHG
YDOXH

&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&


- 7KH 0,/ ZLOO WXUQ RII DIWHU WKUHH FRQVHFXWLYH LJQLWLRQ
F\FOHV LQ ZKLFK WKH GLDJQRVWLF UXQV ZLWKRXW D IDXOW
- $ KLVWRU\ '7& ZLOO FOHDU DIWHU  FRQVHFXWLYH ZDUPXS
F\FOHV ZLWKRXW D IDXOW
- '7& V FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO
'LDJQRVWLF $LGV
$IWHU WKH HQJLQH KDV VWDUWHG WKH &76 VKRXOG ULVH
VWHDGLO\ WR DERXW E& E) WKHQ VWDELOL]H ZKHQ WKH
WKHUPRVWDW RSHQV
8VH WKH 7HPSHUDWXUH YV 5HVLVWDQFH 9DOXHV WDEOH WR
HYDOXDWH WKH SRVVLELOLW\ RI D VNHZHG VHQVRU 5HIHU WR
7HPSHUDWXUH YV 5HVLVWDQFH LQ WKLV VHFWLRQ
7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH UHFRUGV
GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV FUHDWHV DQ
HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH
PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG
RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH
 7KLV VWHS VLPXODWHV D '7& 3 FRQGLWLRQ ,I WKH
(&0 VHQVHV WKH FKDQJH WKHQ WKH (&0 DQG WKH &76
ZLULQJ DUH 2.
 7KH UHSODFHPHQW (&0 PXVW EH UHSURJUDPPHG 5HIHU
WR WKH ODWHVW 7HFKOLQH SURFHGXUH IRU (&0
UHSURJUDPPLQJ

'$(:22 9 %/

(1*,1( &21752/6 )  


'7& 3 (QJLQH &RRODQW 7HPSHUDWXUH /RZ 9ROWDJH
6WHS


$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"

9DOXH V


<HV

*R WR 6WHS 

1R
*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

 7XUQ WKH LJQLWLRQ VZLWFK 21 ZLWK WKH HQJLQH 2))


 ,QVWDOO D VFDQ WRRO
,V WKH HQJLQH FRRODQW WHPSHUDWXUH VHQVRU &76
YDOXH JUHDWHU WKDQ WKH VSHFLILHG YDOXH"

E&
E)

 7XUQ WKH LJQLWLRQ VZLWFK 21 ZLWK WKH HQJLQH 2))


 5HYLHZ )UHH]H )UDPH GDWD DQG QRWH WKH
SDUDPHWHUV
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH )UHH]H )UDPH
FRQGLWLRQV DQG &RQGLWLRQV IRU 6HWWLQJ 7KH '7& DV
QRWHG
,V WKH &76 VHQVRU YDOXH JUHDWHU WKDQ WKH VSHFLILHG
YDOXH"

E&
E)

*R WR 6WHS 

'LVFRQQHFW WKH &76 VHQVRU HOHFWULFDO FRQQHFWRU


,V WKH &76 VHQVRU YDOXH OHVV WKDQ WKH VSHFLILHG YDOXH"

E&
E)

*R WR 6WHS 

*R WR 6WHS 

&KHFN WKH &76 VHQVRU VLJQDO FLUFXLW DW WHUPLQDO % IRU


D VKRUW WR JURXQG DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.




'$(:22 9 %/

5HSODFH WKH &76 VHQVRU


,V WKH DFWLRQ FRPSOHWH"
5HSODFH WKH HQJLQH FRQWURO PRGXOH (&0 
,V WKH DFWLRQ FRPSOHWH"
 8VLQJ WKH VFDQ WRRO FOHDU WKH 'LDJQRVWLF 7URXEOH
&RGHV '7&V 
 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF UDQ
DQG SDVVHG"

&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW


$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ GLDJ
QRVHG"

*R WR 6WHS 

*R WR 6WHS 

*R WR 'LDJ
QRVWLF $LGV

)   (1*,1( &21752/6

&)$

',$*1267,& 7528%/( &2'( '7& 3


(1*,1( &22/$17 7(03(5$785( +,*+ 92/7$*(
&LUFXLW 'HVFULSWLRQ
7KH (QJLQH &RRODQW 7HPSHUDWXUH 6HQVRU &76 XVHV D
WKHUPLVWRU WR FRQWURO WKH VLJQDO YROWDJH WR WKH HQJLQH
FRQWURO PRGXOH (&0  7KH (&0 VXSSOLHV D YROWDJH RQ
WKH VLJQDO FLUFXLW WR WKH VHQVRU :KHQ WKH DLU LV FROG WKH
UHVLVWDQFH LV KLJK WKHUHIRUH WKH &76 VLJQDO YROWDJH ZLOO
EH KLJK $V WKH HQJLQH ZDUPV WKH VHQVRU UHVLVWDQFH
EHFRPHV OHVV DQG WKH YROWDJH GURSV $W QRUPDO HQJLQH
RSHUDWLQJ WHPSHUDWXUH WKH YROWDJH ZLOO EH EHWZHHQ 
DQG  YROWV DW WKH &76 VLJQDO WHUPLQDO
7KH &76 VHQVRU LV XVHG WR FRQWURO WKH IROORZLQJ LWHPV
- )XHO GHOLYHU\
- ,JQLWLRQ
- (YDSRUDWLYH (PLVVLRQ (9$3 FDQLVWHU SXUJH YDOYH
- ,GOH $LU &RQWURO ,$& YDOYH
- (OHFWULF FRROLQJ IDQ
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- (QJLQH UXQ WLPH LV JUHDWHU  VHFRQGV
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ ZLOO LOOXPLQDWH
- 7KH (&0 ZLOO UHFRUG RSHUDWLQJ FRQGLWLRQV DW WKH WLPH
WKH GLDJQRVWLF IDLOV 7KLV LQIRUPDWLRQ ZLOO EH VWRUHG LQ
WKH )UHH]H )UDPH DQG )DLOXUH 5HFRUGV EXIIHUV
- $ KLVWRU\ '7& LV VWRUHG
- &RRODQW IDQ WXUQV RQ
- 7KH (&0 ZLOO GHIDXOW WR E& E) IRU WKH ILUVW 
VHFRQGV RI HQJLQH UXQ WLPH DQG WKHQ WR E&
E)  7KH VFDQ WRRO PD\ VKRZ WKH GHIDXOWHG YDOXH

&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&


- 7KH 0,/ ZLOO WXUQ RII DIWHU WKUHH FRQVHFXWLYH LJQLWLRQ
F\FOHV LQ ZKLFK WKH GLDJQRVWLF UXQV ZLWKRXW D IDXOW
- $ KLVWRU\ '7& ZLOO FOHDU DIWHU  FRQVHFXWLYH
ZDUPXS F\FOHV ZLWKRXW D IDXOW
- '7& V FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO
'LDJQRVWLF $LGV
1RUPDO RSHUDWLQJ WHPSHUDWXUH IRU WKH HQJLQH FRROLQJ
V\VWHP LV EHWZHHQ E& E) DQG E& E) 
8VH WKH 7HPSHUDWXUH YV 5HVLVWDQFH 9DOXHV WDEOH WR
HYDOXDWH WKH SRVVLELOLW\ RI D VNHZHG VHQVRU 5HIHU WR
7HPSHUDWXUH YV 5HVLVWDQFH LQ WKLV VHFWLRQ
7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH
UHFRUGV GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV
FUHDWHV DQ HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ
WKH PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ
VWRUHG RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH
 7KLV VWHS VLPXODWHV D '7& 3 FRQGLWLRQ ,I WKH
(&0 VHQVHV WKH FKDQJH WKHQ WKH (&0 DQG WKH
&76 ZLULQJ DUH 2.
 7KH UHSODFHPHQW (&0 PXVW EH UHSURJUDPPHG
5HIHU WR WKH ODWHVW 7HFKOLQH SURFHGXUH IRU (&0
UHSURJUDPPLQJ

'$(:22 9 %/

(1*,1( &21752/6 )  


'7& 3 (QJLQH &RRODQW 7HPSHUDWXUH +LJK 9ROWDJH
6WHS


$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"

9DOXH V


 7XUQ WKH LJQLWLRQ VZLWFK 21 ZLWK WKH HQJLQH 2))


 ,QVWDOO D VFDQ WRRO
,V WKH (QJLQH &RRODQW 7HPSHUDWXUH &76 VHQVRU
YDOXH OHVV WKDQ WKH VSHFLILHG YDOXH"

E&
E)

 7XUQ WKH LJQLWLRQ VZLWFK 21 ZLWK WKH HQJLQH 2))


 5HYLHZ )UHH]H )UDPH GDWD DQG QRWH WKH
SDUDPHWHUV
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH )UHH]H )UDPH
FRQGLWLRQV DQG &RQGLWLRQV IRU 6HWWLQJ 7KH '7& DV
QRWHG
,V WKH &76 VHQVRU YDOXH OHVV WKDQ WKH VSHFLILHG YDOXH"

E&
E)

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

 'LVFRQQHFW WKH &76 VHQVRU HOHFWULFDO FRQQHFWRU


 -XPSHU WKH &76 VHQVRU VLJQDO FLUFXLW DW WHUPLQDO
% DQG WKH &76 VHQVRU JURXQG FLUFXLW DW WHUPLQDO $
WRJHWKHU DW WKH &76 HOHFWULFDO FRQQHFWRU
,V WKH &76 VHQVRU YDOXH JUHDWHU WKDQ WKH VSHFLILHG
YDOXH"

E&
E)

*R WR 6WHS 

*R WR 6WHS 

-XPSHU WKH &76 VHQVRU VLJQDO FLUFXLW DW WHUPLQDO %


WR FKDVVLV JURXQG
,V WKH &76 VHQVRU YDOXH JUHDWHU WKDQ WKH VSHFLILHG
YDOXH"

E&
E)

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

&KHFN WKH &76 VHQVRU JURXQG FLUFXLW IRU DQ RSHQ


DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"

&KHFN WKH &76 VHQVRU VLJQDO FLUFXLW IRU DQ RSHQ DQG


UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"

&KHFN IRU D SRRU &76 VHQVRU JURXQG FLUFXLW DW WHUPLQDO


' RU D SRRU &76 VHQVRU VLJQDO FLUFXLW DW WHUPLQDO (
FRQQHFWLRQ DW WKH HQJLQH FRQWURO PRGXOH (&0 DQG
UHSODFH WKH WHUPLQDOV LI QHFHVVDU\
'R DQ\ RI WKH WHUPLQDO V QHHG WR EH UHSODFHG"

'$(:22 9 %/

*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

&KHFN IRU SRRU FRQQHFWLRQV DW WKH &76 VHQVRU DQG


UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"



*R WR 6WHS 

1R

*R WR 6WHS 



<HV

5HSODFH WKH &76 VHQVRU


,V WKH DFWLRQ FRPSOHWH"
5HSODFH WKH (&0
,V WKH DFWLRQ FRPSOHWH"

)   (1*,1( &21752/6


'7& 3 (QJLQH &RRODQW 7HPSHUDWXUH +LJK 9ROWDJH &RQW
G
6WHS





$FWLRQ

9DOXH V

 8VLQJ WKH VFDQ WRRO FOHDU WKH 'LDJQRVWLF 7URXEOH


&RGHV '7&V 
 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU VHWWLQJ
WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF UDQ DQG
SDVVHG"

&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW


$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ GLDJ
QRVHG"

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)$

',$*1267,& 7528%/( &2'( '7& 3


7+5277/( 326,7,21 6(1625 /2: 92/7$*(
&LUFXLW 'HVFULSWLRQ
7KH HQJLQH FRQWURO PRGXOH (&0 VXSSOLHV D  YROW
UHIHUHQFH VLJQDO DQG D JURXQG WR WKH 7KURWWOH 3RVLWLRQ
6HQVRU 736  7KH 736 VHQGV D YROWDJH VLJQDO EDFN WR
WKH (&0 UHODWLYH WR WKH WKURWWOH SODWH RSHQLQJ 7KH
YROWDJH VLJQDO ZLOO YDU\ IURP DSSUR[LPDWHO\  YROWV DW
FORVHG WKURWWOH WR RYHU  YROWV DW ZLGH RSHQ WKURWWOH
:27 
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- ,JQLWLRQ 21
- 736 LV OHVV WKDQ  Y
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ ZLOO LOOXPLQDWH
- 7KH (&0 ZLOO UHFRUG RSHUDWLQJ FRQGLWLRQV DW WKH WLPH
WKH GLDJQRVWLF IDLOV 7KLV LQIRUPDWLRQ ZLOO EH VWRUHG LQ
WKH )UHH]H )UDPH DQG )DLOXUH 5HFRUGV EXIIHUV
- $ KLVWRU\ '7& LV VWRUHG
- 7KH &RRODQW IDQ WXUQV RQ
- 7KH 73 DQJOH ZLOO GHIDXOW WR  ZKHQ WKH YHKLFOH
VSHHG LV OHVV WKDQ  PSK  NPK DQG  ZKHQ WKH
YHKLFOH VSHHG LV JUHDWHU WKDQ  PSK  NPK  7KH
VFDQ WRRO ZLOO GLVSOD\ WKH GHIDXOWHG YDOXH
&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
- 7KH 0,/ ZLOO WXUQ RII DIWHU WKUHH FRQVHFXWLYH LJQLWLRQ
F\FOHV LQ ZKLFK WKH GLDJQRVWLF UXQV ZLWKRXW D IDXOW
- $ KLVWRU\ '7& ZLOO FOHDU DIWHU  FRQVHFXWLYH
ZDUPXS F\FOHV ZLWKRXW D IDXOW
- 7KH '7& V FDQ EH FOHDUHG XVLQJ WKH VFDQ WRRO

'LDJQRVWLF $LGV
,I D '7& 3 FDQQRW EH GXSOLFDWHG WKH LQIRUPDWLRQ
LQFOXGHG LQ WKH )UHH]H )UDPH GDWD FDQ EH XVHIXO 8VH
WKH VFDQ WRRO LQIRUPDWLRQ GDWD WR GHWHUPLQH WKH VWDWXV RI
WKH '7& ,I WKH '7& RFFXUV LQWHUPLWWHQWO\ XVLQJ WKH
'LDJQRVWLF WDEOH PD\ KHOS LVRODWH WKH SUREOHP
7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH UHFRUGV
GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV FUHDWHV DQ
HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH
PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG
RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH
 7KH 736 KDV DQ DXWR ]HURLQJ IHDWXUH ,I WKH YROWDJH
UHDGLQJ LV EHWZHHQ  WR  YROWV WKH (&0 ZLOO
DVVXPH WKH 736 LV DW D FORVHG WKURWWOH SRVLWLRQ  
 6LPXODWHV D KLJK YROWDJH VLJQDO ZKLFK ZLOO LGHQWLI\ DQ
RSHQ LQ WKH VLJQDO FLUFXLW
 ,I DGGLWLRQDO '7&V DUH VHW FKHFN WKH  YROW UHIHUHQFH
FLUFXLWV IRU D VKRUW WR JURXQG
 ,I WKH WHVW OLJKW LOOXPLQDWHV ZKLOH SURELQJ WKH 73 VLJQDO
FLUFXLW WKHQ WKH 73 VLJQDO FLUFXLW LV VKRUWHG WR JURXQG
 7KH UHSODFHPHQW (&0 PXVW EH UHSURJUDPPHG 5HIHU
WR WKH ODWHVW 7HFKOLQH SURFHGXUH IRU (&0
UHSURJUDPPLQJ
 ,I QR IDXOWV KDYH EHHQ IRXQG DW WKLV SRLQW DQG QR
DGGLWLRQDO '7&V ZHUH VHW UHIHU WR 'LDJQRVWLF $LGV
LQ WKLV VHFWLRQ IRU DGGLWLRQDO FKHFNV DQG LQIRUPDWLRQ

'$(:22 9 %/

(1*,1( &21752/6 )  


'7& 3 7KURWWOH 3RVLWLRQ 6HQVRU /RZ 9ROWDJH
6WHS


$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"

9DOXH V

 9

*R WR 6WHS 

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ VZLWFK 21 ZLWK WKH HQJLQH 2))


 5HYLHZ WKH )UHH]H )UDPH GDWD DQG QRWH WKH
SDUDPHWHUV
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH )UHH]H )UDPH
FRQGLWLRQV DQG &RQGLWLRQV IRU 6HWWLQJ 7KH '7& DV
QRWHG
,V WKH 736 YROWDJH EHORZ WKH VSHFLILHG YDOXH"

 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 'LVFRQQHFW WKH 736 HOHFWULFDO FRQQHFWRU


 -XPSHU WKH  YROW UHIHUHQFH FLUFXLW WHUPLQDO $ DQG
WKH 736 VLJQDO FLUFXLW WHUPLQDO & WRJHWKHU DW WKH
736 HOHFWULFDO FRQQHFWRU
,V WKH 736 YROWDJH EHORZ WKH VSHFLILHG YDOXH

&KHFN WKH  YROW UHIHUHQFH FLUFXLW IRU DQ RSHQ RU


VKRUW WR JURXQG DQG UHSDLU DV QHFHVVDU\
,V WKH DFWLRQ FRPSOHWH"

&KHFN WKH  YROW UHIHUHQFH FLUFXLW IRU D SRRU FRQQHFWLRQ


DW WKH HQJLQH FRQWURO PRGXOH (&0  WHUPLQDO $ DQG
UHSDLU WKH WHUPLQDO DV QHFHVVDU\
,V WKH DFWLRQ FRPSOHWH"




'$(:22 9 %/

*R WR 6WHS 

*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

 7XUQ WKH LJQLWLRQ VZLWFK 21 ZLWK WKH HQJLQH 2))


 ,QVWDOO D VFDQ WRRO
,V WKH WKURWWOH SRVLWLRQ VHQVRU 736 YROWDJH EHORZ
WKH VSHFLILHG YDOXH"

&RQQHFW D WHVW OLJKW EHWZHHQ % DQG WKH 736 VLJQDO


FLUFXLW DW WHUPLQDO &
,V WKH 736 YROWDJH JUHDWHU WKDQ WKH VSHFLILHG YDOXH"

1R

<HV

&KHFN WKH 736 VLJQDO FLUFXLW WHUPLQDO ( IRU DQ


RSHQ RU D VKRUW WR JURXQG DQG UHSDLU DV QHFHVVDU\
,V WKH DFWLRQ FRPSOHWH"
&KHFN WKH 736 VLJQDO FLUFXLW WHUPLQDO ( IRU D SRRU
FRQQHFWLRQ DW WKH (&0 DQG UHSDLU DV QHFHVVDU\
,V WKH DFWLRQ FRPSOHWH"
5HSODFH WKH 736
,V WKH DFWLRQ FRPSOHWH"
5HSODFH WKH (&0
,V WKH DFWLRQ FRPSOHWH"

9

)   (1*,1( &21752/6


'7& 3 7KURWWOH 3RVLWLRQ 6HQVRU /RZ 9ROWDJH &RQW
G
6WHS

$FWLRQ

9DOXH V



 8VLQJ WKH VFDQ WRRO FOHDU WKH 'LDJQRVWLF 7URXEOH


&RGHV '7&V 
 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF UDQ
DQG SDVVHG"

&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW


$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ GLDJQRVHG



<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)$

',$*1267,& 7528%/( &2'( '7& 3


7+5277/( 326,7,21 6(1625 +,*+ 92/7$*(
&LUFXLW 'HVFULSWLRQ
7KH HQJLQH FRQWURO PRGXOH (&0 VXSSOLHV D  YROW
UHIHUHQFH VLJQDO DQG D JURXQG WR WKH 7KURWWOH 3RVLWLRQ
6HQVRU 736  7KH 736 VHQGV D YROWDJH VLJQDO EDFN WR
WKH (&0 UHODWLYH WR WKH WKURWWOH SODWH RSHQLQJ 7KH
YROWDJH VLJQDO ZLOO YDU\ IURP DSSUR[LPDWHO\  YROWV DW
FORVHG WKURWWOH WR RYHU  YROWV DW ZLGH RSHQ WKURWWOH
:27 

WKH VFDQ WRRO LQIRUPDWLRQ GDWD WR GHWHUPLQH WKH VWDWXV RI


WKH '7& ,I WKH '7& RFFXUV LQWHUPLWWHQWO\ XVLQJ WKH
GLDJQRVWLF WDEOH PD\ KHOS LVRODWH WKH SUREOHP
:LWK WKH LJQLWLRQ 21 DQG WKH WKURWWOH DW FORVHG SRVLWLRQ
WKH YROWDJH VKRXOG UHDG EHWZHHQ  Y DQG  Y DQG
LQFUHDVH VWHDGLO\ WR RYHU  Y DW :27
'7&V 3 DQG 3 VWRUHG DW WKH VDPH WLPH FRXOG
EH WKH UHVXOW RI DQ RSHQ VHQVRU JURXQG FLUFXLW

&RQGLWLRQV IRU 6HWWLQJ WKH '7&


- 7KH LJQLWLRQ LV 21
- 736 YROWDJH LV JUHDWHU WKDQ  Y

7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH UHFRUGV
GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV FUHDWHV DQ
HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH
PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG
RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH
 :LWK WKH WKURWWOH FORVHG WKH 736 YROWDJH VKRXOG UHDG
OHVV WKDQ  Y ,I WKH 736 YROWDJH GRHV QRW UHDG OHVV
WKDQ  Y FKHFN IRU D ELQGLQJ RU VWLFNLQJ WKURWWOH
FDEOH
 :LWK WKH 736 GLVFRQQHFWHG WKH 736 YROWDJH VKRXOG
EH OHVV WKDQ  Y LI WKH (&0 DQG ZLULQJ DUH 2.
 3URELQJ WKH JURXQG FLUFXLW ZLWK D WHVW OLJKW FKHFNV WKH
FLUFXLW IRU KLJK UHVLVWDQFH ZKLFK ZLOO FDXVH D '7&
3 WR VHW
 $ VKRUWHG  YROW UHIHUHQFH FLUFXLW ZLOO DOVR VHW
DGGLWLRQDO '7&V
 7KH UHSODFHPHQW (&0 PXVW EH UHSURJUDPPHG
5HIHU WR WKH ODWHVW 7HFKOLQH SURFHGXUH IRU (&0
UHSURJUDPPLQJ

$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV


- 7KH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ ZLOO LOOXPLQDWH
- 7KH (&0 ZLOO UHFRUG RSHUDWLQJ FRQGLWLRQV DW WKH WLPH
WKH GLDJQRVWLF IDLOV 7KLV LQIRUPDWLRQ ZLOO EH VWRUHG LQ
WKH )UHH]H )UDPH DQG )DLOXUH 5HFRUGV EXIIHUV
- $ KLVWRU\ '7& LV VWRUHG
- 7KH &RRODQW IDQ WXUQV RQ
- 7KH 73 DQJOH ZLOO GHIDXOW WR  ZKHQ WKH YHKLFOH
VSHHG LV OHVV WKDQ  PSK  NPK DQG  ZKHQ WKH
YHKLFOH VSHHG LV JUHDWHU WKDQ  PSK  NPK  7KH
VFDQ WRRO ZLOO GLVSOD\ WKH GHIDXOWHG YDOXH
&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
- 7KH 0,/ ZLOO WXUQ RII DIWHU WKUHH FRQVHFXWLYH LJQLWLRQ
F\FOHV LQ ZKLFK WKH GLDJQRVWLF UXQV ZLWKRXW D IDXOW
- $ KLVWRU\ '7& ZLOO FOHDU DIWHU  FRQVHFXWLYH
ZDUPXS F\FOHV ZLWKRXW D IDXOW
- 7KH '7& V FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO
'LDJQRVWLF $LGV
,I D '7& 3 FDQQRW EH GXSOLFDWHG WKH LQIRUPDWLRQ
LQFOXGHG LQ WKH )UHH]H )UDPH GDWD FDQ EH XVHIXO 8VH

'$(:22 9 %/

(1*,1( &21752/6 )  


'7& 3 7KURWWOH 3RVLWLRQ 6HQVRU +LJK 9ROWDJH
6WHS


$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN SHUIRUPHG"
 7XUQ WKH LJQLWLRQ VZLWFK 21 ZLWK WKH HQJLQH 2))
 ,QVWDOO D VFDQ WRRO
,V WKH WKURWWOH SRVLWLRQ VHQVRU 736 YROWDJH JUHDWHU
WKDQ WKH VSHFLILHG YDOXH"
 7XUQ WKH LJQLWLRQ VZLWFK 21 ZLWK WKH HQJLQH 2))
 5HYLHZ WKH )UHH]H )UDPH GDWD DQG QRWH WKH
SDUDPHWHUV
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH )UHH]H )UDPH
FRQGLWLRQV DQG &RQGLWLRQV IRU 6HWWLQJ 7KH '7& DV
QRWHG
,V WKH 736 YROWDJH JUHDWHU WKDQ WKH VSHFLILHG YDOXH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

9

*R WR 6WHS 

*R WR 6WHS 

 9

*R WR 6WHS 

*R WR 6WHS 

 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

'LVFRQQHFW WKH 736 HOHFWULFDO FRQQHFWRU


,V WKH 736 YROWDJH OHVV WKDQ WKH VSHFLILHG YDOXH"

3UREH WKH 736 JURXQG FLUFXLW WHUPLQDO % DW WKH 736


KDUQHVV FRQQHFWRU ZLWK D WHVW OLJKW FRQQHFWHG WR %
'RHV WKH WHVW OLJKW LOOXPLQDWH"

&KHFN WKH 736 VLJQDO FLUFXLW WHUPLQDO & IRU D VKRUW


WR YROWDJH DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"

&KHFN WKH  Y UHIHUHQFH FLUFXLW WHUPLQDO $ IRU D


VKRUW WR % DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"

&KHFN WKH 736 HOHFWULFDO FRQQHFWRU IRU D SRRU FRQ


QHFWLRQ DQG UHSDLU WKH WHUPLQDOV DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"

&KHFN WKH 736 JURXQG FLUFXLW IRU DQ RSHQ DQG UHSDLU


DV QHFHVVDU\"
,V D UHSDLU QHFHVVDU\"




'$(:22 9 %/

5HSODFH WKH 736


,V WKH DFWLRQ FRPSOHWH"
5HSODFH WKH HQJLQH FRQWURO PRGXOH (&0 
,V WKH DFWLRQ FRPSOHWH"

)   (1*,1( &21752/6


'7& 3 7KURWWOH 3RVLWLRQ 6HQVRU +LJK 9ROWDJH &RQW
G
6WHS

$FWLRQ

9DOXH V



 8VLQJ WKH VFDQ WRRO FOHDU WKH 'LDJQRVWLF 7URXEOH


&RGHV '7&V 
 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF UDQ
DQG SDVVHG"

&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW


$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ GLDJQRVHG



<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 3


2 %$1.  6(1625  /2: 92/7$*(
&LUFXLW 'HVFULSWLRQ
7KH HQJLQH FRQWURO PRGXOH (&0 VXSSOLHV D YROWDJH RI
DERXW  YROWV EHWZHHQ WHUPLQDOV & DQG & LI
PHDVXUHG ZLWK D  PHJRKP GLJLWDO YROWPHWHU WKLV PD\
UHDG DV ORZ DV  YROWV  7KH 2[\JHQ 6HQVRU 26 
YDULHV WKH YROWDJH ZLWKLQ D UDQJH RI DERXW  YROW LI WKH
H[KDXVW LV ULFK GRZQ WKURXJK DERXW  YROWV LI WKH
H[KDXVW LV OHDQ
7KH VHQVRU LV OLNH DQ RSHQ FLUFXLW DQG SURGXFHV QR
YROWDJH ZKHQ LW LV EHORZ q& q)  $Q RSHQ VHQVRU
FLUFXLW RU FROG VHQVRU FDXVHV 2SHQ /RRS RSHUDWLRQ
,I WKH 26  SLJWDLO ZLULQJ FRQQHFWRU RU WHUPLQDO LV
GDPDJHG WKH HQWLUH 26  DVVHPEO\ PXVW EH UHSODFHG
'R QRW DWWHPSW WR UHSDLU WKH ZLULQJ FRQQHFWRU RU
WHUPLQDOV ,Q RUGHU IRU WKH VHQVRU WR IXQFWLRQ SURSHUO\ LW
PXVW KDYH D FOHDQ DLU UHIHUHQFH SURYLGHG WR LW 7KLV FOHDQ
DLU UHIHUHQFH LV REWDLQHG E\ ZD\ RI WKH 26  ZLUH V 
$Q\ DWWHPSW WR UHSDLU WKH ZLUHV FRQQHFWRU RU WHUPLQDOV
FRXOG UHVXOW LQ WKH REVWUXFWLRQ RI WKH DLU UHIHUHQFH DQG
GHJUDGH WKH 26  SHUIRUPDQFH 5HIHU WR 2[\JHQ
6HQVRU LQ WKLV VHFWLRQ
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- 26  YROWDJH LV OHVV WKDQ  YROWV RU OHVV WKDQ 
YROWV LQ 3RZHU (QULFKPHQW 3( 
- &ORVHG ORRS VWRLFKLRPHWU\
- (QJLQH FRRODQW WHPSHUDWXUH &76 LV JUHDWHU WKDQ
q& q) 
- $LUIXHO UDWLR LV EHWZHHQ  DQG 
- 7KURWWOH 3RVLWLRQ 6HQVRU 736 LV EHWZHHQ  DQG

- 1R UHODWHG PDOIXQFWLRQV
- 'HOD\  VHFRQGV
- $IWHU FRQGLWLRQV PHW

$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV


- 7KH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ ZLOO LOOXPLQDWH
- 7KH (&0 ZLOO UHFRUG RSHUDWLQJ FRQGLWLRQV DW WKH WLPH
WKH GLDJQRVWLF IDLOV 7KLV LQIRUPDWLRQ ZLOO EH VWRUHG LQ
WKH )UHH]H )UDPH DQG )DLOXUH 5HFRUGV EXIIHUV
- $ KLVWRU\ '7& LV VWRUHG
- 7KH FRRODQW IDQ WXUQV RQ
- 7KH YHKLFOH ZLOO RSHUDWH LQ 2SHQ /RRS
&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
- 7KH 0,/ ZLOO WXUQ RII DIWHU WKUHH FRQVHFXWLYH LJQLWLRQ
F\FOHV LQ ZKLFK WKH GLDJQRVWLF UXQV ZLWKRXW D IDXOW
- $ KLVWRU\ '7& ZLOO FOHDU DIWHU  FRQVHFXWLYH
ZDUPXS F\FOHV ZLWKRXW D IDXOW
- 7KH '7& V FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO
'LDJQRVWLF $LGV
)XHO SUHVVXUH  7KH V\VWHP ZLOO EH OHDQ LI WKH IXHO
SUHVVXUH LV WRR ORZ ,W PD\ EH QHFHVVDU\ WR PRQLWRU WKH
IXHO SUHVVXUH ZKLOH GULYLQJ WKH YHKLFOH DW YDULRXV URDG
VSHHGV DQGRU ORDGV WR FRQILUP 5HIHU WR )XHO 6\VWHP
'LDJQRVLV LQ WKLV VHFWLRQ
0$3 VHQVRU  $Q RXWSXW WKDW FDXVHV WKH (&0 WR VHQVH D
ORZHU WKDQ QRUPDO PDQLIROG SUHVVXUH KLJK YDFXXP FDQ
FDXVH WKH V\VWHP WR JR OHDQ 'LVFRQQHFWLQJ WKH 0DQLIROG
$EVROXWH 3UHVVXUH 0$3 VHQVRU ZLOO DOORZ WKH (&0 WR
VXEVWLWXWH D IL[HG GHIDXOW YDOXH IRU WKH 0$3 VHQVRU ,I
WKH OHDQ FRQGLWLRQ LV JRQH ZKHQ WKH VHQVRU LV
GLVFRQQHFWHG VXEVWLWXWH D NQRZQ JRRG VHQVRU DQG
UHFKHFN
)XHO FRQWDPLQDWLRQ  :DWHU LQ HYHQ VPDOO DPRXQWV QHDU
WKH LQWDQN IXHO SXPS LQOHW FDQ EH GHOLYHUHG WR WKH

'$(:22 9 %/

(1*,1( &21752/6 )  


LQMHFWRU 7KH ZDWHU FDXVHV D OHDQ H[KDXVW DQG FDQ VHW
'7& 3
6HQVRU KDUQHVV  7KH 26  VHQVRU SLJWDLO PD\ EH
PLVSRVLWLRQHG DQG FRQWDFWLQJ WKH H[KDXVW PDQLIROG
(QJLQH PLVILUH  $ PLVILULQJ F\OLQGHU ZLOO UHVXOW LQ
XQEXUQHG R[\JHQ LQ WKH H[KDXVW ZKLFK FRXOG FDXVH
'7& 3 WR VHW 5HIHU WR '7& 3 (QJLQH 0LVILUH
LQ WKLV VHFWLRQ
&UDFNHG 2[\JHQ VHQVRU  $ FUDFNHG 26  RU SRRU
JURXQG DW WKH VHQVRU FRXOG FDXVH '7& 3 5HIHU WR
6\PSWRPV 'LDJQRVLV LQ WKLV VHFWLRQ
3OXJJHG IXHO ILOWHU  $ SOXJJHG IXHO ILOWHU FDQ FDXVH D OHDQ
FRQGLWLRQ DQG FDXVH D '7& 3 WR VHW
3OXJJHG 2[\JHQ 6HQVRU  $ SOXJJHG UHIHUHQFH SRUW RQ
WKH 26  ZLOO LQGLFDWH D ORZHUWKDQQRUPDO YROWDJH
RXWSXW IURP WKH 26 

'$(:22 9 %/

7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH UHFRUGV
GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV FUHDWHV DQ
HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH
PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG
RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH
 7KLV VWHS GHWHUPLQHV LI '7& 3 LV WKH UHVXOW RI D
KDUG IDLOXUH RU DQ LQWHUPLWWHQW FRQGLWLRQ ,W PD\ EH
QHFHVVDU\ WR RSHUDWH WKH YHKLFOH ZLWKLQ WKH )UHH]H
)UDPH FRQGLWLRQV DQG &RQGLWLRQV IRU 6HWWLQJ WKH '7&
LQ RUGHU WR GXSOLFDWH WKH PDOIXQFWLRQ GHWHFWHG E\ WKH
(&0
 7KLV VWHS VLPXODWHV '7& 3 ,I WKH (&0 VHQVHV
WKH FKDQJH WKH (&0 DQG WKH ZLULQJ DUH 2.
 7KH UHSODFHPHQW (&0 PXVW EH UHSURJUDPPHG 5HIHU
WR WKH ODWHVW 7HFKOLQH SURFHGXUH IRU (&0
UHSURJUDPPLQJ
 ,I QR PDOIXQFWLRQV KDYH EHHQ IRXQG DW WKLV SRLQW DQG
QR DGGLWLRQDO '7&V ZHUH VHW UHIHU WR 'LDJQRVWLF
$LGV IRU DGGLWLRQDO FKHFNV DQG LQIRUPDWLRQ

)   (1*,1( &21752/6


'7& 3 2 %DQN  6HQVRU  /RZ 9ROWDJH
6WHS





$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"

9DOXH V


<HV

*R WR 6WHS 

1R
*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

 7XUQ WKH LJQLWLRQ 21 ZLWK WKH HQJLQH 2))


 ,QVWDOO D VFDQ WRRO
 (QJLQH DW RSHUDWLQJ WHPSHUDWXUH
'RHV WKH 2[\JHQ 6HQVRU 26  YROWDJH UHPDLQ EH
ORZ WKH VSHFLILHG YDOXH"

 P9

*R WR 6WHS 

*R WR 6WHS 

 5HYLHZ WKH )UHH]H )UDPH GDWD DQG QRWH WKH


SDUDPHWHUV
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH )UHH]H )UDPH
FRQGLWLRQV DQG &RQGLWLRQV )RU 6HWWLQJ 7KH '7&
DV QRWHG"
'RHV WKH 26  YROWDJH VWD\ EHORZ WKH VSHFLILHG
YDOXH"

 P9

*R WR 6WHS 

*R WR 6WHS 

 P9

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

 7XUQ WKH LJQLWLRQ VZLWFK 21 ZLWK WKH HQJLQH 2))


 'LVFRQQHFW WKH 26  HOHFWULFDO FRQQHFWRU
'RHV WKH VFDQ WRRO LQGLFDWH WKH 26  YROWDJH ZLWKLQ
WKH VSHFLILHG YDOXHV"
&KHFN WKH 26  VHQVRU VLJQDO FLUFXLW WHUPLQDO  IRU
D VKRUW WR JURXQG DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\
5HSODFH WKH HQJLQH FRQWURO PRGXOH (&0 
,V WKH DFWLRQ FRPSOHWH"
 ,I GLVFRQQHFWHG UHFRQQHFW WKH 26  HOHFWULFDO
FRQQHFWRU
 8VLQJ WKH VFDQ WRRO FOHDU WKH 'LDJQRVWLF 7URXEOH
&RGHV '7&V 
 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF UDQ
DQG SDVVHG"
&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW
$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ
GLDJQRVHG"




'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 3


2 %$1.  6(1625  +,*+ 92/7$*(
&LUFXLW 'HVFULSWLRQ
7KH HQJLQH FRQWURO PRGXOH (&0 VXSSOLHV D YROWDJH RI
DERXW  YROWV EHWZHHQ WHUPLQDOV & DQG & LI
PHDVXUHG ZLWK D  PHJRKP GLJLWDO YROWPHWHU WKLV PD\
UHDG DV ORZ DV  YROWV  7KH 2[\JHQ 6HQVRU 26 
YDULHV WKH YROWDJH ZLWKLQ D UDQJH RI DERXW  YROW LI WKH
H[KDXVW LV ULFK GRZQ WKURXJK DERXW  YROWV LI WKH
H[KDXVW LV OHDQ
7KH VHQVRU LV OLNH DQ RSHQ FLUFXLW DQG SURGXFHV QR
YROWDJH ZKHQ LW LV EHORZ q& q)  $Q RSHQ VHQVRU
FLUFXLW RU FROG VHQVRU FDXVHV 2SHQ /RRS RSHUDWLRQ
,I WKH 26  SLJWDLO ZLULQJ FRQQHFWRU RU WHUPLQDO LV
GDPDJHG WKH HQWLUH 26  DVVHPEO\ PXVW EH UHSODFHG
'R QRW DWWHPSW WR UHSDLU WKH ZLULQJ FRQQHFWRU RU
WHUPLQDOV ,Q RUGHU IRU WKH VHQVRU WR IXQFWLRQ SURSHUO\ LW
PXVW KDYH D FOHDQ DLU UHIHUHQFH SURYLGHG WR LW 7KLV FOHDQ
DLU UHIHUHQFH LV REWDLQHG E\ ZD\ RI WKH 26  ZLUH V 
$Q\ DWWHPSW WR UHSDLU WKH ZLUHV FRQQHFWRU RU WHUPLQDOV
FRXOG UHVXOW LQ WKH REVWUXFWLRQ RI WKH DLU UHIHUHQFH DQG
GHJUDGH WKH 26  SHUIRUPDQFH 5HIHU WR 2[\JHQ
6HQVRU LQ WKLV VHFWLRQ
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- 26  YROWDJH LV OHVV WKDQ  YROWV RU JUHDWHU WKDQ
 YROWV LQ 'HFHO )XHO &XWRII ')&2 PRGH
- &ORVHG ORRS VWRLFKLRPHWU\
- (QJLQH FRRODQW WHPSHUDWXUH &76 LV JUHDWHU WKDQ
q& q) 
- $LUIXHO UDWLR LV EHWZHHQ  DQG 
- 7KURWWOH 3RVLWLRQ 6HQVRU 736 LV EHWZHHQ  DQG

- 1R UHODWHG PDOIXQFWLRQV
-  VHFRQG GHOD\ LQ GHFHO IRU ')&2
-  VHFRQG GHOD\ IRU FORVHG ORRS

$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV


- 7KH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ ZLOO LOOXPLQDWH
- 7KH (&0 ZLOO UHFRUG RSHUDWLQJ FRQGLWLRQV DW WKH WLPH
WKH GLDJQRVWLF IDLOV 7KLV LQIRUPDWLRQ ZLOO EH VWRUHG LQ
WKH )UHH]H )UDPH DQG )DLOXUH 5HFRUGV EXIIHUV
- $ KLVWRU\ '7& LV VWRUHG
- 7KH FRRODQW IDQ WXUQV RQ
- 7KH YHKLFOH ZLOO RSHUDWH LQ 2SHQ /RRS
&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
- 7KH 0,/ ZLOO WXUQ RII DIWHU WKUHH FRQVHFXWLYH LJQLWLRQ
F\FOHV LQ ZKLFK WKH GLDJQRVWLF UXQV ZLWKRXW D IDXOW
- $ KLVWRU\ '7& ZLOO FOHDU DIWHU  FRQVHFXWLYH
ZDUPXS F\FOHV ZLWKRXW D IDXOW
- '7& V FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO
'LDJQRVWLF $LGV
7KH '7& 3 RU ULFK H[KDXVW LV PRVW OLNHO\ FDXVHG E\
RQH RI WKH IROORZLQJ LWHPV
)XHO SUHVVXUH  6\VWHP ZLOO JR ULFK LI IXHO SUHVVXUH LV WRR
KLJK 7KH (&0 FDQ FRPSHQVDWH IRU VRPH LQFUHDVH EXW
LI LW JHWV WRR KLJK D '7& 3 ZLOO EH VHW
/HDNLQJ LQMHFWRU  $ OHDNLQJ RU PDOIXQFWLRQLQJ LQMHFWRU
FDQ FDXVH WKH V\VWHP WR JR ULFK FDXVLQJ D '7& 3
0DQLIROG DEVROXWH SUHVVXUH 0$3 VHQVRU  $Q RXWSXW
WKDW FDXVHV WKH (&0 WR VHQVH D KLJKHU WKDQ QRUPDO
PDQLIROG SUHVVXUH ORZ YDFXXP FDQ FDXVH WKH V\VWHP
WR JR ULFK 'LVFRQQHFWLQJ WKH 0$3 VHQVRU ZLOO DOORZ WKH
(&0 WR VXEVWLWXWH D IL[HG YDOXH IRU WKH 0$3 VHQVRU
6XEVWLWXWH D GLIIHUHQW D 0$3 VHQVRU LI WKH ULFK FRQGLWLRQ
LV JRQH ZKLOH WKH VHQVRU LV GLVFRQQHFWHG
3UHVVXUH UHJXODWRU  &KHFN IRU D OHDNLQJ IXHO SUHVVXUH
UHJXODWRU GLDSKUDJP E\ FKHFNLQJ IRU WKH SUHVHQFH RI
OLTXLG IXHO LQ WKH YDFXXP OLQH WR WKH UHJXODWRU

'$(:22 9 %/

(1*,1( &21752/6 )  


736  $Q LQWHUPLWWHQW 736 RXWSXW ZLOO FDXVH WKH V\VWHP
WR JR ULFK GXH WR D IDOVH LQGLFDWLRQ RI WKH HQJLQH
DFFHOHUDWLQJ
26  FRQWDPLQDWLRQ  ,QVSHFW WKH 26  IRU VLOLFRQH
FRQWDPLQDWLRQ IURP IXHO RU WKH XVH RI LPSURSHU URRP
WHPSHUDWXUH YXOFDQL]LQJ 579 VHDODQW 7KH VHQVRU PD\
KDYH D ZKLWH SRZGHU\ FRDWLQJ ZKLFK PD\ UHVXOW LQ D KLJK
EXW IDOVH YROWDJH VLJQDO ULFK H[KDXVW LQGLFDWLRQ  7KH
(&0 ZLOO WKHQ UHGXFH WKH DPRXQW RI IXHO GHOLYHUHG WR WKH
HQJLQH FDXVLQJ D VHYHUH VXUJH RU GULYHDELOLW\ SUREOHP
7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH UHFRUGV
GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV FUHDWHV DQ
HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH

'$(:22 9 %/








PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG


RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH
7KLV VWHS GHWHUPLQHV LI '7& 3 LV WKH UHVXOW RI D
KDUG IDLOXUH RU DQ LQWHUPLWWHQW FRQGLWLRQ ,W PD\ EH
QHFHVVDU\ WR RSHUDWH WKH YHKLFOH ZLWKLQ WKH )UHH]H
)UDPH FRQGLWLRQV DQG &RQGLWLRQV IRU 6HWWLQJ WKH '7&
LQ RUGHU WR GXSOLFDWH WKH PDOIXQFWLRQ GHWHFWHG E\ WKH
(&0
7KLV VWHS VLPXODWHV D '7& 3 ,I WKH (&0 VHQVHV
WKH FKDQJH WKH (&0 DQG WKH ZLULQJ DUH 2.
7KH UHSODFHPHQW (&0 PXVW EH SURJUDPPHG 5HIHU
WR WKH ODWHVW 7HFKOLQH SURFHGXUH IRU (&0
UHSURJUDPPLQJ
,I QR PDOIXQFWLRQV KDYH EHHQ IRXQG DW WKLV SRLQW DQG
QR DGGLWLRQDO '7&V ZHUH VHW UHIHU WR 'LDJQRVWLF
$LGV LQ WKLV VHFWLRQ IRU DGGLWLRQDO FKHFNV DQG
LQIRUPDWLRQ

)   (1*,1( &21752/6


'7& 3 2 %DQN  6HQVRU  +LJK 9ROWDJH
6WHS





$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"

9DOXH V


<HV

*R WR 6WHS 

1R
*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

 :LWK WKH LJQLWLRQ 21 DQG WKH HQJLQH 2)) LQVWDOO D


VFDQ WRRO
 (QJLQH DW RSHUDWLQJ WHPSHUDWXUH
'RHV WKH R[\JHQ VHQVRU 26  YROWDJH UHPDLQ
DERYH WKH VSHFLILHG YDOXH"

 P9

*R WR 6WHS 

*R WR 6WHS 

 5HYLHZ WKH )UHH]H )UDPH GDWD DQG QRWH WKH


SDUDPHWHUV
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH )UHH]H )UDPH
FRQGLWLRQV DQG &RQGLWLRQV )RU 6HWWLQJ 7KH '7&
DV QRWHG"
'RHV WKH 26  YROWDJH VWD\ $ERYH WKH VSHFLILHG
YDOXH"

 P9

*R WR 6WHS 

*R WR 6WHS 

 'LVFRQQHFW WKH 26  HOHFWULFDO FRQQHFWRU


 -XPSHU WKH 26  HOHFWULFDO FRQQHFWRU HQJLQH
FRQWURO PRGXOH >(&0@ VLGH WR JURXQG
'RHV WKH VFDQ WRRO LQGLFDWH WKH 26  YROWDJH EHORZ
WKH VSHFLILHG YDOXH"

 P9
 9

*R WR 'LDJQ
VWLF $LGV

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

&KHFN WKH 26  VHQVRU VLJQDO FLUFXLW WHUPLQDO  IRU


D VKRUW WR YROWDJH DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\
5HSODFH WKH (&0
,V WKH DFWLRQ FRPSOHWH"
 ,I GLVFRQQHFWHG UHFRQQHFW WKH 26  HOHFWULFDO
FRQQHFWRU
 8VLQJ WKH VFDQ WRRO FOHDU WKH 'LDJQRVWLF 7URXEOH
&RGHV '7&V 
 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF UDQ
DQG SDVVHG"
&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW
$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ
GLDJQRVHG"




'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 3


2 %$1.  6(1625  12 $&7,9,7<
&LUFXLW 'HVFULSWLRQ
7KH HQJLQH FRQWURO PRGXOH (&0 VXSSOLHV D YROWDJH RI
DERXW  YROWV EHWZHHQ WHUPLQDOV & DQG & LI
PHDVXUHG ZLWK D  PHJRKP GLJLWDO YROWPHWHU WKLV PD\
UHDG DV ORZ DV  YROWV  7KH 2[\JHQ 6HQVRU 26 
YDULHV WKH YROWDJH ZLWKLQ D UDQJH RI DERXW  YROW LI WKH
H[KDXVW LV ULFK GRZQ WKURXJK DERXW  YROWV LI WKH
H[KDXVW LV OHDQ
7KH VHQVRU LV OLNH DQ RSHQ FLUFXLW DQG SURGXFHV QR
YROWDJH ZKHQ LW LV EHORZ q& q)  $Q RSHQ VHQVRU
FLUFXLW RU FROG VHQVRU FDXVHV 2SHQ /RRS RSHUDWLRQ
,I WKH 26  SLJWDLO ZLULQJ FRQQHFWRU RU WHUPLQDO LV
GDPDJHG WKH HQWLUH 26  DVVHPEO\ PXVW EH UHSODFHG
'R QRW DWWHPSW WR UHSDLU WKH ZLULQJ FRQQHFWRU RU
WHUPLQDOV ,Q RUGHU IRU WKH VHQVRU WR IXQFWLRQ SURSHUO\ LW
PXVW KDYH D FOHDQ DLU UHIHUHQFH SURYLGHG WR LW 7KLV FOHDQ
DLU UHIHUHQFH LV REWDLQHG E\ ZD\ RI WKH 26  ZLUH V 
$Q\ DWWHPSW WR UHSDLU WKH ZLUHV FRQQHFWRU RU WHUPLQDOV
FRXOG UHVXOW LQ WKH REVWUXFWLRQ RI WKH DLU UHIHUHQFH DQG
GHJUDGH WKH 26  SHUIRUPDQFH 5HIHU WR 2[\JHQ
6HQVRU LQ WKLV VHFWLRQ
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- 26  YROWDJH LV EHWZHHQ  PY DQG  PY
- (QJLQH UXQ WLPH LV JUHDWHU WKDQ  VHFRQGV
- 1R UHODWHG PDOIXQFWLRQV
- 2[\JHQ VHQVRU QDW KHDWHG
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ ZLOO LOOXPLQDWH
- 7KH (&0 ZLOO UHFRUG RSHUDWLQJ FRQGLWLRQV DW WKH WLPH
WKH GLDJQRVWLF IDLOV 7KLV LQIRUPDWLRQ ZLOO EH VWRUHG LQ
WKH )UHH]H )UDPH DQG )DLOXUH 5HFRUGV EXIIHUV
- $ KLVWRU\ '7& LV VWRUHG
- 7KH FRRODQW IDQ WXUQV RQ
- 7KH YHKLFOH ZLOO RSHUDWH LQ 2SHQ /RRS

&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&


- 7KH 0,/ ZLOO WXUQ RII DIWHU WKUHH FRQVHFXWLYH LJQLWLRQ
F\FOHV LQ ZKLFK WKH GLDJQRVWLF UXQV ZLWKRXW D IDXOW
- $ KLVWRU\ '7& ZLOO FOHDU DIWHU  FRQVHFXWLYH
ZDUPXS F\FOHV ZLWKRXW D IDXOW
- 7KH '7& V FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO
'LDJQRVWLF $LGV
1RUPDO VFDQ WRRO YROWDJH YDULHV EHWZHHQ  PY WR 
PY  YROWV WR  YROWV ZKLOH LQ &ORVHG /RRS ,I '7&
3 LV LQWHUPLWWHQW UHIHU WR ,QWHUPLWWHQWV LQ WKLV
VHFWLRQ
7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH UHFRUGV
GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV FUHDWHV DQ
HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH
PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG
RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH
 'XULQJ HQJLQH ZDUPXS WKH 26  VKRXOG ZDUP XS
DQG LWV YROWDJH RXWSXW VKRXOG YDU\ EHWZHHQ  PY
DQG  PY :KHQ WKH 26  YROWDJH YDULHV WKH
HQJLQH ZLOO JR LQWR &ORVHG /RRS 7KLV GHWHUPLQHV LI WKH
26  LV RSHUDWLQJ SURSHUO\
 7KLV ZLOO GHWHUPLQH LI WKH VHQVRU LV PDOIXQFWLRQLQJ RU
WKH ZLULQJ RU (&0 LV WKH FDXVH RI WKH '7& 3
 8VH RQO\ D KLJK LPSHGDQFH GLJLWDO YROWPHWHU '90
IRU WKLV WHVW 7KH WHVW FKHFNV WKH FRQWLQXLW\ RI WKH 26
 VLJQDO DQG WKH JURXQG FLUFXLWV LI WKH JURXQG FLUFXLW LV
RSHQ WKH (&0 YROWDJH RQ WKH FLUFXLW ZLOO EH RYHU 
YROWV  PY 

'$(:22 9 %/

(1*,1( &21752/6 )  


'7& 3 2 %DQN  6HQVRU  1R $FWLYLW\
6WHS








'$(:22 9 %/

$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"
 5XQ WKH HQJLQH WR DERYH WKH VSHFLILHG RSHUDWLQJ
WHPSHUDWXUH
 ,QVWDOO D VFDQ WRRO
 2SHUDWH WKH HQJLQH DERYH WKH VSHFLILHG USP IRU 
PLQXWHV
'RHV WKH VFDQ WRRO LQGLFDWH &/26(' /223"
 7XUQ WKH LJQLWLRQ 21 ZLWK WKH HQJLQH 2))
 5HYLHZ WKH )UHH]H )UDPH GDWD DQG QRWH WKH
SDUDPHWHUV
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH )UHH]H )UDPH
FRQGLWLRQV DQG &RQGLWLRQV )RU 6HWWLQJ 7KH '7&
DV QRWHG"
'RHV WKH VFDQ WRRO LQGLFDWH &/26(' /223"
'LVFRQQHFW WKH 26  HOHFWULFDO FRQQHFWRU DQG
MXPSHU WKH 26  VHQVRU ORZ FLUFXLW WHUPLQDO  WR
JURXQG
,V WKH 26  YROWDJH EHORZ WKH VSHFLILHG YDOXH DQG
GRHV WKH VFDQ WRRO LQGLFDWH WKH +HDWHG R[\JHQ VHQVRU
+26  YROWDJH ZLWKLQ WKH VSHFLILHG YDOXH"
&KHFN WKH 26  HOHFWULFDO FRQQHFWRU HQJLQH FRQWURO
PRGXOH >(&0@ VLGH IRU PDOIXQFWLRQLQJ WHUPLQDOV RU
SRRU FRQQHFWLRQ DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

q& q)
 USP

 P9
 9


 7XUQ WKH LJQLWLRQ VZLWFK 21 ZLWK WKH HQJLQH 2))


 5HPRYH WKH MXPSHU ZLUH
 8VLQJ D GLJLWDO YROWPHWHU '90  PHDVXUH WKH
YROWDJH EHWZHHQ WKH 26  VHQVRU VLJQDO FLUFXLW
WHUPLQDO & DQG WKH JURXQG
'RHV WKH 26  YROWDJH PHDVXUH DERYH WKH VSHFLILHG
YDOXH"

 P9
 9

*R WR 6WHS 

*R WR 6WHS 

'RHV WKH 26  YROWDJH PHDVXUH EHORZ WKH


VSHFLILHG YDOXH"

 P9
 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

5HSODFH WKH (&0


,V WKH DFWLRQ FRPSOHWH"
5HSODFH WKH 26  VHQVRU
,V WKH DFWLRQ FRPSOHWH"
&KHFN WKH 26  VHQVRU JURXQG FLUFXLW WHUPLQDO
& IRU DQ RSHQ RU SRRU FRQQHFWLRQ DQG UHSDLU DV
QHFHVVDU\
,V D UHSDLU QHFHVVDU\"

)   (1*,1( &21752/6


'7& 3 2 %DQN  6HQVRU  1R $FWLYLW\ &RQW
G
6WHS






$FWLRQ
&KHFN WKH 26  VHQVRU VLJQDO FLUFXLW WHUPLQDO & IRU
DQ RSHQ RU SRRU FRQQHFWLRQ DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"
 ,I GLVFRQQHFWHG UHFRQQHFW WKH 26  HOHFWULFDO
FRQQHFWRU
 8VLQJ WKH VFDQ WRRO FOHDU WKH 'LDJQRVWLF 7URXEOH
&RGHV '7&V 
 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF KDV
UXQ DQG SDVVHG"
&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW
$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ GLDJ
QRVHG"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 3


2 %$1.  6(1625  /2: 92/7$*(
&LUFXLW 'HVFULSWLRQ
,Q RUGHU WR FRQWURO HPLVVLRQV D FDWDO\WLF FRQYHUWHU LV
XVHG WR FRQYHUW KDUPIXO HPLVVLRQV LQWR KDUPOHVV ZDWHU
YDSRU DQG FDUERQ GLR[LGH
7KH HQJLQH FRQWURO PRGXOH (&0 KDV WKH DELOLW\ WR
PRQLWRU WKLV SURFHVV E\ XVLQJ D +HDWHG 2[\JHQ 6HQVRU
+26   7KH +26  ORFDWHG LQ WKH H[KDXVW VWUHDP
SDVW WKH FDWDO\WLF FRQYHUWHU SURGXFHV DQ RXWSXW VLJQDO
ZKLFK LQGLFDWHV WKH VWRUDJH FDSDFLW\ RI WKH FDWDO\VW WKLV
LQ WXUQ LQGLFDWHV WKH FDWDO\VW
V DELOLW\ WR FRQYHUW H[KDXVW
HPLVVLRQV HIIHFWLYHO\ ,I WKH FDWDO\VW LV IXQFWLRQLQJ
SURSHUO\ WKH +26  VLJQDO ZLOO EH IDU OHVV DFWLYH WKDQ
WKH VLJQDO SURGXFHG E\ WKH 2[\JHQ 6HQVRU 26  
,I WKH +26  SLJWDLO ZLULQJ FRQQHFWRU RU WHUPLQDO LV
GDPDJHG WKH HQWLUH +26  DVVHPEO\ PXVW EH
UHSODFHG 'R QRW DWWHPSW WR UHSDLU WKH ZLULQJ FRQQHFWRU
RU WHUPLQDOV ,Q RUGHU IRU WKH VHQVRU WR IXQFWLRQ SURSHUO\
LW PXVW KDYH D FOHDQ DLU UHIHUHQFH SURYLGHG WR LW 7KLV
FOHDQ DLU UHIHUHQFH LV REWDLQHG E\ ZD\ RI WKH +26 
ZLUH V  $Q\ DWWHPSW WR UHSDLU WKH ZLUHV FRQQHFWRU RU
WHUPLQDOV FRXOG UHVXOW LQ WKH REVWUXFWLRQ RI WKH DLU
UHIHUHQFH DQG GHJUDGH WKH +26  SHUIRUPDQFH
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- 26  YROWDJH LV OHVV WKDQ  YROW RU OHVV WKDQ 
YROW LQ 3RZHU (QULFKPHQW 3( PRGH
- &ORVHG /RRS VWRLFKLRPHWU\
- (QJLQH FRRODQW WHPSHUDWXUH &76 LV JUHDWHU WKDQ
q& q) 
- $LUIXHO UDWLR LV EHWZHHQ  DQG 
- 7KURWWOH 3RVLWLRQ 6HQVRU 736 LV EHWZHHQ  DQG
 RU LQ 3( PRGH
-  VHFRQG GHOD\ DIWHU WKH FRQGLWLRQV KDYH EHHQ PHW
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ ZLOO LOOXPLQDWH

- 7KH (&0 ZLOO UHFRUG RSHUDWLQJ FRQGLWLRQV DW WKH WLPH


WKH GLDJQRVWLF IDLOV 7KLV LQIRUPDWLRQ ZLOO EH VWRUHG LQ
WKH )UHH]H )UDPH DQG )DLOXUH 5HFRUGV EXIIHUV
- $ KLVWRU\ '7& LV VWRUHG
- 7KH FRRODQW IDQ WXUQV RQ
&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
- 7KH 0,/ ZLOO WXUQ RII DIWHU WKUHH FRQVHFXWLYH LJQLWLRQ
F\FOHV LQ ZKLFK WKH GLDJQRVWLF UXQV ZLWKRXW D IDXOW
- $ KLVWRU\ '7& ZLOO FOHDU DIWHU  FRQVHFXWLYH
ZDUPXS F\FOHV ZLWKRXW D IDXOW
- 7KH '7& V FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO
'LDJQRVWLF $LGV
$Q LQWHUPLWWHQW PD\ EH FDXVHG E\ UXEEHGWKURXJK ZLUH
LQVXODWLRQ RU D ZLUH FRQWDFWLQJ WKH H[KDXVW
&KHFN IRU WKH IROORZLQJ FRQGLWLRQV
- ([KDXVW V\VWHP  ,QVSHFW WKH H[KDXVW V\VWHP IRU
OHDNV &KHFN WKH H[KDXVW EHWZHHQ WKH WKUHHZD\
FDWDO\WLF FRQYHUWHU DQG WKH IODQJH IRU OHDNV FRUURVLRQ
RU IRU ORRVH RU PLVVLQJ KDUGZDUH DQG UHSDLU DV
QHFHVVDU\
- 3RRU FRQQHFWLRQ RU GDPDJHG KDUQHVV  (QVXUH WKDW
WKH +26  SLJWDLO LV QRW FRQWDFWLQJ WKH H[KDXVW
&KHFN IRU WKH IROORZLQJ FRQGLWLRQV
- ,PSURSHU PDWLQJ
- %URNHQ ORFNV
- ,PSURSHUO\ IRUPHG
- 'DPDJHG WHUPLQDOV
- 3RRU WHUPLQDOWRZLUH FRQQHFWLRQ
- 'DPDJHG KDUQHVV
- ,QWHUPLWWHQW WHVW  2EVHUYH WKH +26  RQ WKH VFDQ
WRRO ZKLOH PRYLQJ UHODWHG FRQQHFWLRQV DQG WKH ZLULQJ
KDUQHVV ZLWK WKH LJQLWLRQ 21 ,I WKH IDLOXUH LV LQGXFHG

'$(:22 9 %/

(1*,1( &21752/6 )  


WKH +26  GLVSOD\ ZLOO FKDQJH 7KLV PD\ KHOS LVRODWH
WKH ORFDWLRQ RI WKH PDOIXQFWLRQ
7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH
 7KH 2Q%RDUG GLDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH UHFRUGV
GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV FUHDWHV DQ
HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH

'$(:22 9 %/

PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG


RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH
 7KLV VWHS GHWHUPLQHV LI '7& 3 LV WKH UHVXOW RI D
KDUG IDLOXUH RU DQ LQWHUPLWWHQW FRQGLWLRQ
 -XPSLQJ WKH +26  KLJK FLUFXLW WHUPLQDO % WR JURXQG
LV QHFHVVDU\ WR DOORZ WKH (&0 WR GLVSOD\ WKH VXSSOLHG
ELDV YROWDJH ,I WKH YROWDJH LV EHWZHHQ  DQG 
YROWV WKHQ WKH ZLULQJ DQG WKH DUH 2.
 7KH UHSODFHPHQW (&0 PXVW EH UHSURJUDPPHG 5HIHU
WR WKH ODWHVW 7HFKOLQH SURFHGXUH IRU UHSURJUDPPLQJ

)   (1*,1( &21752/6


'7& 3 2 %DQN  6HQVRU  /RZ 9ROWDJH
6WHS





$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"

9DOXH V


<HV

*R WR 6WHS 

1R
*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

 7XUQ WKH LJQLWLRQ 21 ZLWK WKH HQJLQH 2))


 ,QVWDOO D VFDQ WRRO
,V WKH KHDWHG R[\JHQ VHQVRU +26  YROWDJH OHVV
WKDQ WKH VSHFLILHG YDOXH"

 P9
 9

*R WR 6WHS 

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ 21 ZLWK WKH HQJLQH 2))


 5HYLHZ WKH )UHH]H )UDPH GDWD DQG QRWH WKH
SDUDPHWHUV
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH )UHH]H )UDPH
FRQGLWLRQV DQG &RQGLWLRQV )RU 6HWWLQJ 7KH '7&
DV QRWHG"
,V WKH +26  YROWDJH OHVV WKDQ WKH VSHFLILHG YDOXH"

 P9
 9

*R WR 6WHS 

*R WR 6WHS 

 'LVFRQQHFW WKH +26  HOHFWULFDO FRQQHFWRU


 &RQQHFW D MXPSHU ZLUH EHWZHHQ +26  WHUPLQDO
% DQG JURXQG
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKH +26  YROWDJH
LV ZLWKLQ WKH VSHFLILHG YDOXH"

 P9
 PY
 9
 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

 7XUQ WKH LJQLWLRQ VZLWFK 2))


 'LVFRQQHFW WKH HQJLQH FRQWURO PRGXOH (&0
HOHFWULFDO FRQQHFWRUV DQG FKHFN WKH +26  KLJK
FLUFXLW WHUPLQDO & IRU D VKRUW WR JURXQG RU VKRUW
WR WKH +26  ORZ FLUFXLW WHUPLQDO ' DQG UHSDLU
DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"
5HSODFH WKH (&0
,V WKH DFWLRQ FRPSOHWH"
5HSODFH WKH +26 
,V WKH DFWLRQ FRPSOHWH"

 8VLQJ WKH VFDQ WRRO FOHDU WKH 'LDJQRVWLF 7URXEOH


&RGHV '7&V 
 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH &RQGLWLRQV IRU
6HWWLQJ WKH '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF KDV
UDQ DQG SDVVHG"

&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW


$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ GLDJ
QRVHG"

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 3


2 %$1.  6(1625  +,*+ 92/7$*(
&LUFXLW 'HVFULSWLRQ
,Q RUGHU WR FRQWURO HPLVVLRQV D FDWDO\WLF FRQYHUWHU LV
XVHG WR FRQYHUW KDUPIXO HPLVVLRQV LQWR KDUPOHVV ZDWHU
YDSRU DQG FDUERQ GLR[LGH
7KH HQJLQH FRQWURO PRGXOH (&0 KDV WKH DELOLW\ WR
PRQLWRU WKLV SURFHVV E\ XVLQJ D +HDWHG 2[\JHQ 6HQVRU
+26   7KH +26  ORFDWHG LQ WKH H[KDXVW VWUHDP
SDVW WKH FDWDO\WLF FRQYHUWHU SURGXFHV DQ RXWSXW VLJQDO
ZKLFK LQGLFDWHV WKH VWRUDJH FDSDFLW\ RI WKH FDWDO\VW 7KLV
LQ WXUQ LQGLFDWHV WKH FDWDO\VW
V DELOLW\ WR FRQYHUW H[KDXVW
HPLVVLRQV HIIHFWLYHO\ ,I WKH FDWDO\VW LV IXQFWLRQLQJ
SURSHUO\ WKH +26  VLJQDO ZLOO EH IDU OHVV DFWLYH WKDQ
WKH VLJQDO SURGXFHG E\ WKH 2[\JHQ 6HQVRU 26  
,I WKH +26  SLJWDLO ZLULQJ FRQQHFWRU RU WHUPLQDO LV
GDPDJHG WKH HQWLUH +26  DVVHPEO\ PXVW EH
UHSODFHG 'R QRW DWWHPSW WR UHSDLU WKH ZLULQJ FRQQHFWRU
RU WHUPLQDOV ,Q RUGHU IRU WKH VHQVRU WR IXQFWLRQ SURSHUO\
LW PXVW KDYH D FOHDQ DLU UHIHUHQFH SURYLGHG WR LW 7KLV
FOHDQ DLU UHIHUHQFH LV REWDLQHG E\ ZD\ RI WKH +26 
ZLUH V  $Q\ DWWHPSW WR UHSDLU WKH ZLUHV FRQQHFWRU RU
WHUPLQDOV FRXOG UHVXOW LQ WKH REVWUXFWLRQ RI WKH DLU
UHIHUHQFH DQG GHJUDGH WKH +26  SHUIRUPDQFH
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- +26 YROWDJH LV DERYH WKDQ  YROW RU DERYH WKDQ
 YROW LQ 'HFHO )XHO &XWRII ')&2 PRGH
- &ORVHG ORRS VWRLFKLRPHWU\
- (QJLQH FRRODQW WHPSHUDWXUH &76 LV JUHDWHU WKDQ
q& q) 
- $LUIXHO UDWLR LV EHWZHHQ  DQG 
- 7KURWWOH 3RVLWLRQ 6HQVRU 736 LV EHWZHHQ  DQG
 RU LQ 'HFHO )XHO &XWRII ')&2 PRGH
-  VHFRQG GHOD\ LQ ')&2
-  VHFRQG GHOD\ DIWHU FRQGLWLRQV DUH PHW LQ FORVHG
ORRS

$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV


- 7KH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ ZLOO LOOXPLQDWH
- 7KH (&0 ZLOO UHFRUG RSHUDWLQJ FRQGLWLRQV DW WKH WLPH
WKH GLDJQRVWLF IDLOV 7KLV LQIRUPDWLRQ ZLOO EH VWRUHG LQ
WKH )UHH]H )UDPH DQG )DLOXUH 5HFRUGV EXIIHUV
- $ KLVWRU\ '7& LV VWRUHG
- 7KH FRRODQW IDQ WXUQV RQ
&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
- 7KH 0,/ ZLOO WXUQ RII DIWHU WKUHH FRQVHFXWLYH LJQLWLRQ
F\FOHV LQ ZKLFK WKH GLDJQRVWLF UXQV ZLWKRXW D IDXOW
- $ KLVWRU\ '7& ZLOO FOHDU DIWHU  FRQVHFXWLYH
ZDUPXS F\FOHV ZLWKRXW D IDXOW
- 7KH '7& V FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO
'LDJQRVWLF $LGV
- 5LFK H[KDXVW  $Q RYHUO\ ULFK H[KDXVW PD\ ORDG WKH
FDWDO\VW FDXVLQJ KLJK +26  VLJQDO YROWDJHV
- 6LOLFRQH FRQWDPLQDWLRQ  $ IDOVH ULFK FRQGLWLRQ PD\ EH
FDXVHG E\ VLOLFRQH FRQWDPLQDWLRQ RI WKH +26  7KLV
ZLOO EH LQGLFDWHG E\ D SRZGHU\ ZKLWH GHSRVLW RQ WKH
VHQVRU
- )DXOW\ +26   ,I +26  LV LQWHUQDOO\ VKRUWHG WKH
+26  YROWDJH GLVSOD\HG RQ D VFDQ WRRO ZLOO EH RYHU
 YROW 'LVFRQQHFW WKH +26  DQG MXPSHU WKH VHQVRU
ORZ FLUFXLW WR HQJLQH JURXQG LI WKH GLVSOD\HG YROWDJH
JRHV IURP RYHU  PY WR DURXQG  PY UHSODFH
WKH +26 
- ,QWHUPLWWHQW WHVW  2EVHUYH +26  RQ 7HFK  ZKLOH
PRYLQJ UHODWHG FRQQHFWRUV DQG WKH ZLULQJ KDUQHVV
ZLWK WKH NH\ LQ WKH 21 SRVLWLRQ ,I WKH IDLOXUH LV
LQGXFHG WKH +26  GLVSOD\ ZLOO FKDQJH 7KLV PD\
KHOS LVRODWH WKH ORFDWLRQ RI WKH PDOIXQFWLRQ

'$(:22 9 %/

(1*,1( &21752/6 )  


7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG WR VWRUH WKH IUHH]H IUDPH DQG IDLOXUH
UHFRUGV GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV
FUHDWHV DQ HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH
PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG
RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH

'$(:22 9 %/

 7KLV VWHS GHWHUPLQHV LI '7& 3 LV WKH UHVXOW RI D


KDUG IDLOXUH RU DQ LQWHUPLWWHQW FRQGLWLRQ
 'LVFRQQHFWLQJ WKH +26  DQG MXPSHULQJ WKH VHQVRU
VLJQDO FLUFXLW DQG WKH VHQVRU ORZ FLUFXLW WR JURXQG
VKRXOG FDXVH WKH VFDQ WRRO WR GLVSOD\ +26  YROWDJH
EHORZ  PY  Y  ,I WKH VLJQDO YROWDJH LV VWLOO KLJK
WKH (&0 LV PDOIXQFWLRQLQJ
 7KH UHSODFHPHQW (&0 PXVW EH UHSURJUDPPHG 5HIHU
WR WKH ODWHVW 7HFKOLQH SURFHGXUH IRU (&0
UHSURJUDPPLQJ

)   (1*,1( &21752/6


'7& 3 2 %DQN  6HQVRU  +LJK 9ROWDJH
6WHS


$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

 7XUQ WKH LJQLWLRQ 21 ZLWK WKH HQJLQH 2))


 ,QVWDOO D VFDQ WRRO
,V WKH KHDWHG R[\JHQ VHQVRU +26  YROWDJH
DERYH WKH VSHFLILHG YDOXH"

 P9
 9

*R WR 6WHS 

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ 21 ZLWK WKH HQJLQH 2))


 5HYLHZ WKH )UHH]H )UDPH GDWD DQG QRWH WKH
SDUDPHWHUV
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH )UHH]H )UDPH
FRQGLWLRQV DQG &RQGLWLRQV )RU 6HWWLQJ 7KH '7&
DV QRWHG
,V WKH +26  YROWDJH DERYH WKH VSHFLILHG YDOXH"

 P9
 9

*R WR 6WHS 

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ VZLWFK 2))


 'LVFRQQHFW WKH +26  HOHFWULFDO FRQQHFWRU
 'LVFRQQHFW WKH HQJLQH FRQWURO PRGXOH (&0
HOHFWULFDO FRQQHFWRU
 :LWK D GLJLWDO YROWPHWHU '90 FRQQHFWHG WR
JURXQG SUREH WKH +26  KLJK VLJQDO FLUFXLW
WHUPLQDO &
'RHV WKH '90 LQGLFDWH D YROWDJH RI WKH VSHFLILHG
YDOXH"

 9 r 9

*R WR 6WHS 

*R WR 6WHS 

 P9
 9

*R WR 6WHS 

*R WR 6WHS 

 5HFRQQHFW WKH (&0 HOHFWULFDO FRQQHFWRUV


 7XUQ WKH LJQLWLRQ VZLWFK 21 ZLWK WKH HQJLQH 2))
 -XPSHU WKH KLJK DQG ORZ FLUFXLWV DW WKH +26 
HOHFWULFDO FRQQHFWRU WHUPLQDOV $ DQG % WR JURXQG
'RHV WKH VFDQ WRRO LQGLFDWH WKH +26  YROWDJH EHORZ
WKH VSHFLILHG YDOXH"

5HSDLU WKH VKRUW WR YROWDJH LQ WKH +26  KLJK FLU


FXLW
,V WKH DFWLRQ FRPSOHWH"

5HSODFH WKH +26 


,V WKH DFWLRQ FRPSOHWH"

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.



5HSODFH WKH (&0


,V WKH DFWLRQ FRPSOHWH"
 8VLQJ WKH VFDQ WRRO FOHDU WKH 'LDJQRVWLF 7URXEOH
&RGHV '7&V 
 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH &RQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF KDV
UXQ DQG SDVVHG"
&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW
$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ GLDJ
QRVHG"

*R WR 6WHS 

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 3


2 %$1.  6(1625  12 $&7,9,7<
&LUFXLW 'HVFULSWLRQ
,Q RUGHU WR FRQWURO HPLVVLRQV D FDWDO\WLF FRQYHUWHU LV
XVHG WR FRQYHUW KDUPIXO HPLVVLRQV LQWR KDUPOHVV ZDWHU
YDSRU DQG FDUERQ GLR[LGH
7KH HQJLQH FRQWURO PRGXOH (&0 KDV WKH DELOLW\ WR
PRQLWRU WKLV SURFHVV E\ XVLQJ D +HDWHG 2[\JHQ 6HQVRU
+26   7KH +26  ORFDWHG LQ WKH H[KDXVW VWUHDP
SDVW WKH FDWDO\WLF FRQYHUWHU SURGXFHV DQ RXWSXW VLJQDO
ZKLFK LQGLFDWHV WKH VWRUDJH FDSDFLW\ RI WKH FDWDO\VW 7KLV
LQ WXUQ LQGLFDWHV WKH FDWDO\VW
V DELOLW\ WR FRQYHUW H[KDXVW
HPLVVLRQV HIIHFWLYHO\ ,I WKH FDWDO\VW LV IXQFWLRQLQJ
SURSHUO\ WKH +26  VLJQDO ZLOO EH IDU OHVV DFWLYH WKDQ
WKH VLJQDO SURGXFHG E\ WKH 2[\JHQ 6HQVRU 26  
,I WKH +26  SLJWDLO ZLULQJ FRQQHFWRU RU WHUPLQDO LV
GDPDJHG WKH HQWLUH +26  DVVHPEO\ PXVW EH
UHSODFHG 'R QRW DWWHPSW WR UHSDLU WKH ZLULQJ FRQQHFWRU
RU WHUPLQDOV ,Q RUGHU IRU WKH VHQVRU WR IXQFWLRQ SURSHUO\
LW PXVW KDYH D FOHDQ DLU UHIHUHQFH SURYLGHG WR LW 7KLV
FOHDQ DLU UHIHUHQFH LV REWDLQHG E\ ZD\ RI WKH +26 
ZLUH V  $Q\ DWWHPSW WR UHSDLU WKH ZLUHV FRQQHFWRU RU
WHUPLQDOV FRXOG UHVXOW LQ WKH REVWUXFWLRQ RI WKH DLU
UHIHUHQFH DQG GHJUDGH WKH +26  SHUIRUPDQFH
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- +26  YROWDJH LV EHWZHHQ  DQG  YROWV
- (QJLQH UXQ WLPH LV JUHDWHU WKDQ  VHFRQGV
- 2[\JHQ VHQVRU KHDWHG
- &ORVHG ORRS VWRLFKLRPHWU\
- 1R UHODWHG PDOIXQFWLRQV
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ ZLOO LOOXPLQDWH
- 7KH (&0 ZLOO UHFRUG RSHUDWLQJ FRQGLWLRQV DW WKH WLPH
WKH GLDJQRVWLF IDLOV 7KLV LQIRUPDWLRQ ZLOO EH VWRUHG LQ
WKH )UHH]H )UDPH DQG )DLOXUH 5HFRUGV EXIIHUV
- $ KLVWRU\ '7& LV VWRUHG

- 7KH FRRODQW IDQ WXUQV RQ


&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
- 7KH 0,/ ZLOO WXUQ RII DIWHU WKUHH FRQVHFXWLYH LJQLWLRQ
F\FOHV LQ ZKLFK WKH GLDJQRVWLF UXQV ZLWKRXW D IDXOW
- $ KLVWRU\ '7& ZLOO FOHDU DIWHU  FRQVHFXWLYH
ZDUPXS F\FOHV ZLWKRXW D IDXOW
- 7KH '7& V FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO
'LDJQRVWLF $LGV
$Q LQWHUPLWWHQW PD\ EH FDXVHG E\ D UXEEHGWKURXJK
ZLUH LQVXODWLRQ RU D ZLUH FRQWDFWLQJ WKH H[KDXVW
&KHFN IRU WKH IROORZLQJ FRQGLWLRQV
- $ SRRU FRQQHFWLRQ RU D GDPDJHG KDUQHVV  ,QVSHFW
WKH KDUQHVV IRU D VKRUW WR JURXQG LQ WKH VHQVRU VLJQDO
FLUFXLW (QVXUH WKDW WKH +26  SLJWDLO LV QRW
FRQWDFWLQJ WKH H[KDXVW &KHFN IRU WKH IROORZLQJ
FRQGLWLRQV
- ,PSURSHU PDWLQJ
- %URNHQ ORFNV
- ,PSURSHUO\ IRUPHG
- 'DPDJHG WHUPLQDOV
- 3RRU WHUPLQDOWRZLUH FRQQHFWLRQ
- 'DPDJHG KDUQHVV
- ,QWHUPLWWHQW WHVW  2EVHUYH +26  RQ WKH VFDQ WRRO
ZKLOH PRYLQJ WKH UHODWHG FRQQHFWLRQV DQG WKH ZLULQJ
KDUQHVV ZLWK WKH LJQLWLRQ 21 ,I WKH IDLOXUH LV LQGXFHG
WKH +26  GLVSOD\ ZLOO FKDQJH 7KLV PD\ KHOS LVRODWH
WKH ORFDWLRQ RI WKH PDOIXQFWLRQ
7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
'$(:22 9 %/

(1*,1( &21752/6 )  


FKHFNV DQG WR VWRUH WKH IUHH]H IUDPH DQG IDLOXUH
UHFRUGV GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV
FUHDWHV DQ HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH
PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG
RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH
 7KLV VWHS GHWHUPLQHV LI '7& 3 LV WKH UHVXOW RI D
KDUG IDLOXUH RU DQ LQWHUPLWWHQW FRQGLWLRQ
 'LVFRQQHFWLQJ WKH +26  DQG MXPSHULQJ WKH
VHQVRU VLJQDO FLUFXLW DQG WKH VHQVRU ORZ FLUFXLW WR

JURXQG ZLOO GHWHUPLQH LI WKH (&0 RU ZLULQJ RU +26


 LV PDOIXQFWLRQLQJ
 'HWHUPLQHV ZKLFK FLUFXLW WKH PDOIXQFWLRQ LV LQ ,I WKH
VHQVRU VLJQDO FLUFXLW DQG WKH VHQVRU ORZ FLUFXLW DUH
2. WKHQ WKH (&0 FRQQHFWLRQ RU (&0 LV
PDOIXQFWLRQLQJ
 7KH UHSODFHPHQW (&0 PXVW EH UHSURJUDPPHG
5HIHU WR WKH ODWHVW 7HFKOLQH SURFHGXUH IRU (&0
UHSURJUDPPLQJ

'7& 3 2 %DQN  6HQVRU  1R $FWLYLW\


6WHS


'$(:22 9 %/

$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"
 ,QVWDOO D VFDQ WRRO ZLWK WKH HQJLQH DERYH QRUPDO
VSHFLILHG RSHUDWLQJ WHPSHUDWXUH
 5XQ WKH HQJLQH DERYH WKH VSHFLILHG USP IRU WZR
PLQXWHV
'RHV WKH VFDQ WRRO GLVSOD\ D KHDWHG R[\JHQ VHQVRU
+26  YROWDJH EHWZHHQ WKH VSHFLILHG YDOXH"
 7XUQ WKH LJQLWLRQ 21 ZLWK WKH HQJLQH 2))
 5HYLHZ WKH )UHH]H )UDPH GDWD DQG QRWH WKH
SDUDPHWHUV
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH )UHH]H )UDPH
FRQGLWLRQV DQG &RQGLWLRQV )RU 6HWWLQJ 7KH '7&
DV QRWHG"
'RHV WKH VFDQ WRRO GLVSOD\ WKH +26  YROWDJH
VWHDG\ DURXQG WKH VSHFLILHG YDOXH"
 7XUQ WKH LJQLWLRQ RQ ZLWK WKH HQJLQH 2))
 'LVFRQQHFW WKH +26  HOHFWULFDO FRQQHFWRU
 -XPSHU WKH +26  KLJK DQG ORZ FLUFXLWV
WHUPLQDOV $ DQG % WR JURXQG
'RHV WKH VFDQ WRRO LQGLFDWH WKH +26  YROWDJH EHORZ
WKH VSHFLILHG YDOXH"

9DOXH V


<HV

*R WR 6WHS 

1R
*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

q& q)
 USP
 P9
 P9
 9
 9

*R WR 6WHS 

*R WR 6WHS 

 P9
 P9
 9
 9

*R WR 6WHS 

*R WR 6WHS 

 P9
 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ 2))


 &KHFN IRU D PDOIXQFWLRQLQJ FRQQHFWLRQ DW WKH
+26  HQJLQH FRQWURO PRGXOH >(&0@ VLGH DQG
UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"

 7XUQ WKH LJQLWLRQ VZLWFK 2))


 5HPRYH WKH MXPSHUV DQG UHFRQQHFW WKH +26 
HOHFWULFDO FRQQHFWRU
 'LVFRQQHFW WKH (&0 FRQQHFWRU
 3UREH WKH +26  ORZ FLUFXLW WHUPLQDO ' ZLWK D
WHVW OLJKW WR %
'RHV WKH WHVW OLJKW LOOXPLQDWH"

5HSODFH WKH +26  6HQVRU


,V WKH DFWLRQ FRPSOHWH"

)   (1*,1( &21752/6


'7& 3 2 %DQN  6HQVRU  1R $FWLYLW\ &RQW
G
6WHS








$FWLRQ
&KHFN IRU DQ RSHQ LQ WKH +26  KLJK FLUFXLW RU
SRRU FRQQHFWLRQ DQG UHSDLU DV QHFHVVDU\
LV D UHSDLU QHFHVVDU\"
5HSDLU WKH RSHQ LQ WKH +26  ORZ FLUFXLW
,V WKH DFWLRQ FRPSOHWH"
5HSODFH WKH (&0
,V WKH DFWLRQ FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

 8VLQJ WKH VFDQ WRRO FOHDU WKH 'LDJQRVWLF 7URXEOH


&RGHV '7&V 
 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH &RQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF KDV
UXQ DQG SDVVHG"

&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW


$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ GLDJ
QRVHG"

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 3


2 %$1.  6(1625  +($7(5
&LUFXLW 'HVFULSWLRQ
,Q RUGHU WR FRQWURO HPLVVLRQV D FDWDO\WLF FRQYHUWHU LV
XVHG WR FRQYHUW KDUPIXO HPLVVLRQV LQWR KDUPOHVV ZDWHU
YDSRU DQG FDUERQ GLR[LGH
7KH HQJLQH FRQWURO PRGXOH (&0 KDV WKH DELOLW\ WR
PRQLWRU WKLV SURFHVV E\ XVLQJ D +HDWHG 2[\JHQ 6HQVRU
+26   7KH +26  ORFDWHG LQ WKH H[KDXVW VWUHDP
SDVW WKH FDWDO\WLF FRQYHUWHU SURGXFHV DQ RXWSXW VLJQDO
ZKLFK LQGLFDWHV WKH VWRUDJH FDSDFLW\ RI WKH FDWDO\VW WKLV
LQ WXUQ LQGLFDWHV WKH FDWDO\VW
V DELOLW\ WR FRQYHUW H[KDXVW
HPLVVLRQV HIIHFWLYHO\ ,I WKH FDWDO\VW LV IXQFWLRQLQJ
SURSHUO\ WKH +26  VLJQDO ZLOO EH IDU OHVV DFWLYH WKDQ
WKH VLJQDO SURGXFHG E\ WKH 2[\JHQ 6HQVRU 26  
,I WKH +26  SLJWDLO ZLULQJ FRQQHFWRU RU WHUPLQDO LV
GDPDJHG WKH HQWLUH +26  DVVHPEO\ PXVW EH
UHSODFHG 'R QRW DWWHPSW WR UHSDLU WKH ZLULQJ FRQQHFWRU
RU WHUPLQDOV ,Q RUGHU IRU WKH VHQVRU WR IXQFWLRQ SURSHUO\
LW PXVW KDYH D FOHDQ DLU UHIHUHQFH SURYLGHG WR LW 7KLV
FOHDQ DLU UHIHUHQFH LV REWDLQHG E\ ZD\ RI WKH +26 
ZLUH V  $Q\ DWWHPSW WR UHSDLU WKH ZLUHV FRQQHFWRU RU
WHUPLQDOV FRXOG UHVXOW LQ WKH REVWUXFWLRQ RI WKH DLU
UHIHUHQFH DQG GHJUDGH WKH +26  SHUIRUPDQFH
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- (QJLQH FRRODQW WHPSHUDWXUH &76 LV OHVV WKDQ
q& q) 
- ,QWDNH $LU 7HPSHUDWXUH 0$7 OHVV WKDQ q&
q) 
- ,JQLWLRQ YROWDJH LV EHWZHHQ  DQG  YROWV
- $YHUDJH DLUIORZ LV OHVV WKDQ  JVHF
- 7HVW EHWZHHQ  PY DQG  PY
- 7KURWWOH 3RVLWLRQ 6HQVRU 736 LV JUHDWHU WKDQ 
ZLWK D  VHFRQG GHOD\
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ ZLOO LOOXPLQDWH

- 7KH (&0 ZLOO UHFRUG RSHUDWLQJ FRQGLWLRQV DW WKH WLPH


WKH GLDJQRVWLF IDLOV 7KLV LQIRUPDWLRQ ZLOO EH VWRUHG LQ
WKH )UHH]H )UDPH DQG )DLOXUH 5HFRUGV EXIIHUV
- $ KLVWRU\ '7& LV VWRUHG
- 7KH FRRODQW IDQ WXUQV RQ
&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
- 7KH 0,/ ZLOO WXUQ RII DIWHU WKUHH FRQVHFXWLYH LJQLWLRQ
F\FOHV LQ ZKLFK WKH GLDJQRVWLF UXQV ZLWKRXW D IDXOW
- $ KLVWRU\ '7& ZLOO FOHDU DIWHU  FRQVHFXWLYH
ZDUPXS F\FOHV ZLWKRXW D IDXOW
- 7KH '7& V FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO
'LDJQRVWLF $LGV
$Q LQWHUPLWWHQW PD\ EH FDXVHG E\ D UXEEHGWKURXJK
ZLUH LQVXODWLRQ RU D ZLUH FRQWDFWLQJ WKH H[KDXVW
&KHFN IRU D SRRU FRQQHFWLRQ RU D GDPDJHG KDUQHVV 
LQVSHFW WKH KDUQHVV FRQQHFWRUV IRU WKH IROORZLQJ
FRQGLWLRQV
- ,PSURSHU PDWLQJ
- %URNHQ ORFNV
- ,PSURSHUO\ IRUPHG
- 'DPDJHG WHUPLQDOV
- 3RRU WHUPLQDOWRZLUH FRQQHFWLRQ
- 'DPDJHG KDUQHVV
7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG WR VWRUH WKH IUHH]H IUDPH DQG IDLOXUH
UHFRUGV GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV
FUHDWHV DQ HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH

'$(:22 9 %/

(1*,1( &21752/6 )  


PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG
RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH
 7KLV VWHS GHWHUPLQHV LI '7& 3 LV WKH UHVXOW RI D
KDUG IDLOXUH RU DQ LQWHUPLWWHQW FRQGLWLRQ :LWK WKH
LJQLWLRQ 21 HQJLQH 2)) WKH +26  YROWDJH
GLVSOD\HG RQ WKH VFDQ WRRO VKRXOG FKDQJH ZLWKLQ
VHYHUDO PLQXWHV WRZDUGV  RU  YROW LQGLFDWLQJ WKDW WKH
KHDWHU LV ZRUNLQJ SURSHUO\
 3URELQJ WHUPLQDO ' RI WKH +26  FRQQHFWRU YHULILHV LI
YROWDJH LV DYDLODEOH WR WKH +26  KHDWHU

 ,I YROWDJH LV DYDLODEOH DW WKH FRQQHFWRU LW EHFRPHV D


JRRG YROWDJH VRXUFH WR FKHFN IRU D JURXQG DW WHUPLQDO
&
 'HWHUPLQHV LI YROWDJH LV QRW DYDLODEOH DW WKH +26 
GXH WR DQ RSHQ 2 IXVH RU RSHQ LJQLWLRQ IHHG FLUFXLW ,I
WKH IXVH LV RSHQ GHWHUPLQH LI LW ZDV GXH WR D VKRUW LQ
WKH LJQLWLRQ IHHG FLUFXLW EHIRUH UHSODFLQJ WKH IXVH

'7& 3 2 %DQN  6HQVRU  +HDWHU


6WHS


$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"
1RWLFH ,I WKH HQJLQH KDV MXVW EHHQ RSHUDWLQJ DOORZ
WKH HQJLQH WR FRRO IRU DERXW RQHKDOI KRXU EHIRUH
SURFHHGLQJ
 7XUQ WKH LJQLWLRQ VZLWFK 21 ZLWK WKH HQJLQH 2))
 ,QVWDOO D VFDQ WRRO
'RHV WKH +HDWHG 2[\JHQ 6HQVRU +26  YROWDJH
JUDGXDOO\ FKDQJH WRZDUGV WKH VSHFLILHG YROWDJH"

9DOXH V


 9 RU  9

 'LVFRQQHFW WKH +26  HOHFWULFDO FRQQHFWRU


 :LWK D WHVW OLJKW FRQQHFWHG WR JURXQG SUREH WKH
LJQLWLRQ IHHG FLUFXLW WHUPLQDO ' RI WKH FRQQHFWRU
'RHV WKH WHVW OLJKW LOOXPLQDWH"

&RQQHFW D WHVW OLJKW EHWZHHQ WKH LJQLWLRQ IHHG DQG


JURXQG FLUFXLWV WHUPLQDOV ' DQG & RI WKH FRQQHFWRU
'RHV WKH WHVW OLJKW LOOXPLQDWH"

,QVSHFW WKH IXVH LQ WKH ,QVWUXPHQW 3DQHO ,3 IXVH


EORFN
,V WKH IXVH RSHQ"

&KHFN WKH FRQQHFWLRQV DW WKH +26  FRQQHFWRU


DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"

&KHFN WKH FRQQHFWLRQV DW WKH +26  FRQQHFWRU


DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"

 &KHFN IRU D VKRUW WR JURXQG LQ WKH +26  LJQLWLRQ


IHHG FLUFXLW DQG UHSDLU DV QHFHVVDU\"
 5HSODFH RSHQ IXVH
,V WKH DFWLRQ FRPSOHWH"

&KHFN WKH FRQQHFWLRQV DW WKH +26  FRQQHFWRU


DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"





'$(:22 9 %/

5HSODFH WKH +26  VHQVRU


,V WKH DFWLRQ FRPSOHWH"
5HSDLU WKH RSHQ LQ WKH JURXQG FLUFXLW
,V WKH DFWLRQ FRPSOHWH"

<HV

*R WR 6WHS 

1R
*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 


*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

)   (1*,1( &21752/6


'7& 3 2 %DQN  6HQVRU  +HDWHU &RQW
G
6WHS






$FWLRQ
5HSDLU WKH RSHQ LQ WKH LJQLWLRQ IHHG FLUFXLW
,V WKH DFWLRQ FRPSOHWH"
 8VLQJ WKH VFDQ WRRO FOHDU WKH 'LDJQRVWLF 7URXEOH
&RGHV '7&V 
 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF KDV
UXQ DQG SDVVHG"
&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW
$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ GLDJ
QRVHG"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 3


,1-(&725  &,5&8,7 )$8/7
&LUFXLW 'HVFULSWLRQ
7KH HQJLQH FRQWURO PRGXOH (&0 KDV IRXU LQGLYLGXDO
LQMHFWRU GULYHU FLUFXLWV HDFK RI ZKLFK FRQWUROV DQ LQMHFWRU
:KHQ D GULYHU FLUFXLW LV JURXQGHG E\ WKH (&0 WKH
LQMHFWRU LV DFWLYDWHG 7KH (&0 PRQLWRUV WKH FXUUHQW LQ
HDFK GULYHU FLUFXLW 7KH (&0 PHDVXUHV D YROWDJH GURS
WKURXJK D IL[HG UHVLVWRU DQG FRQWUROV LW 7KH YROWDJH RQ
HDFK GULYHU LV PRQLWRUHG WR GHWHFW D IDXOW ,I WKH YROWDJH LV
QRW ZKDW WKH (&0 H[SHFWV WR PRQLWRU RQ WKH FLUFXLW D
'LDJQRVWLF 7URXEOH &RGH '7& LV VHW 7KLV '7& GHWHFWV
D VKRUW WR JURXQG DQGRU DQ RSHQ FLUFXLW DQG VKRUW WR
EDWWHU\ FRQGLWLRQV IRU ORZVLGH GULYH LQMHFWRU RXWSXWV
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- (QJLQH LV LQ UXQ PRGH
- %DWWHU\ YROWDJH LV PRUH WKDQ  YROWV
- $ERYH FRQGLWLRQV DUH PHW IRU  VHFRQGV
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH (&0 ZLOO LOOXPLQDWH WKH 0DOIXQFWLRQ ,QGLFDWRU
/DPS 0,/ WKH ILUVW WLPH WKH IDXOW LV 'HWHFWHG
- 7KH (&0 ZLOO VWRUH FRQGLWLRQV ZKLFK ZHUH SUHVHQW
ZKHQ WKH '7& ZDV VHW DV )UHH]H )UDPH DQG LQ WKH
)DLOXUH 5HFRUGV GDWD

&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&


- 7KH (&0 ZLOO WXUQ RII WKH 0,/ RQ WKH WKLUG FRQVHFXWLYH
WULS F\FOH LQ ZKLFK WKH GLDJQRVWLF KDV EHHQ UXQ DQG WKH
IDXOW LV QR ORQJHU SUHVHQW
- $ KLVWRU\ '7& 3 ZLOO FOHDU DIWHU  FRQVHFXWLYH
ZDUPXS F\FOHV ZLWKRXW D IDXOW
- '7& 3 FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO
&OHDU ,QIR IXQFWLRQ RU E\ GLVFRQQHFWLQJ WKH (&0
EDWWHU\ IHHG
'LDJQRVWLF $LGV
$Q LQMHFWRU GULYHU FLUFXLW WKDW LV RSHQ RU VKRUWHG WR
YROWDJH ZLOO FDXVH D '7& 3 WR VHW ,W ZLOO DOVR FDXVH
D PLVILUH GXH WR DQ LQRSHUDWLYH LQMHFWRU $ PLVILUH '7&
VKRXOG DOVR EH VHW LQGLFDWLQJ ZKLFK LQMHFWRU LV
LQRSHUDWLYH
/RQJWHUP DQG VKRUWWHUP IXHO WULPV WKDW DUH
H[FHVVLYHO\ KLJK RU ORZ DUH D JRRG LQGLFDWLRQ WKDW DQ
LQMHFWRU LV PDOIXQFWLRQLQJ 5HIHU WR )XHO ,QMHFWRU
%DODQFH 7HVW LQ WKLV VHFWLRQ WR FKHFN IRU PDOIXQFWLRQLQJ
LQMHFWRUV
7KH LQMHFWRU UHVLVWDQFH WHVWHG DW WKH (&0 FRQQHFWLRQ LV
VOLJKWO\ PRUH WKDQ LI WHVWHG GLUHFWO\ DW WKH LQMHFWRU

'$(:22 9 %/

(1*,1( &21752/6 )  


EHFDXVH LW LQFOXGHV UHVLVWDQFH RI WKH KDUQHVV ZLUHV 7KH
QRUPDO YDOXH LV DERXW  :
7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH UHFRUGV
GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV FUHDWHV DQ
HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH

'$(:22 9 %/






PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG


RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH
7KLV VWHS GHWHUPLQHV LI '7& 3 LV WKH UHVXOW RI D
KDUG IDLOXUH RU DQ LQWHUPLWWHQW FRQGLWLRQ
7KLV VWHS WHVWV WKH ZLULQJ KDUQHVV DQG WKH (&0
FRQWURO RI WKH LQMHFWRUV XVLQJ D WHVW OLJKW
7KLV VWHS GHWHUPLQHV LI WKH FLUFXLWU\ LV VKRUWHG WR
YROWDJH RU LI WKH (&0 LV IDXOW\
7KH UHSODFHPHQW (&0 PXVW EH UHSURJUDPPHG 5HIHU
WR WKH ODWHVW 7HFKOLQH SURFHGXUH IRU (&0
UHSURJUDPPLQJ

)   (1*,1( &21752/6


'7& 3 ,QMHFWRU  &LUFXLW )DXOW
6WHS


$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"
:LOO WKH HQJLQH VWDUW"

9DOXH V


 ,QVWDOO D VFDQ WRRO DQG FOHDU WKH 'LDJQRVWLF


7URXEOH &RGHV '7&V 
 ,GOH WKH HQJLQH IRU RQH PLQXWH
'RHV '7& 3 UHVHW"

 5HYLHZ WKH )UHH]H )UDPH GDWD ZLWK WKH LJQLWLRQ


21 DQG WKH HQJLQH 2)) DQG QRWH WKH
SDUDPHWHUV
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH )UHH]H )UDPH
FRQGLWLRQV DV QRWHG
'RHV '7& 3 UHVHW"

 'LVFRQQHFW WKH HQJLQH FRQWURO PRGXOH (&0


FRQQHFWRU IRU LQMHFWRU 
 :LWK D WHVW OLJKW FRQQHFWHG WR JURXQG SUREH WKH
GULYHU FLUFXLW WHUPLQDO '
'RHV WKH WHVW OLJKW LOOXPLQDWH"

5HSDLU WKH VKRUW WR JURXQG RU RSHQ LQ WKH LQMHFWRU


GULYHU FLUFXLW
,V WKH DFWLRQ FRPSOHWH"

 'LVFRQQHFW WKH LQMHFWRU  ZLULQJ FRQQHFWLRQ


 :LWK D WHVW OLJKW FRQQHFWHG WR JURXQG SUREH WKH
GULYHU FLUFXLW WHUPLQDO 
'RHV WKH WHVW OLJKW LOOXPLQDWH"

5HSDLU WKH VKRUW WR YROWDJH LQ WKH LQMHFWRU GULYHU


FLUFXLW
,V WKH UHSDLU FRPSOHWH"

5HSODFH WKH (&0


,V WKH DFWLRQ FRPSOHWH"



 8VLQJ WKH VFDQ WRRO FOHDU WKH '7&V


 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF UDQ
DQG SDVVHG"

&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW


$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ GLDJ
QRVHG"



<HV

*R WR 6WHS 

1R
*R WR 2Q
%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR (QJLQH
&UDQNV %XW
:LOO 1RW 5XQ

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 


*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 3


,1-(&725  &,5&8,7 )$8/7
&LUFXLW 'HVFULSWLRQ
7KH HQJLQH FRQWURO PRGXOH (&0 KDV IRXU LQGLYLGXDO
LQMHFWRU GULYHU FLUFXLWV HDFK RI ZKLFK FRQWUROV DQ LQMHFWRU
:KHQ D GULYHU FLUFXLW LV JURXQGHG E\ WKH (&0 WKH
LQMHFWRU LV DFWLYDWHG 7KH (&0 PRQLWRUV WKH FXUUHQW LQ
HDFK GULYHU FLUFXLW 7KH (&0 PHDVXUHV D YROWDJH GURS
WKURXJK D IL[HG UHVLVWRU DQG FRQWUROV LW 7KH YROWDJH RQ
HDFK GULYHU LV PRQLWRUHG WR GHWHFW D IDXOW ,I WKH YROWDJH LV
QRW ZKDW WKH (&0 H[SHFWV WR PRQLWRU RQ WKH FLUFXLW D
'LDJQRVWLF 7URXEOH &RGH '7& LV VHW 7KLV '7& GHWHFWV
D VKRUW WR JURXQG DQGRU DQ RSHQ FLUFXLW DQG D VKRUW WR
EDWWHU\ FRQGLWLRQV IRU ORZVLGH GULYH LQMHFWRU RXWSXWV
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- (QJLQH LV LQ UXQ PRGH
- %DWWHU\ YROWDJH LV PRUH WKDQ  YROWV
- $ERYH FRQGLWLRQV DUH PHW IRU  VHFRQGV
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH (&0 ZLOO LOOXPLQDWH WKH 0DOIXQFWLRQ ,QGLFDWRU
/DPS 0,/ WKH ILUVW WLPH WKH IDXOW LV GHWHFWHG
- 7KH (&0 ZLOO VWRUH FRQGLWLRQV ZKLFK ZHUH SUHVHQW
ZKHQ WKH '7& ZDV VHW DV )UHH]H )UDPH DQG LQ WKH
)DLOXUH 5HFRUGV GDWD

&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&


- 7KH (&0 ZLOO WXUQ RII WKH 0,/ RQ WKH WKLUG FRQVHFXWLYH
WULS F\FOH LQ ZKLFK WKH GLDJQRVWLF KDV EHHQ UXQ DQG WKH
IDXOW LV QR ORQJHU SUHVHQW
- $ KLVWRU\ '7& 3 ZLOO FOHDU DIWHU  FRQVHFXWLYH
ZDUPXS F\FOHV ZLWKRXW D IDXOW
- '7& 3 FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO
&OHDU ,QIR IXQFWLRQ RU E\ GLVFRQQHFWLQJ WKH (&0
EDWWHU\ IHHG
'LDJQRVWLF $LGV
$Q LQMHFWRU GULYHU FLUFXLW WKDW LV RSHQ RU VKRUWHG WR
YROWDJH ZLOO FDXVH D '7& 3 WR VHW ,W ZLOO DOVR FDXVH
D PLVILUH GXH WR DQ LQRSHUDWLYH LQMHFWRU $ PLVILUH '7&
VKRXOG DOVR EH VHW LQGLFDWLQJ ZKLFK LQMHFWRU LV
LQRSHUDWLYH
/RQJWHUP DQG VKRUWWHUP IXHO WULPV WKDW DUH H[FHVVLYHO\
KLJK RU ORZ DUH D JRRG LQGLFDWLRQ WKDW DQ LQMHFWRU LV
PDOIXQFWLRQLQJ 8VH )XHO ,QMHFWRU %DODQFH 7HVW WR FKHFN
IRU PDOIXQFWLRQLQJ LQMHFWRUV
,QMHFWRU UHVLVWDQFH WHVWHG DW WKH (&0 FRQQHFWLRQ LV
VOLJKWO\ PRUH WKDQ LI WHVWHG GLUHFWO\ DW WKH LQMHFWRU

'$(:22 9 %/

(1*,1( &21752/6 )  


EHFDXVH LW LQFOXGHV UHVLVWDQFH RI WKH KDUQHVV ZLUHV 7KH
QRUPDO YDOXH LV DERXW  :
7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH UHFRUGV
GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV FUHDWHV DQ
HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH

'$(:22 9 %/






PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG


RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH
7KLV VWHS GHWHUPLQHV LI '7& 3 LV WKH UHVXOW RI D
KDUG IDLOXUH RU DQ LQWHUPLWWHQW FRQGLWLRQ
7KLV VWHS WHVWV WKH ZLULQJ KDUQHVV DQG WKH (&0
FRQWURO RI WKH LQMHFWRUV XVLQJ D WHVW OLJKW
7KLV VWHS GHWHUPLQHV LI WKH FLUFXLWU\ LV VKRUWHG WR
YROWDJH RU LI WKH (&0 LV IDXOW\
7KH UHSODFHPHQW (&0 PXVW EH UHSURJUDPPHG 5HIHU
WR WKH ODWHVW 7HFKOLQH SURFHGXUH IRU (&0
UHSURJUDPPLQJ

)   (1*,1( &21752/6


'7& 3 ,QMHFWRU  &LUFXLW )DXOW
6WHS


$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"
:LOO HQJLQH VWDUW"

9DOXH V

 5HYLHZ WKH )UHH]H )UDPH GDWD ZLWK WKH LJQLWLRQ


21 DQG WKH HQJLQH 2)) DQG QRWH WKH
SDUDPHWHUV
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH )UHH]H )UDPH
FRQGLWLRQV DV QRWHG
'RHV '7& 3 UHVHW"

 'LVFRQQHFW WKH HQJLQH FRQWURO PRGXOH (&0


FRQQHFWRU IRU LQMHFWRU 
 :LWK D WHVW OLJKW FRQQHFWHG WR JURXQG SUREH WKH
GULYHU FLUFXLW WHUPLQDO &
'RHV WKH WHVW OLJKW LOOXPLQDWH"

5HSDLU WKH VKRUW WR JURXQG RU RSHQ LQ WKH LQMHFWRU


GULYHU FLUFXLW
,V WKH DFWLRQ FRPSOHWH"

 'LVFRQQHFW WKH LQMHFWRU  ZLULQJ FRQQHFWLRQ


 :LWK D WHVW OLJKW FRQQHFWHG WR JURXQG SUREH WKH
GULYHU FLUFXLW WHUPLQDO 
'RHV WKH WHVW OLJKW LOOXPLQDWH"

5HSDLU WKH VKRUW WR YROWDJH LQ WKH LQMHFWRU GULYHU


FLUFXLW
,V WKH UHSDLU FRPSOHWH"

5HSODFH WKH (&0


,V WKH DFWLRQ FRPSOHWH"



 8VLQJ WKH VFDQ WRRO FOHDU WKH '7&V


 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF UDQ
DQG SDVVHG"

&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW


$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ
GLDJQRVHG"



1R

*R WR 6WHS 

*R WR 2Q
%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR (QJLQH
&UDQNV %XW
:LOO 1RW 5XQ

*R WR 6WHS 

*R WR 6WHS 

 ,QVWDOO D VFDQ WRRO DQG FOHDU WKH 'LDJQRVWLF


7URXEOH &RGHV '7& 
 ,GOH WKH HQJLQH IRU RQH PLQXWH
'RHV '7& 3 UHVHW"

<HV

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 'LDJ
QRVWLF $LGV

*R WR 6WHS 


*R WR 6WHS 


*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 3


,1-(&725  &,5&8,7 )$8/7
&LUFXLW 'HVFULSWLRQ
7KH HQJLQH FRQWURO PRGXOH (&0 KDV IRXU LQGLYLGXDO
LQMHFWRU GULYHU FLUFXLWV HDFK RI ZKLFK FRQWUROV DQ LQMHFWRU
:KHQ D GULYHU FLUFXLW LV JURXQGHG E\ WKH (&0 WKH
LQMHFWRU LV DFWLYDWHG 7KH (&0 PRQLWRUV WKH FXUUHQW LQ
HDFK GULYHU FLUFXLW 7KH (&0 PHDVXUHV D YROWDJH GURS
WKURXJK D IL[HG UHVLVWRU DQG FRQWUROV LW 7KH YROWDJH RQ
HDFK GULYHU LV PRQLWRUHG WR GHWHFW D IDXOW ,I WKH YROWDJH LV
QRW ZKDW WKH (&0 H[SHFWV WR PRQLWRU RQ WKH FLUFXLW D
'LDJQRVWLF 7URXEOH &RGH '7& LV VHW 7KLV '7& GHWHFWV
D VKRUW WR JURXQG DQGRU DQ RSHQ FLUFXLW DQG D VKRUW WR
EDWWHU\ FRQGLWLRQV IRU ORZVLGH GULYH LQMHFWRU RXWSXWV
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- (QJLQH LV LQ UXQ PRGH
- %DWWHU\ YROWDJH LV PRUH WKDQ  YROWV
- $ERYH FRQGLWLRQV DUH PHW IRU  VHFRQGV
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH (&0 ZLOO LOOXPLQDWH WKH 0DOIXQFWLRQ ,QGLFDWRU
/DPS 0,/ WKH ILUVW WLPH WKH IDXOW LV 'HWHFWHG
- 7KH (&0 ZLOO VWRUH FRQGLWLRQV ZKLFK ZHUH SUHVHQW
ZKHQ WKH '7& ZDV VHW DV )UHH]H )UDPH DQG LQ WKH
)DLOXUH 5HFRUGV GDWD

&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&


- 7KH (&0 ZLOO WXUQ 2)) WKH 0,/ RQ WKH WKLUG
FRQVHFXWLYH WULS F\FOH LQ ZKLFK WKH GLDJQRVWLF KDV
EHHQ UXQ DQG WKH IDXOW LV QR ORQJHU SUHVHQW
- $ KLVWRU\ '7& 3 ZLOO FOHDU DIWHU  FRQVHFXWLYH
ZDUPXS F\FOHV ZLWKRXW D IDXOW
- '7& 3 FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO
&OHDU ,QIR IXQFWLRQ RU E\ GLVFRQQHFWLQJ WKH (&0
EDWWHU\ IHHG
'LDJQRVWLF $LGV
$Q LQMHFWRU GULYHU FLUFXLW WKDW LV RSHQ RU VKRUWHG WR
YROWDJH ZLOO FDXVH D '7& 3 WR VHW ,W ZLOO DOVR FDXVH
D PLVILUH GXH WR DQ LQRSHUDWLYH LQMHFWRU $ PLVILUH '7&
VKRXOG DOVR EH VHW LQGLFDWLQJ ZKLFK LQMHFWRU LV
LQRSHUDWLYH
/RQJWHUP DQG VKRUWWHUP IXHO WULPV WKDW DUH
H[FHVVLYHO\ KLJK RU ORZ DUH D JRRG LQGLFDWLRQ WKDW DQ
LQMHFWRU LV PDOIXQFWLRQLQJ 5HIHU WR )XHO ,QMHFWRU
%DODQFH 7HVW LQ WKLV VHFWLRQ WR FKHFN IRU PDOIXQFWLRQLQJ
LQMHFWRUV
,QMHFWRU UHVLVWDQFH WHVWHG DW WKH (&0 FRQQHFWLRQ LV
VOLJKWO\ PRUH WKDQ LI WHVWHG GLUHFWO\ DW WKH LQMHFWRU

'$(:22 9 %/

(1*,1( &21752/6 )  


EHFDXVH LW LQFOXGHV UHVLVWDQFH RI WKH KDUQHVV ZLUHV 7KH
QRUPDO YDOXH LV DERXW  :
7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG WR VWRUH WKH IUHH]H IUDPH DQG IDLOXUH
UHFRUGV GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV
FUHDWHV DQ HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH

'$(:22 9 %/






PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG


RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH
7KLV VWHS GHWHUPLQHV LI '7& 3 LV WKH UHVXOW RI D
KDUG IDLOXUH RU DQ LQWHUPLWWHQW FRQGLWLRQ
7KLV VWHS WHVWV WKH ZLULQJ KDUQHVV DQG WKH (&0
FRQWURO RI WKH LQMHFWRUV XVLQJ D WHVW OLJKW
7KLV VWHS GHWHUPLQHV LI WKH FLUFXLWU\ LV VKRUWHG WR
YROWDJH RU LI WKH (&0 LV IDXOW\
7KH UHSODFHPHQW (&0 PXVW EH UHSURJUDPPHG 5HIHU
WR WKH ODWHVW 7HFKOLQH SURFHGXUH IRU (&0
UHSURJUDPPLQJ

)   (1*,1( &21752/6


'7& 3 ,QMHFWRU  &LUFXLW )DXOW
6WHS


$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"
:LOO HQJLQH VWDUW"

9DOXH V

 5HYLHZ WKH )UHH]H )UDPH GDWD ZLWK WKH LJQLWLRQ


21 DQG WKH HQJLQH 2)) DQG QRWH WKH
SDUDPHWHUV
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH )UHH]H )UDPH
FRQGLWLRQV DV QRWHG
'RHV '7& 3 UHVHW"

 'LVFRQQHFW WKH HQJLQH FRQWURO PRGXOH (&0


FRQQHFWRU IRU LQMHFWRU 
 :LWK D WHVW OLJKW FRQQHFWHG WR JURXQG SUREH WKH
GULYHU FLUFXLW WHUPLQDO '
'RHV WKH WHVW OLJKW LOOXPLQDWH"

5HSDLU WKH VKRUW WR JURXQG RU RSHQ LQ WKH LQMHFWRU


GULYHU FLUFXLW
,V WKH DFWLRQ FRPSOHWH"

 'LVFRQQHFW WKH LQMHFWRU  ZLULQJ FRQQHFWLRQ


 :LWK D WHVW OLJKW FRQQHFWHG WR JURXQG SUREH WKH
GULYHU FLUFXLW WHUPLQDO 
'RHV WKH WHVW OLJKW LOOXPLQDWH"

5HSDLU WKH VKRUW WR YROWDJH LQ WKH LQMHFWRU GULYHU


FLUFXLW
,V WKH UHSDLU FRPSOHWH"

5HSODFH WKH (&0


,V WKH DFWLRQ FRPSOHWH"



 8VLQJ WKH VFDQ WRRO FOHDU WKH '7&V


 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF UDQ
DQG SDVVHG"

&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW


$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ GLDJ
QRVHG"



1R

*R WR 6WHS 

*R WR 2Q
%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR (QJLQH
&UDQNV %XW
:LOO 1RW 5XQ

*R WR 6WHS 

*R WR 6WHS 

 ,QVWDOO D VFDQ WRRO DQG FOHDU WKH 'LDJQRVWLF


7URXEOH &RGHV '7&V 
 ,GOH WKH HQJLQH IRU RQH PLQXWH
'RHV '7& 3 UHVHW"

<HV

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 'LDJ
QRVWLF $LGV

*R WR 6WHS 


*R WR 6WHS 


*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 3


,1-(&725  &,5&8,7 )$8/7
&LUFXLW 'HVFULSWLRQ
7KH HQJLQH FRQWURO PRGXOH (&0 KDV IRXU LQGLYLGXDO
LQMHFWRU GULYHU FLUFXLWV HDFK RI ZKLFK FRQWUROV DQ LQMHFWRU
:KHQ D GULYHU FLUFXLW LV JURXQGHG E\ WKH (&0 WKH
LQMHFWRU LV DFWLYDWHG 7KH (&0 PRQLWRUV WKH FXUUHQW LQ
HDFK GULYHU FLUFXLW 7KH (&0 PHDVXUHV D YROWDJH GURS
WKURXJK D IL[HG UHVLVWRU DQG FRQWUROV LW 7KH YROWDJH RQ
HDFK GULYHU LV PRQLWRUHG WR GHWHFW D IDXOW ,I WKH YROWDJH LV
QRW ZKDW WKH (&0 H[SHFWV WR PRQLWRU RQ WKH FLUFXLW D
'LDJQRVWLF 7URXEOH &RGH '7& LV VHW 7KLV '7& GHWHFWV
D VKRUW WR JURXQG DQGRU DQ RSHQ FLUFXLW DQG D VKRUW WR
EDWWHU\ FRQGLWLRQV IRU ORZVLGH GULYH LQMHFWRU RXWSXWV
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- (QJLQH LV LQ UXQ PRGH
- %DWWHU\ YROWDJH LV PRUH WKDQ  YROWV
- $ERYH FRQGLWLRQV DUH PHW IRU  VHFRQGV
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH (&0 ZLOO LOOXPLQDWH WKH 0DOIXQFWLRQ ,QGLFDWRU
/DPS 0,/ WKH ILUVW WLPH WKH IDXOW LV 'HWHFWHG
- 7KH (&0 ZLOO VWRUH FRQGLWLRQV ZKLFK ZHUH SUHVHQW
ZKHQ WKH '7& ZDV VHW DV )UHH]H )UDPH DQG LQ WKH
)DLOXUH 5HFRUGV GDWD

&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&


- 7KH (&0 ZLOO WXUQ 2)) WKH 0,/ RQ WKH WKLUG
FRQVHFXWLYH WULS F\FOH LQ ZKLFK WKH GLDJQRVWLF KDV
EHHQ UXQ DQG WKH IDXOW LV QR ORQJHU SUHVHQW
- $ KLVWRU\ '7& 3 ZLOO FOHDU DIWHU  FRQVHFXWLYH
ZDUPXS F\FOHV ZLWKRXW D IDXOW
- '7& 3 FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO
&OHDU ,QIR IXQFWLRQ RU E\ GLVFRQQHFWLQJ WKH (&0
EDWWHU\ IHHG
'LDJQRVWLF $LGV
$Q LQMHFWRU GULYHU FLUFXLW WKDW LV RSHQ RU VKRUWHG WR
YROWDJH ZLOO FDXVH D '7& 3 WR VHW ,W ZLOO DOVR FDXVH
D PLVILUH GXH WR DQ LQRSHUDWLYH LQMHFWRU $ PLVILUH '7&
VKRXOG DOVR EH VHW LQGLFDWLQJ ZKLFK LQMHFWRU LV
LQRSHUDWLYH
/RQJWHUP DQG VKRUWWHUP IXHO WULPV WKDW DUH
H[FHVVLYHO\ KLJK RU ORZ DUH D JRRG LQGLFDWLRQ WKDW DQ
LQMHFWRU LV PDOIXQFWLRQLQJ 5HIHU WR )XHO ,QMHFWRU
%DODQFH 7HVW LQ WKLV VHFWLRQ WR FKHFN IRU PDOIXQFWLRQLQJ
LQMHFWRUV
,QMHFWRU UHVLVWDQFH WHVWHG DW WKH (&0 FRQQHFWLRQ LV
VOLJKWO\ PRUH WKDQ LI WHVWHG GLUHFWO\ DW WKH LQMHFWRU

'$(:22 9 %/

(1*,1( &21752/6 )  


EHFDXVH LW LQFOXGHV UHVLVWDQFH RI WKH KDUQHVV ZLUHV 7KH
QRUPDO YDOXH LV DERXW  :
7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH UHFRUGV
GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV FUHDWHV DQ
HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH

'$(:22 9 %/






PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG


RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH
7KLV VWHS GHWHUPLQHV LI '7& 3 LV WKH UHVXOW RI D
KDUG IDLOXUH RU DQ LQWHUPLWWHQW FRQGLWLRQ
7KLV VWHS WHVWV WKH ZLULQJ KDUQHVV DQG (&0 FRQWURO RI
WKH LQMHFWRUV XVLQJ D WHVW OLJKW
7KLV VWHS GHWHUPLQHV LI WKH FLUFXLWU\ LV VKRUWHG WR
YROWDJH RU LI WKH (&0 LV IDXOW\
7KH UHSODFHPHQW (&0 PXVW EH UHSURJUDPPHG 5HIHU
WR WKH ODWHVW 7HFKOLQH SURFHGXUH IRU (&0
UHSURJUDPPLQJ

)   (1*,1( &21752/6


'7& 3 ,QMHFWRU  &LUFXLW )DXOW
6WHS


$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"
:LOO HQJLQH VWDUW"

9DOXH V

 5HYLHZ WKH )UHH]H )UDPH GDWD ZLWK WKH LJQLWLRQ


21 DQG WKH HQJLQH 2)) DQG QRWH WKH
SDUDPHWHUV
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH )UHH]H )UDPH
FRQGLWLRQV DV QRWHG
'RHV '7& 3 UHVHW"

 'LVFRQQHFW WKH HQJLQH FRQWURO PRGXOH (&0


FRQQHFWRU IRU LQMHFWRU 
 :LWK D WHVW OLJKW FRQQHFWHG WR JURXQG SUREH WKH
GULYHU FLUFXLW WHUPLQDO )
'RHV WKH WHVW OLJKW LOOXPLQDWH"

5HSDLU WKH VKRUW WR JURXQG RU RSHQ LQ WKH LQMHFWRU


GULYHU FLUFXLW
,V WKH DFWLRQ FRPSOHWH"

 'LVFRQQHFW WKH LQMHFWRU  ZLULQJ FRQQHFWLRQ


 :LWK D WHVW OLJKW FRQQHFWHG WR JURXQG SUREH WKH
GULYHU FLUFXLW WHUPLQDO 
'RHV WKH WHVW OLJKW LOOXPLQDWH"

5HSDLU WKH VKRUW WR YROWDJH LQ WKH LQMHFWRU GULYHU


FLUFXLW
,V WKH UHSDLU FRPSOHWH"

5HSODFH WKH (&0


,V WKH DFWLRQ FRPSOHWH"



 8VLQJ WKH VFDQ WRRO FOHDU WKH '7&V


 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF UDQ
DQG SDVVHG"

&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW


$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ GLDJ
QRVHG"



1R

*R WR 6WHS 

*R WR 2Q
%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR (QJLQH
&UDQNV %XW
:LOO 1RW 5XQ

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR 6WHS 

 ,QVWDOO D VFDQ WRRO DQG FOHDU WKH 'LDJQRVWLF


7URXEOH &RGHV '7& 
 ,GOH WKH HQJLQH IRU RQH PLQXWH
'RHV '7& 3 UHVHW"

<HV

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 


*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

',$*1267,& 7528%/( &2'( '7& 3


.12&. 6(1625 61() ,17(51$/ 0$/)81&7,21
6\VWHP 'HVFULSWLRQ
7KH NQRFN VHQVRU .6 V\VWHP LV XVHG WR GHWHFW HQJLQH
GHWRQDWLRQ DOORZLQJ WKH HQJLQH FRQWURO PRGXOH (&0 WR
UHWDUG WKH LJQLWLRQ FRQWURO VSDUN WLPLQJ EDVHG RQ WKH .6
VLJQDO EHLQJ UHFHLYHG 7KH .6 SURGXFHV DQ $& VLJQDO VR
WKDW XQGHU D QRNQRFN FRQGLWLRQ WKH VLJQDO RQ WKH .6
FLUFXLW PHDVXUHV DERXW  YROWV $& 7KH .6 VLJQDO
V
DPSOLWXGH DQG IUHTXHQF\ GHSHQG XSRQ WKH DPRXQW RI
NQRFN EHLQJ H[SHULHQFHG 7KH (&0 FRQWDLQV D
QRQUHSODFHDEOH NQRFN ILOWHU PRGXOH FDOOHG D
VLJQDOWRQRLVH HQKDQFHPHQW ILOWHU 61() PRGXOH
7KLV ILOWHU PRGXOH LQ WKH (&0 GHWHUPLQHV ZKHWKHU RU QRW
NQRFN LV RFFXUULQJ E\ FRPSDULQJ WKH VLJQDO OHYHO RQ WKH
.6 FLUFXLW ZLWK WKH YROWDJH OHYHO RQ WKH QRLVH FKDQQHO
7KH QRLVH FKDQQHO DOORZV WKH (&0 WR UHMHFW DQ\ IDOVH
NQRFN VLJQDO E\ NQRZLQJ WKH DPRXQW RI QRUPDO HQJLQH
PHFKDQLFDO QRLVH SUHVHQW 1RUPDO HQJLQH QRLVH YDULHV
GHSHQGLQJ RQ HQJLQH VSHHG DQG ORDG :KHQ WKH (&0
GHWHUPLQHV WKDW DQ DEQRUPDOO\ ORZ QRLVH FKDQQHO
YROWDJH OHYHO LV EHLQJ H[SHULHQFHG 'LDJQRVWLF 7URXEOH
&RGH '7& 3 ZLOO VHW
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- 9DFXXP LV OHVV WKDQ  WR  N3D EDVHG RQ USP
- 7KH USP LV JUHDWHU WKDQ 
- 61() $' UHDGLQJ LV JUHDWHU WKDQ  IRU DQ\ RI WKH 
F\OLQGHUV
- 0D[LPXP PLQXV WKH PLQLPXP $' UHDGLQJ LV OHVV
WKDQ  IRU RQH FRPSOHWH HQJLQH F\FOH
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ ZLOO LOOXPLQDWH
- 7KH (&0 ZLOO UHFRUG RSHUDWLQJ FRQGLWLRQV DW WKH WLPH
WKH GLDJQRVWLF IDLOV 7KLV LQIRUPDWLRQ ZLOO EH VWRUHG LQ
WKH )UHH]H )UDPH DQG )DLOXUH 5HFRUGV EXIIHUV
- $ KLVWRU\ '7& LV VWRUHG
- 7KH (&0 ZLOO GHIDXOW WR  GHJUHHV WLPLQJ
&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
- 7KH 0,/ ZLOO WXUQ RII DIWHU WKUHH FRQVHFXWLYH LJQLWLRQ
F\FOHV LQ ZKLFK WKH GLDJQRVWLF UXQV ZLWKRXW D IDXOW
ZLWKLQ WKH IUHH]H IUDPH FRQGLWLRQV WKDW WKH '7& IDLOHG

- $ KLVWRU\ '7& ZLOO FOHDU DIWHU  FRQVHFXWLYH ZDUPXS


F\FOHV ZLWKRXW D IDXOW
- '7& V FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO
'LDJQRVWLF $LGV
&KHFN DQG FRUUHFW DQ\ DEQRUPDO HQJLQH QRLVH EHIRUH
XVLQJ WKH GLDJQRVWLF WDEOH
$Q\ FLUFXLWU\ WKDW LV VXVSHFWHG DV FDXVLQJ WKH
FRPSODLQW VKRXOG EH WKRURXJKO\ FKHFNHG IRU WKH
IROORZLQJ FRQGLWLRQV
- %DFNHGRXW WHUPLQDOV
- ,PSURSHU PDWLQJ
- %URNHQ ORFNV
- ,PSURSHUO\ IRUPHG
- 'DPDJHG WHUPLQDOV
- 3RRU WHUPLQDOWRZLUH FRQQHFWLRQ
- 3K\VLFDO GDPDJH WR WKH ZLULQJ KDUQHVV
7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH UHFRUGV
GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV FUHDWHV DQ
HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH
PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG
RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH
 ,I WKH FRQGLWLRQV IRU WKH WHVW DV GHVFULEHG DERYH DUH
PHW D '7& 3 ZLOO VHW DQG WKH 0,/ ZLOO LOOXPLQDWH
 ,I WKH HQJLQH KDV DQ LQWHUQDO NQRFN RU DXGLEOH QRLVH
WKDW FDXVHV D NQRFNLQJ W\SH QRLVH RQ WKH HQJLQH
EORFN WKH NQRFN VHQVRU PD\ EH UHVSRQGLQJ WR WKH
QRLVH
 7KH UHSODFHPHQW (&0 PXVW EH UHSURJUDPPHG 5HIHU
WR WKH ODWHVW 7HFKOLQH SURFHGXUH IRU (&0
UHSURJUDPPLQJ

'$(:22 9 %/

(1*,1( &21752/6 )  


'7& 3 .QRFN 6HQVRU 61() ,QWHUQDO 0DOIXQFWLRQ
6WHS


$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"
6WDUW WKH HQJLQH
,QVWDOO D VFDQ WRRO
&OHDU WKH 'LDJQRVWLF 7URXEOH &RGHV '7&V 
2SHUDWH WKH YHKLFOH ZLWKLQ WKH )UHH]H )UDPH
FRQGLWLRQV DQG &RQGLWLRQV IRU 6HWWLQJ 7KH '7& DV
QRWHG
'RHV WKH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ LOOXPLQDWH"

9DOXH V

 VHFRQGV

/LVWHQ WR WKH HQJLQH ZKLOH UDLVLQJ DQG ORZHULQJ WKH


HQJLQH VSHHG
,V D NQRFN RU DXGLEOH QRLVH SUHVHQW"

5HSDLU WKH PHFKDQLFDO HQJLQH SUREOHP RU D ORRVH


EUDFNHW RU FRPSRQHQW
,V WKH DFWLRQ FRPSOHWH"

5HSODFH WKH HQJLQH FRQWURO PRGXOH (&0 


,V WKH DFWLRQ FRPSOHWH"

 8VLQJ WKH VFDQ WRRO FOHDU WKH '7&V


 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF KDV
UXQ DQG SDVVHG"

&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW


$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ GLDJ
QRVHG"

'$(:22 9 %/

*R WR 6WHS 

*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 






1R

 7XUQ WKH LJQLWLRQ VZLWFK 21 ZLWK WKH HQJLQH 2))


 5HYLHZ WKH )UHH]H )UDPH GDWD DQG QRWH WKH
SDUDPHWHUV
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH )UHH]H )UDPH
FRQGLWLRQV DQG &RQGLWLRQV IRU 6HWWLQJ 7KH '7& DV
QRWHG
'RHV WKH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ LOOXPLQDWH"

<HV

*R WR 6WHS 
*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 3


.12&. 6(1625 &,5&8,7 )$8/7
6\VWHP 'HVFULSWLRQ
7KH NQRFN VHQVRU .6 V\VWHP LV XVHG WR GHWHFW HQJLQH
GHWRQDWLRQ DOORZLQJ WKH HQJLQH FRQWURO PRGXOH (&0 WR
UHWDUG WKH LJQLWLRQ FRQWURO VSDUN WLPLQJ EDVHG RQ WKH .6
VLJQDO EHLQJ UHFHLYHG 7KH .6 SURGXFHV DQ $& VLJQDO VR
WKDW XQGHU D QRNQRFN FRQGLWLRQ WKH VLJQDO RQ WKH .6
FLUFXLW PHDVXUHV DERXW  YROWV $& 7KH .6 VLJQDO
V
DPSOLWXGH DQG IUHTXHQF\ GHSHQG XSRQ WKH DPRXQW RI
NQRFN EHLQJ H[SHULHQFHG 7KH (&0 PRQLWRUV WKH .6
VLJQDO DQG FDQ GLDJQRVH WKH .6 VHQVRU DQG FLUFXLWU\
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- .QRFN YROWDJH RQ DOO F\OLQGHU LV OHVV WKDQ  YROWV
- $OO F\OLQGHU JDLQ LV JUHDWHU WKDQ  DQG WKH USP LV
JUHDWHU WKDQ 
- .6 YROWDJH RQ DOO F\OLQGHUV LV OHVV WKDQ  YROWV DQG
DOO F\OLQGHU JDLQ LV JUHDWHU WKDQ 
- 9DFXXP LV OHVV WKDQ  WR  N3D EDVHG RQ USP
- 7KH USP LV JUHDWHU WKDQ 
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ ZLOO LOOXPLQDWH
- 7KH (&0 ZLOO UHFRUG RSHUDWLQJ FRQGLWLRQV DW WKH WLPH
WKH GLDJQRVWLF IDLOV 7KLV LQIRUPDWLRQ ZLOO EH VWRUHG LQ
WKH )UHH]H )UDPH DQG )DLOXUH 5HFRUGV EXIIHUV
- $ KLVWRU\ 'LDJQRVWLF 7URXEOH &RGH '7& LV VWRUHG
- 7KH (&0 ZLOO XVH D FDOFXODWHG VSDUN UHWDUG YDOXH WR
PLQLPL]H NQRFN GXULQJ FRQGLWLRQV ZKHQ NQRFN LV OLNHO\
WR RFFXU 7KH FDOFXODWHG YDOXH ZLOO YDU\ EDVHG RQ
HQJLQH VSHHG DQG ORDG
&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
- 7KH 0,/ ZLOO WXUQ RII DIWHU WKUHH FRQVHFXWLYH LJQLWLRQ
F\FOHV LQ ZKLFK WKH GLDJQRVWLF UXQV ZLWKRXW D IDXOW
ZLWKLQ WKH IUHH]H IUDPH FRQGLWLRQV WKDW WKH '7& IDLOHG

- $ KLVWRU\ '7& ZLOO FOHDU DIWHU  FRQVHFXWLYH


ZDUPXS F\FOHV ZLWKRXW D IDXOW
- '7& V FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO
'LDJQRVWLF $LGV
&KHFN DQG FRUUHFW DQ\ DEQRUPDO HQJLQH QRLVH EHIRUH
XVLQJ WKH GLDJQRVWLF WDEOH
$Q\ FLUFXLWU\ WKDW LV VXVSHFWHG DV FDXVLQJ WKH FRPSODLQW
VKRXOG EH WKRURXJKO\ FKHFNHG IRU WKH IROORZLQJ
FRQGLWLRQV
- %DFNHGRXW WHUPLQDOV
- ,PSURSHU PDWLQJ
- %URNHQ ORFNV
- ,PSURSHUO\ IRUPHG
- 'DPDJHG WHUPLQDOV
- 3RRU WHUPLQDOWRZLUH FRQQHFWLRQ
- 3K\VLFDO GDPDJH WR WKH ZLULQJ KDUQHVV
7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH UHFRUGV
GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV FUHDWHV DQ
HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH
PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG
RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH
 ,I WKH FRQGLWLRQV IRU WKH WHVW DV GHVFULEHG DERYH DUH
PHW D '7& 3 ZLOO VHW DQG WKH 0,/ ZLOO LOOXPLQDWH
 ,I WKH HQJLQH KDV DQ LQWHUQDO NQRFN RU DXGLEOH QRLVH
WKDW FDXVHV D NQRFNLQJ W\SH QRLVH RQ WKH HQJLQH
EORFN WKH .6 PD\ EH UHVSRQGLQJ WR WKH QRLVH

'$(:22 9 %/

(1*,1( &21752/6 )  


 &KHFNLQJ WKH LQWHUQDO UHVLVWDQFH RI WKH .6 RU WKH
ZLULQJ WR WKH .6 LV 2.
 $Q\ FLUFXLWU\ WKDW LV VXVSHFWHG DV FDXVLQJ WKH
FRPSODLQW VKRXOG EH WKRURXJKO\ FKHFNHG IRU
EDFNHGRXW WHUPLQDOV LPSURSHU PDWLQJ EURNHQ
ORFNV LPSURSHUO\ IRUPHG RU GDPDJHG WHUPLQDOV SRRU

WHUPLQDOWRZLULQJ FRQQHFWLRQV RU SK\VLFDO GDPDJH WR


WKH ZLULQJ KDUQHVV
 7KH UHSODFHPHQW (&0 PXVW EH UHSURJUDPPHG 5HIHU
WR WKH ODWHVW 7HFKOLQH SURFHGXUH IRU (&0
UHSURJUDPPLQJ

'7& 3 .QRFN 6HQVRU &LUFXLW )DXOW


6WHS


$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"
6WDUW WKH HQJLQH
,QVWDOO D VFDQ WRRO
&OHDU WKH 'LDJQRVWLF 7URXEOH &RGHV '7&V 
2SHUDWH WKH YHKLFOH ZLWKLQ WKH )UHH]H )UDPH
FRQGLWLRQV DQG &RQGLWLRQV IRU 6HWWLQJ 7KH '7& DV
QRWHG
'RHV WKH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ LOOXPLQDWH"

9DOXH V

1R

*R WR 6WHS 

*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 






 7XUQ WKH LJQLWLRQ VZLWFK 21 ZLWK WKH HQJLQH 2))


 5HYLHZ WKH )UHH]H )UDPH GDWD DQG QRWH WKH
SDUDPHWHUV
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH )UHH]H )UDPH
FRQGLWLRQV DQG &RQGLWLRQV IRU 6HWWLQJ 7KH '7& DV
QRWHG
'RHV WKH 0,/ LOOXPLQDWH"

/LVWHQ WR WKH HQJLQH ZKLOH UDLVLQJ DQG ORZHULQJ WKH


HQJLQH VSHHG
,V D NQRFN RU DXGLEOH QRLVH SUHVHQW"

5HSDLU WKH PHFKDQLFDO HQJLQH SUREOHP RU D ORRVH


EUDFNHW RU FRPSRQHQW
,V WKH DFWLRQ FRPSOHWH"

 7XUQ WKH LJQLWLRQ VZLWFK 2))


 'LVFRQQHFW WKH HQJLQH FRQWURO PRGXOH (&0
FRQQHFWRUV DW WKH (&0
 :LWK D GLJLWDO YROWPHWHU '90 FRQQHFWHG WR JURXQG
PHDVXUH WKH UHVLVWDQFH RI WKH NQRFN VHQVRU .6
WKURXJK WKH .6 VLJQDO FLUFXLW WHUPLQDO $
,V WKH PHDVXUHG YDOXH ZLWKLQ WKH VSHFLILHG YDOXH"

 VHFRQGV

.. :

&KHFN IRU D SRRU FRQQHFWLRQ DW WKH (&0 FRQQHFWRU


.6 VLJQDO FLUFXLW DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"

5HSODFH WKH (&0


,V WKH DFWLRQ FRPSOHWH"

'$(:22 9 %/

<HV

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

)   (1*,1( &21752/6


'7& 3 .QRFN 6HQVRU &LUFXLW )DXOW &RQW
G
6WHS

$FWLRQ

9DOXH V

&KHFN WKH .6 HOHFWULFDO FRQQHFWRU IRU D SRRU FRQ


QHFWLRQ DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"



&KHFN WKH .6 VLJQDO FLUFXLW IRU DQ RSHQ RU D VKRUW WR


JURXQG RU YROWDJH DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"







5HSODFH WKH .6


,V WKH DFWLRQ FRPSOHWH"
 8VLQJ WKH VFDQ WRRO FOHDU WKH '7&V
 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF KDV
UXQ DQG SDVVHG"
&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW
$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ GLDJ
QRVHG"

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)$

',$*1267,& 7528%/( &2'( '7& 3


; &5$1. 326,7,21 (;75$0,66,1* 38/6(6
&LUFXLW 'HVFULSWLRQ
7KH ; UHIHUHQFH VLJQDO LV SURGXFHG E\ WKH &UDQNVKDIW
3RVLWLRQ 6HQVRU &36  'XULQJ RQH FUDQNVKDIW
UHYROXWLRQ  FUDQNVKDIW SXOVHV ZLOO EH SURGXFHG 7KH
HQJLQH FRQWURO PRGXOH (&0 XVHV WKH ; UHIHUHQFH
VLJQDO WR FDOFXODWH HQJLQH USP DQG &.3 7KH (&0
FRQVWDQWO\ PRQLWRUV WKH QXPEHU RI SXOVHV RQ WKH ;
UHIHUHQFH FLUFXLW DQG FRPSDUHV WKHP WR WKH QXPEHU RI
FDPVKDIW SRVLWLRQ &03 VLJQDO SXOVHV EHLQJ UHFHLYHG ,I
WKH (&0 UHFHLYHV DQG LQFRUUHFW QXPEHU RI SXOVHV RQ WKH
; UHIHUHQFH FLUFXLW 'LDJQRVWLF 7URXEOH &RGH '7&
3 ZLOO VHW
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- (QJLQH LV UXQQLQJ
- 1XPEHU RI H[WUD RU PLVVLQJ WHHWK LV JUHDWHU RU HTXDO WR
 SHU UHYROXWLRQ
- $ERYH FRQGLWLRQ LV GHWHFWHG LQ  RI  FUDQNVKDIW
URWDWLRQV
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH (&0 ZLOO LOOXPLQDWH WKH 0DOIXQFWLRQ ,QGLFDWRU
/DPS 0,/ DIWHU WKH VHFRQG FRQVHFXWLYH WULS LQ ZKLFK
WKH IDXOW LV GHWHFWHG
- 7KH (&0 ZLOO VWRUH FRQGLWLRQV ZKLFK ZHUH SUHVHQW
ZKHQ WKH '7& ZDV VHW DV )UHH]H )UDPH DQG LQ WKH
)DLOXUH 5HFRUGV GDWD

&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&


- 7KH (&0 ZLOO WXUQ WKH 0,/ RII RQ WKH WKLUG FRQVHFXWLYH
WULS F\FOH GXULQJ ZKLFK WKH GLDJQRVWLF KDV EHHQ UXQ
DQG WKH IDXOW FRQGLWLRQ LV QR ORQJHU SUHVHQW
- $ KLVWRU\ '7& 3 ZLOO FOHDU DIWHU  FRQVHFXWLYH
ZDUPXS F\FOHV KDYH RFFXUUHG ZLWKRXW D IDXOW
- '7& 3 FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO
&/($5 ,1)2 IXQFWLRQ RU E\ GLVFRQQHFWLQJ WKH (&0
EDWWHU\ IHHG
'LDJQRVWLF $LGV
$Q LQWHUPLWWHQW PD\ EH FDXVHG E\ D SRRU FRQQHFWLRQ
UXEEHGWKURXJK ZLUH LQVXODWLRQ RU D ZLUH EURNHQ LQVLGH
WKH LQVXODWLRQ &KHFN IRU
- 3RRU FRQQHFWLRQ  ,QVSHFW WKH (&0 KDUQHVV DQG
FRQQHFWRUV IRU LPSURSHU PDWLQJ EURNHQ ORFNV
LPSURSHUO\ IRUPHG RU GDPDJHG WHUPLQDOV DQG SRRU
WHUPLQDOWRZLUH FRQQHFWLRQV
- 'DPDJHG KDUQHVV  ,QVSHFW WKH ZLULQJ KDUQHVV IRU
GDPDJH ,I WKH KDUQHVV DSSHDUV WR EH 2. GLVFRQQHFW
WKH (&0 WXUQ WKH LJQLWLRQ 21 DQG REVHUYH D
YROWPHWHU FRQQHFWHG WR WKH ; UHIHUHQFH FLUFXLW DW
WKH (&0 KDUQHVV FRQQHFWRU ZKLOH PRYLQJ WKH
FRQQHFWRUV DQG WKH ZLULQJ KDUQHVVHV UHODWHG WR WKH
(&0 $ FKDQJH LQ YROWDJH ZLOO LQGLFDWH WKH ORFDWLRQ RI
WKH IDXOW

'$(:22 9 %/

(1*,1( &21752/6 )  


5HYLHZLQJ WKH )DLOXUH 5HFRUGV YHKLFOH PLOHDJH VLQFH
WKH GLDJQRVWLF WHVW ODVW IDLOHG PD\ KHOS GHWHUPLQH KRZ

RIWHQ WKH FRQGLWLRQ WKDW FDXVHG WKH '7& WR EH VHW


RFFXUV 7KLV PD\ DVVLVW LQ GLDJQRVLQJ WKH FRQGLWLRQ

'7& 3 ; &UDQN 3RVLWLRQ ([WUD0LVVLQJ 3XOVHV


6WHS







'$(:22 9 %/

$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"
$WWHPSW WR VWDUW WKH HQJLQH
'RHV WKH HQJLQH VWDUW"
 5HYLHZ DQG UHFRUG )DLOXUH 5HFRUGV LQIRUPDWLRQ
 &OHDU 'LDJQRVWLF 7URXEOH &RGH '7& 3
 6WDUW WKH HQJLQH DQG LGOH IRU  PLQXWH
 2EVHUYH WKH '7&V
,V '7& 3 VHW"
 'LVFRQQHFW WKH HQJLQH FRQWURO PRGXOH (&0 DQG
WKH FUDQNVKDIW SRVLWLRQ VHQVRU &36 
 &KHFN IRU DQ RSHQ RU D VKRUW WR JURXQG LQ WKH ;
UHIHUHQFH FLUFXLW EHWZHHQ WKH &36 FRQQHFWRU DQG
WKH (&0 KDUQHVV FRQQHFWRU
,V D SUREOHP IRXQG"
5HSDLU WKH RSHQ RU VKRUW WR JURXQG LQ WKH ; UHIHUHQFH
FLUFXLW EHWZHHQ WKH &36 FRQQHFWRU DQG WKH (&0 KDU
QHVV FRQQHFWRU
,V WKH UHSDLU FRPSOHWH"
 5HFRQQHFW WKH (&0 DQG &36
 &RQQHFW D GLJLWDO YROWPHWHU '90 WR PHDVXUH
YROWDJH RQ WKH ; UHIHUHQFH FLUFXLW WHUPLQDO &
DW WKH (&0 FRQQHFWRU
 2EVHUYH WKH YROWDJH ZKLOH FUDQNLQJ WKH HQJLQH
,V WKH YROWDJH QHDU WKH VSHFLILHG YDOXH"
&KHFN WKH FRQQHFWLRQV DW WKH &36 DQG UHSODFH WKH
WHUPLQDOV LI QHFHVVDU\
'R DQ\ WHUPLQDOV UHTXLUH UHSODFHPHQW"
5HSODFH WKH &36
,V WKH DFWLRQ FRPSOHWH"
&KHFN WKH FRQQHFWLRQV DW WKH (&0 DQG UHSODFH WKH
WHUPLQDOV LI QHFHVVDU\
'R DQ\ WHUPLQDOV UHTXLUH UHSODFHPHQW"
5HSODFH WKH (&0
,V WKH DFWLRQ FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

5HIHU WR (Q
JLQH &UDQNV
%XW :LOO 1RW
5XQ

*R WR 6WHS 

5HIHU WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR 6WHS 


*R WR 6WHS 

 9





*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

)   (1*,1( &21752/6


'7& 3 ; &UDQN 3RVLWLRQ ([WUD0LVVLQJ 3XOVHV &RQW
G
6WHS

$FWLRQ

9DOXH V



 8VLQJ WKH VFDQ WRRO FOHDU WKH '7&V


 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF UDQ
DQG SDVVHG"

&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW


$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ GLDJ
QRVHG"



<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)$

',$*1267,& 7528%/( &2'( '7& 3


; &5$1. 326,7,21 12 6,*1$/
&LUFXLW 'HVFULSWLRQ
7KH ; UHIHUHQFH VLJQDO LV SURGXFHG E\ WKH &UDQNVKDIW
3RVLWLRQ 6HQVRU &36  'XULQJ RQH FUDQNVKDIW
UHYROXWLRQ  FUDQNVKDIW SXOVHV ZLOO EH SURGXFHG 7KH
HQJLQH FRQWURO PRGXOH (&0 XVHV WKH ; UHIHUHQFH
VLJQDO WR FDOFXODWH HQJLQH USP DQG &.3 7KH (&0
FRQVWDQWO\ PRQLWRUV WKH QXPEHU RI SXOVHV RQ WKH ;
UHIHUHQFH FLUFXLW DQG FRPSDUHV WKHP WR WKH QXPEHU RI
FDPVKDIW SRVLWLRQ &03 VLJQDO SXOVHV EHLQJ UHFHLYHG ,I
WKH (&0 UHFHLYHV DQG LQFRUUHFW QXPEHU RI SXOVHV RQ WKH
; UHIHUHQFH FLUFXLW 'LDJQRVWLF 7URXEOH &RGH '7&
3 ZLOO VHW
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- 1R &03 VHQVRU '7&V DUH VHW
- (QJLQH FUDQNLQJ
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH (&0 ZLOO LOOXPLQDWH WKH 0DOIXQFWLRQ ,QGLFDWRU
/DPS 0,/ DIWHU WKH VHFRQG FRQVHFXWLYH WULS LQ ZKLFK
WKH IDXOW LV GHWHFWHG
- 7KH (&0 ZLOO VWRUH FRQGLWLRQV ZKLFK ZHUH SUHVHQW
ZKHQ WKH '7& ZDV VHW DV )UHH]H )UDPH DQG LQ WKH
)DLOXUH 5HFRUGV GDWD

&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&


- 7KH (&0 ZLOO WXUQ WKH 0,/ 2)) RQ WKH WKLUG
FRQVHFXWLYH WULS F\FOH GXULQJ ZKLFK WKH GLDJQRVWLF KDV
EHHQ UXQ DQG WKH IDXOW FRQGLWLRQ LV QR ORQJHU SUHVHQW
- $ KLVWRU\ '7& 3 ZLOO FOHDU DIWHU  FRQVHFXWLYH
ZDUPXS F\FOHV KDYH RFFXUUHG ZLWKRXW D IDXOW
- '7& 3 FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO
&/($5 ,1)2 IXQFWLRQ RU E\ GLVFRQQHFWLQJ WKH (&0
EDWWHU\ IHHG
'LDJQRVWLF $LGV
$Q LQWHUPLWWHQW PD\ EH FDXVHG E\ D SRRU FRQQHFWLRQ
UXEEHGWKURXJK ZLUH LQVXODWLRQ RU D ZLUH EURNHQ LQVLGH
WKH LQVXODWLRQ &KHFN IRU
- 3RRU FRQQHFWLRQ  ,QVSHFW WKH (&0 KDUQHVV DQG
FRQQHFWRUV IRU LPSURSHU PDWLQJ EURNHQ ORFNV
LPSURSHUO\ IRUPHG RU GDPDJHG WHUPLQDOV DQG SRRU
WHUPLQDOWRZLUH FRQQHFWLRQV
- 'DPDJHG KDUQHVV  ,QVSHFW WKH ZLULQJ KDUQHVV IRU
GDPDJH ,I WKH KDUQHVV DSSHDUV WR EH 2. GLVFRQQHFW
WKH (&0 WXUQ WKH LJQLWLRQ RQ DQG REVHUYH D
YROWPHWHU FRQQHFWHG WR WKH ; UHIHUHQFH FLUFXLW DW
WKH (&0 KDUQHVV FRQQHFWRU ZKLOH PRYLQJ FRQQHFWRUV

'$(:22 9 %/

(1*,1( &21752/6 )  


DQG ZLULQJ KDUQHVVHV UHODWHG WR WKH (&0 $ FKDQJH LQ
YROWDJH ZLOO LQGLFDWH WKH ORFDWLRQ RI WKH IDXOW
5HYLHZLQJ WKH )DLOXUH 5HFRUGV YHKLFOH PLOHDJH VLQFH
WKH GLDJQRVWLF WHVW ODVW IDLOHG PD\ KHOS GHWHUPLQH KRZ

RIWHQ WKH FRQGLWLRQ WKDW FDXVHG WKH '7& WR EH VHW


RFFXUV 7KLV PD\ DVVLVW LQ GLDJQRVLQJ WKH FRQGLWLRQ

'7& 3 ; &UDQN 3RVLWLRQ 1R 6LJQDO


6WHS


$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH
 'LVFRQQHFW WKH FUDQNVKDIW SRVLWLRQ VHQVRU &36 
 7XUQ WKH LJQLWLRQ 21
 8VLQJ D GLJLWDO YROWPHWHU '90  YHULI\ WKDW D  Y
UHIHUHQFH DQG JURXQG DUH EHLQJ VXSSOLHG DW WKH
VHQVRU FRQQHFWRU WHUPLQDOV  DQG 
$UH D  9 DQG JURXQG EHLQJ VXSSOLHG WR WKH VHQVRU"
 7XUQ WKH LJQLWLRQ 21
 :LWK D '90 EDFNSUREH WKH HQJLQH FRQWURO
PRGXOH (&0 FRQQHFWRU  Y UHIHUHQFH DQG VLJQDO
FRQQHFWRUV WHUPLQDOV & DQG &
$UH D  9 UHIHUHQFH DQG JURXQG DYDLODEOH DW WKH
(&0"

9DOXH V

 7XUQ WKH ,JQLWLRQ 2))


 'LVFRQQHFW WKH (&0 DQG &36
 &KHFN IRU DQ RSHQ RU D VKRUW WR JURXQG LQ WKH ;
UHIHUHQFH FLUFXLW EHWZHHQ WKH &36 FRQQHFWRU DQG
WKH (&0 KDUQHVV FRQQHFWRU
 ,I D SUREOHP LV IRXQG UHSDLU DV QHFHVVDU\
,V D SUREOHP IRXQG"





'$(:22 9 %/

5HSODFH WKH &36


,V WKH UHSDLU FRPSOHWH"
&KHFN WKH FRQQHFWLRQV DW WKH (&0 DQG UHSODFH WKH
WHUPLQDOV LI QHFHVVDU\
'R DQ\ WHUPLQDOV UHTXLUH UHSODFHPHQW"
5HSODFH WKH (&0
,V WKH DFWLRQ FRPSOHWH"

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

1R
*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

5HSDLU WKH RSHQ FLUFXLW VKRUW WR JURXQG RU VKRUW WR


YROWDJH IRU WKH  9 UHIHUHQFH RU VLJQDO EHWZHHQ WKH
&36 DQG WKH (&0
,V WKH UHSDLU FRPSOHWH"

 5HFRQQHFW WKH (&0 DQG &36


 &RQQHFW D '90 WR PHDVXUH YROWDJH RQ WKH ;
UHIHUHQFH FLUFXLW DW WKH (&0 FRQQHFWRU WHUPLQDO
&
 2EVHUYH WKH YROWDJH ZKLOH FUDQNLQJ WKH HQJLQH
,V WKH YROWDJH QHDU WKH VSHFLILHG YDOXH"
&KHFN WKH FRQQHFWLRQV DW WKH &36 DQG UHSODFH WKH
WHUPLQDOV LI QHFHVVDU\
'R DQ\ WHUPLQDOV UHTXLUH UHSODFHPHQW"

<HV


*R WR 6WHS 

 9





*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

)   (1*,1( &21752/6


'7& 3 ; &UDQN 3RVLWLRQ 1R 6LJQDO &RQW
G
6WHS

$FWLRQ

9DOXH V



 8VLQJ WKH VFDQ WRRO FOHDU WKH 'LDJQRVWLF 7URXEOH


&RGHV '7&V 
 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF UDQ
DQG SDVVHG"

&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW


$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ
GLDJQRVHG"



<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 3


&$0 326,7,21 12 6,*1$/
6\VWHP 'HVFULSWLRQ
7KH &DPVKDIW 3RVLWLRQ &03 6HQVRU LV XVHG WR
FRUUHODWH FUDQNVKDIW WR FDPVKDIW SRVLWLRQ VR WKDW WKH
HQJLQH FRQWURO PRGXOH (&0 FDQ GHWHUPLQH ZKLFK
F\OLQGHU LV UHDG\ WR EH IXHOHG E\ WKH LQMHFWRU 7KH &03 LV
DOVR XVHG WR GHWHUPLQH ZKLFK F\OLQGHU LV PLVILULQJ ZKHQ
PLVILUH LV SUHVHQW ,I WKH (&0 UHFHLYHV DQ LQWHUPLWWHQW
VLJQDO IURP WKH &03 WKHQ WKH &03 5HV\QF &RXQWHU ZLOO
LQFUHPHQW :KHQ WKH (&0 FDQQRW XVH WKH LQIRUPDWLRQ
IURP WKH &03 VHQVRU D 'LDJQRVWLF 7URXEOH &RGH '7&
LV VHW DQG WKH (&0 ZLOO IXHO WKH HQJLQH XVLQJ WKH
$OWHUQDWLQJ 6\QFKURQRXV 'RXEOH )LUH $6') PHWKRG
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- (QJLQH LV UXQQLQJ
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ ZLOO LOOXPLQDWH
- 7KH (&0 ZLOO UHFRUG RSHUDWLQJ FRQGLWLRQV DW WKH WLPH
WKH GLDJQRVWLF IDLOV 7KLV LQIRUPDWLRQ ZLOO EH VWRUHG LQ
WKH )UHH]H )UDPH DQG )DLOXUH 5HFRUGV EXIIHUV
- $ KLVWRU\ '7& LV VWRUHG
- &RRODQW IDQ WXUQV RQ
&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
- 7KH 0,/ ZLOO WXUQ RII DIWHU WKUHH FRQVHFXWLYH LJQLWLRQ
F\FOHV LQ ZKLFK WKH GLDJQRVWLF UXQV ZLWKRXW D IDXOW
- $ KLVWRU\ '7& ZLOO FOHDU DIWHU  FRQVHFXWLYH
ZDUPXS F\FOHV ZLWKRXW D IDXOW
- '7& V FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO
'LDJQRVWLF $LGV
$Q LQWHUPLWWHQW SUREOHP PD\ EH FDXVHG E\ D SRRU
FRQQHFWLRQ UXEEHGWKURXJK ZLUH LQVXODWLRQ RU D ZLUH
WKDW LV EURNHQ LQVLGH WKH LQVXODWLRQ

$Q\ FLUFXLWU\ WKDW LV VXVSHFWHG DV FDXVLQJ WKH


FRPSODLQW VKRXOG EH WKRURXJKO\ FKHFNHG IRU WKH
IROORZLQJ FRQGLWLRQV
- %DFNHGRXW WHUPLQDOV
- ,PSURSHU PDWLQJ
- %URNHQ ORFNV
- ,PSURSHUO\ IRUPHG
- 'DPDJHG WHUPLQDOV
- 3RRU WHUPLQDOWRZLUH FRQQHFWLRQ
- 3K\VLFDO GDPDJH WR WKH ZLULQJ KDUQHVV
7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG WR VWRUH WKH IUHH]H IUDPH DQG IDLOXUH
UHFRUGV GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV
FUHDWHV DQ HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH
PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG
RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH
 7KLV VWHS GHWHUPLQHV LI '7& 3 LV WKH UHVXOW RI D
KDUG IDLOXUH RU DQ LQWHUPLWWHQW FRQGLWLRQ
 'HWHUPLQHV LI YROWDJH LV DYDLODEOH WR WKH &03
 7KLV VWHS FKHFNV IRU D VLJQDO IURP WKH &03 ,W LV
QHFHVVDU\ WR VXSSO\ % WR WKH LJQLWLRQ IHHG  WHUPLQDO
LQ RUGHU IRU WKH &03 WR KDYH % VXSSOLHG WR LW :KLOH
FUDQNLQJ WKH HQJLQH WKH &03 ZLOO VHQG D % VLJQDO
DQG WKHQ D JURXQG VLJQDO DV WKH UHOXFWRU SDVVHV WKH
VHQVRU
 7KH UHSODFHPHQW (&0 PXVW EH UHSURJUDPPHG
5HIHU WR WKH ODWHVW 7HFKOLQH SURFHGXUH IRU (&0
UHSURJUDPPLQJ

'$(:22 9 %/

(1*,1( &21752/6 )  


'7& 3 &DP 3RVLWLRQ 1R 6LJQDO
6WHS


$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"

9DOXH V


 ,GOH WKH HQJLQH


 ,QVWDOO D VFDQ WRRO
,V WKH &DPVKDIW 3RVLWLRQ &03 $FWLYH &RXQWHU LQFUH
PHQWLQJ"

 7XUQ WKH LJQLWLRQ VZLWFK 21 ZLWK WKH HQJLQH 2))


 5HYLHZ WKH )UHH]H )UDPH GDWD DQG QRWH WKH
SDUDPHWHUV
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH )UHH]H )UDPH
FRQGLWLRQV DQG &RQGLWLRQV IRU 6HWWLQJ WKLV '7&
,V WKH &03 $FWLYH &RXQWHU LQFUHPHQWLQJ"

 7XUQ WKH LJQLWLRQ VZLWFK 21 ZLWK WKH HQJLQH 2))


 'LVFRQQHFW WKH &03 VHQVRU HOHFWULFDO FRQQHFWRU
 :LWK D WHVW OLJKW FRQQHFWHG WR JURXQG SUREH WKH
&03 SRVLWLYH YROWDJH IHHG WHUPLQDO 
'RHV WKH WHVW OLJKW LOOXPLQDWH"

:LWK D WHVW OLJKW FRQQHFWHG WR % SUREH WKH &03


JURXQG WHUPLQDO 
'RHV WKH WHVW OLJKW LOOXPLQDWH"

&KHFN IRU D SRRU FRQQHFWLRQ RU RSHQ LQ WKH &03 %


IHHG FLUFXLW DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH &03 VHQVRU HOHFWULFDO FRQQHFWRUV
 'LVFRQQHFW WKH HQJLQH FRQWURO PRGXOH (&0
FRQQHFWRU 
 ,QVWDOO D MXPSHU ZLUH WR % LQ WKH LJQLWLRQ 
WHUPLQDO RI WKH (&0 FRQQHFWRU
 :LWK D GLJLWDO YROWPHWHU '90 FRQQHFWHG WR
JURXQG SUREH WKH &03 VLJQDO WHUPLQDO ' DW WKH
(&0 FRQQHFWRU
 &UDQN WKH HQJLQH
'RHV WKH '90 GLVSOD\ D YROWDJH YDU\LQJ EHWZHHQ
WKH VSHFLILHG YDOXHV"

&KHFN IRU D SRRU FRQQHFWLRQ RU RSHQ LQ WKH &03


JURXQG FLUFXLW DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"

'RHV WKH '90 GLVSOD\ D VWHDG\ YROWDJH RI WKH


VSHFLILHG YDOXH"



&KHFN WKH &03 VLJQDO FLUFXLW WHUPLQDO ' IRU D


VKRUW WR % DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"

'$(:22 9 %/

 9 %


%


<HV

*R WR 6WHS 

1R
*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

)   (1*,1( &21752/6


'7& 3 &DP 3RVLWLRQ 1R 6LJQDO &RQW
G
6WHS

$FWLRQ

9DOXH V

<HV

1R



 'LVFRQQHFW WKH &03 HOHFWULFDO FRQQHFWRU


 :LWK WKH '90 FRQQHFWHG WR % SUREH WKH &03
VLJQDO FLUFXLW WHUPLQDO 
'RHV WKH '90 GLVSOD\ D YROWDJH JUHDWHU WKDQ WKH
VSHFLILHG YDOXH"

 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 



5HSDLU WKH VKRUW WR JURXQG LQ WKH &03 VLJQDO FLUFXLW


,V WKH DFWLRQ FRPSOHWH"



&KHFN IRU D SRRU FRQQHFWLRQ RU DQ RSHQ LQ WKH &03


VLJQDO FLUFXLW DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"



5HSODFH WKH &03


,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.







5HSODFH WKH (&0


,V WKH UHSDLU FRPSOHWH"
 8VLQJ WKH VFDQ WRRO FOHDU WKH 'LDJQRVWLF 7URXEOH
&RGHV '7&V 
 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKH '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF KDV
UXQ DQG SDVVHG"
&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW
$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ GLDJ
QRVHG"

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)$

',$*1267,& 7528%/( &2'( '7& 3


,*1,7,21 &21752/ $ &,5&8,7 )$8/7
&LUFXLW 'HVFULSWLRQ
7KH HQJLQH FRQWURO PRGXOH (&0 SURYLGHV D JURXQG IRU
WKH HOHFWURQLF VSDUN WLPLQJ % FLUFXLW :KHQ WKH (&0
UHPRYHV WKH JURXQG SDWK RI WKH LJQLWLRQ SULPDU\ FRLO WKH
PDJQHWLF ILHOG SURGXFHG E\ WKH FRLO FROODSVHV 7KH
FROODSVLQJ PDJQHWLF ILHOG SURGXFHV D YROWDJH LQ WKH
VHFRQGDU\ FRLO ZKLFK ILUHV WKH VSDUN SOXJ
7KH FLUFXLW EHWZHHQ WKH (&0 DQG WKH HOHFWURQLF LJQLWLRQ
V\VWHP LJQLWLRQ FRLO LV PRQLWRUHG IRU DQ RSHQ FLUFXLW
VKRUW WR YROWDJH DQG VKRUW WR JURXQG :KHQ WKH (&0
GHWHFWV D SUREOHP LQ WKH HOHFWURQLF VSDUN WLPLQJ $ FLUFXLW
LW ZLOO VHW 'LDJQRVWLF 7URXEOH &RGH '7& 3
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- ,JQLWLRQ 21
- 7LPH RI IDXOW IDOO RFFXUUHQFH LV JUHDWHU WKDQ WKH WLPH RI
WKH HVWLPDWHG IDOO RFFXUUHQFH
- 0XVW UHFHLYH PRUH WKDQ  IDLOXUHV ZLWKLQ  WHVW
F\FOHV
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH (&0 ZLOO LOOXPLQDWH WKH 0DOIXQFWLRQ ,QGLFDWRU
/DPS 0,/ WKH ILUVW WLPH WKH IDXOW LV GHWHFWHG
- 7KH (&0 ZLOO VWRUH FRQGLWLRQV ZKLFK ZHUH SUHVHQW
ZKHQ WKH '7& ZDV VHW DV )UHH]H )UDPH DQG LQ WKH
)DLOXUH 5HFRUGV GDWD

&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&


- 7KH (&0 ZLOO WXUQ WKH 0,/ RII RQ WKH WKLUG FRQVHFXWLYH
WULS F\FOH GXULQJ ZKLFK WKH GLDJQRVWLF KDV EHHQ UXQ
DQG WKH IDXOW FRQGLWLRQ LV QR ORQJHU SUHVHQW
- $ KLVWRU\ '7& 3 ZLOO FOHDU DIWHU  FRQVHFXWLYH
ZDUPXS F\FOHV KDYH RFFXUUHG ZLWKRXW D IDXOW
- '7& 3 FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO
&/($5 ,1)2 IXQFWLRQ RU E\ GLVFRQQHFWLQJ WKH (&0
EDWWHU\ IHHG
'LDJQRVWLF $LGV
$Q LQWHUPLWWHQW PD\ EH FDXVHG E\ D SRRU FRQQHFWLRQ
UXEEHGWKURXJK ZLUH LQVXODWLRQ RU D ZLUH EURNHQ LQVLGH
WKH LQVXODWLRQ &KHFN IRU
- 3RRU FRQQHFWLRQ  ,QVSHFW WKH (&0 KDUQHVV DQG
FRQQHFWRUV IRU LPSURSHU PDWLQJ EURNHQ ORFNV
LPSURSHUO\ IRUPHG RU GDPDJHG WHUPLQDOV DQG SRRU
WHUPLQDOWRZLUH FRQQHFWLRQ
- 'DPDJHG KDUQHVV  ,QVSHFW WKH ZLULQJ KDUQHVV IRU
GDPDJH ,I WKH KDUQHVV DSSHDUV WR EH 2. GLVFRQQHFW
WKH (&0 WXUQ WKH LJQLWLRQ RQ DQG REVHUYH D
YROWPHWHU FRQQHFWHG WR WKH ; UHIHUHQFH FLUFXLW DW
WKH (&0 KDUQHVV FRQQHFWRU ZKLOH PRYLQJ FRQQHFWRUV
DQG ZLULQJ KDUQHVVHV UHODWHG WR WKH (&0 $ FKDQJH LQ
YROWDJH ZLOO LQGLFDWH WKH ORFDWLRQ RI WKH IDXOW

'$(:22 9 %/

(1*,1( &21752/6 )  


5HYLHZLQJ WKH )DLOXUH 5HFRUGV YHKLFOH PLOHDJH VLQFH
WKH GLDJQRVWLF WHVW ODVW IDLOHG PD\ KHOS GHWHUPLQH KRZ

RIWHQ WKH FRQGLWLRQ WKDW FDXVHG WKH '7& WR EH VHW


RFFXUV 7KLV PD\ DVVLVW LQ GLDJQRVLQJ WKH FRQGLWLRQ

'7& 3 ,JQLWLRQ &RQWURO $ &LUFXLW )DXOW


6WHS


$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

&KHFN IRU D IDXOW\ FRQQHFWLRQ RU D GDPDJHG WHUPLQDO


% DW WKH LJQLWLRQ FRLO
,V D SUREOHP IRXQG"

&KHFN IRU D IDXOW\ FRQQHFWLRQ RU D GDPDJHG WHUPLQDO


& DW WKH HQJLQH FRQWURO PRGXOH (&0 FRQQHFWRU
,V D SUREOHP IRXQG"

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH (&0
 &KHFN WKH LJQLWLRQ FRQWURO FLUFXLW IRU D VKRUW WR
JURXQG
,V D SUREOHP IRXQG"

&KHFN WKH LJQLWLRQ FRQWURO FLUFXLW IRU D VKRUW WR YROWDJH


,V D SUREOHP IRXQG"





'$(:22 9 %/

&KHFN IRU DQ RSHQ LQ WKH LJQLWLRQ FRQWURO FLUFXLW


,V D SUREOHP IRXQG"
5HSODFH WKH (&0
,V WKH DFWLRQ FRPSOHWH"
 8VLQJ WKH VFDQ WRRO FOHDU WKH 'LDJQRVWLF 7URXEOH
&RGHV '7&V 
 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF UDQ
DQG SDVVHG"

&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW


$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ GLDJ
QRVHG"

)   (1*,1( &21752/6

&)$

',$*1267,& 7528%/( &2'( '7& 3


,*1,7,21 &21752/ % &,5&8,7 )$8/7
&LUFXLW 'HVFULSWLRQ
7KH HQJLQH FRQWURO PRGXOH (&0 SURYLGHV D JURXQG IRU
WKH HOHFWURQLF VSDUN WLPLQJ $ FLUFXLW :KHQ WKH (&0
UHPRYHV WKH JURXQG SDWK RI WKH LJQLWLRQ SULPDU\ FRLO WKH
PDJQHWLF ILHOG SURGXFHG E\ WKH FRLO FROODSVHV 7KH
FROODSVLQJ PDJQHWLF ILHOG SURGXFHV D YROWDJH LQ WKH
VHFRQGDU\ FRLO ZKLFK ILUHV WKH VSDUN SOXJ
7KH FLUFXLW EHWZHHQ WKH (&0 DQG WKH HOHFWURQLF LJQLWLRQ
V\VWHP LJQLWLRQ FRLO LV PRQLWRUHG IRU DQ RSHQ FLUFXLW
VKRUW WR YROWDJH DQG VKRUW WR JURXQG :KHQ WKH (&0
GHWHFWV D SUREOHP LQ WKH HOHFWURQLF VSDUN WLPLQJ $ FLUFXLW
LW ZLOO VHW 'LDJQRVWLF 7URXEOH &RGH '7& 3
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- ,JQLWLRQ 21
- 7LPH RI IDXOW IDOO RFFXUUHQFH LV JUHDWHU WKDQ WKH WLPH RI
WKH (67 IDOO RFFXUUHQFH
- 0XVW UHFHLYH PRUH WKDQ  IDLOXUHV ZLWKLQ  WHVW
F\FOHV
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH (&0 ZLOO LOOXPLQDWH WKH 0DOIXQFWLRQ ,QGLFDWRU
/DPS 0,/ WKH ILUVW WLPH WKH IDXOW LV GHWHFWHG
- 7KH (&0 ZLOO VWRUH FRQGLWLRQV ZKLFK ZHUH SUHVHQW
ZKHQ WKH '7& ZDV VHW DV )UHH]H )UDPH DQG LQ WKH
)DLOXUH 5HFRUGV GDWD

&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&


- 7KH (&0 ZLOO WXUQ WKH 0,/ RII RQ WKH WKLUG FRQVHFXWLYH
WULS F\FOH GXULQJ ZKLFK WKH GLDJQRVWLF KDV EHHQ UXQ
DQG WKH IDXOW FRQGLWLRQ LV QR ORQJHU SUHVHQW
- $ KLVWRU\ '7& 3 ZLOO FOHDU DIWHU  FRQVHFXWLYH
ZDUPXS F\FOHV KDYH RFFXUUHG ZLWKRXW D IDXOW
- '7& 3 FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO
&/($5 ,1)2 IXQFWLRQ RU E\ GLVFRQQHFWLQJ WKH (&0
EDWWHU\ IHHG
'LDJQRVWLF $LGV
$Q LQWHUPLWWHQW PD\ EH FDXVHG E\ D SRRU FRQQHFWLRQ
UXEEHGWKURXJK ZLUH LQVXODWLRQ RU D ZLUH EURNHQ LQVLGH
WKH LQVXODWLRQ &KHFN IRU
- 3RRU FRQQHFWLRQ  ,QVSHFW WKH (&0 KDUQHVV DQG
FRQQHFWRUV IRU LPSURSHU PDWLQJ EURNHQ ORFNV
LPSURSHUO\ IRUPHG RU GDPDJHG WHUPLQDOV DQG SRRU
WHUPLQDOWRZLUH FRQQHFWLRQ
- 'DPDJHG KDUQHVV  ,QVSHFW WKH ZLULQJ KDUQHVV IRU
GDPDJH ,I WKH KDUQHVV DSSHDUV WR EH 2. GLVFRQQHFW
WKH (&0 WXUQ WKH LJQLWLRQ RQ DQG REVHUYH D
YROWPHWHU FRQQHFWHG WR WKH ; UHIHUHQFH FLUFXLW DW
WKH (&0 KDUQHVV FRQQHFWRU ZKLOH PRYLQJ FRQQHFWRUV
DQG ZLULQJ KDUQHVVHV UHODWHG WR WKH (&0 $ FKDQJH LQ
YROWDJH ZLOO LQGLFDWH WKH ORFDWLRQ RI WKH IDXOW

'$(:22 9 %/

(1*,1( &21752/6 )  


5HYLHZLQJ WKH )DLOXUH 5HFRUGV YHKLFOH PLOHDJH VLQFH
WKH GLDJQRVWLF WHVW ODVW IDLOHG PD\ KHOS GHWHUPLQH KRZ

RIWHQ WKH FRQGLWLRQ WKDW FDXVHG WKH '7& WR EH VHW


RFFXUV 7KLV PD\ DVVLVW LQ GLDJQRVLQJ WKH FRQGLWLRQ

'7& 3 ,JQLWLRQ &RQWURO % &LUFXLW )DXOW


6WHS


$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

&KHFN IRU D IDXOW\ FRQQHFWLRQ RU D GDPDJHG WHUPLQDO


$ DW WKH LJQLWLRQ FRLO
,V D SUREOHP IRXQG"

&KHFN IRU D IDXOW\ FRQQHFWLRQ RU D GDPDJHG WHUPLQDO


' DW WKH HQJLQH FRQWURO PRGXOH (&0 FRQQHFWRU
,V D SUREOHP IRXQG"

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH (&0
 &KHFN WKH LJQLWLRQ FRQWURO FLUFXLW IRU D VKRUW WR
JURXQG
,V D SUREOHP IRXQG"

&KHFN WKH LJQLWLRQ FRQWURO FLUFXLW IRU D VKRUW WR YROWDJH


,V D SUREOHP IRXQG"





'$(:22 9 %/

&KHFN IRU DQ RSHQ LQ WKH LJQLWLRQ FRQWURO FLUFXLW


,V D SUREOHP IRXQG"
5HSODFH WKH (&0
,V WKH DFWLRQ FRPSOHWH"
 8VLQJ WKH VFDQ WRRO FOHDU WKH 'LDJQRVWLF 7URXEOH
&RGHV '7&V 
 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF UDQ
DQG SDVVHG"

&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW


$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ
GLDJQRVHG"

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 3


(;+$867 *$6 5(&,5&8/$7,21 23(1 9$/9( 326,7,21 (5525
&LUFXLW 'HVFULSWLRQ
$Q ([KDXVW *DV 5HFLUFXODWLRQ (*5 V\VWHP LV XVHG WR
ORZHU 2[LGHV RI 1LWURJHQ 12[ HPLVVLRQ OHYHOV FDXVHG
E\ KLJK FRPEXVWLRQ WHPSHUDWXUHV ,W DFFRPSOLVKHV WKLV
E\ IHHGLQJ VPDOO DPRXQWV RI H[KDXVW JDVHV EDFN LQWR
WKH FRPEXVWLRQ FKDPEHU :KHQ WKH DLUIXHO PL[WXUH LV
GLOXWHG ZLWK WKH H[KDXVW JDVVHV FRPEXVWLRQ
WHPSHUDWXUHV DUH UHGXFHG
$ OLQHDU (*5 YDOYH LV XVHG RQ WKLV V\VWHP 7KH OLQHDU
(*5 YDOYH LV GHVLJQHG WR DFFXUDWHO\ VXSSO\ H[KDXVW
JDVHV WR WKH HQJLQH ZLWKRXW WKH XVH RI LQWDNH PDQLIROG
YDFXXP 7KH YDOYH FRQWUROV H[KDXVW IORZ JRLQJ LQWR WKH
LQWDNH PDQLIROG IURP WKH H[KDXVW PDQLIROG WKURXJK DQ
RULILFH ZLWK DQ HQJLQH FRQWURO PRGXOH (&0 FRQWUROOHG
SLQWOH 7KH (&0 FRQWUROV WKH SLQWOH SRVLWLRQ XVLQJ LQSXWV
IURP WKH 7KURWWOH 3RVLWLRQ 73 DQG 0DQLIROG $EVROXWH
3UHVVXUH 0$3 VHQVRUV 7KH (&0 WKHQ FRPPDQGV WKH
(*5 YDOYH WR RSHUDWH ZKHQ QHFHVVDU\ E\ FRQWUROOLQJ DQ
LJQLWLRQ VLJQDO WKURXJK WKH (&0 7KLV FDQ EH PRQLWRUHG
RQ D VFDQ WRRO DV WKH 'HVLUHG (*5 3RVLWLRQ
7KH (&0 PRQLWRUV WKH UHVXOWV RI LWV FRPPDQG WKURXJK D
IHHGEDFN VLJQDO %\ VHQGLQJ D  YROW UHIHUHQFH DQG D
JURXQG WR WKH (*5 YDOYH D YROWDJH VLJQDO UHSUHVHQWLQJ
WKH (*5 YDOYH SLQWOH SRVLWLRQ LV VHQW WR WKH (&0 7KLV
IHHGEDFN VLJQDO FDQ DOVR EH PRQLWRUHG RQ D VFDQ WRRO
DQG LV WKH DFWXDO SRVLWLRQ RI WKH (*5 SLQWOH 7KH $FWXDO

(*5 3RVLWLRQ VKRXOG DOZD\V EH QHDU WKH FRPPDQGHG RU


'HVLUHG (*5 3RVLWLRQ
7KLV '7& ZLOO GHWHFW DQ RSHQ YDOYH SRVLWLRQ
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- ,JQLWLRQ YROWDJH LV EHWZHHQ  Y DQG  Y
- 7KH FKDQJH RI GHILUHG (*5 SRVLWLRQ LV OHVV WKDQ 
- (QJLQH UXQQLQJ
- &RRODQW WHPSHUDWXUH LV JUHDWHU WKDQ E&
- (*5 FRPPDQGHG 21 'HVLUHG (*5 3RVLWLRQ LV
JUHDWHU WKDQ  
- $FWXDO (*5 3RVLWLRQ GLIIHUV IURP 'HVLUHG (*5
3RVLWLRQ E\ PRUH WKDQ  IRU  VHFRQGV
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ ZLOO LOOXPLQDWH
DIWHU WZR FRQVHFXWLYH LJQLWLRQ F\FOHV LQ ZKLFK WKH
GLDJQRVWLF UXQV ZLWK WKH IDXOW DFWLYH
- 7KH (&0 ZLOO UHFRUG RSHUDWLQJ FRQGLWLRQV DW WKH WLPH
WKH GLDJQRVWLF IDLOV 7KLV LQIRUPDWLRQ ZLOO EH VWRUHG LQ
WKH )UHH]H )UDPH DQG )DLOXUH 5HFRUGV EXIIHUV
- $ KLVWRU\ '7& LV VWRUHG
- &RRODQW IDQ WXUQV RQ
- (*5 LV GLVDEOHG

'$(:22 9 %/

(1*,1( &21752/6 )  


&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
- 7KH 0,/ ZLOO WXUQ RII DIWHU WKUHH FRQVHFXWLYH LJQLWLRQ
F\FOHV LQ ZKLFK WKH GLDJQRVWLF UXQV ZLWKRXW D IDXOW
- $ KLVWRU\ '7& ZLOO FOHDU DIWHU  FRQVHFXWLYH ZDUP XS
F\FOHV ZLWKRXW D IDXOW
- '7& V FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO
'LDJQRVWLF $LGV
'XH WR PRLVWXUH DVVRFLDWHG ZLWK H[KDXVW V\VWHPV WKH
(*5 YDOYH PD\ IUHH]H DQG VWLFN LQ FROG ZHDWKHU DW
WLPHV $IWHU WKH YHKLFOH LV EURXJKW LQWR D ZDUP VKRS IRU
UHSDLUV WKH YDOYH ZDUPV DQG WKH SUREOHP GLVDSSHDUV
%\ ZDWFKLQJ WKH $FWXDO (*5 DQG 'HVLUHG (*5 3RVLWLRQV
RQ D FROG YHKLFOH ZLWK D VFDQ WRRO WKH IDXOW FDQ EH HDVLO\
YHULILHG &KHFN WKH IUHH]H IUDPH GDWD WR GHWHUPLQH LI WKH
'7& VHW ZKHQ WKH YHKLFOH ZDV FROG E\ YLHZLQJ WKH
(QJLQH &RRODQW 7HPSHUDWXUH &76 
7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH UHFRUGV
GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV FUHDWHV DQ
HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH
PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG
RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH
 &RPPDQGLQJ WKH (*5 YDOYH RSHQ GHWHUPLQHV
ZKHWKHU WKH (*5 V\VWHP FDQ FRQWURO WKH (*5 YDOYH
DFFXUDWHO\ DQG LI WKH IDXOW LV SUHVHQW 7KH GLIIHUHQFH
EHWZHHQ WKH FXUUHQW DQG FRPPDQGHG SRVLWLRQ LV
JUHDWHU WKDQ 
 :KHQ WKH (*5 YDOYH HOHFWULFDO FRQQHFWRU LV
GLVFRQQHFWHG WKH VFDQ WRRO VKRXOG GLVSOD\ WKH $FWXDO
(*5 3RVLWLRQ DV  ,I LW GRHV QRW WKH IDXOW OLHV HLWKHU
LQ WKH (*5 VLJQDO FLUFXLW RU WKH (&0
 $ WHVW OLJKW ZKHQ FRQQHFWHG WR JURXQG ZLOO JORZ GLPO\
ZKHQ WKH (*5 YDOYH LV FRPPDQGHG WR  DQG
EULJKWHU DV WKH (*5 YDOYH LV FRPPDQGHG WR  ,I
WKH OLJKW IODVKHV FKHFN WKH VHQVRU JURXQG IRU DQ
RSHQ
 $Q RSHQ RU SRRU FRQQHFWLRQ FRQGLWLRQ PD\ KDYH
FDXVHG WKLV '7& WR VHW %H VXUH WR FKHFN WKH

















WHUPLQDOV IRU EHLQJ EDFNHG RXW LPSURSHUO\ IRUPHG RU


GDPDJHG DQG IRU SRRU WHQVLRQ
7KH WHVW OLJKW ZLOO KDYH JORZHG EULJKWO\ LQ WKH
SUHYLRXV VWHS LI WKH (*5 FRQWURO FLUFXLW ZDV VKRUWHG
WR % DQG WKH $FWXDO (*5 3RVLWLRQ RQ WKH VFDQ WRRO
ZLOO GLVSOD\  $ WHVW OLJKW WKDW GLG QRW LOOXPLQDWH
LQGLFDWHV WKDW WKH FLUFXLW PD\ EH RSHQ RU VKRUWHG WR
JURXQG
,I WKH (*5 YDOYH  YROW UHIHUHQFH LV VKRUWHG WR
YROWDJH WKH GLJLWDO YROWPHWHU '90 ZLOO UHDG EDWWHU\
YROWDJH DQG DGGLWLRQDO '7&V PD\ EH VHW DQG WKH
HQJLQH SHUIRUPDQFH ZLOO EH SRRU
7KH UHSODFHPHQW (&0 PXVW EH UHSURJUDPPHG
5HIHU WR WKH ODWHVW 7HFKOLQH SURFHGXUH IRU (&0
UHSURJUDPPLQJ
$OWKRXJK WKH FLUFXLWU\ DFWHG FRUUHFWO\ ZKHQ FKHFNHG
D SUREOHP PD\ VWLOO OLH ZLWKLQ WKH WHUPLQDOV ZKLFK
ZRXOG QRW VKRZ XS LQ SUREH W\SH WHVWLQJ %H VXUH WR
FKHFN WKH WHUPLQDOV IRU EHLQJ EDFNHG RXW LPSURSHUO\
IRUPHG RU GDPDJHG DQG IRU SRRU WHQVLRQ
$OO FLUFXLWV WR WKH (*5 YDOYH DUH 2. DW WKLV SRLQW
7KH IDXOW OLHV LQWHUQDOO\ LQ WKH (*5 YDOYH DQG
WKHUHIRUH PXVW EH UHSODFHG %H VXUH DOO JDVNHW
PDWHULDO LV UHPRYHG IURP WKH (*5 PRXQWLQJ
VXUIDFH (YHQ D VPDOO DPRXQW RI PDWHULDO PD\
FDXVH D '7& 3 WR VHW
&KHFN WKH WHUPLQDOV IRU EHLQJ EDFNHG RXW
LPSURSHUO\ IRUPHG RU GDPDJHG DQG IRU SRRU
WHQVLRQ
&OHDULQJ '7&V LV D YHU\ LPSRUWDQW VWHS IRU WKLV
GLDJQRVWLF 7KH FOHDULQJ IXQFWLRQ DOORZV WKH (*5
YDOYH WR UHOHDUQ D QHZ SLQWOH SRVLWLRQ DV WKH ROG
SLQWOH SRVLWLRQ ZDV LQDFFXUDWH GXH WR WKH IDLOXUH WKDW
FDXVHG WKH '7& 7KH '7& PXVW EH FOHDUHG ZLWK WKH
LJQLWLRQ 21 HQJLQH 2)) RU ZKHQ WKH HQJLQH LV
LGOLQJ ,I WKH (&0 VHHV D (*5 FRPPDQG WKH QHZ
SLQWOH ZLOO QRW EH OHDUQHG
,I QR PDOIXQFWLRQV KDYH EHHQ IRXQG DW WKLV SRLQW DQG
QR DGGLWLRQDO '7&V ZHUH VHW UHIHU WR 'LDJQRVWLF
$LGV LQ WKLV VHFWLRQ IRU DGGLWLRQDO FKHFNV DQG
LQIRUPDWLRQ

'7& 3 ([KDXVW *DV 5HFLUFXODWLRQ 2SHQ 9DOYH 3RVLWLRQ (UURU


6WHS


'$(:22 9 %/

$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH FKHFN FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

)   (1*,1( &21752/6


'7& 3 ([KDXVW *DV 5HFLUFXODWLRQ 2SHQ 9DOYH 3RVLWLRQ (UURU &RQW
G
6WHS

$FWLRQ

9DOXH V

<HV

1R

 7XUQ WKH LJQLWLRQ VZLWFK 21 ZLWK WKH HQJLQH 2))


 ,QVWDOO D VFDQ WRRO
 &RPPDQG WKH ([KDXVW *DV 5HFLUFXODWLRQ (*5
YDOYH WR WKH VSHFLILHG YDOXHV
'RHV WKH $FWXDO (*5 3RVLWLRQ IROORZ WKH 'HVLUHG
(*5 3RVLWLRQ"

 
 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ VZLWFK 21 ZLWK WKH HQJLQH 2))


 'LVFRQQHFW WKH (*5 YDOYH HOHFWULFDO FRQQHFWRU
 :LWK D WHVW OLJKW FRQQHFWHG WR % SUREH WKH
JURXQG FLUFXLW DW WHUPLQDO  WR WKH (*5 YDOYH
'RHV WKH WHVW OLJKW LOOXPLQDWH"
 &RQQHFW WKH WHVW OLJKW WR JURXQG
 3UREH WKH (*5 FRQWURO FLUFXLW DW WHUPLQDO  WR WKH
(*5 YDOYH
 &RPPDQG WKH (*5 YDOYH WR WKH VSHFLILHG YDOXHV
XVLQJ D VFDQ WRRO
$IWHU WKH FRPPDQG LV UDLVHG GRHV WKH WHVW OLJKW JORZ
EULJKWHU IODVK RU PDLQWDLQ D VWHDG\ JORZ"

 
 

5HSDLU WKH RSHQ RU SRRU FRQQHFWLRQ LQ WKH (*5


JURXQG FLUFXLW
,V WKH DFWLRQ FRPSOHWH"

:LWK D WHVW OLJKW VWLOO FRQQHFWHG WR JURXQG SUREH WKH


VLJQDO FLUFXLW DW WHUPLQDO 
'RHV WKH WHVW OLJKW LOOXPLQDWH"

:LWK WKH WHVW OLJKW VWLOO FRQQHFWHG WR JURXQG DJDLQ


SUREH WKH FRQWURO FLUFXLW ZLWKRXW FRPPDQGLQJ WKH
(*5 YDOYH ZLWK WKH VFDQ WRRO
'RHV WKH WHVW OLJKW LOOXPLQDWH"
&KHFN WKH VLJQDO FLUFXLW IRU D VKRUW WR YROWDJH DQG
UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

:LWK D GLJLWDO YROWPHWHU '90 FRQQHFWHG WR JURXQG


SUREH WKH  Y UHIHUHQFH FLUFXLW DW WHUPLQDO 
,V WKH YROWDJH PHDVXUHG QHDU WKH VSHFLILHG YDOXH"



&KHFN WKH FRQWURO FLUFXLW IRU D VKRUW WR YROWDJH DQG


UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\



&RQQHFW WKH WHVW OLJKW WR % DQG DJDLQ SUREH WKH


FRQWURO FLUFXLW
'RHV WKH WHVW OLJKW LOOXPLQDWH"



5HSODFH WKH HQJLQH FRQWURO PRGXOH (&0 


,V WKH DFWLRQ FRPSOHWH"



&KHFN WKH (*5 JURXQG FLUFXLW DW WHUPLQDO ' IRU D


SRRU FRQQHFWLRQ RU SURSHU WHUPLQDO WHQVLRQ DW WKH
(&0 DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"

&KHFN WKH  Y UHIHUHQFH FLUFXLW IRU D VKRUW WR YROWDJH


DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"



*R WR 6WHS 

9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

'$(:22 9 %/

(1*,1( &21752/6 )  


'7& 3 ([KDXVW *DV 5HFLUFXODWLRQ 2SHQ 9DOYH 3RVLWLRQ (UURU &RQW
G
6WHS

$FWLRQ

9DOXH V



&KHFN WKH FRQWURO FLUFXLW IRU D VKRUW WR JURXQG DQG


UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"



&KHFN WKH FRQWURO FLUFXLW IRU DQ RSHQ RU SRRU FRQQHF


WLRQ DW WKH (*5 YDOYH HOHFWULFDO FRQQHFWRU DQG UHSDLU DV
QHFHVVDU\
,V D UHSDLU QHFHVVDU\"








'$(:22 9 %/

5HSODFH WKH (*5 YDOYH


,V WKH DFWLRQ FRPSOHWH"
&KHFN WKH (&0 HOHFWULFDO FRQQHFWRU IRU D SRRU FRQ
QHFWLRQ DQG UHSDLU DV QHFHVVDU\




 8VLQJ WKH VFDQ WRRO FOHDU WKH 'LDJQRVWLF 7URXEOH


&RGHV '7&V 
 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU VHWWLQJ
WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF UDQ
DQG SDVVHG"

&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW


$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ GLDJ
QRVHG"

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 3


(;+$867 *$6 5(&,5&8/$7,21 3,17/( 326,7,21 /2: 92/7$*(
&LUFXLW 'HVFULSWLRQ
$Q ([KDXVW *DV 5HFLUFXODWLRQ (*5 V\VWHP LV XVHG WR
ORZHU 2[LGHV RI 1LWURJHQ 12[ HPLVVLRQ OHYHOV FDXVHG
E\ KLJK FRPEXVWLRQ WHPSHUDWXUHV ,W DFFRPSOLVKHV WKLV
E\ IHHGLQJ VPDOO DPRXQWV RI H[KDXVW JDVHV EDFN LQWR
WKH FRPEXVWLRQ FKDPEHU :KHQ WKH DLUIXHO PL[WXUH LV
GLOXWHG ZLWK WKH H[KDXVW JDVHV FRPEXVWLRQ
WHPSHUDWXUHV DUH UHGXFHG
$ OLQHDU (*5 YDOYH LV XVHG RQ WKLV V\VWHP 7KH OLQHDU
(*5 YDOYH LV GHVLJQHG WR DFFXUDWHO\ VXSSO\ H[KDXVW
JDVHV WR WKH HQJLQH ZLWKRXW WKH XVH RI LQWDNH PDQLIROG
YDFXXP 7KH YDOYH FRQWUROV H[KDXVW IORZ JRLQJ LQWR WKH
LQWDNH PDQLIROG IURP WKH H[KDXVW PDQLIROG WKURXJK DQ
RULILFH ZLWK DQ HQJLQH FRQWURO PRGXOH (&0 FRQWUROOHG
SLQWOH 7KH (&0 FRQWUROV WKH SLQWOH SRVLWLRQ XVLQJ LQSXWV
IURP WKH 7KURWWOH 3RVLWLRQ 73 DQG WKH 0DQLIROG
$EVROXWH 3UHVVXUH 0$3 VHQVRUV 7KH (&0 WKHQ
FRPPDQGV WKH (*5 YDOYH WR RSHUDWH ZKHQ QHFHVVDU\
E\ FRQWUROOLQJ DQ LJQLWLRQ VLJQDO WKURXJK WKH (&0 7KLV
FDQ EH PRQLWRUHG RQ D VFDQ WRRO DV WKH 'HVLUHG (*5
3RVLWLRQ
7KH (&0 PRQLWRUV WKH UHVXOWV RI LWV FRPPDQG WKURXJK D
IHHGEDFN VLJQDO %\ VHQGLQJ D  YROW UHIHUHQFH DQG D
JURXQG WR WKH (*5 YDOYH D YROWDJH VLJQDO UHSUHVHQWLQJ
WKH (*5 YDOYH SLQWOH SRVLWLRQ LV VHQW WR WKH (&0 7KLV
IHHGEDFN VLJQDO FDQ DOVR EH PRQLWRUHG RQ D VFDQ WRRO

DQG LV WKH DFWXDO SRVLWLRQ RI WKH (*5 SLQWOH 7KH $FWXDO


(*5 3RVLWLRQ VKRXOG DOZD\V EH QHDU WKH FRPPDQGHG RU
'HVLUHG (*5 3RVLWLRQ
7KLV 'LDJQRVWLF 7URXEOH &RGH '7& ZLOO GHWHFW DQ RSHQ
RU VKRUW FLUFXLW
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- ,JQLWLRQ YROWDJH LV EHWZHHQ  9 DQG  9
- (QJLQH UXQQLQJ
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ ZLOO LOOXPLQDWH
DIWHU WZR FRQVHFXWLYH LJQLWLRQ F\FOHV LQ ZKLFK WKH
GLDJQRVWLF UXQV ZLWK WKH IDXOW DFWLYH
- 7KH (&0 ZLOO UHFRUG RSHUDWLQJ FRQGLWLRQV DW WKH WLPH
WKH GLDJQRVWLF IDLOV 7KLV LQIRUPDWLRQ ZLOO EH VWRUHG LQ
WKH )UHH]H )UDPH DQG )DLOXUH 5HFRUGV EXIIHUV
- $ KLVWRU\ '7& LV VWRUHG
- (*5 LV GLVDEOHG
&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
- 7KH 0,/ ZLOO WXUQ RII DIWHU WKUHH FRQVHFXWLYH LJQLWLRQ
F\FOHV LQ ZKLFK WKH GLDJQRVWLF UXQV ZLWKRXW D IDXOW
- $ KLVWRU\ '7& ZLOO FOHDU DIWHU  FRQVHFXWLYH ZDUPXS
F\FOHV ZLWKRXW D IDXOW

'$(:22 9 %/

(1*,1( &21752/6 )  


- '7& V FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO
'LDJQRVWLF $LGV
'XH WR PRLVWXUH DVVRFLDWHG ZLWK H[KDXVW V\VWHPV WKH
(*5 YDOYH PD\ IUHH]H DQG VWLFN LQ FROG ZHDWKHU $IWHU
WKH YHKLFOH LV EURXJKW LQWR D ZDUP VKRS IRU UHSDLUV WKH
YDOYH ZDUPV DQG WKH SUREOHP GLVDSSHDUV %\ ZDWFKLQJ
WKH $FWXDO (*5 DQG 'HVLUHG (*5 3RVLWLRQV RQ D FROG
YHKLFOH ZLWK D VFDQ WRRO WKH IDXOW FDQ EH HDVLO\ YHULILHG
&KHFN WKH IUHH]H IUDPH GDWD WR GHWHUPLQH LI WKH '7& VHW
ZKHQ WKH YHKLFOH ZDV FROG E\ YLHZLQJ WKH (QJLQH
&RRODQW 7HPSHUDWXUH &76 
7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH UHFRUGV
GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV FUHDWHV DQ
HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH
PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG
RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH
 &RPPDQGLQJ WKH (*5 YDOYH RSHQ GHWHUPLQHV
ZKHWKHU WKH (*5 V\VWHP FDQ FRQWURO WKH (*5 YDOYH
DFFXUDWHO\ DQG LI WKH IDXOW LV SUHVHQW
 ,I WKH (*5 YDOYH  YROW UHIHUHQFH LV VKRUWHG WR JURXQG
WKH GLJLWDO YROWPHWHU '90 ZLOO UHDG QR YROWDJH DQG
DGGLWLRQDO '7&V PD\ EH VHW DQG WKH HQJLQH
SHUIRUPDQFH ZLOO EH SRRU :KHQ WKLV FLUFXLW LV RSHQ
RQO\ D '7& 3 ZLOO EH VHW

 -XPSLQJ WKH  YROW UHIHUHQFH FLUFXLW WR WKH VLJQDO


FLUFXLW FKHFNV WKH VLJQDO FLUFXLW DQG WKH (&0 7KH
VFDQ WRRO VKRXOG GLVSOD\ WKH $FWXDO (*5 3RVLWLRQ DV
 LI WKH VLJQDO FLUFXLW DQG (&0 DUH 2.
 $OWKRXJK WKH (&0 DQG FLUFXLWU\ DFWHG FRUUHFWO\ LQ
WKH SUHYLRXV VWHS D SUREOHP PD\ VWLOO OLH ZLWKLQ WKH
WHUPLQDOV ZKLFK ZRXOG QRW VKRZ XS LQ SUREH W\SH
WHVWLQJ %H VXUH WR FKHFN WKH WHUPLQDOV IRU EHLQJ
EDFNHG RXW LPSURSHUO\ IRUPHG RU GDPDJHG DQG IRU
SRRU WHQVLRQ
 $OO FLUFXLWV WR WKH (*5 YDOYH DUH 2. DW WKLV SRLQW
7KH IDXOW OLHV LQWHUQDOO\ LQ WKH (*5 YDOYH DQG
WKHUHIRUH PXVW EH UHSODFHG %H VXUH DOO JDVNHW
PDWHULDO LV UHPRYHG IURP WKH (*5 PRXQWLQJ
VXUIDFH (YHQ D VPDOO DPRXQW RI PDWHULDO PD\
FDXVH D '7& 3 WR VHW
 7KH UHSODFHPHQW (&0 PXVW EH UHSURJUDPPHG
5HIHU WR WKH ODWHVW 7HFKOLQH SURFHGXUH IRU (&0
UHSURJUDPPLQJ
 &KHFN WKH WHUPLQDOV IRU EHLQJ EDFNHG RXW
LPSURSHUO\ IRUPHG RU GDPDJHG DQG IRU SRRU
WHQVLRQ
 &OHDULQJ '7&V LV D YHU\ LPSRUWDQW VWHS IRU WKLV
GLDJQRVWLF 7KH FOHDULQJ IXQFWLRQ DOORZV WKH (*5
YDOYH WR UHOHDUQ D QHZ SLQWOH SRVLWLRQ DV WKH ROG
SLQWOH SRVLWLRQ ZDV LQDFFXUDWH GXH WR WKH IDLOXUH WKDW
FDXVHG WKH '7& 7KH '7& PXVW EH FOHDUHG ZLWK WKH
LJQLWLRQ 21 HQJLQH 2)) RU ZKHQ WKH HQJLQH LV
LGOLQJ ,I WKH (&0 VHHV DQ (*5 FRPPDQG WKH QHZ
SLQWOH ZLOO QRW EH OHDUQHG
 ,I QR PDOIXQFWLRQV KDYH EHHQ IRXQG DW WKLV SRLQW DQG
QR DGGLWLRQDO '7&V ZHUH VHW UHIHU WR 'LDJQRVWLF
$LGV IRU DGGLWLRQDO FKHFNV DQG LQIRUPDWLRQ

'7& 3 ([KDXVW *DV 5HFLUFXODWLRQ 3LQWOH 3RVLWLRQ /RZ 9ROWDJH


6WHS


'$(:22 9 %/

$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

 7XUQ WKH LJQLWLRQ VZLWFK 21 ZLWK WKH HQJLQH 2))


 ,QVWDOO D VFDQ WRRO
 &RPPDQG WKH ([KDXVW *DV 5HFLUFXODWLRQ (*5
YDOYH WR WKH VSHFLILHG YDOXHV
'RHV WKH $FWXDO (*5 3RVLWLRQ IROORZ WKH 'HVLUHG
(*5 3RVLWLRQ"

 
 

*R WR 6WHS 

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ VZLWFK 21 ZLWK WKH HQJLQH 2))


 'LVFRQQHFW WKH (*5 YDOYH HOHFWULFDO FRQQHFWRU
 :LWK D GLJLWDO YROWPHWHU '90 FRQQHFWHG WR
JURXQG SUREH WKH  YROW UHIHUHQFH FLUFXLW DW
WHUPLQDO  WR WKH (*5 YDOYH
'RHV WKH '90 UHDG QHDU WKH VSHFLILHG YDOXH"

9

*R WR 6WHS 

*R WR 6WHS 

)   (1*,1( &21752/6


'7& 3 ([KDXVW *DV 5HFLUFXODWLRQ 3LQWOH 3RVLWLRQ /RZ 9ROWDJH &RQW
G
6WHS

$FWLRQ

9DOXH V

<HV

1R

-XPSHU WKH  YROW UHIHUHQFH FLUFXLW WR WKH VLJQDO FLUFXLW


DW WHUPLQDOV  DQG 
'RHV WKH $FWXDO (*5 3RVLWLRQ GLVSOD\ WKH VSHFLILHG
YDOXH"



*R WR 6WHS 

*R WR 6WHS 

 &RQQHFW WKH WHVW OLJKW WR %


 3UREH WKH  YROW UHIHUHQFH FLUFXLW WR WKH (*5 YDOYH
'RHV WKH WHVW OLJKW LOOXPLQDWH"

*R WR 6WHS 

*R WR 6WHS 

&KHFN WKH  YROW UHIHUHQFH DQG VLJQDO FLUFXLW IRU D SRRU


FRQQHFWLRQ RU SURSHU WHUPLQDO WHQVLRQ DQG UHSDLU DV
QHFHVVDU\
,V D UHSDLU QHFHVVDU\"


*R WR 6WHS 

*R WR 6WHS 

 &RQQHFW WKH WHVW OLJKW WR %


 3UREH WKH VLJQDO FLUFXLW DW WHUPLQDO  WR WKH (*5
YDOYH
'RHV WKH WHVW OLJKW LOOXPLQDWH"


*R WR 6WHS 

*R WR 6WHS 

&KHFN IRU D VKRUW WR JURXQG LQ WKH (*5 YDOYH  YROW


UHIHUHQFH FLUFXLW DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"

*R WR 6WHS 

*R WR 6WHS 

&KHFN IRU DQ RSHQ LQ WKH (*5  YROW UHIHUHQFH FLUFXLW


DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"

*R WR 6WHS 

*R WR 6WHS 



5HSODFH WKH (*5 YDOYH


,V WKH DFWLRQ FRPSOHWH"

*R WR 6WHS 



&KHFN IRU D VKRUW WR JURXQG LQ WKH (*5 YDOYH VLJQDO


FLUFXLW DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"

*R WR 6WHS 

*R WR 6WHS 



&KHFN IRU DQ RSHQ LQ WKH (*5 YDOYH VLJQDO FLUFXLW


DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"

*R WR 6WHS 

*R WR 6WHS 



5HSODFH WKH HQJLQH FRQWURO PRGXOH (&0 


,V WKH DFWLRQ FRPSOHWH"



&KHFN WKH DIIHFWHG FLUFXLW IRU D SRRU FRQQHFWLRQ RU


SURSHU WHUPLQDO WHQVLRQ DW WKH (&0 DQG UHSDLU DV
QHFHVVDU\
,V D UHSDLU QHFHVVDU\"



 8VLQJ WKH VFDQ WRRO FOHDU WKH 'LDJQRVWLF 7URXEOH


&RGHV '7&V 
 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF UDQ
DQG SDVVHG"



&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW


$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ GLDJ
QRVHG"

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 3


(;+$867 *$6 5(&,5&8/$7,21 3,17/( 326,7,21 +,*+ 92/7$*(
&LUFXLW 'HVFULSWLRQ
$Q ([KDXVW *DV 5HFLUFXODWLRQ (*5 V\VWHP LV XVHG WR
ORZHU 2[LGHV RI 1LWURJHQ 12[ HPLVVLRQ OHYHOV FDXVHG
E\ KLJK FRPEXVWLRQ WHPSHUDWXUHV ,W DFFRPSOLVKHV WKLV
E\ IHHGLQJ VPDOO DPRXQWV RI H[KDXVW JDVHV EDFN LQWR
WKH FRPEXVWLRQ FKDPEHU :KHQ WKH DLUIXHO PL[WXUH LV
GLOXWHG ZLWK WKH H[KDXVW JDVHV FRPEXVWLRQ
WHPSHUDWXUHV DUH UHGXFHG
$ OLQHDU (*5 YDOYH LV XVHG RQ WKLV V\VWHP 7KH OLQHDU
(*5 YDOYH LV GHVLJQHG WR DFFXUDWHO\ VXSSO\ H[KDXVW
JDVHV WR WKH HQJLQH ZLWKRXW WKH XVH RI LQWDNH PDQLIROG
YDFXXP 7KH YDOYH FRQWUROV H[KDXVW IORZ JRLQJ LQWR WKH
LQWDNH PDQLIROG IURP WKH H[KDXVW PDQLIROG WKURXJK DQ
RULILFH ZLWK DQ HQJLQH FRQWURO PRGXOH (&0 FRQWUROOHG
SLQWOH 7KH (&0 FRQWUROV WKH SLQWOH SRVLWLRQ XVLQJ LQSXWV
IURP WKH 7KURWWOH 3RVLWLRQ 73 DQG 0DQLIROG $EVROXWH
3UHVVXUH 0$3 VHQVRUV 7KH (&0 WKHQ FRPPDQGV WKH
(*5 YDOYH WR RSHUDWH ZKHQ QHFHVVDU\ E\ FRQWUROOLQJ DQ
LJQLWLRQ VLJQDO WKURXJK WKH (&0 7KLV FDQ EH PRQLWRUHG
RQ D VFDQ WRRO DV WKH 'HVLUHG (*5 3RVLWLRQ
7KH (&0 PRQLWRUV WKH UHVXOWV RI LWV FRPPDQG WKURXJK D
IHHGEDFN VLJQDO %\ VHQGLQJ D  YROW UHIHUHQFH DQG D
JURXQG WR WKH (*5 YDOYH D YROWDJH VLJQDO UHSUHVHQWLQJ
WKH (*5 YDOYH SLQWOH SRVLWLRQ LV VHQW WR WKH (&0 7KLV
IHHGEDFN VLJQDO FDQ DOVR EH PRQLWRUHG RQ D VFDQ WRRO
DQG LV WKH DFWXDO SRVLWLRQ RI WKH (*5 SLQWOH 7KH $FWXDO

(*5 3RVLWLRQ VKRXOG DOZD\V EH QHDU WKH FRPPDQGHG RU


'HVLUHG (*5 3RVLWLRQ
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- (QJLQH UXQQLQJ
- ,JQLWLRQ YROWDJH LV EHWZHHQ  Y DQG  Y
- $ PDOIXQFWLRQ LV SUHVHQW IRU PRUH WKDQ  VHFRQGV
- (*5 SRVLWLRQ VLJQDO LV JUHDWHU WKDQ  FRXQWV
Y 
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ ZLOO LOOXPLQDWH
DIWHU WZR FRQVHFXWLYH LJQLWLRQ F\FOHV LQ ZKLFK WKH
GLDJQRVWLF UXQV ZLWK WKH IDXOW DFWLYH
- 7KH (&0 ZLOO UHFRUG RSHUDWLQJ FRQGLWLRQV DW WKH WLPH
WKH GLDJQRVWLF IDLOV 7KLV LQIRUPDWLRQ ZLOO EH VWRUHG LQ
WKH )UHH]H )UDPH DQG )DLOXUH 5HFRUGV EXIIHUV
- $ KLVWRU\ 'LDJQRVWLF 7URXEOH &RGH '7& LV VWRUHG
- (*5 LV GLVDEOHG
&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
- 7KH 0,/ ZLOO WXUQ RII DIWHU WKUHH FRQVHFXWLYH LJQLWLRQ
F\FOHV LQ ZKLFK WKH GLDJQRVWLF UXQV ZLWKRXW D IDXOW
- $ KLVWRU\ '7& ZLOO FOHDU DIWHU  FRQVHFXWLYH ZDUPXS
F\FOHV ZLWKRXW D IDXOW

'$(:22 9 %/

(1*,1( &21752/6 )  


- '7& V FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO
'LDJQRVWLF $LGV
'XH WR PRLVWXUH DVVRFLDWHG ZLWK H[KDXVW V\VWHPV WKH
(*5 YDOYH PD\ IUHH]H DQG VWLFN LQ FROG ZHDWKHU $IWHU
WKH YHKLFOH LV EURXJKW LQWR D ZDUP VKRS IRU UHSDLUV WKH
YDOYH ZDUPV DQG WKH SUREOHP GLVDSSHDUV %\ ZDWFKLQJ
WKH $FWXDO (*5 DQG 'HVLUHG (*5 3RVLWLRQV RQ D FROG
YHKLFOH ZLWK D VFDQ WRRO WKH IDXOW FDQ EH HDVLO\ YHULILHG
&KHFN WKH IUHH]H IUDPH GDWD WR GHWHUPLQH LI WKH '7& VHW
ZKHQ WKH YHKLFOH ZDV FROG E\ YLHZLQJ WKH (QJLQH
&RRODQW 7HPSHUDWXUH &76 
7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH UHFRUGV
GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV FUHDWHV DQ
HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH
PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG
RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH
 &RPPDQGLQJ WKH (*5 YDOYH RSHQ GHWHUPLQHV
ZKHWKHU WKH (*5 V\VWHP FDQ FRQWURO WKH (*5 YDOYH
DFFXUDWHO\ DQG LI WKH IDXOW LV SUHVHQW
 ,I WKH (*5 YDOYH  YROW UHIHUHQFH LV VKRUWHG WR JURXQG
WKH GLJLWDO YROWPHWHU '90 ZLOO UHDG QR YROWDJH DQG
DGGLWLRQDO '7&V PD\ EH VHW DQG WKH HQJLQH
SHUIRUPDQFH ZLOO EH SRRU :KHQ WKLV FLUFXLW LV RSHQ
RQO\ D '7& 3 ZLOO EH VHW
 -XPSHULQJ WKH  YROW UHIHUHQFH FLUFXLW WR WKH VLJQDO
FLUFXLW FKHFNV WKH VLJQDO FLUFXLW DQG WKH (&0 7KH













VFDQ WRRO VKRXOG GLVSOD\ WKH $FWXDO (*5 3RVLWLRQ DV


 LI WKH VLJQDO FLUFXLW DQG (&0 DUH 2.
$OWKRXJK WKH (&0 DQG FLUFXLWU\ DFWHG FRUUHFWO\ LQ
WKH SUHYLRXV VWHS D SUREOHP PD\ VWLOO OLH ZLWKLQ WKH
WHUPLQDOV ZKLFK ZRXOG QRW VKRZ XS LQ SUREH W\SH
WHVWLQJ %H VXUH WR FKHFN WKH WHUPLQDOV IRU EHLQJ
EDFNHG RXW LPSURSHUO\ IRUPHG RU GDPDJHG DQG IRU
SRRU WHQVLRQ
$OO FLUFXLWV WR WKH (*5 YDOYH DUH 2. DW WKLV SRLQW
7KH IDXOW OLHV LQWHUQDOO\ LQ WKH (*5 YDOYH DQG
WKHUHIRUH PXVW EH UHSODFHG %H VXUH DOO JDVNHW
PDWHULDO LV UHPRYHG IURP WKH (*5 PRXQWLQJ
VXUIDFH (YHQ D VPDOO DPRXQW RI PDWHULDO PD\
FDXVH D '7& 3 WR VHW
7KH UHSODFHPHQW (&0 PXVW EH UHSURJUDPPHG
5HIHU WR WKH ODWHVW 7HFKOLQH SURFHGXUH IRU (&0
UHSURJUDPPLQJ
&KHFN WKH WHUPLQDOV IRU EHLQJ EDFNHG RXW
LPSURSHUO\ IRUPHG RU GDPDJHG DQG IRU SRRU
WHQVLRQ
&OHDULQJ WKH '7&V LV D YHU\ LPSRUWDQW VWHS IRU WKLV
GLDJQRVWLF 7KH FOHDULQJ IXQFWLRQ DOORZV WKH (*5
YDOYH WR UHOHDUQ D QHZ SLQWOH SRVLWLRQ DV WKH ROG
SLQWOH SRVLWLRQ ZDV LQDFFXUDWH GXH WR WKH IDLOXUH WKDW
FDXVHG WKH '7& 7KH '7& PXVW EH FOHDUHG ZLWK WKH
LJQLWLRQ 21 HQJLQH 2)) RU ZKHQ WKH HQJLQH LV
LGOLQJ ,I WKH (&0 VHHV D (*5 FRPPDQG WKH QHZ
SLQWOH ZLOO QRW EH OHDUQHG
,I QR PDOIXQFWLRQV KDYH EHHQ IRXQG DW WKLV SRLQW DQG
QR DGGLWLRQDO '7&V ZHUH VHW UHIHU WR 'LDJQRVWLF
$LGV LQ WKLV VHFWLRQ IRU DGGLWLRQDO FKHFNV DQG
LQIRUPDWLRQ

'7& 3 ([KDXVW *DV 5HFLUFXODWLRQ 3LQWOH 3RVLWLRQ +LJK 9ROWDJH


6WHS


'$(:22 9 %/

$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

 7XUQ WKH LJQLWLRQ VZLWFK 21 ZLWK WKH HQJLQH 2))


 ,QVWDOO D VFDQ WRRO
 &RPPDQG WKH ([KDXVW *DV 5HFLUFXODWLRQ (*5
YDOYH WR WKH VSHFLILHG YDOXHV
'RHV WKH $FWXDO (*5 3RVLWLRQ IROORZ WKH 'HVLUHG
(*5 3RVLWLRQ"

 
 

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ VZLWFK 21 ZLWK WKH HQJLQH 2))


 'LVFRQQHFW WKH (*5 YDOYH HOHFWULFDO FRQQHFWRU
 :LWK D GLJLWDO YROWPHWHU '90 FRQQHFWHG WR JURXQG
SUREH WKH  9 UHIHUHQFH FLUFXLW DW WHUPLQDO  WR WKH
(*5 YDOYH
'RHV WKH '90 UHDG QHDU WKH VSHFLILHG YDOXH"

9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

)   (1*,1( &21752/6


'7& 3 ([KDXVW *DV 5HFLUFXODWLRQ 3LQWOH 3RVLWLRQ +LJK 9ROWDJH &RQW
G
6WHS

$FWLRQ

9DOXH V

<HV

1R



*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

-XPSHU WKH  YROW UHIHUHQFH FLUFXLW WR WKH VLJQDO FLUFXLW


DW WHUPLQDOV  DQG 
'RHV WKH $FWXDO (*5 3RVLWLRQ GLVSOD\ WKH VSHFLILHG
YDOXH"

 &RQQHFW WKH WHVW OLJKW WR %


 3UREH WKH  9 UHIHUHQFH FLUFXLW WR WKH (*5 YDOYH
'RHV WKH WHVW OLJKW LOOXPLQDWH"

&KHFN WKH  9 UHIHUHQFH DQG VLJQDO FLUFXLW IRU D SRRU


FRQQHFWLRQ RU SURSHU WHUPLQDO WHQVLRQ DQG UHSDLU DV
QHFHVVDU\
,V D UHSDLU QHFHVVDU\"

 &RQQHFW WKH WHVW OLJKW WR %


 3UREH WKH VLJQDO FLUFXLW DW WHUPLQDO  WR WKH (*5
YDOYH
'RHV WKH WHVW OLJKW LOOXPLQDWH"

&KHFN IRU D VKRUW WR JURXQG LQ WKH (*5 YDOYH  9


UHIHUHQFH FLUFXLW DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"

&KHFN IRU DQ RSHQ LQ WKH (*5  9 UHIHUHQFH FLUFXLW


DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"



5HSODFH WKH (*5 YDOYH


,V WKH DFWLRQ FRPSOHWH"



&KHFN IRU D VKRUW WR JURXQG LQ WKH (*5 YDOYH VLJQDO


FLUFXLW DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"



&KHFN IRU DQ RSHQ LQ WKH (*5 YDOYH VLJQDO FLUFXLW


DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"









5HSODFH WKH HQJLQH FRQWURO PRGXOH (&0 


,V WKH DFWLRQ FRPSOHWH"
&KHFN WKH DIIHFWHG FLUFXLW IRU D SRRU FRQQHFWLRQ RU
SURSHU WHUPLQDO WHQVLRQ DW WKH (&0 DQG UHSDLU DV QH
FHVVDU\
,V D UHSDLU QHFHVVDU\"

 8VLQJ WKH VFDQ WRRO FOHDU WKH 'LDJQRVWLF 7URXEOH


&RGHV '7&V 
 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF UDQ
DQG SDVVHG"

&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW


$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ GLDJ
QRVHG"

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 3


(9$325$7,9( (0,66,21 6<67(0 385*( &21752/ &,5&8,7
6\VWHP 'HVFULSWLRQ
7KH HYDSRUDWLYH HPLVVLRQ (9$3 V\VWHP LQFOXGHV WKH
IROORZLQJ FRPSRQHQWV
- )XHO WDQN
- (9$3 YHQW VROHQRLG
- )XHO WDQN SUHVVXUH VHQVRU
- )XHO SLSHV DQG KRVHV
- )XHO YDSRU OLQHV
- )XHO FDS
- (9$3 FDQLVWHU
- 3XUJH OLQHV
- (9$3 FDQLVWHU SXUJH YDOYH
- (9$3 VHUYLFH SRUW
7KH (9$3 V\VWHP LV FKHFNHG E\ DSSO\LQJ YDFXXP WR WKH
(9$3 V\VWHP DQG PRQLWRULQJ IRU D YDFXXP GHFD\ 7KH
HQJLQH FRQWURO PRGXOH (&0 PRQLWRUV WKH YDFXXP OHYHO
WKURXJK WKH IXHO WDQN SUHVVXUH VHQVRU VLJQDO
$W WKH DSSURSULDWH WLPH WKH (9$3 FDQLVWHU SXUJH YDOYH
DQG WKH (9$3 YHQW VROHQRLG DUH WXUQHG 21 DOORZLQJ WKH
HQJLQH WR GUDZ D VPDOO YDFXXP RQ WKH HQWLUH HYDSRUDWLYH
HPLVVLRQ V\VWHP $IWHU WKH GHVLUHG YDFXXP OHYHO KDV
EHHQ DFKLHYHG WKH (9$3 FDQLVWHU SXUJH YDOYH LV WXUQHG
2)) VHDOLQJ WKH V\VWHP
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- ,JQLWLRQ 21
- ,JQLWLRQ YROWDJH LV JUHDWHU WKDQ  Y
- (QJLQH UXQ WLPH LV JUHDWHU WKDQ  VHF
- 7KH (&0 GHWHFWV WKDW WKH FRPPDQGHG VWDWH RI WKH
GULYHU DQG WKH DFWXDO VWDWH RI WKH FRQWURO FLUFXLW GR QRW
PDWFK

$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV


- 7KH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ ZLOO LOOXPLQDWH
RQ WKH VHFRQG FRQVHFXWLYH GULYH WULS WKDW WKH
GLDJQRVWLF UXQV DQG IDLOV
- 7KH (&0 ZLOO UHFRUG RSHUDWLQJ FRQGLWLRQV DW WKH WLPH
WKH GLDJQRVWLF IDLOV 7KLV LQIRUPDWLRQ ZLOO EH VWRUHG LQ
WKH )UHH]H )UDPH DQG )DLOXUH 5HFRUGV EXIIHUV
- $ KLVWRU\ '7& LV VWRUHG
&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
- 7KH 0,/ ZLOO WXUQ RII DIWHU WKUHH FRQVHFXWLYH LJQLWLRQ
F\FOHV LQ ZKLFK WKH GLDJQRVWLF UXQV ZLWKRXW D IDXOW
- $ KLVWRU\ '7& ZLOO FOHDU DIWHU  FRQVHFXWLYH ZDUPXS
F\FOHV ZLWKRXW D IDXOW
- '7& V FDQ EH FOHDUHG E\ GLVFRQQHFWLQJ WKH EDWWHU\
- 8VLQJ D VFDQ WRRO
'LDJQRVWLF $LGV
8VLQJ )UHH]H )UDPH DQGRU )DLOXUH 5HFRUGV GDWD PD\
DLG LQ ORFDWLQJ DQ LQWHUPLWWHQW FRQGLWLRQ ,I WKH '7&
FDQQRW EH GXSOLFDWHG WKH LQIRUPDWLRQ LQFOXGHG LQ WKH
)UHH]H )UDPH DQGRU )DLOXUH 5HFRUGV GDWD FDQ EH
XVHIXO LQ GHWHUPLQLQJ KRZ PDQ\ PLOHV VLQFH WKH '7&
VHW 7KH )DLO &RXQWHU DQG WKH 3DVV &RXQWHU FDQ DOVR EH
XVHG WR GHWHUPLQH KRZ PDQ\ LJQLWLRQ F\FOHV WKH
GLDJQRVWLF UHSRUWHG D SDVV DQGRU D IDLO 2SHUDWH WKH
YHKLFOH ZLWKLQ WKH VDPH IUHH]H IUDPH FRQGLWLRQV USP
ORDG YHKLFOH VSHHG WHPSHUDWXUH HWF WKDW ZHUH QRWHG
7KLV ZLOO LVRODWH ZKHQ WKH '7& IDLOHG
7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH

'$(:22 9 %/

(1*,1( &21752/6 )  


 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH UHFRUGV
GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV FUHDWHV DQ
HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH
PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG
RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH
 /LVWHQ IRU DQ DXGLEOH FOLFN ZKHQ WKH VROHQRLG
RSHUDWHV %H VXUH WKDW ERWK WKH 21 DQG WKH 2))
VWDWHV DUH FRPPDQGHG 5HSHDW WKH FRPPDQGV DV
QHFHVVDU\

 7KLV FKHFN FDQ GHWHFW D SDUWLDOO\ VKRUWHG FRLO ZKLFK


ZRXOG FDXVH H[FHVVLYH FXUUHQW IORZ /HDYLQJ WKH
FLUFXLW HQHUJL]HG IRU  PLQXWHV DOORZV WKH FRLO WR
ZDUP XS :KHQ ZDUP WKH FRLO PD\ RSHQ DPSV
GURS WR   RU VKRUW DPSV JR DERYH  
 ,I QR WURXEOH LV IRXQG LQ WKH FRQWURO FLUFXLW WKH
FRQQHFWLRQ DW WKH (&0 WKH (&0 PD\ EH IDXOW\ EXW
WKLV LV DQ H[WUHPHO\ XQOLNHO\ IDLOXUH 7KH
UHSODFHPHQW (&0 PXVW EH UHSURJUDPPHG 5HIHU WR
WKH ODWHVW 7HFKOLQH SURFHGXUH IRU (&0
UHSURJUDPPLQJ

'7& 3 (YDSRUDWLYH (PLVVLRQ 6\VWHP 3XUJH &RQWURO &LUFXLW


6WHS

$FWLRQ

3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP


&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"

'$(:22 9 %/

 7XUQ WKH LJQLWLRQ 21 HQJLQH 2))


 ,QVWDOO WKH VFDQ WRRO
 &RPPDQG WKH (YDSRUDWLYH (PLVVLRQ (9$3 3XUJH
6ROHQRLG 21 DQG 2))
'RHV WKH VROHQRLG WXUQ 21 DQG 2)) ZLWK HDFK
FRPPDQG"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH HQJLQH FRQWURO PRGXOH (&0
FRQQHFWRU FRQWDLQLQJ WKH VROHQRLG FRQWURO FLUFXLW
FRQQHFWRU  UHG 
 7XUQ WKH LJQLWLRQ 21
 8VLQJ D GLJLWDO YROWPHWHU '90 RQ D  DPS VFDOH
PHDVXUH WKH FXUUHQW IURP WKH VROHQRLG FRQWURO
FLUFXLW DW WHUPLQDO $ LQ WKH (&0 KDUQHVV
FRQQHFWRU WR JURXQG IRU  PLQXWHV
'RHV WKH FXUUHQW GUDZ PHDVXUH OHVV WKDQ WKH VSHFLILHG
YDOXH"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH VROHQRLG
 8VLQJ D '90 PHDVXUH UHVLVWDQFH IURP WKH
VROHQRLG FRQWURO FLUFXLW DW WHUPLQDO $ LQ WKH (&0
KDUQHVV FRQQHFWRU WR JURXQG
'RHV WKH '90 GLVSOD\ LQILQLWH UHVLVWDQFH"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH VROHQRLG
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH WHUPLQDOV $ DQG
% LQ WKH VROHQRLG KDUQHVV FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
 8VLQJ WKH VFDQ WRRO FRPPDQG WKH VROHQRLG 21
DQG 2))
'RHV WKH WHVW OLJKW WXUQ 21 DQG 2)) ZLWK HDFK
FRPPDQG"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 DPSV

)   (1*,1( &21752/6


'7& 3 (YDSRUDWLYH (PLVVLRQ 6\VWHP 3XUJH &RQWURO &LUFXLW &RQW
G
6WHS













$FWLRQ
:LWK WKH WHVW OLJKW FRQQHFWHG WR JURXQG SUREH WKH
LJQLWLRQ IHHG FLUFXLW DW WHUPLQDO $ LQ WKH VROHQRLG
KDUQHVV FRQQHFWRU
'RHV WKH WHVW OLJKW LOOXPLQDWH"
 7XUQ WKH LJQLWLRQ 2))
 5HFRQQHFW WKH VROHQRLG
 'LVFRQQHFW WKH (&0 FRQQHFWRU FRQWDLQLQJ WKH
VROHQRLG FRQWURO FLUFXLW
 7XUQ WKH LJQLWLRQ 21
 :LWK D IXVHG MXPSHU ZLUH FRQQHFWHG WR JURXQG
SUREH WKH VROHQRLG FRQWURO FLUFXLW DW WHUPLQDO $
LQ WKH (&0 KDUQHVV
'RHV WKH VROHQRLG RSHUDWH"
&KHFN WKH FRQQHFWLRQV DW WKH VROHQRLG
,V D SUREOHP IRXQG DQG FRUUHFWHG"
&KHFN WKH FRQQHFWLRQV DW WKH (&0
,V D SUREOHP IRXQG DQG FRUUHFWHG"
5HSDLU WKH IDXOW\ VROHQRLG FRQWURO FLUFXLW
,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH IDXOW\ VROHQRLG LJQLWLRQ IHHG FLUFXLW
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH VROHQRLG
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH (&0
,V WKH UHSDLU FRPSOHWH"
 8VLQJ WKH VFDQ WRRO FOHDU WKH 'LDJQRVWLF 7URXEOH
&RGHV '7&V 
 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF UDQ
DQG SDVVHG"
&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW
$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ
GLDJQRVHG"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 3


&22/,1* )$1 5(/$<  )$1 &21752/ &,5&8,7 )$8/7
&LUFXLW 'HVFULSWLRQ
,JQLWLRQ YROWDJH LV VXSSOLHG GLUHFWO\ WR WKH FRROLQJ IDQ
UHOD\ FRLO 7KH HQJLQH FRQWURO PRGXOH (&0 FRQWUROV WKH
UHOD\ E\ JURXQGLQJ WKH FRQWURO FLUFXLW YLD DQ LQWHUQDO
VZLWFK FDOOHG D GULYHU 7KH SULPDU\ IXQFWLRQ RI WKH GULYHU
LV WR VXSSO\ WKH JURXQG IRU WKH FRPSRQHQW EHLQJ
FRQWUROOHG (DFK GULYHU KDV D IDXOW OLQH ZKLFK LV
PRQLWRUHG E\ WKH (&0 :KHQ WKH (&0 LV FRPPDQGLQJ
D FRPSRQHQW 21 WKH YROWDJH RI WKH FRQWURO FLUFXLW
VKRXOG EH ORZ QHDU  YROWV  :KHQ WKH (&0 LV
FRPPDQGLQJ WKH FRQWURO FLUFXLW WR D FRPSRQHQW 2)) WKH
YROWDJH SRWHQWLDO RI WKH FLUFXLW VKRXOG EH KLJK QHDU
EDWWHU\ YROWDJH  ,I WKH IDXOW GHWHFWLRQ FLUFXLW VHQVHV D
YROWDJH RWKHU WKDQ ZKDW LV H[SHFWHG WKH IDXOW OLQH VWDWXV
ZLOO FKDQJH FDXVLQJ WKH 'LDJQRVWLF 7URXEOH &RGH '7&
WR VHW
7KH UHOD\ LV XVHG WR FRQWURO WKH KLJK FXUUHQW IORZ WR WKH
FRROLQJ IDQ PRWRUV 7KLV DOORZV WKH (&0 GULYHU WR RQO\
KDYH WR KDQGOH WKH UHODWLYHO\ ORZ FXUUHQW XVHG E\ WKH
UHOD\
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- '7&V 3 3 QRW VHW
- ,JQLWLRQ 21
- ,JQLWLRQ YROWDJH LV JUHDWHU WKDQ  YROWV
- (QJLQH UXQ WLPH LV JUHDWHU WKDQ  VHFRQGV

$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV


- 7KH (&0 ZLOO QRW LOOXPLQDWH WKH 0DOIXQFWLRQ ,QGLFDWRU
/DPS 0,/ 
- 7KH (&0 ZLOO UHFRUG RSHUDWLQJ FRQGLWLRQV DW WKH WLPH
WKH GLDJQRVWLF IDLOV 7KLV LQIRUPDWLRQ ZLOO EH VWRUHG LQ
WKH )UHH]H )UDPH DQGRU )DLOXUH 5HFRUGV
&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
- $ KLVWRU\ '7& ZLOO FOHDU DIWHU IRUW\ FRQVHFXWLYH
ZDUPXS F\FOHV LI QR IDLOXUHV DUH UHSRUWHG E\ WKLV RU
DQ\ RWKHU HPLVVLRQ UHODWHG GLDJQRVWLF
- (&0 EDWWHU\ YROWDJH LV LQWHUUXSWHG
- 8VLQJ D VFDQ WRRO
'LDJQRVWLF $LGV
8VLQJ )UHH]H )UDPH DQGRU )DLOXUH 5HFRUGV GDWD PD\
DLG LQ ORFDWLQJ DQ LQWHUPLWWHQW FRQGLWLRQ ,I WKH '7&
FDQQRW EH GXSOLFDWHG WKH LQIRUPDWLRQ LQFOXGHG LQ WKH
)UHH]H )UDPH DQGRU )DLOXUH 5HFRUGV GDWD FDQ EH
XVHIXO LQ GHWHUPLQLQJ KRZ PDQ\ PLOHV VLQFH WKH '7&
VHW 7KH )DLO &RXQWHU DQG 3DVV &RXQWHU FDQ DOVR EH
XVHG WR GHWHUPLQH KRZ PDQ\ LJQLWLRQ F\FOHV WKH
GLDJQRVWLF UHSRUWHG D SDVV DQGRU IDLO 2SHUDWH WKH
YHKLFOH ZLWKLQ WKH VDPH IUHH]H IUDPH FRQGLWLRQV USP
ORDG YHKLFOH VSHHG WHPSHUDWXUH HWF WKDW DUH QRWHG
7KLV ZLOO LVRODWH ZKHQ WKH '7& IDLOHG

'$(:22 9 %/

(1*,1( &21752/6 )  


7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH UHFRUGV
GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV FUHDWHV DQ
HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH
PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG
RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH
 /LVWHQ IRU DQ DXGLEOH FOLFN ZKHQ WKH UHOD\ RSHUDWHV
%H VXUH WKDW ERWK WKH 21 DQG WKH 2)) VWDWHV DUH
FRPPDQGHG 5HSHDW WKH FRPPDQGV DV QHFHVVDU\

 7KLV FKHFN FDQ GHWHFW D SDUWLDOO\ VKRUWHG FRLO ZKLFK


ZRXOG FDXVH H[FHVVLYH FXUUHQW IORZ /HDYLQJ WKH
FLUFXLW HQHUJL]HG IRU  PLQXWHV DOORZV WKH FRLO WR
ZDUP XS :KHQ ZDUP WKH FRLO PD\ RSHQ RU VKRUW
 ,W LV LPSRUWDQW WR LGHQWLI\ DQG WHVW WKH UHOD\ FRLO
WHUPLQDOV WR DYRLG LPSURSHU GLDJQRVLV
 ,I QR WURXEOH LV IRXQG LQ WKH FRQWURO FLUFXLW RU WKH
FRQQHFWLRQ DW WKH (&0 WKH (&0 PD\ EH IDXOW\
+RZHYHU WKLV LV H[WUHPHO\ XQOLNHO\ 7KH
UHSODFHPHQW (&0 PXVW EH UHSURJUDPPHG 5HIHU WR
WKH ODWHVW 7HFKOLQH SURFHGXUH IRU (&0
UHSURJUDPPLQJ

'7& 3 &RROLQJ )DQ 5HOD\  )DQ &RQWURO &LUFXLW )DXOW


6WHS


'$(:22 9 %/

$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"
 7XUQ WKH LJQLWLRQ 21 ZLWK HQJLQH 2))
 ,QVWDOO WKH VFDQ WRRO
 &RPPDQG WKH UHOD\ 21 DQG 2))
'RHV WKH UHOD\ WXUQ 21 DQG 2)) ZKHQ FRPPDQG
HG"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH HQJLQH FRQWURO PRGXOH (&0
FRQQHFWRU  ZKLWH IURP WKH (&0
 7XUQ WKH LJQLWLRQ 21
 8VLQJ D GLJLWDO YROWPHWHU '90  PHDVXUH WKH
FXUUHQW LQ UHOD\ $ FRQWURO FLUFXLW DW WHUPLQDO &
WR JURXQG IRU  PLQXWHV
'RHV WKH DPSHUDJH PHDVXUH OHVV WKDQ WKH VSHFLILHG
YDOXH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 DPSV

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH UHOD\
 8VLQJ D '90 PHDVXUH WKH UHVLVWDQFH IURP WKH
UHOD\ FRQWURO FLUFXLW LQ WKH (&0 KDUQHVV FRQQHFWRU
WR JURXQG
'RHV WKH '90 GLVSOD\ LQILQLWH UHVLVWDQFH"

 7XUQ WKH ,JQLWLRQ 2))


 'LVFRQQHFW WKH UHOD\
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH UHOD\ FRLO WHUPLQDOV
 DQG  LQ WKH UHOD\ KDUQHVV FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
 8VLQJ WKH VFDQ WRRO FRPPDQG WKH UHOD\ 21 DQG
2))
'RHV WKH WHVW OLJKW WXUQ 21 DQG 2)) ZLWK HDFK
FRPPDQG"

)   (1*,1( &21752/6


'7& 3 &RROLQJ )DQ 5HOD\  )DQ &RQWURO &LUFXLW )DXOW &RQW
G
6WHS

$FWLRQ

9DOXH V

:LWK WKH WHVW OLJKW FRQQHFWHG WR JURXQG SUREH WKH


LJQLWLRQ IHHG FLUFXLW LQ WKH UHOD\ KDUQHVV FRQQHFWRU
'RHV WKH WHVW OLJKW LOOXPLQDWH"

 7XUQ WKH LJQLWLRQ 2))


 5HFRQQHFW WKH UHOD\
 'LVFRQQHFW WKH (&0 FRQQHFWRU FRQWDLQLQJ WKH
UHOD\ FRQWURO FLUFXLW
 7XUQ WKH LJQLWLRQ 21
 :LWK D IXVHG MXPSHU ZLUH FRQQHFWHG WR JURXQG
SUREH WKH UHOD\ FRQWURO FLUFXLW DW WHUPLQDO & LQ
WKH (&0 KDUQHVV FRQQHFWRU
'RHV WKH UHOD\ RSHUDWH"












&KHFN WKH FRQQHFWLRQV DW WKH UHOD\


,V D SUREOHP IRXQG DQG FRUUHFWHG"
&KHFN WKH FRQQHFWLRQV DW WKH (&0
,V D SUREOHP IRXQG DQG FRUUHFWHG"
5HSDLU WKH IDXOW\ UHOD\ FRQWURO FLUFXLW
,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH IDXOW\ UHOD\ LJQLWLRQ IHHG FLUFXLW
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH UHOD\
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH (&0
,V WKH UHSDLU FRPSOHWH"
 8VLQJ WKH VFDQ WRRO FOHDU WKH 'LDJQRVWLF 7URXEOH
&RGHV '7& V
 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF UDQ
DQG SDVVHG"
&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW
$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ
GLDJQRVHG"

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 3


&22/,1* )$1 5(/$<  )$1 &21752/ &,5&8,7 )$8/7
&LUFXLW 'HVFULSWLRQ
,JQLWLRQ YROWDJH LV VXSSOLHG GLUHFWO\ WR WKH FRROLQJ IDQ
UHOD\ FRLO 7KH HQJLQH FRQWURO PRGXOH (&0 FRQWUROV WKH
UHOD\ E\ JURXQGLQJ WKH FRQWURO FLUFXLW YLD DQ LQWHUQDO
VZLWFK FDOOHG D GULYHU 7KH SULPDU\ IXQFWLRQ RI WKH GULYHU
LV WR VXSSO\ WKH JURXQG IRU WKH FRPSRQHQW EHLQJ
FRQWUROOHG (DFK GULYHU KDV D IDXOW OLQH ZKLFK LV
PRQLWRUHG E\ WKH (&0 :KHQ WKH (&0 LV FRPPDQGLQJ
D FRPSRQHQW 21 WKH YROWDJH RI WKH FRQWURO FLUFXLW
VKRXOG EH ORZ QHDU  YROWV  :KHQ WKH (&0 LV
FRPPDQGLQJ WKH FRQWURO FLUFXLW WR D FRPSRQHQW 2)) WKH
YROWDJH SRWHQWLDO RI WKH FLUFXLW VKRXOG EH KLJK QHDU
EDWWHU\ YROWDJH  ,I WKH IDXOW GHWHFWLRQ FLUFXLW VHQVHV D
YROWDJH RWKHU WKDQ ZKDW LV H[SHFWHG WKH IDXOW OLQH VWDWXV
ZLOO FKDQJH FDXVLQJ WKH 'LDJQRVWLF 7URXEOH &RGH '7&
WR VHW
7KH UHOD\ LV XVHG WR FRQWURO WKH KLJK FXUUHQW IORZ WR WKH
FRROLQJ IDQ PRWRUV 7KLV DOORZV WKH (&0 GULYHU WR RQO\
KDYH WR KDQGOH WKH UHODWLYHO\ ORZ FXUUHQW XVHG E\ WKH
UHOD\
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- '7&V 3 3 QRW VHW
- ,JQLWLRQ 21
- ,JQLWLRQ YROWDJH LV JUHDWHU WKDQ  YROWV
- (QJLQH UXQ WLPH LV JUHDWHU WKDQ  VHFRQGV

$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV


- 7KH (&0 ZLOO QRW LOOXPLQDWH WKH 0DOIXQFWLRQ ,QGLFDWRU
/DPS 0,/ 
- 7KH (&0 ZLOO UHFRUG RSHUDWLQJ FRQGLWLRQV DW WKH WLPH
WKH GLDJQRVWLF IDLOV 7KLV LQIRUPDWLRQ ZLOO EH VWRUHG LQ
WKH )UHH]H )UDPH DQGRU )DLOXUH 5HFRUGV
&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
- $ KLVWRU\ '7& ZLOO FOHDU DIWHU IRUW\ FRQVHFXWLYH
ZDUPXS F\FOHV LI QR IDLOXUHV DUH UHSRUWHG E\ WKLV RU
DQ\ RWKHU HPLVVLRQ UHODWHG GLDJQRVWLF
- (&0 EDWWHU\ YROWDJH LV LQWHUUXSWHG
- 8VLQJ D VFDQ WRRO
'LDJQRVWLF $LGV
8VLQJ )UHH]H )UDPH DQGRU )DLOXUH 5HFRUGV GDWD PD\
DLG LQ ORFDWLQJ DQ LQWHUPLWWHQW FRQGLWLRQ ,I WKH '7&
FDQQRW EH GXSOLFDWHG WKH LQIRUPDWLRQ LQFOXGHG LQ WKH
)UHH]H )UDPH DQGRU )DLOXUH 5HFRUGV GDWD FDQ EH
XVHIXO LQ GHWHUPLQLQJ KRZ PDQ\ PLOHV VLQFH WKH '7&
VHW 7KH )DLO &RXQWHU DQG 3DVV &RXQWHU FDQ DOVR EH
XVHG WR GHWHUPLQH KRZ PDQ\ LJQLWLRQ F\FOHV WKH
GLDJQRVWLF UHSRUWHG D SDVV DQGRU IDLO 2SHUDWH WKH
YHKLFOH ZLWKLQ WKH VDPH IUHH]H IUDPH FRQGLWLRQV USP
ORDG YHKLFOH VSHHG WHPSHUDWXUH HWF WKDW DUH QRWHG
7KLV ZLOO LVRODWH ZKHQ WKH '7& IDLOHG

'$(:22 9 %/

(1*,1( &21752/6 )  


7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH UHFRUGV
GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV FUHDWHV DQ
HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH
PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG
RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH
 /LVWHQ IRU DQ DXGLEOH FOLFN ZKHQ WKH UHOD\ RSHUDWHV
%H VXUH WKDW ERWK WKH 21 DQG WKH 2)) VWDWHV DUH
FRPPDQGHG 5HSHDW WKH FRPPDQGV DV QHFHVVDU\

 7KLV FKHFN FDQ GHWHFW D SDUWLDOO\ VKRUWHG FRLO ZKLFK


ZRXOG FDXVH H[FHVVLYH FXUUHQW IORZ /HDYLQJ WKH
FLUFXLW HQHUJL]HG IRU  PLQXWHV DOORZV WKH FRLO WR
ZDUP XS :KHQ ZDUP WKH FRLO PD\ RSHQ RU VKRUW
 ,W LV LPSRUWDQW WR LGHQWLI\ DQG WHVW WKH UHOD\ FRLO
WHUPLQDOV WR DYRLG LPSURSHU GLDJQRVLV
 ,I QR WURXEOH LV IRXQG LQ WKH FRQWURO FLUFXLW RU WKH
FRQQHFWLRQ DW WKH (&0 WKH (&0 PD\ EH IDXOW\
+RZHYHU WKLV LV H[WUHPHO\ XQOLNHO\ 7KH
UHSODFHPHQW (&0 PXVW EH UHSURJUDPPHG 5HIHU WR
WKH ODWHVW 7HFKOLQH SURFHGXUH IRU (&0
UHSURJUDPPLQJ

'7& 3 &RROLQJ )DQ 5HOD\  )DQ &RQWURO &LUFXLW )DXOW


6WHS


'$(:22 9 %/

$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"
 7XUQ WKH LJQLWLRQ 21 ZLWK HQJLQH 2))
 ,QVWDOO WKH VFDQ WRRO
 &RPPDQG WKH UHOD\ 21 DQG 2))
'RHV WKH UHOD\ WXUQ 21 DQG 2)) ZKHQ FRPPDQGHG"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH HQJLQH FRQWURO PRGXOH (&0
FRQQHFWRU  ZKLWH IURP WKH (&0
 7XUQ WKH LJQLWLRQ 21
 8VLQJ D GLJLWDO YROWPHWHU '90  PHDVXUH WKH
FXUUHQW LQ UHOD\ % FRQWURO FLUFXLW DW WHUPLQDO &
WR JURXQG IRU  PLQXWHV
'RHV WKH DPSHUDJH PHDVXUH OHVV WKDQ WKH VSHFLILHG
YDOXH"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH UHOD\
 8VLQJ D '90 PHDVXUH WKH UHVLVWDQFH IURP WKH
UHOD\ FRQWURO FLUFXLW LQ WKH (&0 KDUQHVV FRQQHFWRU
WR JURXQG
'RHV WKH '90 GLVSOD\ LQILQLWH UHVLVWDQFH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 DPSV

)   (1*,1( &21752/6


'7& 3 &RROLQJ )DQ 5HOD\  )DQ &RQWURO &LUFXLW )DXOW &RQW
G
6WHS

$FWLRQ

9DOXH V

 7XUQ WKH ,JQLWLRQ 2))


 'LVFRQQHFW WKH UHOD\
 &RQQHFW D WHVW OLJKW EHWZHHQ WKH UHOD\ FRLO
WHUPLQDOV  DQG  LQ WKH UHOD\ KDUQHVV
FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
 8VLQJ WKH VFDQ WRRO FRPPDQG WKH UHOD\ 21 DQG
2))
'RHV WKH WHVW OLJKW WXUQ 21 DQG 2)) ZLWK HDFK
FRPPDQG"

:LWK WKH WHVW OLJKW FRQQHFWHG WR JURXQG SUREH WKH


LJQLWLRQ IHHG FLUFXLW DW WHUPLQDO  LQ WKH UHOD\ KDU
QHVV FRQQHFWRU
'RHV WKH WHVW OLJKW LOOXPLQDWH"

 7XUQ WKH LJQLWLRQ 2))


 5HFRQQHFW WKH UHOD\
 'LVFRQQHFW WKH (&0 FRQQHFWRU FRQWDLQLQJ WKH
UHOD\ FRQWURO FLUFXLW
 7XUQ WKH LJQLWLRQ 21
 :LWK D IXVHG MXPSHU ZLUH FRQQHFWHG WR JURXQG
SUREH WKH UHOD\ FRQWURO FLUFXLW DW WHUPLQDO & LQ
WKH (&0 KDUQHVV FRQQHFWRU
'RHV WKH UHOD\ RSHUDWH"

&KHFN WKH FRQQHFWLRQV DW WKH UHOD\


,V D SUREOHP IRXQG DQG FRUUHFWHG"












&KHFN WKH FRQQHFWLRQV DW WKH (&0


LV D SUREOHP IRXQG DQG FRUUHFWHG"
5HSDLU WKH IDXOW\ UHOD\ FRQWURO FLUFXLW
,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH IDXOW\ UHOD\ LJQLWLRQ IHHG FLUFXLW
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH UHOD\
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH (&0
,V WKH UHSDLU FRPSOHWH"

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

 8VLQJ WKH VFDQ WRRO FOHDU WKH 'LDJQRVWLF 7URXEOH


&RGHV '7&V 
 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF UDQ
DQG SDVVHG"

&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW


$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ
GLDJQRVHG"

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 3


9(+,&/( 63((' (1*,1( 6,'( 12 6,*1$/
&LUFXLW 'HVFULSWLRQ
9HKLFOH VSHHG LQIRUPDWLRQ LV SURYLGHG WR WKH HQJLQH
FRQWURO PRGXOH (&0 E\ WKH 9HKLFOH 6SHHG 6HQVRU
966  7KH 966 LV D SHUPDQHQW PDJQHW JHQHUDWRU WKDW
LV PRXQWHG LQ WKH WUDQVD[OH DQG SURGXFHV D SXOVLQJ
YROWDJH ZKHQHYHU YHKLFOH VSHHG LV RYHU  PSK  NPK 
7KH DOWHUQDWLQJ FXUUHQW $& YROWDJH OHYHO DQG WKH
QXPEHU RI SXOVHV LQFUHDVHV ZLWK YHKLFOH VSHHG 7KH
(&0 FRQYHUWV WKH SXOVLQJ YROWDJH LQWR PSK NPK DQG
WKDQ VXSSOLHV WKH QHFHVVDU\ VLJQDO WR WKH LQVWUXPHQW
SDQHO IRU VSHHGRPHWHU RGRPHWHU RSHUDWLRQ DQG WR WKH
FUXLVH FRQWURO PRGXOH DQG PXOWLIXQFWLRQ DODUP PRGXOH
RSHUDWLRQ 7KLV 'LDJQRVWLF 7URXEOH &RGH '7& ZLOO
GHWHFW LI YHKLFOH VSHHG LV UHDVRQDEOH DFFRUGLQJ WR
HQJLQH USP DQG ORDG
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- '7& V 3 3 3 3 3
3 3 3 DQG 3 ZLOO QRW VHW
- 9ROWDJH LV EHWZHHQ  YROWV
- &RRODQW WHPSHUDWXUH LV JUHDWHU WKDQ E& E) 
3RZHU 7HVW
- 9HKLFOH VSHHG LV OHVV WKDQ  NPK  PSK 
- 0DQLIROG $EVROXWH 3UHVVXUH 0$3 LV JUHDWHU WKDQ
N3D
- 7KURWWOH 3RVLWLRQ 6HQVRU 736 LV EHWZHHQ  DQG

- 7KH USP LV EHWZHHQ  DQG 
'HFHOHUDWLRQ 7HVW
- 9HKLFOH VSHHG LV OHVV WKDQ  NPK  PSK 
- 0$3 LV OHVV WKDQ N3D
- 736 LV OHVV WKDQ 
- 7KH USP LV EHWZHHQ  DQG 

- 7KH FKDQJH RI 530 LV OHVV WKDQ  530F\FOH


- 31 VZLWFK LV RII
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ ZLOO LOOXPLQDWH
- 7KH (&0 ZLOO UHFRUG RSHUDWLQJ FRQGLWLRQV DW WKH WLPH
WKH GLDJQRVWLF IDLOV 7KLV LQIRUPDWLRQ ZLOO EH VWRUHG LQ
WKH )UHH]H )UDPH DQG )DLOXUH 5HFRUGV EXIIHUV
- $ KLVWRU\ '7& LV VWRUHG
- &RRODQW IDQ WXUQV RQ
&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
- 7KH 0,/ ZLOO WXUQ RII DIWHU WKUHH FRQVHFXWLYH LJQLWLRQ
F\FOHV LQ ZKLFK WKH GLDJQRVWLF UXQV ZLWKRXW D IDXOW
- $ KLVWRU\ '7& ZLOO FOHDU DIWHU  FRQVHFXWLYH
ZDUPXS F\FOHV ZLWKRXW D IDXOW
- '7& V FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO
'LDJQRVWLF $LGV
$Q LQWHUPLWWHQW SUREOHP PD\ EH FDXVHG E\ D SRRU
FRQQHFWLRQ UXEEHGWKURXJK ZLUH LQVXODWLRQ RU D ZLUH
WKDW LV EURNHQ LQVLGH WKH LQVXODWLRQ
966 VLJQDO FLUFXLW VKRXOG EH WKRURXJKO\ FKHFNHG IRU WKH
IROORZLQJ FRQGLWLRQV
- %DFNHG RXW WHUPLQDOV
- ,PSURSHU PDWLQJ
- %URNHQ ORFNV
- ,PSURSHUO\ IRUPHG
- 'DPDJHG WHUPLQDOV
- 3RRU WHUPLQDOWRZLUH FRQQHFWLRQ
- 3K\VLFDO GDPDJH WR WKH ZLULQJ KDUQHVV
(QVXUH WKH 966 LV FRUUHFWO\ WRUTXHG WR WKH WUDQVPLVVLRQ
KRXVLQJ

'$(:22 9 %/

(1*,1( &21752/6 )  


5HIHU WR ,QWHUPLWWHQWV LQ WKLV VHFWLRQ
7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH UHFRUGV
GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV FUHDWHV DQ
HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH
PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG
RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH
 7KH SHUPDQHQW PDJQHW JHQHUDWRU RQO\ SURGXFHV D
VLJQDO LI WKH GULYH ZKHHOV DUH WXUQLQJ JUHDWHU WKDQ 
PSK  NPK  7KLV VWHS GHWHUPLQHV LI '7& 3 LV
WKH UHVXOW RI D KDUG IDLOXUH RU DQ LQWHUPLWWHQW FRQGLWLRQ
 3URSHU HQJLQH ORDGV FDQQRW EH DFKLHYHG LQ D VKRS
HQYLURQPHQW WR SURSHUO\ UXQ WKH YHKLFOH ZLWKLQ WKH
)UHH]H )UDPH 'DWD FRQGLWLRQV ,W ZLOO EH QHFHVVDU\ WR

GULYH WKH YHKLFOH RQ WKH URDG WR REWDLQ WKH SURSHU


HQJLQH ORDGV
 7KLV VWHS YHULILHV WKDW WKH (&0 LV UHFHLYLQJ D VLJQDO
IURP WKH YHKLFOH VSHHG VHQVRU
 5HIHU WR VHUYLFH EXOOHWLQ LQIRUPDWLRQ IRU WKH ODWHVW
FDOLEUDWLRQ XSGDWH
 5HIHU WR WKH ODWHVW 7HFKOLQH LQIRUPDWLRQ IRU
SURJUDPPLQJ SURFHGXUHV
 $ UHVLVWDQFH UHDGLQJ WKDW LV KLJKHU WKDQ WKH VSHFLILHG
YDOXH LQGLFDWHV WKDW WKH 966 FLUFXLWU\ LV RSHQ
 ,I WKH GLVSOD\HG UHVLVWDQFH LV OHVV WKDQ WKH 
RKPV WKH 966 KLJK DQG ORZ FLUFXLWV DUH VKRUWHG
WRJHWKHU
 7KLV FKHFNV WKH UHVLVWDQFH RI WKH 966 LI QR RSHQV RU
VKRUWV ZHUH IRXQG RQ WKH 966 KLJK DQG ORZ FLUFXLWV
 7KH UHSODFHPHQW (&0 PXVW EH UHSURJUDPPHG
5HIHU WR WKH ODWHVW 7HFKOLQH SURFHGXUH IRU (&0
UHSURJUDPPLQJ

'7& 3 9HKLFOH 6SHHG (QJLQH 6LGH 1R 6LJQDO


6WHS


'$(:22 9 %/

$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

1RWLFH 5XQQLQJ WKH YHKLFOH LQ JHDU ZLWK WKH ZKHHOV


KDQJLQJ GRZQ DW IXOO WUDYHO ZLOO GDPDJH WKH GULYH
D[OHV
 7XUQ WKH LJQLWLRQ VZLWFK 21 ZLWK WKH HQJLQH 2))
 ,QVWDOO D VFDQ WRRO
 5DLVH WKH GULYH ZKHHOV
 6XSSRUW WKH ORZHU FRQWURO DUPV VR WKDW WKH GULYH
D[OHV DUH LQ D KRUL]RQWDO VWUDLJKW SRVLWLRQ
 $OORZ WKH HQJLQH WR LGOH LQ JHDU
'RHV WKH VFDQ WRRO GLVSOD\ YHKLFOH VSHHG DERYH WKH
VSHFLILHG YDOXH"

 PSK

*R WR 6WHS 

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ VZLWFK 21 ZLWK WKH HQJLQH 2))


 5HYLHZ WKH )UHH]H )UDPH GDWD DQG QRWH WKH
SDUDPHWHUV
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH )UHH]H )UDPH
FRQGLWLRQV DQG &RQGLWLRQV IRU 6HWWLQJ WKLV '7&
'RHV WKH VFDQ WRRO GLVSOD\ WKH YHKLFOH VSHHG DERYH
WKH VSHFLILHG YDOXH"

 PSK

*R WR 6WHS 

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ VZLWFK 2))


 'LVFRQQHFW WKH HQJLQH FRQWURO PRGXOH (&0
FRQQHFWRU  ZKLWH 
 8VLQJ D GLJLWDO YROWPHWHU '90 FRQQHFWHG WR
JURXQG PHDVXUH WKH YROWDJH LQ WKH 9HKLFOH 6SHHG
6HQVRU 966 VLJQDO FLUFXLW DW WHUPLQDO ' ZKLOH
URWDWLQJ WKH ZKHHOV
,V WKH YROWDJH JUHDWHU WKDQ RU HTXDO WR WKH VSHFLILHG
YDOXH"

 9

*R WR 6WHS 

*R WR 6WHS 

)   (1*,1( &21752/6


'7& 3 9HKLFOH 6SHHG (QJLQH 6LGH 1R 6LJQDO &RQW
G
6WHS

$FWLRQ

0HDVXUH WKH UHVLVWDQFH LQ WKH 966 VLJQDO FLUFXLW


ZKLOH URWDWLQJ WKH ZKHHOV
,V WKH UHVLVWDQFH JUHDWHU WKDQ WKH VSHFLILHG YDOXH"

&KHFN WKH 966 VLJQDO FLUFXLW IRU DQ RSHQ DQG UHSDLU


DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"











,V WKH UHVLVWDQFH YDOXH ZLWKLQ RU HTXDO WR WKH


VSHFLILHG YDOXH"
&KHFN WKH 966 VLJQDO FLUFXLW IRU D VKRUW WR JURXQG RU
IRU EHLQJ VKRUWHG WRJHWKHU DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"
 5HPRYH WKH 966
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WHUPLQDOV $ DQG
%
,V WKH UHVLVWDQFH YDOXH ZLWKLQ WKH VSHFLILHG YDOXH"
5HSODFH WKH 966
,V WKH DFWLRQ FRPSOHWH"
5HSODFH WKH (&0
,V WKH DFWLRQ FRPSOHWH"

9DOXH V

<HV

1R

 :

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 :

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

 :


 8VLQJ WKH VFDQ WRRO FOHDU WKH 'LDJQRVWLF 7URXEOH


&RGHV '7&V 
 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF KDV
UXQ DQG SDVVHG"

&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW


$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ GLDJ
QRVHG"

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 3


,'/( 63((' 530 /2:(5 7+$1 '(6,5(' ,'/( 63(('
&LUFXLW 'HVFULSWLRQ
7KH HQJLQH FRQWURO PRGXOH (&0 FRQWUROV WKH DLU
HQWHULQJ LQWR WKH HQJLQH ZLWK DQ ,GOH $LU &RQWURO ,$&
9DOYH 7R LQFUHDVH WKH LGOH USP WKH (&0 FRPPDQGV WKH
SLQWOH LQVLGH WKH ,$& YDOYH DZD\ IURP WKH WKURWWOH ERG\
VHDW 7KLV DOORZV PRUH DLU WR E\SDVV WKURXJK WKH WKURWWOH
EODGH 7R GHFUHDVH WKH USP WKH (&0 FRPPDQGV WKH
SLQWOH WRZDUGV WKH WKURWWOH ERG\ VHDW 7KLV UHGXFHV WKH
DPRXQW RI DLU E\SDVVLQJ WKH WKURWWOH EODGH $ VFDQ WRRO
ZLOO UHDG WKH ,$& YDOYH SLQWOH SRVLWLRQ LQ FRXQWV 7KH
KLJKHU WKH FRXQWV WKH PRUH DLU WKDW LV DOORZHG WR E\SDVV
WKH WKURWWOH EODGH 7KLV 'LDJQRVWLF 7URXEOH &RGH '7&
GHWHUPLQHV LI D ORZ LGOH FRQGLWLRQ H[LVWV DV GHILQHG DV
 USP EHORZ WKH GHVLUHG LGOH USP
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- '7& V 3 3 3 3 3
3 3 3 3 3 3
3 3 3 3 3 3
3 3 3 3 3 3
3 3 3 3 3 3
3 3 3 3 3 3
3 3 3 3 3 3
3 3 3 QRW VHW
- (QJLQH &RRODQW 7HPSHUDWXUH &76 LV JUHDWHU WKDQ
E& E) 
- %DURPHWULF 3UHVVXUH %$52 LV JUHDWHU WKDQ
N3D
- ,JQLWLRQ YROWDJH LV EHWZHHQ  DQG  YROWV
- (QJLQH KDV EHHQ UXQQLQJ PRUH WKDQ  VHFRQGV
- 7KH ,QWDNH $LU 7HPSHUDWXUH LV JUHDWHU WKDQ E&
q) 
- $OO RI WKH DERYH PXVW EH PHW IRU JUHDWHU WKDQ 
VHFRQGV
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ ZLOO LOOXPLQDWH

- 7KH (&0 ZLOO UHFRUG RSHUDWLQJ FRQGLWLRQV DW WKH WLPH


WKH GLDJQRVWLF IDLOV 7KLV LQIRUPDWLRQ ZLOO EH VWRUHG LQ
WKH )UHH]H )UDPH DQG )DLOXUH 5HFRUGV EXIIHUV
- $ KLVWRU\ '7& LV VWRUHG
- &RRODQW IDQ WXUQV RQ
&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
- 7KH 0,/ ZLOO WXUQ RII DIWHU WKUHH FRQVHFXWLYH LJQLWLRQ
F\FOHV LQ ZKLFK WKH GLDJQRVWLF UXQV ZLWKRXW D IDXOW
- $ KLVWRU\ '7& ZLOO FOHDU DIWHU  FRQVHFXWLYH ZDUPXS
F\FOHV ZLWKRXW D IDXOW
- '7& V FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO
'LDJQRVWLF $LGV
,QVSHFW WKH ,$& YDOYH HOHFWULFDO FRQQHFWLRQ IRU SURSHU
PDWLQJ
,QVSHFW WKH ZLULQJ KDUQHVV IRU GDPDJH
,QVSHFW WKH WKURWWOH VWRS VFUHZ IRU VLJQV RI WDPSHULQJ
,QVSHFW WKH WKURWWOH OLQNDJH IRU VLJQV RI ELQGLQJ RU
H[FHVVLYH ZHDU
$ VORZ RU XQVWDEOH LGOH PD\ EH FDXVHG E\ RQH RI WKH
IROORZLQJ FRQGLWLRQV
- )XHO V\VWHP WRR ULFK RU WRR OHDQ
- )RUHLJQ PDWHULDO LQ WKH WKURWWOH ERG\ ERUH RU LQ WKH DLU
LQGXFWLRQ V\VWHP
- $ OHDNLQJ RU UHVWULFWHG LQWDNH PDQLIROG
- ([FHVVLYH HQJLQH RYHUORDGLQJ &KHFN IRU VHL]HG
SXOOH\V SXPSV RU PRWRUV RQ WKH DFFHVVRU\ GULYH
- 2YHUZHLJKW HQJLQH RLO
7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
'$(:22 9 %/

(1*,1( &21752/6 )  









FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH UHFRUGV


GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV FUHDWHV DQ
HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH
PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG
RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH
$ QRUPDO RSHUDWLQJ ,$& V\VWHP ZLOO EH DEOH WR EH
H[WHQGHG DQG UHWUDFWHG E\ D VFDQ WRRO DQG FKDQJH WKH
HQJLQH LGOH USP 9DOYH PRYHPHQW LV YHULILHG E\ DQ
HQJLQH USP FKDQJH
,I WKH VFDQ WRRO ZDV DEOH WR FRPPDQG WKH ,$& YDOYH
VPRRWKO\ D PDOIXQFWLRQ PD\ VWLOO H[LVW LQWHUQDOO\
ZLWKLQ WKH ,$& YDOYH 7KLV FDQ EH FKHFNHG E\
FKHFNLQJ WKH ,$& YDOYHV LQWHUQDO UHVLVWDQFH
7KH ,$& FLUFXLWV DOZD\V KDYH JURXQG RU YROWDJH
VLJQDOV RQ WKHP LQ SDLUV ,I WKH WHVW OLJKW LOOXPLQDWHV RQ
PRUH RU OHVV WKDQ  WHUPLQDOV  RI WKH FLUFXLWV LV
VKRUWHG WR YROWDJH RU RSHQ
7KH ,$& FLUFXLWV DOZD\V KDYH JURXQG RU YROWDJH
VLJQDOV RQ WKHP LQ SDLUV ,I WKH WHVW OLJKW LOOXPLQDWHV
RQ PRUH RU OHVV WKDQ  WHUPLQDOV  RI WKH FLUFXLWV LV
VKRUWHG WR JURXQG RU RSHQ

 7KH ,$& FLUFXLWV DUH FRQVWDQWO\ VZLWFKHG EHWZHHQ


JURXQG DQG YROWDJH VR WKH WHVW OLJKW VKRXOG EOLQN RQ
DOO FLUFXLWV ZKHQ FRQQHFWHG WR JURXQG
 $Q\ FLUFXLWU\ WKDW LV VXVSHFWHG DV FDXVLQJ WKH
LQWHUPLWWHQW FRPSODLQW VKRXOG EH WKRURXJKO\
FKHFNHG IRU EDFNHGRXW WHUPLQDOV LPSURSHU PDWLQJ
EURNHQ ORFNV LPSURSHUO\ IRUPHG RU GDPDJHG
WHUPLQDOV SRRU WHUPLQDOWRZLULQJ FRQQHFWLRQV RU
SK\VLFDO GDPDJH WR WKH ZLULQJ KDUQHVV
 $ WHVW OLJKW WKDW UHPDLQV 21 FRQVWDQWO\ LQGLFDWHV WKDW
WKH FLUFXLW LV VKRUWHG WR YROWDJH
 7KH UHSODFHPHQW (&0 PXVW EH UHSURJUDPPHG
5HIHU WR WKH ODWHVW 7HFKOLQH SURFHGXUH IRU (&0
UHSURJUDPPLQJ
 ,I QR PDOIXQFWLRQV KDYH EHHQ IRXQG DW WKLV SRLQW DQG
QR DGGLWLRQDO '7&V ZHUH VHW UHIHU WR 'LDJQRVWLF
$LGV LQ WKLV VHFWLRQ IRU DGGLWLRQDO FKHFNV DQG
LQIRUPDWLRQ

'7& 3 ,GOH 6SHHG 530 /RZHU 7KDQ 'HVLUHG ,GOH 6SHHG
6WHS


$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"

 7XUQ WKH LJQLWLRQ VZLWFK 21 ZLWK WKH HQJLQH 2))


 (QJLQH DW QRUPDO RSHUDWLQJ WHPSHUDWXUH
 7UDQVPLVVLRQ LQ SDUN RU QHXWUDO DQG WKH SDUNLQJ
EUDNH VHW
 $& LV 2II
 ,QVWDOO D VFDQ WRRO DQG FRPPDQG WKH ,GOH $LU
&RQWURO ,$& YDOYH XS DQG GRZQ EHWZHHQ WKH
VSHFLILHG YDOXHV
'RHV WKH HQJLQH USP FKDQJH VPRRWKO\ ZKHQ FRP  USP
PDQGHG E\ WKH VFDQ WRRO"

 7XUQ WKH LJQLWLRQ VZLWFK 2))


 'LVFRQQHFW WKH ,$& YDOYH HOHFWULFDO FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH DFURVV WKH ,$& YDOYH
WHUPLQDOV $ DQG %
 0HDVXUH WKH UHVLVWDQFH DFURVV WKH ,$& WHUPLQDOV
& DQG '
,V WKH UHVLVWDQFH DFURVV WHUPLQDOV $ DQG % DQG WHUPL
QDOV & DQG ' ZLWKLQ WKH VSHFLILHG YDOXH"

 0HDVXUH WKH UHVLVWDQFH DFURVV WKH ,$& YDOYH


WHUPLQDOV % DQG &
 0HDVXUH WKH UHVLVWDQFH DFURVV WKH ,$& WHUPLQDOV
$ DQG '
,V WKH UHVLVWDQFH DFURVV WHUPLQDOV % DQG & DQG WHUPL
QDOV $ DQG ' LQILQLWH"

'$(:22 9 %/

9DOXH V

 :

<HV

*R WR 6WHS 

1R
*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

)   (1*,1( &21752/6


'7& 3 ,GOH 6SHHG 530 /RZHU 7KDQ 'HVLUHG ,GOH 6SHHG &RQW
G
6WHS

$FWLRQ

9DOXH V

 7XUQ WKH ,JQLWLRQ VZLWFK 21 ZLWK WKH HQJLQH 2))


 'LVFRQQHFW WKH ,$& YDOYH HOHFWULFDO FRQQHFWRU
 :LWK D WHVW OLJKW FRQQHFWHG WR JURXQG SUREH WKH
,$& HOHFWULFDO FRQQHFWRU WHUPLQDOV
'RHV WKH WHVW OLJKW LOOXPLQDWH RQ  WHUPLQDOV

:LWK D WHVW OLJKW FRQQHFWHG WR % SUREH WKH ,$&


HOHFWULFDO FRQQHFWRU WHUPLQDOV
'RHV WKH WHVW OLJKW LOOXPLQDWH RQ  WHUPLQDOV"

&KHFN IRU DQ RSHQ RU VKRUW WR JURXQG LQ WKH ,$&


YDOYH KLJK DQG ORZ FLUFXLWV DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"

 ,GOH WKH HQJLQH


 &RQQHFW D WHVW OLJKW WR JURXQG SUREH WKH ,$&
HOHFWULFDO FRQQHFWRU WHUPLQDOV
'RHV WKH WHVW OLJKW IODVK 21 DQG 2)) IRU DOO
WHUPLQDOV"

&KHFN IRU DQ RSHQ RU D VKRUW WR YROWDJH LQ WKH ,$&


YDOYH KLJK DQG ORZ FLUFXLWV DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"



&KHFN WKH HQJLQH FRQWURO PRGXOH (&0 HOHFWULFDO


FRQQHFWRU IRU SRRU FRQQHFWLRQV DQG UHSDLU DV QHFH
VVDU\
,V D UHSDLU QHFHVVDU\"



,QVSHFW WKH ,$& YDOYH SDVVDJHV


,V D SUREOHP IRXQG"



&KHFN WKH WHVW OLJKW


'RHV WKH WHVW OLJKW UHPDLQ 21 FRQVWDQWO\ IRU WKH
WHUPLQDOV WKDW GLG QRW EOLQN"



5HSODFH WKH ,$& YDOYH


,V WKH DFWLRQ FRPSOHWH"







5HSODFH WKH (&0


,V WKH DFWLRQ FRPSOHWH"
 8VLQJ WKH VFDQ WRRO FOHDU WKH 'LDJQRVWLF 7URXEOH
&RGHV '7&V 
 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF KDV
UXQ DQG SDVVHG"
&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW
$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ
GLDJQRVHG"

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& 7DEOH

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 3


,'/( 63((' 530 +,*+(5 7+$1 '(6,5(' ,'/( 63(('
&LUFXLW 'HVFULSWLRQ
7KH HQJLQH FRQWURO PRGXOH (&0 FRQWUROV WKH DLU
HQWHULQJ LQWR WKH HQJLQH ZLWK DQ ,GOH $LU &RQWURO ,$&
9DOYH 7R LQFUHDVH WKH LGOH USP WKH (&0 FRPPDQGV WKH
SLQWOH LQVLGH WKH ,$& YDOYH DZD\ IURP WKH WKURWWOH ERG\
VHDW 7KLV DOORZV PRUH DLU WR E\SDVV WKURXJK WKH WKURWWOH
EODGH 7R GHFUHDVH WKH USP WKH (&0 FRPPDQGV WKH
SLQWOH WRZDUGV WKH WKURWWOH ERG\ VHDW 7KLV UHGXFHV WKH
DPRXQW RI DLU E\SDVVLQJ WKH WKURWWOH EODGH $ VFDQ WRRO
ZLOO UHDG WKH ,$& YDOYH SLQWOH SRVLWLRQ LQ FRXQWV 7KH
KLJKHU WKH FRXQWV WKH PRUH DLU WKDW LV DOORZHG WR E\SDVV
WKH WKURWWOH EODGH 7KLV 'LDJQRVWLF 7URXEOH &RGH '7&
GHWHUPLQHV LI D KLJK LGOH FRQGLWLRQ H[LVWV DV GHILQHG DV
 USP DERYH WKH GHVLUHG LGOH USP
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- '7& V 3 3 3 3 3
3 3 3 3 3 3
3 3 3 3 3 3
3 3 3 3 3 3
3 3 3 3 3 3
3 3 3 3 3 3
3 3 3 3 3 3
3 3 3 3 QRW VHW
- (QJLQH &RRODQW 7HPSHUDWXUH &76 LV JUHDWHU WKDQ
E& E) 
- %DURPHWULF 3UHVVXUH %$52 LV JUHDWHU WKDQ
N3D
- ,JQLWLRQ YROWDJH LV EHWZHHQ  DQG  YROWV
- (QJLQH KDV EHHQ UXQQLQJ PRUH WKDQ  VHFRQGV
- 7KH ,GOH $LU 7HPSHUDWXUH LV JUHDWHU WKDQ E&
q) 
- $OO RI WKH DERYH PXVW EH PHW IRU JUHDWHU WKDQ 
VHFRQGV
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ ZLOO LOOXPLQDWH

- 7KH (&0 ZLOO UHFRUG RSHUDWLQJ FRQGLWLRQV DW WKH WLPH


WKH GLDJQRVWLF IDLOV 7KLV LQIRUPDWLRQ ZLOO EH VWRUHG LQ
WKH )UHH]H )UDPH DQG )DLOXUH 5HFRUGV EXIIHUV
- $ KLVWRU\ '7& LV VWRUHG
- &RRODQW IDQ WXUQV RQ
&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
- 7KH 0,/ ZLOO WXUQ RII DIWHU WKUHH FRQVHFXWLYH LJQLWLRQ
F\FOHV LQ ZKLFK WKH GLDJQRVWLF UXQV ZLWKRXW D IDXOW
- $ KLVWRU\ '7& ZLOO FOHDU DIWHU  FRQVHFXWLYH
ZDUPXS F\FOHV ZLWKRXW D IDXOW
- '7& V FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO
'LDJQRVWLF $LGV
,QVSHFW WKH ,$& YDOYH HOHFWULFDO FRQQHFWLRQ IRU SURSHU
PDWLQJ
,QVSHFW WKH ZLULQJ KDUQHVV IRU GDPDJH
,QVSHFW WKURWWOH VWRS VFUHZ IRU VLJQV RI WDPSHULQJ
,QVSHFW WKURWWOH OLQNDJH IRU VLJQV RI ELQGLQJ RU H[FHVVLYH
ZHDU
7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH UHFRUGV
GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV FUHDWHV DQ
HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH
PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG
RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH
 $ QRUPDOO\ RSHUDWLQJ ,$& V\VWHP ZLOO EH DEOH WR EH
H[WHQGHG DQG UHWUDFWHG E\ D VFDQ WRRO DQG FKDQJH WKH
HQJLQH LGOH USP 9DOYH PRYHPHQW LV YHULILHG E\ DQ
HQJLQH USP FKDQJH

'$(:22 9 %/

(1*,1( &21752/6 )  


 ,I WKH VFDQ WRRO ZDV DEOH WR FRPPDQG WKH ,$& YDOYH
VPRRWKO\ D PDOIXQFWLRQ PD\ VWLOO H[LVW LQWHUQDOO\
ZLWKLQ WKH ,$& YDOYH 7KLV FDQ EH FKHFNHG E\
FKHFNLQJ WKH ,$& YDOYHV LQWHUQDO UHVLVWDQFH
 7KH ,$& FLUFXLWV DOZD\V KDYH JURXQG RU YROWDJH
VLJQDOV RQ WKHP LQ SDLUV ,I WKH WHVW OLJKW LOOXPLQDWHV RQ
PRUH RU OHVV WKDQ  WHUPLQDOV  RI WKH FLUFXLWV LV
VKRUWHG WR YROWDJH RU RSHQ
 7KH ,$& FLUFXLWV DOZD\V KDYH JURXQG RU YROWDJH
VLJQDOV RQ WKHP LQ SDLUV ,I WKH WHVW OLJKW LOOXPLQDWHV RQ
PRUH RU OHVV WKDQ  WHUPLQDOV  RI WKH FLUFXLWV LV
VKRUWHG WR JURXQG RU RSHQ
 7KH ,$& FLUFXLWV DUH FRQVWDQWO\ VZLWFKHG EHWZHHQ
JURXQG DQG YROWDJH VR WKH WHVW OLJKW VKRXOG EOLQN RQ
DOO FLUFXLWV ZKHQ FRQQHFWHG WR JURXQG

 $Q\ FLUFXLWU\ WKDW LV VXVSHFWHG DV FDXVLQJ WKH


LQWHUPLWWHQW FRPSODLQW VKRXOG EH WKRURXJKO\
FKHFNHG IRU EDFNHGRXW WHUPLQDOV LPSURSHU PDWLQJ
EURNHQ ORFNV LPSURSHUO\ IRUPHG RU GDPDJHG
WHUPLQDOV SRRU WHUPLQDOWRZLULQJ FRQQHFWLRQV RU
SK\VLFDO GDPDJH WR WKH ZLULQJ KDUQHVV
 $ WHVW OLJKW WKDW UHPDLQV 21 FRQVWDQWO\ LQGLFDWHV WKDW
WKH FLUFXLW LV VKRUWHG WR YROWDJH
 7KH UHSODFHPHQW (&0 PXVW EH UHSURJUDPPHG
5HIHU WR WKH ODWHVW 7HFKOLQH SURFHGXUH IRU (&0
UHSURJUDPPLQJ
 ,I QR PDOIXQFWLRQV KDYH EHHQ IRXQG DW WKLV SRLQW DQG
QR DGGLWLRQDO '7&V ZHUH VHW UHIHU WR 'LDJQRVWLF
$LGV LQ WKLV VHFWLRQ IRU DGGLWLRQDO FKHFNV DQG
LQIRUPDWLRQ

'7& 3 ,GOH 6SHHG 530 +LJKHU 7KDQ 'HVLUHG ,GOH 6SHHG
6WHS


'$(:22 9 %/

$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"

9DOXH V

1R

*R WR 6WHS 

*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ VZLWFK 21 ZLWK WKH HQJLQH 2))


 (QJLQH DW QRUPDO RSHUDWLQJ WHPSHUDWXUH
 7UDQVPLVVLRQ LQ SDUN RU QHXWUDO DQG WKH SDUNLQJ
EUDNH VHW
 $& LV 2II
 ,QVWDOO D VFDQ WRRO DQG FRPPDQG WKH ,GOH DLU FRQWURO
,$& YDOYH XS DQG GRZQ EHWZHHQ WKH VSHFLILHG
YDOXHV
'RHV WKH HQJLQH USP FKDQJH VPRRWKO\ ZKHQ FR
PPDQGHG E\ WKH VFDQ WRRO"
 USP
 7XUQ WKH LJQLWLRQ VZLWFK 2))
 'LVFRQQHFW WKH ,$& YDOYH HOHFWULFDO FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH DFURVV WKH ,$& YDOYH
WHUPLQDOV $ DQG %
 0HDVXUH WKH UHVLVWDQFH DFURVV WKH ,$& WHUPLQDOV
& DQG '
$UH WKH UHVLVWDQFH DFURVV WHUPLQDOV $ DQG % DQG
WHUPLQDOV & DQG ' ZLWKLQ WKH VSHFLILHG YDOXH"
 :
 0HDVXUH WKH UHVLVWDQFH DFURVV WKH ,$& YDOYH
WHUPLQDOV % DQG &
 0HDVXUH WKH UHVLVWDQFH DFURVV WKH ,$& WHUPLQDOV
$ DQG '
,V WKH UHVLVWDQFH DFURVV WHUPLQDOV % DQG & DQG WHUPL
QDOV $ DQG ' LQILQLWH"

<HV

)   (1*,1( &21752/6


'7& 3 ,GOH 6SHHG 530 +LJKHU 7KDQ 'HVLUHG ,GOH 6SHHG &RQW
G
6WHS

$FWLRQ

9DOXH V

 7XUQ WKH ,JQLWLRQ VZLWFK 21 ZLWK WKH HQJLQH 2))


 'LVFRQQHFW WKH ,$& YDOYH HOHFWULFDO FRQQHFWRU
 :LWK D WHVW OLJKW FRQQHFWHG WR JURXQG SUREH WKH
,$& HOHFWULFDO FRQQHFWRU WHUPLQDOV
'RHV WKH WHVW OLJKW LOOXPLQDWH RQ  WHUPLQDOV

:LWK D WHVW OLJKW FRQQHFWHG WR % SUREH WKH ,$&


HOHFWULFDO FRQQHFWRU WHUPLQDOV
'RHV WKH WHVW OLJKW LOOXPLQDWH RQ  WHUPLQDOV"

&KHFN IRU DQ RSHQ RU VKRUW WR JURXQG LQ WKH ,$&


YDOYH KLJK DQG ORZ FLUFXLWV DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"

 ,GOH WKH HQJLQH


 &RQQHFW D WHVW OLJKW WR JURXQG SUREH WKH ,$&
HOHFWULFDO FRQQHFWRU WHUPLQDOV
'RHV WKH WHVW OLJKW IODVK 21 DQG 2)) IRU DOO
WHUPLQDOV"

&KHFN IRU DQ RSHQ RU D VKRUW WR YROWDJH LQ WKH ,$&


YDOYH KLJK DQG ORZ FLUFXLWV DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"



&KHFN WKH HQJLQH FRQWURO PRGXOH (&0 HOHFWULFDO


FRQQHFWRU IRU SRRU FRQQHFWLRQV DQG UHSDLU DV QHFH
VVDU\
,V D UHSDLU QHFHVVDU\"



,QVSHFW WKH ,$& YDOYH SDVVDJHV


,V D SUREOHP IRXQG"



&KHFN WKH WHVW OLJKW


'RHV WKH WHVW OLJKW UHPDLQ 21 FRQVWDQWO\ IRU WKH
WHUPLQDOV WKDW GLG QRW EOLQN"



5HSODFH WKH ,$& YDOYH


,V WKH DFWLRQ FRPSOHWH"







5HSODFH WKH (&0


,V WKH DFWLRQ FRPSOHWH"
 8VLQJ WKH VFDQ WRRO FOHDU WKH 'LDJQRVWLF 7URXEOH
&RGHV '7&V 
 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF KDV
UXQ DQG SDVVHG"
&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW
$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ
GLDJQRVHG"

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& 7DEOH

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 3


6<67(0 92/7$*( (1*,1( 6,'( 722 /2:
&LUFXLW 'HVFULSWLRQ
7KH HQJLQH FRQWURO PRGXOH (&0 PRQLWRUV WKH LJQLWLRQ
YROWDJH RQ WKH LJQLWLRQ IHHG FLUFXLW WR WHUPLQDO ) DW WKH
(&0 $ V\VWHP YROWDJH 'LDJQRVWLF 7URXEOH &RGH '7&
ZLOO VHW ZKHQHYHU WKH YROWDJH LV EHORZ D FDOLEUDWHG YDOXH
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- ,JQLWLRQ 21
- 7KH V\VWHP YROWDJH LV OHVV WKDQ  YROWV
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ ZLOO QRW
LOOXPLQDWH
- 7KH (&0 ZLOO UHFRUG RSHUDWLQJ FRQGLWLRQV DW WKH WLPH
WKH GLDJQRVWLF IDLOV 7KLV LQIRUPDWLRQ ZLOO EH VWRUHG LQ
WKH )UHH]H )UDPH DQG )DLOXUH 5HFRUGV EXIIHUV
- $ KLVWRU\ '7& LV VWRUHG
&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
- $ KLVWRU\ '7& ZLOO FOHDU DIWHU  FRQVHFXWLYH ZDUPXS
F\FOHV ZLWKRXW D IDXOW
- '7& V FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO
'LDJQRVWLF $LGV
,I WKH '7& VHWV ZKHQ DQ DFFHVVRU\ LV RSHUDWHG FKHFN
IRU D SRRU FRQQHFWLRQ RU H[FHVVLYH FXUUHQW GUDZ
$Q\ FLUFXLWU\ WKDW LV VXVSHFWHG DV FDXVLQJ WKH
LQWHUPLWWHQW FRPSODLQW VKRXOG EH WKRURXJKO\ FKHFNHG IRU
WKH IROORZLQJ FRQGLWLRQV
- %DFNHGRXW WHUPLQDOV

,PSURSHU PDWLQJ
%URNHQ ORFNV
,PSURSHUO\ IRUPHG
'DPDJHG WHUPLQDOV
3RRU WHUPLQDOWRZLULQJ FRQQHFWLRQV
3K\VLFDO GDPDJH WR WKH ZLULQJ KDUQHVV

7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH UHFRUGV
GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV FUHDWHV DQ
HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH
PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG
RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH
 7KLV FKHFNV LI WKH JHQHUDWRU LV PDOIXQFWLRQLQJ XQGHU
ORDG FRQGLWLRQV
 &KHFNV WKH LJQLWLRQ IHHG FLUFXLW IRU H[FHVVLYH
UHVLVWDQFH $Q RSHQ FLUFXLW ZLOO FDXVH D QRVWDUW
FRQGLWLRQ
 7KH UHSODFHPHQW (&0 PXVW EH UHSURJUDPPHG 5HIHU
WR WKH ODWHVW 7HFKOLQH SURFHGXUH IRU (&0
UHSURJUDPPLQJ
 ,I QR PDOIXQFWLRQV KDYH EHHQ IRXQG DW WKLV SRLQW DQG
QR DGGLWLRQDO '7&V ZHUH VHW UHIHU WR 'LDJQRVWLF
$LGV LQ WKLV VHFWLRQ IRU DGGLWLRQDO FKHFNV DQG
LQIRUPDWLRQ

'$(:22 9 %/

(1*,1( &21752/6 )  


'7& 3 6\VWHP 9ROWDJH (QJLQH 6LGH 7RR /RZ
6WHS


$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"
 ,QVWDOO D VFDQ WRRO DQG FOHDU WKH 'LDJQRVWLF
7URXEOH &RGHV '7&V 
 6WDUW WKH HQJLQH DQG UDLVH WKH HQJLQH VSHHG WR
WKH VSHFLILHG YDOXH
 /RDG WKH HOHFWULFDO V\VWHP E\ WXUQLQJ RQ WKH
KHDGOLJKWV KLJK EORZHU PRWRU HWF
,V WKH LJQLWLRQ YROWDJH OHVV WKDQ WKH VSHFLILHG YDOXH"
 :LWK WKH HQJLQH VWLOO UXQQLQJ DW WKH VSHFLILHG YDOXH
 8VLQJ D GLJLWDO YROWPHWHU '90  PHDVXUH WKH
EDWWHU\ YROWDJH DW WKH EDWWHU\
,V WKH EDWWHU\ YROWDJH JUHDWHU WKDQ WKH VSHFLILHG YDOXH"
 7XUQ WKH LJQLWLRQ VZLWFK 2))
 'LVFRQQHFW WKH HQJLQH FRQWURO PRGXOH (&0
FRQQHFWRU DW WKH (&0
 7XUQ WKH LJQLWLRQ VZLWFK 21 ZLWK WKH HQJLQH 2))
 8VLQJ D '90 PHDVXUH WKH LJQLWLRQ YROWDJH DW WKH
LJQLWLRQ IHHG FLUFXLW WHUPLQDO )
,V WKH LJQLWLRQ YROWDJH JUHDWHU WKDQ WKH VSHFLILHG YDOXH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

*R WR 6WHS 

*R WR 6WHS 

 USP
 9

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 USP
 9

&KHFN IRU D PDOIXQFWLRQLQJ FRQQHFWLRQ DW WKH (&0


KDUQHVV WHUPLQDOV DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"

5HSDLU WKH SRRU FRQQHFWLRQ KLJK UHVLVWDQFH LQ WKH


LJQLWLRQ IHHG FLUFXLW
,V WKH DFWLRQ FRPSOHWH"

5HSODFH WKH (&0


,V WKH DFWLRQ FRPSOHWH"

 8VLQJ WKH VFDQ WRRO FOHDU WKH '7&V


 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF KDV
UXQ DQG SDVVHG"

&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW


$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ GLDJ
QRVHG"

'$(:22 9 %/

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& 7DEOH

6\VWHP 2.

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 3


6<67(0 92/7$*( (1*,1( 6,'( 722 +,*+
&LUFXLW 'HVFULSWLRQ
7KH HQJLQH FRQWURO PRGXOH (&0 PRQLWRUV WKH LJQLWLRQ
YROWDJH RQ WKH LJQLWLRQ IHHG FLUFXLW WR WHUPLQDO ) DW WKH
(&0 $ V\VWHP YROWDJH 'LDJQRVWLF 7URXEOH &RGH '7&
ZLOO VHW ZKHQHYHU WKH YROWDJH LV EHORZ D FDOLEUDWHG YDOXH
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- ,JQLWLRQ 21
- 7KH V\VWHP YROWDJH LV JUHDWHU WKDQ  YROWV
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ ZLOO QRW
LOOXPLQDWH
- 7KH (&0 ZLOO UHFRUG RSHUDWLQJ FRQGLWLRQV DW WKH WLPH
WKH GLDJQRVWLF IDLOV 7KLV LQIRUPDWLRQ ZLOO EH VWRUHG LQ
WKH )UHH]H )UDPH DQG )DLOXUH 5HFRUGV EXIIHUV
- $ KLVWRU\ '7& LV VWRUHG
&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
- $ KLVWRU\ '7& ZLOO FOHDU DIWHU  FRQVHFXWLYH ZDUPXS
F\FOHV ZLWKRXW D IDXOW
- '7& V FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO
'LDJQRVWLF $LGV
,I WKH '7& VHWV ZKHQ DQ DFFHVVRU\ LV RSHUDWHG FKHFN
IRU D SRRU FRQQHFWLRQ RU H[FHVVLYH FXUUHQW GUDZ

$Q\ FLUFXLWU\ WKDW LV VXVSHFWHG DV FDXVLQJ WKH


LQWHUPLWWHQW FRPSODLQW VKRXOG EH WKRURXJKO\ FKHFNHG IRU
WKH IROORZLQJ FRQGLWLRQV
- %DFNHG RXW WHUPLQDOV
- ,PSURSHU PDWLQJ
- %URNHQ ORFNV
- ,PSURSHUO\ IRUPHG
- 'DPDJHG WHUPLQDOV
- 3RRU WHUPLQDOWRZLULQJ FRQQHFWLRQV
- 3K\VLFDO GDPDJH WR WKH ZLULQJ KDUQHVV
7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH UHFRUGV
GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV FUHDWHV DQ
HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH
PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG
RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH
 7KLV FKHFNV LI WKH JHQHUDWRU LV PDOIXQFWLRQLQJ XQGHU
ORDG FRQGLWLRQV

'$(:22 9 %/

(1*,1( &21752/6 )  


 &KHFNV WKH LJQLWLRQ IHHG FLUFXLW  IRU H[FHVVLYH
UHVLVWDQFH $Q RSHQ FLUFXLW ZLOO FDXVH D QR VWDUW
FRQGLWLRQ
 7KH UHSODFHPHQW (&0 PXVW EH UHSURJUDPPHG
5HIHU WR WKH ODWHVW 7HFKOLQH SURFHGXUH IRU (&0
UHSURJUDPPLQJ

 ,I QR PDOIXQFWLRQV KDYH EHHQ IRXQG DW WKLV SRLQW DQG


QR DGGLWLRQDO '7&V ZHUH VHW UHIHU WR 'LDJQRVWLF
$LGV LQ WKLV VHFWLRQ IRU DGGLWLRQDO FKHFNV DQG
LQIRUPDWLRQ

'7& 3 6\VWHP 9ROWDJH (QJLQH 6LGH 7RR +LJK


6WHS


$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"

9DOXH V


*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

 USP
 9

*R WR 6WHS 

*R WR 6WHS 

 :LWK WKH HQJLQH VWLOO UXQQLQJ DW WKH VSHFLILHG YDOXH


 8VLQJ D GLJLWDO YROWPHWHU '90  PHDVXUH WKH
EDWWHU\ YROWDJH DW WKH EDWWHU\
,V WKH EDWWHU\ YROWDJH JUHDWHU WKDQ WKH VSHFLILHG YDO
XH"

 USP
 9

*R WR 6WHS 

*R WR 'LD
JQRVWLF $LGV

 7XUQ WKH LJQLWLRQ VZLWFK 2))


 'LVFRQQHFW WKH HQJLQH FRQWURO PRGXOH (&0
FRQQHFWRU DW WKH (&0
 7XUQ WKH LJQLWLRQ VZLWFK 21 ZLWK WKH HQJLQH 2))
 8VLQJ D '90 PHDVXUH WKH LJQLWLRQ YROWDJH DW WKH
LJQLWLRQ IHHG FLUFXLW WHUPLQDO )
,V WKH LJQLWLRQ YROWDJH JUHDWHU WKDQ WKH VSHFLILHG YDOXH"

 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

&KHFN IRU D PDOIXQFWLRQLQJ FRQQHFWLRQ DW WKH (&0


KDUQHVV WHUPLQDOV DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"

5HSDLU WKH SRRU FRQQHFWLRQ KLJK UHVLVWDQFH LQ WKH


LJQLWLRQ IHHG FLUFXLW
,V WKH DFWLRQ FRPSOHWH"

5HSODFH WKH (&0


,V WKH DFWLRQ FRPSOHWH"

 8VLQJ WKH VFDQ WRRO FOHDU WKH '7&V


 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF KDV
UXQ DQG SDVVHG"

&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW


$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ GLDJ
QRVHG"

'$(:22 9 %/

*R WR 6WHS 

1R

 ,QVWDOO D VFDQ WRRO DQG FOHDU WKH 'LDJQRVWLF


7URXEOH &RGHV '7&V 
 6WDUW WKH HQJLQH DQG UDLVH WKH HQJLQH VSHHG WR
WKH VSHFLILHG YDOXH
 /RDG WKH HOHFWULFDO V\VWHP E\ WXUQLQJ RQ WKH
KHDGOLJKWV KLJK EORZHU PRWRU HWF
,V WKH LJQLWLRQ YROWDJH OHVV WKDQ WKH VSHFLILHG YDOXH"

<HV

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& 7DEOH

6\VWHP 2.

)   (1*,1( &21752/6

',$*1267,& 7528%/( &2'( '7& 3


(&0 (1*,1( 6,'( &+(&.680 )$8/7
&LUFXLW 'HVFULSWLRQ
7KH HQJLQH FRQWURO PRGXOH (&0 LV WKH FRQWURO FHQWHU
RI WKH IXHO LQMHFWLRQ V\VWHP ,W FRQVWDQWO\ ORRNV DW WKH
LQIRUPDWLRQ IURP YDULRXV VHQVRUV DQG FRQWUROV WKH
V\VWHPV WKDW DIIHFW YHKLFOH SHUIRUPDQFH 7KH (&0 DOVR
SHUIRUPV WKH GLDJQRVWLF IXQFWLRQ RI WKH V\VWHP ,W FDQ
UHFRJQL]H RSHUDWLRQDO SUREOHPV DOHUW WKH GULYHU WKURXJK
WKH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ &KHFN (QJLQH 
DQG VWRUH D 'LDJQRVWLF 7URXEOH &RGH '7& RU '7&V
ZKLFK LGHQWLI\ WKH SUREOHP DUHDV WR DLG WKH WHFKQLFLDQ LQ
PDNLQJ UHSDLUV $Q (OHFWULFDOO\ (UDVDEOH 3URJUDPPDEOH
5HDG 2QO\ 0HPRU\ ((3520 LV XVHG WR KRXVH WKH
SURJUDP LQIRUPDWLRQ DQG WKH FDOLEUDWLRQV UHTXLUHG IRU
HQJLQH WUDQVPLVVLRQ DQG SRZHUWUDLQ GLDJQRVWLFV
RSHUDWLRQ 7KH (&0 XVHV D YDOXH FDOOHG D FKHFNVXP IRU
HUURU GHWHFWLRQ RI WKH VRIWZDUH 7KH FKHFNVXP LV D YDOXH
WKDW LV HTXDO WR DOO WKH QXPEHUV LQ WKH VRIWZDUH DGGHG
WRJHWKHU 7KH (&0 DGGV DOO WKH YDOXHV LQ WKH VRIWZDUH
DQG LI WKDW YDOXH GRHV QRW HTXDO WKH FKHFNVXP YDOXH D
FKHFNVXP HUURU LV LQGLFDWHG
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- 7KH (&0 GHWHFWV PRUH WKDQ  LQFRUUHFW FKHFNVXPV
- ,JQLWLRQ 21
- 3URJUDP ,' QRW HTXDO WR YDOXH LQ 6: $
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 0,/ ZLOO LOOXPLQDWH

- 7KH (&0 ZLOO DWWHPSW WR UHFRUG RSHUDWLQJ FRQGLWLRQV


DW WKH WLPH WKH IDLOXUH LV GHWHFWHG +RZHYHU VLQFH WKLV
LV DQ LQWHUQDO (&0 IDLOXUH WKLV LQIRUPDWLRQ PD\ RU
PD\ QRW EH UHOLDEOH 7KLV LQIRUPDWLRQ ZLOO EH VWRUHG LQ
WKH )UHH]H )UDPH DQG )DLOXUH 5HFRUGV EXIIHUV
- $ KLVWRU\ '7& LV VWRUHG
&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
- 7KH 0,/ ZLOO WXUQ RII DIWHU WKUHH FRQVHFXWLYH LJQLWLRQ
F\FOHV LQ ZKLFK WKH GLDJQRVWLF UXQV ZLWKRXW D IDXOW
- $ KLVWRU\ '7& ZLOO FOHDU DIWHU  FRQVHFXWLYH ZDUPXS
F\FOHV ZLWKRXW D IDXOW
- '7& V FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO
7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH UHFRUGV
GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV FUHDWHV DQ
HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH
PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG
RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH
 7KH UHSODFHPHQW (&0 PXVW EH UHSURJUDPPHG 5HIHU
WR WKH ODWHVW 7HFKOLQH SURFHGXUH IRU (&0
UHSURJUDPPLQJ

'7& 3 (&0 (QJLQH 6LGH &KHFNVXP )DXOW


6WHS


$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"

9DOXH V

1R

*R WR 6WHS 

*R WR 2Q
%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

5HSODFH WKH HQJLQH FRQWURO PRGXOH (&0 


,V WKH DFWLRQ FRPSOHWH"

 8VLQJ WKH VFDQ WRRO FOHDU WKH 'LDJQRVWLF 7URXEOH


&RGHV '7&V 
 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF KDV
UXQ DQG SDVVHG"

&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW


$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ GLDJ
QRVHG"

<HV


*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& 7DEOH

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)$

',$*1267,& 7528%/( &2'( '7& 3


0$1,)2/' $%62/87( 35(6685( ,17(50,77(17 +,*+ 92/7$*(
&LUFXLW 'HVFULSWLRQ
7KH 0DQLIROG $EVROXWH 3UHVVXUH 0$3 VHQVRU
UHVSRQGV WR FKDQJHV LQ LQWDNH PDQLIROG SUHVVXUH
YDFXXP  7KH 0$3 VLJQDO YROWDJH WR WKH HQJLQH FRQWURO
PRGXOH (&0 YDULHV IURP EHORZ  YROWV DW LGOH KLJK
YDFXXP WR DERYH  YROWV ZLWK WKH NH\ LQ WKH 21 SRVLWLRQ
HQJLQH QRW UXQQLQJ RU DW ZLGH RSHQ WKURWWOH :27 ORZ
YDFXXP 
$ VSHHG GHQVLW\ PHWKRG RI GHWHUPLQLQJ HQJLQH ORDG LV
XVHG 7KLV LV FDOFXODWHG XVLQJ LQSXWV IURP WKH 0$3
VHQVRU WKH USP ;  DQG WKH ,QWDNH 0DQLIROG $LU
7HPSHUDWXUH 0$7 VHQVRU 7KH 0$3 VHQVRU LV WKH PDLQ
VHQVRU XVHG LQ WKLV FDOFXODWLRQ DQG PHDVXULQJ HQJLQH
ORDG LV LWV PDLQ IXQFWLRQ
7KH 0$3 VHQVRU LV DOVR XVHG WR GHWHUPLQH PDQLIROG
SUHVVXUH FKDQJHV ZKLOH WKH OLQHDU ([KDXVW *DV
5HFLUFXODWLRQ (*5 IORZ WHVW GLDJQRVWLF LV EHLQJ UXQ
UHIHU WR '7& 3  7KLV GHWHUPLQHV WKH HQJLQH
YDFXXP OHYHO IRU VRPH RWKHU GLDJQRVWLFV DQG
GHWHUPLQHV EDURPHWULF SUHVVXUH %$52  7KH (&0
FRPSDUHV WKH 0$3 VHQVRU VLJQDO WR FDOFXODWHG 0$3
EDVHG RQ WKURWWOH SRVLWLRQ 73 DQG YDULRXV RWKHU HQJLQH
ORDG IDFWRUV ,I WKH (&0 GHWHFWV D 0$3 VLJQDO YROWDJH
WKDW LV LQWHUPLWWHQWO\ DERYH WKH FDOFXODWHG YDOXH '7&
3 ZLOO VHW
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- 1R 736 '7&V DUH SUHVHQW
- 736 LV OHVV WKDQ  LI USP LV OHVV WKDQ RU HTXDO WR

- 736 OHVV WKDQ  LI USP LV JUHDWHU WKDQ 
- 7KH 0$3 LV JUHDWHU WKDQ N3D

$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV


- 7KH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ ZLOO QRW
LOOXPLQDWH
- 7KH (&0 ZLOO VWRUH FRQGLWLRQV ZKLFK ZHUH SUHVHQW
ZKHQ WKH '7& ZDV VHW DV )DLOXUH 5HFRUGV GDWD RQO\
- 7KLV LQIRUPDWLRQ ZLOO QRW EH VWRUHG LQ WKH )UHH]H
)UDPH GDWD
&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
- $ KLVWRU\ '7& ZLOO FOHDU DIWHU  FRQVHFXWLYH ZDUPXS
F\FOHV ZLWKRXW D IDXOW
- '7& 3 FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO
&/($5 ,1)2 IXQFWLRQ RU E\ GLVFRQQHFWLQJ WKH (&0
EDWWHU\ IHHG
'LDJQRVWLF $LGV
&KHFN IRU WKH IROORZLQJ FRQGLWLRQV
- /HDNLQJ RU SOXJJHG YDFXXP VXSSO\ OLQH WR WKH 0$3
VHQVRU
- ,QVSHFW (&0 KDUQHVV FRQQHFWRUV IRU EDFNHGRXW
WHUPLQDOV LPSURSHU PDWLQJ EURNHQ ORFNV LPSURSHUO\
IRUPHG RU GDPDJHG WHUPLQDOV DQG SRRU
WHUPLQDOWRZLUH FRQQHFWLRQ
- ,QVSHFW WKH ZLULQJ KDUQHVV IRU GDPDJH ,I WKH KDUQHVV
DSSHDUV WR EH 2. REVHUYH WKH 0$3 GLVSOD\ RQ WKH
VFDQ WRRO ZKLOH PRYLQJ FRQQHFWRUV DQG ZLULQJ
KDUQHVVHV UHODWHG WR WKH VHQVRU $ FKDQJH LQ WKH
GLVSOD\ ZLOO LQGLFDWH WKH ORFDWLRQ RI WKH IDXOW
5HYLHZLQJ WKH )DLO 5HFRUGV YHKLFOH PLOHDJH VLQFH WKH
GLDJQRVWLF WHVW ODVW IDLOHG PD\ KHOS GHWHUPLQH KRZ RIWHQ
WKH FRQGLWLRQ WKDW FDXVHG WKH '7& WR EH VHW RFFXUV 7KLV
PD\ DVVLVW LQ GLDJQRVLQJ WKH FRQGLWLRQ

'$(:22 9 %/

(1*,1( &21752/6 )  


'7& 3 0DQLIROG $EVROXWH 3UHVVXUH ,QWHUPLWWHQW +LJK 9ROWDJH
6WHS


$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"

9DOXH V


 6HOHFW 'LDJQRVWLF 7URXEOH &RGH '7&


LQIRUPDWLRQ
 &KHFN /DVW 7HVW )DLO DQG QRWH DQ\ RWKHU '7&V
VHW
,V '7& 3 DOVR VHW

&KHFN IRU D SRRU VHQVRU JURXQG FLUFXLW WHUPLQDO $


FRQQHFWLRQ DW WKH 0DQLIROG $EVROXWH 3UHVVXUH 0$3
VHQVRU
,V D UHSDLU QHFHVVDU\"

&KHFN WKH 0$3 VLJQDO FLUFXLW EHWZHHQ WKH 0$3


VHQVRU FRQQHFWRU DQG WKH HQJLQH FRQWURO PRGXOH
(&0 IRU DQ LQWHUPLWWHQW VKRUW WR YROWDJH
,V D SUREOHP IRXQG

&KHFN IRU D SRRU VHQVRU JURXQG FLUFXLW WHUPLQDO '


FRQQHFWLRQ DW WKH (&0
,V D SUREOHP IRXQG"

&KHFN IRU DQ LQWHUPLWWHQW RSHQ RU D IDXOW\ VSOLFH LQ


WKH VHQVRU JURXQG FLUFXLW
,V D SUREOHP IRXQG"

5HSODFH WKH IDXOW\ KDUQHVV FRQQHFWRU WHUPLQDO IRU


VHQVRU JURXQG FLUFXLW
,V WKH UHSDLU FRPSOHWH"

/RFDWH DQG UHSDLU LQWHUPLWWHQW RSHQVKRUW FLUFXLW LQ


WKH ZLULQJ KDUQHVV DV QHFHVVDU\
,V WKH UHSDLU FRPSOHWH"



 8VLQJ WKH VFDQ WRRO FOHDU WKH '7&V


 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF UDQ
DQG SDVVHG"

&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW


$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ GLDJ
QRVHG"



'$(:22 9 %/

*R WR 6WHS 

1R
*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

*R WR DSSOLFDEOH
'7& WDEOH

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

&KHFN IRU DQ LQWHUPLWWHQW VKRUW WR YROWDJH RQ WKH 


YROW UHIHUHQFH % FLUFXLW EHWZHHQ WKH (&0 DQG WKH
0$3 6HQVRU
,V D SUREOHP IRXQG"

<HV

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

)   (1*,1( &21752/6

&)$

',$*1267,& 7528%/( &2'( '7& 3


0$1,)2/' $%62/87( 35(6685( ,17(50,77(17 /2: 92/7$*(
&LUFXLW 'HVFULSWLRQ
7KH 0DQLIROG $EVROXWH 3UHVVXUH 0$3 VHQVRU
UHVSRQGV WR FKDQJHV LQ LQWDNH PDQLIROG SUHVVXUH
YDFXXP  7KH 0$3 VLJQDO YROWDJH WR WKH HQJLQH FRQWURO
PRGXOH (&0 YDULHV IURP EHORZ  YROWV DW LGOH KLJK
YDFXXP WR DERYH  YROWV ZLWK WKH NH\ LQ WKH 21 SRVLWLRQ
HQJLQH QRW UXQQLQJ RU DW ZLGH RSHQ WKURWWOH :27 ORZ
YDFXXP 
$ VSHHG GHQVLW\ PHWKRG RI GHWHUPLQLQJ HQJLQH ORDG LV
XVHG 7KLV LV FDOFXODWHG XVLQJ LQSXWV IURP WKH 0$3
VHQVRU WKH USP ;  DQG WKH ,QWDNH 0DQLIROG $LU
7HPSHUDWXUH 0$7 VHQVRU 7KH 0$3 VHQVRU LV WKH PDLQ
VHQVRU XVHG LQ WKLV FDOFXODWLRQ DQG PHDVXULQJ HQJLQH
ORDG LV LWV PDLQ IXQFWLRQ
7KH 0$3 VHQVRU LV DOVR XVHG WR GHWHUPLQH PDQLIROG
SUHVVXUH FKDQJHV ZKLOH WKH OLQHDU ([KDXVW *DV
5HFLUFXODWLRQ (*5 IORZ WHVW GLDJQRVWLF LV EHLQJ UXQ
UHIHU WR '7& 3  7KLV GHWHUPLQHV HQJLQH YDFXXP
OHYHO IRU VRPH RWKHU GLDJQRVWLFV DQG GHWHUPLQHV
EDURPHWULF SUHVVXUH %$52  7KH (&0 FRPSDUHV WKH
0$3 VHQVRU VLJQDO WR FDOFXODWHG 0$3 EDVHG RQ WKURWWOH
SRVLWLRQ 73 DQG YDULRXV RWKHU HQJLQH ORDG IDFWRUV ,I
WKH (&0 GHWHFWV D 0$3 VLJQDO YROWDJH WKDW LV
LQWHUPLWWHQWO\ DERYH WKH FDOFXODWHG YDOXH '7& 3
ZLOO VHW
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- (QJLQH UXQQLQJ
- 1R 736 '7&V DUH SUHVHQW
- 7KH 0$3 LV OHVV WKDQ N3D
- 736 LV JUHDWHU WKDQ RU HTXDO WR  LI USP LV OHVV WKDQ
RU HTXDO WR 
- 736 LV JUHDWHU WKDQ  LI USP LV JUHDWHU WKDQ 

$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV


- 7KH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ ZLOO QRW
LOOXPLQDWH
- 7KH (&0 ZLOO VWRUH FRQGLWLRQV ZKLFK ZHUH SUHVHQW
ZKHQ WKH '7& ZDV VHW DV )DLOXUH 5HFRUGV GDWD RQO\
- 7KLV LQIRUPDWLRQ ZLOO QRW EH VWRUHG LQ WKH )UHH]H
)UDPH GDWD
&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
- $ KLVWRU\ '7& ZLOO FOHDU DIWHU  FRQVHFXWLYH
ZDUPXS F\FOHV ZLWKRXW D IDXOW
- '7& 3 FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO
&/($5 ,1)2 IXQFWLRQ RU E\ GLVFRQQHFWLQJ WKH (&0
EDWWHU\ IHHG
'LDJQRVWLF $LGV
&KHFN IRU WKH IROORZLQJ FRQGLWLRQV
- /HDNLQJ RU SOXJJHG YDFXXP VXSSO\ OLQH WR WKH 0$3
VHQVRU
- ,QVSHFW (&0 KDUQHVV FRQQHFWRUV IRU EDFNHGRXW
WHUPLQDOV LPSURSHU PDWLQJ EURNHQ ORFNV LPSURSHUO\
IRUPHG RU GDPDJHG WHUPLQDOV DQG SRRU
WHUPLQDOWRZLUH FRQQHFWLRQ
- ,QVSHFW WKH ZLULQJ KDUQHVV IRU GDPDJH ,I WKH KDUQHVV
DSSHDUV WR EH 2. REVHUYH WKH 0$3 GLVSOD\ RQ WKH
VFDQ WRRO ZKLOH PRYLQJ FRQQHFWRUV DQG ZLULQJ
KDUQHVVHV UHODWHG WR WKH VHQVRU $ FKDQJH LQ WKH
GLVSOD\ ZLOO LQGLFDWH WKH ORFDWLRQ RI WKH IDXOW
5HYLHZLQJ WKH )DLO 5HFRUGV YHKLFOH PLOHDJH VLQFH WKH
GLDJQRVWLF WHVW ODVW IDLOHG PD\ KHOS GHWHUPLQH KRZ RIWHQ
WKH FRQGLWLRQ WKDW FDXVHG WKH '7& WR EH VHW RFFXUV 7KLV
PD\ DVVLVW LQ GLDJQRVLQJ WKH FRQGLWLRQ

'$(:22 9 %/

(1*,1( &21752/6 )  


'7& 3 0DQLIROG $EVROXWH 3UHVVXUH ,QWHUPLWWHQW /RZ 9ROWDJH
6WHS


$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"

9DOXH V


 6HOHFW 'LDJQRVWLF 7URXEOH &RGH '7&


LQIRUPDWLRQ
 &KHFN /DVW 7HVW )DLO DQG QRWH DQ\ RWKHU '7&V
VHW
,V '7& 3 DOVR VHW

&KHFN IRU D SRRU  YROW UHIHUHQFH FLUFXLW RU 0DQLIROG


$EVROXWH 3UHVVXUH 0$3 VLJQDO FLUFXLW WHUPLQDO
FRQQHFWLRQ DW WKH 0$3 VHQVRU
,V D UHSDLU QHFHVVDU\"

&KHFN WKH 0$3 VLJQDO FLUFXLW EHWZHHQ WKH 0$3


VHQVRU FRQQHFWRU DQG WKH HQJLQH FRQWURO PRGXOH
(&0 IRU DQ LQWHUPLWWHQW VKRUW WR YROWDJH
,V D SUREOHP IRXQG

5HSDLU LQWHUPLWWHQW RSHQVKRUW FLUFXLW LQ WKH ZLULQJ


KDUQHVV
,V WKH UHSDLU FRPSOHWH"

 8VLQJ WKH VFDQ WRRO FOHDU WKH '7&V


 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF UDQ
DQG SDVVHG"

&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW


$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ GLDJ
QRVHG"

'$(:22 9 %/

*R WR 6WHS 

1R
*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

*R WR DSSOLFDEOH
'7& WDEOH

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

5HSODFH WKH IDXOW\ KDUQHVV FRQQHFWRU WHUPLQDO IRU


WKH  YROW UHIHUHQFH FLUFXLW DQGRU WKH 0$3 VLJQDO
FLUFXLW
,V WKH UHSDLU FRPSOHWH"

<HV


*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

)   (1*,1( &21752/6

&)$

',$*1267,& 7528%/( &2'( '7& 3


,17$.( $,5 7(03(5$785( ,17(50,77(17 +,*+ 92/7$*(
&LUFXLW 'HVFULSWLRQ
7KH ,QWDNH 0DQLIROG $LU 7HPSHUDWXUH 0$7 VHQVRU LV D
WKHUPLVWRU ZKLFK PHDVXUHV WKH WHPSHUDWXUH RI WKH DLU
HQWHULQJ WKH HQJLQH 7KH HQJLQH FRQWURO PRGXOH (&0
DSSOLHV  YROWV WKURXJK D SXOOXS UHVLVWRU WR WKH 0$7
VHQVRU :KHQ WKH LQWDNH DLU LV FROG WKH UHVLVWDQFH LV
KLJK DQG WKH (&0 ZLOO PRQLWRU D KLJK VLJQDO YROWDJH RQ
WKH 0$7 VLJQDO FLUFXLW ,I WKH LQWDNH DLU LV ZDUP WKH
VHQVRU UHVLVWDQFH LV ORZHU FDXVLQJ WKH (&0 WR PRQLWRU D
ORZHU YROWDJH 'LDJQRVWLF 7URXEOH &RGH '7& 3
ZLOO VHW ZKHQ WKH (&0 GHWHFWV DQ H[FHVVLYHO\ KLJK
VLJQDO YROWDJH RQ WKH LQWDNH DLU WHPSHUDWXUH VHQVRU
VLJQDO FLUFXLW
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- '7& 3 QRW VHW
- (QJLQH KDV EHHQ UXQQLQJ IRU RYHU  VHFRQGV
- 9HKLFOHV VSHHG LV OHVV WKDQ  NPK  PSK 
- &DOFXODWHG DLU IORZ LV OHVV WKDQ  JVHFRQG
- (QJLQH &RRODQW 7HPSHUDWXUH &76 LV DERYH E &
E ) 
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH (&0 ZLOO VXEVWLWXWH D GHIDXOW YDOXH IRU 0$7
- 7KH (&0 ZLOO VWRUH FRQGLWLRQV ZKLFK ZHUH SUHVHQW
ZKHQ WKH '7& VHW DV )DLOXUH 5HFRUGV GDWD RQO\ 7KLV
LQIRUPDWLRQ ZLOO QRW EH VWRUHG DV )UHH]H )UDPH GDWD
- '7& 3 GRHV QRW LOOXPLQDWH WKH 0DOIXQFWLRQ
,QGLFDWRU /DPS 0,/ 

&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&


- $ KLVWRU\ '7& ZLOO FOHDU DIWHU  FRQVHFXWLYH
ZDUPXS F\FOHV ZLWKRXW D IDXOW
- '7& 3 FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO
&/($5 ,1)2 IXQFWLRQ RU E\ GLVFRQQHFWLQJ WKH (&0
EDWWHU\ IHHG
'LDJQRVWLF $LGV
&KHFN IRU WKH IROORZLQJ FRQGLWLRQV
- 3RRU FRQQHFWLRQ DW WKH (&0 ,QVSHFW KDUQHVV
FRQQHFWRUV IRU EDFNHGRXW WHUPLQDOV LPSURSHU
PDWLQJ EURNHQ ORFNV LPSURSHUO\ IRUPHG RU GDPDJHG
WHUPLQDOV DQG SRRU WHUPLQDOWRZLUH FRQQHFWLRQ
- 'DPDJHG KDUQHVV ,QVSHFW WKH ZLULQJ KDUQHVV IRU
GDPDJH ,I WKH KDUQHVV DSSHDUV WR EH 2. REVHUYH
WKH 0$7 GLVSOD\ RQ WKH VFDQ WRRO ZKLOH PRYLQJ
FRQQHFWRUV DQG ZLULQJ KDUQHVVHV UHODWHG WR WKH 0$7
VHQVRU $ FKDQJH LQ WKH 0$7 GLVSOD\ ZLOO LQGLFDWH WKH
ORFDWLRQ RI WKH IDXOW
- 5HYLHZLQJ WKH )DLO 5HFRUGV YHKLFOH PLOHDJH VLQFH WKH
GLDJQRVWLF WHVW ODVW IDLOHG PD\ KHOS GHWHUPLQH KRZ
RIWHQ WKH FRQGLWLRQ WKDW FDXVHG WKH '7& WR EH VHW
RFFXUV 7KLV PD\ DVVLVW LQ GLDJQRVLQJ WKH FRQGLWLRQ
- 8VH WKH 7HPSHUDWXUH YV 5HVLVWDQFH 9DOXHV WDEOH WR
HYDOXDWH WKH SRVVLELOLW\ RI D VNHZHG VHQVRU 5HIHU WR
7HPSHUDWXUH YV 5HVLVWDQFH LQ WKLV VHFWLRQ

'$(:22 9 %/

(1*,1( &21752/6 )  


,QWDNH $LU 7HPSHUDWXUH 6HQVRU
&

2+06

7HPSHUDWXUH 9V 5HVLVWDQFH 9DOXHV


DSSUR[LPDWH































































7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH UHFRUGV
GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV FUHDWHV DQ
HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH
PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG
RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH

'7& 3 ,QWDNH $LU 7HPSHUDWXUH ,QWHUPLWWHQW +LJK 9ROWDJH


6WHS


$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"

9DOXH V


<HV

*R WR 6WHS 

1R
*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

 7XUQ WKH LJQLWLRQ 21


 ,QVWDOO WKH VFDQ WRRO
,V '7& 3 VHW"

*R WR DSSOLFDEOH
'7& WDEOH

*R WR 6WHS 

&KHFN WKH VFDQ WRRO


,V '7& 3 VHW"

*R WR 6WHS 

*R WR 6WHS 

 &KHFN IRU D SRRU VHQVRU JURXQG FLUFXLW WHUPLQDO 


FRQQHFWLRQ DW WKH ,GOH $LU 7HPSHUDWXUH 0$7
VHQVRU
 ,I D SUREOHP LV IRXQG UHSDLU DV QHFHVVDU\
,V D SUREOHP IRXQG"


*R WR 6WHS 

*R WR 6WHS 

 &KHFN IRU D SRRU 0$7 VLJQDO FLUFXLW WHUPLQDO 


FRQQHFWLRQ DW WKH 0$7 VHQVRU
 ,I D SUREOHP LV IRXQG UHSDLU DV QHFHVVDU\
,V D SUREOHP IRXQG"


*R WR 6WHS 

*R WR 6WHS 

 &KHFN WKH 0$7 VLJQDO FLUFXLW EHWZHHQ WKH 0$7


VHQVRU FRQQHFWRU DQG WKH HQJLQH FRQWURO PRGXOH
(&0 IRU DQ LQWHUPLWWHQW RSHQ
 ,I D SUREOHP LV IRXQG UHSDLU DV QHFHVVDU\
,V D SUREOHP IRXQG"


*R WR 6WHS 

*R WR 6WHS 

 &KHFN WKH 0$7 VLJQDO FLUFXLW EHWZHHQ WKH 0$7


VHQVRU FRQQHFWRU DQG WKH (&0 IRU DQ LQWHUPLWWHQW
VKRUW WR YROWDJH
 ,I D SUREOHP LV IRXQG UHSDLU DV QHFHVVDU\
,V D SUREOHP IRXQG"


*R WR 6WHS 

*R WR 6WHS 

'$(:22 9 %/

)   (1*,1( &21752/6


'7& 3 ,QWDNH $LU 7HPSHUDWXUH ,QWHUPLWWHQW +LJK 9ROWDJH &RQW
G
6WHS






$FWLRQ

9DOXH V

 &KHFN IRU D SRRU VHQVRU JURXQG FLUFXLW WHUPLQDO


' FRQQHFWLRQ DW WKH (&0
 ,I D SUREOHP LV IRXQG UHSDLU DV QHFHVVDU\
,V D SUREOHP IRXQG"

 &KHFN IRU DQ LQWHUPLWWHQW RSHQ RU D IDXOW\ VSOLFH LQ


WKH VHQVRU JURXQG FLUFXLW
 ,I D SUREOHP LV IRXQG UHSDLU DV QHFHVVDU\
,V D SUREOHP IRXQG"

 8VLQJ WKH VFDQ WRRO FOHDU WKH 'LDJQRVWLF 7URXEOH


&RGHV '7&V 
 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF UDQ
DQG SDVVHG"

&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW


$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ GLDJ
QRVHG"

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)$

',$*1267,& 7528%/( &2'( '7& 3


,17$.( $,5 7(03(5$785( ,17(50,77(17 /2: 92/7$*(
&LUFXLW 'HVFULSWLRQ
7KH ,QWDNH 0DQLIROG $LU 7HPSHUDWXUH 0$7 VHQVRU LV D
WKHUPLVWRU ZKLFK PHDVXUHV WKH WHPSHUDWXUH RI WKH DLU
HQWHULQJ WKH HQJLQH 7KH HQJLQH FRQWURO PRGXOH (&0
DSSOLHV  YROWV WKURXJK D SXOOXS UHVLVWRU WR WKH 0$7
VHQVRU :KHQ WKH LQWDNH DLU LV FROG WKH UHVLVWDQFH LV
KLJK DQG WKH (&0 ZLOO PRQLWRU D KLJK VLJQDO YROWDJH RQ
WKH 0$7 VLJQDO FLUFXLW ,I WKH LQWDNH DLU LV ZDUP WKH
VHQVRU UHVLVWDQFH LV ORZHU FDXVLQJ WKH (&0 WR PRQLWRU D
ORZHU YROWDJH 'LDJQRVWLF 7URXEOH &RGH '7& 3
ZLOO VHW ZKHQ WKH (&0 GHWHFWV DQ LQWHUPLWWHQWO\ ORZ
VLJQDO YROWDJH RQ WKH LQWDNH DLU WHPSHUDWXUH VHQVRU
VLJQDO FLUFXLW
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- '7& 3 QRW VHW
- (QJLQH KDV EHHQ UXQQLQJ IRU RYHU  VHFRQGV
- 9HKLFOH VSHHG LV JUHDWHU WKDQ  PSK
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH (&0 ZLOO VXEVWLWXWH D GHIDXOW YDOXH IRU LQWDNH DLU
WHPSHUDWXUH
- 7KH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ ZLOO QRW
LOOXPLQDWH
- 7KH (&0 ZLOO VWRUH FRQGLWLRQV ZKLFK ZHUH SUHVHQW
ZKHQ WKH '7& ZDV VHW DV )DLOXUH 5HFRUGV GDWD RQO\
7KLV LQIRUPDWLRQ ZLOO QRW EH VWRUHG DV )UHH]H )UDPH
GDWD
- '7& 3 GRHV QRW LOOXPLQDWH WKH 0,/

&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&


- $ KLVWRU\ '7& ZLOO FOHDU DIWHU  FRQVHFXWLYH
ZDUPXS F\FOHV ZLWKRXW D IDXOW
- '7& V FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO &/($5
,1)2 IXQFWLRQ RU E\ GLVFRQQHFWLQJ WKH (&0 EDWWHU\
IHHG
'LDJQRVWLF $LGV
&KHFN IRU WKH IROORZLQJ FRQGLWLRQV
- 3RRU FRQQHFWLRQ DW WKH (&0 ,QVSHFW KDUQHVV
FRQQHFWRUV IRU EDFNHGRXW WHUPLQDOV LPSURSHU
PDWLQJ EURNHQ ORFNV LPSURSHUO\ IRUPHG RU GDPDJHG
WHUPLQDOV DQG SRRU WHUPLQDOWRZLUH FRQQHFWLRQ
- 'DPDJHG KDUQHVV ,QVSHFW WKH ZLULQJ KDUQHVV IRU
GDPDJH ,I WKH KDUQHVV DSSHDUV WR EH 2. REVHUYH
WKH 0$7 GLVSOD\ RQ WKH VFDQ WRRO ZKLOH PRYLQJ
FRQQHFWRUV DQG ZLULQJ KDUQHVVHV UHODWHG WR WKH 0$7
VHQVRU $ FKDQJH LQ WKH 0$7 GLVSOD\ ZLOO LQGLFDWH WKH
ORFDWLRQ RI WKH IDXOW
- 5HYLHZLQJ WKH )DLO 5HFRUGV YHKLFOH PLOHDJH VLQFH WKH
GLDJQRVWLF WHVW ODVW IDLOHG PD\ KHOS GHWHUPLQH KRZ
RIWHQ WKH FRQGLWLRQ WKDW FDXVHG WKH '7& WR EH VHW
RFFXUV 7KLV PD\ DVVLVW LQ GLDJQRVLQJ WKH FRQGLWLRQ
- 8VH WKH 7HPSHUDWXUH YV 5HVLVWDQFH 9DOXHV WDEOH WR
HYDOXDWH WKH SRVVLELOLW\ RI D VNHZHG VHQVRU 5HIHU WR
7HPSHUDWXUH YV 5HVLVWDQFH LQ WKLV VHFWLRQ

'$(:22 9 %/

(1*,1( &21752/6 )  


,QWDNH $LU 7HPSHUDWXUH 6HQVRU
&

2+06

7HPSHUDWXUH 9V 5HVLVWDQFH 9DOXHV


DSSUR[LPDWH































































7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF &KDUW
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH UHFRUGV
GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV FUHDWHV DQ
HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH
PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG
RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH
 9HULILHV WKH IDXOW LV SUHVHQW
 ,I '7& 3 FDQ EH UHSHDWHG RQO\ E\ GXSOLFDWLQJ WKH
)DLO 5HFRUGV FRQGLWLRQV UHIHU WR WKH 7HPSHUDWXUH 9V
5HVLVWDQFH 9DOXH &KDUW 7KH FKDUW PD\ EH XVHG WR
WHVW WKH 0$7 VHQVRU DW YDULRXV WHPSHUDWXUHV WR
HYDOXDWH WKH SRVVLELOLW\ RI D VKLIWHG VHQVRU WKDW PD\
EH VKRUWHG DERYH RU EHORZ D FHUWDLQ WHPSHUDWXUH ,I
WKLV LV WKH FDVH UHSODFH WKH 0$7 VHQVRU

'7& 3 ,QWDNH $LU 7HPSHUDWXUH ,QWHUPLWWHQW /RZ 9ROWDJH


6WHS


$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"

9DOXH V

 7XUQ WKH ,JQLWLRQ 21


 ,QVWDOO WKH VFDQ WRRO
,V '7& 3 DOVR VHW"

 &KHFN WKH ,GOH $LU 7HPSHUDWXUH 0$7 VLJQDO


FLUFXLW EHWZHHQ WKH 0$7 VHQVRU FRQQHFWRU DQG
WKH HQJLQH FRQWURO PRGXOH (&0 IRU DQ
LQWHUPLWWHQW VKRUW WR JURXQG
 ,I D SUREOHP LV IRXQG UHSDLU DV QHFHVVDU\
,V D SUREOHP IRXQG"

 8VLQJ WKH VFDQ WRRO FOHDU WKH 'LDJQRVWLF 7URXEOH


&RGHV '7&V 
 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF UDQ
DQG SDVVHG"

&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW


$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ GLDJ
QRVHG"

'$(:22 9 %/

1R

*R WR 6WHS 

*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

*R WR DSSOLFDEOH
'7& WDEOH

*R WR 6WHS 

*R WR 6WHS 

5HIHU WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

<HV

)   (1*,1( &21752/6

&)$

',$*1267,& 7528%/( &2'( '7& 3


(1*,1( &22/$17 7(03(5$785( ,17(50,77(17 /2: 92/7$*(
&LUFXLW 'HVFULSWLRQ
7KH (QJLQH &RRODQW 7HPSHUDWXUH &76 VHQVRU LV D
WKHUPLVWRU PRXQWHG LQ WKH HQJLQH FRRODQW VWUHDP 7KH
HQJLQH FRQWURO PRGXOH (&0 DSSOLHV D YROWDJH DERXW
 YROWV WKURXJK D SXOOXS UHVLVWRU WR WKH &76 VLJQDO
FLUFXLW :KHQ WKH HQJLQH FRRODQW LV FROG WKH VHQVRU
UHVLVWDQFH LV KLJK DQG WKH (&0 ZLOO PRQLWRU D KLJK
VLJQDO YROWDJH $V WKH HQJLQH FRRODQW ZDUPV WKH VHQVRU
UHVLVWDQFH LV OHVV DQG WKH &76 VLJQDO YROWDJH PHDVXUHG
DW WKH (&0 GURSV :LWK D IXOO\ ZDUPHG XS HQJLQH WKH
&76 VLJQDO YROWDJH VKRXOG PHDVXUH DERXW  WR 
YROWV ,I WKH (&0 GHWHFWV DQ &76 VLJQDO WKDW LV
LQWHUPLWWHQWO\ EHORZ WKH UDQJH RI WKH &76 VHQVRU
'LDJQRVWLF 7URXEOH &RGH '7& 3 ZLOO VHW
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- (QJLQH UXQ WLPH LV ORQJHU WKDQ  PLQXWH
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ ZLOO QRW
LOOXPLQDWH
- 7KH (&0 ZLOO VWRUH FRQGLWLRQV ZKLFK ZHUH SUHVHQW
ZKHQ WKH '7& VHW DV )DLOXUH 5HFRUGV GDWD RQO\ 7KLV
LQIRUPDWLRQ ZLOO QRW EH VWRUHG DV )UHH]H )UDPH GDWD

'LDJQRVWLF $LGV
&KHFN IRU WKH IROORZLQJ FRQGLWLRQV
- 3RRU FRQQHFWLRQ DW WKH (&0 ,QVSHFW KDUQHVV
FRQQHFWRUV IRU EDFNHGRXW WHUPLQDOV LPSURSHU
PDWLQJ EURNHQ ORFNV LPSURSHUO\ IRUPHG RU GDPDJHG
WHUPLQDOV DQG SRRU WHUPLQDOWRZLUH FRQQHFWLRQ
- 'DPDJHG KDUQHVV ,QVSHFW WKH ZLULQJ KDUQHVV IRU
GDPDJH ,I WKH KDUQHVV DSSHDUV WR EH 2. REVHUYH
WKH &76 GLVSOD\ RQ WKH VFDQ WRRO ZKLOH PRYLQJ
FRQQHFWRUV DQG ZLULQJ KDUQHVVHV UHODWHG WR WKH &76
VHQVRU $ FKDQJH LQ WKH &76 GLVSOD\ ZLOO LQGLFDWH WKH
ORFDWLRQ RI WKH IDXOW
- 5HYLHZLQJ WKH )DLO 5HFRUGV YHKLFOH PLOHDJH VLQFH WKH
GLDJQRVWLF WHVW ODVW IDLOHG PD\ KHOS GHWHUPLQH KRZ
RIWHQ WKH FRQGLWLRQ WKDW FDXVHG WKH '7& WR EH VHW
RFFXUV 7KLV PD\ DVVLVW LQ GLDJQRVLQJ WKH FRQGLWLRQ
- 8VH WKH 7HPSHUDWXUH YV 5HVLVWDQFH 9DOXHV WDEOH WR
HYDOXDWH WKH SRVVLELOLW\ RI D VNHZHG VHQVRU 5HIHU WR
7HPSHUDWXUH YV 5HVLVWDQFH LQ WKLV VHFWLRQ

&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&


- $ KLVWRU\ '7& ZLOO FOHDU DIWHU  FRQVHFXWLYH
ZDUPXS F\FOHV ZLWKRXW D IDXOW
- '7& V FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO &/($5
,1)2 IXQFWLRQ RU E\ GLVFRQQHFWLQJ WKH (&0 EDWWHU\
IHHG

'$(:22 9 %/

(1*,1( &21752/6 )  


(QJLQH &RRODQW 7HPSHUDWXUH 6HQVRU
&

2+06

7HPSHUDWXUH 9V 5HVLVWDQFH 9DOXHV


DSSUR[LPDWH































































7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH UHFRUGV
GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV FUHDWHV DQ
HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH
PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG
RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH

'7& 3 (QJLQH &RRODQW 7HPSHUDWXUH ,QWHUPLWWHQW /RZ 9ROWDJH


6WHS


$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"

9DOXH V


 7XUQ WKH ,JQLWLRQ 21


 ,QVWDOO WKH VFDQ WRRO
,V 'LDJQRVWLF 7URXEOH &RGH '7& 3 VHW"

 &KHFN WKH (QJLQH &RRODQW 7HPSHUDWXUH &76


VLJQDO FLUFXLW EHWZHHQ WKH &76 VHQVRU FRQQHFWRU
DQG WKH HQJLQH FRQWURO PRGXOH (&0 IRU DQ
LQWHUPLWWHQW VKRUW WR JURXQG
 ,I D SUREOHP LV IRXQG UHSDLU DV QHFHVVDU\
,V D SUREOHP IRXQG"

 8VLQJ WKH VFDQ WRRO FOHDU WKH '7&V


 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF UDQ
DQG SDVVHG"

&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW


$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ GLDJ
QRVHG"

'$(:22 9 %/

<HV

*R WR 6WHS 

1R
*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

*R WR DSSOLFDEOH
'7& WDEOH

*R WR 6WHS 

*R WR 6WHS 

5HIHU WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

)   (1*,1( &21752/6

&)$

',$*1267,& 7528%/( &2'( '7& 3


(1*,1( &22/$17 7(03(5$785( ,17(50,77(17 +,*+ 92/7$*(
&LUFXLW 'HVFULSWLRQ
7KH (QJLQH &RRODQW 7HPSHUDWXUH &76 VHQVRU LV D
WKHUPLVWRU PRXQWHG LQ WKH HQJLQH FRRODQW VWUHDP 7KH
HQJLQH FRQWURO PRGXOH (&0 DSSOLHV D YROWDJH DERXW
 YROWV WKURXJK D SXOOXS UHVLVWRU WR WKH &76 VLJQDO
FLUFXLW :KHQ WKH HQJLQH FRRODQW LV FROG WKH VHQVRU
UHVLVWDQFH LV KLJK DQG WKH (&0 ZLOO PRQLWRU D KLJK
VLJQDO YROWDJH $V WKH HQJLQH FRRODQW ZDUPV WKH VHQVRU
UHVLVWDQFH LV OHVV DQG WKH &76 VLJQDO YROWDJH PHDVXUHG
DW WKH (&0 GURSV :LWK D IXOO\ ZDUPHG XS HQJLQH WKH
&76 VLJQDO YROWDJH VKRXOG PHDVXUH DERXW  WR 
YROWV ,I WKH (&0 GHWHFWV DQ &76 VLJQDO WKDW LV
LQWHUPLWWHQWO\ DERYH WKH UDQJH RI WKH &76 VHQVRU
'LDJQRVWLF 7URXEOH &RGH '7& 3 ZLOO VHW
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- (QJLQH UXQ WLPH LV JUHDWHU WKDQ  PLQXWHV
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ ZLOO QRW
LOOXPLQDWH
- 7KH (&0 ZLOO VWRUH FRQGLWLRQV ZKLFK ZHUH SUHVHQW
ZKHQ WKH '7& ZDV VHW DV )DLOXUH 5HFRUGV GDWD RQO\
7KLV LQIRUPDWLRQ ZLOO QRW EH VWRUHG DV )UHH]H )UDPH
GDWD

'LDJQRVWLF $LGV
&KHFN IRU WKH IROORZLQJ FRQGLWLRQV
- 3RRU FRQQHFWLRQ DW WKH (&0 ,QVSHFW KDUQHVV
FRQQHFWRUV IRU EDFNHGRXW WHUPLQDOV LPSURSHU
PDWLQJ EURNHQ ORFNV LPSURSHUO\ IRUPHG RU GDPDJHG
WHUPLQDOV DQG SRRU WHUPLQDOWRZLUH FRQQHFWLRQ
- 'DPDJHG KDUQHVV ,QVSHFW WKH ZLULQJ KDUQHVV IRU
GDPDJH ,I WKH KDUQHVV DSSHDUV WR EH 2. REVHUYH
WKH &76 GLVSOD\ RQ WKH VFDQ WRRO ZKLOH PRYLQJ
FRQQHFWRUV DQG ZLULQJ KDUQHVVHV UHODWHG WR WKH &76
VHQVRU $ FKDQJH LQ WKH &76 GLVSOD\ ZLOO LQGLFDWH WKH
ORFDWLRQ RI WKH IDXOW
- 5HYLHZLQJ WKH )DLO 5HFRUGV YHKLFOH PLOHDJH VLQFH WKH
GLDJQRVWLF WHVW ODVW IDLOHG PD\ KHOS GHWHUPLQH KRZ
RIWHQ WKH FRQGLWLRQ WKDW FDXVHG WKH '7& WR EH VHW
RFFXUV 7KLV PD\ DVVLVW LQ GLDJQRVLQJ WKH FRQGLWLRQ
- 8VH WKH 7HPSHUDWXUH YV 5HVLVWDQFH 9DOXHV WDEOH WR
HYDOXDWH WKH SRVVLELOLW\ RI D VNHZHG VHQVRU 5HIHU WR
7HPSHUDWXUH YV 5HVLVWDQFH LQ WKLV VHFWLRQ

&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&


- $ KLVWRU\ '7& ZLOO FOHDU DIWHU  FRQVHFXWLYH
ZDUPXS F\FOHV ZLWKRXW D IDXOW
- '7& V FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO &/($5
,1)2 IXQFWLRQ RU E\ GLVFRQQHFWLQJ WKH (&0 EDWWHU\
IHHG

'$(:22 9 %/

(1*,1( &21752/6 )  


(QJLQH &RRODQW 7HPSHUDWXUH 6HQVRU
&

2+06

7HPSHUDWXUH 9V 5HVLVWDQFH 9DOXHV


DSSUR[LPDWH































































7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH UHFRUGV
GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV FUHDWHV DQ
HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH
PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG
RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH

'7& 3 (QJLQH &RRODQW 7HPSHUDWXUH ,QWHUPLWWHQW +LJK 9ROWDJH


6WHS


$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

 7XUQ WKH LJQLWLRQ 21


 ,QVWDOO WKH VFDQ WRRO
,V 'LDJQRVWLF 7URXEOH &RGH '7& 3 VHW"

*R WR DSSOLFDEOH
'7& 7DEOH

*R WR 6WHS 

&KHFN WKH VFDQ WRRO


,V '7& 3 DOVR VHW"

*R WR 6WHS 

*R WR 6WHS 

 &KHFN IRU D SRRU VHQVRU JURXQG FLUFXLW WHUPLQDO $


FRQQHFWLRQ DW WKH (QJLQH &RRODQW 7HPSHUDWXUH
&76 VHQVRU
 ,I D SUREOHP LV IRXQG UHSDLU DV QHFHVVDU\
,V D SUREOHP IRXQG"


*R WR 6WHS 

*R WR 6WHS 

 &KHFN IRU D SRRU &76 VLJQDO FLUFXLW WHUPLQDO %


FRQQHFWLRQ DW WKH &76 VHQVRU
 ,I D SUREOHP LV IRXQG UHSDLU DV QHFHVVDU\
,V D SUREOHP IRXQG"


*R WR 6WHS 

*R WR 6WHS 

 &KHFN WKH &76 VLJQDO FLUFXLW EHWZHHQ WKH &76


VHQVRU FRQQHFWRU DQG WKH HQJLQH FRQWURO PRGXOH
(&0 IRU DQ LQWHUPLWWHQW RSHQ
 ,I D SUREOHP LV IRXQG UHSDLU DV QHFHVVDU\
,V D SUREOHP IRXQG"


*R WR 6WHS 

*R WR 6WHS 

 &KHFN WKH &76 VLJQDO FLUFXLW EHWZHHQ WKH &76


VHQVRU FRQQHFWRU DQG WKH (&0 IRU DQ LQWHUPLWWHQW
VKRUW WR YROWDJH
 ,I D SUREOHP LV IRXQG UHSDLU DV QHFHVVDU\
,V D SUREOHP IRXQG"


*R WR 6WHS 

*R WR 6WHS 

'$(:22 9 %/

)   (1*,1( &21752/6


'7& 3 (QJLQH &RRODQW 7HPSHUDWXUH ,QWHUPLWWHQW +LJK 9ROWDJH &RQW
G
6WHS






$FWLRQ

9DOXH V

 &KHFN IRU D SRRU VHQVRU JURXQG FLUFXLW WHUPLQDO


' FRQQHFWLRQ DW WKH (&0
 ,I D SUREOHP LV IRXQG UHSDLU DV QHFHVVDU\
,V D SUREOHP IRXQG"

 &KHFN IRU DQ LQWHUPLWWHQW RSHQ RU D IDXOW\ VSOLFH LQ


WKH VHQVRU JURXQG FLUFXLW
 ,I D SUREOHP LV IRXQG UHSDLU DV QHFHVVDU\
,V D SUREOHP IRXQG"

 8VLQJ WKH VFDQ WRRO FOHDU WKH '7&V


 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF UDQ
DQG SDVVHG"

&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW


$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ GLDJ
QRVHG"

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)$

',$*1267,& 7528%/( &2'( '7& 3


7+5277/( 326,7,21 6(1625 ,17(50,77(17 +,*+ 92/7$*(
&LUFXLW 'HVFULSWLRQ
7KH 7KURWWOH 3RVLWLRQ 6HQVRU 736 FLUFXLW SURYLGHV D
YROWDJH VLJQDO WKDW FKDQJHV UHODWLYH WR WKURWWOH EODGH
DQJOH 7KH 736 VHQGV D YROWDJH VLJQDO EDFN WR WKH
HQJLQH FRQWURO PRGXOH (&0 UHODWLYH WR WKH WKURWWOH
SODWH RSHQLQJ 7KH YROWDJH VLJQDO ZLOO YDU\ IURP
DSSUR[LPDWHO\  YROW DW FORVHG WKURWWOH WR RYHU  Y DW
ZLGH RSHQ WKURWWOH :27 
7KH 73 VLJQDO LV XVHG E\ WKH (&0 IRU IXHO FRQWURO DQG IRU
PRVW RI WKH (&0 FRQWUROOHG RXWSXWV 7KH 73 VLJQDO LV
RQH RI WKH PRVW LPSRUWDQW LQSXWV XVHG E\ WKH (&0 IRU
IXHO FRQWURO DQG PRVW RI WKH (&0 FRQWUROOHG RXWSXWV ,I
WKH (&0 GHWHFWV D 73 VLJQDO WKDW LV LQWHUPLWWHQWO\ DERYH
WKH UDQJH RI WKH 736 'LDJQRVWLF 7URXEOH &RGH '7&
3 ZLOO EH VHW
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- 7KH LJQLWLRQ LV 21
- 736 YROWDJH LQGLFDWHV D WKURWWOH YROWDJH LQWHUPLWWHQWO\
JUHDWHU WKDQ  YROWV
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ ZLOO QRW
LOOXPLQDWH
- 7KH (&0 ZLOO VWRUH FRQGLWLRQV ZKLFK ZHUH SUHVHQW
ZKHQ WKH '7& VHW DV )DLOXUH 5HFRUGV GDWD RQO\ 7KLV
LQIRUPDWLRQ ZLOO QRW EH VWRUHG DV )UHH]H )UDPH GDWD
&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
- 7KH KLVWRU\ '7& 3 ZLOO FOHDU DIWHU  FRQVHFXWLYH
ZDUPXS F\FOHV LQ ZKLFK WKH GLDJQRVWLF UXQV ZLWKRXW
D IDXOW

- '7& V FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO &/($5


,1)2 IXQFWLRQ RU EH GLVFRQQHFWLQJ WKH (&0 SRZHU
IHHG
'LDJQRVWLF $LGV
&KHFN IRU WKH IROORZLQJ FRQGLWLRQV
- 3RRU FRQQHFWLRQ DW WKH (&0 ,QVSHFW KDUQHVV
FRQQHFWRUV IRU EDFNHGRXW WHUPLQDOV LPSURSHU
PDWLQJ EURNHQ ORFNV LPSURSHUO\ IRUPHG RU GDPDJHG
WHUPLQDOV DQG SRRU WHUPLQDOWRZLUH FRQQHFWLRQ
- 'DPDJHG KDUQHVV ,QVSHFW WKH ZLULQJ KDUQHVV IRU
GDPDJH ,I WKH KDUQHVV DSSHDUV 2. REVHUYH WKH
WKURWWOH SRVLWLRQ GLVSOD\ RQ WKH VFDQ WRRO ZKLOH PRYLQJ
FRQQHFWRUV DQG ZLULQJ KDUQHVVHV UHODWHG WR WKH 736
$ FKDQJH LQ WKH GLVSOD\ ZLOO LQGLFDWH WKH ORFDWLRQ RI WKH
IDXOW
,I '7& 3 FDQQRW EH GXSOLFDWHG UHYLHZLQJ WKH )DLO
5HFRUGV YHKLFOH PLOHDJH VLQFH WKH GLDJQRVWLF WHVW ODVW
IDLOHG PD\ KHOS GHWHUPLQH KRZ RIWHQ WKH FRQGLWLRQ WKDW
FDXVHG WKH '7& WR EH VHW RFFXUV 7KLV PD\ DVVLVW LQ
GLDJQRVLQJ WKH FRQGLWLRQ
7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH UHFRUGV
GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV FUHDWHV DQ
HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH
PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG
RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH

'$(:22 9 %/

(1*,1( &21752/6 )  


'7& 3 7KURWWOH 3RVLWLRQ 6HQVRU ,QWHUPLWWHQW +LJK 9ROWDJH
6WHS


$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"

9DOXH V


 7XUQ WKH LJQLWLRQ 21


 ,QVWDOO WKH VFDQ WRRO
,V 'LDJQRVWLF 7URXEOH &RGH '7& 3 DOVR VHW"

&KHFN IRU D SRRU VHQVRU JURXQG FLUFXLW WHUPLQDO %


FRQQHFWLRQ DW WKH 7KURWWOH 3RVLWLRQ 6HQVRU 736 
,V D SUREOHP IRXQG"

&KHFN WKH 7KURWWOH 3RVLWLRQ 73 VLJQDO FLUFXLW EHWZHHQ


WKH 736 FRQQHFWRU DQG WKH HQJLQH FRQWURO PRGXOH
(&0 IRU DQ LQWHUPLWWHQW VKRUW WR YROWDJH
,V D SUREOHP IRXQG"

&KHFN IRU D SRRU VHQVRU JURXQG WHUPLQDO ' FRQQHF


WLRQ DW WKH (&0
,V D SUREOHP IRXQG"

&KHFN IRU DQ LQWHUPLWWHQW RSHQ RU D IDXOW\ VSOLFH LQ


WKH VHQVRU JURXQG FLUFXLW
,V D SUREOHP IRXQG"

5HSODFH WKH IDXOW\ KDUQHVV FRQQHFWRU WHUPLQDO IRU


VHQVRU JURXQG FLUFXLW
,V DFWLRQ FRPSOHWH"

5HSDLU WKH LQWHUPLWWHQW RSHQVKRUW FLUFXLW LQ ZLULQJ


KDUQHVV DV QHFHVVDU\
,V WKH DFWLRQ FRPSOHWH"

 8VLQJ WKH VFDQ WRRO FOHDU WKH '7&V


 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF UDQ
DQG SDVVHG"

&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW


$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ GLDJ
QRVHG"



'$(:22 9 %/

<HV

*R WR 6WHS 

1R
*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

*R WR DSSOLFDEOH
'7& WDEOH

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

)   (1*,1( &21752/6

&)$

',$*1267,& 7528%/( &2'( '7& 3


7+5277/( 326,7,21 6(1625 ,17(50,77(17 /2: 92/7$*(
&LUFXLW 'HVFULSWLRQ
7KH 7KURWWOH 3RVLWLRQ 6HQVRU 736 FLUFXLW SURYLGHV D
YROWDJH VLJQDO WKDW FKDQJHV UHODWLYH WR WKURWWOH EODGH
DQJOH 7KH 736 VHQGV D YROWDJH VLJQDO EDFN WR WKH
HQJLQH FRQWURO PRGXOH (&0 UHODWLYH WR WKH WKURWWOH
SODWH RSHQLQJ 7KH YROWDJH VLJQDO ZLOO YDU\ IURP
DSSUR[LPDWHO\  YROW DW FORVHG WKURWWOH WR RYHU  Y DW
ZLGH RSHQ WKURWWOH :27  7KH 73 VLJQDO LV XVHG E\ WKH
(&0 IRU IXHO FRQWURO DQG IRU PRVW RI WKH (&0 FRQWUROOHG
RXWSXWV 7KH 73 VLJQDO LV RQH RI WKH PRVW LPSRUWDQW
LQSXWV XVHG E\ WKH (&0 IRU IXHO FRQWURO DQG PRVW RI WKH
(&0 FRQWUROOHG RXWSXWV ,I WKH (&0 GHWHFWV D 73 VLJQDO
WKDW LV LQWHUPLWWHQWO\ DERYH WKH UDQJH RI WKH 736
'LDJQRVWLF 7URXEOH &RGH '7& 3 ZLOO EH VHW
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- 7KH LJQLWLRQ LV 21
- 736 LQGLFDWHV D WKURWWOH SRVLWLRQ VLJQDO LQWHUPLWWHQWO\
OHVV WKDQ  YROW
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ ZLOO QRW
LOOXPLQDWH
- 7KH (&0 ZLOO VWRUH FRQGLWLRQV ZKLFK ZHUH SUHVHQW
ZKHQ WKH '7& VHW DV )DLOXUH 5HFRUGV GDWD RQO\ 7KLV
LQIRUPDWLRQ ZLOO QRW EH VWRUHG DV )UHH]H )UDPH GDWD
&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
- 7KH KLVWRU\ '7& 3 ZLOO FOHDU DIWHU  FRQVHFXWLYH
ZDUPXS F\FOHV LQ ZKLFK WKH GLDJQRVWLF UXQV ZLWKRXW
D IDXOW

- '7& 3 FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO


&/($5 ,1)2 IXQFWLRQ RU E\ GLVFRQQHFWLQJ WKH (&0
EDWWHU\ IHHG
'LDJQRVWLF $LGV
&KHFN IRU WKH IROORZLQJ FRQGLWLRQV
- 3RRU FRQQHFWLRQ DW WKH (&0 ,QVSHFW KDUQHVV
FRQQHFWRUV IRU EDFNHGRXW WHUPLQDOV LPSURSHU
PDWLQJ EURNHQ ORFNV LPSURSHUO\ IRUPHG RU GDPDJHG
WHUPLQDOV DQG SRRU WHUPLQDOWRZLUH FRQQHFWLRQ
- 'DPDJHG KDUQHVV ,QVSHFW WKH ZLULQJ KDUQHVV IRU
GDPDJH ,I WKH KDUQHVV DSSHDUV 2. REVHUYH WKH
WKURWWOH SRVLWLRQ GLVSOD\ RQ WKH VFDQ WRRO ZKLOH PRYLQJ
FRQQHFWRUV DQG ZLULQJ KDUQHVVHV UHODWHG WR WKH 736
$ FKDQJH LQ WKH GLVSOD\ ZLOO LQGLFDWH WKH ORFDWLRQ RI WKH
IDXOW
5HYLHZLQJ WKH )DLO 5HFRUGV YHKLFOH PLOHDJH VLQFH WKH
GLDJQRVWLF WHVW ODVW IDLOHG PD\ KHOS GHWHUPLQH KRZ RIWHQ
WKH FRQGLWLRQ WKDW FDXVHG WKH '7& WR EH VHW RFFXUV 7KLV
PD\ DVVLVW LQ GLDJQRVLQJ WKH FRQGLWLRQ
7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH UHFRUGV
GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV FUHDWHV DQ
HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH
PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG
RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH

'$(:22 9 %/

(1*,1( &21752/6 )  


'7& 3 7KURWWOH 3RVLWLRQ 6HQVRU ,QWHUPLWWHQW /RZ 9ROWDJH
6WHS


$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"

9DOXH V

 7XUQ WKH LJQLWLRQ 21


 ,QVWDOO WKH VFDQ WRRO
,V 'LDJQRVWLF 7URXEOH &RGH '7& 3 DOVR VHW"

&KHFN IRU D SRRU  YROW UHIHUHQFH FLUFXLW WHUPLQDO $


FRQQHFWLRQ DW WKH 7KURWWOH 3RVLWLRQ 6HQVRU 736 
,V D SUREOHP IRXQG"

&KHFN WKH 73 VLJQDO FLUFXLW EHWZHHQ WKH 736 FRQQHF


WRU DQG WKH HQJLQH FRQWURO PRGXOH (&0 IRU DQ LQWHU
PLWWHQW RSHQ RU VKRUW WR JURXQG
,V D SUREOHP IRXQG"

&KHFN IRU D SRRU  YROW UHIHUHQFH FLUFXLW WHUPLQDO $


FRQQHFWLRQ DW WKH (&0
,V D SUREOHP IRXQG"

&KHFN IRU DQ LQWHUPLWWHQW RSHQ RU D IDXOW\ VSOLFH LQ


WKH  YROW UHIHUHQFH FLUFXLW
,V D SUREOHP IRXQG"

5HSODFH WKH IDXOW\ KDUQHVV FRQQHFWRU WHUPLQDO IRU WKH 


YROW UHIHUHQFH FLUFXLW DQGRU WKH 73 VLJQDO FLUFXLW DV
QHFHVVDU\
,V WKH UHSDLU FRPSOHWH"

5HSDLU WKH LQWHUPLWWHQW RSHQVKRUW FLUFXLW LQ ZLULQJ


KDUQHVV DV QHFHVVDU\
,V WKH UHSDLU FRPSOHWH"

 8VLQJ WKH VFDQ WRRO FOHDU WKH '7&V


 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF UDQ
DQG SDVVHG"

&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW


$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ GLDJ
QRVHG"

'$(:22 9 %/

1R

*R WR 6WHS 

*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

*R WR DSSOLFDEOH
'7& WDEOH

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 



<HV

*R WR 6WHS 

*R WR 'LD
JQRVWLF $LGV


*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 3


(;+$867 *$6 5(&,5&8/$7,21 &/26(' 9$/9( 3,17/( (5525
&LUFXLW 'HVFULSWLRQ
$Q ([KDXVW *DV 5HFLUFXODWLRQ (*5 V\VWHP LV XVHG WR
ORZHU 2[LGHV RI 1LWURJHQ 12[ HPLVVLRQ OHYHOV FDXVHG
E\ KLJK FRPEXVWLRQ WHPSHUDWXUHV ,W DFFRPSOLVKHV WKLV
E\ IHHGLQJ VPDOO DPRXQWV RI H[KDXVW JDVHV EDFN LQWR
WKH FRPEXVWLRQ FKDPEHU :KHQ WKH DLUIXHO PL[WXUH LV
GLOXWHG ZLWK WKH H[KDXVW JDVHV FRPEXVWLRQ
WHPSHUDWXUHV DUH UHGXFHG
$ OLQHDU (*5 YDOYH LV XVHG RQ WKLV V\VWHP 7KH OLQHDU
(*5 YDOYH LV GHVLJQHG WR DFFXUDWHO\ VXSSO\ H[KDXVW
JDVHV WR WKH HQJLQH ZLWKRXW WKH XVH RI LQWDNH PDQLIROG
YDFXXP 7KH YDOYH FRQWUROV H[KDXVW IORZ JRLQJ LQWR WKH
LQWDNH PDQLIROG IURP WKH H[KDXVW PDQLIROG WKURXJK DQ
RULILFH ZLWK DQ HQJLQH FRQWURO PRGXOH (&0 FRQWUROOHG
SLQWOH 7KH (&0 FRQWUROV WKH SLQWOH SRVLWLRQ XVLQJ LQSXWV
IURP WKH 7KURWWOH 3RVLWLRQ 73 DQG 0DQLIROG $EVROXWH
3UHVVXUH 0$3 VHQVRUV 7KH (&0 WKHQ FRPPDQGV WKH
(*5 YDOYH WR RSHUDWH ZKHQ QHFHVVDU\ E\ FRQWUROOLQJ DQ
LJQLWLRQ VLJQDO WKURXJK WKH (&0 7KLV FDQ EH PRQLWRUHG
RQ D VFDQ WRRO DV WKH 'HVLUHG (*5 3RVLWLRQ
7KH (&0 PRQLWRUV WKH UHVXOWV RI LWV FRPPDQG WKURXJK D
IHHGEDFN VLJQDO %\ VHQGLQJ D  YROW UHIHUHQFH DQG D
JURXQG WR WKH (*5 YDOYH D YROWDJH VLJQDO UHSUHVHQWLQJ
WKH (*5 YDOYH SLQWOH SRVLWLRQ LV VHQW WR WKH (&0 7KLV
IHHGEDFN VLJQDO FDQ DOVR EH PRQLWRUHG RQ D VFDQ WRRO
DQG LV WKH DFWXDO SRVLWLRQ RI WKH (*5 SLQWOH 7KH $FWXDO

(*5 3RVLWLRQ VKRXOG DOZD\V EH QHDU WKH FRPPDQGHG RU


'HVLUHG (*5 3RVLWLRQ
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- (QJLQH UXQQLQJ
- ,JQLWLRQ YROWDJH LV EHWZHHQ  DQG  YROWV
- 'HVLUHG (*5 SRVLWLRQ LV HTXDO WR 
- 'LIIHUHQFH EHWZHHQ FXUUHQW DQG OHDUQHG ORZ SRVLWLRQ
LV JUHDWHU WKDQ  $' FRXQWV
- )DLOHG FRQGLWLRQV H[LVW IRU PRUH WKDQ  VHFRQGV IRU
 (*5 F\FOHV HDFK VHSDUDWHG E\  VHFRQGV DW WKH
GHVLUHG SRVLWLRQ RI JUHDWHU WKDQ RU HTXDO WR 
- &RRODQW WHPSHUDWXUH LV JUHDWHU WKDQ E& E) 
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ ZLOO LOOXPLQDWH
DIWHU WZR FRQVHFXWLYH LJQLWLRQ F\FOHV LQ ZKLFK WKH
GLDJQRVWLF UXQV ZLWK WKH IDXOW DFWLYH
- 7KH (&0 ZLOO UHFRUG RSHUDWLQJ FRQGLWLRQV DW WKH WLPH
WKH GLDJQRVWLF IDLOV 7KLV LQIRUPDWLRQ ZLOO EH VWRUHG LQ
WKH )UHH]H )UDPH DQG )DLOXUH 5HFRUGV EXIIHUV
- $ KLVWRU\ 'LDJQRVWLF 7URXEOH &RGH '7& LV VWRUHG
- &RRODQW IDQ WXUQV RQ
- (*5 LV GLVDEOHG

'$(:22 9 %/

(1*,1( &21752/6 )  


&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
- 7KH 0,/ ZLOO WXUQ RII DIWHU WKUHH FRQVHFXWLYH LJQLWLRQ
F\FOHV LQ ZKLFK WKH GLDJQRVWLF UXQV ZLWKRXW D IDXOW
- $ KLVWRU\ '7& ZLOO FOHDU DIWHU  FRQVHFXWLYH
ZDUPXS F\FOHV ZLWKRXW D IDXOW
- '7& V FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO
'LDJQRVWLF $LGV
'XH WR PRLVWXUH DVVRFLDWHG ZLWK H[KDXVW V\VWHPV WKH
(*5 YDOYH PD\ IUHH]H DQG VWLFN LQ FROG ZHDWKHU $IWHU
WKH YHKLFOH LV EURXJKW LQWR D ZDUP VKRS IRU UHSDLUV WKH
YDOYH ZDUPV DQG WKH SUREOHP GLVDSSHDUV %\ ZDWFKLQJ
WKH $FWXDO (*5 DQG 'HVLUHG (*5 3RVLWLRQV RQ D FROG
YHKLFOH ZLWK D VFDQ WRRO WKH IDXOW FDQ EH HDVLO\ YHULILHG
&KHFN WKH IUHH]H IUDPH GDWD WR GHWHUPLQH LI WKH '7& VHW
ZKHQ WKH YHKLFOH ZDV FROG E\ YLHZLQJ WKH (QJLQH
&RRODQW 7HPSHUDWXUH &76 
7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH UHFRUGV
GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV FUHDWHV DQ
HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH
PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG
RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH
 &RPPDQGLQJ WKH (*5 YDOYH RSHQ GHWHUPLQHV
ZKHWKHU WKH (*5 V\VWHP FDQ FRQWURO WKH (*5 YDOYH
DFFXUDWHO\ DQG LI WKH IDXOW LV SUHVHQW
 :KHQ WKH (*5 YDOYH HOHFWULFDO FRQQHFWRU LV
GLVFRQQHFWHG WKH VFDQ WRRO VKRXOG GLVSOD\ WKH
$FWXDO (*5 3RVLWLRQ DV  ,I LW GRHV QRW WKH IDXOW
OLHV HLWKHU LQ WKH (*5 VLJQDO FLUFXLW RU WKH (&0

'$(:22 9 %/

 ,I WKH (5* YDOYH  YROW UHIHUHQFH LV VKRUWHG WR


YROWDJH WKH GLJLWDO YROWPHWHU '90 ZLOO UHDG EDWWHU\
YROWDJH DQG DGGLWLRQDO '7&V PD\ EH VHW DQG HQJLQH
SHUIRUPDQFH ZLOO EH SRRU
 7KH UHSODFHPHQW (&0 PXVW EH UHSURJUDPPHG
5HIHU WR WKH ODWHVW 7HFKOLQH SURFHGXUH IRU (&0
UHSURJUDPPLQJ
 $Q RSHQ RU SRRU FRQQHFWLRQ FRQGLWLRQ PD\ KDYH
FDXVHG WKLV '7& WR VHW %H VXUH WR FKHFN WKH
WHUPLQDOV IRU EHLQJ EDFNHG RXW LPSURSHUO\ IRUPHG RU
GDPDJHG DQG IRU SRRU WHQVLRQ
 $OO FLUFXLWV WR WKH (*5 YDOYH DUH 2. DW WKLV SRLQW
7KH IDXOW OLHV LQWHUQDOO\ LQ WKH (*5 YDOYH DQG
WKHUHIRUH PXVW EH UHSODFHG %H VXUH DOO JDVNHW
PDWHULDO LV UHPRYHG IURP WKH (*5 PRXQWLQJ
VXUIDFH (YHQ D VPDOO DPRXQW RI PDWHULDO PD\
FDXVH D '7& 3 WR VHW
 &KHFN WKH WHUPLQDOV IRU EHLQJ EDFNHG RXW
LPSURSHUO\ IRUPHG RU GDPDJHG DQG IRU SRRU
WHQVLRQ
 &OHDULQJ '7&V LV D YHU\ LPSRUWDQW VWHS IRU WKLV
GLDJQRVWLF 7KH FOHDULQJ IXQFWLRQ DOORZV WKH (*5
YDOYH WR UHOHDUQ D QHZ SLQWOH SRVLWLRQ DV WKH ROG
SLQWOH SRVLWLRQ ZDV LQDFFXUDWH GXH WR WKH IDLOXUH WKDW
FDXVHG WKH '7& 7KH '7& PXVW EH FOHDUHG ZLWK WKH
LJQLWLRQ 21 HQJLQH 2)) RU ZKHQ WKH HQJLQH LV
LGOLQJ ,I WKH (&0 VHHV D (*5 FRPPDQG WKH QHZ
SLQWOH ZLOO QRW EH OHDUQHG
 ,I QR PDOIXQFWLRQV KDYH EHHQ IRXQG DW WKLV SRLQW DQG
QR DGGLWLRQDO '7&V ZHUH VHW UHIHU WR 'LDJQRVWLF
$LGV LQ WKLV VHFWLRQ IRU DGGLWLRQDO FKHFNV DQG
LQIRUPDWLRQ

)   (1*,1( &21752/6


'7& 3 ([KDXVW *DV 5HFLUFXODWLRQ &ORVHG 9DOYH 3LQWOH (UURU
6WHS





$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"
 7XUQ WKH LJQLWLRQ VZLWFK 21 ZLWK WKH HQJLQH 2))
 ,QVWDOO D VFDQ WRRO
 &RPPDQG WKH ([KDXVW *DV 5HFLUFXODWLRQ (*5
YDOYH WR WKH VSHFLILHG YDOXHV
'RHV WKH $FWXDO (*5 3RVLWLRQ IROORZ WKH 'HVLUHG
(*5 3RVLWLRQ"
'LVFRQQHFW WKH (*5 YDOYH HOHFWULFDO FRQQHFWRU
,V WKH $FWXDO (*5 3RVLWLRQ QHDU WKH VSHFLILHG YDOXH"
&KHFN WKH VLJQDO FLUFXLW WHUPLQDO  IRU D VKRUW WR
YROWDJH DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"
:LWK D GLJLWDO YROWPHWHU '90 FRQQHFWHG WR JURXQG
SUREH WKH  YROW UHIHUHQFH FLUFXLW WHUPLQDO  WR WKH
(*5 YDOYH
'RHV WKH '90 UHDG QHDU WKH VSHFLILHG YDOXH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

 
 

*R WR 6WHS 

*R WR 6WHS 



*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

5HSODFH WKH HQJLQH FRQWURO PRGXOH (&0 


,V WKH DFWLRQ FRPSOHWH"

 &RQQHFW D WHVW OLJKW WR JURXQG


 3UREH WKH (*5 FRQWURO FLUFXLW WR WKH (*5 YDOYH
'RHV WKH WHVW OLJKW LOOXPLQDWH"

&KHFN WKH  YROW UHIHUHQFH FLUFXLW IRU D VKRUW WR


YROWDJH DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"

&KHFN WKH FRQWURO FLUFXLW IRU D VKRUW WR YROWDJH DQG


UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"



&KHFN WKH (*5 VHQVRU JURXQG FLUFXLW IRU DQ RSHQ RU


SRRU FRQQHFWLRQ DW WKH (*5 YDOYH HOHFWULFDO FRQQHFWRU
DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\



5HSODFH WKH (*5 YDOYH


,V WKH DFWLRQ FRPSOHWH"



&KHFN WKH (&0 HOHFWULFDO FRQQHFWRU IRU D SRRU


FRQQHFWLRQ DQG UHSDLU DV QHFHVVDU\
,V D UHSDLU QHFHVVDU\"



 8VLQJ WKH VFDQ WRRO FOHDU WKH 'LDJQRVWLF 7URXEOH


&RGHV '7&V 
 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF UDQ
DQG SDVVHG"

&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW


$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ GLDJ
QRVHG"



'$(:22 9 %/

(1*,1( &21752/6 )  

%/$1.

'$(:22 9 %/

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 3


3$5.1(875$/ ',6&5(7( )$8/7
&LUFXLW 'HVFULSWLRQ
7KH 3DUN1HXWUDO 3RVLWLRQ 313 6ZLWFK FRQWDFWV FORVH
WKH LQSXW FLUFXLW IURP WKH HQJLQH FRQWURO PRGXOH (&0 WR
JURXQG ZKHQ WKH WUDQVPLVVLRQ UDQJH VZLWFK LV LQ WKH
SDUN RU QHXWUDO SRVLWLRQ 7KH 313 VZLWFK LV RSHQ ZKHQ D
WUDQVD[OH GULYH UDQJH LV VHOHFWHG 7KH (&0 XVHV WKH
31 SRVLWLRQ VZLWFK LQIRUPDWLRQ WR SHUIRUP WKH IROORZLQJ
IXQFWLRQV
- &RQWURO LGOH VSHHG XVLQJ WKH ,GOH $LU &RQWURO ,$& 
- 9HKLFOH VSHHG VHQVRU 966 RXWSXW
- 6SHHG VHQVRU GLDJQRVWLFV
- ,JQLWLRQ FRLO VSDUN DGYDQFH
7KH (&0 VXSSOLHV  YROWV WR WKH 313 VZLWFK VLJQDO
FLUFXLW 7KH (&0 VHQVHV D FORVHG VZLWFK 3$5. RU
1(875$/ VHOHFWHG ZKHQ WKH YROWDJH RQ WKH 313
VLJQDO VZLWFK GURSV EHORZ  YROW
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- '7&V 3 3 3 3 3 3
3 3 3 3 3 3 3
QRW VHW
,Q SDUN 313 6ZLWFK LV RQ
- 9HKLFOH VSHHG LV JUHDWHU WKDQ  NPK  PSK 
- (QJLQH VSHHG LV JUHDWHU WKDQ  USP
- 7KURWWOH SRVLWLRQ VHQVRU LV JUHDWHU WKDQ 
- 0DQLIROG $EVROXWH 3UHVVXUH 0$3 LV JUHDWHU WKDQ
N3D
,Q JHDU 313 6ZLWFK LV 2))
- 9HKLFOH VSHHG LV JUHDWHU WKDQ  NPK  PSK 
- (QJLQH VSHHG LV JUHDWHU WKDQ  USP

- 7KURWWOH SRVLWLRQ VHQVRU LV JUHDWHU WKDQ 


- 0$3 LV JUHDWHU WKDQ N3D
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
7KH (&0 ZLOO QRW LOOXPLQDWH WKH 0DOIXQFWLRQ ,QGLFDWRU
/DPS 0,/ 
7KH (&0 ZLOO VWRUH FRQGLWLRQV ZKLFK ZHUH SUHVHQW ZKHQ
WKH '7& VHW DV )DLO 5HFRUGV GDWD RQO\ 7KLV LQIRUPDWLRQ
ZLOO EH QRW VWRUHG DV )UHH]H )UDPH GDWD
&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
$ KLVWRU\ '7& 3 ZLOO FOHDU DIWHU  FRQVHFXWLYH
ZDUPXS F\FOHV KDYH RFFXUUHG ZLWKRXW D IDXOW
'7& 3 FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO RU
GLVFRQQHFWLQJ WKH (&0
'LDJQRVWLF $LGV
$Q LQWHUPLWWHQW PD\ EH FDXVHG E\ D SRRU ZLUH
FRQQHFWLRQ UXEEHG WKURXJK ZLUH LQVXODWLRQ RU D ZLUH
EURNHQ LQVLGH WKH LQVXODWLRQ &KHFN IRU WKH IROORZLQJ
FRQGLWLRQV
- 0LVDGMXVWHG 313 VZLWFK
- 3RRU FRQQHFWLRQ ZLWK WKH (&0 KDUQHVV DQG
FRQQHFWRUV IRU LPSURSHU PDWLQJ EURNHQ ORFNV
LPSURSHUO\ IRUPHG RU GDPDJHG WHUPLQDOV DQG SRRU
WHUPLQDO WR ZLUH FRQQHFWLRQ
- 'DPDJHG ZLULQJ KDUQHVVHV
5HYLHZLQJ WKH )DLO 5HFRUGV YHKLFOH PLOHDJH VLQFH WKH
GLDJQRVWLF WHVW ODVW IDLOHG PD\ KHOS GHWHUPLQH KRZ RIWHQ
WKH FRQGLWLRQ WKDW FDXVHG WKH '7& WR EH VHW RFFXUV 7KLV
PD\ DVVLVW LQ GLDJQRVLQJ WKH FRQGLWLRQ

'$(:22 9 %/

(1*,1( &21752/6 )  


'7& 3 3DUN1HXWUDO 'LVFUHWH )DXOW
6WHS







'$(:22 9 %/

$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

 3ODFH WKH WUDQVPLVVLRQ UDQJH VZLWFK LQ 3$5.


 'LVFRQQHFW FRQQHFWRU  IURP WKH HQJLQH FRQWURO
PRGXOH (&0 
 7XUQ WKH LJQLWLRQ 21
 &RQQHFW D GLJLWDO YROWPHWHU '90 IURP WHUPLQDO
% WR JURXQG DQG PHDVXUH WKH UHVLVWDQFH RI WKH
3DUN1HXWUDO SRVLWLRQ 313 VLJQDO FLUFXLW
,V WKH UHVLVWDQFH QHDU WKH VSHFLILHG YDOXH"

:

*R WR 6WHS 

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH 313 VZLWFK FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH DFURVV WKH 313 VZLWFK DW
WHUPLQDOV  DQG 
,V WKH UHVLVWDQFH QHDU WKH VSHFLILHG YDOXH"

:

*R WR 6WHS 

*R WR 6WHS 

0HDVXUH WKH UHVLVWDQFH RI WKH 313 VLJQDO FLUFXLW


EHWZHHQ WHUPLQDO  DW WKH 313 VZLWFK FRQQHFWRU
DQG WHUPLQDO % RQ WKH (&0 FRQQHFWRU
,V WKH UHVLVWDQFH QHDU WKH VSHFLILHG YDOXH"

:

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

5HSODFH WKH HQJLQH FRQWURO PRGXOH (&0 


,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH 313 VZLWFK
,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH RSHQ RU VKRUW WR JURXQG LQ WKH 313 VLJQDO
FLUFXLW EHWZHHQ WHUPLQDO  DW WKH 313 VZLWFK FRQQHF
WRU DQG WHUPLQDO % RQ WKH (&0 FRQQHFWRU
,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH RSHQ LQ WKH 313 VLJQDO FLUFXLW EHWZHHQ
WHUPLQDO  DW WKH 313 VZLWFK FRQQHFWRU DQG JURXQG
,V WKH UHSDLU FRPSOHWH"


*R WR 6WHS 


*R WR 6WHS 

 8VLQJ WKH VFDQ WRRO FOHDU WKH 'LDJQRVWLF 7URXEOH


&RGHV '7&V 
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF UDQ
DQG SDVVHG"

&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW


$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ GLDJ
QRVHG"

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

)   (1*,1( &21752/6

&)

',$*1267,& 7528%/( &2'( '7& 3


(&0 ,17(51$/ 6<67(0 5(6(7
&LUFXLW 'HVFULSWLRQ
7KH HQJLQH FRQWURO PRGXOH (&0 KDV D PHPRU\ DUHD
ZKHUH LW VWRUHV FHUWDLQ GDWD LW QHHGV WR VDYH ZKHQ WKH
LJQLWLRQ LV 2)) 7KLV GLDJQRVWLF WHVW PRQLWRUV WKLV
PHPRU\ IRU D ORVV RU XQLQWHQGHG FKDQJH RI GDWD ,I VXFK
D FRQGLWLRQ RFFXUV 'LDJQRVWLF 7URXEOH &RGH '7&
3 ZLOO VHW
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- &ORFN UHVHW RU &23 UHVHW
- ,JQLWLRQ 21
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ ZLOO QRW
LOOXPLQDWH
- 1R PHVVDJH ZLOO EH GLVSOD\HG
- &OHDU NHHS DOLYH PHPRU\ ORFDWLRQV
&RQGLWLRQV IRU &OHDULQJ WKH '7&
- $ KLVWRU\ '7& ZLOO FOHDU DIWHU  FRQVHFXWLYH
ZDUPXS F\FOHV ZLWKRXW D IDXOW

- '7& V FDQ EH FOHDUHG E\ XVLQJ WKH VFDQ WRRO


- (&0 EDWWHU\ YROWDJH LV LQWHUUXSWHG
'LDJQRVWLF $LGV
,I WKH EDWWHU\ KDV EHHQ GLVFRQQHFWHG IRU DQ\ UHDVRQ
'7& 3 ZLOO VHW 7KH (&0 NHHSV D UXQQLQJ FKHFN RQ
WKH PHPRU\ ,I WKH PHPRU\ FKDQJHV LW ZLOO UHVHW $Q
LQWHUPLWWHQW ORVV RI SRZHU RU JURXQG WR WKH (&0 ZLOO
FDXVH D UHVHW
7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH UHFRUGV
GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV FUHDWHV DQ
HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ WKH
PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ VWRUHG
RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH

'$(:22 9 %/

(1*,1( &21752/6 )  


'7& 3 (&0 ,QWHUQDO 6\VWHP 5HVHW
6WHS


$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH FKHFN FRPSOHWH"

9DOXH V

&KHFN WKH VFDQ WRRO


$UH DQ\ RWKHU 'LDJQRVWLF 7URXEOH &RGHV '7&V
VHW"

 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ


WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH &RQGLWLRQV IRU
6HWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF UDQ
DQG SDVVHG"

5HSDLU WKH RSHQ RU VKRUWV LQ WKH EDWWHU\ IHHG LJQLWLRQ


IHHG RU JURXQG FLUFXLWV
,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

1R

*R WR 6WHS 

*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

*R WR DSSOLFDEOH
'7& WDEOH

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

<HV

6\VWHP 2.

)   (1*,1( &21752/6

',$*1267,& 7528%/( &2'( '7& 3


2'0 ,17(51$/ 63, &20081,&$7,21
&LUFXLW 'HVFULSWLRQ
2XWSXW 'ULYHU 0RGXOHV 2'0V DUH XVHG E\ WKH HQJLQH
FRQWURO PRGXOH (&0 WR WXUQ RQ WKH FXUUHQW GULYHQ
GHYLFHV WKDW DUH QHHGHG WR FRQWURO YDULRXV HQJLQH
IXQFWLRQV 7KH 2'0 LV FDSDEOH RI FRQWUROOLQJ XS WR 
VHSDUDWH RXWSXWV E\ DSSO\LQJ JURXQG WR WKH GHYLFH ZKLFK
WKH (&0 LV FRPPDQGLQJ RQ 2'0V DUH FDSDEOH RI
GLDJQRVLQJ HDFK RXWSXW FLUFXLW LQGLYLGXDOO\ 7KLV
'LDJQRVWLF 7URXEOH &RGH '7& GHWHFWV D VKRUW WR
JURXQG RU RSHQ FLUFXLW DQG VKRUW WR EDWWHU\ IRU WKH 
ORZVLGH RXWSXW GHYLFHV RI WKH 2'0
6LQFH $& LV DQ RSWLRQ 12 $& ZLOO FDXVH WKH $& FOXWFK
UHOD\ RXWSXW WR DOZD\V IDXOW ,I D IDXOW LV VHHQ RQ WKH $&
FOXWFK UHOD\ RXWSXW LW ZLOO QRW EH ORJJHG DV D IDXOW XQWLO WKH
$& UHTXHVW LQSXW LQWHUUXSWV D KLJK YROWDJH LQGLFDWLQJ
WKDW $& KDV EHHQ LQVWDOOHG
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- ,JQLWLRQ 21
- ,JQLWLRQ YROWDJH LV JUHDWHU WKDQ RU HTXDO WR  YROWV
- (QJLQH UXQ WLPH LV JUHDWHU WKDQ RU HTXDO WR  VHFRQGV
- '7& 3 QRW VHW
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH (&0 ZLOO LOOXPLQDWH WKH 0DOIXQFWLRQ ,QGLFDWRU
/DPS 0,/ 
- 7KH (&0 ZLOO UHFRUG RSHUDWLQJ FRQGLWLRQV DW WKH WLPH
WKH GLDJQRVWLF IDLOV 7KLV LQIRUPDWLRQ ZLOO EH VWRUHG LQ
WKH )UHH]H )UDPH DQG )DLOXUH 5HFRUGV EXIIHU
- $ KLVWRU\ '7& LV VWRUHG
&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
- $ KLVWRU\ '7& 3 ZLOO FOHDU DIWHU  FRQVHFXWLYH
ZDUPXS F\FOHV RFFXU ZLWKRXW D IDXOW
- 7KH '7& 3 FDQ EH FOHDUHG ZLWK D VFDQ WRRO RU
GLVFRQQHFWLQJ WKH (&0
'LDJQRVWLF $LGV
&KHFN IRU WKH IROORZLQJ FRQGLWLRQV
- 3RRU FRQQHFWLRQ DW WKH (&0  ,QVSHFW KDUQHVV
FRQQHFWRUV IRU EDFNHGRXW WHUPLQDOV LPSURSHU
PDWLQJ EURNHQ ORFNV LPSURSHUO\ IRUPHG RU GDPDJHG
WHUPLQDOV DQG SRRU WHUPLQDOWRZLUH FRQQHFWLRQ
- 'DPDJHG KDUQHVV  ,QVSHFW WKH ZLULQJ KDUQHVV IRU
GDPDJH ,I WKH KDUQHVV DSSHDUV WR EH 2. GLVFRQQHFW

WKH (&0 WXUQ WKH LJQLWLRQ 21 DQG REVHUYH D


YROWPHWHU FRQQHFWHG WR WKH 0,/ GULYHU FLUFXLW DW WKH
(&0 KDUQHVV FRQQHFWRU ZKLOH PRYLQJ FRQQHFWRUV
DQG ZLULQJ KDUQHVVHV UHODWHG WR WKH 0,/ $ FKDQJH LQ
YROWDJH ZLOO LQGLFDWH WKH ORFDWLRQ RI WKH IDXOW
- 3RRU FRQQHFWLRQ DW FRPSRQHQW  ([DPLQH IRU
GDPDJHG FRQQHFWRUV XQSOXJJHG FRQQHFWRUV RU
GDPDJHG WHUPLQDOV DW WKH YDULRXV 2'0 FRQWUROOHG
FRPSRQHQWV
7KH IROORZLQJ (&0 WHUPLQDOV DUH FRQWUROOHG E\ WKH 2'0
- &  (67 $
- '  (67 %
- $  (YDSRUDWLYH (PLVVLRQ (9$3 &DQLVWHU 3XUJH
&RQWURO
- &  &RROLQJ )DQ 5HOD\ 
- &  &RROLQJ )DQ 5HOD\ 
- %  $& &OXWFK 2XWSXW
7HVW 'HVFULSWLRQ
1XPEHU V EHORZ UHIHU WR WKH VWHS QXPEHU V RQ WKH
'LDJQRVWLF 7DEOH
 7KH 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP &KHFN
SURPSWV WKH WHFKQLFLDQ WR FRPSOHWH VRPH EDVLF
FKHFNV DQG VWRUH WKH IUHH]H IUDPH DQG IDLOXUH
UHFRUGV GDWD RQ WKH VFDQ WRRO LI DSSOLFDEOH 7KLV
FUHDWHV DQ HOHFWURQLF FRS\ RI WKH GDWD WDNHQ ZKHQ
WKH PDOIXQFWLRQ RFFXUUHG 7KH LQIRUPDWLRQ LV WKHQ
VWRUHG RQ WKH VFDQ WRRO IRU ODWHU UHIHUHQFH
 1RUPDOO\ LJQLWLRQ IHHG YROWDJH LV SUHVHQW RQ WKH
RXWSXW GULYHU FLUFXLW ZLWK WKH (&0 GLVFRQQHFWHG DQG
WKH LJQLWLRQ WXUQHG 21
 &KHFNV IRU D VKRUWHG FRPSRQHQW RU D VKRUW % RQ
WKH RXWSXW GULYHU FLUFXLW (LWKHU FRQGLWLRQ ZRXOG UHVXOW
LQ D PHDVXUHG FXUUHQW RI RYHU  DPSV $OVR
FKHFNV IRU D FRPSRQHQW WKDW LV JRLQJ RSHQ ZKLOH
EHLQJ RSHUDWHG UHVXOWLQJ LQ D PHDVXUHG FXUUHQW RI 
DPSV
 &KHFNV IRU D IDXOW FRPSRQHQW
 7KH UHSODFHPHQW (&0 PXVW EH UHSURJUDPPHG
5HIHU WR WKH ODWHVW 7HFKOLQH SURFHGXUH IRU (&0
UHSURJUDPPLQJ

'$(:22 9 %/

(1*,1( &21752/6 )  


'7& 3 2'0 ,QWHUQDO 63, &RPPXQLFDWLRQ
6WHS


$FWLRQ
3HUIRUP DQ 2Q%RDUG 'LDJQRVWLF 2%' 6\VWHP
&KHFN
,V WKH V\VWHP FKHFN FRPSOHWH"
 ,QVWDOO WKH VFDQ WRRO DQG FOHDU WKH 'LDJQRVWLF
7URXEOH &RGH '7& 
 5HYLHZ WKH )UHH]H )UDPH GDWD ZLWK WKH LJQLWLRQ
21 DQG WKH HQJLQH 2)) DQG QRWH WKH
SDUDPHWHUV
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH )UHH]H )UDPH
FRQGLWLRQV DV QRWHG
'RHV '7& 3 UHVHW"

9DOXH V

*R WR 6WHS 

*R WR 'LD
JQRVWLF $LGV






7XUQ WKH LJQLWLRQ 2))


'LVFRQQHFW WKH HQJLQH FRQWURO PRGXOH (&0 
7XUQ WKH LJQLWLRQ 21
8VLQJ D GLJLWDO YROWPHWHU '90  PHDVXUH WKH
YROWDJH EHWZHHQ RQH RI WKH RXWSXW GULYHU FLUFXLWV
DW WKH (&0 KDUQHVV FRQQHFWRU DQG JURXQG
,V WKH YROWDJH QHDU WKH VSHFLILHG YDOXH"

 9

*R WR 6WHS 

*R WR 6WHS 

0HDVXUH WKH FXUUHQW EHWZHHQ RQH RI WKH RXWSXW


GULYHU FLUFXLWV DQG JURXQG IRU DW OHDVW  PLQXWHV
'RHV WKH FXUUHQW UHDGLQJ UHPDLQ EHWZHHQ WKH VSHFL
ILHG YDOXHV"


DPSV

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

9

*R WR 6WHS 

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ 2)) DQG GLVFRQQHFW WKH LJQLWLRQ


IHHG FLUFXLW
 7XUQ WKH LJQLWLRQ 21
 8VLQJ D '90 PHDVXUH WKH YROWDJH EHWZHHQ WKH
RXWSXW GULYHU FLUFXLW DQG JURXQG
,V WKH YROWDJH DW WKH VSHFLILHG YDOXH"
/RFDWH DQG UHSDLU VKRUW WR YROWDJH LQ WKH FRPSRQHQW
RXWSXW GULYHU FLUFXLW
,V WKH UHSDLU FRPSOHWH"




 /RFDWH DQG UHSDLU WKH VKRUW WR JURXQG LQ WKH


LJQLWLRQ IHHG FLUFXLW
 5HSODFH WKH IXVH
,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

*R WR 6WHS 

*R WR
2Q%RDUG
'LDJQRVWLF
6\VWHP
&KHFN

&KHFN WKH LJQLWLRQ IHHG IXVH IRU WKH FRPSRQHQW


'RHV WKH IXVH QHHG WR EH UHSODFHG"



1R

<HV

 'LVFRQQHFW WKH LJQLWLRQ IHHG FLUFXLW


 :LWK WKH LJQLWLRQ 21 PHDVXUH WKH YROWDJH
EHWZHHQ WKH LJQLWLRQ IHHG FLUFXLW DQG JURXQG
,V WKH YROWDJH QHDU WKH VSHFLILHG YDOXH"
 &KHFN WKH RXWSXW GULYHU FLUFXLW IRU DQ RSHQ RU
VKRUW WR JURXQG
 ,I D SUREOHP LV IRXQG UHSDLU WKH RXWSXW GULYHU
FLUFXLW
,V D SUREOHP IRXQG"

*R WR 6WHS 
*R WR 6WHS 


*R WR 6WHS 


*R WR 6WHS 

 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

)   (1*,1( &21752/6


'7& 3 2'0 ,QWHUQDO 63, &RPPXQLFDWLRQ &RQW
G
6WHS

$FWLRQ

9DOXH V



 &KHFN WKH RXWSXW GULYHU FLUFXLW DQG WKH LJQLWLRQ


IHHG FLUFXLW IRU D SRRU FRQQHFWLRQ DW WKH
FRPSRQHQW DQG DW WKH (&0
 ,I D SUREOHP LV IRXQG UHSODFH WKH IDXOW\
WHUPLQDO V 
,V D SUREOHP IRXQG"



 &KHFN WKH RXWSXW GULYHU FLUFXLW IRU D SRRU


FRQQHFWLRQ DW WKH (&0
 ,I D SUREOHP LV IRXQG UHSODFH WKH IDXOW\ WHUPLQDO
,V D SUREOHP IRXQG"



/RFDWH DQG UHSDLU RSHQ LQ WKH LJQLWLRQ IHHG FLUFXLW WR


WKH FRPSRQHQW
,V WKH UHSDLU FRPSOHWH"



5HSODFH WKH (&0


,V WKH UHSDLU FRPSOHWH"



 8VLQJ WKH VFDQ WRRO FOHDU WKH '7&V


 6WDUW WKH HQJLQH DQG LGOH DW QRUPDO RSHUDWLQJ
WHPSHUDWXUH
 2SHUDWH WKH YHKLFOH ZLWKLQ WKH FRQGLWLRQV IRU
VHWWLQJ WKLV '7& DV VSHFLILHG LQ WKH VXSSRUWLQJ
WH[W
'RHV WKH VFDQ WRRO LQGLFDWH WKDW WKLV GLDJQRVWLF UDQ
DQG SDVVHG"

&KHFN LI DQ\ DGGLWLRQDO '7&V DUH VHW


$UH DQ\ '7&V GLVSOD\HG WKDW KDYH QRW EHHQ
GLDJQRVHG"



<HV

1R

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR DSSOLFDEOH
'7& WDEOH

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

6<03720 ',$*126,6
,03257$17 35(/,0,1$5< &+(&.6
,PSRUWDQW 6HYHUDO V\PSWRP SURFHGXUHV FDOO IRU D FDUHIXO YLVXDOSK\VLFDO LQVSHFWLRQ $OZD\V SHUIRUP WKH
YLVXDOSK\VLFDO WHVW ILUVW 9LVXDO LQVSHFWLRQV PD\ OHDG WR FRUUHFWLQJ D SUREOHP ZLWKRXW IXUWKHU FKHFNV DQG FDQ VDYH
YDOXDEOH WLPH
6WHS

$FWLRQ

9DOXH V

<HV

*R WR
$SSURSULDWH
'7& 7DEOH

3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN IRU /


62+&'2+& DQG WKH 2Q%RDUG 'LDJQRVWLF 2%'
V\VWHP FKHFN IRU / '2+&
$UH DQ\ GLDJQRVWLF WURXEOH FRGH V '7&V VWRUHG LQ
WKH HOHFWURQLF FRQWURO PRGXOH (&0 PHPRU\"
 ,QVSHFW DOO RI WKH (&0 JURXQG FRQQHFWLRQV
 ,QVSHFW DOO RI WKH YDFXXP KRVHV IRU VSOLWV NLQNV
DQG SURSHU FRQQHFWLRQV
 &KHFN IRU DLU OHDNV DW DOO RI WKH PRXQWLQJ DUHDV RI
WKH LQWDNH PDQLIROG VHDOLQJ VXUIDFHV
 ,QVSHFW WKH LJQLWLRQ ZLUHV IRU FUDFNLQJ KDUGQHVV
SURSHU URXWLQJ DQG FDUERQ WUDFNLQJ
 ,QVSHFW WKH ZLULQJ IRU SURSHU FRQQHFWLRQV
SLQFKHV DQG FXWV
$UH DOO FKHFNV FRPSOHWH"

1R

*R WR 6WHS 


*R WR
$SSURSULDWH
6\PSWRP 7DEOH

,17(50,77(176
'HILQLWLRQ 7KH SUREOHP PD\ RU PD\ QRW WXUQ RQ WKH
0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ RU VWRUH D GLDJQRVWLF
WURXEOH FRGH '7& 

6WHS

,PSRUWDQW 'R QRW XVH WKH GLDJQRVWLF WURXEOH FRGH


'7& WDEOHV IRU LQWHUPLWWHQW SUREOHPV $ IDXOW PXVW EH
SUHVHQW LQ RUGHU WR ORFDWH WKH SUREOHP ,I D IDXOW LV
LQWHUPLWWHQW XVH RI GLDJQRVWLF WURXEOH FRGH WDEOHV PD\
UHVXOW LQ WKH UHSODFHPHQW RI JRRG SDUWV

$FWLRQ

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
,PSRUWDQW
3UHOLPLQDU\
&KHFNV

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

:HUH WKH ,PSRUWDQW 3UHOLPLQDU\ &KHFNV SHUIRUPHG"




'$(:22 9 %/


 3HUIRUP D FDUHIXO LQVSHFWLRQ RI DQ\ VXVSHFW
FLUFXLWV
 ,QVSHFW IRU SRRU PDWLQJ RI WKH FRQQHFWRU KDOYHV
RU WHUPLQDOV QRW IXOO\ VHDWHG LQWR WKH FRQQHFWRU
ERG\
 ,QVSHFW IRU LPSURSHUO\ IRUPHG RU GDPDJHG
WHUPLQDOV
 ,QVSHFW IRU SRRU WHUPLQDOWRZLUH FRQQHFWLRQV
7KLV UHTXLUHV UHPRYLQJ WKH WHUPLQDO IURP WKH
FRQQHFWRU ERG\ WR LQVSHFW LW
$UH DQ\ SUREOHPV SUHVHQW"
5HSDLU WKH HOHFWULFDO FRQQHFWLRQV DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
5RDG WHVW WKH YHKLFOH ZLWK D YROWPHWHU FRQQHFWHG WR
D VXVSHFWHG FLUFXLW RU D VFDQ WRRO FRQQHFWHG WR WKH
DVVHPEO\ OLQH GLDJQRVWLF OLQN $/'/ RU GDWD OLQN
FRQQHFWRU '/& 
'LG WKH YROWPHWHU RU WKH VFDQ WRRO LQGLFDWH DQ
DEQRUPDO YROWDJH RU VFDQ UHDGLQJ"

)   (1*,1( &21752/6


,QWHUPLWWHQWV &RQW
G
6WHS








$FWLRQ
5HSODFH WKH VHQVRU LQ WKH DIIHFWHG FLUFXLW LI D
GLDJQRVWLF WURXEOH FRGH '7& ZDV VWRUHG IRU WKLV
FLUFXLW H[FHSW IRU WKH '7&V  DQG  IRU /
62+&'2+& DQG '7&V 3 DQG 3 IRU /
'2+&
,V WKH UHSDLU FRPSOHWH"
'RHV DQ LQWHUPLWWHQW 0DOIXQFWLRQ ,QGLFDWRU /DPS
0,/ RU '7& RFFXU"
 &KHFN IRU D IDXOW\ UHOD\ HOHFWURQLF FRQWURO PRGXOH
(&0 GULYHQ VROHQRLG RU VZLWFK
 &KHFN IRU LPSURSHU LQVWDOODWLRQ RI HOHFWULFDO
GHYLFHV VXFK DV OLJKWV WZRZD\ UDGLRV HOHFWULF
PRWRUV HWF
 ,QVSHFW WKH LJQLWLRQ FRQWURO ZLUHV IRU SURSHU
URXWLQJ DZD\ IURP LJQLWLRQ ZLUHV LJQLWLRQ V\VWHP
FRPSRQHQWV DQG WKH JHQHUDWRU 
 &KHFN IRU D VKRUW WR JURXQG LQ WKH 0,/ FLUFXLW RU
WKH $/'/ RU '/& WHVW WHUPLQDO
 ,QVSHFW WKH (&0 JURXQG FRQQHFWLRQV
 &RUUHFW RU UHSDLU WKH DIIHFWHG FLUFXLWV DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
 &KHFN IRU D ORVV RI '7& PHPRU\
 'LVFRQQHFW WKH WKURWWOH SRVLWLRQ VHQVRU
 5XQ WKH HQJLQH DW LGOH XQWLO WKH 0,/ FRPHV RQ
 7XUQ WKH LJQLWLRQ 2))
,V '7&  RU 3 VWRUHG LQ PHPRU\"
5HSODFH WKH HOHFWURQLF FRQWURO PRGXOH
,V WKH UHSDLU FRPSOHWH"
'RHV WKH YHKLFOH VWDOO ZKLOH GULYLQJ"
0RQLWRU WKH R[\JHQ VHQVRU DQG WKH LQMHFWRU EDVH
SXOVH ZLGWK ZLWK WKH VFDQ WRRO
'RHV WKH VFDQ WRRO GLVSOD\ D VWHDG\ ORZ YROWDJH
DERXW  PY IRU WKH R[\JHQ VHQVRU ZLWK WKH FRQWURO
PRGXOH FRPPDQGLQJ DQ LQMHFWRU EDVH SXOVH ZLGWK RI
WKH YDOXH VSHFLILHG"
 &KHFN IRU DQ RSHQ GLRGH DFURVV WKH $& FOXWFK
DQG IRU RWKHU RSHQ GLRGHV
 5HSDLU RU UHSODFH DQ\ FRPSRQHQWV DV QHHGHG
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R


6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.


*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

 PV

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

+$5' 67$57
'HILQLWLRQ 7KH HQJLQH FUDQNV 2. EXW GRHV QRW VWDUW IRU
D ORQJ WLPH 7KH HQJLQH HYHQWXDOO\ UXQV RU PD\ VWDUW DQG
LPPHGLDWHO\ GLH
6WHS

,PSRUWDQW (QVXUH WKDW WKH GULYHU LV XVLQJ WKH FRUUHFW


VWDUWLQJ SURFHGXUH %HIRUH GLDJQRVLQJ FKHFN VHUYLFH
EXOOHWLQV IRU XSGDWHV

$FWLRQ

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
CC,PSRUWDQW
3UHOLPLQDU\
&KHFNV

*R WR 6WHS 

*R WR 6WHS 

:HUH WKH ,PSRUWDQW 3UHOLPLQDU\ &KHFNV SHUIRUPHG"









'$(:22 9 %/


 &RQQHFW WKH VFDQ WRRO WR WKH DVVHPEO\ OLQH
GLDJQRVWLF OLQN $/'/ RU GDWD OLQN FRQQHFWRU '/& 
 &KHFN WKH FRRODQW WHPSHUDWXUH VHQVRU &76 DQG
WKH PDQLIROG DLU WHPSHUDWXUH 0$7 VHQVRU XVLQJ
WKH VFDQ WRRO
 &RPSDUH WKH FRRODQW WHPSHUDWXUH DQG WKH PDQLIROG
DLU WHPSHUDWXUH ZLWK WKH DPELHQW WHPSHUDWXUH ZKHQ
WKH HQJLQH LV FROG
'RHV WKH &76 DQG WKH 0$7 UHDGLQJV GLIIHU IURP WKH
DPELHQW WHPSHUDWXUH E\ PRUH WKDQ WKH YDOXH
VSHFLILHG"
 0HDVXUH WKH UHVLVWDQFH RI WKH &76 DQG WKH 0$7
VHQVRU
 &RPSDUH WKH UHVLVWDQFH YDOXH WR VSHFLILFDWLRQV
XVLQJ WKH 7HPSHUDWXUH 9V 5HVLVWDQFH WDEOHV IRU
'7&V  DQG  RU 3 DQG 3 
 ,I WKH UHVLVWDQFH LV QRW WKH VDPH UHSODFH WKH
IDXOW\ VHQVRU
,V WKH UHSDLU FRPSOHWH"
 &KHFN IRU D VWLFNLQJ WKURWWOH VKDIW RU D ELQGLQJ
OLQNDJH WKDW PD\ FDXVH D KLJK WKURWWOH SRVLWLRQ
VHQVRU 736 YROWDJH 5HSDLU RU UHSODFH DV QHHGHG
 &KHFN WKH 736 YROWDJH UHDGLQJ ZLWK WKH WKURWWOH
FORVHG
'RHV WKH YROWDJH PHDVXUH ZLWKLQ WKH YDOXH VSHFLILHG"
 &KHFN WKH PDQLIROG DEVROXWH SUHVVXUH 0$3
VHQVRU UHVSRQVH DQG DFFXUDF\
 5HSODFH WKH 0$3 VHQVRU DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
&KHFN WKH IXHO SXPS RSHUDWLRQ
'RHV WKH IXHO SXPS RSHUDWH IRU WKH VSHFLILHG WLPH
ZKHQ WKH LJQLWLRQ VZLWFK LV WXUQHG 21"
&KHFN WKH IXHO V\VWHP SUHVVXUH
,V WKH IXHO SUHVVXUH ZLWKLQ WKH VSHFLILFDWLRQV"
&KHFN IRU ZDWHU FRQWDPLQDWLRQ LQ WKH IXHO
,V IXHO FRQWDPLQDWHG"
5HSODFH WKH FRQWDPLQDWHG IXHO
,V WKH UHSDLU FRPSOHWH"

E& E)

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

 VHF

*R WR 6WHS 

*R WR )XHO
3XPS 5HOD\
&LUFXLW &KHFN

 N3D
 SVL

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

 9


)   (1*,1( &21752/6


+DUG 6WDUW &RQW
G
6WHS

$FWLRQ

9DOXH V



 &KHFN WKH IXHO LQMHFWRU GULYHU FLUFXLW


 'LVFRQQHFW DOO RI WKH IXHO LQMHFWRU KDUQHVV
FRQQHFWRUV DW WKH IXHO LQMHFWRUV
 &RQQHFW DQ LQMHFWRU WHVW OLJKW EHWZHHQ WKH
KDUQHVV WHUPLQDOV RI HDFK IXHO LQMHFWRU FRQQHFWRU
 1RWH WKH WHVW OLJKW ZKLOH FUDQNLQJ WKH HQJLQH
'RHV WKH WHVW OLJKW EOLQN DW DOO FRQQHFWRUV"



&KHFN WKH IXHO LQMHFWRU GULYHU ZLULQJ KDUQHVV WKH


FRQQHFWRUV DQG WKH FRQQHFWRU WHUPLQDOV IRU WKH
SURSHU FRQQHFWLRQV
,V WKH SUREOHP IRXQG"



5HSDLU WKH ZLULQJ KDUQHVV WKH FRQQHFWRU RU WKH


FRQQHFWRU WHUPLQDO DV QHHGHG
,V WKH UHSDLU FRPSOHWH"



0HDVXUH WKH UHVLVWDQFH RI HDFK IXHO LQMHFWRU


,V WKH IXHO LQMHFWRU UHVLVWDQFH ZLWKLQ WKH YDOXH
VSHFLILHG E& >E)@  WKH UHVLVWDQFH ZLOO LQFUHDVH
VOLJKWO\ DW KLJKHU WHPSHUDWXUHV "





5HSODFH DQ\ IXHO LQMHFWRU ZLWK D UHVLVWDQFH WKDW LV RXW


RI VSHFLILFDWLRQV
,V WKH UHSDLU FRPSOHWH"
3HUIRUP DQ LQMHFWRU EDODQFH WHVW
,V WKH SUREOHP IRXQG"
5HSODFH DQ\ UHVWULFWHG RU OHDNLQJ IXHO LQMHFWRUV DV
QHHGHG
,V WKH UHSDLU FRPSOHWH"



 &KHFN IRU WKH SURSHU LJQLWLRQ YROWDJH RXWSXW IRU


HDFK F\OLQGHU ZLWK D VSDUN WHVWHU
 ,QVSHFW WKH VSDUN SOXJV IRU FUDFNV ZHDU
LPSURSHU JDS EXUQHG HOHFWURGHV RU KHDY\
GHSRVLWV
 ,QVSHFW WKH LJQLWLRQ ZLUHV IRU VKRUW FRQGLWLRQV
 ,QVSHFW DOO RI WKH LJQLWLRQ JURXQGV IRU ORRVH
FRQQHFWLRQV
 ,QVSHFW WKH HOHFWURQLF FRQWURO PRGXOH (&0 IRU
WKH SURSHU RSHUDWLRQ
,V WKH SUREOHP IRXQG"
&RUUHFW RU UHSODFH DQ\ IDXOW\ LJQLWLRQ FRPSRQHQWV
,V WKH UHSDLU FRPSOHWH"
'RHV WKH HQJLQH PLVILUH RU FXW RXW XQGHU ORDG RU DW
LGOH"



'RHV WKH HQJLQH VWDUW EXW WKHQ LPPHGLDWHO\ VWDOO"



 5HPRYH WKH FUDQNVKDIW SRVLWLRQ VHQVRU &36 


 ,QVSHFW IRU IDXOW\ FRQQHFWLRQV DQG UHSDLU DV
QHHGHG
,V WKH SUREOHP IRXQG"







5HSDLU WKH IDXOW\ FRQQHFWLRQV DV QHHGHG


,V WKH UHSDLU FRPSOHWH"

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 







6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.
*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 


*R WR 6WHS 


*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR
,JQLWLRQ 6\VWHP
&KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  


+DUG 6WDUW &RQW
G
6WHS

$FWLRQ

9DOXH V



 &KHFN IRU WKH SURSHU YDOYH WLPLQJ


 &KHFN WKH F\OLQGHU FRPSUHVVLRQ
 ,QVSHFW WKH SXVKURGV WKH URFNHU DUPV WKH YDOYH
VSULQJV DQG WKH FDPVKDIW OREHV IRU H[FHVVLYH
ZHDU
 ,QVSHFW WKH LQWDNH PDQLIROG DQG WKH H[KDXVW
PDQLIROG SDVVDJHV IRU FDVWLQJ IODVK
,V WKH SUREOHP IRXQG"



5HSDLU RU UHSODFH DQ\ FRPSRQHQWV DV QHHGHG


,V WKH UHSDLU FRPSOHWH"



&KHFN WKH LGOH DLU FRQWURO YDOYH RSHUDWLRQ 5HSDLU RU


UHSODFH FRPSRQHQWV DV QHHGHG
,V WKH UHSDLU FRPSOHWH"







$GMXVW WKH EDVH LGOH VHWWLQJ WR VSHFLILFDWLRQV


,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH IXHO V\VWHP DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH HOHFWURQLF FRQWURO PRGXOH
,V WKH UHSDLU FRPSOHWH"

1R

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

&KHFN WKH EDVH LGOH VHWWLQJ RI WKH WKURWWOH ERG\


,V WKH EDVH LGOH VHWWLQJ SURSHUO\ DGMXVWHG"
&KHFN WKH WKURWWOH SRVLWLRQ VHQVRU FLUFXLW IRU SURSHU
RSHUDWLRQ 5HSDLU RU UHSODFH FRPSRQHQWV DV QHHGHG
,V WKH UHSDLU FRPSOHWH"

<HV




6\VWHP 2.
*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 


6\VWHP 2.

6\VWHP 2.

6\VWHP 2.

685*(6 25 &+8**/(6
'HILQLWLRQ (QJLQH SRZHU YDULDWLRQ XQGHU VWHDG\ WKURWWOH
RU FUXLVH )HHOV OLNH WKH YHKLFOH VSHHGV XS DQG VORZV
GRZQ ZLWK QR FKDQJH LQ WKH DFFHOHUDWRU SHGDO SRVLWLRQ
,PSRUWDQW 0DNH VXUH WKH GULYHU XQGHUVWDQGV WRUTXH
FRQYHUWHU FOXWFK 7&& DQG $& FRPSUHVVRU RSHUDWLRQ
DV GHVFULEHG LQ WKH RZQHU
V PDQXDO
6WHS

7KH VSHHGRPHWHU UHDGLQJ DQG WKH VSHHG UHDGLQJ RQ WKH


VFDQ WRRO VKRXOG EH HTXDO
%HIRUH GLDJQRVLQJ WKH V\PSWRP FKHFN VHUYLFH EXOOHWLQV
IRU XSGDWHV

$FWLRQ

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
,PSRUWDQW
3UHOLPLQDU\
&KHFNV

*R WR 6WHS 

*R WR 6WHS 

:HUH WKH ,PSRUWDQW 3UHOLPLQDU\ &KHFNV SHUIRUPHG"




'$(:22 9 %/


&RQQHFW WKH VFDQ WRRO WR WKH DVVHPEO\ OLQH
GLDJQRVWLF OLQN $/'/ 
'RHV WKH R[\JHQ 2 VHQVRU RU 26 UHVSRQG
TXLFNO\ WR GLIIHUHQW WKURWWOH SRVLWLRQV"
 &KHFN WKH 2 RU 26 VHQVRU IRU VLOLFRQH RU
RWKHU FRQWDPLQDQWV IURP IXHO RU XVH RI LPSURSHU
URRP WHPSHUDWXUH YXOFDQL]LQJ 579 VHDODQW
 5HSODFH WKH FRQWDPLQDWHG 2 VHQVRU RU 26 
,V WKH UHSDLU FRPSOHWH"


6\VWHP 2.

)   (1*,1( &21752/6


6XUJHV RU &KXJJOHV &RQW
G
6WHS

$FWLRQ

9DOXH V

<HV

1R


FRXQWV

*R WR 6WHS 

*R WR 6WHS 

 'ULYH WKH YHKLFOH DW WKH VSHHG RI WKH FRPSODLQW


 0RQLWRU WKH ORQJ WHUP IXHO WULP UHDGLQJ XVLQJ WKH
VFDQ WRRO
,V WKH ORQJ WHUP IXHO WULP UHDGLQJ ZLWKLQ WKH YDOXH
VSHFLILHG"
,V WKH ORQJ WHUP IXHO WULP UHDGLQJ EHORZ WKH YDOXH
VSHFLILHG"

 FRXQWV

*R WR
'LDJQRVWLF $LGV
IRU '7& 

*R WR 6WHS 

,V WKH ORQJ WHUP IXHO WULP UHDGLQJ DERYH WKH YDOXH


VSHFLILHG"

 FRXQWV

*R WR
'LDJQRVWLF $LGV
IRU '7& 

 N3D
 SVL

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 







&KHFN WKH IXHO V\VWHP SUHVVXUH ZKLOH WKH FRQGLWLRQ


H[LVWV
,V WKH IXHO V\VWHP SUHVVXUH ZLWKLQ VSHFLILFDWLRQV"
&KHFN WKH LQ OLQH IXHO ILOWHU
,V WKH ILOWHU GLUW\ RU SOXJJHG"
3HUIRUP DQ LQMHFWRU EDODQFH WHVW
'LG WKH LQMHFWRU EDODQFH WHVW SLQSRLQW WKH SUREOHP"
 &KHFN IRU SURSHU LJQLWLRQ YROWDJH RXWSXW XVLQJ D
VSDUN WHVWHU
 ,QVSHFW WKH VSDUN SOXJV IRU FUDFNV ZHDU
LPSURSHU JDS EXUQHG HOHFWURGHV RU KHDY\
GHSRVLWV
,V WKH SUREOHP IRXQG"



5HSDLU RU UHSODFH DQ\ LJQLWLRQ V\VWHP FRPSRQHQWV


DV QHHGHG
,V WKH UHSDLU FRPSOHWH"



 ,QVSHFW WKH HOHFWURQLF FRQWURO PRGXOH JURXQGV IRU


EHLQJ FOHDQ WLJKW DQG LQ WKHLU SURSHU ORFDWLRQV
 ,QVSHFW WKH YDFXXP OLQHV IRU NLQNV RU OHDNV
,V WKH SUREOHP IRXQG"











5HSDLU WKH HOHFWULFDO FRQQHFWLRQV RU WKH YDFXXP


OLQHV DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
&KHFN WKH JHQHUDWRU RXWSXW YROWDJH
,V WKH JHQHUDWRU YROWDJH ZLWKLQ WKH YDOXH VSHFLILHG"
5HSDLU WKH JHQHUDWRU
,V WKH UHSDLU FRPSOHWH"
 &KHFN IRU LQWHUPLWWHQW H[KDXVW JDV UHFLUFXODWLRQ
(*5 YDOYH RSHUDWLRQ
 &KHFN WRUTXH FRQYHUWHU FOXWFK 7&& RSHUDWLRQ
 5HSDLU RU UHSODFH DQ\ FRPSRQHQWV DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH IXHO V\VWHP DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH IXHO ILOWHU
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH OHDNLQJ RU UHVWULFWHG IXHO LQMHFWRUV
,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.


*R WR 6WHS 


6\VWHP 2.

*R WR 6WHS 


 9

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.


6\VWHP 2.

6\VWHP 2.

6\VWHP 2.

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

/$&. 2) 32:(5 6/8**,6+1(66 25 6321*,1(66


'HILQLWLRQ 7KH HQJLQH GHOLYHUV OHVV WKDQ H[SHFWHG SRZHU 7KHUH LV OLWWOH RU QR LQFUHDVH LQ VSHHG ZKHQ WKH DFFHOHUDWRU
SHGDO LV SDUWLDOO\ DSSOLHG
6WHS

$FWLRQ

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
,PSRUWDQW
3UHOLPLQDU\
&KHFNV

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

 N3D
 SVL

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

:HUH WKH ,PSRUWDQW 3UHOLPLQDU\ &KHFNV SHUIRUPHG"













 9HULI\ WKH FXVWRPHU
V FRPSODLQW
 &RPSDUH WKH SHUIRUPDQFH RI WKH FXVWRPHU
V
YHKLFOH ZLWK D VLPLODU XQLW
'RHV WKH SUREOHP H[LVW"

 ,QVSHFW WKH DLU ILOWHU IRU H[FHVVLYH FRQWDPLQDWLRQ


 5HSODFH WKH DLU ILOWHU DV QHHGHG
 &KHFN WKH WUDQVD[OH VKLIW SDWWHUQ DQG GRZQ VKLIW
RSHUDWLRQ
'RHV WKH WUDQVD[OH RSHUDWH SURSHUO\"

&KHFN WKH IXHO V\VWHP SUHVVXUH


,V WKH IXHO V\VWHP SUHVVXUH ZLWKLQ VSHFLILFDWLRQV"
5HSDLU WKH WUDQVD[OH DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH IXHO V\VWHP DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
&KHFN IRU D UHVWULFWHG IXHO ILOWHU RU FRQWDPLQDWHG IXHO
,V WKH SUREOHP IRXQG"
5HSDLU RU UHSODFH DQ\ FRPSRQHQWV DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
 &KHFN WKH LJQLWLRQ V\VWHP RXWSXW IRU DOO RI WKH
F\OLQGHUV XVLQJ D VSDUN WHVWHU
 &KHFN IRU SURSHU LJQLWLRQ FRQWURO RSHUDWLRQ
,V WKH LJQLWLRQ V\VWHP RSHUDWLQJ SURSHUO\"
 :LWK WKH HQJLQH DW QRUPDO RSHUDWLQJ WHPSHUDWXUH
FRQQHFW D YDFXXP JDXJH WR D YDFXXP SRUW RQ WKH
LQWDNH PDQLIROG
 2SHUDWH WKH HQJLQH DW  USP
 5HFRUG WKH YDFXXP UHDGLQJ
 ,QFUHDVH WKH HQJLQH VSHHG WR  USP
 1RWH WKH YDFXXP UHDGLQJ DW D VWHDG\  USP
'RHV WKH YDFXXP GHFUHDVH PRUH WKDQ WKH YDOXH
VSHFLILHG"

 N3D
 LQ +J



5HSDLU RU UHSODFH DQ\ LJQLWLRQ V\VWHP FRPSRQHQWV


DV QHHGHG
,V WKH UHSDLU FRPSOHWH"



,QVSHFW WKH H[KDXVW V\VWHP IRU UHVWULFWLRQV DQG


GDPDJHG RU FROODSVHG SLSHV
,V WKH SUREOHP IRXQG"




'$(:22 9 %/

5HSDLU RU UHSODFH DQ\ FRPSRQHQWV DV QHHGHG


,V WKH UHSDLU FRPSOHWH"
 &KHFN WKH F\OLQGHU FRPSUHVVLRQ DQG YDOYH WLPLQJ
 ,QVSHFW WKH FDPVKDIW IRU H[FHVVLYH ZHDU
,V WKH SUREOHP IRXQG"




6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

)   (1*,1( &21752/6


/DFN RI 3RZHU 6OXJJLVKQHVV RU 6SRQJLQHVV &RQW
G
6WHS

$FWLRQ



5HSDLU RU UHSODFH DQ\ HQJLQH FRPSRQHQWV DV


QHHGHG
,V WKH UHSDLU FRPSOHWH"



 &KHFN WKH HOHFWURQLF FRQWURO PRGXOH JURXQGV IRU


EHLQJ FOHDQ WLJKW DQG LQ WKHLU SURSHU ORFDWLRQ
 &KHFN WKH H[KDXVW UHFLUFXODWLRQ YDOYH IRU EHLQJ
RSHQ RU SDUWLDOO\ RSHQ DOO WKH WLPH
 &KHFN WKH WRUTXH FRQYHUWHU FOXWFK RSHUDWLRQ
 &KHFN WKH $& V\VWHP RSHUDWLRQ
 &KHFN WKH JHQHUDWRU RXWSXW
 5HSDLU WKH JHQHUDWRU LI WKH RXWSXW LV QRW ZLWKLQ WKH
VSHFLILHG UDQJH
$UH DOO FKHFNV DQG UHSDLUV FRPSOHWH"

9DOXH V


<HV

6\VWHP 2.

1R


 9

6\VWHP 2.

'(721$7,2163$5. .12&.
6WHS

$FWLRQ

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
,PSRUWDQW
3UHOLPLQDU\
&KHFNV

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

:HUH WKH ,PSRUWDQW 3UHOLPLQDU\ &KHFNV SHUIRUPHG"





 )LOO WKH IXHO WDQN ZLWK D NQRZQ JRRG JUDGH RI
JDVROLQH WKDW KDV WKH RFWDQH UDWLQJ RI WKH YDOXH
VSHFLILHG
 5HHYDOXDWH WKH YHKLFOH
V SHUIRUPDQFH
'RHV WKH GHWRQDWLRQ SUREOHP VWLOO H[LVW"

 RFWDQH

 ,QVSHFW IRU ORZ HQJLQH FRRODQW


 &KHFN IRU UHVWULFWHG DLU IORZ WR WKH UDGLDWRU RU
UHVWULFWHG FRRODQW IORZ
 &KHFN IRU D IDXOW\ WKHUPRVWDW
 &KHFN IRU DQ LQFRUUHFW FRRODQW VROXWLRQ
,V WKH SUREOHP IRXQG"

5HSDLU RU UHSODFH DQ\ FRROLQJ V\VWHP FRPSRQHQWV


DV QHHGHG
,V WKH UHSDLU FRPSOHWH"

 &KHFN WKH YROWDJH XVLQJ WKH VFDQ WRRO


 5HSODFH WKH &76 LI WKH UHVLVWDQFH LV QRW ZLWKLQ
VSHFLILFDWLRQV DV OLVWHG LQ WKH 'LDJQRVWLF $LGV IRU
GLDJQRVWLF WURXEOH FRGH  RU 3 
,V WKH SUREOHP IRXQG"

5HSODFH WKH &76 RU UHSDLU WKH FLUFXLW DV QHHGHG


,V WKH UHSDLU FRPSOHWH"
 &KHFN WKH LJQLWLRQ V\VWHP RXWSXW ZLWK D VSDUN
WHVWHU
 ,QVSHFW WKH VSDUN SOXJV IRU WKH SURSHU KHDW UDQJH
DQG JDS
 &KHFN IRU WKH SURSHU RSHUDWLRQ RI WKH LJQLWLRQ
FRQWUROV
,V WKH LJQLWLRQ V\VWHP RSHUDWLQJ SURSHUO\"

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

'$(:22 9 %/

(1*,1( &21752/6 )  


'HWRQDWLRQ6SDUN .QRFN &RQW
G
6WHS

$FWLRQ

9DOXH V

5HSDLU RU UHSODFH WKH LJQLWLRQ V\VWHP FRPSRQHQWV DV


QHHGHG
,V WKH UHSDLU FRPSOHWH"

 &RQQHFW WKH VFDQ WRRO WR WKH DVVHPEO\ OLQH


GLDJQRVWLF OLQN $/'/ RU GDWD OLQN FRQQHFWRU
'/& 
 5RDG WHVW WKH YHKLFOH DW WKH VSHHG RI WKH
FRPSODLQW
 0RQLWRU WKH ORQJ WHUP IXHO WULP UHDGLQJ IURP WKH
VFDQQHU GDWD VWUHDP
,V WKH ORQJ WHUP IXHO WULP UHDGLQJ DERYH WKH YDOXH
VSHFLILHG"








'$(:22 9 %/

&KHFN WKH IXHO V\VWHP SUHVVXUH


,V WKH SUREOHP IRXQG"
5HSDLU RU UHSODFH WKH IXHO V\VWHP FRPSRQHQWV DV
QHHGHG
,V WKH UHSDLU FRPSOHWH"
 ,QVSHFW IRU FDUERQ EXLOGXS LQVLGH WKH HQJLQH
 5HPRYH WKH FDUERQ ZLWK D WRS HQJLQH FOHDQHU
)ROORZ WKH LQVWUXFWLRQV VXSSOLHG ZLWK WKH SURGXFW
 &KHFN WKH EDVLF HQJLQH SDUWV VXFK DV WKH
FDPVKDIW WKH F\OLQGHU KHDG WKH SLVWRQV HWF IRU
H[FHVVLYH ZHDU
 5HSODFH DQ\ H[FHVVLYHO\ ZRUQ SDUWV
,V WKH SURFHGXUH FRPSOHWH"
 &KHFN WKH H[KDXVW JDV UHFLUFXODWLRQ YDOYH IRU
SURSHU RSHUDWLRQ
 &KHFN WKH DLU LQWDNH V\VWHP IRU SURSHU RSHUDWLRQ
 &KHFN WKH WRUTXH FRQYHUWHU FOXWFK RSHUDWLRQ DQG
WUDQVD[OH VKLIW SRLQWV
 &KHFN WKH VHUYLFH EXOOHWLQV IRU SURJUDPPDEOH
UHDGRQO\ PHPRU\ 3520 XSGDWHV
 &KHFN WKH F\OLQGHU FRPSUHVVLRQ
 5HSDLU RU UHSODFH DQ\ IDXOW\ FRPSRQHQWV
$UH DOO FKHFNV DQG UHSDLUV FRPSOHWH"

<HV

6\VWHP 2.

1R


 FRXQWV

*R WR
'LDJQRVWLF $LGV
IRU
'7& 

*R WR 6WHS 

 N3D
 SVL

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

)   (1*,1( &21752/6

+(6,7$7,21 6$* 6780%/(


'HILQLWLRQ 0RPHQWDU\ ODFN RI UHVSRQVH DV WKH
DFFHOHUDWRU LV SXVKHG GRZQ 7KLV FDQ RFFXU DW DQ\
YHKLFOH VSHHG ,W LV XVXDOO\ WKH PRVW VHYHUH ZKHQ ILUVW
WU\LQJ WR PDNH WKH YHKLFOH PRYH DV IURP D VWRS
6WHS

+HVLWDWLRQ VDJ RU VWXPEOH PD\ FDXVH WKH HQJLQH WR VWDOO


LI VHYHUH HQRXJK
,PSRUWDQW %HIRUH GLDJQRVLQJ WKLV FRQGLWLRQ FKHFN
VHUYLFH EXOOHWLQV IRU 3520 XSGDWHV

$FWLRQ

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
,PSRUWDQW
3UHOLPLQDU\
&KHFNV

 N3D
 SVL

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

:HUH WKH ,PSRUWDQW 3UHOLPLQDU\ &KHFNV SHUIRUPHG"









 &KHFN WKH IXHO V\VWHP SUHVVXUH ,I WKH SUHVVXUH LV
QRW ZLWKLQ WKH YDOXH VSHFLILHG VHUYLFH WKH IXHO
V\VWHP DV QHHGHG
 ,QVSHFW WKH WKURWWOH SRVLWLRQ VHQVRU 736 IRU
ELQGLQJ RU VWLFNLQJ 7KH 736 YROWDJH VKRXOG
LQFUHDVH DW D VWHDG\ UDWH DV WKH WKURWWOH LV PRYHG
WRZDUG ZLGH RSHQ WKURWWOH :27 
,V WKH SUREOHP IRXQG"
5HSDLU RU UHSODFH DQ\ FRPSRQHQWV DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
 &KHFN WKH PDQLIROG DEVROXWH SUHVVXUH 0$3
VHQVRU UHVSRQVH DQG DFFXUDF\
 ,QVSHFW WKH IXHO IRU ZDWHU FRQWDPLQDWLRQ
 &KHFN WKH FDQLVWHU SXUJH V\VWHP IRU SURSHU
RSHUDWLRQ
,V WKH SUREOHP IRXQG"
5HSDLU RU UHSODFH DQ\ FRPSRQHQWV DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
 'LVFRQQHFW DOO RI WKH IXHO LQMHFWRU KDUQHVV
FRQQHFWRUV
 &RQQHFW DQ LQMHFWRU WHVW OLJKW EHWZHHQ WKH
KDUQHVV WHUPLQDOV RI HDFK IXHO LQMHFWRU
 1RWH WKH WHVW OLJKW ZKLOH FUDQNLQJ WKH HQJLQH
'RHV WKH WHVW OLJKW EOLQN RQ DOO FRQQHFWRUV"
 5HSDLU RU UHSODFH WKH IDXOW\ IXHO LQMHFWRU GULYH
KDUQHVV WKH FRQQHFWRU RU WKH FRQQHFWRU WHUPLQDO
 ,I WKH FRQQHFWLRQV DQG WKH KDUQHVVHV DUH JRRG
UHSODFH WKH HOHFWURQLF FRQWURO PRGXOH (&0 IRU
DQ LQWHUQDO RSHQ LQ WKH IXHO LQMHFWRU GULYHU FLUFXLW
,V WKH UHSDLU FRPSOHWH"
0HDVXUH WKH UHVLVWDQFH RI HDFK IXHO LQMHFWRU
,V WKH IXHO LQMHFWRU UHVLVWDQFH ZLWKLQ WKH YDOXH
VSHFLILHG WKH UHVLVWDQFH ZLOO LQFUHDVH VOLJKWO\ DW
KLJKHU WHPSHUDWXUHV "
5HSODFH DQ\ RI WKH IXHO LQMHFWRUV ZLWK D UHVLVWDQFH
WKDW LV RXW RI VSHFLILFDWLRQV
,V WKH UHSDLU FRPSOHWH"
3HUIRUP DQ LQMHFWRU EDODQFH WHVW
,V WKH SUREOHP IRXQG"
5HSODFH DQ\ UHVWULFWHG RU OHDNLQJ IXHO LQMHFWRUV
,V WKH UHSDLU FRPSOHWH"


6\VWHP 2.




*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 


*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  


+HVLWDWLRQ 6DJ 6WXPEOH &RQW
G
6WHS

$FWLRQ

9DOXH V

<HV

1R



&KHFN WKH IXHO V\VWHP SUHVVXUH DIWHU D FROG VWDUW RU


GXULQJ PRGHUDWH RU IXOO WKURWWOH DFFHOHUDWLRQ
,V WKH IXHO SUHVVXUH ZLWKLQ VSHFLILFDWLRQV"

 N3D
 SVL

*R WR 6WHS 

*R WR 6WHS 



5HSDLU WKH UHVWULFWLRQ LQ WKH IXHO V\VWHP RU UHSODFH


WKH IDXOW\ IXHO SXPS
,V WKH UHSDLU FRPSOHWH"



 &KHFN IRU IDXOW\ LJQLWLRQ ZLUHV


 ,QVSHFW IRU IRXOHG VSDUN SOXJV
 &KHFN WKH LJQLWLRQ V\VWHP RXWSXW RQ HDFK F\OLQGHU
ZLWK D VSDUN WHVWHU
,V WKH SUREOHP IRXQG"



5HSDLU RU UHSODFH DQ\ LJQLWLRQ FRPSRQHQWV DV


QHHGHG
,V WKH UHSDLU FRPSOHWH"



 &KHFN WKH JHQHUDWRU RXWSXW YROWDJH


 5HSDLU RU UHSODFH WKH JHQHUDWRU LI WKH JHQHUDWRU
RXWSXW LV OHVV WKDQ WKH YDOXH VSHFLILHG
 &KHFN WKH H[KDXVW JDV UHFLUFXODWLRQ (*5 YDOYH
RSHUDWLRQ
$UH DOO FKHFNV DQG QHHGHG UHSDLUV FRPSOHWH"

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 



 9

6\VWHP 2.

