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Short Communications

Prefrontal Compensatory Mechanism May Enable


Normal Semantic Memory Performance in Mild Cognitive
Impairment (MCI)
Ariela Gigi, PhD, Reuven Babai, PhD, Avichen Penker, BA, Talma Hendler, PhD, MD, Amos D. Korczyn, MA, MD
From the Department of Behavioral Sciences, Ariel University Center, Ariel 44837, Israel (AG, AP); Department of Science Education, The Constantiner School of Education,
Tel Aviv University, Tel Aviv 69978, Israel (RB); The Functional Brain Imaging Unit, Whol Institute for Advanced Imaging, Sourasky Medical Center, Tel Aviv 64239, Israel (TH);
Department of Psychiatry, Sackler School of Medicine, Tel-Aviv University, Tel Aviv 69978, Israel (TH); Department of Psychology, Tel Aviv University, Tel Aviv 69978, Israel
(TH); Sieratzki Chair of Neurology, Tel Aviv University, Tel Aviv 69978, Israel (ADK).

ABSTRACT
Mild cognitive impairment (MCI) is considered as a potential transitional state between Keywords: Mild cognitive impairment
normal aging and dementia. Studies addressing semantic memory in patients with incipi- (MCI), dementia, Alzheimer’s disease,
ent dementia and MCI show inconsistent results. In the current report we focused on MCI prefrontal cortex, fMRI, compensation,
and examined memory performance (semantic, episodic, and working memory) in addi- neuropsychology, Naming test.
tion to structural and functional magnetic resonance imaging (fMRI) measurements. We Acceptance: Received December 26,
studied 6 MCI, 6 normal controls, and 4 Alzheimer disease (AD) patients. MCI participants 2007, and in revised form November 8,
demonstrated normal semantic memory performance while fMRI examination revealed 2008. Accepted for publication November
distinct patterns of activations between MCI and normal aged subjects. According to 12, 2008.
our previous study, time courses were taken from parietal, dorsolateral-prefrontal-cortex Correspondence: Address correspon-
(DLPFC), hippocampal formation, and fusiform gyri. A small number of activated voxels dence to Ariela Gigi, PhD, Department
in parietal regions were depicted in MCI participants and were correlated with structural of Behavioral Sciences, Ariel Univer-
changes in this region. In contrast, significantly higher activation (intensity and number sity Center, Ariel 44837, Israel. E-mail:
of voxels) was observed in DLPFC of MCI subjects. The overactivity seen in DLPFC of MCI Arielag@ariel.ac.il.
may represent a compensatory mechanism that enables them to perform normally. These J Neuroimaging 2010;20:163-168.
preliminary results suggest that functional imaging may be useful for early diagnosis of DOI: 10.1111/j.1552-6569.2009.00386.x
dementia and call to develop reliable tests and criteria that will enable using such methods
clinically.

Introduction MCI and controls in regional cerebral blood flow ratio in the
Mild cognitive impairment (MCI) is documented to progress frontal temporal or parietal cortices.5
to Alzheimer disease (AD) at rates of 10-15% per year com- Naming difficulties often occur in pathological aging, as re-
pared with a much lower rate of 1-2% per year in the general ported for patients with dementia of the Alzheimer type and for
elderly population, suggesting that many MCI subjects have in- subjects with MCI.6 Naming performance that involves percep-
cipient dementia, particularly AD. The majority of longitudinal tion, semantic activities, and language is often studied to assess
and cross-sectional behavioral studies report deficits in verbal semantic memory. Studies suggest that naming is impaired in
episodic learning and retrieval abilities in both AD and MCI. AD.7 In addition, data on semantic memory in MCI show fre-
Regions within the medial temporal lobe have been identified quent category fluency and naming difficulties.8,9
as important for memory formation. The medial temporal lobe The current study focuses on semantic memory in MCI. We
is damaged in AD and was found to harbor the first changes used behavioral tests to examine memory performance (seman-
in MCI.1 Studies that examined memory aspects in MCI sub- tic, episodic, and working memory). In addition, we performed
jects or healthy people at genetic risk for AD showed incon- structural measurements and applied functional magnetic res-
sistent results. Reduced activation during naming and verbal onance imaging (fMRI) to study cerebral activation patterns
fluency tasks as well as reduced medial temporal metabolism during naming performance. Based on the literature described
were found in several studies for participants at risk for AD.2 above, our regions of interest were the parietal, dorsolateral pre-
Other studies show that during memory performance, partici- frontal cortex (DLPFC), hippocampal formation, and fusiform
pants at risk for AD have increased signal intensity and more complex. We focused on comparing the behavioral, structural,
activated voxels in the hippocampal, parietal, and prefrontal and functional results of the MCI subjects to those of healthy
regions.3,4 Yet, some studies failed to find differences between age-matched controls. In addition, we relate in the current

