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Systematic review

Systematic review of the prevalence of faecal incontinence


A. Sharma1 , L. Yuan1 , R. J. Marshall1 , A. E. H. Merrie2 and I. P. Bissett1,2
Departments of Surgery, 1 University of Auckland and 2 Auckland City Hospital, Auckland, New Zealand
Correspondence to: Professor I. P. Bissett, Department of Surgery, University of Auckland, Private Bag 92019, Auckland, New Zealand
(e-mail: i.bissett@auckland.ac.nz)

Background: Faecal incontinence (FI) is widely recognized as a significant problem in the community.
Conjecture exists around the proportion of the population affected. This systematic review evaluated
studies reporting the community prevalence of FI in terms of methodology, design and definitions.
Methods: MEDLINE, Embase, CINAHL, the Cochrane Collaboration and National Guideline databases
were searched for studies investigating the prevalence of FI in community-based adults published from
January 1966 to February 2015. Study data, including methodology, sample size, response rate, definition
of FI and prevalence rates, were extracted on to a pro forma and appraised critically. Where possible, FI
prevalence estimates were pooled.
Results: Thirty studies were analysed from 4840 screened articles. FI prevalence estimates varied from
1⋅4 to 19⋅5 per cent. This variation was explained by differences in data collection method and two factors
within definitions of FI: type of stool and frequency of FI episodes. When these factors were accounted
for, the FI prevalence at a threshold of at least once per month for liquid or solid stool was 8⋅3–8⋅4
per cent for face-to-face or telephone interviews, and 11⋅2–12⋅4 per cent for postal surveys. The pooled
prevalence rate from studies for functional FI (defined by ROME II criteria) was 5⋅9 (95 per cent c.i. 5⋅6
to 6⋅3) per cent.
Conclusion: When comparable methodologies and definitions are used, studies produce remarkably
similar prevalence rates in different community populations. FI remains an unspoken symptom, with
lower rates reported in personal interviews compared with anonymous postal questionnaires.

Paper accepted 15 July 2016


Published online 29 September 2016 in Wiley Online Library (www.bjs.co.uk). DOI: 10.1002/bjs.10298

Introduction (such as the elderly and women), and again confirmed a


significant variation in the reported FI prevalence in the
Faecal incontinence (FI) is an under-reported but common community9 .
problem, which is associated with substantial economic The purpose of the present investigation was to per-
burden1 – 3 . Accurate assessment of the prevalence of FI has form an up-to-date systematic review of studies reporting
important implications for the development of treatments a prevalence estimate for FI to determine an accu-
and services4,5 . However, estimation of the severity of rate estimate of the current prevalence of FI in the
the problem in the adult community population has been community-based adult population. Particular focus was
difficult owing to the frequent reluctance of individuals given to review differences in response rates, study
to volunteer their FI symptoms, despite these having a methodologies and quality, and the definitions and
devastating impact on their quality of life6,7 . measures of FI used in the literature, to explain any
A previous systematic review by Macmillan and variance in the reported FI prevalence between studies.
colleagues8 in 2004 reported significant heterogeneity
in the quality of cross-sectional studies investigating FI.
In addition, it was noted that studies varied in their sen- Methods
sitivity in detecting FI, because of inherent differences
Search strategy and study selection
in methodology, resulting in a wide range of prevalence
rates from 0⋅4 to 19⋅6 per cent. Pretlove and co-workers9 The systematic literature search followed the PRISMA
performed another systematic review in 2006, which guidelines10 and was designed to capture studies reporting
included studies involving perceived at-risk populations estimates of FI prevalence in community-based adults.

