Professional Documents
Culture Documents
ORIGINAL ARTICLE
Neurodevelopmental outcomes of very low birth weight infants
with neonatal sepsis: systematic review and meta-analysis
B Alshaikh1,2, K Yusuf2 and R Sauve1,2
OBJECTIVE: To study the impact of neonatal sepsis on the long-term neurodevelopmental outcome in very low birth weight
(VLBW) infants.
STUDY DESIGN: Systematic review and meta-analysis of observational studies comparing neurodevelopmental outcomes in
VLBW infants exposed to culture-proven sepsis in the neonatal period with similar infants without sepsis.
RESULT: Seventeen studies involving 15 331 infants were included in the meta-analysis. Sepsis in VLBW infants was associated with
an increased risk of one or more long-term neurodevelopmental impairments (odds ratio (OR) 2.09; 95% confidence interval
(CI) 1.65 to 2.65) including cerebral palsy (CP; OR 2.09; 95% CI 1.78 to 2.45). Heterogeneity (I2 ¼ 36.9%; P ¼ 0.06) between the studies
was significant and related to variations in patient characteristics, causative pathogens and follow-up methods. Sensitivity analyses
based on study design, follow-up rate and year of birth were not significantly different from the overall analysis.
CONCLUSION: The meta-analysis suggests that sepsis in VLBW infants is associated with a worse neurodevelopmental outcome
including higher incidence of CP.
1
Department of Community Health Sciences, Faculty of Medicine, University of Calgary, Calgary, AB, Canada and 2Department of Pediatrics, University of Calgary, Calgary, AB,
Canada. Correspondence: Dr B Alshaikh, Department of Pediatrics, Faculty of Medicine, University of Calgary, Room C211, 1403 29th Street NW Calgary, AB T2N 2T9, Canada.
E-mail: belal.alshaikh@albertahealthservices.ca
Received 15 August 2012; accepted 10 December 2012
Neurodevelopmental outcomes of VLBW infants with neonatal sepsis
B Alshaikh et al
2
Study selection criteria 1362 Citation screened
Two authors (BA and KY) searched the literature independently and
assessed the eligibility of identified articles for this systematic review
and meta-analysis. All following preselected criteria were considered for 1329 Articles excluded:
including any study in the analysis: (1) studies on VLBW infants (o1500 g). Abstracts not including neurodevelopmental
(2) Studies involving infants with neonatal culture-proven sepsis, that is, outcome of neonates with sepsis
sepsis accompanied by the presence of an organism in the blood during
the admission period in the neonatal intensive care unit. (3) Long-term
33 Potentially relevant citations
follow-up for a minimum of 12 months. (4) A priori definition of moderate-
identified for further review
to-severe neurodevelopmental impairment (NDI) that included at least one
of the following: CP, cognitive delay (cognitive score 2 s.d. less than mean
on standardized psychological testing), vision loss or deafness. In addition, 16 Articles excluded:
only studies reported original data (that is, no review articles) were 4 All patients were included in other studies
included. 8 No data for VLBW infants or neonatal sepsis
2 Sepsis was diagnosed clinically
1 Follow up was at < 12 months post menstrual age
Data extraction 1 Some data on NDI were collected by phone
Data extraction was performed independently by two reviewers (BA and
KY) using a standardized data collection form. Any discrepancies in
17 Studies included in the analysis
extracted data were solved by consensus. The following data were
collected: journal name, year of publication, single-center or multicenter
status, demographic data, year of birth, number of infants in both proven Figure 1. Flow diagram of study selection process. NDI, neurodeve-
sepsis and comparison groups, definitions adopted, inclusion and lopmental impairment; VLBW, very low birth weight.
exclusion criteria, and methods and duration of follow-up. The primary
outcome was one or more of NDIs in VLBW infants with culture-proven sepsis (OR 2.09; 95% CI 1.65 to 2.65; Figure 2). There was
sepsis in neonatal period as assessed by odds ratio (OR) in individual considerable heterogeneity within the studies (I2 ¼ 36.9; P ¼ 0.06),
studies. We used the OR, lower and upper limit of the 95% confidence representing variations related to a number of factors, including
interval (CI) as reported in the studies. In the studies where ORs for the
association between neonatal sepsis and long-term NDI were not reported,
patient characteristics, specifics of the illness and long-term
we calculated ORs using 2 2 tables. follow-up rates.