&876 287 0,66(6


'HILQLWLRQ 6WHDG\ SXOVDWLRQ RU MHUNLQJ WKDW IROORZV HQJLQH VSHHG XVXDOO\ PRUH SURQRXQFHG DV HQJLQH ORDG LQFUHDVHV
7KH H[KDXVW KDV D VWHDG\ VSLWWLQJ VRXQG DW LGOH RU ORZ VSHHG
6WHS

$FWLRQ

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
,PSRUWDQW
3UHOLPLQDU\
&KHFNV

*R WR 6WHS 

*R WR
,JQLWLRQ
6\VWHP &KHFN



*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

:HUH WKH ,PSRUWDQW 3UHOLPLQDU\ &KHFNV SHUIRUPHG"




&KHFN WKH LJQLWLRQ V\VWHP RXWSXW YROWDJH IRU DOO RI


WKH F\OLQGHUV XVLQJ D VSDUN WHVWHU
,V VSDUN SUHVHQW RQ DOO RI WKH F\OLQGHUV"

 ,QVSHFW WKH VSDUN SOXJV IRU H[FHVVLYH ZHDU


LQVXODWLRQ FUDFNV LPSURSHU JDS RU KHDY\
GHSRVLWV
 &KHFN WKH UHVLVWDQFH RI WKH LJQLWLRQ ZLUHV
5HSODFH DQ\ LJQLWLRQ ZLUHV WKDW KDYH D UHVLVWDQFH
JUHDWHU WKDQ WKH YDOXH VSHFLILHG
,V WKH SUREOHP IRXQG"

'$(:22 9 %/

5HSDLU RU UHSODFH DQ\ FRPSRQHQWV DV QHHGHG


,V WKH UHSDLU FRPSOHWH"
:LWK WKH HQJLQH UXQQLQJ VSUD\ WKH LJQLWLRQ ZLUHV ZLWK
D ILQH ZDWHU PLVW WR FKHFN IRU DUFLQJ DQG VKRUWLQJ WR
JURXQG
,V WKH SUREOHP IRXQG"
5HSODFH WKH LJQLWLRQ ZLUHV
,V WKH UHSDLU FRPSOHWH"

)   (1*,1( &21752/6


&XWV 2XW 0LVVHV &RQW
G
6WHS

$FWLRQ
 3HUIRUP D F\OLQGHU FRPSUHVVLRQ WHVW
 ,I WKH FRPSUHVVLRQ LV ORZ UHSDLU WKH HQJLQH DV
QHHGHG
 ,QVSHFW IRU SURSHU YDOYH WLPLQJ EHQW SXVKURGV
ZRUQ URFNHU DUPV EURNHQ RU ZHDN YDOYH VSULQJV
DQG ZRUQ FDPVKDIW OREHV
 ,QVSHFW WKH LQWDNH PDQLIROG DQG WKH H[KDXVW
PDQLIROG SDVVDJHV IRU FDVWLQJ IODVK
,V WKH SUREOHP IRXQG"
5HSDLU RU UHSODFH DQ\ FRPSRQHQWV DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
 &KHFN WKH IXHO V\VWHP IRU D SOXJJHG LQOLQH IXHO
ILOWHU
 &KHFN WKH IXHO V\VWHP IRU ORZ IXHO SUHVVXUH ,I WKH
IXHO SUHVVXUH LV EHORZ WKH YDOXH VSHFLILHG VHUYLFH
WKH IXHO V\VWHP DV QHHGHG
 ,QVSHFW IRU FRQWDPLQDWHG IXHO
,V WKH SUREOHP IRXQG"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

 N3D
 SVL

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 



5HSDLU RU UHSODFH DQ\ FRPSRQHQWV DV QHHGHG


,V WKH UHSDLU FRPSOHWH"



 'LVFRQQHFW DOO RI WKH IXHO LQMHFWRU KDUQHVV


FRQQHFWRUV DW WKH IXHO LQMHFWRUV
 &RQQHFW DQ LQMHFWRU WHVW OLJKW WR WKH KDUQHVV
WHUPLQDOV RI HDFK IXHO LQMHFWRU FRQQHFWRU
 1RWH WKH WHVW OLJKW ZKLOH FUDQNLQJ WKH HQJLQH IRU
HDFK IXHO LQMHFWRU
'RHV WKH WHVW OLJKW EOLQN IRU DOO RI WKH IXHO LQMHFWRUV"

 5HSDLU RU UHSODFH WKH IDXOW\ LQMHFWRU GULYH FLUFXLW


KDUQHVV WKH FRQQHFWRU RU WKH FRQQHFWRU WHUPLQDO
 ,I WKH KDUQHVV WKH FRQQHFWRUV DQG WKH WHUPLQDOV
DUH 2. UHSODFH WKH HOHFWURQLF FRQWURO PRGXOH
(&0 
,V WKH UHSDLU FRPSOHWH"








0HDVXUH WKH UHVLVWDQFH RI HDFK IXHO LQMHFWRU


,V WKH LQMHFWRU UHVLVWDQFH ZLWKLQ WKH YDOXH VSHFLILHG
WKH UHVLVWDQFH ZLOO LQFUHDVH VOLJKWO\ DW KLJKHU
WHPSHUDWXUHV "
5HSODFH DQ\ IXHO LQMHFWRUV ZLWK D UHVLVWDQFH WKDW LV
RXW RI VSHFLILFDWLRQV
,V WKH UHSDLU FRPSOHWH"
3HUIRUP DQ LQMHFWRU EDODQFH WHVW
,V WKH SUREOHP IRXQG"



5HSODFH DQ\ UHVWULFWHG RU OHDNLQJ IXHO LQMHFWRUV


,V WKH UHSDLU FRPSOHWH"



 &KHFN IRU HOHFWURPDJQHWLF LQWHUIHUHQFH


 0RQLWRU WKH HQJLQH USP ZLWK D VFDQ WRRO
'RHV WKH VFDQ WRRO USP FKDQJH JUHDWO\ ZLWK OLWWOH
FKDQJH LQ DFWXDO HQJLQH USP"



 ,QVSHFW WKH URXWLQJ RI WKH LJQLWLRQ ZLUHV


 ,QVSHFW DOO RI WKH LJQLWLRQ V\VWHP JURXQGV
 &RUUHFW WKH URXWLQJ RU UHSDLU WKH JURXQG
FRQQHFWLRQV DV QHHGHG
$UH DOO FKHFNV DQG QHHGHG UHSDLUV FRPSOHWH"


6\VWHP 2.




*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 


*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.


*R WR 6WHS 


6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

3225 )8(/ (&2120<


'HILQLWLRQ )XHO HFRQRP\ DV PHDVXUHG E\ DQ DFWXDO
URDG WHVW LV QRWLFHDEO\ ORZHU WKDQ H[SHFWHG $OVR IXHO
HFRQRP\ LV QRWLFHDEO\ ORZHU WKDQ LW ZDV RQ WKLV YHKLFOH
DW RQH WLPH DV SUHYLRXVO\ VKRZQ E\ DQ DFWXDO URDG WHVW

6WHS

,PSRUWDQW 'ULYLQJ KDELWV DIIHFW IXHO HFRQRP\ &KHFN


WKH RZQHU
V GULYLQJ KDELWV E\ DVNLQJ WKH IROORZLQJ
TXHVWLRQV
 ,V WKH $& V\VWHP LH GHIURVWHU PRGH WXUQHG RQ DOO
WKH WLPH"
 $UH WKH WLUHV DW WKH FRUUHFW DLU SUHVVXUH"
 +DYH H[FHVVLYHO\ KHDY\ ORDGV EHHQ FDUULHG"
 'RHV WKH GULYHU DFFHOHUDWH WRR PXFK DQG WRR RIWHQ"
6XJJHVW WKH GULYHU UHDG WKH VHFWLRQ LQ WKH RZQHU
V
PDQXDO DERXW IXHO HFRQRP\

$FWLRQ

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
,PSRUWDQW
3UHOLPLQDU\
&KHFNV

:HUH WKH ,PSRUWDQW 3UHOLPLQDU\ &KHFNV SHUIRUPHG"




 ,QVSHFW WKH DLU ILOWHU IRU H[FHVVLYH FRQWDPLQDWLRQ


 ,QVSHFW IRU IXHO V\VWHP OHDNV
$UH DOO QHHGHG FKHFNV FRPSOHWH"

 ,QVSHFW WKH VSDUN SOXJV IRU H[FHVVLYH ZHDU


LQVXODWLRQ FUDFNV LPSURSHU JDS RU KHDY\
GHSRVLWV
 5HSODFH DQ\ IDXOW\ VSDUN SOXJV
 ,QVSHFW WKH LJQLWLRQ ZLUHV IRU FUDFNLQJ KDUGQHVV
DQG SURSHU FRQQHFWLRQV
$UH DOO QHHGHG FKHFNV DQG UHSDLUV FRPSOHWH"

 ,QVSHFW WKH HQJLQH FRRODQW OHYHO


 &KHFN WKH WKHUPRVWDW IRU EHLQJ DOZD\V RSHQ RU IRU
DQ LQFRUUHFW KHDW UDQJH
 5HSODFH WKH WKHUPRVWDW DV QHHGHG
$UH DOO QHHGHG FKHFNV DQG UHSDLUV FRPSOHWH"

 &KHFN WKH WUDQVD[OH VKLIW SDWWHUQ (QVXUH DOO


WUDQVD[OH JHDUV DUH IXQFWLRQLQJ
 &KHFN WKH WRUTXH FRQYHUWHU FOXWFK 7&& RSHUDWLRQ
ZLWK D VFDQ WRRO 7KH VFDQ WRRO VKRXOG LQGLFDWH USP
GURS ZKHQ WKH 7&& LV FRPPDQGHG RQ
 &KHFN IRU SURSHU FDOLEUDWLRQ RI WKH VSHHGRPHWHU
 &KHFN WKH EUDNHV IRU GUDJJLQJ
 &KHFN WKH F\OLQGHU FRPSUHVVLRQ
 5HSDLU UHSODFH RU DGMXVW DQ\ FRPSRQHQWV DV
QHHGHG
$UH DOO FKHFNV DQG QHHGHG UHSDLUV FRPSOHWH"

'$(:22 9 %/

*R WR 6WHS 


*R WR 6WHS 


*R WR 6WHS 

6\VWHP 2.

)   (1*,1( &21752/6

528*+ 8167$%/( 25 ,1&255(&7 ,'/( 67$//,1*


'HILQLWLRQ 7KH HQJLQH UXQV XQHYHQO\ DW LGOH ,I WKH
FRQGLWLRQ LV EDG HQRXJK WKH YHKLFOH PD\ VKDNH $OVR
WKH LGOH YDULHV LQ USP FDOOHG KXQWLQJ  (LWKHU FRQGLWLRQ
PD\ EH VHYHUH HQRXJK WR FDXVH VWDOOLQJ 7KH HQJLQH
LGOHV DW LQFRUUHFW LGOH VSHHG
6WHS

,PSRUWDQW %HIRUH GLDJQRVLQJ WKH V\PSWRP FKHFN


VHUYLFH EXOOHWLQV IRU XSGDWHV

$FWLRQ
:HUH WKH ,PSRUWDQW 3UHOLPLQDU\ &KHFNV SHUIRUPHG"





9DOXH V

*R WR 6WHS 

1R
*R WR
,PSRUWDQW
3UHOLPLQDU\
&KHFNV

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

 9

*R WR 6WHS 

*R WR
'LDJQRVWLF
$LGV IRU
'7& 

E& E)

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 


 &RQQHFW WKH VFDQ WRRO WR WKH DVVHPEO\ OLQH
GLDJQRVWLF OLQN $/'/ RU GDWD OLQN FRQQHFWRU
'/& 
 0RQLWRU WKH R[\JHQ 2 VHQVRU RU 26
UHDGLQJ DW GLIIHUHQW WKURWWOH SRVLWLRQV
'RHV WKH 2 VHQVRU 26 FKDQJH TXLFNO\ IURP
ULFK WR OHDQ DW WKH GLIIHUHQW WKURWWOH SRVLWLRQV"
&KHFN WKH 2 26 VHQVRU IRU FRQWDPLQDWLRQ IURP
IXHO RU LPSURSHU XVH RI 579 VHDODQW
,V WKH 2 26 VHQVRU FRQWDPLQDWHG"
5HSODFH WKH FRQWDPLQDWHG 2 26 VHQVRU DV
QHHGHG
,V WKH UHSDLU FRPSOHWH"
 &KHFN IRU D VWLFNLQJ WKURWWOH VKDIW RU ELQGLQJ
WKURWWOH OLQNDJH WKDW PD\ FDXVH LQFRUUHFW WKURWWOH
SRVLWLRQ VHQVRU 736 YROWDJH
 &KHFN WKH 736 YROWDJH UHDGLQJ ZLWK WKH WKURWWOH
FORVHG
,V WKH 736 YROWDJH ZLWKLQ WKH YDOXH VSHFLILHG"
 &KHFN WKH FRRODQW WHPSHUDWXUH VHQVRU &76
YROWDJH UHDGLQJ XVLQJ WKH VFDQ WRRO
 &RPSDUH WKH &76 UHDGLQJ ZLWK WKH DPELHQW
WHPSHUDWXUH ZKHQ WKH HQJLQH LV FROG
'RHV WKH &76 WHPSHUDWXUH UHDGLQJ GLIIHU IURP WKH
DPELHQW WHPSHUDWXUH E\ PRUH WKDQ WKH YDOXH
VSHFLILHG"
&KHFN IRU KLJK UHVLVWDQFH LQ WKH &76 FLUFXLW RU WKH
VHQVRU LWVHOI
,V WKH SUREOHP IRXQG"
5HSODFH WKH &76 RU UHSDLU WKH FLUFXLW DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
&KHFN WKH PDQLIROG DEVROXWH SUHVVXUH 0$3 VHQVRU
IRU UHVSRQVH DQG DFFXUDF\
,V WKH SUREOHP IRXQG"



5HSODFH WKH 0$3 VHQVRU RU UHSDLU WKH 0$3 VHQVRU


FLUFXLW DV QHHGHG
,V WKH UHSDLU FRPSOHWH"



 5RDG WHVW WKH YHKLFOH DW WKH VSHHG RI WKH


FRPSODLQW
 0RQLWRU WKH IXHO WULP UHDGLQJ XVLQJ WKH VFDQ WRRO
,V WKH IXHO WULP UHDGLQJ ZLWKLQ WKH YDOXH VSHFLILHG"

<HV





FRXQWV

,V WKH IXHO WULP UHDGLQJ EHORZ WKH YDOXH VSHFLILHG"



 FRXQWV

6\VWHP 2.

*R WR 6WHS 
*R WR
'LDJQRVWLF $LGV
IRU '7& 
RU '7& 3

*R WR 6WHS 

*R WR 6WHS 

'$(:22 9 %/

(1*,1( &21752/6 )  


5RXJK 8QVWDEOH RU ,QFRUUHFW ,GOH 6WDOOLQJ &RQW
G
6WHS

$FWLRQ
,V WKH IXHO WULP UHDGLQJ DERYH WKH YDOXH VSHFLILHG"

9DOXH V


 FRXQWV





















'$(:22 9 %/

 'LVFRQQHFW DOO RI WKH IXHO LQMHFWRU KDUQHVV


FRQQHFWRUV DW WKH IXHO LQMHFWRUV
 &RQQHFW DQ LQMHFWRU WHVW OLJKW EHWZHHQ WKH
KDUQHVV WHUPLQDOV RI HDFK IXHO LQMHFWRU FRQQHFWRU
 1RWH WKH WHVW OLJKW ZKLOH FUDQNLQJ WKH HQJLQH
'RHV WKH WHVW OLJKW EOLQN IRU DOO RI WKH IXHO LQMHFWRUV"

 5HSDLU RU UHSODFH WKH IDXOW\ LQMHFWRU GULYH FLUFXLW


KDUQHVV WKH FRQQHFWRU RU WKH FRQQHFWRU
WHUPLQDOV DV QHHGHG
 ,I WKH KDUQHVV WKH FRQQHFWRUV DQG WKH WHUPLQDOV
DUH 2. UHSODFH WKH HOHFWURQLF FRQWURO PRGXOH
(&0 
,V WKH UHSDLU FRPSOHWH"

0HDVXUH WKH UHVLVWDQFH RI HDFK RI WKH IXHO LQMHFWRUV


,V WKH UHVLVWDQFH ZLWKLQ WKH YDOXH VSHFLILHG WKH
UHVLVWDQFH ZLOO LQFUHDVH VOLJKWO\ DW KLJKHU
WHPSHUDWXUHV "
5HSODFH DQ\ IXHO LQMHFWRUV ZLWK D UHVLVWDQFH WKDW LV
RXW RI VSHFLILFDWLRQV
,V WKH UHSDLU FRPSOHWH"
3HUIRUP DQ LQMHFWRU EDODQFH WHVW
,V WKH SUREOHP IRXQG"
5HSODFH DQ\ OHDNLQJ RU UHVWULFWHG IXHO LQMHFWRUV
,V WKH UHSDLU FRPSOHWH"
 :LWK WKH HQJLQH 2)) GLVFRQQHFW WKH IXHO
SUHVVXUH UHJXODWRU YDFXXP KRVH
 7KRURXJKO\ LQVSHFW WKH IXHO SUHVVXUH UHJXODWRU
YDFXXP SRUW DQG WKH IXHO SUHVVXUH UHJXODWRU
YDFXXP KRVH IRU WKH SUHVHQFH RI IXHO
,V WKH SUREOHP IRXQG"
5HSODFH WKH IXHO SUHVVXUH UHJXODWRU DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
 &KHFN WKH LJQLWLRQ V\VWHP RXWSXW YROWDJH IRU DOO RI
WKH F\OLQGHUV XVLQJ D VSDUN WHVWHU
 ,QVSHFW WKH VSDUN SOXJV IRU H[FHVVLYH ZHDU
LQVXODWLRQ FUDFNV LPSURSHU JDS RU KHDY\ GHSRVLWV
 ,QVSHFW WKH LJQLWLRQ ZLUHV IRU FUDFNLQJ KDUGQHVV
RU LPSURSHU FRQQHFWLRQV
 5HSODFH DQ\ LJQLWLRQ ZLUHV ZLWK D UHVLVWDQFH RYHU
WKH YDOXH VSHFLILHG
,V WKH SUREOHP IRXQG"
5HSDLU RU UHSODFH DQ\ LJQLWLRQ V\VWHP FRPSRQHQWV
DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
 ,QVSHFW IRU YDFXXP OHDNV
 &KHFN IRU SURSHU SRVLWLYH FUDQNFDVH YHQWLODWLRQ
3&9 RSHUDWLRQ
 &KHFN WKH LGOH DLU FRQWURO ,$& YDOYH RSHUDWLRQ
 ,QVSHFW WKH (&0 JURXQG FRQQHFWLRQV
,V WKH SUREOHP IRXQG"

<HV
*R WR
'LDJQRVWLF $LGV
IRU '7& 
RU '7& 3

1R

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.




*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 


*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.



*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.


*R WR 6WHS 

*R WR 6WHS 

)   (1*,1( &21752/6


5RXJK 8QVWDEOH RU ,QFRUUHFW ,GOH 6WDOOLQJ &RQW
G
6WHS








$FWLRQ
5HSDLU RU UHSODFH DQ\ FRPSRQHQWV DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
 &KHFN WKH H[KDXVW JDV UHFLUFXODWLRQ (*5 YDOYH
IRU SURSHU RSHUDWLRQ
 ,QVSHFW WKH EDWWHU\ FDEOHV DQG WKH JURXQG VWUDSV
IRU SURSHU FRQQHFWLRQV
 &KHFN WKH JHQHUDWRU YROWDJH RXWSXW 5HSDLU RU
UHSODFH WKH JHQHUDWRU LI WKH YROWDJH RXWSXW LV QRW
ZLWKLQ WKH YDOXH VSHFLILHG
,V WKH SUREOHP IRXQG"
5HSDLU RU UHSODFH DQ\ FRPSRQHQWV DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
 ,QVSHFW IRU EURNHQ HQJLQH PRXQWV
 &KHFN IRU SURSHU YDOYH WLPLQJ
 3HUIRUP D F\OLQGHU FRPSUHVVLRQ WHVW
 ,QVSHFW IRU EHQW SXVKURGV ZRUQ URFNHU DUPV
EURNHQ RU ZHDN YDOYH VSULQJV DQG D ZRUQ
FDPVKDIW
 3HUIRUP UHSDLUV DV QHHGHG
$UH DOO RI WKH FKHFNV DQG QHHGHG UHSDLUV FRPSOHWH"

9DOXH V

<HV

1R

6\VWHP 2.

 9

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

6\VWHP 2.

(;&(66,9( (;+$867 (0,66,216 25 2'256


'HILQLWLRQ $ YHKLFOH IDLOV DQ HPLVVLRQ WHVW 7KH YHKLFOH KDV DQ H[FHVVLYH URWWHQ HJJ VPHOO ([FHVVLYH RGRUV GR QRW
QHFHVVDULO\ LQGLFDWH H[FHVVLYH HPLVVLRQV
6WHS

$FWLRQ

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
,PSRUWDQW
3UHOLPLQDU\
&KHFNV

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 
*R WR
'LDJQRVWLF $LGV
IRU '7& 
RU '7& 3
*R WR
'LDJQRVWLF $LGV
IRU '7& 
RU '7& 3

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

:HUH WKH ,PSRUWDQW 3UHOLPLQDU\ &KHFNV SHUIRUPHG"





 5XQ WKH HQJLQH XQWLO LW UHDFKHV RSHUDWLQJ
WHPSHUDWXUH
 3HUIRUP DQ HPLVVLRQ WHVW
'LG WKH YHKLFOH SDVV WKH HPLVVLRQ WHVW"
 &RQQHFW WKH VFDQ WRRO WR WKH DVVHPEO\ OLQH
GLDJQRVWLF OLQN $/'/ RU GDWD OLQN FRQQHFWRU '/& 
 5RDG WHVW WKH YHKLFOH
 0RQLWRU WKH ORQJ WHUP IXHO WULP PHPRU\
,V WKH ORQJ WHUP IXHO WULP PHPRU\ ZLWKLQ WKH YDOXH
VSHFLILHG"
,V WKH ORQJ WHUP IXHO WULP PHPRU\ EHORZ WKH YDOXH
VSHFLILHG"


FRXQWV

 FRXQWV


,V WKH ORQJ WHUP IXHO WULP PHPRU\ DERYH WKH YDOXH


VSHFLILHG"
 FRXQWV

 &KHFN IRU D SURSHUO\ LQVWDOOHG IXHO FDS


 &KHFN WKH IXHO V\VWHP SUHVVXUH
 3HUIRUP DQ LQMHFWRU EDODQFH WHVW
,V WKH SUREOHP IRXQG"

*R WR 6WHS 

'$(:22 9 %/

(1*,1( &21752/6 )  


([FHVVLYH ([KDXVW (PLVVLRQV RU 2GRUV &RQW
G
6WHS

$FWLRQ

 5HSDLU RU UHSODFH DQ\ IXHO V\VWHP FRPSRQHQWV DV


QHHGHG
 3HUIRUP DQ HPLVVLRQ WHVW
'LG WKH YHKLFOH SDVV WKH HPLVVLRQ WHVW"

9DOXH V

 &KHFN WKH LJQLWLRQ V\VWHP IRU SURSHU RSHUDWLRQ


 ,QVSHFW WKH VSDUN SOXJV IRU H[FHVVLYH ZHDU
LQVXODWLRQ FUDFNV LPSURSHU JDS RU KHDY\ GHSRVLWV
 &KHFN WKH LJQLWLRQ ZLUHV IRU FUDFNLQJ KDUGQHVV RU
LPSURSHU FRQQHFWLRQV
,V WKH SUREOHP IRXQG"

 5HSDLU RU UHSODFH DQ\ LJQLWLRQ V\VWHP FRPSRQHQWV


DV QHHGHG
 3HUIRUP DQ HPLVVLRQ WHVW
'LG WKH YHKLFOH SDVV WKH HPLVVLRQ WHVW"



 ,QVSHFW IRU YDFXXP OHDNV


 ,QVSHFW WKH FDWDO\WLF FRQYHUWHU IRU FRQWDPLQDWLRQ
 ,QVSHFW IRU FDUERQ EXLOGXS RQ WKH WKURWWOH ERG\
DQG WKH WKURWWOH SODWH DQG LQVLGH WKH HQJLQH
5HPRYH ZLWK D WRS HQJLQH FOHDQHU
 &KHFN WKH H[KDXVW JDV UHFLUFXODWLRQ (*5 YDOYH
IRU QRW RSHQLQJ
 &KHFN IRU SURSHU SRVLWLYH FUDQNFDVH YHQWLODWLRQ
3&9 RSHUDWLRQ
$UH DOO FKHFNV DQG QHHGHG UHSDLUV FRPSOHWH"

<HV

6\VWHP 2.

1R


*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

6\VWHP 2.

',(6(/,1* 58121
'HILQLWLRQ $Q HQJLQH FRQWLQXHV WR UXQ DIWHU WKH LJQLWLRQ VZLWFK LV WXUQHG 2))
6WHS

$FWLRQ

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
,PSRUWDQW
3UHOLPLQDU\
&KHFNV

*R WR 6WHS 

*R WR 6WHS 

:HUH WKH ,PSRUWDQW 3UHOLPLQDU\ &KHFNV SHUIRUPHG"




'RHV WKH HQJLQH UXQ VPRRWKO\ DIWHU WKH LJQLWLRQ


VZLWFK LV WXUQHG 2))"

 &KHFN WKH LJQLWLRQ VZLWFK DQG WKH LJQLWLRQ VZLWFK


DGMXVWPHQW
 5HSODFH WKH LJQLWLRQ VZLWFK LI QHHGHG
,V WKH UHSDLU FRPSOHWH"

 &KHFN WKH HYDSRUDWLYH HPLVVLRQ V\VWHP


 &KHFN IRU OHDNLQJ IXHO LQMHFWRUV
 &KHFN WKH LGOH DLU FRQWURO ,$& YDOYH RSHUDWLRQ
 ,QVSHFW IRU YDFXXP OHDNV
 &KHFN IRU WKH SURSHU EDVH LGOH VHWWLQJ
$UH DOO FKHFNV DQG UHSDLUV FRPSOHWH"

'$(:22 9 %/

6\VWHP 2.


6\VWHP 2.

)   (1*,1( &21752/6

%$&.),5(
'HILQLWLRQ )XHO LJQLWHV LQ WKH LQWDNH PDQLIROG RU LQ WKH
H[KDXVW V\VWHP PDNLQJ D ORXG SRSSLQJ QRLVH
6WHS

,PSRUWDQW %HIRUH GLDJQRVLQJ WKH V\PSWRP FKHFN


VHUYLFH EXOOHWLQV IRU XSGDWHV

$FWLRQ

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
,PSRUWDQW
3UHOLPLQDU\
&KHFNV

*R WR 6WHS 

*R WR 6WHS 

:HUH WKH ,PSRUWDQW 3UHOLPLQDU\ &KHFNV SHUIRUPHG"





 ,QVSHFW IRU FURVVHG RU FURVVILULQJ LJQLWLRQ ZLUHV
 &KHFN WKH LJQLWLRQ V\VWHP RXWSXW YROWDJH IRU DOO
F\OLQGHUV XVLQJ D VSDUN WHVWHU
 ,QVSHFW WKH VSDUN SOXJV IRU H[FHVVLYH ZHDU
EXUQHG HOHFWURGHV LPSURSHU JDS RU KHDY\
GHSRVLWV
,V WKH SUREOHP IRXQG"

5HSDLU RU UHSODFH DQ\ LJQLWLRQ V\VWHP FRPSRQHQWV


DV QHHGHG
,V WKH UHSDLU FRPSOHWH"

 &KHFN WKH IXHO V\VWHP RSHUDWLRQ


 &KHFN WKH IXHO LQMHFWRUV E\ SHUIRUPLQJ DQ LQMHFWRU
EDODQFH WHVW
,V WKH SUREOHP IRXQG"

5HSDLU RU UHSODFH DQ\ IXHO V\VWHP FRPSRQHQWV DV


QHHGHG
,V WKH UHSDLU FRPSOHWH"

 ,QVSHFW WKH H[KDXVW JDV UHFLUFXODWLRQ (*5


JDVNHW IRU D OHDN RU D ORRVH ILW
 &KHFN WKH (*5 YDOYH IRU SURSHU RSHUDWLRQ
 ,QVSHFW WKH LQWDNH PDQLIROG DQG WKH H[KDXVW
PDQLIROG IRU D FDVWLQJ IODVK
,V WKH SUREOHP IRXQG"

5HSDLU RU UHSODFH DQ\ FRPSRQHQWV DV QHHGHG


,V WKH UHSDLU FRPSOHWH"
 ,QVSHFW WKH WLPLQJ EHOW IRU SURSHU LQVWDOODWLRQ DQG
WHQVLRQ
 &KHFN WKH HQJLQH FRPSUHVVLRQ
 ,QVSHFW WKH LQWDNH PDQLIROG JDVNHW DQG WKH
H[KDXVW PDQLIROG JDVNHW IRU OHDNV
 &KHFN IRU VWLFNLQJ RU OHDNLQJ YDOYHV
 5HSDLU RU UHSODFH DQ\ FRPSRQHQWV DV QHHGHG
$UH DOO FKHFNV DQG FRUUHFWLRQV FRPSOHWH"

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 


*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

6\VWHP 2.

'$(:22 9 %/

(1*,1( &21752/6 )  

0$,17(1$1&( $1'
5(3$,5
219(+,&/( 6(59,&(
)8(/ 7$1.
5HPRYDO 3URFHGXUH
&DXWLRQ 7KH IXHO V\VWHP LV XQGHU SUHVVXUH 7R
DYRLG IXHO VSLOODJH DQG WKH ULVN RI SHUVRQDO LQMXU\ RU
ILUH LW LV QHFHVVDU\ WR UHOLHYH WKH IXHO V\VWHP
SUHVVXUH EHIRUH GLVFRQQHFWLQJ WKH IXHO OLQHV

&)

 5HOLHYH WKH IXHO SUHVVXUH 5HIHU WR )XHO 3XPS LQ


WKLV VHFWLRQ
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'UDLQ WKH IXHO WDQN
 'LVFRQQHFW WKH ULJKW UHDU SDUNLQJ EUDNH FDEOH IURP
WKH UHWDLQLQJ EUDFNHW DWWDFKHG WR WKH ULJKW VLGH IXHO
WDQN VWUDS
 5HPRYH WKH IXHO WDQN ILOOHU WXEH FODPS DW WKH IXHO
WDQN
 'LVFRQQHFW WKH IXHO WDQN ILOOHU WXEH
 'LVFRQQHFW WKH IXHO WDQN YHQW WXEH DW WKH IXHO WDQN
 'LVFRQQHFW WKH IXHO YDSRU OLQH QHDU WKH IXHO WDQN ILOOHU
WXEH

&)

 'LVFRQQHFW WKH IXHO SXPS KDUQHVV FRQQHFWRU QHDU


WKH OHIW UHDU FRUQHU RI WKH IXHO WDQN
 'LVFRQQHFW WKH IXHO LQOHW OLQH DQG WKH IXHO UHWXUQ OLQH
QHDU WKH ULJKW IURQW RI WKH IXHO WDQN
 'LVFRQQHFW WKH ZLULQJ KDUQHVV FOLSV DQG WKH IXHO OLQH
FOLSV DV QHHGHG

&)

'$(:22 9 %/

)   (1*,1( &21752/6









6XSSRUW WKH IXHO WDQN


5HPRYH WKH IXHO WDQN VWUDS UHWDLQLQJ QXWV
5HPRYH WKH IXHO WDQN VWUDSV
&DUHIXOO\ ORZHU WKH IXHO WDQN
5HPRYH WKH IXHO WDQN
7UDQVIHU DQ\ SDUWV DV QHHGHG

&)

,QVWDOODWLRQ 3URFHGXUH
 5DLVH WKH IXHO WDQN LQWR SRVLWLRQ
 ,QVWDOO WKH IXHO WDQN VWUDSV
 ,QVWDOO WKH IXHO WDQN VWUDS UHWDLQLQJ QXWV

7LJKWHQ

%)

7LJKWHQ WKH IXHO WDQN VWUDS UHWDLQLQJ QXWV WR  1:P


 OE:LQ 
 &RQQHFW WKH IXHO RXWOHW OLQH DQG WKH IXHO UHWXUQ OLQH
 &RQQHFW WKH ZLULQJ KDUQHVV FOLSV DQG WKH IXHO OLQH
FOLSV DV QHHGHG
 &RQQHFW WKH IXHO SXPS KDUQHVV FRQQHFWRU
 &RQQHFW WKH IXHO YDSRU OLQH
 &RQQHFW WKH IXHO WDQN ILOOHU WXEH
 &RQQHFW WKH IXHO WDQN YHQW WXEH
 ,QVWDOO WKH IXHO WDQN ILOOHU WXEH FODPS DW WKH IXHO WDQN
 &RQQHFW WKH ULJKW UHDU SDUNLQJ EUDNH FDEOH WR WKH
UHWDLQLQJ EUDFNHW DWWDFKHG WR WKH ULJKW VLGH IXHO WDQN
VWUDS
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 )LOO WKH IXHO WDQN
 3HUIRUP D OHDN FKHFN RI WKH IXHO WDQN DQG WKH IXHO
OLQH FRQQHFWLRQV

&)

'$(:22 9 %/

(1*,1( &21752/6 )  

)8(/ 3803
5HPRYDO 3URFHGXUH
&DXWLRQ 7KH IXHO V\VWHP LV XQGHU SUHVVXUH 7R
DYRLG IXHO VSLOODJH DQG WKH ULVN RI SHUVRQDO LQMXU\ RU
ILUH LW LV QHFHVVDU\ WR UHOLHYH WKH IXHO V\VWHP
SUHVVXUH EHIRUH GLVFRQQHFWLQJ WKH IXHO OLQHV
 5HOLHYH WKH IXHO V\VWHP SUHVVXUH
 5HPRYH WKH IXHO FDS
 5HPRYH IXHO SXPS IXVH () IURP WKH HQJLQH
IXVH EORFN
 6WDUW WKH HQJLQH DQG DOORZ WKH HQJLQH WR VWDOO
 &UDQN WKH HQJLQH IRU DQ DGGLWLRQDO  VHFRQGV
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH UHDU VHDW 5HIHU WR 6HFWLRQ + 6HDWV
 5HPRYH WKH IXHO SXPS DFFHVV FRYHU
$)

 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU DW WKH IXHO SXPS


DVVHPEO\
 'LVFRQQHFW WKH IXHO RXWOHW OLQH
 'LVFRQQHFW WKH IXHO WDQN UHWXUQ OLQH
 7XUQ WKH ORFN ULQJ FRXQWHUFORFNZLVH WR FOHDU WKH WDQN
WDEV
 5HPRYH WKH IXHO SXPS DVVHPEO\ IURP WKH WDQN
 5HPRYH DQG GLVFDUG WKH JDVNHW

$)

,QVWDOODWLRQ 3URFHGXUH
 &OHDQ WKH JDVNHW PDWLQJ VXUIDFH RQ WKH IXHO WDQN
 3RVLWLRQ WKH QHZ JDVNHW LQ SODFH
 ,QVWDOO WKH IXHO SXPS LQWR WKH IXHO WDQN LQ WKH VDPH
ORFDWLRQ DV UHPRYHG IRU HDVH RI OLQH DQG FRQQHFWRU
LQVWDOODWLRQ
 3RVLWLRQ WKH ORFN ULQJ LQ SODFH DQG WXUQ LW FORFNZLVH
XQWLO LW FRQWDFWV WKH WDQN VWRS
 &RQQHFW WKH IXHO SXPS DVVHPEO\ FRQQHFWRU
 ,QVWDOO WKH IXHO SXPS RXWOHW OLQH
 ,QVWDOO WKH IXHO WDQN UHWXUQ OLQH
 ,QVWDOO WKH IXHO SXPS DFFHVV FRYHU
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 3HUIRUP DQ RSHUDWLRQDO FKHFN RI WKH IXHO SXPS
 ,QVWDOO WKH UHDU VHDW 5HIHU WR 6HFWLRQ + 6HDWV
$)

'$(:22 9 %/

)   (1*,1( &21752/6

)8(/ ),/7(5
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
&DXWLRQ 7KH IXHO V\VWHP LV XQGHU SUHVVXUH 7R
DYRLG IXHO VSLOODJH DQG WKH ULVN RI SHUVRQDO LQMXU\ RU
ILUH LW LV QHFHVVDU\ WR UHOLHYH WKH IXHO V\VWHP
SUHVVXUH EHIRUH GLVFRQQHFWLQJ WKH IXHO OLQHV
 5HOLHYH WKH IXHO V\VWHP SUHVVXUH 5HIHU WR )XHO
3XPS LQ WKLV VHFWLRQ
 'LVFRQQHFW WKH LQOHWRXWOHW IXHO OLQHV E\ PRYLQJ WKH
OLQH FRQQHFWRU ORFN IRUZDUG DQG SXOOLQJ WKH KRVH RII RI
WKH IXHO ILOWHU WXEH
 5HPRYH WKH IXHO ILOWHU

&)

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH QHZ IXHO ILOWHU LQWR WKH UHWDLQLQJ FODPS 1RWH
WKH IORZ GLUHFWLRQ
 ,QVWDOO WKH IXHO ILOWHU
 &RQQHFW WKH LQOHWRXWOHW OLQHV 6HFXUH WKH OLQHV ZLWK
WKH FRQQHFWRU ORFN
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 3HUIRUP D OHDN WHVW RI WKH IXHO ILOWHU

&)

)8(/ 5$,/ $1' ,1-(&7256 62+&


5HPRYDO 3URFHGXUH
&DXWLRQ 7KH IXHO V\VWHP LV XQGHU SUHVVXUH 7R
DYRLG IXHO VSLOODJH DQG WKH ULVN RI SHUVRQDO LQMXU\ RU
ILUH LW LV QHFHVVDU\ WR UHOLHYH WKH IXHO V\VWHP
SUHVVXUH EHIRUH GLVFRQQHFWLQJ WKH IXHO OLQHV
 5HOLHYH WKH IXHO SUHVVXUH 5HIHU WR )XHO 3XPS LQ WKLV
VHFWLRQ
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH EROWV DQG WKH IXHO LQMHFWRU FRYHU
 5HPRYH WKH DLU LQWDNH WXEH DQG UHVRQDWRU
 'LVFRQQHFW WKH IXHO LQMHFWRU KDUQHVV FRQQHFWRUV
 5HPRYH WKH IXHO SUHVVXUH UHJXODWRU YDFXXP KRVH

&)

'$(:22 9 %/

(1*,1( &21752/6 )  


 5HPRYH WKH WKURWWOH FDEOH EUDFNHW DQG EROW
 5HPRYH WKH IXHO LQOHW OLQH
 5HPRYH WKH IXHO UDLO PRXQWLQJ EROWV
1RWLFH %HIRUH UHPRYDO WKH IXHO UDLO DVVHPEO\ PD\ EH
FOHDQHG ZLWK D VSUD\ W\SH FOHDQHU IROORZLQJ SDFNDJH
LQVWUXFWLRQV 'R QRW LPPHUVH WKH IXHO UDLOV LQ OLTXLG
FOHDQLQJ VROYHQW 8VH FDUH LQ UHPRYLQJ WKH IXHO UDLO
DVVHPEO\ WR SUHYHQW GDPDJH WR WKH HOHFWULFDO
FRQQHFWRUV DQG WKH LQMHFWRU VSUD\ WLSV 3UHYHQW GLUW DQG
RWKHU FRQWDPLQDQWV IURP HQWHULQJ RSHQ OLQHV DQG
SDVVDJHV )LWWLQJV VKRXOG EH FDSSHG DQG KROHV SOXJJHG
GXULQJ VHUYLFH
,PSRUWDQW ,I D IXHO LQMHFWRU EHFRPHV VHSDUDWHG IURP
WKH IXHO UDLO DQG UHPDLQV LQ WKH F\OLQGHU KHDG UHSODFH WKH
IXHO LQMHFWRU 2ULQJ VHDOV DQG WKH UHWDLQLQJ FOLS
&)

 5HPRYH WKH IXHO UDLO ZLWK WKH IXHO LQMHFWRUV DWWDFKHG
 5HPRYH WKH IXHO LQMHFWRU UHWDLQHU FOLSV
 5HPRYH WKH IXHO LQMHFWRUV E\ SXOOLQJ WKHP GRZQ DQG
RXW
 'LVFDUG WKH IXHO LQMHFWRU 2ULQJV

&)

,QVWDOODWLRQ 3URFHGXUH
,PSRUWDQW 'LIIHUHQW IXHO LQMHFWRUV DUH FDOLEUDWHG IRU
GLIIHUHQW IORZ UDWHV :KHQ RUGHULQJ QHZ IXHO LQMHFWRUV EH
FHUWDLQ WR RUGHU WKH LGHQWLFDO SDUW QXPEHU WKDW LV
LQVFULEHG RQ WKH ROG IXHO LQMHFWRU
 /XEULFDWH WKH QHZ IXHO LQMHFWRU 2ULQJV ZLWK HQJLQH RLO
,QVWDOO WKH QHZ 2ULQJV RQ WKH IXHO LQMHFWRUV
 ,QVWDOO WKH IXHO LQMHFWRUV LQWR WKH IXHO UDLO VRFNHWV ZLWK
WKH IXHO LQMHFWRU WHUPLQDOV IDFLQJ RXWZDUG
 ,QVWDOO WKH IXHO LQMHFWRU UHWDLQHU FOLSV RQWR WKH IXHO
LQMHFWRUV DQG WKH IXHO UDLO OHGJH
 0DNH VXUH WKDW WKH FOLSV DUH SDUDOOHO WR WKH IXHO LQMHFWRU
KDUQHVV FRQQHFWRU

&)

'$(:22 9 %/

)   (1*,1( &21752/6


 ,QVWDOO WKH IXHO UDLO DVVHPEO\ LQWR WKH F\OLQGHU KHDG
 ,QVWDOO WKH IXHO UDLO UHWDLQLQJ EROWV

7LJKWHQ
7LJKWHQ WKH IXHO UDLO UHWDLQLQJ EROWV WR 1:P
OE:IW 
 ,QVWDOO WKH IXHO LQOHW KRVH OLQH
 &RQQHFW WKH IXHO LQMHFWRU KDUQHVV FRQQHFWRUV
5RWDWH WKH IXHO LQMHFWRU DV UHTXLUHG WR DYRLG
VWUHWFKLQJ WKH ZLUH KDUQHVV
 ,QVWDOO WKH IXHO SUHVVXUH UHJXODWRU YDFXXP KRVH
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 3HUIRUP D OHDN FKHFN RI WKH IXHO UDLO DQG WKH IXHO
LQMHFWRUV

&)

 ,QVWDOO WKH DLU WXEH DQG UHVRQDWRU


 ,QVWDOO WKH WKURWWOH FDEOH EUDFNHW ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH WKURWWOH FDEOH EUDFNHW EROWV WR  1:P
OE:LQ 
 ,QVWDOO WKH IXHO LQMHFWRU FRYHU ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH IXHO LQMHFWRU FRYHU EROWV WR  1:P
OE:LQ 

&)

)8(/ 5$,/ $1' ,1-(&7256 '2+&


5HPRYDO 3URFHGXUH
&DXWLRQ 7KH IXHO V\VWHP LV XQGHU SUHVVXUH 7R
DYRLG IXHO VSLOODJH DQG WKH ULVN RI SHUVRQDO LQMXU\ RU
ILUH LW LV QHFHVVDU\ WR UHOLHYH WKH IXHO V\VWHP
SUHVVXUH EHIRUH GLVFRQQHFWLQJ WKH IXHO OLQHV
 5HOLHYH WKH IXHO V\VWHP SUHVVXUH 5HIHU WR )XHO
3XPS LQ WKLV VHFWLRQ
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'LVFRQQHFW WKH PDQLIROG DLU WHPSHUDWXUH 0$7
VHQVRU FRQQHFWRU
 'LVFRQQHFW WKH EUHDWKHU KRVH IURP WKH YDOYH FRYHU

&)

'$(:22 9 %/

(1*,1( &21752/6 )  


 5HPRYH WKH DLU LQWDNH WXEH DQG UHVRQDWRU
 'LVFRQQHFW WKH SRVLWLYH FUDQNFDVH YHQWLODWLRQ 3&9
KRVH IURP WKH YDOYH FRYHU
 'LVFRQQHFW WKH WKURWWOH FDEOHV IURP WKH WKURWWOH ERG\
DQG WKH EUDFNHW
 5HPRYH WKH IXHO SUHVVXUH UHJXODWRU 5HIHU WR )XHO
3UHVVXUH 5HJXODWRU '2+& LQ WKLV VHFWLRQ
 'LVFRQQHFW WKH IXHO UHWXUQ OLQH DW WKH IXHO UDLO
 'LVFRQQHFW WKH IXHO LQOHW OLQH DW WKH IXHO UDLO
 5HPRYH WKH IXHO UDLO UHWDLQLQJ EROWV
 5HPRYH WKH WKURWWOH FDEOH EUDFNHW EROWV DQG WKH
EUDFNHWV

%)

1RWLFH %HIRUH UHPRYDO WKH IXHO UDLO DVVHPEO\ PD\ EH


FOHDQHG ZLWK D VSUD\W\SH FOHDQHU IROORZLQJ SDFNDJH
LQVWUXFWLRQV 'R QRW LPPHUVH WKH IXHO UDLOV LQ OLTXLG
FOHDQLQJ VROYHQW 8VH FDUH LQ UHPRYLQJ WKH IXHO UDLO
DVVHPEO\ WR SUHYHQW GDPDJH WR WKH HOHFWULFDO
FRQQHFWRUV DQG WKH LQMHFWRU VSUD\ WLSV 3UHYHQW GLUW DQG
RWKHU FRQWDPLQDQWV IURP HQWHULQJ RSHQ OLQHV DQG
SDVVDJHV )LWWLQJV VKRXOG EH FDSSHG DQG KROHV SOXJJHG
GXULQJ VHUYLFH
,PSRUWDQW ,I DQ LQMHFWRU EHFRPHV VHSDUDWHG IURP WKH
UDLO DQG UHPDLQV LQ WKH F\OLQGHU KHDG UHSODFH WKH LQMHFWRU
2ULQJ VHDOV DQG WKH UHWDLQLQJ FOLS
 5HPRYH WKH IXHO UDLO ZLWK WKH IXHO LQMHFWRU FKDQQHO
FRYHU DQG WKH LQMHFWRUV DWWDFKHG
 'LVFRQQHFW WKH IXHO LQMHFWRU FKDQQHO FRYHU
FRQQHFWRUV
%)

 5HPRYH WKH IXHO LQMHFWRU UHWDLQHU FOLSV


 5HPRYH WKH IXHO LQMHFWRUV E\ SXOOLQJ WKHP GRZQ DQG
RXW
 'LVFDUG WKH IXHO LQMHFWRU 2ULQJV

%)

'$(:22 9 %/

)   (1*,1( &21752/6


,QVWDOODWLRQ 3URFHGXUH
,PSRUWDQW 'LIIHUHQW LQMHFWRUV DUH FDOLEUDWHG IRU GLIIHUHQW
IORZ UDWHV :KHQ RUGHULQJ QHZ IXHO LQMHFWRUV EH FHUWDLQ
WR RUGHU WKH LGHQWLFDO SDUW QXPEHU WKDW LV LQVFULEHG RQ WKH
ROG LQMHFWRU
 /XEULFDWH WKH QHZ IXHO LQMHFWRU 2ULQJV ZLWK HQJLQH
RLO ,QVWDOO WKH QHZ 2ULQJV RQ WKH IXHO LQMHFWRUV
 ,QVWDOO WKH IXHO LQMHFWRUV LQWR WKH IXHO UDLO VRFNHWV ZLWK
WKH IXHO LQMHFWRU WHUPLQDOV IDFLQJ RXWZDUG
 ,QVWDOO WKH IXHO LQMHFWRU UHWDLQLQJ FOLSV RQWR WKH IXHO
LQMHFWRU DQG WKH IXHO UDLO OHGJH
 0DNH VXUH WKDW WKH FOLSV DUH SDUDOOHO WR WKH IXHO
LQMHFWRU KDUQHVV FRQQHFWRU

%)

 ,QVWDOO WKH IXHO UDLO DVVHPEO\ LQWR WKH F\OLQGHU KHDG


 ,QVWDOO WKH IXHO UDLO UHWDLQLQJ EROWV

7LJKWHQ
7LJKWHQ WKH IXHO UDLO UHWDLQLQJ EROWV WR  1:P
OE:IW 
 &RQQHFW WKH IXHO LQOHW OLQH WR WKH IXHO UDLO
 &RQQHFW WKH IXHO UHWXUQ OLQH WR WKH IXHO UDLO
 ,QVWDOO WKH IXHO SUHVVXUH UHJXODWRU 5HIHU WR )XHO
3UHVVXUH 5HJXODWRU / '2+& LQ WKLV VHFWLRQ
 &RQQHFW WKH IXHO LQMHFWRU FKDQQHO FRYHU DQG
FRQQHFWRUV 5RWDWH HDFK IXHO LQMHFWRU DV UHTXLUHG

%)

 ,QVWDOO WKH WKURWWOH FDEOH EUDFNHW DQG WKH EROWV

7LJKWHQ
7LJKWHQ WKH WKURWWOH FDEOH EUDFNHW EROWV WR  1:P
OE:LQ 
 &RQQHFW WKH 3&9 KRVH WR WKH YDOYH FRYHU
 &RQQHFW WKH WKURWWOH FDEOHV WR WKH WKURWWOH ERG\ DQG
EUDFNHW

&)

'$(:22 9 %/

(1*,1( &21752/6 )  








,QVWDOO WKH DLU LQWDNH WXEH DQG UHVRQDWRU


&RQQHFW WKH EUHDWKHU KRVH WR WKH YDOYH FRYHU
&RQQHFW WKH 0$7 VHQVRU FRQQHFWRU
&RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
3HUIRUP D OHDN FKHFN RI WKH IXHO UDLO DQG IXHO
LQMHFWRUV

&)

)8(/ 35(6685( 5(*8/$725


62+&
5HPRYDO 3URFHGXUH
&DXWLRQ 7KH IXHO V\VWHP LV XQGHU SUHVVXUH 7R
DYRLG IXHO VSLOODJH DQG WKH ULVN RI SHUVRQDO LQMXU\ RU
ILUH LW LV QHFHVVDU\ WR UHOLHYH WKH IXHO V\VWHP
SUHVVXUH EHIRUH GLVFRQQHFWLQJ WKH IXHO OLQHV
 5HOLHYH WKH IXHO SUHVVXUH 5HIHU WR )XHO 3XPS LQ WKLV
VHFWLRQ
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH EROWV DQG WKH IXHO LQMHFWRU FRYHU
 5HPRYH WKH IXHO UDLO 5HIHU WR )XHO 5DLO DQG ,QMHFWRUV
62+& LQ WKLV VHFWLRQ

&)

 5HPRYH WKH IXHO SUHVVXUH UHJXODWRU UHWDLQLQJ EROW


 5HPRYH WKH IXHO SUHVVXUH UHJXODWRU E\ WXUQLQJ LW EDFN
DQG IRUWK DQG WKHQ SXOOLQJ LW RXW
 'LVFDUG WKH 2ULQJ

&)

'$(:22 9 %/

)   (1*,1( &21752/6


,QVWDOODWLRQ 3URFHGXUH
 /XEULFDWH D QHZ 2ULQJ ZLWK HQJLQH RLO ,QVWDOO WKH QHZ
2ULQJ RQWR WKH IXHO SUHVVXUH UHJXODWRU ERG\
 ,QVHUW WKH IXHO SUHVVXUH UHJXODWRU LQWR WKH IXHO UDLO
ERG\
 ,QVWDOO WKH UHWDLQLQJ EROW

7LJKWHQ




&)

7LJKWHQ WKH IXHO SUHVVXUH UHJXODWRU UHWDLQLQJ EROW WR


1:P  OE:LQ 
,QVWDOO WKH IXHO UDLO 5HIHU WR )XHO 5DLO DQG ,QMHFWRUV
62+& LQ WKLV VHFWLRQ
&RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
3HUIRUP D OHDN WHVW RI WKH IXHO SUHVVXUH UHJXODWRU
ZLWK WKH HQJLQH RII DQG WKH LJQLWLRQ 21
,QVWDOO WKH IXHO LQMHFWRU FRYHU ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH IXHO LQMHFWRU FRYHU EROWV WR 1:P
OE:LQ 

)8(/ 35(6685( 5(*8/$725


'2+&
5HPRYDO 3URFHGXUH
&DXWLRQ 7KH IXHO V\VWHP LV XQGHU SUHVVXUH 7R
DYRLG IXHO VSLOODJH DQG WKH ULVN RI SHUVRQDO LQMXU\ RU
ILUH LW LV QHFHVVDU\ WR UHOLHYH WKH IXHO V\VWHP
SUHVVXUH EHIRUH GLVFRQQHFWLQJ WKH IXHO OLQHV

&)

 5HOLHYH WKH IXHO SUHVVXUH 5HIHU WR )XHO 3XPS LQ WKLV


VHFWLRQ
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'LVFRQQHFW WKH PDQLIROG DLU WHPSHUDWXUH 0$7
VHQVRU FRQQHFWRU
 'LVFRQQHFW WKH EUHDWKHU KRVH IURP WKH YDOYH FRYHU
 5HPRYH WKH DLU LQWDNH WXEH
 'LVFRQQHFW WKH YDFXXP KRVH IURP WKH IXHO SUHVVXUH
UHJXODWRU

'$(:22 9 %/

(1*,1( &21752/6 )  


 5HPRYH WKH IXHO SUHVVXUH UHJXODWRU UHWDLQLQJ FODPS
 5HPRYH WKH IXHO SUHVVXUH UHJXODWRU E\ WXUQLQJ LW EDFN
DQG IRUWK DQG WKHQ SXOOLQJ LW RXW
 'LVFDUG WKH 2ULQJ

&)

,QVWDOODWLRQ 3URFHGXUH
 /XEULFDWH D QHZ 2ULQJ ,QVWDOO WKH QHZ 2ULQJ RQWR
WKH IXHO SUHVVXUH UHJXODWRU ERG\
 ,QVHUW WKH IXHO SUHVVXUH UHJXODWRU LQWR WKH IXHO UDLO ERG\
 ,QVWDOO WKH IXHO SUHVVXUH UHJXODWRU UHWDLQLQJ FODPS

7LJKWHQ
7LJKWHQ WKH IXHO SUHVVXUH UHJXODWRU UHWDLQLQJ FODPS WR
 1:P  OE:LQ 

&)

 &RQQHFW WKH YDFXXP KRVH WR WKH IXHO SUHVVXUH


UHJXODWRU
 ,QVWDOO WKH DLU LQWDNH WXEH
 &RQQHFW WKH EUHDWKHU KRVH WR WKH YDOYH FRYHU
 &RQQHFW WKH 0$7 VHQVRU FRQQHFWRU
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 3HUIRUP D OHDN WHVW RI WKH IXHO SUHVVXUH UHJXODWRU ZLWK
WKH HQJLQH RII DQG WKH LJQLWLRQ 21

&)

'$(:22 9 %/

)   (1*,1( &21752/6

&22/$17 7(03(5$785( 6(1625


7<3,&$/
5HPRYDO 3URFHGXUH
 5HOLHYH WKH FRRODQW V\VWHP SUHVVXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'LVFRQQHFW WKH FRRODQW WHPSHUDWXUH VHQVRU &76
FRQQHFWRU
1RWLFH 7DNH FDUH ZKHQ KDQGOLQJ WKH FRRODQW
WHPSHUDWXUH VHQVRU 'DPDJH WR WKH VHQVRU ZLOO DIIHFW
WKH SURSHU RSHUDWLRQ RI WKH IXHO LQMHFWLRQ V\VWHP
 5HPRYH WKH &76 IURP WKH GLUHFW LJQLWLRQ V\VWHP
',6 LJQLWLRQ FRLO DGDSWHU

%)

,QVWDOODWLRQ 3URFHGXUH
 &RDW WKH WKUHDGV RI WKH &76 ZLWK VHDOHU
 ,QVWDOO WKH &76 LQWR WKH ',6 LJQLWLRQ FRLO DGDSWHU

7LJKWHQ
7LJKWHQ WKH FRRODQW WHPSHUDWXUH VHQVRU WR  1:P
 OE:IW 
 &RQQHFW WKH &76 FRQQHFWRU
 )LOO WKH FRRODQW V\VWHP
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

%)

7+5277/( 326,7,21 6(1625


7<3,&$/
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH DLU LQWDNH WXEH DQG UHVRQDWRU
 'LVFRQQHFW WKH WKURWWOH SRVLWLRQ VHQVRU 736
FRQQHFWRU
 5HPRYH WKH 736 UHWDLQLQJ EROWV DQG WKH 736

&)

'$(:22 9 %/

(1*,1( &21752/6 )  


,QVWDOODWLRQ 3URFHGXUH
 :LWK WKH WKURWWOH YDOYH FORVHG SRVLWLRQ WKH 736 RQ WKH
WKURWWOH VKDIW $OLJQ WKH 736 ZLWK WKH EROW KROHV
 ,QVWDOO WKH 736 UHWDLQLQJ EROWV

7LJKWHQ
7LJKWHQ WKH WKURWWOH SRVLWLRQ VHQVRU UHWDLQLQJ EROWV WR
1:P  OE:LQ 
 &RQQHFW WKH 736 FRQQHFWRU
 ,QVWDOO WKH DLU LQWDNH WXEH DQG UHVRQDWRU
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&)

7+5277/( %2'< 62+&


5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH DLU LQWDNH WXEH IURP WKH WKURWWOH ERG\
 'LVFRQQHFW WKH WKURWWOH FDEOHV E\ RSHQLQJ WKH WKURWWOH
DQG PRYLQJ WKH FDEOH WKURXJK WKH UHOHDVH VORW
 5HPRYH WKH UHVRQDWRU

&)

 'LVFRQQHFW WKH YDFXXP KRVHV IURP WKH WKURWWOH ERG\


 'LVFRQQHFW WKH WKURWWOH SRVLWLRQ VHQVRU 736 DQG WKH
LGOH DLU FRQWURO YDOYH FRQQHFWRUV

&)

'$(:22 9 %/

)   (1*,1( &21752/6







5HPRYH WKH FRRODQW KRVHV IURP WKH WKURWWOH ERG\


5HPRYH WKH WKURWWOH ERG\ UHWDLQLQJ QXWV
5HPRYH WKH WKURWWOH ERG\ DQG GLVFDUG WKH JDVNHW
5HPRYH WKH 736 5HIHU WR 7KURWWOH 3RVLWLRQ
6HQVRU LQ WKLV VHFWLRQ
 5HPRYH WKH LGOH DLU FRQWURO ,$& YDOYH 5HIHU WR
,GOH $LU &RQWURO 9DOYH LQ WKLV VHFWLRQ

&)

,QVWDOODWLRQ 3URFHGXUH
1RWLFH 8VH FDUH LQ FOHDQLQJ ROG JDVNHW PDWHULDO IURP
PDFKLQHG DOXPLQXP VXUIDFHV 6KDUS WRROV PD\ GDPDJH
VHDOLQJ VXUIDFHV
 &OHDQ WKH JDVNHW PDWLQJ VXUIDFH RQ WKH LQWDNH
PDQLIROG
1RWLFH 7KH WKURWWOH ERG\ PD\ EH FOHDQHG LQ D FROG
LPPHUVLRQW\SH FOHDQHU IROORZLQJ GLVDVVHPEO\ 7KH
736 DQG WKH LGOH DLU FRQWURO YDOYH VKRXOG QRW FRPH LQ
FRQWDFW ZLWK DQ\ VROYHQW RU FOHDQHU DV WKH\ PD\ EH
GDPDJHG
 &OHDQ WKH WKURWWOH ERG\

&)

 ,QVWDOO WKH 736 5HIHU WR 7KURWWOH 3RVLWLRQ 6HQVRU


LQ WKLV VHFWLRQ
 ,QVWDOO WKH ,$& YDOYH 5HIHU WR ,GOH $LU &RQWURO 9DOYH
LQ WKLV VHFWLRQ
 ,QVWDOO WKH WKURWWOH ERG\ DVVHPEO\ ZLWK D QHZ JDVNHW
WR WKH LQWDNH PDQLIROG
 ,QVWDOO WKH WKURWWOH ERG\ UHWDLQLQJ QXWV

7LJKWHQ
7LJKWHQ WKH WKURWWOH ERG\ UHWDLQLQJ QXWV WR 1:P
OE:IW 
 ,QVWDOO WKH FRRODQW KRVHV
 &RQQHFW WKH YDFXXP KRVHV WR WKH WKURWWOH ERG\
,PSRUWDQW 0DNH VXUH WKH WKURWWOH FRQWURO FDEOHV GR QRW
KROG WKH WKURWWOH RSHQ :LWK WKH HQJLQH RII FKHFN WR VHH
WKDW WKH DFFHOHUDWRU SHGDO LV IUHH

&)

'$(:22 9 %/

(1*,1( &21752/6 )  


 &RQQHFW WKH WKURWWOH FDEOHV
 ,QVWDOO WKH DLU LQWDNH WXEH
 &RQQHFW WKH 736 FRQQHFWRU DQG WKH LGOH DLU FRQWURO
YDOYH FRQQHFWRU
 ,QVWDOO WKH UHVRQDWRU
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 )LOO WKH FRROLQJ V\VWHP

&)

7+5277/( %2'< '2+&


5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'LVFRQQHFW WKH PDQLIROG DLU WHPSHUDWXUH 0$7
VHQVRU FRQQHFWRU
 'LVFRQQHFW WKH EUHDWKHU KRVH IURP WKH YDOYH FRYHU
 5HPRYH WKH DLU LQWDNH WXEH

&)

 'LVFRQQHFW WKH WKURWWOH FDEOHV E\ RSHQLQJ WKH WKURWWOH


DQG PRYLQJ WKH FDEOH WKURXJK WKH UHOHDVH VORW
 'LVFRQQHFW WKH YDFXXP KRVHV IURP WKH WKURWWOH ERG\
 'LVFRQQHFW WKH WKURWWOH SRVLWLRQ VHQVRU 736 DQG WKH
LGOH DLU FRQWURO YDOYH FRQQHFWRUV
 'LVFRQQHFW WKH FRRODQW KRVHV IURP WKH WKURWWOH ERG\
 5HPRYH WKH WKURWWOH ERG\ UHWDLQLQJ QXWV

%)

'$(:22 9 %/

)   (1*,1( &21752/6


1RWLFH &RYHU WKH RSHQLQJ RI WKH LQWDNH PDQLIROG DIWHU
UHPRYLQJ WKH WKURWWOH ERG\ DVVHPEO\ 7KLV ZLOO SUHYHQW
DQ\ REMHFWV RU GHEULV IURP HQWHULQJ WKH HQJLQH ZKLFK
PD\ FDXVH GDPDJH
 5HPRYH WKH WKURWWOH ERG\ DQG GLVFDUG WKH JDVNHW
 5HPRYH WKH 736 5HIHU WR 7KURWWOH 3RVLWLRQ
6HQVRU LQ WKLV VHFWLRQ
 5HPRYH WKH LGOH DLU FRQWURO ,$& YDOYH 5HIHU WR
,GOH $LU &RQWURO 9DOYH LQ WKLV VHFWLRQ

%)

,QVWDOODWLRQ 3URFHGXUH
1RWLFH 8VH FDUH LQ FOHDQLQJ ROG JDVNHW PDWHULDO IURP
PDFKLQHG DOXPLQXP VXUIDFHV 6KDUS WRROV PD\ GDPDJH
VHDOLQJ VXUIDFHV
 &OHDQ WKH JDVNHW PDWLQJ VXUIDFH RQ WKH LQWDNH
PDQLIROG
1RWLFH 7KH WKURWWOH ERG\ PD\ EH FOHDQHG LQ D FROG
LPPHUVLRQW\SH FOHDQHU IROORZLQJ GLVDVVHPEO\ 7KH
736 DQG WKH LGOH DLU FRQWURO YDOYH VKRXOG QRW FRPH LQ
FRQWDFW ZLWK DQ\ VROYHQW RU FOHDQHU DV WKH\ PD\ EH
GDPDJHG
 &OHDQ WKH WKURWWOH ERG\

%)

 ,QVWDOO WKH 736 5HIHU WR 7KURWWOH 3RVLWLRQ 6HQVRU LQ


WKLV VHFWLRQ
 ,QVWDOO WKH ,$& YDOYH 5HIHU WR ,GOH $LU &RQWURO 9DOYH
LQ WKLV VHFWLRQ
 ,QVWDOO WKH WKURWWOH ERG\ DVVHPEO\ ZLWK D QHZ JDVNHW
WR WKH LQWDNH PDQLIROG
 ,QVWDOO WKH WKURWWOH ERG\ UHWDLQLQJ QXWV

7LJKWHQ
7LJKWHQ WKH WKURWWOH ERG\ UHWDLQLQJ QXWV WR  1:P
OE:LQ 

'$(:22 9 %/

(1*,1( &21752/6 )  


 &RQQHFW WKH 736 FRQQHFWRU DQG WKH ,$& YDOYH
FRQQHFWRU
 &RQQHFW WKH FRRODQW KRVHV WR WKH WKURWWOH ERG\
 &RQQHFW WKH YDFXXP KRVHV WR WKH WKURWWOH ERG\
,PSRUWDQW 0DNH VXUH WKH WKURWWOHFUXLVH FRQWURO FDEOHV
GR QRW KROG WKH WKURWWOH RSHQ :LWK WKH HQJLQH RII FKHFN
WR VHH WKDW WKH DFFHOHUDWRU SHGDO LV IUHH







&RQQHFW WKH WKURWWOHFUXLVH FDEOHV


,QVWDOO WKH DLU LQWDNH WXEH
&RQQHFW WKH EUHDWKHU KRVH WR WKH YDOYH FRYHU
&RQQHFW WKH 0$7 VHQVRU FRQQHFWRU
&RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
)LOO WKH FRROLQJ V\VWHP

&)

2;<*(1 6(1625 7<3,&$/


5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
1RWLFH 7KH R[\JHQ VHQVRU XVHV D SHUPDQHQWO\
DWWDFKHG SLJWDLO DQG FRQQHFWRU 7KLV SLJWDLO VKRXOG QRW EH
UHPRYHG IURP WKH R[\JHQ VHQVRU 'DPDJH RU UHPRYDO
RI WKH SLJWDLO RU WKH FRQQHFWRU FRXOG DIIHFW SURSHU
RSHUDWLRQ RI WKH R[\JHQ VHQVRU 7DNH FDUH ZKHQ
KDQGOLQJ WKH R[\JHQ VHQVRU 'R QRW GURS WKH R[\JHQ
VHQVRU
 'LVFRQQHFW WKH R[\JHQ VHQVRU FRQQHFWRU
1RWLFH 7KH R[\JHQ VHQVRU PD\ EH GLIILFXOW WR UHPRYH
ZKHQ HQJLQH WHPSHUDWXUH LV EHORZ E& E) 
([FHVVLYH IRUFH PD\ GDPDJH WKUHDGV LQ WKH H[KDXVW
PDQLIROG
$)

 &DUHIXOO\ UHPRYH WKH R[\JHQ VHQVRU IURP WKH H[KDXVW


PDQLIROG

,QVWDOODWLRQ 3URFHGXUH
,PSRUWDQW $ VSHFLDO DQWLVHL]H FRPSRXQG LV XVHG RQ
WKH R[\JHQ VHQVRU WKUHDGV 7KLV FRPSRXQG FRQVLVWV RI D
OLTXLG JUDSKLWH DQG JODVV EHDGV 7KH JUDSKLWH ZLOO EXUQ
DZD\ EXW WKH JODVV EHDGV ZLOO UHPDLQ PDNLQJ WKH
VHQVRU HDVLHU WR UHPRYH 1HZ RU VHUYLFHG VHQVRUV ZLOO
DOUHDG\ KDYH WKH FRPSRXQG DSSOLHG WR WKH WKUHDGV ,I D
VHQVRU LV UHPRYHG IURP DQ\ HQJLQH DQG LV WR EH
UHLQVWDOOHG WKH WKUHDGV PXVW KDYH DQ DQWLVHL]H
FRPSRXQG DSSOLHG EHIRUH UHLQVWDOODWLRQ
 &RDW WKH WKUHDGV RI WKH R[\JHQ VHQVRU ZLWK DQ
DQWLVHL]H FRPSRXQG LI QHHGHG
 ,QVWDOO WKH R[\JHQ VHQVRU LQWR WKH H[KDXVW PDQLIROG

7LJKWHQ

$)

'$(:22 9 %/

7LJKWHQ WKH R[\JHQ VHQVRU WR 1:P  OE:IW 


 &RQQHFW WKH R[\JHQ VHQVRU FRQQHFWRU
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

)   (1*,1( &21752/6

2;<*(1 6(1625 26 


 / '2+&
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
1RWLFH 7KH R[\JHQ VHQVRU 26  XVHV D SHUPDQHQWO\
DWWDFKHG SLJWDLO DQG FRQQHFWRU 7KLV SLJWDLO VKRXOG QRW EH
UHPRYHG IURP WKH 26  'DPDJH RU UHPRYDO RI WKH
SLJWDLO RU WKH FRQQHFWRU FRXOG DIIHFW SURSHU RSHUDWLRQ RI
WKH 26  7DNH FDUH ZKHQ KDQGOLQJ WKH 26  'R QRW
GURS WKH 26 
 'LVFRQQHFW WKH 26  FRQQHFWRU
1RWLFH 7KH R[\JHQ VHQVRU PD\ EH GLIILFXOW WR UHPRYH
ZKHQ HQJLQH WHPSHUDWXUH LV EHORZ E& E) 
([FHVVLYH IRUFH PD\ GDPDJH WKUHDGV LQ WKH H[KDXVW
PDQLIROG
$)

 &DUHIXOO\ UHPRYH WKH 26  IURP WKH H[KDXVW


PDQLIROG

,QVWDOODWLRQ 3URFHGXUH
,PSRUWDQW $ VSHFLDO DQWL VHL]H FRPSRXQG LV XVHG RQ
WKH R[\JHQ VHQVRU WKUHDGV 7KLV FRPSRXQG FRQVLVWV RI D
OLTXLG JUDSKLWH DQG JODVV EHDGV 7KH JUDSKLWH ZLOO EXUQ
DZD\ EXW WKH JODVV EHDGV ZLOO UHPDLQ PDNLQJ WKH
VHQVRU HDVLHU WR UHPRYH 1HZ RU VHUYLFHG VHQVRUV ZLOO
DOUHDG\ KDYH WKH FRPSRXQG DSSOLHG WR WKH WKUHDGV ,I D
VHQVRU LV UHPRYHG IURP DQ\ HQJLQH DQG LV WR EH
UHLQVWDOOHG WKH WKUHDGV PXVW KDYH DQ DQWLVHL]H
FRPSRXQG DSSOLHG EHIRUH UHLQVWDOODWLRQ
 &RDW WKH WKUHDGV RI WKH 26  ZLWK DQ DQWLVHL]H
FRPSRXQG LI QHHGHG
 ,QVWDOO WKH 26  LQWR WKH H[KDXVW PDQLIROG

7LJKWHQ

$)

7LJKWHQ WKH R[\JHQ VHQVRU WR 1:P OE:IW 


 &RQQHFW WKH 26  FRQQHFWRU
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

+($7(' 2;<*(1 6(1625 +26


  / '2+&
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU

&*

'$(:22 9 %/

(1*,1( &21752/6 )  


 5HPRYH WKH KHDWHG R[\JHQ VHQVRU

&*

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH KHDWHG R[\JHQ VHQVRU

7LJKWHQ
7LJKWHQ WKH KHDWHG R[\JHQ VHQVRU WR  1:P
OE:IW 

&*

 &RQQHFW WKH HOHFWULFDO FRQQHFWRU


 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&*

'$(:22 9 %/

)   (1*,1( &21752/6

0$1,)2/' $,5 7(03(5$785(


6(1625 7<3,&$/
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'LVFRQQHFW WKH PDQLIROG DLU WHPSHUDWXUH 0$7
VHQVRU FRQQHFWRU
 5HPRYH WKH 0$7 VHQVRU

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH 0$7 VHQVRU

7LJKWHQ
7LJKWHQ WKH PDQLIROG DLU WHPSHUDWXUH VHQVRU WR
1:P  OE:IW 
 &RQQHFW WKH 0$7 FRQQHFWRU
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
&)

,'/( $,5 &21752/ 9$/9(


7<3,&$/
5HPRYDO 3URFHGXUH





'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH


5HPRYH WKH DLU LQWDNH UHVRQDWRU
'LVFRQQHFW WKH LGOH DLU FRQWURO ,$& YDOYH FRQQHFWRU
5HPRYH WKH ,$& YDOYH UHWDLQLQJ EROWV

1RWLFH 2Q ,$& YDOYHV WKDW KDYH EHHQ LQ VHUYLFH GR QRW


SXVK RQ WKH YDOYH SLQWOH 7KH IRUFH UHTXLUHG WR PRYH WKH
SLQWOH PD\ GDPDJH WKH WKUHDGV RQ WKH ZRUP GULYH
 5HPRYH WKH ,$& YDOYH
1RWLFH 'R QRW XVH PHWK\O HWK\O NHWRQH EHFDXVH LW FDQ
GDPDJH WKH SDUWV
&)

 &OHDQ WKH ,$& YDOYH 2ULQJ VHDO DUHD WKH SLQWOH YDOYH
VHDW DQG WKH DLU SDVVDJH ZLWK D VXLWDEOH IXHO V\VWHP
FOHDQHU

'$(:22 9 %/

(1*,1( &21752/6 )  


,QVWDOODWLRQ 3URFHGXUH
,PSRUWDQW ,I LQVWDOOLQJ D QHZ ,$& YDOYH EH VXUH WR
UHSODFH LW ZLWK DQ LGHQWLFDO SDUW 7KH ,$& YDOYH SLQWOH
VKDSH DQG GLDPHWHU DUH GHVLJQHG IRU WKH VSHFLILF
DSSOLFDWLRQ 0HDVXUH WKH GLVWDQFH EHWZHHQ WKH WLS RI WKH
,$& YDOYH SLQWOH DQG WKH PRXQWLQJ IODQJH ,I WKH GLVWDQFH
LV JUHDWHU WKDQ  PP  LQFKHV  XVH ILQJHU SUHVVXUH WR
VORZO\ UHWUDFW WKH SLQWOH 7KH IRUFH UHTXLUHG WR UHWUDFW WKH
SLQWOH ZLOO QRW GDPDJH WKH ,$& YDOYH 7KH SXUSRVH RI WKH
 PP  LQFK VHWWLQJ LV WR SUHYHQW WKH ,$& SLQWOH IURP
ERWWRPLQJ RXW RQ WKH SLQWOH VHDW 7KLV  PP  LQFK
VHWWLQJ LV DOVR DQ DGHTXDWH VHWWLQJ IRU FRQWUROOHG LGOH RQ D
UHVWDUW
 /XEULFDWH D QHZ 2ULQJ ZLWK HQJLQH RLO ,QVWDOO WKH QHZ
2ULQJ RQWR WKH YDOYH
 ,QVWDOO WKH ,$& YDOYH LQWR WKH WKURWWOH ERG\
&)

 ,QVWDOO WKH ,$& YDOYH UHWDLQLQJ EROWV

7LJKWHQ





7LJKWHQ WKH LGOH DLU FRQWURO YDOYH UHWDLQLQJ EROWV WR


1:P  OE:LQ 
&RQQHFW WKH ,$& YDOYH FRQQHFWRU
,QVWDOO WKH DLU LQWDNH UHVRQDWRU
&RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
6WDUW WKH HQJLQH DQG FKHFN IRU WKH SURSHU LGOH VSHHG

&)

0$1,)2/' $%62/87( 35(6685(


6(1625 62+&
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'LVFRQQHFW WKH YDFXXP KRVH IURP WKH PDQLIROG
DEVROXWH SUHVVXUH 0$3 VHQVRU
 'LVFRQQHFW WKH 0$3 FRQQHFWRU
 5HPRYH WKH 0$3 VHQVRU PRXQWLQJ EROW DQG WKH 0$3
VHQVRU

&)

'$(:22 9 %/

)   (1*,1( &21752/6


,QVWDOODWLRQ 3URFHGXUH
 ,QVHUW WKH 0$3 VHQVRU LQWR LWV PRXQWLQJ
 ,QVWDOO WKH EROW WKURXJK WKH 0$3 VHQVRU PRXQWLQJ

7LJKWHQ
7LJKWHQ WKH PDQLIROG DEVROXWH SUHVVXUH VHQVRU
UHWDLQLQJ EROW WR 1:P  OE:LQ 
 &RQQHFW WKH 0$3 VHQVRU FRQQHFWRU
 &RQQHFW WKH YDFXXP KRVH WR WKH 0$3 VHQVRU
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&)

0$1,)2/' $%62/87( 35(6685(


6(1625 '2+&
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH PDQLIROG DEVROXWH SUHVVXUH 0$3
VHQVRU EROW

&)

 5HPRYH WKH 0$3 VHQVRU XS DQG FOHDU RI WKH LQWDNH


PDQLIROG UHFHVV
 'LVFRQQHFW WKH 0$3 VHQVRU FRQQHFWRU

&)

'$(:22 9 %/

(1*,1( &21752/6 )  


,QVWDOODWLRQ 3URFHGXUH
 &RQQHFW WKH 0$3 VHQVRU FRQQHFWRU WR WKH 0$3
VHQVRU
 ,QVWDOO WKH 0$3 VHQVRU LQWR WKH LQWDNH PDQLIROG

&)

 ,QVWDOO WKH 0$3 VHQVRU UHWDLQLQJ EROW

7LJKWHQ
7LJKWHQ WKH 0$3 VHQVRU UHWDLQLQJ EROW WR 1:P
OE:LQ 
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&)

(;+$867 *$6 5(&,5&8/$7,21


9$/9( 62+&
5HPRYDO 3URFHGXUH
 5HPRYH WKH EROWV DQG WKH IXHO LQMHFWRU FRYHU
 5HPRYH WKH DLU LQWDNH WXEH DQG UHVRQDWRU
 'LVFRQQHFW WKH YDFXXP KRVH IURP WKH H[KDXVW JDV
UHFLUFXODWLRQ (*5 YDOYH
 5HPRYH WKH IXHO UDLO 5HIHU WR )XHO 5DLO DQG ,QMHFWRUV
62+& LQ WKLV VHFWLRQ

&)

'$(:22 9 %/

)   (1*,1( &21752/6


 5HPRYH WKH FDQLVWHU SXUJH VROHQRLG EUDFNHW EROWV
DQG UHSRVLWLRQ WKH EUDFNHW
 5HPRYH WKH EROWV DQG WKH (*5 YDOYH

&)

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH (*5 YDOYH DQG WKH EROWV

7LJKWHQ
7LJKWHQ WKH (*5 YDOYH EROWV WR  1:P  OE:IW 

&)

 ,QVWDOO WKH FDQLVWHU SXUJH VROHQRLG EUDFNHW EROWV

7LJKWHQ
7LJKWHQ WKH FDQLVWHU SXUJH VROHQRLG EUDFNHW EROWV WR
1:P  OE:LQ 

&)

'$(:22 9 %/

(1*,1( &21752/6 )  


 5HPRYH WKH IXHO UDLO 5HIHU WR )XHO 5DLO DQG ,QMHFWRUV
62+& LQ WKLV VHFWLRQ
 &RQQHFW WKH YDFXXP KRVH WR WKH H[KDXVW JDV
UHFLUFXODWLRQ (*5 YDOYH
 ,QVWDOO WKH DLU LQWDNH WXEH DQG UHVRQDWRU
 5HPRYH WKH IXHO LQMHFWRU FRYHU DQG WKH EROWV

7LJKWHQ
7LJKWHQ WKH IXHO LQMHFWRU FRYHU EROWV WR  1:P
OE:LQ 

&)

(;+$867 *$6 5(&,5&8/$7,21


9$/9( '2+&
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'LVFRQQHFW WKH YDFXXP KRVH IURP WKH H[KDXVW JDV
UHFLUFXODWLRQ (*5 YDOYH
 5HPRYH WKH (*5 YDOYH UHWDLQLQJ EROWV
 5HPRYH WKH (*5 YDOYH IURP WKH ',6 LJQLWLRQ FRLO
DGDSWHU

%)

,QVWDOODWLRQ 3URFHGXUH
 &OHDQ WKH ',6 LJQLWLRQ FRLO DGDSWHU PDWLQJ VXUIDFH
 ,QVWDOO D QHZ (*5 YDOYH JDVNHW
 ,QVWDOO WKH (*5 YDOYH ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH H[KDXVW JDV UHFLUFXODWLRQ YDOYH UHWDLQLQJ
EROWV WR  1:P  OE:IW 
 &RQQHFW WKH YDFXXP KRVH WR WKH (*5 YDOYH
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

%)

'$(:22 9 %/

)   (1*,1( &21752/6

.12&. 6(1625 '2+&


5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 'LVFRQQHFW HOHFWULFDO FRQQHFWRU DW WKH NQRFN VHQVRU

&)

 5HPRYH WKH EROW DQG WKH NQRFN VHQVRU

&)

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH NQRFN VHQVRU ZLWK WKH EROW

7LJKWHQ
7LJKWHQ WKH NQRFN VHQVRU EROW WR  1:P OE:IW 

&)

'$(:22 9 %/

(1*,1( &21752/6 )  


 &RQQHFW WKH HOHFWULFDO FRQQHFWRU DW WKH NQRFN VHQVRU
 /RZHU WKH YHKLFOH
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&)

(9$325$7,9( (0,66,21
&$1,67(5
5HPRYDO 3URFHGXUH
&DXWLRQ &DQLVWHU DQG YDFXXP KRVHV FRQWDLQ IXHO
YDSRUV 'R QRW VPRNH LQ WKH DUHD RU SHUPLW DQ RSHQ
IODPH
 5HPRYH WKH FDQLVWHU SURWHFWLYH FRYHU
 'LVFRQQHFW WKH FDQLVWHU IXHO YDSRU KRVHV
 5HPRYH WKH EROW WKDW VHFXUHV WKH FDQLVWHU IODQJH WR
WKH YHKLFOH
 6OLGH WKH FDQLVWHU RXW RI WKH WUDFN KROGHU
 5HPRYH WKH FDQLVWHU

$)

,QVWDOODWLRQ 3URFHGXUH
 ,QVHUW WKH FDQLVWHU LQWR WKH WUDFN DQG VOLGH LW LQWR
SRVLWLRQ
 ,QVWDOO WKH FDQLVWHU IODQJH EROW

7LJKWHQ
7LJKWHQ WKH HYDSRUDWLYH HPLVVLRQ FDQLVWHU IODQJH EROW
WR 1:P OE:IW 
 &RQQHFW WKH FDQLVWHU IXHO YDSRU KRVHV
 ,QVWDOO WKH FDQLVWHU SURWHFWLYH FRYHU

7LJKWHQ
7LJKWHQ WKH HYDSRUDWLYH HPLVVLRQ FDQLVWHU SURWHFWLYH
FRYHU WR  1:P  OE:LQ 

$)

'$(:22 9 %/

)   (1*,1( &21752/6

&21752//(' &$1,67(5 385*(


62/(12,'
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'LVFRQQHFW WKH FRQWUROOHG FDQLVWHU SXUJH &&3
VROHQRLG FRQQHFWRU
 'LVFRQQHFW WKH YDFXXP KRVHV IURP WKH &&3
VROHQRLG
 5HPRYH WKH &&3 VROHQRLG EUDFNHW EROW IURP WKH
LQWDNH PDQLIROG
 8QFOLS WKH &&3 VROHQRLG IURP WKH PRXQWLQJ EUDFNHW

&)

,QVWDOODWLRQ 3URFHGXUH
 $WWDFK WKH &&3 VROHQRLG WR WKH PRXQWLQJ EUDFNHW
 ,QVWDOO WKH &&3 VROHQRLG DQG WKH PRXQWLQJ EUDFNHW WR
WKH LQWDNH PDQLIROG ZLWK WKH EUDFNHW EROW

7LJKWHQ
7LJKWHQ WKH FRQWUROOHG FDQLVWHU SXUJH VROHQRLG EUDFNHW
EROW WR  1:P  OE:LQ 
 &RQQHFW WKH YDFXXP KRVHV WR WKH &&3 VROHQRLG
 &RQQHFW WKH &&3 VROHQRLG FRQQHFWRU
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&)

&5$1.6+$)7 326,7,21 6(1625


7<3,&$/
5HPRYDO 3URFHGXUH

%)

 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH


 5HPRYH WKH SRZHU VWHHULQJ SXPS LI HTXLSSHG 5HIHU
WR 6HFWLRQ % 3RZHU 6WHHULQJ 3XPS
 5HPRYH WKH $& FRPSUHVVRU 5HIHU WR 6HFWLRQ '
$XWRPDWLF 7HPSHUDWXUH &RQWURO +HDWLQJ 9HQWLODWLRQ
DQG $LU &RQGLWLRQLQJ 6\VWHP
 5HPRYH WKH UHDU $& FRPSUHVVRU PRXQWLQJ EUDFNHW
EROWV DQG WKH UHDU $& FRPSUHVVRU PRXQWLQJ EUDFNHW
 5HPRYH WKH DFFHVVRU\ PRXQWLQJ EUDFNHW E\
UHPRYLQJ WKH EROWV
 5HPRYH WKH IURQW WLPLQJ EHOW FRYHU RQ YHKLFOHV ZLWK
DQ 62+& HQJLQH 5HIHU WR 6HFWLRQ % 62+& (QJLQH
0HFKDQLFDO

'$(:22 9 %/

(1*,1( &21752/6 )  


 'LVFRQQHFW WKH FUDQNVKDIW SRVLWLRQ VHQVRU &36
FRQQHFWRU
 5HPRYH WKH &36 UHWDLQLQJ EROW
 *HQWO\ URWDWH DQG UHPRYH WKH &36 IURP WKH HQJLQH
EORFN

%)

,QVWDOODWLRQ 3URFHGXUH
 ,QVHUW WKH &36 LQWR WKH HQJLQH EORFN
 ,QVWDOO WKH &36 UHWDLQLQJ EROW

7LJKWHQ
7LJKWHQ WKH FUDQNVKDIW SRVLWLRQ VHQVRU UHWDLQLQJ EROW
WR  1:P  OE:LQ 
 &RQQHFW WKH &36 FRQQHFWRU
 ,QVWDOO WKH IURQW WLPLQJ EHOW FRYHU RQ YHKLFOHV ZLWK DQ
62+& HQJLQH 5HIHU WR 6HFWLRQ % 62+& (QJLQH
0HFKDQLFDO
 ,QVWDOO WKH DFFHVVRU\ PRXQWLQJ EUDFNHW ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH DFFHVVRU\ PRXQWLQJ EUDFNHW EROWV WR
1:P  OEIW 
%)

 ,QVWDOO WKH UHDU $& PRXQWLQJ EUDFNHW

7LJKWHQ
7LJKWHQ WKH UHDU $& PRXQWLQJ EUDFNHW EROWV WR  1:P
 OE:IW 
 ,QVWDOO WKH $& FRPSUHVVRU 5HIHU WR 6HFWLRQ '
$XWRPDWLF 7HPSHUDWXUH &RQWURO +HDWLQJ 9HQWLODWLRQ
DQG $LU &RQGLWLRQLQJ 6\VWHP
 ,QVWDOO WKH SRZHU VWHHULQJ SXPS 5HIHU WR 6HFWLRQ %
3RZHU 6WHHULQJ 3XPS
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

%)

'$(:22 9 %/

)   (1*,1( &21752/6

&$06+$)7 326,7,21 6(1625


5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH HQJLQH FRYHU
 'LVFRQQHFW WKH VHQVRU HOHFWULFDO FRQQHFWRU

%)

 5HPRYH WKH WLPLQJ EHOW IURQW FRYHU 5HIHU WR 6HFWLRQ


& '2+& (QJLQH 0HFKDQLFDO
 5HPRYH WKH FDPVKDIW SRVLWLRQ VHQVRU EROWV
 5HPRYH WKH FDPVKDIW SRVLWLRQ VHQVRU IURP WKH WRS

%)

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH FDPVKDIW SRVLWLRQ VHQVRU DQG EROWV

7LJKWHQ
7LJKWHQ WKH FDPVKDIW SRVLWLRQ EROWV WR  1:P 
OE:LQ 

%)

'$(:22 9 %/

(1*,1( &21752/6 )  


 ,QVWDOO WKH WLPLQJ EHOW IURQW FRYHU WKH FUDQNVKDIW
SXOOH\ WKH DFFHVVRU\ GULYH EHOW DQG WKH DLU ILOWHU
5HIHU WR 6HFWLRQ & '2+& (QJLQH 0HFKDQLFDO
 &RQQHFW WKH VHQVRU HOHFWULFDO FRQQHFWRU
 ,QVWDOO WKH HQJLQH FRYHU
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

%)

(/(&7521,& &21752/ 02'8/(


7<3,&$/
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH SDVVHQJHU VLGH NLFN SDQHO 5HIHU WR
6HFWLRQ * ,QWHULRU 7ULP
 5HPRYH WKH HOHFWURQLF FRQWURO PRGXOH (&0 EUDFNHW
WULP ORFNV
 3XOO WKH (&0 GRZQ IURP WKH (&0 PRXQWLQJ EDVH

&)

 'LVFRQQHFW WKH (&0 FRQQHFWRUV IURP WKH (&0

%)

'$(:22 9 %/

)   (1*,1( &21752/6


,QVWDOODWLRQ 3URFHGXUH






&RQQHFW WKH (&0 FRQQHFWRUV WR WKH (&0


$OLJQ WKH (&0 LQWR WKH PRXQWLQJ EDVH
6QDS WKH (&0 LQWR LWV PRXQWLQJ EDVH
,QVWDOO WKH (&0 WULP ORFNV
,QVWDOO WKH SDVVHQJHU VLGH NLFN SDQHO 5HIHU WR 6HFWLRQ
* ,QWHULRU 7ULP
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&)

',5(&7 ,*1,7,21 6<67(0 ,*1,7,21


&2,/ 7<3,&$/
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'LVFRQQHFW WKH GLUHFW LJQLWLRQ V\VWHP ',6 LJQLWLRQ
FRLO FRQQHFWRU
 1RWH WKH LJQLWLRQ ZLUH ORFDWLRQ DQG UHPRYH WKH LJQLWLRQ
ZLUHV
 5HPRYH WKH ',6 LJQLWLRQ FRLO UHWDLQLQJ EROWV
 5HPRYH WKH ',6 LJQLWLRQ FRLO

$)

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH ',6 LJQLWLRQ FRLO LQWR WKH PRXQWLQJ ORFDWLRQ
DQG LQVWDOO WKH UHWDLQLQJ EROWV

7LJKWHQ
7LJKWHQ WKH ',6 LJQLWLRQ FRLO UHWDLQLQJ EROWV WR 1:P
OE:LQ 
 &RQQHFW WKH ',6 LJQLWLRQ FRLO FRQQHFWRU
 ,QVWDOO WKH LJQLWLRQ ZLUHV
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

$)

'$(:22 9 %/

(1*,1( &21752/6 )  

)8(/ &872)) 6:,7&+


5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH SDVVHQJHU IURQW URFNHU WULP SDQHO 5HIHU
WR 6HFWLRQ * ,QWHULRU 7ULP
 5HPRYH WKH ORZHU %SLOODU WULP SDQHO 5HIHU WR
6HFWLRQ * ,QWHULRU 7ULP
 5HSRVLWLRQ WKH FDUSHW
 5HPRYH WKH IXHO FXWRII VZLWFK PRXQWLQJ EROWV
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU DW WKH IXHO FXWRII
VZLWFK

&)

,QVWDOODWLRQ 3URFHGXUH
 &RQQHFW WKH HOHFWULFDO FRQQHFWRU DW WKH IXHO FXWRII
VZLWFK
 ,QVWDOO WKH IXHO FXWRII VZLWFK PRXQWLQJ EROWV

7LJKWHQ
7LJKWHQ WKH IXHO FXWRII VZLWFK PRXQWLQJ EROWV WR 1:P
OE:LQ 
,PSRUWDQW 7KH IXHO FXWRII VZLWFK PD\ KDYH WR EH UHVHW
LQ RUGHU WR VWDUW WKH YHKLFOH
 5HSRVLWLRQ WKH FDUSHW
 ,QVWDOO WKH ORZHU %SLOODU WULP SDQHO 5HIHU WR 6HFWLRQ
* ,QWHULRU 7ULP
 ,QVWDOO WKH SDVVHQJHU IURQW URFNHU WULP SDQHO 5HIHU WR
6HFWLRQ * ,QWHULRU 7ULP
&)

'$(:22 9 %/

 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

)   (1*,1( &21752/6

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
,*1,7,21 6<67(0 23(5$7,21
7KLV LJQLWLRQ V\VWHP GRHV QRW XVH D FRQYHQWLRQDO
GLVWULEXWRU DQG FRLO ,W XVHV D FUDQNVKDIW SRVLWLRQ VHQVRU
LQSXW WR WKH HOHFWURQLF FRQWURO PRGXOH (&0  7KH (&0
WKHQ GHWHUPLQHV HOHFWURQLF VSDUN WLPLQJ (67 DQG
WULJJHUV WKH GLUHFW LJQLWLRQ V\VWHP LJQLWLRQ FRLO
7KLV W\SH RI GLVWULEXWRUOHVV LJQLWLRQ V\VWHP XVHV D
CCZDVWH VSDUN

PHWKRG RI VSDUN GLVWULEXWLRQ (DFK


F\OLQGHU LV SDLUHG ZLWK WKH F\OLQGHU WKDW LV RSSRVLWH LW
 RU  7KH VSDUN RFFXUV VLPXOWDQHRXVO\ LQ WKH
F\OLQGHU FRPLQJ XS RQ WKH FRPSUHVVLRQ VWURNH DQG LQ WKH
F\OLQGHU FRPLQJ XS RQ WKH H[KDXVW VWURNH 7KH F\OLQGHU
RQ WKH H[KDXVW VWURNH UHTXLUHV YHU\ OLWWOH RI WKH DYDLODEOH
HQHUJ\ WR ILUH WKH VSDUN SOXJ 7KH UHPDLQLQJ HQHUJ\ LV
DYDLODEOH WR WKH VSDUN SOXJ LQ WKH F\OLQGHU RQ WKH
FRPSUHVVLRQ VWURNH
7KHVH V\VWHPV XVH WKH (67 VLJQDO IURP WKH (&0 WR
FRQWURO WKH (67 7KH (&0 XVHV WKH IROORZLQJ
LQIRUPDWLRQ
- (QJLQH ORDG PDQLIROG SUHVVXUH RU YDFXXP 
- $WPRVSKHULF EDURPHWULF SUHVVXUH
- (QJLQH WHPSHUDWXUH
- ,QWDNH DLU WHPSHUDWXUH
- &UDQNVKDIW SRVLWLRQ
- (QJLQH VSHHG USP 

',5(&7 ,*1,7,21 6<67(0 ,*1,7,21


&2,/
7KH GLUHFW LJQLWLRQ V\VWHP ',6 LJQLWLRQ FRLO LV PRXQWHG
QHDU WKH UHDU RI WKH FDPVKDIW FDUULHU RQ WKH VLQJOH
RYHUKHDG FDPVKDIW HQJLQH 2Q WKH GXDO RYHUKHDG
FDPVKDIW HQJLQH WKH ',6 LJQLWLRQ FRLO LV PRXQWHG QHDU
WKH UHDU RI WKH F\OLQGHU KHDG (DFK SDLU RI WHUPLQDOV RI
WKH ',6 LJQLWLRQ FRLO SURYLGHV WKH VSDUN IRU WZR VSDUN
SOXJV VLPXOWDQHRXVO\ 7KH ',6 LJQLWLRQ FRLO LV QRW
VHUYLFHDEOH DQG PXVW EH UHSODFHG DV DQ DVVHPEO\

&5$1.6+$)7 326,7,21 6(1625


7KLV GLUHFW LJQLWLRQ V\VWHP XVHV D PDJQHWLF FUDQNVKDIW
SRVLWLRQ VHQVRU 7KLV VHQVRU SURWUXGHV WKURXJK LWV PRXQW
WR ZLWKLQ DSSUR[LPDWHO\  PP  LQFK RI WKH
FUDQNVKDIW UHOXFWRU 7KH UHOXFWRU LV D VSHFLDO ZKHHO
DWWDFKHG
WR WKH FUDQNVKDIW ZLWK  VORWV PDFKLQHG LQWR LW  RI
ZKLFK DUH HTXDOO\ VSDFHG LQ GHJUHH LQWHUYDOV 7KH
ODVW VORW LV ZLGHU DQG VHUYHV WR JHQHUDWH D V\QF SXOVH
$V WKH FUDQNVKDIW URWDWHV WKH VORWV LQ WKH UHOXFWRU
FKDQJH WKH PDJQHWLF ILHOG RI WKH VHQVRU FUHDWLQJ DQ
LQGXFHG YROWDJH SXOVH 7KH ORQJHU SXOVH RI WKH WK VORW
LGHQWLILHV D VSHFLILF RULHQWDWLRQ RI WKH FUDQNVKDIW DQG
DOORZV WKH HOHFWURQLF FRQWURO PRGXOH (&0 WR GHWHUPLQH
WKH FUDQNVKDIW RULHQWDWLRQ DW DOO WLPHV 7KH (&0 XVHV
WKLV LQIRUPDWLRQ WR JHQHUDWH WLPHG LJQLWLRQ DQG LQMHFWLRQ
SXOVHV WKDW LW VHQGV WR WKH LJQLWLRQ FRLOV DQG WR WKH IXHO
LQMHFWRUV

&$06+$)7 326,7,21 6(1625


7KH FDPVKDIW SRVLWLRQ VHQVRU &03 VHQGV D &03
VLJQDO WR WKH HQJLQH FRQWURO PRGXOH (&0  7KH (&0
XVHV WKLV VLJQDO DV D V\QF SXOVH WR WULJJHU WKH LQMHFWRUV
LQ WKH SURSHU VHTXHQFH 7KH (&0 XVHV WKH &03 VLJQDO
WR LQGLFDWH WKH SRVLWLRQ RI WKH  SLVWRQ GXULQJ LWV SRZHU
VWURNH 7KLV DOORZV WKH (&0 WR FDOFXODWH WUXH VHTXHQWLDO
IXHO LQMHFWLRQ PRGH RI RSHUDWLRQ ,I WKH (&0 GHWHFWV DQ
LQFRUUHFW &03 VLJQDO ZKLOH WKH HQJLQH LV UXQQLQJ
'LDJQRVWLF 7URXEOH &RGH '7& 3 ZLOO VHW ,I WKH
&03 VLJQDO LV ORVW ZKLOH WKH HQJLQH LV UXQQLQJ WKH IXHO
LQMHFWLRQ V\VWHP ZLOO VKLIW WR D FDOFXODWHG VHTXHQWLDO IXHO
LQMHFWLRQ PRGH EDVHG RQ WKH ODVW IXHO LQMHFWLRQ SXOVH DQG
WKH HQJLQH ZLOO FRQWLQXH WR UXQ $V ORQJ DV WKH IDXOW LV
SUHVHQW WKH HQJLQH FDQ EH UHVWDUWHG ,W ZLOO UXQ LQ WKH
FDOFXODWHG VHTXHQWLDO PRGH ZLWK D  LQ  FKDQFH RI WKH
LQMHFWRU VHTXHQFH EHLQJ FRUUHFW

,'/( $,5 6<67(0 23(5$7,21


7KH LGOH DLU V\VWHP RSHUDWLRQ LV FRQWUROOHG E\ WKH EDVH
LGOH VHWWLQJ RI WKH WKURWWOH ERG\ DQG WKH LGOH DLU FRQWURO
,$& YDOYH
7KH HOHFWURQLF FRQWURO PRGXOH (&0 XVHV WKH ,$& YDOYH
WR VHW WKH LGOH VSHHG GHSHQGHQW RQ FRQGLWLRQV 7KH (&0
XVHV LQIRUPDWLRQ IURP YDULRXV LQSXWV VXFK DV FRRODQW
WHPSHUDWXUH PDQLIROG YDFXXP HWF IRU WKH HIIHFWLYH
FRQWURO RI WKH LGOH VSHHG

)8(/ &21752/ 6<67(0


23(5$7,21 / 62+&'2+&
7KH IXQFWLRQ RI WKH IXHO PHWHULQJ V\VWHP LV WR GHOLYHU WKH
FRUUHFW DPRXQW RI IXHO WR WKH HQJLQH XQGHU DOO RSHUDWLQJ
FRQGLWLRQV 7KH IXHO LV GHOLYHUHG WR WKH HQJLQH E\ WKH
LQGLYLGXDO IXHO LQMHFWRUV PRXQWHG LQWR WKH LQWDNH PDQLIROG
QHDU HDFK F\OLQGHU
7KH WZR PDLQ IXHO FRQWURO VHQVRUV DUH WKH PDQLIROG
DEVROXWH SUHVVXUH 0$3 VHQVRU DQG WKH R[\JHQ 2
VHQVRU
7KH 0$3 VHQVRU PHDVXUHV RU VHQVHV WKH LQWDNH
PDQLIROG YDFXXP 8QGHU KLJK IXHO GHPDQGV WKH 0$3
VHQVRU UHDGV D ORZ YDFXXP FRQGLWLRQ VXFK DV ZLGH
RSHQ WKURWWOH 7KH HOHFWURQLF FRQWURO PRGXOH (&0 XVHV
WKLV LQIRUPDWLRQ WR HQULFK WKH PL[WXUH WKXV LQFUHDVLQJ
WKH IXHO LQMHFWRU RQWLPH WR SURYLGH WKH FRUUHFW DPRXQW
RI IXHO :KHQ GHFHOHUDWLQJ WKH YDFXXP LQFUHDVHV 7KLV
YDFXXP FKDQJH LV VHQVHG E\ WKH 0$3 VHQVRU DQG UHDG
E\ WKH (&0 ZKLFK WKHQ GHFUHDVHV WKH IXHO LQMHFWRU
RQWLPH GXH WR WKH ORZ IXHO GHPDQG FRQGLWLRQV
7KH 2 VHQVRU LV ORFDWHG LQ WKH H[KDXVW PDQLIROG 7KH
2 VHQVRU LQGLFDWHV WR WKH (&0 WKH DPRXQW RI R[\JHQ LQ
WKH H[KDXVW JDV DQG WKH (&0 FKDQJHV WKH DLUIXHO UDWLR
WR WKH HQJLQH E\ FRQWUROOLQJ WKH IXHO LQMHFWRUV 7KH EHVW
DLUIXHO UDWLR WR PLQLPL]H H[KDXVW HPLVVLRQV LV  WR 
ZKLFK DOORZV WKH FDWDO\WLF FRQYHUWHU WR RSHUDWH PRVW
HIILFLHQWO\ %HFDXVH RI WKH FRQVWDQW PHDVXULQJ DQG
DGMXVWLQJ RI WKH DLUIXHO UDWLR WKH IXHO LQMHFWLRQ V\VWHP
LVFDOOHG D FORVHG ORRS V\VWHP
7KH (&0 XVHV YROWDJH LQSXWV IURP VHYHUDO VHQVRUV WR
GHWHUPLQH KRZ PXFK IXHO WR SURYLGH WR WKH HQJLQH 7KH

'$(:22 9 %/

(1*,1( &21752/6 )  


IXHO LV GHOLYHUHG XQGHU RQH RI VHYHUDO FRQGLWLRQV FDOOHG
CCPRGHV

6WDUWLQJ 0RGH
:KHQ WKH LJQLWLRQ LV WXUQHG 21 WKH (&0 WXUQV WKH IXHO
SXPS UHOD\ RQ IRU  VHFRQGV 7KH IXHO SXPS WKHQ EXLOGV
IXHO SUHVVXUH 7KH (&0 DOVR FKHFNV WKH FRRODQW
WHPSHUDWXUH VHQVRU &76 DQG WKH WKURWWOH SRVLWLRQ
VHQVRU 736 DQG GHWHUPLQHV WKH SURSHU DLUIXHO UDWLR IRU
VWDUWLQJ WKH HQJLQH 7KLV UDQJHV IURP  WR  DW E&
E) FRRODQW WHPSHUDWXUH WR  WR  DW E&
E) FRRODQW WHPSHUDWXUH 7KH (&0 FRQWUROV WKH
DPRXQW RI IXHO GHOLYHUHG LQ WKH VWDUWLQJ PRGH E\
FKDQJLQJ KRZ ORQJ WKH IXHO LQMHFWRU LV WXUQHG RQ DQG RII
7KLV LV GRQH E\ CCSXOVLQJ

WKH IXHO LQMHFWRUV IRU YHU\ VKRUW


WLPHV
&OHDU )ORRG 0RGH
,I WKH HQJLQH IORRGV ZLWK H[FHVVLYH IXHO LW PD\ EH
FOHDUHG E\ SXVKLQJ WKH DFFHOHUDWRU SHGDO GRZQ DOO WKH
ZD\ 7KH (&0 ZLOO WKHQ FRPSOHWHO\ WXUQ RII WKH IXHO E\
HOLPLQDWLQJ DQ\ IXHO LQMHFWRU VLJQDO 7KH (&0 KROGV WKLV
LQMHFWRU UDWH DV ORQJ DV WKH WKURWWOH VWD\V ZLGH RSHQ DQG
WKH HQJLQH LV EHORZ DSSUR[LPDWHO\  USP ,I WKH
WKURWWOH SRVLWLRQ EHFRPHV OHVV WKDQ DSSUR[LPDWHO\ 
SHUFHQW WKH (&0 UHWXUQV WR WKH VWDUWLQJ PRGH
5XQ 0RGH
7KH UXQ PRGH KDV WZR FRQGLWLRQV FDOOHG CCRSHQ ORRS

DQG CCFORVHG ORRS

2SHQ /RRS
:KHQ WKH HQJLQH LV ILUVW VWDUWHG DQG LW LV DERYH  USP
WKH V\VWHP JRHV LQWR CCRSHQ ORRS

RSHUDWLRQ ,Q CCRSHQ
ORRS

WKH (&0 LJQRUHV WKH VLJQDO IURP WKH R[\JHQ


VHQVRU DQG FDOFXODWHV WKH DLUIXHO UDWLR EDVHG RQ LQSXWV
IURP WKH &76 DQG WKH 0$3 VHQVRU 7KH (&0 VWD\V LQ
RSHQ ORRS XQWLO WKH IROORZLQJ FRQGLWLRQV DUH PHW
- 7KH 2 VHQVRU KDV D YDU\LQJ YROWDJH RXWSXW VKRZLQJ
WKDW LW LV KRW HQRXJK WR RSHUDWH SURSHUO\
- 7KH &76 LV DERYH D VSHFLILHG WHPSHUDWXUH
- $ VSHFLILF DPRXQW RI WLPH KDV HODSVHG DIWHU VWDUWLQJ
WKH HQJLQH
&ORVHG /RRS
7KH VSHFLILF YDOXHV IRU WKH DERYH FRQGLWLRQV YDU\ ZLWK
GLIIHUHQW HQJLQHV DQG DUH VWRUHG LQ WKH HOHFWURQLFDOO\
HUDVDEOH SURJUDPPDEOH UHDG RQO\ PHPRU\ ((3520 
:KHQ WKHVH FRQGLWLRQV DUH PHW WKH V\VWHP JRHV LQWR
FORVHG ORRS RSHUDWLRQ ,Q FORVHG ORRS WKH (&0
FDOFXODWHV WKH DLUIXHO UDWLR IXHO LQMHFWRU RQWLPH EDVHG
RQ WKH VLJQDO IURP WKH R[\JHQ VHQVRU 7KLV DOORZV WKH
DLUIXHO UDWLR WR VWD\ YHU\ FORVH WR  WR 
$FFHOHUDWLRQ 0RGH
7KH (&0 UHVSRQGV WR UDSLG FKDQJHV LQ WKURWWOH SRVLWLRQ
DQG DLUIORZ DQG SURYLGHV H[WUD IXHO
'HFHOHUDWLRQ 0RGH
7KH (&0 UHVSRQGV WR FKDQJHV LQ WKURWWOH SRVLWLRQ DQG
DLUIORZ DQG UHGXFHV WKH DPRXQW RI IXHO :KHQ
GHFHOHUDWLRQ LV YHU\ IDVW WKH (&0 FDQ FXW RII IXHO
FRPSOHWHO\ IRU VKRUW SHULRGV RI WLPH

'$(:22 9 %/

%DWWHU\ 9ROWDJH &RUUHFWLRQ 0RGH


:KHQ EDWWHU\ YROWDJH LV ORZ WKH (&0 FDQ FRPSHQVDWH
IRU D ZHDN VSDUN GHOLYHUHG E\ WKH LJQLWLRQ PRGXOH E\
XVLQJ WKH IROORZLQJ PHWKRGV
- ,QFUHDVLQJ WKH IXHO LQMHFWRU SXOVH ZLGWK
- ,QFUHDVLQJ WKH LGOH VSHHG USP
- ,QFUHDVLQJ WKH LJQLWLRQ GZHOO WLPH
)XHO &XW2II 0RGH
1R IXHO LV GHOLYHUHG E\ WKH IXHO LQMHFWRUV ZKHQ WKH LJQLWLRQ
LV RII 7KLV SUHYHQWV GLHVHOLQJ RU HQJLQH UXQRQ $OVR
WKH IXHO LV QRW GHOLYHUHG LI WKHUH DUH QR UHIHUHQFH SXOVHV
UHFHLYHG IURP WKH &36 7KLV SUHYHQWV IORRGLQJ

)8(/ &21752/ 6<67(0


23(5$7,21 / '2+&
7KH IXQFWLRQ RI WKH IXHO PHWHULQJ V\VWHP LV WR GHOLYHU WKH
FRUUHFW DPRXQW RI IXHO WR WKH HQJLQH XQGHU DOO RSHUDWLQJ
FRQGLWLRQV 7KH IXHO LV GHOLYHUHG WR WKH HQJLQH E\ WKH
LQGLYLGXDO IXHO LQMHFWRUV PRXQWHG LQWR WKH LQWDNH PDQLIROG
QHDU HDFK F\OLQGHU
7KH PDLQ IXHO FRQWURO VHQVRUV DUH WKH PDQLIROG DEVROXWH
SUHVVXUH 0$3 VHQVRU WKH R[\JHQ 26  VHQVRU
DQG WKH KHDWHG R[\JHQ VHQVRU +26  
7KH 0$3 VHQVRU PHDVXUHV RU VHQVHV WKH LQWDNH
PDQLIROG YDFXXP 8QGHU KLJK IXHO GHPDQGV WKH 0$3
VHQVRU UHDGV D ORZ YDFXXP FRQGLWLRQ VXFK DV ZLGH
RSHQ WKURWWOH 7KH HQJLQH FRQWURO PRGXOH (&0 XVHV
WKLV LQIRUPDWLRQ WR HQULFK WKH PL[WXUH WKXV LQFUHDVLQJ
WKH IXHO LQMHFWRU RQWLPH WR SURYLGH WKH FRUUHFW DPRXQW
RI IXHO :KHQ GHFHOHUDWLQJ WKH YDFXXP LQFUHDVHV 7KLV
YDFXXP FKDQJH LV VHQVHG E\ WKH 0$3 VHQVRU DQG UHDG
E\ WKH (&0 ZKLFK WKHQ GHFUHDVHV WKH IXHO LQMHFWRU
RQWLPH GXH WR WKH ORZ IXHO GHPDQG FRQGLWLRQV
7KH 26 VHQVRU LV ORFDWHG LQ WKH H[KDXVW PDQLIROG
7KH +26  LV ORFDWHG LQ WKH H[KDXVW SLSH 7KH R[\JHQ
VHQVRUV LQGLFDWH WR WKH (&0 WKH DPRXQW RI R[\JHQ LQ WKH
H[KDXVW JDV DQG WKH (&0 FKDQJHV WKH DLUIXHO UDWLR WR
WKH HQJLQH E\ FRQWUROOLQJ WKH IXHO LQMHFWRUV 7KH EHVW
DLUIXHO UDWLR WR PLQLPL]H H[KDXVW HPLVVLRQV LV WR 
ZKLFK DOORZV WKH FDWDO\WLF FRQYHUWHU WR RSHUDWH PRVW
HIILFLHQWO\ %HFDXVH RI WKH FRQVWDQW PHDVXULQJ DQG
DGMXVWLQJ RI WKH DLUIXHO UDWLR WKH IXHO LQMHFWLRQ V\VWHP
LVFDOOHG D FORVHG ORRS V\VWHP
7KH (&0 XVHV YROWDJH LQSXWV IURP VHYHUDO VHQVRUV WR
GHWHUPLQH KRZ PXFK IXHO WR SURYLGH WR WKH HQJLQH 7KH
IXHO LV GHOLYHUHG XQGHU RQH RI VHYHUDO FRQGLWLRQV FDOOHG
CCPRGHV

6WDUWLQJ 0RGH
:KHQ WKH LJQLWLRQ LV WXUQHG 21 WKH (&0 WXUQV WKH IXHO
SXPS UHOD\ RQ IRU VHFRQGV 7KH IXHO SXPS WKHQ EXLOGV
IXHO SUHVVXUH 7KH (&0 DOVR FKHFNV WKH HQJLQH FRRODQW
WHPSHUDWXUH VHQVRU &76 DQG WKH WKURWWOH SRVLWLRQ
VHQVRU DQG GHWHUPLQHV WKH SURSHU DLUIXHO UDWLR IRU
VWDUWLQJ WKH HQJLQH 7KLV UDQJHV IURP WR DW E&
E) FRRODQW WHPSHUDWXUH WR WR DW E&
E) FRRODQW WHPSHUDWXUH 7KH (&0 FRQWUROV WKH
DPRXQW RI IXHO GHOLYHUHG LQ WKH VWDUWLQJ PRGH E\

)   (1*,1( &21752/6


FKDQJLQJ KRZ ORQJ WKH IXHO LQMHFWRU LV WXUQHG RQ DQG RII
7KLV LV GRQH E\ CCSXOVLQJ

WKH IXHO LQMHFWRUV IRU YHU\ VKRUW


WLPHV
&OHDU )ORRG 0RGH
,I WKH HQJLQH IORRGV ZLWK H[FHVVLYH IXHO LW PD\ EH
FOHDUHG E\ SXVKLQJ WKH DFFHOHUDWRU SHGDO GRZQ DOO WKH
ZD\ 7KH (&0 ZLOO WKHQ FRPSOHWHO\ WXUQ RII WKH IXHO E\
HOLPLQDWLQJ DQ\ IXHO LQMHFWRU VLJQDO 7KH (&0 KROGV WKLV
LQMHFWRU UDWH DV ORQJ DV WKH WKURWWOH VWD\V ZLGH RSHQ DQG
WKH HQJLQH LV EHORZ DSSUR[LPDWHO\ USP ,I WKH
WKURWWOH SRVLWLRQ EHFRPHV OHVV WKDQ DSSUR[LPDWHO\
SHUFHQW WKH (&0 UHWXUQV WR WKH VWDUWLQJ PRGH
5XQ 0RGH
7KH UXQ PRGH KDV WZR FRQGLWLRQV FDOOHG CCRSHQ ORRS

DQG CCFORVHG ORRS

2SHQ /RRS
:KHQ WKH HQJLQH LV ILUVW VWDUWHG DQG LW LV DERYH USP
WKH V\VWHP JRHV LQWR CCRSHQ ORRS

RSHUDWLRQ ,Q CCRSHQ
ORRS

WKH (&0 LJQRUHV WKH VLJQDO IURP WKH 26  DQG


FDOFXODWHV WKH DLUIXHO UDWLR EDVHG RQ LQSXWV IURP WKH
&76 VHQVRU DQG WKH 0$3 VHQVRU 7KH (&0 VWD\V LQ
RSHQ ORRS XQWLO WKH IROORZLQJ FRQGLWLRQV DUH PHW
- 7KH 26  KDV D YDU\LQJ YROWDJH RXWSXW VKRZLQJ WKDW
LW LV KRW HQRXJK WR RSHUDWH SURSHUO\
- 7KH &76 VHQVRU LV DERYH D VSHFLILHG WHPSHUDWXUH
- $ VSHFLILF DPRXQW RI WLPH KDV HODSVHG DIWHU VWDUWLQJ
WKH HQJLQH
&ORVHG /RRS
7KH VSHFLILF YDOXHV IRU WKH DERYH FRQGLWLRQV YDU\ ZLWK
GLIIHUHQW HQJLQHV DQG DUH VWRUHG LQ WKH HOHFWURQLFDOO\
HUDVDEOH SURJUDPPDEOH UHDG RQO\ PHPRU\ ((3520 
:KHQ WKHVH FRQGLWLRQV DUH PHW WKH V\VWHP JRHV LQWR
FORVHG ORRS RSHUDWLRQ ,Q FORVHG ORRS WKH (&0
FDOFXODWHV WKH DLUIXHO UDWLR IXHO LQMHFWRU RQWLPH EDVHG
RQ WKH VLJQDOV IURP WKH R[\JHQ VHQVRUV 7KLV DOORZV WKH
DLUIXHO UDWLR WR VWD\ YHU\ FORVH WR WR 
$FFHOHUDWLRQ 0RGH
7KH (&0 UHVSRQGV WR UDSLG FKDQJHV LQ WKURWWOH SRVLWLRQ
DQG DLUIORZ DQG SURYLGHV H[WUD IXHO
'HFHOHUDWLRQ 0RGH
7KH (&0 UHVSRQGV WR FKDQJHV LQ WKURWWOH SRVLWLRQ DQG
DLUIORZ DQG UHGXFHV WKH DPRXQW RI IXHO :KHQ
GHFHOHUDWLRQ LV YHU\ IDVW WKH (&0 FDQ FXW RII IXHO
FRPSOHWHO\ IRU VKRUW SHULRGV RI WLPH
%DWWHU\ 9ROWDJH &RUUHFWLRQ 0RGH
:KHQ EDWWHU\ YROWDJH LV ORZ WKH (&0 FDQ FRPSHQVDWH
IRU D ZHDN VSDUN GHOLYHUHG E\ WKH LJQLWLRQ PRGXOH E\
XVLQJ WKH IROORZLQJ PHWKRGV
- ,QFUHDVLQJ WKH IXHO LQMHFWRU SXOVH ZLGWK
- ,QFUHDVLQJ WKH LGOH VSHHG USP
- ,QFUHDVLQJ WKH LJQLWLRQ GZHOO WLPH
)XHO &XW2II 0RGH
1R IXHO LV GHOLYHUHG E\ WKH IXHO LQMHFWRUV ZKHQ WKH LJQLWLRQ
LV RII 7KLV SUHYHQWV GLHVHOLQJ RU HQJLQH UXQRQ $OVR WKH

IXHO LV QRW GHOLYHUHG LI WKHUH DUH QR UHIHUHQFH SXOVHV


UHFHLYHG IURP WKH &36 VHQVRU 7KLV SUHYHQWV IORRGLQJ

(9$325$7,9( (0,66,21 &21752/


6<67(0 23(5$7,21
7KH EDVLF HYDSRUDWLYH HPLVVLRQ (9$3 FRQWURO V\VWHP
XVHG LV WKH FKDUFRDO FDQLVWHU VWRUDJH PHWKRG 7KLV
PHWKRG WUDQVIHUV IXHO YDSRU IURP WKH IXHO WDQN WR DQ
DFWLYDWHG FDUERQ FKDUFRDO VWRUDJH FDQLVWHU ZKLFK
KROGV WKH YDSRUV ZKHQ WKH YHKLFOH LV QRW RSHUDWLQJ
:KHQ WKH HQJLQH LV UXQQLQJ WKH IXHO YDSRU LV SXUJHG
IURP WKH FDUERQ HOHPHQW E\ LQWDNH DLUIORZ DQG
FRQVXPHG LQ WKH QRUPDO FRPEXVWLRQ SURFHVV
*DVROLQH YDSRUV IURP WKH IXHO WDQN IORZ LQWR WKH WXEH
ODEHOHG 7$1. 7KHVH YDSRUV DUH DEVRUEHG LQWR WKH
FDUERQ 7KH FDQLVWHU LV SXUJHG E\ HOHFWURQLF FRQWURO
PRGXOH (&0 ZKHQ WKH HQJLQH KDV EHHQ UXQQLQJ IRU D
VSHFLILHG DPRXQW RI WLPH $LU LV GUDZQ LQWR WKH FDQLVWHU
DQG PL[HG ZLWK WKH YDSRU 7KLV PL[WXUH LV WKHQ GUDZQ
LQWR WKH LQWDNH PDQLIROG
7KH (&0 VXSSOLHV D JURXQG WR HQHUJL]H WKH FRQWUROOHG
FDQLVWHU SXUJH VROHQRLG YDOYH 7KLV YDOYH LV SXOVH ZLGWK
PRGXODWHG 3:0 RU WXUQHG RQ DQG RII VHYHUDO WLPHV D
VHFRQG 7KH FRQWUROOHG FDQLVWHU SXUJH 3:0 GXW\ F\FOH
YDULHV DFFRUGLQJ WR RSHUDWLQJ FRQGLWLRQV GHWHUPLQHG E\
PDVV DLUIORZ IXHO WULP DQG LQWDNH DLU WHPSHUDWXUH
3RRU LGOH VWDOOLQJ DQG SRRU GULYHDELOLW\ FDQ EH FDXVHG
E\ WKH IROORZLQJ FRQGLWLRQV
- $Q LQRSHUDWLYH FRQWUROOHG FDQLVWHU SXUJH YDOYH
- $ GDPDJHG FDQLVWHU
- +RVHV WKDW DUH VSOLW FUDFNHG RU QRW FRQQHFWHG WR WKH
SURSHU WXEHV

(9$325$7,9( (0,66,21
&$1,67(5
7KH HYDSRUDWLYH HPLVVLRQ FDQLVWHU LV DQ HPLVVLRQ
FRQWURO GHYLFH FRQWDLQLQJ DFWLYDWHG FKDUFRDO JUDQXOHV
7KH HYDSRUDWLYH HPLVVLRQ FDQLVWHU LV XVHG WR VWRUH IXHO
YDSRUV IURP WKH IXHO WDQN 2QFH FHUWDLQ FRQGLWLRQV DUH
PHW WKH HOHFWURQLF FRQWURO PRGXOH (&0 DFWLYDWHV WKH
FRQWUROOHG FDQLVWHU SXUJH VROHQRLG DOORZLQJ WKH IXHO
YDSRUV WR EH GUDZQ LQWR WKH HQJLQH F\OLQGHUV DQG
EXUQHG

326,7,9( &5$1.&$6(
9(17,/$7,21 &21752/ 6<67(0
23(5$7,21
$ SRVLWLYH FUDQNFDVH YHQWLODWLRQ 3&9 FRQWURO V\VWHP LV
XVHG WR SURYLGH FRPSOHWH XVH RI WKH FUDQNFDVH YDSRUV
)UHVK DLU IURP WKH DLU FOHDQHU LV VXSSOLHG WR WKH
FUDQNFDVH 7KH IUHVK DLU LV PL[HG ZLWK EORZE\ JDVHV
ZKLFK LV WKHQ SDVVHG WKURXJK D YDFXXP KRVH LQWR WKH
LQWDNH PDQLIROG
3HULRGLFDOO\ LQVSHFW WKH KRVHV DQG WKH FODPSV 5HSODFH
DQ\ FUDQNFDVH YHQWLODWLRQ FRPSRQHQWV DV UHTXLUHG

'$(:22 9 %/

(1*,1( &21752/6 )  


$ UHVWULFWHG RU SOXJJHG 3&9 KRVH PD\ FDXVH WKH
IROORZLQJ FRQGLWLRQV
- 5RXJK LGOH
- 6WDOOLQJ RU ORZ LGOH VSHHG
- 2LO OHDNV
- 2LO LQ WKH DLU FOHDQHU
- 6OXGJH LQ WKH HQJLQH
$ OHDNLQJ 3&9 KRVH PD\ FDXVH WKH IROORZLQJ FRQGLWLRQV
- 5RXJK LGOH
- 6WDOOLQJ
- +LJK LGOH VSHHG

&22/$17 7(03(5$785( 6(1625


7KH FRRODQW WHPSHUDWXUH VHQVRU &76 LV D WKHUPLVWRU D
UHVLVWRU ZKLFK FKDQJHV YDOXH EDVHG RQ WHPSHUDWXUH
PRXQWHG LQ WKH HQJLQH FRRODQW VWUHDP /RZ FRRODQW
WHPSHUDWXUH SURGXFHV D KLJK UHVLVWDQFH  RKPV
DW E& >E)@ ZKLOH KLJK WHPSHUDWXUH FDXVHV ORZ
UHVLVWDQFH  RKPV DW E& >E)@ 
7KH HOHFWURQLF FRQWURO PRGXOH (&0 VXSSOLHV  YROWV WR
WKH FRRODQW VHQVRU WKURXJK D UHVLVWRU LQ WKH (&0 DQG
PHDVXUHV WKH FKDQJH LQ YROWDJH 7KH YROWDJH ZLOO EH
KLJK ZKHQ WKH HQJLQH LV FROG DQG ORZ ZKHQ WKH HQJLQH LV
KRW %\ PHDVXULQJ WKH FKDQJH LQ YROWDJH WKH (&0 FDQ
GHWHUPLQH WKH FRRODQW WHPSHUDWXUH 7KH HQJLQH FRRODQW
WHPSHUDWXUH DIIHFWV PRVW RI WKH V\VWHPV WKDW WKH (&0
FRQWUROV $ IDLOXUH LQ WKH FRRODQW VHQVRU FLUFXLW VKRXOG VHW
D GLDJQRVWLF WURXEOH FRGH  RU  5HPHPEHU WKHVH
GLDJQRVWLF WURXEOH FRGHV LQGLFDWH D IDLOXUH LQ WKH FRRODQW
WHPSHUDWXUH FLUFXLW VR SURSHU XVH RI WKH FKDUW ZLOO OHDG
HLWKHU WR UHSDLULQJ D ZLULQJ SUREOHP RU WR UHSODFLQJ WKH
VHQVRU WR UHSDLU D SUREOHP SURSHUO\

7+5277/( 326,7,21 6(1625


7KH WKURWWOH SRVLWLRQ VHQVRU 736 LV D SRWHQWLRPHWHU
FRQQHFWHG WR WKH WKURWWOH VKDIW RI WKH WKURWWOH ERG\ 7KH
736 HOHFWULFDO FLUFXLW FRQVLVWV RI D YROW VXSSO\ OLQH DQG
D JURXQG OLQH ERWK SURYLGHG E\ WKH HOHFWURQLF FRQWURO
PRGXOH (&0  7KH (&0 FDOFXODWHV WKH WKURWWOH SRVLWLRQ
E\ PRQLWRULQJ WKH YROWDJH RQ WKLV VLJQDO OLQH 7KH 736
RXWSXW FKDQJHV DV WKH DFFHOHUDWRU SHGDO LV PRYHG
FKDQJLQJ WKH WKURWWOH YDOYH DQJOH $W D FORVHG WKURWWOH
SRVLWLRQ WKH RXWSXW RI WKH 736 LV ORZ DERXW  YROW $V
WKH WKURWWOH YDOYH RSHQV WKH RXWSXW LQFUHDVHV VR WKDW DW
ZLGH RSHQ WKURWWOH :27  WKH RXWSXW YROWDJH ZLOO EH
DERXW  YROWV
7KH (&0 FDQ GHWHUPLQH IXHO GHOLYHU\ EDVHG RQ WKURWWOH
YDOYH DQJOH GULYHU GHPDQG  $ EURNHQ RU ORRVH 736 FDQ
FDXVH LQWHUPLWWHQW EXUVWV RI IXHO IURP WKH LQMHFWRU DQG DQ
XQVWDEOH LGOH EHFDXVH WKH (&0 WKLQNV WKH WKURWWOH LV
PRYLQJ $ SUREOHP LQ DQ\ RI WKH 736 FLUFXLWV VKRXOG VHW
D GLDJQRVWLF WURXEOH FRGH  RU  2QFH WKH GLDJQRVWLF
WURXEOH FRGH LV VHW WKH (&0 ZLOO VXEVWLWXWH D GHIDXOW
YDOXH IRU WKH 736 DQG VRPH YHKLFOH SHUIRUPDQFH ZLOO
UHWXUQ $ GLDJQRVWLF WURXEOH FRGH  ZLOO FDXVH D KLJK LGOH
VSHHG

'$(:22 9 %/

2;<*(1 6(1625
/ 62+&'2+&
7KH R[\JHQ 2 VHQVRU LV PRXQWHG LQ WKH H[KDXVW
V\VWHP ZKHUH LW FDQ PRQLWRU WKH 2 FRQWHQW RI WKH
H[KDXVW JDV VWUHDP 7KH R[\JHQ FRQWHQW LQ WKH H[KDXVW
UHDFWV ZLWK WKH VHQVRU WR SURGXFH D YROWDJH RXWSXW 7KLV
YROWDJH UDQJHV IURP DSSUR[LPDWHO\  YROW KLJK 2 
OHDQ PL[WXUH WR  YROW ORZ 2  ULFK PL[WXUH  7KLV
YROWDJH FDQ EH PHDVXUHG ZLWK D GLJLWDO YROWPHWHU KDYLQJ
DW OHDVW  PHJRKPV LQSXW LPSHGDQFH 8VH RI VWDQGDUG
VKRS W\SH YROWPHWHUV ZLOO UHVXOW LQ YHU\ LQDFFXUDWH
UHDGLQJV
7KH HOHFWURQLF FRQWURO PRGXOH (&0 PRQLWRUV WKH 2
VHQVRU RXWSXW DQG GHWHUPLQHV ZKDW FKDQJHV DUH
QHFHVVDU\ LQ WKH IXHO PL[WXUH FRPPDQG
7KH 2 VHQVRU FLUFXLW VHWV D GLDJQRVWLF WURXEOH FRGH 
ZKHQ LW LV RSHQ $ FRQVWDQW ORZ YROWDJH LQ WKH VHQVRU
FLUFXLW LQGLFDWLQJ D OHDQ PL[WXUH VHWV D GLDJQRVWLF
WURXEOH FRGH  $ FRQVWDQW KLJK YROWDJH LQGLFDWLQJ D
ULFK PL[WXUH VHWV D GLDJQRVWLF WURXEOH FRGH  5HIHU
WRWKH GLDJQRVWLF WURXEOH FRGH FKDUWV IRU FRQGLWLRQV WKDW
FRXOG FDXVH D OHDQ RU D ULFK V\VWHP

&$7$/<67 021,725 2;<*(1


6(16256 / '2+&
7KUHHZD\ FDWDO\WLF FRQYHUWHUV DUH XVHG WR FRQWURO
HPLVVLRQV RI K\GURFDUERQV +&  FDUERQ PRQR[LGH
&2  DQG R[LGHV RI QLWURJHQ 12[  7KH FDWDO\VW ZLWKLQ
WKH FRQYHUWHUV SURPRWHV D FKHPLFDO UHDFWLRQ 7KLV
UHDFWLRQ R[LGL]HV WKH +& DQG &2 SUHVHQW LQ WKH H[KDXVW
JDV DQG FRQYHUWV WKHP LQWR KDUPOHVV ZDWHU YDSRU DQG
FDUERQ GLR[LGH 7KH FDWDO\VW DOVR UHGXFHV 12[ E\
FRQYHUWLQJ LW WR QLWURJHQ 7KH (&0 FDQ PRQLWRU WKLV
SURFHVV XVLQJ WKH %DQN  6HQVRU  DQG %DQN  6HQVRU 
VHQVRUV 7KHVH VHQVRUV SURGXFH DQ RXWSXW VLJQDO ZKLFK
LQGLFDWHV WKH DPRXQW RI R[\JHQ SUHVHQW LQ WKH H[KDXVW
JDV HQWHULQJ DQG OHDYLQJ WKH WKUHHZD\ FRQYHUWHU 7KLV
LQGLFDWHV WKH FDWDO\VW
V DELOLW\ WR HIILFLHQWO\ FRQYHUW
H[KDXVW JDVVHV ,I WKH FDWDO\VW LV RSHUDWLQJ HIILFLHQWO\
WKH %DQN  6HQVRU  VHQVRU VLJQDOV ZLOO EH PRUH DFWLYH
WKDQ WKH VLJQDOV SURGXFHG E\ WKH %DQN  6HQVRU 
VHQVRU 7KH FDWDO\VW PRQLWRU VHQVRUV RSHUDWH WKH VDPH
ZD\ DV WKH IXHO FRQWURO VHQVRUV 7KH VHQVRUV
PDLQ
IXQFWLRQ LV FDWDO\VW PRQLWRULQJ EXW WKH\ DOVR KDYH D
OLPLWHG UROH LQ IXHO FRQWURO ,I D VHQVRU RXWSXW LQGLFDWHV D
YROWDJH HLWKHU DERYH RU EHORZ WKH  PY ELDV YROWDJH
IRU DQ H[WHQGHG SHULRG RI WLPH WKH HQJLQH FRQWURO
PRGXOH (&0 ZLOO PDNH D VOLJKW DGMXVWPHQW WR IXHO WULP
WR HQVXUH WKDW IXHO GHOLYHU\ LV FRUUHFW IRU FDWDO\VW
PRQLWRULQJ
$ SUREOHP ZLWK WKH %DQN  6HQVRU  VHQVRU FLUFXLW ZLOO
VHW '7& 3 3 3 RU 3 GHSHQGLQJ RQ
WKH VSHFLDO FRQGLWLRQ $ SUREOHP ZLWK WKH %DQN  6HQVRU
 VHQVRU VLJQDO ZLOO VHW '7& 3 3 3 RU
3 GHSHQGLQJ RQ WKH VSHFLDO FRQGLWLRQ
$ IDXOW LQ WKH KHDWHG R[\JHQ VHQVRU KHDWHU HOHPHQW RU LWV
LJQLWLRQ IHHG RU JURXQG ZLOO UHVXOW LQ ORZHU R[\JHQ VHQVRU

)   (1*,1( &21752/6


UHVSRQVH 7KLV PD\ FDXVH LQFRUUHFW FDWDO\VW PRQLWRU
GLDJQRVWLF UHVXOWV

(;+$867 *$6 5(&,5&8/$7,21


9$/9(
7KH H[KDXVW JDV UHFLUFXODWLRQ (*5 V\VWHP LV XVHG RQ
HQJLQHV HTXLSSHG ZLWK DQ DXWRPDWLF WUDQVD[OH WR ORZHU
R[LGHV RI QLWURJHQ 12; HPLVVLRQ OHYHOV FDXVHG E\ KLJK
FRPEXVWLRQ WHPSHUDWXUH 7KH PDLQ HOHPHQW RI WKH
V\VWHP LV WKH (*5 YDOYH RSHUDWHG E\ YDFXXP 7KH (*5
YDOYH IHHGV VPDOO DPRXQWV RI H[KDXVW JDV LQWR WKH LQWDNH
PDQLIROG WR GHFUHDVH FRPEXVWLRQ WHPSHUDWXUH 7KH
DPRXQW RI H[KDXVW JDV UHFLUFXODWHG LV FRQWUROOHG E\
YDULDWLRQV LQ YDFXXP DQG H[KDXVW EDFN SUHVVXUH ,I WRR
PXFK H[KDXVW JDV HQWHUV FRPEXVWLRQ ZLOO QRW WDNH
SODFH )RU WKLV UHDVRQ YHU\ OLWWOH H[KDXVW JDV LV DOORZHG
WR SDVV WKURXJK WKH YDOYH HVSHFLDOO\ DW LGOH
7KH (*5 YDOYH LV XVXDOO\ RSHQ XQGHU WKH IROORZLQJ
FRQGLWLRQV
- :DUP HQJLQH RSHUDWLRQ
- $ERYH LGOH VSHHG
5HVXOWV RI ,QFRUUHFW 2SHUDWLRQ
7RR PXFK (*5 IORZ WHQGV WR ZHDNHQ FRPEXVWLRQ
FDXVLQJ WKH HQJLQH WR UXQ URXJKO\ RU WR VWRS :LWK WRR
PXFK (*5 IORZ DW LGOH FUXLVH RU FROG RSHUDWLRQ DQ\ RI
WKH IROORZLQJ FRQGLWLRQV PD\ RFFXU
- 7KH HQJLQH VWRSV DIWHU D FROG VWDUW
- 7KH HQJLQH VWRSV DW LGOH DIWHU GHFHOHUDWLRQ
- 7KH YHKLFOH VXUJHV GXULQJ FUXLVH
- 5RXJK LGOH
,I WKH (*5 YDOYH VWD\V RSHQ DOO WKH WLPH WKH HQJLQH PD\
QRW LGOH 7RR OLWWOH RU QR (*5 IORZ DOORZV FRPEXVWLRQ
WHPSHUDWXUHV WR JHW WRR KLJK GXULQJ DFFHOHUDWLRQ DQG ORDG
FRQGLWLRQV 7KLV FRXOG FDXVH WKH IROORZLQJ FRQGLWLRQV
- 6SDUN NQRFN GHWRQDWLRQ 
- (QJLQH RYHUKHDWLQJ
- (PLVVLRQ WHVW IDLOXUH

0$1,)2/' $,5 7(03(5$785(


6(1625
7KH PDQLIROG DLU WHPSHUDWXUH 0$7 VHQVRU LV D
WKHUPLVWRU D UHVLVWRU ZKLFK FKDQJHV YDOXH EDVHG RQ WKH
WHPSHUDWXUH RI WKH DLU HQWHULQJ WKH HQJLQH /RZ
WHPSHUDWXUH SURGXFHV D KLJK UHVLVWDQFH  RKPV
DW E& >E)@  ZKLOH KLJK WHPSHUDWXUH FDXVHV D
ORZ UHVLVWDQFH  RKPV DW E& >E)@ 
7KH HOHFWURQLF FRQWURO PRGXOH (&0 SURYLGHV  YROWV WR
WKH 0$7 VHQVRU WKURXJK D UHVLVWRU LQ WKH (&0 DQG
PHDVXUHV WKH FKDQJH LQ YROWDJH WR GHWHUPLQH WKH 0$7
7KH YROWDJH ZLOO EH KLJK ZKHQ WKH PDQLIROG DLU LV FROG DQG
ORZ ZKHQ WKH DLU LV KRW 7KH (&0 NQRZV WKH LQWDNH 0$7
E\ PHDVXULQJ WKH YROWDJH
7KH 0$7 VHQVRU LV DOVR XVHG WR FRQWURO VSDUN WLPLQJ
ZKHQ WKH PDQLIROG DLU LV FROG
$ IDLOXUH LQ WKH 0$7 VHQVRU FLUFXLW VHWV D GLDJQRVWLF
WURXEOH FRGH  RU 

,'/( $,5 &21752/ 9$/9(


1RWLFH 'R QRW DWWHPSW WR UHPRYH WKH SURWHFWLYH FDS
DQG UHDGMXVW WKH VWRS VFUHZ 0LVDGMXVWPHQW PD\ UHVXOW
LQ GDPDJH WR WKH LGOH DLU FRQWURO ,$& YDOYH RU WR WKH
WKURWWOH ERG\
7KH ,$& YDOYH LV PRXQWHG RQ WKH WKURWWOH ERG\ ZKHUH LW
FRQWUROV WKH HQJLQH LGOH VSHHG XQGHU WKH FRPPDQG RI
WKH HOHFWURQLF FRQWURO PRGXOH (&0  7KH (&0 VHQGV
YROWDJH SXOVHV WR WKH ,$& YDOYH PRWRU ZLQGLQJV FDXVLQJ
WKH ,$& YDOYH SLQWOH WR PRYH LQ RU RXW D JLYHQ GLVWDQFH
D VWHS RU FRXQW IRU HDFK SXOVH 7KH SLQWOH PRYHPHQW
FRQWUROV WKH DLUIORZ DURXQG WKH WKURWWOH YDOYHV ZKLFK LQ
WXUQ FRQWURO WKH HQJLQH LGOH VSHHG
7KH GHVLUHG LGOH VSHHGV IRU DOO HQJLQH RSHUDWLQJ
FRQGLWLRQV DUH SURJUDPPHG LQWR WKH FDOLEUDWLRQ RI WKH
(&0 7KHVH SURJUDPPHG HQJLQH VSHHGV DUH EDVHG RQ
WKH FRRODQW WHPSHUDWXUH WKH SDUNQHXWUDO VZLWFK VWDWXV
WKH YHKLFOH VSHHG WKH EDWWHU\ YROWDJH DQG WKH $&
V\VWHP SUHVVXUH LI HTXLSSHG
7KH (&0 OHDUQV WKH SURSHU ,$& YDOYH SRVLWLRQV WR
DFKLHYH ZDUP VWDELOL]HG LGOH VSHHGV USP GHVLUHG IRU
WKH YDULRXV FRQGLWLRQV SDUNQHXWUDO RU GULYH $& RQ RU
RII LI HTXLSSHG  7KLV LQIRUPDWLRQ LV VWRUHG LQ (&0 NHHS
DOLYH PHPRULHV LQIRUPDWLRQ LV UHWDLQHG DIWHU WKH LJQLWLRQ
LV WXUQHG RII  $OO RWKHU ,$& YDOYH SRVLWLRQLQJ LV
FDOFXODWHG EDVHG RQ WKHVH PHPRU\ YDOXHV $V D UHVXOW
HQJLQH YDULDWLRQV GXH WR ZHDU DQG YDULDWLRQV LQ WKH
PLQLPXP WKURWWOH YDOYH SRVLWLRQ ZLWKLQ OLPLWV GR QRW
DIIHFW HQJLQH LGOH VSHHGV 7KLV V\VWHP SURYLGHV FRUUHFW
LGOH FRQWURO XQGHU DOO FRQGLWLRQV 7KLV DOVR PHDQV WKDW
GLVFRQQHFWLQJ SRZHU WR WKH (&0 FDQ UHVXOW LQ LQFRUUHFW
LGOH FRQWURO RU WKH QHFHVVLW\ WR SDUWLDOO\ SUHVV WKH
DFFHOHUDWRU ZKHQ VWDUWLQJ XQWLO WKH (&0 UHOHDUQV LGOH
FRQWURO
(QJLQH LGOH VSHHG LV D IXQFWLRQ RI WRWDO DLUIORZ LQWR WKH
HQJLQH EDVHG RQ WKH ,$& YDOYH SLQWOH SRVLWLRQ WKH
WKURWWOH YDOYH RSHQLQJ DQG WKH FDOLEUDWHG YDFXXP ORVV
WKURXJK DFFHVVRULHV 7KH PLQLPXP WKURWWOH YDOYH
SRVLWLRQ LV VHW DW WKH IDFWRU\ ZLWK D VWRS VFUHZ 7KLV
VHWWLQJ DOORZV HQRXJK DLUIORZ E\ WKH WKURWWOH YDOYH WR
FDXVH WKH ,$& YDOYH SLQWOH WR EH SRVLWLRQHG D FDOLEUDWHG
QXPEHU RI VWHSV FRXQWV IURP WKH VHDW GXULQJ
FRQWUROOHG LGOH RSHUDWLRQ 7KH PLQLPXP WKURWWOH YDOYH
SRVLWLRQ VHWWLQJ RQ WKLV HQJLQH VKRXOG QRW EH FRQVLGHUHG
WKH PLQLPXP LGOH VSHHG DV RQ RWKHU IXHO LQMHFWHG
HQJLQHV 7KH WKURWWOH VWRS VFUHZ LV FRYHUHG ZLWK D SOXJ
DW WKH IDFWRU\ IROORZLQJ DGMXVWPHQW
,I WKH ,$& YDOYH LV VXVSHFWHG DV EHLQJ WKH FDXVH RI
LPSURSHU LGOH VSHHG UHIHU WR ,GOH $LU &RQWURO 6\VWHP
&KHFN LQ WKLV VHFWLRQ

0$1,)2/' $%62/87( 35(6685(


6(1625
7KH PDQLIROG DEVROXWH SUHVVXUH 0$3 VHQVRU
PHDVXUHV WKH FKDQJHV LQ WKH LQWDNH PDQLIROG SUHVVXUH
ZKLFK UHVXOW IURP HQJLQH ORDG DQG VSHHG FKDQJHV DQG
FRQYHUWV WKHVH WR D YROWDJH RXWSXW

'$(:22 9 %/

(1*,1( &21752/6 )  


FRPSHQVDWLRQ IRU DOWLWXGH DOORZV WKH V\VWHP WR PDLQWDLQ
$ FORVHG WKURWWOH RQ HQJLQH FRDVW GRZQ SURGXFHV D
UHODWLYHO\ ORZ 0$3 RXWSXW 0$3 LV WKH RSSRVLWH RI
GULYLQJ SHUIRUPDQFH ZKLOH KROGLQJ HPLVVLRQV ORZ 7KH
YDFXXP :KHQ PDQLIROG SUHVVXUH LV KLJK YDFXXP LV
EDURPHWULF IXQFWLRQ ZLOO XSGDWH SHULRGLFDOO\ GXULQJ
VWHDG\ GULYLQJ RU XQGHU D ZLGH RSHQ WKURWWOH FRQGLWLRQ ,Q
ORZ 7KH 0$3 VHQVRU LV DOVR XVHG WR PHDVXUH
WKH FDVH RI D IDXOW LQ WKH EDURPHWULF SRUWLRQ RI WKH 0$3
EDURPHWULF SUHVVXUH 7KLV LV SHUIRUPHG DV SDUW RI 0$3
VHQVRU WKH (&0 ZLOO VHW WR WKH GHIDXOW YDOXH
VHQVRU FDOFXODWLRQV :LWK WKH LJQLWLRQ 21DQG WKH
HQJLQH QRW UXQQLQJ WKH HOHFWURQLF FRQWURO PRGXOH (&0
$ IDLOXUH LQ WKH 0$3 VHQVRU FLUFXLW VHWV D GLDJQRVWLF
ZLOO UHDG WKH PDQLIROG SUHVVXUH DV EDURPHWULF SUHVVXUH
WURXEOH FRGH  RU 
DQG DGMXVW WKH DLUIXHO UDWLR DFFRUGLQJO\ 7KLV
7KH IROORZLQJ WDEOHV VKRZ WKH GLIIHUHQFH EHWZHHQ DEVROXWH SUHVVXUH DQG YDFXXP UHODWHG WR 0$3 VHQVRU RXWSXW ZKLFK
DSSHDUV DV WKH WRS URZ RI ERWK WDEOHV

0$3
9ROWV























N3D





















LQ +J





















9$&880
9ROWV























N3D





















LQ +J





















(/(&7521,& &21752/ 02'8/(


7KH HOHFWURQLF FRQWURO PRGXOH (&0  ORFDWHG LQVLGH WKH
SDVVHQJHU NLFN SDQHO LV WKH FRQWURO FHQWHU RI WKH IXHO
LQMHFWLRQ V\VWHP ,W FRQVWDQWO\ ORRNV DW WKH LQIRUPDWLRQ
IURP YDULRXV VHQVRUV DQG FRQWUROV WKH V\VWHPV WKDW
DIIHFW WKH YHKLFOH
V SHUIRUPDQFH 7KH (&0 DOVR
SHUIRUPV WKH GLDJQRVWLF IXQFWLRQV RI WKH V\VWHP ,W FDQ
UHFRJQL]H RSHUDWLRQDO SUREOHPV DOHUW WKH GULYHU WKURXJK
WKH VHUYLFH HQJLQH VRRQ 6(6  DQG VWRUH GLDJQRVWLF
WURXEOH FRGH V ZKLFK LGHQWLI\ WKH SUREOHP DUHDV WR DLG
WKH WHFKQLFLDQ LQ PDNLQJ UHSDLUV
7KHUH DUH QR VHUYLFHDEOH SDUWV LQ WKH (&0 7KH
FDOLEUDWLRQV DUH VWRUHG LQ WKH (&0 LQ WKH SURJUDPPDEOH
UHDG RQO\ PHPRU\ 3520 
7KH (&0 VXSSOLHV HLWKHU  RU  YROWV WR SRZHU WKH
VHQVRUV RU VZLWFKHV 7KLV LV GRQH WKURXJK UHVLVWDQFHV LQ
WKH (&0 ZKLFK DUH VR KLJK LQ YDOXH WKDW D WHVW OLJKW ZLOO
QRW FRPH RQ ZKHQ FRQQHFWHG WR WKH FLUFXLW ,Q VRPH
FDVHV HYHQ DQ RUGLQDU\ VKRS YROWPHWHU ZLOO QRW JLYH DQ
DFFXUDWH UHDGLQJ EHFDXVH LWV UHVLVWDQFH LV WRR ORZ <RX
PXVW XVH D GLJLWDO YROWPHWHU ZLWK D  PHJRKP LQSXW
LPSHGDQFH WR JHW DFFXUDWH YROWDJH UHDGLQJV 7KH (&0
FRQWUROV RXWSXW FLUFXLWV VXFK DV WKH IXHO LQMHFWRUV WKH LGOH
DLU FRQWURO ,$& YDOYH WKH $& FOXWFK UHOD\ HWF E\
FRQWUROOLQJ WKH JURXQG FLUFXLW WKURXJK WUDQVLVWRUV RU D
GHYLFH FDOOHG D TXDGGULYHU

)8(/ ,1-(&725
7KH PXOWLSRUW IXHO LQMHFWLRQ 03), DVVHPEO\ LV D
VROHQRLGRSHUDWHG GHYLFH FRQWUROOHG E\ WKH HOHFWURQLF
FRQWURO PRGXOH (&0 WKDW PHWHUV SUHVVXUL]HG IXHO WR D

'$(:22 9 %/

VLQJOH HQJLQH F\OLQGHU 7KH (&0 HQHUJL]HV WKH IXHO


LQMHFWRU RU VROHQRLG WR D QRUPDOO\ FORVHG EDOO RU SLQWOH
YDOYH 7KLV DOORZV IXHO WR IORZ LQWR WKH WRS RI WKH LQMHFWRU
SDVW WKH EDOORU SLQWOH YDOYH DQG WKURXJK D UHFHVVHG
IORZ GLUHFWRU SODWH DW WKH LQMHFWRU RXWOHW
7KH GLUHFWRU SODWH KDV VL[ PDFKLQHG KROHV WKDW FRQWURO
WKH IXHO IORZ JHQHUDWLQJ D FRQLFDO VSUD\ SDWWHUQ RI ILQHO\
DWRPL]HG IXHO DW WKH LQMHFWRU WLS )XHO IURP WKH WLS LV
GLUHFWHG DW WKH LQWDNH YDOYH FDXVLQJ LW WR EHFRPH IXUWKHU
DWRPL]HG DQG YDSRUL]HG EHIRUH HQWHULQJ WKH FRPEXVWLRQ
FKDPEHU $ IXHO LQMHFWRU ZKLFK LV VWXFN SDUWLDOO\ RSHQ
ZRXOG FDXVH D ORVV RI IXHO SUHVVXUH DIWHU WKH HQJLQH LV
VKXW GRZQ $OVR DQ H[WHQGHG FUDQN WLPH ZRXOG EH
QRWLFHG RQ VRPH HQJLQHV 'LHVHOLQJ FRXOG DOVR RFFXU
EHFDXVH VRPH IXHO FRXOG EH GHOLYHUHG WR WKH HQJLQH DIWHU
WKH LJQLWLRQ LV WXUQHG RII

)8(/ &872)) 6:,7&+


7KH IXHO FXWRII VZLWFK LV D VDIHW\ GHYLFH ,Q WKH HYHQW RI D
FROOLVLRQ RU D VXGGHQ LPSDFW LW DXWRPDWLFDOO\ FXWV RII WKH
IXHO VXSSO\ DQG DFWLYDWHV WKH GRRU ORFN UHOD\ $IWHU WKH
VZLWFK KDV EHHQ DFWLYDWHG LW PXVW EH UHVHW LQ RUGHU WR
UHVWDUW WKH HQJLQH 5HVHW WKH IXHO FXWRII VZLWFK E\
SUHVVLQJ WKH UXEEHU WRS RI WKH VZLWFK 7KH VZLWFK LV
ORFDWHG QHDU WKH ULJKW VLGH RI WKH SDVVHQJHU
V VHDW

.12&. 6(1625 '2+&


7KH NQRFN VHQVRU GHWHFWV DEQRUPDO NQRFNLQJ LQ WKH
HQJLQH 7KH VHQVRU LV PRXQWHG LQ WKH HQJLQH EORFN QHDU
WKH F\OLQGHUV 7KH VHQVRU SURGXFHV DQ $& RXWSXW
YROWDJH ZKLFK LQFUHDVHV ZLWK WKH VHYHULW\ RI WKH NQRFN

)   (1*,1( &21752/6


7KLV VLJQDO LV VHQW WR WKH HOHFWURQLF FRQWURO PRGXOH
(&0  7KH (&0 WKHQ DGMXVWV WKH LJQLWLRQ WLPLQJ WR
UHGXFH WKH VSDUN NQRFN

675$7(*< %$6(' ',$*1267,&6


6WUDWHJ\ %DVHG 'LDJQRVWLFV
7KH VWUDWHJ\EDVHG GLDJQRVWLF LV D XQLIRUP DSSURDFK WR
UHSDLU DOO (OHFWULFDO(OHFWURQLF (( V\VWHPV 7KH
GLDJQRVWLF IORZ FDQ DOZD\V EH XVHG WR UHVROYH DQ ((
V\VWHP SUREOHP DQG LV D VWDUWLQJ SRLQW ZKHQ UHSDLUV DUH
QHFHVVDU\ 7KH IROORZLQJ VWHSV ZLOO LQVWUXFW WKH
WHFKQLFLDQ RQ KRZ WR SURFHHG ZLWK D GLDJQRVLV
- 9HULI\ WKH FXVWRPHU FRPSODLQW 7R YHULI\ WKH FXVWRPHU
FRPSODLQW WKH WHFKQLFLDQ VKRXOG NQRZ WKH QRUPDO
RSHUDWLRQ RI WKH V\VWHP
- 3HUIRUP SUHOLPLQDU\ FKHFNV DV IROORZV
- &RQGXFW D WKRURXJK YLVXDO LQVSHFWLRQ
- 5HYLHZ WKH VHUYLFH KLVWRU\
- 'HWHFW XQXVXDO VRXQGV RU RGRUV
- *DWKHU GLDJQRVWLF WURXEOH FRGH '7& LQIRUPDWLRQ
WR DFKLHYH DQ HIIHFWLYH UHSDLU
- &KHFN EXOOHWLQV DQG RWKHU VHUYLFH LQIRUPDWLRQ 7KLV
LQFOXGHV YLGHRV QHZVOHWWHUV HWF
- 5HIHU WR VHUYLFH LQIRUPDWLRQ PDQXDO V\VWHP
FKHFN V 
- 5HIHU WR VHUYLFH GLDJQRVWLFV

1R 7URXEOH )RXQG
7KLV FRQGLWLRQ H[LVWV ZKHQ WKH YHKLFOH LV IRXQG WR
RSHUDWH QRUPDOO\ 7KH FRQGLWLRQ GHVFULEHG E\ WKH
FXVWRPHU PD\ EH QRUPDO 9HULI\ WKH FXVWRPHU FRPSODLQW
DJDLQVW DQRWKHU YHKLFOH WKDW LV RSHUDWLQJ QRUPDOO\ 7KH
FRQGLWLRQ PD\ EH LQWHUPLWWHQW 9HULI\ WKH FRPSODLQW XQGHU
WKH FRQGLWLRQV GHVFULEHG E\ WKH FXVWRPHU EHIRUH
UHOHDVLQJ WKH YHKLFOH
5HH[DPLQH WKH FRPSODLQW
:KHQ WKH FRPSODLQW FDQQRW EH VXFFHVVIXOO\ IRXQG RU
LVRODWHG D UHHYDOXDWLRQ LV QHFHVVDU\ 7KH FRPSODLQW
VKRXOG EH UHYHULILHG DQG FRXOG EH LQWHUPLWWHQW DV
GHILQHG LQ ,QWHUPLWWHQWV RU FRXOG EH QRUPDO
$IWHU LVRODWLQJ WKH FDXVH WKH UHSDLUV VKRXOG EH PDGH
9DOLGDWH IRU SURSHU RSHUDWLRQ DQG YHULI\ WKDW WKH
V\PSWRP KDV EHHQ FRUUHFWHG 7KLV PD\ LQYROYH URDG
WHVWLQJ RU RWKHU PHWKRGV WR YHULI\ WKDW WKH FRPSODLQW KDV
EHHQ UHVROYHG XQGHU WKH IROORZLQJ FRQGLWLRQV
- &RQGLWLRQV QRWHG E\ WKH FXVWRPHU
- ,I D '7& ZDV GLDJQRVHG YHULI\ D UHSDLU E\ GXSOLFDWLQJ
FRQGLWLRQV SUHVHQW ZKHQ WKH '7& ZDV VHW DV QRWHG LQ
WKH )DLOXUH 5HFRUGV RU )UHH]H )UDPH GDWD

9HULI\LQJ 9HKLFOH 5HSDLU


9HULILFDWLRQ RI WKH YHKLFOH UHSDLU ZLOO EH PRUH
FRPSUHKHQVLYH IRU YHKLFOHV ZLWK 2Q%RDUG 'LDJQRVWLF
2%' V\VWHP GLDJQRVWLFV )ROORZLQJ D UHSDLU WKH
WHFKQLFLDQ VKRXOG SHUIRUP WKH IROORZLQJ VWHSV
,PSRUWDQW )ROORZ WKH VWHSV EHORZ ZKHQ \RX YHULI\
UHSDLUV RQ 2%' V\VWHPV )DLOXUH WR IROORZ WKHVH VWHSV
FRXOG UHVXOW LQ XQQHFHVVDU\ UHSDLUV

- 5HYLHZ DQG UHFRUG WKH )DLOXUH 5HFRUGV DQG WKH


)UHH]H )UDPH GDWD IRU WKH '7& ZKLFK KDV EHHQ
GLDJQRVHG )UHH]H )DPH GDWD ZLOO RQO\ EH VWRUHG IRU
DQ $ RU % W\SH GLDJQRVWLF DQG RQO\ LI WKH 0DOIXQFWLRQ
,QGLFDWRU /DPS KDV EHHQ UHTXHVWHG 
- &OHDU WKH '7& V 
- 2SHUDWH WKH YHKLFOH ZLWKLQ FRQGLWLRQV QRWHG LQ WKH
)DLOXUH 5HFRUGV DQG )UHH]H )UDPH GDWD
- 0RQLWRU WKH '7& VWDWXV LQIRUPDWLRQ IRU WKH VSHFLILF
'7& ZKLFK KDV EHHQ GLDJQRVHG XQWLO WKH GLDJQRVWLF
WHVW DVVRFLDWHG ZLWK WKDW '7& UXQV

2%' 6(59,&($%,/,7< ,668(6


%DVHG RQ WKH NQRZOHGJH JDLQHG IURP 2Q%RDUG
'LDJQRVWLF 2%' H[SHULHQFH LQ WKH  DQG 
PRGHO \HDUV WKLV OLVW RI QRQYHKLFOH IDXOWV WKDW FRXOG
DIIHFW WKH SHUIRUPDQFH RI WKH 2%' V\VWHP KDV EHHQ
FRPSLOHG 7KHVH QRQYHKLFOH IDXOWV YDU\ IURP
HQYLURQPHQWDO FRQGLWLRQV WR WKH TXDOLW\ RI IXHO XVHG :LWK
WKH LQWURGXFWLRQ RI 2%' DFURVV WKH HQWLUH SDVVHQJHU FDU
DQG OLJKWGXW\ WUXFN PDUNHW LQ  LOOXPLQDWLRQ RI WKH
0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ GXH WR D QRQYHKLFOH
IDXOW FRXOG OHDG WR PLVGLDJQRVLV RI WKH YHKLFOH LQFUHDVHG
ZDUUDQW\ H[SHQVH DQG FXVWRPHU GLVVDWLVIDFWLRQ 7KH
IROORZLQJ OLVW RI QRQYHKLFOH IDXOWV GRHV QRW LQFOXGH
HYHU\ SRVVLEOH IDXOW DQG PD\ QRW DSSO\ HTXDOO\ WR DOO
SURGXFW OLQHV

)XHO 4XDOLW\
)XHO TXDOLW\ LV QRW D QHZ LVVXH IRU WKH DXWRPRWLYH
LQGXVWU\ EXW LWV SRWHQWLDO IRU WXUQLQJ RQ WKH 0,/ ZLWK 2%'
V\VWHPV LV QHZ
)XHO DGGLWLYHV VXFK DV CCGU\ JDV DQG CCRFWDQH
HQKDQFHUV PD\ DIIHFW WKH SHUIRUPDQFH RI WKH IXHO ,I
WKLV UHVXOWV LQ DQ LQFRPSOHWH FRPEXVWLRQ RU D SDUWLDO
EXUQ LW ZLOO VHW 'LDJQRVWLF 7URXEOH &RGH '7& 3
7KH 5HHG 9DSRU 3UHVVXUH RI WKH IXHO FDQ DOVR FUHDWH
SUREOHPV LQ WKH IXHO V\VWHP HVSHFLDOO\ GXULQJ WKH VSULQJ
DQG IDOO PRQWKV ZKHQ VHYHUH DPELHQW WHPSHUDWXUH
VZLQJV RFFXU $ KLJK 5HHG 9DSRU 3UHVVXUH FRXOG VKRZ
XS DV D )XHO 7ULP '7& GXH WR H[FHVVLYH FDQLVWHU
ORDGLQJ +LJK YDSRU SUHVVXUHV JHQHUDWHG LQ WKH IXHO WDQN
FDQ DOVR DIIHFW WKH (YDSRUDWLYH (PLVVLRQ GLDJQRVWLF
8VLQJ IXHO ZLWK WKH ZURQJ RFWDQH UDWLQJ IRU \RXU YHKLFOH
PD\ FDXVH GULYHDELOLW\ SUREOHPV 0DQ\ RI WKH PDMRU IXHO
FRPSDQLHV DGYHUWLVH WKDW XVLQJ SUHPLXP JDVROLQH ZLOO
LPSURYH WKH SHUIRUPDQFH RI \RXU YHKLFOH 0RVW SUHPLXP
IXHOV XVH DOFRKRO WR LQFUHDVH WKH RFWDQH UDWLQJ RI WKH
IXHO $OWKRXJK DOFRKROHQKDQFHG IXHOV PD\ UDLVH WKH
RFWDQH UDWLQJ WKH IXHO
V DELOLW\ WR WXUQ LQWR YDSRU LQ FROG
WHPSHUDWXUHV GHWHULRUDWHV 7KLV PD\ DIIHFW WKH VWDUWLQJ
DELOLW\ DQG FROG GULYHDELOLW\ RI WKH HQJLQH
/RZ IXHO OHYHOV FDQ OHDG WR IXHO VWDUYDWLRQ OHDQ HQJLQH
RSHUDWLRQ DQG HYHQWXDOO\ HQJLQH PLVILUH

1RQ2(0 3DUWV
7KH 2%' V\VWHP KDV EHHQ FDOLEUDWHG WR UXQ ZLWK
2ULJLQDO (TXLSPHQW 0DQXIDFWXUHU 2(0 SDUWV
6RPHWKLQJ DV VLPSOH DV D KLJK SHUIRUPDQFHH[KDXVW
V\VWHP WKDW DIIHFWV H[KDXVW V\VWHP EDFN SUHVVXUH FRXOG
SRWHQWLDOO\ LQWHUIHUH ZLWK WKH RSHUDWLRQ RI WKH H[KDXVW
'$(:22 9 %/

(1*,1( &21752/6 )  


JDV UHFLUFXODWLRQ (*5 YDOYH DQG WKHUHE\ WXUQ RQ WKH
0,/ 6PDOO OHDNV LQ WKH H[KDXVW V\VWHP QHDU WKH SRVW
FDWDO\VW R[\JHQ VHQVRU FDQ DOVR FDXVH WKH 0,/ WR WXUQ
RQ
$IWHUPDUNHW HOHFWURQLFV VXFK DV FHOOXODU SKRQHV
VWHUHRV DQG DQWLWKHIW GHYLFHV PD\ UDGLDWH
HOHFWURPDJQHWLF LQWHUIHUHQFH (0, LQWR WKH FRQWURO
V\VWHP LI WKH\ DUH LPSURSHUO\ LQVWDOOHG 7KLV PD\ FDXVH
D IDOVH VHQVRU UHDGLQJ DQG WXUQ RQ WKH 0,/

(QYLURQPHQW
7HPSRUDU\ HQYLURQPHQWDO FRQGLWLRQV VXFK DV ORFDOL]HG
IORRGLQJ ZLOO KDYH DQ HIIHFW RQ WKH YHKLFOH LJQLWLRQ
V\VWHP ,I WKH LJQLWLRQ V\VWHP LV UDLQVRDNHG LW FDQ
WHPSRUDULO\ FDXVH HQJLQH PLVILUH DQG WXUQ RQ WKH 0,/

5HIXHOLQJ
$ QHZ 2%' FKHFNV WKH LQWHJULW\ RI WKH HQWLUH HYDSRUDWLYH
HPLVVLRQ V\VWHP ,I WKH YHKLFOH LV UHVWDUWHG DIWHU
UHIXHOLQJ DQG WKH IXHO FDS LV QRW VHFXUHG FRUUHFWO\ WKH
2%' V\VWHP ZLOO VHQVH WKLV DV D V\VWHP IDXOW DQG WXUQ RQ
WKH 0,/ DQG VHW '7& 3

9HKLFOH 0DUVKDOLQJ
7KH WUDQVSRUWDWLRQ RI QHZ YHKLFOHV IURP WKH DVVHPEO\
SODQW WR WKH GHDOHUVKLS FDQ LQYROYH DV PDQ\ DV  NH\
F\FOHV ZLWKLQ  WR  PLOHV RI GULYLQJ 7KLV W\SH RI
RSHUDWLRQ FRQWULEXWHV WR WKH IXHO IRXOLQJ RI WKH VSDUN
SOXJV DQG ZLOO WXUQ RQ WKH 0,/ ZLWK D VHW '7& 3

6(5,$/ '$7$ &20081,&$7,216


&ODVV ,, 6HULDO 'DWD &RPPXQLFDWLRQV
*RYHUQPHQW UHJXODWLRQV UHTXLUH WKDW DOO YHKLFOH
PDQXIDFWXUHUV HVWDEOLVK D FRPPRQ FRPPXQLFDWLRQ
V\VWHP 7KLV YHKLFOH XWLOL]HV WKH CC&ODVV ,,
FRPPXQLFDWLRQ V\VWHP (DFK ELW RI LQIRUPDWLRQ FDQ
KDYH RQH RI WZR OHQJWKV ORQJ RU VKRUW 7KLV DOORZV
YHKLFOH ZLULQJ WR EH UHGXFHG E\ WUDQVPLWWLQJ DQG
UHFHLYLQJ PXOWLSOH VLJQDOV RYHU D VLQJOH ZLUH 7KH
PHVVDJHV FDUULHG RQ &ODVV ,, GDWD VWUHDPV DUH DOVR
SULRULWL]HG ,I WZR PHVVDJHV DWWHPSW WR HVWDEOLVK
FRPPXQLFDWLRQV RQ WKH GDWD OLQH DW WKH VDPH WLPH RQO\
WKH PHVVDJH ZLWK KLJKHU SULRULW\ ZLOO FRQWLQXH 7KH
GHYLFH ZLWK WKH ORZHU SULRULW\ PHVVDJH PXVW ZDLW 7KH
PRVW VLJQLILFDQW UHVXOW RI WKLV UHJXODWLRQ LV WKDW LW SURYLGHV
VFDQ WRRO PDQXIDFWXUHUV ZLWK WKH FDSDELOLW\ WR DFFHVV
GDWD IURP DQ\ PDNH RU PRGHO YHKLFOH WKDW LV VROG
7KH GDWD GLVSOD\HG RQ WKH RWKHU VFDQ WRRO ZLOO DSSHDU WKH
VDPH ZLWK VRPH H[FHSWLRQV 6RPH VFDQ WRROV ZLOO RQO\
EH DEOH WR GLVSOD\ FHUWDLQ YHKLFOH SDUDPHWHUV DV YDOXHV
WKDW DUH D FRGHG UHSUHVHQWDWLRQ RI WKH WUXH RU DFWXDO
YDOXH 2Q WKLV YHKLFOH WKH VFDQ WRRO GLVSOD\V WKH DFWXDO
YDOXHV IRU YHKLFOH SDUDPHWHUV ,W ZLOO QRW EH QHFHVVDU\ WR
SHUIRUP DQ\ FRQYHUVLRQV IURP FRGHG YDOXHV WR DFWXDO
YDOXHV

21%2$5' ',$*1267,& 2%'

3RRU 9HKLFOH 0DLQWHQDQFH

2Q%RDUG 'LDJQRVWLF 7HVWV

7KH VHQVLWLYLW\ RI WKH 2%' ZLOO FDXVH WKH 0,/ WR WXUQ RQ LI


WKH YHKLFOH LV QRW PDLQWDLQHG SURSHUO\ 5HVWULFWHG DLU
ILOWHUV IXHO ILOWHUV DQG FUDQNFDVH GHSRVLWV GXH WR ODFN RI
RLO FKDQJHV RU LPSURSHU RLO YLVFRVLW\ FDQ WULJJHU DFWXDO
YHKLFOH IDXOWV WKDW ZHUH QRW SUHYLRXVO\ PRQLWRUHG SULRU WR
2%' 3RRU YHKLFOH PDLQWHQDQFH FDQ QRW EH FODVVLILHG DV
D CCQRQYHKLFOH IDXOW EXW ZLWK WKH VHQVLWLYLW\ RI WKH
2%' YHKLFOH PDLQWHQDQFH VFKHGXOHV PXVW EH PRUH
FORVHO\ IROORZHG

$ GLDJQRVWLF WHVW LV D VHULHV RI VWHSV WKH UHVXOW RI ZKLFK


LV D SDVV RU IDLO UHSRUWHG WR WKH GLDJQRVWLF H[HFXWLYH
:KHQ D GLDJQRVWLF WHVW UHSRUWV D SDVV UHVXOW WKH
GLDJQRVWLF H[HFXWLYH UHFRUGV WKH IROORZLQJ GDWD
- 7KH GLDJQRVWLF WHVW KDV EHHQ FRPSOHWHG VLQFH WKH ODVW
LJQLWLRQ F\FOH
- 7KH GLDJQRVWLF WHVW KDV SDVVHG GXULQJ WKH FXUUHQW
LJQLWLRQ F\FOH
- 7KH IDXOW LGHQWLILHG E\ WKH GLDJQRVWLF WHVW LV QRW
FXUUHQWO\ DFWLYH
:KHQ D GLDJQRVWLF WHVW UHSRUWV D IDLO UHVXOW WKH
GLDJQRVWLF H[HFXWLYH UHFRUGV WKH IROORZLQJ GDWD
- 7KH GLDJQRVWLF WHVW KDV EHHQ FRPSOHWHG VLQFH WKH ODVW
LJQLWLRQ F\FOH
- 7KH IDXOW LGHQWLILHG E\ WKH GLDJQRVWLF WHVW LV FXUUHQWO\
DFWLYH
- 7KH IDXOW KDV EHHQ DFWLYH GXULQJ WKLV LJQLWLRQ F\FOH
- 7KH RSHUDWLQJ FRQGLWLRQV DW WKH WLPH RI WKH IDLOXUH
5HPHPEHU D IXHO WULP 'LDJQRVWLF 7URXEOH &RGH '7&
PD\ EH WULJJHUHG E\ D OLVW RI YHKLFOH IDXOWV 0DNH XVH RI
DOO LQIRUPDWLRQ DYDLODEOH RWKHU '7&V VWRUHG ULFK RU OHDQ
FRQGLWLRQ HWF ZKHQ GLDJQRVLQJ D IXHO WULP IDXOW

6HYHUH 9LEUDWLRQ
7KH 0LVILUH GLDJQRVWLF PHDVXUHV VPDOO FKDQJHV LQ WKH
URWDWLRQDO VSHHG RI WKH FUDQNVKDIW 6HYHUH GULYHOLQH
YLEUDWLRQV LQ WKH YHKLFOH VXFK DV FDXVHG E\ DQ
H[FHVVLYH DPRXQW RI PXG RQ WKH ZKHHOV FDQ KDYH WKH
VDPH HIIHFW RQ FUDQNVKDIW VSHHG DV PLVILUH DQG
WKHUHIRUH PD\ VHW '7& 3

5HODWHG 6\VWHP )DXOWV


0DQ\ RI WKH 2%' V\VWHP GLDJQRVWLFV ZLOO QRW UXQ LI WKH
HQJLQH FRQWURO PRGXOH (&0 GHWHFWV D IDXOW RQ D UHODWHG
V\VWHP RU FRPSRQHQW 2QH H[DPSOH ZRXOG EH WKDW LI WKH
(&0 GHWHFWHG D 0LVILUH IDXOW WKH GLDJQRVWLFV RQ WKH
FDWDO\WLF FRQYHUWHU ZRXOG EH VXVSHQGHG XQWLO WKH 0LVILUH
IDXOW ZDV UHSDLUHG ,I WKH 0LVILUH IDXOW LV VHYHUH HQRXJK
WKH FDWDO\WLF FRQYHUWHU FDQ EH GDPDJHG GXH WR
RYHUKHDWLQJ DQG ZLOO QHYHU VHW D &DWDO\VW '7& XQWLO WKH
0LVILUH IDXOW LV UHSDLUHG DQG WKH &DWDO\VW GLDJQRVWLF LV
DOORZHG WR UXQ WR FRPSOHWLRQ ,I WKLV KDSSHQV WKH
FXVWRPHU PD\ KDYH WR PDNH WZR WULSV WR WKH GHDOHUVKLS
LQ RUGHU WR UHSDLU WKH YHKLFOH

'$(:22 9 %/

)   (1*,1( &21752/6

&2035(+(16,9( &20321(17
021,725 ',$*1267,& 23(5$7,21
&RPSUHKHQVLYH FRPSRQHQW PRQLWRULQJ GLDJQRVWLFV DUH
UHTXLUHG WR PRQLWRU HPLVVLRQVUHODWHG LQSXW DQG RXWSXW
SRZHUWUDLQ FRPSRQHQWV

,QSXW &RPSRQHQWV
,QSXW FRPSRQHQWV DUH PRQLWRUHG IRU FLUFXLW FRQWLQXLW\
DQG RXWRIUDQJH YDOXHV 7KLV LQFOXGHV UDWLRQDOLW\
FKHFNLQJ 5DWLRQDOLW\ FKHFNLQJ UHIHUV WR LQGLFDWLQJ D IDXOW
ZKHQ WKH VLJQDO IURP D VHQVRU GRHV QRW VHHP
UHDVRQDEOH LH 7KURWWOH 3RVLWLRQ VHQVRU 736 WKDW
LQGLFDWHV KLJK WKURWWOH SRVLWLRQ DW ORZ HQJLQH ORDGV RU
0DQLIROG $EVROXWH 3UHVVXUH 0$3 YROWDJH ,QSXW
FRPSRQHQWV PD\ LQFOXGH EXW DUH QRW OLPLWHG WR WKH
IROORZLQJ VHQVRUV
- 9HKLFOH 6SHHG 6HQVRU 966 
- &UDQNVKDIW 3RVLWLRQ VHQVRU &36 
- 7KURWWOH 3RVLWLRQ 6HQVRU 736 
- (QJLQH &RRODQW 7HPSHUDWXUH 6HQVRU &76 
- &DPVKDIW 3RVLWLRQ &03 VHQVRU
- 0$3 VHQVRU
,Q DGGLWLRQ WR WKH FLUFXLW FRQWLQXLW\ DQG UDWLRQDOLW\ FKHFN
WKH &76 VHQVRU LV PRQLWRUHG IRU LWV DELOLW\ WR DFKLHYH D
VWHDG\ VWDWH WHPSHUDWXUH WR HQDEOH FORVHG ORRS IXHO
FRQWURO

2XWSXW &RPSRQHQWV
2XWSXW FRPSRQHQWV DUH GLDJQRVHG IRU SURSHU UHVSRQVH
WR FRQWURO PRGXOH FRPPDQGV &RPSRQHQWV ZKHUH
IXQFWLRQDO PRQLWRULQJ LV QRW IHDVLEOH ZLOO EH PRQLWRUHG IRU
FLUFXLW FRQWLQXLW\ DQG RXWRIUDQJH YDOXHV LI DSSOLFDEOH
2XWSXW FRPSRQHQWV WR EH PRQLWRUHG LQFOXGH EXW DUH QRW
OLPLWHG WR WKH IROORZLQJ FLUFXLW
- ,GOH $LU &RQWURO ,$& 0RWRU
- &RQWURO PRGXOH FRQWUROOHG (YDSRUDWLYH (PLVVLRQ
(9$3 &DQLVWHU 3XUJH 9DOYH
- $& UHOD\V
- &RROLQJ IDQ UHOD\
- 966 RXWSXW
- 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ FRQWURO
- &UXLVH FRQWURO LQKLELW
5HIHU WR (QJLQH &RQWURO 0RGXOH DQG WKH VHFWLRQV RQ
6HQVRUV LQ *HQHUDO 'HVFULSWLRQV

3DVVLYH DQG $FWLYH 'LDJQRVWLF 7HVWV


$ SDVVLYH WHVW LV D GLDJQRVWLF WHVW ZKLFK VLPSO\ PRQLWRUV
D YHKLFOH V\VWHP RU FRPSRQHQW &RQYHUVHO\ DQ DFWLYH
WHVW DFWXDOO\ WDNHV VRPH VRUW RI DFWLRQ ZKHQ SHUIRUPLQJ
GLDJQRVWLF IXQFWLRQV RIWHQ LQ UHVSRQVH WR D IDLOHG
SDVVLYH WHVW )RU H[DPSOH WKH ([KDXVW *DV
5HFLUFXODWLRQ (*5 GLDJQRVWLF DFWLYH WHVW ZLOO IRUFH WKH
(*5 YDOYH RSHQ GXULQJ FORVHG WKURWWOH GHFHOHUDWLRQ
DQGRU IRUFH WKH (*5 YDOYH FORVHG GXULQJ D VWHDG\ VWDWH
(LWKHU DFWLRQ VKRXOG UHVXOW LQ D FKDQJH LQ PDQLIROG
SUHVVXUH

,QWUXVLYH 'LDJQRVWLF 7HVWV


7KLV LV DQ\ RQERDUG WHVW UXQ E\ WKH 'LDJQRVWLF
0DQDJHPHQW 6\VWHP ZKLFK PD\ KDYH DQ HIIHFW RQ
YHKLFOH SHUIRUPDQFH RU HPLVVLRQ OHYHOV

:DUP8S &\FOH
$ ZDUPXS F\FOH PHDQV WKDW HQJLQH DW WHPSHUDWXUH
PXVW UHDFK D PLQLPXP RI E& E) DQG ULVH DW OHDVW
E& E) RYHU WKH FRXUVH RI D WULS

)UHH]H )UDPH
)UHH]H )UDPH LV DQ HOHPHQW RI WKH 'LDJQRVWLF
0DQDJHPHQW 6\VWHP ZKLFK VWRUHV YDULRXV YHKLFOH
LQIRUPDWLRQ DW WKH PRPHQW DQ HPLVVLRQVUHODWHG IDXOW LV
VWRUHG LQ PHPRU\ DQG ZKHQ WKH 0,/ LV FRPPDQGHG RQ
7KHVH GDWD FDQ KHOS WR LGHQWLI\ WKH FDXVH RI D IDXOW

)DLOXUH 5HFRUGV
)DLOXUH 5HFRUGV GDWD LV DQ HQKDQFHPHQW RI WKH 2%'
)UHH]H )UDPH IHDWXUH )DLOXUH 5HFRUGV VWRUH WKH VDPH
YHKLFOH LQIRUPDWLRQ DV GRHV )UHH]H )UDPH EXW LW ZLOO
VWRUH WKDW LQIRUPDWLRQ IRU DQ\ IDXOW ZKLFK LV VWRUHG LQ
RQERDUG PHPRU\ ZKLOH )UHH]H )UDPH VWRUHV
LQIRUPDWLRQ RQO\ IRU HPLVVLRQUHODWHG IDXOWV WKDW
FRPPDQG WKH 0,/ RQ

&20021 2%' 7(506


'LDJQRVWLF
:KHQ XVHG DV D QRXQ WKH ZRUG GLDJQRVWLF UHIHUV WR DQ\
RQERDUG WHVW UXQ E\ WKH YHKLFOH
V 'LDJQRVWLF
0DQDJHPHQW 6\VWHP $ GLDJQRVWLF LV VLPSO\ D WHVW UXQ
RQ D V\VWHP RU FRPSRQHQW WR GHWHUPLQH LI WKH V\VWHP RU
FRPSRQHQW LV RSHUDWLQJ DFFRUGLQJ WR VSHFLILFDWLRQ
7KHUH DUH PDQ\ GLDJQRVWLFV VKRZQ LQ WKH IROORZLQJ OLVW
- 0LVILUH
- 2[\JHQ VHQVRUV 26  
- +HDWHG R[\JHQ VHQVRU +26  
- ([KDXVW *DV 5HFLUFXODWLRQ (*5 
- &DWDO\VW PRQLWRULQJ

(QDEOH &ULWHULD
7KH WHUP HQDEOH FULWHULD LV HQJLQHHULQJ ODQJXDJH IRU
WKH FRQGLWLRQV QHFHVVDU\ IRU D JLYHQ GLDJQRVWLF WHVW WR
UXQ (DFK GLDJQRVWLF KDV D VSHFLILF OLVW RI FRQGLWLRQV
ZKLFK PXVW EH PHW EHIRUH WKH GLDJQRVWLF ZLOO UXQ
CC(QDEOH FULWHULD LV DQRWKHU ZD\ RI VD\LQJ CCFRQGLWLRQV
UHTXLUHG
7KH HQDEOH FULWHULD IRU HDFK GLDJQRVWLF LV OLVWHG RQ WKH
ILUVW SDJH RI WKH 'LDJQRVWLF 7URXEOH &RGH '7&
GHVFULSWLRQ XQGHU WKH KHDGLQJ CC&RQGLWLRQV IRU 6HWWLQJ
WKH '7& (QDEOH FULWHULD YDULHV ZLWK HDFK GLDJQRVWLF
DQG W\SLFDOO\ LQFOXGHV EXW LV QRW OLPLWHG WR WKH IROORZLQJ
LWHPV
- (QJLQH VSHHG
- 9HKLFOH VSHHG
- (QJLQH &RRODQW 7HPSHUDWXUH

'$(:22 9 %/

(1*,1( &21752/6 )  


-

0DQLIROG $EVROXWH 3UHVVXUH 0$3 


%DURPHWULF 3UHVVXUH %$52 
,QWDNH 0DQLIROG $LU 7HPSHUDWXUH 0$3 
7KURWWOH 3RVLWLRQ
+LJK FDQLVWHU SXUJH
)XHO WULP
$& RQ

7ULS
7HFKQLFDOO\ D WULS LV D NH\RQ UXQ NH\RII F\FOH LQ
ZKLFK DOO WKH HQDEOH FULWHULD IRU D JLYHQ GLDJQRVWLF DUH
PHW DOORZLQJ WKH GLDJQRVWLF WR UXQ 8QIRUWXQDWHO\ WKLV
FRQFHSW LV QRW TXLWH WKDW VLPSOH $ WULS LV RIILFLDO ZKHQ DOO
WKH HQDEOH FULWHULD IRU D JLYHQ GLDJQRVWLF DUH PHW %XW
EHFDXVH WKH HQDEOH FULWHULD YDU\ IURP RQH GLDJQRVWLF WR
DQRWKHU WKH GHILQLWLRQ RI WULS YDULHV DV ZHOO 6RPH
GLDJQRVWLFV DUH UXQ ZKHQ WKH YHKLFOH LV DW RSHUDWLQJ
WHPSHUDWXUH VRPH ZKHQ WKH YHKLFOH ILUVW VWDUWV XS
VRPH UHTXLUH WKDW WKH YHKLFOH FUXLVH DW D VWHDG\ KLJKZD\
VSHHG VRPH UXQ RQO\ ZKHQ WKH YHKLFOH LV DW LGOH 6RPH
UXQ RQO\ LPPHGLDWHO\ IROORZLQJ D FROG HQJLQH VWDUWXS
$ WULS WKHQ LV GHILQHG DV D NH\RQUXQNH\RII F\FOH LQ
ZKLFK WKH YHKLFOH LV RSHUDWHG LQ VXFK D ZD\ DV WR VDWLVI\
WKH HQDEOH FULWHULD IRU D JLYHQ GLDJQRVWLF DQG WKLV
GLDJQRVWLF ZLOO FRQVLGHU WKLV F\FOH WR EH RQH WULS
+RZHYHU DQRWKHU GLDJQRVWLF ZLWK D GLIIHUHQW VHW RI
HQDEOH FULWHULD ZKLFK ZHUH QRW PHW GXULQJ WKLV GULYLQJ
HYHQW ZRXOG QRW FRQVLGHU LW D WULS 1R WULS ZLOO RFFXU IRU
WKDW SDUWLFXODU GLDJQRVWLF XQWLO WKH YHKLFOH LV GULYHQ LQ
VXFK D ZD\ DV WR PHHW DOO WKH HQDEOH FULWHULD

'LDJQRVWLF ,QIRUPDWLRQ
7KH GLDJQRVWLF FKDUWV DQG IXQFWLRQDO FKHFNV DUH
GHVLJQHG WR ORFDWH D IDXOW\ FLUFXLW RU FRPSRQHQW WKURXJK
D SURFHVV RI ORJLFDO GHFLVLRQV 7KH FKDUWV DUH SUHSDUHG
ZLWK WKH UHTXLUHPHQW WKDW WKH YHKLFOH IXQFWLRQHG
FRUUHFWO\ DW WKH WLPH RI DVVHPEO\ DQG WKDW WKHUH DUH QRW
PXOWLSOH IDXOWV SUHVHQW
7KHUH LV D FRQWLQXRXV VHOIGLDJQRVLV RQ FHUWDLQ FRQWURO
IXQFWLRQV 7KLV GLDJQRVWLF FDSDELOLW\ LV FRPSOLPHQWHG E\
WKH GLDJQRVWLF SURFHGXUHV FRQWDLQHG LQ WKLV PDQXDO 7KH
ODQJXDJH RI FRPPXQLFDWLQJ WKH VRXUFH RI WKH
PDOIXQFWLRQ LV D V\VWHP RI GLDJQRVWLF WURXEOH FRGHV
:KHQ D PDOIXQFWLRQ LV GHWHFWHG E\ WKH FRQWURO PRGXOH D
'7& LV VHW DQG WKH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ LV
LOOXPLQDWHG

0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/


7KH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ LV UHTXLUHG E\
2Q%RDUG 'LDJQRVWLFV 2%' WR LOOXPLQDWH XQGHU D
VWULFW VHW RI JXLGHOLQHV
%DVLFDOO\ WKH 0,/ LV WXUQHG RQ ZKHQ WKH HQJLQH FRQWURO
PRGXOH (&0 GHWHFWV D '7& WKDW ZLOO LPSDFW WKH YHKLFOH
HPLVVLRQV
7KH 0,/ LV XQGHU WKH FRQWURO RI WKH 'LDJQRVWLF ([HFXWLYH
7KH 0,/ ZLOO EH WXUQHG RQ LI DQ HPLVVLRQVUHODWHG
GLDJQRVWLF WHVW LQGLFDWHV D PDOIXQFWLRQ KDV RFFXUUHG ,W
ZLOO VWD\ RQ XQWLO WKH V\VWHP RU FRPSRQHQW SDVVHV WKH
VDPH WHVW IRU WKUHH FRQVHFXWLYH WULSV ZLWK QR HPLVVLRQV
UHODWHG IDXOWV

'$(:22 9 %/

([WLQJXLVKLQJ WKH 0,/


:KHQ WKH 0,/ LV RQ WKH 'LDJQRVWLF ([HFXWLYH ZLOO WXUQ
RII WKH 0,/ DIWHU WKUHH FRQVHFXWLYH WULSV WKDW D CCWHVW
SDVVHG KDV EHHQ UHSRUWHG IRU WKH GLDJQRVWLF WHVW WKDW
RULJLQDOO\ FDXVHG WKH 0,/ WR LOOXPLQDWH $OWKRXJK WKH 0,/
KDV EHHQ WXUQHG RII WKH '7& ZLOO UHPDLQ LQ WKH (&0
PHPRU\ ERWK )UHH]H )UDPH DQG )DLOXUH 5HFRUGV XQWLO
IRUW\  ZDUPXS F\FOHV DIWHU QR IDXOWV KDYH EHHQ
FRPSOHWHG
,I WKH 0,/ ZDV VHW E\ HLWKHU D IXHO WULP RU PLVILUHUHODWHG
'7& DGGLWLRQDO UHTXLUHPHQWV PXVW EH PHW ,Q DGGLWLRQ
WR WKH UHTXLUHPHQWV VWDWHG LQ WKH SUHYLRXV SDUDJUDSK
WKHVH UHTXLUHPHQWV DUH DV IROORZV
- 7KH GLDJQRVWLF WHVWV WKDW DUH SDVVHG PXVW RFFXU ZLWK
 USP RI WKH USP GDWD VWRUHG DW WKH WLPH WKH ODVW
WHVW IDLOHG
- 3OXV RU PLQXV WHQ SHUFHQW RI WKH HQJLQH ORDG WKDW ZDV
VWRUHG DW WKH WLPH WKH ODVW WHVW IDLOHG 6LPLODU HQJLQH
WHPSHUDWXUH FRQGLWLRQV ZDUPHG XS RU ZDUPLQJ XS
DV WKRVH VWRUHG DW WKH WLPH WKH ODVW WHVW IDLOHG
0HHWLQJ WKHVH UHTXLUHPHQWV HQVXUHV WKDW WKH IDXOW ZKLFK
WXUQHG RQ WKH 0,/ KDV EHHQ FRUUHFWHG
7KH 0,/ LV RQ WKH LQVWUXPHQW SDQHO DQG KDV WKH IROORZLQJ
IXQFWLRQV
- ,W LQIRUPV WKH GULYHU WKDW D IDXOW DIIHFWLQJ WKH YHKLFOH
V
HPLVVLRQ OHYHOV KDV RFFXUUHG DQG WKDW WKH YHKLFOH
VKRXOG EH WDNHQ IRU VHUYLFH DV VRRQ DV SRVVLEOH
- $V D V\VWHP FKHFN WKH 0,/ ZLOO FRPH RQ ZLWK WKH NH\
21 DQG WKH HQJLQH QRW UXQQLQJ :KHQ WKH HQJLQH LV
VWDUWHG WKH 0,/ ZLOO WXUQ 2))
- :KHQ WKH 0,/ UHPDLQV 21 ZKLOH WKH HQJLQH LV
UXQQLQJ RU ZKHQ D PDOIXQFWLRQ LV VXVSHFWHG GXH WR D
GULYHDELOLW\ RU HPLVVLRQV SUREOHP DQ 2%' 6\VWHP
&KHFN PXVW EH SHUIRUPHG 7KH SURFHGXUHV IRU WKHVH
FKHFNV DUH JLYHQ LQ 2%' 6\VWHP &KHFN 7KHVH
FKHFNV ZLOO H[SRVH IDXOWV ZKLFK PD\ QRW EH GHWHFWHG LI
RWKHU GLDJQRVWLFV DUH SHUIRUPHG ILUVW

'DWD /LQN &RQQHFWRU '/&


7KH SURYLVLRQ IRU FRPPXQLFDWLQJ ZLWK WKH FRQWURO
PRGXOH LV WKH 'DWD /LQN &RQQHFWRU '/&  7KH '/& LV
XVHG WR FRQQHFW WR D VFDQ WRRO 6RPH FRPPRQ XVHV RI
WKH VFDQ WRRO DUH OLVWHG EHORZ
- ,GHQWLI\LQJ VWRUHG '7&V
- &OHDULQJ '7&V
- 3HUIRUPLQJ RXWSXW FRQWURO WHVWV
- 5HDGLQJ VHULDO GDWD

'7& 7<3(6
(DFK 'LDJQRVWLF 7URXEOH &RGH '7& LV GLUHFWO\ UHODWHG
WR D GLDJQRVWLF WHVW 7KH 'LDJQRVWLF 0DQDJHPHQW
6\VWHP VHWV '7&V EDVHG RQ WKH IDLOXUH RI WKH WHVWV
GXULQJ D WULS RU WULSV &HUWDLQ WHVWV PXVW IDLO WZR
FRQVHFXWLYH WULSV EHIRUH WKH '7& LV VHW 7KH IROORZLQJ
DUH WKH WKUHH W\SHV RI '7&V DQG WKH FKDUDFWHULVWLFV RI
WKRVH FRGHV

)   (1*,1( &21752/6


7\SH $
- (PLVVLRQV UHODWHG
- 5HTXHVWV LOOXPLQDWLRQ RI WKH 0DOIXQFWLRQ ,QGLFDWRU
/DPS 0,/ RI WKH ILUVW WULS ZLWK D IDLO
- 6WRUHV D +LVWRU\ '7& RQ WKH ILUVW WULS ZLWK D IDLO
- 6WRUHV D )UHH]H )UDPH LI HPSW\ 
- 6WRUHV D )DLO 5HFRUG
- 8SGDWHV WKH )DLO 5HFRUG HDFK WLPH WKH GLDJQRVWLF WHVW
IDLOV
7\SH %
- (PLVVLRQV UHODWHG
- CC$UPHG DIWHU RQH WULS ZLWK D IDLO
- CC'LVDUPHG DIWHU RQH WULS ZLWK D SDVV
- 5HTXHVWV LOOXPLQDWLRQ RI WKH 0,/ RQ WKH VHFRQG
FRQVHFXWLYH WULS ZLWK D IDLO
- 6WRUHV D +LVWRU\ '7& RQ WKH VHFRQG FRQVHFXWLYH WULS
ZLWK D IDLO 7KH '7& ZLOO EH DUPHG DIWHU WKH ILUVW IDLO 
- 6WRUHV D )UHH]H )UDPH RQ WKH VHFRQG FRQVHFXWLYH
WULS ZLWK D IDLO LI HPSW\ 
7\SH ' 7\SH ' QRQHPLVVLRQV UHODWHG DUH QRW XWLOL]HG
RQ FHUWDLQ YHKLFOH DSSOLFDWLRQV 
- 1RQ(PLVVLRQV UHODWHG
- 'RHV QRW UHTXHVW LOOXPLQDWLRQ RI DQ\ ODPS
- 6WRUHV D +LVWRU\ '7& RQ WKH ILUVW WULS ZLWK D IDLO 
- 'RHV QRW VWRUH D )UHH]H )UDPH
- 6WRUHV )DLO 5HFRUG ZKHQ WHVW IDLOV
- 8SGDWHV WKH )DLO 5HFRUG HDFK WLPH WKH GLDJQRVWLF WHVW
IDLOV
,PSRUWDQW 2QO\ IRXU )DLO 5HFRUGV FDQ EH VWRUHG (DFK
)DLO 5HFRUG LV IRU D GLIIHUHQW '7& ,W LV SRVVLEOH WKDW WKHUH
ZLOO QRW EH )DLO 5HFRUGV IRU HYHU\ '7& LI PXOWLSOH '7&V
DUH VHW

6SHFLDO &DVHV RI 7\SH % 'LDJQRVWLF 7HVWV


8QLTXH WR WKH PLVILUH GLDJQRVWLF WKH 'LDJQRVWLF
([HFXWLYH KDV WKH FDSDELOLW\ RI DOHUWLQJ WKH YHKLFOH
RSHUDWRU WR SRWHQWLDOO\ GDPDJLQJ OHYHOV RI PLVILUH ,I D
PLVILUH FRQGLWLRQ H[LVWV WKDW FRXOG SRWHQWLDOO\ GDPDJH
WKH FDWDO\WLF FRQYHUWHU DV D UHVXOW RI KLJK PLVILUH OHYHOV
WKH 'LDJQRVWLF ([HFXWLYH ZLOO FRPPDQG WKH 0,/ WR
CCIODVK DV D UDWH RI RQFH SHU VHFRQGV GXULQJ WKRVH WKH
WLPH WKDW WKH FDWDO\VW GDPDJLQJ PLVILUH FRQGLWLRQ LV
SUHVHQW
)XHO WULP DQG PLVILUH DUH VSHFLDO FDVHV RI 7\SH %
GLDJQRVWLFV (DFK WLPH D IXHO WULP RU PLVILUH PDOIXQFWLRQ
LV GHWHFWHG HQJLQH ORDG HQJLQH VSHHG DQG HQJLQH
FRRODQW WHPSHUDWXUH DUH UHFRUGHG
:KHQ WKH LJQLWLRQ LV WXUQHG 2)) WKH ODVW UHSRUWHG VHW RI
FRQGLWLRQV UHPDLQ VWRUHG 'XULQJ VXEVHTXHQW LJQLWLRQ
F\FOHV WKH VWRUHG FRQGLWLRQV DUH XVHG DV D UHIHUHQFH IRU
VLPLODU FRQGLWLRQV ,I D PDOIXQFWLRQ RFFXUV GXULQJ WZR
FRQVHFXWLYH WULSV WKH 'LDJQRVWLF ([HFXWLYH WUHDWV WKH
IDLOXUH DV D QRUPDO 7\SH % GLDJQRVWLF DQG GRHV QRW XVH
WKH VWRUHG FRQGLWLRQV +RZHYHU LI D PDOIXQFWLRQ RFFXUV
RQ WZR QRQFRQVHFXWLYH WULSV WKH VWRUHG FRQGLWLRQV DUH
FRPSDUHG ZLWK WKH FXUUHQW FRQGLWLRQV 7KH 0,/ ZLOO WKHQ
LOOXPLQDWH XQGHU WKH IROORZLQJ FRQGLWLRQV

- :KHQ WKH HQJLQH ORDG FRQGLWLRQV DUH ZLWKLQ  RI


WKH SUHYLRXV WHVW WKDW IDLOHG
- (QJLQH VSHHG LV ZLWKLQ  USP RI WKH SUHYLRXV WHVW
WKDW IDLOHG
- &76 LV LQ WKH VDPH UDQJH DV WKH SUHYLRXV WHVW WKDW
IDLOHG

5($',1* ',$*1267,& 7528%/(


&2'(6
7KH SURFHGXUH IRU UHDGLQJ GLDJQRVWLF WURXEOH FRGH V
'7& LV WR XVH D GLDJQRVWLF VFDQ WRRO :KHQ UHDGLQJ
'7& V  IROORZ LQVWUXFWLRQV VXSSOLHG E\ WRRO
PDQXIDFWXUHU

&OHDULQJ 'LDJQRVWLF 7URXEOH &RGHV


,PSRUWDQW 'R QRW FOHDU '7&V XQOHVV GLUHFWHG WR GR VR
E\ WKH VHUYLFH LQIRUPDWLRQ SURYLGHG IRU HDFK GLDJQRVWLF
SURFHGXUH :KHQ '7&V DUH FOHDUHG WKH )UHH]H )UDPH
DQG )DLOXUH 5HFRUG GDWD ZKLFK PD\ KHOS GLDJQRVH DQ
LQWHUPLWWHQW IDXOW ZLOO DOVR EH HUDVHG IURP PHPRU\ ,I WKH
IDXOW WKDW FDXVHG WKH '7& WR EH VWRUHG LQWR PHPRU\ KDV
EHHQ FRUUHFWHG WKH 'LDJQRVWLF ([HFXWLYH ZLOO EHJLQ WR
FRXQW WKH CCZDUPXS F\FOHV ZLWK QR IXUWKHU IDXOWV
GHWHFWHG WKH '7& ZLOO DXWRPDWLFDOO\ EH FOHDUHG IURP WKH
HQJLQH FRQWURO PRGXOH (&0 PHPRU\
7R FOHDU '7&V XVH WKH GLDJQRVWLF VFDQ WRRO :KHQ D
VFDQ WRRO LV QRW DYDLODEOH '7&V FDQ DOVR EH FOHDUHG E\
GLVFRQQHFWLQJ RQH RI WKH IROORZLQJ VRXUFHV IRU DW OHDVW
WKLUW\  VHFRQGV
1RWLFH 7R SUHYHQW V\VWHP GDPDJH WKH LJQLWLRQ NH\
PXVW EH 2)) ZKHQ GLVFRQQHFWLQJ RU UHFRQQHFWLQJ
EDWWHU\ SRZHU
- 7KH SRZHU VRXUFH WR WKH FRQWURO PRGXOH ([DPSOHV
IXVH SLJWDLO DW EDWWHU\ (&0 FRQQHFWRUV HWF
- 7KH QHJDWLYH EDWWHU\ FDEOH 'LVFRQQHFWLQJ WKH
QHJDWLYH EDWWHU\ FDEOH ZLOO UHVXOW LQ WKH ORVV RI RWKHU
RQERDUG PHPRU\ GDWD VXFK DV SUHVHW UDGLR WXQLQJ

'7& 0RGHV
2Q 2Q%RDUG 'LDJQRVWLF 2%' SDVVHQJHU FDUV WKHUH
DUH ILYH RSWLRQV DYDLODEOH LQ WKH VFDQ WRRO '7& PRGH WR
GLVSOD\ WKH HQKDQFHG LQIRUPDWLRQ DYDLODEOH $
GHVFULSWLRQ RI WKH QHZ PRGHV '7& ,QIR DQG 6SHFLILF
'7& IROORZV $IWHU VHOHFWLQJ '7& WKH IROORZLQJ PHQX
DSSHDUV
- '7& ,QIR
- 6SHFLILF '7&
- )UHH]H )UDPH
- )DLO 5HFRUGV QRW DOO DSSOLFDWLRQV 
- &OHDU ,QIR
7KH IROORZLQJ LV D EULHI GHVFULSWLRQ RI HDFK RI WKH VXE
PHQXV LQ '7& ,QIR DQG 6SHFLILF '7& 7KH RUGHU LQ
ZKLFK WKH\ DSSHDU KHUH LV DOSKDEHWLFDO DQG QRW
QHFHVVDULO\ WKH ZD\ WKH\ ZLOO DSSHDU RQ WKH VFDQ WRRO

'7& ,QIRUPDWLRQ 0RGH


8VH WKH '7& LQIR PRGH WR VHDUFK IRU D VSHFLILF W\SH RI
VWRUHG '7& LQIRUPDWLRQ 7KHUH DUH VHYHQ FKRLFHV 7KH
VHUYLFH PDQXDO PD\ LQVWUXFW WKH WHFKQLFLDQ WR WHVW IRU
'$(:22 9 %/

(1*,1( &21752/6 )  


'7&V LQ D FHUWDLQ PDQQHU $OZD\V IROORZ SXEOLVKHG
VHUYLFH SURFHGXUHV
7R JHW D FRPSOHWH GHVFULSWLRQ RI DQ\ VWDWXV SUHVV WKH
CC(QWHU NH\ EHIRUH SUHVVLQJ WKH GHVLUHG )NH\ )RU
H[DPSOH SUHVVLQJ CC(QWHU WKHQ DQ )NH\ ZLOO GLVSOD\ D
GHILQLWLRQ RI WKH DEEUHYLDWHG VFDQ WRRO VWDWXV

'7& 6WDWXV
7KLV VHOHFWLRQ ZLOO GLVSOD\ DQ\ '7&V WKDW KDYH QRW UXQ
GXULQJ WKH FXUUHQW LJQLWLRQ F\FOH RU KDYH UHSRUWHG D WHVW
IDLOXUH GXULQJ WKLV LJQLWLRQ XS WR D PD[LPXP RI  '7&V
'7& WHVWV ZKLFK UXQ DQG SDVV ZLOO FDXVH WKDW '7&
QXPEHU WR EH UHPRYHG IURP WKH VFDQ WRRO VFUHHQ

)DLO 7KLV ,JQ )DLO 7KLV ,JQLWLRQ


7KLV VHOHFWLRQ ZLOO GLVSOD\ DOO '7&V WKDW KDYH IDLOHG
GXULQJ WKH SUHVHQW LJQLWLRQ F\FOH

+LVWRU\
7KLV VHOHFWLRQ ZLOO GLVSOD\ RQO\ '7&V WKDW DUH VWRUHG LQ
WKH (&0
V KLVWRU\ PHPRU\ ,W ZLOO QRW GLVSOD\ 7\SH %
'7&V WKDW KDYH QRW UHTXHVWHG WKH 0DOIXQFWLRQ ,QGLFDWRU
/DPS 0,/  ,W ZLOO GLVSOD\ DOO W\SH $ DQG % '7&V WKDW
KDYH UHTXHVWHG WKH 0,/ DQG KDYH IDLOHG ZLWKLQ WKH ODVW
 ZDUPXS F\FOHV ,Q DGGLWLRQ LW ZLOO GLVSOD\ DOO W\SH &
DQG W\SH ' '7&V WKDW KDYH IDLOHG ZLWKLQ WKH ODVW 
ZDUPXS F\FOHV

/DVW 7HVW )DLO


7KLV VHOHFWLRQ ZLOO GLVSOD\ RQO\ '7&V WKDW KDYH IDLOHG WKH
ODVW WLPH WKH WHVW UDQ 7KH ODVW WHVW PD\ KDYH UXQ GXULQJ D
SUHYLRXV LJQLWLRQ F\FOH LI D W\SH $ RU W\SH % '7& LV
GLVSOD\HG )RU W\SH & DQG W\SH ' '7&V WKH ODVW IDLOXUH
PXVW KDYH RFFXUUHG GXULQJ WKH FXUUHQW LJQLWLRQ F\FOH WR
DSSHDU DV /DVW 7HVW )DLO

0,/ 5HTXHVW
7KLV VHOHFWLRQ ZLOO GLVSOD\ RQO\ '7&V WKDW DUH UHTXHVWLQJ
WKH 0,/ 7\SH & DQG W\SH ' '7&V FDQQRW EH GLVSOD\HG
XVLQJ WKLV RSWLRQ 7KLV VHOHFWLRQ ZLOO UHSRUW W\SH % '7&V
RQO\ DIWHU WKH 0,/ KDV EHHQ UHTXHVWHG

1RW 5XQ 6&& 1RW 5XQ 6LQFH &RGH &OHDU


7KLV RSWLRQ ZLOO GLVSOD\ XS WR  '7&V WKDW KDYH QRW UXQ
VLQFH WKH '7&V ZHUH ODVW FOHDUHG 6LQFH WKH GLVSOD\HG
'7&V KDYH QRW UXQ WKHLU FRQGLWLRQ SDVVLQJ RU IDLOLQJ LV
XQNQRZQ

7HVW )DLO 6&& 7HVW )DLOHG 6LQFH &RGH


&OHDU
7KLV VHOHFWLRQ ZLOO GLVSOD\ DOO DFWLYH DQG KLVWRU\ '7&V
WKDW KDYH UHSRUWHG D WHVW IDLOXUH VLQFH WKH ODVW WLPH '7&V
ZHUH FOHDUHG '7&V WKDW ODVW IDLOHG PRUH WKDQ 
ZDUPXS F\FOHV EHIRUH WKLV RSWLRQ LV VHOHFWHG ZLOO QRW EH
GLVSOD\HG

6SHFLILF '7& 0RGH


7KLV PRGH LV XVHG WR FKHFN WKH VWDWXV RI LQGLYLGXDO
GLDJQRVWLF WHVWV E\ '7& QXPEHU 7KLV VHOHFWLRQ FDQ EH
DFFHVVHG LI D '7& KDV SDVVHG IDLOHG RU ERWK 0DQ\
2%' '7& PRGH GHVFULSWLRQV DUH SRVVLEOH EHFDXVH RI
WKH H[WHQVLYH DPRXQW RI LQIRUPDWLRQ WKDW WKH GLDJQRVWLF
H[HFXWLYH PRQLWRUV UHJDUGLQJ HDFK WHVW 6RPH RI WKH
PDQ\ SRVVLEOH GHVFULSWLRQV IROORZ ZLWK D EULHI
H[SODQDWLRQ
'$(:22 9 %/

7KH CC) NH\ LV XVHG LQ WKLV PRGH WR GLVSOD\ D


GHVFULSWLRQ RI WKH '7& 7KH CC<HV DQG CC1R NH\V PD\
DOVR EH XVHG WR GLVSOD\ PRUH '7& VWDWXV LQIRUPDWLRQ
7KLV VHOHFWLRQ ZLOO RQO\ DOORZ HQWU\ RI '7& QXPEHUV WKDW
DUH VXSSRUWHG E\ WKH YHKLFOH EHLQJ WHVWHG ,I DQ DWWHPSW
LV PDGH WR HQWHU '7& QXPEHUV IRU WHVWV ZKLFK WKH
GLDJQRVWLF H[HFXWLYH GRHV QRW UHFRJQL]H WKH UHTXHVWHG
LQIRUPDWLRQ ZLOO QRW EH GLVSOD\HG FRUUHFWO\ DQG WKH VFDQ
WRRO PD\ GLVSOD\ DQ HUURU PHVVDJH 7KH VDPH DSSOLHV WR
XVLQJ WKH '7& WULJJHU RSWLRQ LQ WKH 6QDSVKRW PRGH ,I DQ
LQYDOLG '7& LV HQWHUHG WKH VFDQ WRRO ZLOO QRW WULJJHU

)DLOHG /DVW 7HVW


7KLV PHVVDJH GLVSOD\ LQGLFDWHV WKDW WKH ODVW GLDJQRVWLF
WHVW IDLOHG IRU WKH VHOHFWHG '7& )RU W\SH $ DQG W\SH %
'7&V WKLV PHVVDJH ZLOO EH GLVSOD\HG GXULQJ
VXEVHTXHQW LJQLWLRQ F\FOHV XQWLO WKH WHVW SDVVHV RU '7&V
DUH FOHDUHG )RU W\SH & DQG W\SH ' '7&V WKLV PHVVDJH
ZLOO FOHDU ZKHQ WKH LJQLWLRQ LV F\FOHG

)DLOHG 6LQFH &OHDU


7KLV PHVVDJH GLVSOD\ LQGLFDWHV WKDW WKH '7& KDV IDLOHG
DW OHDVW RQFH ZLWKLQ WKH ODVW  ZDUPXS F\FOHV VLQFH
WKH ODVW WLPH '7&V ZHUH FOHDUHG

)DLOHG 7KLV ,J )DLOHG 7KLV ,JQLWLRQ


7KLV PHVVDJH GLVSOD\ LQGLFDWHV WKDW WKH GLDJQRVWLF WHVW
KDV IDLOHG DW OHDVW RQFH GXULQJ WKH FXUUHQW LJQLWLRQ F\FOH
7KLV PHVVDJH ZLOO FOHDU ZKHQ '7&V DUH FOHDUHG RU WKH
LJQLWLRQ LV F\FOHG

+LVWRU\ '7&
7KLV PHVVDJH GLVSOD\ LQGLFDWHV WKDW WKH '7& KDV EHHQ
VWRUHG LQ PHPRU\ DV D YDOLG IDXOW $ '7& GLVSOD\HG DV D
+LVWRU\ IDXOW PD\ QRW PHDQ WKDW WKH IDXOW LV QR ORQJHU
SUHVHQW 7KH KLVWRU\ GHVFULSWLRQ PHDQV WKDW DOO WKH
FRQGLWLRQV QHFHVVDU\ IRU UHSRUWLQJ D IDXOW KDYH EHHQ PHW
PD\EH HYHQ FXUUHQWO\  DQG WKH LQIRUPDWLRQ ZDV VWRUHG
LQ WKH FRQWURO PRGXOH PHPRU\

0,/ 5HTXHVWHG
7KLV PHVVDJH GLVSOD\ LQGLFDWHV WKDW WKH '7& LV FXUUHQWO\
FDXVLQJ WKH 0,/ WR EH WXUQHG 21 5HPHPEHU WKDW RQO\
W\SH $ DQG W\SH % '7&V FDQ UHTXHVW WKH 0,/ 7KH 0,/
UHTXHVW FDQQRW EH XVHG WR GHWHUPLQH LI WKH '7& IDXOW
FRQGLWLRQV DUH FXUUHQWO\ EHLQJ H[SHULHQFHG 7KLV LV
EHFDXVH WKH GLDJQRVWLF H[HFXWLYH ZLOO UHTXLUH XS WR WKUHH
WULSV GXULQJ ZKLFK WKH GLDJQRVWLF WHVW SDVVHV WR WXUQ 2))
WKH 0,/

1RW 5XQ 6LQFH &, 1RW 5XQ 6LQFH &OHDUHG


7KLV PHVVDJH GLVSOD\ LQGLFDWHV WKDW WKH VHOHFWHG
GLDJQRVWLF WHVW KDV QRW UXQ VLQFH WKH ODVW WLPH '7&V
ZHUH FOHDUHG 7KHUHIRUH WKH GLDJQRVWLF WHVW VWDWXV
SDVVLQJ RU IDLOLQJ LV XQNQRZQ $IWHU '7&V DUH FOHDUHG
WKLV PHVVDJH ZLOO FRQWLQXH WR EH GLVSOD\HG XQWLO WKH
GLDJQRVWLF WHVW UXQV

1RW 5XQ 7KLV ,J 1RW 5XQ 7KLV ,JQLWLRQ


7KLV PHVVDJH GLVSOD\ LQGLFDWHV WKDW WKH VHOHFWHG
GLDJQRVWLF WHVW KDV QRW UXQ GXULQJ WKLV LJQLWLRQ F\FOH

7HVW 5DQ DQG 3DVVHG


7KLV PHVVDJH GLVSOD\ LQGLFDWHV WKDW WKH VHOHFWHG
GLDJQRVWLF WHVW KDV GRQH WKH IROORZLQJ

)   (1*,1( &21752/6


- 3DVVHG WKH ODVW WHVW
- 5XQ DQG SDVVHG GXULQJ WKLV LJQLWLRQ F\FOH
- 5XQ DQG SDVVHG VLQFH '7&V ZHUH ODVW FOHDUHG
,I WKH LQGLFDWHG VWDWXV RI WKH YHKLFOH LV CC7HVW 5DQ DQG
3DVVHG DIWHU D UHSDLU YHULILFDWLRQ WKH YHKLFOH LV UHDG\ WR
EH UHOHDVHG WR WKH FXVWRPHU
,I WKH LQGLFDWHG VWDWXV RI WKH YHKLFOH LV CC)DLOHG 7KLV
,JQLWLRQ DIWHU D UHSDLU YHULILFDWLRQ WKHQ WKH UHSDLU LV
LQFRPSOHWH DQG IXUWKHU GLDJQRVLV LV UHTXLUHG
3ULRU WR UHSDLULQJ D YHKLFOH VWDWXV LQIRUPDWLRQ FDQ EH
XVHG WR HYDOXDWH WKH VWDWH RI WKH GLDJQRVWLF WHVW DQG WR
KHOS LGHQWLI\ DQ LQWHUPLWWHQW SUREOHP 7KH WHFKQLFLDQ FDQ
FRQFOXGH WKDW DOWKRXJK WKH 0,/ LV LOOXPLQDWHG WKH IDXOW
FRQGLWLRQ WKDW FDXVHG WKH FRGH WR VHW LV QRW SUHVHQW $Q
LQWHUPLWWHQW FRQGLWLRQ PXVW EH WKH FDXVH

35,0$5< 6<67(0 %$6('


',$*1267,&6
7KHUH DUH SULPDU\ V\VWHPEDVHG GLDJQRVWLFV ZKLFK
HYDOXDWH WKH V\VWHP RSHUDWLRQ DQG LWV HIIHFW RQ YHKLFOH
HPLVVLRQV 7KH SULPDU\ V\VWHPEDVHG GLDJQRVWLFV DUH
OLVWHG EHORZ ZLWK D EULHI GHVFULSWLRQ RI WKH GLDJQRVWLF
IXQFWLRQ

2[\JHQ 6HQVRU 'LDJQRVLV


7KH IXHO FRQWURO R[\JHQ VHQVRU 26  LV GLDJQRVHG IRU
WKH IROORZLQJ FRQGLWLRQV
- 6ORZ UHVSRQVH
- 5HVSRQVH WLPH WLPH WR VZLWFK 5/ RU /5 
- ,QDFWLYH VLJQDO RXWSXW VWHDG\ DW ELDV YROWDJH
DSSUR[LPDWHO\  PY 
- 6LJQDO IL[HG KLJK
- 6LJQDO IL[HG ORZ
7KH FDWDO\VW PRQLWRU KHDWHG R[\JHQ VHQVRU +26  LV
GLDJQRVHG IRU WKH IROORZLQJ FRQGLWLRQV
- +HDWHU SHUIRUPDQFH WLPH WR DFWLYLW\ RQ FROG VWDUW 
- 6LJQDO IL[HG ORZ GXULQJ VWHDG\ VWDWH FRQGLWLRQV RU
SRZHU HQULFKPHQW KDUG DFFHOHUDWLRQ ZKHQ D ULFK
PL[WXUH VKRXOG EH LQGLFDWHG 
- 6LJQDO IL[HG KLJK GXULQJ VWHDG\ VWDWH FRQGLWLRQV RU
GHFHOHUDWLRQ PRGH GHFHOHUDWLRQ ZKHQ D OHDQ PL[WXUH
VKRXOG EH LQGLFDWHG 
- ,QDFWLYH VHQVRU RXWSXW VWHDG\ DW DSSUR[  PY 
,I WKH 26  SLJWDLO ZLULQJ FRQQHFWRU RU WHUPLQDO DUH
GDPDJHG WKH HQWLUH 26  DVVHPEO\ PXVW EH UHSODFHG
'R QRW DWWHPSW WR UHSDLU WKH ZLULQJ FRQQHFWRU RU
WHUPLQDOV ,Q RUGHU IRU WKH VHQVRU WR IXQFWLRQ SURSHUO\ LW
PXVW KDYH FOHDQ UHIHUHQFH DLU SURYLGHG WR LW 7KLV FOHDQ
DLU UHIHUHQFH LV REWDLQHG E\ ZD\ RI WKH 26  ZLUH V 
$Q\ DWWHPSW WR UHSDLU WKH ZLUHV FRQQHFWRU RU WHUPLQDOV
FRXOG UHVXOW LQ WKH REVWUXFWLRQ RI WKH UHIHUHQFH DLU DQG
GHJUDGH WKH 26  SHUIRUPDQFH

0LVILUH 0RQLWRU 'LDJQRVWLF 2SHUDWLRQ


7KH PLVILUH PRQLWRU GLDJQRVWLF LV EDVHG RQ FUDQNVKDIW
URWDWLRQDO YHORFLW\ UHIHUHQFH SHULRG YDULDWLRQV 7KH
HQJLQH FRQWURO PRGXOH (&0 GHWHUPLQHV FUDQNVKDIW
URWDWLRQDO YHORFLW\ XVLQJ WKH FUDQNVKDIW SRVLWLRQ VHQVRU

&36 DQG WKH FDPVKDIW SRVLWLRQ &03 VHQVRU :KHQ D


F\OLQGHU PLVILUHV WKH FUDQNVKDIW VORZV GRZQ
PRPHQWDULO\ %\ PRQLWRULQJ WKH &36 DQG &03 VHQVRU
VLJQDOV WKH (&0 FDQ FDOFXODWH ZKHQ D PLVILUH RFFXUV
)RU D QRQFDWDO\VW GDPDJLQJ PLVILUH WKH GLDJQRVWLF ZLOO
EH UHTXLUHG WR PRQLWRU D PLVILUH SUHVHQW IRU EHWZHHQ
 HQJLQH UHYROXWLRQV
)RU FDWDO\VW GDPDJLQJ PLVILUH WKH GLDJQRVWLF ZLOO
UHVSRQG WR PLVILUH ZLWKLQ  HQJLQH UHYROXWLRQV
5RXJK URDGV PD\ FDXVH IDOVH PLVILUH GHWHFWLRQ $ URXJK
URDG ZLOO FDXVH WRUTXH WR EH DSSOLHG WR WKH GULYH ZKHHOV
DQG GULYH WUDLQ 7KLV WRUTXH FDQ LQWHUPLWWHQWO\ GHFUHDVH
WKH FUDQNVKDIW URWDWLRQDO YHORFLW\ 7KLV PD\ EH IDOVHO\
GHWHFWHG DV D PLVILUH
$ URXJK URDG VHQVRU RU CC* VHQVRU ZRUNV WRJHWKHU ZLWK
WKH PLVILUH GHWHFWLRQ V\VWHP 7KH * VHQVRU SURGXFHV D
YROWDJH WKDW YDULHV DORQJ ZLWK WKH LQWHQVLW\ RI URDG
YLEUDWLRQV :KHQ WKH (&0 GHWHFWV D URXJK URDG WKH
PLVILUH GHWHFWLRQ V\VWHP LV WHPSRUDULO\ GLVDEOHG

0LVILUH &RXQWHUV
:KHQHYHU D F\OLQGHU PLVILUHV WKH PLVILUH GLDJQRVWLF
FRXQWV WKH PLVILUH DQG QRWHV WKH FUDQNVKDIW SRVLWLRQ DW
WKH WLPH WKH PLVILUH RFFXUUHG 7KHVH CCPLVILUH FRXQWHUV
DUH EDVLFDOO\ D ILOH RQ HDFK HQJLQH F\OLQGHU $ FXUUHQW
DQG D KLVWRU\ PLVILUH FRXQWHU DUH PDLQWDLQHG IRU HDFK
F\OLQGHU 7KH PLVILUH FXUUHQW FRXQWHUV 0LVILUH &XU 
LQGLFDWH WKH QXPEHU RI ILULQJ HYHQWV RXW RI WKH ODVW 
F\OLQGHU ILULQJ HYHQWV ZKLFK ZHUH PLVILUHV 7KH PLVILUH
FXUUHQW FRXQWHU ZLOO GLVSOD\ UHDO WLPH GDWD ZLWKRXW D
PLVILUH '7& VWRUHG 7KH PLVILUH KLVWRU\ FRXQWHUV 0LVILUH
+LVW  LQGLFDWH WKH WRWDO QXPEHU RI F\OLQGHU ILULQJ
HYHQWV ZKLFK ZHUH PLVILUHV 7KH PLVILUH KLVWRU\ FRXQWHUV
ZLOO GLVSOD\  XQWLO WKH PLVILUH GLDJQRVWLF KDV IDLOHG DQG D
'7& 3 LV VHW 2QFH WKH PLVILUH '7& 3 LV VHW
WKH PLVILUH KLVWRU\ FRXQWHUV ZLOO EH XSGDWHG HYHU\ 
F\OLQGHU ILULQJ HYHQWV $ PLVILUH FRXQWHU LV PDLQWDLQHG IRU
HDFK F\OLQGHU
,I WKH PLVILUH GLDJQRVWLF UHSRUWV D IDLOXUH WKH GLDJQRVWLF
H[HFXWLYH UHYLHZV DOO RI WKH PLVILUH FRXQWHUV EHIRUH
UHSRUWLQJ D '7& 7KLV ZD\ WKH GLDJQRVWLF H[HFXWLYH
UHSRUWV WKH PRVW FXUUHQW LQIRUPDWLRQ
:KHQ FUDQNVKDIW URWDWLRQ LV HUUDWLF D PLVILUH FRQGLWLRQ
ZLOO EH GHWHFWHG %HFDXVH RI WKLV HUUDWLF FRQGLWLRQ WKH
GDWD WKDW LV FROOHFWHG E\ WKH GLDJQRVWLF FDQ VRPHWLPHV
LQFRUUHFWO\ LGHQWLI\ ZKLFK F\OLQGHU LV PLVILULQJ
8VH GLDJQRVWLF HTXLSPHQW WR PRQLWRU PLVILUH FRXQWHU
GDWD RQ 2%' FRPSOLDQW YHKLFOHV .QRZLQJ ZKLFK
VSHFLILF F\OLQGHU V PLVILUHG FDQ OHDG WR WKH URRW FDXVH
HYHQ ZKHQ GHDOLQJ ZLWK D PXOWLSOH F\OLQGHU PLVILUH 8VLQJ
WKH LQIRUPDWLRQ LQ WKH PLVILUH FRXQWHUV LGHQWLI\ ZKLFK
F\OLQGHUV DUH PLVILULQJ ,I WKH FRXQWHUV LQGLFDWH F\OLQGHUV
QXPEHUV  DQG  PLVILUHG ORRN IRU D FLUFXLW RU
FRPSRQHQW FRPPRQ WR ERWK F\OLQGHUV QXPEHU  DQG 
7KH PLVILUH GLDJQRVWLF PD\ LQGLFDWH D IDXOW GXH WR D
WHPSRUDU\ IDXOW QRW QHFHVVDULO\ FDXVHG E\ D YHKLFOH
HPLVVLRQ V\VWHP PDOIXQFWLRQ ([DPSOHV LQFOXGH WKH
IROORZLQJ LWHPV
- &RQWDPLQDWHG IXHO
- /RZ IXHO

'$(:22 9 %/

(1*,1( &21752/6 )  


- )XHOIRXOHG VSDUN SOXJV
- %DVLF HQJLQH IDXOW

)XHO 7ULP 6\VWHP 0RQLWRU 'LDJQRVWLF


2SHUDWLRQ
7KLV V\VWHP PRQLWRUV WKH DYHUDJHV RI VKRUWWHUP DQG
ORQJWHUP IXHO WULP YDOXHV ,I WKHVH IXHO WULP YDOXHV VWD\
DW WKHLU OLPLWV IRU D FDOLEUDWHG SHULRG RI WLPH D
PDOIXQFWLRQ LV LQGLFDWHG 7KH IXHO WULP GLDJQRVWLF
FRPSDUHV WKH DYHUDJHV RI VKRUWWHUP IXHO WULP YDOXHV
DQG ORQJWHUP IXHO WULP YDOXHV WR ULFK DQG OHDQ
WKUHVKROGV ,I HLWKHU YDOXH LV ZLWKLQ WKH WKUHVKROGV D SDVV
LV UHFRUGHG ,I ERWK YDOXHV DUH RXWVLGH WKHLU WKUHVKROGV D
ULFK RU OHDQ '7& ZLOO EH UHFRUGHG
7KH IXHO WULP V\VWHP GLDJQRVWLF DOVR FRQGXFWV DQ
LQWUXVLYH WHVW 7KLV WHVW GHWHUPLQHV LI D ULFK FRQGLWLRQ LV
EHLQJ FDXVHG E\ H[FHVVLYH IXHO YDSRU IURP WKH
(YDSRUDWLYH (PLVVLRQ (9$3 FDQLVWHU ,Q RUGHU WR PHHW
2%' UHTXLUHPHQWV WKH FRQWURO PRGXOH XVHV ZHLJKWHG
IXHO WULP FHOOV WR GHWHUPLQH WKH QHHG WR VHW D IXHO WULP
'7& $ IXHO WULP '7& FDQ RQO\ EH VHW LI IXHO WULP FRXQWV
LQ WKH ZHLJKWHG IXHO WULP FHOOV H[FHHG VSHFLILFDWLRQV
7KLV PHDQV WKDW WKH YHKLFOH FRXOG KDYH D IXHO WULP
SUREOHP ZKLFK LV FDXVLQJ D SUREOHP XQGHU FHUWDLQ
FRQGLWLRQV LH HQJLQH LGOH KLJK GXH WR D VPDOO YDFXXP
OHDN RU URXJK LGOH GXH WR D ODUJH YDFXXP OHDN ZKLOH LW
RSHUDWHV ILQH DW RWKHU WLPHV 1R IXHO WULP '7& ZRXOG VHW
DOWKRXJK DQ HQJLQH LGOH VSHHG '7& RU +26  '7&
PD\ VHW  8VH D VFDQ WRRO WR REVHUYH IXHO WULP FRXQWV
ZKLOH WKH SUREOHP LV RFFXUULQJ

'$(:22 9 %/

$ IXHO WULP '7& PD\ EH WULJJHUHG E\ D QXPEHU RI YHKLFOH


IDXOWV 0DNH XVH RI DOO LQIRUPDWLRQ DYDLODEOH RWKHU '7&V
VWRUHG ULFK RU OHDQ FRQGLWLRQ HWF ZKHQ GLDJQRVLQJ D
IXHO WULP IDXOW

)XHO 7ULP &HOO 'LDJQRVWLF :HLJKWV


1R IXHO WULP '7& ZLOO VHW UHJDUGOHVV RI WKH IXHO WULP
FRXQWV LQ FHOO  XQOHVV WKH IXHO WULP FRXQWV LQ WKH
ZHLJKWHG FHOOV DUH DOVR RXWVLGH VSHFLILFDWLRQV 7KLV
PHDQV WKDW WKH YHKLFOH FRXOG KDYH D IXHO WULP SUREOHP
ZKLFK LV FDXVLQJ D SUREOHP XQGHU FHUWDLQ FRQGLWLRQV LH
HQJLQH LGOH KLJK GXH WR D VPDOO YDFXXP OHDN RU URXJK
GXH WR D ODUJH YDFXXP OHDN ZKLOH LW RSHUDWHV ILQH DW
RWKHU WLPHV 1R IXHO WULP '7& ZRXOG VHW DOWKRXJK DQ
HQJLQH LGOH VSHHG '7& RU +26  '7& PD\ VHW  8VH D
VFDQ WRRO WR REVHUYH IXHO WULP FRXQWV ZKLOH WKH SUREOHP LV
RFFXUULQJ

2&7$1( 180%(5 &211(&725


7KH RFWDQH QXPEHU FRQQHFWRU ZKLWH LV ORFDWHG XQGHU
WKH SDVVHQJHU VHDW QH[W WR WKH HOHFWURQLF FRQWURO PRGXOH
(&0  7KH FRQQHFWRU LV D MXPSHU KDUQHVV WKDW VLJQDOV
WKH RFWDQH UDWLQJ RI WKH IXHO WR WKH (&0 )RXU VHWWLQJV
DUH DYDLODEOH 7KH YHKLFOH LV VKLSSHG IURP WKH IDFWRU\
ZLWK D ODEHO DWWDFKHG WR WKH MXPSHU KDUQHVV VKRZLQJ WKH
RULJLQDO RFWDQH UDWLQJ RQ WKH (&0 7KH (&0 DOWHUV IXHO
GHOLYHU\ DQG VSDUN WLPLQJ EDVHG RQ WKH RFWDQH QXPEHU
VHWWLQJV 7KH IROORZLQJ WDEOH VKRZV ZKLFK WHUPLQDOV WR
MXPS RQ WKH RFWDQH QXPEHU FRQQHFWRU WR GHWHUPLQH WKH
FRUUHFW IXHO RFWDQH UDWLQJ 7HUPLQDO  LV JURXQG RQ WKH
RFWDQH QXPEHU FRQQHFWRU

)   (1*,1( &21752/6


2FWDQH 1XPEHU 6HOHFWLQJ ,(),








(&0 7HUPLQDO '

2SHQ

2SHQ

*URXQG

*URXQG

(&0 7HUPLQDO '

*URXQG

2SHQ

2SHQ

*URXQG

2FWDQH 1XPEHU 6HOHFWLQJ ,706)










2FWDQH 6ZLWFK 
(&0 7HUPLQDO ' DQG '

2))

2))

21

21

2FWDQH 6ZLWFK 
(&0 7HUPLQDO & DQG '

21

2))

2))

21

&)

'$(:22 9 %/

6(&7,21 *

(1*,1( (;+$867
6SHFLILFDWLRQV                              *
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV            *

0XIIOHU  5HDU                               *


([KDXVW 3LSH                               *

&RPSRQHQW /RFDWRU                         *


([KDXVW 6\VWHP                            *

*HQHUDO 'HVFULSWLRQ DQG 6\VWHP


2SHUDWLRQ                                *
([KDXVW 6\VWHP                           *
0XIIOHU                                    *
&DWDO\WLF &RQYHUWHU                         *
'XPP\ &DWDO\WLF &RQYHUWHU                  *

0DLQWHQDQFH DQG 5HSDLU                    


2Q9HKLFOH 6HUYLFH                          
&DWDO\WLF &RQYHUWHU'XPP\ &DWDO\WLF
&RQYHUWHU                                 
0XIIOHU  )URQW                             

*
*
*
*

63(&,),&$7,216
)$67(1(5 7,*+7(1,1* 63(&,),&$7,216
$SSOLFDWLRQ
)URQW ([KDXVW 3LSH WR &DWDO\WLF &RQYHUWHU'XPP\
&DWDO\WLF &RQYHUWHU 1XWV

1:P


/E:)W


/E:,Q


)URQW ([KDXVW 3LSH WR ([KDXVW 0DQLIROG 1XWV





)URQW 0XIIOHU 3LSH WR &DWDO\WLF &RQYHUWHU'XPP\


&DWDO\WLF &RQYHUWHU 1XWV





)URQW 0XIIOHU 3LSH WR 5HDU 0XIIOHU 3LSH 1XWV





/RZHU )URQW ([KDXVW 3LSH 0RXQWLQJ %UDFNHW 1XWV





5HDU 0XIIOHU 3LSH WR ([KDXVW 7ULP 5LQJ %ROW





'$(:22 9 %/

*   (1*,1( (;+$867

&20321(17 /2&$725='
(;+$867 6<67(0

&*$






0HWDO *DVNHW
0HWDO &ODPS
)URQW ([KDXVW 3LSH
&DWDO\WLF &RQYHUWHU RU 'XPP\ &DWDO\WLF
&RQYHUWHU

 )URQW 0XIIOHU
 5HDU 0XIIOHU
 7ULP 5LQJ

'$(:22 9 %/

(1*,1( (;+$867 *  

0$,17(1$1&( $1'
5(3$,5
219(+,&/( 6(59,&(
&$7$/<7,& &219(57(5
'800< &$7$/<7,& &219(57(5
5HPRYDO 3URFHGXUH
 5HPRYH WKH VSODVK JXDUG 5HIHU WR 6HFWLRQ 1
)UDPH DQG 8QGHUERG\
 5HPRYH WKH IURQW H[KDXVW SLSH QXWV DQG WKH JDVNHW
IURP WKH H[KDXVW PDQLIROG

&*

 5HPRYH WKH ORFNLQJ QXWV IURP WKH ORZHU IURQW H[KDXVW


SLSH PRXQWLQJ EUDFNHW ZKLFK DWWDFKHV WR WKH ZHOGHG
EROWV RI WKH XSSHU IURQW H[KDXVW SLSH PRXQWLQJ
EUDFNHW
 5HPRYH WKH ORZHU IURQW H[KDXVW SLSH EUDFNHW
 5HPRYH WKH IURQW H[KDXVW SLSH IURP WKH XSSHU IURQW
H[KDXVW SLSH PRXQWLQJ EUDFNHW

&*

 5HPRYH WKH IURQW H[KDXVW SLSH IURP WKH UXEEHU ULQJ


KDQJHUV QHDU ZKHUH WKH IURQW H[KDXVW SLSH IODQJH
FRQQHFWV WR WKH FDWDO\WLF FRQYHUWHU RU WKH GXPP\
FDWDO\WLF FRQYHUWHU IODQJH
 5HPRYH WKH QXWV WKDW VHFXUH WKH IURQW H[KDXVW SLSH
IODQJH WR WKH FDWDO\WLF FRQYHUWHU RU WKH GXPP\
FDWDO\WLF FRQYHUWHU IODQJH

&*

'$(:22 9 %/

*   (1*,1( (;+$867
 5HPRYH WKH IURQW H[KDXVW SLSH DQG WKH JDVNHW
 5HPRYH WKH QXWV WKDW VHFXUH WKH IURQW PXIIOHU SLSH
WR WKH FDWDO\WLF FRQYHUWHU RU WKH GXPP\ FDWDO\WLF
FRQYHUWHU IODQJH
 5HPRYH WKH FDWDO\WLF FRQYHUWHU RU WKH GXPP\
FDWDO\WLF FRQYHUWHU DQG WKH JDVNHW
 &OHDQ WKH VHDOLQJ VXUIDFHV RQ WKH IURQW H[KDXVW SLSH
IODQJH DQG WKH H[KDXVW PDQLIROG
 &KHFN WKH IURQW H[KDXVW SLSH DQG WKH FDWDO\WLF
FRQYHUWHU RU WKH GXPP\ FDWDO\WLF FRQYHUWHU IRU
KROHV GDPDJH RSHQ VHDPV RU RWKHU GHWHULRUDWLRQ
ZKLFK FRXOG SHUPLW H[KDXVW IXPHV WR VHHS LQWR WKH
SDVVHQJHU FRPSDUWPHQW RU WKH WUXQN

&*

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH JDVNHW EHWZHHQ WKH FDWDO\WLF FRQYHUWHU RU
WKH GXPP\ FDWDO\WLF FRQYHUWHU IODQJH DQG WKH IURQW
PXIIOHU SLSH IODQJH
 ,QVWDOO WKH FDWDO\WLF FRQYHUWHU RU WKH GXPP\ FDWDO\WLF
FRQYHUWHU WR WKH IURQW PXIIOHU SLSH
 ,QVWDOO WKH QXWV WR VHFXUH WKH IURQW PXIIOHU SLSH WR WKH
FDWDO\WLF FRQYHUWHU RU WKH GXPP\ FDWDO\WLF
FRQYHUWHU 

7LJKWHQ
7LJKWHQ WKH IURQW PXIIOHU SLSH WR FDWDO\WLF FRQYHUWHU RU
WKH GXPP\ FDWDO\WLF FRQYHUWHU QXWV WR  1:P 
OE:IW 

&*

 ,QVWDOO WKH IURQW H[KDXVW SLSH WR WKH UXEEHU ULQJ


KDQJHUV
 ,QVWDOO WKH JDVNHW EHWZHHQ WKH IURQW H[KDXVW SLSH
IODQJH DQG WKH FDWDO\WLF FRQYHUWHU RU WKH GXPP\
FDWDO\WLF FRQYHUWHU IODQJH
 ,QVWDOO WKH IURQW H[KDXVW SLSH WR WKH FDWDO\WLF FRQYHUWHU
RU WKH GXPP\ FDWDO\WLF FRQYHUWHU XVLQJ WKH QXWV

7LJKWHQ
7LJKWHQ WKH IURQW H[KDXVW SLSH WR FDWDO\WLF FRQYHUWHU
RU WKH GXPP\ FDWDO\WLF FRQYHUWHU QXWV WR  1:P 
OE:IW 

&*

'$(:22 9 %/

(1*,1( (;+$867 *  
 ,QVWDOO WKH IURQW H[KDXVW SLSH LQWR WKH XSSHU IURQW
H[KDXVW SLSH PRXQWLQJ EUDFNHW
 ,QVWDOO WKH ORZHU IURQW H[KDXVW SLSH PRXQWLQJ EUDFNHW
RQWR WKH IURQW H[KDXVW SLSH
 ,QVWDOO WKH ORZHU IURQW H[KDXVW SLSH PRXQWLQJ EUDFNHW
WR WKH ZHOGHG EROWV RI WKH XSSHU IURQW H[KDXVW SLSH
PRXQWLQJ EUDFNHW XVLQJ WKH QXWV

7LJKWHQ
7LJKWHQ WKH ORZHU IURQW H[KDXVW SLSH PRXQWLQJ
EUDFNHW QXWV WR  1:P  OE:IW 

&*

 ,QVWDOO WKH JDVNHW EHWZHHQ WKH IURQW H[KDXVW SLSH


IODQJH DQG WKH H[KDXVW PDQLIROG
 ,QVWDOO WKH IURQW H[KDXVW SLSH WR WKH H[KDXVW PDQLIROG
XVLQJ WKH QXWV

7LJKWHQ
7LJKWHQ WKH IURQW H[KDXVW SLSH WR H[KDXVW PDQLIROG
QXWV WR  1:P  OE:IW 
 ,QVWDOO WKH VSODVK JXDUG 5HIHU WR 6HFWLRQ 1 )UDPH
DQG 8QGHUERG\

&*

08))/(5  )5217
5HPRYDO 3URFHGXUH
 5HPRYH WKH QXWV WKDW VHFXUH WKH IURQW PXIIOHU SLSH WR
WKH FDWDO\WLF FRQYHUWHU RU WKH GXPP\ FDWDO\WLF
FRQYHUWHU IODQJH
 5HPRYH WKH JDVNHW

&*

'$(:22 9 %/

*   (1*,1( (;+$867
 5HPRYH WKH IURQW PXIIOHU IURP WKH UXEEHU KDQJHUV

&*

 5HPRYH WKH QXWV WKDW VHFXUH WKH IURQW PXIIOHU SLSH


IODQJH WR WKH UHDU PXIIOHU SLSH IODQJH
 5HPRYH WKH JDVNHW IURP EHWZHHQ WKH IURQW PXIIOHU
SLSH IODQJH DQG WKH UHDU PXIIOHU SLSH IODQJH
 'LVFRQQHFW WKH IURQW PXIIOHU SLSH IURP WKH UXEEHU
KDQJHU
 5HPRYH WKH IURQW PXIIOHU SLSH
 &KHFN WKH H[KDXVW SLSH DQG WKH IURQW PXIIOHU SLSH IRU
KROHV GDPDJH RSHQ VHDPV RU RWKHU GHWHULRUDWLRQ
ZKLFK FRXOG SHUPLW H[KDXVW IXPHV WR VHHS LQWR WKH
SDVVHQJHU FRPSDUWPHQW RU WKH WUXQN

&*

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH IURQW PXIIOHU SLSH WR WKH UXEEHU KDQJHU
 ,QVWDOO WKH JDVNHW WR WKH IURQW PXIIOHU SLSH
 ,QVWDOO WKH IURQW PXIIOHU SLSH WR WKH UHDU PXIIOHU SLSH
ZLWK WKH QXWV

7LJKWHQ
7LJKWHQ WKH IURQW PXIIOHU SLSH WR UHDU PXIIOHU SLSH QXWV
WR  1:P  OE: 

&*

'$(:22 9 %/

(1*,1( (;+$867 *  
 ,QVWDOO WKH IURQW PXIIOHU DVVHPEO\ WR WKH UXEEHU
KDQJHUV
 ,QVWDOO WKH IURQW PXIIOHU SLSH WR WKH FDWDO\WLF FRQYHUWHU
RU WKH GXPP\ FDWDO\WLF FRQYHUWHU IODQJH

&*

 ,QVWDOO WKH QXWV WR VHFXUH WKH IURQW PXIIOHU SLSH WR WKH


FDWDO\WLF FRQYHUWHU RU WKH GXPP\ FDWDO\WLF
FRQYHUWHU 

7LJKWHQ
7LJKWHQ WKH IURQW PXIIOHU SLSH WR FDWDO\WLF FRQYHUWHU RU
WKH GXPP\ FDWDO\WLF FRQYHUWHU QXWV WR  1:P 
OE: 

&*

08))/(5  5($5
5HPRYDO 3URFHGXUH
 5HPRYH WKH QXWV WKDW DWWDFK WKH UHDU PXIIOHU SLSH
IODQJH WR WKH IURQW PXIIOHU SLSH IODQJH
 5HPRYH WKH JDVNHW IURP EHWZHHQ WKH UHDU PXIIOHU
SLSH IODQJH DQG WKH IURQW PXIIOHU SLSH IODQJH

&*

'$(:22 9 %/

*   (1*,1( (;+$867
 /RRVHQ WKH EROW WKDW VHFXUHV WKH WULP ULQJ WR WKH UHDU
PXIIOHU SLSH
 5HPRYH WKH WULP ULQJ

&*

 'HWDFK WKH UHDU PXIIOHU IURP WKH UXEEHU KDQJHUV RQ


WKH WDLO SLSH HQG RI WKH UHDU PXIIOHU DVVHPEO\
 5HPRYH WKH UHDU PXIIOHU DVVHPEO\
 &KHFN WKH UHDU PXIIOHU DQG WKH SLSHV IRU KROHV
GDPDJH RSHQ VHDPV DQG RWKHU GHWHULRUDWLRQ ZKLFK
FRXOG SHUPLW H[KDXVW IXPHV WR VHHS LQWR WKH
SDVVHQJHU FRPSDUWPHQW RU WKH WUXQN

&*

,QVWDOODWLRQ 3URFHGXUH
 3ODFH WKH H[KDXVW WDLO SLSH WULP ULQJ RQ WKH UHDU
PXIIOHU SLSH
 6HFXUH WKH H[KDXVW SLSH WULP ULQJ RQ WKH UHDU PXIIOHU
SLSH ZLWK WKH EROW

7LJKWHQ
7LJKWHQ WKH UHDU PXIIOHU SLSH WR H[KDXVW WULP ULQJ EROW
WR  1:P  OE:IW 

&*

'$(:22 9 %/

(1*,1( (;+$867 *  
 ,QVWDOO WKH UHDU PXIIOHU DVVHPEO\ RQ WKH UXEEHU
KDQJHUV

&*

 ,QVWDOO WKH JDVNHW EHWZHHQ WKH UHDU PXIIOHU SLSH IODQJH


DQG WKH IURQW PXIIOHU SLSH IODQJH
 ,QVWDOO WKH IURQW PXIIOHU SLSH WR WKH UHDU PXIIOHU SLSH
ZLWK WKH QXWV

7LJKWHQ
7LJKWHQ WKH IURQW PXIIOHU SLSH WR UHDU PXIIOHU SLSH QXWV
WR  1:P  OE:IW 

&*

(;+$867 3,3(
5HPRYDO 3URFHGXUH
 5HPRYH WKH VSODVK JXDUG 5HIHU WR 6HFWLRQ 1
)UDPH DQG 8QGHUERG\
 5HPRYH WKH IURQW H[KDXVW SLSH QXWV DQG WKH JDVNHW
IURP WKH H[KDXVW PDQLIROG

&*

'$(:22 9 %/

*   (1*,1( (;+$867
 5HPRYH WKH ORFNLQJ QXWV IURP WKH ORZHU IURQW
H[KDXVW SLSH PRXQWLQJ EUDFNHW ZKLFK DWWDFKHV WR
WKH ZHOGHG EROWV RI WKH XSSHU IURQW H[KDXVW SLSH
PRXQWLQJ EUDFNHW
 5HPRYH WKH ORZHU IURQW H[KDXVW SLSH EUDFNHW IURP
WKH IURQW H[KDXVW SLSH
 5HPRYH WKH IURQW H[KDXVW SLSH IURP WKH XSSHU IURQW
H[KDXVW SLSH PRXQWLQJ EUDFNHW

&*

 'LVFRQQHFW WKH IURQW H[KDXVW SLSH IURP WKH UXEEHU


ULQJ KDQJHUV QHDU ZKHUH WKH IURQW H[KDXVW SLSH
IODQJH FRQQHFWV WR WKH FDWDO\WLF FRQYHUWHU RU WKH
GXPP\ FDWDO\WLF FRQYHUWHU IODQJH
 5HPRYH WKH QXWV WKDW VHFXUH WKH IURQW H[KDXVW SLSH
IODQJH WR WKH FDWDO\WLF FRQYHUWHU RU WKH GXPP\
FDWDO\WLF FRQYHUWHU IODQJH
 5HPRYH WKH IURQW H[KDXVW SLSH DQG WKH JDVNHW
 &KHFN WKH IURQW H[KDXVW SLSH DQG WKH FDWDO\WLF
FRQYHUWHU RU WKH GXPP\ FDWDO\WLF FRQYHUWHU IRU
KROHV GDPDJH RSHQ VHDPV RU RWKHU GHWHULRUDWLRQ
ZKLFK FRXOG SHUPLW H[KDXVW IXPHV WR VHHS LQWR WKH
SDVVHQJHU FRPSDUWPHQW RU WKH WUXQN
 &OHDQ WKH VHDOLQJ VXUIDFHV RQ WKH IURQW H[KDXVW SLSH
IODQJH DQG WKH H[KDXVW PDQLIROG
&*

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH IURQW H[KDXVW SLSH RQ WKH UXEEHU ULQJ
KDQJHUV
 ,QVWDOO WKH JDVNHW EHWZHHQ WKH IURQW H[KDXVW SLSH DQG
WKH FDWDO\WLF FRQYHUWHU RU WKH GXPP\ FDWDO\WLF
FRQYHUWHU 
 ,QVWDOO WKH IURQW H[KDXVW SLSH WR WKH FDWDO\WLF FRQYHUWHU
RU WKH GXPP\ FDWDO\WLF FRQYHUWHU XVLQJ WKH QXWV

7LJKWHQ
7LJKWHQ WKH IURQW H[KDXVW SLSH WR FDWDO\WLF FRQYHUWHU
RU WKH GXPP\ FDWDO\WLF FRQYHUWHU QXWV WR  1:P 
OE:IW 

&*

'$(:22 9 %/

(1*,1( (;+$867 *  
 ,QVWDOO WKH IURQW H[KDXVW SLSH LQWR WKH XSSHU IURQW
H[KDXVW SLSH PRXQWLQJ EUDFNHW
 ,QVWDOO WKH ORZHU IURQW H[KDXVW SLSH PRXQWLQJ EUDFNHW
RQWR WKH IURQW H[KDXVW SLSH
 8VH WKH QXWV WR VHFXUH WKH ORZHU IURQW H[KDXVW SLSH
PRXQWLQJ EUDFNHW WR WKH ZHOGHG EROWV RI WKH XSSHU
IURQW H[KDXVW SLSH PRXQWLQJ EUDFNHW

7LJKWHQ
7LJKWHQ WKH ORZHU IURQW H[KDXVW SLSH PRXQWLQJ
EUDFNHW QXWV WR  1:P  OE:IW 

&*

 ,QVWDOO WKH IURQW H[KDXVW SLSH DQG WKH JDVNHW WR WKH


H[KDXVW PDQLIROG XVLQJ WKH QXWV

7LJKWHQ
7LJKWHQ WKH IURQW H[KDXVW SLSH WR H[KDXVW PDQLIROG
QXWV WR  1:P  OE:IW 
 ,QVWDOO WKH VSODVK JXDUG 5HIHU WR 6HFWLRQ 1 )UDPH
DQG 8QGHUERG\

&*

'$(:22 9 %/

*   (1*,1( (;+$867

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
(;+$867 6<67(0
1RWLFH :KHQ \RX DUH LQVSHFWLQJ RU UHSODFLQJ H[KDXVW
V\VWHP FRPSRQHQWV PDNH VXUH WKHUH LV DGHTXDWH
FOHDUDQFH IURP DOO SRLQWV RQ WKH XQGHUERG\ WR DYRLG
SRVVLEOH RYHUKHDWLQJ RI WKH IORRU SDQ DQG SRVVLEOH
GDPDJH WR WKH SDVVHQJHU FRPSDUWPHQW LQVXODWLRQ DQG
WULP PDWHULDOV
&KHFN WKH FRPSOHWH H[KDXVW V\VWHP DQG WKH QHDUE\
ERG\ DUHDV DQG WUXQN OLG IRU EURNHQ GDPDJHG PLVVLQJ
RU PLVSRVLWLRQHG SDUWV RSHQ VHDPV KROHV ORRVH
FRQQHFWLRQV RU RWKHU GHWHULRUDWLRQ ZKLFK FRXOG SHUPLW
H[KDXVW IXPHV WR VHHS LQWR WKH WUXQN RU SDVVHQJHU
FRPSDUWPHQW 'XVW RU ZDWHU LQ WKH WUXQN PD\ EH DQ
LQGLFDWLRQ RI D SUREOHP LQ RQH RI WKHVH DUHDV $Q\
GHIHFWV VKRXOG EH FRUUHFWHG LPPHGLDWHO\
7KH H[KDXVW PDQLIROG WR IURQW H[KDXVW SLSH FRQQHFWLRQ LV
D IOH[ MRLQW

08))/(5

$VLGH IURP WKH H[KDXVW PDQLIROG FRQQHFWLRQ WKH H[KDXVW


V\VWHP XVHV D IODQJH DQG VHDO MRLQW GHVLJQ UDWKHU WKDQ D
VOLS MRLQW FRXSOLQJ GHVLJQ ZLWK FODPS DQG 8 EROWV 7KH
H[KDXVW PDQLIROG WR H[KDXVW SLSH FRQQHFWLRQ LV D IOH[
MRLQW ,I KROHV RSHQ VHDPV RU DQ\ GHWHULRUDWLRQ LV
GLVFRYHUHG XSRQ LQVSHFWLRQ RI WKH IURQW PXIIOHU DQG SLSH
DVVHPEO\ WKH FRPSOHWH DVVHPEO\ VKRXOG EH UHSODFHG

7KH VDPH SURFHGXUH LV DSSOLFDEOH WR WKH UHDU PXIIOHU


DVVHPEO\
+HDW VKLHOGV IRU WKH IURQW DQG UHDU PXIIOHU DVVHPEO\ DQG
WKH FDWDO\WLF FRQYHUWHU SURWHFW WKH YHKLFOH DQG WKH
HQYLURQPHQW IURP WKH KLJK WHPSHUDWXUHV WKDW WKH
H[KDXVW V\VWHP GHYHORSV

&$7$/<7,& &219(57(5
1RWLFH :KHQ MDFNLQJ RU OLIWLQJ WKH YHKLFOH IURP WKH ERG\
VLGH UDLOV EH FHUWDLQ WKDW WKH OLIW SDGV GR QRW FRQWDFW WKH
FDWDO\WLF FRQYHUWHU DV WKLV FRXOG GDPDJH WKH FDWDO\WLF
FRQYHUWHU
1RWLFH 8VH RI DQ\WKLQJ RWKHU WKDQ XQOHDGHG IXHO ZLOO
GDPDJH WKH FDWDO\VW LQ WKH FDWDO\WLF FRQYHUWHU
7KH FDWDO\WLF FRQYHUWHU LV DQ HPLVVLRQ FRQWURO GHYLFH
DGGHG WR WKH H[KDXVW V\VWHP WR UHGXFH SROOXWDQWV IURP
WKH H[KDXVW SLSHV
7KH R[LGDWLRQ FDWDO\VW LV FRDWHG ZLWK D FDWDO\WLF PDWHULDO
FRQWDLQLQJ SODWLQXP DQG SDOODGLXP ZKLFK UHGXFHV OHYHOV
RI K\GURFDUERQ +& DQG FDUERQ PRQR[LGH &2 IURP
WKH H[KDXVW JDV 7KH WKUHH ZD\ FDWDO\VW KDV FRDWLQJV
ZKLFK FRQWDLQ SODWLQXP DQG UKRGLXP ZKLFK DGGLWLRQDOO\
ORZHU WKH OHYHOV RI R[LGHV RI QLWURJHQ 12[ 

'800< &$7$/<7,& &219(57(5

$ GXPP\ FDWDO\WLF FRQYHUWHU LV XVHG LQ SODFH RI WKH


FDWDO\WLF FRQYHUWHU IRU WKRVH YHKLFOHV XVLQJ OHDGHG IXHO
WR UHGXFH H[KDXVW QRLVH

'$(:22 9 %/

6863(16,21
&217(176
6(&7,21 $

6863(16,21 ',$*126,6

6(&7,21 %

:+((/ $/,*10(17

6(&7,21 &

)5217 6863(16,21

6(&7,21 '

5($5 6863(16,21

6(&7,21 (

7,5(6 $1' :+((/6

6(&7,21 $

6863(16,21 ',$*126,6
7$%/( 2) &217(176
'LDJQRVLV                                  $
*HQHUDO 'LDJQRVLV                           $

7RUTXH 6WHHU                               $


+XE DQG %HDULQJ                            $

',$*126,6
*(1(5$/ ',$*126,6
3UREOHPV LQ WKH VWHHULQJ WKH VXVSHQVLRQ WKH WLUHV DQG
WKH ZKHHOV LQYROYH VHYHUDO V\VWHPV &RQVLGHU DOO
V\VWHPV ZKHQ \RX GLDJQRVH D FRPSODLQW 6RPH
SUREOHPV VXFK DV DEQRUPDO RU H[FHVVLYH WLUH ZHDU DQG
VFXIIHG WLUHV PD\ EH WKH UHVXOW RI KDUG GULYLQJ $OZD\V

URDG WHVW WKH YHKLFOH ILUVW ,I SRVVLEOH GR WKLV URDG WHVW


ZLWK WKH FXVWRPHU
3URFHHG ZLWK WKH IROORZLQJ SUHOLPLQDU\ FKHFNV &RUUHFW
DQ\ VXEVWDQGDUG FRQGLWLRQV

3UHOLPLQDU\ &KHFNV
&KHFNV

$FWLRQ

,QVSHFW WKH WLUHV IRU LPSURSHU SUHVVXUH DQG XQHYHQ


ZHDU

,QIODWH WKH WLUHV WR WKH SURSHU SUHVVXUH

,QVSHFW WKH MRLQW IURP WKH VWHHULQJ FROXPQ WR WKH


VWHHULQJ JHDU IRU ORRVH FRQQHFWLRQV RU ZHDU

7LJKWHQ WKH LQWHUPHGLDWH VKDIW SLQFK EROWV 5HSODFH WKH


LQWHUPHGLDWH VKDIW DV QHHGHG

,QVSHFW WKH IURQW DQG WKH UHDU VXVSHQVLRQ WKH VWHHULQJ


JHDU DQG WKH OLQNDJH IRU ORRVH RU GDPDJHG SDUWV

7LJKWHQ WKH IURQW DQG WKH UHDU VXVSHQVLRQ 7LJKWHQ WKH


VWHHULQJ JHDU PRXQWLQJ EUDFNHW EROWV 7LJKWHQ WKH LQWHU
PHGLDWH VKDIW SLQFK EROWV 5HSODFH WKH IURQW DQG WKH UHDU
VXVSHQVLRQ DV QHHGHG 5HSODFH WKH VWHHULQJ JHDU DV
QHHGHG 5HSODFH WKH LQWHUPHGLDWH VKDIW DV QHHGHG

,QVSHFW IRU RXWRIURXQG WLUHV

3HUIRUP IUHH UXQRXW WHVW 0DWFKPRXQW WKH WLUHV

,QVSHFW IRU RXWRIEDODQFH WLUHV EHQW ZKHHOV DQG


ZRUQ RU ORRVH ZKHHO EHDULQJV

%DODQFH WKH ZKHHOV 5HSODFH WKH ZKHHOV 5HSODFH WKH


ZKHHO EHDULQJV

&KHFN WKH SRZHU VWHHULQJ SXPS VHUSHQWLQH EHOW


WHQVLRQ

7LJKWHQ WKH SRZHU VWHHULQJ SXPS VHUSHQWLQH EHOW

,QVSHFW WKH SRZHU VWHHULQJ V\VWHP IRU OHDNV $OVR


FKHFN WKH SRZHU VWHHULQJ IOXLG OHYHO

5HSDLU DQ\ OHDNV 3HUIRUP D SRZHU VWHHULQJ V\VWHP


WHVW $GG SRZHU VWHHULQJ IOXLG DV QHHGHG

&DU /HDG3XOO
&KHFNV

$FWLRQ

,QVSHFW IRU PLVPDWFKHG RU XQHYHQ WLUHV

5HSODFH WKH WLUHV

,QVSHFW IRU D EURNHQ RU D VDJJLQJ VSULQJ

5HSODFH WKH VSULQJ

,QVSHFW IRU D UDGLDO WLUH ODWHUDO IRUFH

&KHFN WKH ZKHHO DOLJQPHQW 6ZLWFK WKH WLUH DQG ZKHHO


DVVHPEOLHV 5HSODFH WKH WLUHV DV QHHGHG

&KHFN WKH IURQWZKHHO DOLJQPHQW

$OLJQ WKH IURQW ZKHHOV

,QVSHFW IRU DQ RIIFHQWHU VWHHULQJ JHDU

5HVHDW WKH SLQLRQ YDOYH DVVHPEO\ 5HSODFH WKH SLQLRQ


YDOYH DVVHPEO\ DV QHHGHG

,QVSHFW IRU IURQWEUDNH GUDJJLQJ

$GMXVW WKH IURQW EUDNHV

'$(:22 9 %/

$   6863(16,21 ',$*126,6
$EQRUPDO RU ([FHVVLYH 7LUH :HDU
&KHFNV

$FWLRQ

&KHFN WKH IURQW ZKHHO DQG UHDU ZKHHO DOLJQPHQW

$OLJQ WKH IURQW DQG WKH UHDU ZKHHOV

,QVSHFW IRU H[FHVVLYH WRH RQ WKH IURQW DQG UHDU ZKHHOV

$GMXVW WKH WRH RQ WKH IURQW DQG UHDU ZKHHOV

,QVSHFW IRU D EURNHQ RU D VDJJLQJ VSULQJ

5HSODFH WKH VSULQJ

,QVSHFW IRU RXW RI EDODQFH WLUHV

%DODQFH WKH WLUHV

,QVSHFW IRU ZRUQ VWUXW GDPSHQHUV

5HSODFH WKH VWUXW GDPSHQHUV

&KHFN IRU D IDLOXUH WR URWDWH WLUHV

5RWDWH WKH WLUHV 5HSODFH WKH WLUHV DV QHHGHG

&KHFN IRU DQ RYHUORDGHG YHKLFOH

0DLQWDLQ WKH SURSHU ORDG ZHLJKW

,QVSHFW IRU ORZ WLUH LQIODWLRQ

,QIODWH WKH WLUHV WR WKH SURSHU SUHVVXUH

6FXIIHG 7LUHV
&KHFNV
,QVSHFW IRU LQFRUUHFW WRH RQ WKH IURQW DQG UHDU ZKHHOV

$FWLRQ
$GMXVW WKH WRH RQ WKH IURQW DQG UHDU ZKHHOV

,QVSHFW IRU D WZLVWHG RU D EHQW VXVSHQVLRQ DUP

5HSODFH WKH VXVSHQVLRQ DUP

:KHHO 7UDPS
&KHFNV

$FWLRQ

,QVSHFW IRU DQ RXW RI EDODQFH WLUH RU ZKHHO

%DODQFH WKH WLUH RU WKH ZKHHO

,QVSHFW IRU LPSURSHU VWUXW GDPSHQHU DFWLRQ

5HSODFH WKH VWUXW GDPSHQHUV

6KLPP\ 6KDNH RU 9LEUDWLRQ


&KHFNV

$FWLRQ

,QVSHFW IRU DQ RXW RI EDODQFH WLUH RU ZKHHO

%DODQFH WKH WLUH RU WKH ZKHHO

,QVSHFW IRU H[FHVVLYH ZKHHO KXE UXQRXW

0HDVXUH WKH KXE IODQJH UXQRXW 5HSODFH WKH KXE DV


QHHGHG

,QVSHFW IRU H[FHVVLYH EUDNH GUXP RU EUDNH URWRU


LPEDODQFH

$GMXVW WKH EUDNHV 5HSODFH WKH EUDNH URWRU RU WKH


EUDNH GUXP DV QHHGHG

,QVSHFW IRU ZRUQ WLH URG HQGV

5HSODFH WKH RXWHU WLH URGV

,QVSHFW IRU ZKHHO WULP LPEDODQFH

%DODQFH WKH ZKHHO

,QVSHFW IRU D ZRUQ ORZHU EDOO MRLQW

5HSODFH WKH ORZHU EDOO MRLQW

,QVSHFW IRU H[FHVVLYH ZKHHO UXQRXW

0HDVXUH WKH ZKHHO UXQRXW 5HSODFH WKH ZKHHO DV QHHG


HG

,QVSHFW IRU H[FHVVLYH ORDGHG UDGLDO UXQRXW RQ WKH WLUH


DQG ZKHHO DVVHPEO\

0DWFK PRXQW WKH WLUH DQG ZKHHO DVVHPEO\

+DUG 6WHHULQJ
&KHFNV
&KHFN WKH VWHHULQJ JHDU SUHORDG DGMXVWPHQW

$FWLRQ
3HUIRUP D UDFN EHDULQJ SUHORDG DGMXVWPHQW

&KHFN WKH K\GUDXOLF V\VWHP 7HVW WKH SRZHU VWHHULQJ


V\VWHP SUHVVXUH ZLWK D JDXJH

5HSODFH WKH VHDOV DQG WKH KRVHV DV QHHGHG

,QVSHFW IRU ELQGLQJ RU FDWFKLQJ LQ WKH VWHHULQJ JHDU

/XEULFDWH WKH VWHHULQJ JHDU 5HSDLU RU UHSODFH WKH


VWHHULQJ JHDU DV QHHGHG

,QVSHFW IRU D ORRVH VWHHULQJ JHDU PRXQWLQJ

7LJKWHQ WKH VWHHULQJ JHDU PRXQWLQJ EUDFNHW QXWV DQG


EROWV

'$(:22 9 %/

6863(16,21 ',$*126,6 $  
7RR 0XFK 3OD\ LQ 6WHHULQJ
&KHFNV

$FWLRQ

,QVSHFW IRU ZRUQ RU ORRVH IURQW ZKHHO EHDULQJV

5HSODFH WKH IURQW ZKHHO EHDULQJV

,QVSHFW IRU D ORRVH VWHHULQJ JHDU PRXQWLQJ

7LJKWHQ WKH VWHHULQJ JHDU PRXQWLQJ EUDFNHW QXWV DQG


EROWV

,QVSHFW WKH MRLQW IURP WKH FROXPQ WR WKH VWHHULQJ JHDU


IRU ORRVH FRQQHFWLRQV RU ZHDU

7LJKWHQ WKH LQWHUPHGLDWH VKDIW SLQFK EROWV 5HSODFH WKH


LQWHUPHGLDWH VKDIW DV QHHGHG

&KHFN WKH VWHHULQJ JHDU SUHORDG DGMXVWPHQW

3HUIRUP D UDFN EHDULQJ SUHORDG DGMXVWPHQW

3RRU 5HWXUQDELOLW\
&KHFNV
,QVSHFW IRU ODFN RI OXEULFDWLRQ RI WKH EDOO MRLQWV DQG WKH
WLH URG HQGV

$FWLRQ
5HSODFH WKH EDOO MRLQWV DQG WKH RXWHU WLH URGV

,QVSHFW IRU ELQGLQJ LQ WKH EDOO MRLQWV

5HSODFH WKH EDOO MRLQW

,QVSHFW IRU ELQGLQJ LQ WKH VWHHULQJ FROXPQ

/XEULFDWH WKH VWHHULQJ FROXPQ 5HSODFH WKH VWHHULQJ


FROXPQ DV QHHGHG

&KHFN WKH IURQW ZKHHO DOLJQPHQW

$OLJQ WKH IURQW ZKHHOV

&KHFN WKH VWHHULQJ JHDU SUHORDG DGMXVWPHQW

3HUIRUP D UDFN EHDULQJ SUHORDG DGMXVWPHQW

,QVSHFW IRU D VWLFNLQJ YDOYH

/XEULFDWH WKH SLQLRQ YDOYH DVVHPEO\ 5HSODFH WKH


SLQLRQ YDOYH DVVHPEO\ DV QHHGHG

,QVSHFW IRU ELQGLQJ LQ WKH LQWHUPHGLDWH VKDIW RQ WKH


VWHHULQJ JHDU

5HSODFH WKH LQWHUPHGLDWH VKDIW

$EQRUPDO 1RLVH )URQW 6XVSHQVLRQ


&KHFNV
,QVSHFW IRU D ODFN RI OXEULFDWLRQ RI WKH EDOO MRLQWV DQG
WKH WLH URG HQGV

$FWLRQ
5HSODFH WKH EDOO MRLQWV DQG WKH RXWHU WLH URGV

,QVSHFW IRU GDPDJHG VXVSHQVLRQ FRPSRQHQWV

5HSODFH WKH GDPDJHG VXVSHQVLRQ FRPSRQHQWV

,QVSHFW IRU ZRUQ FRQWURO DUP EXVKLQJV RU WLH URG HQGV

5HSODFH WKH FRQWURO DUP EXVKLQJV RU WKH WLH URGV

,QVSHFW IRU D ORRVH VWDELOL]HU VKDIW OLQN

7LJKWHQ WKH VWDELOL]HU VKDIW OLQN

,QVSHFW IRU ORRVH ZKHHO QXWV

7LJKWHQ WKH ZKHHO QXWV

,QVSHFW IRU ORRVH VXVSHQVLRQ EROWV RU QXWV

7LJKWHQ WKH VXVSHQVLRQ EROWV RU WKH QXWV

,QVSHFW IRU ZRUQ VWUXW GDPSHQHUV RU VWUXW PRXQWLQJV

5HSODFH WKH VWUXW GDPSHQHUV 7LJKWHQ WKH VWUXW


PRXQWLQJ EROWV

,QVSHFW IRU DQ LPSURSHUO\ SRVLWLRQHG VWUXW VSULQJ

$GMXVW WKH VWUXW VSULQJ WR WKH SURSHU SRVLWLRQ

:DQGHU RU 3RRU 6WHHULQJ $ELOLW\


&KHFNV

$FWLRQ

,QVSHFW IRU PLVPDWFKHG RU XQHYHQ WLUHV

5HSODFH WKH WLUHV

,QVSHFW IRU ODFN RI OXEULFDWLRQ RI WKH EDOO MRLQWV DQG WKH


WLH URG HQGV

5HSODFH WKH EDOO MRLQWV DQG WKH RXWHU WLH URGV

,QVSHFW IRU ZRUQ VWUXW GDPSHQHUV

5HSODFH WKH VWUXW GDPSHQHUV

,QVSHFW IRU D ORRVH VWDELOL]HU VKDIW OLQN

7LJKWHQ WKH VWDELOL]HU VKDIW OLQN

,QVSHFW IRU D EURNHQ RU D VDJJLQJ VSULQJ

5HSODFH WKH VSULQJ

&KHFN WKH VWHHULQJ JHDU SUHORDG DGMXVWPHQW

3HUIRUP D UDFN EHDULQJ SUHORDG DGMXVWPHQW

&KHFN WKH IURQWZKHHO DQG WKH UHDUZKHHO DOLJQPHQW

$OLJQ WKH IURQW DQG WKH UHDU ZKHHOV

'$(:22 9 %/

$   6863(16,21 ',$*126,6
(UUDWLF 6WHHULQJ ZKHQ %UDNLQJ
&KHFNV

$FWLRQ

,QVSHFW IRU ZRUQ RU ORRVH IURQW ZKHHO EHDULQJV

5HSODFH WKH IURQW ZKHHO EHDULQJV

,QVSHFW IRU D EURNHQ RU D VDJJLQJ VSULQJ

5HSODFH WKH VSULQJ

,QVSHFW IRU D OHDNLQJ ZKHHO F\OLQGHU RU FDOLSHU

5HSODFH WKH ZKHHO F\OLQGHU RU WKH FDOLSHU

,QVSHFW IRU ZDUSHG URWRUV

5HSODFH WKH URWRUV

,QVSHFW IRU DQ LQFRUUHFW RU DQ XQHYHQ FDVWHU

,I WKH FDVWHU LV EH\RQG VSHFLILFDWLRQV FKHFN WKH IUDPH


DQG UHSDLU LW DV QHHGHG

/RZ RU 8QHYHQ 7ULP +HLJKW


&KHFNV

$FWLRQ

,QVSHFW IRU D EURNHQ RU D VDJJLQJ VSULQJ

5HSODFH WKH VSULQJ

&KHFN IRU DQ RYHUORDGHG YHKLFOH

0DLQWDLQ WKH SURSHU ORDG ZHLJKW

,QVSHFW IRU DQ LQFRUUHFW RU ZHDN VSULQJ

5HSODFH WKH VSULQJ

5LGH 7RR 6RIW


&KHFNV
,QVSHFW IRU ZRUQ VWUXW GDPSHQHUV

$FWLRQ
5HSODFH WKH VWUXW GDPSHQHUV

,QVSHFW IRU D EURNHQ RU D VDJJLQJ VSULQJ

5HSODFH WKH VSULQJ

5LGH 7RR +DUVK


&KHFNV
,QVSHFW IRU LQFRUUHFW VWUXW GDPSHQHUV
,QVSHFW IRU DQ LQFRUUHFW VSULQJ

$FWLRQ
5HSODFH WKH VWUXW GDPSHQHUV
5HSODFH WKH VSULQJ

%RG\ /HDQV RU 6ZD\V LQ &RUQHUV


&KHFNV
,QVSHFW IRU D ORRVH VWDELOL]HU VKDIW OLQN

$FWLRQ
7LJKWHQ WKH VWDELOL]HU VKDIW OLQN

,QVSHFW IRU ZRUQ VWUXW GDPSHQHUV RU VWUXW PRXQWLQJV

5HSODFH WKH VWUXW GDPSHQHUV 7LJKWHQ WKH VWUXW


DVVHPEO\ PRXQWLQJ EROWV

&KHFN IRU DQ RYHUORDGHG YHKLFOH

0DLQWDLQ WKH SURSHU ORDG ZHLJKW

,QVSHFW IRU D EURNHQ RU D VDJJLQJ VSULQJ

5HSODFH WKH VSULQJ

6XVSHQVLRQ %RWWRPV
&KHFNV
,QVSHFW IRU ZRUQ VWUXW GDPSHQHUV
&KHFN IRU DQ RYHUORDGHG YHKLFOH
,QVSHFW IRU D EURNHQ RU D VDJJLQJ VSULQJ

$FWLRQ
5HSODFH WKH VWUXW GDPSHQHUV
0DLQWDLQ WKH SURSHU ORDG ZHLJKW
5HSODFH WKH VSULQJ

'$(:22 9 %/

6863(16,21 ',$*126,6 $  
6WHHULQJ :KHHO .LFNEDFN
&KHFNV
,QVSHFW IRU DLU LQ WKH SRZHU VWHHULQJ V\VWHP
,QVSHFW IRU D ORRVH VWHHULQJ JHDU PRXQWLQJ

$FWLRQ
3XUJH WKH SRZHU VWHHULQJ V\VWHP RI DLU
7LJKWHQ WKH VWHHULQJ JHDU PRXQWLQJ EUDFNHW QXWV DQG
EROWV

,QVSHFW WKH MRLQW IURP WKH FROXPQ WR WKH VWHHULQJ JHDU


IRU ORRVH FRQQHFWLRQV RU ZHDU

7LJKWHQ WKH LQWHUPHGLDWH VKDIW SLQFK EROWV 5HSODFH WKH


LQWHUPHGLDWH VKDIW DV QHHGHG

,QVSHFW IRU ORRVH WLH URG HQGV

7LJKWHQ WKH WLH URG HQGV 5HSODFH WKH RXWHU WLH URGV DV
QHHGHG

,QVSHFW IRU ORRVH RU ZRUQ IURQW ZKHHO EHDULQJV

5HSODFH WKH IURQW ZKHHO EHDULQJV

6WHHULQJ :KHHO 6XUJHV RU -HUNV


&KHFNV
&KHFN WKH K\GUDXOLF V\VWHP 7HVW WKH SRZHU VWHHULQJ
V\VWHP SUHVVXUH ZLWK D JDXJH
,QVSHFW IRU D VOXJJLVK VWHHULQJ JHDU YDOYH
,QVSHFW IRU D ORRVH SRZHU VWHHULQJ SXPS VHUSHQWLQH
EHOW

$FWLRQ
5HSODFH WKH VHDOV DQG WKH KRVHV DV QHHGHG
&OHDQ WKH SLQLRQ YDOYH DVVHPEO\ 5HSODFH WKH SLQLRQ
YDOYH DVVHPEO\ DV QHHGHG
$GMXVW WKH SRZHU VWHHULQJ SXPS VHUSHQWLQH EHOW

&XSSHG 7LUHV
&KHFNV
&KHFN WKH IURQW ZKHHO DQG WKH UHDU ZKHHO DOLJQPHQW
,QVSHFW IRU ZRUQ VWUXW GDPSHQHUV
,QVSHFW IRU ZRUQ RU ORRVH ZKHHO EHDULQJV
,QVSHFW IRU H[FHVVLYH WLUH RU ZKHHO UXQRXW

$FWLRQ
$OLJQ WKH IURQW DQG WKH UHDU ZKHHOV
5HSODFH WKH VWUXW GDPSHQHUV
5HSODFH WKH ZKHHO EHDULQJV
0DWFK PRXQW WKH WLUHV 5HSODFH WKH WLUHV DV QHHGHG
5HSODFH WKH ZKHHOV DV QHHGHG

,QVSHFW IRU D ZRUQ EDOO MRLQW


&KHFN WKH VWHHULQJ JHDU SUHORDG DGMXVWPHQW

5HSODFH WKH EDOO MRLQW


3HUIRUP D UDFN EHDULQJ SUHORDG DGMXVWPHQW

72548( 67((5

$ GHJUHH RI WRUTXH VWHHU WR WKH ULJKW PD\ QRUPDOO\ EH


H[SHULHQFHG GXULQJ WKH XVH RI KHDY\ WKURWWOH RQ VRPH
IURQWZKHHO GULYH FDUV ZLWK GULYH D[OHV RI XQHTXDO
OHQJWK 7KLV WRUTXH VWHHU WR WKH ULJKW UHVXOWV IURP WKH
ULJKW GULYH D[OH EHLQJ ORQJHU WKDQ WKH OHIW GULYH D[OH
ZKLFK FUHDWHV D GLIIHUHQFH LQ WKH GULYH D[OH DQJOH &DUV
ZLWK LQWHUPHGLDWH VKDIW DVVHPEOLHV KDYH D[OHV RI DOPRVW
HTXDO OHQJWK
$ GLIIHUHQFH LQ WKH GULYH D[OH OHQJWKV UHVXOWV LQ PRUH
WRUTXH WRH LQ LQ WKH OHIW IURQW ZKHHO <RX ZLOO QRWLFH WKH
WRUTXH WRH LQ ZKHQ WKH YHKLFOH DFFHOHUDWHV IURP D
VWDQGLQJ VWDUW RU DW ORZHU VSHHGV

,QVSHFWLRQ 3URFHGXUH
 3ODFH D VPDOO SLHFH RI WDSH DW WKH WRS FHQWHU RI WKH
VWHHULQJ ZKHHO
 1RWH WKH LQFKHV RI VWHHULQJ ZKHHO GHIOHFWLRQ UHTXLUHG
WR NHHS WKH YHKLFOH VWUDLJKW GXULQJ KHDY\ DFFHOHUDWLRQ
 &RPSDUH WKLV ILQGLQJ ZLWK VLPLODU FDUV
)DFWRUV WKDW PD\ FDXVH WRUTXH VWHHU WR EH PRUH
DSSDUHQW RQ D SDUWLFXODU YHKLFOH LQFOXGH WKH IROORZLQJ
- 9DULDWLRQV LQ WKH WLUH DQG ZKHHO DVVHPEOLHV 7KLV KDV
WKH PRVW VLJQLILFDQW HIIHFW RQ WRUTXH VWHHU $ VOLJKWO\

'$(:22 9 %/

VPDOOHU GLDPHWHU RQ WKH ULJKW IURQW WLUH ZLOO LQFUHDVH D


ULJKW WRUTXH OHDG
- /DUJH GLIIHUHQFHV LQ WKH ULJKW DQG WKH OHIW IURQW WLUH
SUHVVXUH
- /RRVHQHVV LQ WKH FRQWURO DUP EXVKLQJV WKH WLH URG
DVVHPEOLHV RU WKH VWHHULQJ JHDU PRXQWLQJ 7KLV
ORRVHQHVV SHUPLWV D IURQW ZKHHO WR SXOO IRUZDUG DQG
WRHLQ XQGHU D WRUTXH JUHDWHU WKDQ WKH ZKHHO RQ WKH
RSSRVLWH VLGH $ ORRVH VXVSHQVLRQ FRPSRQHQW PD\
UHVXOW LQ DQ RSSRVLWH OHDG XSRQ GHFHOHUDWLRQ
- $ KLJK IURQW WULP KHLJKW 7KLV KHLJKW ZRXOG LQFUHDVH
WKH GULYH D[OH DQJOH DQG FRXOG FDXVH ZREEOH DW
VSHHGV EHWZHHQ  WR  NPK  WR  PSK 
- %LQGLQJ RU D WLJKW GULYH D[OH MRLQW $ WLJKW GULYH D[OH MRLQW
RU D KLJK IURQW WULP KHLJKW PD\ DOVR FDXVH D ZREEOH DW
VSHHGV EHWZHHQ  WR  NPK  WR  PSK
- ,QFRUUHFW ZRUQ RU ORRVH HQJLQH PRXQWV FDXVLQJ
DGYHUVH GULYH DQJOHV
5HIHU WR CC*HQHUDO 'LDJQRVLV

LQ WKLV VHFWLRQ IRU DFWLRQV


WR UHPHG\ WKHVH SUREOHPV
&RQGLWLRQV WKDW PD\ SURGXFH DQ HIIHFW VLPLODU WR WRUTXH
VWHHU LQFOXGH WKH IROORZLQJ
- ,QFRUUHFW IURQW RU UHDU DOLJQPHQW

$   6863(16,21 ',$*126,6
- )UDPH PLVDOLJQPHQW RU GHIHFW
- )URQW VXVSHQVLRQ GDPDJH
- ,QFRUUHFWO\ PRXQWHG UHDU FURVVPHPEHU

 ,QVWDOO WKH UHDU ZKHHO 5HIHU WR 6HFWLRQ ( 7LUHV DQG


:KHHOV
 /RZHU WKH YHKLFOH

+8% $1' %($5,1*


3HUIRUP WKH IROORZLQJ WHVW WR FKHFN IRU ORRVHQHVV LQ WKH
KXE DQG EHDULQJ DVVHPEO\
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 5HPRYH WKH UHDU ZKHHO 5HIHU WR 6HFWLRQ ( 7LUHV
DQG :KHHOV
 5HPRYH WKH EUDNH GLVF FDOLSHU DQG WKH EUDNH URWRU
5HIHU WR 6HFWLRQ ( 5HDU 'LVF %UDNHV
 0RXQW D GLDO LQGLFDWRU VHW ZLWK D PDJQHWLF EDVH WR D
VWDWLRQDU\ SDUW RI WKH YHKLFOH
 3XVK DQG SXOO WKH ZKHHO KXE E\ KDQG ,I WKH ZKHHO KXE
PRYHPHQW H[FHHGV  PP  LQFK  UHSODFH
WKH KXE DQG EHDULQJ DVVHPEO\ 5HIHU WR 6HFWLRQ '
5HDU 6XVSHQVLRQ
 ,QVWDOO WKH EUDNH GLVF FDOLSHU DQG WKH EUDNH URWRU
5HIHU WR 6HFWLRQ ( 5HDU 'LVF %UDNHV

&$

'$(:22 9 %/

6(&7,21 %

:+((/ $/,*10(17
7$%/( 2) &217(176
6SHFLILFDWLRQV                             
:KHHO $OLJQPHQW 6SHFLILFDWLRQV              
'LIIHUHQFH %HWZHHQ /HIW DQG 5LJKW            
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV           

%
%
%
%

'LDJQRVLV                                 
7LUH 'LDJQRVLV                             
5DGLDO 7LUH /HDG3XOO                       
9LEUDWLRQ 'LDJQRVLV                         
3UHOLPLQDU\ ,QVSHFWLRQ                      
)URQW 7RH $GMXVWPHQW                       
)URQW &DPEHU DQG &DVWHU &KHFN             

%
%
%
%
%
%
%

5HDU 7RH $GMXVWPHQW                        %


*HQHUDO 'HVFULSWLRQ DQG 6\VWHP
2SHUDWLRQ                               
)RXU :KHHO $OLJQPHQW                     
7RH                                     
&DVWHU                                   
&DPEHU                                  
6WHHULQJ $[LV ,QFOLQDWLRQ                    
,QFOXGHG $QJOH                            
6FUXE 5DGLXV                             
6HWEDFN                                  
7XUQLQJ $QJOH                             

5HDU &DPEHU &KHFN                         %

63(&,),&$7,216
:+((/ $/,*10(17 63(&,),&$7,216
$SSOLFDWLRQ

)URQW

5HDU

&DPEHU

E E

E E

&DVWHU

E E

7RHLQ DW HDFK VLGH  SHUVRQ ORDG

E E

E E

',))(5(1&( %(7:((1 /()7 $1' 5,*+7


$SSOLFDWLRQ
&DPEHU

)URQW
E PD[

5HDU
O PD[

&DVWHU

E PD[

7RH LQ

O PD[

)$67(1(5 7,*+7(1,1* 63(&,),&$7,216


$SSOLFDWLRQ

1:P

/E:

/E:,Q

)URQW 7RH $GMXVWLQJ 1XW





5HDU 7RH $GMXVWLQJ 6FUHZ -DP 1XW





'$(:22 9 %/

%
%
%
%
%
%
%
%
%
%

%   :+((/ $/,*10(17

',$*126,6

7UHDG :HDU ,QGLFDWRUV

7,5( ',$*126,6
,UUHJXODU DQG 3UHPDWXUH :HDU
,UUHJXODU DQG SUHPDWXUH WLUH ZHDU KDV PDQ\ FDXVHV
6RPH RI WKHP DUH LQFRUUHFW LQIODWLRQ SUHVVXUHV ODFN RI
UHJXODU URWDWLRQ SRRU GULYLQJ KDELWV RU LPSURSHU ZKHHO
DOLJQPHQW ,I WKH ZKHHO DOLJQPHQW LV UHVHW EHFDXVH RI WLUH
ZHDU DOZD\V UHVHW WKH WRH DV FORVH WR  GHJUHHV DV WKH
VSHFLILFDWLRQ DOORZV 5HIHU WR CC5HDU 7RH $GMXVWPHQW

LQ
WKLV VHFWLRQ
5RWDWH WKH WLUHV LI
- 7KH IURQW WLUH ZHDU LV GLIIHUHQW IURP WKH UHDU
- 7KH OHIW DQG ULJKW IURQW WLUH ZHDU LV XQHTXDO
- 7KH OHIW DQG ULJKW UHDU WLUH ZHDU LV XQHTXDO
&KHFN ZKHHO DOLJQPHQW LI
- 7KH OHIW DQG ULJKW IURQW WLUH ZHDU LV XQHTXDO
- 7KH ZHDU LV XQHYHQ DFURVV WKH WUHDG RI HLWKHU IURQW
WLUH
- 7KH IURQW WLUH WUHDGV DUH VFXIIHG ZLWK CCIHDWKHU

HGJHV
RQ WKH VLGH RI WKH WUHDG ULEV RU EORFNV

7KH RULJLQDO HTXLSPHQW WLUHV KDYH EXLOW LQ WUHDG ZHDU


LQGLFDWRUV WR VKRZ ZKHQ WKH WLUHV QHHG UHSODFHPHQW
7KHVH LQGLFDWRUV DSSHDU DV EDQGV ZKHQ WKH WLUH WUHDG
GHSWK EHFRPHV VKDOORZ 7LUH UHSODFHPHQW LV
UHFRPPHQGHG ZKHQ WKH LQGLFDWRUV DSSHDU LQ WKUHH RU
PRUH JURRYHV DW VL[ ORFDWLRQV

$%

5DGLDO 7LUH :DGGOH

$%

:DGGOH LV VLGH WR VLGH PRYHPHQW DW WKH IURQW RU UHDU RI


WKH YHKLFOH ,W LV FDXVHG E\ WKH VWHHO EHOW QRW EHLQJ
VWUDLJKW ZLWKLQ WKH WLUH RU E\ H[FHVVLYH ODWHUDO UXQRXW RI
WKH WLUH RU ZKHHO ,W LV PRVW QRWLFHDEOH DW ORZ VSHHGV  WR
 NPK  WR  PSK  EXW PD\ DSSHDU DV ULGH
URXJKQHVV DW  WR  NPK  WR  PSK 
7KH YHKLFOH PXVW EH URDG WHVWHG WR GHWHUPLQH ZKLFK HQG
RI WKH YHKLFOH KDV WKH IDXOW\ WLUH 7KH UHDU RI WKH YHKLFOH
ZLOO VKDNH IURP VLGH WR VLGH RU CCZDGGOH

LI WKH ZDGGOH
WLUH LV RQ WKH UHDU RI WKH YHKLFOH )URP WKH GULYHU
V VHDW LW
IHHOV DV WKRXJK VRPHRQH LV SXVKLQJ RQ WKH VLGH RI WKH
YHKLFOH ,I WKH IDXOW\ WLUH LV RQ WKH IURQW RI WKH YHKLFOH WKH
ZDGGOH LV PRUH YLVXDO 7KH IURQW VKHHW PHWDO DSSHDUV WR
EH PRYLQJ EDFN DQG IRUWK DQG WKH GULYHU
V VHDW IHHOV OLNH
WKH SLYRW SRLQW LQ WKH YHKLFOH
:DGGOH FDQ EH GLDJQRVHG XVLQJ WKH PHWKRG RI
VXEVWLWXWLQJ NQRZQ JRRG WLUH DQG ZKHHO DVVHPEOLHV RQ
WKH SUREOHP YHKLFOH
 5RDG WHVW WKH YHKLFOH WR GHWHUPLQH LI WKH ZDGGOH LV
FRPLQJ IURP WKH IURQW RU WKH UHDU RI WKH YHKLFOH
 ,QVWDOO JRRG WLUHV DQG ZKHHOV IURP D VLPLODU YHKLFOH LQ
SODFH RI WKRVH RQ WKH RIIHQGLQJ HQG RI WKH SUREOHP
YHKLFOH ,I WKH VRXUFH RI WKH ZDGGOH LV QRW REYLRXV
FKDQJH WKH UHDU WLUHV

'$(:22 9 %/

:+((/ $/,*10(17 %  
 5RDG WHVW WKH YHKLFOH ,I WKHUH LV LPSURYHPHQW LQVWDOO
WKH RULJLQDO WLUHV WR ILQG WKH RIIHQGLQJ WLUH ,I WKHUH LV
QR LPSURYHPHQW LQVWDOO JRRG WLUHV LQ SODFH RI DOO IRXU
RIIHQGLQJ WLUHV
 ,QVWDOO RULJLQDO WLUHV RQH DW D WLPH WR ILQG WKH RIIHQGLQJ
WLUH

$%

'$(:22 9 %/

5$',$/ 7,5( /($'38//

/HDGSXOO LV WKH GHYLDWLRQ RI WKH YHKLFOH IURP D VWUDLJKW


SDWK RQ D OHYHO URDG ZLWK QR SUHVVXUH RQ WKH VWHHULQJ
ZKHHO /HDG LV XVXDOO\ FDXVHG E\
- ,QFRUUHFW DOLJQPHQW
- 8QHYHQ EUDNH DGMXVWPHQW
- 7LUH FRQVWUXFWLRQ
7KH ZD\ LQ ZKLFK D WLUH LV EXLOW FDQ SURGXFH OHDGSXOO LQ
WKH YHKLFOH 2IIFHQWHU EHOWV RQ UDGLDO WLUHV FDQ FDXVH
WKH WLUH WR GHYHORS D VLGH IRUFH ZKLOH WKH YHKLFOH UROOV
VWUDLJKW GRZQ WKH URDG ,I RQH VLGH RI WKH WLUH KDV HYHQ D
OLWWOH ODUJHU GLDPHWHU WKDQ WKH GLDPHWHU RI WKH RWKHU VLGH
WKH WLUH ZLOO WHQG WR UROO WR RQH VLGH 8QHTXDO GLDPHWHUV
ZLOO FDXVH WKH WLUH WR GHYHORS D VLGH IRUFH ZKLFK FDQ
SURGXFH YHKLFOH OHDGSXOO
7KH UDGLDO OHDGSXOO GLDJQRVLV FKDUW VKRXOG EH XVHG WR
GHWHUPLQH ZKHWKHU WKH SUREOHP RULJLQDWHV IURP DQ
DOLJQPHQW SUREOHP RU IURP WKH WLUHV 3DUW RI WKH OHDG
GLDJQRVLV SURFHGXUH FDOOV IRU WLUH URWDWLRQ WKDW LV GLIIHUHQW
IURP WKH SURSHU WLUH URWDWLRQ SDWWHUQ ,I D PHGLXP WR KLJK
PLOHDJH WLUH LV PRYHG WR WKH RWKHU VLGH RI WKH YHKLFOH EH
VXUH WR FKHFN IRU ULGH URXJKQHVV 5HDU WLUHV ZLOO QRW
FDXVH OHDGSXOO

%   :+((/ $/,*10(17
5DGLDO 7LUH /HDG3XOO 'LDJQRVLV &KDUW
6WHS

$FWLRQ

9DOXH V

<HV

1R

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

$GMXVW
DOLJQPHQW

*R WR 6WHS 

*R WR 6WHS 

 3HUIRUP WKH ZKHHO DOLJQPHQW SUHOLPLQDU\


LQVSHFWLRQ
 &KHFN WKH EUDNHV IRU GUDJJLQJ
 5RDG WHVW WKH YHKLFOH
'RHV WKH YHKLFOH OHDGSXOO"

 &URVV VZLWFK WKH IURQW ZKHHOV


 5RDG WHVW WKH YHKLFOH
'RHV WKH YHKLFOH OHDGSXOO"

&KHFN WKH IURQW ZKHHO DOLJQPHQW


,V WKH DOLJQPHQW ZLWKLQ VSHFLILFDWLRQV"

&RPSDUH WKH IURQW FDPEHU DQG WKH IURQW FDVWHU WR


VSHFLILFDWLRQV
$UH WKH\ ZLWKLQ VSHFLILFDWLRQV"

&KHFN WKH YHKLFOH IUDPH


,V WKH IUDPH EHQW"

*R WR 6WHS 

*R WR 6WHS 

6WUDLJKWHQ WKH IUDPH


,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 

 7KH SUREDEOH FDXVH LV WKH WLUHV


 6ZLWFK WKH OHIW IURQW ZKHHO ZLWK WKH OHIW UHDU ZKHHO
 5RDG WHVW WKH YHKLFOH
'RHV WKH YHKLFOH VWLOO OHDGSXOO"

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

6ZLWFK WKH OHIW IURQW ZKHHO ZLWK WKH OHIW UHDU ZKHHO
DQG UHSODFH WKH OHIW IURQW WLUH
,V WKH UHSDLU FRPSOHWH"

 6ZLWFK WKH ULJKW IURQW WLUH DQG ZKHHO DVVHPEO\


ZLWK WKH ULJKW UHDU WLUH DQG ZKHHO DVVHPEO\
 5RDG WHVW WKH YHKLFOH
'RHV WKH YHKLFOH VWLOO OHDGSXOO"

6ZLWFK WKH ULJKW IURQW ZKHHO ZLWK WKH ULJKW UHDU ZKHHO
DQG UHSODFH WKH ULJKW IURQW WLUH
,V WKH UHSDLU FRPSOHWH"



'$(:22 9 %/

:+((/ $/,*10(17 %  

9,%5$7,21 ',$*126,6

:KHHO LPEDODQFH FDXVHV PRVW KLJKZD\ VSHHG YLEUDWLRQ


SUREOHPV $ YLEUDWLRQ FDQ UHPDLQ DIWHU G\QDPLF
EDODQFLQJ EHFDXVH
- $ WLUH LV RXW RI URXQG
- $ ULP LV RXW RI URXQG
- $ WLUH VWLIIQHVV YDULDWLRQ H[LVWV
0HDVXULQJ WLUH DQG ZKHHO IUHH UXQRXW ZLOO XQFRYHU RQO\
SDUW RI WKH SUREOHP $OO WKUHH FDXVHV NQRZQ DV ORDGHG
UDGLDO UXQRXW PXVW EH FKHFNHG XVLQJ WKH PHWKRG RI
VXEVWLWXWLQJ D NQRZQ JRRG WLUH DQG ZKHHO DVVHPEO\ RQ
WKH SUREOHP YHKLFOH
/RZ VSHHG YLEUDWLRQV ZKLFK RFFXU EHORZ  NPK 
PSK  DUH XVXDOO\ FDXVHG E\ UXQRXW +LJK VSHHG
YLEUDWLRQV ZKLFK RFFXU DERYH  NPK  PSK  FDQ
EH FDXVHG E\ HLWKHU LPEDODQFH RU UXQRXW

3UHOLPLQDU\ &KHFNV
3ULRU WR SHUIRUPLQJ DQ\ ZRUN DOZD\V URDG WHVW WKH FDU
DQG SHUIRUP D FDUHIXO YLVXDO LQVSHFWLRQ IRU
- 2EYLRXV WLUH DQG ZKHHO UXQRXW
- 2EYLRXV GULYH D[OH UXQRXW
- ,PSURSHU WLUH LQIODWLRQ
- ,QFRUUHFW WULP KHLJKW
- %HQW RU GDPDJHG ZKHHOV
- 'HEULV EXLOGXS RQ WKH WLUH RU WKH ZKHHO
- ,UUHJXODU RU H[FHVVLYH WLUH ZHDU
- ,PSURSHU WLUH EHDG VHDWLQJ RQ WKH ULP
- ,PSHUIHFWLRQV LQ WKH WLUHV LQFOXGLQJ WUHDG
GHIRUPDWLRQV VHSDUDWLRQV RU EXOJHV IURP LPSDFW
GDPDJH 6OLJKW VLGHZDOO LQGHQWDWLRQV DUH QRUPDO DQG
ZLOO QRW DIIHFW ULGH TXDOLW\

$%

7LUH %DODQFLQJ
%DODQFLQJ LV WKH HDVLHVW SURFHGXUH WR SHUIRUP DQG VKRXOG
EH GRQH ILUVW LI WKH YLEUDWLRQ RFFXUV DW KLJK VSHHGV 'R DQ
RII YHKLFOH WZR SODQH G\QDPLF EDODQFH ILUVW WR FRUUHFW DQ\
LPEDODQFH LQ WKH WLUH DQG ZKHHO DVVHPEO\
$Q RQYHKLFOH ILQLVK EDODQFH ZLOO FRUUHFW DQ\ EUDNH GUXP
URWRU RU ZKHHO FRYHU LPEDODQFH ,I EDODQFLQJ GRHV QRW
FRUUHFW WKH KLJKVSHHG YLEUDWLRQ RU LI WKH YLEUDWLRQ
RFFXUV DW ORZ VSHHGV UXQRXW LV WKH SUREDEOH FDXVH

5XQRXW
5XQRXW FDQ EH FDXVHG E\ WKH WLUH WKH ZKHHO RU WKH ZD\
WKH ZKHHO LV DWWDFKHG WR WKH YHKLFOH 7R LQYHVWLJDWH WKH
SRVVLELOLW\ RI ZKHHO UXQRXW UHIHU WR WKH IROORZLQJ
'$(:22 9 %/

SURFHGXUHV DV ZHOO DV WKH :KHHO 5XQRXW 'LDJQRVLV


&KDUW LQ WKLV VHFWLRQ
 ,I UXQRXW LV VXVSHFWHG PHDVXUH WKH RQ YHKLFOH IUHH
ODWHUDO DQG IUHH UDGLDO UXQRXW RI WKH ZKHHOV 5HIHU WR
6HFWLRQ ( 7LUHV DQG :KHHOV %RWK WKH IUHH ODWHUDO
DQG WKH IUHH UDGLDO UXQRXW VKRXOG EH OHVV WKDQ  PP
 LQFK  ,I HLWKHU PHDVXUHPHQW H[FHHGV WKLV
QXPEHU SURFHHG WR 6WHS 
 0RXQW WKH ZKHHO RQ D G\QDPLF EDODQFLQJ PDFKLQH
DQG UHPHDVXUH WKH IUHH ODWHUDO DQG WKH IUHH UDGLDO
UXQRXW 5HFRUG WKH DPRXQW RI WKH IUHH ODWHUDO DQG WKH
IUHH UDGLDO UXQRXW DQG WKH ORFDWLRQ RI WKH KLJKHVW
PHDVXUHPHQW 5HIHU WR 6HFWLRQ ( 7LUHV DQG
:KHHOV ,I WKH IUHH UDGLDO RU WKH IUHH ODWHUDO UXQRXW

%   :+((/ $/,*10(17
H[FHHGV  PP  LQFK DW WKH WLUH WUHDG SURFHHG
WR 6WHS 
 0HDVXUH WKH ZKHHO UXQRXW 5HIHU WR 6HFWLRQ ( 7LUHV
DQG :KHHOV ,I WKH UXQRXW H[FHHGV VSHFLILFDWLRQV
UHSODFH WKH ZKHHO
 'HIODWH WKH WLUH DQG PDWFK PRXQW WKH KLJK UDGLDO
UXQRXW SRLQW RI WKH WLUH WR WKH ORZ UDGLDO UXQRXW SRLQW RI
WKH ZKHHO 5HLQIODWH WKH WLUH DQG PRXQW LW RQ WKH
G\QDPLF EDODQFLQJ PDFKLQH 0HDVXUH DQG UHFRUG WKH
IUHH UDGLDO DQG WKH IUHH ODWHUDO UXQRXW DQG WKHLU
ORFDWLRQV ,Q PDQ\ FDVHV PDWFK PRXQWLQJ WKH WLUH RQ
WKH ZKHHO ZLOO EULQJ WKH ZKHHO
V IUHH UXQRXW LQWR DQ
DFFHSWDEOH UDQJH RI  PP  LQFK RU OHVV
 ,I WKH IUHH UXQRXW RI WKH ZKHHO LV  PP  LQFK RU
OHVV ZKHQ LW ZDV PHDVXUHG RII WKH YHKLFOH \HW
H[FHHGV  PP  LQFK ZKHQ PHDVXUHG RQ WKH
YHKLFOH WKH DWWDFKPHQW RI WKH ZKHHO WR WKH KXE LV WKH
SUREDEOH FDXVH RI WKH YLEUDWLRQ 5RWDWH WZR RI WKH
ZKHHO QXWV DQG UHFKHFN WKH UXQRXW 5HIHU WR 6HFWLRQ

( 7LUHV DQG :KHHOV 6HYHUDO SRVLWLRQV PD\ KDYH WR


EH WULHG WR ILQG WKH EHVW ORFDWLRQ IRU WKH QXWV
 ,I WKH ZKHHO
V IUHH UXQRXW FDQQRW EH UHGXFHG WR 
PP  LQFK RU OHVV UHPRYH WKH ZKHHO
 0HDVXUH WKH KXE VWXG UXQRXW XVLQJ D GLDO
LQGLFDWRU VHW ZLWK D PDJQHWLF EDVH
 =HUR WKH GLDO LQGLFDWRU VHW EXWWRQ RQ RQH VWXG
 *HQWO\ OLIW WKH VHW EXWWRQ RII WKH VWXG 5RWDWH
WKH IODQJH WR SRVLWLRQ WKH QH[W VWXG DJDLQVW WKH
GLDO LQGLFDWRU VHW
 5HFRUG WKH UXQRXW RI DOO WKH VWXGV 7KH GLDO
LQGLFDWRU VKRXOG UHDG ]HUR ZKHQ LW LV
UHSRVLWLRQHG RQ WKH ILUVW VWXG WKDW ZDV
FKHFNHG
 ,I WKH UXQRXW H[FHHGV  PP  LQFK  WKH
KXE VWXG RU WKH KXE DQG EHDULQJ DVVHPEO\
VKRXOG EH UHSODFHG
:KHQHYHU D WLUH LV URWDWHG RQ WKH ZKHHO RU ZKHQHYHU D
WLUH RU ZKHHO LV UHSODFHG UHEDODQFH WKH DVVHPEO\

'$(:22 9 %/

:+((/ $/,*10(17 %  
:KHHO 5XQRXW 'LDJQRVLV &KDUW
6WHS

$FWLRQ

9DOXH V

<HV

1R

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

5RDG WHVW WKH YHKLFOH WR YHULI\ WKH YLEUDWLRQ


FRPSODLQW
$UH WKH FXVWRPHU
V FRQFHUQV YHULILHG"

 3HUIRUP D YLEUDWLRQ GLDJQRVLV SUHOLPLQDU\ FKHFN


 5HSDLU DQ\ RI WKH SUREOHPV IRXQG
,V WKH YLEUDWLRQ VWLOO SUHVHQW"

'HWHUPLQH DW ZKDW VSHHG WKH YLEUDWLRQ LV SUHVHQW


,V WKH YLEUDWLRQ RYHU  NPK  PSK "

*R WR 6WHS 

*R WR 6WHS 

3HUIRUP DQ RII YHKLFOH G\QDPLF ZKHHO EDODQFH


,V WKH YLEUDWLRQ VWLOO SUHVHQW"

*R WR 6WHS 

6\VWHP 2.

3HUIRUP DQ RQ YHKLFOH ILQLVK EDODQFH


,V WKH YLEUDWLRQ VWLOO SUHVHQW"

*R WR 6WHS 

6\VWHP 2.

3HUIRUP D IUHH ODWHUDO DQG D UDGLDO RQ YHKLFOH UXQRXW


FKHFN
'RHV WKH UXQRXW PDWFK WKH YDOXH VSHFLILHG"

 PP
 LQ

*R WR 6WHS 

*R WR 6WHS 

3HUIRUP D IUHH ODWHUDO DQG D IUHH UDGLDO RII YHKLFOH


UXQRXW FKHFN
'RHV WKH UXQRXW PDWFK WKH YDOXH VSHFLILHG"

 PP
 LQ

*R WR 6WHS 

*R WR 6WHS 

 ,QGH[ WKH WLUH DQG ZKHHO DVVHPEO\ RQ WKH KXE


VWXGV
 2EWDLQ WKH OHDVW DPRXQW RI UXQRXW SRVVLEOH
'RHV WKH UXQRXW PDWFK WKH YDOXH VSHFLILHG"

 PP
 LQ

*R WR 6WHS 

*R WR 6WHS 

3HUIRUP DQ RII YHKLFOH G\QDPLF ZKHHO EDODQFH


,V WKH YLEUDWLRQ VWLOO SUHVHQW"

*R WR 6WHS 

6\VWHP 2.



3HUIRUP DQ RQ YHKLFOH ILQLVK EDODQFH


,V WKH YLEUDWLRQ VWLOO SUHVHQW"

*R WR 6WHS 

6\VWHP 2.



 &KHFN IRU DQ\ HQJLQH GULYHOLQH LPEDODQFH


 7KRURXJKO\ LQVSHFW WKH GULYH D[OHV DQG WKH
FRQVWDQW YHORFLW\ MRLQWV
 5HSDLU DQ\ SUREOHPV IRXQG
$UH WKH UHSDLUV FRPSOHWH"


*R WR 6WHS 

 0DWFK PRXQW WKH WLUH RQ WKH ZKHHO


 3HUIRUP D IUHH ODWHUDO DQG D IUHH UDGLDO RII YHKLFOH
UXQRXW FKHFN
'RHV WKH UXQRXW PDWFK WKH YDOXH VSHFLILHG"

PP
 LQ

*R WR 6WHS 

*R WR 6WHS 

 'LVPRXQW WKH WLUH IURP WKH ZKHHO RI WKH VXVSHFWHG


DVVHPEO\
 0HDVXUH WKH UXQRXW RI WKH ZKHHO
'RHV WKH UXQRXW PDWFK WKH YDOXH VSHFLILHG"

 PP
 LQ

*R WR 6WHS 

*R WR 6WHS 



0HDVXUH WKH KXE IODQJH UXQRXW


'RHV WKH UXQRXW PDWFK WKH YDOXH VSHFLILHG"

 PP
 LQ

*R WR 6WHS 

*R WR 6WHS 



5HSODFH WKH WLUH


,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 



5HSODFH WKH ZKHHO


,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 



5HSODFH WKH KXE


,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 





'$(:22 9 %/

%   :+((/ $/,*10(17

35(/,0,1$5< ,163(&7,21
&KHFNV

$FWLRQ

&KHFN WKH WLUHV IRU SURSHU LQIODWLRQ SUHVVXUHV DQG QRUPDO


WUHDG ZHDU

,QIODWH WKH WLUHV WR WKH SURSHU WLUH SUHVVXUH 5HSODFH


WKH WLUHV DV QHHGHG

&KHFN WKH ZKHHO EHDULQJV IRU ORRVHQHVV

5HSODFH WKH IURQW ZKHHO EHDULQJ RU WKH UHDU KXE DQG


EHDULQJ DVVHPEO\

&KHFN IRU ORRVH EDOO MRLQWV DQG WLH URG HQGV

7LJKWHQ WKH EDOO MRLQWV DQG WKH WLH URGV

&KHFN WKH UXQRXW RI WKH ZKHHOV DQG WKH WLUHV

0HDVXUH DQG FRUUHFW WKH WLUH UXQRXW

&KHFN WKH YHKLFOH WULP KHLJKWV

&RUUHFW WKH WULP KHLJKWV 0DNH WKH FRUUHFWLRQ EHIRUH


DGMXVWLQJ WKH WRH

&KHFN IRU ORRVH UDFN DQG SLQLRQ PRXQWLQJ

7LJKWHQ WKH PRXQWLQJ EUDFNHWV IRU WKH UDFN DQG SLQLRQ


DVVHPEO\

&KHFN IRU LPSURSHUO\ RSHUDWLQJ VWUXWV

5HSODFH WKH VWUXW DVVHPEO\

&KHFN IRU ORRVH FRQWURO DUPV

7LJKWHQ WKH FRQWURO DUP DWWDFKPHQW EROWV 5HSODFH WKH


FRQWURO DUP EXVKLQJV DV QHHGHG

)5217 72( $'-8670(17

)5217 &$0%(5 $1' &$67(5


&+(&.

$GMXVWPHQW 3URFHGXUH
 'LVFRQQHFW WKH RXWHU WLH URGV IURP WKH NQXFNOH
DVVHPEOLHV 5HIHU WR 6HFWLRQ & 3RZHU 6WHHULQJ
*HDU
 /RRVHQ WKH IURQW WRH DGMXVWLQJ QXW
1RWLFH ,Q WKLV DGMXVWPHQW WKH ULJKW DQG WKH OHIW WLH URGV
PXVW EH HTXDO LQ OHQJWK RU WKH WLUHV ZLOO ZHDU XQHYHQO\
 7XUQ WKH ULJKW DQG WKH OHIW RXWHU WLH URGV WR DOLJQ WKH
WRH WR WKH SURSHU VSHFLILFDWLRQV 5HIHU WR CC:KHHO
$OLJQPHQW 6SHFLILFDWLRQV

LQ WKLV VHFWLRQ
 +ROG WKH RXWHU WLH URG DQG WLJKWHQ WKH IURQW WRH
DGMXVWLQJ QXW

7LJKWHQ
7LJKWHQ WKH IURQW WRH DGMXVWLQJ QXW WR  1:P 
OEIW 
 5HFRQQHFW WKH RXWHU WLH URGV WR WKH NQXFNOH
DVVHPEOLHV 5HIHU WR 6HFWLRQ & 3RZHU 6WHHULQJ
*HDU

7KH IURQW FDPEHU DQG FDVWHU DUH QRW DGMXVWDEOH 5HIHU


WR CC:KHHO $OLJQPHQW 6SHFLILFDWLRQV

LQ WKLV VHFWLRQ
-RXQFH WKH EXPSHU WKUHH WLPHV EHIRUH PHDVXULQJ WKH
FDPEHU RU WKH FDVWHU LQ RUGHU WR SUHYHQW DQ LQFRUUHFW
UHDGLQJ ,I WKH IURQW FDPEHU RU FDVWHU PHDVXUHPHQWV
GHYLDWH IURP WKH VSHFLILFDWLRQV ORFDWH DQG UHSODFH RU
UHSDLU DQ\ GDPDJHG ORRVH EHQW GHQWHG RU ZRUQ
VXVSHQVLRQ SDUW ,I WKH SUREOHP LV ERG\ UHODWHG UHSDLU
WKH ERG\

5($5 &$0%(5 &+(&.

7KH UHDU FDPEHU LV QRW DGMXVWDEOH 5HIHU WR CC:KHHO


$OLJQPHQW 6SHFLILFDWLRQV

LQ WKLV VHFWLRQ ,I WKH UHDU


FDPEHU GHYLDWHV IURP WKH VSHFLILFDWLRQ ORFDWH WKH FDXVH
DQG FRUUHFW LW ,I GDPDJHG ORRVH EHQW GHQWHG RU ZRUQ
VXVSHQVLRQ SDUWV DUH IRXQG WKH\ VKRXOG EH UHSDLUHG RU
UHSODFHG ,I WKH SUREOHP LV ERG\ UHODWHG UHSDLU WKH ERG\

5($5 72( $'-8670(17


$GMXVWPHQW 3URFHGXUH
 3HUIRUP D SUHOLPLQDU\ LQVSHFWLRQ EHIRUH DQ\ DWWHPSW
LV PDGH WR FKDQJH RU FRUUHFW WKH ZKHHO DOLJQPHQW
IDFWRUV 5HIHU WR 3UHOLPLQDU\ ,QVSHFWLRQ LQ WKLV
VHFWLRQ
 /RRVHQ WKH WRH DGMXVWLQJ VFUHZ MDP QXWV RQ WKH UHDU
SDUDOOHO OLQN

&%

'$(:22 9 %/

:+((/ $/,*10(17 %  
 7XUQ WKH DGMXVWPHQW VFUHZ XQWLO WKH SUHIHUUHG UHDU
WRH VSHFLILFDWLRQ LV REWDLQHG 5HIHU WR :KHHO
$OLJQPHQW 6SHFLILFDWLRQV LQ WKLV VHFWLRQ

&%

&%

 +ROG WKH DGMXVWPHQW VFUHZ DQG WLJKWHQ WKH WRH


DGMXVWLQJ VFUHZ MDP QXW

7LJKWHQ
7LJKWHQ WKH WRH DGMXVWLQJ VFUHZ MDP QXW WR  1:P 
OE:IW 

&%

'$(:22 9 %/

%   :+((/ $/,*10(17

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
)285 :+((/ $/,*10(17

7KH ILUVW UHVSRQVLELOLW\ RI HQJLQHHULQJ LV WR GHVLJQ VDIH


VWHHULQJ DQG VXVSHQVLRQ V\VWHPV (DFK FRPSRQHQW
PXVW EH VWURQJ HQRXJK WR ZLWKVWDQG DQG DEVRUE H[WUHPH
SXQLVKPHQW %RWK WKH VWHHULQJ V\VWHP DQG WKH IURQW DQG
WKH UHDU VXVSHQVLRQ PXVW IXQFWLRQ JHRPHWULFDOO\ ZLWK WKH
ERG\ PDVV
7KH VWHHULQJ DQG WKH VXVSHQVLRQ V\VWHPV UHTXLUH WKDW
WKH IURQW ZKHHOV VHOI UHWXUQ DQG WKDW WKH WLUH UROOLQJ HIIRUW
DQG WKH URDG IULFWLRQ EH KHOG WR D QHJOLJLEOH IRUFH LQ RUGHU
WR DOORZ WKH FXVWRPHU WR GLUHFW WKH YHKLFOH ZLWK WKH OHDVW
HIIRUW DQG WKH PRVW FRPIRUW
$ FRPSOHWH ZKHHO DOLJQPHQW FKHFN VKRXOG LQFOXGH
PHDVXUHPHQWV RI WKH UHDU WRH DQG FDPEHU
)RXUZKHHO DOLJQPHQW DVVXUHV WKDW DOO IRXU ZKHHOV ZLOO
EH UXQQLQJ LQ SUHFLVHO\ WKH VDPH GLUHFWLRQ
:KHQ WKH YHKLFOH LV JHRPHWULFDOO\ DOLJQHG IXHO HFRQRP\
DQG WLUH OLIH DUH DW WKHLU SHDN DQG VWHHULQJ DQG
SHUIRUPDQFH DUH PD[LPL]HG

72(

7RHLQ LV WKH WXUQLQJ LQ RI WKH WLUHV ZKLOH WRH RXW LV WKH


WXUQLQJ RXW RI WKH WLUHV IURP WKH JHRPHWULF FHQWHUOLQH RU
WKUXVW OLQH 7KH WRH HQVXUHV SDUDOOHO UROOLQJ RI WKH ZKHHOV
7KH WRH VHUYHV WR RIIVHW WKH VPDOO GHIOHFWLRQV RI WKH
ZKHHO VXSSRUW V\VWHP ZKLFK RFFXU ZKHQ WKH YHKLFOH LV
UROOLQJ IRUZDUG 7KH VSHFLILHG WRH DQJOH LV WKH VHWWLQJ
ZKLFK DFKLHYHV  GHJUHHV RI WRH ZKHQ WKH YHKLFOH LV
PRYLQJ
,QFRUUHFW WRH LQ RU WRH RXW ZLOO FDXVH WLUH ZHDU DQG
UHGXFHG IXHO HFRQRP\ $V WKH LQGLYLGXDO VWHHULQJ DQG
VXVSHQVLRQ FRPSRQHQWV ZHDU IURP YHKLFOH PLOHDJH
DGGLWLRQDO WRH ZLOO EH QHHGHG WR FRPSHQVDWH IRU WKH
ZHDU
$OZD\V FRUUHFW WKH WRH GLPHQVLRQ ODVW

&$67(5

&DVWHU LV WKH WLOWLQJ RI WKH XSSHUPRVW SRLQW RI WKH VWHHULQJ


D[LV HLWKHU IRUZDUG RU EDFNZDUG IURP WKH YHUWLFDO ZKHQ
YLHZHG IURP WKH VLGH RI WKH YHKLFOH $ EDFNZDUG WLOW LV
SRVLWLYH DQG D IRUZDUG WLOW LV QHJDWLYH &DVWHU LQIOXHQFHV
GLUHFWLRQDO FRQWURO RI WKH VWHHULQJ EXW GRHV QRW DIIHFW WLUH
ZHDU :HDN VSULQJV RU RYHUORDGLQJ D YHKLFOH ZLOO DIIHFW
FDVWHU 2QH ZKHHO ZLWK PRUH SRVLWLYH FDVWHU ZLOO SXOO
WRZDUG WKH FHQWHU RI WKH FDU 7KLV FRQGLWLRQ ZLOO FDXVH WKH
FDU WR PRYH RU OHDQ WRZDUG WKH VLGH ZLWK WKH OHDVW DPRXQW
RI SRVLWLYH FDVWHU &DVWHU LV PHDVXUHG LQ GHJUHHV DQG LV
QRW DGMXVWDEOH

&$0%(5

&DPEHU LV WKH WLOWLQJ RI WKH WRS RI WKH WLUH IURP WKH YHUWLFDO
ZKHQ YLHZHG IURP WKH IURQW RI WKH YHKLFOH :KHQ WKH
WLUHV WLOW RXWZDUG WKH FDPEHU LV SRVLWLYH :KHQ WKH WLUHV
WLOW LQZDUG WKH FDPEHU LV QHJDWLYH 7KH FDPEHU DQJOH
LV PHDVXUHG LQ GHJUHHV IURP WKH YHUWLFDO &DPEHU
LQIOXHQFHV ERWK GLUHFWLRQDO FRQWURO DQG WLUH ZHDU
,I WKH YHKLFOH KDV WRR PXFK SRVLWLYH FDPEHU WKH RXWVLGH
VKRXOGHU RI WKH WLUH ZLOO ZHDU ,I WKH YHKLFOH KDV WRR PXFK
QHJDWLYH FDPEHU WKH LQVLGH VKRXOGHU RI WKH WLUH ZLOO
ZHDU
&DPEHU LV QRW DGMXVWDEOH

67((5,1* $;,6 ,1&/,1$7,21

6WHHULQJ D[LV LQFOLQDWLRQ 6$, LV WKH WLOW DW WKH WRS RI WKH


VWHHULQJ NQXFNOH IURP WKH YHUWLFDO 0HDVXUH WKH 6$,
DQJOH IURP WKH WUXH YHUWLFDO WR D OLQH WKURXJK WKH FHQWHU RI
WKH VWUXW DQG WKH ORZHU EDOO MRLQW DV YLHZHG IURP WKH IURQW
RI WKH YHKLFOH
6$, KHOSV WKH YHKLFOH WUDFN VWUDLJKW GRZQ WKH URDG DQG
DVVLVWV WKH ZKHHO EDFN LQWR WKH VWUDLJKW DKHDG SRVLWLRQ
6$, RQ IURQW ZKHHO GULYH YHKLFOHV VKRXOG EH QHJDWLYH

,1&/8'(' $1*/(
7KH LQFOXGHG DQJOH LV WKH DQJOH PHDVXUHG IURP WKH
FDPEHU DQJOH WR WKH OLQH WKURXJK WKH FHQWHU RI WKH VWUXW
DQG WKH ORZHU EDOO MRLQW DV YLHZHG IURP WKH IURQW RI WKH
YHKLFOH
7KH LQFOXGHG DQJOH LV FDOFXODWHG LQ GHJUHHV 0RVW
DOLJQPHQW UDFNV ZLOO QRW PHDVXUH WKH LQFOXGHG DQJOH
GLUHFWO\ 7R GHWHUPLQH WKH LQFOXGHG DQJOH VXEWUDFW WKH
QHJDWLYH RU DGG WKH SRVLWLYH FDPEHU UHDGLQJV WR WKH
VWHHULQJ D[LV LQFOLQDWLRQ 6$, 

6&58% 5$',86

7KH VFUXE UDGLXV LV WKH GLVWDQFH EHWZHHQ WUXH YHUWLFDO


DQG WKH OLQH WKURXJK WKH FHQWHU RI WKH VWUXW DQG ORZHU EDOO
MRLQW WR WKH URDG VXUIDFH 6FUXE UDGLXV LV EXLOW LQWR WKH
GHVLJQ RI WKH YHKLFOH 6FUXE UDGLXV LV QRW DGMXVWDEOH

6(7%$&.

7KH VHWEDFN LV WKH GLVWDQFH LQ ZKLFK RQH IURQW KXE DQG


EHDULQJ DVVHPEO\ PD\ EH UHDUZDUG RI WKH RWKHU IURQW
KXE DQG EHDULQJ DVVHPEO\ 6HWEDFN LV SULPDULO\ FDXVHG
E\ D URDG KD]DUG RU YHKLFOH FROOLVLRQ

7851,1* $1*/(

7KH WXUQLQJ DQJOH LV WKH DQJOH RI HDFK IURQW ZKHHO WR WKH


YHUWLFDO ZKHQ WKH YHKLFOH LV PDNLQJ D WXUQ

'$(:22 9 %/

6(&7,21 &

)5217 6863(16,21
&$87,21 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH EHIRUH UHPRYLQJ RU LQVWDOOLQJ DQ\ HOHFWULFDO XQLW RU ZKHQ D
WRRO RU HTXLSPHQW FRXOG HDVLO\ FRPH LQ FRQWDFW ZLWK H[SRVHG HOHFWULFDO WHUPLQDOV 'LVFRQQHFWLQJ WKLV FDEOH
ZLOO KHOS SUHYHQW SHUVRQDO LQMXU\ DQG GDPDJH WR WKH YHKLFOH 7KH LJQLWLRQ PXVW DOVR EH LQ /2&. XQOHVV
RWKHUZLVH QRWHG

7$%/( 2) &217(176
6SHFLILFDWLRQV                              &
*HQHUDO 6SHFLILFDWLRQV                       &
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV            &
6SHFLDO 7RROV                               &
6SHFLDO 7RROV 7DEOH                         &
'LDJQRVLV                                 
6WUXW 'DPSHQHU                            
%DOO -RLQW DQG .QXFNOH                      
([FHVLYH )ULFWLRQ &KHFN                     

&
&
&
&

&RPSRQHQW /RFDWRU                         &


)URQW 6XVSHQVLRQ                           &
0DLQWHQDQFH DQG 5HSDLU                    
2Q9HKLFOH 6HUYLFH                          
6WDELOL]HU 6KDIW DQG ,QVXODWRUV               
6WDELOL]HU /LQN                              

&
&
&
&

.QXFNOH $VVHPEO\                         
+XE DQG %HDULQJ                         
&RQWURO $UP                              
6WUXW $VVHPEO\                           
&URVVPHPEHU $VVHPEO\                   
8QLW 5HSDLU                                
%DOO -RLQW                                 
&RQWURO $UP %XVKLQJV                      
)URQW 6WUXW $VVHPEO\                      
.QXFNOH                                  
&URVVPHPEHU                            

*HQHUDO 'HVFULSWLRQ DQG 6\VWHP


2SHUDWLRQ                                &
)URQW 6XVSHQVLRQ                          &

63(&,),&$7,216
*(1(5$/ 63(&,),&$7,216
$SSOLFDWLRQ
&HQWHU RI )URQW :KHHO WR %RWWRP RI )URQW :KHHO :HOO

7ULP +HLJKW
PP LQ

&HQWHU RI 5HDU :KHHO WR %RWWRP RI 5HDU :KHHO :HOO

PP LQ

'$(:22 9 %/

&
&
&
&
&
&
&
&
&
&
&

&   )5217 6863(16,21

)$67(1(5 7,*+7(1,1* 63(&,),&$7,216


$SSOLFDWLRQ

1:P

/E:)W

/E:,Q

%DOO -RLQW 3LQFK %ROW 1XWV





%DOO -RLQW WR &RQWURO $UP 1XWV





&RQWURO $UP )URQW %XVKLQJ 1XWV





&RQWURO $UP 5HDU %XVKLQJ &ODPS %ROWV





&URVVPHPEHU WR %RG\ )URQW 1XWV





&URVVPHPEHU WR %RG\ 5HDU %ROWV





'ULYH $[OH WR +XE &DXONLQJ 1XWV )LUVW 7RUTXH





'ULYH $[OH WR +XE &DXONLQJ 1XWV /DVW 7RUTXH

  E

 E

3LVWRQ 5RG 1XWV





6WDELOL]HU /LQN WR &RQWURO $UP 1XWV





6WDELOL]HU 6KDIW &ODPS %ROWV





6WDELOL]HU 6KDIW WR 6WDELOL]HU /LQN 1XWV





6WHHULQJ .QXFNOH WR 6WUXW $VVHPEO\ 1XWV





6WUXW $VVHPEO\ WR %RG\ 1XWV





63(&,$/ 722/6
63(&,$/ 722/6 7$%/(


+H[ 1XW

$&

-
)RUFLQJ 6FUHZ

$&

'9
)URQW 6WUXW
0RXQW 1XW :UHQFK

$&

-
6XSSRUW %ULGJH

$&

'$(:22 9 %/

)5217 6863(16,21 &  

-%
%HDULQJ $GDSWHU

.0$
6SULQJ &RPSUHVVRU

$&

$&

-%
+XE $GDSWHU

.0
%DOO -RLQW 5HPRYHU

$&

&&

.0%
5HPRYDO 3ODWH

.0$
5HPRYHU,QVWDOOHU

$&

$&

',$*126,6
67587 '$03(1(5
$ VWUXW GDPSHQHU LV EDVLFDOO\ D VKRFN DEVRUEHU +RZHYHU VWUXW GDPSHQHUV DUH HDVLHU WR H[WHQG DQG UHWUDFW E\ KDQG
WKDQ DUH VKRFN DEVRUEHUV

6WUXWV 6HHP :HDN


&KHFNV

$FWLRQ

&KHFN WKH WLUH SUHVVXUHV

$GMXVW WKH WLUH SUHVVXUHV WR WKH VSHFLILFDWLRQV RQ WKH


WLUH SODFDUG

&KHFN WKH ORDG FRQGLWLRQV XQGHU ZKLFK WKH YHKLFOH LV


QRUPDOO\ GULYHQ

&RQVXOW ZLWK WKH RZQHU WR FRQILUP WKH RZQHU


V
XQGHUVWDQGLQJ RI QRUPDO ORDG FRQGLWLRQV

&KHFN WKH FRPSUHVVLRQ DQG UHERXQG HIIHFWLYHQHVV RI


WKH VWUXW GDPSHQHU

4XLFNO\ SXVK GRZQ DQG WKHQ OLIW XS RQ WKH FRUQHU RI WKH


EXPSHU QHDUHVW WKH VWUXW GDPSHQHU EHLQJ WHVWHG
&RPSDUH WKH FRPSUHVVLRQ DQG UHERXQG ZLWK WKRVH RI
D VLPLODU YHKLFOH WKDW KDV DQ DFFHSWDEOH ULGH TXDOLW\
5HSODFH WKH VWUXW GDPSHQHU LI QHHGHG

'$(:22 9 %/

&   )5217 6863(16,21


6WUXWV $UH 1RLV\
&KHFNV

$FWLRQ

&KHFN WKH PRXQWLQJV IRU ORRVHQHVV RU GDPDJH

7LJKWHQ WKH VWUXW GDPSHQHU PRXQWLQJ QXWV 5HSODFH


WKH VWUXW GDPSHQHU LI QHHGHG

&KHFN WKH FRPSUHVVLRQ DQG UHERXQG HIIHFWLYHQHVV RI


WKH VWUXW GDPSHQHU

4XLFNO\ SXVK GRZQ DQG WKHQ OLIW XS RQ WKH FRUQHU RI WKH


EXPSHU QHDUHVW WKH VWUXW GDPSHQHU EHLQJ WHVWHG
&RPSDUH WKH FRPSUHVVLRQ DQG UHERXQG ZLWK WKRVH RI
D VLPLODU YHKLFOH WKDW KDV DQ DFFHSWDEOH ULGH TXDOLW\
5HSODFH WKH VWUXW GDPSHQHU LI QHHGHG

/HDNV
&KHFNV
&KHFN IRU D VOLJKW WUDFH RI IOXLG

$FWLRQ
7KH VWUXW GDPSHQHU LV 2.

&KHFN WKH VHDO FRYHU RQ WKH IXOO\ H[WHQGHG VWUXW

5HSODFH WKH VWUXW GDPSHQHU

&KHFN IRU DQ H[FHVVLYH DPRXQW RI IOXLG RQ WKH VWUXW


GDPSHQHU

5HSODFH WKH VWUXW GDPSHQHU

%$// -2,17 $1' .18&./(


%DOO -RLQW ,QVSHFWLRQ
 5DLVH WKH IURQW RI WKH YHKLFOH WR DOORZ WKH IURQW
VXVSHQVLRQ WR KDQJ IUHH
 *UDVS WKH WLUH DW WKH WRS DQG WKH ERWWRP
 0RYH WKH WRS RI WKH WLUH LQ DQ LQ DQG RXW PRWLRQ
 /RRN IRU DQ\ KRUL]RQWDO PRYHPHQW RI WKH NQXFNOH
UHODWLYH WR WKH FRQWURO DUP
 %DOO MRLQWV PXVW EH UHSODFHG XQGHU WKH IROORZLQJ
FRQGLWLRQV
- 7KH MRLQW LV ORRVH
- 7KH EDOO VHDO LV FXW
- 7KH EDOO VWXG LV GLVFRQQHFWHG IURP WKH NQXFNOH
- 7KH EDOO VWXG LV ORRVH DW WKH NQXFNOH
- 7KH EDOO VWXG FDQ EH WZLVWHG LQ LWV VRFNHW ZLWK ILQJHU
SUHVVXUH

%DOO 6WXG ,QVSHFWLRQ


0DNH VXUH WR FKHFN WKH WLJKWQHVV RI WKH EDOO VWXG LQ WKH
NQXFNOH ERVV GXULQJ HDFK LQVSHFWLRQ RI WKH EDOO MRLQW
2QH ZD\ WR LQVSHFW WKH EDOO VWXG IRU ZHDU LV WR VKDNH WKH
ZKHHO DQG IHHO IRU PRYHPHQW RI WKH VWXG HQG DW WKH
NQXFNOH ERVV

$QRWKHU ZD\ WR LQVSHFW WKH EDOO VWXG IRU ZHDU LV WR FKHFN


WKH IDVWHQHU WRUTXH DW WKH SLQFK QXW $ ORRVH QXW FDQ
LQGLFDWH D VWUHVVHG VWXG RU D KROH LQ WKH NQXFNOH ERVV
:RUQ RU GDPDJHG EDOO MRLQWV DQG NQXFNOHV PXVW EH
UHSODFHG

(;&(66,9( )5,&7,21 &+(&.

8VH WKH IROORZLQJ SURFHGXUH WR FKHFN IRU H[FHVVLYH


IULFWLRQ LQ WKH IURQW VXVSHQVLRQ
 (QOLVW WKH KHOS RI DQRWKHU WHFKQLFLDQ WR OLIW XS RQ WKH
IURQW EXPSHU UDLVLQJ WKH YHKLFOH DV KLJK DV SRVVLEOH
 6ORZO\ UHOHDVH WKH EXPSHU DOORZLQJ WKH YHKLFOH WR
DVVXPH LWV QRUPDO WULP KHLJKW 6HH *HQHUDO
6SHFLILFDWLRQV LQ WKLV VHFWLRQ
 0HDVXUH WKH GLVWDQFH IURP WKH VWUHHW OHYHO WR WKH
FHQWHU RI WKH EXPSHU
 3XVK GRZQ RQ WKH EXPSHU UHOHDVH VORZO\ DQG DOORZ
WKH YHKLFOH WR DVVXPH LWV QRUPDO WULP KHLJKW
 0HDVXUH WKH GLVWDQFH IURP WKH VWUHHW OHYHO WR WKH
FHQWHU RI WKH EXPSHU
 7KH GLIIHUHQFH EHWZHHQ WKH WZR PHDVXUHPHQWV
VKRXOG EH OHVV WKDQ PP LQFK  ,I WKH
GLIIHUHQFH H[FHHGV WKLV OLPLW LQVSHFW WKH FRQWURO DUPV
WKH VWUXWV DQG WKH EDOO MRLQWV IRU GDPDJH RU ZHDU

'$(:22 9 %/

)5217 6863(16,21 &  

%/$1.

'$(:22 9 %/

&   )5217 6863(16,21

&20321(17 /2&$725
)5217 6863(16,21

&&

'$(:22 9 %/

)5217 6863(16,21 &  






















6WUXW 0RXQW %RG\ 1XW


3LVWRQ 5RG 1XW
6WUXW 0RXQW
6WUXW 0RXQW %HDULQJ
8SSHU 6SULQJ 6HDW
8SSHU 6SULQJ ,QVXODWRU
+ROORZ %XPSHU
3LVWRQ 5RG %RRW
)URQW 6SULQJ
/RZHU 6SULQJ ,QVXODWRU
6WUXW 'DPSHQHU
6WHHULQJ .QXFNOH WR 6WUXW $VVHPEO\ 1XW
6WHHULQJ .QXFNOH
)URQW :KHHO %HDULQJ
2XWHU 6QDS 5LQJ
)URQW +XE
&DXONLQJ 1XW
&DXONLQJ 1XW :DVKHU
%DOO -RLQW 3LQFK %ROW 1XW
%DOO -RLQW 3LQFK %ROW

'$(:22 9 %/






















6WHHULQJ .QXFNOH WR 6WUXW $VVHPEO\ %ROWV


&RQWURO $UP 5HDU %XVKLQJ &ODPS
&RQWURO $UP 5HDU %XVKLQJ &ODPS %ROWV
%DOO -RLQW
&RQWURO $UP
6WDELOL]HU /LQN WR &RQWURO $UP 1XW
&RQWURO $UP )URQW 'DPSLQJ %XVKLQJ
&URVVPHPEHU WR %RG\ )URQW &RQQHFWLQJ 1XW
:DVKHU
&RQWURO $UP )URQW %XVKLQJ %ROW
&RQWURO $UP )URQW %XVKLQJ 1XW
&RQWURO $UP 5HDU 'DPSLQJ %XVKLQJ
&URVVPHPEHU WR %RG\ 5HDU %ROW
6WDELOL]HU /LQN
6WDELOL]HU 6KDIW WR 6WDELOL]HU /LQN 1XW
)URQW 6XVSHQVLRQ &URVVPHPEHU
6WDELOL]HU 6KDIW
6WDELOL]HU 6KDIW %XVKLQJ
6WDELOL]HU 6KDIW %XVKLQJ &ODPS
6WDELOL]HU 6KDIW %XVKLQJ &ODPS %ROW

&   )5217 6863(16,21

0$,17(1$1&( $1'
5(3$,5
219(+,&/( 6(59,&(
67$%,/,=(5 6+$)7 $1'
,168/$7256
5HPRYDO 3URFHGXUH

&&

 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH


 'LVFRQQHFW WKH SRZHU VWHHULQJ JHDU 5HIHU WR 6HFWLRQ
& 3RZHU 6WHHULQJ *HDU
 5HPRYH WKH FURVVPHPEHU IURQW DQG UHDU VXSSRUW
EROWV 5HIHU WR &URVVPHPEHU $VVHPEO\ LQ WKLV
VHFWLRQ
 /RZHU WKH IURQW FURVVPHPEHU XQWLO WKH VWDELOL]HU VKDIW
FODPS EROWV FDQ EH UHDFKHG
 5HPRYH WKH VWDELOL]HU VKDIW WR VWDELOL]HU OLQN QXWV
'LVFRQQHFW WKH VWDELOL]HU VKDIW IURP WKH VWDELOL]HU
OLQNV

 5HPRYH WKH VWDELOL]HU VKDIW FODPS EROWV


 5HPRYH WKH VWDELOL]HU VKDIW WKH VWDELOL]HU VKDIW
FODPS DQG WKH LQVXODWRUV IURP WKH YHKLFOH

&&

'$(:22 9 %/

)5217 6863(16,21 &  


,QVWDOODWLRQ 3URFHGXUH
,PSRUWDQW 7KH ZHLJKW RI WKH YHKLFOH PXVW EH VXSSRUWHG
E\ WKH FRQWURO DUPV EHIRUH WKH VWDELOL]HU OLQN WR FRQWURO
DUP QXWV DUH WLJKWHQHG 7KLV FDQ EH GRQH E\ ORZHULQJ
WKH YHKLFOH RQWR MDFN VWDQGV XQGHU WKH FRQWURO DUPV
 ,QVWDOO WKH VWDELOL]HU VKDIW
 ,QVWDOO WKH VWDELOL]HU VKDIW FODPSV WKH VWDELOL]HU VKDIW
FODPS EROW DQG WKH LQVXODWRUV 'R QRW WLJKWHQ WKH EROW
 ,QVWDOO WKH VWDELOL]HU OLQN RQWR WKH VWDELOL]HU VKDIW DQG
FRQQHFW WKHP ZLWK WKH VWDELOL]HU VKDIW WR VWDELOL]HU OLQN
QXWV 'R QRW WLJKWHQ

&&

7LJKWHQ
7LJKWHQ WKH VWDELOL]HU VKDIW FODPS EROWV WR 1:P
OE:IW 
 5DLVH WKH IURQW FURVVPHPEHU DQG LQVWDOO WKH
FURVVPHPEHU IURQW DQG UHDU VXSSRUW EROWV 5HIHU WR
&URVVPHPEHU $VVHPEO\ LQ WKLV VHFWLRQ
 &RQQHFW WKH SRZHU VWHHULQJ JHDU 5HIHU WR 6HFWLRQ
& 3RZHU 6WHHULQJ *HDU
 /RZHU WKH YHKLFOH VR WKH FRQWURO DUPV DUH VXSSRUWHG
E\ MDFN VWDQGV

7LJKWHQ
7LJKWHQ WKH VWDELOL]HU VKDIW WR VWDELOL]HU OLQN QXWV WR
1:P OE:IW 
 5HPRYH WKH MDFN VWDQGV DQG ORZHU WKH YHKLFOH
&&

67$%,/,=(5 /,1.
5HPRYDO 3URFHGXUH
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 5HPRYH WKH VWDELOL]HU VKDIW WR VWDELOL]HU OLQN QXW

&&

'$(:22 9 %/

&   )5217 6863(16,21


 5HPRYH WKH VWDELOL]HU OLQN WR FRQWURO DUP QXW
 5HPRYH WKH VWDELOL]HU OLQN

&&

,QVWDOODWLRQ 3URFHGXUH
,PSRUWDQW 7KH ZHLJKW RI WKH YHKLFOH PXVW EH VXSSRUWHG
E\ WKH FRQWURO DUPV EHIRUH WKH VWDELOL]HU OLQN WR FRQWURO
DUP QXWV RU WKH VWDELOL]HU VKDIW WR VWDELOL]HU OLQN QXWV DUH
WLJKWHQHG 7KLV FDQ EH GRQH E\ ORZHULQJ WKH YHKLFOH RQWR
MDFN VWDQGV XQGHU WKH FRQWURO DUPV
 ,QVWDOO WKH VWDELOL]HU OLQN
 ,QVWDOO WKH VWDELOL]HU OLQN WR FRQWURO DUP QXW

&&

 ,QVWDOO WKH VWDELOL]HU WR VWDELOL]HU OLQN QXW


 /RZHU WKH YHKLFOH VR WKH FRQWURO DUPV DUH VXSSRUWHG
E\ MDFN VWDQGV

7LJKWHQ
7LJKWHQ WKH VWDELOL]HU WR VWDELOL]HU OLQN QXW WR 1:P
OE:IW 
7LJKWHQ WKH VWDELOL]HU OLQN WR FRQWURO DUP QXW WR 1:P
OE:IW 
 5HPRYH WKH MDFN VWDQGV DQG ORZHU WKH YHKLFOH

&&

'$(:22 9 %/

)5217 6863(16,21 &  

.18&./( $66(0%/<
7RROV 5HTXLUHG
.0 %DOO -RLQW 5HPRYHU

5HPRYDO 3URFHGXUH

&&

 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH


 5HPRYH WKH ZKHHO 5HIHU WR 6HFWLRQ ( 7LUHV DQG
:KHHOV
 5HPRYH WKH GXVW FDS WKH FDXONLQJ QXW DQG WKH
ZDVKHU IURP WKH D[OH VKDIW
 5HPRYH WKH EUDNH FDOLSHU IURP WKH URWRU DQG WKH
EUDNH OLQH IURP WKH VWUXW DVVHPEO\ 6XSSRUW WKH
FDOLSHU VR LW GRHV QRW KDQJ IURP WKH K\GUDXOLF EUDNH
KRVH 5HIHU WR 6HFWLRQ ' )URQW 'LVF %UDNHV
 5HPRYH WKH RXWHU WLH URG IURP WKH NQXFNOH DVVHPEO\
5HIHU WR 6HFWLRQ & 3RZHU 6WHHULQJ *HDU
 2Q YHKLFOHV HTXLSSHG ZLWK WKH DQWLORFN EUDNLQJ
V\VWHP $%6  GLVFRQQHFW WKH $%6 VSHHG VHQVRU
HOHFWULFDO FRQQHFWLRQ IURP WKH NQXFNOH 5HIHU WR
6HFWLRQ ) $QWLORFN %UDNH 6\VWHP DQG 7UDFWLRQ
&RQWURO 6\VWHP

 5HPRYH WKH EDOO MRLQW SLQFK EROW DQG WKH QXW

%&

'$(:22 9 %/

&   )5217 6863(16,21


 6HSDUDWH WKH NQXFNOH IURP WKH EDOO MRLQW XVLQJ WKH
EDOO MRLQW UHPRYHU .0

&&

 5HPRYH WKH QXWV IURP WKH EROWV WKDW FRQQHFW WKH


NQXFNOH DVVHPEO\ WR WKH VWUXW DVVHPEO\

&&

1RWLFH 'R QRW RYHUH[WHQG WKH D[OH MRLQWV :KHQ HLWKHU


HQG RI WKH VKDIW LV GLVFRQQHFWHG RYHUH[WHQVLRQ RI WKH
MRLQW FDQ UHVXOW LQ VHSDUDWLRQ RI LQWHUQDO FRPSRQHQWV DQG
SRVVLEOH MRLQW IDLOXUH 8VH GULYH D[OH MRLQW VHDO SURWHFWRUV
ZKHQHYHU SHUIRUPLQJ VHUYLFH RQ RU QHDU WKH GULYH D[OHV
)DLOXUH WR GR VR FDQ FDXVH LQWHUQDO MRLQW RU VHDO GDPDJH
DQG UHVXOW LQ SRVVLEOH MRLQW IDLOXUH
 6HSDUDWH WKH GULYH D[OH VKDIW IURP WKH ZKHHO KXE

&&

'$(:22 9 %/

)5217 6863(16,21 &  


 6XSSRUW WKH GULYH D[OH
 5HPRYH WKH EROWV WKDW FRQQHFW WKH NQXFNOH
DVVHPEO\ WR WKH VWUXW DVVHPEO\
 5HPRYH WKH NQXFNOH DVVHPEO\ IURP WKH YHKLFOH

&&

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH NQXFNOH DVVHPEO\ RQWR WKH YHKLFOH

&&

 ,QVWDOO WKH VWHHULQJ NQXFNOH WR VWUXW DVVHPEO\ QXWV

7LJKWHQ
7LJKWHQ WKH VWHHULQJ NQXFNOH WR VWUXW DVVHPEO\ QXWV WR
1:P OE: 

&&

'$(:22 9 %/

&   )5217 6863(16,21


 &RQQHFW WKH GULYH D[OH WR WKH IURQW ZKHHO KXE

&&

 &RQQHFW WKH EDOO MRLQW WR WKH NQXFNOH DVVHPEO\


 ,QVWDOO WKH EDOO MRLQW SLQFK EROW DQG WKH QXW

7LJKWHQ
7LJKWHQ WKH EDOO MRLQW SLQFK EROW QXW WR 1:P
OE:IW 
 &RQQHFW WKH $%6 VSHHG VHQVRU HOHFWULFDO
FRQQHFWLRQ 5HIHU WR 6HFWLRQ ) $QWLORFN %UDNH
6\VWHP DQG 7UDFWLRQ &RQWURO 6\VWHP

%&

 &RQQHFW WKH RXWHU WLH URG WR WKH NQXFNOH DVVHPEO\


5HIHU WR 6HFWLRQ & 3RZHU 6WHHULQJ *HDU
 ,QVWDOO WKH EUDNH FDOLSHU RQWR WKH URWRU DQG WKH EUDNH
OLQH RQWR WKH VWUXW 5HIHU WR 6HFWLRQ ' )URQW 'LVF
%UDNHV
 ,QVWDOO WKH ZDVKHU DQG WKH FDXONLQJ QXW RQWR WKH D[OH
VKDIW

7LJKWHQ
7LJKWHQ WKH GULYH D[OH WR KXE FDXONLQJ QXW WR 1:P
OE:IW  /RRVHQ WKH QXW WKHQ UHWLJKWHQ LW WR 1:P
OE:IW SOXV GHJUHHV
 ,QVWDOO WKH GXVW FDS
 ,QVWDOO WKH ZKHHO 5HIHU WR 6HFWLRQ ( 7LUHV DQG
:KHHOV
 /RZHU WKH YHKLFOH
&&

'$(:22 9 %/

)5217 6863(16,21 &  

+8% $1' %($5,1*


7RROV 5HTXLUHG
+H[ 1XW
-)RUFLQJ 6FUHZ
-6XSSRUW %ULGJH
-%%HDULQJ $GDSWHU
-%+XE $GDSWHU

5HPRYDO 3URFHGXUH
 5HPRYH WKH GULYH D[OH IURP WKH IURQW ZKHHO KXE
5HIHU WR .QXFNOH $VVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH WKH ZKHHO KXE ZLWK WKH VXSSRUW EULGJH
- WKH KXE DGDSWHU -% WKH KH[
QXW  DQG WKH IRUFLQJ VFUHZ -
&&

 5HPRYH WKH RXWHU VQDS ULQJ

&&

 5HPRYH WKH ZKHHO EHDULQJ ZLWK WKH VXSSRUW EULGJH


- WKH EHDULQJ DGDSWHU -% WKH
KH[ QXW  DQG WKH IRUFLQJ VFUHZ -
 &OHDQ WKH ERUH RI WKH NQXFNOH

&&

'$(:22 9 %/

&   )5217 6863(16,21


,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH RXWHU VQDS ULQJ DQG SXVK WKH ZKHHO EHDULQJ
LQWR SODFH ZLWK WKH VXSSRUW EULGJH - WKH
EHDULQJ DGDSWHU -% WKH KH[ QXW 
DQG WKH IRUFLQJ VFUHZ -

&&

 3XVK WKH ZKHHO KXE LQWR SODFH ZLWK WKH KXE DGDSWHU
-% WKH EHDULQJ DGDSWHU -% WKH
KH[ QXW  DQG WKH IRUFLQJ VFUHZ -
 ,QVWDOO WKH GULYH D[OH LQWR WKH IURQW ZKHHO KXE 5HIHU WR
.QXFNOH $VVHPEO\ LQ WKLV VHFWLRQ

&&

&21752/ $50
7RROV 5HTXLUHG
.0 %DOO -RLQW 5HPRYHU

5HPRYDO 3URFHGXUH
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH /HW WKH FRQWURO
DUPV KDQJ IUHH
 5HPRYH WKH ZKHHO 5HIHU WR 6HFWLRQ ( 7LUHV DQG
:KHHOV
 5HPRYH WKH VWDELOL]HU OLQNWRFRQWURO DUP QXW DQG
GLVFRQQHFW WKH VWDELOL]HU OLQN IURP WKH FRQWURO DUP

&&

'$(:22 9 %/

)5217 6863(16,21 &  


 5HPRYH WKH SLQFK EROW DQG WKH QXW IURP WKH EDOO MRLQW

%&

 'LVFRQQHFW WKH EDOO MRLQW IURP WKH NQXFNOH DVVHPEO\


XVLQJ WKH EDOO MRLQW UHPRYHU .0

&&

 5HPRYH WKH FRQWURO DUP WR FURVVPHPEHU QXW DQG WKH


EROW

&&

'$(:22 9 %/

&   )5217 6863(16,21


 5HPRYH WKH FRQWURO DUP UHDU EXVKLQJ FODPS EROWV DQG
FODPS
 5HPRYH WKH FRQWURO DUP IURP WKH YHKLFOH

&&

,QVWDOODWLRQ 3URFHGXUH
,PSRUWDQW 7KH ZHLJKW RI WKH YHKLFOH PXVW EH VXSSRUWHG
E\
WKH
FRQWURO
DUPV
EHIRUH
WKH
FRQWURO
DUPWRFURVVPHPEHU DQG WKH FRQWURO DUP UHDU EXVKLQJ
FODPS EROWV DUH WLJKWHQHG 7KLV FDQ EH GRQH E\ ORZHULQJ
WKH YHKLFOH RQWR MDFN VWDQGV XQGHU WKH FRQWURO DUPV DIWHU
WKH FRQWURO DUPV KDYH EHHQ LQVWDOOHG
 ,QVWDOO WKH FRQWURO DUP
 ,QVWDOO WKH FRQWURO DUP WR FURVVPHPEHU EROW DQG QXW
'R QRW WLJKWHQ WKH EROW

&&

 ,QVWDOO WKH FRQWURO DUP UHDU EXVKLQJ FODPS DQG EROWV


'R QRW WLJKWHQ

&&

'$(:22 9 %/

)5217 6863(16,21 &  


 &RQQHFW WKH EDOO MRLQW WR WKH VWHHULQJ NQXFNOH DQG
LQVWDOO WKH EDOO MRLQW SLQFK EROW DQG WKH QXW

7LJKWHQ
7LJKWHQ WKH EDOO MRLQW SLQFK EROW QXW WR 1:P
OE:IW 

%&

 &RQQHFW WKH VWDELOL]HU OLQN WR WKH FRQWURO DUP DQG


LQVWDOO WKH VWDELOL]HU OLQN WR FRQWURO DUP QXW
 /RZHU WKH YHKLFOH VR WKH FRQWURO DUPV DUH VXSSRUWHG
E\ MDFN VWDQGV

7LJKWHQ
7LJKWHQ WKH FRQWURO DUP UHDU EXVKLQJ FODPS EROWV WR
 1:P  OE:IW 
7LJKWHQ WKH FRQWURO DUP IURQW EXVKLQJ QXW WR  1:P
 OE:IW 
7LJKWHQ WKH VWDELOL]HU OLQN WR FRQWURO DUP QXW WR 1:P
OE:IW 
 5DLVH WKH YHKLFOH DQG LQVWDOO WKH ZKHHO 5HIHU WR
6HFWLRQ ( 7LUHV DQG :KHHOV
 5HPRYH WKH MDFN VWDQGV DQG ORZHU WKH YHKLFOH
&&

67587 $66(0%/<
5HPRYDO 3URFHGXUH
 5HPRYH WKH QXWV WKDW VHFXUH WKH VWUXW DVVHPEO\ WR
WKH ERG\ RI WKH YHKLFOH
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 5HPRYH WKH ZKHHO 5HIHU WR 6HFWLRQ ( 7LUHV DQG
:KHHOV
 2Q YHKLFOHV HTXLSSHG ZLWK DQ DQWLORFN EUDNLQJ V\VWHP
$%6  GLVFRQQHFW WKH $%6 VHQVRU OLQH IURP WKH VWUXW
DVVHPEO\ 5HIHU WR 6HFWLRQ ) $QWLORFN %UDNH
6\VWHP DQG 7UDFWLRQ &RQWURO 6\VWHP
 5HPRYH WKH EUDNH OLQH IURP WKH VHFXULQJ EUDFNHW RQ
WKH VWUXW DVVHPEO\ 5HIHU WR 6HFWLRQ ( 5HDU %UDNHV

&&

'$(:22 9 %/

&   )5217 6863(16,21


 'LVFRQQHFW WKH VWHHULQJ NQXFNOH E\ UHPRYLQJ WKH
VWHHULQJ NQXFNOH WR VWUXW DVVHPEO\ QXWV DQG WKH EROWV

&&

 5HPRYH WKH VWUXW DVVHPEO\

&&

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH VWUXW DVVHPEO\

&&

'$(:22 9 %/

)5217 6863(16,21 &  


 &RQQHFW WKH VWUXW DVVHPEO\ WR WKH VWHHULQJ NQXFNOH E\
LQVWDOOLQJ WKH VWHHULQJ NQXFNOH WR VWUXW DVVHPEO\ QXWV
DQG WKH EROWV

7LJKWHQ
7LJKWHQ WKH VWHHULQJ NQXFNOH WR VWUXW DVVHPEO\ QXWV
DQG WKH EROWV WR 1:P OE:IW 

&&

 ,QVWDOO WKH EUDNH OLQH WR WKH VHFXULQJ EUDFNHW RQ WKH


VWUXW DVVHPEO\ 5HIHU WR 6HFWLRQ ( 5HDU %UDNHV
 2Q YHKLFOHV HTXLSSHG ZLWK WKH $%6 FRQQHFW WKH $%6
VHQVRU OLQH WR WKH VWUXW DVVHPEO\ 5HIHU WR 6HFWLRQ )
$QWLORFN %UDNH 6\VWHP DQG 7UDFWLRQ &RQWURO 6\VWHP
 ,QVWDOO WKH ZKHHO 5HIHU WR 6HFWLRQ ( 7LUHV DQG
:KHHOV
 /RZHU WKH YHKLFOH
 ,QVWDOO WKH QXWV VHFXULQJ WKH VWUXW DVVHPEO\ WR WKH
ERG\ RI WKH YHKLFOH

7LJKWHQ
7LJKWHQ WKH VWUXW DVVHPEO\ WR ERG\ QXWV WR 1:P
OE:IW 

&&

&52660(0%(5 $66(0%/<
5HPRYDO 3URFHGXUH
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 5HPRYH WKH ZKHHOV 5HIHU WR 6HFWLRQ ( 7LUHV DQG
:KHHOV
 5HPRYH WKH H[KDXVW SLSH IRUZDUG RI WKH FDWDO\WLF
FRQYHUWHU 5HIHU WR 6HFWLRQ * (QJLQH ([KDXVW
 5HPRYH WKH FHQWHU PHPEHU 5HIHU WR 6HFWLRQ 1
)UDPH DQG 8QGHUERG\
 'LVFRQQHFW WKH FRQWURO DUPV IURP WKH VWHHULQJ
NQXFNOH 5HIHU WR &RQWURO $UP LQ WKLV VHFWLRQ
 'LVFRQQHFW WKH SRZHU VWHHULQJ JHDU 5HIHU WR 6HFWLRQ
& 3RZHU 6WHHULQJ *HDU
 5HPRYH WKH FURVVPHPEHU WR ERG\ IURQW QXWV DQG
ZDVKHUV
&&

'$(:22 9 %/

&   )5217 6863(16,21


&DXWLRQ 7ZR WHFKQLFLDQV RU MDFN VWDQGV PXVW KROG
WKH IURQW FURVVPHPEHU DVVHPEO\ GXULQJ UHPRYDO RI
WKH IURQW DWWDFKPHQW EROWV )DLOXUH WR VXSSRUW WKH
IURQW FURVVPHPEHU SURSHUO\ FDQ UHVXOW LQ SHUVRQDO
LQMXU\
 6XSSRUW WKH FURVVPHPEHU DQG UHPRYH WKH
FURVVPHPEHU WR ERG\ UHDU EROWV
 5HPRYH WKH FURVVPHPEHU DVVHPEO\ IURP WKH
YHKLFOH

&&

,QVWDOODWLRQ 3URFHGXUH
 5DLVH WKH FURVVPHPEHU DQG DOLJQ WKH IURQW
DWWDFKPHQW SRLQWV ZLWK WKH ERG\ SRVWV RI WKH YHKLFOH
,QVWDOO WKH FURVVPHPEHU DVVHPEO\

&&

 ,QVWDOO WKH FURVVPHPEHU WR ERG\ IURQW QXWV DQG


ZDVKHUV

7LJKWHQ
7LJKWHQ WKH FURVVPHPEHU WR ERG\ IURQW QXWV WR
1:P OE:IW 

&&

'$(:22 9 %/

)5217 6863(16,21 &  


 ,QVWDOO WKH FURVVPHPEHU WR ERG\ UHDU EROWV

7LJKWHQ






&&

'$(:22 9 %/

7LJKWHQ WKH FURVVPHPEHU WR ERG\ UHDU EROWV WR 


1:P  OE:IW 
&RQQHFW WKH SRZHU VWHHULQJ JHDU 5HIHU WR 6HFWLRQ
& 3RZHU 6WHHULQJ *HDU
&RQQHFW WKH FRQWURO DUPV WR WKH VWHHULQJ NQXFNOH
5HIHU WR &RQWURO $UP LQ WKLV VHFWLRQ
,QVWDOO WKH FHQWHU PHPEHU 5HIHU WR 6HFWLRQ 1
)UDPH DQG 8QGHUERG\
,QVWDOO WKH H[KDXVW SLSH LQWR WKH YHKLFOH 5HIHU WR
6HFWLRQ * (QJLQH ([KDXVW
,QVWDOO WKH ZKHHOV 5HIHU WR 6HFWLRQ ( 7LUHV DQG
:KHHOV
/RZHU WKH YHKLFOH

&   )5217 6863(16,21

81,7 5(3$,5
%$// -2,17
'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH FRQWURO DUP 5HIHU WR &RQWURO $UP LQ
WKLV VHFWLRQ
 'ULOO RII WKH KHDGV RI WKH WKUHH ULYHWV ZLWK D PP
LQFK GULOO ELW
 3XQFK RXW WKH ULYHWV ZLWK D GULIW

&&

$VVHPEO\ 3URFHGXUH
 &RQQHFW WKH EDOO MRLQW WR WKH FRQWURO DUP E\ LQVHUWLQJ
WKUHH EDOO MRLQW EROWV IURP EHORZ WKH FRQWURO DUP

7LJKWHQ
7LJKWHQ WKH EDOO MRLQW WR FRQWURO DUP QXWV WR 1:P
OE:IW 
 ,QVWDOO WKH FRQWURO DUP 5HIHU WR &RQWURO $UP LQ WKLV
VHFWLRQ

&&

&21752/ $50 %86+,1*6


7RROV 5HTXLUHG
.0$ 5HPRYHU,QVWDOOHU
.0% 5HPRYDO 3ODWH

'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH FRQWURO DUP 5HIHU WR &RQWURO $UP LQ
WKLV VHFWLRQ
 5HPRYH WKH FRQWURO DUP UHDU EXVKLQJ XVLQJ D SUHVV
WKH UHPRYDO SODWH .0% DQG D GULIW

&&

'$(:22 9 %/

)5217 6863(16,21 &  


 5HPRYH WKH FRQWURO DUP IURQW EXVKLQJ XVLQJ D SUHVV
WKH UHPRYHULQVWDOOHU .0$ DQG WKH UHPRYDO
SODWH .0%

&&

$VVHPEO\ 3URFHGXUH
 &RDW WKH FRQWURO DUP UHDU VKDIW ZLWK D PXOWLSXUSRVH
OXEULFDQW 5HIHU WR 6HFWLRQ  *HQHUDO ,QIRUPDWLRQ
 3UHVV WKH FRQWURO DUP UHDU EXVKLQJ RQWR WKH VKDIW
8VH WKH UHPRYHULQVWDOOHU .0$ WR VXSSRUW WKH
FRQWURO DUP

&&

 &RDW WKH RXWVLGH RI WKH FRQWURO DUP IURQW EXVKLQJ DQG


WKH LQVLGH RI WKH FRQWURO DUP ZLWK D PXOWLSXUSRVH
OXEULFDQW 5HIHU WR 6HFWLRQ  *HQHUDO ,QIRUPDWLRQ
 3UHVV WKH FRQWURO DUP IURQW EXVKLQJ LQWR WKH FRQWURO
DUP XVLQJ D SUHVV WKH UHPRYHULQVWDOOHU .0$
DQG WKH UHPRYDO SODWH .0% &HQWHU WKH EXVKLQJ
 ,QVWDOO WKH FRQWURO DUP 5HIHU WR &RQWURO $UP LQ WKLV
VHFWLRQ

&&

'$(:22 9 %/

&   )5217 6863(16,21

)5217 67587 $66(0%/<


7RROV 5HTXLUHG
.0$ 6SULQJ &RPSUHVVRU
'9 )URQW 6WUXW 0RXQW 1XW :UHQFK

'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH VWUXW DVVHPEO\ 5HIHU WR 6WUXW
$VVHPEO\ LQ WKLV VHFWLRQ
 )DVWHQ WKH VWUXW DVVHPEO\ WR WKH VSULQJ FRPSUHVVRU
.0$ 0DNH VXUH WKH KRRNV DUH VHDWHG RQ WKH
VWUXW VSULQJ SURSHUO\

%&

 &RPSUHVV WKH IURQW VSULQJ ZLWK WKH VSULQJ FRPSUHVVRU


.0$
 5HPRYH WKH GXVW FRYHU IURP WKH EHDULQJ DVVHPEO\

%&

 8VH DQ RSHQ HQG ZUHQFK WR KROG WKH WKUHDGHG SLVWRQ


URG ZKLOH UHPRYLQJ WKH SLVWRQ URG QXW ZLWK WKH IURQW
VWUXW PRXQW QXW ZUHQFK '9

&&

'$(:22 9 %/

)5217 6863(16,21 &  


,PSRUWDQW 5HFRUG WKH SRVLWLRQ RI WKH IURQW VSULQJ VHDW
UHODWLYH WR WKH VWUXW DVVHPEO\ WR NQXFNOH EUDFNHW 3ODFH
WKH IURQW VSULQJ ORFDWRU EDFN LQ WKH VDPH SRVLWLRQ GXULQJ
DVVHPEO\
 5HPRYH WKH XSSHU VWUXW PRXQW WKH PRXQW EHDULQJ
WKH XSSHU VSULQJ VHDW WKH XSSHU VSULQJ LQVXODWRU WKH
KROORZ EXPSHU DQG WKH SLVWRQ URG ERRW

&&

 5HOHDVH WKH VSULQJ


 5HPRYH WKH VSULQJ DQG WKH ORZHU VSULQJ LQVXODWRU

%&

$VVHPEO\ 3URFHGXUH
 ,QVWDOO WKH ORZHU VSULQJ LQVXODWRU DQG WKH VSULQJ
 &RPSUHVV WKH VSULQJ XVLQJ WKH VSULQJ FRPSUHVVRU
.0$

%&

'$(:22 9 %/

&   )5217 6863(16,21


 ,QVWDOO WKH SLVWRQ URG ERRW WKH KROORZ EXPSHU WKH
XSSHU VSULQJ LQVXODWRU WKH XSSHU VSULQJ VHDW WKH
XSSHU VWUXW PRXQW DQG WKH PRXQW EHDULQJ %H VXUH
WKH IURQW VSULQJ VHDW LV SRVLWLRQHG FRUUHFWO\

&&

 ,QVWDOO WKH SLVWRQ URG QXW ZLWK WKH IURQW VWUXW PRXQW QXW
ZUHQFK '9

7LJKWHQ
7LJKWHQ WKH SLVWRQ URG QXW WR 1:P OE:IW 

&&

 ,QVWDOO WKH GXVW FRYHU WR WKH EHDULQJ DVVHPEO\


 5HOHDVH WKH VSULQJ FRPSUHVVRU .0$
 5HPRYH WKH VWUXW DVVHPEO\ IURP WKH VSULQJ
FRPSUHVVRU .0$
 ,QVWDOO WKH VWUXW DVVHPEO\ RQWR WKH YHKLFOH 5HIHU WR
6WUXW $VVHPEO\ LQ WKLV VHFWLRQ

%&

'$(:22 9 %/

)5217 6863(16,21 &  

.18&./(
'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH NQXFNOH DVVHPEO\ IURP WKH YHKLFOH
5HIHU WR .QXFNOH $VVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH WKH URWRU 5HIHU WR 6HFWLRQ ' )URQW 'LVF
%UDNHV
 5HPRYH WKH KXE DQG EHDULQJ DVVHPEO\ 5HIHU WR
+XE DQG %HDULQJ LQ WKLV VHFWLRQ
 5HPRYH WKH EUDNH VSODVK VKLHOG 5HIHU WR 6HFWLRQ '
)URQW 'LVF %UDNHV

$VVHPEO\ 3URFHGXUH
 ,QVWDOO WKH EUDNH VSODVK VKLHOG 5HIHU WR 6HFWLRQ '
)URQW 'LVF %UDNHV
 ,QVWDOO WKH KXE DQG EHDULQJ DVVHPEO\ 5HIHU WR +XE
DQG %HDULQJ LQ WKLV VHFWLRQ
 ,QVWDOO WKH URWRU 5HIHU WR 6HFWLRQ ' )URQW 'LVF
%UDNHV
 ,QVWDOO WKH NQXFNOH DVVHPEO\ RQWR WKH YHKLFOH 5HIHU
WR .QXFNOH $VVHPEO\ LQ WKLV VHFWLRQ

&52660(0%(5
'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH FURVVPHPEHU DVVHPEO\ IURP WKH
YHKLFOH 5HIHU WR &URVVPHPEHU $VVHPEO\ LQ WKLV
VHFWLRQ
 5HPRYH WKH VWDELOL]HU FODPS EROWV

&&

 5HPRYH WKH VWDELOL]HU VKDIW WR VWDELOL]HU OLQN QXWV


 5HPRYH WKH VWDELOL]HU VKDIW FODPSV LQVXODWRUV DQG
VWDELOL]HU VKDIW IURP WKH FURVVPHPEHU

&&

'$(:22 9 %/

&   )5217 6863(16,21


 5HPRYH WKH VWDELOL]HU OLQN WR FRQWURO DUP QXW
 5HPRYH WKH VWDELOL]HU OLQN

&&

 5HPRYH WKH FRQWURO DUP IURQW QXWV DQG EROWV

&&

 5HPRYH WKH FRQWURO DUP UHDU EXVKLQJ FODPS EROWV DQG


FODPSV
 5HPRYH WKH FRQWURO DUPV

&&

'$(:22 9 %/

)5217 6863(16,21 &  


$VVHPEO\ 3URFHGXUH
,PSRUWDQW 7KH ZHLJKW RI WKH YHKLFOH PXVW EH VXSSRUWHG
E\ WKH FRQWURO DUPV EHIRUH WKH VWDELOL]HU OLQN WR FRQWURO
DUP QXW WKH VWDELOL]HU VKDIW JR VWDELOL]HU OLQN QXW DQG WKH
FRQWURO DUP IURQW QXW DQG UHDU EROWV DUH WLJKWHQHG 7KLV
FDQ EH GRQH E\ ORZHULQJ WKH YHKLFOH RQWR MDFN VWDQGV
XQGHU WKH FRQWURO DUPV
 ,QVWDOO WKH FRQWURO DUPV
 ,QVWDOO WKH FRQWURO DUP UHDU EXVKLQJ FODPSV DQG FODPS
EROWV 'R QRW WLJKWHQ

&&

 ,QVWDOO WKH FRQWURO DUP IURQW QXWV DQG EROWV 'R QRW
WLJKWHQ

&&

 ,QVWDOO WKH VWDELOL]HU FODPSV WKH VWDELOL]HU VKDIW DQG


WKH LQVXODWRUV
 ,QVWDOO WKH VWDELOL]HU VKDIW WR FURVVPHPEHU FODPS
EROWV

&&

'$(:22 9 %/

&   )5217 6863(16,21


 ,QVWDOO WKH VWDELOL]HU OLQN
 ,QVWDOO WKH VWDELOL]HU OLQN WR FRQWURO DUP QXWV 'R QRW
WLJKWHQ

&&

 ,QVWDOO WKH VWDELOL]HU VKDIW WR VWDELOL]HU OLQN QXWV 'R


QRW WLJKWHQ

7LJKWHQ
7LJKWHQ WKH VWDELOL]HU VKDIW WR FURVVPHPEHU FODPS
EROWV WR 1:P OE:IW 
 ,QVWDOO WKH FURVVPHPEHU DVVHPEO\ LQWR WKH YHKLFOH
5HIHU WR &URVVPHPEHU $VVHPEO\ LQ WKLV VHFWLRQ
 /RZHU WKH YHKLFOH VR WKH FRQWURO DUPV DUH VXSSRUWHG
E\ MDFN VWDQGV

7LJKWHQ

&&

7LJKWHQ WKH FRQWURO DUP UHDU EXVKLQJ FODPS EROWV WR


 1:P  OE:IW 
7LJKWHQ WKH FRQWURO DUP IURQW EXVKLQJ QXWV WR  1:P
 OE:IW 
7LJKWHQ WKH VWDELOL]HU OLQN WR FRQWURO DUP QXWV WR
1:P OE:IW 
7LJKWHQ WKH VWDELOL]HU VKDIW WR VWDELOL]HU OLQN QXWV WR
1:P OE:IW 
 5HPRYH WKH MDFN VWDQGV DQG ORZHU WKH YHKLFOH

'$(:22 9 %/

)5217 6863(16,21 &  

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
)5217 6863(16,21

7KH IURQW VXVSHQVLRQ IRU WKLV YHKLFOH LV D FRPELQDWLRQ D


VWUXW DVVHPEO\ DQG D NQXFNOH DVVHPEO\ 7KH VWUXW
DVVHPEO\ FRPELQHV D VWUXW GDPSHQHU DQG VSULQJ
PRXQWHG WR WKH ERG\ RI WKH YHKLFOH 7KH XSSHU HQG RI WKH
VWUXW LV LVRODWHG E\ D UXEEHU PRXQW DQG FRQWDLQV D
EHDULQJ WR DOORZ WKH VWUXW WR WXUQ 7KH NQXFNOH LV DWWDFKHG
WR WKH VWUXW DVVHPEO\ DQG SLYRWV RQ D EDOO MRLQW EROWHG WR
WKH FRQWURO DUP 7KH FRQWURO DUPV SLYRW IURP WKH ERG\
XVLQJ UXEEHU EXVKLQJV

'$(:22 9 %/

7KH EDOO MRLQW LV IDVWHQHG WR WKH VWHHULQJ NQXFNOH ZLWK D


SLQFK EROW DQG QXW DQG WR WKH ORZHU FRQWURO DUP ZLWK
ULYHWV 7KH VWDELOL]HU EDU LQWHUFRQQHFWV ERWK VWUXW
DVVHPEOLHV RI WKH YHKLFOH WKURXJK WKH VWDELOL]HU OLQN DQG
LV DWWDFKHG WR WKH IURQW VXVSHQVLRQ FURVVPHPEHU
-RXQFH DQG UHERXQG PRYHPHQWV DIIHFWLQJ RQH ZKHHO
DUH SDUWLDOO\ WUDQVPLWWHG WR WKH RSSRVLWH ZKHHO RI WKH
YHKLFOH WR VWDELOL]H ERG\ UROO
:KHQ VHUYLFLQJ WKH FRQWURO DUP WR ERG\ DWWDFKPHQW DQG
WKH VWDELOL]HU VKDIW WR ERG\ LQVXODWRUV PDNH VXUH WKH
DWWDFKLQJ EROWV DUH ORRVH XQWLO WKH FRQWURO DUPV DUH
PRYHG WR WKH WULP KHLJKW ZKLFK LV FXUE KHLJKW 7ULP
KHLJKW LV WKH QRUPDO SRVLWLRQ WR ZKLFK WKH FRQWURO DUPV
PRYH ZKHQ WKH YHKLFOH LV VLWWLQJ RQ WKH JURXQG 5HIHU WR
*HQHUDO 6SHFLILFDWLRQV LQ WKLV VHFWLRQ

6(&7,21 '

5($5 6863(16,21
&$87,21 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH EHIRUH UHPRYLQJ RU LQVWDOOLQJ DQ\ HOHFWULFDO XQLW RU ZKHQ D
WRRO RU HTXLSPHQW FRXOG HDVLO\ FRPH LQ FRQWDFW ZLWK H[SRVHG HOHFWULFDO WHUPLQDOV 'LVFRQQHFWLQJ WKLV FDEOH
ZLOO KHOS SUHYHQW SHUVRQDO LQMXU\ DQG GDPDJH WR WKH YHKLFOH 7KH LJQLWLRQ PXVW DOVR EH LQ /2&. XQOHVV
RWKHUZLVH QRWHG

7$%/( 2) &217(176
6SHFLILFDWLRQV                              '
*HQHUDO 6SHFLILFDWLRQV                       '
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV            '
6SHFLDO 7RROV                               '
6SHFLDO 7RROV 7DEOH                         '
'LDJQRVLV                                  '
([FHVVLYH )ULFWLRQ &KHFN                     '
6WUXW 'DPSHQHU                             '
&RPSRQHQW /RFDWRU                         '
5HDU 6XVSHQVLRQ                            '
0DLQWHQDQFH DQG 5HSDLU                    
2Q9HKLFOH 6HUYLFH                          
6WUXW $VVHPEO\                            
.QXFNOH $VVHPEO\                          

'
'
'
'

6WDELOL]HU 6KDIW DQG ,QVXODWRUV              


6WDELOL]HU /LQN                             
7UDLOLQJ /LQN DQG %UDFNHW                   
3DUDOOHO /LQNV                             
&URVVPHPEHU                            
+XE DQG %HDULQJ $VVHPEO\                 
8QLW 5HSDLU                                
6SULQJV DQG ,QVXODWRUV                     
.QXFNOH                                  
+XE DQG %HDULQJ                          

*HQHUDO 'HVFULSWLRQ DQG 6\VWHP


2SHUDWLRQ                                '
5HDU 6XVSHQVLRQ                           '

63(&,),&$7,216
*(1(5$/ 63(&,),&$7,216
$SSOLFDWLRQ
/XEULFDWLRQ

'$(:22 9 %/

'
'
'
'
'
'
'
'
'
'

'HVFULSWLRQ
:KHHO %HDULQJ /XEULFDQW *0 31 

'   5($5 6863(16,21

)$67(1(5 7,*+7(1,1* 63(&,),&$7,216


$SSOLFDWLRQ

1:P

/E:)W

/E:,Q

&DXONLQJ 1XWV





&URVVPHPEHU WR %RG\ %ROWV





'DPSHU 5RG WR 6WUXW 0RXQW 1XWV





.QXFNOH WR 6WUXW $VVHPEO\ 1XWV





3DUDOOHO /LQN WR &URVVPHPEHU 1XWV





3DUDOOHO /LQN WR .QXFNOH 1XWV





6WDELOL]HU /LQN WR 6WUXW $VVHPEO\ 1XWV





6WDELOL]HU 6KDIW &ODPS %ROWV





6WDELOL]HU 6KDIW WR 6WDELOL]HU /LQN 1XWV





6WUXW 0RXQW WR %RG\ 1XWV





7UDLOLQJ /LQN %UDFNHW WR %RG\ %ROWV





7UDLOLQJ /LQN WR .QXFNOH %ROWV





7UDLOLQJ /LQN WR 7UDLOLQJ /LQN %UDFNHW 1XWV





63(&,$/ 722/6
63(&,$/ 722/6 7$%/(

.0$
6SULQJ &RPSUHVVRU

$&

',$*126,6
(;&(66,9( )5,&7,21 &+(&.

&KHFN H[FHVVLYH IULFWLRQ LQ WKH UHDU VXVSHQVLRQ DV


IROORZV
 :LWK WKH DLG RI D KHOSHU OLIW XS RQ WKH UHDU EXPSHU DQG
UDLVH WKH YHKLFOH DV KLJK DV SRVVLEOH 6ORZO\ UHOHDVH
WKH EXPSHU DQG DOORZ WKH FDU WR DVVXPH QRUPDO WULP
KHLJKW
 0HDVXUH WKH GLVWDQFH IURP WKH IORRU WR WKH FHQWHU RI
WKH EXPSHU
 3XVK GRZQ RQ WKH EXPSHU UHOHDVH VORZO\ DQG DOORZ
WKH FDU WR DVVXPH QRUPDO WULP KHLJKW

 0HDVXUH WKH GLVWDQFH IURP WKH IORRU WR WKH FHQWHU RI


WKH EXPSHU
7KH GLIIHUHQFH EHWZHHQ WKH WZR PHDVXUHPHQWV VKRXOG
EH OHVV WKDQ PP LQFK  ,I WKH GLIIHUHQFH
H[FHHGV WKLV OLPLW LQVSHFW WKH FRQWURO DUPV IRU GDPDJH
RU ZHDU

67587 '$03(1(5
$ VWUXW GDPSHQHU LV EDVLFDOO\ D VKRFN DEVRUEHU
+RZHYHU VWUXW GDPSHQHUV DUH HDVLHU WR H[WHQG DQG
UHWUDFW E\ KDQG WKDQ DUH VKRFN DEVRUEHUV

'$(:22 9 %/

5($5 6863(16,21 '  


6WUXWV 6HHP :HDN
&KHFNV

$FWLRQ

&KHFN WKH WLUH SUHVVXUHV

$GMXVW WKH WLUH SUHVVXUHV WR WKH VSHFLILFDWLRQV RQ WKH


WLUH SODFDUG

&KHFN WKH ORDG FRQGLWLRQV XQGHU ZKLFK WKH YHKLFOH LV


QRUPDOO\ GULYHQ
&KHFN WKH FRPSUHVVLRQ DQG UHERXQG HIIHFWLYHQHVV RI
WKH VWUXW GDPSHQHU

&RQVXOW ZLWK WKH RZQHU WR FRQILUP WKH RZQHU


V XQGHU
VWDQGLQJ RI QRUPDO ORDG FRQGLWLRQV
4XLFNO\ SXVK GRZQ DQG WKHQ OLIW XS RQ WKH FRUQHU RI WKH
EXPSHU QHDUHVW WKH VWUXW GDPSHQHU EHLQJ WHVWHG
&RPSDUH WKH FRPSUHVVLRQ DQG UHERXQG ZLWK WKRVH RI
D VLPLODU YHKLFOH WKDW KDV DQ DFFHSWDEOH ULGH TXDOLW\
5HSODFH WKH VWUXW GDPSHQHU LI QHHGHG

6WUXWV $UH 1RLV\


&KHFNV

$FWLRQ

&KHFN WKH PRXQWLQJV IRU ORRVHQHVV RU GDPDJH

7LJKWHQ WKH VWUXW GDPSHQHU 5HSODFH WKH VWUXW GDPSHQ


HU LI QHHGHG

&KHFN WKH FRPSUHVVLRQ DQG UHERXQG HIIHFWLYHQHVV RI


WKH VWUXW GDPSHQHU

4XLFNO\ SXVK GRZQ DQG WKHQ OLIW XS RQ WKH FRUQHU RI WKH


EXPSHU QHDUHVW WKH VWUXW GDPSHQHU EHLQJ WHVWHG
&RPSDUH WKH FRPSUHVVLRQ DQG UHERXQG ZLWK WKRVH RI
D VLPLODU YHKLFOH WKDW KDV DQ DFFHSWDEOH ULGH TXDOLW\
5HSODFH WKH VWUXW GDPSHQHU LI QHHGHG

/HDNV
&KHFNV
&KHFN IRU D VOLJKW WUDFH RI IOXLG

$FWLRQ
7KH VWUXW GDPSHQHU LV 2.