© 2016 BJS Society Ltd BJS 2016; 103: 1589–1597


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1590 A. Sharma, L. Yuan, R. J. Marshall, A. E. H. Merrie and I. P. Bissett

Ovid MEDLINE, Embase, CINAHL, the Cochrane Quality attributes assessed included: representativeness of
Collaboration and National Guideline databases were community-based adult population; adequate sampling of
searched using medical subject heading (MeSH) themes study population; use of a validated FI assessment tool; and
‘faecal incontinence’, ‘cross-sectional studies’ and ‘out- precision assessed by 95 per cent confidence intervals. One
come measures’ with Boolean AND/OR operators, for point was given for each of: use of representative sampling;
studies published between January 1966 and February response rate exceeding 50 per cent; use of a validated
2015 (inclusive) (Table S1, supporting information). Stud- assessment tool; and 95 per cent confidence interval for the
ies were limited to human subjects and adults/adolescents. estimated FI prevalence of no more than 2 per cent. Studies
There were no language restrictions. Conference abstracts scoring at least 3 of 4 were considered to be of high quality.
were excluded.
Inclusion and exclusion criteria are summarized in Statistical analysis
Table S1 (supporting information). To ensure accurate
representation of the general community-based adult pop- Statistical analysis, pooling of data and construction of
ulation, studies of at-risk populations, such as the elderly or graphs were done using Stata® version 13 (StataCorp,
based in clinic settings, were excluded to reduce sampling College Station, Texas, USA). Reported prevalence rates
bias. Consequently, only studies that had a lower limit for are presented with 95 per cent confidence intervals. Where
age of inclusion of 15–50 years were selected. The purpose the confidence interval was not stated, it was calculated
of this review was to identify the overall population preva- using the prevalence mean and sample size, based on stan-
lence rather than to examine risk factors for FI. Studies dard large-number sample theory for binomial data with an
based on registers, for example health authority data, were ‘exact’ criterion for confidence interval.
included if the register was deemed to be representative
and had adequate coverage of the general adult population. Results
Two reviewers independently carried out searches,
initially using titles and abstracts to exclude irrelevant A total of 4840 studies (excluding duplicates) were iden-
publications. Selected studies deemed to require further tified for screening, with 4786 discarded on title and
evaluation were compared before the acquisition of abstract alone. Of the remaining articles, 54 manuscripts
full manuscripts. Studies were included only with the were reviewed in full, with 30 studies ultimately being
agreement of both reviewers following evaluation of full included for final analysis (Fig. 1). Studies by Whitehead
manuscripts; any discrepancies were resolved by consensus and colleagues15 and Ditah et al.16 both analysed data from
and, if required, arbitration by a third author. A manual the National Health and Nutrition Examination Survey
search of the reference lists from included articles, review (NHANES), but looked at different time periods so were
articles and commentaries was conducted to identify any included as separate studies.
other relevant studies. Table S2 (supporting information) shows the FI
prevalence estimate from each study. Prevalence rates
Data extraction and analysis ranged from 1⋅4 to 19⋅5 per cent15 – 44 . All but five
studies23,24,30,32,42 were able to give 95 per cent confidence
The same two reviewers independently extracted data from intervals within 2 per cent of the FI prevalence estimate.
included studies on to separate pro formas. These were Included studies were heterogeneous with regard to mini-
compared and a summary of the data was recorded follow- mum age of recruitment, response rate, study methodology
ing consensus. and study definition.
Reported prevalence rates were assessed against response
rates and study methodology (sampling, data collection
Association of variables with study prevalence rates
method, FI definition and study quality). An attempt was
made to estimate the pooled prevalence from studies with Age
sufficiently similar study methodologies and definitions. Studies included ‘adult populations’ with a varying mini-
Response rates were calculated from each study by divid- mum age of recruitment. The majority (21 of 30 studies)
ing the number of individuals with complete data by the included populations with a minimum age of between 15
total sample size to allow uniform comparison. and 21 years. Only five studies25,29,31,37,43 included sub-
Critical appraisal of study quality was carried out accord- jects with minimum recruitment age of 40 years or over.
ing to the principles of the STROBE statement for Two studies38,39 did not report a specific age range. No
observational studies, and Centre for Evidence-Based relationship between the age of inclusion and FI prevalence
Medicine questionnaires for cross-sectional surveys11 – 14 . rate was observed.

