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32 Journal of the Royal Society of Medicine Supplement No.

16 Volume 82 1989

Autogenic drainage: a modern approach to


physiotherapy in cystic fibrosis

M H Schoni MD Alpine Kinderklinik Pro Juventute, CH-7270 Davos Platz, Switzerland

Keywords: cystic fibrosis; physiotherapy; autogenic drainage; PEP mask; forced expiration technique

Introduction concluded that the efficiency of postural drainage is


The aim of chest physiotherapy is to prevent improved by using forced expiration. Since postural
respiratory complications and to improve pulmonary drainage is known to have some adverse effects on
function in cases of acute or chronic pulmonary oxygen saturation, and because stopping chest physio-
disease. The goals of physical intervention are therapy for as little as 3 weeks6 results in a reversible
to maintain normal movement of the chest, to worsening of lung function, other therapies have been
strengthen auxiliary respiratory muscles, to mobilize evaluated.
secretions, to prevent unproductive cough, to maintain
or improve exercise tolerance, to learn some breath Forced expiration technique (FET)
relieving body positions, and finally to improve self Apart from regular physical exercise or special
esteem. To reach these goals, several techniques have breathing exercises, the forced expiratory technique
been developed which can be used according to was the first self-performed chest physiotherapy
patients' needs. This paper reviews the approaches reported to be useful for CF patients, and is based on
to physiotherapy in cystic fibrosis (CF). the concept of the equal pressure point (EPP) theory
of Mead et al.'0. It has also been shown that FET was
Historical reports as effective as conventional physiotherapy in inducing
Since 1935 there have been several differing ideas cough and mucus clearance9. Support of this tech-
about physical therapy'. The most common breathing nique has also been given by the observation that
exercises used to be pursed-lips breathing, controlled transpulmonary pressure during FET was significantly
deep breathing to open up poorly ventilated areas, less than during coughing, and therefore less airway
breathing with prolonged expiration and upper chest compression occurred. The main advantage of this
pressure, and diaphragmatic breathing. Improvement technique is that it is easily performed alone by
of lung function was reported by Miller2 after the patient and thus avoids dependence on other
3-month breathing training for patients with chronic individuals for treatment. This technique has,
airway obstruction. This, however, was challenged by however, been questioned by Rossman" and others6
Sinclair3, and later by Becklake et al.4. The mainstay who found that (i) direct coughing was as effective as
of pulmonary therapy in CF has long been postural any other techniques in the removal of secretions and
drainage with percussion and vibration. However, (ii) that any lung function test failed to show any relief
since postural drainage with percussion represents of airway obstruction despite elimination of various
only one special aspect of a multimodal therapy, its amounts of sputum. Vigorous coughing (11 times over
efficacy is unclear. 10 min) was comparable to conventional physiotherapy
with postural drainage and clapping in terms of the
Postural drainage and percussion (clapping) resulting sputum production and in influencing flows
The goal of postural drainage and percussion of the at mid or low lung volume in another study'2. From
chest is to increase the rate of removal of secretion this, it would be reasonable to instruct a patient
from a particular segment or lobe of the lung by that vigorous coughing can be used to replace chest
gravitation. The results are frequently excellent in physiotherapy when it is impractical to perform the
patients with bronchiectasis. Immediate improvement latter.
of maximal expiratory flows and specific airway
conductance have been described5'6. However, others Positive expiratory pressure breathing (PEP)
have not been able to reproduce these results7. The Some investigators have introduced helping devices
comparison of chest clapping and postural drainage to support physiotherapy interventions, to improve
and emptying a ketchup bottle8 has stimulated the loosening of sticky secretions, to increase the
researchers and physiotherapists to investigate, clinic- volume of removable sputum, to provide self-
ally and scientifically, the effects of the traditionally performed chest physiotherapy and to avoid high
applied physical therapy. The opinion that the volume pulmonary pressure swings as they occur during
of secretions has to be large enough (> 30 ml/d) to be coughing. A lightweight vibrator can be used to
jarred loose by percussion or vibration has been support percussion and this form of therapy has been
challenged by Pryor et aL9 who combined a forced shown to be as effective as therapist-administered
expiration technique (FET/huffing) with conventional chest percussion and vibration'3. A randomized
assisted postural drainage and percussion. Despite the study evaluated whether positive expiratory pressure
fact that this new forced expiration technique resulted (PEP), applied with a face mask, improved the
in only a small measurable improvement of lung ketchup bottle method'4. Despite the fact that only
function (increase of FEV1 of 6%) these authors minor improvements in sputum amount was observed
Journal of the Royal Society of Medicine Supplement No. 16 Volume 82 1989 33

