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Krishnachandran R.
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KC EC 010 803 Light Wave Communication
Syllabus:- Recollection of basic principles of optics: ray theory- critical angle- total in-
ternal reection - Optical wave guides - Propagation in bre- expression for acceptance angle-
numerical aperture - V number-modes, mode coupling - SI bre and GI bre - single mode
bers
1. Bandwidh (BW)
2. Good signal to noise ratio (SNR) i.e. low loss
Since the bandwidth of a system is more or less proportional to the frequency of opera-
tion, use of higher frequency facilitates larger BW. The BW at optical frequencies is expected
to be 3 to 4 orders of magnitude higher than that at the microwave f requencies (1GHz to
100GHz).
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KC EC 010 803 Light Wave Communication
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KC EC 010 803 Light Wave Communication
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KC EC 010 803 Light Wave Communication
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KC EC 010 803 Light Wave Communication
3. Low EMI
Optical bers are dielectric waveguides
No Electromagnetic Interference (EMI) or switching transients giving EMP Pulses
Unaected by transmission through an electrically noisy environment
Fiber cable require no shielding from EMI
Optical interference can also be avoided easily
Cross talk is negligible even when bers are cabled together
4. Signal Security
The light from the optical ber cable doesn't radiate signicantly, providing high
degree of security
In the case of twisted pair cable eld lies outside and can be coupled.
Optical signal cannot be obtained non invasively, can only be tapped where leakage
is there.
5. Electrical Isolation
Suited for communication in electrically hazardous environment
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KC EC 010 803 Light Wave Communication
1. Ray Model
2. Wave Model
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KC EC 010 803 Light Wave Communication
3. Quantum Model
5 Ray Optics
According to ray theory, light travels in a straight line from one point to another and
the path is called ray of light. A bundle of such rays constiutes a beam of light. This gives
us an easy tool to analyze the behavior of optical signal when the physical dimension of the
associated objects is much larger than the wavelength of the optical signal. For example
with prisms and lenses. We will use ray theory to get some results quickly.
The inccident ray, reected ray and normal to the reecting surface at the point of
inccidence lie in the same plane
The angle of inccidence measured from the normal is equal to the angle of reection.
The direction of propagation of an obliquely inccident ray of light that enters the other
medium, changes at the interface of two media . This phenomenon is called refraction of
light.
When an optical ray of light is inccident on the interface between two transparent media
of dierent refractive index, a part of it is reected abiding the laws of reection and the
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KC EC 010 803 Light Wave Communication
rest of it is refracted into the second media. The optical ray can be assumed to be divided
into two 1) reected ray 2) refracted ray.
Snell's law states when a light ray get refracted the inccident ray, the reected ray and
the normal to the surface(interface) at the point of inccidence lie in the same plane and the
sine of angle of inccidence to the sine of angle of refraction is a constant and is given by
n2 /n1 .
sin 1 n2
=
sin 2 n2
where n1 is the refractive index of the medium 1, n2 is the refractive index of the medium
2 and 1 is the angle of inccidence between the light ray and the normal to the interface
between two materials, 2 is the angle of refraction between the light ray and the normal
n1 sin 1 = n2 sin 2
If n1 < n2 the refracted ray bends towards the normal i.e., 2 < 1 .
If n1 > n2 the refracted ray bends away from the normal i.e., 2 > 1 .
When light travels from an optically denser medium to an optically rarer medium the
refracted ray bends away from the normal.
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KC EC 010 803 Light Wave Communication
n1 sin 1c = n2 sin /2
n1 sin 1c = n2
n
2
sin 1c =
n
n1
2
sin 1c =
n1
1 n2
1c = sin
n1
If the direction of the propagation of the reected or refracted ray is reversed each will
retrace the optical path. This is called Principle of Reversibility.
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KC EC 010 803 Light Wave Communication
Optical path length or Optical distance is dened as the product of the distance d trav-
elled by a ray through the medium and refractive index.
Optcal Path denoted by l,
l = dn
where d is the distance and n is the refractive index of the medium. For a ray travelling
l = d1 n1 + d2 n2 + ...... + dk nk
k
X
= di ni
i=1
Optical path length determines the phase of light and governs interference and dirac-
tion.
In free space light travels in straight line, for two points seperated by a distance d the
time taken for the light to travel between the two points
d
t=
c
If there is a media between two points the speed of light is reduced by a factor n, then.
d
tn =
c/n
nd
=
c
l
=
c
where l = nd is the optical path length
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KC EC 010 803 Light Wave Communication
Fermat's principle states that the path taken by a light ray travelling from one point to
another through any set of media is of shortest time. (i.e., the time required to travel is of
minimum).
