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https://doi.org/10.1007/s13555-018-0231-8
ORIGINAL RESEARCH
INTRODUCTION
physical and emotional scarring, impacting patients’ effect against ultraviolet radiation-induced loss of
quality of life [10]. The severity of scars is correlated procollagen by antagonizing transcription factor AP-1,
with acne grade and the delay between onset of the thereby blunting the increase in MMP synthesis [16,
disease and initiation of treatment. 18, 19].
Adapalene 0.3% gel is approved in the USA for the
Current treatment modalities for atrophic acne scars treatment of acne with demonstrated efficacy [22–24]
are dominated by non-pharmaco-logical interventions and a favorable tolerability profile compared to other
and require invasive pro-cedures (laser resurfacing, retinoids [22–25]. Adapalene 0.1% and 0.3% gel
volumizing fillers, dermabrasion, microneedling, formulations have been shown to treat actinic keratoses
radiofrequency, subcision and excisional techniques) and solar lentigines, and improve the effects of
to improve appearance [11–13]. However, these photodamage (fine and coarse wrinkles, mot-tled
invasive procedures may not be suitable or affordable hyperpigmentation, and sallow complex-ion) [26]. As
to all patients. Finding effective non-procedural both photodamaged skin and atrophic acne scars share
medical treatments has proven challenging, in part due the feature of dermal matrix loss, adapalene 0.3% may
to persistent dermal tissue loss. potentially exert a beneficial effect in the treatment of
atrophic acne scars, similar to its effect on photoaging.
The total duration of treatment was 24 weeks, with designated to have a biopsy for transcriptomics
visits at baseline, day 10 and weeks 4, 8, 16 and 24. analysis. Standard IHC methods were used to examine
Post-treatment follow-up included on-site visits at the expression levels of dermal matrix molecules,
weeks 36 and 48–72 (i.e. anytime between 6 and 12 including Procol-1 and Procol-3. Immunostaining was
months after treatment). Patients with a prior history of quantified using the Bakos semi-quantitative method
dermabrasion or laser resurfacing on the face were [27] for inten-sity and depth, and an image analysis
excluded. Patients with a treatment history of\4 weeks program to quantify staining intensity (ScanScope ;
for topical retinoid and alpha/beta hydroxy acids,\ 3 Aperio, Vista, CA, USA). Semi-quantitative IHC
months for microdermabrasion and \ 6 months for oral results were examined by two independent observers
retinoids were also excluded. blinded as to whether the samples were pre- or post-
treatment. In order to evaluate the expression of these
All procedures performed in studies involving substrates, the semi-quantitative method suggested by
human participants were in accordance with the ethical Bakos et al. was used where 0 indicates the absence of
standards of the institutional and/or national research expression; ?, weak expression; ??, moderate
committee, and with the 1964 Helsinki declaration and expression; ???, strong expression [27]. For the
its later amendments or comparable ethical standards. computer analysis of staining, whole-slide scanning
Informed consent was obtained from all individual was used to capture high-resolution images by the
participants included in the study. This study was ScanScope system. Images were analyzed using color
approved by institutional review boards, and all deconvolution and auto-mated algorithms to quantify
subjects provided written informed consent staining intensity.
(ClinicalTri-als.gov identifier NCT01213199).
questionnaire was completed at the last visit [30, 31]. and the Benjamini–Hochberg procedure was used for
correction of multiple testing [32].
Statistical Analysis
RESULTS
Analysis of variance (ANOVA) was performed to Demographics and Baseline
examine the differences in grading over time from Characteristics
baseline to week 24 for facial global scar-ring grade,
patient and investigator scar assess-ment, individual
scar counts, and tolerability assessments. In addition, A total of 20 subjects were treated at one study site in
post-treatment data (week 48–72), specific to scarring the USA. The mean age was 35.7 years and slightly
grades and lesion counts, were collected from 16 more than half of the subjects were male (55%).