There was some evidence to suggest probable publication bias
in Egger’s test (coefficient 0.80, 95% CI 0.03 to 1.52, P ¼ 0.04);
Data synthesis and analysis however, this was not evident in Begg’s test (P ¼ 0.53, with
STATA version 11 (Stata, College Station, TX, USA) was used for all statistical continuity correction) although it appeared highly likely in the
analysis. Estimates for OR together with the corresponding 95% CIs and funnel plot. Figure 3 displays this bias graphically, as there is
the percentage weight contributed to the overall meta-analysis from each
study were calculated. For each outcome of interest, effect estimates were
asymmetry in the funnel plot with a predominance of studies with
pooled assuming a random-effect modeling approach given that the data large standard errors (small studies) showing positive effect
were retrieved from the literature and expected to have variable size- studies and a paucity of small negative studies.
effect. Heterogeneity across the observational studies was evaluated using
both the I2 statistics; Po0.1 was defined to note statistical significance in Sensitivity analysis
the analysis of heterogeneity. In addition, we assessed for potential
evidence of publication bias through visual inspection of the Begg’s funnel Results of sensitivity analyses based on the year of birth before
plot and the Egger test for funnel plot asymmetry. Finally, the following 1990 showed similar association between neonatal sepsis and NDI
sensitivity and subgroup analyses were planned: to studies included patients after 1990. However, the magnitude
of association was higher in infants born before 1990; OR 2.74
(1) Studies in which at least 80% of infants had follow-up because follow- (1.66 to 4.53) vs 1.82 (1.48 to 2.24). Results of using follow-up rate
up rate is crucial in accurate interpretation of long-term neurodevelop- of 80% as a cutoff were not significantly different from the
mental outcome. combined analysis of sepsis vs no sepsis (OR 2.06 (1.53 to 2.77) for
(2) Studies involving only neonates born in the post-surfactant era given follow-up 480% vs 2.18 (1.52 to 3.12) for o80%). In regard to
that long-term outcome of VLBW infants improved significantly after study design, cohort studies (OR 2.01; 95% CI 1.69 to 2.39) yield
introducing surfactant. similar result to the combined studies, but the three case–control
(3) Analysis of studies reporting long-term outcome for infants with
studies showed higher association between sepsis and NDI (OR
coagulase negative staphylococcus (CoNS) infection given that CoNS is
the most common cause of infection in VLBW infants. 2.89; 95% CI 1.75 to 4.77).
(4) Comparison between the components of neurodevelopmental
outcome. Analysis of components of NDI
Analysis of individual components of NDI indicated a significantly
increased risk of CP (11 studies: OR 2.09; 95% CI 1.78 to 2.45;
Figure 4), low psychomotor developmental index (PDI) (3
RESULTS studies(14,18,22): OR 1.55; 95% CI 1.25 to 1.92) and deafness (2
Our specified search strategy identified 1362 abstracts (Figure 1). In studies(22,42): OR 2.07; 95% CI 1.09 to 2.94). Analysis for the
all, 33 studies reporting sepsis in neonates and long-term mental developmental index component revealed no significant
neurodevelopment impairment were retrieved for full detailed difference between sepsis and no sepsis groups (4 stu-
evaluation. Seventeen studies met the inclusion criteria. There was dies14,18,22,24: OR 1.16; 95% CI 0.84 to 1.61). Data on visual
an excellent agreement for the inclusion of individual studies (kappa impairment were limited to one study22 OR 2.7 (2.14 to 3.41).
0.94, 95% CI (0.92 to 0.96)). The characteristics of these 17 studies (14
cohort and 3 case–control studies) involving 15 331 VLBW survivors Analysis of CoNS sepsis and candida infection
of neonatal sepsis are summarized in Tables 1 and 2.
Analysis of the relationship between neonatal sepsis caused by
CoNS and neurodevelopmental outcome showed a similar
Analysis combining all studies association to that seen in any culture-proven sepsis and NDI
VLBW infants with sepsis in the neonatal period had poor long- (three studies14,20,22: OR 1.31; 95% CI 1.09 to 1.57) and with CP
term neurodevelopment outcome compared with those without (three studies14,20,22: OR 1.7; 95% CI 1.02 to 2.87). Data on mental
Study Year Design Population Birth Survivors Follow Proven Comparison Age at Blinding
year total no. up sepsis group no. assessment, of
rate/ no. months outcome
total assessors
no.