&KHFN WKH VHDO FRYHU RQ WKH IXOO\ H[WHQGHG VWUXW

5HSODFH WKH VWUXW GDPSHQHU

&KHFN IRU DQ H[FHVVLYH DPRXQW RI IOXLG RQ WKH VWUXW


GDPSHQHU

5HSODFH WKH VWUXW GDPSHQHU

'$(:22 9 %/

'   5($5 6863(16,21

&20321(17 /2&$725
5($5 6863(16,21

&'

'$(:22 9 %/

5($5 6863(16,21 '  























6WUXW $VVHPEO\ WR %RG\ 1XW


6WUXW 0RXQW /RFN 1XW
6WUXW 0RXQW
5HDU 6SULQJ 8SSHU ,QVXODWRU
+ROORZ %XPSHU
6WUXW 'DPSHQHU 'XVW &RYHU
5HDU 6SULQJ
5HDU 6SULQJ /RZHU ,QVXODWRU
6WUXW 'DPSHQHU
6WUXW $VVHPEO\ WR .QXFNOH 1XW
5HDU .QXFNOH
:KHHO 1XW
&DXONLQJ 1XW
+XE DQG %HDULQJ $VVHPEO\
5HDU %UDNH 3ODWH
7UDLOLQJ /LQN WR .QXFNOH %ROW
7UDLOLQJ /LQN
7UDLOLQJ /LQN WR 7UDLOLQJ /LQN %UDFNHW %ROW
7UDLOLQJ /LQN %UDFNHW WR %RG\ %ROWV
7UDLOLQJ /LQN WR 7UDLOLQJ /LQN %UDFNHW 1XW

'$(:22 9 %/






















7UDLOLQJ /LQN %UDFNHW


6WDELOL]HU 6KDIW ,QVXODWRU &ODPS %ROW
6WDELOL]HU 6KDIW ,QVXODWRU &ODPS
6WDELOL]HU 6KDIW ,QVXODWRU
6WDELOL]HU /LQN
6WUXW $VVHPEO\ WR .QXFNOH %ROWV
6WDELOL]HU 6KDIW WR 6WDELOL]HU /LQN 1XW
6WDELOL]HU 6KDIW
6WDELOL]HU /LQN WR 6WUXW $VVHPEO\ 1XW
5HDU &URVVPHPEHU WR %RG\ %ROW
5HDU &URVVPHPEHU
3DUDOOHO /LQN WR .QXFNOH %ROW
3DUDOOHO /LQN WR &URVVPHPEHU %ROW
3DUDOOHO /LQN &DS
)URQW 3DUDOOHO /LQN
5HDU 7RH $GMXVWLQJ 6FUHZ -DP 1XW
5HDU 3DUDOOHO /LQN
:DVKHU
3DUDOOHO /LQN WR &URVVPHPEHU 1XW
3DUDOOHO /LQN WR .QXFNOH 1XW

'   5($5 6863(16,21

0$,17(1$1&( $1'
5(3$,5
219(+,&/( 6(59,&(
67587 $66(0%/<
5HPRYDO 3URFHGXUH
 5HPRYH WKH UHDU VHDWEDFN 5HIHU WR 6HFWLRQ +
6HDWV
 5HPRYH WKH UHDU VWUXW PRXQW WR ERG\ QXWV

&'

 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH


 5HPRYH WKH ZKHHO 5HIHU WR 6HFWLRQ ( 7LUHV DQG
:KHHOV
 5HPRYH WKH VWDELOL]HU OLQN WR VWUXW DVVHPEO\ QXW DQG
GLVFRQQHFW WKH VWDELOL]HU OLQN IURP WKH VWUXW DVVHPEO\
 5HPRYH WKH FOLS KROGLQJ WKH EUDNH KRVH WR WKH VWUXW
DVVHPEO\ 5HIHU WR 6HFWLRQ ( 5HDU %UDNHV

&'

 2Q YHKLFOHV HTXLSSHG ZLWK WKH DQWLORFN EUDNH V\VWHP


GLVFRQQHFW WKH $%6 VHQVRU OLQH IURP WKH UHDU RI WKH
VWUXW DVVHPEO\ 5HIHU WR 6HFWLRQ ) $QWLORFN %UDNH
6\VWHP DQG 7UDFWLRQ &RQWURO 6\VWHP
 5HPRYH WKH EUDNH FDOLSHU IURP WKH URWRU 6XSSRUW WKH
EUDNH FDOLSHU 5HIHU WR 6HFWLRQ ( 5HDU %UDNHV
 5HPRYH WKH NQXFNOH WR VWUXW DVVHPEO\ QXWV DQG WKH
EROWV

&'

'$(:22 9 %/

5($5 6863(16,21 '  


 5HPRYH WKH UHDU VWUXW DVVHPEO\ IURP WKH YHKLFOH

&'

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH UHDU VWUXW DVVHPEO\ LQWR WKH YHKLFOH

&'

 ,QVWDOO WKH NQXFNOH WR VWUXW DVVHPEO\ QXWV DQG EROWV

7LJKWHQ
7LJKWHQ WKH NQXFNOH WR VWUXW DVVHPEO\ QXWV WR
1:P OE:IW 

&'

'$(:22 9 %/

'   5($5 6863(16,21


 /RZHU WKH YHKLFOH :KLOH D VHFRQG WHFKQLFLDQ KROGV
WKH VWUXW DVVHPEO\ LQ SODFH DWWDFK WKH VWUXW PRXQW WR
ERG\ QXWV

7LJKWHQ
7LJKWHQ WKH VWUXW PRXQW WR ERG\ QXWV WR 1:P
OE:IW 
 ,QVWDOO WKH UHDU VHDWEDFN 5HIHU WR 6HFWLRQ + 6HDWV
 ,QVWDOO WKH EUDNH FDOLSHU RQWR WKH URWRU DQG LQVWDOO WKH
FOLS KROGLQJ WKH EUDNH KRVH WR WKH VWUXW DVVHPEO\
5HIHU WR 6HFWLRQ ( 5HDU %UDNHV

&'

 2Q YHKLFOHV HTXLSSHG ZLWK WKH DQWLORFN EUDNH V\VWHP


FRQQHFW WKH $%6 VHQVRU OLQH WR WKH UHDU RI WKH VWUXW
DVVHPEO\ 5HIHU WR 6HFWLRQ ) $QWLORFN %UDNH
6\VWHP DQG 7UDFWLRQ &RQWURO 6\VWHP
 &RQQHFW WKH VWDELOL]HU OLQN WR WKH VWUXW DVVHPEO\ DQG
LQVWDOO WKH VWDELOL]HU OLQNWRVWUXW DVVHPEO\ QXW

7LJKWHQ
7LJKWHQ WKH VWDELOL]HU OLQN WR VWUXW DVVHPEO\ QXW WR
1:P  OE:IW 
 ,QVWDOO WKH ZKHHO 5HIHU WR 6HFWLRQ ( 7LUHV DQG
:KHHOV
 /RZHU WKH YHKLFOH FRPSOHWHO\

&'

.18&./( $66(0%/<
5HPRYDO 3URFHGXUH
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 5HPRYH WKH ZKHHO 5HIHU WR 6HFWLRQ ( 7LUHV DQG
:KHHOV
 2Q YHKLFOHV HTXLSSHG ZLWK WKH DQWLORFN EUDNLQJ
V\VWHP UHPRYH WKH $%6 VSHHG VHQVRU 5HIHU WR
6HFWLRQ ) $QWLORFN %UDNH 6\VWHP DQG 7UDFWLRQ
&RQWURO 6\VWHP
 5HPRYH WKH FOLS VHFXULQJ WKH EUDNH OLQH WR WKH VWUXW
DVVHPEO\ 5HPRYH WKH EUDNH FDOLSHU IURP WKH URWRU
DQG VXSSRUW WKH FDOLSHU 5HIHU WR 6HFWLRQ ( 5HDU
%UDNHV
 'LVFRQQHFW WKH SDUNLQJ EUDNH IURP WKH NQXFNOH
DVVHPEO\ 5HIHU WR 6HFWLRQ * 3DUNLQJ %UDNH
 'LVFRQQHFW WKH IURQW DQG UHDU SDUDOOHO OLQNV IURP WKH
NQXFNOH 5HIHU WR 3DUDOOHO /LQNV LQ WKLV VHFWLRQ
 'LVFRQQHFW WKH UHDU WUDLOLQJ OLQN IURP WKH UHDU NQXFNOH
5HIHU WR 5HDU 7UDLOLQJ /LQN LQ WKLV VHFWLRQ

'$(:22 9 %/

5($5 6863(16,21 '  


 5HPRYH WKH UHDU NQXFNOH WR VWUXW DVVHPEO\ QXWV DQG
WKH EROWV

&'

 5HPRYH WKH UHDU NQXFNOH IURP WKH VWUXW DVVHPEO\

&'

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH UHDU NQXFNOH LQWR WKH YHKLFOH

&'

'$(:22 9 %/

'   5($5 6863(16,21


 ,QVWDOO WKH NQXFNOH WR VWUXW DVVHPEO\ EROWV DQG QXWV

7LJKWHQ






&'




7LJKWHQ WKH NQXFNOH WR VWUXW DVVHPEO\ QXWV WR


1:P OE:IW 
&RQQHFW WKH UHDU WUDLOLQJ OLQN WR WKH UHDU NQXFNOH
5HIHU WR 7UDLOLQJ /LQNV DQG %UDFNHW LQ WKLV VHFWLRQ
&RQQHFW WKH IURQW DQG UHDU SDUDOOHO OLQNV WR WKH
NQXFNOH 5HIHU WR 3DUDOOHO /LQNV LQ WKLV VHFWLRQ
&RQQHFW WKH SDUNLQJ EUDNH WR WKH NQXFNOH DVVHPEO\
5HIHU WR 6HFWLRQ * 3DUNLQJ %UDNH
,QVWDOO WKH UHDU EUDNH FDOLSHU RQWR WKH NQXFNOH
DVVHPEO\ DQG WKH FOLS KROGLQJ WKH EUDNH OLQH WR WKH
VWUXW DVVHPEO\ 5HIHU WR 6HFWLRQ ( 5HDU %UDNHV
2Q YHKLFOHV HTXLSSHG ZLWK WKH DQWLORFN EUDNLQJ
V\VWHP LQVWDOO WKH $%6 VSHHG VHQVRU 5HIHU WR
6HFWLRQ ) $QWLORFN %UDNH 6\VWHP DQG 7UDFWLRQ
&RQWURO 6\VWHP
,QVWDOO WKH ZKHHO 5HIHU WR 6HFWLRQ ( 7LUHV DQG
:KHHOV
/RZHU WKH YHKLFOH

67$%,/,=(5 6+$)7 $1'


,168/$7256
5HPRYDO 3URFHGXUH
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 5HPRYH WKH VWDELOL]HU VKDIW WR VWDELOL]HU OLQN QXWV

&'

'$(:22 9 %/

5($5 6863(16,21 '  


 5HPRYH WKH VWDELOL]HU VKDIW FODPS EROWV DQG VWDELOL]HU
VKDIW FODPS
 5HPRYH WKH VWDELOL]HU VKDIW DQG LQVXODWRUV IURP WKH
YHKLFOH

&'

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH VWDELOL]HU VKDIW DQG LQVXODWRUV LQWR WKH
YHKLFOH
 ,QVWDOO WKH VWDELOL]HU VKDIW FODPS DQG WKH VWDELOL]HU
VKDIW FODPS EROWV 'R QRW WLJKWHQ

&'

 &RQQHFW WKH VWDELOL]HU VKDIW WR WKH VWDELOL]HU OLQN ZLWK


WKH VWDELOL]HU VKDIW WR VWDELOL]HU OLQN QXWV

7LJKWHQ
7LJKWHQ WKH VWDELOL]HU VKDIW WR VWDELOL]HU OLQN QXWV WR
1:P  OE:IW 

7LJKWHQ
7LJKWHQ WKH VWDELOL]HU VKDIW FODPS EROWV WR  1:P
OE:IW 

&'

'$(:22 9 %/

'   5($5 6863(16,21

67$%,/,=(5 /,1.
5HPRYDO 3URFHGXUH
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 5HPRYH WKH VWDELOL]HU VKDIW:WR:VWDELOL]HU OLQN QXW

&'

 5HPRYH WKH VWDELOL]HU VKDIW OLQN WR VWUXW DVVHPEO\ QXW

&'

 5HPRYH WKH VWDELOL]HU OLQN

&'

'$(:22 9 %/

5($5 6863(16,21 '  


,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH VWDELOL]HU OLQN

&'

 &RQQHFW WKH VWDELOL]HU OLQN WR WKH VWUXW DVVHPEO\ ZLWK


WKH VWDELOL]HU OLQN WR VWUXW DVVHPEO\ QXW 'R QRW
WLJKWHQ
 &RQQHFW WKH VWDELOL]HU OLQN WR WKH VWDELOL]HU VKDIW ZLWK
WKH VWDELOL]HU VKDIW WR VWDELOL]HU OLQN QXW

7LJKWHQ
7LJKWHQ WKH VWDELOL]HU OLQN WR VWUXW DVVHPEO\ QXW WR
1:P  OE IW 

&'

7LJKWHQ
7LJKWHQ WKH VWDELOL]HU VKDIW WR VWDELOL]HU OLQN QXW WR
1:P  OE IW 

&'

'$(:22 9 %/

'   5($5 6863(16,21

75$,/,1* /,1. $1' %5$&.(7


5HPRYDO 3URFHGXUH
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 5HPRYH WKH UHDU WUDLOLQJ OLQN WR UHDU NQXFNOH EROW

&'

 5HPRYH WKH UHDU WUDLOLQJ OLQN EUDFNHW WR ERG\ EROWV

&'

 5HPRYH WKH UHDU WUDLOLQJ OLQN DQG EUDFNHW

&'

'$(:22 9 %/

5($5 6863(16,21 '  


 5HPRYH WKH WUDLOLQJ OLQN EUDFNHW QXW DQG EROW
 6HSDUDWH WKH WUDLOLQJ OLQN IURP WKH WUDLOLQJ OLQN EUDFNHW

&'

,QVWDOODWLRQ 3URFHGXUH
 &RQQHFW WKH WUDLOLQJ OLQN DQG WKH WUDLOLQJ OLQN EUDFNHW
 ,QVWDOO WKH UHDU WUDLOLQJ OLQN EUDFNHW QXW DQG EROW

7LJKWHQ
7LJKWHQ WKH WUDLOLQJ OLQN WR WUDLOLQJ OLQN EUDFNHW QXW WR
1:P OE:IW 

&'

 ,QVWDOO WKH UHDU WUDLOLQJ OLQN DQG EUDFNHW LQWR WKH


YHKLFOH
 ,QVWDOO WKH WUDLOLQJ OLQN EUDFNHW WR ERG\ EROWV

7LJKWHQ
7LJKWHQ WKH UHDU WUDLOLQJ OLQN EUDFNHW WR ERG\ EROWV WR
1:P OE:IW 

&'

'$(:22 9 %/

'   5($5 6863(16,21


 ,QVWDOO WKH WUDLOLQJ OLQN WR NQXFNOH EROW

7LJKWHQ
7LJKWHQ WKH UHDU WUDLOLQJ OLQN WR NQXFNOH EROW WR
1:P OE:IW 
 /RZHU WKH YHKLFOH

&'

3$5$//(/ /,1.6
5HPRYDO 3URFHGXUH
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 5HPRYH WKH ZKHHO 5HIHU WR 6HFWLRQ ( 7LUHV DQG
:KHHOV
 /RRVHQ DOO RI WKH EROWV WKDW FRQQHFW WKH IURQW DQG UHDU
SDUDOOHO OLQNV WR WKH NQXFNOH DQG WKH UHDU
FURVVPHPEHU

&'

 5HPRYH WKH UHDU FURVVPHPEHU WR ERG\ EROWV

&'

'$(:22 9 %/

5($5 6863(16,21 '  


 /RZHU WKH UHDU FURVVPHPEHU

&'

 5HPRYH WKH SDUDOOHO OLQN EROW IURP WKH UHDU


FURVVPHPEHU

&'

 5HPRYH WKH SDUDOOHO OLQN EROW IURP WKH UHDU NQXFNOH


 5HPRYH WKH IURQW DQG UHDU SDUDOOHO OLQNV

&'

'$(:22 9 %/

'   5($5 6863(16,21


,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH IURQW DQG UHDU SDUDOOHO OLQNV
 ,QVWDOO WKH SDUDOOHO OLQN EROW RQWR WKH UHDU NQXFNOH

&'

 ,QVWDOO WKH SDUDOOHO


FURVVPHPEHU

OLQN

EROW

RQWR

WKH

UHDU

&'

 5DLVH WKH FURVVPHPEHU DQG LQVWDOO WKH UHDU


FURVVPHPEHU WR ERG\ EROWV

7LJKWHQ
7LJKWHQ WKH FURVVPHPEHU WR ERG\ EROWV WR 1:P
OE:IW 
7LJKWHQ WKH SDUDOOHO OLQN WR FURVV PHPEHU QXW WR 
1P  OE:IW DQG WKH SDUDOOHO OLQN WR NQXFNOH QXW WR
 1:P  OE:IW 

&'

'$(:22 9 %/

5($5 6863(16,21 '  


 ,QVWDOO WKH ZKHHO 5HIHU WR 6HFWLRQ ( 7LUHV DQG
:KHHOV
 3HUIRUP D UHDU WRH DGMXVWPHQW 5HIHU WR 6HFWLRQ %
:KHHO $OLJQPHQW

&'

&52660(0%(5
5HPRYDO 3URFHGXUH
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 5HPRYH WKH SDUDOOHO OLQNV 5HIHU WR 3DUDOOHO /LQNV LQ
WKLV VHFWLRQ
 5HPRYH WKH VWDELOL]HU VKDIW WR VWDELOL]HU OLQN QXWV DQG
UHPRYH WKH UHDU FURVVPHPEHU

&'

 5HPRYH WKH VWDELOL]HU VKDIW FODPS EROWV DQG UHPRYH


WKH VWDELOL]HU VKDIW DQG LQVXODWRUV IURP WKH UHDU
FURVVPHPEHU

&'

'$(:22 9 %/

'   5($5 6863(16,21


,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH VWDELOL]HU VKDIW DQG LQVXODWRUV DQG VHFXUH
ZLWK WKH VWDELOL]HU VKDIW FODPSV DQG EROWV

7LJKWHQ
7LJKWHQ WKH VWDELOL]HU VKDIW FODPS EROWV WR 1:P
OE:IW 

&'

 ,QVWDOO WKH UHDU FURVVPHPEHU DQG FRQQHFW WKH


VWDELOL]HU VKDIW WR WKH VWDELOL]HU OLQNV
 ,QVWDOO WKH VWDELOL]HU VKDIW WR VWDELOL]HU OLQN QXWV

7LJKWHQ
7LJKWHQ WKH VWDELOL]HU VKDIW WR VWDELOL]HU OLQN QXWV WR
1:P OE:IW 
 ,QVWDOO WKH SDUDOOHO OLQNV 5HIHU WR 3DUDOOHO /LQNV

LQ
WKLV VHFWLRQ
 /RZHU WKH YHKLFOH

&'

+8% $1' %($5,1* $66(0%/<


5HPRYDO 3URFHGXUH
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 5HPRYH WKH ZKHHO 5HIHU WR 6HFWLRQ ( 7LUHV DQG
:KHHOV
 5HPRYH WKH UHDU EUDNH FDOLSHU DQG UHDU EUDNH URWRU
5HIHU WR 6HFWLRQ ( 5HDU %UDNHV
 5HPRYH WKH GXVW FDS DQG VWUDLJKWHQ WKH LQGHQW LQ WKH
FDXONLQJ QXW ZLWK D GULIW DQG D KDPPHU

&'

'$(:22 9 %/

5($5 6863(16,21 '  


 5HPRYH WKH FDXONLQJ QXW

&'

 5HPRYH WKH KXE DQG EHDULQJ DVVHPEO\

&'

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH KXE DQG EHDULQJ DVVHPEO\

&'

'$(:22 9 %/

'   5($5 6863(16,21


 ,QVWDOO D QHZ FDXONLQJ QXW

7LJKWHQ
7LJKWHQ WKH FDXONLQJ QXW WR 1:P OE:IW 

&'

 ,QGHQW WKH FDXONLQJ QXW RQWR WKH VSLQGOH


 ,QVWDOO WKH UHDU EUDNH URWRU DQG UHDU EUDNH FDOLSHU
5HIHU WR 6HFWLRQ ( 5HDU %UDNHV
 ,QVWDOO WKH ZKHHO 5HIHU WR 6HFWLRQ ( 7LUHV DQG
:KHHOV
 /RZHU WKH YHKLFOH

&'

'$(:22 9 %/

5($5 6863(16,21 '  

81,7 5(3$,5
635,1*6 $1' ,168/$7256
7RROV 5HTXLUHG
.0$ 6SULQJ &RPSUHVVRU

'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH UHDU VWUXW DVVHPEO\ IURP WKH YHKLFOH
5HIHU WR 6WUXW $VVHPEO\ LQ WKLV VHFWLRQ
 0RXQW WKH UHDU VWUXW DVVHPEO\ LQWR WKH VSULQJ
FRPSUHVVRU .0$ (QVXUH WKDW WKH KRRNV DUH
SURSHUO\ VHDWHG

%'

 &RPSUHVV WKH VSULQJ


 5HPRYH WKH ORFN QXW IURP WKH VWUXW GDPSHQHU URG

&'

 5HPRYH WKH UHDU VWUXW PRXQW

&'

'$(:22 9 %/

'   5($5 6863(16,21


 5HPRYH WKH UHDU VSULQJ XSSHU LQVXODWRU WKH GXVW
FRYHU DQG WKH KROORZ EXPSHU

%'

 5HOHDVH WKH VSULQJ


 5HPRYH WKH UHDU VSULQJ DQG WKH UHDU VSULQJ ORZHU
LQVXODWRU

%'

$VVHPEO\ 3URFHGXUH
 ,QVWDOO WKH UHDU VSULQJ ORZHU LQVXODWRU DQG WKH UHDU
VSULQJ

%'

'$(:22 9 %/

5($5 6863(16,21 '  


 &RPSUHVV WKH VSULQJ
 ,QVWDOO WKH KROORZ EXPSHU WKH GXVW FRYHU DQG WKH UHDU
VSULQJ XSSHU LQVXODWRU

%'

 ,QVWDOO WKH UHDU VWUXW PRXQW

&'

 ,QVWDOO WKH ORFN QXW RQWR WKH VWUXW GDPSHQHU URG

&'

'$(:22 9 %/

'   5($5 6863(16,21


 $OLJQ WKH IODW VLGH RI WKH VWUXW PRXQW ZLWK WKH $%6
VHQVRU OLQH EUDFNHW RQ WKH VWUXW GDPSHQHU VR WKDW WKH
WZR DUH SDUDOOHO WR HDFK RWKHU

7LJKWHQ
7LJKWHQ WKH GDPSHU URG WR VWUXW PRXQW QXW WR 1:P
OE:IW 
 5HOHDVH WKH VSULQJ
 5HPRYH WKH VWUXW DVVHPEO\ IURP WKH VSULQJ
FRPSUHVVRU DQG LQVWDOO WKH VWUXW DVVHPEO\ LQWR WKH
YHKLFOH 5HIHU WR 6WUXW $VVHPEO\ LQ WKLV VHFWLRQ

&'

.18&./(
'LVDVVHPEO\ 3URFHGXUH
,PSRUWDQW 7R IDFLOLWDWH WKH UHPRYDO RI WKH FDXONLQJ QXW
LW VKRXOG EH ORRVHQHG EHIRUH WKH NQXFNOH LV UHPRYHG
IURP WKH YHKLFOH 5HIHU WR +XE DQG %HDULQJ $VVHPEO\
LQ WKLV VHFWLRQ
 5HPRYH WKH NQXFNOH IURP WKH YHKLFOH 5HIHU WR
.QXFNOH $VVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH WKH EUDNH FDOLSHU DQG EUDNH URWRU 5HIHU WR
6HFWLRQ ( 5HDU %UDNHV
 5HPRYH WKH GXVW FDS WKH FDXONLQJ QXW DQG WKH KXE
DQG EHDULQJ DVVHPEO\ 5HIHU WR +XE DQG %HDULQJ
$VVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH WKH UHDU GLVF EUDNH DVVHPEO\ 5HIHU WR
6HFWLRQ ( 5HDU %UDNHV
 5HPRYH WKH EUDNH VSODVK VKLHOG 5HIHU WR 6HFWLRQ (
5HDU %UDNHV

$VVHPEO\ 3URFHGXUH
 ,QVWDOO WKH EUDNH VSODVK VKLHOG 5HIHU WR 6HFWLRQ (
5HDU %UDNHV
 ,QVWDOO WKH UHDU GLVF EUDNH DVVHPEO\ 5HIHU WR 6HFWLRQ
( 5HDU %UDNHV
 ,QVWDOO WKH KXE DQG EHDULQJ DVVHPEO\ WKH FDXONLQJ
QXW DQG WKH GXVW FDS 5HIHU WR +XE DQG %HDULQJ
$VVHPEO\ LQ WKLV VHFWLRQ
 ,QVWDOO WKH EUDNH FDOLSHU DQG EUDNH URWRU 5HIHU WR
6HFWLRQ ( 5HDU %UDNHV
 ,QVWDOO WKH NQXFNOH LQWR WKH YHKLFOH 5HIHU WR .QXFNOH
$VVHPEO\ LQ WKLV VHFWLRQ

'$(:22 9 %/

5($5 6863(16,21 '  

+8% $1' %($5,1*


,PSRUWDQW7KH UHDU EHDULQJV DUH QRW VHUYLFHDEOH ,I WKH
EHDULQJV PXVW EH UHSODFHG WKH KXE DQG EHDULQJ
DVVHPEO\ PXVW EH UHSODFHG DV D XQLW

'LVDVVHPEO\ 3URFHGXUH
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 5HPRYH WKH KXE DQG EHDULQJ DVVHPEO\ IURP WKH
YHKLFOH 5HIHU WR +XE DQG %HDULQJ $VVHPEO\ LQ WKLV
VHFWLRQ
 8VH D KDPPHU WR GULYH RXW DQ\ GDPDJHG KXE VWXGV

&'

$VVHPEO\ 3URFHGXUH
 5HSODFH DQ\ GDPDJHG KXE VWXGV ZLWK D QHZ KXE
VWXG

&'

'$(:22 9 %/

'   5($5 6863(16,21

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
5($5 6863(16,21

7KH UHDU VXVSHQVLRQ LV IXOO\ LQGHSHQGHQW FRQVLVWLQJ RI D


FURVVPHPEHU ZLWK IRXU SDUDOOHO OLQNV WZR WUDLOLQJ OLQNV
WZR VWUXW DVVHPEOLHV ZLWK FRLO VSULQJV DQG LQVXODWRUV
DQG WZR NQXFNOHV FRQWDLQLQJ WKH KXE DQG EHDULQJ
DVVHPEOLHV 7KH VWUXW DVVHPEOLHV VXSSRUW WKH ZHLJKW RI
WKH YHKLFOH XVLQJ FRLO VSULQJV SRVLWLRQHG DURXQG WKH VWUXW
GDPSHQHUV 7KH FRLO VSULQJV DUH VHDWHG RQ LQVXODWRUV

DWWDFKHG WR WKH XSSHU PRXQW DQG WKH ORZHU VSULQJ VHDW RI


WKH VWUXW DVVHPEO\ 7KH SDUDOOHO OLQNV DQG WKH WUDLOLQJ OLQN
EUDFNHW KDYH UXEEHU LVRODWRU EXVKLQJV DW HDFK HQG DQG
DUH DWWDFKHG WR WKH FURVVPHPEHU DQG WKH NQXFNOH 7KH
UHDU SDUDOOHO OLQN LV DWWDFKHG WR WKH FURVVPHPEHU WKURXJK
DGMXVWPHQW FDPV WKDW DUH XVHG WR DGMXVW UHDU WRH 7KH
WUDLOLQJ OLQNV DUH DWWDFKHG WR WKH ERG\ WKURXJK WKH WUDLOLQJ
OLQN EUDFNHW DQG WKH ERWWRP RI WKH NQXFNOH $ IRUJHG
NQXFNOH EROWV WR HDFK VWUXW DVVHPEO\ /DWHUDO PRYHPHQW
RI WKH NQXFNOH LV FRQWUROOHG E\ WKH SDUDOOHO OLQNV )RUH DQG
DIW PRYHPHQW RI WKH NQXFNOH LV FRQWUROOHG E\ WKH WUDLOLQJ
OLQN

'$(:22 9 %/

6(&7,21 (

7,5(6 $1' :+((/6


7$%/( 2) &217(176
6SHFLILFDWLRQV                             
7LUH 6L]H DQG 3UHVVXUH 6SHFLILFDWLRQV         
,QIODWLRQ 3UHVVXUH &RQYHUVLRQ
6SHFLILFDWLRQV                            
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV           

(
(
(
(

'LDJQRVLV                                  (
:KHHO 5XQRXW                              (
0DLQWHQDQFH DQG 5HSDLU                     (
2Q9HKLFOH 6HUYLFH                           (
:KHHO                                    
2Q9HKLFOH %DODQFLQJ                       
8QLW 5HSDLU                                 
$OOR\ :KHHO 3RURVLW\                        
$OOR\ :KHHO 5HILQLVKLQJ                     
2II9HKLFOH %DODQFLQJ                       

(
(
(
(
(
(

&RUUHFWLQJ 1RQ 8QLIRUP 7LUHV                 (


7LUH DQG :KHHO 0DWFK 0RXQWLQJ               (
7LUH 0RXQWLQJ DQG 'LVPRXQWLQJ               (
*HQHUDO 'HVFULSWLRQ DQG 6\VWHP
2SHUDWLRQ                                 (
7LUH DQG :KHHO %DODQFLQJ                    (
7LUH &KDLQ 8VDJH                          (
7LUHV                                     (
$OO 6HDVRQ 7LUHV                           (
0HWULF 6L]HG 7LUHV                         (
/DEHO                                    (
6SDUH 7LUH                                 (
:KHHOV                                   (
,QIODWLRQ RI 7LUHV                            (

63(&,),&$7,216
7,5( 6,=( $1' 35(6685( 63(&,),&$7,216
,QIODWLRQ 3UHVVXUH DW )XOO /RDG
(QJLQH

7LUHV

:KHHO

N3D

SVL

N3D

SVL

62+&

5

-[ 6WHHO









 '2+&

5

-[ 6WHHO









 62+&

5

-[ $OOR\









 '2+&

5

-[ $OOR\









'$(:22 9 %/

)URQW

5HDU

(   7,5(6 $1' :+((/6

,1)/$7,21 35(6685( &219(56,21 63(&,),&$7,216


N3D


SVL


N3D


SVL


N3D


SVL










































































)$67(1(5 7,*+7(1,1* 63(&,),&$7,216


$SSOLFDWLRQ
:KHHO 1XWV $OOR\ :KHHO

1:P


/E)W


:KHHO 1XWV 6WHHO :KHHO





/E,Q



',$*126,6
:+((/ 581287

0HDVXUH ZKHHO UXQRXW ZLWK DQ DFFXUDWH GLDO LQGLFDWRU


0HDVXUHPHQWV PD\ EH WDNHQ ZLWK WKH ZKHHOV HLWKHU RQ
RU RII WKH YHKLFOH XVLQJ DQ DFFXUDWH PRXQWLQJ VXUIDFH
VXFK DV D ZKHHO EDODQFHU 0HDVXUHPHQWV PD\ EH WDNHQ
ZLWK RU ZLWKRXW WKH WLUH PRXQWHG RQ WKH ZKHHO
0HDVXUH UDGLDO UXQRXW DQG ODWHUDO UXQRXW RQ ERWK WKH
LQERDUG DQG WKH RXWERDUG ULP IODQJHV :LWK WKH GLDO
LQGLFDWRU ILUPO\ VHDWHG QH[W WR WKH ZKHHO DQG WLUH
DVVHPEO\ VORZO\ URWDWH WKH ZKHHO RQH UHYROXWLRQ DQG
UHFRUG WKH LQGLFDWRU UHDGLQJ ,I DQ\ PHDVXUHPHQW
H[FHHGV WKH IROORZLQJ VSHFLILFDWLRQV DQG WKHUH LV D
YLEUDWLRQ WKDW ZKHHO EDODQFLQJ ZLOO QRW FRUUHFW UHSODFH
WKH ZKHHO 'LVUHJDUG DQ\ LQGLFDWRU UHDGLQJV GXH WR
ZHOGV SDLQW UXQV RU VFUDWFKHV

6WHHO :KHHOV
- 5DGLDO UXQRXW PP LQFK
- /DWHUDO UXQRXW PP LQFK

$OOR\ :KHHOV
- 5DGLDO UXQRXW PP LQFK
- /DWHUDO UXQRXW PP LQFK
0HDVXUH IUHH UDGLDO UXQRXW RQ WKH FHQWHU RI WKH WLUH WUHDG
7KH WUHDG FDQ EH WDSHG WR SUHVHQW D VPRRWK VXUIDFH
0HDVXUH IUHH ODWHUDO UXQRXW RQ WKH RXWERDUG VLGH RI WKH
WLUH QHDUHVW WR WKH WUHDG

6WHHO DQG $OOR\ :KHHOV

&(

- )UHH UDGLDO UXQRXW PP LQFK


- )UHH ODWHUDO UXQRXW PP LQFK

'$(:22 9 %/

7,5(6 $1' :+((/6 (  

0$,17(1$1&( $1'
5(3$,5
219(+,&/( 6(59,&(
:+((/
5HPRYDO 3URFHGXUH





&(

5HPRYH WKH ZKHHO FRYHU


/RRVHQ WKH ZKHHO QXWV
5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
5HPRYH WKH ZKHHO QXWV

1RWLFH 1HYHU XVH KHDW WR ORRVHQ D WLJKW ZKHHO ,W FDQ


VKRUWHQ WKH OLIH RI WKH ZKHHO WKH ZKHHO QXWV DQG WKH
ZKHHO EHDULQJV ([FHVVLYH IRUFH VXFK DV KDPPHULQJ
WKH ZKHHO RU WLUH FDQ DOVR FDXVH GDPDJH DQG LV QRW
UHFRPPHQGHG 6OLJKW WDSSLQJ RI WKH ZKHHO VLGHZDOO ZLWK
RQH
V KDQG RU ZLWK D UXEEHU PDOOHW LV DFFHSWDEOH
 5HPRYH WKH ZKHHO DQG WLUH DVVHPEO\
'LIILFXOW\ LQ UHPRYLQJ WKH ZKHHOV IURP WKH YHKLFOH FDQ EH
GXH WR IRUHLJQ PDWHULDO RU WR D WLJKW ILW EHWZHHQ WKH ZKHHO
FHQWHUKROH DQG WKH KXE RU WKH URWRU 7KHVH ZKHHOV FDQ
EH UHPRYHG E\
 5HWLJKWHQLQJ WKH ZKHHO QXWV RQ WKH DIIHFWHG ZKHHO
DQG WKHQ ORRVHQLQJ WKH ZKHHO QXWV E\ WZR WXUQV
 /RZHULQJ WKH YHKLFOH DQG URFNLQJ LW IURP VLGH WR VLGH
DV KDUG DV SRVVLEOH XVLQJ RQH RU PRUH SHUVRQ
V ERG\
ZHLJKW WR ORRVHQ WKH ZKHHO
 5DLVLQJ WKH YHKLFOH DQG UHPRYLQJ WKH ZKHHO
&DXWLRQ 'R QRW DOORZ WKH SHQHWUDWLQJ RLO WR JHW RQ
WKH YHUWLFDO VXUIDFHV EHWZHHQ WKH ZKHHO DQG WKH
GUXP RU URWRU EHFDXVH SHQHWUDWLQJ RLO LQ WKLV DUHD
FRXOG FDXVH WKH ZKHHO WR ZRUN ORRVH DV WKH YHKLFOH
LV GULYHQ UHVXOWLQJ LQ ORVV RI FRQWURO DQG DQ LQMXU\
DFFLGHQW
3HQHWUDWLQJ RLO LV QRW HIIHFWLYH LQ UHPRYLQJ WLJKW ZKHHOV
,I LW LV XVHG KRZHYHU DSSO\ LW VSDULQJO\ DQG RQO\ WR WKH
ZKHHO
V FHQWHUKROH DUHD

,QVWDOODWLRQ 3URFHGXUH
1RWLFH %HIRUH LQVWDOOLQJ WKH ZKHHOV UHPRYH DQ\
EXLOGXS RI FRUURVLRQ RQ WKH ZKHHO PRXQWLQJ VXUIDFH DQG
WKH EUDNH GUXP RU WKH URWRU PRXQWLQJ VXUIDFH E\
VFUDSLQJ DQG EUXVKLQJ WKHP ZLWK D ZLUH EUXVK ,QVWDOOLQJ
WKH ZKHHOV ZLWKRXW JRRG PHWDO WR PHWDO FRQWDFW DW WKH
PRXQWLQJ VXUIDFHV FDQ FDXVH WKH ZKHHO QXWV WR ORRVHQ
ZKLFK FDQ ODWHU DOORZ D ZKHHO WR FRPH RII ZKLOH WKH
YHKLFOH LV PRYLQJ :KHHO QXWV PXVW EH WLJKWHQHG LQ
VHTXHQFH DQG WR WKH SURSHU WRUTXH WR DYRLG EHQGLQJ WKH
ZKHHO WKH EUDNH GUXP RU WKH URWRU

'$(:22 9 %/

(   7,5(6 $1' :+((/6


 0RXQW WKH ZKHHO DQG WLUH DVVHPEO\
 ,QVWDOO WKH ZKHHO QXWV LQ WKH VHTXHQFH VKRZQ 'R QRW
WLJKWHQ WKH ZKHHO QXWV
 /RZHU WKH YHKLFOH

7LJKWHQ
7LJKWHQ WKH ZKHHO QXWV WR 1:P OE:IW 
 ,QVWDOO WKH ZKHHO FRYHU

219(+,&/( %$/$1&,1*

2QYHKLFOH EDODQFLQJ ZLOO KHOS FRUUHFW YLEUDWLRQV GXH WR


EUDNH GUXP URWRU DQG ZKHHO FRYHU LPEDODQFHV
1RWLFH 'R QRW DOORZ WKH IURQW VXVSHQVLRQ WR KDQJ IUHH
:KHQ WKH GULYH D[OH LV UXQ DW DQ H[WUHPH DQJOH H[WUD
YLEUDWLRQV FDQ RFFXU DV ZHOO DV GDPDJH WR VHDOV DQG
MRLQWV
 'XULQJ RQ YHKLFOH EDODQFLQJ GR QRW UHPRYH WKH
EDODQFH ZHLJKWV IURP WKH RII YHKLFOH G\QDPLF
EDODQFH
 ,I PRUH WKDQ RXQFH RI DGGLWLRQDO ZHLJKW LV UHTXLUHG
VSOLW WKH ZHLJKW EHWZHHQ WKH LQQHU DQG WKH RXWHU ULP
IODQJHV

$(

&DXWLRQ 'R QRW VSLQ WKH GULYH ZKHHOV IDVWHU WKDQ


NPK  PSK DV LQGLFDWHG E\ WKH VSHHGRPHWHU
7KLV OLPLW LV QHFHVVDU\ EHFDXVH WKH VSHHGRPHWHU
LQGLFDWHV RQO\ RQH KDOI RI WKH DFWXDO ZKHHO VSHHG
ZKHQ RQH GULYH ZKHHO LV VSLQQLQJ DQG WKH RWKHU
GULYH ZKHHO LV VWRSSHG 3HUVRQDO LQMXU\ DQG GDPDJH
PD\ UHVXOW IURP KLJKVSHHG VSLQQLQJ
 6SLQ WKH GULYHQ WLUH DQG ZKHHO DVVHPEOLHV XVLQJ WKH
HQJLQH

'$(:22 9 %/

7,5(6 $1' :+((/6 (  

81,7 5(3$,5
$//2< :+((/ 32526,7<

:KHHO UHSDLUV WKDW XVH ZHOGLQJ KHDWLQJ RU SHHQLQJ DUH


QRW DSSURYHG
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 5HPRYH WKH WLUH DQG ZKHHO DVVHPEO\ 5HIHU WR
:KHHO LQ WKLV VHFWLRQ
&DXWLRQ 7R DYRLG VHULRXV LQMXU\ GR QRW VWDQG RYHU
WKH WLUH ZKHQ LQIODWLQJ EHFDXVH WKH EHDG PD\ EUHDN
ZKHQ LW VQDSV RYHU WKH VDIHW\ KXPS 'R QRW H[FHHG
N3D SVL RI DLU SUHVVXUH LQ DQ\ WLUH LI WKH
EHDGV DUH QRW VHDWHG ,I N3D SVL RI DLU
SUHVVXUH ZLOO QRW VHDW WKH EHDGV GHIODWH WKH WLUH
5HOXEULFDWH WKH EHDGV 5HLQIODWH WKH WLUH
2YHULQIODWLRQ PD\ FDXVH WKH EHDG WR EUHDN DQG
FDXVH VHULRXV LQMXU\
 /RFDWH OHDNLQJ DUHDV E\ LQIODWLQJ WKH WLUH WR N3D
SVL DQG GLSSLQJ WKH WLUH DQG ZKHHO DVVHPEO\
LQWR D ZDWHU EDWK
 0DUN WKH OHDN DUHDV DQG UHPRYH WKH WLUH IURP WKH
ZKHHO
 6FXII WKH LQVLGH ZKHHO VXUIDFH DW WKH OHDN DUHD ZLWK
JULW VDQGSDSHU &OHDQ WKH OHDN DUHD ZLWK D
JHQHUDOSXUSRVH FOHDQHU
 $SSO\ D PP LQFK WKLFN OD\HU RI
DGKHVLYHVHDODQW WR WKH OHDN DUHD $OORZ LW WR GU\ IRU
KRXUV
 ,QVWDOO WKH WLUH RQ WKH ZKHHO ,QIODWH WKH WLUH WR
N3D SVL DQG FKHFN IRU OHDNV DV LQ VWHS 
 $GMXVW WKH WLUH SUHVVXUH WR PHHW VSHFLILFDWLRQV
5HIHU WR 7LUH 6L]H DQG 3UHVVXUH 6SHFLILFDWLRQV LQ
WKLV VHFWLRQ
 %DODQFH WKH WLUH DQG ZKHHO DVVHPEO\ 5HIHU WR 7LUH
DQG :KHHO %DODQFLQJ LQ WKLV VHFWLRQ
 ,QVWDOO WKH WLUH DQG ZKHHO DVVHPEO\ 5HIHU WR :KHHO
LQ WKLV VHFWLRQ
 /RZHU WKH YHKLFOH

$//2< :+((/ 5(),1,6+,1*

$ SURWHFWLYH FOHDU RU FRORU FRDWLQJ LV DSSOLHG WR WKH


VXUIDFH RI WKH RULJLQDO HTXLSPHQW FDVW DOOR\ ZKHHOV
6XUIDFH GHJUDGDWLRQ FDQ GHYHORS LI WKLV FOHDU FRDWLQJ LV
GDPDJHG RU UHPRYHG 7KLV FDQ KDSSHQ DW VRPH
DXWRPDWLF FDU ZDVK IDFLOLWLHV WKDW XVH VLOLFRQH
FDUELGHWLSSHG WLUH EUXVKHV WR FOHDQ ZKLWH ZDOOV DQG
WLUHV 2QFH WKH SURWHFWLYH FRDWLQJ LV GDPDJHG H[SRVXUH
WR FDXVWLF FOHDQHUV RU URDG VDOW FDXVHV IXUWKHU VXUIDFH
GHJUDGDWLRQ 7KH IROORZLQJ SURFHGXUH GHWDLOV KRZ WR
VWULS FOHDQ DQG UHFRDW DOOR\ ZKHHOV
&DXWLRQ 7R DYRLG VHULRXV SHUVRQDO LQMXU\ IROORZ
WKH PDQXIDFWXUHU
V UHFRPPHQGDWLRQV DQG FDXWLRQV
ZKHQ XVLQJ WKHVH PDWHULDOV

'$(:22 9 %/

(   7,5(6 $1' :+((/6


5HTXLUHG PDWHULDOV
$PFKHP $OXPL 3UHS 1R  6WRFN 1R '; RU
HTXLYDOHQW FOHDQLQJ DQG FRQGLWLRQLQJ FKHPLFDO IRU DOOR\V
$PFKHP $ORGLQH 1R  6WRFN 1R ';7 RU
HTXLYDOHQW FRDWLQJ FKHPLFDO IRU DOOR\V
'LW]OHU 'HOFOHDU $FU\OLF 8UHWKDQH &OHDU 6WRFN 1R '$8
 RU HTXLYDOHQW
'LW]OHU 'HOWKDQH 8OWUD8UHWKDQH $GGLWLYH 6WRFN 1R
';5  RU HTXLYDOHQW
%HIRUH UHSDLULQJ WKH DOOR\ GDPDJH RU WKH FOHDU FRDW
GDPDJH SUHSDUH WKH ZKHHOV DQG WLUHV
 5HPRYH WKH ZKHHO IURP WKH YHKLFOH 5HIHU WR :KHHO
LQ WKLV VHFWLRQ
 0DUN WKH ORFDWLRQ RI WKH RXWERDUG ZHLJKWV DQG UHPRYH
WKHP
 :DVK WKH ZKHHO LQVLGH DQG RXW ZLWK D ZDWHU EDVHG DOO
SXUSRVH FOHDQHU 5HPRYH WKH JUHDVH DQG RLO ZLWK D
VROYHQW FOHDQHU
 0DVN WKH WLUH SULRU WR SDLQWLQJ
 8VLQJ D  JULW ZHW RU GU\ VDQGSDSHU VDQG RYHU WKH
SDLQWHG DUHDV WKDW ZLOO QRW UHTXLUH UHFRORULQJ 6DQGLQJ
ZLOO SURPRWH WKH DGKHVLRQ RI WKH FOHDU FRDW

$OOR\ 'DPDJH RQ :KHHO 6XUIDFH


 0RXQW WKH ZKHHO RQ D EUDNH ODWKH DQG VSLQ WKH
DVVHPEO\ VORZO\
 6DQG WKH ZKHHO ZLWK D EDFNLQJ EORFN RU SDG +ROG WKH
EDFNLQJ EORFN RU SDG IODW WR WKH VXUIDFH RI WKH ZKHHO
DQG VDQG VORZO\ EDFN DQG IRUWK IURP WKH FHQWHU WR WKH
RXWHU HGJH RI WKH WLUH WR UHPRYH WKH GDPDJH 8VH WKH
IROORZLQJ VDQGSDSHU JULWV LQ WKH RUGHU OLVWHG
:  JULW
:  JULW
:  JULW

&OHDU &RDW 'DPDJH RQ 8QSDLQWHG :KHHOV


 $SSO\ WKH FKHPLFDO VWULSSHU $PFKHP $OXPL 3UHS 1R
 8VH D VPDOO  LQFK GHWDLO EUXVK WR DSSO\ WKH
VWULSSHU DURXQG WKH SHULPHWHU DQG VSRNH OLNH DUHDV
 5HPRYH WKH VWULSSHU DFFRUGLQJ WR PDQXIDFWXUHU
V
UHFRPPHQGDWLRQV
&DXWLRQ 7R DYRLG VHULRXV SHUVRQDO LQMXU\ GR QRW
XVH HQJLQH SRZHU WR URWDWH WKH ZKHHO ZKLOH VDQGLQJ
 6DQG WKH ZKHHO ZLWK  JULW VDQGSDSHU E\ URWDWLQJ
WKH ZKHHO RQ D VORZ VSLQQLQJ EUDNH ODWKH RU E\
PRXQWLQJ WKH ZKHHO RQ WKH FDU DQG VSLQQLQJ LW E\
KDQG 6DQGLQJ UHVWRUHV WKH PDFKLQHG DSSHDUDQFH
DQG SURPRWHV DGKHVLRQ
$IWHU UHSDLULQJ WKH DOOR\ RU FOHDU FRDW GDPDJH WKH
ZKHHOV PXVW EH UHFRDWHG

'$(:22 9 %/

7,5(6 $1' :+((/6 (  


5HFRDWLQJ 3URFHGXUH
&DXWLRQ 7R DYRLG VHULRXV SHUVRQDO LQMXU\ ZKHQ
DSSO\LQJ DQ\ WZR SDUW FRPSRQHQW SDLQW V\VWHP
IROORZ WKH VSHFLILF SUHFDXWLRQV SURYLGHG E\ WKH
SDLQW PDQXIDFWXUHU )DLOXUH WR IROORZ WKHVH
SUHFDXWLRQV PD\ FDXVH OXQJ LUULWDWLRQ DQG DOOHUJLF
UHVSLUDWRU\ UHDFWLRQ
 &OHDQ WKH VXUIDFH
 6RDN WKH ZKHHO ZLWK $PFKHP $OXPL 3UHS 1R  RU
HTXLYDOHQW IRU  WR  PLQXWHV 5LQVH WKH ZKHHO ZLWK
ZDWHU DQG EORZ GU\
 6RDN WKH ZKHHO ZLWK $PFKHP $ORGLQH 1R  RU
HTXLYDOHQW IRU  WR  PLQXWHV 5LQVH WKH ZKHHO ZLWK
ZDWHU DQG EORZ GU\
 )LQLVK ZLWK 'LW]OHU 'HOFOHDU 8UHWKDQH DQG 'LW]OHU 8OWUD
8UHWKDQH $GGLWLYH RU HTXLYDOHQW XVLQJ WKUHH FRDWV
 VW FRDW VSUD\ RQ D OLJKW PLVW FRDW OHW GU\
 QG FRDW VSUD\ RU SDLQW RQ D OLJKW FRDW OHW GU\
 UG FRDW VSUD\ RU SDLQW RQ D KHDY\ GRXEOH ZHW FRDW OHW
GU\
 /HW WKH XUHWKDQH GU\ IRU  KRXUV RU IODVK IRU 
PLQXWHV DQG IRUFH GU\ DW R& R) IRU  PLQXWHV
$OORZ WKH XUHWKDQH WR FRRO IRU  PLQXWHV EHIRUH
PRXQWLQJ WKH ZKHHO RQ WKH YHKLFOH

2)) 9(+,&/( %$/$1&,1*

3HUIRUP ZKHHO EDODQFLQJ ZLWK DQ HOHFWURQLF RII YHKLFOH


EDODQFHU 7KH EDODQFHU LV HDV\ WR XVH DQG JLYHV ERWK D
VWDWLF DQG D G\QDPLF EDODQFH 8QOLNH RQ YHKLFOH
EDODQFLQJ WKH RII YHKLFOH EDODQFHU GRHV QRW FRUUHFW IRU
GUXP RU URWRU LPEDODQFH 7KLV GUDZEDFN LV RYHUFRPH E\
LWV DFFXUDF\ XVXDOO\ WR ZLWKLQ RXQFH  6HFXUH WKH
ZKHHO RQ WKH EDODQFHU ZLWK D FRQH WKURXJK WKH EDFN VLGH
RI WKH FHQWHUKROH QRW WKURXJK WKH ZKHHO EROW KROHV

&255(&7,1* 121 81,)250 7,5(6

7KHUH DUH WZR ZD\V WR FRUUHFW SURSHUO\ EDODQFHG WLUHV


ZKLFK VWLOO YLEUDWH 2QH PHWKRG XVHV DQ DXWRPDWLF
PDFKLQH ZKLFK ORDGV WKH WLUH DQG EXIIV VPDOO DPRXQWV RI
UXEEHU IURP KLJK VSRWV RQ WKH RXWHU WZR WUHDG URZV
&RUUHFWLRQ E\ WKLV PHWKRG LV XVXDOO\ SHUPDQHQW DQG LI LW
LV GRQH SURSHUO\ GRHV QRW VLJQLILFDQWO\ DIIHFW WKH
DSSHDUDQFH RU WKH WUHDG OLIH RI WKH WLUH 7LUH WUXLQJ ZLWK D
EODGH W\SH PDFKLQH LV QRW UHFRPPHQGHG EHFDXVH LW
VXEVWDQWLDOO\ UHGXFHV WKH WUHDG OLIH DQG RIWHQ GRHV QRW
FRUUHFW WKH SUREOHP SHUPDQHQWO\
$QRWKHU PHWKRG LV WR GLVPRXQW WKH WLUH DQG URWDWH LW
GHJUHHV RQ WKH ULP 'R WKLV RQO\ RQ WKH WLUH DQG
ZKHHO DVVHPEOLHV ZKLFK DUH NQRZQ WR EH FDXVLQJ D
YLEUDWLRQ EHFDXVH WKLV PHWKRG LV MXVW DV OLNHO\ WR FDXVH
JRRG DVVHPEOLHV WR YLEUDWH

'$(:22 9 %/

(   7,5(6 $1' :+((/6

7,5( $1' :+((/ 0$7&+


02817,1*

7KH WLUHV DQG ZKHHOV DUH PDWFK PRXQWHG DW WKH


DVVHPEO\ SODQW 0DWFK PRXQWLQJ DOLJQV WKH UDGLDOO\
VWLIIHVW SDUW RI WKH WLUH RU KLJK VSRW WR WKH VPDOOHVW
UDGLXV RU ORZ VSRW RI WKH ZKHHO
7KH KLJK VSRW RI WKH WLUH LV RULJLQDOO\ PDUNHG E\ D UHG SDLQW
PDUN RU DQ DGKHVLYH ODEHO RQ WKH RXWERDUG VLGHZDOO
7KH ORZ VSRW RI WKH ZKHHO ZLOO EH DW WKH ORFDWLRQ RI WKH
YDOYH VWHP
%HIRUH GLVPRXQWLQJ D WLUH IURP LWV ZKHHO VFULEH D OLQH RQ
WKH WLUH DW WKH YDOYH VWHP WR DVVXUH WKDW LW LV UHPRXQWHG LQ
WKH VDPH SRVLWLRQ
5HSODFHPHQW WLUHV WKDW DUH RI RULJLQDO HTXLSPHQW TXDOLW\
ZLOO KDYH WKHLU KLJK DQG ORZ VSRW PDUNHG LQ WKH VDPH
PDQQHU

7,5( 02817,1* $1'


',602817,1*
1RWLFH 8VH D WLUH FKDQJLQJ PDFKLQH WR PRXQW RU
GLVPRXQW WKH WLUHV )ROORZ WKH HTXLSPHQW PDQXIDFWXUHU
V
LQVWUXFWLRQV 'R QRW XVH KDQG WRROV RU WLUH LURQV WR
FKDQJH WLUHV 7KHVH WRROV PD\ GDPDJH WKH EHDGV RU WKH
ZKHHO ULP
 &OHDQ WKH ULP EHDG VHDWV ZLWK D ZLUH EUXVK RU FRDUVH
VWHHO ZRRO WR UHPRYH OXEULFDQWV ROG UXEEHU DQG OLJKW
UXVW %HIRUH PRXQWLQJ RU GLVPRXQWLQJ D WLUH OXEULFDWH
WKH EHDG DUHD ZHOO ZLWK DQ DSSURYHG WLUH OXEULFDQW
&DXWLRQ 7R DYRLG VHULRXV LQMXU\ GR QRW VWDQG RYHU
WKH WLUH ZKHQ LQIODWLQJ LW EHFDXVH WKH EHDG PD\
EUHDN ZKHQ LW VQDSV RYHU WKH VDIHW\ KXPS 'R QRW
H[FHHG N3D SVL RI DLU SUHVVXUH LQ DQ\ WLUH LI
WKH EHDGV DUH QRW VHDWHG ,I N3D SVL RI DLU
SUHVVXUH ZLOO QRW VHDW WKH EHDGV GHIODWH WKH WLUH
5HOXEULFDWH WKH EHDG DQG UHLQIODWH WKH WLUH
2YHULQIODWLRQ PD\ FDXVH WKH EHDG WR EUHDN DQG
FDXVH VHULRXV LQMXU\
 $IWHU PRXQWLQJ WKH WLUH LQIODWH LW XQWLO WKH EHDGV DUH
VHDWHG 1HYHU H[FHHG N3D SVL WR VHDW WKH
EHDGV
 ,QVWDOO WKH YDOYH FRUH DQG LQIODWH WKH WLUH WR WKH SURSHU
SUHVVXUH 0DNH VXUH WKH ORFDWLQJ ULQJ RXWVLGH RI WKH
EHDG RI WKH WLUH VKRZV DURXQG WKH ULP IODQJHV RI WKH
ZKHHO RQ ERWK VLGHV 7KLV SRVLWLRQLQJ RI WKH WLUH ZLOO
LQVXUH WKDW WKH EHDG RI WKH WLUH LV VHDWHG

'$(:22 9 %/

7,5(6 $1' :+((/6 (  

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
7,5( $1' :+((/ %$/$1&,1*

7KHUH DUH WZR W\SHV RI WLUH DQG ZKHHO EDODQFLQJ VWDWLF


DQG G\QDPLF
6WDWLF EDODQFH LV WKH HTXDO GLVWULEXWLRQ RI ZHLJKW DURXQG
WKH ZKHHO $VVHPEOLHV WKDW DUH VWDWLFDOO\ XQEDODQFHG
FDXVH D ERXQFLQJ DFWLRQ FDOOHG ZKHHO WUDPS 7KLV
FRQGLWLRQ PD\ HYHQWXDOO\ FDXVH XQHYHQ WLUH ZHDU

&(

*HQHUDO %DODQFH 3UHFDXWLRQV


5HPRYH DOO GHSRVLWV RI IRUHLJQ PDWHULDO IURP WKH LQVLGH
RI WKH ZKHHO
&DXWLRQ 5HPRYH VWRQHV IURP WKH WUHDG LQ RUGHU WR
DYRLG RSHUDWRU LQMXU\ GXULQJ VSLQ EDODQFLQJ
,QVSHFW WKH WLUH IRU DQ\ GDPDJH %DODQFH WKH WLUH
DFFRUGLQJ
WR
WKH
HTXLSPHQW
PDQXIDFWXUHU
V
UHFRPPHQGDWLRQV
&(

'\QDPLF EDODQFH LV WKH HTXDO GLVWULEXWLRQ RI ZHLJKW RQ


HDFK VLGH RI WKH FHQWHUOLQH VR WKDW ZKHQ WKH DVVHPEO\
VSLQV WKHUH LV QR WHQGHQF\ IRU LW WR PRYH IURP VLGH WR
VLGH $VVHPEOLHV WKDW DUH G\QDPLFDOO\ XQEDODQFHG PD\
FDXVH ZKHHO VKLPP\

'$(:22 9 %/

:KHHO :HLJKWV
,I PRUH WKDQ JUDPV RXQFHV DUH QHHGHG WR VWDWLF
EDODQFH WKH ZKHHO VSOLW WKH ZKHHO ZHLJKWV DV HTXDOO\ DV
SRVVLEOH EHWZHHQ WKH LQERDUG DQG WKH RXWERDUG IODQJHV
%DODQFLQJ WKH DVVHPEOLHV ZLWK IDFWRU\ DOOR\ ZKHHOV
UHTXLUHV WKH XVH RI VSHFLDO Q\ORQ FRDWHG FOLS RQ ZKHHO
ZHLJKWV 7KHVH ZHLJKWV DUH GHVLJQHG WR ILW RYHU WKH
WKLFNHU ULP IODQJH RI WKH DOOR\ ZKHHO ,QVWDOO WKHVH
ZHLJKWV ZLWK D SODVWLF WLSSHG KDPPHU

(   7,5(6 $1' :+((/6


$GKHVLYH ZKHHO ZHLJKWV DUH DOVR DYDLODEOH 8VH WKH
IROORZLQJ SURFHGXUH WR LQVWDOO DGKHVLYH ZKHHO ZHLJKWV

$(

$GKHVLYH :KHHO :HLJKW ,QVWDOODWLRQ


 &OHDQ WKH ZKHHO E\ VDQGLQJ LW WR EDUH DOOR\ ZKHUH WKH
ZKHHO ZHLJKW ZLOO EH LQVWDOOHG
 8VH D FOHDQ FORWK RU SDSHU WRZHO VDWXUDWHG ZLWK D
PL[WXUH RI KDOI LVRSURS\O DOFRKRO DQG KDOI ZDWHU WR
ZLSH WKH SODFH ZKHUH WKH ZKHHO ZHLJKW ZLOO EH
LQVWDOOHG
 'U\ WKH DUHD ZLWK KRW DLU 7KH VXUIDFH RI WKH ZKHHO
VKRXOG EH ZDUP WR WKH WRXFK
 :DUP WKH DGKHVLYH EDFNLQJ RQ WKH ZKHHO ZHLJKWV WR
URRP WHPSHUDWXUH
 5HPRYH WKH WDSH IURP WKH EDFN RI WKH ZHLJKWV 'R QRW
WRXFK WKH DGKHVLYH VXUIDFH
 $SSO\ WKH WKH ZKHHO ZHLJKW DQG SUHVV LW RQ ZLWK KDQG
SUHVVXUH
 6HFXUH WKH ZKHHO ZHLJKW ZLWK D 1 IRUFH
DSSOLHG ZLWK D UROOHU

7,5( &+$,1 86$*(

'XH WR OLPLWHG WLUH WR ERG\ FOHDUDQFH RQ FHUWDLQ YHKLFOHV


UHFRPPHQGDWLRQV IRU WLUH FKDLQ XVH DUH SXEOLVKHG LQ WKH
2ZQHU
V 0DQXDO :KHQ WLUH FKDLQV QHHG WR EH XVHG PRVW
FXUUHQW 'DHZRR YHKLFOHV UHTXLUH 6$( &ODVV 6 WLUH
FKDLQV 7KHVH PD\ DOVR EH GHVLJQDWHG DV 6HULHV
W\SH 3/ WLUH FKDLQV 7KHVH FKDLQV DUH VSHFLILFDOO\
GHVLJQHG WR OLPLW WKH IO\ RII HIIHFW ZKLFK RFFXUV ZKHQ WKH
ZKHHO URWDWHV
%H VXUH WKDW RQO\ ILQH OLQN FKDLQV DUH XVHG ZKLFK GR QRW
DGG PRUH WKDQ PP LQFK  LQFOXGLQJ WKH ORFN WR
WKH WUHDG VXUIDFH DQG WKH LQQHU VLGHV RI WKH WLUHV

0DQXIDFWXUHUV RI WLUH FKDLQV KDYH D VSHFLILF FKDLQ VL]H


IRU HDFK WLUH VL]H WR HQVXUH D SURSHU ILW ZKHQ WKH FKDLQ LV
LQVWDOOHG %H VXUH WR SXUFKDVH WKH FRUUHFW FKDLQV IRU WKH
WLUHV RQ ZKLFK WKH\ DUH WR EH XVHG 8VH UXEEHU DGMXVWHUV
WR WDNH XS DQ\ VODFN RU FOHDUDQFH LQ ORRVH FKDLQV
8VH RI FKDLQV PD\ DGYHUVHO\ DIIHFW YHKLFOH KDQGOLQJ
:KHQ WLUH FKDLQV DUH LQVWDOOHG IROORZ WKHVH SUHFDXWLRQV
- $GMXVW VSHHG WR URDG FRQGLWLRQV
- $YRLG VKDUS WXUQV
- $YRLG ORFNHG ZKHHO EUDNLQJ
7R SUHYHQW FKDLQ GDPDJH WR WKH YHKLFOH LQVWDOO WKH
FKDLQV RQ WKH IURQW WLUHV DV WLJKWO\ DV SRVVLEOH 7LJKWHQ
WKHP DJDLQ DIWHU GULYLQJ WR NLORPHWHU WR
PLOH  7KH XVH RI FKDLQV RQ WKH UHDU WLUHV LV QRW
UHFRPPHQGHG EHFDXVH WKH\ PD\ FRQWDFW WKH YHKLFOH
DQG SRVVLEO\ GDPDJH LW ,I FKDLQV PXVW EH XVHG RQ WKH
UHDU WLUHV EH VXUH WKHUH LV VXIILFLHQW FOHDUDQFH EHWZHHQ
WKH FKDLQV DQG WKH ERG\ 'R QRW H[FHHG NPK
PSK RU WKH FKDLQ PDQXIDFWXUHU
V VSHHG OLPLW LI
ORZHU $YRLG ODUJH EXPSV SRWKROHV VHYHUH WXUQV DQG
DQ\ RWKHU PDQHXYHUV ZKLFK FRXOG FDXVH WKH WLUHV WR
ERXQFH )ROORZ DQ\ RWKHU LQVWUXFWLRQV RI WKH FKDLQ
PDQXIDFWXUHU ZKLFK GR QRW GLVDJUHH ZLWK WKH DERYH
LQVWUXFWLRQV

5(3/$&(0(17 7,5(6
$ 7LUH 3HUIRUPDQFH &ULWHULD 73& VSHFLILFDWLRQ QXPEHU
LV PROGHG LQ WKH VLGHZDOO QHDU WKH WLUH VL]H RI DOO RULJLQDO
HTXLSPHQW WLUHV 7KLV VSHFLILFDWLRQ QXPEHU DVVXUHV WKDW
WKH WLUH PHHWV SHUIRUPDQFH VWDQGDUGV IRU WUDFWLRQ
HQGXUDQFH GLPHQVLRQV QRLVH KDQGOLQJ DQG UROOLQJ
UHVLVWDQFH 8VXDOO\ D VSHFLILF 73& QXPEHU LV DVVLJQHG WR
HDFK WLUH VL]H
&DXWLRQ 'R QRW PL[ GLIIHUHQW W\SHV RI WLUHV RQ WKH
VDPH YHKLFOH VXFK DV UDGLDO ELDV DQG ELDV EHOWHG
WLUHV H[FHSW LQ HPHUJHQFLHV EHFDXVH YHKLFOH
KDQGOLQJ PD\ EH VHULRXVO\ DIIHFWHG DQG PD\ UHVXOW
LQ ORVV RI FRQWURO
8VH RQO\ UHSODFHPHQW WLUHV ZLWK WKH VDPH VL]H ORDG
UDQJH DQG FRQVWUXFWLRQ DV WKH RULJLQDO 7KH XVH RI DQ\
RWKHU WLUH VL]H RU FRQVWUXFWLRQ W\SH PD\ VHULRXVO\ DIIHFW
ULGH KDQGOLQJ VSHHGRPHWHURGRPHWHU FDOLEUDWLRQ
YHKLFOH JURXQG FOHDUDQFH DQG WLUH FOHDUDQFH WR WKH ERG\
DQG WKH FKDVVLV 7KLV GRHV QRW DSSO\ WR WKH VSDUH WLUH
IXUQLVKHG ZLWK WKH YHKLFOH
,W LV UHFRPPHQGHG WKDW QHZ WLUHV EH LQVWDOOHG LQ SDLUV RQ
WKH VDPH D[OH
,I LW LV QHFHVVDU\ WR UHSODFH RQO\ RQH WLUH SDLU LW ZLWK WKH
WLUH KDYLQJ WKH PRVW WUHDG WR HTXDOL]H WKH EUDNLQJ DFWLRQ
$OWKRXJK WKH\ PD\ DSSHDU GLIIHUHQW LQ WUHDG GHVLJQ WLUHV
EXLOW E\ GLIIHUHQW PDQXIDFWXUHUV ZLWK LGHQWLFDO 73&
VSHFLILFDWLRQV PD\ EH XVHG RQ WKH VDPH YHKLFOH

'$(:22 9 %/

7,5(6 $1' :+((/6 (  

$// 6($621 7,5(6

0RVW YHKLFOHV DUH QRZ HTXLSSHG ZLWK VWHHO EHOWHG DOO


VHDVRQ UDGLDO WLUHV DV VWDQGDUG HTXLSPHQW 7KHVH WLUHV
TXDOLI\ DV VQRZ WLUHV ZLWK D SHUFHQW KLJKHU DYHUDJH
UDWLQJ IRU VQRZ WUDFWLRQ WKDQ WKH QRQ DOO VHDVRQ UDGLDO
WLUHV SUHYLRXVO\ XVHG 2WKHU SHUIRUPDQFH DUHDV VXFK DV
ZHW WUDFWLRQ UROOLQJ UHVLVWDQFH WUHDG OLIH DQG DLU
UHWHQWLRQ KDYH DOVR EHHQ LPSURYHG 7KLV ZDV GRQH E\
LPSURYHPHQWV LQ ERWK WUHDG GHVLJQ DQG WUHDG
FRPSRXQGV 7KHVH WLUHV DUH LGHQWLILHG E\ DQ 0  6
PROGHG LQ WKH WLUH VLGHZDOO IROORZLQJ WKH VL]H QXPEHU
7KH VXIIL[ 06 LV DOVR PROGHG LQ WKH VLGHZDOO DIWHU WKH
73& VSHFLILFDWLRQ QXPEHU
7KH RSWLRQDO KDQGOLQJ WLUHV XVHG RQ VRPH YHKLFOHV DUH
QRW DOO VHDVRQ WLUHV 7KHVH ZLOO QRW KDYH WKH 06
PDUNLQJ DIWHU WKH WLUH VL]H RU WKH 73& VSHFLILFDWLRQ
QXPEHU

3$66(1*(5 0(75,& 6,=(' 7,5(6


$OO 'DHZRR YHKLFOHV QRZ XVH 3DVVHQJHU 3 PHWULF
VL]HG WLUHV 3PHWULF WLUHV DUH DYDLODEOH LQ WZR ORDG
UDQJHV VWDQGDUG ORDG SVL PD[LPXP DQG H[WUD ORDG
SVL PD[LPXP  0RVW SDVVHQJHU YHKLFOH WLUHV DUH
VWDQGDUG ORDG
0RVW 3 PHWULF WLUH VL]HV GR QRW KDYH H[DFW
FRUUHVSRQGLQJ DOSKDQXPHULF WLUH VL]HV )RU H[DPSOH D
35 LV QRW H[DFWO\ HTXDO LQ VL]H DQG
ORDGFDUU\LQJ FDSDFLW\ WR DQ )5  )RU WKLV UHDVRQ
UHSODFHPHQW WLUHV VKRXOG EH RI WKH VDPH 73&
VSHFLILFDWLRQ QXPEHU DV WKH RULJLQDOV ,I 3PHWULF WLUHV
PXVW EH UHSODFHG ZLWK RWKHU VL]HV FRQVXOW D WLUH GHDOHU
7LUH FRPSDQLHV FDQ EHVW UHFRPPHQG WKH FORVHVW PDWFK
RI DOSKDQXPHULF WR 3 PHWULF VL]HV ZLWKLQ WKHLU RZQ WLUH
OLQHV
7KH PHWULF WHUP IRU PHDVXULQJ WLUH LQIODWLRQ SUHVVXUH LV
WKH NLORSDVFDO N3D  7LUH SUHVVXUH PD\ EH SULQWHG LQ
ERWK N3D DQG SVL 2QH SVL HTXDOV N3D
6HH WKH WLUH ODEHO RU UHIHU WR 7LUH 6L]H DQG 3UHVVXUH
6SHFLILFDWLRQV LQ WKLV VHFWLRQ IRU WLUH LQIODWLRQ SUHVVXUHV

7,5( /$%(/

7KH WLUH ODEHO LV SHUPDQHQWO\ ORFDWHG RQ WKH UHDU IDFH RI


WKH GULYHU
V GRRU DQG VKRXOG EH UHIHUUHG WR IRU WLUH
LQIRUPDWLRQ ,W OLVWV WKH PD[LPXP YHKLFOH ORDG WKH WLUH
VL]H LQFOXGLQJ WKH VSDUH WLUH  DQG WKH FROG LQIODWLRQ
SUHVVXUH LQFOXGLQJ WKH VSDUH WLUH 

63$5( 7,5(
7KLV YHKLFOH FRPHV HTXLSSHG ZLWK D IXOO VL]HG VSDUH WLUH
DQG ZKHHO

:+((/6

:KHHOV PXVW EH UHSODFHG LI WKH\ DUH EHQW GHQWHG KDYH


H[FHVVLYH ODWHUDO RU UDGLDO UXQRXW OHDN DLU WKURXJK ZHOGV
KDYH HORQJDWHG EROW KROHV RU LI WKH ZKHHO QXWV ZRQ
W VWD\

'$(:22 9 %/

WLJKW RU DUH KHDYLO\ UXVWHG :KHHOV ZLWK H[FHVVLYH UXQRXW


PD\ FDXVH YHKLFOH YLEUDWLRQ 5HSODFHPHQW ZKHHOV PXVW
EH HTXLYDOHQW WR WKH RULJLQDO HTXLSPHQW ZKHHOV LQ ORDG
FDSDFLW\ GLDPHWHU ULP ZLGWK RIIVHW DQG PRXQWLQJ
FRQILJXUDWLRQ $ ZKHHO RI LPSURSHU VL]H RU W\SH PD\
DIIHFW ZKHHO DQG EHDULQJ OLIH EUDNH FRROLQJ
VSHHGRPHWHURGRPHWHU FDOLEUDWLRQ YHKLFOH JURXQG
FOHDUDQFH DQG WLUH FOHDUDQFH WR WKH ERG\ DQG WKH
FKDVVLV 7KH ZKHHO RIIVHW LV  PP 
LQFKHV  6WHHO ZKHHOV PD\ EH LGHQWLILHG E\ D WZR RU
WKUHH OHWWHU FRGH VWDPSHG LQWR WKH ULP QHDU WKH YDOYH
VWHP $OOR\ ZKHHOV VKRXOG KDYH WKH FRGH WKH SDUW
QXPEHU DQG WKH PDQXIDFWXUHU ,' FDVW LQWR WKH EDFN VLGH

,1)/$7,21 2) 7,5(6

7KH SUHVVXUH UHFRPPHQGHG IRU DQ\ YHKLFOH OLQH LV


FDUHIXOO\ FDOFXODWHG WR JLYH D VDWLVIDFWRU\ ULGH KDQGOLQJ
WUHDG OLIH DQG ORDG FDUU\LQJ FDSDFLW\
7LUH SUHVVXUH VKRXOG EH FKHFNHG PRQWKO\ RU EHIRUH DQ\
H[WHQGHG WULS &KHFN WKH WLUHV ZKHQ WKH\ DUH FROG DIWHU
WKH YHKLFOH KDV VDW IRU KRXUV RU PRUH RU KDV EHHQ
GULYHQ OHVV WKDQ PLOH 6HW WKH WLUH SUHVVXUH WR WKH
VSHFLILFDWLRQV RQ WKH WLUH ODEHO ORFDWHG RQ WKH UHDU IDFH RI
WKH GULYHU
V GRRU 7LUH LQIODWLRQ SUHVVXUH LV DOVR JLYHQ
XQGHU 7LUH 6L]H DQG 3UHVVXUH 6SHFLILFDWLRQV LQ WKLV
VHFWLRQ
9DOYH FDSV RU H[WHQVLRQV VKRXOG EH RQ WKH YDOYHV WR
NHHS GXVW DQG ZDWHU RXW
)RU VXVWDLQHG GULYLQJ DW VSHHGV XS WR NPK PSK 
LQIODWH WKH WLUHV WR WKH SUHVVXUH UHFRPPHQGHG RQ WKH WLUH
6XVWDLQHG GULYLQJ DW VSHHGV IDVWHU WKDQ NPK
PSK  HYHQ LI SHUPLWWHG E\ ODZ LV QRW DGYLVHG XQOHVV
WKH YHKLFOH KDV VSHFLDO KLJK VSHHG WLUHV DYDLODEOH IURP
PDQ\ WLUH GHDOHUV 7LUH SUHVVXUHV PD\ LQFUHDVH DV PXFK
DV N3D SVL ZKHQ WKH WLUHV DUH KRW
+LJKHU WKDQ UHFRPPHQGHG WLUH SUHVVXUH FDQ FDXVH
- +DUG ULGH
- 7LUH EUXLVLQJ RU GDPDJH
- 5DSLG WUHDG ZHDU DW WKH FHQWHU RI WKH WLUH
/RZHU WKDQ UHFRPPHQGHG SUHVVXUH FDQ FDXVH
- 7LUH VTXHDO RQ WXUQV
- +DUG VWHHULQJ
- 5DSLG DQG XQHYHQ ZHDU RQ WKH HGJHV RI WKH WUHDG
- 7LUH ULP EUXLVHV DQG UXSWXUH
- 7LUH FRUG EUHDNDJH
- +LJK WLUH WHPSHUDWXUHV
8QHTXDO WLUH SUHVVXUHV RQ VDPH D[OH FDQ FDXVH
- 8QHYHQ EUDNLQJ
- 6WHHULQJ OHDG
- 5HGXFHG KDQGOLQJ
- 6ZHUYH RQ DFFHOHUDWLRQ
- 7RUTXH VWHHU

'5,9(/,1($;/(
&217(176
6(&7,21 $

$8720$7,& 75$16$;/( '5,9( $;/(

6(&7,21 %

0$18$/ 75$16$;/( '5,9( $;/(

6(&7,21 $

$8720$7,& 75$16$;/( '5,9( $;/(


7$%/( 2) &217(176
6SHFLILFDWLRQV                              $
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV            $
6SHFLDO 7RROV                               $
6SHFLDO 7RROV 7DEOH                         $
&RPSRQHQW /RFDWRU                         $
)URQW 'ULYH $[OH                             $
0DLQWHQDQFH DQG 5HSDLU                     $
2Q9HKLFOH 6HUYLFH                           $

'ULYH $[OH $VVHPEO\                        


8QLW 5HSDLU                                 
2XWHU -RLQW 6HDO                            
,QQHU 7ULSRW 6HDO                           

*HQHUDO 'HVFULSWLRQ DQG 6\VWHP


2SHUDWLRQ                                $
)URQW 'ULYH $[OH                            $

63(&,),&$7,216
)$67(1(5 7,*+7(1,1* 63(&,),&$7,216
$SSOLFDWLRQ

1:P

/E:)W

/E:,Q

$[OH 6KDIW &DXONLQJ 1XW ,QLWLDO 7RUTXH





$[OH 6KDIW &DXONLQJ 1XW )LQDO 7RUTXH

  E

  E

/RZHU %DOO -RLQW 1XW DQG %ROW





7LH 5RG 1XW





:KHHO %ROWV





'$(:22 9 %/

$
$
$
$

$   $8720$7,& 75$16$;/( '5,9( $;/(

63(&,$/ 722/6
63(&,$/ 722/6 7$%/(

-
6QDS 5LQJ 3OLHUV

$$

.0$
$[OH 6KDIW 5HPRYHU

$&

.0
%DOO -RLQW 6HSDUDWRU

&&

-
6HDO &ODPS 3OLHUV

$$

&20321(17 /2&$725
)5217 '5,9( $;/(

&$

'$(:22 9 %/

$8720$7,& 75$16$;/( '5,9( $;/( $  

%$









&DXONLQJ 1XW
&9 -RLQW
6QDS 5LQJ
$[OH 6KDIW ULJKWKDQG VKRZQ OHIWKDQG VLPLODU
6HDO 5HWDLQLQJ &ODPS
'ULYH $[OH 2XWERDUG 6HDO
6HDO 5HWDLQLQJ &ODPS

'$(:22 9 %/









6HDO 5HWDLQLQJ &ODPS


'ULYH $[OH ,QERDUG 6HDO
6HDO 5HWDLQLQJ &ODPS
7ULSRW -RLQW 5HWDLQLQJ 5LQJ
7ULSRW -RLQW
6KDIW 5HWDLQLQJ 5LQJ
7ULSRW +RXVLQJ

$   $8720$7,& 75$16$;/( '5,9( $;/(

0$,17(1$1&( $1'
5(3$,5
219(+,&/( 6(59,&(
'5,9( $;/( $66(0%/<
7RROV 5HTXLUHG
.0 %DOO -RLQW 6HSDUDWRU
.0$ $[OH 6KDIW 5HPRYHU

5HPRYDO 3URFHGXUH

&%

 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH


 5HPRYH WKH ZKHHOV 5HIHU WR 6HFWLRQ ( 7LUHV DQG
:KHHOV
 5HPRYH WKH HQJLQH XQGHU FRYHUV 5HIHU WR 6HFWLRQ
1 )UDPH DQG 8QGHUERG\
 5HPRYH WKH D[OH VKDIW FDXONLQJ QXW 'LVFDUG WKH QXW
 5HPRYH WKH ORZHU EDOO MRLQW QXW DQG EROW

%$

1RWLFH 8VH RQO\ WKH UHFRPPHQGHG WRRO IRU VHSDUDWLQJ


WKH ORZHU EDOO MRLQW )DLOXUH WR XVH WKH UHFRPPHQGHG WRRO
PD\ FDXVH GDPDJH WR WKH EDOO MRLQW DQG WKH VHDO
 6HSDUDWH WKH VWHHULQJ NQXFNOH IURP WKH ORZHU EDOO MRLQW
XVLQJ WKH EDOO MRLQW VHSDUDWRU .0

&%

'$(:22 9 %/

$8720$7,& 75$16$;/( '5,9( $;/( $  


 5HPRYH WKH WLH URG QXW

%$

1RWLFH 8VH RQO\ WKH UHFRPPHQGHG WRRO IRU VHSDUDWLQJ


WKH WLH URG IURP WKH NQXFNOHVWUXW DVVHPEO\ )DLOXUH WR
XVH WKH UHFRPPHQGHG WRRO PD\ FDXVH GDPDJH WR WKH
NQXFNOHVWUXW DVVHPEO\
 6HSDUDWH WKH WLH URG HQG XVLQJ WKH EDOO MRLQW
VHSDUDWRU .0

&%

 3XVK WKH GULYH D[OH VKDIW IURP WKH ZKHHO KXE


,PSRUWDQW 6XSSRUW WKH XQIDVWHQHG HQG RI WKH GULYH
D[OH 'R QRW DOORZ WKH GULYH D[OH WR GDQJOH IUHHO\ IURP WKH
WUDQVD[OH IRU DQ\ OHQJWK RI WLPH DIWHU LW KDV EHHQ
UHPRYHG IURP WKH ZKHHO KXE
,PSRUWDQW 3ODFH D GUDLQ SDQ EHORZ WKH WUDQVD[OH WR
FDWFK WKH HVFDSLQJ IOXLG &DS WKH WUDQVD[OH GULYH
RSHQLQJ DIWHU WKH GULYH D[OH KDV EHHQ UHPRYHG WR NHHS
WKH IOXLG LQ DQG DQ\ FRQWDPLQDWLRQ RXW
 5HPRYH WKH GULYH D[OH IURP WKH WUDQVD[OH XVLQJ WKH
D[OH VKDIW UHPRYHU .0$

&$

'$(:22 9 %/

$   $8720$7,& 75$16$;/( '5,9( $;/(


,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'R QRW GDPDJH WKH VHDOV
 &OHDQ WKH KXE VHDO DQG WKH WUDQVD[OH VHDO
 ,QVWDOO WKH GULYH D[OH LQWR WKH WUDQVD[OH
 ,QVWDOO WKH ZKHHO KXE RQWR WKH D[OH VKDIW

&%

 0RXQW WKH VWHHULQJ NQXFNOH RQWR WKH ORZHU EDOO MRLQW

%$

 ,QVWDOO WKH WLH URG LQWR WKH NQXFNOHVWUXW DQG LQVWDOO WKH
WLH URG QXW

7LJKWHQ
7LJKWHQ WKH WLH URG QXW WR 1:P OE:IW 

%$

'$(:22 9 %/

$8720$7,& 75$16$;/( '5,9( $;/( $  


 ,QVWDOO WKH ORZHU EDOO MRLQW EROW DQG QXW

7LJKWHQ
7LJKWHQ WKH ORZHU EDOO MRLQW EROW DQG QXW WR 1:P
OE:IW 

%$

 /RRVHO\ LQVWDOO D QHZ D[OH VKDIW FDXONLQJ QXW $OZD\V


XVH D QHZ QXW
 ,QVWDOO WKH ZKHHOV /RRVHO\ LQVWDOO WKH EROWV 5HIHU WR
6HFWLRQ ( 7LUHV DQG :KHHOV

&%

 /RZHU WKH YHKLFOH WR WKH IORRU

7LJKWHQ
7LJKWHQ WKH ZKHHO EROWV WR 1:P OE:IW 
7LJKWHQ WKH D[OH VKDIW FDXONLQJ QXW WR 1:P 
OE:IW  /RRVHQ WKH QXW DQG UHWLJKWHQ WKH QXW WR
1:P OE:IW  7KHQ WLJKWHQ WKH QXW IXUWKHU E\
GHJUHHV
 3HHQ WKH FDXONLQJ QXW ZLWK D SXQFK DQG D KDPPHU
XQWLO WKH QXW LV ORFNHG LQWR SODFH RQ WKH D[OH VKDIW
KXE
 ,QVWDOO WKH HQJLQH XQGHU FRYHUV 5HIHU WR 6HFWLRQ 1
)UDPH DQG 8QGHUERG\
 5HILOO WKH WUDQVD[OH IOXLG WR WKH SURSHU OHYHO 5HIHU WR
6HFWLRQ $ 7( $XWRPDWLF 7UDQVD[OH

&%

'$(:22 9 %/

$   $8720$7,& 75$16$;/( '5,9( $;/(

81,7 5(3$,5
287(5 -2,17 6($/
7RROV 5HTXLUHG
- 6QDS 5LQJ 3OLHUV
- 6HDO &ODPS 3OLHUV

5HPRYDO 3URFHGXUH
 5HPRYH WKH GULYH D[OH IURP WKH YHKLFOH 5HIHU WR

'ULYH $[OH $VVHPEO\

LQ WKLV VHFWLRQ
 5HPRYH WKH ODUJH VHDO UHWDLQLQJ FODPS 'LVFDUG WKH
FODPS
 5HPRYH WKH VPDOO VHDO UHWDLQLQJ FODPS 'LVFDUG WKH
FODPS

$$

 'HJUHDVH WKH MRLQW


 6SUHDG WKH VQDS ULQJ XVLQJ WKH VQDS ULQJ SOLHUV
- DQG UHPRYH WKH RXWHU MRLQW IURP WKH D[OH VKDIW
&DXWLRQ 'R QRW GLVDVVHPEOH WKH RXWHU MRLQW
DVVHPEO\ 3DUWV DUH PDWFK ILW DQG FDQQRW EH
VHUYLFHG VHSDUDWHO\ ,PSURSHU UHDVVHPEO\ ZLOO
DGYHUVHO\ DIIHFW ERWK SHUIRUPDQFH DQG VDIHW\
 5HPRYH WKH VHDO IURP WKH MRLQW DVVHPEO\

%$

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH VHDO RQWR WKH D[OH VKDIW
 6SUHDG WKH VQDS ULQJ XVLQJ WKH VQDS ULQJ SOLHUV
- DQG LQVWDOO WKH RXWHU MRLQW RQWR WKH D[OH VKDIW
 )LOO WKH MRLQW VHDO ZLWK  WR J  WR RXQFHV
RI WKH UHFRPPHQGHG JUHDVH 5HSDFN WKH MRLQW ZLWK
 WR J  WR RXQFHV RI WKH UHFRPPHQGHG
JUHDVH

%$

'$(:22 9 %/

$8720$7,& 75$16$;/( '5,9( $;/( $  


 ,QVWDOO D QHZ ODUJH VHDO UHWDLQLQJ FODPS DQG D QHZ
VPDOO VHDO UHWDLQLQJ FODPS

$$

 &ULPS WKH QHZ VPDOO VHDO UHWDLQLQJ FODPS DQG WKH QHZ
ODUJH VHDO UHWDLQLQJ FODPS XVLQJ WKH VHDO FODPS SOLHUV
-
 ,QVWDOO WKH GULYH D[OH VKDIW WR WKH YHKLFOH 5HIHU WR
CC'ULYH $[OH $VVHPEO\

LQ WKLV VHFWLRQ

$$

,11(5 75,327 6($/


7RROV 5HTXLUHG
- 6QDS 5LQJ 3OLHUV
- 6HDO &ODPS 3OLHUV

5HPRYDO 3URFHGXUH
 5HPRYH WKH GULYH D[OH IURP WKH YHKLFOH 5HIHU WR

'ULYH $[OH $VVHPEO\

LQ WKLV VHFWLRQ
 5HPRYH WKH ODUJH VHDO UHWDLQLQJ FODPS 'LVFDUG WKH
FODPS
 5HPRYH WKH VPDOO VHDO UHWDLQLQJ FODPS 'LVFDUG WKH
FODPS

$$

'$(:22 9 %/

$   $8720$7,& 75$16$;/( '5,9( $;/(


 3U\ WKH WULSRW MRLQW UHWDLQLQJ ULQJ IURP WKH WULSRW
KRXVLQJ

%$

 5HPRYH WKH WULSRW KRXVLQJ IURP WKH VHDO

$$

 'HJUHDVH WKH WULSRW DVVHPEO\


 5HPRYH WKH VKDIW UHWDLQLQJ ULQJ XVLQJ WKH VQDS ULQJ
SOLHUV -

$$

'$(:22 9 %/

$8720$7,& 75$16$;/( '5,9( $;/( $  


 5HPRYH WKH WULSRW DQG WKH WULSRW MRLQW UHWDLQLQJ ULQJ
IURP WKH D[OH VKDIW
 5HPRYH WKH WULSRW MRLQW VHDO IURP WKH D[OH VKDIW

%$

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO D QHZ VPDOO VHDO UHWDLQLQJ FODPS RQWR WKH VHDO
'R QRW FULPS WKH VHDO UHWDLQLQJ FODPS
 ,QVWDOO WKH VHDO RQWR WKH D[OH VKDIW
 ,QVWDOO WKH WULSRW MRLQW UHWDLQLQJ ULQJ DQG WKH WULSRW RQWR
WKH D[OH VKDIW

%$

 ,QVWDOO WKH VKDIW UHWDLQLQJ ULQJ RQWR WKH D[OH VKDIW XVLQJ
WKH VQDS ULQJ SOLHUV -

$$

'$(:22 9 %/

$   $8720$7,& 75$16$;/( '5,9( $;/(


 )LOO WKH WULSRW KRXVLQJ ZLWK  WR J  WR
RXQFHV RI WKH UHFRPPHQGHG JUHDVH 5HSDFN
WKH WULSRW ZLWK  WR J  WR RXQFHV RI WKH
UHFRPPHQGHG JUHDVH
 ,QVWDOO WKH WULSRW KRXVLQJ RQWR WKH WULSRW DVVHPEO\

$$

 ,QVWDOO WKH WULSRW MRLQW UHWDLQLQJ ULQJ LQWR WKH WULSRW


KRXVLQJ

%$

 ,QVWDOO D QHZ ODUJH VHDO UHWDLQLQJ FODPS &ULPS WKH


ODUJH VHDO UHWDLQLQJ FODPS XVLQJ WKH VHDO FODPS
SOLHUV -
 &ULPS WKH QHZ VPDOO VHDO UHWDLQLQJ FODPS XVLQJ WKH
VHDO FODPS SOLHUV -
 ,QVWDOO WKH GULYH D[OH VKDIW WR WKH YHKLFOH 5HIHU WR
CC'ULYH $[OH $VVHPEO\

LQ WKLV VHFWLRQ

$$

'$(:22 9 %/

$8720$7,& 75$16$;/( '5,9( $;/( $  

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
)5217 '5,9( $;/(
*HQHUDO 'HVFULSWLRQ
'ULYH D[OHV DUH IOH[LEOH VKDIW DVVHPEOLHV WKDW WUDQVPLW
URWDWLRQDO IRUFH IURP WKH WUDQVD[OH WR WKH IURQWZKHHO

'$(:22 9 %/

DVVHPEOLHV (DFK D[OH DVVHPEO\ FRQVLVWV RI DQ LQQHU


DQG DQ RXWHU FRQVWDQW YHORFLW\ MRLQW FRQQHFWHG WR DQ D[OH
VKDIW 7KH LQQHU MRLQW LV FRPSOHWHO\ IOH[LEOH DQG KDV WKH
DELOLW\ WR PRYH LQ DQG RXW 7KH RXWHU MRLQW LV DOVR IOH[LEOH
EXW LW FDQQRW PRYH LQ DQG RXW
7KH GULYH D[OHV XVH RQH W\SH RI RXWERDUG MRLQW DQG RQH
W\SH RI LQERDUG MRLQW 7KH LQERDUG HQGV RI ERWK GULYH
D[OHV LQFRUSRUDWH D IHPDOH VSOLQH WKDW LQVWDOOV RYHU D VWXE
VKDIW SURWUXGLQJ IURP WKH WUDQVD[OH

6(&7,21 %

0$18$/ 75$16$;/( '5,9( $;/(


7$%/( 2) &217(176
6SHFLILFDWLRQV                              %
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV            %
6SHFLDO 7RROV                               %
6SHFLDO 7RROV 7DEOH                         %
&RPSRQHQW /RFDWRU                         %
)URQW 'ULYH $[OH                             %
0DLQWHQDQFH DQG 5HSDLU                     %
2Q9HKLFOH 6HUYLFH                           %

'ULYH $[OH $VVHPEO\                        


8QLW 5HSDLU                                 
2XWHU -RLQW 6HDO                            
,QQHU 7ULSRW 6HDO                           

*HQHUDO 'HVFULSWLRQ DQG 6\VWHP


2SHUDWLRQ                                %
)URQW 'ULYH $[OH                            %

63(&,),&$7,216
)$67(1(5 7,*+7(1,1* 63(&,),&$7,216
$SSOLFDWLRQ

1:P

/E:)W

/E:,Q

$[OH 6KDIW &DXONLQJ 1XW ,QLWLDO 7RUTXH





$[OH 6KDIW &DXONLQJ 1XW )LQDO 7RUTXH

  E

  E

/RZHU %DOO -RLQW 1XW DQG %ROW





7LH 5RG 1XW





:KHHO %ROWV





'$(:22 9 %/

%
%
%
%

%   0$18$/ 75$16$;/( '5,9( $;/(

63(&,$/ 722/6
63(&,$/ 722/6 7$%/(

-
6QDS 5LQJ 3OLHUV

$$

.0$
$[OH 6KDIW 5HPRYHU

$&

.0
%DOO -RLQW 6HSDUDWRU

&&

-
6HDO &ODPS 3OLHUV

$$

&20321(17 /2&$725
)5217 '5,9( $;/(

&%

'$(:22 9 %/

0$18$/ 75$16$;/( '5,9( $;/( %  

%$





ODU




&DXONLQJ 1XW
&9 -RLQW
6QDS 5LQJ
$[OH 6KDIW ULJKWKDQG VKRZQ OHIWKDQG VLPL
6HDO 5HWDLQLQJ &ODPS
'ULYH $[OH 2XWERDUG 6HDO
6HDO 5HWDLQLQJ &ODPS

'$(:22 9 %/









6HDO 5HWDLQLQJ &ODPS


'ULYH $[OH ,QERDUG 6HDO
6HDO 5HWDLQLQJ &ODPS
7ULSRW -RLQW 5HWDLQLQJ 5LQJ
7ULSRW -RLQW
6KDIW 5HWDLQLQJ 5LQJ
7ULSRW +RXVLQJ

%   0$18$/ 75$16$;/( '5,9( $;/(

0$,17(1$1&( $1'
5(3$,5
219(+,&/( 6(59,&(
'5,9( $;/( $66(0%/<
7RROV 5HTXLUHG
.0 %DOO -RLQW 6HSDUDWRU
.0$ $[OH 6KDIW 5HPRYHU

5HPRYDO 3URFHGXUH

&%

 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH


 5HPRYH WKH ZKHHOV 5HIHU WR 6HFWLRQ ( 7LUHV DQG
:KHHOV
 5HPRYH WKH HQJLQH XQGHU FRYHUV 5HIHU WR 6HFWLRQ
1 )UDPH DQG 8QGHUERG\
 5HPRYH WKH D[OH VKDIW FDXONLQJ QXW 'LVFDUG WKH QXW
 5HPRYH WKH ORZHU EDOO MRLQW QXW DQG EROW

%$

1RWLFH 8VH RQO\ WKH UHFRPPHQGHG WRRO IRU VHSDUDWLQJ


WKH ORZHU EDOO MRLQW )DLOXUH WR XVH WKH UHFRPPHQGHG WRRO
PD\ GDPDJH WKH EDOO MRLQW DQG WKH VHDO
 6HSDUDWH WKH VWHHULQJ NQXFNOH IURP WKH ORZHU EDOO MRLQW
XVLQJ WKH EDOO MRLQW VHSDUDWRU .0

&%

'$(:22 9 %/

0$18$/ 75$16$;/( '5,9( $;/( %  


 5HPRYH WKH WLH URG QXW

%$

1RWLFH 8VH RQO\ WKH UHFRPPHQGHG WRRO IRU VHSDUDWLQJ


WKH WLH URG IURP WKH NQXFNOHVWUXW DVVHPEO\ )DLOXUH WR
XVH WKH UHFRPPHQGHG WRRO PD\ GDPDJH WKH
NQXFNOHVWUXW DVVHPEO\
 6HSDUDWH WKH WLH URG HQG XVLQJ WKH EDOO MRLQW
VHSDUDWRU .0

&%

 3XVK WKH GULYH D[OH VKDIW IURP WKH ZKHHO KXE


,PSRUWDQW 6XSSRUW WKH XQIDVWHQHG HQG RI WKH GULYH
D[OH 'R QRW DOORZ WKH GULYH D[OH WR GDQJOH IUHHO\ IURP WKH
WUDQVD[OH IRU DQ\ OHQJWK RI WLPH DIWHU LW KDV EHHQ
UHPRYHG IURP WKH ZKHHO KXE
,PSRUWDQW 3ODFH D GUDLQ SDQ EHORZ WKH WUDQVD[OH WR
FDWFK WKH HVFDSLQJ IOXLG &DS WKH WUDQVD[OH GULYH
RSHQLQJ DIWHU WKH GULYH D[OH KDV EHHQ UHPRYHG WR NHHS
WKH IOXLG LQ DQG DQ\ FRQWDPLQDWLRQ RXW
 5HPRYH WKH GULYH D[OH IURP WKH WUDQVD[OH XVLQJ WKH
D[OH VKDIW UHPRYHU .0$

&$

'$(:22 9 %/

%   0$18$/ 75$16$;/( '5,9( $;/(


,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'R QRW GDPDJH WKH VHDO
 &OHDQ WKH KXE VHDO DQG WKH WUDQVD[OH VHDO
 ,QVWDOO WKH GULYH D[OH LQWR WKH WUDQVD[OH
 ,QVWDOO WKH ZKHHO KXE RQWR WKH GULYH D[OH VKDIW

&%

 0RXQW WKH VWHHULQJ NQXFNOH RQWR WKH ORZHU EDOO MRLQW

%$

 ,QVWDOO WKH WLH URG LQWR WKH NQXFNOHVWUXW DQG LQVWDOO WKH
WLH URG QXW

7LJKWHQ
7LJKWHQ WKH WLH URG QXW WR 1:P OE:IW 

%$

'$(:22 9 %/

0$18$/ 75$16$;/( '5,9( $;/( %  


 ,QVWDOO WKH ORZHU EDOO MRLQW QXW DQG EROW

7LJKWHQ
7LJKWHQ WKH ORZHU EDOO MRLQW QXW DQG EROW WR 1:P
OE:IW 

%$

 /RRVHO\ LQVWDOO D QHZ D[OH VKDIW FDXONLQJ QXW $OZD\V


XVH D QHZ QXW
 ,QVWDOO WKH ZKHHOV /RRVHO\ LQVWDOO WKH EROWV 5HIHU WR
6HFWLRQ ( 7LUHV DQG :KHHOV

&%

 /RZHU WKH YHKLFOH WR WKH IORRU

7LJKWHQ
7LJKWHQ WKH ZKHHO EROWV WR 1:P OE:IW 

7LJKWHQ
7LJKWHQ WKH D[OH VKDIW FDXONLQJ QXW WR 1:P 
OE:IW  /RRVHQ WKH QXW DQG UHWLJKWHQ WKH QXW WR  1:P
OE:IW  7KHQ WLJKWHQ WKH QXW IXUWKHU E\  GHJUHHV
 3HHQ WKH FDXONLQJ QXW ZLWK D SXQFK DQG D KDPPHU
XQWLO WKH QXW LV ORFNHG LQWR SODFH RQ WKH D[OH VKDIW
KXE
 ,QVWDOO WKH HQJLQH XQGHU FRYHUV 5HIHU WR 6HFWLRQ 1
)UDPH DQG 8QGHUERG\
 5HILOO WKH WUDQVD[OH IOXLG WR WKH SURSHU OHYHO 5HIHU WR
6HFWLRQ % )LYH6SHHG 0DQXDO 7UDQVD[OH
&%

'$(:22 9 %/

%   0$18$/ 75$16$;/( '5,9( $;/(

81,7 5(3$,5
287(5 -2,17 6($/
7RROV 5HTXLUHG
-6QDS 5LQJ 3OLHUV
-6HDO &ODPS 3OLHUV

5HPRYDO 3URFHGXUH
 5HPRYH WKH GULYH D[OH VKDIW IURP WKH YHKLFOH CC5HIHU
WR CC'ULYH $[OH $VVHPEO\

LQ WKLV VHFWLRQ
 5HPRYH WKH ODUJH VHDO UHWDLQLQJ FODPS 'LVFDUG WKH
FODPS
 5HPRYH WKH VPDOO VHDO UHWDLQLQJ FODPS 'LVFDUG WKH
FODPS

$$

 'HJUHDVH WKH MRLQW


 6SUHDG WKH VQDS ULQJ XVLQJ WKH VQDS ULQJ SOLHUV
- DQG UHPRYH WKH RXWHU MRLQW IURP WKH D[OH VKDIW
&DXWLRQ 'R QRW GLVDVVHPEOH WKH RXWHU MRLQW
DVVHPEO\ 3DUWV DUH PDWFK ILW DQG FDQQRW EH VHUYLFHG
VHSDUDWHO\ ,PSURSHU UHDVVHPEO\ ZLOO DGYHUVHO\
DIIHFW ERWK SHUIRUPDQFH DQG VDIHW\
 5HPRYH WKH VHDO IURP WKH MRLQW DVVHPEO\

%$

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH VHDO RQWR WKH D[OH VKDIW
 6SUHDG WKH VQDS ULQJ XVLQJ WKH VQDS ULQJ SOLHUV
- DQG LQVWDOO WKH RXWHU MRLQW RQWR WKH D[OH VKDIW
 )LOO WKH MRLQW VHDO ZLWK WR  J WR RXQFHV
RI WKH UHFRPPHQGHG JUHDVH 5HSDFN WKH MRLQW ZLWK
WR  J WR RXQFHV RI WKH UHFRPPHQGHG
JUHDVH

%$

'$(:22 9 %/

0$18$/ 75$16$;/( '5,9( $;/( %  


 ,QVWDOO D QHZ ODUJH VHDO UHWDLQLQJ FODPS DQG D QHZ
VPDOO VHDO UHWDLQLQJ FODPS

$$

 &ULPS WKH QHZ VPDOO VHDO UHWDLQLQJ FODPS DQG WKH QHZ
ODUJH VHDO UHWDLQLQJ FODPS XVLQJ WKH VHDO FODPS SOLHUV
- 
 ,QVWDOO WKH GULYH D[OH VKDIW RQWR WKH YHKLFOH 5HIHU WR
CC'ULYH $[OH $VVHPEO\

LQ WKLV VHFWLRQ

$$

,11(5 75,327 6($/


7RROV 5HTXLUHG
- 6QDS 5LQJ 3OLHUV
- 6HDO &ODPS 3OLHUV

5HPRYDO 3URFHGXUH
 5HPRYH WKH GULYH D[OH IURP WKH YHKLFOH 5HIHU WR
CC'ULYH $[OH $VVHPEO\

LQ WKLV VHFWLRQ
 5HPRYH WKH ODUJH VHDO UHWDLQLQJ FODPS 'LVFDUG WKH
FODPS
 5HPRYH WKH VPDOO VHDO UHWDLQLQJ FODPS 'LVFDUG WKH
FODPS

$$

'$(:22 9 %/

%   0$18$/ 75$16$;/( '5,9( $;/(


 3U\ WKH WULSRW MRLQW UHWDLQLQJ ULQJ IURP WKH WULSRW
KRXVLQJ

%$

 5HPRYH WKH WULSRW KRXVLQJ IURP WKH VHDO

$$

 'HJUHDVH WKH WULSRW DVVHPEO\


 5HPRYH WKH VKDIW UHWDLQLQJ ULQJ XVLQJ WKH VQDS ULQJ
SOLHUV -

$$

'$(:22 9 %/

0$18$/ 75$16$;/( '5,9( $;/( %  


 5HPRYH WKH WULSRW DQG WKH WULSRW MRLQW UHWDLQLQJ ULQJ
IURP WKH D[OH VKDIW
 5HPRYH WKH WULSRW MRLQW VHDO IURP WKH D[OH VKDIW

%$

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO D QHZ VPDOO VHDO UHWDLQLQJ FODPS RQWR WKH VHDO
'R QRW FULPS WKH VHDO UHWDLQLQJ FODPS
 ,QVWDOO WKH VHDO RQWR WKH D[OH VKDIW
 ,QVWDOO WKH WULSRW MRLQW UHWDLQLQJ ULQJ DQG WKH WULSRW RQWR
WKH D[OH VKDIW

%$

 ,QVWDOO WKH VKDIW UHWDLQLQJ ULQJ RQWR WKH D[OH VKDIW XVLQJ
WKH VQDS ULQJ SOLHUV -

$$

'$(:22 9 %/

%   0$18$/ 75$16$;/( '5,9( $;/(


 )LOO WKH WULSRW KRXVLQJ ZLWK  WR  J  WR
RXQFHV RI WKH UHFRPPHQGHG JUHDVH 5HSDFN
WKH WULSRW ZLWK  WR  J  WR  RXQFHV RI WKH
UHFRPPHQGHG JUHDVH
 ,QVWDOO WKH WULSRW KRXVLQJ RQWR WKH WULSRW DVVHPEO\

$$

 ,QVWDOO WKH WULSRW MRLQW UHWDLQLQJ ULQJ LQWR WKH WULSRW


KRXVLQJ

%$

 ,QVWDOO D QHZ ODUJH VHDO UHWDLQLQJ FODPS &ULPS WKH


ODUJH VHDO UHWDLQLQJ FODPS XVLQJ WKH VHDO FODPS
SOLHUV -
 &ULPS WKH QHZ VPDOO VHDO UHWDLQLQJ FODPS XVLQJ WKH
VHDO FODPS SOLHUV -
 ,QVWDOO WKH GULYH VKDIW RQWR WKH YHKLFOH 5HIHU WR
CC'ULYH $[OH $VVHPEO\

LQ WKLV VHFWLRQ

$$

'$(:22 9 %/

0$18$/ 75$16$;/( '5,9( $;/( %  

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
)5217 '5,9( $;/(
*HQHUDO 'HVFULSWLRQ

'ULYH D[OHV DUH IOH[LEOH VKDIW DVVHPEOLHV WKDW WUDQVPLW D


URWDWLRQDO IRUFH IURP WKH WUDQVD[OH WR WKH IURQWZKHHO

'$(:22 9 %/

DVVHPEOLHV (DFK D[OH DVVHPEO\ FRQVLVWV RI DQ LQQHU


FRQVWDQW YHORFLW\ MRLQW DQG DQ RXWHU FRQVWDQW YHORFLW\
MRLQW FRQQHFWHG WR DQ D[OH VKDIW 7KH LQQHU MRLQW LV
FRPSOHWHO\ IOH[LEOH DQG KDV WKH DELOLW\ WR PRYH LQ DQG
RXW 7KH RXWHU MRLQW LV DOVR IOH[LEOH EXW LW FDQQRW PRYH LQ
DQG RXW 7KH GULYH D[OHV XVH D 5]HSSD VW\OH MRLQW RQ WKH
RXWERDUG VLGH DQG D WULSRW VW\OH MRLQW RQ WKH LQERDUG VLGH

%5$.(6
&217(176
6(&7,21 $

+<'5$8/,& %5$.(6

6(&7,21 %

0$67(5 &</,1'(5

6(&7,21 &

32:(5 %2267(5

6(&7,21 '

)5217 ',6& %5$.(6

6(&7,21 (

5($5 ',6& %5$.(6

6(&7,21 )

$17,/2&. %5$.( 6<67(0 $1'


75$&.,1* &21752/ 6<67(0

6(&7,21 *

3$5.,1* %5$.(

6(&7,21 $

+<'5$8/,& %5$.(6
&$87,21 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH EHIRUH UHPRYLQJ RU LQVWDOOLQJ DQ\ HOHFWULFDO XQLW RU ZKHQ D
WRRO RU HTXLSPHQW FRXOG HDVLO\ FRPH LQ FRQWDFW ZLWK H[SRVHG HOHFWULFDO WHUPLQDOV 'LVFRQQHFWLQJ WKLV FDEOH
ZLOO KHOS SUHYHQW SHUVRQDO LQMXU\ DQG GDPDJH WR WKH YHKLFOH 7KH LJQLWLRQ PXVW DOVR EH LQ /2&. XQOHVV
RWKHUZLVH QRWHG

7$%/( 2) &217(176
6SHFLILFDWLRQV                              $
*HQHUDO 6SHFLILFDWLRQV                       $
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV            $
6FKHPDWLF DQG 5RXWLQJ 'LDJUDPV            $
%UDNH /DPS :DUQLQJ &LUFXLW                  $
'LDJQRVLV                                 
%UDNH 6\VWHP 7HVWLQJ                      
%UDNH +RVH ,QVSHFWLRQ                      
%UDNH /DPS :DUQLQJ &LUFXLW                 

$
$
$
$

2Q9HKLFOH 6HUYLFH                           $


0DQXDO %OHHGLQJ WKH %UDNHV                  $
%UDNH +RVH 5HDU                            $
%UDNH +RVH )URQW                          $
6WRSODPS 6ZLWFK                           $
%UDNH 3HGDO                               $
*HQHUDO 'HVFULSWLRQ DQG 6\VWHP
2SHUDWLRQ                                $
:DUQLQJ /DPS 2SHUDWLRQ                    $

0DLQWHQDQFH DQG 5HSDLU                     $

63(&,),&$7,216
*(1(5$/ 63(&,),&$7,216
$SSOLFDWLRQ
)URQW %UDNH 5RWRUV
'LVFDUG 7KLFNQHVV
/DWHUDO 5XQRXW ,QVWDOOHG
5RWRU 'LDPHWHU
5RWRU 7KLFNQHVV 1HZ
7KLFNQHVV 7ROHUDQFH
5HDU %UDNH 5RWRUV
'LVFDUG 7KLFNQHVV
/DWHUDO 5XQRXW ,QVWDOOHG
5RWRU 'LDPHWHU
5RWRU 7KLFNQHVV 1HZ
7KLFNQHVV 7ROHUDQFH
0DVWHU &\OLQGHU
%RUH 'LDPHWHU 1RPLQDO
%RUH 'LDPHWHU 0D[LPXP
&DOLSHU
0LQLPXP 3LVWRQ 'LDPHWHU )URQW
0LQLPXP 3LVWRQ 'LDPHWHU 5HDU

'$(:22 9 %/

/ 62+&'2+& (QJLQHV


0LOOLPHWHUV

,QFKHV





  





  





  





  













$   +<'5$8/,& %5$.(6

)$67(1(5 7,*+7(1,1* 63(&,),&$7,216


$SSOLFDWLRQ

1:P


/E:)W


/E:,Q


%UDNH /LQHV





%UDNH 3HGDO WR 3HGDO %UDFNHW +H[ 1XW





)URQW 'LVF %UDNH +RVH WR &DOLSHU %ROW





5HDU 'LVF %UDNH +RVH WR &DOLSHU %ROW





7ULP 3DQHO 6FUHZV



%OHHGHU 6FUHZ

6&+(0$7,& $1' 5287,1* ',$*5$06


%5$.( /$03 :$51,1* &,5&8,7

&$

'$(:22 9 %/

+<'5$8/,& %5$.(6 $  

',$*126,6
%5$.( 6<67(0 7(67,1*

%UDNHV VKRXOG EH WHVWHG RQ D GU\ FOHDQ UHDVRQDEO\


VPRRWK DQG OHYHO URDGZD\ $ WUXH WHVW RI EUDNH
SHUIRUPDQFH FDQQRW EH PDGH LI WKH URDGZD\ LV ZHW
JUHDV\ RU FRYHUHG ZLWK ORRVH GLUW ZKLFK FDQ FDXVH DOO
WLUHV QRW WR JULS WKH URDG HTXDOO\ 7HVWLQJ DOVR ZLOO EH
DGYHUVHO\
DIIHFWHG LI WKH URDGZD\ LV FURZQHG VR DV WR WKURZ WKH
YHKLFOH
V ZHLJKW VR URXJKO\ WKDW WKH ZKHHOV WHQG WR
ERXQFH
7HVW WKH EUDNHV DW GLIIHUHQW YHKLFOH VSHHGV ZLWK ERWK
OLJKW DQG KHDY\ SHGDO SUHVVXUH KRZHYHU DYRLG ORFNLQJ
WKH EUDNHV DQG VOLGLQJ WKH WLUHV /RFNHG EUDNHV DQG
VOLGLQJ WLUHV GR QRW LQGLFDWH EUDNH HIILFLHQF\ VLQFH KHDYLO\
EUDNHG EXW WXUQLQJ ZKHHOV ZLOO VWRS WKH YHKLFOH LQ OHVV
GLVWDQFH WKDQ ORFNHG EUDNHV 0RUH WLUH WR URDG IULFWLRQ LV
SUHVHQW ZLWK D KHDYLO\ EUDNHG WXUQLQJ WLUH WKDQ ZLWK D
VOLGLQJ WLUH
%HFDXVH RI WKH KLJK GHFHOHUDWLRQ FDSDELOLW\ D ILUPHU
SHGDO PD\ EH IHOW DW KLJKHU GHFHOHUDWLRQ OHYHOV
7KHUH DUH WKUHH PDMRU H[WHUQDO FRQGLWLRQV WKDW DIIHFW
EUDNH SHUIRUPDQFH
- 7LUHV KDYLQJ XQHTXDO FRQWDFW DQG JULS RI WKH URDG
ZLOO FDXVH XQHTXDO EUDNLQJ 7LUHV PXVW EH HTXDOO\
LQIODWHG DQG WKH WUHDG SDWWHUQ RI WKH ULJKW DQG WKH OHIW
WLUHV PXVW EH DSSUR[LPDWHO\ HTXDO
- 8QHTXDO ORDGLQJ RI WKH YHKLFOH FDQ DIIHFW WKH EUDNH
SHUIRUPDQFH VLQFH WKH PRVW KHDYLO\ ORDGHG ZKHHOV
UHTXLUH PRUH EUDNLQJ SRZHU DQG WKXV PRUH EUDNLQJ
HIIRUW WKDQ WKH RWKHUV
- 0LVDOLJQPHQW RI WKH ZKHHOV SDUWLFXODUO\ FRQGLWLRQV RI
H[FHVVLYH FDPEHU DQG FDVWHU ZLOO FDXVH WKH EUDNHV
WR SXOO WR RQH VLGH
7R FKHFN IRU EUDNH IOXLG OHDNV KROG FRQVWDQW IRRW
SUHVVXUH RQ WKH SHGDO ZLWK WKH HQJLQH UXQQLQJ DW LGOH DQG
WKH VKLIW OHYHU LQ 1(875$/ ,I WKH SHGDO JUDGXDOO\ IDOOV
DZD\ ZLWK WKH FRQVWDQW SUHVVXUH WKH K\GUDXOLF V\VWHP
PD\ EH OHDNLQJ 3HUIRUP D YLVXDO FKHFN WR FRQILUP DQ\
VXVSHFWHG OHDNV
&KHFN WKH PDVWHU F\OLQGHU IOXLG OHYHO :KLOH D VOLJKW GURS
LQ WKH UHVHUYRLU OHYHO UHVXOWV IURP QRUPDO OLQLQJ ZHDU DQ
DEQRUPDOO\ ORZ OHYHO LQGLFDWHV D OHDN LQ WKH V\VWHP 7KH
K\GUDXOLF V\VWHP PD\ EH OHDNLQJ HLWKHU LQWHUQDOO\ RU
H[WHUQDOO\ 5HIHU WR WKH SURFHGXUH EHORZ WR FKHFN WKH
PDVWHU F\OLQGHU 7KH V\VWHP PD\ DSSHDU WR SDVV WKLV
WHVW ZKLOH VWLOO KDYLQJ D VOLJKW OHDN ,I WKH IOXLG OHYHO LV
QRUPDO FKHFN WKH YDFXXP ERRVWHU SXVKURG OHQJWK ,I DQ
LQFRUUHFW SXVKURG OHQJWK LV IRXQG DGMXVW RU UHSODFH WKH
URG
&KHFN WKH PDVWHU F\OLQGHU XVLQJ WKH IROORZLQJ SURFHGXUH
- &KHFN IRU D FUDFNHG PDVWHU F\OLQGHU FDVWLQJ RU D
EUDNH IOXLG OHDN DURXQG WKH PDVWHU F\OLQGHU /HDNV DUH
LQGLFDWHG RQO\ LI WKHUH LV DW OHDVW RQH GURS RI IOXLG $
GDPS FRQGLWLRQ LV QRW DEQRUPDO

'$(:22 9 %/

- &KHFN IRU D ELQGLQJ SHGDO OLQNDJH DQG IRU DQ LQFRUUHFW


SXVKURG OHQJWK ,I ERWK RI WKHVH SDUWV DUH LQ
VDWLVIDFWRU\ FRQGLWLRQ GLVDVVHPEOH WKH PDVWHU
F\OLQGHU DQG FKHFN IRU DQ HORQJDWHG RU VZROOHQ
SULPDU\ F\OLQGHU RU SLVWRQ VHDOV ,I VZROOHQ VHDOV DUH
IRXQG VXEVWDQGDUG RU FRQWDPLQDWHG EUDNH IOXLG
VKRXOG EH VXVSHFWHG ,I FRQWDPLQDWHG EUDNH IOXLG LV
IRXQG DOO WKH FRPSRQHQWV VKRXOG EH GLVDVVHPEOHG
DQG FOHDQHG DQG DOO WKH UXEEHU FRPSRQHQWV VKRXOG
EH UHSODFHG $OO RI WKH SLSHV PXVW DOVR EH IOXVKHG
,PSURSHU EUDNH IOXLG RU PLQHUDO RLO RU ZDWHU LQ WKH IOXLG
PD\ FDXVH WKH EUDNH IOXLG WR ERLO RU FDXVH GHWHULRUDWLRQ
RI WKH UXEEHU FRPSRQHQWV ,I WKH SULPDU\ SLVWRQ FXSV LQ
WKH PDVWHU F\OLQGHU DUH VZROOHQ WKHQ WKH UXEEHU SDUWV
KDYH GHWHULRUDWHG 7KLV GHWHULRUDWLRQ PD\ DOVR EH
HYLGHQFHG E\ VZROOHQ ZKHHO F\OLQGHU SLVWRQ VHDOV RQ WKH
GUXP EUDNH ZKHHOV
,I GHWHULRUDWLRQ RI WKH UXEEHU LV HYLGHQW GLVDVVHPEOH DOO
WKH K\GUDXOLF SDUWV DQG ZDVK WKH SDUWV ZLWK DOFRKRO 'U\
WKHVH SDUWV ZLWK FRPSUHVVHG DLU EHIRUH UHDVVHPEO\ WR
NHHS WKH DOFRKRO RXW RI WKH V\VWHP 5HSODFH DOO WKH
UXEEHU SDUWV LQ WKH V\VWHP LQFOXGLQJ WKH KRVHV :KHQ
ZRUNLQJ RQ WKH EUDNH PHFKDQLVPV FKHFN IRU IOXLG RQ WKH
OLQLQJV ,I H[FHVVLYH IOXLG LV IRXQG UHSODFH WKH OLQLQJV
,I WKH PDVWHU F\OLQGHU SLVWRQ VHDOV DUH LQ VDWLVIDFWRU\
FRQGLWLRQ FKHFN IRU OHDNV RU H[FHVVLYH KHDW FRQGLWLRQV
,I WKHVH FRQGLWLRQV DUH QRW IRXQG GUDLQ WKH IOXLG IOXVK WKH
PDVWHU F\OLQGHU ZLWK EUDNH IOXLG UHILOO WKH PDVWHU
F\OLQGHU DQG EOHHG WKH V\VWHP 5HIHU WR 0DQXDO
%OHHGLQJ WKH %UDNHV LQ WKLV VHFWLRQ

%5$.( +26( ,163(&7,21


7KH K\GUDXOLF EUDNH KRVHV VKRXOG EH LQVSHFWHG DW OHDVW
WZLFH D \HDU 7KH EUDNH KRVH DVVHPEO\ VKRXOG EH
FKHFNHG IRU URDG KD]DUG GDPDJH FUDFNV FKDILQJ RI WKH
RXWHU FRYHU DQG IRU OHDNV RU EOLVWHUV ,QVSHFW WKH KRVHV
IRU SURSHU URXWLQJ DQG PRXQWLQJ $ EUDNH KRVH WKDW UXEV
RQ D VXVSHQVLRQ FRPSRQHQW ZLOO ZHDU DQG HYHQWXDOO\
IDLO $ OLJKW DQG D PLUURU PD\ EH QHHGHG IRU DQ DGHTXDWH
LQVSHFWLRQ ,I DQ\ RI WKH DERYH FRQGLWLRQV DUH REVHUYHG
RQ WKH EUDNH KRVH DGMXVW RU UHSODFH WKH KRVH DV
QHFHVVDU\

%5$.( /$03 :$51,1* &,5&8,7


7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KH %5$.( ZDUQLQJ ODPS VKRXOG RQO\ LOOXPLQDWH
ZKHQ HLWKHU WKH EUDNH IOXLG UHVHUYRLU LV ORZ RU WKH
SDUNLQJ EUDNH LV DSSOLHG
 7KH EUDNH IOXLG OHYHO VZLWFK LV D QRUPDOO\ RSHQ VZLWFK
,I WKH %5$.( ZDUQLQJ ODPS LV RII DIWHU GLVFRQQHFWLQJ
WKH VZLWFK WKH EUDNH IOXLG OHYHO VZLWFK LV VWXFN FORVHG
 ,I WKH %5$.( ZDUQLQJ ODPS LV VWLOO RQ DIWHU
GLVFRQQHFWLQJ WKH SDUNLQJ EUDNH VZLWFK WKHUH LV D
VKRUW WR JURXQG LQ WKH ZLUH WR WKH SDUNLQJ EUDNH
VZLWFK
 ,I WKH %5$.( ZDUQLQJ ODPS GRHV QRW RSHUDWH ZKLOH
SHUIRUPLQJ DQ\ RI WKH IXQFWLRQV WKH IDXOW VKRXOG EH
LQ WKH LJQLWLRQ IHHG WR WKH FLUFXLW

$   +<'5$8/,& %5$.(6
 7KLV VWHS GHWHUPLQHV LI WKH SUREOHP LV LQ WKH LJQLWLRQ
IHHG WR WKH FLUFXLW RU LQ WKH LQVWUXPHQW FOXVWHU
 7KH %5$.( ZDUQLQJ ODPS VKRXOG LOOXPLQDWH ZKHQ
MXPSHULQJ WKH SDUNLQJ EUDNH FRQQHFWRU WR JURXQG

 ,I WKH %5$.( ZDUQLQJ ODPS LV RQ DIWHU MXPSHULQJ WKH


EUDNH IOXLG OHYHO VZLWFK WHUPLQDOV WKH VZLWFK LV
IDXOW\

%UDNH /DPS :DUQLQJ &LUFXLW


6WHS


















$FWLRQ
7XUQ WKH LJQLWLRQ 21 DQG NHHS WKH HQJLQH UXQQLQJ
,V WKH %5$.( ZDUQLQJ ODPS DOZD\V RQ"
5HOHDVH WKH SDUNLQJ EUDNH IXOO\
,V WKH %5$.( ZDUQLQJ ODPS RII"
&KHFN WKH EUDNH IOXLG OHYHO
,V WKH IOXLG OHYHO 2."

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

 )LOO WKH EUDNH IOXLG UHVHUYRLU ZLWK FOHDQ '27  


'27  HTXLYDOHQW K\GUDXOLF IOXLG
 5HSODFH WKH FDS RQ WKH IOXLG UHVHUYRLU
,V WKH %5$.( ZDUQLQJ ODPS RQ"

'LVFRQQHFW WKH KDUQHVV FRQQHFWRU IURP WKH EUDNH


IOXLG OHYHO VZLWFK
,V WKH %5$.( ZDUQLQJ ODPS RQ"

5HSODFH WKH EUDNH IOXLG OHYHO VZLWFK


,V WKH UHSDLU FRPSOHWH"
 &RQQHFW WKH EUDNH IOXLG OHYHO VZLWFK
 'LVFRQQHFW WKH SDUNLQJ EUDNH VZLWFK
,V WKH %5$.( ZDUQLQJ ODPS RQ"
5HSODFH WKH SDUNLQJ EUDNH VZLWFK
,V WKH UHSDLU FRPSOHWH"
&KHFN IRU D VKRUW WR JURXQG LQ WKH ZLULQJ EHWZHHQ
WKH LQVWUXPHQW FOXVWHU WHUPLQDO $ DQG WKH SDUNLQJ
EUDNH VZLWFK
,V WKHUH D VKRUW"
5HSDLU WKH ZLULQJ DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
&KHFN WKH %5$.( ZDUQLQJ ODPS DIWHU GRLQJ HDFK RI
WKH IROORZLQJ IXQFWLRQV
- $SSO\ WKH SDUNLQJ EUDNH
- $FWLYDWH WKH ORZ OHYHO VZLWFK
'RHV WKH %5$.( ZDUQLQJ ODPS RSHUDWH IRU DOO RI
WKHVH FRQGLWLRQV"
&KHFN WKH %5$.( ZDUQLQJ ODPS DIWHU GRLQJ HDFK RI
WKH IROORZLQJ IXQFWLRQV
- $SSO\ WKH SDUNLQJ EUDNH
- $FWLYDWH WKH ORZ OHYHO VZLWFK
'RHV WKH %5$.( ZDUQLQJ ODPS RSHUDWH IRU QRQH RI
WKHVH FRQGLWLRQV"
 7XUQ WKH LJQLWLRQ RII
 ,QVSHFW WKH ,3 IXVH )
,V WKH IXVH 2."
5HSODFH WKH ,3 IXVH
,V WKH UHSDLU FRPSOHWH"







'$(:22 9 %/

+<'5$8/,& %5$.(6 $  
%UDNH /DPS :DUQLQJ &LUFXLW &RQW
G
6WHS





$FWLRQ
,QVSHFW WKH %5$.( ZDUQLQJ ODPS EXOE
,V WKH EXOE 2."
5HSODFH WKH EXOE
,V WKH UHSDLU FRPSOHWH"
 'LVFRQQHFW WKH LQVWUXPHQW FOXVWHU FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
 0HDVXUH WKH YROWDJH DW WKH LQVWUXPHQW FOXVWHU
FRQQHFWRU WHUPLQDO %
'RHV WKH YROWDJH PHDVXUH ZLWKLQ WKH YDOXH
VSHFLILHG"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

 9

*R WR 6WHS 

*R WR 6WHS 



 7XUQ WKH LJQLWLRQ RII


 5HSDLU WKH RSHQ LQ WKH LQVWUXPHQW FOXVWHU
,V WKH UHSDLU FRPSOHWH"



 7XUQ WKH LJQLWLRQ RII


 5HSDLU WKH RSHQ LQ WKH ZLULQJ EHWZHHQ WKH
LQVWUXPHQW FOXVWHU FRQQHFWRU WHUPLQDO % DQG WKH
LJQLWLRQ VZLWFK
,V WKH UHSDLU FRPSOHWH"



$SSO\ WKH SDUNLQJ EUDNH


'RHV WKH %5$.( ZDUQLQJ ODPS RSHUDWH ZLWK WKH
SDUNLQJ EUDNH DSSOLHG"



$FWLYDWH WKH ORZ OHYHO VZLWFK


'RHV WKH %5$.( ZDUQLQJ ODPS RSHUDWH ZLWK WKH ORZ
OHYHO VZLWFK DFWLYDWHG"



 7XUQ WKH LJQLWLRQ 21


 'LVFRQQHFW WKH SDUNLQJ EUDNH VZLWFK
 -XPSHU WKH SDUNLQJ EUDNH VZLWFK FRQQHFWRU
WHUPLQDO WR JURXQG
,V WKH %5$.( ZDUQLQJ ODPS RQ"

 7XUQ WKH LJQLWLRQ RII


 5HSDLU WKH RSHQ LQ WKH ZLUH EHWZHHQ WKH
LQVWUXPHQW FOXVWHU FRQQHFWRU WHUPLQDO $ DQG WKH
SDUNLQJ EUDNH VZLWFK FRQQHFWRU WHUPLQDO
,V WKH UHSDLU FRPSOHWH"

 'LVFRQQHFW WKH EUDNH IOXLG OHYHO VZLWFK


 7XUQ WKH LJQLWLRQ 21
 -XPSHU WKH EUDNH IOXLG OHYHO VZLWFK FRQQHFWRU
WHUPLQDOV
,V WKH %5$.( ZDUQLQJ ODPS RQ"

 7XUQ WKH LJQLWLRQ RII


 &RQQHFW D WHVW OLJKW EHWZHHQ WKH EDWWHU\ SRVLWLYH
DQG WKH %51:+7 ZLUH WHUPLQDO RI WKH EUDNH IOXLG
OHYHO VZLWFK
,V WKH WHVW OLJKW RQ"



5HSDLU WKH RSHQ LQ WKH ZLULQJ EHWZHHQ JURXQG DQG


WKH EUDNH IOXLG OHYHO VZLWFK
,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH RSHQ LQ WKH ZLULQJ EHWZHHQ WKH


LQVWUXPHQW FOXVWHU FRQQHFWRU WHUPLQDO $ DQG WKH
EUDNH IOXLG OHYHO VZLWFK
,V WKH UHSDLU FRPSOHWH"







'$(:22 9 %/


6\VWHP 2.

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R 7R 6WHS 

6\VWHP 2.


6\VWHP 2.

$   +<'5$8/,& %5$.(6

0$,17(1$1&( $1'
5(3$,5
219(+,&/( 6(59,&(
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU

0$18$/ %/((',1* 7+( %5$.(6


,PSRUWDQW 7KH EOHHGLQJ VHTXHQFH IRU YHKLFOHV
HTXLSSHG ZLWK D FRQYHQWLRQDO EUDNLQJ V\VWHP LV DV
IROORZV ULJKW UHDU OHIW IURQW OHIW UHDU DQG ULJKW IURQW )RU
$%6 YHKLFOHV UHIHU WR 6HFWLRQ ) $QWLORFN %UDNH
6\VWHP DQG 7UDFWLRQ &RQWURO 6\VWHP
&$

 5HPRYH WKH ERRVWHU UHVHUYH E\ DSSO\LQJ WKH EUDNHV


VHYHUDO WLPHV ZLWK WKH HQJLQH RII XQWLO DOO WKH UHVHUYH LV
GHSOHWHG
,PSRUWDQW ,I WKH PDVWHU F\OLQGHU LV NQRZQ RU VXVSHFWHG
WR KDYH DLU LQ WKH ERUH WKHQ LW PXVW EH EOHG EHIRUH DQ\
ZKHHO F\OLQGHU RU FDOLSHU LV EOHG
 )LOO WKH PDVWHU F\OLQGHU UHVHUYRLU ZLWK WKH EUDNH IOXLG
.HHS WKH PDVWHU F\OLQGHU DW OHDVW RQH KDOI IXOO RI WKH
EUDNH IOXLG GXULQJ WKH EOHHGLQJ RSHUDWLRQ

&$

 'LVFRQQHFW WKH EUDNH OLQH DW WKH WRS RI WKH PDVWHU


F\OLQGHU
 $OORZ EUDNH IOXLG WR ILOO WKH PDVWHU F\OLQGHU XQWLO LW
EHJLQV WR IORZ IURP WKH SRUW
 &RQQHFW WKH EUDNH OLQH WR WKH PDVWHU F\OLQGHU

7LJKWHQ
7LJKWHQ WKH EUDNH OLQH WR 1:P OE:IW 

&$

'$(:22 9 %/

+<'5$8/,& %5$.(6 $  
 6ORZO\ SXVK DQG KROG WKH EUDNH SHGDO RQH WLPH

&$

 /RRVHQ WKH EUDNH OLQH DW WKH WRS RI WKH PDVWHU


F\OLQGHU WR SXUJH WKH DLU IURP WKH F\OLQGHU
 7LJKWHQ WKH EUDNH OLQH DV LQ 6WHS  DQG WKHQ
UHOHDVH WKH EUDNH SHGDO VORZO\ :DLW VHFRQGV
EHIRUH SURFHHGLQJ WR WKH QH[W VWHS
 5HSHDW WKH VHTXHQFH LQFOXGLQJ WKH  VHFRQG ZDLW
XQWLO DOO WKH DLU LV UHPRYHG IURP WKH PDVWHU F\OLQGHU
ERUH

&$

1RWLFH &DUH PXVW EH WDNHQ WR SUHYHQW WKH EUDNH IOXLG


IURP FRQWDFWLQJ DQ\ SDLQWHG VXUIDFH WR SUHYHQW GDPDJH
WR WKH SDLQW ILQLVK
 $IWHU DOO WKH DLU KDV EHHQ UHPRYHG DW WKH WRS
FRQQHFWLRQ EOHHG WKH PDVWHU F\OLQGHU DW WKH VLGH
FRQQHFWLRQ LQ WKH VDPH PDQQHU DV ZLWK WKH WRS
FRQQHFWLRQ

&$

'$(:22 9 %/

$   +<'5$8/,& %5$.(6
 $WWDFK D WUDQVSDUHQW WXEH RYHU WKH YDOYH $OORZ WKH
WXEH WR KDQJ VXEPHUJHG LQ WKH EUDNH IOXLG LQ D
WUDQVSDUHQW FRQWDLQHU

$$

 6ORZO\ SXVK DQG KROG WKH EUDNH SHGDO RQH WLPH
 5HPRYH WKH EOHHGHU YDOYH FDS DQG ORRVHQ WKH
EOHHGHU YDOYH WR SXUJH WKH DLU IURP WKH F\OLQGHU
 7LJKWHQ WKH UHDU EOHHGHU VFUHZ

7LJKWHQ
7LJKWHQ WKH EOHHGHU VFUHZ IURQW RU UHDU WR 1:P
OE:LQ 
 6ORZO\ UHOHDVH WKH EUDNH SHGDO :DLW VHFRQGV
EHIRUH SURFHHGLQJ ZLWK WKH QH[W VWHS
,PSRUWDQW 5DSLG SXPSLQJ RI WKH EUDNH SHGDO SXVKHV
WKH PDVWHU F\OLQGHU VHFRQGDU\ SLVWRQ GRZQ WKH ERUH LQ D
PDQQHU WKDW PDNHV LW GLIILFXOW WR EOHHG WKH V\VWHP

&$

 5HSHDW WKH VHTXHQFH LQFOXGLQJ WKH  VHFRQG ZDLW


XQWLO DOO WKH DLU LV UHPRYHG ,W PD\ EH QHFHVVDU\ WR
UHSHDW WKH VHTXHQFH RU PRUH WLPHV WR UHPRYH DOO
WKH DLU
 /RFDWH WKH IURQW EOHHGHU FDSV
 %OHHG WKH IURQW EUDNH IROORZLQJ WKH DSSURSULDWH
VHTXHQFH IRU QRQ $%6 V\VWHPV EHJLQQLQJ ZLWK
6WHS 
 &KHFN WKH EUDNH SHGDO IRU VSRQJLQHVV 5HSHDW WKH
HQWLUH EOHHGLQJ SURFHGXUH WR FRUUHFW WKLV FRQGLWLRQ

'$(:22 9 %/

+<'5$8/,& %5$.(6 $  

%5$.( +26( 5($5


5HPRYDO 3URFHGXUH
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 'LVFRQQHFW WKH EUDNH OLQH IURP WKH GLVF EUDNH KRVH DW
WKH ZKHHO KRXVLQJ EUDFNHW RQ HDFK VLGH RI WKH
YHKLFOH
 5HPRYH WKH EUDNH KRVH UHWDLQHU

&$

 5HPRYH WKH UHDU GLVF EUDNH KRVH UHWDLQHU DQG WKH


EUDNH KRVH IURP WKH EUDFNHW RQ WKH VWHHULQJ NQXFNOH
VKDIW

&$

 5HPRYH WKH UHDU GLVF EUDNH KRVH IURP WKH FDOLSHU

&$

'$(:22 9 %/

$   +<'5$8/,& %5$.(6
,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH UHDU GLVF EUDNH KRVH WR WKH FDOLSHU

7LJKWHQ
7LJKWHQ WKH UHDU GLVF EUDNH KRVH WR FDOLSHU EROW WR
1:P OE:IW 

&$

 ,QVWDOO WKH UHDU GLVF EUDNH KRVH DQG WKH UHWDLQHU RQ WKH
EUDFNHW RQ WKH VWHHULQJ NQXFNOH VKDIW

&$

 ,QVWDOO WKH UHDU GLVF EUDNH OLQH WR WKH EUDNH KRVH RQ


WKH ZKHHO KRXVLQJ EUDFNHW

7LJKWHQ
7LJKWHQ WKH EUDNH OLQH WR 1:P OE:IW 
 /RZHU WKH YHKLFOH
 %OHHG WKH EUDNH V\VWHP 5HIHU WR 0DQXDO %OHHGLQJ
WKH %UDNHV LQ WKLV VHFWLRQ
 &KHFN WKH EUDNH V\VWHP IRU OHDNV

&$

'$(:22 9 %/

+<'5$8/,& %5$.(6 $  

%5$.( +26( )5217


5HPRYDO 3URFHGXUH
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 'LVFRQQHFW WKH EUDNH OLQH IURP WKH EUDNH KRVH
VXSSRUW EUDFNHW RQ WKH ZKHHO KRXVLQJ RQ HDFK VLGH RI
WKH YHKLFOH
 5HPRYH WKH UHWDLQHU
 5HPRYH WKH EUDNH KRVH IURP WKH ZKHHO KRXVLQJ
EUDFNHW

&$

 5HPRYH WKH UHWDLQHU DQG GLVFRQQHFW WKH EUDNH KRVH


DW WKH VWHHULQJ NQXFNOH VKDIW EUDFNHW

&$

 5HPRYH WKH EROW IURP WKH EUDNH FDOLSHU


 5HPRYH WKH ULQJ VHDOV DQG WKH GLVF EUDNH KRVH

%'

'$(:22 9 %/

$   +<'5$8/,& %5$.(6
,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH QHZ GLVF EUDNH KRVH WR WKH FDOLSHU ZLWK QHZ
VHDO ULQJV DQG WKH EROW

7LJKWHQ
7LJKWHQ WKH IURQW GLVF EUDNH KRVH WR FDOLSHU EROW WR
1:P OE:IW 

%'

 &RQQHFW WKH EUDNH KRVH DW WKH VWHHULQJ NQXFNOH VKDIW


EUDFNHW DQG LQVWDOO WKH UHWDLQHU

&$

 &RQQHFW WKH EUDNH OLQH WR WKH EUDNH KRVH RQ WKH ZKHHO


KRXVLQJ EUDFNHW RQ HDFK VLGH RI WKH YHKLFOH DQG LQVWDOO
WKH UHWDLQHU

7LJKWHQ
7LJKWHQ WKH EUDNH OLQH WR 1:P OE:IW 
 /RZHU WKH YHKLFOH
 %OHHG WKH EUDNH V\VWHP 5HIHU WR 0DQXDO %OHHGLQJ
WKH %UDNHV LQ WKLV VHFWLRQ
 &KHFN WKH EUDNH V\VWHP IRU OHDNV

&$

'$(:22 9 %/

+<'5$8/,& %5$.(6 $  

6723/$03 6:,7&+
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH WULP SDQHO VFUHZV
 5HPRYH WKH WULP SDQHO

&$

 7XUQ WKH VWRSODPS VZLWFK FRQQHFWRU DVVHPEO\


FORFNZLVH DQG UHPRYH LW IURP WKH EUDNH SHGDO
EUDFNHW
 6HSDUDWH WKH VWRSODPS VZLWFK IURP WKH FRQQHFWRU

&$

,QVWDOODWLRQ 3URFHGXUH
 3ODFH WKH VWRSODPS VZLWFK LQWR WKH SOXJ FRQQHFWRU
 7ZLVW WKH VWRSODPS VZLWFK FRQQHFWRU DVVHPEO\ LQWR
WKH EUDNH SHGDO EUDFNHW KROH

&$

'$(:22 9 %/

$   +<'5$8/,& %5$.(6
 3UHVV WKH EUDNH SHGDO DQG SXOO WKH VZLWFK SOXQJHU WR
LWV PD[LPXP VHWWLQJ WR DGMXVW WKH VZLWFK
 5HOHDVH WKH VZLWFK SOXQJHU DQG SXOO XS RQ WKH SHGDO
 ,QVWDOO WKH WULP SDQHO ZLWK WKH VFUHZV

7LJKWHQ
7LJKWHQ WKH WULP SDQHO VFUHZV WR 1:P OE:LQ 
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&$

%5$.( 3('$/
5HPRYDO 3URFHGXUH
 5HPRYH WKH VFUHZV KROGLQJ WKH WULP SDQHO WR WKH
LQVWUXPHQW SDQHO
 5HPRYH WKH WULP SDQHO

&$

 5HPRYH WKH VWRSODPS VZLWFK 5HIHU WR 6WRSODPS


6ZLWFK LQ WKLV VHFWLRQ
 'LVFRQQHFW WKH VSULQJ UHWDLQLQJ FOLS DQG WKH SLQ IURP
WKH SXVKURG FOHYLV

&$

'$(:22 9 %/

+<'5$8/,& %5$.(6 $  
 5HPRYH WKH KH[ QXW DQG WKH VSULQJ
 5HPRYH WKH EUDNH SHGDO DQG WKH EROW

&$

 5HPRYH WKH EUDNH SHGDO FRYHU PDQXDO WUDQVD[OH


SHGDO VKRZQ 

&$

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO D QHZ SHGDO FRYHU PDQXDO WUDQVD[OH SHGDO
VKRZQ  LI QHHGHG

&$

'$(:22 9 %/

$   +<'5$8/,& %5$.(6
 &RDW WKH SHGDO VKDIW ZLWK JUHDVH
 3RVLWLRQ WKH EUDNH SHGDO RQ WKH SHGDO WR GDVK SDQHO
EUDFNHW DQG WKH SHGDO EROW
 3ODFH WKH KH[ QXW DQG WKH VSULQJ RQ WKH SHGDO EROW

7LJKWHQ
7LJKWHQ WKH EUDNH SHGDO WR SHGDO EUDFNHW KH[ QXW WR
1:P OE:IW 
 ,QVWDOO WKH SXVK URG FOHYLV WR WKH SHGDO ZLWK WKH SLQ DQG
WKH VSULQJ UHWDLQLQJ FOLS

&&

 &RQQHFW WKH VWRSODPS VZLWFK DQG FRQQHFWRU


DVVHPEO\ WR WKH SHGDO EUDFNHW 5HIHU WR 6WRSODPS
6ZLWFK LQ WKLV VHFWLRQ
 ,QVWDOO WKH WULP SDQHO ZLWK WKH VFUHZV

7LJKWHQ
7LJKWHQ WKH WULP SDQHO VFUHZV WR 1:P OE:LQ 

&$

'$(:22 9 %/

+<'5$8/,& %5$.(6 $  

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
:$51,1* /$03 23(5$7,21

7KLV EUDNH V\VWHP XVHV D %5$.( ZDUQLQJ ODPS ORFDWHG


LQ WKH LQVWUXPHQW SDQHO FOXVWHU :KHQ WKH LJQLWLRQ VZLWFK
LV LQ WKH 67$57 SRVLWLRQ WKH %5$.( ZDUQLQJ ODPS

'$(:22 9 %/

VKRXOG LOOXPLQDWH ,W VKRXOG JR RII ZKHQ WKH LJQLWLRQ


VZLWFK UHWXUQV WR WKH 21 SRVLWLRQ
7KH IROORZLQJ FRQGLWLRQV ZLOO DFWLYDWH WKH %5$.(
ZDUQLQJ ODPS
- 7KH ODPS VKRXOG EH RQ ZKHQHYHU WKH SDUNLQJ EUDNH LV
DSSOLHG DQG WKH LJQLWLRQ VZLWFK LV LQ WKH 21 SRVLWLRQ
- $ ORZ IOXLG OHYHO LQ WKH PDVWHU F\OLQGHU ZLOO WXUQ WKH
%5$.( ODPS RQ

6(&7,21 %

0$67(5 &</,1'(5
7$%/( 2) &217(176
6SHFLILFDWLRQV                              %
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV            %
'LDJQRVLV                                  %
&KHFNLQJ %UDNH 3URSRUWLRQLQJ 9DOYH           %
0DLQWHQDQFH DQG 5HSDLU                    
2Q9HKLFOH 6HUYLFH                          
0DVWHU &\OLQGHU $VVHPEO\                   
%UDNH )OXLG 5HVHUYRLU                       

%
%
%
%

3URSRUWLRQLQJ 9DOYHV                         %


8QLW 5HSDLU                                 %
0DVWHU &\OLQGHU 2YHUKDXO                   %
*HQHUDO 'HVFULSWLRQ DQG 6\VWHP
2SHUDWLRQ                               
0DVWHU &\OLQGHU                           
3URSRUWLRQLQJ 9DOYHV                       
)OXLG /HYHO 6HQVRU                        

%
%
%
%

63(&,),&$7,216
)$67(1(5 7,*+7(1,1* 63(&,),&$7,216
1:P

/E:)W

/E:,Q

0DVWHU &\OLQGHU $WWDFKLQJ 1XWV

$SSOLFDWLRQ





0DVWHU &\OLQGHU %UDNH /LQHV





3URSRUWLRQLQJ 9DOYH %UDNH /LQHV





3URSRUWLRQLQJ 9DOYH 1XW





',$*126,6
&+(&.,1* %5$.(
3523257,21,1* 9$/9(
8VH WZR EUDNH SUHVVXUH JDXJHV WR FKHFN WKH EUDNH
SURSRUWLRQLQJ YDOYHV WKDW DUH DWWDFKHG WR WKH PDVWHU
F\OLQGHU RQ QRQ $%6 EUDNLQJ V\VWHPV 7KHVH YDOYHV
OLPLW WKH RXWOHW SUHVVXUH WR WKH UHDU EUDNHV DIWHU D
SUHGHWHUPLQHG PDVWHU F\OLQGHU SUHVVXUH KDV EHHQ
UHDFKHG

'$(:22 9 %/

:KHQ FKHFNLQJ WKH EUDNH SURSRUWLRQLQJ YDOYHV EH VXUH


WKDW WKH K\GUDXOLF OLQH SUHVVXUH LV PHDVXUHG
VLPXOWDQHRXVO\ DQG GLDJRQDOO\ RQ WKH IURQW DQG WKH UHDU
D[OHV 7R PHDVXUH WKH SUHVVXUH XVH WKH IROORZLQJ VWHSV
 5HPRYH WKH EOHHGHU YDOYH DQG LQVWDOO D SUHVVXUH
JDXJH WR RQH RI WKH UHDU EUDNH F\OLQGHUV
 ,QVWDOO DQRWKHU EOHHGHU YDOYH DQG LQVWDOO DQRWKHU
SUHVVXUH JDXJH WR WKH GLDJRQDOO\ RSSRVLWH IURQW
EUDNH
 %XLOG SUHVVXUH E\ SUHVVLQJ ILUPO\ RQ WKH EUDNH SHGDO
VHYHUDO WLPHV 7KH SUHVVXUH LQGLFDWHG RQ WKH JDXJH LV
QRW UHJXODWHG DQG UHSUHVHQWV WKH DFWXDO EUDNH V\VWHP
K\GUDXOLF SUHVVXUH
 %XLOG SUHVVXUH XQWLO WKH WHVW YDOXHV LQ WKH IROORZLQJ
SURSRUWLRQLQJ YDOYH WHVW FKDUW DUH DFKLHYHG

%   0$67(5 &</,1'(5
0RGHO

5HIHUHQFH 1XPEHU IRU


*UDGLHQW DQG 6ZLWFKLQJ
3UHVVXUH RQ WKH
9DOYH +RXVLQJ

,QSXW 3UHVVXUH 5HDG


RQ WKH 0DQRPHWHU
DW WKH )URQW $[OH
LQ N3D SVL
 

2XWSXW 3UHVVXUH 5HDG


RQ WKH 0DQRPHWHU
DW WKH 5HDU $[OH
LQ N3D SVL
 

$OO

 EDU

  

    

  

    

,PSRUWDQW ,I WKH SUHVVXUH H[FHHGV N3D


SVL  WKH SUHVVXUH UHDGLQJ RQ WKH UHDU JDXJH ZLOO
QRW EH DFFXUDWH

 5HPRYH WKH JDXJHV IURP WKH WHVWHG EUDNH FLUFXLW DQG


UHSHDW WKH WHVW RQ WKH UHPDLQLQJ FLUFXLW

'$(:22 9 %/

0$67(5 &</,1'(5 %  

0$,17(1$1&( $1'
5(3$,5
219(+,&/( 6(59,&(
0$67(5 &</,1'(5 $66(0%/<
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH 6LPLODU
5HPRYDO 3URFHGXUH
 5HPRYH WKH KDUQHVV FRQQHFWRU IURP LWV UHFHSWDFOH
WKDW LV PRXQWHG WR WKH WRS RI WKH EUDNH IOXLG UHVHUYRLU
 5HPRYH WKH UHFHSWDFOH E\ VOLGLQJ LW RII LWV UHVHUYRLU
PRXQW
&%

 &ULPS WKH SODVWLF WDEV RI WKH ORZ EUDNH IOXLG OHYHO


VZLWFK RQ WKH HQJLQH VLGH RI WKH EUDNH IOXLG UHVHUYRLU
 :KLOH FULPSLQJ WKH SODVWLF WDEV SXOO WKH VZLWFK RXW
IURP WKH RWKHU VLGH RI WKH UHVHUYRLU

&%

 'LVFRQQHFW WKH EUDNH OLQHV IURP WKH PDVWHU F\OLQGHU


ERG\
 )RU YHKLFOHV ZLWK WKH PDQXDO WUDQVD[OH GLVFRQQHFW
WKH FOLS WKDW VHFXUHV WKH FOXWFK KRVH FRQQHFWLRQ WR WKH
PDVWHU F\OLQGHU DQG PRYH WKH FOLS RXW RI WKH ZD\
 5HPRYH WKH FOXWFK KRVH IURP WKH PDVWHU F\OLQGHU
 3OXJ WKH RSHQLQJ WR WKH EUDNH OLQHV WR SUHYHQW WKH ORVV
DQG WKH FRQWDPLQDWLRQ RI WKH IOXLG

&$

'$(:22 9 %/

%   0$67(5 &</,1'(5
 5HPRYH WKH PDVWHU F\OLQGHU DWWDFKLQJ QXWV
 5HPRYH WKH PDVWHU F\OLQGHU DVVHPEO\
 'UDLQ WKH EUDNH IOXLG

&%

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH PDVWHU F\OLQGHU DVVHPEO\ ZLWK WKH QHZ
DWWDFKLQJ QXWV

7LJKWHQ
7LJKWHQ WKH PDVWHU F\OLQGHU DWWDFKLQJ QXWV WR  1:P
 OE:LQ 

&%

 ,QVWDOO WKH EUDNH OLQHV WR WKH PDVWHU F\OLQGHU ERG\

7LJKWHQ
7LJKWHQ WKH PDVWHU F\OLQGHU EUDNH OLQHV WR  1:P 
OE:LQ 
 )RU YHKLFOHV ZLWK WKH PDQXDO WUDQVD[OH LQVWDOO WKH
FOXWFK KRVH FRQQHFWLRQ WR WKH PDVWHU F\OLQGHU ZLWK WKH
FOLS

&%

'$(:22 9 %/

0$67(5 &</,1'(5 %  
 ,QVWDOO WKH ORZ EUDNH IOXLG OHYHO VZLWFK E\ SXVKLQJ LW
LQWR WKH VLGH RI WKH EUDNH IOXLG UHVHUYRLU RSSRVLWH WKH
HQJLQH

&%

 ,QVWDOO WKH UHFHSWDFOH IRU WKH ORZ EUDNH IOXLG OHYHO


VZLWFK DVVHPEO\ E\ VOLGLQJ LW LQWR LWV PRXQW RQ WKH
WRS RI WKH EUDNH IOXLG UHVHUYRLU
 3OXJ LQ WKH KDUQHVV FRQQHFWRU
 $GG WKH EUDNH IOXLG
 &KHFN IRU OHDNV
 5HFKHFN WKH IOXLG OHYHO
 %OHHG WKH EUDNH V\VWHP 5HIHU WR 6HFWLRQ $
+\GUDXOLF %UDNHV

&%

%5$.( )/8,' 5(6(592,5


/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
5HPRYDO 3URFHGXUH
,PSRUWDQW 5HPRYH WKH EUDNH IOXLG UHVHUYRLU RQO\ ZKHQ
LW PXVW EH UHSODFHG EHFDXVH RI GDPDJH RU OHDNV
 5HPRYH WKH KDUQHVV FRQQHFWRU IURP LWV UHFHSWDFOH
WKDW LV PRXQWHG WR WKH WRS RI WKH EUDNH IOXLG UHVHUYRLU
 5HPRYH WKH UHFHSWDFOH E\ VOLGLQJ LW RII LWV UHVHUYRLU
PRXQW

&%

'$(:22 9 %/

%   0$67(5 &</,1'(5
 &ULPS WKH SODVWLF WDEV RI WKH ORZ EUDNH IOXLG OHYHO
VZLWFK RQ WKH HQJLQH VLGH RI WKH EUDNH IOXLG UHVHUYRLU
 :KLOH FULPSLQJ WKH SODVWLF WDEV SXOO WKH VZLWFK RXW
IURP WKH RWKHU VLGH RI WKH UHVHUYRLU

&%

 )RU YHKLFOHV ZLWK WKH PDQXDO WUDQVD[OH GLVFRQQHFW


WKH FOLS WKDW VHFXUHV WKH FOXWFK KRVH FRQQHFWLRQ WR WKH
PDVWHU F\OLQGHU DQG PRYH WKH FOLS RXW RI WKH ZD\
 5HPRYH WKH FOXWFK KRVH IURP WKH PDVWHU F\OLQGHU

&%

 5HPRYH WKH VFUHZ WKDW KROGV WKH EUDNH IOXLG UHVHUYRLU


WR WKH PDVWHU F\OLQGHU ERG\
 5HPRYH WKH UHVHUYRLU IURP WKH UHWDLQLQJ FODPSV E\
JHQWO\ SU\LQJ WKH UHVHUYRLU XSZDUG ZLWK D VFUHZGULYHU
 5HPRYH WKH EUDNH IOXLG UHVHUYRLU IURP WKH PDVWHU
F\OLQGHU ERG\ E\ WLOWLQJ WKH UHVHUYRLU DQG SXOOLQJ LW
XSZDUG

&%

'$(:22 9 %/

0$67(5 &</,1'(5 %  
 5HPRYH WKH EUDNH IOXLG UHVHUYRLU VHDOV IURP WKH
PDVWHU F\OLQGHU ERG\

&%

,QVWDOODWLRQ 3URFHGXUH
 /XEULFDWH WKH QHZ EUDNH IOXLG UHVHUYRLU VHDOV ZLWK
FOHDQ EUDNH IOXLG
 ,QVWDOO WKH EUDNH IOXLG UHVHUYRLU VHDOV LQWR WKH PDVWHU
F\OLQGHU ERG\
 ,QVWDOO WKH EUDNH IOXLG UHVHUYRLU RQWR WKH PDVWHU
F\OLQGHU ERG\ ZLWK WKH FODPSV

&%

 )RU YHKLFOHV ZLWK WKH PDQXDO WUDQVD[OH LQVWDOO WKH


FOXWFK KRVH FRQQHFWLRQ WR WKH PDVWHU F\OLQGHU ZLWK WKH
FOLS

&%

'$(:22 9 %/

%   0$67(5 &</,1'(5
 $GG WKH EUDNH IOXLG
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 %OHHG WKH EUDNLQJ V\VWHP 5HIHU WR 6HFWLRQ $
+\GUDXOLF %UDNHV
 %OHHG WKH FOXWFK PDVWHU F\OLQGHU 5HIHU WR 6HFWLRQ
& &OXWFK
 /RZHU WKH YHKLFOH
 ,QVWDOO WKH ORZ EUDNH IOXLG OHYHO VZLWFK E\ SXVKLQJ LW
LQWR WKH VLGH RI WKH EUDNH IOXLG UHVHUYRLU RSSRVLWH WKH
HQJLQH

&%

 ,QVWDOO WKH UHFHSWDFOH IRU WKH ORZ EUDNH IOXLG OHYHO
VZLWFK DVVHPEO\ E\ VOLGLQJ LW LQWR LWV PRXQW RQ WKH
WRS RI WKH EUDNH IOXLG UHVHUYRLU
 3OXJ LQ WKH KDUQHVV FRQQHFWRU

&%

3523257,21,1* 9$/9(6
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH EUDNH OLQHV IURP WKH SURSRUWLRQLQJ
YDOYHV 7KH $%6 SURSRUWLRQLQJ YDOYH LV VKRZQ
 5HPRYH WKH QXW WKDW VHFXUHV WKH SURSRUWLRQLQJ YDOYH
WR WKH EXONKHDG

&%

'$(:22 9 %/

0$67(5 &</,1'(5 %  
 )RU $%6 HTXLSSHG YHKLFOHV UHPRYH WKH EUDNH OLQHV
IURP WKH K\GUDXOLF PRGXODWRU

&%

 )RU QRQ $%6 HTXLSSHG YHKLFOHV UHPRYH WKH EUDNH


OLQHV IURP WKH PDVWHU F\OLQGHU
 8QVQDS WKH EUDNH OLQHV IURP WKH EUDFNHWV DORQJ WKH
EXONKHDG

&$

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH SURSRUWLRQLQJ YDOYH WR WKH EXONKHDG 7KH
$%6 SURSRUWLRQLQJ YDOYH LV VKRZQ

7LJKWHQ
7LJKWHQ WKH SURSRUWLRQLQJ YDOYH QXW WR  1:P 
OE:LQ 
 &RQQHFW WKH EUDNH OLQHV WR WKH SURSRUWLRQLQJ YDOYH

7LJKWHQ
7LJKWHQ WKH SURSRUWLRQLQJ YDOYH EUDNH OLQHV WR  1:P
 OE:LQ 

&%

'$(:22 9 %/

%   0$67(5 &</,1'(5
 )RU $%6 HTXLSSHG YHKLFOHV LQVWDOO WKH EUDNH OLQHV WR
WKH K\GUDXOLF PRGXODWRU

&%

 )RU QRQ $%6 HTXLSSHG YHKLFOHV LQVWDOO WKH EUDNH


OLQHV WR WKH PDVWHU F\OLQGHU
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 %OHHG WKH EUDNLQJ V\VWHP 5HIHU WR 6HFWLRQ $
+\GUDXOLF %UDNHV
 /RZHU WKH YHKLFOH

&$

'$(:22 9 %/

0$67(5 &</,1'(5 %  

81,7 5(3$,5
0$67(5 &</,1'(5 29(5+$8/
'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH PDVWHU F\OLQGHU 5HIHU WR 0DVWHU
&\OLQGHU $VVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH WKH EUDNH IOXLG UHVHUYRLU 5HIHU WR %UDNH
)OXLG 5HVHUYRLU LQ WKLV VHFWLRQ
 5HPRYH WKH UHWDLQLQJ VFUHZ LI HTXLSSHG IURP WKH
F\OLQGHU

&%

1RWLFH :KHQ UHPRYLQJ WKH UHWDLQLQJ ULQJ DYRLG


GDPDJLQJ WKH SLVWRQ RU WKH F\OLQGHU ZDOO
 5HPRYH DQG GLVFDUG WKH UHWDLQLQJ ULQJ IURP WKH
F\OLQGHU ERG\ E\ SUHVVLQJ WKH KROORZ VKDIW DQG XVLQJ
QHHGOHQRVHG SOLHUV WR JUDVS DQG VTXHH]H WKH
UHWDLQLQJ ULQJ

&%

 5HPRYH WKH ZDVKHU DQG WKH SULPDU\ SLVWRQ


DVVHPEO\

&%

'$(:22 9 %/

%   0$67(5 &</,1'(5
 &DUHIXOO\ UHPRYH WKH VHFRQGDU\ SLVWRQ DVVHPEO\
LQFOXGLQJ WKH VSULQJ IURP WKH PDVWHU F\OLQGHU ERUH

&%

$VVHPEO\ 3URFHGXUH
1RWLFH 'R QRW XVH DEUDVLYHV LQ WKH PDVWHU F\OLQGHU
ERUH $EUDVLYHV FDQ GDPDJH WKH ERUH
,PSRUWDQW 5XEEHU SDUWV DQG UHWDLQLQJ ULQJV PXVW EH
GLVFDUGHG DQG UHSODFHG ZLWK QHZ SDUWV
 &OHDQ DOO WKH SDUWV ZLWK GHQDWXUHG DOFRKRO RU FOHDQ
EUDNH IOXLG 'U\ WKH SDUWV ZLWK FRPSUHVVHG DLU
 ,QVSHFW WKH PDVWHU F\OLQGHU ERUH IRU VFRULQJ RU
FRUURVLRQ ,I VFRULQJ RU FRUURVLRQ LV HYLGHQW UHSODFH
WKH PDVWHU F\OLQGHU ERG\
 /XEULFDWH WKH PDVWHU F\OLQGHU ERUH ZLWK FOHDQ EUDNH
IOXLG 7KH QRQ $%6 PDVWHU F\OLQGHU LV VKRZQ

&%

 &DUHIXOO\ LQVHUW WKH VHFRQGDU\ SLVWRQ DVVHPEO\ ERUH


XQWLO WKH VHFRQGDU\ SLVWRQ FRQWDFWV WKH EDVH RI WKH
F\OLQGHU ERG\ 8VH D ZRRG RU D SODVWLF GULIW LI
QHFHVVDU\
 ,QVHUW WKH SULPDU\ SLVWRQ DVVHPEO\ DQG WKH ZDVKHU

&%

'$(:22 9 %/

0$67(5 &</,1'(5 %  
1RWLFH :KHQ LQVWDOOLQJ WKH ZDVKHU DQG WKH QHZ
UHWDLQLQJ ULQJ WDNH FDUH QRW WR GDPDJH WKH F\OLQGHU ERUH
 3UHVV WKH SLVWRQV LQWR WKH F\OLQGHU ERUH XVLQJ D
ZRRGHQ RU D SODVWLF GULIW
 ,QVHUW WKH ZDVKHU DQG WKH QHZ UHWDLQLQJ ULQJ LQWR WKH
JURRYH LQ WKH F\OLQGHU ERUH

&%

 ,QVWDOO WKH UHWDLQLQJ VFUHZ LI HTXLSSHG LQ ERWWRP RI


WKH PDVWHU F\OLQGHU DQG WLJKWHQ LW XQWLO LW ERWWRPV RXW
RQ WKH LQWHUQDO SLVWRQ DVVHPEO\

&%

 ,QVHUW D QHZ 2ULQJ RYHU WKH F\OLQGHU ERG\


 ,QVWDOO WKH EUDNH IOXLG UHVHUYRLU RQWR WKH PDVWHU
F\OLQGHU 5HIHU WR %UDNH )OXLG 5HVHUYRLU LQ WKLV
VHFWLRQ
 ,QVWDOO WKH PDVWHU F\OLQGHU DVVHPEO\ 5HIHU WR WKH
0DVWHU &\OLQGHU $VVHPEO\ LQ WKLV VHFWLRQ
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 %OHHG WKH EUDNLQJ V\VWHP 5HIHU WR 6HFWLRQ $
+\GUDXOLF %UDNHV
 /RZHU WKH YHKLFOH

&%

'$(:22 9 %/

%   0$67(5 &</,1'(5

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
0$67(5 &</,1'(5

7KH PDVWHU F\OLQGHU LV GHVLJQHG IRU XVH LQ D GLDJRQDOO\


VSOLW V\VWHP 2QH IURQW DQG RQH GLDJRQDOO\ RSSRVLWH UHDU
EUDNH DUH VHUYHG E\ WKH SULPDU\ SLVWRQ 7KH RSSRVLWH
IURQW DQG UHDU EUDNHV DUH VHUYHG E\ WKH VHFRQGDU\
SLVWRQ 7KH PDVWHU F\OLQGHU LQFRUSRUDWHV WKH IXQFWLRQV RI
WKH VWDQGDUG GXDO PDVWHU F\OLQGHU SOXV D ORZ IOXLG OHYHO
LQGLFDWRU DQG WKH SURSRUWLRQLQJ YDOYHV 7KH
SURSRUWLRQLQJ YDOYHV OLPLW WKH RXWOHW SUHVVXUH WR WKH UHDU
EUDNHV DIWHU D SUHGHWHUPLQHG PDVWHU F\OLQGHU SUHVVXUH
KDV EHHQ UHDFKHG
1RWLFH 'R QRW XVH OXEULFDWHG VKRS DLU RQ WKH EUDNH
SDUWV DV WKLV PD\ GDPDJH WKH UXEEHU FRPSRQHQWV
,PSRUWDQW
- 5HSODFH DOO WKH FRPSRQHQWV LQFOXGHG LQ WKH UHSDLU NLWV
XVHG WR VHUYLFH WKLV PDVWHU F\OLQGHU

- /XEULFDWH WKH UXEEHU SDUWV ZLWK FOHDQ EUDNH IOXLG WR


HDVH DVVHPEO\
- ,I DQ\ K\GUDXOLF FRPSRQHQW LV UHPRYHG RU
GLVFRQQHFWHG LW PD\ EH QHFHVVDU\ WR EOHHG DOO RU SDUW
RI WKH EUDNH V\VWHP
- 7KH WRUTXH YDOXHV VSHFLILHG DUH IRU GU\ XQOXEULFDWHG
IDVWHQHUV
- 3HUIRUP DOO VHUYLFH RSHUDWLRQV RQ D FOHDQ EHQFK IUHH
IURP DOO WUDFHV RI PLQHUDO RLO

3523257,21,1* 9$/9(6

7KH SURSRUWLRQLQJ YDOYHV OLPLW WKH RXWOHW SUHVVXUH WR WKH


UHDU EUDNHV DIWHU D SUHGHWHUPLQHG PDVWHU F\OLQGHU
SUHVVXUH KDV EHHQ UHDFKHG 7KLV LV XVHG ZKHQ OHVV UHDU
DSSOLFDWLRQ IRUFH LV QHHGHG WR REWDLQ RSWLPXP EUDNLQJ

)/8,' /(9(/ 6(1625

7KH PDVWHU F\OLQGHU LV HTXLSSHG ZLWK D IOXLG OHYHO VHQVRU


7KLV VHQVRU ZLOO DFWLYDWH WKH %5$.( OLJKW LI D ORZ IOXLG
OHYHO FRQGLWLRQ LV GHWHFWHG 2QFH WKH IOXLG OHYHO LV
FRUUHFWHG WKH %5$.( OLJKW ZLOO JR RXW

'$(:22 9 %/

6(&7,21 &

32:(5 %2267(5
7$%/( 2) &217(176
6SHFLILFDWLRQV                              &
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV            &

9DFXXP +RVH                              &


3RZHU %RRVWHU $VVHPEO\                     &

'LDJQRVLV                                  &
3RZHU %RRVWHU )XQFWLRQDO &KHFN              &

*HQHUDO 'HVFULSWLRQ DQG 6\VWHP


2SHUDWLRQ                                 &
3RZHU %RRVWHU                              &

0DLQWHQDQFH DQG 5HSDLU                     &


2Q9HKLFOH 6HUYLFH                           &

63(&,),&$7,216
)$67(1(5 7,*+7(1,1* 63(&,),&$7,216
$SSOLFDWLRQ
%RRVWHUWR'DVK 3DQHO 1XWV

1:P


/E:)W


/E:,Q


%RRVWHU 3XVKURG +H[ 1XW





3XVKURG &OHYLV





',$*126,6
32:(5 %2267(5 )81&7,21$/
&+(&.
 :LWK WKH HQJLQH VWRSSHG HOLPLQDWH YDFXXP LQ WKH
ERRVWHU E\ SXPSLQJ WKH EUDNH SHGDO VHYHUDO WLPHV
 3XVK WKH SHGDO GRZQ DQG KROG LQ WKLV SRVLWLRQ

'$(:22 9 %/

 6WDUW WKH HQJLQH


 7KH ERRVWHU LV 2. LI WKH SHGDO GURSV IXUWKHU EHFDXVH
RI H[WUD IRUFH SURGXFHG
,I WKH EUDNH SHGDO GRHV QRW GURS WKH YDFXXP V\VWHP
YDFXXP KRVHV FKHFN YDOYH HWF LV SUREDEO\ GHIHFWLYH
DQG VKRXOG EH FKHFNHG
,I QR GHIHFW LV UHYHDOHG E\ FKHFNLQJ WKH YDFXXP V\VWHP
WKH GHIHFW LV LQ WKH ERRVWHU LWVHOI

&   32:(5 %2267(5

0$,17(1$1&( $1'
5(3$,5
219(+,&/( 6(59,&(
9$&880 +26(
5HPRYDO 3URFHGXUH

&&

 )RU YHKLFOHV ZLWK D '2+& HQJLQH UHPRYH WKH FOLS RQ


WKH YDFXXP KRVH FRQQHFWLRQ DW WKH LQWDNH PDQLIROG
 3XOO WKH KRVH IURP WKH XQLRQ QXW FRQQHFWLRQ ,I WKH
KRVH GRHV QRW UHPRYH HDVLO\ RU LV GHWHULRUDWHG SU\ RII
DQG GLVFDUG WKH KRVH
 )RU YHKLFOHV ZLWK DQ 62+& HQJLQH VLPLODUO\ UHPRYH
WKH FOLS RQ WKH YDFXXP KRVH QXW FRQQHFWLRQ WR WKH
LQWDNH PDQLIROG
 3XOO WKH KRVH IURP WKH XQLRQ QXW FRQQHFWLRQ ,I WKH
KRVH GRHV QRW UHPRYH HDVLO\ RU LV GHWHULRUDWHG SU\ RII
DQG GLVFDUG WKH KRVH
 5HPRYH WKH FOLS RQ WKH YDFXXP KRVH FRQQHFWLRQ WR
WKH EUDNH ERRVWHU
 5HPRYH WKH YDFXXP KRVH

&&

,QVWDOODWLRQ 3URFHGXUH
 0RXQW WKH YDFXXP KRVH '2+& HQJLQH FRQQHFWLRQ
VKRZQ  DQG HQVXUH WKH FRQQHFWLRQV DUH WLJKW RQ HDFK
HQG
 ,QVWDOO WKH YDFXXP KRVH FOLSV
 &KHFN WKH IXQFWLRQ RI WKH ERRVWHU 5HIHU WR WKH
3RZHU %RRVWHU )XQFWLRQDO &KHFN LQ WKLV VHFWLRQ

&&

'$(:22 9 %/

32:(5 %2267(5 &  

32:(5 %2267(5 $66(0%/<


/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
5HPRYDO 3URFHGXUH
 )RU ULJKWKDQG GULYH YHKLFOHV UHPRYH WKH DLU LQWDNH
WXEH 5HIHU WR 6HFWLRQ & '2+& (JQLQH PHFKDQLFDO
DQG 6HFWLRQ % 62+& (QJLQH 0HFKDQLFDO
 )RU ULJKWKDQG GULYH YHLFOHV ORRVH WKH UHWDLQLQJ FOLS
ORFDWHG DERYH WKH DOWHUQDWRU DQG SLVWRQ LW DZD\ IURP
WKH SUHVVXUH OLQH

&&

 5HPRYH WKH PDVWHU F\OLQGHU 5HIHU WR 6HFWLRQ %


0DVWHU &\OLQGHU
 5HPRYH WKH FODPS RQ WKH YDFXXP KRVH FRQQHFWLRQ WR
WKH ERRVWHU '2+& HQJLQH VKRZQ 
 5HPRYH WKH YDFXXP KRVH IURP WKH ERRVWHU 5HIHU WR
9DFXXP +RVH LQ WKLV VHFWLRQ

&&

 'LVFRQQHFW WKH EUDNH VWRSODPS VZLWFK 5HIHU WR


6HFWLRQ $ +\GUDXOLF %UDNHV
 5HPRYH WKH EUDNH SHGDO VSULQJ
 'LVFRQQHFW WKH FOLS DQG UHPRYH WKH SXVKURG SLQ IURP
WKH SHGDO EUDFNHW DVVHPEO\

&&

'$(:22 9 %/

&   32:(5 %2267(5


 5HPRYH WKH ERRVWHU PRXQWLQJ QXWV IURP WKH VWXGV
SURWUXGLQJ IURP WKH GDVK SDQHO DQG UHPRYH WKH
ERRVWHU
 5HPRYH DQG GLVFDUG WKH JDVNHW

&&

 5HPRYH WKH SXVKURG FOHYLV

&&

 5HPRYH WKH KH[ QXW IURP WKH SXVKURG

&&

'$(:22 9 %/

32:(5 %2267(5 &  


 5HPRYH WKH VSULQJ FOLS

&&

 5HPRYH WKH UXEEHU ERRW DQG WKH SDFNLQJV


 'LVFDUG WKH UXEEHU ERRW LI GHWHULRUDWHG DQG GLVFDUG
WKH SDFNLQJV

&&

,QVWDOODWLRQ 3URFHGXUH
 &KHFN WKH SXVKURG DQG WKH SXVKURG FOHYLV IRU
GDPDJH DQG SURSHU ILW
 ,QVWDOO WKH QHZ IRDP UXEEHU DQG ILEHU SDFNLQJV DQG
LQVWDOO WKH QHZ UXEEHU ERRW RQ WKH ERRVWHU VKDIW

&&

'$(:22 9 %/

&   32:(5 %2267(5


 ,QVWDOO WKH VSULQJ FOLS

&&

 ,QVWDOO WKH KH[ QXW DQG WKH SXVKURG FOHYLV

7LJKWHQ
7LJKWHQ WKH ERRVWHU SXVKURG KH[ QXW WR  1:P 
OE:IW 
7LJKWHQ WKH SXVKURG FOHYLV WR  1:P  OE:IW 

&&

 0HDVXUH WKH GLVWDQFH IURP WKH ERRVWHU WR WKH FHQWHU


RI WKH IRUN ELQ ERUH
,PSRUWDQW 7KLV PHDVXUHPHQW VKRXOG EH  PP
 LQFKHV 

&&

'$(:22 9 %/

32:(5 %2267(5 &  


 ,QVWDOO WKH QHZ JDVNHW
 ,QVWDOO WKH ERRVWHU DQG WKH PRXQWLQJ QXWV WR WKH GDVK
SDQHO

7LJKWHQ
7LJKWHQ WKH ERRVWHU WR GDVK SDQHO QXWV WR  1:P 
OE:IW 

&&

 ,QVWDOO WKH PDVWHU F\OLQGHU RQWR WKH ERRVWHU 5HIHU WR


6HFWLRQ % 0DVWHU &\OLQGHU
 ,QVWDOO WKH QHZ YDFXXP KRVH WR WKH ERRVWHU '2+&
HQJLQH VKRZQ  5HIHU WR 9DFXXP +RVH LQ WKLV
VHFWLRQ
 ,QVWDOO WKH KRVH FODPS RQ WKH YDFXXP KRVH

&&

 ,QVWDOO WKH SXVKURG SLQ WR WKH EUDNH SHGDO EUDFNHW


DVVHPEO\ DQG FRQQHFW WKH FOLS DQG WKH VSULQJ
 &RQQHFW WKH EUDNH VWRSODPS VZLWFK 5HIHU WR
6HFWLRQ $ +\GUDXOLF %UDNHV

&&

'$(:22 9 %/

&   32:(5 %2267(5


 )RU ULJKWKDQG GULYH YHKLFOHV VHFXUH WKH SUHVVXUH
OLQH ZLWK WKH UHWDLQLQJ FOLS ORFDWHG DERYH WKH
DOWHUQDWRU
 )RU ULJKWKDQG GULYH YHKLFOHV LQVWDOO WKH DLU LQWDNH
WXEH 5HIHU WR 6HFWLRQ & '2+& (QJLQH
0HFKDQLFDO DQG 6HFWLRQ % 62+& (QJLQH
0HFKDQLFDO

&&

'$(:22 9 %/

32:(5 %2267(5 &  

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
32:(5 %2267(5

7KLV ERRVWHU LV D VLQJOH GLDSKUDJP YDFXXP VXVSHQGHG


XQLW ,Q D QRUPDO RSHUDWLQJ PRGH ZLWK WKH VHUYLFH EUDNHV
LQ WKH UHOHDVH SRVLWLRQ D YDFXXP VXVSHQGHG ERRVWHU
RSHUDWHV ZLWK D YDFXXP RQ ERWK VLGHV RI LWV GLDSKUDJP

'$(:22 9 %/

:KHQ WKH EUDNHV DUH DSSOLHG DLU DW DWPRVSKHULF


SUHVVXUH LV DGPLWWHG WR RQH VLGH RI WKH GLDSKUDJP WR
SURYLGH WKH SRZHU DVVLVW :KHQ WKH EUDNHV DUH UHOHDVHG
DWPRVSKHULF DLU LV VKXW RII IURP WKDW VLGH RI WKH
GLDSKUDJP
7KH DLU LV WKHQ GUDZQ IURP WKH ERRVWHU
WKURXJK WKH YDFXXP FKHFN YDOYH E\ WKH YDFXXP VRXUFH
,PSRUWDQW ,I DQ\ K\GUDXOLF FRPSRQHQW LV UHPRYHG RU
GLVFRQQHFWHG LW PD\ EH QHFHVVDU\ WR EOHHG DOO RU SDUW RI
WKH EUDNH V\VWHP

6(&7,21 '

)5217 ',6& %5$.(6


7$%/( 2) &217(176
'LDJQRVLV                                  '
/LQLQJ ,QVSHFWLRQ                            '
5RWRU ,QVSHFWLRQ                            '

&DOLSHU $VVHPEO\                          
5RWRU                                     
6SODVK 6KLHOG                              
8QLW 5HSDLU                                 
&DOLSHU 2YHUKDXO                           

0DLQWHQDQFH DQG 5HSDLU                     '


2Q9HKLFOH 6HUYLFH                           '
6KRH DQG /LQLQJ %UDNH 3DGV                '

*HQHUDO 'HVFULSWLRQ DQG 6\VWHP


2SHUDWLRQ                                '
'LVF %UDNH &DOLSHU $VVHPEO\                '

6SHFLILFDWLRQV                              '
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV            '

'
'
'
'
'

63(&,),&$7,216
)$67(1(5 7,*+7(1,1* 63(&,),&$7,216
1:P

/E:)W

/E:,Q

%UDNH +RVH ,QOHW )LWWLQJ WR &DOLSHU %ROW

$SSOLFDWLRQ





&DOLSHU %OHHGHU 9DOYH



&DOLSHU WR 6WHHULQJ .QXFNOH 0RXQWLQJ %ROWV





5HWDLQLQJ )UDPH WR &DOLSHU +RXVLQJ %ROWV





5RWRU WR )URQW :KHHO +XE 'HWHQW 6FUHZ



6SODVK 6KLHOG WR 6WHHULQJ .QXFNOH %ROWV





',$*126,6
/,1,1* ,163(&7,21

 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH


 5HPRYH WKH IURQW ZKHHOV 5HIHU WR 6HFWLRQ ( 7LUHV
DQG :KHHOV
 9LVXDOO\ FKHFN WKH OLQLQJV IRU PLQLPXP WKLFNQHVV DQG
ZHDU
 0HDVXUH WKH WKLFNQHVV
,PSRUWDQW 7KH PLQLPXP WKLFNQHVV RI WKH LQQHU RU WKH
RXWHU SDG LV PP LQFK 
 ,QVWDOO WKH EUDNH SDGV LQ D[OH VHWV RQO\
 ,QVWDOO WKH IURQW ZKHHOV 5HIHU WR 6HFWLRQ ( 7LUHV
DQG :KHHOV
 /RZHU WKH YHKLFOH

52725 ,163(&7,21

7KLFNQHVV YDULDWLRQ FDQ EH FKHFNHG E\ PHDVXULQJ WKH


WKLFNQHVV RI WKH URWRU DW IRXU RU PRUH SRLQWV DURXQG WKH
FLUFXPIHUHQFH RI WKH URWRU $OO PHDVXUHPHQWV PXVW EH
PDGH DW WKH VDPH GLVWDQFH LQ IURP WKH HGJH RI WKH URWRU
'$(:22 9 %/

$ URWRU WKDW YDULHV E\ PRUH WKDQ PP LQFK


FDQ FDXVH SHGDO SXOVDWLRQV DQGRU IURQW HQG YLEUDWLRQ
GXULQJ EUDNH DSSOLFDWLRQV $ URWRU WKDW GRHV QRW PHHW
WKHVH VSHFLILFDWLRQV VKRXOG EH UHILQLVKHG WR
VSHFLILFDWLRQV RU UHSODFHG
'XULQJ PDQXIDFWXULQJ WKH EUDNH URWRU DQG WKH
WROHUDQFHV RI WKH EUDNLQJ VXUIDFH UHJDUGLQJ IODWQHVV
WKLFNQHVV YDULDWLRQ DQG ODWHUDO UXQRXW DUH KHOG YHU\
FORVH 7KH PDLQWHQDQFH RI FORVH WROHUDQFHV RQ WKH
VKDSH RI WKH EUDNLQJ VXUIDFHV LV QHFHVVDU\ WR SUHYHQW
EUDNH URXJKQHVV
,Q DGGLWLRQ WR WKHVH WROHUDQFHV WKH VXUIDFH ILQLVK PXVW
EH KHOG WR D VSHFLILHG UDQJH 7KH FRQWURO RI WKH EUDNLQJ
VXUIDFH ILQLVK LV QHFHVVDU\ WR DYRLG SXOOV DQG HUUDWLF
SHUIRUPDQFH DQG WR H[WHQG OLQLQJ OLIH
/LJKW VFRULQJ RI WKH URWRU VXUIDFHV QRW H[FHHGLQJ 
PP LQFK LQ GHSWK ZKLFK PD\ UHVXOW IURP QRUPDO
XVH LV QRW GHWULPHQWDO WR EUDNH RSHUDWLRQ
8VLQJ D FRPPHUFLDOO\ DYDLODEOH GLDO LQGLFDWRU FKHFN
ODWHUDO UXQRXW DV IROORZV
1RWLFH 3HUPLVVLEOH ODWHUDO UXQRXW LV D PD[LPXP
PP LQFK  ,I ODWHUDO UXQRXW H[FHHGV WKH
VSHFLILFDWLRQ HQVXUH WKDW WKHUH LV QR GLUW EHWZHHQ WKH

'   )5217 ',6& %5$.(6


URWRU DQG WKH KXE DQG WKDW FRQWDFW VXUIDFHV DUH VPRRWK
DQG IUHH IURP EXUUV
 3RVLWLRQ WKH WUDQVD[OH LQ 1(875$/
 5HPRYH WKH URWRU 5HIHU WR 5RWRU LQ WKLV VHFWLRQ
 )DVWHQ WKH EUDNH URWRU WR WKH ZKHHO KXE ZLWK WZR
ZKHHO QXWV 5HIHU WR 6HFWLRQ ( 7LUHV DQG :KHHOV
 )DVWHQ D GLDO LQGLFDWRU WR WKH EUDNH FDOLSHU
 6HW WKH JDXJH SUREH WLS WR DSSUR[LPDWHO\ PP
LQFK IURP WKH RXWHU HGJH RI WKH EUDNH URWRU
SHUSHQGLFXODU WR WKH GLVF DQG XQGHU VOLJKW SUHORDG
 5HPRYH WKH GLDO LQGLFDWRU DQG WKH ZKHHO QXWV WKDW
FRQQHFW WKH URWRU WR WKH KXE

,PSRUWDQW 6LQFH DFFXUDWH FRQWURO RI WKH URWRU


WROHUDQFHV LV QHFHVVDU\ IRU SURSHU SHUIRUPDQFH RI WKH
GLVF EUDNHV UHILQLVKLQJ RI WKH URWRU VKRXOG EH GRQH RQO\
ZLWK SUHFLVLRQ HTXLSPHQW
 5HILQLVK WKH URWRU LI UHTXLUHG ZLWK SUHFLVLRQ
HTXLSPHQW 'LVFDUG WKH URWRU LI LW IDLOV WR PHHW WKH
DERYH VSHFLILFDWLRQV DIWHU UHILQLVKLQJ
 ,QVWDOO WKH URWRU 5HIHU WR 5RWRU LQ WKLV VHFWLRQ

&'

'$(:22 9 %/

)5217 ',6& %5$.(6 '  

0$,17(1$1&( $1'
5(3$,5
219(+,&/( 6(59,&(
6+2( $1' /,1,1* %5$.( 3$'6
5HPRYDO 3URFHGXUH
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 5HPRYH WKH IURQW ZKHHOV 5HIHU WR 6HFWLRQ ( 7LUHV
DQG :KHHOV
 5HPRYH WKH ORZHU EROW RI WKH FDOLSHU DVVHPEO\
UHWDLQLQJ IUDPH

%'

,PSRUWDQW &DOLSHU DVVHPEO\ UHPRYDO LV QRW QHFHVVDU\


WR VHUYLFH WKH EUDNH SDGV
 3XOO WKH FDOLSHU SLVWRQ KRXVLQJ XS

&'

 5HPRYH WKH EUDNH SDGV

&'

'$(:22 9 %/

'   )5217 ',6& %5$.(6


,QVWDOODWLRQ 3URFHGXUH
 0HDVXUH WKH PLQLPXP EUDNH SDG WKLFNQHVV 5HIHU WR
/LQLQJ ,QVSHFWLRQ LQ WKLV VHFWLRQ
 ,QVWDOO WKH EUDNH SDGV LQWR WKH FDOLSHU
 3XVK WKH SLVWRQ LQZDUG LI QHHGHG

&'

1RWLFH 7DNH FDUH QRW WR GDPDJH WKH SLVWRQ VHDO ZKHQ


WKH UHWDLQLQJ IUDPH LV SXOOHG GRZQ
 3XOO GRZQ WKH FDOLSHU UHWDLQLQJ IUDPH DQG VHFXUH LW
ZLWK WKH ORZHU EROW

7LJKWHQ
7LJKWHQ WKH XSSHU DQG ORZHU UHWDLQLQJ IUDPH WR FDOLSHU
KRXVLQJ EROWV WR 1:P OE:IW 
 ,QVWDOO WKH IURQW ZKHHOV 5HIHU WR 6HFWLRQ ( 7LUHV
DQG :KHHOV
 /RZHU WKH YHKLFOH

%'

&$/,3(5 $66(0%/<
5HPRYDO 3URFHGXUH
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 0DUN WKH SRVLWLRQ RI WKH IURQW ZKHHOV UHODWLYH WR WKH
ZKHHO KXEV DQG UHPRYH WKH ZKHHOV 5HIHU WR 6HFWLRQ
( 7LUHV DQG :KHHOV
 5HPRYH WKH EROW DQG WKH ZDVKHUV DWWDFKLQJ WKH EUDNH
KRVH WR WKH FDOLSHU

%'

'$(:22 9 %/

)5217 ',6& %5$.(6 '  


 'LVFRQQHFW WKH EUDNH KRVH DQG SOXJ WKH RSHQLQJV LQ
WKH FDOLSHU DQG WKH EUDNH KRVH WR SUHYHQW IOXLG ORVV
DQG FRQWDPLQDWLRQ
 5HPRYH WKH FDOLSHU PRXQWLQJ EROWV IURP WKH VWHHULQJ
NQXFNOH DQG UHPRYH WKH FDOLSHU DVVHPEO\

%'

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH FDOLSHU DVVHPEO\ ZLWK WKH PRXQWLQJ EROWV

7LJKWHQ
7LJKWHQ WKH FDOLSHU WR VWHHULQJ NQXFNOH PRXQWLQJ EROWV
WR 1:P OE:IW 

%'

 &RQQHFW WKH EUDNH KRVH

7LJKWHQ
7LJKWHQ WKH EUDNH KRVH LQOHW ILWWLQJ WR FDOLSHU EROW DQG
ZDVKHUV WR  1:P OE:IW 

%'

'$(:22 9 %/

'   )5217 ',6& %5$.(6


 ,QVWDOO WKH IURQW ZKHHOV 5HIHU WR 6HFWLRQ ( 7LUHV
DQG :KHHOV
 /RZHU WKH YHKLFOH
 )LOO WKH PDVWHU F\OLQGHU WR WKH SURSHU OHYHO ZLWK FOHDQ
EUDNH IOXLG
 %OHHG WKH FDOLSHU 5HIHU WR 6HFWLRQ $ +\GUDXOLF
%UDNHV
 5HFKHFN WKH IOXLG OHYHO
1RWLFH 'R QRW PRYH WKH YHKLFOH XQWLO D ILUP SHGDO LV
REWDLQHG RU LPSURSHU EUDNLQJ DFWLRQ ZLOO UHVXOW
 5HSHDWHGO\ SUHVV WKH EUDNH SHGDO WR EULQJ WKH SDGV LQ
FRQWDFW ZLWK WKH URWRU

&$

52725
5HPRYDO 3URFHGXUH
1RWLFH 'R QRW KDQJ WKH FDOLSHU DVVHPEO\ IURP WKH
EUDNH KRVH $Q\ UHVXOWLQJ LQWHUQDO KRVH UHVWULFWLRQ ZLOO
LPSHGH XQLIRUP EUDNLQJ DFWLRQ
,PSRUWDQW 7R JXDUDQWHH XQLIRUP EUDNLQJ RQ ERWK VLGHV
ERWK URWRUV PXVW KDYH LGHQWLFDO VXUIDFHV UHJDUGLQJ
VPRRWKQHVV DQG VFRULQJ GHSWK )RU WKLV UHDVRQ DOZD\V
UHSODFH ERWK URWRUV
 5HPRYH WKH FDOLSHU DVVHPEO\ ZLWKRXW GLVFRQQHFWLQJ
WKH EUDNH KRVHV 5HIHU WR &DOLSHU $VVHPEO\ LQ WKLV
VHFWLRQ
 5HPRYH WKH URWRU WR IURQW ZKHHO KXE GHWHQW VFUHZV
 3XOO RII WKH URWRU
&'

,QVWDOODWLRQ 3URFHGXUH
 ,QVSHFW WKH URWRU 5HIHU WR 5RWRU ,QVSHFWLRQ LQ WKLV
VHFWLRQ
 ,QVWDOO WKH URWRU WR WKH IURQW ZKHHO KXE E\ WLJKWHQLQJ
WKH GHWHQW VFUHZ

7LJKWHQ
7LJKWHQ WKH URWRU WR IURQW ZKHHO KXE GHWHQW VFUHZ WR 
1:P OE:LQ 
 ,QVWDOO WKH FDOLSHU DVVHPEO\ 5HIHU WR &DOLSHU
$VVHPEO\ LQ WKLV VHFWLRQ

&'

'$(:22 9 %/

)5217 ',6& %5$.(6 '  

63/$6+ 6+,(/'
5HPRYDO 3URFHGXUH
 5HPRYH WKH URWRU 5HIHU WR 5RWRU LQ WKLV VHFWLRQ
 5HPRYH WKH EROWV DQG WKH ORFNZDVKHUV IRU WKH VSODVK
VKLHOG IURP WKH VWHHULQJ NQXFNOH
 5HPRYH WKH VSODVK VKLHOG

&'

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH VSODVK VKLHOG
 6HFXUH WKH VSODVK VKLHOG WR WKH VWHHULQJ NQXFNOH ZLWK
WKH EROWV DQG WKH ORFNZDVKHUV

7LJKWHQ
7LJKWHQ WKH VSODVK VKLHOG WR VWHHULQJ NQXFNOH EROWV WR
 1:P  OE:IW 
 ,QVWDOO WKH URWRU 5HIHU WR 5RWRU LQ WKLV VHFWLRQ

&'

'$(:22 9 %/

'   )5217 ',6& %5$.(6

81,7 5(3$,5
&$/,3(5 29(5+$8/
'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH FDOLSHU DVVHPEO\ 5HIHU WR &DOLSHU
$VVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH WKH EROWV FRQQHFWLQJ WKH FDOLSHU SLVWRQ
KRXVLQJ WR WKH UHWDLQLQJ IUDPH

&'

 5HPRYH WKH IURQW SDG EUDNH VHW LQFOXGLQJ WKH SDG


VSULQJV IURP WKH FDOLSHU 5HIHU WR 6KRH DQG /LQLQJ
%UDNH 3DGV LQ WKLV VHFWLRQ

&'

&DXWLRQ 'R QRW SODFH ILQJHUV LQ IURQW RI WKH SLVWRQ


LQ DQ DWWHPSW WR FDWFK RU SURWHFW LW ZKHQ DSSO\LQJ
FRPSUHVVHG DLU 7KLV FRXOG UHVXOW LQ VHULRXV LQMXU\
,PSRUWDQW ,QVHUW D SLHFH RI KDUGZRRG LQWR WKH FDOLSHU
KRXVLQJ LQWHULRU ZKHQ UHPRYLQJ WKH SLVWRQ
 8VLQJ FRPSUHVVHG DLU EORZ RXW WKH SLVWRQ IURP
KRXVLQJ
 5HPRYH WKH RXWHU VHDO
 5HPRYH WKH LQQHU VHDO IURP WKH FDOLSHU SLVWRQ ERUH

%'

'$(:22 9 %/

)5217 ',6& %5$.(6 '  


 5HPRYH WKH EOHHGHU YDOYH SURWHFWRU DQG WKH EOHHGHU
YDOYH
 3XOO RXW WKH SLQV DQG WKH UXEEHU ERRWV

&'

$VVHPEO\ 3URFHGXUH
 &OHDQ DOO WKH SDUWV LQ GHQDWXUHG DOFRKRO RU EUDNH IOXLG
'U\ WKH SDUWV ZLWK XQOXEULFDWHG FRPSUHVVHG DLU DQG
EORZ RXW DOO WKH SDVVDJHV LQ WKH KRXVLQJ DQG WKH
EOHHGHU YDOYH
 ,QVSHFW WKH SLVWRQ DQG WKH FDOLSHU IRU VFRULQJ QLFNV
DQG FRUURVLRQ 5HSODFH WKH FRPSRQHQWV LI WKHVH
HOHPHQWV DUH IRXQG
 ,QVSHFW WKH FDOLSHU EOHHGHU YDOYH
,PSRUWDQW 'R QRW UHPRYH PDWHULDO IURP WKH SLVWRQ RU
WKH FDOLSHU ERUH

&'

 /XEULFDWH D QHZ SLVWRQ LQQHU VHDO


 ,QVWDOO WKH SLVWRQ LQQHU VHDO LQWR WKH FDOLSHU KRXVLQJ
JURRYH 0DNH VXUH WKH VHDO LV QRW WZLVWHG
 ,QVWDOO WKH RXWHU SLVWRQ GXVW VHDO LQ WKH JURRYH
 /XEULFDWH WKH SLVWRQ ZLWK EUDNH IOXLG
 3XVK WKH SLVWRQ LQZDUG XQWLO LW LV SURSHUO\ VHDWHG

&'

'$(:22 9 %/

'   )5217 ',6& %5$.(6


 &RDW WKH SLQV ZLWK UXEEHU JUHDVH DQG LQVWDOO WKH
ERRWV

&'

 ,QVWDOO WKH FDOLSHU EOHHGHU YDOYH DQG WKH SURWHFWRU

7LJKWHQ
7LJKWHQ WKH FDOLSHU EOHHGHU YDOYH WR 1:P OE:LQ 
 &RQQHFW WKH EUDNH SDGV DQG WKH SDG VSULQJV
,PSRUWDQW 0DNH VXUH WKH SDG VSULQJV DUH SURSHUO\
LQVWDOOHG

%'

 &RQQHFW WKH UHWDLQLQJ IUDPH WR WKH FDOLSHU KRXVLQJ


ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH UHWDLQLQJ IUDPH WR FDOLSHU KRXVLQJ EROWV WR
1:P OE:IW 
 ,QVWDOO WKH FDOLSHU DVVHPEO\ 5HIHU WR &DOLSHU
$VVHPEO\ LQ WKLV VHFWLRQ

&'

'$(:22 9 %/

)5217 ',6& %5$.(6 '  

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
',6& %5$.( &$/,3(5 $66(0%/<

7KLV FDOLSHU KDV D VLQJOH ERUH DQG LV PRXQWHG WR WKH


VWHHULQJ NQXFNOH ZLWK WZR PRXQWLQJ EROWV +\GUDXOLF
SUHVVXUH FUHDWHG E\ DSSO\LQJ WKH EUDNH SHGDO LV
FRQYHUWHG E\ WKH FDOLSHU WR D VWRSSLQJ IRUFH 7KLV IRUFH
DFWV HTXDOO\ DJDLQVW WKH SLVWRQ DQG WKH ERWWRP RI WKH
FDOLSHU ERUH WR PRYH WKH SLVWRQ RXWZDUG DQG WR VOLGH WKH
FDOLSHU LQZDUG UHVXOWLQJ LQ D FODPSLQJ DFWLRQ RQ WKH
URWRU 7KLV FODPSLQJ DFWLRQ IRUFHV WKH OLQLQJV DJDLQVW WKH
URWRU FUHDWLQJ IULFWLRQ WR VWRS WKH YHKLFOH

'$(:22 9 %/

,PSRUWDQW
- 5HSODFH DOO FRPSRQHQWV LQFOXGHG LQ WKH UHSDLU NLWV
XVHG WR VHUYLFH WKLV FDOLSHU
- /XEULFDWH WKH UXEEHU SDUWV ZLWK FOHDQ EUDNH IOXLG WR
HDVH DVVHPEO\
- 'R QRW XVH OXEULFDWHG VKRS DLU RQ EUDNH SDUWV DV
GDPDJH WR WKH UXEEHU FRPSRQHQWV PD\ UHVXOW
- ,I DQ\ K\GUDXOLF FRPSRQHQW LV UHPRYHG RU
GLVFRQQHFWHG LW PD\ EH QHFHVVDU\ WR EOHHG DOO RU SDUW
RI WKH EUDNH V\VWHP
- 5HSODFH WKH SDGV LQ D[OH VHWV RQO\
- 7KH WRUTXH YDOXHV VSHFLILHG DUH IRU GU\ XQOXEULFDWHG
IDVWHQHUV
- 3HUIRUP WKH VHUYLFH RSHUDWLRQV RQ D FOHDQ EHQFK IUHH
IURP DOO PLQHUDO RLO PDWHULDOV

6(&7,21 (

5($5 ',6& %5$.(6


7$%/( 2) &217(176
6SHFLILFDWLRQV                              (
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV            (
'LDJQRVLV                                  (
/LQLQJ ,QVSHFWLRQ                            (
5RWRU ,QVSHFWLRQ                            (
0DLQWHQDQFH DQG 5HSDLU                    
2Q9HKLFOH 6HUYLFH                          
6KRH DQG /LQLQJ %UDNH 3DGV               
&DOLSHU $VVHPEO\                          

(
(
(
(

5RWRU                                      (
6SODVK 6KLHOG%DFNSODWH DQG 3DUNLQJ
%UDNH /HYHU                               (
8QLW 5HSDLU                                 (
&DOLSHU 2YHUKDXO                           (
*HQHUDO 'HVFULSWLRQ DQG 6\VWHP
2SHUDWLRQ                                (
'LVF %UDNH &DOLSHU $VVHPEO\                (

63(&,),&$7,216
)$67(1(5 7,*+7(1,1* 63(&,),&$7,216
$SSOLFDWLRQ

1:P

/E:)W

/E:,Q

%UDNH +RVH ,QOHW )LWWLQJ WR &DOLSHU %ROW





&DOLSHU %OHHGHU 9DOYH



&DOLSHU WR 6WHHULQJ .QXFNOH 0RXQWLQJ %ROWV





&DOLSHU *XLGH 3LQ %ROWV





3DUNLQJ %UDNH 6KRH +ROG 'RZQ 6SULQJ $VVHPEO\


6FUHZ



5RWRU WR 5HDU :KHHO +XE 'HWHQW 6FUHZ



6SODVK 6KLHOG%DFNSODWH WR6WHHULQJ .QXFNOH %ROWV





:KHHO +XE $VVHPEO\ WR 6SLQGOH 6KDIW &DXONLQJ 1XW





',$*126,6
/,1,1* ,163(&7,21

 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH


 5HPRYH WKH UHDU ZKHHOV 5HIHU WR 6HFWLRQ ( 7LUHV
DQG :KHHOV
 9LVXDOO\ FKHFN WKH OLQLQJV IRU PLQLPXP WKLFNQHVV DQG
ZHDU
 0HDVXUH WKH WKLFNQHVV
,PSRUWDQW 7KH PLQLPXP GLVFDUG WKLFNQHVV RI WKH OLQLQJ
LV PP LQFK 
 ,QVWDOO WKH SDGV LQ D[OH VHWV RQO\

'$(:22 9 %/

 ,QVWDOO WKH UHDU ZKHHOV 5HIHU WR 6HFWLRQ ( 7LUHV DQG


:KHHOV
 /RZHU WKH YHKLFOH

52725 ,163(&7,21

7KLFNQHVV YDULDWLRQ FDQ EH FKHFNHG E\ PHDVXULQJ WKH


WKLFNQHVV RI WKH URWRU DW IRXU RU PRUH SRLQWV DURXQG WKH
FLUFXPIHUHQFH RI WKH URWRU $OO PHDVXUHPHQWV PXVW EH
PDGH DW WKH VDPH GLVWDQFH LQ IURP WKH HGJH RI WKH URWRU
$ URWRU WKDW YDULHV E\ PRUH WKDQ PP LQFK
FDQ FDXVH SHGDO SXOVDWLRQV DQGRU IURQW HQG YLEUDWLRQ
GXULQJ EUDNH DSSOLFDWLRQV $ URWRU WKDW GRHV QRW PHHW
WKHVH VSHFLILFDWLRQV VKRXOG EH UHILQLVKHG WR
VSHFLILFDWLRQV RU UHSODFHG
'XULQJ PDQXIDFWXULQJ WKH EUDNH URWRU DQG WKH
WROHUDQFHV RI WKH EUDNLQJ VXUIDFH UHJDUGLQJ IODWQHVV
WKLFNQHVV YDULDWLRQ DQG ODWHUDO UXQRXW DUH KHOG YHU\
FORVH 7KH PDLQWHQDQFH RI FORVH WROHUDQFHV RQ WKH

(   5($5 ',6& %5$.(6


VKDSH RI WKH EUDNLQJ VXUIDFHV LV QHFHVVDU\ WR SUHYHQW
EUDNH URXJKQHVV
,Q DGGLWLRQ WR WKHVH WROHUDQFHV WKH VXUIDFH ILQLVK PXVW
EH KHOG WR D VSHFLILHG UDQJH 7KH FRQWURO RI WKH EUDNLQJ
VXUIDFH ILQLVK LV QHFHVVDU\ WR DYRLG SXOOV DQG HUUDWLF
SHUIRUPDQFH DQG WR H[WHQG OLQLQJ OLIH
1RWLFH 3HUPLVVLEOH ODWHUDO UXQRXW LV D PD[LPXP
PP LQFK  ,I ODWHUDO UXQRXW H[FHHGV WKH
VSHFLILFDWLRQ PDNH VXUH WKHUH LV QR GLUW EHWZHHQ WKH URWRU
DQG WKH KXE DQG WKDW FRQWDFW VXUIDFHV DUH VPRRWK DQG
IUHH IURP EXUUV LQ RUGHU WR DYRLG SUHPDWXUH ZHDU

,PSRUWDQW 6LQFH DFFXUDWH FRQWURO RI WKH URWRU


WROHUDQFHV LV QHFHVVDU\ IRU SURSHU SHUIRUPDQFH RI WKH
GLVF EUDNHV UHILQLVKLQJ RI WKH URWRU VKRXOG EH GRQH RQO\
ZLWK SUHFLVLRQ HTXLSPHQW
 5HILQLVK WKH URWRU LI UHTXLUHG ZLWK SUHFLVLRQ
HTXLSPHQW 'LVFDUG WKH URWRU LI LW IDLOV WR PHHW WKH
DERYH VSHFLILFDWLRQV DIWHU UHILQLVKLQJ
 ,QVWDOO WKH URWRU 5HIHU WR 5RWRU LQ WKLV VHFWLRQ

8VLQJ D FRPPHUFLDOO\ DYDLODEOH GLDO LQGLFDWRU FKHFN WKH


ODWHUDO UXQRXW DV IROORZV
 3RVLWLRQ WKH WUDQVD[OH LQ QHXWUDO
 5HPRYH WKH URWRU 5HIHU WR 5RWRU LQ WKLV VHFWLRQ
 )DVWHQ WKH EUDNH URWRU WR WKH ZKHHO KXE ZLWK WZR
ZKHHO EROWV
 )DVWHQ D GLDO LQGLFDWRU WR WKH EUDNH FDOLSHU
 7KH GLDO LQGLFDWRU SUREH WLS VKRXOG PHDVXUH  PP
LQFKHV IURP WKH FHQWHU RI WKH GLVF KROH
 5HPRYH WKH GLDO LQGLFDWRU DQG WKH ZKHHO EROWV

&'

'$(:22 9 %/

5($5 ',6& %5$.(6 (  

0$,17(1$1&( $1'
5(3$,5
219(+,&/( 6(59,&(
6+2( $1' /,1,1* %5$.( 3$'6
5HPRYDO 3URFHGXUH
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 5HPRYH WKH UHDU ZKHHOV 5HIHU WR 6HFWLRQ ( 7LUHV
DQG :KHHOV
 5HPRYH WKH ORZHU JXLGH SLQ EROW RI WKH FDOLSHU
DVVHPEO\ DQG ORRVHQ WKH XSSHU JXLGH SLQ EROW

&(

,PSRUWDQW &DOLSHU DVVHPEO\ UHPRYDO LV QRW QHFHVVDU\


WR VHUYLFH WKH EUDNH SDGV
 3XOO WKH FDOLSHU SLVWRQ KRXVLQJ XS

&(

 5HPRYH WKH EUDNH SDGV

%(

'$(:22 9 %/

(   5($5 ',6& %5$.(6


,QVWDOODWLRQ 3URFHGXUH
 0HDVXUH WKH PLQLPXP EUDNH SDG WKLFNQHVV 5HIHU WR
/LQLQJ ,QVSHFWLRQ LQ WKLV VHFWLRQ
 ,QVWDOO WKH EUDNH SDGV LQWR WKH FDOLSHU
 3XVK WKH SLVWRQ LQZDUG LI QHHGHG

%(

1RWLFH 7DNH FDUH QRW WR GDPDJH WKH SLVWRQ VHDO ZKHQ


WKH SLVWRQ KRXVLQJ LV SXOOHG GRZQ
 3XOO GRZQ WKH FDOLSHU SLVWRQ KRXVLQJ DQG VHFXUH LW
ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH XSSHU DQG WKH ORZHU FDOLSHU JXLGH SLQ
EROWV WR 1:P OE:IW 
 ,QVWDOO WKH UHDU ZKHHOV 5HIHU WR 6HFWLRQ ( 7LUHV DQG
:KHHOV
 /RZHU WKH YHKLFOH

&(

&$/,3(5 $66(0%/<
5HPRYDO 3URFHGXUH
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 0DUN WKH SRVLWLRQ RI WKH UHDU ZKHHOV UHODWLYH WR WKH
ZKHHO KXEV DQG UHPRYH WKH ZKHHOV 5HIHU WR 6HFWLRQ
( 7LUHV DQG :KHHOV
 5HPRYH WKH EROW DQG WKH ZDVKHUV WKDW DWWDFK WKH
EUDNH KRVH LQOHW ILWWLQJ WR WKH FDOLSHU

&(

'$(:22 9 %/

5($5 ',6& %5$.(6 (  


 'LVFRQQHFW WKH EUDNH KRVH 3OXJ WKH RSHQLQJV LQ WKH
FDOLSHU DQG WKH EUDNH KRVH WR SUHYHQW IOXLG ORVV DQG
FRQWDPLQDWLRQ
 5HPRYH WKH FDOLSHU PRXQWLQJ EROWV IURP WKH VWHHULQJ
NQXFNOH
 5HPRYH WKH FDOLSHU DVVHPEO\

&(

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH FDOLSHU DVVHPEO\ ZLWK WKH PRXQWLQJ EROWV

7LJKWHQ
7LJKWHQ WKH FDOLSHU WR VWHHULQJ NQXFNOH PRXQWLQJ EROWV
WR 1:P OE:IW 

&(

 &RQQHFW WKH EUDNH KRVH ZLWK WKH EROW DQG ZDVKHUV

7LJKWHQ
7LJKWHQ WKH EUDNH KRVH LQOHW ILWWLQJ WR FDOLSHU EROW DQG
ZDVKHUV WR  1:P OE:IW 

&(

'$(:22 9 %/

(   5($5 ',6& %5$.(6


 ,QVWDOO WKH UHDU ZKHHOV 5HIHU WR 6HFWLRQ ( 7LUHV DQG
:KHHOV
 /RZHU WKH YHKLFOH
 )LOO WKH PDVWHU F\OLQGHU WR WKH SURSHU OHYHO ZLWK FOHDQ
EUDNH IOXLG
 %OHHG WKH FDOLSHU 5HIHU WR 6HFWLRQ $ +\GUDXOLF
%UDNHV
 5HFKHFN WKH IOXLG OHYHO
1RWLFH 'R QRW PRYH WKH YHKLFOH XQWLO D ILUP SHGDO LV
REWDLQHG RU LPSURSHU EUDNLQJ DFWLRQ ZLOO UHVXOW
 5HSHDWHGO\ SUHVV WKH EUDNH SHGDO WR EULQJ WKH SDGV LQ
FRQWDFW ZLWK WKH URWRU

&$

52725
5HPRYDO 3URFHGXUH
1RWLFH ,Q RUGHU WR DYRLG GDPDJH WR WKH FRPSRQHQWV GR
QRW KDQJ WKH FDOLSHU DVVHPEO\ IURP WKH EUDNH KRVH
,PSRUWDQW 7R JXDUDQWHH XQLIRUP EUDNLQJ RQ ERWK VLGHV
ERWK URWRUV PXVW KDYH LGHQWLFDO VXUIDFHV UHJDUGLQJ
VPRRWKQHVV DQG VFRULQJ GHSWK )RU WKLV UHDVRQ DOZD\V
UHSODFH ERWK URWRUV
 5HPRYH WKH FDOLSHU DVVHPEO\ ZLWKRXW GLVFRQQHFWLQJ
WKH EUDNH KRVHV 5HIHU WR &DOLSHU $VVHPEO\ LQ WKLV
VHFWLRQ
 5HPRYH GHWHQW VFUHZ IURP WKH URWRU WR UHDU ZKHHO
KXE
 3XOO RII WKH URWRU
&(

,QVWDOODWLRQ 3URFHGXUH
 ,QVSHFW WKH URWRU 5HIHU WR 5RWRU ,QVSHFWLRQ LQ WKLV
VHFWLRQ
 ,QVWDOO WKH URWRU WR UHDU ZKHHO KXE ZLWK WKH GHWHQW
VFUHZ

7LJKWHQ
7LJKWHQ WKH URWRU WR UHDU ZKHHO KXE GHWHQW VFUHZ WR 
1:P OE:LQ 
 ,QVWDOO WKH FDOLSHU DVVHPEO\ 5HIHU WR &DOLSHU
$VVHPEO\ LQ WKLV VHFWLRQ

&(

'$(:22 9 %/

5($5 ',6& %5$.(6 (  

63/$6+ 6+,(/'%$&.3/$7( $1'


3$5.,1* %5$.( /(9(5
5HPRYDO 3URFHGXUH
 5HPRYH WKH URWRU 5HIHU WR 5RWRU LQ WKLV VHFWLRQ
 'LVFRQQHFW WKH SDUNLQJ EUDNH FDEOH IURP WKH EUDNH
EDFNSODWH RSHUDWLQJ OHYHU

&(

 3U\ RII WKH VKDIW GXVW FRYHU


 5HPRYH WKH VSLQGOH VKDIW FDXONLQJ QXW

&(

 5HPRYH WKH ZKHHO KXE DVVHPEO\ IURP WKH VSLQGOH


VKDIW

&(

'$(:22 9 %/

(   5($5 ',6& %5$.(6


 5HPRYH WKH EROWV WKDW VHFXUH WKH VSODVK
VKLHOGEDFNSODWHSDUNLQJ EUDNH VKRH DVVHPEO\ WR
WKH VWHHULQJ NQXFNOH
 5HPRYH WKH VSODVK VKLHOGEDFNSODWHVKRH DVVHPEO\
IURP WKH VWHHULQJ NQXFNOH

&(

 5HPRYH WKH VFUHZ WKDW VHFXUHV WKH SDUNLQJ EUDNH


VKRH KROG GRZQ VSULQJ DVVHPEO\ WR WKH EDFNSODWH
 5HPRYH WKH SDUNLQJ EUDNH VKRH VOLGLQJ LW DZD\ IURP
WKH DFWXDWLRQ PHFKDQLVP

&(

 0HDVXUH WKH VKRH DVVHPEO\ GLDPHWHU 5HIHU WR


6HFWLRQ * 3DUNLQJ %UDNH
 5HPRYH WKH VSODVK VKLHOG

&(

'$(:22 9 %/

5($5 ',6& %5$.(6 (  


 5HPRYH DQG GLVFDUG WKH DGMXVWHU VFUHZ DQG WKH QXW

&(

 5HPRYH DQG GLVFDUG WKH WDSSHW DQG WKH SXVKURG

&(

 8VH D  PP  LQFK GULOO WR UHPRYH WKH SRS


ULYHWV WKDW KROG WKH GXVW FRYHU DVVHPEO\ DQG WKH
DGMXVWHU SDZO WR WKH EDFNSODWH
 5HPRYH DQG GLVFDUG WKH GXVW FRYHU DQG WKH GXVW
FRYHU UHWDLQHU IURP WKH EDFNSODWH

&(

'$(:22 9 %/

(   5($5 ',6& %5$.(6


 5HPRYH DQG GLVFDUG WKH OHYHU DQG WKH DGMXVWHU
SDZO

&(

,QVWDOODWLRQ 3URFHGXUH
&DXWLRQ $ KLJK IODVK SRLQW RLO IUHH VROYHQW VXFK DV
WULFORURHWK\OHQH RU DFHWRQH XVHG LQ FOHDQLQJ EUDNH
FRPSRQHQWV VXFK DV EDFNSODWHV LV XVXDOO\ KLJKO\
IODPPDEOH DQG XQKHDOWK\ LI LQKDOHG IRU SURORQJHG
SHULRGV
 &OHDQ WKH EDFNSODWH WR PDNH VXUH WKH DFWXDWLRQ FDYLW\
LV IUHH IURP JUHDVH DQG DQ\ RWKHU FRQWDPLQDWLRQ
 ,QVSHFW WKH VKRH DVVHPEO\ SRVLWLRQ 7KH VKRH VKRXOG
ILW FHQWHUHG RQ WKH VSODVK VKLHOG ZLWK WKH VKRH WLSV
ORFDWHG FRUUHFWO\ LQ WKH VORWV

&(

 ,QVSHFW WKH VSODVK VKLHOG IRU UXVW RU DQ\ RWKHU


GDPDJH 5HSODFH WKH VSODVK VKLHOG LI QHFHVVDU\

&(

'$(:22 9 %/

5($5 ',6& %5$.(6 (  


 ,QVWDOO WKH QHZ DGMXVWHU SDZO WR WKH EDFNSODWH DQG
VHFXUH LW ZLWK D SRS ULYHW

&(

 6OLGH WKH QHZ GXVW FRYHU RQWR WKH GXVW FRYHU


QRWFKHV
 ,QVHUW WKH QHZ OHYHU DQG WKH GXVW FRYHU DVVHPEO\
LQWR WKH EDFNSODWH
 6HFXUH WKH QHZ GXVW FRYHU UHWDLQHU ZLWK SRS ULYHWV

&(

 /XEULFDWH WKH DFWXDWLRQ FDYLW\ DQG WKH WDSSHW ZLWK


WKH JUHDVH 0DNH VXUH WKDW WKH LQWHUQDO ERUH RI WKH
FDYLW\ LV FRYHUHG ZLWK WKH JUHDVH
 6HFXUH WKH VSODVK VKLHOG DQG WKH EDFNSODWH WR WKH
VWHHULQJ NQXFNOH ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH VSODVK VKLHOGEDFNSODWH WR VWHHULQJ
NQXFNOH EROWV WR 1:P OE:IW 
 6HFXUH WKH SDUNLQJ EUDNH VKRH KROG GRZQ VSULQJ
DVVHPEO\ ZLWK WKH VFUHZ

7LJKWHQ
7LJKWHQ WKH SDUNLQJ EUDNH VKRH KROG GRZQ VSULQJ
DVVHPEO\ VFUHZ WR 1:P OE:LQ 

&(

'$(:22 9 %/

(   5($5 ',6& %5$.(6


 &RQQHFW WKH QHZ SDUNLQJ EUDNH DGMXVWPHQW VFUHZ WR
WKH QHZ DGMXVWPHQW QXW
 7LJKWHQ WKH DGMXVWPHQW QXW WR WKH SRLQW DW ZKLFK LW
PHHWV WKH VFUHZ DQG WKHQ EDFN RII RQH TXDUWHU WXUQ

&(

 ,QVWDOO WKH DGMXVWPHQW VFUHZ DQG WKH DGMXVWPHQW QXW


LQWR WKH EDFNSODWH DFWXDWLRQ PHFKDQLVP RQ WKH
DGMXVWPHQW SDZO VLGH .HHS WKH VKRH VORW SDUDOOHO
ZLWK WKH EDFNSODWH IDFH

&(

 ,QVWDOO WKH QHZ SXVKURG LQWR WKH WDSSHW 0DNH VXUH
WKH SXVKURG LV VHW FRUUHFWO\ LQWR WKH OHYHU VRFNHW E\
KROGLQJ WKH OHYHU LQWR WKH EDFNSODWH ZKLOH LQVHUWLQJ
WKH SXVKURG DQG WKH WDSSHW

&(

'$(:22 9 %/

5($5 ',6& %5$.(6 (  


 &OHDQ WKH H[FHVV JUHDVH DZD\ XVLQJ D FOHDQ UDJ
,PSRUWDQW 7KH VKRH DVVHPEO\ PXVW EH UHVWLQJ RQ WKH
VKLHOG ZLWK WKH EUDQG VLGH XS
,PSRUWDQW &OHDQ KDQGV DUH UHTXLUHG ZKHQ KDQGOLQJ WKH
SDUNLQJ EUDNH VKRH
 ,QVWDOO WKH SDUNLQJ EUDNH VKRH HQJDJLQJ WKH VKRH
WLSV LQ ERWK WKH DGMXVWLQJ VFUHZ DQG WKH WDSSHW VORWV

&(

 ,QVWDOO WKH ZKHHO KXE DVVHPEO\


 6HFXUH WKH ZKHHO KXE DVVHPEO\ ZLWK WKH ZKHHO KXE
DVVHPEO\ WR VSLQGOH VKDIW FDXONLQJ QXW

7LJKWHQ
7LJKWHQ WKH ZKHHO KXE DVVHPEO\ WR VSLQGOH VKDIW
FDXONLQJ QXW WR 1:P OE:IW 
 ,QVWDOO WKH VKDIW GXVW FRYHU

&(

 ,QVWDOO WKH SDUNLQJ EUDNH FDEOH WR WKH SDUNLQJ EUDNH


OHYHU RQ HDFK VLGH RI WKH YHKLFOH
 $GMXVW WKH SDUNLQJ EUDNH 5HIHU WR 6HFWLRQ *
3DUNLQJ %UDNH
 ,QVWDOO WKH URWRU 5HIHU WR 5RWRU LQ WKLV VHFWLRQ

&(

'$(:22 9 %/

(   5($5 ',6& %5$.(6

81,7 5(3$,5
&$/,3(5 29(5+$8/
'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH FDOLSHU DVVHPEO\ 5HIHU WR &DOLSHU
$VVHPEO\ LQ WKLV VHFWLRQ
 3OXJ WKH FDOLSHU KRXVLQJ LQOHW SRUW DQG WKH EUDNH KRVH
HQG WR SUHYHQW FRQWDPLQDWLRQ RU IOXLG ORVV
 5HPRYH DQG GLVFDUG WKH JXLGH SLQ EROWV

&(

 5HPRYH WKH FDOLSHU SLVWRQ KRXVLQJ DVVHPEO\


 5HPRYH WKH JXLGH SLQV DQG WKH ERRWV SOXJJLQJ WKH
KROHV RI WKH DQFKRU EUDFNHW WR SUHYHQW FRQWDPLQDWLRQ
'LVFDUG WKH ERRWV

&(

 5HPRYH WKH LQQHU DQG WKH RXWHU SDGV RI HDFK UHDU


SDG EUDNH VHW IURP WKH EUDNH DQFKRU EUDFNHW RQ HDFK
VLGH RI WKH YHKLFOH )RU WKH PLQLPXP WKLFNQHVV
PHDVXUHPHQW UHIHU WR /LQLQJ ,QVSHFWLRQ LQ WKLV
VHFWLRQ

%(

'$(:22 9 %/

5($5 ',6& %5$.(6 (  


 &OHDQ DOO UHVLGXH IURP WKH GLVF SDG JXLGH VXUIDFHV
RQ WKH DQFKRU EUDFNHW DQG WKH FDOLSHU KRXVLQJ
 ,QVSHFW WKH DQFKRU EUDFNHW DQG UHSODFH LW LI
FRUURGHG ZRUQ RU GDPDJHG
 3ODFH D FOHDQ VKRS WRZHO EHWZHHQ WKH SLVWRQ DQG WKH
FDOLSHU KRXVLQJ
&DXWLRQ 'R QRW SODFH ILQJHUV LQ IURQW RI WKH SLVWRQ
LQ DQ DWWHPSW WR FDWFK LW RU SURWHFW LW ZKHQ DSSO\LQJ
FRPSUHVVHG DLU RU OLJKW DLU SUHVVXUH DW WKH KRXVLQJ
LQOHW SRUW 6XFK DFWLRQ FRXOG UHVXOW LQ VHULRXV LQMXU\
 3URJUHVVLYHO\ LQFUHDVH WKH DLU SUHVVXUH XQWLO WKH
SLVWRQ LV IRUFHG RXW RI WKH ERUH

&(

 5HPRYH DQG GLVFDUG WKH RXWHU ERRW


,PSRUWDQW %H FDUHIXO QRW WR GDPDJH WKH SLVWRQ ERUH RU
WKH VHDO JURRYH ZKHQ UHPRYLQJ WKH LQQHU VHDO
HVSHFLDOO\ ZKHQ XVLQJ D WRRO VXFK DV D VFUHZGULYHU
 5HPRYH DQG GLVFDUG WKH LQQHU VHDO

&(

 5HPRYH DQG GLVFDUG WKH FDOLSHU EOHHGHU YDOYH GXVW


FRYHU
 5HPRYH WKH FDOLSHU EOHHGHU YDOYH

&(

'$(:22 9 %/

(   5($5 ',6& %5$.(6


$VVHPEO\ 3URFHGXUH
&DXWLRQ %H H[WUHPHO\ FDUHIXO WR NHHS WKH DOFRKRO
DQG DQ\ GHEULV DZD\ IURP WKH H\HV WR DYRLG VHULRXV
LQMXU\
1RWLFH .HHS WKH UXEEHU FRPSRQHQWV DZD\ IURP WKH
PLQHUDO RLO WR DYRLG GDPDJLQJ WKH FRPSRQHQWV
 &OHDQ DOO SDUWV LQ GHQDWXUHG DOFRKRO RU WKH EUDNH IOXLG
 'U\ WKH SDUWV ZLWK XQOXEULFDWHG FRPSUHVVHG DLU
 %ORZ RXW DOO SDVVDJHV LQ WKH KRXVLQJ DQG WKH FDOLSHU
EOHHGHU YDOYH
 ,QVSHFW WKH SLVWRQ DQG WKH KRXVLQJ IRU VFRULQJ QLFNV
DQG FRUURVLRQ 5HSODFH DQ\ FRPSRQHQWV WKDW DUH
VFRUHG QLFNHG RU FRUURGHG

&(

 ,QVSHFW WKH FDOLSHU EOHHGHU YDOYH

&(

,PSRUWDQW 'R QRW UHPRYH PDWHULDO IURP WKH SLVWRQ RU


WKH FDOLSHU ERUH
 /XEULFDWH D QHZ SLVWRQ LQQHU VHDO DQG WKH KRXVLQJ
ERUH ZLWK EUDNH IOXLG RU VLOLFRQH JUHDVH
 /XEULFDWH WKH SLVWRQ ZLWK EUDNH IOXLG
 ,QVWDOO WKH SLVWRQ LQQHU VHDO LQWR WKH FDOLSHU KRXVLQJ
JURRYH 0DNH VXUH WKDW WKH VHDO LV QRW WZLVWHG

&(

'$(:22 9 %/

5($5 ',6& %5$.(6 (  


 ,QVWDOO WKH ERRW RYHU WKH RSHQ HQG RI WKH SLVWRQ DQG
PRYH WKH ERRW WRZDUG WKH FORVHG HQG
 3XVK WKH ERRW DZD\ IURP WKH SLVWRQ FORVHG HQG DQG
LQVWDOO LW LQWR WKH ERRW JURRYH LQ WKH SLVWRQ ERUH
 6ORZO\ HQWHU WKH SLVWRQ LQWR WKH ERUH E\ KDQG
 $SSO\ VWHDG\ KDQG SUHVVXUH XQWLO WKH SLVWRQ LV IXOO\
VHDWHG LQ WKH ERUH

&(

 ,QVSHFW WKH SLVWRQ DQG WKH RXWHU ERRW FKHFNLQJ WR


VHH LI WKH ERRW LV SURSHUO\ HQJDJHG LQ WKH SLVWRQ
JURRYH

&(

 &RDW WKH QHZ JXLGH SLQV ZLWK UXEEHU JUHDVH DQG
LQVWDOO WKH SLQV DQG WKH ERRWV LQWR WKH FDOLSHU KRXVLQJ
DVVHPEO\

&(

'$(:22 9 %/

(   5($5 ',6& %5$.(6


 $VVHPEOH WKH QHZ GXVW FRYHU RQ WKH FDOLSHU EOHHGHU
YDOYH DQG VFUHZ WKH FDOLSHU EOHHGHU YDOYH LQWR WKH
KRXVLQJ

7LJKWHQ
7LJKWHQ WKH FDOLSHU EOHHGHU YDOYH WR 1:P OE:LQ 

&(

 ,QVWDOO WKH GLVF SDGV RQ WKH DQFKRU EUDFNHW


 3ODFH WKH FDOLSHU KRXVLQJ DVVHPEO\ LQWR LWV
RSHUDWLQJ SRVLWLRQ
 ,I WKH EUDNH SDG VSULQJV DUH VWLFNLQJ WKURXJK WKH
FDOLSHU KRXVLQJ LQVSHFWLRQ KROH OLIW WKH FDOLSHU
KRXVLQJ DQG PDNH WKH QHFHVVDU\ FRUUHFWLRQV WR
HQVXUH WKDW WKH VSULQJV DUH IXOO\ UHWDLQHG E\ WKH
KRXVLQJ
 ,QVWDOO WKH QHZ JXLGH SLQ EROWV

7LJKWHQ
7LJKWHQ WKH FDOLSHU JXLGH SLQ EROWV WR 1:P
OE:IW 
 ,QVWDOO WKH FDOLSHU DVVHPEO\ 5HIHU WR &DOLSHU
$VVHPEO\ LQ WKLV VHFWLRQ

&(

'$(:22 9 %/

5($5 ',6& %5$.(6 (  

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
',6& %5$.( &$/,3(5 $66(0%/<

7KLV FDOLSHU KDV D VLQJOH ERUH DQG LV PRXQWHG WR WKH


VWHHULQJ NQXFNOH ZLWK WZR PRXQWLQJ EROWV +\GUDXOLF
SUHVVXUH FUHDWHG E\ DSSO\LQJ WKH EUDNH SHGDO LV
FRQYHUWHG E\ WKH FDOLSHU WR D VWRSSLQJ IRUFH 7KLV IRUFH
DFWV HTXDOO\ DJDLQVW WKH SLVWRQ DQG WKH ERWWRP RI WKH
FDOLSHU ERUH WR PRYH WKH SLVWRQ RXWZDUG DQG WR VOLGH WKH
FDOLSHU LQZDUG UHVXOWLQJ LQ D FODPSLQJ DFWLRQ RQ WKH
URWRU 7KLV FODPSLQJ DFWLRQ IRUFHV WKH OLQLQJV DJDLQVW WKH
URWRU FUHDWLQJ IULFWLRQ WR VWRS WKH YHKLFOH

'$(:22 9 %/

,PSRUWDQW
- 5HSODFH DOO FRPSRQHQWV LQFOXGHG LQ WKH UHSDLU NLWV
XVHG WR VHUYLFH WKLV FDOLSHU
- /XEULFDWH WKH UXEEHU SDUWV ZLWK FOHDQ EUDNH IOXLG WR
HDVH DVVHPEO\
- 'R QRW XVH OXEULFDWHG VKRS DLU RQ EUDNH SDUWV DV
GDPDJH WR WKH UXEEHU FRPSRQHQWV PD\ UHVXOW
- ,I DQ\ K\GUDXOLF FRPSRQHQW LV UHPRYHG RU
GLVFRQQHFWHG LW PD\ EH QHFHVVDU\ WR EOHHG DOO RU SDUW
RI WKH EUDNH V\VWHP
- 5HSODFH WKH SDGV LQ D[OH VHWV RQO\
- 7KH WRUTXH YDOXHV VSHFLILHG DUH IRU GU\ XQOXEULFDWHG
IDVWHQHUV
- 3HUIRUP WKH VHUYLFH RSHUDWLRQV RQ D FOHDQ EHQFK IUHH
IURP DOO PLQHUDO RLO PDWHULDOV

(   5($5 ',6& %5$.(6

%/$1.

'$(:22 9 %/

6(&7,21 )

$17,/2&. %5$.( 6<67(0 $1'


75$&7,21 &21752/ 6<67(0
&$87,21 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH EHIRUH UHPRYLQJ RU LQVWDOOLQJ DQ\ HOHFWULFDO XQLW RU ZKHQ D
WRRO RU HTXLSPHQW FRXOG HDVLO\ FRPH LQ FRQWDFW ZLWK H[SRVHG HOHFWULFDO WHUPLQDOV 'LVFRQQHFWLQJ WKLV FDEOH
ZLOO KHOS SUHYHQW SHUVRQDO LQMXU\ DQG GDPDJH WR WKH YHKLFOH 7KH LJQLWLRQ PXVW DOVR EH LQ /2&. XQOHVV
RWKHUZLVH QRWHG

7$%/( 2) &217(176
6SHFLILFDWLRQV                              )
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV            )
6SHFLDO 7RROV                               )
6SHFLDO 7RROV 7DEOH                         )
6FKHPDWLF DQG 5RXWLQJ 'LDJUDPV           
$%6 &LUFXLW                                
(%&0 &RQQHFWRU )DFH 9LHZ
:LWKRXW 7UDFWLRQ &RQWURO 6\VWHP           
(%&0 &RQQHFWRU )DFH 9LHZ
:LWK 7UDFWLRQ &RQWURO 6\VWHP             

)
)
)
)

&RPSRQHQW /RFDWRU                         )


$%6 DQG 7&6 6\VWHP                       )
'LDJQRVLV                                  )
'LDJQRVWLF &LUFXLW &KHFN                     )
$%6 ,QGLFDWRU /DPS ,QRSHUDWLYH              )
3RZHU 6XSSO\ 7R &RQWURO 0RGXOH
1R '7&V 6WRUHG                          )
$%6 ,QGLFDWRU /DPS ,OOXPLQDWHG
&RQWLQXRXVO\ 1R '7&V 6WRUHG              )
7UDFWLRQ &RQWURO 6\VWHP ,QGLFDWRU
/DPS ,QRSHUDWLYH                         )
6HOI'LDJQRVWLFV                           )
'LVSOD\LQJ '7&V                           )
&OHDULQJ '7&V                             )
,QWHUPLWWHQWV DQG 3RRU &RQQHFWLRQV           )
'7&  5LJKW )URQW :KHHO 6SHHG
6HQVRU )DXOW                             )
'7&  5LJKW )URQW :KHHO 6SHHG
6HQVRU &RQWLQXLW\ )DXOW                    )
'7&  /HIW )URQW :KHHO 6SHHG 6HQVRU
)DXOW                                    )
'7&  /HIW )URQW :KHHO 6SHHG
6HQVRU &RQWLQXLW\ )DXOW                    )
'7&  :KHHO 6SHHG 6HQVRU
)UHTXHQF\ (UURU                          )
'7&  5LJKW 5HDU :KHHO 6SHHG
6HQVRU )DXOW                             )
'7&  5LJKW 5HDU :KHHO 6SHHG
6HQVRU &RQWLQXLW\ )DXOW                    )
'$(:22 9 %/

'7&  /HIW 5HDU :KHHO 6SHHG 6HQVRU


)DXOW                                   
'7&  /HIW 5HDU :KHHO 6SHHG
6HQVRU &RQWLQXLW\ )DXOW                   
'7&  5LJKW )URQW ,QOHW DQG 2XWOHW
9DOYH 6ROHQRLG )DXOW                      
'7&  5LJKW )URQW 3ULPH /LQH DQG
7UDFWLRQ &RQWURO 6\VWHP 7&6 3LORW
9DOYH )DXOW                              
'7&  /HIW )URQW ,QOHW DQG 2XWOHW
9DOYH 6ROHQRLG )DXOW                      
'7&  /HIW )URQW 3ULPH /LQH DQG
7UDFWLRQ &RQWURO 6\VWHP 7&6 3LORW
9DOYH )DXOW                              
'7&  %UDNH /LJKW 6ZLWFK %/6 )DXOW      
'7&  5LJKW 5HDU ,QOHW DQG 2XWOHW
9DOYH 6ROHQRLG )DXOW                      
'7&  /HIW 5HDU ,QOHW DQG 2XWOHW
9DOYH 6ROHQRLG )DXOW                      
'7&  3XPS 0RWRU RU 3XPS 0RWRU
5HOD\ )DXOW                              
'7&  9DOYH 5HOD\ &LUFXLW )DXOW            
'7&  3XPS )DXOW /RQJ 7HUP 7&6
2QO\                                   
'7&  $%6 &RQWURO 0RGXOH ,QWHUQDO )DXOW   
'7&  /RZ 9ROWDJH 7HVW                  
0DLQWHQDQFH DQG 5HSDLU                   
2Q9HKLFOH 6HUYLFH                         
6HUYLFH 3UHFDXWLRQV                       
%OHHGLQJ 6\VWHP                          
$%6  $VVHPEO\                        
)URQW :KHHO 6SHHG 6HQVRU                 
)URQW :KHHO 6SHHG 6HQVRU
-XPSHU +DUQHVV                         
5HDU :KHHO 6SHHG 6HQVRU                 
5HDU :KHHO 6SHHG 6HQVRU -XPSHU
+DUQHVV                                
6\VWHP )XVH                             
,QGLFDWRUV                                

)
)
)

)
)

)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)

)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0


*HQHUDO 'HVFULSWLRQ DQG 6\VWHP
2SHUDWLRQ                               
%DVLF .QRZOHGJH 5HTXLUHG                 
$%6 6\VWHP &RPSRQHQWV                  
%DVH %UDNLQJ 0RGH                        
$QWLORFN %UDNLQJ 0RGH                     
7UDFWLRQ &RQWURO 0RGH                     
7LUHV DQG $%67&6                       

)
)
)
)
)
)
)

(OHFWURQLF %UDNH &RQWURO 0RGXOH (%&0     


)URQW :KHHO 6SHHG 6HQVRUV                
)URQW :KHHO 6SHHG 6HQVRU 5LQJV           
5HDU :KHHO 6SHHG 6HQVRUV DQG 5LQJV       
9DOYH 5HOD\ DQG 3XPS 0RWRU 5HOD\         
:LULQJ +DUQHVV                           
,QGLFDWRUV                                

)
)
)
)
)
)
)

63(&,),&$7,216
)$67(1(5 7,*+7(1,1* 63(&,),&$7,216
$SSOLFDWLRQ

1:P

/E:)W

/E:,Q

$%6 0RXQWLQJ 1XWV



%UDNH 3LSH 1XWV





(%&0 0RXQWLQJ 6FUHZV



)URQW :KHHO 6SHHG 6HQVRU %ROW



5HDU :KHHO 6SHHG 6HQVRU %ROW



63(&,$/ 722/6
63(&,$/ 722/6 7$%/(

6FDQ 7RRO

$)

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  

$%6 &,5&8,7

6&+(0$7,& $1' 5287,1* ',$*5$06

&)

'$(:22 9 %/

)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0

(%&0 &211(&725 )$&( 9,(:


:,7+287 75$&7,21 &21752/ 6<67(0
(%&0 &RQQHFWRU -

&)

3LQ

&RORU

'. %/8

&LUFXLW

3LQ

&RORU

5LJKW 5HDU *URXQG



31.

6ZLWFKHG ,JQLWLRQ

1RW 8VHG



%/.

0RWRU *URXQG

%51

5LJKW 5HDU 6HQVRU



5('

%DWWHU\

33/

5LJKW )URQW *URXQG



5('

%DWWHU\

<(/

5LJKW )URQW 6HQVRU



%/.

,QVWUXPHQW *URXQG

:+7

/HIW )URQW *URXQG



251

/HIW )URQW 6HQVRU



'. %/8

/HIW 5HDU *URXQG

'.
*51%/.

%51

/HIW 5HDU 6HQVRU



1RW 8VHG





1RW 8VHG



'.
%/8:+7

6HULDO 'DWD /LQN



1RW 8VHG



1RW 8VHG



1RW 8VHG



1RW 8VHG



1RW 8VHG

6%

6KRUWLQJ %DU



/7 %/8

1RW 8VHG

&LUFXLW

1RW 8VHG
$%6 :DUQLQJ /DPS

%UDNH /LJKW 6ZLWFK

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  

(%&0 &211(&725 )$&( 9,(:


:,7+ 75$&7,21 &21752/ 6<67(0
(%&0 &RQQHFWRU -

&)

3LQ

&RORU

'. %/8

3LQ

&RORU

5LJKW 5HDU *URXQG



5('

%DWWHU\

1RW 8VHG



5('

%DWWHU\

%51

5LJKW 5HDU 6HQVRU



%/.

,QVWUXPHQW *URXQG

33/

5LJKW )URQW *URXQG



<(/

5LJKW )URQW 6HQVRU



:+7

/HIW )URQW *URXQG

'.
*51%/.

251

/HIW )URQW 6HQVRU



1RW 8VHG

'. %/8

/HIW 5HDU *URXQG



1RW 8VHG

%51

/HIW 5HDU 6HQVRU



1RW 8VHG





1RW 8VHG



'.
%/8:+7

6HULDO 'DWD /LQN



1RW 8VHG



1RW 8VHG



1RW 8VHG



'. *51



1RW 8VHG



1RW 8VHG



/7 %/8

%UDNH /LJKW 6ZLWFK



1RW 8VHG



31.

6ZLWFKHG ,JQLWLRQ



1RW 8VHG



%/.

0RWRU *URXQG

6%

6KRUWLQJ %DU

'$(:22 9 %/

&LUFXLW

1RW 8VHG

&LUFXLW

1RW 8VHG
$%6 :DUQLQJ /DPS

7&6 :DUQLQJ /DPS

)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0

&20321(17 /2&$725
$%6 $1' 7&6 6<67(0 '5,9(
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH 6LPLODU

&)













5LJKW )URQW :KHHO 6SHHG 6HQVRU


%UDNH 0DVWHU &\OLQGHU
0DVWHU &\OLQGHU 5HVHUYRLU
*URPPHW
5LJKW )URQW :KHHO 6SHHG 6HQVRU &RQQHFWRU
%UDNH )OXLG /HYHO 6ZLWFK &RQQHFWRU
,QVWUXPHQW &OXVWHU
*URPPHW
5LJKW 5HDU :KHHO 6SHHG 6HQVRU &RQQHFWRU
5LJKW 5HDU :KHHO 6SHHG 6HQVRU
/HIW 5HDU :KHHO 6SHHG 6HQVRU












/HIW 5HDU :KHHO 6SHHG 6HQVRU &RQQHFWRU


%RG\ :LULQJ +DUQHVV
&RQQHFWRU &
&RQQHFWRUV & &
(%&0 &RQQHFWRU -
/HIW )URQW 6SHHG 6HQVRU &RQQHFWRU
*URPPHW
+\GUDXOLF 0RGXODWRU ZLWK $WWDFKHG (%&0
&RQQHFWRU &
/HIW )URQW :KHHO 6SHHG 6HQVRU

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  

%/$1.

'$(:22 9 %/

)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0

',$*126,6

&)

',$*1267,& &,5&8,7 &+(&.


7KH 'LDJQRVWLF &LUFXLW &KHFN LV DQ RUJDQL]HG DSSURDFK
WR LGHQWLI\LQJ D SUREOHP FUHDWHG E\ DQ DQWLORFN EUDNH
V\VWHP $%6 PDOIXQFWLRQ ,W PXVW EH WKH VWDUWLQJ SRLQW
IRU DQ\ $%6 FRPSODLQW GLDJQRVLV EHFDXVH LW GLUHFWV WKH
VHUYLFH WHFKQLFLDQ WR WKH QH[W ORJLFDO VWHS LQ GLDJQRVLQJ
WKH FRPSODLQW
'LDJQRVWLF 3URFHVV
3HUIRUP WKH IROORZLQJ VWHSV LQ RUGHU ZKHQ VHUYLFLQJ WKH
$%67&6 V\VWHP )DLOXUH WR GR VR PD\ UHVXOW LQ WKH ORVV
RI LPSRUWDQW GLDJQRVWLF GDWD DQG PD\ OHDG WR GLIILFXOWLHV
DQG WLPH FRQVXPLQJ GLDJQRVLV SURFHGXUHV
 3HUIRUP WKH WHVWV RI WKH WDEOH EHORZ

 3HUIRUP D URDG WHVW LI GLUHFWHG E\ WKH WDEOH


- 7HVW GULYH WKH YHKLFOH ZKLOH XVLQJ WKH VQDSVKRW
IHDWXUH RI WKH VFDQ WRRO
- 3HUIRUP QRUPDO DFFHOHUDWLRQ VWRSSLQJ DQG WXUQLQJ
PDQHXYHUV
- ,I WKLV GRHV QRW UHSURGXFH WKH PDOIXQFWLRQ SHUIRUP
DQ $%6 VWRS RU 7&6 PDQHXYHU RQ D ORZ IULFWLRQ
VXUIDFH VXFK DV JUDYHO
 &OHDU WKH GLDJQRVWLF WURXEOH FRGHV '7&V DIWHU DOO
V\VWHP PDOIXQFWLRQV KDYH EHHQ FRUUHFWHG

'LDJQRVWLF &LUFXLW &KHFN


6WHS

$FWLRQ
 ,QVWDOO WKH VFDQ WRRO
 7XUQ LJQLWLRQ VZLWFK WR 21
 6HOHFW WKH 'DWD /LVW PRGH
,V WKH VFDQ WRRO UHFHLYLQJ GDWD IURP WKH HOHFWURQLF
EUDNH FRQWURO PRGXOH (%&0 "

9DOXH

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  


'LDJQRVWLF &LUFXLW &KHFN &RQW
G
6WHS

9DOXH

<HV

1R

&KHFN WKH GLVSOD\


$UH WKHUH DQ\ FXUUHQW '7&V GLVSOD\HG"

5HIHU WR WKH
DSSOLFDEOH '7&
WDEOH

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ VZLWFK WR /2&. IRU VHFRQGV


 7XUQ WKH LJQLWLRQ VZLWFK WR 21 DQG REVHUYH WKH
$%6 LQGLFDWRU
'RHV WKH LQGLFDWRU OLJKW IRU VHFRQGV DQG WKHQ JR RII"


*R WR 6WHS 

*R WR 6WHS 

*R WR $%6
,QGLFDWRU /DPS
,OOXPLQDWHG
&RQVWDQWO\

*R WR $%6
,QGLFDWRU /DPS
,QRSHUDWLYH

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 7UDFWLRQ
&RQWURO
6\VWHP
,QGLFDWRU /DPS
,QRSHUDWLYH

$FWLRQ

&KHFN WKH $%6 LQGLFDWRU


'LG WKH $%6 LQGLFDWRU WXUQ RQ DQG VWD\ RQ"

&KHFN ZKHWKHU WKH YHKLFOH LV HTXLSSHG ZLWK WUDFWLRQ


FRQWURO
,V WKH YHKLFOH HTXLSSHG ZLWK WUDFWLRQ FRQWURO"

 7XUQ WKH LJQLWLRQ VZLWFK WR /2&. IRU VHFRQGV


 7XUQ WKH LJQLWLRQ VZLWFK WR 21 DQG REVHUYH WKH
7&6 LQGLFDWRU
'RHV WKH LQGLFDWRU OLJKW IRU VHFRQGV DQG WKHQ JR RII"









'$(:22 9 %/









7XUQ WKH LJQLWLRQ VZLWFK WR /2&.


'LVFRQQHFW WKH (%&0 KDUQHVV FRQQHFWRU -
7XUQ WKH LJQLWLRQ VZLWFK WR 21
8VH D GLJLWDO YROWPHWHU '90 WR PHDVXUH WKH
YROWDJH IURP JURXQG WR WHUPLQDO   DQG RI
(%&0 KDUQHVV FRQQHFWRU -
,V WKH YROWDJH ZLWKLQ WKH VSHFLILHG YDOXH RQ HDFK
WHUPLQDO"

9

*R WR 6WHS 

*R WR 3RZHU
6XSSO\ WR
&RQWURO
0RGXOH 1R
'7&V 6WRUHG

 7XUQ WKH LJQLWLRQ VZLWFK WR /2&.


 8VH D '90 WR PHDVXUH WKH UHVLVWDQFH IURP WKH
(%&0 KDUQHVV FRQQHFWRU - WHUPLQDOV DQG
WR JURXQG
,V WKH UHVLVWDQFH HTXDO WR WKH VSHFLILHG YDOXH"

|:

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

:

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

5HSDLU WKH RSHQ LQ WKH FLUFXLW %/. WKDW IDLOHG


,V WKH UHSDLU FRPSOHWH"
8VH D '90 WR PHDVXUH WKH UHVLVWDQFH EHWZHHQ
WHUPLQDO RI WKH (%&0 KDUQHVV FRQQHFWRU -DQG
WHUPLQDO . RI WKH DVVHPEO\ OLQH GLDJQRVWLF OLQN
$/'/ 
,V WKH UHVLVWDQFH EHORZ WKH VSHFLILHG YDOXH"
5HSODFH WKH $%6 XQLW DVVHPEO\
,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH RSHQ RU KLJK UHVLVWDQFH LQ FLUFXLW '.
%/8:+7 EHWZHHQ WHUPLQDO RI WKH (%&0
KDUQHVV FRQQHFWRU -DQG WHUPLQDO . RI WKH $/'/
MDFN
,V WKH UHSDLU FRPSOHWH"
3HUIRUP WKH URDG WHVW GHVFULEHG DERYH
$UH DQ\ '7&V VHW"


*R WR 6WHS 

*R WR WKH WDEOH
IRU WKH '7&

6\VWHP 2.

)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0

&)

$%6 ,1',&$725 /$03 ,123(5$7,9(


&LUFXLW 'HVFULSWLRQ
%DWWHU\ YROWDJH LV VXSSOLHG WR WKH $%6 ZDUQLQJ ODPS ZLWK
WKH LJQLWLRQ VZLWFK LQ WKH 21 RU 67$57 SRVLWLRQV 7KH
ZDUQLQJ ODPS FDQ EH DFWLYDWHG RQO\ E\ WKH $%6 FRQWURO
PRGXOH LQWHUQDOO\ VXSSO\LQJ JURXQG WR WHUPLQDO RU E\
WKH VKRUWLQJ EDU LQ WKH $%6 PRGXOH FRQQHFWRU -ZKHQ LW
LV GLVFRQQHFWHG IURP WKH PRGXOH
'LDJQRVLV
7KLV SURFHGXUH FKHFNV IRU D SUREOHP LQ WKH ZLULQJ D
IDXOW\ JURXQG D YROWDJH VXSSO\ SUREOHP D EXUQHG RXW
LQGLFDWRU ODPS RU D FRQWDFW SUREOHP LQ D FRQQHFWRU
&DXVH V
- $ IXVH KDV EORZQ
- 7KH LQGLFDWRU ODPS KDV EXUQHG RXW
- 7KHUH LV D FRUURGHG RU EURNHQ FRQQHFWRU WHUPLQDO
- 7KHUH LV D IDXOW\ JURXQG FRQQHFWLRQ
- 7KHUH LV D EURNHQ ZLUH LQ D ZLULQJ KDUQHVV
- 7KH (%&0 LV IDXOW\

7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV WHVW FKHFNV IRU DQ\ '7&V WKDW PD\ FDXVH WKH
$%6 LQGLFDWRU ODPS WR EH LQRSHUDWLYH
 7KLV WHVW YHULILHV DQ LQRSHUDWLYH ODPS FRQGLWLRQ
 7KLV WHVW FKHFNV IRU YROWDJH RQ WKH ODPS FLUFXLW
 7KLV EHJLQV D VHULHV RI WHVWV RI WKH FLUFXLW IURP WKH
LQGLFDWRU ODPS WR WKH (%&0 DQG JURXQG
 7KLV EHJLQV D VHULHV RI WHVWV RI WKH YROWDJH VXSSO\
FLUFXLWV WKDW SRZHU WKH LQGLFDWRU ODPS

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  


$%6 ,QGLFDWRU /DPS ,QRSHUDWLYH
6WHS


$FWLRQ
,QVWDOO WKH VFDQ WRRO DQG FKHFN IRU DQ\ '7&V
,V DQ\ '7& VHW"
 7XUQ WKH LJQLWLRQ VZLWFK WR /2&.
 'LVFRQQHFW WKH VFDQ WRRO
 7XUQ WKH LJQLWLRQ VZLWFK WR 21
 2EVHUYH WKH $%6 LQGLFDWRU ODPS
'RHV WKH ODPS LOOXPLQDWH IRU DERXW VHFRQGV WKHQ
WXUQ RII"

9DOXH V

<HV

1R

*R WR WKH FKDUW
IRU WKH '7&

*R WR 6WHS 

*R WR
,QWHUPLWWHQWV
DQG 3RRU
&RQQHFWLRQV

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

:LWK WKH LJQLWLRQ VWLOO 21 REVHUYH WKH RLO SUHVVXUH


ODPS
,V WKH RLO SUHVVXUH ODPS LOOXPLQDWHG"

 7XUQ WKH LJQLWLRQ VZLWFK WR /2&.


 'LVFRQQHFW FRQQHFWRU -IURP WKH HOHFWURQLF
EUDNH FRQWURO PRGXOH (%&0 
 7XUQ WKH LJQLWLRQ VZLWFK WR 21
'RHV WKH $%6 LQGLFDWRU LOOXPLQDWH"

 7XUQ WKH LJQLWLRQ VZLWFK WR /2&.


 ([DPLQH WHUPLQDOV DQG DW WKH (%&0
FRQQHFWRU -RQ ERWK WKH $%6 ZLULQJ KDUQHVV DQG
RQ WKH (%&0
,V WKHUH D SRRU FRQQHFWLRQ DW DQ\ RI WKHVH WHUPLQDOV"

5HSDLU WKH IDXOW\ WHUPLQDOV RU UHSODFH WKH $%6 XQLW


DV UHTXLUHG
,V WKH UHSDLU FRPSOHWH"

5HSODFH WKH $%6 XQLW


,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.

 7XUQ WKH LJQLWLRQ VZLWFK WR /2&.


 'LVFRQQHFW WKH ZLUH IURP WKH QHJDWLYH EDWWHU\
WHUPLQDO
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WKH QHJDWLYH
EDWWHU\ ZLUH ZKLFK LV DWWDFKHG WR JURXQG DQG WKH
VKRUWLQJ EDU LQ WKH (%&0 FRQQHFWRU -
'RHV WKH UHVLVWDQFH PDWFK WKH VSHFLILHG YDOXH"

:

*R WR 6WHS 

*R WR 6WHS 

5HSDLU WKH RSHQ RU KLJK UHVLVWDQFH LQ WKH FLUFXLW IURP


(%&0 FRQQHFWRU - WHUPLQDO WR JURXQG *
,V WKH UHSDLU FRPSOHWH"



 5HPRYH WKH ,3 FOXVWHU


 5HPRYH DQG FKHFN WKH $%6 LQGLFDWRU EXOE
,V WKH EXOE EXUQHG RXW"



 5HSODFH WKH $%6 LQGLFDWRU EXOE


 ,QVWDOO WKH ,3 FOXVWHU
,V WKH UHSDLU FRPSOHWH"



&KHFN WKH FRQWLQXLW\ DW WKH ,3 FOXVWHU FRQQHFWRU


WHUPLQDO $
'RHV WKH RKPPHWHU VKRZ WKH VSHFLILHG YDOXH"



5HSDLU WKH FRQWDFW DW WKH ,3 FOXVWHU FRQQHFWRU


WHUPLQDO $
,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

:


6\VWHP 2.

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 


*R WR 6WHS 


)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0


$%6 ,QGLFDWRU /DPS ,QRSHUDWLYH &RQW
G
6WHS

9DOXH V

<HV

1R

&KHFN WKH ZLULQJ KDUQHVVHV DQG WKH FRQQHFWRUV LQ


FLUFXLW '. *51%/. IURP WKH ,3 FOXVWHU WHUPLQDO
$WR WHUPLQDO RI WKH (%&0 FRQQHFWRU -
'RHV WKH RKPPHWHU VKRZ WKH VSHFLILHG YDOXH"

*R WR 6WHS 

*R WR 6WHS 



5HSDLU WKH RSHQ RU KLJK UHVLVWDQFH IRXQG


,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.



&KHFN IRU FRQWLQXLW\ EHWZHHQ WHUPLQDO RI WKH $%6


FRQQHFWRU -DQG JURXQG *
'RHV WKH JURXQG FRQQHFWLRQ PDWFK WKH VSHFLILHG
YDOXH"

:

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.



$FWLRQ



5HSODFH WKH $%6 XQLW


,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH FRQWLQXLW\ SUREOHP EHWZHHQ WHUPLQDO


RI WKH (%&0 FRQQHFWRU -DQG JURXQG *
,V WKH UHSDLU FRPSOHWH"



 7XUQ WKH LJQLWLRQ VZLWFK WR /2&.


 &KHFN IXVH )LQ WKH ,3 IXVH EORFN
,V WKLV IXVH EORZQ"



5HSODFH IXVH )


,V WKH UHSDLU FRPSOHWH"




&KHFN IXVH ()LQ WKH HQJLQH IXVH EORFN


,V WKLV IXVH EORZQ"
5HSODFH IXVH ()
,V WKH UHSDLU FRPSOHWH"



0HDVXUH WKH YROWDJH DW WHUPLQDO RI WKH LJQLWLRQ


VZLWFK FRQQHFWRU E\ EDFNSURELQJ
'RHV WKH YROWDJH PDWFK WKH VSHFLILHG YDOXH"



 &KHFN FLUFXLW 5(' EHWZHHQ WHUPLQDO $ RI &DW


WKH HQJLQH IXVH EORFN DQG WHUPLQDO RI WKH
LJQLWLRQ VZLWFK IRU FRQWLQXLW\
 5HSDLU DQ\ RSHQ RU KLJK UHVLVWDQFH IRXQG
,V WKH UHSDLU FRPSOHWH"



 7XUQ WKH LJQLWLRQ VZLWFK WR 21


 %DFNSUREH WHUPLQDO  5('<(/ RI WKH LJQLWLRQ
VZLWFK FRQQHFWRU
'RHV WKH YROWDJH PDWFK WKH VSHFLILHG YDOXH"
5HSODFH WKH LJQLWLRQ VZLWFK
,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

9

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

9

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

 7XUQ WKH LJQLWLRQ VZLWFK WR /2&.


 &KHFN FLUFXLW 5('<(/ IURP WHUPLQDO RI WKH
LJQLWLRQ VZLWFK WR IXVH )LQ WKH ,3 IXVH EORFN
'RHV WKH RKPPHWHU VKRZ WKH VSHFLILHG YDOXH"

*R WR 6WHS 

*R WR 6WHS 



5HSDLU WKH RSHQ RU WKH KLJK UHVLVWDQFH


,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.



 5HPRYH WKH LQVWUXPHQW FOXVWHU


 &KHFN FLUFXLW 31. IURP IXVH )WR WHUPLQDO
%RI WKH ,3 FOXVWHU FRQQHFWRU %
 5HSDLU DQ\ RSHQ RU KLJK UHVLVWDQFH IRXQG LQ D
ZLULQJ KDUQHVV VSOLFH SDFN RU FRQQHFWRU
,V WKH UHSDLU FRPSOHWH"






6\VWHP 2.

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  

%/$1.

'$(:22 9 %/

)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0

&)

32:(5 6833/< 72 &21752/ 02'8/( 12 '7&V 6725('


&LUFXLW 'HVFULSWLRQ
%DWWHU\ YROWDJH LV VXSSOLHG WR WKH HOHFWURQLF EUDNH
FRQWURO PRGXOH (%&0 WKURXJK IXVH )LQ WKH ,3 IXVH
EORFN WR WHUPLQDO RI WKH (%&0 FRQQHFWRU - 7KH
YROWDJH LV SUHVHQW ZKHQ WKH LJQLWLRQ VZLWFK LV LQ WKH 21
RU 67$57 SRVLWLRQ
'LDJQRVLV
7KLV WHVW FKHFNV IRU EDWWHU\ RXWSXW SURSHU JURXQGLQJ
EORZQ IXVHV D IDXOW\ LJQLWLRQ VZLWFK DQG SUREOHPV LQ WKH
FLUFXLWU\
&DXVH V
- 7KH EDWWHU\ LV GHIHFWLYH
- 7KHUH LV D GHIHFWLYH JURXQG FRQQHFWLRQ
- $ FRQQHFWRU LV GDPDJHG
- $ ZLUH LV EURNHQ RU VKRUWHG
- $ IXVH LV EORZQ
- 7KH LJQLWLRQ VZLWFK LV PDOIXQFWLRQLQJ

)DLO $FWLRQ
$%6 DFWLRQ LV GLVDEOHG GXULQJ WKH SHULRG RI ORZ YROWDJH
DQG WKH $%6 ZDUQLQJ ODPS LV 21 IRU WKH UHPDLQGHU RI
WKH LJQLWLRQ F\FOH
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV VWHS GHWHUPLQHV ZKHWKHU WKHUH LV YROWDJH DW WKH
EDWWHU\ DQG WKH KLJK FXUUHQW VRXUFH
 7KLV VWHS FKHFNV IRU YROWDJH DW WKH LJQLWLRQ VRXUFH
 7KLV VWHS EHJLQV WKH FKHFN IRU YROWDJH DW WKH (%&0
HQG RI WKH $%6 KDUQHVV
 7KLV VWHS FKHFNV IRU D GHIHFWLYH JURXQG FRQQHFWLRQ
 7KLV LV D FKHFN IRU D GHIHFWLYH (%&0 FRQQHFWRU
'LDJQRVWLF $LGV
,W LV YHU\ LPSRUWDQW WR SHUIRUP D WKRURXJK LQVSHFWLRQ RI
WKH ZLULQJ DQG WKH FRQQHFWRUV )DLOXUH WR GR VR PD\
UHVXOW LQ PLVGLDJQRVLV FDXVLQJ SDUW UHSODFHPHQW ZLWK D
UHDSSHDUDQFH RI WKH PDOIXQFWLRQ

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  


3RZHU 6XSSO\ WR &RQWURO 0RGXOH 1R '7&V 6WRUHG
6WHS
















'$(:22 9 %/

$FWLRQ
&KHFN WKH YROWDJH DW WKH EDWWHU\
,V WKH YROWDJH ZLWKLQ WKH VSHFLILHG YDOXH"
&KDUJH RU UHSODFH WKH EDWWHU\ DV UHTXLUHG
,V WKH UHSDLU FRPSOHWH"
&KHFN IXVH ()LQ WKH HQJLQH IXVH EORFN
,V WKH IXVH EORZQ"
 5HSODFH IXVH ()
 7XUQ WKH LJQLWLRQ WR 21
'RHV WKH IXVH EORZ DJDLQ"
&KHFN WKH $%6 IXQFWLRQ
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ WR 2))
 5HPRYH IXVH ()
 'LVFRQQHFW WKH $%6 FRQQHFWRU -IURP WKH (%&0
 0HDVXUH WKH UHVLVWDQFH WR JURXQG DW WHUPLQDOV
DQG 
'RHV WKH RKPPHWHU VKRZ WKH VSHFLILHG YDOXH"
5HSDLU WKH VKRUW WR JURXQG LQ FLUFXLW 5(' EHWZHHQ
WHUPLQDO % RI HQJLQH IXVH EORFN FRQQHFWRU &DQG
WKH $%6 KDUQHVV (%&0 FRQQHFWRU -
,V WKH UHSDLU FRPSOHWH"
&KHFN IXVH ()LQ WKH HQJLQH IXVH EORFN
,V WKH IXVH EORZQ"
 5HSODFH IXVH ()
 7XUQ WKH LJQLWLRQ WR 21
'RHV WKH IXVH EORZ DJDLQ"
&KHFN WKH $%6 IXQFWLRQ
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ WR 2))
 5HPRYH IXVH ()
 'LVFRQQHFW $%6 FRQQHFWRU -IURP WKH (%&0
 0HDVXUH WKH UHVLVWDQFH WR JURXQG DW WHUPLQDO 
'RHV WKH RKPPHWHU VKRZ WKH VSHFLILHG YDOXH"
 ([DPLQH FLUFXLW 5(' EHWZHHQ WHUPLQDO $ RI
HQJLQH IXVH EORFN FRQQHFWRU &DQG WHUPLQDO
RI WKH LJQLWLRQ VZLWFK
 ([DPLQH FLUFXLW 5('<(/ IURP WHUPLQDO RI WKH
LJQLWLRQ VZLWFK WR IXVH )LQ WKH ,3 IXVH EORFN
 ([DPLQH FLUFXLW 31. IURP IXVH )LQ WKH ,3 IXVH
EORFN WR WHUPLQDO RI WKH $%6 (%&0 FRQQHFWRU
-
 5HSDLU DQ\ VKRUW WR JURXQG IRXQG LQ WKH ZLULQJ RU
WKH LJQLWLRQ VZLWFK
,V WKH UHSDLU FRPSOHWH"
&KHFN IXVH )LQ WKH ,3 IXVH EORFN
,V WKH IXVH EORZQ"

9DOXH V

<HV

1R

9

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

:

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.
*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

:

*R WR 6WHS 

*R WR 6WHS 




6\VWHP 2.
B

*R WR 6WHS 

*R WR 6WHS 

)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0


3RZHU 6XSSO\ WR &RQWURO 0RGXOH 1R '7&V 6WRUHG &RQW
G
6WHS

$FWLRQ

9DOXH

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

:

*R WR 6WHS 

*R WR 6WHS 



 5HSODFH IXVH )


 7XUQ WKH LJQLWLRQ WR 21
'RHV WKH IXVH EORZ DJDLQ"



&KHFN WKH $%6 IXQFWLRQ


,V WKH UHSDLU FRPSOHWH"









 7XUQ WKH LJQLWLRQ WR 2))


 5HPRYH IXVH )
 'LVFRQQHFW $%6 FRQQHFWRU -IURP WKH (%&0
 0HDVXUH WKH UHVLVWDQFH WR JURXQG DW WHUPLQDO 
'RHV WKH RKPPHWHU VKRZ WKH VSHFLILHG YDOXH"
5HSDLU WKH VKRUW WR JURXQG LQ FLUFXLW 31. IXVH )RI
WKH ,3 IXVH EORFN DQG WHUPLQDO RI WKH $%6
KDUQHVV (%&0 FRQQHFWRU -
,V WKH UHSDLU FRPSOHWH"
 'LVFRQQHFW WKH (%&0 FRQQHFWRU -IURP WKH
(%&0
 7XUQ WKH LJQLWLRQ WR 21
 &KHFN IRU WKH SUHVHQFH RI EDWWHU\ YROWDJH
EHWZHHQ JURXQG DQG WHUPLQDO  DQG EHWZHHQ
JURXQG DQG WHUPLQDO 
,V WKH YROWDJH ZLWKLQ WKH VSHFLILHG YDOXH"
 7XUQ WKH LJQLWLRQ VZLWFK WR 2))
 7UDFH WKH 5(' ZLUHV EHWZHHQ WHUPLQDOV DQG
RI WKH (%&0 FRQQHFWRU -WR WHUPLQDO % RI
FRQQHFWRU &DW WKH HQJLQH IXVH EORFN
 5HSDLU WKH RSHQ LQ WKLV FLUFXLW
,V WKH UHSDLU FRPSOHWH"



&KHFN WKH YROWDJH EHWZHHQ JURXQG DQG WHUPLQDO


RI WKH (%&0 FRQQHFWRU -
,V WKH YROWDJH ZLWKLQ WKH VSHFLILHG YDOXH"



 7XUQ WKH LJQLWLRQ VZLWFK WR 2))


 7UDFH FLUFXLW 31. EHWZHHQ WHUPLQDO RI WKH
$%6 KDUQHVV (%&0 FRQQHFWRU WR IXVH )LQ WKH
,3 IXVH EORFN
 7UDFH FLUFXLW 5('<(/ IURP IXVH )RI WKH ,3
IXVH EORFN WR WHUPLQDO  ,* RI WKH LJQLWLRQ
VZLWFK
 7UDFH FLUFXLW 5(' IURP WHUPLQDO  % RI WKH
LJQLWLRQ VZLWFK WR WHUPLQDO $ RI FRQQHFWRU &DW
WKH HQJLQH IXVH EORFN DQG WR IXVH ()
 5HSDLU WKH RSHQ LQ WKH ZLULQJ RU SRVVLEO\ EDG
FRQQHFWRU WHUPLQDO GHIHFWLYH LJQLWLRQ VZLWFK RU
EORZQ IXVH ()
,V WKH UHSDLU FRPSOHWH"





 7XUQ WKH LJQLWLRQ WR 2))


 &KHFN WKH UHVLVWDQFH EHWZHHQ JURXQG DQG
WHUPLQDOV DQG RI WKH (%&0 FRQQHFWRU -
'RHV WKH RKPPHWHU VKRZ WKH VSHFLILHG YDOXH"
([DPLQH WHUPLQDOV     DQG RI WKH
(%&0 FRQQHFWRU
,V WKHUH D GHIHFWLYH WHUPLQDO"


6\VWHP 2.

9

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

9

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

:


*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  


3RZHU 6XSSO\ WR &RQWURO 0RGXOH 1R '7&V 6WRUHG &RQW
G
6WHS

$FWLRQ

9DOXH

<HV

1R



5HSDLU WKH GHIHFWLYH WHUPLQDO RU UHSODFH WKH


FRQQHFWRU RU ZLULQJ KDUQHVV DV UHTXLUHG
,V WKH UHSDLU FRPSOHWH"



5HSODFH WKH $%6 XQLW


,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.



5HSDLU WKH GHIHFWLYH JURXQG FRQQHFWLRQ


,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.

'$(:22 9 %/

6\VWHP 2.

)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0

&)

$%6 ,1',&$725 /$03 ,//80,1$7(' &217,18286/< 12 '7&V 6725('


&LUFXLW 'HVFULSWLRQ
%DWWHU\ YROWDJH LV VXSSOLHG WR WKH $%6 ZDUQLQJ ODPS ZLWK
WKH LJQLWLRQ VZLWFK LQ WKH 21 RU 67$57 SRVLWLRQ 7KH
ZDUQLQJ ODPS VKRXOG EH DFWLYDWHG RQO\ E\ WKH $%6
FRQWURO PRGXOH LQWHUQDOO\ VXSSO\LQJ JURXQG WR WHUPLQDO

'LDJQRVLV
7KLV SURFHGXUH FKHFNV IRU D VKRUW WR JURXQG LQ WKH ZLULQJ
RU D GHIHFWLYH HOHFWURQLF EUDNH FRQWURO PRGXOH (%&0 
&DXVH V
- 7KHUH LV D VKRUW WR JURXQG LQ WKH FLUFXLW EHWZHHQ WKH
FOXVWHU WHUPLQDO $DQG WKH (%&0 WHUPLQDO 
- 7KH (%&0 LV IDXOW\

7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV VWHS GHWHUPLQHV ZKHWKHU WKH (%&0 LV IDXOW\
 7KLV EHJLQV D VHDUFK IRU D VKRUW WR JURXQG LQ WKH
FLUFXLW EHWZHHQ WKH $%6 LQGLFDWRU ODPS DQG WKH
(%&0

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  


$%6 ,QGLFDWRU /DPS ,OOXPLQDWHG &RQWLQXRXVO\ 1R '7&V 6WRUHG
6WHS







'$(:22 9 %/

$FWLRQ
&KHFN WKH (%&0 FRQQHFWRU -
,V LW FRQQHFWHG SURSHUO\"
&RQQHFW WKH (%&0 FRQQHFWRU -
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

 'LVFRQQHFW WKH (%&0 FRQQHFWRU -


 7XUQ WKH LJQLWLRQ VZLWFK WR 21
 8VH DQ LQVXODWHG WRRO WR SXVK WKH VKRUWLQJ EDU LQ
WKH FRQQHFWRU DZD\ IURP WHUPLQDO 
'RHV WKH $%6 LQGLFDWRU ODPS JR RXW"

5HSODFH WKH $%6 XQLW


,V WKH UHSDLU FRPSOHWH"

 7XUQ WKH LJQLWLRQ VZLWFK WR 2))


 &RQQHFW WKH (%&0 FRQQHFWRU -
 'LVFRQQHFW FRQQHFWRU &
 7XUQ WKH LJQLWLRQ VZLWFK WR 21
'RHV WKH $%6 LQGLFDWRU ODPS LOOXPLQDWH"
5HSDLU WKH VKRUW WR JURXQG LQ FLUFXLW '. *51%/.
EHWZHHQ FRQQHFWRU &DQG WKH (%&0 FRQQHFWRU
-
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ VZLWFK WR 2))
 &RQQHFW FRQQHFWRU &
 'LVFRQQHFW FRQQHFWRU &
 7XUQ WKH LJQLWLRQ VZLWFK WR 21
'RHV WKH $%6 LQGLFDWRU ODPS LOOXPLQDWH"
5HSDLU WKH VKRUW WR JURXQG LQ FLUFXLW '. *51%/.
EHWZHHQ FRQQHFWRU &DQG FRQQHFWRU &
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ VZLWFK WR 2))
 &RQQHFW FRQQHFWRU &
 'LVFRQQHFW FRQQHFWRU &
 7XUQ WKH LJQLWLRQ VZLWFK WR 21
'RHV WKH $%6 LQGLFDWRU ODPS LOOXPLQDWH"
5HSDLU WKH VKRUW WR JURXQG LQ FLUFXLW '. *51%/.
EHWZHHQ ,3 FOXVWHU FRQQHFWRU $ DQG FRQQHFWRU
&
,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH VKRUW WR JURXQG LQ FLUFXLW '. *51%/.
EHWZHHQ FRQQHFWRU &DQG FRQQHFWRU &
,V WKH UHSDLU FRPSOHWH"


6\VWHP 2.


*R WR 6WHS 


6\VWHP 2.

*R WR 6WHS 



*R WR 6WHS 


*R WR 6WHS 


6\VWHP 2.


6\VWHP 2.

)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0

&)

75$&7,21 &21752/ 6<67(0 ,1',&$725 /$03 ,123(5$7,9(


&LUFXLW 'HVFULSWLRQ
%DWWHU\ YROWDJH LV VXSSOLHG WR WKH 7&6 ZDUQLQJ ODPS ZLWK
WKH LJQLWLRQ VZLWFK LQ WKH 21 RU 67$57 SRVLWLRQ 7KH
ZDUQLQJ ODPS FDQ EH DFWLYDWHG RQO\ E\ WKH $%6 FRQWURO
PRGXOH LQWHUQDOO\ VXSSO\LQJ JURXQG WR WHUPLQDO 
'LDJQRVLV
7KLV SURFHGXUH FKHFNV IRU D SUREOHP LQ WKH ZLULQJ D
IDXOW\ JURXQG D YROWDJH VXSSO\ SUREOHP D EXUQHG RXW
LQGLFDWRU ODPS RU D FRQWDFW SUREOHP LQ D FRQQHFWRU
&DXVH V
- $ IXVH KDV EORZQ
- 7KH LQGLFDWRU ODPS KDV EXUQHG RXW
- 7KHUH LV D FRUURGHG RU EURNHQ FRQQHFWRU WHUPLQDO
- 7KHUH LV D IDXOW\ JURXQG FRQQHFWLRQ
- 7KHUH LV D EURNHQ ZLUH LQ D ZLULQJ KDUQHVV
- 7KH (%&0 LV IDXOW\

7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV WHVW FKHFNV IRU DQ\ '7&V WKDW PD\ FDXVH WKH
7&6 LQGLFDWRU ODPS WR EH LQRSHUDWLYH
 7KLV WHVW YHULILHV DQ LQRSHUDWLYH ODPS FRQGLWLRQ
 7KLV WHVW FKHFNV IRU YROWDJH RQ WKH ODPS FLUFXLW
 7KLV EHJLQV D VHULHV RI WHVWV RI WKH FLUFXLW IURP WKH
LQGLFDWRU ODPS WR WKH (%&0 DQG JURXQG
 7KLV EHJLQV D VHULHV RI WHVWV RI WKH YROWDJH VXSSO\
FLUFXLWV WKDW SRZHU WKH LQGLFDWRU ODPS

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  


7UDFWLRQ &RQWURO 6\VWHP ,QGLFDWRU /DPS ,QRSHUDWLYH
6WHS


$FWLRQ
,QVWDOO WKH VFDQ WRRO DQG FKHFN IRU DQ\ '7&V
,V DQ\ '7& VHW"
 7XUQ WKH LJQLWLRQ VZLWFK WR /2&.
 'LVFRQQHFW WKH VFDQ WRRO
 7XUQ WKH LJQLWLRQ VZLWFK WR 21
 2EVHUYH WKH 7&6 LQGLFDWRU ODPS
'RHV WKH ODPS LOOXPLQDWH IRU DERXW VHFRQGV WKHQ
WXUQ RII"

:LWK WKH LJQLWLRQ VWLOO 21 REVHUYH WKH RLO SUHVVXUH


ODPS
,V WKH RLO SUHVVXUH ODPS LOOXPLQDWHG"

 7XUQ WKH LJQLWLRQ VZLWFK WR /2&.


 'LVFRQQHFW FRQQHFWRU -IURP WKH (%&0
 &RQQHFW D MXPSHU IURP WHUPLQDO WR WKH
JURXQGLQJ EDU LQ WKH FRQQHFWRU
 7XUQ WKH LJQLWLRQ VZLWFK WR 21
'RHV WKH 7&6 LQGLFDWRU LOOXPLQDWH"

9DOXH V

<HV

1R

*R WR WKH FKDUW
IRU WKH '7&

*R WR 6WHS 

*R WR
,QWHUPLWWHQWV
DQG 3RRU
&RQQHFWLRQV

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ VZLWFK WR /2&.


 ([DPLQH WHUPLQDOV DQG DW WKH (%&0
FRQQHFWRU -RQ ERWK WKH $%6 ZLULQJ KDUQHVV DQG
RQ WKH (%&0
,V WKHUH D SRRU FRQQHFWLRQ DW DQ\ RI WKHVH WHUPLQDOV"

5HSDLU WKH IDXOW\ WHUPLQDOV RU UHSODFH WKH $%6 XQLW


DV UHTXLUHG
,V WKH UHSDLU FRPSOHWH"

5HSODFH WKH $%6 XQLW


,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.

 7XUQ WKH LJQLWLRQ VZLWFK WR /2&.


 'LVFRQQHFW WKH ZLUH IURP WKH QHJDWLYH EDWWHU\
WHUPLQDO
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WKH QHJDWLYH
EDWWHU\ ZLUH ZKLFK LV DWWDFKHG WR JURXQG DQG WKH
VKRUWLQJ EDU LQ WKH (%&0 FRQQHFWRU -
'RHV WKH UHVLVWDQFH PDWFK WKH VSHFLILHG YDOXH"

:

*R WR 6WHS 

*R WR 6WHS 

5HSDLU WKH RSHQ RU KLJK UHVLVWDQFH LQ WKH FLUFXLW IURP


(%&0 FRQQHFWRU - WHUPLQDO WR JURXQG *
,V WKH UHSDLU FRPSOHWH"



 5HPRYH WKH ,3 FOXVWHU


 5HPRYH DQG FKHFN WKH 7&6 LQGLFDWRU EXOE
,V WKH EXOE EXUQHG RXW"



 5HSODFH WKH 7&6 LQGLFDWRU EXOE


 5HSODFH WKH ,3 FOXVWHU
,V WKH UHSDLU FRPSOHWH"



&KHFN FRQWLQXLW\ DW WKH ,3 FOXVWHU FRQQHFWRU


WHUPLQDO $
'RHV WKH RKPPHWHU VKRZ WKH VSHFLILHG YDOXH"



5HSDLU WKH FRQWDFW DW WKH ,3 FOXVWHU FRQQHFWRU


WHUPLQDO $
,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

:


6\VWHP 2.

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 


*R WR 6WHS 


)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0


7UDFWLRQ &RQWURO 6\VWHP ,QGLFDWRU /DPS ,QRSHUDWLYH &RQW
G
6WHS

$FWLRQ

9DOXH

<HV

1R



&KHFN WKH ZLULQJ KDUQHVVHV DQG FRQQHFWRUV LQ FLUFXLW


'. *51 IURP WKH ,3 FOXVWHU WHUPLQDO $WR
WHUPLQDO RI WKH (%&0 FRQQHFWRU -
'RHV WKH RKPPHWHU VKRZ WKH VSHFLILHG YDOXH"

*R WR 6WHS 

*R WR 6WHS 



5HSDLU WKH RSHQ RU KLJK UHVLVWDQFH IRXQG


,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.



&KHFN IRU FRQWLQXLW\ EHWZHHQ WHUPLQDO RI WKH $%6


FRQQHFWRU -DQG JURXQG *
'RHV WKH JURXQG FRQQHFWLRQ PDWFK WKH VSHFLILHG
YDOXH"

:

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.



5HSODFH WKH $%6 XQLW


,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH FRQWLQXLW\ SUREOHP EHWZHHQ WHUPLQDO


RI WKH (%&0 FRQQHFWRU -DQG JURXQG *
,V WKH UHSDLU FRPSOHWH"



 7XUQ WKH LJQLWLRQ VZLWFK WR /2&.


 &KHFN IXVH )LQ WKH ,3 IXVH EORFN
,V WKLV IXVH EORZQ"



5HSODFH IXVH )


,V WKH UHSDLU FRPSOHWH"




&KHFN IXVH ()LQ WKH HQJLQH IXVH EORFN


,V WKLV IXVH EORZQ"
5HSODFH IXVH ()
,V WKH UHSDLU FRPSOHWH"



0HDVXUH WKH YROWDJH DW WHUPLQDO RI WKH LJQLWLRQ


VZLWFK FRQQHFWRU E\ EDFNSURELQJ
,V WKH YROWDJH ZLWKLQ WKH VSHFLILHG YDOXH"



 &KHFN FLUFXLW 5(' EHWZHHQ WHUPLQDO $ RI &DW


WKH HQJLQH IXVH EORFN DQG WHUPLQDO RI WKH
LJQLWLRQ VZLWFK FRQWLQXLW\
 5HSDLU DQ\ RSHQ RU KLJK UHVLVWDQFH IRXQG
,V WKH UHSDLU FRPSOHWH"



 7XUQ WKH LJQLWLRQ VZLWFK WR 21


 %DFNSUREH WHUPLQDO  5('<(/ RI WKH LJQLWLRQ
VZLWFK FRQQHFWRU
,V WKH YROWDJH ZLWKLQ WKH VSHFLILHG YDOXH"
5HSODFH WKH LJQLWLRQ VZLWFK
,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

9

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

9

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

 7XUQ WKH LJQLWLRQ VZLWFK WR /2&.


 &KHFN FLUFXLW 5('<(/ IURP WHUPLQDO RI WKH
LJQLWLRQ VZLWFK WR IXVH )LQ WKH ,3 IXVH EORFN
'RHV WKH RKPPHWHU VKRZ WKH VSHFLILHG YDOXH"

*R WR 6WHS 

*R WR 6WHS 



5HSDLU WKH RSHQ RU WKH KLJK UHVLVWDQFH


,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.



 5HPRYH WKH ,3 FOXVWHU


 &KHFN FLUFXLW 31. IURP IXVH )WR WHUPLQDO
%RI WKH ,3 FOXVWHU FRQQHFWRU %
 5HSDLU DQ\ RSHQ RU KLJK UHVLVWDQFH IRXQG LQ D
ZLULQJ KDUQHVV D VSOLFH SDFN RU D FRQQHFWRU
,V WKH UHSDLU FRPSOHWH"






6\VWHP 2.

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  

6(/)',$*1267,&6
,PSRUWDQW 7KH HOHFWURQLF EUDNH FRQWURO PRGXOH
(%&0 WXUQV WKH YDOYH UHOD\ RII ZKHQ D GLDJQRVWLF
WURXEOH FRGH '7& LV VHW 7KH VFDQ WRRO ZLOO LQGLFDWH WKDW
WKH YDOYH UHOD\ LV RII ZKHQ LW LV XVHG WR PRQLWRU WKH GDWD
OLVW 7KLV LV QRUPDO DQG VKRXOG QRW EH FRQVLGHUHG D
PDOIXQFWLRQ
7KH (%&0 SHUIRUPV V\VWHP VHOIGLDJQRVWLFV DQG FDQ
GHWHFW DQG RIWHQ LVRODWH V\VWHP PDOIXQFWLRQV :KHQ LW
GHWHFWV D PDOIXQFWLRQ WKH (%&0 VHWV D '7& WKDW
UHSUHVHQWV WKH PDOIXQFWLRQ WXUQV 21 WKH $%6 DQGRU
WKH 7&6 LQGLFDWRUV LQ PRVW LQVWDQFHV DQG PD\ GLVDEOH
WKH $%6 DQGRU WKH 7&6 IXQFWLRQV DV QHFHVVDU\ IRU WKH
GXUDWLRQ RI WKH LJQLWLRQ F\FOH
2QFH HDFK LJQLWLRQ F\FOH WKH (%&0 SHUIRUPV DQ
DXWRPDWLF WHVW ZKHQ WKH YHKLFOH UHDFKHV NPK
PSK  ,Q WKH FRXUVH RI WKLV WHVW WKH V\VWHP F\FOHV
HDFK YDOYH VROHQRLG DQG WKH SXPS PRWRU DORQJ ZLWK WKH
QHFHVVDU\ UHOD\V WR FKHFN FRPSRQHQW RSHUDWLRQ ,I WKH
(%&0 GHWHFWV DQ\ PDOIXQFWLRQV LW ZLOO VHW D '7& DV
GHVFULEHG DERYH

',63/$<,1* '7&V
7RROV 5HTXLUHG
6FDQ 7RRO
'7&V FDQ EH UHDG WKURXJK WKH XVH RI WKH VFDQ WRRO

&/($5,1* '7&V
7RROV 5HTXLUHG
6FDQ 7RRO
7KH GLDJQRVWLF WURXEOH FRGHV '7&V LQ WKH HOHFWURQLF
EUDNH FRQWURO PRGXOH (%&0 PHPRU\ DUH HUDVHG LQ
RQH RI WZR ZD\V
- 8VH WKH VFDQ WRRO &OHDU '7&V VHOHFWLRQ
- $IWHU  '7&IUHH LJQLWLRQ F\FOHV
7KHVH WZR PHWKRGV DUH GHWDLOHG EHORZ %H VXUH WR YHULI\
SURSHU V\VWHP RSHUDWLRQ DQG DEVHQFH RI '7&V ZKHQ
WKH FOHDULQJ SURFHGXUH LV FRPSOHWHG

'$(:22 9 %/

7KH (%&0 ZLOO QRW SHUPLW '7& FOHDULQJ XQWLO DOO '7&V
KDYH EHHQ GLVSOD\HG $OVR '7&V FDQQRW EH FOHDUHG E\
GLVFRQQHFWLQJ WKH (%&0 GLVFRQQHFWLQJ WKH EDWWHU\
FDEOHV RU WXUQLQJ WKH LJQLWLRQ VZLWFK WR /2&.

6FDQ 7RRO 0HWKRG


7KH VFDQ WRRO FDQ FOHDU $%67&6 V\VWHP '7&V XVLQJ
WKH PDVV VWRUDJH FDUWULGJH
 ,QVWDOO WKH VFDQ WRRO DQG WKH PDVV VWRUDJH FDUWULGJH
 6HOHFW )DXOW 0HPRU\
 6HOHFW &OHDU )DXOW 0HPRU\
&OHDULQJ WKH IDXOW PHPRU\ FDQQRW UHVHW D YDOYH UHOD\
ZKLFK ZDV VKXW GRZQ ZKHQ WKH IDXOW ZDV UHFRJQL]HG
&KDQJHV DUH SRVVLEOH RQO\ DIWHU WKH IDXOW KDV EHHQ
HOLPLQDWHG DQG WKH QH[W LJQLWLRQ F\FOH KDV EHJXQ

,JQLWLRQ &\FOH 'HIDXOW


$ '7& LV HUDVHG IURP PHPRU\ DIWHU  LJQLWLRQ F\FOHV
ZLWKRXW DQ\ UHDSSHDUDQFH RI WKDW PDOIXQFWLRQ

,17(50,77(176 $1' 3225


&211(&7,216
$V ZLWK PRVW HOHFWURQLF V\VWHPV LQWHUPLWWHQW
PDOIXQFWLRQV PD\ EH GLIILFXOW WR GLDJQRVH DFFXUDWHO\
7KH IROORZLQJ LV D PHWKRG WR WU\ WR LVRODWH DQ LQWHUPLWWHQW
PDOIXQFWLRQ HVSHFLDOO\ LQ ZKHHO VSHHG FLUFXLWU\
,I DQ $%6 PDOIXQFWLRQ RFFXUV WKH $%6 LQGLFDWRU ZLOO
LOOXPLQDWH GXULQJ WKH LJQLWLRQ F\FOH LQ ZKLFK WKH
PDOIXQFWLRQ ZDV GHWHFWHG ,I LW LV DQ LQWHUPLWWHQW SUREOHP
ZKLFK VHHPV WR KDYH FRUUHFWHG LWVHOI $%6 LQGLFDWRU RII 
D KLVWRU\ '7& ZLOO EH VWRUHG $OVR VWRUHG ZLOO EH WKH
KLVWRU\ GDWD RI WKH '7& DW WKH WLPH WKH PDOIXQFWLRQ
RFFXUUHG 8VH WKH VFDQ WRRO PRGXODU GLDJQRVWLF V\VWHP
WR UHDG $%6 KLVWRU\ GDWD
0RVW LQWHUPLWWHQWV DUH FDXVHG E\ IDXOW\ HOHFWULFDO
FRQQHFWLRQV RU ZLULQJ DOWKRXJK D VWLFNLQJ UHOD\ RU
VROHQRLG FDQ RFFDVLRQDOO\ EH DW IDXOW

)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0

&)

',$*1267,& 7528%/( &2'( '7& 


5,*+7 )5217 :+((/ 63((' 6(1625 )$8/7
&LUFXLW 'HVFULSWLRQ
7KH WRRWKHG ZKHHO JHQHUDWHV D YROWDJH SXOVH DV LW
PRYHV SDVW WKH VHQVRU (DFK WRRWK JDS WRRWK VHULHV RQ
WKH ZKHHO JHQHUDWHV WKH SXOVHV 7KH HOHFWURQLF EUDNH
FRQWURO PRGXOH (%&0 XVHV WKH IUHTXHQF\ RI WKHVH
SXOVHV WR GHWHUPLQH WKH ZKHHO VSHHG 7KH YROWDJH
JHQHUDWHG GHSHQGV RQ WKH DLU JDS EHWZHHQ WKH VHQVRU
DQG WKH WRRWKHG ZKHHO DQG RQ WKH ZKHHO VSHHG
'LDJQRVLV
7KLV SURFHGXUH FKHFNV IRU D PDOIXQFWLRQLQJ ZKHHO VSHHG
VHQVRU D VKRUW WR JURXQG RU WR YROWDJH LQ WKH ZLULQJ RU D
FRQWDFW SUREOHP LQ D FRQQHFWRU
&DXVH V
- 7KH ZKHHO VSHHG VHQVRU LV GHIHFWLYH RU GLVFRQQHFWHG
- 7KHUH LV D SUREOHP LQ WKH ZLULQJ
- 7KHUH LV D SUREOHP ZLWK D FRQQHFWRU
)DLO $FWLRQ
$%6 DFWLRQ LV GLVDEOHG DQG WKH $%6 ZDUQLQJ ODPS LV
21
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV VWHS EHJLQV DQ H[DPLQDWLRQ IRU D GHIHFWLYH ZKHHO
VSHHG VHQVRU

 7KLV VWHS WHVWV WKH ZLULQJ IRU D VKRUW WR YROWDJH


 7KLV VWHS WHVWV WKH ZLULQJ IRU D VKRUW WR JURXQG
 7KLV VWHS WHVWV IRU DQ RSHQ RU KLJK UHVLVWDQFH LQ WKH
ZLULQJ
'LDJQRVWLF $LGV
%H VXUH WKDW WKH VSHHG VHQVRU ZLULQJ LV SURSHUO\ URXWHG
DQG UHWDLQHG 7KLV ZLOO KHOS WR SUHYHQW IDOVH VLJQDOV GXH
WR WKH SLFNXS RI HOHFWULFDO QRLVH
,W LV YHU\ LPSRUWDQW WR SHUIRUP D WKRURXJK LQVSHFWLRQ RI
WKH ZLULQJ DQG WKH FRQQHFWRUV )DLOXUH WR LQVSHFW WKH
ZLULQJ DQG WKH FRQQHFWRUV FDUHIXOO\ DQG FRPSOHWHO\ PD\
UHVXOW LQ PLVGLDJQRVLV FDXVLQJ SDUW UHSODFHPHQW ZLWK
WKH UHDSSHDUDQFH RI WKH PDOIXQFWLRQ
<RX FDQ XVH WKH VFDQ WRRO WR PRQLWRU ZKHHO VSHHGV
GXULQJ D URDG WHVW :DWFK WKH ZKHHO VSHHGV EHLQJ
GLVSOD\HG RQ WKH VFDQ WRRO WR VHH LI DQ\ RI WKH UHDGLQJV LV
XQXVXDO VXFK DV RQH VHQVRU YDU\LQJ LQ VSHHG IURP WKH
RWKHU WKUHH D VLJQDO JRLQJ LQWHUPLWWHQWO\ KLJK RU ORZ HWF
,I WKLV GRHV QRW LGHQWLI\ WKH LQWHUPLWWHQW ZHW WKH VSHHG
VHQVRU KDUQHVV RQ WKH XQGHUVLGH RI WKH YHKLFOH DQG
SHUIRUP D URDG WHVW PRQLWRULQJ WKH ZKHHO VSHHGV ZLWK
WKH VFDQ WRRO

'7&  5LJKW )URQW :KHHO 6SHHG 6HQVRU )DXOW


6WHS


$FWLRQ
([DPLQH WKH ZKHHO VSHHG VHQVRU
$UH WKHUH DQ\ VLJQV RI SK\VLFDO GDPDJH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  


'7&  5LJKW )URQW :KHHO 6SHHG 6HQVRU )DXOW &RQW
G
6WHS

$FWLRQ
 7XUQ WKH LJQLWLRQ VZLWFK WR /2&.
 'LVFRQQHFW WKH ULJKW IURQW ZKHHO VSHHG VHQVRU
FRQQHFWRU
 8VH D GLJLWDO YROWPHWHU '90 WR PHDVXUH WKH
UHVLVWDQFH EHWZHHQ WKH VHQVRU WHUPLQDOV
,V WKH UHVLVWDQFH ZLWKLQ WKH VSHFLILHG YDOXH DW
DSSUR[LPDWHO\ E& E) "

5HSODFH WKH ZKHHO VSHHG VHQVRU


,V WKH UHSDLU FRPSOHWH"

 6ZLWFK WKH '90 WR WKH DF PLOOLYROW UDQJH


 0HDVXUH WKH YROWDJH RXWSXW RI EHWZHHQ WKH ZKHHO
VSHHG VHQVRU WHUPLQDOV ZKLOH URWDWLQJ WKH ZKHHO
DERXW UHYROXWLRQ HYHU\ VHFRQGV
,V WKH RXWSXW ZLWKLQ WKH VSHFLILHG YDOXH"

5HSODFH WKH VSHHG VHQVRU RU WKH WRRWKHG ZKHHO DV


UHTXLUHG
,V WKH UHSDLU FRPSOHWH"

 'LVFRQQHFW WKH KDUQHVV IURP WKH (%&0


 &RQQHFW D '90 EHWZHHQ JURXQG DQG RQH
WHUPLQDO RI WKH ZKHHO VSHHG FRQQHFWRU
 7XUQ WKH LJQLWLRQ WR 21
 5HSHDW WKH DERYH WHVW IRU WKH RWKHU WHUPLQDO RI WKH
ZKHHO VSHHG FRQQHFWRU
,V WKH YROWDJH IRU HLWKHU RI WKHVH WHUPLQDOV ZLWKLQ WKH
VSHFLILHG YDOXH"



5HSDLU WKH VKRUW WR YROWDJH LQ WKH DIIHFWHG FLUFXLW


,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ VZLWFK WR /2&.
 0HDVXUH WKH UHVLVWDQFH WR JURXQG IURP WHUPLQDO
DW WKH KDUQHVV (%&0 FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH WR JURXQG IURP WHUPLQDO
DW WKH KDUQHVV (%&0 FRQQHFWRU
,V WKH UHVLVWDQFH DW HLWKHU FLUFXLW OHVV WKDQ WKH
VSHFLILHG YDOXH"
5HSDLU WKH VKRUW WR JURXQG LQ WKH DIIHFWHG FLUFXLW
,V WKH UHSDLU FRPSOHWH"
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WHUPLQDO DW WKH
KDUQHVV (%&0 FRQQHFWRU DQG WKH KDUQHVV ZKHHO
VSHHG VHQVRU FRQQHFWRU WHUPLQDO FRQQHFWHG WR
WKH 33/ ZLUH
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WHUPLQDO DW WKH
KDUQHVV (%&0 FRQQHFWRU DQG WKH KDUQHVV ZKHHO
VSHHG VHQVRU FRQQHFWRU WHUPLQDO FRQQHFWHG WR
WKH <(/ ZLUH
,V WKH UHVLVWDQFH RQ HLWKHU FLUFXLW ZLWKLQ WKH VSHFLILHG
YDOXH"

9DOXH

<HV

1R

:

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

|P9

*R WR 6WHS 

*R WR 6WHS 

! 9

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

! :

*R WR 6WHS 

*R WR 6WHS 



5HSDLU WKH RSHQ RU KLJK UHVLVWDQFH LQ WKH DIIHFWHG


FLUFXLW DV UHTXLUHG
,V WKH UHSDLU FRPSOHWH"



5HSODFH WKH $%6 XQLW


,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

6\VWHP 2.

6\VWHP 2.
6\VWHP 2.

)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0

&)

',$*1267,& 7528%/( &2'( '7& 


5,*+7 )5217 :+((/ 63((' 6(1625 &217,18,7< )$8/7
&LUFXLW 'HVFULSWLRQ
7KH WRRWKHG ZKHHO JHQHUDWHV D YROWDJH SXOVH DV LW
PRYHV SDVW WKH VHQVRU (DFK WRRWK JDS WRRWK VHULHV RQ
WKH ZKHHO JHQHUDWHV WKH SXOVHV 7KH HOHFWURQLF EUDNH
FRQWURO PRGXOH (%&0 XVHV WKH IUHTXHQF\ RI WKHVH
SXOVHV WR GHWHUPLQH WKH ZKHHO VSHHG 7KH YROWDJH
JHQHUDWHG GHSHQGV RQ WKH DLU JDS EHWZHHQ WKH VHQVRU
DQG WKH WRRWKHG ZKHHO DQG RQ WKH ZKHHO VSHHG
'LDJQRVLV
7KLV SURFHGXUH FKHFNV IRU D PDOIXQFWLRQLQJ ZKHHO VSHHG
VHQVRU D VKRUW WR JURXQG RU WR YROWDJH LQ WKH ZLULQJ RU D
FRQWDFW SUREOHP LQ D FRQQHFWRU
&DXVH V
- 7KH ZKHHO VSHHG VHQVRU LV GHIHFWLYH RU GLVFRQQHFWHG
- 7KHUH LV D SUREOHP LQ WKH ZLULQJ
- 7KHUH LV D SUREOHP ZLWK D FRQQHFWRU
)DLO $FWLRQ
$%6 DFWLRQ LV GLVDEOHG DQG WKH $%6 ZDUQLQJ ODPS LV
21

7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV VWHS EHJLQV DQ H[DPLQDWLRQ IRU D GHIHFWLYH ZKHHO
VSHHG VHQVRU
 7KLV VWHS WHVWV WKH ZLULQJ IRU D VKRUW WR YROWDJH
 7KLV VWHS WHVWV WKH ZLULQJ IRU D VKRUW WR JURXQG
 7KLV VWHS WHVWV IRU DQ RSHQ RU D KLJK UHVLVWDQFH LQ WKH
ZLULQJ
'LDJQRVWLF $LGV
%H VXUH WKDW WKH VSHHG VHQVRU ZLULQJ LV SURSHUO\ URXWHG
DQG UHWDLQHG 7KLV ZLOO KHOS WR SUHYHQW IDOVH VLJQDOV GXH
WR WKH SLFNXS RI HOHFWULFDO QRLVH
,W LV YHU\ LPSRUWDQW WR SHUIRUP D WKRURXJK LQVSHFWLRQ RI
WKH ZLULQJ DQG FRQQHFWRUV )DLOXUH WR LQVSHFW ZLULQJ DQG
FRQQHFWRUV FDUHIXOO\ DQG FRPSOHWHO\ PD\ UHVXOW LQ
PLVGLDJQRVLV FDXVLQJ SDUW UHSODFHPHQW ZLWK WKH
UHDSSHDUDQFH RI WKH PDOIXQFWLRQ

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  


'7&  5LJKW )URQW :KHHO 6SHHG 6HQVRU &RQWLQXLW\ )DXOW
6WHS


$FWLRQ
([DPLQH WKH ZKHHO VSHHG VHQVRU
$UH WKHUH DQ\ VLJQV RI SK\VLFDO GDPDJH"
 7XUQ WKH LJQLWLRQ VZLWFK WR /2&.
 'LVFRQQHFW WKH ULJKW IURQW ZKHHO VSHHG VHQVRU
FRQQHFWRU
 8VH D GLJLWDO YROWPHWHU '90 WR PHDVXUH WKH
UHVLVWDQFH EHWZHHQ WKH VHQVRU WHUPLQDOV
,V WKH UHVLVWDQFH ZLWKLQ WKH VSHFLILHG YDOXH DW
DSSUR[LPDWHO\ E & E) "
5HSODFH WKH ZKHHO VSHHG VHQVRU
,V WKH UHSDLU FRPSOHWH"
 'LVFRQQHFW WKH KDUQHVV IURP WKH (%&0
 &RQQHFW D '90 EHWZHHQ JURXQG DQG RQH
WHUPLQDO RI WKH ZKHHO VSHHG FRQQHFWRU
 7XUQ WKH LJQLWLRQ WR 21
 5HSHDW WKH DERYH WHVW IRU WKH RWKHU WHUPLQDO RI WKH
ZKHHO VSHHG FRQQHFWRU
,V WKH YROWDJH IRU HLWKHU RI WKHVH WHUPLQDOV ZLWKLQ WKH
VSHFLILHG YDOXH"
5HSDLU WKH VKRUW WR YROWDJH LQ WKH DIIHFWHG FLUFXLW
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ VZLWFK WR /2&.
 0HDVXUH WKH UHVLVWDQFH WR JURXQG IURP WHUPLQDO
DW WKH KDUQHVV (%&0 FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH WR JURXQG IURP WHUPLQDO
DW WKH KDUQHVV (%&0 FRQQHFWRU
,V WKH UHVLVWDQFH DW HLWKHU FLUFXLW OHVV WKDQ WKH
VSHFLILHG YDOXH"

5HSDLU WKH VKRUW WR JURXQG LQ WKH DIIHFWHG FLUFXLW


,V WKH UHSDLU FRPSOHWH"

 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WHUPLQDO DW WKH


KDUQHVV (%&0 FRQQHFWRU DQG WKH KDUQHVV ZKHHO
VSHHG VHQVRU FRQQHFWRU WHUPLQDO FRQQHFWHG WR
WKH 33/ ZLUH
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WHUPLQDO DW WKH
KDUQHVV (%&0 FRQQHFWRU DQG WKH KDUQHVV ZKHHO
VSHHG VHQVRU FRQQHFWRU WHUPLQDO FRQQHFWHG WR
WKH <(/ ZLUH
,V WKH UHVLVWDQFH RQ HLWKHU FLUFXLW ZLWKLQ WKH VSHFLILHG
YDOXH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

:

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

! 9

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

! :

*R WR 6WHS 

*R WR 6WHS 

5HSDLU WKH RSHQ RU KLJK UHVLVWDQFH LQ WKH DIIHFWHG


FLUFXLW DV UHTXLUHG
,V WKH UHSDLU FRPSOHWH"



5HSODFH WKH $%6 XQLW


,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

6\VWHP 2.
6\VWHP 2.

)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0

&)

',$*1267,& 7528%/( &2'( '7& 


/()7 )5217 :+((/ 63((' 6(1625 )$8/7
&LUFXLW 'HVFULSWLRQ
7KH WRRWKHG ZKHHO JHQHUDWHV D YROWDJH SXOVH DV LW
PRYHV SDVW WKH VHQVRU (DFK WRRWK JDS WRRWK VHULHV RQ
WKH ZKHHO JHQHUDWHV WKH SXOVHV 7KH HOHFWURQLF EUDNH
FRQWURO PRGXOH (%&0 XVHV WKH IUHTXHQF\ RI WKHVH
SXOVHV WR GHWHUPLQH WKH ZKHHO VSHHG 7KH YROWDJH
JHQHUDWHG GHSHQGV RQ WKH DLU JDS EHWZHHQ WKH VHQVRU
DQG WKH WRRWKHG ZKHHO DQG RQ WKH ZKHHO VSHHG
'LDJQRVLV
7KLV SURFHGXUH FKHFNV IRU D PDOIXQFWLRQLQJ ZKHHO VSHHG
VHQVRU D VKRUW WR JURXQG RU WR YROWDJH LQ WKH ZLULQJ RU D
FRQWDFW SUREOHP LQ D FRQQHFWRU
&DXVH V
- 7KH ZKHHO VSHHG VHQVRU LV GHIHFWLYH RU GLVFRQQHFWHG
- 7KHUH LV D SUREOHP LQ WKH ZLULQJ
- 7KHUH LV D SUREOHP ZLWK D FRQQHFWRU
)DLO $FWLRQ
$%6 DFWLRQ LV GLVDEOHG DQG WKH $%6 ZDUQLQJ ODPS LV
21
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH

 7KLV VWHS EHJLQV DQ H[DPLQDWLRQ IRU D GHIHFWLYH ZKHHO


VSHHG VHQVRU
 7KLV VWHS WHVWV WKH ZLULQJ IRU D VKRUW WR YROWDJH
 7KLV VWHS WHVWV WKH ZLULQJ IRU D VKRUW WR JURXQG
 7KLV VWHS WHVWV IRU DQ RSHQ RU D KLJK UHVLVWDQFH LQ WKH
ZLULQJ
'LDJQRVWLF $LGV
%H VXUH WKDW WKH VSHHG VHQVRU ZLULQJ LV SURSHUO\ URXWHG
DQG UHWDLQHG 7KLV ZLOO KHOS WR SUHYHQW IDOVH VLJQDOV GXH
WR WKH SLFNXS RI HOHFWULFDO QRLVH
,W LV YHU\ LPSRUWDQW WR SHUIRUP D WKRURXJK LQVSHFWLRQ RI
WKH ZLULQJ DQG WKH FRQQHFWRUV )DLOXUH WR LQVSHFW WKH
ZLULQJ DQG WKH FRQQHFWRUV FDUHIXOO\ DQG FRPSOHWHO\ PD\
UHVXOW LQ PLVGLDJQRVLV FDXVLQJ SDUW UHSODFHPHQW ZLWK
WKH UHDSSHDUDQFH RI WKH PDOIXQFWLRQ
<RX FDQ XVH WKH VFDQ WRRO WR PRQLWRU ZKHHO VSHHGV
GXULQJ D URDG WHVW :DWFK WKH ZKHHO VSHHGV EHLQJ
GLVSOD\HG RQ WKH VFDQ WRRO WR VHH LI DQ\ RI WKH UHDGLQJV LV
XQXVXDO VXFK DV RQH VHQVRU YDU\LQJ LQ VSHHG IURP WKH
RWKHU WKUHH D VLJQDO JRLQJ LQWHUPLWWHQWO\ KLJK RU ORZ HWF
,I WKLV GRHV QRW LGHQWLI\ WKH LQWHUPLWWHQW ZHW WKH VSHHG
VHQVRU KDUQHVV RQ WKH XQGHUVLGH RI WKH YHKLFOH DQG
SHUIRUP D URDG WHVW PRQLWRULQJ WKH ZKHHO VSHHGV ZLWK
WKH VFDQ WRRO

'7&  /HIW )URQW :KHHO 6SHHG 6HQVRU )DXOW


6WHS


$FWLRQ
([DPLQH WKH ZKHHO VSHHG VHQVRU
$UH WKHUH DQ\ VLJQV RI SK\VLFDO GDPDJH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  


'7&  /HIW )URQW :KHHO 6SHHG 6HQVRU )DXOW &RQW
G
6WHS

$FWLRQ
 7XUQ WKH LJQLWLRQ VZLWFK WR /2&.
 'LVFRQQHFW WKH OHIW IURQW ZKHHO VSHHG VHQVRU
FRQQHFWRU
 8VH D GLJLWDO YROWPHWHU '90 WR PHDVXUH WKH
UHVLVWDQFH EHWZHHQ WKH VHQVRU WHUPLQDOV
,V WKH UHVLVWDQFH ZLWKLQ WKH VSHFLILHG YDOXH DW
DSSUR[LPDWHO\ E& E) "

5HSODFH WKH ZKHHO VSHHG VHQVRU


,V WKH UHSDLU FRPSOHWH"

 6ZLWFK WKH '90 WR WKH DF PLOOLYROW UDQJH


 0HDVXUH WKH YROWDJH RXWSXW RI EHWZHHQ WKH ZKHHO
VSHHG VHQVRU WHUPLQDOV ZKLOH URWDWLQJ WKH ZKHHO
DERXW UHYROXWLRQ HYHU\ VHFRQGV
,V WKH RXWSXW ZLWKLQ WKH VSHFLILHG YDOXH"

5HSODFH WKH VSHHG VHQVRU RU WKH WRRWKHG ZKHHO DV


UHTXLUHG
,V WKH UHSDLU FRPSOHWH"

 'LVFRQQHFW WKH KDUQHVV IURP WKH (%&0


 &RQQHFW D '90 EHWZHHQ JURXQG DQG RQH
WHUPLQDO RI WKH ZKHHO VSHHG FRQQHFWRU
 7XUQ WKH LJQLWLRQ WR 21
 5HSHDW WKH DERYH WHVW IRU WKH RWKHU WHUPLQDO RI WKH
ZKHHO VSHHG FRQQHFWRU
,V WKH YROWDJH IRU HLWKHU RI WKHVH WHUPLQDOV ZLWKLQ WKH
VSHFLILHG YDOXH"



5HSDLU WKH VKRUW WR YROWDJH LQ WKH DIIHFWHG FLUFXLW


,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ VZLWFK WR /2&.
 0HDVXUH WKH UHVLVWDQFH WR JURXQG IURP WHUPLQDO
DW WKH KDUQHVV (%&0 FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH WR JURXQG IURP WHUPLQDO
DW WKH KDUQHVV (%&0 FRQQHFWRU
,V WKH UHVLVWDQFH DW HLWKHU FLUFXLW OHVV WKDQ WKH
VSHFLILHG YDOXH"
5HSDLU WKH VKRUW WR JURXQG LQ WKH DIIHFWHG FLUFXLW
,V WKH UHSDLU FRPSOHWH"
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WHUPLQDO DW WKH
KDUQHVV (%&0 FRQQHFWRU DQG WKH KDUQHVV ZKHHO
VSHHG VHQVRU FRQQHFWRU WHUPLQDO FRQQHFWHG WR
WKH :+7 ZLUH
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WHUPLQDO DW WKH
KDUQHVV (%&0 FRQQHFWRU DQG WKH KDUQHVV ZKHHO
VSHHG VHQVRU FRQQHFWRU WHUPLQDO FRQQHFWHG WR
WKH 251 ZLUH
,V WKH UHVLVWDQFH RQ HLWKHU FLUFXLW ZLWKLQ WKH VSHFLILHG
YDOXH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

|P9

*R WR 6WHS 

*R WR 6WHS 

:

! 9

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

! :

*R WR 6WHS 

*R WR 6WHS 



5HSDLU WKH RSHQ RU KLJK UHVLVWDQFH LQ WKH DIIHFWHG


FLUFXLW DV UHTXLUHG
,V WKH UHSDLU FRPSOHWH"



5HSODFH WKH $%6 XQLW


,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

6\VWHP 2.

6\VWHP 2.
6\VWHP 2.

)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0

&)

',$*1267,& 7528%/( &2'( '7& 


/()7 )5217 :+((/ 63((' 6(1625 &217,18,7< )$8/7
&LUFXLW 'HVFULSWLRQ
7KH WRRWKHG ZKHHO JHQHUDWHV D YROWDJH SXOVH DV LW
PRYHV SDVW WKH VHQVRU (DFK WRRWK JDS WRRWK VHULHV RQ
WKH ZKHHO JHQHUDWHV WKH SXOVHV 7KH HOHFWURQLF EUDNH
FRQWURO PRGXOH (%&0 XVHV WKH IUHTXHQF\ RI WKHVH
SXOVHV WR GHWHUPLQH WKH ZKHHO VSHHG 7KH YROWDJH
JHQHUDWHG GHSHQGV RQ WKH DLU JDS EHWZHHQ WKH VHQVRU
DQG WKH WRRWKHG ZKHHO DQG RQ WKH ZKHHO VSHHG
'LDJQRVLV
7KLV SURFHGXUH FKHFNV IRU D PDOIXQFWLRQLQJ ZKHHO VSHHG
VHQVRU D VKRUW WR JURXQG RU WR YROWDJH LQ WKH ZLULQJ RU D
FRQWDFW SUREOHP LQ D FRQQHFWRU
&DXVH V
- 7KH ZKHHO VSHHG VHQVRU LV GHIHFWLYH
- 7KHUH LV D SUREOHP LQ WKH ZLULQJ
- 7KHUH LV D SUREOHP ZLWK D FRQQHFWRU
)DLO $FWLRQ
$%6 DFWLRQ LV GLVDEOHG DQG WKH $%6 ZDUQLQJ ODPS LV
21

7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV VWHS EHJLQV DQ H[DPLQDWLRQ IRU D GHIHFWLYH ZKHHO
VSHHG VHQVRU
 7KLV VWHS WHVWV WKH ZLULQJ IRU D VKRUW WR YROWDJH
 7KLV VWHS WHVWV WKH ZLULQJ IRU D VKRUW WR JURXQG
 7KLV VWHS WHVWV IRU DQ RSHQ RU D KLJK UHVLVWDQFH LQ WKH
ZLULQJ
'LDJQRVWLF $LGV
%H VXUH WKDW WKH VSHHG VHQVRU ZLULQJ LV SURSHUO\ URXWHG
DQG UHWDLQHG 7KLV ZLOO KHOS WR SUHYHQW IDOVH VLJQDOV GXH
WR WKH SLFNXS RI HOHFWULFDO QRLVH
,W LV YHU\ LPSRUWDQW WR SHUIRUP D WKRURXJK LQVSHFWLRQ RI
WKH ZLULQJ DQG WKH FRQQHFWRUV )DLOXUH WR LQVSHFW WKH
ZLULQJ DQG WKH FRQQHFWRUV FDUHIXOO\ DQG FRPSOHWHO\ PD\
UHVXOW LQ PLVGLDJQRVLV FDXVLQJ SDUW UHSODFHPHQW ZLWK
WKH UHDSSHDUDQFH RI WKH PDOIXQFWLRQ

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  


'7&  /HIW )URQW :KHHO 6SHHG 6HQVRU &RQWLQXLW\ )DXOW
6WHS


$FWLRQ
([DPLQH WKH ZKHHO VSHHG VHQVRU
$UH WKHUH DQ\ VLJQV RI SK\VLFDO GDPDJH"
 7XUQ WKH LJQLWLRQ VZLWFK WR /2&.
 'LVFRQQHFW WKH OHIW IURQW ZKHHO VSHHG VHQVRU
FRQQHFWRU
 8VH D GLJLWDO YROWPHWHU '90 WR PHDVXUH WKH
UHVLVWDQFH EHWZHHQ WKH VHQVRU WHUPLQDOV
,V WKH UHVLVWDQFH ZLWKLQ WKH VSHFLILHG YDOXH DW
DSSUR[LPDWHO\ E& E) "
5HSODFH WKH ZKHHO VSHHG VHQVRU
,V WKH UHSDLU FRPSOHWH"
 'LVFRQQHFW WKH KDUQHVV IURP WKH (%&0
 &RQQHFW D '90 EHWZHHQ JURXQG DQG RQH
WHUPLQDO RI WKH ZKHHO VSHHG FRQQHFWRU
 7XUQ WKH LJQLWLRQ WR 21
 5HSHDW WKH DERYH WHVW IRU WKH RWKHU WHUPLQDO RI WKH
ZKHHO VSHHG FRQQHFWRU
,V WKH YROWDJH IRU HLWKHU RI WKHVH WHUPLQDOV ZLWKLQ WKH
VSHFLILHG YDOXH"
5HSDLU WKH VKRUW WR YROWDJH LQ WKH DIIHFWHG FLUFXLW
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ VZLWFK WR /2&.
 0HDVXUH WKH UHVLVWDQFH WR JURXQG IURP WHUPLQDO
DW WKH KDUQHVV (%&0 FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH WR JURXQG IURP WHUPLQDO
DW WKH KDUQHVV (%&0 FRQQHFWRU
,V WKH UHVLVWDQFH DW HLWKHU FLUFXLW OHVV WKDQ WKH
VSHFLILHG YDOXH"

5HSDLU WKH VKRUW WR JURXQG LQ WKH DIIHFWHG FLUFXLW


,V WKH UHSDLU FRPSOHWH"

 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WHUPLQDO DW WKH


KDUQHVV (%&0 FRQQHFWRU DQG WKH KDUQHVV ZKHHO
VSHHG VHQVRU FRQQHFWRU WHUPLQDO FRQQHFWHG WR
WKH :+7 ZLUH
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WHUPLQDO DW WKH
KDUQHVV (%&0 FRQQHFWRU DQG WKH KDUQHVV ZKHHO
VSHHG VHQVRU FRQQHFWRU WHUPLQDO FRQQHFWHG WR
WKH 251 ZLUH
,V WKH UHVLVWDQFH RQ HLWKHU FLUFXLW ZLWKLQ WKH VSHFLILHG
YDOXH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

:

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

! 9

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

! :

*R WR 6WHS 

*R WR 6WHS 

5HSDLU WKH RSHQ RU KLJK UHVLVWDQFH LQ WKH DIIHFWHG


FLUFXLW DV UHTXLUHG
,V WKH UHSDLU FRPSOHWH"



5HSODFH WKH $%6 XQLW


,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

6\VWHP 2.
6\VWHP 2.

)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0

&)

',$*1267,& 7528%/( &2'( '7& 


:+((/ 63((' 6(1625 )5(48(1&< (5525
&LUFXLW 'HVFULSWLRQ
7KH WRRWKHG ZKHHO JHQHUDWHV D YROWDJH SXOVH DV LW
PRYHV SDVW WKH ZKHHO VSHHG VHQVRU (DFK WRRWK JDS
WRRWK VHULHV RQ WKH ZKHHO JHQHUDWHV WKH SXOVHV 7KH
HOHFWURQLF EUDNH FRQWURO PRGXOH (%&0 XVHV WKH
IUHTXHQF\ RI WKHVH SXOVHV WR GHWHUPLQH ZKHHO VSHHG
7KH YROWDJH JHQHUDWHG GHSHQGV RQ WKH DLU JDS EHWZHHQ
WKH ZKHHO VSHHG VHQVRU DQG WKH WRRWKHG ZKHHO DQG RQ
WKH ZKHHO VSHHG
'LDJQRVLV
7KLV '7& ZLOO VHW ZKHQ WKH (%&0 FDQQRW LGHQWLI\ ZKLFK
ZKHHO VSHHG VHQVRU LV FDXVLQJ WKH PDOIXQFWLRQ ,W LV
QHFHVVDU\ WR FKHFN DOO ZKHHO VSHHG VHQVRUV DQG
DVVRFLDWHG ZLULQJ WR GHWHUPLQH WKH FDXVH RI WKH '7&
&DXVH V
- ,QFRUUHFW QXPEHU RI WHHWK RQ WKH WRRWKHG ZKHHO
- 'DPDJHG RU EURNHQ WHHWK RQ WKH WRRWKHG ZKHHO
- 'LVFRQWLQXLW\ RU VKRUW LQ VSHHG ZKHHO VSHHG VHQVRU
ZLULQJ
)DLO $FWLRQ
$QWLORFN EUDNH V\VWHP $%6 DFWLRQ LV GLVDEOHG DQG WKH
$%6 ZDUQLQJ ODPS LV 21
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR 6WHS V RQ WKH GLDJQRVWLF
WDEOH

 7KLV VWHS EHJLQV WKH H[DPLQDWLRQ RI WKH IURQW ZKHHO


VSHHG VHQVRU VHQVRUV
 7KLV VWHS FKHFNV IRU D SUREOHP ZLWK RQH RI WKH IURQW
WRRWKHG ULQJV
 7KLV VWHS FKHFNV WKH IURQW VSHHG ZKHHO VSHHG
VHQVRUV
 7KLV VWHS FKHFNV IRU VKRUWV LQ D IURQW ZKHHO VSHHG
VHQVRU KDUQHVV
 7KLV VWHS FKHFNV IRU RSHQV LQ D IURQW ZKHHO VSHHG
VHQVRU KDUQHVV
 7KLV VWHS EHJLQV D FKHFN RI WKH UHDU ZKHHO VSHHG
VHQVRUV
 7KLV VWHS FKHFNV IRU D SUREOHP ZLWK RQH RI WKH UHDU
WRRWKHG ULQJV
 7KLV VWHS FKHFNV WKH UHDU ZKHHO VSHHG VHQVRUV
 7KLV VWHS FKHFNV IRU VKRUWV LQ D UHDU ZKHHO VSHHG
VHQVRU KDUQHVV
 7KLV VWHS FKHFNV IRU RSHQV LQ D UHDU ZKHHO VSHHG
VHQVRU KDUQHVV
'LDJQRVWLF $LGV
'7&  PD\ EH VHW E\ UXQQLQJ WKH VFDQ WRRO DXWR WHVW LI
WKH WKURWWOH DQJOH UHDGLQJV DUH QRW XSGDWLQJ ZKLOH LQ WKH
GDWD OLVW PRGH ,I WKLV LV WKH FDVH FOHDU WKH '7&V
GLVFRQQHFW WKH VFDQ WRRO DQG URDG WHVW WKH YHKLFOH WR DW
OHDVW NPK PSK WR VHH LI WKH '7& UHVHWV

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  


&KHFN WKH WRRWKHG ZKHHOV IRU DQ\ ODUJH JURRYHV
JRXJHV PDUNV HWF WKDW PLJKW LQIOXHQFH WKH WRRWK
V
VLJQDO DW WKH ZKHHO VSHHG VHQVRU $OVR FKHFN IRU D
EXLOGXS RI IRUHLJQ PDWHULDO LQ WKH JDSV EHWZHHQ WHHWK LQ
WKH WRRWKHG ZKHHO WKLV PDWHULDO PD\ FDXVH WKLV
PDOIXQFWLRQ
$ EDGO\ ZRUQ KXEEHDULQJ DVVHPEO\ PD\ FDXVH WKLV
PDOIXQFWLRQ 7KH ZKHHO VSHHG VHQVRUWRWRRWKHG

ZKHHO DLU JDS PD\ FKDQJH H[FHVVLYHO\ GXH WR EHDULQJ


SOD\
,I DQ LPSURSHU UHDU KXE DVVHPEO\ RU IURQW RXWHU FRQVWDQW
YHORFLW\ MRLQW LV LQVWDOOHG RQH ZLWK D WRRWKHG ZKHHO
FRQWDLQLQJ WKH LQFRUUHFW QXPEHU RI WHHWK WKLV '7& FDQ
VHW %H VXUH WKDW DOO WKH WRRWKHG ZKHHOV KDYH  WHHWK

'7&  :KHHO 6SHHG 6HQVRU )UHTXHQF\ (UURU


6WHS

$FWLRQ

9DOXH V

9LVXDOO\ LQVSHFW WKH ZLULQJ IRU WKH IURQW ZKHHO VSHHG


VHQVRU VHQVRUV
,V WKHUH DQ\ GDPDJH"

5HSDLU RU UHSODFH FRPSRQHQWV DV UHTXLUHG


,V WKH UHSDLU FRPSOHWH"
&KHFN WKDW WKH FRUUHFW RXWHU FRQVWDQW YHORFLW\ &9
MRLQWV DUH LQVWDOOHG RQ WKH YHKLFOH 7KH\ VKRXOG KDYH
VSHHG ULQJV ZLWK  WHHWK
,V RQH RI WKHVH LQFRUUHFW"

5HSODFH WKH LQFRUUHFW RXWHU &9 MRLQW ZLWK WKH SURSHU


XQLW
,V WKH UHSDLU FRPSOHWH"

 'LVFRQQHFW WKH ZKHHO VSHHG VHQVRU KDUQHVVHV


IURP WKH ZKHHO VSHHG VHQVRU FRQQHFWRUV
 0HDVXUH WKH ZKHHO VSHHG VHQVRU UHVLVWDQFH DW
WKH ZKHHO VSHHG VHQVRU FRQQHFWRU WHUPLQDOV
'RHV WKH UHVLVWDQFH IDOO ZLWKLQ WKH VSHFLILHG YDOXHV
IRU ERWK ZKHHO VSHHG VHQVRUV"

5HSODFH WKH IDXOW\ ZKHHO VSHHG VHQVRU


,V WKH UHSDLU FRPSOHWH"
 'LVFRQQHFW $%6 FRQWURO PRGXOH FRQQHFWRU -
 &KHFN HDFK ZKHHO VSHHG VHQVRU KDUQHVV IRU D
VKRUW FLUFXLW EHWZHHQ LWV ZLUHV ZLWK D GLJLWDO
RKPPHWHU DWWDFKHG WR WKH WZR WHUPLQDOV DW WKH
KDUQHVV VLGH RI WKH ZKHHO VSHHG VHQVRU
FRQQHFWRU
 $OVR FKHFN HDFK ZKHHO VSHHG VHQVRU KDUQHVV
ZLUH IRU D VKRUW WR JURXQG IURP WKH FRQQHFWRU
WHUPLQDOV
,V WKHUH DQ\ VKRUW FLUFXLW LQ HLWKHU ZKHHO VSHHG
VHQVRU KDUQHVV"

1R

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

 :

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

5HSDLU WKH VKRUW FLUFXLW LQ WKH ZLULQJ RU IURP D ZLULQJ


KDUQHVV WR JURXQG
,V WKH UHSDLU FRPSOHWH"

&KHFN WKH FRQWLQXLW\ RI WKH ZLULQJ LQ ERWK IURQW VSHHG


ZKHHO VSHHG VHQVRU FLUFXLWV EHWZHHQ WKH $%6
FRQQHFWRU - DQG WKH ZKHHO VSHHG VHQVRU ZKHHO
VSHHG VHQVRU FRQQHFWRU RQ HDFK VLGH RI WKH YHKLFOH
- 7KH OHIW VLGH XVHV WHUPLQDOV  DQG  DW WKH $%6
FRQQHFWRU -
- 7KH ULJKW VLGH XVHV WHUPLQDOV  DQG  DW WKH $%6
FRQQHFWRU -
,V FRQWLQXLW\ JRRG IRU ERWK KDUQHVVHV"

'$(:22 9 %/

<HV

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0


'7&  :KHHO 6SHHG 6HQVRU )UHTXHQF\ (UURU &RQW
G
6WHS

$FWLRQ



5HSDLU WKH GLVFRQWLQXLW\ IRXQG LQ WKH IURQW ZKHHO


VSHHG VHQVRU KDUQHVV
,V WKH UHSDLU FRPSOHWH"



 9LVXDOO\ LQVSHFW WKH ZLULQJ IRU WKH UHDU ZKHHO


VSHHG VHQVRU ZKHHO VSHHG VHQVRUV
 &KHFN WKDW WKH ZKHHO VSHHG VHQVRUV DUH SURSHUO\
PRXQWHG DQG WKDW WKH UHWDLQLQJ EROWV DUH SURSHUO\
WLJKWHQHG
,V WKHUH DQ\ GDPDJH"









5HSDLU RU UHSODFH FRPSRQHQWV DV UHTXLUHG


,V WKH UHSDLU FRPSOHWH"
5HPRYH HDFK VSHHG ZKHHO VSHHG VHQVRU IURP WKH
UHDU NQXFNOHV DQG LQVSHFW WKH WRRWKHG ULQJ WKURXJK
WKH ZKHHO VSHHG VHQVRU PRXQWLQJ KROHV
- 0DNH VXUH WKDW WKH WRRWKHG ULQJ KDV  WHHWK
- &KHFN IRU DQ\ GDPDJHG RU PLVVLQJ WHHWK
- &KHFN WKDW WKH ULQJ LV SURSHUO\ SRVLWLRQHG XQGHU
WKH ZKHHO VSHHG VHQVRU
,V WKHUH DQ\ GDPDJH RU RWKHU IDXOW ZLWK HLWKHU VSHHG
ULQJ"
5HSODFH WKH UHDU ZKHHO KXE ZLWK WKH SURSHU XQLW
,V WKH UHSDLU FRPSOHWH"
 'LVFRQQHFW WKH UHDU ZKHHO VSHHG VHQVRU
KDUQHVVHV IURP WKH ZKHHO VSHHG VHQVRU
FRQQHFWRUV
 0HDVXUH WKH ZKHHO VSHHG VHQVRU UHVLVWDQFH DW
WKH ZKHHO VSHHG VHQVRU FRQQHFWRU WHUPLQDOV
'RHV WKH UHVLVWDQFH IDOO ZLWKLQ WKH VSHFLILHG YDOXHV
IRU ERWK ZKHHO VSHHG VHQVRUV"



5HSODFH WKH IDXOW\ ZKHHO VSHHG VHQVRU


,V WKH UHSDLU FRPSOHWH"



 7KH $%6 FRQWURO PRGXOH FRQQHFWRU - VKRXOG VWLOO


EH GLVFRQQHFWHG 'LVFRQQHFW LW QRZ LI LW LV QRW
 &KHFN HDFK ZKHHO VSHHG VHQVRU KDUQHVV IRU D
VKRUW FLUFXLW EHWZHHQ LWV ZLUHV ZLWK D GLJLWDO
RKPPHWHU DWWDFKHG WR WKH WZR WHUPLQDOV DW WKH
KDUQHVV VLGH RI WKH ZKHHO VSHHG VHQVRU
FRQQHFWRU
 $OVR FKHFN HDFK ZKHHO VSHHG VHQVRU KDUQHVV
ZLUH IRU D VKRUW WR JURXQG IURP WKH FRQQHFWRU
WHUPLQDOV
,V WKHUH DQ\ VKRUW FLUFXLW LQ HLWKHU ZKHHO VSHHG
VHQVRU KDUQHVV"



5HSDLU WKH VKRUW FLUFXLW LQ WKH ZLULQJ RU IURP D ZLUH WR


JURXQG
,V WKH UHSDLU FRPSOHWH"

9DOXH V


<HV
6\VWHP 2.

1R



*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

 :

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  


'7&  :KHHO 6SHHG 6HQVRU )UHTXHQF\ (UURU &RQW
G
6WHS

$FWLRQ

9DOXH V



&KHFN WKH FRQWLQXLW\ RI WKH ZLULQJ LQ ERWK UHDU VSHHG


ZKHHO VSHHG VHQVRU FLUFXLWV EHWZHHQ WKH $%6
FRQQHFWRU - DQG WKH ZKHHO VSHHG VHQVRU ZKHHO
VSHHG VHQVRU FRQQHFWRU RQ HDFK VLGH RI WKH YHKLFOH
- 7KH OHIW VLGH XVHV WHUPLQDOV  DQG  DW WKH $%6
FRQQHFWRU -
- 7KH ULJKW VLGH XVHV WHUPLQDOV  DQG  DW WKH $%6
FRQQHFWRU -
,V FRQWLQXLW\ JRRG IRU ERWK KDUQHVVHV"





'$(:22 9 %/

5HSDLU WKH GLVFRQWLQXLW\ IRXQG LQ WKH UHDU ZKHHO


VSHHG VHQVRU ZKHHO VSHHG VHQVRU KDUQHVV RU
FRQQHFWRU &
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH $%6 XQLW
,V WKH UHSDLU FRPSOHWH"

<HV

1R

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

6\VWHP 2.

)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0

&)

',$*1267,& 7528%/( &2'( '7& 


5,*+7 5($5 :+((/ 63((' 6(1625 )$8/7
&LUFXLW 'HVFULSWLRQ
7KH WRRWKHG ZKHHO JHQHUDWHV D YROWDJH SXOVH DV LW
PRYHV SDVW WKH VHQVRU (DFK WRRWK JDS WRRWK VHULHV RQ
WKH ZKHHO JHQHUDWHV WKH SXOVHV 7KH HOHFWURQLF EUDNH
FRQWURO PRGXOH (%&0 XVHV WKH IUHTXHQF\ RI WKHVH
SXOVHV WR GHWHUPLQH WKH ZKHHO VSHHG 7KH YROWDJH
JHQHUDWHG GHSHQGV RQ WKH DLU JDS EHWZHHQ WKH VHQVRU
DQG WKH WRRWKHG ZKHHO DQG RQ WKH ZKHHO VSHHG
'LDJQRVLV
7KLV SURFHGXUH FKHFNV IRU D PDOIXQFWLRQLQJ ZKHHO VSHHG
VHQVRU D VKRUW WR JURXQG RU WR YROWDJH LQ WKH ZLULQJ RU D
FRQWDFW SUREOHP LQ D FRQQHFWRU
&DXVH V
- 7KH ZKHHO VSHHG VHQVRU LV GHIHFWLYH
- 7KHUH LV D SUREOHP LQ WKH ZLULQJ
- 7KHUH LV D SUREOHP ZLWK D FRQQHFWRU
)DLO $FWLRQ
$%6 DFWLRQ LV GLVDEOHG DQG WKH $%6 ZDUQLQJ ODPS LV
21
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH

 7KLV VWHS EHJLQV DQ H[DPLQDWLRQ IRU D GHIHFWLYH


ZKHHO VSHHG VHQVRU
 7KLV VWHS WHVWV WKH ZLULQJ IRU D VKRUW WR YROWDJH
 7KLV VWHS WHVWV WKH ZLULQJ IRU D VKRUW WR JURXQG
 7KLV VWHS WHVWV IRU DQ RSHQ RU KLJK UHVLVWDQFH LQ WKH
ZLULQJ
'LDJQRVWLF $LGV
%H VXUH WKDW WKH VSHHG VHQVRU ZLULQJ LV SURSHUO\ URXWHG
DQG UHWDLQHG 7KLV ZLOO KHOS WR SUHYHQW IDOVH VLJQDOV GXH
WR WKH SLFNXS RI HOHFWULFDO QRLVH
,W LV YHU\ LPSRUWDQW WR SHUIRUP D WKRURXJK LQVSHFWLRQ RI
WKH ZLULQJ DQG WKH FRQQHFWRUV )DLOXUH WR LQVSHFW WKH
ZLULQJ DQG WKH FRQQHFWRUV FDUHIXOO\ DQG FRPSOHWHO\ PD\
UHVXOW LQ PLVGLDJQRVLV FDXVLQJ SDUW UHSODFHPHQW ZLWK
WKH UHDSSHDUDQFH RI WKH PDOIXQFWLRQ
<RX FDQ XVH WKH VFDQ WRRO WR PRQLWRU ZKHHO VSHHGV
GXULQJ D URDG WHVW :DWFK WKH ZKHHO VSHHGV EHLQJ
GLVSOD\HG RQ WKH VFDQ WRRO WR VHH LI DQ\ RI WKH UHDGLQJV LV
XQXVXDO VXFK DV RQH VHQVRU YDU\LQJ LQ VSHHG IURP WKH
RWKHU WKUHH D VLJQDO JRLQJ LQWHUPLWWHQWO\ KLJK RU ORZ HWF
,I WKLV GRHV QRW LGHQWLI\ WKH LQWHUPLWWHQW ZHW WKH VSHHG
VHQVRU KDUQHVV RQ WKH XQGHUVLGH RI WKH YHKLFOH DQG
SHUIRUP D URDG WHVW PRQLWRULQJ ZKHHO VSHHGV ZLWK WKH
VFDQ WRRO

'7&  5LJKW 5HDU :KHHO 6SHHG 6HQVRU )DXOW


6WHS


$FWLRQ
([DPLQH WKH ZKHHO VSHHG VHQVRU
$UH WKHUH DQ\ VLJQV RI SK\VLFDO GDPDJH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  


'7&  5LJKW 5HDU :KHHO 6SHHG 6HQVRU )DXOW &RQW
G
6WHS

$FWLRQ
 7XUQ WKH LJQLWLRQ VZLWFK WR /2&.
 'LVFRQQHFW WKH ULJKW UHDU ZKHHO VSHHG VHQVRU
FRQQHFWRU
 8VH D GLJLWDO YROWPHWHU '90 WR PHDVXUH WKH
UHVLVWDQFH EHWZHHQ WKH VHQVRU WHUPLQDOV
,V WKH UHVLVWDQFH ZLWKLQ WKH VSHFLILHG YDOXH DW
DSSUR[LPDWHO\ E& E) "

5HSODFH WKH ZKHHO VSHHG VHQVRU


,V WKH UHSDLU FRPSOHWH"

 6ZLWFK WKH '90 WR WKH DF PLOOLYROW UDQJH


 0HDVXUH WKH YROWDJH RXWSXW RI EHWZHHQ WKH ZKHHO
VSHHG VHQVRU WHUPLQDOV ZKLOH URWDWLQJ WKH ZKHHO
DERXW UHYROXWLRQ HYHU\ VHFRQGV
,V WKH RXWSXW ZLWKLQ WKH VSHFLILHG YDOXH"

5HSODFH WKH VSHHG VHQVRU RU WKH WRRWKHG ZKHHO DV


UHTXLUHG
,V WKH UHSDLU FRPSOHWH"

 'LVFRQQHFW WKH KDUQHVV IURP WKH (%&0


 &RQQHFW D '90 EHWZHHQ JURXQG DQG RQH
WHUPLQDO RI WKH ZKHHO VSHHG FRQQHFWRU
 7XUQ WKH LJQLWLRQ WR 21
 5HSHDW WKH DERYH WHVW IRU WKH RWKHU WHUPLQDO RI WKH
ZKHHO VSHHG FRQQHFWRU
,V WKH YROWDJH IRU HLWKHU RI WKHVH WHUPLQDOV ZLWKLQ WKH
VSHFLILHG YDOXH"







'$(:22 9 %/

5HSDLU WKH VKRUW WR YROWDJH LQ WKH DIIHFWHG FLUFXLW


,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ VZLWFK WR /2&.
 0HDVXUH WKH UHVLVWDQFH WR JURXQG IURP WHUPLQDO
DW WKH KDUQHVV (%&0 FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH WR JURXQG IURP WHUPLQDO
DW WKH KDUQHVV (%&0 FRQQHFWRU
,V WKH UHVLVWDQFH DW HLWKHU FLUFXLW OHVV WKDQ WKH
VSHFLILHG YDOXH"
5HSDLU WKH VKRUW WR JURXQG LQ WKH DIIHFWHG FLUFXLW
,V WKH UHSDLU FRPSOHWH"
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WHUPLQDO DW WKH
KDUQHVV (%&0 FRQQHFWRU DQG WKH KDUQHVV ZKHHO
VSHHG VHQVRU FRQQHFWRU WHUPLQDO FRQQHFWHG WR
WKH '. %/8 ZLUH
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WHUPLQDO DW WKH
KDUQHVV (%&0 FRQQHFWRU DQG WKH KDUQHVV ZKHHO
VSHHG VHQVRU FRQQHFWRU WHUPLQDO FRQQHFWHG WR
WKH %51 ZLUH
,V WKH UHVLVWDQFH RQ HLWKHU FLUFXLW ZLWKLQ WKH VSHFLILHG
YDOXH"
5HSDLU WKH RSHQ RU KLJK UHVLVWDQFH LQ WKH DIIHFWHG
FLUFXLW DV UHTXLUHG %H VXUH WR FKHFN WHUPLQDOV DQG
RI FRQQHFWRU &
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH $%6 XQLW
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

:

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

|P9

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

! 9

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

! :

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

6\VWHP 2.

)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0

&)

',$*1267,& 7528%/( &2'( '7& 


5,*+7 5($5 :+((/ 63((' 6(1625 &217,18,7< )$8/7
&LUFXLW 'HVFULSWLRQ
7KH WRRWKHG ZKHHO JHQHUDWHV D YROWDJH SXOVH DV LW
PRYHV SDVW WKH VHQVRU (DFK WRRWK JDS WRRWK VHULHV RQ
WKH ZKHHO JHQHUDWHV WKH SXOVHV 7KH HOHFWURQLF EUDNH
FRQWURO PRGXOH (%&0 XVHV WKH IUHTXHQF\ RI WKHVH
SXOVHV WR GHWHUPLQH WKH ZKHHO VSHHG 7KH YROWDJH
JHQHUDWHG GHSHQGV RQ WKH DLU JDS EHWZHHQ WKH VHQVRU
DQG WKH WRRWKHG ZKHHO DQG RQ WKH ZKHHO VSHHG
'LDJQRVLV
7KLV SURFHGXUH FKHFNV IRU D PDOIXQFWLRQLQJ ZKHHO VSHHG
VHQVRU D VKRUW WR JURXQG RU WR YROWDJH LQ WKH ZLULQJ RU D
FRQWDFW SUREOHP LQ D FRQQHFWRU
&DXVH V
- 7KH ZKHHO VSHHG VHQVRU LV GHIHFWLYH
- 7KHUH LV D SUREOHP LQ WKH ZLULQJ
- 7KHUH LV D SUREOHP ZLWK D FRQQHFWRU
)DLO $FWLRQ
$%6 DFWLRQ LV GLVDEOHG DQG WKH $%6 ZDUQLQJ ODPS LV
21

7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV VWHS EHJLQV DQ H[DPLQDWLRQ IRU D GHIHFWLYH ZKHHO
VSHHG VHQVRU
 7KLV VWHS WHVWV WKH ZLULQJ IRU D VKRUW WR YROWDJH
 7KLV VWHS WHVWV WKH ZLULQJ IRU D VKRUW WR JURXQG
 7KLV VWHS WHVWV IRU DQ RSHQ RU D KLJK UHVLVWDQFH LQ WKH
ZLULQJ
'LDJQRVWLF $LGV
%H VXUH WKDW WKH VSHHG VHQVRU ZLULQJ LV SURSHUO\ URXWHG
DQG UHWDLQHG 7KLV ZLOO KHOS WR SUHYHQW IDOVH VLJQDOV GXH
WR WKH SLFNXS RI HOHFWULFDO QRLVH
,W LV YHU\ LPSRUWDQW WR SHUIRUP D WKRURXJK LQVSHFWLRQ RI
WKH ZLULQJ DQG WKH FRQQHFWRUV )DLOXUH WR LQVSHFW WKH
ZLULQJ DQG WKH FRQQHFWRUV FDUHIXOO\ DQG FRPSOHWHO\ PD\
UHVXOW LQ PLVGLDJQRVLV FDXVLQJ SDUW UHSODFHPHQW ZLWK
WKH UHDSSHDUDQFH RI WKH PDOIXQFWLRQ

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  


'7&  5LJKW 5HDU :KHHO 6SHHG 6HQVRU &RQWLQXLW\ )DXOW
6WHS


$FWLRQ
([DPLQH WKH ZKHHO VSHHG VHQVRU
$UH WKHUH DQ\ VLJQV RI SK\VLFDO GDPDJH"
 7XUQ WKH LJQLWLRQ VZLWFK WR /2&.
 'LVFRQQHFW WKH ULJKW UHDU ZKHHO VSHHG VHQVRU
FRQQHFWRU
 8VH D GLJLWDO YROWPHWHU '90 WR PHDVXUH WKH
UHVLVWDQFH EHWZHHQ WKH VHQVRU WHUPLQDOV
,V WKH UHVLVWDQFH ZLWKLQ WKH VSHFLILHG YDOXH DW
DSSUR[LPDWHO\ E& E) "
5HSODFH WKH ZKHHO VSHHG VHQVRU
,V WKH UHSDLU FRPSOHWH"
 'LVFRQQHFW WKH KDUQHVV IURP WKH (%&0
 &RQQHFW D '90 EHWZHHQ JURXQG DQG RQH
WHUPLQDO RI WKH ZKHHO VSHHG FRQQHFWRU
 7XUQ WKH LJQLWLRQ WR 21
 5HSHDW WKH DERYH WHVW IRU WKH RWKHU WHUPLQDO RI WKH
ZKHHO VSHHG FRQQHFWRU
,V WKH YROWDJH IRU HLWKHU RI WKHVH WHUPLQDOV ZLWKLQ WKH
VSHFLILHG YDOXH"
5HSDLU WKH VKRUW WR YROWDJH LQ WKH DIIHFWHG FLUFXLW
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ VZLWFK WR /2&.
 0HDVXUH WKH UHVLVWDQFH WR JURXQG IURP WHUPLQDO
DW WKH KDUQHVV (%&0 FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH WR JURXQG IURP WHUPLQDO
DW WKH KDUQHVV (%&0 FRQQHFWRU
,V WKH UHVLVWDQFH DW HLWKHU FLUFXLW OHVV WKDQ WKH
VSHFLILHG YDOXH"

5HSDLU WKH VKRUW WR JURXQG LQ WKH DIIHFWHG FLUFXLW


,V WKH UHSDLU FRPSOHWH"

 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WHUPLQDO DW WKH


KDUQHVV (%&0 FRQQHFWRU DQG WKH KDUQHVV ZKHHO
VSHHG VHQVRU FRQQHFWRU WHUPLQDO FRQQHFWHG WR
WKH '. %/8 ZLUH
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WHUPLQDO DW WKH
KDUQHVV (%&0 FRQQHFWRU DQG WKH KDUQHVV ZKHHO
VSHHG VHQVRU FRQQHFWRU WHUPLQDO FRQQHFWHG WR
WKH %51 ZLUH
,V WKH UHVLVWDQFH RQ HLWKHU FLUFXLW ZLWKLQ WKH VSHFLILHG
YDOXH"



'$(:22 9 %/

5HSDLU WKH RSHQ RU KLJK UHVLVWDQFH LQ WKH DIIHFWHG


FLUFXLW DV UHTXLUHG %H VXUH WR FKHFN WHUPLQDOV DQG
RI FRQQHFWRU &
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH $%6 XQLW
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

 :

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

! 9

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

! :

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

6\VWHP 2.

)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0

&)

',$*1267,& 7528%/( &2'( '7& 


/()7 5($5 :+((/ 63((' 6(1625 )$8/7
&LUFXLW 'HVFULSWLRQ
7KH WRRWKHG ZKHHO JHQHUDWHV D YROWDJH SXOVH DV LW
PRYHV SDVW WKH VHQVRU (DFK WRRWK JDS WRRWK VHULHV RQ
WKH ZKHHO JHQHUDWHV WKH SXOVHV 7KH HOHFWURQLF EUDNH
FRQWURO PRGXOH (%&0 XVHV WKH IUHTXHQF\ RI WKHVH
SXOVHV WR GHWHUPLQH WKH ZKHHO VSHHG 7KH YROWDJH
JHQHUDWHG GHSHQGV RQ WKH DLU JDS EHWZHHQ WKH VHQVRU
DQG WKH WRRWKHG ZKHHO DQG RQ WKH ZKHHO VSHHG
'LDJQRVLV
7KLV SURFHGXUH FKHFNV IRU D PDOIXQFWLRQLQJ ZKHHO VSHHG
VHQVRU D VKRUW WR JURXQG RU WR YROWDJH LQ WKH ZLULQJ RU D
FRQWDFW SUREOHP LQ D FRQQHFWRU
&DXVH V
- 7KH ZKHHO VSHHG VHQVRU LV GHIHFWLYH
- 7KHUH LV D SUREOHP LQ WKH ZLULQJ
- 7KHUH LV D SUREOHP ZLWK D FRQQHFWRU
)DLO $FWLRQ
$%6 DFWLRQ LV GLVDEOHG DQG WKH $%6 ZDUQLQJ ODPS LV
21

7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV VWHS EHJLQV DQ H[DPLQDWLRQ IRU D GHIHFWLYH
ZKHHO VSHHG VHQVRU
 7KLV VWHS WHVWV WKH ZLULQJ IRU D VKRUW WR YROWDJH
 7KLV VWHS WHVWV WKH ZLULQJ IRU D VKRUW WR JURXQG
 7KLV VWHS WHVWV IRU DQ RSHQ RU D KLJK UHVLVWDQFH LQ
WKH ZLULQJ
'LDJQRVWLF $LGV
%H VXUH WKDW WKH VSHHG VHQVRU ZLULQJ LV SURSHUO\ URXWHG
DQG UHWDLQHG 7KLV ZLOO KHOS WR SUHYHQW IDOVH VLJQDOV GXH
WR WKH SLFNXS RI HOHFWULFDO QRLVH
,W LV YHU\ LPSRUWDQW WR SHUIRUP D WKRURXJK LQVSHFWLRQ RI
WKH ZLULQJ DQG WKH FRQQHFWRUV )DLOXUH WR LQVSHFW WKH
ZLULQJ DQG WKH FRQQHFWRUV FDUHIXOO\ DQG FRPSOHWHO\ PD\
UHVXOW LQ PLVGLDJQRVLV FDXVLQJ SDUW UHSODFHPHQW ZLWK
WKH UHDSSHDUDQFH RI WKH PDOIXQFWLRQ
<RX FDQ XVH WKH VFDQ WRRO WR PRQLWRU ZKHHO VSHHGV
GXULQJ D URDG WHVW :DWFK WKH ZKHHO VSHHGV EHLQJ
GLVSOD\HG RQ WKH VFDQ WRRO WR VHH LI DQ\ RI WKH UHDGLQJV LV
XQXVXDO VXFK DV RQH VHQVRU YDU\LQJ LQ VSHHG IURP WKH
RWKHU WKUHH D VLJQDO JRLQJ LQWHUPLWWHQWO\ KLJK RU ORZ HWF
,I WKLV GRHV QRW LGHQWLI\ WKH LQWHUPLWWHQW ZHW WKH VSHHG
VHQVRU KDUQHVV RQ WKH XQGHUVLGH RI WKH YHKLFOH DQG
SHUIRUP D URDG WHVW PRQLWRULQJ ZKHHO VSHHGV ZLWK WKH
VFDQ WRRO

'7&  /HIW 5HDU :KHHO 6SHHG 6HQVRU )DXOW


6WHS


$FWLRQ
([DPLQH WKH ZKHHO VSHHG VHQVRU
$UH WKHUH DQ\ VLJQV RI SK\VLFDO GDPDJH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  


'7&  /HIW 5HDU :KHHO 6SHHG 6HQVRU )DXOW &RQW
G
6WHS

$FWLRQ
 7XUQ WKH LJQLWLRQ VZLWFK WR /2&.
 'LVFRQQHFW WKH OHIW UHDU ZKHHO VSHHG VHQVRU
FRQQHFWRU
 8VH D GLJLWDO YROWPHWHU '90 WR PHDVXUH
UHVLVWDQFH EHWZHHQ WKH VHQVRU WHUPLQDOV
,V WKH UHVLVWDQFH ZLWKLQ WKH VSHFLILHG YDOXH DW
DSSUR[LPDWHO\ E& E) "

5HSODFH WKH ZKHHO VSHHG VHQVRU


,V WKH UHSDLU FRPSOHWH"

 6ZLWFK WKH '90 WR WKH DF PLOOLYROW UDQJH


 0HDVXUH WKH YROWDJH RXWSXW RI EHWZHHQ WKH ZKHHO
VSHHG VHQVRU WHUPLQDOV ZKLOH URWDWLQJ WKH ZKHHO
DERXW UHYROXWLRQ HYHU\ VHFRQGV
,V WKH RXWSXW ZLWKLQ WKH VSHFLILHG YDOXH"

5HSODFH WKH VSHHG VHQVRU RU WKH WRRWKHG ZKHHO DV


UHTXLUHG
,V WKH UHSDLU FRPSOHWH"

 'LVFRQQHFW WKH KDUQHVV IURP WKH (%&0


 &RQQHFW D '90 EHWZHHQ JURXQG DQG RQH
WHUPLQDO RI WKH ZKHHO VSHHG FRQQHFWRU
 7XUQ WKH LJQLWLRQ WR 21
 5HSHDW WKH DERYH WHVW IRU WKH RWKHU WHUPLQDO RI WKH
ZKHHO VSHHG FRQQHFWRU
,V WKH YROWDJH IRU HLWKHU RI WKHVH WHUPLQDOV ZLWKLQ WKH
VSHFLILHG YDOXH"







'$(:22 9 %/

5HSDLU WKH VKRUW WR YROWDJH LQ WKH DIIHFWHG FLUFXLW


,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ VZLWFK WR /2&.
 0HDVXUH WKH UHVLVWDQFH WR JURXQG IURP WHUPLQDO
DW WKH KDUQHVV (%&0 FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH WR JURXQG IURP WHUPLQDO
DW WKH KDUQHVV (%&0 FRQQHFWRU
,V WKH UHVLVWDQFH DW HLWKHU FLUFXLW OHVV WKDQ WKH
VSHFLILHG YDOXH"
5HSDLU WKH VKRUW WR JURXQG LQ WKH DIIHFWHG FLUFXLW
,V WKH UHSDLU FRPSOHWH"
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WHUPLQDO DW WKH
KDUQHVV (%&0 FRQQHFWRU DQG WKH KDUQHVV ZKHHO
VSHHG VHQVRU FRQQHFWRU WHUPLQDO FRQQHFWHG WR
WKH '. %/8 ZLUH
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WHUPLQDO DW WKH
KDUQHVV (%&0 FRQQHFWRU DQG WKH KDUQHVV ZKHHO
VSHHG VHQVRU FRQQHFWRU WHUPLQDO FRQQHFWHG WR
WKH %51 ZLUH
,V WKH UHVLVWDQFH RQ HLWKHU FLUFXLW ZLWKLQ WKH VSHFLILHG
YDOXH"
5HSDLU WKH RSHQ RU WKH KLJK UHVLVWDQFH LQ WKH
DIIHFWHG FLUFXLW DV UHTXLUHG %H VXUH WR FKHFN
WHUPLQDOV DQG RI FRQQHFWRU &
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH $%6 XQLW
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

:

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

|P9

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

! 9

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

! :

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

6\VWHP 2.

)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0

&)

',$*1267,& 7528%/( &2'( '7& 


/()7 5($5 :+((/ 63((' 6(1625 &217,18,7< )$8/7
&LUFXLW 'HVFULSWLRQ
7KH WRRWKHG ZKHHO JHQHUDWHV D YROWDJH SXOVH DV LW
PRYHV SDVW WKH VHQVRU (DFK WRRWK JDS WRRWK VHULHV RQ
WKH ZKHHO JHQHUDWHV WKH SXOVHV 7KH HOHFWURQLF EUDNH
FRQWURO PRGXOH (%&0 XVHV WKH IUHTXHQF\ RI WKHVH
SXOVHV WR GHWHUPLQH WKH ZKHHO VSHHG 7KH YROWDJH
JHQHUDWHG GHSHQGV RQ WKH DLU JDS EHWZHHQ WKH VHQVRU
DQG WKH WRRWKHG ZKHHO DQG RQ WKH ZKHHO VSHHG
'LDJQRVLV
7KLV SURFHGXUH FKHFNV IRU D PDOIXQFWLRQLQJ ZKHHO VSHHG
VHQVRU D VKRUW WR JURXQG RU WR YROWDJH LQ WKH ZLULQJ RU D
FRQWDFW SUREOHP LQ D FRQQHFWRU
&DXVH V
- 7KH ZKHHO VSHHG VHQVRU LV GHIHFWLYH
- 7KHUH LV D SUREOHP LQ WKH ZLULQJ
- 7KHUH LV D SUREOHP ZLWK D FRQQHFWRU
)DLO $FWLRQ
$%6 DFWLRQ LV GLVDEOHG DQG WKH $%6 ZDUQLQJ ODPS LV
21

7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV VWHS EHJLQV DQ H[DPLQDWLRQ IRU D GHIHFWLYH ZKHHO
VSHHG VHQVRU
 7KLV VWHS WHVWV WKH ZLULQJ IRU D VKRUW WR YROWDJH
 7KLV VWHS WHVWV WKH ZLULQJ IRU D VKRUW WR JURXQG
 7KLV VWHS WHVWV IRU DQ RSHQ RU KLJK UHVLVWDQFH LQ WKH
ZLULQJ
'LDJQRVWLF $LGV
%H VXUH WKDW WKH VSHHG VHQVRU ZLULQJ LV SURSHUO\ URXWHG
DQG UHWDLQHG 7KLV ZLOO KHOS WR SUHYHQW IDOVH VLJQDOV GXH
WR WKH SLFNXS RI HOHFWULFDO QRLVH
,W LV YHU\ LPSRUWDQW WR SHUIRUP D WKRURXJK LQVSHFWLRQ RI
WKH ZLULQJ DQG WKH FRQQHFWRUV )DLOXUH WR LQVSHFW WKH
ZLULQJ DQG WKH FRQQHFWRUV FDUHIXOO\ DQG FRPSOHWHO\ PD\
UHVXOW LQ PLVGLDJQRVLV FDXVLQJ SDUW UHSODFHPHQW ZLWK
WKH UHDSSHDUDQFH RI WKH PDOIXQFWLRQ

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  


'7&  /HIW 5HDU :KHHO 6SHHG 6HQVRU &RQWLQXLW\ )DXOW
6WHS


$FWLRQ
([DPLQH WKH ZKHHO VSHHG VHQVRU
$UH WKHUH DQ\ VLJQV RI SK\VLFDO GDPDJH"
 7XUQ WKH LJQLWLRQ VZLWFK WR /2&.
 'LVFRQQHFW WKH OHIW UHDU ZKHHO VSHHG VHQVRU
FRQQHFWRU
 8VH D GLJLWDO YROWPHWHU '90 WR PHDVXUH
UHVLVWDQFH EHWZHHQ WKH VHQVRU WHUPLQDOV
,V WKH UHVLVWDQFH ZLWKLQ WKH VSHFLILHG YDOXH DW
DSSUR[LPDWHO\ E& E) "
5HSODFH WKH ZKHHO VSHHG VHQVRU
,V WKH UHSDLU FRPSOHWH"
 'LVFRQQHFW WKH KDUQHVV IURP WKH (%&0
 &RQQHFW D '90 EHWZHHQ JURXQG DQG RQH
WHUPLQDO RI WKH ZKHHO VSHHG FRQQHFWRU
 7XUQ WKH LJQLWLRQ WR 21
 5HSHDW WKH DERYH WHVW IRU WKH RWKHU WHUPLQDO RI WKH
ZKHHO VSHHG FRQQHFWRU
,V WKH YROWDJH IRU HLWKHU RI WKHVH WHUPLQDOV ZLWKLQ WKH
VSHFLILHG YDOXH"
5HSDLU WKH VKRUW WR YROWDJH LQ WKH DIIHFWHG FLUFXLW
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ VZLWFK WR /2&.
 0HDVXUH WKH UHVLVWDQFH WR JURXQG IURP WHUPLQDO
DW WKH KDUQHVV (%&0 FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH WR JURXQG IURP WHUPLQDO
DW WKH KDUQHVV (%&0 FRQQHFWRU
,V WKH UHVLVWDQFH DW HLWKHU FLUFXLW OHVV WKDQ WKH
VSHFLILHG YDOXH"

5HSDLU WKH VKRUW WR JURXQG LQ WKH DIIHFWHG FLUFXLW


,V WKH UHSDLU FRPSOHWH"

 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WHUPLQDO DW WKH


KDUQHVV (%&0 FRQQHFWRU DQG WKH KDUQHVV ZKHHO
VSHHG VHQVRU FRQQHFWRU WHUPLQDO FRQQHFWHG WR
WKH '. %/8 ZLUH
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WHUPLQDO DW WKH
KDUQHVV (%&0 FRQQHFWRU DQG WKH KDUQHVV ZKHHO
VSHHG VHQVRU FRQQHFWRU WHUPLQDO FRQQHFWHG WR
WKH %51 ZLUH
,V WKH UHVLVWDQFH RQ HLWKHU FLUFXLW ZLWKLQ WKH VSHFLILHG
YDOXH"



'$(:22 9 %/

5HSDLU WKH RSHQ RU KLJK UHVLVWDQFH LQ WKH DIIHFWHG


FLUFXLW DV UHTXLUHG %H VXUH WR FKHFN WHUPLQDOV DQG
RI FRQQHFWRU &
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH $%6 XQLW
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

:

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

! 9

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

! :

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

6\VWHP 2.

)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0

&)

',$*1267,& 7528%/( &2'( '7& 


5,*+7 )5217 ,1/(7 $1' 287/(7 9$/9( 62/(12,' )$8/7
&LUFXLW 'HVFULSWLRQ
7KH VROHQRLG YDOYH FRLO FLUFXLWV DUH VXSSOLHG ZLWK SRZHU
IURP WKH EDWWHU\ ZKHQ WKH YDOYH UHOD\ LV HQHUJL]HG
6ZLWFKHG JURXQG LV SURYLGHG E\ WKH HOHFWURQLF EUDNH
FRQWURO PRGXOH (%&0 WR HDFK FRLO
'LDJQRVLV
7KLV SURFHGXUH FKHFNV ZKHWKHU WKH ULJKW IURQW LQOHW DQG
RXWOHW YDOYHV DUH IXQFWLRQLQJ
&DXVH V
- $ VROHQRLG FRLO LV RSHQ RU VKRUWHG

)DLO $FWLRQ
$%6 LV GLVDEOHG DQG WKH $%6 ZDUQLQJ ODPS LV WXUQHG
21 IRU WKH UHPDLQGHU RI WKH LJQLWLRQ F\FOH ,I WKH IDLOXUH LV
LQWHUPLWWHQW WKH (%&0 ZLOO HQDEOH WKH V\VWHP DW WKH
QH[W LJQLWLRQ F\FOH DQG VHW D KLVWRU\ '7&
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV EHJLQV WKH WHVW RI WKH LQOHW YDOYH
 7KLV WHVWV WKH RXWOHW YDOYH

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  


'7&  5LJKW )URQW ,QOHW DQG 2XWOHW 9DOYH 6ROHQRLG )DXOW
6WHS

$FWLRQ

 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH DW WKH


FRUQHU EHLQJ WHVWHG
 7XUQ WKH LJQLWLRQ VZLWFK WR 21
 ,QVWDOO WKH VFDQ WRRO WR WKH DVVHPEO\ OLQH
GLDJQRVWLF OLQN $/'/ DQG VHOHFW :KHHO IURQW
ULJKW WR EHJLQ WKH VROHQRLG WHVWV DW WKDW ZKHHO
7KLV ZLOO WHVW ERWK WKH LQOHW DQG WKH RXWOHW YDOYHV
 :KHQ WKH VFDQ WRRO LQGLFDWHV 3UHVVXUH KROG
GHSUHVV DQG KROG WKH EUDNH SHGDO XQWLO WKH HQG RI
WKH WHVW
 +DYH DQ DVVLVWDQW DWWHPSW WR URWDWH WKH ZKHHO
&DQ WKH ZKHHO EH URWDWHG"

'$(:22 9 %/

9DOXH V

 0DLQWDLQ SUHVVXUH RQ WKH EUDNH SHGDO


 :KHQ WKH VFDQ WRRO LQGLFDWHV 3UHVVXUH UHOHDVH
RQ KDYH DQ DVVLVWDQW DWWHPSW WR URWDWH WKH ZKHHO
DJDLQ
&DQ WKH ZKHHO EH URWDWHG"

 5HOHDVH EUDNH SHGDO SUHVVXUH ZKHQ WKH VFDQ WRRO


LQGLFDWHV 3UHVVXUH UHOHDVH RII
 &OHDU DOO '7&V
 5RDG WHVW WKH YHKLFOH
'RHV WKH '7& VHW DJDLQ"

5HSODFH WKH $%6 XQLW


,V WKH UHSDLU FRPSOHWH"

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 0DLQWDLQ SUHVVXUH RQ WKH EUDNH SHGDO


 :KHQ WKH VFDQ WRRO LQGLFDWHV 3UHVVXUH LQFUHDVH
KDYH DQ DVVLVWDQW DWWHPSW WR URWDWH WKH ZKHHO
DJDLQ
&DQ WKH ZKHHO EH URWDWHG QRZ"

 &KHFN WKH ZLULQJ KDUQHVV DQG WKH FRQQHFWRU


WHUPLQDOV IRU DQ LQWHUPLWWHQW SUREOHP
 5HSDLU DQ\ SUREOHP IRXQG
,V WKH UHSDLU FRPSOHWH"

<HV


6\VWHP 2.

6\VWHP 2.

)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0

&)

',$*1267,& 7528%/( &2'( '7& 


5,*+7 )5217 35,0( /,1( $1' 75$&7,21 &21752/
6<67(0 7&6 3,/27 9$/9( )$8/7
&LUFXLW 'HVFULSWLRQ
7KH VROHQRLG YDOYH FRLO FLUFXLWV DUH VXSSOLHG ZLWK SRZHU
IURP WKH EDWWHU\ ZKHQ WKH YDOYH UHOD\ LV HQHUJL]HG
6ZLWFKHG JURXQG LV SURYLGHG E\ WKH HOHFWURQLF EUDNH
FRQWURO PRGXOH (%&0 WR HDFK FRLO
'LDJQRVLV
7KLV SURFHGXUH FKHFNV ZKHWKHU WKH ULJKW IURQW 7&6
YDOYHV DUH IXQFWLRQLQJ

&DXVH V
- $ VROHQRLG FRLO LV RSHQ RU VKRUWHG
)DLO $FWLRQ
$QWLORFN EUDNH V\VWHP $%6 LV GLVDEOHG DQG WKH $%6
ZDUQLQJ ODPS LV WXUQHG 21 IRU WKH UHPDLQGHU RI WKH
LJQLWLRQ F\FOH ,I WKH IDLOXUH LV LQWHUPLWWHQW WKH (%&0 ZLOO
HQDEOH WKH V\VWHP DW WKH QH[W LJQLWLRQ F\FOH DQG VHW D
KLVWRU\ '7&

'7&    5LJKW )URQW 3ULPH /LQH DQG 7&6 3LORW 9DOYH )DXOW
6WHS

$FWLRQ
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH DW WKH
FRUQHU EHLQJ WHVWHG
 7XUQ WKH LJQLWLRQ VZLWFK WR 21
,PSRUWDQW 'R QRW VWHS RQ WKH EUDNH SHGDO DW DQ\
WLPH GXULQJ WKLV WHVW
 ,QVWDOO WKH VFDQ WRRO WR WKH DVVHPEO\ OLQH
GLDJQRVWLF OLQN $/'/ 
 6HOHFW WKH $%' IXQFWLRQ DQG :KHHO IURQW ULJKW WR
EHJLQ WKH VROHQRLG WHVWV DW WKDW ZKHHO 7KLV ZLOO
WHVW ERWK WKH SULPH DQG SLORW YDOYHV
 :KHQ WKH VFDQ WRRO LQGLFDWHV D SUHVVXUH LQFUHDVH
DWWHPSW WR URWDWH WKH ZKHHO
&DQ WKH ZKHHO EH URWDWHG"
:KHQ WKH VFDQ WRRO LQGLFDWHV WKDW WKH SULPH YDOYH
ZDV VZLWFKHG 2)) DWWHPSW WR URWDWH WKH ZKHHO
DJDLQ
&DQ WKH ZKHHO EH URWDWHG QRZ"
:KHQ WKH VFDQ WRRO LQGLFDWHV WKDW WKH SLORW YDOYH DQG
WKH SXPS PRWRU ZHUH VZLWFKHG 2)) DWWHPSW WR
URWDWH WKH ZKHHO DJDLQ
&DQ WKH ZKHHO EH URWDWHG"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  


'7&    5LJKW )URQW 3ULPH /LQH DQG 7&6 3LORW 9DOYH )DXOW &RQW
G
6WHS

$FWLRQ

 &OHDU DOO WKH '7&V


 5RDG WHVW WKH YHKLFOH
'RHV WKH '7& VHW DJDLQ"

 &KHFN WKH ZLULQJ KDUQHVV DQG FRQQHFWRU WHUPLQDOV


IRU DQ LQWHUPLWWHQW SUREOHP
 5HSDLU DQ\ SUREOHP IRXQG
,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

5HSODFH WKH $%6 XQLW


,V WKH UHSDLU FRPSOHWH"

9DOXH V


<HV

1R

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

6\VWHP 2.

)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0

&)

',$*1267,& 7528%/( &2'( '7& 


/()7 )5217 ,1/(7 $1' 287/(7 9$/9( 62/(12,' )$8/7
&LUFXLW 'HVFULSWLRQ
7KH VROHQRLG YDOYH FRLO FLUFXLWV DUH VXSSOLHG ZLWK SRZHU
IURP WKH EDWWHU\ ZKHQ WKH YDOYH UHOD\ LV HQHUJL]HG
6ZLWFKHG JURXQG LV SURYLGHG E\ WKH HOHFWURQLF EUDNH
FRQWURO PRGXOH (%&0 WR HDFK FRLO
'LDJQRVLV
7KLV SURFHGXUH FKHFNV ZKHWKHU WKH OHIW IURQW LQOHW DQG
RXWOHW YDOYHV DUH IXQFWLRQLQJ
&DXVH V
- $ YDOYH KDV IDLOHG
- $ VROHQRLG FRLO LV RSHQ RU VKRUWHG

)DLO $FWLRQ
$%6 LV GLVDEOHG DQG WKH $%6 ZDUQLQJ ODPS LV WXUQHG
21 IRU WKH UHPDLQGHU RI WKH LJQLWLRQ F\FOH ,I WKH IDLOXUH LV
LQWHUPLWWHQW WKH (%&0 ZLOO HQDEOH WKH V\VWHP DW WKH
QH[W LJQLWLRQ F\FOH DQG VHW D KLVWRU\ '7&
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV VWHS EHJLQV WKH WHVW RI WKH LQOHW YDOYH
 7KLV VWHS WHVWV WKH RXWOHW YDOYH

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  


'7&  /HIW )URQW ,QOHW DQG 2XWOHW 9DOYH 6ROHQRLG )DXOW
6WHS

$FWLRQ

 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH DW WKH


FRUQHU EHLQJ WHVWHG
 7XUQ WKH LJQLWLRQ VZLWFK WR 21
 ,QVWDOO WKH VFDQ WRRO WR WKH DVVHPEO\ OLQH
GLDJQRVWLF OLQN $/'/ DQG VHOHFW :KHHO IURQW
OHIW WR EHJLQ WKH VROHQRLG WHVWV DW WKDW ZKHHO 7KLV
ZLOO WHVW ERWK WKH LQOHW DQG WKH RXWOHW YDOYHV
 :KHQ WKH VFDQ WRRO LQGLFDWHV 3UHVVXUH KROG
GHSUHVV DQG KROG WKH EUDNH SHGDO XQWLO WKH HQG RI
WKH WHVW
 +DYH DQ DVVLVWDQW DWWHPSW WR URWDWH WKH ZKHHO
&DQ WKH ZKHHO EH URWDWHG"

'$(:22 9 %/

9DOXH V

 0DLQWDLQ SUHVVXUH RQ WKH EUDNH SHGDO


 :KHQ WKH VFDQ WRRO LQGLFDWHV 3UHVVXUH UHOHDVH
RQ KDYH DQ DVVLVWDQW DWWHPSW WR URWDWH WKH ZKHHO
DJDLQ
&DQ WKH ZKHHO EH URWDWHG"

 5HOHDVH EUDNH SHGDO SUHVVXUH ZKHQ WKH VFDQ WRRO


LQGLFDWHV 3UHVVXUH UHOHDVH RII
 &OHDU DOO '7&V
 5RDG WHVW WKH YHKLFOH
'RHV WKH '7& VHW DJDLQ"

5HSODFH WKH $%6 XQLW


,V WKH UHSDLU FRPSOHWH"

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 0DLQWDLQ SUHVVXUH RQ WKH EUDNH SHGDO


 :KHQ WKH VFDQ WRRO LQGLFDWHV 3UHVVXUH LQFUHDVH
KDYH DQ DVVLVWDQW DWWHPSW WR URWDWH WKH ZKHHO
DJDLQ
&DQ WKH ZKHHO EH URWDWHG QRZ"

 &KHFN WKH ZLULQJ KDUQHVV DQG FRQQHFWRU WHUPLQDOV


IRU DQ LQWHUPLWWHQW SUREOHP
 5HSDLU DQ\ SUREOHP IRXQG
,V WKH UHSDLU FRPSOHWH"

<HV


6\VWHP 2.

6\VWHP 2.

)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0

&)

',$*1267,& 7528%/( &2'( '7& 


/()7 )5217 35,0( /,1( $1' 75$&7,21 &21752/
6<67(0 7&6 3,/27 9$/9( )$8/7
&LUFXLW 'HVFULSWLRQ
7KH VROHQRLG YDOYH FRLO FLUFXLWV DUH VXSSOLHG ZLWK SRZHU
IURP WKH EDWWHU\ ZKHQ WKH YDOYH UHOD\ LV HQHUJL]HG
6ZLWFKHG JURXQG LV SURYLGHG E\ WKH HOHFWURQLF EUDNH
FRQWURO PRGXOH (%&0 WR HDFK FRLO
'LDJQRVLV
7KLV SURFHGXUH FKHFNV ZKHWKHU WKH OHIW IURQW 7&6 YDOYHV
DUH IXQFWLRQLQJ

&DXVH V
- $ VROHQRLG FRLO LV RSHQ RU VKRUWHG
)DLO $FWLRQ
$QWLORFN EUDNH V\VWHP $%6 LV GLVDEOHG DQG WKH $%6
ZDUQLQJ ODPS LV WXUQHG 21 IRU WKH UHPDLQGHU RI WKH
LJQLWLRQ F\FOH ,I WKH IDLOXUH LV LQWHUPLWWHQW WKH (%&0 ZLOO
HQDEOH WKH V\VWHP DW WKH QH[W LJQLWLRQ F\FOH DQG VHW D
KLVWRU\ '7&

'7&   /HIW )URQW 3ULPH /LQH DQG 7&6 3LORW 9DOYH )DXOW
6WHS

$FWLRQ
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH DW WKH
FRUQHU EHLQJ WHVWHG
 7XUQ WKH LJQLWLRQ VZLWFK WR 21
,PSRUWDQW 'R QRW VWHS RQ WKH EUDNH SHGDO DW DQ\
WLPH GXULQJ WKLV WHVW
 ,QVWDOO WKH VFDQ WRRO WR WKH DVVHPEO\ OLQH
GLDJQRVWLF OLQN $/'/ 
 6HOHFW WKH 7&6 IXQFWLRQ DQG ZKHHO IURQW OHIW WR
EHJLQ WKH VROHQRLG WHVWV DW WKDW ZKHHO 7KLV ZLOO
WHVW ERWK WKH SULPH DQG SLORW YDOYHV
 :KHQ WKH VFDQ WRRO LQGLFDWHV D SUHVVXUH LQFUHDVH
DWWHPSW WR URWDWH WKH ZKHHO
&DQ WKH ZKHHO EH URWDWHG"
:KHQ WKH VFDQ WRRO LQGLFDWHV WKDW WKH SULPH YDOYH
ZDV VZLWFKHG 2)) DWWHPSW WR URWDWH WKH ZKHHO
DJDLQ
&DQ WKH ZKHHO EH URWDWHG QRZ"
:KHQ WKH VFDQ WRRO LQGLFDWHV WKDW WKH SLORW YDOYH DQG
WKH SXPS PRWRU ZHUH VZLWFKHG 2)) DWWHPSW WR
URWDWH WKH ZKHHO DJDLQ
&DQ WKH ZKHHO EH URWDWHG"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  


'7&   /HIW )URQW 3ULPH /LQH DQG 7&6 3LORW 9DOYH )DXOW &RQW
G
6WHS

$FWLRQ

 &OHDU DOO WKH '7&V


 5RDG WHVW WKH YHKLFOH
'RHV WKH '7& VHW DJDLQ"

 &KHFN WKH ZLULQJ KDUQHVV DQG FRQQHFWRU WHUPLQDOV


IRU DQ LQWHUPLWWHQW SUREOHP
 5HSDLU DQ\ SUREOHP IRXQG
,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

5HSODFH WKH $%6 XQLW


,V WKH UHSDLU FRPSOHWH"

9DOXH V


<HV

1R

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

6\VWHP 2.

)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0

&)

',$*1267,& 7528%/( &2'( '7& 


%5$.( /,*+7 6:,7&+ %/6 )$8/7
&LUFXLW 'HVFULSWLRQ
:KHQ WKH EUDNH SHGDO LV GHSUHVVHG WKH FRQWDFWV RQ WKH
EUDNH OLJKW VZLWFK FORVH WR LOOXPLQDWH WKH EUDNH OLJKWV
%DWWHU\ YROWDJH LV DOVR DSSOLHG WR WHUPLQDO RI WKH
HOHFWURQLF EUDNH FRQWURO PRGXOH (%&0  ZKLFK VLJQDOV
WKH $%6 FRQWUROOHU WKDW WKH EUDNHV DUH DSSOLHG DQG $%6
PD\ EH QHHGHG :LWKRXW WKLV VLJQDOV IURP D ZKHHO
VSHHG VHQVRU WKDW PD\ LQGLFDWH QHHG IRU $%6
LQWHUYHQWLRQ DUH TXHVWLRQDEOH :KHQ WKH EUDNH SHGDO LV
QRW GHSUHVVHG WKH (%&0 WHUPLQDO LV JURXQGHG
WKURXJK WKH EUDNH OLJKWV
'LDJQRVLV
7KLV SURFHGXUH ZLOO FKHFN ZKHWKHU WKHUH LV QR RXWSXW RU
FRQVWDQW RXWSXW IURP WKH EUDNH OLJKW VZLWFK DQG ZLOO
GHWHUPLQH WKH FDXVH DV D IDXOW\ VZLWFK RU D SUREOHP LQ
WKH FLUFXLWU\
&DXVH V
- 7KH JURXQG FRQQHFWLRQ RU WKH SRVLWLYH FRQQHFWLRQ DW
WKH (%&0 KDV IDLOHG
- 7KHUH LV DQ RSHQ VKRUW WR JURXQG RU VKRUW WR SRVLWLYH
LQ WKH YHKLFOH ZLULQJ
- 7KH EUDNH OLJKW VZLWFK KDV IDLOHG

)DLO $FWLRQ
7KH V\VWHP UHFRUGV D '7&  $%6 RSHUDWLRQ LV QRW
GLVDEOHG
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV VLPSOH WHVW ZLOO LVRODWH WKH SUREOHP WR WKH IXVH
EUDNH OLJKW VZLWFK VSOLFH DUHD RU WKH VSOLFH 
(%&0 DUHD
 7KLV LV WKH ILUVW VWHS LQ LGHQWLI\LQJ DQ RSHQ D VKRUW WR
JURXQG D VKRUW WR YROWDJH RU D IDXOW\ EUDNH OLJKW
VZLWFK
 7KLV VWHS EHJLQV WKH SURFHVV RI ILQGLQJ DQ RSHQ D
GHIHFWLYH FRQQHFWRU RU D IDXOW\ (%&0
'LDJQRVWLF $LGV
,QVSHFW ZLULQJ DQG FRQQHFWRUV FDUHIXOO\ DQG WKRURXJKO\
)DLOXUH WR GR VR FRXOG UHVXOW LQ PLVGLDJQRVLV FDXVLQJ
SDUW UHSODFHPHQW ZLWK UHDSSHDUDQFH RI WKH PDOIXQFWLRQ

'7&  %UDNH /LJKW 6ZLWFK %/6 )DXOW


6WHS



$FWLRQ
6WHS RQ WKH EUDNH SHGDO
'R WKH EUDNH OLJKWV FRPH RQ DW DOO"
5HPRYH \RXU IRRW IURP WKH EUDNH SHGDO
'R WKH OLJKWV VWD\ RQ FRQWLQXRXVO\"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  


'7&  %UDNH /LJKW 6ZLWFK %/6 )DXOW &RQW
G
6WHS

$FWLRQ

9DOXH V

&KHFN IXVH ()LQ WKH HQJLQH FRPSDUWPHQW IXVH


EORFN
,V IXVH ()EORZQ"

 5HSODFH IXVH ()


 &KHFN WKH QHZ IXVH
'RHV WKH QHZ IXVH EORZ"

 5HSDLU WKH VKRUW WR JURXQG LQ WKH EUDNH OLJKW


FLUFXLWU\
 ,QVWDOO D QHZ IXVH ()
,V WKH UHSDLU FRPSOHWH"











'$(:22 9 %/

5HSDLU WKH RSHQ LQ WKH EUDNH OLJKW VZLWFK FLUFXLW 251


IURP WHUPLQDO &RI FRQQHFWRU &DW WKH HQJLQH
IXVH EORFN WR WKH EUDNH OLJKW VZLWFK FLUFXLW /7 %/8
IURP WKH EUDNH OLJKW VZLWFK WKURXJK VSOLFH 6 DQG
WHUPLQDO RI FRQQHFWRU &WR VSOLFH 6 RU D
GHIHFWLYH EUDNH OLJKW VZLWFK
,V WKH UHSDLU FRPSOHWH"
&KHFN IRU IXQFWLRQLQJ RI WKH EUDNH OLJKWV DQG WKH
$%6 V\VWHP
,V WKH UHSDLU FRPSOHWH"
&KHFN WKH EUDNH OLJKW VZLWFK RQ WKH EUDNH SHGDO
,V WKH VZLWFK IDXOW\"
5HSDLU WKH EUDNH OLJKW VZLWFK
,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH VKRUW WR SRVLWLYH LQ WKH FLUFXLW /7 %/8
EHWZHHQ WKH EUDNH OLJKW VZLWFK VSOLFH 6 WKH
EUDNH OLJKWV WKH FHQWHU KLJKPRXQWHG VWRSODPS
DQG WKH $%6 ZLULQJ KDUQHVV FRQQHFWRU DW WKH (%&0
WHUPLQDO 
,V WKH UHSDLU FRPSOHWH"
 'LVFRQQHFW WKH (%&0 FRQQHFWRU
 8VH D GLJLWDO YROWPHWHU '90 WR PHDVXUH YROWDJH
EHWZHHQ SLQV DQG RI WKH $%6 KDUQHVV
FRQQHFWRU DW WKH (%&0
 +DYH DQ DVVLVWDQW VWHS RQ WKH EUDNH SHGDO
'RHV WKH '90 LQGLFDWH WKH VSHFLILHG YDOXH"
 ([DPLQH WKH FRQQHFWLRQ EHWZHHQ WKH $%6
KDUQHVV FRQQHFWRU DQG WKH (%&0 FRQQHFWRU
WHUPLQDOV DQG 
 ([DPLQH WKH FRQQHFWLRQ DW WHUPLQDO RI
FRQQHFWRU &
 ([DPLQH WKH ZLULQJ RI FLUFXLW /7 %/8 EHWZHHQ
VSOLFH 6DQG WHUPLQDO RI WKH $%6 (%&0
FRQQHFWRU IRU DQ RSHQ FRQGLWLRQ
 ([DPLQH WKH ZLULQJ EHWZHHQ JURXQG *DQG
WHUPLQDO RI WKH $%6 (%&0 FRQQHFWRU
 5HSDLU WKH EURNHQ ZLUH RU WKH GHIHFWLYH FRQQHFWRU
WHUPLQDO RU UHSODFH WKH FRQQHFWRU WKH ZLULQJ
KDUQHVV DV UHTXLUHG
,V WKH UHSDLU FRPSOHWH"

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

6\VWHP 2.


6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.


6\VWHP 2.

9

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0


'7&  %UDNH /LJKW 6ZLWFK %/6 )DXOW &RQW
G
6WHS

$FWLRQ

9DOXH V



&KHFN WKH LQWHUIDFH EHWZHHQ WKH $%6 (%&0


FRQQHFWRU DQG WKH (%&0
,V WKHUH D SRRU FRQQHFWLRQ DW WHUPLQDO RU "



5HSDLU WKH FRQQHFWRU RU UHSODFH WKH ZLULQJ KDUQHVV


RU WKH $%6 XQLW DV UHTXLUHG
,V WKH UHSDLU FRPSOHWH"



5HSODFH WKH $%6 XQLW


,V WKH UHSDLU FRPSOHWH"

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.
6\VWHP 2.

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  

%/$1.

'$(:22 9 %/

)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0

&)

',$*1267,& 7528%/( &2'( '7& 


5,*+7 5($5 ,1/(7 $1' 287/(7 9$/9( 62/(12,' )$8/7
&LUFXLW 'HVFULSWLRQ
7KH VROHQRLG YDOYH FRLO FLUFXLWV DUH VXSSOLHG ZLWK SRZHU
IURP WKH EDWWHU\ ZKHQ WKH YDOYH UHOD\ LV HQHUJL]HG
6ZLWFKHG JURXQG LV SURYLGHG E\ WKH HOHFWURQLF EUDNH
FRQWURO PRGXOH (%&0 WR HDFK FRLO
'LDJQRVLV
7KLV SURFHGXUH FKHFNV ZKHWKHU WKH ULJKW UHDU LQOHW DQG
RXWOHW YDOYHV DUH IXQFWLRQLQJ
&DXVH V
- $ YDOYH KDV IDLOHG
- $ VROHQRLG FRLO LV RSHQ RU VKRUWHG

)DLO $FWLRQ
$%6 LV GLVDEOHG DQG WKH $%6 ZDUQLQJ ODPS LV WXUQHG
21 IRU WKH UHPDLQGHU RI WKH LJQLWLRQ F\FOH ,I WKH IDLOXUH LV
LQWHUPLWWHQW WKH (%&0 ZLOO HQDEOH WKH V\VWHP DW WKH
QH[W LJQLWLRQ F\FOH DQG VHW D KLVWRU\ '7&
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV EHJLQV WKH WHVW RI WKH LQOHW YDOYH
 7KLV WHVWV WKH RXWOHW YDOYH

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  


'7&  5LJKW 5HDU ,QOHW DQG 2XWOHW 9DOYH 6ROHQRLG )DXOW
6WHS

$FWLRQ

 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH DW WKH


FRUQHU EHLQJ WHVWHG
 7XUQ WKH LJQLWLRQ VZLWFK WR 21
 ,QVWDOO WKH VFDQ WRRO WR WKH DVVHPEO\ OLQH
GLDJQRVWLF OLQN $/'/ DQG VHOHFW :KHHO UHDU
ULJKW WR EHJLQ WKH VROHQRLG WHVWV DW WKDW ZKHHO
7KLV ZLOO WHVW ERWK WKH LQOHW DQG WKH RXWOHW YDOYHV
 :KHQ WKH VFDQ WRRO LQGLFDWHV 3UHVVXUH KROG
GHSUHVV DQG KROG WKH EUDNH SHGDO XQWLO WKH HQG RI
WKH WHVW
 +DYH DQ DVVLVWDQW DWWHPSW WR URWDWH WKH ZKHHO
&DQ WKH ZKHHO EH URWDWHG"

'$(:22 9 %/

9DOXH V

 0DLQWDLQ SUHVVXUH RQ WKH EUDNH SHGDO


 :KHQ WKH VFDQ WRRO LQGLFDWHV 3UHVVXUH UHOHDVH
RQ KDYH DQ DVVLVWDQW DWWHPSW WR URWDWH WKH ZKHHO
DJDLQ
&DQ WKH ZKHHO EH URWDWHG"

 5HOHDVH EUDNH SHGDO SUHVVXUH ZKHQ WKH VFDQ WRRO


LQGLFDWHV 3UHVVXUH UHOHDVH RII
 &OHDU DOO '7&V
 5RDG WHVW WKH YHKLFOH
'RHV WKH '7& VHW DJDLQ"

5HSODFH WKH $%6 XQLW


,V WKH UHSDLU FRPSOHWH"

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 0DLQWDLQ SUHVVXUH RQ WKH EUDNH SHGDO


 :KHQ WKH VFDQ WRRO LQGLFDWHV 3UHVVXUH LQFUHDVH
KDYH DQ DVVLVWDQW DWWHPSW WR URWDWH WKH ZKHHO
DJDLQ
&DQ WKH ZKHHO EH URWDWHG QRZ"

 &KHFN WKH ZLULQJ KDUQHVV DQG WKH FRQQHFWRU


WHUPLQDOV IRU DQ LQWHUPLWWHQW SUREOHP
 5HSDLU DQ\ SUREOHP IRXQG
,V WKH UHSDLU FRPSOHWH"

<HV


6\VWHP 2.

6\VWHP 2.

)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0

&)

',$*1267,& 7528%/( &2'( '7& 


/()7 5($5 ,1/(7 $1' 287/(7 9$/9( 62/(12,' )$8/7
&LUFXLW 'HVFULSWLRQ
7KH VROHQRLG YDOYH FRLO FLUFXLWV DUH VXSSOLHG ZLWK SRZHU
IURP WKH EDWWHU\ ZKHQ WKH YDOYH UHOD\ LV HQHUJL]HG
6ZLWFKHG JURXQG LV SURYLGHG E\ WKH HOHFWURQLF EUDNH
FRQWURO PRGXOH (%&0 WR HDFK FRLO
'LDJQRVLV
7KLV SURFHGXUH FKHFNV ZKHWKHU WKH OHIW UHDU LQOHW DQG
RXWOHW YDOYHV DUH IXQFWLRQLQJ
&DXVH V
- $ YDOYH KDV IDLOHG
- $ VROHQRLG FRLO LV RSHQ RU VKRUWHG

)DLO $FWLRQ
$%6 LV GLVDEOHG DQG WKH $%6 ZDUQLQJ ODPS LV WXUQHG
21 IRU WKH UHPDLQGHU RI WKH LJQLWLRQ F\FOH ,I WKH IDLOXUH LV
LQWHUPLWWHQW WKH (%&0 ZLOO HQDEOH WKH V\VWHP DW WKH
QH[W LJQLWLRQ F\FOH DQG VHW D KLVWRU\ '7&
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV EHJLQV WKH WHVW RI WKH LQOHW YDOYH
 7KLV WHVWV WKH RXWOHW YDOYH

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  


'7&  /HIW 5HDU ,QOHW DQG 2XWOHW 9DOYH 6ROHQRLG )DXOW
6WHS

$FWLRQ

 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH DW WKH


FRUQHU EHLQJ WHVWHG
 7XUQ WKH LJQLWLRQ VZLWFK WR 21
 ,QVWDOO WKH VFDQ WRRO WR WKH DVVHPEO\ OLQH
GLDJQRVWLF OLQN $/'/ DQG VHOHFW :KHHO UHDU OHIW
WR EHJLQ WKH VROHQRLG WHVWV DW WKDW ZKHHO 7KLV ZLOO
WHVW ERWK WKH LQOHW DQG WKH RXWOHW YDOYHV
 :KHQ WKH VFDQ WRRO LQGLFDWHV 3UHVVXUH KROG
GHSUHVV DQG KROG WKH EUDNH SHGDO XQWLO WKH HQG RI
WKH WHVW
 +DYH DQ DVVLVWDQW DWWHPSW WR URWDWH WKH ZKHHO
&DQ WKH ZKHHO EH URWDWHG"

'$(:22 9 %/

 0DLQWDLQ SUHVVXUH RQ WKH EUDNH SHGDO


 :KHQ WKH VFDQ WRRO LQGLFDWHV 3UHVVXUH LQFUHDVH
KDYH DQ DVVLVWDQW DWWHPSW WR URWDWH WKH ZKHHO
DJDLQ
&DQ WKH ZKHHO EH URWDWHG QRZ"
 0DLQWDLQ SUHVVXUH RQ WKH EUDNH SHGDO
 :KHQ WKH VFDQ WRRO LQGLFDWHV 3UHVVXUH UHOHDVH
RQ KDYH DQ DVVLVWDQW DWWHPSW WR URWDWH WKH ZKHHO
DJDLQ
&DQ WKH ZKHHO EH URWDWHG"
 5HOHDVH EUDNH SHGDO SUHVVXUH ZKHQ WKH VFDQ WRRO
LQGLFDWHV 3UHVVXUH UHOHDVH RII
 &OHDU DOO '7&V
 5RDG WHVW WKH YHKLFOH
'RHV WKH '7& VHW DJDLQ"
 &KHFN WKH ZLULQJ KDUQHVV DQG WKH FRQQHFWRU
WHUPLQDOV IRU DQ LQWHUPLWWHQW SUREOHP
 5HSDLU DQ\ SUREOHP IRXQG
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH $%6 XQLW
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 





6\VWHP 2.

6\VWHP 2.

)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0

&)

',$*1267,& 7528%/( &2'( '7& 


3803 02725 25 3803 02725 5(/$< )$8/7
&LUFXLW 'HVFULSWLRQ
:KHQ WKH HOHFWURQLF EUDNH FRQWURO PRGXOH (%&0
JURXQGV WKH SXPS PRWRU UHOD\ LW FORVHV DQG SURYLGHV
EDWWHU\ YROWDJH WR WKH SXPS PRWRU LI WKH YDOYH UHOD\ LV
FORVHG 7KH (%&0 VHQVHV WKH YROWDJH DSSOLHG WR WKH
SXPS PRWRU WR YHULI\ PRWRU RSHUDWLRQ
'LDJQRVLV
7KLV '7& VHWV ZKHQ WKH (%&0 GHWHFWV % ZLWKRXW
PRWRU UHOD\ DFWLYDWLRQ RU LI WKH (%&0 GRHV QRW GHWHFW %
DIWHU PRWRU UHOD\ DFWLYDWLRQ
&DXVH V
- 7KHUH LV D IDXOW\ WHUPLQDO LQ SXPS PRWRU FRQQHFWRU
-
- 7KHUH LV D IDXOW\ WHUPLQDO LQ (%&0 FRQQHFWRU -
- 7KHUH LV D SUREOHP LQ WKH $%6 ZLULQJ KDUQHVV
- 7KHUH LV KLJK UHVLVWDQFH LQ WKH FKDVVLV JURXQG
- 7KH (%&0 LV GHIHFWLYH
- 7KHUH LV D SUREOHP LQ WKH ZLULQJ IURP SXPS PRWRU
FRQQHFWRU -WR WKH PRWRU

)DLO $FWLRQ
$%6 LV GLVDEOHG DQG WKH $%6 ZDUQLQJ ODPS LV 21
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV VWHS FKHFNV IRU FRQQHFWRU GDPDJH
 7KLV VWHS FKHFNV IRU D SRRU JURXQG FRQQHFWLRQ
 7KLV VWHS FKHFNV IRU D SRVVLEOH SUREOHP ZLWK WKH
PRWRU FRQQHFWRU DW WKH $%6 XQLW
'LDJQRVWLF $LGV
,W LV YHU\ LPSRUWDQW WR SHUIRUP D WKRURXJK LQVSHFWLRQ RI
WKH ZLULQJ DQG WKH FRQQHFWRUV )DLOXUH WR GR VR PD\
UHVXOW LQ PLVGLDJQRVLV FDXVLQJ SDUW UHSODFHPHQW ZLWK
UHDSSHDUDQFH RI WKH PDOIXQFWLRQ

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  


'7&  3XPS 0RWRU RU 3XPS 0RWRU 5HOD\ )DXOW
6WHS


$FWLRQ
 'LVFRQQHFW FRQQHFWRU -IURP WKH (%&0
 ([DPLQH WHUPLQDO RQ WKH KDUQHVV FRQQHFWRU
DQG RQ WKH (%&0 FRQQHFWRU
,V WKH WHUPLQDO GDPDJHG RU FRUURGHG"
5HSDLU RU UHSODFH WKH WHUPLQDO WKH FRQQHFWRU WKH
ZLULQJ KDUQHVV RU WKH (%&0 DV UHTXLUHG
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

0HDVXUH WKH UHVLVWDQFH IURP WHUPLQDO RI WKH


KDUQHVV FRQQHFWRU -WR D JRRG FKDVVLV JURXQG
,V WKH UHVLVWDQFH HTXDO WR WKH VSHFLILHG YDOXH"

:

*R WR 6WHS 

*R WR 6WHS 

0HDVXUH WKH UHVLVWDQFH DW WKH FKDVVLV JURXQG


FRQQHFWLRQ *
,V WKH UHVLVWDQFH HTXDO WR WKH VSHFLILHG YDOXH"

:

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

5HSDLU WKH FRQQHFWLRQ DW FKDVVLV JURXQG *


,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH RSHQ RU WKH KLJK UHVLVWDQFH LQ WKH
KDUQHVV EHWZHHQ WHUPLQDO RI FRQQHFWRU -DQG
WKH JURXQG OXJ RU UHSODFH WKH $%6 ZLULQJ KDUQHVV
,V WKH UHSDLU FRPSOHWH"


6\VWHP 2.

 5HPRYH WKH $%6 XQLWIURP WKH YHKLFOH


 'LVFRQQHFW FRQQHFWRU -DQG H[DPLQH WKH
WHUPLQDOV
,V WKHUH DQ\ VLJQ RI GDPDJH RU FRUURVLRQ WKDW ZRXOG
SUHYHQW D JRRG JURXQG FRQWDFW"

5HSDLU RU UHSODFH WKH GHIHFWLYH WHUPLQDO FRQQHFWRU


RU $%6 XQLW DV UHTXLUHG
,V WKH UHSDLU FRPSOHWH"

5HSODFH WKH $%6 XQLW


,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

*R WR 6WHS 

6\VWHP 2.
6\VWHP 2.

*R WR 6WHS 


)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0

&)

',$*1267,& 7528%/( &2'( '7& 


9$/9( 5(/$< &,5&8,7 )$8/7
&LUFXLW 'HVFULSWLRQ
:KHQ WKH $%6 LV DFWLYH WKH YDOYH UHOD\ SURYLGHV YROWDJH
WR DFWXDWH WKH VROHQRLG YDOYHV 7KH YDOYHV GR QRW XVH
WKLV YROWDJH XQOHVV WKH $%6 FRQWURO PRGXOH SURYLGHV WKH
JURXQG IRU HDFK VROHQRLG FRLO
'7& ZLOO VHW LI WKH YDOYH UHOD\ YROWDJH LV ORZ RU LI WKH
UHOD\ VXSSO\ OLQH LV DW YROWV ZKHQ WKH $%6 FRQWURO
PRGXOH LV QRW UHTXHVWLQJ LW 7KLV '7& ZLOO DOVR VHW LI WKH
$%6 FRQWURO PRGXOH GHWHFWV WKUHH RU PRUH VROHQRLG
YDOYH FLUFXLWV DUH RSHQ RU VKRUWHG GXULQJ WKH VHOIWHVW
'LDJQRVLV
7KLV SURFHGXUH FKHFNV ZKHWKHU WKHUH LV D SRRU JURXQG
FRQQHFWLRQ IRU WKH HOHFWURQLF EUDNH FRQWURO PRGXOH
(%&0 

&DXVH V
- $ FRQQHFWRU WHUPLQDO LV FRUURGHG
- 7KH ZLULQJ KDUQHVV LV GDPDJHG
- 7KH JURXQG WHUPLQDO LV QRW FRQGXFWLQJ SURSHUO\
- 7KH (%&0 LV GHIHFWLYH
)DLO $FWLRQ
$%67&6 LV GLVDEOHG DQG WKH $%6 ZDUQLQJ ODPS LV
WXUQHG 21 IRU WKH UHPDLQGHU RI WKH LJQLWLRQ F\FOH ,I WKH
IDLOXUH LV LQWHUPLWWHQW WKH FRQWURO PRGXOH ZLOO HQDEOH WKH
V\VWHP DW WKH QH[W LJQLWLRQ F\FOH DQG VHW D KLVWRU\
'7&
'LDJQRVWLF $LGV
,W LV YHU\ LPSRUWDQW WR SHUIRUP D WKRURXJK LQVSHFWLRQ RI
WKH ZLULQJ DQG WKH FRQQHFWRUV )DLOXUH WR GR VR PD\
UHVXOW LQ PLVGLDJQRVLV FDXVLQJ SDUW UHSODFHPHQW ZLWK
UHDSSHDUDQFH RI WKH PDOIXQFWLRQ

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  


'7&  9DOYH 5HOD\ &LUFXLW )DXOW
6WHS

$FWLRQ

9DOXH V

 8VH D VFDQ WRRO WR FOHDU DOO '7&V


 5RDG WHVW WKH YHKLFOH
'RHV '7& VHW DJDLQ"

 &KHFN DOO V\VWHP ZLULQJ KDUQHVV FRQQHFWRUV DQG


WHUPLQDOV HVSHFLDOO\ WKH (%&0 IRU DQ\ SUREOHP
WKDW FRXOG FDXVH DQ LQWHUPLWWHQW FRQGLWLRQ
 5HSDLU DQ\ LQWHUPLWWHQW SUREOHP IRXQG
,V WKH UHSDLU FRPSOHWH"

 'LVFRQQHFW $%6 KDUQHVV FRQQHFWRU -IURP WKH


(%&0
 ([DPLQH WHUPLQDO RQ WKH KDUQHVV FRQQHFWRU
DQG WKH (%&0 FRQQHFWRU
,V WKHUH GDPDJH RU FRUURVLRQ DW WHUPLQDO "

5HSDLU WKH WHUPLQDO RU WKH FRQQHFWRU RU UHSODFH WKH


$%6 KDUQHVV RU $%6 XQLW DV UHTXLUHG
,V WKH UHSDLU FRPSOHWH"

0HDVXUH WKH UHVLVWDQFH IURP WHUPLQDO RI WKH


KDUQHVV FRQQHFWRU -WR D JRRG FKDVVLV JURXQG
,V WKH UHVLVWDQFH HTXDO WR WKH VSHFLILHG YDOXH"






'$(:22 9 %/

5HSODFH WKH $%6 XQLW


,V WKH UHSDLU FRPSOHWH"
0HDVXUH WKH UHVLVWDQFH IURP WHUPLQDO RI WKH
KDUQHVV FRQQHFWRU -WR WKH JURXQG OXJ DW *
,V WKH UHVLVWDQFH HTXDO WR WKH VSHFLILHG YDOXH"
5HSDLU WKH FKDVVLV FRQQHFWLRQ DW WKH JURXQG OXJ
,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH RSHQ RU WKH KLJK UHVLVWDQFH LQ WKH $%6
KDUQHVV RU UHSODFH WKH KDUQHVV DV UHTXLUHG
,V WKH UHSDLU FRPSOHWH"

<HV

1R

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 


:

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

:

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

6\VWHP 2.

)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0

&)

',$*1267,& 7528%/( &2'( '7& 


3803 )$8/7 /21* 7(50 7&6 21/<
)DLO $FWLRQ
7KH DQWLORFN EUDNH V\VWHP $%6 ZDUQLQJ ODPS LV WXUQHG
21 DQG WKH $%6 LV GLVDEOHG IRU WKH UHPDLQGHU RI WKH
LJQLWLRQ F\FOH ,I WKH IDLOXUH LV LQWHUPLWWHQW WKH (%&0 ZLOO
HQDEOH WKH V\VWHP DW WKH QH[W LJQLWLRQ F\FOH DQG VHW D
KLVWRU\ '7&

'LDJQRVLV
7KHUH LV QR GLDJQRVWLF SURFHGXUH IRU WKLV SUREOHP ,I
'7& LV VHW UHSODFH WKH $%6 XQLW

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  

%/$1.

'$(:22 9 %/

)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0

&)

',$*1267,& 7528%/( &2'( '7& 


$%6 &21752/ 02'8/( ,17(51$/ )$8/7
&LUFXLW 'HVFULSWLRQ
7KH $%6 FRQWURO PRGXOH SHUIRUPV YDULRXV GLDJQRVWLF
FKHFNV RQ LWVHOI ,I LW ILQGV D SUREOHP LW VHWV '7& 
'LDJQRVLV
7KLV SURFHGXUH FKHFNV ZKHWKHU WKHUH LV D SRRU JURXQG
FRQQHFWLRQ IRU WKH HOHFWURQLF EUDNH FRQWURO PRGXOH
(%&0 
&DXVH V
- $ FRQQHFWRU WHUPLQDO LV FRUURGHG
- 7KH (%&0 LV PDOIXQFWLRQLQJ
)DLO $FWLRQ
$%6 LV GLVDEOHG DQG WKH $%6 ZDUQLQJ ODPS LV WXUQHG
21 ,I WKH IDLOXUH LV LQWHUPLWWHQW WKH FRQWURO PRGXOH ZLOO
HQDEOH WKH V\VWHP DW WKH QH[W LJQLWLRQ F\FOH DQG ZLOO VWRUH
D KLVWRU\ '7& 

7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV VWHS EHJLQV WKH WHVWLQJ IRU D SRRU YROWDJH RU
JURXQG FRQQHFWLRQ
'LDJQRVWLF $LGV
,W LV YHU\ LPSRUWDQW WR SHUIRUP D WKRURXJK LQVSHFWLRQ RI
WKH ZLULQJ DQG WKH FRQQHFWRUV )DLOXUH WR LQVSHFW WKH
ZLULQJ DQG WKH FRQQHFWRUV FDUHIXOO\ DQG FRPSOHWHO\ PD\
UHVXOW LQ PLVGLDJQRVLV FDXVLQJ SDUW UHSODFHPHQW ZLWK
WKH UHDSSHDUDQFH RI WKH PDOIXQFWLRQ

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  


'7&  $%6 &RQWURO 0RGXOH ,QWHUQDO )DXOW
6WHS

9DOXH V

<HV

1R

8VH WKH VFDQ WRRO WR GHWHUPLQH LI DQ\ RWKHU '7&V


DUH VHW
$UH RWKHU '7&V VHW"

*R WR WKH WDEOHV
IRU WKH RWKHU
'7&V

*R WR 6WHS 

&OHDU DOO '7&V DQG URDG WHVW WKH YHKLFOH


'RHV '7& VHW DJDLQ"

*R WR 6WHS 

*R WR 6WHS 

 &KHFN DOO ZLULQJ KDUQHVV FRQQHFWRUV DQG


WHUPLQDOV HVSHFLDOO\ WKRVH DW WKH (%&0 IRU DQ\
FRQGLWLRQ WKDW FRXOG FDXVH DQ LQWHUPLWWHQW
 5HSDLU DQ\ SUREOHPV IRXQG
,V WKH UHSDLU FRPSOHWH"

$FWLRQ

7XUQ WKH LJQLWLRQ VZLWFK WR 2))


'LVFRQQHFW (%&0 FRQQHFWRU -
7XUQ WKH LJQLWLRQ VZLWFK WR 21
0HDVXUH WKH YROWDJH EHWZHHQ JURXQG DQG
WHUPLQDOV   DQG RI WKH (%&0 KDUQHVV
FRQQHFWRU -
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"

6\VWHP 2.






 &KHFN WKH YROWDJH VXSSO\ DQG WKH JURXQG


FRQQHFWLRQV WR WKH (%&0
 5HSDLU DQ\ RSHQ RU KLJK UHVLVWDQFH IRXQG
,V WKH UHSDLU FRPSOHWH"

9

5HSDLU DQ\ FRQQHFWRU SUREOHP IRXQG


,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

*R WR 6WHS 


6\VWHP 2.

&KHFN WKH (%&0 FRQQHFWRU -IRU DQ\ LQHIIHFWLYH


WHUPLQDOV
$UH WKHUH DQ\ SUREOHPV"

&OHDU DOO '7&V DQG URDG WHVW WKH YHKLFOH


'RHV '7& VHW DJDLQ"
5HSODFH WKH $%6 XQLW
,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

6\VWHP 2.

)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0

&)

',$*1267,& 7528%/( &2'( '7& 


/2: 92/7$*( )$8/7
&LUFXLW 'HVFULSWLRQ
3URSHU RSHUDWLRQ RI WKH HOHFWURQLF EUDNH FRQWURO PRGXOH
(%&0 UHTXLUHV D FHUWDLQ PLQLPXP YROWDJH 7KH (%&0
PRQLWRUV WKH LJQLWLRQ IHHG FLUFXLW WR GHWHUPLQH LI WKH
YROWDJH IDOOV EHORZ D PLQLPXP OHYHO
'LDJQRVLV
7KLV WHVW FKHFNV IRU EDWWHU\ RXWSXW SURSHU JURXQGLQJ
EORZQ IXVHV IDXOW\ LJQLWLRQ VZLWFK DQG SUREOHPV LQ WKH
FLUFXLWU\
&DXVH V
- 7KH EDWWHU\ LV GHIHFWLYH
- 7KHUH LV D GHIHFWLYH JURXQG FRQQHFWLRQ
- $ FRQQHFWRU LV GDPDJHG
- $ ZLUH LV EURNHQ RU VKRUWHG
- $ IXVH LV EORZQ
- 7KH LJQLWLRQ VZLWFK LV PDOIXQFWLRQLQJ
)DLO $FWLRQ
$%6 DFWLRQ LV GLVDEOHG GXULQJ WKH SHULRG RI ORZ YROWDJH
DQG WKH $%6 ZDUQLQJ ODPS LV 21 IRU WKH UHPDLQGHU RI
WKH LJQLWLRQ F\FOH ,I WKH IDLOXUH LV LQWHUPLWWHQW WKH (%&0
ZLOO HQDEOH WKH V\VWHP DW WKH QH[W LJQLWLRQ F\FOH DQG VHW D
KLVWRU\ '7& 

7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV VWHS GHWHUPLQHV ZKHWKHU WKHUH LV YROWDJH DW WKH
EDWWHU\ DQG DW WKH KLJK FXUUHQW VRXUFH
 7KLV VWHS FKHFNV IRU YROWDJH DW WKH LJQLWLRQ VRXUFH
 7KLV VWHS EHJLQV WKH FKHFN IRU YROWDJH DW WKH (%&0
HQG RI WKH $%6 KDUQHVV
 7KLV VWHS FKHFNV IRU D GHIHFWLYH JURXQG FRQQHFWLRQ
 7KLV LV D FKHFN IRU D GHIHFWLYH (%&0 FRQQHFWRU
'LDJQRVWLF $LGV
,W LV YHU\ LPSRUWDQW WR SHUIRUP D WKRURXJK LQVSHFWLRQ RI
WKH ZLULQJ DQG WKH FRQQHFWRUV )DLOXUH WR GR VR PD\
UHVXOW LQ PLVGLDJQRVLV FDXVLQJ SDUW UHSODFHPHQW ZLWK D
UHDSSHDUDQFH RI WKH PDOIXQFWLRQ

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  


'7&  /RZ 9ROWDJH )DXOW
6WHS





$FWLRQ
&KHFN WKH YROWDJH DW WKH EDWWHU\
,V WKH YROWDJH ZLWKLQ WKH VSHFLILHG YDOXH"
&KDUJH RU UHSODFH WKH EDWWHU\ DV UHTXLUHG
,V WKH UHSDLU FRPSOHWH"
&KHFN IXVH ()LQ WKH HQJLQH IXVH EORFN
,V WKH IXVH EORZQ"
 5HSODFH IXVH ()
 7XUQ WKH LJQLWLRQ WR 21
'RHV WKH IXVH EORZ DJDLQ"
 7XUQ WKH LJQLWLRQ WR 2))
 7UDFH WKH 5(' ZLUHV LQ WKH $%6 ZLULQJ KDUQHVV
IURP WHUPLQDO % RI &DW WKH HQJLQH IXVH EORFN
WR WHUPLQDOV DQG RI WKH (%&0 FRQQHFWRU
-
 5HSDLU DQ\ VKRUW FLUFXLW IRXQG DORQJ WKLV SDWK
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ VZLWFK WR 2))
 ,QVWDOO WKH VFDQ WRRO
 &OHDU DOO '7&V
 5RDG WHVW WKH YHKLFOH
'RHV '7& UHVHW"
&KHFN IXVH )LQ WKH ,3 IXVH EORFN
,V WKH IXVH EORZQ"

 5HSODFH IXVH )


 7XUQ WKH LJQLWLRQ WR 21
'RHV WKH IXVH EORZ DJDLQ"

 7XUQ WKH LJQLWLRQ WR 2))


 7UDFH WKH 31. ZLUH IURP IXVH )WR WHUPLQDO RI
FRQQHFWRU & DQG IURP WKHUH WR WHUPLQDO RI
WKH (%&0 FRQQHFWRU -
 5HSDLU DQ\ VKRUW FLUFXLW IRXQG DORQJ WKLV SDWK
,V WKH UHSDLU FRPSOHWH"







'$(:22 9 %/

 7XUQ WKH LJQLWLRQ VZLWFK WR 2))


 ,QVWDOO WKH VFDQ WRRO
 &OHDU DOO '7&V
 5RDG WHVW WKH YHKLFOH
'RHV '7& UHVHW"
 'LVFRQQHFW WKH (%&0 FRQQHFWRU -IURP WKH
(%&0
 7XUQ WKH LJQLWLRQ WR 21
 &KHFN IRU WKH SUHVHQFH RI EDWWHU\ YROWDJH
EHWZHHQ JURXQG DQG WHUPLQDO  DQG EHWZHHQ
JURXQG DQG WHUPLQDO 
,V WKH YROWDJH ZLWKLQ WKH VSHFLILHG YDOXH"
 7XUQ WKH LJQLWLRQ VZLWFK WR 2))
 7UDFH WKH RUDQJH ZLUHV EHWZHHQ WHUPLQDOV DQG
RI WKH (%&0 FRQQHFWRU -WR WHUPLQDO % RI
FRQQHFWRU &DW WKH HQJLQH IXVH EORFN
 5HSDLU WKH RSHQ LQ WKLV FLUFXLW
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

9

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.


6\VWHP 2.




*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.


6\VWHP 2.

9

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0


'7&  /RZ 9ROWDJH )DXOW &RQW
G
6WHS

$FWLRQ



&KHFN WKH YROWDJH EHWZHHQ JURXQG DQG WHUPLQDO


RI WKH (%&0 FRQQHFWRU -
,V WKH YROWDJH ZLWKLQ WKH VSHFLILHG YDOXH"



 7XUQ WKH LJQLWLRQ VZLWFK WR 2))


 &KHFN IXVH ()LQ WKH HQJLQH IXVH EORFN
,V WKH IXVH EORZQ"







5HSODFH IXVH ()


,V WKH UHSDLU FRPSOHWH"
 ([DPLQH FLUFXLW 31. EHWZHHQ WHUPLQDO RI WKH
(%&0 FRQQHFWRU -WR WHUPLQDO RI FRQQHFWRU
& WR )LQ WKH ,3 IXVH EORFN
 ([DPLQH WKH 5('<(/ ZLUH IURP WKH ,3 IXVH
EORFN WR WHUPLQDO RI FRQQHFWRU & DQG IURP
WKHUH WR WHUPLQDO  ,* RI WKH LJQLWLRQ VZLWFK
 ([DPLQH WKH 5(' ZLUH IURP WHUPLQDO  % RI WKH
LJQLWLRQ VZLWFK WR WHUPLQDO RI FRQQHFWRU &WR
WHUPLQDO $ RI FRQQHFWRU &DW WKH HQJLQH IXVH
EORFN
 5HSDLU WKH RSHQ LQ WKH ZLULQJ RU SRVVLEO\ EDG
FRQQHFWRU WHUPLQDO RU GHIHFWLYH LJQLWLRQ VZLWFK
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ WR 2))
 &KHFN WKH UHVLVWDQFH EHWZHHQ JURXQG DQG
WHUPLQDOV DQG RI WKH $%6 KDUQHVV (%&0
FRQQHFWRU
,V WKH UHVLVWDQFH HTXDO WR WKH VSHFLILHG YDOXH"

9DOXH V

<HV

1R

9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

6\VWHP 2.

:



([DPLQH WHUPLQDOV     DQG RI WKH


(%&0 FRQQHFWRU
,V WKHUH D GHIHFWLYH WHUPLQDO"



5HSDLU WKH GHIHFWLYH WHUPLQDO RU UHSODFH WKH


FRQQHFWRU RU ZLULQJ KDUQHVV DV UHTXLUHG
,V WKH UHSDLU FRPSOHWH"









5HSDLU WKH GHIHFWLYH JURXQG FRQQHFWLRQ


,V WKH UHSDLU FRPSOHWH"
 ,QVWDOO WKH VFDQ WRRO
 &OHDU DOO '7&V
 5RDG WHVW WKH YHKLFOH
'RHV '7& VHW DJDLQ"
5HSODFH WKH $%6 XQLW
,V WKH UHSDLU FRPSOHWH"
 ([DPLQH WKH ZLULQJ KDUQHVV DQG FRQQHFWRUV IRU
FDXVHV RI LQWHUPLWWHQW SUREOHPV
 5HSDLU DQ\ LQWHUPLWWHQW SUREOHP IRXQG
,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.


6\VWHP 2.

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  

0$,17(1$1&( $1'
5(3$,5
219(+,&/( 6(59,&(
6(59,&( 35(&$87,216
&DXWLRQ %UDNH IOXLG PD\ LUULWDWH H\HV DQG VNLQ ,Q
FDVH RI FRQWDFW WDNH WKH IROORZLQJ DFWLRQV
- (\H FRQWDFW  ULQVH WKRURXJKO\ ZLWK ZDWHU
- 6NLQ FRQWDFW  ZDVK ZLWK VRDS DQG ZDWHU
- ,QJHVWLRQ  FRQVXOW D SK\VLFLDQ LPPHGLDWHO\
&DXWLRQ 7R KHOS DYRLG SHUVRQDO LQMXU\ GXH WR SRRU
EUDNLQJ '2 127 WDS LQWR WKH YHKLFOH
V EUDNH V\VWHP
WR RSHUDWH D WUDLOHU EUDNH V\VWHP
1RWLFH :KHQ IDVWHQHUV DUH UHPRYHG DOZD\V UHLQVWDOO
WKHP DW WKH VDPH ORFDWLRQ IURP ZKLFK WKH\ ZHUH
UHPRYHG ,I D IDVWHQHU QHHGV WR EH UHSODFHG XVH WKH
FRUUHFW SDUW QXPEHU IDVWHQHU IRU WKDW DSSOLFDWLRQ ,I WKH
FRUUHFW SDUW QXPEHU IDVWHQHU LV QRW DYDLODEOH D IDVWHQHU
RI HTXDO VL]H DQG VWUHQJWK RU VWURQJHU PD\ EH XVHG
)DVWHQHUV WKDW DUH QRW UHXVHG DQG WKRVH UHTXLULQJ
WKUHDGORFNLQJ FRPSRXQG ZLOO EH FDOOHG RXW 7KH FRUUHFW
WRUTXH YDOXHV PXVW EH XVHG ZKHQ LQVWDOOLQJ IDVWHQHUV
WKDW UHTXLUH WKHP ,I WKH DERYH SURFHGXUHV DUH QRW
IROORZHG SDUWV RU V\VWHP GDPDJH FRXOG UHVXOW
1RWLFH 8VH RQO\ '27 HTXLYDOHQW K\GUDXOLF EUDNH
IOXLG 7KH XVH RI '27  VLOLFRQH EUDNH IOXLG LV QRW
UHFRPPHQGHG 5HGXFHG EUDNH SHUIRUPDQFH RU
GXUDELOLW\ PD\ UHVXOW
1RWLFH $YRLG VSLOOLQJ EUDNH IOXLG RQ DQ\ RI WKH YHKLFOH
V
SDLQWHG VXUIDFHV ZLULQJ FDEOHV RU HOHFWULFDO
FRQQHFWRUV %UDNH IOXLG ZLOO GDPDJH SDLQW DQG HOHFWULFDO
FRQQHFWLRQV ,I DQ\ IOXLG LV VSLOOHG RQ WKH YHKLFOH IOXVK
WKH DUHD ZLWK ZDWHU WR OHVVHQ WKH GDPDJH
&RPSXWHU 6\VWHP 6HUYLFH 3UHFDXWLRQV
7DNH FDUH WR DYRLG HOHFWURQLF EUDNH FRQWURO PRGXOH
(%&0 FLUFXLW RYHUORDGLQJ ,Q WHVWLQJ IRU RSHQV RU
VKRUWV GR QRW JURXQG RU DSSO\ YROWDJH WR DQ\ FLUFXLW
XQOHVV LQVWUXFWHG WR GR VR E\ WKH GLDJQRVWLF SURFHGXUH
7HVW FLUFXLWV RQO\ ZLWK D KLJKLPSHGDQFH PXOWLPHWHU
1HYHU UHPRYH RU DSSO\ SRZHU WR DQ\ FRQWURO PRGXOH ZLWK
WKH LJQLWLRQ VZLWFK LQ WKH 21 SRVLWLRQ $OZD\V WXUQ WKH
LJQLWLRQ WR WKH 2)) SRVLWLRQ EHIRUH UHPRYLQJ RU
FRQQHFWLQJ EDWWHU\ FDEOHV IXVHV RU FRQQHFWRUV
*HQHUDO 6HUYLFH 3UHFDXWLRQV
- 'LVFRQQHFW WKH (%&0 FRQQHFWRU EHIRUH SHUIRUPLQJ
DQ\ YHKLFOH ZHOGLQJ ZRUN XVLQJ DQ HOHFWULF DUF ZHOGHU
- 'R QRW DWWHPSW WR GLVDVVHPEOH DQ\ FRPSRQHQW
GHVLJQDWHG DV QRQVHUYLFHDEOH 7KH K\GUDXOLF
PRGXODWRU DQG WKH (%&0 FDQ EH VHSDUDWHG IURP
HDFK RWKHU DQG UHSODFHG VHSDUDWHO\ EXW FDQQRW EH
VHUYLFHG 7KH\ KDYH QR UHSODFHDEOH SDUWV DQG WKHUH
LV QR DFFHVV WR WKH FRPSRQHQWV WKH\ FRQWDLQ

'$(:22 9 %/

)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0

%/((',1* 6<67(0
5HSODFHPHQW PRGXODWRUV DUH VKLSSHG DOUHDG\ ILOOHG DQG
EOHG ,Q QRUPDO SURFHGXUHV UHTXLULQJ UHPRYDO RI WKH
PRGXODWRU VXFK DV WR UHSODFH WKH (%&0 DLU ZLOO QRW
HQWHU WKH PRGXODWRU DQG QRUPDO EOHHGLQJ ZLOO EH DOO WKDW
LV QHHGHG )RU WKLV SURFHGXUH UHIHU WR 6HFWLRQ $
+\GUDXOLF %UDNHV
,I DLU HQWHUV WKH K\GUDXOLF PRGXODWRU RU LI DQ XQILOOHG
PRGXODWRU LV LQVWDOOHG XVH WKH EUDNH EOHHGLQJ SURJUDP
LQ WKH VFDQ WRRO WR EOHHG WKH PRGXODWRU 0DQXDO EOHHGLQJ
RI WKH K\GUDXOLF PRGXODWRU LV QRW SRVVLEOH

$%6 $66(0%/<
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'LVFRQQHFW WKH  RU  SLQ $%6 ZLULQJ KDUQHVV
FRQQHFWRU -IURP LWV VRFNHW RQ WKH (%&0
 &RYHU WKH FRQQHFWRU DQG WKH VRFNHW ZLWK VKRS FORWKV
WR SURWHFW WKHP IURP EUDNH IOXLG

&)

1RWLFH 7DNH FDUH QRW WR DOORZ DLU LQWR WKH K\GUDXOLF XQLW
RU LQWR WKH EUDNH SLSHV IURP WKH PDVWHU F\OLQGHU ,I DLU
JHWV LQWR WKH K\GUDXOLF XQLW LW ZLOO UHTXLUH D EOHHGLQJ
SURFHGXUH XVLQJ D VFDQ WRRO SURJUDPPHG IRU WKH
$%6V\VWHP $V ORQJ DV QR DLU HQWHUV WKH K\GUDXOLF
XQLW D VLPSOH EOHHGLQJ SURFHGXUH LV DOO WKH V\VWHP ZLOO
UHTXLUH

&)

 5HPRYH WKH EUDNH SLSHV IURP WKH K\GUDXOLF XQLW ,W


PD\ EH QHFHVVDU\ WR ORRVHQ WKH EUDNH SLSH QXWV RQ
WKH PDVWHU F\OLQGHU WR DOORZ IRU PRYLQJ WKRVH SLSHV
RXW RI WKH ZD\
 /RRVHQ WKH PRXQWLQJ QXWV RQ WKH K\GUDXOLF XQLW
 0RYH WKH EUDNH SLSHV DVLGH IDU HQRXJK WR DOORZ IRU
OLIWLQJ WKH $%6 XQLW RXW RI WKH PRXQWLQJ EUDFNHW
 7LJKWHQ WKH EUDNH SLSH QXWV RQ WKH PDVWHU F\OLQGHU WR
DYRLG OHDNLQJ EUDNH IOXLG
 &DS WKH EUDNH SLSHV

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  


,QVWDOODWLRQ 3URFHGXUH
 ,QVHUW WKH $%6 K\GUDXOLF XQLW LQWR LWV PRXQWLQJ
EUDFNHW DQG LQVWDOO WKH QXWV

7LJKWHQ
7LJKWHQ WKH $%6 PRXQWLQJ QXWV WR 1:P
OE:LQ 
 5HPRYH WKH VFUHZ SOXJV DQG LQVWDOO DOO RI WKH
K\GUDXOLF EUDNH SLSHV

7LJKWHQ
7LJKWHQ WKH EUDNH SLSH QXWV WR 1:P OE:LQ 
 &RQQHFW WKH  RU SLQ ZLULQJ KDUQHVV FRQQHFWRU -
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 %OHHG WKH K\GUDXOLF V\VWHP 5HIHU WR 6HFWLRQ $
+\GUDXOLF %UDNHV
&)

)5217 :+((/ 63((' 6(1625


5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'LVFRQQHFW WKH IURQW ZKHHO VSHHG VHQVRU HOHFWULFDO
FRQQHFWRU
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 5HPRYH WKH ZKHHO 5HIHU WR 6HFWLRQ ( 7LUHV DQG
:KHHOV
 7XUQ WKH VWHHULQJ ZKHHO WR H[SRVH WKH VSHHG VHQVRU
,W LV ORFDWHG DW WKH UHDU RI WKH VWHHULQJ NQXFNOH QHDU
WKH WLH URG HQG
 5HPRYH WKH EROW DQG WKH IURQW ZKHHO VSHHG VHQVRU
IURP WKH VWHHULQJ NQXFNOH

&)

 )UHH WKH IHHGWKURXJK JURPPHW IRU WKH VSHHG VHQVRU


KDUQHVV DQG WKH K\GUDXOLF SLSH IURP WKH VWUXW WRZHU
5HPRYH WKH VSHHG VHQVRU KDUQHVV IURP LW VR WKDW WKH
FRQQHFWRU FDQ SDVV WKURXJK WKH KROH LQ WKH VWUXW
WRZHU
 )UHH WKH VHQVRU KDUQHVV IURP WKH JURPPHW KROGHUV
DQG WKH FODPSV DQG SXOO LW WKURXJK WKH IHQGHU

&)

'$(:22 9 %/

)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0


,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH IURQW ZKHHO VSHHG VHQVRU WR WKH VWHHULQJ
NQXFNOH 6HFXUH LW ZLWK WKH EROW

7LJKWHQ
7LJKWHQ WKH IURQW ZKHHO VSHHG VHQVRU EROW WR 1:P
OE:LQ 

&)

 )HHG WKH VHQVRU KDUQHVV LQWR WKH HQJLQH


FRPSDUWPHQW LQVHUW LW LQWR WKH JURPPHW DQG VHFXUH
WKH JURPPHW LQWR WKH KROH LQ WKH VWUXW WRZHU
 6HFXUH WKH KDUQHVV LQWR WKH JURPPHW KROGHUV DQG WKH
FODPSV XQGHU WKH IHQGHU
 5HSODFH WKH ZKHHO 5HIHU WR 6HFWLRQ ( 7LUHV DQG
:KHHOV
 /RZHU WKH YHKLFOH
 &RQQHFW WKH IURQW ZKHHO VSHHG VHQVRU HOHFWULFDO
FRQQHFWRU
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&)

)5217 :+((/ 63((' 6(1625


-803(5 +$51(66
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'LVFRQQHFW FRQQHFWRU -IURP WKH (%&0
 5HPRYH WKH DSSURSULDWH WHUPLQDOV IURP FRQQHFWRU -
- 5LJKW VLGH  WHUPLQDOV  35/ DQG  <(/ 
- /HIW VLGH  WHUPLQDOV  :+7 DQG  251 

&)

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  


 %RWK VSHHG VHQVRU KDUQHVVHV EUHDN RXW RI WKH $%6
ZLULQJ KDUQHVV MXVW EH\RQG WKH $%6 FRQQHFWRU -
7KH ULJKW VLGH VSHHG VHQVRU KDUQHVV FURVVHV WKH WRS
RI WKH ILUH ZDOO WR WKH ULJKW VLGH IHQGHU DUHD 7KH OHIW
VLGH VSHHG VHQVRU KDUQHVV JRHV GLUHFWO\ WR WKH OHIW
VLGH IHQGHU DUHD
 )UHH WKH VSHHG VHQVRU KDUQHVV IURP WKH ZLULQJ
KDUQHVV
 5HPRYH WKH IURQW ZKHHO VSHHG VHQVRU HOHFWULFDO
FRQQHFWRU IURP WKH UHWDLQLQJ FODPSV DQG GLVFRQQHFW
WKH KDUQHVV IURP WKH VHQVRU FRQQHFWRU

&)

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH IURQW ZKHHO VSHHG VHQVRU MXPSHU KDUQHVV
 &RQQHFW WKH IURQW ZKHHO VSHHG VHQVRU HOHFWULFDO
FRQQHFWRU DQG VHFXUH LW LQWR WKH FODPSV

&)

 5HSODFH WKH MXPSHU KDUQHVV LQWR WKH ZLULQJ KDUQHVV


 ,QVHUW WKH WHUPLQDOV LQWR FRQQHFWRU -DV WKH\ KDG
EHHQ UHPRYHG
- 5LJKW VLGH  WHUPLQDOV  33/ DQG  <(/ 
- /HIW VLGH  WHUPLQDOV  :+7 DQG  251 
 &RQQHFW (%&0 FRQQHFWRU -
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&)

'$(:22 9 %/

)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0

5($5 :+((/ 63((' 6(1625


5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 5HPRYH WKH EROW DQG WKH UHDU ZKHHO VSHHG VHQVRU
IURP WKH UHDU NQXFNOH

&)

 5HPRYH WKH VSHHG VHQVRU FDEOH JURPPHWV IURP WKHLU


FODPSV
 5HPRYH WKH VSHHG VHQVRU FDEOH IURP WKH FODPSV
VHFXULQJ LW WR WKH K\GUDXOLF SLSH
 5HPRYH WKH VSHHG VHQVRU FDEOH FRQQHFWRU IURP LWV
FODPSV DQG GLVFRQQHFW WKH VSHHG VHQVRU FDEOH IURP
WKH KDUQHVV

&)

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH UHDU ZKHHO VSHHG VHQVRU WR WKH UHDU
NQXFNOH 6HFXUH LW ZLWK WKH EROW

7LJKWHQ
7LJKWHQ WKH UHDU ZKHHO VSHHG VHQVRU EROW WR 1:P
OE:LQ 

&)

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  


 &RQQHFW WKH UHDU ZKHHO VSHHG VHQVRU HOHFWULFDO
FRQQHFWRU
 6HFXUH WKH VSHHG VHQVRU FDEOH LQWR LWV FODPSV RQ WKH
K\GUDXOLF SLSH
 6HFXUH WKH VSHHG VHQVRU FDEOH JURPPHWV LQWR WKHLU
FODPSV LQVLGH WKH IHQGHU ZHOO
 /RZHU WKH YHKLFOH
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&)

5($5 :+((/ 63((' 6(1625


-803(5 +$51(66
5HPRYDO 3URFHGXUH

&)

'$(:22 9 %/

 5HPRYH WKH QHJDWLYH EDWWHU\ FDEOH


 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 5HPRYH WKH OHIW IURQW ZKHHO 5HIHU WR 6HFWLRQ (
7LUHV DQG :KHHOV
 5HPRYH WKH ZKHHO ZHOO VSODVK VKLHOG LQVLGH WKH OHIW
IURQW ZKHHO DUFK WR H[SRVH WKH ERG\ ZLULQJ KDUQHVV
ZKHUH LW HQWHUV WKH HQJLQH FRPSDUWPHQW 5HIHU WR
6HFWLRQ 5 %RG\ )URQW (QG
 'LVFRQQHFW WKH ERG\ KDUQHVV IURP WKH $%6 KDUQHVV
DW FRQQHFWRU & 7KLV LV IRUZDUG RI WKH OHIW IURQW
ZKHHO DUFK EHWZHHQ WKH HQJLQH IXVH EORFN DQG WKH
ZKHHO DUFK
 3XOO WKH ERG\ KDUQHVV HQG RI &LQWR WKH ZKHHO
DUFK DUHD DQG UHPRYH WKH '. %/8%51 SDLU RI VSHHG
VHQVRU ZLUHV DSSURSULDWH IRU WKH KDUQHVV EHLQJ
UHSODFHG

)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0

&)

 2SHQ WKH ERG\ KDUQHVV FRYHU HQRXJK WR IUHH WKH


VSHHG VHQVRU KDUQHVV EHLQJ UHSODFHG
 /RZHU WKH YHKLFOH
 ([SRVH WKH ERG\ KDUQHVV LQVLGH WKH YHKLFOH ERG\
DQG IUHH WKH VSHHG VHQVRU KDUQHVV EHLQJ UHSODFHG
 2SHQ WKH WUXQN XQFRYHU WKH VSDUH WLUH
FRPSDUWPHQW UHPRYH WKH WDSH IURP WKH
IHHGWKURXJK JURPPHW DQG IUHH WKH VSHHG VHQVRU
KDUQHVV IURP WKH ERG\ KDUQHVV
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 'LVFRQQHFW WKH VSHHG VHQVRU FDEOH IURP WKH VHQVRU
KDUQHVV FDEOH EHLQJ UHSODFHG
 5HPRYH WKH WDSH VHDOLQJ WKH ZLULQJ KDUQHVV DQG WKH
UHDU VSHHG VHQVRU KDUQHVVHV WR WKH JURPPHW
SDVVLQJ WKHP WKURXJK WKH IORRU RI WKH YHKLFOH
 3XOO WKH KDUQHVV EHLQJ UHSODFHG WKURXJK WKH
JURPPHW

,QVWDOODWLRQ 3URFHGXUH

&)

 3DVV WKH KDUQHVV WKURXJK WKH JURPPHW LQ WKH IORRU


 &RQQHFW WKH QHZ ZKHHO VSHHG VHQVRU KDUQHVV WR
WKH ZKHHO VSHHG VHQVRU
 6HFXUH WKH FRQQHFWRU LQ LWV FODPS
 $GMXVW WKH FDEOH OHQJWK DQG WDSH WKH JURPPHW
RSHQLQJ XQGHU WKH YHKLFOH
 /RZHU WKH YHKLFOH
 7DSH WKH JURPPHW RSHQLQJ LQVLGH WKH YHKLFOH
 3DVV WKH KDUQHVV WKURXJK WKH JURPPHW DQG RQ LQWR
WKH HQJLQH FRPSDUWPHQW
 ,QVWDOO WHUPLQDOV RQWR WKH KDUQHVV ZLUHV DQG LQVHUW
WKH QHZ WHUPLQDOV LQWR WKH DSSURSULDWH FDYLWLHV RI
FRQQHFWRU &
 5HFRQQHFW FRQQHFWRU &WR WKH $%6 KDUQHVV
 6HFXUH WKH QHZ VSHHG VHQVRU KDUQHVV LQWR WKH ERG\
ZLULQJ KDUQHVV
 5HSODFH WKH ZKHHO ZHOO VSODVK VKLHOG 5HIHU WR
6HFWLRQ 5 %RG\ )URQW (QG
 5HSODFH WKH OHIW IURQW ZKHHO 5HIHU WR 6HFWLRQ (
7LUHV DQG :KHHOV
 /RZHU WKH YHKLFOH
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  

6<67(0 )86(
5HPRYDO 3URFHGXUH
7KH $%6 V\VWHP IXVH () LV ORFDWHG LQ WKH HQJLQH IXVH
EORFN &RXQWLQJ IURP WKH VXUJH WDQN WRZDUG WKH IHQGHU LW
LV WKH IRXUWK V\VWHP IXVH LQ WKH URZ DW WKH VWUXW WRZHU HQG
RI WKH IXVH EORFN
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH V\VWHP IXVH IURP LWV VRFNHW

&)

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO D QHZ  DPS V\VWHP IXVH LQWR WKH VRFNHW
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&)

,1',&$7256
7KH LQGLFDWRU ODPSV DVVRFLDWHG ZLWK $%6 RSHUDWLRQ DUH
SDUW RI WKH LQVWUXPHQW FOXVWHU 5HIHU WR 6HFWLRQ (
,QVWUXPHQWDWLRQ'ULYHU ,QIRUPDWLRQ IRU UHPRYDO DQG
UHSODFHPHQW GHWDLOV

'$(:22 9 %/

)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
%$6,& .12:/('*( 5(48,5('
%HIRUH XVLQJ WKLV VHFWLRQ LW LV LPSRUWDQW WKDW \RX KDYH D
EDVLF NQRZOHGJH RI WKH IROORZLQJ LWHPV :LWKRXW WKLV
NQRZOHGJH LW ZLOO EH GLIILFXOW WR XVH WKH GLDJQRVWLF
SURFHGXUHV FRQWDLQHG LQ WKLV VHFWLRQ
- %DVLF (OHFWULFDO &LUFXLWV  <RX VKRXOG XQGHUVWDQG WKH
EDVLF WKHRU\ RI HOHFWULFLW\ DQG NQRZ WKH PHDQLQJ RI
YROWDJH FXUUHQW DPSV  DQG UHVLVWDQFH RKPV  <RX
VKRXOG XQGHUVWDQG ZKDW KDSSHQV LQ D FLUFXLW ZLWK DQ
RSHQ RU VKRUWHG ZLUH <RX VKRXOG EH DEOH WR UHDG DQG
XQGHUVWDQG D ZLULQJ GLDJUDP
- 8VH RI &LUFXLW 7HVWLQJ 7RROV  <RX VKRXOG NQRZ KRZ
WR XVH D WHVW OLJKW DQG KRZ WR E\SDVV FRPSRQHQWV WR
WHVW FLUFXLWV XVLQJ IXVHG MXPSHU ZLUHV <RX VKRXOG EH
IDPLOLDU ZLWK D GLJLWDO PXOWLPHWHU <RX VKRXOG EH DEOH
WR PHDVXUH YROWDJH UHVLVWDQFH DQG FXUUHQW DQG EH
IDPLOLDU ZLWK WKH FRQWUROV DQG KRZ WR XVH WKHP
FRUUHFWO\

$%6 6<67(0 &20321(176


7KH $%6 $QWLORFN %UDNLQJ 6\VWHP $%6 FRQVLVWV RI
D FRQYHQWLRQDO K\GUDXOLF EUDNH V\VWHP SOXV DQWLORFN
FRPSRQHQWV 7KH FRQYHQWLRQDO EUDNH V\VWHP LQFOXGHV D
YDFXXP ERRVWHU PDVWHU F\OLQGHU IURQW GLVF EUDNHV UHDU
OHDGLQJWUDLOLQJ GUXP EUDNHV LQWHUFRQQHFWLQJ K\GUDXOLF
EUDNH SLSHV DQG KRVHV EUDNH IOXLG OHYHO VHQVRU DQG WKH
%5$.( LQGLFDWRU
7KH $%6 FRPSRQHQWV LQFOXGH D K\GUDXOLF XQLW DQ
HOHFWURQLF EUDNH FRQWURO PRGXOH (%&0  WZR V\VWHP
IXVHV IRXU ZKHHO VSHHG VHQVRUV RQH DW HDFK ZKHHO 
LQWHUFRQQHFWLQJ ZLULQJ WKH $%6 LQGLFDWRU DQG WKH UHDU
GLVN EUDNHV 6HH $%6 &RPSRQHQW /RFDWRU LQ WKLV
VHFWLRQ IRU WKH JHQHUDO OD\RXW RI WKLV V\VWHP
7KH K\GUDXOLF XQLW ZLWK WKH DWWDFKHG (%&0 LV ORFDWHG
EHWZHHQ WKH VXUJH WDQN DQG WKH ILUH ZDOO RQ WKH OHIW VLGH
RI WKH YHKLFOH
7KH EDVLF K\GUDXOLF XQLW FRQILJXUDWLRQ FRQVLVWV RI
K\GUDXOLF FKHFN YDOYHV WZR VROHQRLG YDOYHV IRU HDFK
ZKHHO D K\GUDXOLF SXPS DQG WZR DFFXPXODWRUV 7KH
K\GUDXOLF XQLW FRQWUROV K\GUDXOLF SUHVVXUH WR WKH IURQW
FDOLSHUV DQG UHDU ZKHHO F\OLQGHUV E\ PRGXODWLQJ
K\GUDXOLF SUHVVXUH WR SUHYHQW ZKHHO ORFNXS

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  

&)








&KHFN 9DOYH
,QOHW 9DOYH
2XWOHW 9DOYH
3XPS
$FFXPXODWRU
'DPSHU

8QLWV HTXLSSHG ZLWK 7&6 DGG WZR PRUH YDOYHV IRU HDFK
GULYH ZKHHO IRU WKH SXUSRVH RI DSSO\LQJ WKH EUDNH WR D
ZKHHO WKDW LV VOLSSLQJ 7KLV LV GRQH ZLWK SUHVVXUH IURP
WKH K\GUDXOLF SXPS LQ WKH XQLW 7KHUH LV DOVR D 7&6

'$(:22 9 %/







3XPS 0RWRU
+\GUDXOLF &LUFXLW 
+\GUDXOLF &LUFXLW 
0DVWHU &\OLQGHU
0DVWHU &\OLQGHU 5HVHUYRLU

LQGLFDWRU ODPS RQ WKH LQVWUXPHQW SDQHO WR DOHUW WKH GULYHU


WR WKH IDFW WKDW WKH 7&6 V\VWHP LV DFWLYH 7KH
FRPSRQHQWV LGHQWLILHG LQ WKH GUDZLQJ DUH WKRVH DGGHG WR
WKH EDVLF $%6 V\VWHP WR SURYLGH WUDFWLRQ FRQWURO

)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0

&)

 1RQUHWXUQ 9DOYH
 3ULPH 9DOYH

1RWKLQJ LQ WKH K\GUDXOLF XQLW RU WKH (%&0 LV VHUYLFHDEOH


,Q WKH HYHQW RI DQ\ IDLOXUH WKH HQWLUH $%6 XQLW ZLWK
DWWDFKHG (%&0 PXVW EH UHSODFHG )RU PRUH
LQIRUPDWLRQ UHIHU WR %DVH %UDNLQJ 0RGH DQG $QWLORFN
%UDNLQJ 0RGH LQ WKLV VHFWLRQ

 3UHVVXUH 5HOLHI 9DOYH


 3LORW 9DOYH

%$6( %5$.,1* 02'(


7KH EDVHOLQH EUDNLQJ PRGH RI WKH $%6 V\VWHP XVHG
LQ WKLV YHKLFOH LV D GLDJRQDO VSOLW V\VWHP ,Q WKLV V\VWHP
RQH PDVWHU F\OLQGHU FLUFXLW VXSSOLHV SUHVVXUH WR WKH ULJKW
IURQW DQG WKH OHIW UHDU EUDNHV WKH RWKHU FLUFXLW VXSSOLHV
SUHVVXUH WR WKH OHIW IURQW DQG WKH ULJKW UHDU EUDNHV $OO
YDOYHV LQ WKH K\GUDXOLF PRGXODWRU DUH LQ WKHLU QRUPDO
QRQHQHUJL]HG SRVLWLRQV DV VKRZQ LQ WKH GUDZLQJV
IRXQG LQ $%6 6\VWHP &RPSRQHQWV LQ WKLV VHFWLRQ

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  

&)

$17,/2&. %5$.,1* 02'(


,I D ZKHHO VSHHG VHQVRU GHWHFWV D ZKHHO ORFNLQJ XS WKH
HOHFWURQLF EUDNH FRQWURO PRGXOH (%&0 FORVHV WKH
QRUPDOO\ RSHQ LQOHW YDOYH IRU WKH EUDNH RQ WKDW ZKHHO WR
SUHYHQW DGGLQJ PRUH K\GUDXOLF SUHVVXUH WR WKDW EUDNH
7KH LOOXVWUDWLRQ VKRZV WKLV IRU WKH ULJKW IURQW EUDNH

'$(:22 9 %/

)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0

&)

,I WKH ZKHHO ORFNLQJ WHQGHQF\ FRQWLQXHV WKH (%&0


UHOHDVHV WKH K\GUDXOLF SUHVVXUH DW WKDW EUDNH E\ RSHQLQJ
WKH RXWOHW YDOYH IRU WKDW ZKHHO

7KHVH LQOHW DQG RXWOHW YDOYHV DW WKH ZKHHOV RSHUDWH WKH


VDPH ZD\ LQ D 7&6 V\VWHP 7KH DGGLWLRQDO 7&6 YDOYHV
GR QRW RSHUDWH IRU WKH $%6 IXQFWLRQ

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  

75$&7,21 &21752/ 02'(


7KH $XWRPDWLF %UDNH 'LIIHUHQWLDO IRUP RI WUDFWLRQ FRQWURO
7&6 XVHG LQ WKLV V\VWHP RSHUDWHV E\ EUDNH DSSOLFDWLRQ
WR WKH GULYH ZKHHO ZKLFK LV ORRVLQJ WUDFWLRQ 7KLV
WUDQVIHUV WRUTXH WR WKH ZKHHO WKDW KDV WUDFWLRQ ,W LV
DYDLODEOH RQO\ DW ORZ VSHHG NPK >PSK@  :KHQ
WKH 7&6 LV DFWLYH 7KH 7&6 LQGLFDWRU ODPS LQ WKH
LQVWUXPHQW FOXVWHU ZLOO EH EOLQNLQJ
7KH 7&6 ZLOO RSHUDWH ZKHQ D ZKHHO VSHHG VHQVRU
GHWHFWV D ZKHHO VSLQ VLWXDWLRQ ZLWK RQH RI WKH GULYH

ZKHHOV 7KH HOHFWURQLF EUDNH FRQWURO PRGXOH (%&0


FORVHV WKH QRUPDOO\ RSHQ SLORW YDOYH WR LVRODWH WKH
DIIHFWHG GULYH ZKHHO EUDNH IURP WKH PDVWHU F\OLQGHU DQG
IURP WKH UHDU ZKHHO EUDNH FKDQQHO 7KH (%&0 DOVR
WXUQV RQ WKH SXPS DQG RSHQV WKH SULPH YDOYH WR DSSO\
SUHVVXUH WR WKH EUDNH DW WKH ZKHHO WKDW LV VSLQQLQJ 7KH
IROORZLQJ ILJXUHV VKRZ DFWLRQ DW WKH ULJKW IURQW ZKHHO
RQO\

&)

'$(:22 9 %/

)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0


:KHQ WKH ZKHHO VSLQ FRQGLWLRQ LV XQGHU FRQWURO WKH
(%&0 FORVHV WKH SULPH YDOYH IRU WKH ZKHHO WKDW ZDV
VSLQQLQJ WR DYRLG DGGLWLRQDO EUDNLQJ DW WKDW ZKHHO 7KH

SUHVVXUH UHOLHI YDOYHV ZLOO DOORZ WKH H[FHVV K\GUDXOLF


IOXLG EHLQJ SXPSHG WR UHWXUQ WR WKH PDVWHU F\OLQGHU

&)

'$(:22 9 %/

$17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0 )  


:KHQ WKH ZKHHO VSHHG WHQGHQF\ LV QR ORQJHU GHWHFWHG
WKH (%&0 WXUQV RII WKH SXPS DQG RSHQV WKH SLORW YDOYH

WR UHOHDVH WKH EUDNLQJ SUHVVXUH UHWXUQLQJ WKH V\VWHP WR


LWV QRUPDO FRQILJXUDWLRQ

&)

7,5(6 $1' $%67&6


5HSODFHPHQW 7LUHV
7LUH VL]H LV LPSRUWDQW IRU SURSHU SHUIRUPDQFH RI WKH
$%67&6 V\VWHP 5HSODFHPHQW WLUHV VKRXOG EH WKH
VDPH VL]H ORDG UDQJH DQG FRQVWUXFWLRQ DV WKH RULJLQDO
WLUHV 5HSODFH WLUHV LQ D[OH VHWV DQG RQO\ ZLWK WLUHV RI WKH
VDPH WLUH SHUIRUPDQFH FULWHULD 73& VSHFLILFDWLRQ
QXPEHU 8VH RI DQ\ RWKHU VL]H RU W\SH PD\ VHULRXVO\
DIIHFW WKH $%67&6 RSHUDWLRQ

(/(&7521,& %5$.( &21752/


02'8/( (%&0
1RWLFH 7KHUH LV QR VHUYLFHDEOH RU UHPRYDEOH 3520
7KH (%&0 PXVW EH UHSODFHG DV DQ DVVHPEO\
7KH (%&0 LV DWWDFKHG WR WKH K\GUDXOLF XQLW LQ WKH HQJLQH
FRPSDUWPHQW 7KH FRQWUROOLQJ HOHPHQW RI $%6 LV D
PLFURSURFHVVRUEDVHG (%&0 ,QSXWV WR WKH V\VWHP
LQFOXGH WKH IRXU ZKHHO VSHHG VHQVRUV WKH VWRSODPS
VZLWFK WKH LJQLWLRQ VZLWFK DQG WKH XQVZLWFKHG EDWWHU\
YROWDJH 7KHUH LV DQ RXWSXW WR D ELGLUHFWLRQDO VHULDO GDWD
OLQN ORFDWHG LQ SLQ . RI WKH DVVHPEO\ OLQH GLDJQRVWLF OLQN
$/'/  IRU VHUYLFH GLDJQRVWLF WRROV DQG DVVHPEO\ SODQW
WHVWLQJ

'$(:22 9 %/

7KH (%&0 PRQLWRUV WKH VSHHG RI HDFK ZKHHO ,I DQ\


ZKHHO EHJLQV WR DSSURDFK ORFNXS DQG WKH EUDNH VZLWFK LV
FORVHG EUDNH SHGDO GHSUHVVHG  WKH (%&0 FRQWUROV WKH
VROHQRLGV WR UHGXFH EUDNH SUHVVXUH WR WKH ZKHHO
DSSURDFKLQJ ORFNXS 2QFH WKH ZKHHO UHJDLQV WUDFWLRQ
EUDNH SUHVVXUH LV LQFUHDVHG XQWLO WKH ZKHHO DJDLQ EHJLQV
WR DSSURDFK ORFNXS 7KLV F\FOH UHSHDWV XQWLO HLWKHU WKH
YHKLFOH FRPHV WR D VWRS WKH EUDNH SHGDO LV UHOHDVHG RU
QR ZKHHOV DSSURDFK ORFNXS
$GGLWLRQDOO\ WKH (%&0 PRQLWRUV LWVHOI HDFK LQSXW
H[FHSW WKH VHULDO GDWD OLQN  DQG HDFK RXWSXW IRU SURSHU
RSHUDWLRQ ,I LW GHWHFWV DQ\ V\VWHP PDOIXQFWLRQ WKH
(%&0 ZLOO VWRUH D '7& LQ QRQYRODWLOH PHPRU\ '7&V ZLOO
QRW GLVDSSHDU LI WKH EDWWHU\ LV GLVFRQQHFWHG  5HIHU WR
6HOI 'LDJQRVWLFV LQ WKLV VHFWLRQ IRU PRUH GHWDLOHG
LQIRUPDWLRQ

)5217 :+((/ 63((' 6(16256


7KH IURQW ZKHHO VSHHG VHQVRUV DUH RI D YDULDEOH
UHOXFWDQFH W\SH (DFK VHQVRU LV DWWDFKHG WR WKH VWHHULQJ
NQXFNOH FORVH WR D WRRWKHG ULQJ 7KH UHVXOW DV WHHWK
SDVV E\ WKH VHQVRU LV DQ DF YROWDJH ZLWK D IUHTXHQF\
SURSRUWLRQDO WR WKH VSHHG RI WKH ZKHHO 7KH PDJQLWXGH RI
WKH YROWDJH DQG IUHTXHQF\ LQFUHDVH ZLWK LQFUHDVLQJ

)   $17,/2&. %5$.( 6<67(0 $1' 75$&7,21 &21752/ 6<67(0


VSHHG 7KH VHQVRU LV QRW UHSDLUDEOH QRU LV WKH DLU JDS
DGMXVWDEOH

)5217 :+((/ 63((' 6(1625


5,1*6
7KH WRRWKHG ULQJ PHQWLRQHG DERYH LV SUHVVHG RQWR WKH
ZKHHOVLGH RXWHU FRQVWDQW YHORFLW\ MRLQW (DFK ULQJ
FRQWDLQV HTXDOO\ VSDFHG WHHWK ([HUFLVH FDUH GXULQJ
VHUYLFH SURFHGXUHV WR DYRLG SU\LQJ RU FRQWDFWLQJ WKLV
ULQJ ([FHVVLYH FRQWDFW PD\ FDXVH GDPDJH WR RQH RU
PRUH WHHWK ,I WKH ULQJ LV GDPDJHG WKH ZKHHOVLGH
FRQVWDQW YHORFLW\ MRLQW PXVW EH UHSODFHG

5($5 :+((/ 63((' 6(16256


$1' 5,1*6
7KH UHDU ZKHHO VSHHG VHQVRUV RSHUDWH LQ WKH VDPH
PDQQHU DV WKH IURQW ZKHHO VSHHG VHQVRUV 7KH\
LQFRUSRUDWH D OHQJWK RI IOH[LEOH KDUQHVV ZLWK WKH
FRQQHFWRU DWWDFKHG WR WKH HQG RI WKH KDUQHVV 7KH UHDU
ZKHHO VSHHG ULQJV DUH LQFRUSRUDWHG LQWR WKH KXE
DVVHPEOLHV DQG FDQQRW EH UHSODFHG VHSDUDWHO\ EXW
UHTXLUH UHSODFHPHQW RI WKH UHDU KXEEHDULQJ DVVHPEO\

9$/9( 5(/$< $1' 3803 02725


5(/$<
7KH YDOYH UHOD\ DQG WKH PRWRU SXPS UHOD\ DUH ORFDWHG
LQVLGH WKH HOHFWURQLF EUDNH FRQWURO PRGXOH (%&0 DQG
DUH QRW UHSODFHDEOH ,I RQH VKRXOG IDLO UHSODFH WKH
(%&0

:,5,1* +$51(66
7KH ZLULQJ KDUQHVV LV WKH PHFKDQLVP E\ ZKLFK WKH
HOHFWURQLF EUDNH FRQWURO PRGXOH (%&0 LV HOHFWULFDOO\
FRQQHFWHG WR SRZHU DQG WR JURXQG WR WKH ZKHHO VSHHG
VHQVRUV WKH IXVHV WKH VZLWFKHV WKH LQGLFDWRUV DQG WKH
VHULDO FRPPXQLFDWLRQV SRUW 7KH FRPSRQHQWV
FRQVLGHUHG SDUW RI WKH ZLULQJ KDUQHVV DUH WKH ZLUHV WKDW
SURYLGH HOHFWULFDO LQWHUFRQQHFWLRQ DQG FRQQHFWRUV
WHUPLQDOV SLQV FRQWDFWV RU OXJV WKDW SURYLGH DQ
HOHFWULFDOPHFKDQLFDO LQWHUIDFH IURP WKH ZLUH WR D V\VWHP
FRPSRQHQW

,1',&$7256
7KH HOHFWURQLF EUDNH FRQWURO PRGXOH (%&0
FRQWLQXRXVO\ PRQLWRUV LWVHOI DQG WKH RWKHU $%6
FRPSRQHQWV ,I WKH (%&0 GHWHFWV D SUREOHP ZLWK WKH
V\VWHP WKH DPEHU $%6 LQGLFDWRU ZLOO OLJKW FRQWLQXRXVO\
WR DOHUW WKH GULYHU WR WKH SUREOHP $Q LOOXPLQDWHG $%6
LQGLFDWRU LQGLFDWHV WKDW WKH $%6 V\VWHP KDV GHWHFWHG D
SUREOHP WKDW DIIHFWV WKH RSHUDWLRQ RI $%6 1R DQWLORFN
EUDNLQJ ZLOO EH DYDLODEOH 1RUPDO QRQDQWLORFN EUDNH
SHUIRUPDQFH ZLOO UHPDLQ ,Q RUGHU WR UHJDLQ $%6 EUDNLQJ
DELOLW\ WKH $%6 PXVW EH VHUYLFHG
7KH UHG %5$.( LQGLFDWRU ZLOO EH LOOXPLQDWHG ZKHQ WKH
V\VWHP GHWHFWV D ORZ EUDNH IOXLG OHYHO LQ WKH PDVWHU
F\OLQGHU RU ZKHQ WKH SDUNLQJ EUDNH VZLWFK LV FORVHG WKH
SDUNLQJ EUDNH LV HQJDJHG 
:KHQ WKH YHKLFOH LV HTXLSSHG ZLWK WUDFWLRQ FRQWURO
7&6  WKHUH LV DOVR D 7&6 LQGLFDWRU ZKLFK WKH (%&0 ZLOO
LOOXPLQDWH ZKHQ WKH WUDFWLRQ FRQWURO V\VWHP LV DFWLYH

'$(:22 9 %/

6(&7,21 *

3$5.,1* %5$.(
7$%/( 2) &217(176
6SHFLILFDWLRQV                              *
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV            *
0DLQWHQDQFH DQG 5HSDLU                     *
2Q9HKLFOH 6HUYLFH                           *
3DUNLQJ %UDNH $GMXVWPHQW 
5HDU 'LVF %UDNHV                          *

3DUNLQJ %UDNH /HYHU                         *


3DUNLQJ %UDNH &DEOH                         *
3DUNLQJ %UDNH +DQGOH                       *
*HQHUDO 'HVFULSWLRQ DQG 6\VWHP
2SHUDWLRQ                                *
3DUNLQJ %UDNH                             *

63(&,),&$7,216
)$67(1(5 7,*+7(1,1* 63(&,),&$7,216
$SSOLFDWLRQ
)URQW 0XIIOHU +HDW 6KLHOG 1XWV

1:P


/E:)W


/E:,Q


.H\OHVV (QWU\ 5HFHLYHU 6FUHZV





3DUNLQJ %UDNH &DEOH %UDFNHW WR 7UDLOLQJ /LQN %UDFNHW


1XWV





3DUNLQJ %UDNH &DEOH &RQVROH 0RXQWLQJ %UDFNHW 1XWV





3DUNLQJ %UDNH &DEOH 1XW





3DUNLQJ %UDNH /HYHU $VVHPEO\ WR 9HKLFOH 8QGHUERG\


%ROWV





3DUNLQJ %UDNH 6ZLWFK WR 3DUNLQJ %UDNH /HYHU 6FUHZ



'$(:22 9 %/

*   3$5.,1* %5$.(

0$,17(1$1&( $1'
5(3$,5
219(+,&/( 6(59,&(
3$5.,1* %5$.( $'-8670(17 
5($5 ',6& %5$.(6
$GMXVWPHQW 3URFHGXUH

&*

 5HOHDVH WKH SDUNLQJ EUDNH


 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 5HPRYH WKH UHDU ZKHHOV 5HIHU WR 6HFWLRQ ( 7LUHV
DQG :KHHOV
 5HPRYH WKH FDOLSHU DQG URWRU DVVHPEOLHV 5HIHU WR
6HFWLRQ ( 5HDU 'LVF %UDNHV
 'LVFRQQHFW WKH SDUNLQJ EUDNH FDEOH IURP WKH
EDFNSODWH RSHUDWLQJ OHYHU RQ HDFK VLGH RI WKH
YHKLFOH
 ,QVSHFW DQG UHSODFH DQ\ SDUWV RI GRXEWIXO VWUHQJWK RU
TXDOLW\ EHFDXVH RI GLVFRORUDWLRQ IURP KHDW RU VWUHVV
 8VLQJ D YHUQLHU FDOLSHU DGMXVW WKH VKRH DVVHPEO\ WR
WR PP WR LQFKHV E\ WXUQLQJ
WKH DGMXVWHU QXW FORFNZLVH WR LQFUHDVH WKH GLDPHWHU

&*

 ,QVWDOO WKH FDOLSHU DQG URWRU DVVHPEOLHV 5HIHU WR


6HFWLRQ ( 5HDU 'LVF %UDNHV
 ,QVWDOO WKH UHDU ZKHHOV 5HIHU WR 6HFWLRQ ( 7LUHV
DQG :KHHOV
 ,QVWDOO WKH SDUNLQJ EUDNH FDEOH WR WKH EDFNSODWH OHYHU
RQ HDFK VLGH RI WKH YHKLFOH
 ,Q WKH YHKLFOH FDELQ SXOO RQ WKH SDUNLQJ EUDNH KDQGOH
DQG VWRS DIWHU KHDULQJ WZR FOLFNV
 7XUQ WKH UHDU ZKHHO E\ KDQG XQWLO WKH ZKHHO EHJLQV
WR GUDJ
 5HOHDVH WKH SDUNLQJ EUDNH
 7XUQ WKH UHDU ZKHHO E\ KDQG WR FKHFN GUDJ DQG
UHDGMXVW WKH FDEOH LI QHFHVVDU\
 5HSHDW WKH SURFHVV IRU WKH RWKHU UHDU ZKHHO DQG
ORZHU WKH YHKLFOH
&*

'$(:22 9 %/

3$5.,1* %5$.( *  

3$5.,1* %5$.( /(9(5


5HPRYDO 3URFHGXUH
 5HOHDVH WKH SDUNLQJ EUDNH
 5HPRYH WKH SDUNLQJ EUDNHJHDUVKLIW FRQVROH KRRG
5HIHU WR 6HFWLRQ * ,QWHULRU 7ULP
 ,I QHFHVVDU\ UHPRYH WKH VFUHZV DQG ZDVKHUV
VHFXULQJ WKH NH\OHVV HQWU\ UHFHLYHU WR WKH XQGHUERG\
EUDFNHW

&*

 0HDVXUH WKH WKUHDG OHQJWK IURP WKH HQG RI WKH SXOO URG
WR WKH KH[ QXW

&*

 /RRVHQ WKH SDUNLQJ EUDNH DGMXVWPHQW QXW IURP WKH


H\H EROW SXOO URG RI WKH SDUNLQJ EUDNH OHYHU DVVHPEO\
 5HPRYH WKH SDUNLQJ EUDNH FDEOH HQGV IURP WKH
HTXDOL]HU

%*

'$(:22 9 %/

*   3$5.,1* %5$.(
 5HPRYH WKH EROWV DQG ZDVKHUV ZKLFK VHFXUH WKH
FRPSOHWH SDUNLQJ EUDNH OHYHU DVVHPEO\ WR WKH
XQGHUERG\

&*

1RWLFH 7KH SDUNLQJ EUDNH VZLWFK VKRXOG EH UHSODFHG LI


WKH %5$.( ZDUQLQJ OLJKW LQ WKH LQVWUXPHQW SDQHO FOXVWHU
GLG QRW JORZ ZKHQ WKH SDUNLQJ EUDNH ZDV DSSOLHG ZLWK
WKH LJQLWLRQ VZLWFK 21
 ,I QHFHVVDU\ UHPRYH WKH SDUNLQJ EUDNH VZLWFK
DWWDFKHG WR WKH SDUNLQJ EUDNH OHYHU DVVHPEO\ E\ D
VPDOO VFUHZ DQG UHPRYH WKH VZLWFK

&*

,QVWDOODWLRQ 3URFHGXUH
1RWLFH ,I WKH SDUNLQJ EUDNH OHYHU LV EHQW RU GDPDJHG
UHSODFH WKH FRPSOHWH SDUNLQJ EUDNH OHYHU DVVHPEO\
 ,I QHFHVVDU\ IDVWHQ WKH SDUNLQJ EUDNH VZLWFK WR WKH
SDUNLQJ EUDNH OHYHU DVVHPEO\ ZLWK WKH VFUHZ

7LJKWHQ
7LJKWHQ WKH SDUNLQJ EUDNH VZLWFK WR SDUNLQJ EUDNH
OHYHU VFUHZ WR 1:P OE:LQ 

&*

'$(:22 9 %/

3$5.,1* %5$.( *  
 ,QVWDOO WKH SDUNLQJ EUDNH OHYHU EROWV DQG IDVWHQ WKH
SDUNLQJ EUDNH OHYHU DVVHPEO\ WR WKH YHKLFOH
XQGHUERG\

7LJKWHQ
7LJKWHQ WKH SDUNLQJ EUDNH OHYHU DVVHPEO\ WR YHKLFOH
XQGHUERG\ EROWV WR  1:P  OE:IW 

&*

 &RQQHFW WKH SDUNLQJ EUDNH FDEOH HQGV WR WKH


HTXDOL]HU
 &KHFN WKH SDUNLQJ EUDNH DGMXVWPHQW E\ UHIHUULQJ WR
WKH RULJLQDO UHPRYDO DGMXVWPHQW QXW PHDVXUHPHQW
WDNHQ LQ WKH UHPRYDO SURFHGXUH 5HIHU WR 3DUNLQJ
%UDNH $GMXVWPHQW LQ WKLV VHFWLRQ

%*

 ,I QHFHVVDU\ LQVWDOO WKH VFUHZV DQG ZDVKHUV VHFXULQJ


WKH NH\OHVV HQWU\ UHFHLYHU WR WKH XQGHUERG\ EUDFNHW

7LJKWHQ
7LJKWHQ WKH VFUHZV RI WKH NH\OHVV HQWU\ UHFHLYHU WR
1:P OE:LQ 
 ,QVWDOO WKH SDUNLQJ EUDNHJHDUVKLIW FRQVROH KRRG
5HIHU WR 6HFWLRQ * ,QWHULRU 7ULP

&*

'$(:22 9 %/

*   3$5.,1* %5$.(

3$5.,1* %5$.( &$%/(


5HPRYDO 3URFHGXUH
 5HPRYH WKH SDUNLQJ EUDNHJHDUVKLIW FRQVROH KRRG
5HIHU WR 6HFWLRQ * ,QWHULRU 7ULP
 ,I QHFHVVDU\ UHPRYH WKH VFUHZV DQG ZDVKHUV WKDW
VHFXUH WKH NH\OHVV HQWU\ UHFHLYHU WR WKH ERG\ EUDFNHW

&*

 /RRVHQ WKH SDUNLQJ EUDNH DGMXVWPHQW QXW IURP WKH


H\HEROW SXOO URG RI WKH SDUNLQJ EUDNH OHYHU DVVHPEO\
 5HPRYH WKH SDUNLQJ EUDNH FDEOH HQGV IURP WKH
HTXDOL]HU DQG UHPRYH WKH HTXDOL]HU

%*

 5HPRYH WKH QXWV WKDW VHFXUH WKH SDUNLQJ EUDNH FDEOH


WR WKH FRQVROH XQGHUERG\ PRXQWLQJ EUDFNHW
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 5HPRYH WKH UHDU ZKHHOV 5HIHU WR 6HFWLRQ ( 7LUHV
DQG :KHHOV

&*

'$(:22 9 %/

3$5.,1* %5$.( *  
 8QIDVWHQ WKH SDUNLQJ EUDNH FDEOH IURP WKH OHYHU DW WKH
UHDU RI WKH EDFNLQJ SODWH
 5HPRYH WKH FOLS WKDW KROGV WKH FDEOH LQWR WKH
SURWUXGLQJ KROH RQ WKH UHDU NQXFNOH DVVHPEO\

&*

 5HPRYH WKH EROW VHFXULQJ WKH SDUNLQJ EUDNH FDEOH WR


D KROGLQJ EUDFNHW DWWDFKHG WR WKH WUDLOLQJ OLQN
EUDFNHWV RQ ERWK WKH GULYHU DQG SDVVHQJHU VLGHV RI
WKH YHKLFOH

&*

 5HPRYH WKH QXW WKDW VHFXUHV WKH SDUNLQJ EUDNH


FDEOH WR WKH EUDFNHW QHDU WKH IXHO WDQN VWUDS
SDVVHQJHU DQG GULYHU VLGH 

&*

'$(:22 9 %/

*   3$5.,1* %5$.(
 5HPRYH WKH IURQW PXIIOHU KHDW VKLHOG QXWV DQG OHW
WKH VKLHOG UHVW RQ WKH IURQW PXIIOHU
 3XOO RXW HDFK SDUNLQJ EUDNH FDEOH DQG UXEEHU
JURPPHW IURP LWV XQGHUERG\ DFFHVV WR WKH SDUNLQJ
EUDNHJHDUVKLIW FRQVROH

&*

,QVWDOODWLRQ 3URFHGXUH
 5RXWH WKH SDUNLQJ EUDNH FDEOH WR WKH SURWUXGLQJ KROH
RQ WKH UHDU NQXFNOH DVVHPEO\
 )DVWHQ WKH SDUNLQJ EUDNH FDEOH WR WKH OHYHU DW WKH UHDU
RI WKH GLVF EUDNH EDFNLQJ SODWH
 ,QVWDOO WKH FOLS WKDW VHFXUHV WKH SDUNLQJ EUDNH FDEOH WR
WKH SURWUXGLQJ KROH RQ WKH UHDU NQXFNOH DVVHPEO\

&*

 ,QVWDOO WKH EROW VHFXULQJ WKH SDUNLQJ EUDNH FDEOH WR D


KROGLQJ EUDFNHW DWWDFKHG WR WKH WUDLOLQJ OLQN EUDFNHW RQ
ERWK WKH GULYHU DQG SDVVHQJHU VLGHV RI WKH YHKLFOH

7LJKWHQ
7LJKWHQ WKH SDUNLQJ EUDNH FDEOH EUDFNHW WR WUDLOLQJ OLQN
EUDFNHW QXWV WR 1:P OE:IW 

&*

'$(:22 9 %/

3$5.,1* %5$.( *  
 ,QVWDOO WKH QXW WKDW VHFXUHV WKH SDUNLQJ EUDNH FDEOH
WR WKH EUDFNHW QHDU WKH IXHO WDQN VWUDS SDVVHQJHU
DQG GULYHU VLGH 

7LJKWHQ
7LJKWHQ WKH SDUNLQJ EUDNH FDEOH QXW WR 1:P
OE:LQ 

&*

 5RXWH WKH SDUNLQJ EUDNH FDEOHV WKURXJK WKH DFFHVV


KROHV WR WKH SDUNLQJ EUDNHJHDUVKLIW FRQVROH
 ,QVWDOO WKH UXEEHU JURPPHW IRU HDFK FDEOH
 ,QVWDOO WKH IURQW PXIIOHU KHDW VKLHOG

7LJKWHQ
7LJKWHQ WKH IURQW PXIIOHU KHDW VKLHOG QXWV WR 1:P
OE:LQ 

&*

 5RXWH WKH SDUNLQJ EUDNH FDEOH WKURXJK WKH FRQVROH


WR XQGHUERG\ PRXQWLQJ EUDFNHW DQG VHFXUH WKH
EUDFNHW ZLWK WKH QXWV

7LJKWHQ
7LJKWHQ WKH SDUNLQJ EUDNH FDEOH FRQVROH PRXQWLQJ
EUDFNHW QXWV WR 1:P OE:IW 
 ,QVWDOO WKH UHDU ZKHHOV 5HIHU WR 6HFWLRQ ( 7LUHV
DQG :KHHOV
 /RZHU WKH YHKLFOH

&*

'$(:22 9 %/

*   3$5.,1* %5$.(
 $WWDFK WKH SDUNLQJ EUDNH FDEOH HQGV WR WKH
HTXDOL]HU

%*

 ,QVWDOO WKH SDUNLQJ EUDNHJHDUVKLIW FRQVROH KRRG


5HIHU WR 6HFWLRQ * ,QWHULRU 7ULP
 $GMXVW WKH SDUNLQJ EUDNH 5HIHU WR 3DUNLQJ %UDNH
$GMXVWPHQW LQ WKLV VHFWLRQ
 ,QVWDOO WKH VFUHZV DQG ZDVKHUV VHFXULQJ WKH NH\OHVV
HQWU\ UHFHLYHU WR WKH XQGHUERG\ EUDFNHW

7LJKWHQ
7LJKWHQ WKH NH\OHVV HQWU\ UHFHLYHU VFUHZV WR 1:P
OE:LQ 

&*

3$5.,1* %5$.( +$1'/(


5HPRYDO 3URFHGXUH
 5HPRYH WKH SDUNLQJ EUDNHJHDUVKLIW FRQVROH KRRG
5HIHU WR 6HFWLRQ * ,QWHULRU 7ULP
 6OLS WKH SDUNLQJ EUDNH KDQGOH RII RI WKH SDUNLQJ EUDNH
OHYHU

&*

'$(:22 9 %/

3$5.,1* %5$.( *  
,QVWDOODWLRQ 3URFHGXUH
 3XVK WKH SDUNLQJ EUDNH KDQGOH DV IDU DV LW ZLOO JR RQ
WKH SDUNLQJ EUDNH OHYHU
 ,QVWDOO WKH SDUNLQJ EUDNHJHDUVKLIW FRQVROH KRRG
5HIHU WR 6HFWLRQ * ,QWHULRU 7ULP

&*

'$(:22 9 %/

*   3$5.,1* %5$.(

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
3$5.,1* %5$.(

7KLV EUDNLQJ V\VWHP XVHV D %5$.( ZDUQLQJ OLJKW


ORFDWHG LQ WKH LQVWUXPHQW SDQHO FOXVWHU :KHQ WKH
LJQLWLRQ VZLWFK LV LQ WKH 67$57 SRVLWLRQ WKH %5$.(

ZDUQLQJ OLJKW VKRXOG JORZ DQG JR 2)) ZKHQ WKH WKH


LJQLWLRQ VZLWFK UHWXUQV WR WKH 581 SRVLWLRQ :KHQHYHU
WKH SDUNLQJ EUDNH LV DSSOLHG DQG WKH LJQLWLRQ VZLWFK LV
21 WKH %5$.( ZDUQLQJ OLJKW VKRXOG JORZ
:KHQ WKH EUDNH LV ILUPO\ DSSOLHG WKH SDUNLQJ EUDNH
VKRXOG KROG WKH YHKLFOH ZLWK DPSOH SHGDO WUDYHO
UHPDLQLQJ &KHFN IRU IUD\HG FDEOHV UXVW HWF RU DQ\
FRQGLWLRQ WKDW PDQ\ LQKLELW SUHVHQW RU IXWXUH IUHH
PRYHPHQW RI WKH SDUNLQJ EUDNH OHYHU DVVHPEO\

'$(:22 9 %/

75$160,66,2175$16$;/(
&217(176
6(&7,21 $

=)  +3  $8720$7,& 75$16$;/(

6(&7,21 $

$,6,1 /( $8720$7,& 75$16$;/(

6(&7,21 %

),9(63((' 0$18$/ 75$16$;/(

6(&7,21 &

&/87&+

6(&7,21 $
&$87,21 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH EHIRUH UHPRYLQJ RU LQVWDOOLQJ DQ\ HOHFWULFDO XQLW RU ZKHQ D
WRRO RU HTXLSPHQW FRXOG HDVLO\ FRPH LQ FRQWDFW ZLWK H[SRVHG HOHFWULFDO WHUPLQDOV 'LVFRQQHFWLQJ WKLV FDEOH
ZLOO KHOS SUHYHQW SHUVRQDO LQMXU\ DQG GDPDJH WR WKH YHKLFOH 7KH LJQLWLRQ PXVW DOVR EH LQ /2&. XQOHVV
RWKHUZLVH QRWHG

=)  +3  $8720$7,& 75$16$;/(
7$%/( 2) &217(176
6SHFLILFDWLRQV                            
7UDQVD[OH 6SHFLILFDWLRQV                   
/LQH 3UHVVXUH                            
)OXLG /HYHO 6HW $IWHU 6HUYLFH               
5DQJH 5HIHUHQFH &KDUW                   
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV          
6SHFLDO 7RROV                             
6SHFLDO 7RROV 7DEOH                       

$
$
$
$
$
$
$
$

6FKHPDWLF DQG 5RXWLQJ 'LDJUDPV          $


3RVLWLRQ 3  3DUN                         $
3RVLWLRQ 5  5HYHUVH ,GOLQJ               $
3RVLWLRQ 1  1HXWUDO                      $
3RVLWLRQ '  )LUVW *HDU ,GOLQJ              $
3RVLWLRQ '  )LUVW *HDU )XOO\ $FFHOHUDWHG    $
3RVLWLRQ '  )LUVW *HDU .LFNGRZQ          $
3RVLWLRQ '  6HFRQG *HDU ,GOLQJ           $
3RVLWLRQ '  6HFRQG *HDU )XOO\ $FFHOHUDWHG $
3RVLWLRQ '  6HFRQG *HDU .LFNGRZQ       $
3RVLWLRQ '  7KLUG *HDU ,GOLQJ             $
3RVLWLRQ '  7KLUG *HDU )XOO\ $FFHOHUDWHG   $
3RVLWLRQ '  7KLUG *HDU .LFNGRZQ          $
3RVLWLRQ '  )RXUWK *HDU ,GOLQJ            $
3RVLWLRQ '  )RXUWK *HDU
)XOO\ $FFHOHUDWHG                       $
3RVLWLRQ '  )RXUWK *HDU .LFNGRZQ        $
3RVLWLRQ   7KLUG *HDU ,GOLQJ              $
3RVLWLRQ   7KLUG *HDU )XOO\ $FFHOHUDWHG   $
3RVLWLRQ   7KLUG *HDU .LFNGRZQ          $
3RVLWLRQ   7KLUG *HDU ,GOLQJ              $
3RVLWLRQ   6HFRQG *HDU
)XOO\ $FFHOHUDWHG                       $
3RVLWLRQ   7KLUG *HDU ,GOLQJ              $
3RVLWLRQ   6HFRQG *HDU ,GOLQJ            $
3RVLWLRQ   )LUVW *HDU )XOO\ $FFHOHUDWHG    $
&RPSRQHQW /RFDWRU                       $
=)  +3  $XWRPDWLF 7UDQVD[OH           $
'LDJQRVLV                                $
6\PSWRP 'LDJQRVLV                        $
'$(:22 9 %/

3UHOLPLQDU\ &KHFNV                      
3RVLWLRQ 3  3DUN 3RVLWLRQ 'RHV 1RW
(QJDJH RU 6OLSV                       
3RVLWLRQ 3  (QJLQH 'RHV 1RW 6WDUW        
3RVLWLRQ 3  1R 6KLIW WR 5HYHUVH           
3RVLWLRQ 3  6KLIW 2FFXUV :LWKRXW
(QJDJLQJ %UDNH 3HGDO                 
3RVLWLRQ 5  1R 5HYHUVH                 
3RVLWLRQ 5  6OLSSLQJ RU 9LEUDWLRQ
:KHQ 0RYLQJ 2II                      
3RVLWLRQ 5  +DUG (QJDJLQJ -HUN RU
'RXEOH -HUN                          
3RVLWLRQ 5  5HYHUVLQJ /DPS 'RHV
1RW &RPH 2Q                         
3RVLWLRQ 1  (QJLQH 'RHV 1RW 6WDUW        
3RVLWLRQ 1  9HKLFOH 0RYHV RU
&UHHSV )RUZDUG                       
3RVLWLRQ '  1R 3RZHU                   
3RVLWLRQ '  1R 6KLIW )URP (LWKHU )LUVW WR
6HFRQG RU 6HFRQG WR )LUVW              
3RVLWLRQ '  1R 6KLIW )URP )LUVW WR
6HFRQG 2QO\                          
3RVLWLRQ '  1R 6KLIW )URP (LWKHU 6HFRQG
WR 7KLUG RU 7KLUG WR 6HFRQG             
3RVLWLRQ '  1R 6KLIW )URP 6HFRQG WR
7KLUG 2QO\                            
3RVLWLRQ '  1R 6KLIW )URP (LWKHU
7KLUG WR )RXUWK RU )RXUWK WR 7KLUG        
3RVLWLRQ '  1R 6KLIW )URP 7KLUG WR
)RXUWK 2QO\                           
3RVLWLRQ '  9HKLFOH 0RYHV 2II LQ 6HFRQG  
3RVLWLRQ '  9HKLFOH 0RYHV 2II LQ 7KLUG    
3RVLWLRQ '  9HKLFOH 6KLIWV )URP )LUVW
WR 7KLUG                              
3RVLWLRQ '  9HKLFOH 6KLIWV )URP )LUVW
WR )RXUWK                             
3RVLWLRQ '  =HUR /RDG 6KLIW 1RW 2.       
3RVLWLRQ '  )XOO /RDG 6KLIW 3RLQWV 1RW 2.  
3RVLWLRQ '  1R .LFNGRZQ 6KLIW )URP
6HFRQG WR )LUVW                        

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

$   =)  +3  $8720$7,& 75$16$;/(


3RVLWLRQ '  1R .LFNGRZQ 6KLIW )URP
7KLUG WR 6HFRQG                       
3RVLWLRQ '  1R .LFNGRZQ 6KLIW )URP
)RXUWK WR 7KLUG                        
3RVLWLRQ '  =HUR /RDG 6KLIWV 7RR +DUG    
3RVLWLRQ '  )XOO /RDG DQG .LFNGRZQ
6KLIW 7DNHV 7RR /RQJ                   
3RVLWLRQ '  )XOO /RDG DQG .LFNGRZQ
6KLIW ,V 7RR +DUG                      
3RVLWLRQ '  (QJLQH 6SHHG 7RR +LJK
:KHQ 6KLIWLQJ )URP 7KLUG WR )RXUWK      
3RVLWLRQ '  (QJLQH 6SHHG 7RR +LJK
:KHQ 6KLIWLQJ )URP )RXUWK WR 7KLUG      
3RVLWLRQ   0DQXDO 'RZQVKLIW 1RW 2.     
3RVLWLRQ   1R (QJLQH %UDNLQJ $FWLRQ     
3RVLWLRQ   0DQXDO 'RZQVKLIW )URP
6HFRQG WR )LUVW 1RW 2.                
3RVLWLRQ   1R (QJLQH %UDNLQJ $FWLRQ     
$FFHOHUDWRU &DEOH -DPV                  

$
$
$
$
$
$
$
$
$
$
$
$

6OLSSLQJ RU 9LEUDWLRQ :KHQ 0RYLQJ 2II      $


+DUG (QJDJLQJ -HUN )URP 1HXWUDO WR 'ULYH   $
1RLV\ 2SHUDWLRQ DQG 6OXJJLVK
(QJDJHPHQW $IWHU /RQJ 7ULS             $
1R 3RVLWLYH (QJDJHPHQW )RUZDUG RU
5HYHUVH /RXG 1RLVHV                  $
1RLVHV LQ $OO 3RVLWLRQV                    $
,QWDNH 1RLVHV )URP )OXLG 3XPS            $
1RLVHV 9DU\ $FFRUGLQJ WR 6SHHG            $
/HDN 'LDJQRVLV                           $
/LQH 3UHVVXUH &KHFN 3URFHGXUH            $
/RFDWLQJ )OXLG /HDNV                      $
)OXLG 'ULSV 2XW RI &RQYHUWHU %HOO +RXVLQJ    $
/HDN %HWZHHQ 7UDQVD[OH +RXVLQJ DQG
&RQYHUWHU %HOO +RXVLQJ                  $
/HDN %HWZHHQ 7UDQVD[OH +RXVLQJ DQG
)OXLG 3DQ                              $
/HDN %HWZHHQ 7UDQVD[OH +RXVLQJ DQG
6LGH &RYHU                            $
/HDN DW )OXLG &RROHU                      $
/HDN DW &RYHU RI %UDNH &O                 $
/HDN DW %UDNH %DQG &O $GMXVWLQJ %ROW       $
/HDN DW 5HWDLQLQJ %ROWV IRU 6LGH 6KDIW
%HDULQJ 5LQJ                           $
/HDN DW $FFHOHUDWRU &DEOH &RQQHFWRU       $
/HDN DW 'LIIHUHQWLDO                       $
/HDN DW 'LIIHUHQWLDO ([WHQVLRQ              $
/HDN DW 6SHHGRPHWHU 'ULYH                $
/HDN DW %UHDWKHU                         $
/HDN DW 6HOHFWRU 6KDIW                    $
0DLQWHQDQFH DQG 5HSDLU                   $
2Q9HKLFOH 6HUYLFH                         $
7UDQVD[OH )OXLG /HYHO &KHFNLQJ 3URFHGXUH   $
&KDQJLQJ )OXLG                           $

)OXLG )LOWHU DQG 6HDO                      $


&DVH 3RURVLW\ 5HSDLU                     $
)OXLG &RROHU )OXVKLQJ                     $
6KLIW &RQWURO /HYHU                        $
6KLIW &RQWURO &DEOH                       $
&RQWURO &DEOH $GMXVWPHQW                 $
7KURWWOH 9DOYH &DEOH                      $
$GMXFW 7KURWWOH 9DOYH &DEOH                $
7KURWWOH 9DOYH &DEOH &DP                 $
1HXWUDO 6WDUW 6ZLWFK                      $
%UDNH 7UDQVD[OH 6KLIW ,QWHUORFN             $
)OXLG )LOOHU 7XEH                          $
6SHHG 6HQVRU                           $
3DQ DQG *DVNHW                          $
&DVH 6LGH &RYHU 3DQ DQG *DVNHW          $
&DVH ([WHQVLRQ +RXVLQJ                  $
'ULYH $[OH )OXLG 6HDOV                     $
)OXLG &RROHU 3LSHV DQG +RVHV              $
7UDQVD[OH /HIW 0RXQW                     $
7UDQVD[OH /HIW %UDFNHW                    $
7UDQVD[OH &HQWHU %UDFNHW                  $
7UDQVD[OH $VVHPEO\                      $
8QLW 5HSDLU                                $
7UDQVD[OH &HQWHU 0RXQW                   $
0DMRU &RPSRQHQW 'LVDVVHPEO\            $
%UDNH &O                               $
,QWHUPHGLDWH 3ODWH :LWK %UDNH &
DQG 3XPS                            $
&OXWFK % :LWK )UHHZKHHO 6HFRQG *HDU     $
&OXWFK $                               $
&OXWFK (                               $
2XWSXW 6KDIW DQG )UHHZKHHO )LUVW *HDU     $
6LGH 6KDIW DQG *RYHUQRU                 $
+RXVLQJ                                $
'LIIHUHQWLDO                              $
6PDOO 6SXU *HDU                        $
3DUN 6\VWHP &RPSRQHQWV                $
9DOYH %RG\                             $
&OXWFK $ DQG %UDNH ' +RXVLQJ            $
/RZHU 9DOYH +RXVLQJ                    $
9DOYH +RXVLQJ                          $
0DMRU &RPSRQHQW $VVHPEO\              $
*HQHUDO 'HVFULSWLRQ DQG 6\VWHP
2SHUDWLRQ                             $
=)  +3  $XWRPDWLF 7UDQVD[OH          $
7RUTXH &RQYHUWHU                        $
)OXLG 3XPS                             $
3ODQHWDU\ *HDUV                         $
&RQWURO (OHPHQWV                        $
3RZHU )ORZ                             $

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


3DUNLQJ %UDNH                           $
+\GUDXOLF &RQWURO 6\VWHP                 $

'$(:22 9 %/

&HQWULIXJDO *RYHUQRU                     $

$   =)  +3  $8720$7,& 75$16$;/(

63(&,),&$7,216
75$16$;/( 63(&,),&$7,216
7UDQVD[OH &DSDFLW\
,QSXW 7RUTXH

 1:P  OEIW

0D[LPXP 7RUTXH 0XOWLSOLFDWLRQ RI WKH 'LIIHUHQW 7RUTXH


&RQYHUWHUV



7RUTXH &RQYHUWHU 'LDPHWHU

 PP  LQ


5DWLRV

)LUVW *HDU



6HFRQG *HDU



7KLUG *HDU0D[LPXP



)RXUWK *HDU



5HYHUVH


0HDVXUHPHQWV

:HLJKW RI 7UDQVD[OH

 NJ  OE

:HLJKW RI 7RUTXH &RQYHUWHU

 NJ  OE

)OXLG &DSDFLW\

/  TWV

$XWRPDWLF 7UDQVD[OH )OXLG

'H[URQ9,,' ,,, RU 0HUFRQ9 0

/,1( 35(6685(
,GOH
6WDOO

DW 3 1 2    UDQJH

 a  NJFP)  a  SVL

DW 5 UDQJH

 a  NJFP)  a  SVL

DW ' UDQJH

 a  NJFP)  a  SVL

DW 5 UDQJH

 a  NJFP)  a  SVL

)/8,' /(9(/ 6(7 $)7(5 6(59,&(


5HSDLU
%RWWRP 3DQ 5HPRYDO,QVWDOODWLRQ5HSODFHPHQW
1HZ &RQYHUWHU ,QVWDOODWLRQ
&RPSOHWH 2YHUKDXO

$PRXQW RI )OXLG WR $GG $IWHU 5HSDLU


/  TWV
/  TWV
/  TWV

,PSRUWDQW 0DNH VXUH WR PDLQWDLQ WKH SURSHU IOXLG OHYHO LQ WKH WUDQVD[OH $IWHU HDFK UHSDLU RU VHUYLFH SURFHGXUH DGG
WKH DPRXQW RI IOXLG VSHFLILHG DQG WKHQ FKHFN WR FRQILUP WKDW WKH WUDQVD[OH FRQWDLQV WKH DSSURSULDWH IOXLG OHYHO 6HH
7UDQVD[OH )OXLG /HYHO &KHFNLQJ 3URFHGXUH LQ WKLV VHFWLRQ

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  

5$1*( 5()(5(1&( &+$57


3

$SSOLFDWLRQ

&OXWFK

%UDNH

3DUNLQJ 5HYHUVH 1HXWUDO

'
VW

QG

UG

)RUZDUG
&OXWFK

QG &OXWFK

'LUHFW
&OXWFK

&

QG %UDNH

&

QGWK
%UDNH

'

/R5HYHUVH
%UDNH

)UHH
:KHHO


WK

VW

QG

UG

VW

QG

VW

L
L

L
L

1R 

L
L

1R 

)$67(1(5 7,*+7(1,1* 63(&,),&$7,216


$SSOLFDWLRQ

1:P

/E)W

/E,Q

%DQG &O $GMXVWLQJ %ROW







%DQG &O /RFNLQJ 1XW







%HOO +RXVLQJ %ROWV







%HOO +RXVLQJWR(QJLQH /RZHU %ROWV







%HOO +RXVLQJWR(QJLQH 8SSHU %ROWV







&DVH ([WHQVLRQ +RXVLQJ $WWDFKPHQW %ROWV







&OXWFK $ DQG %UDNH ' +RXVLQJ $WWDFKPHQW %ROWV





&RROHU 3LSHWR5DGLDWRU )DVWHQHU %ROW







&RROHU 3LSHWR5DGLDWRU 1XWV







&RROHU 3LSHWR7UDQVD[OH &DVH %ROWV







&RROHU 3LSHWR7UDQVD[OH &DVH )DVWHQHU %ROW







&RRODQW 6XUJH 7DQN 0RXQWLQJ %ROWV







&RXQWHUZHLJKW %ROW







'LIIHUHQWLDO $GMXVWPHQW 7RRO





)OXLG )LOWHU +RXVLQJ &RYHU $WWDFKLQJ %ROWV





)OXLG 3DQ &RQQHFWLQJ %ROWV







)OXLG 3DQ 'UDLQ 3OXJ







*RYHUQRU +RXVLQJ %ROWV







*URRYHG 1XW







,QWHUPHGLDWH 3ODWHWR+RXVLQJ %ROWV







,QWHUPHGLDWH 3ODWHWR3XPS $VVHPEO\ &RQQHFWLQJ %ROWV







/DUJH 6SXU *HDU 6HFXULQJ %ROW







'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV &RQWG
$SSOLFDWLRQ

1:P

/E)W

/E,Q

/RZHU &RYHU $WWDFKPHQW %ROWV





/RZHU )OXLG )LOOHU 7XEH $WWDFKPHQW 1XW







/RZHU 9DOYH +RXVLQJ $WWDFKPHQW %ROWV





/RZHU 9DOYH +RXVLQJ ([WHULRU &RYHU %ROWV





/RZHU 9DOYH +RXVLQJ ,QWHULRU &RYHU %ROWV





1HXWUDO 6WDUW 6ZLWFK &RQQHFWLQJ 1XW







6KLIW &RQWURO &DEOH $WWDFKPHQW 1XW





6KLIW &RQWURO &DEOH $GMXVWHU 3LQFK %ROW 1XW





6KLIW &RQWURO &DEOH 0RXQWLQJ %UDFNHW 1XWV





6KLIW ,QWHUORFN 6ROHQRLG %ROWV





6KXWWOH 9DOYH &RYHU $WWDFKPHQW %ROWV





6LGH &RYHU 3DQ &RQQHFWLQJ %ROWV







6LGH 6KDIW 2XWHU 5LQJ 6HFXULQJ %ROWV







6PDOO 6SXU *HDU 6HFXULQJ %ROW )LUVW 7RUTXH







6PDOO 6SXU *HDU 6HFXULQJ %ROW 6HFRQG 7RUTXH







6SULQJ 3ODWH 'HWHQW 6FUHZV







7KURWWOH 9DOYH &DEOH &DP 'HWHQW 6FUHZ







7RUTXH &RQYHUWHUWR)O\ZKHHO %ROWV







7UDQVD[OH &HQWHU %UDFNHWWR(QJLQH %ROW







7UDQVD[OH &HQWHU %UDFNHWWR7UDQVD[OH %ROWV







7UDQVD[OH &HQWHU 0RXQWWR&HQWHU 0HPEHU %ROWV







7UDQVD[OH /HIW %UDFNHW &RQQHFWLQJ %ROWV







7UDQVD[OH /HIW 0RXQWWR%RG\ &RQQHFWLQJ %ROWV







7UDQVD[OH /HIW 0RXQWWR7UDQVD[OH /HIW %UDFNHW


&RQQHFWLQJ %ROW







8SSHU )OXLG )LOOHU 7XEH $WWDFKPHQW %ROW







9DOYH %RG\ %ROWV





9DOYH +RXVLQJ &RQWURO 9DOYH 6LGH &RYHU $WWDFKPHQW


%ROWV





9DOYH +RXVLQJ 'DPSHU 9DOYH 6LGH &RYHU $WWDFKPHQW


%ROWV





'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  

63(&,$/ 722/6
63(&,$/ 722/6 7$%/(

.$ .$
'LIIHUHQWLDO
$GMXVWPHQW 7RRO

-%
(QJLQH 6XSSRUW )L[WXUH

$%

%$

-
5LQJ 3XOOHU

%$

.$ .$
%HDULQJ 5DFH ,QVWDOOHU

%$

.$ .$
%ROW 5HPRYHU

%$

.$ .$
*URRYHG 1XW 6RFNHW

%$

.$ .$
%HDULQJ 5HPRYHU

%$

'$(:22 9 %/

.$ .$
6HDO 5LQJ 3XQFK

%$

$   =)  +3  $8720$7,& 75$16$;/(

63(&,$/ 722/6 7$%/( &RQWG

.$ .$
%HDULQJ 5HPRYHU

%$

.$ .$
6HDO 5LQJ ,QVWDOOHU

%$

.$ .$
6HFXULQJ 'HYLFH

%$

.$ .$
%HDULQJ ,QVWDOOHU

%$

.$ .$
$[LDO &OHDUDQFH
0HDVXUHPHQW 7RRO

.$ .$
6LGH 6KDIW 5HWDLQHU

%$

%$

.$ .$
%HDULQJ 5LQJ
5HPRYHU,QVWDOOHU

%$

.$ .$
6SXU *HDU &OHDUDQFH
0HDVXUHPHQW 7RRO

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  

63(&,$/ 722/6 7$%/( &RQWG

.$
.$
%HDULQJ 5HPRYHU

%$

%$

.$ .$
&RPSUHVVLRQ $GDSWHU

%$

'$(:22 9 %/

.$ .$
&RPSUHVVLRQ $GDSWHU

$   =)  +3  $8720$7,& 75$16$;/(

326,7,21 3  3$5.

