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Background: Reports of the extent of working memory (WM) impairment in early Alzheimers disease
(AD) have been inconsistent. Using the model of WM proposed by Baddeley, neuropsychological
evidence for the impairment of WM in early AD is evaluated.
Method: Literature searches were performed using Medline, PsycINFO and Embase databases. Individual
papers were then examined for additional references not revealed by computerised searches.
Results: Phonological loop function is intact at the preclinical and early stages of AD, becoming more
impaired as the disease progresses. In mild AD, there is impairment on tasks assessing visuospatial
sketchpad (VSS) function; however, these tasks also require executive processing by the central executive
system (CES). There is evidence that the CES is impaired in mild AD and may be affected in the earlier
preclinical stage of the disease. Episodic buffer function may be impaired but further research is required.
Conclusions: Future research into central executive functioning at the earliest stages of the disease,
combined with further longitudinal studies, needs to be carried out. Tasks to assess the proposed
functions of the episodic buffer and specific tests of the VSS suitable for AD subjects need to be developed
and validated. Learning more about these processes and how they are affected in AD is important in
understanding and managing the cognitive deficits seen in the early stages of AD. Copyright # 2009 John
Wiley & Sons, Ltd.
Key words: working memory; Alzheimers Disease; central executive
History: Received 20 October 2008; Accepted 8 April 2009; Published online 11 August 2009 in Wiley InterScience
(www.interscience.wiley.com).
DOI: 10.1002/gps.2314
Copyright # 2009 John Wiley & Sons, Ltd. Int J Geriatr Psychiatry 2010; 25: 121132.
122 J. D. Huntley and R. J. Howard
The concept of STM was based on the model of Several studies using digit and word spans have found
Atkinson and Shiffrin (1968). STM was conceptualised them reduced in AD subjects compared to elderly
as a temporary store, through which information passed controls (Miller, 1973; Morris, 1984; Kopelman, 1985;
prior to being encoded in long term memory or retrieved Morris, 1987a; Becker, 1988; Spinnler et al., 1988;
from long-term memory stores (Atkinson and Shiffrin, Hulme et al., 1993; Cherry et al., 1996), with no
1968). Neuropsychological data cast doubts as to the role significant difference between elderly and young
of STM as a gatekeeper controlling input and output control groups (Belleville et al., 1996).
from long term memory through a simple serial process. However, as can be seen from Table 1, some studies
Patients were described with specific STM deficits but have found normal digit and word spans in individuals
who appeared to have preserved long term memory at the early or mild stages of AD (Martin et al., 1985;
(Shallice and Warrington, 1970) and vice versa Carlesimo et al., 1994; Perry et al., 2000). It appears
(Baddeley and Warrington, 1970). that rather than reflecting heterogeneity of WM deficits
These findings led Baddeley and Hitch to suggest a in AD, some of these conflicting results may be
new model of STM, consisting of subcomponents, explained by differences in disease severity amongst
which they termed the working memory model subjects. Some investigators have examined subjects at
(Baddeley and Hitch, 1974). According to this model, the very early stages of AD, referred to as minimal AD
information is held in subsidiary slave systems, the and at the preclinical or mild cognitive impairment
phonological loop, which holds verbal information (MCI) stage. There is evidence that digit spans are
and the visuospatial sketchpad (VSS), which holds preserved in MCI and minimal AD but become signi-
visual images. A third component of the model, the ficantly impaired across mild and moderate groups
central executive system (CES), acts as an attentional (Corkin, 1982; Orsini et al., 1988; Lines et al., 1991;
controller, allowing manipulation and executive Greene et al., 1995; Hodges and Patterson, 1995;
control of information within WM (Baddeley, 1996). Traykov et al., 2007). This may reflect initially normal
The functions of the central executive overlap conside- functioning within the phonological loop and CES
rably with other models of attention, including Norman which becomes impaired as the disease progresses.
and Shallices (1980) model of a supervisory attentional Longitudinal studies have found that digit span
system (SAS) (Norman and Shallice, 1980) and involve performance is normal at the preclinical stage of the
executive processes, such as the ability to shift and divide disease (Backman et al., 2001; Twamley et al., 2006)
attention, inhibit irrelevant information and manipu- and does not predict advancement to AD (Bondi et al.,
late information within verbal and visual stores. In 2000, 1994).