subjects and compared to data collected at baseline, Scarring grade at baseline was moderate in 60% of
week 16, and week 24. subjects and severe in the remaining subjects. Subjects
reported a very long duration of both acne (mean 22.9
years) and facial acne scars (mean 19.3 years) (Table
Frequencies for each item on the DLQI and subject
1).
satisfaction questionnaire were created, and these were
Of the 20 subjects enrolled, 18 (90%) com-pleted
compared at baseline/week 24 using t tests. Four scores
were derived and ana-lyzed from the DLQI survey, the treatment (i.e. week 24), and 16 (80%) attended the
namely total, symptoms and feelings, personal post-treatment follow-up visits. The four subjects
relationships, and treatment). (20%) who discontin-ued the study were lost to follow-
up. No subject discontinued treatment due to an AE. Of
the ten subjects selected to have a biopsy for IHC
For the IHC analysis, computer-assisted color
studies and reverse transcription-PCR assess-ment, two
deconvolution and semi-quantitative scoring of
subjects did not agree to undergo the procedure (i.e. N
immunostaining intensity were performed by two
= 8). For the transcriptomics analysis, three of the ten
independent observers. For the automated color
subjects planned to have a biopsy declined to undergo
deconvolution algorithms, a paired Stu-dent’s t test
the proce-dure (i.e. N = 7).
was performed to determine any significant difference
in positive Procol-1 and collagen-3 (Col-3) staining
within a pre-defined ROI at baseline and week 24
(significance p \ 0.05). For the Bakos method, intensity
scores of 0, ?, ??, and ??? were converted to an ordinal Efficacy
scale of 0, 1, 2, and 3, respectively. Scores following
24 weeks of retinoid therapy relative to baseline scores Global Scarring Grade
were compared using the Wilcoxon signed-rank test. According to full-face global scarring grade, the
Calculations were conducted using the Stata version majority of subjects (60%) had moderate disease at
14.0 software (StataCorp LP, College Station, TX, baseline. At week 24, ten of 18 subjects (55.6%)
USA). showed improvement of a 1-grade (N = 7; 38.9%) or 2-
grade (N = 3; 16.7%) change from baseline (Fig. 1a).
Table 2 includes the ANOVA results for those subjects
For large-scale gene expression, data analysis was with complete data during the treatment phase (i.e.
performed using the Array Studio software (OmicSoft, baseline through to week 24). These ANOVA results
Cary, NC, USA). Principal compo-nent analysis indicate that scarring grades at baseline (mean = 3.38)
showed that one sample was an outlier and, therefore, were significantly higher than those at week 24 (mean
the data from this subject were excluded from = 2.67), suggesting greater overall improvement in
subsequent analysis. A two-sided paired t test was scarring.
applied to compare genes significantly differentially
expressed at week 24, Post-treatment data (weeks 48–72) specific to
scarring grades were also collected on 16
Dermatol Ther (Heidelb) (2018) 8:245–257 249
Lesion Counts
Lesion counts decreased over time for all scar
types; however, none of the changes were found
to be significant between time points (boxcar
scars neared significance, p = 0.06; Table 2).
Post-treatment data (weeks 48–72) on lesion
counts were also collected on 16 subjects. No
significant differences were noted between
treatment and post-treatment lesion counts.
