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1 Oct 2009
Abstract-- Micro hydropower plants are emerging as a major renewable energy resource today as they do not encounter
the problems of population displacement and environmental problems associated with the large hydro power plants.
However, they require control systems to limit the huge variation in input flows expected in rivulets over which these are
established to produce a constant power supply. This paper proposes an electric servomotor as a governor for a micro
hydro power plant especially those plants that are operated in isolated mode. An advanced controller is developed
combining four control schemes for the control of the governor following the concept that the control action can be split
up into linear and non linear parts. The linear part of this controller contains an adaptive Fast Transversal Filter (FTF)
algorithm and normalized LMS (nLMS) algorithm. The non-linear part of the controller incorporates Fuzzy PI and a
neural network. The concept behind splitting the control action is reasoned out and the conditions for stability of the
controller are proved. The new controller has a superior performance compared to other control schemes.
Index Terms-- Hydro power plants, ANN, FTF, Fuzzy PI, nLMS, Non-linear systems, PI Controller, Servomotor,
Stochastic Load Disturbance
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IJEIT Vol. 1 No. 1 Oct 2009
despite disturbances. Here the controlled variables II gives formulation of the state space model for the
are the frequency and the turbine power. The electric hydro plant. Some of the advanced control schemes are
servo motors are preferable for the control of micro discussed and a new controller is proposed based on the
hydro power systems as they have a simple design, concept of splitting up of control action in Section III.
require less maintenance and are less expensive than Performance of this new controller is compared with
conventional governors. other control schemes to illustrate its effectiveness in
Section IV. Conclusions are drawn in Section V. The
D. Literature Survey concept and the proof of stability find place in the
Glattfelder [30] has advocated use of a compensating Appendices.
element in addition to a speed regulator as a speed II. FORMULATION OF PLANT MODELS FOR MHP
governor for low head hydro units in an isolated grid. PLANT
Hagihara et al. [31] consider the effect of derivative
gain and other governor parameters on the stability of The approximate transfer function for the servo motor
a hydraulic turbine supplying an isolated load. based governor is considered for the analysis and is
Pereira et al. [32] propose the addition of eddy given by
current brake to help governor achieve greater degree
of control. Schniter et al. [33] make use of the G(s) = 1 1
adjustable blade angles to achieve maximum (1)
operating efficiency at a given load. Tano and (1 +sT1) (1+sT2)
sannomiya [34] have developed an integrated digital where, T1 = mechanical time constant, T2 =
control panel for control, protection and supervisory electrical time constant. In addition, unity gain is
functions. Malik et al. [35] recommend the use of applied as a feedback. A PI controller with the
microprocessor based governor for frequency following transfer function is superimposed on the
measurement and control and Thappar et al. [36] servomotor based governor:
present the distributed microprocessor based control G(s) = Kpl + Ki
for stable frequency and voltage output. Djukanovic s
et al. [37] propose the non linear multivariable Where Kpl = Proportional constant, Ki =
control using adaptive network based fuzzy inference Integral constant
system (ANFIS)
In this work, we will discuss how the control action Fig. 1: Model of a Micro hydro power plant using
can be split up into linear and non linear components
as this will allow the selection of appropriate control Servomotor as a Governor
schemes for the micro hydro power plant. In the light
of this concept we will explore different control The block diagram of micro hydro power (MHP) plant
schemes consisting of combinations of linear and is shown in Fig.1. This plant can be reduced to a
nonlinear parts to come out with a scheme that meets simpler representation as in Fig. 2 by employing partial
the desired performance in terms of peak overshoot fractions.
and steady state error. We will also show that the
chosen scheme is stable. Thus this work will pave the
way for the design of a suitable controller for any
type of plant by an appropriate choice of control
components.