Copyright ◦ 2009 by the American Society of Neuroimaging


C 163
Table 1. Demographic and MMSE Information (Mean ± SEM)

Controls N = 6 MCI N = 6 AD N = 4 Significance∗

Age (years) 62.0 ± 5.2 64.0 ± 8.4 61.7 ± 6.1 NS


Education (years) 12.8 ± 2.0 12.5 ± .5 13.0 ± 1.2 NS
MMSE 29.3 ± .4 27.7 ± .8 20.0 ± .4 .001

Significance was measured by one-way analysis of variance.
For MMSE performance Scheffe Post Hoc showed that the only significant difference was between the AD group and the other
two (P < .05).

study to the results of 4 AD patients who underwent the same MRI Data Acquisition
examination.
The MRI measurements were performed in a whole-body 1.5
Tesla scanner (Signa Horizon, Echo speed, LX MRI scanner,
GE Healthcare, Milwaukee, WI) located at the Wohl Insti-
Methods tute for advanced imaging in the Tel Aviv Sourasky Medical
Subjects Center. The MRI session included structural and functional
Six MCI subjects (all females), 4 AD patients (1 female), and 6 protocols. Structural scans included T1, fast spin echo-T2
healthy age-matched controls (4 females) participated in the weighted images, and FLAIR images. The fMRI protocols
study. Table 1 summarizes their demographic Mini-Mental were based on a multislice gradient echo, echo-planar imag-
State Examination (MMSE) data. An expert neurologist diag- ing (EPI) using a standard head coil. The functional data were
nosed the MCI and AD participants, according to accepted cri- obtained using the following parameters: T R = 3 s, T E =
teria.10,11 Inclusion criteria for amnesic MCI were12 subjective 55 ms, flip angle = 90◦ , imaging matrix = 80 × 80, field of
memory complains, objective memory dysfunction, absence of view = 24 cm. Seventeen slices, 5-mm thick with 1-mm gaps,
dementia, MMSE score of 24 or above, and absence of any were selected, based on a mid-sagittal slice, oriented approxi-
neurological or psychiatric illnesses.13 T2 and fluid-attenuated mately in the axial position, covering all cortical areas. In ad-
inversion recovery (FLAIR) MRI scans were performed to ex- dition, 3-dimensional anatomical volumes were collected using
clude other localized brain pathologies. The Tel Aviv Sourasky a T1 SPGR sequence with high resolution, for each subject, for
Medical Center Ethics Committee approved the experimental volume analyses.
procedure, and a written informed consent was obtained from Structural Semi-Quantitative and Linear Measurements
each participant.
Semi-quantitative measurements were used for assessing the
subarachnoid space and the lateral ventricles size. The assess-
General Procedure ment was performed by grading the size on a scale of 0—3: 0 =
Each participant underwent the behavioral, anatomical, and no enlargement, 1 = mild, 2 = moderate, 3 = severe atrophy.1
fMRI assessments. The behavioral assessment was done in one Linear measurements included assessment of the third ventricle
session, while fMRI and anatomical examinations were done in width (V3; by using an axial T1 slice at the level of the foramen
a separate session, a few days apart. Each session lasted 1.5-2.5 of Monro).
hour. Visual Stimulation during Functional-MRI
The fMRI “Object Naming Task” follows the scheme described
Behavioral Neuropsychological Test Battery above in the behavioral neuropsychological tests but included
Episodic memory evaluation included verbal learning and re- different common pictured objects that were computerized pre-
call abilities measured by the Hebrew version of the “Rey Audi- sented by Realslid software (GE Healthcare). Behavioral per-
tory Verbal Learning Test”14 (AVLT) and the “Logical Memory formance was not measured during the fMRI session.
Test” (by stories learning) from the Wechsler Memory Scale.15
Stimuli
Semantic memory abilities related to general knowledge were
ascertained by using the “General Information Test” from the The stimuli consisted of 40 black and white pictures of common
Wechsler Adult Intelligence Scale, revised.16 Word fluency was objects. Twenty objects were pictured from a usual viewpoint,
examined as described by Lezak.17 The behavioral “Object and 20 different objects were pictured from an unusual point of
Naming Task” was described before.18 In brief, during this test view.
40 picture cards (in black and white) of common objects are
General Procedures
presented to the participant. Half of them are depicted from a
usual viewpoint and the other half from an unusual one. The The test session included two naming conditions, “usual” and
participants are asked to name the object depicted in each pho- “unusual,” presented in a block design fashion. Four different
tograph. Working memory span was tested by the “Digit Span blocks were constructed, and each condition-block was pre-
Test” (from WAIS-R) and the “Sentence Repetition Test.”18 sented in alternating order during the session. Ten epochs were