the model was extended by Baddeley to include an The Corsi block tapping test is used as a measure of
episodic buffer (Baddeley, 2000), placing WM at the spatial memory span. This involves encoding of visual
interface of episodic memory and executive function. stimuli, short term storage of spatial location and
sequence order and maintenance of information over
Investigating working memory time (Fischer, 2001). As reviewed in Table 2, impair-
ment on this task has been found in both mild and
Prior to the WM model, the function of STM was moderate AD groups compared to both young and
investigated using memory span tasks (Miller, 1956). elderly controls but not in MCI (Corkin, 1982; Orsini
Copyright # 2009 John Wiley & Sons, Ltd. Int J Geriatr Psychiatry 2010; 25: 121132.
Working memory in early Alzheimers disease 123
Study Subjects Severity of AD (scale used if not MMSE) Results AD (vs. EC)
AD: Alzheimers disease; EC: elderly controls; YC: young controls; MMSE: mini mental state examination (score (SD)); MIN: minimal; MOD: moderate;
WAIS: Wechsler adult intelligence scale; WMS: Wechsler memory scale; MCI: mild cognitive impairment; MID: multi infarct dementia.
Copyright # 2009 John Wiley & Sons, Ltd. Int J Geriatr Psychiatry 2010; 25: 121132.
124 J. D. Huntley and R. J. Howard
Study Subjects Severity of AD (scale used if not MMSE) Results AD (vs. EC)
AD: Alzheimers disease; EC: elderly controls; YC: young controls; MMSE: mini mental state examination (score (SD)); MIN: minimal; MOD: moderate;
SEV: severe; WAIS: Wechsler adult intelligence scale; MID: multi infarct dementia; MCI: mild cognitive impairment.
et al., 1988; Spinnler et al., 1988; Sahgal et al., 1992; dissimilar items in STM (Conrad and Hull, 1964;
Grossi et al., 1993; Carlesimo et al., 1994; Trojano et al., Morris, 1994). Memory span capacity is therefore
1994; Cherry et al., 1996). As the Corsi block tapping greater when tested with sequences of phonologically
task requires both visuospatial storage and executive dissimilar items, than when tested with phonologically
processing (temporal sequencing), the impairment similar items, referred to as the phonological similarity
seen in early AD, on both forward and backward spatial effect (PSE).
spans, has been interpreted as reflecting deficits in both The second component is the articulatory rehearsal
the VSS and central executive (Carlesimo et al., 1994). mechanism (ARM). The function of the ARM has been
investigated using the word length effect (WLE)
(Baddeley et al., 1975). This refers to the observation
Specific subcomponents of WM that normal subjects are more able to recall lists of
shorter, compared to longer words, which require
Phonological loop. It is thought that two functional more time to be rehearsed and can therefore be
components make up the phonological loop. The first refreshed less frequently than short words. Another
is a phonological short term store (PSS); a temporary method for investigating ARM function is to measure
storage system, from which verbal information traces the degree to which memory span decreases when the
spontaneously fade after a few seconds. Evidence for ARM is suppressed by concurrent articulation (e.g.
this component comes from observations that similar mouthing an irrelevant word), which interferes with
sounding items are more difficult to remember than subvocal articulation by the ARM (Morris, 1994).
Copyright # 2009 John Wiley & Sons, Ltd. Int J Geriatr Psychiatry 2010; 25: 121132.
Working memory in early Alzheimers disease 125
Phonological loop function in AD (alphabet span and dual task paradigms). However,
when case severity was taken into account, as measured
The PSE, WLE and suppression of the ARM by by span performance, only those subjects with a low
concurrent articulation, have been used to investigate span had phonological loop deficits, whilst subjects
subcomponents and functioning of the phonological with high span generally had an intact phonological
loop in individuals with AD with inconsistent results, loop but showed impairment on CES tasks. The
reviewed in Table 3. authors therefore concluded that the earliest deficits in
Morris (1984) has attributed Millers (1972) findings WM may be due to impairments of the central
of a reduced PSE to a floor effect in individuals with executive, with phonological loop deficits occurring
severe AD and concluded that the phonological loop only in more severely demented patients. There was
was intact in AD, with observed deficits in memory some heterogeneity between AD subjects, however,
span tasks attributed to impairments in the central with three subjects showing deficits of the phonological
executive (Morris, 1994). loop but no difficulties on the tasks assessing the CES.