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IJEIT Vol. 1 No. 1 Oct 2009
(2)
d 1 1 1
XE 2 XE 2 [ X E 3 f X E 1]
dt T2 T2 R
(3)
d XE3 1 XE3 1 XE2
dt T3 T3 (10)
(4)
III. ADVANCED
The change in power generated is given by:
PI controllers provide a good control action for micro
P g C [ X E 3] P g 1 hydro power plants. However the control action can be
(5)
further improved using advanced control methods. In
The differential equations for the hydro turbine are as
these methods, the representation and adaptation of
follows: information are the key issues to reduce complexities
and to eliminate the heuristic procedures in process
d 1 D
Pg1 Pg1 [XE 3] control. Moreover, good transient and steady state
dt 0.5Tw1 0.5Tw1 responses for different operating points of the processes
(6) can be achieved. These advanced techniques include
the Fuzzy PI, the nLMS algorithm, the FTF algorithm
and a Neural Network (NN). Here NN incorporates an
d 1 Kp adaptive algorithm, which is (7)a combination of nLMS
f f [Pg1 C.XE3 PL] and gradient descent algorithms. Fuzzy techniques
dt Tp Tp drastically reduce the development time and cost for the
. In view of the above, Eqn. (2) becomes synthesis of nonlinear controller for dynamical systems.
d 1 Kp Triangular membership functions are generally preferred.
XE1 Kif Kpl[ f [Pg1 C.XE3 PL]] (8) in many applications
dt Tp Tp The nLMS algorithm is used
where the input signals are subject to widely fluctuating
power levels causing gradient noise amplification,
From Eqns. (3)-(8) , the parameters are determined which in turn affects the stability, convergence and
as C = -2, D = 3. The system dynamics described by steady-state properties of the LMS algorithm. The
the above set of differential equations appears in the advantage of nLMS in micro hydro power plant is that
state space form as: it adapts the gain to its optimal value, resulting in fast,
X [ A ] X [ B ] [ ] p stable convergence. The FTF algorithm, a well-known
(9) tool in the field of signal processing, is also applied for
control. In FTF algorithm, projection techniques and
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IJEIT Vol. 1 No. 1 Oct 2009
1) u (k ) u1 (k ) u2 (k ) u3 (k ) u4 (k )
(11)
Fig. 3: The model of the proposed scheme where u1(k) is the output of NN, u2(k) is the output of
FTF, u3(k) is the output of Fuzzy *PID and u4(k) is the
A.Different control combinations output of n-LMS.
The new controller incorporates the advanced control
techniques to cater to the plant linearities and (a)Scheme of control employing FTF and Neural
nonlinearities. The underlying concept is that the Networks
non-linear part of the controller operates on non- A combination of FTF algorithm and a neural network
linear error signals to make them adhere to the set from [19-21] is shown in Fig. 5. The weights of the
point and the linear part of the controller tries to neural network are adjusted by n-LMS and gradient
maintain the linearity between the two points. This descent algorithms. [13]
concept advocated by Srivastava in her thesis [19] is
adapted here to justify the composition of the new
controller, and is enumerated in [42]. From this
appendix it is possible to choose appropriate linear
and nonlinear components of controller such that the
desired performance is achieved. [12]. Moreover, it
has been noticed that each technique retains its
advantage and contributes to the overall performance
of the controller. Keeping this in mind, our control
scheme shown in Fig. 4 is devised. [38] In this, Fig. 5: A Scheme of Control employing FTF and Neural Networks
nLMS and FTF constitute the linear part and Fuzzy
PI and NN constitute the non linear of the controller.
These four constituents are now discussed in detail 2) The output of the NN, denoted by u1(k) is
followed by the stability analysis of the controller
M
given in Appendix A.
u1 (k ) ψ wn (i )e(i ) b
i 1
(12)
where M is the number of samples taken at a time,
e r y is the error, y is the actual output, r is the set
point. The somatic gain denoted by ψ is the advanced
feature that improves the performance of the neural
network. The NN used here is composed of only input
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IJEIT Vol. 1 No. 1 Oct 2009
and output layers. The weights of the NN are K i is independent of the magnitude of the step
adjusted by the following equation [10]:
disturbance. [9,11,15,17,18]
V
wn (k 1) wn (k ) wn (k )
wn 3) The FTF controller part
the step sizes used in - LMS and gradient learning A schematic diagram of the Fuzzy PI controller is given
respectively. in Fig. 7.