6&+(0$7,& $1' 5287,1* ',$*5$06

%$

'$(:22 9 %/

326,7,21 5  5(9(56( ,'/,1*

=)  +3  $8720$7,& 75$16$;/( $  

%$

'$(:22 9 %/

326,7,21 1  1(875$/

$   =)  +3  $8720$7,& 75$16$;/(

%$

'$(:22 9 %/

326,7,21 '  ),567 *($5 ,'/,1*

=)  +3  $8720$7,& 75$16$;/( $  

%$

'$(:22 9 %/

326,7,21 '  ),567 *($5 )8//< $&&(/(5$7('

$   =)  +3  $8720$7,& 75$16$;/(

%$

'$(:22 9 %/

326,7,21 '  ),567 *($5 .,&.'2:1

=)  +3  $8720$7,& 75$16$;/( $  

%$

'$(:22 9 %/

326,7,21 '  6(&21' *($5 ,'/,1*

$   =)  +3  $8720$7,& 75$16$;/(

%$

'$(:22 9 %/

326,7,21 '  6(&21' *($5 )8//< $&&(/(5$7('

=)  +3  $8720$7,& 75$16$;/( $  

%$

'$(:22 9 %/

326,7,21 '  6(&21' *($5 .,&.'2:1

$   =)  +3  $8720$7,& 75$16$;/(

%$

'$(:22 9 %/

326,7,21 '  7+,5' *($5 ,'/,1*

=)  +3  $8720$7,& 75$16$;/( $  

%$

'$(:22 9 %/

326,7,21 '  7+,5' *($5 )8//< $&&(/(5$7('

$   =)  +3  $8720$7,& 75$16$;/(

%$

'$(:22 9 %/

326,7,21 '  7+,5' *($5 .,&.'2:1

=)  +3  $8720$7,& 75$16$;/( $  

%$

'$(:22 9 %/

326,7,21 '  )2857+ *($5 ,'/,1*

$   =)  +3  $8720$7,& 75$16$;/(

%$

'$(:22 9 %/

326,7,21 '  )2857+ *($5 )8//< $&&(/(5$7('

=)  +3  $8720$7,& 75$16$;/( $  

%$

'$(:22 9 %/

326,7,21 '  )2857+ *($5 .,&.'2:1

$   =)  +3  $8720$7,& 75$16$;/(

%$

'$(:22 9 %/

326,7,21   7+,5' *($5 ,'/,1*

=)  +3  $8720$7,& 75$16$;/( $  

%$

'$(:22 9 %/

326,7,21   7+,5' *($5 )8//< $&&(/(5$7('

$   =)  +3  $8720$7,& 75$16$;/(

%$

'$(:22 9 %/

326,7,21   7+,5' *($5 .,&.'2:1

=)  +3  $8720$7,& 75$16$;/( $  

%$

'$(:22 9 %/

326,7,21   7+,5' *($5 ,'/,1*

$   =)  +3  $8720$7,& 75$16$;/(

%$

'$(:22 9 %/

326,7,21   6(&21' *($5 )8//< $&&(/(5$7('

=)  +3  $8720$7,& 75$16$;/( $  

%$

'$(:22 9 %/

326,7,21   7+,5' *($5 ,'/,1*

$   =)  +3  $8720$7,& 75$16$;/(

%$

'$(:22 9 %/

326,7,21   6(&21' *($5 ,'/,1*

=)  +3  $8720$7,& 75$16$;/( $  

%$

'$(:22 9 %/

326,7,21   ),567 *($5 )8//< $&&(/(5$7('

$   =)  +3  $8720$7,& 75$16$;/(

%$

&20321(17 /2&$725
'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  

=)  +3  $8720$7,& 75$16$;/(
([WHULRU &RPSRQHQW /RFDWRU

&$







'LIIHUHQWLDO 2XWSXW
6LGH &RYHU
)OXLG 3DQ
1HXWUDO 6WDUW 6ZLWFK
6HOHFWRU /HYHU &RQQHFWLRQ

'$(:22 9 %/






%UHDWKHU 3OXJ
7KURWWOH 9DOYH &DEOH
%UDNH &O
&RROHU 3LSH 2XWOHW

$   =)  +3  $8720$7,& 75$16$;/(


,QWHULRU &RPSRQHQW /RFDWRU

$

%$












7RUTXH &RQYHUWHU
,QWHUPHGLDWH 3XPS%UDNH &
2XWSXW 6KDIW
'LIIHUHQWLDO
&OXWFK %
'ULYH 6KHOO
:HE *HDU
3ODQHWDU\ $VVHPEO\
*RYHUQRU
/DUJH 6SXU *HDU




$







%UDNH ' $VVHPEO\


6PDOO 6SXU *HDU
%OXH 'LDSKUDJP 6SULQJ
3LVWRQ ' 5HG 3LVWRQ
6XQ *HDU
&OXWFK $ $VVHPEO\
3LVWRQ $
&OXWFK % $VVHPEO\
3LVWRQ %
%UDNH & $VVHPEO\

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  

',$*126,6
6<03720 ',$*126,6
35(/,0,1$5< &+(&.6
&KHFNV

$FWLRQ

&KHFN IRU WKH HQJLQH UXQQLQJ DW DQ LQFRUUHFW LGOH


VSHHG

$GMXVW WKH LGOH VSHHG

&KHFN IRU D QRLV\ WUDQVD[OH ZKHQ GULYLQJ RQ FXUY\


URDGV

$GG WUDQVD[OH IOXLG

&KHFN IRU WKH HQJLQH VSLQQLQJ ZLWKRXW SURYLGLQJ SRZHU


IORZ WR WKH WUDQVD[OH

$GG WUDQVD[OH IOXLG

&KHFN IRU IRDP DW WKH IOXLG EUHDWKHU

5HPRYH VRPH WUDQVD[OH IOXLG

&KHFN IRU ODUJH SLHFHV RI PHWDO LQ WKH IOXLG SDQ

5HSODFH WKH WUDQVD[OH

&KHFN IRU DQ LQFRUUHFW SRZHU IORZ LQ IRUZDUG DQG UH


YHUVH

$GMXVW WKH VHOHFWRU OLQNDJH

326,7,21 3  3$5. 326,7,21 '2(6 127 (1*$*( 25 6/,36


&KHFNV
&KHFN IRU DQ LQFRUUHFWO\ DGMXVWHG VHOHFWRU OLQNDJH RU
FDEOH
&KHFN IRU DQ LQFRUUHFW FOHDUDQFH DW WKH VWRS SODWH

$FWLRQ
$GMXVW WKH VHOHFWRU OLQNDJH RU WKH FDEOH
5HSODFH WKH VHOHFWRU OLQNDJH RU WKH FDEOH DV QHHGHG
0HDVXUH DQG DGMXVW WKH VWRS SODWH WR WKH FRUUHFW
FOHDUDQFH

&KHFN IRU LQFRUUHFWO\ LQVWDOOHG SDUN V\VWHP


FRPSRQHQWV

&RUUHFWO\ LQVWDOO WKH SDUN V\VWHP FRPSRQHQWV

&KHFN IRU H[FHVVLYH IULFWLRQ LQ WKH SDUNLQJ LQWHUORFN


PHFKDQLVP

&OHDQ WKH SDUNLQJ LQWHUORFN PHFKDQLVP SDUWV


5HSODFH WKH SDUNLQJ LQWHUORFN PHFKDQLVP SDUWV DV
QHHGHG

&KHFN IRU H[FHVVLYH FOHDUDQFH RQ WKH VSULQJ SODWH

$GMXVW WKH VSULQJ SODWH


5HSODFH WKH VSULQJ SODWH DV QHHGHG

326,7,21 3  (1*,1( '2(6 127 67$57


&KHFNV

$FWLRQ

&KHFN IRU D IDXOW\ VWDUWHU LQWHUORFN VZLWFK

5HSODFH WKH VWDUWHU LQWHUORFN VZLWFK

&KHFN IRU D GHIHFWLYH QHXWUDO VDIHW\ VZLWFK

5HSODFH WKH QHXWUDO VDIHW\ VZLWFK

&KHFN IRU H[FHVVLYH FOHDUDQFH DW WKH VHOHFWRU VKDIW

$GMXVW WKH FOHDUDQFH DW WKH VHOHFWRU VKDIW

326,7,21 3  12 6+,)7 72 5(9(56(


&KHFNV
&KHFN IRU D IDXOW\ EUDNH WUDQVD[OH VKLIW LQWHUORFN
VROHQRLG

'$(:22 9 %/

$FWLRQ
5HSODFH WKH EUDNH WUDQVD[OH VKLIW LQWHUORFN VROHQRLG

$   =)  +3  $8720$7,& 75$16$;/(

326,7,21 3  6+,)7 2&&856 :,7+287 (1*$*,1* %5$.( 3('$/


&KHFNV

$FWLRQ

&KHFN IRU D IDXOW\ EUDNH WUDQVD[OH VKLIW LQWHUORFN


VROHQRLG

5HSODFH WKH EUDNH WUDQVD[OH VKLIW LQWHUORFN VROHQRLG

&KHFN IRU VKRUW LQ WKH FLUFXLW EHWZHHQ WKH EUDNH VZLWFK


DQG WKH EUDNH WUDQVD[OH VKLIW LQWHUORFN VROHQRLG

5HSDLU WKH VKRUW LQ WKH FLUFXLW EHWZHHQ WKH EUDNH


VZLWFK DQG WKH EUDNH WUDQVD[OH VKLIW LQWHUORFN VROHQRLG

326,7,21 5  12 5(9(56(
&KHFNV

$FWLRQ

&KHFN IRU DQ LQFRUUHFWO\ DGMXVWHG VKLIW FRQWURO FDEOH

$GMXVW WKH VKLIW FRQWURO FDEOH


5HSODFH WKH VKLIW FRQWURO FDEOH DV QHHGHG

&KHFN IRU D FORJJHG IOXLG ILOWHU

5HSODFH WKH IOXLG ILOWHU

&KHFN IRU D GDPDJHG FOXWFK %

5HSODFH WKH FOXWFK %


5HSODFH WKH WUDQVD[OH DV QHHGHG

&KHFN IRU D GDPDJHG EUDNH ' ,Q WKLV FDVH WKHUH LV QR


EUDNLQJ DFWLRQ LQ SRVLWLRQ  ILUVW JHDU

5HSODFH WKH EUDNH '


5HSODFH WKH WUDQVD[OH DV QHHGHG

&KHFN IRU D MDPPHG JRYHUQRU

5HSODFH WKH JRYHUQRU FRXSOLQJ

&KHFN IRU D ORFNLQJ YDOYH  DQG D MDPPHG 5HYHUVH

5HSODFH WKH ORFNLQJ YDOYH  LQ WKH ORZHU YDOYH KRXVLQJ


RI WKH YDOYH ERG\
5HSODFH WKH YDOYH ERG\ DV QHHGHG

326,7,21 5  6/,33,1* 25 9,%5$7,21 :+(1 029,1* 2))


&KHFNV
&KHFN IRU D GDPDJHG FOXWFK % RU D GDPDJHG EUDNH '
&KHFN IRU D OHDN LQ WKH IOXLG IHHG RI WKH FOXWFK %

$FWLRQ
5HSODFH WKH FOXWFK % DQGRU WKH EUDNH '
5HSODFH WKH WUDQVD[OH DV QHHGHG
5HSODFH WKH UHFWDQJXODU ULQJV RQ WKH LQWHUPHGLDWH
SODWH
5HSODFH WKH LQWHUPHGLDWH SODWH DQG WKH SXPS
DVVHPEO\ DV QHHGHG
5HSODFH WKH WUDQVD[OH DV QHHGHG

326,7,21 5  +$5' (1*$*,1* -(5. 25 '28%/( -(5.


&KHFNV
&KHFN IRU D IDXOW\ GDPSHU '

$FWLRQ
5HSODFH WKH GDPSHU ' UHVWULFWRU LQ WKH IOXLG FKDQQHO
KRXVLQJ RI WKH YDOYH ERG\
5HSODFH WKH YDOYH ERG\ DV QHHGHG

326,7,21 5  5(9(56,1* /$03 '2(6 127 &20( 21


&KHFNV

$FWLRQ

&KHFN IRU D IDXOW\ IXVH

5HSODFH WKH IXVH

&KHFN IRU D IDXOW\ HOHFWULFDO FLUFXLW

5HSODFH WKH HOHFWULFDO FLUFXLW

&KHFN IRU D IDXOW\ VWDUWHU LQWHUORFN VZLWFK

5HSODFH WKH VWDUWHU LQWHUORFN VZLWFK

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  

326,7,21 1  (1*,1( '2(6 127 67$57


&KHFNV

$FWLRQ

&KHFN IRU D IDXOW\ VWDUWHU LQWHUORFN VZLWFK

5HSODFH WKH VWDUWHU LQWHUORFN VZLWFK

326,7,21 1  9(+,&/( 029(6 25 &5((36 )25:$5'


&KHFNV

$FWLRQ

&KHFN IRU DQ LQFRUUHFWO\ DGMXVWHG VHOHFWRU OLQNDJH RU


FDEOH EHWZHHQ WKH VHOHFWRU OHYHU DQG WKH WUDQVD[OH
FDVH

$GMXVW WKH VHOHFWRU OLQNDJH RU WKH FDEOH EHWZHHQ WKH


VHOHFWRU OHYHU DQG WKH WUDQVD[OH FDVH
5HSODFH WKH VHOHFWRU OLQNDJH RU WKH FDEOH DV QHHGHG

326,7,21 '  12 32:(5


&KHFNV

$FWLRQ

&KHFN IRU DQ RSHQ FRQYHUWHU UHOLHI YDOYH

5HSODFH WKH WRUTXH FRQYHUWHU

&KHFN IRU D FORJJHG IOXLG ILOWHU

5HSODFH WKH IOXLG ILOWHU

&KHFN IRU D IDXOW\ FOXWFK $

5HSODFH WKH FOXWFK $


5HSODFH WKH WUDQVD[OH DV QHHGHG

&KHFN IRU D VOLSSLQJ ILUVW JHDU IUHHZKHHO

5HSODFH WKH ILUVW JHDU IUHHZKHHO


5HSODFH WKH WUDQVD[OH DV QHHGHG
$GMXVW WKH VHOHFWRU OLQNDJH RU FDEOH EHWZHHQ WKH
VHOHFWRU OHYHU DQG WKH WUDQVD[OH FDVH

&KHFN IRU DQ LQFRUUHFWO\ DGMXVWHG VHOHFWRU OLQNDJH RU


FDEOH EHWZHHQ WKH VHOHFWRU OHYHU DQG WKH WUDQVD[OH
FDVH
&KHFN IRU D MDPPHG  FDEOH YDOYH

5HSODFH WKH  VKXWWOH YDOYH DQG WKH VSULQJ LQ WKH


YDOYH KRXVLQJ RI WKH YDOYH ERG\
5HSODFH WKH YDOYH ERG\ DV QHHGHG

326,7,21 '  12 6+,)7 )520 (,7+(5 ),567 72 6(&21' 25


6(&21' 72 ),567
&KHFNV

$FWLRQ

&KHFN IRU D GLUW\ JRYHUQRU

&OHDQ WKH JRYHUQRU FRXSOLQJ


5HSODFH WKH JRYHUQRU DV QHHGHG

&KHFN IRU D MDPPHG VHOHFWRU YDOYH 

5HSODFH WKH  FKDQJH YDOYH LQ WKH ORZHU YDOYH


KRXVLQJ RI WKH YDOYH ERG\
5HSODFH WKH YDOYH ERG\ DV QHHGHG

326,7,21 '  12 6+,)7 )520 ),567 72 6(&21' 21/<


&KHFNV
&KHFN IRU D IDXOW\ EUDNH & RU &O

'$(:22 9 %/

$FWLRQ
5HSODFH WKH EUDNH & DQGRU &O
5HSODFH WKH WUDQVD[OH DV QHHGHG

$   =)  +3  $8720$7,& 75$16$;/(

326,7,21 '  12 6+,)7 )520 (,7+(5 6(&21' 72 7+,5' 25


7+,5' 72 6(&21'
&KHFNV

$FWLRQ

&KHFN IRU D GLUW\ JRYHUQRU

&OHDQ WKH JRYHUQRU FRXSOLQJ


5HSODFH WKH JRYHUQRU DV QHHGHG

&KHFN IRU D MDPPHG VHOHFWRU YDOYH 

5HSODFH WKH  VKXWWOH YDOYH DQG WKH VSULQJ LQ WKH


YDOYH KRXVLQJ RI WKH YDOYH ERG\
5HSODFH WKH YDOYH ERG\ DV QHHGHG

326,7,21 '  12 6+,)7 )520 6(&21' 72 7+,5' 21/<


&KHFNV

$FWLRQ

&KHFN IRU D IDXOW\ FOXWFK (

5HSODFH WKH FOXWFK (


5HSODFH WKH WUDQVD[OH DV QHHGHG

&KHFN IRU D OHDN DW WKH IOXLG IHHG RI WKH FOXWFK (


&KHFN IRU IDXOW\ UHFWDQJXODU ULQJV RQ WKH HQJLQH VKDIW
RU WKH WXUELQH VKDIW

5HSODFH WKH FOXWFK (


5HSODFH WKH WUDQVD[OH DV QHHGHG
5HSODFH WKH UHFWDQJXODU ULQJV RQ WKH HQJLQH RU WKH
WXUELQH VKDIW
5HSODFH WKH LQWHUPHGLDWH SODWH DQG WKH SXPS
DVVHPEO\
5HSODFH WKH WUDQVD[OH DV QHHGHG

&KHFN IRU OHDNV DW WKH SURWHFWLRQ FDS LQ WKH


LQWHUPHGLDWH SODWH

5HSODFH WKH LQWHUPHGLDWH SODWH DQG WKH SXPS


DVVHPEO\

326,7,21 '  12 6+,)7 )520 (,7+(5 7+,5' 72 )2857+ 25


)2857+ 72 7+,5'
&KHFNV

$FWLRQ

&KHFN IRU D GLUW\ JRYHUQRU

&OHDQ WKH JRYHUQRU FRXSOLQJ


5HSODFH WKH JRYHUQRU DV QHHGHG

&KHFN IRU D MDPPHG VHOHFWRU YDOYH 

5HSODFH WKH  VKXWWOH YDOYH DQG WKH VSULQJ LQ WKH


YDOYH KRXVLQJ RI WKH YDOYH ERG\
5HSODFH WKH YDOYH ERG\ DV QHHGHG

326,7,21 '  12 6+,)7 )520 7+,5' 72 )2857+ 21/<


&KHFNV
&KHFN IRU D IDXOW\ EUDNH &O ZKHQ WKH  JHDUVKLIW LV
2.
&KHFN IRU D EUDNH EDQG &O WKDW KDV QRW EHHQ
SUHWHQVLRQHG

$FWLRQ
5HSODFH EUDNH &O
5HSODFH WKH WUDQVD[OH DV QHHGHG
$GMXVW EUDNH EDQG &O

&KHFN IRU D MDPPHG XSVKLIW YDOYH 

5HSODFH WKH  VKXWWOH YDOYH DQG VSULQJ LQ WKH ORZHU


YDOYH KRXVLQJ RI WKH YDOYH ERG\
5HSODFH WKH YDOYH ERG\ DV QHHGHG

&KHFN IRU D MDPPHG SRVLWLRQ  YDOYH

5HSODFH WKH SRVLWLRQ  VKXWWOH YDOYH DQG VSULQJ LQ WKH


ORZHU YDOYH KRXVLQJ RI WKH YDOYH ERG\
5HSODFH WKH YDOYH ERG\ DV QHHGHG

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  

326,7,21 '  9(+,&/( 029(6 2)) ,1 6(&21'


&KHFNV

$FWLRQ

&KHFN IRU D MDPPHG JRYHUQRU EXVKLQJ

5HSODFH WKH JRYHUQRU FRXSOLQJ

&KHFN IRU D MDPPHG VHOHFWRU YDOYH 

5HSODFH WKH  FKDQJH YDOYH LQ WKH ORZHU YDOYH


KRXVLQJ RI WKH YDOYH ERG\
5HSODFH WKH YDOYH ERG\ DV QHHGHG

&KHFN IRU DQ RYHUO\ WLJKWHQHG EUDNH EDQG

$GMXVW WKH EUDNH EDQG

&KHFN IRU D EUDNH EDQG WKDW GRHV QRW UHOHDVH

5HSODFH WKH EUDNH EDQG

326,7,21 '  9(+,&/( 029(6 2)) ,1 7+,5'


&KHFNV

$FWLRQ

&KHFN IRU D IDXOW\ PLGGOH UHFWDQJXODU ULQJ RQ WKH


JRYHUQRU IODQJH

5HSODFH WKH UHFWDQJXODU ULQJ RQ WKH JRYHUQRU IODQJH


5HSODFH WKH JRYHUQRU FRXSOLQJ

&KHFN IRU D MDPPHG JRYHUQRU EXVKLQJ

5HSODFH WKH JRYHUQRU FRXSOLQJ

&KHFN IRU D MDPPHG VHOHFWRU YDOYH  DQG 

5HSODFH WKH  FKDQJH YDOYH LQ WKH ORZHU YDOYH


KRXVLQJ DQG WKH  VKXWWOH YDOYH DQG WKH VSULQJ LQ WKH
YDOYH KRXVLQJ RI WKH YDOYH ERG\
5HSODFH WKH YDOYH ERG\

&KHFN IRU D OHDN DW WKH SURWHFWLYH FDS LQ WKH


LQWHUPHGLDWH IODQJH ZLWK WKH FOXWFK % FRQVWDQWO\ ILOOHG

5HSODFH WKH VHDO DW WKH SURWHFWLYH FDS LQ WKH


LQWHUPHGLDWH IODQJH

326,7,21 '  9(+,&/( 6+,)76 )520 ),567 72 7+,5'


&KHFNV

$FWLRQ

&KHFN IRU D MDPPHG VHOHFWRU YDOYH 

5HSODFH WKH  VKXWWOH YDOYH DQG WKH VSULQJ LQ WKH


YDOYH KRXVLQJ RI WKH YDOYH ERG\
5HSODFH WKH YDOYH ERG\ DV QHHGHG

&KHFN IRU D MDPPHG YDOYH 

5HSODFH WKH  FKDQJHXS VKXWWOH YDOYH DQG WKH


VSULQJ LQ WKH ORZHU YDOYH KRXVLQJ RI WKH YDOYH ERG\
5HSODFH WKH YDOYH ERG\ DV QHHGHG

&KHFN IRU D MDPPHG YDOYH  DW WKH IDFH HQG RI WKH


 YDOYH

5HSODFH WKH  FRQWURO VKXWWOH YDOYH DQG WKH VSULQJ


LQ WKH YDOYH KRXVLQJ RI WKH YDOYH ERG\
5HSODFH WKH YDOYH ERG\ DV QHHGHG

326,7,21 '  9(+,&/( 6+,)76 )520 ),567 72 )2857+


&KHFNV
&KHFN IRU HQJLQH FXWRXW

$FWLRQ
5HSODFH WKH YDOYH ERG\

326,7,21 '  =(52 /2$' 6+,)7 127 2.


&KHFNV

$FWLRQ

&KHFN IRU D GLUW\ JRYHUQRU

&OHDQ WKH JRYHUQRU


5HSODFH WKH JRYHUQRU FRXSOLQJ DV QHHGHG

&KHFN IRU D OHDN LQ WKH DUHD RI WKH JRYHUQRU

5HSODFH WKH WUDQVD[OH

&KHFN IRU VHOHFWRU YDOYHV WKDW GR QRW PRYH IUHHO\

5HSODFH WKH YDOYH ERG\

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(

326,7,21 '  )8// /2$' 6+,)7 32,176 127 2.


&KHFNV
&KHFN IRU DQ LQFRUUHFWO\ DGMXVWHG DFFHOHUDWRU FDEOH

$FWLRQ
$GMXVW WKH DFFHOHUDWRU FDEOH

326,7,21 '  12 .,&.'2:1 6+,)7 )520 6(&21' 72 ),567


&KHFNV
&KHFN IRU DQ LQFRUUHFWO\ DGMXVWHG DFFHOHUDWRU FDEOH

$FWLRQ
$GMXVW WKH DFFHOHUDWRU FDEOH

326,7,21 '  12 .,&.'2:1 6+,)7 )520 7+,5' 72 6(&21'


&KHFNV
&KHFN IRU DQ LQFRUUHFWO\ DGMXVWHG DFFHOHUDWRU FDEOH

$FWLRQ
$GMXVW WKH DFFHOHUDWRU FDEOH

326,7,21 '  12 .,&.'2:1 6+,)7 )520 )2857+ 72 7+,5'


&KHFNV

$FWLRQ

&KHFN IRU DQ LQFRUUHFWO\ DGMXVWHG DFFHOHUDWRU FDEOH

$GMXVW WKH DFFHOHUDWRU FDEOH

&KHFN IRU DQ LPEDODQFH LQ WKH JRYHUQRU

5HSODFH WKH JRYHUQRU

326,7,21 '  =(52 /2$' 6+,)76 722 +$5'


&KHFNV

$FWLRQ

&KHFN IRU WKH GDPSHU QRW RSHUDWLQJ SURSHUO\

5HSODFH WKH YDOYH ERG\

&KHFN IRU D PRGXODWLRQ SUHVVXUH WKDW LV WRR KLJK

5HSODFH WKH YDOYH ERG\

&KHFN IRU GDPDJHG GLVFV

5HSODFH WKH WUDQVD[OH

326,7,21 '  )8// /2$' $1' .,&.'2:1 6+,)7 7$.(6 722 /21*
&KHFNV

$FWLRQ

&KHFN IRU D GDPSHU QRW RSHUDWLQJ SURSHUO\

5HSODFH WKH YDOYH ERG\

&KHFN IRU D PRGXODWLRQ SUHVVXUH WKDW LV WRR KLJK

5HSODFH WKH YDOYH ERG\

&KHFN IRU GDPDJHG GLVFV

5HSODFH WKH WUDQVD[OH

326,7,21 '  )8// /2$' $1' .,&.'2:1 6+,)7 ,6 722 +$5'


&KHFNV

$FWLRQ

&KHFN IRU DQ LPSURSHU PRGXODWLRQ SUHVVXUH

5HSODFH WKH YDOYH ERG\

&KHFN IRU D GDPSHU QRW RSHUDWLQJ SURSHUO\

5HSODFH WKH YDOYH ERG\

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  

326,7,21 '  (1*,1( 63((' 722 +,*+ :+(1 6+,)7,1*


)520 7+,5' 72 )2857+
&KHFNV

$FWLRQ

&KHFN IRU DQ LQFRUUHFWO\ DGMXVWHG DFFHOHUDWRU FDEOH

$GMXVW WKH DFFHOHUDWRU FDEOH

&KHFN IRU D MDPPHG GLDSKUDJP FRQWURO YDOYH LQ WKH


RYHUUXQ SRVLWLRQ

5HSODFH WKH YDOYH ERG\

&KHFN IRU WKH FDEOH RI YDOYH  QRW RSHUDWLQJ IUHHO\

5HSODFH WKH  VKXWWOH YDOYH DQG WKH VSULQJ 5HSODFH


WKH YDOYH ERG\ DV QHHGHG

&KHFN IRU DQ LQFRUUHFWO\ DGMXVWHG EUDNH EDQG

$GMXVW WKH EUDNH EDQG

&KHFN IRU DQ LQDFFXUDWH PRGXODWLRQ SUHVVXUH

5HSODFH WKH YDOYH ERG\

326,7,21 '  (1*,1( 63((' 722 +,*+ :+(1 6+,)7,1*


)520 )2857+ 72 7+,5'
&KHFNV

$FWLRQ

&KHFN IRU DQ LQDFFXUDWH RSHUDWLRQ RI WKH WLPH FRQWURO


YDOYH DQG WKH VKLIWGRZQ YDOYH

5HSODFH WKH YDOYH ERG\

&KHFN IRU D GDPDJHG FOXWFK $

5HSODFH FOXWFK WKH $


5HSODFH WKH WUDQVD[OH DV QHHGHG

&KHFN IRU LQDFFXUDWH RSHUDWLRQ RI WKH FOXWFK $ DQG WKH


FDEOH RI YDOYH 

5HSODFH WKH  VKXWWOH YDOYH DQG WKH VSULQJ LQ WKH


YDOYH KRXVLQJ RI WKH YDOYH ERG\
5HSODFH WKH YDOYH ERG\ DV QHHGHG

&KHFN IRU DQ LQDFFXUDWH DLU SUHVVXUH VXSSO\ LQ WKH WXU


ER YHUVLRQ RQO\

5HSDLU WKH DLU VXSSO\ OLQHV DV QHHGHG

326,7,21   0$18$/ '2:16+,)7 127 2.


&KHFNV

$FWLRQ

&KHFN IRU DQ LQRSHUDWLYH ORFNLQJ YDOYH 

5HSODFH WKH YDOYH ERG\

&KHFN IRU DQ LQRSHUDWLYH JRYHUQRU

5HSODFH WKH JRYHUQRU FRXSOLQJ

326,7,21   12 (1*,1( %5$.,1* $&7,21


&KHFNV
&KHFN IRU D GDPDJHG EUDNH &O

$FWLRQ
5HSODFH WKH EUDNH &O
5HSODFH WKH WUDQVD[OH DV QHHGHG

326,7,21   0$18$/ '2:16+,)7 )520 6(&21' 72 ),567 127 2.


&KHFNV

$FWLRQ

&KHFN IRU DQ LQRSHUDWLYH ORFNLQJ YDOYH RI WKH ILUVW DQG


WKH UHYHUVH JHDUV

5HSODFH WKH ILUVW DQG WKH UHYHUVH VKXWWOH YDOYH DQG WKH
VSULQJ LQ WKH YDOYH KRXVLQJ
5HSODFH WKH YDOYH ERG\ DV QHHGHG

&KHFN IRU DQ LQRSHUDWLYH JRYHUQRU

5HSODFH WKH JRYHUQRU FRXSOLQJ

326,7,21   12 (1*,1( %5$.,1* $&7,21


&KHFNV
&KHFN IRU D GDPDJHG EUDNH '

'$(:22 9 %/

$FWLRQ
5HSODFH WKH EUDNH '
5HSODFH WKH WUDQVD[OH DV QHHGHG

$   =)  +3  $8720$7,& 75$16$;/(

$&&(/(5$725 &$%/( -$06


&KHFNV

$FWLRQ

&KHFN IRU D VOLSSHG DFFHOHUDWRU FDEOH VWRS

,QVHUW D FDEOH VWRS RU UHSODFH WKH DFFHOHUDWRU FDEOH

&KHFN IRU H[FHVVLYH IULFWLRQ LQ WKH VOHHYH RI WKH


DFFHOHUDWRU FDEOH

5HSODFH WKH DFFHOHUDWRU FDEOH

&KHFN IRU D MDPPHG JRYHUQRU SUHVVXUH SOXQJHU

5HSODFH WKH YDOYH ERG\

6/,33,1* 25 9,%5$7,21 :+(1 029,1* 2))


&KHFNV

$FWLRQ

&KHFN IRU D GDPDJHG FOXWFK $

5HSODFH WKH FOXWFK $


5HSODFH WKH WUDQVD[OH DV QHHGHG

&KHFN IRU D GDPDJHG UHFWDQJXODU ULQJ RU D GDPDJHG


2ULQJ RQ WKH WXUELQH VKDIW VHDO RI WKH IOXLG IHHG RI WKH
FOXWFK $

5HSODFH WKH UHFWDQJXODU ULQJ RU WKH 2ULQJ RQ WKH


WXUELQH VKDIW
5HSODFH WKH WUDQVD[OH DV QHHGHG

&KHFN IRU GDPDJHG 2ULQJV RQ WKH SLVWRQ $

5HSODFH WKH 2ULQJV RQ WKH SLVWRQ $


5HSODFH WKH SLVWRQ $ DV QHHGHG
5HSODFH WKH WUDQVD[OH DV QHHGHG

+$5' (1*$*,1* -(5. )520 1(875$/ 72 '5,9(


&KHFNV

$FWLRQ

&KHFN IRU D GDPDJHG GDPSHU $

5HSODFH WKH YDOYH ERG\

&KHFN IRU D EURNHQ VSULQJ LQ GDPSHU $

5HSODFH WKH YDOYH ERG\

&KHFN IRU D GDPDJHG FOXWFK $

5HSODFH WKH FOXWFK $


5HSODFH WKH WUDQVD[OH DV QHHGHG

&KHFN IRU D OHDN DW WKH EDOO RI FDEOH 

5HSODFH WKH YDOYH ERG\

12,6< 23(5$7,21 $1' 6/8**,6+ (1*$*(0(17 $)7(5 /21* 75,3


&KHFNV

$FWLRQ

&KHFN IRU D FORJJHG IOXLG ILOWHU

5HSODFH WKH IOXLG ILOWHU

12 326,7,9( (1*$*(0(17 )25:$5' 25 5(9(56( /28' 12,6(6


&KHFNV

$FWLRQ

&KHFN IRU D GDPDJHG GULYHU SODWH EHWZHHQ WKH


FRQYHUWHU DQG WKH HQJLQH

5HSODFH WKH GULYHU SODWH


5HSODFH WKH WUDQVD[OH DV QHHGHG

&KHFN IRU D GDPDJHG SXPS GULYHU

5HSODFH WKH SXPS GULYHU


5HSODFH WKH WUDQVD[OH DV QHHGHG

12,6(6 ,1 $// 326,7,216


&KHFNV

$FWLRQ

&KHFN IRU D UHGXFHG IOXLG OHYHO

&RUUHFW WKH IOXLG OHYHO

&KHFN IRU D OHDN DW WKH YDOYH ERG\

5HSODFH WKH YDOYH ERG\

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  

,17$.( 12,6(6 )520 )/8,' 3803


&KHFNV
&KHFN IRU D FORJJHG IOXLG ILOWHU

$FWLRQ
5HSODFH WKH IOXLG ILOWHU

12,6(6 9$5< $&&25',1* 72 63(('


&KHFNV

$FWLRQ

&KHFN IRU DQ DOWHUHG RU DQ LQFRUUHFWO\ DGMXVWHG EHDULQJ


VHWWLQJ RI WKH VSXU JHDU GULYH

$GMXVW WKH EHDULQJ VHWWLQJ RQ WKH VSXU JHDU GULYH


5HSODFH WKH WUDQVD[OH DV QHHGHG

&KHFN IRU DQ DOWHUHG RU DQ LQFRUUHFWO\ DGMXVWHG EHDULQJ


VHWWLQJ RI WKH GLIIHUHQWLDO

$GMXVW WKH EHDULQJ VHWWLQJ RQ WKH GLIIHUHQWLDO


5HSODFH WKH WUDQVD[OH DV QHHGHG

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(

/($. ',$*126,6
/,1( 35(6685( &+(&.
352&('85(
+\GUDXOLF 7HVW
0HDVXUH /LQH 3UHVVXUH
 5HPRYH WKH WUDQVD[OH FDVH WHVW SOXJ DQG PRXQW WKH
RLO SUHVVXUH JDXJH
 &KHFN WKH IRXU ZKHHOV
 )XOO\ DSSO\ WKH SDUNLQJ EUDNH

6SHFLILFDWLRQ

$SSOLFDWLRQ
,GOH

 6WHS GRZQ VWURQJO\ RQ WKH EUDNH SHGDO ZLWK \RXU OHIW


IRRW
 6WHS WKH HQJLQH DQG FKHFN WKH LGOH VSHHG LGOLQJ
VSHHG  USP 
 6KLIW LQWR ' UDQJH 0DQLSXODWH WKH DFFHOHUDWRU SHGDO
ZLWK WKH ULJKW IRRW PHDVXUH WKH OLQH SUHVVXUH DW WKH
HQJLQH VSHHGV VSHFLILHG LQ WKH WDEOH
 3HUIRUP WKH VDPH WHVW LQ 5 UDQJH

3 1 '   

 a  NJFP)  a  SVL

 a  NJFP)  a  SVL

'

 a  NJFP)  a  SVL

 a  NJFP)  a  SVL

/LQH 3UHVVXUH
6WDOO

6WDOO 7HVW
&DXWLRQ  'R QRW FRQWLQXRXVO\ UXQ WKLV WHVW ORQJHU
WKDQ  VHFRQGV 7R &KHFN WKH RYHUDOO SHUIRUPDQFH
RI WKH WUDQVD[OH WKH PD[LPXP HQJLQH VSHHGV DQG
HQJLQH E\ PHDVXULQJ LQ ' DQG 5 UDQJH

0HDVXUH 6WDOO 6SHHG


 &KHFN WKH IRXU ZKHHOV
 )XOO\ DSSO\ WKH SDUNLQJ EUDNH

 6WHS GRZQ VWURQJO\ RQ WKH EUHDN SHGDO ZLWK \RXU OHIW


IRRW
 6WDUW WKH HQJLQH
 6KLIW LQWR ' UDQJH 6WHS DOO WKH ZD\ GRZQ RQ WKH
DFFHOHUDWRU SHGDO ZLWK \RXU ULJKW IRRW
4XLFNO\ UHDG WKH KLJKHVW HQJLQH USP DW WKLV WLPH
6WDOO VSHHG   r  USP
 3HUIRUP WKH VDPH WHVW LQ 5 UDQJH
6WDOO VSHHG   r  USP

$SSOLFDWLRQ

6SHFLILFDWLRQ

'

 r  USP

 r  USP

5HVXOW

3RVVLEOH &DXVH

'LDJQRVLV

/RZHU WKDQ VSHFLILHG YDOXH DW ERWK ' DQG 5 UDQJHV

- (QJLQH SRZHU PD\ EH LQVXIILFLHQW


- 6WDWRU RQH ZD\ FOXWFK LV QRW RSHUDWLQJ SURSHUO\

+LJKHU WKDQ VSHFLILHG DW ' UDQJH

- /LQH SUHVVXUH LV WRR ORZ


- &OXWFK $ )RUZDUG FOXWFK LV VOLSSLQJ
- 2QH ZD\ FOXWFK 1R  LV QRW RSHUDWLQJ SURSHUO\

+LJKHU WKDQ VSHFLILHG DW 5 UDQJH

- /LQH SUHVVXUH LV WRR ORZ


- &OXWFK % 5HDUVH FOXWFK LV VOLSSLQJ
- %UDNH ' /25HYHUVH EUDNH LV VOLSSLQJ

+LJKHU WKDQ VSHFLILHG DW ERWK ' DQG 5

- /LQH SUHVVXUH LV WRR ORZ

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  

/2&$7,1* )/8,' /($.6


*HQHUDO 0HWKRG
 9HULI\ WKDW WKH PDWHULDO OHDNLQJ LV WKH WUDQVD[OH IOXLG
 7KRURXJKO\ FOHDQ WKH VXVSHFWHG OHDN DUHD
 $OORZ WKH WUDQVD[OH WR UHDFK WKH QRUPDO RSHUDWLQJ
WHPSHUDWXUH RI E& E) 
 3DUN WKH YHKLFOH RYHU D FOHDQ SDSHU RU D FOHDQ
FDUGERDUG
 6KXW WKH HQJLQH 2)) DQG ORRN IRU IOXLG VSRWV RQ WKH
SDSHU
 0DNH WKH QHFHVVDU\ UHSDLUV WR FRUUHFW WKH OHDN

3RZGHU 0HWKRG
 7KRURXJKO\ FOHDQ WKH VXVSHFWHG OHDN DUHD
 $SSO\ DQ DHURVRO W\SH SRZGHU VXFK DV IRRW SRZGHU
WR WKH VXVSHFWHG OHDN DUHD
 $OORZ WKH WUDQVD[OH WR UHDFK WKH QRUPDO RSHUDWLQJ
WHPSHUDWXUH RI E& E) 
 6KXW WKH HQJLQH 2))
 ,QVSHFW WKH VXVSHFWHG OHDN DUHD DQG WUDFH WKH OHDN
SDWK WKURXJK WKH SRZGHU WR ILQG WKH VRXUFH RI WKH OHDN
 0DNH WKH QHFHVVDU\ UHSDLUV WR FRUUHFW WKH OHDN
2QFH WKH OHDN SRLQW LV IRXQG WKH VRXUFH RI WKH OHDN PXVW
EH GHWHUPLQHG DQG UHSDLUHG 5HIHU WR /HDN 'LDJQRVLV
LQ WKLV VHFWLRQ

)/8,' '5,36 287 2) &219(57(5 %(// +286,1*


&KHFNV

$FWLRQ

&KHFN WKH JDVNHW LQ WKH FRQYHUWHU EHOO KRXVLQJ

5HSODFH WKH JDVNHW

&KHFN IRU D OHDN DW WKH ZHOG VHDP RI WKH WRUTXH


FRQYHUWHU

5HSODFH WKH WRUTXH FRQYHUWHU

/($. %(7:((1 75$16$;/( +286,1* $1' &219(57(5 %(// +286,1*


&KHFNV
&KHFN IRU ORRVHQHG IDVWHQLQJ EROWV RQ WKH WRUTXH
FRQYHUWHU EHOO KRXVLQJ

$FWLRQ
7LJKWHQ WKH EROWV RQ WKH WRUTXH FRQYHUWHU EHOO KRXVLQJ

/($. %(7:((1 75$16$;/( +286,1* $1' )/8,' 3$1


&KHFNV

$FWLRQ

&KHFN IRU ORRVHQHG IDVWHQLQJ EROWV RQ WKH IOXLG SDQ

7LJKWHQ WKH IOXLG SDQ EROWV


5HSODFH WKH IOXLG SDQ DV QHHGHG

&KHFN IRU D ORRVH IOXLG SDQ JDVNHW

5HSODFH WKH IOXLG SDQ JDVNHW

/($. %(7:((1 75$16$;/( +286,1* $1' 6,'( &29(5


&KHFNV

$FWLRQ

&KHFN IRU ORRVHQHG EROWV FRQQHFWLQJ WKH VLGH FRYHU WR


WKH KRXVLQJ

7LJKWHQ WKH VLGH FRYHU EROWV

&KHFN IRU D GDPDJHG VLGH FRYHU JDVNHW

5HSODFH WKH VLGH FRYHU JDVNHW

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(

/($. $7 )/8,' &22/(5


&KHFNV

$FWLRQ

&KHFN IRU D ORRVH FRROHU SLSH EROW FRQQHFWLRQ RQ WKH


WUDQVD[OH DQGRU WKH UDGLDWRU

7LJKWHQ WKH EROWV RQ WKH WUDQVD[OH DQGRU WKH UDGLDWRU

&KHFN IRU D GDPDJHG JDVNHW DW WKH WUDQVD[OH


FRQQHFWLRQ

5HSODFH WKH JDVNHW

&KHFN IRU D OHDN LQ WKH FRROHU

5HSODFH WKH UDGLDWRU

/($. $7 &29(5 2) %5$.( &O


&KHFNV

$FWLRQ

&KHFN IRU D GDPDJHG RXWHU 2ULQJ DW WKH FRYHU RI WKH


EUDNH &O

5HSODFH WKH 2ULQJ

/($. $7 7+( %5$.( %$1' &O $'-867,1* %2/7


&KHFNV

$FWLRQ

&KHFN IRU D GDPDJHG 2ULQJ DW WKH SLQ RI WKH EUDNH


EDQG &O

5HSODFH WKH 2ULQJ

/($. $7 5(7$,1,1* %2/76 )25 6,'( 6+$)7 %($5,1* 5,1*


&KHFNV

$FWLRQ

&KHFN IRU DQ\ ORRVHQHG EROWV

7LJKWHQ WKH EROWV

&KHFN IRU D GDPDJHG VHDO

5HSODFH WKH VHDO

/($. $7 $&&(/(5$725 &$%/( &211(&725


&KHFNV

$FWLRQ

&KHFN IRU D GDPDJHG 2ULQJ RQ WKH FRQQHFWRU

5HSODFH WKH 2ULQJ


5HSODFH WKH WKURWWOH YDOYH FDEOH DV QHHGHG

/($. $7 ',))(5(17,$/
&KHFNV
&KHFN IRU DQ\ GDPDJHG VKDIW VHDOV DW WKH LQSXW VKDIWV

$FWLRQ
5HSODFH WKH VKDIW VHDOV

/($. $7 ',))(5(17,$/ (;7(16,21


&KHFNV

$FWLRQ

&KHFN IRU D GDPDJHG 2ULQJ

5HSODFH WKH 2ULQJ

&KHFN IRU ORRVHQHG H[WHQVLRQ KRXVLQJ EROWV

7LJKWHQ WKH H[WHQVLRQ KRXVLQJ EROWV


'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  

/($. $7 63(('20(7(5 '5,9(


&KHFNV

$FWLRQ

&KHFN IRU D GDPDJHG 2ULQJ LQ WKH VSHHGRPHWHU


VOHHYH

5HSODFH WKH 2ULQJ

&KHFN IRU D GDPDJHG VKDIW VHDO LQ WKH VSHHGRPHWHU


VOHHYH

5HSODFH WKH VSHHGRPHWHU VOHHYH FRXSOLQJ

/($. $7 %5($7+(5
&KHFNV

$FWLRQ

&KHFN ZKHWKHU WKH IOXLG OHYHO LV WRR KLJK

&RUUHFW WKH IOXLG OHYHO

&KHFN IRU WKH ZURQJ JUDGH RI WUDQVD[OH IOXLG

'UDLQ WKH WUDQVD[OH IOXLG DQG UHSODFH LW ZLWK WKH FRUUHFW


WUDQVD[OH IOXLG
5HSODFH WKH WUDQVD[OH DV QHHGHG

/($. $7 6(/(&725 6+$)7


&KHFNV
&KHFN IRU D GDPDJHG VHOHFWRU VKDIW VHDO

'$(:22 9 %/

$FWLRQ
5HSODFH WKH VHOHFWRU VKDIW VHDO

$   =)  +3  $8720$7,& 75$16$;/(

0$,17(1$1&( $1' 5(3$,5


219(+,&/( 6(59,&(
75$16$;/( )/8,' /(9(/
&+(&.,1* 352&('85(
1RWLFH &KHFN WKH IOXLG OHYHO ZKHQ WKH WUDQVD[OH
WHPSHUDWXUH LV DERYH E& E) 
 0DNH VXUH WKH YHKLFOH LV OHYHO
,PSRUWDQW 'XULQJ WKH IOXLG OHYHO FKHFN WKH VHOHFWRU
OHYHU PXVW EH LQ WKH SRVLWLRQ 3

&$

 3ODFH WKH VHOHFWRU OHYHU LQ SRVLWLRQ 3


 5HPRYH WKH WUDQVD[OH IOXLG GLSVWLFN DQG FKHFN WKH
WUDQVD[OH IOXLG OHYHO
 7KH FRUUHFW IOXLG OHYHO PXVW EH EHWZHHQ WKH 0,1 DQG
WKH 0$; QRWFKHV RQ WKH GLSVWLFN
1RWLFH :KHQ DGGLQJ IOXLG RU PDNLQJ D FRPSOHWH IOXLG
FKDQJH DOZD\V XVH UHFRPPHQGHG DXWRPDWLF WUDQVD[OH
IOXLG )DLOXUH WR XVH WKH SURSHU IOXLG ZLOO FDXVH KRVH DQG
VHDO GDPDJH DQG IOXLG OHDNV
 ,I WKH IOXLG OHYHO LV EHORZ WKH 0,1 QRWFK DGG WUDQVD[OH
IOXLG WKURXJK WKH IOXLG ILOOHU WXEH DQG FKHFN IRU OHDNV LQ
WKH WUDQVD[OH
 ,I WKH IOXLG LV DERYH WKH 0$; QRWFK WKH WUDQVD[OH LV
RYHUILOOHG 'UDLQ VRPH IOXLG WKURXJK WKH IOXLG SDQ GUDLQ
SOXJ &KHFN WKH WUDQVD[OH IOXLG OHYHO

%$

&+$1*,1* )/8,'
5HPRYDO 3URFHGXUH
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 3ODFH D GUDLQ SDQ XQGHU WKH WUDQVD[OH
 /RRVHQ WKH IOXLG SDQ GUDLQ SOXJ 'UDLQ WKH WUDQVD[OH
IOXLG
 5HPRYH WKH IOXLG SDQ EROWV 5HPRYH WKH IOXLG SDQ DQG
WKH IOXLG SDQ JDVNHW 5HIHU WR 3DQ DQG *DVNHW LQ WKLV
VHFWLRQ
 &KHFN WKH IOXLG SDQ IODQJH IRU GLVWRUWLRQ 6WUDLJKWHQ DV
QHHGHG
 &OHDQ WKH IOXLG SDQ WKH IOXLG SDQ JDVNHW VXUIDFHV DQG
WKH IOXLG SDQ ILOWHU ZLWK D VROYHQW $OO WUDFHV RI WKH ROG
JDVNHW PDWHULDO PXVW EH UHPRYHG
 $LU GU\ WKH IOXLG SDQ WKH IOXLG SDQ VXUIDFHV WKDW
LQWHUIDFH ZLWK WKH JDVNHW DQG WKH IOXLG SDQ ILOWHU
%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH IOXLG SDQ XVLQJ D QHZ JDVNHW 5HIHU WR 3DQ
DQG *DVNHW LQ WKLV VHFWLRQ
 ,QVWDOO WKH IOXLG SDQ GUDLQ SOXJ

7LJKWHQ






7LJKWHQ WKH IOXLG SDQ GUDLQ SOXJ WR  1:P  OEIW 


/RZHU WKH YHKLFOH
)LOO WKH WUDQVD[OH ZLWK WKH SURSHU TXDQWLW\ RI DXWRPDWLF
WUDQVD[OH IOXLG 5HIHU WR )OXLG /HYHO 6HW $IWHU
6HUYLFH LQ WKLV VHFWLRQ
&KHFN WKH IOXLG OHYHO 5HIHU WR 7UDQVD[OH )OXLG /HYHO
&KHFNLQJ 3URFHGXUH LQ WKLV VHFWLRQ
&KHFN WKH IOXLG SDQ IRU OHDNV 5HIHU WR /RFDWLQJ )OXLG
/HDNV LQ WKLV VHFWLRQ

%$

)/8,' ),/7(5 $1' 6($/


5HPRYDO 3URFHGXUH
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 5HPRYH WKH IOXLG SDQ DQG WKH JDVNHW 5HIHU WR 3DQ
DQG *DVNHW LQ WKLV VHFWLRQ
 5HPRYH WKH IOXLG ILOWHU KRXVLQJ FRYHU WKH IOXLG ILOWHU
DQG WKH IOXLG ILOWHU VHDO

,QVSHFWLRQ 3URFHGXUH
,QVSHFW WKH IOXLG ILOWHU VFUHHQ DQG WKH IOXLG SDQ IRU PHWDO
SDUWLFOHV FOXWFK IDFLQJ PDWHULDO UXEEHU SDUWLFOHV DQG
HQJLQH FRRODQW ,I FRQWDPLQDQWV DUH IRXQG GHWHUPLQH
WKH VRXUFH DQG FRUUHFW LW 5HIHU WR 3RVLWLRQ 5  1R
5HYHUVH 3RVLWLRQ '  1R 3RZHU 1RLV\ 2SHUDWLRQ
DQG 6OXJJLVK (QJDJHPHQW $IWHU /RQJ 7ULS DQG ,QWDNH
1RLVHV )URP )OXLG 3XPS LQ WKLV VHFWLRQ
%$

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO D QHZ IOXLG ILOWHU VHDO WKH IOXLG ILOWHU DQG WKH
IOXLG ILOWHU KRXVLQJ FRYHU
 ,QVWDOO WKH IOXLG ILOWHU KRXVLQJ FRYHU DWWDFKLQJ EROWV

7LJKWHQ
7LJKWHQ WKH IOXLG ILOWHU KRXVLQJ FRYHU DWWDFKLQJ EROWV WR
 1:P  OELQ 
 ,QVWDOO WKH IOXLG SDQ JDVNHW DQG WKH IOXLG SDQ 5HIHU WR
3DQ DQG *DVNHW LQ WKLV VHFWLRQ
 /RZHU WKH YHKLFOH
 &KHFN WKH IOXLG OHYHO 5HIHU WR 7UDQVD[OH )OXLG /HYHO
&KHFNLQJ 3URFHGXUH LQ WKLV VHFWLRQ

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(

&$6( 32526,7< 5(3$,5


 'HWHUPLQH WKH OHDN DUHD 5HIHU WR /RFDWLQJ )OXLG
/HDNV LQ WKLV VHFWLRQ
 &OHDQ WKH OHDN DUHD ZLWK WKH VROYHQW $LU GU\
&DXWLRQ (SR[\ FHPHQW PD\ FDXVH VNLQ LUULWDWLRQV
DQG H\H GDPDJH 5HDG DQG IROORZ DOO LQIRUPDWLRQ RQ
WKH FRQWDLQHU ODEHO DV SURYLGHG E\ WKH PDQXIDFWXUHU
 0L[ D VXIILFLHQW DPRXQW RI HSR[\ FHPHQW IROORZLQJ WKH
PDQXIDFWXUHUV UHFRPPHQGDWLRQV
 :KLOH WKH WUDQVD[OH FDVH LV KRW DSSO\ HSR[\ FHPHQW
ZLWK D ZLWK D FOHDQ GU\ VROGHULQJ DFLG EUXVK
 $OORZ WKH HSR[\ FHPHQW WR FXUH IRU  KRXUV EHIRUH
VWDUWLQJ WKH HQJLQH

)/8,' &22/(5 )/86+,1*


)OXVKLQJ 3URFHGXUH
 'UDLQ WKH IOXLG IURP WKH WUDQVD[OH DQG
WUDQVD[OH ZLWK WKH QHZ WUDQVD[OH IOXLG
&KDQJLQJ )OXLG LQ WKLV VHFWLRQ
 /HW WKH HQJLQH LGOH IRU  PLQXWHV
 'UDLQ WKH IOXLG IURP WKH WUDQVD[OH DQG
WUDQVD[OH ZLWK WKH QHZ WUDQVD[OH IOXLG
&KDQJLQJ )OXLG LQ WKLV VHFWLRQ

UHILOO WKH
5HIHU WR

UHILOO WKH
5HIHU WR

6+,)7 &21752/ /(9(5


/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG
'ULYH 6LPLODU
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH ULJKW DQG WKH OHIW IURQW ORZHU WULP SDQHOV
WKH VKLIW FRQWURO SDQHO DQG WKH IORRU FRQVROH 5HIHU WR
6HFWLRQ * ,QWHULRU 7ULP
 5HPRYH WKH VHOHFWRU SRVLWLRQ VZLWFK
 5HPRYH WKH QXWV IURP WKH VKLIW FRQWURO FDEOH
PRXQWLQJ EUDFNHW DW WKH IURQW RI WKH VKLIW FRQWURO
DVVHPEO\

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 /RRVHQ WKH QXW RQ WKH VKLIW FRQWURO FDEOH DGMXVWHU
SLQFK EROW

%$

 6OLGH WKH VKLIW FRQWURO FDEOH RXW RI WKH VKLIW FRQWURO


FDEOH DGMXVWHU DQG UHPRYH WKH SLQFK EROW

%$

 5HPRYH WKH EROW IURP WKH ERWWRP RI WKH VKLIW FRQWURO


OHYHU

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 7LOW WKH VKLIW FRQWURO OHYHU WR WKH OHIW VLGH DQG UHPRYH
WKH VSULQJORDGHG GHWHQW EDOO

%$

 5HPRYH WKH VKLIW FRQWURO OHYHU E\ SUHVVLQJ WKH ORFN


UHOHDVH EXWWRQ ZKLOH SLYRWLQJ WKH ERWWRP RI WKH VKLIW
FRQWURO OHYHU WRZDUG WKH IURQW RI WKH YHKLFOH

%$

 6OLGH WKH GHWHQW VSULQJ RXW RI WKH VKLIW FRQWURO OHYHU

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 5HPRYH WKH EROWV KROGLQJ WKH VKLIW FRQWURO DVVHPEO\
WR WKH IORRU SDQHO
 5HPRYH WKH VKLIW FRQWURO DVVHPEO\

%$

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH VKLIW FRQWURO DVVHPEO\ LQ WKH IORRU SDQHO ZLWK
WKH EROWV

%$

 ,QVWDOO WKH GHWHQW VSULQJ LQWR WKH VKLIW FRQWURO OHYHU

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 ,QVWDOO WKH VKLIW FRQWURO OHYHU E\ SUHVVLQJ WKH ORFN
UHOHDVH EXWWRQ ZKLOH SLYRWLQJ WKH ERWWRP RI WKH VKLIW
FRQWURO OHYHU WRZDUG WKH UHDU RI WKH YHKLFOH

%$

 7LOW WKH VKLIW FRQWURO OHYHU WR WKH OHIW DQG LQVWDOO WKH
GHWHQW EDOO

%$

 ,QVWDOO WKH EROW LQ WKH ERWWRP RI WKH VKLIW FRQWURO OHYHU

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 ,QVHUW WKH VKLIW FRQWURO FDEOH DGMXVWHU SLQFK EROW LQWR
WKH VKLIW FRQWURO DVVHPEO\ DQG VOLGH WKH VKLIW FRQWURO
FDEOH LQWR WKH VKLIW FRQWURO FDEOH DGMXVWHU

%$

 $WWDFK WKH VKLIW FRQWURO FDEOH PRXQWLQJ EUDFNHW WR WKH


VKLIW FRQWURO DVVHPEO\ ZLWK WKH QXWV

7LJKWHQ
7LJKWHQ WKH VKLIW FRQWURO FDEOH PRXQWLQJ EUDFNHW QXWV
WR  1:P  OELQ 

%$

 ,QVWDOO WKH QXW RQ WKH VKLIW FRQWURO FDEOH DGMXVWHU SLQFK


EROW 5HIHU WR &RQWURO &DEOH $GMXVWPHQW LQ WKLV
VHFWLRQ

7LJKWHQ
7LJKWHQ WKH VKLIW FRQWURO FDEOH DGMXVWHU SLQFK EROW QXW
WR  1:P  OELQ 

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


1RWLFH 0DNH VXUH WKH VORW LQ WKH VHOHFWRU SRVLWLRQ
VZLWFK LV DOO WKH ZD\ IRUZDUG DQG WKH VKLIW FRQWURO OHYHU
LV LQ WKH 3 SRVLWLRQ )DLOXUH WR GR VR PD\ GDPDJH WR WKH
VHOHFWRU SRVLWLRQ VZLWFK DQG SURGXFH D IDOVH JHDU
LQGLFDWLRQ
 ,QVWDOO WKH VHOHFWRU SRVLWLRQ VZLWFK RQ WKH VKLIW
FRQWURO DVVHPEO\
 ,QVWDOO WKH IORRU FRQVROH WKH VKLIW FRQWURO SDQHO DQG
WKH ULJKW DQG WKH OHIW IURQW ORZHU WULP SDQHOV 5HIHU WR
6HFWLRQ * ,QWHULRU 7ULP
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&$

6+,)7 &21752/ &$%/(


/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG
'ULYH 6LPLODU
5HPRYDO 3URFHGXUH
 5HPRYH WKH EDWWHU\ DQG WKH EDWWHU\ WUD\
 5HPRYH WKH ULJKW DQG WKH OHIW IURQW ORZHU WULP SDQHOV
WKH VKLIW FRQWURO SDQHO DQG WKH IORRU FRQVROH 5HIHU WR
6HFWLRQ * ,QWHULRU 7ULP
 /RRVHQ WKH SLQFK EROW QXW RQ WKH VKLIW FRQWURO OHYHU

%$

 5HPRYH WKH VKLIW FRQWURO FDEOH IURP WKH VKLIW FRQWURO


DVVHPEO\ E\ KROGLQJ RQH QXW ZKLOH ORRVHQLQJ WKH
RWKHU RQH

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 5HPRYH WKH FOLS IURP WKH VHOHFWRU OHYHU FRQQHFWLRQ RQ
WKH WUDQVD[OH FDVH DQG GLVFRQQHFW WKH VKLIW FRQWURO
FDEOH IURP WKH VHOHFWRU OHYHU FRQQHFWLRQ

%$

 5HPRYH WKH FOLS IURP WKH VKLIW FRQWURO FDEOH DW WKH


WUDQVD[OH PRXQW FRQQHFWLRQ

%$

 5HPRYH WKH VKLIW FRQWURO FDEOH IURP WKH WUDQVD[OH


PRXQW
 3XOO WKH VKLIW FRQWURO FDEOH WKURXJK WKH ILUH ZDOO RI WKH
YHKLFOH EULQJLQJ WKH UXEEHU JURPPHW ZLWK LW

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


,QVWDOODWLRQ 3URFHGXUH
 3XVK WKH VKLIW FRQWURO FDEOH WKURXJK WKH ILUH ZDOO RI WKH
YHKLFOH
 ,QVWDOO WKH UXEEHU JURPPHW LQWR WKH ILUH ZDOO

%$

 ,QVWDOO WKH VKLIW FRQWURO FDEOH LQWR WKH WUDQVD[OH PRXQW


 ,QVWDOO WKH FOLS RQWR WKH VKLIW FRQWURO FDEOH DW WKH
WUDQVD[OH PRXQW FRQQHFWLRQ

%$

 &RQQHFW WKH VKLIW FRQWURO FDEOH RQWR WKH VHOHFWRU OHYHU


FRQQHFWLRQ

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 ,QVWDOO WKH FOLS RQWR WKH VKLIW FRQWURO FDEOH DW WKH
VHOHFWRU OHYHU FRQQHFWLRQ RQ WKH WUDQVD[OH FDVH
 ,QVWDOO WKH EUDVV KRXVLQJ DQG WKH QXW RQWR WKH
RSSRVLWH HQG RI WKH VKLIW FRQWURO FDEOH

%$

 ,QVWDOO WKH VKLIW FRQWURO FDEOH LQWR WKH VKLIW FRQWURO


DVVHPEO\
 ,QVWDOO WKH VKLIW FRQWURO DWWDFKPHQW QXW RQWR WKH VKLIW
FRQWURO DVVHPEO\

7LJKWHQ
7LJKWHQ WKH VKLIW FRQWURO FDEOH DWWDFKPHQW QXW WR
 1:P  OELQ 

%$

,PSRUWDQW %H VXUH WKH VKLIW FRQWURO OHYHU LV LQ WKH


3 SRVLWLRQ DQG WKH VHOHFWRU OHYHU VHOHFWRU LV DOO WKH ZD\
IRUZDUG EHIRUH FRQQHFWLQJ WKH VKLIW FRQWURO FDEOH WR WKH
VKLIW FRQWURO OHYHU
 ,QVHUW WKH VKLIW FRQWURO FDEOH LQWR WKH FRQQHFWLQJ VORW
RQ WKH VKLIW FRQWURO OHYHU DQG VHFXUH LW ZLWK WKH SLQFK
EROW DQG QXW

7LJKWHQ
7LJKWHQ WKH VKLIW FRQWURO FDEOH DGMXVWPHQW SLQFK EROW
QXW WR  1:P  OELQ 
 ,QVWDOO WKH IORRU FRQVROH WKH VKLIW FRQWURO SDQHO DQG
WKH ULJKW DQG WKH OHIW IURQW ORZHU WULP SDQHOV 5HIHU WR
6HFWLRQ * ,QWHULRU 7ULP
 ,QVWDOO WKH EDWWHU\ DQG WKH EDWWHU\ WUD\

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(

&21752/ &$%/( $'-8670(17


/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG
'ULYH 6LPLODU
$GMXVWPHQW 3URFHGXUH

%$

,W LV YHU\ LPSRUWDQW WR PDWFK WKH VKLIW FRQWURO OHYHU


FRUUHFWO\ ZLWK WKH VHOHFWRU OHYHU FRQQHFWLRQ 3ODFH WKH
VKLIW FRQWURO OHYHU LQ WKH 3 SRVLWLRQ DQG FKHFN WKH
VHOHFWRU OHYHU FRQQHFWLRQ WR VHH LI LW LV DOO WKH ZD\
IRUZDUG ,I LW LV QRW SURFHHG ZLWK WKH IROORZLQJ
DGMXVWPHQW
 5HPRYH WKH EDWWHU\ DQG WKH EDWWHU\ WUD\
 5HPRYH WKH ULJKW DQG WKH OHIW IURQW ORZHU WULP SDQHOV
WKH VKLIW FRQWURO SDQHO DQG WKH IORRU FRQVROH 5HIHU WR
6HFWLRQ * ,QWHULRU 7ULP
 3ODFH WKH VKLIW FRQWURO OHYHU LQ WKH 3 SRVLWLRQ
 /RRVHQ WKH SLQFK EROW QXW RQ WKH VKLIW FRQWURO OHYHU
 3ODFH WKH VHOHFWRU OHYHU FRQQHFWLRQ DOO WKH ZD\
IRUZDUG RQ WKH WUDQVD[OH FDVH

%$

 ,QVHUW WKH VKLIW FRQWURO FDEOH LQWR WKH VKLIW FRQWURO OHYHU
WLJKWO\
 6HFXUH WKH VKLIW FRQWURO FDEOH ZLWK WKH VKLIW FRQWURO
FDEOH DGMXVWHU SLQFK EROW DQG QXW

7LJKWHQ
7LJKWHQ WKH VKLIW FRQWURO FDEOH DGMXVWHU SLQFK EROW QXW
WR  1:P  OELQ 
 ,QVWDOO WKH IORRU FRQVROH WKH VKLIW FRQWURO SDQHO DQG
WKH ULJKW DQG WKH OHIW IURQW ORZHU WULP SDQHOV 5HIHU WR
6HFWLRQ * ,QWHULRU 7ULP
 ,QVWDOO WKH EDWWHU\ DQG WKH EDWWHU\ WUD\

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  

7+5277/( 9$/9( &$%/(


5HPRYDO 3URFHGXUH
 'LVFRQQHFW DQG UHPRYH WKH EDWWHU\ DQG WKH EDWWHU\
WUD\
 5HPRYH WKH XSSHU FDEOH VWRS IURP WKH WKURWWOH FDEOH
ZKHHO

&$

 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH


 5HPRYH WKH IOXLG SDQ DQG WKH JDVNHW 5HIHU WR 3DQ
DQG *DVNHW LQ WKLV VHFWLRQ
 5HPRYH WKH YDOYH ERG\ 5HIHU WR 9DOYH %RG\ LQ WKLV
VHFWLRQ
 7XUQ WKH WKURWWOH YDOYH FDEOH FDP DQG UHPRYH WKH
FDEOH VWRS IURP WKH FDP

%$

 /RZHU WKH YHKLFOH


 5HPRYH WKH WKURWWOH YDOYH FDEOH IURP WKH WUDQVD[OH
FDVH

&$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH WKURWWOH YDOYH FDEOH LQWR WKH WUDQVD[OH FDVH

&$

 &RQQHFW WKH XSSHU FDEOH VWRS WR WKH WKURWWOH FDEOH


ZKHHO

&$

 5DLVH WKH YHKLFOH


 7XUQ WKH FDEOH FDP RQFH WR DOORZ IRU D VSULQJ ORDG DQG
ILW WKH ORZHU FDEOH VWRS LQWR WKH FDP VHDW
 ,QVWDOO WKH YDOYH ERG\ 5HIHU WR 9DOYH %RG\ LQ WKLV
VHFWLRQ
 ,QVWDOO WKH ORZHU IOXLG SDQ DQG WKH JDVNHW 5HIHU WR
3DQ DQG *DVNHW LQ WKLV VHFWLRQ
 /RZHU WKH YHKLFOH
 ,QVWDOO WKH EDWWHU\ WUD\ DQG WKH EDWWHU\ DQG FRQQHFW
WKH EDWWHU\

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  

$'-8&7 7+5277/( 9$/9( &$%/(


5HPRYDO 3URFHGXUH
 $GMXVW WKH JDS $ EHWZHHQ LGOH SOXJ DQG HQG RI
DGMXVWLQJ WKUHDG
6SHFLILFDWLRQ   a  PP
 )XOO WKH WKURWWOH YDOYH FDEOH WR IXOO WKURWWOH SRVLWLRQ
6SHFLILFDWLRQ   a  PP
 ,I WKH VWURNH ZHUH RXW RI VSHF DGMXVW XVLQJ DGMXVW QXWV

&$

7+5277/( 9$/9( &$%/( &$0


5HPRYDO 3URFHGXUH
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 5HPRYH WKH IOXLG SDQ 5HIHU WR 3DQ DQG *DVNHW LQ
WKLV VHFWLRQ
 5HPRYH WKH YDOYH ERG\ 5HIHU WR 9DOYH %RG\ DQG
&RQYHUWHU LQ WKLV VHFWLRQ
 5HPRYH WKH WKURWWOH YDOYH FDEOH IURP WKH FDP 5HIHU
WR 7KURWWOH 9DOYH &DEOH LQ WKLV VHFWLRQ
 5HPRYH WKH GHWHQW VFUHZ KROGLQJ WKH FDP RQWR WKH
WUDQVD[OH FDVH DQG UHPRYH WKH WKURWWOH YDOYH FDEOH
FDP

%$

 5HPRYH WKH VSULQJ IURP WKH ERG\ RI WKH FDP

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH VSULQJ RQWR WKH ERG\ RI WKH WKURWWOH YDOYH
FDEOH FDP

%$

 ,QVWDOO WKH WKURWWOH YDOYH FDEOH FDP DQG VHFXUH LW WR WKH


WUDQVD[OH FDVH ZLWK WKH GHWHQW VFUHZ

7LJKWHQ





7LJKWHQ WKH WKURWWOH YDOYH FDEOH FDP GHWHQW VFUHZ WR


 1:P  OELQ 
,QVWDOO WKH WKURWWOH YDOYH FDEOH 5HIHU WR 7KURWWOH 9DOYH
&DEOH LQ WKLV VHFWLRQ
,QVWDOO WKH YDOYH ERG\ 5HIHU WR 9DOYH %RG\ DQG
&RQYHUWHU LQ WKLV VHFWLRQ
,QVWDOO WKH IOXLG SDQ 5HIHU WR 3DQ DQG *DVNHW LQ WKLV
VHFWLRQ
/RZHU WKH YHKLFOH

%$

1(875$/ 67$57 6:,7&+


5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'LVFRQQHFW WKH QHXWUDO VWDUW VZLWFK IURP WKH ZLULQJ
KDUQHVV

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 /RRVHQ WKH FRQQHFWLQJ QXW RI WKH QHXWUDO VWDUW VZLWFK
RQ WKH WUDQVD[OH FDVH
 5HPRYH WKH QHXWUDO VWDUW VZLWFK

%$

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH QHXWUDO VWDUW VZLWFK DQG VHFXUH LW WR WKH
WUDQVD[OH FDVH ZLWK WKH FRQQHFWLQJ QXW

7LJKWHQ
7LJKWHQ WKH QHXWUDO VWDUW VZLWFK FRQQHFWLQJ QXW WR
 1:P  OEIW 

%$

 &RQQHFW WKH QHXWUDO VWDUW VZLWFK WR WKH ZLULQJ KDUQHVV


 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(

%5$.( 75$16$;/( 6+,)7


,17(5/2&.
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG
'ULYH 6LPLODU
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH FHQWHU FRQVROH 5HIHU WR 6HFWLRQ *
,QWHULRU 7ULP
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU IURP WKH VKLIW
LQWHUORFN VROHQRLG
 5HPRYH WKH VKLIW LQWHUORFN VROHQRLG EROWV DQG
UHPRYH WKH VKLIW LQWHUORFN VROHQRLG

&$

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH VKLIW LQWHUORFN VROHQRLG DQG WKH VKLIW
LQWHUORFN VROHQRLG EROWV

7LJKWHQ
7LJKWHQ WKH VKLIW LQWHUORFN VROHQRLG EROWV WR  1:P 
OELQ 
 &RQQHFW WKH HOHFWULFDO FRQQHFWRU WR WKH VKLIW LQWHUORFN
VROHQRLG
 ,QVWDOO WKH FHQWHU FRQVROH 5HIHU WR 6HFWLRQ *
,QWHULRU 7ULP
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&$

)/8,' ),//(5 78%(


5HPRYDO 3URFHGXUH
 'LVFRQQHFW DQG UHPRYH WKH EDWWHU\ DQG WKH EDWWHU\
WUD\
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 'UDLQ WKH IOXLG RXW RI WKH WUDQVD[OH 5HIHU WR &KDQJLQJ
)OXLG LQ WKLV VHFWLRQ
 5HPRYH WKH XSSHU IOXLG ILOOHU WXEH DWWDFKPHQW EROW

&$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 5HPRYH WKH ORZHU IOXLG ILOOHU DWWDFKPHQW QXW DQG
UHPRYH WKH IOXLG ILOOHU WXEH

%$

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH IOXLG ILOOHU WXEH ZLWK WKH ORZHU IOXLG ILOOHU WXEH
DWWDFKPHQW QXW

7LJKWHQ
7LJKWHQ WKH ORZHU IOXLG ILOOHU WXEH DWWDFKPHQW QXW WR
 1:P  OEIW 

%$

 ,QVWDOO WKH XSSHU IOXLG ILOOHU WXEH DWWDFKPHQW EROW

7LJKWHQ
7LJKWHQ WKH XSSHU IOXLG ILOOHU WXEH DWWDFKPHQW EROW WR
 1:P  OEIW 
 /RZHU WKH YHKLFOH
 5HILOO WKH WUDQVD[OH ZLWK WKH DSSURSULDWH DPRXQW RI
DXWRPDWLF WUDQVD[OH IOXLG 5HIHU WR )OXLG /HYHO 6HW
$IWHU 6HUYLFH LQ WKLV VHFWLRQ
 ,QVWDOO WKH EDWWHU\ WUD\ DQG WKH EDWWHU\

&$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(

63((' 6(1625
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 5HPRYH WKH VSHHG VHQVRU HOHFWULFDO FRQQHFWRU

&$

 5HPRYH WKH VSHHG VHQVRU IURP WKH H[WHQVLRQ FDVH


E\ UHPRYLQJ WKH UROO SLQ

&$

 5HPRYH WKH 2ULQJ IURP WKH VSHHG VHQVRU

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH 2ULQJ RQWR WKH VSHHG VHQVRU

%$

 ,QVWDOO WKH VSHHG VHQVRU LQWR WKH H[WHQVLRQ FDVH DQG


VHFXUH LW ZLWK D UROO SLQ

&$

 ,QVWDOO WKH VSHHG VHQVRU HOHFWULFDO FRQQHFWRU


 /RZHU WKH YHKLFOH
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(

3$1 $1' *$6.(7


5HPRYDO 3URFHGXUH
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 5HPRYH WKH HQJLQH XQGHU FRYHUV 5HIHU WR 6HFWLRQ
1 )UDPH DQG 8QGHUERG\
 'UDLQ WKH WUDQVD[OH IOXLG IURP WKH WUDQVD[OH 5HIHU WR
&KDQJLQJ )OXLG LQ WKLV VHFWLRQ
1RWLFH 7DNH FDUH QRW WR GDPDJH WKH PDWLQJ VXUIDFHV RI
WKH IOXLG SDQ DQG WKH FDVH 6XFK GDPDJH FDQ UHVXOW LQ
IOXLG OHDNV LQ WKLV DUHD
 5HPRYH WKH IOXLG SDQ FRQQHFWLQJ EROWV
 5HPRYH WKH IOXLG SDQ DQG JDVNHW

,QVSHFWLRQ 3URFHGXUH
%$

,QVSHFW WKH IOXLG SDQ IRU PHWDO SDUWLFOHV FOXWFK IDFLQJ


PDWHULDO UXEEHU SDUWLFOHV DQG HQJLQH FRRODQW ,QVSHFW
WKH SDQ IODQJH IRU GLVWRUWLRQ &RUUHFW DV QHHGHG

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH QHZ WUDQVD[OH SDQ JDVNHW
 ,QVWDOO WKH IOXLG SDQ ZLWK WKH IOXLG SDQ FRQQHFWLQJ EROWV

7LJKWHQ
7LJKWHQ WKH IOXLG SDQ FRQQHFWLQJ EROWV WR  1:P
 OELQ 
 ,QVWDOO WKH HQJLQH XQGHU FRYHUV 5HIHU WR 6HFWLRQ 1
)UDPH DQG 8QGHUERG\
 /RZHU WKH YHKLFOH
 5HILOO WKH WUDQVD[OH ZLWK WKH DSSURSULDWH DPRXQW RI
DXWRPDWLF WUDQVD[OH IOXLG 5HIHU WR )OXLG /HYHO 6HW
$IWHU 6HUYLFH LQ WKLV VHFWLRQ
 &KHFN WKH IOXLG OHYHO 5HIHU WR 7UDQVD[OH )OXLG /HYHO
&KHFNLQJ 3URFHGXUH LQ WKLV VHFWLRQ
%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  

&$6( 6,'( &29(5 3$1 $1'


*$6.(7
5HPRYDO 3URFHGXUH
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 5HPRYH WKH OHIW WLUH DQG ZKHHO DVVHPEO\ 5HIHU WR
6HFWLRQ ( 7LUHV DQG :KHHOV
 'UDLQ WKH IOXLG IURP WKH WUDQVD[OH 5HIHU WR &KDQJLQJ
)OXLG LQ WKLV VHFWLRQ
 5HPRYH WKH VLGH FRYHU SDQ FRQQHFWLQJ EROWV
 5HPRYH WKH VLGH FRYHU SDQ DQG WKH JDVNHW

&$

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO D QHZ VLGH FRYHU SDQ JDVNHW
 ,QVWDOO WKH VLGH FRYHU SDQ ZLWK WKH FRQQHFWLQJ EROWV

7LJKWHQ
7LJKWHQ WKH VLGH FRYHU SDQ FRQQHFWLQJ EROWV WR
 1:P  OELQ 
 5HSODFH WKH DXWRPDWLF WUDQVD[OH IOXLG 5HIHU WR )OXLG
/HYHO 6HW $IWHU 6HUYLFH LQ WKLV VHFWLRQ
 /RZHU WKH YHKLFOH

&$

&$6( (;7(16,21 +286,1*


5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'LVFRQQHFW WKH YHKLFOH VSHHG VHQVRU FRQQHFWLRQ
5HIHU WR 6SHHG 6HQVRU LQ WKLV VHFWLRQ
 5HPRYH WKH FDVH H[WHQVLRQ KRXVLQJ DWWDFKPHQW
EROWV DQG WKH FDVH H[WHQVLRQ KRXVLQJ

&$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 5HPRYH VSHHG VHQVRU URWRU

&$

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH VSHHG VHQVRU URWRU

&$

 ,QVWDOO WKH FDVH


DWWDFKPHQW EROWV

H[WHQVLRQ

KRXVLQJ

ZLWK

WKH

7LJKWHQ
7LJKWHQ WKH FDVH H[WHQVLRQ KRXVLQJ DWWDFKPHQW EROWV
WR  1:P  OEIW 
 $WWDFK WKH YHKLFOH VSHHG VHQVRU FRQQHFWLRQ 5HIHU WR
6SHHG 6HQVRU LQ WKLV VHFWLRQ
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  

'5,9( $;/( )/8,' 6($/6


5HPRYDO 3URFHGXUH
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 5HPRYH WKH ZKHHOV 5HIHU WR 6HFWLRQ ( 7LUHV DQG
:KHHOV
 'LVFRQQHFW WKH DXWRPDWLF WUDQVD[OH GULYH D[OHV IURP
WKH DXWRPDWLF WUDQVD[OH 5HIHU WR 6HFWLRQ $
$XWRPDWLF 7UDQVD[OH 'ULYH $[OH
 5HPRYH WKH ULJKW VLGH GULYH D[OH IOXLG VHDO

&$

 5HPRYH WKH OHIW VLGH GULYH D[OH IOXLG VHDO

%$

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH OHIW VLGH GULYH D[OH IOXLG VHDO

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 ,QVWDOO WKH ULJKW VLGH GULYH D[OH IOXLG VHDO
 &RQQHFW WKH DXWRPDWLF WUDQVD[OH GULYH D[OHV WR WKH
DXWRPDWLF WUDQVD[OH 5HIHU WR 6HFWLRQ $ $XWRPDWLF
7UDQVD[OH 'ULYH $[OH
 ,QVWDOO WKH ZKHHOV 5HIHU WR 6HFWLRQ ( 7LUHV DQG
:KHHOV
 /RZHU WKH YHKLFOH

&$

)/8,' &22/(5 3,3(6 $1' +26(6


5HPRYDO 3URFHGXUH
 5HPRYH WKH EDWWHU\ DQG WKH EDWWHU\ WUD\
 3ODFH D SDQ XQGHU WKH YHKLFOH WR FDWFK DQ\ OHDNLQJ
IOXLG
 5HPRYH WKH VHFXULQJ IDVWHQHU IURP WKH FRROHU SLSH RQ
WKH UDGLDWRU

%$

 5HPRYH WKH VHFXULQJ IDVWHQHU IURP WKH FRROHU SLSH RQ


WKH WUDQVD[OH FDVH

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 /RRVHQ WKH FRROHU SLSH FRQQHFWLRQV RQ WKH UDGLDWRU

%$

 /RRVHQ WKH FRROHU SLSH FRQQHFWLRQV RQ WKH WUDQVD[OH


FDVH
 5HPRYH WKH FRROHU KRVHV DQG WKH FRROHU SLSHV

&$

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH FRROHU KRVHV DQG WKH FRROHU SLSHV
 6HFXUH WKH FRROHU SLSH FRQQHFWLRQV RQWR WKH
WUDQVD[OH FDVH ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH FRROHU SLSHWRWUDQVD[OH FDVH EROWV WR
 1:P  OEIW 

&$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 6HFXUH WKH SLSH FRQQHFWLRQV RQWR WKH UDGLDWRU ZLWK
WKH QXWV

7LJKWHQ
7LJKWHQ WKH FRROHU SLSHWRUDGLDWRU QXWV WR  1:P
 OEIW 

%$

 ,QVWDOO WKH FRROHU SLSH VHFXULQJ IDVWHQHU RQWR WKH


WUDQVD[OH FDVH ZLWK WKH IDVWHQHU EROW

7LJKWHQ
7LJKWHQ WKH FRROHU SLSHWRWUDQVD[OH FDVH IDVWHQHU
EROW WR  1:P  OEIW 

%$

 ,QVWDOO WKH FRROHU SLSH VHFXULQJ IDVWHQHU RQWR WKH


UDGLDWRU ZLWK WKH IDVWHQHU EROW

7LJKWHQ
7LJKWHQ WKH FRROHU SLSHWRUDGLDWRU IDVWHQHU EROW WR
 1:P  OEIW 
 &KHFN WKH WUDQVD[OH IOXLG OHYHO 5HSODFH WKH IOXLG DV
QHHGHG 5HIHU WR )OXLG /HYHO 6HW $IWHU 6HUYLFH LQ
WKLV VHFWLRQ
 ,QVWDOO WKH EDWWHU\ WUD\ DQG WKH EDWWHU\

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  

75$16$;/( /()7 02817


/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG
'ULYH 6LPLODU
7RROV 5HTXLUHG
-% (QJLQH 6XSSRUW )L[WXUH

5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH EDWWHU\ 5HPRYH WKH EDWWHU\ DQG WKH
EDWWHU\ WUD\
 5HPRYH WKH FRRODQW VXUJH WDQN

&$

 5HPRYH WKH XSSHU UDGLDWRU FRYHU

&$

 $WWDFK WKH HQJLQH VXSSRUW IL[WXUH -% WR WKH


ULJKW VLGH RI WKH HQJLQH 5HIHU WR (QJLQH 6XSSRUW
)L[WXUH LQ WKLV VHFWLRQ
 6XSSRUW WKH HQJLQH ZLWK WKH HQJLQH VXSSRUW IL[WXUH
-%

&%

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 5HPRYH WKH EROW WKDW FRQQHFWV WKH WUDQVD[OH OHIW
PRXQW WR WKH OHIW WUDQVD[OH EUDFNHW

%$

 5HPRYH WKH EROWV WKDW FRQQHFW WKH WUDQVD[OH OHIW


PRXQW WR WKH YHKLFOH 7ZR EROWV DUH RQ HDFK VLGH RI
WKH PRXQW
 5HPRYH WKH WUDQVD[OH OHIW PRXQW

%$

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH WUDQVD[OH OHIW PRXQW
 ,QVWDOO WKH EROWV WKDW FRQQHFW WKH WUDQVD[OH OHIW PRXQW
WR WKH YHKLFOH

7LJKWHQ
7LJKWHQ WKH WUDQVD[OH OHIW PRXQWWRERG\ FRQQHFWLQJ
EROWV WR  1:P  OEIW 

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 ,QVWDOO WKH EROW WKDW FRQQHFWV WKH WUDQVD[OH OHIW PRXQW
WR WKH WUDQVD[OH OHIW EUDFNHW

7LJKWHQ
7LJKWHQ WKH WUDQVD[OH OHIW PRXQWWRWUDQVD[OH OHIW
EUDFNHW FRQQHFWLQJ EROW WR  1:P  OEIW 

%$

 5HPRYH WKH HQJLQH VXSSRUW IL[WXUH -% IURP


WKH HQJLQH
 ,QVWDOO WKH XSSHU UDGLDWRU FRYHU

&$

 ,QVWDOO WKH FRRODQW VXUJH WDQN ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH FRRODQW VXUJH WDQN PRXQWLQJ EROWV WR
 1:P  OEIW 
 ,QVWDOO WKH EDWWHU\ WUD\ DQG WKH EDWWHU\ &RQQHFW WKH
EDWWHU\

&$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(

75$16$;/( /()7 %5$&.(7


5HPRYDO 3URFHGXUH
 5HPRYH WKH EDWWHU\ DQG WKH EDWWHU\ WUD\
 5HPRYH WKH WUDQVD[OH PRXQW 5HIHU WR 7UDQVD[OH
0RXQW LQ WKLV VHFWLRQ
 'LVFRQQHFW WKH VKLIW FRQWURO FDEOH IURP WKH WUDQVD[OH
OHIW EUDFNHW
 'LVFRQQHFW WKH VKLIW FRQWURO FDEOH IURP WKH VHOHFWRU
OHYHU 5HIHU WR 6KLIW &RQWURO &DEOH LQ WKLV VHFWLRQ
 5HPRYH WKH EROWV WKDW FRQQHFW WKH WUDQVD[OH WR WKH
WUDQVD[OH OHIW EUDFNHW
 5HPRYH WKH WUDQVD[OH OHIW EUDFNHW

%$

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH WUDQVD[OH OHIW EUDFNHW
 ,QVWDOO WKH EROWV WKDW FRQQHFW WKH WUDQVD[OH OHIW EUDFNHW
WR WKH WUDQVD[OH

7LJKWHQ






7LJKWHQ WKH WUDQVD[OH OHIW EUDFNHW FRQQHFWLQJ EROWV WR


 1:P  OEIW 
,QVWDOO WKH WUDQVD[OH PRXQW 5HIHU WR 7UDQVD[OH
0RXQW LQ WKLV VHFWLRQ
&RQQHFW WKH VKLIW FRQWURO FDEOH WR WKH VHOHFWRU OHYHU
&RQQHFW WKH VKLIW FRQWURO FDEOH 5HIHU WR 6KLIW &RQWURO
&DEOH LQ WKLV VHFWLRQ
$GMXVW WKH VKLIW FRQWURO FDEOH 5HIHU WR &RQWURO &DEOH
$GMXVWPHQW LQ WKLV VHFWLRQ
,QVWDOO WKH EDWWHU\ WUD\ DQG WKH EDWWHU\

%$

75$16$;/( &(17(5 %5$&.(7


5HPRYDO 3URFHGXUH
 5HPRYH WKH FHQWHU PHPEHU IURP WKH YHKLFOH 5HIHU
WR 6HFWLRQ 1 )UDPH DQG 8QGHUERG\
 5HPRYH WKH EROWV WKDW FRQQHFW WKH WUDQVD[OH FHQWHU
EUDFNHW WR WKH WUDQVD[OH
 5HPRYH WKH EROW WKDW FRQQHFWV WKH WUDQVD[OH FHQWHU
EUDFNHW WR WKH HQJLQH
 5HPRYH WKH WUDQVD[OH FHQWHU EUDFNHW

&$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH WUDQVD[OH FHQWHU EUDFNHW WR WKH WUDQVD[OH
ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH WUDQVD[OH FHQWHU EUDFNHWWRWUDQVD[OH
EROWV WR  1:P  OEIW 
 ,QVWDOO WKH WUDQVD[OH FHQWHU EUDFNHW WR WKH HQJLQH
ZLWK WKH EROW

7LJKWHQ
7LJKWHQ WKH WUDQVD[OH FHQWHU EUDFNHWWRHQJLQH EROW WR
 1:P  OEIW 
 ,QVWDOO WKH FHQWHU PHPEHU LQWR WKH YHKLFOH 5HIHU WR
6HFWLRQ 1 )UDPH DQG 8QGHUERG\

&$

75$16$;/( $66(0%/<
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG
'ULYH 6LPLODU
7RROV 5HTXLUHG
-% (QJLQH 6XSSRUW )L[WXUH

5HPRYDO 3URFHGXUH

&$

'$(:22 9 %/

 5HPRYH WKH EDWWHU\ DQG WKH EDWWHU\ WUD\


 'LVFRQQHFW WKH VKLIW FRQWURO FDEOH IURP WKH WUDQVD[OH
EUDFNHW
 'LVFRQQHFW WKH VKLIW FRQWURO FDEOH IURP WKH VHOHFWRU
OHYHU 5HIHU WR 6KLIW &RQWURO &DEOH LQ WKLV VHFWLRQ
 'LVFRQQHFW WKH QHXWUDO VWDUW VZLWFK IURP WKH ZLULQJ
KDUQHVV 5HIHU WR 1HXWUDO 6WDUW 6ZLWFK LQ WKLV
VHFWLRQ
 'LVFRQQHFW WKH WKURWWOH YDOYH FDEOH IURP WKH WKURWWOH
FDEOH ZKHHO 5HIHU WR 7KURWWOH 9DOYH &DEOH LQ WKLV
VHFWLRQ
 5HPRYH WKH XSSHU UDGLDWRU FRYHU

$   =)  +3  $8720$7,& 75$16$;/(

&%

 $WWDFK WKH HQJLQH VXSSRUW IL[WXUH -% WR WKH


ULJKW VLGH RI WKH HQJLQH 5HIHU WR (QJLQH 6XSSRUW
)L[WXUH LQ WKLV VHFWLRQ
 6XSSRUW WKH HQJLQH ZLWK WKH HQJLQH VXSSRUW IL[WXUH
-%
 'LVFRQQHFW WKH WUDQVD[OH IURP WKH WUDQVD[OH EUDFNHW
5HIHU WR 7UDQVD[OH %UDFNHW LQ WKLV VHFWLRQ
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 5HPRYH WKH HQJLQH XQGHU FRYHUV 5HIHU WR 6HFWLRQ
1 )UDPH DQG 8QGHUERG\
 'UDLQ WKH WUDQVD[OH IOXLG 5HIHU WR &KDQJLQJ )OXLG
LQ WKLV VHFWLRQ
 'LVFRQQHFW WKH YHKLFOH VSHHG VHQVRU HOHFWULFDO
FRQQHFWRU 5HIHU WR 6SHHG 6HQVRU LQ WKLV VHFWLRQ
 /RZHU WKH YHKLFOH
 5HPRYH WKH IOXLG FRROHU KRVHV DQG WKH FRROHU SLSHV
IURP WKH WUDQVD[OH FDVH 5HIHU WR )OXLG &RROHU
3LSHV LQ WKLV VHFWLRQ
 5HPRYH WKH EROWV WKDW FRQQHFW WKH WUDQVD[OH WR WKH
WUDQVD[OH EUDFNHW 5HIHU WR 7UDQVD[OH %UDFNHW LQ
WKLV VHFWLRQ
 5DLVH WKH YHKLFOH
 5HPRYH WKH ZKHHOV 5HIHU WR 6HFWLRQ ( 7LUHV DQG
:KHHOV
 'LVFRQQHFW WKH DXWRPDWLF WUDQVD[OH GULYH D[OHV IURP
WKH DXWRPDWLF WUDQVD[OH 5HIHU WR 6HFWLRQ $
$XWRPDWLF 7UDQVD[OH 'ULYH $[OH
 5HPRYH WKH IRUZDUG HQJLQH PRXQW 5HIHU WR 6HFWLRQ
% 62+& (QJLQH 0HFKDQLFDO RU 6HFWLRQ &
'2+& (QJLQH 0HFKDQLFDO

 5RWDWH WKH IOH[ SODWH WKURXJK WKH KROH DW WKH ERWWRP
RI WKH WUDQVD[OH WR JDLQ DFFHVV WR DOO WKH WRUTXH
FRQYHUWHU EROWV WKURXJK WKH KROH DW WKH VLGH RI WKH
HQJLQH
 5HPRYH WKH WRUTXH FRQYHUWHU EROWV IURP WKH IOH[
SODWH

&$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 /RZHU WKH YHKLFOH
 5HPRYH WKH EHOO KRXVLQJ XSSHU EROWV

&$

 5DLVH WKH YHKLFOH


 6XSSRUW WKH WUDQVD[OH IURP EHORZ ZLWK D WUDQVD[OH
MDFN
 5HPRYH WKH EHOO KRXVLQJ ORZHU EROWV
 5HPRYH WKH EROWV WKDW FRQQHFW WKH WUDQVD[OH FHQWHU
EUDFNHW WR WKH WUDQVD[OH 5HIHU WR 7UDQVD[OH &HQWHU
%UDFNHW LQ WKLV VHFWLRQ
 /RZHU WKH WUDQVD[OH DQG UHPRYH LW IURP WKH YHKLFOH

&$

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH WUDQVD[OH LQWR WKH YHKLFOH ZLWK WKH WUDQVD[OH
MDFN
 ,QVWDOO WKH EHOO KRXVLQJ ORZHU EROWV

7LJKWHQ
7LJKWHQ WKH EHOO KRXVLQJWRHQJLQH ORZHU EROWV WR
 1:P  OEIW 

&$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 5HPRYH WKH WUDQVD[OH MDFN DQG ORZHU WKH YHKLFOH
 ,QVWDOO WKH EHOO KRXVLQJ XSSHU EROWV

7LJKWHQ
7LJKWHQ WKH EHOO KRXVLQJWRHQJLQH XSSHU EROWV WR
 1:P  OEIW 

&$

 5DLVH WKH YHKLFOH


 ,QVWDOO WKH WRUTXH FRQYHUWHU EROWV WKDW FRQQHFW WKH
IO\ZKHHO DQG WKH WRUTXH FRQYHUWHU 5RWDWH WKH
IO\ZKHHO WR LQVWDOO DOO WKH WRUTXH FRQYHUWHU EROWV

7LJKWHQ
7LJKWHQ WKH WRUTXH FRQYHUWHUWRIO\ZKHHO EROWV WR
 1:P  OEIW 
 ,QVWDOO WKH IRUZDUG HQJLQH PRXQW 5HIHU WR 6HFWLRQ %
62+& (QJLQH 0HFKDQLFDO RU 6HFWLRQ & '2+&
(QJLQH 0HFKDQLFDO
 ,QVWDOO WKH EROWV WKDW FRQQHFW WKH WUDQVD[OH WR WKH
WUDQVD[OH FHQWHU EUDFNHW 5HIHU WR 7UDQVD[OH &HQWHU
%UDFNHW LQ WKLV VHFWLRQ

&$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 &RQQHFW WKH VSHHG VHQVRU HOHFWULFDO FRQQHFWRU
5HIHU WR 6SHHG 6HQVRU LQ WKLV VHFWLRQ
 &RQQHFW WKH DXWRPDWLF WUDQVD[OH GULYH D[OHV WR WKH
DXWRPDWLF WUDQVD[OH 5HIHU WR 6HFWLRQ $ $XWRPDWLF
7UDQVD[OH 'ULYH $[OH
 ,QVWDOO WKH ZKHHOV 5HIHU WR 6HFWLRQ ( 7LUHV DQG
:KHHOV

&$

'$(:22 9 %/

 /RZHU WKH YHKLFOH


 ,QVWDOO WKH EROWV WKDW FRQQHFW WKH WUDQVD[OH EUDFNHW WR
WKH WUDQVD[OH 5HIHU WR 7UDQVD[OH %UDFNHW LQ WKLV
VHFWLRQ
 5HPRYH WKH HQJLQH VXSSRUW IL[WXUH -% IURP
WKH HQJLQH
 ,QVWDOO WKH IOXLG FRROHU KRVHV DQG WKH FRROHU SLSHV
RQWR WKH WUDQVD[OH FDVH 5HIHU WR )OXLG &RROHU
3LSHV LQ WKLV VHFWLRQ
 ,QVWDOO WKH XSSHU FDEOH VWRS WR WKH WKURWWOH FDEOH
ZKHHO 5HIHU WR 7KURWWOH 9DOYH &DEOH LQ WKLV
VHFWLRQ
 &RQQHFW WKH QHXWUDO VWDUW VZLWFK WR WKH ZLULQJ
KDUQHVV 5HIHU WR 1HXWUDO 6WDUW 6ZLWFK LQ WKLV
VHFWLRQ
 &RQQHFW WKH VKLIW FRQWURO FDEOH WR WKH WUDQVD[OH
EUDFNHW
 &RQQHFW WKH VKLIW FRQWURO FDEOH WR WKH VHOHFWRU OHYHU
5HIHU WR 6KLIW &RQWURO &DEOH LQ WKLV VHFWLRQ
 ,QVWDOO WKH XSSHU UDGLDWRU FRYHU
 ,QVWDOO WKH EDWWHU\ WUD\ DQG WKH EDWWHU\

$   =)  +3  $8720$7,& 75$16$;/(

81,7 5(3$,5
75$16$;/( &(17(5 02817
'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH FHQWHU PHPEHU IURP WKH YHKLFOH 5HIHU
WR 6HFWLRQ 1 )UDPH DQG 8QGHUERG\
 5HPRYH WKH WUDQVD[OH FHQWHU PRXQWWRFHQWHU
PHPEHU EROWV
 5HPRYH WKH WUDQVD[OH FHQWHU PRXQW

&%

$VVHPEO\ 3URFHGXUH
 ,QVWDOO WKH WUDQVD[OH FHQWHU PRXQW
 ,QVWDOO WKH WUDQVD[OH FHQWHU PRXQWWRFHQWHU PHPEHU
EROWV

7LJKWHQ
7LJKWHQ WKH WUDQVD[OH FHQWHU PRXQWWRFHQWHU
PHPEHU EROWV WR  1:P  OEIW 
 ,QVWDOO WKH FHQWHU PHPEHU LQWR WKH YHKLFOH 5HIHU WR
6HFWLRQ 1 )UDPH DQG 8QGHUERG\

&%

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  

0$-25 &20321(17 ',6$66(0%/<


7RROV 5HTXLUHG
- 2XWHU 5LQJ 3XOOHU 5LQJ 5HPRYHU
.$ %ROW 5HPRYHU
.$ *URRYHG 1XW 6RFNHW
.$ 6LGH 6KDIW 5HWDLQHU

'LVDVVHPEO\ 3URFHGXUH

%$

 5HPRYH WKH WUDQVD[OH IURP WKH YHKLFOH 5HIHU WR


7UDQVD[OH $VVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH WKH WRUTXH FRQYHUWHU IURP WKH WUDQVD[OH
DVVHPEO\
 6HFXUH WKH WUDQVD[OH WR D EHQFK KROGLQJ GHYLFH VR WKH
WUDQVD[OH FDQ URWDWH WKURXJK  GHJUHHV
 6WDUW ZLWK WKH IOXLG SDQ LQ WKH 83 SRVLWLRQ
 5HPRYH WKH IOXLG SDQ DQG WKH IOXLG SDQ JDVNHW 5HIHU
WR 3DQ DQG *DVNHW LQ WKLV VHFWLRQ
 5HPRYH WKH ODUJHVW EROWV DWWDFKLQJ WKH YDOYH ERG\ WR
WKH WUDQVD[OH

 5HPRYH WKH YDOYH ERG\

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 5RWDWH WKH WUDQVD[OH  GHJUHHV VR WKH EHOO KRXVLQJ
LV LQ WKH 83 SRVLWLRQ
 5HPRYH WKH EROWV KROGLQJ WKH EHOO KRXVLQJ WR WKH
WUDQVD[OH FDVH

%$

 5HPRYH WKH EHOO KRXVLQJ DQG WKH JDVNHW 5HPRYH


WKH VSHHGRPHWHU JHDU IURP WKH EHOO KRXVLQJ

%$

 5HPRYH WKH GLIIHUHQWLDO JHDU DVVHPEO\

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 5HPRYH WKH LQWHUPHGLDWH SODWH EROWV

%$

 5HPRYH WKH LQWHUPHGLDWH SODWH WKH SXPS DQG WKH


EUDNH & DVVHPEO\

%$

 5HPRYH WKH WKUXVW ZDVKHU DQG WKH DGMXVWPHQW


ZDVKHUV

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 /RRVHQ WKH EDQG &O E\ ORRVHQLQJ WKH ORFN QXW DQG
WXUQLQJ WKH EROW FRXQWHUFORFNZLVH

%$

 5HPRYH WKH FOXWFK $ WKH FOXWFK % DQG WKH VHFRQG


IUHHZKHHO DV D XQLW

%$

 5HPRYH WKH FOXWFK $ IURP WKH FOXWFK %

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 5HPRYH WKH EDQG &O 'R QRW EHQG LW

%$

 5HPRYH WKH PRWRU VKDIW WRJHWKHU ZLWK WKH FOXWFK (


DVVHPEO\

%$

 5HPRYH WKH LQWHUPHGLDWH VKDIW ZLWK WKH FOXWFK (


FDUULHU DQG WKH EHDULQJ

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 5HPRYH WKH VXQ VKDIW ZLWK WKH FDUULHU $ WKH ZDVKHU
DQG WKH EHDULQJ DV D FRPSOHWH XQLW

%$

 5HPRYH WKH GULYH VKHOO DQG WKH EHDULQJ DV DQ


DVVHPEO\

%$

 5HPRYH WKH VXQ JHDU

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 5HPRYH WKH SODQHWDU\ DVVHPEO\ DQG WKH QHHGOH
EHDULQJ

%$

 8VH WKH VLGH VKDIW UHWDLQHU .$ .$ WR


KROG WKH VLGH VKDIW LQ SODFH

.$

&$

 5RWDWH WKH WUDQVD[OH  GHJUHHV VR WKH


3$5./2&. FRPSRQHQWV DUH LQ WKH 83 SRVLWLRQ
 5HPRYH WKH VLGH FRYHU EROWV WKH VLGH FRYHU DQG WKH
JDVNHW 5HIHU WR &DVH 6LGH &RYHU 3DQ DQG *DVNHW
LQ WKLV VHFWLRQ
 0DNH VXUH WKH JHDU VHOHFWRU LV LQ WKH 3$5. SRVLWLRQ

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 %HQG WKH ORFNLQJ WDEV RQ WKH VSXU JHDU VHFXULQJ
EROWV

%$

 /RRVHQ WKH VPDOO VSXU JHDU EROW ZLWK WKH EROW
UHPRYHU .$ .$ 
.$
.$

&$

 5HPRYH WKH VHFXULQJ EROW RQ WKH VPDOOHU VSXU JHDU


DQG UHPRYH WKH VPDOO VSXU JHDU

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 /RRVHQ WKH ODUJH VSXU JHDU EROW ZLWK WKH EROW
UHPRYHU .$ .$ 
.$
.$

&$

 5HPRYH WKH VHFXULQJ EROW RQ WKH ODUJHU VSXU JHDU


DQG UHPRYH WKH ODUJH VSXU JHDU

%$

 5HPRYH WKH RXWSXW VKDIW DQG WKH KROORZ JHDU


WRJHWKHU ZLWK WKH ZHE JHDU

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 5HPRYH WKH VLGH VKDIW UHWDLQHU .$ IURP WKH
VLGH VKDIW JHDU
 5HPRYH WKH VLGH VKDIW

%$

 'LVHQJDJH WKH 3$5. SRVLWLRQ DQG UHPRYH WKH FRYHU


SODWH DQG WKH JRYHUQRU DVVHPEO\

%$

 %HQG WKH ORFNLQJ WDEV RQ WKH ILUVW IUHHZKHHO ORFNQXW


ZDVKHU

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 /RRVHQ WKH ILUVW IUHHZKHHO ORFNQXW ZDVKHU XVLQJ WKH
JURRYHG QXW VRFNHW .$ .$ 

.$
&$

 5HPRYH WKH ILUVW IUHHZKHHO ORFNQXW ZDVKHU DQG WKH


ILUVW IUHHZKHHO ULQJ

%$

 5HPRYH WKH ILUVW IUHHZKHHO

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 5RWDWH WKH WUDQVD[OH  GHJUHHV VR WKH VLGH VKDIW
RXWHU ULQJ LV LQ WKH 83 SRVLWLRQ
 5HPRYH WKH EUDNH ' VQDS ULQJ IURP LQVLGH WKH FDVH

%$

 5HPRYH WKH EUDNH ' DVVHPEO\ DQG WKH SODWH VSULQJ

%$

 5HPRYH WKH EUDNH ' SLVWRQ E\ LQMHFWLQJ DLU LQWR WKH
IOXLG IHHG KROH ZLWK DQ DLU JXQ

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 5HPRYH WKH VHFXULQJ EROWV IURP WKH VLGH VKDIW RXWHU
ULQJ

%$

 5HPRYH WKH VLGH VKDIW RXWHU ULQJ ZLWK WKH ULQJ SXOOHU
-

-

&$

 5HPRYH WKH VPDOO VSXU JHDU FRQ EHDULQJ RXWHU ULQJ
ZLWK WKH ULQJ SXOOHU -
 ,QVSHFW DQG FOHDQ WKH WUDQVD[OH KRXVLQJ

-

&$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(

%5$.( &O
'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH WUDQVD[OH IURP WKH YHKLFOH 5HIHU WR
7UDQVD[OH $VVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH WKH EDQG &O 5HIHU WR 0DMRU &RPSRQHQW
'LVDVVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH WKH UHWDLQLQJ ULQJ KROGLQJ WKH SLVWRQ &O FRYHU

%$

 5HPRYH WKH SLVWRQ &O FRYHU DQG WKH SLVWRQ &O

%$

 5HPRYH WKH VHFXULW\ FOLS IURP WKH SLVWRQ &O

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 6HSDUDWH WKH SLVWRQ &O WKH SLVWRQ URG DQG WKH SODWH
ZDVKHUV

%$

 5HPRYH WKH 2ULQJ IURP WKH SLVWRQ &O

%$

 /RRVHQ WKH ORFNQXW DQG XQVFUHZ WKH DGMXVWLQJ EROW

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 5HPRYH WKH EDQG &O VKDIW IURP WKH WUDQVD[OH
KRXVLQJ

%$

 5HPRYH WKH 2ULQJ IURP WKH EDQG &O VKDIW

%$

$VVHPEO\ 3URFHGXUH
 ,QVWDOO WKH 2ULQJ RQWR WKH EDQG &O VKDIW

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 ,QVHUW WKH EDQG &O VKDIW LQWR WKH WUDQVPLVVLRQ
KRXVLQJ $VVHPEOH WKH DGMXVWLQJ EROW WKH ZDVKHU
DQG WKH QXW 6FUHZ WKH DVVHPEO\ KDOI RI WKH ZD\ LQWR
WKH WUDQVPLVVLRQ KRXVLQJ

%$

,PSRUWDQW %RWK SODWH ZDVKHUV DUH FRQYH[ 7KH\ VKRXOG


IDFH HDFK RWKHU DV WKH\ DUH DVVHPEOHG RQ WKH SLVWRQ
URG RU WKH EUDNH ZLOO QRW ZRUN SURSHUO\
 ,QVWDOO WKH SODWH ZDVKHUV RQWR WKH SLVWRQ URG 7KH
WKLFN RQH JRHV RQ WKH SLVWRQ URG EHIRUH WKH WKLQ RQH

%$

 ,QVWDOO D QHZ 2ULQJ RQWR WKH SLVWRQ &O DQG LQVWDOO WKH
SLVWRQ &O RQWR WKH SLVWRQ URG ,QVWDOO WKH VHFXULW\ FOLS
RQWR WKH SLVWRQ URG

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 ,QVWDOO WKH VSULQJ RQWR WKH SLVWRQ URG DQG LQVHUW WKH
SLVWRQ &O LQWR WKH WUDQVD[OH KRXVLQJ

%$

 ,QVWDOO WKH SLVWRQ &O FRYHU

%$

 ,QVWDOO WKH UHWDLQLQJ ULQJ


 ,QVWDOO WKH EDQG &O 5HIHU WR 0DMRU &RPSRQHQW
$VVHPEO\ LQ WKLV VHFWLRQ
 ,QVWDOO WKH WUDQVD[OH LQWR WKH YHKLFOH 5HIHU WR
7UDQVD[OH $VVHPEO\ LQ WKLV VHFWLRQ

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  

,17(50(',$7( 3/$7( :,7+ %5$.(


& $1' 3803
7RROV 5HTXLUHG
.$ &RPSUHVVLRQ $GDSWHU

'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH WUDQVD[OH IURP WKH YHKLFOH 5HIHU WR
7UDQVD[OH $VVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH WKH LQWHUPHGLDWH SODWH ZLWK WKH EUDNH & DQG
WKH SXPS 5HIHU WR 0DMRU &RPSRQHQW 'LVDVVHPEO\
LQ WKLV VHFWLRQ
 5HPRYH WKH VQDS ULQJ WKDW VHFXUHV WKH EUDNH &
DVVHPEO\

%$

 5HPRYH WKH EUDNH & DVVHPEO\

%$

.$
.$

&$

'$(:22 9 %/

 3UHVV GRZQ WKH SODWH VSULQJ ZLWK WKH FRPSUHVVLRQ


DGDSWHU .$ .$ DQG UHPRYH WKH VQDS
ULQJ ZLWK D VFUHZGULYHU

$   =)  +3  $8720$7,& 75$16$;/(


 5HPRYH WKH SODWH VSULQJ WKH SUHVVXUH SODWH DQG WKH
UHWDLQHU ULQJ

&$

 ,QVHUW DQ DLU JXQ LQWR WKH IOXLG IHHG KROH DQG XVH DLU
SUHVVXUH WR IUHH WKH SLVWRQ &

%$

 5HPRYH WKH SLVWRQ &

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 5HPRYH WKH LQWHUPHGLDWH ULQJ VQDS ULQJ DQG WKH
LQWHUPHGLDWH ULQJ 5HSODFH WKH 2ULQJ RQ WKH
LQWHUPHGLDWH ULQJ DV QHHGHG

%$

 5HPRYH WKH LQWHUPHGLDWH SODWH FRQQHFWLQJ EROWV


IURP WKH SXPS DVVHPEO\

%$

 6HSDUDWH WKH LQWHUPHGLDWH SODWH IURP WKH SXPS


DVVHPEO\ 8VH D SODVWLF KDPPHU IRU GLVDVVHPEO\

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 5HPRYH WKH VSULQJ WKH WRUTXH FRQYHUWHU YDOYH DQG
WKH FDS

%$

 5HPRYH WKH SXPS KROORZ JHDU DQG WKH SXPS JHDU
IURP WKH SXPS KRXVLQJ

%$

$VVHPEO\ 3URFHGXUH
 ,QVWDOO WKH SXPS KROORZ JHDU DQG WKH SXPS JHDU LQWR
WKH SXPS KRXVLQJ ZLWK WKH PDUNHG VLGH RI WKH JHDUV
IDFLQJ XSZDUG

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 ,QVWDOO WKH VSULQJ WKH WRUTXH FRQYHUWHU YDOYH DQG WKH
FDS

%$

 ,QVHUW WKH VSULQJ LQWR WKH RSHQ JDS DQG DOLJQ WKH
LQWHUPHGLDWH SODWH RQWR WKH SXPS KRXVLQJ

%$

 ,QVWDOO WKH LQWHUPHGLDWH SODWH FRQQHFWLQJ EROWV LQWR WKH


SXPS DVVHPEO\

7LJKWHQ
7LJKWHQ WKH LQWHUPHGLDWH SODWHWRSXPS DVVHPEO\
FRQQHFWLQJ EROWV WR  1:P  OELQ 

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 ,QVWDOO WKH LQWHUPHGLDWH ULQJ DQG VHFXUH LW ZLWK WKH
LQWHUPHGLDWH ULQJ VQDS ULQJ

%$

 ,QVWDOO WKH SLVWRQ &

%$

 ,QVWDOO WKH SODWH VSULQJ SUHVVXUH SODWH DQG WKH


UHWDLQHU ULQJ
.$
.$

&$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


.$
.$

 3UHVV GRZQ WKH SODWH VSULQJ ZLWK WKH FRPSUHVVLRQ


DGDSWHU .$ .$ DQG LQVWDOO WKH VQDS
ULQJ

&$

 ,QVWDOO WKH EUDNH & DVVHPEO\

%$

 ,QVWDOO WKH VQDS ULQJ WKDW VHFXUHV WKH EUDNH &
DVVHPEO\
 ,QVWDOO WKH LQWHUPHGLDWH SODWH ZLWK WKH EUDNH & DQG
WKH SXPS 5HIHU WR 0DMRU &RPSRQHQW $VVHPEO\
LQ WKLV VHFWLRQ
 ,QVWDOO WKH WUDQVD[OH LQWR WKH YHKLFOH 5HIHU WR
7UDQVD[OH $VVHPEO\ LQ WKLV VHFWLRQ

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(

&/87&+ % :,7+ )5((:+((/


6(&21' *($5
7RROV 5HTXLUHG
.$ &RPSUHVVLRQ $GDSWHU

'LVDVVHPEO\ 3URFHGXUH
,PSRUWDQW 7KH IUHHZKHHO VHFRQG JHDU VKRXOG QRW EH
GLVDVVHPEOHG 5HSODFH WKLV SDUW DV D XQLW

%$

 5HPRYH WKH WUDQVD[OH IURP WKH YHKLFOH 5HIHU WR


7UDQVD[OH $VVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH WKH FOXWFK $ WKH FOXWFK % DQG WKH IUHHZKHHO
VHFRQG JHDU DVVHPEO\ IURP WKH WUDQVD[OH KRXVLQJ
5HIHU WR 0DMRU &RPSRQHQW 'LVDVVHPEO\ LQ WKLV
VHFWLRQ
 6HSDUDWH WKH FOXWFK $ IURP WKH FOXWFK % DQG WKH
IUHHZKHHO VHFRQG JHDU DVVHPEO\
 5HPRYH WKH VQDS ULQJ DQG WKH FOXWFK % DVVHPEO\

%$

 &RPSUHVV WKH SUHVVXUH SODWH XVLQJ WKH FRPSUHVVLRQ


DGDSWHU .$ .$ 

.$
.$

&$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 5HPRYH WKH UHWDLQHU ULQJV DQG WKH WKUXVW ZDVKHUV

.$
.$

&$

 5HPRYH WKH FRPSUHVVLRQ DGDSWHU .$


 5HPRYH WKH SODWH VSULQJ DQG WKH SUHVVXUH SODWH

%$

 ,QVHUW FRPSUHVVHG DLU LQWR WKH IOXLG IHHG KROH IRU WKH
UHPRYDO RI WKH SLVWRQ %

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 5HPRYH WKH SLVWRQ % 5HSODFH WKH 2ULQJ DV QHHGHG

%$

 5HSODFH WKH F\OLQGHU % 2ULQJ DV QHHGHG

%$

$VVHPEO\ 3URFHGXUH
 ,QVWDOO WKH SLVWRQ %

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 ,QVWDOO WKH SODWH VSULQJ DQG WKH SUHVVXUH SODWH

%$

 &RPSUHVV WKH SUHVVXUH SODWH XVLQJ WKH FRPSUHVVLRQ


DGDSWHU .$ .$ 

.$
.$

&$

 ,QVWDOO WKH UHWDLQHU ULQJV DQG WKH WKUXVW ZDVKHUV

.$
.$

&$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 ,QVWDOO WKH FOXWFK % DVVHPEO\

%$

 ,QVWDOO WKH FOXWFK % DVVHPEO\ VQDS ULQJ

%$

 -RLQ WKH FOXWFK $ WKH FOXWFK % DQG WKH IUHHZKHHO


VHFRQG JHDU LQWR DQ DVVHPEO\
 ,QVWDOO WKH FOXWFK $ WKH FOXWFK % DQG WKH IUHHZKHHO
VHFRQG JHDU DVVHPEO\ LQWR WKH WUDQVD[OH KRXVLQJ
5HIHU WR 0DMRU &RPSRQHQW $VVHPEO\ LQ WKLV VHFWLRQ
 ,QVWDOO WKH WUDQVD[OH LQWR WKH YHKLFOH 5HIHU WR
7UDQVD[OH $VVHPEO\ LQ WKLV VHFWLRQ

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  

&/87&+ $
7RROV 5HTXLUHG
.$ &RPSUHVVLRQ $GDSWHU

'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH WUDQVD[OH IRUP WKH YHKLFOH 5HIHU WR
7UDQVD[OH $VVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH WKH FOXWFK $ IURP WKH WUDQVD[OH KRXVLQJ
5HIHU WR 0DMRU &RPSRQHQW 'LVDVVHPEO\ LQ WKLV
VHFWLRQ
 5HPRYH WKH FOXWFK $ VQDS ULQJ

%$

 5HPRYH WKH WXUELQH VKDIW

%$

 5HPRYH WKH VQDS ULQJ DQG WKH FOXWFK $ DVVHPEO\

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 &RPSUHVV WKH SLVWRQ ZLWK WKH FRPSUHVVLRQ DGDSWHU
.$ .$ DQG UHPRYH WKH VQDS ULQJ

.$
.$

&$

 ,QVHUW FRPSUHVVHG DLU LQWR WKH IOXLG IHHG KROH WR IUHH


WKH DFFXPXODWLRQ SLVWRQ DVVHPEO\ IURP WKH FOXWFK $
F\OLQGHU

%$

 +LW WKH DFFXPXODWLRQ SLVWRQ RQ WKH ZRUN EHQFK OLJKWO\


WR UHPRYH WKH SLVWRQ $ DQG WKH SODWH VSULQJ

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 5HSODFH WKH 2ULQJV RQ WKH DFFXPXODWLRQ SLVWRQ DV
QHHGHG

%$

 5HSODFH WKH 2ULQJ LQ WKH SLVWRQ $ DV QHHGHG

%$

$VVHPEO\ 3URFHGXUH
 ,QVWDOO WKH SODWH VSULQJ LQWR WKH DFFXPXODWLRQ SLVWRQ

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 ,QVWDOO WKH SLVWRQ $ LQWR WKH DFFXPXODWLRQ SLVWRQ

%$

 ,QVWDOO WKH DFFXPXODWLRQ SLVWRQ LQWR WKH FOXWFK $


F\OLQGHU

%$

 &RPSUHVV WKH SLVWRQ ZLWK WKH FRPSUHVVLRQ DGDSWHU


.$ .$ DQG LQVWDOO WKH VQDS ULQJ

.$
.$

&$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 ,QVWDOO WKH FOXWFK $ DVVHPEO\

%$

 ,QVWDOO WKH FOXWFK $ DVVHPEO\ VQDS ULQJ

%$

 &KHFN WKH FOXWFK $ DVVHPEO\ FOHDUDQFH E\ SODFLQJ D


PHDVXULQJ JDXJH RQ WRS RI WKH FOXWFK $ F\OLQGHU
 /LIW WKH FOXWFK SDFNDJH XSZDUG WR UHDG WKH FOXWFK
FOHDUDQFH 7KH FOHDUDQFH VKRXOG EH  PP
 LQFK 
 ,I WKH PHDVXUHPHQW GRHV QRW PHHW WKHVH
VSHFLILFDWLRQV UHSODFH WKH VQDS ULQJ ZLWK RQH WKDW LV
HLWKHU WKLQQHU RU WKLFNHU

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 ,QVWDOO WKH WXUELQH VKDIW

%$

 ,QVWDOO WKH FOXWFK $ VQDS ULQJ


 ,QVWDOO WKH FOXWFK $ LQWR WKH WUDQVD[OH KRXVLQJ 5HIHU
WR 0DMRU &RPSRQHQW $VVHPEO\ LQ WKLV VHFWLRQ
 ,QVWDOO WKH WUDQVD[OH LQWR WKH YHKLFOH 5HIHU WR
7UDQVD[OH $VVHPEO\ LQ WKLV VHFWLRQ

%$

&/87&+ (
7RROV 5HTXLUHG
.$ %HDULQJ 5HPRYHU

'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH WUDQVD[OH IURP WKH YHKLFOH 5HIHU WR
7UDQVD[OH $VVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH WKH FOXWFK ( DVVHPEO\ IURP WKH WUDQVD[OH
KRXVLQJ 5HIHU WR 0DMRU &RPSRQHQW 'LVDVVHPEO\ LQ
WKLV VHFWLRQ
 5HPRYH WKH WKUXVW ZDVKHU IURP WKH PRWRU VKDIW

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 5HPRYH WKH VQDS ULQJ DQG WKH FOXWFK ( DVVHPEO\

%$

.$
.$

 &RPSUHVV WKH SLVWRQ ( XVLQJ WKH EHDULQJ UHPRYHU


.$ .$ 
 5HPRYH WKH UHWDLQHU ULQJV DQG WKH SODWH VSULQJ

&$

 ,QVHUW FRPSUHVVHG DLU LQWR WKH IOXLG IHHG KROH

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 5HPRYH WKH SLVWRQ (
 5HSODFH WKH 2ULQJ DV QHHGHG

%$

$VVHPEO\ 3URFHGXUH
 3XVK WKH SLVWRQ ( LQWR WKH F\OLQGHU RI WKH PRWRU VKDIW

%$

 &RPSUHVV WKH SLVWRQ ( XVLQJ WKH EHDULQJ UHPRYHU


.$ .$ 
.$
.$

 ,QVWDOO WKH UHWDLQHU ULQJV DQG WKH SODWH VSULQJ

&$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 ,QVWDOO WKH FOXWFK ( DVVHPEO\ DQG WKH VQDS ULQJ

%$

 ,QVWDOO WKH WKUXVW ZDVKHU RQWR WKH PRWRU VKDIW


 ,QVWDOO WKH FOXWFK ( DVVHPEO\ LQWR WKH WUDQVD[OH
KRXVLQJ 5HIHU WR 0DMRU &RPSRQHQW $VVHPEO\ LQ
WKLV VHFWLRQ
 ,QVWDOO WKH WUDQVD[OH LQWR WKH YHKLFOH 5HIHU WR
7UDQVD[OH $VVHPEO\ LQ WKLV VHFWLRQ

%$

287387 6+$)7 $1' )5((:+((/


),567 *($5
7RROV 5HTXLUHG
.$ .$ %HDULQJ 5HPRYHU
.$ .$ %HDULQJ 5HPRYHU
.$ .$ %HDULQJ ,QVWDOOHU

'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH WUDQVD[OH IURP WKH YHKLFOH 5HIHU WR
7UDQVD[OH $VVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH WKH RXWSXW VKDIW DQG WKH IUHHZKHHO ILUVW JHDU
IURP WKH WUDQVD[OH KRXVLQJ 5HIHU WR 0DMRU
&RPSRQHQW 'LVDVVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH WKH RXWSXW VKDIW VQDS ULQJ
 6HSDUDWH WKH RXWSXW VKDIW DQG WKH KROORZ JHDU
%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 5HPRYH WKH FRQ EHDULQJ IURP WKH RXWSXW VKDIW XVLQJ
WKH EHDULQJ UHPRYHU .$

.$
.$

&$

 5HPRYH WKH UHWDLQHU ULQJ DQG WKH VQDS ULQJ

%$

 5HPRYH WKH LQQHU IUHHZKHHO ULQJ

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 5HPRYH WKH VQDS ULQJ IURP WKH IUHHZKHHO LQQHU ULQJ
 6HSDUDWH WKH FRYHU SODWH DQG WKH IUHHZKHHO FDJH

%$

$VVHPEO\ 3URFHGXUH
 ,QVHUW WKH IUHHZKHHO FDJH FDUHIXOO\ LQWR WKH IUHHZKHHO
RXWHU ULQJ )RU FRUUHFW DVVHPEO\ DOLJQ WKH WHHWK RI WKH
FDJH ZLWK WKH RSHQLQJV RI WKH RXWHU ULQJ
 3XVK WKH IUHHZKHHO FDJH GRZQZDUG

%$

 ,QVWDOO WKH IUHHZKHHO LQQHU ULQJ VQDS ULQJ

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 ,QVWDOO WKH EHDULQJ ULQJ LQWR WKH IUHHZKHHO LQQHU ULQJ
DQG SXVK GRZQ WR WKH 6723 SRLQW
 3ODFH WKH IUHHZKHHO DVVHPEO\ RQ WKH EHDULQJ
UHPRYHU .$ .$ DQG LQVWDOO WKH VQDS
ULQJ DQG WKH UHWDLQHU ULQJ

.$

&$

 ,QVWDOO WKH FRQ EHDULQJ RQWR WKH RXWSXW VKDIW XVLQJ


WKH EHDULQJ LQVWDOOHU .$ .$ 

.$
.$

&$

 -RLQ WKH RXWSXW VKDIW DQG WKH KROORZ JHDU


 ,QVWDOO WKH RXWSXW VKDIW VQDS ULQJ
 ,QVWDOO WKH RXWSXW VKDIW DQG WKH IUHHZKHHO ILUVW JHDU
LQWR WKH WUDQVD[OH KRXVLQJ 5HIHU WR 0DMRU
&RPSRQHQW $VVHPEO\ LQ WKLV VHFWLRQ
 ,QVWDOO WKH WUDQVD[OH LQWR WKH YHKLFOH 5HIHU WR
7UDQVD[OH $VVHPEO\ LQ WKLV VHFWLRQ

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  

6,'( 6+$)7 $1' *29(5125


7RROV 5HTXLUHG
.$ .$ %HDULQJ 5HPRYHU

'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH WUDQVD[OH IURP WKH YHKLFOH 5HIHU WR
7UDQVD[OH $VVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH WKH VLGH VKDIW DQG WKH JRYHUQRU DVVHPEO\
IURP WKH WUDQVD[OH KRXVLQJ 5HIHU WR 0DMRU
&RPSRQHQW 'LVDVVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH WKH JRYHUQRU VFUHHQ VKHHW

%$

 5HPRYH WKH JRYHUQRU KRXVLQJ EROWV DQG WKH JRYHUQRU


KRXVLQJ

%$

 5HPRYH WKH JRYHUQRU FRXQWHUZHLJKW EROW DQG


FRXQWHUZHLJKW

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 5HPRYH WKH VWDJH RQH SXVK SLVWRQ DQG WKH VWDJH WZR
VSULQJ DQG WKH SLVWRQ

%$

1RWLFH ,QVSHFW WKH JRYHUQRU KRXVLQJ IRU GDPDJH DQG


UHSODFH LW LI LW LV GDPDJHG
 5HSODFH WKH SLVWRQ ULQJ DQG WKH VHDOLQJ ULQJV RQ WKH
JRYHUQRU IODQJH DV QHHGHG

%$

 5HPRYH WKH FRQ EHDULQJ IURP WKH VLGH VKDIW XVLQJ WKH
EHDULQJ UHPRYHU .$ .$ 

.$
.$

&$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


$VVHPEO\ 3URFHGXUH
 3UHVV WKH FRQ EHDULQJ RQWR WKH VLGH VKDIW XVLQJ DQ
DUERU SUHVV DQG D  PP  LQFK RXWVLGH
GLDPHWHU VWHHO WXEH ZLWK D ZDOO WKLFNQHVV RI  PP
 LQFK RU D VFKHGXOH  VWHHO SLSH  PP
 LQFK QRPLQDO VL]H

%$

 ,QVWDOO WKH VWDJH WZR VSULQJ DQG WKH SLVWRQ DQG WKH
VWDJH RQH SXVK SLVWRQ

%$

 ,QVWDOO WKH JRYHUQRU


FRXQWHUZHLJKW EROW

FRXQWHUZHLJKW

DQG

WKH

7LJKWHQ
7LJKWHQ WKH FRXQWHUZHLJKW EROW WR  1:P  OELQ 

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 ,QVWDOO WKH JRYHUQRU KRXVLQJ DQG WKH JRYHUQRU
KRXVLQJ EROWV

7LJKWHQ
7LJKWHQ WKH JRYHUQRU KRXVLQJ EROWV WR  1:P
 OELQ 

%$

 ,QVWDOO WKH JRYHUQRU VFUHHQ VKHHW


 ,QVWDOO WKH VLGH VKDIW DQG WKH JRYHUQRU DVVHPEO\ IURP
WKH WUDQVD[OH KRXVLQJ 5HIHU WR 0DMRU &RPSRQHQW
$VVHPEO\ LQ WKLV VHFWLRQ
 ,QVWDOO WKH WUDQVD[OH LQWR WKH YHKLFOH 5HIHU WR
7UDQVD[OH $VVHPEO\ LQ WKLV VHFWLRQ

%$

+286,1*
7RROV 5HTXLUHG
.$ .$ %HDULQJ 5DFH ,QVWDOOHU
.$ .$ %HDULQJ 5LQJ 5HPRYHU,QVWDOOHU

.$

'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH WUDQVD[OH IURP WKH YHKLFOH 5HIHU WR
7UDQVD[OH $VVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH WKH EHOO KRXVLQJ IURP WKH WUDQVD[OH 5HIHU WR
0DMRU &RPSRQHQW 'LVDVVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH WKH VHDO ULQJ IURP WKH EHOO KRXVLQJ XVLQJ WKH
EHDULQJ ULQJ UHPRYHULQVWDOOHU .$

&$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 5HPRYH WKH H[WHQVLRQ KRXVLQJ 5HIHU WR &DVH
([WHQVLRQ +RXVLQJ LQ WKLV VHFWLRQ
 5HPRYH WKH RXWHU ULQJ RI WKH FRQ EHDULQJ LQ WKH
GLIIHUHQWLDO DUHD RI WKH KRXVLQJ XVLQJ WKH EHDULQJ ULQJ
UHPRYHULQVWDOOHU .$ .$ 

.$
.$

&$

$VVHPEO\ 3URFHGXUH
 ,QVWDOO WKH RXWHU ULQJ RI WKH FRQ EHDULQJ LQ WKH
GLIIHUHQWLDO DUHD RI WKH KRXVLQJ XVLQJ WKH EHDULQJ ULQJ
UHPRYHULQVWDOOHU .$ .$ 

.$
.$

&$

 ,QVWDOO WKH H[WHQVLRQ KRXVLQJ 5HIHU WR &DVH


([WHQVLRQ +RXVLQJ LQ WKLV VHFWLRQ

.$
.$

 ,QVWDOO WKH RXWHU ULQJ RI WKH FRQ EHDULQJ XVLQJ WKH


EHDULQJ UDFH LQVWDOOHU .$ .$ 
 ,QVWDOO WKH EHOO KRXVLQJ LQWR WKH WUDQVD[OH 5HIHU WR
0DMRU &RPSRQHQW $VVHPEO\ LQ WKLV VHFWLRQ
 ,QVWDOO WKH WUDQVD[OH LQWR WKH YHKLFOH 5HIHU WR
7UDQVD[OH $VVHPEO\ LQ WKLV VHFWLRQ

&$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(

',))(5(17,$/
7RROV 5HTXLUHG
.$ .$ %HDULQJ 5HPRYHU
.$ .$ 6HDO 5LQJ ,QVWDOOHU
.$ .$ %HDULQJ ,QVWDOOHU

'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH WUDQVD[OH IURP WKH YHKLFOH 5HIHU WR
7UDQVD[OH $VVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH WKH GLIIHUHQWLDO IURP WKH WUDQVD[OH 5HIHU WR
0DMRU &RPSRQHQW 'LVDVVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH D UROO SLQ IURP RQH VLGH RI WKH GLIIHUHQWLDO

%$

 5HPRYH WKH GLIIHUHQWLDO SXVK SLQ

%$

 5HPRYH WKH EHYHO VLGH JHDUV

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 5HPRYH WKH EHYHO XSSHU JHDU DQG WKH EHYHO ORZHU
JHDU

%$

 5HPRYH WKH XSSHU WDSHUHG UROOHU EHDULQJ XVLQJ WKH


EHDULQJ UHPRYHU .$ .$ 

.$

&$

 5HPRYH WKH KRXVLQJ VHDO ULQJ LQ WKH GLIIHUHQWLDO DUHD

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


$VVHPEO\ 3URFHGXUH
 ,QVWDOO WKH KRXVLQJ VHDO ULQJ LQ WKH GLIIHUHQWLDO DUHD
XVLQJ WKH VHDO ULQJ LQVWDOOHU .$ .$ 

.$
.$

&$

 ,QVWDOO WKH XSSHU WDSHUHG UROOHU EHDULQJ XVLQJ WKH


EHDULQJ LQVWDOOHU .$ .$ 
.$

&$

 ,QVWDOO WKH XSSHU WKH ORZHU DQG WKH VLGH EHYHO JHDUV
7KH WHHWK RI WKH XSSHU JHDU PXVW DOLJQ ZLWK WKH
VSDFHV LQ WKH ORZHU JHDU LQ RUGHU WR LQVWDOO WKH VLGH
WKH XSSHU DQG WKH ORZHU EHYHO JHDUV SURSHUO\

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 ,QVWDOO WKH GLIIHUHQWLDO SXVK SLQ

%$

 ,QVWDOO WKH UROO SLQ


 ,QVWDOO WKH GLIIHUHQWLDO LQWR WKH WUDQVD[OH 5HIHU WR
0DMRU &RPSRQHQW $VVHPEO\ LQ WKLV VHFWLRQ
 ,QVWDOO WKH WUDQVD[OH LQWR WKH YHKLFOH 5HIHU WR
7UDQVD[OH $VVHPEO\ LQ WKLV VHFWLRQ

%$

60$// 6385 *($5


7RROV 5HTXLUHG
.$ .$ %HDULQJ 5HPRYHU
.$ .$ %HDULQJ ,QVWDOOHU

.$
.$

'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH WUDQVD[OH IURP WKH YHKLFOH 5HIHU WR
7UDQVD[OH $VVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH WKH VPDOO VSXU JHDU IURP WKH WUDQVD[OH 5HIHU
WR 0DMRU &RPSRQHQW 'LVDVVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH WKH FRQ EHDULQJ IURP WKH VPDOO VSXU JHDU
XVLQJ WKH EHDULQJ UHPRYHU .$ .$ 

&$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


$VVHPEO\ 3URFHGXUH
 ,QVWDOO WKH FRQ EHDULQJ RQWR WKH VPDOO VSXU JHDU XVLQJ
WKH EHDULQJ LQVWDOOHU .$ .$ 
 ,QVWDOO WKH VPDOO VSXU JHDU LQWR WKH WUDQVD[OH 5HIHU WR
0DMRU &RPSRQHQW $VVHPEO\ LQ WKLV VHFWLRQ
 ,QVWDOO WKH WUDQVD[OH LQWR WKH YHKLFOH 5HIHU WR
7UDQVD[OH $VVHPEO\ LQ WKLV VHFWLRQ

.$
.$

&$

3$5. 6<67(0 &20321(176


7RROV 5HTXLUHG
.$ .$ 6HDO 5LQJ 3XQFK
.$ .$ 6HFXULQJ 'HYLFH

'LVDVVHPEO\ 3URFHGXUH

%$

 5HPRYH WKH WUDQVD[OH IURP WKH YHKLFOH 5HIHU WR


7UDQVD[OH $VVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH WKH IOXLG SDQ FRYHU DQG WKH JDVNHW 5HIHU WR
3DQ DQG *DVNHW LQ WKLV VHFWLRQ
 5HPRYH WKH YDOYH ERG\ 5HIHU WR 9DOYH %RG\ LQ WKLV
VHFWLRQ
 5HPRYH WKH VLGH FRYHU DQG WKH JDVNHW 5HIHU WR
&DVH 6LGH &RYHU 3DQ DQG *DVNHW LQ WKLV VHFWLRQ
 5HPRYH WKH GHWHQW VFUHZV WKDW VHFXUH WKH VSULQJ
SODWH
 5HPRYH WKH FRQQHFWLQJ URG DQG WKH 3$5. FDP

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 5HPRYH WKH VHOHFWRU VKDIW UROO SLQ

%$

 5HPRYH WKH VHOHFWRU VKDIW WKH VHOHFWRU VKDIW FDP


WKH DGMXVWPHQW ZDVKHU DQG WKH FDP SLQ

%$

 %HQG WKH ORFNLQJ WDEV RQ WKH VPDOO VSXU JHDU VHFXULQJ


QXW

&$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 5HPRYH WKH VHFXULQJ EROW RQ WKH VPDOOHU VSXU JHDU
DQG UHPRYH WKH VPDOO VSXU JHDU

%$

 5HPRYH WKH SODVWLF KROGLQJ IL[WXUH

%$

 3XVK WKH 3$5. SDZO SLQ RXW RI WKH KRXVLQJ DQG
UHPRYH WKH %5$.( SDZO DORQJ ZLWK WKH OHJ VSULQJ

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 5HPRYH WKH VHOHFWRU VKDIW VHDO ULQJ

%$

$VVHPEO\ 3URFHGXUH
 ,QVWDOO WKH VHOHFWRU VKDIW VHDO ULQJ XVLQJ WKH VHDO ULQJ
SXQFK .$ .$ 

.$
.$
&$

 ,QVHUW WKH 3$5. SDZO SLQ DSSUR[LPDWHO\ KDOI RI WKH


ZD\ LQWR WKH WUDQVPLVVLRQ FDVH LQ RUGHU WR LQVWDOO WKH
OHJ VSULQJ DQG WKH 3$5. SDZO

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 3XVK WKH VKDIW WR WKH 6723 SRLQW DQG SODFH WKH OHJ
VSULQJ XQGHU WKH 3$5. SDZO

%$

 ,QVHUW WKH VHOHFWRU VKDIW KDOI RI WKH ZD\ LQWR WKH


WUDQVPLVVLRQ FDVH ILW WKH VHOHFWRU VKDIW FDP RQWR WKH
VKDIW DQG SXVK WKH VHOHFWRU VKDIW WR WKH 6723 SRLQW

%$

 ,QVWDOO WKH VSULQJ SODWH LQWR WKH KRXVLQJ DQG VHFXUH


WKH VSULQJ SODWH ZLWK WKH GHWHQW VFUHZV

7LJKWHQ
7LJKWHQ WKH VSULQJ SODWH GHWHQW VFUHZV WR  1:P
 OELQ 

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 ,QVWDOO WKH 3$5. FDP RQWR WKH FDP SLQ DQG FRQQHFW
WKH VSULQJ SODWH

%$

 3XVK WKH VHOHFWRU VKDIW FDP XS DJDLQVW WKH 3$5.


FDP DV WLJKWO\ DV SRVVLEOH 6HFXUH WKH 3$5. FDP
ZLWK WKH VHFXULQJ GHYLFH .$ .$ 

.$
.$

&$

 0HDVXUH WKH FOHDUDQFH EHWZHHQ WKH VHOHFWRU VKDIW


FDP DQG WKH WUDQVD[OH FDVH ZLWK D JDXJH 'HWHUPLQH
WKH VL]H ZDVKHU WR ILW LQWR WKLV FOHDUDQFH E\
VXEWUDFWLQJ  PP  LQFK IURP WKH FOHDUDQFH
PHDVXUHPHQW

.$
&$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 5HPRYH WKH VSULQJ SODWH DQG SXOO RXW WKH VHOHFWRU
VKDIW DV IDU DV QHHGHG WR LQVHUW WKH ZDVKHU EHWZHHQ
WKH VHOHFWRU VKDIW FDP DQG WKH WUDQVPLVVLRQ FDVH
 2QFH WKH VHOHFWRU VKDIW LV EDFN LQ SODFH LQVWDOO WKH
UROO SLQ

%$

 7KH WHHWK RI WKH 3$5. FDP DQG WKH VHOHFWRU VKDIW
FDP PXVW EH DOLJQHG SURSHUO\

%$

 ,QVWDOO WKH FRQQHFWLQJ URG

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 ,QVWDOO WKH SODVWLF KROGLQJ IL[WXUH

%$

 ,QVWDOO WKH VPDOO VSXU JHDU ,QVWDOO WKH VHFXULQJ EROW
RQWR WKH VPDOOHU VSXU JHDU
 $GMXVW WKH FOHDUDQFH RQ WKH RXWSXW VKDIW 5HIHU WR
0DMRU &RPSRQHQW $VVHPEO\ LQ WKLV VHFWLRQ
 ,QVWDOO WKH VLGH FRYHU JDVNHW DQG WKH VLGH FRYHU
5HIHU WR &DVH 6LGH &RYHU 3DQ DQG *DVNHW LQ WKLV
VHFWLRQ
 ,QVWDOO WKH YDOYH ERG\ 5HIHU WR 9DOYH %RG\ LQ WKLV
VHFWLRQ
 ,QVWDOO WKH IOXLG SDQ FRYHU JDVNHW DQG WKH IOXLG SDQ
FRYHU 5HIHU WR 3DQ DQG *DVNHW LQ WKLV VHFWLRQ
 ,QVWDOO WKH WUDQVD[OH LQWR WKH YHKLFOH 5HIHU WR
7UDQVD[OH $VVHPEO\ LQ WKLV VHFWLRQ

%$

9$/9( %2'<
'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH WUDQVD[OH IURP WKH YHKLFOH 5HIHU WR
7UDQVD[OH $VVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH WKH YDOYH ERG\ IURP WKH WUDQVD[OH 5HIHU WR
0DMRU &RPSRQHQW 'LVDVVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH WKH IOXLG ILOWHU KRXVLQJ

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 5HPRYH WKH IOXLG ILOWHU DQG WKH JDVNHW

%$

 5HPRYH WKH ORZHU YDOYH KRXVLQJ EROWV DQG UHPRYH


WKH ORZHU YDOYH KRXVLQJ

%$

 5HPRYH WKH ORZHU FRYHU

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 5HPRYH WKH ORZHU LQWHUPHGLDWH SODWH

%$

 5HPRYH WKH FKDQJH YDOYH EDOOV DQG WKH FOLS IURP WKH
ORZHU VLGH RI WKH YDOYH KRXVLQJ

%$

 7XUQ WKH YDOYH ERG\ RYHU


 5HPRYH WKH FOXWFK $ DQG WKH EUDNH ' KRXVLQJ

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 5HSODFH WKH FOLSV RQ WKH XQGHU VLGH RI WKH KRXVLQJ LI
QHFHVVDU\

%$

 .HHS WKH IOXLG SDVVDJH SODWH DQG WKH XSSHU


LQWHUPHGLDWH SODWH WRJHWKHU VHSDUDWLQJ WKHP DV D
XQLW IURP WKH XSSHU VLGH RI WKH YDOYH KRXVLQJ 7XUQ
WKHP RYHU EHIRUH SODFLQJ WKHP RQ WKH WDEOH

%$

 5HPRYH WKH EUHDWKHU EDOO WKH FOLSV DQG WKH


UHVWULFWRUV IURP WKH XSSHU VLGH RI WKH YDOYH KRXVLQJ

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 6HSDUDWH WKH XSSHU LQWHUPHGLDWH SODWH IURP WKH IOXLG
SDVVDJH SODWH

%$

 5HPRYH WKH UHVWULFWRUV WKH FHQWUDOL]LQJ SLQ DQG WKH


VXSSO\ EDOO IURP WKH IOXLG FKDQQHO KRXVLQJ

%$

$VVHPEO\ 3URFHGXUH
,PSRUWDQW 7KH UHVWULFWRUV JR LQWR WKH KRXVLQJV LQ D
FHUWDLQ RULHQWDWLRQ %H VXUH WR VHDW SURSHUO\ HDFK
UHVWULFWRU
 ,QVWDOO WKH FHQWUDOL]LQJ SLQ WKH VXSSO\ EDOO DQG WKH
GDPSHU UHVWULFWRUV LQWR WKH IOXLG FKDQQHO KRXVLQJ

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 3ODFH WKH XSSHU LQWHUPHGLDWH SODWH RQWR WKH IOXLG
SDVVDJH SODWH

%$

 ,QVWDOO WKH EUHDWKHU EDOO WKH FOLSV DQG WKH UHVWULFWRUV


LQWR WKH XSSHU VLGH RI WKH YDOYH KRXVLQJ

%$

 +ROGLQJ WKH XSSHU LQWHUPHGLDWH SODWH WR WKH IOXLG


SDVVDJH SODWH WXUQ WKHP RYHU DQG SODFH WKHP RQ WKH
XSSHU VLGH RI WKH YDOYH KRXVLQJ

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 ,QVWDOO WKH FOLSV LQWR WKH FOXWFK $ DQG WKH EUDNH '
KRXVLQJ
 ,QVWDOO WKH FOXWFK $ DQG WKH EUDNH ' KRXVLQJ ZLWK WKH
EROWV

7LJKWHQ
7LJKWHQ WKH FOXWFK $ DQG WKH EUDNH ' KRXVLQJ
DWWDFKPHQW EROWV WR  1:P  OELQ 

%$

 7XUQ RYHU WKH YDOYH ERG\


 ,QVWDOO WKH FKDQJH YDOYH EDOOV DQG WKH FOLS WKHP LQWR
WKH ORZHU VLGH RI WKH YDOYH KRXVLQJ

%$

 ,QVWDOO WKH ORZHU LQWHUPHGLDWH SODWH

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 ,QVWDOO WKH ORZHU FRYHU ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH ORZHU FRYHU DWWDFKPHQW EROWV WR  1:P
 OELQ 

%$

 ,QVWDOO WKH ORZHU YDOYH KRXVLQJ ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH ORZHU YDOYH KRXVLQJ DWWDFKPHQW EROWV WR
 1:P  OELQ 

%$

 ,QVWDOO WKH IOXLG ILOWHU DQG WKH JDVNHW

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 ,QVWDOO WKH IOXLG ILOWHU KRXVLQJ ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH IOXLG ILOWHU KRXVLQJ FRYHU DWWDFKLQJ EROWV WR
 1:P  OELQ 
 ,QVWDOO WKH YDOYH ERG\ LQWR WKH WUDQVD[OH 5HIHU WR
0DMRU &RPSRQHQW $VVHPEO\ LQ WKLV VHFWLRQ
 ,QVWDOO WKH WUDQVD[OH LQWR WKH YHKLFOH 5HIHU WR
7UDQVD[OH $VVHPEO\ LQ WKLV VHFWLRQ

%$

&/87&+ $ $1' %5$.( ' +286,1*


'LVDVVHPEO\ 3URFHGXUH
,PSRUWDQW 8VH FDXWLRQ ZKHQ UHPRYLQJ WKH FRYHUV IURP
WKH KRXVLQJ DV WKH YDOYH VSULQJV FDQ JHW ORVW HDVLO\
 5HPRYH WKH WUDQVD[OH IURP WKH YHKLFOH 5HIHU WR
7UDQVD[OH $VVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH WKH YDOYH ERG\ IURP WKH WUDQVD[OH 5HIHU WR
0DMRU &RPSRQHQW 'LVDVVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH WKH FOXWFK $ DQG WKH EUDNH ' KRXVLQJ IURP
WKH YDOYH ERG\ 5HIHU WR 9DOYH %RG\ LQ WKLV VHFWLRQ
 5HPRYH WKH VHOHFWLRQ VKXWWOH YDOYH

%$

 5HPRYH WKH ORDG FRUUHFWLRQ SUHVVXUH VKXWWOH YDOYH


DQG WKH VSULQJ

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 5HPRYH WKH VKXWWOH YDOYH FRYHU IURP WKH FOXWFK $ DQG
WKH EUDNH ' KRXVLQJ

%$

 5HPRYH WKH EUDNH ' VKXWWOH YDOYH DQG WKH VSULQJ IURP
WKH KRXVLQJ

%$

 5HPRYH WKH FOXWFK $ VKXWWOH YDOYH DQG WKH VSULQJ


IURP WKH KRXVLQJ

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


$VVHPEO\ 3URFHGXUH
 ,QVWDOO WKH FOXWFK $ VKXWWOH YDOYH DQG WKH VSULQJ LQWR
WKH KRXVLQJ

%$

 ,QVWDOO WKH EUDNH ' VKXWWOH YDOYH DQG WKH VSULQJ LQWR
WKH KRXVLQJ

%$

 ,QVWDOO WKH VKXWWOH YDOYH FRYHU RQWR WKH FOXWFK $ DQG


WKH EUDNH ' KRXVLQJ ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH VKXWWOH YDOYH FRYHU DWWDFKPHQW EROWV WR
 1:P  OELQ 

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 ,QVWDOO WKH ORDG FRUUHFWLRQ SUHVVXUH VKXWWOH YDOYH DQG
WKH VSULQJ

%$

 ,QVWDOO WKH VHOHFWLRQ VKXWWOH YDOYH


 ,QVWDOO WKH FOXWFK $ DQG WKH EUDNH ' KRXVLQJ RQWR WKH
YDOYH ERG\ 5HIHU WR 9DOYH %RG\ LQ WKLV VHFWLRQ
 ,QVWDOO WKH YDOYH ERG\ LQWR WKH WUDQVD[OH 5HIHU WR
0DMRU &RPSRQHQW 'LVDVVHPEO\ LQ WKLV VHFWLRQ
 ,QVWDOO WKH WUDQVD[OH LQWR WKH YHKLFOH 5HIHU WR
7UDQVD[OH $VVHPEO\ LQ WKLV VHFWLRQ

%$

/2:(5 9$/9( +286,1*


'LVDVVHPEO\ 3URFHGXUH
,PSRUWDQW 8VH FDXWLRQ ZKHQ UHPRYLQJ WKH FRYHUV IURP
WKH VLGHV RI WKH KRXVLQJ DV WKH YDOYH VSULQJV FDQ JHW ORVW
HDVLO\
 5HPRYH WKH WUDQVD[OH IURP WKH YHKLFOH 5HIHU WR
7UDQVD[OH $VVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH WKH YDOYH ERG\ IURP WKH WUDQVD[OH 5HIHU WR
0DMRU &RPSRQHQW 'LVDVVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH WKH ORZHU YDOYH KRXVLQJ 5HIHU WR 9DOYH
%RG\ LQ WKLV VHFWLRQ
 5HPRYH WKH ORZHU YDOYH KRXVLQJ H[WHULRU FRYHU EROWV
DQG WKH H[WHULRU FRYHU

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 5HPRYH WKH ILUVWVHFRQG VSHHG FKDQJH VKXWWOH YDOYH
DQG VSULQJ

%$

 5HPRYH WKH VHFRQG VSHHG ORFN VKXWWOH YDOYH DQG


VSULQJ

%$

 5HPRYH WKH FRQWURO VKXWWOH YDOYH DQG WKH UHVWULFWRU &O


VSULQJ

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 5HPRYH WKH SRVLWLRQ  VKXWWOH YDOYH DQG WKH VSULQJ

%$

 5HPRYH WKH  VKXWWOH YDOYH DQG WKH VSULQJ

%$

 5HPRYH WKH ORZHU YDOYH KRXVLQJ LQWHULRU FRYHU EROWV


WKH ORZHU YDOYH KRXVLQJ LQWHULRU FRYHU DQG WKH MRLQW

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 5HPRYH WKH  FKDQJH XS VKXWWOH YDOYH DQG WKH
VSULQJ

%$

 5HPRYH WKH  FKDQJH YDOYH

%$

$VVHPEO\ 3URFHGXUH
 ,QVWDOO WKH  FKDQJH YDOYH

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 ,QVWDOO WKH  FKDQJH XS VKXWWOH YDOYH DQG WKH
VSULQJ

%$

 ,QVWDOO WKH ORZHU YDOYH KRXVLQJ LQWHULRU FRYHU DQG WKH


MRLQW ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH ORZHU YDOYH KRXVLQJ LQWHULRU FRYHU EROWV WR
 1:P  OELQ 

%$

 ,QVWDOO WKH  VKXWWOH YDOYH DQG WKH VSULQJ

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 ,QVWDOO WKH SRVLWLRQ  VKXWWOH YDOYH WKH VSULQJ

%$

 ,QVWDOO WKH FRQWURO VKXWWOH YDOYH DQG WKH UHVWULFWRU &O


VSULQJ

%$

 ,QVWDOO WKH VHFRQG VSHHG ORFN VKXWWOH YDOYH DQG WKH


VSULQJ

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 ,QVWDOO WKH ILUVWVHFRQG VSHHG FKDQJH VKXWWOH YDOYH
DQG WKH VSULQJ

%$

 ,QVWDOO WKH ORZHU YDOYH KRXVLQJ H[WHULRU FRYHU ZLWK


WKH EROWV

7LJKWHQ
7LJKWHQ WKH ORZHU YDOYH KRXVLQJ H[WHULRU FRYHU EROWV WR
 1:P  OELQ 
 ,QVWDOO WKH ORZHU YDOYH KRXVLQJ 5HIHU WR 9DOYH
%RG\ LQ WKLV VHFWLRQ
 ,QVWDOO WKH YDOYH ERG\ RQWR WKH WUDQVD[OH 5HIHU WR
0DMRU &RPSRQHQW $VVHPEO\ LQ WKLV VHFWLRQ
 ,QVWDOO WKH WUDQVD[OH LQWR WKH YHKLFOH 5HIHU WR
7UDQVD[OH $VVHPEO\ LQ WKLV VHFWLRQ

%$

9$/9( +286,1*
'LVDVVHPEO\ 3URFHGXUH
,PSRUWDQW 8VH FDXWLRQ ZKHQ UHPRYLQJ WKH FRYHUV IURP
WKH VLGHV RI WKH KRXVLQJ DV WKH YDOYH VSULQJV FDQ JHW ORVW
HDVLO\
 5HPRYH WKH WUDQVD[OH IURP WKH YHKLFOH 5HIHU WR
7UDQVD[OH $VVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH WKH YDOYH ERG\ IURP WKH WUDQVD[OH 5HIHU WR
0DMRU &RPSRQHQW 'LVDVVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH WKH YDOYH KRXVLQJ 5HIHU WR 9DOYH %RG\ LQ
WKLV VHFWLRQ
 5HPRYH WKH YDOYH KRXVLQJ GDPSHU YDOYH VLGH FRYHU
EROWV DQG WKH YDOYH KRXVLQJ GDPSHU YDOYH VLGH FRYHU

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 5HPRYH WKH  FKDQJH YDOYH

%$

 5HPRYH WKH  FKDQJH YDOYH

%$

 5HPRYH WKH GHOD\ VKXWWOH YDOYH DQG WKH GHOD\ VKXWWOH


YDOYH LQQHU DQG WKH RXWHU VSULQJ

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 5HPRYH WKH EUDNH &O GDPSHU VKXWWOH YDOYH DQG WKH
EUDNH &O GDPSHU VKXWWOH YDOYH LQQHU DQG WKH RXWHU
VSULQJ

%$

 5HPRYH WKH FOXWFK ( VKXWWOH YDOYH DQG WKH FOXWFK (


VKXWWOH YDOYH LQQHU DQG WKH RXWHU VSULQJ

%$

 5HPRYH WKH PDLQ SUHVVXUH VKXWWOH YDOYH DQG WKH


PDLQ SUHVVXUH VKXWWOH YDOYH LQQHU DQG WKH RXWHU
VSULQJ

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 5HPRYH WKH YDOYH KRXVLQJ FRQWURO YDOYH VLGH FRYHU
DWWDFKPHQW EROWV DQG WKH YDOYH KRXVLQJ FRQWURO
YDOYH VLGH FRYHU

%$

 5HPRYH WKH  FKDQJH VKXWWOH YDOYH DQG WKH


VSULQJ

%$

 5HPRYH WKH  FKDQJH VKXWWOH YDOYH DQG WKH


VSULQJ

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 5HPRYH WKH  NLFNGRZQ VKXWWOH YDOYH DQG WKH
VSULQJ

%$

 5HPRYH WKH PRGXODWLRQ SUHVVXUH VKXWWOH YDOYH DQG


WKH VSULQJ

%$

 5HPRYH WKH ILUVW DQG WKH UHYHUVH ORFN VKXWWOH YDOYH
DQG WKH VSULQJ

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 5HPRYH WKH  OLQH FRQWURO VKXWWOH YDOYH DQG WKH
VSULQJ
 5HPRYH WKH  OLQH FKDQJH VKXWWOH YDOYH DQG WKH
VSULQJ

%$

 5HPRYH WKH  FKDQJH VKXWWOH YDOYH DQG WKH


VSULQJ

%$

$VVHPEO\ 3URFHGXUH
 ,QVWDOO WKH  FKDQJH VKXWWOH YDOYH DQG WKH VSULQJ

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 ,QVWDOO WKH  OLQH FRQWURO VKXWWOH YDOYH DQG WKH
VSULQJ
 5HPRYH WKH  OLQH FKDQJH VKXWWOH YDOYH DQG WKH
VSULQJ

%$

 ,QVWDOO WKH ILUVW DQG WKH UHYHUVH ORFN VKXWWOH YDOYH DQG
WKH VSULQJ

%$

 ,QVWDOO WKH PRGXODWLRQ SUHVVXUH VKXWWOH YDOYH DQG WKH


VSULQJ

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 ,QVWDOO WKH  NLFNGRZQ VKXWWOH YDOYH DQG WKH VSULQJ

%$

 ,QVWDOO WKH  FKDQJH VKXWWOH YDOYH DQG WKH VSULQJ

%$

 ,QVWDOO WKH  FKDQJH VKXWWOH YDOYH DQG WKH VSULQJ

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 ,QVWDOO WKH YDOYH KRXVLQJ FRQWURO YDOYH VLGH FRYHU
ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH YDOYH KRXVLQJ FRQWURO YDOYH VLGH FRYHU
DWWDFKPHQW EROWV WR  1:P  OELQ 

%$

 ,QVWDOO WKH PDLQ SUHVVXUH VKXWWOH YDOYH DQG WKH PDLQ
SUHVVXUH VKXWWOH YDOYH LQQHU DQG WKH RXWHU VSULQJ

%$

 ,QVWDOO WKH FOXWFK ( VKXWWOH YDOYH DQG WKH FOXWFK (


VKXWWOH YDOYH LQQHU DQG WKH RXWHU VSULQJ

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 ,QVWDOO WKH EUDNH &O GDPSHU VKXWWOH YDOYH DQG WKH
EUDNH &O GDPSHU VKXWWOH YDOYH LQQHU DQG WKH RXWHU
VSULQJ

%$

 ,QVWDOO WKH GHOD\ VKXWWOH YDOYH DQG WKH GHOD\ VKXWWOH
YDOYH LQQHU DQG WKH RXWHU VSULQJ

%$

 ,QVWDOO WKH  FKDQJH YDOYH

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 ,QVWDOO WKH  FKDQJH YDOYH

%$

 ,QVWDOO WKH YDOYH KRXVLQJ GDPSHU YDOYH VLGH FRYHU


ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH YDOYH KRXVLQJ GDPSHU YDOYH VLGH FRYHU
DWWDFKPHQW EROWV WR  1:P  OELQ 
 ,QVWDOO WKH YDOYH KRXVLQJ 5HIHU WR 9DOYH %RG\ LQ
WKLV VHFWLRQ
 ,QVWDOO WKH YDOYH ERG\ LQWR WKH WUDQVD[OH 5HIHU WR
0DMRU &RPSRQHQW $VVHPEO\ LQ WKLV VHFWLRQ
 ,QVWDOO WKH WUDQVD[OH LQWR WKH YHKLFOH 5HIHU WR
7UDQVD[OH $VVHPEO\ LQ WKLV VHFWLRQ

%$

0$-25 &20321(17 $66(0%/<


7RROV 5HTXLUHG
.$ .$ 'LIIHUHQWLDO $GMXVWPHQW 7RRO
.$ .$ *URRYHG 1XW 6RFNHW
.$ .$ 6LGH 6KDIW 5HWDLQHU
.$ .$ $[LDO &OHDUDQFH 0HDVXUHPHQW
7RRO
.$ .$ 6SXU *HDU &OHDUDQFH
0HDVXUHPHQW 7RRO

$VVHPEO\ 3URFHGXUH
 ,QVWDOO WKH VLGH VKDIW RXWHU ULQJ

&$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 ,QVWDOO WKH VLGH VKDIW RXWHU ULQJ VHFXULQJ EROWV

7LJKWHQ
7LJKWHQ WKH VLGH VKDIW RXWHU ULQJ VHFXULQJ EROWV WR
 1:P  OEIW 

%$

 /XEULFDWH WKH SLVWRQ ' VHDO ZLWK WKH WUDQVD[OH IOXLG


 ,QVWDOO WKH SLVWRQ ' LQWR WKH WUDQVD[OH FDVH

%$

 5RWDWH WKH WUDQVD[OH  GHJUHHV VR WKH VLGH VKDIW


DFFHVV KROH LV LQ WKH 83 SRVLWLRQ
,PSRUWDQW 3UHKHDW WKH WUDQVD[OH FDVH WR E& E)
WR IDFLOLWDWH WKH LQVWDOODWLRQ RI WKH VPDOO VSXU JHDU FRQ
EHDULQJ RXWHU ULQJ
 ,QVWDOO WKH VPDOO VSXU JHDU FRQ EHDULQJ RXWHU ULQJ

&$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 5RWDWH WKH WUDQVD[OH  GHJUHHV VR WKH
3$5./2&. FRPSRQHQWV DUH LQ WKH 83 SRVLWLRQ
 )LW WKH ILUVW IUHHZKHHO LQWR WKH WHHWK RQ WKH LQVLGH RI
WKH WUDQVD[OH FDVH

%$

 ,QVWDOO WKH VHFXULW\ SODWH DQG WKH JURRYHG QXW RQWR


WKH ILUVW IUHHZKHHO XVLQJ WKH JURRYHG QXW VRFNHW
.$ .$ 

7LJKWHQ
7LJKWHQ WKH JURRYHG QXW WR  1:P  IWOE 

.$
.$
&$

 8VLQJ D SXQFK EHQG WKH WDEV RQ WKH VHFXULW\ SODWH WR


ORFN WKH JURRYHG QXW LQ SODFH

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 5RWDWH WKH WUDQVD[OH  GHJUHHV VR WKDW WKH EHOO
KRXVLQJ EROW KROHV DUH LQ WKH 83 SRVLWLRQ
 ,QVWDOO WKH EUDNH ' DVVHPEO\ DQG WKH SODWH VSULQJ

%$

 ,QVWDOO WKH VQDS ULQJ LQWR WKH FDVH

%$

 5RWDWH WKH WUDQVD[OH  GHJUHHV VR WKH


3$5./2&. FRPSRQHQWV DUH LQ WKH 83 SRVLWLRQ
 ,QVWDOO WKH JRYHUQRU DQG WKH FRYHU SODWH

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 ,QVWDOO WKH VLGH VKDIW

%$

 8VH WKH VLGH VKDIW UHWDLQHU .$ .$ WR


KROG WKH VLGH VKDIW LQ SODFH

.$

&$

 0DNH VXUH WKH JHDU VHOHFWRU LV LQ WKH 3$5. SRVLWLRQ

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 $OLJQ WKH EUDNH ' DVVHPEO\ ULQJV

%$

 ,QVWDOO WKH ZHE JHDU RQWR WKH RXWHU ULQJ RI WKH
IUHHZKHHO ,QVWDOO WKH RXWSXW VKDIWKROORZ JHDU
DVVHPEO\ LQWR WKH WUDQVD[OH FDVH

%$

 ,QVWDOO WKH ODUJH VSXU JHDU ZLWK D  PP


 LQFK ZDVKHU XQGHU LW DQG WKH VHFXULQJ EROW
 ,QVWDOO WKH VPDOO VSXU JHDU DQG WKH VHFXULQJ EROW
 5RWDWH WKH WUDQVD[OH  GHJUHHV VR WKH VSXU JHDUV
DUH LQ WKH 83 SRVLWLRQ

7LJKWHQ
7LJKWHQ WKH VPDOO VSXU JHDU VHFXULQJ EROW IRU LWV ILUVW
WRUTXH WR  1:P  OELQ 
 5HPRYH WKH FRQQHFWLQJ URG DQG URWDWH WKH JHDUV
PRUH WKDQ WKUHH DURXQG

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 ,QVHUW WKH FRQQHFWLQJ URG

7LJKWHQ
7LJKWHQ WKH VPDOO VSXU JHDU VHFXULQJ EROW IRU LWV
VHFRQG WRUTXH WR  1:P  OEIW 
 0DUN WKH EROW DQG WKH JHDU

%$

 7XUQ WKH EROW  PP  LQFK FRXQWHUFORFNZLVH


DQG EHQG WKH ORFNLQJ WDEV RQ WKH VHFXULQJ EROW

%$

7LJKWHQ
7LJKWHQ WKH ODUJH VSXU JHDU VHFXULQJ EROW WR  1:P
 OEIW 
 5HPRYH WKH FRQQHFWLQJ URG
 ,QVWDOO WKH VSXU JHDU FOHDUDQFH PHDVXUHPHQW WRRO
.$ .$ 
.$
.$

&$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 7XUQ WKH DGMXVWLQJ EROW GRZQ XQWLO WKH LQGLFDWRU RI WKH
JDXJH VWDUWV WR PRYH

.$
.$

&$

 7XUQ WKH JHDUV WR EULQJ WKH JDXJH EDFN WR SRLQW ]HUR
 5HPRYH WKH VLGH VKDIW UHWDLQHU .$
.$ IURP WKH VLGH VKDIW
 7XUQ
WKH
DGMXVWLQJ
EROW
 GHJUHHV
FRXQWHUFORFNZLVH WKHQ WXUQ WKH JHDUV XQWLO WKH
LQGLFDWRU RQ WKH JDXJH KDV EHHQ DGMXVWHG 5HDG WKH
PHDVXUHPHQW ; LQ PLOOLPHWHUV
 ,QVWDOO WKH ZDVKHU XQGHU WKH ODUJH VSXU JHDU
'HWHUPLQH WKH WKLFNQHVV RI WKH ZDVKHU 6 WR EH
LQVHUWHG XQGHU WKH ODUJH VSXU JHDU E\ WKH IRUPXOD
6  PP  ; PP   PP  RU 6  LQFK
 ; LQFK   LQFK 

%$

([DPSOH ,I WKH GLDO LQGLFDWRU PHDVXUHPHQW LV  PP


 LQFK  GHWHUPLQH WKH ZDVKHU WKLFNQHVV E\
VXEWUDFWLQJ  PP  LQFK IURP  PP 
LQFK DQG WKHQ VXEWUDFWLQJ WKH GLIIHUHQFH IURP  PP
 LQFK  ,Q WKLV FDVH 6  PP   PP 
 PP  LH 6  PP RU 6  LQFK  
LQFK   LQFK  LH 6
 LQFK 7KH ZDVKHU
WKLFNQHVV WR EH SODFHG XQGHU WKH VSXU JHDU LV HTXDO WR
 PP  LQFK 
 5HPRYH WKH PHDVXULQJ GHYLFH .$
.$ DQG UHSODFH WKH ZDVKHU XQGHU WKH ODUJH
VSXU JHDU LI QHFHVVDU\
 6HFXUH WKH VSXU JHDU EROW E\ EHQGLQJ WKH ORFNLQJ
WDEV

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 ,QVWDOO WKH VLGH FRYHU 5HIHU WR &DVH 6LGH &RYHU
3DQ DQG *DVNHW LQ WKLV VHFWLRQ
 5RWDWH WKH WUDQVD[OH  GHJUHHV VR WKH GLIIHUHQWLDO
EHDULQJ UDFH LV RQ WKH WRS
 ,QVWDOO WKH ZDVKHU WKH D[OH FDJH DQG WKH WKUXVW
ZDVKHU

%$

 ,QVWDOO WKH SODQHWDU\ DVVHPEO\ LQWR WKH KRXVLQJ FDVH

%$

 ,QVWDOO WKH VXQ JHDU LQWR WKH SODQHWDU\ DVVHPEO\

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 ,QVWDOO WKH LQQHU WHHWK RI WKH GULYH VKHOO LQWR WKH RXWHU
WHHWK RI WKH VXQ JHDU

%$

 ,QVWDOO WKH ZDVKHU WKH WKUXVW EHDULQJ DQG WKH WKLQ
D[OH ZDVKHU LQWR WKH GULYH VKHOO

%$

 ,QVWDOO WKH VXQ JHDU VKDIW LQWR WKH KRXVLQJ FDVH

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


,PSRUWDQW ,I WKH VXQ JHDU DVVHPEO\ KDV EHHQ LQVWDOOHG
FRUUHFWO\ WKH GULYH VKHOO ZLOO WXUQ WRZDUG WKH VXQ JHDU LQ
RQH GLUHFWLRQ RQO\
 ,QVWDOO WKH ZDVKHU WKH D[OH FDJH DQG WKH WKUXVW
ZDVKHU RQWR WKH LQWHUPHGLDWH VKDIW DQG LQVWDOO WKH
LQWHUPHGLDWH VKDIW DVVHPEO\ LQWR WKH KRXVLQJ

%$

 ,QVWDOO WKH ZDVKHUV DQG WKH D[OH FDJH RQWR WKH
LQWHUPHGLDWH VKDIW

%$

 ,QVWDOO WKH PRWRU VKDIW DVVHPEO\ LQWR WKH FDVH XVLQJ
D WXUQLQJ PRWLRQ 7KH PRWRU VKDIW LV FRUUHFWO\
LQVWDOOHG ZKHQ WKH F\OLQGHU ( LV DOLJQHG ZLWK WKH
HGJH RI WKH VXQ VKDIW FDUULHU

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 -RLQ WKH FOXWFK $ DQG WKH FOXWFK %

%$

 ,QVWDOO WKH FOXWFK $ DQG % DVVHPEO\ LQWR WKH


WUDQVD[OH FDVH XVLQJ D WZLVWLQJ PRWLRQ

%$

 ,QVWDOO WKH EDQG &O

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 ,QVWDOO WKH KROGLQJ ULQJ RQ WRS RI WKH VHFXULW\ ZDVKHU
RQ WKH VHFRQG IUHHZKHHO

%$

 ,QVWDOO WKH DGMXVWPHQW ZDVKHUV DQG WKH WKUXVW


ZDVKHU RQWR WKH PRWRU VKDIW

%$

 ,QVWDOO WKH SXPS DVVHPEO\ LQWR WKH WUDQVD[OH FDVH


ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH LQWHUPHGLDWH SODWHWRKRXVLQJ EROWV WR
 1:P  OELQ 

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 ,QVWDOO WKH D[LDO FOHDUDQFH PHDVXUHPHQW WRRO
.$ .$ 

.$
.$

&$

 3ODFH WKH LQGLFDWRU JDXJH DW ]HUR DQG SXOO XS RQ WKH


GHYLFH
.$
.$

&$

 &OHDUDQFH VKRXOG EH EHWZHHQ  PP  LQFK


DQG  PP  LQFK  $ WKLFNHU RU WKLQQHU ZDVKHU
FDQ EH XVHG WR EULQJ WKH FOHDUDQFH ZLWKLQ WROHUDQFH
 ,QVWDOO WKH GLIIHUHQWLDO DVVHPEO\ LQWR WKH WUDQVD[OH
KRXVLQJ

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


,PSRUWDQW 5HPRYH WKH YDOYH ERG\ DQG WKH H[WHQVLRQ
KRXVLQJ IURP WKH WUDQVD[OH LQ RUGHU WR DGMXVW WKH
GLIIHUHQWLDO
 ,QVWDOO WKH GLIIHUHQWLDO DGMXVWPHQW WRRO .$
.$ 

7LJKWHQ

.$
.$

7LJKWHQ WKH GLIIHUHQWLDO DGMXVWPHQW WRRO WR  1:P


 OELQ 

&$

 7XUQ WKH GULYH VKHOO FORFNZLVH WR VHWWOH WKH EHDULQJV


&KHFN WKH WRUTXH DJDLQ

%$

 8VH D GHSWK JDXJH WR GHWHUPLQH WKH GLVWDQFH $


EHWZHHQ WKH EHDULQJ RXWHU ULQJ DQG WKH WRS RI WKH
EHOO KRXVLQJ

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 8VH D GHSWK JDXJH WR GHWHUPLQH WKH GLVWDQFH %
EHWZHHQ WKH WRS RI WKH H[WHQVLRQ KRXVLQJ DQG WKH
EROW IODQJH

%$

 'HSHQGLQJ RQ WKH PHDVXUHPHQW UHVXOWV LQVHUW RQH


RU WZR ZDVKHUV EHWZHHQ WKH WRS RI WKH GLIIHUHQWLDO
DQG WKH H[WHQVLRQ KRXVLQJ 6HOHFW GLIIHUHQW ZDVKHU
WKLFNQHVVHV WR REWDLQ WKH EHVW UHVXOW 7KH ZDVKHU
WKLFNQHVV 6 FDQ EH GHWHUPLQHG E\ WKH IRUPXOD
6 $% PP RU 6 $% LQFK
([DPSOH 7KH GLVWDQFH EHWZHHQ WKH EHDULQJ RXWHU ULQJ
DQG WKH WRS RI WKH EHOO KRXVLQJ LV  PP  LQFK 
7KH GLVWDQFH EHWZHHQ WKH WRS RI WKH H[WHQVLRQ KRXVLQJ
DQG WKH EROW IODQJH LV  PP  LQFK  7KH ZDVKHU
WKLFNQHVV FDQ EH GHWHUPLQHG E\ VXEWUDFWLQJ  PP
 LQFK IURP  PP  LQFK DQG WKHQ DGGLQJ
 PP  LQFK  ,Q WKLV FDVH WKH ZDVKHU WKLFNQHVV
LV HTXDO WR  PP  LQFK 

%$

 ,QVWDOO WKH JDVNHW DQG WKH EHOO KRXVLQJ DVVHPEO\


ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH EHOO KRXVLQJ EROWV WR  1:P  OEIW 

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(


 /XEULFDWH WKH F\OLQGHU % ZLWK WKH WUDQVD[OH IOXLG

7LJKWHQ
7LJKWHQ WKH EDQG &O DGMXVWLQJ EROW WR  1:P  OELQ 
,PSRUWDQW 7XUQ WKH F\OLQGHU % ZKLOH WLJKWHQLQJ WKH EDQG
WR HQVXUH FRUUHFW VHWWOHPHQW
 7XUQ WKH DGMXVWLQJ EROW FRXQWHUFORFNZLVH  PP
 LQFK 
,03257$17  7KH FOHDUOLQH EHWZHHQ WKH DGMXVW\ EROW
DQG EDQG LV PP a  PP

7LJKWHQ
7LJKWHQ WKH EDQG &O ORFNLQJ QXW WR  1:P  OEIW 

%$

 5RWDWH WKH WUDQVD[OH  GHJUHHV VR WKH 3$5.


V\VWHP FRPSRQHQWV DUH LQ WKH 83 SRVLWLRQ
 ,QVWDOO WKH YDOYH ERG\ LQWR WKH FDVH PDNLQJ VXUH WKH
PDQXDO DQG WKURWWOH OHYHUV DUH SRVLWLRQHG SURSHUO\

%$

 ,QVWDOO WKH YDOYH ERG\ EROWV

7LJKWHQ
7LJKWHQ WKH YDOYH ERG\ EROWV WR  1:P  OELQ 

%$

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  


 ,QVWDOO WKH IOXLG SDQ JDVNHW DQG WKH IOXLG SDQ 5HIHU WR
3DQ DQG *DVNHW LQ WKLV VHFWLRQ
 ,QVWDOO WKH WRUTXH FRQYHUWHU DVVHPEO\ PDNLQJ VXUH
WKH FRQYHUWHU HQJDJHV WKH LQSXW VKDIW WKH VWDWRU
VXSSRUW DQG WKH SXPS GULYH JHDU
 ,QVWDOO WKH WUDQVD[OH LQ WKH YHKLFOH 5HIHU WR
7UDQVD[OH $VVHPEO\ LQ WKLV VHFWLRQ

%$

'$(:22 9 %/

$   =)  +3  $8720$7,& 75$16$;/(

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
=)  +3  $8720$7,& 75$16$;/(
7KH =)  +3  LV D IRXUVSHHG DXWRPDWLF WUDQVD[OH
GHVLJQHG IRU FDUV ZLWK IURQWZKHHO GULYH DQG D
WUDQVYHUVHO\ PRXQWHG HQJLQH 7KH WUDQVPLVVLRQ
FRQVLVWV RI D K\GURG\QDPLF K\GURNLQHWLF WRUTXH
FRQYHUWHU ZLWK DQ LQWHJUDWHG WRUVLRQDO GDPSHU DQG D
IRXUVSHHG SODQHWDU\ XQLW 3RZHU WUDQVIHU LV WUDQVIHUUHG
IURP WZR VSXU JHDU VHWV DQG D FRXQWHUVKDIW WR WKH
GLIIHUHQWLDO EXLOW LQWR WKH WUDQVD[OH KRXVLQJ
,Q ILUVW VHFRQG DQG UHYHUVH JHDU SRZHU LV WUDQVIHUUHG
IURP WKH HQJLQH WR WKH JHDU ER[ E\ WKH XVH RI WKH WRUTXH
FRQYHUWHU ,Q WKLUG JHDU WKH WUDQVD[OH ZRUNV DFFRUGLQJ WR
WKH SRZHUVSOLWWLQJ SULQFLSOH $SSUR[LPDWHO\  SHUFHQW
RI WKH LQSXW SRZHU LV WUDQVPLWWHG K\GUDXOLFDOO\ WKURXJK
WKH WRUTXH FRQYHUWHU $SSUR[LPDWHO\  SHUFHQW RI WKH
LQSXW SRZHU LV WUDQVPLWWHG PHFKDQLFDOO\ WKURXJK WKH
FRQYHUWHU FRYHU WKH LQWHJUDWHG WRUVLRQDO GDPSHU DQG
D VKDIW ,Q IRXUWK JHDU  SHUFHQW RI WKH SRZHU LV
WUDQVPLWWHG PHFKDQLFDOO\ WKURXJK WKH FRQYHUWHU FRYHU
WKH LQWHJUDWHG WRUVLRQDO GDPSHU DQG D VKDIW
7KH FRQWURO HOHPHQWV XVHG DUH K\GUDXOLFDOO\ DFWLYDWHG
FOXWFKHV RU EUDNHV DQG IUHHZKHHO XQLWV
$ VHOHFWRU OHYHO FRQWUROV WKH DXWRPDWLF WUDQVD[OH 7KH
K\GUDXOLFDOO\ FRQWUROOHG VKLIW SRLQWV DUH GHSHQGHQW RQ WKH
DFFHOHUDWRU SHGDO SRVLWLRQ DQG WKH URDG VSHHG RI WKH
YHKLFOH

72548( &219(57(5
7KH WRUTXH FRQYHUWHU WUDQVPLWV SRZHU K\GUDXOLFDOO\ IURP
WKH HQJLQH WR WKH WUDQVD[OH DQG LQFUHDVHV WKH LQSXW
WRUTXH SDUWLFXODUO\ ZKHQ WKH YHKLFOH LV SXOOLQJ DZD\
7KH WRUTXH FRQYHUWHU LV FRQQHFWHG WR WKH WXUELQH VKDIW
7KH SXPS WKH WXUELQH DQG WKH VWDWRU DUH FRQWDLQHG LQ
DQ HQFORVHG KRXVLQJ ZKLFK LV FRPSOHWHO\ ILOOHG ZLWK IOXLG
XQGHU SUHVVXUH 5RWDWLRQ DQG SRZHU DUH WUDQVPLWWHG E\
WKH NLQHWLF HQHUJ\ RI WKH IORZLQJ IOXLG 7KH WRUTXH
FRQYHUWHU VXVWDLQV QR ZHDU DV WKHUH LV QR PHFKDQLFDO
FRQQHFWLRQ EHWZHHQ WKH GULYLQJ DQG WKH GULYHQ VHFWLRQV
7KH HQJLQHGULYHU LPSHOOHU LQGXFHV WKH IOXLG WR VSLQ
&HQWULIXJDO IRUFH FDXVHV WKH IOXLG WR IORZ RXWZDUG WRZDUG
WKH SHULSKHU\ RI WKH LPSHOOHU FDXVLQJ WKH IOXLG WR IORZ DW D
KLJKHU YHORFLW\ WR WKH WXUELQH
,Q WKH WXUELQH WKH NLQHWLF HQHUJ\ RI WKH IOXLG LV FRQYHUWHG
WR PHFKDQLFDO HQHUJ\ 7KH IOXLG WKHQ IORZV WKURXJK WKH
VWDWRU DQG GHIOHFWV DW DQ DQJOH ZKLFK LV IDYRUDEOH WR WKH
LPSHOOHU
7KH VWDWRU LV FRQQHFWHG WR WKH WRUTXH FRQYHUWHU KRXVLQJ
DFURVV WKH IUHHZKHHO %\ GHIOHFWLQJ WKH IOXLG WKH VWDWRUV
DUH VXEMHFWHG WR WRUTXH ZKLFK LQ WXUQ FDXVHV DQ
LQFUHDVH LQ WKH WXUELQH WRUTXH 7KH LQSXW HQJLQH WRUTXH LV

WKHUHE\ LQFUHDVHG DSSUR[LPDWHO\ WZRIROG DV WKH YHKLFOH


SXOOV DZD\
7KH UHODWLRQVKLS EHWZHHQ WKH WXUELQH WRUTXH DQG WKH
LPSHOOHU WRUTXH LV NQRZQ DV WKH WRUTXH PXOWLSOLFDWLRQ RU
FRQYHUVLRQ 7KH JUHDWHU WKH VSHHG GLIIHUHQFH EHWZHHQ
WKH LPSHOOHU DQG WKH WXUELQH WKH JUHDWHU WKH
PXOWLSOLFDWLRQ RU FRQYHUVLRQ 0D[LPXP WRUTXH
PXOWLSOLFDWLRQ LV UHDFKHG ZKHQ WKH WXUELQH LV VWDWLRQDU\
:LWK DQ LQFUHDVH RI WKH RXWSXW VKDIW VSHHG WRUTXH
PXOWLSOLFDWLRQ RU FRQYHUVLRQ GHFUHDVHV XQWLO LW UHDFKHV D
UDWLR RI  7KH VWDWRU WKHQ URWDWHV IUHHO\ LQ WKH IORZLQJ
IOXLG DQG WKH WRUTXH FRQYHUWHU DFWV SXUHO\ DV D
IOXLGFRXSOLQJ GHYLFH
7KH WRUVLRQDO GDPSHU ZKLFK LV LQWHJUDWHG LQWR WKH
FRQYHUWHU PLQLPL]HV WKH WRUVLRQDO RVFLOODWLRQV DQG WKH
ORDG FKDQJH VKRFNV ZKLFK RFFXU LQ WKH WKLUG DQG WKH
IRXUWK JHDUV EHFDXVH RI WKH PHFKDQLFDO SRZHU WUDQVIHU
7KH WRUVLRQDO GDPSHU LV FRQQHFWHG WR WKH HQJLQH VKDIW
ZKLFK WUDQVPLWV WKH SRZHU PHFKDQLFDOO\ EHWZHHQ WKH
HQJLQH DQG WKH WUDQVD[OH

)/8,' 3803
7KH IOXLG SXPS LV ORFDWHG EHWZHHQ WKH WRUTXH FRQYHUWHU
DQG WKH WUDQVD[OH FDVH DQG LV GULYHQ GLUHFWO\ E\ WKH
WRUTXH FRQYHUWHU 7KH SXPS VXFNV WKH IOXLG WKURXJK D
ILOWHU DQG GHOLYHUV LW WR WKH PDLQ SUHVVXUH UHJXODWRU YDOYH
RI WKH FRQWURO V\VWHP ([FHVV IOXLG IORZV EDFN WR WKH
SXPS
7KH IOXLG SXPS IXOILOOV WKH IROORZLQJ IXQFWLRQV
- *HQHUDWHV OLQH SUHVVXUH
- 'HOLYHUV IOXLG XQGHU SUHVVXUH WR WKH WRUTXH FRQYHUWHU
WKXV SUHYHQWLQJ DLU EXEEOHV LQ WKH IOXLG
- ,QGXFHV D IORZ RI IOXLG WKURXJK WKH WRUTXH FRQYHUWHU LQ
RUGHU WR HOLPLQDWH KHDW
- 6XSSOLHV IOXLG SUHVVXUH WR WKH K\GUDXOLF FRQWURO
V\VWHP
- 6XSSOLHV IOXLG SUHVVXUH WR WKH VKLIW FRPSRQHQWV
- /XEULFDWHV WKH WUDQVD[OH ZLWK IOXLG

3/$1(7$5< *($56
7KH =)  +3  DXWRPDWLF WUDQVD[OH LV HTXLSSHG ZLWK D
5DYLJQHDX[ SODQHWDU\ JHDU VHW ZKLFK FRQVLVWV RI WKH
IROORZLQJ HOHPHQWV
- 7ZR VXQ JHDUV RI GLIIHUHQW VL]HV HDFK HTXLSSHG ZLWK
WKUHH SODQHWDU\ JHDUV
- 2QH SODQHW FDUULHU
- 2QH DQQXOXV RU ULQJ JHDU
- 'LIIHUHQW UDWLRV DUH REWDLQHG E\ WUDQVPLWWLQJ SRZHU
WKURXJK VRPH JHDUV LQ WKH SODQHWDU\ JHDU VHW ZKLOH
ORFNLQJ RWKHU JHDUV
3RZHU WR WKH GULYH VKDIWV LV DOZD\V WUDQVPLWWHG E\
PHDQV RI WKH DQQXOXV RU WKH ULQJ JHDU 5HIHU WR 3RZHU
)ORZ LQ WKLV VHFWLRQ

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  

&21752/ (/(0(176
$ IUHHZKHHO FRQVLVWV RI DQ RXWHU ULQJ DQG DQ LQQHU ULQJ
ZLWK UROOHUV RU URFNHUV DOVR NQRZQ DV VSUDJV ILWWHG
EHWZHHQ WKHP $ IUHHZKHHO FDQ WUDQVPLW WRUTXH LQ RQH
GLUHFWLRQ RQO\ DQG URWDWHV IUHHO\ LQ WKH RSSRVLWH GLUHFWLRQ
7KH IXQFWLRQ RI WKH IUHHZKHHO LV WR DFKLHYH VPRRWK
MHUNIUHH JHDU VKLIWLQJ
7KH =)  +3  XVHV WKH VSUDJW\SH FOXWFK IRU ERWK WKH
IUHHZKHHO ILUVW JHDU DVVRFLDWHG ZLWK WKH EUDNH ' DQG
WKH IUHHZKHHO VHFRQG JHDU DVVRFLDWHG ZLWK WKH EUDNH &

6SUDJ7\SH )UHHZKHHO
:KHQ WKH VSUDJ W\SH IUHHZKHHO LV LQ WKH URWDWLRQ
GLUHFWLRQ WKH VSUDJV DUH DUUDQJHG EHWZHHQ WKH LQQHU
DQG WKH RXWHU ULQJV VR WKDW WKH WZR ULQJV FDQ WXUQ
WRJHWKHU HDVLO\
:KHQ WKH VSUDJW\SH IUHHZKHHO LV LQ WKH ORFNLQJ
GLUHFWLRQ WKH DV\PPHWULFDO VSUDJV DUH ORFDWHG EHWZHHQ
WKH LQQHU DQG WKH RXWHU ULQJV ZKLFK DUH SXVKHG LQWR DQ
XSULJKW SRVLWLRQ ZKHQ WKH ULQJV WU\ WR URWDWH LQ RSSRVLWH
GLUHFWLRQV $V D UHVXOW WKH\ ORFN EHWZHHQ WKH LQQHU DQG
WKH RXWHU ULQJV ZKLFK SUHYHQWV WKH ULQJV IURP URWDWLQJ LQ
RSSRVLWH GLUHFWLRQV
7KH VSUDJV DUH FRQWDLQHG LQ D VSHFLDO UHWDLQHU FDJH

7KH IXQFWLRQ RI WKH JHDUVKLIWLQJ HOHPHQWV LV WR FDUU\ RXW


JHDU VKLIWLQJ XQGHU ORDG ,Q WKLV FDVH WKH SODWH FOXWFKHV
$ % DQG ( WUDQVPLW WKH HQJLQH SRZHU WR WKH SODQHWDU\
JHDU VHW 7KH SODWH GLVN EUDNHV & DQG ' VHUYH DV
VXSSRUWV IRU WKH SODQHWDU\ JHDU VHW HOHPHQWV LQ WKH
WUDQVD[OH FDVH
%HFDXVH RI WKH K\GUDXOLF RSHUDWLRQ DQG WKH FRQWLQXRXV
OXEULFDWLRQ HQHUJ\ LV WUDQVPLWWHG YLUWXDOO\ ZLWKRXW ZHDU
7KH JHDUVKLIWLQJ HOHPHQWV DUH QRW VXEMHFWHG WR
PHFKDQLFDO ZHDU DQG UHTXLUH QR SHULRGLF DGMXVWPHQW

%UDNH %DQGV
$ K\GUDXOLF SLVWRQ DFWLYDWHV %UDNH EDQG & DQG DFWV YLD
WKH F\OLQGHU % DQG WKH GUXP DV D EUDNH IRU VXQ JHDU 
7KLV EUDNH EDQG LV XQXVXDO LQ WKDW LW VXVWDLQV QR ZHDU
DQG WKHUHIRUH QHHGV QR SHULRGLF DGMXVWPHQW

3ODWH &OXWFKHV DQG %UDNHV


7KHVH JHDUVKLIWLQJ HOHPHQWV FRQVLVW RI WKH IROORZLQJ
SDUWV
- $ F\OLQGHU
- $ SLVWRQ
- $ SODWH VHW RI LQQHU LQWHUPHGLDWH DQG RXWHU SODWHV
- 7KH %HOOHYLOOH VSULQJ ULQJV
7KH JHDUVKLIWLQJ HOHPHQWV DUH ORFNHG K\GUDXOLFDOO\ E\
IOXLG SUHVVXUH DSSOLHG EHWZHHQ WKH F\OLQGHU DQG WKH
SLVWRQ :KHQ WKH SUHVVXUH LV UHGXFHG WKH %HOOHYLOOH
VSULQJ ULQJ SXVKHV WKH SLVWRQ EDFN WR LWV RULJLQDO SRVLWLRQ

'$(:22 9 %/

D
E

%UDNH
%DQG

)LUVW
*HDU

&OXWFK $

6HF
RQG
*HDU
D

&OXWFK %



%UDNH &

7KLUG )RXUWK 5HYHUVH


*HDU *HDU
D















%UDNH
%DQG &







%UDNH '







&OXWFK (







)UHH
ZKHHO
)LUVW
)UHH
ZKHHO
6HFRQG

















3RZHU 7UDQVPLWWLQJ (OHPHQWV


(OHPHQWV LQ :DLWLQJ 3RVLWLRQ

$   =)  +3  $8720$7,& 75$16$;/(

32:(5 )/2:

%$

)LUVW *HDU 3RVLWLRQ '


3RZHU LV WUDQVPLWWHG WKURXJK WKH WRUTXH FRQYHUWHU
WXUELQH DQG WKH WXUELQH VKDIW WR WKH FOXWFK $ 7KLV GULYHV
WKH VXQ JHDU  YLD WKH VXQ JHDU VKDIW
7KH IUHHZKHHO ILUVW JHDU ORFNV WKH SODQHW FDUULHU LQ
FRXQWHUFORFNZLVH URWDWLRQ
7KH VXQ JHDU  GULYHV WKH SODQHW JHDU  ZKLFK GULYHV
WKH SODQHW JHDU  7KHVH LQ WXUQ GULYH WKH ULQJ JHDU
ZKLFK LV FRQQHFWHG WR WKH RXWSXW VKDIW

)LUVW *HDU 3RVLWLRQ 


7KH EUDNH ' LV QRZ DOVR DSSOLHG 7KH SODQHW FDUULHU LV
ORFNHG 7KH RYHUUXQ EUDNLQJ ZLOO EH REWDLQHG ZKHQ WKH
DFFHOHUDWRU SHGDO LV UHOHDVHG

6HFRQG *HDU
3RZHU LV WUDQVPLWWHG WKURXJK WKH WRUTXH FRQYHUWHU
WXUELQH DQG WKH WXUELQH VKDIW WR WKH FOXWFK $ 7KLV GULYHV
WKH VXQ JHDU  YLD WKH VXQ JHDU VKDIW
7KH VXQ JHDU  LV ORFNHG E\ WKH EUDNH & DQG WKH EUDNH
EDQG &
7KH IUHHZKHHO VHFRQG JHDU LV LQ WKH WUDFWLRQ SRVLWLRQ
7KH SODQHWDU\ JHDU  GULYHV WKH SODQHWDU\ JHDU  ZKLFK
UROOV RQ WKH VWDWLRQDU\ VXQ JHDU  7KH SRZHU IORZ WKHQ
FRQWLQXHV DV LQ WKH ILUVW JHDU WKURXJK WKH ULQJ JHDU

7KLUG *HDU

3RZHU LV WUDQVPLWWHG WKURXJK WKH WRUTXH FRQYHUWHU


WXUELQH DQG WKH WXUELQH VKDIW WR WKH FOXWFK $ 7KLV GULYHV
WKH VXQ JHDU  YLD WKH VXQ JHDU VKDIW
$SSUR[LPDWHO\  SHUFHQW RI WKH SRZHU LV WUDQVPLWWHG
PHFKDQLFDOO\ EHWZHHQ WKH HQJLQH DQG WKH WUDQVD[OH
3RZHU LV WUDQVPLWWHG WKURXJK WKH HQJLQH VKDIW WR WKH
DSSOLHG FOXWFK ( 7KH LQQHU FOXWFK SODWH GLVN KROGHU ( LV
PHVKHG ZLWK WKH SODQHW FDUULHU
$V WKH VXQ JHDU  DQG WKH SODQHW FDUULHU DUH GULYHQ
VLPXOWDQHRXVO\ WKH UDWLR RI WKH SODQHWDU\ JHDU VHW LV 
7KH RXWSXW VKDIW LV GULYHQ YLD WKH DQQXOXV

)RXUWK *HDU
3RZHU LV WUDQVPLWWHG WKURXJK WKH HQJLQH VKDIW DQG WKH
FOXWFK ( WR WKH SODQHW FDUULHU 7KH VXQ JHDU  LV ORFNHG E\
WKH GUXP RI WKH EUDNH EDQG & 7KH SODQHW JHDU  WKXV
UXQV RQ WKH VXQ JHDU  DQG GULYHV WKH RXWSXW VKDIW YLD
WKH DQQXOXV

5HYHUVH *HDU
7KH FOXWFK % LV DSSOLHG DQG WUDQVPLWV SRZHU IURP WKH
WXUELQH VKDIW WKURXJK WKH GUXP WR WKH VXQ JHDU 
7KH FOXWFK ' LV DSSOLHG DQG ORFNV WKH SODQHW FDUULHU $V
D UHVXOW WKH SODQHW JHDU  UHYHUVHV WKH GLUHFWLRQ RI
URWDWLRQ EHWZHHQ WKH VXQ JHDU  DQG WKH DQQXOXV ZKLFK
QRZ GULYHV WKH RXWSXW VKDIW FRXQWHUFORFNZLVH

$SSUR[LPDWHO\  SHUFHQW RI WKH SRZHU LV WUDQVPLWWHG


K\GUDXOLFDOO\ EHWZHHQ WKH HQJLQH DQG WKH WUDQVD[OH

'$(:22 9 %/

=)  +3  $8720$7,& 75$16$;/( $  

3$5.,1* %5$.(
7KH SDUNLQJ EUDNH LV DSSOLHG ZKHQ WKH VHOHFWRU OHYHU LV
PRYHG WR SRVLWLRQ 3 7KH SDUNLQJ EUDNH DFWV DV D
PHFKDQLFDO ODWFK ZKLFK SUHYHQWV WKH YHKLFOH IURP UROOLQJ
DZD\
7KH SDUNLQJ VDIHW\ SDZO HQJDJHV WKH WHHWK RI WKH
SDUNLQJ LQWHUORFNLQJ JHDU ZKLFK LV FRQQHFWHG WR WKH VLGH
VKDIW RI WKH WUDQVD[OH 7KLV ORFNV WKH GULYLQJ ZKHHOV RI
WKH YHKLFOH
:KHQ WKH VHOHFWRU OHYHU LV LQ SRVLWLRQ 3 D SUHORDGLQJ
VSULQJ HQVXUHV WKDW WKH SDUNLQJ SDZO HQJDJHV WKH
LQWHUORFN JHDU DV VRRQ DV WKH FDU VWDUWV WR UROO
$ ORFNLQJ FRQH SUHYHQWV LQDGYHUWHQW UHOHDVH RI WKH
SDUNLQJ SDZO HYHQ LI WKH YHKLFOH KDV D KHDY\ WUDLOHU
KLWFKHG WR LW DQG LV SDUNHG RQ D VWHHS JUDGH
7KH SDUNLQJ SDZO FDQQRW EH HQJDJHG LQDGYHUWHQWO\ $W
KLJK VSHHGV LW VOLGHV RYHU WKH WRS RI WKH SDUNLQJ JHDU
WHHWK ,W FDQ EH HQJDJHG RQO\ DW ORZHU VSHHGV
3RVLWLRQ 3 VKRXOG RQO\ EH VHOHFWHG ZKHQ WKH YHKLFOH LV
VWDWLRQDU\ 7KH SDUNLQJ SDZO ZRXOG EH VXEMHFWHG WR
H[FHVVLYH VWUHVV LI LW ZHUH HQJDJHG ZKLOH WKH YHKLFOH
ZDV PRYLQJ

+<'5$8/,& &21752/ 6<67(0


7KH K\GUDXOLF FRQWURO V\VWHP LV DIIHFWHG E\ WKH IROORZLQJ
- 7KH VHOHFWRU OHYHU SRVLWLRQ RU WKH OLQH SUHVVXUH
- 7KH DFFHOHUDWRU SHGDO SRVLWLRQ RU WKH WKURWWOH SUHVVXUH
- 7KH VSHHG RI WKH YHKLFOH RU WKH JRYHUQRU SUHVVXUH

6HOHFWRU 9DOYH
7KH VHOHFWRU YDOYH URXWHV WKH IOXLG IORZ GHSHQGLQJ RQ
WKH VHOHFWRU OHYHU VHWWLQJ IURP WKH OLQH SUHVVXUH YDOYH
WKURXJK WKH VKLIW DQG WKH ORFNXS YDOYHV WR WKH FOXWFKHV
DQG WR WKH EUDNHV

/LQH 3UHVVXUH 5HJXODWRU 9DOYH


7KH OLQH SUHVVXUH UHJXODWRU YDOYH RSHQV ZKHQ WKH
SUHVVXUH ULVHV WR D FHUWDLQ YDOXH WKXV UHWXUQLQJ WKH IOXLG
EDFN WR WKH VXFWLRQ VLGH RI WKH SXPS 7KLV YDOYH DFWV DV
D YDULDEOH SUHVVXUHOLPLWLQJ YDOYH DQG RSHUDWHV UHODWLYH
WR WKH PRGXODWRU
7KH OLQH SUHVVXUH FRQWUROV WKH V\VWHP SUHVVXUH LQ WKH
YDOYH ERG\ 7KH PRGXODWRU SUHVVXUH WKH WKURWWOH
SUHVVXUH WKH JRYHUQRU SUHVVXUH DQG WKH WRUTXH
FRQYHUWHU SUHVVXUH DUH DOO JHQHUDWHG IURP WKH OLQH
SUHVVXUH

/XEULFDWLRQ 9DOYH
)OXLG IORZV IURP WKH WRUTXH FRQYHUWHU WKURXJK WKH
OXEULFDWLRQ YDOYH LQWR WKH WUDQVD[OH FDVH

7RUTXH &RQYHUWHU 3UHVVXUH 5HOLHI 9DOYH


7KH WRUTXH FRQYHUWHU SUHVVXUH UHOLHI YDOYH OLPLWV WKH IOXLG
SUHVVXUH LQ WKH WRUTXH FRQYHUWHU

0RGXODWRU 9DOYH
7KH PRGXODWRU SUHVVXUH VLPXODWHV WKH HQJLQH WRUTXH
WR ZKLFK WKH JHDU VKLIWLQJ FDUULHG RXW E\ WKH FRQWURO
HOHPHQWV PXVW EH DGMXVWHG

'$(:22 9 %/

$W ORZ HQJLQH WRUTXH WKH FORVLQJ SUHVVXUH IRU HQJDJLQJ


WKH FRQWURO HOHPHQWV LV ORZ
$W KLJK HQJLQH WRUTXH WKH FORVLQJ SUHVVXUH LV KLJK
6LQFH WKH HQJLQH WRUTXH PD\ EH KLJK HYHQ DW ORZ HQJLQH
VSHHGV WKH IXQFWLRQ RI WKH PRGXODWRU SUHVVXUH LV WR
ERRVW WKH FORVLQJ SUHVVXUH LQ WKH FRQWURO HOHPHQWV GXULQJ
WKLV VWDJH
7KH PRGXODWRU YDOYH RSHUDWHV LQ WKUHH VWDJHV
6WDJH 2QH
7KH DFFHOHUDWRU SHGDO LV SUHVVHG 7KH PRGXODWRU YDOYH
DGMXVWV WKH SUHVVXUH UHODWLYH WR WKH WKURWWOH SUHVVXUH
6WDJH 7ZR
6LQFH SUHVVXUH ERRVWLQJ LV QR ORQJHU UHTXLUHG WKH
PRGXODWRU YDOYH VHUYHV DV D SUHVVXUHUHGXFLQJ YDOYH
DQG WKXV PDLQWDLQV D FRQVWDQW SUHVVXUH 7KH PRGXODWRU
YDOYH VSULQJ GHWHUPLQHV WKH OHYHO RI WKLV SUHVVXUH 7KLV
VWDJH VWDUWV RQO\ ZKHQ WKH PRGXODWRU YDOYH SLVWRQ
UHDFKHV WKH 6723 LQ WKH SDVVDJH
6WDJH 7KUHH
$W D VXLWDEOH LJQLWLRQ VHWWLQJ WKH PRGXODWRU SUHVVXUH FDQ
EH UHGXFHG RQ NLFNGRZQ

7KURWWOH 3UHVVXUH 9DOYH


7KH WKURWWOH SUHVVXUH YDOYH LV D SUHVVXUHUHGXFLQJ YDOYH
ZKLFK DGMXVWV WKH WKURWWOH SUHVVXUH UHODWLYH WR WKH
IROORZLQJ DFFHOHUDWRU SHGDO SRVLWLRQV
,GOLQJ 3RVLWLRQ
7KH DFFHOHUDWRU SHGDO LV QRW SUHVVHG 7KH WKURWWOH
SUHVVXUH YDOYH SLVWRQ LV LQ LWV VWDUWLQJ SRVLWLRQ EXW WKHUH
LV QRW \HW DQ\ WKURWWOH SUHVVXUH
3DUW7KURWWOH 3RVLWLRQ
7KH DFFHOHUDWRU SHGDO LV VOLJKWO\ SUHVVHG 7KLV VWDJH
H[LVWV IURP WKH LGOLQJ SRVLWLRQ XQWLO WKH WKURWWOH SUHVVXUH
YDOYH SLVWRQ KDV UHDFKHG SDVVDJH  WR JHQHUDWH WKH
WKURWWOH SUHVVXUH
)XOO7KURWWOH 3RVLWLRQ
7KH DFFHOHUDWRU SHGDO LV SUHVVHG WR WKH IXOOWKURWWOH
SRVLWLRQ DQG WKH WKURWWOH FDP LV PRYHG WR WKH NLFNGRZQ
SRVLWLRQ 7KLV VWDJH H[LVWV IURP WKH SRLQW DW ZKLFK WKH
SDVVDJH  RSHQV XQWLO WKH WKURWWOH SUHVVXUH YDOYH SLVWRQ
KDV UHDFKHG WKH SDVVDJH 
.LFNGRZQ 3RVLWLRQ
7KH DFFHOHUDWRU SHGDO LV SUHVVHG SDVW WKH IXOOWKURWWOH
SRVLWLRQ DQG WKH WKURWWOH FDP LV PRYHG SDVW WKH NLFNGRZQ
SRVLWLRQ 7KH SDVVDJH  LV RSHQ LQ WKLV VWDJH

6KLIW 9DOYHV
7KHUH LV D VKLIW YDOYH IRU HDFK JHDUVKLIWLQJ VWDJH 7KHVH
VKLIW YDOYHV LQLWLDWH XSVKLIW    RU GRZQVKLIW
   E\ H[SRVLQJ RU FORVLQJ WKH YDOYH ERG\
SDVVDJHV XVHG IRU URXWLQJ WKH IOXLG SUHVVXUH WR WKH
FRQWURO HOHPHQWV 7KLV WDNHV SODFH ZKHQ WKH YDOYHV
FKDQJH RYHU IURP WKH SRVLWLRQ  WR WKH SRVLWLRQ  LQ
UHVSRQVH WR WKH LQFRPLQJ VLJQDOV IURP WKH OLQH SUHVVXUH
WKH JRYHUQRU SUHVVXUH RU WKH WKURWWOH SUHVVXUH

$   =)  +3  $8720$7,& 75$16$;/(


$FFXPXODWRUV
7KH DFFXPXODWRUV SUHYHQW WKH FRQWURO HOHPHQWV IURP
EHLQJ VXEMHFWHG WR IOXLG SUHVVXUH VXUJHV 7KH\ DOVR
HQVXUH D VPRRWK SUHVVXUH ULVH ZKLFK SUHYHQWV MHUN\
JHDU VKLIWLQJ
$FFXPXODWRUV :LWK &OXWFK 9DOYHV
7KH DFFHOHUDWRU SHGDO SRVLWLRQ RU WKH HQJLQH WRUTXH
FRQWUROV WKH SHUIRUPDQFH RI WKHVH GDPSHUV 7KH\
HPSOR\ WKH PRGXODWHG SUHVVXUH 7KH FOXWFK YDOYH DFWV
DV D YDULDEOH SUHVVXUHUHGXFLQJ YDOYH DQG FRQWUROV WKH
FOXWFK SUHVVXUH GXULQJ WKH JHDU VKLIWLQJ
9ROXPH $FFXPXODWRUV
7KHVH DFFXPXODWRUV DUH RSHUDWLRQDO UHJDUGOHVV RI WKH
SUHVVXUH 7KH\ DUH QRW VXEMHFWHG WR WKH PRGXODWHG
SUHVVXUH 'DPSLQJ LV FDUULHG RXW RQO\ E\ PHDQV RI D
VSULQJ

)LUVW DQG 5HYHUVH /RFNXS 9DOYH


7KH ILUVW DQG UHYHUVH ORFNXS YDOYH KDV WZR IXQFWLRQV
 ,W SUHYHQWV VKLIWLQJ LQWR UHYHUVH DERYH D FHUWDLQ VSHHG
DQG EORFNV WKH IOXLG VXSSO\ WR WKH FOXWFK % DQG WKH
EUDNH ' 7KH JRYHUQRU SUHVVXUH DQG WKH OLQH SUHVVXUH
FRQWURO WKLV YDOYH IXQFWLRQ
 ,Q VHOHFWRU OHYHU SRVLWLRQ  LW SUHYHQWV DQ XSVKLIW WR
WKH VHFRQG JHDU E\ DSSO\LQJ WKH OLQH SUHVVXUH WR WKH
 VKLIW YDOYH ZKLFK LV WKXV EORFNHG LQ WKH ILUVW
SRVLWLRQ
7KH YDOYH SUHYHQWV D PDQXDO GRZQVKLIW IURP WKH SRVLWLRQ
 WR WKH SRVLWLRQ  DERYH D FHUWDLQ URDG VSHHG E\
EORFNLQJ WKH IOXLG VXSSO\ WR WKH EUDNH '

6HFRQG /RFNXS 9DOYH


,Q WKH VHOHFWRU OHYHU SRVLWLRQ  WKH VHFRQG ORFNXS YDOYH
SUHYHQWV DQ XSVKLIW IURP WKH VHFRQG JHDU WR WKH WKLUG
JHDU E\ DSSO\LQJ WKH OLQH SUHVVXUH WR WKH  VKLIW YDOYH
ZKLFK LV WKXV ORFNHG LQ WKH SRVLWLRQ 
2Q D PDQXDO GRZQVKLIW IURP WKH WKLUG JHDU WR WKH VHFRQG
JHDU WKH VHFRQG ORFNXS YDOYH SUHYHQWV D GRZQVKLIW WR
WKH VHFRQG JHDU DERYH D FHUWDLQ URDG VSHHG E\ EORFNLQJ
WKH IOXLG VXSSO\ WR WKH EUDNH &

 8SVKLIW 6HTXHQFLQJ 9DOYH


7KH  YDOYH HQVXUHV D VHTXHQWLDO  XSVKLIW E\
UHOHDVLQJ WKH JRYHUQRU SUHVVXUH WR WKH  YDOYH DIWHU
WKH WKLUG JHDU LV HQJDJHG $Q XSVKLIW IURP WKH VHFRQG
JHDU WR WKH IRXUWK JHDU FDQQRW WDNH SODFH EHFDXVH RI WKH
FOXWFK $WRWKH EUDNH & RYHUODS

 9DOYH
7KH  YDOYH HQVXUHV D VHTXHQWLDO  GRZQVKLIW E\
DSSO\LQJ WKH OLQH SUHVVXUH WR WKH  VKLIW YDOYH DQG
PDLQWDLQLQJ WKH  SRVLWLRQ XQWLO WKH WKLUG JHDU KDV
DFWXDOO\ EHHQ HQJDJHG $ GRZQVKLIW IURP WKH IRXUWK JHDU
WR WKH VHFRQG JHDU FDQQRW WDNH SODFH EHFDXVH RI WKH
FOXWFK $WRWKH EUDNH & RYHUODS

 7UDFWLRQ 9DOYH


7KH  WUDFWLRQ YDOYH RSHUDWHV LQ WKH IRXUWK JHDU DV D
VKLIW YDOYH IRU WKH OLQH SUHVVXUH VXSSO\ WR WKH FOXWFK $

2Q D  XSVKLIW WKH FOXWFK $ LV YHQWHG WKURXJK WKLV


YDOYH 7KH YHQWLQJ WDNHV SODFH RQO\ ZKHQ WKH EUDNH & LV
FDSDEOH RI WUDQVPLWWLQJ WKH HQJLQH WRUTXH

 7UDFWLRQ 9DOYH


7KH  WUDFWLRQ YDOYH VHUYHV DV WKH VXSSO\ YDOYH IRU WKH
DFFXPXODWRU $ ,WV IXQFWLRQ LV WR SUHILOO WKH FOXWFK $ RQ D
 GRZQVKLIW

 'RZQVKLIW 9DOYH


7KH  GRZQVKLIW YDOYH VHUYHV DV D FOXWFK
SUHVVXUHUHWDLQLQJ YDOYH IRU WKH EUDNH & XQWLO WKH FOXWFK
$ KDV EHHQ ILOOHG 7KH EUDNH & LV DOVR YHQWHG WKURXJK WKH
 GRZQVKLIW YDOYH

7LPH &RQWURO 9DOYH


2Q RYHUODS FRQWURO WKH WLPH FRQWURO YDOYH UHJXODWHV WKH
GHOD\ WLPH EHWZHHQ WKH FOXWFK EHLQJ UHOHDVHG DQG WKH
FOXWFK EHLQJ DSSOLHG 7KH GHOD\ WLPH FRUUHVSRQGV WR WKH
RSHUDWLQJ WLPH RI WKH DFFXPXODWRU DW WKH WLPH FRQWURO
YDOYH 7KH WLPH FRQWURO YDOYH GLVFRQQHFWV WKH
 WUDFWLRQ YDOYH DQG WKH  GRZQVKLIW YDOYH

2ULILFH &RQWURO
7KH RULILFH FRQWURO YDOYH VHQVHV WKH HQJLQH ORDG DQG
FRQWUROV WKH SUHVVXUH VXSSO\ WR WKH WLPH FRQWURO YDOYH
DQG WR WKH EUDNH & WKURXJK D VKRUWHU RU D ORQJHU
RSHUDWLQJ WLPH

&(175,)8*$/ *29(5125
7KH FHQWULIXJDO JRYHUQRU LV PRXQWHG LQ WKH VLGH VKDIW RI
WKH JHDUER[ DQG VHUYHV DV D VHQVRU IRU WKH URDG VSHHG
RI WKH YHKLFOH 7KH URWDWLRQ VSHHG LV FRQYHUWHG WR D
VSHHGGHSHQGHQW SUHVVXUH VLJQDO ZKLFK LV VXSSOLHG WR
WKH K\GUDXOLF FRQWURO XQLW

7KUHH6WDJH *RYHUQRU
6WDJH 
7KH OLQH SUHVVXUH LV VXSSOLHG XQFKDQJHG WKURXJK WKH
VWDJH  YDOYH WR WKH VWDJH  YDOYH 7KH YDOYH LQ WKH
VWDJH  LV RSHQHG E\ D FHQWULIXJDO IRUFH 7KH SUHVVXUH
RQ WKH GLIIHUHQWLDO DUHD RI WKH YDOYH FRXQWHUDFWV WKH
FHQWULIXJDO IRUFH WKXV UHGXFLQJ WKH OLQH SUHVVXUH WR WKH
JRYHUQRU SUHVVXUH
6WDJH 
$ERYH D FHUWDLQ VSHHG WKH YDOXH IRU WKH VWDJH  LV
PRYHG IXOO\ RXWZDUG E\ WKH FHQWULIXJDO IRUFH 7KLV
SURYLGHV D IUHH IORZ SDWK 7KH OLQH SUHVVXUH LQFUHDVHV
ZLWK WKH URWDWLRQ VSHHG DQG SUHVVHV WKH YDOYH IRU WKH
VWDJH  LQZDUG DJDLQVW WKH FHQWULIXJDO IRUFH DQG WKH
VSULQJ IRUFH WKXV UHGXFLQJ WKH OLQH SUHVVXUH WR WKH
JRYHUQRU SUHVVXUH
6WDJH 
:KHQ WKH FHQWULIXJDO IRUFH KDV PRYHG WKH YDOYH IRU WKH
VWDJH  WR LWV 6723 LW IXQFWLRQV DV D IUHHIORZ YDOYH 7KH
OLQH SUHVVXUH SUHVVHV WKH YDOYH IRU WKH VWDJH  LQZDUG
DJDLQVW WKH FHQWULIXJDO IRUFH DQG WKH VSULQJ IRUFH WKXV
UHGXFLQJ WKH OLQH SUHVVXUH WR WKH JRYHUQRU SUHVVXUH

'$(:22 9 %/

6(&7,21 $

$,6,1 /( $8720$7,& 75$16$;/(


&$87,21 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH EHIRUH UHPRYLQJ RU LQVWDOOLQJ DQ\ HOHFWULFDO XQLW RU ZKHQ D
WRRO RU HTXLSPHQW FRXOG HDVLO\ FRPH LQ FRQWDFW ZLWK H[SRVHG HOHFWULFDO WHUPLQDOV 'LVFRQQHFWLQJ WKLV FDEOH
ZLOO KHOS SUHYHQW SHUVRQDO LQMXU\ DQG GDPDJH WR WKH YHKLFOH 7KH LJQLWLRQ PXVW DOVR EH LQ /2&. XQOHVV
RWKHUZLVH QRWHG

7$%/( 2) &217(176
6SHFLILFDWLRQV                            
7UDQVD[OH 6SHFLILFDWLRQV                   
)OXLG /HYHO 6HW $IWHU 6HUYLFH               
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV          

$
$
$
$

6SHFLDO 7RROV                              $


6SHFLDO 7RROV 7DEOH                        $
6FKHPDWLF 'LDJUDPV                        $
%76, DQG .H\ ,QWHUORFN 8QLW                 $
7UDQVPLVVLRQ &RQWURO 0RGXOH                $
&RQQHFWRU (QG 9LHZ                        $
&RPSRQHQW /RFDWRU                       $
/( $XWRPDWLF 7UDQVD[OH             $
'LDJQRVLV                                 $
6\PSWRP 'LDJQRVLV                         $
3UHOLPLQDU\ &KHFNV                        $
/HDN 'LDJQRVLV                           $
/RFDWLQJ )OXLG /HDNV                      $
)OXLG 'ULSV 2XW RI &RQYHUWHU %HOO +RXVLQJ    $
/HDN %HWZHHQ 7UDQVD[OH +RXVLQJ DQG
&RQYHUWHU %HOO +RXVLQJ                  $
/HDN %HWZHHQ 7UDQVD[OH +RXVLQJ DQG
6LGH &RYHU                            $
/HDN %HWZHHQ 7UDQVD[OH +RXVLQJ DQG
7UDQVD[OH +RXVLQJ &RYHU                $
/HDN DW )OXLG &RROHU                      $
/HDN DW WKH %UDNH $GMXVWLQJ %ROW            $
/HDN DW 'LIIHUHQWLDO                       $
/HDN DW 'LIIHUHQWLDO ([WHQVLRQ              $
/HDN DW 6SHHG 6HQVRUV                   $
/HDN DW %UHDWKHU                         $
/HDN DW 6HOHFWRU 6KDIW                    $
'LDJQRVLV E\ 6\PSWRP                      $
'LDJQRVLV 7URXEOH &RGH '7& FKDUW          $
'7& 3  ,QWHUQDO 7UDQVPLVVLRQ
&RQWURO 0RGXOH 7&0 5DQGRP
$FFHVV 0HPRU\ 520 (UURU
$,6,1 /( $XWRPDWLF 7UDQVD[OH
'LDJQRVLV                             $
'7& 3  7UDQVPLVVLRQ 5DQJH 75
6HQVRU &LUFXLW 0DOIXQFWLRQ 351'/
'$(:22 9 %/

,QSXW  $,6,1 /( $XWRPDWLF 7UDQVD[OH


'LDJQRVLV                              
'7& 3  7UDQVPLVVLRQ )OXLG
7HPSHUDWXUH 7)7 6HQVRU &LUFXLW
/RZ ,QSXW $,6,1 /( $XWRPDWLF
7UDQVD[OH 'LDJQRVLV                     
'7& 3  7UDQVPLVVLRQ )OXLG
7HPSHUDWXUH 7)7 6HQVRU &LUFXLW +LJK
,QSXW $,6,1 /( $XWRPDWLF 7UDQVD[OH
'LDJQRVLV                              
'7& 3  ,QSXW 6KDIW 6SHHG ,66
6HQVRU &LUFXLW 1R 6LJQDO $,6,1 /(
$XWRPDWLF 7UDQVD[OH 'LDJQRVLV           
'7& 3  2XWSXW 6KDIW 6SHHG 266
6HQVRU &LUFXLW 1R 6LJQDO $,6,1 /(
$XWRPDWLF 7UDQVD[OH 'LDJQRVLV           
'7& 3  (QJLQH 6SHHG ,QSXW &LUFXLW
1R 6LJQDO $,6,1 /( $XWRPDWLF
7UDQVD[OH 'LDJQRVLV                     
'7& 3  7RUTXH &RQYHUWHU &OXWFK 7&&
&LUFXLW 6WXFN 2II $,6,1 /( $XWRPDWLF
7UDQVD[OH 'LDJQRVLV                     
'7& 3  7RUTXH &RQYHUWHU &OXWFK 7&&
&LUFXLW 6WXFN 2Q $,6,1 /( $XWRPDWLF
7UDQVD[OH 'LDJQRVLV                     

$

$

$

$

$

$

$

$

'7& 3  7RUTXH &RQYHUWHU &OXWFK 7&&


&LUFXLW (OHFWULFDO $,6,1 /( $XWRPDWLF
7UDQVD[OH 'LDJQRVLV                      $
'7& 3  3UHVVXUH &RQWURO /LQHDU
6ROHQRLG (OHFWULFDO $,6,1 /( $XWRPDWLF
7UDQVD[OH 'LDJQRVLV                      $
'7& 3  6KLIW 6ROHQRLG  66 6WXFN
2II $,6,1 /( $XWRPDWLF 7UDQVD[OH
'LDJQRVLV                               $
'7& 3  6KLIW 6ROHQRLG  66
(OHFWULFDO $,6,1 /( $XWRPDWLF 7UDQVD[OH
'LDJQRVLV                               $
'7& 3  6KLIW 6ROHQRLG  66 6WXFN
2II $,6,1 /( $XWRPDWLF 7UDQVD[OH
'LDJQRVLV                               $
'7& 3  6KLIW 6ROHQRLG  66
(OHFWULFDO $,6,1 /( $XWRPDWLF 7UDQVD[OH
'LDJQRVLV                               $

$   $,6,1 /( $8720$7,& 75$16$;/(


'7& 3  (QJLQH &RRODQW 7HPSHUDWXUH
(&7 6HQVRU &LUFXLW 0DOIXQFWLRQ $,6,1 /(
$XWRPDWLF 7UDQVD[OH 'LDJQRVLV            $
'7& 3  7RUTXH &RQYHUWHU &OXWFK 7&&
&LUFXLW 0DOIXQFWLRQ $,6,1 /( $XWRPDWLF
7UDQVD[OH 'LDJQRVLV                      $
'7& 3  ,QWHUQDO 7UDQVPLVVLRQ &RQWURO
0RGXOH 7&0 5DQGRP $FFHVV 0HPRU\
520 &KHFNVXP (UURU $,6,1 /(
$XWRPDWLF 7UDQVD[OH 'LDJQRVLV            $
'7& 3  7KURWWOH 3RVLWLRQ 73
6HQVRU &LUFXLW 0DOIXQFWLRQ $,6,1 /(
$XWRPDWLF 7UDQVD[OH 'LDJQRVLV            $
0DLQWHQDQFH DQG 5HSDLU                   $
2Q9HKLFOH 6HUYLFH                         $
7UDQVD[OH )OXLG /HYHO &KHFNLQJ 3URFHGXUH   $
)OXLG 'UDLQ 3URFHGXUH                     $
&DVH 3RURVLW\ 5HSDLU                     $
)OXLG &RROHU )OXVKLQJ                     $
6KLIW &RQWURO /HYHU                        $
6KLIW &RQWURO &DEOH                       $
&RQWURO &DEOH $GMXVWPHQW                 $
3DUN1HXWUDO 3RVLWLRQ 313 6ZLWFK         $
%UDNH 7UDQVD[OH 6KLIW ,QWHUORFN             $
.H\ ,QWHUORFN                            $
)OXLG )LOOHU 7XEH                          $
9HKLFOH 6SHHG 6HQVRU 966               $
,QSXW 6KDIW 6SHHG ,66 6HQVRU            $
2XWSXW 6KDIW 6SHHG 266 6HQVRU         $
7UDQVPLVVLRQ )OXLG 7HPSHUDWXUH 7)7
6HQVRU                                $
9DOYH %RG\ 6ROHQRLGV                     $
9DOYH %RG\                              $
'ULYH $[OH )OXLG 6HDOV                     $
)OXLG &RROHU 3LSHV DQG +RVHV              $

7UDQVD[OH /HIW 0RXQW                     $


7UDQVD[OH /HIW %UDFNHW                   $
7UDQVD[OH &HQWHU %UDFNHW                 $
7UDQVD[OH &HQWHU 0RXQW                  $
7UDQVD[OH $VVHPEO\                     $
8QLW 5HSDLU                               $
0DMRU &RPSRQHQW 'LVDVVHPEO\           $
2LO 3XPS 6HFRQG &RDVW DQG 6HFRQG %UDNH
$VVHPEO\                            $
6HFRQG &RDVW 6HFRQG %UDNH +XE DQG
2QH:D\ &OXWFK                      $
)RUZDUG DQG 'LUHFW &OXWFK                $
3ODQHWDU\ *HDU DQG 3ODQHWDU\ 6XQ *HDU    $
/RZ5HYHUVH %UDNH &OXWFK 3LVWRQ
$VVHPEO\ )URQW 3ODQHWDU\ 5LQJ *HDU
DQG 2QH:D\ &OXWFK                   $
8QGHUGULYH &OXWFK                       $
8QGHUGULYH %UDNH                        $
&RXQWHU 'ULYH *HDU                      $
8QGHUGULYH 3ODQHWDU\ *HDU DQG 'LIIHUHQWLDO
'ULYH 3LQLRQ *HDU                     $
7UDQVD[OH 5HDU &DVH DQG &
$FFXPXODWRU 3LVWRQ                    $
'LIIHUHQWLDO                              $
9DOYH %RG\ $VVHPEO\                    $
8SSHU 9DOYH %RG\                       $
&HQWHU 9DOYH %RG\                       $
/RZHU 9DOYH %RG\                       $
%HDULQJ DQG 7KUXVW :DVKHU /RFDWLRQ       $
0DMRU &RPSRQHQW $VVHPEO\              $
*HQHUDO 'HVFULSWLRQ DQG 6\VWHP
2SHUDWLRQ                             $
/( $XWRPDWLF 7UDQVPLVVLRQ         $

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  

63(&,),&$7,216
75$16$;/( 63(&,),&$7,216
7UDQVD[OH &DSDFLW\
0D[LPXP 7RUTXH 0XOWLSOLFDWLRQ RI WKH 7RUTXH &RQYHUWHU
7RUTXH &RQYHUWHU 'LDPHWHU
5DWLRV
)LUVW *HDU


 PP  LQ


6HFRQG *HDU
7KLUG *HDU




)RXUWK *HDU
5HYHUVH



0HDVXUHPHQWV

:HLJKW RI 7UDQVD[OH
)OXLG &DSDFLW\
$XWRPDWLF 7UDQVD[OH )OXLG

 NJ  OE
 /  TWV
727$/ )/8,' +;

)/8,' /(9(/ 6(7 $)7(5 6(59,&(


5HSDLU

$PRXQW RI )OXLG WR $GG $IWHU 5HSDLU

0DLQWHQDQFH 5HSODFH

  /    TWV

&RPSOHWH 2YHUKDXO

  /    TWV

'U\

  /    TWV

,PSRUWDQW 0DNH VXUH WR PDLQWDLQ WKH SURSHU IOXLG OHYHO LQ WKH WUDQVD[OH $IWHU HDFK UHSDLU RU VHUYLFH SURFHGXUH DGG
WKH VSHFLILHG DPRXQW RI IOXLG DQG FKHFN WR FRQILUP WKDW WKH WUDQVD[OH FRQWDLQV WKH DSSURSULDWH IOXLG OHYHO 5HIHU WR
7UDQVD[OH )OXLG /HYHO &KHFNLQJ 3URFHGXUH LQ WKLV VHFWLRQ

/,1( 35(6685( 63(&,),&$7,21


$SSOLFDWLRQ
$W ' UDQJH
$W 5 UDQJH

,GOLQJ
   NJFP)  SVL
   NJFP)  SVL

6WDOO
   NJFP)  SVL
   NJFP)  SVL

5$1*( 5()(5(1&(
5DQJH
*HDU
& )RUZDUG &OXWFK
& 'LUHFW &OXWFK
& 8QGHU 'ULYH &OXWFK
%
QG &RDVW %UDNH
%
QG %UDNH
%
VW 5HYHUVH %UDNH
%
8QGHU 'ULYH %UDNH
3ODQHWDU\ 6XQJHDU 2QHZD\
)
&OXWFK
)
5LQJ *HDU 2QH:D\ &OXWFK
8QGHU 'ULYH 3ODQHWU\
)
6XQJHDU 2QHZD\ &OXWFK
6
6ROHQRLG 1R 
6
6ROHQRLG 1R 
$  $SSOLHG /  /RFNLQJ

'$(:22 9 %/

3DUN
1HXWUDO
31

5HYHUVH
5

'
VW
$

QG
$

UG
$

2
2

$
2
2

2
2

2
/

2))
2))

2))
2))

WK
$
$
$

VW
$

2
2

QG
$

UG
$

2
2

$
2
2

2))
21

21
21

/
21 2)) 2))
2)) 2)) 21

VW
$

QG
$

2
2
2
2

2
/

/
/
21
21

/
21 2))
2)) 21

/
21
21

$   $,6,1 /( $8720$7,& 75$16$;/(

)$67(1(5 7,*+7(1,1* 63(&,),&$7,216


$SSOLFDWLRQ
$FFXPXODWRU 3LVWRQ &RYHU 6FUHZV
&RRODQW 6XUJH 7DQN %ROW

1:P

/E)W

/E,Q









)OXLG &RROHU 3LSH WR 5DGLDWRU %ROW





)OXLG &RROHU 3LSH WR 7UDQVD[OH %ROWV





)OXLG )LOOHU 7XEH %UDFNHW 1XW





)URQW (QJLQH 0RXQW %UDFNHW WR (QJLQH %ROWV





)URQW (QJLQH 0RXQW %UDFNHW WR 7UDQVD[OH WKURXJK %ROWV





,QSXW 6KDIW 6SHHG ,66 6HQVRU





.H\ ,QWHUORFN 6ROHQRLG 6FUHZV



/LQHDU 6ROHQRLG WR 9DOYH %RG\ &ODPS %ROW





/RFNXS 6ROHQRLG WR 9DOYH %RG\ &ODPS %ROW





/XEH $SSO\ 7XEH &ODPS %ROW





2LO 3DQWR7UDQVD[OH &DVH %ROWV





2LO 3XPSWR7UDQVD[OH &DVH %ROWV





2XWSXW 6KDIW 6SHHG 266 6HQVRU













3DUN1HXWUDO 3RVLWLRQ 313 6ZLWFK %ROW


3DUN1HXWUDO 3RVLWLRQ 313 6ZLWFK 5HWDLQLQJ 1XW
3DUN1HXWUDO 3RVLWLRQ 313 6ZLWFK 6WXG %ROW





5HDU 9DOYH %RG\ &RYHU 3ODWH 1R  %ROWV





5HDU 9DOYH %RG\ &RYHU 3ODWH 1R  %ROWV









6KLIW &RQWURO &DEOH $GMXVWHU 3LQFK %ROW 1XW



6KLIW &RQWURO &DEOH /LQNDJH 5HWDLQLQJ 1XW





6KLIW &RQWURO &DEOH 0RXQWLQJ %UDFNHW 1XWV



5LQJ *HDU /RFNLQJ 3ODWH 6HW %ROWV

6KLIW ,QWHUORFN 6ROHQRLG %ROWV



6KLIW 6ROHQRLG  66 WR9DOYH %RG\ %ROW





6KLIW 6ROHQRLG  66 WR9DOYH %RG\ %ROW





6WDWRU 6XSSRUWWR2LO 3XPS %RG\ 0 %ROWV





6WDWRU 6XSSRUWWR2LO 3XPS %RG\ 0 %ROWV









7UDQVD[OH &DP 3ODWH DQG 'HWHQW 6SULQJ 5HWDLQLQJ %ROWV





7UDQVD[OH &DVH 3ODWH %ROWV





7UDQVD[OH &HQWHU %UDFNHWWR7UDQVD[OH %ROWV





7UDQVD[OH &HQWHU 0RXQWWR&HQWHU 0HPEHU %ROWV









7UDQVD[OH +RXVLQJ &RYHUWR7UDQVD[OH &DVH %ROWV





7UDQVD[OH /HIW %UDFNHWWR 7UDQVD[OH %ROWV





7UDQVD[OH /HIW 0RXQWWR7UDQVD[OH /HIW %UDFNHW %ROW









7RUTXH &RQYHUWHUWR)OH[ 3ODWH %ROWV

7UDQVD[OH +RXVLQJWR7UDQVD[OH &DVH %ROWV

7UDQVD[OH )OXLG 'UDLQ 3OXJ

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV &RQWG
$SSOLFDWLRQ

1:P

/E)W

/E,Q

7UDQVD[OH 2LO )LOWHU %ROWV





7UDQVD[OH 2LO 5HVHUYHU 3ODWH %ROWV





7UDQVD[OH 5HDU &DVHWR7UDQVD[OH &DVH 0 %ROWV





7UDQVD[OH 5HDU &DVHWR7UDQVD[OH &DVH 0 %ROWV





7UDQVPLVVLRQ )OXLG 7HPSHUDWXUH 7)7 6HQVRU





7UDQVPLVVLRQ )OXLG 7HPSHUDWXUH 7)7 6HQVRU


3URWHFWRU %ROW





7UDQVPLVVLRQ )OXLG 7HPSHUDWXUH 7)7 6HQVRU


3URWHFWRU 1XW





8QGHUGULYH %UDNH $FFXPXODWRU %UDFNHW %ROWV





















8QGHUGULYH %UDNH %DQG $QFKRU %ROW


9DOYH %RG\WR&DVH %ROWV
9DOYH %RG\ &RYHUWR&DVH %ROWV
9DOYH %RG\ 6XFWLRQ &RYHUWR&DVH %ROWV

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(

63(&,$/ 722/6
63(&,$/ 722/6 7$%/(

-%
(QJLQH 6XSSRUW )L[WXUH

$%

-$
6HDO ,QVWDOOHU

&$$

.0
2LO 6HDO ,QVWDOOHU

&$$

-
$VVHPEO\ /XEULFDQW

&$$

.0
%HDULQJ 'ULYHU

&$$

.0
%HDULQJ 'ULYHU

&$$

-
6HDO ,QVWDOOHU

&$$

.0
*HDU +ROGHU

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  

63(&,$/ 722/6 7$%/( &RQWG

.0%
8QLYHUVDO 3UHVVXUH
*DXJH 6HW

.0
%HDULQJ 'ULYHU

&$$

&$$

.0
6QDS 5LQJ 3OLHUV

&$$

.0$
7ZR-DZ 3XOOHU

&$$

.0
2LO 3XPS 5HPRYHU

&$$

.0
%HDULQJ 'ULYHU $GDSWHU

&$$

'&$
6FDQ
6FDQ 7RRO

&$$

'$(:22 9 %/

.0-
%HDULQJ 3UH/RDG 7RRO

&$$

$   $,6,1 /( $8720$7,& 75$16$;/(

63(&,$/ 722/6 7$%/( &RQWG

.0$
%HDULQJ 3XOOHU

&$$

.0
%HDULQJ 3XOOHU $GDSWHU

&$$

.0$
%HDULQJ 'ULYHU $GDSWHU

&$$

.0
6SULQJ &RPSUHVVRU

&$$

.0
6SULQJ &RPSUHVVRU

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  

6&+(0$7,& ',$*5$06
%76, $1' .(< ,17(5/2&. 81,7

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(

75$160,66,21 &21752/ 02'8/(  2) 

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  

75$160,66,21 &21752/ 02'8/(  2) 

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(

75$160,66,21 &21752/ 02'8/(  2) 

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  

75$160,66,21 &21752/ 02'8/(  2) 

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(

75$160,66,21 &21752/ 02'8/(  2) 

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  

&211(&725 (1' 9,(:

'$(:22 9 %/

&$$

&$$

&$$

&$$

$   $,6,1 /( $8720$7,& 75$16$;/(

&20321(17 /2&$725
/( $8720$7,& 75$16$;/(
&RPSRQHQW /RFDWRU

&$$

 7UDQVD[OH +RXVLQJ 6LGH


 'LIIHUHQWLDO %HDULQJ /XEULFDWLRQ $SSO\ 7XEH
 5ROOHU %HDULQJ
 2LO 5HVHUYHU 3ODWH
 0DJQHW
 7UDQVD[OH +RXVLQJ &RYHU
 7UDQVPLVVLRQ )OXLG 7HPSHUDWXUH 7)7
6HQVRU 3URWHFWRU %UDFNHW
 2LO 6HDO
 $SSO\ 7XEH
 /XEULFDWLRQ $SSO\ 7XEH
 $SSO\ 6HDO

 9DOYH %RG\ &RYHU


 6XFWLRQ &RYHU
 9DOYH %RG\
 7UDQVD[OH &DVH 3ODWH
 2LO )LOWHU
 2LO 5HVHUYHU 3ODWH
 6HDO 5LQJV
 $SSO\ 6HDO
 7UDQVD[OH &DVH 6LGH
 7RUTXH &RQYHUWHU
 3OXJ
 2LO 6HDO

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


&RPSRQHQW /RFDWRU

&$$

 7UDQVPLVVLRQ :LUH /RRP


 3DUN1HXWUDO 3RVLWLRQ 313 6ZLWFK
 7UDQVPLVVLRQ )OXLG 7HPSHUDWXUH 7)7 6HQVRU
 3DUNLQJ /RFN 5RG
 0DQXDO 9DOYH /HYHU
 'HWHQW 6SULQJ
 7RUVLRQ 6SULQJ
 6SULQJ *XLGH 6OHHYH
 $FFXPXODWRU %UDFNHW

'$(:22 9 %/

 $FFXPXODWRU &RYHU


 $FFXPXODWRU 3LVWRQ
 3DUNLQJ /RFN 3DZO 6KDIW
 6SULQJ
 3DUNLQJ /RFN 3DZO
 2XWSXW 6KDIW 6SHHG 266 6HQVRU
 ,QSXW 6KDIW 6SHHG ,66 6HQVRU
 2LO 6HDO

$   $,6,1 /( $8720$7,& 75$16$;/(


&RPSRQHQW /RFDWRU

&$$

 6KLIW 6ROHQRLG  66


 6KLIW 6ROHQRLG  66
 /LQHDU 6ROHQRLG 3UHVVXUH
 /RFNXS 6ROHQRLG

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  

',$*126,6
6<03720 ',$*126,6
35(/,0,1$5< &+(&.6

7R SURSHUO\ GLDJQRVH D FRQFHUQ ILUVW XQGHUVWDQG WKH


FRQGLWLRQ &XVWRPHU FRQWDFW PD\ EH UHTXLUHG WR EHJLQ WR
YHULI\ WKH FRQFHUQ 8QGHUVWDQG WKH FRQGLWLRQV DV WR
ZKHQ WKH FRQFHUQ RFFXUV )RU H[DPSOH
- +RW RU FROG YHKLFOH WHPSHUDWXUH
- +RW RU FROG DPELHQW WHPSHUDWXUH
- 9HKLFOH GULYLQJ FRQGLWLRQV
- 9HKLFOH ORDGHG RU XQORDGHG
$IWHU XQGHUVWDQGLQJ ZKHQ DQG KRZ WKH FRQFHUQ RFFXUV
SURFHHG WR YHULI\ WKH FRQFHUQ 3HUIRUP WKH IROORZLQJ
LQLWLDO VWHSV EHIRUH SHUIRUPLQJ RQERDUG GLDJQRVWLF
SURFHGXUHV
- 9HULI\ WKH FRQFHUQ E\ GULYLQJ WKH YHKLFOH

&KHFN WKH $XWRPDWLF 7UDQVPLVVLRQ )OXLG $7)


OHYHO DQG FRQGLWLRQ
- &KHFN VKLIW OLQNDJH IRU SURSHU DGMXVWPHQW

7HVW 'ULYLQJ WKH 9HKLFOH


&KHFN WKH OHYHO RI WKH $7) EHIRUH SHUIRUPLQJ D URDG
WHVW
%HJLQ WKH WHVW GULYH ZLWK WKH YHKLFOH LQ WKH ' SRVLWLRQ
'ULYH WKH YHKLFOH FDXVLQJ WKH WUDQVPLVVLRQ WR XSVKLIW DQG
GRZQVKLIW /LVWHQ IRU DEQRUPDO VRXQGV FRPLQJ IURP WKH
WUDQVPLVVLRQ RU GULYHOLQH UHODWHG VRXQGV &KHFN WKH
VKLIWLQJ VSHHGV DW OLJKW DFFHOHUDWLRQ DQG WKDW WKH VKLIW
SRLQWV DUH FRUUHFW $OVR FKHFN IRU DQ\ VOLSSLQJ RU DEUXSW
VKLIWV &KHFN WKDW WKH ORFNXS IXQFWLRQ RFFXUV DQG LV
FRUUHFW

6KLIW 3RLQW &KDUW(FRQRP\ 5DQJH

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


6KLIW 3RLQW &KDUW3RZHU 5DQJH

&$$

&KHFN )OXLG /HYHO


'R QRW GULYH WKH YHKLFOH LI WKH $7) OHYHO LV ORZ &KHFN WKH
OHYHO RI WKH $7) XVLQJ WKH IROORZLQJ SURFHGXUH
 3RVLWLRQ WKH YHKLFOH RQ D OHYHO VXUIDFH $SSO\ WKH
SDUNLQJ EUDNH DQG EORFN WKH ZKHHOV
 5XQ WKH HQJLQH DW LGOH VSHHG GHSUHVV WKH EUDNH
SHGDO DQG PRYH WKH VKLIW OHYHU WKURXJK HDFK UDQJH
$OORZ WLPH LQ HDFK UDQJH WR HQJDJH WKH
WUDQVPLVVLRQ WKHQ UHWXUQ WR SDUN
 $OORZ WKH $7) WR UHDFK QRUPDO RSHUDWLQJ
WHPSHUDWXUH 1RUPDO RSHUDWLQJ WHPSHUDWXUH LV
G& G)  'R QRW WXUQ RII WKH HQJLQH
GXULQJ WKH IOXLG OHYHO FKHFN
 3XOO WKH IOXLG OHYHO LQGLFDWRU RXW RI WKH LQGLFDWRU WXEH
ZLSH LW FOHDQ DQG SXW LW EDFN LQWR WKH WXEH 0DNH VXUH
LW LV IXOO\ VHDWHG 3XOO WKH IOXLG OHYHO LQGLFDWRU RXW RI
WKH LQGLFDWRU WXEH DJDLQ DQG FKHFN WKH IOXLG OHYHO
 7KH IOXLG OHYHO VKRXOG EH EHWZHHQ WKH 0,1 DQG 0$;
PDUNV RQ WKH VLGH RI WKH IOXLG LQGLFDWRU PDUNHG
G& G)  ,I WKH WUDQVPLVVLRQ IOXLG LV EHORZ WKH
VSHFLILHG OHYHO DGG 727$/ )/8,' +; DV QHFHVVDU\

+LJK RU /RZ )OXLG /HYHO


'R QRW RYHUILOO WKH WUDQVD[DOH $7) WKDW LV WRR KLJK ZLOO
UHVXOW LQ IRDPLQJ )RDPLQJ ZLOO FDXVH HUUDWLF FRQWURO
SUHVVXUH DQG WKH DHUDWHG IOXLG ZLOO EH IRUFHG IURP WKH
YHQW ,I DQ RYHUILOO RFFXUV H[FHVV IOXLG PXVW EH UHPRYHG
,I WKH $7) LV WRR ORZ WKH WUDQVD[OH ZLOO H[SHULHQFH ORVV RI
HQJDJHPHQW RU VOLSSLQJ $ ORZ IOXLG OHYHO PD\ LQGLFDWH D
OHDN WKDW FRXOG FDXVH WUDQVD[OH GDPDJH
)OXLG &RQGLWLRQ &KHFN
2EVHUYH WKH FRORU DQG RGRU RI WKH $7) ,W VKRXOG EH GDUN
UHG QRW EURZQ RU EODFN $ EXUQW RGRU LQGLFDWHV DQ
RYHUKHDWLQJ FRQGLWLRQ D FOXWFK GLVF IDLOXUH RU EDQG
IDLOXUH $OVR LQVSHFW WKH IOXLG IRU VSHFNV VLJQV RI HQJLQH
FRRODQW RU YDUQLVK RQ WKH LQGLFDWRU ,I IOXLG FRQWDPLQDWLRQ
RU WUDQVPLVVLRQ IDLOXUH LV FRQILUPHG E\ IXWKHU HYLGHQFH RI
FRRODQW RU H[FHVVLYH VROLGV LQ WKH WUDQVD[OH WKH
WUDQVPLVVLRQ VKRXOG EH GLVDVVHPEOHG DQG FRPSOHWHO\
FOHDQHG DQG VHUYLFHG

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  

/($. ',$*126,6
/,1( 35(6685( &+(&. 352&('85(
7KH $,6,1 /( $XWRPDWLF WUDQVD[OH XVHV D YDQW
W\SH RLO SXPS WR SURGXFH K\GUDXOLF SUHVVXUH DQG D
WUDQVD[OH SUHVVXUH FRQWURO VROHQRLG WR FRQWURO WKDW
SUHVVXUH DW WKH SUHVVXUH UHJXODWRU YDOYH DIWHU LW OHDYHV
WKH SXPS /LQH SUHVVXUH DUH FDOLEUDWHG IRU  VHWV RI JHDU
UDQJH 'ULYH DQG 5HYHUVH 7KLV DOORZV WKH WUDQVD[OH OLQH
SUHVVXUH WR EH DSSURSLUDWH IRU GLIIHUHQW SUHVVXUH QHHGV
LQ GLIIHUHQW JHDU UDQJH
 5HPRYH WKH RLO SUHVVXUH WHVW SOXJ RQ WUDQVD[OH FDVH
DQG PRXQW RLO SUHVVXUH JDXJH .0% 
 &KHFN WKH IRXU ZKHHOV
 )XOO\ DSSO\ WKH SDUNLQJ EUDNH
 6WDUW WKH HQJLQH DQG DOORZ LW WR ZDUP XS DW LGOH
 6WHS GRZQ VWURQJO\ RQ WKH EUDNH SHGDO ZLWK \RXU OHIW
IRRW
 6KLIW LQWR ' RU 5 UDQJH WR PHDVXUH OLQH SUHVVXUH
 $SSO\ WKH DFFHOHUDWRU SHGDO ZLWK \RXU ULJKW IRRW DQG
PHVVXUH WKH OLQH SUHVVXUH DW WKH HQJLQH VSHHG VWDOO
VSHHG   USP 

/2&$7,1* )/8,' /($.6


*HQHUDO 0HWKRG
 9HULI\ WKDW WKH PDWHULDO OHDNLQJ LV WUDQVD[OH IOXLG
 7KRURXJKO\ FOHDQ WKH VXVSHFWHG OHDN DUHD
 $OORZ WKH WUDQVD[OH WR UHDFK WKH QRUPDO RSHUDWLQJ
WHPSHUDWXUH RI G& G) 
 3DUN WKH YHKLFOH RYHU D FOHDQ SDSHU RU D FOHDQ
FDUGERDUG
 7XUQ WKH HQJLQH 2)) DQG ORRN IRU IOXLG VSRWV RQ WKH
SDSHU
 0DNH WKH QHFHVVDU\ UHSDLUV WR FRUUHFW WKH OHDN

&DXWLRQ'R QRW UDFLQJ PRUH WKDQ  VHFRQGV RU WKH


DXWRPDWLF WUDQVD[OH GDPDJHG

&$$

3RZGHU 0HWKRG
 7KRURXJKO\ FOHDQ WKH VXVSHFWHG OHDN DUHD
 $SSO\ DQ DHURVRO W\SH SRZGHU VXFK DV IRRW SRZGHU
WR WKH VXVSHFWHG OHDN DUHD
 $OORZ WKH WUDQVD[OH WR UHDFK WKH QRUPDO RSHUDWLQJ
WHPSHUDWXUH RI G& G) 
 7XUQ WKH HQJLQH 2))
 ,QVSHFW WKH VXVSHFWHG OHDN DUHD DQG WUDFH WKH OHDN
SDWK WKURXJK WKH SRZGHU WR ILQG WKH VRXUFH RI WKH
OHDN
 0DNH WKH QHFHVVDU\ UHSDLUV WR FRUUHFW WKH OHDN
2QFH WKH OHDN SRLQW LV IRXQG WKH VRXUFH RI WKH OHDN PXVW
EH GHWHUPLQHG DQG UHSDLUHG

)/8,' '5,36 287 2) &219(57(5 %(// +286,1*


&KHFNV
&KHFN IRU D OHDN DW WKH ZHOG VHDP RI WKH WRUTXH
FRQYHUWHU

$FWLRQ
5HSODFH WKH WRUTXH FRQYHUWHU

/($. %(7:((1 75$16$;/( +286,1* $1' &219(57(5 %(// +286,1*


&KHFNV
&KHFN IRU ORRVHQHG IDVWHQLQJ EROWV RQ WKH WRUTXH
FRQYHUWHU EHOO KRXVLQJ

'$(:22 9 %/

$FWLRQ
7LJKWHQ WKH EROWV RQ WKH WRUTXH FRQYHUWHU EHOO KRXVLQJ

$   $,6,1 /( $8720$7,& 75$16$;/(

/($. %(7:((1 75$16$;/( +286,1* $1' 6,'( &29(5


&KHFNV

$FWLRQ

&KHFN IRU ORRVHQHG IDVWHQLQJ EROWV RQ WKH IOXLG SDQ

7LJKWHQ WKH VLGH FRYHU EROWV


5HSODFH WKH VLOLFRQH VHDOHU DV QHHGHG

&KHFN IRU D GDPDJHG VLGH FRYHU

5HSODFH WKH VLGH FRYHU JDVNHW

/($. %(7:((1 75$16$;/( +286,1* $1' 75$16$;/( +286,1* &29(5


&KHFNV

$FWLRQ

&KHFN IRU ORRVHQHG EROWV FRQQHFWLQJ WKH KRXVLQJ FRYHU


WR WKH WUDQVD[OH

7LJKWHQ WKH KRXVLQJ FRYHU EROWV

&KHFN IRU D GDPDJHG KRXVLQJ FRYHU

5HSODFH WKH KRXVLQJ FRYHU

/($. $7 )/8,' &22/(5


&KHFNV

$FWLRQ

&KHFN IRU D ORRVH FRROHU SLSH EROW FRQQHFWLRQ RQ WKH


WUDQVD[OH DQGRU WKH UDGLDWRU

7LJKWHQ WKH EROWV RQ WKH WUDQVD[OH DQGRU WKH UDGLDWRU

&KHFN IRU D GDPDJHG JDVNHW DW WKH WUDQVD[OH


FRQQHFWLRQ

5HSODFH WKH JDVNHW

&KHFN IRU D OHDN LQ WKH FRROHU

5HSODFH WKH UDGLDWRU

/($. $7 7+( %5$.( $'-867,1* %2/7


&KHFNV

$FWLRQ

&KHFN IRU D GDPDJHG 2ULQJ DW WKH EUDNH EDQG

5HSODFH WKH 2ULQJ

/($. $7 ',))(5(17,$/
&KHFNV

$FWLRQ

&KHFN IRU DQ\ GDPDJHG VKDIW VHDOV DW WKH LQSXW VKDIWV

5HSODFH WKH VKDIW VHDOV

/($. $7 ',))(5(17,$/ (;7(16,21


&KHFNV

$FWLRQ

&KHFN IRU D GDPDJHG 2ULQJ

5HSODFH WKH 2ULQJ

&KHFN IRU ORRVHQHG H[WHQVLRQ KRXVLQJ EROWV

7LJKWHQ WKH H[WHQVLRQ KRXVLQJ EROWV

/($. $7 63((' 6(16256


&KHFNV
&KHFN IRU D GDPDJHG 2ULQJ LQ WKH VSHHG VHQVRU

$FWLRQ
5HSODFH WKH 2ULQJ

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  

/($. $7 %5($7+(5
&KHFNV

$FWLRQ

&KHFN ZKHWKHU WKH IOXLG OHYHO LV WRR KLJK

&RUUHFW WKH IOXLG OHYHO

&KHFN IRU WKH ZURQJ JUDGH RI WUDQVD[OH IOXLG

'UDLQ WKH WUDQVD[OH IOXLG DQG UHSODFH LW ZLWK WKH FRUUHFW


WUDQVD[OH IOXLG
5HSODFH WKH WUDQVD[OH DV QHHGHG

/($. $7 6(/(&725 6+$)7


&KHFNV
&KHFN IRU D GDPDJHG VHOHFWRU VKDIW VHDO

'$(:22 9 %/

$FWLRQ
5HSODFH WKH VHOHFWRU VKDIW VHDO

$   $,6,1 /( $8720$7,& 75$16$;/(

',$*126,6 %< 6<03720


&RQGLWLRQ

3RVVLEOH &DXVHV

$FWLRQ

(QJLQH GRHV QRW VWDUW LQ 3DUN DQGRU


1HXWUDO

- *HDUVKLIW OHYHU DQG FDEOH RXW RI


DGMXVWPHQW
- 7UDQVPLVVLRQ 5DQJH 75 VZLWFK
GRHV QRW RSHUDWH
- 75 VZLWFK QRW FRUUHFWO\ DOLJQHG
ZLWK WKH WUDQVD[OH

- &RQILUP JHDU VHOHFWRU RU FDEOH


DGMXVWPHQW DQG RSHUDWLRQ
- $GMXVW WKH 75 VZLWFK

(QJLQH VWDUWV LQ JHDUVKLIW OHYHU SRVL


WLRQV RWKHU WKDQ 3DUN RU 1HXWUDO

- *HDUVKLIW OHYHU RU FDEOH GDP


DJHG RU RXW RI DGMXVWPHQW
- 75 VZLWFK GDPDJHG RU RXW RI
DGMXVWPHQW

- &KHFN JHDUVKLIW OHYHU RU FDEOH


DGMXVWPHQW DQG RSHUDWLRQ
- &RQILUP 75 VZLWFK DGMXVWPHQW
DQG RSHUDWLRQ

9HKLFOH PRYHV LQ 3DUN RU WUDQVD[OH


VWD\V LQ 3DUN ZKHQ VKLIWHG WR DQRWK
HU JHDU

- *HDUVKLIW OHYHU DQG FDEOH RXW RI


DGMXVWPHQW
- 3DUNLQJ SDZO GDPDJHG

- &KHFN WKH JHDUVKLIW OHYHU DQG


FDEOH DGMXVWPHQWV DQG RSHUD
WLRQ
- ,QVSHFW WKH SDUNLQJ SDZO 5H
SDLU RU UHSODFH DV QHFHVVDU\

9HKLFOH PRYHV LQ 1HXWUDO

- *HDUVKLIW OHYHU DQG FDEOH RXW RI


DGMXVWPHQW
- 7RUTXH FRQYHUWHU GDPDJHG
- )RUZDUGGLUHFW FOXWFK GDPDJHG

9HKLFOH GRHV QRW PRYH LQ DQ\ IRU


ZDUG JHDU SRVLWLRQ RU UHYHUVH

- 6KLIW FDEOH GDPDJHG


- $XWRPDWLF WUDQVPLVVLRQ IOXLG
OHYHO
- 2LO SXPS EURNHQ RU GDPDJHG
VHDOV
- 7RUTXH FRQYHUWHU GDPDJHG

9HKLFOH GRHV QRW PRYH LQ DQ\ IRU


ZDUG JHDU SRVLWLRQ UHYHUVH LV 2.

- $7) OHYHO
- 6ROHQRLG YDOYHV IRU VKLIWLQJ
- )RUZDUGGLUHFW FOXWFK ZRUQ RU
GDPDJHG
- 2QHZD\ FOXWFK ZRUQ RU GDP
DJHG
- 2LO IORZ WR IRUZDUGGLUHFW FOXWFK
EORFNHG

9HKLFOH GRHV QRW PRYH LQ UHYHUVH


IRUZDUG JHDU SRVLWLRQV 2.

- /RZUHYHUVH FOXWFK ZRUQ RU


GDPDJHG

- ,QVSHFW WKH ORZUHYHUVH FOXWFK


&KHFN WKH FOXWFK SDFN FOHDU
DQFH

1RLVH LQ 3DUN RU 1HXWUDO GRHV QRW


VWRS LQ 'ULYH

- /RRVH IO\ZKHHOWRFRQYHUWHU
QXWV
- 2LO SXPS ZRUQ
- 7RUTXH FRQYHUWHU IDLOXUH

- 7LJKWHQ QXWV WR VSHFLILFDWLRQV


- ,QVSHFW WKH RLO SXPS 5HSODFH
DV QHFHVVDU\
- ,QVSHFW WKH WRUTXH FRQYHUWHU
5HSODFH DV QHFHVVDU\

1RLVH LQ DOO JHDUV FKDQJHV ZLWK DF


FHOHUDWLRQ WR GHFHOHUDWLRQ

- $XWRPDWLF WUDQVPLVVLRQ IOXLG


OHYHO
- )URQW ZKHHO GULYHVKDIW DQG MRLQW
- 'LIIHUHQWLDO JHDU VHW ZRUQ

- &KHFN WKH IOXLG OHYHO DQG ILOO DV


QHFHVVDU\
- ,QVSHFW WKH GULYHVKDIW DQG MRLQW
5HSODFH DV QHFHVVDU\
- ,QVSHFW WKH GLIIHUHQWLDO JHDU VHW
5HSDLU RU UHSODFH DV QHFHVVDU\

- &KHFN WKH JHDUVKLIW OHYHU DQG


FDEOH DGMXVWPHQW DQG RSHUDWLRQ
- ,QVSHFW WKH WRUTXH FRQYHUWHU
- ,QVSHFW WKH IRUZDUGGLUHFW FOXWFK
5HSDLU RU UHSODFH DV QHFHVVDU\
- ,QVSHFW WKH VKLIW FDEOH 5HSDLU
RU UHSODFH DV QHFHVVDU\
- &KHFN WKH IOXLG OHYHO DQG ILOO DV
QHFHVVDU\
- ,QVSHFW WKH RLO SXPS 5HSDLU RU
UHSODFH DV QHFHVVDU\
- ,QVSHFW WKH WRUTXH FRQYHUWHU
5HSODFH DV QHFHVVDU\
- &KHFN WKH IOXLG OHYHO DQG ILOO DV
QHFHVVDU\
- ,QVSHFW WKH VROHQRLG YDOYHV 5H
SODFH DV QHFHVVDU\
- ,QVSHFW WKH RQHZD\ FOXWFK 5H
SODFH DV QHFHVVDU\
- ,QVSHFW WKH FOXWFK 5HSODFH DV
QHFHVVDU\
- 3HUIRUP FOXWFK RSHUDWLRQ WHVW

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


&RQGLWLRQ

3RVVLEOH &DXVHV

$FWLRQ

+DUVK VKLIWV LQ DOO JHDUV

(QJLQH PRXQWV ORRVH


)URQW ZKHHO GULYHVKDIW DQG MRLQW
/LQH SUHVVXUH LQFRUUHFW
0DLQ FRQWURO YDOYH ERG\
6WLFNLQJ DFFXPXODWRU SLVWRQ

6RIW VKLIWV LQ DOO JHDUV

$7) OHYHO
/LQH SUHVVXUH LQFRUUHFW
6WLFNLQJ DFFXPXODWRU SLVWRQ
0DLQ FRQWURO YDOYH ERG\
2LO SXPS ZRUQ
,QWHUQDO IOXLG OHDN
3ULPDU\ UHJXODWRU YDOYH IDLOXUH

- &KHFN WKH IOXLG OHYHO DQG ILOO DV


QHFHVVDU\
- 3HUIRUP OLQH SUHVVXUH WHVW
- ,QVSHFW DFFXPXODWRU SLVWRQ 5H
SDLU RU UHSODFH DV QHFHVVDU\
- ,QVSHFW YDOYH ERG\ 5HSDLU RU
UHSODFH DV QHFHVVDU\
- ,QVSHFW WKH RLO SXPS 5HSDLU RU
UHSODFH DV QHFHVVDU\
- ,QVSHFW WKH WUDQVPLVVLRQ
- ,QVSHFW WKH SULPDU\ UHJXODWRU
YDOYH

(UUDWLF VKLIWLQJ RU LQFRUUHFW VKLIWLQJ


SRLQWV

- $7) OHYHO DQG TXDOLW\


- 7KURWWOH 3RVLWLRQ 73 VHQVRU RXW
RI UDQJH
- /LQH SUHVVXUH
- 6ROHQRLG YDOYHV
- &OXWFKHV VOLSSLQJ

- &KHFN WKH IOXLG OHYHO DQG FRQGL


WLRQ DQG ILOO DV QHFHVVDU\
- &KHFN WKH 73 VHQVRU VLJQDO
5HSODFH DV QHFHVVDU\
- 3HUIRUP OLQH SUHVVXUH WHVW
- ,QVSHFW WKH VROHQRLG YDOYHV
- ,QVSHFW WKH FOXWFKHV

,PSURSHU WRUTXH FRQYHUWHU ORFNXS

- 7KURWWOH SRVLWLRQ 73 VHQVRU RXW


RI UDQJH
- 6ROHQRLG YDOYHV

- &KHFN WKH 73 VHQVRU VLJQDO


- ,QVSHFW WKH VROHQRLG YDOYHV 5H
SODFH DV UHTXLUHG
- ,QVSHFW WKH WRUTXH FRQYHUWHU
5HSODFH DV QHFHVVDU\

6NLSSLQJ *HDUV

- 7UDQVPLVVLRQ IOXLG WHPSHUDWXUH


7)7 VHQVRU
- 0DLQ FRQWURO YDOYH ERG\
- 6ROHQRLG YDOYHV

- ,QVSHFW 7)7 VHQVRU 5HSODFH DV


QHFHVVDU\
- ,QVSHFW WKH YDOYH ERG\ 5HSODFH
DV QHFHVVDU\
- ,QVSHFW WKH VROHQRLG YDOYHV 5H
SODFH DV QHFHVVDU\

7UDQVD[OH RYHUKHDWLQJ

- $7) OHYHO
- 5HVWULFWLRQ LQ IOXLG FRROHU OLQHV
- :RUQ FOXWFKHV

- &KHFN IOXLG OHYHO DQG ILOO DV QHF


HVVDU\
- 5HSDLU RU UHSODFH WKH FRROHU
OLQHV
- ,QVSHFW WKH FOXWFKHV

(QJLQH VWDOOV ZKHQ SXW LQ JHDU

1R NLFNGRZQ

- 0DLQ FRQWURO YDOYH ERG\

- ,QVSHFW WKH PDLQ FRQWURO ERG\

3RRU IXHO HFRQRP\

- /LQHDU VROHQRLG YDOYH

- ,QVSHFW WKH OLQHU VROHQRLG YDOYH


5HSODFH DV QHFHVVDU\

6XUJHV ZKLOH FUXLVLQJ

- /LQHDU VROHQRLG YDOYH


- 0DLQ FRQWURO YDOYH ERG\

'$(:22 9 %/

0DLQ FRQWURO YDOYH ERG\


6ROHQRLG YDOYHV
7RUTXH FRQYHUWHU
2LO SXPS

5HSODFHUHSDLU DV QHFHVVDU\
5HSODFHUHSDLU DV QHFHVVDU\
3HUIRUP OLQH SUHVVXUH WHVW
,QVSHFW YDOYH ERG\ 5HSDLU RU
UHSODFH DV QHFHVVDU\
- ,QVSHFW DFFXPXODWRU SLVWRQ

- ,QVSHFW WKH FOXWFKHV


- ,QVSHFW WKH PDLQ FRQWURO YDOYH
ERG\
- ,QVSHFW WKH VROHQRLG YDOYHV
- ,QVSHFW WKH WRUTXH FRQYHUWHU
5HSODFH DV QHFHVVDU\
- ,QVSHFW WKH RLO SXPS 5HSDLU RU
UHSODFH DV QHFHVVDU\

- ,QVSHFW WKH OLQHDU VROHQRLG YDOYH


5HSODFH DV QHFHVVDU\
- ,QVSHFW WKH PDLQ FRQWURO YDOYH
ERG\ 5HSDLU RU UHSODFH DV QHF
HVVDU\

$   $,6,1 /( $8720$7,& 75$16$;/(


&RQGLWLRQ

3RVVLEOH &DXVHV

$FWLRQ

1R  XSVKLIW

- 6ROHQRLG YDOYH
- 0DLQ FRQWURO YDOYH ERG\
- 2QHZD\ FOXWFK

- ,QVSHFW WKH PDLQ FRQWURO YDOYH


ERG\ 5HSDLU RU UHSODFH DV QHF
HVVDU\
- ,QVSHFW WKH VROHQRLG YDOYHV
- ,QVSHFW WKH RQHZD\ FOXWFK 5H
SODFH DV QHFHVVDU\

1R  XSVKLIW

- 6ROHQRLG YDOYH
- 0DLQ FRQWURO YDOYH ERG\
- 2QHZD\ FOXWFK

- ,QVSHFW WKH PDLQ FRQWURO YDOYH


ERG\ 5HSDLU RU UHSODFH DV QHF
HVVDU\
- ,QVSHFW WKH VROHQRLG YDOYHV 5H
SODFH DV QHFHVVDU\
- ,QVSHFW WKH RQHZD\ FOXWFK 5H
SODFH DV QHFHVVDU\

1R  XSVKLIW

- 6ROHQRLG YDOYH
- 0DLQ FRQWURO YDOYH ERG\
- 7)7 VHQVRU

- ,QVSHFW WKH PDLQ FRQWURO YDOYH


ERG\ 5HSDLU RU UHSODFH DV QHF
HVVDU\
- ,QVSHFW WKH VROHQRLG YDOYHV 5H
SODFH DV QHFHVVDU\
- ,QVSHFW WKH 7)7 VHQVRU 5H
SODFH DV QHFHVVDU\

1R  GRZQVKLIW

- 6ROHQRLG YDOYH
- 0DLQ FRQWURO YDOYH ERG\
- 2QHZD\ FOXWFK

- ,QVSHFW WKH PDLQ FRQWURO YDOYH


ERG\ 5HSDLU RU UHSODFH DV QHF
HVVDU\
- ,QVSHFW WKH VROHQRLG YDOYHV 5H
SODFH DV QHFHVVDU\
- ,QVSHFW WKH RQHZD\ FOXWFK

1R  GRZQVKLIW

- 6ROHQRLG YDOYH
- 0DLQ FRQWURO YDOYH ERG\
- &RDVW FOXWFK

- ,QVSHFW WKH PDLQ FRQWURO YDOYH


ERG\ 5HSDLU RU UHSODFH DV QHF
HVVDU\
- ,QVSHFW WKH VROHQRLG YDOYHV 5H
SODFH DV QHFHVVDU\
- ,QVSHFW WKH FRDVW FOXWFK

1R  GRZQVKLIW

- 6ROHQRLG YDOYH
- 0DLQ FRQWURO YDOYH ERG\

- ,QVSHFW WKH PDLQ FRQWURO YDOYH


ERG\ 5HSDLU RU UHSODFH DV QHF
HVVDU\
- ,QVSHFW WKH VROHQRLG YDOYHV 5H
SODFH DV QHFHVVDU\

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  

',$*1267,& 7528%/( &2'(6


'7&

'(6&5,37,21

7<3(

,OOXPLQDWH 0,/

3

,QWHUQDO &RQWURO 0RGXOH 5DQGRP $FFHVV 0HPRU\ 5$0 (UURU

<HV

3

,QWHUQDO &RQWURO 0RGXOH 5DQGRP 0HPRU\ &KHFNVXP (UURU

<HV

3

7UDQVPLVVLRQ 5DQJH 6HQVRU &LUFXLW 0DOIXQFWLRQ

<HV

3

2XWSXW 6SHHG 6HQVRU &LUFXLW 1R 6LJQDO

<HV

3

(QJLQH 6SHHG ,QSXW 6HQVRU &LUFXLW 1R 6LJQDO

'

1R

3

7&& 6\VWHP 6WXFN RII

<HV

3

7&& 6\VWHP 6WXFN RQ

<HV

3

7RUTXH &RQYHUWHU &OXWFK 6\VWHP 6/ (OHFWULFDO

<HV

3

6KLIW 6ROHQRLG $ 6 3HUIRUPDQFH

<HV

3

6KLIW 6ROHQRLG $ 6 (OHFWULFDO

<HV

3

6KLIW 6ROHQRLG % 6 3HUIRUPDQFH

<HV

3

6KLIW 6ROHQRLG % 6 (OHFWULFDO

<HV

3

,QSXW7XUELQH 6SHHG 6HQVRU &LUFXLW 1R 6LJQDO

<HV

3

7UDQVPLVVLRQ )OXLG 7HPSHUDWXUH 6HQVRU &LUFXLW  /RZ ,QSXW

&

1R

3

7UDQVPLVVLRQ )OXLG 7HPSHUDWXUH 6HQVRU &LUFXLW  +LJKU ,QSXW

&

1R

3

3UHVVXUH &RQWURO 6ROHQRLG 67+ (OHFWULFDO

&

1R

3

736 6LJQDO 0DOIXQFWLRQ

<HV

3

:7 6LJQDO 0DOIXQFWLRQ

'

1R

3

7RUTXH &RQWURO 6LJQDO 0DOIXQFWLRQ

&

1R

:  ,OOXPLQDWH 3RZHU /DPS RQ ,QVWUXPHQW &OXVWHU

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(

'7& 3  ,17(51$/ 75$160,66,21 &21752/ 02'8/( 7&0 5$1'20


$&&(66 0(025< 520 (5525
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- 7KH WUDQVPLVVLRQ FRQWURO PRGXOH 7&0 FDQQRW
FDUU\ RXW WKH IRXU 5$0 LQLWLDOL]DWLRQ URXWLQHV ZLWKLQ
 PLOOLVHFRQGV DIWHU LJQLWLRQ 21
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH 7&0 LOOXPLQDWHV WKH PDOIXQFWLRQ LQGLFDWRU
ODPS 0,/ DIWHU WZR FRQVHFXWLYH LJQLWLRQ F\FOHV
ZLWK D IDLOXUH UHSRUWHG

&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&


- 7KH 7&0 WXUQV RII WKH 0,/ DIWHU WKUHH FRQVHFXWLYH
LJQLWLRQ F\FOHV ZLWKRXW D IDLOXUH UHSRUWHG
- 7KH 6FDQ VFDQ WRRO FDQ FOHDU WKH '7& IURP
WKH 7&0 KLVWRU\
- 7KH 7&0 FOHDUV WKH '7& IURP WKH 7&0 KLVWRU\ LI LW
FDQ FDUU\ RXW WKH IRXU 5$0 LQLWLDOL]DWLRQ URXWLQHV
ZLWKLQ  PLOOLVHFRQGV DIWHU LJQLWLRQ 21

'7& 3  ,QWHUQDO 7UDQVPLVVLRQ &RQWURO 0RGXOH 7&0


5DQGRP $FFHVV 0HPRU\ 5$0 (UURU
6WHS

$FWLRQ

9DOXH V

 7XUQ WKH LJQLWLRQ 2))


 ,QVWDOO WKH 6FDQ VFDQ WRRO
 :LWK WKH HQJLQH 2)) WXUQ WKH LJQLWLRQ VZLWFK WR WKH
581 SRVLWLRQ
 6HOHFW 6WRUH )UHH]H )UDPH)DLOXUH 5HFRUGV IURP
WKH 'LDJQRVWLF 7URXEOH &RGHV ,QIRUPDWLRQ PHQX
 6WRUH )UHH]H )UDPH)DLOXUH 5HFRUGV
 6HOHFW &OHDU '7& ,QIRUPDWLRQ IURP WKH 'LDJQRVWLF
7URXEOH &RGHV ,QIRUPDWLRQ PHQX
 &OHDU '7& ,QIRUPDWLRQ
 &\FOH WKH LJQLWLRQ WZR WLPHV
,V WKH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ 21"

 6HOHFW 5HTXHVW '7& E\ 6WDWXV IURP WKH 'LDJQRVWLF


7URXEOH &RGHV ,QIRUPDWLRQ PHQX
 5HTXHVW '7& E\ 6WDWXV
,V '7& 3 GLVSOD\HG"

<HV

1R

*R WR 6WHS 

,QVSHFW
7UDQVPLVVLRQ
&RQWURO 0RGXOH
7&0 ZLULQJ
KDUQHVV DQG
FRQQHFWRU IRU VLJQV
RI DQ LQWHUPLWWHQW
FRQGLWLRQ 5HSDLU
DV QHFHVVDU\

5HSODFH WKH
7UDQVPLVVLRQ
&RQWURO
0RGXOH 7&0 

,QVSHFW
7UDQVPLVVLRQ
&RQWURO 0RGXOH
7&0 ZLULQJ
KDUQHVV DQG
FRQQHFWRU IRU VLJQV
RI DQ LQWHUPLWWHQW
FRQGLWLRQ 5HSDLU
DV QHFHVVDU\

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  

'7& 3  75$160,66,21 5$1*( 75 6(1625


&,5&8,7 0$/)81&7,21 351'/ ,1387
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- 7KH WUDQVPLVVLRQ FRQWURO PRGXOH 7&0 FDQQRW
GHWHFW D VLJQDO IURP WKH 7UDQVPLVVLRQ 5DQJH 75
VHQVRU FLUFXLW IRU  VHFRQGV FRQWLQXRXVO\
- 9HKLFOH VSHHG LV JUHDWHU WKDQ  .PK PSK 
- (QJLQH USP LV JUHDWHU WKDQ 
- 1R 266 '7& 3
- 1R HQJLQH VSHHG LQSXW VHQVRU '7& 3
- 7KH 7&0 GHWHFWV PRUH WKDQ WZR HTXDO VLJQDOV
IURP WKH 75 VHQVRU FLUFXLW IRU  VHFRQGV
FRQWLQXRXVO\

- 1R 7&& ORFNXS FRQWURO


&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
- 7KH 7&0 WXUQV RII WKH 0,/ DIWHU WKUHH FRQVHFXWLYH
WULSV ZLWKRXW D IDLOXUH UHSRUWHG
- 7KH 6FDQ VFDQ WRRO FDQ FOHDU WKH '7& IURP
WKH 7&0 KLVWRU\
- 7KH 7&0 FOHDUV WKH '7& IURP WKH 7&0 KLVWRU\ LI LW
GHWHFWV RQH 75 VHQVRU VLJQDO IRU JUHDWHU WKDQ 
VHFRQGV

$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV


- 7KH 7&0 LOOXPLQDWHV WKH PDOIXQFWLRQ LQGLFDWRU
ODPS 0,/ DIWHU WZR FRQVHFXWLYH WULSV ZLWK D IDLOXUH
UHSRUWHG

'7& 3  7UDQVPLVVLRQ 5DQJH 75 6HQVRU


&LUFXLW 0DOIXQFWLRQ 351'/ ,QSXW
6WHS

$FWLRQ

 7XUQ WKH LJQLWLRQ 2))


 ,QVWDOO WKH 6FDQ VFDQ WRRO
 :LWK WKH HQJLQH 2)) WXUQ WKH LJQLWLRQ VZLWFK WR
WKH 581 SRVLWLRQ
 6HOHFW 6WRUH )UHH]H )UDPH)DLOXUH 5HFRUGV
IURP WKH 'LDJQRVWLF 7URXEOH &RGHV ,QIRUPDWLRQ
PHQX
 6WRUH )UHH]H )UDPH)DLOXUH 5HFRUGV
6HOHFW &OHDU '7& ,QIRUPDWLRQ IURP WKH 'LDJQRV
WLF 7URXEOH &RGHV ,QIRUPDWLRQ PHQX
 &OHDU '7& ,QIRUPDWLRQ
 3HUIRUP WZR YHKLFOH GULYH F\FOHV
,V WKH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ 21"

9DOXH V

<HV

1R

*R WR 6WHS 

,QVSHFW WKH
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 FRQQHFWRU
WUDQVPLVVLRQ
UDQJH 75 VHQVRU
FRQQHFWRU DQG
WKH ZLULQJ
KDUQHVVHV IRU
VLJQV RI DQ
LQWHUPLWWHQW
FRQGLWLRQ 5HSDLU
DV QHFHVVDU\

*R WR 6WHS 

,QVSHFW WKH
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 FRQQHFWRU
WUDQVPLVVLRQ
UDQJH 75 VHQVRU
FRQQHFWRU DQG WKH
ZLULQJ KDUQHVVHV
IRU VLJQV RI DQ
LQWHUPLWWHQW
FRQGLWLRQ 5HSDLU
DV QHFHVVDU\

 6HOHFW 5HTXHVW '7& E\ 6WDWXV IURP WKH 'LDJ


QRVWLF 7URXEOH &RGHV ,QIRUPDWLRQ PHQX
 5HTXHVW '7& E\ 6WDWXV
,V '7& 3 GLVSOD\HG"


'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


'7& 3  7UDQVPLVVLRQ 5DQJH 75 6HQVRU
&LUFXLW 0DOIXQFWLRQ 351'/ ,QSXW
6WHS

$FWLRQ
 6HOHFW 7UDQVPLVVLRQ 'DWD 'LVSOD\ IURP WKH 'DWD
'LVSOD\ 0HQX
 0RYH WKH VKLIW FRQWURO OHYHU WKURXJK DOO RI WKH
JHDU UDQJHV 3 5 1 '  / ZKLOH REVHUYLQJ
WKH 5DQJH 6WDWXV
'RHV WKH VFDQ WRRO GLVSOD\ WKH FRUUHFW JHDU
UDQJHV"

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH WUDQVPLVVLRQ UDQJH 75 VHQVRU
FRQQHFWRU
 :LWK WKH HQJLQH 2)) WXUQ WKH LJQLWLRQ VZLWFK WR
WKH 581 SRVLWLRQ
 0HDVXUH WKH YROWDJH DW SLQ  31. RI WKH WUDQV
PLVVLRQ UDQJH 75 VHQVRU IHPDOH FRQQHFWRU
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"

9DOXH V

<HV

1R

*R WR 6WHS 

&KHFN WKH
DGMXVWPHQW RI WKH
WUDQVPLVVLRQ
UDQJH 75
VHQVRU 5HIHU WR
2Q9HKLFOH
6HUYLFH LQ WKLV
VHFWLRQ ,I WKH 75
VHQVRU LV DGMXVWHG
SURSHUO\ UHSODFH
WKH 75 VHQVRU

*R WR 6WHS 

&KHFN )XVH )


$ IRU DQ RSHQ
,I )XVH LV 2.
5HSDLU RSHQ
FLUFXLW EHWZHHQ
)XVH ) DQG WKH
WUDQVPLVVLRQ
UDQJH 75 VHQVRU
IHPDOH FRQQHFWRU

5HSODFH WKH
7UDQVPLVVLRQ
&RQWURO
0RGXOH
7&0 

,I RQH RU PRUH RI
PHDVXUHPHQWV
DUH QRW ZLWKLQ
VSHFLILFDWLRQV
UHSDLU WKH
FLUFXLW V DV
QHFHVVDU\ ,I DOO
PHDVXUHPHQWV
DUH QRW ZLWKLQ
VSHFLILFDWLRQV
UHSODFH WKH
WUDQVPLVVLRQ
UDQJH 75
VHQVRU

 YROWV

0HDVXUH WKH YROWDJH RI WKH 75 VHQVRU DW WKH


WUDQVPLVVLRQ FRQWURO PRGXOH 7&0 FRQQHFWRU
ZLWK WKH VKLIW FRQWURO OHYHU LQ WKH SRVLWLRQV VKRZQ
EHORZ

6KLIW &RQWURO
7&0
/HYHO 3RVLWLRQ
&RQQHFWRU 3LQ
3

5

1

'



/

$UH WKH PHDVXUHPHQWV ZLWKLQ WKH VSHFLILHG YDOXH"

 YROWV

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  

'7& 3  75$160,66,21 )/8,' 7(03(5$785( 7)7 6(1625 &,5&8,7


/2: ,1387
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- 7KH WUDQVPLVVLRQ FRQWURO PRGXOH 7&0 GHWHFWV
WKDW WKH YROWDJH RI WKH WUDQVPLVVLRQ IOXLG
WHPSHUDWXUH 7)7 VHQVRU VLJQDO LV OHVV WKDQ 
P9 IRU  PLQXWHV FRQWLQXRXVO\
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH 7&0 LOOXPLQDWHV WKH SRZHU ODPS DIWHU WZR
FRQVHFXWLYH WULSV ZLWK D IDLOXUH UHSRUWHG
- 1R LQFUHDVH LQ OLQH SUHVVXUH DW ORZ WHPSHUDWXUH
- 1R DXWR PRGH FKDQJH DW KLJK WHPSHUDWXUH

&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&


- 7KH 7&0 WXUQV RII WKH SRZHU ODPS DIWHU WKUHH
FRQVHFXWLYH WULSV ZLWKRXW D IDLOXUH UHSRUWHG
- 7KH 6FDQ VFDQ WRRO FDQ FOHDU WKH '7& IURP
WKH 7&0 KLVWRU\
- 7KH 7&0 FOHDUV WKH '7& IURP WKH 7&0 KLVWRU\ LI LW
GHWHFWV WKDW WKH $7) WHPSHUDWXUH LV EHWZHHQ E&
DQG E& IRU  PLQXWHV FRQWLQXRXVO\

'7& 3  7UDQVPLVVLRQ )OXLG 7HPSHUDWXUH 7)7


6HQVRU &LUFXLW /RZ ,QSXW
6WHS

$FWLRQ
 7XUQ WKH LJQLWLRQ 2))
 ,QVWDOO WKH 6FDQ 6FDQ WRRO
 :LWK WKH HQJLQH 2)) WXUQ WKH LJQLWLRQ VZLWFK WR
WKH 581 SRVLWLRQ
 6HOHFW 6WRUH )UHH]H )UDPH)DLOXUH 5HFRUGV
IURP WKH 'LDJQRVWLF 7URXEOH &RGHV ,QIRUPDWLRQ
PHQX
 6WRUH )UHH]H )UDPH)DLOXUH 5HFRUGV
 6HOHFW &OHDU '7& ,QIRUPDWLRQ IURP WKH 'LDJQRV
WLF 7URXEOH &RGHV ,QIRUPDWLRQ PHQX
 &OHDU '7& ,QIRUPDWLRQ
 3HUIRUP WZR YHKLFOH GULYH F\FOHV
,V WKH 32:(5 /DPS 21"

9DOXH V

<HV

*R WR 6WHS 
 6HOHFW 5HTXHVW '7& E\ 6WDWXV IURP WKH 'LDJ
QRVWLF 7URXEOH &RGHV ,QIRUPDWLRQ PHQX
 5HTXHVW '7& E\ 6WDWXV
,V '7& 3 GLVSOD\HG"

*R WR 6WHS 

'$(:22 9 %/

1R
,QVSHFW WKH
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 FRQQHFWRU
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 VHQVRU
FRQQHFWRU & 
WUDQVPLVVLRQ IOXLG
WHPSHUDWXUH
7)7 VHQVRU
FRQQHFWRU DQG
WKH ZLULQJ
KDUQHVVHV IRU
VLJQV RI DQ
LQWHUPLWWHQW
FRQGLWLRQ 5HSDLU
DV QHFHVVDU\
,QVSHFW WKH
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 FRQQHFWRU
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 VHQVRU
FRQQHFWRU & 
WUDQVPLVVLRQ IOXLG
WHPSHUDWXUH
7)7 VHQVRU
FRQQHFWRU DQG
WKH ZLULQJ
KDUQHVVHV IRU
VLJQV RI DQ
LQWHUPLWWHQW
FRQGLWLRQ 5HSDLU
DV QHFHVVDU\

$   $,6,1 /( $8720$7,& 75$16$;/(


'7& 3  7UDQVPLVVLRQ )OXLG 7HPSHUDWXUH 7)7
6HQVRU &LUFXLW /RZ ,QSXW
6WHS

$FWLRQ

9DOXH V

<HV

 'LVFRQQHFW WKH WUDQVPLVVLRQ FRQWURO PRGXOH


7&0 VHQVRU & FRQQHFWRU
 6HOHFW 7UDQVPLVVLRQ 'DWD 'LVSOD\ IURP WKH 'DWD
'LVSOD\ 0HQX
 :LWK WKH 7&0 VHQVRU & FRQQHFWRU GLVFRQ
QHFWHG REVHUYH WKH 7UDQVPLVVLRQ )OXLG 7HPSHU
DWXUH
'RHV WKH VFDQ WRRO GLVSOD\ WKH VSHFLILHG YDOXH"

/HVV WKDQ
 G&

*R WR 6WHS 

*R WR 6WHS 

-XPSHU SLQ  *51:+7 WR SLQ  *5<:+7 LQ


WKH IHPDOH 7&0 VHQVRU & FRQQHFWRU DQG
REVHUYH WKH 7UDQVPLVVLRQ )OXLG 7HPSHUDWXUH
'RHV WKH VFDQ WRRO GLVSOD\ WKH VSHFLILHG YDOXH"

*UHDWHU WKDQ
 G&

*R WR 6WHS 

*R WR 6WHS 

 RKPV
RU OHVV

5HSODFH WKH
WUDQVPLVVLRQ
IOXLG
WHPSHUDWXUH
7)7 VHQVRU

5HSDLU WKH
FLUFXLW V DV
QHFHVVDU\

 RKPV
RU OHVV

5HSDLU WKH
FLUFXLW V DV
QHFHVVDU\

5HSODFH WKH
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 

 'LVFRQQHFW WKH WUDQVPLVVLRQ IOXLG WHPSHUDWXUH


7)7 VHQVRU FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  251 RI
WKH PDOH 7&0 VHQVRU & FRQQHFWRU DQG SLQ
 251 RI WKH 7)7 VHQVRU FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  251
RI WKH PDOH 7&0 VHQVRU & FRQQHFWRU DQG
SLQ  251 RI WKH 7)7 VHQVRU FRQQHFWRU
$UH WKH PHDVXUHPHQWV ZLWKLQ WKH VSHFLILHG YDOXH"
 'LVFRQQHFW WKH WUDQVPLVVLRQ FRQWURO PRGXOH
7&0 FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  *51
:+7 RI WKH IHPDOH 7&0 VHQVRU & FRQ
QHFWRU DQG JURXQG
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  *5<
:+7 RI WKH IHPDOH 7&0 VHQVRU & FRQ
QHFWRU DQG JURXQG
$UH WKH PHDVXUHPHQWV ZLWKLQ WKH VSHFLILHG YDOXH"

1R

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  

'7& 3  75$160,66,21 )/8,' 7(03(5$785( 7)7 6(1625 &,5&8,7


+,*+ ,1387
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- 7KH WUDQVPLVVLRQ FRQWURO PRGXOH 7&0 GHWHFWV
WKH YROWDJH GLIIHUHQFH RI WKH WUDQVPLVVLRQ IOXLG
WHPSHUDWXUH 7)7 VHQVRU VLJQDO LV OHVV WKDQ 
P9  PLQXWHV DIWHU LJQLWLRQ 21
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH 7&0 LOOXPLQDWHV WKH SRZHU ODPS DIWHU WZR
FRQVHFXWLYH WULSV ZLWK D IDLOXUH UHSRUWHG
- 1R LQFUHDVH LQ OLQH SUHVVXUH DW ORZ WHPSHUDWXUH
- 1R DXWR PRGH FKDQJH DW KLJK WHPSHUDWXUH

&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&


- 7KH 7&0 WXUQV RII WKH SRZHU ODPS DIWHU WKUHH
FRQVHFXWLYH WULSV ZLWKRXW D IDLOXUH UHSRUWHG
- 7KH 6FDQ VFDQ WRRO FDQ FOHDU WKH '7& IURP
WKH 7&0 KLVWRU\
- 7KH 7&0 FOHDUV WKH '7& IURP WKH 7&0 KLVWRU\ LI LW
GHWHFWV WKDW WKH $7) WHPSHUDWXUH LV EHWZHHQ E&
DQG E& IRU  PLQXWHV FRQWLQXRXVO\

'7& 3  7UDQVPLVVLRQ )OXLG 7HPSHUDWXUH 7)7 6HQVRU &LUFXLW +LJK ,QSXW
6WHS

$FWLRQ

 7XUQ WKH LJQLWLRQ 2))


 ,QVWDOO WKH 6FDQ 6FDQ WRRO
 :LWK WKH HQJLQH 2)) WXUQ WKH LJQLWLRQ VZLWFK WR
WKH 581 SRVLWLRQ
 6HOHFW 6WRUH )UHH]H )UDPH)DLOXUH 5HFRUGV
IURP WKH 'LDJQRVWLF 7URXEOH &RGHV ,QIRUPDWLRQ
PHQX
 6WRUH )UHH]H )UDPH)DLOXUH 5HFRUGV
 6HOHFW &OHDU '7& ,QIRUPDWLRQ IURP WKH 'LDJQRV
WLF 7URXEOH &RGHV ,QIRUPDWLRQ PHQX
 &OHDU '7& ,QIRUPDWLRQ
 3HUIRUP WZR YHKLFOH GULYH F\FOHV
,V WKH 32:(5 /DPS 21"

9DOXH V

<HV

1R

*R WR 6WHS 

,QVSHFW WKH
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 FRQQHFWRU
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 VHQVRU
FRQQHFWRU & 
WUDQVPLVVLRQ IOXLG
WHPSHUDWXUH
7)7 VHQVRU
FRQQHFWRU DQG
WKH ZLULQJ
KDUQHVVHV IRU
VLJQV RI DQ
LQWHUPLWWHQW
FRQGLWLRQ 5HSDLU
DV QHFHVVDU\

*R WR 6WHS 

,QVSHFW WKH
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 FRQQHFWRU
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 VHQVRU
FRQQHFWRU & 
WUDQVPLVVLRQ IOXLG
WHPSHUDWXUH
7)7 VHQVRU
FRQQHFWRU DQG
WKH ZLULQJ
KDUQHVVHV IRU
VLJQV RI DQ
LQWHUPLWWHQW
FRQGLWLRQ 5HSDLU
DV QHFHVVDU\

 6HOHFW 5HTXHVW '7& E\ 6WDWXV IURP WKH 'LDJ


QRVWLF 7URXEOH &RGHV ,QIRUPDWLRQ PHQX
 5HTXHVW '7& E\ 6WDWXV
,V '7& 3 GLVSOD\HG"

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


'7& 3  7UDQVPLVVLRQ )OXLG 7HPSHUDWXUH 7)7 6HQVRU &LUFXLW +LJK ,QSXW
6WHS

$FWLRQ

9DOXH V

<HV

 'LVFRQQHFW WKH WUDQVPLVVLRQ FRQWURO PRGXOH


7&0 VHQVRU & FRQQHFWRU
 6HOHFW 7UDQVPLVVLRQ 'DWD 'LVSOD\ IURP WKH 'DWD
'LVSOD\ 0HQX
 :LWK WKH 7&0 VHQVRU & FRQQHFWRU GLVFRQ
QHFWHG REVHUYH WKH 7UDQVPLVVLRQ )OXLG 7HPSHU
DWXUH
'RHV WKH VFDQ WRRO GLVSOD\ WKH VSHFLILHG YDOXH"

/HVV WKDQ
 E&

*R WR 6WHS 

*R WR 6WHS 

-XPSHU SLQ  *51:+7 WR SLQ  *5<:+7 LQ


WKH IHPDOH 7&0 VHQVRU & FRQQHFWRU DQG
REVHUYH WKH 7UDQVPLVVLRQ )OXLG 7HPSHUDWXUH
'RHV WKH VFDQ WRRO GLVSOD\ WKH VSHFLILHG YDOXH"

*UHDWHU WKDQ
 E&

*R WR 6WHS 

*R WR 6WHS 

 RKPV RU
OHVV

5HSODFH WKH
WUDQVPLVVLRQ
IOXLG
WHPSHUDWXUH
7)7 VHQVRU

5HSDLU WKH
FLUFXLW V DV
QHFHVVDU\

 RKPV RU
OHVV

5HSODFH WKH
WUDQVPLVVLRQ
FRQWURO
PRGXOH
7&0 

5HSDLU WKH
FLUFXLW V DV
QHFHVVDU\

 'LVFRQQHFW WKH WUDQVPLVVLRQ IOXLG WHPSHUDWXUH


7)7 VHQVRU FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  251 RI
WKH PDOH 7&0 VHQVRU & FRQQHFWRU DQG SLQ
 251 RI WKH 7)7 VHQVRU FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  251
RI WKH PDOH 7&0 VHQVRU & FRQQHFWRU DQG
SLQ  251 RI WKH 7)7 VHQVRU FRQQHFWRU
$UH WKH PHDVXUHPHQWV ZLWKLQ WKH VSHFLILHG
YDOXH"
 'LVFRQQHFW WKH WUDQVPLVVLRQ FRQWURO PRGXOH
7&0 FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  *51
:+7 RI WKH IHPDOH 7&0 VHQVRU & FRQ
QHFWRU DQG SLQ  *51:+7 RI WKH 7&0 FRQ
QHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  *5<
:+7 RI WKH IHPDOH 7&0 VHQVRU & FRQ
QHFWRU DQG SLQ  *5<:+7 RI WKH 7&0
FRQQHFWRU
$UH WKH PHDVXUHPHQWV ZLWKLQ WKH VSHFLILHG YDOXH"

1R

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  

'7& 3  ,1387 6+$)7 63((' ,66


6(1625 &,5&8,7 12 6,*1$/
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- 7KH WUDQVPLVVLRQ FRQWURO PRGXOH 7&0 FDQQRW
GHWHFW D SXOVH IURP WKH LQSXW VKDIW VSHHG ,66
VHQVRU ZKLOH LW GHWHFWV  SXOVHV RI WKH RXWSXW VKDIW
VSHHG 266 VHQVRU VLJQDO  WLPHV FRQWLQXRXVO\
- 2XWSXW VKDIW VSHHG 266 VHQVRU VLJQDO LV JUHDWHU
WKDQ  .PK  PSK LQ VW JHDU  .PK  PSK
LQ QG JHDU  .PK  PSK LQ UG JHDU RU 
.PK  PSK LQ WK JHDU
-  VHFRQGV DIWHU 1HXWUDO WR 'ULYH VKLIW
-  VHFRQGV DIWHU 1HXWUDO WR 'ULYH VKLIW DQG $7)
WHPSHUDWXUH LV JUHDWHU WKDQ E&
- ,66 VHQVRU VLJQDO LV JUHDWHU WKDQ  .PK 
PSK  VHFRQGV DIWHU 1HXWUDO WR 'ULYH VKLIW
- (QJLQH USP LV  RU JUHDWHU
- 1R 75 VHQVRU '7& 3
- 1R 7)7 VHQVRU '7& 3 RU 3
- 1R HQJLQH VSHHG LQSXW '7& 3

$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV


- 7KH 7&0 LOOXPLQDWHV WKH PDOIXQFWLRQ LQGLFDWRU
ODPS 0,/ DIWHU WZR FRQVHFXWLYH WULSV ZLWK D IDLOXUH
UHSRUWHG
- 1R 7&& ORFNXS FRQWURO
- 1R WRUTXH FRQYHUWHU UHGXFWLRQ FRQWURO
- 1R OLQH SUHVVXUH UHGXFWLRQ FRQWURO
&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
- 7KH 7&0 WXUQV RII WKH 0,/ DIWHU WKUHH FRQVHFXWLYH
WULSV ZLWKRXW D IDLOXUH UHSRUWHG
- 7KH 6FDQ VFDQ WRRO FDQ FOHDU WKH '7& IURP
WKH 7&0 KLVWRU\
- 7KH 7&0 FOHDUV WKH '7& IURP WKH 7&0 KLVWRU\ LI LW
GHWHFWV WKDW WKH ,66 VLJQDO LV JUHDWHU WKDQ  .PK
PSK IRU  VHFRQGV FRQWLQXRXVO\

'7& 3  ,QSXW 6KDIW 6SHHG ,66 6HQVRU &LUFXLW 1R 6LJQDO


6WHS

$FWLRQ

 7XUQ WKH LJQLWLRQ 2))


 ,QVWDOO WKH 6FDQ 6FDQ WRRO
 :LWK WKH HQJLQH 2)) WXUQ WKH LJQLWLRQ VZLWFK WR
WKH 581 SRVLWLRQ
 6HOHFW 6WRUH )UHH]H )UDPH)DLOXUH 5HFRUGV
IURP WKH 'LDJQRVWLF 7URXEOH &RGHV ,QIRUPDWLRQ
PHQX
 6WRUH )UHH]H )UDPH)DLOXUH 5HFRUGV
 6HOHFW &OHDU '7& ,QIRUPDWLRQ IURP WKH 'LDJQRV
WLF 7URXEOH &RGHV ,QIRUPDWLRQ PHQX
 &OHDU '7& ,QIRUPDWLRQ
 3HUIRUP WZR YHKLFOH GULYH F\FOHV
,V WKH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ 21"

9DOXH V

<HV

1R

*R WR 6WHS 

,QVSHFW WKH
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 FRQQHFWRU
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 VHQVRU
FRQQHFWRU &
DQG WKH ZLULQJ
KDUQHVVHV IRU
VLJQV RI DQ
LQWHUPLWWHQW
FRQGLWLRQ 5HSDLU
DV QHFHVVDU\

*R WR 6WHS 

,QVSHFW WKH
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 FRQQHFWRU
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 VHQVRU
FRQQHFWRU &
DQG WKH ZLULQJ
KDUQHVVHV IRU
VLJQV RI DQ
LQWHUPLWWHQW
FRQGLWLRQ 5HSDLU
DV QHFHVVDU\

 6HOHFW 5HTXHVW '7& E\ 6WDWXV IURP WKH 'LDJ


QRVWLF 7URXEOH &RGHV ,QIRUPDWLRQ PHQX
 5HTXHVW '7& E\ 6WDWXV
,V '7& 3 GLVSOD\HG"


'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


'7& 3  ,QSXW 6KDIW 6SHHG ,66 6HQVRU &LUFXLW 1R 6LJQDO
6WHS

$FWLRQ

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH WUDQVPLVVLRQ FRQWURO PRGXOH
7&0 FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  251
DQG SLQ  :+7 RI WKH 7&0 FRQQHFWRU
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"

 'LVFRQQHFW WKH LQSXW VKDIW VSHHG ,66 VHQVRU


FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH DFURVV WKH SLQV RI WKH
,66 VHQVRU
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  251
RI WKH 7&0 FRQQHFWRU DQG SLQ  <(/%/. RI
WKH ,66 VHQVRU FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  :+7
RI WKH 7&0 FRQQHFWRU DQG SLQ  /7 *51 RI WKH
,66 VHQVRU FRQQHFWRU
$UH WKH PHDVXUHPHQWV ZLWKLQ WKH VSHFLILHG YDOXH"
 'LVFRQQHFW WKH WUDQVPLVVLRQ FRQWURO PRGXOH
7&0 VHQVRU & FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  251
RI WKH 7&0 FRQQHFWRU DQG SLQ  251 RI WKH
7&0 VHQVRU FRQQHFWRU & 
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  :+7
RI WKH 7&0 FRQQHFWRU DQG SLQ  :+7 RI WKH
7&0 VHQVRU FRQQHFWRU & 
$UH WKH PHDVXUHPHQWV ZLWKLQ WKH VSHFLILHG YDOXH"
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  251
RI WKH 7&0 FRQQHFWRU DQG JURXQG
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  :+7
RI WKH 7&0 FRQQHFWRU DQG JURXQG
$UH WKH PHDVXUHPHQWV ZLWKLQ WKH VSHFLILHG YDOXH"
 'LVFRQQHFW WKH WUDQVPLVVLRQ FRQWURO PRGXOH
7&0 VHQVRU & FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  251 RI
WKH 7&0 VHQVRU FRQQHFWRU & DQG JURXQG
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  :+7 RI
WKH 7&0 VHQVRU FRQQHFWRU & DQG JURXQG
$UH WKH PHDVXUHPHQWV ZLWKLQ WKH VSHFLILHG YDOXH"

9DOXH V

<HV

1R

5HSODFH WKH
7UDQVPLVVLRQ
&RQWURO
0RGXOH
7&0 

*R WR 6WHS 


RKPV

*R WR 6WHS 

5HSODFH WKH LQSXW


VKDIW VSHHG ,66
VHQVRU

 RKPV RU
OHVV

*R WR 6WHS 

*R WR 6WHS 

 RKPV RU
OHVV

5HSDLU WKH
FLUFXLW V DV
QHFHVVDU\
EHWZHHQ WKH
7&0 VHQVRU
FRQQHFWRU
DQG WKH ,66
FRQQHFWRU

5HSDLU WKH
FLUFXLW V DV
QHFHVVDU\
EHWZHHQ WKH 7&0
FRQQHFWRU DQG WKH
7&0 VHQVRU
FRQQHFWRU

 RKPV RU
OHVV

*R WR 6WHS 

5HSODFH WKH
7UDQVPLVVLRQ
&RQWURO 0RGXOH
7&0 

 RKPV RU
OHVV

5HSDLU WKH
FLUFXLW V DV
QHFHVVDU\
EHWZHHQ WKH
7&0 VHQVRU
FRQQHFWRU
DQG WKH ,66
FRQQHFWRU

5HSDLU WKH
FLUFXLW V DV
QHFHVVDU\
EHWZHHQ WKH 7&0
FRQQHFWRU DQG WKH
7&0 VHQVRU
FRQQHFWRU


RKPV

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  

'7& 3  287387 6+$)7 63((' 266 6(1625


&,5&8,7 12 6,*1$/
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- 7KH WUDQVPLVVLRQ FRQWURO PRGXOH 7&0 FDQQRW
GHWHFW D SXOVH IURP WKH RXWSXW VKDIW VSHHG 266
VHQVRU ZKLOH LW GHWHFWV  SXOVHV RI WKH LQSXW VKDIW
VSHHG ,66 VHQVRU VLJQDO  WLPHV FRQWLQXRXVO\
- ,QSXW VKDIW VSHHG ,66 VHQVRU VLJQDO LV JUHDWHU
WKDQ  .PK  PSK 
-  VHFRQGV DIWHU 1HXWUDO WR 'ULYH VKLIW
-  VHFRQGV DIWHU 1HXWUDO WR 'ULYH VKLIW DQG $7)
WHPSHUDWXUH LV JUHDWHU WKDQ E&
- 266 VHQVRU VLJQDO LV JUHDWHU WKDQ  .PK 
PSK  VHFRQGV DIWHU 1HXWUDO WR 'ULYH VKLIW
- 1R 75 VHQVRU '7& 3
- 1R 7)7 VHQVRU '7& 3 RU 3

7KH 7&0 VHOHFWV ,66 VLJQDO IRU YHKLFOH VSHHG


1R 7&& ORFNXS FRQWURO
1R WRUTXH FRQYHUWHU UHGXFWLRQ FRQWURO
1R OLQH SUHVVXUH UHGXFWLRQ FRQWURO

&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&


- 7KH 7&0 WXUQV RII WKH 0,/ DIWHU WKUHH FRQVHFXWLYH
WULSV ZLWKRXW D IDLOXUH UHSRUWHG
- 7KH 6FDQ VFDQ WRRO FDQ FOHDU WKH '7& IURP
WKH 7&0 KLVWRU\
- 7KH 7&0 FOHDUV WKH '7& IURP WKH 7&0 KLVWRU\ LI LW
GHWHFWV WKDW WKH 266 VLJQDO LV JUHDWHU WKDQ 
.PK PSK IRU  VHFRQGV FRQWLQXRXVO\

$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV


- 7KH 7&0 LOOXPLQDWHV WKH PDOIXQFWLRQ LQGLFDWRU
ODPS 0,/ DIWHU WZR FRQVHFXWLYH WULSV ZLWK D IDLOXUH
UHSRUWHG

'7& 3  2XWSXW 6KDIW 6SHHG 266 6HQVRU &LUFXLW 1R 6LJQDO


6WHS

$FWLRQ

 7XUQ WKH LJQLWLRQ 2))


 ,QVWDOO WKH 6FDQ 6FDQ WRRO
 :LWK WKH HQJLQH 2)) WXUQ WKH LJQLWLRQ VZLWFK WR
WKH 581 SRVLWLRQ
 6HOHFW 6WRUH )UHH]H )UDPH)DLOXUH 5HFRUGV
IURP WKH 'LDJQRVWLF 7URXEOH &RGHV ,QIRUPDWLRQ
PHQX
 6WRUH )UHH]H )UDPH)DLOXUH 5HFRUGV
 6HOHFW &OHDU '7& ,QIRUPDWLRQ IURP WKH 'LDJQRV
WLF 7URXEOH &RGHV ,QIRUPDWLRQ PHQX
 &OHDU '7& ,QIRUPDWLRQ
 3HUIRUP WZR YHKLFOH GULYH F\FOHV
,V WKH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ 21"

9DOXH V

<HV

1R

*R WR 6WHS 

,QVSHFW WKH
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 FRQQHFWRU
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 VHQVRU
FRQQHFWRU &
DQG WKH ZLULQJ
KDUQHVVHV IRU
VLJQV RI DQ
LQWHUPLWWHQW
FRQGLWLRQ 5HSDLU
DV QHFHVVDU\

*R WR 6WHS 

,QVSHFW WKH
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 FRQQHFWRU
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 VHQVRU
FRQQHFWRU &
DQG WKH ZLULQJ
KDUQHVVHV IRU
VLJQV RI DQ
LQWHUPLWWHQW
FRQGLWLRQ 5HSDLU
DV QHFHVVDU\

 6HOHFW 5HTXHVW '7& E\ 6WDWXV IURP WKH 'LDJ


QRVWLF 7URXEOH &RGHV ,QIRUPDWLRQ PHQX
 5HTXHVW '7& E\ 6WDWXV
,V '7& 3 GLVSOD\HG"


'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


'7& 3  2XWSXW 6KDIW 6SHHG 266 6HQVRU &LUFXLW 1R 6LJQDO
6WHS

$FWLRQ

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH WUDQVPLVVLRQ FRQWURO PRGXOH
7&0 FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  %/8
*51 DQG SLQ  %/8<(/ RI WKH 7&0 FRQ
QHFWRU
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"

 'LVFRQQHFW WKH RXWSXW VKDIW VSHHG 266 VHQ


VRU FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH DFURVV WKH SLQV RI WKH
266 VHQVRU
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  %/8
*51 RI WKH 7&0 FRQQHFWRU DQG SLQ  <(/ RI
WKH 266 VHQVRU FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  %/8
<(/ RI WKH 7&0 FRQQHFWRU DQG SLQ  *5< RI
WKH 266 VHQVRU FRQQHFWRU
$UH WKH PHDVXUHPHQWV ZLWKLQ WKH VSHFLILHG YDOXH"
 'LVFRQQHFW WKH WUDQVPLVVLRQ FRQWURO PRGXOH
7&0 VHQVRU & FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  %/8
*51 RI WKH 7&0 FRQQHFWRU DQG SLQ  %/8
*51 RI WKH 7&0 VHQVRU FRQQHFWRU & 
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  %/8
<(/ RI WKH 7&0 FRQQHFWRU DQG SLQ  %/8
<(/ RI WKH 7&0 VHQVRU FRQQHFWRU & 
$UH WKH PHDVXUHPHQWV ZLWKLQ WKH VSHFLILHG YDOXH"
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  %/8
*51 RI WKH 7&0 FRQQHFWRU DQG JURXQG
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  %/8
<(/ RI WKH 7&0 FRQQHFWRU DQG JURXQG
$UH WKH PHDVXUHPHQWV ZLWKLQ WKH VSHFLILHG YDOXH"
 'LVFRQQHFW WKH WUDQVPLVVLRQ FRQWURO PRGXOH
7&0 VHQVRU & FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  %/8
*51 RI WKH 7&0 VHQVRU FRQQHFWRU & DQG
JURXQG
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  %/8
<(/ RI WKH 7&0 VHQVRU FRQQHFWRU & DQG
JURXQG
$UH WKH PHDVXUHPHQWV ZLWKLQ WKH VSHFLILHG YDOXH"

9DOXH V

<HV

1R

5HSODFH WKH
7UDQVPLVVLRQ
&RQWURO
0RGXOH
7&0 

*R WR 6WHS 


RKPV

*R WR 6WHS 

5HSODFH WKH RXWSXW


VKDIW VSHHG 266
VHQVRU

 RKPV RU
OHVV

*R WR 6WHS 

*R WR 6WHS 

 RKPV RU
OHVV

5HSDLU WKH
FLUFXLW V DV
QHFHVVDU\
EHWZHHQ WKH
7&0 VHQVRU
FRQQHFWRU DQG
WKH 266
FRQQHFWRU

5HSDLU WKH
FLUFXLW V DV
QHFHVVDU\
EHWZHHQ WKH 7&0
FRQQHFWRU DQG WKH
7&0 VHQVRU
FRQQHFWRU

 RKPV RU
OHVV

*R WR 6WHS 

5HSODFH WKH
7UDQVPLVVLRQ
&RQWURO 0RGXOH
7&0 

 RKPV RU
OHVV

5HSDLU WKH
FLUFXLW V DV
QHFHVVDU\
EHWZHHQ WKH
7&0 VHQVRU
FRQQHFWRU DQG
WKH 266
FRQQHFWRU

5HSDLU WKH
FLUFXLW V DV
QHFHVVDU\
EHWZHHQ WKH 7&0
FRQQHFWRU DQG WKH
7&0 VHQVRU
FRQQHFWRU


RKPV

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  

'7& 3  (1*,1( 63((' ,1387 &,5&8,7 12 6,*1$/


&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- 7KH 7UDQVPLVVLRQ &RQWURO 0RGXOH 7&0 GHWHFWV
QR SXOVH RI WKH HQJLQH VSHHG LQSXW VHQVRU ZKLOH
GHWHFWLQJ WKH FRUUHFW 73 VHQVRU VLJQDO IRU 
VHFRQGV FRQWLQXRXVO\
- 1R 73 VHQVRU '7& 3

&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&


- 7KH 6FDQ VFDQ WRRO FDQ FOHDU WKH '7& IURP
WKH 7&0 KLVWRU\
- 7KH 7&0 FOHDUV WKH '7& IURP WKH 7&0 KLVWRU\ LI LW
GHWHFWV WKDW WKH HQJLQH VSHHG VHQVRU VLJQDO LV
JUHDWHU WKDQ  USP IRU  VHFRQGV FRQWLQXRXVO\

$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV


- 7KH 7&0 VWRUHV '7& 3 DIWHU WZR FRQVHFXWLYH
WULSV ZLWK D IDLOXUH UHSRUWHG

'7& 3  (QJLQH 6SHHG ,QSXW &LUFXLW 1R 6LJQDO


6WHS

$FWLRQ

 7XUQ WKH LJQLWLRQ 2))


 ,QVWDOO WKH 6FDQ 6FDQ WRRO
 :LWK WKH HQJLQH 2)) WXUQ WKH LJQLWLRQ VZLWFK WR
WKH 581 SRVLWLRQ
 6HOHFW 6WRUH )UHH]H )UDPH)DLOXUH 5HFRUGV
IURP WKH 'LDJQRVWLF 7URXEOH &RGHV ,QIRUPDWLRQ
PHQX
 6WRUH )UHH]H )UDPH)DLOXUH 5HFRUGV
 6HOHFW &OHDU '7& ,QIRUPDWLRQ IURP WKH 'LDJQRV
WLF 7URXEOH &RGHV ,QIRUPDWLRQ PHQX
 &OHDU '7& ,QIRUPDWLRQ
 3HUIRUP WZR YHKLFOH GULYH F\FOHV
 6HOHFW 5HTXHVW '7& E\ 6WDWXV IURP WKH 'LDJ
QRVWLF 7URXEOH &RGHV ,QIRUPDWLRQ PHQX
5HTXHVW '7& E\ 6WDWXV
,V '7& 3 GLVSOD\HG"

9DOXH V

<HV

1R

*R WR 6WHS 

,QVSHFW WKH
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 FRQQHFWRU
HQJLQH FRQWURO
PRGXOH (&0 -
ZKLWH FRQQHFWRU
DQG WKH ZLULQJ
KDUQHVVHV IRU
VLJQV RI DQ
LQWHUPLWWHQW
FRQGLWLRQ 5HSDLU
DV QHFHVVDU\

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH WUDQVPLVVLRQ FRQWURO PRGXOH
7&0 FRQQHFWRU
 'LVFRQQHFW WKH HQJLQH FRQWURO PRGXOH (&0 -
ZKLWH FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  :+7
RI WKH 7&0 FRQQHFWRU DQG SLQ & :+7 RI WKH
(&0 - ZKLWH FRQQHFWRU
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"

 RKPV
RU OHVV

*R WR 6WHS 

5HSDLU WKH FLUFXLW


DV QHFHVVDU\

 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  :+7


RI WKH 7&0 FRQQHFWRU DQG JURXQG
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"

 RKPV
RU OHVV

5HSDLU WKH
FLUFXLW DV
QHFHVVDU\

*R WR 6WHS 

 &RQQHFW WKH (&0 - ZKLWH FRQQHFWRU


 6WDUW WKH HQJLQH
 0HDVXUH WKH YROWDJH DW SLQ  :+7 RI WKH
7&0 FRQQHFWRU
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"

 YROWV

5HSODFH WKH
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 

5HSODFH WKH
SRZHUWUDLQ FRQWURO
PRGXOH 3&0 

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(

'7& 3  72548( &219(57(5 &/87&+ 7&&


&,5&8,7 678&. 2))
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- 7KH WUDQVD[OH LV LQ WK JHDU DQG WKH WUDQVPLVVLRQ
FRQWURO PRGXOH 7&0 LV FRPPDQGLQJ WKH WRUTXH
FRQYHUWHU FOXWFK 7&& VROHQRLG 21
- 7KH WKURWWOH RSHQLQJ LV EHWZHHQ  DQG 
- 7KH YHKLFOH VSHHG LV EHWZHHQ  NPK  PSK DQG
 NPK  PSK 
-  VHFRQGV KDYH SDVVHG VLQFH WUDQVD[OH ZDV
SODFHG LQ '
- 7KH EUDNH VZLWFK LV 2))
- (QJLQH FRRODQW WHPSHUDWXUH (&7 LV QRUPDO
- 7UDQVPLVVLRQ IOXLG WHPSHUDWXUH 7)7 LV JUHDWHU
WKDQ E&
- (QJLQH USP LV JUHDWHU WKDQ 
- 1R 75 VHQVRU '7& 3
- 1R 7)7 VHQVRU '7& 3
- 1R 7)7 VHQVRU '7& 3
- 1R 66 VHQVRU '7& 3

1R 266 VHQVRU '7& 3


1R HQJLQH UHYROXWLRQ '7& 3
1R 7&& 6ROHQRLG '7& 3
1R 66 '7& 3
1R 66 '7& 3
1R (&7 VHQVRU '7& 3

$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV


- 7KH 7&0 LOOXPLQDWHV WKH 0DOIXQFWLRQ ,QGLFDWRU
/DPS 0,/ DIWHU WZR FRQVHFXWLYH WULSV ZLWK D
IDLOXUH UHSRUWHG
&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
- 7KH 7&0 WXUQV RII WKH 0,/ DIWHU WKUHH FRQVHFXWLYH
WULSV ZLWKRXW D IDLOXUH UHSRUWHG
- 7KH 6FDQ VFDQ WRRO FDQ FOHDU WKH '7& IURP
WKH 7&0 KLVWRU\
- 7KH 7&0 FOHDUV WKH '7& IURP WKH 7&0 KLVWRU\ 
VHFRQGV DIWHU WKH WUDQVD[OH LV SODFHG LQ '

'7& 3  7RUTXH &RQYHUWHU &OXWFK 7&& &LUFXLW 6WXFN 2II


6WHS

$FWLRQ

 7XUQ WKH LJQLWLRQ 2))


 ,QVWDOO WKH 6FDQ 6FDQ WRRO
 :LWK WKH HQJLQH 2)) WXUQ WKH LJQLWLRQ VZLWFK WR
WKH 581 SRVLWLRQ
 6HOHFW 6WRUH )UHH]H )UDPH)DLOXUH 5HFRUGV
IURP WKH 'LDJQRVWLF 7URXEOH &RGHV ,QIRUPDWLRQ
PHQX
 6WRUH )UHH]H )UDPH)DLOXUH 5HFRUGV
 6HOHFW &OHDU '7& ,QIRUPDWLRQ IURP WKH 'LDJQRV
WLF 7URXEOH &RGHV ,QIRUPDWLRQ PHQX
 &OHDU '7& ,QIRUPDWLRQ
 3HUIRUP WZR YHKLFOH GULYH F\FOHV
,V WKH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ 21"

9DOXH V

<HV

1R

*R WR 6WHS 

,QVSHFW WKH
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 FRQQHFWRU
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 VHQVRU
FRQQHFWRU &
DQG WKH ZLULQJ
KDUQHVVHV IRU
VLJQV RI DQ
LQWHUPLWWHQW
FRQGLWLRQ 5HSDLU
DV QHFHVVDU\

*R WR 6WHS 

,QVSHFW WKH
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 FRQQHFWRU
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 VHQVRU
FRQQHFWRU &
DQG WKH ZLULQJ
KDUQHVVHV IRU
VLJQV RI DQ
LQWHUPLWWHQW
FRQGLWLRQ 5HSDLU
DV QHFHVVDU\

5HSODFH WKH
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 

*R WR 6WHS 

 6HOHFW 5HTXHVW '7& E\ 6WDWXV IURP WKH 'LDJ


QRVWLF 7URXEOH &RGHV ,QIRUPDWLRQ PHQX
 5HTXHVW '7& E\ 6WDWXV
,V '7& 3 GLVSOD\HG"


 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH WUDQVPLVVLRQ FRQWURO PRGXOH
7&0 FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  *51
RI WKH 7&0 FRQQHFWRU DQG JURXQG
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"

 RKPV

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


'7& 3  7RUTXH &RQYHUWHU &OXWFK 7&& &LUFXLW 6WXFN 2II
6WHS

$FWLRQ

 'LVFRQQHFW WKH WUDQVPLVVLRQ FRQWURO PRGXOH


7&0 VHQVRU & FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  <(/ RI
WKH PDOH 7&0 VHQVRU & FRQQHFWRU DQG
JURXQG
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"

'$(:22 9 %/

9DOXH V

<HV

1R

 RKPV

*R WR 6WHS 

5HSDLU WKH FLUFXLW


*51 EHWZHHQ
WKH 7&0
FRQQHFWRU DQG WKH
IHPDOH 7&0
VHQVRU &
FRQQHFWRU

 RKPV

5HSDLU WKH
FLUFXLW <(/
EHWZHHQ WKH
PDOH 7&0
VHQVRU &
FRQQHFWRU DQG
WKH ORFNXS
VROHQRLG

5HSODFH WKH
ORFNXS VROHQRLG

 5HPRYH WKH YDOYH ERG\ FRYHU


 'LVFRQQHFW WKH ORFNXS VROHQRLG FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WKH ORFNXS VR
OHQRLG DQG JURXQG
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"

$   $,6,1 /( $8720$7,& 75$16$;/(

'7& 3  72548( &219(57(5 &/87&+ 7&& &,5&8,7 678&. 21


&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- 7KH WUDQVD[OH LV LQ QG RU UG JHDU DQG WKH
WUDQVPLVVLRQ FRQWURO PRGXOH 7&0 LV QRW
FRPPDQGLQJ WKH WRUTXH FRQYHUWHU FOXWFK 7&&
VROHQRLG 21
- 7KH WKURWWOH RSHQLQJ LV EHWZHHQ  DQG 
- 7KH YHKLFOH VSHHG LV EHWZHHQ  NPK  PSK DQG
 NPK  PSK 
-  VHFRQGV KDYH SDVVHG VLQFH WUDQVD[OH ZDV
SODFHG LQ '
- 7KH EUDNH VZLWFK LV 2))
- (QJLQH FRRODQW WHPSHUDWXUH (&7 LV QRUPDO
- 7UDQVPLVVLRQ IOXLG WHPSHUDWXUH 7)7 LV JUHDWHU
WKDQ E&
- (QJLQH USP LV JUHDWHU WKDQ 
- 1R 75 VHQVRU '7& 3
- 1R 7)7 VHQVRU '7& 3
- 1R 7)7 VHQVRU '7& 3
- 1R 66 VHQVRU '7& 3

1R 266 VHQVRU '7& 3


1R HQJLQH UHYROXWLRQ '7& 3
1R 7&& 6ROHQRLG '7& 3
1R 66 '7& 3
1R 66 '7& 3
1R (&7 VHQVRU '7& 3

$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV


- 7KH 7&0 LOOXPLQDWHV WKH 0DOIXQFWLRQ ,QGLFDWRU
/DPS 0,/ DIWHU WZR FRQVHFXWLYH WULSV ZLWK D
IDLOXUH UHSRUWHG
&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
- 7KH 7&0 WXUQV RII WKH 0,/ DIWHU WKUHH FRQVHFXWLYH
WULSV ZLWKRXW D IDLOXUH UHSRUWHG
- 7KH 6FDQ VFDQ WRRO FDQ FOHDU WKH '7& IURP
WKH 7&0 KLVWRU\
- 7KH 7&0 FOHDUV WKH '7& IURP WKH 7&0 KLVWRU\ 
VHFRQGV DIWHU WKH WUDQVD[OH LV SODFHG LQ '

'7& 3  7RUTXH &RQYHUWHU &OXWFK 7&& &LUFXLW 6WXFN 2Q


6WHS

$FWLRQ

 7XUQ WKH LJQLWLRQ 2))


 ,QVWDOO WKH 6FDQ 6FDQ WRRO
 :LWK WKH HQJLQH 2)) WXUQ WKH LJQLWLRQ VZLWFK WR
WKH 581 SRVLWLRQ
 6HOHFW 6WRUH )UHH]H )UDPH)DLOXUH 5HFRUGV
IURP WKH 'LDJQRVWLF 7URXEOH &RGHV ,QIRUPDWLRQ
PHQX
 6WRUH )UHH]H )UDPH)DLOXUH 5HFRUGV
 6HOHFW &OHDU '7& ,QIRUPDWLRQ IURP WKH 'LDJQRV
WLF 7URXEOH &RGHV ,QIRUPDWLRQ PHQX
 &OHDU '7& ,QIRUPDWLRQ
 3HUIRUP WZR YHKLFOH GULYH F\FOHV
,V WKH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ 21"

9DOXH V

<HV

*R WR 6WHS 

 6HOHFW 5HTXHVW '7& E\ 6WDWXV IURP WKH 'LDJ


QRVWLF 7URXEOH &RGHV ,QIRUPDWLRQ PHQX
 5HTXHVW '7& E\ 6WDWXV
,V '7& 3 GLVSOD\HG"

*R WR 6WHS 

1R
,QVSHFW WKH WUDQV
PLVVLRQ FRQWURO
PRGXOH 7&0
FRQQHFWRU
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 VHQVRU
FRQQHFWRU
& DQG WKH
ZLULQJ
KDU
QHVVHV IRU VLJQV
RI DQ LQWHUPLW
WHQW FRQGLWLRQ
5HSDLU DV QHF
HVVDU\
,QVSHFW WKH WUDQV
PLVVLRQ FRQWURO
PRGXOH 7&0
FRQQHFWRU
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 VHQVRU
FRQQHFWRU
& DQG WKH
ZLULQJ
KDU
QHVVHV IRU VLJQV
RI DQ LQWHUPLW
WHQW FRQGLWLRQ
5HSDLU DV QHF
HVVDU\

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


'7& 3  7RUTXH &RQYHUWHU &OXWFK 7&& &LUFXLW 6WXFN 2Q
6WHS

$FWLRQ

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH WUDQVPLVVLRQ FRQWURO PRGXOH
7&0 FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  *51
RI WKH 7&0 FRQQHFWRU DQG JURXQG
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"

'$(:22 9 %/

 'LVFRQQHFW WKH WUDQVPLVVLRQ FRQWURO PRGXOH


7&0 VHQVRU & FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  <(/ RI
WKH PDOH 7&0 VHQVRU & FRQQHFWRU DQG
JURXQG
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"

9DOXH V

 RKPV

<HV

1R

5HSODFH
WKH
WUDQVPLV
VLRQ FRQWURO
PRGXOH
7&0 
*R WR 6WHS 

 RKPV

*R WR 6WHS 

5HSDLU WKH FLUFXLW


*51 EHWZHHQ
WKH 7&0
FRQQHFWRU DQG WKH
IHPDOH 7&0
VHQVRU &
FRQQHFWRU

 RKPV

5HSDLU WKH
FLUFXLW
EHWZHHQ WKH
PDOH 7&0
VHQVRU &
FRQQHFWRU DQG
WKH ORFNXS
VROHQRLG

5HSODFH WKH
ORFNXS VROHQRLG

 5HPRYH WKH YDOYH ERG\ FRYHU


 'LVFRQQHFW WKH ORFNXS VROHQRLG FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WKH ORFNXS VR
OHQRLG DQG JURXQG
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"

$   $,6,1 /( $8720$7,& 75$16$;/(

'7& 3  72548( &219(57(5 &/87&+ 7&&


&,5&8,7 (/(&75,&$/
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- 7KH WUDQVPLVVLRQ FRQWURO PRGXOH 7&0 GHWHFWV DQ
2)) VLJQDO IURP WKH ORFNXS VROHQRLG PRQLWRU IRU
 PLOOLVHFRQGV ZKHQ WKH ORFNXS VROHQRLG GULYHU
RXWSXWV WKH 21 VLJQDO
- 7KH 7&0 GHWHFWV DQ 21 VLJQDO IURP WKH ORFNXS
VROHQRLG PRQLWRU IRU  PLOOLVHFRQGV ZKHQ WKH
ORFNXS VROHQRLG GULYHU RXWSXWV WKH 2)) VLJQDO

&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&


- 7KH 7&0 WXUQV RII WKH 0,/ DIWHU WKUHH FRQVHFXWLYH
WULSV ZLWKRXW D IDLOXUH UHSRUWHG
- 7KH 6FDQ VFDQ WRRO FDQ FOHDU WKH '7& IURP
WKH 7&0 KLVWRU\
- 7KH 7&0 FOHDUV WKH '7& IURP WKH 7&0 KLVWRU\ LI LW
GRHV QRW GHWHFW D IDLOXUH IRU  VHFRQG

$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV


- 7KH 7&0 LOOXPLQDWHV WKH 0DOIXQFWLRQ ,QGLFDWRU
/DPS 0,/ DIWHU WZR FRQVHFXWLYH WULSV ZLWK D
IDLOXUH UHSRUWHG
- 1R 7&& ORFNXS FRQWURO

'7& 3  7RUTXH &RQYHUWHU &OXWFK 7&& &LUFXLW (OHFWULFDO


6WHS

$FWLRQ

 7XUQ WKH LJQLWLRQ 2))


 ,QVWDOO WKH 6FDQ 6FDQ WRRO
 :LWK WKH HQJLQH 2)) WXUQ WKH LJQLWLRQ VZLWFK WR
WKH 581 SRVLWLRQ
 6HOHFW 6WRUH )UHH]H )UDPH)DLOXUH 5HFRUGV
IURP WKH 'LDJQRVWLF 7URXEOH &RGHV ,QIRUPDWLRQ
PHQX
 6WRUH )UHH]H )UDPH)DLOXUH 5HFRUGV
 6HOHFW &OHDU '7& ,QIRUPDWLRQ IURP WKH 'LDJQRV
WLF 7URXEOH &RGHV ,QIRUPDWLRQ PHQX
 &OHDU '7& ,QIRUPDWLRQ
 3HUIRUP WZR YHKLFOH GULYH F\FOHV
,V WKH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ 21"

9DOXH V

<HV

1R

*R WR 6WHS 

,QVSHFW WKH
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 FRQQHFWRU
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 VHQVRU
FRQQHFWRU &
DQG WKH ZLULQJ
KDUQHVVHV IRU
VLJQV RI DQ
LQWHUPLWWHQW
FRQGLWLRQ 5HSDLU
DV QHFHVVDU\

*R WR 6WHS 

,QVSHFW WKH
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 FRQQHFWRU
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 VHQVRU
FRQQHFWRU &
DQG WKH ZLULQJ
KDUQHVVHV IRU
VLJQV RI DQ
LQWHUPLWWHQW
FRQGLWLRQ 5HSDLU
DV QHFHVVDU\

5HSODFH WKH
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 

*R WR 6WHS 

 6HOHFW 5HTXHVW '7& E\ 6WDWXV IURP WKH 'LDJ


QRVWLF 7URXEOH &RGHV ,QIRUPDWLRQ PHQX
 5HTXHVW '7& E\ 6WDWXV
,V '7& 3 GLVSOD\HG"

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH WUDQVPLVVLRQ FRQWURO PRGXOH
7&0 FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  *51
RI WKH 7&0 FRQQHFWRU DQG JURXQG
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"

 RKPV

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  

'7& 3  72548( &219(57(5 &/87&+ 7&& &,5&8,7 (/(&75,&$/


6WHS

$FWLRQ

9DOXH V

<HV

 5HPRYH WKH YDOYH ERG\ FRYHU


 'LVFRQQHFW WKH ORFNXS VROHQRLG FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WKH ORFNXS VR
OHQRLG FRQQHFWRU DQG SLQ  *51 RI WKH 7&0
FRQQHFWRU
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"

 RKPV
RU OHVV

*R WR 6WHS 

*R WR 6WHS 

 RKPV
RU OHVV

5HSDLU WKH
FLUFXLW
EHWZHHQ WKH
7&0
FRQQHFWRU DQG
WKH IHPDOH
7&0 VHQVRU
&
FRQQHFWRU

5HSDLU WKH FLUFXLW


EHWZHHQ WKH PDOH
7&0 VHQVRU
& FRQQHFWRU
DQG WKH ORFNXS
VROHQRLG
FRQQHFWRU

 RKPV
RU OHVV

*R WR 6WHS 

5HSODFH WKH
ORFNXS VROHQRLG

 RKPV
RU OHVV

5HSDLU WKH
FLUFXLW
EHWZHHQ WKH
PDOH 7&0
VHQVRU &
FRQQHFWRU DQG
WKH ORFNXS
VROHQRLG
FRQQHFWRU

5HSDLU WKH FLUFXLW


EHWZHHQ WKH 7&0
FRQQHFWRU DQG WKH
IHPDOH 7&0
VHQVRU &
FRQQHFWRU

'$(:22 9 %/

 'LVFRQQHFW WKH WUDQVPLVVLRQ FRQWURO PRGXOH


7&0 VHQVRU & FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  <(/ RI
WKH PDOH 7&0 VHQVRU & FRQQHFWRU DQG WKH
ORFNXS VROHQRLG FRQQHFWRU
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"

 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  *51


RI WKH 7&0 FRQQHFWRU DQG JURXQG
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"
 'LVFRQQHFW WKH WUDQVPLVVLRQ FRQWURO PRGXOH
7&0 VHQVRU & FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  <(/ RI
WKH PDOH 7&0 VHQVRU & FRQQHFWRU DQG
JURXQG
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"

1R

$   $,6,1 /( $8720$7,& 75$16$;/(

'7& 3  35(6685( &21752/ /,1($5


62/(12,' (/(&75,&$/
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- 7KH WUDQVPLVVLRQ FRQWURO PRGXOH 7&0 GHWHFWV
WKDW WKH FXUUHQW RI WKH SUHVVXUH FRQWURO OLQHDU
VROHQRLG LV OHVV WKDQ  P$ IRU  VHFRQGV
FRQWLQXRXVO\ ZKHQ WKH 7&0 RXWSXW FXUUHQW LV
JUHDWHU WKDQ  P$
- 7KH 7&0 GHWHFWV WKDW WKH FXUUHQW RI WKH OLQHDU
VROHQRLG LV JUHDWHU WKDQ $ IRU  VHFRQG
FRQWLQXRXVO\
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH 7&0 LOOXPLQDWHV WKH SRZHU ODPS DIWHU D IDLOXUH
UHSRUW
- WK JHDU LV KHOG LQ ' UDQJH

WK JHDU LV KHOG LQ  UDQJH


VW JHDU LV KHOG LQ / UDQJH
1R 7&& ORFNXS FRQWURO
)XOO OLQH SUHVVXUH

&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&


- 7KH 7&0 WXUQV RII WKH 0,/ DIWHU WKUHH FRQVHFXWLYH
WULSV ZLWKRXW D IDLOXUH UHSRUWHG
- 7KH 6FDQ VFDQ WRRO FDQ FOHDU WKH '7& IURP
WKH 7&0 KLVWRU\
- 7KH 7&0 FOHDUV WKH '7& IURP WKH 7&0 KLVWRU\
ZKHQ LW GHWHFWV WKDW WKH FXUUHQW RI WKH SUHVVXUH
FRQWURO OLQHDU VROHQRLG LV EHWZHHQ  DQG $
IRU  VHFRQGV FRQWLQXRXVO\

'7& 3  3UHVVXUH &RQWURO /LQHDU 6ROHQRLG (OHFWULFDO


6WHS

$FWLRQ

 7XUQ WKH LJQLWLRQ 2))


 ,QVWDOO WKH 6FDQ 6FDQ WRRO
 :LWK WKH HQJLQH 2)) WXUQ WKH LJQLWLRQ VZLWFK WR
WKH 581 SRVLWLRQ
 6HOHFW 6WRUH )UHH]H )UDPH)DLOXUH 5HFRUGV
IURP WKH 'LDJQRVWLF 7URXEOH &RGHV ,QIRUPDWLRQ
PHQX
 6WRUH )UHH]H )UDPH)DLOXUH 5HFRUGV
 6HOHFW &OHDU '7& ,QIRUPDWLRQ IURP WKH 'LDJQRV
WLF 7URXEOH &RGHV ,QIRUPDWLRQ PHQX
 &OHDU '7& ,QIRUPDWLRQ
 3HUIRUP RQH YHKLFOH GULYH F\FOH
,V WKH 32:(5 /DPS 21"

9DOXH V

<HV

1R

*R WR 6WHS 

,QVSHFW WKH
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 FRQQHFWRU
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 VHQVRU
FRQQHFWRU &
DQG WKH ZLULQJ
KDUQHVVHV IRU
VLJQV RI DQ
LQWHUPLWWHQW
FRQGLWLRQ 5HSDLU
DV QHFHVVDU\

*R WR 6WHS 

,QVSHFW WKH
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 FRQQHFWRU
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 VHQVRU
FRQQHFWRU &
DQG WKH ZLULQJ
KDUQHVVHV IRU
VLJQV RI DQ
LQWHUPLWWHQW
FRQGLWLRQ 5HSDLU
DV QHFHVVDU\

5HSODFH WKH
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 

*R WR 6WHS 

 6HOHFW 5HTXHVW '7& E\ 6WDWXV IURP WKH 'LDJ


QRVWLF 7URXEOH &RGHV ,QIRUPDWLRQ PHQX
 5HTXHVW '7& E\ 6WDWXV
,V '7& 3 GLVSOD\HG"


 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH WUDQVPLVVLRQ FRQWURO PRGXOH
7&0 FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  251
%/. DQG SLQ  <(/%/. RI WKH 7&0 FRQQHF
WRU
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"

 RKPV

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


'7& 3  3UHVVXUH &RQWURO /LQHDU 6ROHQRLG (OHFWULFDO
6WHS

$FWLRQ

9DOXH V

<HV

 5HPRYH WKH YDOYH ERG\ FRYHU


 'LVFRQQHFW WKH SUHVVXUH FRQWURO OLQHDU VROH
QRLG FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  %51 RI
WKH OLQHDU VROHQRLG DQG SLQ  <(/%/. RI WKH
7&0 FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  %/8 RI
WKH OLQHDU VROHQRLG DQG SLQ  251%/. RI WKH
7&0 FRQQHFWRU
$UH WKH PHDVXUHPHQWV ZLWKLQ WKH VSHFLILHG YDOXH"

 RKPV
RU OHVV

*R WR 6WHS 

*R WR 6WHS 

 RKPV
RU OHVV

5HSDLU WKH
FLUFXLW V
EHWZHHQ WKH
7&0
FRQQHFWRU
DQG WKH
IHPDOH 7&0
VHQVRU
FRQQHFWRU

5HSDLU WKH
FLUFXLW V EHWZHHQ
WKH PDOH 7&0
VHQVRU FRQQHFWRU
DQG WKH OLQHDU
VROHQRLG

 RKPV
RU OHVV

*R WR 6WHS 

*R WR 6WHS 

 RKPV
RU OHVV

5HSDLU WKH
FLUFXLW V
EHWZHHQ WKH
PDOH 7&0
VHQVRU
FRQQHFWRU
DQG WKH OLQHDU
VROHQRLG

5HSDLU WKH
FLUFXLW V EHWZHHQ
WKH 7&0
FRQQHFWRU DQG WKH
IHPDOH 7&0
VHQVRU FRQQHFWRU

 YROWV

*R WR 6WHS 

5HSODFH WKH OLQHDU


VROHQRLG

 YROWV

5HSDLU WKH
FLUFXLW V
EHWZHHQ WKH
PDOH 7&0
VHQVRU
FRQQHFWRU
DQG WKH OLQHDU
VROHQRLG

5HSDLU WKH
FLUFXLW V EHWZHHQ
WKH 7&0
FRQQHFWRU DQG WKH
IHPDOH 7&0
VHQVRU FRQQHFWRU

'$(:22 9 %/

 'LVFRQQHFW WKH WUDQVPLVVLRQ FRQWURO PRGXOH


7&0 VHQVRU & FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  %51 RI
WKH OLQHDU VROHQRLG DQG SLQ  %51 RI WKH PDOH
7&0 VHQVRU FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  %/8 RI
WKH OLQHDU VROHQRLG DQG SLQ  %/8 RI WKH PDOH
7&0 VHQVRU FRQQHFWRU
$UH WKH PHDVXUHPHQWV ZLWKLQ WKH VSHFLILHG YDOXH"
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  %51 RI
WKH OLQHDU VROHQRLG DQG JURXQG
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  %/8 RI
WKH OLQHDU VROHQRLG DQG JURXQG
$UH WKH PHDVXUHPHQWV ZLWKLQ WKH VSHFLILHG YDOXH"
 'LVFRQQHFW WKH WUDQVPLVVLRQ FRQWURO PRGXOH
7&0 VHQVRU & FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  %51 RI
WKH OLQHDU VROHQRLG DQG JURXQG
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  %/8 RI
WKH OLQHDU VROHQRLG JURXQG
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"
 0HDVXUH WKH YROWDJH EHWZHHQ SLQ  %51 RI WKH
OLQHDU VROHQRLG DQG  <(/%/. RI WKH 7&0
FRQQHFWRU
 0HDVXUH WKH YROWDJH EHWZHHQ SLQ  %/8 RI WKH
OLQHDU VROHQRLG DQG SLQ  251%/. RI WKH 7&0
FRQQHFWRU
$UH WKH PHDVXUHPHQWV ZLWKLQ WKH VSHFLILHG YDOXH"
 'LVFRQQHFW WKH WUDQVPLVVLRQ FRQWURO PRGXOH
7&0 VHQVRU & FRQQHFWRU
 0HDVXUH WKH YROWDJH EHWZHHQ SLQ  %51 RI WKH
OLQHDU VROHQRLG DQG SLQ  %51 RI WKH PDOH 7&0
VHQVRU FRQQHFWRU
 0HDVXUH WKH YROWDJH EHWZHHQ SLQ  %/8 RI WKH
OLQHDU VROHQRLG DQG SLQ  %/8 RI WKH PDOH 7&0
VHQVRU FRQQHFWRU
$UH WKH PHDVXUHPHQWV ZLWKLQ WKH VSHFLILHG YDOXH"

1R

$   $,6,1 /( $8720$7,& 75$16$;/(

'7& 3  6+,)7 62/(12,'  66 678&. 2))


&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- 7KH WUDQVD[OH LV LQ QG RU UG JHDU
- 7KH WKURWWOH RSHQLQJ LV EHWZHHQ  DQG 
- 7KH YHKLFOH VSHHG LV EHWZHHQ  NPK  PSK DQG
 NPK  PSK 
-  VHFRQGV KDYH SDVVHG VLQFH WUDQVD[OH ZDV
SODFHG LQ '
- 7KH EUDNH VZLWFK LV 2))
- (QJLQH FRRODQW WHPSHUDWXUH (&7 LV QRUPDO
- 7UDQVPLVVLRQ IOXLG WHPSHUDWXUH 7)7 LV JUHDWHU
WKDQ E&
- (QJLQH USP LV JUHDWHU WKDQ 
- 1R 75 VHQVRU '7& 3
- 1R 7)7 VHQVRU '7& 3
- 1R 7)7 VHQVRU '7& 3
- 1R 66 VHQVRU '7& 3
- 1R 266 VHQVRU '7& 3
- 1R HQJLQH UHYROXWLRQ '7& 3
- 1R 7&& 6ROHQRLG '7& 3

- 1R 66 '7& 3


- 1R 66 '7& 3
- 1R (&7 VHQVRU '7& 3
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH 7&0 LOOXPLQDWHV WKH 0DOIXQFWLRQ ,QGLFDWRU
/DPS 0,/ DIWHU WZR FRQVHFXWLYH WULSV ZLWK D
IDLOXUH UHSRUWHG
- 1R 7&& ORFNXS FRQWURO
- 1R WRUTXH FRQWURO UHGXFWLRQ
- 1R OLQH SUHVVXUH UHGXFWLRQ FRQWURO
&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
- 7KH 7&0 WXUQV RII WKH 0,/ DIWHU WKUHH FRQVHFXWLYH
WULSV ZLWKRXW D IDLOXUH UHSRUWHG
- 7KH 6FDQ VFDQ WRRO FDQ FOHDU WKH '7& IURP
WKH 7&0 KLVWRU\
- 7KH 7&0 FOHDUV WKH '7& IURP WKH 7&0 KLVWRU\ 
VHFRQGV DIWHU WKH WUDQVD[OH LV SODFHG LQ '

'7& 3  6KLIW 6ROHQRLG  66 6WXFN 2II


6WHS

$FWLRQ

 7XUQ WKH LJQLWLRQ 2))


 ,QVWDOO WKH 6FDQ 6FDQ WRRO
 :LWK WKH HQJLQH 2)) WXUQ WKH LJQLWLRQ VZLWFK WR
WKH 581 SRVLWLRQ
 6HOHFW 6WRUH )UHH]H )UDPH)DLOXUH 5HFRUGV
IURP WKH 'LDJQRVWLF 7URXEOH &RGHV ,QIRUPDWLRQ
PHQX
 6WRUH )UHH]H )UDPH)DLOXUH 5HFRUGV
 6HOHFW &OHDU '7& ,QIRUPDWLRQ IURP WKH 'LDJQRV
WLF 7URXEOH &RGHV ,QIRUPDWLRQ PHQX
 &OHDU '7& ,QIRUPDWLRQ
 3HUIRUP WZR YHKLFOH GULYH F\FOHV
,V WKH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ 21"

9DOXH V

<HV

1R

*R WR 6WHS 

,QVSHFW WKH
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 FRQQHFWRU
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 VHQVRU
FRQQHFWRU &
DQG WKH ZLULQJ
KDUQHVVHV IRU
VLJQV RI DQ
LQWHUPLWWHQW
FRQGLWLRQ 5HSDLU
DV QHFHVVDU\

*R WR 6WHS 

,QVSHFW WKH
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 FRQQHFWRU
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 VHQVRU
FRQQHFWRU &
DQG WKH ZLULQJ
KDUQHVVHV IRU
VLJQV RI DQ
LQWHUPLWWHQW
FRQGLWLRQ 5HSDLU
DV QHFHVVDU\

5HSODFH WKH
WUDQVPLVVLRQ
FRQWURO
PRGXOH
7&0 

*R WR 6WHS 

 6HOHFW 5HTXHVW '7& E\ 6WDWXV IURP WKH 'LDJ


QRVWLF 7URXEOH &RGHV ,QIRUPDWLRQ PHQX
 5HTXHVW '7& E\ 6WDWXV
,V '7& 3 GLVSOD\HG"


 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH WUDQVPLVVLRQ FRQWURO PRGXOH
7&0 FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  5(' RI
WKH 7&0 FRQQHFWRU DQG JURXQG
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"

 RKPV

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


'7& 3  6KLIW 6ROHQRLG  66 6WXFN 2II
6WHS

$FWLRQ

 'LVFRQQHFW WKH WUDQVPLVVLRQ FRQWURO PRGXOH


7&0 VHQVRU & FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  :+7 RI
WKH PDOH 7&0 VHQVRU & FRQQHFWRU DQG
JURXQG
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"

'$(:22 9 %/

9DOXH V

<HV

1R

 RKPV

*R WR 6WHS 

5HSDLU WKH FLUFXLW


5(' EHWZHHQ
WKH 7&0
FRQQHFWRU DQG WKH
IHPDOH 7&0
VHQVRU &
FRQQHFWRU

 RKPV

5HSDLU WKH
FLUFXLW :+7
EHWZHHQ WKH
PDOH 7&0
VHQVRU &
FRQQHFWRU
DQG WKH VKLIW
VROHQRLG 

5HSODFH WKH VKLIW


VROHQRLG 

 5HPRYH WKH YDOYH ERG\ FRYHU


 'LVFRQQHFW WKH VKLIW VROHQRLG  FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WKH VKLIW VROH
QRLG  DQG JURXQG
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"

$   $,6,1 /( $8720$7,& 75$16$;/(

'7& 3  6+,)7 62/(12,'  66 (/(&75,&$/


&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- 7KH WUDQVPLVVLRQ FRQWURO PRGXOH 7&0 GHWHFWV DQ
2)) VLJQDO IURP WKH VKLIW VROHQRLG  66 PRQLWRU
IRU  PLOOLVHFRQGV ZKHQ WKH 66 GULYHU RXWSXWV
WKH 21 VLJQDO
- 7KH 7&0 GHWHFWV DQ 21 VLJQDO IURP WKH 66
PRQLWRU IRU  PLOOLVHFRQGV ZKHQ WKH 66 GULYHU
RXWSXWV WKH 2)) VLJQDO
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH 7&0 LOOXPLQDWHV WKH 0DOIXQFWLRQ ,QGLFDWRU
/DPS 0,/ DIWHU WZR FRQVHFXWLYH WULSV ZLWK D
IDLOXUH UHSRUWHG

WK JHDU LV KHOG LQ ' UDQJH


WK JHDU LV KHOG LQ  UDQJH
VW JHDU LV KHOG LQ / UDQJH
1R 7&& ORFNXS FRQWURO
)XOO OLQH SUHVVXUH

&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&


- 7KH 7&0 WXUQV RII WKH 0,/ DIWHU WKUHH FRQVHFXWLYH
WULSV ZLWKRXW D IDLOXUH UHSRUWHG
- 7KH 6FDQ VFDQ WRRO FDQ FOHDU WKH '7& IURP
WKH 7&0 KLVWRU\
- 7KH 7&0 FOHDUV WKH '7& IURP WKH 7&0 KLVWRU\ LI LW
GRHV QRW GHWHFW D IDLOXUH IRU  VHFRQG

'7& 3  6KLIW 6ROHQRLG  66 (OHFWULFDO


6WHS

$FWLRQ

 7XUQ WKH LJQLWLRQ 2))


 ,QVWDOO WKH 6FDQ 6FDQ WRRO
 :LWK WKH HQJLQH 2)) WXUQ WKH LJQLWLRQ VZLWFK WR
WKH 581 SRVLWLRQ
 6HOHFW 6WRUH )UHH]H )UDPH)DLOXUH 5HFRUGV
IURP WKH 'LDJQRVWLF 7URXEOH &RGHV ,QIRUPDWLRQ
PHQX
 6WRUH )UHH]H )UDPH)DLOXUH 5HFRUGV
 6HOHFW &OHDU '7& ,QIRUPDWLRQ IURP WKH 'LDJQRV
WLF 7URXEOH &RGHV ,QIRUPDWLRQ PHQX
 &OHDU '7& ,QIRUPDWLRQ
 3HUIRUP RQH YHKLFOH GULYH F\FOH
,V WKH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ 21"

9DOXH V

<HV

1R

*R WR 6WHS 

,QVSHFW WKH
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 FRQQHFWRU
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 VHQVRU
FRQQHFWRU &
DQG WKH ZLULQJ
KDUQHVVHV IRU
VLJQV RI DQ
LQWHUPLWWHQW
FRQGLWLRQ 5HSDLU
DV QHFHVVDU\

*R WR 6WHS 

,QVSHFW WKH
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 FRQQHFWRU
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 VHQVRU
FRQQHFWRU &
DQG WKH ZLULQJ
KDUQHVVHV IRU
VLJQV RI DQ
LQWHUPLWWHQW
FRQGLWLRQ 5HSDLU
DV QHFHVVDU\

*R WR 6WHS 

*R WR 6WHS 

 6HOHFW 5HTXHVW '7& E\ 6WDWXV IURP WKH 'LDJ


QRVWLF 7URXEOH &RGHV ,QIRUPDWLRQ PHQX
 5HTXHVW '7& E\ 6WDWXV
,V '7& 3 GLVSOD\HG"


 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH WUDQVPLVVLRQ FRQWURO PRGXOH
7&0 FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  5(' RI
WKH 7&0 FRQQHFWRU DQG JURXQG
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"

 RKPV

5HSODFH WKH
WUDQVPLVVLRQ
FRQWURO
PRGXOH
7&0 

 5HPRYH WKH YDOYH ERG\ FRYHU


 'LVFRQQHFW WKH VKLIW VROHQRLG  66 FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WKH 66 FRQ
QHFWRU DQG SLQ  5(' RI WKH 7&0 FRQQHFWRU
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"

 RKPV
RU OHVV

*R WR 6WHS 

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


'7& 3  6KLIW 6ROHQRLG  66 (OHFWULFDO
6WHS

'$(:22 9 %/

$FWLRQ

9DOXH V

<HV

1R

 RKPV
RU OHVV

5HSDLU WKH
FLUFXLW 5('
EHWZHHQ WKH
7&0
FRQQHFWRU
DQG WKH
IHPDOH 7&0
VHQVRU &
FRQQHFWRU

5HSDLU WKH FLUFXLW


:+7 EHWZHHQ
WKH PDOH 7&0
VHQVRU &
FRQQHFWRU DQG WKH
VKLIW VROHQRLG 
FRQQHFWRU

 RKPV
RU OHVV

*R WR 6WHS 

5HSODFH WKH VKLIW


VROHQRLG 

 RKPV
RU OHVV

5HSDLU WKH
FLUFXLW :+7
EHWZHHQ WKH
PDOH 7&0
VHQVRU &
FRQQHFWRU
DQG WKH VKLIW
VROHQRLG 
FRQQHFWRU

5HSDLU WKH FLUFXLW


5(' EHWZHHQ
WKH 7&0
FRQQHFWRU DQG WKH
IHPDOH 7&0
VHQVRU &
FRQQHFWRU

 'LVFRQQHFW WKH WUDQVPLVVLRQ FRQWURO PRGXOH


7&0 VHQVRU & FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  :+7 RI
WKH PDOH 7&0 VHQVRU & FRQQHFWRU DQG WKH
66 FRQQHFWRU
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"

0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  5(' RI


WKH 7&0 FRQQHFWRU DQG JURXQG
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"
 'LVFRQQHFW WKH WUDQVPLVVLRQ FRQWURO PRGXOH
7&0 VHQVRU & FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  :+7 RI
WKH PDOH 7&0 VHQVRU & FRQQHFWRU DQG
JURXQG
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"

$   $,6,1 /( $8720$7,& 75$16$;/(

'7& 3  6+,)7 62/(12,'  66 678&. 2))


&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- 7KH WUDQVD[OH LV LQ VW RU QG JHDU
- 7KH WKURWWOH RSHQLQJ LV EHWZHHQ  DQG 
- 7KH YHKLFOH VSHHG LV EHWZHHQ  NPK  PSK DQG
 NPK  PSK 
-  VHFRQGV KDYH SDVVHG VLQFH WUDQVD[OH ZDV
SODFHG LQ '
- 7KH EUDNH VZLWFK LV 2))
- (QJLQH FRRODQW WHPSHUDWXUH (&7 LV QRUPDO
- 7UDQVPLVVLRQ IOXLG WHPSHUDWXUH 7)7 LV JUHDWHU
WKDQ E&
- (QJLQH USP LV JUHDWHU WKDQ 
- 1R 75 VHQVRU '7& 3
- 1R 7)7 VHQVRU '7& 3
- 1R 7)7 VHQVRU '7& 3
- 1R 66 VHQVRU '7& 3
- 1R 266 VHQVRU '7& 3
- 1R HQJLQH UHYROXWLRQ '7& 3
- 1R 7&& 6ROHQRLG '7& 3

- 1R 66 '7& 3


- 1R 66 '7& 3
- 1R (&7 VHQVRU '7& 3
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH 7&0 LOOXPLQDWHV WKH 0DOIXQFWLRQ ,QGLFDWRU
/DPS 0,/ DIWHU WZR FRQVHFXWLYH WULSV ZLWK D
IDLOXUH UHSRUWHG
- 1R 7&& ORFNXS FRQWURO
- 1R WRUTXH FRQWURO UHGXFWLRQ
- 1R OLQH SUHVVXUH UHGXFWLRQ FRQWURO
&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
- 7KH 7&0 WXUQV RII WKH 0,/ DIWHU WKUHH FRQVHFXWLYH
WULSV ZLWKRXW D IDLOXUH UHSRUWHG
- 7KH 6FDQ VFDQ WRRO FDQ FOHDU WKH '7& IURP
WKH 7&0 KLVWRU\
- 7KH 7&0 FOHDUV WKH '7& IURP WKH 7&0 KLVWRU\ 
VHFRQGV DIWHU WKH WUDQVD[OH LV SODFHG LQ '

'7& 3 6KLIW 6ROHQRLG  66 6WXFN 2II


6WHS

$FWLRQ

 7XUQ WKH LJQLWLRQ 2))


 ,QVWDOO WKH 6FDQ 6FDQ WRRO
 :LWK WKH HQJLQH 2)) WXUQ WKH LJQLWLRQ VZLWFK WR
WKH 581 SRVLWLRQ
 6HOHFW 6WRUH )UHH]H )UDPH)DLOXUH 5HFRUGV
IURP WKH 'LDJQRVWLF 7URXEOH &RGHV ,QIRUPDWLRQ
PHQX
 6WRUH )UHH]H )UDPH)DLOXUH 5HFRUGV
 6HOHFW &OHDU '7& ,QIRUPDWLRQ IURP WKH 'LDJQRV
WLF 7URXEOH &RGHV ,QIRUPDWLRQ PHQX
 &OHDU '7& ,QIRUPDWLRQ
 3HUIRUP WZR YHKLFOH GULYH F\FOHV
,V WKH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ 21"

9DOXH V

<HV

1R

*R WR 6WHS 

,QVSHFW WKH
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 FRQQHFWRU
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 VHQVRU
FRQQHFWRU &
DQG WKH ZLULQJ
KDUQHVVHV IRU
VLJQV RI DQ
LQWHUPLWWHQW
FRQGLWLRQ 5HSDLU
DV QHFHVVDU\

*R WR 6WHS 

,QVSHFW WKH
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 FRQQHFWRU
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 VHQVRU
FRQQHFWRU &
DQG WKH ZLULQJ
KDUQHVVHV IRU
VLJQV RI DQ
LQWHUPLWWHQW
FRQGLWLRQ 5HSDLU
DV QHFHVVDU\

5HSODFH WKH
WUDQVPLVVLRQ
FRQWURO
PRGXOH
7&0 

*R WR 6WHS 

 6HOHFW 5HTXHVW '7& E\ 6WDWXV IURP WKH 'LDJ


QRVWLF 7URXEOH &RGHV ,QIRUPDWLRQ PHQX
 5HTXHVW '7& E\ 6WDWXV
,V '7& 3 GLVSOD\HG"


 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH WUDQVPLVVLRQ FRQWURO PRGXOH
7&0 FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  :+7 RI
WKH 7&0 FRQQHFWRU DQG JURXQG
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"

 RKPV

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


'7& 3 6KLIW 6ROHQRLG  66 6WXFN 2II
6WHS

$FWLRQ

 'LVFRQQHFW WKH WUDQVPLVVLRQ FRQWURO PRGXOH


7&0 VHQVRU & FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  %/. RI
WKH PDOH 7&0 VHQVRU & FRQQHFWRU DQG
JURXQG
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"

'$(:22 9 %/

9DOXH V

<HV

1R

 RKPV

*R WR 6WHS 

5HSDLU WKH FLUFXLW


:+7 EHWZHHQ
WKH 7&0
FRQQHFWRU DQG WKH
IHPDOH 7&0
VHQVRU &
FRQQHFWRU

 RKPV

5HSDLU WKH
FLUFXLW %/.
EHWZHHQ WKH
PDOH 7&0
VHQVRU &
FRQQHFWRU
DQG WKH VKLIW
VROHQRLG 

5HSODFH WKH VKLIW


VROHQRLG 

 5HPRYH WKH YDOYH ERG\ FRYHU


 'LVFRQQHFW WKH VKLIW VROHQRLG  FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WKH VKLIW VROH
QRLG  DQG JURXQG
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"

$   $,6,1 /( $8720$7,& 75$16$;/(

'7& 3  6+,)7 62/(12,'  66 (/(&75,&$/


&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- 7KH WUDQVPLVVLRQ FRQWURO PRGXOH 7&0 GHWHFWV DQ
2)) VLJQDO IURP WKH VKLIW VROHQRLG  66 PRQLWRU
IRU  PLOOLVHFRQGV ZKHQ WKH 66 GULYHU RXWSXWV
WKH 21 VLJQDO
- 7KH 7&0 GHWHFWV DQ 21 VLJQDO IURP WKH 66
PRQLWRU IRU  PLOOLVHFRQGV ZKHQ WKH 66 GULYHU
RXWSXWV WKH 2)) VLJQDO
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH 7&0 LOOXPLQDWHV WKH 0DOIXQFWLRQ ,QGLFDWRU
/DPS 0,/ DIWHU WZR FRQVHFXWLYH WULSV ZLWK D
IDLOXUH UHSRUWHG

WK JHDU LV KHOG LQ ' UDQJH


WK JHDU LV KHOG LQ  UDQJH
VW JHDU LV KHOG LQ / UDQJH
1R 7&& ORFNXS FRQWURO
)XOO OLQH SUHVVXUH

&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&


- 7KH 7&0 WXUQV RII WKH 0,/ DIWHU WKUHH FRQVHFXWLYH
WULSV ZLWKRXW D IDLOXUH UHSRUWHG
- 7KH 6FDQ VFDQ WRRO FDQ FOHDU WKH '7& IURP
WKH 7&0 KLVWRU\
- 7KH 7&0 FOHDUV WKH '7& IURP WKH 7&0 KLVWRU\ LI LW
GRHV QRW GHWHFW D IDLOXUH IRU  VHFRQG

'7& 3  6KLIW 6ROHQRLG  66 (OHFWULFDO


6WHS

$FWLRQ

 7XUQ WKH LJQLWLRQ 2))


 ,QVWDOO WKH 6FDQ 6FDQ WRRO
 :LWK WKH HQJLQH 2)) WXUQ WKH LJQLWLRQ VZLWFK WR
WKH 581 SRVLWLRQ
 6HOHFW 6WRUH )UHH]H )UDPH)DLOXUH 5HFRUGV
IURP WKH 'LDJQRVWLF 7URXEOH &RGHV ,QIRUPDWLRQ
PHQX
 6WRUH )UHH]H )UDPH)DLOXUH 5HFRUGV
 6HOHFW &OHDU '7& ,QIRUPDWLRQ IURP WKH 'LDJQRV
WLF 7URXEOH &RGHV ,QIRUPDWLRQ PHQX
 &OHDU '7& ,QIRUPDWLRQ
 3HUIRUP RQH YHKLFOH GULYH F\FOH
,V WKH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ 21"

9DOXH V

<HV

1R

*R WR 6WHS 

,QVSHFW WKH
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 FRQQHFWRU
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 VHQVRU
FRQQHFWRU &
DQG WKH ZLULQJ
KDUQHVVHV IRU
VLJQV RI DQ
LQWHUPLWWHQW
FRQGLWLRQ 5HSDLU
DV QHFHVVDU\

*R WR 6WHS 

,QVSHFW WKH
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 FRQQHFWRU
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 VHQVRU
FRQQHFWRU &
DQG WKH ZLULQJ
KDUQHVVHV IRU
VLJQV RI DQ
LQWHUPLWWHQW
FRQGLWLRQ 5HSDLU
DV QHFHVVDU\

*R WR 6WHS 

*R WR 6WHS 

 6HOHFW 5HTXHVW '7& E\ 6WDWXV IURP WKH 'LDJ


QRVWLF 7URXEOH &RGHV ,QIRUPDWLRQ PHQX
 5HTXHVW '7& E\ 6WDWXV
,V '7& 3 GLVSOD\HG"


 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH WUDQVPLVVLRQ FRQWURO PRGXOH
7&0 FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  :+7 RI
WKH 7&0 FRQQHFWRU DQG JURXQG
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"

 RKPV

5HSODFH WKH
WUDQVPLVVLRQ
FRQWURO
PRGXOH
7&0 

 5HPRYH WKH YDOYH ERG\ FRYHU


 'LVFRQQHFW WKH VKLIW VROHQRLG  66 FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WKH 66 FRQ
QHFWRU DQG SLQ  :+7 RI WKH 7&0 FRQQHFWRU
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"

 RKPV
RU OHVV

*R WR 6WHS 

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


'7& 3  6KLIW 6ROHQRLG  66 (OHFWULFDO
6WHS

'$(:22 9 %/

$FWLRQ

9DOXH V

<HV

1R

 RKPV
RU OHVV

5HSDLU WKH
FLUFXLW :+7
EHWZHHQ WKH
7&0
FRQQHFWRU
DQG WKH
IHPDOH 7&0
VHQVRU &
FRQQHFWRU

5HSDLU WKH FLUFXLW


%/. EHWZHHQ
WKH PDOH 7&0
VHQVRU &
FRQQHFWRU DQG WKH
VKLIW VROHQRLG 
FRQQHFWRU

 RKPV
RU OHVV

*R WR 6WHS 

5HSODFH WKH VKLIW


VROHQRLG 

 RKPV
RU OHVV

5HSDLU WKH
FLUFXLW %/.
EHWZHHQ WKH
PDOH 7&0
VHQVRU &
FRQQHFWRU
DQG WKH VKLIW
VROHQRLG 
FRQQHFWRU

5HSDLU WKH FLUFXLW


:+7 EHWZHHQ
WKH 7&0
FRQQHFWRU DQG WKH
IHPDOH 7&0
VHQVRU &
FRQQHFWRU

 'LVFRQQHFW WKH WUDQVPLVVLRQ FRQWURO PRGXOH


7&0 VHQVRU & FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  %/. RI
WKH PDOH 7&0 VHQVRU & FRQQHFWRU DQG WKH
66 FRQQHFWRU
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"

0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  :+7 RI


WKH 7&0 FRQQHFWRU DQG JURXQG
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"
 'LVFRQQHFW WKH WUDQVPLVVLRQ FRQWURO PRGXOH
7&0 VHQVRU & FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  %/. RI
WKH PDOH 7&0 VHQVRU & FRQQHFWRU DQG
JURXQG
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"

$   $,6,1 /( $8720$7,& 75$16$;/(

'7& 3  (1*,1( &22/$17 7(03(5$785( (&7 6(1625 &,5&8,7


0$/)81&7,21
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- 7KH WUDQVPLVVLRQ FRQWURO PRGXOH 7&0 GHWHFWV QR
HQJLQH FRRODQW WHPSHUDWXUH (&7 VLJQDO IRU 
VHFRQGV FRQWLQXRXVO\

&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&


- 7KH 6FDQ VFDQ WRRO FDQ FOHDU WKH '7& IURP
WKH 7&0 KLVWRU\
- 7KH 7&0 FOHDUV WKH '7& IURP WKH 7&0 KLVWRU\ LI LW
GHWHFWV DQ (&7 VLJQDO IRU  VHFRQGV FRQWLQXRXVO\

'7& 3  (QJLQH &RRODQW 7HPSHUDWXUH (&7 6HQVRU &LUFXLW


6WHS

$FWLRQ

 7XUQ WKH LJQLWLRQ 2))


 ,QVWDOO WKH 6FDQ 6FDQ WRRO
 :LWK WKH HQJLQH 2)) WXUQ WKH LJQLWLRQ VZLWFK WR
WKH 581 SRVLWLRQ
 6HOHFW 6WRUH )UHH]H )UDPH)DLOXUH 5HFRUGV
IURP WKH 'LDJQRVWLF 7URXEOH &RGHV ,QIRUPDWLRQ
PHQX
 6WRUH )UHH]H )UDPH)DLOXUH 5HFRUGV
 6HOHFW &OHDU '7& ,QIRUPDWLRQ IURP WKH 'LDJQRV
WLF 7URXEOH &RGHV ,QIRUPDWLRQ PHQX
 &OHDU '7& ,QIRUPDWLRQ
 3HUIRUP WZR YHKLFOH GULYH F\FOHV
 6HOHFW 5HTXHVW '7& E\ 6WDWXV IURP WKH 'LDJ
QRVWLF 7URXEOH &RGHV ,QIRUPDWLRQ PHQX
 5HTXHVW '7& E\ 6WDWXV
,V '7& 3 GLVSOD\HG"

9DOXH V

<HV

1R

*R WR 6WHS 

,QVSHFW WKH
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 FRQQHFWRU
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 VHQVRU
FRQQHFWRU & 
WUDQVPLVVLRQ IOXLG
WHPSHUDWXUH
7)7 VHQVRU
FRQQHFWRU DQG
WKH ZLULQJ
KDUQHVVHV IRU
VLJQV RI DQ
LQWHUPLWWHQW
FRQGLWLRQ 5HSDLU
DV QHFHVVDU\

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH WUDQVPLVVLRQ FRQWURO PRGXOH
7&0 FRQQHFWRU
 'LVFRQQHFW WKH HQJLQH FRQWURO PRGXOH (&0 -
UHG FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  %51
RI WKH 7&0 FRQQHFWRU DQG SLQ $ %51 RI WKH
(&0 - UHG FRQQHFWRU
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"

 RKPV
RU OHVV

*R WR 6WHS 

5HSDLU WKH FLUFXLW


DV QHFHVVDU\

0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  %51 RI


WKH 7&0 FRQQHFWRU DQG JURXQG
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"

 RKPV
RU OHVV

5HSDLU WKH
FLUFXLW DV
QHFHVVDU\

*R WR 6WHS 

 &RQQHFW WKH (&0 - UHG FRQQHFWRU


 6WDUW WKH HQJLQH
 0HDVXUH WKH YROWDJH DW SLQ  %51 RI WKH 7&0
FRQQHFWRU
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"

 YROWV

5HSODFH WKH
WUDQVPLVVLRQ
FRQWURO
PRGXOH
7&0 

5HSODFH WKH
SRZHUWUDLQ FRQWURO
PRGXOH 3&0 

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  

'7& 3 72548( &219(57(5 &/87&+ 7&& &,5&8,7 0$/)81&7,21


&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- 7KH WUDQVPLVVLRQ FRQWURO PRGXOH 7&0 GHWHFWV
WKDW WKH YROWDJH RI WKH WRUTXH FRQWURO OLQH LV JURXQG
OHYHO ZKHQ WKH 7&0 GRHVQW RXWSXW WKH WRUTXH
FRQWURO VLJQDO IRU  VHFRQGV FRQWLQXRXVO\
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH 7&0 LOOXPLQDWHV WKH SRZHU ODPS DIWHU D WULS
ZLWK D IDLOXUH UHSRUWHG
- WK JHDU LV KHOG LQ ' UDQJH
- WK JHDU LV KHOG LQ  UDQJH
- VW JHDU LV KHOG LQ / UDQJH

- 1R 7&& ORFNXS FRQWURO


- )XOO OLQH SUHVVXUH
&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&
- 7KH 7&0 WXUQV RII WKH SRZHU ODPS DIWHU D WULS
ZLWKRXW D IDLOXUH UHSRUWHG
- 7KH 6FDQ VFDQ WRRO FDQ FOHDU WKH '7& IURP
WKH 7&0 KLVWRU\
- 7KH 7&0 FOHDUV WKH '7& IURP WKH 7&0 KLVWRU\ LI LW
GHWHFWV WKDW WKH YROWDJH RI WKH WRUTXH FRQWURO OLQH LV
QRW JURXQG OHYHO ZKHQ WKH 7&0 GRHVQW RXWSXW WKH
WRUTXH FRQWURO VLJQDO IRU  VHFRQGV FRQWLQXRXVO\

'7& 3  7RUTXH &RQYHUWHU &OXWFK 7&& &LUFXLW 0DOIXQFWLRQ


6WHS

$FWLRQ

 7XUQ WKH LJQLWLRQ 2))


 ,QVWDOO WKH 6FDQ 6FDQ WRRO
 :LWK WKH HQJLQH 2)) WXUQ WKH LJQLWLRQ VZLWFK WR
WKH 581 SRVLWLRQ
 6HOHFW 6WRUH )UHH]H )UDPH)DLOXUH 5HFRUGV
IURP WKH 'LDJQRVWLF 7URXEOH &RGHV ,QIRUPDWLRQ
PHQX
 6WRUH )UHH]H )UDPH)DLOXUH 5HFRUGV
 6HOHFW &OHDU '7& ,QIRUPDWLRQ IURP WKH 'LDJQRV
WLF 7URXEOH &RGHV ,QIRUPDWLRQ PHQX
 &OHDU '7& ,QIRUPDWLRQ
 3HUIRUP RQH YHKLFOH GULYH F\FOH
,V WKH 32:(5 /DPS 21"

9DOXH V

<HV

1R

*R WR 6WHS 

,QVSHFW WKH
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 FRQQHFWRU
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 VHQVRU
FRQQHFWRU &
DQG WKH ZLULQJ
KDUQHVVHV IRU
VLJQV RI DQ
LQWHUPLWWHQW
FRQGLWLRQ 5HSDLU
DV QHFHVVDU\

*R WR 6WHS 

,QVSHFW WKH
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 FRQQHFWRU
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 VHQVRU
FRQQHFWRU &
DQG WKH ZLULQJ
KDUQHVVHV IRU
VLJQV RI DQ
LQWHUPLWWHQW
FRQGLWLRQ 5HSDLU
DV QHFHVVDU\

*R WR 6WHS 

5HSDLU WKH FLUFXLW


DV QHFHVVDU\

 6HOHFW 5HTXHVW '7& E\ 6WDWXV IURP WKH 'LDJ


QRVWLF 7URXEOH &RGHV ,QIRUPDWLRQ PHQX
 5HTXHVW '7& E\ 6WDWXV
,V '7& 3 GLVSOD\HG"


'$(:22 9 %/

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH WUDQVPLVVLRQ FRQWURO PRGXOH
7&0 FRQQHFWRU
 'LVFRQQHFW WKH HQJLQH FRQWURO PRGXOH (&0
EOXH FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  *5<
RI WKH 7&0 FRQQHFWRU DQG SLQ ) *5<1 RI WKH
(&0 EOXH FRQQHFWRU
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"

 RKPV
RU OHVV

$   $,6,1 /( $8720$7,& 75$16$;/(

'7& 3  72548( &219(57(5 &/87&+ 7&& &,5&8,7 0$/)81&7,21


6WHS

$FWLRQ

9DOXH V

<HV

1R

0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  *5< RI


WKH 7&0 FRQQHFWRU DQG JURXQG
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"

 RKPV
RU OHVV

5HSDLU WKH
FLUFXLW DV
QHFHVVDU\

*R WR 6WHS 

 &RQQHFW WKH (&0 EOXH FRQQHFWRU


 6WDUW WKH HQJLQH
 0HDVXUH WKH YROWDJH DW SLQ  *5< RI WKH 7&0
FRQQHFWRU
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"

 YROWV

5HSODFH WKH
WUDQVPLVVLRQ
FRQWURO
PRGXOH
7&0 

5HSODFH WKH
SRZHUWUDLQ FRQWURO
PRGXOH 3&0 

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  

'7& 3  ,17(51$/ 75$160,66,21 &21752/ 02'8/( 7&0 5$1'20


$&&(66 0(025< 5$0 &+(&.680 (5525
&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- 7KH WUDQVPLVVLRQ FRQWURO PRGXOH 7&0 GHWHFWV D
GLIIHUHQFH EHWZHHQ WKH FDOFXODWHG FKHFNVXP GDWD
DQG WKH UHDO FKHFNVXP GDWD
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH 7&0 LOOXPLQDWHV WKH PDOIXQFWLRQ LQGLFDWRU
ODPS 0,/ DIWHU WZR FRQVHFXWLYH WULSV ZLWK D IDLOXUH
UHSRUWHG

&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&


- 7KH 7&0 WXUQV RII WKH 0,/ DIWHU WKUHH FRQVHFXWLYH
WULSV ZLWKRXW D IDLOXUH UHSRUWHG
- 7KH 6FDQ VFDQ WRRO FDQ FOHDU WKH '7& IURP
WKH 7&0 KLVWRU\
- 7KH 7&0 FOHDUV WKH '7& IURP WKH 7&0 KLVWRU\ LI LW
GHWHFWV WKDW WKH FDOFXODWHG FKHFNVXP GDWD LV WKH
VDPH DV WKH UHDO FKHFNVXP GDWD

'7& 3  ,QWHUQDO 7UDQVPLVVLRQ &RQWURO 0RGXOH 7&0


5DQGRP $FFHVV 0HPRU\ 5$0 &KHFNVXP (UURU
6WHS

$FWLRQ

 7XUQ WKH LJQLWLRQ 2))


 ,QVWDOO WKH 6FDQ 6FDQ WRRO
 :LWK WKH HQJLQH 2)) WXUQ WKH LJQLWLRQ VZLWFK WR
WKH 581 SRVLWLRQ
 6HOHFW 6WRUH )UHH]H )UDPH)DLOXUH 5HFRUGV
IURP WKH 'LDJQRVWLF 7URXEOH &RGHV ,QIRUPDWLRQ
PHQX
 6WRUH )UHH]H )UDPH)DLOXUH 5HFRUGV
 6HOHFW &OHDU '7& ,QIRUPDWLRQ IURP WKH 'LDJQRV
WLF 7URXEOH &RGHV ,QIRUPDWLRQ PHQX
 &OHDU '7& ,QIRUPDWLRQ
 3HUIRUP WZR YHKLFOH GULYH F\FOHV
,V WKH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ 21"

'$(:22 9 %/

 6HOHFW 5HTXHVW '7& E\ 6WDWXV IURP WKH 'LDJ


QRVWLF 7URXEOH &RGHV ,QIRUPDWLRQ PHQX
 5HTXHVW '7& E\ 6WDWXV
,V '7& 3 GLVSOD\HG"

9DOXH V

<HV

1R

*R WR 6WHS 

,QVSHFW
7UDQVPLVVLRQ
&RQWURO 0RGXOH
7&0 ZLULQJ
KDUQHVV DQG
FRQQHFWRU IRU
VLJQV RI DQ
LQWHUPLWWHQW
FRQGLWLRQ 5HSDLU
DV QHFHVVDU\

5HSODFH WKH
7UDQVPLVVLRQ
&RQWURO
0RGXOH
7&0 

,QVSHFW
7UDQVPLVVLRQ
&RQWURO 0RGXOH
7&0 ZLULQJ
KDUQHVV DQG
FRQQHFWRU IRU
VLJQV RI DQ
LQWHUPLWWHQW
FRQGLWLRQ 5HSDLU
DV QHFHVVDU\

$   $,6,1 /( $8720$7,& 75$16$;/(

'7& 3  7+5277/( 326,7,21 73 6(1625 &,5&8,7 0$/)81&7,21


&RQGLWLRQV IRU 6HWWLQJ WKH '7&
- 7KH WUDQVPLVVLRQ FRQWURO PRGXOH 7&0 GHWHFWV D
PDOIXQFWLRQ RI WKH WKURWWOH SRVLWLRQ 73 VHQVRU
VLJQDO
- 1R 73 VHQVRU VLJQDO
- 73 VHQVRU GXW\ UDWLR LV OHVV WKDQ 
- 73 VHQVRU GXW\ UDWLR LV PRUH WKDQ 
- (QJLQH VSHHG LV JUHDWHU WKDQ  USP
$FWLRQ 7DNHQ :KHQ WKH '7& 6HWV
- 7KH 7&0 LOOXPLQDWHV WKH PDOIXQFWLRQ LQGLFDWRU
ODPS 0,/ DIWHU D WULS ZLWK D IDLOXUH UHSRUWHG
- WK JHDU LV KHOG LQ ' UDQJH

WK JHDU LV KHOG LQ  UDQJH


VW JHDU LV KHOG LQ / UDQJH
1R 7&& ORFNXS FRQWURO
)XOO OLQH SUHVVXUH

&RQGLWLRQV IRU &OHDULQJ WKH 0,/'7&


- 7KH 7&0 WXUQV RII WKH 0,/ DIWHU D WULS ZLWKRXW D
IDLOXUH UHSRUWHG
- 7KH 6FDQ VFDQ WRRO FDQ FOHDU WKH '7& IURP
WKH 7&0 KLVWRU\
- 7KH 7&0 FOHDUV WKH '7& IURP WKH 7&0 KLVWRU\ LI LW
GHWHFWV WKDW WKH 73 VHQVRU GXW\ UDWLR LV EHWZHHQ
 DQG  IRU  VHFRQGV FRQWLQXRXVO\

'7& 3  7KURWWOH 3RVLWLRQ 73 6HQVRU &LUFXLW 0DOIXQFWLRQ


6WHS

$FWLRQ
 7XUQ WKH LJQLWLRQ 2))
 ,QVWDOO WKH 6FDQ 6FDQ WRRO
 :LWK WKH HQJLQH 2)) WXUQ WKH LJQLWLRQ VZLWFK WR
WKH 581 SRVLWLRQ
 6HOHFW 6WRUH )UHH]H )UDPH)DLOXUH 5HFRUGV
IURP WKH 'LDJQRVWLF 7URXEOH &RGHV ,QIRUPDWLRQ
PHQX
 6WRUH )UHH]H )UDPH)DLOXUH 5HFRUGV
 6HOHFW &OHDU '7& ,QIRUPDWLRQ IURP WKH 'LDJQRV
WLF 7URXEOH &RGHV ,QIRUPDWLRQ PHQX
 &OHDU '7& ,QIRUPDWLRQ
 3HUIRUP RQH YHKLFOH GULYH F\FOH
,V WKH 0DOIXQFWLRQ ,QGLFDWRU /DPS 0,/ 21"

9DOXH V

<HV

1R

*R WR 6WHS 

,QVSHFW WKH
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 FRQQHFWRU
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 VHQVRU
FRQQHFWRU & 
WUDQVPLVVLRQ IOXLG
WHPSHUDWXUH
7)7 VHQVRU
FRQQHFWRU DQG
WKH ZLULQJ
KDUQHVVHV IRU
VLJQV RI DQ
LQWHUPLWWHQW
FRQGLWLRQ 5HSDLU
DV QHFHVVDU\

*R WR 6WHS 

,QVSHFW WKH
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 FRQQHFWRU
WUDQVPLVVLRQ
FRQWURO PRGXOH
7&0 VHQVRU
FRQQHFWRU & 
WUDQVPLVVLRQ IOXLG
WHPSHUDWXUH
7)7 VHQVRU
FRQQHFWRU DQG
WKH ZLULQJ
KDUQHVVHV IRU
VLJQV RI DQ
LQWHUPLWWHQW
FRQGLWLRQ 5HSDLU
DV QHFHVVDU\

 6HOHFW 5HTXHVW '7& E\ 6WDWXV IURP WKH 'LDJ


QRVWLF 7URXEOH &RGHV ,QIRUPDWLRQ PHQX
 5HTXHVW '7& E\ 6WDWXV
,V '7& 3 GLVSOD\HG"

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


'7& 3  7KURWWOH 3RVLWLRQ 73 6HQVRU &LUFXLW 0DOIXQFWLRQ
6WHS

$FWLRQ

9DOXH V

<HV

1R

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH WUDQVPLVVLRQ FRQWURO PRGXOH
7&0 FRQQHFWRU
 'LVFRQQHFW WKH HQJLQH FRQWURO PRGXOH (&0 -
UHG FRQQHFWRU
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ  /7
*51 RI WKH 7&0 FRQQHFWRU DQG SLQ $ /7
*51 RI WKH (&0 - UHG FRQQHFWRU
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"

 RKPV
RU OHVV

*R WR 6WHS 

5HSDLU WKH FLUFXLW


DV QHFHVVDU\

0HDVXUH WKH UHVLVWDQFH EHWZHHQ SLQ 


/7 *51 RI WKH 7&0 FRQQHFWRU DQG JURXQG
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"

 RKPV
RU OHVV

5HSDLU WKH
FLUFXLW DV
QHFHVVDU\

*R WR 6WHS 

 YROWV

5HSODFH WKH
WUDQVPLVVLRQ
FRQWURO
PRGXOH
7&0 

5HSODFH WKH
SRZHUWUDLQ FRQWURO
PRGXOH 3&0 

'$(:22 9 %/

 &RQQHFW WKH (&0 - UHG FRQQHFWRU


 6WDUW WKH HQJLQH
 0HDVXUH WKH YROWDJH DW SLQ  /7 *51 RI WKH
7&0 FRQQHFWRU
,V WKH PHDVXUHPHQW ZLWKLQ WKH VSHFLILHG YDOXH"

$   $,6,1 /( $8720$7,& 75$16$;/(

0$,17(1$1&( $1' 5(3$,5


219(+,&/( 6(59,&(

75$16$;/( )/8,' /(9(/


&+(&.,1* 352&('85(

&$$

1RWLFH &KHFN WKH IOXLG OHYHO ZKHQ WKH WUDQVD[OH


WHPSHUDWXUH LV DERYH G& G) 
1RWLFH 'XULQJ WKH IOXLG OHYHO FKHFN WKH VHOHFWRU OHYHU
PXVW EH LQ SRVLWLRQ 3
1RWLFH :KHQ DGGLQJ IOXLG RU PDNLQJ D FRPSOHWH IOXLG
FKDQJH DOZD\V XVH 727$/ )/8,' +; )DLOXUH WR XVH
WKH SURSHU IOXLG ZLOO FDXVH KRVH DQG VHDO GDPDJH DQG
IOXLG OHDNV
 0DNH VXUH WKH YHKLFOH LV OHYHO
 5HPRYH WKH WUDQVD[OH IOXLG GLSVWLFN DQG FKHFN WKH
WUDQVD[OH IOXLG OHYHO
 7KH FRUUHFW IOXLG OHYHO PXVW EH EHWZHHQ WKH 0,1 DQG
WKH 0$; QRWFKHV RQ WKH GLSVWLFN
 ,I WKH IOXLG OHYHO LV EHORZ WKH 0,1 QRWFK DGG WUDQVD[OH
IOXLG WKURXJK WKH IOXLG ILOOHU WXEH DQG FKHFN IRU OHDNV LQ
WKH WUDQVD[OH

 ,I WKH IOXLG LV DERYH WKH 0$; QRWFK WKH WUDQVD[OH LV


RYHUILOOHG 'UDLQ VRPH RI WKH IOXLG WKURXJK WKH IOXLG
SDQ GUDLQ SOXJ &KHFN WKH WUDQVD[OH IOXLG OHYHO

)/8,' '5$,1 352&('85(


'UDLQLQJ 3URFHGXUH
 5DLVH DQG VXSSRUW WKH YHKLFOH 5HIHU WR 9HKLFOH
6HFWLRQ
2%
*HQHUDO
/LIWLQJ
3URFHGXUHV
,QIRUPDWLRQ
 3ODFH D VXLWDEOH IOXLG GUDLQDJH FRQWDLQHU XQGHU WKH
WUDQVD[OH
 5HPRYH WKH IOXLG GUDLQ SOXJ $OORZ WKH IOXLG WR GUDLQ
FRPSOHWHO\
 &OHDQ WKH GUDLQ SOXJ WKUHDGV
 ,QVWDOO WKH IOXLG GUDLQ SOXJ
&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


7LJKWHQ

)LOOLQJ 3URFHGXUH

7RUTXH WKH IOXLG GUDLQ SOXJ WR  1:P  OEIW 

 5HPRYH WKH GUDLQDJH FRQWDLQHU DQG ORZHU WKH


YHKLFOH
 $GG WKUHHIRXUWKV RI WKH UHFRPPHQGHG DPRXQW RI
727$/ )/8,' +;
 6WDUW WKH HQJLQH DQG DOORZ LW WR UHDFK QRUPDO
RSHUDWLQJ WHPSHUDWXUH
6KLIW WKH JHDU VHOHFWRU WKURXJK DOO SRVLWLRQV
 &KHFN WKH IOXLG OHYHO DQG DGG IOXLG LQ  OLWHU 
TXDUW LQFUHPHQWV XQWLO WKH GLSVWLFN LQGLFDWHV D VDIH
OHYHO

&$$

&$6( 32526,7< 5(3$,5


 'HWHUPLQH WKH OHDN DUHD 5HIHU WR /RFDWLQJ )OXLG
/HDNV LQ WKLV VHFWLRQ
 &OHDQ WKH OHDN DUHD ZLWK WKH VROYHQW $LU GU\
&DXWLRQ (SR[\ FHPHQW PD\ FDXVH VNLQ LUULWDWLRQV
DQG H\H GDPDJH 5HDG DQG IROORZ DOO LQIRUPDWLRQ RQ
WKH FRQWDLQHU ODEHO DV SURYLGHG E\ WKH PDQXIDFWXUHU
 0L[ D VXIILFLHQW DPRXQW RI HSR[\ FHPHQW IROORZLQJ WKH
PDQXIDFWXUHUV UHFRPPHQGDWLRQV
 :KLOH WKH WUDQVD[OH FDVH LV KRW DSSO\ HSR[\ FHPHQW
ZLWK D FOHDQ GU\ VROGHULQJ DFLG EUXVK
 $OORZ WKH HSR[\ FHPHQW WR GU\ IRU  KRXUV EHIRUH
VWDUWLQJ WKH HQJLQH

)/8,' &22/(5 )/86+,1*


)OXVKLQJ 3URFHGXUH
 'UDLQ WKH IOXLG IURP WKH WUDQVD[OH DQG
WUDQVD[OH ZLWK QHZ WUDQVD[OH IOXLG 5HIHU
'UDLQ 3URFHGXUH LQ WKLV VHFWLRQ
 /HW WKH HQJLQH LGOH IRU  PLQXWHV
 'UDLQ WKH IOXLG IURP WKH WUDQVD[OH DQG
WUDQVD[OH ZLWK QHZ WUDQVD[OH IOXLG 5HIHU
'UDLQ 3URFHGXUH LQ WKLV VHFWLRQ

'$(:22 9 %/

UHILOO WKH
WR )OXLG

UHILOO WKH
WR )OXLG

$   $,6,1 /( $8720$7,& 75$16$;/(

6+,)7 &21752/ /(9(5


5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH ULJKW DQG WKH OHIW IURQW ORZHU WULP SDQHOV
WKH VKLIW FRQWURO SDQHO DQG WKH IORRU FRQVROH 5HIHU WR
6HFWLRQ * ,QWHULRU 7ULP
 5HPRYH WKH WUDQVPLVVLRQ UDQJH 75 VZLWFK
 5HPRYH WKH QXWV IURP WKH VKLIW FRQWURO FDEOH
PRXQWLQJ EUDFNHW DW WKH IURQW RI WKH VKLIW FRQWURO
DVVHPEO\

%$

 /RRVHQ WKH QXW RQ WKH VKLIW FRQWURO FDEOH DGMXVWHU


SLQFK EROW

%$

 6OLGH WKH VKLIW FRQWURO FDEOH RXW RI WKH VKLIW FRQWURO


FDEOH DGMXVWHU DQG UHPRYH WKH SLQFK EROW

%$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 5HPRYH WKH EROW IURP WKH ERWWRP RI WKH VKLIW FRQWURO
OHYHU

%$

 7LOW WKH VKLIW FRQWURO OHYHU WR WKH OHIW VLGH DQG UHPRYH
WKH VSULQJORDGHG GHWHQW EDOO

%$

 5HPRYH WKH VKLIW FRQWURO OHYHU E\ SUHVVLQJ WKH ORFN


UHOHDVH EXWWRQ ZKLOH SLYRWLQJ WKH ERWWRP RI WKH VKLIW
FRQWURO OHYHU WRZDUG WKH IURQW RI WKH YHKLFOH

%$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 6OLGH WKH GHWHQW VSULQJ RXW RI WKH VKLIW FRQWURO OHYHU

%$

 5HPRYH WKH EROWV KROGLQJ WKH VKLIW FRQWURO DVVHPEO\


WR WKH IORRU SDQHO
 5HPRYH WKH VKLIW FRQWURO DVVHPEO\

%$

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH VKLIW FRQWURO DVVHPEO\ LQ WKH IORRU SDQHO ZLWK
WKH EROWV

%$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 ,QVWDOO WKH GHWHQW VSULQJ LQWR WKH VKLIW FRQWURO OHYHU

%$

 ,QVWDOO WKH VKLIW FRQWURO OHYHU E\ SUHVVLQJ WKH ORFN


UHOHDVH EXWWRQ ZKLOH SLYRWLQJ WKH ERWWRP RI WKH VKLIW
FRQWURO OHYHU WRZDUG WKH UHDU RI WKH YHKLFOH

%$

 7LOW WKH VKLIW FRQWURO OHYHU WR WKH OHIW DQG LQVWDOO WKH
GHWHQW EDOO

%$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 ,QVWDOO WKH EROW LQ WKH ERWWRP RI WKH VKLIW FRQWURO OHYHU

%$

 ,QVHUW WKH VKLIW FRQWURO FDEOH DGMXVWHU SLQFK EROW LQWR


WKH VKLIW FRQWURO DVVHPEO\ DQG VOLGH WKH VKLIW FRQWURO
FDEOH LQ WR WKH VKLIW FRQWURO FDEOH DGMXVWHU

%$

 $WWDFK WKH VKLIW FRQWURO FDEOH PRXQWLQJ EUDFNHW WR WKH


VKLIW FRQWURO DVVHPEO\ ZLWK WKH QXWV

7LJKWHQ
7LJKWHQ WKH VKLIW FRQWURO FDEOH PRXQWLQJ EUDFNHW QXWV
WR  1:P  OELQ 

%$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 ,QVWDOO WKH QXW RQ WKH VKLIW FRQWURO FDEOH DGMXVWHU SLQFK
EROW 5HIHU WR &RQWURO &DEOH $GMXVWPHQW LQ WKLV
VHFWLRQ

7LJKWHQ
7LJKWHQ WKH VKLIW FRQWURO FDEOH DGMXVWHU SLQFK EROW QXW
WR  1:P  OELQ 

%$

1RWLFH 0DNH VXUH WKH VORW LQ WKH 75 VZLWFK LV DOO WKH


ZD\ IRUZDUG DQG WKH VKLIW FRQWURO OHYHU LV LQ WKH 3
SRVLWLRQ )DLOXUH WR GR VR PD\ GDPDJH WKH 75 VZLWFK
DQG SURGXFH D IDOVH JHDU LQGLFDWLRQ
 ,QVWDOO WKH 75 VZLWFK RQ WKH VKLIW FRQWURO DVVHPEO\
 ,QVWDOO WKH IORRU FRQVROH WKH VKLIW FRQWURO SDQHO DQG
WKH ULJKW DQG WKH OHIW IURQW ORZHU WULP SDQHOV 5HIHU WR
6HFWLRQ * ,QWHULRU 7ULP
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&$

6+,)7 &21752/ &$%/(


5HPRYDO 3URFHGXUH
 5HPRYH WKH EDWWHU\ DQG WKH EDWWHU\ WUD\ 5HIHU WR
6HFWLRQ ( (QJLQH (OHFWULFDO
 5HPRYH WKH UHWDLQLQJ FOLS RQ WKH SDUNQHXWUDO SRVLWLRQ
VZLWFK 313 VZLWFK 

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 5HPRYH WKH FOLS RQ WKH WUDQVD[OH FDVH EUDFNHW
 5HPRYH WKH VKLIW FRQWURO FDEOH IURP WKH WUDQVD[OH
FDVH EUDFNHW
 5HPRYH WKH WULP SDQHO IURP WKH IORRU FRQVROH 5HIHU
WR 6HFWLRQ * ,QWHULRU 7ULP

&$$

 /RRVHQ WKH SLQFK EROW RQ WKH VKLIW FRQWURO OHYHU

&$$

 5HPRYH WKH VKLIW FRQWURO FDEOH IURP WKH VKLIW FRQWURO


DVVHPEO\ E\ KROGLQJ RQH QXW ZLWK D ZUHQFK ZKLOH
ORRVHQLQJ WKH RWKHU ZLWK D ZUHQFK

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 3XOO WKH VKLIW FRQWURO FDEOH WKURXJK WKH ILUHZDOO DORQJ
ZLWK WKH JURPPHW IURP EHQHDWK WKH YHKLFOH

&$$

,QVWDOODWLRQ 3URFHGXUH
 3XVK WKH VKLIW FRQWURO FDEOH WKURXJK WKH ILUHZDOO LQWR
WKH SDVVHQJHU FRPSDUWPHQW 6HDW WKH UXEEHU
JURPPHW LQ WKH ILUHZDOO +LQW XVH IRDPLQJ JODVV
FOHDQHU WR HDVH LQVWDOODWLRQ 
 0RYH WKH WUDQVD[OH VKLIW OHYHU WR WKH SDUN SRVLWLRQ
WKHQ LQVWDOO WKH VKLIW FRQWURO FDEOH LQWR WKH WUDQVD[OH
PRXQW EUDFNHW

&$$

 ,QVWDOO WKH FOLS RQWR WKH VKLIW FRQWURO FDEOH DW WKH


WUDQVD[OH PRXQW EUDFNHW
 6QDS WKH VKLIW FRQWURO FDEOH RQWR WKH WUDQVD[OH VKLIW
FRQWURO OHYHU

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 ,QVWDOO WKH UHWDLQLQJ FOLS RQWR WKH WUDQVD[OH VKLIW FRQWURO
OHYHU

&$$

 0RYH WKH VKLIWHU IRUZDUG XQWLO LW FRQWDFWV WKH VWRS


WKHQ LQVWDOO WKH VKLIW FRQWURO FDEOH DW WKH VHOHFWRU LQ WKH
YHKLFOH

7LJKWHQ
7LJKWHQ WKH VKLIW FRQWURO FDEOH DWWDFKPHQW QXW WR 
1:P  OELQ 
 ,QVHUW WKH VKLIW FRQWURO FDEOH LQWR WKH FRQQHFWLQJ VORW
RQ WKH VKLIW FRQWURO OHYHU DQG VHFXUH LW ZLWK WKH SLQFK
EROW DQG WKH QXW

7LJKWHQ

&$$

7LJKWHQ WKH VKLIW FRQWURO FDEOH DGMXVWPHQW SLQFK EROW


QXW WR  1:P  OELQ 
 ,QVWDOO WKH IORRU FRQVROH WULP SDQHO 5HIHU WR 6HFWLRQ
* ,QWHULRU 7ULP
 ,QVWDOO WKH EDWWHU\ WUD\ DQG WKH EDWWHU\ 5HIHU WR
6HFWLRQ ( (QJLQH (OHFWULFDO

&21752/ &$%/( $'-8670(17


$GMXVWPHQW 3URFHGXUH
7KH YDULRXV VKLIW FRQWURO FDEOH SRVLWLRQV PXVW PDWFK DW
WKH VKLIW FRQWURO OHYHU LQ WKH YHKLFOH DQG DW WKH VHOHFWRU
OHYHU RQ WKH WUDQVD[OH WR SURYLGH SURSHU WUDQVD[OH
VKLIWLQJ
3ODFH WKH VKLIW FRQWURO OHYHU LQ WKH 3$5. SRVLWLRQ DQG
FKHFN WKH VHOHFWRU OHYHU FRQQHFWLRQ WR YHULI\ WKDW LW LV LQ
WKH IRUZDUG PRVW SRVLWLRQ ,I LW LV QRW WKH IROORZLQJ
DGMXVWPHQW PXVW EH SHUIRUPHG
 3ODFH WKH VKLIW FRQWURO OHYHU LQ WKH 3$5. SRVLWLRQ
 5HPRYH WKH WULP SDQHO IURP WKH IORRU FRQVROH 5HIHU
WR 6HFWLRQ * ,QWHULRU 7ULP

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 /RRVHQ WKH SLQFK EROW QXW RQ WKH VKLIW FRQWURO OHYHU
 0RYH WKH WUDQVD[OH VKLIW OHYHU IRUZDUG WRZDUG WKH
IURQW RI WKH YHKLFOH
 9HULI\ WKDW WKH VKLIWHU LV LQ WKH 3$5. SRVLWLRQ WKHQ
WLJKWHQ WKH VKLIW FRQWURO FDEOH DGMXVWHU SLQFK EROW DQG
QXW

7LJKWHQ
7LJKWHQ WKH VKLIW FRQWURO FDEOH DGMXVWHU SLQFK EROW QXW
WR  1:P  OELQ 
 ,QVWDOO WKH IORRU FRQVROH WULP SDQHO 5HIHU WR 6HFWLRQ
* ,QWHULRU 7ULP

&$$

3$5.1(875$/ 326,7,21 313


6:,7&+
5HPRYDO 3URFHGXUH
 5HPRYH WKH EDWWHU\ DQG EDWWHU\ WUD\ 5HIHU WR 6HFWLRQ
( (QJLQH (OHFWULFDO
 'LVFRQQHFW WKH SDUNQHXWUDO SRVLWLRQ 313 VZLWFK
HOHFWULFDO FRQQHFWRU IURP WKH ZLULQJ KDUQHVV

&$$

 5HPRYH WKH QXW UHWDLQLQJ WKH VKLIW FRQWURO FDEOH


OLQNDJH WR WKH 313 VZLWFK DQG WKH QXW UHWDLQLQJ WKH
IOXLG ILOOHU WXEH WR WKH 313 VZLWFK VWXG EROW

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 5HPRYH WKH EROW QXW DQG ZDVKHU DQG VWXG EROW
UHWDLQLQJ WKH 313 VZLWFK WR WKH WUDQVD[OH FDVH WKHQ
UHPRYH WKH 313 VZLWFK

&$$

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH SDUNQHXWUDO SRVLWLRQ 313 VZLWFK WKHQ
LQVWDOO WKH VWXG EROW EROW DQG QXW DQG ZDVKHU KDQG
WLJKW

7LJKWHQ
7LJKWHQ WKH UHWDLQLQJ QXW WR  1:P  OEIW 
 3ODFH WKH VKLIW FRQWURO OHYHU LQ WKH 1HXWUDO 1
SRVLWLRQ

&$$

 $OLJQ WKH QHXWUDO EDVLF OLQH RQ WKH 313 VZLWFK ZLWK WKH
IODW RQ WKH PDQXDO GHWHQW OHYHU

7LJKWHQ
7LJKWHQ WKH VWXG EROW WR  1:P  OEIW 
7LJKWHQ WKH EROW WR  1:P  OEIW 

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 3RVLWLRQ WKH IOXLG ILOOHU WXEH EUDFNHW RQ WKH VWXG EROW
DQG WKH VKLIW FRQWURO FDEOH OLQNDJH RQ WKH PDQXDO
GHWHQW OHYHU VWXG ,QVWDOO WKH VKLIW FRQWURO FDEOH OLQNDJH
DQG IOXLG ILOOHU WXEH EUDFNHW UHWDLQLQJ QXWV

7LJKWHQ
7LJKWHQ WKH VKLIW FRQWURO FDEOH OLQNDJH UHWDLQLQJ QXW
WR  1:P  OEIW 
7LJKWHQ WKH IOXLG ILOOHU WXEH EUDFNHW UHWDLQLQJ QXW WR 
1:P  OEIW 

&$$

 &RQQHFW WKH 313 VZLWFK HOHFWULFDO FRQQHFWRU WR WKH


ZLULQJ KDUQHVV
 ,QVWDOO WKH EDWWHU\ DQG EDWWHU\ WUD\ 5HIHU WR 6HFWLRQ
( (QJLQH (OHFWULFDO

&$$

%5$.( 75$16$;/( 6+,)7


,17(5/2&.
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH FHQWHU FRQVROH 5HIHU WR 6HFWLRQ *
,QWHULRU 7ULP
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU IURP WKH VKLIW
LQWHUORFN VROHQRLG
 5HPRYH WKH VKLIW LQWHUORFN VROHQRLG EROWV DQG WKH VKLIW
LQWHUORFN VROHQRLG

&$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


,QVWDOODWLRQ SURFHGXUH
 ,QVWDOO WKH VKLIW LQWHUORFN VROHQRLG DQG WKH VKLIW
LQWHUORFN VROHQRLG EROWV

7LJKWHQ
7LJKWHQ WKH VKLIW LQWHUORFN VROHQRLG EROWV WR  1:P
 OELQ 
 &RQQHFW WKH HOHFWULFDO FRQQHFWRU WR WKH VKLIW LQWHUORFN
VROHQRLG
 ,QVWDOO WKH FHQWHU FRQVROH 5HIHU WR 6HFWLRQ *
,QWHULRU 7ULP
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&$

.(< ,17(5/2&.
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH XSSHU DQG WKH ORZHU VWHHULQJ FROXPQ
FRYHU SDQHOV 5HIHU WR 6HFWLRQ ( 6WHHULQJ :KHHO
DQG &ROXPQ
1RWLFH %H FDUHIXO ZKHQ UHPRYLQJ WKH NH\ LQWHUORFN
VROHQRLG 7KHUH LV D SOXQJHU ZLWK D VSULQJ DWWDFKHG WKDW
FDQ EHFRPH HDVLO\ ORVW
 'LVFRQQHFW WKH NH\ LQWHUORFN VROHQRLG HOHFWULFDO
FRQQHFWRU DQG UHPRYH WKH NH\ LQWHUORFN VROHQRLG
VFUHZV DQG WKH NH\ LQWHUORFN VROHQRLG

%$

 5HPRYH WKH NH\ LQWHUORFN XQLW ,W LV ORFDWHG WR WKH OHIW


RI WKH VWHHULQJ FROXPQ EHKLQG WKH GULYHU NQHH
EROVWHU

%$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH NH\ LQWHUORFN XQLW

%$

 3ODFH WKH VSULQJ DQG WKH SOXQJHU RQ WKH NH\ LQWHUORFN


VROHQRLG

$$

 ,QVWDOO WKH NH\ LQWHUORFN VROHQRLG DQG WKH VROHQRLG


VFUHZV

7LJKWHQ
7LJKWHQ WKH NH\ LQWHUORFN VROHQRLG VFUHZV WR  1:P
 OELQ 
 ,QVWDOO WKH XSSHU DQG WKH ORZHU VWHHULQJ FROXPQ FRYHU
SDQHOV 5HIHU WR 6HFWLRQ ( 6WHHULQJ :KHHO DQG
&ROXPQ
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

%$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(

)/8,' ),//(5 78%(


5HPRYDO 3URFHGXUH
 5HPRYH WKH WUDQVD[OH RLO GLSVWLFN

&$$

 5HPRYH WKH IOXLG ILOOHU WXEH QXW IURP WKH SDUNQHXWUDO


SRVLWLRQ 313 VZLWFK VWXG
 *UDVS WKH ERG\ RI WKH IOXLG ILOOHU WXEH WKHQ SXOO LW RXW RI
WKH WUDQVD[OH FDVH

,QVWDOODWLRQ 3URFHGXUH





,QVWDOO D QHZ 2ULQJ RQ WKH IOXLG ILOOHU WXEH


/XEULFDWH WKH 2ULQJ ZLWK 727$/ )/8,' +;
,QVWDOO WKH IOXLG ILOOHU WXEH LQWR WKH WUDQVD[OH FDVH
,QVWDOO WKH IOXLG ILOOHU WXEH QXW RQ WKH VWXG RQ WKH 313
VZLWFK

7LJKWHQ
7LJKWHQ WKH IOXLG ILOOHU WXEH QXW WR  1:P  OEIW 

&$$

9(+,&/( 63((' 6(1625 966


5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'LVFRQQHFW WKH YHKLFOH VSHHG VHQVRU 966 HOHFWULFDO
FRQQHFWRU

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 5HPRYH WKH 966 UHWDLQLQJ EROW WKHQ WKH 966
 5HPRYH DQG GLVFDUG WKH 2ULQJ IURP WKH 966

&$$

,QVWDOODWLRQ 3URFHGXUH
1RWLFH /XEULFDWH WKH 2ULQJ ZLWK 727$/ )/8,' +;
 ,QVWDOO D QHZ 2ULQJ RQWR WKH YHKLFOH VSHHG VHQVRU
966 
 ,QVWDOO WKH 966 LQWR WKH WUDQVD[OH FDVH WKHQ LQVWDOO WKH
UHWDLQLQJ EROW

7LJKWHQ
7LJKWHQ WKH UHWDLQLQJ EROW WR  1:P  OELQ 

&$$

 &RQQHFW WKH 966 HOHFWULFDO FRQQHFWRU


 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(

,1387 6+$)7 63((' ,66 6(1625


5HPRYDO 3URFHGXUH
 5HPRYH WKH WUDQVD[OH OHIW EUDFNHW 5HIHU WR
7UDQVD[OH /HIW %UDFNHW LQ WKLV VHFWLRQ
 'LVFRQQHFW WKH LQSXW VKDIW VSHHG ,66 VHQVRU
HOHFWULFDO FRQQHFWRU

&$$

 8VLQJ WKH DSSURSULDWH 7RU[] IDVWHQHU WRRO UHPRYH WKH


,66 VHQVRU UHWDLQLQJ EROW WKHQ JUDVS WKH ERG\ RI WKH
,66 VHQVRU DQG UHPRYH LW IURP WKH WUDQVD[OH

&$$

,QVWDOODWLRQ 3URFHGXUH
1RWLFH /XEULFDWH WKH 2ULQJ ZLWK 727$/ )/8,' +;
 ,QVWDOO D QHZ 2ULQJ RQ WKH ,66 VHQVRU
 ,QVWDOO WKH ,66 VHQVRU DQG UHWDLQLQJ EROW LQWR WKH
WUDQVD[OH FDVH

7LJKWHQ
7LJKWHQ WKH ,66 VHQVRU UHWDLQLQJ EROW WR  1:P
 OELQ 

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 &RQQHFW WKH ,66 VHQVRU HOHFWULFDO FRQQHFWRU
 ,QVWDOO WKH WUDQVD[OH OHIW EUDFNHW 5HIHU WR 7UDQVD[OH
/HIW %UDFNHW LQ WKLV VHFWLRQ

&$$

287387 6+$)7 63((' 266


6(1625
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH RXWSXW VKDIW VSHHG 266 VHQVRU
HOHFWULFDO FRQQHFWRU

&$$

 8VLQJ WKH DSSURSULDWH 7RU[] IDVWHQHU WRRO UHPRYH WKH


266 VHQVRU UHWDLQLQJ EROW WKHQ JUDVS WKH ERG\ RI WKH
266 VHQVRU DQG UHPRYH LW IURP WKH WUDQVD[OH

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


,QVWDOODWLRQ 3URFHGXUH
1RWLFH /XEULFDWH WKH 2ULQJ ZLWK 727$/ )/8,' +;
 ,QVWDOO D QHZ 2ULQJ RQ WKH RXWSXW VKDIW VSHHG 266
VHQVRU
 ,QVWDOO WKH 266 VHQVRU DQG UHWDLQLQJ EROW LQWR WKH
WUDQVD[OH FDVH

7LJKWHQ
7LJKWHQ WKH 266 VHQVRU UHWDLQLQJ EROW WR  1:P
 OELQ 

&$$

 &RQQHFW WKH 266 VHQVRU HOHFWULFDO FRQQHFWRU

&$$

75$160,66,21 )/8,'
7(03(5$785( 7)7 6(1625
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH WUDQVPLVVLRQ IOXLG WHPSHUDWXUH 7)7
VHQVRU HOHFWULFDO FRQQHFWRU
 5DLVH DQG VXSSRUW WKH YHKLFOH 5HIHU WR 6HFWLRQ 2%
*HQHUDO ,QIRUPDWLRQ
 'UDLQ WKH WUDQVD[OH IOXLG 5HIHU WR )OXLG 'UDLQ
3URFHGXUH LQ WKLV VHFWLRQ

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 5HPRYH WKH HQJLQH XQGHUFRYHU

&$$

 5HPRYH WKH QXW DQG EROW IURP WKH 7)7 VHQVRU


SURWHFWRU EUDFNHW WKHQ UHPRYH WKH EUDFNHW

&$$

1RWLFH 'LVFDUG WKH 7)7 VHQVRU 2ULQJ


 5HPRYH WKH 7)7 VHQVRU

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


,QVWDOODWLRQ 3URFHGXUH
1RWLFH /XEULFDWH WKH 7)7 VHQVRU 2ULQJ ZLWK 727$/
)/8,' +;
 ,QVWDOO D QHZ 2ULQJ RQ WKH WUDQVPLVVLRQ IOXLG
WHPSHUDWXUH 7)7 VHQVRU
 ,QVWDOO WKH 7)7 LQWR WKH WUDQVD[OH FDVH KDQG WLJKW

7LJKWHQ
7LJKWHQ WKH 7)7 VHQVRU WR  1:P  OELQ 
 ,QVWDOO WKH 7)7 VHQVRU SURWHFWRU DQG QXW DQG EROW

7LJKWHQ
7LJKWHQ WKH QXW DQG EROW WR  1:P  OEIW 

&$$

 ,QVWDOO WKH HQJLQH XQGHUFRYHU


 /RZHU WKH YHKLFOH

&$$

 &RQQHFW WKH 7)7 VHQVRU HOHFWULFDO FRQQHFWRU


 5HILOO WKH WUDQVD[OH 5HIHU WR )OXLG 'UDLQ 3URFHGXUH
LQ WKLV VHFWLRQ

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  

9$/9( %2'< 62/(12,'6


5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5DLVH DQG VXSSRUW WKH YHKLFOH 5HIHU WR 6HFWLRQ %
*HQHUDO ,QIRUPDWLRQ
 'UDLQ WKH WUDQVD[OH IOXLG 5HIHU WR )OXLG 'UDLQ
3URFHGXUH LQ WKLV VHFWLRQ
 5HPRYH WKH HQJLQH XQGHU FRYHU

&$$

 5HPRYH WKH QXW DQG EROW IURP WKH WUDQVPLVVLRQ IOXLG


WHPSHUDWXUH 7)7 VHQVRU SURWHFWRU EUDFNHW WKHQ
UHPRYH WKH EUDFNHW

&$$

 'LVFRQQHFW WKH IOXLG FRROHU SLSHV DW WKH YDOYH ERG\


FRYHU DQG DOORZ WKH IOXLG WR GUDLQ WKHQ SRVLWLRQ WKH
SLSHV DVLGH

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 5HPRYH WKH HLJKW EROWV IURP WKH YDOYH ERG\ FRYHU
WKHQ UHPRYH WKH FRYHU

&$$

 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRUV IURP VKLIW


VROHQRLG  66  VKLIW VROHQRLG  66  WKH OLQHDU
VROHQRLG DQG WKH ORFNXS VROHQRLG

&$$

1RWLFH 'LVFDUG WKH 66 2ULQJ


 5HPRYH WKH UHWDLQLQJ EROW FODPS DQG 66
1RWLFH 'LVFDUG WKH 66 2ULQJ
 5HPRYH WKH UHWDLQLQJ EROW DQG 66
 5HPRYH WKH YDOYH ERG\ EROW ORFDWHG WR WKH OHIW RI WKH
OLQHDU VROHQRLG
1RWLFH 'LVFDUG WKH OLQHDU VROHQRLG 2ULQJ
 5HPRYH WKH UHWDLQLQJ EROW DQG WKH OLQHDU VROHQRLG
1RWLFH 'LVFDUG WKH ORFNXS VROHQRLG 2ULQJ
 5HPRYH WKH UHWDLQLQJ EROW DQG WKH ORFNXS VROHQRLG

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


,QVWDOODWLRQ 3URFHGXUH
1RWLFH /XEULFDWH WKH 66 66 OLQHDU VROHQRLG DQG
ORFNXS VROHQRLG 2ULQJV ZLWK 727$/ )/8,' +;
 ,QVWDOO QHZ 2ULQJV RQ VKLIW VROHQRLG  66  VKLIW
VROHQRLG  66  WKH OLQHDU VROHQRLG DQG WKH ORFNXS
VROHQRLG
 ,QVWDOO 66 66 WKH OLQHDU VROHQRLG DQG WKH ORFNXS
VROHQRLG LQWR WKH YDOYH ERG\ WKHQ LQVWDOO WKH VROHQRLG
UHWDLQLQJ EROWV DQG FODPS DQG WKH YDOYH ERG\ EROW

7LJKWHQ

7LJKWHQ WKH 66 66 WKH OLQHDU VROHQRLG DQG WKH


ORFNXS VROHQRLG UHWDLQLQJ EROWV WR  1:P 
OELQ 
7LJKWHQ WKH YDOYH ERG\ EROW WR  1:P  OELQ 

&$$

 &RQQHFW WKH 66 66 WKH OLQHDU VROHQRLG DQG WKH


ORFNXS VROHQRLG HOHFWULFDO FRQQHFWRUV

&$$

1RWLFH 5HPRYH WKH ROG JDVNHW PDWHULDO IURP WKH YDOYH


ERG\ FRYHU DQG PDWLQJ VXUIDFH RI WKH WUDQVD[OH
 $SSO\ D EHDG RI VLOLFRQH VHDODQW RQ WKH YDOYH ERG\
FRYHU

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 ,QVWDOO WKH YDOYH ERG\ FRYHU DQG WKH HLJKW EROWV

7LJKWHQ
7LJKWHQ WKH YDOYH ERG\ FRYHU EROWV WR  1:P
 OEIW 

&$$

 &RQQHFW WKH IOXLG FRROHU SLSHV DW WKH YDOYH ERG\ FRYHU

7LJKWHQ
7LJKWHQ WKH IOXLG FRROHU SLSH EROWV WR  1:P
 OEIW 

&$$

 3RVLWLRQ WKH WUDQVPLVVLRQ IOXLG WHPSHUDWXUH 7)7


VHQVRU SURWHFWRU EUDFNHW WKHQ LQVWDOO WKH QXW DQG
EROW

7LJKWHQ
7LJKWHQ WKH 7)7 VHQVRU SURWHFWRU EUDFNHW QXW DQG
EROW WR  1:P  OEIW 

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 ,QVWDOO WKH HQJLQH XQGHU FRYHU
 /RZHU WKH YHKLFOH
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 )LOO WKH WUDQVD[OH ZLWK IOXLG 5HIHU WR )OXLG 'UDLQ
3URFHGXUH LQ WKLV VHFWLRQ

&$$

9$/9( %2'<
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5DLVH DQG VXSSRUW WKH YHKLFOH 5HIHU WR 9HKLFOH
6HFWLRQ
%
*HQHUDO
/LIWLQJ
3URFHGXUHV
,QIRUPDWLRQ
 'UDLQ WKH WUDQVD[OH IOXLG 5HIHU WR )OXLG 'UDLQ
3URFHGXUH LQ WKLV VHFWLRQ
 5HPRYH WKH HQJLQH XQGHU FRYHU

&$$

 5HPRYH WKH QXW DQG EROW IURP WKH WUDQVPLVVLRQ IOXLG


WHPSHUDWXUH 7)7 VHQVRU SURWHFWRU EUDFNHW WKHQ
UHPRYH WKH EUDFNHW

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 'LVFRQQHFW WKH IOXLG FRROHU SLSHV DW WKH YDOYH ERG\
FRYHU DQG DOORZ WKH IOXLG WR GUDLQ WKHQ SRVLWLRQ WKH
SLSHV DVLGH

&$$

 5HPRYH WKH HLJKW EROWV IURP WKH YDOYH ERG\ FRYHU


WKHQ UHPRYH WKH FRYHU

&$$

 'LVFRQQHFW WKH IRXU HOHFWULFDO FRQQHFWRUV IURP YDOYH


ERG\ VROHQRLGV

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 5HPRYH WKH WZR VXFWLRQ FRYHU UHWDLQLQJ EROWV DQG WKH
VXFWLRQ FRYHU

&$$

&DXWLRQ 8VH FDUH QRW WR GDPDJH WKH PDQXDO YDOYH


FRQQHFWLQJ URG RU WKH OHYHU
 /RRVHQ WKH VHYHQ YDOYH ERG\ UHWDLQLQJ EROWV DQG
UHPRYH VL[ RI WKH EROWV 6XSSRUW WKH YDOYH ERG\ DQG
UHPRYH WKH VHYHQWK EROW &RQWLQXH WR VXSSRUW WKH
YDOYH ERG\ DQG FDUHIXOO\ GLVFRQQHFW WKH PDQXDO
YDOYH FRQQHFWLQJ URG IURP WKH OHYHU 5HPRYH WKH
YDOYH ERG\

&$$

 5HPRYH DQG GLVFDUG WKH WZR YDOYH ERG\ DSSO\ VHDOV

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


,QVWDOODWLRQ 3URFHGXUH
1RWLFH /XEULFDWH WKH YDOYH ERG\ DSSO\ VHDOV ZLWK
727$/ )/8,' +;
 ,QVWDOO WZR QHZ YDOYH ERG\ DSSO\ VHDOV

&$$

&DXWLRQ 8VH FDUH QRW WR GDPDJH WKH PDQXDO YDOYH


FRQQHFWLQJ URG RU WKH OHYHU
 6XSSRUW DQG SRVLWLRQ WKH YDOYH ERG\ RQWR WKH
WUDQVD[OH FDVH :KLOH VXSSRUWLQJ WKH YDOYH ERG\
FDUHIXOO\ FRQQHFW WKH PDQXDO YDOYH FRQQHFWLQJ URG WR
WKH OHYHU DQG LQVWDOO RQH RI WKH YDOYH ERG\ EROWV KDQG
WLJKW ,QVWDOO WKH UHPDLQLQJ VL[ YDOYH ERG\ UHWDLQLQJ
EROWV KDQG WLJKW

&$$

 ,QVWDOO WKH VXFWLRQ FRYHU DQG VXFWLRQ FRYHU UHWDLQLQJ


EROWV KDQG WLJKW

7LJKWHQ
7LJKWHQ WKH YDOYH ERG\ DQG VXFWLRQ FRYHU UHWDLQLQJ
EROWV WR  1:P  OELQ 

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 &RQQHFW WKH IRXU YDOYH ERG\ VROHQRLG HOHFWULFDO
FRQQHFWRUV

&$$

1RWLFH 5HPRYH WKH ROG JDVNHW PDWHULDO IURP WKH YDOYH


ERG\ FRYHU DQG PDWLQJ VXUIDFH RI WUDQVD[OH
 $SSO\ D EHDG RI VLOLFRQH VHDODQW RQ WKH YDOYH ERG\
FRYHU

&$$

 ,QVWDOO WKH YDOYH ERG\ FRYHU DQG WKH HLJKW EROWV

7LJKWHQ
7LJKWHQ WKH YDOYH ERG\ FRYHU EROWV WR  1:P
 OEIW 

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 &RQQHFW WKH IOXLG FRROHU SLSHV DW WKH YDOYH ERG\ FRYHU

7LJKWHQ
7LJKWHQ WKH IOXLG FRROHU SLSH EROWV WR  1:P
 OEIW 

&$$

 3RVLWLRQ WKH WUDQVPLVVLRQ IOXLG WHPSHUDWXUH 7)7


VHQVRU SURWHFWRU EUDFNHW WKHQ LQVWDOO WKH QXW DQG EROW

7LJKWHQ
7LJKWHQ WKH 7)7 VHQVRU SURWHFWRU EUDFNHW QXW DQG
EROW WR  1:P  OEIW 

&$$

 ,QVWDOO WKH HQJLQH XQGHU FRYHU


 /RZHU WKH YHKLFOH
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 )LOO WKH WUDQVD[OH ZLWK IOXLG 5HIHU WR )OXLG 'UDLQ
3URFHGXUH LQ WKLV VHFWLRQ

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  

'5,9( $;/( )/8,' 6($/6


5HPRYDO 3URFHGXUH
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 5HPRYH WKH ZKHHOV 5HIHU WR 6HFWLRQ ( 7LUHV DQG
:KHHOV
 'LVFRQQHFW WKH DXWRPDWLF WUDQVD[OH GULYH D[OHV IURP
WKH DXWRPDWLF WUDQVD[OH 5HIHU WR 6HFWLRQ $
$XWRPDWLF 7UDQVD[OH 'ULYH $[OH
 5HPRYH WKH ULJKW VLGH GULYH D[OH IOXLG VHDO

&$$

 5HPRYH WKH OHIW VLGH GULYH D[OH IOXLG VHDO

&$$

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH OHIW VLGH GULYH D[OH IOXLG VHDO

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 ,QVWDOO WKH ULJKW VLGH GULYH D[OH IOXLG VHDO
 &RQQHFW WKH DXWRPDWLF WUDQVD[OH GULYH D[OHV WR WKH
DXWRPDWLF WUDQVD[OH 5HIHU WR 6HFWLRQ $ $XWRPDWLF
7UDQVD[OH 'ULYH $[OH
 ,QVWDOO WKH ZKHHOV 5HIHU WR 6HFWLRQ ( 7LUHV DQG
:KHHOV
 /RZHU WKH YHKLFOH

&$$

)/8,' &22/(5 3,3(6 $1' +26(6


5HPRYDO 3URFHGXUH
 5DLVH DQG VXSSRUW WKH YHKLFOH 5HIHU WR 6HFWLRQ 2%
*HQHUDO ,QIRUPDWLRQ
 'UDLQ WKH WUDQVD[OH IOXLG 5HIHU WR )OXLG 'UDLQ
3URFHGXUH LQ WKLV VHFWLRQ
 5HPRYH WKH HQJLQH XQGHUFRYHU

&$$

 5HPRYH WKH WZR IOXLG FRROHU SLSH EROWV IURP WKH


WUDQVD[OH DQG DOORZ WKH IOXLG WR GUDLQ

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 'LVFRQQHFW KRVH FODPS IURP WKH ORZHU KRVH DW WKH
UDGLDWRU WKHQ UHPRYH WKH IOXLG FRROHU SLSH EROW IURP
WKH XSSHU UDGLDWRU
 5HPRYH WKH IOXLG FRROHU SLSHV DQG KRVHV

&$$

,QVWDOODWLRQ 3URFHGXUH
 3RVLWLRQ WKH IOXLG FRROHU SLSHV DW WKH UDGLDWRU &RQQHFW
WKH ORZHU KRVH DW WKH UDGLDWRU DQG WLJKWHQ WKH FODPS
WKHQ LQVWDOO WKH IOXLG FRROHU SLSH DQG EROW DW WKH XSSHU
UDGLDWRU

7LJKWHQ
7LJKWHQ WKH IOXLG FRROHU SLSH EROW WR  1:P
 OEIW 

&$$

 3RVLWLRQ WKH IOXLG FRROHU SLSHV DW WKH WUDQVD[OH DQG


LQVWDOO WKH IOXLG FRROHU SLSH EROWV

7LJKWHQ
7LJKWHQ WKH IOXLG FRROHU SLSH EROW WR  1:P
 OEIW 

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 ,QVWDOO WKH HQJLQH XQGHUFRYHU
 /RZHU WKH YHKLFOH
 )LOO WKH WUDQVD[OH ZLWK IOXLG 5HIHU WR )OXLG 'UDLQ
3URFHGXUH LQ WKLV VHFWLRQ