164 Journal of Neuroimaging Vol 20 No 2 April 2010


Table 2. Behavioral Neuropsychological Memory Assessment Results (Mean ± SEM)

Test Controls MCI AD

Episodic AVLT maximum 12.2 ± .6 9.8 ± 1.2∗ 5.0 ± .0


Memory AVLT delayed recall 8.9 ± .9 5.7 ± 1.9 0
AVLT recognition (A & B lists) 18.7 ± 1.1 13.2 ± 3.1∗ 0
Percentile logical memory—immediate 64.8 ± 8.8 31.2 ± 9.4∗∗ 5.5 ± 4.5
Percentile logical memory—delayed 67.7 ± 6.8 27.2 ± 9.3∗∗∗ .5 ± .4
Semantic General information (WAIS) 12.1 ± .6 11.8 ± 1.0 4.3 ± 2.3
Memory Word fluency (animals category) 21.3 ± 2.2 18.7 ± 4.0 7.5 ± 3.5
Word fluency (phonological) 35.9 ± 4.4 28.7 ± 10.3 21.5 ± 6.5
Object naming—usual viewpoint 18.7 ± .4 19.6 ± .4 16.0 ± 2.5
Object naming—unusual viewpoint 13.1 ± 1.1 12.6 ± 1.4 9.7 ± 3.0
Working Digit span forward 8.0 ± .8 7.4 ± .7 3.7 ± 2.0
memory Digit span backward 6.2 ± .7 4.8 ± .5 3.3 ± 1.2
Sentences repetition 31.5 ± 1.2 27.0 ± .9∗ 18.7 ± 5.0

Significant differences between MCI and controls by independent sample t-test: ∗ P < .05; ∗∗ P < .03; ∗∗∗ P < .003. The AD patients
differed significantly from MCI and controls in all tests performance (P < .01).

presented in one block, each of them included an experimental els in each ROI. The average signal intensity across all subjects
stimulus followed by a picture of a centered “fixation point” was also calculated. Across-subjects analysis was done using
on a gray background, presented for 550 and 1,550 ms, re- the general linear model approach (GLM),23 in which all stim-
spectively. Participants were instructed to fixate on the center uli conditions are positive predictors, with a lag of 3-6 seconds
of the image and to covertly name the presented object as ac- (to account for the hemodynamic response delay). To create
curately and as fast as possible. The blocks were separated by the maps, the time-courses of all subjects were transformed into
6-15 second intervals, in which participants viewed a gray back- Talairach space.24 The regression weights for each condition
ground with a centered fixation point (ie, blank condition). were estimated using the GLM.
The fMRI session included the addition of 2-3 blocks of
scrambled pictures (“scrambled” condition), for mapping low
visual areas. The “scrambled” stimuli were generated by split- Results
ting pictures into 1,024 rectangles, which were then randomly General
gathered.19 Our three tested groups were quite similar in age and education
Prior to the test runs, subjects practiced the task with different with no significant difference between the groups (Table 1). The
pictures. MMSE differed significantly (F (2,15) = 59.3; P = .001), with
the AD group being significantly different from the other two
Functional-MRI Data Analysis (Scheffe Post Hoc: P < .05).

fMRI data were processed using BrainVoyager 4.4 software Neuropsychological Data
package (www.brainvoyager.com, Brain Innovation, Maas-
tricht, The Netherlands). For each subject, the 2-dimensional Table 2 summarizes the results of the neuropsychological mem-
functional data were aligned to 2-dimensional anatomical slices ory assessments. The table also depicts the statistically signifi-
of the same subject. Before statistical analysis, raw data were cant differences that were found between the MCI and control
examined for motion and signal artifacts. Head motion correc- groups. As can be seen in the table, the episodic memory per-
tion and high-pass temporal smoothing in the frequency do- formance was significantly lower in MCI compared with the
main were applied in order to remove drifts and to improve controls, but no significant differences were found for the se-
the signal-to-noise ratio. Only voxels with a correlation coeffi- mantic memory tests performance. Lower performance in MCI
cient above .4 with cognitive condition (P < .01, not corrected was also observed in the working memory tests, although only
for multiple comparisons) were included in the regions of in- one of them (sentences repetition) was statistically significant.
terest (ROIs). The obtained maps were superimposed on to The AD group showed poor results for all tests, compared with
3-dimensional anatomical reference scans. The Talairach co- controls or MCI.
ordinates were determined for each ROI. Several functional
Structural Data
imaging studies showed that the lateral prefrontal cortex and the
medial temporal cortex play a critical role in semantic memory All of the MCI subjects showed an enlargement of the pari-
and in successful retrieval of target information.20 Accordingly, etal subarachnoid spaces and scored 1-2 in semi-quantitative
time-courses were taken from Brodman areas (BA) 7 and 40, the structural assessments. The linear measurements showed that
DLPFC that included the BA 9, 46, and 47; the hippocampal the V3 of the MCI group was wider (2-8 mm) than normal val-
formation; and the fusiform gyri.19,21,22 The subject’s average ues (1.7-6.6 mm).25 In addition, enlargement of the temporal
signal intensity was estimated by averaging across all the vox- horns (both sides) was found in 3 of the MCI subjects, and this

