A GUIDEBOOK

TO PARTICLE SIZE
ANALYSIS
 TABLE OF CONTENTS

1 Why is particle size important?

Which size to measure

3 Understanding and interpreting particle size distribution calculations Why is

Central values: mean, median, mode
Distribution widths
Technique dependence
particle size important?
Laser diffraction
Dynamic light scattering
Particle size influences many properties of particulate materials and is Particle size is critical within
Image analysis a valuable indicator of quality and performance. This is true for powders, a vast number of industries.
suspensions, emulsions, and aerosols. The size and shape of powders influences For example, it determines:
8 Particle size result interpretation: number vs. volume distributions flow and compaction properties. Larger, more spherical particles will typically flow
Transforming results more easily than smaller or high aspect ratio particles. Smaller particles dissolve appearance and gloss of paint
more quickly and lead to higher suspension viscosities than larger ones. Smaller flavor of cocoa powder
10 Setting particle size specifications droplet sizes and higher surface charge (zeta potential) will typically improve reflectivity of highway paint
Distribution basis suspension and emulsion stability. Powder or droplets in the range of 2-5µm
Distribution points hydration rate & strength of cement
aerosolize better and will penetrate into lungs deeper than larger sizes. For these
Including a mean value properties of die filling powder
and many other reasons it is important to measure and control the particle size
X vs.Y axis
distribution of many products. absorption rates of pharmaceuticals
Testing reproducibility
Including the error appearances of cosmetics
Setting specifications for various analysis techniques
Measurements in the laboratory are often made to support unit operations tak-
ing place in a process environment. The most obvious example is milling (or size
reduction by another technology) where the goal of the operation is to reduce
Particle Size Analysis Techniques
particle size to a desired specification. Many other size reduction operations and
technologies also require lab measurements to track changes in particle size
15 LA-950 laser diffraction technique
including crushing, homogenization, emulsification, microfluidization, and others.
The importance of optical model
Separation steps such as screening, filtering, cyclones, etc. may be monitored by
Building a state of the art laser diffraction analyzer
measuring particle size before and after the process. Particle size growth may be
18 SZ-100 dynamic light scattering technique
monitored during operations such as granulation or crystallization. Determining the
Calculating particle size particle size of powders requiring mixing is common since materials with similar
Zeta Potential and narrower distributions are less prone to segregation.
Molecular weight
There are also industry/application specific reasons why controlling and
23 PSA300 and CAMSIZER image analysis techniques measuring particle size is important. In the paint and pigment industries particle
Static image analysis size influences appearance properties including gloss and tinctorial strength.
Dynamic image analysis Particle size of the cocoa powder used in chocolate affects color and flavor.
The size and shape of the glass beads used in highway paint impacts reflectivity.
Cement particle size influences hydration rate & strength. The size and shape
26 Dynamic range of the HORIBA particle characterization systems
distribution of the metal particles impacts powder behavior during die filling,
compaction, and sintering, and therefore influences the physical properties of
27 Selecting a particle size analyzer
When to choose laser diffraction
the parts created. In the pharmaceutical industry the size of active ingredients
When to choose dynamic light scattering influences critical characteristics including content uniformity, dissolution and
When to choose image analysis absorption rates. Other industries where particle size plays an important role
include nanotechnology, proteins, cosmetics, polymers, soils, abrasives,
29 References fertilizers, and many more.