&$$

75$16$;/( /()7 02817


7RROV 5HTXLUHG
-% (QJLQH 6XSSRUW )L[WXUH

5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH EDWWHU\ 5HPRYH WKH EDWWHU\ DQG WKH
EDWWHU\ WUD\
 5HPRYH WKH FRRODQW VXUJH WDQN

&$

 5HPRYH WKH XSSHU UDGLDWRU FRYHU

&$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 $WWDFK WKH HQJLQH VXSSRUW IL[WXUH -% WR WKH
HQJLQH
 6XSSRUW WKH HQJLQH ZLWK WKH HQJLQH VXSSRUW IL[WXUH
-%

&%

 5HPRYH WKH EROW WKDW FRQQHFWV WKH WUDQVD[OH OHIW


PRXQW WR WKH OHIW WUDQVD[OH EUDFNHW

%$

 5HPRYH WKH EROWV WKDW FRQQHFW WKH WUDQVD[OH OHIW


PRXQW WR WKH YHKLFOH 7ZR EROWV DUH RQ HDFK VLGH RI
WKH PRXQW
 5HPRYH WKH WUDQVD[OH OHIW PRXQW

%$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH WUDQVD[OH OHIW PRXQW
 ,QVWDOO WKH EROWV WKDW FRQQHFW WKH WUDQVD[OH OHIW PRXQW
WR WKH YHKLFOH

7LJKWHQ
7LJKWHQ WKH WUDQVD[OH OHIW PRXQWWRERG\ FRQQHFWLQJ
EROWV WR  1:P  OEIW 

%$

 ,QVWDOO WKH EROW WKDW FRQQHFWV WKH WUDQVD[OH OHIW PRXQW


WR WKH WUDQVD[OH OHIW EUDFNHW

7LJKWHQ
7LJKWHQ WKH WUDQVD[OH OHIW PRXQWWRWUDQVD[OH OHIW
EUDFNHW FRQQHFWLQJ EROW WR  1:P  OEIW 

%$

 5HPRYH WKH HQJLQH VXSSRUW IL[WXUH -% IURP


WKH HQJLQH
 ,QVWDOO WKH XSSHU UDGLDWRU FRYHU

&$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 ,QVWDOO WKH FRRODQW VXUJH WDQN ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH FRRODQW VXUJH WDQN PRXQWLQJ EROWV WR 
1:P  OEIW 
 ,QVWDOO WKH EDWWHU\ WUD\ DQG WKH EDWWHU\ &RQQHFW WKH
EDWWHU\

&$

75$16$;/( /()7 %5$&.(7


5HPRYDO 3URFHGXUH
 5HPRYH WKH WUDQVD[OH OHIW PRXQW 5HIHU WR 7UDQVD[OH
/HIW 0RXQW LQ WKLV VHFWLRQ
 5HPRYH WKH EROWV WKDW FRQQHFW WKH WUDQVD[OH WR WKH
WUDQVD[OH OHIW EUDFNHW
 5HPRYH WKH WUDQVD[OH OHIW EUDFNHW

%$

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH WUDQVD[OH OHIW EUDFNHW
 ,QVWDOO WKH EROWV WKDW FRQQHFW WKH WUDQVD[OH OHIW
EUDFNHW WR WKH WUDQVD[OH

7LJKWHQ
7LJKWHQ WKH WUDQVD[OH OHIW EUDFNHW FRQQHFWLQJ EROWV WR
 1:P  OEIW 
 ,QVWDOO WKH WUDQVD[OH OHIW PRXQW 5HIHU WR 7UDQVD[OH
/HIW 0RXQW LQ WKLV VHFWLRQ

%$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(

75$16$;/( &(17(5 %5$&.(7


5HPRYDO 3URFHGXUH
 5HPRYH WKH FHQWHU PHPEHU IURP WKH YHKLFOH 5HIHU
WR 6HFWLRQ 1 )UDPH DQG 8QGHUERG\
 5HPRYH WKH EROWV WKDW FRQQHFW WKH WUDQVD[OH FHQWHU
EUDFNHW WR WKH WUDQVD[OH
 5HPRYH WKH WUDQVD[OH FHQWHU EUDFNHW

&$$

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH WUDQVD[OH FHQWHU EUDFNHW WR WKH WUDQVD[OH
ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH WUDQVD[OH FHQWHU EUDFNHWWRWUDQVD[OH
EROWV WR  1:P  OEIW 
 ,QVWDOO WKH FHQWHU PHPEHU LQWR WKH YHKLFOH 5HIHU WR
6HFWLRQ 1 )UDPH DQG 8QGHUERG\

&$$

75$16$;/( &(17(5 02817


5HPRYDO 3URFHGXUH
 5HPRYH WKH FHQWHU PHPEHU IURP WKH YHKLFOH 5HIHU
WR 6HFWLRQ 1 )UDPH DQG 8QGHUERG\
 5HPRYH WKH WUDQVD[OH FHQWHU PRXQWWRFHQWHU
PHPEHU EROWV
 5HPRYH WKH WUDQVD[OH FHQWHU PRXQW

&%

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH WUDQVD[OH FHQWHU PRXQW
 ,QVWDOO WKH WUDQVD[OH FHQWHU PRXQWWRFHQWHU PHPEHU
EROWV

7LJKWHQ
7LJKWHQ WKH WUDQVD[OH FHQWHU EUDFNHWWRWUDQVD[OH
EROWV WR  1:P  OEIW 
 ,QVWDOO WKH FHQWHU PHPEHU LQWR WKH YHKLFOH 5HIHU WR
6HFWLRQ 1 )UDPH DQG 8QGHUERG\

&%

75$16$;/( $66(0%/<
5HPRYDO 3URFHGXUH
 ,QVWDOO (QJLQH 6XSSRUW )L[WXUH -% WR VXSSRUW
WKH HQJLQH
 5HPRYH WKH EDWWHU\ DQG EDWWHU\ WUD\ 5HIHU WR 6HFWLRQ
( (QJLQH (OHFWULFDO
 5HPRYH WKH WUDQVD[OH OHIW PRXQW 5HIHU WR 7UDQVD[OH
/HIW 0RXQW LQ WKLV VHFWLRQ

&%

 5HPRYH WKH FOLS UHWDLQLQJ WKH VKLIW FRQWURO FDEOH WR WKH


SDUNQHXWUDO SRVLWLRQ 313 VZLWFK WKHQ GLVFRQQHFW
WKH FDEOH

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 5HPRYH WKH FOLS UHWDLQLQJ WKH VKLIW FRQWURO FDEOH WR WKH
EUDFNHW WKHQ GLVFRQQHFW WKH FDEOH DQG SRVLWLRQ DVLGH

&$$

 'LVFRQQHFW WKH SLQ 313 VZLWFK DQG SLQ


WUDQVD[OH VHQVRU HOHFWULFDO FRQQHFWRUV

&$$

 'LVFRQQHFW WKH YHKLFOH VSHHG


HOHFWULFDO FRQQHFWRU

VHQVRU 966

 'LVFRQQHFW WKH YHQW WXEH IURP WKH WRS RI WKH


WUDQVD[OH
 5HPRYH WKH WKUHH XSSHU WUDQVD[OHWRHQJLQH
PRXQWLQJ EROWV
 5DLVH DQG VXSSRUW WKH YHKLFOH 5HIHU WR 6HFWLRQ 2%
*HQHUDO ,QIRUPDWLRQ

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 5HPRYH WKH HQJLQH XQGHU FRYHU
 'UDLQ WKH WUDQVD[OH IOXLG 5HIHU WR )OXLG 'UDLQ
3URFHGXUH LQ WKLV VHFWLRQ

&$$

 'LVFRQQHFW WKH IOXLG FRROHU SLSHV DW WKH YDOYH ERG\


FRYHU DQG DOORZ WKH IOXLG WR GUDLQ WKHQ SRVLWLRQ WKH
SLSHV DVLGH
 5HPRYH WKH OHIW DQG ULJKW GULYH D[OH DVVHPEOLHV
5HIHU WR 6HFWLRQ $ $XWRPDWLF 7UDQVD[OH 'ULYH
$[OH
 5HPRYH WKH FHQWHU PHPEHU 5HIHU WR 6HFWLRQ 1
)UDPH DQG 8QGHUERG\

&$$

 3RVLWLRQ WKH SRZHU VWHHULQJ KRVH DZD\ IURP WKH


LQVWDOODWLRQ DUHD DQG VHFXUH LW ZLWK D SODVWLF WLH VWUDS
 5HPRYH WKH VWDUWHU PRWRU 5HIHU WR 6HFWLRQ (
(QJLQH (OHFWULFDO
 5HPRYH WKH WZR HQJLQHWRWUDQVD[OH UHWDLQLQJ EROWV
QH[W WR WKH VWDUWHU PRWRU RSHQLQJ

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 6HFXUH WKH WUDQVD[OH WR D WUDQVD[OH MDFN

&$$

 5HPRYH WKH IURQW HQJLQH PRXQW EUDFNHW

&$$

 5HPRYH WKH WRUTXH FRQYHUWHU DFFHVV FRYHU WKHQ


UHPRYH WKH VL[ WRUTXH FRQYHUWHUWRIOH[ SODWH
UHWDLQLQJ EROWV
 5HPRYH WKH RLO SDQWRWUDQVD[OH FDVH UHWDLQLQJ
EROWV
 &DUHIXOO\ UHPRYH WKH WUDQVD[OH IURP WKH HQJLQH
FRPSDUWPHQW

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


,QVWDOODWLRQ 3URFHGXUH
 6HFXUH WKH WUDQVD[OH WR WKH WUDQVD[OH MDFN WKHQ
FDUHIXOO\ SRVLWLRQ LQ WKH YHKLFOH
1RWLFH 'R QRW WLJKWHQ WKH UHWDLQLQJ EROWV DW WKLV WLPH
 ,QVWDOO WKH RLO SDQWRWUDQVD[OH FDVH UHWDLQLQJ EROWV
KDQG WLJKW
1RWLFH 'R QRW WLJKWHQ WKH UHWDLQLQJ EROWV DW WKLV WLPH
 ,QVWDOO WKH WZR HQJLQHWRWUDQVD[OH UHWDLQLQJ EROWV QH[W
WR WKH VWDUWHU PRWRU RSHQLQJ KDQG WLJKW
 ,QVWDOO WKH VL[ WRUTXH FRQYHUWHUWRIOH[ SODWH UHWDLQLQJ
EROWV

7LJKWHQ
7LJKWHQ WKH WRUTXH FRQYHUWHUWRIOH[ SODWH UHWDLQLQJ
EROWV WR  1:P  OEIW
&$$

 ,QVWDOO WKH IURQW HQJLQH PRXQW EUDFNHW

7LJKWHQ

&$$

7LJKWHQ WKH IURQW HQJLQH PRXQW EUDFNHWWRHQJLQH


UHWDLQLQJ EROWV WR  1:P  OEIW 
7LJKWHQ WKH IURQW HQJLQH PRXQW EUDFNHWWRWUDQVD[OH
WKURXJK EROWV WR  1:P  OEIW 
7LJKWHQ WKH RLO SDQWRWUDQVD[OH FDVH UHWDLQLQJ EROWV
WR  1:P  OEIW 
7LJKWHQ WKH WZR HQJLQHWRWUDQVD[OH UHWDLQLQJ EROWV
QH[W WR WKH VWDUWHU PRWRU RSHQLQJ WR  1:P 
OEIW 
 ,QVWDOO WKH VWDUWHU PRWRU 5HIHU WR 6HFWLRQ ( (QJLQH
(OHFWULFDO
 5HPRYH WKH WUDQVD[OH MDFN
 ,QVWDOO WKH FHQWHU PHPEHU 5HIHU WR 6HFWLRQ 1
)UDPH DQG 8QGHUERG\
 &XW WKH SODVWLF WLH VWUDS 3RVLWLRQ DQG VHFXUH WKH
SRZHU VWHHULQJ KRVH WR WKH FHQWHU PHPEHU
 ,QVWDOO WKH OHIW DQG ULJKW GULYH D[OH DVVHPEOLHV 5HIHU
WR 6HFWLRQ $ $XWRPDWLF 7UDQVD[OH 'ULYH $[OH

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 &RQQHFW WKH IOXLG FRROHU SLSHV DW WKH YDOYH ERG\
FRYHU

7LJKWHQ
7LJKWHQ WKH IOXLG FRROHU SLSH EROWV WR  1:P
 OEIW 

&$$

 ,QVWDOO WKH HQJLQH XQGHU FRYHU


 /RZHU WKH YHKLFOH
 ,QVWDOO WKH WKUHH XSSHU WUDQVD[OHWRHQJLQH PRXQWLQJ
EROWV

7LJKWHQ
7LJKWHQ WKH WKUHH XSSHU WUDQVD[OHWRHQJLQH
PRXQWLQJ EROWV WR  1:P  OEIW 
 &RQQHFW WKH YHQW WXEH WR WKH WRS RI WKH WUDQVD[OH

&$$

 &RQQHFW WKH YHKLFOH VSHHG VHQVRU 966 HOHFWULFDO


FRQQHFWRU

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 &RQQHFW WKH SLQ 313 VZLWFK DQG SLQ WUDQVD[OH
VHQVRU HOHFWULFDO FRQQHFWRUV

&$$

 3RVLWLRQ WKH VKLIW FRQWURO FDEOH RQ WKH EUDFNHW WKHQ


LQVWDOO WKH UHWDLQLQJ FOLS

&$$

 &RQQHFW WKH VKLIW FRQWURO FDEOH WR WKH SDUNQHXWUDO


SRVLWLRQ 313 VZLWFK WKHQ LQVWDOO WKH UHWDLQLQJ FOLS
 ,QVWDOO WKH WUDQVD[OH OHIW PRXQW 5HIHU WR 7UDQVD[OH
/HIW 0RXQW LQ WKLV VHFWLRQ
 ,QVWDOO WKH EDWWHU\ DQG EDWWHU\ WUD\ 5HIHU WR 6HFWLRQ
( (QJLQH (OHFWULFDO

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 5HPRYH (QJLQH 6XSSRUW )L[WXUH -%
 )LOO WKH WUDQVD[OH ZLWK IOXLG 5HIHU WR )OXLG 'UDLQ
3URFHGXUH LQ WKLV VHFWLRQ

&%

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  

81,7 5(3$,5
0$-25 &20321(17 ',6$66(0%/<
7RROV 5HTXLUHG
.0$ %HDULQJ 3XOOHU
.0 %HDULQJ 3XOOHU $GDSWHU

'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH WRUTXH FRQYHUWHU

&$$

1RWLFH /RRVHQ WKH VWDNHG SDUW RI WKH ZDVKHU EHIRUH


UHPRYLQJ
 5HPRYH WKH SDUNQHXWUDO SRVLWLRQ 313 VZLWFK QXW
DQG ZDVKHU

&$$

 5HPRYH WKH WZR EROWV DQG WKH 313 VZLWFK

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 5HPRYH WKH 7UDQVPLVVLRQ )OXLG 7HPSHUDWXUH 7)7
VHQVRU SURWHFWRU EUDFNHW

&$$

1RWLFH 5HPRYH DQG GLVFDUG WKH 2ULQJ


 5HPRYH WKH 7UDQVPLVVLRQ )OXLG 7HPSHUDWXUH 7)7
VHQVRU

&$$

 5HPRYH WKH LQSXW VKDIW VSHHG ,66 DQG RXWSXW VKDIW


VSHHG 266 VHQVRUV

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


1RWLFH 'LVFDUG WKH JDVNHW
 5HPRYH WKH GUDLQ SOXJ DQG JDVNHW

&$$

&DXWLRQ %H FDUHIXO QRW WR GDPDJH WKH FRQWDFW


VXUIDFHV RI WKH WUDQVD[OH KRXVLQJ
 5HPRYH WKH WUDQVD[OH KRXVLQJ FRYHU

&$$

&DXWLRQ %H FDUHIXO QRW WR GDPDJH WKH FRQWDFW


VXUIDFHV RI WKH WUDQVD[OH KRXVLQJ
 5HPRYH WKH YDOYH ERG\ FRYHU

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 'LVFRQQHFW WKH VROHQRLG HOHFWULFDO FRQQHFWRUV

&$$

1RWLFH 'LVFDUG WKH JDVNHW


 5HPRYH WKH VXFWLRQ FRYHU DQG JDVNHW

&$$

1RWLFH 'LVFRQQHFW WKH PDQXDO YDOYH FRQQHFWLQJ URG


IURP WKH PDQXDO YDOYH OHYHU
 5HPRYH WKH VHYHQ EROWV DQG WKH YDOYH ERG\

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


1RWLFH 'LVFDUG WKH DSSO\ VHDOV
 5HPRYH WKH WZR DSSO\ VHDOV

&$$

 5HPRYH WKH VROHQRLG ZLUH KDUQHVV

&$$

&DXWLRQ %H FDUHIXO QRW WR GDPDJH WKH VWDWRU VKDIW


EXVKLQJ
1RWLFH /RRVHQ WKH EROWV HYHQO\
 5HPRYH WKH RLO SXPS VHFRQG FRDVW DQG VHFRQG
EUDNH DVVHPEO\

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 5HPRYH WKH EUDNH KXE DQG RQHZD\ FOXWFK

&$$

 5HPRYH WKH QLQH WUDQVD[OH UHDU FDVH EROWV

&$$

 5HPRYH WKH WUDQVD[OH UHDU FDVH

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


1RWLFH 'LVFDUG WKH DSSO\ VHDOV
 5HPRYH WKH IRXU DSSO\ VHDOV

&$$

 5HPRYH WKH WKUXVW ZDVKHU IURP WKH WUDQVD[OH UHDU


FDVH

&$$

 5HPRYH WKH WXEH FODPS EROW DQG WKH FODPS

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


&DXWLRQ %H FDUHIXO QRW WR GDPDJH WKH WXEHV
 5HPRYH WKH DSSO\ WXEHV
- 3U\ XS ERWK HQGV RI WKH WXEH ZLWK D ODUJH
VFUHZGULYHU

&$$

 5HPRYH WKH IRUZDUGGLUHFW FOXWFK DVVHPEO\

&$$

 5HPRYH WKH IRUZDUGGLUHFW FOXWFK WKUXVW ZDVKHU DQG


EHDULQJ

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 5HPRYH WKH SODQHWDU\ VXQ JHDU

&$$

 5HPRYH WKH SODQHWDU\ VXQ JHDU WKUXVW ZDVKHU DQG


EHDULQJ

&$

 5HPRYH WKH UHDU SODQHWDU\ ULQJ JHDU

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 5HPRYH WKH UHDU SODQHWDU\ ULQJ JHDU WKUXVW ZDVKHU
DQG EHDULQJ

&$$

 5HPRYH WKH SODQHWDU\ JHDU DQG WKUXVW ZDVKHU

&$$

 5HPRYH WKH EHDULQJ

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


:$51,1* 86( &$87,21 :+(1 5(029,1* 61$3
5,1*6 25 3(5621$/ ,1-85< 0$< 5(68/7
 5HPRYH WKH VQDS ULQJ UHWDLQLQJ WKH ORZUHYHUVH
EUDNH FOXWFK SLVWRQ DVVHPEO\ IURQW SODQHWDU\ ULQJ
JHDU DQG RQHZD\ FOXWFK

&$$

 5HPRYH WKH ORZUHYHUVH EUDNH FOXWFK SLVWRQ


DVVHPEO\ IURQW SODQHWDU\ ULQJ JHDU DQG RQHZD\
FOXWFK

&$$

 5HPRYH WKH WKUXVW ZDVKHU DQG EHDULQJ

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


:$51,1* 86( &$87,21 :+(1 5(029,1* 61$3
5,1*6 25 3(5621$/ ,1-85< 0$< 5(68/7
 5HPRYH WKH VQDS ULQJ DQG WKH ORZUHYHUVH UHWXUQ
VSULQJ

&$$

:$51,1*
86( &$87,21 :+(1 5(029,1*
&20321(176 :,7+ &2035(66(' $,5 25
3(5621$/ ,1-85< 0$< 5(68/7
1RWLFH ,I WKH SLVWRQ GRHV QRW FRPH RXW FRPSOHWHO\ XVH
QHHGOHQRVH SOLHUV WR UHPRYH
 $SSO\  N3D  SVL RI FRPSUHVVHG DLU LQWR WKH RLO
SDVVDJH WR UHPRYH WKH ORZUHYHUVH EUDNH SLVWRQ

&$$

:$51,1* 86( &$87,21 :+(1 5(029,1* 61$3


5,1*6 25 3(5621$/ ,1-85< 0$< 5(68/7
1RWLFH 5RWDWH WKH WUDQVD[OH RQ LWV VLGH EHIRUH
UHPRYLQJ
 5HPRYH WKH FRXQWHU GULYH JHDU VQDS ULQJ

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 5HPRYH WKH FRXQWHU GULYH JHDU

&$$

 5HPRYH WKH  EROWV DQG VHSDUDWH WKH WUDQVD[OH


KRXVLQJ IURP WKH WUDQVD[OH FDVH

&$$

 5HPRYH DQG GLVFDUG WKH DSSO\ VHDO

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


&DXWLRQ %H FDUHIXO QRW WR GDPDJH WKH WXEH
 5HPRYH WKH GLIIHUHQWLDO EHDULQJ OXEULFDWLRQ DSSO\
WXEH
- 3U\ XS ERWK HQGV RI WKH WXEH ZLWK D ODUJH
VFUHZGULYHU

&$$

 5HPRYH WKH WKUHH EROWV DQG WKH RLO UHVHUYHU SODWH

&$$

 5HPRYH WKH PDJQHWV IURP WKH RLO UHVHUYHU SODWH

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 8VLQJ EHDULQJ SXOOHU .0$ DQG EHDULQJ SXOOHU
DGDSWHU .0 UHPRYH WKH GLIIHUHQWLDO EHDULQJ
IURP WKH WUDQVD[OH KRXVLQJ

&$$

 5HPRYH WKH RLO VHDO ULQJ

&$$

 5HPRYH WKH GLIIHUHQWLDO FDVH

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 5HPRYH WKH WUDQVD[OH RLO ILOWHU

&$$

 5HPRYH WKH WUDQVD[OH FDVH SODWH

&$$

 5HPRYH WKH WZR EROWV DQG WKH RLO UHVHUYHU SODWH

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 5HPRYH WKH WZR FDP SODWH EROWV

&$$

 5HPRYH WKH FDP SODWH

&$$

 5HPRYH WKH SDUNLQJ ORFN SDZO VKDIW WRUVLRQ VSULQJ


DQG WKH SDUNLQJ ORFN SDZO

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 5HPRYH WKH SDUNLQJ ORFN SLQ

&$$

 'LVFRQQHFW WKH SDUNLQJ ORFN URG IURP WKH PDQXDO


GHWHQW OHYHU DQG UHPRYH WKHP

&$$

 5HPRYH WKH WZR EROWV WKH WRUVLRQ VSULQJ WKH VSDFHU
DQG WKH DFFXPXODWRU EUDFNHW

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 5HPRYH WKH XQGHUGULYH EUDNH DFFXPXODWRU FRYHU
SLVWRQ DQG VSULQJ

&$$

 5HPRYH DQG GLVFDUG WKH 2ULQJV


DFFXPXODWRU FRYHU DQG SLVWRQ

IURP

WKH

&$$

 5HPRYH WKH XQGHUGULYH SODQHWDU\ JHDU WKUXVW


ZDVKHU DQG EHDULQJ

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 5HPRYH WKH XQGHUGULYH SODQHWDU\ JHDU

&$$

 5HPRYH WKH XQGHUGULYH FOXWFK

&$$

 5HPRYH WKH XQGHUGULYH EUDNH EDQG

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


:$51,1* 86( &$87,21 :+(1 5(029,1* 61$3
5,1*6 25 3(5621$/ ,1-85< 0$< 5(68/7
 5HPRYH WKH RQHZD\ FOXWFK VQDS ULQJ

&$$

 5HPRYH WKH RQHZD\ FOXWFK

&$$

 5HPRYH WKH WZR VHDO ULQJV


- 3XVK RQH HQG RI WKH VHDO ULQJ LQWR WKH JURRYH DQG
XQKRRN ERWK HQGV 6SUHDG WKH ULQJV DSDUW DQG
UHPRYH

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 5HPRYH WKH XQGHUGULYH EUDNH SLVWRQ VQDS ULQJ

&$$

1RWLFH 5HPRYH DQG GLVFDUG WKH FRYHU 2ULQJV


 5HPRYH WKH XQGHUGULYH EUDNH SLVWRQ FRYHU

&$$

 5HPRYH WKH XQGHUGULYH EUDNH SLVWRQ DQG VSULQJ

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  

2,/ 3803 6(&21' &2$67 $1'


6(&21' %5$.( $66(0%/<

&$$

 2LO 3XPS 6HDO


 2LO 3XPS %RG\
 6WUDLJKW 3LQ
 3XPS 'ULYHQ *HDU
 3XPS 'ULYH *HDU
 25LQJ
 2LO 3XPS 3ODWH
 6WDWRU 6XSSRUW
 6QDS 5LQJ
 6HFRQG %UDNH 3UHVVXUH 3ODWH
 6HFRQG %UDNH )ULFWLRQ 3ODWH
 6HFRQG %UDNH 6WHHO 3ODWH

'$(:22 9 %/

 6HFRQG %UDNH 3LVWRQ 5HWXUQ 6SULQJ


 6HFRQG %UDNH 3LVWRQ
 25LQJ
 6QDS 5LQJ
 &RDVW &OXWFK 3UHVVXUH 3ODWH
 &RDVW &OXWFK )ULFWLRQ 3ODWH
 &RDVW &OXWFK 6WHHO 3ODWH
 7KUXVW :DVKHU
 6KDIW 6QDS 5LQJ
 6HFRQG &RDVW 3LVWRQ 5HWXUQ 6SULQJ
 25LQJ
 6HFRQG &RDVW 3LVWRQ

$   $,6,1 /( $8720$7,& 75$16$;/(


7RROV 5HTXLUHG
.0 6SULQJ &RPSUHVVRU
.0 2LO 6HDO ,QVWDOOHU

'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH WKUXVW ZDVKHU

&$$

:$51,1* 86( &$87,21 :+(1 5(029,1* 61$3


5,1*6 25 3(5621$/ ,1-85< 0$< 5(68/7
 &DUHIXOO\ UHPRYH WKH VQDS ULQJ

&$$

 5HPRYH WKH FRDVW FOXWFK SUHVVXUH SODWH

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 5HPRYH WKH FRDVW FOXWFK GLVF SDFN

&$$

 3RVLWLRQ VSULQJ FRPSUHVVRU .0 RQ WKH FOXWFK


SLVWRQ UHWXUQ VSULQJ 8VLQJ D SUHVV FRPSUHVV WKH
VSULQJ WKHQ UHPRYH WKH VQDS ULQJ IURP WKH JURRYH

&$$

 5HPRYH WKH VQDS ULQJ DQG WKH FOXWFK SLVWRQ UHWXUQ


VSULQJ

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


:$51,1*
86( &$87,21 :+(1 5(029,1*
&20321(176 :,7+ &2035(66(' $,5 25
3(5621$/ ,1-85< 0$< 5(68/7
1RWLFH ,I WKH SLVWRQ GRHV QRW FRPH RXW FRPSOHWHO\ XVH
QHHGOHQRVH SOLHUV WR UHPRYH
 $SSO\  N3D  SVL RI FRPSUHVVHG DLU LQWR WKH RLO
SDVVDJH VKRZQ WR UHPRYH WKH VHFRQG FRDVW
SLVWRQ

&$$

 5HPRYH WKH VHFRQG FRDVW SLVWRQ

&$$

 5HPRYH DQG GLVFDUG WKH VHFRQG FRDVW SLVWRQ


2ULQJV

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


1RWLFH &KHFN WKH VWHHO DQG IULFWLRQ SODWHV IRU ZHDU RU
GDPDJH 5HSODFH LI QHFHVVDU\
1RWLFH 1HZ FOXWFK SODWHV VKRXOG EH VRDNHG LQ 727$/
)/8,' +; IRU WZR KRXUV EHIRUH EHLQJ DVVHPEOHG
 ,QVSHFW WKH FRDVW FOXWFK VWHHO DQG IULFWLRQ SODWHV

&$$

:$51,1* 86( &$87,21 :+(1 5(029,1* 61$3


5,1*6 25 3(5621$/ ,1-85< 0$< 5(68/7
 &DUHIXOO\ UHPRYH WKH VQDS ULQJ

&$$

 5HPRYH WKH VHFRQG EUDNH XSSHU IODQJH

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 5HPRYH WKH VHFRQG EUDNH FOXWFK SDFN

&$$

 5HPRYH VHFRQG EUDNH SLVWRQ UHWXUQ VSULQJ

&$$

:$51,1*
86( &$87,21 :+(1 5(029,1*
&20321(176 :,7+ &2035(66(' $,5 25
3(5621$/ ,1-85< 0$< 5(68/7
1RWLFH ,I WKH SLVWRQ GRHV QRW FRPH RXW FRPSOHWHO\ XVH
QHHGOHQRVH SOLHUV WR UHPRYH
 $SSO\  N3D  SVL RI FRPSUHVVHG DLU LQWR WKH RLO
SDVVDJH VKRZQ WR UHPRYH WKH VHFRQG EUDNH
SLVWRQ

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 5HPRYH WKH VHFRQG EUDNH SLVWRQ

&$$

 5HPRYH DQG GLVFDUG WKH VHFRQG EUDNH SLVWRQ


2ULQJV

&$$

1RWLFH &KHFN WKH VWHHO DQG IULFWLRQ SODWHV IRU ZHDU RU


GDPDJH 5HSODFH DV QHFHVVDU\
1RWLFH 1HZ FOXWFK SODWHV VKRXOG EH VRDNHG LQ 727$/
)/8,' +; IRU WZR KRXUV EHIRUH EHLQJ DVVHPEOHG
 ,QVSHFW WKH VHFRQG EUDNH IODQJH VWHHO DQG IULFWLRQ
SODWHV

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 5HPRYH WKH VWDWRU VXSSRUW WR RLO SXPS ERG\ EROWV

&$$

1RWLFH 5HSODFH WKH RLO SXPS SODWH LI WKH JHDU IDFH


FRQWDFW VXUIDFH LV VFUDWFKHG RU ZRUQ
 5HPRYH WKH RLO SXPS SODWH

&$$

 5HPRYH DQG GLVFDUG WKH RLO SXPS ERG\ 2ULQJ

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 0HDVXUH WKH FOHDUDQFH EHWZHHQ WKH SXPS GULYHQ
JHDU DQG WKH RLO SXPS ERG\ ,I QRW DV VSHFLILHG
UHSODFH WKH JHDUV
6WDQGDUG &OHDUDQFH

 PP
 LQ

0D[LPXP

 PP  LQ

&$$

 0HDVXUH WKH FOHDUDQFH EHWZHHQ WKH SXPS GULYH JHDU


DQG WKH RLO SXPS ERG\ ERVV ,I QRW DV VSHFLILHG
UHSODFH WKH RLO SXPS ERG\ DQG JHDUV
6WDQGDUG &OHDUDQFH

 PP
 LQ

0D[LPXP

 PP  LQ

&$$

 0HDVXUH WKH FOHDUDQFH EHWZHHQ WKH SXPS GULYH


JHDU GULYHQ JHDU DQG WKH RLO SXPS ERG\ ,I QRW DV
VSHFLILHG UHSODFH WKH RLO SXPS ERG\ DQG JHDUV

&$$

'$(:22 9 %/

6WDQGDUG &OHDUDQFH

 PP
 LQ

0D[LPXP

 PP  LQ

$   $,6,1 /( $8720$7,& 75$16$;/(


1RWLFH &KHFN WKH SXPS GULYHQ JHDU DQG GULYH JHDU IRU
ZHDU RU GDPDJH 5HSODFH DV QHFHVVDU\
 5HPRYH WKH SXPS GULYHQ JHDU DQG SXPS GULYH JHDU

&$$

1RWLFH %H FDUHIXO QRW WR GDPDJH WKH RLO SXPS ERG\


EXVKLQJ
 5HPRYH DQG GLVFDUG WKH RLO SXPS VHDO

&$$

 ,QVSHFW WKH RLO SXPS ERG\ EXVKLQJ


8VLQJ D GLDO LQGLFDWRU PHDVXUH WKH LQQHU GLDPHWHU
RI WKH RLO SXPS ERG\ EXVKLQJ 0HDVXUH WKH
EXVKLQJ DW WKUHH GLIIHUHQW SODFHV DQG FDOFXODWH
WKH DYHUDJH ,I LW LV JUHDWHU WKDQ WKH PD[LPXP
UHSODFH WKH RLO SXPS ERG\
6WDQGDUG

 PP
 LQ

0D[LPXP

 PP  LQ

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 ,QVSHFW WKH VWDWRU VXSSRUW VKDIW EXVKLQJ
8VLQJ D GLDO LQGLFDWRU PHDVXUH WKH LQQHU GLDPHWHU
RI WKH VWDWRU VXSSRUW VKDIW EXVKLQJ 0HDVXUH WKH
EXVKLQJ DW WKUHH GLIIHUHQW SODFHV DQG FDOFXODWH
WKH DYHUDJH ,I LW LV JUHDWHU WKDQ WKH PD[LPXP
UHSODFH WKH VWDWRU VXSSRUW
6WDQGDUG

 PP
 LQ

0D[LPXP

 PP  LQ

&$$

$VVHPEO\ 3URFHGXUH
 &OHDQ WKH FRPSRQHQWV XVLQJ D FOHDQ KLJKTXDOLW\
SDUWV FOHDQLQJ VROYHQW DQG XVH FRPSUHVVHG DLU WR GU\
DOO SDUWV ,QVSHFW DOO SDUWV IRU GDPDJH RU ZHDU
1RWLFH $SSO\ DXWRPDWLF WUDQVPLVVLRQ IOXLG WR WKH LQQHU
VXUIDFH RI WKH RLO SXPS ERG\
1RWLFH $SSO\ 7UDQVMHO $VVHPEO\ /XEULFDQW - RU
HTXLYDOHQW WR WKH RLO OLS VHDO
1RWLFH 7KH VHDO VKRXOG EH IOXVK ZLWK WKH RXWHU HGJH RI
WKH RLO SXPS ERG\
 ,QVWDOO D QHZ RLO SXPS VHDO XVLQJ RLO VHDO LQVWDOOHU
.0

&$$

 ,QVWDOO WKH SXPS GULYHQ JHDU DQG SXPS GULYH JHDU


- $OLJQ WKH PDUNV RQ WKH JHDUV
- $SSO\ 727$/ )/8,' +; LQWR WKH JHDU FDYLW\

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


1RWLFH $OLJQ WKH RLO SXPS SODWH KROH ZLWK WKH GRZHO SLQ
LQ WKH RLO SXPS ERG\
 ,QVWDOO WKH RLO SXPS SODWH

&$$

&DXWLRQ 7LJKWHQ WKH EROWV HYHQO\ DQG JUDGXDOO\


 ,QVWDOO WKH VWDWRU VXSSRUW
$OLJQ WKH VWDWRU VXSSRUW ZLWK HDFK EROW KROH LQ WKH
RLO SXPS ERG\ DQG WHPSRUDULO\ WLJKWHQ WKH EROWV
HYHQO\ DQG JUDGXDOO\

7LJKWHQ
7LJKWHQ WKH 0 EROWV WR  1:P  OELQ DQG
WKH 0 EROWV WR  1:P  OELQ 

&$$

 &KHFN WKH SXPS GULYH JHDU URWDWLRQ


,QVWDOO WKH SXPS DVVHPEO\ LQWR WKH WRUTXH
FRQYHUWHU WR YHULI\ VPRRWK RSHUDWLRQ

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 ,QVWDOO QHZ VHFRQG EUDNH SLVWRQ 2ULQJV

&$$

1RWLFH $SSO\ 727$/ )/8,' +; WR WKH QHZ VHFRQG


EUDNH SLVWRQ 2ULQJV DQG WKH VWDWRU VXSSRUW VHDO DUHD
1RWLFH 6HDW WKH SLVWRQ E\ SXVKLQJ HYHQO\ DURXQG WKH
FLUFXPIHUHQFH RI WKH SLVWRQ EHLQJ FDUHIXO QRW WR GDPDJH
WKH RXWHU VHDO
 ,QVWDOO WKH VHFRQG EUDNH SLVWRQ

&$$

 ,QVWDOO WKH VHFRQG EUDNH SLVWRQ UHWXUQ VSULQJ

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


1RWLFH 7KH IODQJHV DUH WKLFNHU WKDQ WKH VWHHOV
 ,QVWDOO WKH VHFRQG EUDNH FOXWFK SDFN
7KH
LQVWDOODWLRQ
RUGHU
IODQJHIULFWLRQVWHHOIULFWLRQVWHHOIULFWLRQ

LV

&$$

1RWLFH 7KH IODQJHV DUH WKLFNHU WKDQ WKH VWHHOV


 ,QVWDOO WKH VHFRQG EUDNH WRS IODQJH

&$$

1RWLFH %H VXUH WKH VQDS ULQJ HQG JDS LV QRW DOLJQHG


ZLWK RQH RI WKH VWDWRU VXSSRUW FXWRXWV
 ,QVWDOO WKH VQDS ULQJ

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


:$51,1*
86( &$87,21 :+(1 &+(&.,1*
&20321(176 :,7+ &2035(66(' $,5 25
3(5621$/ ,1-85< 0$< 5(68/7
 &KHFN WKH VHFRQG EUDNH FOXWFK RSHUDWLRQ
- ,QVWDOO D GLDO LQGLFDWRU
$SSO\  N3D  SVL RI FRPSUHVVHG DLU LQWR WKH
RLO SDVVDJH VKRZQ DQG PHDVXUH WKH VHFRQG
EUDNH FOXWFK SLVWRQ VWURNH 7KH SLVWRQ VWURNH LV
 PP  LQ  7KH FOXWFK
VKRXOG PDNH D VROLG DSSO\ VRXQG ZLWK QR ZKLVWOH
RU VLJQ RI OHDNV

&$$

 ,QVWDOO QHZ VHFRQG FRDVW SLVWRQ 2ULQJV

&$$

1RWLFH $SSO\ 727$/ )/8,' +; WR WKH QHZ VHFRQG


FRDVW SLVWRQ 2ULQJV DQG WKH VWDWRU VXSSRUW VHDO DUHD
1RWLFH 6HDW WKH SLVWRQ E\ SXVKLQJ HYHQO\ DURXQG WKH
FLUFXPIHUHQFH RI WKH SLVWRQ EHLQJ FDUHIXO QRW WR GDPDJH
WKH RXWHU VHDO
 ,QVWDOO WKH VHFRQG FRDVW SLVWRQ

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 ,QVWDOO WKH VHFRQG FRDVW SLVWRQ UHWXUQ VSULQJ
3RVLWLRQ VSULQJ FRPSUHVVRU .0 RQ WKH FOXWFK
SLVWRQ UHWXUQ VSULQJ 8VLQJ D SUHVV FRPSUHVV WKH
VSULQJ WKHQ LQVWDOO WKH VQDS ULQJ LQ WKH JURRYH

&$$

 ,QVWDOO WKH FRDVW FOXWFK GLVF SDFN


7KH LQVWDOODWLRQ RUGHU LV VWHHOIULFWLRQVWHHO
IULFWLRQ

&$$

 ,QVWDOO WKH FRDVW FOXWFK SUHVVXUH SODWH

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 ,QVWDOO WKH VQDS ULQJ

&$$

&DXWLRQ 0DNH VXUH WKH OXJV RI WKH WKUXVW ZDVKHU


DOLJQ ZLWK WKH VHFRQG FRDVW SLVWRQ UHWXUQ VSULQJ
 ,QVWDOO WKH WKUXVW ZDVKHU

&$$

:$51,1*
86( &$87,21 :+(1 &+(&.,1*
&20321(176 :,7+ &2035(66(' $,5 25
3(5621$/ ,1-85< 0$< 5(68/7
 &KHFN WKH VHFRQG FRDVW FOXWFK RSHUDWLRQ
- ,QVWDOO D GLDO LQGLFDWRU
$SSO\  N3D  SVL  RI FRPSUHVVHG DLU LQWR
WKH RLO SDVVDJH DQG PHDVXUH WKH VHFRQG FRDVW
FOXWFK SLVWRQ VWURNH 7KH SLVWRQ VWURNH LV
 PP  LQ  7KH FOXWFK
VKRXOG PDNH D VROLG DSSO\ VRXQG ZLWK QR ZKLVWOH
RU VLJQ RI OHDNV

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(

6(&21' &2$67 6(&21' %5$.( +8%


$1' 21(:$< &/87&+

&$$

 6HFRQG &RDVW %UDNH +XE ,QQHU 5DFH


 7KUXVW :DVKHU
 RQHZD\ &OXWFK
 6HFRQG %UDNH +XE 2XWHU 5DFH
 5HDU 7KUXVW :DVKHU

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH UHDU WKUXVW ZDVKHU

&$$

 5HPRYH WKH VHFRQG FRDVW EUDNH KXE IURP WKH VHFRQG


EUDNH KXE 6HSDUDWH WKH WKUXVW ZDVKHU IURP WKH LQQHU
UDFH

&$$

 5HPRYH WKH RQHZD\ FOXWFK IURP WKH VHFRQG EUDNH


KXE

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


$VVHPEO\ 3URFHGXUH
 &OHDQ WKH FRPSRQHQWV XVLQJ D FOHDQ KLJKTXDOLW\
SDUWV FOHDQLQJ VROYHQW DQG XVH FRPSUHVVHG DLU WR GU\
DOO SDUWV ,QVSHFW DOO SDUWV IRU GDPDJH RU ZHDU
 ,QVWDOO WKH RQHZD\ FOXWFK LQWR WKH RXWHU UDFH

&$$

1RWLFH $SSO\ 7UDQVMHO $VVHPEO\ /XEULFDQW - RU


HTXLYDOHQW WR WKH WKUXVW ZDVKHU
1RWLFH :KLOH WXUQLQJ WKH LQQHU UDFH VOLGH LW RQWR WKH
RXWHU UDFH
 3RVLWLRQ WKH WKUXVW ZDVKHU RQWR WKH LQQHU UDFH ,QVWDOO
WKH VHFRQG FRDVW EUDNH KXE LQWR WKH VHFRQG EUDNH
KXE

&$$

1RWLFH $SSO\ 7UDQVMHO $VVHPEO\ /XEULFDQW - RU


HTXLYDOHQW WR WKH WKUXVW ZDVKHU
 ,QVWDOO WKH UHDU WKUXVW ZDVKHU

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 9HULI\ WKH RSHUDWLRQ RI WKH RQHZD\ FOXWFK :KLOH
KROGLQJ WKH RXWHU UDFH WXUQ WKH LQQHU UDFH 7KH LQQHU
UDFH VKRXOG URWDWH VPRRWKO\ ZKHQ WXUQHG FORFNZLVH
DQG ORFN ZKHQ WXUQHG FRXQWHUFORFNZLVH

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(

)25:$5' $1' ',5(&7 &/87&+

&$$

 6QDS 5LQJ
 )RUZDUG &OXWFK 3UHVVXUH 3ODWH
 )RUZDUG &OXWFK )ULFWLRQ 3ODWH
 )RUZDUG &OXWFK 6WHHO 3ODWH
 'LUHFW &OXWFK 3LVWRQ
 25LQJV
 &OXWFK 3LVWRQ 5HWXUQ 6SULQJ
 6QDS 5LQJ
 'LUHFW &OXWFK 6WHHO 3ODWH

 'LUHFW &OXWFK )ULFWLRQ 3ODWH


 'LUHFW &OXWFK 3UHVVXUH 3ODWH
 6QDS 5LQJ
 )RUZDUG &OXWFK 3LVWRQ
 25LQJV
 ,QSXW 6KDIW
 7KUXVW %HDULQJ 5DFH
 7KUXVW %HDULQJ
 6HDO 5LQJ

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


7RROV 5HTXLUHG
.0 6SULQJ &RPSUHVVRU

'LVDVVHPEO\ 3URFHGXUH
:$51,1* 86( &$87,21 :+(1 5(029,1* 61$3
5,1*6 25 3(5621$/ ,1-85< 0$< 5(68/7
 &DUHIXOO\ UHPRYH WKH VQDS ULQJ

&$$

 5HPRYH WKH IRUZDUG FOXWFK SUHVVXUH SODWH DQG WKH


IRUZDUG FOXWFK GLVF SDFN

&$$

1RWLFH &KHFN WKH VWHHO DQG IULFWLRQ SODWHV IRU ZHDU RU


GDPDJH 5HSODFH DV QHFHVVDU\
1RWLFH 1HZ FOXWFK SODWHV VKRXOG EH VRDNHG LQ 727$/
)/8,' +; IRU WZR KRXUV EHIRUH EHLQJ DVVHPEOHG
 ,QVSHFW WKH IRUZDUG FOXWFK VWHHO DQG IULFWLRQ SODWHV

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


:$51,1* 86( &$87,21 :+(1 5(029,1* 61$3
5,1*6 25 3(5621$/ ,1-85< 0$< 5(68/7
 &DUHIXOO\ UHPRYH WKH VQDS ULQJ

&$$

 5HPRYH WKH GLUHFW FOXWFK SUHVVXUH SODWH DQG WKH


GLUHFW FOXWFK GLVF SDFN

&$$

1RWLFH &KHFN WKH VWHHO DQG IULFWLRQ SODWHV IRU ZHDU RU


GDPDJH 5HSODFH DV QHFHVVDU\
1RWLFH 1HZ FOXWFK SODWHV VKRXOG EH VRDNHG LQ 727$/
)/8,' +; IRU WZR KRXUV EHIRUH EHLQJ DVVHPEOHG
 ,QVSHFW WKH GLUHFW FOXWFK VWHHO DQG IULFWLRQ SODWHV

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 3RVLWLRQ VSULQJ FRPSUHVVRU .0  RQ WKH FOXWFK
SLVWRQ UHWXUQ VSULQJ 8VLQJ D SUHVV FRPSUHVV WKH
VSULQJV WKHQ UHPRYH WKH VQDS ULQJ IURP WKH JURRYH

&$$

 5HPRYH WKH VQDS ULQJ DQG WKH FOXWFK SLVWRQ UHWXUQ


VSULQJ

&$$

:$51,1*
86( &$87,21 :+(1 5(029,1*
&20321(176 :,7+ &2035(66(' $,5 25
3(5621$/ ,1-85< 0$< 5(68/7
1RWLFH ,I WKH SLVWRQ GRHV QRW FRPH RXW FRPSOHWHO\ XVH
QHHGOHQRVH SOLHUV WR UHPRYH
 ,QVWDOO WKH LQSXW VKDIW LQWR WKH UHDU FDVH $SSO\ 
N3D  SVL RI FRPSUHVVHG DLU LQWR WKH RLO SDVVDJH
VKRZQ WR UHPRYH WKH GLUHFW FOXWFK SLVWRQ

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 5HPRYH WKH GLUHFW FOXWFK SLVWRQ

&$$

 5HPRYH DQG GLVFDUG WKH GLUHFW FOXWFK SLVWRQ


2ULQJV

&$$

:$51,1*
86( &$87,21 :+(1 5(029,1*
&20321(176 :,7+ &2035(66(' $,5 25
3(5621$/ ,1-85< 0$< 5(68/7
1RWLFH ,I WKH SLVWRQ GRHV QRW FRPH RXW FRPSOHWHO\ XVH
QHHGOHQRVH SOLHUV WR UHPRYH
 ,QVWDOO WKH LQSXW VKDIW LQWR WKH UHDU FDVH $SSO\ 
N3D  SVL RI FRPSUHVVHG DLU LQWR WKH RLO SDVVDJH
VKRZQ WR UHPRYH WKH IRUZDUG FOXWFK SLVWRQ

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 5HPRYH WKH IRUZDUG FOXWFK SLVWRQ

&$$

 5HPRYH DQG GLVFDUG WKH IRUZDUG FOXWFK SLVWRQ


2ULQJV

&$$

:$51,1*
86( &$87,21 :+(1 &+(&.,1*
&20321(176 :,7+ &2035(66(' $,5 25
3(5621$/ ,1-85< 0$< 5(68/7
 ,QVSHFW WKH IRUZDUG DQG GLUHFW FOXWFK SLVWRQ
&KHFN WKDW WKH YDOYH GRHV QRW OHDN E\ DSSO\LQJ
ORZSUHVVXUH FRPSUHVVHG DLU

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 5HPRYH WKH VHDO ULQJ

&$$

$VVHPEO\ 3URFHGXUH
 &OHDQ WKH FRPSRQHQWV XVLQJ D FOHDQ KLJKTXDOLW\
SDUWV FOHDQLQJ VROYHQW DQG XVH FRPSUHVVHG DLU WR GU\
DOO SDUWV ,QVSHFW DOO SDUWV IRU GDPDJH RU ZHDU
 ,QVWDOO QHZ IRUZDUG FOXWFK SLVWRQ 2ULQJV

&$$

1RWLFH $SSO\ 727$/ )/8,' +; WR WKH QHZ IRUZDUG


FOXWFK SLVWRQ 2ULQJV DQG WKH LQSXW VKDIW VHDO DUHD
1RWLFH 6HDW WKH SLVWRQ E\ SXVKLQJ HYHQO\ DURXQG WKH
FLUFXPIHUHQFH RI WKH SLVWRQ EHLQJ FDUHIXO QRW WR GDPDJH
WKH RXWHU VHDO
 ,QVWDOO WKH IRUZDUG FOXWFK SLVWRQ

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 ,QVWDOO QHZ GLUHFW FOXWFK SLVWRQ 2ULQJV

&$$

1RWLFH $SSO\ 727$/ )/8,' +; WR WKH QHZ GLUHFW


FOXWFK SLVWRQ 2ULQJV DQG WKH LQSXW VKDIW VHDO DUHD
1RWLFH 6HDW WKH SLVWRQ E\ SXVKLQJ HYHQO\ DURXQG WKH
FLUFXPIHUHQFH RI WKH SLVWRQ EHLQJ FDUHIXO QRW WR GDPDJH
WKH RXWHU VHDO
 ,QVWDOO WKH GLUHFW FOXWFK SLVWRQ

&$$

 ,QVWDOO WKH FOXWFK SLVWRQ UHWXUQ VSULQJ RQ WKH GLUHFW


FOXWFK SLVWRQ

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 ,QVWDOO WKH FOXWFK SLVWRQ UHWXUQ VSULQJ 3RVLWLRQ VSULQJ
FRPSUHVVRU .0 RQ WKH FOXWFK SLVWRQ UHWXUQ
VSULQJ 8VLQJ D SUHVV FRPSUHVV WKH VSULQJ WKHQ
LQVWDOO WKH VQDS ULQJ LQWR WKH JURRYH

&$$

 ,QVWDOO WKH GLUHFW FOXWFK GLVF SDFN DQG GLUHFW FOXWFK


SUHVVXUH SODWH
7KH
LQVWDOODWLRQ
RUGHU
LV
VWHHOIULFWLRQVWHHOIULFWLRQVWHHOIULFWLRQVWHHOIULFWL
RQSUHVVXUH SODWH

&$$

 ,QVWDOO WKH VQDS ULQJ

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 ,QVWDOO WKH IRUZDUG FOXWFK GLVF SDFN DQG IRUZDUG
FOXWFK SUHVVXUH SODWH
7KH
LQVWDOODWLRQ
RUGHU
LV
VWHHOIULFWLRQVWHHOIULFWLRQVWHHOIULFWLRQVWHHOIULFWL
RQSUHVVXUH SODWH

&$$

 ,QVWDOO WKH VQDS ULQJ

&$$

1RWLFH $SSO\ 727$/ )/8,' +; WR WKH VHDO ULQJ 6SUHDG


WKH VHDO ULQJ DSDUW DQG LQVWDOO LW LQWR WKH JURRYH
 ,QVWDOO WKH VHDO ULQJ

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


:$51,1*
86( &$87,21 :+(1 &+(&.,1*
&20321(176 :,7+ &2035(66(' $,5 25
3(5621$/ ,1-85< 0$< 5(68/7
 &KHFN WKH GLUHFW FOXWFK RSHUDWLRQ
,QVWDOO WKH IRUZDUG DQG GLUHFW FOXWFK DVVHPEO\ LQWR
WKH UHDU FRYHU ,QVWDOO D GLDO LQGLFDWRU
$SSO\  N3D  SVL RI FRPSUHVVHG DLU LQWR WKH
RLO SDVVDJH DQG PHDVXUH WKH GLUHFW FOXWFK SLVWRQ
VWURNH 7KH SLVWRQ VWURNH LV  PP
 LQ  7KH FOXWFK VKRXOG PDNH D VROLG
DSSO\ VRXQG ZLWK QR ZKLVWOH RU VLJQ RI OHDNV

&$$

:$51,1*
86( &$87,21 :+(1 &+(&.,1*
&20321(176 :,7+ &2035(66(' $,5 25
3(5621$/ ,1-85< 0$< 5(68/7
 &KHFN WKH IRUZDUG FOXWFK RSHUDWLRQ
,QVWDOO WKH IRUZDUG DQG GLUHFW FOXWFK DVVHPEO\ LQWR
WKH UHDU FRYHU ,QVWDOO D GLDO LQGLFDWRU
$SSO\  N3D  SVL RI FRPSUHVVHG DLU LQWR WKH
RLO SDVVDJH DQG PHDVXUH WKH GLUHFW FOXWFK SLVWRQ
VWURNH 7KH SLVWRQ VWURNH LV  PP
 LQ  7KH FOXWFK VKRXOG PDNH D VROLG
DSSO\ VRXQG ZLWK QR ZKLVWOH RU VLJQ RI OHDNV

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  

3/$1(7$5< *($5 $1' 3/$1(7$5< 681 *($5

&$$

 3ODQHWDU\ *HDU $VVHPEO\


 7KUXVW %HDULQJ 5DFH
 7KUXVW %HDULQJ
 5HDU 3ODQHWDU\ 5LQJ *HDU

'$(:22 9 %/

 5HDU 3ODQHWDU\ 5LQJ *HDU )ODQJH


 6QDS 5LQJ
 7KUXVW %HDULQJ 5DFH 7DEEHG
 3ODQHWDU\ 6XQ *HDU

$   $,6,1 /( $8720$7,& 75$16$;/(


'LVDVVHPEO\ 3URFHGXUH
:$51,1* 86( &$87,21 :+(1 5(029,1* 61$3
5,1*6 25 3(5621$/ ,1-85< 0$< 5(68/7
 &DUHIXOO\ UHPRYH WKH VQDS ULQJ

&$$

 5HPRYH WKH UHDU SODQHWDU\ ULQJ JHDU IODQJH

&$$

 ,QVSHFW WKH SODQHWDU\ JHDU DVVHPEO\


8VLQJ D GLDO LQGLFDWRU PHDVXUH WKH LQQHU GLDPHWHU
RI WKH SODQHWDU\ JHDU EXVKLQJ 0HDVXUH WKH
EXVKLQJ DW WKUHH GLIIHUHQW SODFHV DQG FDOFXODWH
WKH DYHUDJH ,I LW LV JUHDWHU WKDQ WKH PD[LPXP
UHSODFH WKH SODQHWDU\ JHDU DVVHPEO\
6WDQGDUG

 PP
 LQ

0D[LPXP

 PP  LQ

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 ,QVSHFW WKH SODQHWDU\ VXQ JHDU
8VLQJ D GLDO LQGLFDWRU PHDVXUH WKH LQQHU GLDPHWHU
RI WKH SODQHWDU\ VXQ JHDU EXVKLQJ 0HDVXUH WKH
EXVKLQJ DW WKUHH GLIIHUHQW SODFHV DQG FDOFXODWH
WKH DYHUDJH ,I LW LV JUHDWHU WKDQ WKH PD[LPXP
UHSODFH WKH SODQHWDU\ VXQ JHDU
6WDQGDUG

 PP
 LQ

0D[LPXP

 PP  LQ

&$$

$VVHPEO\ 3URFHGXUH
 &OHDQ WKH FRPSRQHQWV XVLQJ D FOHDQ KLJKTXDOLW\
SDUWV FOHDQLQJ VROYHQW DQG XVH FRPSUHVVHG DLU WR GU\
DOO SDUWV ,QVSHFW DOO SDUWV IRU GDPDJH RU ZHDU
 ,QVWDOO WKH UHDU SODQHWDU\ ULQJ JHDU IODQJH

&$$

 ,QVWDOO WKH VQDS ULQJ

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(

/2:5(9(56( %5$.( &/87&+ 3,6721 $66(0%/< )5217


3/$1(7$5< 5,1* *($5 $1' 21(:$< &/87&+

&$$

 25LQJ
 /RZ5HYHUVH %UDNH 3LVWRQ
 %UDNH 3LVWRQ 5HWXUQ 6SULQJ
 6QDS 5LQJ
 &OXWFK 6WHHO 3ODWH
 &OXWFK 3UHVVXUH 3ODWH
 &OXWFK )ULFWLRQ 3ODWH
 7KUXVW :DVKHU
 2QH:D\ &OXWFK

 6QDS 5LQJ


 2QH:D\ &OXWFK ,QQHU 5DFH
 7KUXVW %HDULQJ
 7KUXVW %HDULQJ 5DFH
 7KUXVW %HDULQJ
 6QDS 5LQJ
 )URQW 3ODQHWDU\ 5LQJ *HDU )ODQJH
 /RZ5HYHUVH 3ODQHWDU\ 5LQJ *HDU

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH ORZUHYHUVH FOXWFK SDFN DQG WKH FOXWFK
SUHVVXUH SODWHV IURP WKH SODQHWDU\ ULQJ JHDU

&$$

 5HPRYH WKH RQHZD\ FOXWFK LQQHU UDFH

&$$

 5HPRYH WKH VQDS ULQJ RQHZD\ FOXWFK DQG WKUXVW


ZDVKHU

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 5HPRYH WKH VQDS ULQJ

&$$

 5HPRYH WKH IURQW SODQHWDU\ ULQJ JHDU IODQJH

&$$

:$51,1* 86( &$87,21 :+(1 5(029,1* 61$3


5,1*6 25 3(5621$/ ,1-85< 0$< 5(68/7
 5HPRYH WKH VQDS ULQJ DQG WKH EUDNH SLVWRQ UHWXUQ
VSULQJ

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


:$51,1*
86( &$87,21 :+(1 5(029,1*
&20321(176 :,7+ &2035(66(' $,5 25
3(5621$/ ,1-85< 0$< 5(68/7
1RWLFH ,I WKH SLVWRQ GRHV QRW FRPH RXW FRPSOHWHO\ XVH
QHHGOHQRVH SOLHUV WR UHPRYH
 $SSO\  N3D  SVL RI FRPSUHVVHG DLU LQWR WKH RLO
SDVVDJH WR UHPRYH WKH ORZUHYHUVH EUDNH SLVWRQ

&$$

 5HPRYH DQG GLVFDUG WKH ORZUHYHUVH EUDNH SLVWRQ


2ULQJV

&$$

1RWLFH &KHFN WKH VWHHO DQG IULFWLRQ SODWHV IRU ZHDU RU


GDPDJH 5HSODFH DV QHFHVVDU\
1RWLFH 1HZ FOXWFK SODWHV VKRXOG EH VRDNHG LQ 727$/
)/8,' +; IRU WZR KRXUV EHIRUH EHLQJ DVVHPEOHG
 ,QVSHFW WKH FOXWFK VWHHO DQG IULFWLRQ SODWH VXUIDFHV

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


$VVHPEO\ 3URFHGXUH
1RWLFH ,QVSHFW WKH WUDQVD[OH FDVH IRU GDPDJH RU ZHDU
1RWLFH ,QVSHFW DOO SDUWV IRU GDPDJH RU ZHDU
1RWLFH &KHFN WKH ORZUHYHUVH FOXWFK SLVWRQ DQG
WUDQVD[OH FDVH VHDO DUHD IRU EXUUV RU GDPDJH
 &OHDQ WKH FRPSRQHQWV XVLQJ D FOHDQ KLJKTXDOLW\
SDUWV FOHDQLQJ VROYHQW DQG XVH FRPSUHVVHG DLU WR GU\
DOO SDUWV DQG FOHDQ WKH IOXLG SDVVDJHV
 ,QVWDOO QHZ ORZUHYHUVH EUDNH SLVWRQ 2ULQJV

&$$

1RWLFH $SSO\ 727$/ )/8,' +; WR WKH QHZ ORZUHYHUVH


EUDNH SLVWRQ 2ULQJV DQG WKH WUDQVD[OH VHDO DUHD
1RWLFH 6HDW WKH SLVWRQ E\ SXVKLQJ HYHQO\ DURXQG WKH
FLUFXPIHUHQFH RI WKH SLVWRQ EHLQJ FDUHIXO QRW WR GDPDJH
WKH RXWHU VHDO
 ,QVWDOO WKH ORZUHYHUVH EUDNH SLVWRQ LQWR WKH FDVH

&$$

 ,QVWDOO WKH EUDNH SLVWRQ UHWXUQ VSULQJ DQG VQDS ULQJ


LQWR WKH FDVH
&RPSUHVV WKH EUDNH SLVWRQ UHWXUQ VSULQJ E\ KDQG
DQG LQVWDOO WKH VQDS ULQJ LQWR WKH JURRYH ZLWK D
VFUHZGULYHU
%H VXUH WKH HQG JDS RI WKH VQDS ULQJ LV QRW
DOLJQHG ZLWK RQH RI WKH FDVH FXWRXWV

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 ,QVWDOO WKH IURQW SODQHWDU\ ULQJ JHDU IODQJH

&$$

 ,QVWDOO WKH VQDS ULQJ

&$$

1RWLFH ,QVWDOO WKH IODW VXUIDFH RI WKH WKUXVW ZDVKHU


WRZDUG WKH IODQJH
 ,QVWDOO WKH WKUXVW ZDVKHU

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


1RWLFH $SSO\ 727$/ )/8,' +; WR WKH RQHZD\ FOXWFK
 ,QVWDOO WKH RQHZD\ FOXWFK

&$$

 ,QVWDOO WKH VQDS ULQJ

&$$

1RWLFH $SSO\ 727$/ )/8,' +; WR WKH RQHZD\ FOXWFK


LQQHU UDFH
 ,QVWDOO WKH RQHZD\ FOXWFK LQQHU UDFH
 9HULI\ WKH RSHUDWLRQ RI WKH RQHZD\ FOXWFK :KLOH
KROGLQJ WKH IURQW ULQJ JHDU YHULI\ WKDW WKH LQQHU UDFH
URWDWHV VPRRWKO\ ZKHQ WXUQHG FRXQWHUFORFNZLVH DQG
ORFNV ZKHQ WXUQHG FORFNZLVH

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  

81'(5'5,9( &/87&+

&$$

 6QDS 5LQJ
 &OXWFK 3UHVVXUH 3ODWH
 &OXWFK 6WHHO 3ODWHV
 &OXWFK )ULFWLRQ 3ODWHV
 6KDIW 6QDS 5LQJ
 &OXWFK 3LVWRQ 5HWXUQ 6SULQJ
 25LQJV

'$(:22 9 %/

 8QGHUGULYH &OXWFK 3LVWRQ


 8QGHUGULYH 'UXP
 7KUXVW %HDULQJ
 6QDS 5LQJ
 8QGHUGULYH 2QH:D\ &OXWFK
 2XWHU 5DFH 5HWDLQHU

$   $,6,1 /( $8720$7,& 75$16$;/(


7RROV 5HTXLUHG
.0 6SULQJ &RPSUHVVRU

'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH WKUXVW ZDVKHU

&$$

:$51,1* 86( &$87,21 :+(1 5(029,1* 61$3


5,1*6 25 3(5621$/ ,1-85< 0$< 5(68/7
 &DUHIXOO\ UHPRYH WKH VQDS ULQJ

&$$

 5HPRYH WKH XQGHUGULYH FOXWFK SDFN

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 3RVLWLRQ VSULQJ FRPSUHVVRU .0 RQ WKH FOXWFK
SLVWRQ UHWXUQ VSULQJ 8VLQJ D SUHVV FRPSUHVV WKH
VSULQJV WKHQ UHPRYH WKH VQDS ULQJ IURP WKH JURRYH

&$$

 5HPRYH WKH VQDS ULQJ DQG WKH FOXWFK SLVWRQ UHWXUQ


VSULQJ

&$$

 ,QVWDOO WKH XQGHUGULYH GUXP LQWR WKH WUDQVD[OH FDVH

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


:$51,1*
86( &$87,21 :+(1 5(029,1*
&20321(176 :,7+ &2035(66(' $,5 25
3(5621$/ ,1-85< 0$< 5(68/7
1RWLFH ,I WKH SLVWRQ GRHV QRW FRPH RXW FRPSOHWHO\ XVH
QHHGOHQRVH SOLHUV WR UHPRYH
 $SSO\  N3D  SVL RI FRPSUHVVHG DLU LQWR WKH RLO
SDVVDJH WR UHPRYH WKH XQGHUGULYH FOXWFK SLVWRQ

&$$

 5HPRYH WKH XQGHUGULYH FOXWFK SLVWRQ

&$$

 5HPRYH DQG GLVFDUG WKH XQGHUGULYH FOXWFK SLVWRQ


2ULQJV

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


1RWLFH &KHFN WKH VWHHO DQG IULFWLRQ SODWHV IRU ZHDU RU
GDPDJH 5HSODFH DV QHFHVVDU\
1RWLFH 1HZ FOXWFK SODWHV VKRXOG EH VRDNHG LQ 727$/
)/8,' +; IRU WZR KRXUV EHIRUH EHLQJ DVVHPEOHG
 ,QVSHFW WKH FOXWFK VWHHO DQG IULFWLRQ SODWH VXUIDFHV

&$$

:$51,1*
86( &$87,21 :+(1 &+(&.,1*
&20321(176 :,7+ &2035(66(' $,5 25
3(5621$/ ,1-85< 0$< 5(68/7
 ,QVSHFW WKH XQGHUGULYH FOXWFK SLVWRQ
&KHFN WKDW WKH YDOYH GRHV QRW OHDN E\ DSSO\LQJ
ORZSUHVVXUH FRPSUHVVHG DLU

&$$

 ,QVSHFW WKH XQGHUGULYH GUXP


8VLQJ D GLDO LQGLFDWRU PHDVXUH WKH LQQHU GLDPHWHU
RI WKH XQGHUGULYH GUXP EXVKLQJ 0HDVXUH WKH
EXVKLQJ DW WKUHH GLIIHUHQW SODFHV DQG FDOFXODWH
WKH DYHUDJH ,I LW LV JUHDWHU WKDQ WKH PD[LPXP
UHSODFH WKH XQGHUGULYH GUXP

&$$

'$(:22 9 %/

6WDQGDUG

0D[LPXP

)URQW

 PP
 LQ

 PP
 LQ

5HDU

 PP
 LQ

 PP
 LQ

$   $,6,1 /( $8720$7,& 75$16$;/(


$VVHPEO\ 3URFHGXUH
 &OHDQ WKH FRPSRQHQWV XVLQJ D FOHDQ KLJKTXDOLW\
SDUWV FOHDQLQJ VROYHQW DQG XVH FRPSUHVVHG DLU WR GU\
DOO SDUWV ,QVSHFW DOO SDUWV IRU GDPDJH RU ZHDU
 ,QVWDOO QHZ XQGHUGULYH FOXWFK SLVWRQ 2ULQJV

&$$

1RWLFH $SSO\ 727$/ )/8,' +; WR WKH QHZ XQGHUGULYH


FOXWFK SLVWRQ 2ULQJV DQG WKH GUXP VHDO DUHD
1RWLFH 6HDW WKH SLVWRQ E\ SXVKLQJ HYHQO\ DURXQG WKH
FLUFXPIHUHQFH RI WKH SLVWRQ EHLQJ FDUHIXO QRW WR GDPDJH
WKH RXWHU VHDO
 ,QVWDOO WKH XQGHUGULYH FOXWFK SLVWRQ LQWR WKH XQGHUGULYH
GUXP

&$$

 ,QVWDOO WKH FOXWFK SLVWRQ UHWXUQ VSULQJ RQ WKH


XQGHUGULYH SLVWRQ

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 3RVLWLRQ VSULQJ FRPSUHVVRU .0 RQ WKH FOXWFK
SLVWRQ UHWXUQ VSULQJ 8VLQJ D SUHVV FRPSUHVV WKH
VSULQJV WKHQ LQVWDOO WKH VQDS ULQJ LQWR WKH JURRYH

&$$

 ,QVWDOO WKH XQGHUGULYH FOXWFK SDFN DQG WKH FOXWFK


SUHVVXUH SODWH
7KH
LQVWDOODWLRQ
RUGHU
LV
VWHHOIULFWLRQVWHHOIULFWLRQVWHHOIULFWLRQVWHHOIULFWL
RQ
,QVWDOO WKH SUHVVXUH SODWH ZLWK WKH IODW HQG IDFLQJ
XSZDUG

&$$

 ,QVWDOO WKH VQDS ULQJ LQWR WKH JURRYH

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 &KHFN WKH XQGHUGULYH FOXWFK RSHUDWLRQ
,QVWDOO WKH XQGHUGULYH FOXWFK DVVHPEO\ LQWR WKH
WUDQVD[OH FDVH
- ,QVWDOO D GLDO LQGLFDWRU

&$$

:$51,1*
86( &$87,21 :+(1 &+(&.,1*
&20321(176 :,7+ &2035(66(' $,5 25
3(5621$/ ,1-85< 0$< 5(68/7
 $SSO\  N3D  SVL RI FRPSUHVVHG DLU LQWR WKH RLO
SDVVDJH VKRZQ 0HDVXUH WKH XQGHUGULYH FOXWFK
SLVWRQ VWURNH
7KH SLVWRQ VWURNH LV  PP 
LQ  7KH FOXWFK VKRXOG PDNH D VROLG DSSO\ VRXQG
ZLWK QR ZKLVWOH RU VLJQ RI OHDNV

&$$

 ,QVWDOO WKH RQHZD\ FOXWFK RQWR WKH XQGHUGULYH FOXWFK


GUXP

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 9HULI\ WKH RSHUDWLRQ RI WKH RQHZD\ FOXWFK :KLOH
KROGLQJ WKH RXWHU UDFH WXUQ WKH XQGHUGULYH FOXWFK
7KH XQGHUGULYH FOXWFK VKRXOG URWDWH VPRRWKO\ ZKHQ
WXUQHG FRXQWHUFORFNZLVH DQG ORFNV ZKHQ WXUQHG
FORFNZLVH

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(

81'(5'5,9( %5$.(

&$$

 8QGHUGULYH %UDNH %ROW


 8QGHUGULYH %UDNH %ROW 25LQJ
 8QGHUGULYH %UDNH %DQG
 8QGHUGULYH %UDNH 6SULQJ

 8QGHUGULYH %UDNH 3LVWRQ


 25LQJV
 8QGHUGULYH %UDNH &RYHU
 6QDS 5LQJ

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


'LVDVVHPEO\ 3URFHGXUH
 5HPRYH DQG GLVFDUG WKH VQDS ULQJ IURP WKH
XQGHUGULYH EUDNH SLVWRQ DVVHPEO\ 6HSDUDWH WKH
VSULQJ ZDVKHU DQG SLVWRQ URG

&$$

 5HPRYH DQG GLVFDUG WKH XQGHUGULYH EUDNH SLVWRQ


2ULQJ

&$$

 ,QVSHFW WKH XQGHUGULYH EUDNH VSULQJ


8VLQJ YHUQLHU FDOLSHUV PHDVXUH WKH IUHH OHQJWK
DQG RXWHU GLDPHWHU RI WKH VSULQJ ,I LW GRHV QRW
PHHW VSHFLILFDWLRQV UHSODFH LW

&$$

'$(:22 9 %/

)UHH OHQJWK

2XWHU 'LDPHWHU

,QQHU

 PP
 LQ

 PP
 LQ

2XWHU

 PP
 LQ

 PP
 LQ

$   $,6,1 /( $8720$7,& 75$16$;/(


$VVHPEO\ 3URFHGXUH
 &OHDQ WKH FRPSRQHQWV XVLQJ D FOHDQ KLJKTXDOLW\
SDUWV FOHDQLQJ VROYHQW DQG XVH FRPSUHVVHG DLU WR GU\
DOO SDUWV ,QVSHFW DOO SDUWV IRU GDPDJH RU ZHDU
 $VVHPEOH WKH SLVWRQ URG ZDVKHU DQG FRPSUHVVLRQ
VSULQJ WR WKH SLVWRQ

&$$

 ,QVWDOO D QHZ VQDS ULQJ

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  

&2817(5 '5,9( *($5

&$$

 6QDS 5LQJ 7DSHUHG


 ORFNQXW
 %HDULQJ
 %HDULQJ UDFH

'$(:22 9 %/

 &RXQWHU 'ULYH *HDU


 %HDULQJ
 6SDFHU
 6QDS 5LQJ

$   $,6,1 /( $8720$7,& 75$16$;/(


'LVDVVHPEO\ 3URFHGXUH
&DXWLRQ 8VH ZRRG EORFNV RU D EUDVV MDZ YLVH WR
SUHYHQW GDPDJH WR WKH FRXQWHU GULYH JHDU
 ,QVWDOO WKH FRXQWHU GULYH JHDU LQWR D YLVH

&$$

 5HPRYH DQG GLVFDUG WKH ORFNQXW

&$$

 8VLQJ D VXLWDEOH EHDULQJ SXOOHU UHPRYH WKH EHDULQJ

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 5HPRYH EHDULQJ UDFH DQG WKH VSDFHU

&$$

:$51,1* 86( &$87,21 :+(1 86,1* $ &+,6(/


72 5(029( &20321(176 25 3(5621$/
,1-85< 0$< 5(68/7
 8VLQJ D FKLVHO FDUHIXOO\ UHPRYH WKH EHDULQJ FDJH DQG
UROOHUV

&$$

 8VLQJ D VXLWDEOH EHDULQJ SXOOHU UHPRYH WKH EHDULQJ


UDFH

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


$VVHPEO\ 3URFHGXUH
 &OHDQ WKH FRPSRQHQWV XVLQJ D FOHDQ KLJKTXDOLW\
SDUWV FOHDQLQJ VROYHQW DQG XVH FRPSUHVVHG DLU WR GU\
DOO SDUWV ,QVSHFW DOO SDUWV IRU GDPDJH RU ZHDU
 8VLQJ D SUHVV LQVWDOO D QHZ LQQHU EHDULQJ RQ WKH
FRXQWHU GULYH JHDU

&$$

 ,QVWDOO D QHZ VSDFHU

&$$

 ,QVWDOO WKH EHDULQJ UDFH

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 8VLQJ D SUHVV LQVWDOO D QHZ EHDULQJ XQWLO WKH EHDULQJ
WRXFKHV WKH VSDFHU

&$$

 ,QVWDOO D QHZ ORFNQXW 'R QRW WLJKWHQ DW WKLV WLPH

&$$

&DXWLRQ 8VH ZRRG EORFNV RU D EUDVV MDZ YLVH WR


SUHYHQW GDPDJH WR WKH FRXQWHU GULYH JHDU
 ,QVWDOO WKH FRXQWHU GULYH JHDU LQWR D YLVH

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


1RWLFH 6HDW WKH EHDULQJ E\ WXUQLQJ WKH FRXQWHU GULYH
JHDU LQ ERWK GLUHFWLRQV EHIRUH PHDVXULQJ WKH WRUTXH
1RWLFH 0HDVXUH WKH VWDUWLQJ WRUTXH WKUHH WLPHV DQG
FDOFXODWH WKH DYHUDJH ,I WKH WRUTXH LV QRW ZLWKLQ
VSHFLILFDWLRQ UHSODFH WKH VSDFHU
 7LJKWHQ WKH ORFNQXW XQWLO WKH VWDUWLQJ WRUTXH LV
 1:P  OELQ 

&$$

:$51,1*
86( &$87,21 :+(1 67$.,1*
&20321(176 :,7+ $ &+,6(/ 25 3(5621$/
,1-85< 0$< 5(68/7
 8VLQJ D FKLVHO VWDNH WKH ORFNQXW LQWR WKH JURRYH LQ
WZR VSRWV

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  

81'(5'5,9( 3/$1(7$5< *($5 $1'


',))(5(17,$/ '5,9( 3,1,21 *($5

&$$

 7KUXVW %HDULQJ
 7KUXVW :DVKHU
 ORFNQXW
 'ULYH 3LQLRQ *HDU ,QQHU %HDULQJ
 'LIIHUHQWLDO 'ULYH 3LQLRQ *HDU
 %HDULQJ DQG 5DFH 7DSHUHG
 6SDFHU

'$(:22 9 %/

 &RXQWHU 'ULYHQ *HDU


 6QDS 5LQJ
 8QGHUGULYH 3ODQHWDU\ *HDU
 6QDS 5LQJ
 8QGHUGULYH 3ODQHWDU\ 5LQJ *HDU
 7KUXVW %HDULQJ

$   $,6,1 /( $8720$7,& 75$16$;/(


7RROV 5HTXLUHG
.0 *HDU +ROGHU
.0 %HDULQJ ,QVWDOOHU
.0 %HDULQJ ,QVWDOOHU

'LVDVVHPEO\ 3URFHGXUH
 &RPSUHVV WKH VQDS ULQJ DQG UHPRYH WKH XQGHUGULYH
SODQHWDU\ ULQJ JHDU

&$$

 8VLQJ JHDU KROGHU .0 LQVWDOO WKH JHDU DVVHPEO\


DQG JHDU KROGHU LQ D YLVH 5HPRYH DQG GLVFDUG WKH
ORFNQXW

&$$

 ,QVWDOO WKH JHDU DVVHPEO\ RQ D SUHVV

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 3UHVV RXW WKH GULYH SLQLRQ JHDU LQQHU EHDULQJ
GLIIHUHQWLDO GULYH SLQLRQ JHDU EHDULQJ VSDFHU DQG
FRXQWHU GULYHQ JHDU

&$$

 5HPRYH WKH EHDULQJ UDFHV IURP WKH FRXQWHU GULYHQ


JHDU

&$$

 5HPRYH WKH VQDS ULQJ

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 5HPRYH WKH VSDFHU

&$$

:$51,1* 86( &$87,21 :+(1 86,1* $ &+,6(/


72 5(029( &20321(176 25 3(5621$/
,1-85< 0$< 5(68/7
 8VLQJ D FKLVHO DQG KDPPHU FDUHIXOO\ UHPRYH WKH
EHDULQJ FDJH DQG UROOHUV
%H FDUHIXO QRW WR GDPDJH WKH XQGHUGULYH
SODQHWDU\ JHDU

&$$

 8VLQJ D VXLWDEOH EHDULQJ SXOOHU UHPRYH WKH EHDULQJ


UDFH IURP WKH XQGHUGULYH SODQHWDU\ JHDU

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


$VVHPEO\ 3URFHGXUH
1RWLFH 3UHVV WKH EHDULQJ XQWLO LW WRXFKHV WKH VKDIW
 &OHDQ WKH FRPSRQHQWV XVLQJ D FOHDQ KLJKTXDOLW\
SDUWV FOHDQLQJ VROYHQW DQG XVH FRPSUHVVHG DLU WR GU\
DOO SDUWV ,QVSHFW DOO SDUWV IRU GDPDJH RU ZHDU
 8VLQJ EHDULQJ LQVWDOOHU .0 SUHVV D QHZ EHDULQJ
RQ WKH UHDU RI WKH XQGHUGULYH SODQHWDU\ JHDU

&$$

 ,QVWDOO WKH VQDS ULQJ LQWR WKH FRXQWHU GULYHQ JHDU

&$$

1RWLFH 3UHVV WKH EHDULQJ UDFHV LQWR WKH FRXQWHU GULYHQ


JHDU XQWLO WKH\ WRXFK WKH VQDS ULQJ
 8VLQJ EHDULQJ LQVWDOOHUV .0 DQG .0 SUHVV
WKH EHDULQJ UDFHV LQWR WKH FRXQWHU GULYHQ JHDU

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 ,QVWDOO WKH VSDFHU
 ,QVWDOO WKH FRXQWHU GULYHQ JHDU

&$$

1RWLFH 3UHVV WKH QHZ EHDULQJ XQWLO LW WRXFKHV WKH


XQGHUGULYH SODQHWDU\ JHDU
 8VLQJ EHDULQJ LQVWDOOHU .0 SUHVV D QHZ EHDULQJ
RQWR WKH IURQW RI WKH XQGHUGULYH SODQHWDU\ JHDU

&$$

1RWLFH 3UHVV WKH GLIIHUHQWLDO GULYH SLQLRQ JHDU XQWLO LW


WRXFKHV WKH XQGHUGULYH SODQHWDU\ JHDU
 8VLQJ EHDULQJ LQVWDOOHU .0 SUHVV WKH GLIIHUHQWLDO
GULYH SLQLRQ JHDU RQWR WKH XQGHUGULYH SODQHWDU\ JHDU

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


1RWLFH 3UHVV WKH GULYH SLQLRQ JHDU LQQHU EHDULQJ XQWLO LW
WRXFKHV WKH GLIIHUHQWLDO GULYH SLQLRQ JHDU
 8VLQJ EHDULQJ LQVWDOOHU .0 SUHVV RQ WKH GULYH
SLQLRQ JHDU LQQHU EHDULQJ

&$$

 ,QVWDOO D QHZ ORFNQXW 'R QRW WLJKWHQ DW WKLV WLPH

&$$

 ,QVWDOO WKH JHDU DVVHPEO\ DQG JHDU KROGHU .0 LQ


D YLVH

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


1RWLFH 6HDW WKH EHDULQJ E\ WXUQLQJ WKH FRXQWHU GULYH
JHDU LQ ERWK GLUHFWLRQV EHIRUH PHDVXULQJ WKH WRUTXH
1RWLFH 0HDVXUH WKH VWDUWLQJ WRUTXH WKUHH WLPHV DQG
FDOFXODWH WKH DYHUDJH ,I WKH WRUTXH LV QRW ZLWKLQ
VSHFLILFDWLRQ UHSODFH WKH VSDFHU
 7LJKWHQ WKH ORFNQXW XQWLO WKH VWDUWLQJ WRUTXH LV
 1:P  OELQ 

&$$

:$51,1*
86( &$87,21 :+(1 67$.,1*
&20321(176 :,7+ $ &+,6(/ 25 3(5621$/
,1-85< 0$< 5(68/7
 8VLQJ D FKLVHO VWDNH WKH ORFNQXW LQWR WKH JURRYH LQ
WZR VSRWV

&$$

 ,QVWDOO WKH VQDS ULQJ DQG WKH XQGHUGULYH SODQHWDU\


ULQJ JHDU

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  

75$16$;/( 5($5 &$6( $1'


& $&&808/$725 3,6721

&$$

 7KUXVW :DVKHU
 6HDO 5LQJV
 7UDQVD[OH &DVH
 & $FFXPXODWRU &RYHU

'$(:22 9 %/

 6SULQJ
 & $FFXPXODWRU 3LVWRQ
 25LQJ

$   $,6,1 /( $8720$7,& 75$16$;/(


'LVDVVHPEO\ 3URFHGXUH
1RWLFH 'R QRW VSUHDG WKH VHDO ULQJV HQGV PRUH WKDQ
QHFHVVDU\
 5HPRYH WKH VHDO ULQJV

&$$

 5HPRYH WKH & DFFXPXODWRU FRYHU

&$$

 5HPRYH WKH VSULQJ DQG WKH & DFFXPXODWRU SLVWRQ

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 5HPRYH DQG GLVFDUG WKH 2ULQJ IURP WKH &
DFFXPXODWRU SLVWRQ

&$$

 ,QVSHFW WKH VSULQJ


8VLQJ YHUQLHU FDOLSHUV PHDVXUH WKH IUHH OHQJWK
DQG RXWHU GLDPHWHU RI WKH VSULQJ ,I LW GRHV QRW
PHHW VSHFLILFDWLRQV UHSODFH LW
)UHH /HQJWK

2XWHU 'LDPHWHU

 PP  LQ

 PP  LQ

&$$

$VVHPEO\ 3URFHGXUH
 &OHDQ WKH FRPSRQHQWV XVLQJ D FOHDQ KLJKTXDOLW\
SDUWV FOHDQLQJ VROYHQW DQG XVH FRPSUHVVHG DLU WR GU\
DOO SDUWV ,QVSHFW DOO SDUWV IRU GDPDJH RU ZHDU
1RWLFH $SSO\ 727$/ )/8,' +; WR WKH 2ULQJ DQG WKH
& DFFXPXODWRU SLVWRQ FDYLW\
 ,QVWDOO D QHZ 2ULQJ RQ WKH & DFFXPXODWRU SLVWRQ

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 ,QVWDOO WKH & DFFXPXODWRU SLVWRQ DQG WKH VSULQJ

&$$

 ,QVWDOO WKH & DFFXPXODWRU FRYHU

7LJKWHQ
7LJKWHQ WKH EROWV WR  1:P  OELQ 

&$$

1RWLFH $SSO\ 727$/ )/8,' +; WR WKH VHDO ULQJV 'R


QRW VSUHDG WKH VHDO ULQJV HQGV PRUH WKDQ QHFHVVDU\
 ,QVWDOO WKH VHDO ULQJV

&$$

',))(5(17,$/
'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  

&$$

 ,QQHU %HDULQJ 'LIIHUHQWLDO &DVH 6LGH


 6SHHGRPHWHU 'ULYH *HDU
 'LIIHUHQWLDO &DVH
 'LIIHUHQWLDO 5LQJ *HDU %ROW /RFN 3ODWH
 'LIIHUHQWLDO 5LQJ *HDU

'$(:22 9 %/

 2XWHU %HDULQJ 5LQJ *HDU 6LGH


 2XWHU %HDULQJ 5DFH
 6KLP
 ,QQHU %HDULQJ 5DFH

$   $,6,1 /( $8720$7,& 75$16$;/(


7RROV 5HTXLUHG
.0 %HDULQJ 3XOOHU $GDSWHU
.0 %HDULQJ ,QVWDOOHU
.0-  $GDSWHU
.0 2LO 6HDO ,QVWDOOHU
.0$ %HDULQJ 3XOOHU

'LVDVVHPEO\ 3URFHGXUH
1RWLFH ,QVWDOO WKH EHDULQJ SXOOHU WR WKH FXW RXW SRUWLRQ RI
WKH GLIIHUHQWLDO FDVH
 8VLQJ D EHDULQJ SXOOHU UHPRYH WKH RXWHU EHDULQJ

&$$

 8VLQJ D VXLWDEOH EHDULQJ SXOOHU UHPRYH WKH LQQHU


EHDULQJ

&$$

:$51,1* 86( &$87,21 :+(1 5(029,1* 7+(


63(('20(7(5 '5,9( *($5 25 3(5621$/
,1-85< 0$< 5(68/7
 5HPRYH WKH VSHHGRPHWHU GULYH JHDU

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 ,QGH[ PDUN WKH GLIIHUHQWLDO ULQJ JHDU DQG WKH
GLIIHUHQWLDO FDVH XVLQJ D VFULEH

&$$

 7DS GRZQ WKH WDEV RI WKH GLIIHUHQWLDO ULQJ JHDU EROW ORFN
SODWH

&$$

 5HPRYH DQG GLVFDUG WKH GLIIHUHQWLDO ULQJ JHDU EROWV


DQG ORFN SODWHV

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 8VLQJ D SODVWLF KDPPHU WDS WKH RQ WKH ULQJ JHDU WR
UHPRYH

&$$

 5HPRYH DQG GLVFDUG WKH RLO VHDO IURP WKH WUDQVD[OH


FDVH VLGH

&$$

 5HPRYH DQG GLVFDUG WKH RLO VHDO IURP WKH WUDQVD[OH


KRXVLQJ VLGH

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


1RWLFH ,I HTXLSSHG UHPRYH SUHORDG VKLP
 8VLQJ EHDULQJ SXOOHU .0$ DQG EHDULQJ SXOOHU
DGDSWHU .0 UHPRYH WKH EHDULQJ FXS IURP WKH
WUDQVD[OH FDVH VLGH

&$$

 8VLQJ EHDULQJ SXOOHU .0$ DQG EHDULQJ SXOOHU


DGDSWHU .0 UHPRYH WKH EHDULQJ FXS IURP WKH
WUDQVD[OH KRXVLQJ VLGH

&$$

$VVHPEO\ 3URFHGXUH
 &OHDQ WKH FRPSRQHQWV XVLQJ D FOHDQ KLJKTXDOLW\
SDUWV FOHDQLQJ VROYHQW DQG XVH FRPSUHVVHG DLU WR GU\
DOO SDUWV ,QVSHFW DOO SDUWV IRU GDPDJH RU ZHDU
 8VLQJ EHDULQJ LQVWDOOHU .0 LQVWDOO WKH EHDULQJ
FXS LQWR WKH WUDQVD[OH KRXVLQJ

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


1RWLFH ,I HTXLSSHG LQVWDOO SUHORDG VKLP
 8VLQJ EHDULQJ LQVWDOOHU .0 LQVWDOO WKH EHDULQJ
FXS LQWR WKH WUDQVD[OH FDVH

&$$

&DXWLRQ 'R QRW KHDW WKH GLIIHUHQWLDO ULQJ JHDU


DERYH q& q) 
 8VLQJ D RLO EDWK RU DQ RYHQ KHDW WKH GLIIHUHQWLDO ULQJ
JHDU WR G& G) 

&$$

1RWLFH &OHDQ WKH RLO IURP WKH FRQWDFW VXUIDFH RI WKH


GLIIHUHQWLDO ULQJ JHDU
1RWLFH 7LJKWHQ WKH EROWV HYHQO\ DQG JUDGXDOO\
 ,QVWDOO WKH GLIIHUHQWLDO ULQJ JHDU RQ WKH GLIIHUHQWLDO
FDVH ,QVWDOO QHZ GLIIHUHQWLDO ULQJ JHDU EROWV DQG ORFN
SODWHV

7LJKWHQ
7LJKWHQ ULQJ JHDU EROWV WR  1:P  OEIW 

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 %HQG WKH GLIIHUHQWLDO ULQJ JHDU EROW ORFN SODWH WDEV LQ
WKH ORFNHG SRVLWLRQ

&$$

:$51,1* 86( &$87,21 :+(1 ,167$//,1* 7+(


63(('20(7(5 '5,9( *($5 25 3(5621$/
,1-85< 0$< 5(68/7
 ,QVWDOO WKH VSHHGRPHWHU GULYH JHDU

&$$

 8VLQJ D SUHVV SUHVV WKH RXWHU EHDULQJ RQWR WKH


GLIIHUHQWLDO FDVH

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 8VLQJ D SUHVV SUHVV WKH LQQHU EHDULQJ RQWR WKH
GLIIHUHQWLDO FDVH

&$$

 ,QVWDOO WKH GLIIHUHQWLDO DVVHPEO\ LQ WKH WUDQVD[OH


FDVH

&$$

1RWLFH 7LJKWHQ WKH EROWV HYHQO\ DQG JUDGXDOO\


 $SSO\ VHDOHU WR WKH WUDQVD[OH FDVH DQG LQVWDOO WKH
WUDQVD[OH KRXVLQJ

7LJKWHQ
7LJKWHQ WKH EROWV WR  1:P  OEIW 

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 8VLQJ DGDSWHU .0- PHDVXUH WKH VWDUWLQJ
SUHORDG
5RWDWH WKH GLIIHUHQWLDO LQ ERWK GLUHFWLRQV WR VHDW
WKH EHDULQJ
3UHORDG
1HZ %HDULQJ

 1:P  OELQ

5HXVHG %HDULQJ

 1:P  OELQ

&$$

'$(:22 9 %/

,I WKH SUHORDG LV QRW ZLWKLQ VSHFLILFDWLRQV UHPRYH


WKH GLIIHUHQWLDO DVVHPEO\ 5HPRYH WKH RXWHU
EHDULQJ UDFH DQG VHOHFW WKH FRUUHFW DGMXVWLQJ
VKLP ,I WKH SUHORDG LV EHORZ VSHFLILFDWLRQV LQVWDOO
D WKLFNHU VKLP ,I WKH SUHORDG LV DERYH
VSHFLILFDWLRQV LQVWDOO D WKLQQHU VKLP
,QVWDOO VHOHFWHG VKLP UHLQVWDOO GLIIHUHQWLDO
DVVHPEO\ DQG UHFKHFN SUHORDG

3DUW 1XPEHU

7KLFNQHVV PP LQ

  =

 

  :

 

  7

 

  3

 

  /

 

  +

 

  (

 

  %

 

  <

 

  (

 

  %

 

  <

 

  9

 

  6

 

  1

 

  .

 

  *

 

  '

 

  $

 

  *

 

  '

 

  $

 

  ;

 

$   $,6,1 /( $8720$7,& 75$16$;/(


1RWLFH 7KH GLVWDQFH IURP WKH RXWHU HGJH RI WKH VHDO WR
WKH WUDQVD[OH KRXVLQJ VKRXOG EH  PP
 LQ 
1RWLFH $SSO\ 7UDQVMHO $VVHPEO\ /XEULFDQW - WR
WKH RLO VHDO OLS
 8VLQJ RLO VHDO LQVWDOOHU .0 LQVWDOO D QHZ RLO VHDO
LQWR WKH WUDQVD[OH KRXVLQJ

&$$

1RWLFH ,QVWDOO WKH RLO VHDO XQWLO WKH VHDO WRXFKHV WKH
WUDQVD[OH FDVH
1RWLFH $SSO\ 7UDQVMHO $VVHPEO\ /XEULFDQW - WR
WKH RLO VHDO OLS
 8VLQJ RLO VHDO LQVWDOOHU .0 LQVWDOO D QHZ RLO VHDO
LQWR WKH WUDQVD[OH FDVH

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  

9$/9( %2'< $66(0%/<

&$$

 /RFNXS 6ROHQRLG
 /LQHDU 6ROHQRLG
 6KLIW 6ROHQRLG  66
 :LUH +DUQHVV &ODPS
 8SSHU 9DOYH %RG\ *DVNHW
 8SSHU 9DOYH %RG\ 6HSDUDWRU 3ODWH
 &HQWHU 9DOYH %RG\ *DVNHW 1R 
 2LO 6WUDLQHU
 &HQWHU 9DOYH %RG\ *DVNHW 1R
 &HQWHU 9DOYH %RG\ 6HSDUDWRU 3ODWH
 /RZHU 9DOYH %RG\ *DVNHW

'$(:22 9 %/

 6SULQJ V
 &KHFN %DOO
 &KHFN 9DOYH
 %\SDVV 9DOYH
 3UHVVXUH 5HOLHI 9DOYH
 /RZHU 9DOYH %RG\
 0DQXDO 9DOYH 5RG
 0DQXDO 9DOYH
 &HQWHU 9DOYH %RG\
 6KLIW 6ROHQRLG  66
 8SSHU 9DOYH %RG\

$   $,6,1 /( $8720$7,& 75$16$;/(


'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH ZLUH KDUQHVV FODPSV

&$$

 5HPRYH WKH VKLIW DQG ORFNXS VROHQRLGV

&$$

 5HPRYH WKH OLQHDU VROHQRLG DQG WKH ZLUH KDUQHVV


FODPS

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 7XUQ WKH YDOYH ERG\ DVVHPEO\ RYHU DQG UHPRYH WKH
IRXU EROWV IURP WKH ORZHU YDOYH ERG\

&$$

 7XUQ WKH YDOYH ERG\ DVVHPEO\ RYHU DQG UHPRYH WKH


ILYH EROWV IURP WKH XSSHU YDOYH ERG\

&$$

 /LIW RII WKH XSSHU YDOYH ERG\ 5HPRYH WKH FKHFN EDOO

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 ,QVSHFW WKH VKLIW VROHQRLGV DQG WKH ORFNXS VROHQRLG
5HSODFH WKH VROHQRLGV LI WKH\ DUH QRW ZLWKLQ
VSHFLILFDWLRQV
8VLQJ DQ RKPPHWHU FKHFN WKH UHVLVWDQFH
EHWZHHQ WKH VROHQRLG WHUPLQDO DQG WKH VROHQRLG
ERG\ 7KH VWDQGDUG UHVLVWDQFH IRU VKLIW VROHQRLGV
LV  RKPV 7KH VWDQGDUG UHVLVWDQFH IRU WKH
ORFNXS VROHQRLG LV  RKPV
$SSO\ EDWWHU\ YROWDJH WR WKH VROHQRLGV $Q
RSHUDWLRQ QRLVH VKRXOG EH KHDUG

&$$

 ,QVSHFW WKH OLQHDU VROHQRLG ,I WKH VROHQRLG LV QRW ZLWKLQ


VSHFLILFDWLRQV UHSODFH LW
8VLQJ DQ RKPPHWHU FKHFN WKH UHVLVWDQFH
EHWZHHQ WKH VROHQRLG WHUPLQDOV 7KH VWDQGDUG
UHVLVWDQFH LV  RKPV

&$$

1RWLFH 'LVFDUG WKH YDOYH ERG\ JDVNHWV


 5HPRYH WKH XSSHU YDOYH ERG\ JDVNHW WKH XSSHU
YDOYH ERG\ VHSDUDWRU SODWH DQG WKH FHQWHU YDOYH ERG\
JDVNHW

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 5HPRYH WKH RLO VWUDLQHUV IURP WKH FHQWHU YDOYH ERG\

&$$

 5HPRYH WKH WKUHH EROWV IURP WKH ORZHU YDOYH ERG\

&$$

1RWLFH +ROG WKH JDVNHWV DQG VHSDUDWRU SODWH WR WKH


FHQWHU YDOYH ERG\ DQG UHPRYH DV DQ DVVHPEO\
 7XUQ WKH YDOYH ERG\ RYHU DQG UHPRYH WKH UHPDLQLQJ
EROW 6HSDUDWH WKH FHQWHU YDOYH ERG\ IURP WKH ORZHU
YDOYH ERG\

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


1RWLFH 'LVFDUG WKH YDOYH ERG\ JDVNHWV
 6HSDUDWH WKH YDOYH ERG\ JDVNHWV DQG VHSDUDWRU
SODWH

&$$

 5HPRYH WKH E\SDVV YDOYH WKH FKHFN YDOYH VSULQJV


DQG WKH FKHFN EDOOV IURP WKH FHQWHU YDOYH ERG\

&$$

 5HPRYH WKH FKHFN YDOYH WKH SUHVVXUH UHOLHI YDOYH


VSULQJV DQG FKHFN EDOOV IURP WKH ORZHU YDOYH ERG\

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


$VVHPEO\ 3URFHGXUH
1RWLFH &RDW WKH YDOYHV DQG VSULQJV ZLWK 727$/ )/8,'
+; SULRU WR DVVHPEO\
 ,QVWDOO WKH E\SDVV YDOYH WKH FKHFN YDOYH VSULQJV DQG
WKH FKHFN EDOOV LQ WKH FHQWHU YDOYH ERG\

&$$

 ,QVWDOO WKH FKHFN YDOYH WKH SUHVVXUH UHOLHI YDOYH


VSULQJV DQG FKHFN EDOOV LQ WKH ORZHU YDOYH ERG\

&$$

 ,QVWDOO D QHZ FHQWHU YDOYH ERG\ JDVNHW D FHQWHU YDOYH


ERG\ VHSDUDWRU SODWH DQG D QHZ ORZHU YDOYH ERG\
JDVNHW RQ WKH FHQWHU YDOYH ERG\
3ODFH WKH FHQWHU YDOYH ERG\ RQWR WKH ORZHU YDOYH
ERG\ +ROG WKH FHQWHU YDOYH ERG\ JDVNHWV DQG
SODWH VHFXUHO\ VR WKH\ GR QRW VHSDUDWH

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 ,QVWDOO WKH WKUHH EROWV LQ WKH ORZHU YDOYH ERG\ 'R QRW
WLJKWHQ WKH EROWV DW WKLV WLPH

&$$

 7XUQ WKH YDOYH ERG\ RYHU DQG LQVWDOO WKH EROW 'R QRW
WLJKWHQ WKH EROW DW WKLV WLPH

&$$

1RWLFH &RDW WKH RLO VWUDLQHUV ZLWK 727$/ )/8,' +;


SULRU WR DVVHPEO\
 ,QVWDOO WKH RLO VWUDLQHUV LQWR WKH FHQWHU YDOYH ERG\

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 ,QVWDOO WKH FKHFN EDOO LQ WKH XSSHU YDOYH ERG\

&$$

 ,QVWDOO D QHZ FHQWHU YDOYH ERG\ JDVNHW D FHQWHU YDOYH


ERG\ VHSDUDWRU SODWH DQG D QHZ XSSHU YDOYH ERG\
JDVNHW
3ODFH WKH XSSHU YDOYH ERG\ RQWR WKH FHQWHU YDOYH
ERG\ +ROG WKH XSSHU YDOYH ERG\ JDVNHWV DQG
SODWH VHFXUHO\ VR WKH\ GR QRW VHSDUDWH

&$$

 ,QVWDOO WKH ILYH EROWV LQ WKH XSSHU YDOYH ERG\ 'R QRW
WLJKWHQ DW WKLV WLPH
- 7KUHH  PP  LQ EROWV
- 2QH  PP  LQ EROW
- 2QH  PP  LQ EROW

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 7XUQ WKH YDOYH ERG\ RYHU DQG LQVWDOO WKH IRXU EROWV
'R QRW WLJKWHQ WKH EROW DW WKLV WLPH
-  PP  LQ EROWV

&$$

1RWLFH $SSO\ 727$/ )/8,' +; WR WKH VROHQRLG 2ULQJ


 ,QVWDOO WKH VKLIW DQG ORFNXS VROHQRLGV

7LJKWHQ
7LJKWHQ WKH VROHQRLG EROWV WR  1:P  OELQ 

&$$

1RWLFH $SSO\ 727$/ )/8,' +; WR WKH VROHQRLG 2ULQJ


 ,QVWDOO WKH OLQHDU VROHQRLG DQG WKH ZLUH KDUQHVV
FODPS

7LJKWHQ
7LJKWHQ WKH VROHQRLG EROW WR  1:P  OELQ 

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


1RWLFH 7LJKWHQ WKH EROWV HYHQO\ DQG JUDGXDOO\
 7LJKWHQ WKH  XSSHU DQG ORZHU YDOYH ERG\ EROWV

7LJKWHQ
7LJKWHQ WKH EROWV WR  1:P  OELQ 

&$$

1RWLFH &RDW WKH PDQXDO YDOYH ZLWK 727$/ )/8,' +;


SULRU WR DVVHPEO\
 ,QVWDOO WKH PDQXDO YDOYH

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


833(5 9$/9( %2'<

&$$

 .H\
 5HWDLQHU
 9DOYH 6SULQJ
 6ROHQRLG 0RGXODWRU 9DOYH
 8SSHU 9DOYH %RG\

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 5HPRYH WKH NH\

&$$

 5HPRYH WKH UHWDLQHU YDOYH VSULQJ DQG WKH VROHQRLG


PRGXODWRU YDOYH

&$$

 ,QVSHFW WKH YDOYH VSULQJ


8VLQJ YHUQLHU FDOLSHUV PHDVXUH WKH IUHH OHQJWK
DQG RXWHU GLDPHWHU RI WKH VSULQJ ,I LW GRHV QRW
PHHW VSHFLILFDWLRQV UHSODFH LW

&$$

'$(:22 9 %/

)UHH /HQJWK

2XWHU 'LDPHWHU

PP  LQ

PP  LQ

$   $,6,1 /( $8720$7,& 75$16$;/(


$VVHPEO\ 3URFHGXUH
1RWLFH ,QVSHFW WKH YDOYH IRU GDPDJH RU ZHDU UHSODFH LI
QHFHVVDU\ 7KH YDOYH VKRXOG ILW VQXJO\ LQ WKH ERUH
1RWLFH &RDW WKH YDOYH DQG VSULQJ ZLWK 727$/ )/8,'
+; SULRU WR DVVHPEO\
 ,QVWDOO WKH VROHQRLG PRGXODWRU YDOYH YDOYH VSULQJ DQG
WKH YDOYH UHWDLQHU

&$$

 ,QVWDOO WKH NH\

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


&(17(5 9$/9( %2'<

&$$

 &HQWHU 9DOYH %RG\


 &RDVW /RFN8S 0RGXODWRU 9DOYH
 9DOYH 6SULQ
 5HWDLQHU
 .H\
 &OXWFK 0RGXODWRU 9DOYH
  6KLIW 9DOYH

'$(:22 9 %/

  6KLIW 9DOYH


  6KLIW 9DOYH
 1HXWUDO &RQWURO 9DOYH
 6QDS 5LQJ 5HWDLQHU
 3ULPDU\ 5HJXODWRU 9DOYH
 3ULPDU\ 5HJXODWRU 9DOYH 3OXQJHU
 3ULPDU\ 5HJXODWRU 9DOYH 3OXQJHU 6OHHYH

$   $,6,1 /( $8720$7,& 75$16$;/(


 5HPRYH WKH NH\ WKH UHWDLQHU WKH YDOYH VSULQJ DQG WKH
FOXWFK PRGXODWRU YDOYH

&$$

 5HPRYH WKH NH\ WKH UHWDLQHU WKH YDOYH VSULQJ DQG WKH
FRDVW ORFNXS PRGXODWRU YDOYH

&$$

 5HPRYH WKH NH\ WKH SULPDU\ UHJXODWRU YDOYH SOXQJHU


VOHHYH WKH SULPDU\ UHJXODWRU YDOYH SOXQJHU YDOYH
VSULQJ DQG WKH SULPDU\ UHJXODWRU YDOYH

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 5HPRYH WKH VQDS ULQJ UHWDLQHU DQG WKH QHXWUDO FRQWURO
YDOYH

&$$

 5HPRYH WKH NH\ WKH UHWDLQHU WKH YDOYH VSULQJ DQG WKH
 VKLIW YDOYH

&$$

 5HPRYH WKH NH\ WKH UHWDLQHU WKH YDOYH VSULQJ DQG WKH
 VKLIW YDOYH

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 5HPRYH WKH NH\

&$$

 5HPRYH WKH UHWDLQHU WKH YDOYH VSULQJ DQG WKH 


VKLIW YDOYH

&$$

 ,QVSHFW WKH YDOYH VSULQJV


8VLQJ YHUQLHU FDOLSHUV PHDVXUH WKH IUHH OHQJWK
DQG RXWHU GLDPHWHU RI WKH VSULQJ ,I LW GRHV QRW
PHHW VSHFLILFDWLRQV UHSODFH LW

&$$

9DOYH

9DOYH 6SULQJ
)UHH /HQJWK
PP LQ

9DOYH 6SULQJ
2XWHU
'LDPHWHU
PP LQ

3ULPDU\ 5HJXODWRU

 

 

 6KLIW

 

 

 6KLIW

 

 

 6KLIW

 

 

&RDVW /RFNXS
0RGXODWRU

 

 

&OXWFK 0RGXODWRU

 

 

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


$VVHPEO\ 3URFHGXUH
1RWLFH ,QVSHFW WKH YDOYH IRU GDPDJH RU ZHDU 5HSODFH
LI QHFHVVDU\
1RWLFH 7KH YDOYH VKRXOG ILW VQXJO\ LQ WKH ERUH
1RWLFH &RDW WKH YDOYH VSULQJ DQG UHWDLQHU ZLWK 727$/
)/8,' +; SULRU WR DVVHPEO\
 ,QVWDOO WKH  VKLIW YDOYH WKH YDOYH VSULQJ DQG WKH
UHWDLQHU

&$$

 ,QVWDOO WKH NH\

&$$

1RWLFH ,QVSHFW WKH YDOYH IRU GDPDJH RU ZHDU 5HSODFH


LI QHFHVVDU\
1RWLFH 7KH YDOYH VKRXOG ILW VQXJO\ LQ WKH ERUH
1RWLFH &RDW WKH YDOYH VSULQJ DQG UHWDLQHU ZLWK 727$/
)/8,' +; SULRU WR DVVHPEO\
 ,QVWDOO WKH  VKLIW YDOYH WKH YDOYH VSULQJ WKH
UHWDLQHU DQG WKH NH\

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


1RWLFH ,QVSHFW WKH YDOYH IRU GDPDJH RU ZHDU 5HSODFH
LI QHFHVVDU\
1RWLFH 7KH YDOYH VKRXOG ILW VQXJO\ LQ WKH ERUH
1RWLFH &RDW WKH YDOYH VSULQJ DQG UHWDLQHU ZLWK 727$/
)/8,' +; SULRU WR DVVHPEO\
 ,QVWDOO WKH  VKLIW YDOYH WKH YDOYH VSULQJ  WKH
UHWDLQHU DQG WKH NH\

&$$

1RWLFH ,QVSHFW WKH SOXJ IRU GDPDJH RU ZHDU 5HSODFH LI


QHFHVVDU\
1RWLFH 7KH SOXJ VKRXOG ILW VQXJO\ LQ WKH ERUH
1RWLFH &RDW WKH SOXJ ZLWK 727$/ )/8,' +; SULRU WR
DVVHPEO\
 ,QVWDOO WKH QHXWUDO FRQWURO SOXJ DQG WKH VQDS ULQJ
UHWDLQHU

&$$

1RWLFH ,QVSHFW WKH YDOYH IRU GDPDJH RU ZHDU 5HSODFH


LI QHFHVVDU\
1RWLFH 7KH YDOYH VKRXOG ILW VQXJO\ LQ WKH ERUH
1RWLFH &RDW WKH YDOYH VSULQJ SOXQJHU DQG VOHHYH ZLWK
727$/ )/8,' +; SULRU WR DVVHPEO\
 ,QVWDOO WKH SULPDU\ UHJXODWRU YDOYH WKH YDOYH VSULQJ
WKH SULPDU\ UHJXODWRU YDOYH SOXQJHU WKH SULPDU\
UHJXODWRU YDOYH SOXQJHU VOHHYH DQG WKH NH\

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


1RWLFH ,QVSHFW WKH YDOYH IRU GDPDJH RU ZHDU 5HSODFH
LI QHFHVVDU\
1RWLFH 7KH YDOYH VKRXOG ILW VQXJO\ LQ WKH ERUH
1RWLFH &RDW WKH YDOYH VSULQJ DQG UHWDLQHU ZLWK 727$/
)/8,' +; SULRU WR DVVHPEO\
 ,QVWDOO WKH FRDVW ORFNXS PRGXODWRU YDOYH WKH YDOYH
VSULQJ WKH UHWDLQHU DQG WKH NH\

&$$

1RWLFH ,QVSHFW WKH YDOYH IRU GDPDJH RU ZHDU 5HSODFH


LI QHFHVVDU\
1RWLFH 7KH YDOYH VKRXOG ILW VQXJO\ LQ WKH ERUH
1RWLFH &RDW WKH YDOYH VSULQJ DQG UHWDLQHU ZLWK 727$/
)/8,' +; SULRU WR DVVHPEO\
 ,QVWDOO WKH FOXWFK PRGXODWRU YDOYH WKH YDOYH VSULQJ
WKH UHWDLQHU DQG WKH NH\

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


/2:(5 9$/9( %2'<

&$$

 /RZHU 9DOYH %RG\


 9DOYH 6SULQJ
 6HFRQGDU\ 5HJXODWRU 9DOYH
 5HWDLQHU
 .H\
 $FFXPXODWRU &RQWURO 9DOYH
 % $FFXPXODWRU 9DOYH
 6HDO 5LQJV
 % $FFXPXODWRU 3LVWRQ
 & $FFXPXODWRU 9DOYH

 & $FFXPXODWRU 3LVWRQ


 &RYHU 3ODWH
 & $FFXPXODWRU 3LVWRQ
 & $FFXPXODWRU 9DOYH
 % $FFXPXODWRU 9DOYH
 &RDVW 0RGXODWRU 9DOYH
 /RFNXS &RQWURO 9DOYH
 /RFNXS &RQWURO 3OXQJHU
 /RFNXS &RQWURO 3OXQJHU 6OHHYH

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 5HPRYH WKH NH\ WKH UHWDLQHU WKH VHFRQGDU\
UHJXODWRU YDOYH DQG WKH YDOYH VSULQJ

&$$

1RWLFH 'LVFDUG WKH JDVNHW


 5HPRYH WKH FRYHU SODWH DQG JDVNHW

&$$

 5HPRYH WKH YDOYH VSULQJ DQG WKH DFFXPXODWRU FRQWURO


YDOYH

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 5HPRYH WKH YDOYH VSULQJ DQG WKH % DFFXPXODWRU
YDOYH

&$$

1RWLFH 5HPRYH WKH VHDO ULQJV IURP WKH SLVWRQ DQG


GLVFDUG WKHP
 5HPRYH WKH % DFFXPXODWRU SLVWRQ DQG WKH VSULQJV

&$$

 5HPRYH WKH YDOYH VSULQJ DQG WKH & DFFXPXODWRU


YDOYH

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


1RWLFH 5HPRYH GLVFDUG WKH VHDO ULQJV IURP WKH SLVWRQ
 5HPRYH WKH & DFFXPXODWRU SLVWRQ DQG WKH VSULQJV

&$$

 5HPRYH WKH NH\ WKH ORFNXS FRQWURO SOXQJHU VOHHYH


ORFNXS FRQWURO SOXQJHU WKH YDOYH VSULQJ DQG WKH
ORFNXS FRQWURO YDOYH

&$$

1RWLFH 'LVFDUG WKH JDVNHW


 5HPRYH WKH FRYHU SODWH DQG JDVNHW

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 5HPRYH WKH YDOYH VSULQJ DQG WKH FRDVW PRGXODWRU
YDOYH

&$$

 5HPRYH WKH YDOYH VSULQJ DQG WKH % PRGXODWRU


YDOYH

&$$

 5HPRYH WKH YDOYH VSULQJ DQG WKH & PRGXODWRU


YDOYH

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


1RWLFH 5HPRYH WKH VHDO ULQJV IURP WKH SLVWRQ DQG
GLVFDUG WKHP
 5HPRYH WKH & DFFXPXODWRU SLVWRQ DQG VSULQJ

&$$

 ,QVSHFW WKH YDOYH VSULQJV


8VLQJ YHUQLHU FDOLSHUV PHDVXUH WKH IUHH OHQJWK
DQG RXWHU GLDPHWHU RI WKH VSULQJ ,I LW GRHV QRW
PHHW VSHFLILFDWLRQV UHSODFH LW
9DOYH 6SULQJ
)UHH /HQJWK
PP LQ

9DOYH 6SULQJ
2XWHU
'LDPHWHU
PP LQ

6HFRQGDU\

 

 

5HJXODWRU
$FFXPXODWRU

 

 

&RQWURO % 9DOYH

 

 

% 3LVWRQ,QQHU

 

 

% 3LVWRQ2XWHU

 

 

& 3LVWRQ,QQHU

 

 

& 3LVWRQ2XWHU

 

 

& $FFXPXODWRU

 

 

/RFN8S &RQWURO

 

 

&RDVW 0RGXODWRU

 

 

% 0RGXODWRU

 

 

& 3LVWRQ

 

 

& $FFXPXODWRU

 

 

9DOYH RU 3LVWRQ

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


$VVHPEO\ 3URFHGXUH
1RWLFH ,QVSHFW WKH SLVWRQ IRU GDPDJH RU ZHDU 5HSODFH
LI QHFHVVDU\
1RWLFH 7KH SLVWRQ VKRXOG ILW VQXJO\ LQ WKH ERUH
1RWLFH &RDW WKH SLVWRQ VSULQJ DQG VHDO ULQJV ZLWK
727$/ )/8,' +; SULRU WR DVVHPEO\
 ,QVWDOO QHZ VHDO ULQJV RQ WKH SLVWRQ 7KHQ LQVWDOO WKH
VSULQJ DQG & DFFXPXODWRU SLVWRQ

&$$

1RWLFH ,QVSHFW WKH YDOYH IRU GDPDJH RU ZHDU 5HSODFH


LI QHFHVVDU\
1RWLFH 7KH YDOYH VKRXOG ILW VQXJO\ LQ WKH ERUH
1RWLFH &RDW WKH YDOYH DQG VSULQJ ZLWK 727$/ )/8,'
+; SULRU WR DVVHPEO\
 ,QVWDOO WKH & PRGXODWRU YDOYH DQG WKH YDOYH VSULQJ

&$$

1RWLFH ,QVSHFW WKH YDOYH IRU GDPDJH RU ZHDU 5HSODFH


LI QHFHVVDU\
1RWLFH 7KH YDOYH VKRXOG ILW VQXJO\ LQ WKH ERUH
1RWLFH &RDW WKH YDOYH DQG VSULQJ ZLWK 727$/ )/8,'
+; SULRU WR DVVHPEO\
 ,QVWDOO WKH % PRGXODWRU YDOYH DQG WKH YDOYH VSULQJ

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


1RWLFH ,QVSHFW WKH YDOYH IRU GDPDJH RU ZHDU 5HSODFH
LI QHFHVVDU\
1RWLFH 7KH YDOYH VKRXOG ILW VQXJO\ LQ WKH ERUH
1RWLFH &RDW WKH YDOYH DQG VSULQJ ZLWK 727$/ )/8,'
+; SULRU WR DVVHPEO\
 ,QVWDOO WKH FRDVW PRGXODWRU YDOYH DQG WKH YDOYH VSULQJ

&$$

1RWLFH 7LJKWHQ WKH VL[ EROWV HYHQO\ DQG JUDGXDOO\


 ,QVWDOO D QHZ JDVNHW DQG WKH FRYHU SODWH

7LJKWHQ
7LJKWHQ WKH EROWV WR  1:P  OELQ 

&$$

1RWLFH ,QVSHFW WKH YDOYH IRU GDPDJH RU ZHDU 5HSODFH


LI QHFHVVDU\
1RWLFH 7KH YDOYH VKRXOG ILW VQXJO\ LQ WKH ERUH
1RWLFH &RDW WKH YDOYH VSULQJ SOXQJHU DQG VOHHYH ZLWK
727$/ )/8,' +; SULRU WR DVVHPEO\
 ,QVWDOO WKH ORFNXS FRQWURO YDOYH DQG WKH YDOYH VSULQJ
,QVHUW WKH ORFNXS FRQWURO SOXQJHU LQ WKH ORFNXS FRQWURO
SOXQJHU VOHHYH DQG LQVWDOO LQWR WKH YDOYH ERG\ 3XVK LQ
WKH NH\

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


1RWLFH ,QVSHFW WKH YDOYH IRU GDPDJH RU ZHDU 5HSODFH
LI QHFHVVDU\
1RWLFH 7KH SLVWRQ VKRXOG ILW VQXJO\ LQ WKH ERUH
1RWLFH &RDW WKH SLVWRQ VSULQJV DQG VHDO ULQJV ZLWK
727$/ )/8,' +; SULRU WR DVVHPEO\
 ,QVWDOO QHZ VHDO ULQJV RQ WKH SLVWRQ 7KHQ LQVWDOO WKH
VSULQJV DQG & DFFXPXODWRU SLVWRQ

&$$

1RWLFH ,QVSHFW WKH YDOYH IRU GDPDJH RU ZHDU 5HSODFH


LI QHFHVVDU\
1RWLFH 7KH YDOYH VKRXOG ILW VQXJO\ LQ WKH ERUH
1RWLFH &RDW WKH YDOYH DQG VSULQJ ZLWK 727$/ )/8,'
+; SULRU WR DVVHPEO\
 ,QVWDOO WKH & DFFXPXODWRU YDOYH DQG WKH YDOYH VSULQJ

&$$

1RWLFH ,QVSHFW WKH YDOYH IRU GDPDJH RU ZHDU 5HSODFH


LI QHFHVVDU\
1RWLFH 7KH SLVWRQ VKRXOG ILW VQXJO\ LQ WKH ERUH
1RWLFH &RDW WKH SLVWRQ VSULQJV DQG VHDO ULQJV ZLWK
727$/ )/8,' +; SULRU WR DVVHPEO\
 ,QVWDOO QHZ VHDO ULQJV RQ WKH SLVWRQ 7KHQ LQVWDOO WKH
VSULQJV DQG % DFFXPXODWRU SLVWRQ

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


1RWLFH ,QVSHFW WKH YDOYH IRU GDPDJH RU ZHDU 5HSODFH
LI QHFHVVDU\
1RWLFH 7KH YDOYH VKRXOG ILW VQXJO\ LQ WKH ERUH
1RWLFH &RDW WKH YDOYH DQG VSULQJ ZLWK 727$/ )/8,'
+; SULRU WR DVVHPEO\
 ,QVWDOO WKH % DFFXPXODWRU YDOYH DQG WKH YDOYH
VSULQJ

&$$

1RWLFH ,QVSHFW WKH YDOYH IRU GDPDJH RU ZHDU 5HSODFH


LI QHFHVVDU\
1RWLFH 7KH YDOYH VKRXOG ILW VQXJO\ LQ WKH ERUH
1RWLFH &RDW WKH YDOYH DQG VSULQJ ZLWK 727$/ )/8,'
+; SULRU WR DVVHPEO\
 ,QVWDOO WKH DFFXPXODWRU FRQWURO YDOYH DQG WKH YDOYH
VSULQJ

&$$

1RWLFH 7LJKWHQ WKH EROWV HYHQO\ DQG JUDGXDOO\


 ,QVWDOO D QHZ JDVNHW DQG WKH FRYHU SODWH

7LJKWHQ
7LJKWHQ WKH EROWV WR  1:P  OELQ 

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


1RWLFH ,QVSHFW WKH YDOYH IRU GDPDJH RU ZHDU 5HSODFH
LI QHFHVVDU\
1RWLFH 7KH YDOYH VKRXOG ILW VQXJO\ LQ WKH ERUH
1RWLFH &RDW WKH YDOYH VSULQJ DQG UHWDLQHU ZLWK 7H[DFR
 DXWRPDWLF WUDQVPLVVLRQ SULRU WR DVVHPEO\
 ,QVWDOO WKH YDOYH VSULQJ WKH VHFRQGDU\ UHJXODWRU
YDOYH DQG WKH UHWDLQHU 3XVK LQ WKH NH\

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


%($5,1* $1' 7+5867 :$6+(5 /2&$7,21

&$$

%HDULQJ DQG 7KUXVW :DVKHU /RFDWLRQ


'LDPHWHU


PP LQ

7KUXVW
:DVKHUV

2XWHU


PP LQ


PP LQ

 

 

 

 

,QQHU

 

 

 

 

)URQW
%HDULQJV

2XWHU

 

 

 

 

 

,QQHU

 

 

 

 

 

7KUXVW
:DVKHUV
:DVKHUV
5HDU

'$(:22 9 %/


PP LQ


PP LQ


PP LQ


PP LQ


PP LQ

 

 

 

 

 

 

2XWHU

 

 

 

,QQHU

 

 

 

$   $,6,1 /( $8720$7,& 75$16$;/(

0$-25 &20321(17
$66(0%/<
7RROV 5HTXLUHG
.0  2LO 6HDO ,QVWDOOHU

$VVHPEO\ 3URFHGXUH
 &OHDQ FRPSRQHQWV XVLQJ D FOHDQ KLJKTXDOLW\ SDUWV
FOHDQLQJ VROYHQW DQG XVH FRPSUHVVHG DLU WR GU\ DOO
SDUWV ,QVSHFW DOO SDUWV IRU GDPDJH RU ZHDU

1RWLFH $SSO\ 727$/ )/8,' +; WR WKH VHDO ULQJ


1RWLFH 'R QRW VSUHDG WKH VHDO ULQJ HQGV PRUH WKDQ
QHFHVVDU\
 ,QVWDOO D QHZ VHDO ULQJ RQ WKH WUDQVD[OH KRXVLQJ

&$$

1RWLFH 3UHVV WKH EHDULQJ XQWLO LW WRXFKHV WKH KRXVLQJ


 8VLQJ D VXLWDEOH SUHVV LQVWDOO WKH EHDULQJ LQ WKH
WUDQVD[OH KRXVLQJ

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 ,QVWDOO WKH PDJQHWV RQ WKH RLO UHVHUYHU SODWH

&$$

 ,QVWDOO WKH RLO UHVHUYHU SODWH

7LJKWHQ
7LJKWHQ WKH EROWV WR  1:P  OELQ 

&$$

&DXWLRQ 'R QRW EHQG RU GDPDJH WKH WXEH


 ,QVWDOO WKH OXEULFDQW DSSO\ WXEH
- 8VLQJ D SODVWLF KDPPHU WDS WKH WXEH LQWR SODFH

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 ,QVWDOO WKH DSSO\ WXEH FODPS DQG EROW

&$$

1RWLFH $SSO\ 727$/ )/8,' +; WR WKH 2ULQJV DQG WKH


SLVWRQ ERUH
 ,QVWDOO QHZ 2ULQJV RQ WKH XQGHUGULYH EUDNH
DFFXPXODWRU FRYHU DQG WKH XQGHUGULYH EUDNH
DFFXPXODWRU SLVWRQ

&$$

 ,QVWDOO WKH DFFXPXODWRU SLVWRQ VSULQJ WKH XQGHUGULYH


EUDNH DFFXPXODWRU SLVWRQ DQG WKH XQGHUGULYH EUDNH
DFFXPXODWRU FRYHU

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 ,QVWDOO WKH XQGHUGULYH EUDNH DFFXPXODWRU EUDFNHW WKH
VSULQJ JXLGH VOHHYH WKH VSULQJ DQG WKH WZR EUDFNHW
EROWV

7LJKWHQ
7LJKWHQ WKH EROWV WR  1:P  OELQ 

&$$

1RWLFH $SSO\ 727$/ )/8,' +; WR WKH VHDO ULQJV


1RWLFH 'R QRW VSUHDG WKH VHDO ULQJ HQGV PRUH WKDQ
QHFHVVDU\
 ,QVWDOO QHZ VHDO ULQJV RI WKH XQGHUGULYH FOXWFK GUXP

&$$

 ,QVWDOO WKH XQGHUGULYH RQHZD\ FOXWFK

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 ,QVWDOO WKH XQGHUGULYH RQHZD\ FOXWFK RXWHU UDFH
UHWDLQHU DV VKRZQ

&$$

 ,QVWDOO WKH VQDS ULQJ

&$$

1RWLFH $OLJQ WKH EUDNH EDQG ZLWK WKH SRVLWLRQ RI WKH


DQFKRU EROW
 ,QVWDOO WKH XQGHUGULYH EUDNH EDQG

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


1RWLFH $SSO\ 727$/ )/8,' +; WR WKH 2ULQJ
 ,QVWDOO D QHZ 2ULQJ RQ WKH DQFKRU EROW ,QVWDOO WKH
DQFKRU EROW

7LJKWHQ
7LJKWHQ WKH EROW WR  1:P  OEIW 

&$$

1RWLFH $SSO\ 727$/ )/8,' +; IOXLG WR WKH 2ULQJV


 ,QVWDOO QHZ 2ULQJV RQ WKH XQGHUGULYH EUDNH SLVWRQ
DQG WKH XQGHUGULYH EUDNH SLVWRQ FRYHU

&$$

1RWLFH
6HW WKH SLVWRQ URG LQ WKH EUDNH EDQG
GHSUHVVLRQ
 ,QVWDOO WKH VSULQJ DQG XQGHUGULYH EUDNH SLVWRQ

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 ,QVWDOO WKH XQGHUGULYH EUDNH SLVWRQ FRYHU DQG WKH
VQDS ULQJ

&$$

:$51,1*
86( &$87,21 :+(1 &+(&.,1*
&20321(176 :,7+ &2035(66(' $,5 25
,1-85< 0$< 5(68/7
 ,QVSHFW WKH XQGHUGULYH EUDNH SLVWRQ VWURNH
- 0HDVXUH WKH EUDNH SLVWRQ VWURNH E\ DSSO\LQJ
FRPSUHVVHG DLU LQWR WKH SDVVDJH VKRZQ 7KH
SLVWRQ VWURNH VKRXOG EH  PP ,I WKH
VWURNH LV QRW ZLWKLQ VSHFLILFDWLRQV UHSODFH WKH
SLVWRQ URG ZLWK D ORQJHU RQH

&$$

 ,QVWDOO WKH FRXQWHU GULYH JHDU LQWR WKH WUDQVD[OH FDVH

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 ,QVWDOO WKH VQDS ULQJ

&$$

1RWLFH $SSO\ 7UDQVMHO $VVHPEO\ /XEULFDQW - RU


HTXLYDOHQW WR WKH WKUXVW ZDVKHU EHIRUH LQVWDOOLQJ
 ,QVWDOO WKH WKUXVW ZDVKHU DQG WKH XQGHUGULYH FOXWFK
- 0DNH VXUH WKH XQGHUGULYH FOXWFK WXUQV IUHHO\
FRXQWHUFORFNZLVH DQG ORFNV FORFNZLVH

&$$

1RWLFH $SSO\ 7UDQVMHO $VVHPEO\ /XEULFDQW - RU


HTXLYDOHQW WR WKH WKUXVW ZDVKHU EHIRUH LQVWDOOLQJ
 ,QVWDOO WKH WKUXVW ZDVKHU

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


1RWLFH $SSO\ 7UDQVMHO $VVHPEO\ /XEULFDQW - RU
HTXLYDOHQW WR WKH WKUXVW ZDVKHU EHIRUH LQVWDOOLQJ
 ,QVWDOO WKH WKUXVW EHDULQJ WR WKH UHDU VLGH RI WKH
XQGHUGULYH SODQHWDU\ JHDU ,QVWDOO WKH SODQHWDU\ JHDU
- 0DNH VXUH WKH FRXQWHUGULYH DQG FRXQWHUGULYHQ
JHDU URWDWH VPRRWKO\
- $OLJQ WKH WHHWK RI WKH FOXWFK IULFWLRQ SODWHV EHIRUH
LQVWDOOLQJ WKH SODQHWDU\ JHDU

&$$

1RWLFH $SSO\ 7UDQVMHO $VVHPEO\ /XEULFDQW - RU


HTXLYDOHQW WR WKH WKUXVW ZDVKHU EHIRUH LQVWDOOLQJ
1RWLFH 0DNH VXUH WKH UROOHU EHDULQJV DUH IDFLQJ XS
 ,QVWDOO WKH WKUXVW ZDVKHU DQG EHDULQJ

&$$

&DXWLRQ 'R QRW EHQG RU GDPDJH WKH WXEH


 ,QVWDOO WKH OXEULFDQW DSSO\ WXEH
- 8VLQJ D SODVWLF KDPPHU WDS WKH WXEH LQWR SODFH

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 ,QVWDOO WKH RLO UHVHUYHU SODWH

7LJKWHQ
7LJKWHQ WKH EROWV WR  1:P  OELQ 

&$$

 ,QVWDOO WKH RLO ILOWHU

7LJKWHQ
7LJKWHQ WKH EROW WR  1:P  OELQ 

&$$

 ,QVWDOO WKH WUDQVD[OH FDVH SODWH

7LJKWHQ
7LJKWHQ WKH EROW WR  1:P  OELQ 

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


1RWLFH $SSO\ 727$/ )/8,' +; WR WKH VHDO DQG VHDO
ERUH
 8VLQJ D VHDO GULYHU LQVWDOO D QHZ PDQXDO YDOYH OHYHU
RLO VHDO

&$$

 ,QVWDOO WKH SDUNLQJ ORFN SLQ

&$$

 ,QVWDOO WKH FDP SODWH GHWHQW VSULQJ DQG WKH SDUNLQJ
ORFN URG ,QVWDOO WKH GHWHQW VSULQJ EROWV EXW GR QRW
WLJKWHQ DW WKLV WLPH

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


1RWLFH 0DNH VXUH WKH FDP SODWH DQG WKH SDUNLQJ SDZO
VSULQJ DUH LQ WKH SRVLWLRQV VKRZQ
 ,QVWDOO WKH SDUNLQJ ORFN SDZO 3ODFH WKH VSULQJ RQ WKH
SDUNLQJ ORFN SDZO VKDIW DQG LQVWDOO WKHP LQWR WKH
WUDQVD[OH FDVH

&$$

1RWLFH &KHFN WKDW WKH GHWHQW VSULQJ WLS UROOHU LV


FHQWHUHG RQ WKH PDQXDO YDOYH OHYHU
 ,QVWDOO WKH PDQXDO YDOYH OHYHU &RQQHFW WKH SDUNLQJ
ORFN URG WR WKH PDQXDO YDOYH OHYHU 3ODFH WKH GHWHQW
OHYHU RQ WKH PDQXDO YDOYH OHYHU

7LJKWHQ
7LJKWHQ WKH GHWHQW VSULQJ EROWV WR  1:P 
OELQ 

&$$

 ,QVWDOO WKH GLIIHUHQWLDO FDVH

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


1RWLFH $SSO\ 727$/ )/8,' +; WR WKH VHDO
 ,QVWDOO D QHZ DSSO\ VHDO

&$$

 $SSO\ VHDOHU WR WKH WUDQVD[OH FDVH

&$$

 ,QVWDOO WKH WUDQVD[OH KRXVLQJ WR WKH WUDQVD[OH FDVH

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 ,QVWDOO WKH KRXVLQJWRFDVH EROWV

7LJKWHQ
7LJKWHQ WKH EROWV WR  1:P  OEIW 

&$$

 ,QVWDOO WKH GUDLQ SOXJ ZLWK D QHZ JDVNHW

7LJKWHQ
7LJKWHQ WKH SOXJ WR  1:P  OEIW 

&$$

 3ODFH WKH WKUXVW EHDULQJ DQG UDFH RQ WKH IURQW


SODQHWDU\ ULQJ JHDU IODQJH

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


1RWLFH 0DNH VXUH WKDW WKH ULQJ JHDU WXUQV IUHHO\
FRXQWHUFORFNZLVH DQG ORFNV FORFNZLVH
 ,QVWDOO WKH IURQW SODQHWDU\ ULQJ JHDU IODQJH DQG WKH
RQHZD\ FOXWFK DVVHPEO\

&$$

1RWLFH
7KH
LQVWDOODWLRQ
RUGHU
LV
SUHVVXUHIULFWLRQVWHHOIULFWLRQVWHHOIULFWLRQVWHHOIULFWLRQ
VWHHOIULFWLRQSUHVVXUH
 ,QVWDOO WKH ORZUHYHUVH FOXWFK SDFN DQG WKH FOXWFK
SUHVVXUH SODWHV

&$$

 ,QVWDOO WKH VQDS ULQJ

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


:$51,1*
86( &$87,21 :+(1 &+(&.,1*
&20321(176 :,7+ &2035(66(' $,5 25
,1-85< 0$< 5(68/7
 9HULI\ WKH RSHUDWLRQ RI WKH ORZUHYHUVH EUDNH SLVWRQ
- $SSO\  N3D  SVL RI FRPSUHVVHG DLU LQWR WKH
RLO SDVVDJH VKRZQ DQG PHDVXUH WKH SLVWRQ
VWURNH 7KH SLVWRQ VWURNH LV  PP
 LQ  7KH FOXWFK SDFN VKRXOG PDNH D
VROLG DSSO\ VRXQG ZLWK QR ZKLVWOH RU VLJQV RI
OHDNDJH

&$$

1RWLFH $SSO\ 7UDQVMHO $VVHPEO\ /XEULFDQW - RU


HTXLYDOHQW WR WKH WKUXVW ZDVKHU EHIRUH LQVWDOOLQJ
 ,QVWDOO WKH WKUXVW ZDVKHU

&$$

1RWLFH $SSO\ 7UDQVMHO $VVHPEO\ /XEULFDQW - RU


HTXLYDOHQW WR WKH WKUXVW ZDVKHU EHIRUH LQVWDOOLQJ
 ,QVWDOO WKH SODQHWDU\ FDUULHU DQG WKH WKUXVW ZDVKHU

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


1RWLFH $SSO\ 7UDQVMHO $VVHPEO\ /XEULFDQW - RU
HTXLYDOHQW WR WKH WKUXVW EHDULQJ EHIRUH LQVWDOOLQJ
1RWLFH $OLJQ WKH WHHWK RI WKH FOXWFK IULFWLRQ SODWHV
 ,QVWDOO WKH SODQHWDU\ VXQ JHDU DQG WKUXVW ZDVKHU LQWR
WKH IRUZDUGGLUHFW FOXWFK 3ODFH WKH WKUXVW EHDULQJ RQ
WKH SODQHWDU\ VXQ JHDU

&$$

1RWLFH $SSO\ 7UDQVMHO $VVHPEO\ /XEULFDQW - RU


HTXLYDOHQW WR WKH WKUXVW EHDULQJ EHIRUH LQVWDOOLQJ
1RWLFH $OLJQ WKH WHHWK RI WKH FOXWFK IULFWLRQ SODWHV
 ,QVWDOO WKH UHDU SODQHWDU\ ULQJ JHDU DQG WKUXVW ZDVKHU
LQWR WKH IRUZDUGGLUHFW FOXWFK 3ODFH WKH WKUXVW
EHDULQJ RQ WKH UHDU SODQHWDU\ ULQJ JHDU

&$$

 ,QVWDOO WKH IRUZDUGGLUHFW FOXWFK DVVHPEO\

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


&DXWLRQ 'R QRW EHQG RU GDPDJH WKH WXEH
 ,QVWDOO WKH OXEULFDQW DSSO\ WXEHV
- 8VLQJ D SODVWLF KDPPHU WDS WKH WXEH LQWR SODFH

7LJKWHQ
3RVLWLRQ WKH WXEH FODPS DQG WLJKWHQ WKH EROW WR 
1:P  OELQ 

&$$

1RWLFH $SSO\ 7UDQVMHO $VVHPEO\ /XEULFDQW - RU


HTXLYDOHQW WR WKH WKUXVW EHDULQJ EHIRUH LQVWDOOLQJ
 ,QVWDOO WKH WKUXVW EHDULQJ DQG UDFH

&$$

1RWLFH $SSO\ 7UDQVMHO $VVHPEO\ /XEULFDQW - RU


HTXLYDOHQW WR WKH VHDOV EHIRUH LQVWDOOLQJ
 ,QVWDOO IRXU QHZ DSSO\ VHDOV

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 ,QVWDOO WKH WKUXVW ZDVKHU RQ WKH UHDU FDVH

&$$

 $SSO\ VHDOHU WR WKH UHDU FDVH

&$$

 ,QVWDOO WKH UHDU FDVH

7LJKWHQ
7LJKWHQ WKH 0 EROWV WR  1:P  OELQ DQG
WKH 0 EROWV WR  1:P  OEIW 

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


 ,QVWDOO WKH EUDNH KXE DQG RQHZD\ FOXWFK DVVHPEO\
LQWR WKH RLO SXPS

&$$

1RWLFH $SSO\ 727$/ )/8,' +; WR WKH 2ULQJ DQG RLO


SXPS ERUH
1RWLFH 0DNH VXUH WKHUH LV VRPH WKUXVW SOD\ RI WKH LQSXW
VKDIW EHIRUH LQVWDOOLQJ WKH RLO SXPS
1RWLFH ,QVWDOO WKH EROWV HYHQO\ DQG JUDGXDOO\
 ,QVWDOO WKH RLO SXPS
- ,QVWDOO WKH RLO SXPS WKURXJK WKH LQSXW VKDIW ZLWK
WKH WUDQVPLVVLRQ LQ WKH KRU]RQWDO SRVLWLRQ /LJKWO\
SUHVV WKH RLO SXPS LQWR WKH WUDQVD[OH FDVH

7LJKWHQ
7LJKWHQ WKH EROWV WR  1:P  OEIW 

&$$

 8VLQJ D GLDO LQGLFDWRU PHDVXUH WKH WKUXVW SOD\ RI WKH


LQSXW VKDIW 7KH WKUXVW SOD\ VKRXOG EH  PP
 LQ 

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


1RWLFH $SSO\ 7UDQVMHO $VVHPEO\ /XEULFDQW - RU
HTXLYDOHQW WR WKH VHDOV EHIRUH LQVWDOOLQJ
 ,QVWDOO WZR QHZ DSSO\ VHDOV

&$$

 ,QVWDOO WKH YDOYH ERG\


- +ROGLQJ WKH YDOYH ERG\ LQ SODFH FRQQHFW WKH
PDQXDO YDOYH FRQQHFWLQJ URG WR WKH PDQXDO
GHWHQW OHYHU

&$$

 ,QVWDOO WKH VROHQRLG ZLUH KDUQHVV

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


1RWLFH 7LJKWHQ WKH EROWV HYHQO\ DQG JUDGXDOO\
 ,QVWDOO WKH VHYHQ EROWV

7LJKWHQ
7LJKWHQ WKH EROWV WR  1:P  OELQ 

&$$

 ,QVWDOO WKH VXFWLRQ FRYHU ZLWK D QHZ JDVNHW

&$$

1RWLFH ,QVWDOO D QHZ 2ULQJ RQ WKH KDUQHVV


1RWLFH $SSO\ 727$/ )/8,' +; WR WKH 2ULQJ DQG WR
WKH KDUQHVV FDVH ERUH
 ,QVWDOO WKH VROHQRLG ZLUH KDUQHVV

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 &RQQHFW WKH VROHQRLG HOHFWULFDO FRQQHFWRUV

&$$

1RWLFH 8VH VHDOHU RQ WKH VLGH FRYHU


 ,QVWDOO WKH YDOYH ERG\ FRYHU

7LJKWHQ
7LJKWHQ WKH EROWV WR  1:P  OEIW

&$$

1RWLFH 8VH VHDOHU RQ WKH KRXVLQJ FRYHU


 ,QVWDOO WKH WUDQVD[OH KRXVLQJ FRYHU

7LJKWHQ
7LJKWHQ WKH EROWV WR  1:P  OELQ 

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  


1RWLFH $SSO\ 727$/ )/8,' +; WR WKH 2ULQJ
 ,QVWDOO WKH 7UDQVPLVVLRQ )OXLG 7HPSHUDWXUH 7)7
VHQVRU ZLWK D QHZ 2ULQJ

7LJKWHQ
7LJKWHQ WKH VHQVRU WR  1:P  OELQ 

&$$

 ,QVWDOO WKH 7)7 SURWHFWRU EUDFNHW

7LJKWHQ
7LJKWHQ WKH EROWV WR  1:P  OEIW 

&$$

1RWLFH ,QVWDOO QHZ 2ULQJV RQ WKH LQSXW VKDIW VSHHG


,66 DQG RXWSXW VKDIW VSHHG 266 VHQVRUV
1RWLFH $SSO\ 727$/ )/8,' +; WR WKH 2ULQJV DQG WR
WKH FDVH ERUH RI WKH ,66 DQG 266 VHQVRUV
 ,QVWDOO WKH LQSXW VKDIW VSHHG ,66 DQG RXWSXW VKDIW
VSHHG 266 VHQVRUV

7LJKWHQ
7LJKWHQ WKH EROWV WR  1:P  OELQ 
 &RQQHFW WKH ZLUH KDUQHVV WR WKH ,66 266 DQG WR WKH
7)7 VHQVRUV

&$$

'$(:22 9 %/

$   $,6,1 /( $8720$7,& 75$16$;/(


 ,QVWDOO WKH SDUNQHXWUDO SRVLWLRQ 313 VZLWFK 5HIHU
WR 3DUN1HXWUDO 3RVLWLRQ 313 6ZLWFK LQ WKLV
VHFWLRQ

&$$

 ,QVWDOO WKH WRUTXH FRQYHUWHU

&$$

'$(:22 9 %/

$,6,1 /( $8720$7,& 75$16$;/( $  

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
/( $8720$7,& 75$160,66,21
7KH /( DXWRPDWLF WUDQVPLVVLRQ LV DQ HOHFWURQLFDOO\
FRQWUROOHG IRXUVSHHG WUDQVPLVVLRQ ,W LV GHVLJQHG IRU
IURQWZKHHOGULYH YHKLFOHV ZLWK D WUDQYHUVHO\ PRXQWHG
HQJLQH
7KH /( FRQVLVWV RI WKUHH SODQHWDU\ JHDU WUDLQV ZLWK
FOXWFKHV EUDNHV DQG VXQ JHDUV DQG D SULPDU\ DQG
VHFRQGDU\ VKDIW 7ZR RI WKH WKUHH SODQHWDU\ JHDU WUDLQV
PDNH XS WKH WUDQVPLVVLRQ SULPDU\ VKDIW 7KH XQGHUGULYH
SODQHWDU\ JHDU LV D VLQJOH SODQHWDU\ JHDU WUDLQ DQG WKH
IURQW SODQHWDU\ KDV D GRXEOH VHW RI JHDUV
7KH RXWHU VHW KDV WKH VKRUW SODQHWDU\ JHDUV DQG WKH
LQQHU VHW FRQVLVWV RI ORQJ SODQHWDU\ JHDUV 7KH SODQHWDU\
VXQ JHDU LV FRPPRQ WR WKH LQQHU DQG RXWHU SODQHWDU\
JHDUV RI WKH IURQW SODQHWDU\ JHDU 7KH VHFRQGDU\ VKDIW
FRQVLVWV RI WKH XQGHUGULYH SODQHWDU\ JHDU WUDLQ
7KH WZR LQWHUPHGLDWH JHDUV WUDQVPLW SRZHU IURP WKH
SULPDU\ WR WKH VHFRQGDU\ VKDIW )URP WKH VHFRQGDU\
VKDIW WKH SRZHU LV WKHQ WUDQVPLWWHG WR WKH GLIIHUHQWLDO
JHDU E\ WKH GLIIHUHQWLDO GULYH SLQLRQ JHDU DQG WKH FRXQWHU
GULYHQ JHDU
7KH IOXLG SUHVVXUH LQ WKH K\GUDXOLF V\VWHP LV FUHDWHG E\
WKH RLO SXPS 7KH RLO SXPS LV DWWDFKHG WR WKH WUDQVD[OH
FDVH DQG LV SDUW RI WKH VHFRQG FRDVW DQG EUDNH FOXWFK
DVVHPEO\ 7KH RLO SXPS DOVR OXEULFDWHV DOO PRYLQJ SDUWV
RI WKH WUDQVD[OH VXSSOLHV IOXLG SUHVVXUH WR WKH VKLIW
FRPSRQHQWV 7KH EUDNHV DQG FOXWFKHV DUH FRQWUROOHG E\
JHDU VKLIWLQJ YDOYHV ZKLFK DUH FRQWUROOHG E\ WKH
VROHQRLGV LQ WKH YDOYH ERG\ 7KH WUDQVPLVVLRQ KDV IRXU
IRUZDUG JHDUV DQG RQH UHYHUVH JHDU
7KH WUDQVPLVVLRQ LV FRQWUROOHG E\ DQ HOHFWURQLF VKLIW
V\VWHP 7KH 7UDQVPLVVLRQ &RQWURO 0RGXOH 7&0
SURFHVVHV LQSXW VLJQDOV DQG GDWD UHFHLYHG IURP HQJLQH
DQG WUDQVPLVVLRQ VHQVRUV )URP WKH LQIRUPDWLRQ
UHFHLYHG WKH 7&0 FRQWUROV WKH WUDQVPLVVLRQ K\GUDXOLF
V\VWHP
7KH HOHFWURQLF VKLIW V\VWHP FRQVLVWV RI WKH IROORZLQJ
- 7UDQVPLVVLRQ FRQWURO PRGXOH 7&0
- 6KLIW VROHQRLGV 66 DQG 66
- /LQHDU VROHQRLG SUHVVXUH
- /RFNXS VROHQRLG
- ,QSXW VKDIW VSHHG ,66 VHQVRU
- 2XWSXW VKDIW VSHHG 266 VHQVRU
- 7UDQVPLVVLRQ )OXLG 7HPSHUDWXUH 7)7 VHQVRU
- 3DUNQHXWUDO SRVLWLRQ 313 6ZLWFK

'$(:22 9 %/

7UDQVPLVVLRQ &RQWURO 0RGXOH 7&0


7KH 7&0 SULPDULO\ FRQWUROV VKLIW SRLQWV DQG ORFNXS
HQJDJHPHQW ,W KDV D  SLQFRQQHFWRU DQG LV ORFDWHG RQ
WKH SDVVHQJHU VLGH XQGHU WKH LQVWUXPHQW SDQHO 6KLIWLQJ
LV FDXVHG E\ WZR VROHQRLGV ZKLFK DUH DFWXDWHG E\ WKH
7&0 7KH 7&0 DOVR GHWHUPLQHV ZKHQ WKH WRUTXH
FRQYHUWHU ORFNXS IXQFWLRQ LV WR EH DFWLYDWHG 7KURXJK
WKH OLQHDU VROHQRLG ZKHQ VKLIWLQJ RFFXUV WKH 7&0
DFWXDWHV WKH VROHQRLG YDOYH WR FKDQJH WKH IOXLG SUHVVXUH
LQ WKH WUDQVPLVVLRQ

6KLIW 6ROHQRLGV
7KH VKLIW VROHQRLGV DUH LQ WKH XSSHU YDOYH ERG\ %RWK
VROHQRLGV FRQWURO VKLIWLQJ E\ RSHQLQJ DQG FORVLQJ WKH
IOXLG FLUFXODWLRQ V\VWHP 7KH VROHQRLGV DUH JURXQGHG LQ
WKH WUDQVPLVVLRQ DQG RSHUDWH ZKHQ WKH\ DUH VXSSOLHG
ZLWK EDWWHU\ YROWDJH
7KH EDWWHU\ YROWDJH LV FRQWUROOHG E\ WKH 7&0 ZKLFK
VHQGV D VLJQDO IRU XS RU GRZQ VKLIWLQJ GHSHQGLQJ RQ
YHKLFOH VSHHG WKURWWOH SRVLWLRQ DQG GULYHU GHPDQG

/RFNXS 6ROHQRLG
7KH ORFNXS VROHQRLG LV LQ WKH ORZHU VHFWLRQ RI WKH XSSHU
YDOYH ERG\ 7KH VROHQRLG FRQWUROV WKH WRUTXH FRQYHUWHU
ORFNXS IXQFWLRQ 7KH VROHQRLG LV JURXQGHG LQ WKH
WUDQVPLVVLRQ DQG RSHUDWH ZKHQ LW LV VXSSOLHG ZLWK EDWWHU\
YROWDJH
7KH EDWWHU\ YROWDJH LV FRQWUROOHG E\ WKH 7&0 ZKLFK
VHQGV D VLJQDO IRU ORFNXS HQJDJHPHQW RU
GLVHQJDJHPDHQW DFFRUGLQJ WR YHKLFOH VSHHG WKURWWOH
SRVLWLRQ DQG GULYHU GHPDQG

/LQHDU 6ROHQRLG
7KH OLQHDU VROHQRLG LV LQ WKH FHQWHU RI WKH XSSHU YDOYH
ERG\ DQG UHJXODWHV WKH WUDQVPLVVLRQV IOXLG SUHVVXUH
V\VWHP ,W LV LQWHUQDOO\ JURXQGHG LQ WKH 7&0 DQG
RSHUDWHV ZKHQ LW LV VXSSOLHG ZLWK EDWWHU\ YROWDJH IURP
WKH 7&0 WKURXJK WKH OLQHDU VROHQRLG DQG EDFN WR WKH
7&0
7KH EDWWHU\ YROWDJH LV FRQWUROOHG E\ D YDU\LQJ FXUUHQW
IURP WKH 7&0 7KH VWUHQJWK RI WKH FXUUHQW LV D IXQFWLRQ
RI WKH WKURWWOH SRVLWLRQ

,QSXW 6KDIW 6SHHG 6HQVRU


7KH LQSXW VKDIW VSHHG ,66 VHQVRU SURYLGHV WKH 7&0
ZLWK WKH GDWD RQ WKH VSHHG RI WKH WUDQVPLVVLRQ LQSXW
VKDIW
7KH LQSXW VHQVRU LV DQ HOHFWURPDJQHWLF W\SH DQG
PHDVXUHV WKH VSHHG RI WKH LQSXW VKDIW EHKLQG WKH WRUTXH
FRQYHUWHU E\ D WRRWKHG ZKHHO RQ WKH IRUZDUGGLUHFW
FOXWFK GUXP
7KH 7&0 XVHV WKH LQSXW VHQVRU VLJQDO DQG YHKLFOH
VSHHG WR FDOFXODWH VKLIW WLPHV )XHO SUHVVXUH UHJXODWLRQ
FRQWURO RI WKH WRUTXH FRQYHUWHU ORFNXS IXQFWLRQ DQG
HQJLQH WRUTXH UHGXFWLRQ DUH EDVHG RQ WKH LQSXW VKDIW
USP DQG WKH YHKLFOH VSHHG UHFHLYHG IURP WKH 7&0

$   $,6,1 /( $8720$7,& 75$16$;/(


2XWSXW 6KDIW 6SHHG 266 6HQVRU
7KH RXWSXW VKDIW VSHHG 266 VHQVRU SURYLGHV WKH 7&0
ZLWK WKH GDWD RQ WKH VSHHG RI WKH WUDQVPLVVLRQ RXWSXW
VKDIW
7KH RXWSXW VHQVRU LV DQ HOHFWURPDJQHWLF W\SH DQG
PHDVXUHV WKH VSHHG RI WKH RXWSXW VKDIW E\ WKH SDUNLQJ
ORFN ULQJ JHDU
7KH 7&0 XVHV WKH RXWSXW VHQVRU VLJQDO DQG YHKLFOH
VSHHG WR FKHFN VKLIW WLPHV

7UDQVPLVVLRQ )OXLG 7HPSHUDWXUH 7)7


6HQVRU

LQWHJUDO UHVLVWDQFH KDV QHJDWLYH WHPSHUDWXUH


GHSHQGHQFH UHVLVWDQFH GHFOLQHV DV WHPSHUDWXUH ULVHV 
7KH 7&0 XVHV LQIRUPDWLRQ IURP WKH 7)7 VHQVRU WR
FDOFXODWH WKH JHDU VKLIW SRLQWV DQG WR HQJDJH WKH WRUTXH
FRQYHUWHU ORFNXS IXQFWLRQ

3DUN1HXWUDO 3RVLWLRQ 313 6ZLWFK


7KH 313 VZLWFK LV PRXQWHG WR WKH PDQXDO GHWHQW OHYHU
RQ WRS RI WKH WUDQVPLVVLRQ ,QFRUSRUDWHG LQ WKH 313
VZLWFK DUH WKH EDFNXS ODPS VZLWFK VWDUWLQJ LQWHUORFN
VZLWFK DQG VZLWFKHV WR LQIRUP WKH 7&0 RQ JHDU
HQJDJHPHQW

7KH 7)7 VHQVRU SURYLGHV WKH 7&0 ZLWK LQIRUPDWLRQ RQ


WKH WUDQVPLVVLRQ IOXLG WHPSHUDWXUH 7KH 7)7 VHQVRUV

'$(:22 9 %/

6(&7,21 %

),9(63((' 0$18$/ 75$16$;/(


&$87,21 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH EHIRUH UHPRYLQJ RU LQVWDOOLQJ DQ\ HOHFWULFDO XQLW RU ZKHQ D
WRRO RU HTXLSPHQW FRXOG HDVLO\ FRPH LQ FRQWDFW ZLWK H[SRVHG HOHFWULFDO WHUPLQDOV 'LVFRQQHFWLQJ WKLV FDEOH
ZLOO KHOS SUHYHQW SHUVRQDO LQMXU\ DQG GDPDJH WR WKH YHKLFOH 7KH LJQLWLRQ PXVW DOVR EH LQ /2&. XQOHVV
RWKHUZLVH QRWHG

7$%/( 2) &217(176
6SHFLILFDWLRQV                              %
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV            %
6SHFLDO 7RROV                               %
6SHFLDO 7RROV 7DEOH                         %
'LDJQRVLV                                  %
,VRODWH 1RLVH                               %
6\PSWRP 'LDJQRVLV                         %
&RPSRQHQW /RFDWRUV                        %
*HDUV DQG &DVH                            %
'LIIHUHQWLDO DQG &DVH                       %
6KLIW /LQNDJH                              %
0DLQWHQDQFH DQG 5HSDLU                   
2Q9HKLFOH 6HUYLFH                         
&KHFNLQJ )OXLG /HYHO                      
6KLIW /LQNDJH $GMXVWPHQW                   
*HDUVKLIW /HYHU                           
*HDUVKLIW 7XEH %RRW %XVKLQJ DQGRU
5LQJ                                   

'$(:22 9 %/

%
%
%
%
%
%

&RQWURO 6KLIW 5RG                          


/LQNDJH /HYHU DQGRU %XVKLQJV              
6SHHGRPHWHU 'ULYHQ *HDU                  
6KLIW /HYHU &RYHU                         
'ULYH $[OH 6HDO                           
%UDFNHW                                  
7UDQVD[OH $VVHPEO\                       
8QLW 5HSDLU                                
0DMRU &RPSRQHQW 'LVDVVHPEO\             
6KDIW DQG &OXVWHU *HDU                    
0DLQVKDIW                                

%
%
%
%
%
%
%
%
%
%
%

+RXVLQJ &DVH                            
'LIIHUHQWLDO                               
0DMRU &RPSRQHQW $VVHPEO\                
7UDQVD[OH 0RXQW                          

%
%
%
%

*HQHUDO 'HVFULSWLRQ DQG 6\VWHP


2SHUDWLRQ                                %
)LYH 6SHHG 0DQXDO 7UDQVD[OH               %

%   ),9(63((' 0$18$/ 75$16$;/(

63(&,),&$7,216
)$67(1(5 7,*+7(1,1* 63(&,),&$7,216
$SSOLFDWLRQ
%DFNXS /DPS 6ZLWFK

1:P


/E:)W


/E:,Q


%HDULQJ 3ODWH %ROWV





%HDULQJ 5HWDLQHU %ROWV 5LJKW 6LGH





%HDULQJ $GMXVWLQJ 5LQJ 5HWDLQHU 3ODWH %ROW





&HQWHU 5HDU 7UDQVD[OH 6XSSRUW %UDFNHW %ROWV





&OXWFK 5HOHDVH &\OLQGHU %UDFNHW %ROWV





'LIIHUHQWLDO &RYHU %ROWV





)LIWK *HDU )RUN %ROWV





)LIWK *HDUVKLIW &RQQHFWRU %ROWV



*HDUVKLIW +RXVLQJ %ROWV



*HDUVKLIW /HYHU &RYHU %ROWV





,QSXW 'ULYHVKDIW 'HWHQW 6FUHZ





/HIW )URQW 7UDQVD[OH 6XSSRUW %UDFNHW %ROWV





/HIW 5HDU 7UDQVD[OH 6XSSRUW %UDFNHW %ROWV





/RZHU 7UDQVD[OH WR (QJLQH %ROWV





5LQJ*HDU %ROWV





5RG &ODPS %ROW





6SHHGRPHWHU 'ULYHQ *HDU %ROW



6SHHGRPHWHU +RXVLQJ 5HWDLQLQJ %ROW



6XSSRUW %UDFNHW %ROW



7UDQVD[OH %UDFNHW WR (QJLQH %ROW





7UDQVD[OH %UDFNHW WR 7UDQVD[OH %ROWV





7UDQVD[OH %UDFNHW 0RXQW WR &HQWHU 0HPEHU %ROWV









7UDQVD[OH WR (QJLQH 8SSHU %ROWV





7UDQVD[OH 8SSHU %UDFH %ROWV





7UDQVD[OH &RYHU %ROWV %LJJHU6PDOOHU

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  

63(&,$/ 722/6
63(&,$/ 722/6 7$%/(

-%
6OLGH +DPPHU

$%

.0$
)LIWK*HDU 3XOOHU

$%

-$
%HDULQJ 3XOOHU ZLWK
-
3XOOHU /HJV

$%

-
6QDS 5LQJ 5HWDLQHU

$%

-
8QLYHUVDO %HDULQJ
3XOOHU

$%

.0
%DVH

$%

-%
(QJLQH6XSSRUW )L[WXUH

$%

'$(:22 9 %/

.0
,QVWDOOHU 6OHHYH

$%

%   ),9(63((' 0$18$/ 75$16$;/(

63(&,$/ 722/6 7$%/( &RQW


G

-
6KLIW 5RG 5HPRYHU

$%

.0
,QVWDOOHU

$%

.0
5LQJ ,QVWDOOHU

$%

.0
)L[WXUH

$%

.0
5HPRYHU,QVWDOOHU

$%

.0
,QVWDOOHU

$%

.0
,QVWDOOHU

$%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  

',$*126,6
,62/$7( 12,6(

,GHQWLI\ WKH FDXVH RI DQ\ QRLVH EHIRUH DWWHPSWLQJ


WRUHSDLU WKH FOXWFK WKH WUDQVD[OH RU WKHLU UHODWHG
OLQNDJHV
6\PSWRPV RI WURXEOH ZLWK WKH FOXWFK RU WKH PDQXDO
WUDQVD[OH LQFOXGH
- $ JUHDW HIIRUW UHTXLUHG WR VKLIW JHDUV
- 7KH VRXQG RI JHDUV FODVKLQJ DQG JULQGLQJ
- *HDU EORFNRXW

%HDULQJ 1RLVH
'LIIHUHQWLDO 6LGH %HDULQJ 1RLVH
'LIIHUHQWLDO VLGH EHDULQJ QRLVH DQG ZKHHO EHDULQJ QRLVH
FDQ EH FRQIXVHG HDVLO\ 6LQFH VLGH EHDULQJV DUH
SUHORDGHG D GLIIHUHQWLDO VLGH EHDULQJ QRLVH VKRXOG QRW
GLPLQLVK PXFK ZKHQ WKH GLIIHUHQWLDOWUDQVD[OH LV UXQ ZLWK
WKH ZKHHOV RII WKH JURXQG

$Q\ RI WKHVH FRQGLWLRQV UHTXLUHV D FDUHIXO DQDO\VLV


0DNH WKH IROORZLQJ FKHFNV EHIRUH GLVDVVHPEOLQJ WKH
FOXWFK RU WKH WUDQVD[OH IRU UHSDLUV

:KHHO %HDULQJ 1RLVH


:KHHO EHDULQJV SURGXFH D URXJK JURZO RU JUDWLQJ VRXQG
WKDW ZLOO FRQWLQXH ZKHQ WKH YHKLFOH LV FRDVWLQJ DQG WKH
WUDQVD[OH LV LQ 1(875$/ 6LQFH ZKHHO EHDULQJV DUH QRW
SUHORDGHG D ZKHHO EHDULQJ QRLVH VKRXOG GLPLQLVK
FRQVLGHUDEO\ ZKHQ WKH ZKHHOV DUH RII WKH JURXQG

5RDG 7UDYHO 1RLVH

2WKHU 1RLVH

0DQ\ QRLVHV WKDW DSSHDU WR FRPH IURP WKH WUDQVD[OH


PD\ DFWXDOO\ RULJLQDWH ZLWK RWKHU VRXUFHV VXFK DV WKH
- 7LUHV
- 5RDG VXUIDFHV
- :KHHO EHDULQJV
- (QJLQH
- ([KDXVW V\VWHP

%ULQHOOLQJ
$ EULQHOOHG EHDULQJ FDXVHV D NQRFN RU FOLFN
DSSUR[LPDWHO\ HYHU\ VHFRQG UHYROXWLRQ RI WKH ZKHHO
EHFDXVH WKH EHDULQJ UROOHUV GR QRW WUDYHO DW WKH VDPH
VSHHG DV WKH ZKHHO ,Q RSHUDWLRQ WKH HIIHFW LV
FKDUDFWHUL]HG E\ D ORZ SLWFKHG QRLVH
$ EULQHOOHG EHDULQJ LV FDXVHG E\ H[FHVVLYH WKUXVW ZKLFK
SXVKHV WKH EDOOV XS RQ WKH SDWKZD\ DQG FUHDWHV D
WULDQJXODUVKDSHG VSRW LQ WKH EHDULQJ UDFH $ EULQHOOHG
EHDULQJ FDQ DOVR EH FDXVHG IURP SUHVVLQJ RQH UDFH LQWR
SRVLWLRQ E\ DSSO\LQJ SUHVVXUH RQ WKH RWKHU UDFH
$ IDOVH LQGLFDWLRQ RI D EULQHOOHG EHDULQJ RFFXUV DV D
UHVXOW RI YLEUDWLRQ QHDU WKH DUHD ZKHUH WKH EHDULQJ LV
PRXQWHG %ULQHOOLQJ LV LGHQWLILHG E\ VOLJKW LQGHQWDWLRQV
UHVXOWLQJ LQ D ZDVKERDUG HIIHFW LQ WKH EHDULQJ UDFH

7KHVH QRLVHV PD\ YDU\ DFFRUGLQJ WR WKH


- 6L]H RI WKH YHKLFOH
- 7\SH RI WKH YHKLFOH
- $PRXQW RI LQVXODWLRQ XVHG LQ WKH ERG\ RI WKH YHKLFOH

7UDQVD[OH 1RLVH
7UDQVD[OH JHDUV OLNH DQ\ PHFKDQLFDO GHYLFH DUH QRW
DEVROXWHO\ TXLHW DQG ZLOO PDNH VRPH QRLVH GXULQJ QRUPDO
RSHUDWLRQ
7R YHULI\ VXVSHFWHG WUDQVD[OH QRLVHV
 6HOHFW D VPRRWK OHYHO DVSKDOW URDG WR UHGXFH WLUH DQG
UHVRQDQW ERG\ QRLVH
 'ULYH WKH YHKLFOH IDU HQRXJK WR ZDUP XS DOO WKH
OXEULFDQWV WKRURXJKO\
 5HFRUG WKH VSHHG DQG WKH JHDU UDQJH RI WKH WUDQVD[OH
ZKHQ WKH QRLVH RFFXUV
 &KHFN IRU QRLVHV ZLWK WKH YHKLFOH VWRSSHG EXW ZLWK
WKH HQJLQH UXQQLQJ
 'HWHUPLQH LI WKH QRLVH RFFXUV ZKLOH WKH YHKLFOH
RSHUDWHV LQ
- 'ULYH  XQGHU D OLJKW DFFHOHUDWLRQ RU D KHDY\ SXOO
- )ORDW  PDLQWDLQLQJ D FRQVWDQW VSHHG ZLWK D OLJKW
WKURWWOH RQ D OHYHO URDG
- &RDVW  ZLWK WKH WUDQVD[OH LQ JHDU DQG WKH WKURWWOH
SDUWO\ RU IXOO\ FORVHG
- $OO RI WKH DERYH

'$(:22 9 %/

/DSSLQJ
/DSSHG EHDULQJ QRLVH RFFXUV ZKHQ ILQH SDUWLFOHV RI
DEUDVLYH PDWHULDOV VXFK DV VFDOH VDQG RU HPHU\
FLUFXODWH WKURXJK WKH RLO LQ WKH YHKLFOH FDXVLQJ WKH
VXUIDFHV RI WKH UROOHU DQG WKH UDFH WR ZHDU DZD\
%HDULQJV WKDW ZHDU ORRVH EXW UHPDLQ VPRRWK ZLWKRXW
VSDOOLQJ RU SLWWLQJ DUH WKH UHVXOW RI GLUW\ RLO
/RFNLQJ
/DUJH SDUWLFOHV RI IRUHLJQ PDWHULDO ZHGJHG EHWZHHQ WKH
UROOHU DQG WKH UDFH XVXDOO\ FDXVH RQH RI WKH UDFHV WR WXUQ
FUHDWLQJ QRLVH IURP D ORFNHG EHDULQJ 3UHORDGLQJ
UHJXODU WDSHU UROOHU EHDULQJV WR D YDOXH KLJKHU WKDQ WKDW
VSHFLILHG DOVR FDQ UHVXOW LQ ORFNHG EHDULQJV
3LWWLQJ
3LWWLQJ RQ WKH UROOLQJ VXUIDFH FRPHV IURP QRUPDO ZHDU
DQG WKH LQWURGXFWLRQ RI IRUHLJQ PDWHULDOV
6SDOOLQJ
6SDOOHG EHDULQJV KDYH IODNHG RU SLWWHG UROOHUV RU UDFHV
FDXVHG E\ DQ RYHUORDG RU DQ LQFRUUHFW DVVHPEO\ WKDW
UHVXOWV LQ D PLVDOLJQPHQW D FRFNLQJ RI EHDULQJV RU
DGMXVWPHQWV WKDW DUH WRR WLJKW
$IWHU FRPSOHWLQJ WKHVH FKHFNV UHIHU WR WKH 'LDJQRVLV
&KDUW LQ WKLV VHFWLRQ

%   ),9(63((' 0$18$/ 75$16$;/(

6<03720 ',$*126,6
&KHFNV
&KHFN IRU D NQRFN DW ORZ VSHHGV
&KHFN IRU D QRLVH PRVW SURQRXQFHG RQ WXUQV
&KHFN IRU D FOXQN XSRQ DFFHOHUDWLRQ RU GHFHOHUDWLRQ

&KHFN IRU D FOXQNLQJ QRLVH LQ WXUQV

$FWLRQ
- 5HSODFH DQ\ ZRUQ GULYH D[OH &9 MRLQWV
- 5HSODFH DQ\ ZRUQ VLGH JHDU KXE
- &RUUHFW DQ\ DEQRUPDOLWLHV LQ WKH GLIIHUHQWLDO JHDU
- 7LJKWHQ DQ\ ORRVH HQJLQH PRXQWV
- 5HSODFH DQ\ ZRUQ GULYH D[OH LQERDUG MRLQWV
- 5HSODFH DQ\ ZRUQ GLIIHUHQWLDO SLQLRQ VKDIW LQ WKH
FDVH
- 5HSODFH DQ\ ZRUQ VLGH JHDU KXE LQ WKH FDVH
- 5HSODFH DQ\ ZRUQ RXWERDUG &9 MRLQW

&KHFN IRU D YLEUDWLRQ

&KHFN IRU D QRLVH LQ WKH 1(875$/ JHDU ZLWK WKH


HQJLQH UXQQLQJ

&KHFN IRU D QRLVH LQ WKH ILUVW JHDU  RQO\

- 5HSODFH DQ\ FKLSSHG VFRUHG RU ZRUQ ILUVW JHDU


FRQVWDQW PHVK JHDUV
- 5HSODFH DQ\ ZRUQ ILUVW VHFRQG JHDU V\QFKURQL]HU
- 5HSODFH DQ\ ZRUQ ILUVW JHDUEHDULQJ
- 5HSODFH DQ\ ZRUQ GLIIHUHQWLDO JHDUEHDULQJ
- 5HSODFH DQ\ ZRUQ ULQJ JHDU
- $GMXVW UHSDLU RU UHSODFH WKH VKLIW OHYHU DQG WKH URGV
- 5HSODFH DQ\ FKLSSHG VFRUHG RU ZRUQ VHFRQG JHDU
FRQVWDQW PHVK JHDUV
- 5HSODFH DQ\ ZRUQ ILUVW VHFRQG JHDU V\QFKURQL]HU
- 5HSODFH DQ\ ZRUQ VHFRQG JHDUEHDULQJ
- 5HSODFH DQ\ ZRUQ GLIIHUHQWLDO JHDUEHDULQJ
- 5HSODFH DQ\ ZRUQ ULQJ JHDU
- $GMXVW UHSDLU RU UHSODFH WKH VKLIW OHYHU DQG WKH URGV
- 5HSODFH DQ\ FKLSSHG VFRUHG RU ZRUQ WKLUG JHDU
FRQVWDQW PHVK JHDUV
- 5HSODFH DQ\ ZRUQ WKLUG IRXUWK JHDU V\QFKURQL]HU
- 5HSODFH DQ\ ZRUQ WKLUG JHDUEHDULQJ
- 5HSODFH DQ\ ZRUQ GLIIHUHQWLDO JHDUEHDULQJ
- 5HSODFH DQ\ ZRUQ ULQJ JHDU
- $GMXVW UHSDLU RU UHSODFH WKH VKLIW OHYHU DQG WKH URGV
- 5HSODFH DQ\ FKLSSHG VFRUHG RU ZRUQ IRXUWK JHDU RU
RXWSXW JHDU
- 5HSODFH DQ\ ZRUQ WKLUG IRXUWK JHDU V\QFKURQL]HU
- 5HSODFH DQ\ ZRUQ IRXUWK JHDUEHDULQJ
- 5HSODFH DQ\ ZRUQ GLIIHUHQWLDO JHDUEHDULQJ
- 5HSODFH DQ\ ZRUQ ULQJ JHDU
- $GMXVW UHSDLU RU UHSODFH WKH VKLIW OHYHU DQG WKH URGV

&KHFN IRU D QRLVH LQ WKH VHFRQG JHDU  RQO\

&KHFN IRU D QRLVH LQ WKH WKLUG JHDU  RQO\

&KHFN IRU D QRLVH LQ WKH IRXUWK JHDU  RQO\

5HSODFH DQ\ URXJK ZKHHO EHDULQJ


5HSODFH DQ\ EHQW GULYH D[OH VKDIW
5HSODFH DQ\ RXW RI URXQG WLUHV
%DODQFH DQ\ XQEDODQFHG WLUH
5HSODFH DQ\ ZRUQ &9 MRLQW LQ WKH GULYH D[OH VKDIW
&RUUHFW DQ H[FHVVLYH GULYH D[OH DQJOH E\ DGMXVWLQJ
WKH WULP KHLJKW
5HSODFH DQ\ ZRUQ FOXVWHU EHDULQJ VKDIW
5HSODFH DQ\ ZRUQ FOXWFK UHOHDVH EHDULQJ
5HSODFH DQ\ ZRUQ LQSXW VKDIW FOXVWHU JHDUV
5HSODFH DQ\ ZRUQ ILUVW JHDUEHDULQJ
5HSODFH DQ\ ZRUQ VHFRQG JHDUEHDULQJ
5HSODFH DQ\ ZRUQ WKLUG JHDUEHDULQJ
5HSODFH DQ\ ZRUQ IRXUWK JHDUEHDULQJ
5HSODFH DQ\ ZRUQ ILIWK JHDUEHDULQJ
5HSODFH DQ\ ZRUQ PDLQVKDIW EHDULQJV

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  


6\PSWRP 'LDJQRVLV &RQW
G
&KHFNV

$FWLRQ

&KHFN IRU D QRLVH LQ WKH ILIWK JHDU  RQO\

- 5HSODFH DQ\ FKLSSHG VFRUHG RU ZRUQ ILIWK JHDU RU


RXWSXW JHDU
- 5HSDLU DQ\ ZRUQ ILIWK JHDU V\QFKURQL]HU
- 5HSODFH DQ\ ZRUQ ILIWK JHDUEHDULQJ
- 5HSODFH DQ\ ZRUQ GLIIHUHQWLDO JHDUEHDULQJ
- 5HSODFH DQ\ ZRUQ ULQJ JHDU
- $GMXVW UHSDLU RU UHSODFH WKH VKLIW OHYHU DQG WKH URGV

&KHFN IRU D QRLVH LQ WKH UHYHUVH 5 JHDU RQO\

- 5HSODFH DQ\ FKLSSHG VFRUHG RU ZRUQ UHYHUVH LGOHU


JHDU LGOHU JHDU EXVKLQJ LQSXW JHDU RU RXWSXW JHDU
- 5HSODFH DQ\ ZRUQ ILUVW VHFRQG JHDU V\QFKURQL]HU
- 5HSODFH DQ\ ZRUQ RXWSXW JHDU
- 5HSODFH DQ\ ZRUQ GLIIHUHQWLDO JHDUEHDULQJV
- 5HSODFH DQ\ ZRUQ ULQJ JHDU

&KHFN IRU D QRLVH LQ DOO JHDUV

- $GG VXIILFLHQW OXEULFDQW


- 5HSODFH DQ\ ZRUQ EHDULQJV
- 5HSODFH DQ\ FKLSSHG VFRUHG RU ZRUQ LQSXW JHDU
VKDIW RU RXWSXW JHDU VKDIW

&KHFN IRU WKH WUDQVD[OH VOLSSLQJ RXW RI JHDU

- $GMXVW RU UHSODFH WKH OLQNDJH DV QHHGHG


- $GMXVW UHSDLU RU UHSODFH DQ\ ELQGLQJ VKLIW OLQNDJH
- 7LJKWHQ RU UHSODFH WKH LQSXW JHDU EHDULQJ UHWDLQHU DV
QHHGHG
- 5HSDLU RU UHSODFH DQ\ ZRUQ RU EHQW VKLIW IRUN

&KHFN IRU D OHDN LQ WKH DUHD RI WKH FOXWFK

- 5HSDLU WKH WUDQVD[OH FDVLQJ


- 5HSODFH DQ\ GDPDJHG UHOHDVH EHDULQJ JXLGH

&KHFN IRU D OHDN DW WKH FHQWHU RI WKH WUDQVD[OH

- 5HSDLU WKH WUDQVD[OH FDVLQJ


- 5HSDLU WKH VKLIW PHFKDQLVP
- 5HSODFH WKH GDPDJHG EDFNXS ODPS VZLWFK

&KHFN IRU D OHDN DW WKH GLIIHUHQWLDO

- $GMXVW RU UHSODFH WKH EHDULQJ UHWDLQHUV


- 7LJKWHQ RU UHSODFH WKH GLIIHUHQWLDO FRYHU
- $GMXVW RU UHSODFH WKH GULYH D[OH VKDIW VHDOV

&KHFN IRU D KDUG VKLIW

&KHFN IRU D FODVKLQJ RI JHDUV

- 5HSODFH DQ\ GDPDJHG UHOHDVH EHDULQJ JXLGH


- $GMXVW UHSDLU RU UHSODFH WKH FOXWFK UHOHDVH V\VWHP
- 5HSODFH WKH FKLSSHG VFRUHG RU ZRUQ LQSXW
VKDIWJHDU FOXVWHU JHDUV
- 5HSODFH DQ\ ZRUQ ILIWK JHDU V\QFKURQL]HU
- 5HSODFH DQ\ ZRUQ ILIWK JHDUEHDULQJ
- 5HSODFH DQ\ ZRUQ ILUVW JHDUEHDULQJ
- 5HSODFH DQ\ ZRUQ ILUVW VHFRQG JHDU V\QFKURQL]HU
- 5HSODFH DQ\ ZRUQ VHFRQG JHDUEHDULQJ
- 5HSODFH DQ\ ZRUQ WKLUG JHDUEHDULQJ
- 5HSODFH DQ\ ZRUQ WKLUG IRXUWK V\QFKURQL]HU
- 5HSODFH DQ\ ZRUQ IRXUWK JHDUEHDULQJ
- 5HSODFH DQ\ ZRUQ UHYHUVH LGOHU JHDU

'$(:22 9 %/

5HSODFH DQ\ GDPDJHG UHOHDVH EHDULQJ JXLGH


$GMXVW UHSDLU RU UHSODFH WKH VKLIW PHFKDQLVP
$GMXVW UHSDLU RU UHSODFH WKH FOXWFK UHOHDVH V\VWHP
5HSODFH DQ\ FKLSSHG VFRUHG RU ZRUQ ILIWK JHDU
V\QFKURQL]HU
- 5HSODFH DQ\ FKLSSHG VFRUHG RU ZRUQ ILUVW VHFRQG
JHDU V\QFKURQL]HU
- 5HSODFH DQ\ ZRUQ WKLUG IRXUWK JHDU V\QFKURQL]HU
- $GMXVW UHSDLU RU UHSODFH WKH VKLIW OHYHU DQG WKH URGV

%   ),9(63((' 0$18$/ 75$16$;/(

&20321(17 /2&$7256
*($56 $1' &$6(

$%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  














































&DVH
0DLQVKDIW %HDULQJ
)RXUWK *HDU
6\QFKURQL]HU %ORFNLQJ 5LQJ
6\QFKURQL]HU 6OHHYH
3LQ
7KLUG)RXUWK *HDUVKLIW )RUN
7KLUG)RXUWK *HDUVKLIW 6KDIW
6SULQJ
.H\
7KLUG)RXUWK 6\QFKURQL]HU *HDU
6\QFKURQL]HU %ORFNLQJ 5LQJ
7KLUG *HDU
6HFRQG *HDU
)LUVW6HFRQG *HDU %ORFNLQJ 5LQJ
)LUVW6HFRQG *HDUVKLIW )RUN
)LUVW6HFRQG *HDUVKLIW 6KDIW
6\QFKURQL]HU +XE 6OHHYH
6\QFKURQL]HU 6SULQJ
.H\
)LUVW6HFRQG 6\QFKURQL]HU *HDU
6QDS 5LQJ
2XWHU %ORFNLQJ 5LQJ
)LUVW *HDU
)LUVW *HDU 1HHGOH %HDULQJ
0DLQVKDIW :HDU 3ODWH
6QDS 5LQJ
0DLQVKDIW %HDULQJ
6KLIW 5RG 3OXJ  PP
6SULQJ
6KLIW 5RG /RFN 3LQ
%HDULQJ 3ODWH
6KLIW 5RG 3OXJ  PP
'HWHQW 5RG %ROW
%ROW
%ROW
6XSSRUW
)LIWK *HDUVKLIW )RUN
3LQ
)LIWK *HDU &RQQHFWRU
6KRH
.H\
6QDS 5LQJ

'$(:22 9 %/












































*DVNHW
&RYHU
%ROW
3OXJ
%ROW
6FUHZ
6\QFKURQL]HU *HDU
6SULQJ
6\QFKURQL]HU 6OHHYH
6\QFKURQL]HU %ORFNLQJ 5LQJ
0DLQVKDIW 'ULYHQ )LIWK *HDU
5LQJ
7KUXVW :DVKHU
5LQJ
,QSXW 'ULYH )LIWK *HDU
%ROW
&OXVWHU *HDU 6QDS 5LQJ
6FUHZ
&OXVWHU 6KDIW %HDULQJ
5LQJ
,QSXW 6KDIW &OXVWHU *HDU
%DOO
5HYHUVH ,GOHU *HDU 6KDIW
5HYHUVH ,GOHU *HDU
:DVKHU
5HYHUVH *HDU )RUN 6KDIW
5HYHUVH *HDUVKLIW )RUN
,QSXW 'ULYH 6KDIW
%ROW
)LIWK *HDU 3DZO
)LIWK *HDU 1HHGOH %HDULQJ
)LUVW *HDU 1HHGOH %HDULQJ
0DLQ 'ULYHQ 6KDIW
)LIWK *HDUVKLIW /HYHU
+H[ 3OXJ
*DVNHW
5HYHUVH /DPS 6ZLWFK
,QSXW 6KDIW %HDULQJ
6HFRQG *HDU 1HHGOH %HDULQJ
7KLUG *HDU 1HHGOH %HDULQJ
)RXUWK *HDU 1HHGOH %HDULQJ
:DVKHU

%   ),9(63((' 0$18$/ 75$16$;/(

',))(5(17,$/ $1' &$6(

$%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  

















6SHHGRPHWHU 'ULYHQ *HDU


6HDO
+H[ %ROW
%HDULQJ 3ODWH
:DVKHU
%ROW
6HDO
6HDO
%HDULQJ $GMXVWLQJ 5LQJ
6LGH %HDULQJ 5DFH
+RXVLQJ &RYHU *DVNHW
'LIIHUHQWLDO &RYHU
%ROW
'LIIHUHQWLDO %HDULQJ

'$(:22 9 %/















3LQLRQ *HDU 6KDIW


'LIIHUHQWLDO +RXVLQJ
7KUXVW :DVKHU
6LGH *HDU
:DVKHU
3LQLRQ *HDU
5LQJ *HDU
6SHHGRPHWHU 'ULYH *HDU
%ROW
3LQLRQ 6KDIW /RFN 3LQ
5LJKW 6LGH %HDULQJ 5HWDLQHU
6HDO
5HWDLQHU %ROW

%   ),9(63((' 0$18$/ 75$16$;/(

6+,)7 /,1.$*(

$%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  























*HDUVKLIW /HYHU .QRE


*HDUVKLIW /HYHU %RRW
*HDUVKLIW /HYHU
*HDUVKLIW /HYHU 6WRS &ODPS
*HDUVKLIW /HYHU 6KDIW
*HDUVKLIW /HYHU 6WRS %XVKLQJ
*HDUVKLIW /HYHU 6WRS %XVKLQJ
%ROW
*HDUVKLIW +RXVLQJ
6KLIW 5RG &ODPS %ROW
:DVKHU
&ODPS
/LQNDJH $GMXVWHU %ROW
*HDUVKLIW &RQWURO 5RG
/LQNDJH %DOO 6RFNHW
&LUFOLS 5LQJ
/LQNDJH 5HYHUVH /HYHU
*HDUVKLIW %RRW
%XVKLQJ
%XVKLQJ

'$(:22 9 %/






















5RG 8-RLQW %XVKLQJ


&OLS
*HDUVKLIW 5RG
6KLIW )LQJHU /HYHU
&RYHU %ROW
,QWHUPHGLDWH /HYHU
6KLIW /HYHU 7KUXVW 6SULQJ
%XVKLQJ
6QDS 5LQJ
2LO )LOOHU 3OXJ
2LO 3OXJ &DS
*HDUVKLIW /HYHU &RYHU
3LQ
%ROW
*HDUVKLIW $GMXVWHU /LQNDJH
6KLIW 5HYHUVH 3LYRW %ROW
%RRW
*HDUVKLIW 7XEH
%XVKLQJ
*HDUVKLIW 7XEH %HDULQJ

%   ),9(63((' 0$18$/ 75$16$;/(

0$,17(1$1&( $1'
5(3$,5
219(+,&/( 6(59,&(
&+(&.,1* )/8,' /(9(/
 :LWK WKH YHKLFOH RQ D OHYHO VXUIDFH DQG WKH IOXLG LQ WKH
WUDQVD[OH FROG UHPRYH WKH ILOOHU SOXJ DQG FKHFN WKH
IOXLG OHYHO 7KH IOXLG VKRXOG FRPH WR WKH ERWWRP HGJH
RI WKH SOXJ KROH
 ,I WKH OHYHO LV ORZ DGG 6$(  PDQXDO WUDQVD[OH IOXLG
WKURXJK WKH ILOOHU SOXJ KROH XQWLO WKH IOXLG EHJLQV WR UXQ
RXW
 5HLQVWDOO WKH ILOOHU SOXJ DQG WLJKWHQ LW VHFXUHO\
$%

7KH VSHHG JHDUV DQG WKH V\QFKURQL]HU SDUWV RQ WKLV


YHKLFOH UHFHLYH OXEULFDWLRQ WKURXJK VSHFLILF SDVVDJHV LQ
WKH PDLQVKDIW
,W WDNHV  OLWHUV  TXDUWV WR ILOO WKH WUDQVD[OH
FRPSOHWHO\

$%

6+,)7 /,1.$*( $'-8670(17


 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

 3RVLWLRQ WKH JHDUVKLIW OHYHU LQWR 1(875$/


,PSRUWDQW $OO WKH JHDUV PXVW EH HDV\ WR HQJDJH ZKHQ
WKH YHKLFOH LV VWDWLRQDU\ WKH HQJLQH LV UXQQLQJ DQG WKH
FOXWFK LV GLVHQJDJHG
 /RRVHQ WKH URG FODPS EROW

&%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  


 5HPRYH WKH DGMXVWPHQW KROH SOXJ IURP WKH VKLIW
OHYHU FRYHU
 7XUQ WKH JHDUVKLIW URG DQG IXOO\ LQVHUW D  PP 
LQFK JDXJH SLQ LQWR WKH DGMXVWPHQW KROH

$%

 5HPRYH WKH ERRW IURP WKH FRQVROH


 3XOO WKH ERRW XSZDUG WR H[SRVH WKH VKLIW FRQWURO OHYHU
PHFKDQLVP
 3RVLWLRQ WKH JHDUVKLIW OHYHU FORVH WR WKH OHIW VLGH RI
WKH 1(875$/ SRVLWLRQ
 ,QVHUW D  PP  LQFK JDXJH SLQ LQWR WKH KROHV WR
DOLJQ WKH JHDUVKLIW OHYHU ZLWK WKH JHDUVKLIW OHYHU
KRXVLQJ

&%

 7LJKWHQ WKH URG FODPS EROW

7LJKWHQ
7LJKWHQ WKH URG FODPS EROW WR  1:P  OE:LQ 

&%

'$(:22 9 %/

%   ),9(63((' 0$18$/ 75$16$;/(


 5HPRYH WKH  PP  LQFK JDXJH SLQ IURP WKH
DGMXVWPHQW KROH
 ,QVWDOO WKH DGMXVWPHQW KROH SOXJ
 5HPRYH WKH  PP  LQFK JDXJH SLQ IURP WKH
JHDUVKLIW OHYHU
 ,QVWDOO WKH ERRW WR WKH FRQVROH
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&%

*($56+,)7 /(9(5
5HPRYDO 3URFHGXUH





'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH


3RVLWLRQ WKH JHDUVKLIW OHYHU LQWR 1(875$/
'LVFRQQHFW WKH ERRW IURP WKH FRQVROH FRYHU
/LIW WKH FRQVROH FRYHU XSZDUG WR H[SRVH WKH VKLIW
FRQWURO OHYHU PHFKDQLVP

&%

 5RWDWH WKH JHDUVKLIW OHYHU VWRS FODPS DQG UHPRYH LW


 5HPRYH WKH JHDUVKLIW OHYHU IURP WKH JHDUVKLIW OHYHU
VKDIW

$%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  


,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH JHDUVKLIW OHYHU LQWR WKH JHDUVKLIW OHYHU VKDIW
 ,QVWDOO WKH JHDUVKLIW OHYHU VWRS FODPS
 5RWDWH WKH JHDUVKLIW OHYHU VWRS FODPS WR VHFXUH LW

$%

 /RZHU WKH ERRW DQG FRQQHFW LW WR WKH FRQVROH FRYHU


 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&%

*($56+,)7 78%( %227 %86+,1*


$1'25 %($5,1* 5,1*
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
5HPRYDO 3URFHGXUH





&%

'$(:22 9 %/

'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH


5HPRYH WKH URG FODPS EROW
6HSDUDWH WKH OLQNDJH EROW IURP WKH JHDUVKLIW WXEH
5HPRYH WKH URG FODPS IURP WKH JHDUVKLIW WXEH

%   ),9(63((' 0$18$/ 75$16$;/(


 3RVLWLRQ WKH VKLIW OHYHU LQWR 1(875$/
 'LVFRQQHFW WKH JHDUVKLIW ERRW IURP WKH IURQW SRUWLRQ
RI WKH IORRU FRQVROH DQG OLIW XSZDUG WR H[SRVH WKH
VKLIW FRQWURO OHYHU PHFKDQLVP

&%

 5RWDWH WKH JHDUVKLIW OHYHU VWRS FODPS DQG UHPRYH LW


 5HPRYH WKH JHDUVKLIW OHYHU DQG WKH ERRW
 5HPRYH WKH FHQWHU FRQVROH 5HIHU WR 6HFWLRQ *
,QWHULRU 7ULP

$%

 5HPRYH WKH JHDUVKLIW KRXVLQJ EROWV


 5HPRYH WKH JHDUVKLIW WXEH ZLWK WKH JHDUVKLIW
KRXVLQJ IURP WKH YHKLFOH

$%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  


 5HPRYH WKH JHDUVKLIW WXEH IURP WKH JHDUVKLIW
KRXVLQJ

$%

 5HPRYH WKH EXVKLQJ DQG WKH JHDUVKLIW WXEH EHDULQJ


IURP WKH JHDUVKLIW KRXVLQJ

$%

 5HPRYH WKH EXVKLQJ IURP WKH JHDUVKLIW WXEH EHDULQJ

$%

'$(:22 9 %/

%   ),9(63((' 0$18$/ 75$16$;/(


,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH EXVKLQJ LQWR WKH JHDUVKLIW WXEH EHDULQJ

$%

 )LOO WKH JURRYHV RI WKH EXVKLQJ ZLWK VLOLFRQH JUHDVH


 3UHVV WKH EHDULQJ ULQJ LQWR WKH JHDUVKLIW KRXVLQJ IURP
WKH LQVLGH

$%

 ,QVWDOO WKH JHDUVKLIW WXEH WKURXJK WKH EXVKLQJ LQWR WKH


JHDUVKLIW KRXVLQJ

$%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  


 ,QVWDOO WKH JHDUVKLIW KRXVLQJ DQG WKH JHDUVKLIW WXEH
LQWR WKH YHKLFOH
 ,QVWDOO WKH JHDUVKLIW KRXVLQJ EROWV

7LJKWHQ
7LJKWHQ WKH JHDUVKLIW KRXVLQJ EROWV WR  1:P  OE:LQ 
 ,QVWDOO WKH FHQWHU FRQVROH 5HIHU WR 6HFWLRQ *
,QWHULRU 7ULP

$%

 ,QVWDOO WKH VKLIW OHYHU LQWR WKH VKDIW


 ,QVWDOO WKH JHDUVKLIW OHYHU VWRS FODPS DQG URWDWH LW
LQWR SRVLWLRQ

$%

 ,QVWDOO WKH JHDUVKLIW ERRW

&%

'$(:22 9 %/

%   ),9(63((' 0$18$/ 75$16$;/(







,QVWDOO WKH URG FODPS RQWR WKH JHDUVKLIW WXEH


&RQQHFW WKH OLQNDJH EROW WR WKH JHDUVKLIW WXEH
,QVWDOO WKH URG FODPS EROW
$GMXVW WKH VKLIW OLQNDJH 5HIHU WR 6KLIW /LQNDJH
$GMXVWPHQW LQ WKLV VHFWLRQ
 7LJKWHQ WKH URG FODPS EROW

7LJKWHQ
7LJKWHQ WKH URG FODPS EROW WR  1:P  OE:LQ 
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&%

&21752/ 6+,)7 52'


5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 6HSDUDWH WKH SODVWLF FOLS IURP WKH HQG RI HDFK EDOO
VRFNHW

$%

 6HSDUDWH WKH EDOO VRFNHWV IURP WKH EDOO VWXGV RQ WKH


OLQNDJH EROWV XVLQJ D SU\ EDU
 5HPRYH WKH FRQWURO VKLIW URG IURP WKH YHKLFOH

$%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  


,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH FRQWURO VKLIW URG LQWR WKH YHKLFOH
 3UHVV WKH EDOO VRFNHWV RQWR WKH EDOO VWXGV RQ WKH
OLQNDJH EROWV

$%

 &RQQHFW WKH SODVWLF FOLS RQ WKH HQG RI HDFK EDOO VRFNHW


 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

$%

/,1.$*( /(9(5 $1'25


%86+,1*6
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 6HSDUDWH WKH SODVWLF FOLS IURP WKH HQG RI HDFK EDOO
VRFNHW

$%

'$(:22 9 %/

%   ),9(63((' 0$18$/ 75$16$;/(


 6HSDUDWH WKH EDOO VRFNHWV IURP WKH EDOO VWXGV RQ WKH
OLQNDJH EROWV XVLQJ D SU\ EDU
 5HPRYH WKH FRQWURO VKLIW URG

$%

 5HPRYH WKH FOLS DQG WKH EROW IURP WKH XQLYHUVDO MRLQW

$%

 /RRVHQ WKH URG FODPS EROW


 6HSDUDWH WKH OLQNDJH EROW IURP WKH VKLIW WXEH

&%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  


 /RRVHQ WKH VSULQJ FOLSV DQG UHPRYH WKH SLYRW EROW

$%

 5HPRYH WKH OLQNDJH OHYHU DVVHPEO\ IURP WKH


YHKLFOH

$%

 5HPRYH ERWK OLQNDJH OHYHU EXVKLQJV IURP WKH


OLQNDJH OHYHU DVVHPEO\

$%

'$(:22 9 %/

%   ),9(63((' 0$18$/ 75$16$;/(


 5HPRYH WKH VQDS ULQJV WKDW UHWDLQ WKH OLQNDJH EROWV
WR WKH OLQNDJH OHYHU DVVHPEO\

$%

 'LVFRQQHFW WKH OLQNDJH EROWV IURP WKH OLQNDJH OHYHU

$%

,QVWDOODWLRQ 3URFHGXUH
 &RQQHFW WKH OLQNDJH EROWV WR WKH OLQNDJH OHYHU

$%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  


 ,QVWDOO WKH VQDS ULQJV WR UHWDLQ WKH OLQNDJH EROWV WR WKH
OLQNDJH OHYHU DVVHPEO\

$%

 &RDW WKH OLQNDJH OHYHU EXVKLQJV ZLWK VLOLFRQH JUHDVH


 ,QVWDOO ERWK RI WKH OLQNDJH OHYHU EXVKLQJV LQWR WKH
OLQNDJH OHYHU DVVHPEO\

$%

 ,QVWDOO WKH OLQNDJH OHYHU DVVHPEO\ LQWR WKH YHKLFOH

$%

'$(:22 9 %/

%   ),9(63((' 0$18$/ 75$16$;/(


 ,QVWDOO WKH SLYRW EROW 0DNH VXUH WKH VSULQJ FOLSV DUH
HQJDJHG

$%

 &RDW WKH XQLYHUVDO MRLQW EROW ZLWK VLOLFRQH JUHDVH


 ,QVWDOO WKH XQLYHUVDO MRLQW EROW DQG WKH FOLS RQWR WKH
XQLYHUVDO MRLQW

$%

 ,QVWDOO WKH FRQWURO VKLIW URG


 3UHVV WKH EDOO VRFNHWV RQWR WKH EDOO VWXGV RQ WKH
OLQNDJH EROWV

$%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  


 &RQQHFW WKH SODVWLF FOLSV RQ WKH HQG RI HDFK EDOO
VRFNHW

$%

 &RQQHFW WKH OLQNDJH EROW WR WKH VKLIW WXEH


 $GMXVW WKH VKLIW OLQNDJH 5HIHU WR 6KLIW /LQNDJH
$GMXVWPHQW LQ WKLV VHFWLRQ
 7LJKWHQ WKH URG FODPS EROW

7LJKWHQ
7LJKWHQ WKH URG FODPS EROW WR  1:P  OE:LQ 
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&%

63(('20(7(5 '5,9(1 *($5


5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH VSHHGRPHWHU VSHHG VHQVRU HOHFWULFDO
FRQQHFWRU

$%

'$(:22 9 %/

%   ),9(63((' 0$18$/ 75$16$;/(


 5HPRYH WKH VSHHGRPHWHU KRXVLQJ UHWDLQLQJ EROW

$%

 5HPRYH WKH VSHHGRPHWHU GULYHQ JHDU DQG WKH


VSHHGRPHWHU KRXVLQJ

$%

,QVWDOODWLRQ 3URFHGXUH
 &RDW WKH 2ULQJ ZLWK SHWUROHXP MHOO\
 ,QVWDOO WKH VSHHGRPHWHU GULYHQ JHDU DQG WKH
VSHHGRPHWHU KRXVLQJ

$%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  


 ,QVWDOO WKH VSHHGRPHWHU KRXVLQJ UHWDLQLQJ EROW

7LJKWHQ
7LJKWHQ WKH VSHHGRPHWHU KRXVLQJ UHWDLQLQJ EROW WR
1:P  OE:LQ 

$%

 &RQQHFW WKH VSHHGRPHWHU VSHHG VHQVRU HOHFWULFDO


FRQQHFWRU

$%

6+,)7 /(9(5 &29(5


5HPRYDO 3URFHGXUH
 5HPRYH WKH FOLS DQG WKH EROW DW WKH XQLYHUVDO MRLQW

$%

'$(:22 9 %/

%   ),9(63((' 0$18$/ 75$16$;/(


 5HPRYH WKH JHDUVKLIW OHYHU FRYHU EROWV
 6HSDUDWH WKH JHDUVKLIW OHYHU FRYHU DQG WKH JDVNHW
IURP WKH FDVH

$%

,QVWDOODWLRQ 3URFHGXUH
 3RVLWLRQ WKH JHDUVKLIW OHYHU FRYHU DQG WKH JDVNHW RQWR
WKH FDVH
 ,QVWDOO WKH JHDUVKLIW OHYHU FRYHU EROWV

7LJKWHQ
7LJKWHQ WKH JHDUVKLIW OHYHU FRYHU EROWV WR  1:P 
OE:IW 

$%

 ,QVWDOO WKH EROW DQG WKH FOLS DW WKH XQLYHUVDO MRLQW


 &KHFN DQG DGMXVW WKH IOXLG OHYHO 5HIHU WR &KHFNLQJ
)OXLG /HYHO LQ WKLV VHFWLRQ

$%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  

'5,9( $;/( 6($/


7RROV 5HTXLUHG
.0 5LQJ ,QVWDOOHU

5HPRYDO 3URFHGXUH
1RWLFH 'R QRW GDPDJH WKH EHDULQJ DGMXVWLQJ ULQJ ZLWK
WKH SU\ EDU
 5HPRYH WKH GULYH D[OH IURP WKH WUDQVD[OH 5HIHU WR
6HFWLRQ % 0DQXDO 7UDQVD[OH 'ULYH $[OH
 5HPRYH WKH GULYH D[OH VHDO E\ OLIWLQJ WKH RXWHU OLS RI
WKH VHDO ZLWK D SU\ EDU

$%

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH QHZ GULYH D[OH VHDO XVLQJ WKH ULQJ LQVWDOOHU
.0 DQG D KDPPHU
 &RDW WKH VHDO OLS ZLWK WKH WUDQVD[OH IOXLG
 ,QVWDOO WKH GULYH D[OH 5HIHU WR 6HFWLRQ % 0DQXDO
7UDQVD[OH 'ULYH $[OH

$%

75$16$;/( %5$&.(7
5HPRYDO 3URFHGXUH
 5HPRYH WKH FHQWHU PHPEHU IURP WKH YHKLFOH 5HIHU
WR 6HFWLRQ 1 )UDPH DQG 8QGHUERG\
 'LVFRQQHFW WKH OLQNDJH OHYHU IURP WKH WUDQVD[OH
EUDFNHW 5HIHU WR /LQNDJH /HYHU DQGRU %XVKLQJV LQ
WKLV VHFWLRQ
 5HPRYH WKH EROWV WKDW FRQQHFW WKH WUDQVD[OH EUDFNHW
WR WKH WUDQVD[OH DQG WKH EROW WKDW FRQQHFWV WKH
WUDQVD[OH EUDFNHW WR WKH HQJLQH
 5HPRYH WKH WUDQVD[OH EUDFNHW

&%

'$(:22 9 %/

%   ),9(63((' 0$18$/ 75$16$;/(


,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH WUDQVD[OH EUDFNHW
 ,QVWDOO WKH EROWV WKDW FRQQHFW WKH WUDQVD[OH EUDFNHW WR
WKH WUDQVD[OH DQG WKH EROW WKDW FRQQHFWV WKH WUDQVD[OH
EUDFNHW WR WKH HQJLQH

7LJKWHQ
7LJKWHQ WKH WUDQVD[OH EUDFNHW WR WUDQVD[OH EROWV WR 
1:P  OE:IW 
7LJKWHQ WKH WUDQVD[OH EUDFNHW WR HQJLQH EROW WR
1:P  OE:IW 
 &RQQHFW WKH OLQNDJH OHYHU WR WKH WUDQVD[OH EUDFNHW
5HIHU WR /LQNDJH /HYHU DQGRU %XVKLQJV LQ WKLV
VHFWLRQ
 ,QVWDOO WKH FHQWHU PHPEHU LQWR WKH YHKLFOH 5HIHU WR
6HFWLRQ 1 )UDPH DQG 8QGHUERG\
&%

75$16$;/( $66(0%/<
7RROV 5HTXLUHG
-% (QJLQH 6XSSRUW )L[WXUH

5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH EDFNXS ODPS VZLWFK HOHFWULFDO
FRQQHFWRU

$%

 'LVFRQQHFW WKH VSHHGRPHWHU VSHHG VHQVRU HOHFWULFDO


FRQQHFWRU

$%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  


 5HPRYH WKH FOLS DQG WKH EROW IURP WKH XQLYHUVDO MRLQW

$%

 5HPRYH WKH FOXWFK UHOHDVH F\OLQGHU EUDFNHW EROWV DQG


WKH FOXWFK UHOHDVH F\OLQGHU EUDFNHW

%%

 5HPRYH WKH EROWV DQG WKH WUDQVD[OH XSSHU EUDFH

&%

'$(:22 9 %/

%   ),9(63((' 0$18$/ 75$16$;/(


 ,QVWDOO WKH HQJLQH VXSSRUW IL[WXUH -%

&%

 5HPRYH WKH WUDQVD[OH WR HQJLQH XSSHU EROWV


 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 5HPRYH ERWK RI WKH GULYH D[OH VKDIWV 5HIHU WR
6HFWLRQ % 0DQXDO 7UDQVD[OH 'ULYH $[OH

$%

 6XSSRUW WKH WUDQVD[OH ZLWK D WUDQVD[OH VXSSRUW MDFN


 5HPRYH WKH OHIW IURQW WUDQVD[OH VXSSRUW EUDFNHW
EROWV DQG WKH OHIW IURQW WUDQVD[OH VXSSRUW EUDFNHW

%%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  


 5HPRYH WKH OHIW UHDU WUDQVD[OH VXSSRUW EUDFNHW EROWV
DQG WKH OHIW UHDU WUDQVD[OH VXSSRUW EUDFNHW

%%

 5HPRYH WKH FHQWHU UHDU WUDQVD[OH VXSSRUW EUDFNHW


EROWV

&%

 5HPRYH WKH WUDQVD[OH WR HQJLQH ORZHU EROWV

$%

'$(:22 9 %/

%   ),9(63((' 0$18$/ 75$16$;/(


 'LVFRQQHFW WKH WUDQVD[OH
1RWLFH 5HVW WKH WUDQVD[OH RQO\ LQ DQ XSULJKW SRVLWLRQ
 6OLGH WKH WUDQVD[OH VLGHZD\V DZD\ IURP WKH HQJLQH
EORFN
 /RZHU WKH WUDQVD[OH

$%

,QVWDOODWLRQ 3URFHGXUH
 6XSSRUW WKH WUDQVD[OH ZLWK D WUDQVD[OH VXSSRUW MDFN
 ,QVWDOO WKH WUDQVD[OH E\ LQVHUWLQJ WKH WUDQVD[OH LQSXW
VKDIW LQWR WKH FOXWFK GLVF DQG VOLGLQJ WKH WUDQVD[OH
VLGHZD\V LQWR WKH HQJLQH EORFN

$%

 ,QVWDOO WKH WUDQVD[OH WR HQJLQH ORZHU EROWV

7LJKWHQ
7LJKWHQ WKH WUDQVD[OH WR HQJLQH ORZHU EROWV WR  1:P
 OE:IW 

$%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  


 ,QVWDOO WKH OHIW UHDU WUDQVD[OH VXSSRUW EUDFNHW DQG WKH
EROWV

7LJKWHQ
7LJKWHQ WKH OHIW UHDU WUDQVD[OH VXSSRUW EUDFNHW EROWV WR
 1:P  OE:IW 

%%

 ,QVWDOO WKH OHIW IURQW WUDQVD[OH VXSSRUW EUDFNHW DQG WKH


EROWV

7LJKWHQ
7LJKWHQ WKH OHIW IURQW WUDQVD[OH VXSSRUW EUDFNHW EROWV
WR  1:P  OE:IW 

%%

 ,QVWDOO WKH FHQWHU UHDU WUDQVD[OH VXSSRUW EUDFNHW DQG


WKH WUDQVD[OH VXSSRUW EUDFNHW EROWV

7LJKWHQ
7LJKWHQ WKH FHQWHU UHDU WUDQVD[OH VXSSRUW EUDFNHW
EROWV WR  1:P  OE:IW 

&%

'$(:22 9 %/

%   ),9(63((' 0$18$/ 75$16$;/(


 ,QVWDOO ERWK RI WKH GULYH D[OH VKDIWV 5HIHU WR 6HFWLRQ
% 0DQXDO 7UDQVD[OH 'ULYH $[OH
 /RZHU WKH YHKLFOH
 ,QVWDOO WKH XSSHU WUDQVD[OHWRHQJLQH EROWV

7LJKWHQ
7LJKWHQ WKH WUDQVD[OH WR HQJLQH XSSHU EROWV WR  1:P
 OE:IW 

$%

 5HPRYH WKH HQJLQH VXSSRUW IL[WXUH -%

&%

 ,QVWDOO WKH WUDQVD[OH XSSHU EUDFH ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH WUDQVD[OH XSSHU EUDFH EROWV WR  1:P 
OE:IW 

&%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  


 ,QVWDOO WKH FOXWFK UHOHDVH F\OLQGHU EUDFNHW DQG WKH
FOXWFK UHOHDVH F\OLQGHU EUDFNHW EROWV

7LJKWHQ
7LJKWHQ WKH FOXWFK UHOHDVH F\OLQGHU EUDFNHW EROWV WR 
1:P  OE:IW 

%%

 ,QVWDOO WKH EROW DQG WKH FOLS RQWR WKH XQLYHUVDO MRLQW

$%

 &RQQHFW WKH VSHHGRPHWHU VSHHG VHQVRU HOHFWULFDO


FRQQHFWRU

$%

'$(:22 9 %/

%   ),9(63((' 0$18$/ 75$16$;/(


 &RQQHFW WKH EDFNXS ODPS VZLWFK HOHFWULFDO
FRQQHFWRU
 ,QVSHFW WKH IOXLG OHYHO 5HIHU WR &KHFNLQJ )OXLG
/HYHO LQ WKLV VHFWLRQ

$%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  

81,7 5(3$,5
0$-25 &20321(17
',6$66(0%/<
7RROV 5HTXLUHG
-% 6OLGH +DPPHU
-$ %HDULQJ 3XOOHU ZLWK - 3XOOHU
/HJV
.0$ )LIWK *HDU 3XOOHU
- 6QDS 5LQJ 5HWDLQHU
.0 %DVH
- 6KLIW 5RG 5HPRYHU
.0 )L[WXUH

'LVDVVHPEO\ 3URFHGXUH
$%

 5HPRYH WKH WUDQVD[OH IURP WKH YHKLFOH 5HIHU WR


7UDQVD[OH $VVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH WKH ILOOHU SOXJ DW WKH FRYHU
 5HPRYH WKH EROWV IURP WKH JHDUVKLIW OHYHU FRYHU

$%

 5HPRYH WKH JHDUVKLIW OHYHU FRYHU

$%

'$(:22 9 %/

%   ),9(63((' 0$18$/ 75$16$;/(


 %ROW WKH JHDUVKLIW OHYHU FRYHU WR WKH IL[WXUH .0
 3RVLWLRQ WKH IL[WXUH .0 LQWR WKH EDVH .0

$%

 5HPRYH WKH VQDS ULQJ WKH EXVKLQJ WKH VSULQJ DQG


WKH LQWHUPHGLDWH OHYHU

$%

 5HPRYH WKH VKLIW ILQJHU OHYHU SLQ

$%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  


 5HPRYH WKH JHDUVKLIW URG DQG WKH VKLIW ILQJHU OHYHU

$%

 5HPRYH WKH EROW DQG WKH VSHHGRPHWHU GULYHQ JHDU


IURP WKH WUDQVD[OH KRXVLQJ

$%

 5HPRYH WKH WUDQVD[OH FRYHU EROWV

$%

'$(:22 9 %/

%   ),9(63((' 0$18$/ 75$16$;/(


 5HPRYH WKH WUDQVD[OH FRYHU

$%

 6KLIW WKH WUDQVD[OH LQWR VHFRQG JHDU


 5HPRYH WKH EHDULQJ SODWH EROWV

$%

 5HPRYH WKH EHDULQJ SODWH IURP WKH FDVH ZLWK WKH
VKDIWV DWWDFKHG

$%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  


 6KLIW WKH WUDQVD[OH LQWR UHYHUVH 5 
 %ROW WKH EHDULQJ SODWH WR WKH IL[WXUH .0 DQG
LQVWDOO WKH IL[WXUH .0 LQWR WKH EDVH .0

$%

 5HPRYH WKH EROWV DQG WKH ILIWK JHDU IRUN IURP WKH
EHDULQJ SODWH

$%

 5HPRYH WKH PDLQVKDIW GULYHQ ILIWK VSHHG DVVHPEO\


VQDS ULQJ

$%

'$(:22 9 %/

%   ),9(63((' 0$18$/ 75$16$;/(


 5HPRYH WKH ILIWK GULYHQ JHDU V\QFKURQL]HU VOHHYH
DQG WKH V\QFKURQL]HU JHDU XVLQJ WKH EHDULQJ SXOOHU
-$ ZLWK WKH SXOOHU OHJV -

$%

 5HPRYH WKH PDLQVKDIW GULYHQ ILIWK JHDU DVVHPEO\

$%

 5HPRYH WKH EUDVV V\QFKURQL]HU ULQJ

$%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  


 5HPRYH WKH QHHGOH EHDULQJ WKH UHWDLQLQJ ULQJ DQG
WKH WKUXVW ZDVKHUV

$%

 5HPRYH WKH LQSXW GULYH ILIWK JHDU VQDS ULQJ

$%

 5HPRYH WKH LQSXW GULYH ILIWK JHDU XVLQJ WKH ILIWK JHDU
SXOOHU .0  $

$%

'$(:22 9 %/

%   ),9(63((' 0$18$/ 75$16$;/(


 5HPRYH WKH EROWV DQG WKH ILIWK JHDUVKLIW FRQQHFWRU
IURP WKH EHDULQJ SODWH XVLQJ WKH SDZO

$%

 5HPRYH WKH IRXU VKLIW URG SOXJV XVLQJ WKH VKLIW URG
UHPRYHU -  DQG WKH VOLGH KDPPHU -%

$%

 5HPRYH WKH VSULQJ DQG WKH URG ORFN SLQ IURP WKH
VPDOO SOXJ KROH

$%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  


 5HPRYH WKH SLQ IURP WKH UHYHUVH JHDUVKLIW URGIRUN
DVVHPEO\

$%

 5HPRYH WKH UHYHUVH JHDUVKLIW URGIRUN DVVHPEO\


IURP WKH EHDULQJ SODWH

$%

 5HPRYH WKH EROWV IURP WKH VXSSRUW EUDFNHW

$%

'$(:22 9 %/

%   ),9(63((' 0$18$/ 75$16$;/(


 5HPRYH WKH ILUVW VHFRQG JHDUVKLIW IRUN KROGLQJ SLQ

$%

 'ULYH WKH ILUVW VHFRQG JHDUVKLIW URG RXW XQWLO LW LV MXVW
IUHH RI WKH EHDULQJ SODWH

$%

 5HPRYH WKH VXSSRUW EUDFNHW IURP WKH EHDULQJ SODWH

$%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  


 5HPRYH WKH WKLUGIRXUWK JHDUVKLIW IRUN KROGLQJ SLQ
DQG WKH WKLUGIRXUWK JHDUVKLIW URG

$%

 5HPRYH WKH ILIWK JHDUVKLIW OHYHU IURP WKH EHDULQJ


SODWH

$%

 5HPRYH WKH ILUVWVHFRQG JHDUVKLIW URG

$%

'$(:22 9 %/

%   ),9(63((' 0$18$/ 75$16$;/(


 &RPSUHVV WKH VQDS ULQJ WKDW KROGV WKH PDLQVKDIW
DQG VHFXUH LW ZLWK WKH VQDS ULQJ UHWDLQHU -

$%

 +ROG WKH VQDS ULQJ RSHQ DW WKH EDVH RI WKH LQSXW
VKDIW XVLQJ WKH VQDS ULQJ SOLHUV
 5HPRYH WKH PDLQVKDIW DVVHPEO\ DQG WKH LQSXW VKDIW
DVVHPEO\ IURP WKH EHDULQJ SODWH

$%

,1387 6+$)7 $1' &/867(5 *($5


7RROV 5HTXLUHG
- 8QLYHUVDO %HDULQJ 3XOOHU

'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH GHWHQW VFUHZ DW WKH HQG RI WKH LQSXW
GULYHVKDIW

$%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  


 5HPRYH WKH VQDS ULQJ DW WKH EDVH RI WKH JHDU FOXVWHU

$%

 3UHVV WKH LQSXW GULYHVKDIW IURP WKH LQSXW VKDIW FOXVWHU


JHDU XVLQJ WKH XQLYHUVDO EHDULQJ SXOOHU -

$%

 5HPRYH WKH FOXVWHU VKDIW EHDULQJ IURP WKH LQSXW VKDIW


JHDU FOXVWHU XVLQJ XQLYHUVDO EHDULQJ SXOOHU
-

$%

'$(:22 9 %/

%   ),9(63((' 0$18$/ 75$16$;/(


$VVHPEO\ 3URFHGXUH
 3UHVV WKH FOXVWHU VKDIW EHDULQJ RQWR WKH LQSXW VKDIW
JHDU FOXVWHU

$%

 3UHVV WKH LQSXW GULYHVKDIW LQWR WKH LQSXW VKDIW JHDU


FOXVWHU DVVHPEO\

$%

 ,QVWDOO WKH VQDS ULQJ DW WKH EDVH RI WKH JHDU FOXVWHU

$%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  


 ,QVWDOO WKH GHWHQW VFUHZ DW WKH HQG RI WKH LQSXW
GULYHVKDIW

7LJKWHQ
7LJKWHQ WKH LQSXW GULYHVKDIW GHWHQW VFUHZ WR  1:P
 OE:IW 

$%

0$,16+$)7
7RROV 5HTXLUHG
- 8QLYHUVDO %HDULQJ 3XOOHU

'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH PDLQVKDIW EHDULQJ XVLQJ WKH XQLYHUVDO
EHDULQJ SXOOHU -

$%

 5HPRYH WKH VQDS ULQJ

$%

'$(:22 9 %/

%   ),9(63((' 0$18$/ 75$16$;/(


 5HPRYH WKH ILUVW JHDU WKH IODW W\SH ILUVW JHDU QHHGOH
EHDULQJ DQG WKH PDLQVKDIW ZHDU SODWH

$%

 5HPRYH WKH V\QFKURQL]HU KXE VOHHYH WKDW FRQWDLQV


WKH V\QFKURQL]HU VSULQJ
 5HPRYH WKH RXWHU EORFNLQJ ULQJ

$%

 5HPRYH WKH NH\V IURP WKH ILUVWVHFRQG V\QFKURQL]HU


JHDU

$%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  


 5HPRYH WKH EDUUHOW\SH ILUVWJHDU QHHGOH EHDULQJ

$%

 5HPRYH WKH VQDS ULQJ DQG WKH ZDVKHU

$%

 5HPRYH WKH ILUVWVHFRQG V\QFKURQL]HU JHDU IURP WKH


PDLQVKDIW

$%

'$(:22 9 %/

%   ),9(63((' 0$18$/ 75$16$;/(


 5HPRYH WKH ILUVWVHFRQG JHDU EORFNLQJ ULQJ

$%

 5HPRYH WKH VHFRQG JHDU XVLQJ WKH XQLYHUVDO


EHDULQJ SXOOHU -

$%

 5HPRYH WKH VHFRQG JHDU QHHGOH EHDULQJ

$%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  


 5HPRYH WKH ULQJ DQG WKH WKUXVW ZDVKHU

$%

 5HPRYH WKH WKLUG JHDU DQG WKH V\QFKURQL]HU


EORFNLQJ ULQJ

$%

 6HSDUDWH WKH V\QFKURQL]HU EORFNLQJ ULQJ IURP WKH


WKLUG JHDU

$%

'$(:22 9 %/

%   ),9(63((' 0$18$/ 75$16$;/(


 5HPRYH WKH WKLUG JHDU QHHGOH EHDULQJ IURP WKH
PDLQVKDIW

$%

 5HPRYH WKH V\QFKURQL]HU VOHHYH WKDW FRQWDLQV WKH


NH\V DQG WKH VSULQJ

$%

 5HPRYH WKH VQDS ULQJ DQG WKH ZDVKHU IURP WKH
PDLQVKDIW

$%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  


 5HPRYH WKH WKLUGIRXUWK V\QFKURQL]HU JHDU WKDW
FRQWDLQV WKH V\QFKURQL]HU VSULQJ

$%

 5HPRYH WKH IRXUWK JHDU DVVHPEO\

$%

 6HSDUDWH WKH V\QFKURQL]HU EORFNLQJ ULQJ IURP WKH


IRXUWK JHDU

$%

'$(:22 9 %/

%   ),9(63((' 0$18$/ 75$16$;/(


 5HPRYH WKH IRXUWK JHDU QHHGOH EHDULQJ WKH ULQJ
DQG WKH WKUXVW ZDVKHU

$%

 5HPRYH WKH PDLQVKDIW EHDULQJ

$%

$VVHPEO\ 3URFHGXUH
 ,QVWDOO WKH PDLQVKDIW EHDULQJ

$%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  


 ,QVWDOO WKH ULQJ WKH WKUXVW ZDVKHU DQG WKH IRXUWK JHDU
QHHGOH EHDULQJ

$%

 $WWDFK WKH V\QFKURQL]HU EORFNLQJ ULQJ WR WKH IRXUWK


JHDU

$%

 ,QVWDOO WKH IRXUWK JHDU DVVHPEO\

$%

'$(:22 9 %/

%   ),9(63((' 0$18$/ 75$16$;/(


 ,QVWDOO WKH WKLUGIRXUWK JHDU V\QFKURQL]HU WKDW FRQWDLQV
WKH V\QFKURQL]HU VSULQJ

$%

 ,QVWDOO WKH VQDS ULQJ DQG WKH ZDVKHU DURXQG WKH


PDLQVKDIW

$%

 ,QVWDOO WKH V\QFKURQL]HU VOHHYH WKDW FRQWDLQV WKH NH\V


DQG WKH VSULQJ

$%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  


 ,QVWDOO WKH WKLUGJHDU QHHGOH EHDULQJ

$%

 $WWDFK WKH V\QFKURQL]HU EORFNLQJ ULQJ WR WKH WKLUG


JHDU

$%

 ,QVWDOO WKH WKLUG JHDU DVVHPEO\

$%

'$(:22 9 %/

%   ),9(63((' 0$18$/ 75$16$;/(


 ,QVWDOO WKH WKUXVW ZDVKHU DQG WKH ULQJ

$%

 ,QVWDOO WKH VHFRQG JHDU QHHGOH EHDULQJ

$%

 ,QVWDOO WKH VHFRQG JHDU

$%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  


 ,QVWDOO WKH ILUVWVHFRQG JHDU EORFNLQJ ULQJ

$%

 ,QVWDOO WKH ILUVW VHFRQG V\QFKURQL]HU JHDU

$%

 ,QVWDOO WKH ZDVKHU DQG WKH VQDS ULQJ

$%

'$(:22 9 %/

%   ),9(63((' 0$18$/ 75$16$;/(


 ,QVWDOO WKH ILUVW JHDU QHHGOH EHDULQJ

$%

 ,QVWDOO WKH NH\V RQWR WKH ILUVWVHFRQG V\QFKURQL]HU


JHDU

$%

 ,QVWDOO WKH V\QFKURQL]HU KXE VOHHYH FRQWDLQLQJ WKH


V\QFKURQL]HU VSULQJ

$%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  


 ,QVWDOO WKH RXWHU EORFNLQJ ULQJ
 ,QVWDOO WKH PDLQVKDIW ZHDU SODWH WKH IODW W\SH
ILUVWJHDU QHHGOH EHDULQJ DQG WKH ILUVW JHDU

$%

 ,QVWDOO WKH VQDS ULQJ

$%

 3UHVV RQ WKH PDLQVKDIW EHDULQJ

$%

'$(:22 9 %/

%   ),9(63((' 0$18$/ 75$16$;/(

+286,1* &$6(
'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH WUDQVD[OH IURP WKH YHKLFOH 5HIHU WR
7UDQVD[OH $VVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH WKH VKLIW OHYHU FRYHU EROWV DQG WKH VKLIW OHYHU
FRYHU 'R QRW GLVDVVHPEOH WKH VKLIW OHYHU FRYHU

$%

 5HPRYH WKH WUDQVD[OH FRYHU EROWV DQG WKH WUDQVD[OH


FRYHU

$%

 5HPRYH WKH EHDULQJ SODWH EROWV DQG WKH EHDULQJ SODWH


ZLWK WKH VKDIWV DWWDFKHG 'R QRW GLVDVVHPEOH WKH
VKDIWV

$%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  


 5HPRYH WKH GLIIHUHQWLDO IURP WKH WUDQVD[OH KRXVLQJ
'R QRW GLVDVVHPEOH WKH GLIIHUHQWLDO 5HIHU WR
'LIIHUHQWLDO LQ WKLV VHFWLRQ
 5HPRYH WKH EDFNXS ODPS VZLWFK IURP WKH WUDQVD[OH
KRXVLQJ

$%

 5HPRYH WKH FOXWFKUHOHDVH EHDULQJ DQG WKH FOXWFK


UHOHDVH EHDULQJ JXLGH 5HIHU WR 6HFWLRQ & &OXWFK
 5HPRYH WKH VSHHGRPHWHU GULYHQ JHDU EROW DQG WKH
VSHHGRPHWHUGULYHQ JHDU IURP WKH WUDQVD[OH
KRXVLQJ

$%

$VVHPEO\ 3URFHGXUH
 ,QVWDOO WKH VSHHGRPHWHU GULYHQ JHDU EROW DQG WKH
VSHHGRPHWHU GULYHQ JHDU LQWR WKH WUDQVD[OH KRXVLQJ

7LJKWHQ
7LJKWHQ WKH VSHHGRPHWHUGULYHQ JHDU EROW WR  1:P
 OE:LQ 

$%

'$(:22 9 %/

%   ),9(63((' 0$18$/ 75$16$;/(


 ,QVWDOO WKH FOXWFK UHOHDVH EHDULQJ JXLGH DQG WKH FOXWFK
UHOHDVH EHDULQJ 5HIHU WR 6HFWLRQ & &OXWFK
 ,QVWDOO WKH EDFNXS ODPS VZLWFK LQWR WKH WUDQVD[OH
KRXVLQJ

7LJKWHQ
7LJKWHQ WKH EDFNXS ODPS VZLWFK WR  1:P  OE:IW 

$%

 ,QVWDOO WKH GLIIHUHQWLDO LQWR WKH WUDQVD[OH KRXVLQJ


5HIHU WR 'LIIHUHQWLDO LQ WKLV VHFWLRQ
 ,QVWDOO WKH EHDULQJ SODWH ZLWK WKH VKDIWV DWWDFKHG
 ,QVWDOO WKH EHDULQJ SODWH EROWV

7LJKWHQ
7LJKWHQ WKH EHDULQJ SODWH EROWV WR  1:P  OE:IW 

$%

 ,QVWDOO WKH WUDQVD[OH FRYHU DQG WKH WUDQVD[OH FRYHU


EROWV

7LJKWHQ
7LJKWHQ WKH ELJJHU WUDQVD[OH FRYHU EROWV WR  1:P
 OE:IW DQG WKH VPDOOHU WUDQVD[OH FRYHU EROWV WR 
1:P  OE:IW 

$%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  


 ,QVWDOO WKH JHDUVKLIW OHYHU FRYHU DQG WKH JHDUVKLIW OHYHU
FRYHU EROWV

7LJKWHQ
7LJKWHQ WKH JHDUVKLIW OHYHU FRYHU EROWV WR  1:P 
OE:IW 
 ,QVWDOO WKH WUDQVD[OH LQWR WKH YHKLFOH 5HIHU WR
7UDQVD[OH $VVHPEO\ LQ WKLV VHFWLRQ

$%

',))(5(17,$/
7RROV 5HTXLUHG
.0 5HPRYHU,QVWDOOHU
.0 ,QVWDOOHU
-$ %HDULQJ 3XOOHU ZLWK - 3XOOHU
/HJV
.0 ,QVWDOOHU

'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH GLIIHUHQWLDO FRYHU EROWV WKH GLIIHUHQWLDO
FRYHU DQG WKH GLIIHUHQWLDO FRYHU JDVNHW

$%

 5HPRYH WKH EHDULQJDGMXVWLQJ ULQJ UHWDLQHU SODWH EROW


DQG WKH EHDULQJDGMXVWLQJ ULQJ UHWDLQHU SODWH

$%

'$(:22 9 %/

%   ),9(63((' 0$18$/ 75$16$;/(


 5HPRYH WKH EHDULQJ DGMXVWLQJ ULQJ XVLQJ WKH
UHPRYHULQVWDOOHU .0

$%

 5HPRYH WKH ULJKW VLGH EHDULQJ UHWDLQHU EROWV DQG WKH


ULJKW VLGH EHDULQJ UHWDLQHU

$%

 5HPRYH WKH GLIIHUHQWLDO DVVHPEO\ IURP WKH WUDQVD[OH


FDVH

$%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  


 5HPRYH WKH ULQJ JHDU EROWV

$%

 6HSDUDWH WKH ULQJ JHDU IURP WKH GLIIHUHQWLDO KRXVLQJ

$%

 'ULYH WKH SLQLRQ JHDU VKDIW ORFN SLQ IURP WKH


GLIIHUHQWLDO KRXVLQJ DQG WKH SLQLRQ JHDU VKDIW

$%

'$(:22 9 %/

%   ),9(63((' 0$18$/ 75$16$;/(


 5HPRYH WKH SLQLRQ JHDU VKDIW

$%

 5HPRYH WKH SLQLRQ JHDUV DQG WKH ZDVKHUV


 5HPRYH WKH VLGH JHDUV DQG WKH VLGH WKUXVW ZDVKHUV

$%

 5HPRYH ERWK RI WKH GLIIHUHQWLDO EHDULQJV XVLQJ WKH


EHDULQJ SXOOHU -$ ZLWK WKH SXOOHU OHJV
-

$%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  


 5HPRYH WKH VSHHGRPHWHU GULYH JHDU IURP WKH
GLIIHUHQWLDO JHDU KRXVLQJ

$%

$VVHPEO\ 3URFHGXUH
 ,QVWDOO WKH VSHHGRPHWHU GULYH JHDU RQWR WKH
GLIIHUHQWLDO JHDU KRXVLQJ XVLQJ WKH LQVWDOOHU .0

$%

 ,QVWDOO ERWK RI WKH GLIIHUHQWLDO EHDULQJV XVLQJ WKH


LQVWDOOHU .0

$%

'$(:22 9 %/

%   ),9(63((' 0$18$/ 75$16$;/(


 ,QVWDOO WKH VLGH JHDUV DQG WKH VLGH WKUXVW ZDVKHUV LQWR
WKH GLIIHUHQWLDO KRXVLQJ
 ,QVWDOO WKH GLIIHUHQWLDO SLQLRQ JHDUV DQG WKH GLIIHUHQWLDO
SLQLRQ JHDU ZDVKHUV LQWR WKH GLIIHUHQWLDO KRXVLQJ

$%

 ,QVWDOO WKH SLQLRQ JHDU VKDIW LQWR WKH GLIIHUHQWLDO


KRXVLQJ

$%

 ,QVWDOO WKH SLQLRQ JHDU VKDIW ORFN SLQ LQWR WKH


GLIIHUHQWLDO KRXVLQJ DQG WKH SLQLRQ JHDU VKDIW

$%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  


 ,QVWDOO WKH ULQJ JHDU DQG WKH ULQJ JHDU EROWV

7LJKWHQ
7LJKWHQ WKH ULQJ JHDU EROWV WR  1:P  OE:IW 

$%

 ,QVWDOO WKH GLIIHUHQWLDO DVVHPEO\ LQWR WKH WUDQVD[OH


FDVH

$%

 ,QVWDOO WKH ULJKW VLGH EHDULQJ UHWDLQHU DQG WKH


ULJKWVLGH EHDULQJ UHWDLQHU EROWV

7LJKWHQ
7LJKWHQ WKH ULJKW VLGH EHDULQJ UHWDLQHU EROWV WR  1:P
 OE:IW 

$%

'$(:22 9 %/

%   ),9(63((' 0$18$/ 75$16$;/(


 ,QVWDOO WKH EHDULQJ DGMXVWLQJ ULQJ
 7LJKWHQ WKH EHDULQJ DGMXVWLQJ ULQJ XVLQJ WKH UHPRYHU
LQVWDOOHU .0

7LJKWHQ
7LJKWHQ WKH EHDULQJ DGMXVWLQJ ULQJ XQWLO WKHUH LV QR HQG
SOD\ ZLWK WKH GLIIHUHQWLDO
$GMXVW WKH SUHORDG RQ WKH GLIIHUHQWLDO EHDULQJV
8VHG %HDULQJV
 1:P  OE:LQ UHTXLUHG WR URWDWH WKH GLIIHUHQWLDO RQH
UHYROXWLRQ SHU VHFRQG
1HZ %HDULQJV
 1:P  OE:LQ UHTXLUHG WR URWDWH WKH GLIIHUHQWLDO RQH
UHYROXWLRQ SHU VHFRQG
7LJKWHQ RU ORRVHQ WKH EHDULQJ ULQJ DGMXVWHU WR JHW WKH
UHTXLUHG SUHORDG RQ WKH EHDULQJV
$%

 ,QVWDOO WKH EHDULQJ DGMXVWLQJ ULQJ UHWDLQHU SODWH DQG


WKH EHDULQJ DGMXVWLQJ ULQJ UHWDLQHU SODWH EROW

7LJKWHQ
7LJKWHQ WKH EHDULQJ DGMXVWLQJ ULQJ UHWDLQHU SODWH EROW
WR  1:P  OE:IW 

$%

 ,QVWDOO WKH GLIIHUHQWLDO FRYHU JDVNHW WKH GLIIHUHQWLDO


FRYHU DQG WKH GLIIHUHQWLDO FRYHU EROWV

7LJKWHQ
7LJKWHQ WKH GLIIHUHQWLDO FRYHU EROWV WR  1:P  OE:IW 

$%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  

0$-25 &20321(17 $66(0%/<


7RROV 5HTXLUHG
- 6QDS 5LQJ 5HWDLQHU
.0 ,QVWDOOHU 6OHHYH
.0 )L[WXUH
.0 ,QVWDOOHU
.0 %DVH

$VVHPEO\ 3URFHGXUH

$%

 -RLQ WKH PDLQVKDIW DQG WKH LQSXW VKDIW


 &RPSUHVV WKH VQDS ULQJ DW WKH EDVH RI WKH PDLQVKDIW
DQG KROG ZLWK WKH VQDS ULQJ UHWDLQHU -
 +ROG WKH VQDS ULQJ DW WKH EDVH RI WKH LQSXW GULYHVKDIW
ZLWK WKH VQDS ULQJ SOLHUV
 ,QVWDOO WKH PDLQVKDIWLQSXW VKDIW DVVHPEO\ RQWR WKH
EHDULQJ SODWH
 5HOHDVH WKH PDLQVKDIW VQDS ULQJ DQG WKH LQSXW VKDIW
VQDS ULQJ
 3RVLWLRQ WKH ILUVWVHFRQG JHDUVKLIW IRUN
 ,QVWDOO WKH ILIWK JHDUVKLIW OHYHU LQWR WKH EHDULQJ SODWH

$%

 ,QVWDOO WKH WKLUGIRXUWK JHDUVKLIW URGIRUN KROGLQJ SLQ

$%

'$(:22 9 %/

%   ),9(63((' 0$18$/ 75$16$;/(


 ,QVWDOO WKH VXSSRUW EUDFNHW RQWR WKH EHDULQJ SODWH

$%

 ,QVWDOO WKH ILUVWVHFRQG JHDUVKLIW URGIRUN RQWR WKH


EHDULQJ SODWH

$%

 ,QVWDOO WKH ILUVWVHFRQG JHDUVKLIW IRUN KROGLQJ SLQ

$%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  


 ,QVWDOO WKH VXSSRUW EUDFNHW EROWV

7LJKWHQ
7LJKWHQ WKH VXSSRUW EUDFNHW EROWV WR  1:P  OE:LQ 

$%

 ,QVWDOO WKH UHYHUVH JHDUVKLIW URGIRUN RQWR WKH


EHDULQJ SODWH

$%

 ,QVWDOO WKH UHYHUVH JHDUVKLIW URGIRUN KROGLQJ SLQ

$%

'$(:22 9 %/

%   ),9(63((' 0$18$/ 75$16$;/(


 ,QVWDOO WKH URG ORFN SLQ DQG VSULQJ LQWR WKH VPDOO SOXJ
KROH

$%

 ,QVWDOO WKH IRXUWK JHDUVKLIW URG SOXJV

$%

 ,QVWDOO WKH EROWV DQG WKH ILIWK JHDUVKLIW FRQQHFWRU RQWR
WKH EHDULQJ SODWH XVLQJ WKH SDZO

7LJKWHQ
7LJKWHQ WKH ILIWK JHDUVKLIW FRQQHFWRU EROWV WR  1:P
 OE:LQ 

$%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  


 ,QVWDOO WKH LQSXW GULYH ILIWK JHDU XVLQJ WKH LQVWDOOHU
.0 DQG WKH LQVWDOOHU VOHHYH .0

$%

 ,QVWDOO WKH VQDS ULQJV VHFXULQJ WKH ILIWK GULYH JHDU

$%

 ,QVWDOO WKH WKUXVW ZDVKHUV WKH UHWDLQLQJ ULQJ DQG WKH
QHHGOH EHDULQJ LQWR WKH PDLQVKDIW GULYHQ ILIWK JHDU
DVVHPEO\

$%

'$(:22 9 %/

%   ),9(63((' 0$18$/ 75$16$;/(


 ,QVWDOO WKH EUDVV V\QFKURQL]HU ULQJ RQWR WKH
PDLQVKDIW GULYHQ ILIWK JHDU DVVHPEO\

$%

 ,QVWDOO WKH PDLQVKDIW GULYHQ ILIWK JHDU DVVHPEO\


 ,QVWDOO WKH ILIWK GULYH JHDU V\QFKURQL]HU JHDU DQG WKH
V\QFKURQL]HU VOHHYH XVLQJ LQVWDOOHU .0

$%

 ,QVWDOO WKH VQDS ULQJ WKDW KROGV WKH ILIWK VSHHG GULYHQ
DVVHPEO\

$%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  


 ,QVWDOO WKH EROWV DQG WKH ILIWKJHDU IRUN RQWR WKH
EHDULQJ SODWH

7LJKWHQ
7LJKWHQ WKH ILIWKJHDU IRUN EROWV WR  1:P  OE:IW 

$%

 5HPRYH WKH EHDULQJ SODWH IURP WKH IL[WXUH .0


 6KLIW WKH WUDQVD[OH LQWR VHFRQG JHDU
 ,QVWDOO WKH EHDULQJ SODWH ZLWK WKH VKDIWV DWWDFKHG
LQWR WKH FDVH

$%

 ,QVWDOO WKH EHDULQJ SODWH EROWV

7LJKWHQ
7LJKWHQ WKH EHDULQJ SODWH EROWV WR  1:P  OE:IW 

$%

'$(:22 9 %/

%   ),9(63((' 0$18$/ 75$16$;/(


 ,QVWDOO WKH VSHHGRPHWHU GULYHQ JHDU DQG WKH
VSHHGRPHWHU KRXVLQJ UHWDLQLQJ EROW LQWR WKH
WUDQVD[OH KRXVLQJ

7LJKWHQ
7LJKWHQ WKH VSHHGRPHWHU KRXVLQJ UHWDLQLQJ EROW WR 
1:P  OE:LQ 

$%

 %ROW WKH JHDUVKLIW OHYHU FRYHU WR WKH IL[WXUH .0


 3RVLWLRQ WKH IL[WXUH LQWR WKH EDVH .0
 ,QVWDOO WKH JHDUVKLIW URG WKH VKLIW ILQJHU OHYHU DQG
WKH JHDUVKLIW OHYHU SLQ

$%

 ,QVWDOO WKH VQDS ULQJ WKH EXVKLQJ WKH VSULQJ DQG WKH
LQWHUPHGLDWH OHYHU
 5HPRYH WKH JHDUVKLIW OHYHU FRYHU IURP WKH EDVH
.0 DQG WKH IL[WXUH .0
 6KLIW WKH WUDQVD[OH LQWR 1(875$/

$%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  


 ,QVWDOO WKH JHDUVKLIW OHYHU FRYHU DQG WKH JHDUVKLIW
OHYHU FRYHU EROWV

7LJKWHQ
7LJKWHQ WKH JHDUVKLIW OHYHU FRYHU EROWV WR  1:P 
OE:IW 

$%

 ,QVWDOO WKH WUDQVD[OH FRYHU DQG WKH WUDQVD[OH FRYHU


EROWV

7LJKWHQ
7LJKWHQ WKH ELJJHU WUDQVD[OH FRYHU EROWV WR  1:P
 OE:IW DQG WKH VPDOOHU WUDQVD[OH FRYHU EROWV WR 
1:P  OE:IW 
 ,QVWDOO WKH WUDQVD[OH LQWR WKH YHKLFOH 5HIHU WR
7UDQVD[OH $VVHPEO\ LQ WKLV VHFWLRQ

$%

75$16$;/( 02817
'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH FHQWHU PHPEHU IURP WKH YHKLFOH 5HIHU
WR 6HFWLRQ 1 )UDPH DQG 8QGHUERG\
 5HPRYH WKH WUDQVD[OH EUDFNHW PRXQWWRFHQWHU
PHPEHU EROWV
 5HPRYH WKH WUDQVD[OH EUDFNHW PRXQW

&%

'$(:22 9 %/

%   ),9(63((' 0$18$/ 75$16$;/(


$VVHPEO\ 3URFHGXUH
 ,QVWDOO WKH WUDQVD[OH EUDFNHW PRXQW
 ,QVWDOO WKH WUDQVD[OH EUDFNHW PRXQW WR FHQWHU PHPEHU
EROWV

7LJKWHQ
7LJKWHQ WKH WUDQVD[OH EUDFNHW PRXQW WR FHQWHU
PHPEHU EROWV WR  1:P  OE:IW 
 ,QVWDOO WKH FHQWHU PHPEHU LQWR WKH YHKLFOH 5HIHU WR
6HFWLRQ 1 )UDPH DQG 8QGHUERG\

&%

'$(:22 9 %/

),9( 63((' 0$18$/ 75$16$;/( %  

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
),9(63((' 0$18$/ 75$16$;/(

7KLV ILYHVSHHG WUDQVD[OH DVVHPEO\ LV D WUDQVPLVVLRQ RI


FRQVWDQWPHVK GHVLJQ
&RPELQHG LQ WKH DVVHPEO\ DUH
- $OO IRUZDUG JHDUV
- 7KH UHYHUVH JHDU
- 7KH GLIIHUHQWLDO RXWSXW
7KH EDVLF FRPSRQHQWV RI WKH ILYHVSHHG WUDQVD[OH
DVVHPEO\ XQLWV DUH WKH
- 7UDQVD[OH FDVH
- ,QSXW VKDIW
- ,QSXW VKDIW JHDUV

'$(:22 9 %/

- 2XWSXW VKDIW
- 2XWSXW VKDIW JHDUV
- 5LQJ JHDU DQG GLIIHUHQWLDO DVVHPEO\
)RUZDUG *HDU
6KLIWLQJ WR D IRUZDUG JHDU LV DFFRPSOLVKHG WKURXJK D
FRPELQDWLRQ RI V\QFKURQL]HUV ZLWK EORFNHU ULQJV
FRQWUROOHG E\ VOLGLQJ VKLIW IRUNV
5HYHUVH *HDU
5HYHUVH JHDU LV QRW V\QFKURQL]HG DQG XVHV D VOLGLQJ
LGOHU JHDU DUUDQJHPHQW
'LIIHUHQWLDO $VVHPEO\
7KH GLIIHUHQWLDO LV D FRQYHQWLRQDO DUUDQJHPHQW RI JHDUV
WKDW LV VXSSRUWHG E\ WDSHUHG UROOHU EHDULQJV 7KH ILQDO
RXWSXW JHDU WXUQV WKH ULQJ JHDU DQG GLIIHUHQWLDO
DVVHPEO\ ZKLFK WXUQV WKH GULYH D[OH VKDIWV

6(&7,21 &

&/87&+
&$87,21 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH EHIRUH UHPRYLQJ RU LQVWDOOLQJ DQ\ HOHFWULFDO XQLW RU ZKHQ D
WRRO RU HTXLSPHQW FRXOG HDVLO\ FRPH LQ FRQWDFW ZLWK H[SRVHG HOHFWULFDO WHUPLQDOV 'LVFRQQHFWLQJ WKLV FDEOH
ZLOO KHOS SUHYHQW SHUVRQDO LQMXU\ DQG GDPDJH WR WKH YHKLFOH 7KH LJQLWLRQ PXVW DOVR EH LQ /2&. XQOHVV
RWKHUZLVH QRWHG

7$%/( 2) &217(176
6SHFLILFDWLRQV                              &
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV            &
6SHFLDO 7RROV                               &
6SHFLDO 7RROV 7DEOH                         &
'LDJQRVLV                                  &
&OXWFK 2SHUDWLRQ                            &
&RPSRQHQW /RFDWRU                         &
+\GUDXOLF &OXWFK &RPSRQHQWV                 &
0DLQWHQDQFH DQG 5HSDLU                     &
2Q9HKLFOH 6HUYLFH                           &
&OXWFK 3HGDO                                &
&OXWFK 'LVF DQG 5HODWHG &RPSRQHQWV          &
&OXWFK 3HGDO $GMXVWPHQW +\GUDXOLF          &

&OXWFK 5HOHDVH 3RLQW $GMXVWPHQW


+\GUDXOLF                              
$LU %OHHGLQJ                              
&OXWFK 0DVWHU &\OLQGHU $VVHPEO\            
&OXWFK 5HOHDVH &\OLQGHU $VVHPEO\          
8QLW 5HSDLU                                
&OXWFK 0DVWHU &\OLQGHU                     
&OXWFK 5HOHDVH &\OLQGHU                    

&
&
&
&
&
&
&

*HQHUDO 'HVFULSWLRQ DQG 6\VWHP


2SHUDWLRQ                               
'ULYLQJ 0HPEHUV                          
'ULYHQ 0HPEHUV                          
2SHUDWLQJ 0HPEHUV                       

&
&
&
&

63(&,),&$7,216
)$67(1(5 7,*+7(1,1* 63(&,),&$7,216
$SSOLFDWLRQ
&OXWFK )RUN WR 5HOHDVH /HYHU 6KDIW %ROW

1:P


/E:)W


/E:,Q


&OXWFK 0DVWHU &\OLQGHU /RFNQXWV





&OXWFK 3HGDO 1XW





3UHVVXUH 3ODWH WR )O\ZKHHO %ROWV





5HOHDVH %HDULQJ *XLGH 6OHHYH %ROWV



5HOHDVH &\OLQGHU %ROWV





'$(:22 9 %/

&   &/87&+

63(&,$/ 722/6
63(&,$/ 722/6 7$%/(

-
,QSXW 6KDIW 6HDO
,QVWDOOHU

-
&OXWFK $UERU

$&

$&

',$*126,6
&/87&+ 23(5$7,21
)DLOV WR 5HOHDVH
&KHFNV
$FWLRQ
'(),1,7,21 :KHQ WKH SHGDO LV SUHVVHG WR WKH IORRU WKH VKLIW OHYHU GRHV QRW PRYH IUHHO\ LQ DQG RXW RI UHYHUVH
JHDU
&KHFN IRU D ORRVH OLQNDJH

5HSDLU RU UHSODFH ORRVH OLQNDJH LI QHFHVVDU\

&KHFN IRU D GDPDJHG FOXWFK GLVF

5HSODFH WKH GDPDJHG FOXWFK GLVF

&KHFN IRU DQ LPSURSHUO\ LQVWDOOHG IRUN VKDIW

5HPRYH DQG SURSHUO\ UHLQVWDOO WKH IRUN VKDIW 9HU\


OLJKWO\ OXEULFDWH WKH IRUN ILQJHUV DW WKH UHOHDVH EHDULQJ
ZLWK ZKHHO EHDULQJ JUHDVH

&KHFN IRU WKH FOXWFK GLVF KXE ELQGLQJ RQ WKH LQSXW


VKDIW VSOLQHV

5HSDLU RU UHSODFH WKH FOXWFK GLVF KXE

&KHFN IRU D ZDUSHG RU EHQW FOXWFK GLVF

5HSODFH WKH ZDUSHG RU EHQW FOXWFK GLVF

6OLSSLQJ
&KHFNV

$FWLRQ

&KHFN IRU WKH GULYHU LPSURSHUO\ RSHUDWLQJ WKH YHKLFOH

&RUUHFW WKH GULYHU


V RSHUDWLRQ RI WKH YHKLFOH DV
QHFHVVDU\

&KHFN IRU DQ RLO VRDNHG FOXWFK GLVF

&RUUHFW WKH OHDN DW LWV VRXUFH DQG LQVWDOO D QHZ FOXWFK


GLVF

&KHFN IRU D ZRUQ IDFLQJ RU D IDFLQJ WRUQ IURP WKH GLVF

5HSODFH WKH ZRUQ GLVF ZLWK D QHZ GLVF

&KHFN IRU D ZDUSHG SUHVVXUH SODWH RU D ZDUSHG


IO\ZKHHO

5HSODFH WKH ZDUSHG SUHVVXUH SODWH RU WKH ZDUSHG


IO\ZKHHO

&KHFN IRU D ZHDN GLDSKUDJP VSULQJ

5HSODFH WKH SUHVVXUH SODWH

&KHFN IRU D GULYHQ SODWH WKDW LV QRW VHDWHG

6WDUW WKH HQJLQH  WR  WLPHV 'R QRW RYHUKHDW WKH


HQJLQH

&KHFN IRU D GULYHQ SODWH WKDW LV RYHUKHDWHG

$OORZ WKH GULYHQ SODWH WR FRRO

'$(:22 9 %/

&/87&+ &  
*UDEELQJ &KDWWHULQJ
&KHFNV

$FWLRQ

&KHFN IRU D EXUQHG RU D JOD]HG IDFLQJ FDXVHG E\ RLO RQ


WKH IDFLQJ

&RUUHFW WKH OHDN DW LWV VRXUFH DQG LQVWDOO D QHZ FOXWFK


GLVF

&KHFN IRU ZRUQ VSOLQHV RQ WKH LQSXW VKDIW

5HSODFH WKH ZRUQ LQSXW VKDIW

&KHFN IRU D ZDUSHG SUHVVXUH SODWH RU D ZDUSHG


IO\ZKHHO

5HSODFH WKH ZDUSHG SUHVVXUH SODWH RU WKH ZDUSHG


IO\ZKHHO

&KHFN IRU EXUQHG RU VPHDUHG UHVLQ RQ WKH IO\ZKHHO RU


WKH SUHVVXUH SODWH

6DQG RII WKH EXUQHG RU VPHDUHG UHVLQ LI LW LV VXSHUILFLDO


5HSODFH DQ\ EXUQHG RU KHDWFKHFNHG SDUWV

5DWWOLQJ 7UDQVD[OH &OLFN


&KHFNV
&KHFN IRU ZHDN UHWUDFWLQJ VSULQJV

$FWLRQ
5HSODFH WKH SUHVVXUH SODWH

&KHFN IRU D ORRVH UHOHDVH IRUN

5HPRYH DQG UHLQVWDOO WKH UHOHDVH IRUN SURSHUO\

&KHFN IRU RLO LQ WKH GULYHQ SODWH GDPSHU

&RUUHFW WKH FDXVH RI WKH RLO OHDN DQG UHSODFH WKH GULY
HQ GLVF

&KHFN IRU D GDPDJHG GULYHQ SODWH GDPSHU VSULQJ

5HSODFH WKH GULYHQ GLVF

5HOHDVH %HDULQJ 1RLVH ZLWK &OXWFK )XOO\ (QJDJHG


&KHFNV
&KHFN IRU WKH GULYHU LPSURSHUO\ RSHUDWLQJ WKH YHKLFOH

$FWLRQ
&RUUHFW WKH GULYHU
V RSHUDWLRQ RI WKH YHKLFOH DV
QHFHVVDU\

&KHFN IRU D ELQGLQJ UHOHDVH EHDULQJ

&OHDQ DQG UHOXEULFDWH WKH UHOHDVH EHDULQJ ,QVSHFW


WKH UHOHDVH EHDULQJ IRU EXUUV DQG QLFNV

&KHFN IRU DQ LPSURSHUO\ LQVWDOOHG UHOHDVH OHYHU

5HPRYH DQG UHLQVWDOO WKH UHOHDVH OHYHU SURSHUO\

&KHFN IRU D ZHDN OLQNDJH UHWXUQ VSULQJ

5HSODFH WKH ZHDN OLQNDJH UHWXUQ VSULQJ

1RLV\
&KHFNV

$FWLRQ

&KHFN IRU D ZRUQ UHOHDVH EHDULQJ

5HSODFH WKH ZRUQ UHOHDVH EHDULQJ

&KHFN IRU DQ LPSURSHUO\ LQVWDOOHG UHOHDVH OHYHU

5HPRYH DQG SURSHUO\ UHLQVWDOO WKH IRUN VKDIW 9HU\


OLJKWO\ OXEULFDWH WKH IRUN ILQJHUV DW WKH UHOHDVH EHDULQJ
ZLWK ZKHHO EHDULQJ JUHDVH

3HGDO 6WD\V RQ )ORRU :KHQ 'LVHQJDJHG


&KHFNV
&KHFN IRU ELQGLQJ LQ WKH OLQNDJH RU WKH UHOHDVH EHDULQJ

$FWLRQ
/XEULFDWH DQG IUHH XS WKH ELQGLQJ OLQNDJH RU WKH UHOHDVH
EHDULQJ

&KHFN IRU ZHDN SUHVVXUH SODWH VSULQJV

5HSODFH WKH SUHVVXUH SODWH

+DUG 3HGDO (IIRUW


&KHFNV
&KHFN IRU ELQGLQJ LQ WKH OLQNDJH

$FWLRQ
/XEULFDWH DQG IUHH XS WKH ELQGLQJ OLQNDJH

&KHFN IRU D ZRUQ GULYHQ SODWH

5HSODFH WKH ZRUQ GULYHQ SODWH

'$(:22 9 %/

&   &/87&+

&20321(17 /2&$725
+<'5$8/,& &/87&+ &20321(176

%&
















5HOHDVH /HYHU
3LSH
&OLS
&ODPS
+RVH
%ROW
%ROW
%ROW
6SULQJ :DVKHU
5HOHDVH &\OLQGHU %UDFNHW
5HOHDVH &\OLQGHU
$LU %OHHGHU
%ROW
&RSSHU :DVKHU
















%ROW
2ULQJ
,QSXW 6KDIW 6HDO
%HDULQJ *XLGH 6OHHYH
5HOHDVH %HDULQJ
)RUN
%XVKLQJ
%ROW
%ROW
3UHVVXUH 3ODWH
&OXWFK 'LVF
1XW
6SULQJ :DVKHU
%XVKLQJ

'$(:22 9 %/

&/87&+ &  

&&














5HVHUYRLU &DS
&OXWFK%UDNH 5HVHUYRLU
6SULQJ &ODPSV
5HVHUYRLU +RVH
1XW
0DVWHU &\OLQGHU
*DVNHW
3LVWRQ 5RG %ROW
1XW
:DVKHU
&OXWFK 3HGDO %XVKLQJ
&OXWFK 3HGDO

'$(:22 9 %/













&OXWFK 3HGDO %XIIHU


1XW
%ROW
5HWXUQ 6SULQJ
&OXWFK 3HGDO %XVKLQJ
3HGDO 0RXQWLQJ 6KDIW
&OXWFK 3HGDO 3DG
/RFNLQJ :DVKHU
&OXWFK 3HGDO %XVKLQJ
+\GUDXOLF &OXWFK 3LSH
&OLS

&   &/87&+

$&

 )O\ZKHHO
 &OXWFK 'LVF

 3UHVVXUH 3ODWH
 5HOHDVH %HDULQJ

'$(:22 9 %/

&/87&+ &  

0$,17(1$1&( $1'
5(3$,5
219(+,&/( 6(59,&(
&/87&+ 3('$/
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'LVFRQQHFW WKH UHWXUQ VSULQJ IURP WKH PRXQW EUDFH

&&

 5HPRYH WKH QXW WKH ZDVKHU DQG WKH SHGDO PRXQWLQJ


VKDIW

&&

 5HPRYH WKH ORFNLQJ ZDVKHU DQG WKH SLVWRQ URG EROW


 5HPRYH WKH FOXWFK SHGDO IURP WKH YHKLFOH

&&

'$(:22 9 %/

&   &/87&+
,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH FOXWFK SHGDO WR WKH PRXQW EUDFH 0DNH VXUH
WKH UHWXUQ VSULQJ HQJDJHV WKH QRWFK RQ WKH UHDU RI WKH
FOXWFK SHGDO
 &RDW WKH SLVWRQ URG EROW ZLWK PXOWL SXUSRVH JUHDVH
 ,QVWDOO WKH SLVWRQ URG EROW DQG WKH ORFNLQJ ZDVKHU

&&

 &RDW WKH SHGDO PRXQWLQJ VKDIW ZLWK PXOWL SXUSRVH


JUHDVH
 ,QVWDOO WKH SHGDO PRXQWLQJ VKDIW WKH ZDVKHU DQG WKH
QXW

7LJKWHQ
7LJKWHQ WKH FOXWFK SHGDO QXW WR 1:P OE:IW 

&&

 &RQQHFW WKH UHWXUQ VSULQJ WR WKH PRXQW EUDFH


 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&&

'$(:22 9 %/

&/87&+ &  

&/87&+ ',6& $1' 5(/$7('


&20321(176
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 5HPRYH WKH OHIW IURQW ZKHHO 5HIHU WR 6HFWLRQ (
7LUHV DQG :KHHOV
 5HPRYH WKH HQJLQH XQGHU FRYHUV 5HIHU WR 6HFWLRQ
1 )UDPH DQG 8QGHUERG\
 5HPRYH WKH WUDQVD[OH IURP WKH YHKLFOH 5HIHU WR
6HFWLRQ % )LYH 6SHHG 0DQXDO 7UDQVD[OH
 5HPRYH WKH SUHVVXUH SODWH EROWV DQG WKH SUHVVXUH
SODWH 6XSSRUW WKH SUHVVXUH SODWH ZKHQ \RX UHPRYH
WKH ODVW EROW
$&

 5HPRYH WKH FOXWFK GLVF

$&

 5HPRYH WKH UHOHDVH IRUN EROW

$&

'$(:22 9 %/

&   &/87&+
 3XOO WKH FOXWFK UHOHDVH VKDIW XSZDUG RXW RI WKH
WUDQVD[OH

$&

 5HPRYH WKH IRUN DQG WKH UHOHDVH EHDULQJ IURP WKH
UHOHDVH EHDULQJ JXLGH VOHHYH

$&

 5HPRYH WKH EROWV DQG WKH UHOHDVH EHDULQJ JXLGH


VOHHYH

$&

'$(:22 9 %/

&/87&+ &  
 5HPRYH WKH LQSXW VKDIW VHDO IURP WKH UHOHDVH
EHDULQJ JXLGH VOHHYH

$&

 5HPRYH WKH 2ULQJ IURP WKH JURRYH LQ WKH WUDQVD[OH


FDVH

$&

 5HPRYH WKH UHOHDVH OHYHU VKDIW EXVKLQJV

$&

'$(:22 9 %/

&   &/87&+
,QVWDOODWLRQ 3URFHGXUH
7RROV 5HTXLUHG
-,QSXW 6KDIW 6HDO ,QVWDOOHU
-&OXWFK $UERU
 ,QVWDOO WKH UHOHDVH OHYHU VKDIW EXVKLQJV &RDW WKH
EXVKLQJ ERUHV ZLWK PXOWLSXUSRVH JUHDVH

$&

 ,QVWDOO WKH 2ULQJ LQWR WKH JURRYH LQ WKH FDVH

$&

 ,QVWDOO WKH LQSXW VKDIW VHDO LQWR WKH UHOHDVH EHDULQJ


JXLGH VOHHYH 8VH LQSXW VKDIW VHDO LQVWDOOHU -
ZLWK D KDPPHU

$&

'$(:22 9 %/

&/87&+ &  
 ,QVWDOO WKH UHOHDVH EHDULQJ JXLGH VOHHYH DQG WKH EROWV

7LJKWHQ
7LJKWHQ WKH UHOHDVH EHDULQJ JXLGH VOHHYH EROWV WR
1:P OE:LQ 
 &RDW WKH VOHHYH VXUIDFH ZLWK PXOWL SXUSRVH JUHDVH

$&

 &RDW WKH UHOHDVH EHDULQJ ERUH ZLWK PXOWL SXUSRVH


JUHDVH
 ,QVWDOO WKH UHOHDVH EHDULQJ ZLWK WKH FOXWFK IRUN RQWR
WKH UHOHDVH EHDULQJ JXLGH VOHHYH

$&

 ,QVWDOO WKH UHOHDVH OHYHU VKDIW IURP WKH WRS RI WKH


WUDQVD[OH *XLGH WKH VKDIW WKURXJK WKH FOXWFK IRUN

$&

'$(:22 9 %/

&   &/87&+
 $OLJQ WKH VKDIW WR WKH IRUN DQG LQVWDOO WKH EROW

7LJKWHQ
7LJKWHQ WKH FOXWFK IRUN WR UHOHDVH OHYHU VKDIW EROW WR
1:P OE:IW 

$&

 &RDW WKH VSOLQH RQ WKH FOXWFK GLVF ZLWK


PXOWLSXUSRVH JUHDVH
 $OLJQ WKH SUHVVXUH SODWH DQG WKH FOXWFK GLVF RQWR WKH
IO\ZKHHO XVLQJ WKH FOXWFK DUERU -
 ,QVWDOO WKH SUHVVXUH SODWH EROWV

7LJKWHQ

$&

7LJKWHQ WKH SUHVVXUH SODWH WR IO\ZKHHO EROWV WR 1:P


OE:IW 
 5HPRYH WKH FOXWFK DUERU -
 ,QVWDOO WKH WUDQVD[OH LQWR WKH YHKLFOH 5HIHU WR
6HFWLRQ % )LYH 6SHHG 0DQXDO 7UDQVD[OH
 ,QVWDOO WKH HQJLQH XQGHU FRYHUV 5HIHU WR 6HFWLRQ 1
)UDPH DQG 8QGHUERG\
 ,QVWDOO WKH OHIW IURQW ZKHHO 5HIHU WR 6HFWLRQ ( 7LUHV
DQG :KHHOV
 /RZHU WKH YHKLFOH
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&/87&+ 3('$/ $'-8670(17


+<'5$8/,&
$GMXVWPHQW 3URFHGXUH
 'HWHUPLQH WKH FOXWFK SHGDO SOD\ 3UHVV WKH FOXWFK
SHGDO OLJKWO\ ZLWK \RXU KDQG DQG PHDVXUH WKH GLVWDQFH
ZKHQ \RX IHHO UHVLVWDQFH

$&

'$(:22 9 %/

&/87&+ &  
 $GMXVW WKH FOXWFK SHGDO SOD\ /RRVHQ WKH ORFNQXW DQG
WXUQ WKH SXVKURG &OXWFK SHGDO SOD\ VKRXOG PHDVXUH
WRPP WR LQFK  7LJKWHQ WKH ORFNQXW DIWHU
DGMXVWPHQW

&&

 0HDVXUH WKH FOXWFK SHGDO WUDYHO 3UHVV WKH FOXWFK


SHGDO DOO WKH ZD\ WR WKH IORRU 0HDVXUH IURP WKH
VWDUWLQJ SRVLWLRQ WR WKH HQGLQJ SRVLWLRQ

$&

 $GMXVW WKH FOXWFK SHGDO WUDYHO /RRVHQ WKH ORFNQXW DQG


WXUQ WKH EROW &OXWFK SHGDO WUDYHO VKRXOG PHDVXUH
PRUH WKDQ PP LQFKHV  7LJKWHQ WKH ORFNQXW
DIWHU DGMXVWPHQW

$&

'$(:22 9 %/

&   &/87&+

&/87&+ 5(/($6( 32,17


$'-8670(17 +<'5$8/,&
$GMXVWPHQW 3URFHGXUH

$&

 $SSO\ WKH SDUNLQJ EUDNH


 5XQ WKH HQJLQH DW LGOH VSHHG
 :KLOH \RX PRYH WKH VKLIW OHYHU LQWR WKH UHYHUVH
SRVLWLRQ SUHVV WKH FOXWFK SHGDO VORZO\ DQG PHDVXUH
WKH GLVWDQFH EHWZHHQ WKH SRLQW ZKHQ JHDU QRLVH LV QRW
KHDUG DQG WKH SRLQW WKH FOXWFK SHGDO LV FRPSOHWHO\
GHSUHVVHG 7KH GLVWDQFH VKRXOG EH PRUH WKDQ PP
LQFKHV 
 ,I WKH GLVWDQFH LV QRW PRUH WKDQ PP LQFKHV 
FKHFN WKH IROORZLQJ
- &OXWFK SHGDO KHLJKW
- &OXWFK SHGDO SOD\
- $LU LQ WKH V\VWHP
- &OXWFK FRYHU DQG GLVN

$,5 %/((',1*

%OHHG WKH K\GUDXOLF V\VWHP WR UHPRYH WKH DLU ZKLFK


HQWHUHG ZKHQ WKH SLSHV ZHUH GLVFRQQHFWHG IRU UHSDLUV
7KH FOXWFKEUDNH IOXLG LQ WKH FOXWFKEUDNH UHVHUYRLU PXVW
EH PDLQWDLQHG DW WKH 0,1 OHYHO RU KLJKHU GXULQJ DLU
EOHHGLQJ
 $WWDFK D YLQ\O KRVH WR WKH EOHHGHU SOXJ 3ODFH WKH
RWKHU HQG RI WKH YLQ\O WXEH LQ D JODVV FRQWDLQHU
KDOIILOOHG ZLWK EUDNH IOXLG
 6ORZO\ SXPS WKH FOXWFK SHGDO VHYHUDO WLPHV
 :KLOH \RX SUHVV WKH FOXWFK SHGDO ORRVHQ WKH EOHHGHU
VFUHZ XQWLO WKH IOXLG VWDUWV WR UXQ RXW &ORVH WKH
EOHHGHU VFUHZ
 5HSHDW 6WHS  XQWLO WKHUH DUH QR DLU EXEEOHV LQ WKH
IOXLG
 )LOO WKH UHVHUYRLU ZLWK EUDNH IOXLG XS WR WKH 0$; OHYHO
$&

&/87&+ 0$67(5 &</,1'(5


$66(0%/<
5HPRYDO 3URFHGXUH
%HIRUH GLVFRQQHFWLQJ WKH UHVHUYRLU WDQN KRVH UHPRYH
WKH FOXWFKEUDNH IOXLG IURP WKH UHVHUYRLU WDQN
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'LVFRQQHFW WKH VSULQJ FODPS RQ WKH PDVWHU F\OLQGHU
5HPRYH WKH UHVHUYRLU KRVH

$&

'$(:22 9 %/

&/87&+ &  
 'LVFRQQHFW WKH SLSH FRQQHFWHG WR WKH PDVWHU
F\OLQGHU

$&

 5HPRYH WKH ORFNLQJ ZDVKHU DQG WKH SLVWRQ URG EROW


IURP WKH FOXWFK SHGDO DQG SLVWRQ URG FOHYLV

&&

 5HPRYH WKH ORFNQXWV RQ WKH PDVWHU F\OLQGHU EUDFNHW


5HPRYH WKH PDVWHU F\OLQGHU LQ WKH GLUHFWLRQ RI WKH
HQJLQH FRPSDUWPHQW

$&

'$(:22 9 %/

&   &/87&+
,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH PDVWHU F\OLQGHU WR WKH PRXQWLQJ EROWV DQG
LQVWDOO WKH ORFNQXWV

7LJKWHQ
7LJKWHQ WKH FOXWFK PDVWHU F\OLQGHU ORFNQXWV WR 1:P
OE:IW 

$&

 &RQQHFW WKH SLSH WR WKH PDVWHU F\OLQGHU

$&

 &RQQHFW WKH UHVHUYRLU KRVH WR WKH PDVWHU F\OLQGHU DQG


WLJKWHQ WKH VSULQJ FODPS

$&

'$(:22 9 %/

&/87&+ &  
 &RDW WKH SLVWRQ URG EROW ZLWK PXOWL SXUSRVH JUHDVH
 ,QVWDOO WKH SLVWRQ URG FOHYLV WKH SLVWRQ URG EROW DQG
WKH ORFNLQJ ZDVKHU RQWR WKH FOXWFK SHGDO
 %OHHG WKH DLU 5HIHU WR $LU %OHHGLQJ LQ WKLV VHFWLRQ
 $GMXVW WKH FOXWFK SHGDO 5HIHU WR &OXWFK 3HGDO
$GMXVWPHQW +\GUDXOLF LQ WKLV VHFWLRQ
 )LOO WKH UHVHUYRLU ZLWK FOXWFKEUDNH IOXLG XS WR WKH 0$;
OHYHO
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&&

&/87&+ 5(/($6( &</,1'(5


$66(0%/<
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH EROW DQG GLVFRQQHFW WKH KRVH IURP WKH
FOXWFK UHOHDVH F\OLQGHU

&&

 5HPRYH WKH FOXWFK UHOHDVH F\OLQGHU EROWV DQG UHPRYH


WKH UHOHDVH F\OLQGHU IURP WKH WUDQVD[OH

&&

'$(:22 9 %/

&   &/87&+
,QVWDOODWLRQ 3URFHGXUH
 &RQQHFW WKH UHOHDVH F\OLQGHU WR WKH WUDQVD[OH DQG
LQVWDOO WKH EROWV

7LJKWHQ
7LJKWHQ WKH UHOHDVH F\OLQGHU EROWV WR 1:P
OE:IW 

&&

 &RQQHFW WKH KRVH DVVHPEO\ WR WKH F\OLQGHU ERG\


 $SSO\ JUHDVH ZKHUH WKH SXVKURG FRQQHFWV WR WKH
UHOHDVH OHYHU %H FDUHIXO QRW WR VWDLQ WKH ERRW
 %OHHG WKH DLU 5HIHU WR $LU %OHHGLQJ LQ WKLV VHFWLRQ
 $GMXVW WKH FOXWFK SHGDO 5HIHU WR &OXWFK 3HGDO
$GMXVWPHQW +\GUDXOLF LQ WKLV VHFWLRQ
 )LOO WKH UHVHUYRLU ZLWK FOXWFKEUDNH IOXLG XS WR WKH 0$;
OHYHO
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&&

'$(:22 9 %/

&/87&+ &  

81,7 5(3$,5
&/87&+ 0$67(5 &</,1'(5
'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH FOXWFK PDVWHU F\OLQGHU DVVHPEO\ IURP
WKH YHKLFOH 5HIHU WR &OXWFK 0DVWHU &\OLQGHU
$VVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH WKH ERRW DQG GLVFRQQHFW WKH SLVWRQ VWRS ULQJ
XVLQJ ULQJ SOLHUV

$&

 5HPRYH WKH SXVKURG DVVHPEO\ DQG WKH SLVWRQ


DVVHPEO\
 ,QVSHFW WKH FOXWFK PDVWHU F\OLQGHU ZDOO DQG WKH SLVWRQ
IRU ZHDU 5HSODFH WKH SLVWRQ LI QHFHVVDU\
 ,QVSHFW WKH FXS DQG WKH SLVWRQ IRU ZHDU )OXLG OHDNV
ZLOO VKRZ ZHDU RQ WKH FXS DQG WKH SLVWRQ 5HSODFH WKH
FXS DQG WKH SLVWRQ LI QHFHVVDU\
 ,QVSHFW WKH SXVKURG IRU ZHDU 5HSDLU WKH SXVKURG LI
QHFHVVDU\

$&

$VVHPEO\ 3URFHGXUH
 $SSO\ FOHDQ IOXLG WR WKH SLVWRQ DVVHPEO\ FXS DQG
LQVHUW WKH SLVWRQ DVVHPEO\ DQG WKH SXVKURG DVVHPEO\
LQWR WKH PDVWHU F\OLQGHU ERG\

$&

'$(:22 9 %/

&   &/87&+
 ,QVWDOO WKH SLVWRQ VWRS ULQJ XVLQJ ULQJ SOLHUV ,QVWDOO WKH
ERRW
 ,QVWDOO WKH FOXWFK PDVWHU F\OLQGHU DVVHPEO\ LQWR WKH
YHKLFOH 5HIHU WR &OXWFK 0DVWHU &\OLQGHU $VVHPEO\
LQ WKLV VHFWLRQ

$&

&/87&+ 5(/($6( &</,1'(5


'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH FOXWFK UHOHDVH F\OLQGHU DVVHPEO\ IURP
WKH YHKLFOH 5HIHU WR &OXWFK 5HOHDVH &\OLQGHU
$VVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH WKH EROWV DQG WKH EUDFNHW

$&

 5HPRYH WKH ERRW DQG WKH SXVKURG

$&

'$(:22 9 %/

&/87&+ &  
 &RPSUHVV WKH SLVWRQ ZLWK D GULYHU WKHQ UHPRYH WKH
VQDS ULQJ ZLWK VQDS ULQJ SOLHUV
 5HPRYH WKH SLVWRQ DVVHPEO\

$&

$VVHPEO\ 3URFHGXUH
 $SSO\ FOHDQ FOXWFK IOXLG WR WKH SLVWRQ DQG WKH FXS
 ,QVWDOO WKH VSULQJ WR WKH SLVWRQ DQG LQVHUW WKH
DVVHPEO\ LQWR WKH F\OLQGHU ERG\
 &RPSUHVV WKH SLVWRQ ZLWK D GULYHU WKHQ LQVWDOO WKH
VQDS ULQJ ZLWK VQDS ULQJ SOLHUV

$&

 ,QVWDOO WKH SXVK URG DQG WKH ERRW

$&

'$(:22 9 %/

&   &/87&+
 ,QVWDOO WKH EUDFNHW DQG WKH EROWV
 ,QVWDOO WKH FOXWFK UHOHDVH F\OLQGHU DVVHPEO\ 5HIHU WR
&OXWFK 5HOHDVH &\OLQGHU $VVHPEO\ LQ WKLV VHFWLRQ

$&

'$(:22 9 %/

&/87&+ &  

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
'5,9,1* 0(0%(56

7KH GULYLQJ PHPEHUV FRQVLVW RI WZR IODW VXUIDFHV


PDFKLQHG WR D VPRRWK ILQLVK 2QH RI WKHVH LV WKH UHDU
IDFH RI WKH HQJLQH IO\ZKHHO DQG WKH RWKHU LV WKH SUHVVXUH
SODWH 7KH SUHVVXUH SODWH LV ILWWHG LQWR D VWHHO FRYHU
ZKLFK LV EROWHG WR WKH IO\ZKHHO

'5,9(1 0(0%(56

7KH GULYHQ PHPEHU LV WKH FOXWFK GLVF ZLWK D VSOLQHG KXE


ZKLFK LV IUHH WR VOLGH OHQJWKZLVH DORQJ WKH VSOLQHV RI WKH

'$(:22 9 %/

LQSXW VKDIW EXW ZKLFK GULYHV WKH LQSXW VKDIW WKURXJK


WKHVH VDPH VSOLQHV
7KH GULYLQJ DQG GULYHQ PHPEHUV DUH KHOG LQ FRQWDFW E\
VSULQJ SUHVVXUH 7KLV SUHVVXUH LV H[HUWHG E\ D
GLDSKUDJP VSULQJ LQ WKH SUHVVXUH SODWH DVVHPEO\

23(5$7,1* 0(0%(56

7KH FOXWFK UHOHDVH V\VWHP FRQVLVWV RI WKH FOXWFK SHGDO


WKH FOXWFK VKDIW WKH IRUN DQG WKH UHOHDVH EHDULQJ :KHQ
SUHVVXUH LV DSSOLHG WR WKH FOXWFK SHGDO WKH IRUN SLYRWV RQ
LWV VKDIW DQG WKH LQQHU HQG SXVKHV DJDLQVW WKH UHOHDVH
EHDULQJ 7KH EHDULQJ WKHQ SXVKHV DJDLQVW WKH UHOHDVH
OHYHUV LQ WKH SUHVVXUH SODWH DVVHPEO\ WKHUHE\ UHOHDVLQJ
WKH FOXWFK

67((5,1*
&217(176
6(&7,21 $

32:(5 67((5,1* 6<67(0

6(&7,21 %

32:(5 67((5,1* 3803

6(&7,21 &

32:(5 67((5,1* *($5

6(&7,21 (

67((5,1* :+((/ $1' &2/801

6(&7,21 $

32:(5 67((5,1* 6<67(0


7$%/( 2) &217(176
6SHFLILFDWLRQV                              $
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV            $
6SHFLDO 7RROV                               $
6SHFLDO 7RROV 7DEOH                         $
'LDJQRVLV                                  $
3RZHU 6WHHULQJ 6\VWHP 3UHVVXUH 7HVW         $
3RZHU 6WHHULQJ 6\VWHP /HDN 7HVW             $
0DLQWHQDQFH DQG 5HSDLU                     $

2Q9HKLFOH 6HUYLFH                          
%OHHGLQJ WKH 3RZHU 6WHHULQJ 6\VWHP         
&KHFNLQJ DQG $GGLQJ )OXLG                  
)OXLG 5HVHUYRLU                             
+RVHV DQG 3LSHV                           

*HQHUDO 'HVFULSWLRQ DQG 6\VWHP


2SHUDWLRQ                                $
3RZHU 6WHHULQJ 6\VWHP                     $

63(&,),&$7,216
)$67(1(5 7,*+7(1,1* 63(&,),&$7,216
$SSOLFDWLRQ

1:P

/E:)W

/E:,Q

3RZHU 6WHHULQJ 3XPS 3UHVVXUH /LQH )LWWLQJ





5HWXUQ /LQH &OLS 6FUHZV



6WHHULQJ *HDU ,QOHW DQG 2XWOHW 3LSH )LWWLQJV





63(&,$/ 722/6
63(&,$/ 722/6 7$%/(

.0%
3UHVVXUH 7HVW
*DXJH .LW

$$

'$(:22 9 %/

$
$
$
$
$

$   32:(5 67((5,1* 6<67(0

',$*126,6
32:(5 67((5,1* 6<67(0
35(6685( 7(67

32:(5 67((5,1* 6<67(0 /($.


7(67

7RROV 5HTXLUHG
.0% 3UHVVXUH 7HVW *DXJH .LW
&KHFN WKH IOXLG SUHVVXUH DV IROORZV WR GHWHUPLQH
ZKHWKHU WKH WURXEOH LV LQ WKH SXPS RU WKH JHDU XQLW

*HQHUDO 3URFHGXUH

7HVW 3URFHGXUH
 &KHFN WKH SRZHU VWHHULQJ IOXLG OHYHO DQG WKH SRZHU
VWHHULQJ SXPS EHOW WHQVLRQ 5HIHU WR &KHFNLQJ DQG
$GGLQJ )OXLG LQ WKLV VHFWLRQ DQG 6HFWLRQ % 3RZHU
6WHHULQJ 3XPS
 'LVFRQQHFW WKH KLJK SUHVVXUH OLQH DW WKH SXPS 8VH
D VPDOO FRQWDLQHU WR FDWFK DQ\ IOXLG
 &RQQHFW WKH KRVH RI WKH SUHVVXUH WHVW JDXJH NLW
.0% WR WKH SRZHU VWHHULQJ SUHVVXUH KRVH IURP
WKH SRZHU VWHHULQJ SXPS
 3ODFH WKH JHDU VHOHFWRU OHYHU LQ 3$5. DXWRPDWLF
WUDQVD[OH HTXLSSHG YHKLFOHV RU 1(875$/ PDQXDO
WUDQVD[OH HTXLSSHG YHKLFOHV  6HW WKH SDUNLQJ EUDNH
 2SHQ WKH JDXJH YDOYH IXOO\
 6WDUW WKH HQJLQH DQG OHW LW LGOH
 7XUQ WKH VWHHULQJ ZKHHO IURP ORFN WR ORFN VHYHUDO
WLPHV WR ZDUP WKH IOXLG WR RSHUDWLQJ WHPSHUDWXUH
 ,QFUHDVH WKH HQJLQH VSHHG WR USP
1RWLFH 7KH SRZHU VWHHULQJ SXPS FRXOG EH GDPDJHG LI
WKH YDOYH LV IXOO\ FORVHG IRU PRUH WKDQ VHFRQGV
 &ORVH WKH JDXJH YDOYH IXOO\ DQG UHDG WKH SUHVVXUH
7KH SXPS SUHVVXUH ZLWK WKH YDOYH FORVHG VKRXOG
EH EHWZHHQ  N3D WR  N3D  SVL WR
 SVL 
:LWK HOHFWURQLF YDULDEOH RULILFH WKH SUHVVXUH VKRXOG
EH EHWZHHQ  N3D WR  N3D  SVL WR
 SVL
 ,PPHGLDWHO\ RSHQ WKH JDXJH YDOYH IXOO\
 7XUQ WKH VWHHULQJ ZKHHO DOO WKH ZD\ WR WKH OHIW DQG
WKH ULJKW ,I WKH SUHVVXUH LV ZLWKLQ WKH VSHFLILHG OLPLWV
WKH SUREOHP LV QRW LQ WKH SXPS &KHFN WKH SRZHU
VWHHULQJ JHDU IRU OHDNV

,QVSHFW WKH IROORZLQJ


- 7KH IOXLG UHVHUYRLU IRU RYHUILOO
- )OXLG IRU DHUDWLRQ DQG RYHUIORZ
- 7KH KRVHV IRU ORRVH FRQQHFWLRQV
- 7KH WRUVLRQ EDU VWXE VKDIW DQG DGMXVWHU VHDOV IRU
OHDNV
- 7KH FRPSRQHQW VHDOLQJ VXUIDFHV IRU GDPDJH
,PSRUWDQW 9HULI\ WKH H[DFW SRLQW RI WKH OHDN 7KH SRLQW
IURP ZKLFK WKH IOXLG LV GULSSLQJ LV QRW QHFHVVDULO\ WKH
SRLQW DW ZKLFK WKH V\VWHP LV OHDNLQJ :KHQ VHUYLFH LV
UHTXLUHG FOHDQ WKH OHDN DUHD XSRQ GLVDVVHPEO\ UHSODFH
WKH OHDNLQJ VHDO FKHFN WKH FRPSRQHQW VHDOLQJ VXUIDFHV
IRU GDPDJH DQG UHVHW WKH WRUTXH EROW WR VSHFLILFDWLRQV
ZKHUH UHTXLUHG

([WHUQDO /HDN &KHFN


7KH SXUSRVH RI WKLV SURFHGXUH LV WR SLQSRLQW WKH ORFDWLRQ
RI WKH OHDN ,Q VRPH FDVHV WKH OHDN FDQ EH HDVLO\
ORFDWHG EXW VHHSDJH W\SH OHDNV PD\ EH KDUGHU WR ILQG
7R ORFDWH VHHSDJH OHDNV XVH WKH IROORZLQJ PHWKRG
 :LWK WKH HQJLQH RII ZLSH GU\ WKH FRPSOHWH SRZHU
VWHHULQJ V\VWHP
 &KHFN WKH SRZHU VWHHULQJ IOXLG OHYHO LQ WKH SXPS
V
UHVHUYRLU $GMXVW WKH IOXLG OHYHO DV QHFHVVDU\ 5HIHU WR
&KHFNLQJ DQG $GGLQJ )OXLG LQ WKLV VHFWLRQ
1RWLFH 'R QRW KROG WKH VWHHULQJ ZKHHO DW D VWRS IRU DQ\
OHQJWK RI WLPH DV WKLV FDQ GDPDJH WKH SRZHU VWHHULQJ
SXPS
 6WDUW WKH HQJLQH 7XUQ WKH VWHHULQJ ZKHHO
FRXQWHUFORFNZLVH DQG FORFNZLVH IURP VWRS WR VWRS
VHYHUDO WLPHV
 )LQG WKH H[DFW DUHD RI WKH OHDN DQG UHSDLU LW

'$(:22 9 %/

32:(5 67((5,1* 6<67(0 $  

0$,17(1$1&( $1'
5(3$,5
219(+,&/( 6(59,&(
%/((',1* 7+( 32:(5 67((5,1*
6<67(0

,I WKH SRZHU VWHHULQJ K\GUDXOLF V\VWHP KDV EHHQ


VHUYLFHG DQ DFFXUDWH IOXLG OHYHO UHDGLQJ FDQQRW EH
REWDLQHG XQWLO WKH DLU LV EOHG IURP WKH V\VWHP )ROORZ
WKHVH VWHSV WR EOHHG WKH DLU IURP WKH V\VWHP
 7XUQ WKH ZKHHOV DOO WKH ZD\ WR WKH OHIW DQG DGG WKH
SRZHU VWHHULQJ IOXLG WR WKH 0,1 PDUN RQ WKH IOXLG OHYHO
LQGLFDWRU
1RWLFH :KHQ DGGLQJ IOXLG RU PDNLQJ D FRPSOHWH IOXLG
FKDQJH DOZD\V XVH '(;5219 ,, RU ,,, SRZHU VWHHULQJ
IOXLG )DLOXUH WR XVH WKH SURSHU IOXLG ZLOO FDXVH KRVH DQG
VHDO GDPDJH DQG IOXLG OHDNV
 6WDUW WKH HQJLQH :LWK WKH HQJLQH UXQQLQJ DW IDVW LGOH
UHFKHFN WKH IOXLG OHYHO ,I QHFHVVDU\ DGG IOXLG WR EULQJ
WKH OHYHO XS WR WKH 0,1 PDUN
 %OHHG WKH V\VWHP E\ WXUQLQJ WKH ZKHHOV IURP VLGH WR
VLGH ZLWKRXW UHDFKLQJ WKH VWRS DW HLWKHU HQG .HHS WKH
IOXLG OHYHO DW WKH 0,1 PDUN 7KH DLU PXVW EH HOLPLQDWHG
IURP WKH IOXLG EHIRUH QRUPDO VWHHULQJ DFWLRQ FDQ EH
REWDLQHG
 5HWXUQ WKH ZKHHOV WR WKH FHQWHU SRVLWLRQ &RQWLQXH
UXQQLQJ WKH HQJLQH IRU WR PLQXWHV
 5RDG WHVW WKH FDU WR EH VXUH WKH VWHHULQJ IXQFWLRQV
QRUPDOO\ DQG LV IUHH IURP QRLVH
 5HFKHFN WKH IOXLG OHYHO DV GHVFULEHG LQ VWHSV DQG 
0DNH VXUH WKH IOXLG OHYHO LV DW WKH 0$; PDUN DIWHU WKH
V\VWHP KDV VWDELOL]HG DW LWV QRUPDO RSHUDWLQJ
WHPSHUDWXUH $GG IOXLG DV QHHGHG

&+(&.,1* $1' $'',1* )/8,'


1RWLFH :KHQ DGGLQJ IOXLG RU PDNLQJ D FRPSOHWH IOXLG
FKDQJH DOZD\V XVH '(;5219 ,, RU ,,, SRZHU VWHHULQJ
IOXLG )DLOXUH WR XVH WKH SURSHU IOXLG ZLOO FDXVH KRVH DQG
VHDO GDPDJH DQG IOXLG OHDNV
 7KH SRZHU VWHHULQJ IOXLG OHYHO LV LQGLFDWHG HLWKHU E\
PDUNV RQ D VHH WKURXJK IOXLG UHVHUYRLU RU E\ PDUNV RQ
D IOXLG OHYHO LQGLFDWRU RQ WKH IOXLG UHVHUYRLU FDS
 ,I WKH IOXLG LV ZDUPHG XS WR q& q)  WKH IOXLG
OHYHO VKRXOG EH EHWZHHQ WKH 0$; DQG 0,1 PDUNV
$GG IOXLG DV QHHGHG
 ,I WKH IOXLG LV FRRO q& q)  WKH IOXLG OHYHO VKRXOG
EH DW WKH 0,1 PDUN $GG IOXLG DV QHHGHG

'$(:22 9 %/

$   32:(5 67((5,1* 6<67(0

)/8,' 5(6(592,5
5HPRYDO 3URFHGXUH
 6LSKRQ WKH SRZHU VWHHULQJ IOXLG IURP WKH IOXLG
UHVHUYRLU
 /RRVHQ WKH KRVH FODPSV DQG UHPRYH ERWK KRVHV IURP
WKH IOXLG UHVHUYRLU

&$

 5HPRYH WKH IOXLG UHVHUYRLU E\ VOLGLQJ LW RII WKH IOXLG


UHVHUYRLU EUDFNHW

&$

,QVWDOODWLRQ 3URFHGXUH
 $WWDFK WKH IOXLG UHVHUYRLU WR WKH IOXLG UHVHUYRLU EUDFNHW

&$

'$(:22 9 %/

32:(5 67((5,1* 6<67(0 $  


 &RQQHFW ERWK KRVHV WR WKH IOXLG UHVHUYRLU DQG VHFXUH
WKH KRVH FODPSV
1RWLFH :KHQ DGGLQJ IOXLG RU PDNLQJ D FRPSOHWH
FKDQJH DOZD\V XVH '(;521 ,, RU ,,, SRZHU VWHHULQJ
IOXLG )DLOXUH WR XVH WKH SURSHU IOXLG ZLOO FDXVH KRVH DQG
VHDO GDPDJH DQG IOXLG OHDNV
 )LOO WKH IOXLG UHVHUYRLU ZLWK SRZHU VWHHULQJ IOXLG
 ,QVSHFW IRU OHDNV ,I WKHUH DUH OHDNV FRUUHFW WKH FDXVH
RI WKH OHDNV DQG EOHHG WKH V\VWHP 5HIHU WR %OHHGLQJ
WKH 3RZHU 6WHHULQJ 6\VWHP LQ WKLV VHFWLRQ

&$

+26(6 $1' 3,3(6


3RZHU 6WHHULQJ 3XPS +RVHV DQG 3LSHV
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
5HPRYDO 3URFHGXUH
 6LSKRQ WKH SRZHU VWHHULQJ IOXLG IURP WKH IOXLG
UHVHUYRLU
 'LVFRQQHFW WKH SUHVVXUH OLQH SLSH DQG WKH VXSSO\ OLQH
KRVH IURP WKH LQOHW DQG RXWOHW FRQQHFWLRQV RQ WKH
SRZHU VWHHULQJ SXPS

&$

 'LVFRQQHFW WKH UHWXUQ OLQH IURP WKH IOXLG UHVHUYRLU

&$

'$(:22 9 %/

$   32:(5 67((5,1* 6<67(0


 /RRVHQ WKH UHWDLQLQJ FOLS ORFDWHG DERYH WKH DOWHUQDWRU
DQG SRVLWLRQ LW DZD\ IURP WKH SUHVVXUH OLQH

&$

 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH


 'LVFRQQHFW WKH SUHVVXUH OLQH IURP WKH SRZHU VWHHULQJ
JHDU LQOHW

&$

 'LVFRQQHFW WKH UHWXUQ OLQH RXWOHW SLSH IURP WKH SRZHU


VWHHULQJ JHDU

&$

'$(:22 9 %/

32:(5 67((5,1* 6<67(0 $  


 5HPRYH WKH UHWXUQ OLQH IURP WKH FOLSV RQ WKH IUDPH
UDLO

&$

 5HPRYH WKH VFUHZ IURP HDFK RI WKH WZR FOLSV RQ WKH


UDGLDWRU VXSSRUW UDLO
 5HPRYH WKH WZR FOLSV IURP WKH UDGLDWRU VXSSRUW UDLO
 5HPRYH WKH UHWXUQ OLQH IURP WKH YHKLFOH
 /RZHU WKH YHKLFOH
 5HPRYH WKH SUHVVXUH OLQH IURP WKH YHKLFOH

&$

,QVWDOODWLRQ 3URFHGXUH
 5RXWH WKH SUHVVXUH OLQH IURP WKH SRZHU VWHHULQJ
SXPS WR WKH SRZHU VWHHULQJ JHDU
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 5RXWH WKH UHWXUQ OLQH IURP WKH IOXLG UHVHUYRLU WR WKH
SRZHU VWHHULQJ JHDU
 ,QVWDOO WKH WZR FOLSV RQ WKH UDGLDWRU VXSSRUW UDLO
 ,QVWDOO WKH VFUHZ LQWR HDFK RI WKH WZR FOLSV

7LJKWHQ
7LJKWHQ WKH UHWXUQ OLQH FOLS VFUHZV WR 1:P OE:LQ 

&$

'$(:22 9 %/

$   32:(5 67((5,1* 6<67(0


 ,QVWDOO WKH UHWXUQ OLQH LQWR WKH FOLSV RQ WKH IUDPH UDLO

&$

 &RQQHFW WKH UHWXUQ OLQH WR WKH SRZHU VWHHULQJ JHDU


RXWOHW

7LJKWHQ
7LJKWHQ WKH UHWXUQ OLQH ILWWLQJ WR 1:P OE:IW 

&$

 &RQQHFW WKH SUHVVXUH OLQH WR WKH SRZHU VWHHULQJ JHDU


LQOHW

7LJKWHQ
7LJKWHQ WKH SUHVVXUH OLQH ILWWLQJ WR 1:P OE:IW 

&$

'$(:22 9 %/

32:(5 67((5,1* 6<67(0 $  


 /RZHU WKH YHKLFOH
 6HFXUH WKH SUHVVXUH OLQH ZLWK WKH UHWDLQLQJ FOLS
ORFDWHG DERYH WKH DOWHUQDWRU

&$

 &RQQHFW WKH UHWXUQ OLQH WR WKH IOXLG UHVHUYRLU

&$

 &RQQHFW WKH SUHVVXUH OLQH SLSH DQG WKH VXSSO\ OLQH
KRVH WR WKH RXWOHW DQG LQOHW FRQQHFWLRQV RQ WKH
SRZHU VWHHULQJ SXPS

7LJKWHQ
7LJKWHQ WKH SUHVVXUH OLQH ILWWLQJ WR 1:P OE:IW 
1RWLFH :KHQ DGGLQJ IOXLG RU PDNLQJ D FRPSOHWH FKDQJH
DOZD\V XVH '(;521 ,, RU ,,, SRZHU VWHHULQJ IOXLG
)DLOXUH WR XVH WKH SURSHU IOXLG ZLOO FDXVH KRVH DQG VHDO
GDPDJH DQG IOXLG OHDNV
 )LOO WKH IOXLG UHVHUYRLU ZLWK SRZHU VWHHULQJ IOXLG
 ,QVSHFW IRU OHDNV ,I WKHUH DUH OHDNV FRUUHFW WKH
FDXVH RI WKH OHDNV DQG EOHHG WKH V\VWHP 5HIHU WR
%OHHGLQJ WKH 3RZHU 6WHHULQJ 6\VWHP LQ WKLV
VHFWLRQ

&$

'$(:22 9 %/

$   32:(5 67((5,1* 6<67(0


3RZHU 6WHHULQJ )OXLG 6XSSO\ +RVH
5HPRYDO 3URFHGXUH
 6LSKRQ WKH SRZHU VWHHULQJ IOXLG IURP WKH IOXLG
UHVHUYRLU
 'LVFRQQHFW WKH IOXLG VXSSO\ KRVH DW WKH IOXLG UHVHUYRLU
ORZHU FRQQHFWLRQ

&$

 'LVFRQQHFW WKH IOXLG VXSSO\ KRVH IURP WKH SRZHU


VWHHULQJ SXPS LQOHW 8VH D UDJ WR DYRLG DQ\ VSLOODJH
 5HPRYH WKH SRZHU VWHHULQJ IOXLG VXSSO\ KRVH

&$

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH SRZHU VWHHULQJ IOXLG VXSSO\ KRVH
 &RQQHFW WKH IOXLG VXSSO\ KRVH WR WKH SRZHU VWHHULQJ
SXPS LQOHW

&$

'$(:22 9 %/

32:(5 67((5,1* 6<67(0 $  


 &RQQHFW WKH IOXLG VXSSO\ KRVH WR WKH IOXLG UHVHUYRLU
ORZHU FRQQHFWLRQ
1RWLFH :KHQ DGGLQJ IOXLG RU PDNLQJ D FRPSOHWH FKDQJH
DOZD\V XVH '(;521 ,, RU ,,, SRZHU VWHHULQJ IOXLG
)DLOXUH WR XVH WKH SURSHU IOXLG ZLOO FDXVH KRVH DQG VHDO
GDPDJH DQG IOXLG OHDNV
 )LOO WKH IOXLG UHVHUYRLU ZLWK SRZHU VWHHULQJ IOXLG
 ,QVSHFW IRU OHDNV ,I WKHUH DUH OHDNV FRUUHFW WKH FDXVH
RI WKH OHDNV DQG EOHHG WKH V\VWHP 5HIHU WR %OHHGLQJ
WKH 3RZHU 6WHHULQJ 6\VWHP LQ WKLV VHFWLRQ

&$

'$(:22 9 %/

$   32:(5 67((5,1* 6<67(0

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
32:(5 67((5,1* 6<67(0
*HQHUDO 'HVFULSWLRQ
7KH SRZHU VWHHULQJ V\VWHP FRQVLVWV RI WKUHH
FRPSRQHQWV WKH SRZHU VWHHULQJ SXPS WKH SRZHU
VWHHULQJ IOXLG UHVHUYRLU DQG WKH WKH SRZHU VWHHULQJ UDFN
DQG SLQLRQ JHDU 7KH SRZHU VWHHULQJ SXPS LV D YDQH
W\SH SXPS SURYLGLQJ K\GUDXOLF SUHVVXUH IRU WKH V\VWHP

DQG LV SRZHUHG E\ WKH HQJLQH ,W GUDZV RQ WKH SRZHU


VWHHULQJ IOXLG UHVHUYRLU ZKLFK LQ WXUQ LV FRQQHFWHG WR WKH
SRZHU VWHHULQJ JHDU $ SUHVVXUH UHOLHI YDOYH LQVLGH WKH
IORZ FRQWURO YDOYH OLPLWV WKH SXPS SUHVVXUH 7KH SRZHU
VWHHULQJ UDFN DQG SLQLRQ JHDU KDV D URWDU\ FRQWURO YDOYH
ZKLFK GLUHFWV K\GUDXOLF IOXLG FRPLQJ IURP WKH SRZHU
VWHHULQJ SXPS WR RQH VLGH RU WKH RWKHU VLGH RI WKH UDFN
SLVWRQ 7KH LQWHJUDO UDFN SLVWRQ LV DWWDFKHG WR WKH UDFN
7KH UDFN SLVWRQ FRQYHUWV K\GUDXOLF SUHVVXUH WR D OLQHDU
IRUFH ZKLFK PRYHV WKH UDFN WR WKH OHIW RU WKH ULJKW 7KH
IRUFH LV WKHQ WUDQVPLWWHG WKURXJK WKH LQQHU DQG WKH RXWHU
WLH URGV WR WKH VWHHULQJ NQXFNOHV ZKLFK WXUQ WKH ZKHHOV

'$(:22 9 %/

6(&7,21 %

32:(5 67((5,1* 3803


7$%/( 2) &217(176
6SHFLILFDWLRQV                              %
*HQHUDO 6SHFLILFDWLRQV                       %
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV            %
6SHFLDO 7RROV                               %
6SHFLDO 7RROV 7DEOH                         %
'LDJQRVLV                                  %
3RZHU 6WHHULQJ 3XPS 'LDJQRVLV              %
0DLQWHQDQFH DQG 5HSDLU                     %

2Q9HKLFOH 6HUYLFH                           %


6HUSHQWLQH $FFHVVRU\ 'ULYH %HOW              %
3XPS $VVHPEO\                            %
8QLW 5HSDLU                                 %
3XPS                                     %
*HQHUDO 'HVFULSWLRQ DQG 6\VWHP
2SHUDWLRQ                                %
3RZHU 6WHHULQJ 3XPS                       %

63(&,),&$7,216
*(1(5$/ 63(&,),&$7,216
$SSOLFDWLRQ
/XEULFDQW
3UHVVXUH

'HVFULSWLRQ
3RZHU 6WHHULQJ )OXLG '(;521X ,, RU ,,,

 ZLWKRXW (92

 N3D =  N3D  SVL =  SVL

 ZLWK (92

 N3D =  N3D  SVL =  SVL

)$67(1(5 7,*+7(1,1* 63(&,),&$7,216


$SSOLFDWLRQ

1:P

/E:)W

/E:

$LU )LOWHU +RXVLQJ $VVHPEO\ %ROWV



+LJK3UHVVXUH +RVH )LWWLQJ





3RZHU 6WHHULQJ 3XPS %ROWV





3RZHU 6WHHULQJ 3XPS 3XOO\ 1XW ZLWKRXW (92





5LJKW 6LGH 3RZHU 6WHHULQJ 3XPS %UDFNHW %ROWV





'$(:22 9 %/

%   32:(5 67((5,1* 3803

63(&,$/ 722/6
63(&,$/ 722/6 7$%/(

-
3RZHU 6WHHULQJ 3XPS
3XOOH\ 5HPRYHU

%%

',$*126,6
32:(5 67((5,1* 3803 ',$*126,6
)RDPLQJ RU 0LON\ 3RZHU 6WHHULQJ )OXLG $LU LQ )OXLG
&KHFNV
&KHFN IRU LQWHUQDO OHDNDJH LQ WKH SRZHU VWHHULQJ SXPS
FDXVLQJ DQ RYHUIORZ

$FWLRQ
5HSDLU WKH LQWHUQDO SXPS OHDNDJH
%OHHG WKH V\VWHP

&KHFN IRU D ORZ IOXLG OHYHO

5HSDLU WKH LQWHUQDO SXPS OHDNDJH


%OHHG WKH V\VWHP
&ROG WHPSHUDWXUHV ZLOO FDXVH WKH DLU EXEEOHV LQ WKH
V\VWHP LI WKH IOXLG OHYHO LV ORZ

/RZ 3UHVVXUH 'XH WR 3RZHU 6WHHULQJ 3XPS


&KHFNV

$FWLRQ

&KHFN IRU DQ H[WHUQDO OHDNDJH RI WKH SRZHU VWHHULQJ


SXPS DW WKH VHDOV

5HSODFH WKH VHDOV


5HSDLU WKH OHDN
%OHHG WKH V\VWHP

&KHFN IRU D ZRUQ VHUSHQWLQH DFFHVVRU\ GULYH EHOW

5HSODFH WKH VHUSHQWLQH DFFHVVRU\ GULYH EHOW

/RZ 3UHVVXUH 'XH WR 3RZHU 6WHHULQJ *HDU


&KHFNV

$FWLRQ

&KHFN IRU D VFRUHG KRXVLQJ ERUH

5HSODFH WKH KRXVLQJ ERUH

&KHFN IRU OHDNDJH DW WKH YDOYH ULQJV RU WKH VHDOV

5HSDLU WKH OHDN


%OHHG WKH V\VWHP

'$(:22 9 %/

32:(5 67((5,1* 3803 %  


*URDQLQJ 1RLVH LQ WKH 3RZHU 6WHHULQJ 3XPS
&KHFNV

$FWLRQ

&KHFN IRU DLU LQ WKH SRZHU VWHHULQJ IOXLG

3HUIRUP WKH FKHFNV OLVWHG LQ )RDPLQJ RU 0LON\ 3RZHU


6WHHULQJ )OXLG $LU LQ )OXLG DERYH

&KHFN IRU D ORZ OHYHO RI SRZHU VWHHULQJ IOXLG

5HSDLU DQ\ LQWHUQDO RU H[WHUQDO OHDNV


%OHHG WKH V\VWHP

&KHFN IRU D ORRVH PRXQWLQJ RI WKH SRZHU


VWHHULQJ SXPS

7LJKWHQ WKH SXPS PRXQWLQJ WR VSHFLILFDWLRQV

'$(:22 9 %/

%   32:(5 67((5,1* 3803

0$,17(1$1&( $1'
5(3$,5
219(+,&/( 5(3$,5
6(53(17,1( $&&(6625< '5,9(
%(/7
5HPRYDO 3URFHGXUH
 5HPRYH WKH DLU ILOWHU KRXVLQJ DVVHPEO\ EROWV DQG WKH
DLU LQWDNH WXEH
 5HPRYH WKH DLU ILOWHU KRXVLQJ DVVHPEO\ IURP WKH
YHKLFOH

&%

 8VH D ZUHQFK WR WXUQ WKH WHQVLRQHU EROW FORFNZLVH


FRPSUHVVLQJ WKH WHQVLRQHU DQG UHOHDVLQJ WKH WHQVLRQ
RQ WKH VHUSHQWLQH DFFHVVRU\ GULYH EHOW

%%

 5HPRYH WKH VHUSHQWLQH DFFHVVRU\ GULYH EHOW

%%

'$(:22 9 %/

32:(5 67((5,1* 3803 %  


,QVWDOODWLRQ 3URFHGXUH
 8VH D ZUHQFK WR WXUQ WKH WHQVLRQHU EROW FORFNZLVH
FRPSUHVVLQJ WKH WHQVLRQHU DQG UHOHDVLQJ WKH WHQVLRQ
RQ WKH VHUSHQWLQH DFFHVVRU\ GULYH EHOW
 :LWK WKH ZUHQFK LQ SODFH RQ WKH WHQVLRQHU EROW ORRS
WKH VHUSHQWLQH DFFHVVRU\ GULYH EHOW ORRVHO\ RYHU WKH
SXOOH\V

%%

 6OLS WKH EHOW RYHU WKH WHQVLRQHU


 5HPRYH WKH ZUHQFK IURP WKH WHQVLRQHU EROW DQG WKH
EHOW ZLOO WLJKWHQ LWVHOI

%%

 ,QVWDOO WKH DLU ILOWHU KRXVLQJ DVVHPEO\ LQWR WKH YHKLFOH


 ,QVWDOO WKH DLU LQWDNH WXEH DQG WKH DLU ILOWHU KRXVLQJ
DVVHPEO\ EROWV

7LJKWHQ
7LJKWHQ WKH DLU ILOWHU KRXVLQJ DVVHPEO\ EROWV WR 1:P
 OE:LQ 

&%

'$(:22 9 %/

%   32:(5 67((5,1* 3803

3803 $66(0%/<
5HPRYDO 3URFHGXUH
 5HPRYH WKH VHUSHQWLQH DFFHVVRU\ GULYH EHOW 5HIHU WR
6HUSHQWLQH $FFHVVRU\ 'ULYH %HOW LQ WKLV VHFWLRQ
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU DW WKH (OHFWURQLF
9DULDEOH 2ULILFH (92 VROHQRLG DFWXDWRU

&%

 3RVLWLRQ D GUDLQ SDQ WR FDWFK WKH SRZHU VWHHULQJ IOXLG


WKDW ZLOO GUDLQ IURP WKH KLJK SUHVVXUH KRVH DIWHU LW LV
GLVFRQQHFWHG IURP WKH SRZHU VWHHULQJ SXPS
 'LVFRQQHFW WKH KLJKSUHVVXUH KRVH IURP WKH SRZHU
VWHHULQJ SXPS

&%

 3RVLWLRQ D GUDLQ SDQ WR FDWFK WKH SRZHU VWHHULQJ IOXLG


WKDW ZLOO GUDLQ IURP WKH VXSSO\ KRVH DIWHU LW LV
GLVFRQQHFWHG IURP WKH SRZHU VWHHULQJ SXPS
 'LVFRQQHFW WKH VXSSO\ KRVH IURP WKH SRZHU VWHHULQJ
SXPS

&%

'$(:22 9 %/

32:(5 67((5,1* 3803 %  


 5HPRYH WKH EROW IURP WKH IURQW ULJKW VLGH RI WKH SRZHU
VWHHULQJ SXPS /RRVHQ WKH UHDU ULJKW EROW DQG VZLQJ
WKH EUDFNHW RXW RI WKH ZD\

&%

 5HPRYH WKH WZR ORQJ SRZHU VWHHULQJ SXPS EROWV DQG


UHPRYH WKH SRZHU VWHHULQJ SXPS IURP WKH YHKLFOH

&%

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH SRZHU VWHHULQJ SXPS LQWR WKH YHKLFOH DQG
LQVWDOO WKH WZR ORQJ SRZHU VWHHULQJ SXPS EROWV

7LJKWHQ
7LJKWHQ WKH WZR ORQJ SRZHU VWHHULQJ SXPS EROWV WR
1:P  OE:IW 
 6ZLQJ WKH SRZHU VWHHULQJ SXPS EUDFNHW GRZQ DQG
LQVWDOO WKH IURQW ULJKW VLGH EROW

7LJKWHQ
7LJKWHQ WKH ERWK RI WKH ULJKW VLGH SRZHU VWHHULQJ
SXPS EUDFNHW EROWV WR 1:P  OE:IW 

&%

'$(:22 9 %/

%   32:(5 67((5,1* 3803


 &RQQHFW WKH VXSSO\ KRVH WR WKH SRZHU VWHHULQJ SXPS

&%

 &RQQHFW WKH KLJK SUHVVXUH KRVH ILWWLQJ WR WKH SRZHU


VWHHULQJ SXPS

7LJKWHQ
7LJKWHQ WKH KLJKSUHVVXUH KRVH ILWWLQJ WR  1:P 
OE:IW 

&%

 &RQQHFW WKH HOHFWULFDO FRQQHFWRU DW WKH (OHFWURQLF


9DULDEOH 2ULILFH (92 VROHQRLG DFWXDWRU

&%

'$(:22 9 %/

32:(5 67((5,1* 3803 %  


 ,QVWDOO WKH VHUSHQWLQH DFFHVVRU\ GULYH EHOW 5HIHU WR
6HUSHQWLQH $FFHVVRU\ 'ULYH %HOW LQ WKLV VHFWLRQ
 5HILOO WKH SRZHU VWHHULQJ IOXLG 5HIHU WR 6HFWLRQ $
3RZHU 6WHHULQJ 6\VWHP
 %OHHG WKH SRZHU VWHHULQJ V\VWHP 5HIHU WR 6HFWLRQ
$ 3RZHU 6WHHULQJ 6\VWHP

%%

'$(:22 9 %/

%   32:(5 67((5,1* 3803

81,7 5(3$,5
3803
7RROV 5HTXLUHG
- 3RZHU 6WHHULQJ 3XPS 3XOOH\ 5HPRYHU

'LVDVVHPEO\ 3URFHGXUH
,PSRUWDQW 7KH SRZHU VWHHULQJ SXPS LQ WKLV YHKLFOH LV
QRW VHUYLFHDEOH 5HSODFH GR QRW UHSDLU D IDXOW\ SRZHU
VWHHULQJ SXPS 5HIHU WR 3RZHU 6WHHULQJ 3XPS
'LDJQRVLV LQ WKLV VHFWLRQ

&%

 5HPRYH WKH SRZHU VWHHULQJ SXPS IURP WKH YHKLFOH LI


HTXLSHG (92 V\VWHP 5HIHU WR 3XPS $VVHPEO\ LQ
WKLV VHFWLRQ
 8VLQJ WKH SRZHU VWHHULQJ SXPS SXOOH\ UHPRYHU
- SUHVV WKH SRZHU VWHHULQJ SXPS IURP WKH
SXOOH\
 ,Q FDVH RI ZLWKRXW (92 V\VWHP UHPRYH SRZHU
VWHHULQJ SXPS SXOO\ QXW 'R QRW UHPRYH WKH SRZHU
VWHHULQJ SXPS IURP WKH YHKLFOH 

$VVHPEO\ 3URFHGXUH
 3UHVV WKH SRZHU VWHHULQJ SXPS SXOOH\ RQWR WKH SRZHU
VWHHULQJ SXPS XVLQJ D K\GUDXOLF SUHVV LI HTXLSHG (92
V\VWHP
 ,QVWDOO WKH SRZHU VWHHULQJ SXPS RQWR WKH YHKLFOH
5HIHU WR 3XPS $VVHPEO\ LQ WKLV VHFWLRQ
 ,QVWDOO WKH SRZHU VWHHULQJ SXPS SXOO\ QXW WKH YHKLFOH
LV QRW HTXLSHG (92 V\VWHP 

7LJKWHQ
7LJKWHQ WKH SRZHU VWHHULQJ SXPS SXOO\ QXW WR  1:P
 OE:IW 

&%

'$(:22 9 %/

32:(5 67((5,1* 3803 %  

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
32:(5 67((5,1* 3803

7KH SRZHU VWHHULQJ SXPS LV D PXOWLYDQHG K\GUDXOLF


SXPS
7KH VHUSHQWLQH DFFHVVRU\ GULYH EHOW RQ WKH HQJLQH GULYHV
WKH SRZHU VWHHULQJ SXPS

'$(:22 9 %/

7KH SRZHU VWHHULQJ SXPS SURYLGHV WKH K\GUDXOLF


SUHVVXUH WR WKH SRZHU VWHHULQJ JHDU
7KH SRZHU VWHHULQJ JHDU XVHV WKH K\GUDXOLF SUHVVXUH WR
DVVLVW LQ VWHHULQJ WKH YHKLFOH
7KH SRZHU VWHHULQJ V\VWHP XVHV D UHPRWH UHVHUYRLU LQ
RUGHU WR PDNH DYDLODEOH PRUH VSDFH LQ WKH HQJLQH
FRPSDUWPHQW

6(&7,21 &

32:(5 67((5,1* *($5


&$87,21 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH EHIRUH UHPRYLQJ RU LQVWDOOLQJ DQ\ HOHFWULFDO XQLW RU ZKHQ D
WRRO RU HTXLSPHQW FRXOG HDVLO\ FRPH LQ FRQWDFW ZLWK H[SRVHG HOHFWULFDO WHUPLQDOV 'LVFRQQHFWLQJ WKLV FDEOH
ZLOO KHOS SUHYHQW SHUVRQDO LQMXU\ DQG GDPDJH WR WKH YHKLFOH 7KH LJQLWLRQ PXVW DOVR EH LQ /2&. XQOHVV
RWKHUZLVH QRWHG

7$%/( 2) &217(176
6SHFLILFDWLRQV                              &
*HQHUDO 6SHFLILFDWLRQV                       &
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV            &
6SHFLDO 7RROV                               &
6SHFLDO 7RROV 7DEOH                         &
'LDJQRVLV                                 
3RZHU 5DFN DQG 3LQLRQ 6WHHULQJ *HDU        
3RZHU 5DFN DQG 3LQLRQ 6WHHULQJ
*HDU %HQFK 7HVWLQJ                       
6SHHG 6HQVLWLYH 3RZHU 6WHHULQJ 6\VWHP      
6SHHG 6HQVLWLYH 3RZHU 6WHHULQJ 6\VWHP
2SHUDWLQJ :LWK )XOO $VVLVW $W $OO 7LPHV       
6SHHG 6HQVLWLYH 3RZHU 6WHHULQJ 6\VWHP
2SHUDWLQJ :LWK 'HFUHDVHG $VVLVW $W
$OO 7LPHV                                 
0DLQWHQDQFH DQG 5HSDLU                   
2Q9HKLFOH 6HUYLFH                         
5DFN DQG 3LQLRQ $VVHPEO\                 
2XWHU 7LH 5RG                            
,QQHU 7LH 5RG                             

&
&
&
&
&

&

&
&
&
&
&

'XVW %RRW                                
6WUDLJKW $KHDG &KHFN                      
,QWHUPHGLDWH 6KDIW DQG 'DVK 6HDO           
+\GUDXOLF &\OLQGHU /LQHV                    
6SHHG 6HQVLWLYH 3RZHU 6WHHULQJ
&RQWURO 0RGXOH                          
6SHHG 6HQVLWLYH 3RZHU 6WHHULQJ
&RQWURO 0RGXOH %UDFNHW                   
8QLW 5HSDLU                                
5DFN DQG 3LQLRQ                          
6WXE 6KDIW 6HDOV DQG 8SSHU DQG
/RZHU %HDULQJ                           
5DFN %HDULQJ                             
5DFN %HDULQJ 3UHORDG $GMXVWPHQW           
9DOYH DQG 3LQLRQ                          

&
&
&
&
&
&
&
&

*HQHUDO 'HVFULSWLRQ DQG 6\VWHP


2SHUDWLRQ                                &
3RZHU 5DFN DQG 3LQLRQ                     &
6SHHG 6HQVLWLYH 3RZHU 6WHHULQJ 6\VWHP      &

63(&,),&$7,216
*(1(5$/ 63(&,),&$7,216
$SSOLFDWLRQ

'HVFULSWLRQ

&DSDFLW\

/LWHU TW

/XEULFDQW

3RZHU 6WHHULQJ )OXLG '(;5219 ,, RU ,,,

'$(:22 9 %/

&
&
&
&

&   32:(5 67((5,1* *($5

)$67(1(5 7,*+7(1,1* 63(&,),&$7,216


$SSOLFDWLRQ

1:P

/E:)W

/E:,Q

$GMXVWHU 3OXJ





$GMXVWHU 3OXJ /RFNQXW





&RQWURO 0RGXOH %UDFNHW %ROWV



'DVK 6HDO 5HWDLQLQJ 5LQJ 1XWV



+\GUDXOLF &\OLQGHU /LQH )LWWLQJV  &\OLQGHU (QG





+\GUDXOLF &\OLQGHU /LQH )LWWLQJV  9DOYH (QG





,QQHU 7LH 5RG





,QWHUPHGLDWH 6KDIW 3LQFK %ROWV





2XWHU 7LH 5RG $GMXVWLQJ 1XW





2XWHU 7LH 5RG 1XWV





3LQLRQ /RFNQXW





3LQLRQ 3UHORDG

6WHHULQJ *HDU ,QOHW DQG 2XWOHW 3LSH )LWWLQJV





6WHHULQJ *HDU 0RXQWLQJ %UDFNHW 1XWV DQG %ROWV





7UDQVD[OH &HQWHU %UDFNHWWR(QJLQH %ROW





63(&,$/ 722/6
63(&,$/ 722/6 7$%/(

-
5DFN *XLGH 6SULQJ
&DS :UHQFK

.0%
%DOO -RLQW 5HPRYHU

$&

&&

.0-
,QVWDOOHU

$$

'$(:22 9 %/

32:(5 67((5,1* *($5 &  

',$*126,6
32:(5 5$&. $1' 3,1,21 67((5,1* *($5
+LVVLQJ 1RLVH
&KHFNV

$FWLRQ

&KHFN WKH LQWHUPHGLDWH VKDIW MRLQWV IRU ORRVHQHVV

7LJKWHQ WKH LQWHUPHGLDWH VKDIW MRLQWV

&KHFN WKH SRZHU VWHHULQJ KRVH IRU FRQWDFW ZLWK RWKHU


FRPSRQHQWV

%H VXUH WKH SRZHU VWHHULQJ KRVH LV FRUUHFWO\ ILWWHG LQWR


WKH KRVH FOLSV

5DWWOLQJ 1RLVH LQ 6WHHULQJ *HDU


&KHFNV
&KHFN WKH SRZHU VWHHULQJ KRVH IRU FRQWDFW ZLWK WKH
ERG\

$FWLRQ
%H VXUH WKH SRZHU VWHHULQJ KRVH LV FRUUHFWO\ ILWWHG LQWR
WKH KRVH FOLSV

&KHFN WKH VWHHULQJ JHDU IRU LQVXIILFLHQW OXEULFDWLRQ

/XEULFDWH WKH VWHHULQJ JHDU

&KHFN WKH VWHHULQJ JHDU PRXQWLQJ IRU LPSURSHU


LQVWDOODWLRQ

7LJKWHQ WKH VWHHULQJ JHDU PRXQWLQJ EUDFNHW QXWV DQG


EROWV

&KHFN WKH RXWHU WLH URGV IRU LPSURSHU LQVWDOODWLRQ

7LJKWHQ WKH RXWHU WLH URG MRLQWV 5HSODFH WKH RXWHU WLH
URGV

3RRU 5HWXUQ RI 6WHHULQJ :KHHO WR &HQWHU


&KHFNV
&KHFN WKH VWHHULQJ ZKHHO IRU FRQWDFW ZLWK WKH WXUQ
VLJQDO KRXVLQJ

$FWLRQ
$GMXVW WKH WXUQ VLJQDO KRXVLQJ

&KHFN WKH LQWHUPHGLDWH VKDIW MRLQWV IRU ELQGLQJ RU


ORRVHQHVV

5HSODFH WKH LQWHUPHGLDWH VKDIW

&KHFN WKH SRZHU VWHHULQJ SXPS IORZ FRQWURO YDOYH IRU


VWLFNLQJ DQG LPSURSHU DOLJQPHQW

5HSODFH WKH SRZHU VWHHULQJ SXPS

&KHFN WKH ZKHHO DOLJQPHQW

$OLJQ WKH ZKHHOV

&KHFN WKH ZKHHO EHDULQJV IRU ZHDU RU GDPDJH

5HSODFH WKH ZKHHO EHDULQJV

&KHFN WKH LQWHUPHGLDWH VKDIW MRLQWV IRU LPSURSHU


LQVWDOODWLRQ

$GMXVW WKH LQWHUPHGLDWH VKDIW EHWZHHQ WKH VWHHULQJ


JHDU DQG WKH VWHHULQJ FROXPQ 5HSODFH WKH
LQWHUPHGLDWH VKDIW

&KHFN WKH RXWHU WLH URGV DQG WKH EDOO MRLQWV IRU ELQGLQJ
RU ORRVHQHVV

7LJKWHQ WKH WLH URGV DQG WKH EDOO MRLQWV 5HSODFH WKH WLH
URGV DQG WKH EDOO MRLQWV

&KHFN WKH VWHHULQJ JHDU DGMXVWPHQWV

3HUIRUP D VWUDLJKWDKHDG FKHFN

&KHFN WKH VWHHULQJ FROXPQ VKDIW VHDO IRU UXEELQJ RQ


WKH VKDIW

5HSODFH WKH GDVK VHDO

&KHFN WKH VWHHULQJ VKDIW EHDULQJV IRU ELQGLQJ

5HSODFH WKH VWXE VKDIW EHDULQJV

0RPHQWDU\ ,QFUHDVH LQ (IIRUW :KHQ 7XUQLQJ WKH :KHHO 4XLFNO\


&KHFNV

$FWLRQ

&KHFN WKH SRZHU VWHHULQJ SXPS IRU LQWHUQDO OHDNV

5HSODFH WKH SRZHU VWHHULQJ SXPS

&KHFN WKH KRVHV IRU GDPDJH RU UHVWULFWHG IORZ

5HSODFH WKH SRZHU VWHHULQJ KRVHV DQGRU SLSHV

&KHFN WKH SRZHU VWHHULQJ IOXLG OHYHO

)LOO WKH SRZHU VWHHULQJ IOXLG UHVHUYRLU

&KHFN WKH SRZHU VWHHULQJ SXPS IORZ FRQWURO YDOYH IRU


VWLFNLQJ DQG LPSURSHU RSHUDWLRQ

5HSODFH WKH SRZHU VWHHULQJ SXPS

'$(:22 9 %/

&   32:(5 67((5,1* *($5


6WHHULQJ 6XUJHV RU -HUNV :KHQ 7XUQLQJ ZLWK (QJLQH 5XQQLQJ
&KHFNV

$FWLRQ

&KHFN WKH SRZHU VWHHULQJ SXPS IRU LQVXIILFLHQW


SUHVVXUH

5HSODFH WKH SRZHU VWHHULQJ SXPS

&KHFN WKH SRZHU VWHHULQJ SXPS IORZ FRQWURO YDOYH IRU


VWLFNLQJ DQG LPSURSHU RSHUDWLRQ

5HSODFH WKH SRZHU VWHHULQJ SXPS

&KHFN WKH SRZHU VWHHULQJ SXPS VHUSHQWLQH EHOW IRU


VOLSSDJH

7LJKWHQ WKH SRZHU VWHHULQJ VHUSHQWLQH EHOW

&KHFN IRU DLU FRQWDPLQDWLRQ LQ WKH SRZHU VWHHULQJ


V\VWHP

%OHHG WKH SRZHU VWHHULQJ V\VWHP

6WHHULQJ 9LEUDWHV 'XULQJ /RZ 6SHHG RU 6WDWLF 6WHHULQJ


&KHFNV
&KHFN IRU DLU FRQWDPLQDWLRQ LQ WKH SRZHU VWHHULQJ
V\VWHP

$FWLRQ
%OHHG WKH SRZHU VWHHULQJ V\VWHP

&KHFN WKH SRZHU VWHHULQJ SXPS VHUSHQWLQH EHOW IRU


ORRVHQHVV

7LJKWHQ WKH SRZHU VWHHULQJ VHUSHQWLQH EHOW

([FHVVLYH :KHHO .LFNEDFN RU /RRVH 6WHHULQJ


&KHFNV
&KHFN IRU DLU FRQWDPLQDWLRQ LQ WKH SRZHU VWHHULQJ
V\VWHP

$FWLRQ
%OHHG WKH SRZHU VWHHULQJ V\VWHP

&KHFN WKH ZKHHO EHDULQJV IRU ZHDU RU GDPDJH

5HSODFH WKH ZKHHO EHDULQJV

&KHFN WKH VWHHULQJ JHDU PRXQWLQJ IRU LPSURSHU


LQVWDOODWLRQ

7LJKWHQ WKH VWHHULQJ JHDU PRXQWLQJ EUDFNHW QXWV DQG


EROWV

&KHFN WKH LQWHUPHGLDWH VKDIW MRLQWV IRU LPSURSHU


LQVWDOODWLRQ

$GMXVW WKH LQWHUPHGLDWH VKDIW EHWZHHQ WKH VWHHULQJ


JHDU DQG WKH VWHHULQJ FROXPQ 5HSODFH WKH
LQWHUPHGLDWH VKDIW

&KHFN WKH RXWHU WLH URGV DQG EDOO MRLQWV IRU ORRVHQHVV

7LJKWHQ WKH WLH URGV DQG WKH EDOO MRLQWV 5HSODFH WKH WLH
URGV DQG WKH EDOO MRLQWV

+DUG 6WHHULQJ RU /DFN RI $VVLVW (VSHFLDOO\ 'XULQJ 3DUNLQJ


&KHFNV
&KHFN WKH LQWHUPHGLDWH VKDIW MRLQWV IRU LPSURSHU
LQVWDOODWLRQ

$FWLRQ
$GMXVW WKH LQWHUPHGLDWH VKDIW EHWZHHQ WKH VWHHULQJ
JHDU DQG WKH VWHHULQJ FROXPQ 5HSODFH WKH FRXSOLQJ
IODQJH

&KHFN WKH SRZHU VWHHULQJ SXPS IORZ FRQWURO YDOYH IRU


VWLFNLQJ DQG LPSURSHU LQVWDOODWLRQ

5HSODFH WKH SRZHU VWHHULQJ SXPS

&KHFN WKH SRZHU VWHHULQJ SXPS IRU LQVXIILFLHQW


SUHVVXUH

5HSODFH WKH SRZHU VWHHULQJ SXPS

&KHFN WKH SRZHU VWHHULQJ SXPS IRU LQWHUQDO OHDNV

5HSODFH WKH SRZHU VWHHULQJ SXPS

&KHFN IRU D ORRVH RU D ZRUQ LQWHUPHGLDWH VKDIW

7LJKWHQ WKH LQWHUPHGLDWH VKDIW 5HSODFH WKH


LQWHUPHGLDWH VKDIW DV QHHGHG

&KHFN WKH SRZHU VWHHULQJ SXPS VHUSHQWLQH EHOW


WHQVLRQ

7LJKWHQ WKH SRZHU VWHHULQJ VHUSHQWLQH EHOW

'$(:22 9 %/

32:(5 67((5,1* *($5 &  

32:(5 5$&. $1' 3,1,21


67((5,1* *($5 %(1&+ 7(67,1*
5HPRYDO 6HWXS DQG 7HVWLQJ 3URFHGXUH
1RWLFH 3UHVVXUH FKHFNV RU SUHVVXUH DQG IORZ FKHFNV
PD\ DOVR EH FRQGXFWHG XVLQJ WKLV VHW XS
 'LVFRQQHFW DQG UHPRYH WKH SRZHU VWHHULQJ JHDU
5HIHU WR 5DFN DQG 3LQLRQ $VVHPEO\ LQ WKLV VHFWLRQ
 3ODFH WKH SRZHU VWHHULQJ JHDU RQ D EHQFK QH[W WR WKH
YHKLFOH
 'LVFRQQHFW WKH SUHVVXUH OLQH DW WKH SRLQW ZKHUH WKH
KRVH FRQQHFWV WR WKH SLSH ([WHQG WKLV OLQH LQ RUGHU WR
UHDFK WKH SRZHU VWHHULQJ JHDU RQ WKH EHQFK
 'LVFRQQHFW WKH UHWXUQ OLQH IURP WKH WKH SRZHU VWHHULQJ
IOXLG UHVHUYRLU ([WHQG WKLV OLQH LQ RUGHU WR UHDFK WKH
SRZHU VWHHULQJ JHDU RQ WKH EHQFK
 &RQQHFW WKH SRZHU VWHHULQJ SLSHV WR WKH SRZHU
VWHHULQJ JHDU
 6WDUW WKH HQJLQH DQG DOORZ LW WR LGOH IRU VHFRQGV

'$(:22 9 %/

 &KHFN WKH SRZHU VWHHULQJ IOXLG OHYHO 5HIHU WR 6HFWLRQ


$ 3RZHU 6WHHULQJ 6\VWHP
 6WDUW WKH HQJLQH DQG WXUQ WKH UDFN DQG SLQLRQ VWXE
VKDIW WR D IXOO WXUQ LQ HDFK GLUHFWLRQ +ROG WKH VKDIW
DJDLQVW HDFK VWRS IRU VHFRQGV
 ,QVSHFW IRU SRVVLEOH OHDN SRLQWV 5HIHU WR 6HFWLRQ $
3RZHU 6WHHULQJ 6\VWHP

,QVWDOODWLRQ 3URFHGXUH
 6WRS WKH HQJLQH
 'LVFRQQHFW WKH SRZHU VWHHULQJ SLSHV IURP WKH SRZHU
VWHHULQJ JHDU
 5HPRYH WKH H[WHQVLRQV DQG UHFRQQHFW WKH SUHVVXUH
DQG UHWXUQ OLQHV
 ,QVWDOO DQG FRQQHFW WKH SRZHU VWHHULQJ JHDU 5HIHU WR
5DFN DQG 3LQLRQ $VVHPEO\ LQ WKLV VHFWLRQ
 6WDUW WKH HQJLQH DQG DOORZ LI WR LGOH IRU VHFRQGV
 &KHFN WKH SRZHU VWHHULQJ IOXLG OHYHO 5HIHU WR 6HFWLRQ
$ 3RZHU 6WHHULQJ 6\VWHP

&   32:(5 67((5,1* *($5

63((' 6(16,7,9( 32:(5 67((5,1* 6<67(0

&&

'$(:22 9 %/

32:(5 67((5,1* *($5 &  

63((' 6(16,7,9( 32:(5 67((5,1* 6<67(0


23(5$7,1* :,7+ )8// $66,67 $7 $// 7,0(6
6WHS


$FWLRQ
3HUIRUP DQ LQLWLDO LQVSHFWLRQ RI WKH SRZHU VWHHULQJ
V\VWHP
,V WKH V\VWHP RSHUDWLRQDO"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR
6HFWLRQ $
3RZHU
6WHHULQJ
6\VWHP

*R WR 6HFWLRQ 
7UDQVD[OH

*R WR 6WHS 

&KHFN WKH VSHHGRPHWHU


,V WKH VSHHGRPHWHU LQRSHUDWLYH"

&KHFN WKH GLDJQRVWLF WURXEOH FRGHV DW WKH HQJLQH


FRQWURO PRGXOH (&0 
,V WKH (&0 FRGH  VHW"

*R WR 6HFWLRQ
) (QJLQH
&RQWUROV

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ 21


 'LVFRQQHFW WKH HOHFWURQLF YDULDEOH RULILFH (92
VROHQRLG DFWXDWRU HOHFWULFDO FRQQHFWRU DW WKH
SRZHU VWHHULQJ SXPS
 3UREH WHUPLQDO $ RI WKH (92 DFWXDWRU FRQQHFWRU
ZLWK D YROWPHWHU
'RHV WKH YROWPHWHU GLVSOD\ WKH VSHFLILHG YDOXH"

|9

*R WR 6WHS 

*R WR 6WHS 

5HSDLU WKH RSHQ RU VKRUW LQ WKH FLUFXLW EHWZHHQ


WHUPLQDO $ RI WKH (92 VROHQRLG DFWXDWRU HOHFWULFDO
FRQQHFWRU DQG WHUPLQDO  RQ WKH VSHHG VHQVLWLYH
SRZHU VWHHULQJ 6636 FRQWURO PRGXOH FRQQHFWRU
,V WKH UHSDLU FRPSOHWH"

 5HPRYH WKH (92 VROHQRLG DFWXDWRU IURP WKH


SRZHU VWHHULQJ SXPS
 7XUQ WKH DFWXDWRU XSVLGH GRZQ WR SRVLWLRQ WKH
SLQWOH
 6WLPXODWH WKH DFWXDWRU E\ FRQQHFWLQJ LW WR WKH
EDWWHU\
'RHV WKH DFWXDWRU FOLFN"

5HSODFH WKH (92 VROHQRLG DFWXDWRU


,V WKH UHSDLU FRPSOHWH"

 7XUQ WKH LJQLWLRQ 2))


 5HPRYH WKH 6636 FRQWURO PRGXOH IURP WKH
FRQWURO PRGXOH EUDFNHW
 'LVFRQQHFW WKH 6636 FRQWURO PRGXOH FRQQHFWRU
 &RQQHFW D WHVW OLJKW IURP WHUPLQDO  RQ WKH 6636
FRQWURO PRGXOH FRQQHFWRU WR WKH JURXQG
 7XUQ WKH LJQLWLRQ 21
,V WKH WHVW OLJKW RQ"

&KHFN WKH LJQLWLRQ IXVH


,V WKH LJQLWLRQ IXVH RSHQ"







'$(:22 9 %/

5HSODFH WKH LJQLWLRQ IXVH


,V WKH UHSDLU FRPSOHWH
&KHFN IRU DQ RSHQ RU VKRUW LQ WKH FLUFXLW EHWZHHQ
WHUPLQDO  RI WKH FRQWURO PRGXOH FRQQHFWRU DQG WKH
,3 IXVH EORFN
,V WKH FRQQHFWLRQ IDXOW\"
5HSDLU WKH RSHQ RU VKRUW LQ WKH FLUFXLW EHWZHHQ
WHUPLQDO  RI WKH 6636 FRQWURO PRGXOH FRQQHFWRU
DQG WKH ,3 IXVH EORFN
,V WKH UHSDLU FRPSOHWH"


6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

&   32:(5 67((5,1* *($5

63((' 6(16,7,9( 32:(5 67((5,1* 6<67(0


23(5$7,1* :,7+ )8// $66,67 $7 $// 7,0(6 &RQW
G
6WHS






















$FWLRQ
5HSDLU WKH SRZHU IHHG WR WKH LJQLWLRQ IXVH )
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW D WHVW OLJKW IURP WHUPLQDO  RI WKH 6636
FRQWURO PRGXOH FRQQHFWRU WR %
,V WKH WHVW OLJKW RQ"
5HSDLU WKH RSHQ LQ WKH JURXQG FLUFXLW EHWZHHQ
WHUPLQDO  RI WKH 6636 FRQWURO PRGXOH FRQQHFWRU
DQG *
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

&KHFN IRU D VKRUW WR % RU DQ RSHQ LQ WKH FLUFXLW


EHWZHHQ WHUPLQDO  RI WKH 6636 FRQWURO PRGXOH
FRQQHFWRU DQG WHUPLQDO % RI WKH (92 VROHQRLG
DFWXDWRU FRQQHFWRU
,V WKH FRQQHFWLRQ IDXOW\"

5HSDLU WKH VKRUW WR % RU DQ RSHQ LQ WKH FLUFXLW


EHWZHHQ WHUPLQDO  RI WKH 6636 FRQWURO PRGXOH
FRQQHFWRU DQG WHUPLQDO % RI WKH (92 VROHQRLG
DFWXDWRU FRQQHFWRU
,V WKH UHSDLU FRPSOHWH"

 'LVFRQQHFW WKH VWHHULQJ ZKHHO URWDWLRQ VHQVRU


 7XUQ WKH LJQLWLRQ 21
 &KHFN IRU DQ RSHQ VKRUW WR JURXQG VKRUW WR %
RU SRRU WHUPLQDO FRQWDFW EHWZHHQ WHUPLQDO  RI WKH
6636 FRQWURO PRGXOH FRQQHFWRU DQG WHUPLQDO $ RI
WKH VWHHULQJ ZKHHO URWDWLRQ VHQVRU FRQQHFWRU
,V WKH FRQQHFWLRQ IDXOW\"
5HSDLU WKH RSHQ VKRUW WR JURXQG VKRUW WR % RU
SRRU WHUPLQDO FRQWDFW EHWZHHQ WHUPLQDO  RI WKH
6636 FRQWURO PRGXOH FRQQHFWRU DQG WHUPLQDO $ RI
WKH VWHHULQJ ZKHHO URWDWLRQ VHQVRU FRQQHFWRU
,V WKH UHSDLU FRPSOHWH"
&KHFN IRU DQ RSHQ EHWZHHQ WHUPLQDO  RI WKH 6636
FRQWURO PRGXOH FRQQHFWRU DQG WHUPLQDO & RI WKH
VWHHULQJ ZKHHO URWDWLRQ VHQVRU FRQQHFWRU
,V WKH FRQQHFWLRQ IDXOW\"
5HSDLU WKH RSHQ EHWZHHQ WHUPLQDO  RI WKH 6636
FRQWURO PRGXOH FRQQHFWRU DQG WHUPLQDO & RI WKH
VWHHULQJ ZKHHO URWDWLRQ VHQVRU FRQQHFWRU
,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.


*R WR 6WHS 


*R WR 6WHS 


6\VWHP 2.

&KHFN IRU DQ RSHQ VKRUW WR JURXQG VKRUW WR % RU


SRRU WHUPLQDO FRQWDFW EHWZHHQ WHUPLQDO  RI WKH
6636 FRQWURO PRGXOH FRQQHFWRU DQG WHUPLQDO % RI
WKH VWHHULQJ ZKHHO URWDWLRQ VHQVRU FRQQHFWRU
,V WKH FRQQHFWLRQ IDXOW\"

5HSDLU WKH RSHQ VKRUW WR JURXQG VKRUW WR % RU


SRRU WHUPLQDO FRQWDFW EHWZHHQ WHUPLQDO  RI WKH
6636 FRQWURO PRGXOH FRQQHFWRU DQG WHUPLQDO % RI
WKH VWHHULQJ ZKHHO URWDWLRQ VHQVRU FRQQHFWRU
,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

'$(:22 9 %/

32:(5 67((5,1* *($5 &  

63((' 6(16,7,9( 32:(5 67((5,1* 6<67(0


23(5$7,1* :,7+ )8// $66,67 $7 $// 7,0(6 &RQW
G
6WHS

$FWLRQ
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW WKH 6636 FRQWURO PRGXOH
 &RQQHFW WKH VWHHULQJ ZKHHO URWDWLRQ VHQVRU
 7XUQ WKH LJQLWLRQ 21
 %DFNSUREH ZLWK D YROWPHWHU IURP WHUPLQDO  RQ WKH
FRQWURO PRGXOH FRQQHFWRU WR WKH JURXQG
 5RWDWH WKH VWHHULQJ ZKHHO TXLFNO\ LQ ERWK
GLUHFWLRQV
'RHV WKH YROWDJH VKRZ DQ LQFUHDVH DQG GHFUHDVH
IURP WKH VSHFLILHG YDOXH"



5HSODFH WKH 6636 FRQWURO PRGXOH


,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH VWHHULQJ ZKHHO URWDWLRQ VHQVRU
,V WKH UHSDLU FRPSOHWH"




9DOXH V

<HV

1R

|9

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

6\VWHP 2.

63((' 6(16,7,9( 32:(5 67((5,1* 6<67(0 23(5$7,1* :,7+


'(&5($6(' $66,67 $7 $// 7,0(6
6WHS



'$(:22 9 %/

$FWLRQ
&KHFN WKH VSHHGRPHWHU
,V VSHHGRPHWHU LQRSHUDWLYH"
'LVFRQQHFW WKH (92 VROHQRLG DFWXDWRU DW WKH SRZHU
VWHHULQJ SXPS
,V WKH V\PSWRP VWLOO SUHVHQW"
5HSODFH WKH VSHHG VHQVLWLYH SRVHU VWHHULQJ 6636
FRQWURO PRGXOH
,V UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6HFWLRQ 
7UDQVD[OH

*R WR 6WHS 

*R WR
6HFWLRQ $
3RZHU 6WHHULQJ
6\VWHP

*R WR 6WHS 

6\VWHP 2.

&   32:(5 67((5,1* *($5

0$,17(1$1&( $1'
5(3$,5
219(+,&/( 6(59,&(

5$&. $1' 3,1,21 $66(0%/<

/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH


6LPLODU
7RROV 5HTXLUHG
.0% %DOO -RLQW 5HPRYHU

5HPRYDO 3URFHGXUH

&&

 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH


 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 5HPRYH WKH ZKHHOV 5HIHU WR 6HFWLRQ ( 7LUHV DQG
:KHHOV
 'LVFRQQHFW WKH SRZHU VWHHULQJ JHDU IOXLG RXWOHW SLSH
3ODFH D GUDLQ SDQ XQGHU WKH VWHHULQJ JHDU WR FDWFK WKH
SRZHU VWHHULQJ IOXLG
 'LVFRQQHFW WKH SRZHU VWHHULQJ JHDU IOXLG LQOHW SLSH

&&

 3RVLWLRQ WKH VWHHULQJ JHDU VWUDLJKW DKHDG E\ WXUQLQJ


WKH VWHHULQJ ZKHHO XQWLO WKH VWHHULQJ ZKHHO VSRNHV DUH
YHUWLFDO DQG SRLQWHG WR WKH OHIW
 6FULEH D PDUN RQ WKH VWXE VKDIW KRXVLQJ WKDW OLQHV XS
ZLWK D PDUN RQ WKH LQWHUPHGLDWH VKDIW ORZHU FRXSOLQJ

&&

'$(:22 9 %/

32:(5 67((5,1* *($5 &  


 5HPRYH WKH LQWHUPHGLDWH VKDIW SLQFK EROW

&&

 5HPRYH WKH RXWHU WLH URG QXWV DQG GLVFRQQHFW WKH WLH
URG HQGV IURP WKH VWUXW DVVHPEO\ XVLQJ WKH EDOO MRLQW
UHPRYHU .0%

&&

 5HPRYH WKH FHQWHU PHPEHU 5HIHU WR 6HFWLRQ 1


)UDPH DQG 8QGHUERG\
 2Q YHKLFOHV HTXLSSHG ZLWK DQ DXWRPDWLF WUDQVD[OH
UHPRYH WKH WUDQVD[OH FHQWHU EUDFNHW 5HIHU WR
6HFWLRQ $ =)  +3  $XWRPDWLF 7UDQVD[OH
 2Q YHKLFOHV HTXLSSHG ZLWK D PDQXDO WUDQVD[OH
UHPRYH WKH EROWV VHFXULQJ WKH WUDQVD[OH FHQWHU
EUDFNHW WR WKH WUDQVD[OH DQG WKH HQJLQH 0RYH WKH
WUDQVD[OH FHQWHU EUDFNHW RXW RI WKH ZD\

&%

'$(:22 9 %/

&   32:(5 67((5,1* *($5


 5HPRYH WKH QXWV IURP WKH VWHHULQJ JHDU PRXQWLQJ
EUDFNHWV

&&

 5HPRYH WKH EROWV IURP WKH VWHHULQJ JHDU PRXQWLQJ


EUDFNHWV
 'LVFRQQHFW WKH UDFN DQG SLQLRQ DVVHPEO\ IURP WKH
PRXQWV DQG PRYH LW WR WKH ULJKW %ULQJ WKH DVVHPEO\
RXW RI WKH YHKLFOH IURP EHORZ

&&

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH UDFN DQG SLQLRQ DVVHPEO\ IURP EHORZ 7KH
VWHHULQJ JHDU PXVW EH LQ D VWUDLJKW DKHDG SRVLWLRQ
DQG WKH VWHHULQJ ZKHHO VSRNHV PXVW EH YHUWLFDO DQG
SRLQWLQJ WR WKH OHIW $OLJQ WKH PDUNV RQ WKH VKDIWV WR
HQVXUH SURSHU SRVLWLRQLQJ 6HDW WKH VWXE VKDIW LQWR WKH
LQWHUPHGLDWH VKDIW

&&

'$(:22 9 %/

32:(5 67((5,1* *($5 &  


 ,QVWDOO WKH EROWV RQ WKH XSSHU SDUW RI WKH VWHHULQJ JHDU
PRXQWLQJ EUDFNHWV

&&

 ,QVWDOO WKH QXWV RQ WKH ORZHU SDUW RI WKH VWHHULQJ JHDU


PRXQWLQJ EUDFNHW

7LJKWHQ
7LJKWHQ WKH VWHHULQJ JHDU PRXQWLQJ EUDFNHW EROWV DQG
QXWV WR 1:P OE:IW 

&&

 2Q YHKLFOHV HTXLSSHG ZLWK D PDQXDO WUDQVD[OH


SRVLWLRQ WKH WUDQVD[OH FHQWHU EUDFNHW LQ SODFH DQG
LQVWDOO WKH EROWV VHFXULQJ WKH EUDFNHW WR WKH HQJLQH DQG
WKH WUDQVD[OH

7LJKWHQ
7LJKWHQ WKH WUDQVD[OH FHQWHU EUDFNHW WR WUDQVD[OH
EROWV DQG WKH WUDQVD[OH FHQWHU EUDFNHW WR HQJLQH EROW
WR 1:P OE:IW 
 2Q YHKLFOHV HTXLSSHG ZLWK DQ DXWRPDWLF WUDQVD[OH
LQVWDOO WKH WUDQVD[OH FHQWHU EUDFNHW 5HIHU WR 6HFWLRQ
$ =)  +3  $XWRPDWLF 7UDQVD[OH
 ,QVWDOO WKH FHQWHU PHPEHU 5HIHU WR 6HFWLRQ 1
)UDPH DQG 8QGHUERG\

&%

'$(:22 9 %/

&   32:(5 67((5,1* *($5


 &RQQHFW WKH WLH URG HQGV WR WKH VWUXW DVVHPEO\
 ,QVWDOO WKH RXWHU WLH URG QXWV

7LJKWHQ
7LJKWHQ WKH RXWHU WLH URG QXWV WR 1:P OE:IW 

&&

 ,QVWDOO WKH ORZHU LQWHUPHGLDWH VKDIW SLQFK EROW

7LJKWHQ
7LJKWHQ WKH ORZHU LQWHUPHGLDWH VKDIW SLQFK EROW WR
1:P OE:IW 

&&

 &RQQHFW WKH SRZHU VWHHULQJ JHDU IOXLG LQOHW SLSH

7LJKWHQ
7LJKWHQ WKH VWHHULQJ JHDU LQOHW SLSH ILWWLQJ WR 1:P
OE:IW 

&&

'$(:22 9 %/

32:(5 67((5,1* *($5 &  


 &RQQHFW WKH SRZHU VWHHULQJ JHDU IOXLG RXWOHW SLSH

7LJKWHQ
7LJKWHQ WKH VWHHULQJ JHDU RXWOHW SLSH ILWWLQJ WR 1:P
OE:IW 
 ,QVWDOO WKH ZKHHOV 5HIHU WR 6HFWLRQ ( 7LUHV DQG
:KHHOV
 /RZHU WKH YHKLFOH
 'R D VWUDLJKW DKHDG FKHFN 5HIHU WR 6WUDLJKW $KHDG
&KHFN LQ WKLV VHFWLRQ
1RWLFH :KHQ DGGLQJ IOXLG RU PDNLQJ D FRPSOHWH IOXLG
FKDQJH DOZD\V XVH SRZHU VWHHULQJ IOXLG '(;521 ,, RU
,,,RU HTXLYDOHQW )DLOXUH WR XVH WKH SURSHU IOXLG ZLOO FDXVH
KRVH DQG VHDO GDPDJH DQG IOXLG OHDNV

&&

 5HILOO WKH SRZHU VWHHULQJ V\VWHP DQG FKHFN IRU


OHDNV ,I OHDNV DUH IRXQG FRUUHFW WKH FDXVH RI WKH
OHDN DQG EOHHG WKH V\VWHP 5HIHU WR 6HFWLRQ $
3RZHU 6WHHULQJ 6\VWHP
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

287(5 7,( 52'


7RROV 5HTXLUHG
.0% %DOO -RLQW 5HPRYHU

5HPRYDO 3URFHGXUH
 5HPRYH WKH ZKHHO 5HIHU WR 6HFWLRQ ( 7LUHV DQG
:KHHOV
 0DUN WKH WKUHDGV RQ WKH LQQHU WLH URG WR DLG LQ
UHSRVLWLRQLQJ WKH DGMXVWLQJ QXW
 5HPRYH WKH RXWHU WLH URG QXW DQG GLVFRQQHFW WKH RXWHU
WLH URG IURP WKH VWHHULQJ NQXFNOH XVLQJ WKH EDOO MRLQW
UHPRYHU .0%

&&

'$(:22 9 %/

&   32:(5 67((5,1* *($5


 /RRVHQ WKH RXWHU WLH URG DGMXVWLQJ QXW DQG UHPRYH WKH
RXWHU WLH URG E\ WZLVWLQJ LW RII WKH LQQHU WLH URG

&&

,QVWDOODWLRQ 3URFHGXUH
 5HSRVLWLRQ WKH DGMXVWLQJ QXW WR WKH PDUNV RQ WKH LQQHU
WLH URG

&&

 ,QVWDOO WKH RXWHU WLH URG E\ WZLVWLQJ LW RQWR WKH LQQHU WLH
URG

&&

'$(:22 9 %/

32:(5 67((5,1* *($5 &  


 &RQQHFW WKH RXWHU WLH URG WR WKH VWHHULQJ NQXFNOH
 3HUIRUP D IURQW WRH DGMXVWPHQW 5HIHU WR 6HFWLRQ %
:KHHO $OLJQPHQW
 7LJKWHQ WKH DGMXVWLQJ QXW

7LJKWHQ
7LJKWHQ WKH RXWHU WLH URG DGMXVWLQJ QXW WR 1:P
OE:IW 

&&

 ,QVWDOO WKH RXWHU WLH URG QXW

7LJKWHQ
7LJKWHQ WKH RXWHU WLH URG QXW WR 1:P OE:IW 
 ,QVWDOO WKH ZKHHO 5HIHU WR 6HFWLRQ ( 7LUHV DQG
:KHHOV

&&

,11(5 7,( 52'


5HPRYDO 3URFHGXUH
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 5HPRYH WKH ZKHHO 5HIHU WR 6HFWLRQ ( 7LUHV DQG
:KHHOV
 5HPRYH WKH RXWHU WLH URG 5HIHU WR 2XWHU 7LH 5RG LQ
WKLV VHFWLRQ
 5HPRYH WKH GXVW ERRW 5HIHU WR 'XVW %RRW LQ WKLV
VHFWLRQ
 3XVK EDFN WKH SODVWLF UHWDLQHU SURWHFWLQJ WKH
FRQQHFWLRQ EHWZHHQ WKH LQQHU WLH URG DQG WKH SRZHU
VWHHULQJ JHDU UDFN

&&

'$(:22 9 %/

&   32:(5 67((5,1* *($5


 5HPRYH WKH LQQHU WLH URG

&&

,QVWDOODWLRQ 3URFHGXUH
,PSRUWDQW 7KH ULJKW DQG OHIW LQQHU WLH URGV DUH XQHTXDO
LQ OHQJWK %H VXUH WR LQVWDOO WKH FRUUHFW LQQHU WLH URG RQ
WKH SURSHU VLGH RI WKH SRZHU VWHHULQJ JHDU
 ,QVWDOO WKH LQQHU WLH URG

7LJKWHQ
7LJKWHQ WKH LQQHU WLH URG WR 1:P OE:IW 

&&

 3XVK WKH SODVWLF UHWDLQHU RYHU WKH WLH URG


 ,QVWDOO WKH GXVW ERRW 5HIHU WR 'XVW %RRW LQ WKLV
VHFWLRQ
 ,QVWDOO WKH RXWHU WLH URG 5HIHU WR 2XWHU 7LH 5RG LQ
WKLV VHFWLRQ
 ,QVWDOO WKH ZKHHO 5HIHU WR 6HFWLRQ ( 7LUHV DQG
:KHHOV
 /RZHU WKH YHKLFOH

&&

'$(:22 9 %/

32:(5 67((5,1* *($5 &  

'867 %227
7RROV 5HTXLUHG
.0-,QVWDOOHU

5HPRYDO 3URFHGXUH
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 5HPRYH WKH ZKHHO 5HIHU WR 6HFWLRQ ( 7LUHV DQG
:KHHOV
 5HPRYH WKH RXWHU WLH URG 5HIHU WR 2XWHU 7LH 5RG LQ
WKLV VHFWLRQ
 5HPRYH WKH GXVW ERRW UHWDLQLQJ FODPSV

&&

 5HPRYH WKH GXVW ERRW

%&

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH GXVW ERRW

%&

'$(:22 9 %/

&   32:(5 67((5,1* *($5


 ,QVWDOO WKH WLH URG HQG GXVW ERRW UHWDLQLQJ FODPS ,QVWDOO
WKH F\OLQGHU HQG GXVW ERRW UHWDLQLQJ FODPS ZLWK WKH
LQVWDOOHU .0-
 ,QVWDOO WKH RXWHU WLH URG 5HIHU WR 2XWHU 7LH 5RG LQ
WKLV VHFWLRQ
 ,QVWDOO WKH ZKHHO 5HIHU WR 6HFWLRQ ( 7LUHV DQG
:KHHOV
 /RZHU WKH YHKLFOH

&&

675$,*+7 $+($' &+(&.


287(5 $1*/(
q

,11(5 $1*/(
q

$IWHU DOO WKH QHFHVVDU\ RSHUDWLRQV RQ WKH VWHHULQJ JHDU


DUH FRPSOHWHG UHPRYLQJ DQG LQVWDOOLQJ GLVDVVHPEOLQJ
DQG DVVHPEOLQJ  FKHFN WKH H[DFW VWUDLJKW DKHDG
SRVLWLRQ RI WKH VWHHULQJ LQ HDFK FDVH
:LWK WKH YHKLFOH RQ WKH IORRU SODFH WKH VWHHULQJ ZKHHO LQ
WKH VWUDLJKWDKHDG SRVLWLRQ 0DUN WKH FHQWHUOLQH RI ERWK
WLUHV RQ WKH IORRU 7XUQ WKH VWHHULQJ ZKHHO DOO WKH ZD\ WR
WKH ULJKW DQG PDUN WKH QHZ FHQWHUOLQH RI ERWK WLUHV RQ WKH
IORRU

&&

'$(:22 9 %/

32:(5 67((5,1* *($5 &  


6WUDLJKW$KHDG &KHFN 7DEOH
6WHS

$FWLRQ

9DOXH V

<HV

1R

3ODFH WKH VWHHULQJ ZKHHO LQ WKH VWUDLJKW DKHDG


SRVLWLRQ
,V WKH ZKHHO LQ WKH FRUUHFW SRVLWLRQ"

,V WKH ORZHU LQWHUPHGLDWH VKDIW SLQFK EROW O\LQJ


SDUDOOHO WR WKH VWHHULQJ JHDU"

*R WR 6WHS 

*R WR 6WHS 

,V WKH VWHHULQJ ZKHHO RII FHQWHU E\ PRUH WKDQ


GHJUHHV"

*R WR 6WHS 

*R WR 6WHS 

7KH SLQLRQ LV GLVSODFHG RQ WKH UDFN 7KH VWHHULQJ


SLQLRQ SRVLWLRQ PXVW EH FRUUHFWHG
,V WKH UHSDLU FRPSOHWH"

5HPRYH VWHHULQJ ZKHHO DQG FHQWHU RQ WKH VSLQGOH


VSOLQHV
,V WKH UHSDLU FRPSOHWH"

7XUQ WKH VWHHULQJ ZKHHO DOO WKH ZD\ WR WKH ULJKW


0HDVXUH WKH LQQHU DQG WKH RXWHU DQJOHV RI WKH WLUH
FHQWHUOLQH FRPSDUHG WR WKH VWUDLJKW DKHDG FHQWHUOLQH
$UH WKH DQJOHV ZLWKLQ VSHFLILFDWLRQV"
7KH UDFN DVVHPEO\ ZDV QRW DVVHPEOHG FRUUHFWO\
5HSDLU DV QHHGHG
,V WKH UHSDLU FRPSOHWH"

,QQHU DQJOH
R
2XWHU DQJOH
R


*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.
*R WR 6WHS 

*R WR 6WHS 


,17(50(',$7( 6+$)7 $1' '$6+


6($/
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
5HPRYDO 3URFHGXUH
 7XUQ WKH VWHHULQJ ZKHHO XQWLO LW LV KRUL]RQWDO ZLWK WKH
VSRNHV SRLQWLQJ GRZQ 7KLV LV WKH VWUDLJKW DKHDG
SRVLWLRQ 0DNH D PDUN RQ WKH VWXE VKDIW KRXVLQJ WKDW
OLQHV XS ZLWK D PDUN RQ WKH LQWHUPHGLDWH VKDIW ORZHU
XQLYHUVDO MRLQW 7KLV PDUN ZLOO EH XVHG IRU SURSHU
DOLJQPHQW GXULQJ LQVWDOODWLRQ

&&

'$(:22 9 %/

&   32:(5 67((5,1* *($5


 5HPRYH WKH ORZHU SLQFK EROW IURP WKH XQLYHUVDO MRLQW
RQ WKH LQWHUPHGLDWH VKDIW

&&

 7XUQ WKH VWHHULQJ ZKHHO VR WKDW WKH XSSHU SLQFK EROW LV


DFFHVVLEOH 5HPRYH WKH XSSHU SLQFK EROW IURP WKH
XQLYHUVDO MRLQW RQ WKH LQWHUPHGLDWH VKDIW

%&

 5HPRYH WKH QXWV IURP WKH GDVK VHDO UHWDLQLQJ ULQJ


DQG UHPRYH WKH GDVK VHDO UHWDLQLQJ ULQJ

%&

'$(:22 9 %/

32:(5 67((5,1* *($5 &  


 5HPRYH WKH FRXSOLQJ IURP WKH SRZHU VWHHULQJ JHDU
DQG SXOO WKH LQWHUPHGLDWH VKDIW RXW RI WKH HQJLQH
FRPSDUWPHQW

&&

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH LQWHUPHGLDWH VKDIW LQWR WKH YHKLFOH

&&

 ,QVWDOO WKH GDVK VHDO UHWDLQLQJ ULQJ ZLWK WKH QXWV

7LJKWHQ
7LJKWHQ WKH GDVK VHDO UHWDLQLQJ ULQJ QXWV WR 1:P
OE:LQ 

%&

'$(:22 9 %/

&   32:(5 67((5,1* *($5


,PSRUWDQW :KHQ DWWDFKLQJ WKH XSSHU XQLYHUVDO MRLQW
WKH VWHHULQJ ZKHHO PXVW EH SODFHG LQ WKH VWUDLJKW DKHDG
SRVLWLRQ ZLWK WKH VSRNHV SRLQWLQJ GRZQ
 $WWDFK WKH XSSHU XQLYHUVDO MRLQW RI WKH LQWHUPHGLDWH
VKDIW RQWR WKH VWHHULQJ FROXPQ
 ,QVWDOO WKH SLQFK EROW LQWR WKH XSSHU XQLYHUVDO MRLQW RQ
WKH LQWHUPHGLDWH VKDIW DQG WLJKWHQ WKH EROW

7LJKWHQ
7LJKWHQ WKH XSSHU LQWHUPHGLDWH VKDIW SLQFK EROW WR
1:P OE:IW 

%&

,PSRUWDQW :KHQ DWWDFKLQJ WKH ORZHU XQLYHUVDO MRLQW WKH


PDUNV RQ WKH LQWHUPHGLDWH VKDIW DQG RQ WKH VWXE VKDIW
VKRXOG OLQH XS
 $WWDFK WKH ORZHU XQLYHUVDO MRLQW RI WKH LQWHUPHGLDWH
VKDIW RQWR WKH VWHHULQJ JHDU VWXE VKDIW

&&

,PSRUWDQW :KHQ LQVWDOOLQJ WKH ORZHU LQWHUPHGLDWH VKDIW


SLQFK EROW PDNH VXUH WKH EROW JRHV WKURXJK WKH XQLYHUVDO
MRLQW RQ WKH VLGH RI WKH VWXE VKDIW ZLWK WKH QRWFK ,I \RX
KDYH WURXEOH VHDWLQJ WKH XQLYHUVDO MRLQW FRPSOHWHO\ GRZQ
RQWR WKH VWXE VKDIW URWDWH WKH VWHHULQJ ZKHHO VOLJKWO\
ZKLOH SXVKLQJ GRZQ RQ WKH XQLYHUVDO MRLQW
 ,QVWDOO WKH EROW LQWR WKH ORZHU XQLYHUVDO MRLQW RQ WKH
LQWHUPHGLDWH VKDIW DQG WLJKWHQ WKH EROW

7LJKWHQ
7LJKWHQ WKH ORZHU LQWHUPHGLDWH VKDIW SLQFK EROW WR
1:P OE:IW 

&&

'$(:22 9 %/

32:(5 67((5,1* *($5 &  

+<'5$8/,& &</,1'(5 /,1(6


/HIW+DQG 'ULYH6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
5HPRYDO 3URFHGXUH
 6LSKRQ WKH SRZHU VWHHULQJ IOXLG IURP WKH IOXLG
UHVHUYRLU
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 'LVFRQQHFW WKH SRZHU VWHHULQJ JHDU K\GUDXOLF F\OLQGHU
SLSHV IURP WKH SRZHU VWHHULQJ JHDU DW WKH YDOYH HQG
5HSODFH WKH 2ULQJ VHDOV DV QHHGHG

&&

 'LVFRQQHFW WKH SRZHU VWHHULQJ JHDU K\GUDXOLF F\OLQGHU


SLSHV IURP WKH SRZHU VWHHULQJ JHDU DW WKH F\OLQGHU
HQG
 5HPRYH WKH VWHHULQJ JHDU K\GUDXOLF F\OLQGHU SLSHV
IURP WKH YHKLFOH

&&

,QVWDOODWLRQ 3URFHGXUH
 /XEULFDWH DQ\ QHZ 2ULQJ VHDOV ZLWK SRZHU VWHHULQJ
IOXLG
 3ODFH WKH 2ULQJ VHDOV LQWR WKH KRXVLQJ DQG LQVWDOO WKH
VWHHULQJ JHDU K\GUDXOLF F\OLQGHU SLSHV
 &RQQHFW WKH SRZHU VWHHULQJ JHDU K\GUDXOLF F\OLQGHU
SLSHV WR WKH SRZHU VWHHULQJ JHDU DW WKH YDOYH HQG

7LJKWHQ
7LJKWHQ WKH K\GUDXOLF F\OLQGHU OLQH ILWWLQJV DW WKH YDOYH
HQG WR 1:P OE:IW 

&&

'$(:22 9 %/

&   32:(5 67((5,1* *($5


 &RQQHFW WKH SRZHU VWHHULQJ JHDU K\GUDXOLF F\OLQGHU
SLSHV WR WKH SRZHU VWHHULQJ JHDU DW WKH F\OLQGHU HQG

7LJKWHQ
7LJKWHQ WKH K\GUDXOLF F\OLQGHU OLQH ILWWLQJV DW WKH
F\OLQGHU HQG WR 1:P OE:IW 
 /RZHU WKH YHKLFOH
1RWLFH :KHQ DGGLQJ IOXLG RU PDNLQJ D FRPSOHWH
FKDQJH DOZD\V XVH '(;521 ,, RU ,,, SRZHU VWHHULQJ
IOXLG )DLOXUH WR XVH WKH SURSHU IOXLG ZLOO FDXVH KRVH DQG
VHDO GDPDJH DQG IOXLG OHDNV
 )LOO WKH IOXLG UHVHUYRLU ZLWK SRZHU VWHHULQJ IOXLG
 ,QVSHFW IRU OHDNV ,I WKHUH DUH OHDNV FRUUHFW WKH FDXVH
RI WKH OHDNV DQG EOHHG WKH V\VWHP 5HIHU WR %OHHGLQJ
WKH 3RZHU 6WHHULQJ 6\VWHP LQ WKLV VHFWLRQ
&&

63((' 6(16,7,9( 32:(5


67((5,1* &21752/ 02'8/(
5HPRYDO 3URFHGXUH
 'LVFRQQHFW QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH DVKWUD\ 5HIHU WR 6HFWLRQ (
,QVWUXPHQWDWLRQ'ULYHU ,QIRUPDWLRQ
 6OLGH WKH VSHHG VHQVLWLYH SRZHU VWHHULQJ 6636
FRQWURO PRGXOH RII WKH FRQWURO PRGXOH EUDFNHW

&&

 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU IURP WKH 6636


FRQWURO PRGXOH

&&

'$(:22 9 %/

32:(5 67((5,1* *($5 &  


,QVWDOODWLRQ 3URFHGXUH
 &RQQHFW WKH HOHFWULFDO FRQQHFWRU WR WKH 6636 FRQWURO
PRGXOH

&&

 6OLGH WKH 6636 FRQWURO PRGXOH RQWR WKH 6636 FRQWURO


PRGXOH EUDFNHW
 ,QVWDOO WKH DVKWUD\ 5HIHU WR 6HFWLRQ * ,QWHULRU 7ULP
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&&

63((' 6(16,7,9( 32:(5


67((5,1* &21752/ 02'8/(
%5$&.(7
5HPRYDO 3URFHGXUH
 'LVFRQQHFW QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH IORRU FRQVROH 5HIHU WR 6HFWLRQ *
,QWHULRU 7ULP
 6OLGH WKH VSHHG VHQVLWLYH SRZHU VWHHULQJ 6636
FRQWURO PRGXOH RII WKH FRQWURO PRGXOH EUDFNHW

&&

'$(:22 9 %/

&   32:(5 67((5,1* *($5


 5HPRYH WKH 6636 FRQWURO PRGXOH EUDFNHW EROWV DQG
UHPRYH WKH FRQWURO PRGXOH EUDFNHW

&&

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH 6636 FRQWURO PRGXOH EUDFNHW DQG WKH
FRQWURO PRGXOH EUDFNHW EROWV

7LJKWHQ
7LJKWHQ WKH 6636 FRQWURO PRGXOH EUDFNHW EROWV WR 
1P  OE:LQ 

&&

 6OLGH WKH 6636 FRQWURO PRGXOH RQWR WKH FRQWURO


PRGXOH EUDFNHW
 ,QVWDOO WKH IORRU FRQVROH 5HIHU WR 6HFWLRQ * ,QWHULRU
7ULP
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&&

'$(:22 9 %/

32:(5 67((5,1* *($5 &  

81,7 5(3$,5
5$&. $1' 3,1,21
7RROV 5HTXLUHG
.0-,QVWDOOHU

'LVDVVHPEO\ 3URFHGXUH

&&

 5HPRYH WKH UDFN DQG SLQLRQ VWHHULQJ DVVHPEO\ IURP


WKH YHKLFOH 5HIHU WR 5DFN DQG 3LQLRQ $VVHPEO\ LQ
WKLV VHFWLRQ
 5HPRYH WKH YDOYH DQG SLQLRQ DVVHPEO\ IURP WKH UDFN
DQG SLQLRQ VWHHULQJ DVVHPEO\ 5HIHU WR 9DOYH DQG
3LQLRQ LQ WKLV VHFWLRQ
 5HPRYH WKH UDFN EHDULQJ DVVHPEO\ IURP WKH UDFN DQG
SLQLRQ VWHHULQJ DVVHPEO\ 5HIHU WR 5DFN %HDULQJ LQ
WKLV VHFWLRQ
 0DUN WKH WKUHDGV RQ WKH LQQHU WLH URG WR DLG LQ
UHSRVLWLRQLQJ WKH DGMXVWLQJ QXW
 /RRVHQ WKH DGMXVWLQJ QXW DQG UHPRYH WKH RXWHU WLH URG
QXW DQG WKH DGMXVWLQJ QXW

 5HPRYH WKH GXVW ERRW UHWDLQLQJ FODPSV

&&

'$(:22 9 %/

&   32:(5 67((5,1* *($5


 5HPRYH WKH GXVW ERRW

&&

 3XVK EDFN WKH SODVWLF UHWDLQHU SURWHFWLQJ WKH


FRQQHFWLRQ EHWZHHQ WKH LQQHU WLH URG DQG WKH SRZHU
VWHHULQJ JHDU UDFN

&&

 &RXQWHUKROG WKH SLQLRQ VLGH LQQHU WLH URG DQG UHPRYH


WKH F\OLQGHU VLGH LQQHU WLH URG

&&

'$(:22 9 %/

32:(5 67((5,1* *($5 &  


 3ODFH D UDJ RYHU WKH UDFN FRXQWHUKROG WKH UDFN
DVVHPEO\ RQ WKH WHHWK ZLWK D ZUHQFK DQG UHPRYH
WKH SLQLRQ VLGH LQQHU WLH URG

&&

,PSRUWDQW 7KH UHWDLQLQJ ULQJ FDQ EH UHOHDVHG E\


LQVHUWLQJ D VPDOO VFUHZGULYHU WKURXJK WKH KROH LQ WKH VLGH
RI WKH KRXVLQJ
 5HPRYH WKH EXONKHDG LQQHU F\OLQGHU UHWDLQLQJ ULQJ
WKH EXONKHDG LQQHU F\OLQGHU DQG WKH UDFN

&&

$VVHPEO\ 3URFHGXUH
1RWLFH &RDW DOO WKH VHDOV ZLWK SRZHU VWHHULQJ IOXLG WR
HQVXUH SURSHU VHDOLQJ
 ,QVWDOO WKH UDFN WKH EXONKHDG LQQHU F\OLQGHU DQG WKH
EXONKHDG LQQHU F\OLQGHU UHWDLQLQJ ULQJ

&&

'$(:22 9 %/

&   32:(5 67((5,1* *($5


1RWLFH 7R SUHYHQW WKH LQQHU WLH URGV IURP ORRVHQLQJ
XVH /RFWLWH  RU HTXLYDOHQW RQ ERWK LQQHU WLH URG
FRQQHFWLRQV WR VHFXUH WKHP WR WKH UDFN VKDIW
,PSRUWDQW 7KH ULJKW DQG OHIW LQQHU WLH URGV DUH XQHTXDO
LQ OHQJWK %H VXUH WR LQVWDOO WKH FRUUHFW LQQHU WLH URG RQ
WKH SURSHU VLGH RI WKH SRZHU VWHHULQJ JHDU
 )LUPO\ VHDW WKH LQQHU WLH URGV DJDLQVW WKH UDFN DQG
WLJKWHQ ERWK HQGV VLPXOWDQHRXVO\

7LJKWHQ
7LJKWHQ WKH LQQHU WLH URGV WR 1:P OE:IW 

&&

 3XVK WKH SODVWLF UHWDLQHU EDFN RQWR WKH FRQQHFWLRQ


EHWZHHQ WKH LQQHU WLH URG DQG WKH SRZHU VWHHULQJ JHDU
UDFN

&&

 ,QVWDOO WKH GXVW ERRW

&&

'$(:22 9 %/

32:(5 67((5,1* *($5 &  


 ,QVWDOO WKH F\OLQGHU HQG GXVW ERRW UHWDLQLQJ FODPSV
ZLWK WKH LQVWDOOHU .0-

&&

 ,QVWDOO WKH WLH URG HQG ERRW UHWDLQLQJ FODPSV

&&

'$(:22 9 %/

&   32:(5 67((5,1* *($5


 5HSRVLWLRQ WKH DGMXVWLQJ QXW WR WKH PDUNV RQ WKH
LQQHU WLH URG DQG LQVWDOO WKH RXWHU WLH URG E\ WZLVWLQJ LW
RQWR WKH LQQHU WLH URG
 3HUIRUP D IURQW WRH DGMXVWPHQW 5HIHU WR 6HFWLRQ %
:KHHO $OLJQPHQW
 7LJKWHQ WKH DGMXVWLQJ QXW

7LJKWHQ

&&

7LJKWHQ WKH RXWHU WLH URG DGMXVWLQJ QXW WR 1:P


OE:IW 
 ,QVWDOO WKH UDFN EHDULQJ DVVHPEO\ LQWR WKH UDFN DQG
SLQLRQ VWHHULQJ DVVHPEO\ 5HIHU WR 5DFN %HDULQJ LQ
WKLV VHFWLRQ
 ,QVWDOO WKH YDOYH DQG SLQLRQ DVVHPEO\ LQWR WKH UDFN
DQG SLQLRQ VWHHULQJ DVVHPEO\ 5HIHU WR 9DOYH DQG
3LQLRQ LQ WKLV VHFWLRQ
 ,QVWDOO WKH UDFN DQG SLQLRQ VWHHULQJ DVVHPEO\ LQWR WKH
YHKLFOH 5HIHU WR 5DFN DQG 3LQLRQ $VVHPEO\ LQ WKLV
VHFWLRQ

678% 6+$)7 6($/6 $1' 833(5


$1' /2:(5 %($5,1*
'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH UDFN DQG SLQLRQ VWHHULQJ DVVHPEO\ IURP
WKH YHKLFOH 5HIHU WR 5DFN DQG 3LQLRQ $VVHPEO\ LQ
WKLV VHFWLRQ
 5HPRYH WKH GXVW FRYHU IURP WKH ORZHU HQG RI WKH
KRXVLQJ

&&

'$(:22 9 %/

32:(5 67((5,1* *($5 &  


1RWLFH ,I WKH VWXE VKDIW LV QRW KHOG GDPDJH WR WKH
SLQLRQ WHHWK ZLOO RFFXU
 :KLOH KROGLQJ WKH VWXE VKDIW ZLWK D ZUHQFK UHPRYH
WKH ORFNQXW IURP WKH SLQLRQ

&&

 :LWK WKH JHDU FHQWHUHG PDUN WKH ORFDWLRQ RI WKH VWXE


VKDIW QRWFK RQ WKH KRXVLQJ WR DLG LQ SURSHUO\ LQVWDOOLQJ
WKH YDOYH DQG SLQLRQ DVVHPEO\

&&

 5HPRYH WKH VWXE VKDIW UHWDLQLQJ ULQJ DQG XVLQJ DQ


DUERU SUHVV SUHVV RQ WKH WKUHDGHG HQG RI WKH SLQLRQ
XQWLO LW LV SRVVLEOH WR UHPRYH WKH SLQLRQ DQG YDOYH
DVVHPEO\ IURP WKH KRXVLQJ

&&

'$(:22 9 %/

&   32:(5 67((5,1* *($5


 5HPRYH WKH VWXE VKDIW GXVW VHDO WKH VWXE VKDIW
EHDULQJ DQQXOXV DVVHPEO\ DQG WKH YDOYH DVVHPEO\
IURP WKH KRXVLQJ 'LVFDUG WKH VWXE VKDIW GXVW VHDO

%&

 5HPRYH WKH ORZHU YDOYH DVVHPEO\ EHDULQJ DQG WKH


EXVKLQJ

&&

 5HPRYH WKH ORZHU EHDULQJ DVVHPEO\ UHWDLQLQJ ULQJ


DQG SUHVV WKH ORZHU EHDULQJ DVVHPEO\ IURP WKH ORZHU
HQG RI WKH KRXVLQJ

&&

'$(:22 9 %/

32:(5 67((5,1* *($5 &  


$VVHPEO\ 3URFHGXUH
1RWLFH &RDW DOO WKH VHDOV ZLWK SRZHU VWHHULQJ IOXLG WR
HQVXUH SURSHU VHDOLQJ
 ,QVWDOO WKH ORZHU EHDULQJ DVVHPEO\ DQG WKH ORZHU
EHDULQJ DVVHPEO\ UHWDLQLQJ ULQJ LQWR WKH ORZHU HQG RI
WKH KRXVLQJ

&&

 ,QVWDOO WKH ORZHU YDOYH DVVHPEO\ EHDULQJ DQG WKH


EXVKLQJ

&&

 &HQWHU WKH UDFN LQ WKH KRXVLQJ


 ,QVWDOO WKH WKH YDOYH DVVHPEO\ WKH VWXE VKDIW EHDULQJ
DQQXOXV DVVHPEO\ DQG D QHZ VWXE VKDIW GXVW VHDO LQWR
WKH KRXVLQJ

%&

'$(:22 9 %/

&   32:(5 67((5,1* *($5


,PSRUWDQW :KHQ WKH YDOYH DQG SLQLRQ DVVHPEO\ LV IXOO\
VHDWHG LQ WKH KRXVLQJ EH VXUH WKDW WKH QRWFK LQ WKH VWXE
VKDIW DQG WKH PDUN RQ WKH KRXVLQJ OLQH XS
1RWLFH ,I WKH VWXE VKDIW LV QRW KHOG GDPDJH WR WKH
SLQLRQ WHHWK ZLOO RFFXU
 :KLOH KROGLQJ WKH VWXE VKDIW LQVWDOO WKH ORFNQXW RQWR
WKH SLQLRQ VKDIW

7LJKWHQ
7LJKWHQ WKH SLQLRQ ORFNQXW WR 1:P OE:IW 

&&

 5HSODFH WKH GXVW FRYHU RQWR WKH KRXVLQJ


 ,QVWDOO WKH UDFN DQG SLQLRQ VWHHULQJ DVVHPEO\ 5HIHU WR
5DFN DQG 3LQLRQ $VVHPEO\ LQ WKLV VHFWLRQ

&&

5$&. %($5,1*
7RROV 5HTXLUHG
-5DFN *XLGH 6SULQJ &DS :UHQFK

'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH UDFN DQG SLQLRQ VWHHULQJ DVVHPEO\ IURP
WKH YHKLFOH 5HIHU WR 5DFN DQG 3LQLRQ $VVHPEO\ LQ
WKLV VHFWLRQ
 5HPRYH WKH DGMXVWHU SOXJ ORFNQXW IURP WKH DGMXVWHU
SOXJ DQG UHPRYH WKH DGMXVWHU SOXJ IURP WKH KRXVLQJ
ZLWK WKH UDFN JXLGH VSULQJ FDS ZUHQFK - RU
ZLWK D PP DOOHQ ZUHQFK

&&

'$(:22 9 %/

32:(5 67((5,1* *($5 &  


 5HPRYH WKH DGMXVWHU VSULQJ DQG WKH UDFN EHDULQJ

&&

$VVHPEO\ 3URFHGXUH
 &RDW WKH UDFN EHDULQJ WKH DGMXVWHU VSULQJ DQG WKH
DGMXVWHU SOXJ ZLWK OLWKLXP EDVHG JUHDVH DQG LQVWDOO
WKHP LQWR WKH KRXVLQJ

&&

 :LWK WKH UDFN FHQWHUHG WXUQ WKH DGMXVWHU SOXJ


FORFNZLVH XQWLO D WRUTXH RI 1:P OE:LQ LV
REWDLQHG WKHQ EDFN LW RII E\ WR GHJUHHV &KHFN
WKH SLQLRQ WRUTXH 0D[LPXP SLQLRQ SUHORDGHG WRUTXH
LV 1:P OE:LQ 
 7KUHDG WKH ORFNQXW RQ WKH DGMXVWHU SOXJ DQG WLJKWHQ LW

7LJKWHQ
7LJKWHQ WKH DGMXVWHU SOXJ ORFNQXW WR 1:P OE:IW
ZKLOH KROGLQJ WKH DGMXVWHU SOXJ VWDWLRQDU\ ZLWK WKH
UDFN JXLGH VSULQJ FDS ZUHQFK - RU ZLWK D
PP DOOHQ ZUHQFK
 ,QVWDOO WKH UDFN DQG SLQLRQ DVVHPEO\ 5HIHU WR 5DFN
DQG 3LQLRQ $VVHPEO\ LQ WKLV VHFWLRQ

&&

'$(:22 9 %/

&   32:(5 67((5,1* *($5

5$&. %($5,1* 35(/2$'


$'-8670(17
$GMXVWPHQW 3URFHGXUH

&&

 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH


 &HQWHU WKH VWHHULQJ ZKHHO
 5HPRYH WKH SRZHU VWHHULQJ JHDU 5HIHU WR 5DFN DQG
3LQLRQ $VVHPEO\ LQ WKLV VHFWLRQ
 /RRVHQ WKH ORFNQXW DQG WXUQ WKH DGMXVWHU SOXJ
FORFNZLVH XQWLO D WRUTXH RI 1:P OE:LQ LV
REWDLQHG WKHQ ORRVHQ LW E\ WR GHJUHHV &KHFN
WKH SLQLRQ WRUTXH 0D[LPXP SLQLRQ SUHORDGHG WRUTXH
LV  1:P OE:LQ 
 7LJKWHQ WKH ORFNQXW RQ WKH DGMXVWHU SOXJ ZKLOH KROGLQJ
WKH DGMXVWHU SOXJ VWDWLRQDU\
 ,QVWDOO WKH SRZHU VWHHULQJ JHDU 5HIHU WR 5DFN DQG
3LQLRQ $VVHPEO\ LQ WKLV VHFWLRQ
 %H VXUH WR FKHFN WKH UHWXUQDELOLW\ RI WKH VWHHULQJ
ZKHHO WR FHQWHU SRVLWLRQ DIWHU DGMXVWPHQW

7LJKWHQ
7LJKWHQ WKH DGMXVWHU SOXJ ORFNQXW WR 1:P OE:IW 

9$/9( $1' 3,1,21


'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH UDFN DQG SLQLRQ VWHHULQJ DVVHPEO\ IURP
WKH YHKLFOH 5HIHU WR 5DFN DQG 3LQLRQ $VVHPEO\ LQ
WKLV VHFWLRQ
 5HPRYH WKH GXVW FRYHU IURP WKH ORZHU HQG RI WKH
KRXVLQJ

&&

'$(:22 9 %/

32:(5 67((5,1* *($5 &  


1RWLFH ,I WKH VWXE VKDIW LV QRW KHOG GDPDJH WR WKH
SLQLRQ WHHWK ZLOO RFFXU
 :KLOH KROGLQJ WKH VWXE VKDIW UHPRYH WKH ORFNQXW IURP
WKH SLQLRQ

&&

 :LWK WKH JHDU FHQWHUHG PDUN WKH ORFDWLRQ RI WKH VWXE


VKDIW QRWFK RQ WKH KRXVLQJ WR DLG LQ SURSHUO\ LQVWDOOLQJ
WKH SLQLRQ DQG YDOYH DVVHPEO\

&&

 5HPRYH WKH XSSHU KRXVLQJ UHWDLQLQJ ULQJ DQG XVLQJ


DQ DUERU SUHVV SUHVV RQ WKH WKUHDGHG HQG RI WKH
SLQLRQ XQWLO LW LV SRVVLEOH WR UHPRYH WKH YDOYH DQG
SLQLRQ DVVHPEO\ IURP WKH KRXVLQJ

&&

'$(:22 9 %/

&   32:(5 67((5,1* *($5


 5HPRYH WKH VWXE VKDIW GXVW VHDO WKH VWXE VKDIW
EHDULQJ DQQXOXV DVVHPEO\ DQG WKH YDOYH DQG SLQLRQ
DVVHPEO\ IURP WKH KRXVLQJ

%&

 ,QVSHFW WKH YDOYH ERG\ ULQJV IRU ZHDU RU GDPDJH


5HSODFH WKH YDOYH ERG\ ULQJV DV QHHGHG &RDW WKH
ULQJV ZLWK SRZHU VWHHULQJ IOXLG EHIRUH LQVWDOODWLRQ
 5HPRYH WKH ORZHU SLQLRQ YDOYH VHDO DQG EXVKLQJ
'LVFDUG WKH VHDO

&&

$VVHPEO\ 3URFHGXUH
1RWLFH &RDW DOO RI WKH VHDOV DQG EXVKLQJV ZLWK SRZHU
VWHHULQJ IOXLG WR HQVXUH SURSHU VHDOLQJ
 ,QVWDOO WKH EXVKLQJ DQG D QHZ ORZHU SLQLRQ YDOYH VHDO

&&

'$(:22 9 %/

32:(5 67((5,1* *($5 &  


,PSRUWDQW :KHQ WKH YDOYH DQG SLQLRQ DVVHPEO\ LV IXOO\
VHDWHG LQ WKH KRXVLQJ EH VXUH WKH QRWFK LQ WKH VWXE VKDIW
DQG WKH PDUN RQ WKH KRXVLQJ OLQH XS ,I WKLV LV QRW GRQH
WKH YHKLFOH ZLOO QRW SDVV WKH VWUDLJKWDKHDG FKHFN DQG
ZLOO KDYH SRRU VWHHULQJ SHUIRUPDQFH
 ,QVWDOO WKH YDOYH DQG SLQLRQ DVVHPEO\ WKH VWXE VKDIW
EHDULQJ DQQXOXV DVVHPEO\ DQG WKH VWXE VKDIW GXVW
VHDO

%&

1RWLFH ,I WKH VWXE VKDIW LV QRW KHOG GDPDJH WR WKH


SLQLRQ WHHWK ZLOO RFFXU
 :KLOH KROGLQJ WKH VWXE VKDIW WLJKWHQ WKH ORFNQXW RQWR
WKH SLQLRQ VKDIW

7LJKWHQ
7LJKWHQ WKH SLQLRQ ORFNQXW WR 1:P OE:IW 

&&

 5HSODFH WKH GXVW FRYHU RQWR WKH KRXVLQJ


 ,QVWDOO WKH UDFN DQG SLQLRQ VWHHULQJ DVVHPEO\ 5HIHU WR
5DFN DQG 3LQLRQ $VVHPEO\ LQ WKLV VHFWLRQ
 3HUIRUP WKH VWUDLJKW DKHDG FKHFN 5HIHU WR
6WUDLJKW$KHDG &KHFN LQ WKLV VHFWLRQ

&&

'$(:22 9 %/

&   32:(5 67((5,1* *($5

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
32:(5 5$&. $1' 3,1,21

7KH SRZHU UDFN DQG SLQLRQ VWHHULQJ V\VWHP KDV D URWDU\


FRQWURO YDOYH WKDW GLUHFWV K\GUDXOLF IOXLG FRPLQJ IURP WKH
K\GUDXOLF SXPS WR RQH VLGH RU WKH RWKHU VLGH RI WKH UDFN
SLVWRQ 7KH LQWHJUDO UDFN SLVWRQ LV DWWDFKHG WR WKH UDFN
7KH UDFN SLVWRQ FRQYHUWV K\GUDXOLF SUHVVXUH WR D OLQHDU
IRUFH WKDW PRYHV WKH UDFN OHIW RU ULJKW 7KDW IRUFH LV WKHQ
WUDQVPLWWHG WKURXJK WKH WLH URGV WR WKH VWHHULQJ NQXFNOHV
ZKLFK WXUQ WKH ZKHHOV
,I SRZHU UDFN DQG SLQLRQ VWHHULQJ LV QRW DYDLODEOH
PDQXDO UDFN DQG SLQLRQ FRQWURO LV XVHG KRZHYHU ZLWK
WKLV V\VWHP PRUH VWHHULQJ HIIRUW LV UHTXLUHG 7KH
PRYHPHQW RI WKH VWHHULQJ ZKHHO LV WUDQVIHUUHG WR WKH
SLQLRQ 7KH URWDU\ PRYHPHQW RI WKH SLQLRQ LV WKHQ
WUDQVIHUUHG WKURXJK WKH SLQLRQ WKUHDGV ZKLFK PHVK ZLWK
WHHWK RQ WKH UDFN WKHUHE\ FDXVLQJ WKH UDFN WR PRYH LQ D
OLQHDU GLUHFWLRQ
$ YDQH W\SH RI K\GUDXOLF SXPS SURYLGHV K\GUDXOLF
SUHVVXUH IRU ERWK VWHHULQJ V\VWHPV

63((' 6(16,7,9( 32:(5


67((5,1* 6<67(0

7KH VSHHG VHQVLWLYH SRZHU VWHHULQJ 6636 V\VWHP


YDULHV WKH GULYHU HIIRUW UHTXLUHG WR VWHHU DV WKH YHKLFOH
VSHHG FKDQJHV $W ORZ VSHHGV WKH V\VWHP SURYLGHV
PD[LPXP SRZHU DVVLVW IRU HDV\ WXUQLQJ DQG SDUNLQJ
PDQHXYHUV $W KLJKHU VSHHGV WKH VWHHULQJ SRZHU LV
UHGXFHG WR SURYLGH WKH GULYHU ZLWK ILUPHU VWHHULQJ DQG
GLUHFWLRQDO VWDELOLW\ 7KH 6636 V\VWHP DFFRPSOLVKHV
WKLV E\ UHGXFLQJ WKH DPRXQW RI SRZHU VWHHULQJ IOXLG IORZ
IURP WKH SRZHU VWHHULQJ SXPS WR WKH SRZHU VWHHULQJ
JHDU DV WKH YHKLFOH VSHHG LQFUHDVHV :KHQ WKH YHKLFOH
LV VWDWLRQDU\ WKH 6636 V\VWHP SURYLGHV PD[LPXP IOXLG
IORZ WR WKH VWHHULQJ JHDU $V WKH YHKLFOH VSHHG
LQFUHDVHV WKH IOXLG IORZ WR WKH VWHHULQJ JHDU LV
GHFUHDVHG

&RQWURO 0RGXOH
7KH 6636 FRQWURO PRGXOH SURFHVVHV WKH YHKLFOH VSHHG
LQIRUPDWLRQ IURP WKH HQJLQH FRQWURO PRGXOH (&0 DQG
XVHV WKH VWHHULQJ ZKHHO URWDWLRQ VHQVRU WR SURYLGH D
FRQWURO VLJQDO WR WKH HOHFWURQLF YDULDEOH RULILFH (92
DFWXDWRU ORFDWHG RQ WKH SRZHU VWHHULQJ SXPS

(OHFWURQLF 9DULDEOH 2ULILFH (92 $FWXDWRU


7KH HOHFWURQLF YDULDEOH RULILFH (92 DFWXDWRU LV ORFDWHG
RQ WKH SRZHU VWHHULQJ SXPS DQG FRQWDLQV D VROHQRLG
RSHUDWHG SLQWOH YDOYH )OXLG OHDYLQJ WKH SXPS SDVVHV
WKURXJK DQ RULILFH LQ WKH DFWXDWRU WLS :KHQ WKH (92
DFWXDWRU LV SRZHUHG E\ WKH 6636 FRQWURO PRGXOH WKH
SLQWOH PRYHV LQWR WKH RULILFH DQG UHGXFHV WKH SRZHU
VWHHULQJ IOXLG IORZ $V WKH YHKLFOH VSHHG LQFUHDVHV
FXUUHQW IURP WKH 6636 FRQWURO PRGXOH LQFUHDVHV DQG
WKH SLQWOH EORFNV PRUH DQG PRUH RI WKH RULILFH

6WHHULQJ :KHHO 5RWDWLRQ 6HQVRU


7KH VWHHULQJ ZKHHO URWDWLRQ VHQVRU LV ORFDWHG DW WKH HQG
RI WKH VWHHULQJ FROXPQ KRXVLQJ DQG LV XVHG WR VHQG D

VLJQDO WR WKH FRQWUROOHU ZKHQ DEUXSW RU HYDVLYH VWHHULQJ


PDQHXYHUV DUH QHHGHG

3RZHU 6WHHULQJ 3UHVVXUH +RVH


6636 YHKLFOHV KDYH D VSHFLILF SUHVVXUH KRVH DVVHPEO\
ZKLFK LQFOXGHV DQ LQ OLQH FKHFN YDOYH LQ WKH UDFN DQG
SLQLRQ DVVHPEO\ 7KLV UHGXFHV WKH DPRXQW RI VWHHULQJ
ZKHHO NLFN ZKHQ GULYLQJ RYHU LUUHJXODU URDG VXUIDFHV
ZKLOH RSHUDWLQJ DW VSHHGV ZLWK UHGXFHG IORZ UDWH DQG
SUHVVXUH

3RZHU 5DFN DQG 3LQLRQ


([FHSW IRU GLIIHUHQFHV LQ YDOYH PDFKLQLQJ WKH GHVLJQ RI
WKH 6636 SRZHU UDFN DQG SLQLRQ DVVHPEO\ LV WKH VDPH
DV IRU WKH D QRQ 6636 V\VWHP 7KH VWHHULQJ ZKHHO
PRYHPHQW LV WUDQVIHUUHG WR WKH SLQLRQ YLD WKH
LQWHUPHGLDWH VKDIW 7KH SLQLRQ PRYHV WKH UDFN OHIW RU
ULJKW WKURXJK PHVKLQJ WKH SLQLRQ DQG WKH UDFN WHHWK 7KH
IRUFH LV WKHQ WUDQVPLWWHG WKURXJK WKH WLH URGV DQG
VWHHULQJ NQXFNOH WR VWHHU WKH ZKHHOV
7KH SRZHU UDFN DQG SLQLRQ VWHHULQJ V\VWHP KDV D URWDU\
FRQWURO YDOYH ZKLFK GLUHFWV WKH K\GUDXOLF IOXLG IURP WKH
SRZHU VWHHULQJ SXPS WR RQH VLGH RU WKH RWKHU VLGH RI WKH
UDFN SLVWRQ 7KH SLVWRQ LV DWWDFKHG WR WKH UDFN DQG XVHV
K\GUDXOLF SUHVVXUH WR PRYH WKH UDFN OHIW RU ULJKW 7KH
URWDU\ FRQWURO YDOYH UHJXODWHV WKH GHJUHH RI DVVLVW E\
UHVSRQGLQJ WR WKH GULYHU
V WRUTXH LQSXW
,I K\GUDXOLF DVVLVW LV QRW DYDLODEOH PDQXDO FRQWURO LV
PDLQWDLQHG +RZHYHU XQGHU WKLV FRQGLWLRQ PRUH
VWHHULQJ HIIRUW LV UHTXLUHG

3RZHU 6WHHULQJ 3XPS


7KH VWDQGDUG YDQH W\SH SXPS ZKLFK SURYLGHV K\GUDXOLF
SUHVVXUH IRU WKH V\VWHP LQFRUSRUDWHV D VSHFLDO
GLVFKDUJH ILWWLQJ WR KROG WKH (92 DFWXDWRU

6\VWHP 2SHUDWLRQ
6\VWHP RSHUDWLRQ RULJLQDWHV ZLWK LQSXW IURP WKH YHKLFOH
VSHHG VHQVRU YLD WKH HQJLQH FRQWURO PRGXOH WR WKH 6636
FRQWURO PRGXOH 7KH 6636 FRQWURO PRGXOH VHQGV D
VLJQDO WR WKH 6636 DFWXDWRU WR YDU\ WKH UDWH RI IOXLG IORZ
RXWSXW E\ WKH SRZHU VWHHULQJ SXPS

&LUFXLW 2SHUDWLRQ
7KH 6636 V\VWHP XVHV LQSXWV IURP WKH VSHHG VHQVRU
DQG VWHHULQJ ZKHHO URWDWLRQ VHQVRU WR WKH 6636
FRQWUROOHU WR GHWHUPLQH WKH GHVLUHG DPRXQW RI SRZHU
VWHHULQJ DVVLVW
7KH 6636 FRQWURO PRGXOH FRQVWDQWO\ FRPSDUHV WKH
DPRXQW RI FXUUHQW IORZLQJ WKURXJK WKH (92 DFWXDWRU WR
WKH GHVLUHG FXUUHQW LW KDV FDOFXODWHG 7KH (92 DFWXDWRU
KDV D SLQWOH WKDW PRYHV LQ DQG RXW RI DQ RULILFH
UHJXODWLQJ SRZHU VWHHULQJ IOXLG IORZ 7KH 6636 FRQWURO
PRGXOH FDQ FKDQJH WKH DPRXQW RI FXUUHQW IORZLQJ
WKURXJK WKH (92 DFWXDWRU E\ YDU\LQJ WKH RXWSXW GXW\
F\FOH ,I WKH (92 DFWXDWRU LV GLVFRQQHFWHG WKH SLQWOH ZLOO
EH SXOOHG RXW RI WKH RULILFH IRU PD[LPXP SRZHU VWHHULQJ
DVVLVW
7KH 6636 FRQWURO PRGXOH KDV WKH DELOLW\ WR GHWHFW IDXOWV
LQ WKH VWHHULQJ ZKHHO URWDWLRQ VHQVRU WKH (92 DFWXDWRU
RU WKH FLUFXLWU\ WR WKRVH FRPSRQHQWV $Q\ GHIDXOW
GHWHFWHG ZLOO FDXVH WKH SRZHU VWHHULQJ DVVLVW WR UHPDLQ

'$(:22 9 %/

32:(5 67((5,1* *($5 &  


DW PD[LPXP ZLWK WKH SLQWOH LQ LWV QRUPDOO\ UHWUDFWHG
SRVLWLRQ IRU DOO VSHHGV
:KHQ WKH V\VWHP LV RSHUDWLQJ QRUPDOO\ LQFUHDVLQJ WKH
YHKLFOH VSHHG ZLOO GHFUHDVH SRZHU VWHHULQJ DVVLVW
DOORZLQJ WKH GULYHU WR KDYH LPSURYHG URDG IHHO DQG
GLUHFWLRQDO VWDELOLW\ :KHQ VXGGHQ VWHHULQJ ZKHHO WXUQV
DUH PDGH DV LQ HYDVLYH PDQHXYHUV WKH\ DUH GHWHFWHG
E\ WKH 6636 FRQWURO PRGXOH WKURXJK WKH VWHHULQJ ZKHHO
URWDWLRQ VHQVRU :KHQ GHWHFWHG WKH 6636 FRQWURO

'$(:22 9 %/

PRGXOH UHGXFHV FXUUHQW WR WKH (92 DFWXDWRU DOORZLQJ


JUHDWHU SRZHU VWHHULQJ DVVLVW

6(&7,21 (

67((5,1* :+((/ $1' &2/801


&$87,21 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH EHIRUH UHPRYLQJ RU LQVWDOOLQJ DQ\ HOHFWULFDO XQLW RU ZKHQ D
WRRO RU HTXLSPHQW FRXOG HDVLO\ FRPH LQ FRQWDFW ZLWK H[SRVHG HOHFWULFDO WHUPLQDOV 'LVFRQQHFWLQJ WKLV FDEOH
ZLOO KHOS SUHYHQW SHUVRQDO LQMXU\ DQG GDPDJH WR WKH YHKLFOH 7KH LJQLWLRQ PXVW DOVR EH LQ /2&. XQOHVV
RWKHUZLVH QRWHG

7$%/( 2) &217(176

'LDJQRVLV                                  (
6WHHULQJ &ROXPQ 'LDJQRVLV                   (

6WHHULQJ :KHHO :LWKRXW 6,5                


6WHHULQJ :KHHO :LWK 6,5                   
,JQLWLRQ /RFN &\OLQGHU DQG 6ZLWFK            
&ROXPQ                                 
8QLW 5HSDLU                                
7LOW 6WHHULQJ &ROXPQ                       

(
(
(
(
(
(

0DLQWHQDQFH DQG 5HSDLU                     (


2Q9HKLFOH 6HUYLFH                           (
+HDGODPS7XUQ 6LJQDO 6ZLWFK DQG /HYHU       (
:LSHU&UXLVH &RQWURO6ZLWFK DQG /HYHU         (
6WHHULQJ :KHHO 5RWDWLRQ 6HQVRU             (

*HQHUDO 'HVFULSWLRQ DQG 6\VWHP


2SHUDWLRQ                               
6WHHULQJ :KHHO DQG &ROXPQ                
,JQLWLRQ 6ZLWFK .H\KROH /DPS               
.H\ 5HPLQGHU                            

(
(
(
(

6SHFLILFDWLRQV                              (
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV            (
6SHFLDO 7RROV                               (
6SHFLDO 7RROV 7DEOH                         (

63(&,),&$7,216
)$67(1(5 7,*+7(1,1* 63(&,),&$7,216
$SSOLFDWLRQ
,JQLWLRQ 6ZLWFK +RXVLQJ 6KHDU %ROWV

1:P


/E:)W


/E:,Q


,JQLWLRQ 6ZLWFK 5HWDLQLQJ 6FUHZ



6WHHULQJ &ROXPQ -DFNHW $VVHPEO\ )URQW %UDFNHW %ROWV





6WHHULQJ &ROXPQ -DFNHW $VVHPEO\ 5HDU %UDFNHW 1XWV





6WHHULQJ 6KDIW 8QLYHUVDO -RLQW 3LQFK %ROW





6WHHULQJ :KHHO +RUQ &DS 6FUHZV





6WHHULQJ :KHHO 1XW





6WHHULQJ :KHHO 5RWDWLRQ 6HQVRU 5HWDLQLQJ 6FUHZ



6XSSRUW +RXVLQJ 6FUHZV





7XUQ 6LJQDO 6ZLWFK +RXVLQJ 6FUHZV



8SSHU DQG /RZHU 6WHHULQJ &ROXPQ &RYHU 3DQHO 6FUHZV



'$(:22 9 %/

(   67((5,1* :+((/ $1' &2/801

63(&,$/ 722/6
63(&,$/ 722/6 7$%/(

-$
/RFN 3ODWH
&RPSUHVVRU

.0$
6WHHULQJ :KHHO 3XOOHU

$%

$(

-
/RFN 3ODWH $GDSWHU
WLOW

-
3LYRW 3LQ 5HPRYHU

$(

$(

',$*126,6
67((5,1* &2/801 ',$*126,6
/RFN 6\VWHP
/RFN 6\VWHP :LOO 1RW 8QORFN
&KHFNV

$FWLRQ

&KHFN WKH ORFN F\OLQGHU IRU GDPDJH

5HSODFH WKH ORFN F\OLQGHU

&KHFN WKH LJQLWLRQ VZLWFK IRU ODFN RI IUHH PRYHPHQW

/XEULFDWH WKH LJQLWLRQ VZLWFK

&KHFN WKH VWHHULQJ FROXPQ KRXVLQJ IRU ELQGLQJ RU


GDPDJH

5HPRYH WKH VWHHULQJ VKDIW DQG FOHDU WKH VWHHULQJ


FROXPQ KRXVLQJ 5HSODFH WKH VWHHULQJ FROXPQ KRXVLQJ
DV QHHGHG

/RFN 6\VWHP :LOO 1RW /RFN


&KHFNV
&KHFN WKH ORFN F\OLQGHU IRU GDPDJH

$FWLRQ
5HSODFH WKH ORFN F\OLQGHU

&KHFN WKH LJQLWLRQ VZLWFK IRU D ODFN RI IUHH PRYHPHQW

/XEULFDWH WKH LJQLWLRQ VZLWFK

&KHFN WKH VWHHULQJ FROXPQ KRXVLQJ IRU ELQGLQJ RU


GDPDJH

5HPRYH WKH VWHHULQJ VKDIW DQG FOHDU WKH VWHHULQJ


FROXPQ KRXVLQJ 5HSODFH WKH VWHHULQJ FROXPQ KRXVLQJ
DV QHHGHG

'$(:22 9 %/

67((5,1* :+((/ $1' &2/801 (  


+LJK /RFN (IIRUW
&KHFNV

$FWLRQ

&KHFN WKH ORFN F\OLQGHU IRU GDPDJH

5HSODFH WKH ORFN F\OLQGHU

&KHFN WKH LJQLWLRQ VZLWFK IRU ODFN RI IUHH PRYHPHQW

/XEULFDWH WKH LJQLWLRQ VZLWFK

&KHFN IRU H[WUHPH PLVDOLJQPHQW RI WKH KRXVLQJ WR WKH


FRYHU

5HDOLJQ WKH FRYHU RQ WKH KRXVLQJ 5HSODFH WKH FRYHU


DV QHHGHG

&KHFN IRU D EHQW LJQLWLRQ VZLWFK PRXQWLQJ EUDFNHW

5HSODFH WKH LJQLWLRQ VZLWFK PRXQWLQJ EUDFNHW

.H\ &DQQRW %H 5HPRYHG LQ WKH /2&. 3RVLWLRQ


&KHFNV

$FWLRQ

&KHFN WR VHH WKDW WKH LJQLWLRQ VZLWFK LV VHW FRUUHFWO\

5HVHW WKH LJQLWLRQ VZLWFK

&KHFN WKH ORFN F\OLQGHU IRU GDPDJH

5HSODFH WKH ORFN F\OLQGHU

&ROXPQ
1RLVH LQ WKH &ROXPQ
&KHFNV
&KHFN WKH VWHHULQJ JHDU WR FROXPQ MRLQWV IRU LPSURSHU
LQVWDOODWLRQ

$FWLRQ
7LJKWHQ WKH VWHHULQJ VKDIW XQLYHUVDO MRLQW SLQFK EROWV
5HSODFH WKH VWHHULQJ VKDIW MRLQWV DV QHHGHG

&KHFN WKH VWHHULQJ VKDIW EHDULQJ IRU ZHDU RU GDPDJH

5HSODFH WKH VWHHULQJ VKDIW EHDULQJ

&KHFN WKH VSKHULFDO MRLQW IRU ODFN RI OXEULFDWLRQ

/XEULFDWH WKH VSKHULFDO MRLQW

&KHFN WKH VWHHULQJ VKDIW IRU ODFN RI OXEULFDWLRQ

/XEULFDWH WKH VWHHULQJ VKDIW EHDULQJ

&KHFN WKH VKDIW ORFN VQDS ULQJ IRU LPSURSHU VHDWLQJ

$GMXVW WKH VKDIW ORFN VQDS ULQJ 5HSODFH WKH VKDIW ORFN
VQDS ULQJ DV QHHGHG

+LJK 6WHHULQJ 6KDIW (IIRUW


&KHFNV

$FWLRQ

&KHFN WKH VWHHULQJ VKDIW EHDULQJ IRU ZHDU RU GDPDJH

5HSODFH WKH VWHHULQJ VKDIW EHDULQJ

&KHFN IRU DQ LPSURSHUO\ LQVWDOOHG RU GHIRUPHG GXVW


VHDO

5HSODFH WKH GXVW VHDO

&KHFN IRU D GDPDJHG XSSHU RU ORZHU EHDULQJ

5HSODFH WKH XSSHU RU WKH ORZHU EHDULQJ

&KHFN WKH VWHHULQJ VKDIW XQLYHUVDO MRLQWV IRU D ODFN RI


IUHH PRYHPHQW

/XEULFDWH WKH VWHHULQJ VKDIW XQLYHUVDO MRLQWV 5HSODFH


WKH VWHHULQJ VKDIW XQLYHUVDO MRLQWV DV QHHGHG

/DVK LQ WKH 6WHHULQJ &ROXPQ


&KHFNV

$FWLRQ

&KHFN WKH VWHHULQJ FROXPQ EUDFNHW PRXQWLQJ EROWV IRU


LPSURSHU LQVWDOODWLRQ

7LJKWHQ WKH VWHHULQJ FROXPQ EUDFNHW PRXQWLQJ EROWV

&KHFN IRU EURNHQ ZHOG QXWV RQ WKH VWHHULQJ FROXPQ


MDFNHW

5HSODFH WKH VWHHULQJ FROXPQ MDFNHW

&KHFN IRU ORRVH VWHHULQJ FROXPQ KRXVLQJWRVWHHULQJ


FROXPQ MDFNHW VXSSRUW VFUHZV

7LJKWHQ WKH VXSSRUW VFUHZV

'$(:22 9 %/

(   67((5,1* :+((/ $1' &2/801


/RRVH 6WHHULQJ :KHHO
&KHFNV

$FWLRQ

&KHFN IRU H[FHVVLYH FOHDUDQFH EHWZHHQ WKH KROHV LQ


WKH VWHHULQJ ZKHHO VXSSRUW RU WKH KRXVLQJ DQG WKH
SLYRWSLQ GLDPHWHUV

5HSODFH WKH SLYRW SLQV ZLWK SLYRW SLQV RI WKH FRUUHFW


VL]H

&KHFN WR VHH LI WKH XSSHU EHDULQJ LV VHDWHG FRUUHFWO\ LQ


WKH KRXVLQJ

&RUUHFWO\ VHDW WKH XSSHU EHDULQJ 5HSODFH WKH XSSHU


EHDULQJ DV QHHGHG

&KHFN IRU ORRVH VWHHULQJ FROXPQ KRXVLQJ VXSSRUW


VFUHZV

7LJKWHQ WKH VWHHULQJ FROXPQ KRXVLQJ VXSSRUW VFUHZV

1RLVH :KHQ 7LOWLQJ WKH &ROXPQ


&KHFNV
&KHFN IRU ZRUQ XSSHU WLOW EXPSHUV

$FWLRQ
5HSODFH WKH XSSHU WLOW EXPSHUV

&KHFN IRU WLOW VSULQJ ELQGLQJ

$GMXVW WKH WLOW VSULQJ 5HSODFH WKH WLOW VSULQJ DV QHHGHG

7XUQ 6LJQDO'LPPHU 6ZLWFK


7XUQ 6LJQDO :LOO 1RW 6WD\ LQ WKH 7XUQ 3RVLWLRQ
&KHFNV
&KHFN WKH WXUQ VLJQDO VZLWFK IRU DQ LPSURSHU
LQVWDOODWLRQ

$FWLRQ
5HPRYH DQG LQVSHFW WKH WXUQ VLJQDO VZLWFK 5HLQVWDOO
WKH VZLWFK

&KHFN WKH FDQFHOOLQJ PHFKDQLVP IRU EURNHQ RU PLVVLQJ


FRPSRQHQWV

5HSODFH WKH FDQFHOOLQJ PHFKDQLVP

&KHFN WKH WXUQ VLJQDO VZLWFK KRXVLQJ IRU IRUHLJQ


PDWHULDO

5HPRYH DQ\ IRUHLJQ PDWHULDO

7XUQ 6LJQDO :LOO 1RW &DQFHO


&KHFNV
&KHFN WKH FDQFHOOLQJ PHFKDQLVP IRU EURNHQ RU PLVVLQJ
FRPSRQHQWV

$FWLRQ
5HSODFH WKH FDQFHOOLQJ PHFKDQLVP

7XUQ 6LJQDO'LPPHU 6ZLWFK 'LIILFXOW WR 2SHUDWH


&KHFNV
&KHFN WKH WXUQ VLJQDOGLPPHU VZLWFK DQG WXUQ
VLJQDOGLPPHU VZLWFK OHYHU IRU LPSURSHU LQVWDOODWLRQ

$FWLRQ
5HPRYH DQG LQVSHFW WKH WXUQ VLJQDOGLPPHU VZLWFK
DQG VLJQDOGLPPHU VZLWFK OHYHU 5HLQVWDOO WKH
VLJQDOGLPPHU VZLWFK DQG VLJQDOGLPPHU VZLWFK OHYHU

&KHFN WKH VLJQDOGLPPHU VZLWFK KRXVLQJ IRU IRUHLJQ


PDWHULDO

5HPRYH DQ\ IRUHLJQ PDWHULDO

'$(:22 9 %/

67((5,1* :+((/ $1' &2/801 (  


7XUQ 6LJQDO :LOO 1RW ,QGLFDWH /DQH &KDQJH
&KHFNV

$FWLRQ

&KHFN IRU D EURNHQ ODQH FKDQJH SUHVVXUH SDG RU D


EURNHQ VSULQJ KDQJHU

5HSODFH WKH ODQH FKDQJH SUHVVXUH SDG RU WKH VSULQJ


KDQJHU

&KHFN IRU LPSURSHU IXQFWLRQLQJ RI WKH ODQH FKDQJH


VSULQJ

5HSODFH WKH ODQH FKDQJH VSULQJ

&KHFN WKH WXUQ VLJQDO VZLWFK IRU LPSURSHU LQVWDOODWLRQ

5HSODFH WKH WXUQ VLJQDO VZLWFK

1R 7XUQ 6LJQDO /LJKWV


&KHFNV
&KHFN IRU DQ LQRSHUDWLYH WXUQ VLJQDO IODVKHU

$FWLRQ
5HSODFH WKH WXUQ VLJQDO IODVKHU

&KHFN IRU D IDXOW\ WXUQ VLJQDO VZLWFK

5HSODFH WKH WXUQ VLJQDO VZLWFK

&KHFN WKH FKDVVLV WR FROXPQ FRQQHFWRU IRU DQ


LPSURSHU FRQQHFWLRQ

5HFRQQHFW WKH FKDVVLV WR FROXPQ FRQQHFWRU

7XUQ ,QGLFDWRU /LJKWV 2Q EXW 1RW )ODVKLQJ


&KHFNV

$FWLRQ

&KHFN IRU DQ LQRSHUDWLYH WXUQ VLJQDO IODVKHU

5HSODFH WKH WXUQ VLJQDO IODVKHU

&KHFN IRU D IDXOW\ WXUQ VLJQDO VZLWFK

5HSODFH WKH WXUQ VLJQDO VZLWFK

&KHFN WKH FKDVVLV WR FROXPQ FRQQHFWRU IRU DQ


LPSURSHU FRQQHFWLRQ

5HFRQQHFW WKH FKDVVLV WR FROXPQ FRQQHFWRU

)URQW RU 5HDU 7XUQ 6LJQDO /LJKWV 1RW )ODVKLQJ


&KHFNV
&KHFN IRU D IDXOW\ WXUQ VLJQDO VZLWFK

$FWLRQ
5HSODFH WKH WXUQ VLJQDO VZLWFK

&KHFN WKH FKDVVLV WR FROXPQ FRQQHFWRU IRU DQ


LPSURSHU FRQQHFWLRQ

5HFRQQHFW WKH FKDVVLV WR FROXPQ FRQQHFWRU

7XUQ 6LJQDO /LJKWV )ODVK 9HU\ 6ORZO\


&KHFNV
&KHFN WKH FKDVVLV WR FROXPQ FRQQHFWRU IRU DQ
LPSURSHU FRQQHFWLRQ

$FWLRQ
5HFRQQHFW WKH FKDVVLV WR FROXPQ FRQQHFWRU

,JQLWLRQ 6ZLWFK
(OHFWULFDO 6\VWHP :LOO 1RW )XQFWLRQ
&KHFNV

$FWLRQ

&KHFN WKH LJQLWLRQ VZLWFK IRU GDPDJH

5HSODFH WKH LJQLWLRQ VZLWFK

&KHFN WKH LJQLWLRQ VZLWFK IRU LPSURSHU LQVWDOODWLRQ

5HPRYH DQG LQVSHFW WKH LJQLWLRQ VZLWFK 5HLQVWDOO WKH


LJQLWLRQ VZLWFK

&KHFN WKH LJQLWLRQ VZLWFK HOHFWULFDO FRQQHFWRU IRU


LPSURSHU LQVWDOODWLRQ

5HFRQQHFW WKH LJQLWLRQ VZLWFK HOHFWULFDO FRQQHFWRU


5HSODFH WKH LJQLWLRQ VZLWFK HOHFWULFDO FRQQHFWRU

'$(:22 9 %/

(   67((5,1* :+((/ $1' &2/801


,JQLWLRQ 6ZLWFK :LOO 1RW 7XUQ
&KHFNV

$FWLRQ

&KHFN WKH LJQLWLRQ VZLWFK IRU GDPDJH

5HSODFH WKH LJQLWLRQ VZLWFK

&KHFN WKH LJQLWLRQ VZLWFK IRU LPSURSHU LQVWDOODWLRQ

5HPRYH DQG LQVSHFW WKH LJQLWLRQ VZLWFK 5HLQVWDOO WKH


LJQLWLRQ VZLWFK

:LSHU&UXLVH &RQWURO6ZLWFK DQG /HYHU


6ZLWFK ,QRSHUDWLYH 1R /2: +,*+ ,17(50,77(17 RU :$6+
&KHFNV
&KHFN WKH ZLSHU VZLWFK IRU GDPDJH

$FWLRQ
5HSODFH WKH ZLSHUFUXLVH FRQWURO VZLWFK

&KHFN WKH ZLSHU VZLWFK IRU LPSURSHU LQVWDOODWLRQ

5HPRYH DQG LQVSHFW WKH ZLSHUFUXLVH FRQWURO VZLWFK


5HLQVWDOO WKH ZLSHUFUXLVH FRQWURO VZLWFK

&KHFN WKH FUXLVH FRQWURO VZLWFK IRU GDPDJH

5HSODFH WKH ZLSHUFUXLVH FRQWURO VZLWFK

'$(:22 9 %/

67((5,1* :+((/ $1' &2/801 (  

0$,17(1$1&( $1'
5(3$,5
219(+,&/( 6(59,&(
+($'/$037851 6,*1$/ 6:,7&+
$1' /(9(5
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'LUYH
6LPLODU
5HPRYDO 3URFHGXUH

&(

 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH


 5HPRYH WKH XSSHU DQG WKH ORZHU VWHHULQJ FROXPQ
FRYHU SDQHO VFUHZV
 5HPRYH WKH XSSHU DQG WKH ORZHU VWHHULQJ FROXPQ
FRYHU SDQHOV
 5HPRYH WKH WXUQ VLJQDO VZLWFK E\ SXVKLQJ LQ RQ WKH
WDEV RQ WKH WRS DQG WKH ERWWRP RI WKH VZLWFK KRXVLQJ

&(

 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWLRQV IURP WKH WXUQ


VLJQDO VZLWFK

&(

'$(:22 9 %/

(   67((5,1* :+((/ $1' &2/801


,QVWDOODWLRQ 3URFHGXUH
 &RQQHFW WKH HOHFWULFDO FRQQHFWLRQV WR WKH WXUQ VLJQDO
VZLWFK

&(

 ,QVWDOO WKH WXUQ VLJQDO VZLWFK E\ VQDSSLQJ LW LQWR WKH


VZLWFK KRXVLQJ

&(

 ,QVWDOO WKH XSSHU DQG WKH ORZHU VWHHULQJ FROXPQ FRYHU


SDQHOV ,QVWDOO WKH XSSHU DQG WKH ORZHU VWHHULQJ
FROXPQ FRYHU SDQHO VFUHZV

7LJKWHQ
7LJKWHQ WKH XSSHU DQG WKH ORZHU VWHHULQJ FROXPQ
FRYHU SDQHO VFUHZV WR 1:P OE:LQ 
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&(

'$(:22 9 %/

67((5,1* :+((/ $1' &2/801 (  

:,3(5&58,6( &21752/6:,7&+
$1' /(9(5
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH XSSHU DQG WKH ORZHU VWHHULQJ FROXPQ
FRYHU SDQHO VFUHZV
 5HPRYH WKH XSSHU DQG WKH ORZHU VWHHULQJ FROXPQ
FRYHU SDQHOV

&(

 5HPRYH WKH ZLSHU VZLWFK E\ SXVKLQJ LQ RQ WKH WDEV RQ


WKH WRS DQG WKH ERWWRP RI WKH VZLWFK KRXVLQJ

&(

 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU IURP WKH ZLSHU


VZLWFK 'LVFRQQHFW WKH FUXLVH FRQWURO FRQQHFWRU LI VR
HTXLSSHG

&(

'$(:22 9 %/

(   67((5,1* :+((/ $1' &2/801


,QVWDOODWLRQ 3URFHGXUH
 &RQQHFW WKH HOHFWULFDO FRQQHFWRU WR WKH ZLSHU VZLWFK
&RQQHFW WKH FUXLVH FRQWURO FRQQHFWRU LI VR HTXLSSHG

&(

 ,QVWDOO WKH ZLSHU VZLWFK E\ VQDSSLQJ LW LQWR WKH VZLWFK


KRXVLQJ

&(

 ,QVWDOO WKH XSSHU DQG WKH ORZHU VWHHULQJ FROXPQ FRYHU


SDQHOV ,QVWDOO WKH XSSHU DQG WKH ORZHU VWHHULQJ
FROXPQ FRYHU SDQHO VFUHZV

7LJKWHQ
7LJKWHQ WKH XSSHU DQG WKH ORZHU VWHHULQJ FROXPQ
FRYHU SDQHO VFUHZV WR 1:P OE:LQ 
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&(

'$(:22 9 %/

67((5,1* :+((/ $1' &2/801 (  

67((5,1* :+((/ 527$7,21


6(1625
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH XSSHU DQG WKH ORZHU LQVWUXPHQW WULP
SDQHOV 5HIHU WR 6HFWLRQ ( ,QVWUXPHQWDWLRQ'ULYHU
,QIRUPDWLRQ
 'LVFRQQHFW WKH VWHHULQJ ZKHHO URWDWLRQ VHQVRU
HOHFWULFDO FRQQHFWRU

&(

 5HPRYH WKH LQWHUPHGLDWH VKDIW IURP WKH VWHHULQJ


FROXPQ WR DOORZ UHPRYDO RI WKH VWHHULQJ ZKHHO URWDWLRQ
VHQVRU 5HIHU WR 6WHHULQJ &ROXPQ LQ WKLV VHFWLRQ
 5HPRYH WKH UHWDLQLQJ VFUHZ IURP WKH VWHHULQJ ZKHHO
URWDWLRQ VHQVRU
 5HPRYH WKH VWHHULQJ ZKHHO URWDWLRQ VHQVRU

&(

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH VWHHULQJ ZKHHO URWDWLRQ VHQVRU ZLWK WKH
UHWDLQLQJ VFUHZ

7LJKWHQ
7LJKWHQ WKH VWHHULQJ ZKHHO URWDWLRQ VHQVRU UHWDLQLQJ
VFUHZ WR  1:P  OE:LQ 

&(

'$(:22 9 %/

(   67((5,1* :+((/ $1' &2/801


 ,QVWDOO WKH LQWHUPHGLDWH VKDIW RQWR WKH VWHHULQJ
FROXPQ 5HIHU WR 6WHHULQJ &ROXPQ LQ WKLV VHFWLRQ
 &RQQHFW WKH VWHHULQJ ZKHHO URWDWLRQ VHQVRU HOHFWULFDO
FRQQHFWRU
 ,QVWDOO WKH XSSHU DQG WKH ORZHU LQVWUXPHQW WULP SDQHOV
5HIHU WR 6HFWLRQ ( ,QVWUXPHQWDWLRQ'ULYHU
,QIRUPDWLRQ
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&(

67((5,1* :+((/ :,7+287 6,5


7RROV 5HTXLUHG
.0$ 6WHHULQJ :KHHO 3XOOHU

5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5RWDWH WKH VWHHULQJ ZKHHO WR DOORZ DFFHVV WR WKH
VWHHULQJ ZKHHO KRUQ FDS VFUHZ 5HPRYH WKH KRUQ FDS
VFUHZ
 5RWDWH WKH VWHHULQJ ZKHHO WR DOORZ DFFHVV WR WKH RWKHU
VWHHULQJ ZKHHO KRUQ FDS VFUHZ 5HPRYH WKH KRUQ FDS
VFUHZ

&(

 5HPRYH WKH VWHHULQJ ZKHHO KRUQ FDS DQG GLVFRQQHFW


WKH KRUQ OHDGV

%(

'$(:22 9 %/

67((5,1* :+((/ $1' &2/801 (  


 5HPRYH WKH VWHHULQJ ZKHHO QXW DQG WKH UHWDLQLQJ FOLS

$(

,PSRUWDQW ,Q RUGHU WR LQVWDOO WKH VWHHULQJ ZKHHO


FRUUHFWO\ PDWFK PDUN WKH VWHHULQJ FROXPQ VKDIW WR WKH
VWHHULQJ ZKHHO
 5HPRYH WKH VWHHULQJ ZKHHO XVLQJ WKH VWHHULQJ ZKHHO
SXOOHU .0$
 8QFOLS WKH FRQWDFW ULQJ IURP WKH VWHHULQJ ZKHHO LI
QHFHVVDU\

$%

,QVWDOODWLRQ 3URFHGXUH
 &OLS WKH FRQWDFW ULQJ RQ WKH VWHHULQJ ZKHHO LI
QHFHVVDU\
 $OLJQ WKH PDWFK PDUNV RQ WKH VWHHULQJ ZKHHO DQG WKH
VWHHULQJ FROXPQ VKDIW
 ,QVWDOO WKH UHWDLQLQJ FOLS DQG D QHZ VWHHULQJ ZKHHO QXW

7LJKWHQ
7LJKWHQ WKH VWHHULQJ ZKHHO QXW WR 1:P OE:IW 

$(

'$(:22 9 %/

(   67((5,1* :+((/ $1' &2/801


 %HQG WKH WDEV WR VHFXUH WKH UHWDLQLQJ FOLS
 &RQQHFW WKH KRUQ OHDGV DQG LQVWDOO WKH VWHHULQJ ZKHHO
KRUQ FDS

%(

 5RWDWH WKH VWHHULQJ ZKHHO WR DOORZ DFFHVV WR WKH


VWHHULQJ ZKHHO KRUQ FDS VFUHZ ,QVWDOO WKH KRUQ FDS
VFUHZ
 5RWDWH WKH VWHHULQJ ZKHHO WR DOORZ DFFHVV WR WKH RWKHU
VWHHULQJ ZKHHO KRUQ FDS VFUHZ ,QVWDOO WKH KRUQ FDS
VFUHZ

7LJKWHQ
7LJKWHQ ERWK VWHHULQJ ZKHHO KRUQ FDS VFUHZV WR 
1:P  OE:LQ 
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&(

67((5,1* :+((/ :,7+ 6,5


7RROV 5HTXLUHG
.0$ 6WHHULQJ :KHHO 3XOOHU

5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH 6,5 PRGXOH 5HIHU WR 6HFWLRQ %
6XSSOHPHQWDO ,QIODWDEOH 5HVWUDLQWV
 5HPRYH WKH VWHHULQJ ZKHHO QXW DQG WKH UHWDLQLQJ FOLS

$(

'$(:22 9 %/

67((5,1* :+((/ $1' &2/801 (  


,PSRUWDQW ,Q RUGHU WR LQVWDOO WKH VWHHULQJ ZKHHO
FRUUHFWO\ PDWFK PDUN WKH VWHHULQJ FROXPQ VKDIW WR WKH
VWHHULQJ ZKHHO
 5HPRYH WKH VWHHULQJ ZKHHO XVLQJ WKH VWHHULQJ ZKHHO
SXOOHU .0$
 8QFOLS WKH FRQWDFW ULQJ IURP WKH VWHHULQJ ZKHHO LI
QHFHVVDU\

$%

,QVWDOODWLRQ 3URFHGXUH
 &OLS WKH FRQWDFW ULQJ RQ WKH VWHHULQJ ZKHHO LI
QHFHVVDU\
,PSRUWDQW ,Q RUGHU WR FRUUHFWO\ LQVWDOO WKH VWHHULQJ
ZKHHO PDWFKPDUN WKH VWHHULQJ FROXPQ VKDIW WR WKH
VWHHULQJ ZKHHO
 $OLJQ WKH PDWFK PDUNV RQ WKH VWHHULQJ ZKHHO DQG WKH
VWHHULQJ FROXPQ VKDIW 7XUQ WKH VLJQDO FDQFHOLQJ FDP
RQ WKH ZKHHO WR WKH OHIW
 ,QVWDOO WKH UHWDLQLQJ FOLS DQG WKH VWHHULQJ ZKHHO QXW

7LJKWHQ

$(

7LJKWHQ WKH VWHHULQJ ZKHHO QXW WR 1:P OE:IW 


 %HQG WKH WDEV WR VHFXUH WKH UHWDLQLQJ FOLS
 ,QVWDOO WKH 6,5 0RGXOH 5HIHU WR 6HFWLRQ %
6XSSOHPHQWDO ,QIODWDEOH 5HVWUDLQWV
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

,*1,7,21 /2&. &</,1'(5 $1'


6:,7&+
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH XSSHU DQG WKH ORZHU VWHHULQJ FROXPQ
FRYHU SDQHO E\ UHPRYLQJ WKH VFUHZV
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU IRU WKH
LPPRELOL]HU GHWHFWLRQ FRLO

&(

'$(:22 9 %/

(   67((5,1* :+((/ $1' &2/801


 :LWK WKH NH\ LQ WKH LJQLWLRQ WXUQHG WR WKH SRVLWLRQ
GHVLJQDWHG $&& UHPRYH WKH ORFN F\OLQGHU E\
SUHVVLQJ GRZQ WKH GHWHQW VSULQJ DQG SXOOLQJ WKH ORFN
F\OLQGHU RXW RI WKH VZLWFK F\OLQGHU KRXVLQJ

%(

 5HPRYH WKH LJQLWLRQ VZLWFK UHWDLQLQJ VFUHZ


 'LVFRQQHFW WKH ZLULQJ DQG UHPRYH WKH LJQLWLRQ VZLWFK

$(

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH LJQLWLRQ VZLWFK ZLWK WKH LJQLWLRQ VZLWFK
UHWDLQLQJ VFUHZ

7LJKWHQ
7LJKWHQ WKH LJQLWLRQ VZLWFK UHWDLQLQJ VFUHZ WR 1:P
OE:LQ 
 &RQQHFW WKH ZLULQJ WR WKH LJQLWLRQ VZLWFK

$(

'$(:22 9 %/

67((5,1* :+((/ $1' &2/801 (  


 ,QVWDOO WKH ORFN F\OLQGHU
 &RQQHFW WKH HOHFWULFDO FRQQHFWRU IRU WKH LPPRELOL]HU
GHWHFWLRQ XQLW
 ,QVWDOO WKH XSSHU DQG WKH ORZHU VWHHULQJ FROXPQ FRYHU
SDQHO ZLWK WKH VFUHZV

7LJKWHQ
7LJKWHQ WKH XSSHU DQG WKH ORZHU VWHHULQJ FROXPQ
FRYHU SDQHO VFUHZV WR 1:P OE:LQ 
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&(

67((5,1* &2/801
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
,PSRUWDQW 5HPRYH WKH VWHHULQJ FROXPQ RQO\ LI WKH
IROORZLQJ FRQGLWLRQV H[LVW
- 7KH VWHHULQJ FROXPQ UHTXLUHV UHSODFHPHQW
- 7KH VWHHULQJ DQG WKH LJQLWLRQ ORFN KRXVLQJ UHTXLUH
UHSODFHPHQW
- $QRWKHU RSHUDWLRQ UHTXLUHV WKH UHPRYDO RI WKH
VWHHULQJ FROXPQ
1RWLFH 7KH VWHHULQJ FROXPQ LV H[WUHPHO\ VXVFHSWLEOH WR
GDPDJH DIWHU LW KDV EHHQ UHPRYHG IURP WKH YHKLFOH
'URSSLQJ WKH FROXPQ DVVHPEO\ RQ LWV HQG RU KDPPHULQJ
WKH HQG RI WKH VWHHULQJ VKDIW FDQ FROODSVH WKH VWHHULQJ
VKDIW RU ORRVHQ WKH SODVWLF LQMHFWLRQV ZKLFK PDLQWDLQ
FROXPQ ULJLGLW\ /HDQLQJ RQ WKH FROXPQ FDQ FDXVH LW WR
EHQG RU GHIRUP $Q\ RI WKH DERYH GDPDJH FDQ LPSDLU
WKH FROXPQ
V FROODSVLEOH GHVLJQ ,I LW LV QHFHVVDU\ WR
UHPRYH WKH VWHHULQJ ZKHHO XVH RQO\ WKH VSHFLILHG
VWHHULQJ ZKHHO SXOOHU

5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH DQG OHW WKH
YHKLFOH VLW IRU  PLQXWH WR GHDFWLYDWH WKH DLUEDJ
 5HPRYH WKH WKH ORZHU LQVWUXPHQW WULP SDQHOV 5HIHU
WR 6HFWLRQ ( ,QVWUXPHQWDWLRQ'ULYHU ,QIRUPDWLRQ
 5HPRYH WKH VZLWFK OHYHUV 5HIHU WR 7XUQ 6LJQDO
6ZLWFK DQG /HYHU DQG :LSHU 6ZLWFK DQG /HYHU LQ
WKLV VHFWLRQ
 5HPRYH WKH XSSHU DQG WKH ORZHU VWHHULQJ FROXPQ
FRYHU SDQHO E\ UHPRYLQJ WKH VFUHZV
 5HPRYH WKH LPPRELOL]HU PRGXOH 5HIHU WR 6HFWLRQ 7
5HPRWH .H\OHVV (QWU\ DQG $QWLWKHIW 6\VWHP
&(

'$(:22 9 %/

(   67((5,1* :+((/ $1' &2/801


 'LVFRQQHFW WKH DLUEDJ HOHFWULFDO FRQQHFWLRQV

%(

 'LVFRQQHFW WKH LJQLWLRQ VZLWFK HOHFWULFDO FRQQHFWLRQ

&(

 $GMXVW WKH VWHHULQJ WR WKH VWUDLJKWDKHDG SRVLWLRQ


 5HPRYH WKH SLQFK EROW IURP WKH LQWHUPHGLDWH VKDIW
XQLYHUVDO MRLQW

&(

'$(:22 9 %/

67((5,1* :+((/ $1' &2/801 (  


 'LVFRQQHFW WKH VSHHG VHQVLWLYH VWHHULQJ HOHFWULFDO
FRQQHFWRU

&(

 5HPRYH WKH EROWV KROGLQJ WKH IURQW EUDFNHW RI WKH


VWHHULQJ FROXPQ MDFNHW DVVHPEO\

&(

 5HPRYH WKH QXWV KROGLQJ WKH UHDU EUDFNHW RI WKH


VWHHULQJ FROXPQ MDFNHW DVVHPEO\
 *XLGH WKH VWHHULQJ FROXPQ DVVHPEO\ RXW RI VWHHULQJ
VKDIW IODQJH DQG FDUHIXOO\ OD\ GRZQ WKH DVVHPEO\

&(

'$(:22 9 %/

(   67((5,1* :+((/ $1' &2/801


,QVWDOODWLRQ 3URFHGXUH
,PSRUWDQW )RU SURSHU LQVWDOODWLRQ RI WKH VWHHULQJ
FROXPQ EH VXUH WKH VWHHULQJ ZKHHO VSRNHV DUH FHQWHUHG
GLDJRQDOO\ DQG SRLQWHG GRZQZDUG DQG WKH IURQW ZKHHOV
DUH SRVLWLRQHG LQ WKH VWUDLJKW DKHDG SRVLWLRQ
 &DUHIXOO\ JXLGH WKH VWHHULQJ
LQWHUPHGLDWH VKDIW XQLYHUVDO MRLQW

VKDIW

LQWR

WKH

,PSRUWDQW 3URYLGH VXSSRUW IRU WKH VWHHULQJ FROXPQ


DVVHPEO\ XQWLO WKH PRXQWLQJ QXWV DUH IDVWHQHG 'R QRW
OHW WKH VWHHULQJ FROXPQ DVVHPEO\ KDQJ XQVXSSRUWHG
 ,QVWDOO WKH SLQFK EROW LQWR WKH QRQ WKUHDGHG KROH RI WKH
IODQJH

7LJKWHQ
7LJKWHQ WKH VWHHULQJ VKDIW XQLYHUVDO MRLQW SLQFK EROW WR
1:P OE:IW 
&(

 ,QVWDOO WKH EROWV IRU WKH IURQW EUDFNHW RI WKH VWHHULQJ


FROXPQ MDFNHW DVVHPEO\

7LJKWHQ
7LJKWHQ WKH VWHHULQJ FROXPQ MDFNHW DVVHPEO\ IURQW
EUDFNHW EROWV WR 1:P OE:IW 

&(

 ,QVWDOO WKH QXWV IRU WKH UHDU EUDFNHW RI WKH VWHHULQJ


FROXPQ MDFNHW DVVHPEO\

7LJKWHQ
7LJKWHQ WKH VWHHULQJ FROXPQ MDFNHW DVVHPEO\ UHDU
EUDFNHW QXWV WR 1:P OE:IW 

&(

'$(:22 9 %/

67((5,1* :+((/ $1' &2/801 (  


 &RQQHFW WKH VSHHG VHQVLWLYH VWHHULQJ HOHFWULFDO
FRQQHFWRU

&(

 &RQQHFW WKH LJQLWLRQ VZLWFK HOHFWULFDO FRQQHFWLRQ

&(

 &RQQHFW WKH DLUEDJ HOHFWULFDO FRQQHFWLRQV


 ,QVWDOO WKH VZLWFK OHYHUV 5HIHU WR 7XUQ 6LJQDO
6ZLWFK DQG /HYHU DQG :LSHU 6ZLWFK DQG /HYHU LQ
WKLV VHFWLRQ
 ,QVWDOO WKH LPPRELOL]HU PRGXOH 5HIHU WR 6HFWLRQ 7
5HPRWH .H\OHVV (QWU\ DQG $QWLWKHIW 6\VWHP
 ,QVWDOO WKH ORZHU LQVWUXPHQW WULP SDQHOV 5HIHU WR
6HFWLRQ ( ,QVWUXPHQWDWLRQ'ULYHU ,QIRUPDWLRQ
 ,QVWDOO WKH XSSHU DQG WKH ORZHU VWHHULQJ FROXPQ
FRYHU SDQHO ZLWK WKH VFUHZV

7LJKWHQ

%(

'$(:22 9 %/

7LJKWHQ WKH XSSHU DQG WKH ORZHU VWHHULQJ FROXPQ


SDQHO VFUHZV WR  1:P  OE:LQ 
 ,QVSHFW WKH VWHHULQJ ZKHHO LQ D VWUDLJKWDKHDG
SRVLWLRQ 5HIHU WR 6HFWLRQ & 3RZHU 6WHHULQJ *HDU
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

(   67((5,1* :+((/ $1' &2/801

81,7 5(3$,5
7,/7 67((5,1* &2/801
7RROV 5HTXLUHG
-/RFN 3ODWH $GDSWHU 7LOW
-$ /RFN 3ODWH &RPSUHVVRU
-3LYRW 3LQ 5HPRYHU

'LVDVVHPEO\ 3URFHGXUH

$(

 5HPRYH WKH VWHHULQJ FROXPQ IURP WKH YHKLFOH 5HIHU


WR 6WHHULQJ &ROXPQ LQ WKLV VHFWLRQ
 5HPRYH WKH VWHHULQJ ZKHHO IURP WKH VWHHULQJ FROXPQ
5HIHU WR 6WHHULQJ :KHHO ZLWKRXW 6,5 RU 6WHHULQJ
:KHHO ZLWK 6,5 LQ WKLV VHFWLRQ
 3XOO WKH FDQFHOLQJ FDP VSULQJ IURP WKH XSSHU HQG RI
WKH VKDIW DVVHPEO\ LI LW KDV QRW EHHQ SUHYLRXVO\
UHPRYHG
 5HPRYH WKH WXUQ VLJQDO VZLWFK KRXVLQJ VFUHZV
5HPRYH WKH WXUQ VLJQDO VZLWFK KRXVLQJ IURP WKH
VWHHULQJ FROXPQ KRXVLQJ

$(

 &RPSUHVV WKH VSULQJ UHWDLQHU DQG XSSHU EHDULQJ


VSULQJ ZLWK WKH WLOW ORFN SODWH DGDSWHU -DQG WKH
ORFN SODWH FRPSUHVVRU -$

$(

'$(:22 9 %/

67((5,1* :+((/ $1' &2/801 (  


 5HPRYH WKH UHWDLQLQJ ULQJ

$(

 5HPRYH WKH VSULQJ UHWDLQHU DQG WKH XSSHU EHDULQJ


VSULQJ

$(

 5HPRYH WKH LQQHU UDFH VHDW DQG WKH LQQHU UDFH

$(

'$(:22 9 %/

(   67((5,1* :+((/ $1' &2/801


 3XOO WKH WLOW OHYHO RQ WKH FROXPQ KRXVLQJ DVVHPEO\
DQG WLOW WKH FROXPQ DOO WKH ZD\ XS

$(

 ,QVHUW D 3KLOOLSV VFUHZGULYHU LQWR WKH VTXDUH RSHQLQJ


DW WKH ERWWRP RI WKH VSULQJ UHWDLQHU 3XVK DQG WXUQ
OHIW WR UHOHDVH WKH VSULQJ UHWDLQHU DQG WKH ZKHHO WLOW
VSULQJ
 5HPRYH WKH VSULQJ UHWDLQHU DQG WKH ZKHHO WLOW VSULQJ

$(

 5HPRYH WKH WZR SLYRW SLQV XVLQJ WKH SLYRW SLQ
UHPRYHU -

$(

'$(:22 9 %/

67((5,1* :+((/ $1' &2/801 (  


 3ODFH WKH ORFN F\OLQGHU LQ WKH $&& SRVLWLRQ
 3XOO WKH WLOW OHYHU WR UHOHDVH WKH FROXPQ KRXVLQJ
5HPRYH WKH FROXPQ KRXVLQJ DQG WKH VWHHULQJ VKDIW
IURP WKH KRXVLQJ VXSSRUW

%(

 5HPRYH WKH VKHDU EROWV WKH VKHDU EROW ZDVKHUV


DQG WKH LJQLWLRQ VZLWFK KRXVLQJ IURP WKH VWHHULQJ
FROXPQ KRXVLQJ DV IROORZV
 8VH D PHWDO SXQFK WR VWDUW WKH GULOO KHDG
 'ULOO RII WKH KHDG RI WKH VKHDU EROWV GRZQ WR
WKH VWHHO VKHDU EROW ZDVKHUV ZLWK D PP
LQFK GULOO ELW
 6HSDUDWH WKH ZDVKHUV DQG WKH LJQLWLRQ
VZLWFK KRXVLQJ IURP WKH FROXPQ KRXVLQJ
 5HPRYH WKH WKUHDGHG HQG RI WKH VKHDU
EROWV IURP WKH LJQLWLRQ VZLWFK KRXVLQJ ZLWK
ORFNLQJ SOLHUV
,PSRUWDQW $IWHU GULOOLQJ DQG UHPRYLQJ WKH WKUHDGHG HQG
RI WKH VKHDU EROWV DOO WKH PHWDO VKDYLQJV PXVW EH
FOHDQHG IURP DOO WKH SDUWV
$(

 5HPRYH WKH ORFN F\OLQGHU IURP WKH LJQLWLRQ VZLWFK


KRXVLQJ E\ SXVKLQJ WKH ORFN F\OLQGHU UHOHDVH WDE

$(

'$(:22 9 %/

(   67((5,1* :+((/ $1' &2/801


 5HPRYH WKH LJQLWLRQ VZLWFK UHWDLQLQJ VFUHZ DQG
UHPRYH WKH LJQLWLRQ VZLWFK DVVHPEO\

$(

 5HPRYH WKH VWHHULQJ VKDIW DVVHPEO\ IURP WKH


KRXVLQJ VXSSRUW

$(

 5HPRYH WKH WLOW EXPSHUV ZLWK D SDLU RI SOLHUV

$(

'$(:22 9 %/

67((5,1* :+((/ $1' &2/801 (  


 5HPRYH WKH VXSSRUW VFUHZV DQG UHPRYH WKH
VXSSRUW KRXVLQJ IURP WKH MDFNHW DVVHPEO\

%(

'LVDVVHPEO\ 3URFHGXUH IRU WKH 6WHHULQJ


6KDIW $VVHPEO\
,PSRUWDQW 3ULRU WR VHSDUDWLQJ WKH XSSHU VKDIW IURP WKH
ORZHU VKDIW QRWH WKH UHODWLRQVKLS RI WKH XSSHU VKDIW ZLWK
WKH ORFN EROW VORW DW WKH R
FORFN SRVLWLRQ WR WKH ORZHU
VKDIW SLQFK EROW JURRYH DW WKH R
FORFN SRVLWLRQ 5HIHU WR
WKLV RULHQWDWLRQ IRU SURSHU DVVHPEO\
 3RVLWLRQ WKH XSSHU VKDIW GHJUHHV WR WKH ORZHU VKDIW
DQG VHSDUDWH WKH WZR SDUWV

$(

 5RWDWH WKH FHQWHULQJ VSKHUH GHJUHHV DQG UHPRYH


LW IURP WKH XSSHU VKDIW

$(

'$(:22 9 %/

(   67((5,1* :+((/ $1' &2/801


 6HSDUDWH WKH VSKHUH KDOYHV DQG UHPRYH WKH MRLQW
SUHORDG VSULQJ

$(

$VVHPEO\ 3URFHGXUH IRU WKH 6WHHULQJ


6KDIW $VVHPEO\
 /XEULFDWH WKH FHQWHULQJ VSKHUH KDOYHV DQG WKH MRLQW
SUHORDG VSULQJ ZLWK OLWKLXP JUHDVH
 3ODFH WKH MRLQW SUHORDG VSULQJ EHWZHHQ WKH VSKHUH
KDOYHV ZLWK WKH HQGV RI WKH VSULQJ LQ WKH QRWFKHV

$(

 /XEULFDWH WKH VSKHUH HQG RI WKH XSSHU VKDIW ZLWK


OLWKLXP JUHDVH
 3ODFH WKH VSKHUH LQWR WKH XSSHU VKDIW DQG URWDWH WKH
VSKHUH GHJUHHV

$(

'$(:22 9 %/

67((5,1* :+((/ $1' &2/801 (  


 /XEULFDWH WKH VSKHUH HQG RI WKH ORZHU VKDIW ZLWK
OLWKLXP JUHDVH
,PSRUWDQW 7R LQVXUH SURSHU RSHUDWLRQ WKH XSSHU VKDIW
DQG WKH ORZHU VKDIW PXVW EH DOLJQHG FRUUHFWO\ ZKHQ WKH\
DUH FRQQHFWHG
 3ODFH WKH ORFN EROW VORW RQ WKH XSSHU VKDIW DW WKH
R
FORFN SRVLWLRQ
 3ODFH WKH SLQFK EROW JURRYH QHDU WKH HQG RI WKH ORZHU
VKDIW DW WKH R
FORFN SRVLWLRQ
 &RQQHFW WKH XSSHU VKDIW WR WKH ORZHU VKDIW

$(

$VVHPEO\ 3URFHGXUH
,PSRUWDQW $OO IDVWHQHUV LQ WKH IROORZLQJ VWHSV PXVW EH
VHDWHG ILUPO\ EHIRUH EHLQJ WLJKWHQHG WR VSHFLILFDWLRQV
 &RQQHFW WKH VXSSRUW KRXVLQJ WR WKH MDFNHW DVVHPEO\
ZLWK WKH VXSSRUW VFUHZV

7LJKWHQ
7LJKWHQ WKH VXSSRUW KRXVLQJ VFUHZV WR 1:P
OE:IW 

%(

 &RQQHFW WKH WLOW EXPSHUV WR WKH VXSSRUW KRXVLQJ DQG


VQDS WKHP LQ SODFH

$(

'$(:22 9 %/

(   67((5,1* :+((/ $1' &2/801


 6OLGH WKH VWHHULQJ VKDIW DVVHPEO\ LQWR WKH VXSSRUW
KRXVLQJ

%(

 /XEULFDWH ERWK EHDULQJV LQ WKH FROXPQ KRXVLQJ ZLWK


OLWKLXP JUHDVH 6OLGH WKH FROXPQ KRXVLQJ RQWR WKH
VKDIW DVVHPEO\ DQG WKH KRXVLQJ VXSSRUW

%(

 /XEULFDWH WKH SLYRW SLQV ZLWK OLWKLXP JUHDVH DQG VOLGH


WKH SLQV LQWR WKH KRXVLQJ XQWLO WKH SLQV DUH ERWWRPHG
7DS WKH SLYRW SLQV LQ SODFH
,PSRUWDQW 7KH SLYRW SLQV PXVW EH VWDNHG WR WKH FROXPQ
KRXVLQJ DIWHU LQVWDOODWLRQ 6WDNH HDFK SLQ DW WKUHH HTXDOO\
VSDFHG ORFDWLRQV

$(

'$(:22 9 %/

67((5,1* :+((/ $1' &2/801 (  


 3XOO WKH WLOW OHYHU RQ WKH FROXPQ KRXVLQJ DQG WLOW WKH
FROXPQ DOO WKH ZD\ XS

$(

 /XEULFDWH WKH WLOW VSULQJ ZLWK OLWKLXP JUHDVH


 ,QVWDOO WKH WLOW VSULQJ DQG WKH VSULQJ UHWDLQHU %H VXUH
WKH VSULQJ HQJDJHV WKH ORFDWLQJ WDE RQ WKH VXSSRUW
KRXVLQJ ,QVHUW D 3KLOOLSV VFUHZGULYHU LQWR WKH VTXDUH
RSHQLQJ LQ WKH VSULQJ UHWDLQHU SXVK GRZQ DQG WXUQ
ULJKW WR ORFN LW LQ SODFH

$(

 ,QVWDOO WKH LJQLWLRQ VZLWFK ZLWK WKH LJQLWLRQ VZLWFK


UHWDLQLQJ VFUHZ

7LJKWHQ
7LJKWHQ WKH LJQLWLRQ VZLWFK UHWDLQLQJ VFUHZ WR 1:P
OE:LQ 
 &RQQHFW WKH ZLULQJ 5HIHU WR ,JQLWLRQ /RFN &\OLQGHU
DQG 6ZLWFK LQ WKLV VHFWLRQ

$(

'$(:22 9 %/

(   67((5,1* :+((/ $1' &2/801


,PSRUWDQW 7R HQVXUH WKDW WKH WDE RQ WKH ORFN F\OLQGHU
VKDIW DQG WKH VORWWHG RSHQLQJ RQ WKH LJQLWLRQ VZLWFK DUH LQ
DOLJQPHQW WKH ORFN F\OLQGHU PXVW EH LQ WKH $&& SRVLWLRQ
SULRU WR LQVWDOODWLRQ
 ,QVWDOO WKH ORFN F\OLQGHU LQWR WKH LJQLWLRQ VZLWFK
KRXVLQJ

$(

 $WWDFK WKH LJQLWLRQ VZLWFK KRXVLQJ WR WKH FROXPQ


KRXVLQJ ZLWK WKH VKHDU EROW ZDVKHUV DQG WKH VKHDU
EROWV

7LJKWHQ
7LJKWHQ WKH LJQLWLRQ VZLWFK KRXVLQJ VKHDU EROWV XQWLO
WKH EROW KHDGV VHSDUDWH IURP WKH ERG\ DSSUR[LPDWHO\
1:P OE:LQ 
 3ODFH WKH ORFN F\OLQGHU LQ WKH /2&. SRVLWLRQ DQG
UHPRYH WKH NH\
 5RWDWH WKH VWHHULQJ VKDIW DVVHPEO\ XQWLO WKH ORFN EROW
HQJDJHV DQG ORFNV WKH VWHHULQJ VKDIW LQ SRVLWLRQ
 ,QVWDOO WKH LQQHU UDFH DQG WKH LQQHU UDFH VHDW

$(

 ,QVWDOO WKH XSSHU EHDULQJ VSULQJ DQG WKH VSULQJ


UHWDLQHU

$(

'$(:22 9 %/

67((5,1* :+((/ $1' &2/801 (  


 &RPSUHVV WKH XSSHU EHDULQJ VSULQJ DQG WKH VSULQJ
UHWDLQHU ZLWK WKH WLOW ORFN SODWH DGDSWHU -DQG
WKH ORFN SODWH FRPSUHVVRU -$

$(

 3ODFH WKH UHWDLQLQJ ULQJ LQWR WKH JURRYH RQ WKH XSSHU
VKDIW

$(

 &RQQHFW WKH WXUQ VLJQDO VZLWFK KRXVLQJ WR WKH


VWHHULQJ FROXPQ KRXVLQJ ZLWK WKH WXUQ VLJQDO VZLWFK
KRXVLQJ VFUHZV

7LJKWHQ
7LJKWHQ WKH WXUQ VLJQDO VZLWFK KRXVLQJ VFUHZV WR
1:P OE:LQ 
 ,QVWDOO WKH VWHHULQJ FROXPQ LQWR WKH YHKLFOH 5HIHU WR
6WHHULQJ &ROXPQ LQ WKLV VHFWLRQ
 ,QVWDOO WKH FDQFHOOLQJ FDP VSULQJ DQG WKH VWHHULQJ
ZKHHO RQWR WKH VWHHULQJ FROXPQ 5HIHU WR 6WHHULQJ
:KHHO ZLWKRXW 6,5 RU 6WHHULQJ :KHHO ZLWK 6,5 LQ
WKLV VHFWLRQ

$(

'$(:22 9 %/

(   67((5,1* :+((/ $1' &2/801

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
67((5,1* :+((/ $1' &2/801
&DXWLRQ 7R HQVXUH WKH HQHUJ\ DEVRUELQJ DFWLRQ RI
WKH VWHHULQJ FROXPQ LW LV LPSRUWDQW WR XVH RQO\ WKH
VSHFLILHG VFUHZV EROWV DQG QXWV WLJKWHQHG WR WKH
VSHFLILHG WRUTXH
,Q DGGLWLRQ WR WKH VWHHULQJ IXQFWLRQ WKH VWHHULQJ FROXPQ
SURYLGHV VDIHW\ DQG VHFXULW\
7KH HQHUJ\ DEVRUELQJ FROXPQ LV GHVLJQHG WR FRPSUHVV
LQ D IURQW HQG FROOLVLRQ WR OHVVHQ WKH FKDQFH RI GULYHU
LQMXU\
7KH LJQLWLRQ VZLWFK DQG WKH ORFN DUH PRXQWHG RQ WKH
FROXPQ DOORZLQJ WKH LJQLWLRQ DQG VWHHULQJ RSHUDWLRQV WR
EH ORFNHG WR LQKLELW WKHIW RI WKH FDU
7KH FROXPQ OHYHUV WULJJHU WKH WXUQ VLJQDOV WKH KHDGOLJKW
EHDPV DQG WKH ZLQGVKLHOG ZDVKHU DQG ZLSHUV
$ WLOW VWHHULQJ FROXPQ XVHV D VSKHULFDO MRLQW WR DOORZ WKH
VWHHULQJ ZKHHO WR WLOW XS DQG GRZQ 7KLV HQDEOHV WKH
GULYHU WR DGMXVW WKH VWHHULQJ ZKHHO WR D FRPIRUWDEOH
SRVLWLRQ

,*1,7,21 6:,7&+ .(<+2/( /$03

)RU GHVFULSWLRQ DQG ODPS UHSODFHPHQW LQIRUPDWLRQ UHIHU


WR 6HFWLRQ % /LJKWLQJ 6\VWHPV

,*1,7,21 .(< 5(0,1'(5


7KH LJQLWLRQ NH\ UHPLQGHU DOHUWV WKH GULYHU WKDW WKH NH\ LV
VWLOO LQ WKH LJQLWLRQ ZKHQ WKH GULYHU DWWHPSWV WR H[LW WKH
YHKLFOH
$Q LQWHUQDO VZLWFK LQ WKH LJQLWLRQ ORFN F\OLQGHU VXSSOLHV
EDWWHU\ YROWDJH WR WKH UHPLQGHU FKLPH PRGXOH ZKHQ DOO RI
WKH IROORZLQJ FRQGLWLRQV DUH WUXH
- 7KH NH\ LV LQ WKH LJQLWLRQ VZLWFK
- 7KH LJQLWLRQ LV 2))
- 7KH GULYHU
V GRRU LV RSHQ
)RU LQIRUPDWLRQ RQ UHPRYDO DQG LQVWDOODWLRQ RI WKH
UHPLQGHU FKLPH PRGXOH UHIHU WR 6HFWLRQ (
,QVWUXPHQWDWLRQ'ULYHU ,QIRUPDWLRQ

1RWLFH $SSO\ D WKLQ FRDW RI OLWKLXP JUHDVH WR DOO IULFWLRQ


SRLQWV ZKHQ UHDVVHPEOLQJ
7KH FROXPQ PD\ EH GLVDVVHPEOHG DQG UHDVVHPEOHG
HDVLO\

'$(:22 9 %/

+9$& +($7,1* 9(17,/$7,21


$1' $,5 &21',7,21,1*
&217(176
6(&7,21 $

+($7,1* $1' 9(17,/$7,21 6<67(0

6(&7,21 %

0$18$/ &21752/ +($7,1*


9(17,/$7,21 $1' $,5 &21',7,21,1*
6<67(0

6(&7,21 '

$8720$7,& 7(03(5$785( &21752/


+($7,1* 9(17,/$7,21 $1'
$,5 &21',7,21,1* 6<67(0

6(&7,21 $

+($7,1* $1' 9(17,/$7,21 6<67(0


&$87,21 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH EHIRUH UHPRYLQJ RU LQVWDOOLQJ DQ\ HOHFWULFDO XQLW RU ZKHQ D
WRRO RU HTXLSPHQW FRXOG HDVLO\ FRPH LQ FRQWDFW ZLWK H[SRVHG HOHFWULFDO WHUPLQDOV 'LVFRQQHFWLQJ WKLV FDEOH
ZLOO KHOS SUHYHQW SHUVRQDO LQMXU\ DQG GDPDJH WR WKH YHKLFOH 7KH LJQLWLRQ PXVW DOVR EH LQ /2&. XQOHVV
RWKHUZLVH QRWHG

7$%/( 2) &217(176
6SHFLILFDWLRQV                              $
+HDWHU 7HPSHUDWXUH 6SHFLILFDWLRQV            $
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV            $
6FKHPDWLF DQG 5RXWLQJ 'LDJUDPV           
1RQ $& 'LDJUDP                          
$LUIORZ  7\SLFDO                            
$LUIORZ :LWK 5HDU +HDWLQJ 'XFW              

$
$
$
$

'LDJQRVLV                                  $
+HDWHU 6\VWHP                               $
,QVXIILFLHQW +HDWLQJ RU 'HIURVWLQJ              $
%ORZHU (OHFWULFDO 0DQXDO DQG 1RQ $&        $
,PSURSHU $LU 'HOLYHU\ RU 1R 0RGH 6KLIW
0DQXDO DQG 1RQ $&                    $
7RR 0XFK +HDW                            $
&RQWUROV                                  $
%ORZHU 1RLVH                              $

0DLQWHQDQFH DQG 5HSDLU                   


2Q9HKLFOH 6HUYLFH                         
7HPSHUDWXUH &DEOH $GMXVWPHQW             
7HPSHUDWXUH &RQWURO &DEOH                 
&RQWURO $VVHPEO\                         
&RQWURO $VVHPEO\ .QRE /LJKWLQJ             
+HDWHU$LU 'LVWULEXWRU &DVH $VVHPEO\        
%ORZHU 0RWRU                             
+LJK%ORZHU 5HOD\                        
%ORZHU 5HVLVWRU                           
+HDWHU +RVHV                             

+HDWHU &RUH                               $


5HDU +HDWLQJ 'XFW                          $
&RQWURO 9DFXXP 7DQN                      $
*HQHUDO 'HVFULSWLRQ DQG 6\VWHP
2SHUDWLRQ                                $
+HDWLQJ DQG 9HQWLODWLRQ 6\VWHPV             $

63(&,),&$7,216
+($7(5 7(03(5$785( 63(&,),&$7,216

'$(:22 9 %/

$
$
$
$
$
$
$
$
$
$
$

$PELHQW $LU 7HPSHUDWXUH

+HDWHU 2XWOHW $LU 7HPSHUDWXUH

E& E)

E& E)

E& E)

E& E)

E& E)

E& E)

E& E)

E& E)

$   +($7,1* $1' 9(17,/$7,21 6<67(0

)$67(1(5 7,*+7(1,1* 63(&,),&$7,216


$SSOLFDWLRQ
%ORZHU 0RWRU WR +HDWHU$LU 'LVWULEXWRU &DVH 6FUHZV

1:P


/E:)W


/E:,Q


%ORZHU 0RWRU 5HVLVWRU 6FUHZV



&RQWUROOHU 5HWDLQLQJ 6FUHZV



+HDWHU$LU 'LVWULEXWRU &DVH $VVHPEO\ 6FUHZV



+HDWHU &RUH &RYHU 6FUHZV



+HDWHU &RUH 5HWDLQLQJ %UDFNHW 6FUHZ



9DFXXP 7DQN 0RXQWLQJ 1XWV



'$(:22 9 %/

+($7,1* $1' 9(17,/$7,21 6<67(0 $  

121$&',$*5$0

6&+(0$7,& $1' 5287,1* ',$*5$06

&$

'$(:22 9 %/

$   +($7,1* $1' 9(17,/$7,21 6<67(0

$,5)/2:  7<3,&$/

%%

'$(:22 9 %/

+($7,1* $1' 9(17,/$7,21 6<67(0 $  

$,5)/2: :,7+ 5($5 +($7,1* '8&7


/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH 6LPLODU

&$

'$(:22 9 %/

$   +($7,1* $1' 9(17,/$7,21 6<67(0

',$*126,6
+($7(5 6<67(0
,168)),&,(17 +($7,1* 25 '()5267,1*
&DXWLRQ 7KH FRROLQJ V\VWHP LV SUHVVXUL]HG ZKHQ KRW ,QMXU\ FDQ UHVXOW IURP UHPRYLQJ WKH VXUJH WDQN FDS
EHIRUH WKH HQJLQH LV VXIILFLHQWO\ FRRO
6WHS
















$FWLRQ
9HULI\ WKH FXVWRPHU
V FRPSODLQW
$UH WKH FXVWRPHU
V FRQFHUQV YHULILHG"
&KHFN WKH FRRODQW OHYHO
,V WKH FRRODQW OHYHO FRUUHFW"
$GG FRRODQW DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
&KHFN WKH GULYH EHOWV IRU WHQVLRQ RU GDPDJH
$UH WKH GULYH EHOWV 2."
&RUUHFW DQ\ SUREOHP ZLWK WKH GULYH EHOWV
,V WKH UHSDLU FRPSOHWH"
&KHFN WKH FRRODQW KRVHV IRU OHDNV RU NLQNV
$UH WKH FRRODQW KRVHV 2."
5HSDLU DQ\ SUREOHP ZLWK WKH FRRODQW KRVHV
,V WKH UHSDLU FRPSOHWH"
&KHFN WKH VXUJH WDQN FDS 5HIHU WR 6HFWLRQ '
(QJLQH &RROLQJ
,V WKH VXUJH WDQN FDS 2."
5HSDLU RU UHSODFH WKH VXUJH WDQN FDS DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH $& VZLWFK 2)) RQ YHKLFOHV HTXLSSHG
ZLWK DLU FRQGLWLRQLQJ $& 
 6HW WKH EORZHU PRWRU VZLWFK RQ PD[LPXP VSHHG
 6HW WKH KHDWHU FRQWURO WR IXOO KRW
 7XUQ WKH LJQLWLRQ 21
 &KHFN IRU DLUIORZ IURP WKH YHQW RXWOHW
,V WKHUH KHDY\ DLUIORZ IURP WKH YHQW RXWOHW"
&KHFN IRU D FKDQJH LQ WKH DLUIORZ DW YDULRXV EORZHU
VSHHGV
'RHV WKH EORZHU VSHHG LQFUHDVH DV WKH VZLWFK LV
WXUQHG IURP PLQLPXP WR PD[LPXP"





7XUQ WKH $& VZLWFK 2))


6HW WKH WHPSHUDWXUH OHYHU WR IXOO KRW
6HW WKH EORZHU PRWRU VZLWFK RQ PD[LPXP VSHHG
:LWK WKH HQJLQH VXIILFLHQWO\ FRRO UHPRYH WKH
VXUJH WDQN FDS
 6WDUW WKH YHKLFOH DQG LGOH WKH HQJLQH
 :DWFK IRU WKH IORZ RI WKH FRRODQW
,V WKH FRRODQW IORZ YLVLEOH"

9DOXH V

<HV

1R

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR %ORZHU
(OHFWULFDO
0DQXDO DQG
1RQ $&

*R WR 6WHS 

*R WR 6WHS 

'$(:22 9 %/

+($7,1* $1' 9(17,/$7,21 6<67(0 $  


,QVXIILFLHQW +HDWLQJ RU 'HIURVWLQJ &RQW
G
6WHS

$FWLRQ

9DOXH V



 &KHFN WKH V\VWHP IRU WKH IROORZLQJ SUREOHPV


- 5HVWULFWLRQ LQ WKH FRROLQJ V\VWHP
- )DLOHG ZDWHU SXPS LPSHOOHU
- )DXOW\ WKHUPRVWDW
 0DNH UHSDLUV WR WKH FRROLQJ V\VWHP DV QHHGHG
$UH WKH UHSDLUV FRPSOHWH"













'$(:22 9 %/

 ,QVWDOO WKH VXUJH WDQN FDS


 :LWK WKH LJQLWLRQ 21 DOORZ WKH HQJLQH WR ZDUP XS
IRU DERXW  PLQXWHV 'ULYH WKH YHKLFOH DW  NPK
 PSK 
 8VH D WKHUPRPHWHU WR PHDVXUH WKH DPELHQW DLU
WHPSHUDWXUH DQG WKH GLVFKDUJH DLU WHPSHUDWXUH DW
5HIHU WR
WKH KHDWHU RXWOHW
+HDWHU
'RHV WKH KHDWHU RXWSXW PHHW WKH PLQLPXP YDOXHV
7HPSHUDWXUH
JLYHQ"
6SHFLILFDWLRQV
 &KHFN WKH YHKLFOH IRU FROG DLU OHDNV DW WKH
IROORZLQJ ORFDWLRQV
- 'DVK
- +HDWHU FDVHV
- 9HQWV
 &KHFN XQGHU WKH VHDW IRU REVWUXFWLRQV
 5HSDLU DQ\ OHDNV RU REVWUXFWLRQV
$UH WKH UHSDLUV FRPSOHWH"
 7XUQ WKH LJQLWLRQ 2))
 7XUQ WKH WHPSHUDWXUH FRQWURO NQRE WR IXOO FROG
WKHQ UDSLGO\ WR IXOO KRW
 /LVWHQ IRU WKH VRXQG RI WKH WHPSHUDWXUH GRRU VODP
MXVW EHIRUH UHDFKLQJ WKH HQG RI WKH WUDYHO UDQJH RI
WKH FRQWURO NQRE
'RHV WKH GRRU VODP"
 &KHFN WKH IROORZLQJ DVSHFWV RI WKH WHPSHUDWXUH
GRRU
- 7UDYHO
- &DEOHV
- /LQNDJH
 9HULI\ WKH DFFXUDF\ RI WKH WHPSHUDWXUH FRQWUROV DW
IXOO KRW
 9HULI\ WKH DFFXUDF\ RI WKH WHPSHUDWXUH FRQWUROV DW
IXOO FROG
,V WKH UHSDLU FRPSOHWH"
 6HW WKH WHPSHUDWXUH FRQWURO NQRE WR IXOO KRW
 6WDUW WKH YHKLFOH
 &KHFN WKH WHPSHUDWXUH RI WKH KHDWHU LQOHW KRVH
DQG WKH KHDWHU RXWOHW KRVH E\ IHHO 7KH DLU
WHPSHUDWXUH DURXQG WKH KRVHV VKRXOG EH DW OHDVW
E& E) 
,V WKH KHDWHU LQOHW KRVH KRW DQG WKH KHDWHU RXWOHW
KRVH ZDUP"
&KHFN WKH WKHUPRVWDW 5HIHU WR 6HFWLRQ ' (QJLQH
&RROLQJ
,V WKH WKHUPRVWDW LQVWDOOHG DQG VHDWHG SURSHUO\"

<HV

1R

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.