when the PEP method was compared to postural was to (a) unstick the peripheral mucus by breathing
drainage, FET, clapping and directed coughing, and at low lung volumes, (b) collect the mucus in the
despite the absence of any short-term improvement middle airways by breathing at tidal volume level and
in lung function, the PEP mask was said to be the finally (c) evacuate the secretions from the central
most acceptable, subjectively. It has been argued that airways by breathing at higher lung volumes. At the
PEP mask breathing affects the peripheral airways beginning of this breathing technique, inspiration
and collateral air channels, whereas coughing and should be slowly through the nose to guarantee
FET were only effective in airways where dynamic optimal moistening and heating of the inspired air;
compression occurs. One month of PEP treatment, this partly prevents coughing. At the end of an
however, was not superior to conventional clapping inspiration a short stop of breathing with an open
physiotherapy15 whereas 18 months of forced glottis is performed. Expiration is done without
expiration through PEP, a slightly modified PEP pursed lips breathing through the open mouth and
technique with high expiratory pressures, increased open glottis; the latter has to be learned and practised.
sputum yield in the range of 20%, increased Whether the glottis is kept open or closed can be
expiratory flow rates, decreased hyperinflation and verified by gasping without making a sound. By this
lowered airway instability16. The results of compar- breathing manoeuvre compression and bronchial
able studies over short axid long periods are given in obstruction are probably avoided.
Table 1. The first phase of unsticking secretions is then
started by a directed increased inspiration followed
Exercises by deep expiration. By concomitantly lowering mid
The need to have effective physiotherapy has been tidal volume below FRC level, the range of closing
demonstrated by the fact that continual physical volume is automatically reached and secretions from
therapy improves well being and the life of the CF peripheral lung regions are mobilized by compression
patients. Besides active treatment it has been of peripheral alveolar ducts. Mid respiratory tidal
recognized that sports at school and physical exercises volume is lowered in the range of normal expiratory
may substitute for chest physiotherapy in a minority reserve volume (ERV). The end of inhalation is
of patients. Although one study has shown that followed by a short breathing stop with open glottis
7 weeks of supervised swimming training can improve to ensure equal filling of all the lung segments,
lung function'7, in another study, 3 months exercise including the obstructed ones, by collateral filling.
training at home did not improve lung function or During the next exhalation the alveolar pressure
exercise tolerance and resulted in poor compliance18. will be the same in most lung parts, with minor
Favourable results of controlled sporting activities paradoxical airflow. The second phase of collecting
compared to physiotherapy were, however, reported mucus in the larger bronchi is achieved by deepening
by Blomquist'9, Edlund20 and Stanghelle2122. A inspiration and expiration. Tidal volume breathing
supplement of the International Journal of Sports is then changed gradually from expiratory reserve
Medicine23 has highlighted the benefits and pitfalls volume into the inspiratory reserve volume (IRV)
of exercise and training in CF patients. Other range to mobilize secretions from the apical parts of
reports24 suggest that active physical treatment - the lungs as well. The velocity of flow must be
such as PEP mask breathing - and exercise have controlled to avoid high flow peaks which result in
different immediate effects, with PEP mask breathing spasm of the collapsible segments at the equal
being superior to submaximal exercise in terms of pressure point (EPP). The longer the expiration
sputum production. For. older patients, ergometer time, the greater the distance the secretions are
exercise training at home improved the sense ofwell- transported. In the third and last phase the patient
being and had a positive effect in clearing sputum in increases flow starting from a level at about the
an adjunct to routine chest physiotherapy25. middle of his inspiratory reserve capacity (IRC) and
by a small burst of coughing the mucus is finally
Autogenic drainage (AD) brought out. At the end of this phase self control
In the search for an improved self-performed chest of flow is essential to avoid unproductive forced
physiotherapy to provide independence to the patient coughing.
and the most effective lung clearance of secretions, All the three phases are depicted in Figure 1 which
Chevaillier introduced a novel technique which was has been drawn according to the published data of
based mainly on precise observation of patients. Kraemer28. Several points havelto be considered
Mobilization of mucus was constantly observed in when learning this technique: first, it can only be
children during sleep when one could hear the mucus learned by the help of a trained person; secondly, the
move. Furthermore daily observations of children patient is in an upright sitting position, undergoes
showed that during breathing exercises, during anti- relaxation and concentration, performs diaphragmatic
crisis techniques (positions which are taken during breathing and tries to avoid paradoxical movements
acute asthmatic attacks), during playing and of the chest and coughing; thirdly, when learning this
laughing and during FEV, manoeuvres, mucus technique the patient is guided by tactile and auditive
moved better than most of the time during postural assistance of the teacher, which he gradually takes
drainage, pursed lip breathing, vibration and over and adds his proprioceptive sensations for
clapping. Based on these observations, Chevaillier detecting moving secretions; and finally, sessions of
introduced autogenic drainage (AD) which he 30-45 min twice a day are necessary.
described as a series of principles. In his description26, Based on the theory that, with autogenic drainage,
based on a paper by Alexander-7 and later again in higher flows of a longer duration can be achieved
a paper by Kraemer et aL28, the principle of reaching when performing partially forced expirations starting
the highest possible airflow in different generations from various volumes smaller than the total lung
of bronchi by controlled breathing was put into capacity (TLC), we registered flow volume curves from
practice by a three phase breathing exercise. The aim CF patients during autogenic drainage, from which
34 Journal of the Royal Society of Medicine Supplement No. 16 Volume 82 1989