1
 TABLE OF CONTENTS

1 Why is particle size important?

Which size to measure

3 Understanding and interpreting particle size distribution calculations Why is

Central values: mean, median, mode
Distribution widths
Technique dependence
particle size important?
Laser diffraction
Dynamic light scattering
Particle size influences many properties of particulate materials and is Particle size is critical within
Image analysis a valuable indicator of quality and performance. This is true for powders, a vast number of industries.
suspensions, emulsions, and aerosols. The size and shape of powders influences For example, it determines:
8 Particle size result interpretation: number vs. volume distributions flow and compaction properties. Larger, more spherical particles will typically flow
Transforming results more easily than smaller or high aspect ratio particles. Smaller particles dissolve appearance and gloss of paint
more quickly and lead to higher suspension viscosities than larger ones. Smaller flavor of cocoa powder
10 Setting particle size specifications droplet sizes and higher surface charge (zeta potential) will typically improve reflectivity of highway paint
Distribution basis suspension and emulsion stability. Powder or droplets in the range of 2-5µm
Distribution points hydration rate & strength of cement
aerosolize better and will penetrate into lungs deeper than larger sizes. For these
Including a mean value properties of die filling powder
and many other reasons it is important to measure and control the particle size
X vs.Y axis
distribution of many products. absorption rates of pharmaceuticals
Testing reproducibility
Including the error appearances of cosmetics
Setting specifications for various analysis techniques
Measurements in the laboratory are often made to support unit operations tak-
ing place in a process environment. The most obvious example is milling (or size
reduction by another technology) where the goal of the operation is to reduce
Particle Size Analysis Techniques
particle size to a desired specification. Many other size reduction operations and
technologies also require lab measurements to track changes in particle size
15 LA-950 laser diffraction technique
including crushing, homogenization, emulsification, microfluidization, and others.
The importance of optical model
Separation steps such as screening, filtering, cyclones, etc. may be monitored by
Building a state of the art laser diffraction analyzer
measuring particle size before and after the process. Particle size growth may be
18 SZ-100 dynamic light scattering technique
monitored during operations such as granulation or crystallization. Determining the
Calculating particle size particle size of powders requiring mixing is common since materials with similar
Zeta Potential and narrower distributions are less prone to segregation.
Molecular weight
There are also industry/application specific reasons why controlling and
23 PSA300 and CAMSIZER image analysis techniques measuring particle size is important. In the paint and pigment industries particle
Static image analysis size influences appearance properties including gloss and tinctorial strength.
Dynamic image analysis Particle size of the cocoa powder used in chocolate affects color and flavor.
The size and shape of the glass beads used in highway paint impacts reflectivity.
Cement particle size influences hydration rate & strength. The size and shape
26 Dynamic range of the HORIBA particle characterization systems
distribution of the metal particles impacts powder behavior during die filling,
compaction, and sintering, and therefore influences the physical properties of
27 Selecting a particle size analyzer
When to choose laser diffraction
the parts created. In the pharmaceutical industry the size of active ingredients
When to choose dynamic light scattering influences critical characteristics including content uniformity, dissolution and
When to choose image analysis absorption rates. Other industries where particle size plays an important role
include nanotechnology, proteins, cosmetics, polymers, soils, abrasives,
29 References fertilizers, and many more.

1

DIAMETER
VERTICAL
PROJECTION
HORIZONTAL
PROJECTION
figure 1 SHAPE FACTOR
| Many techniques make the general
assumption that every particle is a
sphere and report the value of some sizes from the smallest to the largest dimensions.
equivalent diameter. Microscopy or
automated image analysis are the
only techniques that can describe
particle size using multiple values
for particles with larger aspect ratios.
2 3
WHICH SIZE TO MEASURE?
A spherical particle can be described using a single number—the diameter—
because every dimension is identical. As seen in Figure 1, non-spherical
particles can be described using multiple length and width measures (horizontal
and vertical projections are shown here). These descriptions provide greater
accuracy, but also greater complexity. Thus, many techniques make the useful
and convenient assumption that every particle is a sphere. The reported value is
typically an equivalent spherical diameter. This is essentially taking the physical
measured value (i.e. scattered light, settling rate) and determining the size of the
sphere that could produce the data. Although this approach is simplistic and not
perfectly accurate, the shapes of particles generated by most industrial processes
are such that the spherical assumption does not cause serious problems.
Problems can arise, however, if the individual particles have a very large aspect
ratio, such as fibers or needles.
Shape factor causes disagreements when particles are measured with different
particle size analyzers. Each measurement technique detects size through the
use of its own physical principle. For example, a sieve will tend to emphasize the
second smallest dimension because of the way particles must orient themselves
to pass through the mesh opening. A sedimentometer measures the rate of
fall of the particle through a viscous medium, with the other particles and/or the
container walls tending to slow their movement. Flaky or plate-like particles will
orient to maximize drag while sedimenting, shifting the reported particle size in
the smaller direction. A light scattering device will average the various dimensions
as the particles flow randomly through the light beam, producing a distribution of
The only techniques that can describe particle size using multiple values are
microscopy or automated image analysis. An image analysis system could
describe the non-spherical particle seen in Figure 1 using the longest and shortest
diameters, perimeter, projected area, or again by equivalent spherical diameter.
When reporting a particle size distribution the most common format used even for
image analysis systems is equivalent spherical diameter on the x axis and percent
on the y axis. It is only for elongated or fibrous particles that the x axis is typically
displayed as length rather than equivalent spherical diameter.
Understanding and interpreting
particle size distribution calculations.
Performing a particle size analysis is the best way to answer the question:
What size are those particles? Once the analysis is complete the user has
a variety of approaches for reporting the result. Some people prefer a single
number answer—what is the average size? More experienced particle scientists
cringe when they hear this question, knowing that a single number cannot
describe the distribution of the sample. A better approach is to report both a
central point of the distribution along with one or more values to describe the
width of distribution. Other approaches are also described in this document.
CENTRAL VALUES: MEAN, MEDIAN, MODE
For symmetric distributions such as the one shown in Figure 2 all central values
are equivalent: mean = median = mode. But what do these values represent?
MEAN
Mean is a calculated value similar to the concept of average. The various mean
figure 2
calculations are defined in several standard documents (ref.1,2). There are
multiple definitions for mean because the mean value is associated with the | SYMMETRIC DISTRIBUTION
WHERE MEAN=MEDIAN=MODE
basis of the distribution calculation (number, surface, volume). See (ref. 3) for an
explanation of number, surface, and volume distributions. Laser diffraction results
are reported on a volume basis, so the volume mean can be used to define the
central point although the median is more frequently used than the mean when
using this technique. The equation for defining the volume mean is shown below.
The best way to think about this calculation is to think of a histogram table show-
ing the upper and lower limits of n size channels along with the percent within this
channel. The Di value for each channel is the geometric mean, the square root of
upper x lower diameters. For the numerator take the geometric Di to the fourth
power x the percent in that channel, summed over all channels. For the denomi-
nator take the geometric Di to the third power x the percent in that channel,
summed over all channels.