© 2016 BJS Society Ltd www.bjs.co.uk BJS 2016; 103: 1589–1597


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Prevalence of faecal incontinence 1591

Records identified through database searching


MEDLINE n = 2336
Embase n = 2880
CINAHL n = 648
Cochrane Collaboration n = 870

Records screened after duplicates removed


n = 4840

Records excluded
n = 4786

Full manuscripts assessed for eligibility


Excluded articles n = 27
n = 54
Duplicate study n = 4
Conferencce abstract n = 4
Not representative of adult population n = 8
Unreported FI prevalence n = 4<
Not primary study n = 5
Case–control study n = 2

Records identified from reference


lists of included studies
n=3

Studies included in qualitative


synthesis
n = 30

Studies included in pooled prevalence


analysis†
n=5

Fig. 1 PRISMA diagram showing selection of articles for review. *Attempts to contact author for original data were unsuccessful. †With
functional faecal incontinence (FI) defined by ROME II functional gastrointestinal disorder criteria

Table 1 Response rates for different survey methodologies


Postal survey Postal survey with telephone follow-up Internet survey Telephone interview Face-to-face interview

No. of studies 14 3 2 4 6
Response rate (%) 30–80⋅5 48⋅1–89 14⋅9–62⋅2 10⋅8–73 38⋅1–71⋅0
FI prevalence rate (%) 1⋅5–16⋅8 1⋅4–12⋅7 10⋅6–19⋅5 2⋅1–6⋅9 2⋅9–8⋅8

FI, faecal incontinence.

Response rates and size. The commonest sampling frames used were
Response rates varied from 14⋅9 to 89 per cent, with electoral rolls and population registers. Higher response
20 of the 30 studies having response rates of 50 per rates were noted for private research databases and health
cent or greater (Table S2, supporting information). Higher authority registers.
response rates were observed in studies including only Random sampling was used in 2715 – 33,35,36,38 – 42,44 of the
populations aged 40 years and over, and those that used 30 studies, 1119,20,22 – 26,30,41,42,44 of which used stratified
health authority registers for sampling. Response rates random sampling, stratifying mainly for age and sex. Three
were not associated with reported prevalence rates. studies15,16,36 used cluster-stratified random sampling to
include representative participants from a wide geograph-
Study methodology ical area. One study43 used non-random matching to
Sampling frame, method and sample size establish a sample with characteristics representative of
Table S2 (supporting information) summarizes the designs the national population, and another34 used non-random
of all included studies. No association was seen between cluster sampling. The sampling frame could not be
reported prevalence rates and sampling frame, methods determined for one study37 .

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1592 A. Sharma, L. Yuan, R. J. Marshall, A. E. H. Merrie and I. P. Bissett

Table 2 Prevalence estimate of functional faecal incontinence in studies using Rome II criteria

Reference Data collection method Response rate (%) No. of respondents FI prevalence rate (%)

Boyce et al.17 Postal 62⋅2 762 7⋅6 (5⋅7, 9⋅5)


Bytzer et al.18 Postal 57⋅7 8657 4⋅2 (3⋅8, 4⋅7)
Drossman et al.22 Postal 65⋅8 5430 7⋅8 (7⋅1, 8⋅6)
López-Colombo et al.39 Face-to-face Unclear 500 4⋅6 (2⋅9, 6⋅8)
Thompson et al.36 Telephone < 50* 1149 6⋅9 (5⋅4, 8⋅4)
Overall FI prevalence range 4⋅2–7⋅6
Combined functional FI prevalence 16 498 5⋅9 (5⋅6, 6⋅3)

Values in parentheses are 95 per cent confidence intervals. *Exact response rate could not be determined owing to study methodology. FI, faecal
incontinence.

Table 3 Summary of faecal incontinence definition and effect on prevalence of faecal incontinence