Table 1. Summary ofpapers dealing with physiotherapy listed according to year as they appeared since 1979

Duration Durationi
Author n of session of trial Techniques Results

Pryor9 16 98-127 min 4 dayq A: PD, coughing, self On B treatment time


percussion, shaking by physio decreased, sputum weight
B- PD, FLT, coughing, self increased, FEVy increased
percuission 6%
C: B+percussion by physio B vs C not significant
Zach"7 10 lh 7 weeks Swimming After course lung function
improved; 10 weeks later
returned to preswimming level
Rossman" 6 40 min 5 days A: spontneous cough All better than A
B: PD; C: PD+percussion E was as good as B, C or D
D: PD, deep breathing No additional benefit from
. ~~ ~ ~ ~ ~ ~ ~ I.
percussion by physio PD or physio help compared
E: directed coughing to directed coughing
Cleariig 99 m Tc aerosol
DeCesarel 10 n.i. 1 day Krpton 81 m scan after Improvement of ventilation
PD pereussion and vibration seen only in patients with
by physiotherapist severe disease
Desmond6 10 n-i. 6 weeks 3w PD, percussion, vibration When off therapy significant
at home; 3w without physio
.~~~~~~~~~~~~~~~~~~~~~~~~~~~ decrease of FVC (3%),
FEF25-75 (20%), FEV1 (10%)
Significant long-term effect,
no immediate effect
Sutton33 10 30 min 4 days A: Resting in upright(control) During C, D more clearing
B: Directed coughing than during A, B. Wet sputum
C: FET morewith B, C, D than A,
D: FET+PD FET and FET+PD superior
99 m Tc clearance to direct coughing
Zapletal7 24 30 min 1 day Lung function at 30 min FEF 25 decreased, sGaw
and 2 h after physio increased of 10-20%. Direct
(PD, percusion, coughing) cinema demonstration of-
bronchial narrowing
De Boeck2 9 25 min 2 days Lung function at 1 h after Static lung volumes not
25 min physio session vs affected. FEF 50 and FEF 25
coughing alone increased 14% resp. 22% with
coughing alone 18%, 25%
resp. after physio
Falk24 14 20-35 min 4 days A:PD, FET, clapping, cough Sputum amodnt B, C> D, A
B: PD+PEP, FET, cough lung function: no effect
C: PEP, FET, cough after A FVC decreased 6.6%
D: Pursed lip, cough Saturation: decreased A>B,
PEP 15-30 cm H0 C, D; incr B, C, D
randomized, cross over C subjectively best accepted
Holzer'8 86 30 min 3 months exercise No effect on lung function
at home and on exercise tolerance,
compliance at home poor
Groth39 12 15 min 1 day PEP, lung function before During PEP FRC increased
immediate after and 15 min Decrease of washout volume
later lung clearance index and
trapped gas. No effect on
TLC, TV, RV
Webber34 16 n.i. 4 days A: PD without percussion Sputum weight A 57, B 52 g
B: PD, FET self percussion B: FEV1 -improved (no values)