Dermatol Ther (Heidelb) (2018) 8:245–257
Table 2 Descriptive statistics of facial scaring grades and tolerability assessments of subjects who completed the study from baseline to treatment end at
24 weeks (treatment restricted data*) (N = 18 subjects)
Facial scaring grades and tolerability assessments Pre-treatment and treatment phase ANOVA (F, p value)
Baseline Week 16 Week 24
Scarring
Scarring grade 3.38 (0.50) a 3.05 (0.87) 2.67 (0.84) a 4.10, p = 0.02
Patient scar assessment – 3.00 (0.59) 3.00 (0.48) 0.00, p = 1.00
Investigator scar assessment – 2.77 (1.06) a 3.67 (1.32) a 4.92, p = 0.03
Lesion counts
Icepick scars 8.22 (5.39) 7.33 (3.94) 7.16 (4.68) 0.26, p = 0.77
Boxcar scars 7.05 (5.78) 4.38 (2.95) 4.05 (2.43) 3.03, p = 0.06
Rolling scars 1.44 (1.82) 1.00 (1.23) 0.61 (1.14) 1.52, p = 0.22
Tolerability assessment
Erythema 0.00 (0.00) 0.00 (0.00) 0.05 (0.23) 1.46, p = 0.21
Scaling 0.05 (0.23) 0.05 (0.23) 0.11 (0.32) 0.50, p = 0.77
Dryness 0.05 (0.23) 0.22 (0.42) 0.28 (0.46) 1.44, p = 0.21
Stinging/burning 0.00 (0.00) a 0.11 (0.32) b 0.00 (0.00) c 5.33, p \ 0.001
* Treatment data restricted to include only those subjects (N = 18) with complete data from baseline through week 24 (i.e., duration of treatment). Post
hoc tests (Tukey) were performed; subscript letters show where significant differences (p \ 0.05) occur between time points (i.e., means for subscript ‘a’
are significantly different from one another, etc.)
251
252 Dermatol Ther (Heidelb) (2018) 8:245–257
Fig. 2 Clinical photos (full-face, region of interest [ROI], and (Quantificare SA, Valbonne, France) was used to
close-ups) of lesions before and during treatment in a subject collect two-dimensional (2D; B1, B2) and three-
with severe scarring at baseline. a Representative examples dimensional (3D; C1, C2) images of lesions
of treatment results. b, c Global photographs of a different
subject. Lower right panel depicts ROI analyzed digitally.
The 3D LifeViz Micro photography system
Region of Interest treatment (week 24) than at baseline for Procol-3 (2.19
Clinical photographs of lesions prior to and during vs. 2.00, respectively). In contrast, scores for Procol-1
treatment are shown in Fig. 2. The ROI is marked on did not show a similar elevation after 6 months of
the skin and close-up photos illus-trate subtle volume topical adapalene usage. These findings were not
and surface changes over time. The efficacy observed statistically significant.
on the full face was also observed on the ROI in terms IHC using color deconvolution image anal-ysis
of acne scar counts. At baseline, subjects had an showed a non-statistically significant increase in
average of 18.7 atrophic acne scars in the ROI; at week staining over time for Procol-1 (p = 0.99) and Col-3 (p
24, the mean count decreased to 11.8 atrophic acne = 0.96) (Fig. 3).
scars. This decrease was maintained at the week 48–72
follow-up with a mean count of 11.9 atrophic scars. Transcriptomic Analysis
Evaluation of the gene expression profile of individual
subjects from baseline to week 24 revealed a clear
change in expression levels of retinoid responsive
Immunohistochemistry genes (e.g., CYP26A1, KRT19, KRT4, KRT2, TGM3
Using the Bakos method [27], immunostaining and DSC1) in five of seven subjects. Refined statistical
intensity scores were greater at the end of analysis was
Dermatol Ther (Heidelb) (2018) 8:245–257 253
Fig. 3 Representation of image processing used for quan- each slide. Strong positive staining intensity within the
titative immunohistochemistry studies of procollagen-1 dermoepidermal junction was measured. i–l Staining
(left panel) and collagen-3 (right panel). a–d Expression intensity illustrated as a heatmap where blue = no stain-
of procollagen-1 and collagen-3 (brown color). e–h The ing, yellow = low intensity, orange = medium intensity,
Aperio Color Deconvolution Algorithm (Aperio Tech- and red = high intensity staining (denoted by arrows)
nologies, Vista, CA, USA) was used to analyze
diaminobenzidine (DAB) substrate staining applied to
performed on these five subjects. Ninety-five III collagen alpha 1 (COL3A1) showed higher,
Affymetrix IDs, corresponding to 76 genes, were although not statistically significant, expression levels
found to be modulated at week 24 compared to after 24 weeks of adapalene treatment compared to
baseline, based on the criteria of a fold-change of [ 1.5 baseline.