Cohort
Schlapbach et al.14 2011 MC GA 24–27 2000–2007 702 77% 161 236 18–24 NS
Jang et al.15 2011 SC VLBW 1989–2007 817 81% NA NA 24 NS
Kono et al.16 2011 MC VLBW 2003–2004 2847 64% 113 1714 36–48 NS
Gocer et al.17 2010 SC VLBW or 2002 117 45.7% 24 93 36 NS
o32GA
Addison et al.18 2009 SC VLBW 1999–2001 65 98.4% 46 19 12–18 No
Chen et al.19 2008 SC VLBW 1998–2005 160 76.3% 25 197 18–36 NS
Shah et al.20 2008 SC VLBW 2001–2003 183 94% 66 119 24 NS
Saw et al.21 2005 SC VLBW 1998–2005 215 100% 33 182 6–24 NS
Stoll et al.22 2004 MC 401–1000 1993–2001 8853 80% 1825 2144 18–22 NS
Hoekstra et al.23 2004 SC GA 23–26 1986–2000 675 87% NA NA 36–60 NS
Hack et al.24 2000 SC ELBW 1992–1995 241 92% 109 112 20 NS
Friedman et al.25 2000 SC ELBW 1988–1996 299 90% 27 272 24 NS
TapiaCollados 1997 SC VLBW 1986–1991 174 87% 12 125 18–60 NS
et al.26
Msall et al.27 1994 SC GA 23–28 1983–1986 153 97% 18 131 52±9.9 Yes
Case–control
Lee et al.28 1998 SC o1250 1990–1995 50 25 25 9–50 NS
Murphy et al.29 1997 SC GAo32 1984–1990 293 68 227 36–60 NS
Grether et al.30 1996 SC VLBW 1983–1985 117 45 72 36 NS
Abbreviations: GA, gestational age; MC, multicenter; NA, not available; NS, not specified; SC, single center; VLBW, very low birth weight.
developmental index and PDI were reported in only one study22. the rates of disability. However, excluding these two
Analysis of the impact of candida infection on NDI showed similar studies did not have any impact on the results of the meta-
association (three studies22,25,28: OR 2.62; 95% CI 1.37 to 5.0). analysis.
The results of our meta-analysis are based on cohort and case–
control studies because randomized controlled trials do not exist
DISCUSSION given that a randomized controlled trial is ethically not possible.
Our meta-analysis of 17 studies indicates that the diagnosis of Pooling of data from case–control studies requires the use of ORs
neonatal sepsis in VLBW infants is associated with an increased rather than relative risks, this may lead to overestimation of the
risk of one or more long-term NDIs. Analyzing the components of effect size, particularly if the risk of NDI is high among infants with
NDI revealed a higher association with CP, low PDI and deafness. sepsis. Nonetheless, using relative risks instead of ORs in cohort
With the exception of CP, which was included in 11 studies in this studies showed similar association between neonatal sepsis and
analysis, results on PDI and deafness are based on small number NDI, however, the magnitude of this effect was less (relative risk
of studies. Analyzing data from CoNS and candida infection 1.43; 95% CI 1.22 to 1.67).
yielded the same association. Neurodevelopmental outcome of The fact that the studies in our systematic review have
VLBW infants with candida infection was reported separately in differently adjusted for one or more of the potential confounding
three studies.22,25,28 Two of them restricted their studies to fungal factors including gestational age, birth weight, sex, cesarean
infection only. Analysis for infection resulting from bacterial or delivery, multiple birth, antenatal and postnatal steroid exposure,
fungal infection elucidates the same kind of association seen in intrauterine growth restriction, bronchopulmonary dysplasia,
the combined analysis. necrotizing enterocolitis and chorioamnionitis required us to use
Careful interpretation of these results is necessary given the the unadjusted ORs when pooling the data on neurodevelop-
previously mentioned variability in characteristics of the studies, mental outcomes, therefore, we could not assess the impact of
patients and causative pathogens. In addition, the difference in these confounding factors. However, the available adjusted ORs
definition of NDI is particularly an important issue. The two largest from studies reporting them14,15,22,27 were consistent with our
studies14,22 have similar definitions, whereas the other studies results. The presence of publication bias must not be forgotten as
have one or more components from the NDI. Saw and Chen,21 the small studies elucidate a higher risk for NDI.