Gigi et al: Prefrontal Compensatory Mechanism and MCI 165


Table 3. Functional MRI Results during Naming Performance (Usual and Unusual) in Control and MCI Participants (Mean ±
SEM)

Number of Voxels Percent Signal Change

Controls MCI Ratio Sig.∗ Controls MCI Ratio Sig.∗

R-fusiform 5,289 ± 158 2,980 ± 79 .6 .0001 1.7 ± .2 1.2 ± .1 .7 .009


L-fusiform 6,441 ± 226 2,769 ± 93 .4 .0001 1.1 ± .1 .9 ± .1 .8 NS
R-hipp. 395 ± 14 447 ± 23 1.1 .04 2.1 ± .2 1.5 ± .1 .7 .01
L-hipp. 409 ± 13 415 ± 8 1.0 NS 3.0 ± .3 2.2 ± .5 .7 NS
R-parietal 4,628 ± 205 585 ± 29 .1 .0001 .5 ± .03 1.0 ± .1 2.0 .0001
L-parietal 2,519 ± 151 532 ± 12 .2 .0001 .5 ± .03 .9 ± .1 1.8 .0001
R-DLPFC 1,476 ± 65 1,315 ± 45 .9 NS .5 ± .04 2.1 ± .3 4.2 .0001
L-DLPFC 672 ± 29 754 ± 26 1.1 .03 .5 ± .06 3.4 ± .4 6.8 .0001

Number of voxels and percent signal change detected by fMRI during naming performance. The table describes the combined
results of the usual and unusual conditions.
Ratio refers to the proportion of MCI to controls (MCI/control) activation.
DLPFC = dorsolateral prefrontal cortex; hipp = hippocampal formation.
∗Significance relates to the comparison of control and MCI groups’ performance by independent sample t-test and was calculated
independently for the number of activated voxels or percent signal change.

was significantly correlated with low performance in the AVLT in the left DLPFC and the right hippocampal formation of the
episodic memory task (r > .97; P < .01). MCI subjects. Lower activation, a fifth or less compared with
controls, was observed in terms of number of voxels in the
Functional MRI Brain Activity parietal lobe.
MCI, AD, and control participants performed the semantic Overall, brain activation (percent signal change and num-
memory task (“usual and unusual naming test”) during the fMRI ber of activated voxels) in AD patients was poor in all ROIs
session. During the analysis of the MRI data we measured in compared with the MCI or control groups (data not shown).
each ROI the number of activated voxels as well as the mean AD patients showed little percent signal change (less then .8%)
percent signal change for both conditions together (“usual” and in all tested regions.
“unusual”). These results are presented in Table 3. MCI partici-
pants showed higher activation in several ROIs compared with
the controls, while in other locations lower or similar activations Discussion
were observed. Higher activation in MCI, in terms of percent Research on AD and MCI has mostly focused on episodic and
signal change, were found in the parietal and DLPFC in both working memory, studied behaviorally and by imaging tech-
hemispheres (Fig 1). In the latter the degree of activation was niques. In the current study we used neuropsychological assess-
more than 4 times higher compared with the controls. Higher ments, structural measurements, and fMRI to study semantic
activation in terms of number of activated voxels was observed memory in MCI.

Fig 1. Differences in brain activation patterns between MCI subjects (blue to green) and controls (yellow to red) during naming task
performance (see methods). The scale on the right represents levels of activation. Compensatory brain activation can be seen in the dorsolateral
prefrontal cortex of MCI participants in comparison with controls. Mapping was constructed from two controls and two MCI subjects, for
illustration.