Pad Lifestyle Severity FI prevalence Data collection


Reference Type of stool use Impact Staining scale Frequency rate (%) method

Thomas et al.34 Any leakage No Yes Yes No Several times a month 1⋅4 Postal + telephone
Brittain et al.29 Any leakage No No Yes Vaizey Several times a month 1⋅5 Postal
Perry et al.31 Any leakage No No Yes Vaizey Several times a month 3⋅3 Postal
Walter et al.28 Solid only* No No No No Several times a month 0⋅9 Postal
Denis et al.37 Liquid or solid No No No No No time frame 6⋅0 Telephone
De Miguel et al.41 Any leakage No No No No No time frame 8⋅8 Face-to-face
Coyne et al.43 Any stool No No No No No time frame 19⋅5 Internet
Buckley and Lapitan44 Any leakage No Yes No No No time frame 10⋅6 Internet
Lam et al.24 Any leakage† Yes No No No No time frame 15⋅0 Postal
Whitehead et al.15 Mucus, liquid, solid No No No FISI At least once per month 8⋅3 Face-to-face
Ditah et al.16 Mucus, liquid, solid No No No FISI At least once per month 8⋅4 Face-to-face
Damon et al.21 Liquid or solid Yes Yes No Wexner At least once per month 11⋅2 Postal
Sharma et al.26 Liquid or solid No No No FISI At least once per month 12⋅4 Postal + telephone
Lynch et al.30 Any leakage† Yes Yes No Wexner At least once per month 17⋅0 Postal
Nelson et al.38 Any leakage No No No No Any in past year 2⋅2 Telephone
MacLennan et al.40 Any leakage† No No No No Any in past year 2⋅9 Face-to-face
Ilnyckyj35 Liquid or solid No No No No Any in past year 3⋅7 Telephone
Aitola et al.20 Liquid or solid No No No No Any in past year 10⋅6 Postal
Kalantar et al.23 Liquid or solid No Yes No No Any in past year 11⋅2 Postal
Bartlett et al.33 Liquid or solid No No No Wexner Any in past year 12⋅7 Postal + telephone
Roberts et al.25 Any leakage No No No No Any in past year 13⋅1 Postal
Siproudhis et al.27 Any leakage† No No No No Any in past year 16⋅8 Postal
De Souza Santos and Santos32 Inadequate information No No time frame 7⋅0 Unclear
Lim et al.42 Inadequate information FISI/Wexner No time frame 4⋅7 Face-to-face

*Also provides rate of leakage of liquid stool but not a combined rate for solid and liquid stool. †Definition includes leakage of flatus (anal incontinence).
FI, faecal incontinence; FISI, Faecal Incontinence Severity Index.

Wide variations were seen in study sample sizes, ranging Buckley and colleagues44 and Coyne et al.43 both
from 500 to 64 749. Only nine15,16,18,26,33,36,38,39,42 of the 30 employed internet surveys for data collection. Reported
included studies provided a power calculation or justifica- prevalence rates were 10⋅6 and 19⋅5 per cent. However,
tion for the sample size used. both studies were limited by the use of sample frames that
inadequately represented a general adult population and
Data collection method the lack of use of a validated questionnaire.
Table 1 shows the effect of data collection method
on reported prevalence rates. Postal survey with Faecal incontinence definition
self-administered questionnaires was the commonest A variety of definitions were used to report FI (Table S2,
data collection method, followed by face-to-face and tele- supporting information). In general, definitions were based
phone interviews. Personalized data collection methods on either principles from symptom severity scales or func-
(telephone and face-to-face interview surveys) reported tional symptom criteria.
narrower ranges of FI prevalence compared with postal Table 2 shows the prevalence rates from studies report-
surveys (2⋅1–8⋅8 versus 1⋅5–16⋅8 per cent respectively). ing functional FI, defined by ROME II functional

© 2016 BJS Society Ltd www.bjs.co.uk BJS 2016; 103: 1589–1597


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Prevalence of faecal incontinence 1593

25
Several times per month
At least once per month
Any in past year
No time frame
20

† †
Faecal incontinence (~)


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Fig. 2 Faecal incontinence (FI) rates in studies arranged by stool frequency definition. Only postal or telephone-based FI prevalence
studies are included. *Studies with telephone or face-to-face interview; all other studies used postal data collection. †Postal studies with
flatus in definition. Studies with the definition ‘several times per month’ had lower estimates of FI prevalence. Telephone and
face-to-face interviews were associated with lower estimates of FI prevalence regardless of stool frequency in definition