*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

$   +($7,1* $1' 9(17,/$7,21 6<67(0


,QVXIILFLHQW +HDWLQJ RU 'HIURVWLQJ &RQW
G
6WHS

$FWLRQ

9DOXH V



5HSODFH WKH WKHUPRVWDW 5HIHU WR 6HFWLRQ ' (QJLQH


&RROLQJ
,V WKH UHSDLU FRPSOHWH"



5HLQVWDOO WKH WKHUPRVWDW


,V WKH UHSDLU FRPSOHWH"
























,QVSHFW WKH KHDWHU KRVHV IRU SURSHU LQVWDOODWLRQ


$UH WKH KHDWHU KRVHV UHYHUVHG"
5HLQVWDOO WKH KHDWHU KRVHV SURSHUO\
,V WKH UHSDLU FRPSOHWH"
%DFN IOXVK WKH KHDWHU FRUH
'UDLQ WKH FRROLQJ V\VWHP
5HSODFH WKH FRRODQW
:DUP WKH HQJLQH WR DQ DYHUDJH RSHUDWLQJ
WHPSHUDWXUH
 )HHO WKH KHDWHU LQOHW KRVH DQG WKH KHDWHU RXWOHW
KRVH
,V WKH KHDWHU LQOHW KRVH KRW DQG WKH KHDWHU RXWOHW
KRVH ZDUP"

<HV
6\VWHP 2.

1R


6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 






5HSODFH WKH KHDWHU FRUH


,V WKH UHSDLU FRPSOHWH"
5HFKHFN WKH V\VWHP XVLQJ WKH &RQWURO
6HWWLQJV&RUUHFW 5HVXOWV WHVWV 5HIHU WR ,PSURSHU
$LU 'HOLYHU\ RU 1R 0RGH 6KLIW LQ WKLV VHFWLRQ
,V WKH UHSDLU FRPSOHWH"
&KHFN IRU DLUIORZ IURP WKH GHIURVWHU RU WKH YHQW
RXWOHWV
,V WKHUH KLJK DLUIORZ IURP WKH GHIURVWHU RU WKH YHQW
RXWOHWV"
 &KHFN WKH KHDWHU GRRU DW WKH IORRU DQG WKH YHQW
GRRU WR JHW WKH SURSHU DLUIORZ DQG WR YHULI\ SURSHU
RSHUDWLRQ
 5HSDLU DV UHTXLUHG
,V WKH UHSDLU FRPSOHWH"
6ZLWFK WKH PRGH NQRE WR GHIURVW
,V WKH GHIURVWHU DLUIORZ 2."
 5HPRYH WKH KHDWHU RXWOHW DQG FKHFN IRU
REVWUXFWLRQV
 5HPRYH DQ\ REVWUXFWLRQV LQ WKH KHDWHU RXWOHW
,V WKH UHSDLU FRPSOHWH"
&KHFN IRU DQ DLUIORZ FKDQJH DW YDULRXV EORZHU
VSHHGV
'RHV WKH EORZHU VSHHG LQFUHDVH DV WKH FRQWURO LV
WXUQHG IURP PLQLPXP WR PD[LPXP"
&KHFN IRU REVWUXFWLRQV LQ WKH V\VWHP DW WKH EORZHU
LQOHW DQG DW WKH DLU ILOWHU LI WKH YHKLFOH LV HTXLSSHG
ZLWK RQH
$UH WKHUH DQ\ REVWUXFWLRQV"
5HPRYH WKH REVWUXFWLRQV LQ WKH V\VWHP DW WKH EORZHU
LQOHW RU UHSODFH D FORJJHG ILOWHU
,V WKH UHSDLU FRPSOHWH"





6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR %ORZHU
(OHFWULFDO
0DQXDO DQG
1RQ $&

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

'$(:22 9 %/

+($7,1* $1' 9(17,/$7,21 6<67(0 $  


,QVXIILFLHQW +HDWLQJ RU 'HIURVWLQJ &RQW
G
6WHS

$FWLRQ

9DOXH V



 6HW WKH EORZHU RQ PD[LPXP VSHHG


 5RWDWH WKH WHPSHUDWXUH FRQWURO IURP IXOO KRW WR IXOO
FROG
 /LVWHQ IRU DQ DLUIORZ FKDQJH
'RHV WKH DLUIORZ FKDQJH"





 &KHFN WKH IROORZLQJ DVSHFWV RI WKH WHPSHUDWXUH


GRRU
- 7UDYHO
- &DEOHV
- /LQNDJH
- &RQWURO
 9HULI\ WKH DFFXUDF\ RI WKH WHPSHUDWXUH FRQWURO DW
IXOO KRW
,V WKH UHSDLU FRPSOHWH"
 &KHFN WKH V\VWHP IRU DQ\ REVWUXFWLRQ EHWZHHQ
WKH EORZHU DQG WKH V\VWHP RXWOHWV
 5HPRYH DQ\ REVWUXFWLRQ
,V WKH UHSDLU FRPSOHWH"

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 



*R WR 6WHS 

%/2:(5 (/(&75,&$/ 0$18$/ $1' 121 $&


6WHS


$FWLRQ
9HULI\ WKH FXVWRPHU
V FRPSODLQW
$UH WKH FXVWRPHU
V FRQFHUQV YHULILHG"

7XUQ WKH EORZHU 21


'RHV WKH EORZHU UXQ DW DQ\ VSHHG"

 'LVFRQQHFW WKH SRZHU FRQQHFWRU IURP WKH EORZHU


PRWRU XQGHU WKH GDVKERDUG RQ WKH SDVVHQJHU VLGH
RI WKH YHKLFOH
 7XUQ WKH LJQLWLRQ 21
 7XUQ WKH EORZHU 21
 7HVW IRU YROWDJH RQ WKH FRQQHFWRU 7KH WHUPLQDO
FRQQHFWHG WR WKH 33/ ZLUH LV SRVLWLYH DQG WKH
WHUPLQDO FRQQHFWHG WR WKH %/. ZLUH LV QHJDWLYH
,V WKLV YROWDJH SUHVHQW"

9DOXH V

<HV

1R

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

 9

*R WR 6WHS 

*R WR 6WHS 

5HSODFH WKH EORZHU PRWRU


,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.

&KHFN IXVH () LQ WKH HQJLQH IXVH EORFN


,V WKH IXVH EORZQ"

*R WR 6WHS 

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ 21


 8VH D VKRUW GHWHFWRU WR ORFDWH D SRVVLEOH VKRUW LQ
WKH IROORZLQJ ORFDWLRQV
- )XVH SDQHO WR EORZHU VSHHG VZLWFK
- %ORZHU VSHHG VZLWFK WR KHDWHU UHVLVWRU EORFN
- +HDWHU UHVLVWRU EORFN WR EORZHU PRWRU
- %ORZHU VSHHG VZLWFK WR EORZHU +, UHOD\
 5HSDLU DQ\ VKRUW
 5HSODFH DQ\ EORZQ IXVH
,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

6\VWHP 2.

$   +($7,1* $1' 9(17,/$7,21 6<67(0


%ORZHU (OHFWULFDO 0DQXDO DQG 1RQ $& &RQW
G
6WHS




















$FWLRQ
 7XUQ WKH LJQLWLRQ 21
 6HW WKH EORZHU VZLWFK RQ 
 &KHFN WKH EORZHU PRWRU JURXQG
,V WKH JURXQG 2."
5HSDLU WKH EORZHU PRWRU JURXQG
,V WKH UHSDLU FRPSOHWH"
&KHFN WKH PRWRU FRQQHFWRU ZLWK D  YROW WHVW OLJKW
'RHV WKH WHVW OLJKW FRPH RQ"
5HSDLU WKH RSHQ LQ WKH IHHG ZLUH IURP WKH UHVLVWRU
EORFN WR WKH EORZHU PRWRU
,V WKH UHSDLU FRPSOHWH"
8VH WKH  YROW WHVW OLJKW WR FKHFN WKH SRZHU IHHG
WHUPLQDO RQ WKH EORZHU VSHHG VZLWFK
'RHV WKH OLJKW FRPH RQ"
5HSODFH WKH EORZHU VSHHG VZLWFK
,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH RSHQ LQ WKH SRZHU ZLUH IURP WKH EORZHU
VSHHG VZLWFK WR WKH IXVH SDQHO
,V WKH UHSDLU FRPSOHWH"
7XUQ WKH EORZHU RQ VSHHG 
'RHV WKH EORZHU IDLO WR RSHUDWH DW VSHHG "
&KHFN IXVH () LQ WKH HQJLQH IXVH EORFN
,V WKLV IXVH EORZQ"
 7XUQ WKH LJQLWLRQ 21
 6HW WKH EORZHU PRWRU VZLWFK RQ 
 8VH D VKRUW GHWHFWRU WR ORFDWH D SRVVLEOH VKRUW LQ
WKH IROORZLQJ ORFDWLRQV
- (QJLQH IXVH SDQHO WR EORZHU +, UHOD\
- %ORZHU +, UHOD\ WR EORZHU PRWRU
 5HSDLU DQ\ VKRUW
 5HSODFH WKH () IXVH
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ VZLWFK 21
 6HW WKH EORZHU VZLWFK RQ 
 &KHFN IRU  YROWV RQ WKH EORZHU +, UHOD\ FRLO
WHUPLQDO IURP WKH EORZHU VSHHG VZLWFK WHUPLQDO $
,V WKLV YROWDJH SUHVHQW"
5HSODFH WKH EORZHU VSHHG VZLWFK
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 2))
 &KHFN IRU RSHQV LQ WKH IROORZLQJ ORFDWLRQV
- () IXVH WR EORZHU +, UHOD\
- %ORZHU VSHHG VZLWFK WR EORZHU +, UHOD\
- %ORZHU +, UHOD\ WR JURXQG
- %ORZHU +, UHOD\ WR EORZHU PRWRU
 5HSDLU DQ\ RSHQV
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.


6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

6\VWHP 2.

*R WR 6WHS 

'$(:22 9 %/

+($7,1* $1' 9(17,/$7,21 6<67(0 $  


%ORZHU (OHFWULFDO 0DQXDO DQG 1RQ$& &RQW
G
6WHS

$FWLRQ



5HSODFH WKH EORZHU +, UHOD\


,V WKH UHSDLU FRPSOHWH"



 'LVFRQQHFW WKH UHVLVWRU EORFN FRQQHFWRU


 &RQQHFW RQH OHDG RI D VHOI SRZHUHG WHVW OLJKW WR
DQ\ VLQJOH OHDG RQ WKH UHVLVWRU EORFN 8VH WKH
RWKHU OHDG WR SUREH HDFK RI WKH RWKHU WZR
WHUPLQDOV
'RHV WKH WHVW OLJKW LOOXPLQDWH RQ DOO WHUPLQDOV"

9DOXH V

<HV

1R

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 



5HSODFH WKH UHVLVWRU EORFN


,V WKH UHSDLU FRPSOHWH"



 7XUQ WKH LJQLWLRQ WR /2&.


 'LVFRQQHFW WKH FRQQHFWRU IURP WKH UHVLVWRU EORFN
 &RQQHFW D MXPSHU OHDG IURP WKH SRVLWLYH WHUPLQDO
RQ WKH EDWWHU\ WR DQ\ ZLUH WHUPLQDO LQ WKH
FRQQHFWRU
 8VH D YROW WHVW OLJKW WR FKHFN IRU YROWDJH IURP
WKH FRUUHVSRQGLQJ ZLUH RQ WKH EORZHU VSHHG
VZLWFK
 5HSHDW WKH VDPH WHVW RQ WKH RWKHU ZLUHV
'RHV WKH ODPS OLJKW RQ DOO WKUHH ZLUHV"



5HSODFH WKH EORZHU VSHHG VZLWFK


,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.



5HSDLU WKH RSHQ LQ WKH DIIHFWHG ZLUH


,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.

,03523(5 $,5 '(/,9(5< 25 12 02'( 6+,)7 0$18$/ $1' 121 $&


7KLV SURFHGXUH SURYLGHV D WHVW RI DOO IXQFWLRQV RI WKH KHDWHUGHIURVWHU XQLW
 :DUP XS WKH YHKLFOH
 .HHS WKH HQJLQH UXQQLQJ
 3HUIRUP WKH WHVWV RXWOLQHG LQ WKH WDEOH EHORZ DQG ORRN IRU WKH UHVXOWV LQGLFDWHG
&21752/ 6(77,1*6

&255(&7 5(68/76

02'(
.12%

7(03
&21752/

%/2:(5
02725
6:,7&+

%/2:(5
63(('

32:(5
9(17
287/(7

)/225
287/(7

'()5267
287/(7

6,'(
:,1'2:
287/(7

9HQW

&ROG

2II

2II

1R
$LUIORZ

1R
$LUIORZ

1R
$LUIORZ

1R
$LUIORZ

9HQW

&ROG

+LJK

$PELHQW
$LUIORZ

1R
$LUIORZ

1R
$LUIORZ

1R
$LUIORZ

)ORRU

&ROG WR +RW

+LJK

1R
$LUIORZ

&ROG WR +RW
$LUIORZ

0LQLPXP
&ROG WR +RW
$LUIORZ

0LQLPXP
&ROG WR +RW
$LUIORZ

'HIURVWHU

&ROG WR +RW

+LJK

1R
$LUIORZ

0LQLPXP
&ROG WR +RW
$LUIORZ

&ROG WR +RW
$LUIORZ

0LQLPXP
&ROG WR +RW
$LUIORZ

,I DQ\ RI WKHVH VHWWLQJV GRHV QRW SURGXFH WKH FRUUHFW UHVXOWV SHUIRUP WKH IROORZLQJ GLDJQRVWLF SURFHGXUH

'$(:22 9 %/

$   +($7,1* $1' 9(17,/$7,21 6<67(0


,PSURSHU $LU 'HOLYHU\ RU 1R 0RGH 6KLIW 0DQXDO DQG 1RQ $& &RQW
G
6WHS


$FWLRQ
9HULI\ WKH FXVWRPHU
V FRPSODLQW
$UH WKH FXVWRPHU
V FRQFHUQV YHULILHG"
 ([DPLQH WKH DIIHFWHG GRRU LQ WKH XQLW IRU SURSHU
DWWDFKPHQW WR WKH YDFXXP DFWXDWRU
 &KHFN WKH DFWXDWRU FRQQHFWLRQ WR WKH GRRU
 &KHFN WKDW WKH YDFXXP KRVH LV SURSHUO\
FRQQHFWHG
,V HYHU\WKLQJ FRQQHFWHG SURSHUO\"
5HSDLU DV QHFHVVDU\
,V WKH UHSDLU FRPSOHWH"
 'LVFRQQHFW WKH DFWXDWRU DW WKH GRRU
 &KHFN WKH UDQJH RI WKH GRRU WUDYHO DQG WKH HIIRUW
UHTXLUHG WR PRYH LW
'RHV WKH GRRU PRYH IUHHO\ WKURXJK LWV HQWLUH UDQJH
RI WUDYHO VR WKDW LW FDQ FORVH DW ERWK HQGV RI WKH
UDQJH"

&KHFN WKH WUDYHO RI WKH DFWXDWRU E\ WXUQLQJ WKH


FRQWURO NQRE ZLWK WKH HQJLQH UXQQLQJ
,V WKH DFWXDWRU WUDYHO 2."

 5HLQVWDOO WKH DFWXDWRU


 5HFKHFN WKH V\VWHP XVLQJ WKH &RQWURO
6HWWLQJV&RUUHFW 5HVXOWV WHVWV LQ WKLV SURFHGXUH
'RHV WKH V\VWHP SHUIRUP SURSHUO\"

9DOXH V

<HV

1R

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 &KHFN WKH YDFXXP KRVH DW WKH FRQWURO


 &KHFN IRU D EURNHQ FRQWURO
,V WKHUH D SUREOHP ZLWK WKH YDFXXP KRVH RU WKH
FRQWURO"

5HSDLU WKH YDFXXP KRVH RU WKH FRQWURO DV


QHFHVVDU\
,V WKH UHSDLU FRPSOHWH"

5HFKHFN WKH V\VWHP XVLQJ WKH &RQWURO


6HWWLQJV&RUUHFW 5HVXOWV WHVWV LQ WKLV SURFHGXUH
,V WKH UHSDLU FRPSOHWH"



&KHFN IRU DLUIORZ IURP WKH GHIURVWHU RU WKH YHQW


RXWOHWV
,V WKHUH KLJK DLUIORZ IURP WKH GHIURVWHU RU WKH YHQW
RXWOHWV"



$GMXVW WKH KHDWHU GRRU DW WKH IORRU DQG WKH YHQW GRRU
WR JHW WKH SURSHU DLUIORZ
,V WKH UHSDLU FRPSOHWH"







6ZLWFK WKH PRGH NQRE WR GHIURVW


,V WKH GHIURVWHU DLUIORZ 2."
 5HPRYH WKH KHDWHU RXWOHW
 &KHFN WKH KHDWHU RXWOHW IRU REVWUXFWLRQV
 5HPRYH DQ\ REVWUXFWLRQV LQ WKH KHDWHU RXWOHW
,V WKH UHSDLU FRPSOHWH"
&KHFN WKH EORZHU VSHHGV IRU FKDQJH LQ WKH DLUIORZ
'RHV WKH EORZHU VSHHG LQFUHDVH DV WKH FRQWURO LV
WXUQHG IURP  WR "

6\VWHP 2.
*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

*R WR 6WHS 

*R WR %ORZHU
(OHFWULFDO
0DQXDO DQG
1RQ $&

'$(:22 9 %/

+($7,1* $1' 9(17,/$7,21 6<67(0 $  


,PSURSHU $LU 'HOLYHU\ RU 1R 0RGH 6KLIW 0DQXDO DQG 1RQ $& &RQW
G
6WHS









$FWLRQ
 &KHFN IRU REVWUXFWLRQV LQ WKH V\VWHP DW WKH
EORZHU LQOHW DQG FKHFN WKH DLU ILOWHU LI WKH YHKLFOH LV
VR HTXLSSHG
 5HPRYH DQ\ REVWUXFWLRQV DW WKH EORZHU LQOHW DQG
UHSODFH WKH ILOWHU LI LW LV FORJJHG
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 6HW WKH EORZHU RQ 


 5RWDWH WKH WHPSHUDWXUH FRQWURO IURP IXOO KRW WR IXOO
FROG
 /LVWHQ IRU DQ DLUIORZ FKDQJH
'RHV WKH DLUIORZ FKDQJH"

 &KHFN WKH WHPSHUDWXUH GRRU WKH FDEOH WKH


OLQNDJH DQG WKH FRQWURO
 $GMXVW WKH WHPSHUDWXUH FRQWURO WR IXOO KRW
,V WKH UHSDLU FRPSOHWH"

 &KHFN WKH V\VWHP IRU DQ\ REVWUXFWLRQ EHWZHHQ


WKH EORZHU DQG WKH V\VWHP RXWOHWV
 5HPRYH DQ\ REVWUXFWLRQ EHWZHHQ WKH EORZHU DQG
WKH V\VWHP RXWOHWV
,V WKH UHSDLU FRPSOHWH"


6\VWHP 2.


6\VWHP 2.

722 08&+ +($7


6WHS

$FWLRQ

9HULI\ WKH FXVWRPHU


V FRPSODLQW
$UH WKH FXVWRPHU
V FRQFHUQV YHULILHG"

,V WKHUH WRR PXFK KHDW ZKHQ WKH PRGH VZLWFK LV LQ


WKH IORRU SRVLWLRQ"

,V WKHUH REMHFWLRQDEOH GHIURVWHU EOHHG"

 &KHFN WKH GRRU WUDYHO WKH FDEOH WKH YDFXXP


DFWXDWRUV DQG WKH OLQNDJH IRU WKH KHDWHU DQG WKH
GHIURVWHU
 $GMXVW RU UHSDLU DV UHTXLUHG
,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

9DOXH V

<HV

1R

*R WR 6WHS 

6\VWHP 2.




*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.

 ,Q YHKLFOHV HTXLSSHG ZLWK $& VHW WKH $& VZLWFK


2))
 ,Q DOO YHKLFOHV VHW WKH EORZHU VSHHG WR PD[LPXP
 6HW WKH WHPSHUDWXUH WR IXOO KRW
 7XUQ WKH LJQLWLRQ VZLWFK 21
 6WDUW WKH HQJLQH
 &KHFN IRU DLUIORZ IURP WKH IORRU RXWOHWV
 &KHFN WKH IORRU RXWOHW DWWDFKPHQW
,V WKH DLUIORZ KLJK"

&KHFN IRU D FKDQJH LQ WKH DLUIORZ DW GLIIHUHQW EORZHU


VSHHGV
'RHV WKH DLUIORZ FKDQJH DV WKH VHWWLQJ IRU WKH
EORZHUVSHHG VZLWFK LV FKDQJHG"

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR %ORZHU
(OHFWULFDO
0DQXDO DQG
1RQ $&

$   +($7,1* $1' 9(17,/$7,21 6<67(0


7RR 0XFK +HDW &RQW
G
6WHS

$FWLRQ

9DOXH V

 &KHFN WKH WHPSHUDWXUH GRRU WUDYHO WKH FDEOH DQG


WKH OLQNDJH
 $GMXVW WR IXOO FROG
 &KHFN IRU IXOO KRW
,V WKH UHSDLU FRPSOHWH"

$GMXVW RU UHSDLU WKH IORRUGHIURVWHU DQGRU WKH YHQW


IORRU PRGH
,V WKH UHSDLU FRPSOHWH"

,Q WKH YHQW SRVLWLRQ LV WKH SUREOHP REMHFWLRQDEOH


EOHHG"



 &KHFN WKH V\VWHP FDVH IRU OHDNV


 &KHFN WKH IORRU RXWOHW DWWDFKPHQW
$UH WKHUH SUREOHPV"



5HSDLU WKH V\VWHP FDVH RU WKH IORRU RXWOHW DWWDFKPHQW


DV UHTXLUHG
,V WKH UHSDLU FRPSOHWH"











 7XUQ WKH LJQLWLRQ VZLWFK 2))


 7XUQ WKH WHPSHUDWXUH FRQWURO NQRE WR IXOO KRW WKHQ
UDSLGO\ WR IXOO FROG
'R \RX KHDU WKH GRRU VODP MXVW EHIRUH \RX UHDFK WKH
HQG RI WKH FRQWURO WUDYHO"
$GMXVW WKH YHQW GRRU WR YHQW PRUH
,V WKH UHSDLU FRPSOHWH"
 &KHFN WKH WHPSHUDWXUH GRRU WUDYHO WKH FDEOH DQG
WKH OLQNDJH
 9HULI\ WKDW WKH WHPSHUDWXUH GRRU JRHV WR IXOO FROG
 &KHFN WKH WHPSHUDWXUH GRRU IRU IXOO KRW
,V WKH WHPSHUDWXUH GRRU WUDYHO FRUUHFW"
 6HW WKH IUHVK DLUUHFLUFXODWLQJ DLU FRQWURO WR IUHVK
DLU LQGLFDWRU ODPS RII 
 6HW WKH WHPSHUDWXUH FRQWURO WR IXOO FROG
 6WDUW WKH YHKLFOH DQG DOORZ WKH HQJLQH WR ZDUP XS
 0HDVXUH WKH DLU WHPSHUDWXUH DW WKH EORZHU LQOHW
RU FRZO DQG DW WKH YHQW DLU RXWOHW LQVLGH WKH
YHKLFOH
,V WKH RXWOHW DLU PRUH WKDQ E& E) ZDUPHU WKDQ
WKH LQOHW DLU"
 &KHFN IRU KRW DLU OHDNV IURP WKH HQJLQH
FRPSDUWPHQW WR WKH EORZHU LQOHW
 5HSDLU DV QHHGHG
,V WKH UHSDLU FRPSOHWH"

<HV

1R


6\VWHP 2.

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.





6\VWHP 2.

*R WR 6WHS 


6\VWHP 2.

6\VWHP 2.

'$(:22 9 %/

+($7,1* $1' 9(17,/$7,21 6<67(0 $  

&21752/6
6WHS





$FWLRQ
9HULI\ WKH FXVWRPHU
V FRPSODLQW
$UH WKH FXVWRPHU
V FRQFHUQV YHULILHG"
0RYH FRQWUROV RWKHU WKDQ WKH WHPSHUDWXUH
DGMXVWPHQW
,V DQ H[FHVVLYH HIIRUW UHTXLUHG WR PRYH WKH FRQWUROV"
0RYH WKH WHPSHUDWXUH FRQWURO
,V DQ H[FHVVLYH HIIRUW UHTXLUHG WR PRYH WKH FRQWURO"
0RYH WKH EORZHU FRQWURO WR PD[LPXP
'RHV WKH WHPSHUDWXUH GRRU PRYH WRR HDVLO\"

9DOXH V

<HV

1R




*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

5HPRYH WKH FDEOH IURP WKH FRQWUROOHU


'RHV WKH FRQWURO NQRE WXUQ IUHHO\ ZLWKRXW WKH FOLFN
VWRSV"

&KHFN WKH FDEOHV IRU LPSURSHU URXWLQJ NLQNV ZLULQJ


LQWHUIHUHQFH RU RWKHU LQVWUXPHQW SDQHO LQWHUIHUHQFH
,V WKHUH D SUREOHP"








5HSDLU DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
 5HPRYH WKH FDEOH IURP WKH WHPSHUDWXUH GRRU
 &\FOH WKH GRRU PDQXDOO\
 &KHFN IRU GRRU ELQGLQJ
,V WKHUH DQ\ GRRU ELQGLQJ"
&KHFN WKH GRRU VHDO IRU SURSHU LQVWDOODWLRQ
,V WKH GRRU VHDO 2."
 &KHFN D ELQGLQJ GRRU IRU VKDIW DOLJQPHQW D EHQW
VKDIW D EHQW GRRU RU D ZDUSHG FDVH
 5HSDLU DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH GRRU VHDO DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
&KHFN IRU FRQWURO ELQGLQJ
'RHV WKH FRQWURO ELQG"
 5HLQVWDOO WKH FDEOH WR WKH GRRU
 &KHFN WKH FOHDUDQFH IRU WKH FDEOHWRGDVK
FRPSRQHQWV
 5HSDLU DQ\ LQWHUIHUHQFH
,V WKH UHSDLU FRPSOHWH"



 5HPRYH WKH FDEOH IURP WKH FRQWURO


 &KHFN WKH FRQWURO IRU ELQGLQJ
'RHV WKH FRQWURO ELQG"



5HSODFH WKH FRQWURO


,V WKH UHSDLU FRPSOHWH"



5HSODFH WKH FDEOH


,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 





6\VWHP 2.

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

6\VWHP 2.

$   +($7,1* $1' 9(17,/$7,21 6<67(0

%/2:(5 12,6(
6WHS


$FWLRQ
9HULI\ WKH FXVWRPHU
V FRPSODLQW
$UH WKH FXVWRPHU
V FRQFHUQV YHULILHG"







6LW LQVLGH WKH YHKLFOH


&ORVH WKH GRRUV DQG WKH ZLQGRZV
7XUQ WKH LJQLWLRQ 21
6WDUW WKH HQJLQH
6HW WKH WHPSHUDWXUH WR IXOO FROG
&\FOH WKURXJK WKH EORZHU VSHHGV WKH PRGHV DQG
WKH WHPSHUDWXUH VHWWLQJV LQ RUGHU WR ILQG WKH QRLVH
,V WKH EORZHU QRLVH FRQVWDQW DW KLJK EORZHU VSHHGV
RU FHUWDLQ PRGHV EXW DEVHQW DW ORZHU VSHHGV RU LQ
RWKHU PRGHV"
&KHFN IRU YLEUDWLRQV IURP WKH EORZHU PRWRU DQG IDQ
DVVHPEO\ DW HDFK EORZHU VSHHG E\ IHHOLQJ WKH
EORZHU PRWRU KRXVLQJ
'R \RX ILQG H[FHVVLYH YLEUDWLRQ"
 5HPRYH WKH EORZHU PRWRU DQG IDQ DVVHPEO\
5HIHU WR %ORZHU 0RWRU LQ WKLV VHFWLRQ
 &KHFN IRU IRUHLJQ PDWHULDO DW WKH RSHQLQJ RI WKH
EORZHU LQOHW
'R \RX ILQG DQ\ IRUHLJQ PDWHULDO DW WKH EORZHU LQOHW"
5HPRYH DOO IRUHLJQ PDWHULDO
,V WKH UHSDLU FRPSOHWH"
 ([DPLQH WKH EORZHU IDQ IRU ZHDU VSRWV FUDFNHG
EODGHV D FUDFNHG KXE D ORRVH IDQ UHWDLQLQJ QXW
RU EDG DOLJQPHQW
 ([DPLQH WKH EORZHU FDVH IRU ZHDU VSRWV
'R \RX ILQG DQ\ SUREOHP"
5HSDLU DV UHTXLUHG
,V WKH UHSDLU FRPSOHWH"

5HSODFH WKH PRWRU DQG IDQ DVVHPEO\


,V WKH UHSDLU FRPSOHWH"

,I WKH QRLVH LV D FOLFNWLFN RU ZKLQH UHSODFH WKH PR


WRU
,V WKH UHSDLU FRPSOHWH"



5HLQVWDOO WKH RULJLQDO PRWRU


,V WKH SUREOHP VWLOO SUHVHQW"



 6HW WKH EORZHU VSHHG RQ PD[LPXP


 &KHFN IXOO KRW WR IXOO FROG WHPSHUDWXUH SRVLWLRQV LQ
WKH GHIURVW IORRU DQG YHQW PRGHV
,V WKH QRLVH SUHVHQW LQ WKH GHIURVW PRGH RQO\"





 &KHFN WKH GXFWV IRU REVWUXFWLRQV RU IRUHLJQ


PDWHULDOV
 5HPRYH DQ\ REVWUXFWLRQV RU IRUHLJQ PDWHULDOV
 &KHFN WKH IORRUGHIURVWHU GRRU VHDOV
 5HSDLU RU UHSODFH WKH GRRU VHDOV DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
,V WKH QRLVH SUHVHQW LQ WKH IORRU PRGH RQO\"

9DOXH V

<HV

1R

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 





6\VWHP 2.
*R WR 6WHS 

*R WR 6WHS 

'$(:22 9 %/

+($7,1* $1' 9(17,/$7,21 6<67(0 $  


%ORZHU 1RLVH &RQW
G
6WHS









'$(:22 9 %/

$FWLRQ
,V WKH QRLVH SUHVHQW LQ WKH YHQW PRGH RQO\"
 &KHFN WKH GXFWV IRU REVWUXFWLRQV RU IRUHLJQ
PDWHULDOV
 5HPRYH DQ\ REVWUXFWLRQV RU IRUHLJQ PDWHULDOV
 &KHFN WKH YHQW GRRU VHDOV
 5HSDLU RU UHSODFH DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
,V WKH QRLVH SUHVHQW LQ DOO PRGHV EXW QRW DOO WHP
SHUDWXUH SRVLWLRQV"

9DOXH V


<HV
*R WR 6WHS 

1R
*R WR 6WHS 

6\VWHP 2.


 &KHFN WKH WHPSHUDWXUH GRRU VHDOV


 5HSDLU RU UHSODFH DV QHHGHG
,V WKH UHSDLU FRPSOHWH"

 &KHFN WKH V\VWHP IRU REVWUXFWLRQV RU IRUHLJQ


PDWHULDOV EHWZHHQ WKH IDQ DQG WKH WHPSHUDWXUH
GRRU
 5HSDLU RU UHSODFH DV QHHGHG
,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

6\VWHP 2.

*R WR 6WHS 

$   +($7,1* $1' 9(17,/$7,21 6<67(0

0$,17(1$1&( $1'
5(3$,5
219(+,&/( 6(59,&(
7(03(5$785( &$%/(
$'-8670(17

%HFDXVH WKH FDEOH DQG WKH FDEOH KRXVLQJV KDYH IL[HG


OHQJWKV LW LV LPSRVVLEOH WR PDNH D WHPSHUDWXUH FDEOH
DGMXVWPHQW
7KH KHDWHUDLU GLVWULEXWRU FDVH OLQNDJH DOVR FDQQRW EH
DGMXVWHG
,I D PDOIXQFWLRQ LV VXVSHFWHG YHULI\ WKH SURSHU RSHUDWLRQ
RI WKH FRQWUROOHU DQG WKH PHFKDQLFDO GRRUV IRU WKH
KHDWHUDLU GLVWULEXWRU FDVH DVVHPEO\

7(03(5$785( &21752/ &$%/(


/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH JORYH ER[ 5HIHU WR 6HFWLRQ (
,QVWUXPHQWDWLRQ'ULYHU ,QIRUPDWLRQ
 6OLGH WKH FDEOH H\HOHW RII WKH SRVW RQ WKH WHPSHUDWXUH
GRRU OHYHU
 'LVFRQQHFW WKH FDEOH UHWDLQHU IURP WKH EORZHU
KRXVLQJ

%$

 5HPRYH WKH DXGLR V\VWHP WULP SODWH 5HIHU WR 6HFWLRQ


) $XGLR 6\VWHPV
 5HPRYH WKH IRXU FRQWUROOHU UHWDLQLQJ VFUHZV
 3XOO RXW WKH FRQWUROOHU WR SURYLGH FOHDUDQFH IRU
UHPRYDO RI WKH WHPSHUDWXUH FRQWURO FDEOH
 'LVFRQQHFW WKH WHPSHUDWXUH FRQWURO FDEOH H\HOHW IURP
WKH SRVW RQ WKH FRQWUROOHU
 6QDS WKH FDEOH KRXVLQJ FRQQHFWRU RXW RI WKH VOLGH
SRVLWLRQ RQ WKH FRQWUROOHU

%$

'$(:22 9 %/

+($7,1* $1' 9(17,/$7,21 6<67(0 $  


,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH WHPSHUDWXUH FRQWURO FDEOH H\HOHW WR WKH
SRVW RQ WKH FRQWUROOHU
 6QDS WKH FDEOH KRXVLQJ FRQQHFWRU WR WKH VOLGH
SRVLWLRQ RQ WKH FRQWUROOHU

%$

 *HQWO\ LQVHUW WKH FRQWUROOHU LQWR SRVLWLRQ RQ WKH


FHQWHU FRQVROH
 ,QVWDOO WKH IRXU FRQWUROOHU UHWDLQLQJ VFUHZV

7LJKWHQ
7LJKWHQ WKH FRQWUROOHU UHWDLQLQJ VFUHZV WR 1:P
OE:LQ 
 ,QVWDOO WKH WHPSHUDWXUH FRQWURO FDEOH H\HOHW WR WKH
SRVW RQ WKH WHPSHUDWXUH GRRU OHYHU
 6QDS WKH FDEOH UHWDLQHU WR WKH EORZHU KRXVLQJ

%$

 0RYH WKH WHPSHUDWXUH FRQWURO WR YHULI\ WKH VPRRWK


RSHUDWLRQ DQG IXQFWLRQ RI WKH GRRU DQG WKH FDEOH
 ,QVWDOO WKH DXGLR V\VWHP WULP SODWH 5HIHU WR 6HFWLRQ
) $XGLR 6\VWHPV
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 2SHUDWH WKH KHDWLQJ DQG FRROLQJ V\VWHPV WR YHULI\
SURSHU IXQFWLRQ
 ,QVWDOO WKH JORYH ER[ 5HIHU WR 6HFWLRQ (
,QVWUXPHQWDWLRQ'ULYHU ,QIRUPDWLRQ

&$

'$(:22 9 %/

$   +($7,1* $1' 9(17,/$7,21 6<67(0

&21752/ $66(0%/<
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH DXGLR V\VWHP WULP SODWH 5HIHU WR 6HFWLRQ
) $XGLR 6\VWHPV
 5HPRYH WKH IRXU FRQWUROOHU UHWDLQLQJ VFUHZV
 3XOO RXW WKH FRQWUROOHU WR SURYLGH FOHDUDQFH IRU
UHPRYDO RI WKH WHPSHUDWXUH FRQWURO FDEOH

&$

 'LVFRQQHFW WKH WHPSHUDWXUH FRQWURO FDEOH E\ JHQWO\


SU\LQJ WKH FDEOH H\HOHW IURP WKH SRVW RQ WKH FRQWUROOHU
8QVQDS WKH FDEOH KRXVLQJ IURP WKH PHFKDQLFDO VOLGH
1RWH WKH ORFDWLRQ RI WKH FDEOH DQG WKH KRXVLQJ IRU
HDVH RI LQVWDOODWLRQ
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRUV
 5HPRYH WKH YDFXXP KRVH FRQQHFWLRQ EORFN IURP WKH
PRGH FRQWURO VZLWFK

&$

,QVWDOODWLRQ 3URFHGXUH
 &RQQHFW WKH YDFXXP KRVH FRQQHFWLRQ EORFN WR WKH
PRGH FRQWURO VZLWFK
 3UHVV WKH FDEOH HQG H\HOHW RQWR WKH SRVW RQ WKH
FRQWUROOHU
 $WWDFK WKH PHFKDQLFDO FDEOH KRXVLQJ WR LWV RULJLQDO
FRQWURO SRVLWLRQ
 &RQQHFW WKH HOHFWULFDO FRQQHFWRUV WR WKH VRFNHWV RQ
WKH EDFN RI WKH FRQWUROOHU

%$

'$(:22 9 %/

+($7,1* $1' 9(17,/$7,21 6<67(0 $  


 *HQWO\ LQVHUW WKH FRQWUROOHU LQWR SRVLWLRQ RQ WKH FHQWHU
FRQVROH
 ,QVWDOO WKH UHWDLQLQJ VFUHZV

7LJKWHQ
7LJKWHQ WKH FRQWUROOHU UHWDLQLQJ VFUHZV WR 1:P
OE:LQ 
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 &RQILUP WKH SURSHU RSHUDWLRQ RI WKH FRQWUROOHU E\
PRYLQJ LW WKURXJK DOO RI WKH FRQWUROOHU
V SRVVLEOH
IXQFWLRQLQJ SRVLWLRQV
 ,QVWDOO WKH DXGLR V\VWHP WULP SODWH 5HIHU WR 6HFWLRQ
) $XGLR 6\VWHPV

&$

&21752/ $66(0%/< .12%


/,*+7,1*
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH KHDWLQJ DQG YHQWLODWLRQ V\VWHP FRQWURO
DVVHPEO\ 5HIHU WR &RQWURO $VVHPEO\ LQ WKLV VHFWLRQ
 'LVFRQQHFW WKH VPDOO FRQQHFWRU WR WKH YDFXXP FRQWURO
VZLWFK RQ WKH UHDU RI WKH DVVHPEO\ FDVH
 6HSDUDWH WKH FRQWURO DVVHPEO\ FDVH KDOYHV

%$

 7XUQ WKH EXOE KROGHU WR WKH OHIW DQG SXOO RXW WKH EXOE

%$

'$(:22 9 %/

$   +($7,1* $1' 9(17,/$7,21 6<67(0


,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH EXOE LQWR WKH KROGHU DQG WXUQ WKH EXOE WR WKH
ULJKW
 ,QVWDOO WKH FRQWURO DVVHPEO\ FDVH KDOYHV
- 3DVV WKH FRQQHFWRU IRU WKH YDFXXP VZLWFK WKURXJK
WKH KROH LQ WKH UHDU DVVHPEO\ FDVH SDUW
- %H VXUH WR DOLJQ WKH IODWV RQ PDWLQJ FRQWURO VKDIWV RI
WKH WZR FDVH KDOYHV
 ,QVWDOO WKH FRQQHFWRU LQWR WKH YDFXXP FRQWURO VZLWFK

%$

 ,QVWDOO WKH FRQWURO DVVHPEO\ 5HIHU WR &RQWURO


$VVHPEO\ LQ WKLV VHFWLRQ
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 &KHFN WKH NQRE OLJKW IRU SURSHU RSHUDWLRQ

%$

+($7(5$,5 ',675,%8725 &$6(


$66(0%/<
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH LQVWUXPHQW SDQHO FDUULHU DVVHPEO\ 5HIHU
WR 6HFWLRQ ( ,QVWUXPHQWDWLRQ'ULYHU ,QIRUPDWLRQ
 'UDLQ WKH FRROLQJ V\VWHP 5HIHU WR 6HFWLRQ '
(QJLQH &RROLQJ
 7ZLVW WKH YDFXXP KRVH FRQQHFWLRQ DQG UHPRYH LW
IURP EHVLGH WKH KHDWHU KRVHV

&$

'$(:22 9 %/

+($7,1* $1' 9(17,/$7,21 6<67(0 $  


 &RPSUHVV WKH KHDWHU KRVH FODPSV DW WKH ILUH ZDOO
DQG VOLGH WKH FODPSV WRZDUG WKH HQJLQH
 5HPRYH WKH WZR KHDWHU KRVHV IURP WKH FRUH SLSHV DW
WKH ILUH ZDOO
 5HPRYH WKH VFUHZV WKDW VHFXUH WKH KHDWHUDLU
GLVWULEXWRU FDVH DVVHPEO\ WR WKH ILUH ZDOO RQ HLWKHU
VLGH RI WKH KHDWHU KRVHV

&$

 5HPRYH WKH KHDWHUDLU GLVWULEXWRU FDVH VFUHZ IURP


DERYH WKH IXHO ILOWHU RQ WKH HQJLQH FRPSDUWPHQW VLGH
RI WKH ILUH ZDOO

&'

 +DYH DQ DVVLVWDQW VXSSRUW WKH KHDWHUDLU GLVWULEXWRU


FDVH IURP LQVLGH WKH YHKLFOH
 5HPRYH WKH KHDWHUDLU GLVWULEXWRU FDVH VFUHZV IURP
WKH FRQQHFWLQJ EORFN PRXQW RQ WKH HQJLQH
FRPSDUWPHQW VLGH RI WKH ILUH ZDOO 7KH KHDWHUDLU
GLVWULEXWRU FDVH DVVHPEO\ ZLOO VWDUW WR GURS
1RWLFH 7R DYRLG GDPDJLQJ WKH KHDWHU FRUH SLSHV PRYH
WKH KHDWHUDLU GLVWULEXWRU FDVH DVVHPEO\ VWUDLJKW DZD\
IURP WKH YHKLFOH XQWLO WKH SLSHV DUH IUHH IURP WKHLU
RSHQLQJV LQ WKH ILUH ZDOO
 5HPRYH WKH KHDWHUDLU GLVWULEXWRU FDVH DVVHPEO\

&$

'$(:22 9 %/

$   +($7,1* $1' 9(17,/$7,21 6<67(0


,QVWDOODWLRQ 3URFHGXUH
 3RVLWLRQ WKH KHDWHUDLU GLVWULEXWRU FDVH DVVHPEO\ LQ
WKH YHKLFOH
1RWLFH 7R DYRLG GDPDJLQJ WKH YHKLFOH PDNH VXUH WKH
KHDWHU FRUH SLSHV GR QRW FRQWDFW WKH ILUH ZDOO RSHQLQJ
 6ORZO\ UDLVH WKH KHDWHUDLU GLVWULEXWRU FDVH DVVHPEO\
LQWR SRVLWLRQ DJDLQVW WKH ILUH ZDOO DQG KROG LW WKHUH
ZKLOH WKH VFUHZV DUH LQVWDOOHG DQG WLJKWHQHG IURP WKH
HQJLQH VLGH RI WKH ILUH ZDOO
 ,QVWDOO WKH KHDWHUDLU GLVWULEXWRU FDVH DVVHPEO\
VFUHZV DW WKH FRQQHFWLQJ EORFN PRXQW RQ WKH HQJLQH
FRPSDUWPHQW VLGH RI WKH ILUH ZDOO

7LJKWHQ
7LJKWHQ WKH KHDWHUDLU GLVWULEXWRU FDVH DVVHPEO\
VFUHZV WR 1:P OE:LQ 
&$

 $OLJQ DQG LQVWDOO WKH KHDWHUDLU GLVWULEXWRU FDVH


DVVHPEO\ VFUHZ DERYH WKH IXHO ILOWHU

7LJKWHQ
7LJKWHQ WKH KHDWHUDLU GLVWULEXWRU FDVH DVVHPEO\
VFUHZ WR 1:P OE:LQ 
 5HSODFH WKH IXHO ILOWHU LQWR LWV PRXQWLQJ FODPS

&$

 ,QVWDOO WKH KHDWHUDLU GLVWULEXWRU FDVH DVVHPEO\


VFUHZV RQ HLWKHU VLGH RI WKH KHDWHU FRUH SLSHV

7LJKWHQ
7LJKWHQ WKH KHDWHUDLU GLVWULEXWRU FDVH DVVHPEO\
VFUHZV WR 1:P OE:LQ 
 ,QVWDOO WKH WZR KHDWHU KRVHV
 6OLGH WKH KHDWHU KRVH FODPSV LQWR SRVLWLRQ
 ,QVWDOO WKH YDFXXP KRVH

&$

'$(:22 9 %/

+($7,1* $1' 9(17,/$7,21 6<67(0 $  


 ,QVWDOO WKH LQVWUXPHQW SDQHO FDUULHU DVVHPEO\ 5HIHU
WR 6HFWLRQ ( ,QVWUXPHQWDWLRQ'ULYHU ,QIRUPDWLRQ
 )LOO WKH FRROLQJ V\VWHP 5HIHU WR 6HFWLRQ ' (QJLQH
&RROLQJ
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 2SHUDWH WKH FRQWUROV WR YHULI\ WKDW WKH KHDWLQJ DQG
YHQWLODWLRQ V\VWHPV IXQFWLRQ SURSHUO\

&$

%/2:(5 02725
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH JORYH ER[ 5HIHU WR 6HFWLRQ (
,QVWUXPHQWDWLRQ'ULYHU ,QIRUPDWLRQ
 5HPRYH WKH IRRWZHOO XSSHU FRYHU 5HIHU WR 6HFWLRQ
( ,QVWUXPHQWDWLRQ'ULYHU ,QIRUPDWLRQ
 'LVFRQQHFW WKH EORZHU PRWRU HOHFWULFDO FRQQHFWRU
 5HPRYH WKH EORZHU PRWRU FRROLQJ KRVH
 5HPRYH WKH VFUHZV WKDW VHFXUH WKH PRWRU WR WKH
KHDWHUDLU GLVWULEXWRU FDVH
 5HPRYH WKH PRWRU WKH VHDO DQG WKH VKRFN PRXQW
SDGV IURP WKH KHDWHUDLU GLVWULEXWRU FDVH E\ JHQWO\
SXOOLQJ WKH PRWRU VWUDLJKW GRZQ DQG RXW
%$

'$(:22 9 %/

$   +($7,1* $1' 9(17,/$7,21 6<67(0


,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH EORZHU PRWRU DQG WKH VHDO ZLWK WKH VKRFN
PRXQW SDGV LQ WKH KHDWHUDLU GLVWULEXWRU FDVH +ROG WKH
EORZHU PRWRU LQ SRVLWLRQ
 ,QVWDOO WKH VFUHZV WR VHFXUH WKH EORZHU PRWRU WR WKH
KHDWHUDLU GLVWULEXWRU FDVH

7LJKWHQ





%$



7LJKWHQ WKH EORZHU PRWRU WR KHDWHUDLU GLVWULEXWRU FDVH


VFUHZV WR 1:P OE:LQ 
,QVWDOO WKH EORZHU PRWRU FRROLQJ KRVH
&RQQHFW WKH EORZHU PRWRU HOHFWULFDO FRQQHFWRU
&RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
&RQILUP WKDW WKH EORZHU PRWRU RSHUDWHV SURSHUO\
5HSODFH WKH IRRWZHOO XSSHU FRYHU 5HIHU WR 6HFWLRQ
( ,QVWUXPHQWDWLRQ'ULYHU ,QIRUPDWLRQ
5HSODFH WKH JORYH ER[ 5HIHU WR 6HFWLRQ (
,QVWUXPHQWDWLRQ'ULYHU ,QIRUPDWLRQ

+,*+%/2:(5 5(/$<
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 /RFDWH WKH UHOD\ ER[ XQGHU WKH LQVWUXPHQW SDQHO RQ
WKH GULYHU
V VLGH
 3XOO RXW WKH KLJK EORZHU UHOD\ DW WKH IURQW RI WKH UHOD\
ER[

&$

'$(:22 9 %/

+($7,1* $1' 9(17,/$7,21 6<67(0 $  


,QVWDOODWLRQ 3URFHGXUH
 $OLJQ WKH KLJK EORZHU UHOD\ FRQWDFWV ZLWK WKH UHOD\
WHUPLQDO VORWV
 3XVK WKH UHOD\ ILUPO\ LQWR EDVH 7KH UHOD\ PXVW EH
VHDWHG DQG IOXVK ZLWK WKH EDVH HGJH
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&$

%/2:(5 5(6,6725
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH JORYH ER[ 5HIHU WR 6HFWLRQ (
,QVWUXPHQWDWLRQ'ULYHU ,QIRUPDWLRQ
 5HPRYH WKH IRRWZHOO XSSHU FRYHU 5HIHU WR 6HFWLRQ
( ,QVWUXPHQWDWLRQ'ULYHU ,QIRUPDWLRQ
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU DW WKH UHVLVWRU
 5HPRYH WKH PRXQW VFUHZV IURP WKH UHVLVWRU
 5HPRYH WKH UHVLVWRU IURP WKH KHDWHUDLU GLVWULEXWRU
FDVH E\ JHQWO\ SXOOLQJ WKH UHVLVWRU GRZQZDUG

%$

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH QHZ UHVLVWRU LQWR WKH KHDWHUDLU GLVWULEXWRU
FDVH ZLWK WKH VFUHZV

7LJKWHQ






%$

'$(:22 9 %/

7LJKWHQ WKH EORZHU PRWRU UHVLVWRU VFUHZV WR 1:P


OE:LQ 
&RQQHFW WKH HOHFWULFDO FRQQHFWRU DW WKH UHVLVWRU
&RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
&RQILUP WKH SURSHU SHUIRUPDQFH RI WKH EORZHU
5HSODFH WKH IRRWZHOO XSSHU FRYHU 5HIHU WR 6HFWLRQ
( ,QVWUXPHQWDWLRQ'ULYHU ,QIRUPDWLRQ
5HSODFH WKH JORYH ER[ 5HIHU WR 6HFWLRQ (
,QVWUXPHQWDWLRQ'ULYHU ,QIRUPDWLRQ

$   +($7,1* $1' 9(17,/$7,21 6<67(0

+($7(5 +26(6
5HPRYDO 3URFHGXUH

&$

 3DUWLDOO\ GUDLQ WKH FRROLQJ V\VWHP


 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 &RPSUHVV DQG VOLGH UHDUZDUG WKH WZR KHDWHU KRVH
VSULQJ FODPSV DW WKH ILUH ZDOO
 *HQWO\ WZLVW WKH KRVH IURP WKH OHIW WR WKH ULJKW DQG
EDFN DJDLQ WR ORRVHQ WKH ERQG EHWZHHQ WKH KRVH
DQG WKH WXEH
 5HPRYH WKH HQG RI WKH KRVH IURP WKH WXEH
 5HSHDW 6WHSV DQG ZLWK WKH RWKHU KRVH
 &RPSUHVV WKH KHDWHU KRVH VSULQJ FODPS RQ WKH LQOHW
FRRODQW OLQH DQG VOLGH WKH FODPS UHDUZDUG
 5HPRYH WKH KHDWHU KRVH IURP WKH YHKLFOH
 &RPSUHVV WKH KHDWHU KRVH VSULQJ FODPS DW WKH
FRQQHFWLRQ EHORZ WKH LQWDNH PDQLIROG DQG VOLGH WKH
FODPS UHDUZDUG
 5HPRYH WKH KHDWHU KRVH IURP WKH YHKLFOH

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH OHIW KHDWHU KRVH WR WKH FRRODQW LQOHW OLQH
ILWWLQJ 6OLGH WKH HQG RI WKH KHDWHU KRVH RYHU WKH
FRRODQW ILWWLQJ XQWLO WKH KRVH LV VHDWHG
 ,QVWDOO WKH ULJKW KHDWHU KRVH WR WKH ILWWLQJ EHORZ WKH
LQWDNH PDQLIROG 6OLGH WKH HQG RI WKH KHDWHU KRVH RYHU
WKH ILWWLQJ XQWLO LW LV VHDWHG
 ,QVWDOO DQG VHDW WKH RWKHU HQG RI HDFK KHDWHU KRVH
 &RPSUHVV DQG VOLGH WKH VSULQJ FODPSV LQWR SRVLWLRQ
RQ WKH KHDWHU KRVHV DQG UHOHDVH WKH WHQVLRQ
 )LOO WKH FRROLQJ V\VWHP
 &KHFN WKH KRVHV IRU OHDNV
 /RZHU WKH YHKLFOH

&$

'$(:22 9 %/

+($7,1* $1' 9(17,/$7,21 6<67(0 $  

+($7(5 &25(
5HPRYDO 3URFHGXUH

%$

 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH


 5HPRYH WKH LQVWUXPHQW SDQHO IURP WKH YHKLFOH
5HIHU WR 6HFWLRQ ( ,QVWUXPHQWDWLRQ'ULYHU
,QIRUPDWLRQ
 5HPRYH WKH KHDWHUDLU GLVWULEXWRU FDVH IURP WKH
YHKLFOH 5HIHU WR +HDWHU$LU 'LVWULEXWRU &DVH
$VVHPEO\ LQ WKLV VHFWLRQ
 'LVFRQQHFW WKH YDFXXP DFWXDWRUV IURP WKH
YHQWIORRU GRRU DQG WKH GHIURVWHU GRRU
 5HPRYH WKH YDFXXP DFWXDWRUV IURP WKH KHDWHUDLU
GLVWULEXWRU FDVH
 5HPRYH WKH VFUHZV WKDW VHFXUH WKH KHDWHU FRUH
FRYHU WR WKH KHDWHUDLU GLVWULEXWRU FDVH DVVHPEO\
 6ORZO\ VHSDUDWH WKH ORZHU KHDWHU FRUH FRYHU IURP
WKH UHVW RI WKH DVVHPEO\

 5HPRYH WKH VFUHZ DQG WKH EUDFNHW FODPS WKDW


VHFXUH WKH KHDWHU FRUH OLQHV WR WKH FDVH
 5HPRYH WKH VSULQJ FODPS WKDW VHFXUHV WKH KHDWHU
FRUH ERG\ WR WKH FDVH
 5HPRYH WKH KHDWHU FRUH IURP WKH FDVH

%$

'$(:22 9 %/

$   +($7,1* $1' 9(17,/$7,21 6<67(0


,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH KHDWHU FRUH LQWR WKH FDVH
 6HFXUH WKH KHDWHU FRUH OLQHV WR WKH FDVH ZLWK WKH
UHWDLQLQJ EUDFNHW FODPS DQG WKH VFUHZ

7LJKWHQ
7LJKWHQ WKH KHDWHU FRUH UHWDLQLQJ EUDFNHW VFUHZ WR 
1:P  OE:LQ 
 ,QVWDOO WKH KHDWHU FRUH ERG\ ZLWK WKH UHWDLQLQJ VSULQJ
FODPS

%$

 ,QVWDOO WKH KHDWHU FRUH FRYHU


 ,QVWDOO DQG WLJKWHQ WKH VFUHZV WKDW VHFXUH WKH KHDWHU
FRUH FRYHU WR WKH KHDWHUDLU GLVWULEXWRU FDVH
DVVHPEO\

7LJKWHQ

%$

7LJKWHQ WKH KHDWHU FRUH FRYHU VFUHZV WR  1:P 


OE:LQ 
 ,QVWDOO WKH DFWXDWRUV IRU WKH YHQWIORRU DQG WKH
GHIURVWHU GRRUV
 ,QVWDOO WKH KHDWHUDLU GLVWULEXWRU FDVH 5HIHU WR
+HDWHU$LU 'LVWULEXWRU &DVH $VVHPEO\ LQ WKLV
VHFWLRQ
 ,QVWDOO WKH LQVWUXPHQW SDQHO 5HIHU WR 6HFWLRQ (
,QVWUXPHQWDWLRQ'ULYHU ,QIRUPDWLRQ
 )LOO WKH FRROLQJ V\VWHP
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

5($5 +($7,1* '8&7


/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
5HPRYDO 3URFHGXUH
 5HPRYH WKH IURQW VHDW 5HIHU WR 6HFWLRQ + 6HDWV
 ,I \RX DUH ZRUNLQJ RQ WKH GULYHU VLGH RI WKH YHKLFOH
UHPRYH WKH WULP WKDW FRYHUV WKH UHPRWH UHOHDVH
KDQGOHV IRU WKH IXHO GRRU DQG WKH UHDU GHFN OLG WKHQ
UHPRYH WKH UHOHDVH KDQGOHV
 5HPRYH WKH IURQW URFNHU WULP SODWH 5HIHU WR 6HFWLRQ
* )URQW ,QWHULRU 7ULP

&$

'$(:22 9 %/

+($7,1* $1' 9(17,/$7,21 6<67(0 $  


 5HPRYH WKH NLFN SDQHO 5HIHU WR 6HFWLRQ * ,QWHULRU
7ULP
 5HPRYH WKH UHDU KHDWLQJ GXFW RXWOHW H[WHQVLRQ

&$

 5ROO WKH FDUSHW DZD\ IURP WKH GRRU DQG WKH ILUH ZDOO
WRZDUG WKH FHQWHU RI WKH YHKLFOH
 5ROO WKH FDUSHW SDG WRZDUG WKH FHQWHU RI WKH YHKLFOH
8QFRYHU WKH HQWLUH KHDWLQJ GXFW LQFOXGLQJ WKH
FRXSOLQJ WR WKH DLU GLVWULEXWRU FDVH

&$

 &RPSUHVV DQG GLVHQJDJH WKH FRXSOLQJ IURP WKH DLU


GLVWULEXWRU FDVH
 0RYH WKH IURQW HQG RI WKH UHDU KHDWLQJ GXFW DZD\
IURP WKH FHQWHU RI WKH YHKLFOH
 6OLGH WKH UHDU KHDWLQJ GXFW IRUZDUG WR UHPRYH WKH
GXFW RXWOHWV IURP WKH RSHQLQJV LQ WKH FURVVPHPEHU
 5HPRYH WKH UHDU KHDWLQJ GXFW IURP WKH YHKLFOH

&$

'$(:22 9 %/

$   +($7,1* $1' 9(17,/$7,21 6<67(0


,QVWDOODWLRQ 3URFHGXUH
 ,QVHUW WKH UHDU KHDWLQJ GXFW RXWOHWV LQWR WKH KROHV LQ
WKH FURVVPHPEHU 3XVK WKH GXFW RXWOHWV WKURXJK WKH
KROHV XQWLO WKH\ ODWFK LQWR SODFH

&$

 3ODFH WKH DLU GLVWULEXWRU FDVH FRXSOLQJ RQWR WKH UHDU


KHDWLQJ GXFW LQOHW
 &RPSUHVV WKH FRXSOLQJ DQG PDQHXYHU WKH IURQW HQG
RI WKH GXFW XQGHU WKH RXWOHW RI WKH DLU GLVWULEXWRU FDVH
XQWLO \RX FDQ HQJDJH WKH RWKHU HQG RI WKH FRXSOLQJ
RQWR WKDW RXWOHW 7KH GXFW VKRXOG EH DJDLQVW WKH
YHKLFOH FHQWUDO WXQQHO 7KH FRXSOLQJ VKRXOG
FRPSOHWHO\ VXUURXQG WKH DLU GLVWULEXWRU FDVH RXWOHW DQG
WKH UHDU KHDWLQJ GXFW LQOHW

&$

 5HSODFH WKH FDUSHW SDG RYHU WKH IORRU


 5HSODFH WKH FDUSHW RYHU WKH IORRU
 3DVV DQ\ HOHFWULFDO FRQQHFWRUV WKURXJK WKH RSHQLQJ
DQG PDQHXYHU WKH RSHQLQJ RYHU WKH UHDU KHDWLQJ GXFW
RXWOHWV VR WKH\ DUH H[SRVHG
 6PRRWK WKH FDUSHWLQJ DQG WXFN WKH HGJHV LQWR SODFH DW
WKH GRRU RSHQLQJ LQ WKH NLFN SDQHO DUHD
 ,I \RX DUH ZRUNLQJ RQ WKH GULYHU VLGH RI WKH YHKLFOH
VPRRWK WKH FDUSHWLQJ DQG WXFN WKH HGJHV LQWR SODFH LQ
WKH DUHD DURXQG WKH UHPRWH UHOHDVH KDQGOHV IRU WKH
UHDU GHFN OLG DQG WKH IXHO GRRU 7KHQ UHSODFH WKH
FRYHU RYHU WKH UHPRWH UHOHDVH KDQGOHV

&$

'$(:22 9 %/

+($7,1* $1' 9(17,/$7,21 6<67(0 $  


 5HSODFH WKH NLFN SDQHO 5HIHU WR 6HFWLRQ * ,QWHULRU
7ULP
 5HSODFH WKH URFNHU WULP SODWH 5HIHU WR 6HFWLRQ *
,QWHULRU 7ULP
 5HSODFH WKH UHDU KHDWLQJ GXFW RXWOHW H[WHQVLRQ
 5HSODFH WKH IURQW VHDW 5HIHU WR 6HFWLRQ + 6HDWV

&$

+9$& &21752/ 9$&880 7$1.


/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
5HPRYDO
 'LVFRQQHFW WKH YDFXXP KRVHV WKDW FRQQHFW WR WKH
LQWDNH PDQLIROG DQG WR WKH PRGH FRQWURO VZLWFK

&$

 5HPRYH WKH QXWV WKDW VHFXUH WKH YDFXXP WDQN WR WKH


ILUH ZDOO
 5HPRYH WKH YDFXXP WDQN IURP WKH ILUH ZDOO

&$

'$(:22 9 %/

$   +($7,1* $1' 9(17,/$7,21 6<67(0


,QVWDOODWLRQ
 3ODFH WKH YDFXXP WDQN DJDLQVW WKH ILUH ZDOO RYHU WKH
PRXQWLQJ VWXGV
 6HFXUH WKH WDQN ZLWK WKH PRXQWLQJ QXWV

7LJKWHQ
7LJKWHQ WKH YDFXXP WDQN PRXQWLQJ QXWV WR 1:P
OE:LQ 
 ,QVWDOO WKH YDFXXP KRVHV
,PSRUWDQW 7KH OLQH WR WKH LQWDNH PDQLIROG JRHV RQWR WKH
ERWWRP SRUW PDUNHG 6 7KHUH LV D FKHFN YDOYH WR
PDLQWDLQ WKH YDFXXP IRU KHDWHU FRQWURO GXULQJ WHPSRUDU\
ORVVHV RI YDFXXP LQ WKH LQWDNH PDQLIROG ,I WKH
FRQQHFWLRQV DUH UHYHUVHG WKH FRQWUROV ZLOO QRW IXQFWLRQ
SURSHUO\
&$

'$(:22 9 %/

+($7,1* $1' 9(17,/$7,21 6<67(0 $  

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
+($7,1* $1' 9(17,/$7,21
6<67(06
7KH EDVH KHDWHU V\VWHP LV GHVLJQHG WR SURYLGH KHDWLQJ
YHQWLODWLRQ ZLQGVKLHOG GHIURVWLQJ DQG VLGH ZLQGRZ
GHIRJJLQJ RQ WKH PRGHOV HTXLSSHG ZLWK VLGH ZLQGRZ
GHIRJJHUV
7KH KHDWHU DQG IDQ DVVHPEO\ EORZHU UHJXODWHV WKH
DLUIORZ IURP WKH DLU LQOHW IRU IXUWKHU SURFHVVLQJ DQG
GLVWULEXWLRQ
7KH KHDWHU FRUH WUDQVIHUV WKH KHDW IURP WKH HQJLQH
FRRODQW WR WKH LQOHW DLU
7KH WHPSHUDWXUH GRRU UHJXODWHV WKH DPRXQW RI WKH DLU
WKDW SDVVHV WKURXJK WKH KHDWHU FRUH 7KH WHPSHUDWXUH
GRRU DOVR FRQWUROV WKH WHPSHUDWXUH RI WKH DLU E\
FRQWUROOLQJ WKH PL[ RI WKH KHDWHG DLU ZLWK WKH DPELHQW DLU
7KH PRGH GRRU UHJXODWHV WKH IORZ DQG WKH GLVWULEXWLRQ RI
WKH SURFHVVHG DLU WR WKH KHDWHU GXFWV DQG WR WKH
GHIURVWHU GXFWV
7KH FRQVROH PRXQWHG KHDWLQJ DQG YHQWLODWLRQ FRQWURO
SDQHO FRQWDLQV WKUHH URWDU\ FRQWURO NQREV DQG WZR SXVK
FRQWURO NQREV ZKLFK RSHUDWH DV IROORZV
5RWDU\ 7HPSHUDWXUH &RQWURO .QRE
- $FWXDWHV E\ FDEOH
- 5DLVHV WKH WHPSHUDWXUH RI WKH DLU HQWHULQJ WKH YHKLFOH
E\ URWDWLRQ WRZDUG WKH ULJKW RU WKH UHG SRUWLRQ RI WKH
NQRE

'$(:22 9 %/

5RWDU\ 0RGH &RQWURO .QRE


- $FWXDWHV E\ YDFXXP
- 5HJXODWHV WKH DLU GLVWULEXWLRQ EHWZHHQ WKH ZLQGVKLHOG
WKH LQVWUXPHQW SDQHO DQG WKH IORRU YHQWV
5RWDU\ %ORZHU &RQWURO .QRE
- 7XUQV 21 WR RSHUDWH WKH EORZHU PRWRU DW IRXU VSHHGV
- 7XUQV 2)) WR VWRS WKH EORZHU
- 2SHUDWHV FRPSOHWHO\ LQGHSHQGHQWO\ IURP ERWK WKH
PRGH FRQWURO NQRE DQG WKH WHPSHUDWXUH FRQWURO NQRE
- &KDQJHV WKH IDQ VSHHG LQ DQ\ PRGH DQG DW DQ\
WHPSHUDWXUH VHWWLQJ
5HDU :LQGRZ 'HIRJJHU 3XVK .QRE
- &RQWUROV WKH UHDU ZLQGRZ GHIRJJHU
- 7XUQV 21 WKH UHDU ZLQGRZ GHIRJJHU ZKHQ WKH SXVK
NQRE LV GHSUHVVHG DQG WKH LQGLFDWRU ODPS LV
LOOXPLQDWHG
)UHVK $LU &RQWURO 3XVK .QRE
- 2SHUDWHV E\ YDFXXP
- 6ZLWFKHV EHWZHHQ UHFLUFXODWLQJ WKH SDVVHQJHU
FRPSDUWPHQW DLU DQG EULQJLQJ RXWVLGH DLU LQWR WKH
SDVVHQJHU FRPSDUWPHQW
- ,V QRUPDOO\ LQ WKH IUHVK DLU PRGH
- ,OOXPLQDWHV WKH LQGLFDWRU ODPS ZKHQ LQ WKH
UHFLUFXODWLQJ PRGH

6(&7,21 %

0$18$/ &21752/ +($7,1* 9(17,/$7,21


$1' $,5 &21',7,21,1* 6<67(0
&$87,21 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH EHIRUH UHPRYLQJ RU LQVWDOOLQJ DQ\ HOHFWULFDO XQLW RU ZKHQ D
WRRO RU HTXLSPHQW FRXOG HDVLO\ FRPH LQ FRQWDFW ZLWK H[SRVHG HOHFWULFDO WHUPLQDOV 'LVFRQQHFWLQJ WKLV FDEOH
ZLOO KHOS SUHYHQW SHUVRQDO LQMXU\ DQG GDPDJH WR WKH YHKLFOH 7KH LJQLWLRQ PXVW DOVR EH LQ /2&. XQOHVV
RWKHUZLVH QRWHG

7$%/( 2) &217(176
6SHFLILFDWLRQV                              %
$& 6\VWHP &KDUJLQJ &DSDFLW\               %
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV            %
6SHFLDO 7RROV                               %
6SHFLDO 7RROV 7DEOH                         %
6FKHPDWLF DQG 5RXWLQJ 'LDJUDPV           
$& 6\VWHP  7\SLFDO                       
0DQXDO &RQWURO $& 'LDJUDP
62+& ,(), (&0                       
0DQXDO &RQWURO $& 'LDJUDP
'2+& ,706) (&0                    

%
%
%
%

'LDJQRVLV                                  %
*HQHUDO 'LDJQRVLV                            %
7HVWLQJ WKH 5HIULJHUDQW 6\VWHP               %
,QVXIILFLHQW &RROLQJ 4XLFN &KHFN
3URFHGXUH                                 %
$& 3HUIRUPDQFH 7HVW                      %
3UHVVXUH 7HPSHUDWXUH 5HODWLRQVKLS
RI 5 D                                %
/HDN 7HVWLQJ WKH 5HIULJHUDQW 6\VWHP          %
9 6\VWHP $LU &RQGLWLRQLQJ 'LDJQRVLV 
,QVXIILFLHQW &RROLQJ                      %
,QVXIILFLHQW &RROLQJ 'LDJQRVLV                %
6\PSWRP 'LDJQRVLV                        %
3UHVVXUH 7HVW &KDUW 5D 6\VWHP        %
/RZ DQG +LJK 6LGH 3UHVVXUH
5HODWLRQVKLS &KDUW                        %
0DLQWHQDQFH DQG 5HSDLU                   
2Q9HKLFOH 6HUYLFH                         
*HQHUDO $& 6\VWHP 6HUYLFH 3URFHGXUHV      
25LQJ 5HSODFHPHQW                      
+DQGOLQJ 5HIULJHUDQW                       
+DQGOLQJ RI 5HIULJHUDQW /LQHV DQG )LWWLQJV    
0DLQWDLQLQJ &KHPLFDO 6WDELOLW\ LQ WKH
5HIULJHUDWLRQ 6\VWHP                     
'LVFKDUJLQJ $GGLQJ 2LO (YDFXDWLQJ DQG
&KDUJLQJ 3URFHGXUHV IRU $& 6\VWHP       
6HUYLFHDEOH &RPSRQHQWV                    
'$(:22 9 %/

%
%
%
%
%
%
%
%
%

$& 3UHVVXUH 7UDQVGXFHU                  


$& &RPSUHVVRU 5HOD\                     
$LU )LOWHU                                 
$& ([SDQVLRQ 9DOYH                      
+HDWHU$LU 'LVWULEXWRU &DVH $VVHPEO\        
$& +LJK 3UHVVXUH 3LSH /LQH                
+HDWHU &RUH                              
(YDSRUDWRU &RUH                          
$& 6XFWLRQ +RVH $VVHPEO\                
$& 'LVFKDUJH +RVH 
&RPSUHVVRU WR &RQGHQVHU                
5HFHLYHU 'U\HU                            
&RPSUHVVRU                              
&RQGHQVHU                               
8QLW 5HSDLU                                
&RPSRQHQW /RFDWRU                         
9 &RPSUHVVRU                           
9 $LU &RQGLWLRQLQJ &RPSUHVVRU 2YHUKDXO     
&OXWFK 3ODWH DQG +XE $VVHPEO\             
&OXWFK 5RWRU DQG %HDULQJ                   

%
%
%
%
%
%
%
%
%
%
%
%
%
%
%
%
%
%
%

&OXWFK &RLO                               
6KDIW 6HDO 5HSODFHPHQW                   
3UHVVXUH 5HOLHI 9DOYH                      
&RQWURO 9DOYH $VVHPEO\                    

%
%
%
%

5HDU +HDG *DVNHW 9DOYH 3ODWH


5HHG 3ODWH DQG 25LQJ                    %
&\OLQGHU WR )URQW +HDG 25LQJ               %
/HDN 7HVWLQJ ([WHUQDO                     %

%   0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0


*HQHUDO 'HVFULSWLRQ DQG 6\VWHP
2SHUDWLRQ                               
*HQHUDO ,QIRUPDWLRQ                        
7KH 9 $& 6\VWHP                       
$& 6\VWHP 'LIIHUHQFHV                    

%
%
%
%

6\VWHP &RPSRQHQWV  )XQFWLRQDO           


6\VWHP &RPSRQHQWV  &RQWURO              
9 &RPSUHVVRU  *HQHUDO 'HVFULSWLRQ        
9 &RPSUHVVRU  'HVFULSWLRQ RI 2SHUDWLRQ    

%
%
%
%

63(&,),&$7,216
$& 6<67(0 &+$5*,1* &$3$&,7<
$SSOLFDWLRQ

'HVFULSWLRQ

5D 6\VWHP
 /HIW +DQG 'ULYH
 5LJKW +DQG 'ULYH

   J
   J

5HIULJHUDQW 2LO LQ $& 6\VWHP

6\QWKHWLF 3$*  PO

)$67(1(5 7,*+7(1,1* 63(&,),&$7,216


1:P

/E:)W

/E:,Q

$LU &OHDQHU +RXVLQJ $VVHPEO\ 5HWDLQLQJ %ROWV

$SSOLFDWLRQ





%DQG &ODPS %ROW



&ODPS %ROWV



&OXWFK 3ODWH DQG +XE $VVHPEO\ 5HWDLQLQJ 1XW





'LVFKDUJH +RVH &RQQHFWLQJ %ORFN WR &RPSUHVVRU


5HWDLQLQJ 1XW





'LVFKDUJH +RVH &RQQHFWLQJ %ORFN WR &RQGHQVHU


5HWDLQLQJ 1XW





([SDQVLRQ 9DOYH %ROWV





)URQW &RPSUHVVRU WR %UDFNHW 0RXQWLQJ %ROWV





+LJK 3UHVVXUH 3LSH WR (YDSRUDWRU )ODQJH &RQQHFWLQJ


%ORFN 1XW





+LJK3UHVVXUH 3LSH WR 5HFHLYHU 'U\HU &RQQHFWLQJ


%ORFN 1XW





/LTXLG (YDSRUDWRU 3LSH &ODPS %ROW



3UHVVXUH 5HOLHI 9DOYH





3UHVVXUH 7UDQVGXFHU





5HDU &RPSUHVVRU WR %UDFNHW 0RXQWLQJ %ROWV





5HFHLYHU 'U\HU WR &RQGHQVHU 3LSH 1XW





6XFWLRQ +RVH &ODPS %ROW





6XFWLRQ +RVH &RQQHFWLQJ %ORFN 5HWDLQLQJ 1XWV





6XFWLRQ +RVH 6XSSRUW &ODPS 5HWDLQLQJ %ROW



6XFWLRQ +RVH 6XSSRUW &ODPS 5HWDLQLQJ 1XW



7KURXJK %ROWV





8SSHU &RQGHQVHU 0RXQW 1XWV



9DFXXP 7DQN WR )LUH :DOO 1XWV



'$(:22 9 %/

0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0 %  

63(&,$/ 722/6
63(&,$/ 722/6 7$%/(

-
6QDS 5LQJ 3OLHUV

$%

-
)RUFLQJ 6FUHZ

$%

-
6QDS 5LQJ 3OLHUV

$%

-$
%HDULQJ 5HPRYHU

$%

-
'ULYHU +DQGOH

$%

-
%HDULQJ ,QVWDOOHU

$%

-
3XOOHU &URVVEDU

$%

'$(:22 9 %/

-
25LQJ 5HPRYHU

$%

%   0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0

63(&,$/ 722/6 7$%/( &RQW


G

-$
3UHVVXUH 7HVWLQJ
&RQQHFWRU

$%

-
&\OLQGHU
$OLJQPHQW 5RGV

$%

-$
6HDO 6HDW 5HPRYHU
DQG ,QVWDOOHU

$%

-
3XOOH\ 5RWRU DQG
%HDULQJ ,QVWDOOHU

$%

-
%HDULQJ 6WDNLQJ
7RRO 6HW
-
6XSSRUW %ORFN

$%

,QFOXGHV

-
%HDULQJ 6WDNLQJ *XLGH
-
%HDULQJ 6WDNLQJ 3LQ
$%

-
25LQJ ,QVWDOOHU

$%

-%
+XE DQG 'ULYH 3ODWH
5HPRYHU DQG ,QVWDOOHU

$%

'$(:22 9 %/

0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0 %  

63(&,$/ 722/6 7$%/( &RQW


G

-
&OXWFK &RLO
,QVWDOOHU $GDSWHU

-
3XOOH\ 3XOOHU

$%

$%

-
6KDIW 6HDO 3URWHFWRU

$%

-
&OXWFK &RLO 3XOOHU /HJV

$%

-
&RPSUHVVRU
+ROGLQJ )L[WXUH

-
6KDIW 1XW 6RFNHW

$%

$%

-
&OXWFK +XE
+ROGLQJ 7RRO

-$
3XOOHU 3LORW

$%

'$(:22 9 %/

$%

%   0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0

6&+(0$7,& $1' 5287,1* ',$*5$06


$& 6<67(0  7<3,&$/

$%

 &RPSUHVVRU
 3UHVVXUH 5HOLHI 9DOYH
 &RQGHQVHU

 5HFHLYHU 'U\HU
 (YDSRUDWRU
 ([SDQVLRQ 9DOYH

'$(:22 9 %/

0$18$/ &21752/ $& ',$*5$0 62+& ,(), (&0

0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0 %  

&%

'$(:22 9 %/

0$18$/ &21752/ $& ',$*5$0 '2+& ,706) (&0

%   0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0

&%

'$(:22 9 %/

0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0 %  

',$*126,6
*(1(5$/ ',$*126,6
7(67,1* 7+( 5()5,*(5$17
6<67(0

,I \RX VXVSHFW D SUREOHP LQ WKH UHIULJHUDQW V\VWHP


FKHFN IRU WKH IROORZLQJ FRQGLWLRQV
 &KHFN WKH RXWHU VXUIDFHV RI WKH UDGLDWRU DQG WKH
FRQGHQVHU FRUHV WR EH VXUH WKDW WKH DLUIORZ LV QRW
EORFNHG E\ GLUW OHDYHV RU RWKHU IRUHLJQ PDWHULDO
&KHFN EHWZHHQ WKH FRQGHQVHU DQG WKH UDGLDWRU DV
ZHOO DV DOO RXWHU VXUIDFHV
 &KHFN IRU UHVWULFWLRQV RU NLQNV LQ WKH FRQGHQVHU FRUH
WKH KRVHV DQG WKH WXEHV
 &KHFN WKH RSHUDWLRQ RI WKH EORZHU IDQ
 &KHFN DOO WKH DLU GXFWV IRU OHDNV RU UHVWULFWLRQV /RZ
DLUIORZ UDWH PD\ LQGLFDWH D UHVWULFWHG HYDSRUDWRU FRUH
 &KHFN IRU VOLSSDJH RI WKH FRPSUHVVRU FOXWFK
 &KHFN WKH GULYH EHOW WHQVLRQ

'$(:22 9 %/

,168)),&,(17 &22/,1* 48,&.


&+(&. 352&('85(
3HUIRUP WKH IROORZLQJ KDQG IHHO SURFHGXUH WR JHW D
TXLFN LGHD RI ZKHWKHU WKH $& V\VWHP KDV WKH SURSHU
FKDUJH RI 5HIULJHUDQW D 7KH DLU WHPSHUDWXUH PXVW
EH DERYH E& E) IRU PRVW PRGHOV
 :DUP XS WKH HQJLQH 5XQ WKH HQJLQH DW LGOH
 2SHQ WKH KRRG DQG DOO WKH GRRUV
 7XUQ WKH $& VZLWFK 21
 6HW WKH WHPSHUDWXUH FRQWURO WR WKH IXOO FROG SRVLWLRQ
 6HW WKH EORZHU VSHHG VZLWFK RQ WKH PD[LPXP VSHHG
VHWWLQJ
 +DQG IHHO WKH WHPSHUDWXUH RI WKH HYDSRUDWRU RXWOHW
SLSH 7KH SLSH VKRXOG EH FROG
 &KHFN IRU RWKHU SUREOHPV 5HIHU WR 7HVWLQJ WKH
5HIULJHUDQW 6\VWHP LQ WKLV VHFWLRQ
 /HDN FKHFN WKH V\VWHP 5HIHU WR /HDN 7HVWLQJ WKH
5HIULJHUDQW 6\VWHP LQ WKLV VHFWLRQ ,I \RX ILQG D OHDN
GLVFKDUJH WKH V\VWHP DQG UHSDLU WKH OHDN DV UHTXLUHG
$IWHU FRPSOHWLQJ WKH UHSDLU HYDFXDWH WKH V\VWHP DQG
FKDUJH LW
 ,I WKHUH LV QR OHDN UHIHU WR ,QVXIILFLHQW &RROLQJ
'LDJQRVLV LQ WKLV VHFWLRQ

%   0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0

$& 3(5)250$1&( 7(67


5(/$7,9(
+80,',7<


$0%,(17 $,5
7(03(5$785(
E& E)

/2: 6,'(
35(6685(
N3D SVLJ








































































(1*,1(
63((' 530

&(17(5 '8&7 $,5


7(03(5$785(
E&E)

+,*+ 6,'(
35(6685(
N3D SVLJ








 
 
 
 








 
 
 
 








 
 
 
 








 
 
 
 








 
 
 
 













 
 
 
 















 
 
 















 
 
 

'$(:22 9 %/

0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0 %  

35(6685(7(03(5$785( 5(/$7,216+,3 2) 5D


7HPSHUDWXUH

3UHVVXUH

7HPSHUDWXUH

3UHVVXUH

E& E)

N3D SVLJ

E& E)

N3D SVLJ

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

$OO FDOFXODWHG YDOXHV DUH URXQGHG WR RQH GHFLPDO SODFH


(YDSRUDWRU 5DQJH )URP WR E& WR E)  WKH WHPSHUDWXUHV UHSUHVHQW WKH JDV WHPSHUDWXUHV LQVLGH WKH FRLO
DQG QRW RQ WKH FRLO VXUIDFHV $GG WR E& WR E) WR WKH FRLO DQG DLURII WHPSHUDWXUHV
&RQGHQVHU 5DQJH )URP WR E& E WR E)  WKH WHPSHUDWXUHV DUH QRW DPELHQW $GG WR E& WR
E) WR WKH DPELHQW WHPSHUDWXUHV IRU SURSHU KHDW WUDQVIHU 7KHQ UHIHU WR WKH SUHVVXUH FKDUW
([DPSOH

'$(:22 9 %/

E&
E)
 E&  E)
E& E)

$PELHQW WHPSHUDWXUH
&RQGHQVHU WHPSHUDWXUH ZKLFK \LHOGV N3D SVLJ  EDVHG RQ
NPK PSK DLUIORZ

%   0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0

/($. 7(67,1* 7+( 5()5,*(5$17


6<67(0
7HVW IRU OHDNV ZKHQHYHU \RX VXVSHFW D UHIULJHUDQW OHDN LQ
WKH V\VWHP <RX VKRXOG DOVR WHVW IRU OHDNV ZKHQHYHU \RX
SHUIRUP D VHUYLFH RSHUDWLRQ ZKLFK UHVXOWV LQ GLVWXUELQJ
WKH OLQHV RU WKH FRQQHFWLRQV /HDNV DUH FRPPRQO\ IRXQG
DW WKH UHIULJHUDQW ILWWLQJV RU DW WKH FRQQHFWLRQV /HDNV DUH
FRPPRQO\ FDXVHG E\ WKH IROORZLQJ SUREOHPV
- ,PSURSHU WRUTXH
- 'DPDJHG 2ULQJ VHDOV
- 'LUW RU OLQW RQ WKH 2ULQJ VHDOV

/LTXLG /HDN 'HWHFWRUV


8VH D OLTXLG OHDN GHWHFWRU VROXWLRQ RQ ORFDWLRQV VXFK DV
ILWWLQJV $SSO\ WKH VROXWLRQ WR WKH DUHD LQ TXHVWLRQ ZLWK
WKH VZDE WKDW LV VXSSOLHG ZLWK WKH VROXWLRQ /RRN IRU
EXEEOHV WR DSSHDU 7KLV ZLOO LQGLFDWH WKH H[LVWHQFH DQG
WKH ORFDWLRQ RI DQ\ OHDN
)RU DUHDV ZKHUH WKLV LV QRW SUDFWLFDO VXFK DV VHFWLRQV RI
WKH HYDSRUDWRU DQG WKH FRQGHQVHU DQ HOHFWURQLF OHDN
GHWHFWRU LV PRUH XVHIXO

(OHFWURQLF /HDN 'HWHFWRUV


)ROORZ WKH PDQXIDFWXUHU
V LQVWUXFWLRQV IRU FDOLEUDWLRQ
RSHUDWLRQ DQG PDLQWHQDQFH RI DQ HOHFWURQLF OHDN
GHWHFWRU %DWWHU\ FRQGLWLRQ LV HVSHFLDOO\ LPSRUWDQW WR WKH
DFFXUDF\ RI D SRUWDEOH PRGHO 6HW WKH GHWHFWRU WR
5D EHIRUH EHJLQQLQJ WKH WHVW
1RWLFH (OHFWURQLF OHDN GHWHFWRUV DUH VHQVLWLYH WR
ZLQGVKLHOG ZDVKLQJ VROXWLRQV VROYHQWV DQG FOHDQHUV
DQG FHUWDLQ YHKLFOH DGKHVLYHV 6XUIDFHV PXVW EH FOHDQ
WR SUHYHQW IDOVH UHDGLQJV 0DNH VXUH WKDW DOO VXUIDFHV
DUH GU\ WR SUHYHQW GDPDJH WR WKH GHWHFWRU

*HQHUDO 7HVWLQJ ,QVWUXFWLRQV


 )ROORZ WKH HQWLUH SDWK RI WKH UHIULJHUDQW V\VWHP
 &RPSOHWHO\ FLUFOH HDFK MRLQW DW  WR  PP  WR 
LQFKHV SHU VHFRQG
+ROG WKH SUREH WLS ZLWKLQ  PP  LQFK RI WKH
VXUIDFH
 'R QRW EORFN WKH DLU LQWDNH

 7KH DXGLEOH WRQH FKDQJHV IURP  WR  FOLFNV SHU


VHFRQG LQWR D VROLG DODUP LI WKHUH LV D OHDN $GMXVW WKH
EDODQFH FRQWURO WR PDLQWDLQ  WR  FOLFNV SHU VHFRQG
 7HVW DOO RI WKH IROORZLQJ DUHDV HYHQ DIWHU RQH OHDN KDV
EHHQ FRQILUPHG
- (YDSRUDWRU LQOHW DQG RXWOHW
- 5HFHLYHUGULHU LQOHW DQG RXWOHW
- &RQGHQVHU LQOHW DQG RXWOHW
- %UD]HG DQG ZHOGHG DUHDV
-

'DPDJHG DUHDV
+RVH FRXSOLQJV
&RPSUHVVRU UHDU KHDG
$OO ILWWLQJV DQG MRLQWV

7HVWLQJ 6HUYLFH 3RUWV$FFHVV 9DOYHV


7KH VHDOLQJ FDSV SURYLGH SURWHFWLRQ IRU WKH VHUYLFH
SRUWV 0DNH VXUH WKDW WKHVH FDSV DUH QRW PLVVLQJ RU
ORRVH $OZD\V XVH WKH FRUUHFW FDS IRU HDFK SRUW

7HVWLQJ WKH (YDSRUDWRU &RUH


/HDNV LQ WKH HYDSRUDWRU FRUH DUH GLIILFXOW WR ILQG 7HVW WKH
HYDSRUDWRU FRUH XVLQJ WKH IROORZLQJ SURFHGXUH
 5XQ WKH EORZHU IDQ DW WKH PD[LPXP VSHHG VHWWLQJ IRU
DW OHDVW  PLQXWHV
 7XUQ WKH EORZHU 2))
 :DLW IRU  PLQXWHV
 5HPRYH WKH EORZHU PRWRU UHVLVWRU 5HIHU WR 6HFWLRQ
$ +HDWLQJ DQG 9HQWLODWLRQ 6\VWHP
 ,QVHUW WKH OHDN GHWHFWRU SUREH DV FORVHO\ DV SRVVLEOH
WR WKH HYDSRUDWRU FRUH 7KH GHWHFWRU ZLOO LQGLFDWH D
OHDN ZLWK D VROLG DODUP
 8VH D IODVKOLJKW WR VHDUFK IRU UHIULJHUDQW RLO RQ WKH
FRUH VXUIDFH

7HVWLQJ WKH &RPSUHVVRU 6KDIW 6HDO


 %ORZ VKRS DLU EHKLQG DQG LQ IURQW RI WKH FRPSUHVVRU
FOXWFKSXOOH\ IRU DW OHDVW  VHFRQGV
 :DLW  WR  PLQXWHV
 3UREH WKH DUHD LQ IURQW RI WKH SXOOH\ ,I WKH GHWHFWRU
HPLWV D VROLG DODUP WKHUH LV D OHDN

'$(:22 9 %/

0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0 %  

9 6<67(0 $,5 &21',7,21,1* ',$*126,6


,168)),&,(17 &22/,1* ',$*126,6
7HVW 'HVFULSWLRQ
7KH QXPEHUV EHORZ UHIHU WR VWHSV RQ WKH GLDJQRVWLF
WDEOH
 6HH WKH ,PSRUWDQW EHORZ

 6HH WKH ,PSRUWDQW EHORZ


,PSRUWDQW 3HUIRUP WKLV WHVW H[DFWO\ DV GHVFULEHG WR
REWDLQ DFFXUDWH UHVXOWV

,PSRUWDQW 3HUIRUP WKLV WHVW XQGHU JDUDJH FRQGLWLRQV


ZLWK WKH DLU WHPSHUDWXUH DW E& E)  DQG QR
VXQ ORDG )ROORZ WKLV WHVW FDUHIXOO\ IRU DFFXUDWH UHVXOWV

,QVXIILFLHQW &RROLQJ 'LDJQRVLV


6WHS


$FWLRQ
5HFRUG WKH FXVWRPHU
V FRPSODLQW
&DQ \RX YHULI\ WKH FXVWRPHU
V FRPSODLQW"
 &KHFN WKH $& IXVH
 &KHFN WKH EORZHU IDQ RSHUDWLRQ
 &KHFN WKH HQJLQH FRROLQJ IDQ RSHUDWLRQ
 &KHFN WKH $& FRPSUHVVRU EHOW
 &KHFN WKH $& FRQGHQVHU IRU UHVWULFWHG DLUIORZ
 &KHFN WKH FOXWFK FRLO FRQQHFWLRQ
 5HSDLU RU UHSODFH DQ\ FRPSRQHQWV DV QHHGHG
 &KHFN WKH GLVFKDUJH DLU WHPSHUDWXUH ZLWK WKH $&
WXUQHG 21
,V WKH GLVFKDUJH DLU WHPSHUDWXUH QRUPDO"

 7XUQ WKH LJQLWLRQ VZLWFK WR /2&.


 &RQQHFW WKH KLJK DQG WKH ORZSUHVVXUH JDXJHV
$UH ERWK SUHVVXUHV ZLWKLQ WKH YDOXH VSHFLILHG"

 &KHFN WKH $& V\VWHP IRU OHDNV


 5HSDLU DQ\ UHIULJHUDQW OHDNV DV QHHGHG
 5HFRYHU HYDFXDWH DQG UHFKDUJH WKH $&
V\VWHP
 2EVHUYH WKH WZR SUHVVXUH JDXJHV
$UH ERWK SUHVVXUHV DERYH WKH YDOXH VSHFLILHG"

'$(:22 9 %/

2EVHUYH WKH WZR SUHVVXUH JDXJHV


$UH ERWK SUHVVXUHV EHORZ WKH YDOXH VSHFLILHG"
 $GG NJ SRXQG RI UHIULJHUDQW 5 D
 &KHFN WKH $& V\VWHP IRU OHDNV
 5HSDLU DQ\ UHIULJHUDQW OHDNV DV QHHGHG
 5HFRYHU HYDFXDWH DQG UHFKDUJH WKH $& V\VWHP
 2EVHUYH WKH WZR SUHVVXUH JDXJHV
$UH ERWK SUHVVXUHV DERYH WKH YDOXH VSHFLILHG"
 6WDUW WKH HQJLQH DQG DOORZ LW WR UXQ DW LGOH
 6HW WKH $& FRQWUROV WR WKH IROORZLQJ SRVLWLRQV
- 7KH $& VZLWFK WR 21
- 7KH IUHVK DLU FRQWURO VZLWFK WR IUHVK DLU
LQGLFDWRU ODPS 2)) 
- 7KH EORZHU PRWRU WR 
- 7KH WHPSHUDWXUH WR IXOO FROG
'RHV WKH $& FRPSUHVVRU FOXWFK HQJDJH"

9DOXH V

<HV

1R

*R WR 6WHS 

6\VWHP 2.

$W OHDVW E&
E) EHORZ
DPELHQW DLU
WHPSHUDWXUH

6\VWHP 2.

*R WR 6WHS 

N3D
SVL

*R WR 6WHS 

*R WR 6WHS 


N3D
SVL

*R WR 6WHS 

N3D
SVL

*R WR 6WHS 

*R WR 6WHS 


N3D
SVL

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

%   0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0


,QVXIILFLHQW &RROLQJ 'LDJQRVLV &RQW
G
6WHS

$FWLRQ

 &KHFN IRU D NQRFNLQJ QRLVH IURP WKH $&


FRPSUHVVRU
 &\FOH WKH $& FRPSUHVVRU 21 DQG 2)) LQ RUGHU
WR YHULI\ WKH VRXUFH RI WKH QRLVH
'R \RX KHDU D ORXG NQRFNLQJ QRLVH"








 5HFRYHU WKH $& V\VWHP UHIULJHUDQW


 5HSODFH WKH $& FRPSUHVVRU
 (YDFXDWH DQG UHFKDUJH WKH $& V\VWHP
 &KHFN WKH $& V\VWHP IRU OHDNV
,V WKH FRPSUHVVRU UXQQLQJ QRUPDOO\"
 7XUQ WKH LJQLWLRQ VZLWFK WR /2&.
 'LVFRQQHFW WKH $& FRPSUHVVRU FOXWFK FRLO
FRQQHFWRU
 &RQQHFW D MXPSHU ZLUH IURP JURXQG WR RQH $&
FRPSUHVVRU FOXWFK FRLO WHUPLQDO
 &RQQHFW D IXVHG MXPSHU ZLUH IURP WKH SRVLWLYH
EDWWHU\ WHUPLQDO WR WKH RWKHU $& FRPSUHVVRU
FOXWFK FRLO WHUPLQDO
'RHV WKH $& FOXWFK HQJDJH"
5HSDLU WKH HOHFWULFDO FLUFXLW WR WKH $& FRPSUHVVRU
FOXWFK FRLO
'RHV WKH $& FOXWFK HQJDJH"
5HSODFH WKH $& FRPSUHVVRU FOXWFK FRLO
'RHV WKH $& FOXWFK HQJDJH"
 &ORVH DOO RI WKH YHKLFOH
V ZLQGRZV DQG GRRUV
 6HW WKH $& FRQWUROV WR WKH IROORZLQJ SRVLWLRQV
- 7KH $& VZLWFK WR 21
- 7KH IUHVK DLU FRQWURO VZLWFK WR IUHVK DLU
- 7KH EORZHU PRWRU WR 
- 7KH WHPSHUDWXUH WR IXOO FROG
 6WDUW WKH HQJLQH DQG DOORZ LW WR UXQ DW LGOH IRU
PLQXWHV
 )HHO WKH HYDSRUDWRU LQOHW DQG RXWOHW SLSHV
,V WKHUH D QRWLFHDEOH GLIIHUHQFH LQ WKH WHPSHUDWXUH RI
WKH HYDSRUDWRU LQOHW DQG RXWOHW SLSHV"

<HV

1R

*R WR 6WHS 

*R WR 6WHS 


*R WR 6WHS 

*R WR 6WHS 


*R WR 6WHS 

*R WR 6WHS 


*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 







7XUQ WKH LJQLWLRQ VZLWFK WR /2&.


5HFRYHU WKH $& V\VWHP UHIULJHUDQW
([DPLQH WKH KLJK SUHVVXUH SLSH IRU DQ REVWUXFWLRQ
([DPLQH WKH H[SDQVLRQ YDOYH IRU DQ REVWUXFWLRQ
RU D PDOIXQFWLRQ
 5HSDLU WKH REVWUXFWLRQ RU UHSODFH WKH H[SDQVLRQ
YDOYH DV QHHGHG
 (YDFXDWH DQG UHFKDUJH WKH $& V\VWHP
 &KHFN WKH $& V\VWHP IRU OHDNV
 1RWH WKH GLVFKDUJH DLU WHPSHUDWXUH ZLWK WKH $&
21
,V WKH GLVFKDUJH WHPSHUDWXUH QRUPDO"

9DOXH V

$W OHDVW E&
E) EHORZ
DPELHQW DLU
WHPSHUDWXUH

'$(:22 9 %/

0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0 %  


,QVXIILFLHQW &RROLQJ 'LDJQRVLV &RQW
G
6WHS





$FWLRQ
 5HFRUG WKH ORZ DQG WKH KLJK VLGH SUHVVXUHV DIWHU
WKH $& V\VWHP KDV EHHQ RSHUDWLQJ IRU PLQXWHV
RU PRUH ZLWK WKH HQJLQH FRROLQJ IDQ 21
 /RFDWH WKH LQWHUVHFWLRQ RI WKH ORZ DQG WKH KLJK VLGH
SUHVVXUHV 5HIHU WR /RZ DQG +LJK 6LGH 3UHVVXUH
5HODWLRQVKLS &KDUW LQ WKLV VHFWLRQ
'R WKH ORZ DQG WKH KLJK VLGH SUHVVXUHV LQWHUVHFW LQ
WKH ZKLWH DUHD RI WKH FKDUW"
&KHFN WKH KLJKDQG WKH ORZVLGH SUHVVXUHV
'R WKH ORZDQG WKH KLJKVLGH SUHVVXUHV LQWHUVHFW LQ
WKH JUD\ DUHD RI WKH FKDUW"



)HHO WKH OLTXLG SLSH EHWZHHQ WKH FRQGHQVHU DQG WKH


H[SDQVLRQ YDOYH
,V WKH SLSH FROG"



 ([DPLQH WKH FRQGHQVHU IRU DQ\ UHVWULFWLRQ RI WKH


DLUIORZ
 &KHFN WKH FRROLQJ IDQV IRU SURSHU RSHUDWLRQ
 5HPRYH WKH UHVWULFWLRQ RU UHSDLU WKH IDQV DV
UHTXLUHG
,V WKH SLSH WHPSHUDWXUH QRUPDO QRZ"

9DOXH V

<HV

1R

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

$W OHDVW E&
E) EHORZ
DPELHQW DLU
WHPSHUDWXUH

*R WR 6WHS 



 5HFRYHU HYDFXDWH DQG UHFKDUJH WKH $&


V\VWHP
 &KHFN WKH $& V\VWHP IRU OHDNV
,V WKH V\VWHP IUHH IURP OHDNV"



2EVHUYH WKH UHDGLQJV RQ WKH SUHVVXUH JDXJHV


$UH WKH $& FRPSUHVVRU KLJKDQG WKH ORZVLGH
SUHVVXUHV ZLWKLQ WKH VSHFLILHG YDOXH RI HDFK RWKHU"

N3D
SVL

*R WR 6WHS 

*R WR 6WHS 



 5XQ WKH HQJLQH DW USP


 6HW WKH $& FRQWUROV WR WKH IROORZLQJ SRVLWLRQV
- 7KH $& VZLWFK WR 21
- 7KH IUHVK DLU FRQWURO VZLWFK WR IUHVK DLU
- 7KH EORZHU PRWRU WR 
- 7KH WHPSHUDWXUH WR IXOO FROG
 &ORVH DOO RI WKH YHKLFOH
V ZLQGRZV DQG GRRUV
 7XUQ WKH $& VZLWFK 21 DQG 2)) HYHU\
VHFRQGV IRU PLQXWHV
$UH WKH $& FRPSUHVVRU KLJKDQG WKH ORZVLGH
SUHVVXUHV ZLWKLQ WKH VSHFLILHG YDOXH RI HDFK RWKHU"

N3D
SVL

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 







'$(:22 9 %/

2EVHUYH WKH SUHVVXUH ULVH RQ ERWK JDXJHV DQG WKH


WHPSHUDWXUHV RI ERWK WKH FRPSUHVVRU VXFWLRQ SLSH
DQG WKH GLVFKDUJH SLSH
,V WKH SUHVVXUH ULVH RQ ERWK JDXJHV VORZ DQG WKH
VXFWLRQ SLSH ZDUP ZLWK WKH GLVFKDUJH SLSH YHU\ KRW"
 7XUQ WKH LJQLWLRQ VZLWFK WR /2&.
 0DNH VXUH WKH FRPSUHVVRU FOXWFK LV GLVHQJDJHG
 $WWHPSW WR WXUQ WKH FOXWFK GULYHU QRW WKH SXOOH\ 
&DQ \RX WXUQ WKH FOXWFK GULYHU IUHHO\ E\ KDQG"
 6WDUW WKH HQJLQH
 2EVHUYH WKH ORZVLGH SUHVVXUH JDXJH ZKLOH
UXQQLQJ WKH HQJLQH EHWZHHQ DQG USP
'RHV WKH ORZVLGH SUHVVXUH ULVH UDSLGO\"

*R WR 6WHS 

%   0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0


,QVXIILFLHQW &RROLQJ 'LDJQRVLV &RQW
G
6WHS




$FWLRQ
 5HFRYHU WKH $& V\VWHP UHIULJHUDQW
 5HSODFH WKH $& FRPSUHVVRU
 (YDFXDWH DQG UHFKDUJH WKH $& V\VWHP
,V WKH FRPSUHVVRU IXQFWLRQLQJ QRUPDOO\"
&KHFN WKH ORZVLGH SUHVVXUH
,V WKH ORZVLGH SUHVVXUH ZLWKLQ WKH VSHFLILHG YDOXH"



)HHO WKH KLJKVLGH SLSH OHDGLQJ XS WR WKH H[SDQVLRQ


YDOYH FRQQHFWLQJ EORFN
,V WKH SLSH FROG EHIRUH WKH FRQQHFWLQJ EORFN"



 &KHFN IRU D UHVWULFWLRQ LQ WKH KLJKVLGH SLSH EHIRUH


WKH H[SDQVLRQ YDOYH
 5HSDLU RU UHSODFH WKH KLJKVLGH SLSH
,V WKH SLSH SHUIRUPLQJ QRUPDOO\"











$GG WKH VSHFLILHG DPRXQW RI UHIULJHUDQW WR WKH $&


V\VWHP
'RHV WKH FRROLQJ SHUIRUPDQFH LPSURYH"
 &KHFN WKH $& V\VWHP IRU OHDNV
 5HSDLU DQ\ UHIULJHUDQW OHDNV DV QHHGHG
 (YDFXDWH DQG UHFKDUJH WKH $& V\VWHP
 &KHFN WKH $& V\VWHP IRU OHDNV
,V WKH V\VWHP IUHH IURP OHDNV"
 5HFRYHU WKH UHIULJHUDQW
 &KHFN WKH H[SDQVLRQ YDOYH IRU REVWUXFWLRQV
 5HSDLU RU UHSODFH WKH H[SDQVLRQ YDOYH DV
UHTXLUHG
 (YDFXDWH DQG UHFKDUJH WKH V\VWHP
 &KHFN WKH $& V\VWHP IRU OHDNV
,V WKH V\VWHP IUHH IURP OHDNV"
 5XQ WKH HQJLQH IRU PLQXWHV DW USP
 6HW WKH $& FRQWUROV WR WKH IROORZLQJ SRVLWLRQV
- 7KH $& VZLWFK WR WKH 21 SRVLWLRQ
- 7KH IUHVK DLU FRQWURO VZLWFK WR UHFLUFXODWH
LQGLFDWRU ODPS 21 
- 7KH EORZHU PRWRU WR 
- 7KH WHPSHUDWXUH WR IXOO FROG
 &ORVH DOO RI WKH YHKLFOH
V ZLQGRZV DQG GRRUV
 2SHQ WKH YHKLFOH KRRG
,V WKH ORZVLGH SUHVVXUH ZLWKLQ WKH VSHFLILHG YDOXH"
 5HFRYHU WKH $& V\VWHP UHIULJHUDQW
 5HSODFH WKH $& FRPSUHVVRU FRQWURO YDOYH
 (YDFXDWH DQG UHFKDUJH WKH $& V\VWHP
 &KHFN WKH $& V\VWHP IRU OHDNV
,V WKH V\VWHP IUHH IURP OHDNV"

9DOXH V

<HV

1R


*R WR 6WHS 
N3D
SVL


*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 


*R WR 6WHS 

NJ
R]

*R WR 6WHS 

*R WR 6WHS 


*R WR 6WHS 

*R WR 6WHS 

N3D
SVL

*R WR 6WHS 

*R WR 6WHS 


*R WR 6WHS 

'$(:22 9 %/

0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0 %  

6<03720 ',$*126,6
35(6685( 7(67 &+$57 5D 6<67(0
7(67 5(68/76
'LVFKDUJH KLJK
SUHVVXUH
DEQRUPDOO\ KLJK

'LVFKDUJH
SUHVVXUH
DEQRUPDOO\ ORZ

6XFWLRQ ORZ
SUHVVXUH
DEQRUPDOO\
\ ORZ

6XFWLRQ SUHVVXUH
DEQRUPDOO\ KLJK

'$(:22 9 %/

5(/$7(' 6<037206

352%$%/( &$86(

5(0('<

$IWHU VWRSSLQJ WKH FRP


SUHVVRU WKH SUHVVXUH GURSV
DERXW  N3D  SVL
TXLFNO\ WKHQ IDOOV JUDGXDOO\

7KHUH LV DLU LQ WKH V\VWHP

5HFRYHU HYDFXDWH DQG


UHFKDUJH WKH V\VWHP ZLWK
WKH VSHFLILHG DPRXQW RI
UHIULJHUDQW

7KH FRQGHQVHU LV
H[FHVVLYHO\ KRW

7KHUH LV H[FHVVLYH UHIULJHUDQW


LQ WKH V\VWHP

5HFRYHU HYDFXDWH DQG


UHFKDUJH WKH V\VWHP ZLWK
WKH VSHFLILHG DPRXQW RI
UHIULJHUDQW

5HGXFHG RU QR DLU IORZ


WKURXJK
J WKH FRQGHQVHU

7KH FRQGHQVHU RU WKH UDGLDWRU


ILQV DUH FORJJHG

&OHDQ WKH FRQGHQVHU RU WKH


UDGLDWRU ILQV

7KH FRQGHQVHU RU WKH UDGLDWRU


IDQ LV QRW ZRUNLQJ SURSHUO\

- &KHFN WKH YROWDJH DQG


WKH IDQ USP
- &KHFN WKH IDQ GLUHFWLRQ

/LQH WR WKH FRQGHQVHU LV


H[FHVVLYHO\ KRW

5HVWULFWHG IORZ RI UHIULJHUDQW LQ


WKH V\VWHP

/RFDWH DQG UHSDLU WKH


UHVWULFWLRQ

7KH FRQGHQVHU LV QRW KRW

,QVXIILFLHQW UHIULJHUDQW LQ WKH


V\VWHP

- &KHFN WKH V\VWHP IRU D


OHDN
- &KDUJH WKH V\VWHP

+LJK DQG ORZ SUHVVXUHV


DUH EDODQFHG VRRQ DIWHU
VWRSSLQJ WKH FRPSUHVVRU
/RZ VLGH SUHVVXUH LV KLJKHU
WKDQ QRUPDO

)DXOW\ FRPSUHVVRU SUHVVXUH


UHOLHI YDOYH

7KH RXWOHW RI WKH H[SDQVLRQ


YDOYH LV QRW IURVWHG ORZ
SUHVVXUH JDXJH LQGLFDWHV
L GL W
YDFXXP

)DXOW\ H[SDQVLRQ YDOYH

5HSODFH WKH H[SDQVLRQ


YDOYH

0RLVWXUH LQ WKH V\VWHP

5HFRYHU HYDFXDWH DQG


UHFKDUJH WKH V\VWHP

&RQGHQVHU LV QRW KRW

,QVXIILFLHQW UHIULJHUDQW LQ WKH


V\VWHP

5HSDLU WKH OHDNV 5HFRYHU


HYDFXDWH DQG UHFKDUJH WKH
V\VWHP

7KH H[SDQVLRQ YDOYH LV


QRW IURVWHG DQG WKH ORZ
SUHVVXUH OLQH LV QRW FROG
FROG
/RZ SUHVVXUH JDXJH
LQGLFDWHV D YDFXXP

)UR]HQ H[SDQVLRQ YDOYH

'LVFKDUJH WHPSHUDWXUH LV
ORZ DQG WKH DLU IORZ IURP
WKH YHQWV LV UHVWULFWHG

7KH HYDSRUDWRU LV IUR]HQ

&OHDU WKH UHVWULFWHG


HYDSRUDWRU FDVH GUDLQ

7KH H[SDQVLRQ YDOYH LV


IURVWHG

7KH H[SDQVLRQ YDOYH LV FORJJHG

&OHDQ RU UHSODFH WKH


H[SDQVLRQ YDOYH

7KH UHFHLYHUGULHU RXWOHW LV


FRRO DQG WKH LQOHW LV ZDUP

7KH UHFHLYHUGULHU LV FORJJHG

5HSODFH WKH UHFHLYHUGULHU

/RZ SUHVVXUH KRVH DQG


FKHFN MRLQW DUH FRROHU WKDQ
WKH WHPSHUDWXUH DURXQG WKH
HYDSRUDWRU

7KH H[SDQVLRQ YDOYH LV RSHQHG


IRU WRR ORQJ

)DXOW\ FRPSUHVVRU VHDO

)DXOW\ H[SDQVLRQ YDOYH

$ FDSLOODU\ WXEH LV ORRVH

5HSDLU RU UHSODFH WKH


FRPSUHVVRU
FRPSUHVVRU

5HSODFH WKH H[SDQVLRQ


YDOYH

5HSODFH WKH H[SDQVLRQ


YDOYH
YDOYH

%   0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0


3UHVVXUH 7HVW &KDUW 5D 6\VWHP &RQW
G
7(67 5(68/76

5(/$7(' 6<037206

352%$%/( &$86(

6XFWLRQ SUHVVXUH
DEQRUPDOO\ KLJK

6XFWLRQ SUHVVXUH LV ORZHUHG


ZKHQ WKH FRQGHQVHU LV
FRROHG E\ ZDWHU

7KHUH LV H[FHVVLYH UHIULJHUDQW


LQ WKH V\VWHP

+LJK
J DQG ORZ SUHVVXUH
S
DUH
HTXDOL]HG
OL G DV VRRQ DV WKH
WK
FRPSUHVVRU LV VWRSSHG DQG
ERWK JDXJHV IOXFWXDWH
ZKLOH WKH FRPSUHVVRU LV
UXQQLQJ

$ JDVNHW LV IDXOW\

5HGXFHG DLUIORZ WKURXJK


WKH FRQGHQVHU

7KH FRQGHQVHU RU WKH UDGLDWRU


ILQV DUH FORJJHG

&OHDQ WKH FRQGHQVHU DQG


WKH UDGLDWRU

7KH UDGLDWRU FRROLQJ IDQV DUH


QRW ZRUNLQJ SURSHUO\

- &KHFN WKH YROWDJH DQG


WKH UDGLDWRU FRROLQJ IDQ
USP
- &KHFN WKH IDQ GLUHFWLRQ

&RQGHQVHU LV H[FHVVLYHO\
KRW

7KHUH LV H[FHVVLYH UHIULJHUDQW


LQ WKH V\VWHP

5HFRYHU HYDFXDWH DQG


UHFKDUJH WKH V\VWHP

/RZ SUHVVXUH KRVH DQG


PHWDO HQG DUHDV DUH FRROHU
WKDQ WKH HYDSRUDWRU

&ORJJHG RU NLQNHG ORZ


SUHVVXUH KRVH

5HSDLU RU UHSODFH WKH ORZ


SUHVVXUH KRVH

7HPSHUDWXUH DURXQG WKH


H[SDQVLRQ YDOYH LV ORZ
FRPSDUHG WR WKDW DURXQG
WKH UHFHLYHUGULHU

7KH KLJK SUHVVXUH OLQH LV


FORJJHG

5HSDLU RU UHSODFH WKH KLJK


SUHVVXUH OLQH

7KH FRPSUHVVRU FOXWFK LV


GLUW\

7KH FRPSUHVVRU VKDIW VHDO LV


OHDNLQJ

5HSDLU RU UHSODFH WKH


FRPSUHVVRU

7KH FRPSUHVVRU EROWV DUH


GLUW\

/HDNLQJ DURXQG D FRPSUHVVRU


KRXVLQJ EROW

7LJKWHQ WKH EROW V RU


UHSODFH WKH FRPSUHVVRU

7KH FRPSUHVVRU JDVNHW LV


ZHW ZLWK RLO

7KH FRPSUHVVRU JDVNHW LV


OHDNLQJ

5HSDLU RU UHSODFH WKH


FRPSUHVVRU

6XFWLRQ DQG GLV


FKDUJH
SUHVVXUH
J
S
DEQRUPDOO\
E
OO KLJK
KL K

6XFWLRQ DQG GLV


FKDUJH SUHVVXUH
DEQRUPDOO\
\ ORZ

5HIULJHUDQW OHDNV

7KH KLJK SUHVVXUH YDOYH LV


IDXOW\
)RUHLJQ SDUWLFOHV DUH VWXFN LQ
WKH KLJK SUHVVXUH YDOYH

5(0('<
5HFRYHU HYDFXDWH DQG
UHFKDUJH WKH V\VWHP

5HSDLU RU UHSODFH WKH


FRPSUHVVRU
FRPSUHVVRU

'$(:22 9 %/

0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0 %  

/2: $1' +,*+ 6,'( 35(6685( 5(/$7,216+,3 &+$57

$%

'$(:22 9 %/

%   0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0

0$,17(1$1&( $1'
5(3$,5
219(+,&/( 6(59,&(
*(1(5$/ $& 6<67(0
6(59,&( 352&('85(6
25,1* 5(3/$&(0(17
,PSRUWDQW (YHQ WKRXJK 2ULQJV PD\ ORRN LGHQWLFDO LW LV
H[WUHPHO\ LPSRUWDQW WKDW RQO\ UHFRPPHQGHG VHUYLFH
UHSODFHPHQW DLU FRQGLWLRQLQJ 2ULQJV EH XVHG RU
H[FHVVLYH OHDNDJH RI UHIULJHUDQW PD\ RFFXU
,PSRUWDQW $OZD\V VOLS WKH 2ULQJ RQWR WKH IODQJH WXEH
WR HQVXUH SURSHU ORFDWLQJ DQG VHDOLQJ
,QVWDOO QHZ 'DHZRRDSSURYHG VHUYLFH UHSODFHPHQW DLU
FRQGLWLRQLQJ $& 2ULQJV ZKHQHYHU D MRLQW RU D ILWWLQJ LV
GLVDVVHPEOHG H[FHSW ZKHQ WKH 2ULQJV DUH SURYLGHG RQ
QHZ FRPSRQHQWV
:KHQ UHSODFLQJ 2ULQJV RQ DQ $& FRPSRQHQW RU D MRLQW
FRQQHFWLRQ WKH ILWWLQJ GHVLJQ VKRXOG EH LGHQWLILHG WR
HQVXUH LQVWDOODWLRQ RI WKH FRUUHFW DLU FRQGLWLRQLQJ VHUYLFH
UHSODFHPHQW 2ULQJ 6RPH MRLQW FRQQHFWLRQV DQG
FRPSRQHQWV ZLOO LPSOHPHQW D FDSWXUHG 2ULQJ GHVLJQ
ILWWLQJ WKDW XVHV D JURRYH WR UHWDLQ WKH 2ULQJ 2WKHUV GR
QRW KDYH D JURRYH DQG XVH D QRQFDSWXUHG RU
VWDQGDUG 2ULQJ $VVHPEO\ DQG WLJKWHQLQJ SURFHGXUHV
DUH WKH VDPH IRU ERWK GHVLJQV EXW WKH 2ULQJV DUH
GLIIHUHQW
1RWLFH %HIRUH LQVWDOODWLRQ YHULI\ WKDW ERWK 2ULQJV DQG
ILWWLQJV KDYH QRW EHHQ QLFNHG RU GHIRUPHG 'HIRUPHG RU
QLFNHG SDUWV PXVW EH UHSODFHG )DLOXUH WR XVH WKH SURSHU
VHUYLFH UHSODFHPHQW SDUWV DQG SURFHGXUHV PD\ UHVXOW LQ
H[FHVVLYH UHIULJHUDQW OHDNDJH

+$1'/,1* 5()5,*(5$17
&DXWLRQ $OZD\V ZRUN LQ D ZHOO YHQWLODWHG DUHD DQG
DYRLG EUHDWKLQJ DQ\ UHIULJHUDQW IXPHV ,I \RX KDYH
GLIILFXOW\ EUHDWKLQJ VHHN PHGLFDO DWWHQWLRQ
LPPHGLDWHO\ ,I UHIULJHUDQW FRPHV LQ FRQWDFW ZLWK
DQ\ SDUW RI \RXU ERG\ IOXVK WKH H[SRVHG DUHD ZLWK
ZDWHU ,I D UDVK RU SDLQ GHYHORSV VHHN PHGLFDO
DWWHQWLRQ
$LU FRQGLWLRQLQJ V\VWHPV FRQWDLQ UHIULJHUDQW 7KLV LV D
FKHPLFDO PL[WXUH ZKLFK UHTXLUHV VSHFLDO KDQGOLQJ
SURFHGXUHV WR DYRLG SHUVRQDO LQMXU\
$OZD\V ZHDU JRJJOHV DQG ZUDS D FOHDQ FORWK DURXQG WKH
ILWWLQJV WKH YDOYHV DQG WKH FRQQHFWLRQV ZKHQ SHUIRUPLQJ
ZRUN WKDW LQYROYHV RSHQLQJ WKH UHIULJHUDQW V\VWHP 'R
QRW ZHOG RU VWHDP FOHDQ RQ RU QHDU DQ\ YHKLFOH LQVWDOOHG
DLU FRQGLWLRQLQJ OLQHV RU FRPSRQHQWV
$OO UHIULJHUDQW GUXPV DUH VKLSSHG ZLWK D KHDY\ PHWDO
VFUHZ FDS 7KH SXUSRVH RI WKH FDS LV WR SURWHFW WKH YDOYH

DQG WKH VDIHW\ SOXJ IURP GDPDJH ,W LV JRRG SUDFWLFH WR


UHSODFH WKH FDS DIWHU HDFK XVH RI WKH GUXP
,I LW LV QHFHVVDU\ WR WUDQVSRUW RU FDUU\ DQ\ FRQWDLQHU RI
UHIULJHUDQW LQ D YHKLFOH GR QRW FDUU\ LW LQ WKH SDVVHQJHU
FRPSDUWPHQW

+$1'/,1* 2) 5()5,*(5$17
/,1(6 $1' ),77,1*6
1RWLFH 8VLQJ WRR ORZ RU WRR KLJK WRUTXH ZKHQ WLJKWHQLQJ
D ILWWLQJ FDQ UHVXOW LQ ORRVH MRLQWV RU GHIRUPHG MRLQW SDUWV
%RWK FRQGLWLRQV FDQ UHVXOW LQ UHIULJHUDQW OHDNDJH
- .HHS DOO PHWDO WXELQJ OLQHV IUHH RI GHQWV RU NLQNV $Q\
OLQH UHVWULFWLRQV ZLOO FDXVH WKH ORVV RI V\VWHP FDSDFLW\
- 1HYHU EHQG D IOH[LEOH KRVH OLQH WR D UDGLXV RI OHVV WKDQ
IRXU WLPHV WKH GLDPHWHU RI WKH KRVH
- 1HYHU DOORZ D IOH[LEOH KRVH OLQH WR FRPH ZLWKLQ  PP
 LQFKHV RI WKH H[KDXVW PDQLIROG
- ,QVSHFW IOH[LEOH KRVH OLQHV UHJXODUO\ IRU OHDNV RU
EULWWOHQHVV
- 5HSODFH IOH[LEOH KRVH OLQHV ZLWK QHZ OLQHV LI \RX ILQG
VLJQV RI GHWHULRUDWLRQ RU OHDNLQJ
- 'LVFKDUJH WKH UHIULJHUDWLRQ V\VWHP RI DOO UHIULJHUDQW
EHIRUH GLVFRQQHFWLQJ DQ\ ILWWLQJ LQ WKH UHIULJHUDWLRQ
V\VWHP
- 3URFHHG YHU\ FDXWLRXVO\ UHJDUGOHVV RI WKH JDXJH
UHDGLQJV
&DXWLRQ .HHS \RXU IDFH DQG \RXU KDQGV DZD\ IURP
WKH ILWWLQJ VR WKDW \RX ZLOO QRW EH LQMXUHG LI WKHUH
KDSSHQV WR EH OLTXLG UHIULJHUDQW LQ WKH OLQH
- 2SHQ WKH ILWWLQJV YHU\ VORZO\
- ,I \RX QRWLFH SUHVVXUH ZKHQ \RX ORRVHQ D ILWWLQJ DOORZ
WKH SUHVVXUH WR EOHHG RII DV GHVFULEHG XQGHU
'LVFKDUJLQJ $GGLQJ 2LO (YDFXDWLQJ DQG &KDUJLQJ
3URFHGXUHV IRU $& 6\VWHP LQ WKLV VHFWLRQ
- &DS RU WDSH DQ\ UHIULJHUDQW OLQH LPPHGLDWHO\ DIWHU LW LV
RSHQHG 7KLV ZLOO SUHYHQW WKH HQWUDQFH RI PRLVWXUH
DQG GLUW ZKLFK FDQ FDXVH LQWHUQDO FRPSUHVVRU ZHDU
RU SOXJJHG OLQHV LQ WKH FRQGHQVHU WKH HYDSRUDWRU
FRUH WKH H[SDQVLRQ YDOYH RU WKH FRPSUHVVRU LQOHW
VFUHHQV
,PSRUWDQW 8VH WZR SURSHU ZUHQFKHV WR FRQQHFW WKH
2ULQJ ILWWLQJV
- %DFN XS WKH RSSRVLQJ ILWWLQJ WR SUHYHQW GLVWRUWLRQ RI
WKH FRQQHFWLQJ OLQHV RU WKH FRPSRQHQWV
- %DFN XS ERWK WKH VZDJJHG ILWWLQJ RQ WKH IOH[LEOH KRVH
FRQQHFWLRQV DQG WKH FRXSOLQJ WR ZKLFK LW LV DWWDFKHG
ZLWK WZR ZUHQFKHV WR SUHYHQW WXUQLQJ WKH ILWWLQJ DQG
GDPDJLQJ WKH JURXQG VHDW
- .HHS WKH 2ULQJV DQG WKH VHDWV LQ SHUIHFW FRQGLWLRQ $
EXUU RU D SLHFH RI GLUW PD\ FDXVH D UHIULJHUDQW OHDN
- 'LS QHZ 2ULQJV LQ FOHDQ SRO\DONDOLQH JO\FRO
UHIULJHUDQW RLO EHIRUH LQVWDOODWLRQ

'$(:22 9 %/

0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0 %  

0$,17$,1,1* &+(0,&$/
67$%,/,7< ,1 7+( 5()5,*(5$7,21
6<67(0

7KH HIILFLHQW RSHUDWLRQ DQG WKH OLIH RI WKH DLU FRQGLWLRQLQJ


$& V\VWHP LV GHSHQGHQW XSRQ WKH FKHPLFDO VWDELOLW\ RI
WKH UHIULJHUDWLRQ V\VWHP :KHQ IRUHLJQ PDWHULDOV VXFK
DV GLUW DLU RU PRLVWXUH FRQWDPLQDWH WKH UHIULJHUDWLRQ
V\VWHP WKH\ ZLOO FKDQJH WKH VWDELOLW\ RI WKH UHIULJHUDQW
DQG WKH SRO\DONDOLQH JO\FRO 3$* FRPSUHVVRU RLO 7KH\
ZLOO DOVR DIIHFW WKH SUHVVXUHWHPSHUDWXUH UHODWLRQVKLS
UHGXFH HIILFLHQW RSHUDWLRQ DQG FDQ SRVVLEO\ FDXVH
LQWHULRU FRUURVLRQ DQG DEQRUPDO ZHDU RI PRYLQJ SDUWV
2EVHUYH WKH IROORZLQJ SUDFWLFHV WR HQVXUH FKHPLFDO
VWDELOLW\ LQ WKH V\VWHP
- :LSH DZD\ GLUW RU RLO DW DQG QHDU DQ\ FRQQHFWLRQ
EHIRUH RSHQLQJ WKDW FRQQHFWLRQ 7KLV ZLOO UHGXFH WKH
FKDQFH RI GLUW HQWHULQJ WKH V\VWHP
- &DS SOXJ RU WDSH ERWK VLGHV RI D FRQQHFWLRQ DV VRRQ
DV SRVVLEOH DIWHU RSHQLQJ WKH FRQQHFWLRQ 7KLV ZLOO
SUHYHQW WKH HQWU\ RI GLUW IRUHLJQ PDWHULDO DQG
PRLVWXUH
- .HHS DOO WRROV FOHDQ DQG GU\ LQFOXGLQJ WKH PDQLIROG
JDXJH VHW DQG DOO UHSODFHPHQW SDUWV
- 8VH D FOHDQ DQG GU\ WUDQVIHU GHYLFH DQG FRQWDLQHU WR
DGG SRO\DONDOLQH JO\FRO UHIULJHUDQW RLO 7KLV ZLOO HQVXUH
WKDW WKH RLO UHPDLQV DV PRLVWXUHIUHH DV SRVVLEOH
5HIHU WR 'LVFKDUJLQJ $GGLQJ 2LO (YDFXDWLQJ DQG
&KDUJLQJ 3URFHGXUHV IRU $& 6\VWHP LQ WKLV VHFWLRQ
- +DYH HYHU\WKLQJ \RX QHHG UHDG\ WR DOORZ \RX WR
SHUIRUP DOO RSHUDWLRQV TXLFNO\ ZKHQ RSHQLQJ DQ $&
V\VWHP 'R QRW OHDYH WKH $& V\VWHP RSHQ DQ\ ORQJHU
WKDQ QHFHVVDU\
- (YDFXDWH DQG UHFKDUJH DQ\ $& V\VWHP WKDW KDV
EHHQ RSHQHG 5HIHU WR 'LVFKDUJLQJ $GGLQJ 2LO
(YDFXDWLQJ DQG &KDUJLQJ 3URFHGXUHV IRU $&
6\VWHP LQ WKLV VHFWLRQ
$OO VHUYLFH SDUWV DUH GHK\GUDWHG DQG VHDOHG EHIRUH
VKLSSLQJ 7KH\ VKRXOG UHPDLQ VHDOHG XQWLO MXVW EHIRUH
PDNLQJ FRQQHFWLRQV $OO WKH SDUWV VKRXOG EH DW URRP
WHPSHUDWXUH EHIRUH XQFDSSLQJ 7KLV SUHYHQWV
FRQGHQVDWLRQ RI PRLVWXUH IURP WKH DLU IURP HQWHULQJ WKH
V\VWHP 5HVHDO DOO SDUWV DV VRRQ DV SRVVLEOH

',6&+$5*,1* $'',1* 2,/


(9$&8$7,1* $1' &+$5*,1*
352&('85(6 )25 $& 6<67(0
&DXWLRQ 8VH RQO\ UHILOODEOH UHIULJHUDQW WDQNV WKDW
DUH DXWKRUL]HG IRU WKH FKDUJLQJ VWDWLRQ EHLQJ XVHG
7KH XVH RI RWKHU WDQNV PD\ FDXVH SHUVRQDO LQMXU\ RU
YRLG WKH ZDUUDQW\ 5HIHU WR WKH PDQXIDFWXUHU
V
LQVWUXFWLRQV IRU WKH FKDUJLQJ VWDWLRQ
&DXWLRQ 7R DYRLG SHUVRQDO LQMXU\ DOZD\V ZHDU
JRJJOHV DQG JORYHV ZKHQ SHUIRUPLQJ ZRUN WKDW
LQYROYHV RSHQLQJ WKH UHIULJHUDWLRQ V\VWHP

$ FKDUJLQJ VWDWLRQ GLVFKDUJHV HYDFXDWHV DQG


UHFKDUJHV DQ DLUFRQGLWLRQLQJ $& V\VWHP ZLWK RQH
KRRNXS )LOWHULQJ WKH UHIULJHUDQW GXULQJ WKH UHFRYHU\
F\FOH WRJHWKHU ZLWK ILOWHULQJ GXULQJ WKH HYDFXDWLRQ F\FOH
HQVXUHV D VXSSO\ RI FOHDQ GU\ UHIULJHUDQW IRU $& V\VWHP
FKDUJLQJ
1RWLFH
- 1HYHU XVH WKH 5D FKDUJLQJ VWDWLRQ RQ D V\VWHP
FKDUJHG ZLWK 5 7KH UHIULJHUDQWV DQG WKH RLOV IURP
HDFK V\VWHP DUH QRW FRPSDWLEOH ZLWK WKRVH IURP WKH
RWKHU V\VWHP DQG PXVW QHYHU EH PL[HG HYHQ LQ WKH
VPDOOHVW DPRXQW 0L[LQJ UHIULJHUDQW UHVLGXH ZLOO
GDPDJH WKH HTXLSPHQW
- 1HYHU XVH DGDSWHUV ZKLFK FRQYHUW IURP RQH VL]H
ILWWLQJ WR DQRWKHU 6XFK XVH DOORZV FRQWDPLQDWLRQ
ZKLFK PD\ FDXVH V\VWHP IDLOXUH

&KDUJLQJ 6WDWLRQ 6HWXS DQG 0DLQWHQDQFH


7KHUH DUH PDQ\ FKDUJLQJ VWDWLRQV DYDLODEOH $OO SHUIRUP
WKH YDULRXV WDVNV UHTXLUHG WR GLVFKDUJH WKH V\VWHP DQG
UHFRYHU UHIULJHUDQW HYDFXDWH WKH V\VWHP DGG D
PHDVXUHG DPRXQW RI RLO DQG UHFKDUJH DQ $& V\VWHP
ZLWK D PHDVXUHG DPRXQW RI UHIULJHUDQW 5HIHU WR WKH
PDQXIDFWXUHU
V LQVWUXFWLRQV IRU DOO LQLWLDO VHWXS
SURFHGXUHV DQG DOO PDLQWHQDQFH SURFHGXUHV

&RQWURO 3DQHO )XQFWLRQV


$ FKDUJLQJ VWDWLRQ ZLOO KDYH FRQWUROV DQG LQGLFDWRUV WR
DOORZ WKH RSHUDWRU WR FRQWURO DQG PRQLWRU WKH RSHUDWLRQ LQ
SURJUHVV 5HIHU WR WKH PDQXIDFWXUHU
V LQVWUXFWLRQV IRU
GHWDLOV 7KHVH FDQ EH H[SHFWHG WR LQFOXGH WKH IROORZLQJ
 0DLQ 3RZHU 6ZLWFK
- 6XSSOLHV HOHFWULFDO SRZHU WR WKH FRQWURO SDQHO
 'LVSOD\
- 6KRZV WKH WLPH SURJUDPPHG IRU YDFXXP
- 6KRZV WKH ZHLJKW RI WKH UHIULJHUDQW SURJUDPPHG
IRU UHFKDUJLQJ
- 5HIHU WR WKH PDQXIDFWXUHU
V LQVWUXFWLRQV IRU
GHWDLOHG SURJUDPPLQJ LQIRUPDWLRQ
 /RZ6LGH 0DQLIROG *DXJH
- 6KRZV WKH V\VWHP
V ORZVLGH SUHVVXUH
 +LJK6LGH 0DQLIROG *DXJH






- 6KRZV WKH V\VWHP


V KLJKVLGH SUHVVXUH
&RQWURO 3DQHO
- &RQWUROV WKH YDULRXV RSHUDWLQJ IXQFWLRQV
/RZ6LGH 9DOYH
- &RQQHFWV WKH ORZ VLGH RI WKH $& V\VWHP WR WKH
XQLW
0RLVWXUH ,QGLFDWRU
- 6KRZV ZKHWKHU WKH UHIULJHUDQW LV ZHW RU GU\
+LJK6LGH 9DOYH
- &RQQHFWV WKH KLJK VLGH RI WKH $& V\VWHP WR WKH
XQLW

5HIULJHUDQW 5HFRYHU\
,PSRUWDQW 8VH RQO\ D UHIULJHUDQW WDQN WKDW LV GHVLJQHG
IRU WKH FKDUJLQJ VWDWLRQ LQ XVH 7KH XQLW
V RYHUILOO
OLPLWDWLRQ PHFKDQLVP LV FDOLEUDWHG VSHFLILFDOO\ IRU XVH

'$(:22 9 %/

%   0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0


ZLWK WKLV WDQN 7KH WDQN
V YDOYHV DUH DOVR PDQXIDFWXUHG
VSHFLILFDOO\ IRU WKLV XQLW
 $WWDFK WKH KLJKVLGH KRVH ZLWK WKH TXLFN GLVFRQQHFW
FRXSOHU WR WKH KLJKVLGH ILWWLQJ RI WKH YHKLFOH
V $&
V\VWHP
 2SHQ WKH FRXSOHU YDOYH
 $WWDFK WKH ORZVLGH KRVH ZLWK WKH TXLFN GLVFRQQHFW
FRXSOHU WR WKH ORZVLGH ILWWLQJ RI WKH YHKLFOH
V $&
V\VWHP
 2SHQ WKH FRXSOHU YDOYH
 &KHFN WKH KLJKVLGH DQG WKH ORZVLGH JDXJHV RQ WKH
XQLW
V FRQWURO SDQHO LQ RUGHU WR HQVXUH WKDW WKH $&
V\VWHP KDV SUHVVXUH ,I WKHUH LV QR SUHVVXUH WKHUH
LV QR UHIULJHUDQW LQ WKH V\VWHP WR UHFRYHU
,PSRUWDQW ,I WKHUH LV QR UHIULJHUDQW LQ WKH V\VWHP GR QRW
FRQWLQXH ZLWK WKH UHFRYHU\ RSHUDWLRQ ZKLFK ZRXOG XQGHU
WKLV FRQGLWLRQ GUDZ DLU LQWR WKH UHFRYHU\ WDQN







2SHQ ERWK WKH KLJKVLGH DQG WKH ORZVLGH YDOYHV


2SHQ WKH JDV DQG WKH OLTXLG YDOYHV RQ WKH WDQN
'UDLQ DQ\ RLO WKDW PD\ EH LQ WKH RLO VHSDUDWRU
&ORVH WKH RLO GUDLQ YDOYH
3OXJ WKH XQLW LQWR WKH SURSHU YROWDJH RXWOHW
7XUQ RQ WKH PDLQ SRZHU VZLWFK

1RWLFH 1HYHU UHXVH UHIULJHUDQW RLO 'DPDJH WR WKH $&


V\VWHP PD\ UHVXOW IURP VXFK UHXVH 'LVSRVH RI WKH
UHIULJHUDQW RLO SURSHUO\
 %HJLQ WKH UHFRYHU\ SURFHVV 5HIHU WR WKH
PDQXIDFWXUHU
V LQVWUXFWLRQV IRU WKH FKDUJLQJ VWDWLRQ
LQ XVH
,PSRUWDQW 6RPH $& V\VWHP SRO\DONDOLQH JO\FRO 3$*
OXEULFDWLQJ RLO PD\ EH UHPRYHG ZLWK WKH UHIULJHUDQW
GXULQJ UHFRYHU\ 7KH DPRXQW RI RLO UHPRYHG YDULHV $
FKDUJLQJ VWDWLRQ VHSDUDWHV WKH RLO IURP WKH UHIULJHUDQW
DQG SURYLGHV D PHDQV RI GHWHUPLQLQJ KRZ PXFK RLO ZDV
UHPRYHG 5HSODFH WKH VDPH DPRXQW RI RLO ZKHQ
UHFKDUJLQJ WKH V\VWHP 5HIHU WR WKH PDQXIDFWXUHU
V
LQVWUXFWLRQV IRU WKH FKDUJLQJ VWDWLRQ LQ XVH
 :DLW PLQXWHV WKHQ FKHFN WKH FRQWURO SDQHO
ORZVLGH JDXJH ,I WKH $& KDV PDLQWDLQHG YDFXXP
WKH UHFRYHU\ LV FRPSOHWH
 ,I WKH ORZVLGH JDXJH SUHVVXUH ULVHV DERYH ]HUR
WKHUH LV PRUH UHIULJHUDQW LQ WKH V\VWHP 5HFRYHU WKH
DGGLWLRQDO UHIULJHUDQW 5HSHDW WKLV VWHS XQWLO WKH
V\VWHP PDLQWDLQV YDFXXP IRU PLQXWHV
,PSRUWDQW ,I WKH FRQWURO LQGLFDWRU VKRZV WKDW WKH
UHIULJHUDQW WDQN LV IXOO GXULQJ WKH UHFRYHU\ SURFHVV DQG
WKH XQLW VKXWV RII LQVWDOO DQ HPSW\ XQLW WDQN WR VWRUH WKH
UHIULJHUDQW QHHGHG IRU VWHSV ODWHU LQ WKH SURFHGXUH 'R
QRW XVH DQ\ RWKHU W\SH RI WDQN

(YDFXDWLRQ
7KH XQLW WDQN PXVW FRQWDLQ D VXIILFLHQW DPRXQW RI 5D
UHIULJHUDQW IRU FKDUJLQJ &KHFN WKH DPRXQW RI UHIULJHUDQW
LQ WKH WDQN ,I WKHUH LV OHVV WKDQ NJ SRXQGV RI
UHIULJHUDQW DGG QHZ UHIULJHUDQW WR WKH WDQN 5HIHU WR WKH
PDQXIDFWXUHU
V LQVWUXFWLRQV IRU DGGLQJ UHIULJHUDQW

 9HULI\ WKDW WKH KLJKVLGH DQG WKH ORZVLGH KRVHV DUH


FRQQHFWHG WR WKH $& V\VWHP 2SHQ ERWK WKH
KLJKVLGH DQG WKH ORZVLGH YDOYHV RQ WKH XQLW
V FRQWURO
SDQHO
 2SHQ ERWK WKH JDV DQG WKH OLTXLG YDOYHV RQ WKH WDQN
,PSRUWDQW 5HIHU WR WKH PDQXIDFWXUHU
V LQVWUXFWLRQV IRU
WKH FKDUJLQJ VWDWLRQ LQ XVH ,W LV QHFHVVDU\ WR HYDFXDWH
WKH V\VWHP EHIRUH UHFKDUJLQJ LW ZLWK QHZ RU UHF\FOHG
UHIULJHUDQW
 6WDUW WKH YDFXXP SXPS DQG EHJLQ WKH HYDFXDWLRQ
SURFHVV 1RQFRQGHQVDEOH JDVHV PRVWO\ DLU DUH
YHQWHG IURP WKH WDQN DXWRPDWLFDOO\ GXULQJ WKH
UHF\FOLQJ SURFHVV <RX PD\ KHDU WKH SUHVVXUH EHLQJ
UHOHDVHG
 &KHFN IRU OHDNV LQ WKH V\VWHP 5HIHU WR WKH
PDQXIDFWXUHU
V LQVWUXFWLRQV IRU WKH FKDUJLQJ VWDWLRQ LQ
XVH
,PSRUWDQW &KDQJH WKH YDFXXP SXPS RLO IUHTXHQWO\
5HIHU WR WKH PDQXIDFWXUHU
V LQVWUXFWLRQV IRU WKH FKDUJLQJ
VWDWLRQ LQ XVH

$& 6\VWHP 2LO &KDUJH 5HSOHQLVKLQJ


$Q\ RLO UHPRYHG IURP WKH $& V\VWHP GXULQJ WKH
UHFRYHU\ SURFHVV PXVW EH UHSOHQLVKHG DW WKLV WLPH
 8VH WKH FRUUHFW JUDGXDWHG ERWWOH RI 3$* RLO IRU WKH
5D V\VWHP
,PSRUWDQW
- .HHS WKH RLO ERWWOHV WLJKWO\ FDSSHG DW DOO WLPHV WR
SURWHFW WKH RLO IURP PRLVWXUH DQG FRQWDPLQDWLRQ
- <RX PXVW KDYH DQ $& V\VWHP YDFXXP IRU WKLV
RSHUDWLRQ 1HYHU RSHQ WKH RLO LQMHFWLRQ YDOYH ZKLOH
WKHUH LV SRVLWLYH SUHVVXUH LQ WKH $& V\VWHP 7KLV ZLOO
UHVXOW LQ RLO EORZEDFN WKURXJK WKH ERWWOH YHQW
- 1HYHU OHW WKH RLO OHYHO GURS EHORZ WKH SLFNXS WXEH
ZKLOH FKDUJLQJ RU UHSOHQLVKLQJ WKH V\VWHP DV WKLV ZLOO
DOORZ DLU LQWR WKH $& V\VWHP
 5HIHU WR WKH PDQXIDFWXUHU
V LQVWUXFWLRQV IRU WKH
FKDUJLQJ VWDWLRQ LQ XVH $GG WKH SURSHU DPRXQW RI
3$* RLO WR WKH V\VWHP
 &ORVH WKH YDOYH ZKHQ WKH UHTXLUHG RLO FKDUJH KDV
EHHQ SXOOHG LQWR WKH V\VWHP

&KDUJLQJ
,PSRUWDQW (YDFXDWH WKH $& V\VWHP EHIRUH FKDUJLQJ
 &ORVH WKH ORZVLGH YDOYH RQ WKH FRQWURO SDQHO
 2SHQ WKH KLJKVLGH YDOYH RQ WKH FRQWURO SDQHO
 5HIHU WR WKH PDQXIDFWXUHU
V LQVWUXFWLRQV IRU WKH
FKDUJLQJ VWDWLRQ LQ XVH
 (QWHU WKH DPRXQW RI UHIULJHUDQW QHHGHG WR FKDUJH WKH
$& PDNLQJ VXUH WR XVH WKH FRUUHFW V\VWHP RI
PHDVXUHPHQW LH NLORJUDP NJ RU SRXQG OE 
 %HJLQ WKH FKDUJLQJ SURFHVV

6XFFHVVIXO 7UDQVIHU &RPSOHWH


 &ORVH WKH KLJKVLGH YDOYH RQ WKH XQLW
V FRQWURO SDQHO
%RWK YDOYHV VKRXOG EH FORVHG

'$(:22 9 %/

0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0 %  


 6WDUW WKH YHKLFOH DQG WKH $& V\VWHP
 /HW WKH HQJLQH UXQ XQWLO WKH UHDGLQJV RQ WKH KLJKVLGH
JDXJH DQG WKH ORZVLGH JDXJH VWDELOL]H
 &RPSDUH WKH UHDGLQJV WR WKH V\VWHP VSHFLILFDWLRQV
 &KHFN WKH HYDSRUDWRU RXWOHW WHPSHUDWXUH WR HQVXUH
WKDW WKH $& V\VWHP LV RSHUDWLQJ ZLWKLQ WKH V\VWHP
VSHFLILFDWLRQV
 .HHS WKH $& UXQQLQJ
 &ORVH WKH KLJKVLGH FRXSOHU YDOYH
 'LVFRQQHFW WKH KLJKVLGH KRVH IURP WKH YHKLFOH
 2SHQ WKH KLJKVLGH DQG ORZVLGH YDOYHV RQ WKH
FRQWURO SDQHO 7KH V\VWHP ZLOO TXLFNO\ GUDZ LQ
UHIULJHUDQW IURP ERWK KRVHV WKURXJK WKH ORZVLGH
KRVH
 &ORVH WKH ORZVLGH FRXSOHU YDOYH
 'LVFRQQHFW WKH ORZVLGH KRVH IURP WKH YHKLFOH

8QVXFFHVVIXO 7UDQVIHU
6RPHWLPHV WKH WRWDO FKDUJH GRHV QRW WUDQVIHU LQWR WKH
$& V\VWHP 7KHUH DUH WZR UHDVRQV ZK\ WKLV PD\ RFFXU
 7KH SUHVVXUH LQ WKH XQLW
V WDQN DQG WKH SUHVVXUH LQ WKH
$& V\VWHP DUH URXJKO\ HTXDO
- 7KLV ZLOO FDXVH WKH WUDQVIHU WR SURFHHG WRR VORZO\
- 5HIHU WR WKH PDQXIDFWXUHU
V LQVWUXFWLRQV IRU WKH
FKDUJLQJ VWDWLRQ LQ XVH

'$(:22 9 %/

 7KHUH ZDV QRW HQRXJK UHIULJHUDQW LQ WKH XQLW


V WDQN WR
WUDQVIHU WKH IXOO FKDUJH
- ,W LV QHFHVVDU\ WR UHFRYHU WKH SDUWLDO FKDUJH RI
UHIULJHUDQW IURP WKH YHKLFOH DQG WKHQ HYDFXDWH WKH
$& V\VWHP DQG FKDUJH LW DJDLQ
- 5HIHU WR WKH PDQXIDFWXUHU
V LQVWUXFWLRQV IRU WKH
FKDUJLQJ VWDWLRQ LQ XVH

6(59,&($%/(
&20321(176
&20321(176 86(' ,1 121$&
6<67(06

5HIHU WR 6HFWLRQ $ +HDWLQJ DQG 9HQWLODWLRQ 6\VWHP IRU


RQYHKLFOH VHUYLFH SURFHGXUHV IRU WKH IROORZLQJ VHFWLRQV
- %ORZHU 0RWRU
- %ORZHU 5HVLVWRU
- &RQWURO $VVHPEO\ .QRE /LJKWLQJ
- &RQWURO $VVHPEO\
- +HDWHU +RVHV
- +LJK%ORZHU 5HOD\
- $& &RQWURO 9DFXXP 7DQN
- 7HPSHUDWXUH &RQWURO &DEOH

%   0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0

$& 35(6685( 75$16'8&(5


5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HOHDVH WKH FRQQHFWRU ORFN DQG SXOO WKH WUDQVGXFHU
ZLUH FRQQHFWRU RXW

&'

 5HPRYH WKH WUDQVGXFHU ZLWK D ZUHQFK


 'LVFDUG WKH 2ULQJ VHDO

&%

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH QHZ 2ULQJ VHDO RQ WKH WUDQVGXFHU
 ,QVWDOO WKH SUHVVXUH WUDQVGXFHU

7LJKWHQ
7LJKWHQ WKH SUHVVXUH WUDQVGXFHU WR 1:P OE:LQ 
 &RQQHFW WKH ZLUH FRQQHFWRU
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&'

'$(:22 9 %/

0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0 %  

$& &2035(6625 5(/$<


5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 3XOO WKH UHOD\ VWUDLJKW XS DQG RXW IURP LWV ORFDWLRQ LQ
WKH HQJLQH IXVH EORFN DW WKH OHIW IURQW FRUQHU

&%

,QVWDOODWLRQ 3URFHGXUH
 $OLJQ WKH UHOD\ WHUPLQDO FRQWDFWV ZLWK WKH EDVH
UHFHSWDFOH
 3XVK WKH UHOD\ LQWR WKH EDVH XQWLO LW LV VHDWHG
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&%

$,5 ),/7(5
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
5HPRYDO
 5HPRYH WKH WZR QXWV WKDW VHFXUH WKH YDFXXP WDQN WR
WKH ILUH ZDOO

&%

'$(:22 9 %/

%   0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0


 6HW WKH YDFXXP WDQN DVLGH
 3XOO WKH ILOWHU RXW RI WKH FDYLW\ LQ WKH ILUH ZDOO

&%

,QVWDOODWLRQ
 ,QVWDOO WKH ILOWHU LQWR LWV FDYLW\ LQ WKH ILUH ZDOO
- $OLJQ WKH ILQV RQ WKH SODVWLF IUDPH RI WKH ILOWHU ZLWK
WKH JURYH LQ WKH KROGHU EHIRUH DWWHPSWLQJ WR LQVHUW
WKH ILOWHU LQWR SODFH
 +ROG WKH YDFXXP WDQN LQ SODFH RYHU LWV PRXQWLQJ
VWXGV RQ WKH ILUH ZDOO
 ,QVWDOO WKH QXWV WR VHFXUH WKH YDFXXP WDQN WR WKH ILUH
ZDOO

7LJKWHQ
7LJKWHQ WKH YDFXXP WDQNWRILUH ZDOO QXWV WR 1:P
OE:LQ 

&'

$& (;3$16,21 9$/9(


/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
5HPRYDO 3URFHGXUH
 5HPRYH WKH KHDWHUDLU GLVWULEXWRU FDVH DVVHPEO\
5HIHU WR +HDWHU$LU 'LVWULEXWRU &DVH $VVHPEO\ LQ
WKLV VHFWLRQ
 5HPRYH WKH VFUHZV WKDW VHFXUH WKH HYDSRUDWRU FDVH
KDOYHV
 5HPRYH WKH HYDSRUDWRU FRUH FDVH FRYHU
 6OLGH WKH HYDSRUDWRU IODQJH VXSSRUW SODWH XSZDUG WR
IDFLOLWDWH UHPRYDO RI WKH HYDSRUDWRU

%%

'$(:22 9 %/

0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0 %  







5HPRYH WKH HYDSRUDWRU IURP WKH FDVH


5HPRYH WKH H[SDQVLRQ YDOYH EROWV
5HPRYH WKH H[SDQVLRQ YDOYH
5HPRYH WKH 2ULQJV IURP WKH HYDSRUDWRU OLQHV DQG
WKH DLU FRQGLWLRQLQJ $& OLQHV

$%

,QVWDOODWLRQ 3URFHGXUH
 &OHDQ WKH 2ULQJ VXUIDFH DUHDV RI GLUW RU
FRQWDPLQDWLRQ
 ,QVWDOO QHZ 2ULQJV RQ WKH HYDSRUDWRU OLQHV DQG WKH
$& OLQHV
 ,QVWDOO D QHZ H[SDQVLRQ YDOYH RQWR WKH HYDSRUDWRU
OLQHV
 ,QVHUW WKH H[SDQVLRQ YDOYH EROWV WKURXJK WKH
H[SDQVLRQ YDOYH LQWR WKH PRXQWLQJ VXUIDFH RI WKH
HYDSRUDWRU IODQJH

7LJKWHQ
7LJKWHQ WKH H[SDQVLRQ YDOYH EROWV WR 1:P
OE:LQ 

%%

 ,QVWDOO WKH HYDSRUDWRU FRUH LQWR WKH FDVH &HQWHU WKH


HYDSRUDWRU IODQJH LQ WKH FDVH RSHQLQJ
 ,QVWDOO WKH HYDSRUDWRU FRUH FDVH FRYHU ZLWK WKH
VFUHZV
 ,QVWDOO WKH KHDWHUDLU GLVWULEXWRU FDVH 5HIHU WR
+HDWHU$LU 'LVWULEXWRU &DVH LQ WKLV VHFWLRQ
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 (YDFXDWH DQG UHFKDUJH WKH V\VWHP 5HIHU WR
'LVFKDUJLQJ $GGLQJ 2LO (YDFXDWLQJ DQG &KDUJLQJ
3URFHGXUHV IRU $& 6\VWHP LQ WKLV VHFWLRQ

&'

'$(:22 9 %/

%   0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0

+($7(5$,5 ',675,%8725 &$6(


$66(0%/<
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HFRYHU WKH UHIULJHUDQW 5HIHU WR 'LVFKDUJLQJ
$GGLQJ 2LO (YDFXDWLQJ DQG &KDUJLQJ 3URFHGXUHV IRU
$& 6\VWHP LQ WKLV VHFWLRQ
 5HPRYH WKH QXWV WKDW VHFXUH WKH DLU FRQGLWLRQLQJ
$& VXFWLRQ KRVH DQG OLTXLG HYDSRUDWRU SLSH EORFNV
DW WKH ILUH ZDOO

&%

 /RRVHQ WKH $& VXFWLRQ KRVH FODPS EROW /RRVHQ WKH


OLTXLG HYDSRUDWRU SLSH FODPS EROW
 /RRVHQ WKH $& VXFWLRQ KRVH DQG WKH OLTXLG
HYDSRUDWRU SLSH FODPSV WR DOORZ PRYHPHQW RI WKH
WXEHV
 3XOO WKH $& VXFWLRQ KRVH DQG OLTXLG HYDSRUDWRU SLSH
IURP WKH HYDSRUDWRU LQOHW
 5HPRYH WKH HYDSRUDWRU GUDLQ KRVH
 5HPRYH WKH KHDWHUDLU GLVWULEXWRU FDVH IURP WKH
YHKLFOH 5HIHU WR 6HFWLRQ $ +HDWLQJ DQG 9HQWLODWLRQ
6\VWHP

&%

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WZR QHZ 2ULQJV RQWR WKH $& VXFWLRQ KRVH DQG
WKH OLTXLG HYDSRUDWRU SLSH DW WKH ILUH ZDOO LQ WKH HQJLQH
FRPSDUWPHQW
,PSRUWDQW 'R QRW WU\ WR YHULI\ WKH RSHUDWLRQ RI WKH
V\VWHP XQWLO \RX KDYH LQVWDOOHG DQG UHFKDUJHG WKH $&
V\VWHP
 ,QVWDOO WKH KHDWHUDLU GLVWULEXWRU FDVH LQWR WKH YHKLFOH
5HIHU WR 6HFWLRQ $ +HDWLQJ DQG 9HQWLODWLRQ 6\VWHP
 ,QVWDOO WKH $& VXFWLRQ KRVH DQG WKH OLTXLG HYDSRUDWRU
SLSHV RQWR WKH HYDSRUDWRU IODQJH FRQQHFWLQJ EORFN
VWXGV
 6HFXUH WKH OLTXLG HYDSRUDWRU SLSH DQG WKH VXFWLRQ
KRVH WR WKH HYDSRUDWRU IODQJH ZLWK WKH QXWV

7LJKWHQ
&%

7LJKWHQ WKH VXFWLRQ KRVH FRQQHFWLQJ EORFN UHWDLQLQJ


QXWV WR 1:P OE:LQ 

'$(:22 9 %/

0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0 %  


 ,QVWDOO WKH $& VXFWLRQ KRVH FODPS ZLWK WKH EROW

7LJKWHQ
7LJKWHQ WKH VXFWLRQ KRVH FODPS EROW WR 1:P
OE:LQ 
 ,QVWDOO WKH OLTXLG HYDSRUDWRU SLSH FODPS ZLWK WKH EROW

7LJKWHQ
7LJKWHQ WKH OLTXLG HYDSRUDWRU SLSH FODPS EROW WR 1:P
OE:LQ 
 ,QVWDOO WKH HYDSRUDWRU GUDLQ KRVH
 (YDFXDWH DQG UHFKDUJH WKH $& V\VWHP 5HIHU WR
'LVFKDUJLQJ $GGLQJ 2LO (YDFXDWLQJ DQG &KDUJLQJ
3URFHGXUHV IRU $& 6\VWHP LQ WKLV VHFWLRQ
 2SHUDWH WKH +9$& FRQWURO WR YHULI\ WKH SURSHU
IXQFWLRQ RI WKH KHDWLQJ DQG WKH FRROLQJ V\VWHPV
&%

$& +,*+35(6685( 3,3( /,1(


/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HFRYHU WKH UHIULJHUDQW 5HIHU WR 'LVFKDUJLQJ
$GGLQJ 2LO (YDFXDWLQJ DQG &KDUJLQJ 3URFHGXUHV
IRU $& 6\VWHP LQ WKLV VHFWLRQ
 5HPRYH WKH DLU FOHDQHU KRXVLQJ DVVHPEO\ PRXQWLQJ
EROWV DQG WKH DLU FOHDQHU KRXVLQJ DVVHPEO\
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU DW WKH SUHVVXUH
WUDQVGXFHU

&'

 )RU ULJKWKDQG GULYH YHKLFOHV WKH WUDQGXFHU LV ORFDWHG


FORVH WR WKH ULJKW ZKHHO VKRRN WRZHU

&%

'$(:22 9 %/

%   0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0


 5HPRYH WKH EROWV ZKLFK VHFXUH WKH FODPSV WKDW KROG
WKH KLJKSUHVVXUH SLSH WR WKH YHKLFOH
 5HPRYH WKH KLJKSUHVVXUH SLSH WR HYDSRUDWRU IODQJH
FRQQHFWLQJ EORFN UHWDLQLQJ QXW
 &DS WKH KLJKSUHVVXUH SLSH RSHQLQJ
 5HPRYH WKH KLJKSUHVVXUH SLSH WR UHFHLYHUGU\HU
FRQQHFWLQJ EORFN UHWDLQLQJ QXW
 5HPRYH WKH KLJKSUHVVXUH SLSH IURP WKH YHKLFOH
 &DS WKH RSHQLQJ DW WKH UHFHLYHUGU\HU WR SUHYHQW
FRQWDPLQDWLRQ

&'

,QVWDOODWLRQ 3URFHGXUH
 3RVLWLRQ WKH KLJKSUHVVXUH SLSH LQWR WKH YHKLFOH
 ,QVWDOO D QHZ 2ULQJ RQ WKH SLSH DW WKH UHFHLYHUGU\HU
 ,QVWDOO WKH KLJKSUHVVXUH SLSH WR UHFHLYHUGU\HU
FRQQHFWLQJ EORFN QXW

7LJKWHQ
7LJKWHQ WKH KLJKSUHVVXUH SLSH WR UHFHLYHUGU\HU
FRQQHFWLQJ EORFN QXW WR 1:P OE:LQ 
 ,QVWDOO WKH WKH KLJK SUHVVXUH SLSH WR HYDSRUDWRU IODQJH
FRQQHFWLQJ EORFN QXW

7LJKWHQ
7LJKWHQ WKH KLJKSUHVVXUH SLSH WR HYDSRUDWRU IODQJH
FRQQHFWLQJ EORFN QXW WR 1:P OE:LQ 

&%

 ,QVWDOO WKH EROWV ZKLFK VHFXUH WKH FODPSV WKDW KROG WKH
KLJKSUHVVXUH SLSH WR WKH YHKLFOH

7LJKWHQ
7LJKWHQ WKH FODPS EROWV WR 1:P OE:LQ 
 &RQQHFW WKH HOHFWULFDO FRQQHFWRU WR WKH SUHVVXUH
WUDQVGXFHU
 ,QVWDOO WKH DLU FOHDQHU KRXVLQJ DVVHPEO\ ZLWK WKH
UHWDLQLQJ EROWV

7LJKWHQ
7LJKWHQ WKH DLU FOHDQHU KRXVLQJ DVVHPEO\ UHWDLQLQJ
EROWV WR 1:P OE: 
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 (YDFXDWH DQG UHFKDUJH WKH $& V\VWHP 5HIHU WR
'LVFKDUJLQJ $GGLQJ 2LO (YDFXDWLQJ DQG &KDUJLQJ
3URFHGXUHV IRU $& 6\VWHP LQ WKLV VHFWLRQ
&'

'$(:22 9 %/

0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0 %  

+($7(5 &25(
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH KHDWHUDLU GLVWULEXWRU FDVH DVVHPEO\
5HIHU WR +HDWHU$LU 'LVWULEXWRU &DVH $VVHPEO\ LQ
WKLV VHFWLRQ
 5HPRYH WKH KHDWHU FRUH IURP WKH FDVH 5HIHU WR
6HFWLRQ $ +HDWLQJ DQG 9HQWLODWLRQ 6\VWHP

,QVWDOODWLRQ 3URFHGXUH

 ,QVWDOO WKH KHDWHU FRUH LQWR WKH FDVH 5HIHU WR 6HFWLRQ


$ +HDWLQJ DQG 9HQWLODWLRQ 6\VWHP
 ,QVWDOO WKH KHDWHUDLU GLVWULEXWRU FDVH DVVHPEO\ 5HIHU
WR +HDWHU$LU 'LVWULEXWRU &DVH $VVHPEO\ LQ WKLV
VHFWLRQ
 )LOO WKH FRROLQJ V\VWHP 5HIHU WR 6HFWLRQ ' (QJLQH
&RROLQJ
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 (YDFXDWH DQG UHFKDUJH WKH $& V\VWHP 5HIHU WR
'LVFKDUJLQJ $GGLQJ 2LO (YDFXDWLQJ DQG &KDUJLQJ
3URFHGXUHV IRU $& 6\VWHP LQ WKLV VHFWLRQ

(9$325$725 &25(
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH LQVWUXPHQW SDQHO FDUULHU DVVHPEO\ 5HIHU
WR 6HFWLRQ ( ,QVWUXPHQWDWLRQ'ULYHU ,QIRUPDWLRQ
 5HPRYH WKH KHDWHUDLU GLVWULEXWRU FDVH DVVHPEO\
5HIHU WR +HDWHU$LU 'LVWULEXWRU &DVH LQ WKLV VHFWLRQ
 5HPRYH WKH VFUHZV WKDW VHFXUH WKH HYDSRUDWRU FDVH
KDOYHV
 5HPRYH WKH HYDSRUDWRU FRUH FDVH FRYHU
 6OLGH WKH HYDSRUDWRU IODQJH VXSSRUW SODWH XSZDUG WR
IDFLOLWDWH UHPRYDO RI WKH HYDSRUDWRU
%%

'$(:22 9 %/

%   0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0


 5HPRYH WKH HYDSRUDWRU FRUH IURP WKH FDVH
 5HPRYH WKH DLU FRQGLWLRQLQJ $& H[SDQVLRQ YDOYH
5HIHU WR $& ([SDQVLRQ 9DOYH LQ WKLV VHFWLRQ

%%

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH 2ULQJV RQWR WKH HYDSRUDWRU WXEHV
 ,QVWDOO WKH $& H[SDQVLRQ YDOYH 5HIHU WR $&
([SDQVLRQ 9DOYH LQ WKLV VHFWLRQ

%%

 ,QVWDOO WKH HYDSRUDWRU FRUH LQWR WKH FDVH &HQWHU WKH


HYDSRUDWRU IODQJH LQ WKH FDVH RSHQLQJ
 $VVHPEOH WKH HYDSRUDWRU FDVH KDOYHV ZLWK WKH
VFUHZV
 ,QVWDOO WKH KHDWHUDLU GLVWULEXWRU FDVH 5HIHU WR
+HDWHU$LU 'LVWULEXWRU &DVH LQ WKLV VHFWLRQ
 ,QVWDOO WKH LQVWUXPHQW SDQHO FDUULHU DVVHPEO\ 5HIHU
WR 6HFWLRQ ( ,QVWUXPHQWDWLRQ'ULYHU ,QIRUPDWLRQ
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 (YDFXDWH DQG UHFKDUJH WKH $& V\VWHP 5HIHU WR
'LVFKDUJLQJ $GGLQJ 2LO (YDFXDWLQJ DQG &KDUJLQJ
3URFHGXUHV IRU $& 6\VWHP LQ WKLV VHFWLRQ

%%

'$(:22 9 %/

0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0 %  

$& 68&7,21 +26( $66(0%/<


5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'LVFKDUJH DQG UHFRYHU WKH UHIULJHUDQW 5HIHU WR
'LVFKDUJLQJ $GGLQJ 2LO (YDFXDWLQJ DQG &KDUJLQJ
3URFHGXUHV IRU $& 6\VWHP LQ WKLV VHFWLRQ
 5HPRYH WKH DLU FOHDQHU KRXVLQJ DVVHPEO\ PRXQWLQJ
VFUHZV
 5HPRYH WKH DLU FOHDQHU KRXVLQJ
 5HPRYH WKH UHWDLQLQJ QXW IURP WKH KRVH FRQQHFWLQJ
EORFN DQG GLVFRQQHFW WKH DLU FRQGLWLRQLQJ $& KRVH
DVVHPEO\ FRQQHFWRU EORFN DW WKH WRS UHDU RI WKH
FRPSUHVVRU 'LVFDUG WKH VHDOLQJ ZDVKHUV
 &DS DOO RI WKH RSHQLQJV WR SUHYHQW FRQWDPLQDWLRQ
&'

 5HPRYH WKH VXFWLRQ KRVH VXSSRUW FODPS EROW DQG


WKH FODPS DORQJ WKH OHIW VLGH RI WKH HQJLQH
FRPSDUWPHQW IHQGHU ZHOO
 5HPRYH WKH VXFWLRQ KRVH VXSSRUW FODPS QXW DQG WKH
FODPS RQ WKH OHIW VLGH VWUXW WRZHU
 5HPRYH WKH HYDSRUDWRU IODQJH FRQQHFWLQJ EORFN
UHWDLQLQJ QXW DQG GLVFRQQHFW WKH $& VXFWLRQ KRVH DW
WKH ILUH ZDOO HYDSRUDWRU IODQJH FRQQHFWLQJ EORFN
'LVFDUG WKH 2ULQJ VHDO
 5HPRYH WKH $& VXFWLRQ KRVH
 &DS WKH RSHQLQJ WR WKH HYDSRUDWRU IODQJH WR SUHYHQW
FRQWDPLQDWLRQ

&%

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO D QHZ 2ULQJ VHDO RQWR WKH VXFWLRQ KRVH HQG
DW WKH HYDSRUDWRU IODQJH
 3RVLWLRQ WKH KRVH DVVHPEO\ DQG WKH VXSSRUW FODPS
LQ SODFH LQ WKH YHKLFOH
 ,QVHUW WKH VXFWLRQ KRVH HQG LQWR WKH HYDSRUDWRU
IODQJH
 ,QVWDOO WKH HYDSRUDWRU IODQJH FRQQHFWLQJ EORFN
UHWDLQLQJ QXWV

7LJKWHQ
7LJKWHQ WKH VXFWLRQ KRVH FRQQHFWLQJ EORFN UHWDLQLQJ
QXWV WR 1:P OE:LQ 
 ,QVWDOO QHZ VHDOLQJ ZDVKHUV RQWR WKH SLORWV RI WKH
VXFWLRQGLVFKDUJH EORFN ILWWLQJ 7KH ZDVKHUV PXVW
EH VHDWHG DJDLQVW WKH VXUIDFH RI WKH EORFN ILWWLQJ
&%

'$(:22 9 %/

%   0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0


 0DWH WKH GLVFKDUJH KRVH FRQQHFWLQJ EORFN WR WKH
FRPSUHVVRU +ROG LW LQ SODFH ZKLOH WLJKWHQLQJ WKH
UHWDLQLQJ QXW

7LJKWHQ
7LJKWHQ WKH GLVFKDUJH KRVH FRQQHFWLQJ EORFN WR
FRPSUHVVRU UHWDLQLQJ QXW WR  1:P OE:IW 
 ,QVWDOO WKH VXFWLRQ KRVH VXSSRUW FODPS RQ WKH
OHIWVLGH VWUXW WRZHU DQG WLJKWHQ WKH VXSSRUW FODPS
UHWDLQLQJ QXW

7LJKWHQ
7LJKWHQ WKH VXFWLRQ KRVH VXSSRUW FODPS UHWDLQLQJ QXW
WR 1:P OE:LQ 
 ,QVWDOO WKH VXFWLRQ KRVH VXSSRUW FODPS DORQJ WKH OHIW
VLGH RI WKH HQJLQH FRPSDUWPHQW IHQGHU ZHOO

7LJKWHQ
&%

7LJKWHQ WKH VXFWLRQ KRVH VXSSRUW FODPS UHWDLQLQJ EROW


WR 1:P OE:LQ 
 ,QVWDOO WKH DLU FOHDQHU KRXVLQJ DVVHPEO\
- 6HDW WKH KRXVLQJ LQ LWV SODFH ZLWK WKH SLFNXS WXEH LQ
WKH KROH SURYLGHG
- ,QVWDOO WKH EROWV WKDW VHFXUH WKH KRXVLQJ

7LJKWHQ
7LJKWHQ WKH DLU FOHDQHU KRXVLQJ DVVHPEO\ UHWDLQLQJ
EROWV WR 1:P OE: 
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 (YDFXDWH DQG UHFKDUJH WKH $& V\VWHP 5HIHU WR
'LVFKDUJLQJ $GGLQJ 2LO (YDFXDWLQJ DQG &KDUJLQJ
3URFHGXUHV IRU $& 6\VWHP LQ WKLV VHFWLRQ

$& ',6&+$5*( +26( 


&2035(6625 72 &21'(16(5
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HFRYHU WKH UHIULJHUDQW 5HIHU WR 'LVFKDUJLQJ
$GGLQJ 2LO (YDFXDWLQJ DQG &KDUJLQJ 3URFHGXUHV IRU
$& 6\VWHP LQ WKLV VHFWLRQ
 5HPRYH WKH QXW DW WKH FRPSUHVVRU KRVH FRQQHFWLQJ
EORFN

&'

'$(:22 9 %/

0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0 %  


 5HPRYH WKH QXW DW WKH FRQGHQVHU FRQQHFWLQJ EORFN
 5HPRYH WKH KRVH IURP WKH YHKLFOH

&'

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO QHZ VHDOLQJ ZDVKHUV DW WKH FRPSUHVVRU
FRQQHFWLQJ EORFN HQG DQG D QHZ 2ULQJ DW WKH
FRQGHQVHU FRQQHFWLQJ EORFN HQG
 3RVLWLRQ WKH KRVH LQWR WKH YHKLFOH DQG LQVWDOO WKH QXW
DW WKH FRQGHQVHU FRQQHFWLQJ EORFN

7LJKWHQ
7LJKWHQ WKH GLVFKDUJH KRVH FRQQHFWLQJ EORFN WR
FRQGHQVHU UHWDLQLQJ QXW WR 1:P OE:IW 

&'

 0DWH WKH KRVH FRQQHFWLQJ WKH FRQQHFWLQJ EORFN WR WKH


FRPSUHVVRU DQG LQVWDOO WKH UHWDLQLQJ QXW

7LJKWHQ
7LJKWHQ WKH GLVFKDUJH KRVH FRQQHFWLQJ EORFN WR
FRPSUHVVRU UHWDLQLQJ QXW WR 1:P OE:IW 
 (YDFXDWH DQG UHFKDUJH WKH $& V\VWHP 5HIHU WR
'LVFKDUJLQJ $GGLQJ 2LO (YDFXDWLQJ DQG &KDUJLQJ
3URFHGXUHV IRU $& 6\VWHP LQ WKLV VHFWLRQ
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&'

'$(:22 9 %/

%   0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0

5(&(,9(5'5<(5
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'LVFKDUJH DQG UHFRYHU WKH UHIULJHUDQW 5HIHU WR
'LVFKDUJLQJ $GGLQJ 2LO (YDFXDWLQJ DQG &KDUJLQJ
3URFHGXUHV IRU $& 6\VWHP LQ WKLV VHFWLRQ
 5HPRYH WKH KLJKSUHVVXUH SLSH WR UHFHLYHUGU\HU
FRQQHFWLQJ EORFN QXW DQG UHPRYH WKH SLSH IURP WKH
UHFHLYHUGU\HU
 5HPRYH WKH UHFHLYHUGU\HU WR FRQGHQVHU SLSH QXW

&'

 /RRVHQ WKH EROW WKDW VHFXUHV WKH UHFHLYHUGU\HU EDQG


FODPS
1RWLFH +ROG WKH UHFHLYHUGU\HU WR FRQGHQVHU SLSH WR
VXSSRUW LW VR WKDW WKH SLSH LV QRW GDPDJHG ZKLOH EHLQJ
UHPRYHG IURP WKH UHFHLYHUGU\HU
 5HPRYH WKH UHFHLYHUGU\HU E\ VOLGLQJ LW GRZQ DQG RXW
RI WKH EDQG FODPS
 &DS DOO RSHQ FRQQHFWLRQV WR SUHYHQW FRQWDPLQDWLRQ
 'UDLQ WKH RLO IURP WKH UHFHLYHUGU\HU LQWR D JUDGXDWHG
FRQWDLQHU 5HFRUG WKH DPRXQW RI RLO GUDLQHG
 'LVFDUG WKH XVHG RLO

&'

,QVWDOODWLRQ 3URFHGXUH
,PSRUWDQW 'R QRW XQFDS WKH QHZ UHFHLYHUGU\HU XQWLO
MXVW SULRU WR LQVWDOODWLRQ
 $GG WKH QHZ RLO WR WKH QHZ UHFHLYHUGU\HU 8VH WKH
H[DFW DPRXQW RI RLO WKDW \RX GUDLQHG IURP WKH ROG
UHFHLYHUGU\HU
 ,QVWDOO QHZ 2ULQJV RQWR WKH WZR SLSHV WKDW FRQQHFW WR
WKH UHFHLYHUGU\HU
 ,QVWDOO WKH UHFHLYHUGU\HU LQWR WKH EDQG FODPS
6XSSRUW WKH UHFHLYHUGU\HU WR FRQGHQVHU SLSH ZKLOH
SXVKLQJ WKH UHFHLYHUGU\HU XSZDUG XQWLO WKH SLSH LV
IXOO\ LQVWDOOHG
 7LJKWHQ WKH EROW RQ WKH EDQG FODPS

7LJKWHQ
7LJKWHQ WKH EDQG FODPS EROW WR 1:P OE:LQ 
&'

'$(:22 9 %/

0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0 %  


 ,QVWDOO WKH KLJKSUHVVXUH SLSH LQWR WKH UHFHLYHUGU\HU
 ,QVWDOO WKH KLJKSUHVVXUH SLSH WR UHFHLYHUGU\HU
FRQQHFWLQJ EORFN QXW

7LJKWHQ
7LJKWHQ WKH KLJKSUHVVXUH SLSH WR UHFHLYHUGU\HU
FRQQHFWLQJ EORFN QXW DQG WKH UHFHLYHUGU\HU WR
FRQGHQVHU SLSH QXW WR 1:P OE:LQ 
 (YDFXDWH DQG UHFKDUJH WKH $& V\VWHP 5HIHU WR
'LVFKDUJLQJ $GGLQJ 2LO (YDFXDWLQJ DQG &KDUJLQJ
3URFHGXUHV IRU $& 6\VWHP LQ WKLV VHFWLRQ

&'

&2035(6625
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'LVFKDUJH DQG UHFRYHU WKH UHIULJHUDQW 5HIHU WR
'LVFKDUJLQJ $GGLQJ 2LO (YDFXDWLQJ DQG &KDUJLQJ
3URFHGXUHV IRU $& 6\VWHP LQ WKLV VHFWLRQ
 5HPRYH WKH GLVFKDUJH KRVH PRXQWLQJ QXW
 /LIW WKH GLVFKDUJH KRVH PRXQWLQJ EORFN DQG WKH
VXFWLRQ KRVH IURP WKH FRPSUHVVRU

&%

 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH


 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU DW WKH
FRPSUHVVRU
 5HPRYH WKH GULYH EHOW DQG WKH LGOHU SXOOH\ 5HIHU WR
6HFWLRQ % 3RZHU 6WHHULQJ 3XPS
 5HPRYH WKH IURQW DQG WKH UHDU FRPSUHVVRU WR
EUDFNHW EROWV
 5HPRYH WKH FRPSUHVVRU
 'UDLQ WKH RLO IURP WKH FRPSUHVVRU LQWR D FRQWDLQHU
0HDVXUH WKH DPRXQW RI WKH RLO WKDW LV GUDLQHG 7KHQ
GLVFDUG WKH XVHG RLO

&'

'$(:22 9 %/

%   0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0


,QVWDOODWLRQ 3URFHGXUH
 $GG RLO WR WKH QHZ FRPSUHVVRU 8VH WKH H[DFW
DPRXQW RI RLO WKDW \RX GUDLQHG IURP WKH ROG
FRPSUHVVRU
 ,QVWDOO WKH FRPSUHVVRU
 ,QVWDOO WKH FRPSUHVVRU WR EUDFNHW PRXQWLQJ EROWV

7LJKWHQ
7LJKWHQ WKH IURQW FRPSUHVVRU WR EUDFNHW PRXQWLQJ
EROWV WR 1:P OE:IW 
7LJKWHQ WKH UHDU FRPSUHVVRU WR EUDFNHW PRXQWLQJ
EROWV WR 1:P OE:IW 
 ,QVWDOO WKH LGOHU SXOOH\ DQG WKH VHUSHQWLQH DFFHVVRU\
GULYH EHOW 5HIHU WR 6HFWLRQ % 3RZHU 6WHHULQJ
3XPS
&'

 ,QVWDOO QHZ VHDOLQJ ZDVKHUV WR WKH VXFWLRQ KRVH DQG


WKH GLVFKDUJH KRVH PRXQWLQJ
 &RQQHFW WKH HOHFWULFDO FRQQHFWRU DW WKH FRPSUHVVRU
 /RZHU WKH YHKLFOH
 3ODFH WKH VXFWLRQ KRVH LQWR LWV FDYLW\ LQ WKH
FRPSUHVVRU DQG LQVWDOO WKH GLVFKDUJH KRVH PRXQWLQJ
EORFN WR FODPS LW LQWR SODFH +ROG WKLV DOO WRJHWKHU
ZKLOH WLJKWHQLQJ WKH UHWDLQLQJ QXW

7LJKWHQ
7LJKWHQ WKH GLVFKDUJH KRVH FRQQHFWLQJ EORFN WR
FRPSUHVVRU UHWDLQLQJ QXW WR 1:P OE:IW 
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 (YDFXDWH DQG UHFKDUJH WKH $& V\VWHP 5HIHU WR
'LVFKDUJLQJ $GGLQJ 2LO (YDFXDWLQJ DQG &KDUJLQJ
3URFHGXUHV IRU $& 6\VWHP LQ WKLV VHFWLRQ
&%

&21'(16(5
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'LVFKDUJH DQG UHFRYHU WKH UHIULJHUDQW 5HIHU WR
'LVFKDUJLQJ $GGLQJ 2LO (YDFXDWLQJ DQG &KDUJLQJ
3URFHGXUHV IRU $& 6\VWHP LQ WKLV VHFWLRQ
 5HPRYH WKH UDGLDWRU 5HIHU WR 6HFWLRQ ' (QJLQH
&RROLQJ
 5HPRYH WKH GLVFKDUJH KRVH FRQQHFWLQJ EORFN WR
FRQGHQVHU UHWDLQLQJ QXW
 5HPRYH WKH KRVH IURP WKH FRQGHQVHU

&'

'$(:22 9 %/

0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0 %  


 5HPRYH WKH KLJK SUHVVXUH SLSH WR UHFHLYHUGU\HU
FRQQHFWLQJ EORFN QXW
 5HPRYH WKH SLSH IURP WKH UHFHLYHUGU\HU

&'

 5HPRYH WKH XSSHU FRQGHQVHU PRXQW QXWV


 7LOW WKH FRQGHQVHU WR WKH UHDU DZD\ IURP WKH
UDGLDWRU PRXQW VXSSRUW
 /LIW WKH FRQGHQVHU XS DQG RXW RI WKH HQJLQH
FRPSDUWPHQW
 &DS DOO WKH RSHQ OLQHV DQG WKH ILWWLQJV WR SUHYHQW
FRQWDPLQDWLRQ

&'

,QVWDOODWLRQ 3URFHGXUH
 0DNH VXUH WKH FRQGHQVHU UXEEHU PRXQWV DUH LQ
SODFH
 ,QVWDOO WKH FRQGHQVHU LQWR WKH YHKLFOH 7KH ORZHU
PRXQW VKRFN SURWHFWRUV PXVW ILW LQWR WKH KROHV
SURYLGHG
 0RYH WKH FRQGHQVHU IRUZDUG LQWR WKH UDGLDWRU
VXSSRUW PRXQW KROHV
 ,QVWDOO WKH XSSHU FRQGHQVHU PRXQW QXWV DQG WKH
ZDVKHUV

7LJKWHQ
7LJKWHQ WKH XSSHU FRQGHQVHU PRXQW QXWV WR 1:P
OE:LQ 

&%

'$(:22 9 %/

%   0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0


 ,QVWDOO D QHZ 2ULQJ RQWR WKH KLJKSUHVVXUH SLSH
PRXQWLQJ EORFN ILWWLQJ RQ WKH UHFHLYHUGU\HU
 ,QVWDOO WKH KLJKSUHVVXUH SLSH LQWR WKH UHFHLYHUGU\HU
 ,QVWDOO WKH KLJKSUHVVXUH SLSH WR UHFHLYHUGU\HU
FRQQHFWLQJ EORFN QXW

7LJKWHQ
7LJKWHQ WKH KLJKSUHVVXUH SLSH WR UHFHLYHUGU\HU
FRQQHFWLQJ EORFN QXW WR 1:P OE:LQ 

&'

 ,QVWDOO D QHZ 2ULQJ RQWR WKH GLVFKDUJH KRVH


FRQQHFWLQJ EORFN ILWWLQJ
 ,QVWDOO WKH GLVFKDUJH KRVH ILWWLQJ LQWR WKH FRQGHQVHU
 ,QVWDOO WKH GLVFKDUJH KRVH FRQQHFWLQJ EORFN WR
FRQGHQVHU UHWDLQLQJ QXW DW WKH FRQGHQVHU
FRQQHFWLQJ EORFN

7LJKWHQ

&'

7LJKWHQ WKH GLVFKDUJH KRVH FRQQHFWLQJ EORFN WR


FRQGHQVHU QXW WR 1:P OE:IW 
 ,QVWDOO WKH UDGLDWRU 5HIHU WR 6HFWLRQ ' (QJLQH
&RROLQJ
 (YDFXDWH DQG UHFKDUJH WKH $& V\VWHP 5HIHU WR
'LVFKDUJLQJ $GGLQJ 2LO (YDFXDWLQJ DQG &KDUJLQJ
3URFHGXUHV IRU $& 6\VWHP LQ WKLV VHFWLRQ
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 2SHUDWH WKH +9$& FRQWURO WR YHULI\ WKH SURSHU
IXQFWLRQ RI WKH KHDWLQJ DQG FRROLQJ V\VWHPV

'$(:22 9 %/

0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0 %  

81,7 5(3$,5
&20321(17 /2&$725
9 &2035(6625

$%


















5HDU +HDG &RPSUHVVRU


&RQWURO 9DOYH 25LQJ
5HDU +HDG *DVNHW
9DOYH 3ODWH
6XFWLRQ 5HHG
&OXWFK &RLO
5HWDLQLQJ 5LQJ
'ULYH 3ODWH &OXWFK
3XOOH\ %HDULQJ
&OXWFK +XE .H\
6KDIW 1XW
6HDO 5HWDLQLQJ 5LQJ
6KDIW /LS 6HDO
6KDIW 6HDO 25LQJ
&RPSUHVVRU +RXVLQJ
&RPSUHVVRU &RQWURO 9DOYH

'$(:22 9 %/

















3UHVVXUH 5HOLHI 9DOYH


3XOOH\ %HDULQJ WR +HDG 5HWDLQLQJ 5LQJ
5RWRU 3XOOH\
7KURXJK %ROW
7KURXJK *DVNHW
&RPSUHVVRU +RXVLQJ WR &\OLQGHU 25LQJ
6KDIW DQG *XLGH 3LQ $VVHPEO\ &\OLQGHU
5HDU +HDG 25LQJ
7KUXVW :DVKHU
5DFH
%HDULQJ
2LO 'UDLQ 3OXJ
&OXWFK DQG +XE .H\ZD\
&RPSUHVVRU 6KDIW
3UHVVXUH 5HOLHI 9DOYH 25LQJ

%   0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0

9 $,5 &21',7,21,1*
&2035(6625 29(5+$8/
&/87&+ 3/$7( $1' +8%
$66(0%/<
7RROV 5HTXLUHG
-% +XE DQG 'ULYH 3ODWH 5HPRYHU,QVWDOOHU
- 6KDIW 1XW 6RFNHW
- &OXWFK +XE +ROGLQJ 7RRO
- &RPSUHVVRU +ROGLQJ )L[WXUH

'LVDVVHPEO\ 3URFHGXUH
 5HPRYH WKH FRPSUHVVRU 5HIHU WR &RPSUHVVRU LQ
WKLV VHFWLRQ
 ,QVWDOO WKH FRPSUHVVRU KROGLQJ IL[WXUH - WR WKH
FRPSUHVVRU DQG KROG WKH FRPSUHVVRU KROGLQJ IL[WXUH
XVLQJ D EHQFK YLVH
 8VH WKH FOXWFK KXE KROGLQJ WRRO - WR NHHS WKH
FOXWFK GULYH SODWH DQG WKH KXE DVVHPEO\ IURP WXUQLQJ
 5HPRYH WKH VKDIW QXW XVLQJ WKH VKDIW QXW VRFNHW
-

%%

 7KUHDG WKH KXE DQG GULYH SODWH UHPRYHU -%


LQWR WKH KXE +ROG WKH ERG\ RI WKH UHPRYHU ZLWK D
ZUHQFK DQG WXUQ WKH FHQWHU VFUHZ LQWR WKH UHPRYHU
ERG\ WR UHPRYH WKH FOXWFK GULYH SODWH DQG WKH KXE
DVVHPEO\
 5HPRYH WKH FOXWFK KXE NH\ 5HWDLQ WKH NH\ IRU
DVVHPEO\

%%

'$(:22 9 %/

0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0 %  


$VVHPEO\ 3URFHGXUH
 ,QVWDOO WKH FOXWFK KXE NH\ LQWR WKH KXE NH\ZD\ $OORZ
WKH NH\ WR SURMHFW DSSUR[LPDWHO\  PP  LQFK RXW
RI WKH NH\ZD\ 7KH KXE NH\ LV FXUYHG VOLJKWO\ WR
SURYLGH DQ LQWHUIHUHQFH ILW LQ WKH KXE NH\ JURRYH
 %H VXUH WKH IULFWLRQDO VXUIDFH RI WKH FOXWFK SODWH DQG
WKH SXOOH\ URWRU DUH FOHDQ EHIRUH LQVWDOOLQJ WKH FOXWFK
GULYH SODWH DQG WKH KXE DVVHPEO\
1RWLFH 'R QRW GULYH RU SRXQG RQ WKH FOXWFK KXE RU WKH
VKDIW ,QWHUQDO GDPDJH WR WKH FRPSUHVVRU PD\ UHVXOW
 $OLJQ WKH FOXWFK KXE NH\ ZLWK WKH VKDIW NH\ZD\ 3ODFH
WKH FOXWFK GULYH SODWH DQG WKH KXE DVVHPEO\ RQWR WKH
FRPSUHVVRU VKDIW

$%

 5HPRYH WKH KXE DQG GULYH SODWH UHPRYHULQVWDOOHU


-% FHQWHU EROW DQG UHYHUVH WKH ERG\ GLUHFWLRQ
RQ WKH FHQWHU EROW 7KH ERG\ RI WKH KXE DQG GULYH SODWH
UHPRYHULQVWDOOHU -% VKRXOG EH EDFNHG RII
VXIILFLHQWO\ WR DOORZ WKH FHQWHU EROW WR EH WKUHDGHG RQWR
WKH HQG RI WKH FRPSUHVVRU VKDIW
1RWLFH ,I WKH FHQWHU EROW LV WKUHDGHG IXOO\ RQWR WKH HQG RI
WKH FRPSUHVVRU VKDIW RU LI WKH ERG\ RI WKH KXE DQG GULYH
SODWH UHPRYHULQVWDOOHU -% LV KHOG DQG WKH FHQWHU
EROW LV URWDWHG WKH NH\ ZLOO ZHGJH DQG FRXOG EUHDN WKH
FOXWFK GULYH SODWH DQG WKH KXE DVVHPEO\

%%

'$(:22 9 %/

 ,QVWDOO WKH KXE DQG GULYH SODWH UHPRYHULQVWDOOHU


-% DQG WKH EHDULQJ RQWR WKH FOXWFK GULYH SODWH
7KUHDG WKH FHQWHU EROW RQWR WKH FRPSUHVVRU VKDIW
 +ROG WKH FHQWHU EROW ZLWK D ZUHQFK 7LJKWHQ WKH KH[
SRUWLRQ RI WKH KXE DQG GULYH SODWH UHPRYHULQVWDOOHU
-% ERG\ WR SUHVV WKH KXE RQWR WKH VKDIW
7LJKWHQ WKH ERG\ VHYHUDO WXUQV
 5HPRYH WKH KXE DQG GULYH SODWH UHPRYHULQVWDOOHU
-% DQG FKHFN WR VHH WKDW WKH FOXWFK KXE NH\ LV
VWLOO LQ SODFH LQ WKH NH\ZD\ EHIRUH LQVWDOOLQJ WKH FOXWFK
GULYH SODWH DQG WKH KXE DVVHPEO\ WR LWV ILQDO SRVLWLRQ
7KH DLU JDS EHWZHHQ IULFWLRQDO VXUIDFHV RI WKH FOXWFK
GULYH SODWH DQG WKH FOXWFK SXOOH\ URWRU VKRXOG EH 
WR  PP  WR  LQFK 

%   0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0


 5HPRYH WKH KXE DQG GULYH SODWH UHPRYHULQVWDOOHU
-% &KHFN IRU SURSHU SRVLWLRQLQJ RI WKH
FOXWFK KXE NH\ ,W VKRXOG EH HYHQ RU VOLJKWO\ DERYH
WKH FOXWFK KXE
 ,QVWDOO WKH VKDIW QXW +ROG WKH FOXWFK GULYH SODWH DQG
WKH KXE DVVHPEO\ ZLWK WKH FOXWFK KXE KROGLQJ WRRO
- 8VH WKH VKDIW QXW VRFNHW - DQG
WLJKWHQ WKH QXW DJDLQVW WKH FRPSUHVVRU VKDIW
VKRXOGHU

7LJKWHQ

%%

7LJKWHQ WKH FOXWFK SODWH DQG KXE DVVHPEO\ UHWDLQLQJ


QXW WR  1:P  OE:IW 
 6SLQ WKH SXOOH\ URWRU E\ KDQG WR YHULI\ WKDW WKH SXOOH\
LV QRW UXEELQJ WKH FOXWFK GULYH SODWH
 5HPRYH WKH FRPSUHVVRU IURP WKH EHQFK YLVH DQG
UHPRYH WKH - FRPSUHVVRU KROGLQJ IL[WXUH
IURP WKH FRPSUHVVRU
 ,QVWDOO WKH FRPSUHVVRU 5HIHU WR &RPSUHVVRU LQ
WKLV VHFWLRQ

&/87&+ 52725 $1' %($5,1*


7RROV 5HTXLUHG
- 6QDS 5LQJ 3OLHUV
-$ %HDULQJ 5HPRYHU
- %HDULQJ ,QVWDOOHU
- 3XOOH\ 3XOOHU
-$ 3XOOHU 3LORW
- %HDULQJ 6WDNLQJ 7RRO 6HW
,QFOXGHV - %HDULQJ 6WDNLQJ *XLGH
,QFOXGHV - %HDULQJ 6WDNLQJ 3LQ
- 3XOOH\ 5RWRU DQG %HDULQJ ,QVWDOOHU
- 3XOOHU &URVVEDU
- &RPSUHVVRU +ROGLQJ )L[WXUH
- 'ULYHU +DQGOH
- )RUFLQJ 6FUHZ

'LVDVVHPEO\ 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HFRYHU WKH UHIULJHUDQW 5HIHU WR 'LVFKDUJLQJ
$GGLQJ 2LO (YDFXDWLQJ DQG &KDUJLQJ IRU $&
6\VWHP LQ WKLV VHFWLRQ
 5HPRYH WKH FRPSUHVVRU 5HIHU WR &RPSUHVVRU LQ
WKLV VHFWLRQ
 5HPRYH WKH FOXWFK GULYH SODWH DQG KXE DVVHPEO\
5HIHU WR &OXWFK 3ODWH DQG +XE $VVHPEO\ LQ WKLV
VHFWLRQ
 5HPRYH WKH SXOOH\ URWRU DQG EHDULQJ DVVHPEO\
UHWDLQLQJ ULQJ XVLQJ WKH VQDS ULQJ SOLHUV -

$%

'$(:22 9 %/

0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0 %  


 :LWK WKH FRPSUHVVRU PRXQWHG WR WKH FRPSUHVVRU
KROGLQJ IL[WXUH - LQVWDOO WKH SXOOH\ SXOOHU
- LQWR WKH LQQHU FLUFOH RI VORWV LQ WKH SXOOH\ URWRU
7XUQ WKH SXOOH\ SXOOHU - FORFNZLVH LQ WKH VORWV
WR HQJDJH WKH SXOOHU WDQJV ZLWK WKH VHJPHQWV
EHWZHHQ WKH VORWV LQ WKH URWRU
 +ROG WKH SXOOH\ SXOOHU - LQ SODFH DQG WLJKWHQ WKH
SXOOHU EROW DJDLQVW WKH FRPSUHVVRU VKDIW WR UHPRYH
WKH SXOOH\ URWRU DQG EHDULQJ DVVHPEO\

%%

1RWLFH 7KH URWRU KXE PXVW EH SURSHUO\ VXSSRUWHG WR


SUHYHQW GDPDJH WR WKH SXOOH\ URWRU GXULQJ EHDULQJ
UHPRYDO
 5HPRYH WKH SXOOHU EROW IURP WKH SXOOH\ SXOOHU -
:LWK WKH SXOOHU WDQJV VWLOO HQJDJHG LQ WKH URWRU VORWV
LQYHUW WKH DVVHPEO\ RQWR D VROLG IODW VXUIDFH RU EORFNV
1RWLFH ,W LV QRW QHFHVVDU\ WR UHPRYH WKH VWDNLQJ LQ IURQW
RI WKH EHDULQJ WR UHPRYH WKH EHDULQJ ,W ZLOO EH QHFHVVDU\
WR ILOH DZD\ WKH ROG VWDNH PHWDO IRU SURSHU FOHDUDQFH IRU
WKH QHZ EHDULQJ WR EH LQVWDOOHG LQWR WKH URWRU ERUH RU WKH
EHDULQJ PD\ EH GDPDJHG
 'ULYH WKH EHDULQJ RXW RI WKH URWRU KXE ZLWK WKH EHDULQJ
UHPRYHU -$ DQG WKH GULYHU KDQGOH -

$%

,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'R QRW VXSSRUW WKH URWRU E\ UHVWLQJ WKH SXOOH\ ULP
RQ D IODW VXUIDFH GXULQJ WKH EHDULQJ LQVWDOODWLRQ RU WKH
URWRU IDFH FRXOG EH GDPDJHG
 ,QYHUW WKH SXOOH\ URWRU DQG SODFH LW RQ D VXSSRUW EORFN
WR IXOO\ VXSSRUW WKH URWRU KXE GXULQJ EHDULQJ
LQVWDOODWLRQ
 $OLJQ WKH QHZ EHDULQJ VTXDUHO\ LQ WKH SXOOH\ ERUH 8VH
WKH EHDULQJ LQVWDOOHU - DQG WKH GULYHU KDQGOH
- GULYH WKH EHDULQJ IXOO\ LQWR WKH SXOOH\ ERUH

$%

'$(:22 9 %/

%   0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0


 3ODFH WKH EHDULQJ VWDNLQJ JXLGH - DQG WKH
EHDULQJ VWDNLQJ SLQ - LQ WKH URWRU KXE FRUH
6KLIW WKH URWRU DQG EHDULQJ DVVHPEO\ RQ WKH EORFN WR
JLYH IXOO VXSSRUW WR WKH KXE XQGHU WKH VWDNLQJ SLQ $
KHDY\ GXW\ UXEEHU EDQG PD\ EH XVHG WR KROG WKH
VWDNLQJ WRRO SLQ LQ WKH JXLGH 7KH SLQ VKRXOG EH
SURSHUO\ SRVLWLRQHG LQ WKH JXLGH DIWHU HDFK LPSDFW RQ
WKH SLQ

$%

&DXWLRQ :KHQ VWULNLQJ WKH SLQ ZLWK D KDPPHU WDNH


FDUH WR DYRLG SHUVRQDO LQMXU\
 6WULNH WKH SLQ ZLWK D KDPPHU XQWLO D PHWDO VWDNH
VLPLODU WR WKH RULJLQDO LV IRUPHG GRZQ WR EXW QRW
WRXFKLQJ WKH EHDULQJ 7KH PHWDO VWDNH VKRXOG QRW
FRQWDFW WKH RXWHU UDFH RI WKH EHDULQJ WR DYRLG WKH
SRVVLELOLW\ RI GLVWRUWLQJ WKH RXWHU UDFH 6WDNH LQ WKUHH
SODFHV  GHJUHHV DSDUW

$%

 :LWK WKH FRPSUHVVRU PRXQWHG WR WKH KROGLQJ IL[WXUH


- SRVLWLRQ WKH URWRU DQG EHDULQJ DVVHPEO\ RQ
WKH FRPSUHVVRU KRXVLQJ
 3RVLWLRQ WKH SXOOH\ URWRU DQG EHDULQJ LQVWDOOHU -
DQG WKH SXOOHU SLORW -$ GLUHFWO\ RYHU WKH LQQHU
UDFH RI WKH EHDULQJ
 3RVLWLRQ WKH SXOOHU FURVVEDU - FHQWHU IRUFLQJ
EROW RQ WKH SXOOHU SLORW -$ DQG DVVHPEOH WKH
WZR WKURXJKEROWV DQG WKH ZDVKHUV WKURXJK WKH VORWV
RQ WKH SXOOHU FURVVEDU - 7KUHDG WKH WKURXJK
EROWV LQWR WKH KROGLQJ IL[WXUH - 7KH WKUHDG RI
WKH WKURXJK EROWV VKRXOG HQJDJH WKH IXOO WKLFNQHVV RI
WKH IL[WXUH
 7LJKWHQ WKH FHQWHU IRUFLQJ VFUHZ - LQ WKH
SXOOHU FURVVEDU - WR IRUFH WKH SXOOH\ URWRU DQG
EHDULQJ DVVHPEO\ RQWR WKH FRPSUHVVRU KRXVLQJ
$%

'$(:22 9 %/

0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0 %  


 ,QVWDOO WKH URWRU DQG EHDULQJ DVVHPEO\ UHWDLQHU ULQJ
XVLQJ WKH VQDS ULQJ SOLHUV -
 5HLQVWDOO WKH FOXWFK GULYH SODWH DQG KXE DVVHPEO\
5HIHU WR &OXWFK 3ODWH DQG +XE $VVHPEO\ LQ WKLV
VHFWLRQ
 ,QVWDOO WKH FRPSUHVVRU 5HIHU WR &RPSUHVVRU LQ
WKLV VHFWLRQ
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 (YDFXDWH DQG UHFKDUJH WKH $& V\VWHP 5HIHU WR
'LVFKDUJLQJ $GGLQJ 2LO (YDFXDWLQJ DQG &KDUJLQJ
3URFHGXUHV IRU $& 6\VWHP LQ WKLV VHFWLRQ

$%

&/87&+ &2,/
7RROV 5HTXLUHG
- 3XOOHU &URVVEDU
- )RUFLQJ 6FUHZ
-$ 3XOOHU 3LORW
- &OXWFK &RLO ,QVWDOOHU $GDSWHU
- &OXWFK &RLO 3XOOHU /HJV
- &RPSUHVVRU +ROGLQJ )L[WXUH

5HPRYDO 3URFHGXUH

%%

'$(:22 9 %/

 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH


 5HFRYHU WKH UHIULJHUDQW 5HIHU WR 'LVFKDUJLQJ
$GGLQJ 2LO (YDFXDWLQJ DQG &KDUJLQJ 3URFHGXUHV IRU
$& 6\VWHP LQ WKLV VHFWLRQ
 5HPRYH WKH FRPSUHVVRU 5HIHU WR &RPSUHVVRU LQ
WKLV VHFWLRQ
 5HPRYH WKH FOXWFK SODWH DQG KXE DVVHPEO\ 5HIHU WR
&OXWFK 3ODWH DQG +XE $VVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH WKH FOXWFK URWRU DQG EHDULQJ 5HIHU WR &OXWFK
5RWRU DQG %HDULQJ LQ WKLV VHFWLRQ
 0DUN WKH FOXWFK FRLO WHUPLQDO ORFDWLRQ RQ WKH
FRPSUHVVRU KRXVLQJ
 ,QVWDOO WKH SXOOHU SLORW -$ RQ WKH FRPSUHVVRU
KRXVLQJ $OVR LQVWDOO WKH SXOOHU FURVV EDU -
ZLWK WKH FOXWFK FRLO SXOOHU OHJV -
 7LJKWHQ WKH IRUFLQJ VFUHZ - DJDLQVW WKH SXOOHU
SLORW -$ WR UHPRYH WKH FOXWFK FRLO

%   0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0


,QVWDOODWLRQ 3URFHGXUH
 3ODFH WKH FOXWFK FRLO DVVHPEO\ RQ WKH FRPSUHVVRU
KRXVLQJ ZLWK WKH WHUPLQDOV SRVLWLRQHG DW WKH
PDUNHG ORFDWLRQ
 3ODFH WKH FOXWFK FRLO LQVWDOOHU DGDSWHU - RYHU
WKH LQWHUQDO RSHQLQJ RI WKH FOXWFK FRLO KRXVLQJ DQG
DOLJQ WKH FOXWFK FRLO LQVWDOOHU DGDSWHU - ZLWK
WKH FRPSUHVVRU KRXVLQJ

$%

 &HQWHU WKH SXOOHU FURVVEDU - LQ WKH


FRXQWHUVXQN FHQWHU KROH RI WKH FOXWFK FRLO LQVWDOOHU
DGDSWHU - ,QVWDOO WKH WKURXJKEROWV RI WKH
FRPSUHVVRU KROGLQJ IL[WXUH - DQG WKH
ZDVKHUV LQ WKH FURVVEDU VORWV 7KUHDG WKHP LQWR WKH
KROGLQJ IL[WXUH WR WKH IXOO WKLFNQHVV RI WKH KROGLQJ
IL[WXUH
,PSRUWDQW %H VXUH WKH FOXWFK FRLO DQG WKH LQVWDOOHU VWD\
LQOLQH

GXULQJ LQVWDOODWLRQ
 7XUQ WKH IRUFLQJ VFUHZ - RU XVH D VXLWDEOH
YLVH WR IRUFH WKH FOXWFK FRLO RQWR WKH FRPSUHVVRU
KRXVLQJ

$%

 :KHQ WKH FOXWFK FRLO LV IXOO\ VHDWHG RQ WKH


FRPSUHVVRU KRXVLQJ XVH D  PP  LQFK
GLDPHWHU GULIW SXQFK DQG VWDNH WKH KRXVLQJ DW WKUHH
SODFHV  GHJUHHV DSDUW WR HQVXUH WKDW WKH FOXWFK
FRLO ZLOO UHPDLQ LQ SRVLWLRQ 6WDNH SRLQW VL]H VKRXOG
EH RQO\ RQHKDOI WKH DUHD RI WKH SXQFK WLS DQG
DSSUR[LPDWHO\  WR  PP  WR  LQFK
GHHS

$%

 ,QVWDOO WKH FOXWFK URWRU DQG EHDULQJ DVVHPEO\ 5HIHU


WR &OXWFK 5RWRU DQG %HDULQJ LQ WKLV VHFWLRQ
 ,QVWDOO WKH FOXWFK SODWH DQG KXE DVVHPEO\ 5HIHU WR
&OXWFK 3ODWH DQG +XE $VVHPEO\ LQ WKLV VHFWLRQ
 ,QVWDOO WKH FRPSUHVVRU 5HIHU WR &RPSUHVVRU LQ
WKLV VHFWLRQ
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 (YDFXDWH DQG UHFKDUJH WKH $& V\VWHP 5HIHU WR
'LVFKDUJLQJ $GGLQJ 2LO (YDFXDWLQJ DQG &KDUJLQJ
3URFHGXUHV IRU $& 6\VWHP LQ WKLV VHFWLRQ

'$(:22 9 %/

0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0 %  

6+$)7 6($/ 5(3/$&(0(17


7RROV 5HTXLUHG
- 6QDS 5LQJ 3OLHUV
- 25LQJ 5HPRYHU
-$ 6HDO 6HDW 5HPRYHU,QVWDOOHU
- 25LQJ ,QVWDOOHU
- 6KDIW 6HDO 3URWHFWRU
,PSRUWDQW $ VKDIW VHDO VKRXOG QRW EH UHSODFHG EHFDXVH
D VPDOO DPRXQW RI RLO LV IRXQG RQ WKH DGMDFHQW VXUIDFH
7KH VHDO LV GHVLJQHG WR OHDN VRPH RLO IRU OXEULFDWLRQ
SXUSRVHV $ VKDIW VHDO VKRXOG EH FKDQJHG RQO\ ZKHQ D
ODUJH DPRXQW RI VSUD\HG RLO LV IRXQG DQG WKHQ RQO\ DIWHU
DFWXDO UHIULJHUDQW OHDNDJH LV IRXQG E\ XVLQJ DQ DSSURYHG
OHDN GHWHFWLRQ SURFHGXUH 5HIHU WR /HDN 7HVWLQJ WKH
5HIULJHUDQW 6\VWHP LQ WKLV VHFWLRQ
$%

6KRXOG D FRPSUHVVRU VKDIW VHDO HYHU KDYH WR EH


UHSODFHG WKH UHFHLYHUGU\HU LQ WKLV V\VWHP PXVW DOVR EH
UHPRYHG IURP WKH YHKLFOH 7KH RLO LQ WKH UHFHLYHUGU\HU
PXVW WKHQ EH GUDLQHG PHDVXUHG DQG UHSODFHG 5HIHU WR
'LVFKDUJLQJ $GGLQJ 2LO (YDFXDWLQJ DQG &KDUJLQJ
3URFHGXUHV IRU $& 6\VWHP LQ WKLV VHFWLRQ

5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HFRYHU WKH UHIULJHUDQW 5HIHU WR 'LVFKDUJLQJ
$GGLQJ 2LO (YDFXDWLQJ DQG &KDUJLQJ 3URFHGXUHV IRU
$& 6\VWHP LQ WKLV VHFWLRQ
 /RRVHQ DQG UHSRVLWLRQ WKH FRPSUHVVRU LQ WKH
PRXQWLQJ EUDFNHWV
 5HPRYH WKH FOXWFK GULYH SODWH DQG KXE DVVHPEO\ IURP
WKH FRPSUHVVRU 5HIHU WR &OXWFK 3ODWH DQG +XE
$VVHPEO\ LQ WKLV VHFWLRQ
 8VH WKH VQDS ULQJ SOLHUV - WR UHPRYH WKH VKDIW
VHDO UHWDLQLQJ ULQJ
1RWLFH $Q\ GLUW RU IRUHLJQ PDWHULDO WKDW HQWHUV WKH
FRPSUHVVRU PD\ FDXVH GDPDJH
 7KRURXJKO\ FOHDQ WKH LQVLGH RI WKH FRPSUHVVRU
KRXVLQJ DUHD VXUURXQGLQJ WKH VKDIW WKH H[SRVHG
SRUWLRQ RI WKH VHDO WKH VKDIW LWVHOI DQG WKH 2ULQJ
JURRYH
 )XOO\ HQJDJH WKH NQXUOHG WDQJV RI WKH VHDO VHDW
UHPRYHULQVWDOOHU -$ LQWR WKH UHFHVVHG SRUWLRQ
RI WKH VHDO E\ WXUQLQJ WKH KDQGOH FORFNZLVH 5HPRYH
DQG GLVFDUG WKH VHDO IURP WKH FRPSUHVVRU ZLWK D
URWDWLQJSXOOLQJ PRWLRQ 7KH KDQGOH VKRXOG EH
KDQGWLJKWHQHG VHFXUHO\ 'R QRW XVH D ZUHQFK RU
SOLHUV WR WLJKWHQ WKH KDQGOH

$%

'$(:22 9 %/

%   0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0


 5HPRYH DQG GLVFDUG WKH 2ULQJ IURP WKH
FRPSUHVVRU QHFN XVLQJ WKH 2ULQJ UHPRYHU
-
 7KRURXJKO\ FOHDQ WKH VHDO 2ULQJ JURRYH LQ WKH
FRPSUHVVRU KRXVLQJ
 ,QVSHFW WKH VKDIW DQG WKH LQVLGH RI WKH FRPSUHVVRU
KRXVLQJ QHFN IRU GLUW RU IRUHLJQ PDWHULDO 7KHVH SDUWV
PXVW EH SHUIHFWO\ FOHDQ EHIRUH LQVWDOOLQJ DQ\ QHZ
SDUWV

$%

,QVWDOODWLRQ 3URFHGXUH
1RWLFH 6HDOV PXVW QRW EH UHXVHG $OZD\V XVH D QHZ
VSHFLILFDWLRQ VHUYLFH VHDO NLW %H VXUH WKDW WKH VHDO WR EH
LQVWDOOHG LV QRW VFUDWFKHG RU GDPDJHG LQ DQ\ ZD\ 7KH
VHDO PXVW EH IUHH RI OLQW DQG GLUW WKDW PD\ GDPDJH WKH
VHDO VXUIDFH RU SUHYHQW SURSHU VHDOLQJ
 'LS WKH QHZ VHDO 2ULQJ LQ FOHDQ SRO\DONDOLQH JO\FRO
3$* UHIULJHUDQW RLO DQG DVVHPEOH WKH 2ULQJ RQWR
WKH 2ULQJ LQVWDOOHU -
 ,QVHUW WKH 2ULQJ LQVWDOOHU - LQWR WKH
FRPSUHVVRU QHFN XQWLO WKH LQVWDOOHU ERWWRPV /RZHU
WKH PRYHDEOH VOLGH RI WKH 2ULQJ LQVWDOOHU - WR
UHOHDVH WKH 2ULQJ LQWR WKH VHDO 2ULQJ ORZHU JURRYH
7KH WRS JURRYH RI WKH FRPSUHVVRU QHFN LV IRU WKH
VKDIW VHDO UHWDLQHU ULQJ 5RWDWH WKH LQVWDOOHU WR VHDW
WKH 2ULQJ DQG WKHQ UHPRYH WKH LQVWDOOHU
$%

 $WWDFK WKH VKDIW OLS VHDO WR WKH VHDO VHDW


UHPRYHULQVWDOOHU -$ 'LS WKH VHDO LQ FOHDQ
3$* RLO
 ,QVWDOO WKH VKDIW VHDO SURWHFWRU - LQ WKH VHDO
3ODFH LW RYHU WKH VKDIW DQG SXVK WKH VHDO LQWR SODFH
ZLWK D URWDU\ PRWLRQ

$%

'$(:22 9 %/

0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0 %  


 8VH WKH VQDS ULQJ SOLHUV - WR LQVWDOO WKH VKDIW
VHDO UHWDLQLQJ ULQJ ZLWK LWV IODW VLGH DJDLQVW WKH VHDO
 5HPRYH DQ\ H[FHVV RLO DURXQG WKH VKDIW DQG WKH
LQVLGH RI WKH FRPSUHVVRU KRXVLQJ QHFN
 ,QVWDOO WKH FOXWFK SODWH DQG KXE DVVHPEO\ 5HIHU WR
&OXWFK 3ODWH DQG +XE $VVHPEO\ LQ WKLV VHFWLRQ
 5HSRVLWLRQ WKH FRPSUHVVRU LQ LWV PRXQWLQJ
 $GMXVW WKH WHQVLRQ RQ WKH VHUSHQWLQH DFFHVVRU\ GULYH
EHOW
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 (YDFXDWH DQG UHFKDUJH WKH $& V\VWHP 5HIHU WR
'LVFKDUJLQJ $GGLQJ 2LO (YDFXDWLQJ DQG &KDUJLQJ
3URFHGXUHV IRU $& 6\VWHP LQ WKLV VHFWLRQ
 3HUIRUP D OHDN WHVW RI WKH V\VWHP 5HIHU WR /HDN
7HVWLQJ WKH 5HIULJHUDQW 6\VWHP LQ WKLV VHFWLRQ
$%

35(6685( 5(/,() 9$/9(


5HPRYDO 3URFHGXUH
 5HFRYHU WKH UHIULJHUDQW 5HIHU WR 'LVFKDUJLQJ
$GGLQJ 2LO (YDFXDWLQJ DQG &KDUJLQJ 3URFHGXUHV IRU
$& 6\VWHP LQ WKLV VHFWLRQ
 5DLVH WKH YHKLFOH
 5HPRYH WKH SUHVVXUH UHOLHI YDOYH
 &OHDQ WKH YDOYH VHDW DUHD

%%

,QVWDOODWLRQ 3URFHGXUH
 /XEULFDWH WKH 2ULQJ RI WKH QHZ SUHVVXUH UHOLHI YDOYH
ZLWK QHZ SRO\DONDOLQH JO\FRO 3$* RLO
 ,QVWDOO WKH QHZ YDOYH

7LJKWHQ
7LJKWHQ WKH SUHVVXUH UHOLHI YDOYH WR  1:P  OE:IW 
 /RZHU WKH YHKLFOH
 (YDFXDWH DQG UHFKDUJH WKH V\VWHP 5HIHU WR
'LVFKDUJLQJ $GGLQJ 2LO (YDFXDWLQJ DQG &KDUJLQJ
3URFHGXUHV IRU $& 6\VWHP LQ WKLV VHFWLRQ

%%

'$(:22 9 %/

%   0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0

&21752/ 9$/9( $66(0%/<


7RROV 5HTXLUHG
- 6QDS 5LQJ 3OLHUV

5HPRYDO 3URFHGXUH
 5HFRYHU WKH UHIULJHUDQW 5HIHU WR 'LVFKDUJLQJ
$GGLQJ 2LO (YDFXDWLQJ DQG &KDUJLQJ 3URFHGXUHV IRU
$& 6\VWHP LQ WKLV VHFWLRQ
 5HPRYH WKH FRQWURO YDOYH UHWDLQLQJ ULQJ XVLQJ WKH
VQDS ULQJ SOLHUV -
 5HPRYH WKH FRQWURO YDOYH DVVHPEO\

$%

,QVWDOODWLRQ 3URFHGXUH
 &RDW DOO WKH 2ULQJV ZLWK FOHDQ SRO\DONDOLQH JO\FRO
3$* RLO
 3XVK WKH FRQWURO YDOYH LQ SODFH XVLQJ WKXPE SUHVVXUH

$%

 8VH WKH VQDS ULQJ SOLHUV - WR LQVWDOO WKH YDOYH


UHWDLQLQJ ULQJ 7KH KLJK SRLQW RI WKH FXUYHG VLGHV PXVW
EH DJDLQVW WKH YDOYH KRXVLQJ %H VXUH WKH UHWDLQLQJ
ULQJ LV SURSHUO\ VHDWHG LQ WKH ULQJ JURRYH
 (YDFXDWH DQG UHFKDUJH WKH $& V\VWHP 5HIHU WR
'LVFKDUJLQJ $GGLQJ 2LO (YDFXDWLQJ DQG &KDUJLQJ
3URFHGXUHV IRU $& 6\VWHP LQ WKLV VHFWLRQ

$%

'$(:22 9 %/

0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0 %  

5($5 +($' *$6.(7 9$/9(


3/$7( 5((' 3/$7( $1' 25,1*
7RROV 5HTXLUHG
- &\OLQGHU $OLJQPHQW 5RGV

5HPRYDO 3URFHGXUH

$%

'$(:22 9 %/

 5HFRYHU WKH UHIULJHUDQW 5HIHU WR 'LVFKDUJLQJ


$GGLQJ 2LO (YDFXDWLQJ DQG &KDUJLQJ 3URFHGXUHV IRU
$& 6\VWHP LQ WKLV VHFWLRQ
 'LVFKDUJH WKH $& V\VWHP 5HIHU WR 'LVFKDUJLQJ
$GGLQJ 2LO (YDFXDWLQJ DQG &KDUJLQJ 3URFHGXUHV IRU
$& 6\VWHP LQ WKLV VHFWLRQ
 5HPRYH WKH FRPSUHVVRU 5HIHU WR &RPSUHVVRU LQ
WKLV VHFWLRQ
 'UDLQ WKH RLO IURP FRPSUHVVRU LQWR D VXLWDEOH
FRQWDLQHU 0HDVXUH DQG UHFRUG WKH DPRXQW RI RLO
GUDLQHG IURP WKH FRPSUHVVRU 'LVFDUG WKH XVHG RLO
 5HPRYH WKH FOXWFK SODWH DQG KXE DVVHPEO\ 5HIHU WR
&OXWFK 3ODWH DQG +XE $VVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH WKH FOXWFK URWRU DQG EHDULQJ 5HIHU WR &OXWFK
5RWRU DQG %HDULQJ LQ WKLV VHFWLRQ
 5HPRYH WKH FOXWFK FRLO 5HIHU WR &OXWFK &RLO LQ WKLV
VHFWLRQ
 5HPRYH WKH FRPSUHVVRU WKURXJK EROWV 5HPRYH DQG
GLVFDUG WKH JDVNHWV
 8VLQJ D ZRRGHQ EORFN DQG D SODVWLF KHDGHG KDPPHU
WDS DURXQG WKH HGJH RI WKH UHDU KHDG WR GLVHQJDJH WKH
KHDG IURP WKH FRPSUHVVRU F\OLQGHU 6HSDUDWH WKH UHDU
KHDG WKH KHDG JDVNHW WKH UHDU YDOYH SODWH WKH
VXFWLRQ UHHG SODWH DQG WKH F\OLQGHU WR UHDU KHDG
2ULQJ 'LVFDUG WKH KHDG JDVNHW DQG WKH 2ULQJ

%   0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0


,QVWDOODWLRQ 3URFHGXUH

$%

 3ODFH WKH UHDU KHDG RQ D FOHDQ IODW VXUIDFH 3RVLWLRQ


WKH KHDG ZLWK WKH FRQWURO YDOYH DW WKH  R
FORFN
SRVLWLRQ
 ,QVWDOO WKH F\OLQGHU DOLJQPHQW URGV - LQ WKH
PRXQWLQJ KROHV DW WKH  R
FORFN DQG WKH  R
FORFN
SRVLWLRQV
 ,QVWDOO WKH KHDG JDVNHW RYHU WKH F\OLQGHU DOLJQPHQW
URGV - ZLWK WKH HORQJDWHG KROH DW WKH XSSHU
OHIW SLQ WKH  R
FORFN SRVLWLRQ 
 ,QVWDOO WKH UHDU KHDG YDOYH SODWH RYHU WKH JXLGH SLQV
ZLWK WKH HORQJDWHG KROH DW WKH XSSHU OHIW SLQ /RZHU
WKH UHDU KHDG YDOYH SODWH LQWR SODFH
 ,QVWDOO WKH VXFWLRQ UHHG SODWH RYHU WKH F\OLQGHU
DOLJQPHQW URGV - 5HPRYH WKH DOLJQPHQW URG
DW WKH  R
FORFN SRVLWLRQ
 /XEULFDWH WKH F\OLQGHU WR WKH QHZ UHDU KHDG 2ULQJ
ZLWK FOHDQ SRO\DONDOLQH JO\FRO 3$* UHIULJHUDQW RLO
 ,QVWDOO WKH 2ULQJ LQ WKH F\OLQGHU 2ULQJ JURRYH 7KH
2ULQJ VHDO VXUIDFH RI WKH KHDG PD\ EH OXEULFDWHG
WR HDVH DVVHPEO\
 :LWK WKH 2ULQJ LQ SODFH RQ WKH UHDU RI WKH F\OLQGHU
DVVHPEO\ ORFDWH WKH UHOLHI ERVV IRU WKH FRPSUHVVRU
JXLGH SLQ DW WKH  R
FORFN SRVLWLRQ GLUHFWO\ DERYH WKH
KROH LQ WKH VLGH RI WKH UHDU KHDG &DUHIXOO\ ORZHU WKH
F\OLQGHU DQG WKH IURQW KHDG DVVHPEO\ RYHU WKH JXLGH
SLQ WR WKH UHDU KHDG
 3UHVV WKH F\OLQGHU DQG WKH FRPSUHVVRU KRXVLQJ
DVVHPEO\ GRZQ RQWR WKH UHDU KHDG XVLQJ ERWK
KDQGV
 $GG WKH QHZ WKURXJK EROW JDVNHW WR WKH
WKURXJKEROWV DQG LQVWDOO LW LQWR WKH FRPSUHVVRU
DVVHPEO\ )RXU RI WKH WKURXJKEROWV PXVW WKUHDG
LQWR WKH UHDU KHDG EHIRUH UHPRYLQJ WKH DOLJQPHQW
URG

7LJKWHQ
$OWHUQDWHO\ WLJKWHQ WKH WKURXJK EROWV LQ SURJUHVVLYH
WRUTXH VHTXHQFH WR  1:P  OE:LQ 
 $GG QHZ 3$* UHIULJHUDQW RLO DV GHWHUPLQHG LQ 6WHS 
RI 5HPRYDO 3URFHGXUH
 3ODFH WKH VKDIW QXW RQ WKH VKDIW DQG URWDWH WKH
FRPSUHVVRU VKDIW VHYHUDO WLPHV
 3HUIRUP D OHDN WHVW RQ WKH FRPSUHVVRU 5HIHU WR
/HDN 7HVWLQJ ([WHUQDO LQ WKLV VHFWLRQ
 ,QVWDOO WKH FOXWFK FRLO 5HIHU WR &OXWFK &RLO LQ WKLV
VHFWLRQ
 ,QVWDOO WKH FOXWFK URWRU DQG EHDULQJ 5HIHU WR &OXWFK
5RWRU DQG %HDULQJ LQ WKLV VHFWLRQ
 ,QVWDOO WKH FOXWFK SODWH DQG KXE DVVHPEO\ 5HIHU WR
&OXWFK 3ODWH DQG +XE $VVHPEO\ LQ WKLV VHFWLRQ
 ,QVWDOO WKH FRPSUHVVRU 5HIHU WR &RPSUHVVRU LQ
WKLV VHFWLRQ
 (YDFXDWH DQG UHFKDUJH WKH $& V\VWHP 5HIHU WR
'LVFKDUJLQJ $GGLQJ 2LO (YDFXDWLQJ DQG &KDUJLQJ
3URFHGXUHV IRU $& 6\VWHP LQ WKLV VHFWLRQ

'$(:22 9 %/

0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0 %  

&</,1'(5 72 )5217 +($' 25,1*


7RROV 5HTXLUHG
- &\OLQGHU $OLJQPHQW 5RGV
- 6XSSRUW %ORFN

5HPRYDO 3URFHGXUH

$%

 5HFRYHU WKH UHIULJHUDQW 5HIHU WR 'LVFKDUJLQJ


$GGLQJ 2LO (YDFXDWLQJ DQG &KDUJLQJ 3URFHGXUHV
IRU $& 6\VWHP LQ WKLV VHFWLRQ
 5HPRYH WKH FRPSUHVVRU 5HIHU WR &RPSUHVVRU LQ
WKLV VHFWLRQ
 'UDLQ WKH RLO IURP FRPSUHVVRU LQWR D VXLWDEOH
FRQWDLQHU 0HDVXUH DQG UHFRUG WKH DPRXQW RI RLO
GUDLQHG IURP WKH FRPSUHVVRU 'LVFDUG DOO XVHG RLO
 5HPRYH WKH FOXWFK SODWH DQG KXE DVVHPEO\ 5HIHU WR
&OXWFK 3ODWH DQG +XE $VVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH WKH FOXWFK URWRU DQG EHDULQJ 5HIHU WR
&OXWFK 5RWRU DQG %HDULQJ LQ WKLV VHFWLRQ
 5HPRYH WKH FOXWFK FRLO 5HIHU WR &OXWFK &RLO LQ WKLV
VHFWLRQ
 5HPRYH DQG GLVFDUG WKH VKDIW VHDO SDUWV 5HIHU WR
6KDIW 6HDO 5HSODFHPHQW LQ WKLV VHFWLRQ
 5HPRYH WKH FRPSUHVVRU WKURXJK EROWV 5HPRYH
DQG GLVFDUG WKH JDVNHWV
 8VLQJ D ZRRGHQ EORFN DQG D SODVWLF KHDGHG
KDPPHU WDS WKH FRPSUHVVRU KRXVLQJ DW WKH
PRXQWLQJ ORFDWLRQV WR GLVHQJDJH WKH KRXVLQJ IURP
WKH FRPSUHVVRU F\OLQGHU
,PSRUWDQW 1RWH WKH DVVHPEO\ VHTXHQFH RI WKH WKUXVW
ZDVKHU DQG WKH EHDULQJ IRU HDVH RI DVVHPEO\
 5HPRYH WKH WKUXVW ZDVKHU DQG WKH EHDULQJ
 5HPRYH DQG GLVFDUG WKH FRPSUHVVRU KRXVLQJ WR
F\OLQGHU 2ULQJ

'$(:22 9 %/

%   0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0


,QVWDOODWLRQ 3URFHGXUH
 5HVW WKH UHDU KHDG RQ WKH VXSSRUW EORFN -
/RFDWH WKH FRQWURO YDOYH DW WKH  R
FORFN SRVLWLRQ
 ,QVWDOO F\OLQGHU DOLJQPHQW URG - WKURXJK WKH
 R
FORFN DQG WKH  R
FORFN EROW KROHV
 /XEULFDWH WKH QHZ F\OLQGHU WR FRPSUHVVRU KRXVLQJ
2ULQJ ZLWK FOHDQ SRO\DONDOLQH JO\FRO 3$* RLO
 ,QVWDOO WKH QHZ 2ULQJ LQ WKH F\OLQGHU 2ULQJ JURRYH

$%

 ,QVWDOO WKH WKUXVW ZDVKHU DQG EHDULQJ LQ WKH VDPH


RUGHU DV WKH\ ZHUH UHPRYHG
 $OLJQ WKH JXLGH SLQ UHFHVV LQ WKH FRPSUHVVRU
KRXVLQJ ZLWK WKH JXLGH SLQ 3UHVV GRZQ RQ WKH
FRPSUHVVRU KRXVLQJ ZLWK ERWK KDQGV WR IRUFH LW RYHU
WKH 2ULQJ RQ WKH F\OLQGHU DVVHPEO\
 $GG D QHZ WKURXJK EROW JDVNHW WR WKH WKURXJK EROWV
DQG LQVWDOO LW LQWR WKH FRPSUHVVRU DVVHPEO\ )RXU
WKURXJK EROWV PXVW WKUHDG LQWR WKH UHDU KHDG EHIRUH
UHPRYLQJ WKH JXLGH SLQV

7LJKWHQ
$OWHUQDWHO\ WLJKWHQ WKH WKURXJK EROWV LQ SURJUHVVLYH
WRUTXH VHTXHQFH WR  1:P  OE:LQ 
 ,QVWDOO D QHZ VKDIW VHDO 5HIHU WR 6KDIW 6HDO
5HSODFHPHQW LQ WKLV VHFWLRQ
 $GG QHZ 3$* RLO HTXDO WR WKH DPRXQW GUDLQHG LQ
6WHS 
 ,QVWDOO WKH FOXWFK FRLO 5HIHU WR &OXWFK &RLO LQ WKLV
VHFWLRQ
 ,QVWDOO WKH FOXWFK URWRU DQG EHDULQJ 5HIHU WR &OXWFK
5RWRU DQG %HDULQJ LQ WKLV VHFWLRQ
 ,QVWDOO WKH FOXWFK SODWH DQG KXE DVVHPEO\ 5HIHU WR
&OXWFK 3ODWH DQG +XE $VVHPEO\ LQ WKLV VHFWLRQ
 3HUIRUP D OHDN WHVW RQ WKH FRPSUHVVRU 5HIHU WR
/HDN 7HVWLQJ ([WHUQDO LQ WKLV VHFWLRQ
 ,QVWDOO WKH FRPSUHVVRU 5HIHU WR &RPSUHVVRU LQ
WKLV VHFWLRQ
 (YDFXDWH DQG UHFKDUJH WKH $& V\VWHP 5HIHU WR
'LVFKDUJLQJ $GGLQJ 2LO (YDFXDWLQJ DQG &KDUJLQJ
3URFHGXUHV IRU $& 6\VWHP LQ WKLV VHFWLRQ

'$(:22 9 %/

0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0 %  

/($. 7(67,1* (;7(51$/

$%

'$(:22 9 %/

7RROV 5HTXLUHG
-$ 3UHVVXUH 7HVWLQJ &RQQHFWRU
 ,QVWDOO WKH SUHVVXUH WHVWLQJ FRQQHFWRU -$ WR WKH
VXFWLRQGLVFKDUJH SRUWV RQ WKH FRPSUHVVRU
 $WWDFK WKH FHQWHU KRVH RI WKH PDQLIROG JDXJH VHW RQ
WKH FKDUJLQJ VWDWLRQ WR D UHIULJHUDQW GUXP VWDQGLQJ LQ
DQ XSULJKW SRVLWLRQ 2SHQ WKH YDOYH RQ WKH GUXP
 &RQQHFW WKH FKDUJLQJ VWDWLRQ KLJK DQG ORZSUHVVXUH
OLQHV WR WKH FRUUHVSRQGLQJ ILWWLQJV RQ WKH SUHVVXUH
WHVWLQJ FRQQHFWRU -$ RU KRVHV HTXLSSHG ZLWK
YDOYH GHSUHVVRUV  7KH VXFWLRQ SRUW ORZVLGH RI WKH
FRPSUHVVRU KDV D ODUJH LQWHUQDO RSHQLQJ 7KH
GLVFKDUJH SRUW KLJKVLGH KDV D VPDOOHU LQWHUQDO
RSHQLQJ LQWR WKH FRPSUHVVRU
 2SHQ WKH ORZSUHVVXUH FRQWURO WKH KLJKSUHVVXUH
FRQWURO DQG WKH UHIULJHUDQW FRQWURO RQ WKH FKDUJLQJ
VWDWLRQ WR DOORZ WKH UHIULJHUDQW YDSRU WR IORZ LQWR WKH
FRPSUHVVRU
 8VLQJ D OHDN GHWHFWRU FKHFN IRU OHDNV DW WKH
KLJKSUHVVXUH UHOLHI YDOYH VHDO WKH KRXVLQJ VHDO WKH
UHDU KHDG VHDO WKH FHQWHU F\OLQGHU VHDO WKH WKURXJK
EROW JDVNHWV DQG WKH FRPSUHVVRU VKDIW VHDO $IWHU
FKHFNLQJ IRU OHDNV VKXW RII WKH ORZSUHVVXUH FRQWURO
WKH KLJKSUHVVXUH FRQWURO DQG WKH UHIULJHUDQW FRQWURO
OLQHV RQ WKH FKDUJLQJ VWDWLRQ
 ,I DQ H[WHUQDO OHDN LV SUHVHQW SHUIRUP WKH QHFHVVDU\
FRUUHFWLYH PHDVXUHV DQG UHFKHFN IRU OHDNV WR YHULI\
WKDW WKH OHDN KDV EHHQ FRUUHFWHG
 /RRVHQ WKH PDQLIROG JDXJH KRVH FRQQHFWLRQV WR WKH
JDXJH DGDSWHUV FRQQHFWHG WR WKH ORZ DQG KLJK VLGHV
$OORZ WKH YDSRU SUHVVXUH WR UHOHDVH IURP WKH
FRPSUHVVRU ,I YDOYH GHSUHVVRU W\SH KRVHV DUH XVHG
ORRVHQ WKH KRVH FRQQHFWLRQV DW WKH JDXJH PDQLIROG WR
UHOHDVH YDSRU SUHVVXUH IURP WKH FRPSUHVVRU
 'LVFRQQHFW ERWK JDXJH KRVHV 5HPRYH WKH SUHVVXUH
WHVWLQJ FRQQHFWRU -$

%   0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
*(1(5$/ ,1)250$7,21
7+( 9 $& 6<67(0

7KH 9 YDULDEOH GLVSODFHPHQW FRPSUHVVRU DORQJ ZLWK


WKH WKHUPDO H[SDQVLRQ YDOYH RQ WKH HYDSRUDWRU
FRQVWLWXWHV D ODUJHO\ VHOIUHJXODWLQJ V\VWHP 7KHUH LV QR
SUHVVXUH F\FOLQJ VZLWFK QR KLJKSUHVVXUH FXWRII VZLWFK
DQG QR ORZSUHVVXUH FXWRII VZLWFK 7KH FRPSUHVVRU
FOXWFK LV FRQWUROOHG E\ WKH HOHFWURQLF FRQWURO PRGXOH
(&0  ZKLFK UHFHLYHV GDWD IURP YDULRXV HQJLQH
V\VWHPV DQG IURP D SUHVVXUH WUDQVGXFHU ORFDWHG LQ WKH
KLJKSUHVVXUH UHIULJHUDQW SLSH ,Q QRUPDO RSHUDWLRQ WKH
FOXWFK LV HQJDJHG FRQWLQXRXVO\ 6KRXOG RQH RI WKH
PRQLWRUHG FRQGLWLRQV EHFRPH DEQRUPDO WKH (&0 ZLOO
GLVHQJDJH WKH FRPSUHVVRU FOXWFK XQWLO QRUPDO RSHUDWLRQ
LV UHVWRUHG 7KHVH FRQGLWLRQV LQFOXGH WKH IROORZLQJ
- :LGHRSHQ WKURWWOH
- +LJK HQJLQH FRRODQW WHPSHUDWXUH
- +LJK HQJLQH 530
- 5HIULJHUDQW ORZ SUHVVXUH
- 5HIULJHUDQW KLJK SUHVVXUH

6<67(0 &20321(176 
)81&7,21$/
&RPSUHVVRU
$OO FRPSUHVVRUV DUH EHOWGULYHQ IURP WKH HQJLQH
FUDQNVKDIW WKURXJK WKH FRPSUHVVRU FOXWFK SXOOH\ 7KH
FRPSUHVVRU SXOOH\ URWDWHV ZLWKRXW GULYLQJ WKH
FRPSUHVVRU VKDIW XQWLO DQ HOHFWURPDJQHWLF FOXWFK FRLO LV
HQHUJL]HG :KHQ YROWDJH LV DSSOLHG WR HQHUJL]H WKH
FOXWFK FRLO WKH FOXWFK SODWH DQG KXE DVVHPEO\ LV GUDZQ
UHDUZDUG WRZDUG WKH SXOOH\ 7KH PDJQHWLF IRUFH ORFNV
WKH FOXWFK SODWH DQG SXOOH\ WRJHWKHU DV RQH XQLW WR GULYH
WKH FRPSUHVVRU VKDIW
$V WKH FRPSUHVVRU VKDIW LV GULYHQ LW FRPSUHVVHV WKH
ORZSUHVVXUH UHIULJHUDQW YDSRU IURP WKH HYDSRUDWRU LQWR
D KLJKSUHVVXUH KLJKWHPSHUDWXUH YDSRU 7KH
UHIULJHUDQW RLO ZKLFK LV XVHG WR OXEULFDWH WKH FRPSUHVVRU
LV FDUULHG ZLWK WKH UHIULJHUDQW 5HIHU WR 9 $LU
&RQGLWLRQLQJ &RPSUHVVRU 2YHUKDXO LQ WKLV VHFWLRQ

3UHVVXUH 5HOLHI 9DOYH


7KH FRPSUHVVRU LV HTXLSSHG ZLWK D SUHVVXUH UHOLHI YDOYH
ZKLFK LV SODFHG LQ WKH V\VWHP DV D VDIHW\ IDFWRU 8QGHU
FHUWDLQ FRQGLWLRQV WKH UHIULJHUDQW RQ WKH GLVFKDUJH VLGH
PD\ H[FHHG WKH GHVLJQHG RSHUDWLQJ SUHVVXUH ,Q RUGHU
WR SUHYHQW V\VWHP GDPDJH WKH YDOYH LV GHVLJQHG WR
RSHQ DXWRPDWLFDOO\ DW DSSUR[LPDWHO\  WR  N3D
 WR  SVL LQ DQ 5D V\VWHP &RQGLWLRQV WKDW
PLJKW FDXVH WKLV YDOYH WR RSHQ VXFK DV D GHIHFWLYH
SUHVVXUH WUDQVGXFHU DQ LQRSHUDWLYH FRROLQJ IDQ HWF
VKRXOG EH FRUUHFWHG 7KH UHIULJHUDQW RLO DQG WKH
UHIULJHUDQW VKRXOG EH UHSODFHG DV QHFHVVDU\

&RQGHQVHU &RUH
7KH FRQGHQVHU DVVHPEO\ LQ IURQW RI WKH UDGLDWRU FRQVLVWV
RI FRLOV ZKLFK FDUU\ WKH UHIULJHUDQW DQG FRROLQJ ILQV WKDW
SURYLGH WKH UDSLG WUDQVIHU RI KHDW 7KH DLU SDVVLQJ
WKURXJK WKH FRQGHQVHU FRROV WKH KLJKSUHVVXUH
UHIULJHUDQW YDSRU DQG FDXVHV LW WR FRQGHQVH LQWR D OLTXLG

([SDQVLRQ 9DOYH
7KH H[SDQVLRQ YDOYH LV ORFDWHG ZLWK WKH HYDSRUDWRU FRUH
LQVLGH WKH KHDWHUDLU GLVWULEXWRU FDVH XQGHU WKH
LQVWUXPHQW SDQHO
7KH H[SDQVLRQ YDOYH FDQ IDLO LQ WKUHH GLIIHUHQW SRVLWLRQV
RSHQ FORVHG RU UHVWULFWHG
$Q H[SDQVLRQ YDOYH WKDW IDLOV LQ WKH RSHQ SRVLWLRQ ZLOO
UHVXOW LQ D QRLV\ $& FRPSUHVVRU RU QR FRROLQJ 7KH
FDXVH FDQ EH D EURNHQ VSULQJ D EURNHQ EDOO RU
H[FHVVLYH PRLVWXUH LQ WKH $& V\VWHP ,I WKH VSULQJ RU
WKH EDOO DUH IRXQG WR EH GHIHFWLYH UHSODFH WKH H[SDQVLRQ
YDOYH ,I H[FHVVLYH PRLVWXUH LV IRXQG LQ WKH $& V\VWHP
UHF\FOH WKH UHIULJHUDQW
$Q H[SDQVLRQ YDOYH WKDW IDLOV LQ WKH FORVHG SRVLWLRQ ZLOO
UHVXOW LQ ORZ VXFWLRQ SUHVVXUH DQG QR FRROLQJ 7KLV PD\
EH FDXVHG E\ D IDLOHG SRZHU GRPH RU H[FHVVLYH
PRLVWXUH LQ WKH $& V\VWHP ,I WKH SRZHU GRPH RQ WKH
H[SDQVLRQ YDOYH LV IRXQG WR EH GHIHFWLYH UHSODFH WKH
H[SDQVLRQ YDOYH ,I H[FHVVLYH PRLVWXUH LV IRXQG LQ WKH
$& V\VWHP UHF\FOH WKH UHIULJHUDQW
$ UHVWULFWHG H[SDQVLRQ YDOYH ZLOO UHVXOW LQ ORZ VXFWLRQ
SUHVVXUH DQG QR FRROLQJ 7KLV PD\ EH FDXVHG E\ GHEULV
LQ WKH UHIULJHUDQW V\VWHP ,I GHEULV LV EHOLHYHG WR EH WKH
FDXVH UHF\FOH WKH UHIULJHUDQW UHSODFH WKH H[SDQVLRQ
YDOYH DQG UHSODFH WKH UHFHLYHUGU\HU

(YDSRUDWRU &RUH
7KH HYDSRUDWRU LV D GHYLFH ZKLFK FRROV DQG GHKXPLGLILHV
WKH DLU EHIRUH LW HQWHUV WKH YHKLFOH +LJKSUHVVXUH OLTXLG
UHIULJHUDQW IORZV WKURXJK WKH H[SDQVLRQ WXEH RULILFH DQG
EHFRPHV D ORZSUHVVXUH JDV LQ WKH HYDSRUDWRU 7KH
KHDW LQ WKH DLU SDVVLQJ WKURXJK WKH HYDSRUDWRU FRUH LV
WUDQVIHUUHG WR WKH FRROHU VXUIDFH RI WKH FRUH ZKLFK FRROV
WKH DLU $V WKH SURFHVV RI KHDW WUDQVIHU IURP WKH DLU WR WKH
HYDSRUDWRU FRUH VXUIDFH LV WDNLQJ SODFH DQ\ PRLVWXUH RU
KXPLGLW\ LQ WKH DLU FRQGHQVHV RQ WKH RXWVLGH VXUIDFH RI
WKH HYDSRUDWRU FRUH DQG LV GUDLQHG RII DV ZDWHU

5HFHLYHU'U\HU
7KH VHDOHG UHFHLYHUGU\HU DVVHPEO\ LV FRQQHFWHG WR WKH
FRQGHQVHU RXWOHW SLSH ,W DFWV DV D UHIULJHUDQW VWRULQJ
FRQWDLQHU UHFHLYLQJ OLTXLG YDSRU DQG UHIULJHUDQW RLO IURP
WKH HYDSRUDWRU
$W WKH ERWWRP RI WKH UHFHLYHUGU\HU LV WKH GHVLFFDQW
ZKLFK DFWV DV D GU\LQJ DJHQW IRU WKH PRLVWXUH WKDW PD\
KDYH HQWHUHG WKH V\VWHP $Q RLO EOHHG KROH LV ORFDWHG
QHDU WKH ERWWRP RI WKH UHFHLYHUGU\HU RXWOHW SLSH WR
SURYLGH DQ RLO UHWXUQ SDWK WR WKH FRPSUHVVRU 7KH
UHFHLYHUGU\HU LV VHUYLFHDEOH RQO\ DV DQ DVVHPEO\

+HDWHU &RUH
7KH KHDWHU FRUH KHDWV WKH DLU EHIRUH LW HQWHUV WKH YHKLFOH
(QJLQH FRRODQW LV FLUFXODWHG WKURXJK WKH FRUH WR KHDW WKH

'$(:22 9 %/

0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0 %  


RXWVLGH DLU SDVVLQJ RYHU WKH ILQV RI WKH FRUH 7KH FRUH LV
IXQFWLRQDO DW DOO WLPHV DQG PD\ EH XVHG WR WHPSHU
FRQGLWLRQHG DLU LQ WKH $& PRGH DV ZHOO DV LQ WKH KHDW RU
WKH YHQW PRGHV

6<67(0 &20321(176  &21752/


&RQWUROOHU
7KH RSHUDWLRQ RI WKH $& V\VWHP LV FRQWUROOHG E\ WKH
VZLWFKHV RQ WKH FRQWURO KHDG 7KLV FRQVROH PRXQWHG
KHDWLQJ DQG YHQWLODWLRQ SDQHO FRQWDLQV WKH IROORZLQJ
7KUHH URWDU\ FRQWURO NQREV
 7KH URWDU\ WHPSHUDWXUH FRQWURO NQRE
- $FWXDWHV E\ FDEOH
- 9DULHV WKH PL[ RI WKH IUHVK DLU IURP RXWVLGH WKH
YHKLFOH ZLWK WKH KHDWHG DLU IURP LQVLGH WKH YHKLFOH
WR VXLW LQGLYLGXDO SUHIHUHQFH
- 5DLVHV WKH WHPSHUDWXUH RI WKH DLU HQWHULQJ WKH
YHKLFOH E\ URWDWLRQ WRZDUG WKH ULJKW RU WKH UHG
SRUWLRQ RI WKH NQRE
 7KH URWDU\ PRGH FRQWURO NQRE
- $FWXDWHV E\ YDFXXP
- 5HJXODWHV WKH DLU GLVWULEXWLRQ EHWZHHQ WKH
ZLQGVKLHOG WKH LQVWUXPHQW SDQHO DQG WKH IORRU
YHQWV
 7KH URWDU\ EORZHU FRQWURO NQRE
- 7XUQV RQ WR RSHUDWH WKH EORZHU PRWRU DW IRXU
VSHHGV
- 7XUQV 2)) WR VWRS WKH EORZHU
- 2SHUDWHV FRPSOHWHO\ LQGHSHQGHQWO\ IURP ERWK WKH
PRGH FRQWURO NQRE WKDW UHJXODWHV WKH GHIURVWHU
GRRU DQG WKH WHPSHUDWXUH FRQWURO NQRE
- &KDQJHV WKH IDQ VSHHG LQ DQ\ PRGH DQG DW DQ\
WHPSHUDWXUH VHWWLQJ +RZHYHU LI WKH URWDU\ EORZHU
FRQWURO NQRE LV 2)) WKH $& V\VWHP LV 2))
UHJDUGOHVV RI WKH SRVLWLRQ RI WKH $& SXVK NQRE
7KUHH SXVK NQREV
 7KH $& SXVK NQRE
- &RQWUROV WKH $&
- 7XUQV WKH $& RQ ZKHQ WKH SXVK NQRE LV SUHVVHG
DQG WKH LQGLFDWRU ODPS LV LOOXPLQDWHG 7KH URWDU\
EORZHU FRQWURO NQRE PXVW EH LQ RQH RI LWV IRXU
SRVLWLRQV IRU WKH $& WR IXQFWLRQ
 7KH UHDU ZLQGRZ GHIRJJHU SXVK NQRE
- &RQWUROV WKH UHDU ZLQGRZ GHIRJJHU
- 7XUQV RQ WKH UHDU ZLQGRZ GHIRJJHU ZKHQ WKH SXVK
NQRE LV SUHVVHG DQG WKH LQGLFDWRU ODPS LV
LOOXPLQDWHG
 7KH IUHVK DLU FRQWURO SXVK NQRE
- 6ZLWFKHV EHWZHHQ UHFLUFXODWLQJ SDVVHQJHU
FRPSDUWPHQW DLU RU EULQJLQJ RXWVLGH DLU LQWR WKH
SDVVHQJHU FRPSDUWPHQW
- 'HIDXOWV WR IUHVK DLU PRGH 7KH LQGLFDWRU ODPS LV
LOOXPLQDWHG ZKHQ UHFLUFXODWLRQ LV VHOHFWHG
- 2SHUDWHV WKH LQOHW DLU GRRU E\ YDFXXP

'$(:22 9 %/

7KH HOHFWULF HQJLQH FRROLQJ IDQV DUH RSHUDWLRQDO DQ\ WLPH


WKH $& FRQWURO LV RQ 7KLV DGGHG IHDWXUH LV SDUW RI WKH
$& FRQWUROOHU IXQFWLRQ DQG LV DLPHG DW SUHYHQWLQJ
H[FHVVLYH FRPSUHVVRU KHDG WHPSHUDWXUHV ,W DOVR DOORZV
WKH $& V\VWHP WR IXQFWLRQ PRUH HIILFLHQWO\ 7KH
RSHUDWLRQ RI WKH FRROLQJ IDQV LV FRQWUROOHG E\ WKH
HOHFWURQLF FRQWURO PRGXOH (&0 WKURXJK WKH FRROLQJ IDQ
UHOD\V

9DFXXP /LQHV
9DFXXP OLQHV DUH PROGHG WR D FRQQHFWRU ZKLFK LV
DWWDFKHG WR D YDFXXP FRQWURO VZLWFK RQ WKH FRQWURO KHDG
DVVHPEO\
,Q FDVH RI OHDNDJH RU KRVH FROODSVH LW ZLOO QRW EH
QHFHVVDU\ WR UHSODFH WKH HQWLUH KDUQHVV DVVHPEO\
5HSODFHPHQW FDQ EH PDGH E\ FXWWLQJ WKH KRVH DQG
LQVHUWLQJ D SODVWLF FRQQHFWRU ,I DQ HQWLUH KRVH PXVW EH
UHSODFHG FXW DOO WKH KRVHV RII DW WKH FRQQHFWRU DQG
DWWDFK KRVHV GLUHFWO\ WR WKH FRQWURO KHDG YDFXXP VZLWFK

9DFXXP 7DQN
'XULQJ KHDY\ DFFHOHUDWLRQ WKH YDFXXP VXSSO\ IURP WKH
PDQLIROG GURSV $ FKHFN YDOYH LQ WKH YDFXXP WDQN
PDLQWDLQV YDFXXP VR WKDW XQGHU ORDG FRQGLWLRQV YDFXXP
ZLOO EH DYDLODEOH IRU FRQWLQXRXV XVH

3UHVVXUH 7UDQVGXFHU
3UHVVXUH WUDQVGXFHU VZLWFKLQJ LQFRUSRUDWHV WKH
IXQFWLRQV RI WKH KLJKSUHVVXUH DQG WKH ORZSUHVVXUH
FXWRXW VZLWFKHV DORQJ ZLWK WKH IDQ F\FOLQJ VZLWFK 7KH
SUHVVXUH WUDQVGXFHU LV ORFDWHG LQ WKH KLJKVLGH OLTXLG
UHIULJHUDQW OLQH EHKLQG WKH ULJKW KHDGODPS EHWZHHQ WKH
ULJKW IURQW LQQHU IHQGHU DQG WKH DLU ILOWHU DVVHPEO\ 7KH
RXWSXW IURP WKLV SUHVVXUH WUDQVGXFHU JRHV WR WKH (&0
ZKLFK FRQWUROV WKH FRPSUHVVRU IXQFWLRQ EDVHG RQ WKH
SUHVVXUH VLJQDO

:LGH2SHQ 7KURWWOH :27 &RPSUHVVRU


&XWRII
'XULQJ IXOO WKURWWOH DFFHOHUDWLRQ WKH WKURWWOH SRVLWLRQ
VHQVRU 736 VHQGV D VLJQDO WR WKH (&0 ZKLFK WKHQ
FRQWUROV WKH FRPSUHVVRU FOXWFK

9 &2035(6625  *(1(5$/
'(6&5,37,21

9HKLFOHV XVLQJ WKH 9 FRPSUHVVRU PD\ KDYH GLIIHUHQFHV


EHWZHHQ LQVWDOODWLRQV LQ WKH PRXQWLQJ EUDFNHWV WKH GULYH
V\VWHPV WKH SXOOH\V WKH FRQQHFWLRQV DQG WKH V\VWHP
FDSDFLWLHV %DVLF RYHUKDXO SURFHGXUHV DUH VLPLODU
EHWZHHQ WKH FRPSUHVVRUV XVHG RQ GLIIHUHQW YHKLFOHV
:KHQ VHUYLFLQJ WKH FRPSUHVVRU NHHS GLUW DQG IRUHLJQ
PDWHULDO IURP JHWWLQJ RQ RU LQWR WKH FRPSUHVVRU SDUWV
DQG WKH V\VWHP &OHDQ WRROV DQG D FOHDQ ZRUN DUHD DUH
LPSRUWDQW IRU SURSHU VHUYLFH 7KH FRPSUHVVRU
FRQQHFWLRQV DQG WKH RXWVLGH RI WKH FRPSUHVVRU VKRXOG
EH FOHDQHG EHIRUH XQGHUWDNLQJ DQ\ RQYHKLFOH UHSDLUV
DQG EHIRUH WKH UHPRYDO RI WKH FRPSUHVVRU 7KH SDUWV
PXVW EH NHSW FOHDQ DW DOO WLPHV $Q\ SDUWV WKDW DUH WR EH
UHDVVHPEOHG VKRXOG EH FOHDQHG ZLWK WULFKORURHWKDQH
QDSKWKD VWRGGDUG VROYHQW NHURVHQH RU HTXLYDOHQW

%   0$18$/ &21752/ +($7,1* 9(17,/$7,21 $1' $,5 &21',7,21,1* 6<67(0


VROYHQWV DQG GULHG ZLWK GU\ DLU 8VH RQO\ OLQWIUHH FORWKV
WR ZLSH WKH SDUWV
7KH RSHUDWLRQV GHVFULEHG DUH EDVHG RQ EHQFK RYHUKDXO
ZLWK WKH FRPSUHVVRU UHPRYHG IURP WKH YHKLFOH H[FHSW
DV QRWHG 7KH\ KDYH EHHQ SUHSDUHG LQ WKH RUGHU RI
DFFHVVLELOLW\ RI WKH FRPSRQHQWV :KHQ D FRPSUHVVRU LV
UHPRYHG IURP WKH YHKLFOH IRU VHUYLFLQJ WKH DPRXQW RI RLO
UHPDLQLQJ LQ WKH FRPSUHVVRU VKRXOG EH GUDLQHG
PHDVXUHG DQG UHFRUGHG 7KLV RLO VKRXOG WKHQ EH
GLVFDUGHG DQG QHZ SRO\DONDOLQH JO\FRO 3$* UHIULJHUDQW
RLO DGGHG WR WKH FRPSUHVVRU
,PSRUWDQW 7KH RLO GUDLQ SOXJ PXVW EH UHPRYHG DQG WKH
RLO GUDLQHG WKURXJK WKH SOXJ RSHQLQJ WR LQVXUH FRPSOHWH
GUDLQLQJ RI WKH RLO IURP WKH FRPSUHVVRU

9 &2035(6625  '(6&5,37,21
2) 23(5$7,21

7KH 9 LV D YDULDEOH GLVSODFHPHQW FRPSUHVVRU WKDW FDQ


PDWFK WKH DXWRPRWLYH $& GHPDQG XQGHU DOO FRQGLWLRQV
ZLWKRXW F\FOLQJ 7KH EDVLF FRPSUHVVRU PHFKDQLVP LV D
YDULDEOH DQJOH ZREEOHSODWH ZLWK ILYH D[LDOO\ RULHQWHG
F\OLQGHUV 7KH FHQWHU RI FRQWURO RI WKH FRPSUHVVRU
GLVSODFHPHQW LV D ELOORZVDFWXDWHG FRQWURO YDOYH ORFDWHG
LQ WKH UHDU KHDG RI WKH FRPSUHVVRU WKDW VHQVHV
FRPSUHVVRU VXFWLRQ SUHVVXUH

7KH ZREEOHSODWH DQJOH DQG WKH FRPSUHVVRU


GLVSODFHPHQW DUH FRQWUROOHG E\ WKH FUDQNFDVH VXFWLRQ
SUHVVXUH GLIIHUHQWLDO :KHQ WKH $& FDSDFLW\ GHPDQG LV
KLJK WKH VXFWLRQ SUHVVXUH ZLOO EH DERYH WKH FRQWURO
SRLQW 7KH YDOYH ZLOO PDLQWDLQ D EOHHG IURP FUDQNFDVH WR
VXFWLRQ :LWK QR FUDQNFDVHVXFWLRQ SUHVVXUH GLIIHUHQWLDO
WKH FRPSUHVVRU ZLOO KDYH PD[LPXP GLVSODFHPHQW
:KHQ WKH $& FDSDFLW\ GHPDQG LV ORZHU DQG WKH VXFWLRQ
SUHVVXUH UHDFKHV WKH FRQWURO SRLQW WKH YDOYH ZLOO EOHHG
GLVFKDUJH JDV LQWR WKH FUDQNFDVH DQG FORVH RII D
SDVVDJH IURP WKH FUDQNFDVH WR WKH VXFWLRQ SOHQXP 7KH
DQJOH RI WKH ZREEOHSODWH LV FRQWUROOHG E\ D IRUFH
EDODQFH RQ WKH ILYH SLVWRQV $ VOLJKW HOHYDWLRQ RI WKH
FUDQNFDVH VXFWLRQ SUHVVXUH GLIIHUHQWLDO FUHDWHV WRWDO
IRUFH RQ WKH SLVWRQV UHVXOWLQJ LQ D PRYHPHQW DERXW WKH
ZREEOHSODWH SLYRW SLQ WKDW UHGXFHV WKH SODWH DQJOH
7KH FRPSUHVVRU KDV D XQLTXH OXEULFDWLRQ V\VWHP 7KH
FUDQNFDVH VXFWLRQ EOHHG LV URXWHG WKURXJK WKH URWDWLQJ
ZREEOHSODWH IRU OXEULFDWLRQ RI WKH ZREEOHSODWH EHDULQJ
7KH URWDWLRQ DFWV DV DQ RLO VHSDUDWRU ZKLFK UHPRYHV
VRPH RI WKH RLO IURP WKH FUDQNFDVH VXFWLRQ EOHHG
UHURXWLQJ LW WR WKH FUDQNFDVH ZKHUH LW FDQ OXEULFDWH WKH
FRPSUHVVRU PHFKDQLVP

'$(:22 9 %/

6(&7,21 '

$8720$7,& 7(03(5$785( &21752/


+($7,1* 9(17,/$7,21 $1' $,5
&21',7,21,1* 6<67(0
&$87,21 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH EHIRUH UHPRYLQJ RU LQVWDOOLQJ DQ\ HOHFWULFDO XQLW RU ZKHQ D
WRRO RU HTXLSPHQW FRXOG HDVLO\ FRPH LQ FRQWDFW ZLWK H[SRVHG HOHFWULFDO WHUPLQDOV 'LVFRQQHFWLQJ WKLV FDEOH
ZLOO KHOS SUHYHQW SHUVRQDO LQMXU\ DQG GDPDJH WR WKH YHKLFOH 7KH LJQLWLRQ PXVW DOVR EH LQ /2&. XQOHVV
RWKHUZLVH QRWHG

7$%/( 2) &217(176
6SHFLILFDWLRQV                              '
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV            '
6FKHPDWLF DQG 5RXWLQJ 'LDJUDPV           
$& 6HQVRUV DQG 'HIRJJHUV 'LDJUDP         
$& %ORZHU DQG 0RWRU &RQWUROV 'LDJUDP      
$& &RPSUHVVRU &RQWUROV 'LDJUDP 62+&   
$& &RPSUHVVRU &RQWUROV 'LDJUDP '2+&   

'
'
'
'
'

'LDJQRVLV                                  '
*HQHUDO $& 'LDJQRVWLFV                     '
9 6\VWHP $LU &RQGLWLRQLQJ DQG
$XWRPDWLF 7HPSHUDWXUH &RQWURO $7&         '
6HOI'LDJQRVWLF &LUFXLW &KHFN                 '
$XWRPDWLF 7HPSHUDWXUH &RQWUROOHU $7&
'RHV 1RW 2SHUDWH :KHQ ,JQLWLRQ ,V 2Q        '
&RQWUROOHU 'RHV 1RW ,OOXPLQDWH :KHQ /LJKW
6ZLWFK ,V 2Q                              '
1R +RW $LU )URP %ORZHU                     '
1R &RRO $LU )URP %ORZHU                    '
%ORZHU 0RWRU 'RHV 1RW 5XQ $W $OO            '
0RGH &RQWUROV 'R 1RW :RUN                 '
$LU 6RXUFH 6HOHFWLRQ 1RW &RQWUROOHG          
&RPSUHVVRU 0DJQHWLF &OXWFK 'RHV
1RW (QJDJH                             
'LDJQRVWLF 7URXEOH &RGHV                   
&RGH  ,Q&DU 6HQVRU (UURU                
&RGH  $PELHQW $LU 7HPSHUDWXUH
6HQVRU (UURU                            

'
'
'

&RGH  &RRODQW 7HPSHUDWXUH 6HQVRU (UURU   


&RGH  $LU 0L[ 'RRU (UURU                  
&RGH  6XQ 6HQVRU (UURU                   
&RGH  3RZHU 7UDQVLVWRU (UURU              
&RGH  0D[+L 5HOD\ (UURU                

'
'
'
'
'

'$(:22 9 %/

'

'

0DLQWHQDQFH DQG 5HSDLU                   


2Q9HKLFOH 6HUYLFH                         
*HQHUDO $& 6\VWHP 6HUYLFH 3URFHGXUHV      
*HQHUDO 6HUYLFH 3URFHGXUHV                
6HUYLFHDEOH &RPSRQHQWV                    
&RPPRQ +9$& &RPSRQHQWV               
$XWRPDWLF 7HPSHUDWXUH &RQWURO $VVHPEO\    
$LU 0L[ 'RRU 0RWRU                        
+HDWHU'HIURVWHU 'RRU 0RWRU                
0RGH 'RRU 0RWRU                         
,QOHW $LU 'RRU 0RWRU                        
&RRODQW 7HPSHUDWXUH 6HQVRU               
$PELHQW $LU 7HPSHUDWXUH 6HQVRU            
,Q&DU 7HPSHUDWXUH 6HQVRU                 
6XQ 6HQVRU                              
+HDWHU$LU 'LVWULEXWRU &DVH $VVHPEO\        
5HOD\                                   
7UDQVLVWRU                               
)LOWHU                                    
& ([SDQVLRQ 9DOYH                        
&RUH                                    
&RUH                                    
8QLW 5HSDLU                                
9 $LU &RQGLWLRQLQJ &RPSUHVVRU 2YHUKDXO     
&RPSUHVVRU 2YHUKDXO                     

'
'
'
'
'
'
'
'
'
'
'
'
'
'
'
'
'
'
'
'
'
'
'
'
'

*HQHUDO 'HVFULSWLRQ DQG 6\VWHP


2SHUDWLRQ                                '
*HQHUDO ,QIRUPDWLRQ                         '
9 $& 6\VWHP                            '
6\VWHP &RPSRQHQWV  &RQWURO               '

'   $8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0

63(&,),&$7,216
)$67(1(5 7,*+7(1,1* 63(&,),&$7,216
$SSOLFDWLRQ

1:P


/E:


/E:


$PELHQW $LU 7HPSHUDWXUH 5HWDLQLQJ %UDFNHW 1XW



%ORZHU 0RWRU 5HVLVWRU 6FUHZV



&RQWURO $VVHPEO\ 5HWDLQLQJ 6FUHZV



([SDQVLRQ 9DOYH %ROWV





+HDWHU$LU 'LVWULEXWRU $VVHPEO\ &DVH 6FUHZV



/LTXLG (YDSRUDWRU 3LSH 5HWDLQLQJ 1XWV





6XFWLRQ +RVH 5HWDLQLQJ 1XWV





$LU )LOWHU &RYHU 1XW

'$(:22 9 %/

$8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0 '  

$& 6(16256 $1' '()2**(56 ',$*5$0

6&+(0$7,& $1' 5287,1* ',$*5$06

&'

'$(:22 9 %/

$& %/2:(5 $1' 02725 &21752/6 ',$*5$0

'   $8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0

&'

'$(:22 9 %/

$& &2035(6625 &21752/6 ',$*5$0 62+&

$8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0 '  

&'

'$(:22 9 %/

$& &2035(6625 &21752/6 ',$*5$0 '2+&

'   $8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0

&'

'$(:22 9 %/

$8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0 '  

',$*126,6
*(1(5$/ $& ',$*1267,&6

5HIHU WR 6HFWLRQ % 0DQXDO &RQWURO +HDWLQJ


9HQWLODWLRQ DQG $LU &RQGLWLRQLQJ 6\VWHP IRU GHWDLOV RI
WKH IROORZLQJ SURFHGXUHV
- $& 3HUIRUPDQFH 7HVW
- ,QVXIILFLHQW &RROLQJ 4XLFN &KHFN 3URFHGXUH

,QVXIILFLHQW &RROLQJ 'LDJQRVLV


/HDN 7HVWLQJ WKH 5HIULJHUDQW 6\VWHP
/RZ DQG +LJK6LGH 3UHVVXUH 5HODWLRQVKLS &KDUW
3UHVVXUH 7HVW &KDUW 5D 6\VWHP 
3UHVVXUH7HPSHUDWXUH 5HODWLRQVKLS RI 5D
7HVWLQJ WKH 5HIULJHUDQW 6\VWHP

9 6<67(0 $,5 &21',7,21,1* $1' $8720$7,&


7(03(5$785( &21752/ $7&
6(/)',$*1267,& &,5&8,7 &+(&.

7KH 'DHZRR IXOO\ DXWRPDWLF WHPSHUDWXUH FRQWUROOHU


)$7& FRQWDLQV D VHOIGLDJQRVLV IXQFWLRQ WR DLG LQ
ILQGLQJ DQ\ SUREOHP ZLWK WKH V\VWHP 7R HQWHU WKH
GLDJQRVWLF PRGH SHUIRUP WKH IROORZLQJ SURFHGXUH
 7XUQ WKH LJQLWLRQ VZLWFK 21
 6HW WKH WHPSHUDWXUH FRQWURO WR E& E) 
 :LWKLQ VHFRQGV SXVK WKH $872 DQG WKH 2))
VZLWFKHV VLPXOWDQHRXVO\ PRUH WKDQ WKUHH WLPHV

'$(:22 9 %/

 &RXQW WKH QXPEHU RI WLPHV WKH WHPSHUDWXUH LQGLFDWRU


VFUHHQ EOLQNV
 ,I WKHUH DUH QR HUURU FRGHV VHW WKH VFUHHQ ZLOO QRW
EOLQN :KHQ WKH FRQWUROOHU LQGLFDWHV DQ HUURU FRGH
SURFHHG WR WKH WDEOH IRU WKDW FRGH
 3XVK WKH 2)) VZLWFK WR UHWXUQ WKH FRQWUROOHU WR LWV
QRUPDO IXQFWLRQV

'   $8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0

&'

$8720$7,& 7(03(5$785( &21752//(5 $7& '2(6 127 23(5$7(


:+(1 ,*1,7,21 ,6 21
6WHS






$FWLRQ
&KHFN WKH IXVH )
,V IXVH )EORZQ"
5HSODFH IXVH )
,V WKH UHSDLU FRPSOHWH"
 5HPRYH WKH FRQWUROOHU
 0HDVXUH WKH YROWDJH EHWZHHQ WKH FRQQHFWRUV
$DQG $
,V WKH YROWDJH DV VSHFLILHG"
 &KHFN WKH FRQWUROOHU IRU GDPDJH
 5HSODFH WKH FRQWUROOHU LI LW LV GDPDJHG
,V WKH UHSDLU FRPSOHWH"
&KHFN WKH YROWDJH EHWZHHQ WHUPLQDO $DQG JURXQG
,V WKLV YROWDJH DV VSHFLILHG"
 &KHFN WKH ZLULQJ KDUQHVV EHWZHHQ IXVH )DQG
WKH WHUPLQDO $IRU GDPDJH
 5HSODFH WKH ZLULQJ KDUQHVV LI LW LV GDPDJHG
,V WKH UHSDLU FRPSOHWH"
 &KHFN WKH ZLULQJ KDUQHVV EHWZHHQ WHUPLQDO
$DQG JURXQG *IRU GDPDJH
 5HSDLU WKH ZLULQJ KDUQHVV VSOLFH 6 RU JURXQG
FRQQHFWLRQ DV UHTXLUHG
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

9

*R WR 6WHS 

*R WR 6WHS 

9

6\VWHP 2.
*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.


6\VWHP 2.

'$(:22 9 %/

$8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0 '  

&'

&21752//(5 '2(6 127 ,//80,1$7( :+(1 /,*+7 6:,7&+ ,6 21


6WHS


$FWLRQ
&KHFN RWKHU LQVWUXPHQWDWLRQ OLJKWV
$UH WKRVH OLJKWV DOVR RII"

 5HPRYH WKH FRQWUROOHU


 &KHFN WKH YROWDJH EHWZHHQ WHUPLQDOV $DQG
$RI WKH FRQWUROOHU FRQQHFWRU
,V WKH YROWDJH ZLWKLQ WKH VSHFLILHG YDOXH"
5HSDLU WKH ZLULQJ KDUQHVV EHWZHHQ VSOLFH 6DQG
FRQWUROOHU FRQQHFWRU WHUPLQDO $RU EHWZHHQ VSOLFH
6DQG FRQWUROOHU FRQQHFWRU WHUPLQDO $
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6HFWLRQ
(
,QVWUXPHQWDWLRQ
'ULYHU
,QIRUPDWLRQ

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

9



6\VWHP 2.

&KHFN WKH LOOXPLQDWLRQ ODPSV


,V RQH EXUQHG RXW"

*R WR 6WHS 

*R WR 6WHS 

5HSODFH WKH EXUQHG RXW LOOXPLQDWLRQ ODPS


,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.

'$(:22 9 %/

'   $8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0

12 +27 $,5 )520 %/2:(5


6WHS



$FWLRQ
&KHFN WKH FRRODQW OHYHO
,V WKH FRRODQW OHYHO FRUUHFW"
$GG FRRODQW DV QHHGHG
,V WKH KHDWHU RSHUDWLQJ"
 7XUQ WKH LJQLWLRQ WR 21
 2EVHUYH WKH WHPSHUDWXUH LQGLFDWLRQ VFUHHQ RI WKH
FRQWUROOHU
'RHV WKH GLJLW IODVK RQ DQG RII"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR WKH WDEOH
IRU WKH FRGH WKDW
IODVKHV

*R WR 6WHS 

*R WR 6WHS 

*R WR %ORZHU
0RWRU 'RHV
1RW 5XQ DW $OO

*R WR 6WHS 

*R WR &RGH
 3RZHU
7UDQVLVWRU
(UURU

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR &RGH
 $LU 0L[
'RRU (UURU

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

5XQ D VHOIGLDJQRVLV FLUFXLW FKHFN


'RHV WKH GLVSOD\ LQGLFDWH D GHIHFW FRGH"

2EVHUYH WKH EORZHU PRWRU RSHUDWLRQ


,V WKH EORZHU PRWRU IXQFWLRQLQJ DW DOO"

8VH WKH EORZHU SXVK VZLWFK WR F\FOH WKH EORZHU


WKURXJK LWV GLIIHUHQW VSHHGV
'RHV WKH PRWRU IXQFWLRQ DW GLIIHUHQW VSHHGV"

 5XQ WKH EORZHU DQG RSHUDWH WKH 02'( SXVK


VZLWFK PDQXDOO\
 &KHFN IRU DLUIORZ RXW WKH YDULRXV RXWOHWV
'RHV WKH DLU IORZ IURP WKH GLIIHUHQW RXWOHWV DV LW VKRXOG"








 5HPRYH WKH KHDWHU RXWOHW DQG FKHFN IRU


REVWUXFWLRQV
 5HPRYH DQ\ REVWUXFWLRQV IRXQG
,V WKH KHDWHU RSHUDWLQJ"
2EVHUYH WKH DLU PL[ GRRU $0' PRWRU ZKLOH
FKDQJLQJ WKH WHPSHUDWXUH VHWWLQJ IURP  WR E&
 WR E) DQG WKHQ IURP  WR E&  WR E) 
,V WKH $0' PRWRU IXQFWLRQLQJ SURSHUO\"
&KHFN WKH FRRODQW KRVHV IRU OHDNV RU NLQNV
$UH WKH FRRODQW KRVHV LQ JRRG FRQGLWLRQ"
5HSDLU DQ\ SUREOHP ZLWK WKH FRRODQW KRVHV
,V WKH KHDWHU RSHUDWLQJ"
&KHFN WKH VXUJH WDQN FDS
,V WKH VXUJH WDQN FDS LQ JRRG FRQGLWLRQ"
5HSDLU RU UHSODFH WKH VXUJH WDQN FDS DV QHHGHG
,V WKH KHDWHU RSHUDWLQJ"
 6HW WKH $& VZLWFK WR 2))
 6HW WKH WHPSHUDWXUH FRQWURO WR E& E) 
 6HW WKH EORZHU PRWRU VSHHG WR IXOO KLJK DOO
VHJPHQWV LOOXPLQDWHG RQ WKH GLVSOD\ 
 5HPRYH WKH VXUJH WDQN FDS
 6WDUW WKH YHKLFOH DQG UXQ WKH HQJLQH DW LGOH
 :DWFK IRU WKH IORZ RI WKH FRRODQW ZKHQ WKH
WKHUPRVWDW RSHQV
'RHV WKH FRRODQW IORZ"

'$(:22 9 %/

$8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0 '  


1R +RW $LU )URP %ORZHU &RQW
G
6WHS













$FWLRQ
 &KHFN IRU
- $ IDXOW\ WKHUPRVWDW
- $ IDLOHG FRRODQW SXPS LPSHOOHU
- $ UHVWULFWLRQ LQ WKH FRROLQJ V\VWHP
 0DNH UHSDLUV DV QHHGHG
,V WKH UHSDLU FRPSOHWH"
&KHFN WKH WHPSHUDWXUH RI WKH KHDWHU LQOHW DQG RXWOHW
KRVHV E\ IHHO
,V WKH KHDWHU LQOHW KRVH KRW DQG WKH RXWOHW KRVH
ZDUP"
%DFN IOXVK RU UHSODFH WKH KHDWHU FRUH
,V WKH UHSDLU FRPSOHWH"
&KHFN WKH YHKLFOH IRU FROG DLU OHDNV DW WKH
- 'DVK
- +HDWHU FDVHV
- 9HQWV
$UH DQ\ OHDNV IRXQG"
5HSDLU DQ\ FROG DLU OHDNV
,V WKH UHSDLU FRPSOHWH"
&KHFN WKH FRRODQW WHPSHUDWXUH VHQVRU XVLQJ WKH WHVWV
LQ &RGH  &RRODQW 7HPSHUDWXUH 6HQVRU (UURU
,V WKHUH D SUREOHP LQGLFDWHG LQ WKH VHQVRU WKH
VHQVRU ZLULQJ RU WKH FRQWUROOHU"



5HSDLU RU UHSODFH WKH VHQVRU WKH ZLULQJ RU WKH


FRQWUROOHU DV UHTXLUHG
,V WKH UHSDLU FRPSOHWH"



&KHFN WKH LQFDU VHQVRU XVLQJ WKH WHVWV LQ &RGH 


,Q&DU 6HQVRU (UURU
,V WKHUH D SUREOHP LQGLFDWHG LQ WKH VHQVRU WKH VHQVRU
ZLULQJ RU WKH FRQWUROOHU"



5HSDLU RU UHSODFH WKH VHQVRU WKH ZLULQJ RU WKH


FRQWUROOHU DV UHTXLUHG
,V WKH UHSDLU FRPSOHWH"



&KHFN WKH DPELHQW DLU WHPSHUDWXUH VHQVRU XVLQJ WKH


WHVWV LQ &RGH  $PELHQW $LU 7HPSHUDWXUH 6HQVRU
(UURU
,V WKHUH D SUREOHP LQGLFDWHG LQ WKH VHQVRU WKH VHQVRU
ZLULQJ RU WKH FRQWUROOHU"



5HSDLU RU UHSODFH WKH VHQVRU WKH ZLULQJ RU WKH


FRQWUROOHU DV UHTXLUHG
,V WKH UHSDLU FRPSOHWH"



&KHFN WKH VXQ VHQVRU XVLQJ WKH WHVWV LQ &RGH  6XQ
6HQVRU (UURU
,V WKHUH D SUREOHP LQGLFDWHG LQ WKH VHQVRU WKH
VHQVRU ZLULQJ RU WKH FRQWUROOHU"

9DOXH V

1R


6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.


*R WR 6WHS 


6\VWHP 2.

*R WR 6WHS 



*R WR 6WHS 


6\VWHP 2.

*R WR 6WHS 



*R WR 6WHS 



5HSDLU RU UHSODFH WKH VHQVRU WKH ZLULQJ RU WKH


FRQWUROOHU DV UHTXLUHG
,V WKH UHSDLU FRPSOHWH"



5HSODFH WKH $7& FRQWUROOHU


,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

<HV

6\VWHP 2.
6\VWHP 2.

*R WR 6WHS 


'   $8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0

12 &22/ $,5 )520 %/2:(5


6WHS

$FWLRQ

 7XUQ WKH LJQLWLRQ WR 21


 2EVHUYH WKH WHPSHUDWXUH LQGLFDWLRQ VFUHHQ RI WKH
FRQWUROOHU
'RHV WKH GLJLW IODVK RQ DQG RII"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR WKH WDEOH
IRU WKH FRGH WKDW
IODVKHV

*R WR 6WHS 

*R WR 6WHS 

*R WR %ORZHU
0RWRU 'RHV
1RW 5XQ DW $OO

*R WR 6WHS 

*R WR &RGH
3RZHU 
7UDQVLVWRU
(UURU

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR &RGH 
$LU 0L[ 'RRU
(UURU

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

5XQ D VHOIGLDJQRVLV FLUFXLW FKHFN


'RHV WKH GLVSOD\ LQGLFDWH D GHIHFW FRGH"

2EVHUYH WKH EORZHU PRWRU RSHUDWLRQ


,V WKH EORZHU PRWRU IXQFWLRQLQJ DW DOO"

8VH WKH EORZHU SXVK VZLWFK WR F\FOH WKH EORZHU


WKURXJK LWV GLIIHUHQW VSHHGV
'RHV WKH PRWRU IXQFWLRQ DW GLIIHUHQW VSHHGV"

 5XQ WKH EORZHU DQG RSHUDWH WKH 02'( SXVK


VZLWFK PDQXDOO\
 &KHFN IRU DLUIORZ RXW WKH YDULRXV RXWOHWV
'RHV WKH DLU IORZ IURP WKH GLIIHUHQW RXWOHWV DV LW
VKRXOG"

 5HPRYH WKH KHDWHU RXWOHW DQG FKHFN IRU


REVWUXFWLRQV
 5HPRYH DQ\ REVWUXFWLRQV IRXQG
,V WKH KHDWHU RSHUDWLQJ"
2EVHUYH WKH DLU PL[ GRRU PRWRU $0' ZKLOH
FKDQJLQJ WKH WHPSHUDWXUH VHWWLQJ IURP  WR E&
 WR E) DQG WKHQ IURP  WR E&  WR E) 
,V WKH $0' PRWRU IXQFWLRQLQJ SURSHUO\"

3HUIRUP WKH FKHFNV IRXQG LQ ,QVXIILFLHQW &RROLQJ


'LDJQRVLV
,V WKH V\VWHP RSHUDWLQJ QRUPDOO\ QRZ"

3ODFH WKH FRQWUROOHU LQ WKH $872 PRGH


,V VPRNH WDNHQ LQWR WKH LQWDNH SRUW RI WKH LQFDU
VHQVRU"






&KHFN WKH LQWDNH KRVH IRU WKH LQFDU VHQVRU


,V WKH KRVH LQ JRRG FRQGLWLRQ"
5HSDLU RU UHSODFH WKH LQWDNH KRVH
,V WKH UHSDLU FRPSOHWH"
&KHFN WKH LQFDU VHQVRU XVLQJ WKH WHVWV LQ &RGH 
,Q&DU 6HQVRU (UURU
,V WKHUH D SUREOHP LQGLFDWHG LQ WKH VHQVRU WKH
VHQVRU ZLULQJ RU WKH FRQWUROOHU"



5HSDLU RU UHSODFH WKH VHQVRU WKH ZLULQJ RU WKH


FRQWUROOHU DV UHTXLUHG
,V WKH UHSDLU FRPSOHWH"



&KHFN WKH DPELHQW DLU WHPSHUDWXUH VHQVRU XVLQJ WKH


WHVWV LQ &RGH  $PELHQW $LU 7HPSHUDWXUH 6HQVRU
(UURU
,V WKHUH D SUREOHP LQGLFDWHG LQ WKH VHQVRU WKH
VHQVRU ZLULQJ RU WKH FRQWUROOHU"

6\VWHP 2.


*R WR 6WHS 

*R WR 6WHS 

'$(:22 9 %/

$8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0 '  


1R &RRO $LU )URP %ORZHU &RQW
G
6WHS

$FWLRQ



5HSDLU RU UHSODFH WKH VHQVRU WKH ZLULQJ RU WKH


FRQWUROOHU DV UHTXLUHG
,V WKH UHSDLU FRPSOHWH"



&KHFN WKH VXQ VHQVRU XVLQJ WKH WHVWV LQ &RGH 


6XQ 6HQVRU (UURU
,V WKHUH D SUREOHP LQGLFDWHG LQ WKH VHQVRU WKH
VHQVRU ZLULQJ RU WKH FRQWUROOHU"

9DOXH V


<HV
6\VWHP 2.

1R



*R WR 6WHS 

*R WR 6WHS 



5HSDLU RU UHSODFH WKH VHQVRU WKH ZLULQJ RU WKH


FRQWUROOHU DV UHTXLUHG
,V WKH UHSDLU FRPSOHWH"



3HUIRUP WKH FRRODQW WHPSHUDWXUH VHQVRU WHVW


,V WKH FRRODQW WHPSHUDWXUH VHQVRU PDOIXQFWLRQLQJ"

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

6\VWHP 2.




'$(:22 9 %/

5HSODFH WKH FRRODQW WHPSHUDWXUH VHQVRU


,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH $7& FRQWUROOHU
,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.

'   $8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0

&'

%/2:(5 02725 '2(6 127 581 $7 $//


6WHS

$FWLRQ

 7XUQ WKH LJQLWLRQ WR 21


 2EVHUYH WKH WHPSHUDWXUH LQGLFDWLRQ VFUHHQ RI WKH
FRQWUROOHU
'RHV WKH GLJLW JR RQ DQG RII"







5XQ D VHOIGLDJQRVLV FLUFXLW FKHFN


'RHV WKH GLVSOD\ LQGLFDWH D GHIHFW FRGH"
&KHFN IXVH )LQ WKH ,3 IXVH EORFN
,V WKLV IXVH LQ JRRG FRQGLWLRQ"
5HSODFH IXVH )
,V WKH UHSDLU FRPSOHWH"
&KHFN IXVH ()LQ WKH HQJLQH IXVH EORFN
,V WKH IXVH LQ JRRG FRQGLWLRQ"
5HSODFH IXVH ()
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ VZLWFK WR 21
 0HDVXUH WKH YROWDJH EHWZHHQ JURXQG DQG
WHUPLQDO  <(/ RI WKH EORZHU UHOD\
,V WKH YROWDJH ZLWKLQ WKH VSHFLILHG YDOXH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR WKH WDEOH
IRU WKH FRGH WKDW
IODVKHV

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

9

*R WR 6WHS 

*R WR 6WHS 

'$(:22 9 %/

$8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0 '  


%ORZHU 0RWRU 'RHV 1RW 5XQ $W $OO &RQW
G
6WHS

$FWLRQ

9DOXH V

<HV

1R

0HDVXUH WKH YROWDJH EHWZHHQ JURXQG DQG WHUPLQDO


 %51 DW WKH EORZHU UHOD\
,V WKH YROWDJH ZLWKLQ WKH VSHFLILHG YDOXH"

9

*R WR 6WHS 

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ VZLWFK WR 2))


 &KHFN FLUFXLW %51 EHWZHHQ WHUPLQDO RI WKH
EORZHU UHOD\ WR )LQ WKH ,3 IXVH EORFN
 5HSDLU DQ\ SUREOHP IRXQG LQ WKH ZLULQJ RU
WHUPLQDOV DW WKH UHOD\ VRFNHW RU FRQQHFWRU &
,V WKH UHSDLU FRPSOHWH"



0HDVXUH WKH YROWDJH EHWZHHQ JURXQG DQG WHUPLQDO


 5('<(/ DW WKH EORZHU UHOD\
,V WKH YROWDJH ZLWKLQ WKH VSHFLILHG YDOXH"



 7XUQ WKH LJQLWLRQ VZLWFK WR 2))


 &KHFN FLUFXLW 5('<(/ EHWZHHQ WHUPLQDO RI
WKH EORZHU UHOD\ WR ()LQ WKH HQJLQH IXVH EORFN
 5HSDLU DQ\ SUREOHP IRXQG LQ WKH ZLULQJ RU
WHUPLQDOV DW WKH IXVH EORFN FRQQHFWRU &
FRQQHFWRU & RU DW WKH UHOD\ VRFNHW
,V WKH UHSDLU FRPSOHWH"



 7XUQ WKH LJQLWLRQ VZLWFK WR 2))


 &KHFN WKH FRQWLQXLW\ LQ WKH ZLULQJ KDUQHVV
EHWZHHQ WKH EORZHU UHOD\ WHUPLQDO  %/. DQG
JURXQG
'RHV WKH RKPPHWHU VKRZ WKH VSHFLILHG YDOXH"


6\VWHP 2.

9

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

|:

*R WR 6WHS 

*R WR 6WHS 



5HSDLU DQ\ SUREOHP IRXQG LQ WHUPLQDO DW WKH UHOD\


FRQQHFWRU FLUFXLW %/. VSOLFH 6 RU JURXQG *
,V WKH UHSDLU FRPSOHWH"



5HSODFH WKH EORZHU UHOD\


,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.

9

*R WR 6WHS 

*R WR 6WHS 







'$(:22 9 %/

7XUQ WKH LJQLWLRQ VZLWFK WR 2))


'LVFRQQHFW WKH ZLULQJ KDUQHVV DW WKH EORZHU PRWRU
7XUQ WKH LJQLWLRQ VZLWFK WR 21
0HDVXUH YROWDJH EHWZHHQ JURXQG DQG EORZHU
FRQQHFWRU  <(/ 
,V WKH YROWDJH ZLWKLQ WKH VSHFLILHG YDOXH"

6\VWHP 2.






 7XUQ WKH LJQLWLRQ VZLWFK WR 2))


 &KHFN FLUFXLW <(/ EHWZHHQ EORZHU FRQQHFWRU
WHUPLQDO DQG EORZHU UHOD\ WHUPLQDO 
 5HSDLU DQ\ SUREOHP IRXQG LQ WKH ZLULQJ RU D
FRQQHFWRU WHUPLQDO DW WKH EORZHU FRQQHFWRU
FRQQHFWRU & RU WKH EORZHU UHOD\ VRFNHW
,V WKH UHSDLU FRPSOHWH"
0HDVXUH WKH UHVLVWDQFH EHWZHHQ WKH FRQQHFWRU
WHUPLQDOV RQ WKH EORZHU PRWRU
'RHV WKH UHVLVWDQFH PDWFK WKH VSHFLILHG YDOXH"

6\VWHP 2.
|:

*R WR 6WHS 

*R WR 6WHS 

'   $8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0


%ORZHU 0RWRU 'RHV 1RW 5XQ $W $OO &RQW
G
6WHS











$FWLRQ
5HSODFH WKH EORZHU PRWRU
,V WKH UHSDLU FRPSOHWH"
0HDVXUH WKH UHVLVWDQFH RI FLUFXLW 31. EHWZHHQ
WHUPLQDO RI WKH EORZHU FRQQHFWRU DQG WHUPLQDO RI
WKH 0D[ +, UHOD\ DQG WHUPLQDO RI WKH SRZHU
WUDQVLVWRU
'RHV WKH UHVLVWDQFH PDWFK WKH VSHFLILHG YDOXH"
5HSDLU WKH SUREOHP LQ FLUFXLW 31.
,V WKH UHSDLU FRPSOHWH"
0HDVXUH WKH UHVLVWDQFH RI FLUFXLW %/. IURP WHUPLQDO
RI WKH SRZHU WUDQVLVWRU FRQQHFWRU WR JURXQG
'RHV WKH UHVLVWDQFH PDWFK WKH VSHFLILHG YDOXH"
 7UDFH FLUFXLW %/. IURP WHUPLQDO RI WKH SRZHU
WUDQVLVWRU FRQQHFWRU DQG WHUPLQDO RI WKH 0D[
+, UHOD\ WR JURXQG *
 5HSDLU DQ\ SUREOHP IRXQG LQ WKH ZLULQJ FRQQHFWRU
& VSOLFH 6 RU JURXQG *
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH $7& FRQWUROOHU
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

6\VWHP 2.

|:

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

|:

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

6\VWHP 2.

'$(:22 9 %/

$8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0 '  

02'( &21752/6 '2 127 :25.


5HIHU WR $& %ORZHU DQG 0RWRU &RQWUROV IRU WKH HOHFWULFDO VFKHPDWLF GLDJUDP RI WKH FLUFXLWV GHVFULEHG LQ WKLV
SURFHGXUH

0RGH &RQWUROV 'R 1RW :RUN


6WHS

$FWLRQ
0HDVXUH WKH YROWDJH EHWZHHQ WHUPLQDO DQG JURXQG
RI WKH PRGH PRWRU DQG WKH +75'() PRWRU
,V WKH YROWDJH ZLWKLQ WKH VSHFLILHG YDOXH IRU ERWK
PRWRUV"

9DOXH V

<HV

1R

9

*R WR 6WHS 

*R WR 6WHS 

 &KHFN WKH FRQQHFWRU DQG FLUFXLW %51 IRU DQ\


ZLULQJ RU WHUPLQDO SUREOHPV
 5HSDLU DQ\ SUREOHPV IRXQG
,V WKH UHSDLU FRPSOHWH"


6\VWHP 2.

 8VLQJ WKH 0RWRU &RQWURO 7DEOH PHDVXUH WKH


YROWDJHV DW WKH VSHFLILHG WHUPLQDOV RI WKH VSHFLILHG
PRWRU FRQQHFWRUV
6HH WKH
 &KDQJH WKH PRGH VHWWLQJV DQG REVHUYH WKH
0RWRU
YROWDJH FKDQJHV
&RQWURO
7DEOH
$UH WKH YROWDJHV DV VSHFLILHG"

*R WR 6WHS 

*R WR 6WHS 

5HSODFH WKH PRWRU WKDW GRHV QRW RSHUDWH SURSHUO\


,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.

 8VLQJ WKH 0RWRU &RQWURO 7DEOH PHDVXUH WKH


YROWDJHV DW WKH VSHFLILHG WHUPLQDOV RI WKH VSHFLILHG
FRQWUROOHU FRQQHFWRUV
6HH WKH
 &KDQJH WKH PRGH VHWWLQJV DQG REVHUYH WKH
0RWRU
YROWDJH FKDQJHV
&RQWURO 7DEOH
$UH WKH YROWDJHV DV VSHFLILHG"

*R WR 6WHS 

*R WR 6WHS 

 &KHFN WKH ZLULQJ KDUQHVV DQG FRQQHFWRUV


EHWZHHQ WKH FRQWUROOHU DQG WKH PRWRU WKDW LV QRW
SHUIRUPLQJ SURSHUO\
 5HSDLU RU UHSODFH WKH ZLULQJ KDUQHVV RU WKH
GHIHFWLYH WHUPLQDO
,V WKH UHSDLU FRPSOHWH"


6\VWHP 2.

&KHFN WKH FRQQHFWRU DW WKH FRQWUROOHU


,V WKHUH D GHIHFWLYH WHUPLQDO"
5HSDLU RU UHSODFH WKH WHUPLQDO
,V WKH UHSDLU FRPSOHWH"




5HSODFH WKH FRQWUROOHU


,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

6\VWHP 2.

0RWRU &RQWURO 7DEOH


0RGH 6HWWLQJ

0RGH 0RWRU

+75'() 0RWRU
&RQQHFWRU 7HUPLQDO

&RQWUROOHU
0RWRU

&RQWUROOHU
0RWRU

&RQWUROOHU
0RWRU

&RQWUROOHU
0RWRU

&RQWUROOHU
0RWRU

&RQWUROOHU
0RWRU

9HQW

%
9

%
9

%
9

%
9

%
9

%
9

%L/HYHO

9

9

9

9

9

9

)RRW

9

9

9

9

9

9

)RRW'HIURVW

9

9

9

9

9

9

'HIURVW

9

9

9

9

9

9

'$(:22 9 %/

'   $8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0

$,5 6285&( 6(/(&7,21 127 &21752//('


5HIHU WR $& %ORZHU DQG 0RWRU &RQWUROV IRU WKH HOHFWULFDO VFKHPDWLF GLDJUDP RI WKH FLUFXLWV GHVFULEHG LQ WKLV
SURFHGXUH

$LU 6RXUFH 6HOHFWLRQ 1RW &RQWUROOHG


6WHS


$FWLRQ
0HDVXUH WKH YROWDJH DW WHUPLQDO RI WKH LQWDNH
PRWRU
,V WKH YROWDJH ZLWKLQ WKH YDOXH VSHFLILHG"

 8VLQJ WKH ,QWDNH 0RWRU 7DEOH PHDVXUH WKH


YROWDJHV DW WKH VSHFLILHG WHUPLQDOV RI WKH PRWRU
FRQQHFWRU
 &KDQJH WKH LQWDNH VHWWLQJ DQG REVHUYH WKH
YROWDJH FKDQJHV
$UH WKHVH YROWDJHV ZLWKLQ WKH VSHFLILHG YDOXH"
5HSODFH WKH LQWDNH PRWRU
,V WKH UHSDLU FRPSOHWH"

 8VLQJ WKH ,QWDNH 0RWRU 7DEOH PHDVXUH WKH


YROWDJHV DW WKH VSHFLILHG WHUPLQDOV RI WKH
FRQWUROOHU FRQQHFWRU
 &KDQJH WKH LQWDNH VHWWLQJ DQG REVHUYH WKH
YROWDJH FKDQJHV
$UH WKHVH YROWDJHV ZLWKLQ WKH VSHFLILHG YDOXH"





<HV

1R

9

*R WR 6WHS 

*R WR 6WHS 

 &KHFN WKH FRQQHFWRU DQG FLUFXLW %51 IRU DQ\


ZLULQJ RU WHUPLQDO SUREOHPV
 5HSDLU DQ\ SUREOHPV IRXQG
,V WKH UHSDLU FRPSOHWH"

9DOXH V


6\VWHP 2.

6HH WKH
,QWDNH 0RWRU
7DEOH

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

6HH WKH
,QWDNH 0RWRU
7DEOH

*R WR 6WHS 

*R WR 6WHS 

 &KHFN WKH ZLULQJ KDUQHVV DQG FRQQHFWRUV


EHWZHHQ WKH FRQWUROOHU DQG WKH PRWRU WKDW LV QRW
SHUIRUPLQJ SURSHUO\
 5HSDLU RU UHSODFH WKH ZLULQJ KDUQHVV RU WKH
GHIHFWLYH WHUPLQDO
,V WKH UHSDLU FRPSOHWH"


6\VWHP 2.

&KHFN WKH FRQQHFWRU DW WKH FRQWUROOHU


,V WKHUH D GHIHFWLYH WHUPLQDO"
5HSDLU RU UHSODFH WKH WHUPLQDO
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH FRQWUROOHU
,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

6\VWHP 2.

,QWDNH &RQWURO 7DEOH


,QWDNH 6HWWLQJ

,QWDNH 0RWRU
&RQQHFWRU 7HUPLQDO
&RQWUROOHU0RWRU

&RQWUROOHU0RWRU

&RQWUROOHU0RWRU

5HFLUFXODWH

%
9

$
9

%
9

)UHVK

9

9

9

)UHVK

9

9

9

'$(:22 9 %/

$8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0 '  

&2035(6625 0$*1(7,& &/87&+ '2(6 127 (1*$*(


5HIHU WR $& &RPSUHVVRU &RQWUROV 62+& RU $& &RPSUHVVRU &RQWUROV '2+& IRU WKH HOHFWULFDO VFKHPDWLF
GLDJUDP RI WKH FLUFXLWV GHVFULEHG LQ WKLV SURFHGXUH

&RPSUHVVRU 0DJQHWLF &OXWFK 'RHV QRW (QJDJH


6WHS

'$(:22 9 %/

$FWLRQ
 5HPRYH WKH $7& &RQWUROOHU IURP WKH LQVWUXPHQW
SDQHO NHHSLQJ WKH ZLULQJ KDUQHVV FRQQHFWHG
 7XUQ WKH LJQLWLRQ VZLWFK WR 21
 7XUQ WKH $& VZLWFK WR 21
 &KHFN WKH YROWDJH EHWZHHQ JURXQG DQG WHUPLQDO
$RQ WKH FRQWUROOHU
,V WKH YROWDJH ZLWKLQ WKH VSHFLILHG YDOXH"
5HSODFH WKH $7& FRQWUROOHU
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

9

*R WR
,QVXIILFLHQW
&RROLQJ
'LDJQRVLV

*R WR 6WHS 

6\VWHP 2.

'   $8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0

',$*1267,& 7528%/( &2'(6

&'

&2'(  ,1&$5 6(1625 (5525


7KLV FRGH ZLOO VHW LI WKH RXWSXW RI WKH LQFDU VHQVRU LQGLFDWHV D SUREDEOH VKRUW FLUFXLW RU DQ RSHQ LQ WKH VHQVRU RU WKH
DVVRFLDWHG ZLULQJ KDUQHVV RU D PDOIXQFWLRQ RI WKH $7& FRQWUROOHU

&RGH  ,Q&DU 6HQVRU (UURU


6WHS

$FWLRQ
 'LVFRQQHFW WKH LQFDU VHQVRU FRQQHFWRU IURP WKH
$7& FRQWUROOHU
 ([DPLQH WKH ZLULQJ IURP WKH VHQVRU WR WKH FRQQHFWRU
DQG WKH FRQQHFWRU IRU DQ\ VLJQV RI GDPDJH
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WKH LQFDU
VHQVRU FRQQHFWRU WHUPLQDOV
,V WKHUH DQ\ VLJQ RI GDPDJH LQ WKH ZLULQJ RU FRQQHFWRU
RU LV WKH UHVLVWDQFH RXWVLGH WKH VSHFLILHG YDOXH DW  WR
E&  WR E) "

9DOXH V

<HV

1R

:

*R WR 6WHS 

*R WR 6WHS 

5HSDLU WKH GDPDJHG ZLULQJ RU WKH FRQQHFWRU RU


UHSODFH WKH LQFDU VHQVRU DV UHTXLUHG
,V WKH UHSDLU FRPSOHWH"

 7XUQ WKH LJQLWLRQ WR 21


 0HDVXUH WKH YROWDJH EHWZHHQ WKH WZR FRQQHFWRU
WHUPLQDOV RQ WKH FRQWUROOHU KRXVLQJ
,V WKH YROWDJH HTXDO WR WKH YDOXH VSHFLILHG"

! 9

*R WR 6WHS 

*R WR 6WHS 

&KHFN WKH WHUPLQDOV RQ WKH LQFDU VHQVRU FRQQHFWRU


,V DQ\ SUREOHP IRXQG ZLWK WKH FRQQHFWRU"

*R WR 6WHS 

*R WR 6WHS 

5HSDLU WKH FRQQHFWRU WHUPLQDOV RU UHSODFH WKH LQFDU


VHQVRU RU $7& FRQWUROOHU DV UHTXLUHG
,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.

6\VWHP 2.

'$(:22 9 %/

$8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0 '  


&RGH  ,Q&DU 6HQVRU (UURU &RQW
G
6WHS

$FWLRQ

9DOXH V

 5HFRQQHFW WKH LQFDU VHQVRU WR WKH FRQWUROOHU


 7XUQ WKH LJQLWLRQ VZLWFK WR 21
 2EVHUYH WKH WHPSHUDWXUH GLVSOD\ DUHD
'RHV WKLV GLVSOD\ LQGLFDWH WKH FRQWLQXLQJ SUHVHQFH RI
D FRGH FRQGLWLRQ"

5HSODFH WKH $7& FRQWUROOHU


,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

<HV

1R

*R WR 6WHS 

6\VWHP 2.

6\VWHP 2.

'   $8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0

&'

&2'(  $0%,(17 $,5 7(03(5$785( 6(1625 (5525


7KLV FRGH ZLOO VHW LI WKH RXWSXW RI WKH DPELHQW DLU WHPSHUDWXUH VHQVRU LQGLFDWHV D SUREDEOH VKRUW FLUFXLW RU DQ RSHQ LQ WKH
VHQVRU RU WKH DVVRFLDWHG ZLULQJ KDUQHVV RU D PDOIXQFWLRQ RI WKH $7& FRQWUROOHU

&RGH  $PELHQW $LU 7HPSHUDWXUH 6HQVRU (UURU


6WHS

$FWLRQ
 'LVFRQQHFW WKH DPELHQW DLU VHQVRU FRQQHFWRU IURP
WKH IURQW EXPSHU KDUQHVV
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WKH DPELHQW DLU
VHQVRU FRQQHFWRU WHUPLQDOV
,V WKH UHVLVWDQFH HTXDO WR WKH VSHFLILHG YDOXH DW  WR
E&  WR E) "

9DOXH V

<HV

1R

:

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 5HPRYH WKH DPELHQW DLU VHQVRU IURP EHKLQG WKH


IURQW EXPSHU
 ([DPLQH WKH ZLULQJ IRU DQ\ RSHQ RU VKRUW DQG
H[DPLQH WKH FRQQHFWRU IRU DQ\ GDPDJH
,V WKHUH D SUREOHP ZLWK WKH ZLULQJ RU WKH FRQQHFWRU"

5HSDLU WKH SUREOHP IRXQG LQ WKH DPELHQW DLU VHQVRU


ZLULQJ RU WKH FRQQHFWRU
,V WKH UHSDLU FRPSOHWH"

5HSODFH WKH DPELHQW DLU VHQVRU


,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.

 7XUQ WKH LJQLWLRQ WR 21


 0HDVXUH WKH YROWDJH EHWZHHQ WKH WZR WHUPLQDOV LQ
WKH DPELHQW DLU VHQVRU FRQQHFWRU RQ WKH IURQW
EXPSHU KDUQHVV
,V WKH YROWDJH HTXDO WR WKH YDOXH VSHFLILHG"

! 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

 5HFRQQHFW WKH LQFDU VHQVRU WR WKH FRQWUROOHU


 7XUQ WKH LJQLWLRQ VZLWFK WR 21
 2EVHUYH WKH WHPSHUDWXUH GLVSOD\ DUHD
'RHV WKLV GLVSOD\ LQGLFDWH WKH FRQWLQXLQJ SUHVHQFH RI
D FRGH FRQGLWLRQ"

6\VWHP 2.

'$(:22 9 %/

$8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0 '  


&RGH  $PELHQW $LU 7HPSHUDWXUH 6HQVRU (UURU &RQW
G
6WHS

$FWLRQ

9DOXH V

<HV

1R

 3XOO WKH $7& FRQWUROOHU IURP WKH LQVWUXPHQW SDQHO


OHDYLQJ WKH ZLULQJ KDUQHVV FRQQHFWHG
 0HDVXUH WKH YROWDJH EHWZHHQ WHUPLQDOV $DQG
%E\ EDFNSURELQJ WKH FRQQHFWRUV
,V WKH YROWDJH HTXDO WR WKH YDOXH VSHFLILHG"

 9

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

5HSODFH WKH $7& &RQWUROOHU


,V WKH UHSDLU FRPSOHWH"

 7UDFH WKH ZLULQJ IRU WKH DPELHQW DLU VHQVRU IURP


WKH $7& FRQWUROOHU WKURXJK FRQQHFWRUV &
& &DQG &DW WKH HQJLQH IXVH EORFN
DQG &WR WKH DPELHQW DLU VHQVRU FRQQHFWRU RQ
WKH IURQW EXPSHU KDUQHVV
 5HSDLU DQ\ RSHQ RU KLJK UHVLVWDQFH FRQGLWLRQ LQ
WKH ZLULQJ RU D FRQQHFWRU WHUPLQDO
,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

6\VWHP 2.

'   $8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0

&'

&2'(  &22/$17 7(03(5$785( 6(1625 (5525


7KLV FRGH ZLOO VHW LI WKH RXWSXW RI WKH FRRODQW VHQVRU LQGLFDWHV D SUREDEOH VKRUW FLUFXLW RU DQ RSHQ LQ WKH VHQVRU RU WKH
DVVRFLDWHG ZLULQJ KDUQHVV RU D PDOIXQFWLRQ RI WKH $7& FRQWUROOHU

&RGH  &RRODQW 7HPSHUDWXUH 6HQVRU (UURU


6WHS

$FWLRQ
 'LVFRQQHFW WKH FRRODQW WHPSHUDWXUH VHQVRU
FRQQHFWRU IURP WKH $7& KDUQHVV
 ([DPLQH WKH ZLULQJ IURP WKH VHQVRU WR WKH
FRQQHFWRU DQG H[DPLQH WKH FRQQHFWRU IRU DQ\
VLJQV RI GDPDJH
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WKH FRRODQW
WHPSHUDWXUH VHQVRU FRQQHFWRU WHUPLQDOV
,V WKHUH DQ\ VLJQ RI GDPDJH LQ WKH ZLULQJ RU WKH
FRQQHFWRU RU LV WKH UHVLVWDQFH RXWVLGH WKH VSHFLILHG
YDOXH DW  WR E&  WR E) "

5HSDLU WKH GDPDJHG ZLULQJ RU WKH FRQQHFWRU RU


UHSODFH WKH FRRODQW WHPSHUDWXUH VHQVRU DV UHTXLUHG
,V WKH UHSDLU FRPSOHWH"

 7XUQ WKH LJQLWLRQ WR 21


 0HDVXUH WKH YROWDJH EHWZHHQ WKH WZR FRRODQW
WHPSHUDWXUH VHQVRU FRQQHFWRU WHUPLQDOV RQ WKH
$7& KDUQHVV
,V WKH YROWDJH HTXDO WR WKH YDOXH VSHFLILHG"

9DOXH V

<HV

1R

:

*R WR 6WHS 

*R WR 6WHS 

 9

&KHFN WKH WHUPLQDOV RQ WKH FRRODQW WHPSHUDWXUH


VHQVRU FRQQHFWRU
,V DQ\ SUREOHP IRXQG ZLWK WKH FRQQHFWRU"

5HSDLU WKH FRQQHFWRU WHUPLQDOV RU UHSODFH WKH FRRODQW


WHPSHUDWXUH VHQVRU RU $7& FRQWUROOHU DV UHTXLUHG
,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

'$(:22 9 %/

$8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0 '  


&RGH  &RRODQW 7HPSHUDWXUH 6HQVRU (UURU &RQW
G
6WHS

$FWLRQ

 5HFRQQHFW WKH FRRODQW WHPSHUDWXUH VHQVRU WR WKH


$7& KDUQHVV
 7XUQ WKH LJQLWLRQ VZLWFK WR 21
 2EVHUYH WKH WHPSHUDWXUH GLVSOD\ DUHD
'RHV WKLV GLVSOD\ LQGLFDWH WKH FRQWLQXLQJ SUHVHQFH RI
D FRGH FRQGLWLRQ"

'$(:22 9 %/

 3XOO WKH $7& FRQWUROOHU IURP WKH LQVWUXPHQW SDQHO


OHDYLQJ WKH ZLULQJ KDUQHVV FRQQHFWHG
 0HDVXUH WKH YROWDJH EHWZHHQ WHUPLQDOV $DQG
%E\ EDFNSURELQJ WKH FRQQHFWRUV
,V WKH YROWDJH HTXDO WR WKH YDOXH VSHFLILHG"
 7UDFH WKH ZLULQJ IURP FRQWUROOHU WHUPLQDOV $DQG
%WR WKH FRRODQW WHPSHUDWXUH VHQVRU FRQQHFWRU
WHUPLQDOV RQ WKH $7& KDUQHVV FRQQHFWRUV
 5HSDLU DQ\ RSHQ RU KLJK UHVLVWDQFH IRXQG LQ WKH
ZLULQJ RU FRQQHFWRU WHUPLQDOV
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH $7& FRQWUROOHU
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

 9



6\VWHP 2.

6\VWHP 2.

'   $8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0

&'

&2'(   $,5 0,; '225 (5525


7KLV FRGH ZLOO VHW LI WKH RXWSXW RI WKH PL[ GRRU LQGLFDWRU LQGLFDWHV WKDW WKH GRRU RSHQLQJ DQJOH LV RXW RI UDQJH RU GRHV QRW
FKDQJH YDOXH ZKHQ WKH GRRU VKRXOG EH PRYLQJ 7KLV ZRXOG LQGLFDWH D VKRUW FLUFXLW RU DQ RSHQ LQ WKH VHQVRU RU WKH
DVVRFLDWHG ZLULQJ KDUQHVV D GRRU PRWRU WKDW LV QRW RSHUDWLQJ RU D PDOIXQFWLRQ RI WKH $7& FRQWUROOHU

&RGH  $LU 0L[ 'RRU (UURU


6WHS

$FWLRQ

9DOXH V

<HV

1R

 'LVFRQQHFW WKH ,3 ZLULQJ KDUQHVV FRQQHFWRU IURP


WKH DLU PL[ GRRU $0' PRWRU
 8VH DQ RKPPHWHU WR PHDVXUH WKH UHVLVWDQFH
EHWZHHQ WHUPLQDOV DQG RQ WKH $0' PRWRU
'RHV WKH PHDVXUHG UHVLVWDQFH LQGLFDWH DQ RSHQ RU D
VKRUWHG FRQGLWLRQ"

2SHQ f
6KRUW |:

*R WR 6WHS 

*R WR 6WHS 

0HDVXUH WKH UHVLVWDQFH EHWZHHQ WHUPLQDOV DQG


RQ WKH $0' PRWRU
,V WKH UHVLVWDQFH HTXDO WR WKH YDOXH VSHFLILHG"

|:

*R WR 6WHS 

*R WR 6WHS 

0HDVXUH WKH UHVLVWDQFH EHWZHHQ WHUPLQDOV DQG


DQG EHWZHHQ WHUPLQDOV DQG RQ WKH $0' PRWRU
'R WKHVH UHVLVWDQFHV DGG WR DSSUR[LPDWHO\ WKH YDOXH
PHDVXUHG EHWZHHQ WHUPLQDOV DQG "

|:

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

5HSODFH WKH $0' PRWRU


,V WKH UHSDLU FRPSOHWH"

&KHFN WKH FRQQHFWRU WHUPLQDOV DW WKH $0' PRWRU


DQG WKH ZLULQJ LQ WKH $7& KDUQHVV
,V WKHUH D SUREOHP ZLWK DQ\ WHUPLQDO RQ HLWKHU WKH
KDUQHVV FRQQHFWRU RU WKH PRWRU FRQQHFWRU RU WKH
ZLULQJ"

5HSDLU WKH SUREOHP IRXQG ZLWK D FRQQHFWRU WHUPLQDO


RU WKH ZLULQJ RU UHSODFH WKH PRWRU DV UHTXLUHG
,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.

'$(:22 9 %/

$8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0 '  


&RGH  $LU 0L[ 'RRU (UURU &RQW
G
6WHS

$FWLRQ

 5HPRYH WKH $7& FRQWUROOHU IURP WKH LQVWUXPHQW


SDQHO
 'LVFRQQHFW WKH KDUQHVV FRQQHFWRUV IURP WKH $7&
FRQWUROOHU
 ([DPLQH WKH FRQQHFWRU WHUPLQDOV RQ WKH KDUQHVV
FRQQHFWRUV DQG WKH FRQWUROOHU FRQQHFWRUV DQG WKH
KDUQHVV ZLULQJ
,V WKHUH D SUREOHP ZLWK DQ\ RI WKHVH FRQQHFWRUV RU WKH
ZLULQJ"













'$(:22 9 %/

5HSDLU WKH SUREOHP IRXQG ZLWK D FRQQHFWRU WHUPLQDO


RU ZLULQJ
,V WKH UHSDLU FRPSOHWH"
&KHFN FRQWLQXLW\ LQ WKH KDUQHVV EHWZHHQ WKH
FRQWUROOHU FRQQHFWRUV DQG WKH $0' PRWRU FRQQHFWRU
- &RQWUROOHU WHUPLQDO $WR PRWRU WHUPLQDO 
- &RQWUROOHU WHUPLQDO $WR PRWRU WHUPLQDO 
- &RQWUROOHU WHUPLQDO %WR PRWRU WHUPLQDO 
- &RQWUROOHU WHUPLQDO %WR PRWRU WHUPLQDO 
- &RQWUROOHU WHUPLQDO %WR PRWRU WHUPLQDO 
'RHV WKH FRQWLQXLW\ HTXDO WKH VSHFLILHG YDOXH"
5HSDLU WKH FRQWLQXLW\ SUREOHP
,V WKH UHSDLU FRPSOHWH"
 5HFRQQHFW WKH $0' PRWRU WR WKH $7& KDUQHVV
 5HFRQQHFW WKH $7& KDUQHVV FRQQHFWRUV WR WKH
FRQWUROOHU
 7XUQ WKH LJQLWLRQ WR 21
 8VH EDFNSURELQJ IRU YROWDJH PHDVXUHPHQWV
 0HDVXUH WKH YROWDJH EHWZHHQ JURXQG DQG
WHUPLQDO %DW WKH FRQWUROOHU
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"
 6HW WKH WHPSHUDWXUH FRQWUROOHU WR E& E) 
 &RQQHFW D YROWPHWHU EHWZHHQ JURXQG DQG WHUPLQDO
$DW WKH FRQWUROOHU ,W VKRXOG GLVSOD\ DERXW Y
 5DLVH WKH WHPSHUDWXUH VHWWLQJ RQ WKH FRQWUROOHU WR
E& E) 
'RHV WKH YROWDJH HTXDO WKH VSHFLILHG YDOXH"
 &RQQHFW D YROWPHWHU EHWZHHQ JURXQG DQG WHUPLQDO
$DW WKH FRQWUROOHU ,W VKRXOG GLVSOD\ DERXW Y
 &KDQJH WKH WHPSHUDWXUH VHWWLQJ WR E& E) 
'RHV WKH YROWDJH HTXDO WKH VSHFLILHG YDOXH"
 5HFKHFN WKH ZLULQJ KDUQHVV DQG WKH FRQQHFWRU
WHUPLQDOV DVVRFLDWHG ZLWK FRQWUROOHU WHUPLQDOV %
% DQG % DQG $0' PRWRU WHUPLQDOV   DQG

 5HSDLU DQ\ SUREOHP IRXQG
,V WKH UHSDLU FRPSOHWH"
5HFKHFN DOO ZLULQJ FLUFXLWV EHWZHHQ WKH FRQWUROOHU
DQG WKH $0' PRWRU
,V WKHUH D SUREOHP LQ WKH ZLULQJ RU WKH FRQQHFWRUV"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

|:

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

 9

*R WR 6WHS 

*R WR 6WHS 

'URSV IURP
9 WR 9

*R WR 6WHS 

*R WR 6WHS 

'URSV IURP
9 WR 9

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

'   $8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0


&RGH  $LU 0L[ 'RRU (UURU &RQW
G
6WHS

$FWLRQ

9DOXH V

<HV

1R



5HSDLU WKH SUREOHP LQ WKH ZLULQJ EHWZHHQ WKH $7&


FRQWUROOHU DQG WKH $0' PRWRU
,V WKH UHSDLU FRPSOHWH"



5HFKHFN WKH $0' PRWRU


,V WKHUH D SUREOHP LQ WKH $0' PRWRU"

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

6\VWHP 2.










5HSODFH WKH $0' PRWRU


,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH FRQWUROOHU
,V WKH UHSDLU FRPSOHWH"
2EVHUYH WKH RSHUDWLRQ RI WKH DLU PL[ GRRU ZKHQ WKH
WHPSHUDWXUH VHWWLQJ LV FKDQJHG
'RHV WKH GRRU PRYH QRUPDOO\"
5HSDLU RU UHSODFH WKH DLU PL[ GRRU
,V WKH UHSDLU FRPSOHWH"
2EVHUYH WKH RSHUDWLRQ RI WKH $0' PRWRU ZKHQ WKH
WHPSHUDWXUH VHWWLQJ LV FKDQJHG
'RHV WKH PRWRU RSHUDWH QRUPDOO\"
5HSODFH WKH $0' PRWRU
,V WKH UHSDLU FRPSOHWH"
5HFRQQHFW HYHU\WKLQJ DQG WHVW WKH V\VWHP
'RHV FRGH UHVHW"
5HSODFH WKH FRQWUROOHU
,V WKH UHSDLU FRPSOHWH"




6\VWHP 2.

'$(:22 9 %/

$8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0 '  

%/$1.

'$(:22 9 %/

'   $8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0

&'

&2'(  681 6(1625 (5525


7KLV FRGH ZLOO VHW LI WKH RXWSXW RI WKH VXQ VHQVRU LQGLFDWHV D SUREDEOH VKRUW FLUFXLW RU DQ RSHQ LQ WKH VHQVRU RU WKH
DVVRFLDWHG ZLULQJ KDUQHVV RU D PDOIXQFWLRQ RI WKH $7& FRQWUROOHU

&RGH  6XQ 6HQVRU (UURU


6WHS

$FWLRQ
 /LIW WKH VXQ VHQVRU IURP WKH WRS RI WKH GDVKERDUG
 6HFXUH WKH $7& KDUQHVV EHORZ WKH VXQ VHQVRU
FRQQHFWRU VR LW FDQQRW IDOO WKURXJK WKH RSHQLQJ LQ
WKH WRS RI WKH GDVKERDUG
 'LVFRQQHFW WKH VXQ VHQVRU FRQQHFWRU IURP WKH
$7& KDUQHVV
 ([DPLQH WKH ZLULQJ IURP WKH VHQVRU WR WKH
FRQQHFWRU DQG H[DPLQH WKH FRQQHFWRU IRU DQ\
VLJQV RI GDPDJH
 0HDVXUH WKH UHVLVWDQFH EHWZHHQ WKH VXQ VHQVRU
FRQQHFWRU WHUPLQDOV
,V WKHUH DQ\ VLJQ RI GDPDJH LQ WKH ZLULQJ RU
FRQQHFWRU RU GRHV WKH UHVLVWDQFH HTXDO WKH YDOXH
VSHFLILHG"

5HSDLU WKH GDPDJHG ZLULQJ RU WKH FRQQHFWRU RU


UHSODFH WKH VXQ VHQVRU DV UHTXLUHG
,V WKH UHSDLU FRPSOHWH"

 7XUQ WKH LJQLWLRQ WR 21


 0HDVXUH WKH YROWDJH EHWZHHQ WKH WZR VXQ VHQVRU
FRQQHFWRU WHUPLQDOV RQ WKH $7& KDUQHVV
,V WKH YROWDJH HTXDO WR WKH YDOXH VSHFLILHG"

9DOXH V

<HV

1R

|:

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

&KHFN WKH WHUPLQDOV RQ WKH VXQ VHQVRU FRQQHFWRU


,V DQ\ SUREOHP IRXQG ZLWK WKH FRQQHFWRU"

5HSDLU WKH FRQQHFWRU WHUPLQDOV RU UHSODFH WKH VXQ


VHQVRU RU $7& FRQWUROOHU DV UHTXLUHG
,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.

'$(:22 9 %/

$8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0 '  


&RGH  6XQ 6HQVRU (UURU &RQW
G
6WHS

$FWLRQ

9DOXH V

 5HFRQQHFW WKH VXQ VHQVRU WR WKH $7& KDUQHVV


 7XUQ WKH LJQLWLRQ VZLWFK WR 21
 2EVHUYH WKH WHPSHUDWXUH GLVSOD\ DUHD
'RHV WKLV GLVSOD\ LQGLFDWH WKH FRQWLQXLQJ SUHVHQFH RI
D FRGH FRQGLWLRQ"

'$(:22 9 %/

 3XOO WKH $7& FRQWUROOHU IURP WKH LQVWUXPHQW SDQHO


OHDYLQJ WKH ZLULQJ KDUQHVV FRQQHFWHG
 0HDVXUH WKH YROWDJH EHWZHHQ WHUPLQDOV $DQG
%E\ EDFNSURELQJ WKH FRQQHFWRUV
,V WKH YROWDJH HTXDO WR WKH YDOXH VSHFLILHG"
 7UDFH WKH ZLULQJ IURP FRQWUROOHU WHUPLQDOV $DQG
%WR WKH VXQ VHQVRU FRQQHFWRU WHUPLQDOV RQ WKH
$7& KDUQHVV FRQQHFWRUV
 5HSDLU DQ\ RSHQ RU KLJK UHVLVWDQFH IRXQG LQ WKH
ZLULQJ RU FRQQHFWRU WHUPLQDOV
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH $7& FRQWUROOHU
,V WKH UHSDLU FRPSOHWH"

 9

<HV

1R

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

6\VWHP 2.

'   $8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0

&'

&2'(  32:(5 75$16,6725 (5525


6WHS

$FWLRQ

9DOXH V

<HV

1R

 'LVFRQQHFW WKH $7& FRQWUROOHU FRQQHFWRUV $ DQG %


 'LVFRQQHFW WKH FRQQHFWRUV IURP WKH SRZHU
WUDQVLVWRU
 0HDVXUH WKH UHVLVWDQFH FLUFXLW *5<%/. IURP
WHUPLQDO RI WKH SRZHU WUDQVLVWRU WR WHUPLQDO
%RI WKH $7& FRQWUROOHU
'RHV WKH UHVLVWDQFH HTXDO WKH VSHFLILHG YDOXH"

|:

*R WR 6WHS 

*R WR 6WHS 

0HDVXUH WKH UHVLVWDQFH LQ WKH FLUFXLW IURP WHUPLQDO


RI WKH SRZHU PRGXOH FRQWURO XQLW WR WHUPLQDO %RI
WKH $7& FRQWUROOHU
'RHV WKH UHVLVWDQFH HTXDO WKH VSHFLILHG YDOXH"

|:

*R WR 6WHS 

*R WR 6WHS 

 5HFRQQHFW WKH ZLULQJ KDUQHVV WR WKH $7&


FRQWUROOHU DQG WR WKH SRZHU PRGXOH FRQWURO XQLW
 7XUQ WKH LJQLWLRQ VZLWFK WR 21
 0HDVXUH WKH YROWDJH IURP JURXQG WR WHUPLQDO
%RI WKH $7& FRQWUROOHU
 &\FOH WKH IDQ VSHHG FRQWUROOHU PDQXDOO\ IURP WKH
ORZHVW VSHHG  WR WKH KLJKHVW VSHHG  
'R WKH YROWDJHV PHDVXUHG PDWFK DSSUR[LPDWHO\ WKH
VSHFLILHG YDOXHV ZLWKLQ  9"

 9
 9
 9
 9
  9

*R WR 6WHS 

*R WR 6WHS 

'$(:22 9 %/

$8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0 '  


&RGH  3RZHU 7UDQVLVWRU (UURU &RQW
G
6WHS





'$(:22 9 %/

$FWLRQ
5HSODFH WKH $7& FRQWUROOHU
,V WKH UHSDLU FRPSOHWH"
0HDVXUH WKH UHVLVWDQFH LQ FLUFXLW 31. EHWZHHQ
WHUPLQDO RI WKH SRZHU WUDQVLVWRU DQG WKH EORZHU PRWRU
WHUPLQDO 
'RHV WKH UHVLVWDQFH HTXDO WKH VSHFLILHG YDOXH"
5HSDLU RU UHSODFH WKH ZLULQJ KDUQHVV IRU FLUFXLW 31.
,V WKH UHSDLU FRPSOHWH"
&KHFN WKH ZLULQJ KDUQHVV RI WKH PRWRU DQG SRZHU
VXSSO\
- &KHFN WKH EORZHU UHOD\
- &KHFN IXVH ()
,V WKHUH DQ\ SUREOHP LQ WKH ZLULQJ WKH UHOD\ RU WKH IXVH"
5HSODFH WKH SRZHU WUDQVLVWRU
,V WKH UHSDLU FRPSOHWH"
5HSDLU RU UHSODFH WKH ZLULQJ KDUQHVV WKH UHOD\ RU
WKH IXVH DV UHTXLUHG
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

6\VWHP 2.

|:

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.




6\VWHP 2.

'   $8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0

&'

&2'(  0$;+, 5(/$< (5525


6WHS

$FWLRQ
 7XUQ WKH LJQLWLRQ VZLWFK 21
 6HW WKH EORZHU VSHHG PDQXDOO\ IRU WK VSHHG
 0HDVXUH YROWDJH EHWZHHQ WKH $7& FRQWUROOHU
WHUPLQDO $DQG JURXQG
,V WKH YROWDJH DSSUR[LPDWHO\ HTXDO WR WKH VSHFLILHG
YDOXH"

9DOXH V

<HV

1R

|9

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

5HSODFH WKH $7& FRQWUROOHU


,V WKH UHSDLU FRPSOHWH"

 &KHFN WKH ZLULQJ KDUQHVV DVVRFLDWHG ZLWK WKH


0$;+, UHOD\ IRU GHIHFWV RU KLJK WHUPLQDO
UHVLVWDQFH
 5HSDLU DQ\ GHIHFWV IRXQG
,V WKH UHSDLU FRPSOHWH"

5HSODFH WKH 0$;+, UHOD\


,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

$8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0 '  

0$,17(1$1&( $1'
5(3$,5
219(+,&/( 6(59,&(
*(1(5$/ $& 6<67(0
6(59,&( 352&('85(6
*(1(5$/ 6(59,&( 352&('85(6

5HIHU WR 6HFWLRQ % 0DQXDO &RQWURO +HDWLQJ


9HQWLODWLRQ DQG $LU &RQGLWLRQLQJ 6\VWHP IRU GHWDLOV RI
WKH IROORZLQJ SURFHGXUHV
- 'LVFKDUJLQJ $GGLQJ 2LO (YDFXDWLQJ DQG &KDUJLQJ
3URFHGXUHV IRU $& 6\VWHP
- +DQGOLQJ RI 5HIULJHUDQW /LQHV DQG )LWWLQJV
- +DQGOLQJ 5HIULJHUDQW
- 0DLQWDLQLQJ &KHPLFDO 6WDELOLW\ LQ WKH 5HIULJHUDWLRQ
6\VWHP
- 25LQJ 5HSODFHPHQW

6(59,&($%/(
&20321(176
&20021 +9$& &20321(176

7KRVH FRPSRQHQWV XVHG LQ QRQDXWRPDWLF V\VWHPV DUH


FRYHUHG LQ RWKHU VHFWLRQV RI WKLV PDQXDO
5HIHU WR 6HFWLRQ $ +HDWLQJ DQG 9HQWLODWLRQ 6\VWHP IRU
WKH IROORZLQJ SURFHGXUHV
- %ORZHU 0RWRU
- +HDWHU +RVHV
5HIHU WR 6HFWLRQ % 0DQXDO &RQWURO +HDWLQJ
9HQWLODWLRQ DQG $LU &RQGLWLRQLQJ 6\VWHP IRU WKH
IROORZLQJ SURFHGXUHV
- $& 3UHVVXUH 7UDQVGXFHU
- &RPSUHVVRU WR &RQGHQVHU +RVH
- &RPSUHVVRU
-

'$(:22 9 %/

&RQGHQVHU
(YDSRUDWRU WR &RPSUHVVRU 3LSH
(YDSRUDWRU WR 5HFHLYHU'U\HU 3LSH
5HFHLYHU'U\HU

'   $8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0

$8720$7,& 7(03(5$785(
&21752/ $66(0%/<
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH DXGLR WULP SDQHO 5HIHU WR 6HFWLRQ )
$XGLR 6\VWHPV
 5HPRYH WKH FRQWURO DVVHPEO\ UHWDLQLQJ VFUHZV
 3XOO RXW WKH XQLW WR JDLQ DFFHVV WR WKH UHDU
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRUV
 5HPRYH WKH DLU LQOHW WXEH
 5HPRYH WKH DXWRPDWLF WHPSHUDWXUH FRQWURO
DVVHPEO\

&'

,QVWDOODWLRQ 3URFHGXUH
 &RQQHFW WKH DLU LQOHW WXEH
 &RQQHFW WKH HOHFWULFDO FRQQHFWRUV
 3RVLWLRQ WKH DXWRPDWLF WHPSHUDWXUH FRQWURO DVVHPEO\
DQG LQVWDOO WKH UHWDLQLQJ VFUHZV

7LJKWHQ
7LJKWHQ WKH FRQWURO DVVHPEO\ UHWDLQLQJ VFUHZV WR
1:P OE:LQ 
 ,QVWDOO WKH DXGLR WULP SDQHO 5HIHU WR 6HFWLRQ )
$XGLR 6\VWHPV
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&'

$,5 0,; '225 02725


/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU

&'

'$(:22 9 %/

$8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0 '  


 5HPRYH WKH PRWRU UHWDLQLQJ EROWV
 6OLGH WKH DLU PL[ GRRU PRWRU RII WKH GRRU VKDIW DQG
UHPRYH WKH PRWRU

&'

,QVWDOODWLRQ 3URFHGXUH
 3RVLWLRQ WKH DLU PL[ GRRU PRWRU RQWR WKH GRRU VKDIW
 ,QVWDOO WKH PRWRU UHWDLQLQJ EROWV DQG WLJKWHQ

&'

 &RQQHFW WKH HOHFWULFDO FRQQHFWRU


 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&'

'$(:22 9 %/

'   $8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0

+($7(5'()5267(5 '225
02725
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH KHDWHUDLU GLVWULEXWRU FDVH DVVHPEO\
5HIHU WR +HDWHU$LU 'LVWULEXWRU &DVH $VVHPEO\ LQ
WKLV VHFWLRQ
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU
 5HPRYH WKH DFWXDWLQJ URG E\ VQDSSLQJ LW RXW RI WKH
OHYHU ZLWK QHHGOH QRVH SOLHUV

&'

 5HPRYH WKH PRWRU OHYHU IURP LWV VKDIW E\ SXOOLQJ WKH


OHYHU RII
 5HPRYH WKH PRWRU UHWDLQLQJ EROWV
 5HPRYH WKH KHDWHUGHIURVWHU GRRU PRWRU

&'

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH KHDWHUGHIURVWHU GRRU PRWRU
 ,QVWDOO WKH UHWDLQLQJ EROW DQG WLJKWHQ

&'

'$(:22 9 %/

$8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0 '  







3UHVV WKH OHYHU RQWR WKH PRWRU VKDIW


,QVWDOO WKH DFWXDWLQJ URG RQWR WKH OHYHU
&RQQHFW WKH HOHFWULFDO FRQQHFWRU
,QVWDOO WKH KHDWHUDLU GLVWULEXWRU FDVH DVVHPEO\ 5HIHU
WR +HDWHU $LU'LVWULEXWRU &DVH $VVHPEO\ LQ WKLV
VHFWLRQ
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&'

02'( '225 02725


/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH KHDWHUDLU GLVWULEXWRU FDVH DVVHPEO\
5HIHU WR +HDWHU$LU 'LVWULEXWRU &DVH $VVHPEO\ LQ WKLV
VHFWLRQ
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU
 5HPRYH WKH PRWRU DFWXDWLQJ URG E\ VQDSSLQJ RXW LW
RXW RI WKH OHYHU ZLWK QHHGOH QRVH SOLHUV

&'

 5HPRYH WKH PRWRU OHYHU


 5HPRYH WKH PRWRU UHWDLQLQJ EROWV
 5HPRYH WKH PRGH GRRU PRWRU

&'

'$(:22 9 %/

'   $8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0


,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH PRGH GRRU PRWRU
 ,QVWDOO WKH PRWRU UHWDLQLQJ EROWV DQG WLJKWHQ

&'






,QVWDOO WKH PRWRU OHYHU E\ SUHVVLQJ LW RQWR LWV VKDIW


,QVWDOO WKH DFWXDWLQJ URG
&RQQHFW WKH HOHFWULFDO FRQQHFWRU
,QVWDOO WKH KHDWHUDLU GLVWULEXWRU FDVH 5HIHU WR
+HDWHU$LU 'LVWULEXWRU &DVH $VVHPEO\ LQ WKLV
VHFWLRQ
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&'

,1/(7 $,5 '225 02725


/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH JORYH ER[ 5HIHU WR 6HFWLRQ (
,QVWUXPHQWDWLRQ'ULYHU ,QIRUPDWLRQ
 5HPRYH WKH DFWXDWLQJ URG E\ VQDSSLQJ WKH URG RXW RI
WKH OHYHU ZLWK QHHGOH QRVH SOLHUV
 5HPRYH WKH DFWXDWLQJ OHYHU
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU

&'

'$(:22 9 %/

$8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0 '  


 5HPRYH WKH PRWRU UHWDLQLQJ EROWV
 5HPRYH WKH PRWRU

&'

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH PRWRU
 ,QVWDOO WKH PRWRU UHWDLQLQJ EROWV DQG WLJKWHQ

&'






,QVWDOO WKH DFWXDWLQJ OHYHU


,QVWDOO WKH DFWXDWLQJ URG
&RQQHFW WKH HOHFWULFDO FRQQHFWRU
,QVWDOO WKH JORYH ER[ 5HIHU WR 6HFWLRQ (
,QVWUXPHQWDWLRQ'ULYHU ,QIRUPDWLRQ
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&'

'$(:22 9 %/

'   $8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0

&22/$17 7(03(5$785( 6(1625


/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH DXGLR V\VWHP DQG WKH FHQWHU WUD\ 5HIHU
WR 6HFWLRQ ) $XGLR 6\VWHPV
 5HPRYH WKH JORYH ER[ 5HIHU WR 6HFWLRQ (
,QVWUXPHQWDWLRQ'ULYHU ,QIRUPDWLRQ
 5HPRYH WKH KHDWHUDLU GLVWULEXWRU FDVH DVVHPEO\
ORZHU FRYHU VFUHZV
 5HPRYH WKH KHDWHUDLU GLVWULEXWRU FDVH DVVHPEO\
ORZHU FRYHU WR JDLQ DFFHVV WR WKH FRRODQW WHPSHUDWXUH
VHQVRU
&'

 7XUQ WKH VHQVRU WR UHOHDVH LW IURP WKH KHDWHUDLU


GLVWULEXWRU FDVH KRXVLQJ
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU

&'

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH FRRODQW WHPSHUDWXUH VHQVRU LQWR WKH
KHDWHUDLU GLVWULEXWRU FDVH KRXVLQJ DQG WXUQ WKH
VHQVRU WR ORFN LW
 &RQQHFW WKH HOHFWULFDO FRQQHFWRU

&'

'$(:22 9 %/

$8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0 '  


 ,QVWDOO WKH KHDWHUDLU GLVWULEXWRU FDVH DVVHPEO\ ORZHU
FRYHU LQWR SRVLWLRQ
 ,QVWDOO WKH KHDWHUDLU GLVWULEXWRU FDVH DVVHPEO\ ORZHU
FRYHU UHWDLQLQJ VFUHZV DQG WLJKWHQ
 ,QVWDOO WKH DXGLR V\VWHP DQG WKH FHQWHU WUD\ 5HIHU WR
6HFWLRQ ) $XGLR 6\VWHPV
 ,QVWDOO WKH JORYH ER[ 5HIHU WR 6HFWLRQ (
,QVWUXPHQWDWLRQ'ULYHU ,QIRUPDWLRQ
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&'

$0%,(17 $,5 7(03(5$785(


6(1625
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'LVFRQQHFW WKH DPELHQW DLU WHPSHUDWXUH VHQVRU
HOHFWULFDO FRQQHFWRU
 5HPRYH WKH UHWDLQLQJ QXW IURP WKH EUDFNHW
 5HPRYH WKH DPELHQW DLU WHPSHUDWXUH VHQVRU

&'

,QVWDOODWLRQ 3URFHGXUH
 3RVLWLRQ WKH DPELHQW DLU WHPSHUDWXUH VHQVRU LQWR LWV
EUDFNHW
 ,QVWDOO WKH UHWDLQLQJ QXW WR WKH EUDFNHW

7LJKWHQ
7LJKWHQ WKH DPELHQW DLU WHPSHUDWXUH UHWDLQLQJ EUDFNHW
QXW WR 1:P OE:LQ 
 &RQQHFW WKH HOHFWULFDO FRQQHFWRU
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&'

'$(:22 9 %/

'   $8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0

,1&$5 7(03(5$785( 6(1625


5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH DXWRPDWLF WHPSHUDWXUH FRQWURO
DVVHPEO\ 5HIHU WR $XWRPDWLF 7HPSHUDWXUH &RQWURO
$VVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH WKH VFUHZV VHFXULQJ WKH LQFDU WHPSHUDWXUH
VHQVRU

&'

 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU DQG UHPRYH WKH


DLU LQOHW WXEH
 5HPRYH WKH LQFDU WHPSHUDWXUH VHQVRU IURP WKH
FRQWUROOHU

&'

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH LQFDU WHPSHUDWXUH VHQVRU LQWR WKH
FRQWUROOHU

&'

'$(:22 9 %/

$8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0 '  


 ,QVWDOO WKH LQFDU VHQVRU UHWDLQLQJ VFUHZV DQG WLJKWHQ
 ,QVWDOO WKH DLU LQOHW WXEH DQG FRQQHFW WKH HOHFWULFDO
FRQQHFWRU
 ,QVWDOO WKH DXWRPDWLF WHPSHUDWXUH FRQWURO DVVHPEO\
5HIHU WR $XWRPDWLF 7HPSHUDWXUH &RQWURO $VVHPEO\
LQ WKLV VHFWLRQ
 &RQQHFW WKH EDWWHU\ QHJDWLYH FDEOH

&'

681 6(1625
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 *HQWO\ SU\ XS RQ WKH VXQ VHQVRU WR UHPRYH LW

&'

 6HFXUH WKH HOHFWULFDO FRQQHFWRU WR SUHYHQW LW IURP


IDOOLQJ EHQHDWK WKH GDVK
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU

&'

'$(:22 9 %/

'   $8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0


,QVWDOODWLRQ 3URFHGXUH
 &RQQHFW WKH HOHFWULFDO FRQQHFWRU

&'

 ,QVHUW DQG SUHVV WKH VXQ VHQVRU LQWR SRVLWLRQ LQ WKH


GDVK
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&'

+($7(5$,5 ',675,%8725 &$6(


$66(0%/<

/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH


6LPLODU
5HPRYDO 3URFHGXUH

&%

 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH


 5HPRYH WKH LQVWUXPHQW SDQHO FDUULHU DVVHPEO\ 5HIHU
WR 6HFWLRQ ( ,QVWUXPHQWDWLRQ'ULYHU ,QIRUPDWLRQ
 'UDLQ WKH FRROLQJ V\VWHP 5HIHU WR 6HFWLRQ '
(QJLQH &RROLQJ
 5HFRYHU WKH UHIULJHUDQW 5HIHU WR 6HFWLRQ % 0DQXDO
&RQWURO +HDWLQJ 9HQWLODWLRQ DQG $LU &RQGLWLRQLQJ
6\VWHP
 5HPRYH WKH UHWDLQLQJ QXWV WKDW VHFXUH WKH VXFWLRQ
KRVH DQG WKH OLTXLG HYDSRUDWRU SLSH EORFNV DW WKH ILUH
ZDOO

'$(:22 9 %/

$8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0 '  


 /RRVHQ WKH FODPS EROWV IURP WKH VXFWLRQ KRVH DQG
WKH OLTXLG HYDSRUDWRU SLSH WR DOORZ PRYHPHQW RI WKH
KRVH DQG WKH SLSH
 5HPRYH WKH HYDSRUDWRU GUDLQ KRVH
 &RPSUHVV WKH KHDWHU KRVH FODPSV DW WKH ILUH ZDOO
DQG VOLGH WKH FODPSV WRZDUG WKH HQJLQH
 5HPRYH WKH WZR KHDWHU KRVHV IURP WKH FRUH OLQHV DW
WKH ILUH ZDOO
 5HPRYH WKH VFUHZV WKDW VHFXUH WKH KHDWHUDLU
GLVWULEXWRU FDVH DVVHPEO\ WR WKH ILUH ZDOO RQ HLWKHU
VLGH RI WKH KHDWHU KRVHV

&'

 5HPRYH WKH KHDWHUDLU GLVWULEXWRU FDVH VFUHZ WKDW LV


ORFDWHG DERYH WKH IXHO ILOWHU IURP WKH HQJLQH
FRPSDUWPHQW VLGH RI WKH ILUH ZDOO
 +DYH DQ DVVLVWDQW VXSSRUW WKH KHDWHUDLU GLVWULEXWRU
FDVH IURP LQVLGH WKH YHKLFOH

&'

 5HPRYH WKH KHDWHUDLU GLVWULEXWRU FDVH VFUHZV IURP


WKH HYDSRUDWRU IODQJH RQ WKH HQJLQH FRPSDUWPHQW
VLGH RI WKH ILUH ZDOO 7KH KHDWHUDLU GLVWULEXWRU FDVH
DVVHPEO\ ZLOO VWDUW WR GURS
 3XOO WKH FDVH VWUDLJKW DZD\ IURP WKH ILUH ZDOO
 5HPRYH WKH KHDWHUDLU GLVWULEXWRU FDVH DVVHPEO\
IURP WKH YHKLFOH

&'

'$(:22 9 %/

'   $8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0


,QVWDOODWLRQ 3URFHGXUH
 3RVLWLRQ WKH KHDWHUDLU GLVWULEXWRU FDVH DVVHPEO\ LQ
WKH YHKLFOH
1RWLFH 7R DYRLG GDPDJLQJ WKH KHDWHU FRUH WXEHV PDNH
VXUH WKH\ GR QRW FRQWDFW WKH ILUH ZDOO RSHQLQJ
 6ORZO\ UDLVH WKH KHDWHUDLU GLVWULEXWRU FDVH DVVHPEO\
LQWR SRVLWLRQ DQG KROG LW DJDLQVW WKH ILUH ZDOO ZKLOH WKH
VFUHZV DUH LQVWDOOHG DQG WLJKWHQHG IURP WKH HQJLQH
VLGH RI WKH ILUH ZDOO
 $OLJQ DQG LQVWDOO WKH KHDWHUDLU GLVWULEXWRU FDVH
DVVHPEO\ VFUHZV DERYH WKH IXHO ILOWHU DQG DW WKH
HYDSRUDWRU IODQJH

7LJKWHQ
7LJKWHQ WKH KHDWHUDLU GLVWULEXWRU FDVH DVVHPEO\
VFUHZV WR 1:P OE:LQ 
&'

 ,QVWDOO WKH KHDWHUDLU GLVWULEXWRU FDVH DVVHPEO\


VFUHZV DGMDFHQW WR WKH KHDWHU KRVHV

7LJKWHQ
7LJKWHQ WKH KHDWHUDLU GLVWULEXWRU FDVH DVVHPEO\
VFUHZV WR 1:P OE:LQ 
 ,QVWDOO WKH HYDSRUDWRU GUDLQ KRVH

&%

 ,QVWDOO WKH WZR KHDWHU KRVHV


 6OLGH WKH KHDWHU KRVH FODPSV LQWR SRVLWLRQ
 ,QVWDOO WKH LQVWUXPHQW SDQHO FDUULHU DVVHPEO\ 5HIHU WR
6HFWLRQ ( ,QVWUXPHQWDWLRQ'ULYHU ,QIRUPDWLRQ

&'

'$(:22 9 %/

$8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0 '  


 ,QVWDOO QHZ 2ULQJV RQ WKH VXFWLRQ KRVH DQG WKH
OLTXLG HYDSRUDWRU SLSH DW WKH ILUH ZDOO DQG SXW WKH
SLSHV EDFN LQ SODFH
 ,QVWDOO WKH UHWDLQLQJ QXWV WKDW VHFXUH WKH VXFWLRQ
KRVH DQG WKH OLTXLG HYDSRUDWRU SLSH EORFNV DW WKH ILUH
ZDOO

7LJKWHQ
7LJKWHQ WKH VXFWLRQ KRVH DQG WKH OLTXLG HYDSRUDWRU
SLSH UHWDLQLQJ QXWV WR 1:P OE:LQ 
 )LOO WKH FRROLQJ V\VWHP 5HIHU WR 6HFWLRQ ' (QJLQH
&RROLQJ
 5HFKDUJH WKH $& V\VWHP 5HIHU WR 6HFWLRQ %
0DQXDO &RQWURO +HDWLQJ 9HQWLODWLRQ DQG $LU
&RQGLWLRQLQJ 6\VWHP
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
&%

+,*+%/2:(5 5(/$<
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 7KH UHOD\ LV ORFDWHG LQ IURQW RI WKH EORZHU PRWRU
 6OLGH WKH UHOD\ DQG WKH FRQQHFWRU XS DQG RXW RI LWV
UHWDLQLQJ WUDFN
 6HSDUDWH WKH UHOD\ IURP WKH FRQQHFWRU

&'

,QVWDOODWLRQ 3URFHGXUH
 $OLJQ WKH KLJKEORZHU UHOD\ FRQWDFWV ZLWK WKH
KLJKEORZHU UHOD\ WHUPLQDO VORWV
 3XVK WKH UHOD\ ILUPO\ LQWR WKH EDVH 7KH UHOD\ PXVW EH
VHDWHG DQG IOXVK ZLWK WKH HGJH RI WKH EDVH
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&'

'$(:22 9 %/

'   $8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0

32:(5 75$16,6725
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH JORYH ER[ 5HIHU WR 6HFWLRQ (
,QVWUXPHQWDWLRQ'ULYHU ,QIRUPDWLRQ
 5HPRYH WKH IRRWZHOO XSSHU FRYHU 5HIHU WR 6HFWLRQ
( ,QVWUXPHQWDWLRQ'ULYHU ,QIRUPDWLRQ
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU DW WKH UHVLVWRU
 5HPRYH WKH VFUHZV IURP WKH UHVLVWRU
 5HPRYH WKH UHVLVWRU IURP WKH KHDWHUDLU GLVWULEXWRU
FDVH DVVHPEO\ E\ JHQWO\ SXOOLQJ WKH UHVLVWRU
GRZQZDUG

&'

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH QHZ UHVLVWRU LQWR WKH KHDWHUDLU GLVWULEXWRU
FDVH DVVHPEO\ ZLWK WKH VFUHZV

7LJKWHQ






7LJKWHQ WKH EORZHU PRWRU UHVLVWRU VFUHZV WR 1:P


OE:LQ 
&RQQHFW WKH HOHFWULFDO FRQQHFWRU DW WKH UHVLVWRU
&RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
&RQILUP WKH SURSHU SHUIRUPDQFH RI WKH EORZHU
5HSODFH WKH IRRWZHOO XSSHU FRYHU 5HIHU WR 6HFWLRQ
( ,QVWUXPHQWDWLRQ'ULYHU ,QIRUPDWLRQ
5HSODFH WKH JORYH ER[ 5HIHU WR 6HFWLRQ (
,QVWUXPHQWDWLRQ'ULYHU ,QIRUPDWLRQ

&'

$,5 ),/7(5
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
5HPRYDO 3URFHGXUH
 5HPRYH WKH QXW WKDW VHFXUHV WKH DLU ILOWHU FRYHU WR WKH
ILUH ZDOO
 5HPRYH WKH FRYHU

&'

'$(:22 9 %/

$8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0 '  


 3XOO WKH DLU ILOWHU RXW RI WKH FDYLW\ LQ WKH ILUH ZDOO

&%

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH DLU ILOWHU LQWR LWV FDYLW\ LQ WKH ILUH ZDOO
- $OLJQ WKH ILQV RQ WKH SODVWLF IUDPH RI WKH ILOWHU ZLWK
WKH JURYH LQ WKH KROGHU EHIRUH DWWHPSWLQJ WR LQVHUW
WKH ILOWHU LQWR SODFH
 ,QVWDOO WKH DLU ILOWHU FRYHU ZLWK WKH DUURZ SRLQWLQJ XS
 ,QVWDOO WKH QXW WR VHFXUH WKH DLU ILOWHU FRYHU WR WKH ILUH
ZDOO

7LJKWHQ
7LJKWHQ WKH DLU ILOWHU FRYHU QXW WR 1:P OE:LQ 

&'

$& (;3$16,21 9$/9(


/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
5HPRYDO 3URFHGXUH
 5HPRYH WKH KHDWHUDLU GLVWULEXWRU FDVH DVVHPEO\
5HIHU WR +HDWHU$LU 'LVWULEXWRU &DVH $VVHPEO\ LQ
WKLV VHFWLRQ
 5HPRYH WKH VFUHZV VHFXULQJ WKH HYDSRUDWRU FDVH
KDOYHV
 5HPRYH WKH HYDSRUDWRU FRUH FDVH FRYHU
 6OLGH WKH HYDSRUDWRU IODQJH VXSSRUW SODWH XSZDUG WR
IDFLOLWDWH HYDSRUDWRU UHPRYDO

%%

'$(:22 9 %/

'   $8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0







5HPRYH WKH HYDSRUDWRU IURP WKH FDVH


5HPRYH WKH H[SDQVLRQ YDOYH EROWV
5HPRYH WKH H[SDQVLRQ YDOYH
5HPRYH WKH 2ULQJV IURP WKH HYDSRUDWRU OLQHV DQG
WKH $& OLQHV

$%

,QVWDOODWLRQ 3URFHGXUH
 &OHDQ WKH 2ULQJ VXUIDFH DUHDV RI GLUW RU
FRQWDPLQDWLRQ
 ,QVWDOO QHZ 2ULQJV RQ WKH HYDSRUDWRU OLQHV DQG WKH
$& OLQHV
 ,QVWDOO D QHZ H[SDQVLRQ YDOYH RQWR WKH HYDSRUDWRU
OLQHV
 ,QVHUW WKH H[SDQVLRQ YDOYH EROWV WKURXJK WKH
H[SDQVLRQ YDOYH LQWR WKH PRXQW VXUIDFH RI WKH
HYDSRUDWRU IODQJH

7LJKWHQ
7LJKWHQ WKH H[SDQVLRQ YDOYH EROWV WR 1:P
OE:LQ 

%%

 ,QVWDOO WKH HYDSRUDWRU FRUH LQWR WKH FDVH &HQWHU WKH


HYDSRUDWRU IODQJH LQ WKH FDVH RSHQLQJ
 ,QVWDOO WKH HYDSRUDWRU FRUH FDVH FRYHU ZLWK WKH
VFUHZV
 ,QVWDOO WKH KHDWHUDLU GLVWULEXWRU FDVH DVVHPEO\
5HIHU WR +HDWHU$LU 'LVWULEXWRU &DVH $VVHPEO\ LQ
WKLV VHFWLRQ

&'

'$(:22 9 %/

$8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0 '  

+($7(5 &25(
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
5HPRYDO 3URFHGXUH
 5HPRYH WKH KHDWHUDLU GLVWULEXWRU FDVH DVVHPEO\
IURP WKH YHKLFOH 5HIHU WR +HDWHU$LU 'LVWULEXWRU
&DVH $VVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH WKH PRWRU OHYHU DQG DFWXDWRU URG

&'

 5HPRYH WKH PRWRU VFUHZV DQG WKH PRWRU WR DFFHVV


D EXULHG KHDWHU FRUH FRYHU EROW
 5HPRYH WKH IRDP LQVXODWLRQ IURP WKH WXEH EDVH
 5HPRYH WKH UHPDLQLQJ DFWXDWRU URG IURP WKH PRWRU
OHYHU
 5HPRYH WKH UHWDLQLQJ VFUHZV WKDW VHFXUH WKH KHDWHU
FRUH FRYHU WR WKH KHDWHUDLU GLVWULEXWRU FDVH
DVVHPEO\
 6ORZO\ VHSDUDWH WKH ORZHU KHDWHU FRUH FRYHU IURP
WKH UHVW RI WKH DVVHPEO\

&'

 5HPRYH WKH VFUHZ DQG WKH EUDFNHW FODPS WKDW


VHFXUH WKH KHDWHU FRUH OLQHV WR WKH FDVH
 5HPRYH WKH VSULQJ FODPS WKDW VHFXUHV WKH KHDWHU
FRUH ERG\ WR WKH FDVH
 5HPRYH WKH KHDWHU FRUH IURP WKH FDVH

&'

'$(:22 9 %/

'   $8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0


,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH KHDWHU FRUH LQWR WKH FDVH
 6HFXUH WKH KHDWHU FRUH OLQHV WR WKH FDVH ZLWK WKH
UHWDLQLQJ EUDFNHW FODPS DQG WKH VFUHZ

&'

 ,QVWDOO WKH KHDWHU FRUH FRYHU


 ,QVWDOO DQG WLJKWHQ WKH VFUHZV WKDW VHFXUH WKH KHDWHU
FRUH FRYHU WR WKH KHDWHUDLU GLVWULEXWRU FDVH
DVVHPEO\

&'

 ,QVWDOO WKH PRWRU DQG VFUHZV IRU WKH IORRU GLYHUWHU


 ,QVWDOO WKH KHDWHUDLU GLVWULEXWRU FDVH 5HIHU WR
+HDWHU$LU 'LVWULEXWRU &DVH $VVHPEO\ LQ WKLV
VHFWLRQ

&'

'$(:22 9 %/

$8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0 '  

(9$325$725 &25(
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
5HPRYDO 3URFHGXUH
 5HPRYH WKH KHDWHUDLU GLVWULEXWLRQ FDVH DVVHPEO\
5HIHU WR +HDWHU$LU 'LVWULEXWLRQ &DVH $VVHPEO\ LQ
WKLV VHFWLRQ
 5HPRYH WKH VFUHZV WKDW VHFXUH WKH HYDSRUDWRU FDVH
KDOYHV
 5HPRYH WKH HYDSRUDWRU FRUH FDVH FRYHU
 6OLGH WKH HYDSRUDWRU IODQJH VXSSRUW SODWH XSZDUG WR
IDFLOLWDWH UHPRYDO RI WKH HYDSRUDWRU

%%

 5HPRYH WKH HYDSRUDWRU FRUH IURP WKH FDVH


 5HPRYH WKH DLU FRQGLWLRQLQJ H[SDQVLRQ YDOYH 5HIHU
WR $& ([SDQVLRQ 9DOYH LQ WKLV VHFWLRQ

%%

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH 2ULQJV RQWR WKH HYDSRUDWRU WXEHV
 ,QVWDOO WKH $& H[SDQVLRQ YDOYH 5HIHU WR $&
([SDQVLRQ 9DOYH LQ WKLV VHFWLRQ

%%

'$(:22 9 %/

'   $8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0


 ,QVWDOO WKH HYDSRUDWRU FRUH LQWR WKH FDVH &HQWHU WKH
HYDSRUDWRU IODQJH LQ WKH FDVH RSHQLQJ
 $VVHPEOH WKH HYDSRUDWRU FDVH KDOYHV ZLWK WKH
VFUHZV
 ,QVWDOO WKH KHDWHUDLU GLVWULEXWRU FDVH DVVHPEO\ 5HIHU
WR +HDWHU$LU 'LVWULEXWRU &DVH $VVHPEO\ LQ WKLV
VHFWLRQ

%%

'$(:22 9 %/

$8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0 '  

81,7 5(3$,5
9 $,5 &21',7,21,1*
&2035(6625 29(5+$8/
&2035(6625 29(5+$8/
5HIHU WR 6HFWLRQ % 0DQXDO &RQWURO +HDWLQJ
9HQWLODWLRQ DQG $LU &RQGLWLRQLQJ 6\VWHP IRU GHWDLOV RI
WKH IROORZLQJ SURFHGXUHV
- &OXWFK &RLO
- &OXWFK 3ODWH DQG +XE $VVHPEO\
- &OXWFK 5RWRU DQG %HDULQJ
- &RPSRQHQW /RFDWRU 9 &RPSUHVVRU
- &RQWURO 9DOYH $VVHPEO\
- &\OLQGHU WR )URQW +HDG 25LQJ
- /HDN 7HVWLQJ ([WHUQDO 
- 3UHVVXUH 5HOLHI 9DOYH
- 5HDU +HDG *DVNHW 9DOYH 3ODWH 5HHG 3ODWH DQG
25LQJ
- 6KDIW 6HDO 5HSODFHPHQW

'$(:22 9 %/

'   $8720$7,& 7(03(5$785( &21752/ +($7,1*9(17,/$7,21$1' $,5 &21',7,21,1* 6<67(0

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
*(1(5$/ ,1)250$7,21
7+( 9 6<67(0

5HIHU WR 6HFWLRQ % 0DQXDO &RQWURO +HDWLQJ


9HQWLODWLRQ DQG $LU &RQGLWLRQLQJ 6\VWHP IRU JHQHUDO
LQIRUPDWLRQ GHWDLOV IRU WKH IROORZLQJ
- 6\VWHP &RPSRQHQWV  )XQFWLRQDO
- 7KH 9 $& 6\VWHP
- 9 &RPSUHVVRU  'HVFULSWLRQ RI 2SHUDWLRQ
- 9 &RPSUHVVRU  *HQHUDO 'HVFULSWLRQ

6<67(0 &20321(176  &21752/


&RQWUROOHU
7KH RSHUDWLRQ RI WKH $& V\VWHP LV FRQWUROOHG E\ WKH
VZLWFKHV RQ WKH FRQWURO KHDG 7KLV FRQVROHPRXQWHG
KHDWLQJ DQG YHQWLODWLRQ V\VWHP FRQWDLQV WKH IROORZLQJ
NQREV DQG GLVSOD\
7KH 7HPSHUDWXUH &RQWURO 3XVK .QREV
 5DLVH WKH WHPSHUDWXUH RI WKH DLU HQWHULQJ WKH YHKLFOH
E\ SUHVVLQJ WKH WRS VZLWFK ZLWK WKH UHG DUURZ SRLQWLQJ
XSZDUG
 /RZHU WKH WHPSHUDWXUH E\ SUHVVLQJ WKH ERWWRP
VZLWFK ZLWK WKH EOXH DUURZ SRLQWLQJ GRZQZDUG
 $FWXDWH WKH DLU PL[ GRRU E\ DQ HOHFWULF PRWRU
 9DU\ WKH PL[ RI WKH DLU SDVVLQJ WKURXJK WKH KHDWHU
FRUH ZLWK WKH DLU E\SDVVLQJ WKH FRUH
(DFK SUHVV RI D VZLWFK FKDQJHV WKH VHW WHPSHUDWXUH E\
LQFUHPHQWV RI E & E)  7KLV LV VKRZQ LQ WKH
WHPSHUDWXUH ZLQGRZ RQ WKH IXQFWLRQ GLVSOD\
7KH )XQFWLRQ 'LVSOD\
7KLV LV DQ /&' GLVSOD\ LQGLFDWLQJ WKH VWDWXV RI WKH FRQWURO
VHWWLQJV VHOHFWHG 6WDUWLQJ IURP WKH OHIW HQG RI WKH
GLVSOD\ WKH VHFWLRQV DUH DV IROORZV
 7HPSHUDWXUH VHWWLQJ  ,QGLFDWHV WKH WHPSHUDWXUH VHW
ZLWK WKH WHPSHUDWXUH FRQWURO NQRE
 $XWR VWDWXV  ,QGLFDWHV ZKHWKHU WKH V\VWHP LV
RSHUDWLQJ LQ WKH IXOO DXWR PRGH RU WKH PDQXDO PRGH
 'HIURVWHU LFRQ  ,QGLFDWHV PDQXDO VHOHFWLRQ RI IXOO
GHIURVW PRGH
 0RGH  ,QGLFDWHG E\ LFRQ WKH PRGH FKRVHQ E\ WKH
V\VWHP LQ DXWR RU E\ WKH RSHUDWRU LQ PDQXDO LV
VKRZQ E\ DQ LOOXPLQDWLRQ DUURZ LQGLFDWLQJ WKH DLU SDWK
 $&  $ VQRZIODNH LFRQ LQGLFDWLQJ ZKHWKHU WKH $& LV
21 RU 2))
 )DQ VSHHG  ,QGLFDWHV WKH IDQ VSHHG E\ LOOXPLQDWLQJ D
EDU EDVHG RQ WKH VHJPHQW DW WKH IURQW IRU ORZ VSHHG

DQG DGGLQJ DGGLWLRQDO VHJPHQWV LQ RUGHU XS WR WKH


ILIWK IRU KLJK VSHHG
(LJKW $GGLWLRQDO 3XVK .QREV
 )XOO GHIURVW  &DXVHV WKH PRGH PRWRUV WR GLUHFW DOO DLU
WR WKH ZLQGVKLHOG DQG DLGH ZLQGRZ RXWOHWV IRU
PD[LPXP GHIURVWLQJ
 $LU LQWDNH  6ZLWFKHV EHWZHHQ IUHVK DLU LQWDNH WKH
GHIDXOW DQG UHFLUFXODWLQJ DLU $LUIORZ DUURZV RQ WKH
GLVSOD\ LQGLFDWH WKH PRGH LQ HIIHFW
 )XOO $XWR 6ZLWFK  0DLQWDLQV WKH VHW WHPSHUDWXUH
DXWRPDWLFDOO\ ,Q WKLV PRGH WKH IXOO\ DXWRPDWLF
WHPSHUDWXUH FRQWURO )$7& V\VWHP FRQWUROV WKH
IROORZLQJ
- 7KH DLU PL[ GRRU PRWRU
- 7KH PRGH GRRU PRWRU
- 7KH EORZHU PRWRU VSHHG
- 7KH LQOHW DLU GRRU PRWRU
- $& 212))
 2)) 6ZLWFK  7XUQV WKH DXWRPDWLF DLU FRQGLWLRQLQJ
DQG IDQ FRQWURO RII
 0RGH 6ZLWFK  $OORZV PDQXDO VHOHFWLRQ RI WKH DLUIORZ
GLUHFWLRQ
- 6HOHFWLRQ LV VKRZQ RQ WKH IXQFWLRQ GLVSOD\
- (DFK WLPH WKH PRGH VZLWFK LV SUHVVHG WKH QH[W
IXQFWLRQ LV GLVSOD\HG
 $& 6ZLWFK  $OORZV PDQXDO VHOHFWLRQ DQG FRQWURO RI
WKH DLU FRQGLWLRQLQJ IXQFWLRQ
 )DQ &RQWURO 6ZLWFK  $OORZV PDQXDO VHOHFWLRQ DPRQJ
ILYH IDQ VSHHGV
 'HIRJJHU 6ZLWFK  7XUQV RQ WKH HOHFWULF GHIRJJLQJ
KHDWHU LQ WKH UHDU ZLQGRZ DQG WKH RXWVLGH UHDUYLHZ
PLUURUV LI WKH YHKLFOH LV HTXLSSHG ZLWK KHDWHG PLUURUV

3UHVVXUH 7UDQVGXFHU
3UHVVXUH WUDQVGXFHU VZLWFKLQJ LQFRUSRUDWHV WKH
IXQFWLRQV RI WKH KLJKSUHVVXUH DQG WKH ORZSUHVVXUH
FXWRXW VZLWFKHV DORQJ ZLWK WKH IDQ F\FOLQJ VZLWFK 7KH
SUHVVXUH WUDQVGXFHU LV ORFDWHG LQ WKH KLJKVLGH OLTXLG
UHIULJHUDQW OLQH EHKLQG WKH ULJKW VWUXW WRZHU EHWZHHQ WKH
ULJKW VWUXW WRZHU DQG WKH ILUH ZDOO 7KH RXWSXW IURP WKLV
SUHVVXUH WUDQVGXFHU JRHV WR WKH HOHFWURQLF FRQWURO
PRGXOH (&0  ZKLFK FRQWUROV WKH FRPSUHVVRU IXQFWLRQ
EDVHG RQ WKH SUHVVXUH VLJQDO

:LGH2SHQ 7KURWWOH :27 &RPSUHVVRU


&XWRII
'XULQJ IXOOWKURWWOH DFFHOHUDWLRQ WKH WKURWWOH SRVLWLRQ
VHQVRU 736 VHQGV D VLJQDO WR WKH (&0 ZKLFK WKHQ
FRQWUROV WKH FRPSUHVVRU FOXWFK

+LJK 530 &XWRII


$V HQJLQH USP DSSURDFKHV WKH PD[LPXP OLPLW WKH (&0
ZLOO GLVHQJDJH WKH FRPSUHVVRU FOXWFK XQWLO WKH HQJLQH
VORZV WR D ORZHU USP

'$(:22 9 %/

5(675$,176
&217(176
6(&7,21 $

6($7 %(/76

6(&7,21 %

6833/(0(17$/ ,1)/$7$%/( 5(675$,176


6,5

6(&7,21 $

6($7 %(/76
&$87,21 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH EHIRUH UHPRYLQJ RU LQVWDOOLQJ DQ\ HOHFWULFDO XQLW RU ZKHQ D
WRRO RU HTXLSPHQW FRXOG HDVLO\ FRPH LQ FRQWDFW ZLWK H[SRVHG HOHFWULFDO WHUPLQDOV 'LVFRQQHFWLQJ WKLV FDEOH
ZLOO KHOS SUHYHQW SHUVRQDO LQMXU\ DQG GDPDJH WR WKH YHKLFOH 7KH LJQLWLRQ PXVW DOVR EH LQ /2&. XQOHVV
RWKHUZLVH QRWHG

7$%/( 2) &217(176
6SHFLILFDWLRQV                              $
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV            $
6FKHPDWLF DQG 5RXWLQJ 'LDJUDPV            $
'ULYHU 6HDW %HOW :DUQLQJ                     $
'LDJQRVLV                                  $
'ULYHU 6HDW %HOW :DUQLQJ                     $
0DLQWHQDQFH DQG 5HSDLU                    
2Q9HKLFOH 6HUYLFH                          
7KUHH3RLQW (/5 )URQW 6HDW %HOW             
)URQW 6HDW %HOW +HLJKW $GMXVWHU              

$
$
$
$

7KUHH3RLQW (/5 5HDU 2XWERDUG 6HDW %HOW      $


7ZR3RLQW /DS 5HDU &HQWHU 6HDW %HOW         $
*HQHUDO 'HVFULSWLRQ DQG 6\VWHP
2SHUDWLRQ                               
6HDW %HOW 5HPLQGHU                       
(/5 )URQW 6HDW %HOW                       
(/5 5HDU 2XWERDUG 6HDW %HOW              
/DS 5HDU &HQWHU 6HDW %HOW                 
6HDW 7HWKHU $QFKRU                       
2SHUDWLRQDO &KHFNV                       

63(&,),&$7,216
)$67(1(5 7,*+7(1,1* 63(&,),&$7,216
$SSOLFDWLRQ
)URQW 6HDW %HOW +HLJKW $GMXVWHU %ROWV

1:P


/E:)W


/E:,Q


6HDW %HOW $QFKRU %ROW





6HDW %HOW %UDFNHW 6FUHZV



6HDW %HOW 5HWUDFWRU 6FUHZ





'$(:22 9 %/

$
$
$
$
$
$
$

$   6($7 %(/76

'5,9(5 6($7 %(/7 :$51,1*

6&+(0$7,& $1' 5287,1* ',$*5$06

&$

'$(:22 9 %/

6($7 %(/76 $  

',$*126,6
'5,9(5 6($7 %(/7 :$51,1*
6HDW %HOW :DUQLQJ /DPS 'RHV 1RW 7XUQ 2Q DW $Q\ 7LPH
6WHS


$FWLRQ
 8QEXFNOH WKH VHDW EHOW
 &ORVH WKH GRRUV RI WKH YHKLFOH
 7XUQ WKH LJQLWLRQ 21
,V WKH VHDW EHOW ZDUQLQJ FKLPH 2."
&KHFN WKH VHDW EHOW ZDUQLQJ IXVH )
,V IXVH )EORZQ"

 &KHFN IRU D VKRUW FLUFXLW DQG UHSDLU LI QHFHVVDU\


 5HSODFH WKH IXVH
,V WKH UHSDLU FRPSOHWH"

 7XUQ WKH LJQLWLRQ 21


 &KHFN WKH YROWDJH DW IXVH )
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"

5HSDLU WKH RSHQ SRZHU VXSSO\ FLUFXLW IRU IXVH )


,V WKH UHSDLU FRPSOHWH"

 'LVFRQQHFW WKH VHDW EHOW VZLWFK FRQQHFWRU


ORFDWHG XQGHU WKH GULYHU
V VHDW 
 &RQQHFW D MXPSHU EHWZHHQ WKH WHUPLQDOV RQ WKH
KDUQHVV VLGH RI WKH VHDW EHOW VZLWFK FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
'RHV WKH VHDW EHOW ZDUQLQJ ODPS WXUQ RQ"

5HSODFH WKH VHDW EHOW VZLWFK


,V WKH UHSDLU FRPSOHWH"

 'LVFRQQHFW WKH FKLPH PRGXOH HOHFWULFDO


FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
 &KHFN WKH YROWDJH DW WKH FKLPH PRGXOH
FRQQHFWRU WHUPLQDO 
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ IXVH )DQG WKH


FKLPH PRGXOH
,V WKH UHSDLU FRPSOHWH"



 7KH FKLPH PRGXOH FRQQHFWRU LV GLVFRQQHFWHG


 7XUQ WKH LJQLWLRQ 2))
 8VH DQ RKPPHWHU WR PHDVXUH UHVLVWDQFH EHWZHHQ
JURXQG DQG WHUPLQDO RI WKH FKLPH PRGXOH
,V WKH UHVLVWDQFH HTXDO WR WKH VSHFLILHG YDOXH"





'$(:22 9 %/

5HSDLU WKH JURXQG FLUFXLW IRU WKH FKLPH PRGXOH


,V WKH UHSDLU FRPSOHWH"
7KH FKLPH PRGXOH FRQQHFWRU LV GLVFRQQHFWHG
7XUQ WKH LJQLWLRQ 2))
0DNH VXUH WKH GULYHU
V VHDW EHOW LV XQEXFNOHG
8VH DQ RKPPHWHU WR PHDVXUH UHVLVWDQFH EHWZHHQ
JURXQG DQG WHUPLQDO RI WKH FKLPH PRGXOH
,V WKH UHVLVWDQFH HTXDO WR WKH VSHFLILHG YDOXH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 




6\VWHP 2.

9

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

9

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

|:

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

|:

*R WR 6WHS 

*R WR 6WHS 






$   6($7 %(/76
6HDW %HOW :DUQLQJ /DPS 'RHV 1RW 7XUQ 2Q DW $Q\ 7LPH &RQW
G
6WHS

$FWLRQ

9DOXH V



5HSDLU WKH RSHQ FLUFXLW EHWZHHQ JURXQG DQG WHUPLQDO


RI WKH FKLPH PRGXOH FRQQHFWRU
,V WKH UHSDLU FRPSOHWH"



 5HPRYH WKH LQVWUXPHQW FOXVWHU


 &KHFN WKH VHDW EHOW ZDUQLQJ ODPS EXOE
,V WKH EXOE 2."



5HSODFH WKH ZDUQLQJ ODPS EXOE


,V WKH UHSDLU FRPSOHWH"



 ,I WKH VHDW EHOW VZLWFK DQG WKH FKLPH PRGXOH ZHUH


GLVFRQQHFWHG LQ D SUHYLRXV VWHS PDNH VXUH WKDW
WKH\ KDYH EHHQ UHFRQQHFWHG
 /HDYH WKH VHDW EHOW XQEXFNOHG
 7XUQ WKH LJQLWLRQ 21
 &KHFN WKH YROWDJH DW WHUPLQDO %RI WKH
LQVWUXPHQW FOXVWHU
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"





 'LVFRQQHFW WKH FKLPH PRGXOH FRQQHFWRU


 8VH DQ RKPPHWHU WR FKHFN IRU FRQWLQXLW\ EHWZHHQ
WKH FKLPH PRGXOH FRQQHFWRU WHUPLQDO DQG WKH
LQVWUXPHQW FOXVWHU FRQQHFWRU %
'LG WKH RKPPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"
5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH FKLPH PRGXOH
WHUPLQDO DQG WKH LQVWUXPHQW FOXVWHU WHUPLQDO %



5HSODFH WKH FKLPH PRGXOH


,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH RSHQ FLUFXLW EHWZHHQ LQVWUXPHQW FOXVWHU


WHUPLQDO %DQG JURXQG
,V WKH UHSDLU FRPSOHWH"

<HV

6\VWHP 2.

1R


*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

9

*R WR 6WHS 

*R WR 6WHS 

|:

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

6\VWHP 2.

6\VWHP 2.

'$(:22 9 %/

6($7 %(/76 $  
6HDW %HOW :DUQLQJ &KLPH 'RHV 1RW :RUN
6WHS

'$(:22 9 %/

$FWLRQ
 /HDYH WKH VHDW EHOW XQEXFNOHG
 &ORVH WKH GRRUV RI WKH YHKLFOH
 7XUQ WKH LJQLWLRQ 21
,V WKH VHDW EHOW ZDUQLQJ ODPS 21"
 %XFNOH WKH VHDW EHOW
 2SHQ WKH GULYHU
V GRRU DQG WXUQ WKH KHDGODPSV RQ
 7XUQ WKH LJQLWLRQ 21
'RHV WKH FKLPH ZRUN DV D GRRURSHQ RU
KHDGODPSVRQ ZDUQLQJ"
5HSODFH WKH ZDUQLQJ FKLPH EHOO PRGXOH
,V WKH UHSDLU FRPSOHWH"
 'LVFRQQHFW WKH FKLPH PRGXOH HOHFWULFDO
FRQQHFWRU
 8VH DQ RKPPHWHU WR PHDVXUH WKH UHVLVWDQFH
EHWZHHQ JURXQG DQG WHUPLQDO RI WKH FKLPH PRGXOH
FRQQHFWRU
,V WKH UHVLVWDQFH HTXDO WR WKH VSHFLILHG YDOXH"
5HSDLU WKH RSHQ FLUFXLW EHWZHHQ JURXQG DQG WHUPLQDO
RI WKH FKLPH PRGXOH FRQQHFWRU
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6HDW
%HOW :DUQLQJ
/DPS 'RHV
1RW 7XUQ 2Q DW
$Q\ 7LPH

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

|:

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

$   6($7 %(/76

0$,17(1$1&( $1'
5(3$,5
219(+,&/( 6(59,&(
7+5((32,17 (/5 )5217 6($7
%(/7
5HPRYDO 3URFHGXUH
 5HSRVLWLRQ WKH SODVWLF FDS WR UHYHDO WKH ORZHU %SLOODU
VHDW EHOW DQFKRU
 5HPRYH WKH EROW DQG WKH ORZHU %SLOODU VHDW EHOW
DQFKRU

&$

 5HPRYH WKH ORZHU %SLOODU WULP SDQHO 5HIHU WR 6HFWLRQ


* ,QWHULRU 7ULP
 5HSRVLWLRQ WKH SODVWLF FDS WR UHYHDO WKH XSSHU %SLOODU
VHDW EHOW DQFKRU
 5HPRYH WKH EROW DQG WKH XSSHU %SLOODU VHDW EHOW
DQFKRU

%$

 5HPRYH WKH VFUHZV DQG WKH VHDW EHOW EUDFNHW


 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU
 5HPRYH WKH VFUHZ DQG WKH VHDW EHOW UHWUDFWRU

&$

'$(:22 9 %/

6($7 %(/76 $  
,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH VHDW EHOW UHWUDFWRU ZLWK WKH VFUHZ

7LJKWHQ
7LJKWHQ WKH VHDW EHOW UHWUDFWRU VFUHZ WR  1:P
OE:LQ 
 &RQQHFW WKH HOHFWULFDO FRQQHFWRU
 ,QVWDOO WKH VHDW EHOW EUDFNHW ZLWK WKH VFUHZV

7LJKWHQ
7LJKWHQ WKH VHDW EHOW EUDFNHW VFUHZV WR  1:P
OE:LQ 

&$

 ,QVWDOO WKH XSSHU %SLOODU VHDW EHOW DQFKRU ZLWK WKH EROW

7LJKWHQ
7LJKWHQ WKH VHDW EHOW DQFKRU EROW WR 1:P OE:IW 

%$

 ,QVWDOO WKH VHDW EHOW DQFKRU SODVWLF FDS WR LWV RULJLQDO


SRVLWLRQ
 ,QVWDOO WKH ORZHU %SLOODU WULP SDQHO 5HIHU WR 6HFWLRQ
* ,QWHULRU 7ULP
 ,QVWDOO WKH ORZHU %SLOODU VHDW EHOW DQFKRU

7LJKWHQ
7LJKWHQ WKH VHDW EHOW DQFKRU EROWV WR 1:P
OE:IW 
 ,QVWDOO WKH VHDW EHOW DQFKRU SODVWLF FDS WR LWV RULJLQDO
SRVLWLRQ

&$

'$(:22 9 %/

$   6($7 %(/76

)5217 6($7 %(/7 +(,*+7


$'-867(5
5HPRYDO 3URFHGXUH
 5HPRYH WKH XSSHU %SLOODU WULP SDQHO 5HIHU WR
6HFWLRQ * ,QWHULRU 7ULP
 5HPRYH WKH EROWV DQG WKH VHDW EHOW KHLJKW DGMXVWHU

&$

,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH VHDW EHOW KHLJKW DGMXVWHU ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH IURQW VHDW EHOW KHLJKW DGMXVWHU EROWV WR
1:P OE:IW 
 ,QVWDOO WKH XSSHU %SLOODU WULP SDQHO 5HIHU WR 6HFWLRQ
* ,QWHULRU 7ULP

&$

7+5((32,17 (/5 5($5


287%2$5' 6($7 %(/7
5HPRYDO 3URFHGXUH
 5HPRYH WKH GHFN OLG VLOO SODWH FRYHU DQG WKH OXJJDJH
FRPSDUWPHQW ZKHHOKRXVH WULP SDQHO 5HIHU WR
6HFWLRQ * ,QWHULRU 7ULP
 5HPRYH WKH EROW DQG WKH OXJJDJH FRPSDUWPHQW VHDW
EHOW DQFKRU

&$

'$(:22 9 %/

6($7 %(/76 $  
 5HPRYH WKH EROW DQG WKH &SLOODU VHDW EHOW DQFKRU

&$

 5HPRYH WKH EROW DQG WKH IORRU VHDW EHOW DQFKRU


 5HPRYH WKH VHDW EHOW

&$

,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH OXJJDJH FRPSDUWPHQW VHDW EHOW DQFKRU ZLWK
WKH EROW

7LJKWHQ
7LJKWHQ WKH VHDW EHOW DQFKRU EROW WR 1:P OE:IW 

&$

'$(:22 9 %/

$   6($7 %(/76
 )HHG WKH IUHH HQG RI WKH VHDW EHOW IURP WKH OXJJDJH
FRPSDUWPHQW WKURXJK WKH GHFN OLG VLOO SODWH
 ,QVWDOO WKH IORRU VHDW EHOW DQFKRU ZLWK WKH EROW

7LJKWHQ
7LJKWHQ WKH VHDW EHOW DQFKRU EROW WR 1:P OE:IW 

&$

 ,QVWDOO WKH &SLOODU VHDW EHOW DQFKRU ZLWK WKH EROW

7LJKWHQ
7LJKWHQ WKH VHDW EHOW DQFKRU EROW WR 1:P OE:IW 
 ,QVWDOO WKH GHFN OLG VLOO SODWH FRYHU DQG WKH OXJJDJH
FRPSDUWPHQW ZKHHOKRXVH WULP SDQHO 5HIHU WR
6HFWLRQ * ,QWHULRU 7ULP

&$

7:232,17 /$3 5($5 &(17(5


6($7 %(/7
5HPRYDO 3URFHGXUH
 5HPRYH WKH UHDU VHDW FXVKLRQ 5HIHU WR 6HFWLRQ +
6HDWV
 5HPRYH WKH EROWV DQG WKH VHDW EHOW DQFKRUV

&$

'$(:22 9 %/

6($7 %(/76 $  
,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH VHDW EHOW DQFKRUV ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH VHDW EHOW DQFKRU EROWV WR 1:P
OE:IW 
 ,QVWDOO WKH UHDU VHDW FXVKLRQ 5HIHU WR 6HFWLRQ +
6HDWV

&$

'$(:22 9 %/

$   6($7 %(/76

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
'5,9(5 6($7 %(/7 5(0,1'(5

7KH GULYHU
V VDIHW\ EHOW LQFRUSRUDWHV D VDIHW\ EHOW
UHPLQGHU OLJKW LQ WKH ,3 FOXVWHU WR UHPLQG WKH GULYHU LI WKH
VDIHW\ EHOW LV QRW IDVWHQHG ZKHQ WKH WKH LJQLWLRQ LV WXUQHG
21

7+5((32,17 (/5 )5217 6($7


%(/7
7KH WKUHHSRLQW HPHUJHQF\ ORFNLQJ UHWUDFWRU (/5 IURQW
VHDW EHOW LV DOZD\V XQORFNHG DOORZLQJ WKH SDVVHQJHU
IUHHGRP RI PRYHPHQW H[FHSW LQ HPHUJHQFLHV UDSLG
GHFHOHUDWLRQ UDSLG DFFHOHUDWLRQ RU KDUG FRUQHULQJ
PDQHXYHUV 

7+5((32,17 (/5 5($5


287%2$5' 6($7 %(/7

7KH UHDU RXWERDUG VHDWLQJ SRVLWLRQV XVH WKH WKUHHSRLQW


HPHUJHQF\ ORFNLQJ UHWUDFWRU (/5 VHDW EHOWV 7KH
WKUHHSRLQW (/5 VHDW EHOW LV DOZD\V XQORFNHG DOORZLQJ
WKH SDVVHQJHU IUHHGRP RI PRYHPHQW H[FHSW LQ
HPHUJHQFLHV UDSLG GHFHOHUDWLRQ UDSLG DFFHOHUDWLRQ RU
KDUG FRUQHULQJ PDQHXYHUV 

7:232,17 /$3 5($5 &(17(5


6($7 %(/7

7KH WZRSRLQW ODS UHDU FHQWHU VHDW EHOW LV D VLQJOH


FRQWLQXRXV OHQJWK RI ZHEELQJ 7KH ZHEELQJ LV URXWHG
IURP WKH DQFKRU WKURXJK D ODWFK SODWH DQG LQWR D VLQJOH
UHWUDFWRU

&+,/' 6($7 7(7+(5 $1&+25

7KHUH DUH WKUHH FKLOG VHDW WHWKHU DQFKRUV ORFDWHG RQ WKH


UHDU GHFN OLG VLOO SODWH 7KHUH LV RQH DQFKRU IRU HDFK UHDU
VHDW SRVLWLRQ

23(5$7,21$/ $1' )81&7,21$/


&+(&.6
&DXWLRQ
- .HHS VKDUS REMHFWV DQG SRWHQWLDOO\ GDPDJLQJ
REMHFWV DZD\ IURP WKH VHDW EHOWV
- $YRLG EHQGLQJ RU GDPDJLQJ DQ\ SRUWLRQ RI WKH
EXFNOH RU WKH ODWFK SODWH
- 'R QRW EOHDFK RU G\H WKH EHOW ZHEELQJ 8VH RQO\
PLOG VRDS DQG ZDWHU LQ RUGHU WR FOHDQ WKH EHOWV
- :KHQ LQVWDOOLQJ WKH VHDW EHOW DQFKRU EROWV DQG
WKH VFUHZV VWDUW WKH EROWV DQG WKH VFUHZV E\
KDQG LQ RUGHU WR SUHYHQW FURVV WKUHDGLQJ
- 'R QRW DWWHPSW DQ\ UHSDLUV RQ WKH UHWUDFWRU
PHFKDQLVPV RU WKH FRYHUV 5HSODFH DQ\ GHIHFWLYH
DVVHPEOLHV ZLWK QHZ DVVHPEOLHV
- 5HSODFH DQ\ EHOWV WKDW DUH FXW RU GDPDJHG LQ DQ\
ZD\
 ,QVSHFW DOO VHDW EHOW DQFKRU EROWV DQG WKH VFUHZV LQ
RUGHU WR YHULI\ WKDW WKH\ DUH VHFXUH
 ,QVSHFW WKH VHDW EHOW EXFNOH 7KH EXFNOH PXVW ORFN
DQG XQORFN HDVLO\
 $IWHU LQVHUWLQJ WKH ODWFK LQWR WKH EXFNOH WXJ VKDUSO\ RQ
WKH EHOW 7KH EXFNOH PXVW UHPDLQ ORFNHG
 )XOO\ H[WHQG WKH VKRXOGHU EHOW SRUWLRQ WR PDNH VXUH
WKDW WKHUH LV QR WZLVWLQJ RU WHDUV LQ WKH EHOW
 /HW WKH VKRXOGHU EHOW UHWUDFW IXOO\ 7KH EHOW VKRXOG
UHWUDFW HDVLO\

'$(:22 9 %/

6(&7,21 %

6833/(0(17$/ ,1)/$7$%/( 5(675$,176


6,5
&$87,21 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH EHIRUH UHPRYLQJ RU LQVWDOOLQJ DQ\ HOHFWULFDO XQLW RU ZKHQ D
WRRO RU HTXLSPHQW FRXOG HDVLO\ FRPH LQ FRQWDFW ZLWK H[SRVHG HOHFWULFDO WHUPLQDOV 'LVFRQQHFWLQJ WKLV FDEOH
ZLOO KHOS SUHYHQW SHUVRQDO LQMXU\ DQG GDPDJH WR WKH YHKLFOH 7KH LJQLWLRQ PXVW DOVR EH LQ /2&. XQOHVV
RWKHUZLVH QRWHG

7$%/( 2) &217(176
6SHFLILFDWLRQV                              %
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV            %
6SHFLDO 7RROV                               %
6SHFLDO 7RROV 7DEOH                         %
6FKHPDWLF DQG 5RXWLQJ 'LDJUDPV            %
6XSSOHPHQWDO ,QIODWDEOH 5HVWUDLQW 6\VWHP      %
&RQQHFWRU (QG 9LHZV                        %
&RPSRQHQW /RFDWRU                         %
&RPSRQHQW /RFDWLRQ 9LHZ                   %
'LDJQRVLV                                  %
'LDJQRVWLF 7URXEOH &RGHV '7&              %
6FDQ 7RRO 'LDJQRVWLFV                       %
8VH RI 6SHFLDO 7RROV                         %
6,5 'LDJQRVWLF 6\VWHP &KHFN                %
6HQVLQJ DQG 'LDJQRVWLF 0RGXOH 6'0
,QWHJULW\ &KHFN                            %
$,5%$* :DUQLQJ /DPS 6WD\V 2Q
:LWK ,JQLWLRQ 6ZLWFK 21                    %
'7&  3DVVHQJHU 'HSOR\PHQW
/RRS 5HVLVWDQFH +LJK                     %
'7&  3DVVHQJHU 'HSOR\PHQW
/RRS 5HVLVWDQFH /RZ                      %
'7&  3DVVHQJHU 'HSOR\PHQW /RRS 2SHQ  
'7&  3DVVHQJHU 'HSOR\PHQW
/RRS 6KRUW WR *URXQG                     
'7&  3DVVHQJHU 'HSOR\PHQW /RRS
6KRUW WR 9ROWDJH                         
'7&  'ULYHU 'HSOR\PHQW /RRS
5HVLVWDQFH +LJK                         
'7&  'ULYHU 'HSOR\PHQW /RRS
5HVLVWDQFH /RZ                          
'7&  'ULYHU 'HSOR\PHQW /RRS
6KRUW WR *URXQG                          
'7&  'ULYHU 'HSOR\PHQW /RRS
6KRUW WR 9ROWDJH                         
'7&  'ULYHU 'HSOR\PHQW /RRS 2SHQ       
'7&  'HSOR\PHQW &RPPDQGHG           
'7&  'HSOR\PHQW &RPPDQGHG :LWK
/RRS )DXOWV 3UHVHQW                      
'$(:22 9 %/

%
%
%
%
%
%
%
%
%
%

'7&  $,5%$* :DUQLQJ /DPS


&LUFXLW 2SHQ                             
'7&  ,QWHUQDO 6HQVLQJ DQG
'LDJQRVWLF 0RGXOH 6'0 )DLOXUH          
'LDJQRVWLF ,OOXVWUDWLRQ                     
'LDJQRVWLF ,OOXVWUDWLRQ                     
'LDJQRVWLF ,OOXVWUDWLRQ                     
'LDJQRVWLF ,OOXVWUDWLRQ                     
'LDJQRVWLF ,OOXVWUDWLRQ                     
'LDJQRVWLF ,OOXVWUDWLRQ                     
'LDJQRVWLF ,OOXVWUDWLRQ                     
'LDJQRVWLF ,OOXVWUDWLRQ                     
'LDJQRVWLF ,OOXVWUDWLRQ                     
'LDJQRVWLF ,OOXVWUDWLRQ                    
'LDJQRVWLF ,OOXVWUDWLRQ                    
'LDJQRVWLF ,OOXVWUDWLRQ                    
'LDJQRVWLF ,OOXVWUDWLRQ                    
'LDJQRVWLF ,OOXVWUDWLRQ                    

%
%
%
%
%
%
%
%
%
%
%
%
%
%
%
%

'LDJQRVWLF ,OOXVWUDWLRQ                     %


'LDJQRVWLF ,OOXVWUDWLRQ                     %
0DLQWHQDQFH DQG 5HSDLU                   
2Q9HKLFOH 6HUYLFH                         
6HUYLFH 3UHFDXWLRQV                       
'LVDEOLQJ WKH 6,5 6\VWHP                  
(QDEOLQJ WKH 6,5 6\VWHP                   
+DQGOLQJ ,QVWDOODWLRQ DQG 'LDJQRVLV         
5HSDLUV DQG ,QVSHFWLRQV 5HTXLUHG
$IWHU DQ $FFLGHQW                         
$FFLGHQW :LWK 'HSOR\PHQW 
&RPSRQHQW 5HSODFHPHQW DQG ,QVSHFWLRQV   
$FFLGHQW :LWK RU :LWKRXW
'HSOR\PHQW  &RPSRQHQW ,QVSHFWLRQV      
6HQVLQJ DQG 'LDJQRVWLF 0RGXOH 6'0       
'ULYHU $LUEDJ 0RGXOH                      
&ORFN 6SULQJ                              
3DVVHQJHU $LUEDJ 0RGXOH                  
$LUEDJ 0RGXOH 'HSOR\PHQW ,Q 9HKLFOH      

%
%
%
%
%
%
%
%
%
%
%
%
%
%

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5


$LUEDJ 0RGXOH 'HSOR\PHQW
2XWVLGH RI 9HKLFOH                       %
'HSOR\HG $LUEDJ 0RGXOH
'LVSRVDO 3URFHGXUH                       %
6,5 :LULQJ 5HSDLU                          %
*HQHUDO 'HVFULSWLRQ DQG 6\VWHP
2SHUDWLRQ                                %

6,5 6\VWHP                              
$LUEDJ 0RGXOHV                           
6HQVLQJ DQG 'LDJQRVWLF 0RGXOH 6'0       
$,5%$* :DUQLQJ /DPS                    
&ORFN 6SULQJ                              

%
%
%
%
%

63(&,),&$7,216
)$67(1(5 7,*+7(1,1* 63(&,),&$7,216
$SSOLFDWLRQ
&ORFN 6SULQJ 0RXQWLQJ 6FUHZV

1:P


/E)W


/E,Q


'ULYHU $LUEDJ 0RGXOH 0RXQWLQJ %ROWV





3DVVHQJHU $LUEDJ 0RXQWLQJ %ROWV





6HQVLQJ DQG 'LDJQRVWLF 0RGXOH 0RXQWLQJ %ROWV





63(&,$/ 722/6
63(&,$/ 722/6 7$%/(

:LULQJ +DUQHVV
&KHFNHU

'HSOR\PHQW 7RRO





6FDQ 7RRO



'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  

6833/(0(17$/ ,1)/$7$%/( 5(675$,17 6<67(0

6&+(0$7,& $1' 5287,1* ',$*5$06

&%

'$(:22 9 %/

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5

&211(&725 (1' 9,(:6

&%

'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  

&20321(17 /2&$725
6,5 &20321(17 /2&$7,21 9,(:
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH 6LPLODU

&%

 'ULYHU $LUEDJ
 3DVVHQJHU $LUEDJ
 6HQVLQJ DQG 'LDJQRVWLF 0RGXOH 6'0

'$(:22 9 %/

 $VVHPEO\ /LQH 'DWD /LQN $/'/ &RQQHFWRU RU


'DWD /LQN &RQQHFWRU '/&
 &RQQHFWRU &
 &ORFN 6SULQJ &RQQHFWRU

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5

',$*126,6
',$*1267,& 7528%/( &2'(6
'7&
7KH VXSSOHPHQWDO LQIODWDEOH UHVWUDLQW 6,5 'LDJQRVWLF
6\VWHP &KHFN PXVW DOZD\V EH WKH VWDUWLQJ SRLQW IRU DQ\
6,5 V\VWHP GLDJQRVLV 7KH 'LDJQRVWLF 6\VWHP &KHFN
UHYHDOV GLDJQRVWLF WURXEOH FRGHV WKURXJK WKH XVH RI D
VFDQ WRRO DQG LW DOVR FKHFNV IRU SURSHU $,5%$* ZDUQLQJ
LQGLFDWRU RSHUDWLRQ
7ZR W\SHV RI GLDJQRVWLF WURXEOH FRGHV PD\ EH UHFRUGHG
 &XUUHQW GLDJQRVWLF WURXEOH FRGHV UHSUHVHQW
PDOIXQFWLRQV WKDW DUH SUHVHQWO\ EHLQJ GHWHFWHG
&XUUHQW GLDJQRVWLF WURXEOH FRGHV DUH VWRUHG LQ
UDQGRP DFFHVV PHPRU\
 +LVWRU\ GLDJQRVWLF WURXEOH FRGHV UHSUHVHQW DOO
PDOIXQFWLRQV WKDW ZHUH GHWHFWHG VLQFH WKH ODVW WLPH
WKDW KLVWRU\ PHPRU\ ZDV FOHDUHG +LVWRU\ GLDJQRVWLF
WURXEOH FRGHV DUH VWRUHG LQ WKH HOHFWURQLFDOO\ HUDVDEOH
SURJUDPPDEOH UHDG RQO\ PHPRU\ ((3520 

6&$1 722/ ',$*1267,&6


$ VFDQ WRRO FDQ UHDG VHULDO GDWD IURP WHUPLQDO 0 RI WKH
DVVHPEO\ OLQH GLDJQRVWLF OLQN $/'/  $ VSHFLILF
UHSODFHDEOH FDUWULGJH PXVW EH DWWDFKHG WR WKH VFDQ WRRO
EHIRUH WKH VFDQ WRRO FDQ FRPPXQLFDWH ZLWK WKH VHQVLQJ
DQG GLDJQRVWLF PRGXOH 6'0 IRU WKH SXUSRVH RI
GLDJQRVWLFV 7KH VFDQ WRRO LV XVHG WR UHDG GLDJQRVWLF
WURXEOH FRGHV DQG WR FOHDU VRPH GLDJQRVWLF WURXEOH
FRGHV DIWHU D UHSDLU LV FRPSOHWHG %\ GHVLJQ FHUWDLQ
FRGHV FDQQRW EH FOHDUHG 7R XVH WKH VFDQ WRRO WXUQ WKH
LJQLWLRQ 2)) FRQQHFW WKH VFDQ WRRO WR WKH $/'/ DQG
WXUQ WKH LJQLWLRQ VZLWFK WR 21 )ROORZ WKH LQVWUXFWLRQV LQ
WKH VFDQ WRRO PDQXDO 7KH 6'0 VHQGV VHULDO GDWD IURP
WHUPLQDO  RI WKH 6'0 WR WHUPLQDO 0 RI WKH $/'/

86( 2) 63(&,$/ 722/6


$ GLJLWDO PXOWLPHWHU LV XVHG WR PHDVXUH YROWDJH DQG
UHVLVWDQFH $ VFDQ WRRO LV XVHG WR UHDG DQG FOHDU
GLDJQRVWLF WURXEOH FRGHV $ ZLULQJ KDUQHVV FKHFNHU DQG
GHSOR\PHQW WRRO DUH XQGHU GHYHORSPHQW DQG VHUYLFH
EXOOHWLQV ZLOO EH LVVXHG LI WKHVH WRROV EHFRPH RSHUDWLRQDO

6,5 ',$*1267,& 6<67(0 &+(&.