Murphy et al.29 and Grether et al.30 limited their testing to hearing Neonatal meningitis is frequently accompanied with bacter-
loss or CP. Our systematic review examined the association emia. In all, 19.8 to 55% of affected neonates could have NDI.43–45
between neonatal sepsis and one or more of the NDI taking into Included studies in our systematic review did not exclude babies
account the variety and number of neurodevelopmental with meningitis from the analysis. Thus, the impact of sepsis
disabilities included in each study. Most studies defined without meningitis on long-term outcome could not be assessed
psychomotor and cognitive impairment as a score of o70 or separately and represents a limitation to our meta-analysis.
42 s.d. below the mean of a validated scale of Recent biological studies suggest that sepsis-causing pathogens
neurodevelopmental evaluation. Chen et al.19 used a cutoff in neonates have the ability to stimulate microglia (brain’s resident
point of a Bayley score o84, whereas Collados et al.26 used a immune cells) resulting in excitotoxicity and activation to
developmental coefficient of o80 on Denver and Amiel Tison free radical attack by reactive oxygen and nitrogen species,
test. The definition of moderate-to-severe impairment based leading to the death of the vulnerable pre-myelinating
on cognitive function o2 s.d. below the mean can overestimate oligodendrocytes.46–50
Cohort
Schlapbach et al.14 BSID II NDI: X1of the following: CP; MDIp 70; PDIp70; deafness or blindness.
CP: a nonprogressive motor disorder characterized by abnormal tone in at
least 1 extremity and abnormal control of movement and posture.
Blindness: not defined but bilateral.
Deafness: severe hearing loss requiring auditory amplification.
Jang et al.15 BSID II Non-CP NDI: 46 month of motor or mental development including cognitive
impairment, psychomotor impairment or neurosensory impairment.
CP: a permanent, but not unchanging, disorder of movement or posture and
of motor function, caused by a non-progressive interference, lesion or
abnormality of the developing premature brain.
Blindness and deafness: not assessed.
Kono et al.16 KSPD test31 Cognitive delay: developmental quotient on KSPD scale o70
CP: non-progressive central nervous system disorder characterized by
abnormal muscle tone in at least one extremity and abnormal control of
movement and position.
Blindness: unilateral or bilateral based on diagnosis of ophthalmologist.
Deafness: severe impairment required hearing aids.
Gocer et al.17 DDST32 NDI (severe): CP, mental retardation, blindness, deafness, hydrocephalus or
convulsion,33 balance disorders, myopia, mild hearing loss, perception
difficulties, behavioral problem.
Blindeness and deafness: not defined.
Addison et al.18 BSID II NDI: Either CP or a BSID MDI or PDIo70
CP: a non-progressive central nervous system disorder characterized by
abnormal muscle tone in at least one extremity and abnormal control of
movement and posture resulting in impaired motor function
Chen et al.19 BSID II MDI or PDI o84 (mild and moderate: 70–83, severe: o70)
CP, blindness and deafness: not assessed.
Shah et al.20 BSID II MDI or PDI o70 (mean of 100 and s.d. of 15)
CP: not defined
Blindness and deafness: not assessed.
Saw et al.21 Hearing only Deafness: absent of reliable hearing response to a sound pulse intensity of
40 dB delivered bilaterally using BAEP examination.
Others: not assessed.
Stoll et al.22 BSID II NDI: MDI o70, PDIo70, CP, bilateral blindness or bilateral hearing impairment.
CP: a nonprogressive disorder characterized by abnormal tone in at least 1
extremity and abnormal control of movement and posture.
Vision impairment: blindness in one or both eyes or need for corrective lenses.
Hearing impairment: hearing aids in one or both ears.
Hoekstra et al.23 BSID II (first 36 month). NDI: mild-to-moderate impairment if examination revealed only minor
DDST, Early Language Millstone abnormalities and developmental assessments were 6 to 12 months below
scale,34 and Zimmerman their chronological age. Severe impairment if examination revealed severe
Preschool Articulation Test abnormalities on physical and neurologic examinations and/or abnormalities
(between 3 and 6 year).35 on developmental assessment 1 year below their chronological age.
CP, blindness and deafness: not defined.
Hack et al.24 BSID II NDI: MDIo70, neurologic abnormality (CP, hypotonia hypertonia and/or
shunt-dependent hydrocephalus), unilateral or bilateral blindness or deafness.