and p \ 0.05. Among these, change in the expression
levels of several genes expressed in differentiated Safety
layers of the epider-mis, including specific keratins
(KRT13, KRT4), cornulin (CRNN), caspase 14
A total of five AEs (tooth infection, skin bacte-rial
(CASP14) and components of the cornified envelope
infection, anxiety, wound dehiscence and hypertrophic
(SPRR3, IVL, CNFN) was observed.
scarring) were reported in five subjects (25%). None
were deemed related to the study medication. Reported
Furthermore, treatment with adapalene 0.3% gel AEs were of mild to moderate severity and resolved
led to modifications in the expression of serine without residual effects. Assessment of local
proteases and serine protease inhibi-tors. The tolerability showed a profile that was similar to that
expression of several serine proteases, including previ-ously reported with adapalene treatment. The
KLK6, KLK9 and KLK13, was upregu-lated along most commonly observed events were of mild severity
with that of members of the SERPIN family, and included dryness (N = 11; 55%), stinging/burning
suggesting an activation of the desqua-mation process. (N = 10; 50%), scaling (N = 5; 25%) and erythema (N
= 3; 15%). There were no
In terms of dermal matrix macromolecules, both
type I collagen alpha 1 (COL1A1) and type
254 Dermatol Ther (Heidelb) (2018) 8:245–257
Table 3 Descriptive statistics of facial scarring grades, lesion counts, pre- and post-treatment in subjects who had
complete data through the study period and a post-treatment follow-up (16 subjects)
Facial scaring grades and lesion Pre-treatment and treatment phase Post-treatment ANOVA (F,
counts phase p value)
Baseline Week 16 Week 24 Week 48–72
Scarring
Scarring grade 3.43 (0.51) 3.06 (0.92) a,d 2.62 (0.88)b,d 2.93 (0.85)b,c 2.74; p = 0.051
a,b,c
Subject scar assessment – 3.06 (0.57) 3.06 (0.44) 2.93 (0.68) 0.25; p = 0.77
Investigator scar assessment – 2.81 (1.10) b,c 3.75 (1.39) a,c 1.62 (0.80) a,b 14.28;
p \ 0.0001
Lesion counts
Icepick scars 9.12 (5.00) 7.68 (4.04) 7.56 (4.81) 5.68 (4.79) 1.45; p = 0.23
Boxcar scars 7.06 (6.06) 4.31 (2.93) 3.93 (2.46) 5.50 (4.47) 1.77; p = 0.16
Rolling scars 1.56 (1.89) 0.87 (1.02) 0.56 (1.15) 0.75 (1.12) 1.68; p = 0.18
* Treatment average was taken from baseline through week 24. Post hoc tests (Tukey) were performed; subscript
letters show where significant differences (p \ 0.05) occur between time points (i.e., means for subscript ‘a’ are
significantly different from one another, etc.)
serious AEs, and none of the observed AEs resulted in caused by the topical application of adapalene gel.
treatment discontinuation.
Tolerability assessments showed that sting- DLQI assessments were made at baseline and week
ing/burning at week 10 (mean = 0.38) was sig- 24. At baseline, 14 of 20 subjects (70%) reported
nificantly higher (p \ 0.0001) than that in all other impairment in quality of life with a mean DLQI score
weeks. The incidences of erythema and scaling were of 4.3. Following 6 months of therapy with topical
low over time, whereas dryness was higher and peaked adapalene, 10 of 18 sub-jects (55.6%) reported no
at day 10 (mean = 0.33). However, none of these impact on quality of life, while the remaining eight
differences were statis-tically significant. subjects (44.4%) reported only a small effect on quality
of life. Overall, all subjects experienced little or no
impairment on quality of life by the end of treatment,
Subject-Reported Outcomes with a mean DLQI score of 1.3.
in more than half of subjects (55.6%) and at least a increased keratinocyte turnover and altered dif-
marked improvement in skin texture and atrophic scars ferentiation leading to epidermal thickness.
in 50% of subjects. Subjects’ assessments reported All-trans retinoic acid has been shown to
improvement in skin tex-ture and atrophic scars in ameliorate the histological and clinical features of
more than 80% of cases. Investigator assessments and photoaging in numerous controlled clinical studies.
subjects’ self-evaluations of improvement in skin Improved skin appearance is associated with reduced
texture and scar improvement were maintained after levels of collagen-degrading enzymes (MMPs) and
the discontinuation of the treatment. increased collagen syn-thesis [20, 21, 33, 34].