randomized
Parker35 10 30 min 4 days 4 double coughs/3 min sitting Sputum production, amount
4 FET/3 min sitting radioaerosol clearance
4PET/3 min in PD
".
better after FET, FET+PD
than after cough alone
Rogers36 16 n.i. 4 days PET No effect on FVC, FEV1
- PET+percussion PEFR on the 5% significance
FET+PD level
Van der 74 n.i. 2 years FET Decrease of lung function in
Laag37 the range of the natural
course of lung function
deterioration
VerboonM 8 1.5 h 4 days FET No differences in FEV, FVC,
FET+PD PEFR; more sputum on
PET+PI)

continued
Journal of the Royal Society of Medicine Supplement No. 16 Volume 82 1989 35

Table 1 continued

Duration Duration
Author n of session of trial Techniques Results

Tyrrell"5 15 30 min 1 month Conventional physio No differences in


vs PEP lung function after
one month
Webber40 12 n.i. 3 days FET vs FET+PEP Significant improvement
with FET+PD in FEV1,
FVC, PEFR, FEF50, no
change in TLC, RV,
DLCO
Webber4" 18 n.i. 3 days A: FET+PD Sputum in A, B > C
B: FET+PEP+PD A vs B not significant
C: FET+PEP sitting PEP has no additional
positive effect
Oberwaldner16 20 20-90 min 18 months Forced expiration through Increased yield of sputum
PEP (20%). Increased
expiration flow rates,
decreased hyperinflation,
decreased airway
instability
Blomquist19 11 30 min 12 months 6 months physical Improvement of Po2, small
exercises changes in lung function
6 months physical during physical exercise
exercises+FET
Hardy3l 7 20 min 1 day Infants mean age 3.1 months After physio decreased
PD, percussion vibration compliance, decreased work of
breathing and power of
breathing
Edlund20 10 50 min 12 weeks Swimming Improved clinical
status, improved exercise
tolerance, lung function not
changed
Stanghelle2" 8 3-9 h 5 years 4 on training, regular Those who trained improved
per week physical exercise, 4 did lung function and peak 02
no training uptake
Stanghelle22 8 100 min 8 weeks Daily trampoline exercise No changes in lung function
per week
Schlemper29 8 30 min 2 days Autogenic drainage (AD) More sputum on AD 16.3 g
vs PEP than on PEP 5.8 g (means)
Falk24 12 15 min 2 days PEP vs bicycle exercise Sputum weight during
PEP higher than
during exercise,
no differences in
lung function
Salh25 16 15 min 2 months Bicycle ergometry at 12 had peak work capacity
5 times/week home peak minute ventilation and
minute oxygen consumption
improved. Sputum yield
improved in 6
McIlwaine30 18 n.i. 2 months 1: PD+percussion No changes in lung function
2: PEP+huffing 12 produced more sputum
3: AD on AD. Clinical scores the
cross over randomized same in each group