166 Journal of Neuroimaging Vol 20 No 2 April 2010


In the structural measures we found a wider V3 in the MCI question arises as to how our MCI participants were able to
group compared with normal norms.25 This result is in agree- perform behaviorally equally well as the controls?
ment with a previous study that showed correlation between The DLPFC [BA 9, 46, and 47] was also one of our ROIs. BA
V3 width and severity of the disease in AD patients.26 47 is usually associated with semantic search.34 One possibility
The neuropsychological results showed that the MCI sub- to overcome the structural loss might be to hyperactivate this
jects had low scores in episodic memory performance and also region, and indeed, this was detected. However, the increased
a deficit in working memory, as was shown before.27 In the cur- activation is restricted to the small number of active voxels in
rent study a significant correlation was found between the per- the parietal region (13% or 21% of the control). Overcoming this
formance in the AVLT episodic memory test and the enlarge- deficiency might also be obtained by recruiting additional cere-
ment of the temporal horns. An earlier study has found that the bral regions that will compensate for the lack of activity in the
width of the temporal horns is a sensitive marker discriminating parietal regions. It can be seen that a significantly higher activa-
between controls and mild or moderate AD cases.28 Thus, our tion was observed bilaterally in the DLPFC of the MCI group
results support these findings connecting between performance compared with the control group. In addition, the number of
and structural changes related to the temporal lobe. active voxels in the DLPFC of the MCI participants seems to be
Although our MCI participants complained of daily diffi- comparable or even larger than the number of activated voxels
culties in words and in finding object names, their semantic in the controls. Overactivity in DLPFC was also seen previously
memory performance on the behavioral tests were only slightly and was suggested to reflect a compensatory mechanism for sev-
lower (non-significantly) than the performance observed for the eral behavior deficits.35 For example, elevated frontal activation
controls (Table 2). One of the semantic tests was a naming task in mild AD patients during a rehearsal task was interpreted as
of pictured objects. Although in this naming task the behav- reflecting compensatory recruitment of neural resources.36 In
ioral performance of MCI participants matched that of normal addition, a compensatory role for frontal areas related to verbal
controls, fMRI examination of the cerebral activity during such episodic memory was described by Becker for AD patients.37
task revealed that the performance of the MCI participants was Accordingly, we suggest that the overactivity seen here in the
achieved by a distinct pattern of activation, different from the DLPFC of our MCI subjects may represent a compensatory
one found in the controls. mechanism that, in this case, enables them to perform as well
MCI participants in comparison to controls showed en- as the controls during the naming task in spite of the structural
hanced activation of parietal and frontal regions during object deficits found in their parietal region and fusiform gyri.
naming. Enhanced activation in parietal regions (BA 7 and 40) In summary, in this preliminary study the memory perfor-
of MCI participants is in agreement with recent literature that mance of MCI participants was investigated compared with
shows that the parietal lobe is a vulnerable region in MCI and healthy age-matched controls. It should be noted that we used
non-demented subjects with memory loss.29 For example, it was a small sample size and that the tested patients might have
shown by positron emission tomography that MCI participants been early-onset subjects; therefore, further study is needed in
who later converted to AD had reduced glucose metabolism order to generalize these findings. Yet, our findings are in line
compared with non-converters, only in the parietal region.30 with many studies that showed for MCI subjects low scores
Moreover, metabolic impairment in this region was found to in episodic- and working-memory performances. In line with
be strongly related with the degree of cognitive impairment in earlier studies, we did not find a deficit in semantic memory in
very mild AD.31 Structural damage in this region was revealed MCI in terms of behavioral performance (for review see Arnaiz
by examining T1-MRI scans of our MCI participants. Using and Almkvist38 ). Functional imaging examination was found to
semi-linear measurements we found enlargement of the pari- be a sensitive tool to asses that matter, suggesting the use of
etal subarachnoid space.32 In addition, the number of activated functional imaging methods for early diagnosis of dementia,
voxels in the current fMRI study is in agreement with the above which further calls for developing reliable tests and criteria that
data showing structural damage to the parietal region. Table 3 will enable using such methods clinically.
shows that during the naming task, the number of activated
voxels in the parietal region of MCI subjects was only 13% or The study was supported by the Israeli Ministry of Health (No. 5707–
21% (in the right or left, respectively) of the number of acti- 1). We would like to thank Prof. Irith I. Reider-Groswasser for her
vated voxels in the controls. The higher deficiency in the right guidance and caring out the structural linear measurements.
compared with the left parietal was also previously reported
using other methods of inspection.30,33 The data show that the
fusiform region of MCI subjects also has fewer activated voxels
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