CP: spastic diplegia, hemiplegia, hemidiplegia or quadriplegia (but did not
assessed separately).
Friedman et al.25 BSID II severe neurodevelopmental delay in infants with severe CP (not sitting
by 2 years of age, nonambulatory), bilateral blindness, aided sensorineural
hearing loss, severe cognitive delay with MDI, 70 (2s.d. below the mean)
or shunted hydrocephalus.
Tapia Collados et al.26 DDST and Amiel Tison test36 Moderate or severe: CP (hemiplegia, quadriplegia or diplegia), dystonia
development coefficient o80, educational delay, persistent hyperactivity.
Seizure or epilepsy, or hearing loss (o67 db).
Msall et al.27 McCarthy scales of children Major NDI: CP, mental retardation, blindness, deafness or multiple
abilities.37 impairments.
Cattell Infant Intelligence Test or CP: early onset, none progressive motor and posture delays.
the Clinical Linguistic Auditory Mental retardation: IQo67
Milestone Scale (for children Blindness: legal blindness or corrected vision worse than 20/200.
with a mental age o30 Deafness: bilateral hearing impairment of 485 db.
months)38
Case–control
Lee et al.28 BSID (o24 months), NDDs were diagnosed when one or more of the following were present: CP
Stanford–Binet Intelligence of all types or severity, (16,17) legal blindness (corrected visual acuity of the
Scale39 and the Peabody better eye, o20/200), hearing loss (neuro sensory hearing loss in the better
Developmental Motor Scales for ear 430 dB of better ear), and/or cognitive delay (MDI, 43 s.d. below the
older children40 mean).
Case-Control
Grether (1996) 2.30 (1.10, 5.00) 6.72
Murphy (1997) 3.97 (2.04, 7.65) 8.05
Lee (1998) 2.40 (0.32, 19.33) 1.24
Subtotal (I-squared = 0.0%, p = 0.550) 3.09 (1.90, 5.01) 16.01
Cohort
Msall (1994) 4.95 (1.53, 15.70) 3.45
Collados (1997) 1.37 (0.35, 7.02) 2.22
Friedman (2000) 4.98 (1.90, 12.50) 4.87
Hack (2000) 0.99 (0.54, 1.88) 8.65
Hoekstra (2004) 1.10 (0.40, 2.35) 5.35
Stoll (2004) 1.66 (1.46, 1.88) 20.70
Saw (2005) 4.45 (0.92, 21.55) 2.02
Chen (2008) 6.40 (1.65, 24.92) 2.65
Shah (2008) 1.78 (0.23, 13.67) 1.25
Addison (2009) 2.56 (0.71, 10.51) 2.68
Gocer (2010) 2.90 (0.54, 13.45) 1.95
Schlapbach (2011) 1.85 (1.12, 3.05) 11.02
Jang (2011) 1.65 (0.84, 3.21) 7.90
Kono (2011) 2.15 (1.16, 3.76) 9.27
Subtotal (I-squared = 31.0%, p = 0.128) 1.92 (1.51, 2.45) 83.99
Figure 2. Meta-analysis of neurodevelopmental outcome data from 17 studies using a random-effect model. CI, confidence interval; OR, odds
ratio.
Case-Control
Grether (1996) 2.30 (1.10, 5.00) 4.58
Murphy (1997) 3.60 (1.80, 7.40) 5.25
Lee (1998) 2.40 (0.32, 19.33) 0.62
Subtotal (I-squared = 0.0%, p = 0.687) 2.89 (1.75, 4.77) 10.45
Cohort
Hoekstra (2004) 1.10 (0.40, 2.50) 3.12
Stoll (2004) 2.04 (1.67, 2.48) 67.10
Shah (2008) 1.90 (0.25, 14.57) 0.63
Addison (2009) 1.83 (0.31, 19.41) 0.61
Gocer (2010) 2.90 (0.54, 13.45) 1.02
Schlapbach (2011) 2.90 (1.22, 6.89) 3.50
Kono (2011) 2.15 (1.16, 3.76) 7.59
Jang (2011) 1.65 (0.85, 3.20) 5.97
Subtotal (I-squared = 0.0%, p = 0.887) 2.01 (1.69, 2.39) 89.55
Figure 4. Meta-analysis of CP data from 11 studies using a random-effect model. CI, confidence interval; CP, cerebral palsy; OR, odds ratio.