gastrointestinal disorders criteria45 . Prevalence values month’ (Fig. 2) reported the lowest FI prevalence (0⋅9–3⋅3
from four studies using the ROME II criteria were com- per cent)28,29,31,34 . Of these, Walter and colleagues28
bined with the reported prevalence from Drossman and included only solid stool and had the lowest value (0⋅9
colleagues22 , who used a closely associated definition set per cent).
before the development of the ROME II working party Frequency definitions of ‘at least once
definitions. The combined functional FI prevalence was per month’15,16,21,26,30 and ‘any in the past
5⋅9 (95 per cent c.i. 5⋅6 to 6⋅3) per cent. Koloski and year’20,23,25,27,33,35,38,40 reported a similar range of preva-
co-workers19 also reported functional FI, but modified the lence rates (8⋅3–17⋅0 per cent and 2⋅2–16⋅8 per cent
time scale to present 1- and 12-month prevalence rates, so respectively). Exclusion of face-to-face or telephone inter-
their study was not included in pooled analysis. view methods (associated with lower reported prevalence
Parameters used to define FI for each of the remaining rates), and exclusion of flatus definition (associated with
24 studies are shown in Table 3. These included: minimum higher reported prevalence rates), resulted in further sim-
frequency; type of stool leakage; impact on life (pad use, ilarity of FI prevalence rates (11⋅2–12⋅4 per cent for ‘at
lifestyle impact or staining); and use of a defined severity least once per month’ and 10⋅6–13⋅1 per cent for ‘any in
scale. Only two pairs of studies used identical definitions the last year’).
(Ditah and colleagues16 and Whitehead et al.15 ; Perry and Inclusion of flatus in study definitions (anal
co-workers31 and Brittain et al.29 ). incontinence)24,27,30 was associated with the highest FI
Fig. 2 demonstrates the effects of varying definition prevalence rates (15⋅0–17⋅0 per cent) irrespective of fre-
parameters on reported FI prevalence. Frequency and type quency differences in the definition (Fig. 2). MacLennan
of stool were the main determinants of the differences and colleagues40 and Nelson et al.38 reported FI defini-
in reported FI prevalence. Studies used definitions of FI tions including flatus that had low prevalence estimates
that varied in frequency from ‘several times per day’ to (2⋅9 and 2⋅2 per cent respectively); however, both studies
‘any incontinence in the last year’. Studies with definitions also included personalized (face-to-face and telephone)
including incontinence frequency of ‘several times per data collection methods.

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1594 A. Sharma, L. Yuan, R. J. Marshall, A. E. H. Merrie and I. P. Bissett