Abbreviations: PD, postural drainage;


AD, autogenic drainage;
PEP, positive expiratory pressure;
FET, forced expiration technique;
n.i., not indicated;
FVC, forced vital capacity;
FEV1, forced expiratory volume in one second;
FEF 25,50,75, forced expiratory flow at 25%, 50%, 75% of vital capacity;
FEF 25-75, forced expiratory flow between FEF 25% and 75%;
PEFR, peak expiratory flow rate;
TLC, total lung capacity;
TGV, thoracic gas volume;
RV, residual volume;
sGaw, specific airway conductance
36 Journal of the Royal Society of Medicine Supplement No. 16 Volume 82 1989

NOMAU PHASE: 1 2 3
technique preliminary results have been presented29,
showing that the mean sputum amount with AD was
16.3±4 g and with PEP mask breathing it was
RV
5.8±2.6 g, (n=8 CFI's, age 4-17 years, immediate
effect after one session with AD or PEP). In this same
report it is claimed that trapped gas was significantly
reduced. However, these data have never been
kl F I_ _ _ I . , v
published in a peer reviewed journal, and results are,
therefore, to be interpreted with caution. Autogenic
drainage has also been compared with PEP, PD and
Figure 1. Phases of autogenic drainage shown on a spirogram conventional physiotherapy by a cross-over design by
of a normal person Phase 1: unstick, phase 2: collect, phase the Vancouver Children's Hospital group30. These
3: evacuate. (Vt=tidal volume, ERV=expiratory reserve authors reported that after a two month period of
volume, RV=reserve volume, FRC= functional residual therapy several advantages ofAD or PEP over conven-
capacity, IRV= inspiratory reserve voume;IRV+ Vt+ERV= tional therapy occurred in patients with hyperreactive
vital capacity) airways with more sputum produced with AD. These
results agree with our own experiences. In a two
Fl ow (V) week's controlled inpatient study no statistically
l/sec significant improvement of lung function occurred,
but sputum production decreased and transcutaneous
oxygen saturation improved.
Conclusions
Several techni-ques are available today for effective
physiotherapy in CF patients. No single technique is
better than the others, so an individual adjustment
of a specific technique has to be determined for every
patient. General rules cannot be given but guidelines
can be suggested to adjust the techniques to the needs
of the patient. Age, severity of the disease, concomitant
Volius (V) pathology, familiarity with the technique, family back-
ground, social situation, intelligence, self esteem and
acceptance have to be considered when the physio-
therapy regimen is considered for a patient. A multi-
disciplinary approach is needed, with the views of
physicians, nurses, physiotherapists, sport therapists,
parents and friends being taken into account when
devising the physical therapy for each patient. The
best technique' for any patient is the one which he
Figure 2. Forced flow-volume curve (fat line) and partial flow- feels most comfortable with and is able to continue,
volume curves (small lines as they are produced in AD) from which produces the largest amount of sputum, and
a patient doing autogenic drainage; explanation see text which maintains acceptable health according to the
stage of disease. It is also known that the enthusiasm
a representative experiment is shown in Figure 2. of the physiotherapist, physician or teacher affects the
During forced expiration, (thick line) compression level of benefit received from the treatment. In this
occurs at low lung volumes, whereas, during AD, way, every effort we direct towards the individual needs
higher flow transients with the same low lung of the patient is rewarded by his or her well being.
volumes are achieved without bronchial collapse.
Thus, it seems that moving secretions is made easier Acknowledgment: The author thanks Mrs Rita Kieselmann,
in the peripheral parts of the lung. Munich, for assistance in teaching autogenic drainage in our
However, parts of this technique have been clinic.
challenged by German physiotherapists and clinicans
who stated that breathing in the ERV range was References
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