By contrast, other experimenters have found evidence (Collette et al., 1999b).
of phonological loop dysfunction in AD. Belleville et al. In a recent study, Peters et al. (2007) assessed
(1996) found evidence of a decreased PSE in AD but a subjects with mild AD and compared them to elderly
normal WLE. However, individual case analysis of AD and young healthy controls. AD subjects demonstrated
subjects revealed that, of those classed as having mild a similar PSE and WLE to those of control groups,
AD, all had normal WLE and 5 out of 6 of them had suggesting that the phonological loop is preserved in
normal PSE. All subjects with phonological loop the early stages of AD. Central executive function,
deficits also showed accompanying CES dysfunction assessed using a dual task paradigm, was significantly
(Belleville et al., 1996). impaired in AD subjects, again suggesting that in the
Collette et al. (1999b) examined subjects with mild early stages of AD the phonological loop is intact,
AD and normal elderly controls and found that AD however the CES is impaired, which may be
subjects had a decreased PSE and WLE and were also responsible for deficits seen on some verbal WM
impaired on tests of central executive function tasks. (Peters et al., 2007).
Study Subjects Severity of AD (scale used if not MMSE) Tasks Results AD (vs. EC)
AD: Alzheimers disease; EC: elderly controls; YC: young controls; MMSE: mini mental state examination (score (SD)); MIN: minimal; MOD: moderate;
SEV: severe; PSE: phonological similarity effect; WLE: word length effect; CAE: concurrent articulation effect.
Copyright # 2009 John Wiley & Sons, Ltd. Int J Geriatr Psychiatry 2010; 25: 121132.
126 J. D. Huntley and R. J. Howard
Copyright # 2009 John Wiley & Sons, Ltd. Int J Geriatr Psychiatry 2010; 25: 121132.
Working memory in early Alzheimers disease 127
investigate normal individuals (Prabhakaran et al., the CES in Baddeleys WM model has been its lack of
2000), the effects of age (Mitchell et al., 2000), schizo- specificity. A wide range of different tasks have been
phrenia (Burglen et al., 2004) and transient global used to assess attention and executive function and
amnesia (Quinette et al., 2006) on the integrative evidence for general attentional and executive deficits
abilities of the episodic buffer. in AD has been well reviewed elsewhere (Perry and
Hodges, 1999; Baddeley et al., 2001; Amieva et al.,
Episodic buffer function in AD 2004). Executive tasks often assess multiple cognitive
processes, some of which are incidental to their stated
There is some evidence that individuals with AD are purpose (Burgess, 1997) and are therefore difficult to
impaired in the integration and organisation of interpret. Factor analysis techniques have been used to
relevant information. Peters et al. (2007) reported identify key subprocesses underlying performance on a
that AD subjects were impaired on a task requiring range of executive tasks and have concluded that
integration of auditory and visual information (Peters executive functions are marked by both unity and
et al., 2007). Grober et al. (1985) investigated the ability diversity of function (Miyake et al., 2000) and therefore
to rank information by concept in subjects with AD no underlying factor can be considered completely
and found that they had difficulty organising material independent (Collette and Van der Linden, 2002).