The path a ray take between two points is that of shortest optical path length. Consider
Figure 7.1, for a ray travelling d1 , d2 , d3 .......dk distances through media with refractive indices
n1 , n2 , n3 .......nk respectively, the optical path length is
k
X
l= di ni
i=1
Consider the propagation of light from point A to point B as shown in the Figure 5.5.
The optical path length from A to B is
d = nd1 + nd2 (5.1)
from the gure,
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KC EC 010 803 Light Wave Communication
According to Fermat's Principle the light ray will take the minimum optical path length
i.e., P will be at a position to minimize d(x). dierentiating equation 5.4 with respect to x
and equating to zero, we get.
d
d(x) = 0
dx
2 2 (1/2) 2 2 (1/2)
n.(1/2).(x + h1 ) .2x + n.(1/2).((y x) + h2 ) . 2(y x) = 0
x yx
p p = 0
x2 + h21 (y x)2 + h22
x yx
p = p
x2 + h21 (y x)2 + h22
sin 1 = sin 3
3 = 1
Consider the propagation of light from point A to point B as shown in the Figure 5.6.
The optical path length from A to B is
d = n1 d1 + n2 d2 (5.5)
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KC EC 010 803 Light Wave Communication
According to Fermat's Principle the light ray will take the minimum optical path length
i.e., P will be at a position to minimize d(x). dierentiating equation 5.8 with respect to x
and equating to zero, we get.
d
d(x) = 0
dx
2 2 (1/2)
n1 .(1/2).(x + h1 ) .2x
+n2 .(1/2).((y x)2 + h22 )(1/2) . 2(y x) = 0
x yx
n1 p n2 p = 0
2
x + h12
(y x)2 + h22
x yx
n1 p = n2 p
x2 + h21 (y x)2 + h22
n1 sin 1 = n2 sin 2
6 Optical Waveguides
An optical waveguide is a physical structure that guides electromagnetic waves in the
optical spectrum. Common types of optical waveguides include optical ber and rectangular
waveguides. Optical waveguides are used as components in integrated optical circuits or as
the transmission medium in local and long haul optical communication systems. Optical
waveguides can be classied according to their geometry (planar, strip, or ber waveguides),
mode structure (single-mode, multi-mode), refractive index distribution (step or gradient
index) and material (glass, polymer, semiconductor).
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KC EC 010 803 Light Wave Communication
both transverse directions rather than just one. Rectangular waveguides are used in inte-
grated optical circuits, and in laser diodes. They are commonly used as the basis of such
optical components as Mach-Zehnder interferometers and wavelength division multiplexers.
The cavities of laser diodes are frequently constructed as rectangular optical waveguides.
Optical waveguides with rectangular geometry are produced by a variety of means, usually
by a planar process.
The light gets guided inside the structure, through the basic phenomenon of total inter-
nal reection. The optical ber consists of two concentric cylinders; the inside solid cylinder
is called the core and the surrounding shell is called the cladding.The light undergoes mul-
tiple reection before reaching ber end. For the light to propagate inside the ber through
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KC EC 010 803 Light Wave Communication
total internal reections at core-cladding interface, the refractive index of the core must be
greater than the refractive index of the cladding, n1 > n2 .
For propagation of light inside the ber, there are two possibilities.
1. A light ray can be launched in a plane containing the axis of the ber.We can then
see the light ray after total internal reection travels in the same plane i.e., the ray
is conned to the plane in which it was launched and never leave the plane. In this
situation the rays will always cross the axis of the ber after every reection at core
cladding interface. These are called the Meridional rays . These rays which always
pass through the axis of the ber giving high optical intensity at the centre of the core.
2. The other possibility is that the ray is not launched in a plane containing the axis
of the ber. For example if the ray is launched at some angle such that it does not
intersect the axis of the ber, then after total internal reection it will go to some
other plane. We can see that in this situation the ray will never intersect the axis of
the ber. The ray essentially will spiral around the axis of ber. These rays are called
the Skew rays . The rays which never intersect the axis of the ber, giving low optical
intensity at the center and high intensity towards the rim of the ber.
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KC EC 010 803 Light Wave Communication
(a) Helical path taken by Skew Ray (b) Cross sectional view
Figure 6.6: Propagation of Meridional rays - the ray being lost with out TIR
For conning the light inside the ber core or for total internal reection to take place
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KC EC 010 803 Light Wave Communication
1 > 1c where 1c is the critical inccident angle of the core cladding interface. The angle the
beam makes with the axis of the ber inside the core above which the beam will undergo total
internal relfection at core cladding interface is called Critical Propagaton Angle (c ). That is
when = c , 1 = 1c & we know that = (/2) 1 . The total internal reection takes
place inside the ber for 1 > 1c (critical inccident angle) or < c (critical propagation
angle). So to save light inside the ber it is necessary to direct rays at this critical propagation
angle or even at lesser angle.