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IJEIT Vol. 1 No. 1 Oct 2009
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IJEIT Vol. 1 No. 1 Oct 2009
T
du1 ψ dwn ψ de gu ψw wn e gu wf r gu ( A Pkee) gu W k.e
u1 e wn e 1 n
T 0
2 3 4
dt wn dt e dt 1 gu ψewn gu W k
1 4
ψ wn wn e ψ e e wn (A.7) T
gu ψw wn e gu wf r gu ( A Pkee) gu W k.e
dw f e 0
1 n 2 3 4
du 2 T
u2 r wf r
1 g ψ w g W (A.8)
dt dt u e n u k
1 4
du 3 y dy
u 3 A Pk ee (Note:Taking y x and y)
dt x dt
(A.9) w (t 1) wn (t )
T T Again as wn n wn (t )
du4
t (A.10)
u4 W k. ek W k. ek
dt 2 y u1 2
wn (t ) ' e e ' e eyu1 u1w
u1 wn n
1 gu ψe wn gu W k
since e k y and e k e 1 4
T
g u ψ w wn e g u w f r g u ( A Pkee ) g u W .e
T
(gu ψw ')e ( yu u1w gu ψw )e (gu cr gu Pke gu
k 3 2
W k)e gu A
y
1 n 2 3 4
0
1 n 1 n 1 n 2 3 4 3
T
T
1 g u ψ e wn g u W k . 1 gu ψe wn gu W k
1 4
1 4
(A.12)
In view of Eqn. (A.12), Eqn. (A.3) is changed to
T
3
[( gu ψw ')e ( yu u1w gu ψw )e ( gu cr g u Pke gu W
2
k )e gu A ] 0
V e e e y 1 n 1 n 1 n 2 3 4 3
T
For β << 0, the product βA <<0 as A is a membership
gu ψw wn e gu wf r gu ( A Pkee) gu W k.e function that assumes a value between 0 and 1. Hence
V e
1 n 2 3 4
gu1 ψwn wn e gu2 wf r gu3 ( A Pkee) gu4 W k.e Solution of the above equation is given by :
V e T (A.13)
T
e(1 , 2 )
2(gu ψw ')
V 0 , we have
1 n
(A.13),
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IJEIT Vol. 1 No. 1 Oct 2009
where (1 , 2 ) are the roots. So the range of error is: From Case1, we have
T
min(1, 2 ) e max(1, 2 ) . As our motive e 0, c 0 w f 0, P 0, W k 0 , So
is to minimize the error (e), we will discuss two that Eqn. (A.22) becomes
cases. yu u1 w 0 . In other words, we can rewrite the
1 n
Case 1:
It is possible when roots of the above equation tend above for minimizing the error as: yu u1w 0 .
1 n
to zero, as e 0 . Then, we have Therefore, we can conclude by using Eqn. (A.15) that
T
T
2
e 0,c 0 w f 0, P 0, W k 0,
( gu ψw yu u1w ) ( gu ψw yu u1w ) 4( gu ψw ')(gu cr gu Pke gu W k) 0
1 n 1 n 1 n 1 n 1 n 2 3 4
y u1 u 1 w n 0 , w n 0
(A.20)
Hence, It may be noted that all the conditions in Eqn. (A.23)
T
tend to zero indicating that the convergence of the
( gu1 ψwn ' )(gu2 cr gu3 Pke gu4 W k) 0 system is guaranteed. Thus these conditions are the
(A.21) necessary conditions for stability. It is now proved that
This gives the solution as this control combination assures stability. Next one can
T APPENDIX –B
2
(gu ψw yu u1w ) 4(gu ψw ')( gu cr gu Pke gu W k)
1 n 1 n 1 n 2 3 4
T
4 '.( g u2 cr g u3 Pke g u4 W k) Data for the Model
( yu1 u1w ) 2
n
g u1 .ψ wn The following data is considered for constructing the
model.
T 1.Total rated capacity : 50 kW
'.( g u2 cr g u3 Pke g u4 W k)
yu1 u1w 2 2.Normal operating Load : (A.22) 25 kW
n
g u1 .ψ wn
3.Inertia Constant H: 7.75 seconds (2<H<8)
4.Regulation R: 10 Hz / pu kW
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IJEIT Vol. 1 No. 1 Oct 2009
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