Supporting these previ-ous findings, the mRNA levels
Similarly, clinical assessment of atrophic lesion of COL1A1 and COL3A1 were slightly increased after
counts within the ROI showed improve-ment. At week 24 weeks of therapy with adapalene 0.3% gel. The
24, all sub-classifications of atrophic scar types clinical improvement of atrophic scars after adapalene
showed decreased counts. Although scar sizes 0.3% gel treatment could be concomitantly related to
decreased and scars became less noticeable, the sub- an increase in epidermal thickness and activation of
classification of scar counts did not decrease collagen production.
significantly. This may be due to a re-classification
error as scars decreased in diameter. The classification Treatment was well tolerated with only mild
of scar types according to the diameter of the opening dryness and stinging/burning reported by
on the skin surface meant that as scars improved approximately 50% of subjects.
(shrank in size), they were re-classi-fied according to Subject-related outcome assessment indi-cated that,
the pre-set definitions into the small scar category. For globally, subjects were satisfied with the study drug, in
example, if a boxcar scar shrank in size due to accordance with full-face clinical outcomes, while
treatment, it would be re-classified as an icepick scar. DLQI revealed improvements in subject quality of life
This may have affected change in total scar counts follow-ing treatment.
over time.
The limitations of this study include the absence of
The IHC analysis using two methods showed a control group and the small pop-ulation size. Since
increases in Col-3 staining (although not sta-tistically this was an exploratory study, the population size was
significant) over time. For Procol-1, a similar increase empirical. How-ever, it was considered to be sufficient
from baseline to week 24 was observed with the Bakos to test the initial hypothesis.
method [27] (not sta-tistically significant), but not with
the com-puter-assisted image analysis. Overall, our
IHC data supported our clinical observations and gene
expression analysis. CONCLUSIONS
Gene expression profile analysis correlated with the In conclusion, daily use of adapalene 0.3% gel for the
clinical efficacy observed. A clear gene signature of treatment of atrophic acne scars showed promising
retinoid was observable in some subjects, validating clinical efficacy, a favorable tolera-bility profile and
the bioactivity of adapalene in the skin. Two subjects improvement in quality of life. Further clinical
did not display the retinoid signature, and we investigation involving a larger number of subjects and
hypothesize less than adequate compliance with twice- a control group is war-ranted to corroborate these
daily application. Poten-tial retinoid receptor findings.
polymorphisms may account for this finding.
Functional analysis of modulated genes between week
24 and baseline for five subjects resulted in a ACKNOWLEDGEMENTS
substantial change in the expression of several genes
expressed in dif-ferentiated epidermal layers and
involved in desquamation. This finding may reflect an Funding. Sponsorship for this study and article
processing charges were funded by Nestle´ Skin
Health–Galderma R&D. All authors had
256 Dermatol Ther (Heidelb) (2018) 8:245–257
full access to all of the data in this study and take License (http://creativecommons.org/licenses/ by-
complete responsibility for the integrity of the data and nc/4.0/), which permits any noncommer-cial use,
accuracy of the data analysis. distribution, and reproduction in any medium, provided
you give appropriate credit to the original author(s) and
Authorship. All named authors meet the the source, provide a link to the Creative Commons
International Committee of Medical Journal Editors license, and indicate if changes were made.
(ICMJE) criteria for authorship for this article, take
responsibility for the integrity of the work as a whole,
and have given their approval for this version to be
published.
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