From Snell's Law,
n1 sin 1c = n2 sin(/2)
n2
sin 1c =
n1
sin 1c = cos c
n2
cos c =
n
p1
sin c = 1 cos2 c
r n 2
2
sin c = 1
n1
r n 2
2
criticalpropagationangle, c = sin1 1
n1
For any rays to be transmitted by total internal reection or for the rays to make an
angle less than the Critical Propagation angle, we have to direct it from outside the ber at
an angle a or less as shown in gure 6.8. we can see that any ray inccident on the ber core
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KC EC 010 803 Light Wave Communication
with in a cone dened by conical angle 2a will be transmitted by total internal reection
with in the ber core, hence 2a is called Acceptance angle of the ber and the cone formed
by 2a is called Acceptance Cone. Sometimes a is called acceptance angle.
Considering air gap between the source and the ber (n = 1) and applying Snell's law
at the air core interface.
n sin a = n1 sin c
sin a = n1 sin c (n 1)
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KC EC 010 803 Light Wave Communication
Numerical Aperture (NA) is a measure of light gathering capacity of the bre and is
dened as sine of angle a ,
N A = sin a
= n1 sin c
r n 2
2
= n1 1
n1
q
= n21 n22
NA describes the ability of an optical ber to gather light from a source and then
to preserve the light inside the ber NA will be specied in the optical ber data sheets.
Let n = n1 n2 , let the average refractive index n = n1 +n
2
2
, then the relative dierence of
refractive indices,
n
=
n
n1 n2
=
n
q
NA = n21 n22
p
= (n1 + n2 )(n1 n2 )
p
= (2n)(n)
= 2n2
= n 2
NA depends on average refractive index and relative dierence of the refractive indices.
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KC EC 010 803 Light Wave Communication
Consider a ray inccident at a point a on the core of the ber, it makes an angle s with
the normal at the point A. The ray is refracted at air-core interface before travelling to the
pont B in the same plane. The angles of inccidence and reection at the point are which
is greater than the critical angle for the core cladding interface. From the hure,
RB
cos =
AB
RB T B
= .
T B AB
= cos . sin
cos . sin = cos
q
cos . sin = 1 sin2
If the limiting case for total internal reection is considerd, the becomes equal to the
critical angle c for core cladding interface. From Snell's Law
n2
sin c =
n1
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KC EC 010 803 Light Wave Communication
n sin a = n1 sin
cos c
sin as = n1 .
cos
r
n1 n2
= . 1 ( )2
cos n1
q
sin as . cos = n21 n22
sin as . cos = N A
Skew rays are accepted at larger axial angles in a given ber than merional rays;
depending on the value of cos . for meridional rays = 0, cos = 1 and as becomes equal
to a .
6.5 Modes
Numerical Aperture characterizes the ability of a specic optical ber to gather light .
The larger the numerical aperture the easier it is to direct light into an optical ber. Light
can propagate inside an optical ber only as a set of seperate beams or rays, i.e. light will
only propagate at distinct propagating angles ranging from critical value c . These dierent
beams are called modes. we can distinguish modes by their propagting angles. smaller the
angles smaller the order of the mode. The mode travelling precisely along the ber central
axis is the zero order mode and the mode travelling at critical propagation angle is the
highest order mode possible. The zero order mode is also called the fundamental mode.
The light basically consists of wave fronts. A line perpendicular to a wave front is called the
ray. Light is an electromagnetic wave and when we say it travels like a ray it is a collection
of wavefronts which move. Let us take an optical ber with light rays propagating in it. The
rays and the wave fronts which are perpendicular to the rays, are as shown in gure 6.10.
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KC EC 010 803 Light Wave Communication
Let us consider a phase front corresponding to the ray AB and passing through the
point B. This phase front also meets the ray CD at point E. In other words, the phase of
the ray at B (just before the reection) is same as that of the ray at point E. That is to
say that the phase change corresponding to the distance BCE added with the phase of the
reection coecient at points B and C should be a multiple of 2 . This is what is called the
condition for the constructive interference.
+ 2 = /2
BC = d sec
CE = BC sin
= d sec sin(/2 2)
= d sec cos 2
= 2m
2.n1 d cos
+ = m
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KC EC 010 803 Light Wave Communication
It can be noted that for = /2 that is the ray along the axis of the ber, = 0 and
the condition is satised with m = 0 for any value of n1 , d, .
As increases n1 d/ (either due to increase of the diameter of the core or refractive index
of the core, or decrease in wavelength) more values of m satisfy the condition and therefore
have sustained propagation inside the ber.