(Grober et al., 1985). The ability of AD subjects to It has been repeatedly asserted, however, that a
group or chunk information on a word list learning major role of the CES is co-ordination of the subsidary
task has also been examined. AD subjects were systems and therefore testing dual task performance
impaired in their ability to use inherent associations provides a specific marker of CES function within WM
between words, which resulted in a lack of chunking (Baddeley et al., 1997). We have therefore concentrated
behaviour (Carlesimo et al., 1998). In a recent study, on dual task paradigms that assess divided attention
mild AD (mean MMSE 20.3) and very mild AD (mean and tasks that assess manipulation of information in
MMSE 26.39) subjects were examined in their ability to WM (alphabet span) as markers of CES function in
use organisational skills to cluster semantically similar AD.
words together and improve recall. This ability to
strategically organise information was interpreted as a CES function in AD
marker of episodic buffer function. Both elderly
controls and very mild AD subjects were able to use Using alphabet span tasks, patients with mild AD have
inherent organisational structures in the word list task been found to have impaired central executive function
to improve performance, however mild AD subjects (Collette et al., 1999b; Belleville et al., 2003). Belleville
were not. This was interpreted as reflecting relatively et al. (2007) studied mild AD patients, MCI subjects
preserved episodic buffer function in very mild AD, and elderly controls and found that AD patients, but
which becomes impaired as the disease progresses to not MCI subjects, were impaired on an alphabet span
the mild stage (Germano et al., 2008). The strategic task, suggesting that there is an impairment in the
organisation of information and use of relationships manipulation of information in WM in mild AD but
and associations between stimuli to support learning not in MCI (Belleville et al., 2007).
and recall in subjects with AD, involves many cognitive Dual task performance has been consistently
steps and goes beyond WM research. However, it has reported as impaired in AD (Baddeley et al., 1986;
been suggested that the inability to strategically Baddeley et al., 1991; Collette et al., 1999a; Baddeley
integrate information into a coherent, meaningful et al., 2001; Logie et al., 2004; Sebastian et al., 2006;
episodic representation may reflect impairment of the MacPherson et al., 2007; Peters et al., 2007). Although
episodic buffer in AD, which in turn may be involved it was an initial finding that performance on Brown-
in the episodic memory deficits seen in AD (Germano Peterson paradigms was sensitive to the degree of
and Kinsella, 2005). processing demands required (Morris, 1986; Morris
and Kopelman, 1986), there is evidence that impaired
Central executive. The main functions of the CES have dual task performance in AD reflects a specific deficit
been proposed to be co-ordination of the subsidiary in dividing attention in AD, rather than the result of a
systems, focusing, switching and dividing attention, more general processing speed deficit (Baddeley et al.,
inhibition and updating and manipulation of infor- 2001) or effect of task difficulty (Baddeley et al., 1991;
mation (Baddeley, 1996; Collette and Van der Linden, Logie et al., 2004).
2002). The CES therefore provides many attentional The studies reviewed in Table 4 suggest that there is
and executive functions within WM and a criticism of a deficit in dividing attention as measured using
Copyright # 2009 John Wiley & Sons, Ltd. Int J Geriatr Psychiatry 2010; 25: 121132.
128 J. D. Huntley and R. J. Howard
AD: Alzheimers disease; EC: elderly controls; YC: young controls; MMSE: mini mental state examination (score (SD)); MIN: minimal; MOD: moderate;
SEV: severe; WAIS: Wechsler adult intelligence scale; MID: multi infarct dementia. NART: national adult reading test, MCI: mild cognitive impairment.
Copyright # 2009 John Wiley & Sons, Ltd. Int J Geriatr Psychiatry 2010; 25: 121132.
Working memory in early Alzheimers disease 129
BrownPeterson and dual task paradigms in mild and Brocas area and premotor cortex, both in normal
moderate AD and that this worsens over the course of subjects (Paulesu et al., 1993; Salmon et al., 1996) and
the disease. However, there are conflicting reports of in AD (Collette et al., 1997).
the presence of impairments at the minimal AD/MCI Functional imaging studies have implicated several
stage. Greene et al. (1995) tested groups of minimal AD locations involved in the operation of the VSS, inclu-
subjects and mild AD subjects on a divided attention ding areas in frontal, posterior parietal and occipital
task and found that, although the minimal AD group cortex (Jonides et al., 1993; Smith and Jonides, 1998).