1RWLFH ,I WKH YHKLFOH LQWHULRU KDV EHHQ H[SRVHG WR
H[WHQVLYH ZDWHU LQWUXVLRQ VXFK DV ZDWHU OHDNV GULYLQJ
WKURXJK KLJK ZDWHU IORRGLQJ RU RWKHU FDXVHV WKH
VHQVLQJ DQG GLDJQRVWLF PRGXOH 6'0 DQG WKH 6'0
FRQQHFWRU PD\ QHHG WR EH UHSODFHG :LWK WKH LJQLWLRQ
2)) LQVSHFW WKH DUHD DURXQG WKH 6'0 LQFOXGLQJ WKH
FDUSHW ,I DQ\ VLJQLILFDQW VRDNLQJ RU HYLGHQFH RI SUHYLRXV
VRDNLQJ LV GHWHFWHG WKH ZDWHU PXVW EH UHPRYHG ZDWHU
GDPDJH UHSDLUHG DQG WKH 6'0 DQG 6'0 FRQQHFWRU
PXVW EH UHSODFHG %HIRUH DWWHPSWLQJ DQ\ RI WKHVH
UHSDLUV WKH VXSSOHPHQWDO LQIODWDEOH UHVWUDLQW 6,5
V\VWHP PXVW EH GLVDEOHG 5HIHU WR 'LVDEOLQJ WKH 6,5

6\VWHP DQG 6HQVLQJ DQG 'LDJQRVWLF 0RGXOH 6'0 LQ


WKLV VHFWLRQ IRU LQVWUXFWLRQV RQ KRZ WR GLVDEOH WKH 6,5
V\VWHP DQG UHSODFH WKH 6'0
7KH GLDJQRVWLF SURFHGXUHV XVHG LQ WKLV VHFWLRQ DUH
GHVLJQHG WR ILQG DQG UHSDLU 6,5 V\VWHP FRQGLWLRQV 7R
JHW WKH EHVW UHVXOWV LW LV LPSRUWDQW WR XVH WKH GLDJQRVWLF
FKDUWV DQG IROORZ WKH VHTXHQFH OLVWHG EHORZ
 3HUIRUP WKH 6,5 'LDJQRVWLF 6\VWHP &KHFN 7KH 6,5
'LDJQRVWLF 6\VWHP &KHFN PXVW EH WKH VWDUWLQJ SRLQW
RI DQ\ 6,5 GLDJQRVWLFV 7KH 6,5 'LDJQRVWLF 6\VWHP
&KHFN UHYHDOV GLDJQRVWLF WURXEOH FRGHV WKURXJK WKH
XVH RI D VFDQ WRRO DQG LW DOVR FKHFNV IRU SURSHU
$,5%$* LQGLFDWRU RSHUDWLRQ
 5HIHU WR WKH SURSHU GLDJQRVWLF FKDUW DV GLUHFWHG E\ WKH
6,5 'LDJQRVWLF 6\VWHP &KHFN 7KH 6,5 'LDJQRVWLF
6\VWHP &KHFN ZLOO OHDG \RX WR WKH FRUUHFW FKDUW WR
GLDJQRVH DQ\ 6,5 V\VWHP PDOIXQFWLRQV %\SDVVLQJ
WKHVH SURFHGXUHV PD\ UHVXOW LQ H[WHQGHG GLDJQRVWLF
WLPH LQFRUUHFW GLDJQRVLV DQG LQFRUUHFW SDUWV
SODFHPHQW
 5HSHDW WKH 6,5 'LDJQRVWLF 6\VWHP &KHFN DIWHU DQ\
UHSDLU RU GLDJQRVWLF SURFHGXUHV KDYH EHHQ
SHUIRUPHG 3HUIRUPLQJ WKH 6,5 'LDJQRVWLF 6\VWHP
&KHFN DIWHU DOO UHSDLU RU GLDJQRVWLF SURFHGXUHV ZLOO
HQVXUH WKDW WKH UHSDLU KDV EHHQ PDGH FRUUHFWO\ DQG
WKDW QR RWKHU PDOIXQFWLRQV H[LVW
&LUFXLW 'HVFULSWLRQ
:KHQ WKH LJQLWLRQ VZLWFK LV ILUVW WXUQHG WR 21 ,JQLWLRQ
YROWDJH LV DSSOLHG IURP WKH DLUEDJ IXVH WR WKH VHQVLQJ
DQG GLDJQRVWLF PRGXOH 6'0 DW LQSXW WHUPLQDO  7KH
6'0 UHVSRQGV E\ IODVKLQJ WKH $,5%$* LQGLFDWRU VHYHQ
WLPHV DQG WKHQ WXUQLQJ LW RII ZKLOH WKH 6'0 SHUIRUPV
WHVWV RQ WKH 6,5 V\VWHP
'LDJQRVWLF $LGV
7KH RUGHU LQ ZKLFK GLDJQRVWLF WURXEOH FRGHV DUH
GLDJQRVHG LV YHU\ LPSRUWDQW )DLOXUH WR GLDJQRVH WKH
'7&V LQ WKH RUGHU VSHFLILHG PD\ UHVXOW LQ H[WHQGHG
GLDJQRVWLF WLPH LQFRUUHFW GLDJQRVLV DQG LQFRUUHFW SDUWV
UHSODFHPHQW
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV WHVW ZLOO LGHQWLI\ WKH VWRUHG GLDJQRVWLF WURXEOH
FRGHV DQG ZKHWKHU WKH\ DUH FXUUHQW RU KLVWRU\ $
KLVWRU\ '7& LQGLFDWHV WKDW WKH PDOIXQFWLRQ KDV EHHQ
UHSDLUHG RU LV LQWHUPLWWHQW
 7KLV WHVW GLIIHUHQWLDWHV EHWZHHQ DQ LQGLFDWRU WKDW ZLOO
QRW FRPH RQ DQG DQ LQGLFDWRU WKDW VWD\V RQ ZKHQ LW
VKRXOG EH RII
 6HH WKH ILUVW FDXWLRQ EHORZ
 6HH WKH FDXWLRQV EHORZ
 7KLV WHVW ZLOO GHWHUPLQH ZKHWKHU KLVWRU\ GLDJQRVWLF
WURXEOH FRGHV DUH VWRUHG DQG ZLOO LGHQWLI\ WKHP
 $ KLVWRU\ '7& LQGLFDWHV WKDW WKH PDOIXQFWLRQ KDV
EHHQ UHSDLUHG RU LV LQWHUPLWWHQW

'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  


6,5 'LDJQRVWLF 6\VWHP &KHFN
&DXWLRQ 7KH 6'0 FDQ PDLQWDLQ VXIILFLHQW YROWDJH WR
GHSOR\ WKH DLUEDJV IRU PLQXWHV DIWHU WKH LJQLWLRQ
LV 2)) DQG WKH IXVH KDV EHHQ UHPRYHG ,I WKH
DLUEDJV DUH QRW GLVFRQQHFWHG VHUYLFH FDQQRW EHJLQ
XQWLO PLQXWHV KDYH SDVVHG DIWHU GLVFRQQHFWLQJ
SRZHU WR WKH 6'0
&DXWLRQ 'XULQJ VHUYLFH SURFHGXUHV EH YHU\ FDUHIXO
ZKHQ KDQGOLQJ WKH 6'0 1HYHU VWULNH RU MDU WKH 6'0
1HYHU SRZHU XS WKH 6,5 V\VWHP ZKHQ WKH 6'0 LV QRW
6WHS

$FWLRQ

 7XUQ WKH LJQLWLRQ VZLWFK WR 21


 2EVHUYH WKH $,5%$* LQGLFDWRU DV WKH LJQLWLRQ LV
EHLQJ WXUQHG 21
'RHV WKH LQGLFDWRU IODVK VHYHQ WLPHV"

ULJLGO\ DWWDFKHG WR WKH YHKLFOH $OO 6'0 PRXQWLQJ


EROWV PXVW EH FDUHIXOO\ WLJKWHQHG DQG WKH 6'0
DUURZ PXVW EH SRLQWLQJ WRZDUG WKH IURQW RI WKH
YHKLFOH WR HQVXUH SURSHU RSHUDWLRQ RI WKH 6,5
V\VWHP 7KH 6'0 FRXOG EH DFWLYDWHG LI LW LV SRZHUHG
ZKHQ LW LV QRW ULJLGO\ DWWDFKHG WR WKH YHKLFOH
UHVXOWLQJ LQ XQH[SHFWHG GHSOR\PHQW DQG SRVVLEOH
LQMXU\

2EVHUYH WKH $,5%$* LQGLFDWRU DIWHU LW IODVKHG VHYHQ


WLPHV
'RHV WKH LQGLFDWRU WXUQ 2))"

 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\


 &RQQHFW WKH VFDQ WRRO WR WKH DVVHPEO\ OLQH
GLDJQRVWLF OLQN $/'/  )ROORZ WKH GLUHFWLRQV JLYHQ
LQ WKH VFDQ WRRO PDQXDO
 7XUQ WKH LJQLWLRQ 21
 5HTXHVW WKH 6,5 '7& GLVSOD\ ZLWK WKH VFDQ WRRO
 5HFRUG DOO '7&V LQGLFDWLQJ HDFK DV HLWKHU D
FXUUHQW RU D KLVWRU\ '7&
$UH RQO\ KLVWRU\ '7&V VKRZQ"

&KHFN WKH UHFRUGHG '7&V


$UH FXUUHQW '7&V   RU VHW"

9DOXH V

&KHFN WKH UHFRUGHG '7&V


$UH WKHUH DQ\ RWKHU FXUUHQW '7&V VKRZQ"


'$(:22 9 %/

2EVHUYH WKH $,5%$* LQGLFDWRU DIWHU WKH LJQLWLRQ KDV


EHHQ WXUQHG 21
'RHV WKH $,5%$* LQGLFDWRU VWD\ RQ"
 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\
 7HPSRUDULO\ GLVFRQQHFW WKH SDVVHQJHU DLUEDJ DQG
WKH \HOORZ FORFN VSULQJ FRQQHFWRU RQ WKH VWHHULQJ
FROXPQ
 &KHFN WKH $,5%$* LQGLFDWRU EXOE DQG FLUFXLW
$UH WKH EXOE DQG WKH EXOE FLUFXLW LQ JRRG FRQGLWLRQ"

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

5HIHU WR WKH
'7& FKDUW IRU
DQ\ '7& WKDW
ZDV VHW DQG
UHIHU WR WKH
'LDJQRVWLF $LGV
IRU WKDW VSHFLILF
'7&

*R WR 6WHS 

*R WR WKH '7&
FKDUW LQGLFDWHG
E\ DQ\ RI WKHVH
WKUHH FRGHV
'LDJQRVH WKH
UHPDLQLQJ
FXUUHQW '7&V
IURP ORZHVW
QXPEHU WR
KLJKHVW

*R WR 6WHS 
5HIHU WR WKH
'7& FKDUW IRU
DQ\ KLVWRU\
'7& WKDW ZDV
VHW DQG UHIHU
WR 'LDJQRVWLF
$LGV IRU WKDW
VSHFLILF '7&

*R WR $,5%$*
:DUQLQJ /DPS
6WD\V RQ ZLWK
,JQLWLRQ 6ZLWFK
21

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5


6,5 'LDJQRVWLF 6\VWHP &KHFN &RQW
G
6WHS

$FWLRQ

9DOXH V

 5HSODFH WKH EXOE RU UHSDLU WKH EXOE FLUFXLW


 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV DQG HQVXUH
WKDW DOO FRPSRQHQWV DUH SURSHUO\ PRXQWHG
,V WKH UHSDLU FRPSOHWH"

 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\


 'LVFRQQHFW WKH SDVVHQJHU DLUEDJ DQG WKH \HOORZ
FORFN VSULQJ FRQQHFWRU RQ WKH VWHHULQJ FROXPQ
 5HSODFH WKH 6'0 7KH DUURZ PXVW EH SRLQWLQJ
WRZDUG WKH IURQW RI WKH YHKLFOH
 5HFRQQHFW DOO 6,5 V\VWHP FRPSRQHQWV DQG
HQVXUH WKDW DOO FRPSRQHQWV DUH SURSHUO\ PRXQWHG
,V WKH UHSDLU FRPSOHWH"

 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\


 &RQQHFW WKH VFDQ WRRO WR WKH DVVHPEO\ OLQH
GLDJQRVWLF OLQN $/'/ FRQQHFWRU )ROORZ WKH
GLUHFWLRQV JLYHQ LQ WKH VFDQ WRRO PDQXDO
 7XUQ WKH LJQLWLRQ WR 21
 5HTXHVW WKH 6,5 '7& GLVSOD\ ZLWK WKH VFDQ WRRO
 5HFRUG DOO KLVWRU\ '7&V
$UH DQ\ 6,5 '7&V GLVSOD\HG"



<HV


*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR '7&
,QWHUQDO 6'0
)DLOXUH

5HIHU WR WKH
'7& FKDUW IRU
DQ\ KLVWRU\
'7& WKDW ZDV
VHW DQG UHIHU
WR 'LDJQRVWLF
$LGV IRU WKDW
VSHFLILF '7&

7XUQ WKH LJQLWLRQ WR 2))


,V '7& VHW"


6(16,1* $1' ',$*1267,&


02'8/( 6'0 ,17(*5,7< &+(&.
7KH IROORZLQJ GLDJQRVWLF FKDUW PXVW EH IROORZHG ZKHQ DOO
FLUFXLWU\ RXWVLGH WKH 6'0 KDV EHHQ IRXQG WR RSHUDWH
SURSHUO\ DV LQGLFDWHG E\ IROORZLQJ WKH DSSURSULDWH
GLDJQRVWLF WURXEOH FRGH '7& FKDUW RU V\PSWRP FKDUW
7KLV FKDUW YHULILHV WKH QHHG IRU 6'0 UHSODFHPHQW
&LUFXLW 'HVFULSWLRQ
:KHQ WKH 6'0 UHFRJQL]HV ,JQLWLRQ YROWDJH JUHDWHU
WKDQ YROWV DW WHUPLQDO RI WKH 6'0 WKH $,5%$*
LQGLFDWRU LV IODVKHG VHYHQ WLPHV WR YHULI\ RSHUDWLRQ $W
WKLV WLPH WKH 6'0 SHUIRUPV WXUQRQ WHVWV IROORZHG E\
UHVLVWDQFH PHDVXUHPHQW WHVWV DQG FRQWLQXRXV
PRQLWRULQJ WHVWV :KHQ D PDOIXQFWLRQ LV GHWHFWHG WKH
6'0 VHWV D FXUUHQW '7& DQG LOOXPLQDWHV WKH $,5%$*
LQGLFDWRU :KHQ WKH PDOIXQFWLRQ LV QR ORQJHU GHWHFWHG
DQGRU WKH LJQLWLRQ VZLWFK LV F\FOHG WKH 6'0 ZLOO FOHDU
FXUUHQW '7&V DQG PRYH WKHP WR D KLVWRU\ ILOH H[FHSW IRU
'7&V     DQG VRPHWLPHV  '7&V  

1R

 DQG ZLOO QRW FOHDU XVLQJ D VFDQ WRRO EHFDXVH WKHVH
FRGHV UHTXLUH UHSODFHPHQW RI WKH 6'0 7KH 6'0 PXVW
EH UHSODFHG RQO\ DIWHU WKH PDOIXQFWLRQ WKDW VHW WKH '7&
KDV EHHQ UHSDLUHG
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV WHVW FRQILUPV D FXUUHQW PDOIXQFWLRQ ,I QR FXUUHQW
PDOIXQFWLRQ LV RFFXUULQJ KLVWRU\ '7& VHW  UHIHU WR
'LDJQRVWLF $LGV IRU WKH DSSURSULDWH '7& 7KH 6'0
VKRXOG QRW EH UHSODFHG IRU D KLVWRU\ '7& H[FHSW ZKHQ
GLUHFWHG
 7KLV WHVW FKHFNV IRU D PDOIXQFWLRQ LQWURGXFHG LQWR WKH
VXSSOHPHQWDO LQIODWDEOH UHVWUDLQW 6,5 V\VWHP GXULQJ
WKH GLDJQRVWLF SURFHVV ,W LV H[WUHPHO\ XQOLNHO\ WKDW D
PDOIXQFWLRQLQJ 6'0 ZRXOG FDXVH D QHZ PDOIXQFWLRQ
WR RFFXU GXULQJ WKH GLDJQRVWLF SURFHVV
 6HH WKH FDXWLRQV EHORZ

'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  


6HQVLQJ DQG 'LDJQRVWLF 0RGXOH 6'0 ,QWHJULW\ &KHFN
&DXWLRQ 7KH 6'0 FDQ PDLQWDLQ VXIILFLHQW YROWDJH WR
GHSOR\ WKH DLUEDJV IRU PLQXWHV DIWHU WKH LJQLWLRQ
LV 2)) DQG WKH IXVH KDV EHHQ UHPRYHG ,I WKH
DLUEDJV DUH QRW GLVFRQQHFWHG VHUYLFH FDQQRW EHJLQ
XQWLO PLQXWHV KDYH SDVVHG DIWHU GLVFRQQHFWLQJ
SRZHU WR WKH 6'0
&DXWLRQ 'XULQJ VHUYLFH SURFHGXUHV EH YHU\ FDUHIXO
ZKHQ KDQGOLQJ WKH 6'0 1HYHU VWULNH RU MDU WKH 6'0
1HYHU SRZHU XS WKH 6,5 V\VWHP ZKHQ WKH 6'0 LV QRW

ULJLGO\ DWWDFKHG WR WKH YHKLFOH $OO 6'0 PRXQWLQJ


EROWV PXVW EH FDUHIXOO\ WLJKWHQHG DQG WKH 6'0
DUURZ PXVW EH SRLQWLQJ WRZDUG WKH IURQW RI WKH
YHKLFOH WR HQVXUH SURSHU RSHUDWLRQ RI WKH 6,5
V\VWHP 7KH 6'0 FRXOG EH DFWLYDWHG LI LW LV SRZHUHG
ZKHQ LW LV QRW ULJLGO\ DWWDFKHG WR WKH YHKLFOH
UHVXOWLQJ LQ XQH[SHFWHG GHSOR\PHQW DQG SRVVLEOH
LQMXU\

6WHS

$FWLRQ

9DOXH V

 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\


 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV DQG HQVXUH
WKDW DOO FRPSRQHQWV DUH SURSHUO\ PRXQWHG
 (QVXUH WKDW WKH LJQLWLRQ VZLWFK KDV EHHQ 2)) IRU
DW OHDVW VHFRQGV
 2EVHUYH WKH $,5%$* LQGLFDWRU DV WKH LJQLWLRQ LV
WXUQHG 21
'RHV WKH LQGLFDWRU ODPS IODVK VHYHQ WLPHV DQG WKHQ
WXUQ RII"

8VLQJ D VFDQ WRRO UHTXHVW WKH '7& GLVSOD\


,V WKH VDPH '7& GLVSOD\HG WKDW ZDV SUHYLRXVO\
RFFXUULQJ ZKHQ WKH 6,5 'LDJQRVWLF 6\VWHP &KHFN
ZDV SUHYLRXVO\ SHUIRUPHG"

 &OHDU WKH 6,5 '7&V


 7XUQ WKH LJQLWLRQ 2)) IRU DW OHDVW VHFRQGV
 2EVHUYH WKH $,5%$* LQGLFDWRU DV WKH LJQLWLRQ LV
WXUQHG 21
'RHV WKH $,5%$* LQGLFDWRU IODVK VHYHQ WLPHV DQG
WKHQ WXUQ RII"

 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\


 'LVFRQQHFW WKH SDVVHQJHU DLUEDJ DQG WKH \HOORZ
FORFN VSULQJ FRQQHFWRU RQ WKH VWHHULQJ FROXPQ
 5HSODFH WKH 6'0 7KH DUURZ PXVW EH SRLQWLQJ
WRZDUG WKH IURQW RI WKH YHKLFOH
 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV DQG HQVXUH
WKDW DOO FRPSRQHQWV DUH SURSHUO\ PRXQWHG
,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

<HV

1R

&OHDU WKH 6,5


V\VWHP '7&V
DQG JR WR
'LDJQRVWLF
6\VWHP &KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR WKH WDEOH
IRU WKH '7&
LQGLFDWHG

6\VWHP 2.

*R WR 6WHS 


*R WR
'LDJQRVWLF
6\VWHP &KHFN

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5

&%

$,5%$* :$51,1* /$03 67$<6 21


:,7+ ,*1,7,21 6:,7&+ 21
&LUFXLW 'HVFULSWLRQ
7KH $,5%$* LQGLFDWRU ZLOO VWD\ RQ LI WKH VHQVLQJ DQG
GLDJQRVWLF PRGXOH 6'0 FRQQHFWRU LV QRW VHFXUHO\
DWWDFKHG WR WKH 6'0 7KHUH LV D VKRUWLQJ EDU LQ WKH 6'0
FRQQHFWRU ZKLFK FRPSOHWHV WKH FLUFXLW EHWZHHQ WKH
LQGLFDWRU ODPS FLUFXLW DQG JURXQG 7KH VKRUWLQJ EDU LV
GLVHQJDJHG ZKHQ WKH FRQQHFWRU LV SURSHUO\ DWWDFKHG
:KHQ WKH LJQLWLRQ VZLWFK LV ILUVW WXUQHG WR 21 ,JQLWLRQ
YROWDJH LV DSSOLHG WR WKH LQVWUXPHQW IXVH IRU WKH

LQGLFDWRU ODPS DQG DOVR WR WKH $,5%$* IXVH IRU WKH 6'0
LQSXW WHUPLQDO  ,I ,JQLWLRQ LV RXWVLGH WKH UDQJH RI
YROWV WKH $,5%$* LQGLFDWRU ZLOO FRPH RQ DQG
VWD\ RQ ZLWK QR '7&V VHW
$ VKRUW WR JURXQG EHWZHHQ WKH 6'0 DQG WKH LQGLFDWRU
ODPS FRXOG DOVR FDXVH WKH $,5%$* LQGLFDWRU WR VWD\ RQ
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 6HH WKH FDXWLRQ EHORZ

'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  


$,5%$* :DUQLQJ /DPS 6WD\V RQ ZLWK ,JQLWLRQ 6ZLWFK 21
&DXWLRQ 7KH 6'0 FDQ PDLQWDLQ VXIILFLHQW YROWDJH WR
GHSOR\ WKH DLUEDJV IRU PLQXWHV DIWHU WKH LJQLWLRQ
LV 2)) DQG WKH IXVH KDV EHHQ UHPRYHG ,I WKH

DLUEDJV DUH QRW GLVFRQQHFWHG VHUYLFH FDQQRW EHJLQ


XQWLO PLQXWHV KDYH SDVVHG DIWHU GLVFRQQHFWLQJ
SRZHU WR WKH 6'0

6WHS

$FWLRQ

9DOXH V

&KHFN WKH 6'0 FRQQHFWRU WR YHULI\ WKDW LW LV SURSHUO\


FRQQHFWHG WR WKH 6'0
,V WKH 6'0 FRQQHFWRU SURSHUO\ FRQQHFWHG"

&RQQHFW WKH 6'0 FRQQHFWRU


,V WKH UHSDLU FRPSOHWH"





<HV

1R

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

7XUQ WKH LJQLWLRQ 2))


'LVFRQQHFW WKH 6'0 FRQQHFWRU
7XUQ WKH LJQLWLRQ 21
&KHFN WKH YROWDJH DW WKH 6'0 FRQQHFWRU
WHUPLQDO 
,V WKH LJQLWLRQ YROWDJH JUHDWHU WKDQ WKH VSHFLILHG
YDOXH"

9

*R WR 6'0
,QWHJULW\ &KHFN

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ 21


 &KHFN WKH YROWDJH VXSSO\ WR WKH $,5%$* IXVH
)
,V WKH YROWDJH ZLWKLQ WKH VSHFLILHG YDOXH"

9

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 






5HSDLU WKH SRZHU VXSSO\ WR WKH $,5%$* IXVH


,V WKH UHSDLU FRPSOHWH"
&KHFN WKH $,5%$* IXVH
,V WKH IXVH LQ JRRG FRQGLWLRQ"
5HSODFH WKH $,5%$* IXVH
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\
 7HPSRUDULO\ GLVFRQQHFW WKH SDVVHQJHU DLUEDJ DQG
WKH \HOORZ FORFN VSULQJ FRQQHFWRU RQ WKH VWHHULQJ
FROXPQ
 &KHFN IRU DQ RSHQ FLUFXLW EHWZHHQ WHUPLQDO  RI
WKH 6'0 DQG WKH $,5%$* IXVH )
,V WKHUH DQ RSHQ FLUFXLW"

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH 6'0 DQG WKH


$,5%$* IXVH )
,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH VKRUW FLUFXLW WR JURXQG EHWZHHQ WKH


$,5%$* LQGLFDWRU ODPS DQG WHUPLQDO  RI WKH 6'0
,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

6\VWHP 2.

6\VWHP 2.

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5

%%

',$*1267,& 7528%/( &2'( '7& 


3$66(1*(5 '(3/2<0(17 /223 5(6,67$1&( +,*+
&LUFXLW 'HVFULSWLRQ
:KHQ WKH LJQLWLRQ VZLWFK LV WXUQHG WR 21 WKH VHQVLQJ
DQG GLDJQRVWLF PRGXOH 6'0 ZLOO SHUIRUP WHVWV WR
GLDJQRVH FULWLFDO PDOIXQFWLRQV ZLWKLQ LWVHOI 8SRQ SDVVLQJ
WKHVH WHVWV ,JQLWLRQ DQG GHSOR\PHQW ORRS YROWDJHV DUH
PHDVXUHG WR HQVXUH WKDW WKH\ DUH ZLWKLQ WKHLU UHVSHFWLYH
QRUPDO YROWDJH UDQJHV 7KH 6'0 WKHQ SURFHHGV ZLWK WKH
UHVLVWDQFH PHDVXUHPHQW WHVW 3DVVHQJHU ORZ WHUPLQDO 
LV JURXQGHG WKURXJK D FXUUHQW VLQN DQG WKH SDVVHQJHU
FXUUHQW VRXUFH LV FRQQHFWHG WR WKH SDVVHQJHU KLJK
WHUPLQDO WR DOORZ D NQRZQ DPRXQW RI FXUUHQW WR IORZ %\
PRQLWRULQJ WKH YROWDJH GLIIHUHQFH EHWZHHQ SDVVHQJHU
KLJK DQG SDVVHQJHU ORZ WKH 6'0 FDOFXODWHV WKH
FRPELQHG UHVLVWDQFH RI WKH SDVVHQJHU LQIODWRU PRGXOH
KDUQHVV ZLULQJ DQG FRQQHFWRU WHUPLQDO FRQWDFWV
'7& :LOO 6HW :KHQ
7KH FRPELQHG UHVLVWDQFH RI WKH SDVVHQJHU GHSOR\PHQW
ORRS LV DERYH D VSHFLILHG YDOXH 7KH WHVW LV UXQ RQFH
HDFK LJQLWLRQ F\FOH GXULQJ WKH UHVLVWDQFH PHDVXUHPHQW
WHVW ZKHQ
- 1R KLJKHU SULRULW\ IDXOWV DUH GHWHFWHG ZKHQ WKH
LJQLWLRQ LV WXUQHG 21
- ,JQLWLRQ YROWDJH LV DERYH D VSHFLILHG YDOXH

$FWLRQ 7DNHQ
7KH 6'0 ZLOO WXUQ RQ WKH $,5%$* LQGLFDWRU DQG VHW
GLDJQRVWLF WURXEOH FRGH '7& 
'7& :LOO &OHDU :KHQ
7KH LJQLWLRQ VZLWFK LV WXUQHG 2)) RU WKH VFDQ WRRO
&/($5 &2'(6 FRPPDQG LV UHFHLYHG
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 6HH WKH ILUVW FDXWLRQ EHORZ
 6HH WKH FDXWLRQV EHORZ
'LDJQRVWLF $LGV
$Q LQWHUPLWWHQW FRQGLWLRQ LV OLNHO\ WR EH FDXVHG E\ D SRRU
FRQQHFWLRQ DW WKH SDVVHQJHU LQIODWRU PRGXOH KDUQHVV
FRQQHFWRU WHUPLQDOV 6'0 WHUPLQDOV  RU  RU SRRU
ZLUHWRWHUPLQDO FRQQHFWLRQV LQ WKDW FLUFXLW 7KH WHVW IRU
WKLV '7& LV UXQ RQO\ ZKLOH WKH $,5%$* LQGLFDWRU LV
SHUIRUPLQJ WKH EXOE WHVW :KHQ D VFDQ WRRO &/($5
&2'(6 FRPPDQG LV LVVXHG DQG WKH PDOIXQFWLRQ LV VWLOO
SUHVHQW WKH '7& ZLOO QRW UHDSSHDU XQWLO WKH QH[W LJQLWLRQ
F\FOH

'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  


'7&  3DVVHQJHU 'HSOR\PHQW /RRS 5HVLVWDQFH +LJK
&DXWLRQ 7KH 6'0 FDQ PDLQWDLQ VXIILFLHQW YROWDJH WR
GHSOR\ WKH DLUEDJV IRU PLQXWHV DIWHU WKH LJQLWLRQ
LV 2)) DQG WKH IXVH KDV EHHQ UHPRYHG ,I WKH
DLUEDJV DUH QRW GLVFRQQHFWHG VHUYLFH FDQQRW EHJLQ
XQWLO PLQXWHV KDYH SDVVHG DIWHU GLVFRQQHFWLQJ
SRZHU WR WKH 6'0
&DXWLRQ 1HYHU PHDVXUH WKH UHVLVWDQFH RI DQ LQIODWRU
PRGXOH ZLWK DQ RKPPHWHU 7KH RKPPHWHU EDWWHU\
FRXOG XQH[SHFWHGO\ GHSOR\ WKH DLUEDJ ZKLFK ZRXOG
FUHDWHG WKH SRVVLELOLW\ RI VHYHUH LQMXU\ DQG ZRXOG
UHTXLUH WKH UHSODFHPHQW RI RWKHUZLVH XVHDEOH
FRPSRQHQWV
6WHS


&DXWLRQ 'XULQJ VHUYLFH SURFHGXUHV EH YHU\ FDUHIXO


ZKHQ KDQGOLQJ WKH 6'0 1HYHU VWULNH RU MDU WKH 6'0
1HYHU SRZHU XS WKH 6,5 V\VWHP ZKHQ WKH 6'0 LV QRW
ULJLGO\ DWWDFKHG WR WKH YHKLFOH $OO 6'0 PRXQWLQJ
EROWV PXVW EH FDUHIXOO\ WLJKWHQHG DQG WKH 6'0
DUURZ PXVW EH SRLQWLQJ WRZDUG WKH IURQW RI WKH
YHKLFOH WR HQVXUH SURSHU RSHUDWLRQ RI WKH 6,5
V\VWHP 7KH 6'0 FRXOG EH DFWLYDWHG LI LW LV SRZHUHG
ZKHQ LW LV QRW ULJLGO\ DWWDFKHG WR WKH YHKLFOH
UHVXOWLQJ LQ XQH[SHFWHG GHSOR\PHQW DQG SRVVLEOH
LQMXU\

$FWLRQ
3HUIRUP WKH 6,5 'LDJQRVWLF 6\VWHP &KHFN
,V WKH 6,5 'LDJQRVWLF 6\VWHP &KHFN FRPSOHWH"
 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\
 'LVFRQQHFW WKH SDVVHQJHU DLUEDJ PRGXOH \HOORZ
WZRZD\ FRQQHFWRU ORFDWHG DW WKH UHDU RI WKH JORYH
ER[
 ,QVSHFW WKH SDVVHQJHU DLUEDJ PRGXOH FRQQHFWRU
IRU GDPDJH RU ORRVH WHUPLQDOV RU ZLUHV
,V D IDXOW\ FRQQHFWRU WHUPLQDO RU ZLUH GHWHFWHG"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

*R WR 6WHS 

*R WR 6WHS 

 5HSODFH WKH IDXOW\ FRQQHFWRU FRPSRQHQW


WHUPLQDO RU ZLUH
 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV
,V WKH UHSDLU FRPSOHWH"

&KHFN WKH 6'0 FRQQHFWRU WHUPLQDOV  DQG  IRU


ORRVH WHUPLQDOV
,V D SUREOHP IRXQG"

 5HSODFH WKH ORRVH WHUPLQDOV RU ZLUHV


 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV
,V WKH UHSDLU FRPSOHWH"

*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

 'LVFRQQHFW WKH SDVVHQJHU DLUEDJ


 8VLQJ DQ RKPPHWHU FKHFN IRU DQ RSHQ FLUFXLW
EHWZHHQ WKH 6'0 WHUPLQDOV  DQG  DQG WKH
SDVVHQJHU DLUEDJ FRQQHFWRU
- 5HIHU WR 'LDJQRVWLF ,OOXVWUDWLRQ  LQ WKLV VHFWLRQ
'RHV WKH RKPPHWHU VKRZ WKH VSHFLILHG YDOXH"

*R WR 6WHS 

*R WR 6WHS 

*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

 5HSODFH WKH RSHQ ZLUHV


 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV
,V WKH UHSDLU FRPSOHWH"

 5HSODFH WKH 6'0 7KH DUURZ PXVW EH SRLQWLQJ


WRZDUG WKH IURQW RI WKH YHKLFOH
 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV DQG HQVXUH
WKDW DOO FRPSRQHQWV DUH SURSHUO\ PRXQWHG
 &RQQHFW WKH VFDQ WRRO
 7XUQ WKH LJQLWLRQ 21
 8VLQJ WKH VFDQ WRRO UHTXHVW WKH '7&V
,V D FXUUHQW '7&  LQGLFDWHG"

'$(:22 9 %/

*R WR 6WHS 

*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5


'7&  3DVVHQJHU 'HSOR\PHQW /RRS 5HVLVWDQFH +LJK &RQW
G
6WHS

$FWLRQ
 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\
 'LVFRQQHFW WKH SDVVHQJHU DLUEDJ HOHFWULFDO
FRQQHFWRU
 5HSODFH WKH SDVVHQJHU DLUEDJ PRGXOH
 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R


*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  

%/$1.

'$(:22 9 %/

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5

%%

',$*1267,& 7528%/( &2'( '7& 


3$66(1*(5 '(3/2<0(17 /223 5(6,67$1&( /2:
&LUFXLW 'HVFULSWLRQ
:KHQ WKH LJQLWLRQ VZLWFK LV WXUQHG WR 21 WKH VHQVLQJ
DQG GLDJQRVWLF PRGXOH 6'0 ZLOO SHUIRUP WHVWV WR
GLDJQRVH FULWLFDO PDOIXQFWLRQV ZLWKLQ LWVHOI 8SRQ SDVVLQJ
WKHVH WHVWV ,JQLWLRQ DQG GHSOR\PHQW ORRS YROWDJHV DUH
PHDVXUHG WR HQVXUH WKDW WKH\ DUH ZLWKLQ WKHLU UHVSHFWLYH
QRUPDO YROWDJH UDQJHV 7KH 6'0 WKHQ SURFHHGV ZLWK WKH
UHVLVWDQFH PHDVXUHPHQW WHVW 3DVVHQJHU ORZ WHUPLQDO
LV JURXQGHG WKURXJK D FXUUHQW VLQN DQG WKH SDVVHQJHU
FXUUHQW VRXUFH LV FRQQHFWHG WR WKH SDVVHQJHU KLJK
WHUPLQDO WR DOORZ D NQRZQ DPRXQW RI FXUUHQW WR IORZ %\
PRQLWRULQJ WKH YROWDJH GLIIHUHQFH EHWZHHQ WKH
SDVVHQJHU KLJK DQG SDVVHQJHU ORZ WHUPLQDOV WKH 6'0
FDOFXODWHV WKH FRPELQHG UHVLVWDQFH RI WKH SDVVHQJHU
LQIODWRU PRGXOH KDUQHVV ZLULQJ DQG FRQQHFWRU WHUPLQDO
FRQWDFWV
'7& :LOO 6HW :KHQ
7KH UHVLVWDQFH RI WKH SDVVHQJHU GHSOR\PHQW ORRS LV
EHORZ D VSHFLILHG YDOXH 7KH WHVW LV UXQ RQFH HDFK
LJQLWLRQ F\FOH GXULQJ WKH UHVLVWDQFH PHDVXUHPHQW WHVW
ZKHQ
- 1R KLJKHU SULRULW\ IDXOWV DUH GHWHFWHG ZKHQ WKH
LJQLWLRQ LV WXUQHG 21
- ,JQLWLRQ YROWDJH LV DERYH D VSHFLILHG YDOXH

'7& :LOO &OHDU :KHQ


7KH LJQLWLRQ VZLWFK LV WXUQHG 2)) RU WKH VFDQ WRRO
&/($5 &2'(6 FRPPDQG LV UHFHLYHG
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 6HH WKH ILUVW FDXWLRQ EHORZ
 6HH WKH ILUVW FDXWLRQ EHORZ
 6HH WKH FDXWLRQV EHORZ
'LDJQRVWLF $LGV
$Q LQWHUPLWWHQW FRQGLWLRQ LV OLNHO\ WR EH FDXVHG E\ D VKRUW
EHWZHHQ WKH SDVVHQJHU KLJK DQG ORZ FLUFXLWV D VKRUW
EHWZHHQ WKH SDVVHQJHU KLJK FLUFXLW DQG WKH GULYHU KLJK
FLUFXLW RU D VKRUW EHWZHHQ WKH SDVVHQJHU KLJK FLUFXLW
DQG WKH GULYHU ORZ FLUFXLW 7KH SUREOHP FRXOG DOVR EH
D PDOIXQFWLRQLQJ VKRUWLQJ EDU LQ WKH SDVVHQJHU DLUEDJ
FRQQHFWRU ZKLFK ZRXOG UHTXLUH UHSODFHPHQW RI WKH
SDVVHQJHU DLUEDJ PRGXOH 7KH WHVW IRU WKLV '7& LV UXQ
RQO\ ZKLOH WKH $,5%$* LQGLFDWRU LV SHUIRUPLQJ WKH
WXUQRQ WHVW :KHQ D VFDQ WRRO &/($5 &2'(6
FRPPDQG LV LVVXHG ZKLOH WKH PDOIXQFWLRQ LV VWLOO SUHVHQW
WKH '7& ZLOO QRW UHDSSHDU XQWLO WKH QH[W LJQLWLRQ F\FOH

$FWLRQ 7DNHQ
7KH 6'0 ZLOO WXUQ 21 WKH $,5%$* LQGLFDWRU DQG VHW D
GLDJQRVWLF WURXEOH FRGH '7& 

'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  


'7&  3DVVHQJHU 'HSOR\PHQW /RRS 5HVLVWDQFH /RZ
&DXWLRQ 7KH 6'0 FDQ PDLQWDLQ VXIILFLHQW YROWDJH WR
GHSOR\ WKH DLUEDJV IRU PLQXWHV DIWHU WKH LJQLWLRQ
LV 2)) DQG WKH IXVH KDV EHHQ UHPRYHG ,I WKH
DLUEDJV DUH QRW GLVFRQQHFWHG VHUYLFH FDQQRW EHJLQ
XQWLO PLQXWHV KDYH SDVVHG DIWHU GLVFRQQHFWLQJ
SRZHU WR WKH 6'0
&DXWLRQ 1HYHU PHDVXUH WKH UHVLVWDQFH RI DQ LQIODWRU
PRGXOH ZLWK DQ RKPPHWHU 7KH RKPPHWHU EDWWHU\
FRXOG XQH[SHFWHGO\ GHSOR\ WKH DLUEDJ ZKLFK ZRXOG
FUHDWHG WKH SRVVLELOLW\ RI VHYHUH LQMXU\ DQG ZRXOG
UHTXLUH WKH UHSODFHPHQW RI RWKHUZLVH XVHDEOH
FRPSRQHQWV
6WHS


&DXWLRQ 'XULQJ VHUYLFH SURFHGXUHV EH YHU\ FDUHIXO


ZKHQ KDQGOLQJ WKH 6'0 1HYHU VWULNH RU MDU WKH 6'0
1HYHU SRZHU XS WKH 6,5 V\VWHP ZKHQ WKH 6'0 LV QRW
ULJLGO\ DWWDFKHG WR WKH YHKLFOH $OO 6'0 PRXQWLQJ
EROWV PXVW EH FDUHIXOO\ WLJKWHQHG DQG WKH 6'0
DUURZ PXVW EH SRLQWLQJ WRZDUG WKH IURQW RI WKH
YHKLFOH WR HQVXUH SURSHU RSHUDWLRQ RI WKH 6,5
V\VWHP 7KH 6'0 FRXOG EH DFWLYDWHG LI LW LV SRZHUHG
ZKHQ LW LV QRW ULJLGO\ DWWDFKHG WR WKH YHKLFOH
UHVXOWLQJ LQ XQH[SHFWHG GHSOR\PHQW DQG SRVVLEOH
LQMXU\

$FWLRQ
3HUIRUP WKH 6,5 'LDJQRVWLF 6\VWHP &KHFN
,V WKH 6,5 'LDJQRVWLF 6\VWHP &KHFN FRPSOHWH"
 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\
 &RQQHFW WKH VFDQ WRRO WR WKH DVVHPEO\ OLQH
GLDJQRVWLF OLQN $/'/ FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
,V '7&  DOVR FXUUHQW"

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\


 'LVFRQQHFW WKH \HOORZ DLUEDJ FRQQHFWRUV DW WKH
VWHHULQJ FROXPQ DQG DW WKH SDVVHQJHU DLUEDJ
 5HSDLU WKH VKRUW EHWZHHQ WKH GULYHU DLUEDJ KLJK
FLUFXLW DQG WKH SDVVHQJHU DLUEDJ KLJK FLUFXLW
 0DNH VXUH DOO 6,5 V\VWHP FRPSRQHQWV DUH
UHFRQQHFWHG DQG DOO FRPSRQHQWV DUH SURSHUO\
PRXQWHG
,V WKH UHSDLU FRPSOHWH"

 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\


 0DNH VXUH WKH SDVVHQJHU DLUEDJ PRGXOH \HOORZ
WZRZD\ FRQQHFWRU LV VHDWHG SURSHUO\
,V WKH \HOORZ WZRZD\ SDVVHQJHU DLUEDJ FRQQHFWRU
VHDWHG SURSHUO\"

 6HDW WKH SDVVHQJHU DLUEDJ \HOORZ WZRZD\


FRQQHFWRU
 0DNH VXUH DOO 6,5 V\VWHP FRPSRQHQWV DUH
UHFRQQHFWHG DQG DOO FRPSRQHQWV DUH SURSHUO\
PRXQWHG
,V WKH UHSDLU FRPSOHWH"

 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\


 7HPSRUDULO\ GLVFRQQHFW WKH SDVVHQJHU DLUEDJ DQG
WKH \HOORZ FORFN VSULQJ FRQQHFWRU RQ WKH VWHHULQJ
FROXPQ
 &KHFN IRU D VKRUW EHWZHHQ WKH SDVVHQJHU KLJK
DQG SDVVHQJHU ORZ FLUFXLWV 6'0 WHUPLQDOV 
DQG  
- 5HIHU WR 'LDJQRVWLF ,OOXVWUDWLRQ  LQ WKLV VHFWLRQ
,V WKHUH D VKRUW EHWZHHQ WKH SDVVHQJHU KLJK DQG ORZ
FLUFXLWV"

'$(:22 9 %/

9DOXH V


*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

*R WR 6WHS 


*R WR 6WHS 


*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

*R WR 6WHS 

*R WR 6WHS 

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5


'7&  3DVVHQJHU 'HSOR\PHQW /RRS 5HVLVWDQFH /RZ &RQW
G
6WHS

$FWLRQ

9DOXH V

 5HSDLU WKH VKRUW EHWZHHQ WKH SDVVHQJHU KLJK


FLUFXLW DQG WKH SDVVHQJHU ORZ FLUFXLW
 0DNH VXUH DOO 6,5 V\VWHP FRPSRQHQWV DUH
UHFRQQHFWHG DQG DOO FRPSRQHQWV DUH SURSHUO\
PRXQWHG
,V WKH UHSDLU FRPSOHWH"

&KHFN IRU D VKRUW EHWZHHQ WKH SDVVHQJHU KLJK DQG


GULYHU ORZ FLUFXLWV
- 5HIHU WR 'LDJQRVWLF ,OOXVWUDWLRQ  LQ WKLV VHFWLRQ
,V WKHUH D VKRUW EHWZHHQ WKH SDVVHQJHU KLJK DQG
GULYHU ORZ FLUFXLWV 6'0 WHUPLQDOV  DQG  "

 5HSDLU WKH VKRUW EHWZHHQ WKH SDVVHQJHU KLJK


FLUFXLW DQG WKH GULYHU ORZ FLUFXLW
 0DNH VXUH DOO 6,5 V\VWHP FRPSRQHQWV DUH
UHFRQQHFWHG DQG DOO FRPSRQHQWV DUH SURSHUO\
PRXQWHG
 &RPPDQG &/($5 &2'(6 ZLWK WKH VFDQ WRRO
,V WKH UHSDLU FRPSOHWH"

 5HSODFH WKH 6'0 7KH DUURZ PXVW EH SRLQWLQJ


WRZDUG WKH IURQW RI WKH YHKLFOH
 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV DQG HQVXUH
WKDW DOO FRPSRQHQWV DUH SURSHUO\ PRXQWHG
 3HUIRUP WKH 6,5 'LDJQRVWLF 6\VWHP &KHFN
,V '7&  VWLOO FXUUHQW"





 'LVFRQQHFW WKH SDVVHQJHU DLUEDJ HOHFWULFDO


FRQQHFWRU
 5HSODFH WKH SDVVHQJHU DLUEDJ PRGXOH
 0DNH VXUH DOO 6,5 V\VWHP FRPSRQHQWV DUH
UHFRQQHFWHG DQG DOO FRPSRQHQWV DUH SURSHUO\
PRXQWHG
 &RPPDQG &/($5 &2'(6 ZLWK WKH VFDQ WRRO
,V WKH UHSDLU FRPSOHWH"

<HV

1R


*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

*R WR 6WHS 

*R WR 6WHS 


*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

*R WR 6WHS 

6\VWHP 2.


*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  

%/$1.

'$(:22 9 %/

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5

%%

',$*1267,& 7528%/( &2'( '7& 


3$66(1*(5 '(3/2<0(17 /223 23(1
&LUFXLW 'HVFULSWLRQ
:KHQ WKH LJQLWLRQ VZLWFK LV WXUQHG WR 21 WKH VHQVLQJ
DQG GLDJQRVWLF PRGXOH 6'0 ZLOO SHUIRUP WHVWV WR
GLDJQRVH FULWLFDO PDOIXQFWLRQV ZLWKLQ LWVHOI $IWHU SDVVLQJ
WKHVH WHVWV ,JQLWLRQ DQG GHSOR\PHQW ORRS YROWDJHV DUH
PHDVXUHG WR HQVXUH WKDW WKH\ DUH ZLWKLQ WKHLU UHVSHFWLYH
QRUPDO YROWDJH UDQJHV 7KH 6'0 WKHQ SURFHHGV ZLWK WKH
UHVLVWDQFH PHDVXUHPHQW WHVW 3DVVHQJHU ORZ WHUPLQDO 
LV JURXQGHG WKURXJK D FXUUHQW VLQN DQG WKH SDVVHQJHU
FXUUHQW VRXUFH LV FRQQHFWHG WR WKH SDVVHQJHU KLJK
WHUPLQDO WR DOORZ D NQRZQ DPRXQW RI FXUUHQW WR IORZ %\
PRQLWRULQJ WKH YROWDJH GLIIHUHQFH EHWZHHQ SDVVHQJHU
KLJK DQG SDVVHQJHU ORZ WKH 6'0 FDOFXODWHV WKH
FRPELQHG UHVLVWDQFH RI WKH SDVVHQJHU LQIODWRU PRGXOH
WKH KDUQHVV ZLULQJ DQG WKH FRQQHFWRU WHUPLQDO FRQWDFWV
'7& :LOO 6HW :KHQ
7KH UHVLVWDQFH RI WKH SDVVHQJHU GHSOR\PHQW ORRS LV
DERYH D VSHFLILHG YDOXH IRU PLOOLVHFRQGV 7KH
UHVLVWDQFH LV PRQLWRUHG GXULQJ WKH GHSOR\PHQW ORRS
FRQWLQXLW\ WHVW DQG GXULQJ FRQWLQXRXV PRQLWRULQJ

$FWLRQ 7DNHQ
7KH 6'0 ZLOO WXUQ RQ WKH $,5%$* LQGLFDWRU DQG VHW D
GLDJQRVWLF WURXEOH FRGH '7& 
'7& :LOO &OHDU :KHQ
7KH UHVLVWDQFH RI WKH SDVVHQJHU GHSOR\PHQW ORRS LV
EHORZ D VSHFLILHG YDOXH IRU PLOOLVHFRQGV GXULQJ
FRQWLQXRXV PRQLWRULQJ
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 6HH WKH ILUVW FDXWLRQ EHORZ
 6HH WKH FDXWLRQV EHORZ
'LDJQRVWLF $LGV
$Q LQWHUPLWWHQW FRQGLWLRQ LV OLNHO\ WR EH FDXVHG E\ D SRRU
FRQQHFWLRQ HLWKHU DW WKH SDVVHQJHU DLUEDJ FRQQHFWRU RU
DW WHUPLQDOV  DQG  RI WKH 6'0 $Q RSHQ ZLUH LQ WKH
SDVVHQJHU GHSOR\PHQW ORRS ZLOO DOVR VHW '7& 

'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  


'7&  3DVVHQJHU 'HSOR\PHQW /RRS 2SHQ
&DXWLRQ 7KH 6'0 FDQ PDLQWDLQ VXIILFLHQW YROWDJH WR
GHSOR\ WKH DLUEDJV IRU PLQXWHV DIWHU WKH LJQLWLRQ
LV 2)) DQG WKH IXVH KDV EHHQ UHPRYHG ,I WKH
DLUEDJV DUH QRW GLVFRQQHFWHG VHUYLFH FDQQRW EHJLQ
XQWLO PLQXWHV KDYH SDVVHG DIWHU GLVFRQQHFWLQJ
SRZHU WR WKH 6'0
&DXWLRQ 1HYHU PHDVXUH WKH UHVLVWDQFH RI DQ LQIODWRU
PRGXOH ZLWK DQ RKPPHWHU 7KH RKPPHWHU EDWWHU\
FRXOG XQH[SHFWHGO\ GHSOR\ WKH DLUEDJ ZKLFK ZRXOG
FUHDWHG WKH SRVVLELOLW\ RI VHYHUH LQMXU\ DQG ZRXOG
UHTXLUH WKH UHSODFHPHQW RI RWKHUZLVH XVHDEOH
FRPSRQHQWV
6WHS


&DXWLRQ 'XULQJ VHUYLFH SURFHGXUHV EH YHU\ FDUHIXO


ZKHQ KDQGOLQJ WKH 6'0 1HYHU VWULNH RU MDU WKH 6'0
1HYHU SRZHU XS WKH 6,5 V\VWHP ZKHQ WKH 6'0 LV QRW
ULJLGO\ DWWDFKHG WR WKH YHKLFOH $OO 6'0 PRXQWLQJ
EROWV PXVW EH FDUHIXOO\ WLJKWHQHG DQG WKH 6'0
DUURZ PXVW EH SRLQWLQJ WRZDUG WKH IURQW RI WKH
YHKLFOH WR HQVXUH SURSHU RSHUDWLRQ RI WKH 6,5
V\VWHP 7KH 6'0 FRXOG EH DFWLYDWHG LI LW LV SRZHUHG
ZKHQ LW LV QRW ULJLGO\ DWWDFKHG WR WKH YHKLFOH
UHVXOWLQJ LQ XQH[SHFWHG GHSOR\PHQW DQG SRVVLEOH
LQMXU\

$FWLRQ
3HUIRUP WKH 6,5 'LDJQRVWLF 6\VWHP &KHFN
,V WKH 6,5 'LDJQRVWLF 6\VWHP &KHFN FRPSOHWH"
 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\
 'LVFRQQHFW WKH SDVVHQJHU DLUEDJ FRQQHFWRU
 ,QVSHFW WKH WHUPLQDOV IRU GDPDJH RU LPSURSHU
FRQQHFWLRQ
 5HSDLU DQ\ GDPDJHG SLQV RU WHUPLQDOV RQ WKH
ZLULQJ KDUQHVV VLGH RI WKH FRQQHFWRU ,I WKH SLJWDLO
RU DLUEDJ VLGH RI WKH FRQQHFWRU LV GDPDJHG WKH
SDVVHQJHU DLUEDJ PXVW EH UHSODFHG
 ,I QR GDPDJH ZDV IRXQG UHFRQQHFW WKH SDVVHQJHU
DLUEDJ \HOORZ WZRZD\ FRQQHFWRU DQG PDNH VXUH LW
LV VHDWHG SURSHUO\
 7XUQ WKH LJQLWLRQ 21
,V '7& VWLOO FXUUHQW"
 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\
 7HPSRUDULO\ GLVFRQQHFW WKH WZR \HOORZ 6,5
FRQQHFWRUV DW WKH SDVVHQJHU DLUEDJ DQG RQ WKH
VWHHULQJ FROXPQ
 &KHFN WHUPLQDOV  DQG  DW WKH 6'0
$UH WKHUH DQ\ ORRVH ZLUHV RU GDPDJHG SLQV RU
WHUPLQDOV"

 5HSDLU DQ\ ORRVH RU GDPDJHG SLQV RU 6'0


WHUPLQDOV
 0DNH VXUH DOO 6,5 V\VWHP FRPSRQHQWV DUH
UHFRQQHFWHG DQG DOO FRPSRQHQWV DUH SURSHUO\
PRXQWHG
,V WKH UHSDLU FRPSOHWH"

&KHFN IRU DQ RSHQ FLUFXLW EHWZHHQ WKH 6'0 DQG WKH


SDVVHQJHU DLUEDJ FRQQHFWRU
- 5HIHU WR 'LDJQRVWLF ,OOXVWUDWLRQ  LQ WKLV VHFWLRQ
,V WKHUH DQ RSHQ FLUFXLW"

'$(:22 9 %/

 5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH 6'0 DQG WKH


SDVVHQJHU LQIODWRU PRGXOH
 0DNH VXUH DOO 6,5 V\VWHP FRPSRQHQWV DUH
UHFRQQHFWHG DQG DOO FRPSRQHQWV DUH SURSHUO\
PRXQWHG
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 


*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN


*R WR 6WHS 


*R WR 6WHS 


*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5


'7&  3DVVHQJHU 'HSOR\PHQW /RRS 2SHQ &RQW
G
6WHS

$FWLRQ

9DOXH V

 5HSODFH WKH 6'0 7KH DUURZ PXVW EH SRLQWLQJ


WRZDUG WKH IURQW RI WKH YHKLFOH
 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV DQG HQVXUH
WKDW DOO FRPSRQHQWV DUH SURSHUO\ PRXQWHG
 3HUIRUP WKH 6,5 'LDJQRVWLF 6\VWHP &KHFN
,V '7&  VWLOO FXUUHQW"

 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\


 'LVFRQQHFW WKH \HOORZ 6,5 FRQQHFWRU DW WKH
SDVVHQJHU DLUEDJ
 5HSODFH WKH SDVVHQJHU DLUEDJ PRGXOH
 0DNH VXUH DOO 6,5 V\VWHP FRPSRQHQWV DUH
UHFRQQHFWHG DQG DOO FRPSRQHQWV DUH SURSHUO\
PRXQWHG
,V WKH UHSDLU FRPSOHWH"

<HV

1R

*R WR 6WHS 

6\VWHP 2.


*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  

%/$1.

'$(:22 9 %/

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5

&%

',$*1267,& 7528%/( &2'( '7& 


3$66(1*(5 '(3/2<0(17 /223 6+257 72 *5281'
&LUFXLW 'HVFULSWLRQ
:KHQ WKH LJQLWLRQ VZLWFK LV WXUQHG WR 21 WKH VHQVLQJ
DQG GLDJQRVWLF PRGXOH 6'0 ZLOO SHUIRUP WHVWV WR
GLDJQRVH FULWLFDO PDOIXQFWLRQV ZLWKLQ LWVHOI 8SRQ SDVVLQJ
WKHVH WHVWV ,JQLWLRQ DQG GHSOR\PHQW ORRS YROWDJHV DUH
PHDVXUHG WR HQVXUH WKDW WKH\ DUH ZLWKLQ WKHLU UHVSHFWLYH
QRUPDO YROWDJH UDQJHV 7KH 6'0 PRQLWRUV WKH YROWDJHV
DW WKH GULYHU ORZ WHUPLQDO WHUPLQDO  DQG WKH SDVVHQJHU
ORZ WHUPLQDO WHUPLQDO  WR GHWHFW VKRUWV WR JURXQG LQ WKH
GHSOR\PHQW ORRSV

'7& :LOO &OHDU :KHQ


7KH PDOIXQFWLRQ LV QR ORQJHU RFFXUULQJ KDV EHHQ
UHSDLUHG DQG WKH 6'0 KDV EHHQ UHSODFHG '7&
FDQQRW EH FOHDUHG ZLWK WKH VFDQ WRRO

'7& :LOO 6HW :KHQ


'LDJQRVWLF WURXEOH FRGH '7& ZLOO EH VHW LI WKH
YROWDJH DW WKH SDVVHQJHU ORZ WHUPLQDO IDOOV EHORZ D
VSHFLILHG YDOXH DQG ,JQLWLRQ LV ZLWKLQ WKH QRUPDO
RSHUDWLQJ YROWDJH UDQJH
7KLV WHVW LV UXQ GXULQJ WXUQRQ WHVWV DQG HYHU\
PLOOLVHFRQGV GXULQJ FRQWLQXRXV PRQLWRULQJ

7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 6HH WKH ILUVW FDXWLRQ EHORZ
 6HH WKH ILUVW FDXWLRQ EHORZ
 6HH WKH WKLUG FDXWLRQ EHORZ

'LDJQRVWLF $LGV
&DUHIXOO\ LQVSHFW WKH ZLUHV LQ WKH SDVVHQJHU ORRS IRU
FXWWLQJ RU FKDILQJ ,I WKH ZLULQJ SLJWDLO RI WKH SDVVHQJHU
DLUEDJ LV GDPDJHG WKH SDVVHQJHU DLUEDJ PXVW EH
UHSODFHG

$FWLRQ 7DNHQ
7KH 6'0 ZLOO WXUQ RQ WKH $,5%$* LQGLFDWRU DQG VHW D
'7& DQG DOVR D '7& 

'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  


'7&  3DVVHQJHU 'HSOR\PHQW /RRS 6KRUW WR *URXQG
&DXWLRQ 7KH 6'0 FDQ PDLQWDLQ VXIILFLHQW YROWDJH WR
GHSOR\ WKH DLUEDJV IRU PLQXWHV DIWHU WKH LJQLWLRQ
LV 2)) DQG WKH IXVH KDV EHHQ UHPRYHG ,I WKH
DLUEDJV DUH QRW GLVFRQQHFWHG VHUYLFH FDQQRW EHJLQ
XQWLO PLQXWHV KDYH SDVVHG DIWHU GLVFRQQHFWLQJ
SRZHU WR WKH 6'0
&DXWLRQ 1HYHU PHDVXUH WKH UHVLVWDQFH RI DQ LQIODWRU
PRGXOH ZLWK DQ RKPPHWHU 7KH RKPPHWHU EDWWHU\
FRXOG XQH[SHFWHGO\ GHSOR\ WKH DLUEDJ ZKLFK ZRXOG
FUHDWHG WKH SRVVLELOLW\ RI VHYHUH LQMXU\ DQG ZRXOG
UHTXLUH WKH UHSODFHPHQW RI RWKHUZLVH XVHDEOH
FRPSRQHQWV

6WHS


'$(:22 9 %/

&DXWLRQ 'XULQJ VHUYLFH SURFHGXUHV EH YHU\ FDUHIXO


ZKHQ KDQGOLQJ WKH 6'0 1HYHU VWULNH RU MDU WKH 6'0
1HYHU SRZHU XS WKH 6,5 V\VWHP ZKHQ WKH 6'0 LV QRW
ULJLGO\ DWWDFKHG WR WKH YHKLFOH $OO 6'0 PRXQWLQJ
EROWV PXVW EH FDUHIXOO\ WLJKWHQHG DQG WKH 6'0
DUURZ PXVW EH SRLQWLQJ WRZDUG WKH IURQW RI WKH
YHKLFOH WR HQVXUH SURSHU RSHUDWLRQ RI WKH 6,5
V\VWHP 7KH 6'0 FRXOG EH DFWLYDWHG LI LW LV SRZHUHG
ZKHQ LW LV QRW ULJLGO\ DWWDFKHG WR WKH YHKLFOH
UHVXOWLQJ LQ XQH[SHFWHG GHSOR\PHQW DQG SRVVLEOH
LQMXU\
,PSRUWDQW $ FDUHIXO LQVSHFWLRQ RI WKH FLUFXLWV DQG
FRPSRQHQWV LQGLFDWHG RQ WKH '7& FKDUW LV HVVHQWLDO
WR HQVXUH WKDW WKH UHSODFHPHQW 6'0 ZLOO QRW EH
GDPDJHG :KHQ '7& KDV EHHQ VHW LW LV QHFHVVDU\ WR
UHSODFH WKH 6'0

$FWLRQ
3HUIRUP WKH 6,5 'LDJQRVWLF 6\VWHP &KHFN
,V WKH 6,5 'LDJQRVWLF 6\VWHP &KHFN FRPSOHWH"
9LVXDOO\ LQVSHFW WKH ZLUHV WR WKH SDVVHQJHU DLUEDJ
LQFOXGLQJ WKH SLJWDLO WR WKH SDVVHQJHU DLUEDJ
,V WKHUH DQ\ HYLGHQFH RI UXEELQJ GDPDJH RU
FKDILQJ"
 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\
 7HPSRUDULO\ GLVFRQQHFW WKH SDVVHQJHU DLUEDJ DQG
WKH \HOORZ FORFN VSULQJ FRQQHFWRU RQ WKH VWHHULQJ
FROXPQ
 5HSODFH DQ\ GDPDJHG ZLULQJ WHUPLQDOV RU
KDUQHVVHV 7KH SDVVHQJHU DLUEDJ ZLOO UHTXLUH
UHSODFHPHQW LI WKH SLJWDLO ZLUH KDUQHVV KDV EHHQ
GDPDJHG
 5HSODFH WKH 6'0 7KH DUURZ PXVW EH SRLQWLQJ WR
WKH IURQW RI WKH YHKLFOH
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH SDVVHQJHU DLUEDJ DQG WKH \HOORZ
FORFN VSULQJ FRQQHFWRU RQ WKH VWHHULQJ FROXPQ
 'LVFRQQHFW WKH 6'0
 8VLQJ D GLJLWDO PXOWLPHWHU PHDVXUH UHVLVWDQFH DW
WKH 6'0 KDUQHVV FRQQHFWRU EHWZHHQ WHUPLQDO 
DQG WHUPLQDO  JURXQG 
- 5HIHU WR 'LDJQRVWLF ,OOXVWUDWLRQ  LQ WKLV VHFWLRQ
,V WKH UHVLVWDQFH HTXDO WR WKH VSHFLILHG YDOXH"
 5HSDLU WKH VKRUW WR JURXQG EHWZHHQ WKH
SDVVHQJHU KLJK FLUFXLW DQG JURXQG
 5HSODFH WKH 6'0 7KH DUURZ PXVW EH SRLQWLQJ WR
WKH IURQW RI WKH YHKLFOH
,V WKH UHSDLU FRPSOHWH"
 'LVFRQQHFW WKH 6'0
 0HDVXUH WKH UHVLVWDQFH DW WKH 6'0 FRQQHFWRU
EHWZHHQ WHUPLQDO  DQG WHUPLQDO  JURXQG 
- 5HIHU WR 'LDJQRVWLF ,OOXVWUDWLRQ  LQ WKLV VHFWLRQ
,V WKH UHVLVWDQFH HTXDO WR WKH VSHFLILHG YDOXH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

*R WR 6WHS 

*R WR 6WHS 



*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5


'7&  3DVVHQJHU 'HSOR\PHQW /RRS 6KRUW WR *URXQG &RQW
G
6WHS

$FWLRQ

9DOXH V

<HV

1R

 5HSDLU WKH VKRUW WR JURXQG EHWZHHQ WKH


SDVVHQJHU ORZ FLUFXLW DQG JURXQG
 5HSODFH WKH 6'0 7KH DUURZ PXVW EH SRLQWLQJ WR
WKH IURQW RI WKH YHKLFOH
,V WKH UHSDLU FRPSOHWH"

*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

 5HSODFH WKH SDVVHQJHU DLUEDJ


 5HSODFH WKH 6'0 7KH DUURZ PXVW EH SRLQWLQJ WR
WKH IURQW RI WKH YHKLFOH
,V WKH UHSDLU FRPSOHWH"

*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  

%/$1.

'$(:22 9 %/

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5

&%

',$*1267,& 7528%/( &2'( '7& 


3$66(1*(5 '(3/2<0(17 /223 6+257 72 92/7$*(
&LUFXLW 'HVFULSWLRQ
:KHQ WKH LJQLWLRQ VZLWFK LV WXUQHG WR 21 WKH VHQVLQJ
DQG GLDJQRVWLF PRGXOH 6'0 ZLOO SHUIRUP WHVWV WR
GLDJQRVH FULWLFDO PDOIXQFWLRQV ZLWKLQ LWVHOI 8SRQ SDVVLQJ
WKHVH WHVWV ,JQLWLRQ DQG GHSOR\PHQW ORRS YROWDJHV DUH
PHDVXUHG WR HQVXUH WKDW WKH\ DUH ZLWKLQ WKHLU UHVSHFWLYH
QRUPDO YROWDJH UDQJHV 7KH 6'0 PRQLWRUV WKH YROWDJHV
DW WKH GULYHU ORZ WHUPLQDO WHUPLQDO  DQG WKH SDVVHQJHU
ORZ WHUPLQDO WHUPLQDO  WR GHWHFW VKRUWV WR YROWDJH LQ WKH
GHSOR\PHQW ORRSV
'7& :LOO 6HW :KHQ
'LDJQRVWLF WURXEOH FRGH ZLOO EH VHW LI WKH YROWDJH DW
WKH SDVVHQJHU ORZ WHUPLQDO ULVHV DERYH D VSHFLILHG YDOXH
ZKLOH WKH GULYHU ORZ WHUPLQDO LV EHORZ WKDW YDOXH DQG
,JQLWLRQ LV ZLWKLQ WKH QRUPDO RSHUDWLQJ YROWDJH UDQJH
7KLV WHVW LV UXQ GXULQJ WXUQRQ WHVWV DQG HYHU\
PLOOLVHFRQGV GXULQJ FRQWLQXRXV PRQLWRULQJ

'7& :LOO &OHDU :KHQ


7KH YROWDJH PHDVXUHG DW WKH SDVVHQJHU ORZ WHUPLQDO LV
EHORZ D VSHFLILHG YDOXH IRU PLOOLVHFRQGV
'LDJQRVWLF $LGV
$Q LQWHUPLWWHQW FRQGLWLRQ LV OLNHO\ WR EH FDXVHG E\ D VKRUW
WR YROWDJH LQ WKH SDVVHQJHU GHSOR\PHQW ORRS &DUHIXOO\
LQVSHFW WKH ZLUHV LQ WKH SDVVHQJHU ORRS IRU FXWWLQJ RU
FKDILQJ ,I WKH ZLULQJ SLJWDLO RI WKH SDVVHQJHU DLUEDJ LV
GDPDJHG WKH SDVVHQJHU DLUEDJ PXVW EH UHSODFHG
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 6HH WKH ILUVW FDXWLRQ EHORZ
 6HH WKH ILUVW FDXWLRQ DQG WKH LPSRUWDQW EHORZ
 6HH WKH FDXWLRQV EHORZ

$FWLRQ 7DNHQ
7KH 6'0 ZLOO WXUQ RQ WKH $,5%$* LQGLFDWRU DQG VHW D
'7& 

'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  


'7&  3DVVHQJHU 'HSOR\PHQW /RRS 6KRUW WR 9ROWDJH
&DXWLRQ 7KH 6'0 FDQ PDLQWDLQ VXIILFLHQW YROWDJH WR
GHSOR\ WKH DLUEDJV IRU PLQXWHV DIWHU WKH LJQLWLRQ
LV 2)) DQG WKH IXVH KDV EHHQ UHPRYHG ,I WKH
DLUEDJV DUH QRW GLVFRQQHFWHG VHUYLFH FDQQRW EHJLQ
XQWLO PLQXWHV KDYH SDVVHG DIWHU GLVFRQQHFWLQJ
SRZHU WR WKH 6'0
&DXWLRQ 1HYHU PHDVXUH WKH UHVLVWDQFH RI DQ LQIODWRU
PRGXOH ZLWK DQ RKPPHWHU 7KH RKPPHWHU EDWWHU\
FRXOG XQH[SHFWHGO\ GHSOR\ WKH DLUEDJ ZKLFK ZRXOG
FUHDWHG WKH SRVVLELOLW\ RI VHYHUH LQMXU\ DQG ZRXOG
UHTXLUH WKH UHSODFHPHQW RI RWKHUZLVH XVHDEOH
FRPSRQHQWV

6WHS

&DXWLRQ 'XULQJ VHUYLFH SURFHGXUHV EH YHU\ FDUHIXO


ZKHQ KDQGOLQJ WKH 6'0 1HYHU VWULNH RU MDU WKH 6'0
1HYHU SRZHU XS WKH 6,5 V\VWHP ZKHQ WKH 6'0 LV QRW
ULJLGO\ DWWDFKHG WR WKH YHKLFOH $OO 6'0 PRXQWLQJ
EROWV PXVW EH FDUHIXOO\ WLJKWHQHG DQG WKH 6'0
DUURZ PXVW EH SRLQWLQJ WRZDUG WKH IURQW RI WKH
YHKLFOH WR HQVXUH SURSHU RSHUDWLRQ RI WKH 6,5
V\VWHP 7KH 6'0 FRXOG EH DFWLYDWHG LI LW LV SRZHUHG
ZKHQ LW LV QRW ULJLGO\ DWWDFKHG WR WKH YHKLFOH
UHVXOWLQJ LQ XQH[SHFWHG GHSOR\PHQW DQG SRVVLEOH
LQMXU\
,PSRUWDQW 5HSODFH DQ\ GDPDJHG 6,5 ZLUHV 'R QRW WU\
WR UHSDLU WKH ZLUHV EHFDXVH D KLJKUHVLVWDQFH
FRQQHFWLRQ FRXOG PDNH WKH DLUEDJV LQRSHUDWLYH DQG VHW
DQRWKHU '7&

$FWLRQ

9DOXH V

3HUIRUP WKH 6,5 'LDJQRVWLF 6\VWHP &KHFN


,V WKH 6,5 'LDJQRVWLF 6\VWHP &KHFN FRPSOHWH"

9LVXDOO\ LQVSHFW WKH ZLUHV WR WKH SDVVHQJHU DLUEDJ


LQFOXGLQJ WKH SLJWDLO WR WKH SDVVHQJHU DLUEDJ
,V WKHUH DQ\ HYLGHQFH RI UXEELQJ GDPDJH RU FKDILQJ"

 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\


 'LVFRQQHFW WKH GULYHU DQG SDVVHQJHU DLUEDJ
PRGXOHV
 5HSODFH DQ\ GDPDJHG ZLULQJ WHUPLQDOV
KDUQHVVHV RU FRPSRQHQWV
 &RQQHFW DOO 6,5 FRPSRQHQWV DQG HQVXUH DOO
FRPSRQHQWV DUH SURSHUO\ PRXQWHG
,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\


 'LVFRQQHFW WKH SDVVHQJHU DLUEDJ DQG WKH \HOORZ
FORFN VSULQJ FRQQHFWRU RQ WKH VWHHULQJ FROXPQ
 'LVFRQQHFW WKH 6'0
 7XUQ WKH LJQLWLRQ 21
 8VLQJ D GLJLWDO PXOWLPHWHU PHDVXUH YROWDJH DW WKH
6'0 KDUQHVV FRQQHFWRU EHWZHHQ WHUPLQDO  DQG
WHUPLQDO  JURXQG 
- 5HIHU WR 'LDJQRVWLF ,OOXVWUDWLRQ  LQ WKLV VHFWLRQ
,V WKH YROWDJH EHORZ WKH VSHFLILHG YDOXH"
 5HSDLU WKH VKRUW EHWZHHQ WKH SDVVHQJHU KLJK
FLUFXLW DQG YROWDJH
 &RQQHFW DOO 6,5 FRPSRQHQWV DQG HQVXUH DOO
FRPSRQHQWV DUH SURSHUO\ PRXQWHG
,V WKH UHSDLU FRPSOHWH"
 'LVFRQQHFW WKH 6'0
 7XUQ WKH LJQLWLRQ 21
 8VH D GLJLWDO PXOWLPHWHU WR PHDVXUH WKH YROWDJH DW
WKH 6'0 FRQQHFWRU EHWZHHQ WHUPLQDO  DQG
WHUPLQDO  JURXQG 
- 5HIHU WR 'LDJQRVWLF ,OOXVWUDWLRQ  LQ WKLV VHFWLRQ
,V WKH YROWDJH DERYH WKH VSHFLILHG YDOXH"

<HV

1R

*R WR 6WHS 

*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

*R WR 6WHS 

*R WR 6WHS 


*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

 9

*R WR 6WHS 

*R WR 6WHS 

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5


'7&  3DVVHQJHU 'HSOR\PHQW /RRS 6KRUW WR 9ROWDJH &RQW
G
6WHS

$FWLRQ

9DOXH V

<HV

1R

5HSDLU WKH VKRUW EHWZHHQ WKH SDVVHQJHU ORZ FLUFXLW


DQG YROWDJH
,V WKH UHSDLU FRPSOHWH"

*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

5HSODFH WKH 6'0


,V WKH UHSDLU FRPSOHWH"

*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  

%/$1.

'$(:22 9 %/

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5

%%

',$*1267,& 7528%/( &2'( '7& 


'5,9(5 '(3/2<0(17 /223 5(6,67$1&( +,*+
&LUFXLW 'HVFULSWLRQ
:KHQ WKH LJQLWLRQ VZLWFK LV WXUQHG WR 21 WKH VHQVLQJ
DQG GLDJQRVWLF PRGXOH 6'0 ZLOO SHUIRUP WHVWV WR
GLDJQRVH FULWLFDO PDOIXQFWLRQV ZLWKLQ LWVHOI 8SRQ SDVVLQJ
WKHVH WHVWV ,JQLWLRQ DQG GHSOR\PHQW ORRS YROWDJHV DUH
PHDVXUHG WR HQVXUH WKDW WKH\ DUH ZLWKLQ WKHLU UHVSHFWLYH
QRUPDO YROWDJH UDQJHV 7KH 6'0 WKHQ SURFHHGV ZLWK WKH
UHVLVWDQFH PHDVXUHPHQW WHVW 'ULYHU ORZ WHUPLQDO  LV
JURXQGHG WKURXJK D FXUUHQW VLQN DQG WKH GULYHU FXUUHQW
VRXUFH LV FRQQHFWHG WR WKH GULYHU KLJK WHUPLQDO  WR DOORZ
D NQRZQ DPRXQW RI FXUUHQW WR IORZ %\ PRQLWRULQJ WKH
YROWDJH GLIIHUHQFH EHWZHHQ GULYHU KLJK DQG GULYHU ORZ
WKH 6'0 FDOFXODWHV WKH FRPELQHG UHVLVWDQFH RI WKH
GULYHU LQIODWRU PRGXOH WKH FORFN VSULQJ WKH KDUQHVV
ZLULQJ DQG WKH FRQQHFWRU WHUPLQDO FRQWDFWV
'7& :LOO 6HW :KHQ
7KH UHVLVWDQFH RI WKH GULYHU GHSOR\PHQW ORRS LV DERYH D
VSHFLILHG YDOXH 7KH WHVW LV UXQ RQFH HDFK LJQLWLRQ F\FOH
GXULQJ WKH UHVLVWDQFH PHDVXUHPHQW WHVW ZKHQ
- 1R KLJKHU SULRULW\ IDXOWV DUH GHWHFWHG ZKHQ WKH
LJQLWLRQ LV WXUQHG 21
- ,JQLWLRQ YROWDJH LV DERYH D VSHFLILHG YDOXH

$FWLRQ 7DNHQ
7KH 6'0 ZLOO WXUQ RQ WKH $,5%$* LQGLFDWRU DQG VHW D
'LDJQRVWLF 7URXEOH &RGH '7& 
'7& :LOO &OHDU :KHQ
7KH LJQLWLRQ VZLWFK LV WXUQHG 2)) RU WKH VFDQ WRRO
&/($5 &2'(6 FRPPDQG LV UHFHLYHG
'LDJQRVWLF $LGV
$Q LQWHUPLWWHQW FRQGLWLRQ LV OLNHO\ WR EH FDXVHG E\ D SRRU
FRQQHFWLRQ IURP WKH GULYHU DLUEDJ WR WKH FORFN VSULQJ
FORFN VSULQJ WR VWHHULQJ FROXPQ FRQQHFWRU RU 6'0
WHUPLQDOV  RU  7KH WHVW IRU WKLV '7& LV UXQ RQO\ ZKLOH
WKH $,5%$* LQGLFDWRU LV SHUIRUPLQJ WKH WXUQRQ WHVW
:KHQ D VFDQ WRRO &/($5 &2'(6 FRPPDQG LV LVVXHG
DQG WKH PDOIXQFWLRQ LV VWLOO SUHVHQW WKH '7& ZLOO QRW
UHDSSHDU XQWLO WKH QH[W LJQLWLRQ F\FOH
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 6HH WKH ILUVW FDXWLRQ EHORZ
 6HH WKH WKLUG FDXWLRQ EHORZ

'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  


'7&  'ULYHU 'HSOR\PHQW /RRS 5HVLVWDQFH +LJK
&DXWLRQ 7KH 6'0 FDQ PDLQWDLQ VXIILFLHQW YROWDJH WR
GHSOR\ WKH DLUEDJV IRU PLQXWHV DIWHU WKH LJQLWLRQ
LV 2)) DQG WKH IXVH KDV EHHQ UHPRYHG ,I WKH
DLUEDJV DUH QRW GLVFRQQHFWHG VHUYLFH FDQQRW EHJLQ
XQWLO PLQXWHV KDYH SDVVHG DIWHU GLVFRQQHFWLQJ
SRZHU WR WKH 6'0
&DXWLRQ 1HYHU PHDVXUH WKH UHVLVWDQFH RI DQ LQIODWRU
PRGXOH ZLWK DQ RKPPHWHU 7KH RKPPHWHU EDWWHU\
FRXOG XQH[SHFWHGO\ GHSOR\ WKH DLUEDJ ZKLFK ZRXOG
FUHDWHG WKH SRVVLELOLW\ RI VHYHUH LQMXU\ DQG ZRXOG
UHTXLUH WKH UHSODFHPHQW RI RWKHUZLVH XVHDEOH
FRPSRQHQWV
6WHS


&DXWLRQ 'XULQJ VHUYLFH SURFHGXUHV EH YHU\ FDUHIXO


ZKHQ KDQGOLQJ WKH 6'0 1HYHU VWULNH RU MDU WKH 6'0
1HYHU SRZHU XS WKH 6,5 V\VWHP ZKHQ WKH 6'0 LV QRW
ULJLGO\ DWWDFKHG WR WKH YHKLFOH $OO 6'0 PRXQWLQJ
EROWV PXVW EH FDUHIXOO\ WLJKWHQHG DQG WKH 6'0
DUURZ PXVW EH SRLQWLQJ WRZDUG WKH IURQW RI WKH
YHKLFOH WR HQVXUH SURSHU RSHUDWLRQ RI WKH 6,5
V\VWHP 7KH 6'0 FRXOG EH DFWLYDWHG LI LW LV SRZHUHG
ZKHQ LW LV QRW ULJLGO\ DWWDFKHG WR WKH YHKLFOH
UHVXOWLQJ LQ XQH[SHFWHG GHSOR\PHQW DQG SRVVLEOH
LQMXU\
,PSRUWDQW %H FDUHIXO QRW WR VSUHDG RU GHIRUP WKH
WHUPLQDOV RI WKH FORFN VSULQJ FRQQHFWRU

$FWLRQ
3HUIRUP WKH 6,5 'LDJQRVWLF 6\VWHP &KHFN
,V WKH 6,5 'LDJQRVWLF 6\VWHP &KHFN FRPSOHWH"
 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\
 'LVFRQQHFW WKH FORFN VSULQJ \HOORZ FRQQHFWRU
ORFDWHG RQ WKH VWHHULQJ FROXPQ
 ,QVSHFW WKH FRQQHFWRU IRU GDPDJH RU ORRVH
WHUPLQDOV RU ZLUHV
,V D IDXOW\ FRPSRQHQW FRQQHFWRU WHUPLQDO RU ZLUH
GHWHFWHG"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

*R WR 6WHS 

*R WR 6WHS 

 5HSODFH WKH IDXOW\ FRQQHFWRU FRPSRQHQW


WHUPLQDO RU ZLUH
 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV
,V WKH UHSDLU FRPSOHWH"

'LVFRQQHFW WKH 6'0 FRQQHFWRU DQG FKHFN WHUPLQDOV


 DQG  IRU ORRVH WHUPLQDOV RU ZLUHV
,V D SUREOHP IRXQG"

'$(:22 9 %/

 5HSODFH WKH ORRVH WHUPLQDOV RU ZLUHV


 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV
 &RPPDQG &/($5 &2'(6 ZLWK WKH VFDQ WRRO
,V WKH UHSDLU FRPSOHWH"
 5HFRQQHFW WKH 6'0 EXW OHDYH WKH \HOORZ FORFN
VSULQJ FRQQHFWRU GLVFRQQHFWHG
 2Q WKH 6'0 VLGH RI WKH FORFN VSULQJ FRQQHFWRU
FRQQHFW D MXPSHU EHWZHHQ WKH WZR WHUPLQDOV
- 5HIHU WR 'LDJQRVWLF ,OOXVWUDWLRQ  LQ WKLV VHFWLRQ
 7XUQ WKH LJQLWLRQ 21
,V '7& VWLOO SUHVHQW"
 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\
 'LVFRQQHFW WKH \HOORZ FORFN VSULQJ FRQQHFWRU RQ
WKH VWHHULQJ FROXPQ
 'LVFRQQHFW WKH 6'0 FRQQHFWRU
 5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH 6'0
WHUPLQDOV  RU  DQG WKH FORFN VSULQJ FRQQHFWRU RQ
WKH VWHHULQJ FROXPQ
,V WKH UHSDLU FRPSOHWH"


*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5


'7&  'ULYHU 'HSOR\PHQW /RRS 5HVLVWDQFH +LJK &RQW
G
6WHS





$FWLRQ
 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\
 &RQQHFW WKH FORFN VSULQJ FRQQHFWRU RQ WKH
VWHHULQJ FROXPQ
 'LVFRQQHFW WKH GULYHU DLUEDJ FRQQHFWRU
 &RQQHFW D MXPSHU EHWZHHQ WKH WZR WHUPLQDOV RI
WKH FORFN VSULQJWRDLUEDJ FRQQHFWRU
- 5HIHU WR 'LDJQRVWLF ,OOXVWUDWLRQ  LQ WKLV VHFWLRQ
 7XUQ WKH LJQLWLRQ 21
,V '7&  VWLOO SUHVHQW"
 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\
 7XUQ WKH VWHHULQJ ZKHHO WR WKH VWUDLJKWDKHDG
SRVLWLRQ
 'LVFRQQHFW WKH \HOORZ FORFN VSULQJ FRQQHFWRU RQ
WKH VWHHULQJ FROXPQ
 5HSODFH WKH FORFN VSULQJ
 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\
 'LVFRQQHFW WKH \HOORZ FORFN VSULQJ FRQQHFWRU RQ
WKH VWHHULQJ FROXPQ
 5HSODFH WKH GULYHU DLUEDJ
 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV
 7XUQ WKH LJQLWLRQ 21
,V '7&  VWLOO SUHVHQW"
 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\
 'LVFRQQHFW WKH WKH \HOORZ FORFN VSULQJ FRQQHFWRU
RQ WKH VWHHULQJ FROXPQ
 5HSODFH WKH 6'0 7KH DUURZ PXVW EH SRLQWLQJ
WRZDUG WKH IURQW RI WKH YHKLFOH
 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV DQG HQVXUH
WKDW DOO FRPSRQHQWV DUH SURSHUO\ PRXQWHG
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 


*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

*R WR 6WHS 

6\VWHP 2.


*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  

%/$1.

'$(:22 9 %/

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5

%%

',$*1267,& 7528%/( &2'( '7& 


'5,9(5 '(3/2<0(17 /223 5(6,67$1&( /2:
&LUFXLW 'HVFULSWLRQ
:KHQ WKH LJQLWLRQ VZLWFK LV WXUQHG WR 21 WKH VHQVLQJ
DQG GLDJQRVWLF PRGXOH 6'0 ZLOO SHUIRUP WHVWV WR
GLDJQRVH FULWLFDO PDOIXQFWLRQV ZLWKLQ LWVHOI 8SRQ SDVVLQJ
WKHVH WHVWV ,JQLWLRQ DQG GHSOR\PHQW ORRS YROWDJHV DUH
PHDVXUHG WR HQVXUH WKDW WKH\ DUH ZLWKLQ WKHLU UHVSHFWLYH
QRUPDO YROWDJH UDQJHV 7KH 6'0 WKHQ SURFHHGV ZLWK WKH
UHVLVWDQFH PHDVXUHPHQW WHVW 'ULYHU ORZ WHUPLQDO  LV
JURXQGHG WKURXJK D FXUUHQW VLQN DQG WKH GULYHU FXUUHQW
VRXUFH LV FRQQHFWHG WR WKH GULYHU KLJK WHUPLQDO  WR DOORZ
D NQRZQ DPRXQW RI FXUUHQW WR IORZ %\ PRQLWRULQJ WKH
YROWDJH GLIIHUHQFH EHWZHHQ GULYHU KLJK DQG GULYHU ORZ
WKH 6'0 FDOFXODWHV WKH FRPELQHG UHVLVWDQFH RI WKH
GULYHU LQIODWRU PRGXOH WKH FORFN VSULQJ WKH KDUQHVV
ZLULQJ DQG WKH FRQQHFWRU WHUPLQDO FRQWDFWV
'7& :LOO 6HW :KHQ
7KH UHVLVWDQFH RI WKH GULYHU GHSOR\PHQW ORRS LV EHORZ D
VSHFLILHG YDOXH 7KH WHVW LV UXQ RQFH HDFK LJQLWLRQ F\FOH
GXULQJ WKH UHVLVWDQFH PHDVXUHPHQW WHVW ZKHQ
- 1R KLJKHU SULRULW\ IDXOWV DUH GHWHFWHG ZKHQ WKH
LJQLWLRQ LV WXUQHG 21
- ,JQLWLRQ YROWDJH LV EHORZ D VSHFLILHG YDOXH

$FWLRQ 7DNHQ
7KH 6'0 ZLOO WXUQ RQ WKH $,5%$* LQGLFDWRU DQG VHW D
GLDJQRVWLF WURXEOH FRGH '7& 
'7& :LOO &OHDU :KHQ
7KH LJQLWLRQ VZLWFK LV WXUQHG 2)) RU WKH VFDQ WRRO
&/($5 &2'(6 FRPPDQG LV UHFHLYHG
'LDJQRVWLF $LGV
$Q LQWHUPLWWHQW FRQGLWLRQ LV OLNHO\ WR EH FDXVHG E\ D VKRUW
EHWZHHQ GULYHU KLJK DQG GULYHU ORZ RU EHWZHHQ GULYHU
KLJK DQG SDVVHQJHU ORZ 7KLV FRQGLWLRQ FRXOG DOVR EH
FDXVHG E\ D IDXOW\ FORFN VSULQJ RU D IDXOW\ VKRUWLQJ EDU LQ
WKH FORFN VSULQJ VWHHULQJ FROXPQ FRQQHFWRU 7KH WHVW IRU
WKLV '7& LV UXQ RQO\ ZKLOH WKH $,5%$* LQGLFDWRU LV
SHUIRUPLQJ WKH WXUQRQ WHVW :KHQ D VFDQ WRRO &/($5
&2'(6 FRPPDQG LV LVVXHG DQG WKH PDOIXQFWLRQ LV VWLOO
SUHVHQW WKH '7& ZLOO QRW UHDSSHDU XQWLO WKH QH[W LJQLWLRQ
F\FOH
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 6HH WKH ILUVW FDXWLRQ EHORZ
 6HH WKH WKLUG FDXWLRQ EHORZ

'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  


'7&  'ULYHU 'HSOR\PHQW /RRS 5HVLVWDQFH /RZ
&DXWLRQ 7KH 6'0 FDQ PDLQWDLQ VXIILFLHQW YROWDJH WR
GHSOR\ WKH DLUEDJV IRU PLQXWHV DIWHU WKH LJQLWLRQ
LV 2)) DQG WKH IXVH KDV EHHQ UHPRYHG ,I WKH
DLUEDJV DUH QRW GLVFRQQHFWHG VHUYLFH FDQQRW EHJLQ
XQWLO PLQXWHV KDYH SDVVHG DIWHU GLVFRQQHFWLQJ
SRZHU WR WKH 6'0
&DXWLRQ 1HYHU PHDVXUH WKH UHVLVWDQFH RI DQ LQIODWRU
PRGXOH ZLWK DQ RKPPHWHU 7KH RKPPHWHU EDWWHU\
FRXOG XQH[SHFWHGO\ GHSOR\ WKH DLUEDJ ZKLFK ZRXOG
FUHDWHG WKH SRVVLELOLW\ RI VHYHUH LQMXU\ DQG ZRXOG
UHTXLUH WKH UHSODFHPHQW RI RWKHUZLVH XVHDEOH
FRPSRQHQWV
6WHS



&DXWLRQ 'XULQJ VHUYLFH SURFHGXUHV EH YHU\ FDUHIXO


ZKHQ KDQGOLQJ WKH 6'0 1HYHU VWULNH RU MDU WKH 6'0
1HYHU SRZHU XS WKH 6,5 V\VWHP ZKHQ WKH 6'0 LV QRW
ULJLGO\ DWWDFKHG WR WKH YHKLFOH $OO 6'0 PRXQWLQJ
EROWV PXVW EH FDUHIXOO\ WLJKWHQHG DQG WKH 6'0
DUURZ PXVW EH SRLQWLQJ WRZDUG WKH IURQW RI WKH
YHKLFOH WR HQVXUH SURSHU RSHUDWLRQ RI WKH 6,5
V\VWHP 7KH 6'0 FRXOG EH DFWLYDWHG LI LW LV SRZHUHG
ZKHQ LW LV QRW ULJLGO\ DWWDFKHG WR WKH YHKLFOH
UHVXOWLQJ LQ XQH[SHFWHG GHSOR\PHQW DQG SRVVLEOH
LQMXU\

$FWLRQ
3HUIRUP WKH 6,5 'LDJQRVWLF 6\VWHP &KHFN
,V WKH 6,5 'LDJQRVWLF 6\VWHP &KHFN FRPSOHWH"
&KHFN IRU DGGLWLRQDO FXUUHQW '7&V
,V '7&  DOVR FXUUHQW"
 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\
 'LVFRQQHFW WKH SDVVHQJHU DLUEDJ DQG WKH \HOORZ
FORFN VSULQJ FRQQHFWRU RQ WKH VWHHULQJ FROXPQ
 5HSDLU WKH VKRUW IURP GULYHU KLJK WR SDVVHQJHU KLJK
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

*R WR 6WHS 

*R WR 6WHS 

 'LVFRQQHFW WKH FORFN VSULQJ \HOORZ WZRZD\


FRQQHFWRU ORFDWHG RQ WKH VWHHULQJ FROXPQ
 ,QVSHFW WKH FRQQHFWRU IRU GDPDJH
,V D IDXOW\ FRPSRQHQW FRQQHFWRU WHUPLQDO RU ZLUH
GHWHFWHG"

 5HSODFH WKH IDXOW\ FRQQHFWRU FRPSRQHQW


WHUPLQDO RU ZLUH
 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV
,V WKH UHSDLU FRPSOHWH"

9LVXDOO\ FKHFN WKH 6'0 FRQQHFWRU WHUPLQDOV  DQG 


IRU VKRUWHG WHUPLQDOV RU ZLUHV
,V D SUREOHP IRXQG"

 5HSODFH WKH VKRUWHG WHUPLQDOV RU ZLUHV


 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV
,V WKH UHSDLU FRPSOHWH"

*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

:LWK WKH 6'0 GLVFRQQHFWHG XVH DQ RKPPHWHU WR


FKHFN WKH 6'0 KDUQHVV FRQQHFWRU IRU D VKRUW
EHWZHHQ WHUPLQDO  GULYHU KLJK DQG WHUPLQDO 
SDVVHQJHU ORZ 
- 5HIHU WR 'LDJQRVWLF ,OOXVWUDWLRQ  LQ WKLV VHFWLRQ
,V WKHUH D VKRUW EHWZHHQ GULYHU KLJK DQG SDVVHQJHU
ORZ"

:

*R WR 6WHS 

*R WR 6WHS 

*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

'$(:22 9 %/

 5HSDLU WKH VKRUW FLUFXLW


 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV
,V WKH UHSDLU FRPSOHWH"

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5


'7&  'ULYHU 'HSOR\PHQW /RRS 5HVLVWDQFH /RZ &RQW
G
6WHS

$FWLRQ

9DOXH V

<HV

1R



 5HPRYH WKH GULYHU DLUEDJ


 5HFRQQHFW WKH \HOORZ FORFN VSULQJ FRQQHFWRU RQ
WKH VWHHULQJ FROXPQ
 $W WKH 6'0 FRQQHFWRU XVH DQ RKPPHWHU WR
FKHFN IRU D VKRUW EHWZHHQ WKH GULYHU KLJK
WHUPLQDO  DQG GULYHU ORZ WHUPLQDO  
- 5HIHU WR 'LDJQRVWLF ,OOXVWUDWLRQ  LQ WKLV VHFWLRQ
,V WKHUH D VKRUW FLUFXLW EHWZHHQ WKH GULYHU KLJK DQG
GULYHU ORZ FLUFXLWV"

:

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 





 5HSODFH WKH GULYHU DLUEDJ


 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV
 3HUIRUP WKH 'LDJQRVWLF 6\VWHP &KHFN
,V '7&  VWLOO FXUUHQW"
 'LVFRQQHFW WKH \HOORZ FORFN VSULQJ FRQQHFWRU RQ
WKH VWHHULQJ FROXPQ
 $W WKH 6'0 FRQQHFWRU XVH DQ RKPPHWHU WR
FKHFN IRU D VKRUW EHWZHHQ WKH GULYHU KLJK
WHUPLQDO  DQG GULYHU ORZ WHUPLQDO  
- 5HIHU WR 'LDJQRVWLF ,OOXVWUDWLRQ  LQ WKLV VHFWLRQ
,V WKHUH D VKRUW FLUFXLW EHWZHHQ WKH GULYHU KLJK DQG
GULYHU ORZ FLUFXLWV"

:

 7XUQ WKH VWHHULQJ ZKHHO WR WKH VWUDLJKW DKHDG


SRVLWLRQ
 'LVFRQQHFW WKH SDVVHQJHU DLUEDJ DQG WKH \HOORZ
FORFN VSULQJ FRQQHFWRU RQ WKH VWHHULQJ FROXPQ
 5HSODFH WKH FORFN VSULQJ
 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV
,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH VKRUWHG GULYHU KLJK DQG GULYHU ORZ ZLUHV


EHWZHHQ WKH 6'0 DQG WKH FORFN VSULQJ
,V WKH UHSDLU FRPSOHWH"



 5HSODFH WKH 6'0 7KH DUURZ PXVW EH SRLQWLQJ


WRZDUG WKH IURQW RI WKH YHKLFOH
 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV DQG HQVXUH
WKDW DOO FRPSRQHQWV DUH SURSHUO\ PRXQWHG
,V WKH UHSDLU FRPSOHWH"




*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN
*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  

%/$1.

'$(:22 9 %/

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5

&%

',$*1267,& 7528%/( &2'( '7& 


'5,9(5 '(3/2<0(17 /223 6+257 72 *5281'
&LUFXLW 'HVFULSWLRQ
:KHQ WKH LJQLWLRQ VZLWFK LV WXUQHG WR 21 WKH VHQVLQJ
DQG GLDJQRVWLF PRGXOH 6'0 ZLOO SHUIRUP WHVWV WR
GLDJQRVH FULWLFDO PDOIXQFWLRQV ZLWKLQ LWVHOI 8SRQ SDVVLQJ
WKHVH WHVWV ,JQLWLRQ DQG GHSOR\PHQW ORRS YROWDJHV DUH
PHDVXUHG WR HQVXUH WKDW WKH\ DUH ZLWKLQ WKHLU UHVSHFWLYH
QRUPDO YROWDJH UDQJHV 7KH 6'0 PRQLWRUV WKH YROWDJHV
DW WKH GULYHU ORZ WHUPLQDO  DQG SDVVHQJHU ORZ
WHUPLQDO  WR GHWHFW VKRUWV WR JURXQG LQ WKH GHSOR\PHQW
ORRSV
'7& :LOO 6HW :KHQ
'7& ZLOO EH VHW LI WKH YROWDJH DW GULYHU ORZ IDOOV EHORZ
D VSHFLILHG YDOXH DQG ,JQLWLRQ LV ZLWKLQ WKH QRUPDO
RSHUDWLQJ YROWDJH UDQJH
7KLV WHVW LV UXQ GXULQJ WXUQRQ WHVWV DQG HYHU\
PLOOLVHFRQGV GXULQJ FRQWLQXRXV PRQLWRULQJ

$FWLRQ 7DNHQ
7KH 6'0 ZLOO WXUQ RQ WKH $,5%$* LQGLFDWRU DQG VHW D
GLDJQRVWLF WURXEOH FRGH  '7& ZLOO DOVR VHW
'7& :LOO &OHDU :KHQ
7KH PDOIXQFWLRQ LV QR ORQJHU RFFXUULQJ KDV EHHQ
UHSDLUHG DQG WKH 6'0 KDV EHHQ UHSODFHG '7&
FDQQRW EH FOHDUHG ZLWK WKH VFDQ WRRO
'LDJQRVWLF $LGV
&DUHIXOO\ LQVSHFW WKH ZLUHV LQ WKH GULYHU ORRS IRU FXWWLQJ RU
FKDILQJ
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 6HH WKH ILUVW FDXWLRQ EHORZ
 6HH WKH WKLUG FDXWLRQ EHORZ

'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  


'7&  'ULYHU 'HSOR\PHQW /RRS 6KRUW WR *URXQG
&DXWLRQ 7KH 6'0 FDQ PDLQWDLQ VXIILFLHQW YROWDJH WR
GHSOR\ WKH DLUEDJV IRU PLQXWHV DIWHU WKH LJQLWLRQ
LV 2)) DQG WKH IXVH KDV EHHQ UHPRYHG ,I WKH
DLUEDJV DUH QRW GLVFRQQHFWHG VHUYLFH FDQQRW EHJLQ
XQWLO PLQXWHV KDYH SDVVHG DIWHU GLVFRQQHFWLQJ
SRZHU WR WKH 6'0
&DXWLRQ 1HYHU PHDVXUH WKH UHVLVWDQFH RI DQ LQIODWRU
PRGXOH ZLWK DQ RKPPHWHU 7KH RKPPHWHU EDWWHU\
FRXOG XQH[SHFWHGO\ GHSOR\ WKH DLUEDJ ZKLFK ZRXOG
FUHDWHG WKH SRVVLELOLW\ RI VHYHUH LQMXU\ DQG ZRXOG
UHTXLUH WKH UHSODFHPHQW RI RWKHUZLVH XVHDEOH
FRPSRQHQWV
&DXWLRQ 'XULQJ VHUYLFH SURFHGXUHV EH YHU\ FDUHIXO
ZKHQ KDQGOLQJ WKH 6'0 1HYHU VWULNH RU MDU WKH 6'0
6WHS


1HYHU SRZHU XS WKH 6,5 V\VWHP ZKHQ WKH 6'0 LV QRW


ULJLGO\ DWWDFKHG WR WKH YHKLFOH $OO 6'0 PRXQWLQJ
EROWV PXVW EH FDUHIXOO\ WLJKWHQHG DQG WKH 6'0
DUURZ PXVW EH SRLQWLQJ WRZDUG WKH IURQW RI WKH
YHKLFOH WR HQVXUH SURSHU RSHUDWLRQ RI WKH 6,5
6\VWHP 7KH 6'0 FRXOG EH DFWLYDWHG LI LW LV SRZHUHG
ZKHQ LW LV QRW ULJLGO\ DWWDFKHG WR WKH YHKLFOH
UHVXOWLQJ LQ XQH[SHFWHG GHSOR\PHQW DQG SRVVLEOH
LQMXU\
,PSRUWDQW $ FDUHIXO LQVSHFWLRQ RI WKH FLUFXLWV DQG
FRPSRQHQWV LQGLFDWHG RQ WKH '7& FKDUW LV HVVHQWLDO
WR HQVXUH WKDW WKH UHSODFHPHQW 6'0 ZLOO QRW EH
GDPDJHG :KHQ '7& KDV EHHQ VHW LW LV QHFHVVDU\ WR
UHSODFH WKH 6'0

$FWLRQ
3HUIRUP WKH 6,5 'LDJQRVWLF 6\VWHP &KHFN
,V WKH 6,5 'LDJQRVWLF 6\VWHP &KHFN FRPSOHWH"
 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\
 'LVFRQQHFW WKH GULYHU DQG SDVVHQJHU DLUEDJV RU
ZDLW  PLQXWHV EHIRUH SURFHHGLQJ
 9LVXDOO\ LQVSHFW WKH GULYHU DLUEDJ FLUFXLW DQG
FRQQHFWRUV HVSHFLDOO\ DW WKH 6'0
,V WKHUH DQ\ HYLGHQFH RI UXEELQJ GDPDJH RU
FKDILQJ"

 5HSDLU WKH GDPDJHG ZLUHV RU FRQQHFWRUV


 5HSODFH WKH 6'0 7KH DUURZ PXVW EH SRLQWLQJ
WRZDUG WKH IURQW RI WKH YHKLFOH
 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV
,V WKH UHSDLU FRPSOHWH"

 'LVFRQQHFW WKH \HOORZ FORFN VSULQJ FRQQHFWRU RQ


WKH VWHHULQJ FROXPQ LI LW ZDV QRW SUHYLRXVO\
GLVFRQQHFWHG
 $W WKH 6'0 FRQQHFWRU XVH DQ RKPPHWHU WR
FKHFN IRU D VKRUW EHWZHHQ WKH GULYHU KLJK
WHUPLQDO  DQG WHUPLQDO  JURXQG 
- 5HIHU WR 'LDJQRVWLF ,OOXVWUDWLRQ  LQ WKLV VHFWLRQ
,V WKH UHVLVWDQFH HTXDO WR WKH VSHFLILHG YDOXH"

'$(:22 9 %/

 5HSDLU WKH VKRUW WR JURXQG LQ WKH GULYHU KLJK


FLUFXLW EHWZHHQ WKH FORFN VSULQJ FRQQHFWRU DQG
WKH 6'0
 5HSODFH WKH 6'0 7KH DUURZ PXVW EH SRLQWLQJ
WRZDUG WKH IURQW RI WKH YHKLFOH
 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV
,V WKH UHSDLU FRPSOHWH"
0HDVXUH WKH UHVLVWDQFH DW WKH 6'0 FRQQHFWRU
EHWZHHQ WHUPLQDO  DQG WHUPLQDO  JURXQG 
- 5HIHU WR 'LDJQRVWLF ,OOXVWUDWLRQ  LQ WKLV VHFWLRQ
,V WKH UHVLVWDQFH HTXDO WR WKH VSHFLILHG YDOXH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

*R WR 6WHS 

*R WR 6WHS 


*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

*R WR 6WHS 

*R WR 6WHS 

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5


'7&  'ULYHU 'HSOR\PHQW /RRS 6KRUW WR *URXQG &RQW
G
6WHS

$FWLRQ

9DOXH V

 5HSDLU WKH VKRUW WR JURXQG LQ WKH GULYHU ORZ FLUFXLW


EHWZHHQ WKH 6'0 DQG WKH FORFN VSULQJ FRQQHFWRU
 5HSODFH WKH 6'0 7KH DUURZ PXVW EH SRLQWLQJ
WRZDUG WKH IURQW RI WKH YHKLFOH
 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV
,V WKH UHSDLU FRPSOHWH"

 7HPSRUDULO\ UHPRYH WKH GULYHU DLUEDJ


 5HFRQQHFW WKH \HOORZ FORFN VSULQJ FRQQHFWRU RQ
WKH VWHHULQJ FROXPQ
 $W WKH 6'0 FRQQHFWRU XVH DQ RKPPHWHU WR
FKHFN IRU D VKRUW EHWZHHQ WKH GULYHU KLJK
WHUPLQDO  DQG WHUPLQDO  JURXQG 
- 5HIHU WR 'LDJQRVWLF ,OOXVWUDWLRQ  LQ WKLV VHFWLRQ
,V WKH UHVLVWDQFH HTXDO WR WKH VSHFLILHG YDOXH"

 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\


 7XUQ WKH VWHHULQJ ZKHHO WR WKH VWUDLJKWDKHDG
SRVLWLRQ
 'LVFRQQHFW WKH \HOORZ FORFN VSULQJ FRQQHFWRU RQ
WKH VWHHULQJ FROXPQ
 5HSODFH WKH FORFN VSULQJ
 5HSODFH WKH 6'0 7KH DUURZ PXVW EH SRLQWLQJ
WRZDUG WKH IURQW RI WKH YHKLFOH
 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV
,V WKH UHSDLU FRPSOHWH"



0HDVXUH WKH UHVLVWDQFH DW WKH 6'0 FRQQHFWRU


EHWZHHQ WHUPLQDO  DQG WHUPLQDO  JURXQG 
- 5HIHU WR 'LDJQRVWLF ,OOXVWUDWLRQ  LQ WKLV VHFWLRQ
,V WKH UHVLVWDQFH HTXDO WR WKH VSHFLILHG YDOXH"



 'LVFRQQHFW WKH \HOORZ FORFN VSULQJ FRQQHFWRU RQ


WKH VWHHULQJ FROXPQ
 5HSODFH WKH GULYHU DLUEDJ
 5HSODFH WKH 6'0 7KH DUURZ PXVW EH SRLQWLQJ
WRZDUG WKH IURQW RI WKH YHKLFOH
 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV
,V WKH UHSDLU FRPSOHWH"

<HV

*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

*R WR 6WHS 

1R

*R WR 6WHS 

*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

*R WR 6WHS 

*R WR 6WHS 


*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  

%/$1.

'$(:22 9 %/

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5

&%

',$*1267,& 7528%/( &2'( '7& 


'5,9(5 '(3/2<0(17 /223 6+257 72 92/7$*(
&LUFXLW 'HVFULSWLRQ
:KHQ WKH LJQLWLRQ VZLWFK LV WXUQHG WR 21 WKH VHQVLQJ
DQG GLDJQRVWLF PRGXOH ZLOO SHUIRUP WHVWV WR GLDJQRVH
FULWLFDO PDOIXQFWLRQV ZLWKLQ LWVHOI 8SRQ SDVVLQJ WKHVH
WHVWV ,JQLWLRQ DQG GHSOR\PHQW ORRS YROWDJHV DUH
PHDVXUHG WR HQVXUH WKDW WKH\ DUH ZLWKLQ WKHLU UHVSHFWLYH
QRUPDO YROWDJH UDQJHV 7KH 6'0 PRQLWRUV WKH YROWDJHV
DW WKH GULYHU ORZ WHUPLQDO  DQG SDVVHQJHU ORZ
WHUPLQDO  WR GHWHFW VKRUWV WR YROWDJH LQ WKH GHSOR\PHQW
ORRSV
'7& :LOO 6HW :KHQ
'7& ZLOO EH VHW LI WKH GULYHU ORZ LV DERYH YROWV
IRU PLOOLVHFRQGV ZKLOH WKH SDVVHQJHU ORZ LV EHORZ
YROWV DQG ,JQLWLRQ LV ZLWKLQ WKH QRUPDO RSHUDWLQJ
YROWDJH UDQJH 7KLV WHVW LV UXQ GXULQJ WXUQRQ WHVWV DQG
HYHU\ PLOOLVHFRQGV GXULQJ FRQWLQXRXV PRQLWRULQJ

$FWLRQ 7DNHQ
7KH 6'0 ZLOO WXUQ RQ WKH $,5%$* LQGLFDWRU DQG VHW D
GLDJQRVWLF WURXEOH FRGH '7& 
'7& :LOO &OHDU :KHQ
7KH YROWDJH PHDVXUHG DW GULYHU ORZ LV EHORZ YROWV IRU
PLOOLVHFRQGV RU WKH LJQLWLRQ LV WXUQHG 2))
'LDJQRVWLF $LGV
&DUHIXOO\ LQVSHFW WKH ZLUHV LQ WKH GULYHU ORRS IRU FXWWLQJ RU
FKDILQJ
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 6HH WKH ILUVW FDXWLRQ EHORZ
 6HH WKH WKLUG FDXWLRQ EHORZ

'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  


'7&  'ULYHU 'HSOR\PHQW /RRS 6KRUW WR 9ROWDJH
&DXWLRQ 7KH 6'0 FDQ PDLQWDLQ VXIILFLHQW YROWDJH WR
GHSOR\ WKH DLUEDJV IRU PLQXWHV DIWHU WKH LJQLWLRQ
LV 2)) DQG WKH IXVH KDV EHHQ UHPRYHG ,I WKH
DLUEDJV DUH QRW GLVFRQQHFWHG VHUYLFH FDQQRW EHJLQ
XQWLO PLQXWHV KDYH SDVVHG DIWHU GLVFRQQHFWLQJ
SRZHU WR WKH 6'0
&DXWLRQ 1HYHU PHDVXUH WKH UHVLVWDQFH RI DQ LQIODWRU
PRGXOH ZLWK DQ RKPPHWHU 7KH RKPPHWHU EDWWHU\
FRXOG XQH[SHFWHGO\ GHSOR\ WKH DLUEDJ ZKLFK ZRXOG
FUHDWHG WKH SRVVLELOLW\ RI VHYHUH LQMXU\ DQG ZRXOG
UHTXLUH WKH UHSODFHPHQW RI RWKHUZLVH XVHDEOH
FRPSRQHQWV
6WHS


&DXWLRQ 'XULQJ VHUYLFH SURFHGXUHV EH YHU\ FDUHIXO


ZKHQ KDQGOLQJ WKH 6'0 1HYHU VWULNH RU MDU WKH 6'0
1HYHU SRZHU XS WKH 6,5 V\VWHP ZKHQ WKH 6'0 LV QRW
ULJLGO\ DWWDFKHG WR WKH YHKLFOH $OO 6'0 PRXQWLQJ
EROWV PXVW EH FDUHIXOO\ WLJKWHQHG DQG WKH 6'0
DUURZ PXVW EH SRLQWLQJ WRZDUG WKH IURQW RI WKH
YHKLFOH WR HQVXUH SURSHU RSHUDWLRQ RI WKH 6,5
V\VWHP 7KH 6'0 FRXOG EH DFWLYDWHG LI LW LV SRZHUHG
ZKHQ LW LV QRW ULJLGO\ DWWDFKHG WR WKH YHKLFOH
UHVXOWLQJ LQ XQH[SHFWHG GHSOR\PHQW DQG SRVVLEOH
LQMXU\

$FWLRQ
3HUIRUP WKH 6,5 'LDJQRVWLF 6\VWHP &KHFN
,V WKH 6,5 'LDJQRVWLF 6\VWHP &KHFN FRPSOHWH"
 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\
 'LVFRQQHFW WKH GULYHU DQG SDVVHQJHU DLUEDJV RU
ZDLW  PLQXWHV EHIRUH SURFHHGLQJ
 9LVXDOO\ LQVSHFW WKH GULYHU DLUEDJ FLUFXLW DQG
FRQQHFWRUV HVSHFLDOO\ DW WKH 6'0
,V WKHUH DQ\ HYLGHQFH RI UXEELQJ GDPDJH RU
FKDILQJ"

 5HSDLU WKH GDPDJHG ZLUHV RU FRQQHFWRUV


 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV
,V WKH UHSDLU FRPSOHWH"

 'LVFRQQHFW WKH \HOORZ FORFN VSULQJ FRQQHFWRU RQ


WKH VWHHULQJ FROXPQ LI LW ZDV QRW SUHYLRXVO\
GLVFRQQHFWHG
 $W WKH 6'0 FRQQHFWRU XVH DQ PXOWLPHWHU WR
FKHFN YROWDJH EHWZHHQ WKH GULYHU KLJK WHUPLQDO 
DQG WHUPLQDO  JURXQG 
- 5HIHU WR 'LDJQRVWLF ,OOXVWUDWLRQ  LQ WKLV VHFWLRQ
,V WKH YROWDJH JUHDWHU WKDQ WKH VSHFLILHG YDOXH"

'$(:22 9 %/

 5HSDLU WKH VKRUW WR YROWDJH LQ WKH GULYHU KLJK


FLUFXLW EHWZHHQ WKH FORFN VSULQJ FRQQHFWRU DQG
WKH 6'0
 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV
,V WKH UHSDLU FRPSOHWH"
0HDVXUH WKH YROWDJH DW WKH 6'0 FRQQHFWRU EHWZHHQ
WHUPLQDO  DQG WHUPLQDO  JURXQG 
- 5HIHU WR 'LDJQRVWLF ,OOXVWUDWLRQ  LQ WKLV VHFWLRQ
,V WKH YROWDJH JUHDWHU WKDQ WKH VSHFLILHG YDOXH"
 5HSDLU WKH VKRUW WR YROWDJH LQ WKH GULYHU ORZ FLUFXLW
EHWZHHQ WKH 6'0 DQG WKH FORFN VSULQJ FRQQHFWRU
 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5


'7&  'ULYHU 'HSOR\PHQW /RRS 6KRUW WR 9ROWDJH &RQW
G
6WHS

$FWLRQ

9DOXH V

<HV

1R

 7HPSRUDULO\ UHPRYH WKH GULYHU DLUEDJ


 5HFRQQHFW WKH \HOORZ FORFN VSULQJ FRQQHFWRU RQ
WKH VWHHULQJ FROXPQ
 $W WKH 6'0 FRQQHFWRU XVH D PXOWLPHWHU WR FKHFN
YROWDJH EHWZHHQ WKH GULYHU KLJK WHUPLQDO  DQG
WHUPLQDO  JURXQG 
- 5HIHU WR 'LDJQRVWLF ,OOXVWUDWLRQ  LQ WKLV VHFWLRQ
,V WKH YROWDJH JUHDWHU WKDQ WKH VSHFLILHG YDOXH"

9

*R WR 6WHS 

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\


 7XUQ WKH VWHHULQJ ZKHHO WR WKH VWUDLJKW DKHDG
SRVLWLRQ
 'LVFRQQHFW WKH \HOORZ FORFN VSULQJ FRQQHFWRU RQ
WKH VWHHULQJ FROXPQ
 5HSODFH WKH FORFN VSULQJ
 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV
,V WKH UHSDLU FRPSOHWH"



0HDVXUH WKH YROWDJH DW WKH 6'0 FRQQHFWRU EHWZHHQ


WHUPLQDO  DQG WHUPLQDO  JURXQG 
- 5HIHU WR 'LDJQRVWLF ,OOXVWUDWLRQ  LQ WKLV VHFWLRQ
,V WKH YROWDJH JUHDWHU WKDQ WKH VSHFLILHG YDOXH"



 'LVFRQQHFW WKH \HOORZ FORFN VSULQJ FRQQHFWRU RQ


WKH VWHHULQJ FROXPQ
 5HSODFH WKH 6'0 7KH DUURZ PXVW EH SRLQWLQJ
WRZDUG WKH IURQW RI WKH YHKLFOH
 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV
,V WKH UHSDLU FRPSOHWH"


*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

9

*R WR 6WHS 

*R WR 6WHS 


*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  

%/$1.

'$(:22 9 %/

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5

&%

',$*1267,& 7528%/( &2'( '7& 


'5,9(5 '(3/2<0(17 /223 23(1
&LUFXLW 'HVFULSWLRQ
:KHQ WKH LJQLWLRQ VZLWFK LV WXUQHG WR 21 WKH VHQVLQJ
DQG GLDJQRVWLF PRGXOH 6'0 ZLOO SHUIRUP WHVWV WR
GLDJQRVH FULWLFDO PDOIXQFWLRQV ZLWKLQ LWVHOI 8SRQ SDVVLQJ
WKHVH WHVWV ,JQLWLRQ DQG GHSOR\PHQW ORRS YROWDJHV DUH
PHDVXUHG WR HQVXUH WKDW WKH\ DUH ZLWKLQ WKHLU UHVSHFWLYH
QRUPDO YROWDJH UDQJHV 7KH 6'0 WKHQ SURFHHGV ZLWK WKH
UHVLVWDQFH PHDVXUHPHQW WHVW 'ULYHU ORZ WHUPLQDO  LV
JURXQGHG WKURXJK D FXUUHQW VLQN DQG WKH GULYHU FXUUHQW
VRXUFH LV FRQQHFWHG WR WKH GULYHU KLJK WHUPLQDO WR DOORZ D
NQRZQ DPRXQW RI FXUUHQW WR IORZ %\ PRQLWRULQJ WKH
YROWDJH GLIIHUHQFH EHWZHHQ GULYHU KLJK DQG GULYHU ORZ
WKH 6'0 FDOFXODWHV WKH FRPELQHG UHVLVWDQFH RI WKH
GULYHU LQIODWRU PRGXOH WKH KDUQHVV ZLULQJ DQG WKH
FRQQHFWRU WHUPLQDO FRQWDFWV
'7& :LOO 6HW :KHQ
7KH UHVLVWDQFH RI WKH GULYHU GHSOR\PHQW ORRS LV DERYH D
VSHFLILHG YDOXH IRU PLOOLVHFRQGV 7KH UHVLVWDQFH LV
PRQLWRUHG GXULQJ WKH GHSOR\PHQW ORRS FRQWLQXLW\ WHVW
DQG FRQWLQXRXV PRQLWRULQJ
$FWLRQ 7DNHQ
7KH 6'0 ZLOO WXUQ RQ WKH $,5%$* LQGLFDWRU DQG VHW D
GLDJQRVWLF WURXEOH FRGH '7& 

'7& :LOO &OHDU :KHQ


7KH YROWDJH PHDVXUHG DW GULYHU ORZ LV EHORZ D VSHFLILHG
YDOXH IRU PLOOLVHFRQGV RU WKH LJQLWLRQ LV WXUQHG 2))
'LDJQRVWLF $LGV
$Q LQWHUPLWWHQW FRQGLWLRQ LV OLNHO\ WR EH FDXVHG E\ D SRRU
FRQQHFWLRQ HLWKHU DW WKH GULYHU DLUEDJ RU FORFN VSULQJ
FRQQHFWRUV RU 6'0 WHUPLQDOV  DQG  $Q RSHQ ZLUH LQ
WKH GULYHU GHSOR\PHQW ORRS ZLOO DOVR VHW '7&  7R WHVW
IRU D IDXOW\ 6,5 FORFN VSULQJ FOHDU WKH '7&V WKHQ WXUQ
WKH VWHHULQJ ZKHHO EDFN DQG IRUWK ZLWK WKH LJQLWLRQ VZLWFK
21 ,I WKH $,5%$* LQGLFDWRU FRPHV RQ DQG '7& KDV
VHW DJDLQ LW LV OLNHO\ WKDW WKH FORFN VSULQJ LV IDXOW\
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KLV WHVW HVWDEOLVKHV WKDW WKH SUREOHP LV HLWKHU LQ WKH
FORFN VSULQJ RU WKH GULYHU DLUEDJ
 6HH WKH LPSRUWDQW EHORZ
 6HH WKH ILUVW FDXWLRQ EHORZ
 6HH WKH WKLUG FDXWLRQ EHORZ

'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  


'7&  'ULYHU 'HSOR\PHQW /RRS 2SHQ
&DXWLRQ 7KH 6'0 FDQ PDLQWDLQ VXIILFLHQW YROWDJH WR
GHSOR\ WKH DLUEDJV IRU PLQXWHV DIWHU WKH LJQLWLRQ
LV 2)) DQG WKH IXVH KDV EHHQ UHPRYHG ,I WKH
DLUEDJV DUH QRW GLVFRQQHFWHG VHUYLFH FDQQRW EHJLQ
XQWLO PLQXWHV KDYH SDVVHG DIWHU GLVFRQQHFWLQJ
SRZHU WR WKH 6'0
&DXWLRQ 1HYHU PHDVXUH WKH UHVLVWDQFH RI DQ LQIODWRU
PRGXOH ZLWK DQ RKPPHWHU 7KH RKPPHWHU EDWWHU\
FRXOG XQH[SHFWHGO\ GHSOR\ WKH DLUEDJ ZKLFK ZRXOG
FUHDWHG WKH SRVVLELOLW\ RI VHYHUH LQMXU\ DQG ZRXOG
UHTXLUH WKH UHSODFHPHQW RI RWKHUZLVH XVHDEOH
FRPSRQHQWV
6WHS


&DXWLRQ 'XULQJ VHUYLFH SURFHGXUHV EH YHU\ FDUHIXO


ZKHQ KDQGOLQJ WKH 6'0 1HYHU VWULNH RU MDU WKH 6'0
1HYHU SRZHU XS WKH 6,5 V\VWHP ZKHQ WKH 6'0 LV QRW
ULJLGO\ DWWDFKHG WR WKH YHKLFOH $OO 6'0 PRXQWLQJ
EROWV PXVW EH FDUHIXOO\ WLJKWHQHG DQG WKH 6'0
DUURZ PXVW EH SRLQWLQJ WRZDUG WKH IURQW RI WKH
YHKLFOH WR HQVXUH SURSHU RSHUDWLRQ RI WKH 6,5
V\VWHP 7KH 6'0 FRXOG EH DFWLYDWHG LI LW LV SRZHUHG
ZKHQ LW LV QRW ULJLGO\ DWWDFKHG WR WKH YHKLFOH
UHVXOWLQJ LQ XQH[SHFWHG GHSOR\PHQW DQG SRVVLEOH
LQMXU\
,PSRUWDQW $YRLG GHIRUPLQJ WKH WHUPLQDOV RI WKH FORFN
VSULQJ WR DLUEDJ FRQQHFWRU

$FWLRQ
3HUIRUP WKH 6,5 'LDJQRVWLF 6\VWHP &KHFN
,V WKH 6,5 'LDJQRVWLF 6\VWHP &KHFN FRPSOHWH"
 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\
 0DNH VXUH WKH FORFN VSULQJ \HOORZ WZRZD\
FRQQHFWRU ORFDWHG RQ WKH VWHHULQJ FROXPQ LV
VHDWHG SURSHUO\
,V WKH \HOORZ FORFN VSULQJ FRQQHFWRU VHDWHG
SURSHUO\"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

*R WR 6WHS 

*R WR 6WHS 

 6HDW WKH FORFN VSULQJ \HOORZ WZRZD\ FRQQHFWRU


 0DNH VXUH DOO 6,5 V\VWHP FRPSRQHQWV DUH
UHFRQQHFWHG DQG DOO FRPSRQHQWV DUH SURSHUO\
PRXQWHG
 7XUQ WKH LJQLWLRQ 21
,V '7&  VWLOO FXUUHQW"

 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\


 'LVFRQQHFW WKH \HOORZ FORFN VSULQJ FRQQHFWRU RQ
WKH VWHHULQJ FROXPQ
 &RQQHFW D MXPSHU EHWZHHQ WKH WHUPLQDOV RQ WKH
6'0 VLGH RI WKH FORFN VSULQJ FRQQHFWRU
- 5HIHU WR 'LDJQRVWLF ,OOXVWUDWLRQ  LQ WKLV VHFWLRQ
 7XUQ WKH LJQLWLRQ 21
,V '7&  VWLOO FXUUHQW"

 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\


 ([DPLQH WKH FRQQHFWLRQ DW WKH GULYHU DLUEDJ
,V WKH GULYHU DLUEDJ FRQQHFWRU VHDWHG SURSHUO\"

 3URSHUO\ VHDW WKH FRQQHFWRU WR WKH GULYHU DLUEDJ


 5HFRQQHFW WKH \HOORZ FORFN VSULQJ FRQQHFWRU RQ
WKH ORZHU VWHHULQJ FROXPQ
 7XUQ WKH LJQLWLRQ 21
,V '7&  VWLOO FXUUHQW"

 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\


 7HPSRUDULO\ UHPRYH WKH GULYHU DLUEDJ
 &RQQHFW D MXPSHU EHWZHHQ WKH WHUPLQDOV RI WKH
FORFN VSULQJWRGULYHU DLUEDJ FRQQHFWRU
- 5HIHU WR 'LDJQRVWLF ,OOXVWUDWLRQ  LQ WKLV VHFWLRQ
 7XUQ WKH LJQLWLRQ 21
 0RYH WKH VWHHULQJ ZKHHO EDFN DQG IRUWK ZKLOH
ZDWFKLQJ WKH $,5%$* LQGLFDWRU
'LG WKH $,5%$* LQGLFDWRU WXUQ RQ ZLWK '7&  VWLOO
FXUUHQW"

'$(:22 9 %/

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5


'7&  'ULYHU 'HSOR\PHQW /RRS 2SHQ &RQW
G
6WHS

$FWLRQ

9DOXH V

 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\


 'LVFRQQHFW WKH \HOORZ FORFN VSULQJ FRQQHFWRU RQ
WKH VWHHULQJ FROXPQ
 5HSODFH WKH GULYHU DLUEDJ
 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV DQG WKH VFDQ
WRRO
 7XUQ WKH LJQLWLRQ 21
,V '7&  VWLOO FXUUHQW"

 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\


 7XUQ WKH VWHHULQJ ZKHHO WR WKH VWUDLJKWDKHDG
SRVLWLRQ
 'LVFRQQHFW WKH \HOORZ FORFN VSULQJ FRQQHFWRU RQ
WKH VWHHULQJ FROXPQ
 5HSODFH WKH FORFN VSULQJ
 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV DQG WKH VFDQ
WRRO
 7XUQ WKH LJQLWLRQ 21
,V '7&  VWLOO FXUUHQW"

 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\


 'LVFRQQHFW WKH SDVVHQJHU DLUEDJ DQG WKH \HOORZ
FORFN VSULQJ FRQQHFWRU RQ WKH VWHHULQJ FROXPQ
 'LVFRQQHFW WKH 6'0 FRQQHFWRU
 ([DPLQH WKH SLQV DQG WHUPLQDOV DW WKH 6'0
WHUPLQDOV  DQG 
$UH WKHUH DQ\ ORRVH ZLUHV RU EDFNHG RXW WHUPLQDOV"



 5HSDLU DQ\ ORRVH ZLUHV RU GDPDJHG SLQV RU


WHUPLQDOV
 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV DQG WKH VFDQ
WRRO
 7XUQ WKH LJQLWLRQ 21
,V WKH UHSDLU FRPSOHWH"



8VH DQ RKPPHWHU WR FKHFN ERWK GULYHU GHSOR\PHQW


ZLUHV IRU DQ RSHQ FLUFXLW EHWZHHQ WKH 6'0 FRQQHFWRU
WHUPLQDOV  DQG  DQG WKH FORFN VSULQJ FRQQHFWRU
- 5HIHU WR 'LDJQRVWLF ,OOXVWUDWLRQ  LQ WKLV VHFWLRQ
'RHV WKH RKPPHWHU VKRZ WKH VSHFLILHG YDOXH"







 5HSODFH DQ\ RSHQ ZLUHV EHWZHHQ WKH 6'0 DQG


WKH FORFN VSULQJ
 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV DQG WKH VFDQ
WRRO
 7XUQ WKH LJQLWLRQ 21
,V '7&  VWLOO FXUUHQW"
 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\
 'LVFRQQHFW WKH SDVVHQJHU DLUEDJ DQG WKH \HOORZ
FORFN VSULQJ FRQQHFWRU RQ WKH VWHHULQJ FROXPQ
 5HSODFH WKH 6'0 7KH DUURZ PXVW EH SRLQWLQJ
WRZDUG WKH IURQW RI WKH YHKLFOH
 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV DQG HQVXUH
WKDW DOO FRPSRQHQWV DUH SURSHUO\ PRXQWHG
 &RPPDQG &/($5 &2'(6 ZLWK WKH VFDQ WRRO
,V WKH UHSDLU FRPSOHWH"

<HV

1R

*R WR 6WHS 

*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 


*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  

%/$1.

'$(:22 9 %/

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5

%%

',$*1267,& 7528%/( &2'( '7& 


'(3/2<0(17 &200$1'('
&LUFXLW 'HVFULSWLRQ
7KH VHQVLQJ DQG GLDJQRVWLF PRGXOH 6'0 FRQWDLQV D
VHQVLQJ GHYLFH ZKLFK FRQYHUWV YHKLFOH YHORFLW\ FKDQJHV
WR DQ HOHFWULFDO VLJQDO 7KH HOHFWULFDO VLJQDO JHQHUDWHG
LV SURFHVVHG E\ WKH 6'0 DQG WKHQ FRPSDUHG WR D YDOXH
VWRUHG LQ PHPRU\ :KHQ WKH JHQHUDWHG VLJQDO H[FHHGV
WKH VWRUHG YDOXH DGGLWLRQDO VLJQDO SURFHVVLQJ LV
SHUIRUPHG DQG WKH JHQHUDWHG VLJQDOV DUH FRPSDUHG WR
VLJQDOV VWRUHG LQ PHPRU\ :KHQ WZR RI WKH JHQHUDWHG
VLJQDOV H[FHHG WKH VWRUHG YDOXHV WKH 6'0 ZLOO FDXVH
VXIILFLHQW FXUUHQW WR IORZ WKURXJK WKH LQIODWRU PRGXOHV WR
GHSOR\ WKH DLU EDJV DQG FDXVH '7& WR EH VHW
'7& :LOO 6HW :KHQ
7KH 6'0 GHWHFWV D IURQWDO FUDVK ZLWKLQ GHJUHHV RI
WKH FHQWHUOLQH RI WKH YHKLFOH RI VXIILFLHQW IRUFH WR ZDUUDQW
GHSOR\PHQW RI WKH DLU EDJV

$FWLRQ 7DNHQ
7KH 6'0 WXUQV RQ WKH $,5%$* LQGLFDWRU UHFRUGV FUDVK
GDWD DQG VHWV D '7& 
'7& :LOO &OHDU :KHQ
7KH 6'0 LV UHSODFHG 7KLV FRGH FDQQRW EH FOHDUHG ZLWK
D VFDQ WRRO
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 ,I WKHUH LV QR HYLGHQFH RI LPSDFW '7& PD\ KDYH EHHQ
VHW IDOVHO\
 6HH WKH FDXWLRQV EHORZ

'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  


'7&  'HSOR\PHQW &RPPDQGHG
&DXWLRQ 7KH 6'0 FDQ PDLQWDLQ VXIILFLHQW YROWDJH WR
GHSOR\ WKH DLUEDJV IRU PLQXWHV DIWHU WKH LJQLWLRQ
LV 2)) DQG WKH IXVH KDV EHHQ UHPRYHG ,I WKH
DLUEDJV DUH QRW GLVFRQQHFWHG VHUYLFH FDQQRW EHJLQ
XQWLO PLQXWHV KDYH SDVVHG DIWHU GLVFRQQHFWLQJ
SRZHU WR WKH 6'0
&DXWLRQ 'XULQJ VHUYLFH SURFHGXUHV EH YHU\ FDUHIXO
ZKHQ KDQGOLQJ WKH 6'0 1HYHU VWULNH RU MDU WKH 6'0
1HYHU SRZHU XS WKH 6,5 V\VWHP ZKHQ WKH 6'0 LV QRW
6WHS

ULJLGO\ DWWDFKHG WR WKH YHKLFOH $OO 6'0 PRXQWLQJ


EROWV PXVW EH FDUHIXOO\ WLJKWHQHG DQG WKH 6'0
DUURZ PXVW EH SRLQWLQJ WRZDUG WKH IURQW RI WKH
YHKLFOH WR HQVXUH SURSHU RSHUDWLRQ RI WKH 6,5
V\VWHP 7KH 6'0 FRXOG EH DFWLYDWHG LI LW LV SRZHUHG
ZKHQ LI LV QRW ULJLGO\ DWWDFKHG WR WKH YHKLFOH
UHVXOWLQJ LQ XQH[SHFWHG GHSOR\PHQW DQG SRVVLEOH
LQMXU\

$FWLRQ

3HUIRUP WKH 6,5 'LDJQRVWLF 6\VWHP &KHFN


,V WKH 6,5 'LDJQRVWLF 6\VWHP &KHFN FRPSOHWH"

 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\


 &KHFN IRU GHSOR\HG DLUEDJV
+DYH WKH DLUEDJV GHSOR\HG"

 5HPRYH WKH DLUEDJ IXVH


 7XUQ WKH VWHHULQJ ZKHHO WR WKH VWUDLJKWDKHDG
SRVLWLRQ
 3HUIRUP LQVSHFWLRQV DQG UHSODFH FRPSRQHQWV DV
GLUHFWHG LQ 5HSDLUV DQG ,QVSHFWLRQV 5HTXLUHG
$IWHU $Q $FFLGHQW LQ WKLV VHFWLRQ
 5HSODFH WKH 6'0 7KH DUURZ PXVW EH SRLQWLQJ
WRZDUG WKH IURQW RI WKH YHKLFOH
 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV DQG HQVXUH
WKDW DOO FRPSRQHQWV DUH SURSHUO\ PRXQWHG
 5HLQVWDOO WKH DLUEDJ IXVH
 8VH D VFDQ WRRO WR FOHDU 6,5 WURXEOH FRGHV
$UH WKH UHSDLUV FRPSOHWH"

,QVSHFW WKH IURQW RI WKH YHKLFOH DQG XQGHUFDUULDJH IRU


VLJQV RI LPSDFW
$UH WKHUH DQ\ VLJQV RI LPSDFW"

 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\


 'LVFRQQHFW WKH SDVVHQJHU DLUEDJ DQG WKH \HOORZ
FORFN VSULQJ FRQQHFWRU RQ WKH VWHHULQJ FROXPQ
 5HSODFH WKH 6'0 7KH DUURZ PXVW EH SRLQWLQJ
WRZDUG WKH IURQW RI WKH YHKLFOH
 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV DQG HQVXUH
WKDW DOO FRPSRQHQWV DUH SURSHUO\ PRXQWHG
$UH WKH UHSDLUV FRPSOHWH"

'$(:22 9 %/

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN


*R WR 6WHS 

*R WR 6WHS 


*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5

%%

',$*1267,& 7528%/( &2'( '7& 


'(3/2<0(17 &200$1'(' :,7+ /223 )$8/76 35(6(17
&LUFXLW 'HVFULSWLRQ
7KH VHQVLQJ DQG GLDJQRVWLF PRGXOH 6'0 FRQWDLQV D
VHQVLQJ GHYLFH ZKLFK FRQYHUWV YHKLFOH YHORFLW\ FKDQJHV
WR DQ HOHFWULFDO VLJQDO 7KH HOHFWULFDO VLJQDO JHQHUDWHG
LV SURFHVVHG E\ WKH 6'0 DQG WKHQ FRPSDUHG WR D YDOXH
VWRUHG LQ PHPRU\ :KHQ WKH JHQHUDWHG VLJQDO H[FHHGV
WKH VWRUHG YDOXH DGGLWLRQDO VLJQDO SURFHVVLQJ LV
SHUIRUPHG DQG WKH JHQHUDWHG VLJQDOV DUH FRPSDUHG WR
VLJQDOV VWRUHG LQ PHPRU\ :KHQ WZR RI WKH JHQHUDWHG
VLJQDOV H[FHHG WKH VWRUHG YDOXHV WKH 6'0 ZLOO FDXVH
VXIILFLHQW FXUUHQW WR IORZ WKURXJK WKH LQIODWRU PRGXOHV WR
GHSOR\ WKH DLU EDJV '7& LV VHW LQVWHDG RI '7&
ZKHQ D GHSOR\PHQW RFFXUV ZKLOH DQ LQIODWRU FLUFXLW
IDXOW LV SUHVHQW WKDW FRXOG SRVVLEO\ UHVXOW LQ D QR
GHSOR\PHQW VLWXDWLRQ LQ RQH RU ERWK LQIODWRU PRGXOHV

'7& :LOO 6HW :KHQ


- 7KH 6'0 GHWHFWV D IURQWDO FUDVK ZLWKLQ WR GHJUHHV
IURP WKH FHQWHUOLQH RI WKH YHKLFOH RI VXIILFLHQW IRUFH WR
ZDUUDQW GHSOR\PHQW RI WKH DLU EDJV
- $Q LQIODWRU FLUFXLW IDXOW LV SUHVHQW
$FWLRQ 7DNHQ
7KH 6'0 WXUQV 21 WKH $,5%$* LQGLFDWRU UHFRUGV FUDVK
GDWD DQG VHWV D '7& 
'7& :LOO &OHDU :KHQ
7KH 6'0 LV UHSODFHG 7KLV FRGH FDQQRW EH FOHDUHG ZLWK
D VFDQ WRRO
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 ,I WKHUH LV QR HYLGHQFH RI LPSDFW '7& PD\ KDYH EHHQ
VHW IDOVHO\
 6HH WKH FDXWLRQV EHORZ

'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  


'7& 'HSOR\PHQW &RPPDQGHG :LWK /RRS )DXOWV 3UHVHQW
&DXWLRQ 7KH 6'0 FDQ PDLQWDLQ VXIILFLHQW YROWDJH WR
GHSOR\ WKH DLUEDJV IRU PLQXWHV DIWHU WKH LJQLWLRQ
LV 2)) DQG WKH IXVH KDV EHHQ UHPRYHG ,I WKH
DLUEDJV DUH QRW GLVFRQQHFWHG VHUYLFH FDQQRW EHJLQ
XQWLO PLQXWHV KDYH SDVVHG DIWHU GLVFRQQHFWLQJ
SRZHU WR WKH 6'0
&DXWLRQ 'XULQJ VHUYLFH SURFHGXUHV EH YHU\ FDUHIXO
ZKHQ KDQGOLQJ WKH 6'0 1HYHU VWULNH RU MDU WKH 6'0
1HYHU SRZHU XS WKH 6,5 V\VWHP ZKHQ WKH 6'0 LV QRW
6WHS

ULJLGO\ DWWDFKHG WR WKH YHKLFOH $OO 6'0 PRXQWLQJ


EROWV PXVW EH FDUHIXOO\ WLJKWHQHG DQG WKH 6'0
DUURZ PXVW EH SRLQWLQJ WRZDUG WKH IURQW RI WKH
YHKLFOH WR HQVXUH SURSHU RSHUDWLRQ RI WKH 6,5
V\VWHP 7KH 6'0 FRXOG EH DFWLYDWHG LI LW LV SRZHUHG
ZKHQ LW LV QRW ULJLGO\ DWWDFKHG WR WKH YHKLFOH
UHVXOWLQJ LQ XQH[SHFWHG GHSOR\PHQW DQG SRVVLEOH
LQMXU\

$FWLRQ

3HUIRUP WKH 6,5 'LDJQRVWLF 6\VWHP &KHFN


,V WKH 6,5 'LDJQRVWLF 6\VWHP &KHFN FRPSOHWH"

 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\


 &KHFN IRU GHSOR\HG DLUEDJV
+DYH WKH DLUEDJV GHSOR\HG"

 5HPRYH WKH DLUEDJ IXVH


 7XUQ WKH VWHHULQJ ZKHHO WR WKH VWUDLJKWDKHDG
SRVLWLRQ
 3HUIRUP LQVSHFWLRQV DQG UHSODFH FRPSRQHQWV DV
GLUHFWHG LQ 5HSDLUV DQG ,QVSHFWLRQV 5HTXLUHG
$IWHU DQ $FFLGHQW LQ WKLV VHFWLRQ
 5HSODFH WKH 6'0 7KH DUURZ PXVW EH SRLQWLQJ
WRZDUG WKH IURQW RI WKH YHKLFOH
 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV DQG HQVXUH
WKDW DOO FRPSRQHQWV DUH SURSHUO\ PRXQWHG
 5HLQVWDOO WKH DLUEDJ IXVH
 8VH D VFDQ WRRO WR FOHDU 6,5 WURXEOH FRGHV
$UH WKH UHSDLUV FRPSOHWH"

,QVSHFW WKH IURQW RI WKH YHKLFOH DQG XQGHUFDUULDJH IRU


VLJQV RI LPSDFW
$UH WKHUH DQ\ VLJQV RI LPSDFW"

 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\


 'LVFRQQHFW WKH SDVVHQJHU DLUEDJ DQG WKH \HOORZ
FORFN VSULQJ FRQQHFWRU RQ WKH VWHHULQJ FROXPQ
 5HSODFH WKH 6'0 7KH DUURZ PXVW EH SRLQWLQJ
WRZDUG WKH IURQW RI WKH YHKLFOH
 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV DQG HQVXUH
WKDW DOO FRPSRQHQWV DUH SURSHUO\ PRXQWHG
$UH WKH UHSDLUV FRPSOHWH"

'$(:22 9 %/

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN


*R WR 6WHS 

*R WR 6WHS 


*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5

&%

',$*1267,& 7528%/( &2'( '7& 


$,5%$* :$51,1* /$03 &,5&8,7 23(1
&LUFXLW 'HVFULSWLRQ
:KHQ WKH LJQLWLRQ VZLWFK LV ILUVW WXUQHG 21 ,JQLWLRQ
YROWDJH LV DSSOLHG WR WKH LQGLFDWRU ODPS DQG DOVR WR WKH
VHQVLQJ DQG GLDJQRVWLF PRGXOH 6'0 LQSXW WHUPLQDO 
7KH 6'0 UHVSRQGV E\ IODVKLQJ WKH LQVWUXPHQW FOXVWHU
$,5%$* LQGLFDWRU VHYHQ WLPHV ,I WKH 6'0 FDQQRW
GHWHFW YROWDJH RQ WKH LQGLFDWRU FLUFXLW D '7& ZLOO EH
VHW 7KH 6'0 DOVR DWWHPSWV WR WXUQ RQ WKH $,5%$*
LQGLFDWRU EXW WKH LQGLFDWRU ZLOO QRW WXUQ RQ LI LQSXWV KDYH
EHHQ FRUUHFWO\ SURFHVVHG
'7& :LOO 6HW :KHQ
(LWKHU GXULQJ WKH WXUQ RQ WHVW RU GXULQJ FRQWLQXRXV
PRQLWRULQJ WKH 6'0 IDLOV WR GHWHFW YROWDJH DW WHUPLQDO 
WKH LQSXW WHUPLQDO IRU WKH $,5%$* LQGLFDWRU

$FWLRQ 7DNHQ
7KH 6'0 DWWHPSWV WR WXUQ RQ WKH $,5%$* LQGLFDWRU DQG
LW VHWV D '7& 
'7& :LOO &OHDU :KHQ
7KH LJQLWLRQ VZLWFK LV WXUQHG 2)) RU WKH SUREOHP LV
UHSDLUHG
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 6HH WKH ILUVW FDXWLRQ EHORZ
 6HH WKH FDXWLRQV EHORZ

'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  


'7&  $,5%$* :DUQLQJ /DPS &LUFXLW 2SHQ
&DXWLRQ 7KH 6'0 FDQ PDLQWDLQ VXIILFLHQW YROWDJH WR
GHSOR\ WKH DLUEDJV IRU PLQXWHV DIWHU WKH LJQLWLRQ
LV 2)) DQG WKH IXVH KDV EHHQ UHPRYHG ,I WKH
DLUEDJV DUH QRW GLVFRQQHFWHG VHUYLFH FDQQRW EHJLQ
XQWLO PLQXWHV KDYH SDVVHG DIWHU GLVFRQQHFWLQJ
SRZHU WR WKH 6'0
&DXWLRQ 'XULQJ VHUYLFH SURFHGXUHV EH YHU\ FDUHIXO
ZKHQ KDQGOLQJ WKH 6'0 1HYHU VWULNH RU MDU WKH 6'0
1HYHU SRZHU XS WKH 6,5 V\VWHP ZKHQ WKH 6'0 LV QRW
6WHS

ULJLGO\ DWWDFKHG WR WKH YHKLFOH $OO 6'0 PRXQWLQJ


EROWV PXVW EH FDUHIXOO\ WLJKWHQHG DQG WKH 6'0
DUURZ PXVW EH SRLQWLQJ WRZDUG WKH IURQW RI WKH
YHKLFOH WR HQVXUH SURSHU RSHUDWLRQ RI WKH 6,5
V\VWHP 7KH 6'0 FRXOG EH DFWLYDWHG LI LW LV SRZHUHG
ZKHQ LW LV QRW ULJLGO\ DWWDFKHG WR WKH YHKLFOH
UHVXOWLQJ LQ XQH[SHFWHG GHSOR\PHQW DQG SRVVLEOH
LQMXU\

$FWLRQ

9DOXH V

<HV

1R

3HUIRUP WKH 6,5 'LDJQRVWLF 6\VWHP &KHFN


,V WKH 6,5 'LDJQRVWLF 6\VWHP &KHFN FRPSOHWH"

*R WR 6WHS 

&KHFN WKH LQVWUXPHQW SDQHO IXVH )


,V IXVH ) EORZQ"

*R WR 6WHS 

*R WR 6WHS 

 &KHFN IRU D VKRUW FLUFXLW DQG UHSDLU LI QHFHVVDU\


 5HSODFH WKH IXVH
,V WKH UHSDLU FRPSOHWH"

*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

 7XUQ WKH LJQLWLRQ 21


 &KHFN WKH SRZHU VXSSO\ WR IXVH )
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"

9

*R WR 6WHS 

*R WR 6WHS 

5HSDLU WKH SRZHU VXSSO\ WR IXVH )


,V WKH UHSDLU FRPSOHWH"

*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

 5HPRYH WKH LQVWUXPHQW FOXVWHU


 &KHFN WKH $,5%$* LQGLFDWRU EXOE
,V WKH EXOE LQ JRRG FRQGLWLRQ"

*R WR 6WHS 

*R WR 6WHS 

5HSODFH WKH $,5%$* LQGLFDWRU EXOE


,V WKH UHSDLU FRPSOHWH"

*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

*R WR 6WHS 

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ 21


 &KHFN WKH YROWDJH DW LQVWUXPHQW FOXVWHU FRQQHFWRU
%
,V WKH YROWDJH DW %HTXDO WR WKH VSHFLILHG YDOXH"
5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH LQVWUXPHQW
SDQHO IXVH ) DQG LQVWUXPHQW FOXVWHU FRQQHFWRU %
,V WKH UHSDLU FRPSOHWH"
7HVW WKH LQVWUXPHQW FOXVWHU SULQWHG FLUFXLW IRU FRQWL
QXLW\ EHWZHHQ FRQQHFWRUV %DQG $
,V WKHUH FRQWLQXLW\ EHWZHHQ %DQG $RQ WKH
SULQWHG FLUFXLW"



5HSODFH WKH LQVWUXPHQW FOXVWHU


,V WKH UHSDLU FRPSOHWH"

*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN



 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\


 'LVFRQQHFW WKH SDVVHQJHU DLUEDJ DQG WKH \HOORZ
FORFN VSULQJ FRQQHFWRU RQ WKH VWHHULQJ FROXPQ
 'LVFRQQHFW WKH 6'0 HOHFWULFDO FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
 &KHFN WKH YROWDJH DW WHUPLQDO  RI WKH 6'0
FRQQHFWRU
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"

9

*R WR 6WHS 

*R WR 6WHS 



'$(:22 9 %/

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5


'7&  $,5%$* :DUQLQJ /DPS &LUFXLW 2SHQ &RQW
G
6WHS

$FWLRQ



5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH LQVWUXPHQW


FOXVWHU DQG WKH 6'0 FRQQHFWRU WHUPLQDO 
,V WKH UHSDLU FRPSOHWH"



 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\


 'LVFRQQHFW WKH SDVVHQJHU DLUEDJ DQG WKH \HOORZ
FORFN VSULQJ FRQQHFWRU RQ WKH VWHHULQJ FROXPQ
 5HSODFH WKH 6'0 7KH DUURZ PXVW EH SRLQWLQJ
WRZDUG WKH IURQW RI WKH YHKLFOH
 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV DQG HQVXUH
WKDW DOO FRPSRQHQWV DUH SURSHUO\ PRXQWHG
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN


*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  

%/$1.

'$(:22 9 %/

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5

',$*1267,& 7528%/( &2'( '7& 


,17(51$/ 6(16,1* $1' ',$*1267,& 02'8/( 6'0 )$,/85(
&LUFXLW 'HVFULSWLRQ
'7& LV DQ LQGLFDWLRQ RI D SRWHQWLDO LQWHUQDO 6'0
PDOIXQFWLRQ DQG ZLOO VHW LI DQ\ RI WKH IROORZLQJ FRQGLWLRQV
LV GHWHFWHG
- 5HVHUYH YROWDJH GLVFKDUJH WLPH KDV IDLOHG IRU WKUHH
FRQVHFXWLYH LJQLWLRQ F\FOHV
- 7KH FDOFXODWHG FKHFNVXP IRU LQWHUQDO PHPRU\ GRHV
QRW PDWFK WKH VWRUHG YDOXH
- 7KH WHPSRUDU\ PHPRU\ VWRUDJH DUHD LV
PDOIXQFWLRQLQJ
- 7KH SHUPDQHQW PHPRU\ VWRUDJH DUHD LV
PDOIXQFWLRQLQJ
- 7KH YROWDJH PHDVXUHG DW GULYHU ORZ DQG SDVVHQJHU
ORZ DUH WRR KLJK
- 7KH YROWDJH PHDVXUHG DW GULYHU ORZ DQG SDVVHQJHU
ORZ DUH WRR ORZ
- 7KH DFFHOHURPHWHU LQVLGH WKH 6'0 LV PDOIXQFWLRQLQJ
- 7KH GULYHU FXUUHQW VRXUFH DQGRU SDVVHQJHU FXUUHQW
VRXUFH LV PDOIXQFWLRQLQJ
- 7KH 6'0 LV XQDEOH WR UHDG IURP RU ZULWH WR
HOHFWURQLFDOO\ HUDVDEOH SURJUDPPDEOH UHDG RQO\
PHPRU\ ((3520 
- 7KH DUPLQJ VHQVRU LQVLGH WKH 6'0 LV QRW FORVHG
GXULQJ D GHSOR\PHQW HYHQW

'7& :LOO 6HW :KHQ


$Q\ RI WKH LQGLFDWHG PDOIXQFWLRQV LV GHWHFWHG E\ WKH
6'0 7KH PDOIXQFWLRQV DUH GHWHFWHG DW YDULRXV WLPHV
- 7XUQ RQ
- &RQWLQXRXV PRQLWRULQJ
- 5HVLVWDQFH PHDVXUHPHQW WHVW
$FWLRQ 7DNHQ
7KH 6'0 WXUQV RQ WKH $,5%$* LQGLFDWRU DQG VHWV D
'7& 
'7& :LOO &OHDU :KHQ
$ VFDQ WRRO &/($5 &2'(6 FRPPDQG LV UHFHLYHG E\
WKH 6'0 6RPH RI WKH PDOIXQFWLRQV ZLOO DOORZ WKH
$,5%$* LQGLFDWRU WR WXUQ RII RQO\ EULHIO\ DQG WKHQ WXUQ RQ
DJDLQ
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 6HH WKH FDXWLRQV EHORZ

'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  


'7&  ,QWHUQDO 6HQVLQJ DQG 'LDJQRVWLF 0RGXOH 6'0 )DLOXUH
&DXWLRQ 7KH 6'0 FDQ PDLQWDLQ VXIILFLHQW YROWDJH WR
GHSOR\ WKH DLUEDJV IRU PLQXWHV DIWHU WKH LJQLWLRQ
LV 2)) DQG WKH IXVH KDV EHHQ UHPRYHG ,I WKH
DLUEDJV DUH QRW GLVFRQQHFWHG VHUYLFH FDQQRW EHJLQ
XQWLO PLQXWHV KDYH SDVVHG DIWHU GLVFRQQHFWLQJ
SRZHU WR WKH 6'0
&DXWLRQ 'XULQJ VHUYLFH SURFHGXUHV EH YHU\ FDUHIXO
ZKHQ KDQGOLQJ WKH 6'0 1HYHU VWULNH RU MDU WKH 6'0
1HYHU SRZHU XS WKH 6,5 V\VWHP ZKHQ WKH 6'0 LV QRW
ULJLGO\ DWWDFKHG WR WKH YHKLFOH $OO 6'0 PRXQWLQJ
EROWV PXVW EH FDUHIXOO\ WLJKWHQHG DQG WKH 6'0
DUURZ PXVW EH SRLQWLQJ WRZDUG WKH IURQW RI WKH

YHKLFOH WR HQVXUH SURSHU RSHUDWLRQ RI WKH 6,5


V\VWHP 7KH 6'0 FRXOG EH DFWLYDWHG LI LW LV SRZHUHG
ZKHQ LW LV QRW ULJLGO\ DWWDFKHG WR WKH YHKLFOH
UHVXOWLQJ LQ XQH[SHFWHG GHSOR\PHQW DQG SRVVLEOH
LQMXU\
,PSRUWDQW &RGHV   DQG FDQQRW EH UHVHW LI
WKHUH KDV EHHQ D VKRUW WR JURXQG LQ WKH GHSOR\PHQW
ORRSV :KHQ '7& RU KDV EHHQ VHW LW LV QHFHVVDU\
WR UHSODFH WKH 6'0 7R DYRLG GDPDJLQJ WKH
UHSODFHPHQW 6'0 HQVXUH WKDW WKH VKRUW WR JURXQG LV
UHSDLUHG SULRU WR LQVWDOOLQJ D UHSODFHPHQW 6'0
9DOXH V

<HV

1R

3HUIRUP WKH 6,5 'LDJQRVWLF 6\VWHP &KHFN


,V WKH 6,5 'LDJQRVWLF 6\VWHP &KHFN FRPSOHWH"

*R WR 6WHS 

&KHFN IRU FXUUHQW RU KLVWRU\ '7&V


,V HLWKHU '7& RU '7& DOVR VHW DV D FXUUHQW RU
D KLVWRU\ '7&"

*R WKH
GLDJQRVWLF WDEOH
IRU '7& RU
'7& 

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ WR /2&. DQG UHPRYH WKH NH\


 'LVFRQQHFW WKH SDVVHQJHU DLUEDJ DQG WKH \HOORZ
FORFN VSULQJ FRQQHFWRU RQ WKH VWHHULQJ FROXPQ
 5HSODFH WKH 6'0 7KH DUURZ PXVW EH SRLQWLQJ
WRZDUG WKH IURQW RI WKH YHKLFOH
 &RQQHFW DOO 6,5 V\VWHP FRPSRQHQWV DQG HQVXUH
WKDW DOO FRPSRQHQWV DUH SURSHUO\ PRXQWHG
,V WKH UHSDLU FRPSOHWH"

6WHS

'$(:22 9 %/

$FWLRQ


*R WR 6,5
'LDJQRVWLF
6\VWHP &KHFN

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5


&DXWLRQ 'R QRW XVH WKHVH LOOXVWUDWLRQV WR
WURXEOHVKRRW ZLWKRXW FRQVXOWLQJ WKH GLDJQRVWLF
WURXEOH FRGH '7& FKDUWV 7KH '7& FKDUWV JLYH
DGGLWLRQDO VDIHW\ SUHFDXWLRQV DQG GHWDLOHG
LQVWUXFWLRQV IRU HDFK WHVW )DLOXUH WR IROORZ WKH
SURSHU SUHFDXWLRQV FDQ UHVXOW LQ LQMXU\ IURP
XQLQWHQGHG DLUEDJ GHSOR\PHQW

',$*1267,& ,//8675$7,21 
&KHFNLQJ WKH FRQWLQXLW\ EHWZHHQ WKH SDVVHQJHU DLUEDJ
DQG WKH VHQVLQJ DQG GLDJQRVWLF PRGXOH 6'0 

&%

',$*1267,& ,//8675$7,21 
&KHFNLQJ IRU D VKRUW FLUFXLW EHWZHHQ WKH SDVVHQJHU KLJK
DQG ORZ FLUFXLWV

&%

',$*1267,& ,//8675$7,21 
&KHFNLQJ IRU D VKRUW FLUFXLW EHWZHHQ WKH SDVVHQJHU KLJK
DQG GULYHU ORZ FLUFXLWV

&%

'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  

',$*1267,& ,//8675$7,21 
&KHFNLQJ IRU D VKRUW FLUFXLW EHWZHHQ WKH SDVVHQJHU KLJK
FLUFXLW DQG JURXQG

&%

',$*1267,& ,//8675$7,21 
&KHFNLQJ IRU D VKRUW FLUFXLW EHWZHHQ WKH SDVVHQJHU ORZ
FLUFXLW DQG JURXQG

&%

',$*1267,& ,//8675$7,21 
&KHFNLQJ IRU D VKRUW FLUFXLW EHWZHHQ WKH SDVVHQJHU KLJK
FLUFXLW DQG YROWDJH

&%

'$(:22 9 %/

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5

',$*1267,& ,//8675$7,21 
&KHFNLQJ IRU D VKRUW FLUFXLW EHWZHHQ WKH SDVVHQJHU ORZ
FLUFXLW DQG YROWDJH

&%

',$*1267,& ,//8675$7,21 
3ODFLQJ D MXPSHU RQ WKH 6'0 VLGH RI WKH \HOORZ FORFN
VSULQJ FRQQHFWRU

%%

',$*1267,& ,//8675$7,21 
3ODFLQJ D MXPSHU RQ WKH FORFN VSULQJ WR DLUEDJ
FRQQHFWRU

%%

'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  

',$*1267,& ,//8675$7,21 
&KHFNLQJ IRU D VKRUW FLUFXLW EHWZHHQ WKH GULYHU KLJK DQG
SDVVHQJHU ORZ FLUFXLWV

&%

',$*1267,& ,//8675$7,21 
&KHFNLQJ IRU D VKRUW FLUFXLW EHWZHHQ WKH GULYHU KLJK DQG
GULYHU ORZ FLUFXLWV

&%

',$*1267,& ,//8675$7,21 
&KHFNLQJ IRU D VKRUW FLUFXLW EHWZHHQ WKH GULYHU KLJK
FLUFXLW DQG JURXQG

&%

'$(:22 9 %/

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5

',$*1267,& ,//8675$7,21 
&KHFNLQJ IRU D VKRUW FLUFXLW EHWZHHQ WKH GULYHU ORZ FLUFXLW
DQG JURXQG

&%

',$*1267,& ,//8675$7,21 
&KHFNLQJ IRU D VKRUW FLUFXLW EHWZHHQ WKH GULYHU KLJK
FLUFXLW DQG YROWDJH

&%

',$*1267,& ,//8675$7,21 
&KHFNLQJ IRU D VKRUW FLUFXLW EHWZHHQ WKH GULYHU ORZ FLUFXLW
DQG YROWDJH

&%

'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  

',$*1267,& ,//8675$7,21 
&KHFNLQJ IRU DQ RSHQ FLUFXLW EHWZHHQ WKH VHQVLQJ DQG
GLDJQRVWLF PRGXOH 6'0 DQG WKH FORFN VSULQJ

&%

'$(:22 9 %/

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5

0$,17(1$1&( $1'
5(3$,5
219(+,&/( 6(59,&(
6(59,&( 35(&$87,216
&DXWLRQ 7KH 6'0 FDQ PDLQWDLQ VXIILFLHQW YROWDJH WR
GHSOR\ WKH DLUEDJV IRU PLQXWHV DIWHU WKH LJQLWLRQ
LV 2)) DQG WKH $,5%$* IXVH KDV EHHQ UHPRYHG ,I
WKH DLUEDJV DUH QRW GLVFRQQHFWHG VHUYLFH FDQQRW
EHJLQ XQWLO PLQXWHV KDYH SDVVHG DIWHU
GLVFRQQHFWLQJ SRZHU WR WKH 6'0 ,I WKH DLUEDJV DUH
GLVFRQQHFWHG VHUYLFH FDQ EHJLQ LPPHGLDWHO\
ZLWKRXW ZDLWLQJ IRU WKH  PLQXWH WLPH SHULRG WR
H[SLUH )DLOXUH WR WHPSRUDULO\ GLVDEOH WKH 6,5
V\VWHP GXULQJ VHUYLFLQJ FDQ UHVXOW LQ XQH[SHFWHG
GHSOR\PHQW SHUVRQDO LQMXU\ DQG RWKHUZLVH
XQQHHGHG 6,5 V\VWHP UHSDLUV
&DXWLRQ 'R QRW PHDVXUH WKH UHVLVWDQFH RI DQ DLUEDJ
PRGXOH ZLWK DQ RKPPHWHU $Q RKPPHWHU FKHFNV
UHVLVWDQFH E\ VHQGLQJ FXUUHQW WKURXJK D
FRPSRQHQW DQG WKH FXUUHQW IURP WKH RKPPHWHU
V
EDWWHU\ FRXOG FDXVH XQH[SHFWHG GHSOR\PHQW
SHUVRQDO LQMXU\ DQG RWKHUZLVH XQQHHGHG 6,5
V\VWHP UHSDLUV

',6$%/,1* 7+( 6,5 6<67(0


/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU

&%

 7XUQ WKH VWHHULQJ ZKHHO WR WKH VWUDLJKWDKHDG


SRVLWLRQ
 7XUQ WKH LJQLWLRQ VZLWFK WR /2&. DQG UHPRYH WKH NH\
 5HPRYH WKH GULYHU VLGH NQHH EROVWHU 5HIHU WR 6HFWLRQ
* ,QWHULRU 7ULP
 'LVFRQQHFW WKH \HOORZ FORFN VSULQJ FRQQHFWRU RQ WKH
ORZHU VWHHULQJ FROXPQ
 5HPRYH WKH JORYH ER[ 5HIHU WR 6HFWLRQ (
,QVWUXPHQWDWLRQ'ULYHU ,QIRUPDWLRQ
 'LVFRQQHFW WKH SDVVHQJHU DLUEDJ FRQQHFWRU

&%

'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  

(1$%/,1* 7+( 6,5 6<67(0


 7XUQ WKH LJQLWLRQ VZLWFK WR /2&. DQG UHPRYH WKH NH\
 &RQQHFW WKH \HOORZ FRQQHFWRU DW WKH SDVVHQJHU
DLUEDJ

&%

 ,QVWDOO WKH JORYH ER[ 5HIHU WR 6HFWLRQ (


,QVWUXPHQWDWLRQ'ULYHU ,QIRUPDWLRQ
 &RQQHFW WKH \HOORZ FRQQHFWRU DW WKH ORZHU VWHHULQJ
FROXPQ
 ,QVWDOO WKH GULYHU VLGH NQHH EROVWHU 5HIHU WR 6HFWLRQ
* ,QWHULRU 7ULP
 5HSODFH WKH $,5%$* IXVH LI LW ZDV SUHYLRXVO\
UHPRYHG
 6WD\LQJ ZHOO DZD\ IURP WKH LQIODWRU PRGXOHV WXUQ WKH
LJQLWLRQ VZLWFK WR 21 DQG YHULI\ WKDW WKH $,5%$*
LQGLFDWRU IODVKHV VHYHQ WLPHV DQG WKHQ WXUQV 2)) ,I
LW GRHV QRW RSHUDWH DV GHVFULEHG SHUIRUP WKH 6,5
'LDJQRVWLF 6\VWHP &KHFN

&%

'$(:22 9 %/

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5

+$1'/,1* ,167$//$7,21 $1'


',$*126,6
- $LUEDJ PRGXOHV VKRXOG QRW EH VXEMHFWHG WR
WHPSHUDWXUHV DERYH E& E 
- $Q DLUEDJ PRGXOH RU D VHQVLQJ DQG GLDJQRVWLF PRGXOH
6'0 VKRXOG QRW EH XVHG LI LW KDV EHHQ GURSSHG IURP
D KHLJKW RI PHWHUV IHHW RU JUHDWHU
- :KHQ D 6'0 LV UHSODFHG LW PXVW EH RULHQWHG ZLWK WKH
DUURZ RQ WKH VHQVRU SRLQWLQJ WRZDUG WKH IURQW RI WKH
YHKLFOH
- ,W LV YHU\ LPSRUWDQW IRU WKH 6'0 WR EH LQVWDOOHG IODW RQ
WKH PRXQWLQJ VXUIDFH SDUDOOHO WR WKH YHKLFOH
V
ORQJLWXGLQDO D[LV
- 7R DYRLG VHWWLQJ GLDJQRVWLF WURXEOH FRGHV '7&V  GR
QRW DSSO\ SRZHU WR WKH 6,5 V\VWHP XQOHVV DOO
FRPSRQHQWV DUH FRQQHFWHG RU D GLDJQRVWLF FKDUW
UHTXHVWV LW
- 7KH 6,5 'LDJQRVWLF 6\VWHP &KHFN PXVW EH WKH
VWDUWLQJ SRLQW RI DQ\ 6,5 GLDJQRVWLFV 7KH 6,5
'LDJQRVWLF 6\VWHP &KHFN ZLOO YHULI\ SURSHU $,5%$*
LQGLFDWRU RSHUDWLRQ DQG ZLOO OHDG \RX WR WKH FRUUHFW
FKDUW WR GLDJQRVH DQ\ 6,5 PDOIXQFWLRQV %\SDVVLQJ
WKHVH SURFHGXUHV PD\ UHVXOW LQ H[WHQGHG GLDJQRVWLF
WLPH DQG LQFRUUHFW SDUWV UHSODFHPHQWV

5(3$,56 $1' ,163(&7,216


5(48,5(' $)7(5 $1 $&&,'(17
&DXWLRQ $Q\ UHSDLUV WR WKH YHKLFOH
V VWUXFWXUH PXVW
UHWXUQ LW WR WKH RULJLQDO SURGXFWLRQ FRQILJXUDWLRQ
'HSOR\PHQW UHTXLUHV UHSODFHPHQW RI WKH 6'0 WKH
LQIODWRU PRGXOHV DQG D GLPHQVLRQDO LQVSHFWLRQ RI
WKH VWHHULQJ FROXPQ
- ,I DQ\ 6,5 V\VWHP FRPSRQHQWV DUH GDPDJHG WKH\
PXVW EH UHSODFHG ,I 6,5 FRPSRQHQW PRXQWLQJ SRLQWV
DUH GDPDJHG WKH\ PXVW EH UHSDLUHG RU UHSODFHG
- 1HYHU XVH 6,5 SDUWV IURP DQRWKHU YHKLFOH 7KLV GRHV
QRW LQFOXGH UHPDQXIDFWXUHG SDUWV SXUFKDVHG IURP
DQ DXWKRUL]HG VRXUFH
- 'R QRW DWWHPSW WR VHUYLFH WKH 6'0 WKH FORFN VSULQJ
RU WKH DLUEDJ PRGXOHV 7KHVH LWHPV PXVW EH UHSODFHG
LI WKH\ DUH GHIHFWLYH
- 9HULI\ WKH SDUW QXPEHU RI UHSODFHPHQW DLUEDJ
PRGXOHV 6RPH LQIODWRU PRGXOHV ORRN LGHQWLFDO EXW
FRQWDLQ GLIIHUHQW LQWHUQDO FRPSRQHQWV

$&&,'(17 :,7+ '(3/2<0(17 


&20321(17 5(3/$&(0(17 $1'
,163(&7,216
&HUWDLQ 6,5 FRPSRQHQWV PXVW EH UHSODFHG RU LQVSHFWHG
IRU GDPDJH DIWHU D IURQWDO FUDVK LQYROYLQJ DLUEDJ
GHSOR\PHQW 5HSODFH WKH IROORZLQJ 6,5 FRPSRQHQWV
- 7KH 6'0
- ,QIODWRU PRGXOHV

'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  


,QVSHFW WKH FORFN VSULQJ DQG UHSODFH LW LI QHFHVVDU\
,QVSHFW WKH ZLULQJ DQG WKH FRQQHFWRU IRU DQ\ VLJQV RI
VFRUFKLQJ PHOWLQJ RU GDPDJH GXH WR H[FHVVLYH KHDW

$&&,'(17 :,7+ 25 :,7+287


'(3/2<0(17  &20321(17
,163(&7,216
&HUWDLQ LQVSHFWLRQV PXVW EH SHUIRUPHG DIWHU DQ\ FUDVK
ZKHWKHU WKH DLUEDJ KDV GHSOR\HG RU QRW
- 7KH VWHHULQJ FROXPQ PXVW EH GLPHQVLRQDOO\
LQVSHFWHG
- ,QVSHFW WKH NQHH EROVWHUV DQG PRXQWLQJ SRLQWV IRU
GLVWRUWLRQ EHQGLQJ FUDFNLQJ RU RWKHU GDPDJH
- ,QVSHFW WKH LQVWUXPHQW SDQHO ,3 VWHHULQJ FROXPQ
UHLQIRUFHPHQW SODWH IRU GLVWRUWLRQ EHQGLQJ FUDFNLQJ
RU RWKHU GDPDJH
- ,QVSHFW WKH ,3 EUDFHV IRU IRU GLVWRUWLRQ EHQGLQJ
FUDFNLQJ RU RWKHU GDPDJH
- ,QVSHFW VHDW EHOWV DQG PRXQWLQJ SRLQWV 5HIHU WR
6HFWLRQ $ 6HDW %HOWV

6(16,1* $1' ',$*1267,&


02'8/( 6'0
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
&DXWLRQ 'XULQJ VHUYLFH SURFHGXUHV EH YHU\ FDUHIXO
ZKHQ KDQGOLQJ WKH 6'0 1HYHU VWULNH RU MDU WKH 6'0
1HYHU SRZHU XS WKH 6,5 V\VWHP ZKHQ WKH 6'0 LV QRW
ULJLGO\ DWWDFKHG WR WKH YHKLFOH $OO 6'0 PRXQWLQJ
EROWV PXVW EH FDUHIXOO\ WLJKWHQHG DQG WKH 6'0
DUURZ PXVW EH SRLQWLQJ WRZDUG WKH IURQW RI WKH
YHKLFOH WR HQVXUH SURSHU RSHUDWLRQ RI WKH 6,5
V\VWHP 7KH 6'0 FRXOG EH DFWLYDWHG LI LW LV SRZHUHG
ZKLOH QRW ULJLGO\ DWWDFKHG WR WKH YHKLFOH UHVXOWLQJ LQ
XQH[SHFWHG GHSOR\PHQW DQG SRVVLEOH LQMXU\
,PSRUWDQW ,I WKH YHKLFOH LQWHULRU KDV EHHQ H[SRVHG WR
H[WHQVLYH ZDWHU LQWUXVLRQ VXFK DV ZDWHU OHDNV GULYLQJ
WKURXJK KLJK ZDWHU IORRGLQJ RU RWKHU FDXVHV WKH
VHQVLQJ DQG GLDJQRVWLF PRGXOH 6'0 DQG WKH 6'0
FRQQHFWRU PD\ QHHG WR EH UHSODFHG :LWK WKH LJQLWLRQ
2)) LQVSHFW WKH DUHD DURXQG WKH 6'0 LQFOXGLQJ WKH
FDUSHW ,I DQ\ VLJQLILFDQW VRDNLQJ RU HYLGHQFH RI SUHYLRXV
VRDNLQJ LV GHWHFWHG WKH ZDWHU PXVW EH UHPRYHG WKH
ZDWHU GDPDJH UHSDLUHG DQG WKH 6'0 DQG 6'0
FRQQHFWRU PXVW EH UHSODFHG %HIRUH DWWHPSWLQJ DQ\ RI
WKHVH UHSDLUV WKH VXSSOHPHQWDO LQIODWDEOH UHVWUDLQW 6,5
V\VWHP PXVW EH GLVDEOHG 5HIHU WR 'LVDEOLQJ WKH 6,5
6\VWHP LQ WKLV VHFWLRQ

'$(:22 9 %/

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5


5HPRYDO 3URFHGXUH
 'LVDEOH WKH 6,5 V\VWHP 5HIHU WR 'LVDEOLQJ WKH 6,5
6\VWHP LQ WKLV VHFWLRQ
 5HPRYH WKH IORRU FRQVROH 5HIHU WR 6HFWLRQ *
,QWHULRU 7ULP
 5HPRYH WKH FRQQHFWRU SRVLWLRQ DVVXUDQFH ORFN
ZKLFK LV WHWKHUHG WR WKH 6'0 FRQQHFWRU

&%

 'LVFRQQHFW WKH 6'0 HOHFWULFDO FRQQHFWRU


 5HPRYH WKH 6'0 PRXQWLQJ EROWV
 5HPRYH WKH 6'0

&%

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH 6'0 ZLWK WKH DUURZ SRLQWLQJ WRZDUG WKH
IURQW RI WKH YHKLFOH
 ,QVWDOO WKH 6'0 PRXQWLQJ EROWV

7LJKWHQ
7LJKWHQ WKH 6'0 PRXQWLQJ EROWV WR 1:P OE:LQ 

&%

'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  


 &RQQHFW WKH 6'0 HOHFWULFDO FRQQHFWRU
 ,QVWDOO WKH FRQQHFWRU SRVLWLRQ DVVXUDQFH ORFN
 ,QVWDOO WKH IORRU FRQVROH 5HIHU WR 6HFWLRQ * ,QWHULRU
7ULP
 (QDEOH WKH 6,5 V\VWHP 5HIHU WR (QDEOLQJ WKH 6,5
6\VWHP LQ WKLV VHFWLRQ

&%

'5,9(5 $,5%$* 02'8/(


$IWHU GHSOR\PHQW D SRZGHU\ UHVLGXH PD\ EH RQ WKH
VXUIDFH RI WKH DLUEDJ 7KH SRZGHU FRQVLVWV SULPDULO\ RI
FRUQVWDUFK XVHG WR OXEULFDWH WKH EDJ DV LW LQIODWHV DQG
E\SURGXFWV RI WKH FKHPLFDO UHDFWLRQ 6RGLXP
K\GUR[LGH GXVW VLPLODU WR O\H VRDS LV SURGXFHG DV D
E\SURGXFW RI WKH GHSOR\PHQW UHDFWLRQ 7KH VRGLXP
K\GUR[LGH WKHQ TXLFNO\ UHDFWV ZLWK DWPRVSKHULF PRLVWXUH
DQG LV FRQYHUWHG WR VRGLXP FDUERQDWH DQG VRGLXP
ELFDUERQDWH DOVR NQRZQ DV EDNLQJ VRGD  7KHUHIRUH LW
LV XQOLNHO\ WKDW VRGLXP K\GUR[LGH ZLOO EH SUHVHQW DIWHU
GHSOR\PHQW :HDU JORYHV DQG VDIHW\ JODVVHV GXULQJ WKH
GLVSRVDO SURFHGXUH 5HIHU WR 'HSOR\HG $LUEDJ 0RGXOH
'LVSRVDO 3URFHGXUH LQ WKLV VHFWLRQ

5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
&DXWLRQ 7KH 6'0 FDQ PDLQWDLQ VXIILFLHQW YROWDJH WR
GHSOR\ WKH DLUEDJV IRU PLQXWHV DIWHU WKH LJQLWLRQ
LV 2)) DQG WKH $,5%$* IXVH KDV EHHQ UHPRYHG ,I
WKH DLUEDJV DUH QRW GLVFRQQHFWHG VHUYLFH FDQQRW
EHJLQ XQWLO PLQXWHV KDYH SDVVHG DIWHU
GLVFRQQHFWLQJ SRZHU WR WKH 6'0 ,I WKH DLUEDJV DUH
GLVFRQQHFWHG VHUYLFH FDQ EHJLQ LPPHGLDWHO\
ZLWKRXW ZDLWLQJ IRU WKH  PLQXWH WLPH SHULRG WR
H[SLUH )DLOXUH WR WHPSRUDULO\ GLVDEOH WKH 6,5
V\VWHP GXULQJ VHUYLFLQJ FDQ UHVXOW LQ XQH[SHFWHG
GHSOR\PHQW SHUVRQDO LQMXU\ DQG RWKHUZLVH
XQQHHGHG 6,5 V\VWHP UHSDLUV
 ,I WKH DLUEDJ KDV QRW EHHQ GHSOR\HG UHPRYH WKH NQHH
EROVWHU DQG GLVFRQQHFW WKH \HOORZ FORFN VSULQJ
FRQQHFWRU RQ WKH ORZHU VWHHULQJ FROXPQ 5HIHU WR
'LVDEOLQJ WKH 6,5 6\VWHP LQ WKLV VHFWLRQ
 3RVLWLRQ WKH VWHHULQJ ZKHHO VWUDLJKW DKHDG
 5HPRYH WKH GULYHU DLUEDJ PRGXOH PRXQWLQJ EROWV

'$(:22 9 %/

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5


&DXWLRQ :KHQ KDQGOLQJ DQ DLUEDJ PRGXOH DOZD\V
NHHS WKH WRS RI WKH XQLW IDFLQJ XSZDUG 7KLV OHDYHV
URRP IRU WKH DLUEDJ WR H[SDQG LI WKH PRGXOH
XQH[SHFWHGO\
GHSOR\V
:LWKRXW
URRP
IRU
H[SDQVLRQ D PRGXOH VXGGHQO\ SURSHOOHG WRZDUG D
SHUVRQ RU REMHFW FDQ FDXVH LQMXU\ RU YHKLFOH
GDPDJH
 5HPRYH WKH FRQQHFWRUV IURP WKH KRUQ WHUPLQDO DQG
WKH GULYHU DLUEDJ PRGXOH
 5HPRYH WKH GULYHU DLUEDJ PRGXOH

&%

,QVWDOODWLRQ 3URFHGXUH
&DXWLRQ :KHQ UHPRYLQJ DQ DLUEDJ PRGXOH RU
KDQGOLQJ D QHZ DLUEDJ PRGXOH DOZD\V NHHS WKH WRS
RI WKH XQLW IDFLQJ XSZDUG 7KLV OHDYHV URRP IRU WKH
DLUEDJ WR H[SDQG LI WKH PRGXOH XQH[SHFWHGO\
GHSOR\V :LWKRXW URRP IRU H[SDQVLRQ D PRGXOH
VXGGHQO\ SURSHOOHG WRZDUG D SHUVRQ RU REMHFW FDQ
FDXVH LQMXU\ RU YHKLFOH GDPDJH
 ,QVWDOO WKH FRQQHFWRUV WR WKH KRUQ WHUPLQDO DQG WKH
GULYHU DLUEDJ PRGXOH
 ,QVWDOO WKH GULYHU DLUEDJ PRGXOH
 ,QVWDOO WKH GULYHU DLUEDJ PRGXOH PRXQWLQJ EROWV

7LJKWHQ

&%

7LJKWHQ WKH GULYHU DLUEDJ PRGXOH PRXQWLQJ EROWV WR


1:P OE:LQ 
 ,I WKH \HOORZ FORFN VSULQJ FRQQHFWRU ZDV SUHYLRXVO\
GLVFRQQHFWHG FRQQHFW WKH FORFN VSULQJ FRQQHFWRU RQ
WKH ORZHU VWHHULQJ FROXPQ DQG UHSODFH WKH NQHH
EROVWHU
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  

&/2&. 635,1*
5HPRYDO 3URFHGXUH
&DXWLRQ 7KH 6'0 FDQ PDLQWDLQ VXIILFLHQW YROWDJH WR
GHSOR\ WKH DLUEDJV IRU PLQXWHV DIWHU WKH LJQLWLRQ
LV 2)) DQG WKH $,5%$* IXVH KDV EHHQ UHPRYHG ,I
WKH DLUEDJV DUH QRW GLVFRQQHFWHG VHUYLFH FDQQRW
EHJLQ XQWLO PLQXWHV KDYH SDVVHG DIWHU
GLVFRQQHFWLQJ SRZHU WR WKH 6'0 ,I WKH DLUEDJV DUH
GLVFRQQHFWHG VHUYLFH FDQ EHJLQ LPPHGLDWHO\
ZLWKRXW ZDLWLQJ IRU WKH  PLQXWH WLPH SHULRG WR
H[SLUH )DLOXUH WR WHPSRUDULO\ GLVDEOH WKH 6,5
V\VWHP GXULQJ VHUYLFLQJ FDQ UHVXOW LQ XQH[SHFWHG
GHSOR\PHQW SHUVRQDO LQMXU\ DQG RWKHUZLVH
XQQHHGHG 6,5 V\VWHP UHSDLUV
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 7XUQ WKH IURQW ZKHHOV VWUDLJKW DKHDG
 5HPRYH WKH GULYHU VLGH DLUEDJ PRGXOH 5HIHU WR
'ULYHU $LUEDJ 0RGXOH LQ WKLV VHFWLRQ
 5HPRYH WKH VWHHULQJ ZKHHO 5HIHU WR 6HFWLRQ (
6WHHULQJ :KHHO DQG &ROXPQ
 5HPRYH WKH GULYHU VLGH NQHH EROVWHU E\ FDUHIXOO\
SXOOLQJ XQWLO LW VQDSV DZD\ IURP LWV PRXQWLQJ FOLSV
 'LVFRQQHFW WKH FRQQHFWRUV DW WKH ORZHU VWHHULQJ
FROXPQ

&%

 5HPRYH WKH VFUHZV DQG WKH FORFN VSULQJ IURP WKH


VWHHULQJ VKDIW

&%

'$(:22 9 %/

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5


,QVWDOODWLRQ 3URFHGXUH
&DXWLRQ ,I WKH FORFN VSULQJ LV QRW SURSHUO\ DOLJQHG
WKH VWHHULQJ ZKHHO PD\ QRW EH DEOH WR URWDWH
FRPSOHWHO\ GXULQJ D WXUQ 5HVWULFWHG WXUQLQJ DELOLW\
FDQ FDXVH WKH YHKLFOH WR FUDVK ,PSURSHU DOLJQPHQW
RI WKH FORFN VSULQJ DOVR PD\ PDNH WKH VXSSOHPHQWDO
LQIODWDEOH UHVWUDLQWV 6,5 V\VWHP LQRSHUDWLYH
SUHYHQWLQJ WKH DLUEDJV IURP GHSOR\LQJ GXULQJ D
FUDVK %RWK RI WKHVH RXWFRPHV FDQ UHVXOW LQ LQMXU\
1RWLFH 7XUQLQJ WKH FORFN VSULQJ PRUH WKDQ WKUHH WXUQV
FORFNZLVH RU PRUH WKDQ WKUHH WXUQV FRXQWHUFORFNZLVH
FDQ GDPDJH WKH VSULQJ
 7XUQ WKH IURQW ZKHHOV VWUDLJKW DKHDG
 ,QVWDOO WKH FORFN VSULQJ ZLWK WKH VFUHZV

7LJKWHQ
&%

7LJKWHQ WKH FORFN VSULQJ PRXQWLQJ VFUHZV WR


1:P OE:LQ 
,PSRUWDQW 7KH FORFN VSULQJ PD\ FRPH SDFNHG LQ
PDWHULDO XVHG WR SUHYHQW GDPDJH WR WKH VSULQJ GXULQJ
VKLSSLQJ RU VWRUDJH $YRLG LQVWDOOLQJ DQ\ RI WKH SDFNLQJ
PDWHULDO ZLWK WKH FORFN VSULQJ

&%

 7XUQ WKH OREH RI WKH FORFN VSULQJ FORFNZLVH WR ORFN


 7XUQ WKH OREH RI WKH FORFN VSULQJ FRXQWHUFORFNZLVH
DSSUR[LPDWHO\ WKUHH WXUQV WR WKH QHXWUDO SRVLWLRQ
ZLWK WKH IURQW ZKHHOV VWUDLJKW DKHDG
 3URSHUO\ DOLJQ WKH SRLQWHG PDUNV RQ WKH FRPSRQHQWV
RI WKH FORFN VSULQJ
 &RQQHFW WKH HOHFWULFDO FRQQHFWRUV RQ WKH ORZHU
VWHHULQJ FROXPQ
 ,QVWDOO WKH GULYHU VLGH NQHH EROVWHU
 ,QVWDOO WKH VWHHULQJ ZKHHO 5HIHU WR 6HFWLRQ (
6WHHULQJ :KHHO DQG &ROXPQ
 &RQQHFW WKH GULYHU VLGH DLUEDJ PRGXOH DQG WKH KRUQ
FRQQHFWRUV
 ,QVWDOO WKH GULYHU VLGH DLUEDJ PRGXOH 5HIHU WR 'ULYHU
6LGH $LUEDJ 0RGXOH LQ WKLV VHFWLRQ
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  

3$66(1*(5 $,5%$* 02'8/(


/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
$IWHU GHSOR\PHQW D SRZGHU\ UHVLGXH PD\ EH RQ WKH
VXUIDFH RI WKH DLUEDJ 7KH SRZGHU FRQVLVWV SULPDULO\ RI
FRUQVWDUFK XVHG WR OXEULFDWH WKH EDJ DV LW LQIODWHV DQG
E\ SURGXFWV RI WKH FKHPLFDO UHDFWLRQ 6RGLXP K\GUR[LGH
GXVW VLPLODU WR O\H VRDS LV SURGXFHG DV D E\ SURGXFW RI
WKH GHSOR\PHQW UHDFWLRQ 7KH VRGLXP K\GUR[LGH WKHQ
TXLFNO\ UHDFWV ZLWK DWPRVSKHULF PRLVWXUH DQG LV
FRQYHUWHG WR VRGLXP FDUERQDWH DQG VRGLXP ELFDUERQDWH
DOVR NQRZQ DV EDNLQJ VRGD  7KHUHIRUH LW LV XQOLNHO\
WKDW VRGLXP K\GUR[LGH ZLOO EH SUHVHQW DIWHU GHSOR\PHQW
:HDU JORYHV DQG VDIHW\ JODVVHV GXULQJ WKH GLVSRVDO
SURFHGXUH 5HIHU WR 'HSOR\HG $LUEDJ 0RGXOH 'LVSRVDO
3URFHGXUH LQ WKLV VHFWLRQ

5HPRYDO 3URFHGXUH
&DXWLRQ 7KH 6'0 FDQ PDLQWDLQ VXIILFLHQW YROWDJH WR
GHSOR\ WKH DLUEDJV IRU PLQXWHV DIWHU WKH LJQLWLRQ
LI 2)) RU WKH $,5%$* IXVH KDV EHHQ UHPRYHG
 7XUQ WKH LJQLWLRQ VZLWFK WR /2&. DQG UHPRYH WKH NH\
 5HPRYH WKH JORYH ER[ 5HIHU WR 6HFWLRQ (
,QVWUXPHQWDWLRQ'ULYHU ,QIRUPDWLRQ
 'LVFRQQHFW WKH SDVVHQJHU DLUEDJ \HOORZ HOHFWULFDO
FRQQHFWRU
 5HPRYH WKH SDVVHQJHU DLUEDJ PRXQWLQJ EROWV
 5HPRYH WKH SDVVHQJHU DLUEDJ PRGXOH IURP WKH
LQVWUXPHQW SDQHO

&%

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH SDVVHQJHU DLUEDJ PRGXOH LQ WKH LQVWUXPHQW
SDQHO
 ,QVWDOO WKH SDVVHQJHU DLUEDJ PRXQWLQJ EROWV

7LJKWHQ
7LJKWHQ WKH SDVVHQJHU DLUEDJ PRXQWLQJ EROWV WR
1:P OE:LQ 
 &RQQHFW WKH SDVVHQJHU DLUEDJ HOHFWULFDO FRQQHFWRU
 ,QVWDOO WKH JORYH ER[ 5HIHU WR 6HFWLRQ (
,QVWUXPHQWDWLRQ'ULYHU ,QIRUPDWLRQ
 3HUIRUP WKH 6,5 'LDJQRVWLF 6\VWHP &KHFN LQ WKLV
VHFWLRQ

&%

'$(:22 9 %/

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5

$,5%$* 02'8/( '(3/2<0(17


,1 9(+,&/(
'HSOR\ DLUEDJV EHIRUH GLVSRVLQJ RI WKHP ,I D YHKLFOH WR
EH VFUDSSHG WKH DLUEDJV PD\ EH GHSOR\HG LQVLGH WKH
YHKLFOH
&DXWLRQ %HIRUH GHSOR\LQJ WKH DLUEDJV UHPRYH DOO
ORRVH REMHFWV IURP WKH DLUEDJ
V H[SDQVLRQ DUHD
&DXWLRQ 'HSOR\ WKH DLUEDJV ZLWK WKH YHKLFOH GRRUV
FORVHG DQG WKH VLGH ZLQGRZV RSHQ
&DXWLRQ 'HSOR\ WKH DLUEDJV RQO\ LQ DQ HYDFXDWHG
DUHD 6HUYLFH SHUVRQQHO ZKR PXVW EH SUHVHQW
GXULQJ WKH GHSOR\PHQW VKRXOG EH DW OHDVW PHWHUV
IHHW LQ IURQW RI WKH YHKLFOH
&DXWLRQ 'R QRW FRQQHFW WKH YROWDJH VRXUFH XQWLO
DIWHU KDYLQJ FRPSOHWHG DOO RWKHU SUHSDUDWLRQV IRU
WKH GHSOR\PHQW RI WKH DLUEDJV
&DXWLRQ $OORZ D GHSOR\HG DLUEDJ PRGXOH WR FRRO
IRU DW OHDVW PLQXWHV EHIRUH KDQGOLQJ
&DXWLRQ :HDU JORYHV DQG H\H SURWHFWLRQ GXULQJ WKH
GLVSRVDO SURFHVV
&DXWLRQ ,I WKH GHSOR\PHQW IDLOV GLVFRQQHFW WKH
YROWDJH VRXUFH DQG ZDLW PLQXWHV EHIRUH
DSSURDFKLQJ WKH YHKLFOH

'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  


'HSOR\PHQW 3URFHGXUH
 'LVFRQQHFW ERWK EDWWHU\ FDEOHV DQG SODFH WKH
EDWWHU\ DW OHDVW PHWHUV IHHW IURP WKH YHKLFOH
&DXWLRQ 7KH 6'0 FDQ PDLQWDLQ VXIILFLHQW YROWDJH WR
GHSOR\ WKH DLUEDJV IRU PLQXWHV DIWHU WKH LJQLWLRQ
LV 2)) DQG WKH $,5%$* IXVH KDV EHHQ UHPRYHG ,I
WKH DLUEDJV DUH QRW GLVFRQQHFWHG VHUYLFH FDQQRW
EHJLQ XQWLO PLQXWHV KDYH SDVVHG DIWHU
GLVFRQQHFWLQJ SRZHU WR WKH 6'0 ,I WKH DLUEDJV DUH
GLVFRQQHFWHG VHUYLFH FDQ EHJLQ LPPHGLDWHO\
ZLWKRXW ZDLWLQJ IRU WKH  PLQXWH WLPH SHULRG WR
H[SLUH )DLOXUH WR WHPSRUDULO\ GLVDEOH WKH 6,5
V\VWHP GXULQJ VHUYLFLQJ FDQ UHVXOW LQ XQH[SHFWHG
GHSOR\PHQW SHUVRQDO LQMXU\ DQG RWKHUZLVH
XQQHHGHG 6,5 V\VWHP UHSDLUV
&%

'$(:22 9 %/

 5HPRYH WKH NQHH EROVWHU IURP WKH VWHHULQJ FROXPQ


5HIHU WR 6HFWLRQ * ,QWHULRU 7ULP
 $W WKH ORZHU VWHHULQJ FROXPQ FXW WKH WZR ZLUHV
OHDGLQJ IURP WKH VXSSOHPHQWDO LQIODWDEOH UHVWUDLQW
6,5 KDUQHVV WR WKH FORFN VSULQJ
 6WULS PP LQFK RI LQVXODWLRQ IURP WKH HQGV RI
WKH ZLUHV OHDGLQJ WR WKH FORFN VSULQJ
 8VH WZR DGGLWLRQDO ZLUHV HDFK DW OHDVW PHWHUV
IHHW ORQJ WR UHDFK IURP WKH GHSOR\PHQW EDWWHU\
WR WKH LQIODWRU PRGXOH
 6WULS PP LQFK RI LQVXODWLRQ IURP WKH HQGV RI
WKHVH WZR DGGLWLRQDO ZLUHV
 7ZLVW WKH WZR ZLUHV WRJHWKHU DW RQH HQG
 3ODFH WKH WZLVWHG HQGV RI WKH WZR ZLUHV QHDU WKH
GHSOR\PHQW EDWWHU\ 'R QRW FRQQHFW WKH ZLUHV WR WKH
EDWWHU\ DW WKLV WLPH
 8VLQJ WKH IUHH HQGV RI WKH  PHWHU  IRRW ZLUHV
OHDGLQJ WR WKH FORFN VSULQJ PDNH WZR VSOLFHV RQH DW
HDFK ZLUH IURP WKH DLUEDJ PRGXOH
 :UDS WKH VSOLFHV ZLWK LQVXODWLQJ WDSH
 1RZ WKDW WKH IUHH HQGV RI WKH  PHWHU  IRRW
ZLUHV DUH VSOLFHG WR WKH DLUEDJ PRGXOH ZLUHV DQG WKH
HQGV WKDW DUH WZLVWHG WRJHWKHU DUH QHDU WKH
GHSOR\PHQW EDWWHU\ FOHDU WKH DUHD
 8QWZLVW WKH ZLUHV WKDW DUH QHDU WKH GHSOR\PHQW
EDWWHU\
 7RXFK RQH ZLUH WR WKH SRVLWLYH EDWWHU\ WHUPLQDO DQG
WRXFK WKH RWKHU ZLUH WR WKH QHJDWLYH EDWWHU\ WHUPLQDO
7KH DLUEDJ ZLOO GHSOR\

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5

&%

 5HSHDW WKH SURFHGXUH IRU WKH SDVVHQJHU DLUEDJ


FXWWLQJ WKH ZLUHV WR WKH SDVVHQJHU DLUEDJ PRGXOH
LQVWHDG RI WKH ZLUHV OHDGLQJ WR WKH FORFN VSULQJ
 6WULS PP LQFK RI LQVXODWLRQ IURP WKH HQGV RI
WKH ZLUHV OHDGLQJ WR WKH SDVVHQJHU DLUEDJ PRGXOH
 8VH WZR DGGLWLRQDO ZLUHV HDFK DW OHDVW PHWHUV
IHHW ORQJ WR UHDFK IURP WKH GHSOR\PHQW EDWWHU\
WR WKH SDVVHQJHU DLUEDJ PRGXOH
 6WULS PP LQFK RI LQVXODWLRQ IURP WKH HQGV RI
WKHVH WZR DGGLWLRQDO ZLUHV
 7ZLVW WKH WZR ZLUHV WRJHWKHU DW RQH HQG
 3ODFH WKH WZLVWHG HQGV RI WKH WZR ZLUHV QHDU WKH
GHSOR\PHQW EDWWHU\ 'R QRW FRQQHFW WKH ZLUHV WR WKH
EDWWHU\ DW WKLV WLPH
 8VLQJ WKH IUHH HQGV RI WKH  PHWHU  IRRW ZLUHV WR
WKH SDVVHQJHU DLUEDJ PRGXOH PDNH WZR VSOLFHV
RQH DW HDFK ZLUH IURP WKH DLUEDJ PRGXOH
 :UDS WKH VSOLFHV ZLWK LQVXODWLQJ WDSH

&%

 1RZ WKDW WKH IUHH HQGV RI WKH  PHWHU  IRRW


ZLUHV DUH VSOLFHG WR WKH SDVVHQJHU DLUEDJ PRGXOH
ZLUHV DQG WKH HQGV WKDW DUH WZLVWHG WRJHWKHU DUH
QHDU WKH GHSOR\PHQW EDWWHU\ FOHDU WKH DUHD
 8QWZLVW WKH ZLUHV WKDW DUH QHDU WKH GHSOR\PHQW
EDWWHU\
 7RXFK RQH ZLUH WR WKH SRVLWLYH EDWWHU\ WHUPLQDO DQG
WRXFK WKH RWKHU ZLUH WR WKH QHJDWLYH EDWWHU\ WHUPLQDO
7KH SDVVHQJHU DLUEDJ ZLOO GHSOR\
 8VLQJ WKH SURSHU SUHFDXWLRQV GLVSRVH RI WKH
GHSOR\HG DLUEDJ 5HIHU WR 'HSOR\HG $LUEDJ 0RGXOH
'LVSRVDO 3URFHGXUH LQ WKLV VHFWLRQ

&%

'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  

$,5%$* 02'8/( '(3/2<0(17


2876,'( 2) 9(+,&/(
,I WKH YHKLFOH LV ZLWKLQ WKH ZDUUDQW\ SHULRG FRQWDFW WKH
'DHZRR UHJLRQDO VHUYLFH PDQDJHU IRU DSSURYDO RU
VSHFLDO LQVWUXFWLRQV EHIRUH GHSOR\LQJ WKH DLUEDJ
PRGXOHV 'HSOR\ DLUEDJ PRGXOHV LQ WKH IROORZLQJ
VLWXDWLRQV
- ,I D YHKLFOH LV WR EH VFUDSSHG 5HIHU WR $LUEDJ 0RGXOH
'HSOR\PHQW ,QVLGH RI 9HKLFOH LQ WKLV VHFWLRQ
- ,I DQ DLUEDJ PRGXOH LV GDPDJHG GXULQJ WUDQVLW
VWRUDJH RU VHUYLFH
&DXWLRQ 'HSOR\ WKH DLUEDJV RQO\ LQ DQ HYDFXDWHG
DUHD 6HUYLFH SHUVRQQHO ZKR PXVW EH SUHVHQW
GXULQJ WKH GHSOR\PHQW VKRXOG EH DW OHDVW PHWHUV
IHHW LQ IURQW RI WKH YHKLFOH
&DXWLRQ 'R QRW FRQQHFW WKH YROWDJH VRXUFH XQWLO
FRPSOHWLQJ DOO RWKHU SUHSDUDWLRQV IRU WKH
GHSOR\PHQW RI WKH DLUEDJV
&DXWLRQ $OORZ D GHSOR\HG DLUEDJ PRGXOH WR FRRO
IRU DW OHDVW PLQXWHV EHIRUH UHPRYLQJ LW IURP WKH
YHKLFOH
&DXWLRQ :HDU JORYHV DQG H\H SURWHFWLRQ GXULQJ WKH
GLVSRVDO SURFHVV
&DXWLRQ ,I WKH GHSOR\PHQW IDLOV GLVFRQQHFW WKH
YROWDJH VRXUFH DQG ZDLW PLQXWHV EHIRUH
DSSURDFKLQJ WKH YHKLFOH

&%

 3RVLWLRQ WKH DLUEDJ PRGXOH IDFH XS RQ IODW JURXQG


RXWGRRUV DW OHDVW PHWHUV IHHW IURP DQ\
REVWDFOHV RU SHRSOH
 3ODFH D YHKLFOH EDWWHU\ DW OHDVW PHWHUV IHHW
DZD\ IURP WKH DLUEDJ PRGXOH
 'HSOR\ WKH DLUEDJ PRGXOH XVLQJ WKH GHSOR\PHQW WRRO
 8VLQJ WKH SURSHU SUHFDXWLRQV GLVSRVH RI WKH
GHSOR\HG DLUEDJ 5HIHU WR 'HSOR\HG $LUEDJ 0RGXOH
'LVSRVDO 3URFHGXUH LQ WKLV VHFWLRQ

'(3/2<(' $,5%$* 02'8/(


',6326$/ 352&('85(
$IWHU GHSOR\PHQW D SRZGHU\ UHVLGXH PD\ EH RQ WKH
VXUIDFH RI WKH DLUEDJ 7KH SRZGHU FRQVLVWV SULPDULO\ RI
FRUQVWDUFK XVHG WR OXEULFDWH WKH EDJ DV LW LQIODWHV DQG
E\ SURGXFWV RI WKH FKHPLFDO UHDFWLRQ 6RGLXP K\GUR[LGH
GXVW VLPLODU WR O\H VRDS LV SURGXFHG DV D E\ SURGXFW RI
WKH GHSOR\PHQW UHDFWLRQ 7KH VRGLXP K\GUR[LGH WKHQ
TXLFNO\ UHDFWV ZLWK DWPRVSKHULF PRLVWXUH DQG LV
FRQYHUWHG WR VRGLXP FDUERQDWH DQG VRGLXP ELFDUERQDWH
DOVR NQRZQ DV EDNLQJ VRGD  7KHUHIRUH LW LV XQOLNHO\
WKDW VRGLXP K\GUR[LGH ZLOO EH SUHVHQW DIWHU GHSOR\PHQW
&DXWLRQ :HDU JORYHV DQG VDIHW\ JODVVHV GXULQJ WKH
GLVSRVDO SURFHGXUH

'$(:22 9 %/

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5


&DXWLRQ $IWHU GHSOR\PHQW WKH PHWDO VXUIDFHV RI
WKH DLUEDJ PRGXOH ZLOO EH KRW ,Q RUGHU WR DYRLG WKH
ULVN RI DQ LQMXU\ RU D ILUH GR QRW SODFH WKH GHSOR\HG
DLUEDJ PRGXOHV QHDU DQ\ IODPPDEOH REMHFWV DQG
DOORZ WKH DLUEDJ PRGXOHV WR FRRO IRU PLQXWHV
EHIRUH KDQGOLQJ WKHP

&%

'HSOR\ DQ DLUEDJ EHIRUH GLVSRVLQJ RI LW 7KLV LQFOXGHV


WKRVH LQ D ZKROH YHKLFOH EHLQJ VFUDSSHG ,I WKH YHKLFOH LV
VWLOO ZLWKLQ WKH ZDUUDQW\ SHULRG FRQWDFW WKH 'DHZRR
UHJLRQDO VHUYLFH PDQDJHU IRU DSSURYDO RU VSHFLDO
LQVWUXFWLRQV EHIRUH GHSOR\LQJ DQ DLUEDJ PRGXOH
'HSOR\HG DLUEDJ PRGXOHV VKRXOG EH GLVSRVHG RI LQ WKH
VDPH PDQQHU DV DQ\ RWKHU VFUDS SDUWV ZLWK WKH DGGLWLRQ
RI WKH IROORZLQJ VWHSV
 3ODFH WKH GHSOR\HG DLUEDJ LQ D VWXUG\ SODVWLF EDJ
 6HDO WKH SODVWLF EDJ VHFXUHO\
 :DVK \RXU KDQGV DQG ULQVH WKHP ZLWK ZDWHU DIWHU
KDQGOLQJ D GHSOR\HG DLUEDJ

6,5 :,5,1* 5(3$,5


&RQQHFWRU 5HSDLU
&DXWLRQ %HIRUH DWWHPSWLQJ DQ\ UHSDLUV WKH 6,5
V\VWHP PXVW EH GLVDEOHG 5HIHU WR 'LVDEOLQJ WKH
6,5 6\VWHP LQ WKLV VHFWLRQ IRU LQVWUXFWLRQV RQ KRZ
WR GLVDEOH WKH 6,5 V\VWHP
7KH WHUPLQDOV LQ WKH 6,5 V\VWHP DUH PDGH RI D VSHFLDO
PHWDO WR SURYLGH QHFHVVDU\ FRQWDFW LQWHJULW\ IRU WKH
VHQVLWLYH ORZ HQHUJ\ FLUFXLWV 7KHVH WHUPLQDOV DUH
DYDLODEOH RQO\ LQ WKH FRQQHFWRU UHSDLU DVVHPEO\ SDFNV
'R QRW VXEVWLWXWH DQ\ RWKHU WHUPLQDOV IRU WKRVH LQ WKH
DVVHPEO\ SDFNV

:LUH 5HSDLU
&DXWLRQ %HIRUH DWWHPSWLQJ DQ\ UHSDLUV WKH 6,5
V\VWHP PXVW EH GLVDEOHG 5HIHU WR 'LVDEOLQJ WKH
6,5 6\VWHP LQ WKLV VHFWLRQ IRU LQVWUXFWLRQV RQ KRZ
WR GLVDEOH WKH 6,5 V\VWHP
'R QRW UHSDLU ZLUHV RU FRQQHFWRUV DWWDFKHG WR WKH
SDVVHQJHU DLUEDJ PRGXOH RU WKH FORFN VSULQJ ,I WKH ZLUHV
RU FRQQHFWRUV RQ WKH FORFN VSULQJ RU SDVVHQJHU DLUEDJ
DUH GDPDJHG WKH FORFN VSULQJ RU SDVVHQJHU DLUEDJ PXVW
EH UHSODFHG ,I DQ\ RWKHU ZLUH LV GDPDJHG WKH ZLUH
VKRXOG EH UHSDLUHG E\ VSOLFLQJ LQ D QHZ VHFWLRQ RI ZLUH RI
WKH VDPH JDXJH 7R SURWHFW WKH UHSDLU VSOLFHG ZLUHV
PXVW EH VHDOHG ZLWK KHDW VKULQN WXELQJ ,I WKH VSOLFHV DUH
QRW PDGH FRUUHFWO\ WKH UHVXOW ZLOO EH D KLJKUHVLVWDQFH
FRQQHFWLRQ DQG WKH $,5%$* LQGLFDWRU ZLOO WXUQ RQ

'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
6,5 6<67(0
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH 6LPLODU
7KH VXSSOHPHQWDO LQIODWDEOH UHVWUDLQWV 6,5 V\VWHP LV D
VDIHW\ GHYLFH XVHG LQ FRQMXQFWLRQ ZLWK WKH VHDW EHOWV
7KH DLUEDJ GRHV QRW UHSODFH WKH IXQFWLRQ RI WKH VHDW EHOW
7KH GULYHU DQG WKH SDVVHQJHUV PXVW DOZD\V IDVWHQ WKHLU
VHDW EHOWV DQG DGMXVW WKHP IRU D SURSHU ILW
7KH 6,5 LV GHVLJQHG WR SURWHFW WKH GULYHU DQG WKH IURQW
VHDW SDVVHQJHU LQ WKH HYHQW RI D VLJQLILFDQW IURQWDO
LPSDFW WR WKH YHKLFOH 7KH DLUEDJV GHSOR\ LI WKH IRUFH LV
DSSOLHG IURP D GLUHFWLRQ ZLWKLQ GHJUHHV RI WKH
YHKLFOH
V FHQWHUOLQH
7KH 6,5 V\VWHP FRQVLVWV RI D
- 'ULYHU VLGH DLUEDJ PRGXOH
- 3DVVHQJHU VLGH DLUEDJ PRGXOH
- 6HQVLQJ DQG GLDJQRVWLF PRGXOH 6'0 
- &ORFN VSULQJ
- :LUH KDUQHVV DQG FRQQHFWRUV
- $,5%$* LQGLFDWRU RQ WKH LQVWUXPHQW FOXVWHU
7KHUH DUH WZR VHSDUDWH GHSOR\PHQW ORRSV LQ WKH 6,5
V\VWHP 7KH WHUP ORRS LV XVHG EHFDXVH FXUUHQW OHDYHV
WKH 6'0 DQG UHWXUQV WR WKH 6'0 GXULQJ GHSOR\PHQW RU
WHVWLQJ 2QH ORRS LV WKH FLUFXLW IURP WKH 6'0 WR WKH GULYHU
DLUEDJ DQG EDFN WR WKH 6'0 7KH RWKHU ORRS LV WKH FLUFXLW
IURP WKH 6'0 WR WKH SDVVHQJHU DLUEDJ DQG EDFN WR WKH
6'0

$,5%$* 02'8/(6
'ULYHU $LUEDJ 0RGXOH
&DXWLRQ 7DPSHULQJ ZLWK WKH GULYHU VLGH DLUEDJ
PRGXOH FUHDWHV WKH ULVN RI DQ LQMXU\ IURP DQ
XQH[SHFWHG GHSOR\PHQW 7KHUHIRUH WKH GULYHU VLGH
DLUEDJ PRGXOH VKRXOG QHYHU EH GLVDVVHPEOHG
7KH GULYHU DLUEDJ PRGXOH LV XQGHU WKH FHQWHU SDG RI WKH
VWHHULQJ ZKHHO
7KH GULYHU DLUEDJ PRGXOH FRQWDLQV DQ LJQLWLRQ FKDUJH
DQG D JDV JHQHUDWRU WR LQIODWH WKH IROGHG DLUEDJ

%%

3DVVHQJHU $LUEDJ 0RGXOH


&DXWLRQ 7DPSHULQJ ZLWK WKH SDVVHQJHU VLGH DLUEDJ
PRGXOH FUHDWHV WKH ULVN RI DQ LQMXU\ IURP DQ
XQH[SHFWHG GHSOR\PHQW 7KHUHIRUH WKH SDVVHQJHU
VLGH DLUEDJ PRGXOH VKRXOG QHYHU EH GLVDVVHPEOHG

%%

'$(:22 9 %/

7KH SDVVHQJHU DLUEDJ PRGXOH LV RQ WKH SDVVHQJHU VLGH


RI WKH LQVWUXPHQW SDQHO
7KH SDVVHQJHU DLUEDJ PRGXOH FRQWDLQV DQ LJQLWRU FKDUJH
DQG D JDV JHQHUDWRU WR LQIODWH WKH IROGHG DLUEDJ
7KH SDVVHQJHU DLUEDJ DOVR LQFOXGHV ZLULQJ DQG D
FRQQHFWRU 7KH DLUEDJ VLGH RI WKH \HOORZ FRQQHFWRU
FRQWDLQV D VKRUWLQJ EDU ZKLFK VKRUW FLUFXLWV WKH
SDVVHQJHU KLJK FLUFXLW WR WKH SDVVHQJHU ORZ FLUFXLW ZKHQ
WKH FRQQHFWRU LV GLVFRQQHFWHG 7KH VKRUWLQJ EDU
SUHYHQWV FXUUHQW IURP WUDYHOLQJ WKURXJK WKH SDVVHQJHU
DLUEDJ PRGXOH GXULQJ VHUYLFLQJ 7KH VKRUWLQJ EDU LV
GLVHQJDJHG ZKHQ WKH FRQQHFWRU LV FRQQHFWHG ,I WKH
ZLULQJ RU FRQQHFWRU RQ WKH SDVVHQJHU DLUEDJ LV
GDPDJHG WKH SDVVHQJHU DLUEDJ PXVW EH UHSODFHG

%   6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5

%%

6(16,1* $1' ',$*1267,&


02'8/( 6'0
&DXWLRQ 'XULQJ VHUYLFH SURFHGXUHV EH FDUHIXO
ZKHQ KDQGOLQJ WKH 6'0 1HYHU VKDNH RU MDU WKH
6'0 1HYHU DSSO\ SRZHU WR WKH 6,5 V\VWHP ZKHQ WKH
6'0 LV QRW ULJLGO\ DWWDFKHG WR WKH YHKLFOH $OO 6'0
PRXQWLQJ EROWV PXVW EH IXOO\ WLJKWHQHG 7KH DUURZ
RQ WKH 6'0 PXVW SRLQW WRZDUG WKH IURQW RI WKH
YHKLFOH )DLOXUH WR IROORZ WKHVH SUHFDXWLRQV FRXOG
FDXVH GHSOR\PHQW DQG UHVXOW LQ SHUVRQDO LQMXU\
7KH 6'0 LV ORFDWHG RQ WKH IORRU EHQHDWK WKH IORRU
FRQVROH DVVHPEO\ 7KH 6'0 SHUIRUPV WKH IROORZLQJ
IXQFWLRQV
- 0RQLWRUV WKH VXSSOHPHQWDO LQIODWDEOH UHVWUDLQW 6,5
V\VWHP HOHFWULFDO FRPSRQHQWV DQG VHWV D GLDJQRVWLF
WURXEOH FRGH '7& ZKHQ D PDOIXQFWLRQ LV GHWHFWHG
- 5HFRUGV DQ\ IDXOWV WKDW DUH GLVFRYHUHG
- 'LVSOD\V 6,5 GLDJQRVWLF WURXEOH FRGHV DQG V\VWHP
VWDWXV LQIRUPDWLRQ ZKHQ FRQQHFWHG WR D VFDQ WRRO
- ,OOXPLQDWHV WKH $,5%$* LQGLFDWRU WR DOHUW WKH GULYHU WR
DQ\ IDXOWV
- 3URYLGHV D UHVHUYH SRZHU VRXUFH WR GHSOR\ WKH
DLUEDJV LI DQ DFFLGHQW KDV GLVDEOHG WKH QRUPDO SRZHU
VRXUFH
- 0RQLWRUV YHKLFOH YHORFLW\ FKDQJHV WR GHWHFW IURQWDO
LPSDFWV ZKLFK DUH VHYHUH HQRXJK WR ZDUUDQW
GHSOR\PHQW
- &DXVHV FXUUHQW WR IORZ WKURXJK WKH DLUEDJ PRGXOHV WR
FDXVH GHSOR\PHQW LI D IURQWDO LPSDFW RI VXIILFLHQW
IRUFH LV GHWHFWHG
7KH 6'0 FRQWDLQV QR XVHU VHUYLFHDEOH SDUWV

%% 

$,5%$* :$51,1* /$03


7KH LQVWUXPHQW FOXVWHU FRQWDLQV DQ $,5%$* ZDUQLQJ
LQGLFDWRU 7R YHULI\ WKH RSHUDWLRQ RI WKH $,5%$*
LQGLFDWRU DQG WKH VHQVLQJ DQG GLDJQRVWLF PRGXOH 6'0 
WKH 6'0 SHUIRUPV D WXUQRQ WHVW ZKHQ WKH LJQLWLRQ LV
WXUQHG 21 7KH 6'0 IODVKHV WKH $,5%$* LQGLFDWRU
VHYHQ WLPHV E\ VXSSO\LQJ DQ LQWHUPLWWHQW JURXQG WR WKH
LQGLFDWRU ODPS FLUFXLW $IWHU IODVKLQJ VHYHQ WLPHV WKH
$,5%$* LQGLFDWRU ZLOO WXUQ RII LI QR PDOIXQFWLRQV KDYH
EHHQ GHWHFWHG
7KH $,5%$* LQGLFDWRU VWD\V RQ LI WKH 6'0 KDV GHWHFWHG
PDOIXQFWLRQV LQ WKH LQWHUQDO RU H[WHUQDO FLUFXLWV ZKLFK
FRXOG SRWHQWLDOO\ DIIHFW WKH RSHUDWLRQ RI WKH
VXSSOHPHQWDO LQIODWDEOH UHVWUDLQW 6,5 V\VWHP 6RPH
PDOIXQFWLRQV FRXOG UHVXOW LQ QRQGHSOR\PHQW ZKHQ
QHFHVVDU\ RU GHSOR\PHQW XQGHU FRQGLWLRQV ZKLFK ZRXOG
QRW QRUPDOO\ UHVXOW LQ GHSOR\PHQW
:KHQ WKH 6'0 LV QRW SURSHUO\ DWWDFKHG WR LWV FRQQHFWRU
WKH $,5%$* FLUFXLW LV VKRUWHG WR JURXQG EHFDXVH WKHUH LV
D VKRUWLQJ EDU ZLWKLQ WKH 6'0 HOHFWULFDO FRQQHFWRU 7KH
VKRUWLQJ EDU LV GLVHQJDJHG ZKHQ D SURSHU FRQQHFWLRQ LV
PDGH EXW LI D SRRU FRQQHFWLRQ H[LVWV WKH 6'0
FRQQHFWRU VXSSOLHV D JURXQG WR WKH $,5%$* LQGLFDWRU
LQGHSHQGHQWO\ RI WKH 6'0 DQG WKH $,5%$* LQGLFDWRU
WXUQV RQ

'$(:22 9 %/

6833/(0(17$/ ,1)/$7$%/( 5(675$,176 6,5 %  

&/2&. 635,1*
&DXWLRQ 'LVDVVHPEOLQJ WKH FORFN VSULQJ FDQ FDXVH
LQMXU\ RU FDXVH WKH FORFN VSULQJ WR PDOIXQFWLRQ
&DXWLRQ 2YHU URWDWLQJ WKH FORFN VSULQJ ZLWKRXW WKH
VWHHULQJ ZKHHO LQ SRVLWLRQ FRXOG GDPDJH WKH FORFN
VSULQJ DQG UHVXOW LQ DQ LQRSHUDWLYH GULYHU DLUEDJ
7KHUH LV D FRLO DVVHPEO\ LQ WKH VWHHULQJ ZKLFK LV UHIHUUHG
WR DV D FORFN VSULQJ EHFDXVH RI LWV LQWHUQDO UHVHPEODQFH
WR WKH W\SH RI VSULQJ XVHG LQ D PHFKDQLFDO FORFN 7KH
FORFN VSULQJ VKRXOG QHYHU EH GLVDVVHPEOHG DQG WKHUH
LV QR WLPHNHHSLQJ IXQFWLRQ 7KH FORFN VSULQJ FRQWDLQV
FXUUHQW FDUU\LQJ FRLOV 7ZR RI WKH FXUUHQW FDUU\LQJ FRLOV
PDLQWDLQ FRQWLQXRXV FRQWDFW ZLWKLQ WKH GULYHU
GHSOR\PHQW ORRS ZKLOH WKH VWHHULQJ ZKHHO LV URWDWHG 7KH
FORFN VSULQJ DOVR FRQWDLQV D FRLO WKDW PDLQWDLQV
FRQWLQXRXV FRQWDFW IRU WKH KRUQ FLUFXLW

7XUQLQJ WKH VWHHULQJ ZKHHO LQ RQH GLUHFWLRQ WLJKWHQV WKH


FRLO DQG WXUQLQJ WKH VWHHULQJ ZKHHO LQ WKH RSSRVLWH
GLUHFWLRQ ORRVHQV WKH FRLO 'R QRW WXUQ URWDWH WKH FORFN
VSULQJ ZKHQ WKH VWHHULQJ ZKHHO LV QRW DWWDFKHG 5HIHU WR
&ORFN 6SULQJ LQ WKLV VHFWLRQ IRU SURSHU LQVWDOODWLRQ RI WKH
FORFN VSULQJ
7KH FORFN VSULQJ DOVR LQFOXGHV WKH ZLULQJ DQG WKH
FRQQHFWRUV IRU WKH KRUQ FLUFXLW DQG WKH GULYHU DLUEDJ
FLUFXLW $ \HOORZ WZRZD\ FRQQHFWRU RQ WKH ORZHU

'$(:22 9 %/

VWHHULQJ FROXPQ LV DWWDFKHG WR WKH FORFN VSULQJ ZLULQJ


7KH DLUEDJ VLGH RI WKH \HOORZ FRQQHFWRU FRQWDLQV D
VKRUWLQJ EDU ZKLFK FRQQHFWV WKH GULYHU KLJK FLUFXLW WR WKH
GULYHU ORZ FLUFXLW ZKHQ WKH FRQQHFWRU LV GLVFRQQHFWHG
7KH VKRUWLQJ EDU SUHYHQWV FXUUHQW IURP WUDYHOLQJ WKURXJK
WKH GULYHU DLUEDJ PRGXOH GXULQJ VHUYLFLQJ 7KH VKRUWLQJ
EDU LV GLVHQJDJHG ZKHQ WKH FORFN VSULQJ FRQQHFWRU LV
FRQQHFWHG

%%

%2'< $1' $&&(6625,(6


&217(176
6(&7,21 $

%2'< :,5,1* 6<67(0

6(&7,21 %

/,*+7,1* 6<67(06

6(&7,21 &

+2516

6(&7,21 '

:,3(56  :$6+(5 6<67(06

6(&7,21 (

,17580(17$7,21  '5,9(5 ,1)250$7,21

6(&7,21 )

$8',2 6<67(06

6(&7,21 *

,17(5,25 75,0

6(&7,21 +

6($76

6(&7,21 ,

:$7(5/($.6

6(&7,21 -

:,1'12,6(

6(&7,21 .

648($.6 $1' 5$77/(6

6(&7,21 /

*/$66 $1' 0,55256

6(&7,21 0

(;7(5,25 75,0

6(&7,21 1

)5$0( $1' 81'(5%2'<

6(&7,21 2

%803(56 $1' )$6&,$6

6(&7,21 3

'2256

6(&7,21 4

522)

6(&7,21 5

%2'< )5217 (1'

6(&7,21 6

%2'< 5($5 (1'

6(&7,21 7

,002%,/,=(5 $17,7+()7 6<67(0

6(&7,21 8

&58,6( &21752/ 6<67(0

6(&7,21 $

%2'< :,5,1* 6<67(0


&$87,21 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH EHIRUH UHPRYLQJ RU LQVWDOOLQJ DQ\ HOHFWULFDO XQLW RU ZKHQ D
WRRO RU HTXLSPHQW FRXOG HDVLO\ FRPH LQ FRQWDFW ZLWK H[SRVHG HOHFWULFDO WHUPLQDOV 'LVFRQQHFWLQJ WKLV FDEOH
ZLOO KHOS SUHYHQW SHUVRQDO LQMXU\ DQG GDPDJH WR WKH YHKLFOH 7KH LJQLWLRQ PXVW DOVR EH LQ /2&. XQOHVV
RWKHUZLVH QRWHG

7$%/( 2) &217(176
6FKHPDWLF DQG 5RXWLQJ 'LDJUDPV           
:LUH &RORU &KDUW                           
3RZHU 'LVWULEXWLRQ 6FKHPDWLF                
&RQQHFWLRQ %R[ 'LDJUDP                    
)XVH %ORFN /RFDWRU (QJLQH                 
)XVH %ORFN /RFDWRU
3DVVHQJHU &RPSDUWPHQW                 

$
$
$
$
$
$

)XVH %ORFN (OHFWULFDO &RQQHFWRU               $


)XVH &KDUW                                 $
5HDU +DUQHVV 5RXWLQJ                       $
)URQW +DUQHVV 5RXWLQJ                       $
)ORRU +DUQHVV 5RXWLQJ                      $
,QVWUXPHQW +DUQHVV 5RXWLQJ                 $
'RRU +DUQHVV 5RXWLQJ                      $

6&+(0$7,& $1' 5287,1* ',$*5$06


:,5( &2/25 &+$57
:LUH &RORU

$EEUHYLDWLRQ 2Q 6FKHPDWLF

*UHHQ

'. *51

/LJKW *UHHQ

/7 *51

%OXH

'. %/8

%URZQ

%51

2UDQJH

251

<HOORZ

<(/

*UH\

*5<

6N\ %OXH

/7 %/8

5HG

5('

%ODFN

%/.

3LQN

31.

:KLWH

:+7

3XUSOH

33/

:LUHV :LWK 7UDFHUV


:LUH &RORU
5HG ZLWK :KLWH 7UDFHU

'$(:22 9 %/

$EEUHYLDWLRQ 2Q 6FKHPDWLF
5(':+7

32:(5',675,%87,216&+(0$7,&

$   %2'< :,5,1* 6<67(0

&$

'$(:22 9 %/

32:(5',675,%87,216&+(0$7,& &RQW
G

%2'< :,5,1* 6<67(0 $  

&$

'$(:22 9 %/

$   %2'< :,5,1* 6<67(0

&211(&7,21 %2; ',$*5$0

&$

)86( %/2&. /2&$725 (1*,1(

&$

'$(:22 9 %/

%2'< :,5,1* 6<67(0 $  

)86( %/2&. /2&$725 3$66(1*(5 &203$570(17

&$

)86( %/2&. (/(&75,&$/ &211(&725

&$

'$(:22 9 %/

$   %2'< :,5,1* 6<67(0

)86( &+$57
)XVH

5DWLQJ6RXUFH

&LUFXLW

()
(QJLQH )XVH

$

%$7

)XVHV ) ) ) )

()

$

%$7

%ORZHU 0RWRU 5HOD\ %ORZHU 0RWRU $XWR 7HPS &RQWURO


5HOD\ $7& &RQWUROOHU

()

$

%$7

&RROLQJ )DQ /RZ 5HOD\ $X[ &RROLQJ )DQ &RROLQJ )DQ


&RQWURO 5HOD\

()

$

%$7

$%6 5HOD\ (OHFWURQLF %UDNH &RQWURO 0RGXOH

()

$

%$7

,JQ  ,JQ .H\  6WDUWHU

()

$

%$7

,JQ  ,JQ .H\  ) ) $&&

()

$

%$7

,JQ 5HOD\ () .H\OHVV (QWU\ 6\VWHP 6XQ 5RRI 3RZHU


:LQGRZ 0DLQ 6ZLWFK

()

$

%$7

&RROLQJ )DQ +LJK 5HOD\ &RROLQJ )DQ &RQWURO 5HOD\ 0DLQ


&RROLQJ )DQ

()

$

6SDUH

()

$

6SDUH

()

$

6SDUH

()

$

%$7

()

$

6SDUH

()

$

6SDUH

()

$

%$7

%DFN :LQGRZ 'HIRJJHU 'HIRJJHU 5HOD\ ()

()

$

%$7

$OWHUQDWRU 7HUPLQDO ) 'LUHFW ,JQLWLRQ 6\VWHP 0RGXOH )XHO


3XPS 5HOD\ &KDUFRDO &DQLVWHU 3XUJH 6ROHQRLG (QJLQH
&RQWURO 0RGXOH

()

$

%$7

)XHO ,QMHFWRUV (*5 6ROHQRLG

()

()

$

%$7

)XHO 3XPS $/'/ &RQQHFWRU (

()

$

%$7

5+ 3DUNLQJ /DPS 5+ 3RVLWLRQ /DPS 5+ 7DLOODPS 'LPPHU


&RQWURO 6ZLWFK &KLPH %HOO

()

$

%$7

/+ 3DUNLQJ /DPS /+ 3RVLWLRQ /DPS /+ 7DLOODPS /LFHQVH


/DPS

()

$

%$7

(QJLQH &RQWURO 0RGXOH

()

$

%$7

%UDNH 6ZLWFK %UDNH /DPSV (%&0 &UXLVH &RQWURO %76,


UHOD\ %76, 6ROHQRLG

()

$

%$7

3RZHU VHDW 3RZHU VHDW FRQWURO VZLWFK

()

$

()

+HDGODPS +LJK /+

()

$

()

+HDGODPS /RZ 5+

()

$

()

(OHFWULF 2XWVLGH 5HDUYLHZ 0LUURU 'HIRJJHU

()

$

%$7

$XWR 'RRU /RFN 6\VWHP

()

$

%$7

6LUHQ $XWRPDWLF $QWHQQD ,JQ .H\ ,OOXPLQDWLRQ 7UXQN /DPS


5RRP /DPS 'RRU 6WHS /DPS 3RZHU :LQGRZ 0RWRU
.H\OHVV (QWU\ 6\VWHP 8QLW

()

$

()

+HDGODPS +LJK 5+

()

$

()

+HDGODPS /RZ /+

()

$

()

(OHFWULF 2XWVLGH 5HDUYLHZ 0LUURU &RQWURO 0DS /DPS :2


6XQ 5RRI  6XQ 5RRI 6ZLWFK .H\OHVV (QWU\ 8QLW

()

$

%$7

$& &RPSUHVVRU 5HOD\ $& &RPSUHVVRU $& 'LRGH

+D]DUG 6ZLWFK

%ODQN

'$(:22 9 %/

%2'< :,5,1* 6<67(0 $  


)86( &+$57 &RQW
G
)XVH

5DWLQJ6RXUFH

&LUFXLW

()

$

%$7

+HDGODPS 5HOD\ () () () () +LJK %HDP


,QGLFDWRU 6ZLWFK +HDGODPS 6ZLWFK ,OOXPLQDWLRQ 5HOD\

()

$

%$7

+RUQ 6\VWHP

()

()

$

%$7

)RJ /DPS 5HOD\ /+ DQG 5+ )URQW )RJ /DPSV

)
)XVH

$

()

$XGLR 6\VWHP &ORFN .H\ 5HPLQG 6ZLWFK &KLPH %HOO


$VKWUD\ ,OOXP 7UXQN 6ZLWFK 'RRU 6ZLWFK $7& &RQWUROOHU

)

$

()

$/'/

)

$

()

,PPRELOL]HU

)

$

()

5HDU )RJ /DPS 5HOD\ 5HDU )RJ /DPS

)

$

() ,JQ 

)

$

() $FF

,JQ 5HOD\ &RROLQJ )DQ +LJK 5HOD\ &RROLQJ )DQ /RZ


5HOD\ $& &RPSUHVVRU 5HOD\ $& 6ZLWFK &RROLQJ )DQ
&RQWURO 5HOD\ (&0 %ORZHU 0RWRU 5HOD\ $XWR 7HPS
&RQWURO 5HOD\ 'HIRJJHU 5HOD\ $7& &RQWUROOHU
&LJDU /LJKWHU *ORYH %R[ /DPS *ORYH %R[ 6ZLWFK

)

$

() $FF

$XGLR 6\VWHP &ORFN

)

$

() ,JQ 

7XUQ 6LJQDO+D]DUG 6ZLWFK

)

$

() ,JQ 

:LSHU:DVKHU 6\VWHP

)

$

() ,JQ 

(QJLQH &RQWURO 0RGXOH ,JQ 5HOD\ 9HKLFOH 6SHHG 6HQVRU

)

$

() ,JQ 

%DFNXS 6ZLWFK %DFNXS /DPSV 'HIRJJHU $7& &RQWUROOHU


6HDW %HOW 6ZLWFK

)

$

() ,JQ 

6XSSOHPHQWDO ,QIODWDEOH 5HVWUDLQW 6\VWHP

)

$

() ,JQ 

6XQ 5RRI 0RGXOH 6XQ 5RRI 0RWRU LI HTXLSSHG

)

$

() ,JQ 

(OHFWURQLF %UDNH &RQWURO 0RGXOH

)

$

() ,JQ 

,QVWUXPHQW &OXVWHU &KLPH %HOO %UDNH 6ZLWFK $7&


&RQWUROOHU 9HKLFOH 6SHHG 6HQVRU (&0 %UDNH 7UDQVD[OH
6KLIW ,QWHUORFN 6ROHQRLG 351' 6ZLWFK 6SHHG 6HQVLWLYH
3RZHU 6WHHULQJ 0RGXOH 2FWDQH 6ZLWFK &RQQHFWRU (%&0

'$(:22 9 %/

%ODQN

$   %2'< :,5,1* 6<67(0

5($5 +$51(66 5287,1*

&$

'$(:22 9 %/

%2'< :,5,1* 6<67(0 $  

)5217 +$51(66 5287,1*

&$

'$(:22 9 %/

$   %2'< :,5,1* 6<67(0

)/225 +$51(66 5287,1*

&$

'$(:22 9 %/

%2'< :,5,1* 6<67(0 $  

,167580(17 +$51(66 5287,1*


/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH 6LPLODU

&$

'$(:22 9 %/

$   %2'< :,5,1* 6<67(0

'225 +$51(66 5287,1*

&$

'$(:22 9 %/

6(&7,21 %

/,*+7,1* 6<67(06
&$87,21 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH EHIRUH UHPRYLQJ RU LQVWDOOLQJ DQ\ HOHFWULFDO XQLW RU ZKHQ D
WRRO RU HTXLSPHQW FRXOG HDVLO\ FRPH LQ FRQWDFW ZLWK H[SRVHG HOHFWULFDO WHUPLQDOV 'LVFRQQHFWLQJ WKLV FDEOH
ZLOO KHOS SUHYHQW SHUVRQDO LQMXU\ DQG GDPDJH WR WKH YHKLFOH 7KH LJQLWLRQ PXVW DOVR EH LQ /2&. XQOHVV
RWKHUZLVH QRWHG

7$%/( 2) &217(176
6SHFLILFDWLRQV                              %
%XOE 8VDJH &KDUW                           %
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV            %
6FKHPDWLF DQG 5RXWLQJ 'LDJUDPV            %
+HDGODPSV2Q 5HPLQGHU &KLPH              %
+HDGODPSV &LUFXLW                           %
+HDGODPS /HYHOLQJ &LUFXLW                    %
)RJ /DPSV &LUFXLW                          %
5HDU )RJ /DPSV &LUFXLW                      %
0DUNHU 7DLO DQG /LFHQVH /DPSV &LUFXLW        %
6WRSODPSV DQG %DFNXS /DPSV &LUFXLW          %
7XUQ DQG +D]DUG /DPSV &LUFXLW              %
,QWHULRU &RXUWHV\ DQG /XJJDJH
&RPSDUWPHQW /DPSV &LUFXLW                %
'RRU 6WHS /DPSV &LUFXLW                    %
*ORYH %R[ /DPS &LUFXLW                     %
$VKWUD\ /DPS DQG &LJDU /LJKWHU &LUFXLW        %
'LDJQRVLV                                
+HDGODPSV2Q 5HPLQGHU &KLPH            
+HDGODPSV                               
+HDGODPS /HYHOLQJ                        
)RJ /DPSV                               
7DLO6WRS7XUQ %DFNXS /DPSV               
,QWHULRU &RXUWHV\ DQG /XJJDJH
&RPSDUWPHQW /DPSV                     
'RRU 6WHS /DPSV                         
*ORYH %R[ /DPS                          
$VKWUD\ /DPS                             
&LJDU /LJKWHU                              

'$(:22 9 %/

%
%
%
%
%
%
%
%
%
%
%

0DLQWHQDQFH DQG 5HSDLU                   


2Q9HKLFOH 6HUYLFH                         
+HDGODPSV                               
3DUNLQJ DQG )URQW 7XUQ 6LJQDO /DPSV        
6LGH 7XUQ 6LJQDO /DPSV                    
5HDU &RPELQDWLRQ /DPSV                  
&HQWHU +LJK0RXQWHG 6WRSODPS             
)URQW )RJ /DPSV                          
/LFHQVH 3ODWH /DPSV                      
,QWHULRU &RXUWHV\ /DPS                     
,JQLWLRQ 6ZLWFK .H\KROH /DPS               

%
%
%
%
%
%
%
%
%
%
%

)URQW 'RRU 6WHS /DPS                     


9DQLW\ 0LUURU /DPS                        
*ORYH %R[ /DPS                          
$VKWUD\ /DPS                             
&LJDU /LJKWHU /DPS                        
/XJJDJH &RPSDUWPHQW /DPS               

%
%
%
%
%
%

*HQHUDO 'HVFULSWLRQ DQG 6\VWHP


2SHUDWLRQ                               
+HDGODPSV2Q 5HPLQGHU                  
+HDGODPSV                               
3DUNLQJ DQG 7XUQ 6LJQDO /DPSV             
)RJ /DPSV                               
5HDU &RPELQDWLRQ /DPSV                  
&HQWHU +LJK0RXQWHG 6WRSODPS             
%DFNXS /DPSV                            
/LFHQVH 3ODWH /DPSV                      
,QWHULRU &RXUWHV\ /DPS                     
,OOXPLQDWHG 9DQLW\ 0LUURUV                  
$VKWUD\ /DPS DQG &LJDU /LJKWHU             
/XJJDJH &RPSDUWPHQW /DPS               
+HDGODPS /HYHOLQJ                        

%
%
%
%
%
%
%
%
%
%
%
%
%
%

%   /,*+7,1* 6<67(06

63(&,),&$7,216
%8/% 86$*( &+$57
%XOE

5HSODFHPHQW %XOE 1XPEHU


:
 RU :
 RU :
:
:
:
:
  :
:
:
:
:
:
'RXEOH  RU :
:
'RXEOH  RU :
:

$VKWUD\ /DPS
%DFNXS /DPS
&HQWHU +LJK0RXQWHG 6WRSODPS
&LJDU /LJKWHU /DPS
)URQW 'RRU 6WHS /DPS
)URQW )RJ /DPS
*ORYH %R[ /DPS
+HDGODPS
,JQLWLRQ 6ZLWFK .H\KROH /DPS
,QWHULRU &RXUWHV\ /DPS
/LFHQVH 3ODWH /DPS
/XJJDJH &RPSDUWPHQW /DPS
0DS /DPS
3DUNLQJ DQG )URQW 7XUQ 6LJQDO /DPS
5HDU )RJ /DPS
7DLO6WRS7XUQ /DPSV
9DQLW\ 0LUURU /DPS

)$67(1(5 7,*+7(1,1* 63(&,),&$7,216


$SSOLFDWLRQ

1:P

/E:)W

/E:,Q

$VKWUD\ +RXVLQJ 6FUHZV



&HQWHU +LJK0RXQWHG 6WRSODPS 1XWV



)URQW 'RRU 7ULP 3DQHO 6FUHZV





)URQW )RJ /DPS $VVHPEO\ 1XWV



)URQW 7XUQ 6LJQDO /DPS 6FUHZV



+HDGODPS $VVHPEO\ %ROWV







,QWHULRU &RXUWHV\ /DPS +RXVLQJ 6FUHZ



/LFHQVH 3ODWH /DPS $VVHPEO\ 6FUHZV



5HDU &RPELQDWLRQ /DPS $VVHPEO\ 1XWV



6WHHULQJ &ROXPQ 7ULP &RYHU 6FUHZV

,JQLWLRQ 6ZLWFK .H\KROH /DPS 6FUHZ

'$(:22 9 %/

/,*+7,1* 6<67(06 %  

+($'/$03621 5(0,1'(5 &+,0( &,5&8,7

6&+(0$7,& $1' 5287,1* ',$*5$06

&%

'$(:22 9 %/

+($'/$036 &,5&8,7

%   /,*+7,1* 6<67(06

&%

'$(:22 9 %/

+($'/$03 /(9(/,1* &,5&8,7

/,*+7,1* 6<67(06 %  

&%

'$(:22 9 %/

)5217 )2* /$036 &,5&8,7

%   /,*+7,1* 6<67(06

&%

'$(:22 9 %/

5($5 )2* /$036 &,5&8,7

/,*+7,1* 6<67(06 %  

&%

'$(:22 9 %/

0$5.(5 7$,/ $1' /,&(16( /$036 &,5&8,7

%   /,*+7,1* 6<67(06

&%

'$(:22 9 %/

6723/$036 $1' %$&.83 /$036 &,5&8,7

/,*+7,1* 6<67(06 %  

&%

'$(:22 9 %/

7851 $1' +$=$5' /$036 &,5&8,7

%   /,*+7,1* 6<67(06

&%

'$(:22 9 %/

,17(5,25 &2857(6< $1' /8**$*( &203$570(17 /$036 &,5&8,7

/,*+7,1* 6<67(06 %  

&%

'$(:22 9 %/

'225 67(3 /$036 &,5&8,7

%   /,*+7,1* 6<67(06

&%

'$(:22 9 %/

*/29( %2; /$03 &,5&8,7

/,*+7,1* 6<67(06 %  

&%

'$(:22 9 %/

$6+75$< /$03 $1' &,*$5 /,*+7(5 &,5&8,7

%   /,*+7,1* 6<67(06

&%

'$(:22 9 %/

/,*+7,1* 6<67(06 %  

',$*126,6
+($'/$03621 5(0,1'(5 &+,0(
'LDJQRVWLF $LGV
)XVH ()FRQWUROV WKH LQVWUXPHQW FOXVWHU OLJKWLQJ DQG
WKH ULJKW VLGH WDLOODPSV SDUNLQJ ODPSV DQG PDUNHU
ODPSV ,W DOVR SURYLGHV WKH LQSXW WR WKH FKLPH PRGXOH IRU
WKH OLJKWLQJ UHPLQGHU

7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KH FKLPH PRGXOH LV XQGHU WKH LQVWUXPHQW SDQHO RQ
WKH OHIW VLGH

+HDGODPSV 5HPLQGHU &KLPH ,V ,QRSHUDWLYH


6WHS

$FWLRQ

9DOXH V

 7XUQ WKH SDUNLQJ ODPSV DQG WKH WDLOODPSV 21


 9HULI\ WKDW WKH SDUNLQJ DQG WDLOODPSV DUH ZRUNLQJ
RQ WKH ULJKW VLGH RI WKH YHKLFOH
$UH WKH SDUNLQJ ODPSV DQG WDLOODPSV ZRUNLQJ RQ WKH
ULJKW VLGH RI WKH YHKLFOH"

5HSDLU WKH SDUNLQJ ODPSV DQG WKH WDLOODPSV EHIRUH


FRPSOHWLQJ WKLV GLDJQRVWLF WDEOH
'RHV WKH KHDGODPSV UHPLQGHU FKLPH ZRUN DIWHU WKH
SDUNLQJ ODPSV DQG WKH WDLOODPSV KDYH EHHQ
UHSDLUHG"

 'LVFRQQHFW WKH FKLPH PRGXOH HOHFWULFDO


FRQQHFWRU
 7XUQ WKH KHDGODPSV 21
 &KHFN WKH YROWDJH DW WHUPLQDO RI WKH FKLPH
PRGXOH FRQQHFWRU
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"
 5HPRYH WKH KHDGODPS OHYHOLQJ DQG GLPPHU
VZLWFK IURP WKH LQVWUXPHQW SDQHO IRU WHVWLQJ EXW
GR QRW GLVFRQQHFW WKH HOHFWULFDO FRQQHFWRU
 7XUQ WKH KHDGODPSV 21
 &KHFN WKH YROWDJH DW WKH %51:+7 ZLUH DW WKH
GLPPHU VZLWFK FRQQHFWRU SLQ FRQQHFWRU 
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"
5HSDLU WKH RSHQ %51:+7 ZLUH EHWZHHQ WKH
GLPPHU VZLWFK FRQQHFWRU DQG WKH FKLPH PRGXOH
FRQQHFWRU
,V WKH UHSDLU FRPSOHWH"

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ IXVH ()DQG WKH


GLPPHU VZLWFK
,V WKH UHSDLU FRPSOHWH"

8VH DQ RKPPHWHU WR FKHFN WKH FRQWLQXLW\ EHWZHHQ


JURXQG DQG WHUPLQDO RI WKH FKLPH PRGXOH
FRQQHFWRU
'RHV WKH RKPPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ JURXQG DQG WHUPLQDO


RI WKH FKLPH PRGXOH FRQQHFWRU
,V WKH UHSDLU FRPSOHWH"

 2SHQ WKH GULYHU GRRU


 &RQQHFW DQ RKPPHWHU EHWZHHQ JURXQG DQG
WHUPLQDO RI WKH FKLPH PRGXOH FRQQHFWRU
'RHV WKH RKPPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"

'$(:22 9 %/

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

9

*R WR 6WHS 

*R WR 6WHS 

 9

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

|:


|:

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 


*R WR 6WHS 

%   /,*+7,1* 6<67(06
+HDGODPSV 5HPLQGHU &KLPH ,V ,QRSHUDWLYH &RQW
G
6WHS




$FWLRQ

9DOXH V

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ JURXQG DQG WHUPLQDO


RI WKH FKLPH PRGXOH FRQQHFWRU 7KH GRRU RSHQ
VZLWFK VKRXOG EH FORVHG ZKHQ WKH GRRU LV RSHQ
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH FKLPH PRGXOH
,V WKH UHSDLU FRPSOHWH"

<HV

1R


6\VWHP 2.

6\VWHP 2.

+($'/$036
/RZ%HDP +HDGODPSV $UH ,QRSHUDWLYH +LJK%HDP +HDGODPSV $UH 2.
6WHS

$FWLRQ

9DOXH V

&KHFN IXVHV () OHIW VLGH KHDGODPSV DQG ()


ULJKW VLGH KHDGODPSV 
$UH IXVHV () RU () EORZQ"

 &KHFN IRU D VKRUW FLUFXLW DQG UHSDLU LI QHFHVVDU\


 5HSODFH WKH IXVH
,V WKH UHSDLU FRPSOHWH"

&KHFN WKH YROWDJH DW IXVHV () DQG ()


'RHV WKH YROWDJH DYDLODEOH DW IXVHV () DQG ()
HTXDO WKH YDOXH VSHFLILHG"

 9

*R WR 6WHS 

*R WR 6WHS 

 'LVFRQQHFW ERWK KHDGODPS FRQQHFWRUV


 7XUQ WKH KHDGODPSV RQ
 6HOHFW WKH ORZ EHDPV
'RHV WKH YROWDJH DW HDFK KHDGODPS FRQQHFWRU
WHUPLQDO  HTXDO WKH YDOXH VSHFLILHG"

 9

*R WR 6WHS 

*R WR 6WHS 

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ IXVHV () RU ()


DQG WKH ORZ EHDP KHDGODPSV
,V WKH UHSDLU FRPSOHWH"

 'LVFRQQHFW WKH KHDGODPS FRQQHFWRUV


 &RQQHFW DQ RKPPHWHU EHWZHHQ JURXQG DQG HLWKHU
KHDGODPS FRQQHFWRU WHUPLQDO 
,V WKH UHVLVWDQFH HTXDO WR WKH YDOXH VSHFLILHG"






5HSDLU WKH JURXQG FLUFXLW


,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH IDXOW\ KHDGODPSV
,V WKH UHSDLU FRPSOHWH"
&KHFN WKH YROWDJH EHWZHHQ IXVHV () RU () DQG
WKH KHDGODPS UHOD\
'RHV WKH YROWDJH DYDLODEOH DW IXVHV () DQG ()
HTXDO WKH VSHFLILHG YDOXH"
5HSDLU WKH RSHQ FLUFXLW EHWZHHQ IXVHV () DQG
() DQG WKH KHDGODPS UHOD\
,V WKH UHSDLU FRPSOHWH"

<HV

1R

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

6\VWHP 2.

X

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

6\VWHP 2.

 9

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

'$(:22 9 %/

/,*+7,1* 6<67(06 %  
+LJK%HDP +HDGODPSV $UH ,QRSHUDWLYH /RZ%HDP +HDGODPSV $UH 2.
6WHS

$FWLRQ

9DOXH V

<HV

1R

 7XUQ WKH KLJKEHDP KHDGODPSV RQ


 &KHFN WKH YROWDJH DW KHDGODPS VZLWFK &
WHUPLQDO  ZLWK KLJK EHDPV VHOHFWHG
'RHV WKH YROWDJH DYDLODEOH DW WKH KHDGODPS VZLWFK
& WHUPLQDO  HTXDO WKH YDOXH VSHFLILHG"

 9

*R WR 6WHS 

*R WR 6WHS 





5HSDLU WKH RSHQ FLUFXLW EHWZHHQ IXVH () DQG WKH


KHDGODPS VZLWFK &
,V WKH UHSDLU FRPSOHWH"
&KHFN IXVHV () DQG ()
,V IXVH () RU () EORZQ"
 &KHFN IRU D VKRUW FLUFXLW 5HSDLU LW LI QHFHVVDU\
 5HSODFH WKH IXVH
,V WKH UHSDLU FRPSOHWH"
 'LVFRQQHFW WKH KHDGODPS VZLWFK
 3XW WKH VZLWFK LQ WKH KLJKEHDP SRVLWLRQ
 8VH DQ RKPPHWHU WR FKHFN WKH FRQWLQXLW\ RI WKH
KHDGODPS VZLWFK & EHWZHHQ WHUPLQDOV  DQG 
'RHV WKH RKPPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"
5HSODFH WKH KHDGODPS VZLWFK
,V WKH UHSDLU FRPSOHWH"
 'LVFRQQHFW WKH KLJKEHDP KHDGODPS FRQQHFWRUV
 7XUQ WKH KLJKEHDP KHDGODPSV RQ
 8VH D YROWPHWHU WR FKHFN WKH YROWDJH DW WHUPLQDO
 RI WKH KHDGODPS FRQQHFWRUV
'RHV WKH YROWPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH IXVH EORFN DQG


WKH KLJKEHDP KHDGODPSV
,V WKH UHSDLU FRPSOHWH"

8VH DQ RKPPHWHU WR FKHFN FRQWLQXLW\ EHWZHHQ


WHUPLQDO  RI WKH KHDGODPS FRQQHFWRUV DQG JURXQG
'RHV WKH RKPPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"




'$(:22 9 %/

5HSDLU WKH RSHQ JURXQG FLUFXLW


,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH IDXOW\ KLJKEHDP KHDGODPSV
,V WKH UHSDLU FRPSOHWH"





6\VWHP 2.
*R WR 6WHS 

6\VWHP 2.


*R WR 6WHS 


X

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

 Y


X



6\VWHP 2.

*R WR 6WHS 
6\VWHP 2.
6\VWHP 2.

*R WR 6WHS 



%   /,*+7,1* 6<67(06
+LJK%HDP DQG /RZ%HDP +HDGODPSV $UH ,QRSHUDWLYH RQ %RWK /HIW DQG 5LJKW 6LGHV
'LDJQRVWLF $LGV ,I WKHUH DUH VHYHUDO RWKHU V\VWHPV LQRSHUDWLYH ZLWK WKH LJQLWLRQ 21 VXFK DV SRZHU ZLQGRZV SRZHU
VHDWV VXQURRI DQG IURQW WXUQ VLJQDOV FKHFN JURXQG *
6WHS

$FWLRQ

9DOXH V

<HV

1R

&KHFN IXVHV () () () () DQG ()


$UH DQ\ IXVHV EORZQ"

*R WR 6WHS 

*R WR 6WHS 

 &KHFN IRU D VKRUW FLUFXLW DQG UHSDLU LI QHFHVVDU\


 5HSODFH WKH EORZQ IXVH
,V WKH UHSDLU FRPSOHWH"

8VH D YROWPHWHU WR FKHFN YROWDJH DW ()  


'RHV WKH YROWPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"

5HSDLU WKH RSHQ SRZHU VXSSO\ FLUFXLW WR IXVHV ()


,V WKH UHSDLU FRPSOHWH"










7XUQ WKH KHDGODPSV 21


$UH WKH SDUNLQJ ODPSV WDLOODPSV DQG OLFHQVH ODPSV
ZRUNLQJ"
7HPSRUDULO\ VXEVWLWXWH WKH LOOXPLQDWLRQ UHOD\ LQ SODFH
RI WKH KHDGODPS UHOD\
'R WKH KHDGODPSV RSHUDWH ZLWK WKH VXEVWLWXWHG
UHOD\"
 5HLQVWDOO WKH LOOXPLQDWLRQ UHOD\ LQ LWV RULJLQDO
SRVLWLRQ
 5HSODFH WKH KHDGODPS UHOD\
,V WKH UHSDLU FRPSOHWH"
 'LVFRQQHFW WKH KHDGODPS FRQQHFWRUV DQG XVH DQ
RKPPHWHU WR FKHFN FRQWLQXLW\ EHWZHHQ WHUPLQDOV
 DQG  DQG JURXQG 5HSHDW WKLV SURFHGXUH RQ WKH
RWKHU VLGH
 &RQQHFW WKH KHDGODPS FRQQHFWRUV
'RHV WKH RKPPHWHU LQGLFDWH WKH VSHFLILHG YDOXH
EHWZHHQ HDFK WHUPLQDO DQG JURXQG"
5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH KHDGODPSV DQG
JURXQG
,V WKH UHSDLU FRPSOHWH"
 'LVFRQQHFW KHDGODPS VZLWFK FRQQHFWRU &
 7XUQ WKH KHDGODPSV 21
 8VLQJ D YROWPHWHU FKHFN YROWDJH DW KHDGODPSV
VZLWFK FRQQHFWRU & WHUPLQDO  KDUQHVV VLGH 
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"
5HSDLU WKH RSHQ FLUFXLW EHWZHHQ IXVH () DQG WKH
KHDGODPS VZLWFK &
,V WKH UHSDLU FRPSOHWH"
8VH DQ RKPPHWHU WR FKHFN FRQWLQXLW\ EHWZHHQ
KHDGODPS VZLWFK FRQQHFWRU & WHUPLQDO  KDUQHVV
VLGH DQG JURXQG
'LG WKH RKPPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"
5HSDLU WKH RSHQ FLUFXLW EHWZHHQ KHDGODPS VZLWFK
FRQQHFWRU & DQG JURXQG
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH KHDGODPS VZLWFK
,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.

 9

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

X


 9


X



6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.
6\VWHP 2.

*R WR 6WHS 


*R WR 6WHS 


*R WR 6WHS 



'$(:22 9 %/

/,*+7,1* 6<67(06 %  

+($'/$03 /(9(/,1*
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KH KHDGODPS OHYHOLQJ VZLWFK FDQ EH UHPRYHG IRU
WHVWLQJ LI WKH GULYHU VLGH LQVWUXPHQW SDQHO FRYHU LV

FDUHIXOO\ SXOOHG ORRVH IURP LWV UHWDLQLQJ FOLSV %\


UHDFKLQJ EHKLQG WKH ORRVHQHG WULP SDQHO WKH UHWDLQLQJ
WDEV IRU WKH KHDGODPS OHYHOLQJ DQG GLPPHU VZLWFK FDQ
EH SUHVVHG WR UHOHDVH WKH VZLWFK IURP WKH LQVWUXPHQW
SDQHO

+HDGODPS /HYHOLQJ ,V ,QRSHUDWLYH


6WHS


$FWLRQ
&KHFN WKH KLJK DQG WKH ORZEHDP KHDGODPSV
'R WKH KLJK DQG WKH ORZEHDP KHDGODPSV ZRUN"
5HSDLU WKH KLJK DQG WKH ORZEHDP KHDGODPSV
EHIRUH FRPSOHWLQJ WKLV GLDJQRVWLF WDEOH
'RHV WKH OHYHOLQJ V\VWHP RSHUDWH DIWHU WKH
KHDGODPSV KDYH EHHQ UHSDLUHG"
 'LVFRQQHFW WKH FRQQHFWRU DW WKH LQRSHUDWLYH
KHDGODPS OHYHOLQJ PRWRU
 7XUQ WKH ORZEHDP KHDGODPSV 21
 &KHFN WKH YROWDJH DW WKH <(/ ZLUH DW WKH OHIW
KHDGODPS OHYHOLQJ PRWRU FRQQHFWRU RU WKH
%51:+7 ZLUH DW WKH ULJKW KHDGODPS OHYHOLQJ PRWRU
FRQQHFWRU 
'RHV WKH YROWPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH ORZEHDP


KHDGODPS DQG WKH KHDGODPS OHYHOLQJ PRWRU
,V WKH UHSDLU FRPSOHWH"

8VH DQ RKPPHWHU WR FKHFN FRQWLQXLW\ EHWZHHQ WKH


%/. ZLUH DW WKH KHDGODPS OHYHOLQJ PRWRU FRQQHFWRU
DQG JURXQG
'RHV WKH RKPPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH KHDGODPS


OHYHOLQJ PRWRU FRQQHFWRU DQG JURXQG
,V WKH UHSDLU FRPSOHWH"

 7XUQ WKH ORZ EHDP KHDGODPSV 21


 $W WKH KHDGODPS OHYHOLQJ PRWRU FRQQHFWRU FKHFN
WKH YROWDJH ZKLOH WKH OHYHOLQJ DGMXVWPHQW LV
FKDQJHG IURP  WR  RQ WKH OHYHOLQJ VZLWFK
'RHV WKH YROWDJH FKDQJH VPRRWKO\ DQG PDWFK WKH
YDOXHV VSHFLILHG"



'$(:22 9 %/

5HSODFH WKH KHDGODPS OHYHOLQJ PRWRU


,V WKH UHSDLU FRPSOHWH"
 5HPRYH WKH KHDGODPS OHYHOLQJ VZLWFK IRU WHVWLQJ
EXW GR QRW GLVFRQQHFW WKH HOHFWULFDO FRQQHFWRU
 7XUQ WKH ORZEHDP KHDGODPSV 21
 &KHFN WKH YROWDJH DW WKH %51 ZLUH DW WKH
KHDGODPS OHYHOLQJ VZLWFK
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"
 5HPRYH WKH KHDGODPS VZLWFK IRU WHVWLQJ EXW
OHDYH WKH HOHFWULFDO FRQQHFWRUV FRQQHFWHG
 7XUQ WKH ORZEHDP KHDGODPSV 21
 &KHFN WKH YROWDJH DW WKH %51 ZLUH DW WKH
KHDGODPS DQG WXUQ VLJQDO VZLWFK VHYHQSLQ
FRQQHFWRU
'RHV WKH YROWDJH HTXDO WKH VSHFLILHG YDOXH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

9


|:


6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 


9 DW
SRVLWLRQ  WR
9 DW
SRVLWLRQ 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

9

*R WR 6WHS 

*R WR 6WHS 

9

*R WR 6WHS 

*R WR 6WHS 

%   /,*+7,1* 6<67(06
+HDGODPS /HYHOLQJ ,V ,QRSHUDWLYH &RQW
G
6WHS





$FWLRQ
5HSODFH WKH KHDGODPS VZLWFK
,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH RSHQ FLUFXLW LQ WKH %51 ZLUH EHWZHHQ WKH
KHDGODPS VZLWFK DQG WKH KHDGODPS OHYHOLQJ VZLWFK
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH ORZEHDP KHDGODPSV 21
 :LWK WKH KHDGODPS OHYHOLQJ VZLWFK UHPRYHG IRU
WHVWLQJ DQG WKH HOHFWULFDO FRQQHFWRU VWLOO
FRQQHFWHG FKHFN WKH YROWDJH DW WKH '. *51 ZLUH
DW WKH KHDGODPS OHYHOLQJ VZLWFK ZLWK WKH VZLWFK
GLDO VHW DW 
'RHV WKH YROWPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"



5HSODFH WKH KHDGODPS OHYHOLQJ VZLWFK


,V WKH UHSDLU FRPSOHWH"



 7XUQ WKH ORZEHDP KHDGODPSV 21


 :LWK WKH KHDGODPS OHYHOLQJ VZLWFK UHPRYHG IRU
WHVWLQJ DQG WKH HOHFWULFDO FRQQHFWRU VWLOO
FRQQHFWHG FKHFN WKH YROWDJH DW WKH '. *51 ZLUH
DW WKH KHDGODPS OHYHOLQJ VZLWFK DV WKH VZLWFK LV
GLDOHG WR 
'RHV WKH GURS LQ YROWDJH HTXDO WKH VSHFLILHG YDOXH"



5HSDLU WKH RSHQ '. *51 ZLUH EHWZHHQ WKH


KHDGODPS OHYHOLQJ VZLWFK DQG WKH KHDGODPS OHYHOLQJ
PRWRUV
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

6\VWHP 2.

6\VWHP 2.

9

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

9

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

'$(:22 9 %/

/,*+7,1* 6<67(06 %  

)2* /$036
)URQW )RJ /DPSV ,QRSHUDWLYH
6WHS



$FWLRQ
&KHFN IXVH ()
,V () EORZQ"
 &KHFN IRU D VKRUW FLUFXLW DQG UHSDLU LI QHFHVVDU\
 5HSODFH WKH IXVH
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

8VH D YROWPHWHU RU WHVW ODPS WR FKHFN IXVH ()


'RHV WKH EDWWHU\ YROWDJH DYDLODEOH DW IXVH ()
HTXDO WKH VSHFLILHG YDOXH"

5HSDLU WKH RSHQ FLUFXLW IURP WKH EDWWHU\ WR IXVH


()
,V WKH UHSDLU FRPSOHWH"

5HPRYH WKH IRJ ODPS UHOD\ DQG WHPSRUDULO\


VXEVWLWXWH D NQRZQ JRRG UHOD\ VXFK DV WKH KHDGODPS
UHOD\ RU WKH LOOXPLQDWLRQ ODPS UHOD\
'R WKH IRJ ODPSV ZRUN ZLWK WKH VXEVWLWXWHG UHOD\"

 5HWXUQ WKH VXEVWLWXWHG UHOD\ WR LWV RULJLQDO SRVLWLRQ


 5HSODFH WKH LQRSHUDWLYH IRJ ODPS UHOD\
,V WKH UHSDLU FRPSOHWH"

 5HWXUQ WKH VXEVWLWXWHG UHOD\ WR LWV RULJLQDO SRVLWLRQ


EXW GR QRW UHLQVWDOO WKH IRJ ODPS UHOD\
 8VLQJ D YROWPHWHU RU WHVW ODPS FKHFN WKH IRJ
ODPS UHOD\ VRFNHW WHUPLQDO 
'RHV WKH EDWWHU\ YROWDJH DYDLODEOH DW WKH IRJ ODPS
UHOD\ VRFNHW HTXDO WKH VSHFLILHG YDOXH"

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ IXVH () DQG WKH


IRJ ODPS UHOD\
,V WKH UHSDLU FRPSOHWH"

$W WKH IRJ ODPS UHOD\ VRFNHW XVH DQ RKPPHWHU RU


WHVW ODPS WR YHULI\ WKDW WKH FRQQHFWRU IRU UHOD\
WHUPLQDO  LV FRQQHFWHG WR JURXQG
'RHV WKH UHVLVWDQFH HTXDO WKH VSHFLILHG YDOXH"





5HSDLU WKH JURXQG FLUFXLW IRU WKH IRJ ODPS UHOD\


,V WKH UHSDLU FRPSOHWH"
:LWK WKH IRJ ODPS UHOD\ UHLQVWDOOHG DQG WKH VZLWFK RQ
WHVW IRU YROWDJH DW WKH IRJ ODPS FRQQHFWRU
'RHV WKH EDWWHU\ YROWDJH DYDLODEOH DW WKH IRJ ODPS
FRQQHFWRU HTXDO WKH VSHFLILHG YDOXH"

 9

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

 9


X


 9



5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH IRJ ODPS UHOD\


WHUPLQDO  DQG WKH IRJ ODPSV
,V WKH UHSDLU FRPSOHWH"



8VH DQ RKPPHWHU RU WHVW ODPS WR FKHFN WKH JURXQG


DW WKH JURXQG VLGH RI WKH IRJ ODPS FRQQHFWRU
'RHV WKH UHVLVWDQFH HTXDO WKH VSHFLILHG YDOXH"



5HSDLU WKH IRJ ODPS JURXQG FLUFXLW


,V WKH UHSDLU FRPSOHWH"



5HSODFH WKH IDXOW\ IRJ ODPS EXOEV


,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

6\VWHP 2.

X

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 
6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 
6\VWHP 2.
6\VWHP 2.

*R WR 6WHS 


*R WR 6WHS 


*R WR 6WHS 


*R WR 6WHS 


*R WR 6WHS 


*R WR 6WHS 



%   /,*+7,1* 6<67(06
5HDU )RJ /DPSV $UH ,QRSHUDWLYH
'LDJQRVWLF $LGV
7KH UHDU IRJ ODPSV ZLOO QRW RSHUDWH XQOHVV WKH
KHDGODPSV RU WKH IURQW IRJ ODPSV DUH 21
7KH UHDU IRJ ODPS LQGLFDWRU LQ WKH LQVWUXPHQW FOXVWHU FDQ
VKRUWHQ WKH GLDJQRVWLF SURFHVV ,I WKH LQVWUXPHQW FOXVWHU
LQGLFDWRU FRPHV 21 EXW WKH UHDU IRJ ODPSV GR QRW FRPH
21 WKH SUREOHP LV HLWKHU DQ RSHQ FLUFXLW EHWZHHQ WKH
UHDU IRJ ODPS UHOD\ DQG WKH ODPSV IDXOW\ ODPSV RU D EDG
JURXQG IRU WKH UHDU IRJ ODPSV

7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KH IURQW IRJ ODPSV ZLOO QRW WXUQ 21 XQOHVV WKH
SDUNLQJ ODPSV RU KHDGODPSV DUH 21
 7KH UHDU IRJ ODPS UHOD\ LV ORFDWHG LQ WKH UHOD\ DUHD
XQGHU WKH LQVWUXPHQW SDQHO
 7KH UHDU IRJ ODPS VZLWFK LV SRZHUHG WKURXJK D GLRGH
ZKLFK LV WDSHG WR WKH ERG\ ZLULQJ KDUQHVV QHDU WKH
LQVWUXPHQW SDQHO IXVH EORFN ,I LW LV QHFHVVDU\ WR WHVW
SRZHU DW WKH GLRGH UHPRYH WKH GULYHU NLFN SDQHO

6WHS

$FWLRQ

9DOXH V

<HV

1R

&KHFN WKH KHDGODPSV DQG WKH IURQW IRJ ODPSV


'R WKH KHDGODPSV DQG WKH IURQW IRJ ODPSV RSHUDWH"

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

9

*R WR 6WHS 

*R WR 6WHS 

|:

*R WR 6WHS 

*R WR 6WHS 

5HSDLU WKH KHDGODPSV RU WKH IURQW IRJ ODPSV EHIRUH


FRPSOHWLQJ WKLV GLDJQRVWLF WDEOH
'R WKH UHDU IRJ ODPSV ZRUN DIWHU WKH KHDGODPSV RU
WKH IURQW IRJ ODPSV KDYH EHHQ UHSDLUHG"
 5HPRYH WKH UHDU IRJ ODPS EXOEV
 7XUQ WKH KHDGODPSV 21
 7XUQ WKH UHDU IRJ ODPS VZLWFK 21
 &KHFN WKH YROWDJH DW WKH 5(' ZLUH WR WKH UHDU IRJ
ODPS EXOEV
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"
:LWK WKH UHDU IRJ ODPS EXOEV UHPRYHG XVH DQ
RKPPHWHU WR FKHFN WKH FRQWLQXLW\ EHWZHHQ WKH %/.
ZLUH DW WKH UHDU IRJ ODPSV DQG JURXQG
'RHV WKH RKPPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"

5HSDLU WKH IDXOW\ %/. ZLUH EHWZHHQ WKH UHDU IRJ


ODPSV DQG JURXQG
,V WKH UHSDLU FRPSOHWH"

5HSODFH WKH IDXOW\ IRJ ODPS EXOEV


,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 










&KHFN IXVHV ()DQG )


,V HLWKHU IXVH EORZQ"
 &KHFN IRU D VKRUW FLUFXLW DQG UHSDLU LI QHFHVVDU\
 5HSODFH WKH IXVH
,V WKH UHSDLU FRPSOHWH"
&KHFN WKH YROWDJH DW ()DQG )
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"
5HSDLU WKH SRZHU VXSSO\ FLUFXLW WR WKH IXVHV
,V WKH UHSDLU FRPSOHWH"
 5HPRYH WKH UHDU IRJ ODPS UHOD\
 3UREH WKH UHOD\ VRFNHW WHUPLQDO ZLWK D
YROWPHWHU
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"
5HSDLU WKH RSHQ FLUFXLW EHWZHHQ IXVH )DQG
WHUPLQDO RI WKH UHDU IRJ ODPS UHOD\
,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.


6\VWHP 2.

9

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

9

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

'$(:22 9 %/

/,*+7,1* 6<67(06 %  
5HDU )RJ /DPSV $UH ,QRSHUDWLYH &RQW
G
6WHS

$FWLRQ

9DOXH V

<HV

1R



 :LWK WKH UHDU IRJ ODPS UHOD\ VWLOO GLVFRQQHFWHG


WXUQ WKH KHDGODPSV 21
 3UREH WKH UHDU IRJ ODPS UHOD\ VRFNHW WHUPLQDO 
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"

9

*R WR 6WHS 

*R WR 6WHS 

 5HPRYH WKH UHDU IRJ ODPS VZLWFK IRU WHVWLQJ EXW


GR QRW GLVFRQQHFW WKH HOHFWULFDO FRQQHFWRU
 7XUQ WKH KHDGODPSV 21
 &KHFN WKH YROWDJH DW WKH %51:+7 ZLUH DW WKH
UHDU IRJ ODPS VZLWFK
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"

9

*R WR 6WHS 

*R WR 6WHS 

9

*R WR 6WHS 

*R WR 6WHS 



















 :LWK WKH UHDU IRJ ODPS VZLWFK UHPRYHG IRU WHVWLQJ


WXUQ WKH KHDGODPSV 21
 7XUQ WKH UHDU IRJ ODPS VZLWFK WR WKH 21 SRVLWLRQ
 &KHFN WKH YROWDJH DW WKH <(/ ZLUH DW WKH UHDU IRJ
ODPS VZLWFK
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"
5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH UHDU IRJ ODPS
VZLWFK DQG WKH UHDU IRJ ODPS UHOD\ WHUPLQDO (
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH UHDU IRJ ODPS VZLWFK
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH KHDGODPSV 21
 &KHFN WKH YROWDJH DW WKH /7 %/8 ZLUH DW WKH UHDU
IRJ ODPS GLRGH
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"
5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH UHDU IRJ ODPS
GLRGH DQG WKH KHDGODPS UHOD\
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH KHDGODPSV 21
 &KHFN WKH YROWDJH DW WKH :+7 ZLUH DW WKH UHDU IRJ
ODPS GLRGH
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"
5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH UHDU IRJ ODPS
GLRGH DQG WKH UHDU IRJ ODPS VZLWFK
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH UHDU IRJ ODPS GLRGH
,V WKH UHSDLU FRPSOHWH"
 7HPSRUDULO\ VXEVWLWXWH D NQRZQ JRRG UHOD\ LQ
SODFH RI WKH UHDU IRJ ODPS UHOD\
 7XUQ WKH KHDGODPSV 21
 7XUQ WKH UHDU IRJ ODPS VZLWFK WR WKH 21 SRVLWLRQ
'R WKH UHDU IRJ ODPSV ZRUN ZLWK WKH VXEVWLWXWHG
UHOD\"

6\VWHP 2.

9

*R WR 6WHS 

*R WR 6WHS 

9


6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 


6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 



 5HWXUQ WKH VXEVWLWXWHG UHOD\ WR LWV RULJLQDO SRVLWLRQ


 5HSODFH WKH UHDU IRJ ODPS UHOD\
,V WKH UHSDLU FRPSOHWH"



&RQQHFW D MXPSHU ZLUH EHWZHHQ WHUPLQDO DQG


WHUPLQDO DW WKH UHDU IRJ ODPS UHOD\ VRFNHW
'R WKH UHDU ORJ ODPSV WXUQ 21"

'$(:22 9 %/

6\VWHP 2.


6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

%   /,*+7,1* 6<67(06
5HDU )RJ /DPSV $UH ,QRSHUDWLYH &RQW
G
6WHS



$FWLRQ
5HSDLU WKH JURXQG FLUFXLW IRU WKH UHDU IRJ ODPS UHOD\
,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH UHDU IRJ ODPS
UHOD\ DQG WKH UHDU IRJ ODPSV
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

6\VWHP 2.

6\VWHP 2.

7$,/67237851 %$&.83 /$036


7DLOODPSV 'R 1RW :RUN
1RWLFH :KHQ SURELQJ D EXOE VRFNHW ZLWK D YROWPHWHU RU D WHVW ODPS GR QRW FRQWDFW WKH VLGH RI WKH VRFNHW JURXQG
ZKHQ \RX DUH WHVWLQJ WKH SRVLWLYH FRQWDFW DW WKH ERWWRP RI WKH VRFNHW ,I WKH YROWDJH DQG WKH JURXQG DUH ERWK DYDLODEOH DW
WKH EXOE VRFNHW FRQWDFWLQJ ERWK DW WKH VDPH WLPH ZLWK D WHVW SUREH ZLOO FDXVH D EORZQ IXVH
6WHS








$FWLRQ
&KHFN WKH KHDGODPSV
'R WKH KHDGODPSV ZRUN"
5HSDLU WKH KHDGODPSV EHIRUH FRQWLQXLQJ ZLWK WKLV
FKDUW
$IWHU WKH KHDGODPSV KDYH EHHQ UHSDLUHG DUH WKH
UHDU FRPELQDWLRQ ODPSV VWLOO LQRSHUDWLYH"
 7XUQ WKH WDLOODPSV RQ
 8VH D YROWPHWHU WR FKHFN YROWDJH DW WKH EXOE
VRFNHW SRVLWLYH WHUPLQDO
'RHV YROWDJH DW WKH EXOE VRFNHW HTXDO WKH VSHFLILHG
YDOXH"
&RQQHFW DQ RKPPHWHU EHWZHHQ JURXQG DQG WKH
ODPS VRFNHW QHJDWLYH WHUPLQDO
,V WKH UHVLVWDQFH HTXDO WR WKH VSHFLILHG YDOXH"
5HSDLU WKH JURXQG FLUFXLW IRU WKH ODPSV
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH IDXOW\ EXOEV
,V WKH UHSDLU FRPSOHWH"
&KHFN IXVHV () () DQG ()
,V DQ\ RI WKH IXVHV EORZQ"
 &KHFN IRU D VKRUW FLUFXLW DQG UHSDLU LI QHFHVVDU\
 5HSODFH WKH IXVH
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

 9

*R WR 6WHS 

*R WR 6WHS 

X

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

 7XUQ WKH KHDGODPSV RQ


 &KHFN WKH YROWDJH DW IXVHV () IRU WKH OHIWVLGH
WDLOODPS DQG () IRU WKH ULJKWVLGH WDLOODPS
'RHV WKH YROWDJH DW WKH IXVHV HTXDO WKH VSHFLILHG
YDOXH"

 9

*R WR 6WHS 

*R WR 6WHS 



&KHFN WKH YROWDJH DW IXVH ()


'RHV WKH YROWDJH DW IXVH () HTXDO WKH VSHFLILHG
YDOXH"

 9

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 





5HSDLU WKH EDWWHU\ VXSSO\ FLUFXLW WR IXVH ()


,V WKH UHSDLU FRPSOHWH"
 7HPSRUDULO\ VXEVWLWXWH WKH KHDGODPS UHOD\ IRU WKH
LOOXPLQDWLRQ UHOD\
 7XUQ WKH WDLOODPS VZLWFK RQ
'R WKH WDLOODPSV LOOXPLQDWH"

'$(:22 9 %/

/,*+7,1* 6<67(06 %  
7DLOODPSV 'R 1RW :RUN &RQW
G
6WHS

$FWLRQ

9DOXH V



 5HWXUQ WKH KHDGODPS UHOD\ WR LWV RULJLQDO SRVLWLRQ


 5HSODFH WKH LOOXPLQDWLRQ UHOD\
,V WKH UHSDLU FRPSOHWH"



 5HPRYH WKH WDLOODPS UHOD\


 8VH D YROWPHWHU WR FKHFN WKH LOOXPLQDWLRQ UHOD\
VRFNHW DW WKH FRQQHFWRU WHUPLQDO 
,V WKH YROWDJH DW WKH FRQQHFWRU WHUPLQDO  RI WKH
WDLOODPS UHOD\ HTXDO WR WKH VSHFLILHG YDOXH"



5HSDLU WKH RSHQ FLUFXLW EHWZHHQ IXVH () DQG WKH


FRQQHFWRU IRU WKH LOOXPLQDWLRQ UHOD\ WHUPLQDO 
,V WKH UHSDLU FRPSOHWH"



&RQQHFW DQ RKPPHWHU EHWZHHQ JURXQG DQG WKH


LOOXPLQDWLRQ UHOD\ WHUPLQDO 
,V WKH UHVLVWDQFH HTXDO WR WKH VSHFLILHG YDOXH"

 9


X

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

1R


*R WR 6WHS 


*R WR 6WHS 

5HSDLU WKH JURXQG FLUFXLW IRU WKH LOOXPLQDWLRQ UHOD\


,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH WDLOODPS RQ
 &KHFN WKH YROWDJH DW WKH FRQQHFWRU IRU WHUPLQDO 
RI WKH LOOXPLQDWLRQ UHOD\
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"

 Y

*R WR 6WHS 

*R WR 6WHS 



 'LVFRQQHFW WKH KHDGODPS VZLWFK FRQQHFWRU &


 2Q WKH GLVFRQQHFWHG VZLWFK WXUQ WKH WDLOODPSV RQ
 $W VZLWFK & XVH DQ RKPPHWHU WR FKHFN IRU
FRQWLQXLW\ EHWZHHQ WHUPLQDO  DQG WHUPLQDO 
,V WKH UHVLVWDQFH HTXDO WR WKH VSHFLILHG YDOXH"

X

*R WR 6WHS 

*R WR 6WHS 



5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH KHDGODPS


VZLWFK & WHUPLQDO  DQG WHUPLQDO  RI WKH
LOOXPLQDWLRQ UHOD\
,V WKH UHSDLU FRPSOHWH"










'$(:22 9 %/

5HSODFH WKH KHDGODPS VZLWFK


,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WHUPLQDO  RI WKH
WDLOODPS DQG IXVHV () DQG ()
,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH IXVHV () DQG
() DQG WKH WDLOODPSV
,V WKH UHSDLU FRPSOHWH"

<HV

6\VWHP 2.


6\VWHP 2.




6\VWHP 2.

6\VWHP 2.

6\VWHP 2.




%   /,*+7,1* 6<67(06
6WRSODPSV 'R 1RW :RUN
1RWLFH :KHQ SURELQJ D EXOE VRFNHW ZLWK D YROWPHWHU RU D WHVW ODPS GR QRW FRQWDFW WKH VLGH RI WKH VRFNHW JURXQG
ZKHQ \RX DUH WHVWLQJ WKH SRVLWLYH FRQWDFW DW WKH ERWWRP RI WKH VRFNHW ,I WKH YROWDJH DQG WKH JURXQG DUH ERWK DYDLODEOH DW
WKH EXOE VRFNHW FRQWDFWLQJ ERWK DW WKH VDPH WLPH ZLWK D WHVW SUREH ZLOO FDXVH D EORZQ IXVH
6WHS






$FWLRQ
&KHFN IXVH ()
,V IXVH () EORZQ"
 &KHFN IRU D VKRUW FLUFXLW DQG UHSDLU LI QHFHVVDU\
 5HSODFH WKH IXVH
,V WKH UHSDLU FRPSOHWH"
 'HSUHVV WKH EUDNH SHGDO
 &KHFN WKH SRVLWLYH WHUPLQDOV RI WKH EXOE VRFNHWV
ZLWK D WHVW ODPS
'RHV WKH WHVW ODPS LOOXPLQDWH"
&RQQHFW DQ RKPPHWHU EHWZHHQ JURXQG DQG WKH
VWRSODPS JURXQG WHUPLQDO
,V WKH UHVLVWDQFH HTXDO WR WKH VSHFLILHG YDOXH"
5HSDLU WKH JURXQG FLUFXLW
,V WKH UHSDLU FRPSOHWH"
 'LVFRQQHFW WKH ZLULQJ FRQQHFWRU IURP WKH
VWRSODPS VZLWFK
 'HSUHVV WKH EUDNH SHGDO
 8VH DQ RKPPHWHU WR FKHFN FRQWLQXLW\ EHWZHHQ
WHUPLQDOV  DQG 
,V WKH UHVLVWDQFH HTXDO WR WKH VSHFLILHG YDOXH"
5HSODFH WKH VWRSODPS VZLWFK
,V WKH UHSDLU FRPSOHWH"
 'LVFRQQHFW WKH VWRSODPS VZLWFK HOHFWULFDO
FRQQHFWRU
 &KHFN WKH YROWDJH DW WHUPLQDO 
'RHV WKH YROWPHWHU VKRZ WKH VSHFLILHG YDOXH"

9DOXH V


<HV

1R

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

X


X


 Y

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH IXVH () DQG


WKH VWRSODPS VZLWFK
,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH VWRSODPS VZLWFK


DQG WKH VWRSODPSV
,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 
6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 


*R WR 6WHS 


6\VWHP 2.

6\VWHP 2.

'$(:22 9 %/

/,*+7,1* 6<67(06 %  
%DFNXS /DPSV ,QRSHUDWLYH
6WHS

$FWLRQ

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

&KHFN IXVH )


,V IXVH ) EORZQ"

 &KHFN IRU D VKRUW FLUFXLW DQG UHSDLU LI QHFHVVDU\


 5HSODFH IXVH )
,V WKH UHSDLU FRPSOHWH"








8VH D YROWPHWHU WR YHULI\ WKDW EDWWHU\ YROWDJH LV


DYDLODEOH DW IXVH )
'RHV WKH YROWPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"
5HSDLU WKH SRZHU VXSSO\ FLUFXLW IRU IXVH )
,V WKH UHSDLU FRPSOHWH"
 5HPRYH DQG H[DPLQH WKH EDFNXS ODPS EXOEV
 7HVW WKH EXOEV E\ FRQQHFWLQJ WKHP WR WKH YHKLFOH
EDWWHU\ ZLWK MXPSHU ZLUHV
$UH WKH EXOEV GHIHFWLYH"
5HSODFH WKH GHIHFWLYH EXOEV
,V WKH UHSDLU FRPSOHWH"
5HLQVWDOO WKH EDFNXS ODPSV DIWHU WHVWLQJ
7XUQ WKH LJQLWLRQ 21
'LVFRQQHFW WKH EDFNXS VZLWFK FRQQHFWRU
&KHFN WKH YROWDJH DW WHUPLQDO $ RI WKH EDFNXS
VZLWFK RU WHUPLQDO  RI WKH QHXWUDO VDIHW\EDFNXS
VZLWFK LI WKH YHKLFOH KDV DQ DXWRPDWLF
WUDQVPLVVLRQ 
'RHV WKH YROWPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"

 9

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

 9

*R WR 6WHS 

*R WR 6WHS 






5HSDLU WKH RSHQ FLUFXLW EHWZHHQ IXVH ) DQG WKH


EDFNXS VZLWFK
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 21
 $SSO\ WKH SDUNLQJ EUDNH
 %ORFN WKH ZKHHOV WR SUHYHQW WKH YHKLFOH IURP PRYLQJ
 3XW WKH WUDQVD[OH LQ 5(9(56(
 8VH D YROWPHWHU WR FKHFN YROWDJH DW WHUPLQDO % RI
WKH EDFNXS VZLWFK RU WHUPLQDO  RI WKH QHXWUDO
VDIHW\EDFNXS VZLWFK LI WKH YHKLFOH KDV DQ DXWRPDWLF
WUDQVPLVVLRQ 
'RHV WKH YROWPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"
5HSODFH WKH EDFNXS VZLWFK
,V WKH UHSDLU FRPSOHWH"
5HPRYH RQH RI WKH EDFNXS ODPSV
7XUQ WKH LJQLWLRQ 21
$SSO\ WKH SDUNLQJ EUDNH
%ORFN WKH ZKHHOV WR SUHYHQW WKH YHKLFOH IURP PRYLQJ
3XW WKH WUDQVD[OH LQ 5(9(56(
8VH D YROWPHWHU WR FKHFN YROWDJH DW WKH SRVLWLYH
WHUPLQDO RI WKH EDFNXS ODPS VRFNHW
'RHV YROWDJH DW WKH ODPS VRFNHW HTXDO WKH VSHFLILHG
YDOXH"

6\VWHP 2.

 9

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

 9

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.










5HSDLU WKH JURXQG FLUFXLW RI WKH EDFNXS ODPSV


,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH EDFNXS ODPSV DQG


WKH EDFNXS VZLWFK
,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/


6\VWHP 2.

6\VWHP 2.

%   /,*+7,1* 6<67(06
7XUQ 6LJQDO /DPSV DQG +D]DUG /DPSV 'R 1RW :RUN
1RWLFH :KHQ SURELQJ D EXOE VRFNHW ZLWK D YROWPHWHU RU D WHVW ODPS GR QRW FRQWDFW WKH VLGH RI WKH VRFNHW JURXQG
ZKHQ \RX DUH WHVWLQJ WKH SRVLWLYH FRQWDFW DW WKH ERWWRP RI WKH VRFNHW ,I WKH YROWDJH DQG WKH JURXQG DUH ERWK DYDLODEOH DW
WKH EXOE VRFNHW FRQWDFWLQJ ERWK DW WKH VDPH WLPH ZLWK D WHVW SUREH ZLOO FDXVH D EORZQ IXVH
6WHS



$FWLRQ
&KHFN IXVHV () DQG )
,V HLWKHU IXVH EORZQ"
&KHFN IRU D VKRUW FLUFXLW DQG UHSDLU LI QHFHVVDU\
5HSODFH WKH IXVH
,V WKH UHSDLU FRPSOHWH"






*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

*R WR 6WHS 

 7XUQ WKH KD]DUG ODPS VZLWFK RQ


 5HPRYH HDFK RI WKH LQRSHUDWLYH ODPSV IURP LWV
VRFNHW
 7HVW HDFK ODPS VRFNHW SRVLWLYH WHUPLQDO ZLWK D
YROWPHWHU
'RHV WKH EDWWHU\ YROWDJH SXOVLQJ DW WKH WXUQVLJQDO
KD]DUGODPS VRFNHW SRVLWLYH WHUPLQDO HTXDO WKH
VSHFLILHG YDOXH"

 9

*R WR 6WHS 

*R WR 6WHS 

X

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

6\VWHP 2.

6\VWHP 2.

 7XUQ RQ WKH KD]DUG VZLWFK


 7HVW WKH EOLQNHU XQLW FRQQHFWRU WHUPLQDO D ZLWK D
YROWPHWHU
'RHV WKH EDWWHU\ YROWDJH SXOVLQJ DW WKH EOLQNHU XQLW
WHUPLQDO D HTXDO WKH VSHFLILHG YDOXH"

 9

*R WR 6WHS 

*R WR 6WHS 

 7XUQ RQ WKH KD]DUG VZLWFK


 7HVW WKH EOLQNHU XQLW FRQQHFWRU WHUPLQDO  ZLWK D
YROWPHWHU
'RHV WKH EDWWHU\ YROWDJH DYDLODEOH DW WKH EOLQNHU XQLW
WHUPLQDO  HTXDO WKH VSHFLILHG YDOXH"

 9

*R WR 6WHS 

*R WR 6WHS 

 'LVFRQQHFW WKH EOLQNHU XQLW IURP WKH FRQQHFWRU


 8VH DQ RKPPHWHU WR FKHFN EHWZHHQ JURXQG DQG
WKH FRQQHFWRU IRU WHUPLQDO  RI WKH EOLQNHU XQLW
,V WKH UHVLVWDQFH HTXDO WR WKH VSHFLILHG YDOXH"

 X

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

6\VWHP 2.

5HSODFH DQ\ IDXOW\ WXUQ VLJQDO KD]DUG EXOEV


,V WKH UHSDLU FRPSOHWH"



*R WR 6WHS 

1R

 9

$W HDFK EXOE VRFNHW XVH DQ RKPPHWHU WR FKHFN WKH


JURXQG FLUFXLW
,V WKH UHVLVWDQFH HTXDO WR WKH VSHFLILHG YDOXH"

<HV

 7XUQ WKH LJQLWLRQ RQ


 &KHFN WKH YROWDJH DW IXVH () DQG )
'RHV WKH EDWWHU\ YROWDJH DYDLODEOH DW ERWK IXVHV
() DQG ) HTXDO WKH VSHFLILHG YDOXH"

9DOXH V

5HSDLU WKH SRZHU VXSSO\ FLUFXLW WR IXVHV


,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH RSHQ JURXQG FLUFXLW
,V WKH UHSDLU FRPSOHWH"

5HSDLU WKH EOLQNHU XQLW JURXQG FRQQHFWLRQ


,V WKH UHSDLU FRPSOHWH"
5HSODFH IDXOW\ EOLQNHU XQLW
,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

/,*+7,1* 6<67(06 %  
7XUQ 6LJQDO /DPSV DQG +D]DUG /DPSV 'R 1RW :RUN &RQW
G
6WHS

$FWLRQ

9DOXH V

<HV

1R



 'LVFRQQHFW WKH KD]DUG VZLWFK FRQQHFWRU


 &KHFN IRU YROWDJH DW WHUPLQDO 
 7XUQ WKH LJQLWLRQ RQ
 &KHFN IRU YROWDJH DW WHUPLQDO 
'RHV WKH EDWWHU\ YROWDJH DYDLODEOH DW ERWK WHUPLQDOV
HTXDO WKH VSHFLILHG YDOXH"

 9

*R WR 6WHS 

*R WR 6WHS 



 5HPRYH WKH KD]DUG VZLWFK


 7XUQ WKH KD]DUG VZLWFK 2))
 &KHFN IRU FRQWLQXLW\ EHWZHHQ WHUPLQDOV  DQG 
 7XUQ WKH KD]DUG VZLWFK RQ
 &KHFN IRU FRQWLQXLW\ EHWZHHQ WHUPLQDOV  DQG 
'R ERWK WHVWV VKRZ WKH VSHFLILHG YDOXH"

X

*R WR 6WHS 

*R WR 6WHS 



 5HPRYH WKH KD]DUG VZLWFK


 7XUQ WKH KD]DUG VZLWFK WR WKH RQ SRVLWLRQ
 8VH DQ RKPPHWHU WR FKHFN IRU FRQWLQXLW\ EHWZHHQ
WHUPLQDOV   DQG 
'RHV WKH FRQWLQXLW\ EHWZHHQ WHUPLQDOV   DQG 
HTXDO WKH VSHFLILHG YDOXH"

X

6\VWHP 2.

*R WR 6WHS 



5HSODFH WKH IDXOW\ KD]DUG VZLWFK


,V WKH UHSDLU FRPSOHWH "

6\VWHP 2.



5HSDLU WKH RSHQ FLUFXLW EHWZHHQ KD]DUG VZLWFK


WHUPLQDO  DQG EOLQNHU XQLW WHUPLQDO 
,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH KD]DUG VZLWFK


DQG WKH IXVHV () RU )
,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

6\VWHP 2.

6\VWHP 2.

%   /,*+7,1* 6<67(06
+D]DUG /DPSV 'R 1RW 2SHUDWH 7XUQ 6LJQDOV $UH 2.
6WHS



$FWLRQ
&KHFN IXVH ()
,V IXVH () EORZQ"
 &KHFN IRU D VKRUW FLUFXLW DQG UHSDLU LI QHFHVVDU\
 5HSODFH WKH IXVH
,V WKH UHSDLU FRPSOHWH"

8VH D YROWPHWHU WR FKHFN IRU SRZHU WR IXVH ()


'RHV WKH EDWWHU\ YROWDJH DYDLODEOH DW IXVH ()
HTXDO WKH YDOXH VSHFLILHG"

5HSDLU WKH SRZHU VXSSO\ FLUFXLW WR IXVH ()


,V WKH UHSDLU FRPSOHWH"

 'LVFRQQHFW WKH KD]DUG VZLWFK FRQQHFWRU


 8VH D YROWPHWHU WR FKHFN SRZHU WR WKH KD]DUG
VZLWFK WHUPLQDO 
'RHV WKH EDWWHU\ YROWDJH DYDLODEOH DW FRQQHFWRU
WHUPLQDO  HTXDO WKH YDOXH VSHFLILHG"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

 9

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

 9

*R WR 6WHS 

*R WR 6WHS 

 5HPRYH WKH KD]DUG VZLWFK DQG GLVFRQQHFW LW IRU


WHVWLQJ
 7XUQ WKH KD]DUG VZLWFK WR WKH RQ SRVLWLRQ
 7HVW ZLWK DQ RKPPHWHU EHWZHHQ WHUPLQDOV 
DQG 
,V WKH UHVLVWDQFH HTXDO WR WKH VSHFLILHG YDOXH"

X

*R WR 6WHS 

*R WR 6WHS 

 :LWK WKH KD]DUG VZLWFK VWLOO UHPRYHG DQG


GLVFRQQHFWHG IRU WHVWLQJ WXUQ WKH KD]DUG VZLWFK WR
WKH RQ SRVLWLRQ
 8VH DQ RKPPHWHU WR FKHFN EHWZHHQ WHUPLQDOV 
 DQG 
,V WKH UHVLVWDQFH HTXDO WR WKH VSHFLILHG YDOXH"

X

*R WR 6WHS 

*R WR 6WHS 

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH KD]DUG VZLWFK


FRQQHFWRU DQG VSOLFH 6
,V WKH UHSDLU FRPSOHWH"

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH KD]DUG VZLWFK


FRQQHFWRU WHUPLQDO  DQG IXVH ()
,V WKH UHSDLU FRPSOHWH"



5HSODFH WKH IDXOW\ KD]DUG VZLWFK


,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.

6\VWHP 2.
6\VWHP 2.

'$(:22 9 %/

/,*+7,1* 6<67(06 %  

,17(5,25 &2857(6< $1' /8**$*( &203$570(17 /$036


,QWHULRU &RXUWHV\ /DPS ,QRSHUDWLYH
&DXWLRQ $OZD\V PDNH VXUH WKHUH LV DQ HOHFWULFDO
ORDG VXFK DV D ODPS EXOE HWF LQ DQ\ FLUFXLW EHWZHHQ
EDWWHU\ WHUPLQDOV 'R QRW PDNH D VKRUW FLUFXLW
EHWZHHQ EDWWHU\ WHUPLQDOV ZLWK D MXPSHU ZLUH RU
KD]DUGRXV VSDUNLQJ ZLOO UHVXOW

7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHUV WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 %XOE WHVW &OLS RQH HQG RI D MXPSHU ZLUH WR WKH
QHJDWLYH EDWWHU\ WHUPLQDO &OLS WKH RWKHU HQG RI WKH
MXPSHU ZLUH RQWR RQH HQG RI WKH EXOE 7DNH WKH HQG RI
WKH EXOE ZLWKRXW WKH MXPSHU DWWDFKHG DQG WRXFK LW WR
WKH SRVLWLYH EDWWHU\ WHUPLQDO

6WHS

$FWLRQ

9DOXH V

 5HPRYH WKH LQWHULRU FRXUWHV\ ODPS EXOE DQG


LQVSHFW WKH ILODPHQW
 ,I WKH ILODPHQW LV QRW EURNHQ WHVW WKH EXOE XVLQJ
WKH YHKLFOH
V EDWWHU\ DQG D MXPSHU ZLUH
'RHV WKH EXOE SDVV WKH YLVXDO DQG SK\VLFDO FKHFNV"




5HSODFH WKH EXOE


,V WKH UHSDLU FRPSOHWH"
 5HLQVWDOO WKH LQWHULRU FRXUWHV\ ODPS EXOE
 &KHFN IXVHV () DQG ()
,V HLWKHU IXVH () RU () EORZQ"

 &KHFN IRU D VKRUW FLUFXLW DQG UHSDLU LW LI QHFHVVDU\


 5HSODFH WKH IXVH
,V WKH UHSDLU FRPSOHWH"

&KHFN WKH YROWDJH DW IXVHV () DQG ()


'RHV WKH YROWDJH DW IXVHV () DQG () HTXDO WKH
VSHFLILHG YDOXH"

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH EDWWHU\ DQG


IXVHV () DQG ()
,V WKH UHSDLU FRPSOHWH"

 'LVFRQQHFW WKH LQWHULRU FRXUWHV\ ODPS HOHFWULFDO


FRQQHFWRU
 &KHFN WKH YROWDJH DW FRQQHFWRU WHUPLQDO 
'RHV WKH YROWDJH DW FRQQHFWRU WHUPLQDO  HTXDO WKH
YDOXH VSHFLILHG"

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

 9


 9

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 


*R WR 6WHS 

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ IXVH () DQG WKH


LQWHULRU FRXUWHV\ ODPS WHUPLQDO 
,V WKH UHSDLU FRPSOHWH"

8VH DQ RKPPHWHU WR FKHFN WKH UHVLVWDQFH EHWZHHQ


JURXQG DQG WHUPLQDO  RI WKH LQWHULRU FRXUWHV\ ODPS
FRQQHFWRU RQ WKH KDUQHVV VLGH
,V WKH UHVLVWDQFH HTXDO WR WKH VSHFLILHG YDOXH"

X

*R WR 6WHS 

*R WR 6WHS 



5HSODFH WKH LQWHULRU FRXUWHV\ ODPS VZLWFK DVVHPEO\


,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.



5HSDLU WKH JURXQG FLUFXLW IRU WKH LQWHULRU FRXUWHV\


ODPS
,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

6\VWHP 2.

6\VWHP 2.

%   /,*+7,1* 6<67(06
/XJJDJH &RPSDUWPHQW /DPS ,QRSHUDWLYH
&DXWLRQ $OZD\V PDNH VXUH WKHUH LV DQ HOHFWULFDO
ORDG VXFK DV D ODPS EXOE HWF LQ DQ\ FLUFXLW EHWZHHQ
EDWWHU\ WHUPLQDOV 'R QRW PDNH D VKRUW FLUFXLW
EHWZHHQ EDWWHU\ WHUPLQDOV ZLWK D MXPSHU ZLUH RU
KD]DUGRXV VSDUNLQJ ZLOO UHVXOW

6WHS




7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF


WDEOH
 %XOE WHVW &OLS RQH HQG RI D MXPSHU ZLUH WR WKH
QHJDWLYH EDWWHU\ WHUPLQDO &OLS WKH RWKHU HQG RI WKH
MXPSHU ZLUH RQWR RQH HQG RI WKH EXOE 7DNH WKH HQG RI
WKH EXOE ZLWKRXW WKH MXPSHU DWWDFKHG DQG WRXFK LW WR
WKH SRVLWLYH EDWWHU\ WHUPLQDO

$FWLRQ
 5HPRYH WKH OXJJDJH FRPSDUWPHQW ODPS EXOE DQG
LQVSHFW WKH ILODPHQW
 ,I WKH ILODPHQW LV QRW EURNHQ WHVW WKH EXOE XVLQJ
WKH YHKLFOH
V EDWWHU\ DQG D MXPSHU ZLUH
'RHV WKH EXOE SDVV WKH YLVXDO DQG SK\VLFDO FKHFN"
5HSODFH WKH EXOE
,V WKH UHSDLU FRPSOHWH"
 5HLQVWDOO WKH OXJJDJH FRPSDUWPHQW ODPS EXOE
 &KHFN IXVH ()
,V IXVH () EORZQ"
 &KHFN IRU D VKRUW FLUFXLW DQG UHSDLU LI QHFHVVDU\
 5HSODFH WKH IXVH
,V WKH UHSDLU FRPSOHWH"

9DOXH V

 'LVFRQQHFW WKH OXJJDJH FRPSDUWPHQW ODPS


HOHFWULFDO FRQQHFWRU
 &KHFN WKH YROWDJH DW WKH 251 ZLUH
'RHV WKH YROWDJH DW WKH 251 ZLUH HTXDO WKH VSHFLILHG
YDOXH"
5HSDLU WKH RSHQ FLUFXLW EHWZHHQ IXVH () DQG WKH
OXJJDJH FRPSDUWPHQW ODPS
,V WKH UHSDLU FRPSOHWH"

 9



5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH OXJJDJH


FRPSDUW
PHQW ODPS DQG WKH OXJJDJH FRPSDUWPHQW ODPS VZLWFK
,V WKH UHSDLU FRPSOHWH"



8VH DQ RKPPHWHU WR FKHFN WKH UHVLVWDQFH EHWZHHQ


JURXQG DQG WKH OXJJDJH FRPSDUWPHQW ODPS VZLWFK
,V WKH UHVLVWDQFH HTXDO WR WKH VSHFLILHG YDOXH"




6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH EDWWHU\ DQG IXVH


()
,V WKH UHSDLU FRPSOHWH"

*R WR 6WHS 

 5HFRQQHFW WKH OXJJDJH FRPSDUWPHQW ODPS


 5HPRYH WKH OXJJDJH FRPSDUWPHQW ODPS VZLWFK
 :LWK D YROWPHWHU RU WHVW ODPS WHVW WKH 31.%/.
ZLUH DW WKH OXJJDJH FRPSDUWPHQW ODPS VZLWFK
'RHV WKH YROWDJH DW WKH OXJJDJH FRPSDUWPHQW ODPS
VZLWFK HTXDO WKH VSHFLILHG YDOXH"

*R WR 6WHS 

&KHFN WKH YROWDJH DW IXVH ()


'RHV WKH YROWDJH DW IXVH () HTXDO WKH VSHFLILHG
YDOXH"

1R

<HV

 9

 9


*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 
6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 


*R WR 6WHS 


*R WR 6WHS 


X

*R WR 6WHS 

*R WR 6WHS 

5HSODFH WKH OXJJDJH FRPSDUWPHQW ODPS VZLWFK


,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.

5HSDLU WKH JURXQG FLUFXLW IRU WKH OXJJDJH FRPSDUWPHQW


ODPS VZLWFK
,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.

'$(:22 9 %/

/,*+7,1* 6<67(06 %  
,JQLWLRQ .H\ ,OOXPLQDWLRQ /DPS ,V ,QRSHUDWLYH
'LDJQRVWLF $LGV
,Q D YHKLFOH HTXLSSHG ZLWK D VXQURRI WKH LQWHULRU
FRXUWHV\ ODPS LV ORFDWHG QHDU WKH UHDUYLHZ PLUURU DQG
DOVR VHUYHV DV D PDS ODPS ,Q D QRQVXQURRI YHKLFOH
WKH LQWHULRU FRXUWHV\ ODPS LV LQ WKH URRI LQ WKH PLGGOH RI
WKH SDVVHQJHU FRPSDUWPHQW DQG WKHUH DUH VHSDUDWH
PDS ODPSV QHDU WKH UHDUYLHZ PLUURU
7KHUH LV D WLPHU LQ WKH LQWHULRU FRXUWHV\ ODPS WKDW ZLOO RQO\
VXSSO\ D JURXQG WR WKH NH\ LOOXPLQDWLRQ ODPS IRU D IHZ
VHFRQGV DIWHU D GRRU LV RSHQHG DQG FORVHG
6WHS






'$(:22 9 %/

7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KH UHVLVWDQFH RI WKH NH\ LOOXPLQDWLRQ EXOE DQG
DWWDFKHG KDUQHVV LV DSSUR[LPDWHO\ RKPV

$FWLRQ
 6HW WKH VZLWFK RQ WKH FRXUWHV\ ODPS VR WKDW LW
FRPHV 21 ZKHQ D GRRU LV RSHQHG
 &KHFN WKH IXQFWLRQ RI WKH FRXUWHV\ ODPS
,V WKH FRXUWHV\ ODPS RSHUDWLQJ"
5HSDLU WKH LQWHULRU FRXUWHV\ ODPS V\VWHP EHIRUH
FRPSOHWLQJ WKLV GLDJQRVWLF WDEOH
'RHV WKH NH\ LOOXPLQDWLRQ ODPS IXQFWLRQ DIWHU WKH
FRXUWHV\ ODPS KDV EHHQ UHSDLUHG"
 5HPRYH WKH ORZHU VWHHULQJ FROXPQ FRYHU WR JDLQ
DFFHVV WR WKH FRQQHFWRUV IRU WKH LJQLWLRQ VZLWFK
 'LVFRQQHFW WKH FRQQHFWRU WR WKH NH\ LOOXPLQDWLRQ
ODPS
 &KHFN WKH YROWDJH DW WHUPLQDO RI WKH NH\
LOOXPLQDWLRQ ODPS FRQQHFWRU
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"
5HSDLU WKH RSHQ FLUFXLW EHWZHHQ IXVH ()DQG WKH
LJQLWLRQ NH\ LOOXPLQDWLRQ ODPS FRQQHFWRU
,V WKH UHSDLU FRPSOHWH"
 5HPRYH WKH NH\ LOOXPLQDWLRQ ODPS DQG WKH
DWWDFKHG ZLUHV DQG FRQQHFWRU
 8VH D YHKLFOH EDWWHU\ DQG MXPSHU ZLUHV WR GLUHFWO\
SRZHU WKH LOOXPLQDWLRQ ODPS WKURXJK LWV DWWDFKHG
FRQQHFWRU DQG ZLUHV
'RHV WKH NH\ LOOXPLQDWLRQ ODPS WXUQ 21 ZKHQ LW LV
GLUHFWO\ FRQQHFWHG WR SRZHU DQG JURXQG IURP D
EDWWHU\"
&KHFN WKH NH\ LOOXPLQDWLRQ ODPS EXOE
,V WKH EXOE GHIHFWLYH"
5HSODFH WKH NH\ LOOXPLQDWLRQ ODPS EXOE
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH ODPS VRFNHW DQG WKH DWWDFKHG ZLUHV DQG
FRQQHFWRU
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 9


6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

6\VWHP 2.

%   /,*+7,1* 6<67(06
,JQLWLRQ .H\ ,OOXPLQDWLRQ /DPS ,V ,QRSHUDWLYH &RQW
G
6WHS

$FWLRQ

9DOXH V

<HV

1R

 5HPRYH WKH FRXUWHV\ ODPS


 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU RI WKH
FRXUWHV\ ODPS
 &RQQHFW DQ RKPPHWHU EHWZHHQ NH\ LOOXPLQDWLRQ
FRQQHFWRU WHUPLQDO DQG WKH LQWHULRU FRXUWHV\
ODPS FRQQHFWRU WHUPLQDO 
'RHV WKH RKPPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"

|:

*R WR 6WHS 

*R WR 6WHS 



5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH NH\ LOOXPLQDWLRQ


FRQQHFWRU DQG WKH FRXUWHV\ ODPS FRQQHFWRU
,V WKH UHSDLU FRPSOHWH"



5HSODFH WKH FRXUWHV\ ODPS


,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.
6\VWHP 2.

9DQLW\ 0LUURU /LJKWLQJ ,V ,QRSHUDWLYH


'LDJQRVWLF $LGV
,I WKH YDQLW\ OLJKWLQJ LV ZRUNLQJ RQ RQH VLGH RI D PLUURU EXW
QRW RQ WKH RWKHU VLGH FKHFN WKH ODPS EXOE ,I WKH YDQLW\
PLUURU OLJKWLQJ LV ZRUNLQJ RQ RQH VLGH RI WKH FDU EXW QRW
RQ WKH RWKHU VLGH EHJLQ WKH GLDJQRVWLF WDEOH DW 6WHS 
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 ,Q D YHKLFOH HTXLSSHG ZLWK D VXQURRI WKH LQWHULRU
FRXUWHV\ ODPS LV ORFDWHG QHDU WKH UHDUYLHZ PLUURU DQG
6WHS


DOVR VHUYHV DV D PDS ODPS ,Q D QRQVXQURRI YHKLFOH


WKH LQWHULRU FRXUWHV\ ODPS LV LQ WKH URRI LQ WKH PLGGOH RI
WKH SDVVHQJHU FRPSDUWPHQW DQG WKHUH DUH VHSDUDWH
PDS ODPSV QHDU WKH UHDUYLHZ PLUURU 7KH YDQLW\
PLUURU ODPSV KDYH WKH VDPH IXVH DQG JURXQG DV WKH
FRXUWHV\ ODPS
 7KH UHVLVWDQFH RI D YDQLW\ PLUURU ODPS EXOE LV DERXW
RKPV

$FWLRQ
&KHFN WKH RSHUDWLRQ RI WKH FRXUWHV\ ODPS
'RHV WKH FRXUWHV\ ODPS RSHUDWH"
5HSDLU WKH LQWHULRU FRXUWHV\ ODPS V\VWHP EHIRUH
FRPSOHWLQJ WKLV GLDJQRVWLF WDEOH
'RHV WKH NH\ LOOXPLQDWLRQ ODPS IXQFWLRQ DIWHU WKH
FRXUWHV\ ODPS V\VWHP KDV EHHQ UHSDLUHG"
 5HPRYH WKH VXQ YLVRU
 &KHFN WKH YROWDJH DW WHUPLQDO RI WKH ZLUH
KDUQHVV FRQQHFWRU IRU WKH VXQ YLVRU
'RHV WKH YROWPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ IXVH ()DQG


WHUPLQDO RI WKH VXQ YLVRU FRQQHFWRU
,V WKH UHSDLU FRPSOHWH"

&RQQHFW DQ RKPPHWHU EHWZHHQ JURXQG DQG WHUPLQDO


RI WKH VXQ YLVRU FRQQHFWRU
'RHV WKH RKPPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WHUPLQDO RI WKH


VXQ YLVRU FRQQHFWRU DQG JURXQG
,V WKH UHSDLU FRPSOHWH"





&KHFN WKH ODPS EXOE V 


$UH WKH ODPS EXOEV 2."
5HSODFH WKH IDXOW\ ODPS EXOEV
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH VXQ YLVRU
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

9


|:


6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 


*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

6\VWHP 2.

'$(:22 9 %/

/,*+7,1* 6<67(06 %  

'225 67(3 /$036


'RRU 6WHS /DPSV ,QRSHUDWLYH
&DXWLRQ $OZD\V PDNH VXUH WKHUH LV DQ HOHFWULFDO
ORDG VXFK DV D ODPS EXOE HWF LQ DQ\ FLUFXLW EHWZHHQ
EDWWHU\ WHUPLQDOV 'R QRW PDNH D VKRUW FLUFXLW
EHWZHHQ EDWWHU\ WHUPLQDOV ZLWK D MXPSHU ZLUH RU
KD]DUGRXV VSDUNLQJ ZLOO UHVXOW

 %XOE WHVW &OLS RQH HQG RI D MXPSHU ZLUH WR WKH


QHJDWLYH EDWWHU\ WHUPLQDO &OLS WKH RWKHU HQG RI WKH
MXPSHU ZLUH RQWR RQH HQG RI WKH EXOE 7DNH WKH HQG RI
WKH EXOE ZLWKRXW WKH MXPSHU DWWDFKHG DQG WRXFK LW WR
WKH SRVLWLYH EDWWHU\ WHUPLQDO

7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
6WHS

$FWLRQ

9DOXH V

 5HPRYH WKH GRRU VWHS ODPS EXOE DQG LQVSHFW WKH


ILODPHQW
 ,I WKH ILODPHQW LV QRW EURNHQ WHVW WKH EXOE XVLQJ
WKH YHKLFOH
V EDWWHU\ DQG D MXPSHU ZLUH
'RHV WKH EXOE SDVV WKH YLVXDO DQG SK\VLFDO FKHFN"

5HSODFH WKH EXOE


,V WKH UHSDLU FRPSOHWH"

 5HLQVWDOO WKH GRRU VWHS ODPS EXOE


 &KHFN IXVH ()
,V IXVH () EORZQ"

 &KHFN IRU D VKRUW FLUFXLW DQG UHSDLU LI QHFHVVDU\


 5HSODFH WKH IXVH
,V WKH UHSDLU FRPSOHWH"

&KHFN WKH YROWDJH DW IXVH ()


'RHV WKH YROWDJH DW IXVH () HTXDO WKH VSHFLILHG
YDOXH"

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH EDWWHU\ DQG IXVH


()
,V WKH UHSDLU FRPSOHWH"

 'LVFRQQHFW WKH GRRU VWHS ODPS HOHFWULFDO FRQQHFWRU


 &KHFN WKH YROWDJH DW WHUPLQDO  RI FRQQHFWRUV
& DQG &
'RHV WKH YROWDJH DW WHUPLQDO  RI FRQQHFWRUV &
DQG & HTXDO WKH VSHFLILHG YDOXH"

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ IXVH () DQG WKH


GRRU VWHS ODPS
,V WKH UHSDLU FRPSOHWH"

 5HFRQQHFW WKH GRRU VWHS ODPS


 5HPRYH WKH IURQW GRRU VZLWFK
 :LWK D YROWPHWHU RU WHVW ODPS WHVW WKH :+7 ZLUH
DW WKH IURQW GRRU VZLWFK
'RHV WKH YROWDJH DW WKH IURQW GRRU VZLWFK HTXDO WKH
VSHFLILHG YDOXH"



'$(:22 9 %/

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH GRRU VWHS ODPS


DQG WKH IURQW GRRU VZLWFK
,V WKH UHSDLU FRPSOHWH"

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

 9


 9


 9


*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 


*R WR 6WHS 


*R WR 6WHS 


%   /,*+7,1* 6<67(06
'RRU 6WHS /DPS ,QRSHUDWLYH &RQW
G
6WHS

$FWLRQ

9DOXH V

<HV

1R



8VH DQ RKPPHWHU WR FKHFN WKH UHVLVWDQFH EHWZHHQ


JURXQG DQG WKH %/. ZLUH DW WKH IURQW GRRU VZLWFK
FRQQHFWRU RQ WKH KDUQHVV VLGH
,V WKH UHVLVWDQFH HTXDO WR WKH VSHFLILHG YDOXH"

X

*R WR 6WHS 

*R WR 6WHS 



5HSODFH WKH IURQW GRRU VZLWFK


,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH JURXQG FLUFXLW IRU WKH IURQW GRRU VZLWFK


,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.
6\VWHP 2.




*/29( %2; /$03


*ORYH %R[ /DPS ,QRSHUDWLYH
&DXWLRQ $OZD\V PDNH VXUH WKHUH LV DQ HOHFWULFDO
ORDG VXFK DV D ODPS EXOE HWF LQ DQ\ FLUFXLW EHWZHHQ
EDWWHU\ WHUPLQDOV 'R QRW PDNH D VKRUW FLUFXLW
EHWZHHQ EDWWHU\ WHUPLQDOV ZLWK D MXPSHU ZLUH RU
KD]DUGRXV VSDUNLQJ ZLOO UHVXOW

 %XOE WHVW &OLS RQH HQG RI D MXPSHU ZLUH WR WKH


QHJDWLYH EDWWHU\ WHUPLQDO &OLS WKH RWKHU HQG RI WKH
MXPSHU ZLUH RQWR RQH HQG RI WKH EXOE 7DNH WKH HQG RI
WKH EXOE ZLWKRXW WKH MXPSHU DWWDFKHG DQG WRXFK LW WR
WKH SRVLWLYH EDWWHU\ WHUPLQDO

7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
6WHS

$FWLRQ

9DOXH V

 5HPRYH WKH JORYH ER[ ODPS EXOE DQG LQVSHFW


WKH ILODPHQW
 ,I WKH ILODPHQW LV QRW EURNHQ WHVW WKH EXOE XVLQJ
WKH YHKLFOH
V EDWWHU\ DQG D MXPSHU ZLUH
'RHV WKH EXOE SDVV WKH YLVXDO DQG SK\VLFDO FKHFN"




5HSODFH WKH EXOE


,V WKH UHSDLU FRPSOHWH"
 5HLQVWDOO WKH JORYH ER[ ODPS EXOE
 &KHFN IXVH )
,V IXVH ) EORZQ"

 &KHFN IRU D VKRUW FLUFXLW DQG UHSDLU LI QHFHVVDU\


 5HSODFH WKH IXVH
,V WKH UHSDLU FRPSOHWH"

&KHFN WKH YROWDJH DW IXVH )


'RHV WKH YROWDJH DW IXVH ) HTXDO WKH VSHFLILHG
YDOXH"

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH EDWWHU\ DQG IXVH


)
,V WKH UHSDLU FRPSOHWH"

 'LVFRQQHFW WKH JORYH ER[ ODPS HOHFWULFDO


FRQQHFWRU
 &KHFN WKH YROWDJH DW WHUPLQDO  RI WKH JORYH ER[
ODPS
'RHV WKH YROWDJH DW WHUPLQDO  RI WKH JORYH ER[ ODPS
HTXDO WKH VSHFLILHG YDOXH"

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ IXVH ) DQG WKH


JORYH ER[ ODPS
,V WKH UHSDLU FRPSOHWH"

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

 9


 9


*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 


*R WR 6WHS 


'$(:22 9 %/

/,*+7,1* 6<67(06 %  
*ORYH %R[ /DPS ,QRSHUDWLYH &RQW
G
6WHS

$FWLRQ

9DOXH V

<HV

1R

 &RQQHFW WKH JORYH ER[ ODPS


 5HPRYH WKH JORYH ER[ ODPS VZLWFK
 :LWK D YROWPHWHU RU WHVW ODPS WHVW WHUPLQDO  RI
WKH JORYH ER[ ODPS VZLWFK DW WKH JORYH ER[ VZLWFK
'RHV WKH YROWDJH DW WHUPLQDO  RI WKH JORYH ER[ ODPS
VZLWFK HTXDO WKH VSHFLILHG YDOXH"

 9

*R WR 6WHS 

*R WR 6WHS 



5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH JORYH ER[ ODPS


DQG WKH JORYH ER[ ODPS VZLWFK
,V WKH UHSDLU FRPSOHWH"



8VH DQ RKPPHWHU WR FKHFN WKH UHVLVWDQFH EHWZHHQ


JURXQG DQG WHUPLQDO  RI WKH JORYH ER[ ODPS VZLWFK
FRQQHFWRU RQ WKH KDUQHVV VLGH
,V WKH UHVLVWDQFH HTXDO WR WKH VSHFLILHG YDOXH"

6\VWHP 2.

X

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.



5HSODFH WKH JORYH ER[ ODPS VZLWFK


,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH JURXQG FLUFXLW IRU WKH JORYH ER[ ODPS


VZLWFK
,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.

$6+75$< /$03
1RWLFH :KHQ SURELQJ D EXOE VRFNHW ZLWK D YROWPHWHU RU D WHVW ODPS GR QRW DOORZ WKH SUREH WR WRXFK ERWK WKH SRVLWLYH
DQG WKH QHJDWLYH FRQWDFWV DW WKH VDPH WLPH ZKLFK ZLOO EORZ D IXVH
6WHS

$FWLRQ

9DOXH V

&KHFN IXVHV () DQG ()


,V HLWKHU IXVH () RU () EORZQ"

 &KHFN IRU D VKRUW FLUFXLW WR () DQG () DQG


UHSDLU LI QHFHVVDU\
 5HSODFH WKH IXVH
,V WKH UHSDLU FRPSOHWH"

 7XUQ WKH OLJKW VZLWFK RQ


 5HPRYH WKH DVKWUD\ ODPS IURP WKH VRFNHW
 8VH D YROWPHWHU WR FKHFN EDWWHU\ YROWDJH
DYDLODEOH DW WKH DVKWUD\ ODPS VRFNHW
'RHV WKH EDWWHU\ YROWDJH PDWFK WKH YDOXH VSHFLILHG"

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH DVKWUD\ ODPS


VRFNHW DQG IXVH ()
,V WKH UHSDLU FRPSOHWH"

 7XUQ WKH OLJKW VZLWFK RQ


 8VLQJ DQ RKPPHWHU FKHFN WKH JURXQG FLUFXLW WR
WKH ODPS VRFNHW
'RHV WKH UHVLVWDQFH HTXDO WKH YDOXH VSHFLILHG"

1R

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

*R WR 6WHS 

X

5HSDLU WKH RSHQ JURXQG FLUFXLW EHWZHHQ WKH DVKWUD\


ODPS VRFNHW DQG JURXQG
,V WKH UHSDLU FRPSOHWH"

5HSODFH WKH DVKWUD\ ODPS


,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

<HV

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.
6\VWHP 2.

*R WR 6WHS 


*R WR 6WHS 



%   /,*+7,1* 6<67(06

&,*$5 /,*+7(5
&LJDU /LJKWHU ,QRSHUDWLYH
6WHS



$FWLRQ
&KHFN IXVH )
,V WKH IXVH EORZQ"
 &KHFN IRU D VKRUW FLUFXLW DQG UHSDLU LI QHFHVVDU\
 5HSODFH WKH IXVH
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ NH\ WR WKH $&& SRVLWLRQ
 8VH D YROWPHWHU WR FKHFN IRU YROWDJH DW IXVH )
'RHV WKH EDWWHU\ YROWDJH DYDLODEOH DW WKH IXVH )
PDWFK WKH YDOXH VSHFLILHG"
5HSDLU WKH RSHQ SRZHUVXSSO\ FLUFXLW IRU IXVH )
,V WKH UHSDLU FRPSOHWH"
 5HPRYH WKH HOHFWULFDO FRQQHFWRU IURP WKH EDFN RI
WKH FLJDU OLJKWHU
 7XUQ WKH LJQLWLRQ NH\ WR WKH $&& SRVLWLRQ
 8VH D YROWPHWHU WR FKHFN WKH YROWDJH DW WHUPLQDO 
RI WKH FLJDU OLJKWHU
'RHV WKH EDWWHU\ YROWDJH DYDLODEOH DW WHUPLQDO  RI
WKH FLJDU OLJKWHU PDWFK WKH YDOXH VSHFLILHG"

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH IXVH ) DQG WKH


FLJDU OLJKWHU
,V WKH UHSDLU FRPSOHWH"

:LWK WKH LJQLWLRQ NH\ VWLOO LQ WKH $&& SRVLWLRQ XVH DQ


RKPPHWHU WR FKHFN FRQWLQXLW\ EHWZHHQ WHUPLQDO  RI
WKH FLJDU OLJKWHU FRQQHFWRU DQG JURXQG
'RHV WKH EDWWHU\ YROWDJH PDWFK WKH YDOXH VSHFLILHG"




5HSDLU WKH RSHQ JURXQG FLUFXLW


,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH FLJDU OLJKWHU
,V WKH UHSDLU FRPSOHWH"

9DOXH V



 9


 9


 9



<HV

1R

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 
6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 
6\VWHP 2.
6\VWHP 2.

*R WR 6WHS 


*R WR 6WHS 


*R WR 6WHS 



'$(:22 9 %/

/,*+7,1* 6<67(06 %  

0$,17(1$1&( $1'
5(3$,5
219(+,&/( 6(59,&(
+($'/$036
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH EROWV DQG WKH KHDGODPS DVVHPEO\

&%

 'LVFRQQHFW WKH
FRQQHFWRUV

KHDGODPS

DVVHPEO\

HOHFWULFDO

&%

 5HPRYH WKH FDS WKDW FRQFHDOV WKH KHDGODPS EXOE


 'LVFRQQHFW WKH KHDGODPS EXOE HOHFWULFDO FRQQHFWRU
 5HPRYH WKH KHDGODPS EXOE

&%

'$(:22 9 %/

%   /,*+7,1* 6<67(06
,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH UHSODFHPHQW KHDGODPS EXOE
 &RQQHFW WKH KHDGODPS EXOE HOHFWULFDO FRQQHFWRU
 ,QVWDOO WKH FDS WKDW FRQFHDOV WKH KHDGODPS EXOE

&%

 &RQQHFW WKH
FRQQHFWRUV

KHDGODPS

DVVHPEO\

HOHFWULFDO

&%

1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK


RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH KHDGODPS DVVHPEO\ ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH KHDGODPS DVVHPEO\ EROWV WR 1:P
OE:LQ 
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&%

'$(:22 9 %/

/,*+7,1* 6<67(06 %  

3$5.,1* $1' )5217 7851


6,*1$/ /$036
5HPRYDO 3URFHGXUH





'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH


5HPRYH WKH VFUHZ DQG WKH IURQW WXUQ VLJQDO ODPS
'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU
7ZLVW DQG UHPRYH WKH EXOE IURP WKH IURQW WXUQ VLJQDO
ODPS

&%

,QVWDOODWLRQ 3URFHGXUH
 ,QVHUW DQG WZLVW WR LQVWDOO WKH UHSODFHPHQW EXOE LQWR WKH
IURQW WXUQ VLJQDO ODPS
 &RQQHFW WKH HOHFWULFDO FRQQHFWRU
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH IURQW WXUQ VLJQDO ODPS ZLWK WKH VFUHZ

7LJKWHQ
7LJKWHQ WKH IURQW WXUQ VLJQDO ODPS VFUHZ WR  1:P 
OE:LQ 
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&%

6,'( 7851 6,*1$/ /$036


5HPRYDO 3URFHGXUH






&%

'$(:22 9 %/

'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH


6OLGH WKH VLGH WXUQ VLJQDO ODPS WR WKH OHIW
5HPRYH WKH VLGH WXUQ VLJQDO ODPS IURP WKH IHQGHU
'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU
7ZLVW DQG UHPRYH WKH EXOE IURP WKH VLGH WXUQ VLJQDO
ODPS

%   /,*+7,1* 6<67(06
,QVWDOODWLRQ 3URFHGXUH
 ,QVHUW DQG WZLVW WR LQVWDOO WKH UHSODFHPHQW EXOE LQWR WKH
VLGH WXUQ VLJQDO ODPS
 &RQQHFW WKH HOHFWULFDO FRQQHFWRU
 ,QVWDOO WKH VLGH WXUQ VLJQDO ODPS LQWR WKH IHQGHU
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&%

5($5 &20%,1$7,21 /$036


5HPRYDO 3URFHGXUH






'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH


5HPRYH WKH UHDU OXJJDJH FRPSDUWPHQW WULP SDQHO
'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRUV
5HPRYH WKH QXWV DQG WKH ODPS DVVHPEO\
5HPRYH DQ\ LQRSHUDWLYH EXOE

&%

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH UHSODFHPHQW EXOEV
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH ODPS DVVHPEO\ ZLWK WKH QXWV

7LJKWHQ
7LJKWHQ WKH UHDU FRPELQDWLRQ ODPS DVVHPEO\ QXWV WR 
1:P  OE:LQ 
 &RQQHFW WKH HOHFWULFDO FRQQHFWRUV
 ,QVWDOO WKH UHDU OXJJDJH FRPSDUWPHQW WULP SDQHO
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&%

'$(:22 9 %/

/,*+7,1* 6<67(06 %  

&(17(5 +,*+02817('
6723/$03
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 2SHQ WKH UHDU GHFN OLG
 5HPRYH WKH QXWV DQG WKH FHQWHU KLJKPRXQWHG
VWRSODPS &+06/ 
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU
 5HPRYH WKH &+06/ EXOE

&%

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO D UHSODFHPHQW &+06/ EXOE
 &RQQHFW WKH HOHFWULFDO FRQQHFWRU
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH &+06/ ZLWK WKH QXWV

7LJKWHQ
7LJKWHQ WKH &+06/ QXWV WR 1:P OE:LQ 
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&%

)5217 )2* /$036


5HPRYDO 3URFHGXUH





&%

'$(:22 9 %/

'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH


5HPRYH WKH QXWV WKDW VHFXUH WKH IRJ ODPS DVVHPEO\
5HPRYH WKH IRJ ODPS DVVHPEO\
'LVFRQQHFW WKH IRJ ODPS DVVHPEO\ HOHFWULFDO
FRQQHFWRU

%   /,*+7,1* 6<67(06





5HPRYH WKH IRJ ODPS DFFHVV FRYHU


5HPRYH WKH UHWDLQLQJ ZLUH
5HPRYH WKH EXOE IURP WKH IRJ ODPS DVVHPEO\
'LVFRQQHFW WKH EXOE HOHFWULFDO FRQQHFWRU

&%

,QVWDOODWLRQ 3URFHGXUH
 &RQQHFW WKH EXOE HOHFWULFDO FRQQHFWRU
 ,QVWDOO WKH UHSODFHPHQW EXOE LQWR WKH IRJ ODPS
DVVHPEO\
 ,QVWDOO WKH UHWDLQLQJ ZLUH
 ,QVWDOO WKH IRJ ODPS DFFHVV FRYHU

&%

1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK


RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH IRJ ODPS DVVHPEO\ ZLWK WKH QXWV
 &RQQHFW WKH IRJ ODPS DVVHPEO\ HOHFWULFDO FRQQHFWRU

7LJKWHQ
7LJKWHQ WKH IURQW IRJ ODPS DVVHPEO\ QXWV WR  1:P 
OE:LQ 
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&%

'$(:22 9 %/

/,*+7,1* 6<67(06 %  

/,&(16( 3/$7( /$036


5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH VFUHZV DQG WKH OLFHQVH SODWH ODPS
DVVHPEO\
 5HPRYH WKH EXOE

&%

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO D UHSODFHPHQW EXOE
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH OLFHQVH SODWH ODPS DVVHPEO\ ZLWK WKH
VFUHZV

7LJKWHQ
7LJKWHQ WKH OLFHQVH SODWH ODPS DVVHPEO\ VFUHZV WR 
1:P  OE:LQ 
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&%

,17(5,25 &2857(6< /$03


5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 3U\ RII WKH FRXUWHV\ ODPS OHQV E\ LQVHUWLQJ D
VFUHZGULYHU LQWR WKH UHFHVV DORQJ WKH HGJH RI WKH
OHQV
 5HPRYH WKH VFUHZV DQG WKH FRXUWHV\ ODPS KRXVLQJ
IURP WKH KHDGOLQHU

&%

'$(:22 9 %/

%   /,*+7,1* 6<67(06
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU
 5HPRYH WKH EXOE

&%

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO D UHSODFHPHQW EXOE
 &RQQHFW WKH HOHFWULFDO FRQQHFWRU

&%

1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK


RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH LQWHULRU FRXUWHV\ ODPS KRXVLQJ WR WKH
KHDGOLQHU ZLWK WKH VFUHZV

7LJKWHQ
7LJKWHQ WKH LQWHULRU FRXUWHV\ ODPS KRXVLQJ VFUHZ WR 
1:P  OE:LQ 
 3UHVV WKH LQWHULRU FRXUWHV\ ODPS OHQV RQWR WKH
KRXVLQJ
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&%

'$(:22 9 %/

/,*+7,1* 6<67(06 %  

,*1,7,21 6:,7&+ .(<+2/( /$03


/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH NQHH EROVWHU WULP SDQHO
 5HPRYH WKH VFUHZV DQG WKH VWHHULQJ FROXPQ WULP
FRYHUV

&%

 5HPRYH WKH VFUHZ DQG WKH LJQLWLRQ VZLWFK NH\KROH


ODPS
 5HPRYH WKH EXOE

&%

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH UHSODFHPHQW EXOE LQWR WKH LJQLWLRQ VZLWFK
NH\KROH ODPS
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH LJQLWLRQ VZLWFK NH\KROH ODPS ZLWK WKH VFUHZ

7LJKWHQ
7LJKWHQ WKH LJQLWLRQ VZLWFK NH\KROH ODPS VFUHZ WR 
1:P  OE:LQ 

&%

'$(:22 9 %/

%   /,*+7,1* 6<67(06
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH VWHHULQJ FROXPQ WULP FRYHUV ZLWK WKH
VFUHZV

7LJKWHQ
7LJKWHQ WKH VWHHULQJ FROXPQ WULP FRYHU VFUHZV WR 
1:P OE:LQ 
 ,QVWDOO WKH NQHH EROVWHU WULP SDQHO
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&%

)5217 '225 67(3 /$03


/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH IURQW GRRU VWHS ODPS OHQV FRYHU
 5HPRYH WKH IURQW GRRU WULP SDQHO VFUHZV

&%

 5HSRVLWLRQ WKH ORZHU KDOI RI WKH IURQW GRRU WULP SDQHO


 5HPRYH WKH IURQW GRRU VWHS ODPS
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU

&%

'$(:22 9 %/

/,*+7,1* 6<67(06 %  
,QVWDOODWLRQ 3URFHGXUH
 &RQQHFW WKH HOHFWULFDO FRQQHFWRU
 ,QVWDOO WKH UHSODFHPHQW IURQW GRRU VWHS ODPS EXOE
 ,QVWDOO WKH ORZHU KDOI RI WKH GRRU WULP SDQHO WR LWV
RULJLQDO SRVLWLRQ

&%

1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK


RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH IURQW GRRU WULP SDQHO VFUHZV

7LJKWHQ
7LJKWHQ WKH IURQW GRRU WULP SDQHO VFUHZV WR  1:P
 OE:LQ 
 ,QVWDOO WKH IURQW GRRU VWHS ODPS OHQV FRYHU
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&%

9$1,7< 0,5525 /$03


5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 3U\ RII WKH YDQLW\ PLUURU ODPS OHQV E\ LQVHUWLQJ D
VFUHZGULYHU LQWR WKH UHFHVV DORQJ WKH ERWWRP HGJH RI
WKH OHQV
 5HPRYH WKH LQRSHUDWLYH EXOE

&%

'$(:22 9 %/

%   /,*+7,1* 6<67(06
,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO D UHSODFHPHQW EXOE
 3UHVV WKH YDQLW\ PLUURU ODPS OHQV RQWR WKH KRXVLQJ
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&%

*/29( %2; /$03


/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
5HPRYDO 3URFHGXUH





'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH


2SHQ WKH JORYH ER[
5HPRYH WKH JORYH ER[ ODPS
'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU

&%

,QVWDOODWLRQ 3URFHGXUH





&RQQHFW WKH HOHFWULFDO FRQQHFWRU


,QVWDOO WKH JORYH ER[ ODPS
&ORVH WKH JORYH ER[
&RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&%

'$(:22 9 %/

/,*+7,1* 6<67(06 %  

$6+75$< /$03
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH
6LPLODU
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH VKLIW OHYHU WULP SODWH
 5HPRYH WKH VFUHZV DQG WKH DVKWUD\ KRXVLQJ

&%

 5HPRYH WKH EXOE IURP WKH DVKWUD\ ODPS KRXVLQJ


 'LVFRQQHFW WKH EXOE IURP WKH DVKWUD\ ODPS KRXVLQJ
HOHFWULFDO FRQQHFWRU

&%

,QVWDOODWLRQ 3URFHGXUH
 &RQQHFW WKH UHSODFHPHQW EXOE WR WKH DVKWUD\ ODPS
KRXVLQJ HOHFWULFDO FRQQHFWRU
 ,QVWDOO WKH UHSODFHPHQW EXOE LQWR WKH DVKWUD\ ODPS
KRXVLQJ

&%

'$(:22 9 %/

%   /,*+7,1* 6<67(06
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH DVKWUD\ KRXVLQJ ZLWK WKH VFUHZV

7LJKWHQ
7LJKWHQ WKH DVKWUD\ KRXVLQJ VFUHZV WR  1:P
OE:LQ 
 ,QVWDOO WKH VKLIW OHYHU WULP SODWH
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&%

&,*$5 /,*+7(5 /$03


5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH VKLIW OHYHU WULP SODWH
 5HPRYH WKH VFUHZV DQG WKH DVKWUD\ KRXVLQJ

&%

 5HPRYH WKH EXOE IURP WKH FLJDU OLJKWHU ODPS KRXVLQJ


 'LVFRQQHFW WKH EXOE IURP WKH FLJDU OLJKWHU ODPS
KRXVLQJ HOHFWULFDO FRQQHFWRU

&%

'$(:22 9 %/

/,*+7,1* 6<67(06 %  
,QVWDOODWLRQ 3URFHGXUH
 &RQQHFW WKH UHSODFHPHQW EXOE WR WKH FLJDU OLJKWHU
ODPS KRXVLQJ HOHFWULFDO FRQQHFWRU
 ,QVWDOO WKH UHSODFHPHQW EXOE LQWR WKH FLJDU OLJKWHU ODPS
KRXVLQJ

&%

1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK


RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH DVKWUD\ KRXVLQJ ZLWK WKH VFUHZV

7LJKWHQ
7LJKWHQ WKH DVKWUD\ KRXVLQJ VFUHZV WR  1:P 
OE:LQ 
 ,QVWDOO WKH VKLIW OHYHU WULP SODWH
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&%

/8**$*( &203$570(17 /$03


5HPRYDO 3URFHGXUH





$%

'$(:22 9 %/

'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH


5HPRYH WKH OXJJDJH FRPSDUWPHQW ODPS
'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU
5HPRYH WKH EXOE

%   /,*+7,1* 6<67(06
,QVWDOODWLRQ 3URFHGXUH





,QVWDOO D UHSODFHPHQW EXOE


&RQQHFW WKH HOHFWULFDO FRQQHFWRU
,QVWDOO WKH OXJJDJH FRPSDUWPHQW ODPS
&RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

$%

'$(:22 9 %/

/,*+7,1* 6<67(06 %  

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
+($'/$03621 5(0,1'(5
:KHQ WKH KHDGODPS VZLWFK LV LQ WKH KHDGODPSV RU
SDUNLQJ ODPSV21 SRVLWLRQ YROWDJH LV DSSOLHG WR WKH
FKLPH PRGXOH
:LWK WKH KHDGODPS VZLWFK 21 DQG WKH GULYHU
V GRRU
RSHQ WKH PRGXOH ORVHV YROWDJH 7KH PRGXOH VHQVHV WKLV
FKDQJH ,I WKH YROWDJH LV VWLOO DYDLODEOH LW LV DSSOLHG WR
VRXQG WKH FKLPH 7KH FKLPH FDQ EH WXUQHG RII E\ WXUQLQJ
WKH KHDGODPS VZLWFK WR 2)) RU FORVLQJ WKH GULYHU
V GRRU
7R UHSODFH WKH FKLPH PRGXOH UHIHU WR 6HFWLRQ (
,QVWUXPHQWDWLRQ'ULYHU ,QIRUPDWLRQ

+($'/$036
7KH KHDGODPSV DUH FRQWUROOHG E\ WKH PXOWLIXQFWLRQ OHYHU
ORFDWHG RQ WKH OHIW VLGH RI WKH VWHHULQJ FROXPQ 7KH\ ZLOO
FRPH RQ ZLWK WKH LJQLWLRQ VZLWFK LQ DQ\ SRVLWLRQ 7XUQLQJ
WKH KHDGODPS VZLWFK WR WKH ILUVW SRVLWLRQ WXUQV RQ WKH
SDUNLQJ ODPSV WKH OLFHQVH SODWH ODPSV DQG WKH
LQVWUXPHQW SDQHO LOOXPLQDWLRQ 7XUQLQJ WKH VZLWFK WR WKH
VHFRQG SRVLWLRQ WXUQV 21 DOO RI WKH SUHYLRXV ODPSV DQG
WKH KHDGODPSV 7XUQLQJ WKH VZLWFK WR WKH 2)) SRVLWLRQ
WXUQV RII DOO WKH ODPSV
+HDGODPS KLJK EHDP DQG ORZ EHDP DUH DOVR FRQWUROOHG
E\ WKLV OHYHU :KHQ WKH KHDGODPSV DUH 21 SXVKLQJ WKH
OHYHU DZD\ IURP WKH GULYHU XQWLO WKH VZLWFK FOLFNV FKDQJHV
WKH ODPS IURP ORZ EHDP WR KLJK EHDP $Q LQGLFDWRU ODPS
RQ WKH LQVWUXPHQW FOXVWHU DVVHPEO\ ZLOO FRPH RQ ZKHQ
WKH KLJKEHDP KHDGODPSV DUH 21 7R UHWXUQ WKH
KHDGODPSV WR ORZ EHDPV SXOO WKH OHYHU WRZDUG WKH
GULYHU
7KH KHDGODPSV PXVW EH DLPHG IRU SURSHU LOOXPLQDWLRQ RI
WKH URDG +HDGODPS DLP VKRXOG EH FKHFNHG ZKHQHYHU D
QHZ KHDGODPS DVVHPEO\ LV LQVWDOOHG RU VHUYLFH RU UHSDLUV
LQ WKH IURQW HQG PD\ KDYH GLVWXUEHG WKH KHDGODPS
DVVHPEO\ RU LWV PRXQWLQJV

3$5.,1* $1' 7851 6,*1$/


/$036
7KH SDUNLQJ ODPSV FDQ EH WXUQHG 21 E\ WXUQLQJ WKH
OLJKWLQJ VZLWFK WR WKH ILUVW SRVLWLRQ 7KH SDUNLQJ ODPSV
FDQ EH WXUQHG 2)) E\ WXUQLQJ WKH VZLWFK WR WKH 2))
SRVLWLRQ
:KHQ WKH WXUQ VLJQDOV DUH DFWLYDWHG WKH DSSURSULDWH WXUQ
VLJQDO ODPSV IODVK WR VLJQDO D WXUQ 7KH IURQW UHDU DQG
VLGH WXUQ VLJQDOV ZRUN RQO\ ZKHQ WKH LJQLWLRQ VZLWFK LV
21
7KH IURQW UHDU DQG VLGH WXUQ VLJQDOV DUH FRQWUROOHG E\
WKH OLJKW VZLWFK RQ WKH OHIW VLGH RI WKH VWHHULQJ FROXPQ
0RYLQJ WKH OHYHU DOO WKH ZD\ XS RU GRZQ SDVW WKH GHWHQW
ZLOO WXUQ 21 WKH WXUQ VLJQDOV :KHQ WKH WXUQ LV FRPSOHWH
WKH OHYHU ZLOO DXWRPDWLFDOO\ UHOHDVH DQG WKH IURQW UHDU
DQG VLGH WXUQ VLJQDOV ZLOO VWRS IODVKLQJ
)RU FKDQJLQJ ODQHV RU VKDOORZ WXUQV LQ ZKLFK WKH
VWHHULQJ ZKHHO GRHV QRW WXUQ IDU HQRXJK WR FDQFHO WKH

'$(:22 9 %/

VLJQDO PRYH WKH VLJQDO RQO\ WR WKH ILUVW GHWHQW DQG KROG LW
WKHUH 7KH WXUQ VLJQDO ZLOO FDQFHO ZKHQ WKH OHYHU LV
UHOHDVHG

)2* /$036
7KH IURQW DQG UHDU IRJ ODPS VZLWFKHV DUH RQ WKH
LQVWUXPHQW SDQHO DERYH WKH DXGLR V\VWHP 7R XVH WKH
IRJ ODPSV ILUVW WXUQ 21 WKH KHDGODPSV RU WKH SDUNLQJ
ODPSV 7KHQ SXVK WKH DSSURSULDWH IRJ ODPS VZLWFK 7KH
LQGLFDWRU OLJKW LQ WKH LQVWUXPHQW FOXVWHU ZLOO LOOXPLQDWH WR
LQGLFDWH WKDW WKH IRJ ODPSV DUH 21 3XVK WKH VZLWFK
DJDLQ WR WXUQ 2)) WKH IRJ ODPSV 7KH LQGLFDWRU OLJKW ZLOO
WKHQ JR RII
7KH IURQW IRJ ODPSV VKRXOG QRW EH XVHG DV D VXEVWLWXWH
IRU WKH KHDGODPSV
7KH IURQW IRJ ODPSV PXVW EH DLPHG IRU SURSHU
LOOXPLQDWLRQ RI WKH URDG )URQW IRJ ODPS DLP VKRXOG EH
FKHFNHG ZKHQ D QHZ EXOE LV LQVWDOOHG RU LI VHUYLFH RU
UHSDLUV LQ WKH IURQW HQG PD\ KDYH GLVWXUEHG WKH IURQW IRJ
ODPS DVVHPEO\ RU LWV PRXQWLQJV

5($5 &20%,1$7,21 /$036


7KH WDLOODPSV VWRSODPSV EDFNXS ODPSV WXUQ VLJQDOV
DQG UHDU IRJ ODPSV DUH RQH DVVHPEO\
7XUQLQJ 21 HLWKHU WKH KHDGODPSV RU WKH SDUNLQJ ODPSV
ZLOO DOVR WXUQ RQ WKH WDLOODPSV :KHQ WKH EUDNH SHGDO LV
SXVKHG WKH WDLOODPSV ZLOO JORZ PRUH EULJKWO\ WR VHUYH DV
VWRSODPSV

&(17(5 +,*+02817('
6723/$03
7KH FHQWHU KLJKPRXQWHG VWRSODPS LV ORFDWHG LQ WKH UHDU
ZLQGRZ DQG ZLOO FRPH RQ ZKHQ WKH EUDNH SHGDO LV
SUHVVHG

%$&.83 /$036
7KH EDFNXS ODPSV ZLOO FRPH RQ ZKHQ WKH WUDQVD[OH LV
VKLIWHG LQWR UHYHUVH 2Q D YHKLFOH ZLWK DQ DXWRPDWLF
WUDQVD[OH WKH EDFNXS ODPSV DUH DFWLYDWHG E\ WKH 16%8
VZLWFK 2Q D YHKLFOH ZLWK D PDQXDO WUDQVD[OH WKH\ DUH
DFWLYDWHG E\ D UHYHUVH VZLWFK ZKLFK LV SDUW RI WKH
WUDQVD[OH

/,&(16( 3/$7( /$036


7KH OLFHQVH SODWH ODPSV ZLOO FRPH RQ ZKHQ WKH
KHDGODPSV RU WKH SDUNLQJ ODPSV DUH 21 7KH OLFHQVH
SODWH ODPSV DUH PRXQWHG RQ WKH UHDU GHFN OLG DERYH WKH
OLFHQVH SODWH

,17(5,25 &2857(6< /$03


7KH FRXUWHV\ ODPS LV ORFDWHG RQ WKH KHDGOLQHU 7KH ODPS
VZLWFK KDV WKUHH SRVLWLRQV ,I WKH VZLWFK LV OHIW LQ WKH
FHQWHU SRVLWLRQ WKH ODPS ZLOO JR RQ ZKHQHYHU D GRRU LV
RSHQHG DQG JR RII ZKHQ LW LV FORVHG ,Q WKH 21 SRVLWLRQ
WKH ODPS ZLOO VWD\ RQ XQWLO LW LV WXUQHG 2)) ,Q WKH 2))
SRVLWLRQ WKH ODPS ZLOO QRW FRPH RQ HYHQ ZKHQ D GRRU LV
RSHQHG

%   /,*+7,1* 6<67(06

,//80,1$7(' 9$1,7< 0,55256

/8**$*( &203$570(17 /$03

7KH LOOXPLQDWHG YDQLW\ PLUURUV DUH ORFDWHG RQ WKH EDFN RI


ERWK VXQ YLVRUV 7KH VXQ YLVRUV FRQWDLQ DQ LQWHUQDO
VZLWFK :KHQ WKH PLUURU FRYHU LV RSHQHG WKH VZLWFK LV
FORVHG DQG WKH YDQLW\ PLUURU EXOEV LOOXPLQDWH :KHQ WKH
FRYHU LV FORVHG WKH VZLWFK LV RSHQHG DQG WKH YDQLW\
PLUURU EXOEV WXUQ RII

7KH OXJJDJH FRPSDUWPHQW ODPS LV ORFDWHG XQGHU WKH


GHFN OLG VLOO SODWH ,W ZLOO FRPH RQ ZKHQHYHU WKH OXJJDJH
FRPSDUWPHQW LV RSHQHG

$6+75$< /$03 $1' &,*$5


/,*+7(5
$Q DVKWUD\ ODPS LV PRXQWHG DERYH WKH DVKWUD\ $Q
LOOXPLQDWLRQ ULQJ ODPS LV PRXQWHG DURXQG WKH FLJDU
OLJKWHU %RWK ODPSV ZLOO FRPH RQ ZKHQ WKH SDUNLQJ ODPSV
RU WKH KHDGODPSV DUH WXUQHG 21

+($'/$03 /(9(/,1*
7KH KHDGODPS OHYHOLQJ VZLWFK LV RQ WKH LQVWUXPHQW SDQHO
WR WKH OHIW RI WKH VWHHULQJ ZKHHO 7KH KHDGODPS OHYHOLQJ
DGMXVWV WKH KHDGODPSV XS RU GRZQ ZKHQ WKH ORZEHDP
KHDGODPSV DUH 21 $ KHDGODPS OHYHOLQJ PRWRU LV
DWWDFKHG WR WKH UHDU RI ERWK KHDGODPSV 7R UHSODFH WKH
KHDGODPS OHYHOLQJ VZLWFK UHIHU WR 6HFWLRQ (
,QVWUXPHQWDWLRQ'ULYHU ,QIRUPDWLRQ

'$(:22 9 %/

6(&7,21 &

+2516
&$87,21 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH EHIRUH UHPRYLQJ RU LQVWDOOLQJ DQ\ HOHFWULFDO XQLW RU ZKHQ D
WRRO RU HTXLSPHQW FRXOG HDVLO\ FRPH LQ FRQWDFW ZLWK H[SRVHG HOHFWULFDO WHUPLQDOV 'LVFRQQHFWLQJ WKLV FDEOH
ZLOO KHOS SUHYHQW SHUVRQDO LQMXU\ DQG GDPDJH WR WKH YHKLFOH 7KH LJQLWLRQ PXVW DOVR EH LQ /2&. XQOHVV
RWKHUZLVH QRWHG

7$%/( 2) &217(176
6SHFLILFDWLRQV                             
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV           
6FKHPDWLF DQG 5RXWLQJ 'LDJUDPV           
+RUQ :LULQJ 6\VWHP                       

&
&
&
&

0DLQWHQDQFH DQG 5HSDLU                     &

2Q9HKLFOH 6HUYLFH                          
'XDO +RUQV                               
*HQHUDO 'HVFULSWLRQ DQG 6\VWHP
2SHUDWLRQ                                
+RUQV                                    

63(&,),&$7,216
)$67(1(5 7,*+7(1,1* 63(&,),&$7,216
$SSOLFDWLRQ
+RUQ %ROW

'$(:22 9 %/

1:P

/E)W

/E,Q







&
&
&
&

&   +2516

+251 :,5,1* 6<67(0

6&+(0$7,& $1' 5287,1* ',$*5$06

&&

V
'$(:22 9 %/

+2516 &  

0$,17(1$1&( $1' 5(3$,5


219(+,&/( 6(59,&(
'8$/ +2516
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU
 5HPRYH WKH EROW DQG WKH KRUQ OHIW VLGH KRUQ VKRZQ
ULJKW VLGH KRUQ ORFDWHG RQ WKH ULJKW VLGH RI WKH
UDGLDWRU 

&&

,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH KRUQ ZLWK WKH EROW OHIW VLGH KRUQ VKRZQ
ULJKW VLGH KRUQ ORFDWHG RQ WKH ULJKW VLGH RI WKH
UDGLDWRU 

7LJKWHQ
7LJKWHQ WKH KRUQ EROW WR  1:P  OEIW 
 &RQQHFW WKH HOHFWULFDO FRQQHFWRU
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&&

'$(:22 9 %/

&   +2516

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
+2516
7KH KRUQV DUH ORFDWHG XQGHU WKH KRRG 7KH\ DUH
DWWDFKHG QHDU WKH UDGLDWRU DW WKH IURQW RI WKH YHKLFOH 7KH
KRUQV DUH DFWXDWHG E\ SUHVVLQJ WKH VWHHULQJ ZKHHO SDG
ZKLFK JURXQGV WKH KRUQV HOHFWULFDO FLUFXLW

'$(:22 9 %/

6(&7,21 '

:,3(56:$6+(5 6<67(06
&$87,21 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH EHIRUH UHPRYLQJ RU LQVWDOOLQJ DQ\ HOHFWULFDO XQLW RU ZKHQ D
WRRO RU HTXLSPHQW FRXOG HDVLO\ FRPH LQ FRQWDFW ZLWK H[SRVHG HOHFWULFDO WHUPLQDOV 'LVFRQQHFWLQJ WKLV FDEOH
ZLOO KHOS SUHYHQW SHUVRQDO LQMXU\ DQG GDPDJH WR WKH YHKLFOH 7KH LJQLWLRQ PXVW DOVR EH LQ /2&. XQOHVV
RWKHUZLVH QRWHG

7$%/( 2) &217(176
6SHFLILFDWLRQV                             
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV           
6FKHPDWLF DQG 5RXWLQJ 'LDJUDPV           
:LQGVKLHOG :LSHUV DQG :DVKHU 6\VWHP      

'
'
'
'

'LDJQRVLV                                 
7ZR6SHHG ,QWHUPLWWHQW :LQGVKLHOG :LSHUV   
:LQGVKLHOG :DVKHU 6\VWHP                 
0DLQWHQDQFH DQG 5HSDLU                    
2Q9HKLFOH 6HUYLFH                          
:LQGVKLHOG :LSHU $UP                     
:LQGVKLHOG :LSHU 0RWRU                    

'
'
'
'
'
'
'

:LQGVKLHOG :LSHU %ODGH                   


:LQGVKLHOG :LSHU %ODGH ,QVHUW             
:LQGVKLHOG :DVKHU 5HVHUYRLU              
:LQGVKLHOG :DVKHU 3XPS                 
:LQGVKLHOG :DVKHU 1R]]OHV               
:LQGVKLHOG :DVKHU +RVHV                 
*HQHUDO 'HVFULSWLRQ DQG 6\VWHP
2SHUDWLRQ                               
:LQGVKLHOG :LSHU 6\VWHP                 
:LQGVKLHOG :DVKHU 6\VWHP                

63(&,),&$7,216
)$67(1(5 7,*+7(1,1* 63(&,),&$7,216
$SSOLFDWLRQ

1:P

/E)W

/E,Q







:DVKHU )OXLG 5HVHUYRLU %ROWV





:LSHU $UP /LQNDJH 1XW







:LSHU $UP 1XW





:LSHU 0RWRU %ROWV





&RZO 9HQW *ULOOH 6FUHZ

'$(:22 9 %/

'
'
'
'
'
'
'
'
'

'  :,3(56:$6+(5 6<67(06

:,1'6+,(/' :,3(56 $1' :$6+(5 6<67(0

6&+(0$7,& $1' 5287,1* ',$*5$06

&'

',$*126,6
'$(:22 9 %/

:,3(56:$6+(5 6<67(06 ' 

7:263((' ,17(50,77(17 :,1'6+,(/' :,3(56


:LQGVKLHOG :LSHUV 'R 1RW :RUN $W $Q\ 6SHHG
6WHS





$FWLRQ
&KHFN IXVH )
,V IXVH ) EORZQ"
 &KHFN IRU D VKRUW FLUFXLW DQG UHSDLU LI QHFHVVDU\
 5HSODFH WKH IXVH
,V WKH UHSDLU FRPSOHWH"
&KHFN WKH YROWDJH DW IXVH )
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"
5HSDLU WKH RSHQ SRZHU VXSSO\ FLUFXLW WR IXVH )
,V WKH UHSDLU FRPSOHWH"
 'LVFRQQHFW WKH ZLSHU PRWRU FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
 7XUQ WKH ZLSHU VZLWFK WR +,
 &KHFN WKH YROWDJH DW WKH ZLSHU PRWRU FRQQHFWRU
WHUPLQDO 
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"
5HSODFH WKH ZLSHU PRWRU
,V WKH UHSDLU FRPSOHWH"
 7KH ZLSHU VZLWFK LV VWLOO GLVFRQQHFWHG
 7XUQ WKH LJQLWLRQ 21
 &KHFN IRU EDWWHU\ YROWDJH DW WKH ZLSHU VZLWFK
FRQQHFWRU WHUPLQDO $
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH ZLSHU VZLWFK


FRQQHFWRU WHUPLQDO $ DQG IXVH )
,V WKH UHSDLU FRPSOHWH"

 7KH ZLSHU VZLWFK LV VWLOO GLVFRQQHFWHG


 7XUQ WKH ZLSHU VZLWFK WR +,
 8VH DQ RKPPHWHU WR FKHFN IRU FRQWLQXLW\ EHWZHHQ
WKH ZLSHU VZLWFK FRQQHFWRU WHUPLQDO $ DQG $
'RHV WKH RKPPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"




'$(:22 9 %/

5HSODFH WKH ZLSHU VZLWFK


,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH ZLSHU VZLWFK
DQG WKH ZLSHU PRWRU
,V WKH UHSDLU FRPSOHWH"

9DOXH

<HV

1R



*R WR 6WHS 

*R WR 6WHS 




6\VWHP 2.

 9

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.



 9

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.



 9

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.



:

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.






6\VWHP 2.

'  :,3(56:$6+(5 6<67(06


:LQGVKLHOG :LSHUV 'R 1RW :RUN 2Q +, 6SHHG /2 6SHHG 2.
6WHS

$FWLRQ
 7XUQ WKH LJQLWLRQ 21
 7XUQ WKH ZLSHU VZLWFK WR +,
 &KHFN YROWDJH DW WKH ZLSHU PRWRU FRQQHFWRU
WHUPLQDO 
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"

5HSODFH WKH ZLSHU PRWRU


,V WKH UHSDLU FRPSOHWH"

 'LVFRQQHFW WKH ZLSHU VZLWFK


 7XUQ WKH ZLSHU VZLWFK WR +,
 8VH DQ RKPPHWHU WR FKHFN IRU FRQWLQXLW\ EHWZHHQ
WKH ZLSHU VZLWFK FRQQHFWRU WHUPLQDO $ DQG $
'RHV WKH RKPPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"

5HSODFH WKH ZLSHU VZLWFK


,V WKH UHSDLU FRPSOHWH"

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH ZLSHU VZLWFK


FRQQHFWRU WHUPLQDO $ DQG WKH ZLSHU PRWRU
FRQQHFWRU WHUPLQDO 
,V WKH UHSDLU FRPSOHWH"

9DOXH

<HV

1R

 9

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.



:

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.






6\VWHP 2.

:LQGVKLHOG :LSHUV 'R 1RW :RUN 2Q /2 6SHHG +, 6SHHG 2.


6WHS

$FWLRQ

9DOXH

<HV

1R

 7XUQ WKH LJQLWLRQ 21


 7XUQ WKH ZLSHU VZLWFK WR /2
 &KHFN WKH YROWDJH DW WKH ZLSHU PRWRU FRQQHFWRU
WHUPLQDO 
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"

 9

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.



:

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.



5HSODFH WKH ZLSHU PRWRU


,V WKH UHSDLU FRPSOHWH"

 'LVFRQQHFW WKH ZLSHU VZLWFK


 7XUQ WKH ZLSHU VZLWFK WR /2
 8VH DQ RKPPHWHU WR FKHFN IRU FRQWLQXLW\ EHWZHHQ
WKH ZLSHU VZLWFK FRQQHFWRU WHUPLQDO $ DQG $
'RHV WKH RKPPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"

5HSODFH WKH ZLSHU VZLWFK


,V WKH UHSDLU FRPSOHWH"

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH ZLSHU VZLWFK


FRQQHFWRU WHUPLQDO $ DQG WKH ZLSHU PRWRU
FRQQHFWRU WHUPLQDO 
,V WKH UHSDLU FRPSOHWH"



6\VWHP 2.



'$(:22 9 %/

:,3(56:$6+(5 6<67(06 ' 


:LQGVKLHOG :LSHUV 'R 1RW :RUN 2Q ,QWHUPLWWHQW 2WKHU 6SHHGV 2.
6WHS

$FWLRQ

9DOXH

<HV

1R

 7XUQ WKH LJQLWLRQ 21


 8VH D YROWPHWHU WR WHVW YROWDJH DW WKH ZLSHU UHOD\
FRQQHFWRU WHUPLQDO 
,V YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"

 9

*R WR 6WHS 

*R WR 6WHS 

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH ZLSHU UHOD\


FRQQHFWRU WHUPLQDO  DQG IXVH )
,V WKH UHSDLU FRPSOHWH"

 7XUQ WKH LJQLWLRQ 21


 7XUQ WKH ZLSHU VZLWFK WR ,17
 &KHFN WKH YROWDJH DW WKH ZLSHU UHOD\ FRQQHFWRU
WHUPLQDO ,
'RHV WKH YROWPHWHU LQGLFDWH D YROWDJH HTXDO WR WKH
VSHFLILHG YDOXH"

&KHFN IRU DQ RSHQ FLUFXLW EHWZHHQ ZLSHU VZLWFK


FRQQHFWRU WHUPLQDO % % LI HTXLSHG FUXLVH FRQWURO
V\VWHP DQG ZLSHU UHOD\ FRQQHFWRU WHUPLQDO ,
,V WKHUH DQ RSHQ FLUFXLW"
5HSODFH WKH ZLSHU VZLWFK
,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH RSHQ FLUFXLW EHWZHHQ ZLSHU VZLWFK
FRQQHFWRU WHUPLQDO % % LI HTXLSHG FUXLVH FRQWURO
V\VWHP DQG ZLSHU UHOD\ FRQQHFWRU WHUPLQDO ,
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 21
 7XUQ WKH ZLSHU VZLWFK WR ,17
 &KHFN WKH YROWDJH SXOVLQJ DW WKH ZLSHU UHOD\
FRQQHFWRU WHUPLQDO H
'RHV WKH YROWPHWHU LQGLFDWH D SXOVDWLQJ YROWDJH
HTXDO WR WKH VSHFLILHG YDOXH"

8VLQJ DQ RKPPHWHU FKHFN WKH UHVLVWDQFH EHWZHHQ


JURXQG DQG WKH ZLSHU UHOD\ FRQQHFWRU WHUPLQDO 
,V UHVLVWDQFH HTXDO WR WKH VSHFLILHG YDOXH"

5HSDLU WKH RSHQ JURXQG FLUFXLW


,V WKH UHSDLU FRPSOHWH"








'$(:22 9 %/

5HSODFH WKH ZLSHU UHOD\


,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 21
 &KHFN WKH YROWDJH DW WKH ZLSHU VZLWFK FRQQHFWRU
WHUPLQDO $
,V WKH YROWDJH SXOVDWLQJ DW WKH VSHFLILHG YDOXH"
5HSODFH WKH ZLSHU VZLWFK
,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH ZLSHU VZLWFK
DQG WKH ZLSHU UHOD\
,V WKH UHSDLU FRPSOHWH"



6\VWHP 2.



 9

*R WR 6WHS 

*R WR 6WHS 



*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.





6\VWHP 2.



 9

*R WR 6WHS 

*R WR 6WHS 

:

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.





6\VWHP 2.



*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.








6\VWHP 2.



'  :,3(56:$6+(5 6<67(06


:LQGVKLHOG :LSHUV 'R 1RW 5HWXUQ 7R 3DUN 3RVLWLRQ
6WHS

$FWLRQ

9DOXH

<HV

1R

 7XUQ WKH LJQLWLRQ 21


 &KHFN WKH YROWDJH DW WKH ZLSHU PRWRU FRQQHFWRU
WHUPLQDO 
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"

 9

*R WR 6WHS 

*R WR 6WHS 

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH ZLSHU PRWRU DQG


IXVH )
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH ZLSHU VZLWFK WR +,
 :KLOH WXUQLQJ WKH ZLSHU VZLWFK 2)) FKHFN WKH
YROWDJH DW WKH ZLSHU PRWRU FRQQHFWRU WHUPLQDO 
,V WKH VSHFLILHG YROWDJH LQGLFDWHG ZKHQ WKH ZLSHU
VZLWFK LV WXUQHG 2))"
5HSODFH WKH ZLSHU PRWRU
,V WKH UHSDLU FRPSOHWH"
 'LVFRQQHFW WKH ZLSHU UHOD\
 &KHFN FRQWLQXLW\ EHWZHHQ WKH ZLSHU UHOD\ WHUPLQDO
E DQG H
'RHV WKH RKPPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH ZLSHU PRWRU DQG


WKH ZLSHU UHOD\
,V WKH UHSDLU FRPSOHWH"

5HSODFH WKH ZLSHU UHOD\


,V WKH UHSDLU FRPSOHWH"



6\VWHP 2.



 9

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.



:

*R WR 6WHS 

*R WR 6WHS 





6\VWHP 2.
6\VWHP 2.





'$(:22 9 %/

:,3(56:$6+(5 6<67(06 ' 

:,1'6+,(/' :$6+(5 6<67(0


:LQGVKLHOG :DVKHU ,QRSHUDWLYH :LSHUV :RUN 2.
6WHS

$FWLRQ

9DOXH

<HV

1R

$FWLYDWH WKH ZLQGVKLHOG ZDVKHU VZLWFK


'R WKH ZLQGVKLHOG ZLSHUV RSHUDWH ZKHQ WKH ZDVKHU
VZLWFK LV DFWLYDWHG"



*R WR 6WHS 

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ 21


 :KLOH DFWLYDWLQJ WKH ZDVKHU VZLWFK WHVW WKH
YROWDJH DW WKH ZLQGVKLHOG ZLSHU VZLWFK FRQQHFWRU
WHUPLQDO $
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"

 9

*R WR 6WHS 

*R WR 6WHS 

5HSODFH WKH ZLSHU VZLWFK


,V WKH UHSDLU FRPSOHWH"



6\VWHP 2.



&KHFN WKH ZLQGVKLHOG ZDVKHU IOXLG UHVHUYRLU


,V WKHUH ZDVKHU IOXLG LQ WKH IOXLG UHVHUYRLU"



*R WR 6WHS 

*R WR 6WHS 

)LOO WKH ZLQGVKLHOG ZDVKHU IOXLG UHVHUYRLU


,V WKH UHSDLU FRPSOHWH"



6\VWHP 2.



&KHFN WKH ZLQGVKLHOG ZDVKHU KRVHV DQG WKH


QR]]OHV
$UH WKH ZLQGVKLHOG ZDVKHU KRVHV DQG WKH QR]]OHV
FORJJHG RU GDPDJHG"

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.



 9

*R WR 6WHS 

*R WR 6WHS 

5HSDLU WKH ZDVKHU KRVHV DQG WKH QR]]OHV


,V WKH UHSDLU FRPSOHWH"

 7XUQ WKH LJQLWLRQ 21


 :LWK WKH ZLQGVKLHOG ZDVKHU DFWLYDWHG WHVW WKH
YROWDJH DW WKH ZLQGVKLHOG ZDVKHU SXPS
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"



5HSDLU DQ RSHQ FLUFXLW EHWZHHQ WKH ZLQGVKLHOG


ZDVKHU SXPS DQG WKH ZLQGVKLHOG ZLSHU VZLWFK
,V WKH UHSDLU FRPSOHWH"



8VH DQ RKPPHWHU WR PHDVXUH WKH UHVLVWDQFH


EHWZHHQ JURXQG DQG WKH ZLQGVKLHOG ZDVKHU SXPS
,V WKH UHVLVWDQFH HTXDO WR WKH VSHFLILHG YDOXH"

:

*R WR 6WHS 

*R WR 6WHS 



5HSDLU WKH ZLQGVKLHOG ZDVKHU SXPS JURXQG FLUFXLW


,V WKH UHSDLU FRPSOHWH"



6\VWHP 2.





5HSODFH WKH ZLQGVKLHOG ZDVKHU SXPS


,V WKH UHSDLU FRPSOHWH"



6\VWHP 2.



'$(:22 9 %/



6\VWHP 2.



'  :,3(56:$6+(5 6<67(06

0$,17(1$1&( $1' 5(3$,5


219(+,&/( 6(59,&(
:,1'6+,(/' :,3(5 $50
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG
'ULYH 6LPLODU
5HPRYDO 3URFHGXUH
 2SHQ WKH KRRG
 5HPRYH WKH QXW IURP WKH ZLSHU DUP
 3XOO WKH ZLSHU DUP RII

&'

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH ZLSHU DUP
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 6HFXUH WKH ZLSHU DUP ZLWK WKH QXW

7LJKWHQ
7LJKWHQ WKH ZLSHU DUP QXW WR  1:P  OELQ 
 &ORVH WKH KRRG

&'

:,1'6+,(/' :,3(5 02725


/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG
'ULYH 6LPLODU
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH VFUHZV DQG WKH OHIW VLGH SRUWLRQ RI WKH
FRZO YHQW JULOOH

&'

'$(:22 9 %/

:,3(56:$6+(5 6<67(06 ' 


 5HPRYH WKH QXW DQG WKH ZDVKHU VHFXULQJ WKH ZLSHU
DUP OLQNDJH WR WKH PRWRU GULYH VKDIW

&'

 3U\ WKH ZLSHU DUP OLQNDJH RII WKH PRWRU GULYH VKDIW
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU
 5HPRYH WKH EROWV DQG WKH ZLSHU PRWRU

&'

,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH ZLSHU PRWRU ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH ZLSHU PRWRU EROWV WR  1:P  OELQ 
 &RQQHFW WKH HOHFWULFDO FRQQHFWRU

&'

'$(:22 9 %/

'  :,3(56:$6+(5 6<67(06


 3UHVV WKH ZLSHU DUP OLQNDJH RQWR WKH PRWRU GULYH
VKDIW
 ,QVWDOO WKH ZLSHU DUP OLQNDJH WR WKH PRWRU GULYH VKDIW
ZLWK WKH ZDVKHU DQG WKH QXW

7LJKWHQ
7LJKWHQ WKH ZLSHU DUP OLQNDJH QXW WR  1:P  OEIW 

&'

 ,QVWDOO WKH OHIW VLGH SRUWLRQ RI WKH FRZO YHQW JULOOH ZLWK
WKH VFUHZV

7LJKWHQ
7LJKWHQ WKH FRZO YHQW JULOOH VFUHZ WR 1:P 
OELQ 
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&'

:,1'6+,(/' :,3(5 %/$'(


5HPRYDO 3URFHGXUH
 5RWDWH WKH ZLSHU EODGH RQ WKH DUP
 :KLOH SUHVVLQJ WKH UHWDLQHU FOLS VOLGH WKH ZLSHU EODGH
GRZQ WKH ZLSHU DUP DQG UHPRYH WKH EODGH

%'

'$(:22 9 %/

:,3(56:$6+(5 6<67(06 ' 


,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH ZLSHU EODGH E\ VOLGLQJ LW RQWR WKH DUP XQWLO
WKH UHWDLQHU FOLS HQJDJHV

%'

:,1'6+,(/' :,3(5 %/$'( ,16(57


5HPRYDO 3URFHGXUH
 6OLGH WKH LQVHUW RXW RI WKH ZLSHU EODGH

%'

,QVWDOODWLRQ 3URFHGXUH
 6OLGH WKH LQVHUW LQWR WKH ZLSHU EODGH

%'

'$(:22 9 %/

'  :,3(56:$6+(5 6<67(06

:,1'6+,(/' :$6+(5 5(6(592,5


5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH IURQW OHIW ZKHHO 5HIHU WR 6HFWLRQ (
7LUHV DQG :KHHOV
 5HPRYH WKH IURQW ZKHHO ZHOO VSODVK VKLHOG 5HIHU WR
6HFWLRQ 5 %RG\ )URQW (QG
 'LVFRQQHFW WKH ZDVKHU KRVH IURP WKH ZDVKHU SXPS
 'LVFRQQHFW WKH UHVHUYRLU SXPS HOHFWULFDO FRQQHFWRU

&'

 5HPRYH WKH EROWV DQG WKH UHVHUYRLU

&'

,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH UHVHUYRLU ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH ZDVKHU IOXLG UHVHUYRLU EROWV WR  1:P
 OELQ 

&'

'$(:22 9 %/

:,3(56:$6+(5 6<67(06 ' 


 &RQQHFW WKH UHVHUYRLU SXPS HOHFWULFDO FRQQHFWRU
 &RQQHFW WKH ZDVKHU KRVH WR WKH ZDVKHU SXPS
 ,QVWDOO WKH IURQW ZKHHO ZHOO VSODVK VKLHOG 5HIHU WR
6HFWLRQ 5 %RG\ )URQW (QG
 ,QVWDOO WKH IURQW OHIW ZKHHO 5HIHU WR 6HFWLRQ ( 7LUHV
DQG :KHHOV
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&'

:,1'6+,(/' :$6+(5 3803


5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH OHIW IURQW OHIW ZKHHO 5HIHU WR 6HFWLRQ (
7LUHV DQG :KHHOV
 5HPRYH WKH IURQW ZKHHO ZHOO VSODVK VKLHOG 5HIHU WR
6HFWLRQ 5 %RG\ )URQW (QG
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU
 'LVFRQQHFW WKH ZDVKHU KRVH IURP WKH ZDVKHU SXPS
 5HPRYH WKH ZDVKHU SXPS

&'

,QVWDOODWLRQ 3URFHGXUH





,QVWDOO WKH ZDVKHU SXPS


&RQQHFW WKH ZDVKHU KRVH WR WKH ZDVKHU SXPS
&RQQHFW WKH HOHFWULFDO FRQQHFWRU
,QVWDOO WKH IURQW ZKHHO ZHOO VSODVK VKLHOG 5HIHU WR
6HFWLRQ 5 %RG\ )URQW (QG
 ,QVWDOO WKH OHIW IURQW ZKHHO 5HIHU WR 6HFWLRQ ( 7LUHV
DQG :KHHOV
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&'

'$(:22 9 %/

'  :,3(56:$6+(5 6<67(06

:,1'6+,(/' :$6+(5 12==/(6


5HPRYDO 3URFHGXUH
 2SHQ WKH KRRG
 'LVFRQQHFW WKH ZDVKHU KRVH IURP WKH QR]]OH
 5HPRYH WKH QR]]OH IURP WKH KRRG

&'

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH QR]]OH RQWR WKH KRRG
 &RQQHFW WKH ZDVKHU KRVH WR WKH QR]]OH
 &ORVH WKH KRRG

&'

:,1'6+,(/' :$6+(5 +26(6


5HPRYDO 3URFHGXUH
 2SHQ WKH KRRG
 'LVFRQQHFW WKH ZLQGVKLHOG ZDVKHU KRVH IURP WKH
ZDVKHU QR]]OHV RQ WKH KRRG
 5HPRYH WKH IURQW OHIW ZKHHO 5HIHU WR 6HFWLRQ (
7LUHV DQG :KHHOV
 5HPRYH WKH IURQW ZKHHO ZHOO VSODVK VKLHOG 5HIHU WR
6HFWLRQ 5 %RG\ )URQW (QG
 'LVFRQQHFW WKH ZDVKHU KRVH IURP WKH ZDVKHU
UHVHUYRLU
 5HPRYH WKH ZDVKHU KRVH

&'

'$(:22 9 %/

:,3(56:$6+(5 6<67(06 ' 


,QVWDOODWLRQ 3URFHGXUH
 &RQQHFW WKH ZDVKHU KRVH WR WKH ZDVKHU SXPS
 ,QVWDOO WKH IURQW ZKHHO ZHOO VSODVK VKLHOG 5HIHU WR
6HFWLRQ 5 %RG\ )URQW (QG
 ,QVWDOO WKH IURQW OHIW ZKHHO 5HIHU WR 6HFWLRQ ( 7LUHV
DQG :KHHOV
 &RQQHFW WKH ZLQGVKLHOG ZDVKHU KRVH WR WKH ZDVKHU
QR]]OHV RQ WKH KRRG
 &ORVH WKH KRRG

&'

'$(:22 9 %/

'  :,3(56:$6+(5 6<67(06

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
:,1'6+,(/' :,3(5 6<67(0
7KH ZLQGVKLHOG ZLSHU V\VWHP FRQVLVWV RI D ZLSHU PRWRU
D OLQNDJH D ZLSHU DUP DQG D EODGH DQG D ZLSHUZDVKHU
VZLWFK 7KH ZLQGVKLHOG ZLSHU FLUFXLW LQFRUSRUDWHV D
VHOISDUNLQJ GHYLFH ZKLFK FRQVLVWV RI D ZRUP JHDU DQG D
FDP SODWH LQ RUGHU WR NHHS WKH FLUFXLW HQJDJHG
WHPSRUDULO\ ZKHQ WKH VZLWFK LV WXUQHG RII 7KH ZLSHU
V\VWHP LV GULYHQ E\ D SHUPDQHQW PDJQHWW\SH PRWRU
7KH ZLQGVKLHOG ZLSHU PRWRU LV PRXQWHG RQ WKH GDVK
SDQHO DQG LV GLUHFWO\ FRQQHFWHG WR WKH ZLQGVKLHOG ZLSHU
OLQNDJH
7KH ZLQGVKLHOG ZLSHU PRWRU KDV WZR VSHHGV /2 DQG +,
DQG DOVR KDV LQWHUPLWWHQW ZLSHU FDSDELOLW\ 7KH ZLSHU

VZLWFK LV DQ LQWHJUDO SDUW RI WKH ZLSHUZDVKHU VZLWFK


:LQGVKLHOG ZLSHU RSHUDWLRQ LV DFWXDWHG WKURXJK WKH OHYHU
RQ WKH ULJKW VLGH RI WKH VWHHULQJ FROXPQ

:,1'6+,(/' :$6+(5 6<67(0


7KH ZLQGVKLHOG ZDVKHU V\VWHP LV HTXLSSHG ZLWK D
ZDVKHU IOXLG UHVHUYRLU D ZDVKHU IOXLG SXPS KRVHV
QR]]OHV DQG D ZLSHUZDVKHU VZLWFK 7KH ZLQGVKLHOG
ZDVKHU UHVHUYRLU LV PRXQWHG EHKLQG WKH IURQW OHIW ZKHHO
ZHOO VSODVK VKLHOG $WWDFKHG WR WKH UHVHUYRLU LV D ZDVKHU
SXPS ZKLFK SXPSV IOXLG WKURXJK WKH KRVHV WR WKH WZR
QR]]OHV PRXQWHG RQ WKH KRRG 7KH ZDVKHU VZLWFK LV DQ
LQWHJUDO SDUW RI WKH ZLSHUZDVKHU VZLWFK :LQGVKLHOG
ZDVKHU RSHUDWLRQ LV DFWXDWHG WKURXJK WKH OHYHU RQ WKH
ULJKW VLGH RI WKH VWHHULQJ FROXPQ

'$(:22 9 %/

6(&7,21 (

,167580(17$7,21'5,9(5 ,1)250$7,21
&$87,21 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH EHIRUH UHPRYLQJ RU LQVWDOOLQJ DQ\ HOHFWULFDO XQLW RU ZKHQ D
WRRO RU HTXLSPHQW FRXOG HDVLO\ FRPH LQ FRQWDFW ZLWK H[SRVHG HOHFWULFDO WHUPLQDOV 'LVFRQQHFWLQJ WKLV FDEOH
ZLOO KHOS SUHYHQW SHUVRQDO LQMXU\ DQG GDPDJH WR WKH 9HKLFOH 7KH LJQLWLRQ PXVW DOVR EH LQ /2&. XQOHVV
RWKHUZLVH QRWHG

7$%/( 2) &217(176
6SHFLILFDWLRQV                              (
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV            (
,QVWUXPHQW &OXVWHU ,QGLFDWRU /DPSV
6SHFLILFDWLRQV                            (
'LDJQRVLV                                  (
&LJDU /LJKWHU                               (
'LJLWDO &ORFN                               (
,QVWUXPHQW 3DQHO ,OOXPLQDWLRQ                (
6SHHGRPHWHU                             (
)XHO *DXJH                               (
7HPSHUDWXUH *DXJH                       (
,QVWUXPHQW &OXVWHU ,QGLFDWRU /DPSV          (
&KLPH 0RGXOH                            (
0DLQWHQDQFH DQG 5HSDLU                   
2Q9HKLFOH 6HUYLFH                         
&LJDU /LJKWHU                             
$VKWUD\                                 
,QVWUXPHQW 3DQHO 9HQWV                   
*ORYH %R[                               
'LJLWDO &ORFN                             
,QVWUXPHQW &OXVWHU                        
,QVWUXPHQW &OXVWHU 'LPPHU
+HDGODPS /HYHOLQJ 6ZLWFK               

'$(:22 9 %/

(
(
(
(
(
(
(
(
(

6SHHGRPHWHU2GRPHWHU7ULS 2GRPHWHU     
7DFKRPHWHU                              
)XHO *DXJH                              
7HPSHUDWXUH *DXJH                      
,QVWUXPHQW &OXVWHU ,QGLFDWRU /DPSV         
&KLPH 0RGXOH                           
,QVWUXPHQW &OXVWHU 7ULP 3DQHO              
,QVWUXPHQW 3DQHO                         

(
(
(
(
(
(
(
(

*HQHUDO 'HVFULSWLRQ DQG 6\VWHP


2SHUDWLRQ                               
&LJDU /LJKWHU                             
$VKWUD\                                 
,QVWUXPHQW 3DQHO 9HQWV                   
*ORYH %R[                               
'LJLWDO &ORFN                             
,QVWUXPHQW &OXVWHU                        
6SHHGRPHWHU                            
7ULS 2GRPHWHU                           
)XHO *DXJH                              
7HPSHUDWXUH *DXJH                      
,QVWUXPHQW &OXVWHU ,QGLFDWRU /DPSV         
7DFKRPHWHU                              
&KLPH 0RGXOH                           

(
(
(
(
(
(
(
(
(
(
(
(
(
(

(  ,167580(17$7,21'5,9(5 ,1)250$7,21

63(&,),&$7,216
)$67(1(5 7,*+7(1,1* 63(&,),&$7,216
$SSOLFDWLRQ

1:P

/E)W

/E,Q







&KLPH 0RGXOH 6FUHZV





&OXVWHU ,OOXPLQDWLRQ &RQQHFWRU 6FUHZV





'LJLWDO &ORFN 6FUHZV

)XHO *DXJH 6FUHZV





*ORYH %R[ %UDFH %ROWV







*ORYH %R[ +RXVLQJ 6FUHZV







*ORYH %R[ 6FUHZV







+RRG 5HOHDVH +DQGOH 6FUHZ







,QVWUXPHQW &OXVWHU 6FUHZV





,QVWUXPHQW &OXVWHU 7ULP 3DQHO 6FUHZV





,QVWUXPHQW 3DQHO %ROWV %HORZ WKH :LQGVKLHOG







,QVWUXPHQW 3DQHO 6FUHZ %HKLQG WKH $XGLR 6\VWHP





,QVWUXPHQW 3DQHO 6FUHZ %HKLQG WKH *ORYH %R[ %UDFH







,QVWUXPHQW 3DQHO 6LGH 7ULP &RYHU 6FUHZV







,QVWUXPHQW 3DQHO 6WRUDJH &RPSDUWPHQW 6FUHZV







,QVWUXPHQW 3DQHO 9HQW 6FUHZV





,QVWUXPHQW 3DQHOWR%RG\ %ROWV







,QVWUXPHQW 3DQHOWR)ORRU %ROWV







,QVWUXPHQW 3DQHOWR+HDWHU $LU 'LVWULEXWRU &DVH 6FUHZ





3DVVHQJHU 6LGH .QRE %ROVWHU 7ULP 3DQHO 6FUHZV





6SHHGRPHWHU2GRPHWHU 6FUHZV





6WHHULQJ &ROXPQ %ROWV







6WHHULQJ &ROXPQ 1XWV







7DFKRPHWHU 6FUHZV





7HPSHUDWXUH *DXJH 6FUHZV





$VKWUD\ +RXVLQJ 6FUHZV



'$(:22 9 %/

,167580(17$7,21'5,9(5 ,1)250$7,21 ( 

,167580(17 &/867(5 ,1',&$725 /$036 63(&,),&$7,216


,QGLFDWRU /DPS
$%6 :DUQLQJ
$LUEDJ :DUQLQJ
$XWRPDWLF 7UDQVD[OH 6KLIW 3RVLWLRQ ,QGLFDWRUV
3DUN
5HYHUVH
1HXWUDO
'ULYH



%DWWHU\ &KDUJH ,QGLFDWRU

&RORU

%XOE

$PEHU

 9  :

5HG

 9  :

*UHHQ
5HG
*UHHQ
*UHHQ
*UHHQ
*UHHQ
*UHHQ

 9
 9
 9
 9
 9
 9
 9

 :
 :
 :
 :
 :
 :
 :

5HG

 9  :

&KHFN (QJLQH :DUQLQJ

$PEHU

 9  :

&UXLVH &RQWURO ,QGLFDWRU

*UHHQ

 9  :

'RRU 2SHQ :DUQLQJ

5HG

 9  :

)DVWHQ 6HDW %HOW :DUQLQJ

5HG

 9  :

)URQW )RJ /DPS ,QGLFDWRU

*UHHQ

 9  :

%OXH

 9  :

/RZ )XHO /HYHO :DUQLQJ

$PEHU

 9  :

/XJJDJH &RPSDUWPHQW 2SHQ :DUQLQJ

$PEHU

 9  :

+LJK %HDP ,QGLFDWRU

2LO 3UHVVXUH :DUQLQJ

5HG

 9

3DUNLQJ %UDNH ,QGLFDWRU DQG %UDNH )OXLG :DUQLQJ

5HG

 9  :

5HDU )RJ /DPS ,QGLFDWRU

$PEHU

 9  :

6HUYLFH (QJLQH 6RRQ :DUQLQJ

$PEHU

 9  :

7UDFWLRQ &RQWURO 6\VWHP :DUQLQJ

$PEHU

 9  :

7UDQVD[OH 3RZHU 0RGH ,QGLFDWRU

$PEHU

 9  :

7XUQ 6LJQDO ,QGLFDWRUV

*UHHQ

 9  :

'$(:22 9 %/

 :

(  ,167580(17$7,21'5,9(5 ,1)250$7,21

',$*126,6

&(

'$(:22 9 %/

,167580(17$7,21'5,9(5 ,1)250$7,21 ( 

&,*$5 /,*+7(5
&LJDU /LJKWHU ,QRSHUDWLYH
6WHS



$FWLRQ
&KHFN IXVH )
,V WKH IXVH EORZQ"
 &KHFN IRU D VKRUW FLUFXLW DQG UHSDLU LI QHFHVVDU\
 5HSODFH WKH IXVH
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ NH\ WR WKH $&& SRVLWLRQ
 8VH D 9ROWPHWHU WR FKHFN IRU 9ROWDJH DW IXVH )
'RHV WKH EDWWHU\ 9ROWDJH DYDLODEOH DW WKH IXVH )
PDWFK WKH 9DOXH VSHFLILHG"
5HSDLU WKH RSHQ SRZHUVXSSO\ FLUFXLW IRU IXVH )
,V WKH UHSDLU FRPSOHWH"
 5HPRYH WKH HOHFWULFDO FRQQHFWRU IURP WKH EDFN RI
WKH FLJDU OLJKWHU
 7XUQ WKH LJQLWLRQ NH\ WR WKH $&& SRVLWLRQ
 8VH D 9ROWPHWHU WR FKHFN WKH 9ROWDJH DW WKH <(/
ZLUH
'RHV WKH EDWWHU\ 9ROWDJH DYDLODEOH DW WKH <(/ ZLUH
PDWFK WKH 9DOXH VSHFLILHG"

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH IXVH ) DQG WKH


FLJDU OLJKWHU
,V WKH UHSDLU FRPSOHWH"

:LWK WKH LJQLWLRQ NH\ VWLOO LQ WKH $&& SRVLWLRQ


FRQQHFW WKH 9ROWPHWHU EHWZHHQ WKH <(/ DQG WKH
%/. ZLUHV DW WKH FLJDU OLJKWHU FRQQHFWRU
'RHV WKH EDWWHU\ 9ROWDJH PDWFK WKH 9DOXH VSHFLILHG"




'$(:22 9 %/

5HSDLU WKH RSHQ JURXQG FLUFXLW


,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH FLJDU OLJKWHU
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R



*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.



 9

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.



 9

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.



 9

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.





6\VWHP 2.



(  ,167580(17$7,21'5,9(5 ,1)250$7,21

&(

'$(:22 9 %/

,167580(17$7,21'5,9(5 ,1)250$7,21 ( 

',*,7$/ &/2&.
'LJLWDO &ORFN ,QRSHUDWLYH
6WHS

$FWLRQ

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

,V HLWKHU RI WKH IXVHV ) RU ) EORZQ"



 &KHFN IRU D VKRUW FLUFXLW DQG UHSDLU LI QHFHVVDU\


 5HSODFH WKH EORZQ IXVHV
,V WKH UHSDLU FRPSOHWH"



 7XUQ WKH LJQLWLRQ 21


 8VH D 9ROWPHWHU WR FKHFN EDWWHU\ 9ROWDJH
DYDLODEOH DW IXVHV ) DQG )
'RHV WKH 9ROWPHWHU LQGLFDWH WKH 9DOXH VSHFLILHG"





'$(:22 9 %/

5HSDLU WKH RSHQ SRZHU VXSSO\ FLUFXLW IRU WKH IXVH


,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 21
 8VH D 9ROWPHWHU WR FKHFN WKH EDWWHU\ 9ROWDJH
DYDLODEOH DW WKH FORFN FRQQHFWRU WHUPLQDO 
'RHV WKH 9ROWPHWHU LQGLFDWH WKH 9DOXH VSHFLILHG"
5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH FORFN FRQQHFWRU
WHUPLQDO  DQG WKH IXVH )
,V WKH UHSDLU FRPSOHWH"
7XUQ WKH LJQLWLRQ 21
,V EDWWHU\ 9ROWDJH DYDLODEOH DW WKH FORFN FRQQHFWRU
WHUPLQDO "
5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH FORFN FRQQHFWRU
WHUPLQDO  DQG WKH IXVH )
,V WKH UHSDLU FRPSOHWH"
&KHFN FRQWLQXLW\ EHWZHHQ WKH FORFN FRQQHFWRU
WHUPLQDO  DQG JURXQG
'RHV WKH PXOWLPHWHU LQGLFDWH WKH 9DOXH VSHFLILHG"
5HSODFH WKH FORFN
,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH RSHQ JURXQG FLUFXLW EHWZHHQ WKH FORFN
FRQQHFWRU WHUPLQDO  DQG WKH JURXQG *
,V WKH UHSDLU FRPSOHWH"

6\VWHP 2.



 9

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.



*R WR 6WHS 

*R WR 6WHS 

 9





6\VWHP 2.

*R WR 6WHS 
6\VWHP 2.



*R WR 6WHS 


|

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.





6\VWHP 2.



(  ,167580(17$7,21'5,9(5 ,1)250$7,21

&(

'$(:22 9 %/

,167580(17$7,21'5,9(5 ,1)250$7,21 ( 

,167580(17 3$1(/ ,//80,1$7,21


,QVWUXPHQW 3DQHO 'RHV 1RW ,OOXPLQDWH :KHQ /LJKWV $UH 21
6WHS

$FWLRQ

&KHFN WKH RSHUDWLRQ RI WKH KHDGODPSV DQG SDUNLQJ


ODPSV
'R WKH KHDGODPSV DQG SDUNLQJ ODPSV ZRUN RQ ERWK
VLGHV RI WKH 9HKLFOH"

5HSDLU WKH KHDGODPSV DQG SDUNLQJ ODPSV EHIRUH


FRQWLQXLQJ ZLWK WKLV GLDJQRVWLF WDEOH
'RHV WKH LQVWUXPHQW SDQHO LOOXPLQDWLRQ WXUQ 21 DIWHU
WKH KHDGODPSV DQG SDUNLQJ ODPSV KDYH EHHQ
UHSDLUHG"
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU DW WKH GLPPHU
FRQWURO VZLWFK
 7XUQ WKH SDUNLQJ ODPSV 21
 8VH D 9ROWPHWHU WR FKHFN WKH 9ROWDJH DW WKH
GLPPHU FRQWURO VZLWFK WHUPLQDO 
'RHV WKH 9ROWPHWHU LQGLFDWH WKH VSHFLILHG 9DOXH"

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ IXVH () DQG WKH


GLPPHU FRQWURO VZLWFK
,V WKH UHSDLU FRPSOHWH"

 7XUQ WKH OLJKWV 2))


 $W WKH GLVFRQQHFWHG GLPPHU FRQWURO VZLWFK XVH
DQ RKPPHWHU WR FKHFN WKH UHVLVWDQFH EHWZHHQ
JURXQG DQG WHUPLQDO  RI WKH GLPPHU VZLWFK
FRQQHFWRU
'RHV WKH RKPPHWHU LQGLFDWH WKH VSHFLILHG 9DOXH"

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ JURXQG DQG WHUPLQDO


 RI WKH GLPPHU FRQWURO VZLWFK FRQQHFWRU
,V WKH UHSDLU FRPSOHWH"

 7XUQ WKH SDUNLQJ OLJKWV 21


 $W WKH GLVFRQQHFWHG GLPPHU FRQWURO VZLWFK FKHFN
WKH 9ROWDJH DW WHUPLQDO  RI WKH GLPPHU FRQWURO
VZLWFK
,V WKH 9ROWDJH HTXDO WR WKH VSHFLILHG 9DOXH"

9DOXH V

1R

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 





 9


|:


 9

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ FRQQHFWRU & DQG


WHUPLQDO  RI WKH GLPPHU FRQWURO VZLWFK
,V WKH UHSDLU FRPSOHWH"



5HSODFH WKH GLPPHU FRQWURO VZLWFK


,V WKH UHSDLU FRPSOHWH"



'$(:22 9 %/

<HV

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.
6\VWHP 2.



*R WR 6WHS 


*R WR 6WHS 




(  ,167580(17$7,21'5,9(5 ,1)250$7,21

&(

'$(:22 9 %/

,167580(17$7,21'5,9(5 ,1)250$7,21 ( 


$XWRPDWLF 7UDQVD[OH *HDU 3RVLWLRQ ,OOXPLQDWLRQ /DPS ,QRSHUDWLYH $OO 2WKHU ,QVWUXPHQW
/DPSV 2.
6WHS

9DOXH V

<HV

1R

,V IXVH ) EORZQ"

$FWLRQ



*R WR 6WHS 

*R WR 6WHS 

 &KHFN IRU D VKRUW FLUFXLW DQG UHSDLU LI QHFHVVDU\


 5HSODFH WKH EORZQ IXVH
,V WKH UHSDLU FRPSOHWH"



 7XUQ WKH LJQLWLRQ VZLWFK 21


 8VH D 9ROWPHWHU WR FKHFN EDWWHU\ 9ROWDJH
DYDLODEOH DW IXVH )
'RHV WKH EDWWHU\ 9ROWDJH PDWFK WKH 9DOXH VSHFLILHG"

5HSDLU WKH RSHQ SRZHU VXSSO\ FLUFXLW WR IXVH )


,V WKH UHSDLU FRPSOHWH"

 7XUQ WKH LJQLWLRQ VZLWFK 21


 5HPRYH WKH DXWRPDWLF WUDQVD[OH SRVLWLRQ ODPS
 8VH D 9ROWPHWHU WR FKHFN EDWWHU\ 9ROWDJH
DYDLODEOH DW WKH ODPS VRFNHW
'RHV WKH EDWWHU\ 9ROWDJH PDWFK WKH 9DOXH VSHFLILHG"

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH DXWRPDWLF


WUDQVD[OH SRVLWLRQ ODPS VRFNHW DQG IXVH )
,V WKH UHSDLU FRPSOHWH"

 5HPRYH WKH DXWRPDWLF WUDQVD[OH SRVLWLRQ ODPS


 8VH DQ RKPPHWHU WR FKHFN WKH UHVLVWDQFH
EHWZHHQ WKH JURXQG FLUFXLW DQG WKH ODPS VRFNHW
,V WKH UHVLVWDQFH HTXDO WR WKH 9DOXH VSHFLILHG"

'$(:22 9 %/

5HSDLU WKH RSHQ JURXQG FLUFXLW EHWZHHQ WKH


DXWRPDWLF WUDQVD[OH SRVLWLRQ ODPS VRFNHW DQG JURXQG
*
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH DXWRPDWLF WUDQVD[OH SRVLWLRQ ODPS
,V WKH UHSDLU FRPSOHWH"

 9


 9


|

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 





*R WR 6WHS 


*R WR 6WHS 


*R WR 6WHS 


6\VWHP 2.


6\VWHP 2.



(  ,167580(17$7,21'5,9(5 ,1)250$7,21

&(

'$(:22 9 %/

,167580(17$7,21'5,9(5 ,1)250$7,21 ( 

63(('20(7(5
6SHHGRPHWHU ,V ,QRSHUDWLYH
6WHS






$FWLRQ
&KHFN IXVH )
,V IXVH ) EORZQ"
 &KHFN IRU D VKRUW FLUFXLW DQG UHSDLU LI QHFHVVDU\
 5HSODFH IXVH )
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 21
 &KHFN WKH 9ROWDJH DW IXVH )
,V WKH 9ROWDJH HTXDO WR WKH VSHFLILHG 9DOXH"
5HSDLU WKH SRZHU VXSSO\ IRU WKH LJQLWLRQ  UHOD\
,V WKH UHSDLU FRPSOHWH"
 &RQQHFW D VFDQ WRRO
 &KHFN IRU HQJLQH FRQWURO GLDJQRVWLF WURXEOH FRGHV
'7&V 
,V D 9HKLFOH VSHHG VHQVRU '7& VHW"
 5HPRYH WKH LQVWUXPHQW FOXVWHU
 7XUQ WKH LJQLWLRQ 21
 &KHFN WKH 9ROWDJH DW LQVWUXPHQW FOXVWHU FRQQHFWRU
WHUPLQDO %
,V WKH 9ROWDJH HTXDO WR WKH VSHFLILHG 9DOXH"

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ IXVH ) DQG WKH


LQVWUXPHQW FOXVWHU
,V WKH UHSDLU FRPSOHWH"

8VH DQ RKPPHWHU WR FKHFN WKH UHVLVWDQFH EHWZHHQ


JURXQG DQG LQVWUXPHQW FOXVWHU FRQQHFWRU WHUPLQDO
%
'RHV WKH RKPPHWHU LQGLFDWH WKH VSHFLILHG 9DOXH"

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ JURXQG DQG


LQVWUXPHQW FOXVWHU FRQQHFWRU WHUPLQDO %
,V WKH UHSDLU FRPSOHWH"



8VH DQ RKPPHWHU WR FKHFN FRQWLQXLW\ RI WKH '.


*51:+7 ZLUH EHWZHHQ WKH 9HKLFOH VSHHG VHQVRU
WHUPLQDO  DQG LQVWUXPHQW FOXVWHU FRQQHFWRU WHUPLQDO
$
'RHV WKH RKPPHWHU LQGLFDWH WKH VSHFLILHG 9DOXH"

9DOXH V

<HV

1R



*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

 Y

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.





*R WR 6HFWLRQ
) (QJLQH
&RQWUROV

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 9


|:


|:



5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH 9HKLFOH VSHHG


VHQVRU DQG WKH LQVWUXPHQW FOXVWHU
,V WKH UHSDLU FRPSOHWH"





5HSODFH WKH VSHHGRPHWHU


,V WKH UHSDLU FRPSOHWH"



'$(:22 9 %/



6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.
6\VWHP 2.



*R WR 6WHS 


*R WR 6WHS 




(  ,167580(17$7,21'5,9(5 ,1)250$7,21

&(

'$(:22 9 %/

,167580(17$7,21'5,9(5 ,1)250$7,21 ( 

)8(/ *$8*(
)XHO *DXJH ,QRSHUDWLYH
6WHS

$FWLRQ

9DOXH V

<HV

1R

7XUQ WKH LJQLWLRQ 21


'RHV WKH IXHO JDXJH DOZD\V LQGLFDWH D IXOO IXHO WDQN
ZLWK WKH LJQLWLRQ 21"



*R WR 6WHS 

*R WR 6WHS 

'LVFRQQHFW WKH IXHO WDQN VHQGLQJ XQLW


'RHV WKH IXHO JDXJH FKDQJH WR HPSW\"



*R WR 6WHS 

*R WR 6WHS 

5HSODFH WKH IXHO WDQN VHQGLQJ XQLW


,V WKH UHSDLU FRPSOHWH"



6\VWHP 2.



&KHFN WKH ZLULQJ KDUQHVV IRU D VKRUW WR JURXQG


EHWZHHQ WKH IXHO WDQN VHQGLQJ XQLW DQG WKH IXHO
JDXJH
,V WKHUH D VKRUW WR JURXQG"

*R WR 6WHS 

*R WR 6WHS 



5HSDLU WKH VKRUW WR JURXQG


,V WKH UHSDLU FRPSOHWH"



6\VWHP 2.



5HSODFH WKH IXHO JDXJH


,V WKH UHSDLU FRPSOHWH"



6\VWHP 2.



 'LVFRQQHFW WKH IXHO WDQN VHQGLQJ XQLW HOHFWULFDO


FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
 &KHFN WKH 9ROWDJH DW WKH IXHO WDQN VHQGLQJ XQLW
FRQQHFWRU & WHUPLQDO 
'RHV WKH 9ROWPHWHU LQGLFDWH WKH VSHFLILHG 9DOXH"

 9

*R WR 6WHS 

*R WR 6WHS 

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH IXHO JDXJH DQG


WKH IXHO WDQN VHQGLQJ XQLW
,V WKH UHSDLU FRPSOHWH"

&KHFN FRQWLQXLW\ EHWZHHQ WKH IXHO WDQN VHQGLQJ XQLW


FRQQHFWRU & WHUPLQDO  DQG JURXQG
'RHV WKH PXOWLPHWHU LQGLFDWH WKH VSHFLILHG 9DOXH"

|

*R WR 6WHS 

*R WR 6WHS 



5HSDLU WKH RSHQ FLUFXLW RU SRRU JURXQG FRQQHFWLRQ


,V WKH UHSDLU FRPSOHWH"



6\VWHP 2.





 :LWK WKH IXHO WDQN VHQGLQJ XQLW HOHFWULFDO


FRQQHFWRU & GLVFRQQHFWHG DWWDFK D MXPSHU
EHWZHHQ JURXQG DQG & WHUPLQDO 
 7XUQ WKH LJQLWLRQ 21
'RHV WKH IXHO JDXJH PRYH WR IXOO"

*R WR 6WHS 

*R WR 6WHS 

'$(:22 9 %/



6\VWHP 2.





(  ,167580(17$7,21'5,9(5 ,1)250$7,21

&(

'$(:22 9 %/

,167580(17$7,21'5,9(5 ,1)250$7,21 ( 

7(03(5$785( *$8*(
7HPSHUDWXUH *DXJH ,QRSHUDWLYH 2WKHU *DXJHV 2.
6WHS

$FWLRQ

$OORZ WKH HQJLQH WR FRRO WR URRP WHPSHUDWXUH


:LWK WKH LJQLWLRQ 21 GRHV WKH WHPSHUDWXUH JDXJH
DOZD\V UHDG DW WKH KLJK HQG RI WKH VFDOH"

'LVFRQQHFW WKH FRRODQW WHPSHUDWXUH VHQVRU HOHFWULFDO


FRQQHFWRU
'RHV WKH WHPSHUDWXUH JDXJH LQGLFDWRU GURS WR WKH
ORZ HQG RI WKH VFDOH"

5HSODFH WKH FRRODQW WHPSHUDWXUH VHQVRU


,V WKH UHSDLU FRPSOHWH"
&KHFN IRU D VKRUW WR JURXQG EHWZHHQ WKH FRRODQW
WHPSHUDWXUH VHQVRU DQG WKH WHPSHUDWXUH JDXJH
,V WKHUH D VKRUW WR JURXQG"

9DOXH V


<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.



*R WR 6WHS 

*R WR 6WHS 






5HSDLU WKH VKRUW WR JURXQG


,V WKH UHSDLU FRPSOHWH"



6\VWHP 2.



5HSODFH WKH WHPSHUDWXUH JDXJH


,V WKH UHSDLU FRPSOHWH"



6\VWHP 2.



 'LVFRQQHFW WKH FRRODQW WHPSHUDWXUH VHQVRU


 7XUQ WKH LJQLWLRQ 21
 &KHFN WKH 9ROWDJH DW WKH FRRODQW WHPSHUDWXUH
VHQVRU FRQQHFWRU
'RHV WKH WKH 9ROWDJH HTXDO WKH 9DOXH VSHFLILHG"

 9

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

&KHFN IRU DQ RSHQ FLUFXLW EHWZHHQ WKH FRRODQW


WHPSHUDWXUH VHQVRU DQG WKH WHPSHUDWXUH JDXJH
,V WKHUH DQ RSHQ FLUFXLW"



5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH FRRODQW


WHPSHUDWXUH VHQVRU DQG WKH WHPSHUDWXUH JDXJH
,V WKH UHSDLU FRPSOHWH"





 'LVFRQQHFW WKH FRRODQW WHPSHUDWXUH VHQVRU


 &RQQHFW D MXPSHU ZLUH EHWZHHQ WKH FRRODQW
WHPSHUDWXUH VHQVRU FRQQHFWRU DQG JURXQG
 7XUQ WKH LJQLWLRQ 21
'RHV WKH WHPSHUDWXUH JDXJH PRYH WR WKH KLJK HQG
RI WKH VFDOH"

'$(:22 9 %/

6\VWHP 2.




*R WR 6WHS 

*R WR 6WHS 

(  ,167580(17$7,21'5,9(5 ,1)250$7,21

&(

'$(:22 9 %/

,167580(17$7,21'5,9(5 ,1)250$7,21 ( 

&(

'$(:22 9 %/

(  ,167580(17$7,21'5,9(5 ,1)250$7,21

%/$1.

'$(:22 9 %/

,167580(17$7,21'5,9(5 ,1)250$7,21 ( 

,167580(17 &/867(5 ,1',&$725 /$036


,QVWUXPHQW &OXVWHU ,QGLFDWRU /DPSV 'R 1RW 2SHUDWH
6WHS

$FWLRQ

,V IXVH ) RU ) EORZQ"

 &KHFN IRU D VKRUW FLUFXLW DQG UHSDLU LI QHFHVVDU\


 5HSODFH WKH EORZQ IXVH
,V WKH UHSDLU FRPSOHWH"

 7XUQ WKH LJQLWLRQ 21


 &KHFN WKH 9ROWDJH DW IXVH ) DQG )
'RHV WKH EDWWHU\ 9ROWDJH PDWFK WKH 9DOXH
VSHFLILHG"

5HSDLU WKH RSHQ SRZHU VXSSO\ FLUFXLW WR IXVH ) RU


)
,V WKH UHSDLU FRPSOHWH"

 5HPRYH WKH LQVWUXPHQW FOXVWHU


 'LVFRQQHFW WKH LQVWUXPHQW FOXVWHU FRQQHFWRUV &
DQG %
 7XUQ WKH LJQLWLRQ 21
'RHV WKH EDWWHU\ 9ROWDJH PDWFK WKH 9DOXH VSHFLILHG"

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ IXVHV ) DQG )


DQG WKH LQVWUXPHQW FOXVWHU FRQQHFWRUV & DQG %
,V WKH UHSDLU FRPSOHWH"

&KHFN WKH LQVWUXPHQW FOXVWHU ZDUQLQJ ODPS EXOEV


$UH WKH EXOEV 2."

 5HSODFH DQ\ ZDUQLQJ ODPS EXOEV WKDW ZHUH


GHIHFWLYH
 &KHFN WKH FKDUJLQJ V\VWHP WR PDNH VXUH WKH
DOWHUQDWRU LV QRW RYHUFKDUJLQJ
 5HSDLU WKH FKDUJLQJ V\VWHP LI QHFHVVDU\
,V WKH UHSDLU FRPSOHWH"

'$(:22 9 %/

5HSODFH WKH LQVWUXPHQW FOXVWHU


,V WKH UHSDLU FRPSOHWH"

9DOXH V



 9



 9




<HV

1R

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.
*R WR 6WHS 





*R WR 6WHS 



*R WR 6WHS 


*R WR 6WHS 


6\VWHP 2.



6\VWHP 2.



(  ,167580(17$7,21'5,9(5 ,1)250$7,21

&(

'$(:22 9 %/

,167580(17$7,21'5,9(5 ,1)250$7,21 ( 

&+,0( 02'8/(
1R &KLPH :LWK WKH 6HDW %HOW 8QIDVWHQHG DQG WKH .H\ LQ WKH ,JQLWLRQ 6ZLWFK
'LDJQRVWLF $LGV
)RU KHDGODPSV UHPLQGHU FKLPH GLDJQRVLV UHIHU WR
6HFWLRQ % /LJKWLQJ 6\VWHPV

6WHS

7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KH FKLPH PRGXOH LV XQGHU WKH LQVWUXPHQW SDQHO RQ
WKH OHIW VLGH
 7KH ZLUHV DW WKH LJQLWLRQ VZLWFK PD\ EH 5(' DQG
%/. EXW WKH\ FRQQHFW WR 251 DQG /7 *51 DW WKH
WZRSLQ FRQQHFWRU

$FWLRQ

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

&KHFN IXVH ) DQG )


,V IXVH ) RU ) EORZQ"



 &KHFN IRU D VKRUW FLUFXLW DQG UHSDLU LI QHFHVVDU\


 5HSODFH WKH EORZQ IXVH
,V WKH UHSDLU FRPSOHWH"






&KHFN WKH 9ROWDJH DW IXVH )


,V WKH 9ROWDJH HTXDO WR WKH VSHFLILHG 9DOXH"
5HSDLU WKH SRZHU VXSSO\ IRU IXVH )
,V WKH UHSDLU FRPSOHWH"

 7XUQ WKH LJQLWLRQ 21


 &KHFN WKH 9ROWDJH DW IXVH )
,V WKH 9ROWDJH HTXDO WR WKH VSHFLILHG 9DOXH"

5HSDLU WKH SRZHU VXSSO\ IRU IXVH )


,V WKH UHSDLU FRPSOHWH"

 'LVFRQQHFW WKH FKLPH PRGXOH HOHFWULFDO


FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
 &KHFN WKH 9ROWDJH DW WHUPLQDO  RI WKH FKLPH
PRGXOH FRQQHFWRU
,V WKH 9ROWDJH HTXDO WR WKH VSHFLILHG 9DOXH"


6\VWHP 2.

 9

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.



 9

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.



 9

*R WR 6WHS 

*R WR 6WHS 

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ IXVH ) DQG WKH


FKLPH PRGXOH FRQQHFWRU WHUPLQDO 
,V WKH UHSDLU FRPSOHWH"

 'LVFRQQHFW WKH FKLPH PRGXOH HOHFWULFDO


FRQQHFWRU
 ,QVHUW WKH NH\ LQ WKH LJQLWLRQ VZLWFK
 &KHFN WKH 9ROWDJH DW WHUPLQDO  RI WKH FKLPH
PRGXOH FRQQHFWRU
,V WKH 9ROWDJH HTXDO WR WKH VSHFLILHG 9DOXH"

 9

*R WR 6WHS 

*R WR 6WHS 

 7KHUH DUH WZR ZLUHV IURP WKH NH\ UHPLQGHU VZLWFK


ZKLFK OHDG WR DQ LQVWUXPHQW KDUQHVV FRQQHFWRU
ZLWK /7 *51 DQG 251 ZLUHV 'LVFRQQHFW WKDW
WZRSLQ FRQQHFWRU
 &KHFN WKH 9ROWDJH DW WKH 251 ZLUH
,V WKH 9ROWDJH HTXDO WR WKH VSHFLILHG 9DOXH"

 9

*R WR 6WHS 

*R WR 6WHS 





'$(:22 9 %/

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ IXVH ) DQG WKH NH\


UHPLQGHU VZLWFK
,V WKH UHSDLU FRPSOHWH"





6\VWHP 2.

6\VWHP 2.





(  ,167580(17$7,21'5,9(5 ,1)250$7,21


1R &KLPH :LWK WKH 6HDW %HOW 8QIDVWHQHG DQG WKH .H\ LQ WKH ,JQLWLRQ 6ZLWFK &RQWG
6WHS



$FWLRQ
 ,QVHUW D NH\ LQWR WKH LJQLWLRQ VZLWFK
 :LWK WKH WZRSLQ NH\ UHPLQGHU FRQQHFWRU VWLOO
GLVFRQQHFWHG FRQQHFW RQH RKPPHWHU OHDG WR
HDFK ZLUH OHDGLQJ WR WKH NH\ UHPLQGHU VZLWFK
'RHV WKH RKPPHWHU LQGLFDWH WKH VSHFLILHG 9DOXH"



5HSODFH WKH LJQLWLRQ VZLWFK


,V WKH UHSDLU FRPSOHWH"



5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH FRQQHFWRU IRU


WKH NH\ UHPLQGHU VZLWFK DQG WKH FKLPH PRGXOH
FRQQHFWRU WHUPLQDO 
,V WKH UHSDLU FRPSOHWH"



8VH DQ RKPPHWHU WR FKHFN FRQWLQXLW\ EHWZHHQ


JURXQG DQG WHUPLQDO  RI WKH FKLPH PRGXOH
FRQQHFWRU
'RHV WKH RKPPHWHU LQGLFDWH WKH VSHFLILHG 9DOXH"



5HSDLU WKH RSHQ FLUFXLW EHWZHHQ JURXQG DQG WHUPLQDO


 RI WKH FKLPH PRGXOH FRQQHFWRU
,V WKH UHSDLU FRPSOHWH"



 8QIDVWHQ WKH GULYHU VHDW EHOW


 :LWK WKH FKLPH PRGXOH HOHFWULFDO FRQQHFWRU VWLOO
GLVFRQQHFWHG FRQQHFW DQ RKPPHWHU EHWZHHQ
JURXQG DQG WHUPLQDO  RI WKH FKLPH PRGXOH
'RHV WKH RKPPHWHU LQGLFDWH WKH VSHFLILHG 9DOXH"



5HSODFH WKH FKLPH PRGXOH


,V WKH UHSDLU FRPSOHWH"



 'LVFRQQHFW WKH VHDW EHOW VZLWFK XQGHU WKH GULYHU


VHDW
 &RQQHFW RQH RKPPHWHU OHDG WR HDFK ZLUH OHDGLQJ
WR WKH GULYHU VHDW EHOW VZLWFK
'RHV WKH RKPPHWHU LQGLFDWH WKH VSHFLILHG 9DOXH"

9DOXH V

<HV

1R

|:

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.






6\VWHP 2.

|:


*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 


|:

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.



|:

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.





5HSODFH WKH VHDW EHOW VZLWFK


,V WKH UHSDLU FRPSOHWH"





5HSDLU WKH RSHQ FLUFXLW EHWZHHQ JURXQG DQG WHUPLQDO


 RI WKH FKLPH PRGXOH FRQQHFWRU
,V WKH UHSDLU FRPSOHWH"



6\VWHP 2.



'$(:22 9 %/

,167580(17$7,21'5,9(5 ,1)250$7,21 ( 


1R &KLPH :LWK WKH 'RRU 2SHQ DQG WKH .H\ LQ WKH ,JQLWLRQ 6ZLWFK
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KH FKLPH PRGXOH LV XQGHU WKH LQVWUXPHQW SDQHO RQ
WKH OHIW VLGH
6WHS

 7KH ZLUHV DW WKH LJQLWLRQ VZLWFK PD\ EH 5(' DQG


%/. EXW WKH\ FRQQHFW WR 251 DQG /7 *51 DW WKH
WZRSLQ FRQQHFWRU

$FWLRQ

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

&KHFN IXVH ) DQG )


,V IXVH ) RU ) EORZQ"



 &KHFN IRU D VKRUW FLUFXLW DQG UHSDLU LI QHFHVVDU\


 5HSODFH WKH EORZQ IXVH
,V WKH UHSDLU FRPSOHWH"






&KHFN WKH 9ROWDJH DW IXVH )


,V WKH 9ROWDJH HTXDO WR WKH VSHFLILHG 9DOXH"
5HSDLU WKH SRZHU VXSSO\ IRU IXVH )
,V WKH UHSDLU FRPSOHWH"

 7XUQ WKH LJQLWLRQ 21


 &KHFN WKH 9ROWDJH DW IXVH )
,V WKH 9ROWDJH HTXDO WR WKH VSHFLILHG 9DOXH"

5HSDLU WKH SRZHU VXSSO\ IRU IXVH )


,V WKH UHSDLU FRPSOHWH"

 'LVFRQQHFW WKH FKLPH PRGXOH HOHFWULFDO


FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
 &KHFN WKH 9ROWDJH DW WHUPLQDO  RI WKH FKLPH
PRGXOH FRQQHFWRU
,V WKH 9ROWDJH HTXDO WR WKH VSHFLILHG 9DOXH"


6\VWHP 2.

 9

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.



 9

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.



 9

*R WR 6WHS 

*R WR 6WHS 

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ IXVH ) DQG WKH


FKLPH PRGXOH FRQQHFWRU WHUPLQDO 
,V WKH UHSDLU FRPSOHWH"

 'LVFRQQHFW WKH FKLPH PRGXOH HOHFWULFDO


FRQQHFWRU
 ,QVHUW WKH NH\ LQ WKH LJQLWLRQ VZLWFK
 &KHFN WKH 9ROWDJH DW WHUPLQDO  RI WKH FKLPH
PRGXOH FRQQHFWRU
,V WKH 9ROWDJH HTXDO WR WKH VSHFLILHG 9DOXH"

 9

*R WR 6WHS 

*R WR 6WHS 

 7KHUH DUH WZR ZLUHV IURP WKH NH\ UHPLQGHU VZLWFK


ZKLFK OHDG WR DQ LQVWUXPHQW KDUQHVV FRQQHFWRU
ZLWK /7 *51 DQG 251 ZLUHV 'LVFRQQHFW WKDW
WZRSLQ FRQQHFWRU
 &KHFN WKH 9ROWDJH DW WKH 251 ZLUH
,V WKH 9ROWDJH HTXDO WR WKH VSHFLILHG 9DOXH"

 9

*R WR 6WHS 

*R WR 6WHS 





5HSDLU WKH RSHQ FLUFXLW EHWZHHQ IXVH ) DQG WKH NH\


UHPLQGHU VZLWFK
,V WKH UHSDLU FRPSOHWH"



 ,QVHUW D NH\ LQWR WKH LJQLWLRQ VZLWFK


 :LWK WKH WZRSLQ NH\ UHPLQGHU FRQQHFWRU VWLOO
GLVFRQQHFWHG FRQQHFW RQH RKPPHWHU OHDG WR
HDFK ZLUH OHDGLQJ WR WKH NH\ UHPLQGHU VZLWFK
'RHV WKH RKPPHWHU LQGLFDWH WKH VSHFLILHG 9DOXH"



'$(:22 9 %/

5HSODFH WKH LJQLWLRQ VZLWFK


,V WKH UHSDLU FRPSOHWH"





6\VWHP 2.

6\VWHP 2.





|:

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.



(  ,167580(17$7,21'5,9(5 ,1)250$7,21


1R &KLPH :LWK WKH 'RRU 2SHQ DQG WKH .H\ LQ WKH ,JQLWLRQ 6ZLWFK &RQWG
6WHS

$FWLRQ



5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH FRQQHFWRU IRU


WKH NH\ UHPLQGHU VZLWFK DQG WKH FKLPH PRGXOH
FRQQHFWRU WHUPLQDO 
,V WKH UHSDLU FRPSOHWH"



8VH DQ RKPPHWHU WR FKHFN FRQWLQXLW\ EHWZHHQ


JURXQG DQG WHUPLQDO  RI WKH FKLPH PRGXOH
FRQQHFWRU
'RHV WKH RKPPHWHU LQGLFDWH WKH VSHFLILHG 9DOXH"



5HSDLU WKH RSHQ FLUFXLW EHWZHHQ JURXQG DQG WHUPLQDO


 RI WKH FKLPH PRGXOH FRQQHFWRU
,V WKH UHSDLU FRPSOHWH"



 2SHQ WKH GULYHU GRRU


 :LWK WKH FKLPH PRGXOH HOHFWULFDO FRQQHFWRU VWLOO
GLVFRQQHFWHG FRQQHFW DQ RKPPHWHU EHWZHHQ
JURXQG DQG WHUPLQDO  RI WKH FKLPH PRGXOH
'RHV WKH RKPPHWHU LQGLFDWH WKH VSHFLILHG 9DOXH"





5HSODFH WKH FKLPH PRGXOH


,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH RSHQ FLUFXLW EHWZHHQ JURXQG DQG WHUPLQDO
 RI WKH FKLPH PRGXOH FRQQHFWRU 7KH GULYHU GRRU
FRQWDFW VZLWFK VKRXOG EH FORVHG ZKHQ WKH GULYHU
GRRU LV RSHQ
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV



1R


6\VWHP 2.

|:


*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 


|:

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.






6\VWHP 2.

'$(:22 9 %/

,167580(17$7,21'5,9(5 ,1)250$7,21 ( 


1R 2YHUVSHHG &KLPH :KHQ WKH 9HKLFOH ([FHHGV  NPK  PSK
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
6WHS

 7KH FKLPH PRGXOH LV XQGHU WKH LQVWUXPHQW SDQHO RQ


WKH OHIW VLGH

$FWLRQ

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

&KHFN )
,V IXVH ) EORZQ"



 &KHFN IRU D VKRUW FLUFXLW DQG UHSDLU LI QHFHVVDU\


 5HSODFH IXVH )
,V WKH UHSDLU FRPSOHWH"






&KHFN WKH 9ROWDJH DW IXVH )


,V WKH 9ROWDJH HTXDO WR WKH VSHFLILHG 9DOXH"
5HSDLU WKH SRZHU VXSSO\ IRU IXVH )
,V WKH UHSDLU FRPSOHWH"
 'LVFRQQHFW WKH FKLPH PRGXOH HOHFWULFDO
FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
 &KHFN WKH 9ROWDJH DW WHUPLQDO  RI WKH FKLPH
PRGXOH FRQQHFWRU
,V WKH 9ROWDJH HTXDO WR WKH VSHFLILHG 9DOXH"

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ IXVH ) DQG WKH


FKLPH PRGXOH FRQQHFWRU WHUPLQDO 
,V WKH UHSDLU FRPSOHWH"

8VH DQ RKPPHWHU WR FKHFN FRQWLQXLW\ EHWZHHQ


JURXQG DQG WHUPLQDO  RI WKH FKLPH PRGXOH
FRQQHFWRU
'RHV WKH RKPPHWHU LQGLFDWH WKH VSHFLILHG 9DOXH"

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ JURXQG DQG WHUPLQDO


 RI WKH FKLPH PRGXOH FRQQHFWRU
,V WKH UHSDLU FRPSOHWH"

&RQQHFW DQ RKPPHWHU EHWZHHQ WHUPLQDO $ RI WKH


LQVWUXPHQW FOXVWHU FRQQHFWRU DQG WKH FKLPH PRGXOH
FRQQHFWRU WHUPLQDO 
'RHV WKH RKPPHWHU LQGLFDWH WKH VSHFLILHG 9DOXH"

 9

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.



 9

*R WR 6WHS 

*R WR 6WHS 



|:


|:



5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH LQVWUXPHQW


FOXVWHU FRQQHFWRU WHUPLQDO $ DQG WKH FKLPH PRGXOH
FRQQHFWRU WHUPLQDO 
,V WKH UHSDLU FRPSOHWH"



5HSODFH WKH FKLPH PRGXOH


'RHV WKH RYHUVSHHG ZDUQLQJ ZRUN DIWHU WKH FKLPH
PRGXOH KDV EHHQ UHSODFHG"





5HSODFH WKH VSHHGRPHWHU


,V WKH UHSDLU FRPSOHWH"



'$(:22 9 %/


6\VWHP 2.

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 





*R WR 6WHS 


*R WR 6WHS 


6\VWHP 2.

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.



(  ,167580(17$7,21'5,9(5 ,1)250$7,21

0$,17(1$1&( $1' 5(3$,5


219(+,&/( 6(59,&(
&,*$5 /,*+7(5
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH VKLIW OHYHU WULP SDQHO
 5HPRYH WKH VFUHZV DQG WKH DVKWUD\ KRXVLQJ

&%

 'LVFRQQHFW WKH DVKWUD\ KRXVLQJ HOHFWULFDO FRQQHFWRU


 'LVFRQQHFW WKH FLJDU OLJKWHU HOHFWULFDO FRQQHFWRU
 5HPRYH WKH FLJDU OLJKWHU IURP WKH FLJDU OLJKWHU
KRXVLQJ
 5HPRYH WKH FLJDU OLJKWHU KRXVLQJ IURP WKH DVKWUD\
KRXVLQJ

&(

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH FLJDU OLJKWHU KRXVLQJ LQ WKH DVKWUD\ KRXVLQJ
 ,QVWDOO WKH FLJDU OLJKWHU LQ WKH FLJDU OLJKWHU KRXVLQJ
 &RQQHFW WKH FLJDU OLJKWHU HOHFWULFDO FRQQHFWRU

&(

'$(:22 9 %/

,167580(17$7,21'5,9(5 ,1)250$7,21 ( 


 &RQQHFW WKH DVKWUD\ KRXVLQJ HOHFWULFDO FRQQHFWRU
 ,QVWDOO WKH DVKWUD\ KRXVLQJ ZLWK WKH VFUHZV

7LJKWHQ
7LJKWHQ WKH DVKWUD\ KRXVLQJ VFUHZV WR  1:P
 OELQ 
 ,QVWDOO WKH VKLIW OHYHU WULP SDQHO
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&%

$6+75$<

5HPRYDO 3URFHGXUH






'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH


5HPRYH WKH VKLIW OHYHU WULP SDQHO
5HPRYH WKH VFUHZV DQG WKH DVKWUD\ KRXVLQJ
'LVFRQQHFW WKH DVKWUD\ HOHFWULFDO FRQQHFWRU
5HPRYH WKH FLJDU OLJKWHU 5HIHU WR &LJDU /LJKWHU LQ
WKLV VHFWLRQ
 5HPRYH WKH DVKWUD\ ODPS 5HIHU WR 6HFWLRQ %
/LJKWLQJ 6\VWHPV

&%

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH DVKWUD\ ODPS 5HIHU WR 6HFWLRQ % /LJKWLQJ
6\VWHPV
 ,QVWDOO WKH FLJDU OLJKWHU 5HIHU WR &LJDU /LJKWHU LQ WKLV
VHFWLRQ
 &RQQHFW WKH DVKWUD\ HOHFWULFDO FRQQHFWRU
 ,QVWDOO WKH VFUHZV DQG WKH DVKWUD\ KRXVLQJ

7LJKWHQ
7LJKWHQ WKH DVKWUD\ KRXVLQJ VFUHZV WR  1:P
 OELQ 
 ,QVWDOO WKH VKLIW OHYHU WULP SDQHO
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&%

'$(:22 9 %/

(  ,167580(17$7,21'5,9(5 ,1)250$7,21

,167580(17 3$1(/ 9(176


5HPRYDO 3URFHGXUH
 5HPRYH WKH LQVWUXPHQW FOXVWHU WULP SDQHO 5HIHU WR
,QVWUXPHQW &OXVWHU 7ULP 3DQHO LQ WKLV VHFWLRQ
 5HPRYH WKH VFUHZV DQG WKH 9HQWV

&(

,QVWDOODWLRQ
 ,QVWDOO WKH 9HQWV ZLWK WKH VFUHZV

7LJKWHQ
7LJKWHQ WKH 9HQW VFUHZV WR  1:P  OELQ 
 ,QVWDOO WKH LQVWUXPHQW FOXVWHU WULP SDQHO 5HIHU WR
,QVWUXPHQW &OXVWHU 7ULP 3DQHO LQ WKLV VHFWLRQ

&(

*/29( %2;

/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG


'5LYH 6LPLODU
5HPRYDO 3URFHGXUH
 5HPRYH WKH IRRWZHOO XSSHU FRYHU
 5HPRYH WKH VFUHZV DW WKH EDVH RI WKH JORYH ER[
 2SHQ DQG UHPRYH WKH JORYH ER[

&(

'$(:22 9 %/

,167580(17$7,21'5,9(5 ,1)250$7,21 ( 


,QVWDOODWLRQ 3URFHGXUH
 3RVLWLRQ WKH JORYH ER[ LQ WKH LQVWUXPHQW SDQHO
 ,QVWDOO WKH JORYH ER[ ZLWK WKH VFUHZV

7LJKWHQ
7LJKWHQ WKH JORYH ER[ VFUHZV WR  1:P  OELQ 
 ,QVWDOO WKH IRRWZHOO XSSHU FRYHU

&(

',*,7$/ &/2&.