The above phase condition can be satised only by discrete rays entering the structure
i.e. rays at nite number of angles are accepted by the optical ber. The ensemble of
rays entering at a specic angle from the axis of the ber gives discrete optical intensity
distributions. These are called the modes of an optical ber. From the expression of the
phase matching condition we nd that as d increases, the number of rays accepted by the
optical ber increases and as d decreases the number of rays decreases.
If we take a value of d small enough such that it satises the phase condition only the
lowest value of m , only one mode will propagate inside the ber. These bers are called
Single Mode Fibers.
6.5.1 V-number
The number of modes a ber can support dependson the optical and geometric char-
acteristics of a ber. The number of modes inside a ber should be proportional to ber
diameter d, the numerical Aperture (NA) and inversly proportional to . The number of
modes in a ber is determined by the Normalized Frequency Parameter 'V 'which is also called
the V-Number or Normalized Cut-o Parameter or Characteristic Waveguide Parameter.
The V-Number is given by
.d
q
V = . n21 n22
.d
= .N A
.d
= .n. 2
where n = n1 +n2
2
is the average refractive index, and = n1 n2
n
the relative dierence
of refractive indices.
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KC EC 010 803 Light Wave Communication
same angle with the axis. This beam will only propagate only if the new angle corresponds
to the angle formed by adjacent modes. There will be energy transfer from one mode
to its adjacent modes. The eect of coupling energy travelling in one mode to another
mode is called Mode Coupling or Mixing. The individual modes do not normally propagate
throughout the length of the ber without large energy transfers to adjacent mode; even
when the ber is exceptionally good and is not strained or bent by its surroundings.
7 Question Bank
7.1 Part A & B
1. Explain the basic principle of transmission of light through optical ber.
2. What is total internal reection Explain.
3. Dene critical angle. What is its signifcance.
4. Explain critical propagation angle.
5. Explain critical incident angle.
6. Dene acceptance angle and acceptance cone.
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KC EC 010 803 Light Wave Communication
7.2 Part C
1. What is the dierence between Propagation phase constant and the normalised
propagation constant b? How are they related? Explain.
2. What is normalized frequency parameter? Explain its signicance. Calculate the num-
ber of modes for GIF if core diameter is 62.5m, NA=0.275 and operating wavelength
is 1300nm.
3. Explain the signifcance of V number. Write mode volume expression for single and
multimode ber. Dene Acceptance cone.
4. Explain the ray theory in ber optics in detail. Explain the concept of mode coupling
in optical ber.
5. Discuss the eect of index prole on propagetion. Derive standard wave equations for
optical bers.
6. Dene and expalin: i) critical angle iii) Acceptance cone iv)Vnumber.
7. Derive the expressions for acceptance angle and numerical aperutre. State and explain
Snell's law.
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KC EC 010 803 Light Wave Communication
8. Describe in detail the eect of index prole on propagation. Describe the modes in SI
and GI bers. Give mathematical represntaions.
9. What are the parameters of an optical ber? Explain how they aect the propagation
of wave. Explain the eect of index prole on wave propagation thorugh a cable.
10. Explain how optical ber act as a waveguide. What is V number? Derive Vnumbers
for dierent types of optical bers.
11. Dene the eect of index prole on propagation.
12. Explain the signicance of V number. A multimode SIF with core diameter 80m and
relative index is 1.5 is operating at a wavelength of 0.85m. If the core refractive index
is 1.48 calculate the normalized frequency for ber and the number of guided waves.
13. Dene and expalin acceptance cone. Obtain an expression for a . Draw the index
prole diagrams for all the glass bers and explain.
14. Compare and contrast all the parameters of step index and graded index glass bers.
Expalin the signicance of V-number. Derive expressions for v number for step index
and graded index ber.
15. State Snell's Law for refraction and outline its signiance in ber optics. Explain the
propagation modes in single modes in single mode bers.
16. Compare the parameters of single mode ber, multimode step index ber and multi-
mode graded index ber. Give an account of plastic bers.
17. Explain with diagrams the principle of wave thorugh an optical bre. Discuss on the
eect of index prole on light wave propagation through bre.
18. Discuss on the modes of propagation in SI and GI bres. Derive the wave equations
in cylindrical co ordiantes for single mode glass bers.
19. Explain the following 1)Total Internal reection 2) Snell's law 3)VNumber.
Reference :- M G University Question Papers for L704 Optical Fiber Communication Systems
(F6474 NOV 2013, F3185 DEC 2012, G1298 MAY 2012, F9139 NOV 2011, G6952 APR 2011,
F3646 NOV 2010, G2031 MAY 2010, F7957 NOV 2009, G6032 APRIL/MAY 2009, F3658
NOV 2008, G2354 MAY 2008)
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