Three studies21,24,30 that included pad use in their def- studies are comparable when research methodologies are
inition had an estimated prevalence range of 11⋅2–17⋅0 uniform. The large reported variations in prevalence can be
per cent. However, two of these included any leakage in explained mainly by three factors: data collection methods,
their stool definitions. Three studies29,31,34 that included and frequency of incontinence and type of stool leakage in
staining in their definition reported low prevalence ranges FI definition (Fig. 2).
(1⋅3–3⋅3 per cent), but all three included ‘several times per Data collection methodology was shown to be a factor
month’ in their definitions. Five studies21,23,30,34,44 included influencing FI prevalence estimates. Lower prevalence
lifestyle impact in their definitions, which did not influence rates were seen when personalized data collection methods
estimated prevalence rates. were used (face-to-face and telephone interview) compared
Nine studies15,16,21,26,29 – 31,33,42 included various severity with postal surveys. This may be due to under-reporting
scales in their definitions, including: Faecal Incontinence with personalized data collection methods, an established
Severity Index (FISI), St Mark’s tool by Vaisey and col- reason for lower reported prevalence of sensitive sub-
leagues, the Wexner score by Miller et al., and one devel- ject areas owing to reluctance by individuals to relay
oped by Bharucha and colleagues46 – 53 . Despite use of com- information accurately because of embarrassment and
parable severity scores, estimated prevalence rates varied stigmatization6,7 . Further supporting this is the similar
widely (1⋅5–17⋅0 per cent), likely reflecting the hetero- prevalence reported between face-to-face and telephone
geneity of stool type and frequency definitions used by the surveys. One rationale for the use of personalized data
different studies. collection methods over postal surveys is an expected
FI prevalence at a threshold of at least once per month for higher response rate, reducing the risk of sampling bias38 ;
liquid or solid stool was 8⋅3–8⋅4 per cent for face-to-face however, this was not observed in the present review.
or telephone interviews, and 11⋅2–12⋅4 per cent for postal Response rates were similar across data collection methods
surveys. These results excluded studies likely to under- and were generally adequate, with two-thirds of all studies
estimate (personalized data collection methods and incont- reporting response rates of over 50 per cent.
inence frequency of ‘several times per month’) or over- The parameters used in the definition also affected
estimate (flatus inclusion in definition) the FI prevalence. reported prevalence rates. Among the different parameters
used, two appeared to have the greatest influence on rates:
frequency of incontinence and type of stool. Studies using
Study quality
similar data collection methods and type of stool parame-
Study quality was scored out of 4 (Table S2, supporting ters in their definitions reported much lower FI prevalence
information). In total, 19 of the 30 included studies were when frequency thresholds were set at ‘several times per
deemed of high quality. Bias was minimized adequately in month’ compared with ‘at least once per month’ (1⋅4–3⋅3
only ten studies. per cent and 11⋅2–12⋅4 per cent respectively). This sug-
Validated questionnaires were used by 12 gests that defining incontinence frequency at a threshold
studies15,16,20,21,23 – 26,30,33,35,42 . Three15,16,21 of these did of ‘several times per month’ may be too restrictive to rep-
not specifically validate their questionnaire but used the resent accurately the FI prevalence in the general adult
FISI or Wexner scoring systems, both of which have community, leading to underestimation. Broadening the
been validated previously in patient populations. Six frequency threshold to ‘any in past year’ resulted in lit-
studies17 – 19,22,36,39 used the Rome I or Rome II functional tle change to reported prevalence rates compared with ‘at
definition criteria for FI, which are based on expert opinion least once per month’. To allow enough sensitivity to reflect
and used widely in clinical practice and research. Twelve the general adult population, the authors recommend the
studies27 – 29,31,32,34,37,38,40,41,43,44 used tools that had not use of ‘at least once per month’ as the frequency threshold
undergone validation. within the definition of FI.
The inclusion of flatus in the type of stool parameter in
Discussion
FI definition was associated with higher prevalence rates,
irrespective of frequency. To ensure consistent measure-
This is an up-to-date systematic review of studies inves- ment, the authors recommend the use of ‘both liquid and
tigating the prevalence of FI in community-based adult stool’ in the definition of FI. Measurements including fla-
populations. Previous studies reported wide ranges of FI tus incontinence should be reported separately as ‘anal
prevalence, from 0⋅4 to 19⋅6 per cent8,9 , partly owing to incontinence’.
the heterogeneity of study designs. The present system- To reflect the general adult community population, stud-
atic review showed that FI prevalence estimates among ies examining the prevalence of FI in at-risk populations,

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Prevalence of faecal incontinence 1595

such as those with previous obstetric trauma or diabetes, Frequency and type of stool parameters within defini-
were not included. This review demonstrated no associa- tions are important variables affecting reported FI preva-
tion between the minimum age of inclusion and reported lence. Therefore, consensus definitions for these two fac-
prevalence rates. However, because only five of the 30 stud- tors are important to aid further research and policy devel-
ies examined prevalence in subjects limited to 40 years and opment. To avoid underestimation, the authors recom-
over, and on account of the heterogeneous study designs mend the use of anonymous survey collection methods and
and definitions, no accurate age-stratified analysis could be avoiding the use of ‘several times per month’ as a frequency
made to allow comment on the association between age and parameter. Removing flatus from the definition and catego-
reported prevalence. rizing it separately will reduce the risk of overestimation of
Epidemiological research for population prevalence prevalence.
requires considerable investment and commitment in
resources. The relative paucity of studies looking at popula- Disclosure
tion prevalence of FI in low- and middle-income countries
was therefore not surprising. In more resource-constrained The authors declare no conflict of interest.
settings, studies were often designed to focus on at-risk
populations, for example women following birth trauma, References
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Supporting information

Additional supporting information may be found in the online version of this article:
Table S1 Literature search strategy, and inclusion and exclusion criteria (Word document)
Table S2 Summary of included studies (Word document)

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