5HPRYDO 3URFHGXUH
 5HPRYH WKH LQVWUXPHQW FOXVWHU WULP SDQHO 5HIHU WR
,QVWUXPHQW &OXVWHU 7ULP 3DQHO LQ WKLV VHFWLRQ
 5HPRYH WKH VFUHZV DQG WKH GLJLWDO FORFN

&(

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH GLJLWDO FORFN ZLWK WKH VFUHZV

7LJKWHQ
7LJKWHQ WKH GLJLWDO FORFN VFUHZV WR  1:P  OELQ 
 ,QVWDOO WKH LQVWUXPHQW FOXVWHU WULP SDQHO 5HIHU WR
,QVWUXPHQW &OXVWHU 7ULP 3DQHO LQ WKLV VHFWLRQ

&(

'$(:22 9 %/

(  ,167580(17$7,21'5,9(5 ,1)250$7,21

,167580(17 &/867(5
5HPRYDO 3URFHGXUH

 5HPRYH WKH LQVWUXPHQW FOXVWHU WULP SDQHO 5HIHU WR


,QVWUXPHQW &OXVWHU 7ULP 3DQHO LQ WKLV VHFWLRQ
 5HPRYH WKH VFUHZV DQG WKH LQVWUXPHQW FOXVWHU

&(

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH LQVWUXPHQW FOXVWHU ZLWK WKH VFUHZV

7LJKWHQ
7LJKWHQ WKH LQVWUXPHQW FOXVWHU VFUHZV WR  1:P
 OELQ 
 ,QVWDOO WKH LQVWUXPHQW FOXVWHU WULP SDQHO 5HIHU WR
,QVWUXPHQW &OXVWHU 7ULP 3DQHO LQ WKLV VHFWLRQ

&(

,167580(17 &/867(5
',00(5+($'/$03 /(9(/,1*
6:,7&+

/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG


'ULYH 6LPLODU
5HPRYDO 3URFHGXUH
 5HPRYH WKH LQVWUXPHQW FOXVWHU GLPPHUKHDGODPS
OHYHOLQJ VZLWFK DVVHPEO\
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRUV

&(

'$(:22 9 %/

,167580(17$7,21'5,9(5 ,1)250$7,21 ( 


,QVWDOODWLRQ 3URFHGXUH
 5HSODFH WKH DSSURSULDWH VZLWFK
 &RQQHFW WKH HOHFWULFDO FRQQHFWRUV
 ,QVWDOO WKH LQVWUXPHQW FOXVWHU GLPPHUKHDGODPS
OHYHOLQJ VZLWFK DVVHPEO\

&(

63(('20(7(52'20(7(575,3
2'20(7(5
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH LQVWUXPHQW FOXVWHU 5HIHU WR ,QVWUXPHQW
&OXVWHU LQ WKLV VHFWLRQ
 5HPRYH WKH FOXVWHU LOOXPLQDWLRQ FRQQHFWRU VFUHZV

&(

 3UHVV WKH FOLSV GRZQ DQG UHPRYH WKH LQVWUXPHQW


FOXVWHU OHQV
 5HPRYH WKH VFUHZV DQG WKH VSHHGRPHWHURGRPHWHU
IURP WKH LQVWUXPHQW FOXVWHU

&(

'$(:22 9 %/

(  ,167580(17$7,21'5,9(5 ,1)250$7,21


,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH VSHHGRPHWHURGRPHWHU ZLWK WKH VFUHZV

7LJKWHQ
7LJKWHQ WKH VSHHGRPHWHURGRPHWHU VFUHZV WR  1:P
 OELQ 

&(

 ,QVWDOO WKH LQVWUXPHQW FOXVWHU OHQV


 ,QVWDOO WKH FOXVWHU LOOXPLQDWLRQ FRQQHFWRU VFUHZV

7LJKWHQ
7LJKWHQ WKH FOXVWHU LOOXPLQDWLRQ FRQQHFWRU VFUHZV WR
 1:P  OELQ 
 ,QVWDOO WKH LQVWUXPHQW FOXVWHU 5HIHU WR ,QVWUXPHQW
&OXVWHU LQ WKLV VHFWLRQ
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&(

7$&+20(7(5

5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH LQVWUXPHQW FOXVWHU 5HIHU WR ,QVWUXPHQW
&OXVWHU LQ WKLV VHFWLRQ
 5HPRYH WKH FOXVWHU LOOXPLQDWLRQ FRQQHFWRU VFUHZV

&(

'$(:22 9 %/

,167580(17$7,21'5,9(5 ,1)250$7,21 ( 


 3UHVV WKH FOLSV GRZQ DQG UHPRYH WKH LQVWUXPHQW
FOXVWHU OHQV
 5HPRYH WKH VFUHZV DQG WKH WDFKRPHWHU IURP WKH
LQVWUXPHQW FOXVWHU

&(

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH WDFKRPHWHU WR WKH LQVWUXPHQW FOXVWHU ZLWK
WKH VFUHZV

7LJKWHQ
7LJKWHQ WKH WDFKRPHWHU VFUHZV WR  1:P  OELQ 

&(

 ,QVWDOO WKH LQVWUXPHQW FOXVWHU OHQV ZLWK WKH VFUHZV


 ,QVWDOO WKH FOXVWHU LOOXPLQDWLRQ FRQQHFWRU VFUHZV

7LJKWHQ
7LJKWHQ WKH FOXVWHU LOOXPLQDWLRQ FRQQHFWRU VFUHZV WR 
1:P  OELQ 
 ,QVWDOO WKH LQVWUXPHQW FOXVWHU 5HIHU WR ,QVWUXPHQW
&OXVWHU LQ WKLV VHFWLRQ
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&(

'$(:22 9 %/

(  ,167580(17$7,21'5,9(5 ,1)250$7,21

)8(/ *$8*(
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH LQVWUXPHQW FOXVWHU 5HIHU WR ,QVWUXPHQW
&OXVWHU LQ WKLV VHFWLRQ
 5HPRYH WKH FOXVWHU LOOXPLQDWLRQ FRQQHFWRU VFUHZV
 3UHVV WKH FOLSV GRZQ DQG UHPRYH WKH LQVWUXPHQW
FOXVWHU OHQV

&(

 5HPRYH WKH IXHO JDXJH VFUHZV DQG WKH IXHO JDXJH


IURP WKH FOXVWHU DVVHPEO\

&(

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH IXHO JDXJH WR WKH FOXVWHU DVVHPEO\ ZLWK WKH
VFUHZV

7LJKWHQ
7LJKWHQ WKH IXHO JDXJH VFUHZV WR  1:P  OELQ 

&(

'$(:22 9 %/

,167580(17$7,21'5,9(5 ,1)250$7,21 ( 


 ,QVWDOO WKH LQVWUXPHQW FOXVWHU OHQV ZLWK WKH LQVWUXPHQW
FOXVWHU OHQV VFUHZV
 ,QVWDOO WKH FOXVWHU LOOXPLQDWLRQ FRQQHFWRU VFUHZV

7LJKWHQ
7LJKWHQ WKH FOXVWHU LOOXPLQDWLRQ FRQQHFWRU VFUHZV WR
 1:P  OELQ 
 ,QVWDOO WKH LQVWUXPHQW FOXVWHU 5HIHU WR ,QVWUXPHQW
&OXVWHU LQ WKLV VHFWLRQ
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&(

7(03(5$785( *$8*(
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH LQVWUXPHQW FOXVWHU 5HIHU WR ,QVWUXPHQW
&OXVWHU LQ WKLV VHFWLRQ
 5HPRYH WKH FOXVWHU LOOXPLQDWLRQ FRQQHFWRU VFUHZV
 3UHVV WKH FOLSV GRZQ DQG UHPRYH WKH LQVWUXPHQW
FOXVWHU OHQV

&(

 5HPRYH WKH VFUHZV DQG WKH WHPSHUDWXUH JDXJH IURP


WKH FOXVWHU DVVHPEO\

&(

'$(:22 9 %/

(  ,167580(17$7,21'5,9(5 ,1)250$7,21


,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH WHPSHUDWXUH JDXJH WR WKH FOXVWHU DVVHPEO\
ZLWK WKH VFUHZV

7LJKWHQ
7LJKWHQ WKH WHPSHUDWXUH JDXJH VFUHZV WR  1:P
 OELQ 

&(

 ,QVWDOO WKH LQVWUXPHQW FOXVWHU OHQV


 ,QVWDOO WKH FOXVWHU LOOXPLQDWLRQ FRQQHFWRU VFUHZV

7LJKWHQ
7LJKWHQ WKH FOXVWHU LOOXPLQDWLRQ FRQQHFWRU VFUHZV WR
 1:P  OELQ 
 ,QVWDOO WKH LQVWUXPHQW FOXVWHU 5HIHU WR ,QVWUXPHQW
&OXVWHU LQ WKLV VHFWLRQ
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&(

,167580(17 &/867(5 ,1',&$725


/$036
5HPRYDO 3URFHGXUH

 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH


 5HPRYH WKH LQVWUXPHQW FOXVWHU 5HIHU WR ,QVWUXPHQW
&OXVWHU LQ WKLV VHFWLRQ
 5HPRYH WKH GHIHFWLYH EXOE IURP WKH UHDU RI WKH
FOXVWHU

&(

'$(:22 9 %/

,167580(17$7,21'5,9(5 ,1)250$7,21 ( 


,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH QHZ EXOE
 ,QVWDOO WKH LQVWUXPHQW FOXVWHU 5HIHU WR ,QVWUXPHQW
&OXVWHU LQ WKLV VHFWLRQ
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&(

&+,0( 02'8/(

/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG


'ULYH 6LPLODU
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH KRRG UHOHDVH KDQGOH VFUHZ DQG WKH NQHH
EROVWHU WULP SDQHO
 5HPRYH WKH VFUHZ DQG WKH LQVWUXPHQW SDQHO VLGH WULP
FRYHU

&(

 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU


 5HPRYH WKH VFUHZV DQG WKH FKLPH PRGXOH

&(

'$(:22 9 %/

(  ,167580(17$7,21'5,9(5 ,1)250$7,21


,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH FKLPH PRGXOH ZLWK WKH VFUHZV

7LJKWHQ
7LJKWHQ WKH FKLPH PRGXOH VFUHZV WR  1:P  OELQ 

&(

 &RQQHFW WKH HOHFWULFDO FRQQHFWRU


 ,QVWDOO WKH LQVWUXPHQW SDQHO VLGH WULP FRYHU ZLWK WKH
VFUHZ

7LJKWHQ
7LJKWHQ WKH LQVWUXPHQW SDQHO VLGH WULP FRYHU VFUHZ WR
 1:P  OELQ 
 ,QVWDOO WKH NQHH EROVWHU WULP SDQHO ZLWK WKH KRRG
UHOHDVH KDQGOH VFUHZ

7LJKWHQ
7LJKWHQ WKH KRRG UHOHDVH KDQGOH VFUHZ WR  1:P 
OELQ 
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&(

,167580(17 &/867(5 75,0 3$1(/


/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG
'ULYH 6LPLODU
5HPRYDO 3URFHGXUH

 5HPRYH WKH DXGLR V\VWHP WULP SODWH


 5HPRYH WKH VFUHZV DQG WKH LQVWUXPHQW FOXVWHU WULP
SDQHO
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRUV

&(

'$(:22 9 %/

,167580(17$7,21'5,9(5 ,1)250$7,21 ( 


,QVWDOODWLRQ 3URFHGXUH
 &RQQHFW WKH HOHFWULFDO FRQQHFWRUV
 ,QVWDOO WKH LQVWUXPHQW FOXVWHU WULP SDQHO ZLWK WKH
VFUHZV

7LJKWHQ
7LJKWHQ WKH LQVWUXPHQW FOXVWHU WULP SDQHO VFUHZV WR
 1:P  OELQ 
 ,QVWDOO WKH DXGLR V\VWHP WULP SODWH

&(

,167580(17 3$1(/

/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG


'ULYH 6LPLODU
5HPRYDO 3URFHGXUH

&(

'$(:22 9 %/

 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH


 5HPRYH WKH IORRU FRQVROH 5HIHU WR 6HFWLRQ *
,QWHULRU 7ULP
 5HPRYH WKH VXQ VHQVRU DQG WKH DXWRPDWLF
WHPSHUDWXUH FRQWUROV DVVHPEO\ 5HIHU WR 6HFWLRQ
' $XWRPDWLF 7HPSHUDWXUH &RQWURO +HDWLQJ
9HQWLODWLRQ DQG $LU &RQGLWLRQLQJ 6\VWHP
 5HPRYH WKH WZHHWHU VSHDNHUV DQG WKH VWHUHR
FDVVHWWH $0)0 UDGLR 5HIHU WR 6HFWLRQ ) $XGLR
6\VWHPV
 5HPRYH WKH VFUHZV DQG WKH LQVWUXPHQW SDQHO
VWRUDJH FRPSDUWPHQW
 5HPRYH WKH LQVWUXPHQW FOXVWHU GLPPHUKHDGODPS
OHYHOLQJ VZLWFK DVVHPEO\ 5HIHU WR ,QVWUXPHQW
&OXVWHU 'LPPHU+HDGODPS /HYHOLQJ 6ZLWFK LQ WKLV
VHFWLRQ
 5HPRYH WKH LQVWUXPHQW FOXVWHU 5HIHU WR ,QVWUXPHQW
&OXVWHU LQ WKLV VHFWLRQ
 5HPRYH WKH FKLPH PRGXOH 5HIHU WR &KLPH
0RGXOH LQ WKLV VHFWLRQ
 5HPRYH WKH NLFN SDQHOV 5HIHU WR 6HFWLRQ *
,QWHULRU 7ULP
 5HPRYH WKH JORYH ER[ 5HIHU WR *ORYH %R[ LQ WKLV
VHFWLRQ
 5HPRYH WKH VFUHZV DQG WKH JORYH ER[ KRXVLQJ
 'LVFRQQHFW WKH JORYH ER[ KRXVLQJ HOHFWULFDO
FRQQHFWRUV
 5HPRYH WKH VFUHZV DQG WKH SDVVHQJHU VLGH NQHH
EROVWHU WULP SDQHO
 5HPRYH WKH VFUHZV DQG WKH LQVWUXPHQW SDQHO VLGH
WULP FRYHU

(  ,167580(17$7,21'5,9(5 ,1)250$7,21


 5HPRYH WKH QXWV DQG WKH EROWV VHFXULQJ WKH VWHHULQJ
FROXPQ

&(

 'LVFRQQHFW WKH VWHHULQJ FROXPQ HOHFWULFDO


FRQQHFWRUV
 /RZHU WKH VWHHULQJ FROXPQ
 5HPRYH WKH VFUHZ EHKLQG WKH VWHUHR FDVVHWWH
$0)0 UDGLR

&(

 5HPRYH WKH VFUHZ VHFXULQJ WKH LQVWUXPHQW SDQHO WR


WKH KHDWHU DLU GLVWULEXWRU FDVH

&(

'$(:22 9 %/

,167580(17$7,21'5,9(5 ,1)250$7,21 ( 


 5HPRYH WKH EROWV DQG WKH JORYH ER[ EUDFH
 5HPRYH WKH LQVWUXPHQW SDQHO VFUHZ EHKLQG WKH
JORYH ER[ EUDFH

&(

 5HPRYH WKH LQVWUXPHQW SDQHO EROWV EHORZ WKH


ZLQGVKLHOG

&(

 5HPRYH WKH EROWV VHFXULQJ WKH ERWWRP RI WKH


LQVWUXPHQW SDQHO WR WKH IORRU

&(

'$(:22 9 %/

(  ,167580(17$7,21'5,9(5 ,1)250$7,21


 5HPRYH WKH EROWV VHFXULQJ WKH VLGHV RI WKH
LQVWUXPHQW SDQHO WR WKH ERG\
 'LVFRQQHFW WKH LQVWUXPHQW SDQHO HOHFWULFDO
FRQQHFWRUV
 5HPRYH WKH LQVWUXPHQW SDQHO

&(

,QVWDOODWLRQ 3URFHGXUH
 3RVLWLRQ WKH LQVWUXPHQW SDQHO LQ WKH 9HKLFOH
 &RQQHFW WKH LQVWUXPHQW SDQHO HOHFWULFDO FRQQHFWRUV
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH EROWV VHFXULQJ WKH VLGHV RI WKH LQVWUXPHQW
SDQHO WR WKH ERG\

7LJKWHQ
7LJKWHQ WKH LQVWUXPHQW SDQHOWRERG\ EROWV WR  1:P
 OEIW 

&(

 ,QVWDOO WKH EROWV VHFXULQJ WKH ERWWRP RI WKH LQVWUXPHQW


SDQHO WR WKH IORRU

7LJKWHQ
7LJKWHQ WKH LQVWUXPHQW SDQHOWRIORRU EROWV WR  1:P
 OEIW 

&(

'$(:22 9 %/

,167580(17$7,21'5,9(5 ,1)250$7,21 ( 


 ,QVWDOO WKH LQVWUXPHQW
ZLQGVKLHOG

SDQHO EROWV

EHORZ WKH

7LJKWHQ
7LJKWHQ WKH LQVWUXPHQW SDQHO EROWV EHORZ WKH
ZLQGVKLHOG WR  1:P  OEIW 

&(

 ,QVWDOO WKH LQVWUXPHQW SDQHO VFUHZ EHKLQG WKH JORYH


ER[ EUDFH

7LJKWHQ
7LJKWHQ WKH LQVWUXPHQW SDQHO VFUHZ EHKLQG WKH JORYH
ER[ EUDFH WR  1:P  OELQ 
 ,QVWDOO WKH JORYH ER[ EUDFH ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH JORYH ER[ EUDFH EROWV WR  1:P
 OELQ 

&(

 ,QVWDOO WKH VFUHZ VHFXULQJ WKH LQVWUXPHQW SDQHO WR WKH


KHDWHU DLU GLVWULEXWRU FDVH

7LJKWHQ
7LJKWHQ WKH LQVWUXPHQW SDQHOWRKHDWHU DLU GLVWULEXWRU
FDVH VFUHZ WR  1:P  OELQ 

&(

'$(:22 9 %/

(  ,167580(17$7,21'5,9(5 ,1)250$7,21


 ,QVWDOO WKH VFUHZ EHKLQG WKH VWHUHR FDVVHWWH $0)0
UDGLR

7LJKWHQ
7LJKWHQ WKH LQVWUXPHQW SDQHO VFUHZ EHKLQG WKH VWHUHR
FDVVHWWH $0)0 UDGLR WR  1:P  OELQ 

&(

 5DLVH WKH VWHHULQJ FROXPQ


 &RQQHFW WKH VWHHULQJ FROXPQ HOHFWULFDO FRQQHFWRUV
 ,QVWDOO WKH QXWV DQG WKH EROWV VHFXULQJ WKH VWHHULQJ
FROXPQ

7LJKWHQ
7LJKWHQ WKH VWHHULQJ FROXPQ QXWV WR  1:P  OEIW 
7LJKWHQ WKH VWHHULQJ FROXPQ EROWV WR  1:P  OEIW 

&(

'$(:22 9 %/

,167580(17$7,21'5,9(5 ,1)250$7,21 ( 


 ,QVWDOO WKH LQVWUXPHQW SDQHO VLGH WULP FRYHU ZLWK WKH
VFUHZV

7LJKWHQ
7LJKWHQ WKH LQVWUXPHQW SDQHO VLGH WULP FRYHU VFUHZV
WR  1:P  OELQ 
 ,QVWDOO WKH SDVVHQJHU VLGH NQHH EROVWHU WULP SDQHO
ZLWK WKH VFUHZV

7LJKWHQ
7LJKWHQ WKH SDVVHQJHU VLGH NQHH EROVWHU WULP SDQHO
VFUHZV WR  1:P  OELQ 
 &RQQHFW WKH JORYH ER[ KRXVLQJ HOHFWULFDO
FRQQHFWRUV
 ,QVWDOO WKH JORYH ER[ KRXVLQJ ZLWK WKH VFUHZV

7LJKWHQ
&(

7LJKWHQ WKH JORYH ER[ KRXVLQJ VFUHZV WR  1:P


 OELQ 
 ,QVWDOO WKH JORYH ER[ 5HIHU WR *ORYH %R[ LQ WKLV
VHFWLRQ
 ,QVWDOO WKH NLFN SDQHOV 5HIHU WR 6HFWLRQ * ,QWHULRU
7ULP
 ,QVWDOO WKH FKLPH PRGXOH 5HIHU WR &KLPH 0RGXOH
LQ WKLV VHFWLRQ
 ,QVWDOO WKH LQVWUXPHQW FOXVWHU 5HIHU WR ,QVWUXPHQW
&OXVWHU LQ WKLV VHFWLRQ
 ,QVWDOO WKH LQVWUXPHQW FOXVWHU GLPPHUKHDGODPS
OHYHOLQJ VZLWFK DVVHPEO\ 5HIHU WR ,QVWUXPHQW
&OXVWHU 'LPPHU+HDGODPS /HYHOLQJ 6ZLWFK LQ WKLV
VHFWLRQ
 ,QVWDOO WKH LQVWUXPHQW SDQHO VWRUDJH FRPSDUWPHQW
ZLWK WKH VFUHZV

7LJKWHQ
7LJKWHQ WKH LQVWUXPHQW SDQHO VWRUDJH FRPSDUWPHQW
VFUHZV WR  1:P  OELQ 
 ,QVWDOO WKH WZHHWHU VSHDNHUV DQG WKH VWHUHR FDVVHWWH
$0)0 UDGLR 5HIHU WR 6HFWLRQ ) $XGLR 6\VWHPV
 ,QVWDOO WKH VXQ VHQVRU DQG WKH DXWRPDWLF
WHPSHUDWXUH FRQWUROV DVVHPEO\ 5HIHU WR 6HFWLRQ
' $XWRPDWLF 7HPSHUDWXUH &RQWURO +HDWLQJ
9HQWLODWLRQ DQG $LU &RQGLWLRQLQJ 6\VWHP
 ,QVWDOO WKH IORRU FRQVROH 5HIHU WR 6HFWLRQ *
,QWHULRU 7ULP
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

'$(:22 9 %/

(  ,167580(17$7,21'5,9(5 ,1)250$7,21

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
&,*$5 /,*+7(5
7KH FLJDU OLJKWHU LV ORFDWHG LQ WKH IURQW SRUWLRQ RI WKH IORRU
FRQVROH 7R XVH WKH OLJKWHU SXVK LW LQ FRPSOHWHO\ :KHQ
WKH OLJKWHU LV KRW LW ZLOO UHOHDVH LWVHOI IURP FRQWDFW ZLWK WKH
KHDWLQJ HOHPHQW 7KH OLJKWHU DQG WKH KHDWLQJ HOHPHQW
FDQ EH GDPDJHG LI WKH OLJKWHU LV QRW DOORZHG WR IXOO\
UHOHDVH LWVHOI IURP WKH KHDWLQJ HOHPHQW

$6+75$<
7KH DVKWUD\ LV ORFDWHG LQ WKH FRQVROH 7R DFFHVV WKH
DVKWUD\ SXOO LW RXW RI WKH DVKWUD\ KRXVLQJ 7KH DVKWUD\
ODPS ZLOO JR RQ ZKHQ WKH SDUNLQJ ODPSV RU KHDGODPSV
DUH WXUQHG RQ

,167580(17 3$1(/ 9(176


7KH FHQWHU DQG WKH VLGH 9HQWV LQ WKH LQVWUXPHQW SDQHO
FDQ EH DGMXVWHG XS DQG GRZQ DQG IURP VLGH WR VLGH 7KH
VLGH 9HQWV FDQ DOVR EH DLPHG WRZDUG WKH VLGH ZLQGRZV
LQ RUGHU WR GHIRJ WKHP

*/29( %2;
7KH JORYH ER[ FDQ EH RSHQHG E\ SXOOLQJ XS RQ WKH ODWFK
KDQGOH 7KH JORYH ER[ PXVW EH UHPRYHG LQ RUGHU WR JDLQ
DFFHVV WR WKH SDVVHQJHUVLGH DLU EDJ PRGXOH LI
HTXLSSHG 

',*,7$/ &/2&.
7KH GLJLWDO FORFN LV ORFDWHG RQ WKH LQVWUXPHQW SDQHO
DERYH WKH UDGLR 7KH FORFN LV FDSDEOH RI DQ RXWVLGH
WHPSHUDWXUH GLVSOD\ DQG D KRXU RU D KRXU GLVSOD\

,167580(17 &/867(5
7KH LQVWUXPHQW FOXVWHU LV ORFDWHG DERYH WKH VWHHULQJ
FROXPQ DQG LQ WKH LQVWUXPHQW FOXVWHU WULP SDQHO 7KH
LQVWUXPHQW FOXVWHU FRQWDLQV WKH LQVWUXPHQWV WKDW SURYLGH
WKH GULYHU ZLWK 9HKLFOH SHUIRUPDQFH LQIRUPDWLRQ 7KH
LQVWUXPHQW FOXVWHU FRQWDLQV D VSHHGRPHWHU D
WDFKRPHWHU DQ RGRPHWHU D WULS RGRPHWHU D
WHPSHUDWXUH JDXJH D IXHO JDXJH DQG VHYHUDO LQGLFDWRU
ODPSV )RU UHSODFHPHQW RI WKH LQGLFDWRU ODPS EXOEV
FRQWDLQHG LQ WKH LQVWUXPHQW FOXVWHU UHIHU WR ,QVWUXPHQW
&OXVWHU ,QGLFDWRU /DPSV 6SHFLILFDWLRQV LQ WKLV VHFWLRQ

63(('20(7(5
7KH VSHHGRPHWHU PHDVXUHV WKH VSHHG RI WKH 9HKLFOH LQ
NPK RU PSK ZLWK NPK  ,W FRQVLVWV RI DQ LQVWUXPHQW
FOXVWHU JDXJH FRQQHFWHG WR WKH 9HKLFOH VSHHG VHQVRU RQ
WKH WUDQVD[OH RXWSXW VKDIW

75,3 2'20(7(5
7KH WULS RGRPHWHU PHDVXUHV WKH GLVWDQFH WKH 9HKLFOH
KDV WUDYHOHG VLQFH LW ZDV ODVW UHVHW ,W FRQVLVWV RI DQ

LQVWUXPHQW FOXVWHU JDXJH FRQQHFWHG WR WKH VHQGLQJ XQLW


RQ WKH WUDQVD[OH RXWSXW VKDIW 7KH WULS RGRPHWHU FDQ EH
UHVHW WR ]HUR DW DQ\ WLPH VR WKDW WKH GULYHU FDQ UHFRUG WKH
GLVWDQFH WUDYHOHG IURP DQ\ VWDUWLQJ SRLQW

)8(/ *$8*(
7KH IXHO JDXJH FRQVLVWV RI DQ LQVWUXPHQW FOXVWHU JDXJH
FRQQHFWHG WR D VHQGLQJ XQLW LQ WKH IXHO WDQN
7KH IXHO JDXJH LQGLFDWHV WKH TXDQWLW\ RI IXHO LQ WKH WDQN
RQO\ ZKHQ WKH LJQLWLRQ VZLWFK LV WXUQHG WR 21 RU $&&
:KHQ WKH LJQLWLRQ LV WXUQHG WR /2&. RU 67$57 WKH
SRLQWHU PD\ FRPH WR UHVW DW DQ\ SRVLWLRQ

7(03(5$785( *$8*(
7KH WHPSHUDWXUH JDXJH FRQVLVWV RI DQ LQVWUXPHQW
FOXVWHU JDXJH FRQQHFWHG WR D WHPSHUDWXUH VHQVRU WKDW LV
LQ FRQWDFW ZLWK WKH FLUFXODWLQJ HQJLQH FRRODQW
7KH WHPSHUDWXUH JDXJH LQGLFDWHV WKH WHPSHUDWXUH RI WKH
FRRODQW 3URORQJHG GULYLQJ RU LGOLQJ LQ 9HU\ KRW ZHDWKHU
PD\ FDXVH WKH SRLQWHU WR PRYH EH\RQG WKH FHQWHU RI WKH
JDXJH 7KH HQJLQH LV RYHUKHDWLQJ LI WKH SRLQWHU PRYHV
LQWR WKH UHG ]RQH DW WKH XSSHU OLPLW RI WKH JDXJH

,167580(17 &/867(5 ,1',&$725


/$036
7KH LQVWUXPHQW FOXVWHU FRQWDLQV LQGLFDWRU ODPSV WKDW
LQGLFDWH WKH IXQFWLRQLQJ RI FHUWDLQ V\VWHPV RU WKH
H[LVWHQFH RI SRWHQWLDO SUREOHPV ZLWK WKH RSHUDWLRQ RI WKH
9HKLFOH 7KH LQGLFDWRU ODPSV DUH UHSODFHDEOH )RU
UHSODFHPHQW RI WKH LQGLFDWRU ODPSV FRQWDLQHG LQ WKH
LQVWUXPHQW FOXVWHU UHIHU WR ,QVWUXPHQW &OXVWHU ,QGLFDWRU
/DPSV 6SHFLILFDWLRQV LQ WKLV VHFWLRQ

7$&+20(7(5
7KH WDFKRPHWHU PHDVXUHV WKH HQJLQHV VSHHG LQ WHUPV
RI WKRXVDQGV RI UHYROXWLRQV SHU PLQXWH ,W FRQVLVWV RI DQ
LQVWUXPHQW FOXVWHU JDXJH FRQQHFWHG WR D VHQGLQJ XQLW LQ
WKH HQJLQH FRQWURO PRGXOH
'R QRW RSHUDWH WKH HQJLQH LQ WKH UHG ]RQH RWKHUZLVH
HQJLQH GDPDJH PD\ RFFXU

&+,0( 02'8/(
7KH FKLPH PRGXOH ZLOO VRXQG LQ RUGHU WR EULQJ DWWHQWLRQ
WR RQH RU PRUH RI VHYHUDO FRQGLWLRQV 7KH IROORZLQJ
FRQGLWLRQV ZLOO FDXVH WKH FKLPH WR VRXQG
- 7KH OLJKWV DUH RQ DQG WKH LJQLWLRQ VZLWFK LV QRW LQ $&&
21 RU 67$57
- 7KH LJQLWLRQ NH\ LV LQ WKH LJQLWLRQ VZLWFK ZKHQ WKH
GULYHUV GRRU LV RSHQ
- 7KH VHDW EHOW LV XQEXFNOHG ZKHQ WKH LJQLWLRQ VZLWFK LV
LQ $&& 21 RU 67$57
- 7KH 9HKLFOH VSHHG H[FHHGV  NPK  PSK 
9ROWDJH LV VXSSOLHG DW DOO WLPHV WKURXJK WKH IXVH EORFN WR
SRZHU WKH FKLPH PRGXOH

'$(:22 9 %/

6(&7,21 )

$8',2 6<67(06
&$87,21 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH EHIRUH UHPRYLQJ RU LQVWDOOLQJ DQ\ HOHFWULFDO XQLW RU ZKHQ D
WRRO RU HTXLSPHQW FRXOG HDVLO\ FRPH LQ FRQWDFW ZLWK H[SRVHG HOHFWULFDO WHUPLQDOV 'LVFRQQHFWLQJ WKLV FDEOH
ZLOO KHOS SUHYHQW SHUVRQDO LQMXU\ DQG GDPDJH WR WKH YHKLFOH 7KH LJQLWLRQ PXVW DOVR EH LQ /2&. XQOHVV
RWKHUZLVH QRWHG

7$%/( 2) &217(176
6SHFLILFDWLRQV                             
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV           
6FKHPDWLF DQG 5RXWLQJ 'LDJUDPV           
$XGLR 6\VWHP &LUFXLW                       

)
)
)
)

'LDJQRVLV                                 
6WHUHR &DVVHWWH $0)0 5DGLR              
6SHDNHUV                                 
$QWHQQD                                  

)
)
)
)

0DLQWHQDQFH DQG 5HSDLU                    


2Q9HKLFOH 6HUYLFH                          
6WHUHR &DVVHWWH $0)0 5DGLR              
&' &KDQJHU                              
)URQW 'RRU 6SHDNHUV                       
7ZHHWHU 6SHDNHUV                         

)
)
)
)
)
)

5HDU 6SHDNHUV                             )


3RZHU $QWHQQD 0DVW                       )
3RZHU $QWHQQD 0RWRU0DQXDO $QWHQQD       )
*HQHUDO 'HVFULSWLRQ DQG 6\VWHP
2SHUDWLRQ                                )
6WHUHR &DVVHWWH $0)0 5DGLR              )
$XGLR 6HFXULW\ 6\VWHP                     )
)URQW DQG 5HDU 6SHDNHUV                   )
7ZHHWHU 6SHDNHUV                         )
0DQXDO $QWHQQD                           )
3RZHU $QWHQQD                           )
7DSH 3OD\HU DQG &DVVHWWH &DUH             )
&RPSDFW 'LVF &DUH                        )

63(&,),&$7,216
)$67(1(5 7,*+7(1,1* 63(&,),&$7,216
$SSOLFDWLRQ

1:P

/E)W

/E,Q







$QWHQQD 0RWRU 1XWV





$XGLR 6\VWHP 6FUHZV





)URQW 'RRU 6SHDNHU 6FUHZV





5HDU 6SHDNHU 6FUHZV





$QWHQQD &DS 1XW

'$(:22 9 %/

)   $8',2 6<67(06

$8',2 6<67(0 &,5&8,7

6&+(0$7,& $1' 5287,1* ',$*5$06

&)

'$(:22 9 %/

$8',2 6<67(06 )  

',$*126,6
67(5(2 &$66(77( $0)0 5$',2
$0)0 &DVVHWWH 5DGLR ,QRSHUDWLYH
6WHS

$FWLRQ

9DOXH

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

&KHFN IXVHV () ) DQG )


$UH IXVHV () ) DQG ) EORZQ"



 &KHFN IRU D VKRUW FLUFXLW DQG UHSDLU LI QHFHVVDU\


 5HSODFH WKH EORZQ IXVHV
,V WKH UHSDLU FRPSOHWH"



 8VH D YROWPHWHU WR WHVW IRU EDWWHU\ YROWDJH DW IXVHV


() DQG )
 7XUQ WKH LJQLWLRQ 21 DQG WHVW IRU EDWWHU\ YROWDJH DW
IXVH )
'RHV WKH YROWDJH PDWFK WKH VSHFLILHG YDOXH DW IXVHV
() ) DQG )"

5HSDLU WKH SRZHU VXSSO\ FLUFXLW WR WKH IXVHV


,V WKH UHSDLU FRPSOHWH"

 5HPRYH WKH FDVVHWWH UDGLR


 7XUQ WKH LJQLWLRQ 21
 8VH D YROWPHWHU WR WHVW IRU EDWWHU\ YROWDJH DW WKH
DXGLR V\VWHP FRQQHFWRU WHUPLQDOV  DQG 
'RHV WKH EDWWHU\ YROWDJH PDWFK WKH VSHFLILHG YDOXH DW
ERWK WHUPLQDOV"






5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH DXGLR V\VWHP


FRQQHFWRU DQG WKH IXVH
,V WKH UHSDLU FRPSOHWH"
8VH DQ RKPPHWHU WR WHVW WKH JURXQG FLUFXLW DW WKH
DXGLR V\VWHP FRQQHFWRU WHUPLQDO 
'RHV WKH UHVLVWDQFH PDWFK WKH VSHFLILHG YDOXH"
5HSDLU WKH RSHQ JURXQG FLUFXLW EHWZHHQ WKH DXGLR
V\VWHP FRQQHFWRU DQG JURXQG
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH DXGLR V\VWHP
,V WKH UHSDLU FRPSOHWH"


6\VWHP 2.

 9

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.



 9

*R WR 6WHS 

*R WR 6WHS 







6\VWHP 2.
*R WR 6WHS 
6\VWHP 2.
6\VWHP 2.



*R WR 6WHS 



&DVVHWWH 3OD\HU ,QRSHUDWLYH $0)0 )XQFWLRQV 2.


6WHS





'$(:22 9 %/

$FWLRQ
9HULI\ WKH FXVWRPHUV FRPSODLQW
'RHV WKH FDVVHWWH SOD\HU GHVWUR\ WDSHV"
8VLQJ D JRRGTXDOLW\ WDSH GHWHUPLQH ZKHWKHU WKH
FDVVHWWH SOD\HU SHUIRUPV SRRUO\ RU LV LQRSHUDWLYH
'RHV WKH FDVVHWWH SOD\HU SHUIRUP SRRUO\"
&KHFN WKH FDVVHWWH SOD\HU IRU REVWUXFWLRQV EHKLQG
WKH WDSH GRRU
,V DQ REVWUXFWLRQ IRXQG"
&KHFN WR VHH LI WKH REVWUXFWLRQ FDQ EH UHPRYHG
XVLQJ JHQWOH IRUFH
,V WKH REVWUXFWLRQ UHPRYHG"

9DOXH

<HV

1R



*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 





)   $8',2 6<67(06
&DVVHWWH 3OD\HU ,QRSHUDWLYH $0)0 )XQFWLRQV 2. &RQWG
6WHS



$FWLRQ
&OHDQ WKH FDVVHWWH SOD\HU KHDG WKH FDSVWDQ DQG
WKH GULYH V\VWHP
'RHV WKH WDSH SOD\ SURSHUO\"
5HSODFH WKH DXGLR V\VWHP
,V WKH UHSDLU FRPSOHWH"

9DOXH

<HV

1R

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.





&KHFN WKH FDVVHWWH SOD\HU IRU QRUPDO RSHUDWLRQ


,V WKH UHSDLU FRPSOHWH"



6\VWHP 2.



$GYLVH WKH RZQHU RI D GHIHFWLYH RU ZRUQ WDSH


,V WKH UHSDLU FRPSOHWH"



6\VWHP 2.



)0 'RHV 1RW :RUN $0 DQG &DVVHWWH 2.


6WHS

$FWLRQ

9DOXH

&KHFN WKH DXGLR V\VWHP IRU QRUPDO RSHUDWLRQ


,V )0 LQRSHUDWLYH DQG WKH UHVW RI WKH V\VWHP
RSHUDWLQJ SURSHUO\"



5HSODFH WKH UDGLR


,V WKH UHSDLU FRPSOHWH"



<HV

1R

*R WR 6WHS 

6\VWHP 2.

6\VWHP 2.



$0 5DGLR 'RHV 1RW :RUN )0 DQG &DVVHWWH 2.


6WHS


$FWLRQ
 8QSOXJ WKH DQWHQQD FDEOH IURP WKH DQWHQQD
 &RQQHFW WKH WHVW DQWHQQD WR WKH DQWHQQD FDEOH
 &KHFN WKH $0 UDGLR UHFHSWLRQ
,V WKH $0 UDGLR RSHUDWLQJ SURSHUO\"
5HSODFH WKH DQWHQQD
,V WKH UHSDLU FRPSOHWH"
 5HPRYH WKH DXGLR V\VWHP IURP WKH LQVWUXPHQW
SDQHO
 8QSOXJ WKH DQWHQQD FDEOH IURP WKH DXGLR V\VWHP
 3OXJ WKH WHVW DQWHQQD LQWR WKH DXGLR V\VWHP
 &KHFN WKH $0 UDGLR UHFHSWLRQ
,V WKH $0 UDGLR RSHUDWLQJ SURSHUO\"

9DOXH

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.



*R WR 6WHS 

*R WR 6WHS 







5HSODFH WKH DQWHQQD FDEOH EHWZHHQ WKH DXGLR


V\VWHP DQG WKH DQWHQQD
,V WKH UHSDLU FRPSOHWH"



5HSODFH WKH DXGLR V\VWHP


,V WKH UHSDLU FRPSOHWH"



6\VWHP 2.
6\VWHP 2.





'$(:22 9 %/

$8',2 6<67(06 )  

63($.(56
)URQW 6SHDNHUV 'LVWRUWHG RU ,QRSHUDWLYH 5HVW RI $XGLR 6\VWHP 2.
6WHS

$FWLRQ

9DOXH

 7XUQ WKH LJQLWLRQ DQG WKH UDGLR 21


 &KHFN IRU GLVWRUWHG RU LQRSHUDWLYH IURQW VSHDNHUV
XVLQJ WKH IDGHU DQG WKH EDODQFH FRQWUROV ZLWK DOO
RI WKH VRXUFHV $0 )0 WDSH &' 
$UH WKH IURQW VSHDNHUV GLVWRUWHG"








&KHFN WKH VSHDNHU DQG WKH GRRU DUHD IRU GDPDJH


UDWWOHV RU YLEUDWLRQ
,V WKH GLVWRUWLRQ FDXVHG E\ DQ\WKLQJ ORRVH RU LQ WKH
ZD\ RI WKH VSHDNHU"
0DNH WKH QHFHVVDU\ UHSDLUV WR VHFXUH WKH
FRPSRQHQW FDXVLQJ WKH GLVWRUWLRQ
,V WKH UHSDLU FRPSOHWH"
 5HPRYH WKH IURQW VSHDNHUV DQG GLVFRQQHFW WKH
VSHDNHU FRQQHFWRU
 8VLQJ DQ RKPPHWHU WHVW WKH VSHDNHU ZLUHV IRU D
VKRUW WR JURXQG
'RHV WKH RKPPHWHU VKRZ WKH VSHFLILHG YDOXH"
5HSDLU WKH VKRUW FLUFXLW EHWZHHQ WKH IURQW VSHDNHU
FRQQHFWRU DQG WKH UDGLR FRQQHFWRU
,V WKH UHSDLU FRPSOHWH"
6XEVWLWXWH D NQRZQ JRRG VSHDNHU IRU WKH VSHDNHU
FDXVLQJ WKH GLVWRUWLRQ
,V WKH GLVWRUWLRQ HOLPLQDWHG"
5HSODFH WKH VSHDNHU
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH DXGLR V\VWHP
,V WKH UHSDLU FRPSOHWH"

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 








6\VWHP 2.

*R WR 6WHS 
6\VWHP 2.



*R WR 6WHS 


*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.





6\VWHP 2.



5HDU 6SHDNHUV 'LVWRUWHG RU ,QRSHUDWLYH 5HVW RI $XGLR 6\VWHP 2.


6WHS

$FWLRQ

9DOXH

 7XUQ WKH LJQLWLRQ DQG WKH UDGLR 21


 &KHFN IRU GLVWRUWHG RU LQRSHUDWLYH UHDU VSHDNHUV
XVLQJ WKH IDGHU DQG WKH EDODQFH FRQWUROV ZLWK DOO
WKH RI WKH VRXUFHV $0 )0 WDSH &' 
$UH WKH UHDU VSHDNHUV GLVWRUWHG"



'$(:22 9 %/

&KHFN WKH VSHDNHUV WKH UHDU GHFN DQG WKH WUXQN


DUHD IRU GDPDJH UDWWOHV RU YLEUDWLRQ
,V WKH GLVWRUWLRQ FDXVHG E\ DQ\WKLQJ ORRVH RU LQ WKH
ZD\ RI WKH VSHDNHU"
0DNH WKH QHFHVVDU\ UHSDLUV WR VHFXUH WKH FRPSRQHQW
FDXVLQJ WKH GLVWRUWLRQ
,V WKH UHSDLU FRPSOHWH"
 'LVFRQQHFW WKH UHDU VSHDNHUV
 8VLQJ DQ RKPPHWHU WHVW WKH VSHDNHU ZLUHV IRU D
VKRUW WR JURXQG
'RHV WKH RKPPHWHU VKRZ WKH VSHFLILHG YDOXH"
5HSDLU WKH VKRUW FLUFXLW EHWZHHQ WKH UHDU VSHDNHU
FRQQHFWRU DQG WKH UDGLR FRQQHFWRU
,V WKH UHSDLU FRPSOHWH"

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 







6\VWHP 2.

*R WR 6WHS 
6\VWHP 2.



*R WR 6WHS 


)   $8',2 6<67(06
5HDU 6SHDNHUV 'LVWRUWHG RU ,QRSHUDWLYH 5HVW RI $XGLR 6\VWHP 2. &RQWG
6WHS




$FWLRQ

9DOXH

6XEVWLWXWH D NQRZQ JRRG VSHDNHU IRU WKH VSHDNHU


FDXVLQJ WKH GLVWRUWLRQ
,V WKH GLVWRUWLRQ HOLPLQDWHG"
5HSODFH WKH VSHDNHU
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH DXGLR V\VWHP
,V WKH UHSDLU FRPSOHWH"

<HV

1R

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.





6\VWHP 2.



9DOXH

<HV

1R



*R WR 6WHS 

*R WR 6WHS 



$17(11$
3RZHU $QWHQQD 'RHV 1RW :RUN
6WHS

















$FWLRQ
&KHFN IXVH ()
,V IXVH () EORZQ"
 &KHFN IRU D VKRUW FLUFXLW DQG UHSDLU LI QHFHVVDU\
 5HSODFH WKH EORZQ IXVH
,V WKH UHSDLU FRPSOHWH"
8VH D YROWPHWHU WR WHVW IRU EDWWHU\ YROWDJH DW IXVH
()
'RHV WKH EDWWHU\ YROWDJH PDWFK WKH VSHFLILHG YDOXH"
5HSDLU WKH RSHQ SRZHU VXSSO\ FLUFXLW WR IXVH ()
,V WKH UHSDLU FRPSOHWH"
8VH D YROWPHWHU WR WHVW IRU EDWWHU\ YROWDJH DW SRZHU
DQWHQQD FRQQHFWRU WHUPLQDO 
'RHV WKH EDWWHU\ YROWDJH PDWFK WKH VSHFLILHG YDOXH"
5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH SRZHU DQWHQQD
FRQQHFWRU WHUPLQDO  DQG IXVH ()
,V WKH UHSDLU FRPSOHWH"
8VH DQ RKPPHWHU WR WHVW WKH JURXQG FLUFXLW DW WKH
SRZHU DQWHQQD FRQQHFWRU WHUPLQDO 
'RHV WKH UHVLVWDQFH PDWFK WKH VSHFLILHG YDOXH"
5HSDLU WKH RSHQ JURXQG FLUFXLW EHWZHHQ WKH SRZHU
DQWHQQD FRQQHFWRU WHUPLQDO  DQG JURXQG
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 21
 7XUQ WKH UDGLR 21
 8VH D YROWPHWHU WR WHVW IRU EDWWHU\ YROWDJH DW WKH
SRZHU DQWHQQD FRQQHFWRU WHUPLQDO 
'RHV WKH YROWDJH PDWFK WKH VSHFLILHG YDOXH"
5HSODFH WKH SRZHU DQWHQQD
,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 21
 7XUQ WKH UDGLR 21
 8VH D YROWPHWHU WR WHVW IRU EDWWHU\ YROWDJH DW UDGLR
WHUPLQDO 
'RHV WKH EDWWHU\ YROWDJH PDWFK WKH VSHFLILHG YDOXH"
5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH UDGLR FRQQHFWRU
DQG WKH SRZHU DQWHQQD FRQQHFWRU WHUPLQDO 
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH DXGLR V\VWHP
,V WKH UHSDLU FRPSOHWH"



6\VWHP 2.



 9

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.



 9

*R WR 6WHS 

*R WR 6WHS 






6\VWHP 2.
*R WR 6WHS 
6\VWHP 2.



*R WR 6WHS 


 9

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.



 9

*R WR 6WHS 

*R WR 6WHS 




6\VWHP 2.
6\VWHP 2.




'$(:22 9 %/

$8',2 6<67(06 )  

0$,17(1$1&( $1' 5(3$,5


219(+,&/( 6(59,&(
67(5(2 &$66(77( $0)0 5$',2
5HPRYDO 3URFHGXUH





'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH


5HPRYH WKH DXGLR V\VWHP WULP SODWH
5HPRYH WKH VFUHZV DQG WKH DXGLR V\VWHP
'LVFRQQHFW WKH DXGLR V\VWHP HOHFWULFDO FRQQHFWRUV

&)

,QVWDOODWLRQ 3URFHGXUH
 &RQQHFW WKH DXGLR V\VWHP HOHFWULFDO FRQQHFWRUV
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH DXGLR V\VWHP ZLWK WKH VFUHZV

7LJKWHQ
7LJKWHQ WKH DXGLR V\VWHP VFUHZV WR  1:P  OELQ 
 ,QVWDOO WKH DXGLR V\VWHP WULP SODWH
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&)

&' &+$1*(5
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'LVFRQQHFW WKH &' FKDQJHU HOHFWULFDO FRQQHFWRU
 5HPRYH WKH EROWV DQG WKH &' FKDQJHU IURP WKH &'
FKDQJHU EUDFNHW

&)

'$(:22 9 %/

)   $8',2 6<67(06
,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH &' FKDQJHU ZLWK WKH EROWV
 &RQQHFW WKH &' FKDQJHU HOHFWULFDO FRQQHFWRU
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&)

)5217 '225 63($.(56


5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH IURQW GRRU WULP SDQHO 5HIHU WR 6HFWLRQ
* ,QWHULRU 7ULP
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU
 5HPRYH WKH VFUHZV DQG WKH IURQW GRRU VSHDNHU

&)

,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH IURQW GRRU VSHDNHU ZLWK WKH VFUHZV

7LJKWHQ
7LJKWHQ WKH IURQW GRRU VSHDNHU VFUHZV WR  1:P
 OELQ 
 &RQQHFW WKH HOHFWULFDO FRQQHFWRU
 ,QVWDOO WKH IURQW GRRU WULP SDQHO 5HIHU WR 6HFWLRQ *
,QWHULRU 7ULP
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&)

'$(:22 9 %/

$8',2 6<67(06 )  

7:((7(5 63($.(56
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH WZHHWHU VSHDNHU E\ SU\LQJ WKH WZHHWHU
VSHDNHU RXW RI WKH LQVWUXPHQW SDQHO
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU

&)

,QVWDOODWLRQ 3URFHGXUH
 &RQQHFW WKH HOHFWULFDO FRQQHFWRU
 ,QVWDOO WKH WZHHWHU VSHDNHU LQWR WKH LQVWUXPHQW SDQHO
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&)

5($5 63($.(56
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH GHFN OLG VLOO SODWH FRYHU 5HIHU WR 6HFWLRQ
* ,QWHULRU 7ULP
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU
 5HPRYH WKH VFUHZV DQG WKH UHDU VSHDNHUV

&)

'$(:22 9 %/

)   $8',2 6<67(06
,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH UHDU VSHDNHUV ZLWK WKH VFUHZV

7LJKWHQ
7LJKWHQ WKH UHDU VSHDNHU VFUHZV WR  1:P  OELQ 
 &RQQHFW WKH HOHFWULFDO FRQQHFWRU
 ,QVWDOO WKH GHFN OLG VLOO SODWH FRYHU 5HIHU WR 6HFWLRQ
* ,QWHULRU 7ULP
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&)

32:(5 $17(11$ 0$67


5HPRYDO 3URFHGXUH
 5HPRYH WKH DQWHQQD FDS QXW DQG WKH UXEEHU
JURPPHW
 7XUQ RQ WKH UDGLR DQG UHPRYH WKH DQWHQQD PDVW DQG
WKH FDEOH
 7XUQ RII WKH UDGLR

%)

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH DQWHQQD PDVW ZLWK WKH WHHWK RI WKH FDEOH
IDFLQJ WKH IURQW RI WKH YHKLFOH
 ,QVWDOO WKH UXEEHU JURPPHW DQG WKH DQWHQQD FDS QXW

7LJKWHQ
7LJKWHQ WKH DQWHQQD FDS QXW WR  1:P  OELQ 

%)

'$(:22 9 %/

$8',2 6<67(06 )  

32:(5 $17(11$ 027250$18$/


$17(11$
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH OXJJDJH FRPSDUWPHQW ZKHHOKRXVH WULP
SDQHO 5HIHU WR 6HFWLRQ * ,QWHULRU 7ULP
 5HPRYH WKH DQWHQQD FDS QXW DQG WKH UXEEHU
JURPPHW

&)

 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU DQG WKH GUDLQ


KRVH IURP WKH DQWHQQD PRWRU
 5HPRYH WKH QXWV DQG WKH DQWHQQD PRWRU LI
HTXLSSHG  3RZHU DQWHQQD VKRZQ PDQXDO DQWHQQD
VLPLODU

&)

,QVWDOODWLRQ 3URFHGXUH
 &RQQHFW WKH HOHFWULFDO FRQQHFWRU DQG WKH GUDLQ KRVH
WR WKH DQWHQQD PRWRU LI HTXLSSHG 
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH DQWHQQD PRWRU ZLWK WKH QXWV

7LJKWHQ
7LJKWHQ WKH DQWHQQD PRWRU QXWV WR  1:P  OELQ 
3RZHU DQWHQQD VKRZQ PDQXDO DQWHQQD VLPLODU

&)

'$(:22 9 %/

)   $8',2 6<67(06
 ,QVWDOO WKH UXEEHU JURPPHW DQG WKH DQWHQQD FDS QXW

7LJKWHQ
7LJKWHQ WKH DQWHQQD FDS QXW WR  1:P  OELQ 
 ,QVWDOO WKH OXJJDJH FRPSDUWPHQW ZKHHOKRXVH WULP
SDQHO 5HIHU WR 6HFWLRQ * ,QWHULRU 7ULP
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&)

'$(:22 9 %/

$8',2 6<67(06 )  

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
67(5(2 &$66(77( $0)0 5$',2
7KHUH DUH WZR DXGLR V\VWHPV RIIHUHG 7KH VWHUHR GLJLWDO
ORJLF FDVVHWWH $0)0 UDGLR ZLWK HOHFWURQLF WDSH HMHFWLRQ
DQG WKH VWHUHR GLJLWDO ORJLF FDVVHWWH $0)0 UDGLR ZLWK D
&' FKDQJHU ORFDWHG LQ WKH WUXQN DUH RSWLRQDO HTXLSPHQW

$8',2 6(&85,7< 6<67(0


7KH DXGLR V\VWHP IHDWXUHV D GRXEOH VHFXULW\ V\VWHP
)LUVW WKH DXGLR VHFXULW\ V\VWHP IHDWXUHV D GHWDFKDEOH
IDFH WR WKH FDVVHWWH UDGLR :KHQ WKH IDFH LV UHPRYHG
IURP WKH FDVVHWWH UDGLR WKH DXGLR V\VWHP LV UHQGHUHG
LQRSHUDWLYH 7KH DXGLR V\VWHP FDQQRW EH RSHUDWHG XQWLO
WKH RULJLQDO IDFH LV UHLQVWDOOHG RU D QHZ IDFH LV LQVWDOOHG
DQG WKH SURSHU IRXUGLJLW VHFXULW\ FRGH LV HQWHUHG
6HFRQG WKH DXGLR VHFXULW\ V\VWHP LV DFWLYDWHG
ZKHQHYHU WKH DXGLR V\VWHP FLUFXLW LV GLVFRQQHFWHG IURP
WKH EDWWHU\ $ IRXUGLJLW VHFXULW\ FRGH PXVW EH HQWHUHG LQ
RUGHU IRU WKH DXGLR V\VWHP WR EH IXQFWLRQDO RQFH DJDLQ
7KH VHFXULW\ FRGH LV VWDPSHG RQ D FDUG ORFDWHG LQ WKH
YHKLFOH XVXDOO\ LQ WKH JORYH ER[ 
(QWHULQJ 7KH )RXU 'LJLW 6HFXULW\ &RGH
 :LWK WKH LJQLWLRQ VZLWFK LQ WKH $&& RU 21 SRVLWLRQ
WXUQ WKH UDGLR RQ $W WKLV WLPH &2'( ZLOO DSSHDU RQ
WKH UDGLR GLVSOD\
 3UHVV WKH  SUHVHW EXWWRQ XQWLO WKH FRUUHFW ILUVW GLJLW LV
VKRZQ RQ WKH GLVSOD\
 5HSHDW 6WHS  XVLQJ SUHVHW EXWWRQV   DQG  XQWLO
WKH IRXUGLJLW VHFXULW\ FRGH LV HQWHUHG
 $IWHU HQWHULQJ WKH FRUUHFW IRXUGLJLW VHFXULW\ FRGH
SUHVV WKH $67 EXWWRQ &2'( 2. ZLOO EULHIO\ DSSHDU
RQ WKH UDGLR GLVSOD\ 7KH V\VWHP LV QRZ UHDG\ IRU
RSHUDWLRQ
:URQJ &RGH
,I WKH ZURQJ FRGH LV HQWHUHG (5525  ZLOO DSSHDU RQ
WKH GLVSOD\ $IWHU WKH (5525 PHVVDJH &2'( ZLOO
DSSHDU RQFH DJDLQ DQG WKH FRUUHFW VHFXULW\ FRGH FDQ EH
HQWHUHG :LWK HDFK QHZ FRGLQJ DWWHPSW WKH OHQJWK RI
WLPH WKH (5525 PHVDJH LV GLVSOD\HG LV GRXEOHG $ WRWDO
RI  FRGLQJ DWWHPSWV FDQ EH PDGH

)5217 $1' 5($5 63($.(56


$OO DXGLR V\VWHPV XVH IRXU VSHDNHUV WZR VSHDNHUV
PRXQWHG LQ WKH IURQW GRRUV DQG WZR VSHDNHUV PRXQWHG LQ

'$(:22 9 %/

WKH UHDU GHFN OLG VLOO SODWH $ FRD[LDO WZRZD\ UHDU


VSHDNHU LV RIIHUHG DV DQ RSWLRQ

7:((7(5 63($.(56
7KH WZHHWHU VSHDNHUV DUH PRXQWHG RQ WKH WRS VLGH RI WKH
LQVWUXPHQW SDQHO

0$18$/ $17(11$
7KH PDQXDO DQWHQQD LV GHVLJQHG WR ZLWKVWDQG PRVW FDU
ZDVKHV ZLWKRXW GDPDJH 7KH DQWHQQD FDQ EH DGMXVWHG
XS RU GRZQ E\ KDQG ,I WKH PDVW EHFRPHV VOLJKWO\ EHQW LW
FDQ EH VWUDLJKWHQHG E\ KDQG 7KH PDQXDO DQWHQQD FDQ
EH UHSODFHG LI LW LV VHYHUHO\ EHQW 0DQXDO DQWHQQDV PXVW
EH NHSW FOHDQ IRU JRRG SHUIRUPDQFH

32:(5 $17(11$
7KH SRZHU DQWHQQD LV FRQWUROOHG E\ WKH UDGLR :KHQ WKH
UDGLR SRZHU LV WXUQHG RQ WKH DQWHQQD LV H[WHQGHG :KHQ
WKH UDGLR LV WXUQHG RII HLWKHU E\ WXUQLQJ WKH SRZHU RII RU
E\ WXUQLQJ WKH LJQLWLRQ VZLWFK RII WKH DQWHQQD LV
UHWUDFWHG

7$3( 3/$<(5 $1' &$66(77( &$5(


7KH KHDG DQG WKH FDSVWDQ DUH WKH WZR SDUWV RI WKH WDSH
SOD\HU WKDW VKRXOG EH FOHDQHG 7KLV VHUYLFH VKRXOG EH
SHUIRUPHG HYHU\  KRXUV RI FDVVHWWH RSHUDWLRQ
,Q RUGHU WR FOHDQ WKH KHDG DQG WKH FDSVWDQ XVH D FRWWRQ
VZDE GLSSHG LQ UXEELQJ DOFRKRO
$ FDVVHWWH FOHDQLQJ NLW PD\ DOVR EH XVHG WR FOHDQ WKH
KHDG DQG WKH FDSVWDQ )ROORZ WKH FOHDQLQJ NLW
LQVWUXFWLRQV WR FOHDQ WKH WDSH SOD\HU
'R QRW WRXFK WKH WDSH KHDG ZLWK PDJQHWL]HG WRROV ,I WKH
KHDG EHFRPHV PDJQHWL]HG LW ZLOO GHJUDGH FDVVHWWHV
SOD\HG LQ WKH SOD\HU 1R VHUYLFH LV SHUIRUPHG RQ WKH
FDVVHWWHV 7KH FDVVHWWH PDQXIDFWXUHU KDQGOHV
ZDUUDQWLHV RI WKH FDVVHWWHV 6WRUH FDVVHWWHV DZD\ IURP
H[WUHPH KHDW DQG GLUHFW VXQOLJKW

&203$&7 ',6& &$5(


+DQGOH GLVFV FDUHIXOO\ 6WRUH WKH GLVFV LQ SURWHFWLYH
FDVHV DZD\ IURP WKH VXQ KHDW DQG GXVW ,I WKH VXUIDFH
LV VRLOHG GDPSHQ D FOHDQ VRIW FORWK LQ D VROXWLRQ RI PLOG
QHXWUDO GHWHUJHQW DQG ZLSH WKH GLVF FOHDQ 0LQLGLVFV
DERXW  LQFKHV LQ GLDPHWHU  ZLOO QRW HMHFW DQG VKRXOG
QRW EH XVHG

6(&7,21 *

,17(5,25 75,0
&$87,21 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH EHIRUH UHPRYLQJ RU LQVWDOOLQJ DQ\ HOHFWULFDO XQLW RU ZKHQ D
WRRO RU HTXLSPHQW FRXOG HDVLO\ FRPH LQ FRQWDFW ZLWK H[SRVHG HOHFWULFDO WHUPLQDOV 'LVFRQQHFWLQJ WKLV FDEOH
ZLOO KHOS SUHYHQW SHUVRQDO LQMXU\ DQG GDPDJH WR WKH YHKLFOH 7KH LJQLWLRQ PXVW DOVR EH LQ /2&. XQOHVV
RWKHUZLVH QRWHG

7$%/( 2) &217(176
6SHFLILFDWLRQV                             
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV           
6SHFLDO 7RROV                              
6SHFLDO 7RROV 7DEOH                        

*
*
*
*

0DLQWHQDQFH DQG 5HSDLU                     *


2Q9HKLFOH 6HUYLFH                           *
)URQW 'RRU 7ULP 3DQHO                      *
5HDU 'RRU 7ULP 3DQHO                       *
$3LOODU 7ULP 3DQHO                          *
8SSHU %3LOODU 7ULP 3DQHO                    *
/RZHU %3LOODU 7ULP 3DQHO                    *
&3LOODU 7ULP 3DQHO                         *
'HFN /LG 6LOO 3ODWH &RYHU                   *
.LFN 3DQHO                                *

)URQW 5RFNHU 7ULP 3DQHO                   *


5HDU 5RFNHU 7ULP 3DQHO                    *
)ORRU &RQVROH                             *
&XSKROGHU                                *
)ORRU &DUSHW                              *
/XJJDJH &RPSDUWPHQW :KHHOKRXVH
7ULP 3DQHO                             *
/XJJDJH &RPSDUWPHQW 5HDU 7ULP 3DQHO      *
*HQHUDO 'HVFULSWLRQ DQG 6\VWHP
2SHUDWLRQ                                *
,QWHULRU 7ULP 3DQHOV                        *
3UHVVXUH 5HOLHI 9HQW                       *
)ORRU &RQVROH                             *
)ORRU &DUSHW                              *

63(&,),&$7,216
)$67(1(5 7,*+7(1,1* 63(&,),&$7,216
$SSOLFDWLRQ

1:P

/E)W

/E,Q





&XSKROGHU 6FUHZ







'RRU 7ULP 3DQHO 6FUHZV







)ORRU &RQVROH 6FUHZV







*HDUVKLIW +RXVLQJ %ROWV





6HDW %HOW $QFKRU %ROW







&RQVROHWR3DUNLQJ %UDNH $VVHPEO\ 6FUHZ

'$(:22 9 %/

*   ,17(5,25 75,0

63(&,$/ 722/6
63(&,$/ 722/6 7$%/(

.0%
7ULP 5HPRYHU

$*

'$(:22 9 %/

,17(5,25 75,0 *  

0$,17(1$1&( $1' 5(3$,5


219(+,&/( 6(59,&(
)5217 '225 75,0 3$1(/
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG
'ULYH 6LPLODU
7RROV 5HTXLUHG
.0% 7ULP 5HPRYHU

5HPRYDO 3URFHGXUH
 /RZHU WKH IURQW ZLQGRZ
 3U\ RII WKH LQVLGH GRRU KDQGOH WULP EH]HO
 5HPRYH WKH GRRU WULP SDQHO VFUHZV
&%

 5HPRYH WKH SRZHU ZLQGRZPLUURU FRQWURO VZLWFK


 'LVFRQQHFW WKH SRZHU ZLQGRZPLUURU FRQWURO VZLWFK
HOHFWULFDO FRQQHFWRUV

&*

 3U\ RII WKH WULP SDQHO XVLQJ WKH WULP UHPRYHU .0%
 5HPRYH WKH GRRU VWHS ODPS

&*

'$(:22 9 %/

*   ,17(5,25 75,0
,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH GRRU VWHS ODPS
 ,QVWDOO WKH WULP SDQHO
 &RQQHFW WKH SRZHU ZLQGRZPLUURU FRQWURO HOHFWULFDO
FRQQHFWRUV
 ,QVWDOO WKH SRZHU ZLQGRZPLUURU FRQWURO VZLWFK

&*

 ,QVWDOO WKH GRRU WULP SDQHO VFUHZV

7LJKWHQ
7LJKWHQ WKH GRRU WULP SDQHO VFUHZV WR  1:P
 OELQ 
 ,QVWDOO WKH LQVLGH GRRU KDQGOH WULP EH]HO
 5DLVH WKH IURQW ZLQGRZ

&%

5($5 '225 75,0 3$1(/


7RROV 5HTXLUHG
.0% 7ULP 5HPRYHU

5HPRYDO 3URFHGXUH
 /RZHU WKH UHDU ZLQGRZ
 5HPRYH WKH PDQXDO UHDU ZLQGRZ UHJXODWRU LI
HTXLSSHG 5HIHU WR 6HFWLRQ 3 'RRUV
 3U\ RII WKH LQVLGH GRRU KDQGOH WULP EH]HO
 5HPRYH WKH GRRU WULP SDQHO VFUHZ SRZHU UHDU
ZLQGRZ UHJXODWRU VKRZQ PDQXDO UHDU ZLQGRZ
UHJXODWRU VLPLODU 

&*

'$(:22 9 %/

,17(5,25 75,0 *  
 5HPRYH WKH SRZHU ZLQGRZ FRQWURO VZLWFK
 'LVFRQQHFW WKH SRZHU ZLQGRZ FRQWURO VZLWFK
HOHFWULFDO FRQQHFWRU SRZHU UHDU ZLQGRZ UHJXODWRU
VKRZQ PDQXDO UHDU ZLQGRZ UHJXODWRU VLPLODU 

&*

 3U\ RII WKH WULP SDQHO XVLQJ WKH WULP UHPRYHU .0%

&*

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH WULP SDQHO
 &RQQHFW WKH SRZHU ZLQGRZ FRQWURO VZLWFK HOHFWULFDO
FRQQHFWRU
 ,QVWDOO WKH SRZHU ZLQGRZ FRQWURO VZLWFK

&*

'$(:22 9 %/

*   ,17(5,25 75,0
 ,QVWDOO WKH GRRU WULP SDQHO VFUHZ SRZHU UHDU ZLQGRZ
UHJXODWRU VKRZQ PDQXDO UHDU ZLQGRZ UHJXODWRU
VLPLODU 

7LJKWHQ
7LJKWHQ WKH GRRU WULP SDQHO VFUHZ WR  1:P  OELQ 
 ,QVWDOO WKH LQVLGH GRRU KDQGOH WULP EH]HO
 ,QVWDOO WKH PDQXDO UHDU ZLQGRZ UHJXODWRU LI HTXLSSHG
5HIHU WR 6HFWLRQ 3 'RRUV
 5DLVH WKH UHDU ZLQGRZ

&*

$3,//$5 75,0 3$1(/


/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG
'ULYH 6LPLODU
5HPRYDO 3URFHGXUH
 5HPRYH WKH $SLOODU WULP SDQHO

&*

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH $SLOODU WULP SDQHO

&*

'$(:22 9 %/

,17(5,25 75,0 *  

833(5 %3,//$5 75,0 3$1(/


5HPRYDO 3URFHGXUH
 5HPRYH WKH EROW DQG WKH XSSHU IURQW VHDW EHOW DQFKRU

&*

 5HSRVLWLRQ WKH XSSHU SRUWLRQ RI WKH ORZHU %SLOODU WULP


SDQHO
 3U\ RII WKH XSSHU %SLOODU WULP SDQHO

&*

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH XSSHU %SLOODU WULP SDQHO

&*

'$(:22 9 %/

*   ,17(5,25 75,0
 ,QVWDOO WKH XSSHU SRUWLRQ RI WKH ORZHU %SLOODU WULP
SDQHO WR LWV RULJLQDO SRVLWLRQ
 ,QVWDOO WKH XSSHU IURQW VHDW EHOW DQFKRU ZLWK WKH EROW

7LJKWHQ
7LJKWHQ WKH VHDW EHOW DQFKRU EROW WR  1:P  OEIW 

&*

/2:(5 %3,//$5 75,0 3$1(/


5HPRYDO 3URFHGXUH
 5HSRVLWLRQ WKH UHDU SRUWLRQ RI WKH IURQW URFNHU WULP
SDQHO DQG WKH IURQW SRUWLRQ RI WKH UHDU URFNHU WULP
SDQHO
 5HPRYH WKH ORZHU %SLOODU WULP SDQHO

&*

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH ORZHU %SLOODU WULP SDQHO
 ,QVWDOO WKH IURQW URFNHU WULP SDQHO DQG WKH UHDU URFNHU
WULP SDQHO WR WKHLU RULJLQDO SRVLWLRQV

&*

'$(:22 9 %/

,17(5,25 75,0 *  

&3,//$5 75,0 3$1(/


5HPRYDO 3URFHGXUH
 5HPRYH WKH EROW DQG WKH UHDU VHDW EHOW IORRU DQFKRU

&*

 5HPRYH WKH UHDU VHDW VLGH EROVWHU FXVKLRQ 5HIHU WR


6HFWLRQ + 6HDWV
 3U\ RII WKH &SLOODU WULP SDQHO IURP WKH ERG\
 5HPRYH WKH VHDW EHOW WULP SLHFH
 5HPRYH WKH &SLOODU WULP SDQHO IURP WKH VHDW EHOW

&*

,QVWDOODWLRQ 3URFHGXUH
 )HHG WKH VHDW EHOW WKURXJK WKH &SLOODU WULP SDQHO
 ,QVWDOO WKH VHDW EHOW WULP SLHFH
 ,QVWDOO WKH &SLOODU WULP SDQHO

&*

'$(:22 9 %/

*   ,17(5,25 75,0
 ,QVWDOO WKH UHDU VHDW VLGH EROVWHU FXVKLRQ 5HIHU WR
6HFWLRQ + 6HDWV
 ,QVWDOO WKH UHDU VHDW EHOW IORRU DQFKRU ZLWK WKH EROW

7LJKWHQ
7LJKWHQ WKH VHDW EHOW DQFKRU EROW WR  1:P  OEIW 

&*

'(&. /,' 6,// 3/$7( &29(5


7RROV 5HTXLUHG
.0% 7ULP 5HPRYHU

5HPRYDO 3URFHGXUH
 5HPRYH WKH UHDU VHDW VLGH EROVWHU FXVKLRQ 5HIHU WR
6HFWLRQ + 6HDWV
 /RZHU WKH UHDU VHDWEDFN
 5HPRYH WKH OHIW VLGH &SLOODU WULP SDQHO
 5HPRYH WKH SODVWLF UHWDLQLQJ FOLSV DQG WKH UHDU GHFN
OLG VLOO SODWH FRYHU XVLQJ WKH WULP UHPRYHU .0%

&*

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH UHDU GHFN OLG VLOO SODWH FRYHU ZLWK WKH SODVWLF
UHWDLQLQJ FOLSV
 ,QVWDOO WKH OHIW VLGH &SLOODU WULP SDQHO
 ,QVWDOO WKH UHDU VHDW VLGH EROVWHU FXVKLRQ 5HIHU WR
6HFWLRQ + 6HDWV

&*

'$(:22 9 %/

,17(5,25 75,0 *  

.,&. 3$1(/
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG
'ULYH 6LPLODU
5HPRYDO 3URFHGXUH
 5HPRYH WKH IURQW URFNHU WULP SDQHO
 5HPRYH WKH NLFN SDQHO

&*

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH NLFN SDQHO
 ,QVWDOO WKH IURQW URFNHU WULP SDQHO

&*

)5217 52&.(5 75,0 3$1(/


5HPRYDO 3URFHGXUH
 5HPRYH WKH IURQW URFNHU WULP SDQHO

&*

'$(:22 9 %/

*   ,17(5,25 75,0
,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH IURQW URFNHU WULP SDQHO

&*

5($5 52&.(5 75,0 3$1(/


5HPRYDO 3URFHGXUH
 5HSRVLWLRQ WKH UHDU VHDW FXVKLRQ
 5HPRYH WKH UHDU URFNHU WULP SDQHO

&*

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH UHDU URFNHU WULP SDQHO
 ,QVWDOO WKH UHDU VHDW FXVKLRQ WR LWV RULJLQDO SRVLWLRQ

&*

'$(:22 9 %/

,17(5,25 75,0 *  

)/225 &2162/(
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG
'ULYH 6LPLODU
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH VFUHZV IURP WKH UHDU SRUWLRQ RI WKH IORRU
FRQVROH

&*

 5HPRYH WKH FXSKROGHU 5HIHU WR &XSKROGHU LQ WKLV


VHFWLRQ
 5HPRYH WKH VFUHZV IURP WKH IURQW SRUWLRQ RI WKH IORRU
FRQVROH

&*

 5HPRYH WKH VKLIW OHYHU ERRW LI HTXLSSHG 


 5HPRYH WKH VKLIW OHYHU WULP SDQHO

&*

'$(:22 9 %/

*   ,17(5,25 75,0
 5HPRYH WKH FRQVROHWRSDUNLQJ EUDNH DVVHPEO\
VFUHZ
 5HPRYH WKH IORRU FRQVROH
 'LVFRQQHFW WKH DVKWUD\ DQG FLJDU OLJKWHU HOHFWULFDO
FRQQHFWRU

&*

,QVWDOODWLRQ 3URFHGXUH
 &RQQHFW WKH DVKWUD\ DQG FLJDU OLJKWHU HOHFWULFDO
FRQQHFWRU
 ,QVWDOO WKH IORRU FRQVROH
 ,QVWDOO WKH FRQVROHWRSDUNLQJ EUDNH DVVHPEO\ VFUHZ

7LJKWHQ
7LJKWHQ WKH FRQVROHWRSDUNLQJ EUDNH DVVHPEO\ VFUHZ
WR  1:P  OELQ 

&*

 ,QVWDOO WKH VKLIW OHYHU WULP SDQHO


 ,QVWDOO WKH VKLIW OHYHU ERRW LI HTXLSSHG 

&*

'$(:22 9 %/

,17(5,25 75,0 *  
 ,QVWDOO WKH VFUHZV LQWR WKH IURQW SRUWLRQ RI WKH IORRU
FRQVROH

7LJKWHQ
7LJKWHQ WKH IORRU FRQVROH VFUHZV WR  1:P  OELQ 

&*

 ,QVWDOO WKH FXSKROGHU 5HIHU WR &XSKROGHU LQ WKLV


VHFWLRQ
 ,QVWDOO WKH UHDU SRUWLRQ RI WKH IORRU FRQVROH ZLWK WKH
VFUHZV

7LJKWHQ
7LJKWHQ WKH IORRU FRQVROH VFUHZV WR  1:P  OELQ 
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&*

&83+2/'(5
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG
'ULYH 6LPLODU
5HPRYDO 3URFHGXUH
 5HPRYH WKH VFUHZ DQG WKH FXSKROGHU

&*

'$(:22 9 %/

*   ,17(5,25 75,0
 ,QVWDOO WKH FXSKROGHU ZLWK WKH VFUHZ

7LJKWHQ
7LJKWHQ WKH FXSKROGHU VFUHZ WR  1:P  OELQ 

&*

)/225 &$53(7
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH UHDU VHDW FXVKLRQ 5HIHU WR 6HFWLRQ +
6HDWV
 5HPRYH WKH OHIW DQG WKH ULJKW UHDU URFNHU WULP
SDQHOV 5HIHU WR 5HDU 5RFNHU 7ULP 3DQHO LQ WKLV
VHFWLRQ
 5HPRYH WKH EROWV DQG WKH OHIW DQG WKH ULJKW ORZHU
IURQW VHDW EHOW DQFKRUV IURP WKH %SLOODU

&*

 5HPRYH WKH OHIW DQG WKH ULJKW IURQW URFNHU WULP


SDQHOV
 5HPRYH WKH OHIW DQG WKH ULJKW ORZHU %SLOODU WULP
SDQHOV 5HIHU WR /RZHU %3LOODU 7ULP 3DQHO LQ WKLV
VHFWLRQ
 5HPRYH WKH IURQW VHDWV 5HIHU WR 6HFWLRQ + 6HDWV
 5HPRYH WKH OHIW DQG WKH ULJKW NLFN SDQHOV 5HIHU WR
.LFN 3DQHO LQ WKLV VHFWLRQ
 5HPRYH WKH IORRU FRQVROH 5HIHU WR )ORRU &RQVROH
LQ WKLV VHFWLRQ
 5HPRYH WKH JHDUVKLIW KRXVLQJ EROWV DQG UHSRVLWLRQ
WKH JHDUVKLIW KRXVLQJ

&*

'$(:22 9 %/

,17(5,25 75,0 *  
 5HPRYH WKH IORRU FDUSHW UHWDLQLQJ FOLS
 5HPRYH WKH IORRU FDUSHW

&*

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH IORRU FDUSHW
 ,QVWDOO WKH IORRU FDUSHW UHWDLQLQJ FOLSV

&*

 ,QVWDOO WKH JHDUVKLIW KRXVLQJ ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH JHDUVKLIW KRXVLQJ EROWV WR  1:P  OELQ 

&*

'$(:22 9 %/

*   ,17(5,25 75,0
 ,QVWDOO WKH IORRU FRQVROH 5HIHU WR )ORRU &RQVROH LQ
WKLV VHFWLRQ
 ,QVWDOO WKH OHIW DQG WKH ULJKW NLFN SDQHOV 5HIHU WR
.LFN 3DQHO LQ WKLV VHFWLRQ
 ,QVWDOO WKH IURQW VHDWV 5HIHU WR 6HFWLRQ + 6HDWV
 ,QVWDOO WKH OHIW DQG WKH ULJKW ORZHU %SLOODU WULP SDQHOV
5HIHU WR /RZHU %3LOODU 7ULP 3DQHO LQ WKLV VHFWLRQ
 ,QVWDOO WKH OHIW DQG WKH ULJKW IURQW URFNHU WULP SDQHOV
 ,QVWDOO WKH OHIW DQG WKH ULJKW ORZHU IURQW VHDW EHOW
DQFKRUV WR WKH %SLOODU ZLWK WKH EROWV

7LJKWHQ

&*

7LJKWHQ WKH VHDW EHOW DQFKRU EROWV WR  1:P  OEIW 


 ,QVWDOO WKH OHIW DQG WKH ULJKW UHDU URFNHU WULP SDQHOV
5HIHU WR 5HDU 5RFNHU 7ULP 3DQHO LQ WKLV VHFWLRQ
 ,QVWDOO WKH UHDU VHDW FXVKLRQ 5HIHU WR 6HFWLRQ +
6HDWV
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

/8**$*( &203$570(17
:+((/+286( 75,0 3$1(/
7RROV 5HTXLUHG
.0% 7ULP 5HPRYHU

5HPRYDO 3URFHGXUH
 5HPRYH WKH SODVWLF UHWDLQLQJ FOLSV XVLQJ WKH WULP
UHPRYHU .0% DQG UHSRVLWLRQ WKH OXJJDJH
FRPSDUWPHQW UHDU WULP SDQHO
 5HPRYH WKH SODVWLF UHWDLQLQJ FOLSV DQG WKH
ZKHHOKRXVH WULP SDQHO

&*

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH ZKHHOKRXVH WULP SDQHO ZLWK WKH SODVWLF
UHWDLQLQJ FOLSV
 ,QVWDOO WKH OXJJDJH FRPSDUWPHQW UHDU WULP SDQHO WR LWV
RULJLQDO SRVLWLRQ
 6HFXUH WKH OXJJDJH FRPSDUWPHQW UHDU WULP SDQHO ZLWK
WKH SODVWLF UHWDLQLQJ FOLSV

&*

'$(:22 9 %/

,17(5,25 75,0 *  

/8**$*( &203$570(17 5($5


75,0 3$1(/
7RROV 5HTXLUHG
.0% 7ULP 5HPRYHU

5HPRYDO 3URFHGXUH
 5HPRYH WKH SURWHFWLYH WULP FRYHU XVLQJ WKH WULP
UHPRYHU .0%
 5HPRYH WKH SODVWLF UHWDLQLQJ FOLSV DQG WKH UHDU WULP
SDQHO

&*

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH UHDU WULP SDQHO ZLWK WKH SODVWLF UHWDLQLQJ
FOLSV
 ,QVWDOO WKH SURWHFWLYH WULP FRYHU

&*

'$(:22 9 %/

*   ,17(5,25 75,0

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
,17(5,25 75,0 3$1(/6
7KH LQWHULRU WULP SDQHOV DUH PROGHG SODVWLF DQG IDVWHQ
ZLWK VFUHZV RU SODVWLF FOLSV

35(6685( 5(/,() 9(17


:KHQ DOO WKH ZLQGRZV DUH FORVHG DQG WKH YHQWLODWLRQ
V\VWHP LV RQ WKH DGGLWLRQ RI RXWVLGH DLU WR WKH LQWHULRU RI
WKH YHKLFOH FDXVHV D SRVLWLYH SUHVVXUH ZLWKLQ WKH YHKLFOH
,Q RUGHU WR UHOLHYH WKH SUHVVXUH DLU LV UHOHDVHG WKURXJK D
SUHVVXUH UHOLHI YHQW 7KH SUHVVXUH UHOLHI YHQWV DUH
ORFDWHG DW WKH UHDU TXDUWHU RI WKH YHKLFOH EHKLQG WKH
EXPSHU IDVFLD

)/225 &2162/(
7KH IORRU FRQVROH ILWV RYHU WKH WXQQHO LQ WKH IORRU RI WKH
YHKLFOH DQG H[WHQGV IURP XQGHU WKH FHQWHU RI WKH
LQVWUXPHQW SDQHO WR WKH UHDU VHDW DUHD 7KH IURQW SRUWLRQ
RI
WKH FRQVROH FRQWDLQV WKH FLJDU OLJKWHU DQG WKH WUDQVD[OH
VKLIW OHYHU 7KH UHDU SRUWLRQ RI WKH FRQVROH FRQWDLQV WKH
SDUNLQJ EUDNH OHYHU D FXSKROGHU D VWRUDJH
FRPSDUWPHQW DQG DQ DVKWUD\ IRU WKH UHDU VHDW
RFFXSDQWV
7KH VHQVLQJ DQG GLDJQRVWLF PRGXOH 6'0 IRU WKH DLUEDJ
V\VWHP DQG WKH UHPRWH NH\OHVV HQWU\ PRGXOH DUH ORFDWHG
XQGHU WKH FRQVROH

)/225 &$53(7
7KH RQHSLHFH IORRU FDUSHW JRHV RYHU ERWK WKH IURQW DQG
WKH UHDU IORRU SDQV

'$(:22 9 %/

6(&7,21 +

6($76
&$87,21 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH EHIRUH UHPRYLQJ RU LQVWDOOLQJ DQ\ HOHFWULFDO XQLW RU ZKHQ D
WRRO RU HTXLSPHQW FRXOG HDVLO\ FRPH LQ FRQWDFW ZLWK H[SRVHG HOHFWULFDO WHUPLQDOV 'LVFRQQHFWLQJ WKLV FDEOH
ZLOO KHOS SUHYHQW SHUVRQDO LQMXU\ DQG GDPDJH WR WKH YHKLFOH 7KH LJQLWLRQ PXVW DOVR EH LQ /2&. XQOHVV
RWKHUZLVH QRWHG

7$%/( 2) &217(176

6SHFLILFDWLRQV                              +
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV            +
6FKHPDWLF DQG 5RXWLQJ 'LDJUDPV            +
3RZHU 'ULYH 6HDW &LUFXLW                    +
'LDJQRVLV                                  +
3RZHU 'ULYH 6HDW                          +
0DLQWHQDQFH DQG 5HSDLU                     +
2Q9HKLFOH 6HUYLFH                           +
)URQW %XFNHW 6HDW                          +
)URQW 6HDWEDFN                            +
)URQW 6HDW &XVKLRQ                         +
)URQW %XFNHW 6HDW 7UDFN                    +
3RZHU 'ULYHU 6HDW 7LOW 0RWRUV               +
3RZHU 'ULYHU 6HDW 6OLGH $VVHPEO\           +
6HDW 5HFOLQHU /HYHU                        +

/XPEDU 6XSSRUW /HYHU                    


+HLJKW $GMXVWPHQW .QREV                  
)URQW 6HDW 7ULP                          
+HDG 5HVWUDLQW                           
5HDU 6HDW &XVKLRQ                       
6SOLW 5HDU 6HDWEDFN                      
6SOLW 5HDU 6HDWEDFN +LQJH                 
6SOLW 5HDU 6HDWEDFN /RFN 6WULNHU           
5HDU 6HDW 6LGH %ROVWHU &XVKLRQ            
5HDU 6HDW &HQWHU $UPUHVW                 
6HDW &RYHUV                             
*HQHUDO 'HVFULSWLRQ DQG 6\VWHP
2SHUDWLRQ                               
6HDWV                                   

63(&,),&$7,216

)$67(1(5 7,*+7(1,1* 63(&,),&$7,216


$SSOLFDWLRQ
$UPUHVW 1XWV
)URQW 6HDWEDFN %ROWV
)URQW 6HDW &RYHU 6FUHZV
)URQW 6HDW &XVKLRQ %ROWV
)URQW 6HDW 7ULP 6FUHZV
)URQW 6HDWWR)ORRU %ROWV
+HLJKW $GMXVWPHQW .QRE 6FUHZ
/XPEDU 6XSSRUW /HYHU 6FUHZ
5HDU 6HDWEDFN %ROWV
5HDU 6HDWEDFN /RFN 6WULNHU %ROWV
5HDU 6HDWEDFN 1XWV
5HDU 6HDW +LQJH %ROWV
5HDU 6HDW 6LGH %ROVWHU &XVKLRQ %ROW
6HDW 5HFOLQHU /HYHU 6FUHZ
6OLGH $VVHPEO\ %ROWV
6OLGH $VVHPEO\ 1XWV
6OLGH $VVHPEO\ 6FUHZV
7LOW 0RWRU %ROWV

'$(:22 9 %/

1:P



















/E)W



















/E,Q



















+
+
+
+
+
+
+
+
+
+
+
+
+

+   6($76

32:(5 '5,9( 6($7 &,5&8,7

6&+(0$7,& $1' 5287,1* ',$*5$06

&+

'$(:22 9 %/

6($76 +  

',$*126,6
32:(5 '5,9(5 6($7
&DXWLRQ ,I WKH GULYHU VHDW PRWRU LV SRZHUHG GLUHFWO\ IURP D EDWWHU\ SHUVRQDO LQMXU\ FRXOG EH FDXVHG E\
VSDUNLQJ DQG VXGGHQ KHDWLQJ RI WKH WHUPLQDOV LI WKH ZLUHV IURP WKH EDWWHU\ DUH WRXFKHG WRJHWKHU 8VH D IXVHG
MXPSHU ZLUH DQG XVH WHUPLQDO WHVW DGDSWHUV LI DYDLODEOH ,I WHUPLQDO WHVW DGDSWHUV DUH QRW DYDLODEOH XVH
LQVXODWLQJ WDSH WR UHGXFH WKH SRVVLELOLW\ RI WRXFKLQJ WKH MXPSHUV WRJHWKHU
PRWRU UHVLVWDQFH LV DSSUR[LPDWHO\ HTXDO WR  : DQG WKH
'LDJQRVWLF $LGV
UHDU KHLJKW PRWRU UHVLVWDQFH LV DSSUR[LPDWHO\ HTXDO WR
,I UHVLVWDQFH LV PHDVXUHG EHWZHHQ WKH WHUPLQDOV RI WKH
 :
PRWRU FRQQHFWRUV WKH IURQWZDUGEDFNZDUG PRWRU
UHVLVWDQFH LV DSSUR[LPDWHO\ HTXDO WR  : WKH IURQW KHLJKW

3RZHU 'ULYHU 6HDW 'RHV 1RW :RUN


6WHS

$FWLRQ

9DOXH V

9LVXDOO\ DQG SK\VLFDOO\ FKHFN IRU SURSHU FRQQHFWLRQV


DW WKH IROORZLQJ FRQQHFWRUV
- 7KH IRXUSLQ FRQQHFWRU XQGHU WKH GULYHU VHDW
- 7KH FRQQHFWRU WR WKH SRZHU GULYHU VHDW VZLWFK
:HUH WKH FRQQHFWRUV ILUPO\ DWWDFKHG"



 3URSHUO\ FRQQHFW WKH FRQQHFWRUV


 $WWHPSW WR DGMXVW WKH SRZHU GULYHU VHDW
'RHV WKH SRZHU GULYHU VHDW ZRUN DIWHU WKH
FRQQHFWRUV ZHUH FRUUHFWO\ DWWDFKHG"

$WWHPSW WR DGMXVW WKH SRZHU GULYHU VHDW LQ HDFK RI


WKH WKUHH GLUHFWLRQV IURQWZDUGEDFNZDUG IURQW
KHLJKW UHDU KHLJKW
'RHV WKH VHDW DGMXVW LQ DQ\ GLUHFWLRQ"

 'LVFRQQHFW WKH IRXUSLQ FRQQHFWRU IURP WKH ERG\


ZLULQJ KDUQHVV ZKLFK LV IRXQG XQGHU WKH GULYHU
VHDW
 7XUQ WKH LJQLWLRQ 21
 &KHFN WKH YROWDJH DW WKH 251 ZLUH DQG WKH ERG\
KDUQHVV VLGH RI WKH IRXUSLQ FRQQHFWRU
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"

5HSDLU WKH SRZHU VXSSO\ WR WKH 251 ZLUH DQG IXVH


()
,V WKH UHSDLU FRPSOHWH"

8VH DQ RKPPHWHU WR FKHFN WKH UHVLVWDQFH EHWZHHQ


JURXQG DQG WKH %/. ZLUH DW WKH GLVFRQQHFWHG
IRXUSLQ FRQQHFWRU ERG\ KDUQHVV VLGH
,V WKH UHVLVWDQFH HTXDO WR WKH VSHFLILHG YDOXH"

'$(:22 9 %/

5HSDLU WKH RSHQ %/. ZLUH EHWZHHQ JURXQG DQG WKH


IRXUSLQ ERG\ KDUQHVV FRQQHFWRU XQGHU WKH GULYHU
VHDW
,V WKH UHSDLU FRPSOHWH"
$WWHPSW WR DGMXVW WKH SRZHU GULYHU VHDW IRUZDUG DQG
EDFNZDUG
'RHV WKH SRZHU GULYHU VHDW PRYH IRUZDUG DQG
EDFNZDUG"





 Y


 :





<HV

1R

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 



*R WR 6WHS 



*R WR 6WHS 

+   6($76
3RZHU 'ULYHU 6HDW 'RHV 1RW :RUN &RQWG
6WHS

$FWLRQ

9DOXH V

 'LVFRQQHFW WKH SRZHU GULYHU VHDW VZLWFK HOHFWULFDO


FRQQHFWRU
 0RYH D YHKLFOH EDWWHU\ QHDU HQRXJK WR WKH SRZHU
GULYHU VHDW VZLWFK VR WKDW MXPSHU ZLUHV FDQ UHDFK
IURP WKH EDWWHU\ WR WKH VZLWFK
 &RQQHFW D MXPSHU ZLUH EHWZHHQ WKH WHVW EDWWHU\
QHJDWLYH WHUPLQDO DQG WKH '. %/8 ZLUH DW
WHUPLQDO  RQ WKH PRWRU VLGH RI WKH SRZHU GULYHU
VHDW VZLWFK
 &DUHIXOO\ FRQQHFW D IXVHG MXPSHU ZLUH EHWZHHQ
WKH WHVW EDWWHU\ SRVLWLYH WHUPLQDO WKH '.
%/8:+7 ZLUH DW WHUPLQDO  RQ WKH PRWRU VLGH RI
WKH SRZHU GULYHU VHDW VZLWFK 7KH WZR WHUPLQDOV
DUH FORVH WRJHWKHU DQG WKH PRWRU PD\ KDYH D
VKRUW FLUFXLW VR D IXVHG MXPSHU ZLUH LV
UHFRPPHQGHG 'R QRW DOORZ WKH ZLUHV IURP WKH
EDWWHU\ WR WRXFK HDFK RWKHU ,I WKH PRWRU LV RND\
DQG LW LV QRW DW WKH HQG RI LWV WUDYHO WKH SRZHU
GULYHU VHDW VKRXOG PRYH
 7R HQDEOH WKH PRWRU WR RSHUDWH LQ WKH RSSRVLWH
GLUHFWLRQ FDUHIXOO\ UHYHUVH WKH EDWWHU\
FRQQHFWLRQV EHWZHHQ '. %/8 DQG '. %/8:+7
'RHV WKH PRWRU UXQ EDFNZDUG DQG IRUZDUG ZKHQ WKH
PRWRU ZDV GLUHFWO\ SRZHUHG E\ D YHKLFOH EDWWHU\"



 5HSODFH WKH SRZHU GULYHU VHDW VZLWFK


 7KH SRZHU GULYHU VHDW VZLWFK FDQ EH LQVWDOOHG
EDFNZDUG VR WHVW WKH VZLWFK WR YHULI\ WKDW LW LV
LQVWDOOHG FRUUHFWO\ EHIRUH UHLQVWDOOLQJ WKH IURQW
SRZHU GULYHU VHDW WULP DQG VZLWFK
 ,QVWDOO WKH IURQW SRZHU GULYHU VHDW WULP
,V WKH UHSDLU FRPSOHWH"











 'LVFRQQHFW WKH WZRSLQ FRQQHFWRU WKDW MRLQV WKH


'. %/8 DQG '. %/8:+7 ZLUHV IURP WKH SRZHU
GULYHU VHDW VZLWFK WR WKH IRUZDUGEDFNZDUG PRWRU
 8VH DQ RKPPHWHU WR FKHFN WKH UHVLVWDQFH RI WKH
'. %/8 DQG '. %/8:+7 ZLUHV EHWZHHQ WKH
SRZHU GULYHU VHDW VZLWFK FRQQHFWRU DQG WKH
IRUZDUGEDFNZDUG PRWRU FRQQHFWRU
,V WKH UHVLVWDQFH RI HDFK ZLUH HTXDO WR WKH VSHFLILHG
YDOXH"
5HSDLU WKH RSHQ FLUFXLW LQ WKH '. %/8 ZLUH RU WKH '.
%/8:+7 ZLUH
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH SRZHU GULYHU VHDW PRWRU DVVHPEO\
,V WKH UHSDLU FRPSOHWH"
$WWHPSW WR DGMXVW WKH SRZHU GULYHU VHDW IURQW KHLJKW
'RHV WKH IURQW KHLJKW DGMXVWPHQW ZRUN"

<HV

1R

*R WR 6WHS 

*R WR 6WHS 


6\VWHP 2.

 :


*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 




6\VWHP 2.





*R WR 6WHS 

*R WR 6WHS 

'$(:22 9 %/

6($76 +  
3RZHU 'ULYHU 6HDW 'RHV 1RW :RUN &RQWG
6WHS





$FWLRQ
 'LVFRQQHFW WKH SRZHU GULYHU VHDW VZLWFK HOHFWULFDO
FRQQHFWRU
 0RYH D YHKLFOH EDWWHU\ QHDU HQRXJK WR WKH SRZHU
GULYHU VHDW VZLWFK VR WKDW MXPSHU ZLUHV FDQ UHDFK
IURP WKH EDWWHU\ WR WKH VZLWFK
 &RQQHFW D MXPSHU ZLUH EHWZHHQ WKH WHVW EDWWHU\
QHJDWLYH WHUPLQDO DQG WKH <(/ ZLUH DW WHUPLQDO 
RQ WKH PRWRU VLGH RI WKH SRZHU GULYHU VHDW VZLWFK
 &DUHIXOO\ FRQQHFW D IXVHG MXPSHU ZLUH EHWZHHQ
WKH WHVW EDWWHU\ SRVLWLYH WHUPLQDO DQG WKH
<(/5(' ZLUH DW WHUPLQDO  RQ WKH PRWRU VLGH RI
WKH SRZHU GULYHU VHDW VZLWFK 7KH WZR WHUPLQDOV
DUH FORVH WRJHWKHU DQG WKH PRWRU PD\ KDYH D
VKRUW FLUFXLW VR D IXVHG MXPSHU ZLUH LV
UHFRPPHQGHG 'R QRW DOORZ WKH ZLUHV IURP WKH
EDWWHU\ WR WRXFK HDFK RWKHU ,I WKH PRWRU LV JRRG
DQG LW LV QRW DW WKH HQG RI LWV WUDYHO WKH SRZHU
GULYHU VHDW VKRXOG PRYH
 7R HQDEOH WKH PRWRU WR RSHUDWH LQ WKH RSSRVLWH
GLUHFWLRQ FDUHIXOO\ UHYHUVH WKH EDWWHU\
FRQQHFWLRQV EHWZHHQ <(/ DQG <(/5('
'LG WKH KHLJKW DGMXVW XS DQG GRZQ ZKHQ WKH PRWRU
ZDV GLUHFWO\ SRZHUHG E\ D YHKLFOH EDWWHU\"
 'LVFRQQHFW WKH WZRSLQ FRQQHFWRU WKDW MRLQV WKH
<(/ DQG <(/5(' ZLUHV IURP WKH SRZHU GULYHU
VHDW VZLWFK WR WKH IURQW KHLJKW PRWRU
 8VH DQ RKPPHWHU WR FKHFN WKH UHVLVWDQFH RI WKH
<(/ DQG <(/5(' ZLUHV EHWZHHQ WKH SRZHU
GULYHU VHDW VZLWFK FRQQHFWRU DQG WKH IURQW KHLJKW
PRWRU FRQQHFWRU
,V WKH UHVLVWDQFH RI HDFK ZLUH HTXDO WR WKH VSHFLILHG
YDOXH"



5HSDLU WKH RSHQ FLUFXLW LQ WKH <(/ ZLUH RU WKH


<(/5(' ZLUH
,V WKH UHSDLU FRPSOHWH"



$WWHPSW WR DGMXVW WKH SRZHU GULYHU VHDW UHDU KHLJKW


'RHV WKH UHDU KHLJKW DGMXVWPHQW ZRUN"

'$(:22 9 %/

9DOXH V

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 



 :



6\VWHP 2.
6\VWHP 2.


*R WR 6WHS 

+   6($76
3RZHU 'ULYHU 6HDW 'RHV 1RW :RUN &RQWG
6WHS

$FWLRQ

9DOXH V



 'LVFRQQHFW WKH SRZHU GULYHU VHDW VZLWFK HOHFWULFDO


FRQQHFWRU
 0RYH D YHKLFOH EDWWHU\ QHDU HQRXJK WR WKH SRZHU
GULYHU VHDW VZLWFK VR WKDW MXPSHU ZLUHV FDQ UHDFK
IURP WKH EDWWHU\ WR WKH VZLWFK
 &RQQHFW D MXPSHU ZLUH EHWZHHQ WKH WHVW EDWWHU\
QHJDWLYH WHUPLQDO DQG WKH :+7 ZLUH DW WHUPLQDO 
RQ WKH PRWRU VLGH RI WKH SRZHU GULYHU VHDW VZLWFK
 &DUHIXOO\ FRQQHFW D IXVHG MXPSHU ZLUH EHWZHHQ
WKH WHVW EDWWHU\ SRVLWLYH WHUPLQDO WKH :+75('
ZLUH DW WHUPLQDO  RQ WKH PRWRU VLGH RI WKH SRZHU
GULYHU VHDW VZLWFK 7KH WZR WHUPLQDOV DUH FORVH
WRJHWKHU DQG WKH PRWRU PD\ KDYH D VKRUW FLUFXLW
VR D IXVHG MXPSHU ZLUH LV UHFRPPHQGHG 'R QRW
DOORZ WKH ZLUHV IURP WKH EDWWHU\ WR WRXFK HDFK
RWKHU ,I WKH PRWRU LV JRRG DQG LW LV QRW DW WKH HQG
RI LWV WUDYHO WKH SRZHU GULYHU VHDW VKRXOG PRYH
 7R HQDEOH WKH PRWRU WR RSHUDWH LQ WKH RSSRVLWH
GLUHFWLRQ FDUHIXOO\ UHYHUVH WKH EDWWHU\
FRQQHFWLRQV EHWZHHQ :+7 DQG :+75('
'LG WKH KHLJKW DGMXVW XS DQG GRZQ ZKHQ WKH PRWRU
ZDV GLUHFWO\ SRZHUHG E\ D YHKLFOH EDWWHU\"





 'LVFRQQHFW WKH WZRSLQ FRQQHFWRU WKDW MRLQV WKH


:+7 DQG :+75(' ZLUHV IURP WKH SRZHU GULYHU
VHDW VZLWFK WR WKH IURQW KHLJKW PRWRU
 8VH DQ RKPPHWHU WR FKHFN WKH UHVLVWDQFH RI WKH
:+7 DQG :+75(' ZLUHV EHWZHHQ WKH SRZHU
GULYHU VHDW VZLWFK FRQQHFWRU DQG WKH IURQW KHLJKW
PRWRU FRQQHFWRU
,V WKH UHVLVWDQFH RI HDFK ZLUH HTXDO WR WKH VSHFLILHG
YDOXH"



5HSDLU WKH RSHQ FLUFXLW LQ WKH :+7 ZLUH RU WKH


:+75(' ZLUH
,V WKH UHSDLU FRPSOHWH"

 :


<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.



'$(:22 9 %/

6($76 +  

0$,17(1$1&( $1' 5(3$,5


219(+,&/( 6(59,&(
)5217 %8&.(7 6($7
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG
'ULYH 6LPLODU
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH SODVWLF FDSV DQG WKH EROWV VHFXULQJ WKH
UHDU SRUWLRQ RI WKH IURQW VHDW WR WKH IORRU

&+

 5HPRYH WKH SODVWLF FDSV DQG WKH EROWV VHFXULQJ WKH


IURQW SRUWLRQ RI WKH IURQW VHDW WR WKH IORRU SRZHU GULYHU
VHDW VKRZQ PDQXDO GULYHU VHDW VLPLODU 
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRUV
 5HPRYH WKH VHDW

&+

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH VHDW
 &RQQHFW WKH HOHFWULFDO FRQQHFWRUV
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH EROWV LQWR WKH IURQW SRUWLRQ RI WKH IURQW VHDW
SRZHU GULYHU VHDW VKRZQ PDQXDO GULYHU VHDW VLPLODU 

7LJKWHQ
7LJKWHQ WKH IURQW VHDWWRIORRU EROWV WR  1:P
 OEIW 
 ,QVWDOO WKH SODVWLF FDSV

&+

'$(:22 9 %/

+   6($76
 ,QVWDOO WKH EROWV LQWR WKH UHDU SRUWLRQ RI WKH IURQW VHDW

7LJKWHQ
7LJKWHQ WKH IURQW VHDWWRIORRU EROWV WR  1:P
 OEIW 
 ,QVWDOO WKH SODVWLF FDSV
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&+

)5217 6($7%$&.
5HPRYDO 3URFHGXUH
 5HPRYH WKH IURQW EXFNHW VHDW IURP WKH YHKLFOH 5HIHU
WR )URQW %XFNHW 6HDWV LQ WKLV VHFWLRQ
 5HPRYH WKH VFUHZV DQG VOLGH WKH EDFN SDQHO GRZQ WR
UHPRYH

&+

 5HSRVLWLRQ WKH OHIW VLGH VHDWEDFN FRYHU


 5HPRYH WKH EROWV DQG WKH VHDWEDFN

&+

'$(:22 9 %/

6($76 +  
,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH VHDWEDFN RQWR WKH VHDW FXVKLRQ
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH IURQW VHDWEDFN EROWV

7LJKWHQ
7LJKWHQ WKH IURQW VHDWEDFN EROWV WR  1:P  OEIW 

&+

 ,QVWDOO WKH VHDW FRYHU WR LWV RULJLQDO SRVLWLRQ


 ,QVWDOO WKH EDFN SDQHO RQWR WKH VHDW ZLWK WKH VFUHZV

7LJKWHQ
7LJKWHQ WKH IURQW VHDW FRYHU VFUHZV WR  1:P 
OELQ 
 ,QVWDOO WKH IURQW EXFNHW VHDW LQ WKH YHKLFOH 5HIHU WR
)URQW %XFNHW 6HDWV LQ WKLV VHFWLRQ

&+

)5217 6($7 &86+,21


5HPRYDO 3URFHGXUH
 5HPRYH WKH IURQW VHDW IURP WKH YHKLFOH 5HIHU WR
)URQW %XFNHW 6HDWV LQ WKLV VHFWLRQ
 5HPRYH WKH VHDW FXVKLRQ EROWV SRZHU GULYHU VHDW
VKRZQ PDQXDO GULYHU VHDW VLPLODU 
 5HPRYH WKH FXVKLRQ IURP WKH VHDW WUDFN

&+

'$(:22 9 %/

+   6($76
,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH FXVKLRQ RQWR WKH VHDW WUDFN
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH VHDW WUDFN WR WKH VHDW FXVKLRQ ZLWK WKH EROWV
SRZHU GULYHU VHDW VKRZQ PDQXDO GULYHU VHDW VLPLODU 

7LJKWHQ
7LJKWHQ WKH IURQW VHDW FXVKLRQ EROWV WR  1:P 
OEIW 
 ,QVWDOO WKH IURQW VHDW LQ WKH YHKLFOH 5HIHU WR )URQW
%XFNHW 6HDWV LQ WKLV VHFWLRQ

&+

)5217 %8&.(7 6($7 75$&.


5HPRYDO 3URFHGXUH
 5HPRYH WKH VHDWEDFN 5HIHU WR )URQW 6HDWEDFN LQ
WKLV VHFWLRQ
 5HPRYH WKH VHDW WULP 5HIHU WR )URQW 6HDW 7ULP LQ
WKLV VHFWLRQ
 5HPRYH WKH VHDW FXVKLRQ EROWV SRZHU GULYHU VHDW
VKRZQ PDQXDO GULYHU VHDW VLPLODU 
 5HPRYH WKH VHDW WUDFN IURP WKH VHDW FXVKLRQ

&+

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH FXVKLRQ RQWR WKH VHDW WUDFN
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH VHDW WUDFN WR WKH VHDW FXVKLRQ ZLWK WKH VHDW
FXVKLRQ EROWV SRZHU GULYHU VHDW VKRZQ PDQXDO
GULYHU VHDW VLPLODU 

7LJKWHQ
7LJKWHQ WKH IURQW VHDW FXVKLRQ EROWV WR  1:P 
OEIW 
 ,QVWDOO WKH VHDW WULP 5HIHU WR )URQW 6HDW 7ULP LQ WKLV
VHFWLRQ
 ,QVWDOO WKH VHDWEDFN 5HIHU WR )URQW 6HDWEDFN LQ WKLV
VHFWLRQ
&+

'$(:22 9 %/

6($76 +  

32:(5 '5,9(5 6($7 7,/7 027256


5HPRYDO 3URFHGXUH
 5HPRYH WKH GULYHU VHDW 5HIHU WR )URQW %XFNHW 6HDW
LQ WKLV VHFWLRQ
 5HPRYH WKH IURQW VHDW WULP 5HIHU WR )URQW 6HDW 7ULP
LQ WKLV VHFWLRQ
 5HPRYH WKH EROWV DQG WKH PRWRU

&+

,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH PRWRU ZLWK WKH EROWV IURQW PRWRU VKRZQ 

7LJKWHQ
7LJKWHQ WKH WLOW PRWRU EROWV WR  1:P  OELQ 
 ,QVWDOO WKH IURQW VHDW WULP 5HIHU WR )URQW 6HDW 7ULP LQ
WKLV VHFWLRQ
 ,QVWDOO WKH GULYHU VHDW 5HIHU WR )URQW %XFNHW 6HDW LQ
WKLV VHFWLRQ

&+

32:(5 '5,9(5 6($7 6/,'(


$66(0%/<
5HPRYDO 3URFHGXUH
 5HPRYH WKH GULYHU VHDW 5HIHU WR )URQW %XFNHW 6HDW
LQ WKLV VHFWLRQ
 5HPRYH WKH IURQW VHDW FXVKLRQ 5HIHU WR )URQW 6HDW
&XVKLRQ LQ WKLV VHFWLRQ
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU
 5HPRYH WKH EROWV WKH QXWV WKH VFUHZV DQG WKH VOLGH
DVVHPEO\

&+

'$(:22 9 %/

+   6($76
,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH VOLGH DVVHPEO\ ZLWK WKH EROWV WKH QXWV DQG
WKH VFUHZV

7LJKWHQ

&+

7LJKWHQ WKH VOLGH DVVHPEO\ EROWV WR  1:P  OEIW 


7LJKWHQ WKH VOLGH DVVHPEO\ QXWV WR  1:P  OEIW 
7LJKWHQ WKH VOLGH DVVHPEO\ VFUHZV WR  1:P 
OELQ 
 &RQQHFW WKH HOHFWULFDO FRQQHFWRU
 ,QVWDOO WKH IURQW VHDW FXVKLRQ 5HIHU WR )URQW 6HDW
&XVKLRQ LQ WKLV VHFWLRQ
 ,QVWDOO WKH GULYHU VHDW 5HIHU WR )URQW %XFNHW 6HDW LQ
WKLV VHFWLRQ

6($7 5(&/,1(5 /(9(5


5HPRYDO 3URFHGXUH
 5HPRYH WKH VFUHZ DQG WKH VHDW UHFOLQHU OHYHU SRZHU
GULYHU VHDW VKRZQ PDQXDO GULYHU VHDW VLPLODU 

&+

,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH VHDW UHFOLQHU OHYHU ZLWK WKH VFUHZ SRZHU
GULYHU VHDW VKRZQ PDQXDO GULYHU VHDW VLPLODU 

7LJKWHQ
7LJKWHQ WKH VHDW UHFOLQHU OHYHU VFUHZ WR  1:P
 OELQ 

&+

'$(:22 9 %/

6($76 +  

/80%$5 6833257 /(9(5


5HPRYDO 3URFHGXUH
 5HPRYH WKH VFUHZ DQG WKH OXPEDU VXSSRUW OHYHU

&+

,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH OXPEDU VXSSRUW OHYHU ZLWK WKH VFUHZ

7LJKWHQ
7LJKWHQ WKH OXPEDU VXSSRUW OHYHU VFUHZ WR  1:P 
OELQ 

&+

+(,*+7 $'-8670(17 .12%6


/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG
'ULYH 6LPLODU
5HPRYDO 3URFHGXUH
 5HPRYH WKH FDS WR UHYHDO WKH VFUHZ
 5HPRYH WKH VFUHZ DQG WKH KHLJKW DGMXVWPHQW NQRE
IURQW NQRE VKRZQ 

&+

'$(:22 9 %/

+   6($76
,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH KHLJKW DGMXVWPHQW NQRE ZLWK WKH VFUHZ
IURQW NQRE VKRZQ 

7LJKWHQ
7LJKWHQ WKH KHLJKW DGMXVWPHQW NQRE VFUHZ WR  1:P
 OELQ 
 ,QVWDOO WKH FDS RQWR WKH KHLJKW DGMXVWPHQW NQRE

&+

)5217 6($7 75,0


5HPRYDO 3URFHGXUH
 5HPRYH WKH IURQW EXFNHW VHDW IURP WKH YHKLFOH 5HIHU
WR )URQW %XFNHW 6HDWV LQ WKLV VHFWLRQ
 5HPRYH WKH VFUHZ DQG WKH UHFOLQHU OHYHU SRZHU
GULYHU VHDW VKRZQ PDQXDO GULYHU VHDW VLPLODU 
 5HPRYH WKH VFUHZV DQG WKH IURQW VHDW WULP

&+

,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH IURQW VHDW WULP ZLWK WKH VFUHZV

7LJKWHQ
7LJKWHQ WKH IURQW VHDW WULP VFUHZV WR  1:P
 OELQ 
 ,QVWDOO WKH UHFOLQHU OHYHU ZLWK WKH VFUHZ SRZHU GULYHU
VHDW VKRZQ PDQXDO GULYHU VHDW VLPLODU 

7LJKWHQ

&+

7LJKWHQ WKH VHDW UHFOLQHU OHYHU VFUHZ WR  1:P


 OELQ 
 ,QVWDOO WKH IURQW EXFNHW VHDW LQ WKH YHKLFOH 5HIHU WR
)URQW %XFNHW 6HDWV LQ WKLV VHFWLRQ

'$(:22 9 %/

6($76 +  

+($' 5(675$,17
5HPRYDO 3URFHGXUH
 3UHVV LQ WKH KHDG UHVWUDLQW DGMXVW EXWWRQ DQG UHPRYH
WKH KHDG UHVWUDLQW IURP WKH VHDWEDFN

%+

 ,QVHUW WZR IODW KHDG VFUHZGULYHUV GRZQ WKH IURQW DQG


EDFN VLGH RI WKH JXLGH VOHHYHV
 :LWK WKH VFUHZGULYHUV SUHVV LQ WKH UHWDLQLQJ ODWFKHV
DQG UHPRYH WKH JXLGH VOHHYHV

%+

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH JXLGH VOHHYHV LQWR WKH VHDWEDFN DQG SUHVV
WKHP GRZQ LQ RUGHU WR HQJDJH WKH JXLGH VOHHYH
UHWDLQLQJ ODWFKHV
 ,QVWDOO WKH KHDG UHVWUDLQW LQWR WKH JXLGH VOHHYHV

&+

'$(:22 9 %/

+   6($76

5($5 6($7 &86+,21


5HPRYDO 3URFHGXUH
 5HPRYH WKH UHDU VHDW FXVKLRQ IURP WKH IORRU E\ OLIWLQJ
LW RII WKH UHWDLQLQJ EUDFNHWV DQG VOLGLQJ LW IRUZDUG

&+

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH UHDU VHDW FXVKLRQ E\ LQVHUWLQJ WKH PHWDO
ORRSV LQWR WKH UHDU UHWDLQLQJ EUDFNHWV DQG SUHVVLQJ WKH
IURQW RI WKH VHDW FXVKLRQ GRZQ

&+

63/,7 5($5 6($7%$&.


5HPRYDO 3URFHGXUH
 /RZHU WKH UHDU VHDWEDFNV
 5HPRYH WKH UHWDLQLQJ FOLSV DQG UHSRVLWLRQ WKH UHDU
VHDWEDFN EDFNVLGH FRYHU
 5HPRYH WKH QXWV WKH EROWV DQG WKH VHDWEDFN IURP
WKH KLQJHV

&+

'$(:22 9 %/

6($76 +  
,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH VHDWEDFN WR WKH KLQJHV ZLWK WKH EROWV DQG
WKH QXWV

7LJKWHQ
7LJKWHQ WKH UHDU VHDWEDFN EROWV WR  1:P  OEIW 
7LJKWHQ WKH UHDU VHDWEDFN QXWV WR  1:P  OEIW 
 ,QVWDOO WKH UHDU VHDWEDFN EDFNVLGH FRYHU ZLWK WKH
UHWDLQLQJ FOLSV
 5DLVH DQG VHFXUH WKH UHDU VHDWEDFNV LQ WKH XSULJKW
SRVLWLRQ

&+

63/,7 5($5 6($7%$&. +,1*(


5HPRYDO 3URFHGXUH
 5HPRYH WKH UHDU VHDWEDFN DQG WKH UHDU VHDW FXVKLRQ
5HIHU WR 6SOLW 5HDU 6HDWEDFN DQG 5HDU 6HDW
&XVKLRQ LQ WKLV VHFWLRQ
 5HPRYH WKH EROWV DQG WKH VHDWEDFN FHQWHU KLQJH

&+

 5HPRYH WKH UHDU VHDW VLGH EROVWHU FXVKLRQ 5HIHU WR


5HDU 6HDW 6LGH %ROVWHU &XVKLRQ LQ WKLV VHFWLRQ
 5HPRYH WKH EROWV DQG WKH VHDWEDFN RXWHU KLQJH

&+

'$(:22 9 %/

+   6($76
,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH VHDWEDFN RXWHU KLQJH ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH UHDU VHDW KLQJH EROWV WR  1:P
 OELQ 

&+

 ,QVWDOO WKH UHDU VHDW VLGH EROVWHU FXVKLRQ 5HIHU WR


5HDU 6HDW 6LGH %ROVWHU &XVKLRQ LQ WKLV VHFWLRQ
 ,QVWDOO WKH VHDWEDFN FHQWHU KLQJH ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH UHDU VHDW KLQJH EROWV WR  1:P
 OELQ 
 ,QVWDOO WKH UHDU VHDWEDFN DQG WKH UHDU VHDW FXVKLRQ
5HIHU WR 6SOLW 5HDU 6HDWEDFN DQG 5HDU 6HDW
&XVKLRQ LQ WKLV VHFWLRQ

&+

63/,7 5($5 6($7%$&. /2&.


675,.(5
5HPRYDO 3URFHGXUH
 /RZHU WKH UHDU VHDWEDFNV
 5HPRYH WKH UHDU VHDW VLGH EROVWHU FXVKLRQ 5HIHU WR
5HDU 6HDW 6LGH %ROVWHU &XVKLRQ LQ WKLV VHFWLRQ
 5HPRYH WKH UHWDLQLQJ FOLSV DQG WKH EDFN SDQHO WULP
FRYHU
 5HPRYH WKH EROWV DQG WKH VHDWEDFN ORFN VWULNHUV

&+

'$(:22 9 %/

6($76 +  
,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH VHDWEDFN ORFN VWULNHUV ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH UHDU VHDWEDFN ORFN VWULNHU EROWV WR  1:P
 OEIW 
 ,QVWDOO WKH EDFN SDQHO WULP FRYHU ZLWK WKH UHWDLQLQJ
FOLSV
 ,QVWDOO WKH UHDU VHDW VLGH EROVWHU FXVKLRQ 5HIHU WR
5HDU 6HDW 6LGH %ROVWHU &XVKLRQ LQ WKLV VHFWLRQ
 5DLVH DQG VHFXUH WKH UHDU VHDWEDFNV LQ WKH XSULJKW
SRVLWLRQ
&+

5($5 6($7 6,'( %2/67(5


&86+,21
5HPRYDO 3URFHGXUH
 5HPRYH WKH UHDU VHDW FXVKLRQ 5HIHU WR 5HDU 6HDW
&XVKLRQ LQ WKLV VHFWLRQ
 5HPRYH WKH EROW VHFXULQJ WKH UHDU VHDW VLGH EROVWHU
FXVKLRQ
 /LIW DQG UHPRYH WKH UHDU VHDW VLGH EROVWHU FXVKLRQ

&+

,QVWDOODWLRQ 3URFHGXUH
 6OLGH WKH UHDU VHDW VLGH EROVWHU FXVKLRQ LQWR WKH
UHWDLQLQJ EUDFNHWV
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH UHDU VHDW VLGH EROVWHU FXVKLRQ ZLWK WKH EROW

7LJKWHQ
7LJKWHQ WKH UHDU VHDW VLGH EROVWHU FXVKLRQ EROWV WR
 1:P  OEIW 
 ,QVWDOO WKH UHDU VHDW FXVKLRQ 5HIHU WR 5HDU 6HDW
&XVKLRQ LQ WKLV VHFWLRQ

&+

'$(:22 9 %/

+   6($76

5($5 6($7 &(17(5 $505(67


5HPRYDO 3URFHGXUH
 /RZHU WKH UHDU VHDWEDFNV
 5HPRYH WKH UHWDLQLQJ FOLSV DQG UHSRVLWLRQ WKH UHDU
VHDWEDFN EDFNVLGH FRYHU
 5HPRYH WKH QXWV DQG WKH DUPUHVW

&+

,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH DUPUHVW ZLWK WKH QXWV

7LJKWHQ
7LJKWHQ WKH DUPUHVW QXWV WR  1:P  OELQ 
 ,QVWDOO WKH UHDU VHDWEDFN EDFNVLGH FRYHU ZLWK WKH
UHWDLQLQJ FOLSV
 5DLVH DQG VHFXUH WKH UHDU VHDWEDFNV LQ WKH XSULJKW
SRVLWLRQ

&+

6($7 &29(56
5HPRYDO 3URFHGXUH
 5HPRYH WKH VHDWEDFN DQGRU FXVKLRQ 5HIHU WR )URQW
6HDWEDFN )URQW 6HDW &XVKLRQ 6SOLW 5HDU
6HDWEDFN DQGRU 5HDU 6HDW &XVKLRQ LQ WKLV
VHFWLRQ
 5HPRYH WKH KRJ ULQJV IURP WKH VHDWEDFN DQGRU
FXVKLRQ
 5HPRYH WKH VHDW FRYHU IURP WKH VHDWEDFN DQGRU
FXVKLRQ

&+

'$(:22 9 %/

6($76 +  
,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH VHDW FRYHU RQWR WKH VHDWEDFN DQGRU
FXVKLRQ ZLWK QHZ KRJ ULQJV
 ,QVWDOO WKH VHDWEDFN DQGRU VHDW FXVKLRQ 5HIHU WR
)URQW 6HDWEDFN )URQW 6HDW &XVKLRQ 6SOLW 5HDU
6HDWEDFN DQGRU 5HDU 6HDW &XVKLRQ LQ WKLV
VHFWLRQ

&+

'$(:22 9 %/

+   6($76

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
6($76
,PSRUWDQW 'R QRW DWWHPSW WR FKDQJH WKH GHVLJQHG VHDW
SRVLWLRQ E\ DOWHULQJ WKH GHVLJQHG VHDW DGMXVWHUWRIORRU
SDQ DQFKRU SURYLVLRQV RU WKH VHDW DGMXVWHUWRVHDW IUDPH
DQFKRU SURYLVLRQV &KDQJLQJ VHDW SRVLWLRQ FRXOG DIIHFW
WKH SHUIRUPDQFH RI WKH VHDW V\VWHP

7KLV YHKLFOH LV HTXLSSHG ZLWK IURQW EXFNHW VHDWV ZLWK


VHSDUDWH DGMXVWDEOH KHDG UHVWUDLQWV DQG D
WKUHHSDVVHQJHU UHDU VHDW 6HDW FXVKLRQV DQG EDFN
KDYH IRUPHG IRDP SDGV ZKLFK ILW WKH FRQWRXUV RI WKH IXOO
SDQHO VHDWEDFN IUDPH DVVHPEO\ DQG DOVR WKH GHVLJQHG
FRQWRXU RI WKH VHDW FXVKLRQ IUDPH 7KH IURQW EXFNHW
VHDWV DOVR KDYH D UHFOLQH D KHLJKW DQG D OXPEDU
DGMXVWPHQW

'$(:22 9 %/

6(&7,21 ,

:$7(5/($.6
7$%/( 2) &217(176
6SHFLILFDWLRQV                               ,
5HFRPPHQGHG 0DWHULDOV IRU
:DWHUOHDN 5HSDLUV                          ,
:DWHUWHVW 6WDQG 6SHFLILFDWLRQV                ,

'LDJQRVLV                                   ,
:DWHUOHDN 'LDJQRVLV                          ,
0DLQWHQDQFH DQG 5HSDLU                      ,
2Q9HKLFOH 6HUYLFH                            ,
:DWHUOHDN 5HSDLU                             ,

63(&,),&$7,216
5(&200(1'(' 0$7(5,$/6 )25 :$7(5/($. 5(3$,56
/HDN $UHDV
:LQGVKLHOG EDFN ZLQGRZ

5HSDLU 0DWHULDOV
8UHWKDQH DGKHVLYH FDXONLQJ NLW RU WKH HTXLYDOHQW

0HWDO MRLQWV

%UXVKDEOH VHDP VHDOHU ZKLFK FDQ EH SDLQWHG

9HQWLODWLRQ GXFWV

070 $XWR %HGGLQJ DQG *OD]LQJ &RPSRXQG RU WKH


HTXLYDOHQW

6PDOO FUDFNV DQG SLQ KROHV

070 'ULS&KHFN 6HDOHU RU WKH HTXLYDOHQW

/DUJH KROHV

070 $XWRPRWLYH -RLQW DQG 6HDP 6HDOHU

:HDWKHUVWULSV

070  :HDWKHUVWULS $GKHVLYH RU WKH HTXLYDOHQW

%ROWV VWXGV DQG VFUHZV

6WULS FDXON

:$7(57(67 67$1' 63(&,),&$7,216


$SSOLFDWLRQ
1R]]OH 7\SH

'HVFULSWLRQ
)XOO MHW VSUD\ QR]]OH  ** RU HTXLYDOHQW ZLWK D
q LQFOXGHG DQJOH

1R]]OH +HLJKW

$SSUR[LPDWHO\  PP  LQ IURP WKH IORRU

9ROXPH RI )ORZ

/  JDO SHU PLQXWH

3UHVVXUH

 N3D  SVL PHDVXUHG DW WKH QR]]OH

:LQGVKLHOG DQG $3LOODU 7HVW 6WDQG 3RVLWLRQ

$SSUR[LPDWHO\ q GRZQ q WRZDUG WKH UHDU DQG


DLPHG DW WKH FRUQHU RI WKH ZLQGVKLHOG

%3LOODU 7HVW 6WDQG 3RVLWLRQ

$SSUR[LPDWHO\ q GRZQ q WRZDUG WKH UHDU DQG


DLPHG DW WKH FHQWHU RI WKH UHDU GRRU

%DFN :LQGRZ DQG 5HDU 'HFN /LG 7HVW 6WDQG 3RVLWLRQ

$SSUR[LPDWHO\ q GRZQ q WRZDUG WKH IURQW DQG


DLPHG DSSUR[LPDWHO\  PP  LQ IURP WKH
FRUQHU RI WKH EDFN ZLQGRZ

'$(:22 9 %/

,   :$7(5/($.6

',$*126,6
:$7(5/($. ',$*126,6

7KH UHSDLU RI ZDWHUOHDNV LQ WKH ERG\ UHTXLUHV SURSHU


WHVWLQJ DQG GLDJQRVLV 5HSDLU ZDWHUOHDNV E\ DGMXVWLQJ
WKH PLVDOLJQHG SDUWV DQG XVLQJ WKH SURSHU UHSDLU
PDWHULDOV )LUVW GHWHUPLQH ZKDW FRQGLWLRQV FDXVH WKH
OHDN )RU H[DPSOH WKH OHDN PD\ RFFXU RQO\ ZKHQ WKH
YHKLFOH LV SDUNHG RQ DQ LQFOLQH RU ZDWHU PD\ DSSHDU RQO\
LQ WKH VSDUH WLUH FRPSDUWPHQW 6HFRQG WHVW WKH DUHD IRU
WKH VRXUFH RI WKH OHDN XVLQJ WKH IROORZLQJ WHVWLQJ
PHWKRGV ,I WKH JHQHUDO OHDN DUHD LV IRXQG GHWHUPLQH WKH
H[DFW HQWU\ SRLQW RI WKH OHDN E\ XVLQJ D ZDWHU KRVH RU DQ
DLU KRVH ,I WKH JHQHUDO OHDN DUHD LV QRW REYLRXV XVH WKH
ZDWHUWHVW VWDQGV WR GHWHUPLQH WKH DUHD RI WKH OHDN ,W
PD\ EH QHFHVVDU\ WR UHPRYH VRPH LQWHULRU WULP SDQHOV
RU VRPH SDUWV LQ RUGHU WR ORFDWH WKH OHDNV
,PSRUWDQW ,W LV QHFHVVDU\ WR ILQG WKH RULJLQ RI DOO WKH
OHDNV EHIRUH PDNLQJ DQ\ UHSDLUV 5DQGRP UHSDLUV PD\
VWRS WKH OHDN RQO\ WHPSRUDULO\ DQG PD\ PDNH IXWXUH
UHSDLUV PRUH GLIILFXOW &RQWLQXH ORFDOL]HG WHVWLQJ LQ WKH
JHQHUDO DUHD LQ RUGHU WR HQVXUH WKDW DOO OHDNV DUH IRXQG

 LQFK E\ LQFK 3LSH


 )XOOMHW 6SUD\ 1R]]OH  ** RU (TXLYDOHQW
1R]]OH +HLJKW DW  PP WR WKH )ORRU
 LQFK &RXSOLQJ
 LQFK E\ LQFK E\ LQFK 5HGXFLQJ 7
5LJKW 2QO\
 LQFK &RXSOLQJ /HIW 2QO\
 LQFK &URVV 5LJKW 2QO\
 LQFK 7HH /HIW 2QO\
 LQFK 3LSHWR+RVH 1LSSOH 5LJKW 2QO\
 LQFK )HPDOH +RVH &RXSOLQJ
 LQFK ,QSXW +RVH  )HHW /RQJ 5LJKW 2QO\
 LQFK &ORVH 1LSSOH
 LQFK &URVV ZLWK :HOGRQ LQFK &DS
 LQFK E\ LQFK 1LSSOH
 LQFK &DS
 LQFK )HPDOH +RVH &RXSOLQJ
 LQFK &URVV +RVH  )HHW /RQJ
 LQFK +RVH 4XLFN &RQQHFW
 LQFK 3LSHWR+RVH 1LSSOH
 LQFK E\ LQFK 3LSH 6WUDLJKW
 LQFK :DWHU 3UHVVXUH *DXJH 5LJKW 2QO\

*HQHUDOL]HG 7HVWLQJ
 6HW XS WKH ZDWHUWHVW VWDQGV

 6HW XS WKH ZDWHUWHVW VWDQG OHDN WHVW

$,

&,

'$(:22 9 %/

:$7(5/($.6 ,  
 3HUIRUP WKH ZDWHUWHVW VWDQG OHDN WHVW 5HIHU WR
:DWHUWHVW 6WDQG 6SHFLILFDWLRQV LQ WKLV VHFWLRQ

 ,I WKH ORFDO ZDWHU SUHVVXUH GRHV QRW DOORZ WKH UHTXLUHG


ZDWHU SUHVVXUH RI  N3D  SVL  PRYH ERWK
VWDQGV FORVHU WR WKH YHKLFOH VR WKDW WKH ZDWHU VSUD\
RYHUODSV

&,

/RFDOL]HG 7HVWLQJ 6SRW 7HVW


 'R ORFDOL]HG WHVWLQJ ZLWK D ZDWHU KRVH RU DQ DLU KRVH
 %HJLQ WHVWLQJ E\ VSUD\LQJ WKH DLU RU WKH ZDWHU DW WKH
EDVH RI WKH VXVSHFWHG OHDN DUHD &RQWLQXH VSUD\LQJ
WKH DLU RU WKH ZDWHU XSZDUG XQWLO WKH OHDN LV IRXQG

 %HJLQ VSUD\LQJ WKH ZDWHU DW WKH EDVH RI WKH VXVSHFWHG


OHDN DUHD &RQWLQXH VSUD\LQJ WKH ZDWHU XSZDUG XQWLO
WKH OHDN LV IRXQG

:DWHU +RVH 7HVW


 3ODFH DQRWKHU SHUVRQ LQVLGH WKH YHKLFOH LQ RUGHU WR
GHWHFW WKH ORFDWLRQ RI WKH OHDN
 8VH D ZDWHU KRVH ZLWKRXW D QR]]OH

%,

%,

'$(:22 9 %/

,   :$7(5/($.6
$LU +RVH 7HVW
 $SSO\ VRDS\ ZDWHU WR WKH RXWVLGH RI WKH YHKLFOH LQ WKH
VXVSHFWHG OHDN DUHD
 %ORZ DLU IURP LQVLGH WKH YHKLFOH 7KH DLU SUHVVXUH
VKRXOG QRW H[FHHG  N3D  SVL 
 'HWHUPLQH WKH ORFDWLRQ RI WKH OHDNV IURP WKH EXEEOHV
IRUPHG LQ WKH VRDS\ ZDWHU

%,

'$(:22 9 %/

:$7(5/($.6 ,  

0$,17(1$1&( $1'
5(3$,5
219(+,&/( 6(59,&(
:$7(5/($. 5(3$,5
6RPH ZDWHUOHDNV DURXQG WKH JODVV FDQ EH UHSDLUHG
ZLWKRXW UHPRYLQJ WKH JODVV
,PSRUWDQW 7KLV W\SH RI UHSDLU PD\ EH XVHG RQO\ IRU
XUHWKDQHLQVWDOOHG JODVV
 5HPRYH WKH UHYHDO PROGLQJ LQ WKH DUHD RI WKH OHDN ,W
PD\ EH QHFHVVDU\ WR UHPRYH WKH JDUQLVK PROGLQJ RU
WKH WULP VWULS ODFH LQ RUGHU WR ORFDWH WKH OHDN
$,

 :KLOH VSUD\LQJ ZDWHU RYHU WKH OHDN DUHD FDUHIXOO\


SXVK WKH JODVV RXWZDUG LQ RUGHU WR GHWHUPLQH WKH VL]H
RI WKH OHDN
 0DUN WKH ORFDWLRQ RI WKH OHDN
 8VH ZDWHU WR FOHDQ DQ\ GLUW IURP WKH DUHD 'U\ WKH
DUHD ZLWK DQ DLU KRVH
 8VLQJ D VKDUS NQLIH WULP RII WKH XQHYHQ HGJHV RI WKH
DGKHVLYH FDXONLQJ PDWHULDO DURXQG WKH OHDN IRU D
GLVWDQFH RI  WR  PP  WR  LQFKHV RQ ERWK VLGHV
RI WKH OHDN

 8VLQJ D VKDUS NQLIH WULP RII WKH XQHYHQ HGJHV RI WKH


DGKHVLYH PDWHULDO DURXQG WKH OHDN  WR  PP
WR LQFKHV RQ ERWK VLGHV RI WKH OHDN

$,

'$(:22 9 %/

,   :$7(5/($.6
 3ULPH WKH WULPPHG DUHD ZLWK WKH SULPHU

$,

 $OORZ WKH SULPHU WR GU\ IRU  PLQXWHV


 $SSO\ WKH DGKHVLYH RYHU WKH OHDN DQG IRU D GLVWDQFH
RI  WR  PP  WR  LQFKHV RQ ERWK VLGHV RI WKH
OHDN

$,

 ,PPHGLDWHO\ DIWHU DSSO\LQJ WKH DGKHVLYH XVH D IODW


VWLFN RU D VLPLODU WRRO WR ZRUN WKH DGKHVLYH LQWR WKH
OHDN DUHD DQG LQWR WKH MRLQW EHWZHHQ WKH RULJLQDO
PDWHULDO DQG WKH YHKLFOH ERG\ LQ RUGHU WR HQVXUH D
ZDWHUWLJKW VHDO
 6SUD\ ZDUP RU KRW ZDWHU RYHU WKH UHSDLUHG DUHD LQ
RUGHU WR GHWHUPLQH LI WKH OHDN ZDV UHSDLUHG 'R QRW
UXQ D KHDY\ VWUHDP RI ZDWHU GLUHFWO\ RQ WKH
IUHVKO\DSSOLHG DGKHVLYH
 ,QVWDOO WKH WULP VWULS ODFH LI LW ZDV UHPRYHG
 ,QVWDOO WKH JDUQLVK PROGLQJ LI LW ZDV UHPRYHG
 ,QVWDOO WKH UHYHDO PROGLQJ

$,

,PSRUWDQW $IWHU WKH FRPSOHWLRQ RI DQ\ ZDWHUOHDN UHSDLU


UHWHVW WKH DUHD XVLQJ WKH ZDWHUWHVW VWDQGV 'R QRW
XVHORFDOL]HG WHVWLQJ SURFHGXUHV RQ WKH QHZO\UHSDLUHG
DUHDV DV WKH UHSDLU PDWHULDO PD\ GLVORGJH XQGHU
DEQRUPDO SUHVVXUH

'$(:22 9 %/

6(&7,21 -

:,1'12,6(
7$%/( 2) &217(176
'LDJQRVLV                                  -
:LQGQRLVH 'LDJQRVLV                        -

0DLQWHQDQFH DQG 5HSDLU                     -


2Q9HKLFOH 6HUYLFH                           -
:LQGQRLVH 5HSDLU                          -

',$*126,6
:,1'12,6( ',$*126,6
&DXWLRQ $Q DVVLVWDQW VKRXOG GULYH WKH YHKLFOH ZKLOH
WKH WHFKQLFLDQ FKHFNV IRU WKH ORFDWLRQ RI WKH
ZLQGQRLVH LQ RUGHU WR SUHYHQW SHUVRQDO LQMXU\ RU
YHKLFOH GDPDJH
$ WHVW GULYH LQ WKH YHKLFOH LV QHFHVVDU\ WR DFFXUDWHO\
GHWHUPLQH WKH ORFDWLRQ RI WKH ZLQGQRLVH 2IWHQ WKHUH LV D
SULPDU\ OHDN DQG VHFRQGDU\ OHDNV )DLOXUH WR UHSDLU DOO
OHDNV ZLOO RQO\ UHGXFH WKH ZLQGQRLVH QRW HOLPLQDWH LW
'XULQJ WKH WHVW GULYH WKH WHFKQLFLDQ VKRXOG EULQJ WKH
IROORZLQJ LWHPV WR DLG LQ GHWHUPLQLQJ WKH ORFDWLRQ RI WKH
ZLQGQRLVH
- $ PHFKDQLFV VWHWKRVFRSH RU YDFXXP KRVH
- 0DVNLQJ WDSH
- 6WULS FDXON
- $ FKLQD PDUNLQJ SHQFLO
- $ VFUHZGULYHU
3HUIRUP WKH IROORZLQJ VWHSV LQ RUGHU WR FRQGXFW WKH URDG
WHVW
 &KRRVH D URXWH WKDW LQFOXGHV VPRRWK VWUDLJKW VWUHHWV
WKDW UXQ LQ DOO IRXU GLUHFWLRQV QRUWK VRXWK HDVW DQG
ZHVW 
 &KRRVH VWUHHWV ZLWK OLWWOH WUDIILF RU QRLVH WKDW ZRXOG
LQWHUIHUH ZLWK WKH WHVW
 'ULYH WKH YHKLFOH DW WKH VSHHGV DW ZKLFK WKH QRLVH
ZDV QRWLFHG E\ WKH FXVWRPHU RU XQWLO WKH QRLVH LV
SURGXFHG 'R QRW H[FHHG OHJDO VSHHG OLPLWV
 7KH ZLQGQRLVH LV H[WHUQDO LI DQ\ RI WKH IROORZLQJ
FRQGLWLRQV RFFXU
- 7KH ZLQGQRLVH LV FDXVHG E\ WKH ZLQG
- 7KH ZLQGQRLVH FDQ EH KHDUG ZLWK WKH GRRU JODVV
ORZHUHG DQG ZKLOH WKH YHKLFOH LV EHLQJ GULYHQ
- 7KH ZLQGQRLVH LV HOLPLQDWHG ZKHQ WDSH LV SODFHG
RYHU YDULRXV PROGLQJV DQG JDSV

'$(:22 9 %/

 ,QWHUQDO ZLQGQRLVH LV DLU OHDYLQJ WKH YHKLFOH DQG


VKRXOG EH UHSDLUHG LQ WKH IROORZLQJ PDQQHU
- ,Q RUGHU WR ORFDWH WKH OHDN WDSH RII WKH ERG\ ORFN
SLOODU SUHVVXUH UHOLHI YDOYHV 7KLV ZLOO FDXVH DLU
SUHVVXUH WR EXLOG XS LQVLGH WKH YHKLFOH DQG
HQKDQFH WKH ZLQGQRLVH
- 8VH D VWHWKRVFRSH RU D YDFXXP KRVH WR ORFDWH WKH
OHDN
- 7HPSRUDULO\ UHSDLU WKH OHDN ZLWK PDVNLQJ WDSH

$-

- &RQWLQXH WHVWLQJ LQ RUGHU WR GHWHUPLQH LI WKH QRLVH


KDV EHHQ HOLPLQDWHG RU LI RWKHU OHDNV H[LVW
- :KHQ DOO OHDNV KDYH EHHQ IRXQG UHWXUQ WR WKH VKRS
DQG PDNH SHUPDQHQW UHSDLUV ZLWK WKH SURSHU
DOLJQPHQW WHFKQLTXHV DQG VHDOLQJ PDWHULDOV

-  :,1'12,6(

0$,17(1$1&( $1' 5(3$,5


219(+,&/( 6(59,&(
:,1'12,6( 5(3$,5
:LQGQRLVH OHDN UHSDLUV DUH YHU\ VLPLODU WR ZDWHUOHDN
UHSDLUV 5HIHU WR 6HFWLRQ , :DWHUOHDNV 7KH DFWXDO
SURFHGXUH GHSHQGV RQ WKH W\SH RI VHDO EHLQJ UHSDLUHG
/HDNV DURXQG WKH GRRU RSHQLQJ ZHDWKHUVWULSV GR QRW
DOZD\V LQGLFDWH D IDXOW\ ZHDWKHUVWULS $ GRRU RU ZLQGRZ
DGMXVWPHQW PD\ UHVROYH WKH FRQGLWLRQ 5HIHU WR 6HFWLRQ
3 'RRUV RU 6HFWLRQ / *ODVV DQG 0LUURUV

'$(:22 9 %/

6(&7,21 .

648($.6 $1' 5$77/(6


7$%/( 2) &217(176
'LDJQRVLV                                  .
6TXHDN DQG 5DWWOH 'LDJQRVLV                .

0DLQWHQDQFH DQG 5HSDLU                     .


2Q9HKLFOH 6HUYLFH                           .
6TXHDN DQG 5DWWOH 5HSDLU                   .

',$*126,6
648($. $1' 5$77/( ',$*126,6
5DWWOH &RPLQJ )URP WKH 6LGH 5DLO
&KHFNV

$FWLRQ
- 7DS OLJKWO\ RQ WKH EUDNH OLQHV DQG OLVWHQ IRU D UDWWOH
- ,QVWDOO SODVWLF WLH VWUDSV WR VHFXUH WKH EUDNH OLQHV
WLJKWO\ WRJHWKHU

&KHFN WKH EUDNH OLQHV

5DWWOH 8QGHU 9HKLFOH DW +LJKHU 530


&KHFNV
&KHFN IRU KHDW VKLHOG FRQWDFW ZLWK WKH XQGHUERG\

$FWLRQ
- 5DLVH WKH YHKLFOH DQG SHUIRUP D YLVXDO LQVSHFWLRQ
- %HQG WKH KHDW VKLHOG VOLJKWO\ WR JDLQ FOHDUDQFH IURP
WKH XQGHUERG\

6TXHDN )URP WKH )URQW RI WKH 9HKLFOH LQ &ROG :HDWKHU


&KHFNV
&KHFN WKH IURQW VWDELOL]HU VKDIW LQVXODWRUV

$FWLRQ
- :KLOH WKH YHKLFOH LV FROG SHUIRUP D WHVW GULYH DQG
DFKLHYH IXOO IURQW VXVSHQVLRQ WUDYHO E\ GULYLQJ
WKURXJK D GLS LQ WKH URDG
- 5HPRYH WKH LQVXODWRUV DQG ZUDS WHIORQ WDSH DURXQG
WKH VWDELOL]HU VKDIW 5HLQVWDOO WKH LQVXODWRUV RYHU WKH
WDSH

7KXPS )URP 5HDU RI 9HKLFOH RQ %XPSV


&KHFNV
&KHFN IRU D SURSHUO\ VHFXUHG VSDUH WLUH LQ WKH UHDU
FRPSDUWPHQW

'$(:22 9 %/

$FWLRQ
- 2SHQ WKH UHDU FRPSDUWPHQW DQG SHUIRUP D YLVXDO
LQVSHFWLRQ RI WKH VSDUH WLUH DQG WKH WRROV
- 7LJKWO\ VHFXUH WKH VSDUH WLUH DQG DOO WRROV
- 3HUIRUP D URDG WHVW WR YHULI\ WKDW WKH QRLVH LV HOLPL
QDWHG

.  648($.6 $1' 5$77/(6


*ODVV .QRFN &RPLQJ )URP WKH 5HDU RI WKH 9HKLFOH :KHQ 'ULYLQJ 2YHU %XPSV
&KHFNV

$FWLRQ

&KHFN IRU DQ RXWRIDGMXVWPHQW KDWFKEDFN ODWFK

- 7HVW GULYH WKH YHKLFOH LQ RUGHU WR YHULI\ WKLV FRQGL


WLRQ
- /RRVHQ WKH ODWFK QXWV DQG DGMXVW WKH ODWFK GRZQ
ZDUG

5DWWOH &RPLQJ )URP 'RRU


&KHFNV

$FWLRQ

&KHFN WKH GRRU ORFN VROHQRLG

- 5HPRYH WKH GRRU WULP SDQHO DQG FKHFN LI WKH VROH


QRLG LV ORRVH
- 7LJKWHQ WKH VROHQRLG EROWV

&KHFN IRU UDWWOLQJ HOHFWULFDO FRQQHFWRUV LQVLGH WKH GRRU


WULP SDQHO

- 7DS RQ WKH WULP SDQHO DQG OLVWHQ IRU D UDWWOH


- 5HPRYH WKH WULP SDQHO DQG ZUDS IRDP SDGGLQJ
DURXQG WKH FRQQHFWRUV DV UHTXLUHG

6TXHDN :KHQ 2SHUDWLQJ 'RRUV


&KHFNV

$FWLRQ

&KHFN IRU D ODFN RI OXEULFDWLRQ RI WKH GRRU KLQJH SLQV

- 2SHUDWH WKH GRRUV DQG OLVWHQ IRU VTXHDNV


- /XEULFDWH WKH GRRU KLQJH SLQV ZLWK OLJKW RLO DQG FRDW
ZLWK OLWKLXP JUHDVH

6TXHDN &RPLQJ )URP &RQVROH :KHQ 6KLIWLQJ 0DQXDO 7UDQVD[OH


&RQGLWLRQ 2FFXUV ,Q &ROG :HDWKHU ZLWK D &ROG (QJLQH
&KHFNV

$FWLRQ

&KHFN WKH PDQXDO WUDQVD[OH FRQWURO OHYHU ORZHU ERRW

- 0RYH WKH FRQWURO OHYHU EHWZHHQ JHDUV DQG OLVWHQ IRU


VTXHDNV
- 5HPRYH WKH IORRU FRQVROH DQG UHSODFH WKH ORZHU
VKLIW ERRW RU DSSO\ WDOFXP SRZGHU WR WKH ORZHU VKLIW
ERRW

%X]] )URP WKH /HIW 6LGH RI ,QVWUXPHQW 3DQHO


&KHFNV

$FWLRQ

&KHFN IRU YLEUDWLRQ RI WKH IXVH ER[ FRYHU DJDLQVW WKH


LQVWUXPHQW SDQHO VLGH WULP

- 7DS RQ WKH FRYHU ZLWK D ILQJHU DQG OLVWHQ IRU D EX]]


- $SSO\  PP  LQFK E\  PP  LQFK
IHOW SDGV WR WKH VLGH WULP ZKHUH WKH FRYHU PDNHV
FRQWDFW

6TXHDN &RPLQJ )URP ,QVWUXPHQW &OXVWHU 7ULP 3ODWH


&KHFNV
&KHFN IRU UXEELQJ RI WKH FOXVWHU WULP SODWH RQ WKH LQ
VWUXPHQW SDQHO

$FWLRQ
- 7HVW GULYH WKH YHKLFOH LQ RUGHU WR YHULI\ WKLV FRQGL
WLRQ
- 5HPRYH WKH LQVWUXPHQW FOXVWHU WULP SODWH DQG LQVWDOO
IHOW WDSH WR WKH HGJHV

'$(:22 9 %/

648($.6 $1' 5$77/(6 . 

0$,17(1$1&( $1' 5(3$,5


219(+,&/( 6(59,&(
648($. $1' 5$77/( 5(3$,5
6TXHDNV DQG UDWWOHV DUH FDXVHG E\ WKH XQZDQWHG PRYH
PHQW EHWZHHQ SDUWV RI D YHKLFOH 7KHUH DUH WKUHH PHDQV
WR SUHYHQW VTXHDNV RU UDWWOHV
- $WWDFK WKH SDUWV VHFXUHO\ VR WKDW WKHUH LV QR UHODWLYH
PRWLRQ GXULQJ WKH RSHUDWLRQ RI WKH YHKLFOH
- 6HSDUDWH WKH SDUWV VR WKDW WKHUH LV QR FRQWDFW GXULQJ
RSHUDWLRQ
- ,QVXODWH WKH SDUWV VR WKDW QR VTXHDNV RU UDWWOHV RFFXU
ZLWK WKH PRYHPHQW RI WKH SDUWV /RZ XQLIRUP IULFWLRQ
VXUIDFHV FDQ EH XVHG WR HOLPLQDWH VWLFNVOLS PRWLRQ

'$(:22 9 %/

6(&7,21 /

*/$66 $1' 0,55256


7$%/( 2) &217(176
6SHFLILFDWLRQV                             
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV           
6SHFLDO 7RROV                              
6SHFLDO 7RROV 7DEOH                        

/
/
/
/

6FKHPDWLF DQG 5RXWLQJ 'LDJUDPV           


5HDU :LQGRZ DQG 2XWVLGH 5HDUYLHZ
0LUURU 'HIRJJHU                         
(OHFWULF &RQWURO 2XWVLGH 5HDUYLHZ 0LUURUV     
'LDJQRVLV                                 
7HVWLQJ 5HDU :LQGRZ 'HIRJJHU *ULG /LQH     
2XWVLGH 0LUURU 'HIRJJHUV                   
(OHFWULF &RQWURO 2XWVLGH 5HDUYLHZ 0LUURUV     
0DLQWHQDQFH DQG 5HSDLU                    
2Q9HKLFOH 6HUYLFH                          
:LQGVKLHOG                               

/
/
/
/
/
/
/
/
/
/

5HDU :LQGRZ *ODVV                        /


5HDU :LQGRZ 'HIRJJHU *ULG /LQH 5HSDLU     /
5HDU :LQGRZ 'HIRJJHU %UDLGHG /HDG
:LUH 5HSDLU                             /
)URQW 'RRU *ODVV                          /
5HDU 'RRU *ODVV                          /
5HDU 'RRU 4XDUWHU :LQGRZ                 /
5HDUYLHZ 0LUURU                           /
(OHFWULF &RQWURO 2XWVLGH 5HDUYLHZ 0LUURUV     /
*HQHUDO 'HVFULSWLRQ DQG 6\VWHP
2SHUDWLRQ                               
6WDWLRQDU\ *ODVV                         
(OHFWULF &RQWURO +HDWHG 2XWVLGH
5HDUYLHZ 0LUURUV                       
,QVLGH 5HDUYLHZ 0LUURU                    

63(&,),&$7,216
)$67(1(5 7,*+7(1,1* 63(&,),&$7,216
$SSOLFDWLRQ

1:P

/E)W

/E,Q

*ODVV 6FUHZV





*XLGH 5DLO %ROWV





*XLGH 5DLO 6FUHZ





2XWVLGH 5HDUYLHZ 0LUURU $VVHPEO\ %ROWV











5HDUYLHZ 0LUURU 0RXQWLQJ %ROW

63(&,$/ 722/6
63(&,$/ 722/6 7$%/(

-
*ODVV 6HDODQW
5HPRYHU

$/

'$(:22 9 %/

/
/
/
/

/   */$66 $1' 0,55256

5($5 :,1'2: $1' 2876,'( 5($59,(: 0,5525 '()2**(5

6&+(0$7,& $1' 5287,1* ',$*5$06

&/

'$(:22 9 %/

(/(&75,& &21752/ 2876,'( 5($59,(: 0,55256

*/$66 $1' 0,55256 /  

&/

'$(:22 9 %/

/   */$66 $1' 0,55256

',$*126,6
7(67,1* 5($5 :,1'2:
'()2**(5 *5,' /,1(
,I LW KDV EHHQ REVHUYHG GXULQJ XVH WKDW D JULG OLQH LV
LQRSHUDWLYH WKH IROORZLQJ SURFHGXUH FDQ EH XVHG WR ILQG
WKH EUHDN ,I QRQH RI WKH JULG OLQHV LV RSHUDWLQJ D IXOO
V\VWHP GLDJQRVLV VKRXOG EH FRPSOHWHG EHIRUH
DWWHPSWLQJ WR UHSDLU WKH JULG OLQHV
 7XUQ WKH LJQLWLRQ 21
 7XUQ WKH UHDU ZLQGRZ GHIRJJHU 21
 )URP WKH LQVLGH RI WKH YHKLFOH FRQQHFW D YROWPHWHU WR
HDFK HQG RI D JULG OLQH 7KH YROWPHWHU ZLOO LQGLFDWH
EDWWHU\ YROWDJH LI WKH JULG OLQH LV RSHQ
,PSRUWDQW 8VH FDUH ZKHQ WRXFKLQJ WKH YROWPHWHU
WHUPLQDOV WR D JULG OLQH ,I WKH WHUPLQDOV DUH URXJKO\
DSSOLHG WKH JULG OLQH PD\ EH VFUDWFKHG UHVXOWLQJ LQ DQ
RSHQ FLUFXLW

 ,I D JULG OLQH LV IRXQG WR EH RSHQ PRYH D YROWPHWHU


WHUPLQDO IURP RQH VLGH RI WKH JULG OLQH DQG UHWHVW DW D
SRLQW QHDUHU WR WKH RWKHU VLGH RI WKH ZLQGRZ &RQWLQXH
WR UHWHVW HDFK WLPH EULQJLQJ RQH RI WKH YROWPHWHU
WHUPLQDOV FORVHU WR WKH RSSRVLWH VLGH RI WKH ZLQGRZ
IURP ZKHUH LW ZDV RULJLQDOO\ FRQQHFWHG 7KH EUHDN LQ
WKH JULG OLQH LV DW WKH SRLQW ZKHUH WKH YROWPHWHU EHJLQV
UHDGLQJ  YROWV LQVWHDG RI EDWWHU\ YROWDJH
 8VH D PDUNLQJ FUD\RQ WR OLJKWO\ PDUN WKH EUHDN SRLQW
RQ WKH UHDU ZLQGRZ 0DUN WKH JODVV LQVWHDG RI PDUNLQJ
GLUHFWO\ RQ WKH JULG OLQH DQG PDNH WKH PDUN IDU
HQRXJK IURP WKH JULG OLQH VR WKDW LW FDQ HDVLO\ EH
UHPRYHG ZLWKRXW GLVWXUELQJ WKH UHSDLU
 8VH D JULG OLQH UHSDLU NLW WR IL[ WKH EUHDN LQ WKH JULG OLQH
5HIHU WR 5HDU :LQGRZ 'HIRJJHU *ULG /LQH 5HSDLU LQ
WKLV VHFWLRQ

2876,'( 0,5525 '()2**(56


6WHS

$FWLRQ

&KHFN WKH UHDU ZLQGRZ GHIRJJHU


'RHV WKH UHDU ZLQGRZ GHIRJJHU ZRUN"
5HSDLU WKH UHDU ZLQGRZ GHIRJJHU EHIRUH SURFHHGLQJ
ZLWK WKH RXWVLGH PLUURU GLDJQRVLV
,V WKH UHSDLU FRPSOHWH"

7HVW WKH RXWVLGH PLUURU GHIRJJHUV


'RHV WKH UHSDLU RI WKH UHDU ZLQGRZ GHIRJJHU V\VWHP
DOVR IL[ WKH SUREOHP ZLWK WKH RXWVLGH PLUURU
GHIRJJHUV"

9DOXH V

<HV

1R



*R WR 6WHS 

*R WR 6WHS 



&KHFN IXVH ()


,V IXVH () EORZQ"



 &KHFN IRU D VKRUW FLUFXLW DQG UHSDLU LW LI QHFHVVDU\


 5HSODFH WKH IXVH
,V WKH UHSDLU FRPSOHWH"



 2Q WKH VLGH RI WKH YHKLFOH ZKLFK KDV WKH


PDOIXQFWLRQLQJ PLUURU GHIRJJHU UHPRYH WKH EODFN
SODVWLF HVFXWFKHRQ IURP WKH WULP SDQHO VLGH RI WKH
GRRU
 'LVFRQQHFW WKH RXWVLGH PLUURU HOHFWULFDO FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
 7XUQ RQ WKH GHIRJJHU
 8VH D YROWPHWHU WR EDFNSUREH WHUPLQDO  251 DW
WKH PLUURU HOHFWULFDO FRQQHFWRU
'RHV WKH YROWPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"
5HSDLU WKH RSHQ FLUFXLW EHWZHHQ IXVH () DQG WKH
PLUURU FRQQHFWRU
,V WKH UHSDLU FRPSOHWH"





*R WR 6WHS 

 9


6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 
6\VWHP 2.



*R WR 6WHS 


'$(:22 9 %/

*/$66 $1' 0,55256 /  


2XWVLGH 0LUURU 'HIRJJHUV &RQWG
6WHS

$FWLRQ

9DOXH V

<HV

1R

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH RXWVLGH PLUURU HOHFWULFDO FRQQHFWRU
 8VH DQ RKPPHWHU WR PHDVXUH WKH UHVLVWDQFH
EHWZHHQ WHUPLQDO  %/. RI WKH PLUURU FRQQHFWRU
DQG JURXQG
'RHV WKH RKPPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"

 :

*R WR 6WHS 

*R WR 6WHS 



5HSDLU WKH RSHQ JURXQG FLUFXLW IRU WKH RXWVLGH


UHDUYLHZ PLUURU
,V WKH UHSDLU FRPSOHWH"



5HSODFH WKH GHIHFWLYH RXWVLGH UHDUYLHZ PLUURU


,V WKH UHSDLU FRPSOHWH"



6\VWHP 2.
6\VWHP 2.





(/(&75,& &21752/ 2876,'( 5($59,(: 0,55256


2XWVLGH 5HDUYLHZ 0LUURUV 'R 1RW $GMXVW
6WHS

$FWLRQ

&KHFN IXVH ()


,V IXVH () EORZQ"
 &KHFN IRU D VKRUW FLUFXLW DQG UHSDLU LW LI QHFHVVDU\
 5HSODFH IXVH ()
,V WKH UHSDLU FRPSOHWH"





7XUQ WKH LJQLWLRQ 21


&KHFN WKH YROWDJH DW IXVH ()
,V WKH YROWDJH DW () HTXDO WR WKH VSHFLILHG YDOXH"
5HSDLU WKH RSHQ SRZHU VXSSO\ FLUFXLW IRU IXVH ()
,V WKH UHSDLU FRPSOHWH"
&KHFN WKH SRZHU PLUURUV
$UH ERWK SRZHU PLUURUV LQRSHUDWLYH"

9DOXH V

<HV

1R



*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.



 9

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.





*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

 5HPRYH WKH UHWDLQLQJ VFUHZ IRU WKH SRZHU GRRU


PLUURU DQG SRZHU ZLQGRZ VZLWFK DVVHPEO\
 /LIW WKH VZLWFK DVVHPEO\ VR WKDW WKH FRQQHFWRUV RQ
WKH XQGHUVLGH DUH YLVLEOH
,V WKH FRQQHFWRU VHFXUHG WR WKH SRZHU PLUURU VZLWFK"



&RQQHFW WKH FRQQHFWRU WR WKH SRZHU PLUURU VZLWFK


,V WKH UHSDLU FRPSOHWH"



6\VWHP 2.



8VH DQ RKPPHWHU WR FKHFN WKH FRQWLQXLW\ EHWZHHQ


WHUPLQDO  %/. RI WKH PLUURU VZLWFK FRQQHFWRU DQG
JURXQG
'RHV WKH RKPPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"

 :

*R WR 6WHS 

*R WR 6WHS 

5HSDLU WKH RSHQ JURXQG FLUFXLW IRU WKH PLUURU VZLWFK


,V WKH UHSDLU FRPSOHWH"



6\VWHP 2.





 7XUQ WKH LJQLWLRQ 21


 &KHFN WKH YROWDJH DW WHUPLQDO  31. RI WKH
PLUURU VZLWFK FRQQHFWRU
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"

 9

*R WR 6WHS 

*R WR 6WHS 



'$(:22 9 %/

5HSDLU WKH RSHQ SRZHU VXSSO\ FLUFXLW IRU WKH PLUURU


VZLWFK
,V WKH UHSDLU FRPSOHWH"



6\VWHP 2.



/   */$66 $1' 0,55256


2XWVLGH 5HDUYLHZ 0LUURUV 'R 1RW $GMXVW &RQWG
6WHS

$FWLRQ



5HSODFH WKH RXWVLGH UHDUYLHZ PLUURU VZLWFK


,V WKH UHSDLU FRPSOHWH"
 2Q WKH VLGH ZKLFK KDV WKH LQRSHUDWLYH PLUURU
UHPRYH WKH EODFN SODVWLF HVFXWFKHRQ IURP WKH WULP
SDQHO VLGH RI WKH GRRU
 'LVFRQQHFW WKH RXWVLGH PLUURU HOHFWULFDO FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
 $W WKH RXWVLGH PLUURU FRQQHFWRU FRQQHFW D
YROWPHWHU EHWZHHQ WHUPLQDO  *5< DQG WHUPLQDO
 /7 *51 LI WHVWLQJ WKH GULYHU VLGH RU 33/:+7 LI
WHVWLQJ WKH SDVVHQJHU VLGH 
 2SHUDWH WKH ,Q2XW DGMXVWPHQW RQ WKH VZLWFK DQG
UHFRUG WKH YROWDJH LQGLFDWHG LQ HDFK VZLWFK
SRVLWLRQ
 &RQQHFW D YROWPHWHU EHWZHHQ WHUPLQDO  *5<
DQG WHUPLQDO  :+7 LI WHVWLQJ WKH OHIW VLGH RU
5(':+7 LI WHVWLQJ WKH ULJKW VLGH 
 2SHUDWH WKH 8S'RZQ DGMXVWPHQW RQ WKH VZLWFK
DQG UHFRUG WKH YROWDJH LQGLFDWHG LQ HDFK VZLWFK
SRVLWLRQ
'RHV WKH YROWPHWHU LQGLFDWH WKH VSHFLILHG YROWDJH IRU
HDFK WHVW ZLWK WKH SRODULW\ UHYHUVLQJ ZKHQ WKH
VZLWFK ZDV FKDQJHG IURP ,Q WR 2XW RU 8S WR 'RZQ"








5HSODFH WKH RXWVLGH UHDUYLHZ PLUURU


,V WKH UHSDLU FRPSOHWH"
 5HPRYH WKH UHWDLQLQJ VFUHZ IRU WKH SRZHU GRRU
PLUURU DQG SRZHU ZLQGRZ VZLWFK DVVHPEO\
 /LIW WKH VZLWFK DVVHPEO\ VR WKDW WKH FRQQHFWRUV RQ
WKH XQGHUVLGH DUH YLVLEOH
 /HDYH WKH RXWVLGH PLUURU GLVFRQQHFWHG EXW GR QRW
GLVFRQQHFW WKH PLUURU VZLWFK FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
 $W WKH PLUURU VZLWFK FRQQHFWRU EDFNSUREH WR
PHDVXUH WKH YROWDJH EHWZHHQ WHUPLQDO  *5<
DQG WHUPLQDO  /7 *51 LI WHVWLQJ WKH OHIW VLGH RU
33/:+7 LI WHVWLQJ WKH ULJKW VLGH 
 2SHUDWH WKH ,Q2XW DGMXVWPHQW RQ WKH VZLWFK DQG
UHFRUG WKH YROWDJH LQGLFDWHG LQ HDFK VZLWFK
SRVLWLRQ
 &RQQHFW D YROWPHWHU EHWZHHQ WHUPLQDO  *5<
DQG WHUPLQDO  :+7 LI WHVWLQJ WKH OHIW VLGH RU
5(':+7 LI WHVWLQJ WKH ULJKW VLGH
 2SHUDWH WKH 8S'RZQ DGMXVWPHQW RQ WKH VZLWFK
DQG UHFRUG WKH YROWDJH LQGLFDWHG LQ HDFK VZLWFK
SRVLWLRQ
'RHV WKH YROWPHWHU LQGLFDWH WKH VSHFLILHG YROWDJH IRU
HDFK WHVW ZLWK WKH SRODULW\ UHYHUVLQJ ZKHQ WKH
VZLWFK ZDV FKDQJHG IURP ,Q WR 2XW RU 8S WR 'RZQ"
5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH PLUURU VZLWFK
DQG WKH RXWVLGH UHDUYLHZ PLUURU FRQQHFWRU
,V WKH UHSDLU FRPSOHWH"

9DOXH V

<HV

1R



6\VWHP 2.



 9

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.



 9

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.



'$(:22 9 %/

*/$66 $1' 0,55256 /  

0$,17(1$1&( $1' 5(3$,5


219(+,&/( 6(59,&(
:,1'6+,(/'
7RROV 5HTXLUHG
- *ODVV 6HDODQW 5HPRYHU

5HPRYDO 3URFHGXUH
 5HPRYH WKH FRZO YHQW JULOOH 5HIHU WR 6HFWLRQ 5
%RG\ )URQW (QG
 5HPRYH WKH LQVLGH UHDUYLHZ PLUURU 5HIHU WR
5HDUYLHZ 0LUURU LQ WKLV VHFWLRQ
 5HPRYH WKH ZHDWKHUVWULS DURXQG WKH ZLQGVKLHOG
&/

 8VLQJ WKH JODVV VHDODQW UHPRYHU - FXW WKH


DGKHVLYH DURXQG WKH ZLQGVKLHOG

&/

 5HPRYH WKH ZLQGVKLHOG IURP WKH YHKLFOH


 8VLQJ D NQLIH UHPRYH WKH DGKHVLYH IURP WKH
ZLQGVKLHOG
 8VLQJ D NQLIH UHPRYH WKH DGKHVLYH IURP WKH
ZLQGVKLHOG IUDPH

%/

'$(:22 9 %/

/   */$66 $1' 0,55256


,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH QHZ ZHDWKHUVWULS WR WKH ZLQGVKLHOG

$/

 $SSO\ WDSH WR WKH QHZ ZHDWKHUVWULS DQG WKH


ZLQGVKLHOG WR KROG WKH ZHDWKHUVWULS LQ SODFH
 $SSO\ DGKHVLYH SULPHU WR WKH ZLQGVKLHOG IUDPH DQG
WKH SHULPHWHU RI WKH ZLQGVKLHOG

&/

 $SSO\ JODVV DGKHVLYH WR WKH ZLQGVKLHOG IUDPH


 ,QVWDOO WKH ZLQGVKLHOG LQWR WKH ZLQGVKLHOG IUDPH
 5HSRVLWLRQ WKH WDSH RYHU WKH ZHDWKHUVWULS WKH
ZLQGVKLHOG DQG WKH ZLQGVKLHOG IUDPH WR KROG WKH
ZLQGVKLHOG LQ SODFH
 /HW WKH DGKHVLYH GU\ IRU  KRXUV
 5HPRYH WKH WDSH
 &KHFN IRU ZDWHUOHDNV E\ SRXULQJ ZDWHU RQ WKH
ZLQGVKLHOG ,I D OHDN LV IRXQG GU\ WKH ZLQGVKLHOG DQG
ILOO WKH DUHD WKDW OHDNV ZLWK DGKHVLYH ,I WKH OHDN
SHUVLVWV UHPRYH WKH ZLQGVKLHOG DQG UHSHDW WKH
HQWLUH SURFHGXUH
 ,QVWDOO WKH LQVLGH UHDUYLHZ PLUURU 5HIHU WR 5HDUYLHZ
0LUURU LQ WKLV VHFWLRQ
 ,QVWDOO WKH FRZO YHQW JULOOH 5HIHU WR 6HFWLRQ 5 %RG\
)URQW (QG
&/

'$(:22 9 %/

*/$66 $1' 0,55256 /  

5($5 :,1'2: */$66


7RROV 5HTXLUHG
- *ODVV 6HDODQW 5HPRYHU

5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'LVFRQQHFW WKH UHDU ZLQGRZ GHIRJJHU HOHFWULFDO
FRQQHFWRU

&/

 5HPRYH WKH ZHDWKHUVWULS DURXQG WKH UHDU ZLQGRZ

&/

 8VLQJ WKH JODVV VHDODQW UHPRYHU - FXW WKH


DGKHVLYH DURXQG WKH UHDU ZLQGRZ

&/

'$(:22 9 %/

/   */$66 $1' 0,55256


 5HPRYH WKH UHDU ZLQGRZ IURP WKH YHKLFOH
 8VLQJ D NQLIH UHPRYH WKH DGKHVLYH IURP WKH UHDU
ZLQGRZ
 8VLQJ D NQLIH UHPRYH WKH DGKHVLYH IURP WKH UHDU
ZLQGRZ IUDPH

%/

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH QHZ ZHDWKHUVWULS WR WKH UHDU ZLQGRZ

$/

 $SSO\ WDSH WR WKH QHZ ZHDWKHUVWULS DQG WKH UHDU


ZLQGRZ WR KROG WKH ZHDWKHUVWULS LQ SODFH
 $SSO\ DGKHVLYH SULPHU WR WKH UHDU ZLQGRZ IUDPH DQG
WKH SHULPHWHU RI WKH UHDU ZLQGRZ

&/

'$(:22 9 %/

*/$66 $1' 0,55256 /  


 $SSO\ JODVV DGKHVLYH WR WKH UHDU ZLQGRZ IUDPH

&/

 ,QVWDOO WKH UHDU ZLQGRZ LQWR WKH UHDU ZLQGRZ IUDPH


 5HSRVLWLRQ WKH WDSH RYHU WKH ZHDWKHUVWULS WKH UHDU
ZLQGRZ DQG WKH UHDU ZLQGRZ IUDPH WR KROG WKH UHDU
ZLQGRZ LQ SODFH
 /HW WKH DGKHVLYH GU\ IRU  KRXUV
 5HPRYH WKH WDSH
 &KHFN IRU ZDWHUOHDNV E\ SRXULQJ ZDWHU RQ WKH UHDU
ZLQGRZ ,I D OHDN LV IRXQG GU\ WKH ZLQGRZ DQG ILOO WKH
DUHD WKDW OHDNV ZLWK DGKHVLYH ,I WKH OHDN SHUVLVWV
UHPRYH WKH UHDU ZLQGRZ DQG UHSHDW WKH HQWLUH
SURFHGXUH
 &RQQHFW WKH UHDU ZLQGRZ GHIRJJHU HOHFWULFDO
FRQQHFWRU
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&/

5($5 :,1'2: '()2**(5 *5,'


/,1( 5(3$,5
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'LVFRQQHFW WKH UHDU ZLQGRZ GHIRJJHU HOHFWULFDO
FRQQHFWRU
 ,QVSHFW WKH UHDU ZLQGRZ GHIRJJHU JULG OLQHV
 0DUN WKH JULG OLQH EUHDN RQ WKH RXWVLGH RI WKH JODVV
ZLWK D ZD[ SHQFLO RU D FUD\RQ
 %XII WKH JULG OLQHV WKDW DUH WR EH UHSDLUHG ZLWK VWHHO
ZRRO :LSH WKH OLQHV FOHDQ XVLQJ D FORWK GDPSHQHG
ZLWK DOFRKRO %XII DQG FOHDQ DERXW  PP  LQFK
EH\RQG HDFK VLGH RI WKH EUHDN LQ WKH JULG OLQH

&/

'$(:22 9 %/

/   */$66 $1' 0,55256


 $WWDFK D JULG OLQH UHSDLU GHFDO RU WZR VWULSV RI WDSH
DERYH DQG EHORZ WKH UHSDLU DUHDV
- $ UHSDLU GHFDO RU WDSH PXVW EH XVHG LQ RUGHU WR
FRQWURO WKH ZLGWK RI WKH UHSDLU DUHDV
- ,I D GHFDO LV XVHG WKH GLHFXW PHWHUHG VORW PXVW
EH WKH VDPH ZLGWK DV WKH JULG OLQH
 $SSO\ WKH JULG UHSDLU PDWHULDO WR WKH UHSDLU DUHD XVLQJ
D VPDOO ZRRGHQ VWLFN RU D VSDWXOD 7KH JULG UHSDLU
PDWHULDO VKRXOG EH DW URRP WHPSHUDWXUH
 &DUHIXOO\ UHPRYH WKH GHFDO RU WKH WDSH

$/

$/

1RWLFH 7KH JULG OLQH UHSDLU PDWHULDO PXVW EH FXUHG ZLWK


KHDW ,Q RUGHU WR DYRLG KHDW GDPDJH WR WKH LQWHULRU WULP
SURWHFW WKH WULP QHDU WKH UHSDLU DUHD ZKHUH KHDW ZLOO EH
DSSOLHG
 +HDW WKH UHSDLU DUHD IRU  WR  PLQXWHV
 +ROG WKH KHDW JXQ QR]]OH  PP  LQFK IURP WKH
VXUIDFH $ PLQLPXP WHPSHUDWXUH RI E& E)
LV UHTXLUHG
 ,QVSHFW WKH JULG OLQH UHSDLU DUHD ,I WKH UHSDLU DSSHDUV
GLVFRORUHG DSSO\ D FRDWLQJ RI WLQFWXUH RI LRGLQH WR
WKH DUHD XVLQJ D SLSH FOHDQHU RU D OLQH EUXVK $OORZ
WKH LRGLQH WR GU\ IRU DERXW  VHFRQGV &DUHIXOO\
ZLSH RII WKH H[FHVV LRGLQH ZLWK D OLQWIUHH FORWK
 7HVW WKH RSHUDWLRQ RI WKH UHDU ZLQGRZ GHIRJJHU LQ
RUGHU WR YHULI\ WKDW WKH UHSDLU ZDV VXFFHVVIXO
,PSRUWDQW $W OHDVW  KRXUV LV UHTXLUHG IRU FRPSOHWH
FXULQJ RI WKH UHSDLU PDWHULDOV 7KH UHSDLU DUHD VKRXOG QRW
EH SK\VLFDOO\ GLVWXUEHG XQWLO DIWHU WKDW WLPH

5($5 :,1'2: '()2**(5


%5$,'(' /($' :,5( 5(3$,5
7KH UHDU ZLQGRZ GHIRJJHU EXV OHDG ZLUH RU WKH WHUPLQDO
FDQ EH UHDWWDFKHG E\ UHVROGHULQJ 8VH D VROGHU
FRQWDLQLQJ  SHUFHQW VLOYHU DQG D URVLQ IOX[ SDVWH
 7KH UHSDLU DUHD VKRXOG EH EXIIHG ZLWK ILQH VWHHO ZRRO
EHIRUH VROGHULQJ WKH EXV OHDG ZLUH
 $SSO\ WKH SDVWHW\SH URVLQ IOX[ LQ VPDOO TXDQWLWLHV WR
WKH ZLUH OHDG DQG WKH EXV OHDG ZLUH UHSDLU DUHD XVLQJ D
EUXVK
 &RDW WKH VROGHULQJ LURQ WLS ZLWK VROGHU 8VH RQO\
HQRXJK VROGHU WR HQVXUH D FRPSOHWH UHSDLU
 8VH RQO\ HQRXJK KHDW WR PHOW WKH VROGHU 'R QRW
RYHUKHDW WKH ZLUH ZKHQ UHVROGHULQJ WR WKH EXV OHDG
ZLUH
$/

'$(:22 9 %/

*/$66 $1' 0,55256 /  

)5217 '225 */$66


5HPRYDO 3URFHGXUH
 5HPRYH WKH GRRU VHDO WULP 5HIHU WR 6HFWLRQ 3
'RRUV
 5HPRYH WKH %SLOODU PROGLQJ 5HIHU WR 6HFWLRQ 0
([WHULRU 7ULP
 5HPRYH WKH VFUHZV WKDW VHFXUH WKH JODVV WR WKH
ZLQGRZ UHJXODWRU
 5HPRYH WKH JODVV IURP WKH GRRU

&/

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH JODVV LQ WKH GRRU DQG SRVLWLRQ WKH JODVV
ZLWKLQ WKH ZLQGRZ UHJXODWRU
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH JODVV WR WKH ZLQGRZ UHJXODWRU ZLWK WKH
VFUHZV

7LJKWHQ
7LJKWHQ WKH JODVV VFUHZV WR  1:P  OELQ 
 ,QVWDOO WKH %SLOODU PROGLQJ 5HIHU WR 6HFWLRQ 0
([WHULRU 7ULP
 ,QVWDOO WKH GRRU VHDO WULP 5HIHU WR 6HFWLRQ 3 'RRUV

&/

5($5 '225 */$66


5HPRYDO 3URFHGXUH
 5HPRYH WKH GRRU VHDO WULP 5HIHU WR 6HFWLRQ 3
'RRUV
 5HPRYH WKH H[WHULRU %SLOODU PROGLQJ 5HIHU WR
6HFWLRQ 0 ([WHULRU 7ULP
 5HPRYH WKH VFUHZV WKDW VHFXUH WKH JODVV WR WKH
ZLQGRZ UHJXODWRU
 5HPRYH WKH JODVV IURP WKH GRRU

&/

'$(:22 9 %/

/   */$66 $1' 0,55256


,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH JODVV LQ WKH GRRU DQG SRVLWLRQ WKH JODVV
ZLWKLQ WKH ZLQGRZ UHJXODWRU
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH JODVV VFUHZV

7LJKWHQ
7LJKWHQ WKH JODVV VFUHZV WR  1:P  OELQ 
 ,QVWDOO WKH H[WHULRU %SLOODU PROGLQJ 5HIHU WR 6HFWLRQ
0 ([WHULRU 7ULP
 ,QVWDOO WKH GRRU VHDO WULP 5HIHU WR 6HFWLRQ 3 'RRUV

&/

5($5 '225 48$57(5 :,1'2:


5HPRYDO 3URFHGXUH
 5HPRYH WKH UHDU GRRU JODVV 5HIHU WR 5HDU 'RRU
*ODVV LQ WKLV VHFWLRQ
 5HPRYH WKH EROWV DQG WKH VFUHZ IURP WKH UHDU GRRU
TXDUWHU ZLQGRZ JXLGH UDLO
 5HPRYH WKH JXLGH UDLO DQG WKH UHDU GRRU TXDUWHU
ZLQGRZ

&/

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH JXLGH UDLO DQG WKH UHDU GRRU TXDUWHU ZLQGRZ
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH UHDU GRRU TXDUWHU ZLQGRZ JXLGH UDLO EROWV
DQG WKH VFUHZ

7LJKWHQ
7LJKWHQ WKH UHDU GRRU TXDUWHU ZLQGRZ JXLGH UDLO EROWV
WR  1:P  OELQ 
7LJKWHQ WKH UHDU GRRU TXDUWHU ZLQGRZ JXLGH UDLO VFUHZ
WR  1:P  OELQ 
 ,QVWDOO WKH UHDU GRRU JODVV 5HIHU WR 5HDU 'RRU *ODVV
LQ WKLV VHFWLRQ
&/

'$(:22 9 %/

*/$66 $1' 0,55256 /  

5($59,(: 0,5525

$/

7KH LQVLGH UHDUYLHZ PLUURU LV DWWDFKHG WR D VXSSRUW ZKLFK


LV VHFXUHG WR WKH ZLQGVKLHOG JODVV 7KH VXSSRUW LV
LQVWDOOHG E\ WKH JODVV VXSSOLHU XVLQJ D SODVWLFSRO\YLQ\O
EXW\O DGKHVLYH
6HUYLFH UHSODFHPHQW ZLQGVKLHOG JODVV KDV WKH PLUURU
VXSSRUW ERQGHG WR WKH JODVV DVVHPEO\ ,Q RUGHU WR LQVWDOO
D GHWDFKHG PLUURU VXSSRUW RU WR LQVWDOO D QHZ SDUW WKH
IROORZLQJ LWHPV ZLOO EH QHHGHG
- /RFWLWH 0LQXWH%RQG $GKHVLYH
- 2ULJLQDO RU UHSODFHPHQW PLUURU VXSSRUW
- :D[ PDUNLQJ SHQFLO RU FUD\RQ
- 5XEELQJ DOFRKRO
- &OHDQ SDSHU WRZHO
- )LQH JULW VDQGSDSHU JULW  RU  
-  PP DOOHQ ZUHQFK

,QVWDOODWLRQ 3URFHGXUH
 0HDVXUH WKH GLVWDQFH IURP WKH KHDGOLQHU WR WKH
ERWWRP RI WKH ORFDWLRQ ZKHUH WKH PLUURU VXSSRUW ZLOO EH
PRXQWHG RQ WKH ZLQGVKLHOG

'$(:22 9 %/

/   */$66 $1' 0,55256

$/

 0DUN WKLV SRVLWLRQ RQ WKH RXWVLGH RI WKH JODVV ZLWK D


ZD[ SHQFLO RU FUD\RQ 'UDZ D ODUJH GLDPHWHU FLUFOH
DURXQG WKH PLUURU VXSSRUW ORFDWLRQ RQ WKH RXWVLGH RI
WKH JODVV
 &OHDQ WKH LQVLGH VXUIDFH RI WKH JODVV ZLWK D GRPHVWLF
VFRXULQJ FOHDQVHU D JODVV FOHDQLQJ VROXWLRQ RU D
SROLVKLQJ FRPSRXQG DQG SDSHU WRZHOV 5XE WKH JODVV
XQWLO WKH DUHD LV FRPSOHWHO\ GU\ :KHQ WKH DUHD LV GU\
FOHDQ WKH DUHD ZLWK DQ DOFRKROVDWXUDWHG SDSHU WRZHO
LQ RUGHU WR UHPRYH DQ\ WUDFHV RI WKH VFRXULQJ SRZGHU
RU WKH JODVV FOHDQLQJ VROXWLRQ
 ,I WKH PLUURU VXSSRUW LV QHZ FOHDQ WKH ERQGLQJ VXUIDFH
ZLWK ILQH JULW VDQGSDSHU  RU  ,I WKH RULJLQDO
PLUURU VXSSRUW LV EHLQJ XVHG DOO WUDFHV RI
IDFWRU\LQVWDOOHG DGKHVLYH PXVW EH UHPRYHG SULRU WR
UHLQVWDOODWLRQ
 :LSH WKH VDQGHG PLUURU VXSSRUW ZLWK D FOHDQ SDSHU
WRZHO VDWXUDWHG ZLWK UXEELQJ DOFRKRO $OORZ WKH
VXSSRUW WR GU\
 )ROORZ WKH DGKHVLYH NLW PDQXIDFWXUHUV GLUHFWLRQV IRU
DGKHVLYH DSSOLFDWLRQ DQG PLUURU VXSSRUW SUHSDUDWLRQ
EHIRUH LQVWDOOLQJ WKH PLUURU VXSSRUW WR WKH JODVV
 3RVLWLRQ WKH PLUURU VXSSRUW WR LWV SUHPDUNHG SRVLWLRQ
8VH VWHDG\ SUHVVXUH DQG SUHVV WKH VXSSRUW DJDLQVW
WKH JODVV IRU  WR  VHFRQGV
 $IWHU  PLQXWHV UHPRYH WKH H[FHVV DGKHVLYH ZLWK DQ
DOFRKROPRLVWHQHG WRZHO RU D JODVVFOHDQLQJ VROXWLRQ
 ,QVWDOO WKH LQVLGH UHDUYLHZ PLUURU WR WKH PLUURU VXSSRUW
ZLWK WKH PRXQWLQJ VFUHZ

7LJKWHQ
7LJKWHQ WKH UHDUYLHZ PLUURU PRXQWLQJ EROW WR  1:P
 OELQ 

(/(&75,& &21752/ 2876,'(


5($59,(: 0,55256
5HPRYDO 3URFHGXUH
 5HPRYH WKH IURQW GRRU HVFXWFKHRQ
 'LVFRQQHFW WKH PLUURU HOHFWULFDO FRQQHFWRU
 5HPRYH WKH EROWV DQG WKH RXWVLGH UHDUYLHZ PLUURU
DVVHPEO\ IURP WKH GRRU

&/

'$(:22 9 %/

*/$66 $1' 0,55256 /  


,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH RXWVLGH UHDUYLHZ PLUURU DVVHPEO\ WR WKH
GRRU ZLWK WKH VFUHZV

7LJKWHQ
7LJKWHQ WKH RXWVLGH UHDUYLHZ PLUURU DVVHPEO\ VFUHZV
WR  1:P  OELQ 
 &RQQHFW WKH PLUURU HOHFWULFDO FRQQHFWRU
 ,QVWDOO WKH IURQW GRRU HVFXWFKHRQ

&/

'$(:22 9 %/

/   */$66 $1' 0,55256

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
67$7,21$5< */$66
6WDWLRQDU\ JODVV FRQVLVWV RI DOO WKH JODVV RQ WKH YHKLFOH
ZKLFK LV LPPRYDEOH ZLWKLQ LWV IUDPH VXFK DV WKH
ZLQGVKLHOG JODVV WKH EDFN JODVV DQG WKH LQVLGH UHDUYLHZ
PLUURU

(/(&75,& &21752/ +($7('


2876,'( 5($59,(: 0,55256
(OHFWULF FRQWURO KHDWHG RXWVLGH UHDUYLHZ PLUURUV DUH
VWDQGDUG 7KH HOHFWULF FRQWURO LV ORFDWHG RQ WKH GULYHU
GRRU 7KH PLUURU GHIRJJHU LV DFWLYDWHG ZKHQ WKH UHDU
ZLQGRZ GHIRJJHU VZLWFK LV WXUQHG RQ

,16,'( 5($59,(: 0,5525


7KH UHDUYLHZ PLUURU SLYRWV DW WKH EDOODQGVRFNHW PLUURU
SLYRW DQG FDQ EH PDQXDOO\ DGMXVWHG XSGRZQ DQG
OHIWULJKW

'$(:22 9 %/

6(&7,21 0

(;7(5,25 75,0
7$%/( 2) &217(176
6SHFLILFDWLRQV                              0
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV            0
0DLQWHQDQFH DQG 5HSDLU                     0
2Q9HKLFOH 6HUYLFH                           0
%3LOODU 0ROGLQJ                            0
5RRI 0ROGLQJ                              0
5RFNHU 3DQHO 0ROGLQJ                       0
0XG *XDUGV                               0

*HQHUDO 'HVFULSWLRQ DQG 6\VWHP


2SHUDWLRQ                                 0
(PEOHPV DQG /HWWHULQJ                      0
0XG *XDUGV                               0

63(&,),&$7,216
)$67(1(5 7,*+7(1,1* 63(&,),&$7,216
1:P

/E)W

/E,Q

%3LOODU 0ROGLQJ 6FUHZV

$SSOLFDWLRQ





0XG *XDUG %ROWV





'$(:22 9 %/

0   (;7(5,25 75,0

0$,17(1$1&( $1' 5(3$,5


219(+,&/( 6(59,&(
%3,//$5 02/',1*
5HPRYDO 3URFHGXUH
 5HSRVLWLRQ WKH ZHDWKHUVWULS LQ RUGHU WR DFFHVV WKH
VFUHZV
 5HPRYH WKH VFUHZV DQG WKH %SLOODU PROGLQJ

&0

,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH VFUHZV DQG WKH %SLOODU PROGLQJ

7LJKWHQ
7LJKWHQ WKH %SLOODU PROGLQJ VFUHZV WR  1:P 
OELQ 
 ,QVWDOO WKH ZHDWKHUVWULS WR LWV RULJLQDO SRVLWLRQ

&0

522) 02/',1*
5HPRYDO 3URFHGXUH
 5HPRYH WKH URRI PROGLQJ IURP WKH PHWDO FOLSV

%0

'$(:22 9 %/

(;7(5,25 75,0 0  
,QVWDOODWLRQ 3URFHGXUH
 3UHVV WKH URRI PROGLQJ RQWR WKH PHWDO FOLSV

%0

52&.(5 3$1(/ 02/',1*


5HPRYDO 3URFHGXUH
 5HPRYH WKH IURQW PXG JXDUGV 5HIHU WR 0XG
*XDUGV LQ WKLV VHFWLRQ
 5HPRYH WKH VFUHZV DQG WKH URFNHU SDQHO PROGLQJ

&0

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH URFNHU SDQHO PROGLQJ ZLWK WKH VFUHZV
 ,QVWDOO WKH IURQW PXG JXDUGV 5HIHU WR 0XG *XDUGV
LQ WKLV VHFWLRQ

&0

'$(:22 9 %/

0   (;7(5,25 75,0

08' *8$5'6
5HPRYDO 3URFHGXUH
 5HPRYH WKH VFUHZ DQG WKH EROWV DQG WKH PXG JXDUG

&0

,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH PXG JXDUG ZLWK WKH EROWV DQG WKH VFUHZ

7LJKWHQ
7LJKWHQ WKH PXG JXDUG EROWV WR  1:P  OELQ 

&0

'$(:22 9 %/

(;7(5,25 75,0 0  

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
(0%/(06 $1' /(77(5,1*
7KH HPEOHPV DQG OHWWHULQJ RQ WKH YHKLFOH DUH DWWDFKHG
E\ DGKHVLYH 7KH FRPSDQ\ HPEOHP DSSHDUV RQ WKH
KRRG 7KH OHWWHULQJ ZKLFK DSSHDUV LQ VHYHUDO SODFHV RQ

'$(:22 9 %/

WKH ERG\ RI WKH YHKLFOH IHDWXUHV WKH PRGHO WKH JUDGH


DQG WKH FRPSDQ\ QDPH

08' *8$5'6
)URQW DQG UHDU PXG JXDUGV DUH VWDQGDUG HTXLSPHQW RQ
DOO PRGHOV 0XG JXDUGV ZLOO KHOS SUHYHQW DQ H[FHVVLYH
EXLOGXS RI PXG RQ WKH ERG\

6(&7,21 1

)5$0( $1' 81'(5%2'<


7$%/( 2) &217(176
6SHFLILFDWLRQV                             
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV           
8QGHUERG\ 'LPHQVLRQV                    
0DLQWHQDQFH DQG 5HSDLU                    
2Q9HKLFOH 6HUYLFH                          
$OLJQPHQW &KHFNLQJ                       
)ORRU 3DQ ,QVXODWRUV                       

1
1
1
1
1
1
1

(QJLQH 8QGHU &RYHUV                      


&HQWHU 0HPEHU                           
*HQHUDO 'HVFULSWLRQ DQG 6\VWHP
2SHUDWLRQ                                
*HQHUDO %RG\ &RQVWUXFWLRQ                 
(QJLQH 8QGHU &RYHUV                      

1
1
1
1
1

63(&,),&$7,216
)$67(1(5 7,*+7(1,1* 63(&,),&$7,216
$SSOLFDWLRQ

1:P

/E)W

/E,Q

&HQWHU 0HPEHUWR&URVVPHPEHU %ROW







&HQWHU 0HPEHUWR5DGLDWRU %ROW







(QJLQH 8QGHU &RYHU %ROWV







)RUZDUG (QJLQH 0RXQW 7KURXJK%ROW







5HDU (QJLQH 0RXQW 7KURXJK%ROW







81'(5%2'< ',0(16,216

&1

'$(:22 9 %/

1  )5$0( $1' 81'(5%2'<

&1

&1

'$(:22 9 %/

)5$0( $1' 81'(5%2'< 1 

0$,17(1$1&( $1' 5(3$,5


219(+,&/( 6(59,&(
$/,*10(17 &+(&.,1*
$Q DFFXUDWH PHWKRG RI GHWHUPLQLQJ WKH DOLJQPHQW RI WKH
XQGHUERG\ XVHV D PHDVXULQJ WUDP JDXJH 7KH WUDP
JDXJH VHW XVHG WR SHUIRUP WKH UHFRPPHQGHG PHDVXULQJ
FKHFNV PXVW LQFOXGH D YHUWLFDO SRLQWHU DEOH WR UHDFK
 PP  LQFKHV 
7ZR W\SHV RI PHDVXUHPHQWV FDQ EH PDGH ZLWK D WUDP
JDXJH GLUHFW SRLQWWRSRLQW PHDVXUHPHQWV DQG PHD
VXUHPHQWV FDOFXODWHG RQ D KRUL]RQWDO SODQH GDWXP OLQH
SDUDOOHO WR WKH XQGHUERG\ 3RLQWWRSRLQW PHDVXUHPHQWV
DUH JHQHUDOO\ WDNHQ RQ VWHHULQJ DQG VXVSHQVLRQ HQJLQH
FRPSDUWPHQW SDUWV DQG VLPSO\ UHTXLUH WKH YHUWLFDO SRLQW
HUV WR EH VHW HTXDOO\
)RU KRUL]RQWDO SODQH PHDVXUHPHQWV WKH YHUWLFDO SRLQWHUV
PXVW EH VHW DV VSHFLILHG IRU HDFK SRLQW WR EH PHDVXUHG
'LPHQVLRQVWRJDXJH KROHV DUH PHDVXUHG WR WKH FHQWHU
RI WKH KROHV DQG IOXVK WR WKH DGMDFHQW VXUIDFH PHWDO XQ
OHVV RWKHUZLVH VSHFLILHG ,W LV UHFRPPHQGHG WKDW WKH GL
DJRQDO GLPHQVLRQV WR WKH FURVVERG\ EH FKHFNHG RQ
ERWK VLGHV LQ RUGHU WR YHULI\ WKH GLPHQVLRQDO DFFXUDF\ RI
WKH YHKLFOH XQGHUERG\

)/225 3$1 ,168/$7256


7KH IORRU SDQ LQVXODWRUV KDYH EHHQ GHVLJQHG IRU WKH
KLJKHU IORRU SDQ WHPSHUDWXUHV WKDW UHVXOW IURP WKH XVH
RI WKH FDWDO\WLF FRQYHUWHU LQ WKH H[KDXVW V\VWHP 7KHUH
IRUH ZKHQ VHUYLFLQJ D YHKLFOH LW LV HVVHQWLDO WKDW DQ\ LQ
VXODWRUV WKDW PD\ KDYH EHHQ GLVWXUEHG RU UHPRYHG EH
UHLQVWDOOHG LQ WKH RULJLQDO VHTXHQFH DQG ORFDWLRQ $OVR LI
DQ LQVXODWRU QHHGV WR EH UHSODFHG XVH RQO\ WKH LQVXOD
WLRQ VSHFLILHG IRU WKDW ORFDWLRQ RQ WKH IORRU SDQ
:KHQ VHUYLFLQJ RU UHSODFLQJ LQWHULRU LQVXODWRUV REVHUYH
WKH IROORZLQJ LQVWUXFWLRQV
- ,QVWDOO WKH LQVXODWRUV LQ WKH RULJLQDO SRVLWLRQ DQG VH
TXHQFH %XWW WKH SLHFHV WRJHWKHU LQ RUGHU WR DYRLG
JDSSLQJ RU RYHUODSSLQJ
- ,I LW LV QHFHVVDU\ WR UHSODFH DQ LQVXODWRU XVH RQO\ WKH
VSHFLILHG LQVXODWLRQ
- 8VH WKH RULJLQDO SDUW WR GHWHUPLQH WKH DPRXQW RI UH
SODFHPHQW PDWHULDO UHTXLUHG DQG DV D WHPSODWH IRU
FXWWLQJ DQG ILWWLQJ WKH QHZ SLHFH WR WKH IORRU SDQ
- :KHQ LQVWDOOLQJ WKH LQVXODWRU GR QRW HQODUJH DQ\ FXW
RXWV RU KROHV WKDW DUH XVHG IRU WKH DWWDFKPHQW RI LQWH
ULRU SDUWV VXFK DV WKH LQVWUXPHQW SDQHO RU WKH IORRU
FRQVROH
- 5RXWH WKH FURVVERG\ KDUQHVV IRU LQWHULRU SDUWV RYHU
WKH IORRU SDQ LQVXODWRUV &OLS LW LQ WKH RULJLQDO ORFDWLRQ
- 'R QRW DSSO\ VSUD\RQ GHDGHQHUV RU WULP DGKHVLYHV WR
WKH WRS RI WKH IORRU SDQ DW WKH DUHD GLUHFWO\ RYHU WKH
FDWDO\WLF FRQYHUWHU RU WKH PXIIOHU
$Q\ LQVXODWRU VHUYLFH UHSDLU RU UHSODFHPHQW VKRXOG EH
WKH VDPH WKLFNQHVV VL]H DQG ORFDWLRQ DV WKH RULJLQDO
LQVWDOODWLRQ LQ WKH YHKLFOH
'$(:22 9 %/

1  )5$0( $1' 81'(5%2'<

(1*,1( 81'(5 &29(56


5HPRYDO 3URFHGXUH
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 5HPRYH WKH EROWV DQG WKH HQJLQH XQGHU FRYHU

&1

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH HQJLQH XQGHU FRYHU ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH HQJLQH XQGHU FRYHU EROWV WR  1:P
 OELQ 
 /RZHU WKH YHKLFOH

&1

&(17(5 0(0%(5
5HPRYDO 3URFHGXUH
 5HPRYH WKH HQJLQH XQGHU FRYHUV 5HIHU WR (QJLQH
8QGHU &RYHUV LQ WKLV VHFWLRQ
 5HPRYH WKH VFUHZV DQG UHSRVLWLRQ WKH SRZHU VWHHU
LQJ UHWXUQ OLQH
 5HPRYH WKH IRUZDUG HQJLQH PRXQW WKURXJKEROW

&1

'$(:22 9 %/

)5$0( $1' 81'(5%2'< 1 


 5HPRYH WKH UHDU HQJLQH PRXQW WKURXJKEROW
 5HPRYH WKH EROWV DQG WKH FHQWHU PHPEHU FHQWHU
PHPEHUWRFURVVPHPEHU EROW VKRZQ 

&1

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH FHQWHU PHPEHU ZLWK WKH EROWV FHQWHU PHP
EHUWRUDGLDWRU EROW VKRZQ 

7LJKWHQ
7LJKWHQ WKH FHQWHU PHPEHUWRFURVVPHPEHU EROW WR
 1:P  OEIW 
7LJKWHQ WKH FHQWHU PHPEHUWRUDGLDWRU EROW WR  1:P
 OEIW 

&1

 ,QVWDOO WKH UHDU HQJLQH PRXQW WKURXJKEROW

7LJKWHQ
7LJKWHQ WKH UHDU HQJLQH PRXQW WKURXJKEROW WR  1:P
 OEIW 
 ,QVWDOO WKH IRUZDUG HQJLQH PRXQW WKURXJKEROW

7LJKWHQ
7LJKWHQ WKH IRUZDUG HQJLQH PRXQW WKURXJKEROW WR
 1:P  OEIW 
 ,QVWDOO WKH SRZHU VWHHULQJ UHWXUQ OLQH WR LWV RULJLQDO
SRVLWLRQ DQG LQVWDOO WKH VFUHZV
 ,QVWDOO WKH HQJLQH XQGHU FRYHUV 5HIHU WR (QJLQH 8Q
GHU &RYHUV LQ WKLV VHFWLRQ

&1

'$(:22 9 %/

1  )5$0( $1' 81'(5%2'<

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
*(1(5$/ %2'< &216758&7,21
7KLV YHKLFOH LV FRQVWUXFWHG ZLWK D XQLWL]HG ERG\ ZKLFK LQ
FRUSRUDWHV LQWHJUDO IURQW DQG UHDU IUDPH VLGH UDLOV
7KH IURQW VXVSHQVLRQ ORZHU FRQWURO DUPV DUH EROWHG WR
DQG UHWDLQHG E\ VXSSRUWV RQH HDFK RQ WKH ULJKW DQG OHIW
VLGHV 7KH IURQW VXVSHQVLRQ ORZHU FRQWURO DUP VXSSRUWV
DUH DWWDFKHG WR WKH XQGHUERG\ ZLWK WKUHH EROWV DW WZR
ORFDWLRQV 7KH HQJLQH LV EROWHG WR WKH LQWHJUDO IURQW VLGH
UDLOV 7KH VXVSHQVLRQ VWUXW WRZHUV PXVW EH GLPHQVLRQDO
O\ FRUUHFW LQ UHODWLRQ WR WKH UHPDLQGHU RI WKH XQGHUERG\ LQ
RUGHU WR PDLQWDLQ VSHFLILHG VXVSHQVLRQ VWUXW DQG FDVWHU
FDPEHU DQJOHV
6LQFH WKH LQGLYLGXDO XQGHUERG\ SDUWV FRQWULEXWH GLUHFWO\
WR WKH RYHUDOO VWUHQJWK RI WKH ERG\ LW LV HVVHQWLDO WR RE

VHUYH SURSHU ZHOGLQJ WHFKQLTXHV GXULQJ VHUYLFH UHSDLU


RSHUDWLRQV 7KH XQGHUERG\ SDUWV VKRXOG EH SURSHUO\
VHDOHG DQG UXVWSURRIHG ZKHQHYHU ERG\ UHSDLU RSHUDWLRQV
GHVWUR\ RU GDPDJH WKH RULJLQDO VHDOLQJ DQG UXVWSURRILQJ
:KHQ UXVWSURRILQJ FULWLFDO XQGHUERG\ SDUWV XVH D JRRG
TXDOLW\ W\SH RI DLUGU\ SULPHU VXFK DV D FRUURVLRQUHVLVW
DQW
FKURPDWH
RU
DQ
HTXLYDOHQW
PDWHULDO
&RPELQDWLRQW\SH SULPHUVXUIDFHUV DUH QRW UHFRP
PHQGHG

(1*,1( 81'(5 &29(56


7KH HQJLQH XQGHU FRYHUV DUH PROGHG SLHFHV RI SODVWLF
WKDW VHUYH DV VKLHOGV IRU WKH XQGHUVLGH RI WKH HQJLQH 7KH
FRYHUV KHOS SURWHFW WKH HQJLQH IURP VPDOO URFNV JUDYHO
DQG RWKHU REMHFWV WKDW ZRXOG RWKHUZLVH FRPH LQWR FRQWDFW
ZLWK WKH HQJLQH GXULQJ QRUPDO GULYLQJ FRQGLWLRQV

'$(:22 9 %/

6(&7,21 2

%803(56 $1' )$6&,$6


&$87,21 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH EHIRUH UHPRYLQJ RU LQVWDOOLQJ DQ\ HOHFWULFDO XQLW RU ZKHQ D
WRRO RU HTXLSPHQW FRXOG HDVLO\ FRPH LQ FRQWDFW ZLWK H[SRVHG HOHFWULFDO WHUPLQDOV 'LVFRQQHFWLQJ WKLV FDEOH
ZLOO KHOS SUHYHQW SHUVRQDO LQMXU\ DQG GDPDJH WR WKH YHKLFOH 7KH LJQLWLRQ PXVW DOVR EH LQ /2&. XQOHVV
RWKHUZLVH QRWHG

7$%/( 2) &217(176
6SHFLILFDWLRQV                              2
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV           2
0DLQWHQDQFH DQG 5HSDLU                     2
2Q9HKLFOH 6HUYLFH                           2
)URQW %XPSHU )DVFLD                       2
)URQW %XPSHU (QHUJ\ $EVRUEHU  PSK
%XPSHU $VVHPEO\                       2
)URQW %XPSHU ,PSDFW %DU                    2

5HDU %XPSHU )DVFLD                        2


5HDU %XPSHU (QHUJ\ $EVRUEHU  PSK
%XPSHU $VVHPEO\                       2
5HDU %XPSHU ,PSDFW %DU                    2
*HQHUDO 'HVFULSWLRQ DQG 6\VWHP
2SHUDWLRQ                                2
%XPSHUV                                 2

63(&,),&$7,216
)$67(1(5 7,*+7(1,1* 63(&,),&$7,216
$SSOLFDWLRQ

1:P

/E)W

/E,Q

)HQGHUWR)DVFLD %ROWV







)HQGHUWR)DVFLD 6FUHZV







)URQW ,PSDFW %DU %ROWV







/RZHU )DVFLD %ROWV







/XJJDJH &RPSDUWPHQW )DVFLD %ROWV





5HDU ,PSDFW %DU 1XWV





5HDU :KHHO :HOO )DVFLD %ROWV





5HDU :KHHO :HOO 6SODVK 6KLHOG %ROWV





'$(:22 9 %/

2  %803(56 $1' )$6&,$6

0$,17(1$1&( $1' 5(3$,5


219(+,&/( 6(59,&(
)5217 %803(5 )$6&,$
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH IURQW ZKHHO ZHOO VSODVK VKLHOGV 5HIHU WR
6HFWLRQ 5 %RG\ )URQW (QG
 5HPRYH WKH WXUQ VLJQDO ODPSV WKH IRJ ODPSV DQG WKH
KHDGODPSV 5HIHU WR 6HFWLRQ % /LJKWLQJ 6\VWHPV
 5HPRYH WKH IHQGHUWRIDVFLD EROWV DQG WKH VFUHZV

&2

 5HPRYH WKH ORZHU IDVFLD VFUHZV DQG WKH EROWV

&2

 5HPRYH WKH XSSHU IDVFLD VFUHZV


 5HPRYH WKH IURQW EXPSHU IDVFLD

&2

'$(:22 9 %/

%803(56 $1' )$6&,$6 2 


,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH IURQW EXPSHU IDVFLD
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH XSSHU IDVFLD VFUHZV

&2

 ,QVWDOO WKH ORZHU IDVFLD VFUHZV DQG WKH EROWV

7LJKWHQ
7LJKWHQ WKH ORZHU IDVFLD EROWV WR  1:P  OELQ 

&2

 ,QVWDOO WKH IHQGHUWRIDVFLD EROWV DQG WKH VFUHZV

7LJKWHQ
7LJKWHQ WKH IHQGHUWRIDVFLD EROWV WR  1:P  OELQ 
7LJKWHQ WKH IHQGHUWRIDVFLD VFUHZV WR  1:P
 OELQ 
 ,QVWDOO WKH KHDGODPSV WKH IRJ ODPSV DQG WKH WXUQ
VLJQDO ODPSV 5HIHU WR 6HFWLRQ % /LJKWLQJ 6\VWHPV
 ,QVWDOO WKH IURQW ZKHHO ZHOO VSODVK VKLHOGV 5HIHU WR
6HFWLRQ 5 %RG\ )URQW (QG
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&2

'$(:22 9 %/

2  %803(56 $1' )$6&,$6

)5217 %803(5 (1(5*<


$%625%(5  03+ %803(5
$66(0%/<
5HPRYDO 3URFHGXUH
 5HPRYH WKH IURQW EXPSHU IDVFLD 5HIHU WR )URQW
%XPSHU )DVFLD LQ WKLV VHFWLRQ
 5HPRYH WKH HQHUJ\ DEVRUEHU

&2

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH HQHUJ\ DEVRUEHU
 ,QVWDOO WKH IURQW EXPSHU IDVFLD 5HIHU WR )URQW
%XPSHU )DVFLD LQ WKLV VHFWLRQ

&2

)5217 %803(5 ,03$&7 %$5


5HPRYDO 3URFHGXUH
 5HPRYH WKH IURQW EXPSHU IDVFLD 5HIHU WR )URQW
%XPSHU )DVFLD LQ WKLV VHFWLRQ
 5HPRYH WKH IURQW EXPSHU HQHUJ\ DEVRUEHU LI
HTXLSSHG 5HIHU WR )URQW %XPSHU (QHUJ\ $EVRUEHU
 PSK %XPSHU $VVHPEO\ LQ WKLV VHFWLRQ
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU
 5HPRYH WKH EROWV DQG WKH IURQW EXPSHU LPSDFW EDU 
PSK EXPSHU DVVHPEO\ VKRZQ  PSK EXPSHU
DVVHPEO\ VLPLODU 

&2

'$(:22 9 %/

%803(56 $1' )$6&,$6 2 


,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH IURQW LPSDFW EDU ZLWK WKH EROWV  PSK
EXPSHU DVVHPEO\ VKRZQ  PSK EXPSHU DVVHPEO\
VLPLODU 

7LJKWHQ
7LJKWHQ WKH IURQW LPSDFW EDU EROWV WR  1:P  OEIW 
 &RQQHFW WKH HOHFWULFDO FRQQHFWRU
 ,QVWDOO WKH IURQW EXPSHU HQHUJ\ DEVRUEHU LI HTXLSSHG
5HIHU WR )URQW %XPSHU (QHUJ\ $EVRUEHU  PSK
%XPSHU $VVHPEO\ LQ WKLV VHFWLRQ
 ,QVWDOO WKH IURQW EXPSHU IDVFLD 5HIHU WR )URQW
%XPSHU )DVFLD LQ WKLV VHFWLRQ
&2

5($5 %803(5 )$6&,$


5HPRYDO 3URFHGXUH
 5HPRYH WKH UHDU ZKHHOV 5HIHU WR 6HFWLRQ ( 7LUHV
DQG :KHHOV
 5HPRYH WKH UHDU ZKHHO PXG JXDUGV 5HIHU WR 6HFWLRQ
0 ([WHULRU 7ULP
 5HPRYH WKH IDVFLD EROWV DW WKH WRS RI WKH UHDU ZKHHO
ZHOOV

&2

 5HPRYH WKH ORZHU IDVFLD VFUHZV

&2

'$(:22 9 %/

2  %803(56 $1' )$6&,$6


 5HPRYH WKH OXJJDJH FRPSDUWPHQW ZKHHOKRXVH WULP
SDQHO 5HIHU WR 6HFWLRQ * ,QWHULRU 7ULP
 5HPRYH WKH IDVFLD EROWV LQ WKH OXJJDJH FRPSDUWPHQW

&2

 5HPRYH WKH XSSHU IDVFLD VFUHZV


 5HPRYH WKH IDVFLD

&2

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH IDVFLD
 ,QVWDOO WKH XSSHU IDVFLD VFUHZV

&2

'$(:22 9 %/

%803(56 $1' )$6&,$6 2 


1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH OXJJDJH FRPSDUWPHQW IDVFLD EROWV

7LJKWHQ
7LJKWHQ WKH OXJJDJH FRPSDUWPHQW IDVFLD EROWV WR
 1:P  OELQ 

&2

 ,QVWDOO WKH OXJJDJH FRPSDUWPHQW ZKHHOKRXVH WULP


SDQHO 5HIHU WR 6HFWLRQ * ,QWHULRU 7ULP
 ,QVWDOO WKH ORZHU IDVFLD VFUHZV

&2

 ,QVWDOO WKH UHDU ZKHHO ZHOO IDVFLD EROWV

7LJKWHQ
7LJKWHQ WKH UHDU ZKHHO ZHOO IDVFLD EROWV WR  1:P
 OELQ 
 ,QVWDOO WKH UHDU ZKHHO PXG JXDUGV 5HIHU WR 6HFWLRQ
0 ([WHULRU 7ULP
 ,QVWDOO WKH UHDU ZKHHOV 5HIHU WR 6HFWLRQ ( 7LUHV DQG
:KHHOV

&2

'$(:22 9 %/

2  %803(56 $1' )$6&,$6

5($5 %803(5 (1(5*< $%625%(5


 03+ %803(5 $66(0%/<
5HPRYDO 3URFHGXUH
 5HPRYH WKH UHDU EXPSHU IDVFLD 5HIHU WR 5HDU
%XPSHU )DVFLD LQ WKLV VHFWLRQ
 5HPRYH WKH HQHUJ\ DEVRUEHU

&2

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH HQHUJ\ DEVRUEHU
 ,QVWDOO WKH UHDU EXPSHU IDVFLD 5HIHU WR 5HDU %XPSHU
)DVFLD LQ WKLV VHFWLRQ

&2

5($5 %803(5 ,03$&7 %$5


5HPRYDO 3URFHGXUH
 5HPRYH WKH UHDU EXPSHU IDVFLD 5HIHU WR 5HDU
%XPSHU )DVFLD LQ WKLV VHFWLRQ
 5HPRYH WKH UHDU EXPSHU HQHUJ\ DEVRUEHU LI
HTXLSSHG 5HIHU WR 5HDU %XPSHU (QHUJ\ $EVRUEHU 
PSK %XPSHU $VVHPEO\ LQ WKLV VHFWLRQ
 5HPRYH WKH QXWV DQG WKH LPSDFW EDU  PSK EXPSHU
DVVHPEO\ VKRZQ  PSK EXPSHU DVVHPEO\ VLPLODU 

&2

'$(:22 9 %/

%803(56 $1' )$6&,$6 2 


,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH LPSDFW EDU ZLWK WKH QXWV

7LJKWHQ
7LJKWHQ WKH UHDU LPSDFW EDU QXWV WR  1:P  OELQ 
 ,QVWDOO WKH UHDU EXPSHU HQHUJ\ DEVRUEHU LI HTXLSSHG
5HIHU WR 5HDU %XPSHU (QHUJ\ $EVRUEHU  PSK
%XPSHU $VVHPEO\ LQ WKLV VHFWLRQ
 ,QVWDOO WKH UHDU EXPSHU IDVFLD 5HIHU WR 5HDU %XPSHU
)DVFLD LQ WKLV VHFWLRQ  PSK EXPSHU DVVHPEO\
VKRZQ  PSK EXPSHU DVVHPEO\ VLPLODU 

&2

'$(:22 9 %/

2  %803(56 $1' )$6&,$6

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
%803(56

 PSK ZLWKRXW GDPDJH $IWHU DEVRUELQJ WKH HQHUJ\


RI D FROOLVLRQ WKHVH EXPSHU V\VWHPV UHVWRUH WKHPVHOYHV
WR WKHLU RULJLQDO SRVLWLRQV 7KH  NPK  PSK EXPSHUV
IHDWXUH DQ LQWHUQDO IRDP HQHUJ\ DEVRUEHU DQG D SRO\PHU
IDVFLD FRYHU

7KH EXPSHU V\VWHPV DUH GHVLJQHG WR VXVWDLQ D FROOLVLRQ


LQWR D IL[HG EDUULHU DW HLWKHU  NPK  PSK RU  NPK

'$(:22 9 %/

6(&7,21 3

'2256
&$87,21 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH EHIRUH UHPRYLQJ RU LQVWDOOLQJ DQ\ HOHFWULFDO XQLW RU ZKHQ D
WRRO RU HTXLSPHQW FRXOG HDVLO\ FRPH LQ FRQWDFW ZLWK H[SRVHG HOHFWULFDO WHUPLQDOV 'LVFRQQHFWLQJ WKLV FDEOH
ZLOO KHOS SUHYHQW SHUVRQDO LQMXU\ DQG GDPDJH WR WKH YHKLFOH 7KH LJQLWLRQ PXVW DOVR EH LQ /2&. XQOHVV
RWKHUZLVH QRWHG

7$%/( 2) &217(176
6SHFLILFDWLRQV                             
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV           
6FKHPDWLF DQG 5RXWLQJ 'LDJUDPV           
3RZHU 'RRU /RFNV                         
3RZHU :LQGRZV                           
'LDJQRVLV                                 
3RZHU 'RRU /RFNV                         
3RZHU :LQGRZV                           

3
3
3
3
3
3
3
3

0DLQWHQDQFH DQG 5HSDLU                     3


2Q9HKLFOH 6HUYLFH                           3
2XWVLGH &KDQQHO 0ROGLQJ                    3
)URQW 'RRU *ODVV 5XQ                       3
'RRU :HDWKHUVWULS                         3
5HDU 'RRU *ODVV 5XQ                      3
)URQW 'RRU 6HFRQGDU\ :HDWKHUVWULS          3
5HDU 'RRU 6HFRQGDU\ :HDWKHUVWULS          3
)URQW 'RRU 2SHQLQJ :HDWKHUVWULS            3
5HDU 'RRU 2SHQLQJ :HDWKHUVWULS            3
'RRU 6HDO 7ULP                            3
'RRU /RFN 6WULNHU                          3

'$(:22 9 %/

'RRU /RFN 6WULNHU $GMXVWPHQW              


)URQW 'RRU /RFN                          
&KLOGSURRI 5HDU 'RRU /RFN                 
,QVLGH 'RRU +DQGOH                       
2XWVLGH 'RRU +DQGOH                     
,QVLGH /RFN 5RG                          
'RRU /RFN &\OLQGHU                       
3RZHU :LQGRZ 5HJXODWRU                  
0DQXDO 5HDU :LQGRZ 5HJXODWRU +DQGOH     
0DQXDO 5HDU :LQGRZ 5HJXODWRU            
'RRU $VVHPEO\                           
'RRU +LQJH                              
'RRU +ROG2SHQ /LQN                     
*HQHUDO 'HVFULSWLRQ DQG 6\VWHP
2SHUDWLRQ                               
'RRU /RFN 6WULNHU                         
&KLOGSURRI 5HDU 'RRU /RFN                 
3RZHU 'RRU /RFNV                        
3RZHU :LQGRZV                          
0DQXDO 5HDU :LQGRZV                    

3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3
3

3  '2256

63(&,),&$7,216
)$67(1(5 7,*+7(1,1* 63(&,),&$7,216
$SSOLFDWLRQ

1:P

/E)W

/E,Q

'RRU +LQJHWR%RG\ %ROWV







'RRU +LQJHWR'RRU %ROWV







'RRU +ROG2SHQ /LQNWR%RG\ %ROW







'RRU +ROG2SHQ /LQNWR'RRU %ROWV





'RRU /RFN 6WULNHU 6FUHZV







'RRU 3XOO %UDFNHW 6FUHZV





)URQW 'RRU /RFN 6FUHZV





,QVLGH 'RRU +DQGOH 6FUHZ





2XWVLGH &KDQQHO 0ROGLQJ 6FUHZ





2XWVLGH 'RRU +DQGOH %ROWV







5HDU 'RRU *XLGH 5DLO %ROWV





5HDU 'RRU *XLGH 5DLO 6FUHZ





5HDU 'RRU /RFN 6FUHZV





:LQGRZ 5HJXODWRU 1XWV





'$(:22 9 %/

'2256 3  

32:(5 '225 /2&.6

6&+(0$7,& $1' 5287,1* ',$*5$06

&3

'$(:22 9 %/

/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG 'ULYH 6LPLODU

32:(5 :,1'2:6

3  '2256

&3

'$(:22 9 %/

'2256 3  

',$*126,6
32:(5 '225 /2&.6
3RZHU 'RRU /RFNV 'R 1RW 2SHUDWH $W $Q\ 'RRU
6WHS





$FWLRQ
&KHFN IXVH ()
,V IXVH () EORZQ"
 &KHFN IRU D VKRUW FLUFXLW DQG UHSDLU LW LI
QHFHVVDU\
 5HSODFH IXVH ()
,V WKH UHSDLU FRPSOHWH"
&KHFN WKH YROWDJH DW IXVH ()
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"
5HSDLU WKH SRZHU VXSSO\ FLUFXLW IRU IXVH ()
,V WKH UHSDLU FRPSOHWH"

&KHFN WKH YROWDJH DW WHUPLQDO  251 RI WKH GRRU


ORFN UHOD\ FRQQHFWRU
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ IXVH () DQG


WHUPLQDO  251 RI WKH GRRU ORFN UHOD\ FRQQHFWRU
,V WKH UHSDLU FRPSOHWH"

8VH DQ RKPPHWHU WR FKHFN FRQWLQXLW\ EHWZHHQ


WHUPLQDO  %/. RI WKH GRRU ORFN UHOD\ FRQQHFWRU
DQG JURXQG
'RHV WKH RKPPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WHUPLQDO  %/. RI


WKH GRRU ORFN UHOD\ FRQQHFWRU DQG JURXQG
,V WKH UHSDLU FRPSOHWH"

 'LVFRQQHFW WKH GRRU ORFN UHOD\ FRQQHFWRU


 &RQQHFW D IXVHG MXPSHU ZLUH WR WKH SRVLWLYH
EDWWHU\ WHUPLQDO
 &RQQHFW DQRWKHU MXPSHU ZLUH WR JURXQG
 $SSO\ WKH SRVLWLYH MXPSHU ZLUH WR WHUPLQDO
 *5< RI WKH GRRU ORFN UHOD\ FRQQHFWRU
 $SSO\ WKH JURXQGHG MXPSHU ZLUH WR WHUPLQDO
 %51 RI WKH GRRU ORFN UHOD\ FRQQHFWRU
 6ZLWFK WKH MXPSHU ZLUHV VR WKDW WKH SRVLWLYH
MXPSHU LV FRQQHFWHG WR WHUPLQDO  %51 DQG WKH
JURXQGHG MXPSHU LV FRQQHFWHG WR WHUPLQDO
 *5< 
'R WKH GRRUV ORFN DQG XQORFN ZKHQ SRZHU DQG
JURXQG DUH DSSOLHG WR WHUPLQDOV  DQG  RI WKH GRRU
ORFN UHOD\ FRQQHFWRU"



'$(:22 9 %/

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH GRRU ORFN UHOD\


FRQQHFWRU DQG 6
,V WKH UHSDLU FRPSOHWH"

9DOXH

<HV

1R



*R WR 6WHS 

*R WR 6WHS 




6\VWHP 2.

 9

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.



 9

*R WR 6WHS 

*R WR 6WHS 



| :


6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.



*R WR 6WHS 




*R WR 6WHS 


6\VWHP 2.

*R WR 6WHS 


3  '2256
3RZHU 'RRU /RFNV 'R 1RW 2SHUDWH $W $Q\ 'RRU &RQWG
6WHS


















$FWLRQ
 5DLVH WKH SRZHU ZLQGRZ LQ WKH GULYHUV GRRU
 'LVFRQQHFW WKH GRRU ORFN FRQQHFWRU DW WKH WRS RI
WKH GRRU ORFN 7KHUH DUH WKUHH FRQQHFWRUV RQ WKH
GRRU ORFN 8VH WKH VFKHPDWLF WR YHULI\ WKH FRUUHFW
FRQQHFWRU
 8VH DQ RKPPHWHU WR FKHFN FRQWLQXLW\ EHWZHHQ
WHUPLQDO % %/. RI WKH GRRU ORFN VZLWFK
FRQQHFWRU DQG JURXQG
'RHV WKH RKPPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"
5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH GRRU ORFN VZLWFK
FRQQHFWRU WHUPLQDO % %/. DQG JURXQG
,V WKH UHSDLU FRPSOHWH"
 0DNH VXUH WKDW WKH GRRU ORFN UHOD\ FRQQHFWRU LV
FRQQHFWHG
 7RXFK D JURXQGHG MXPSHU ZLUH WR WHUPLQDO $ /7
%/8 RI WKH GLVFRQQHFWHG GRRU ORFN VZLWFK
FRQQHFWRU
 5HPRYH WKH JURXQGHG MXPSHU ZLUH DQG WRXFK LW WR
WHUPLQDO & /7 %/8:+7 RI WKH GLVFRQQHFWHG
GRRU ORFN VZLWFK FRQQHFWRU
'R WKH GRRUV ORFN DQG XQORFN ZKHQ WHUPLQDOV & DQG
$ DUH DOWHUQDWHO\ JURXQGHG"
 0DNH VXUH DOO WKH ORFN URGV DUH FRQQHFWHG WR WKH
GULYHUV GRRU ORFN
 ,I QR GLVFRQQHFWHG ORFN URGV DUH ORFDWHG UHSODFH
WKH GULYHUV GRRU ORFN ZLWK WKH LQWHJUDO GRRU ORFN
VZLWFK 'R QRW FRQIXVH WKH GRRU ORFN ZLWK WKH
ORFN F\OLQGHU 7KH GRRU ORFN KDV WKUHH FRQQHFWRUV
WKH ORFN VZLWFK WKH ORFN VROHQRLG DQG WKH GRRU
FRQWDFW VZLWFK 8VH WKH VFKHPDWLF WR YHULI\ WKH
FRUUHFW FRQQHFWRU
,V WKH UHSDLU FRPSOHWH"
8VH DQ RKPPHWHU WR FKHFN WKH FRQWLQXLW\ EHWZHHQ
WHUPLQDO $ /7 %/8 RI WKH GLVFRQQHFWHG GRRU ORFN
VZLWFK FRQQHFWRU DQG WHUPLQDO  /7 %/8 RI WKH
GRRU ORFN UHOD\ FRQQHFWRU
'RHV WKH RKPPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"
5HSDLU WKH RSHQ /7 %/8 ZLUH
,V WKH UHSDLU FRPSOHWH"
8VH DQ RKPPHWHU WR FKHFN WKH FRQWLQXLW\ EHWZHHQ
WHUPLQDO & /7 %/8:+7 RI WKH GLVFRQQHFWHG GRRU
ORFN VZLWFK FRQQHFWRU DQG WHUPLQDO  /7 %/8:+7
RI WKH GRRU ORFN UHOD\ FRQQHFWRU
'RHV WKH RKPPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"
5HSDLU WKH RSHQ /7 %/8:+7 ZLUH
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH GRRU ORFN UHOD\
,V WKH UHSDLU FRPSOHWH"

9DOXH

<HV

1R

| :

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.





*R WR 6WHS 



*R WR 6WHS 



6\VWHP 2.

| :

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.



| :

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.





6\VWHP 2.



'$(:22 9 %/

'2256 3  

32:(5 :,1'2:6
3RZHU :LQGRZV 'R 1RW 2SHUDWH
6WHS

$FWLRQ

 0DNH VXUH WKH ZLQGRZ ORFN VZLWFK RQ WKH GULYHUV


GRRU LV QRW HQJDJHG
 7HVW HDFK RI WKH SRZHU ZLQGRZV
'RHV DQ\ SRZHU ZLQGRZ RSHUDWH"

 $W WKH GULYHUV GRRU UHPRYH WKH SRZHU


ZLQGRZSRZHU PLUURU VZLWFK UHWDLQLQJ VFUHZ
 /LIW XS WKH SRZHU ZLQGRZ VZLWFK VR WKDW WKH
FRQQHFWRU LV H[SRVHG
 7XUQ WKH LJQLWLRQ 21
 &KHFN WKH YROWDJH DW WHUPLQDO  251 RI WKH
SRZHU ZLQGRZ VZLWFK
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"

5HSDLU WKH RSHQ SRZHU VXSSO\ FLUFXLW WR WKH GULYHUV


GRRU SRZHU ZLQGRZ VZLWFK
,V WKH UHSDLU FRPSOHWH"

8VH DQ RKPPHWHU WR FKHFN FRQWLQXLW\ EHWZHHQ


JURXQG DQG WHUPLQDO  %/. RI WKH GULYHUV GRRU
SRZHU ZLQGRZ VZLWFK FRQQHFWRU
'RHV WKH RKPPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"








'$(:22 9 %/

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ JURXQG DQG WHUPLQDO


 %/. RI WKH GULYHUV GRRU SRZHU ZLQGRZ VZLWFK
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH GULYHUV GRRU SRZHU ZLQGRZ VZLWFK
,V WKH UHSDLU FRPSOHWH"
 $W WKH GRRU ZLWK WKH LQRSHUDWLYH SRZHU ZLQGRZ
UHPRYH WKH GRRU WULP SDQHO
 &RQQHFW D IXVHG MXPSHU ZLUH WR WKH SRVLWLYH
EDWWHU\ WHUPLQDO
 &RQQHFW DQRWKHU MXPSHU ZLUH WR WKH QHJDWLYH
EDWWHU\ WHUPLQDO
 'LVFRQQHFW WKH WZRZLUH FRQQHFWRU WKDW FRQQHFWV
WKH ZLQGRZ PRWRU WR WKH GRRU KDUQHVV
 &RQQHFW WKH QHJDWLYH MXPSHU ZLUH WR RQH RI WKH
WHUPLQDOV RI WKH WZRZLUH FRQQHFWRU
 7RXFK WKH SRVLWLYH MXPSHU ZLUH WR WKH RWKHU
WHUPLQDO RI WKH WZRZLUH FRQQHFWRU
 5HYHUVH WKH MXPSHU ZLUH FRQQHFWLRQV
'RHV WKH ZLQGRZ PRYH XS ZKHQ WKH PRWRU LV
SRZHUHG GLUHFWO\ E\ WKH EDWWHU\ DQG GRZQ ZKHQ WKH
MXPSHU FRQQHFWLRQV DUH UHYHUVHG"
5HSODFH WKH ZLQGRZ PRWRU
,V WKH UHSDLU FRPSOHWH"
&KHFN WKH RSHUDWLRQ RI WKH ZLQGRZV
,V WKH GULYHUV ZLQGRZ WKH RQH WKDW LV LQRSHUDWLYH"
5HSODFH WKH GULYHUV GRRU SRZHU ZLQGRZ VZLWFK
,V WKH UHSDLU FRPSOHWH"

9DOXH

<HV

1R

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 



 9


| :




6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.



*R WR 6WHS 


6\VWHP 2.



*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.





*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.





3  '2256
3RZHU :LQGRZV 'R 1RW 2SHUDWH &RQWG
6WHS

$FWLRQ



 0DNH VXUH WKH ZLQGRZ ORFN VZLWFK RQ WKH GULYHUV


GRRU LV QRW HQJDJHG
 7XUQ WKH LJQLWLRQ 21
 %DFNSUREH WR FKHFN WKH YROWDJH DW WHUPLQDO
 31. RI WKH GULYHUV GRRU SRZHU ZLQGRZ VZLWFK
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"















 0DNH VXUH WKH ZLQGRZ ORFN VZLWFK RQ WKH GULYHUV


GRRU LV QRW HQJDJHG
 7XUQ WKH LJQLWLRQ 21
 &KHFN WKH YROWDJH DW WHUPLQDO  31. RI WKH
ZLQGRZ VZLWFK FRQQHFWRU IRU WKH LQRSHUDWLYH
ZLQGRZ
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"
5HSDLU WKH RSHQ 31. ZLUH EHWZHHQ WKH ZLQGRZ
VZLWFK DQG WKH GULYHUV GRRU SRZHU ZLQGRZ VZLWFK
,V WKH UHSDLU FRPSOHWH"
 $W WKH LQRSHUDWLYH ZLQGRZ VZLWFK XVH DQ
RKPPHWHU WR FKHFN FRQWLQXLW\ EHWZHHQ JURXQG
DQG WHUPLQDO 
 $W WKH LQRSHUDWLYH ZLQGRZ VZLWFK XVH DQ
RKPPHWHU WR FKHFN FRQWLQXLW\ EHWZHHQ JURXQG
DQG WHUPLQDO 
:KHQ SHUIRUPLQJ ERWK RKPPHWHU WHVWV GRHV WKH
RKPPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"
5HSODFH WKH SRZHU ZLQGRZ VZLWFK
,V WKH UHSDLU FRPSOHWH"
,I RQH RI WKH ZLQGRZ VZLWFK ZLUHV WHVWHG LQ 6WHS
 GRHV QRW VKRZ FRQWLQXLW\ ZLWK JURXQG XVH DQ
RKPPHWHU WR WHVW WKH FRQWLQXLW\ RI WKDW ZLUH EHWZHHQ
WKH ZLQGRZ VZLWFK DQG WKH GULYHUV GRRU SRZHU
ZLQGRZ VZLWFK
'RHV WKH RKPPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"
5HSODFH WKH ZLQGRZ VZLWFK IRU WKH LQRSHUDWLYH
ZLQGRZ
,V WKH UHSDLU FRPSOHWH"
5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH ZLQGRZ VZLWFK
DQG WKH GULYHUV GRRU SRZHU ZLQGRZ VZLWFK
,V WKH UHSDLU FRPSOHWH"

9DOXH

<HV

1R

 9

*R WR 6WHS 

*R WR 6WHS 

 9

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.



| :

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.



| :

*R WR 6WHS 

*R WR 6WHS 





6\VWHP 2.

6\VWHP 2.





'$(:22 9 %/

'2256 3  

0$,17(1$1&( $1' 5(3$,5


219(+,&/( 6(59,&(
2876,'( &+$11(/ 02/',1*
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG
'ULYH 6LPLODU
5HPRYDO 3URFHGXUH
 /RZHU WKH ZLQGRZ FRPSOHWHO\
 5HPRYH WKH RXWVLGH FKDQQHO PROGLQJ VFUHZ )URQW
GRRU VKRZQ UHDU GRRU VLPLODU

&3

 5HPRYH WKH RXWVLGH UHDUYLHZ PLUURU 5HIHU WR 6HFWLRQ


/ *ODVV DQG 0LUURUV
 /LIW WKH RXWVLGH FKDQQHO PROGLQJ RII WKH GRRU

,QVWDOODWLRQ 3URFHGXUH
 3UHVV WKH RXWVLGH FKDQQHO PROGLQJ RQWR WKH GRRU
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH RXWVLGH FKDQQHO PROGLQJ VFUHZ )URQW GRRU
VKRZQ UHDU GRRU VLPLODU

7LJKWHQ
7LJKWHQ WKH RXWVLGH FKDQQHO PROGLQJ VFUHZ WR  1:P
 OELQ 
 ,QVWDOO WKH RXWVLGH UHDUYLHZ PLUURU 5HIHU WR 6HFWLRQ
/ *ODVV DQG 0LUURUV
 5DLVH WKH ZLQGRZ

&3

)5217 '225 */$66 581


5HPRYDO 3URFHGXUH
 5HPRYH WKH RXWVLGH UHDUYLHZ PLUURU 5HIHU WR 6HFWLRQ
/ *ODVV DQG 0LUURUV
 5HPRYH WKH IURQW GRRU JODVV 5HIHU WR 6HFWLRQ /
*ODVV DQG 0LUURUV
 5HPRYH WKH JODVV UXQ

&3

'$(:22 9 %/

3  '2256
,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH JODVV UXQ
 ,QVWDOO WKH IURQW GRRU JODVV 5HIHU WR 6HFWLRQ / *ODVV
DQG 0LUURUV
 ,QVWDOO WKH RXWVLGH UHDUYLHZ PLUURU 5HIHU WR 6HFWLRQ
/ *ODVV DQG 0LUURUV

&3

'225 :($7+(5675,3
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG
'ULYH 6LPLODU
5HPRYDO 3URFHGXUH
 5HPRYH WKH GRRU KROGRSHQ OLQNWRERG\ EROW DQG WKH
GRRU KROGRSHQ OLQN )URQW GRRU VKRZQ UHDU GRRU
VLPLODU

&3

 5HPRYH WKH GRRU ZHDWKHUVWULS )URQW GRRU VKRZQ


UHDU GRRU VLPLODU

&3

'$(:22 9 %/

'2256 3  
,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH GRRU ZHDWKHUVWULS )URQW GRRU VKRZQ UHDU
GRRU VLPLODU

&3

1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK


RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH GRRU KROGRSHQ OLQN WR WKH ERG\ ZLWK WKH
EROW )URQW GRRU VKRZQ UHDU GRRU VLPLODU

7LJKWHQ
7LJKWHQ WKH GRRU KROGRSHQ OLQNWRERG\ EROW WR
 1:P  OEIW 

&3

5($5 '225 */$66 581


5HPRYDO 3URFHGXUH
 5HPRYH WKH UHDU GRRU JODVV 5HIHU WR 6HFWLRQ /
*ODVV DQG 0LUURUV
 5HPRYH WKH UHDU GRRU JODVV UXQ

&3

'$(:22 9 %/

3  '2256
,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH UHDU GRRU JODVV UXQ
 ,QVWDOO WKH UHDU GRRU JODVV 5HIHU WR 6HFWLRQ / *ODVV
DQG 0LUURUV

&3

)5217 '225 6(&21'$5<


:($7+(5675,3
5HPRYDO 3URFHGXUH
 5HPRYH WKH RXWVLGH UHDUYLHZ PLUURU 5HIHU WR 6HFWLRQ
/ *ODVV DQG 0LUURUV
 5HPRYH WKH IURQW GRRU VHFRQGDU\ ZHDWKHUVWULS

&3

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH IURQW GRRU VHFRQGDU\ ZHDWKHUVWULS
 ,QVWDOO WKH RXWVLGH UHDUYLHZ PLUURU 5HIHU WR 6HFWLRQ
/ *ODVV DQG 0LUURUV

&3

'$(:22 9 %/

'2256 3  

5($5 '225 6(&21'$5<


:($7+(5675,3
5HPRYDO 3URFHGXUH
 5HPRYH WKH UHDU GRRU VHFRQGDU\ ZHDWKHUVWULS

&3

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH UHDU GRRU VHFRQGDU\ ZHDWKHUVWULS

&3

)5217 '225 23(1,1*


:($7+(5675,3
5HPRYDO 3URFHGXUH
 5HPRYH WKH NLFN SDQHO WKH IURQW URFNHU SDQHO DQG
WKH ORZHU %SLOODU WULP SDQHO 5HIHU WR 6HFWLRQ *
,QWHULRU 7ULP
 5HPRYH WKH IURQW GRRU RSHQLQJ ZHDWKHUVWULS

&3

'$(:22 9 %/

3  '2256
,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH IURQW GRRU RSHQLQJ ZHDWKHUVWULS
 ,QVWDOO WKH NLFN SDQHO WKH IURQW URFNHU SDQHO DQG WKH
ORZHU %SLOODU WULP SDQHO 5HIHU WR 6HFWLRQ * ,QWHULRU
7ULP

&3

5($5 '225 23(1,1*


:($7+(5675,3
5HPRYDO 3URFHGXUH
 5HPRYH WKH UHDU URFNHU SDQHO DQG WKH ORZHU %SLOODU
WULP SDQHO 5HIHU WR 6HFWLRQ * ,QWHULRU 7ULP
 5HPRYH WKH UHDU GRRU RSHQLQJ ZHDWKHUVWULS

&3

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH UHDU GRRU RSHQLQJ ZHDWKHUVWULS
 ,QVWDOO WKH UHDU URFNHU SDQHO DQG WKH ORZHU %SLOODU WULP
SDQHO 5HIHU WR 6HFWLRQ * ,QWHULRU 7ULP

&3

'$(:22 9 %/

'2256 3  

'225 6($/ 75,0


5HPRYDO 3URFHGXUH
 5HPRYH WKH GRRU WULP SDQHO 5HIHU WR 6HFWLRQ *
,QWHULRU 7ULP
 5HPRYH WKH VFUHZV DQG WKH GRRU SXOO EUDFNHW )URQW
GRRU VKRZQ UHDU GRRU VLPLODU

&3

 5HPRYH WKH GRRU VHDO WULP )URQW GRRU VKRZQ UHDU


GRRU VLPLODU

&3

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH GRRU VHDO WULP )URQW GRRU VKRZQ UHDU
GRRU VLPLODU

&3

'$(:22 9 %/

3  '2256
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH GRRU SXOO EUDFNHW ZLWK WKH VFUHZV )URQW
GRRU VKRZQ UHDU GRRU VLPLODU

7LJKWHQ
7LJKWHQ WKH GRRU SXOO EUDFNHW VFUHZV WR  1:P
 OELQ 
 ,QVWDOO WKH GRRU WULP SDQHO 5HIHU WR 6HFWLRQ *
,QWHULRU 7ULP

&3

'225 /2&. 675,.(5


5HPRYDO 3URFHGXUH
 5HPRYH WKH VFUHZV DQG WKH GRRU ORFN VWULNHU )URQW
GRRU VKRZQ UHDU GRRU VLPLODU

&3

,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH VFUHZV DQG WKH GRRU ORFN VWULNHU )URQW
GRRU VKRZQ UHDU GRRU VLPLODU

7LJKWHQ
7LJKWHQ WKH GRRU ORFN VWULNHU VFUHZV WR  1:P
 OEIW 

&3

'$(:22 9 %/

'2256 3  

'225 /2&. 675,.(5 $'-8670(17

7KH GRRU ORFN VWULNHU FRQVLVWV RI D VWULNHU ZLWK WZR


VFUHZV WKDW DUH WKUHDGHG LQWR D WDSSHG IORDWLQJ FDJH
SODWH ORFDWHG LQ WKH DSSURSULDWH ERG\ SLOODU 7KLV IORDWLQJ
FDJH SODWH DOORZV WKH VWULNHU WR EH HDVLO\ DGMXVWHG LQ DQG
RXW RU XS DQG GRZQ
7KH GRRU LV VHFXUHG LQ WKH FORVHG SRVLWLRQ ZKHQ WKH GRRU
ORFN IRUN VQDSV RYHU DQG HQJDJHV WKH VWULNHU
1RWLFH 7KH GRRU ORFN VWULNHU LV DQ LPSRUWDQW DWWDFKLQJ
SDUW WKDW FDQ DIIHFW WKH SHUIRUPDQFH RI YLWDO FRPSRQHQWV
DQG V\VWHPV ,W FDQ FDXVH PDMRU UHSDLU H[SHQVHV ,I
UHSODFHPHQW EHFRPHV QHFHVVDU\ WKH GRRU ORFN VWULNHU
PXVW EH UHSODFHG E\ RQH ZLWK WKH VDPH SDUW QXPEHU RU
ZLWK DQ HTXLYDOHQW 'R QRW XVH D UHSODFHPHQW SDUW RI
OHVVHU TXDOLW\ RU RI D VXEVWLWXWH GHVLJQ 7KH VSHFLILHG
WRUTXH YDOXHV PXVW EH XVHG GXULQJ UHDVVHPEO\ LQ RUGHU
WR HQVXUH WKH SURSHU UHWHQWLRQ RI WKH SDUW

&3

8S'RZQ RU ,Q2XW $GMXVWPHQW


$Q DGMXVWPHQW RI WKH VWULNHU LQ WKH XS DQG GRZQ RU LQ DQG
RXW GLUHFWLRQV PD\ EH QHFHVVDU\ IRU D QXPEHU RI UHDVRQV
- 9HKLFOH IUDPH GDPDJH DV WKH UHVXOW RI D FROOLVLRQ
- ,QVWDOODWLRQ RI QHZ GRRU ZHDWKHUVWULSSLQJ
- &XVWRPHU FRPSODLQWV RI H[FHVVLYH ZLQGQRLVH
- 'LIILFXOW\ LQ RSHQLQJ RU FORVLQJ WKH GRRU
,Q RUGHU WR DGMXVW WKH GRRU VWULNHU LQ DQ XS DQG GRZQ RU LQ
DQG RXW GLUHFWLRQ SHUIRUP WKH IROORZLQJ SURFHGXUH
 7KH GRRU PXVW EH SURSHUO\ DOLJQHG
 /RRVHQ WKH VWULNHU VFUHZV )URQW GRRU VKRZQ UHDU
GRRU VLPLODU
 7KH IORDWLQJ FDJH SODWH FDQ EH PRYHG VOLJKWO\ XVLQJ
WKH HQGV RI WKH VWULNHU VFUHZV 0RYH WKH IORDWLQJ FDJH
SODWH WR WKH GHVLUHG SRVLWLRQ
1RWLFH ,W LV LPSRUWDQW WR XVH D IODWHQG URWDU\ ILOH LQ RUGHU
QRW WR GDPDJH WKH WDSSHG IORDWLQJ FDJH SODWH 7KH VWULNHU
VFUHZV DQG WKH WDSSHG IORDWLQJ FDJH SODWH DUH LPSRUWDQW
DWWDFKLQJ SDUWV WKDW FRXOG DIIHFW WKH SHUIRUPDQFH RI YLWDO
FRPSRQHQWV DQG V\VWHPV
 ,I SURSHU DGMXVWPHQW UHTXLUHV WKDW WKH IORDWLQJ FDJH
SODWH EH PRYHG PRUH WKDQ LV SRVVLEOH XVH DQ HOHFWULF
KDQG GULOO DQG D LQFK URWDU\ ILOH ZLWK D IODW KHDG LQ
RUGHU WR HQODUJH WKH ERG\ RSHQLQJ LQ WKH GLUHFWLRQ
UHTXLUHG
 7LJKWHQ WKH VWULNHU VFUHZV WR WKH FRUUHFW SRVLWLRQ

7LJKWHQ
7LJKWHQ WKH GRRU ORFN VWULNHU VFUHZV WR  1:P
 OEIW 

'$(:22 9 %/

3  '2256

)5217 '225 /2&.


5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH VHDO WULP 5HIHU WR 'RRU 6HDO 7ULP LQ
WKLV VHFWLRQ
 5HPRYH WKH VFUHZV DQG WKH IURQW GRRU ORFN
 'LVFRQQHFW WKH ORFN URGV
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU

&3

,QVWDOODWLRQ 3URFHGXUH
 &RQQHFW WKH HOHFWULFDO FRQQHFWRU
 &RQQHFW WKH ORFN URGV
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH IURQW GRRU ORFN ZLWK WKH VFUHZV

7LJKWHQ
7LJKWHQ WKH IURQW GRRU ORFN VFUHZV WR  1:P  OELQ 
 ,QVWDOO WKH VHDO WULP 5HIHU WR 'RRU 6HDO 7ULP LQ WKLV
VHFWLRQ
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&3

&+,/'3522) 5($5 '225 /2&.


5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH GRRU VHDO WULP 5HIHU WR 'RRU 6HDO 7ULP
LQ WKLV VHFWLRQ
 5HPRYH WKH VFUHZ DQG WKH JXLGH UDLO

&/

'$(:22 9 %/

'2256 3  





5HPRYH WKH GRRU ORFN VFUHZV


'LVFRQQHFW WKH ORFN URGV
5HPRYH WKH GRRU ORFN
'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU

&3

,QVWDOODWLRQ 3URFHGXUH
 &RQQHFW WKH HOHFWULFDO FRQQHFWRU
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH UHDU GRRU ORFN ZLWK WKH VFUHZV

7LJKWHQ
7LJKWHQ WKH UHDU GRRU ORFN VFUHZV WR  1:P  OELQ 

&3

 ,QVWDOO WKH ORFN URGV


 ,QVWDOO WKH JXLGH UDLO ZLWK WKH EROWV DQG WKH VFUHZ

7LJKWHQ
7LJKWHQ WKH UHDU GRRU JXLGH UDLO VFUHZ WR  1:P
 OELQ 
7LJKWHQ WKH UHDU GRRU JXLGH UDLO EROWV WR  1:P
 OELQ 
 ,QVWDOO WKH GRRU VHDO WULP 5HIHU WR 'RRU 6HDO 7ULP LQ
WKLV VHFWLRQ
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&/

'$(:22 9 %/

3  '2256

,16,'( '225 +$1'/(


5HPRYDO 3URFHGXUH
 5HPRYH WKH GRRU WULP 5HIHU WR 6HFWLRQ * ,QWHULRU
7ULP
 5HPRYH WKH VFUHZ WKDW VHFXUHV WKH GRRU KDQGOH WR
WKH GRRU
 6OLGH WKH GRRU KDQGOH UHDUZDUG DQG UHPRYH LW IURP
WKH GRRU )URQW GRRU VKRZQ UHDU GRRU VLPLODU
 'LVFRQQHFW WKH LQVLGH GRRU KDQGOH DQG WKH ORFN URGV

&3

,QVWDOODWLRQ 3URFHGXUH
 &RQQHFW WKH LQVLGH GRRU KDQGOH DQG WKH ORFN URGV
 ,QVHUW WKH LQVLGH GRRU KDQGOH LQWR WKH VORWV LQ WKH GRRU
)URQW GRRU VKRZQ UHDU GRRU VLPLODU
 6OLGH WKH GRRU KDQGOH IRUZDUG
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH LQVLGH GRRU KDQGOH VFUHZ

7LJKWHQ
7LJKWHQ WKH LQVLGH GRRU KDQGOH VFUHZ WR  1:P
 OELQ 
 ,QVWDOO WKH GRRU VHDO WULP 5HIHU WR 6HFWLRQ * ,QWHULRU
7ULP
&3

2876,'( '225 +$1'/(


5HPRYDO 3URFHGXUH
 5HPRYH WKH GRRU VHDO WULP 5HIHU WR 'RRU 6HDO 7ULP
LQ WKLV VHFWLRQ
 'LVFRQQHFW WKH RXWVLGH GRRU KDQGOH DQG WKH ORFN URGV
 5HPRYH WKH EROWV DQG WKH GRRU KDQGOH )URQW GRRU
VKRZQ UHDU GRRU VLPLODU

&3

'$(:22 9 %/

'2256 3  
,QVWDOODWLRQ 3URFHGXUH
 &RQQHFW WKH RXWVLGH GRRU KDQGOH DQG WKH ORFN URGV
)URQW GRRU VKRZQ UHDU GRRU VLPLODU
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH GRRU KDQGOH ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH RXWVLGH GRRU KDQGOH EROWV WR  1:P
 OELQ 
 ,QVWDOO WKH GRRU VHDO WULP 5HIHU WR 'RRU 6HDO 7ULP LQ
WKLV VHFWLRQ

&3

,16,'( /2&. 52'


5HPRYDO 3URFHGXUH
 5HPRYH WKH GRRU VHDO WULP 5HIHU WR 'RRU 6HDO 7ULP
LQ WKLV VHFWLRQ
 5HPRYH WKH LQVLGH GRRU KDQGOH 5HIHU WR ,QVLGH 'RRU
+DQGOH LQ WKLV VHFWLRQ
 'LVFRQQHFW WKH LQVLGH ORFN URGV IURP WKH ORFN )URQW
GRRU VKRZQ UHDU GRRU VLPLODU

&3

,QVWDOODWLRQ 3URFHGXUH
 &RQQHFW WKH LQVLGH ORFN URGV WR WKH ORFN )URQW GRRU
VKRZQ UHDU GRRU VLPLODU
 ,QVWDOO WKH LQVLGH GRRU KDQGOH 5HIHU WR ,QVLGH 'RRU
+DQGOH LQ WKLV VHFWLRQ
 ,QVWDOO WKH GRRU VHDO WULP 5HIHU WR 'RRU ,QVLGH 7ULP
LQ WKLV VHFWLRQ

&3

'$(:22 9 %/

3  '2256

'225 /2&. &</,1'(5


5HPRYDO 3URFHGXUH
 5HPRYH WKH GRRU VHDO WULP 5HIHU WR 'RRU 6HDO 7ULP
LQ WKLV VHFWLRQ
 'LVFRQQHFW WKH RXWVLGH GRRU KDQGOH ORFN URG
 5HPRYH WKH UHWDLQLQJ FOLS DQG WKH ORFN F\OLQGHU )URQW
GRRU VKRZQ UHDU GRRU VLPLODU

&3

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH ORFN F\OLQGHU ZLWK WKH UHWDLQLQJ FOLS )URQW
GRRU VKRZQ UHDU GRRU VLPLODU
 &RQQHFW WKH RXWVLGH GRRU KDQGOH ORFN URG
 ,QVWDOO WKH GRRU VHDO WULP 5HIHU WR 'RRU 6HDO 7ULP LQ
WKLV VHFWLRQ

&3

32:(5 :,1'2: 5(*8/$725


5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH GRRU JODVV 5HIHU WR 6HFWLRQ / *ODVV
DQG 0LUURUV
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU
 5HPRYH WKH QXWV DQG WKH ZLQGRZ UHJXODWRU )URQW
GRRU VKRZQ UHDU GRRU VLPLODU

&3

'$(:22 9 %/

'2256 3  
,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH ZLQGRZ UHJXODWRU ZLWK WKH QXWV )URQW GRRU
VKRZQ UHDU GRRU VLPLODU

7LJKWHQ
7LJKWHQ WKH ZLQGRZ UHJXODWRU QXWV WR  1:P  OELQ 
 &RQQHFW WKH HOHFWULFDO FRQQHFWRU
 ,QVWDOO WKH GRRU JODVV 5HIHU WR 6HFWLRQ / *ODVV DQG
0LUURUV
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&3

0$18$/ 5($5 :,1'2:


5(*8/$725 +$1'/(
5HPRYDO 3URFHGXUH
 3XVK WKH SODVWLF ULQJ EHKLQG WKH ZLQGRZ UHJXODWRU
KDQGOH WRZDUG WKH GRRU WR UHYHDO WKH PHWDO FOLS
 3U\ RII WKH PHWDO FOLS
 5HPRYH WKH ZLQGRZ UHJXODWRU KDQGOH DQG WKH SODVWLF
ULQJ

&3

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH SODVWLF ULQJ
 ,QVWDOO WKH ZLQGRZ UHJXODWRU KDQGOH
 ,QVHUW WKH PHWDO FOLS

&3

'$(:22 9 %/

3  '2256

0$18$/ 5($5 :,1'2:


5(*8/$725
5HPRYDO 3URFHGXUH
 5HPRYH WKH UHJXODWRU KDQGOH 5HIHU WR 0DQXDO 5HDU
:LQGRZ 5HJXODWRU +DQGOH LQ WKLV VHFWLRQ
 5HPRYH WKH UHDU GRRU JODVV 5HIHU WR 6HFWLRQ /
*ODVV DQG 0LUURUV
 5HPRYH WKH QXWV DQG WKH ZLQGRZ UHJXODWRU

&3

,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH ZLQGRZ UHJXODWRU ZLWK WKH QXWV

7LJKWHQ
7LJKWHQ WKH ZLQGRZ UHJXODWRU QXWV WR  1:P  OELQ 
 ,QVWDOO WKH UHDU GRRU JODVV 5HIHU WR 6HFWLRQ / *ODVV
DQG 0LUURUV
 ,QVWDOO WKH UHJXODWRU KDQGOH 5HIHU WR 0DQXDO 5HDU
:LQGRZ 5HJXODWRU +DQGOH LQ WKLV VHFWLRQ

&3

'225 $66(0%/<
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH EROW DQG WKH GRRU KROGRSHQ OLQN IURP WKH
ERG\

&3

'$(:22 9 %/

'2256 3  
 :LWK WKH DLG RI DQRWKHU WHFKQLFLDQ UHPRYH WKH GRRU
KLQJH EROWV DQG WKH IURQW GRRU )URQW GRRU VKRZQ
UHDU GRRU VLPLODU
 'LVFRQQHFW WKH ERG\WRGRRU UXEEHU JURPPHW DQG WKH
HOHFWULFDO FRQQHFWRU

&3

,QVWDOODWLRQ 3URFHGXUH
 &RQQHFW WKH HOHFWULFDO FRQQHFWRU
ERG\WRGRRU UXEEHU JURPPHW

DQG

WKH

1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK


RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 :LWK WKH DLG RI DQRWKHU WHFKQLFLDQ OLJKWO\ VHFXUH WKH
IURQW GRRU ZLWK WKH GRRU KLQJH EROWV )URQW GRRU
VKRZQ UHDU GRRU VLPLODU
 $GMXVW WKH GRRU IRU SURSHU ILW

7LJKWHQ
7LJKWHQ WKH GRRU KLQJHWRERG\ EROWV WR  1:P
 OEIW 

&3

 ,QVWDOO WKH GRRU KROGRSHQ OLQN WR WKH ERG\ ZLWK WKH


EROW

7LJKWHQ
7LJKWHQ WKH GRRU KROGRSHQ OLQNWRERG\ EROW WR
 1:P  OEIW 
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 3HUIRUP WKH ZDWHUOHDN WHVW 5HIHU WR 6HFWLRQ ,
:DWHUOHDNV
 &KHFN IRU ZLQGQRLVH 5HIHU WR 6HFWLRQ - :LQGQRLVH

&3

'$(:22 9 %/

3  '2256

'225 +,1*(
5HPRYDO 3URFHGXUH
 :LWK WKH DLG RI DQRWKHU WHFKQLFLDQ UHPRYH WKH EROWV
DQG WKH KLQJH IURP WKH GRRU DQG WKH ERG\ 5HDU GRRU
VKRZQ IURQW GRRU VLPLODU

&3

,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 :LWK WKH DLG RI DQRWKHU WHFKQLFLDQ LQVWDOO WKH KLQJH WR
WKH GRRU DQG WKH ERG\ ZLWK WKH EROWV 5HDU GRRU
VKRZQ IURQW GRRU VLPLODU

7LJKWHQ
7LJKWHQ WKH GRRU KLQJHWRERG\ EROWV WR  1:P
 OEIW 
7LJKWHQ WKH GRRU KLQJHWRGRRU EROWV WR  1:P
 OEIW 

&3

'225 +2/'23(1 /,1.


5HPRYDO 3URFHGXUH
 5HPRYH WKH GRRU VHDO WULP 5HIHU WR 'RRU 6HDO 7ULP
LQ WKLV VHFWLRQ
 5HPRYH WKH EROWV RQ WKH GRRU DQG RQ WKH ERG\
 5HPRYH WKH GRRU KROGRSHQ OLQN )URQW GRRU VKRZQ
UHDU GRRU VLPLODU

&3

'$(:22 9 %/

'2256 3  
,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH GRRU KROGRSHQ OLQN WR WKH GRRU DQG WKH
ERG\ ZLWK WKH EROWV )URQW GRRU VKRZQ UHDU GRRU
VLPLODU

7LJKWHQ
7LJKWHQ WKH GRRU KROGRSHQ OLQNWRERG\ EROW WR
 1:P  OEIW 
7LJKWHQ WKH GRRU KROGRSHQ OLQNWRGRRU EROWV WR
 1:P  OELQ 
 ,QVWDOO WKH GRRU VHDO WULP 5HIHU WR 'RRU 6HDO 7ULP LQ
WKLV VHFWLRQ
&3

'$(:22 9 %/

3  '2256

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
'225 /2&. 675,.(5
7KH IURQW DQG WKH UHDU GRRU ORFN VWULNHUV HDFK FRQVLVW RI
D VWULNHU ZLWK WZR VFUHZV WKUHDGHG LQWR D IORDWLQJ FDJH
SODWH LQ WKH %SLOODUV DQG &SLOODUV 7KH GRRU LV VHFXUHG LQ
WKH FORVHG SRVLWLRQ ZKHQ WKH GRRU ORFN IRUN VQDSV RYHU
DQG HQJDJHV WKH VWULNHU

&+,/'3522) 5($5 '225 /2&.


7KH FKLOGSURRI UHDU GRRU ORFNV KHOS SUHYHQW SDVVHQJHUV
HVSHFLDOO\ FKLOGUHQ IURP RSHQLQJ WKH UHDU GRRUV RI WKH
YHKLFOH IURP WKH LQVLGH
,Q RUGHU WR DFWLYDWH WKHVH ORFNV PRYH WKH OHYHUV RI ERWK
UHDU GRRUV WR WKH ORFN SRVLWLRQ 7KHQ FORVH ERWK GRRUV
5HDU SDVVHQJHUV ZLOO EH XQDEOH WR RSHQ WKH GRRUV IURP
LQVLGH RI WKH YHKLFOH
,Q RUGHU WR GHDFWLYDWH WKH FKLOGSURRI UHDU GRRU ORFN
XQORFN WKH GRRU IURP WKH LQVLGH RI WKH YHKLFOH DQG RSHQ
WKH GRRU IURP WKH RXWVLGH 0RYH WKH OHYHU WR WKH XQORFN
SRVLWLRQ 7KH UHDU GRRU ZLOO QRZ ZRUN QRUPDOO\

32:(5 '225 /2&.6


7KH SRZHU GRRU ORFNV XVH D VROHQRLG WKDW LV FRQWDLQHG LQ
HDFK GRRU ORFN DVVHPEO\ 7KH GRRU ORFNV DUH DFWLYDWHG

E\ WKH DFWXDWRU RQ WKH LQVLGH GRRU KDQGOH RU E\ WKH ORFN


F\OLQGHU RQ WKH GULYHUV GRRU RQO\ :KHQ WKH GULYHUV GRRU
LV ORFNHG RU XQORFNHG E\ WKH DFWXDWRU RU ORFN F\OLQGHU DOO
GRRUV DUH ORFNHG RU XQORFNHG DFFRUGLQJO\

32:(5 :,1'2:6
7KH SRZHU ZLQGRZV DUH FRQWUROOHG E\ HOHFWULFDO VZLWFKHV
RQ WKH GRRU SDQHOV DQG DUH RSHUDWHG E\ D PRWRU DW HDFK
ZLQGRZ UHJXODWRU (DFK GRRU KDV D VZLWFK WR FRQWURO LWV
ZLQGRZ DQG WKH GULYHUV GRRU KDV IRXU VZLWFKHV WR
FRQWURO DOO GRRU ZLQGRZV RQ WKH YHKLFOH 7KH ZLQGRZV
DUH ORZHUHG E\ SUHVVLQJ WKH VZLWFK DQG UDLVHG E\ SXOOLQJ
XS RQ WKH VZLWFK 7KH ZLQGRZ ZLOO VWRS PRYHPHQW ZKHQ
WKH VZLWFK LV UHOHDVHG RU ZKHQ WKH ZLQGRZ LV FRPSOHWHO\
RSHQ RU FORVHG
7KH GULYHUV ZLQGRZ ORZHUV DXWRPDWLFDOO\ %\ SUHVVLQJ
DQG UHOHDVLQJ WKH VZLWFK WKH GULYHUV ZLQGRZ ZLOO ORZHU
DQG ZLOO VWRS RQO\ ZKHQ WKH VZLWFK LV DFWLYDWHG DJDLQ RU
ZKHQ WKH ZLQGRZ LV FRPSOHWHO\ RSHQ
7KH GULYHUV GRRU FRQWURO DOVR FRQWDLQV D EXWWRQ WKDW
ZKHQ SUHVVHG ZLOO SUHYHQW WKH RSHUDWLRQ RI WKH IURQW
SDVVHQJHU GRRU RU WKH UHDU GRRU ZLQGRZV

0$18$/ 5($5 :,1'2:6


(DFK PDQXDO UHDU ZLQGRZ LV FRQWUROOHG E\ URWDWLQJ D
KDQGOH WKDW LV ORFDWHG RQ WKH UHDU GRRU SDQHO 7KH UHDU
ZLQGRZ KDQGOH LV FRQQHFWHG WR WKH ZLQGRZ UHJXODWRU
ZKLFK UDLVHV DQG ORZHUV WKH ZLQGRZ

'$(:22 9 %/

6(&7,21 4

522)
&$87,21 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH EHIRUH UHPRYLQJ RU LQVWDOOLQJ DQ\ HOHFWULFDO XQLW RU ZKHQ D
WRRO RU HTXLSPHQW FRXOG HDVLO\ FRPH LQ FRQWDFW ZLWK H[SRVHG HOHFWULFDO WHUPLQDOV 'LVFRQQHFWLQJ WKLV FDEOH
ZLOO KHOS SUHYHQW SHUVRQDO LQMXU\ DQG GDPDJH WR WKH YHKLFOH 7KH LJQLWLRQ PXVW DOVR EH LQ /2&. XQOHVV
RWKHUZLVH QRWHG

7$%/( 2) &217(176
6SHFLILFDWLRQV                             
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV           
6SHFLDO 7RROV                              
6SHFLDO 7RROV 7DEOH                        

4
4
4
4

)RUPHG +HDGOLQHU                         4


6XQ 9LVRUV :LWK 9DQLW\ 0LUURU               4
3DVVHQJHU $VVLVW +DQGOHV                  4
3RZHU 6XQURRI &RQWURO 6ZLWFK              4

6FKHPDWLF DQG 5RXWLQJ 'LDJUDPV           


3RZHU 6XQURRI 6\VWHP                     
'LDJQRVLV                                 
3RZHU 6XQURRI                            

4
4
4
4

*HQHUDO 'HVFULSWLRQ DQG 6\VWHP


2SHUDWLRQ                                4
5RRI                                     4
3RZHU 6XQURRI6XQURRI &RQWURO 6ZLWFK       4
6XQ 9LVRUV :LWK 9DQLW\ 0LUURU               4
3DVVHQJHU $VVLVW +DQGOHV                  4
&RDW +RRNV                               4

0DLQWHQDQFH DQG 5HSDLU                     4


2Q9HKLFOH 6HUYLFH                           4
3RZHU 6XQURRI                             4

63(&,),&$7,216
)$67(1(5 7,*+7(1,1* 63(&,),&$7,216
$SSOLFDWLRQ

1:P

/E)W

/E,Q

3RZHU 6XQURRI &RQWURO 6ZLWFK 6FUHZV





3DVVHQJHU $VVLVW +DQGOH 6FUHZV





6XQ 9LVRU 6FUHZV





6XQ 9LVRU 6XSSRUW 6FUHZ







6XQURRI +RXVLQJ %ROWV







6XQURRI 0RWRU 6FUHZV





'$(:22 9 %/

4  522)

63(&,$/ 722/6
63(&,$/ 722/6 7$%/(

.0%
7ULP 5HPRYHU

$*

'$(:22 9 %/

522) 4 

32:(5 681522) 6<67(0

6&+(0$7,& $1' 5287,1* ',$*5$06

&4

'$(:22 9 %/

4  522)

',$*126,6
32:(5 681522)
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH
 7KH WHUPLQDOV DUH QRW PDUNHG RQ WKH UHOD\ VRFNHW
EXW WKH WHUPLQDOV DUH PDUNHG RQ WKH XQGHUVLGH RI WKH
UHOD\

 7KH PHWHU ZLOO VKRZ WKH VDPH YROWDJH DW ERWK VZLWFK
SRVLWLRQV EXW RQH RI WKH VZLWFK SRVLWLRQV ZLOO VKRZ
UHYHUVH SRODULW\

3RZHU 6XQURRI 'RHV 1RW :RUN


6WHS



$FWLRQ
&KHFN IXVHV ) () DQG )
,V DQ\ IXVH EORZQ"
 &KHFN IRU D VKRUW FLUFXLW DQG UHSDLU LI QHFHVVDU\
 5HSODFH WKH IXVH V 
,V WKH UHSDLU FRPSOHWH"
 5HPRYH WKH ,JQLWLRQ  UHOD\
 7XUQ WKH LJQLWLRQ 21
 &KHFN WKH YROWDJH DW WKH ,JQLWLRQ  UHOD\ VRFNHW
WHUPLQDOV  DQG 
'RHV WKH YROWPHWHU LQGLFDWH WKH VSHFLILHG YDOXH DW
ERWK ORFDWLRQV"
5HSDLU WKH SRZHU VXSSO\ WR WKH ,JQLWLRQ  UHOD\
,V WKH UHSDLU FRPSOHWH"
 :LWK WKH ,JQLWLRQ  UHOD\ UHPRYHG XVH WKH
XQGHUVLGH RI WKH UHOD\ WR LGHQWLI\ WKH ORFDWLRQ RI
WHUPLQDO  DQG WHUPLQDO  RI WKH UHOD\ VRFNHW
 &RQQHFW D YROWPHWHU EHWZHHQ WHUPLQDO  DQG
WHUPLQDO  RI WKH UHOD\ VRFNHW
'RHV WKH YROWPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"

9DOXH

<HV

1R



*R WR 6WHS 

*R WR 6WHS 



*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.



 9

*R WR 6WHS 

*R WR 6WHS 

5HSDLU WKH RSHQ FLUFXLW EHWZHHQ JURXQG DQG WHUPLQDO


 RI WKH LJQLWLRQ  UHOD\
,V WKH UHSDLU FRPSOHWH"



 7HPSRUDULO\ VXEVWLWXWH D NQRZQ JRRG UHOD\ IRU WKH


LJQLWLRQ  UHOD\
 7XUQ WKH ,JQLWLRQ 21
 $WWHPSW WR RSHUDWH WKH VXQURRI
'RHV WKH VXQURRI RSHUDWH"



 5HWXUQ WKH VXEVWLWXWHG UHOD\ WR LWV RULJLQDO SRVLWLRQ


 5HSODFH WKH ,JQLWLRQ  UHOD\
,V WKH UHSDLU FRPSOHWH"



 7XUQ WKH LJQLWLRQ 21


 $W WKH ODPSVXQURRI VZLWFK FKHFN WKH YROWDJH
WHUPLQDO  RI WKH VZLWFK FRQQHFWRU
'RHV WKH YROWPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"
5HSDLU WKH RSHQ FLUFXLW EHWZHHQ IXVH () DQG WKH
VXQURRI VZLWFK
,V WKH UHSDLU FRPSOHWH"



 9



6\VWHP 2.

6\VWHP 2.

*R WR 6WHS 

 9


6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.



*R WR 6WHS 


*R WR 6WHS 


'$(:22 9 %/

522) 4 
3RZHU 6XQURRI 'RHV 1RW :RUN &RQWG
6WHS



$FWLRQ
 7XUQ WKH LJQLWLRQ 21
 :LWK WKH VXQURRI VZLWFK FRQQHFWHG WXUQ WKH
VZLWFK WR WKH FORVHG SRVLWLRQ
 &KHFN WKH YROWDJH DW WHUPLQDO  RI WKH VZLWFK
FRQQHFWRU
 :LWK WKH VXQURRI VZLWFK FRQQHFWHG WXUQ WKH
VZLWFK WR WKH RSHQ SRVLWLRQ
 &KHFN WKH YROWDJH DW WHUPLQDO  RI WKH VZLWFK
FRQQHFWRU
$UH ERWK YROWDJHV HTXDO WR WKH VSHFLILHG YDOXH"



5HSODFH WKH VXQURRI VZLWFK


,V WKH UHSDLU FRPSOHWH"



 'LVFRQQHFW WKH VXQURRI PRGXOH VL[SLQ HOHFWULFDO


FRQQHFWRU
 8VH DQ RKPPHWHU WR PHDVXUH WKH UHVLVWDQFH
EHWZHHQ WHUPLQDO  DQG JURXQG
,V WKH UHVLVWDQFH ZLWKLQ WKH VSHFLILHG YDOXH"



5HSDLU WKH RSHQ FLUFXLW EHWZHHQ JURXQG DQG WHUPLQDO


 RI WKH VXQURRI PRGXOH FRQQHFWRU
,V WKH UHSDLU FRPSOHWH"



 :LWK WKH VXQURRI PRGXOH VWLOO GLVFRQQHFWHG WXUQ


WKH LJQLWLRQ 21
 &KHFN WKH YROWDJH DW WHUPLQDO  RI WKH FRQQHFWRU
IRU WKH VXQURRI PRGXOH
'RHV WKH YROWPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"



5HSDLU WKH RSHQ FLUFXLW EHWZHHQ IXVH ) DQG


WHUPLQDO  RI WKH VXQURRI PRGXOH
,V WKH UHSDLU FRPSOHWH"



 :LWK WKH VXQURRI PRGXOH VWLOO GLVFRQQHFWHG WXUQ


WKH LJQLWLRQ 21
 &KHFN WKH YROWDJH DW WHUPLQDO  RI WKH VXQURRI
PRGXOH ZLWK WKH VXQURRI VZLWFK LQ WKH &/26(
SRVLWLRQ
'RHV WKH YROWPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"



5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH VXQURRI VZLWFK


DQG WKH VXQURRI PRGXOH
,V WKH UHSDLU FRPSOHWH"



 :LWK WKH VXQURRI PRGXOH VWLOO GLVFRQQHFWHG WXUQ


WKH LJQLWLRQ 21
 &KHFN WKH YROWDJH DW WHUPLQDO  RI WKH VXQURRI
PRGXOH ZLWK WKH VXQURRI VZLWFK LQ WKH 23(1
SRVLWLRQ
'RHV WKH YROWPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"





'$(:22 9 %/

 5HFRQQHFW WKH VXQURRI PRGXOH


 5HPRYH WKH VXQURRI PRWRU EXW OHDYH WKH
FRQQHFWRUV DWWDFKHG
 $WWHPSW WR RSHUDWH WKH PRWRU LQ ERWK GLUHFWLRQV E\
XVLQJ WKH VXQURRI VZLWFK
'RHV WKH PRWRU RSHUDWH"
5HSDLU WKH MDPPHG VXQURRI PHFKDQLVP
,V WKH UHSDLU FRPSOHWH"

9DOXH

<HV

1R

 9

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.



|:

*R WR 6WHS 

*R WR 6WHS 



 9


 9


 9

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.



*R WR 6WHS 


*R WR 6WHS 


*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.







4  522)
3RZHU 6XQURRI 'RHV 1RW :RUN &RQWG
6WHS

$FWLRQ

9DOXH

<HV

1R



 'LVFRQQHFW ERWK RI WKH RQHZLUH FRQQHFWRUV DW WKH


VXQURRI PRWRU
 &RQQHFW D YROWPHWHU EHWZHHQ WKH WZR ZLUH
FRQQHFWRUV
 7XUQ WKH LJQLWLRQ 21
 7XUQ WKH VXQURRI VZLWFK WR WKH &/26( SRVLWLRQ
DQG REVHUYH WKH YROWPHWHU UHDGLQJ
 7XUQ WKH VXQURRI VZLWFK WR WKH 23(1 SRVLWLRQ DQG
REVHUYH WKH YROWPHWHU UHDGLQJ
'RHV WKH YROWPHWHU LQGLFDWH WKH VSHFLILHG YDOXH ZKHQ
WKH VZLWFK LV HDFK SRVLWLRQ 23(1 DQG &/26( "

 9

*R WR 6WHS 

*R WR 6WHS 



5HSODFH WKH VXQURRI PRGXOH


,V WKH UHSDLU FRPSOHWH"



6\VWHP 2.





5HSODFH WKH VXQURRI PRWRU


,V WKH UHSDLU FRPSOHWH"



6\VWHP 2.



'$(:22 9 %/

522) 4 

0$,17(1$1&( $1' 5(3$,5


219(+,&/( 6(59,&(
32:(5 681522)
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH KHDGOLQHU 5HIHU WR )RUPHG +HDGOLQHU
LQ WKLV VHFWLRQ
 5HPRYH WKH GUDLQ KRVHV

&4

 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRUV


 5HPRYH WKH VFUHZV DQG WKH PRWRU

&4

 5HPRYH WKH PRWRU FRQWURO PRGXOH


 5HPRYH WKH EROWV DQG WKH KRXVLQJ IURP WKH YHKLFOH

&4

'$(:22 9 %/

4  522)





5HPRYH WKH UXEEHU HQG FDSV


5HPRYH WKH GUDLQ QR]]OHV
5HPRYH WKH VKDGH VWRSV
5HPRYH WKH JODVV VWRSV






5HPRYH WKH VKDGH


5HPRYH WKH JODVV DQG WKH IUDPH IURP WKH KRXVLQJ
5HPRYH WKH SODVWLF WULP
5HPRYH WKH VFUHZV DQG WKH JODVV IURP WKH IUDPH

&4

&4

,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH JODVV WR WKH IUDPH ZLWK WKH VFUHZV

&4

'$(:22 9 %/

522) 4 








,QVWDOO WKH SODVWLF WULP


,QVWDOO WKH JODVV DQG WKH IUDPH WR WKH KRXVLQJ
,QVWDOO WKH VKDGH
,QVWDOO WKH JODVV VWRSV
,QVWDOO WKH VKDGH VWRSV
,QVWDOO WKH GUDLQ QR]]OHV
,QVWDOO WKH UXEEHU HQG FDSV

&4

 ,QVWDOO WKH KRXVLQJ WR WKH URRI RI WKH YHKLFOH ZLWK WKH


EROWV

7LJKWHQ
7LJKWHQ WKH VXQURRI KRXVLQJ EROWV WR  1:P  OE
LQ 

&4

 ,QVWDOO WKH PRWRU FRQWURO PRGXOH


 ,QVWDOO WKH PRWRU ZLWK WKH VFUHZV

7LJKWHQ
7LJKWHQ WKH VXQURRI PRWRU VFUHZV WR  1:P  OELQ 
 &RQQHFW WKH HOHFWULFDO FRQQHFWRUV

&4

'$(:22 9 %/

4  522)
 ,QVWDOO WKH GUDLQ KRVHV
 ,QVWDOO WKH KHDGOLQHU 5HIHU WR )RUPHG +HDGOLQHU LQ
WKLV VHFWLRQ
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&4

)250(' +($'/,1(5
7RROV 5HTXLUHG
.0% 7ULP 5HPRYHU

5HPRYDO 3URFHGXUH

&4

 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH


 5HPRYH WKH VXQURRI PROGLQJ LI HTXLSSHG
 5HPRYH WKH SDVVHQJHU DVVLVW KDQGOHV 5HIHU WR 3DV
VHQJHU $VVLVW +DQGOHV LQ WKLV VHFWLRQ
 5HPRYH WKH SODVWLF UHWDLQLQJ FOLSV LQ WKH KHDGOLQHU RQ
WKH GULYHUV VLGH
 5HPRYH WKH VXQ YLVRUV 5HIHU WR 6XQ 9LVRUV LQ WKLV
VHFWLRQ
 5HPRYH WKH SRZHU VXQURRI FRQWURO VZLWFK LI
HTXLSSHG 5HIHU WR 3RZHU 6XQURRI &RQWURO 6ZLWFK LQ
WKLV VHFWLRQ
 5HPRYH WKH XOWUDVRQLF VHQVRU 5HIHU WR 6HFWLRQ 7
5HPRWH .H\OHVV (QWU\ DQG $QWL7KHIW 6\VWHP
 5HPRYH WKH $ % DQG &SLOODU WULP SDQHOV 5HIHU WR
6HFWLRQ * ,QWHULRU 7ULP

'$(:22 9 %/

522) 4 
 5HPRYH WKH SODVWLF UHWDLQHUV LQ WKH KHDGOLQHU XVLQJ
WKH WULP UHPRYHU .0%
 5HFOLQH ERWK IURQW VHDWV
 5HPRYH WKH KHDGOLQHU WKURXJK D UHDU GRRU

&4

,QVWDOODWLRQ 3URFHGXUH
 5HFOLQH ERWK IURQW VHDWV
 ,QVHUW WKH KHDGOLQHU WKURXJK D UHDU GRRU
 ,QVWDOO WKH KHDGOLQHU EHKLQG WKH VHDOV DURXQG WKH
GRRUV
 ,QVWDOO WKH SODVWLF UHWDLQHUV

&4

 ,QVWDOO WKH $ % DQG &SLOODU WULP SDQHOV 5HIHU WR


6HFWLRQ * ,QWHULRU 7ULP
 ,QVWDOO WKH SRZHU VXQURRI VZLWFK LI HTXLSSHG 5HIHU
WR 3RZHU 6XQURRI &RQWURO 6ZLWFK LQ WKLV VHFWLRQ
 ,QVWDOO WKH VXQ YLVRUV 5HIHU WR 6XQ 9LVRUV LQ WKLV
VHFWLRQ
 ,QVWDOO WKH SODVWLF UHWDLQHUV LQ WKH KHDGOLQHU RQ WKH
GULYHUV VLGH
 ,QVWDOO WKH SDVVHQJHU DVVLVW KDQGOHV 5HIHU WR 3DV
VHQJHU $VVLVW +DQGOHV LQ WKLV VHFWLRQ
 ,QVWDOO WKH XOWUDVRQLF VHQVRU 5HIHU WR 6HFWLRQ 7
5HPRWH .H\OHVV (QWU\ DQG $QWL7KHIW 6\VWHP
 ,QVWDOO WKH VXQURRI PROGLQJ LI HTXLSSHG
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&4

'$(:22 9 %/

4  522)

681 9,6256 :,7+ 9$1,7< 0,5525


5HPRYDO 3URFHGXUH
 5HPRYH WKH VFUHZV DQG WKH VXQ YLVRU IURP WKH KHDG
OLQHU
 'LVFRQQHFW WKH YDQLW\ PLUURU HOHFWULFDO FRQQHFWRU 5H
IHU WR 6HFWLRQ % /LJKWLQJ 6\VWHPV

&4

 5HPRYH WKH VFUHZ DQG WKH VXQ YLVRU VXSSRUW IURP WKH
KHDGOLQHU

&4

,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH VXQ YLVRU VXSSRUW WR WKH KHDGOLQHU ZLWK WKH
VFUHZ

7LJKWHQ
7LJKWHQ WKH VXQ YLVRU VXSSRUW VFUHZ WR  1:P
 OELQ 

&4

'$(:22 9 %/

522) 4 
 &RQQHFW WKH YDQLW\ PLUURU HOHFWULFDO FRQQHFWRU 5HIHU
WR 6HFWLRQ % /LJKWLQJ 6\VWHPV
 ,QVWDOO WKH VXQ YLVRU WR WKH KHDGOLQHU ZLWK WKH VFUHZV

7LJKWHQ
7LJKWHQ WKH VXQ YLVRU VFUHZV WR  1:P  OELQ 

&4

3$66(1*(5 $66,67 +$1'/(6


5HPRYDO 3URFHGXUH
 5HSRVLWLRQ WKH SODVWLF FDSV WR UHYHDO WKH DVVLVW KDQGOH
VFUHZV
 5HPRYH WKH VFUHZV DQG WKH DVVLVW KDQGOH IURP WKH
KHDGOLQHU

&4

,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH DVVLVW KDQGOH WR WKH KHDGOLQHU ZLWK WKH
VFUHZV

7LJKWHQ
7LJKWHQ WKH SDVVHQJHU DVVLVW KDQGOH VFUHZV WR  1:P
 OELQ 
 ,QVWDOO WKH SODVWLF FDSV RYHU WKH DVVLVW KDQGOH VFUHZV

&4

'$(:22 9 %/

4  522)

32:(5 681522) &21752/


6:,7&+
5HPRYDO 3URFHGXUH





'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH


3U\ RII WKH LQWHULRU FRXUWHV\ ODPS OHQV
5HPRYH WKH VFUHZV DQG WKH VZLWFK
'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU

&%

,QVWDOODWLRQ 3URFHGXUH
 &RQQHFW WKH HOHFWULFDO FRQQHFWRU
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH VXQURRI FRQWURO VZLWFK ZLWK WKH VFUHZV

7LJKWHQ
7LJKWHQ WKH SRZHU VXQURRI FRQWURO VZLWFK VFUHZV WR
 1:P  OELQ 
 ,QVWDOO WKH LQWHULRU FRXUWHV\ ODPS OHQV
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&%

'$(:22 9 %/

522) 4 

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
522)
7KH URRI LV D RQHSLHFH SDLQWHG PHWDO XQLW ZKLFK LQFRUSR
UDWHV D VLQJOH VROLG KHDGOLQHU 7KHUH DUH WZR PROGLQJV
RQH SHU VLGH RQ WKH YHKLFOHV URRI ZKLFK HQFORVH DQG
KLGH WKH URRI UDLO VHDPV 7KH URRI PROGLQJV DUH VHUYLFH
DEOH DV LQGLYLGXDO XQLWV
7KH RQHSLHFH IRUPHG KHDGOLQHU FRQVLVWV RI D PROGHG
VXEVWUDWH FRYHUHG ZLWK D IRDPEDFNHG FORWK IDFLQJ 7KH
RQHSLHFH FRQVWUXFWLRQ UHTXLUHV WKH KHDGOLQHU EH VHU
YLFHG DV D FRPSOHWH DVVHPEO\

32:(5 681522)681522)
&21752/ 6:,7&+
7KH VXQURRI LV
- ,QWHQGHG WR SURYLGH OLJKW DQG DLU WKURXJK WKH URRI RI
WKH YHKLFOH
- %XLOW LQWR WKH URRI
- 0DGH RI JODVV
- (TXLSSHG ZLWK D VXQVKDGH WKDW RSHQV DQG FORVHV
PDQXDOO\
- 3RZHUHG E\ DQ HOHFWULF PRWRU
- &RQWUROOHG E\ D WRJJOH VZLWFK EXLOW LQWR WKH LQWHULRU
FRXUWHV\ ODPS DVVHPEO\
7KH VXQURRI FRQWURO VZLWFK LV
- $ WRJJOH EXWWRQ ORFDWHG RQ WKH ULJKW VLGH RI WKH LQWHULRU
FRXUWHV\ ODPS DVVHPEO\
7R RSHUDWH WKH VXQURRI
- 7KH LJQLWLRQ PXVW EH LQ WKH 21 SRVLWLRQ

'$(:22 9 %/

7LOWLQJ WKH 6XQURRI 2SHQ DQG &ORVHG


7R WLOW RSHQ WKH UHDU HQG RI WKH VXQURRI
- 3UHVV DQG KROG WKH IRUZDUG SRUWLRQ RI WKH WRJJOH EXW
WRQ XQWLO WKH VXQURRI WLOWV RSHQ
7R FORVH WKH VXQURRI IURP D WLOWHGRSHQ SRVLWLRQ
- 3UHVV DQG KROG WKH UHDU SRUWLRQ RI WKH WRJJOH EXWWRQ
XQWLO WKH VXQURRI WLOWV FORVHG
6OLGLQJ WKH 6XQURRI 2SHQ DQG &ORVHG
7R VOLGH RSHQ WKH VXQURRI
- 3UHVV WKH UHDU SRUWLRQ RI WKH WRJJOH EXWWRQ XQWLO WKH
VXQURRI VOLGHV ,I WKH VXQ VKDGH LV FORVHG WKH VXQURRI
ZLOO SXOO WKH VXQVKDGH RSHQ ZKHQ WKH VXQURRI VOLGHV
RSHQ
7R FORVH WKH VXQURRI IURP D VOLGRSHQ SRVLWLRQ
- 3UHVV WKH IRUZDUG SRUWLRQ RI WKH WRJJOH EXWWRQ XQWLO WKH
VXQURRI VOLGHV FORVHG

681 9,6256 :,7+ 9$1,7< 0,5525


7KH VXQ YLVRUV VZLQJ GRZQ LQ RUGHU WR EORFN RXW JODUH
7KH\ DOVR VZLQJ WR WKH VLGH ZKHQ WKH\ DUH UHOHDVHG IURP
WKH VXSSRUW 7R UHSODFH WKH YDQLW\ PLUURU ODPS UHIHU WR
6HFWLRQ % /LJKWLQJ 6\VWHPV

3$66(1*(5 $66,67 +$1'/(6


7KHUH LV D SDVVHQJHU DVVLVW KDQGOH IRU HDFK UHDU RXW
ERDUG VHDW DQG IRU WKH IURQW SDVVHQJHU VHDW 3DVVHQ
JHUV FDQ XVH WKHVH KDQGOHV WR DVVLVW LQ NHHSLQJ WKHLU
EDODQFH RYHU URXJK URDGV RU GXULQJ VKDUS WXUQV

&2$7 +22.6
7KH FRDW KRRNV DUH ORFDWHG RQ WKH OHIW DQG WKH ULJKW UHDU
SDVVHQJHU DVVLVW KDQGOHV

6(&7,21 5

%2'< )5217 (1'


7$%/( 2) &217(176
6SHFLILFDWLRQV                             
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV           
6SHFLDO 7RROV                              
6SHFLDO 7RROV 7DEOH                        

5
5
5
5

0DLQWHQDQFH DQG 5HSDLU                    


2Q9HKLFOH 6HUYLFH                          
/XEULFDWLRQ                               
)DVWHQHUV                                
$QWLFRUURVLRQ 0DWHULDOV                     
)URQW (QG 6HDOLQJ                         
&RZO 9HQW *ULOOH                           
+RRG                                    

5
5
5
5
5
5
5
5

+RRG +LQJHV                               5


+RRG 6WUXW                                5
+RRG 6HFRQGDU\ /DWFK                      5
+RRG /DWFK 5HOHDVH &DEOH                  5
+RRG ,QVXODWLRQ                            5
5DGLDWRU *ULOOH                             5
)URQW :KHHO :HOO 6SODVK 6KLHOG              5
)HQGHU                                    5
7LH GRZQ +RRNV                           5
*HQHUDO 'HVFULSWLRQ DQG 6\VWHP
2SHUDWLRQ                                5
%RG\ )URQW (QG                           5

63(&,),&$7,216
)$67(1(5 7,*+7(1,1* 63(&,),&$7,216
$SSOLFDWLRQ

1:P

/E)W

/E,Q

$3LOODU )HQGHU %ROW







&RZO 9HQW *ULOOH 6FUHZV





)URQW )DVFLDWR)HQGHU %ROWV







)URQW RI )HQGHU %ROWV







)URQW :KHHO :HOO 6SODVK 6KLHOG 6FUHZV





+LQJH %ROWV







+RRGWR+LQJH %ROWV







+RRG /DWFK %ROWV







+RRG 5HOHDVH +DQGOH 6FUHZ







/RZHU )HQGHU %ROWV







5DGLDWRU *ULOOH %ROWV







5DGLDWRU *ULOOH 1XWV





5DGLDWRU *ULOOH 6FUHZV





5HVRUQDWRU %ROW





7RZLQJ (\H %ROWV







8SSHU )HQGHU %ROWV







:DVKHU 5HVHUYRLU %ROW





'$(:22 9 %/

5  %2'< )5217 (1'

63(&,$/ 722/6
63(&,$/ 722/6 7$%/(

.0%
7ULP 5HPRYHU

$*

'$(:22 9 %/

%2'< )5217 (1' 5 

0$,17(1$1&( $1' 5(3$,5


219(+,&/( 6(59,&(
/8%5,&$7,21
7KH KRRG KLQJHV DQG WKH ORFNLQJ PHFKDQLVPV UHTXLUH
SHULRGLF OXEULFDWLRQ IRU SURSHU RSHUDWLRQ 5HIHU WR 6HF
WLRQ  *HQHUDO ,QIRUPDWLRQ IRU WKH VSHFLILF W\SHV DQG LQ
WHUYDOV RI OXEULFDWLRQ

)$67(1(56
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
0DQ\ DOXPLQXP FRPSRQHQWV DUH XVHG RQ FXUUHQW PRG
HOV $OXPLQXP LQ FRQWDFW ZLWK VWHHO PD\ FRUURGH UDSLGO\
LI LW LV QRW SURWHFWHG E\ VSHFLDO ILQLVKHV RU LVRODWRUV
7KH IDVWHQHUV XVHG KDYH D VSHFLDO ILQLVK ZKLFK SURYLGHV
DGHTXDWH SURWHFWLRQ IURP FRUURVLRQ 7KHVH VSHFLDO IDV
WHQHUV GLIIHU LQ FRORU LQ RUGHU WR HDVLO\ LGHQWLI\ WKHP IURP
WKH VWDQGDUG PHWULF IDVWHQHUV ZKLFK DUH PHGLXP EOXH LQ
FRORU
:KHQ UHSODFLQJ IDVWHQHUV DYRLG VXEVWLWXWLQJ RWKHUZLVH
VLPLODU IDVWHQHUV LQ WKH VDPH ORFDWLRQ

$17,&25526,21 0$7(5,$/6
,Q RUGHU WR SURYLGH UXVW UHVLVWDQFH DQWLFRUURVLRQ PDWHUL
DOV KDYH EHHQ DSSOLHG WR WKH LQWHULRU VXUIDFHV RI PRVW
RI WKH PHWDO SDQHOV :KHQ \RX VHUYLFH WKHVH SDQHOV
SURSHUO\ UHFRDW WKHP ZLWK D VHUYLFHW\SH DQWLFRUURVLRQ
PDWHULDO LI DQ\ RI WKH RULJLQDO PDWHULDO KDV EHHQ GLV
WXUEHG

)5217 (1' 6($/,1*


$OO ORFDWLRQV ZKHUH ZDWHU OHDNV PD\ RFFXU DUH VHDOHG
GXULQJ SURGXFWLRQ ZLWK KLJK TXDOLW\ GXUDEOH VHDOHUV ,I LW
EHFRPHV QHFHVVDU\ WR UHVHDO VSHFLILF DUHDV XVH D KLJK
TXDOLW\ VHDOHU RI PHGLXPERGLHG FRQVLVWHQF\ ZKLFK ZLOO
UHWDLQ LWV IOH[LEOH FKDUDFWHULVWLFV DIWHU FXULQJ DQG FDQ EH
SDLQWHG LI QHFHVVDU\

&2:/ 9(17 *5,//(


5HPRYDO 3URFHGXUH
 5DLVH WKH KRRG
 5HPRYH WKH ZLSHU DUPV 5HIHU WR 6HFWLRQ ' :LSHUV
:DVKHU 6\VWHPV
 5HPRYH WKH FRZO YHQW JULOOH VFUHZV DQG WKH WZRSLHFH
JULOOH

&5

'$(:22 9 %/

5  %2'< )5217 (1'


,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH WZRSLHFH JULOOH DQG WKH FRZO YHQW JULOOH
VFUHZV

7LJKWHQ
7LJKWHQ WKH FRZO YHQW JULOOH VFUHZV WR  1:P  OELQ 
 ,QVWDOO WKH ZLSHU DUPV 5HIHU WR 6HFWLRQ ' :LSHUV
:DVKHU 6\VWHP
 /RZHU WKH KRRG

&5

+22'
5HPRYDO 3URFHGXUH
,PSRUWDQW ,QVWDOO SURWHFWLYH FRYHULQJV RYHU WKH IHQGHUV
DQG WKH ZLQGVKLHOG LQ RUGHU WR SUHYHQW GDPDJH WR WKH
SDLQW WKH JODVV DQG WKH PROGLQJV ZKHQ \RX DUH UHPRYLQJ
DQG LQVWDOOLQJ WKH KRRG
 5DLVH DQG VXSSRUW WKH KRRG
 0DUN WKH SRVLWLRQ RI WKH KLQJH WR WKH KRRG LQ RUGHU WR
DLG LQ DOLJQPHQW GXULQJ LQVWDOODWLRQ
 5HPRYH WKH ZDVKHU KRVHV IURP WKH KRRG
 5HPRYH WKH KRRG VWUXWV 5HIHU WR +RRG 6WUXW LQ WKLV
VHFWLRQ
 5HPRYH WKH EROWV UHWDLQLQJ WKH KRRG WR ERWK KLQJHV
 :LWK WKH DLG RI DQRWKHU WHFKQLFLDQ UHPRYH WKH KRRG
IURP WKH KLQJHV
&5

,QVWDOODWLRQ 3URFHGXUH
 :LWK WKH DLG RI DQRWKHU WHFKQLFLDQ SRVLWLRQ WKH KRRG
LQ WKH ORFDWLRQ PDUNHG GXULQJ UHPRYDO
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH WZR EROWV VHFXULQJ WKH KRRG WR HDFK KLQJH

7LJKWHQ
7LJKWHQ WKH KRRGWRKLQJH EROWV WR  1:P  OEIW 
 ,QVWDOO WKH KRRG VWUXWV 5HIHU WR +RRG 6WUXW LQ WKLV
VHFWLRQ
 ,QVSHFW WKH KRRG IRU SURSHU DOLJQPHQW
 ,QVWDOO WKH ZDVKHU KRVHV WR WKH KRRG

&5

'$(:22 9 %/

%2'< )5217 (1' 5 

+22' +,1*(6
5HPRYDO 3URFHGXUH
 5HPRYH WKH KRRG 5HIHU WR +RRG LQ WKLV VHFWLRQ
 5HSRVLWLRQ WKH FRZO YHQW JULOOH ZHDWKHU VWULS
 5HPRYH WKH EROWV DQG WKH KLQJH

&5

,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH KLQJH ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH KLQJH EROWV WR  1:P  OEIW 
 5HSRVLWLRQ WKH FRZO YHQW JULOOH ZHDWKHUVWULS WR LWV RULJL
QDO SRVLWLRQ
 ,QVWDOO WKH KRRG 5HIHU WR +RRG LQ WKLV VHFWLRQ

&5

+22' 67587
5HPRYDO 3URFHGXUH
 5DLVH DQG VXSSRUW WKH KRRG
 5HPRYH WKH UHWDLQLQJ FOLSV DQG WKH KRRG VWUXW

&5

'$(:22 9 %/

5  %2'< )5217 (1'


,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH UHWDLQLQJ FOLSV DQG WKH KRRG VWUXW
 &ORVH WKH KRRG

&5

+22' 6(&21'$5< /$7&+


5HPRYDO 3URFHGXUH
 2SHQ WKH KRRG
 0DUN WKH SRVLWLRQ RI WKH KRRG ODWFK RQ WKH UDGLDWRU
VXSSRUW LQ RUGHU WR DLG LQ DOLJQPHQW GXULQJ LQVWDOODWLRQ
 5HPRYH WKH EROWV DQG WKH KRRG ODWFK
 'LVFRQQHFW WKH KRRG UHOHDVH FDEOH

&5

,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 &RQQHFW WKH KRRG UHOHDVH FDEOH WR WKH ODWFK
 3RVLWLRQ WKH KRRG ODWFK LQ WKH ORFDWLRQ PDUNHG GXULQJ
UHPRYDO
 ,QVWDOO WKH KRRG ODWFK ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH KRRG ODWFK EROWV WR  1:P  OELQ 
 &ORVH WKH KRRG

&5

'$(:22 9 %/

%2'< )5217 (1' 5 

+22' /$7&+ 5(/($6( &$%/(


/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG
'ULYH 6LPLODU
5HPRYDO 3URFHGXUH
 5HPRYH WKH KRRG UHOHDVH KDQGOH
 5HPRYH WKH NQHH EROVWHU DQG WKH KRRG UHOHDVH KDQ
GOH
 5HPRYH WKH FDEOH IURP WKH KRRG UHOHDVH KDQGOH
 5HPRYH WKH KRRG VHFRQGDU\ ODWFK 5HIHU WR +RRG
6HFRQGDU\ /DWFK LQ WKLV VHFWLRQ
 5HPRYH WKH FDEOH IURP WKH HQJLQH FRPSDUWPHQW

&5

,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH FDEOH WKURXJK WKH HQJLQH FRPSDUWPHQW
 ,QVWDOO WKH KRRG VHFRQGDU\ ODWFK 5HIHU WR +RRG 6HF
RQGDU\ /DWFK LQ WKLV VHFWLRQ
 ,QVWDOO WKH FDEOH WR WKH KRRG UHOHDVH KDQGOH
 ,QVWDOO WKH KRRG UHOHDVH KDQGOH DQG WKH NQHH EROVWHU
ZLWK WKH VFUHZ

7LJKWHQ
7LJKWHQ WKH KRRG UHOHDVH KDQGOH VFUHZ WR  1:P
 OELQ 

&5

+22' ,168/$7,21
7RROV 5HTXLUHG
.0% 7ULP 5HPRYHU

5HPRYDO 3URFHGXUH
 2SHQ WKH KRRG
 5HPRYH WKH ZDVKHU KRVH IURP WKH KRRG
 5HPRYH WKH UHWDLQLQJ FOLSV XVLQJ WKH WULP UHPRYHU
.0%
 5HPRYH WKH KRRG LQVXODWLRQ

&5

'$(:22 9 %/

5  %2'< )5217 (1'


,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH KRRG LQVXODWLRQ ZLWK WKH UHWDLQLQJ FOLSV
 ,QVWDOO WKH ZDVKHU KRVH WR WKH KRRG
 &ORVH WKH KRRG

&5

5$',$725 *5,//(
5HPRYDO 3URFHGXUH
 2SHQ WKH KRRG
 5HPRYH WKH VFUHZV WKH EROWV DQG WKH UDGLDWRU JULOOH
EUDFNHW
 5HPRYH WKH QXWV DQG WKH UDGLDWRU JULOOH

&5

,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH UDGLDWRU JULOOH ZLWK WKH QXWV

7LJKWHQ
7LJKWHQ WKH UDGLDWRU JULOOH QXWV WR  1:P  OELQ 
 ,QVWDOO WKH UDGLDWRU JULOOH EUDFNHW ZLWK WKH VFUHZV DQG
WKH EROWV

7LJKWHQ
7LJKWHQ WKH UDGLDWRU JULOOH VFUHZV WR  1:P  OELQ 

7LJKWHQ
7LJKWHQ WKH UDGLDWRU JULOOH EROWV WR  1:P  OELQ 
 &ORVH WKH KRRG
&5

'$(:22 9 %/

%2'< )5217 (1' 5 

)5217 :+((/ :(// 63/$6+


6+,(/'
5HPRYDO 3URFHGXUH
 5DLVH DQG VXLWDEO\ VXSSRUW WKH YHKLFOH
 5HPRYH WKH IURQW ZKHHO 5HIHU WR 6HFWLRQ ( 7LUHV
DQG :KHHOV
 5HPRYH WKH IURQW PXG JXDUG 5HIHU WR 6HFWLRQ 0
([WHULRU 7ULP
 5HPRYH WKH VFUHZV DQG WKH IURQW ZKHHO ZHOO VSODVK
VKLHOG

&5

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH VFUHZV DQG WKH IURQW ZKHHO ZHOO VSODVK
VKLHOG

7LJKWHQ
7LJKWHQ WKH IURQW ZKHHO ZHOO VSODVK VKLHOG VFUHZV WR
 1:P  OELQ 
 ,QVWDOO WKH IURQW PXG JXDUG 5HIHU WR 6HFWLRQ 0 ([
WHULRU 7ULP
 ,QVWDOO WKH IURQW ZKHHO 5HIHU WR 6HFWLRQ ( 7LUHV DQG
:KHHOV
 /RZHU WKH YHKLFOH

&5

)(1'(5
5HPRYDO 3URFHGXUH
 5HPRYH WKH IURQW ZKHHO ZHOO VSODVK VKLHOG 5HIHU WR
)URQW :KHHO :HOO 6SODVK 6KLHOG LQ WKLV VHFWLRQ
 5HSRVLWLRQ WKH IURQW KHDGODPS
 5HPRYH WKH EROWV VHFXULQJ WKH IURQW IDVFLD WR WKH
IHQGHU

&5

'$(:22 9 %/

5  %2'< )5217 (1'


 5HSRVLWLRQ WKH IURQW IDVFLD
 5HPRYH WKH IHQGHU EROWV EHKLQG WKH IURQW IDVFLD

&5

 5HPRYH WKH URFNHU SDQHO PROGLQJ 5HIHU WR 6HFWLRQ


0 ([WHULRU 7ULP
 5HPRYH WKH EROWV DW WKH EDVH RI WKH IHQGHU

&5

 5HPRYH WKH VLGH WXUQ VLJQDO ODPS 5HIHU WR 6HFWLRQ


% /LJKWLQJ 6\VWHPV
 2SHQ WKH IURQW GRRU DQG UHPRYH WKH EROW DW WKH EDVH
RI WKH $SLOODU

&5

'$(:22 9 %/

%2'< )5217 (1' 5 


 5HSRVLWLRQ WKH FRZO YHQW JULOOH ZHDWKHUVWULS
 5HPRYH WKH XSSHU IHQGHU EROWV DQG WKH IHQGHU

&5

,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH IHQGHU ZLWK WKH XSSHU IHQGHU EROWV

7LJKWHQ
7LJKWHQ WKH XSSHU IHQGHU EROWV WR  1:P  OELQ 

&5

 5HSRVLWLRQ WKH FRZO YHQW JULOOH ZHDWKHUVWULS WR LWV RULJL


QDO SRVLWLRQ
 ,QVWDOO WKH EROW DW WKH EDVH RI WKH $SLOODU

7LJKWHQ
7LJKWHQ WKH $SLOODU IHQGHU EROW WR  1:P  OELQ 

&5

'$(:22 9 %/

5  %2'< )5217 (1'


 ,QVWDOO WKH VLGH WXUQ VLJQDO ODPS 5HIHU WR 6HFWLRQ %
/LJKWLQJ 6\VWHPV
 ,QVWDOO WKH EROWV DW WKH EDVH RI WKH IHQGHU

7LJKWHQ
7LJKWHQ WKH ORZHU IHQGHU EROWV WR  1:P  OELQ 

&5

 ,QVWDOO WKH URFNHU SDQHO PROGLQJ 5HIHU WR 6HFWLRQ


0 ([WHULRU 7ULP
 ,QVWDOO WKH IURQW IHQGHU EROWV EHKLQG WKH IURQW IDVFLD

7LJKWHQ
7LJKWHQ WKH IURQW IHQGHU EROWV WR  1:P  OELQ 

&5

 ,QVWDOO WKH IURQW IDVFLD WR LWV RULJLQDO SRVLWLRQ


 ,QVWDOO WKH EROWV VHFXULQJ WKH IURQW IDVFLD WR WKH IHQG
HU

7LJKWHQ
7LJKWHQ WKH IURQW IDVFLDWRIHQGHU EROWV WR  1:P
 OELQ 
 ,QVWDOO WKH IURQW KHDGODPS WR LWV RULJLQDO SRVLWLRQ
 ,QVWDOO WKH IURQW ZKHHO ZHOO VSODVK VKLHOG 5HIHU WR
)URQW :KHHO :HOO 6SODVK 6KLHOG LQ WKLV VHFWLRQ

&5

'$(:22 9 %/

%2'< )5217 (1' 5 

7,( '2:1 +22.6


5HPRYDO 3URFHGXUH
 5HSRVLWLRQ WKH IURQW SRUWLRQ RI WKH IURQW ZKHHO ZHOO
VSODVK VKLHOG
 5HPRYH WKH IURQW ZDVKHU UHVHUYRLU EROW GULYHU VLGH
DUW  DQG WKH UHVRUQDWRU EROW SDVVHQJHU VLGH 
 5HPRYH WKH EROWV DQG WKH WLH GRZQ KRRGV

&5

,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH WLH GRZQ KRRN ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH WLH GRZQ KRRN EROWV WR  1:P  OEIW 
 ,QVWDOO WKH IURQW ZDVKHU UHVHUYRLU EROW GULYHU VLGH DUW 

7LJKWHQ
7LJKWHQ WKH ZDVKHU UHVHUYRLU EROW WR  1:P  OELQ 
 ,QVWDOO WKH UHVRUQDWRU EROW SDVVHQJHU VLGH 

7LJKWHQ

&5

'$(:22 9 %/

7LJKWHQ WKH UHVRUQDWRU EROW WR  1:P  OELQ 


 ,QVWDOO WKH IURQW ZKHHO ZHOO VSODVK VKLHOG WR LWV RULJLQDO
SRVLWLRQ

5  %2'< )5217 (1'

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
%2'< )5217 (1'
7KLV YHKLFOH KDV D XQLWL]HG ERG\ ZLWK D IUDPH DVVHPEO\
VXSSRUWLQJ WKH HQJLQH DQG WKH WUDQVD[OH 7KH IHQGHU
SDQHOV DQG WKH UDGLDWRU VXSSRUW DUH DOVR LQWHJUDO SDUWV RI
WKH ERG\

'$(:22 9 %/

6(&7,21 6

%2'< 5($5 (1'


&$87,21 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH EHIRUH UHPRYLQJ RU LQVWDOOLQJ DQ\ HOHFWULFDO XQLW RU ZKHQ D
WRRO RU HTXLSPHQW FRXOG HDVLO\ FRPH LQ FRQWDFW ZLWK H[SRVHG HOHFWULFDO WHUPLQDOV 'LVFRQQHFWLQJ WKLV FDEOH
ZLOO KHOS SUHYHQW SHUVRQDO LQMXU\ DQG GDPDJH WR WKH YHKLFOH 7KH LJQLWLRQ PXVW DOVR EH LQ /2&. XQOHVV
RWKHUZLVH QRWHG

7$%/( 2) &217(176
6SHFLILFDWLRQV                             
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV           
0DLQWHQDQFH DQG 5HSDLU                    
2Q9HKLFOH 6HUYLFH                          
)XHO )LOOHU 'RRU                           
5HDU 'HFN /LG                            
5HDU 'HFN /LG 7RUTXH 5RGV                 
/XJJDJH &RPSDUWPHQW /RFN &\OLQGHU        
/XJJDJH &RPSDUWPHQW /RFN 6WULNHU          
/XJJDJH &RPSDUWPHQW /RFN                

6
6
6
6
6
6
6
6
6
6

:HDWKHUVWULS                               6
5HDU 'HFN /LG 5HPRWH +DQGOH DQG &DEOH      6
)XHO )LOOHU 'RRU 5HPRWH +DQGOH DQG &DEOH     6
7LHGRZQ +RRN                            6
)LUH ([WLQJXLVKHU DQG %UDFNHW               6
*HQHUDO 'HVFULSWLRQ DQG 6\VWHP
2SHUDWLRQ                                6
)XHO )LOOHU 'RRU                           6
5HDU 'HFN /LG                            6

63(&,),&$7,216
)$67(1(5 7,*+7(1,1* 63(&,),&$7,216
$SSOLFDWLRQ

1:P

/E)W

/E,Q

)XHO )LOOHU 'RRU 6FUHZV





)XHO )LOOHU 'RRU5HDU 'HFN /LG 5HPRWH &DEOH +DQGOH


&RYHU 6FUHZ





)XHO )LOOHU 'RRU5HDU 'HFN /LG 5HPRWH &DEOH +DQGOH


6FUHZV





/RZHU %3LOODU 6HDW %HOW $QFKRU %ROW







/XJJDJH &RPSDUWPHQW /RFN &\OLQGHU 1XWV







/XJJDJH &RPSDUWPHQW /RFN 6FUHZV





/XJJDJH &RPSDUWPHQW /RFN 6WULNHU %ROWV





5HDU 'HFN /LG %ROWV







7RZLQJ (\H %ROWV







'$(:22 9 %/

6  %2'< 5($5 (1'

0$,17(1$1&( $1' 5(3$,5


219(+,&/( 6(59,&(
)8(/ ),//(5 '225
5HPRYDO 3URFHGXUH
 5HPRYH WKH VFUHZV DQG WKH IXHO ILOOHU GRRU

&6

,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH IXHO ILOOHU GRRU ZLWK WKH VFUHZV

7LJKWHQ
7LJKWHQ WKH IXHO ILOOHU GRRU VFUHZV WR  1:P  OELQ 

&6

5($5 '(&. /,'


5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU
 5HPRYH WKH HOHFWULFDO KDUQHVV IURP WKH UHDU GHFN OLG
KLQJH DUP
 5HPRYH WKH EROWV DQG WKH UHDU GHFN OLG

&6

'$(:22 9 %/

%2'< 5($5 (1' 6 


,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH UHDU GHFN OLG ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH UHDU GHFN OLG EROWV WR  1:P  OELQ 
 ,QVWDOO WKH HOHFWULFDO KDUQHVV WR WKH UHDU GHFN OLG KLQJH
DUP
 &RQQHFW WKH HOHFWULFDO FRQQHFWRU
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&6

5($5 '(&. /,' 72548( 52'6


5HPRYDO 3URFHGXUH
 5DLVH DQG VXSSRUW WKH GHFN OLG LQ WKH RSHQ SRVLWLRQ
 3XOO WKH WRUTXH URGV RXW RI WKH UHDU PRXQW
 5HPRYH WKH WRUTXH URGV IURP WKH KLQJH

&6

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH WRUTXH URGV LQWR WKH KLQJH PRXQW
 ([WHQG WKH WRUTXH URGV WR PRXQW WKHP LQ WKH UHDU
PRXQWLQJ KROH

&6

'$(:22 9 %/

6  %2'< 5($5 (1'

/8**$*( &203$570(17 /2&.


&</,1'(5
5HPRYDO 3URFHGXUH





5HPRYH WKH QXWV VHFXULQJ WKH ORFN F\OLQGHU


'LVFRQQHFW WKH ORFN URG
'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU
5HPRYH WKH OXJJDJH FRPSDUWPHQW ORFN F\OLQGHU

&6

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH OXJJDJH FRPSDUWPHQW ORFN F\OLQGHU
 &RQQHFW WKH HOHFWULFDO FRQQHFWRU
 &RQQHFW WKH ORFN URG
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 6HFXUH WKH OXJJDJH FRPSDUWPHQW ORFN F\OLQGHU ZLWK
WKH QXWV

7LJKWHQ
7LJKWHQ WKH OXJJDJH FRPSDUWPHQW ORFN F\OLQGHU QXWV
WR  1:P  OELQ 

&6

/8**$*( &203$570(17 /2&.


675,.(5
5HPRYDO 3URFHGXUH
 2SHQ WKH OXJJDJH FRPSDUWPHQW
 5HPRYH WKH OXJJDJH FRPSDUWPHQW UHDU WULP SDQHO
5HIHU WR 6HFWLRQ * ,QWHULRU 7ULP
 5HPRYH WKH EROWV VHFXULQJ WKH ORFN VWULNHU
 3XOO WKH ORFN VWULNHU RXW
 'LVFRQQHFW WKH ORFN UHOHDVH FDEOH IURP WKH ORFN
VWULNHU

&6

'$(:22 9 %/

%2'< 5($5 (1' 6 


,QVWDOODWLRQ 3URFHGXUH
 &RQQHFW WKH ORFN UHOHDVH FDEOH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH ORFN VWULNHU ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH OXJJDJH FRPSDUWPHQW ORFN VWULNHU EROWV WR
 1:P  OELQ 
 ,QVWDOO WKH OXJJDJH FRPSDUWPHQW UHDU WULP SDQHO
5HIHU WR 6HFWLRQ * ,QWHULRU 7ULP

&6

/8**$*( &203$570(17 /2&.


5HPRYDO 3URFHGXUH





'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH


5HPRYH WKH FRYHU
'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU
5HPRYH WKH VFUHZV DQG WKH OXJJDJH FRPSDUWPHQW
ORFN
 'LVFRQQHFW WKH ORFN URG

&6

,QVWDOODWLRQ 3URFHGXUH
 &RQQHFW WKH ORFN URG
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH OXJJDJH FRPSDUWPHQW ORFN ZLWK WKH VFUHZV

7LJKWHQ
7LJKWHQ WKH OXJJDJH FRPSDUWPHQW ORFN VFUHZV WR
 1:P  OELQ 
 &RQQHFW WKH HOHFWULFDO FRQQHFWRU
 ,QVWDOO WKH FRYHU
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&6

'$(:22 9 %/

6  %2'< 5($5 (1'

:($7+(5675,3
5HPRYDO 3URFHGXUH
 2SHQ WKH OXJJDJH FRPSDUWPHQW OLG
 5HPRYH WKH ZHDWKHUVWULS IURP DURXQG WKH JXWWHU

&6

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH ZHDWKHUVWULS RQWR WKH JXWWHU IODQJH
 ,QVSHFW WKH ZHDWKHUVWULS 0DNH VXUH WKDW WKH FOLQFK LV
FRPSOHWHO\ VHDWHG RQWR WKH IODQJH
 8VLQJ D ZDWHU KRVH ZLWKRXW D QR]]OH WHVW WKH UHDU
GHFN OLG WR PDNH VXUH WKDW QR OHDNV DUH SUHVHQW
- ,I WKHUH DUH QR OHDNV SUHVHQW QR IXUWKHU UHSDLU LV
UHTXLUHG
- ,I OHDNV DUH SUHVHQW FRQWLQXH ZLWK WKH UHPDLQGHU RI
WKH LQVWDOODWLRQ SURFHGXUH
 5HPRYH WKH ZHDWKHUVWULS
 ,QVWDOO WKH QHZ ZHDWKHUVWULS RQWR WKH JXWWHU IODQJH

&6

5($5 '(&. /,' 5(027( +$1'/(


$1' &$%/(
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG
'ULYH 6LPLODU
5HPRYDO 3URFHGXUH
 2SHQ WKH OXJJDJH FRPSDUWPHQW
 5HPRYH WKH OXJJDJH FRPSDUWPHQW OHIW VLGH
ZKHHOKRXVH WULP SDQHO DQG WKH OXJJDJH FRPSDUWPHQW
UHDU WULP SDQHO 5HIHU WR 6HFWLRQ * ,QWHULRU 7ULP
 5HPRYH WKH ORFN VWULNHU 5HIHU WR /XJJDJH
&RPSDUWPHQW /RFN 6WULNHU LQ WKLV VHFWLRQ
 5HPRYH WKH ORZHU %SLOODU VHDW EHOW EROW DQG WKH
DQFKRU

&*

'$(:22 9 %/

%2'< 5($5 (1' 6 


 5HPRYH WKH VFUHZ DQG WKH IXHO ILOOHU GRRUUHDU GHFN
OLG UHPRWH FDEOH KDQGOH FRYHU
 5HPRYH WKH VFUHZV DQG WKH IXHO ILOOHU GRRUUHDU GHFN
OLG UHPRWH FDEOH KDQGOH
 'LVFRQQHFW WKH FDEOH IURP WKH KDQGOH
 5HPRYH WKH GULYHUV VHDW DQG WKH UHDU VHDWV 5HIHU
WR 6HFWLRQ + 6HDWV
 5HPRYH WKH OHIW VLGH IURQW DQG UHDU URFNHU SDQHOV
WKH OHIW VLGH NLFN SDQHO DQG WKH OHIW VLGH ORZHU
%SLOODU WULP SDQHO 5HIHU WR 6HFWLRQ * ,QWHULRU
7ULP
 5HSRVLWLRQ WKH IORRU FDUSHW RQ WKH OHIW VLGH RI WKH
YHKLFOH
 5HPRYH WKH FDEOH

&6

,QVWDOODWLRQ 3URFHGXUH
 )HHG WKH FDEOH IURP WKH OXJJDJH FRPSDUWPHQW WR WKH
SDVVHQJHU FRPSDUWPHQW
 ,QVWDOO WKH IORRU FDUSHW WR LWV RULJLQDO SRVLWLRQ
 ,QVWDOO WKH OHIW VLGH IURQW DQG UHDU URFNHU SDQHOV WKH
OHIW VLGH NLFN SDQHO DQG WKH OHIW VLGH ORZHU %SLOODU WULP
SDQHO 5HIHU WR 6HFWLRQ * ,QWHULRU 7ULP
 ,QVWDOO WKH GULYHUV VHDW DQG WKH UHDU VHDWV 5HIHU WR
6HFWLRQ + 6HDWV
 &RQQHFW WKH FDEOH WR WKH KDQGOH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH IXHO ILOOHU GRRUUHDU GHFN OLG UHPRWH FDEOH
KDQGOH ZLWK WKH VFUHZV
&6

7LJKWHQ
7LJKWHQ WKH IXHO ILOOHU GRRUUHDU GHFN OLG UHPRWH FDEOH
KDQGOH VFUHZV WR  1:P  OELQ 
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH IXHO ILOOHU GRRUUHDU GHFN OLG UHPRWH FDEOH
KDQGOH FRYHU ZLWK WKH VFUHZ

7LJKWHQ
7LJKWHQ WKH IXHO ILOOHU GRRUUHDU GHFN OLG UHPRWH FDEOH
KDQGOH FRYHU VFUHZ WR  1:P  OELQ 

'$(:22 9 %/

6  %2'< 5($5 (1'


 ,QVWDOO WKH ORZHU %SLOODU VHDW EHOW DQFKRU ZLWK WKH
EROW

7LJKWHQ
7LJKWHQ WKH ORZHU %SLOODU VHDW EHOW EROW WR  1:P
 OEIW 
 ,QVWDOO WKH ORFN VWULNHU 5HIHU WR /XJJDJH
&RPSDUWPHQW /RFN 6WULNHU LQ WKLV VHFWLRQ
 ,QVWDOO WKH OXJJDJH FRPSDUWPHQW OHIW VLGH
ZKHHOKRXVH WULP SDQHOV DQG WKH OXJJDJH
FRPSDUWPHQW UHDU WULP SDQHO 5HIHU WR 6HFWLRQ *
,QWHULRU 7ULP
 &ORVH WKH OXJJDJH FRPSDUWPHQW

&*

)8(/ ),//(5 '225 5(027(


+$1'/( $1' &$%/(
/HIW+DQG 'ULYH 6KRZQ 5LJKW+DQG
'ULYH 6LPLODU
5HPRYDO 3URFHGXUH
 2SHQ WKH OXJJDJH FRPSDUWPHQW
 5HPRYH WKH OXJJDJH FRPSDUWPHQW ZKHHOKRXVH WULP
SDQHOV DQG WKH OXJJDJH FRPSDUWPHQW UHDU WULP SDQHO
5HIHU WR 6HFWLRQ * ,QWHULRU 7ULP
 'LVFRQQHFW WKH FDEOH IURP WKH IXHO ILOOHU GRRU

&6

 5HPRYH WKH ORZHU %SLOODU VHDW EHOW EROW DQG WKH


DQFKRU

&*

'$(:22 9 %/

%2'< 5($5 (1' 6 


 5HPRYH WKH VFUHZ DQG WKH IXHO ILOOHU GRRUUHDU GHFN
OLG UHPRWH FDEOH KDQGOH FRYHU
 5HPRYH WKH VFUHZV DQG WKH IXHO ILOOHU GRRUUHDU GHFN
OLG UHPRWH FDEOH KDQGOH
 'LVFRQQHFW WKH FDEOH IURP WKH KDQGOH
 5HPRYH WKH GULYHUV VHDW DQG WKH UHDU VHDWV 5HIHU
WR 6HFWLRQ + 6HDWV
 5HPRYH WKH OHIW VLGH IURQW DQG UHDU URFNHU SDQHOV
WKH OHIW VLGH NLFN SDQHO DQG WKH OHIW VLGH ORZHU
%SLOODU WULP SDQHO 5HIHU WR 6HFWLRQ * ,QWHULRU
7ULP
 5HSRVLWLRQ WKH IORRU FDUSHW RQ WKH OHIW VLGH RI WKH
YHKLFOH
 5HPRYH WKH FDEOH

&6

,QVWDOODWLRQ 3URFHGXUH
 )HHG WKH FDEOH IURP WKH OXJJDJH FRPSDUWPHQW WR WKH
SDVVHQJHU FRPSDUWPHQW
 ,QVWDOO WKH IORRU FDUSHW WR LWV RULJLQDO SRVLWLRQ
 ,QVWDOO WKH OHIW VLGH IURQW DQG UHDU URFNHU SDQHOV WKH
OHIW VLGH NLFN SDQHO DQG WKH OHIW VLGH ORZHU %SLOODU WULP
SDQHO 5HIHU WR 6HFWLRQ * ,QWHULRU 7ULP
 ,QVWDOO WKH GULYHUV VHDW DQG WKH UHDU VHDWV 5HIHU WR
6HFWLRQ + 6HDWV
 &RQQHFW WKH FDEOH WR WKH KDQGOH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH IXHO ILOOHU GRRUUHDU GHFN OLG UHPRWH FDEOH
KDQGOH ZLWK WKH VFUHZV
&6

7LJKWHQ
7LJKWHQ WKH IXHO ILOOHU GRRUUHDU GHFN OLG UHPRWH FDEOH
KDQGOH VFUHZV WR  1:P  OELQ 
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH IXHO ILOOHU GRRUUHDU GHFN OLG UHPRWH FDEOH
KDQGOH FRYHU ZLWK WKH VFUHZ

7LJKWHQ
7LJKWHQ WKH IXHO ILOOHU GRRUUHDU GHFN OLG UHPRWH FDEOH
KDQGOH FRYHU VFUHZ WR  1:P  OELQ 

'$(:22 9 %/

6  %2'< 5($5 (1'


 ,QVWDOO WKH ORZHU %SLOODU VHDW EHOW DQFKRU ZLWK WKH
EROW

7LJKWHQ
7LJKWHQ WKH ORZHU %SLOODU VHDW EHOW DQFKRU EROW WR
 1:P  OEIW 

&*

 &RQQHFW WKH FDEOH WR WKH IXHO ILOOHU GRRU


 ,QVWDOO WKH OXJJDJH FRPSDUWPHQW ZKHHOKRXVH WULP
SDQHOV DQG WKH OXJJDJH FRPSDUWPHQW UHDU WULP
SDQHO 5HIHU WR 6HFWLRQ * ,QWHULRU 7ULP
 &ORVH WKH OXJJDJH FRPSDUWPHQW

&6

7,( '2:1 +22.


5HPRYDO 3URFHGXUH
 5HPRYH WKH EROWV DQG WKH WLH GRZQ KRRN

&6

'$(:22 9 %/

%2'< 5($5 (1' 6 


,QVWDOODWLRQ 3URFHGXUH
1RWLFH 'LVVLPLODU PHWDOV LQ GLUHFW FRQWDFW ZLWK HDFK
RWKHU PD\ FRUURGH UDSLGO\ 0DNH VXUH WR XVH WKH FRUUHFW
IDVWHQHUV WR SUHYHQW SUHPDWXUH FRUURVLRQ
 ,QVWDOO WKH WLH GRZQ KRRN ZLWK WKH EROWV

7LJKWHQ
7LJKWHQ WKH WLH GRZQ KRRN EROWV WR  1:P  OEIW 

&6

),5( (;7,1*8,6+(5 $1' %5$&.(7


7KH ILUH H[WLQJXLVKHU LV ORFDWHG RQ WKH ULJKW VLGH RI WKH
OXJJDJH FRPSDUWPHQW RU XQGHUQHDWK WKH IURQW
SDVVHQJHU VHDW

5HPRYDO 3URFHGXUH
 5HPRYH WKH ILUH H[WLQJXLVKHU
 5HPRYH WKH EROWV DQG WKH EUDFNHW

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH EUDFNHW ZLWK WKH EROWV
 ,QVWDOO WKH ILUH H[WLQJXLVKHU

'$(:22 9 %/

6  %2'< 5($5 (1'

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
)8(/ ),//(5 '225
7KH IXHO ILOOHU GRRU DWWDFKHV WR WKH IXHO WDQN SRFNHW RQ WKH
ULJKW VLGH RI WKH YHKLFOH 7KH GRRU LV RSHQHG E\ SXOOLQJ
RQ WKH IXHO ILOOHU GRRU UHPRWH KDQGOH ORFDWHG RQ WKH IORRU
LQ IURQW RI WKH GULYHUV VHDW

5($5 '(&. /,'


7KH UHDU GHFN OLG FRQVLVWV RI DQ LQQHU DQG RXWHU SDQHO
WKDW LV KHPPHG DURXQG WKH SHULPHWHU DQG ERQGHG
WRJHWKHU ZLWK VWUXFWXUDO DGKHVLYH 7KH GHFN OLG WRUTXH
URGV DVVLVW LQ WKH RSHQLQJ RI WKH UHDU GHFN OLG DQG KROG LW
LQ WKH RSHQ SRVLWLRQ

'$(:22 9 %/

5(027( .(</(66 (175< $1' $17,7+()7 6<67(0 7L

6(&7,21 7

5(027( .(</(66 (175< $1'


$17,7+()7 6<67(0
5(027( .(</(66 (175< $1'
3(5,0(7(58/75$621,& $17,7+()7 6<67(0
7$%/( 2) &217(176
6SHFLILFDWLRQV                             
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV           
6SHFLDO 7RROV                              
6SHFLDO 7RROV 7DEOH                        
6FKHPDWLF DQG 5RXWLQJ 'LDJUDPV           
5HPRWH .H\OHVV (QWU\ DQG 3HULPHWHU
8OWUDVRQLF $QWL7KHIW 6\VWHP              
0RGXOH5HFHLYHU &RQQHFWRU                
:LULQJ +DUQHVV &RQQHFWRUV                 
0DLQWHQDQFH DQG 5HSDLU                    
2Q9HKLFOH 6HUYLFH                          
0RGXOH5HFHLYHU                          
6LUHQ                                    
)URQW 'RRU 7DPSHU DQG 'RRU
&RQWDFW 6ZLWFKHV                        
5HDU 'HFN /LG 7DPSHU 6ZLWFK               

7
7
7
7
7
7
7
7
7
7
7
7
7
7

5HDU 'HFN /LG 2SHQ 6ZLWFK                  7


+RRG 2SHQ 6ZLWFK                         7
8OWUDVRQLF 6HQVRU                          7
3DVVZRUG 3URJUDPPLQJ                     7
*HQHUDO 'HVFULSWLRQ DQG 6\VWHP
2SHUDWLRQ                                7
5HPRWH .H\OHVV (QWU\ DQG 3HULPHWHU
8OWUDVRQLF $QWL7KHIW 6\VWHP              7
5HPRWH /RFNLQJ DQG 8QORFNLQJ              7
6HFXULW\ ,QGLFDWRU                          7
,QWUXVLRQ 6HQVLQJ                          7
6LUHQ                                    7
9HKLFOH /RFDWRU                           7
$XWRPDWLF /RFNLQJ 6DIHW\ /RFN            7
0RGXOH5HFHLYHU                          7
)DXOW RU $ODUP ,QGLFDWLRQ                   7

,002%,/,=(5 $17,7+()7 6<67(0


7$%/( 2) &217(176
6SHFLILFDWLRQV                            
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV          
6FKHPDWLF DQG 5RXWLQJ 'LDJUDPV          
,PPRELOL]HU $QWL7KHIW 6\VWHP             
'LDJQRVLV                                
,PPRELOL]HU $QWL7KHIW 6\VWHP             
'7&  (&0 ,PPRELOL]HG (UURU            
.H\ 6WDWXV (UURUV                        
&RPPXQLFDWLRQ %HWZHHQ ,PPRELOL]HU
DQG 7HVW (TXLSPHQW                    
0DLQWHQDQFH DQG 5HSDLU                   
2Q9HKLFOH 6HUYLFH                         
.H\ &RGLQJ 3URFHGXUH                    

'$(:22 9 %/

7
7
7
7
7
7
7
7
7
7
7
7

,GHQWLILFDWLRQ &RGH 5HSURJUDPPLQJ         


,JQLWLRQ .H\ 7UDQVSRQGHU                  
'HWHFWLRQ &RLO                            
,PPRELOL]HU &RQWURO 8QLW                   
*HQHUDO 'HVFULSWLRQ DQG 6\VWHP
2SHUDWLRQ                               
,PPRELOL]HU 6\VWHP                       
(OHFWURQLFDOO\ &RGHG .H\V                 
'HWHFWLRQ &RLO                            
,PPRELOL]HU &RQWURO 8QLW                   
6HULDO 'DWD /LQN                          
(OHFWURQLF &RQWURO 0RGXOH (&0           

7
7
7
7
7
7
7
7
7
7
7

7LL 5(027( .(</(66 (175< $1' $17,7+()7 6<67(0

%/$1.

'$(:22 9 %/

6(&7,21 7

5(027( .(</(66 (175< $1'


$17,7+()7 6<67(0
&$87,21 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH EHIRUH UHPRYLQJ RU LQVWDOOLQJ DQ\ HOHFWULFDO XQLW RU ZKHQ D
WRRO RU HTXLSPHQW FRXOG HDVLO\ FRPH LQ FRQWDFW ZLWK H[SRVHG HOHFWULFDO WHUPLQDOV 'LVFRQQHFWLQJ WKLV FDEOH
ZLOO KHOS SUHYHQW SHUVRQDO LQMXU\ DQG GDPDJH WR WKH YHKLFOH 7KH LJQLWLRQ PXVW DOVR EH LQ /2&. XQOHVV
RWKHUZLVH QRWHG

7$%/( 2) &217(176
6SHFLILFDWLRQV                             
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV           
6SHFLDO 7RROV                              
6SHFLDO 7RROV 7DEOH                        
6FKHPDWLF DQG 5RXWLQJ 'LDJUDPV           
5HPRWH .H\OHVV (QWU\ DQG 3HULPHWHU
8OWUDVRQLF $QWL7KHIW 6\VWHP              
0RGXOH5HFHLYHU &RQQHFWRU                
:LULQJ +DUQHVV &RQQHFWRUV                 
0DLQWHQDQFH DQG 5HSDLU                    
2Q9HKLFOH 6HUYLFH                          
0RGXOH5HFHLYHU                          
6LUHQ                                    
)URQW 'RRU 7DPSHU DQG 'RRU
&RQWDFW 6ZLWFKHV                        
5HDU 'HFN /LG 7DPSHU 6ZLWFK               

7
7
7
7
7
7
7
7
7
7
7
7
7
7

5HDU 'HFN /LG 2SHQ 6ZLWFK                  7


+RRG 2SHQ 6ZLWFK                         7
8OWUDVRQLF 6HQVRU                          7
3DVVZRUG 3URJUDPPLQJ                     7
*HQHUDO 'HVFULSWLRQ DQG 6\VWHP
2SHUDWLRQ                                7
5HPRWH .H\OHVV (QWU\ DQG 3HULPHWHU
8OWUDVRQLF $QWL7KHIW 6\VWHP              7
5HPRWH /RFNLQJ DQG 8QORFNLQJ              7
6HFXULW\ ,QGLFDWRU                          7
,QWUXVLRQ 6HQVLQJ                          7
6LUHQ                                    7
9HKLFOH /RFDWRU                           7
$XWRPDWLF /RFNLQJ 6DIHW\ /RFN            7
0RGXOH5HFHLYHU                          7
)DXOW RU $ODUP ,QGLFDWLRQ                   7

63(&,),&$7,216
)$67(1(5 7,*+7(1,1* 63(&,),&$7,216
$SSOLFDWLRQ

1:P

/E)W

/E,Q

+RRG 2SHQ 6ZLWFK 0RXQWLQJ %ROW





6LUHQ %UDFNHW 0RXQWLQJ %ROW







6LUHQ 0RXQWLQJ 6FUHZV





'$(:22 9 %/

7  5(027( .(</(66 (175< $1' $17,7+()7 6<67(0

63(&,$/ 722/6
63(&,$/ 722/6 7$%/(

6FDQ 7RRO

$%

'$(:22 9 %/

5(027( .(</(66 (175< $1' $17,7+()7 6<67(0 7 

5(027( .(</(66 (175< $1' $17,7+()7 6<67(0

6&+(0$7,& $1' 5287,1* ',$*5$06

&7

02'8/(5(&(,9(5 &211(&725

'$(:22 9 %/

7  5(027( .(</(66 (175< $1' $17,7+()7 6<67(0

&7

:,5,1* +$51(66 &211(&7256

&7

'$(:22 9 %/

5(027( .(</(66 (175< $1' $17,7+()7 6<67(0 7 

0$,17(1$1&( $1' 5(3$,5


219(+,&/( 6(59,&(
02'8/(5(&(,9(5
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH IORRU FRQVROH 5HIHU WR 6HFWLRQ *
,QWHULRU 7ULP
 'LVFRQQHFW WKH PRGXOHUHFHLYHU HOHFWULFDO FRQQHFWRU
 5HPRYH WKH PRGXOHUHFHLYHU E\ VOLGLQJ LW WRZDUG WKH
IURQW RI WKH YHKLFOH XQWLO LW GLVHQJDJHV IURP LWV
PRXQWLQJ EUDFNHW
&7

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH PRGXOHUHFHLYHU E\ VOLGLQJ LW RQ WR LWV
PRXQWLQJ EUDFNHW DQG SXVKLQJ LW WRZDUG WKH UHDU RI
WKH YHKLFOH XQWLO LW LV VHFXUH
 &RQQHFW WKH PRGXOHUHFHLYHU HOHFWULFDO FRQQHFWRU
 ,QVWDOO WKH IORRU FRQVROH 5HIHU WR 6HFWLRQ * ,QWHULRU
7ULP
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&7

6,5(1
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 'LVFRQQHFW WKH VLUHQ HOHFWULFDO FRQQHFWRU
 5HPRYH WKH VLUHQ EUDFNHW PRXQWLQJ EROW

&7

'$(:22 9 %/

7  5(027( .(</(66 (175< $1' $17,7+()7 6<67(0


 5HPRYH WKH VLUHQ EUDFNHW
 5HPRYH WKH VLUHQ PRXQWLQJ VFUHZV
 5HPRYH WKH VLUHQ

&7

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH VLUHQ RQ WKH VLUHQ EUDFNHW ZLWK WKH PRXQWLQJ
VFUHZV

7LJKWHQ
7LJKWHQ WKH VLUHQ PRXQWLQJ VFUHZV WR  1:P  OELQ 

&7

 ,QVWDOO WKH VLUHQ EUDFNHW ZLWK WKH PRXQWLQJ EROW 0DNH


VXUH WKDW WKH VLUHQ EUDFNHW PRXQWLQJ EROW DOVR IDVWHQV
WKH DX[LOLDU\ IDQ UHOD\

7LJKWHQ
7LJKWHQ WKH VLUHQ EUDFNHW PRXQWLQJ EROW WR  1:P
 OELQ 
 &RQQHFW WKH VLUHQ HOHFWULFDO FRQQHFWRU
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&7

'$(:22 9 %/

5(027( .(</(66 (175< $1' $17,7+()7 6<67(0 7 

)5217 '225 7$03(5 $1' '225


&217$&7 6:,7&+(6
5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH IURQW GRRU WULP SDQHO 5HIHU WR 6HFWLRQ
* ,QWHULRU 7ULP
 5HPRYH WKH IURQW GRRU ORFN ZLWK WKH LQWHJUDO GRRU
WDPSHU DQG GRRU FRQWDFW VZLWFKHV 5HIHU WR 6HFWLRQ
3 'RRUV

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH IURQW GRRU ORFN ZLWK WKH LQWHJUDO GRRU WDPSHU
DQG GRRU FRQWDFW VZLWFKHV 5HIHU WR 6HFWLRQ 3 'RRUV
 ,QVWDOO WKH IURQW GRRU WULP SDQHO 5HIHU WR 6HFWLRQ *
,QWHULRU 7ULP
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

5($5 '(&. /,' 7$03(5 6:,7&+


5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH GHFN OLG ORFN F\OLQGHU DQG LQWHJUDO UHDU
GHFN OLG WDPSHU VZLWFK 5HIHU WR 6HFWLRQ 6 %RG\
5HDU (QG

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH GHFN OLG ORFN F\OLQGHU DQG LQWHJUDO UHDU GHFN
OLG WDPSHU VZLWFK 5HIHU WR 6HFWLRQ 6 %RG\ 5HDU
(QG
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

5($5 '(&. /,' 23(1 6:,7&+


5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HPRYH WKH UHDU GHFN OLG ORFN DQG LQWHJUDO UHDU GHFN
OLG RSHQ VZLWFK 5HIHU WR 6HFWLRQ 6 %RG\ 5HDU (QG

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH GHFN OLG ORFN DQG LQWHJUDO UHDU GHFN OLG RSHQ
VZLWFK 5HIHU WR 6HFWLRQ 6 %RG\ 5HDU (QG
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

'$(:22 9 %/

7  5(027( .(</(66 (175< $1' $17,7+()7 6<67(0

+22' 23(1 6:,7&+


5HPRYDO 3URFHGXUH
 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH
 5HDFK XQGHUQHDWK WKH KRRG RSHQ VZLWFK DQG KROG WKH
PRXQWLQJ QXW ZKLOH UHPRYLQJ WKH KRRG RSHQ PRXQWLQJ
EROW
 $IWHU WKH PRXQWLQJ EROW DQG QXW DUH UHPRYHG SXVK
WKH KRRG RSHQ VZLWFK XSZDUG IURP EHORZ
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU IURP WKH KRRG
RSHQ VZLWFK
 5HPRYH WKH KRRG RSHQ VZLWFK

&7

,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH KRRG RSHQ VZLWFK ZLWK WKH PRXQWLQJ EROW
DQG QXW

7LJKWHQ
7LJKWHQ WKH KRRG RSHQ VZLWFK PRXQWLQJ EROW WR  1:P
 OELQ 
 &RQQHFW WKH HOHFWULFDO FRQQHFWRU WR WKH KRRG RSHQ
VZLWFK
 &RQQHFW WKH QHJDWLYH EDWWHU\ FDEOH

&7

8/75$621,& 6(1625
5HPRYDO 3URFHGXUH
 6OLGH WKH XOWUDVRQLF VHQVRU LQ D VLGHZD\V GLUHFWLRQ WR
ORRVHQ WKH UHWDLQLQJ FOLS ZKLOH VLPXOWDQHRXVO\ SXOOLQJ
WKH VHQVRU DZD\ IURP WKH %SLOODU
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU IURP WKH
XOWUDVRQLF VHQVRU

&7

'$(:22 9 %/

5(027( .(</(66 (175< $1' $17,7+()7 6<67(0 7 


,QVWDOODWLRQ 3URFHGXUH
 &RQQHFW WKH HOHFWULFDO FRQQHFWRU WR WKH XOWUDVRQLF
VHQVRU
 ,QVWDOO WKH XOWUDVRQLF VHQVRU E\ SXVKLQJ LW LQWR WKH
RSHQLQJ LQ WKH %SLOODU XQWLO WKH UHWDLQLQJ FOLSV ORFN LQWR
SODFH

&7

3$66:25' 352*5$00,1*
,I D WUDQVPLWWHU LV ORVW RU GDPDJHG WKH PRGXOHUHFHLYHU
PXVW EH UHSURJUDPPHG WR FRPPXQLFDWH ZLWK D QHZ
WUDQVPLWWHU 7KH SDVVZRUGV UHFRUGHG LQ WKH
PRGXOHUHFHLYHU VKRXOG QRW EH GHOHWHG ZKHQ SRZHU LV RII
LQ WKH PRGXOHUHFHLYHU
(DFK PRGXOHUHFHLYHU VKRXOG EH DEOH WR UHFRUG ILYH
SDVVZRUGV 7KH IROORZLQJ PHWKRG LV XVHG WR UHFRUG QHZ
SDVVZRUGV LQ WKH PRGXOHUHFHLYHU
 &RQQHFW WKH VFDQ WRRO WR WKH DVVHPEO\ OLQH GLDJQRVWLF
OLQN $/'/ FRQQHFWRU
 7XUQ WKH LJQLWLRQ 21
 6HQG WKH SURJUDPPLQJ PRGH PHVVDJH WR WKH
PRGXOHUHFHLYHU
 3UHVV WKUHH WLPHV DQ\ EXWWRQ RQ WKH WUDQVPLWWHU WR
JHQHUDWH D GDWD FRGH LQFOXGLQJ D SDVVZRUG ZKLFK ZLOO
EH UHFRUGHG E\ WKH PRGXOHUHFHLYHU 7KH
PRGXOHUHFHLYHU VHQGV D UHVSRQVH PHVVDJH WR WKH
VFDQ WRRO WR LQGLFDWH WKDW WKH ILUVW SDVVZRUG KDV EHHQ
UHFRUGHG
 5HSHDW VWHS  XQWLO WKH PRGXOHUHFHLYHU KDV
UHVSRQGHG WKDW WKH VHFRQG WKLUG IRXUWK DQG ILIWK
SDVVZRUGV KDYH EHHQ UHFRUGHG
 7XUQ WKH LJQLWLRQ 2))
 'LVFRQQHFW WKH VFDQ WRRO
7KH PRGXOHUHFHLYHU ZLOO H[LW WKH SURJUDPPLQJ PRGH
DQG VZLWFK WR WKH QRUPDO RSHUDWLQJ PRGH ZKHQ HLWKHU RI
WKH IROORZLQJ FRQGLWLRQV RFFXUV
- 7KH VFDQ WRRO LV GLVFRQQHFWHG IURP WKH $/'/
- )LYH SDVVZRUGV KDYH EHHQ UHFRUGHG LQ WKH
PRGXOHUHFHLYHU

'$(:22 9 %/

7  5(027( .(</(66 (175< $1' $17,7+()7 6<67(0

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
5(027( .(</(66 (175<
$1' 3(5,0(7(58/75$621,&
$17,7+()7 6<67(0
7KH UHPRWH NH\OHVV HQWU\ DQG DQWLWKHIW V\VWHP FDQ
SHUIRUP WKH IROORZLQJ IXQFWLRQV
- 5HPRWHO\ ORFN DQG XQORFN WKH YHKLFOH GRRUV E\ PHDQV
RI D KDQGKHOG KLJKIUHTXHQF\ WUDQVPLWWHU
- 6HQVH LQWUXVLRQ LQWR WKH YHKLFOH WKURXJK WKH GRRUV
WKH WUXQN RU WKH KRRG
- $FWLYDWH D ZDUQLQJ LI DQ LQWUXVLRQ LV GHWHFWHG
- $XWRPDWLFDOO\ UHORFN WKH GRRUV LI WKH GRRU RU WKH WUXQN
LV QRW RSHQHG ZLWKLQ  VHFRQGV DIWHU WKH YHKLFOH KDV
EHHQ XQORFNHG E\ UHPRWH NH\OHVV HQWU\
- +HOS WKH GULYHU ILQG WKH YHKLFOH LQ D SDUNLQJ DUHD
- &RPPXQLFDWH VHULDO GDWD WR D VFDQ WRRO WR KHOS
GLDJQRVH V\VWHP IDXOWV
- 6HQVH PRYHPHQW LQVLGH WKH YHKLFOH LI LW LV HTXLSSHG
ZLWK WKH RSWLRQDO XOWUDVRQLF PRWLRQ GHWHFWRU
7KH UHPRWH NH\OHVV HQWU\DQWLWKHIW V\VWHP FRQVLVWV RI
WKH IROORZLQJ FRPSRQHQWV
- .H\OHVV HQWU\ DQG DQWLWKHIW PRGXOHUHFHLYHU
- +DQGKHOG WUDQVPLWWHU
- 6(&85,7< LQGLFDWRU
- 5HDU GHFN OLG RSHQ VZLWFK
- 5HDU GHFN OLG WDPSHU VZLWFK
- )URQW GRRU WDPSHU VZLWFK
- 'RRU FRQWDFW VZLWFK
- &HQWUDO ORFNLQJ XQLW
- 7XUQ VLJQDOV
- 6LUHQ
- +RRG RSHQ VZLWFK
- 8OWUDVRQLF VHQVRU RSWLRQDO

5(027( /2&.,1* $1' 81/2&.,1*


7KH KDQGKHOG WUDQVPLWWHU ORFNV DQG XQORFNV WKH YHKLFOH
GRRUV E\ VHQGLQJ UDGLR ZDYHV WR WKH PRGXOHUHFHLYHU LQ
WKH YHKLFOH 7KH HIIHFWLYH UDQJH RI WKH WUDQVPLWWHU YDULHV
EHWZHHQ  DQG  PHWHUV DSSUR[LPDWHO\  WR  IHHW 
GHSHQGLQJ RQ ZKHWKHU RU QRW REMHFWV VXFK DV RWKHU
YHKLFOHV DUH EORFNLQJ WKH SDWK RI WKH UDGLR ZDYHV
7KH WUDQVPLWWHU KDV D /2&. EXWWRQ DQG DQ 81/2&.
EXWWRQ ZKLFK IXQFWLRQ RQO\ ZKHQ WKH LJQLWLRQ LV 2)) DQG
DOO RSHQLQJV GRRUV HQJLQH KRRG UHDU GHFN OLG DUH
FORVHG 3UHVVLQJ WKH 81/2&. EXWWRQ KDV WKH IROORZLQJ
HIIHFWV
- 7KH GRRUV DUH XQORFNHG
- 7KH WXUQ VLJQDOV IODVK WZLFH
- 7KH PRGXOH LV GLVDUPHG
3UHVVLQJ WKH /2&. EXWWRQ KDV WKH IROORZLQJ HIIHFWV
- 7KH GRRUV DUH ORFNHG

- 7KH WXUQ VLJQDOV IODVK RQFH


- 7KH PRGXOH LV DUPHG
7KH WUDQVPLWWHU KDV D UHSODFHDEOH EDWWHU\ 7KH EDWWHU\ LV
GHVLJQHG WR ODVW DW OHDVW WKUHH \HDUV EHIRUH UHSODFHPHQW
LV QHFHVVDU\

6(&85,7< ,1',&$725
7KHUH LV D 6(&85,7< LQGLFDWRU RQ WKH LQVWUXPHQW SDQHO
$IWHU WKH /2&. EXWWRQ RI WKH WUDQVPLWWHU LV SUHVVHG WKH
PRGXOHUHFHLYHU LV SODFHG LQ WKH DUPHG PRGH DQG WKH
6(&85,7< LQGLFDWRU IODVKHV 7KH 6(&85,7< LQGLFDWRU
WXUQV 21 IRU  VHFRQG DQG 2)) IRU  VHFRQG DQG LW
IODVKHV DW WKDW IUHTXHQF\ XQWLO WKH PRGXOHUHFHLYHU LV
GLVDUPHG

,17586,21 6(16,1*
7KH DQWLWKHIW IXQFWLRQ LV DUPHG LI WKH WUDQVPLWWHU VHQGV
WKH /2&. PHVVDJH WR WKH PRGXOHUHFHLYHU ZKHQ WKH
LJQLWLRQ LV 2)) ,I WKH KRRG WKH GRRU RU WKH UHDU GHFN OLG
LV RSHQHG WKH KRRG RSHQ WKH GRRU FRQWDFW RU WKH UHDU
GHFN OLG RSHQ VZLWFK ZLOO FKDQJH LWV LQSXW WR WKH
PRGXOHUHFHLYHU DQG WKH DODUP ZLOO EH DFWLYDWHG XQOHVV
HLWKHU RI WKH IROORZLQJ FRQGLWLRQV KDV RFFXUUHG
- $Q 81/2&. PHVVDJH ZDV UHFHLYHG IURP WKH
WUDQVPLWWHU
- 7KH IURQW GRRU WDPSHU RU WKH UHDU GHFN OLG WDPSHU
VZLWFKHV LQGLFDWH NH\ RSHUDWLRQ
7KH DODUP ZLOO DOVR EH DFWLYDWHG LI WKH LJQLWLRQ LQSXW LV
FKDQJHG WR EDWWHU\ YROWDJH EHIRUH HLWKHU RI WKH IROORZLQJ
FRQGLWLRQV RFFXUV
- $Q 81/2&. PHVVDJH ZDV UHFHLYHG IURP WKH
WUDQVPLWWHU
- 7KH IURQW GRRU WDPSHU RU WKH UHDU GHFN OLG WDPSHU
VZLWFKHV LQGLFDWH NH\ RSHUDWLRQ
- 7KH DODUP ZLOO DOVR EH DFWLYDWHG LI WKH DQWLWKHIW
IXQFWLRQ KDV EHHQ DUPHG DQG WKH XOWUDVRQLF VHQVRU
RSWLRQDO GHWHFWV PRYHPHQW ZLWKLQ WKH YHKLFOH EHIRUH
WKH IURQW GRRU RU UHDU GHFN OLG WDPSHU VZLWFKHV KDYH
LQGLFDWHG NH\ RSHUDWLRQ

6,5(1
7KH UHPRWH NH\OHVV HQWU\ V\VWHP LV DUPHG ZKHQ WKH
/2&. PHVVDJH LV UHFHLYHG IURP WKH WUDQVPLWWHU ZKHQ
WKH LJQLWLRQ LV 2)) :KHQ WKH V\VWHP LV DUPHG LW ZLOO
DFWLYDWH WKH VLUHQ DQG IODVK WKH WXUQ VLJQDOV IRU 
VHFRQGV LI DQ\ RI WKH IROORZLQJ FRQGLWLRQV RFFXUV
- $ GRRU LV RSHQHG ZLWKRXW XVLQJ WKH NH\ EHIRUH DQ
81/2&. VLJQDO LV UHFHLYHG IURP WKH WUDQVPLWWHU
- 7KH UHDU GHFN OLG LV RSHQHG ZLWKRXW XVLQJ WKH NH\
EHIRUH DQ 81/2&. VLJQDO LV UHFHLYHG IURP WKH
WUDQVPLWWHU
- 7KH KRRG LV RSHQHG EHIRUH DQ 81/2&. VLJQDO LV
UHFHLYHG IURP WKH WUDQVPLWWHU DQG EHIRUH D GRRU RU WKH
UHDU GHFN OLG LV XQORFNHG
- 7KH LJQLWLRQ VZLWFK LQSXW LQGLFDWHV EDWWHU\ YROWDJH
EHIRUH HLWKHU D NH\ LV XVHG WR XQORFN WKH YHKLFOH RU DQ
81/2&. VLJQDO LV UHFHLYHG IURP WKH WUDQVPLWWHU

'$(:22 9 %/

5(027( .(</(66 (175< $1' $17,7+()7 6<67(0 7 


7KH VLUHQ LV GLVDUPHG DIWHU LW EHJLQV WR VRXQG DQ DODUP
LI DQ\ RI WKH IROORZLQJ FRQGLWLRQV RFFXUV
- 7KH GRRU LV RSHQHG ZLWK WKH NH\
- 7KH UHDU GHFN OLG LV RSHQHG ZLWK WKH NH\
- 7KH 81/2&. RU /2&. EXWWRQ RQ WKH UHPRWH
WUDQVPLWWHU LV SUHVVHG

9(+,&/( /2&$725
7KH UHPRWH NH\OHVV HQWU\ V\VWHP DVVLVWV WKH GULYHU LQ
ORFDWLQJ WKH YHKLFOH :KHQ WKH YHKLFOH LV XQORFNHG ZLWK
WKH UHPRWH FRQWURO WKH WXUQ VLJQDOV IODVK WZLFH WR
LQGLFDWH WKH ORFDWLRQ RI WKH YHKLFOH 7KH GXUDWLRQ RI WKH
IODVKHV DQG WKH OHQJWK RI WLPH EHWZHHQ IODVKHV LV XVHG WR
LQGLFDWH FHUWDLQ YHKLFOH FRQGLWLRQV 5HIHU WR )DXOW RU
$ODUP ,QGLFDWLRQ LQ WKLV VHFWLRQ

$8720$7,& /2&.,1*
6$)(7< /2&.
7KH UHPRWH NH\OHVV HQWU\ V\VWHP KDV DQ DXWRPDWLF
ORFNLQJ IHDWXUH ,I WKH GRRUV DUH XQORFNHG ZLWK WKH
UHPRWH WUDQVPLWWHU ZKLOH WKH FRQWURO PRGXOHUHFHLYHU LV
DUPHG WKH GRRUV DUH DXWRPDWLFDOO\ UHORFNHG DIWHU 
VHFRQGV XQOHVV DQ\ RI WKH IROORZLQJ HYHQWV RFFXUV
- 7KH GRRU LV RSHQHG
- 7KH LJQLWLRQ VZLWFK LV WXUQHG 21
- 7KH UHDU GHFN OLG LV RSHQHG
- 7KH KRRG LV RSHQHG

02'8/(5(&(,9(5
7KH UHPRWH NH\OHVV HQWU\ PRGXOHUHFHLYHU LV FRQWDLQHG
LQ WKH IORRU FRQVROH 7KH PRGXOHUHFHLYHU SURFHVVHV
VLJQDOV IURP WKH UHPRWH WUDQVPLWWHU DQG WKH LQWUXVLRQ
VHQVRUV DQG LW DFWLYDWHV WKH DODUP LI DQ LQYDVLRQ LV
GHWHFWHG
7KH PRGXOHUHFHLYHU DOVR
KDV D

'$(:22 9 %/

VHOIGLDJQRVWLF IXQFWLRQ ZKLFK ZLOO GLVSOD\ WURXEOH FRGHV


,Q RUGHU WR GLVSOD\ WURXEOH FRGHV D VFDQ WRRO PXVW EH
FRQQHFWHG WR WKH DVVHPEO\ OLQH GLDJQRVWLF OLQN $/'/
FRQQHFWRU
7KH PRGXOHUHFHLYHU ZLOO QRW FRPPXQLFDWH ZLWK
WUDQVPLWWHUV IURP RWKHU YHKLFOHV EHFDXVH WKHUH DUH RYHU
IRXU ELOOLRQ SRVVLEOH HOHFWURQLF SDVVZRUG FRPELQDWLRQV
7KH PRGXOHUHFHLYHU KDV DQ DWWDFKHG DQWHQQD WR GHWHFW
VLJQDOV IURP WKH WUDQVPLWWHU

)$8/7 25 $/$50 ,1',&$7,21


:KHQ WKH 81/2&. EXWWRQ RQ WKH UHPRWH WUDQVPLWWHU LV
SUHVVHG WKH PRGXOHUHFHLYHU ZLOO IODVK WKH SDUNLQJ OLJKWV
WR LQGLFDWH LQIRUPDWLRQ DERXW WKH UHPRWH NH\OHVV HQWU\
DQG DQWLWKHIW V\VWHP
1RUPDO &RQGLWLRQ ,I WKHUH KDV QRW EHHQ DQ LQWUXVLRQ DQG
QR IDXOW KDV EHHQ GHWHFWHG WKH PRGXOHUHFHLYHU ZLOO
VLJQDO D QRUPDO FRQGLWLRQ ZKHQ WKH 81/2&. EXWWRQ LV
SUHVVHG 7KH SDUNLQJ OLJKWV ZLOO IODVK WZLFH IRU
VHFRQG ZLWK D VHFRQG SDXVH EHWZHHQ IODVKHV
866 )DXOW ,QGLFDWLRQ ,I WKHUH LV D IDXOW LQ WKH XOWUD VRQLF
VHQVRU WKH PRGXOHUHFHLYHU ZLOO VLJQDO WKH IDXOW ZKHQ WKH
81/2&. EXWWRQ LV SUHVVHG 7KH SDUNLQJ OLJKWV ZLOO IODVK
WZLFH IRU  VHFRQG ZLWK D VHFRQG SDXVH EHWZHHQ
IODVKHV
$ODUP ,QGLFDWLRQ ,I WKHUH KDV EHHQ DQ LQWUXVLRQ VLQFH
WKH ODVW WLPH WKH /2&. EXWWRQ ZDV SUHVVHG WKH
PRGXOHUHFHLYHU ZLOO VLJQDO WKDW WKHUH KDV EHHQ DQ
LQWUXVLRQ ZKHQ WKH 81/2&. EXWWRQ LV SUHVVHG 7KH
SDUNLQJ OLJKWV ZLOO IODVK WZLFH IRU VHFRQG DQG WKHUH
ZLOO EH D VHFRQG SDXVH EHWZHHQ IODVKHV
$ODUP DQG IDXOW LQIRUPDWLRQ LQ WKH PRGXOHUHFHLYHU ZLOO
EH HUDVHG WKH QH[W WLPH WKH PRGXOHUHFHLYHU HQWHUV WKH
DUPHG FRQGLWLRQ DIWHU UHFHLYLQJ D /2&. PHVVDJH IURP
WKH WUDQVPLWWHU

7  5(027( .(</(66 (175< $1' $17,7+()7 6<67(0

%/$1.

'$(:22 9 %/

,002%,/,=(5 $17,7+()7 6<67(0 7 

6(&7,21 7

,002%,/,=(5 $17,7+()7 6<67(0


&$87,21 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH EHIRUH UHPRYLQJ RU LQVWDOOLQJ DQ\ HOHFWULFDO XQLW RU ZKHQ D
WRRO RU HTXLSPHQW FRXOG HDVLO\ FRPH LQ FRQWDFW ZLWK H[SRVHG HOHFWULFDO WHUPLQDOV 'LVFRQQHFWLQJ WKLV FDEOH
ZLOO KHOS SUHYHQW SHUVRQDO LQMXU\ DQG GDPDJH WR WKH YHKLFOH 7KH LJQLWLRQ PXVW DOVR EH LQ /2&. XQOHVV
RWKHUZLVH QRWHG

7$%/( 2) &217(176
6SHFLILFDWLRQV                            
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV          
6FKHPDWLF DQG 5RXWLQJ 'LDJUDPV          
,PPRELOL]HU $QWL7KHIW 6\VWHP             
'LDJQRVLV                                
,PPRELOL]HU $QWL7KHIW 6\VWHP             
'7&  (&0 ,PPRELOL]HG (UURU            
.H\ 6WDWXV (UURUV                        
&RPPXQLFDWLRQ %HWZHHQ ,PPRELOL]HU
DQG 7HVW (TXLSPHQW                    
0DLQWHQDQFH DQG 5HSDLU                   
2Q9HKLFOH 6HUYLFH                         
.H\ &RGLQJ 3URFHGXUH                    

7
7
7
7
7
7
7
7
7
7
7
7

,GHQWLILFDWLRQ &RGH 5HSURJUDPPLQJ         


,JQLWLRQ .H\ 7UDQVSRQGHU                  
'HWHFWLRQ &RLO                            
,PPRELOL]HU &RQWURO 8QLW                   
*HQHUDO 'HVFULSWLRQ DQG 6\VWHP
2SHUDWLRQ                               
,PPRELOL]HU 6\VWHP                       
(OHFWURQLFDOO\ &RGHG .H\V                 
'HWHFWLRQ &RLO                            
,PPRELOL]HU &RQWURO 8QLW                   
6HULDO 'DWD /LQN                          
(OHFWURQLF &RQWURO 0RGXOH (&0           

63(&,),&$7,216
)$67(1(5 7,*+7(1,1* 63(&,),&$7,216
$SSOLFDWLRQ
+RRG 5HOHDVH +DQGOH 6FUHZ
,PPRELOL]HU &RQWURO 8QLW

'$(:22 9 %/

1:P

/E)W

/E,Q











7
7
7
7
7
7
7
7
7
7
7

7  ,002%,/,=(5 $17,7+()7 6<67(0

,002%,/,=(5 $17,7+()7 6<67(0

6&+(0$7,& $1' 5287,1* ',$*5$06

&7

'$(:22 9 %/

,002%,/,=(5 $17,7+()7 6<67(0 7 

',$*126,6
$17,7+()7 ,002%,/,=(5 6<67(0
7KH DQWLWKHIW LPPRELOL]HU V\VWHP UHTXLUHV GLDJQRVLV
ZKHQ LW LV QRW SRVVLEOH WR VWDUW WKH HQJLQH ,I WKH QRVWDUW
FRQGLWLRQ RFFXUV EHFDXVH RI WKH LPPRELOL]HU V\VWHP D
GLDJQRVWLF WURXEOH FRGH '7&  VKRXOG EH VHW 7KH
LPPRELOL]HU FRQWURO XQLW PRQLWRUV WKH GHWHFWLRQ DQG
UHDGLQJ RI WKH LJQLWLRQ NH\ 7KH VHOIWHVW FDSDELOLW\ LV
OLPLWHG WR WKRVH IXQFWLRQV )DXOWV DUH FRPPXQLFDWHG WR D
VFDQ WRRO GXULQJ GLDJQRVLV EXW WKH\ DUH QRW VWRUHG LQ WKH
LPPRELOL]HU FRQWURO XQLWV PHPRU\ 8QDXWKRUL]HG XVH RI
D VFDQ WRRO FRXOG EH D PHWKRG RI GHIHDWLQJ WKH DQWLWKHIW
LPPRELOL]HU V\VWHP VR FHUWDLQ VFDQ WRRO SURFHGXUHV

'$(:22 9 %/

UHTXLUH WKH XVH RI D SDVVZRUG 7KH IROORZLQJ IXQFWLRQV


DUH SDVVZRUG SURWHFWHG
- &RGLQJ RI DQ DGGLWLRQDO NH\
- 'HOHWLQJ DOO NH\ FRGHV
- 'HOHWLRQ RI WKH LPPRELOL]HU LGHQWLILFDWLRQ ,' &RGH
- 'HOHWLRQ RI WKH HOHFWURQLF FRQWURO PRGXOH (&0
LGHQWLILFDWLRQ ,' FRGH
7KH IROORZLQJ IXQFWLRQV GR QRW UHTXLUH D SDVVZRUG
- 5HDGLQJ DQ LJQLWLRQ NH\ WR GHWHUPLQH LI WKH
WUDQVSRQGHU LV ZRUNLQJ RU LI D NH\ LV DXWKRUL]HG
- 5HDGLQJ WKH LPPRELOL]HU ,'FRGH WR YHULI\ WKDW LW
PDWFKHV WKH (&0 ,'FRGH

7  ,002%,/,=(5 $17,7+()7 6<67(0

&7

',$*1267,& 7528%/( &2'( '7& 


(&0 ,002%,/,=(' (5525
&LUFXLW 'HVFULSWLRQ
:KHQ WKH LJQLWLRQ LV WXUQHG 21 WKH NH\ LV WHVWHG E\ WKH
LPPRELOL]HU DQWLWKHIW V\VWHP :KLOH WKH NH\ FRGH LV
EHLQJ UHDG E\ WKH LPPRELOL]HU FRQWURO XQLW WKH HQJLQH
FDQ VWDUW DQG UXQ ZLWK DQ\ NH\ WKDW ZLOO WXUQ WKH ORFN
F\OLQGHU 7KH NH\ FRGH LV UHDG DQG FRPSDUHG ZLWK NH\
FRGHV WKDW KDYH EHHQ VWRUHG LQ WKH PHPRU\ RI WKH
LPPRELOL]HU FRQWURO XQLW ,I D YDOLG NH\ LV GHWHFWHG WKH
LPPRELOL]HU FRQWURO XQLW VHQGV D VHULDO GDWD UHOHDVH
PHVVDJH WR WKH HOHFWURQLF FRQWURO PRGXOH (&0 
,QFOXGHG LQ WKH UHOHDVH PHVVDJH LV DQ LGHQWLILFDWLRQ ,'
FRGH ZKLFK DVVXUHV WKDW QHLWKHU WKH LPPRELOL]HU FRQWURO
XQLW QRU WKH (&0 KDYH EHHQ VXEVWLWXWHG WR GHIHDW WKH
V\VWHP ,I WKH (&0 UHFHLYHV DQ LQYDOLG UHOHDVH
PHVVDJH WKH (&0 SHUIRUPV WKH IROORZLQJ DFWLRQV
- 'LVDEOHV WKH IXHO LQMHFWRU FLUFXLW

- 'LVDEOHV WKH IXHO SXPS FLUFXLW


- 'LVDEOHV WKH LJQLWLRQ FRLO
'7&  :LOO 6HW :KHQ
- 7KH (&0 GRHV QRW UHFHLYH WKH VLJQDO IURP WKH
LPPRELOL]HU FRQWURO PRGXOH ZLWKLQ  VHFRQGV
ZKHQ WKH YHKLFOH LV VWDWLRQDU\ RU ZLWKLQ  VHFRQGV
ZKHQ WKH YHKLFOH LV PRYLQJ
- 7KH (&0 UHFHLYHV DQ LQFRUUHFW UHOHDVH PHVVDJH
IURP WKH LPPRELOL]HU FRQWURO XQLW RYHU  WLPHV
- 7KH DERYH FRQGLWLRQV DUH PDLQWDLQHG XQWLO WKH LJQLWLRQ
VZLWFK LV WXUQHG 2))
'7&  :LOO &OHDU :KHQ
7KH LJQLWLRQ VZLWFK LV WXUQHG 2)) RU WKH VFDQ WRRO
&/($5 &2'(6 FRPPDQG LV LVVXHG

'$(:22 9 %/

,002%,/,=(5 $17,7+()7 6<67(0 7 


'7&   (&0 ,PPRELOL]HG (UURU
6WHS

$FWLRQ

&RQQHFW WKH VFDQ WRRO XVLQJ WKH IROORZLQJ SURFHGXUH


 ,QVHUW WKH LPPRELOL]HU GDWD FDUWULGJH LQWR WKH VFDQ
WRRO
 7XUQ WKH LJQLWLRQ VZLWFK WR WKH 2)) SRVLWLRQ
 &RQQHFW WKH VFDQ WRRO WR WKH DVVHPEO\ OLQH
GLDJQRVWLF OLQN $/'/ 
 &RQQHFW WKH VFDQ WRROV SRZHU FRUG WR WKH FLJDU
OLJKWHU VRFNHW
 7XUQ WKH LJQLWLRQ 21 EXW GR QRW VWDUW WKH HQJLQH
,V FRPPXQLFDWLRQ HVWDEOLVKHG EHWZHHQ WKH VFDQ WRRO
DQG WKH LPPRELOL]HU FRQWURO XQLW"

9DOXH



5HDG WKH ,002 (&0 ,'&2'( PHVVDJH WKDW


ZDV GLVSOD\HG DIWHU UHTXHVWLQJ 6<67(0
',$*126,6
'RHV WKH PHVVDJH ,'&2'( ',))(5(17 DSSHDU"



&KHFN IRU DQ RSHQ FLUFXLW EHWZHHQ WKH LPPRELOL]HU


FRQWURO XQLW DQG WKH (&0
,V WKH FLUFXLW RSHQ"



5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH (&0 DQG WKH


LPPRELOL]HU FRQWURO XQLW
,V WKH UHSDLU FRPSOHWH"



 5HSODFH WKH (&0


 5HSURJUDP WKH ,' FRGH
,V WKH UHSDLU FRPSOHWH"



7KH IROORZLQJ .(< 67$786 PHVVDJHV PD\ EH VKRZQ


RQ WKH VFDQ WRRO DIWHU FRPPDQGLQJ 6<67(0
',$*126,6 
- ,*1,7,21 2)) 67$786 7KLV PHVVDJH LQIRUPV WKH
WHFKQLFLDQ WKDW WKH LJQLWLRQ LV RII GXULQJ WKH NH\ FRGLQJ
SURFHVV 7XUQ WKH LJQLWLRQ 21 GXULQJ NH\ FRGLQJ EXW
GR QRW VWDUW WKH HQJLQH
- .(< ,6 2&&83,(' 2QO\ ILYH NH\V PD\ EH FRGHG ,I
D QHZ NH\ LV GHVLUHG WKH SUHYLRXV NH\ FRGHV PXVW EH
GHOHWHG 8S WR ILYH NH\V PD\ WKHQ EH DXWKRUL]HG
- $/5($'< $87+25,=(' .H\ FRGLQJ LV EHLQJ
DWWHPSWHG ZLWK D NH\ WKDW LV DOUHDG\ DXWKRUL]HG
- (5525 12    7KHUH LV QR
FRPPXQLFDWLRQ EHWZHHQ WKH WUDQVSRQGHU LQ WKH
LJQLWLRQ NH\ DQG WKH GHWHFWLRQ FRLO )ROORZ WKH VWHSV
EHORZ WR GLDJQRVH WKH SUREOHP

7U\ D GLIIHUHQW NH\ ,I D GLIIHUHQW NH\ ZRUNV
WKH SUREOHP ZDV LQ WKH RULJLQDO NH\

,I WU\LQJ D GLIIHUHQW NH\ UHVXOWHG LQ WKH
VDPH HUURU PHVVDJH UHSODFH WKH
GHWHFWLRQ FRLO
- ,19$/,' .(< 7KH FRPPXQLFDWLRQ EHWZHHQ WKH
LPPRELOL]HU FRQWURO XQLW DQG WKH NH\ WUDQVSRQGHU KDV

'$(:22 9 %/

1R

*R WR 6WHS 

*R WR
&RPPXQLFDWLR
Q %HWZHHQ
,PPRELOL]HU DQG
7HVW
(TXLSPHQW

*R WR .H\
6WDWXV (UURUV

*R WR 6WHS 

*R WR
,GHQWLILFDWLRQ
,' &RGH
5HSURJUDPPLQJ

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 



6HOHFW 6<67(0 ',$*126,6 IURP WKH VFDQ WRRO


PHQX
'RHV WKH .(< 67$786 PHVVDJH LQGLFDWH SRVLWLRQ
QXPEHU 326 15 "

.(< 67$786 (55256

<HV

6\VWHP 2.




6\VWHP 2.

QRW YDOLGDWHG WKH NH\ )ROORZ WKH VWHSV EHORZ WR


GLDJQRVH WKH SUREOHP
 &RGH WKH NH\ 5HIHU WR .H\ &RGLQJ
3URFHGXUH LQ WKLV VHFWLRQ
 ,I WKH VDPH PHVVDJH LV UHFHLYHG DIWHU NH\
FRGLQJ FKHFN WKH FRQQHFWLRQ RI WKH
GHWHFWLRQ FRLO


,I WKH GHWHFWLRQ FRLO LV 2. UHSODFH WKH


LPPRELOL]HU 5HIHU WR ,PPRELOL]HU &RQWURO
8QLW LQ WKLV VHFWLRQ

- 12 75$16321'(5 '(7(&7(' 7KH IDXOW PD\ EH


LQ WKH LJQLWLRQ NH\ WUDQVSRQGHU WKH GHWHFWLRQ FRLO RU
WKH LPPRELOL]HU )ROORZ WKH VWHSV EHORZ WR GLDJQRVH
WKH SUREOHP
 7U\ D GLIIHUHQW NH\ ,I D GLIIHUHQW NH\ ZRUNV
WKH SUREOHP ZDV LQ WKH RULJLQDO NH\
 ,I WU\LQJ D GLIIHUHQW NH\ UHVXOWHG LQ WKH VDPH
HUURU PHVVDJH FKHFN WKH FRQQHFWLRQ RI WKH
GHWHFWLRQ FRLO
 ,I WKH FRQQHFWLRQ RI WKH GHWHFWLRQ FRLO LV 2.
GLVFRQQHFW WKH GHWHFWLRQ FRLO DQG XVH DQ
RKPPHWHU WR FKHFN IRU DQ RSHQ GHWHFWLRQ
FRLO

7  ,002%,/,=(5 $17,7+()7 6<67(0




,I WKH GHWHFWLRQ FRLO ZDV QRW RSHQ UHSODFH


WKH LPPRELOL]HU FRQWURO XQLW 5HIHU WR
,PPRELOL]HU &RQWURO 8QLW LQ WKLV VHFWLRQ

&20081,&$7,21 %(7:((1
,002%,/,=(5 &21752/ 81,7 $1'
7(67 (48,30(17
 &RQQHFW WKH WHVW HTXLSPHQW DV GHVFULEHG LQ WKH 6FDQ
7RRO (TXLSPHQW 0DQXDO

 ,I FRPPXQLFDWLRQ ZDV QRW VXFFHVVIXO RQ WKH VHFRQG


WU\ WXUQ WKH LJQLWLRQ 2)) DQG FKHFN WKH ZLUH DQG
FRQQHFWRUV EHWZHHQ WKH LPPRELOL]HU FRQWURO XQLW
WHUPLQDO  DQG WKH DVVHPEO\ OLQH GLDJQRVWLF OLQN
$/'/ WHUPLQDO 0
 ,I WKH ZLUH DQG WKH FRQQHFWRUV EHWZHHQ WKH $/'/ DQG
WKH LPPRELOL]HU FRQWURO XQLW DUH 2. UHSODFH WKH
LPPRELOL]HU FRQWURO XQLW 5HIHU WR ,PPRELOL]HU &RQWURO
8QLW LQ WKLV VHFWLRQ

 ,I FRPPXQLFDWLRQ EHWZHHQ WKH VFDQ WRRO DQG WKH WHVW


HTXLSPHQW ZDV XQVXFFHVVIXO ZDLW  VHFRQGV DQG
WU\ DJDLQ

'$(:22 9 %/

,002%,/,=(5 $17,7+()7 6<67(0 7 

0$,17(1$1&( $1' 5(3$,5


219(+,&/( 6(59,&(
.(< &2',1* 352&('85(
 ,QVWDOO WKH LPPRELOL]HU FRQWURO XQLW FDUWULGJH LQ WKH
VFDQ WRRO
 7XUQ WKH LJQLWLRQ 2))
 &RQQHFW WKH VFDQ WRRO
 7XUQ WKH LJQLWLRQ 21 ZLWK WKH NH\ WR EH FRGHG
 (QWHU WKH IRXUGLJLW SDVVZRUG WKDW HQDEOHV VHUYLFH
SHUVRQQHO WR XVH WKH VFDQ WRRO IRU FRGLQJ NH\V
 $ ORVW NH\ FDQ EH GHOHWHG RQO\ E\ GHOHWLQJ DOO NH\V
DQG UHDXWKRUL]LQJ WKH UHPDLQLQJ NH\V DV QHZ NH\V
,I D NH\ ZDV ORVW JR WR 6WHS  ,I QR NH\V KDYH EHHQ
ORVW EXW DQ DGGLWLRQDO NH\ LV GHVLUHG JR WR 6WHS 
 8VH WKH VFDQ WRRO FRPPDQG '(/(7( $// .(<
&2'(6
 8VH WKH VFDQ WRRO FRPPDQG $87+25,=( 21(
$'',7,21$/ .(<
 5HSHDW 6WHSV   DQG  XQWLO WKH LPPRELOL]HU
FRQWURO XQLW KDV UHFRUGHG DOO RI WKH QHZ NH\V RU
UHDXWKRUL]HG DOO RI WKH UHPDLQLQJ NH\V DIWHU D
GHOHWLRQ 7KH LPPRELOL]HU FRQWURO XQLW FDQ UHFRUG D
PD[LPXP RI ILYH NH\V
 5HWXUQ WKH V\VWHP WR WKH QRUPDO PRGH
 7XUQ 2)) WKH LJQLWLRQ
 7XUQ 21 WKH LJQLWLRQ
 9HULI\ WKDW WKH NH\ FRGLQJ ZDV VXFFHVVIXO E\ VWDUWLQJ
WKH HQJLQH ZLWK HDFK RI WKH DXWKRUL]HG NH\V

,'(17,),&$7,21 &2'(
5(352*5$00,1*
5HSURJUDP WKH ,' FRGH LQ WKH IROORZLQJ VLWXDWLRQV
- $Q LPPRELOL]HU FRQWURO XQLW LV UHSODFHG
- $Q HOHFWURQLF FRQWURO PRGXOH (&0 LV UHSODFHG
,I D YDOLG NH\ KDV EHHQ ORVW UHIHU WR .H\ &RGLQJ
3URFHGXUH LQ WKLV VHFWLRQ

5HSURJUDPPLQJ 3URFHGXUH
 7XUQ WKH LJQLWLRQ 2)) 5HSURJUDPPLQJ LV QRW DOORZHG
ZKLOH WKH HQJLQH LV UXQQLQJ
 ,QVHUW WKH LPPRELOL]HU FRQWURO XQLW FDUWULGJH LQWR WKH
VFDQ WRRO
 'R QRW VWDUW WKH YHKLFOH EXW WXUQ WKH LJQLWLRQ 21
 (QWHU WKH IRXUGLJLW SDVVZRUG WKDW HQDEOHV VHUYLFH
SHUVRQQHO WR XVH WKH VFDQ WRRO IRU ,' FRGH
UHSURJUDPPLQJ
 8VH WKH VFDQ WRRO WR FRPPDQG 5(6(7 ,' &2'(

'$(:22 9 %/

7  ,002%,/,=(5 $17,7+()7 6<67(0


 7XUQ WKH LJQLWLRQ 2)) DQG 21 DJDLQ EXW GR QRW
FUDQN RU VWDUW WKH HQJLQH 7KH (&0 ZLOO UHVHW WKH
(&0 ,' FRGH WR PDWFK WKH QHZ ,' FRGH WKDW ZDV
FDOFXODWHG DQG VHQW E\ WKH LPPRELOL]HU FRQWURO XQLW
ZKHQ WKH LJQLWLRQ ZDV ILUVW WXUQHG 21 DIWHU WKH UHVHW
FRPPDQG
 5HWXUQ WKH V\VWHP WR WKH QRUPDO PRGH
 7XUQ 2)) WKH LJQLWLRQ
 7XUQ 21 WKH LJQLWLRQ
 6WDUW WKH HQJLQH
$IWHU UHSURJUDPPLQJ WKH ,' FRGH WKH VFDQ WRRO
6<67(0 ',$*126,6 FRPPDQG FDQ YHULI\ WKDW WKH
(&0 ,' FRGH PDWFKHV WKH LPPRELOL]HU FRQWURO XQLW ,'
FRGH
,I WKH UHSURJUDPPLQJ SURFHGXUH GRHV QRW UHVXOW LQ
PDWFKLQJ ,' FRGHV FKHFN WKH HOHFWULFDO FRQQHFWRUV IRU
WKH VHULDO GDWD ZLUH EHWZHHQ WKH LPPRELOL]HU FRQWURO XQLW
DQG WKH (&0

,*1,7,21 .(< 75$16321'(5


,I D WUDQVSRQGHU LV IDXOW\ WKH LJQLWLRQ NH\ PXVW EH
UHSODFHG ,W LV QRW SRVVLEOH WR LQVWDOO D QHZ WUDQVSRQGHU
LQWR D NH\

'(7(&7,21 &2,/
5HPRYDO 3URFHGXUH
 5HPRYH WKH VFUHZ WKDW DWWDFKHV WKH KRRG UHOHDVH
KDQGOH

&8

'$(:22 9 %/

,002%,/,=(5 $17,7+()7 6<67(0 7 


 &DUHIXOO\ UHPRYH WKH LQVWUXPHQW SDQHO ORZHU FRYHU E\
SXOOLQJ XQWLO WKH UHWDLQLQJ FOLSV DUH IUHH IURP WKH VORWV
LQ WKH LQVWUXPHQW SDQHO
 5HPRYH WKH VWHHULQJ FROXPQ ORZHU FRYHU 5HIHU WR
6HFWLRQ ( 6WHHULQJ :KHHO DQG &ROXPQ
 'LVFRQQHFW WKH
LPPRELOL]HU

WZRSLQ

FRQQHFWRU

IURP

WKH

&7

 5HPRYH WKH LJQLWLRQ VZLWFK NH\KROH ODPS UHWDLQLQJ


VFUHZ DQG WKH ODPS

&%

 3U\ WKH GHWHFWLRQ FRLO DZD\ IURP WKH ORFN F\OLQGHU ,I


WKH GHWHFWLRQ FRLO ZLOO EH UHSODFHG ZLWK D QHZ RQH LW
GRHV QRW PDWWHU LI WKH NH\ SRVLWLRQ WULP ULQJ LV
GDPDJHG GXULQJ UHPRYDO $ QHZ WULP ULQJ LV SDUW RI
WKH QHZ GHWHFWLRQ FRLO

$7

'$(:22 9 %/

7  ,002%,/,=(5 $17,7+()7 6<67(0


,QVWDOODWLRQ 3URFHGXUH
 ,QVWDOO WKH GHWHFWLRQ FRLO E\ SUHVVLQJ LW RQWR WKH ORFN
F\OLQGHU XQWLO LW VQDSV LQ SODFH
 ,QVWDOO WKH LJQLWLRQ VZLWFK NH\KROH ODPS ZLWK WKH
UHWDLQLQJ VFUHZ
 &RQQHFW WKH WZRSLQ FRQQHFWRU WR WKH LPPRELOL]HU

&7

 ,QVWDOO WKH VWHHULQJ FROXPQ ORZHU FRYHU 5HIHU WR


6HFWLRQ ( 6WHHULQJ :KHHO DQG &ROXPQ
 ,QVWDOO WKH LQVWUXPHQW SDQHO ORZHU FRYHU
 ,QVWDOO WKH VFUHZ WKDW DWWDFKHV WKH KRRG UHOHDVH
KDQGOH

7LJKWHQ
7LJKWHQ WKH KRRG UHOHDVH KDQGOH VFUHZ WR  1:P
 OELQ 

&8

,002%,/,=(5 &21752/ 81,7


5HPRYDO 3URFHGXUH
 5HPRYH WKH VFUHZ WKDW DWWDFKHV WKH KRRG UHOHDVH
KDQGOH

&8

'$(:22 9 %/

,002%,/,=(5 $17,7+()7 6<67(0 7 


 &DUHIXOO\ UHPRYH WKH LQVWUXPHQW SDQHO ORZHU FRYHU E\
SXOOLQJ XQWLO WKH UHWDLQLQJ FOLSV DUH IUHH IURP WKH VORWV
LQ WKH LQVWUXPHQW SDQHO
 5HPRYH WKH VWHHULQJ FROXPQ ORZHU FRYHU 5HIHU WR
6HFWLRQ ( 6WHHULQJ :KHHO DQG &ROXPQ
 'LVFRQQHFW WKH WZR HOHFWULFDO FRQQHFWRUV IURP WKH
LPPRELOL]HU FRQWURO XQLW
 5HPRYH WKH LPPRELOL]HU FRQWURO XQLW

&7

,QVWDOODWLRQ 3URFHGXUH
,PSRUWDQW $IWHU UHSODFLQJ WKH LPPRELOL]HU WKH LJQLWLRQ
NH\V PXVW EH UHDXWKRUL]HG XVLQJ WKH NH\ FRGLQJ
SURFHGXUH 5HIHU WR .H\ &RGLQJ 3URFHGXUH LQ WKLV
VHFWLRQ $OVR WKH HOHFWURQLF FRQWURO PRGXOH (&0
LGHQWLILFDWLRQ ,' FRGH PXVW EH UHVHW 5HIHU WR
,GHQWLILFDWLRQ &RGH 5HSURJUDPPLQJ LQ WKLV VHFWLRQ
 ,QVWDOO WKH LPPRELOL]HU FRQWURO XQLW

7LJKWHQ
7LJKWHQ WKH LPPRELOL]HU FRQWURO XQLW PRXQWLQJ EROWV WR
 1:P  OELQ 

&7

 &RQQHFW WKH HOHFWULFDO FRQQHFWRUV WR WKH LPPRELOL]HU


FRQWURO XQLW
 ,QVWDOO WKH VWHHULQJ FROXPQ ORZHU FRYHU 5HIHU WR
6HFWLRQ ( 6WHHULQJ :KHHO DQG &ROXPQ
 ,QVWDOO WKH LQVWUXPHQW SDQHO ORZHU FRYHU
 ,QVWDOO WKH VFUHZ WKDW DWWDFKHV WKH KRRG UHOHDVH
KDQGOH

7LJKWHQ
7LJKWHQ WKH KRRG UHOHDVH KDQGOH VFUHZ WR  1:P
 OELQ 

&8

'$(:22 9 %/

7  ,002%,/,=(5 $17,7+()7 6<67(0

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
,002%,/,=(5 6<67(0
7KH SXUSRVH RI WKH LPPRELOL]HU V\VWHP LV WR SUHYHQW WKH
YHKLFOH IURP EHLQJ VWROHQ RU GULYHQ E\ XQDXWKRUL]HG
XVHUV
$XWKRUL]DWLRQ LV DFFRPSOLVKHG E\ WKH XVH RI DQ
HOHFWURQLFDOO\ FRGHG NH\ :KHQ WKH LJQLWLRQ LV WXUQHG 21
WKH NH\ LV WHVWHG E\ WKH LPPRELOL]HU V\VWHP :KLOH WKH
NH\ FRGH LV EHLQJ UHDG E\ WKH LPPRELOL]HU FRQWURO XQLW WKH
HQJLQH FDQ VWDUW DQG UXQ ZLWK DQ\ NH\ WKDW ZLOO WXUQ WKH
ORFN F\OLQGHU 7KH NH\ FRGH LV UHDG DQG FRPSDUHG ZLWK
NH\ FRGHV WKDW KDYH EHHQ VWRUHG LQ WKH LPPRELOL]HU
FRQWURO XQLWV PHPRU\ ,I D YDOLG NH\ LV GHWHFWHG WKH
LPPRELOL]HU FRQWURO XQLW VHQGV D VHULDO GDWD UHOHDVH
PHVVDJH WR WKH HOHFWURQLF FRQWURO PRGXOH (&0 
,QFOXGHG LQ WKH UHOHDVH PHVVDJH LV DQ LGHQWLILFDWLRQ ,'
FRGH ZKLFK DVVXUHV WKDW QHLWKHU WKH LPPRELOL]HU FRQWURO
XQLW QRU WKH (&0 KDYH EHHQ VXEVWLWXWHG WR GHIHDW WKH
V\VWHP ,I WKH (&0 GRHV QRW UHFHLYH D UHOHDVH PHVVDJH
ZLWKLQ D VSHFLILHG WLPH RU LI WKH ,'FRGHV GR QRW PDWFK
WKH (&0 SHUIRUPV WKH IROORZLQJ DFWLRQV
- 'LVDEOHV WKH IXHO LQMHFWRU FLUFXLW
- 'LVDEOHV WKH IXHO SXPS FLUFXLW
- 'LVDEOHV WKH LJQLWLRQ FRLO
- 6HWV 'LDJQRVWLF 7URXEOH &RGH '7& 
7KH DERYH FRQGLWLRQV DUH PDLQWDLQHG XQWLO WKH LJQLWLRQ LV
WXUQHG 2))
7KH LPPRELOL]HU FRQWURO XQLW V\VWHP FRQVLVWV RI WKH
IROORZLQJ FRPSRQHQWV
- (OHFWURQLFDOO\ FRGHG NH\V
- 'HWHFWLRQ FRLO
- ,PPRELOL]HU FRQWURO XQLW
- (&0
- ,QVWUXPHQW FOXVWHU LQGLFDWRU
- $VVHPEO\ OLQH GLDJQRVWLF OLQN $/'/ FRQQHFWRU WR
SURYLGH VHULDO GDWD DFFHVV IRU D VFDQ WRRO
$Q (&0 IRU D YHKLFOH ZLWKRXW DQ LPPRELOL]HU FRQWURO XQLW
FDQQRW EH LQWHUFKDQJHG IRU DQ (&0 WKDW LV XVHG ZLWK DQ
LPPRELOL]HU FRQWURO XQLW V\VWHP 7KH LPPRELOL]HU FRQWURO
XQLW DQG (&0 PXVW KDYH D PDWFKLQJ ,' FRGH ,' FRGLQJ
DQG NH\ FRGLQJ DUH DFFRPSOLVKHG E\ XVLQJ D VFDQ WRRO

(/(&7521,&$//< &2'(' .(<6


(DFK YDOLG LJQLWLRQ NH\ KDV DQ LQWHUQDO WUDQVSRQGHU
ZKLFK WUDQVPLWV D XQLTXH FRGH :KHQ D NH\ LV LQVHUWHG
LQWR WKH LJQLWLRQ ORFN WKH WUDQVSRQGHU LV LQGXFWLYHO\
FRXSOHG WR WKH GHWHFWLRQ FRLO 7KH WUDQVSRQGHU LQWHUDFWV
ZLWK WKH GHWHFWLRQ FRLO WR JHQHUDWH DQ DPSOLWXGH
PRGXODWHG VLJQDO ZKLFK LV FRQGXFWHG IURP WKH GHWHFWLRQ
FRLO WR WKH LPPRELOL]HU FRQWURO XQLW 7KH LPPRELOL]HU
FRQWURO XQLW UHDGV WKH UDGLR IUHTXHQF\ VLJQDO DQG D
UHOHDVH PHVVDJH LV VHQW WR WKH HOHFWURQLF FRQWURO PRGXOH
LI WKH NH\ LV DXWKRUL]HG
1HZ NH\V DUH FRGHG E\ XVLQJ D VFDQ WRRO 5HIHU WR .H\
&RGLQJ 3URFHGXUH LQ WKLV VHFWLRQ

'(7(&7,21 &2,/
$ GHWHFWLRQ FRLO LV PRXQWHG DW WKH LJQLWLRQ ORFN DV DQ
LQWHJUDO SDUW RI WKH NH\ SRVLWLRQ WULP ULQJ 7KH ZLUHV WR
DQG IURP WKH GHWHFWLRQ FRLO DUH FRQQHFWHG WR WKH
LPPRELOL]HU :KHQ WKH LJQLWLRQ LV WXUQHG 21 WKH
LPPRELOL]HU HQHUJL]HV WKH GHWHFWLRQ FRLO DQG WKH FRLO LV
FRXSOHG LQGXFWLYHO\ WR WKH WUDQVSRQGHU LQ WKH LJQLWLRQ NH\
7KH LPPRELOL]HU VHQGV D PRGXODWHG VLJQDO WR WKH
GHWHFWLRQ FRLO DQG WKH VLJQDO LV FKDQJHG E\ LQWHUDFWLRQ
ZLWK WKH LQWHUQDO WUDQVSRQGHU LQ WKH LJQLWLRQ NH\ 7KH
LPPRELOL]HU UHDGV WKH VLJQDO IURP WKH GHWHFWLRQ FRLO DQG
GHWHUPLQHV ZKHWKHU RU QRW WKH NH\ LV DXWKRUL]HG

,002%,/,=(5 &21752/ 81,7


7KH LPPRELOL]HU FRQWURO XQLW LV DQ HOHFWURQLF PRGXOH LQ
WKH LQVWUXPHQW SDQHO ZKLFK YHULILHV WKH YDOLGLW\ RI DQ
LJQLWLRQ NH\ ZKHQ WKH LJQLWLRQ LV WXUQHG 21 7R
DFFRPSOLVK LWV SXUSRVH WKH LPPRELOL]HU FRQWURO XQLW
SHUIRUPV WKH IROORZLQJ DFWLRQV
- /HDUQV DQG VWRUHV WKH FRGHV RI YDOLG NH\V
- 5HDGV WKH UDGLR IUHTXHQF\ LQSXW IURP WKH LJQLWLRQ NH\
- &RPSDUHV WKH UHFHLYHG FRGH ZLWK WKH FRGHV RI WKH
YDOLG NH\V
- 6HQGV D UHOHDVH PHVVDJH WR WKH HOHFWURQLF FRQWURO
PRGXOH (&0 LI D YDOLG NH\ KDV EHHQ LQVHUWHG
- &DOFXODWHV DQG WUDQVPLWV LGHQWLILFDWLRQ ,' FRGHV
ZLWKLQ HDFK UHOHDVH PHVVDJH
- &RQWUROV WKH VWDWXV LQGLFDWRU LQ WKH LQVWUXPHQW FOXVWHU
- 0RQLWRUV V\VWHP IDXOWV
- 6XSSRUWV V\VWHP WHVW IXQFWLRQV

1RUPDO 2SHUDWLRQ
:KHQ WKH LJQLWLRQ LV WXUQHG 21 WKH LPPRELOL]HU FRQWURO
XQLW UHDGV WKH NH\ FRGH WUDQVPLWWHG E\ WKH WUDQVSRQGHU
LQ WKH LJQLWLRQ NH\ ,I D YDOLG NH\ LV GHWHFWHG WKH
LPPRELOL]HU FRQWURO XQLW VHQGV D UHOHDVH PHVVDJH WR WKH
(&0 DQG WKH LPPRELOL]HU FRQWURO XQLW VZLWFKHV WR WKH
LQDFWLYH PRGH 7KH UHOHDVH PHVVDJH FRQWDLQV DQ ,'
FRGH ,PPRELOL]DWLRQ ZLOO EH SHUIRUPHG E\ WKH (&0 LI QR
UHOHDVH PHVVDJH LV UHFHLYHG RU LI WKH ,' FRGH LQ WKH
(&0 GRHV QRW PDWFK WKH LPPRELOL]HU FRQWURO XQLW ,'
FRGH ,I D QRQYDOLG NH\ LV GHWHFWHG WKH UHOHDVH
PHVVDJH LV QRW VHQW WR WKH (&0

$VVHPEO\ /LQH 'LDJQRVWLF /LQN $/'/


0RGH
:KHQ WKH LJQLWLRQ LV RQ D VFDQ WRRO FDQ VZLWFK WKH
LPPRELOL]HU FRQWURO XQLW WR WKH DVVHPEO\ OLQH GLDJQRVWLF
OLQN $/'/ PRGH IRU WKH SXUSRVH RI GLDJQRVWLFV NH\
FRGLQJ RU ,' FRGLQJ

,'&RGH +DQGOLQJ
2QH RI  SRVVLEOH ,' FRGHV LV VWRUHG LQ WKH
LPPRELOL]HU FRQWURO XQLWV PHPRU\ 7KH ,' FRGH FDQ EH
HUDVHG E\ XVLQJ WKH VFDQ WRROV 5(6(7 ,' &2'(
FRPPDQG :KHQ WKH LPPRELOL]HU FRQWURO XQLW FDOFXODWHV
D QHZ ,' FRGH WKH (&0 ,' FRGH PXVW EH UHVHW WR PDWFK
WKH LPPRELOL]HU FRQWURO XQLW ,' FRGH 7R UHVHW WKH ,' FRGH
UHIHU WR ,GHQWLILFDWLRQ &RGH 5HSURJUDPPLQJ 'XULQJ
GLDJQRVWLF SURFHGXUHV WKH ,' FRGH FDQ EH UHDG IRU
'$(:22 9 %/

,002%,/,=(5 $17,7+()7 6<67(0 7 


FRPSDULVRQ ZLWK WKH (&0 ,' FRGH E\ XVLQJ WKH VFDQ
WRROV 5($' ,002%,/,=(5 &21752/ 81,7 ,'&2'(
FRPPDQG

6(5,$/ '$7$ /,1.


6HULDO GDWD FDQ EH H[FKDQJHG EHWZHHQ D VFDQ WRRO
HOHFWURQLF FRQWURO PRGXOH (&0  DQG WKH LPPRELOL]HU
FRQWURO XQLW 7KH VFDQ WRRO FRQQHFWLRQ LV WKH DVVHPEO\
OLQH GLDJQRVWLF OLQN $/'/ 

(/(&7521,& &21752/ 02'8/(


(&0
:KHQ WKH HOHFWURQLF FRQWURO PRGXOH (&0 GHWHFWV WKDW
WKH LJQLWLRQ LV EHLQJ WXUQHG 21 WKH (&0 ZDLWV IRU D
UHOHDVH PHVVDJH IURP WKH LPPRELOL]HU FRQWURO XQLW ,I D
UHOHDVH PHVVDJH LV QRW UHFHLYHG ZLWKLQ D VSHFLILHG WLPH
WKH (&0 GLVDEOHV WKH HQJLQH 7KH HQJLQH LV DOVR
GLVDEOHG LI WKH LGHQWLILFDWLRQ ,' FRGH WUDQVPLWWHG E\ WKH
LPPRELOL]HU FRQWURO XQLW GRHV QRW PDWFK WKH FRGH VWRUHG

'$(:22 9 %/

LQ WKH (&0V PHPRU\ ,PPRELOL]DWLRQ UHPDLQV LQ HIIHFW


XQWLO WKH LJQLWLRQ LV WXUQHG 2)) RU EDWWHU\ SRZHU LV
UHPRYHG
7R SUHYHQW WKH YHKLFOH IURP EHLQJ GULYHQ WKH (&0
DSSOLHV WKH IROORZLQJ VWUDWHJ\
- 7KH LJQLWLRQ PRGXOH LV SXW LQ D E\SDVV PRGH
- 7KH (&0 ZLOO QRW FUHDWH DQ HOHFWURQLF VSDUN WLPLQJ
(67 RXWSXW VR QR VSDUN ZLOO EH JHQHUDWHG E\ WKH
LJQLWLRQ FRLO
- 7KH (&0 ZLOO QRW HQDEOH WKH IXHO SXPS
- 7KH (&0 ZLOO QRW HQDEOH WKH IXHO LQMHFWRUV
- 7KH (&0 VHWV 'LDJQRVWLF 7URXEOH &RGH '7& 
6HULDO GDWD FRPPXQLFDWLRQ LV WUDQVPLWWHG RQ D VLQJOH
ZLUH EHWZHHQ WKH LPPRELOL]HU FRQWURO XQLW DQG WKH (&0
'XULQJ GLDJQRVWLF SURFHGXUHV RU ,' FRGH FKDQJLQJ D
VFDQ WRRO LV DGGHG WR WKH FRPPXQLFDWLRQ V\VWHP
$Q (&0 ZLWK DQ LPPRELOL]HU FRQWURO XQLW LV QRW
H[FKDQJHDEOH ZLWK WKH (&0 ZLWKRXW DQ LPPRELOL]HU
FRQWURO XQLW

6(&7,21 8

&58,6( &21752/ 6<67(0


&$87,21 'LVFRQQHFW WKH QHJDWLYH EDWWHU\ FDEOH EHIRUH UHPRYLQJ RU LQVWDOOLQJ DQ\ HOHFWULFDO XQLW RU ZKHQ D
WRRO RU HTXLSPHQW FRXOG HDVLO\ FRPH LQ FRQWDFW ZLWK H[SRVHG HOHFWULFDO WHUPLQDOV 'LVFRQQHFWLQJ WKLV FDEOH
ZLOO KHOS SUHYHQW SHUVRQDO LQMXU\ DQG GDPDJH WR WKH YHKLFOH 7KH LJQLWLRQ PXVW DOVR EH LQ /2&. XQOHVV
RWKHUZLVH QRWHG

7$%/( 2) &217(176
6SHFLILFDWLRQV                             
)DVWHQHU 7LJKWHQLQJ 6SHFLILFDWLRQV           
6FKHPDWLF DQG 5RXWLQJ 'LDJUDP            
&UXLVH &RQWURO 6\VWHP                     

8
8
8
8

'LDJQRVLV                                 
&UXLVH &RQWURO 'LDJQRVLV                   
0DLQWHQDQFH DQG 5HSDLU                    
2Q9HKLFOH 6HUYLFH                          

8
8
8
8

&UXLVH &RQWURO $FWXDWRU                     8


$FWXDWRU &RQWURO &DEOH                     8
/HYHU 6ZLWFK                              8
*HQHUDO 'HVFULSWLRQ DQG 6\VWHP
2SHUDWLRQ                                8
&UXLVH &RQWURO 6\VWHP 2SHUDWLRQ            8
&UXLVH &RQWURO $FWXDWRU                    8
/HYHU 6ZLWFK                              8

63(&,),&$7,216
)$67(1(5 7,*+7(1,1* 63(&,),&$7,216
$SSOLFDWLRQ
$FWXDWRU 0RXQWLQJ %ROWV
+RRG 5HOHDVH +DQGOH 6FUHZ
6WHHULQJ &ROXPQ &RYHU 5HWDLQLQJ 6FUHZV

'$(:22 9 %/

1:P

/E)W

/E,Q















8   &58,6( &21752/ 6<67(0

&58,6( &21752/ 6<67(0

6&+(0$7,& $1' 5287,1* ',$*5$0

&8

',$*126,6
'$(:22 9 %/

&58,6( &21752/ 6<67(0 8  

&8

&58,6( &21752/
7HVW 'HVFULSWLRQ
7KH QXPEHU V EHORZ UHIHU WR VWHS V RQ WKH GLDJQRVWLF
WDEOH

 7KH HOHFWURPDJQHWLF FOXWFK LQ WKH FUXLVH FRQWURO


DFWXDWRU LV JURXQGHG WKURXJK WKH EUDNH ODPSV

&UXLVH &RQWURO 'RHV 1RW 2SHUDWH


6WHS

$FWLRQ

9LVXDOO\ LQVSHFW WKH FUXLVH FRQWURO V\VWHP DQG YHULI\


WKH IROORZLQJ FRQGLWLRQV
- 7KH HOHFWULFDO FRQQHFWRU LV FRUUHFWO\ DWWDFKHG WR
WKH FUXLVH FRQWURO DFWXDWRU
- 7KH DFWXDWRU DQG WKH EUDFNHW DUH QRW ORRVH
- 7KH FDEOH LV QRW EHQW RU NLQNHG
- 7KH FDEOH DGMXVWHU LV FRUUHFWO\ DWWDFKHG WR LWV
EUDFNHW
- 7KH FDEOH DQG EXVKLQJ DUH FRUUHFWO\ DWWDFKHG WR
WKH DFFHOHUDWRU DVVHPEO\
- 7KH FDEOH LV SURSHUO\ DGMXVWHG
+DYH DOO RI WKH DERYH FRQGLWLRQV EHHQ YHULILHG"

9DOXH V

1R

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.



*R WR 6WHS 

*R WR 6WHS 



0DNH UHSDLUV WR WKH FRPSRQHQWV RI WKH FUXLVH FRQWURO


V\VWHP WKDW ZHUH REVHUYHG WR EH IDXOW\ LQ 6WHS 
,V WKH UHSDLU FRPSOHWH"



 &RQQHFW D VFDQ WRRO WR WKH $VVHPEO\ /LQH


'LDJQRVWLF /LQN $/'/ DQG WR D SRZHU VRXUFH
 &KHFN IRU HQJLQH FRQWURO GLDJQRVWLF WURXEOH FRGHV
'7&V 
,V D YHKLFOH VSHHG VHQVRU '7& SUHVHQW"



'$(:22 9 %/

<HV

8   &58,6( &21752/ 6<67(0


&UXLVH &RQWURO 'RHV 1RW 2SHUDWH &RQWG
6WHS


$FWLRQ
'LDJQRVH WKH YHKLFOH VSHHG VHQVRU '7& EHIRUH
FRQWLQXLQJ ZLWK WKLV GLDJQRVWLF WDEOH
$IWHU WKH YHKLFOH VSHHG VHQVRU V\VWHP KDV EHHQ
UHSDLUHG LV WKH FUXLVH FRQWURO VWLOO LQRSHUDWLYH"

9DOXH V



5HSDLU WKH EUDNH ODPS V\VWHP


'RHV WKH FUXLVH FRQWURO RSHUDWH DIWHU WKH EUDNH ODPS
V\VWHP KDV EHHQ UHSDLUHG"



&KHFN IXVHV ) DQG )


,V D IXVH EORZQ"



 &KHFN IRU D VKRUW FLUFXLW DQG UHSDLU LI QHFHVVDU\


 5HSODFH WKH EORZQ IXVH V 
,V WKH UHSDLU FRPSOHWH"



 7XUQ WKH LJQLWLRQ 21


 &KHFN WKH YROWDJH DW IXVHV ) DQG )
,V WKH VSHFLILHG YROWDJH DYDLODEOH DW IXVHV ) DQG
)"



5HSDLU WKH SRZHU VXSSO\ WR WKH IXVH V 


,V WKH UHSDLU FRPSOHWH"



 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU IURP WKH


FUXLVH FRQWURO DFWXDWRU
 7XUQ WKH LJQLWLRQ 21
 &KHFN WKH YROWDJH DW WHUPLQDO + RI WKH FRQQHFWRU
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"



5HSDLU WKH RSHQ FLUFXLW EHWZHHQ IXVH ) DQG WKH


FUXLVH FRQWURO DFWXDWRU
,V WKH UHSDLU FRPSOHWH"



:LWK WKH HOHFWULFDO FRQQHFWRU VWLOO UHPRYHG IURP WKH


FUXLVH FRQWURO DFWXDWRU XVH DQ RKPPHWHU WR
PHDVXUH WKH UHVLVWDQFH EHWZHHQ FRQQHFWRU WHUPLQDO
( DQG JURXQG
'RHV WKH RKPPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"



5HSDLU WKH RSHQ FLUFXLW EHWZHHQ JURXQG DQG WHUPLQDO


( RI WKH DFWXDWRU FRQQHFWRU
,V WKH UHSDLU FRPSOHWH"



:LWK WKH HOHFWULFDO FRQQHFWRU VWLOO UHPRYHG IURP WKH


FUXLVH FRQWURO DFWXDWRU XVH DQ RKPPHWHU WR
PHDVXUH WKH UHVLVWDQFH EHWZHHQ FRQQHFWRU WHUPLQDO
& DQG JURXQG
'RHV WKH RKPPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"



5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH DFWXDWRU


FRQQHFWRU WHUPLQDO & DQG WKH LQVWUXPHQW 6
,V WKH UHSDLU FRPSOHWH"



 7XUQ WKH LJQLWLRQ 21


 :LWK WKH HOHFWULFDO FRQQHFWRU VWLOO UHPRYHG IURP
WKH FUXLVH FRQWURO DFWXDWRU XVH D YROWPHWHU WR
FKHFN WKH YROWDJH DW WHUPLQDO - RI WKH FRQQHFWRU
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"

1R

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

*R WR 6WHS 

*R WR 6WHS 



2EVHUYH WKH EUDNH ODPSV ZKHQ WKH EUDNHV DUH EHLQJ


DSSOLHG
'R WKH EUDNH ODPSV WXUQ 21 ZKHQ WKH EUDNHV DUH
DSSOLHG DQG WXUQ 2)) ZKHQ WKH EUDNHV DUH QRW
DSSOLHG"

<HV

6\VWHP 2.



 9

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.



 9

*R WR 6WHS 

*R WR 6WHS 



|:


|:


 9

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 



*R WR 6WHS 


*R WR 6WHS 


*R WR 6WHS 

'$(:22 9 %/

&58,6( &21752/ 6<67(0 8  


&UXLVH &RQWURO 'RHV 1RW 2SHUDWH &RQWG
6WHS

$FWLRQ



5HSDLU WKH RSHQ FLUFXLW EHWZHHQ IXVH ) DQG


WHUPLQDO - RI WKH FUXLVH FRQWURO DFWXDWRU
,V WKH UHSDLU FRPSOHWH"



 7XUQ WKH LJQLWLRQ 21


 :LWK WKH HOHFWULFDO FRQQHFWRU VWLOO UHPRYHG IURP
WKH FUXLVH FRQWURO DFWXDWRU XVH D YROWPHWHU WR
FKHFN WKH YROWDJH DW WHUPLQDO ) RI WKH FRQQHFWRU
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"



5HSDLU WKH RSHQ FLUFXLW EHWZHHQ IXVH ) DQG


WHUPLQDO ) RI WKH FUXLVH FRQWURO DFWXDWRU
,V WKH UHSDLU FRPSOHWH"



 7XUQ WKH LJQLWLRQ 21


 0DNH VXUH WKDW WKH FUXLVH PDLQ VZLWFK LV 2))
 :LWK WKH HOHFWULFDO FRQQHFWRU VWLOO UHPRYHG IURP
WKH FUXLVH FRQWURO DFWXDWRU XVH D YROWPHWHU WR
FKHFN WKH YROWDJH DW WHUPLQDO % RI WKH FRQQHFWRU
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"



5HSDLU WKH VKRUW WR YROWDJH EHWZHHQ WKH FUXLVH PDLQ


VZLWFK DQG WKH FUXLVH FRQWURO DFWXDWRU WHUPLQDO %
,V WKH UHSDLU FRPSOHWH"



 7XUQ WKH LJQLWLRQ 21


 0DNH VXUH WKDW WKH FUXLVH PDLQ VZLWFK LV 21
 :LWK WKH HOHFWULFDO FRQQHFWRU VWLOO UHPRYHG IURP
WKH FUXLVH FRQWURO DFWXDWRU XVH D YROWPHWHU WR
FKHFN WKH YROWDJH DW WHUPLQDO % RI WKH FRQQHFWRU
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"



 5HPRYH WKH FUXLVH FRQWURO PDLQ VZLWFK IRU WHVWLQJ


EXW OHDYH WKH HOHFWULFDO FRQQHFWRU DWWDFKHG
 7XUQ WKH LJQLWLRQ 21
 &KHFN WKH YROWDJH DW WKH 31. ZLUH DW WKH FUXLVH
PDLQ VZLWFK
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"



5HSDLU WKH RSHQ FLUFXLW LQ WKH 31. ZLUH EHWZHHQ


IXVH ) DQG WKH FUXLVH FRQWURO PDLQ VZLWFK
,V WKH UHSDLU FRPSOHWH"



 :LWK WKH FUXLVH FRQWURO PDLQ VZLWFK UHPRYHG IRU


WHVWLQJ WXUQ WKH LJQLWLRQ 21
 7XUQ WKH FUXLVH FRQWURO PDLQ VZLWFK 21
 &KHFN WKH YROWDJH DW WKH *5< ZLUH DW WKH FUXLVH
PDLQ VZLWFK
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"





'$(:22 9 %/

5HSODFH WKH FUXLVH FRQWURO PDLQ VZLWFK


,V WKH UHSDLU FRPSOHWH"
 7XUQ WKH LJQLWLRQ 21
 7XUQ WKH FUXLVH FRQWURO PDLQ VZLWFK 21
 :LWK WKH HOHFWULFDO FRQQHFWRU VWLOO UHPRYHG IURP
WKH FUXLVH FRQWURO DFWXDWRU FKHFN WKH YROWDJH DW
WHUPLQDOV ' DQG * RI WKH FRQQHFWRU
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"

9DOXH V


 9


|9


<HV
6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

*R WR 6WHS 

6\VWHP 2.

1R


*R WR 6WHS 


*R WR 6WHS 


 9

*R WR 6WHS 

*R WR 6WHS 

 9

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.



 9

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.



|9

*R WR 6WHS 

*R WR 6WHS 

8   &58,6( &21752/ 6<67(0


&UXLVH &RQWURO 'RHV 1RW 2SHUDWH &RQWG
6WHS

$FWLRQ

9DOXH V

<HV

1R



 'LVFRQQHFW WKH SLQ FRQQHFWRU DW WKH FUXLVH


FRQWURO OHYHU VZLWFK
 7XUQ WKH LJQLWLRQ 21
 7XUQ WKH FUXLVH FRQWURO PDLQ VZLWFK 21
 :LWK WKH HOHFWULFDO FRQQHFWRU VWLOO UHPRYHG IURP
WKH FUXLVH FRQWURO DFWXDWRU FKHFN WKH YROWDJH DW
WHUPLQDOV ' DQG * RI WKH FUXLVH FRQWURO DFWXDWRU
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"

9

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.





5HSODFH WKH FUXLVH FRQWURO OHYHU VZLWFK


,V WKH UHSDLU FRPSOHWH"





5HSDLU WKH VKRUW WR YROWDJH EHWZHHQ WKH FUXLVH


FRQWURO OHYHU VZLWFK DQG WKH FUXLVH FRQWURO DFWXDWRU
,V WKH UHSDLU FRPSOHWH"
















6\VWHP 2.








7XUQ WKH LJQLWLRQ 21


7XUQ WKH FUXLVH FRQWURO PDLQ VZLWFK 21
6HOHFW 6(7 RQ WKH FUXLVH FRQWURO OHYHU VZLWFK
:KLOH KROGLQJ WKH OHYHU VZLWFK LQ WKH 6(7 SRVLWLRQ
FKHFN WKH YROWDJH DW WHUPLQDO * RI WKH FRQQHFWRU
IRU WKH FUXLVH FRQWURO DFWXDWRU
'RHV WKH YROWPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"

 9

*R WR 6WHS 

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ 21


 7XUQ WKH FUXLVH FRQWURO PDLQ VZLWFK 21
 6HOHFW 5(680( RQ WKH FUXLVH FRQWURO OHYHU
VZLWFK
 :KLOH KROGLQJ WKH OHYHU VZLWFK LQ WKH 5(680(
SRVLWLRQ FKHFN WKH YROWDJH DW WHUPLQDO ' RI WKH
FRQQHFWRU IRU WKH FUXLVH FRQWURO DFWXDWRU
'RHV WKH YROWPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"

 9

*R WR 6WHS 

*R WR 6WHS 

|:

*R WR 6WHS 

*R WR 6WHS 

 7XUQ WKH LJQLWLRQ 2))


 'LVFRQQHFW WKH YHKLFOH VSHHG VHQVRU 966 
 8VH DQ RKPPHWHU WR FKHFN FRQWLQXLW\ EHWZHHQ
WKH '. *51:+7 ZLUH DW WKH 966 DQG WHUPLQDO
$ RI WKH FUXLVH FRQWURO DFWXDWRU FRQQHFWRU
'RHV WKH RKPPHWHU LQGLFDWH WKH VSHFLILHG YDOXH"
5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH 966 DQG WKH
FUXLVH FRQWURO DFWXDWRU FRQQHFWRU WHUPLQDO $
,V WKH UHSDLU FRPSOHWH"
5HSODFH WKH FUXLVH FRQWURO DFWXDWRU
,V WKH UHSDLU FRPSOHWH"
 'LVFRQQHFW WKH SLQ FRQQHFWRU DW WKH FUXLVH
FRQWURO OHYHU VZLWFK
 7XUQ WKH LJQLWLRQ 21
 7XUQ WKH FUXLVH FRQWURO PDLQ VZLWFK 21
 5HIHU WR WKH LOOXVWUDWLRQ RI :LULQJ +DUQHVV WR
/HYHU 6ZLWFK DQG WHVW WKH YROWDJH DW WHUPLQDO %
RI WKH ZLULQJ KDUQHVV FRQQHFWRU
,V WKH YROWDJH HTXDO WR WKH VSHFLILHG YDOXH"
5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH FUXLVH FRQWURO
PDLQ VZLWFK DQG WKH FUXLVH FRQWURO OHYHU VZLWFK
,V WKH UHSDLU FRPSOHWH"



6\VWHP 2.





6\VWHP 2.



 9

*R WR 6WHS 

*R WR 6WHS 



6\VWHP 2.



'$(:22 9 %/

&58,6( &21752/ 6<67(0 8  


&UXLVH &RQWURO 'RHV 1RW 2SHUDWH &RQWG
6WHS

$FWLRQ

9DOXH V

<HV

1R



 8VH DQ RKPPHWHU WR FKHFN IRU DQ RSHQ FLUFXLW


EHWZHHQ WHUPLQDO % RI WKH ZLULQJ KDUQHVV DW WKH
OHYHU VZLWFK DQG WHUPLQDO ' RI WKH DFWXDWRU
FRQQHFWRU
 $OVR XVH WKH RKPPHWHU WR FKHFN IRU DQ RSHQ
FLUFXLW EHWZHHQ WHUPLQDO % RI WKH ZLULQJ KDUQHVV
DW WKH OHYHU VZLWFK DQG WHUPLQDO * RI WKH DFWXDWRU
FRQQHFWRU
'RHV WKH RKPPHWHU LQGLFDWH WKH VSHFLILHG YDOXH IRU
ERWK PHDVXUHPHQWV"

|:

*R WR 6WHS 

*R WR 6WHS 

6\VWHP 2.





5HSODFH WKH OHYHU VZLWFK


,V WKH UHSDLU FRPSOHWH"





5HSDLU WKH RSHQ FLUFXLW EHWZHHQ WKH OHYHU VZLWFK


FRQQHFWRU DQG WKH DFWXDWRU FRQQHFWRU
,V WKH UHSDLU FRPSOHWH"



'$(:22 9 %/

6\VWHP 2.



8   &58,6( &21752/ 6<67(0

0$,17(1$1&( $1' 5(3$,5


219(+,&/( 6(59,&(
&58,6( &21752/ $&78$725
5HPRYDO 3URFHGXUH
 5HPRYH WKH VFUHZ WKDW DWWDFKHV WKH KRRG UHOHDVH
KDQGOH

&8

 &DUHIXOO\ UHPRYH WKH NQHH EROVWHU WULP SDQHO E\


SXOOLQJ XQWLO WKH UHWDLQLQJ FOLSV DUH IUHH IURP WKH VORWV
LQ WKH LQVWUXPHQW SDQHO
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRU IURP WKH FUXLVH
FRQWURO DFWXDWRU
 5HPRYH WKH FUXLVH FRQWURO DFWXDWRU PRXQWLQJ EROWV

&8

 3UHVV WKH UHOHDVH EXWWRQ RQ WKH FDEOH DGMXVWHU DQG


SXVK WKH FDEOH WRZDUG WKH DGMXVWHU XQWLO WKH VSULQJ LV
FRPSUHVVHG

&8

'$(:22 9 %/

&58,6( &21752/ 6<67(0 8  


 7LOW WKH FDEOH KRXVLQJ DQG LQVHUW D IODWEODGH
VFUHZGULYHU LQWR RQH RI WKH VORWV LQ WKH DFWXDWRU

&8

 7LOW WKH FDEOH KRXVLQJ WRZDUG WKH VFUHZGULYHU 7KH


FDEOH KRXVLQJ UHWDLQHUV ZLOO UHOHDVH

&8

 3XOO WKH JXLGH VOHHYH DQG WKH FDEOH RXW RI WKH DFWXDWRU
DQG WXUQ WKH FDEOH  GHJUHHV WR WKH D[LV RI WKH JXLGH
VOHHYH

%8

'$(:22 9 %/

8   &58,6( &21752/ 6<67(0


 5HPRYH WKH DFWXDWRU IURP WKH FDEOH

%8

,QVWDOODWLRQ 3URFHGXUH
 ,QVHUW WKH FDEOH EDOO LQWR WKH DFWXDWRU FDEOH VOHHYH

%8

 3XVK WKH FDEOH KRXVLQJ DQG VOHHYH LQWR WKH DFWXDWRU


XQWLO WKH UHWDLQHUV ORFN WKH FDEOH KRXVLQJ LQ SODFH
 ,QVWDOO WKH FUXLVH FRQWURO DFWXDWRU PRXQWLQJ EROWV

7LJKWHQ
7LJKWHQ WKH FUXLVH FRQWURO DFWXDWRU PRXQWLQJ EROWV WR
 1:P  OELQ 
 3UHVV WKH FDEOH DGMXVWHU EXWWRQ DQG DGMXVW WKH FDEOH
VR WKDW WKH FDEOH EDOO QLSSOH LV  PP  LQFK
IURP WKH EXVKLQJ RQ WKH DFFHOHUDWRU DVVHPEO\

&8

'$(:22 9 %/

&58,6( &21752/ 6<67(0 8  


 &RQQHFW WKH HOHFWULFDO FRQQHFWRU WR WKH FUXLVH FRQWURO
DFWXDWRU
 $OLJQ WKH NQHH EROVWHU WULP SDQHO DQG SUHVV WKH
UHWDLQLQJ FOLSV LQWR WKH VORWV LQ WKH LQVWUXPHQW SDQHO
 ,QVWDOO WKH KRRG UHOHDVH KDQGOH VFUHZ

7LJKWHQ
7LJKWHQ WKH KRRG UHOHDVH KDQGOH VFUHZ WR  1:P
 OELQ 

&8

$&78$725 &21752/ &$%/(


5HPRYDO 3URFHGXUH
 5HPRYH WKH VFUHZ WKDW DWWDFKHV WKH KRRG UHOHDVH
KDQGOH

&8

 &DUHIXOO\ UHPRYH WKH NQHH EROVWHU WULP SDQHO E\


SXOOLQJ XQWLO WKH UHWDLQLQJ FOLSV DUH IUHH IURP WKH VORWV
LQ WKH LQVWUXPHQW SDQHO
 3UHVV WKH UHOHDVH EXWWRQ RQ WKH FDEOH DGMXVWHU DQG
SXVK WKH FDEOH WRZDUG WKH DGMXVWHU XQWLO WKH VSULQJ LV
FRPSUHVVHG

&8

'$(:22 9 %/

8   &58,6( &21752/ 6<67(0


 5HPRYH WKH FDEOH EXVKLQJ IURP WKH DFFHOHUDWRU
DVVHPEO\

&8

 'HSUHVV WKH UHWDLQLQJ WDEV RI WKH FDEOH DGMXVWHU DQG


UHPRYH WKH DGMXVWHU IURP WKH PRXQWLQJ EUDFNHW

&8

 7LOW WKH FDEOH KRXVLQJ DQG LQVHUW D IODWEODGH


VFUHZGULYHU LQWR RQH RI WKH VORWV LQ WKH DFWXDWRU

&8

'$(:22 9 %/

&58,6( &21752/ 6<67(0 8  


 7LOW WKH FDEOH KRXVLQJ WRZDUG WKH VFUHZGULYHU 7KH
FDEOH KRXVLQJ UHWDLQHUV ZLOO UHOHDVH

&8

 3XOO WKH JXLGH VOHHYH DQG WKH FDEOH RXW RI WKH DFWXDWRU
DQG WXUQ WKH FDEOH  GHJUHHV WR WKH D[LV RI WKH JXLGH
VOHHYH

%8

 5HPRYH WKH DFWXDWRU IURP WKH FDEOH

%8

'$(:22 9 %/

8   &58,6( &21752/ 6<67(0


,QVWDOODWLRQ 3URFHGXUH
 ,QVHUW WKH EDOO RI WKH FDEOH DVVHPEO\ LQWR WKH VORW LQ
WKH DFWXDWRU URG DQG WKHQ URWDWH WKH FDEOH
 GHJUHHV

%8

 3XVK WKH JXLGH VOHHYH RQWR WKH DFWXDWRU URG DQG


SUHVV WKH FDEOH KRXVLQJ RQWR WKH DFWXDWRU XQWLO LW LV
ORFNHG LQ SODFH E\ WKH UHWDLQHUV
 &OLS WKH FDEOH DGMXVWHU LQWR WKH EUDFNHW RI WKH SHGDO
PRXQW DVVHPEO\
 3UHVV WKH FDEOH UHOHDVH EXWWRQ DQG VOLGH WKH FDEOH
LQWR WKH DGMXVWHU XQWLO WKH VSULQJ LV IXOO\ FRPSUHVVHG

&8

 ,QVWDOO WKH FDEOH EXVKLQJ LQWR WKH SHGDO DVVHPEO\


 3UHVV WKH FDEOH UHOHDVH EXWWRQ DQG DGMXVW WKH FDEOH WR
DFKLHYH D JDS RI  PP  LQFK EHWZHHQ WKH
EXVKLQJ DQG WKH QLSSOH RI WKH EDOO

&8

'$(:22 9 %/

&58,6( &21752/ 6<67(0 8  


 $OLJQ WKH NQHH EROVWHU WULP SDQHO DQG SUHVV WKH
UHWDLQLQJ FOLSV LQWR WKH VORWV LQ WKH LQVWUXPHQW SDQHO
 ,QVWDOO WKH KRRG UHOHDVH KDQGOH VFUHZ

7LJKWHQ
7LJKWHQ WKH KRRG UHOHDVH KDQGOH VFUHZ WR  1:P
 OELQ 

&8

/(9(5 6:,7&+
5HPRYDO 3URFHGXUH
 5HPRYH WKH VFUHZV ZKLFK UHWDLQ WKH XSSHU DQG ORZHU
VWHHULQJ FROXPQ FRYHUV ,W LV QRW QHFHVVDU\ WR UHPRYH
WKH VWHHULQJ ZKHHO EHFDXVH DFFHVV WR WKH VFUHZV LV
SRVVLEOH E\ WXUQLQJ WKH VWHHULQJ ZKHHO

&%

 5HPRYH WKH VFUHZ WKDW DWWDFKHV WKH KRRG UHOHDVH


KDQGOH

&8

'$(:22 9 %/

8   &58,6( &21752/ 6<67(0


 &DUHIXOO\ UHPRYH WKH NQHH EROVWHU WULP SDQHO E\
SXOOLQJ XQWLO WKH UHWDLQLQJ FOLSV DUH IUHH IURP WKH VORWV
LQ WKH LQVWUXPHQW SDQHO
 5HPRYH WKH XSSHU DQG WKH ORZHU VWHHULQJ FROXPQ
FRYHUV
 'HSUHVV WKH UHWDLQLQJ WDEV RI WKH FUXLVH FRQWURO OHYHU
VZLWFK
 6OLGH WKH FUXLVH FRQWURO VZLWFK DZD\ IURP WKH VWHHULQJ
FROXPQ
 'LVFRQQHFW WKH HOHFWULFDO FRQQHFWRUV IURP WKH FUXLVH
FRQWURO OHYHU VZLWFK

&8

,QVWDOODWLRQ 3URFHGXUH
 $OLJQ WKH FUXLVH FRQWURO VZLWFK DQG VOLGH LW WRZDUG WKH
VWHHULQJ FROXPQ XQWLO WKH UHWDLQLQJ WDEV ORFN
 &RQQHFW WKH HOHFWULFDO FRQQHFWRUV WR WKH FUXLVH
FRQWURO OHYHU VZLWFK
 ,QVWDOO WKH XSSHU DQG WKH ORZHU VWHHULQJ FROXPQ
FRYHUV ZLWK WKH VFUHZV

7LJKWHQ
7LJKWHQ WKH VWHHULQJ FROXPQ FRYHU UHWDLQLQJ VFUHZV WR
 1:P  OELQ 

&%

 $OLJQ WKH NQHH EROVWHU WULP SDQHO DQG SUHVV WKH


UHWDLQLQJ FOLSV LQWR WKH VORWV LQ WKH LQVWUXPHQW SDQHO
 ,QVWDOO WKH KRRG UHOHDVH KDQGOH VFUHZ

7LJKWHQ
7LJKWHQ WKH KRRG UHOHDVH KDQGOH VFUHZ WR  1:P
 OELQ 

&8

'$(:22 9 %/

&58,6( &21752/ 6<67(0 8  

*(1(5$/ '(6&5,37,21
$1' 6<67(0 23(5$7,21
&58,6( &21752/ 6<67(0
23(5$7,21
7KH SXUSRVH RI WKH FUXLVH FRQWURO V\VWHP LV WR
DXWRPDWLFDOO\ PDLQWDLQ D YHKLFOH VSHHG VHW E\ WKH GULYHU
:KHQ WKH FUXLVH FRQWURO LV DFWLYDWHG VSHHG LV
PDLQWDLQHG RU LQFUHDVHG E\ PHDQV RI DQ HOHFWURQLFDOO\
FRQWUROOHG FDEOH DWWDFKHG WR WKH DFFHOHUDWRU DVVHPEO\ ,I
WKH YHKLFOH PXVW EH VORZHG WR PDLQWDLQ WKH VSHHG WKDW
ZDV VHW E\ WKH GULYHU WKH FUXLVH FRQWURO V\VWHP DOORZV
WKH WKURWWOH UHWXUQ VSULQJ WR FORVH WKH WKURWWOH
,I GULYLQJ FRQGLWLRQV UHTXLUH VXGGHQ DFFHOHUDWLRQ DIWHU
WKH FUXLVH FRQWURO KDV EHHQ VHW VSHHG FDQ EH LQFUHDVHG
LQ WKH QRUPDO PDQQHU E\ PDQXDOO\ SUHVVLQJ WKH
DFFHOHUDWRU 7KH FUXLVH FRQWURO LV GLVHQJDJHG LI WKH
EUDNHV RU FOXWFK ZLWK PDQXDO WUDQVPLVVLRQ DUH
DSSOLHG
7KH PLQLPXP VSHHG IRU VHWWLQJ WKH FUXLVH FRQWURO LV
 NPK  PSK  :KHQ FUXLVH FRQWURO LV RSHUDWLQJ
WKH &58,6( LQGLFDWRU ODPS LV WXUQHG RQ LQ WKH
LQVWUXPHQW FOXVWHU
7KH FUXLVH FRQWURO V\VWHP LV FDSDEOH RI PRQLWRULQJ
LQWHUQDO VRIWZDUH DQG KDUGZDUH IDXOWV DV ZHOO DV H[WHUQDO
IDXOWV LQ WKH FRQQHFWRUV DQG ZLUH KDUQHVV ,I D IDXOW LV
GHWHFWHG FUXLVH FRQWURO LV VWRSSHG LPPHGLDWHO\ DQG WKH
SURJUDP ORJLF DQG KDUGZDUH ORJLF LQGHSHQGHQWO\ SUHYHQW
WKH FUXLVH FRQWURO IURP RSHQLQJ WKH WKURWWOH
7KH FUXLVH FRQWURO ZLOO IXQFWLRQ LQ WHPSHUDWXUHV UDQJLQJ
IURP E& E) WR E& E)  0D[LPXP
WHPSHUDWXUH FRXOG FDXVH WKH UHJXODWLRQ SURSHUWLHV WR EH
RXW RI WROHUDQFH EXW WKH VDIHW\ VKXWGRZQ LV VWLOO
RSHUDWLRQDO XQGHU PD[LPXP WHPSHUDWXUH FRQGLWLRQV ,I
KLJK WHPSHUDWXUH LQWHUIHUHV ZLWK FUXLVH FRQWURO
RSHUDWLRQ WKH DFWXDWRU HOHFWURPDJQHWLF FOXWFK ZLOO RSHQ
DQG WKH WKURWWOH UHWXUQ VSULQJ ZLOO FORVH WKH WKURWWOH XQOHVV
WKH DFFHOHUDWRU SHGDO LV SUHVVHG

&58,6( &21752/ $&78$725


7KH FUXLVH FRQWURO DFWXDWRU LV D VLQJOH FRPSRQHQW
V\VWHP 7KH HOHFWURQLF FRQWUROV DUH FRPELQHG LQ RQH
KRXVLQJ ZLWK WKH PHFKDQLFDO FRPSRQHQWV 7KH DFWXDWRU
LV PRXQWHG LQ WKH SDVVHQJHU FRPSDUWPHQW
7KH PHFKDQLFDO FRPSRQHQWV RI WKH FUXLVH FRQWURO
DFWXDWRU DUH OLVWHG EHORZ
- 3HUPDQHQW ILHOG '& PRWRU
- 6LQJOH VWDJH EHOW WUDQVIHU JHDULQJ
- 6SLQGOH GULYH
- (OHFWURPDJQHWLF FOXWFK
- &OXWFK SODWH ZLWK FDEOH DWWDFKPHQW
- (QG VZLWFKHV
- 3ODVWLF KRXVLQJ ZLWK QRLVH UHGXFWLRQ FRYHU
- 'DPSLQJ XQLW IRU FOXWFK SODWH VODS
7KH PHFKDQLFDO SDUWV DUH QRW VHUYLFHDEOH 7KH HQWLUH
DFWXDWRU PXVW EH UHSODFHG LI LW LV PHFKDQLFDOO\ GHIHFWLYH

'$(:22 9 %/

7KH HOHFWURQLFV RI WKH FUXLVH FRQWURO V\VWHP LQFOXGH WKH


IROORZLQJ LWHPV
- $ PLFURSURFHVVRU ZKLFK FRQWUROV VSHHG UHJXODWLRQ
DQG PRQLWRUV LQSXW VLJQDOV
- $ FOXWFK DFWLYDWLRQ FLUFXLW ZKLFK HQHUJL]HV WKH FOXWFK
PDJQHW LQ RUGHU WR FRXSOH WKH '& PRWRU WR WKH FRQWURO
FDEOH
- $ GULYHU FLUFXLW ZKLFK DFWLYDWHV WKH '& PRWRU LQ D
FORFNZLVH RU FRXQWHUFORFNZLVH GLUHFWLRQ
- $ FRQWURO XQLW IRU ODPS DFWLYDWLRQ
7KH HOHFWURQLF SDUWV DUH QRW VHUYLFHDEOH 7KH HQWLUH
DFWXDWRU PXVW EH UHSODFHG LI WKHUH LV DQ HOHFWURQLF GHIHFW
LQ RQH RI WKH V\VWHPV

/(9(5 6:,7&+
$IWHU WKH PDLQ VZLWFK LV WXUQHG 21 DQG WKH QHXWUDO
SRVLWLRQ RI WKH OHYHU VZLWFK LV GHWHFWHG E\ WKH FUXLVH
FRQWURO DFWXDWRU WKH IROORZLQJ RSHUDWLRQV FDQ EH
SHUIRUPHG E\ XVLQJ WKH FUXLVH FRQWURO OHYHU VZLWFK
6HW
,I WKH FUXLVH FRQWURO LV 21 DQG WKH PLQLPXP VSHHG LV
 NPK  PSK  EXW QRW PRUH WKDQ  NPK
 PSK  WKH WDUJHW VSHHG FDQ EH VHW E\ VHOHFWLQJ WKH
6(7 EXWWRQ IRU  WR  PLOOLVHFRQGV ,I 6(7 LV VHOHFWHG
IRU PRUH WKDQ  PLOOLVHFRQGV WKH FUXLVH ZLOO EH
DFWLYDWHG LQ WKH &2$67 IXQFWLRQ ,I WKH DFFHOHUDWRU LV
SUHVVHG E\ WKH GULYHU DIWHU WKH FUXLVH FRQWURO KDV EHHQ
VHW WKH SUHYLRXV WDUJHW VSHHG ZLOO EH PDLQWDLQHG ZKHQ
WKH DFFHOHUDWRU LV UHOHDVHG ,I WKH DFFHOHUDWRU LV SUHVVHG
E\ WKH GULYHU XQWLO WKH DFWXDO VSHHG LV PRUH WKDQ  NPK
 PSK RYHU WKH WDUJHW VSHHG RU XQWLO WKH YHKLFOH
H[FHHGV  NPK  PSK  WKH FUXLVH FRQWURO ZLOO
GLVHQJDJH
&RDVW
,I D WDUJHW VSHHG KDV EHHQ VHW DQG &2$67 LV VHOHFWHG
IRU DW OHDVW  PLOOLVHFRQGV WKH WKURWWOH LV DOORZHG WR
UHWXUQ WR LGOH DQG WKH YHKLFOH ZLOO FRDVW :KHQ WKH
&2$67 VZLWFK LV UHOHDVHG WKH FXUUHQW VSHHG ZLOO EH
PDLQWDLQHG DV WKH QHZ WDUJHW VSHHG ,I WKH YHKLFOH VSHHG
GURSV EHORZ  NPK  PSK ZKLOH FRDVWLQJ WKH
FUXLVH FRQWURO ZLOO EH GLVHQJDJHG ,I WKH VZLWFK LV
UHOHDVHG EHWZHHQ  NPK  PSK DQG  NPK
 PSK  WKH PLQLPXP WDUJHW VSHHG RI  NPK
 PSK ZLOO EH XVHG
5HVXPH
,I WKH FUXLVH FRQWURO LV 21 DQG WKH V\VWHP ZDV
GLVHQJDJHG E\ XVLQJ WKH EUDNH RU FOXWFK H[FHHGLQJ WKH
PD[LPXP VSHHG IDLOLQJ WR PDLQWDLQ WKH PLQLPXP VSHHG
RU H[FHHGLQJ WKH WDUJHW VSHHG E\ PRUH WKDQ  NPK
 PSK  WKH ODVW PHPRUL]HG VSHHG FDQ EH UHVHW E\
VHOHFWLQJ 5(680( LI WKH WLPH VLQFH GLVHQJDJHPHQW LV
QRW JUHDWHU WKDQ  VHFRQGV 7KH 5(680( IXQFWLRQ LV
VHOHFWHG E\ VZLWFKLQJ WR 5(680( IRU  WR
 PLOOLVHFRQGV ,I WKH DFWXDO VSHHG LV EHORZ WKH WDUJHW
VSHHG ZKHQ 5(680( LV VHOHFWHG WKH YHKLFOH ZLOO EH
DFFHOHUDWHG DW  NPK SHU VHFRQG  PSKVHFRQG
XQWLO WKH YHKLFOH LV ZLWKLQ  NPK  PSK RI WKH WDUJHW
VSHHG DQG WKHQ DFFHOHUDWLRQ ZLOO EH UHGXFHG LQ RUGHU WR

8   &58,6( &21752/ 6<67(0


DFKLHYH D VPRRWK WUDQVLWLRQ IURP DFFHOHUDWLRQ WR
FUXLVLQJ ,I WKH DFWXDO VSHHG LV DERYH WKH WDUJHW VSHHG
ZKHQ 5(680( LV VHOHFWHG WKH WKURWWOH ZLOO EH DOORZHG WR
UHWXUQ WR LGOH XQWLO WKH WDUJHW VSHHG LV DFKLHYHG
5(680( FDQ EH FDQFHOHG E\ VHOHFWLQJ 6(7 DQG WKHQ
WKH FXUUHQW VSHHG ZLOO EH PDLQWDLQHG DV WKH QHZ WDUJHW
VSHHG

KDV XVHG WKH DFFHOHUDWRU WR LQFUHDVH VSHHG RYHU  NPK


RYHU WKH FXUUHQW WDUJHW VSHHG D WDSXS VLJQDO ZLOO EH
LQWHUSUHWHG DV D QRUPDO 6(7 VLJQDO 7KH FUXLVH FRQWURO
ZLOO QRW DFFHSW D WDSXS WDUJHW VSHHG DERYH  NPK
 PSK  ,I WKH DFWXDO VSHHG KDV IDOOHQ  NPK
 PSK EHORZ WKH WDUJHW VSHHG WDSXS VLJQDOV DUH QRW
DFFHSWHG

$FFHOHUDWH
,I FUXLVH FRQWURO LV 21 DQG WKH $&&(/ VZLWFK LV
VHOHFWHG IRU PRUH WKDQ  PLOOLVHFRQGV WKH YHKLFOH ZLOO
DFFHOHUDWH 7KH DFFHOHUDWLRQ LV PDLQWDLQHG DW WKH UDWH RI
 NPK SHU VHFRQG  PSKVHFRQG DV ORQJ DV
YHKLFOH SHUIRUPDQFH LV VXIILFLHQW RWKHUZLVH IXOO WKURWWOH
LV DSSOLHG :KHQ WKH VZLWFK LV UHOHDVHG WKH FXUUHQW
VSHHG ZLOO EH VWRUHG DQG XVHG DV WKH QHZ WDUJHW VSHHG
7KH $&&(/ VZLWFK FDQQRW EH XVHG IRU DFFHOHUDWLRQ
DERYH  NPK  PSK  ,I  NPK  PSK LV
DWWDLQHG DFFHOHUDWLRQ ZLOO VWRS DQG  NPK ZLOO EH VHW
DV WKH QHZ WDUJHW VSHHG

7DS'RZQ
,I WKH FUXLVH FRQWURO LV DOUHDG\ VHW DQG 6(7 LV VHOHFWHG
IRU EHWZHHQ  DQG  PLOOLVHFRQGV WKH WDUJHW VSHHG
ZLOO EH GHFUHDVHG E\  NPK IRU HDFK WLPH WKDW 6(7 ZDV
VHOHFWHG RU WDSSHG  7DSGRZQ VLJQDOV ZLOO QRW EH
DFFHSWHG IRU D WDUJHW VSHHG EHORZ  NPK  PSK 
,I WKH YHKLFOH VSHHG KDV LQFUHDVHG WR  NPK  PSK
RYHU WKH WDUJHW VSHHG WKH FUXLVH FRQWURO V\VWHP ZLOO
LQWHUSUHW D WDSGRZQ VLJQDO DV D 6(7
,I WKH FUXLVH FRQWURO LV WXUQHG 2)) ZLWK WKH PDLQ VZLWFK
DOO FUXLVH FRQWURO IXQFWLRQV DUH VWRSSHG WKH DFWXDWRU
FDEOH LV GULYHQ WRZDUG LGOH DQG WKHQ WKH HOHFWURPDJQHWLF
FOXWFK IRU WKH FDEOH DFWXDWRU LV RSHQHG 7KH FDEOH
DFWXDWRU FOXWFK LV QRW RSHQHG LPPHGLDWHO\ WR DFFRPSOLVK
D VPRRWK WUDQVLWLRQ LQ YHKLFOH VSHHG ,I WKH FUXLVH FRQWURO
LV RII IRU PRUH WKDQ  VHFRQGV WKH PHPRUL]HG WDUJHW
VSHHG LV HUDVHG

7DS8S
,I WKH FUXLVH FRQWURO KDV EHHQ VHW DQG 5(680( LV
VHOHFWHG DJDLQ IRU PRUH WKDQ  PLOOLVHFRQGV EXW OHVV
WKDQ  PLOOLVHFRQGV WKH WDUJHW VSHHG ZLOO EH
LQFUHDVHG E\  NPK  PSK IRU HDFK WLPH WKDW WKH
5(680( EXWWRQ ZDV VHOHFWHG RU WDSSHG  ,I WKH GULYHU

'$(:22 9 %/

You might also like