did show some impairment, only mild AD patients There is also evidence that premotor and right superior
were significantly impaired on divided attention tasks parietal cortex may mediate spatial storage and
(Greene et al., 1995). Perry et al. (2000) investigated rehearsal, while inferior parietal areas mediate object
subjects with minimal AD, mild AD and elderly storage (Smith and Jonides, 1998; Wager and Smith,
controls using forward and backward digit spans and a 2003). Although a wide range of brain areas are
dual task paradigm. There was no significant difference activated in WM tasks, the localisation of areas
in dual task performance between the minimal AD and underlying basic verbal and visuospatial WM is likely
control groups, however the mild AD subjects were to contribute to variability in performance on verbal
significantly impaired (Perry et al., 2000). and nonverbal WM tasks in AD. There is some
Perry and Hodges (2000), in a longitudinal study of evidence of asymmetry of regional hypometabolism, as
minimal AD patients, examined dual task performance demonstrated by PET, at mild-moderate stages of the
at baseline (mean MMSE 26.2) and at 1 year (mean disease, with left hypometabolism associated with
MMSE 23.3) compared with controls and found no impairment on verbal compared to visuospatial tasks
significant difference at baseline but a significant in AD (Haxby et al., 1990; Zahn et al., 2004). A further
difference after 1 year (Perry and Hodges, 2000). Peters observation is that individuals with early onset AD
et al. (2007) investigated a group of mild AD subjects have more pronounced left sided hypometabolism of
and young and elderly controls on a dual task frontal and parietal areas, compared to late onset AD
paradigm and found that AD subjects were signifi- patients, and this has been associated with impaired
cantly impaired compared to elderly controls (Peters verbal WM performance (Kalpouzos et al., 2005).
et al., 2007). Belleville et al. (2007) used alphabet span Therefore, although general patterns of verbal and
and dual task paradigms on early AD patients, MCI visuospatial WM impairment can be seen in early AD,
subjects and elderly controls. Both the AD and MCI factors such as age of onset and asymmetry of cortical
groups were significantly impaired compared to the pathology are likely to contribute to the heterogeneity
controls on the dual task and, whilst MCI subjects were of WM deficits reported at the early stage of the disease.
not significantly impaired on the alphabet span task, a Although the CES is a theoretical concept, several
third did show some impairment, with disease severity studies have attempted to identify the neurological
positively correlated with deficits on both tasks basis of CES function. Using alphabet span tasks,
(Belleville et al., 2007). several groups have found activation in dorsolateral
These results strongly suggest that early AD subjects prefrontal cortex (PFC) and left parietal cortex during
show impairment in the ability to perform two tasks the manipulation of information in WM (Collette
simultaneously and to manipulate information main- et al., 1999a; DEsposito et al., 1999; Postle et al., 1999).
tained in WM. Both of these are considered to be Dual task paradigms have also been examined. An
functions of the central executive, independent of early fMRI study identified activation in dorsolateral
storage deficits or processing speed (Peters et al., 2007). PFC and anterior cingulate gyrus when tasks were
It is clear these deficits are present at an early stage of performed together but not when performed separ-
the disease and it has been suggested that dual task ately, interpreted as reflecting CES functioning
impairment may be a useful diagnostic marker for early (DEsposito et al., 1995). However, subsequent studies
AD (Belleville et al., 2007) although there are conflic- have reported no additional activations during dual
ting reports of the presence of impairment at an earlier task co-ordination, with dual task performance
minimal AD or MCI stage. associated with activation in a network of frontal
and parietal areas already activated by single tasks
Neurological correlates of working memory (Klingberg, 1998; Adcock et al., 2000; Bunge et al.,
2000). This suggests that the dual task co-ordination
A number of studies of verbal WM using PET have role of the CES relies on interactions between cerebral
localised the PSS to the left supramarginal gyrus and areas already activated in single tasks rather than on the
the ARM to left hemisphere speech areas, such as recruitment of additional cortical areas.
Copyright # 2009 John Wiley & Sons, Ltd. Int J Geriatr Psychiatry 2010; 25: 121132.
130 J. D. Huntley and R. J. Howard
Copyright # 2009 John Wiley & Sons, Ltd. Int J Geriatr Psychiatry 2010; 25: 121132.
Working memory in early Alzheimers disease 131
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