DIAMETER
VERTICAL
PROJECTION
HORIZONTAL
PROJECTION
figure 1 SHAPE FACTOR
| Many techniques make the general
assumption that every particle is a
sphere and report the value of some sizes from the smallest to the largest dimensions.
equivalent diameter. Microscopy or
automated image analysis are the
only techniques that can describe
particle size using multiple values
for particles with larger aspect ratios.
2 3
WHICH SIZE TO MEASURE?
A spherical particle can be described using a single number—the diameter—
because every dimension is identical. As seen in Figure 1, non-spherical
particles can be described using multiple length and width measures (horizontal
and vertical projections are shown here). These descriptions provide greater
accuracy, but also greater complexity. Thus, many techniques make the useful
and convenient assumption that every particle is a sphere. The reported value is
typically an equivalent spherical diameter. This is essentially taking the physical
measured value (i.e. scattered light, settling rate) and determining the size of the
sphere that could produce the data. Although this approach is simplistic and not
perfectly accurate, the shapes of particles generated by most industrial processes
are such that the spherical assumption does not cause serious problems.
Problems can arise, however, if the individual particles have a very large aspect
ratio, such as fibers or needles.
Shape factor causes disagreements when particles are measured with different
particle size analyzers. Each measurement technique detects size through the
use of its own physical principle. For example, a sieve will tend to emphasize the
second smallest dimension because of the way particles must orient themselves
to pass through the mesh opening. A sedimentometer measures the rate of
fall of the particle through a viscous medium, with the other particles and/or the
container walls tending to slow their movement. Flaky or plate-like particles will
orient to maximize drag while sedimenting, shifting the reported particle size in
the smaller direction. A light scattering device will average the various dimensions
as the particles flow randomly through the light beam, producing a distribution of
The only techniques that can describe particle size using multiple values are
microscopy or automated image analysis. An image analysis system could
describe the non-spherical particle seen in Figure 1 using the longest and shortest
diameters, perimeter, projected area, or again by equivalent spherical diameter.
When reporting a particle size distribution the most common format used even for
image analysis systems is equivalent spherical diameter on the x axis and percent
on the y axis. It is only for elongated or fibrous particles that the x axis is typically
displayed as length rather than equivalent spherical diameter.
Understanding and interpreting
particle size distribution calculations.
Performing a particle size analysis is the best way to answer the question:
What size are those particles? Once the analysis is complete the user has
a variety of approaches for reporting the result. Some people prefer a single
number answer—what is the average size? More experienced particle scientists
cringe when they hear this question, knowing that a single number cannot
describe the distribution of the sample. A better approach is to report both a
central point of the distribution along with one or more values to describe the
width of distribution. Other approaches are also described in this document.
CENTRAL VALUES: MEAN, MEDIAN, MODE
For symmetric distributions such as the one shown in Figure 2 all central values
are equivalent: mean = median = mode. But what do these values represent?
MEAN
Mean is a calculated value similar to the concept of average. The various mean
figure 2
calculations are defined in several standard documents (ref.1,2). There are
multiple definitions for mean because the mean value is associated with the | SYMMETRIC DISTRIBUTION
WHERE MEAN=MEDIAN=MODE
basis of the distribution calculation (number, surface, volume). See (ref. 3) for an
explanation of number, surface, and volume distributions. Laser diffraction results
are reported on a volume basis, so the volume mean can be used to define the
central point although the median is more frequently used than the mean when
using this technique. The equation for defining the volume mean is shown below.
The best way to think about this calculation is to think of a histogram table show-
ing the upper and lower limits of n size channels along with the percent within this
channel. The Di value for each channel is the geometric mean, the square root of
upper x lower diameters. For the numerator take the geometric Di to the fourth
power x the percent in that channel, summed over all channels. For the denomi-
nator take the geometric Di to the third power x the percent in that channel,
summed over all channels.
 The volume mean diameter has several names including D4,3. In all HORIBA
diffraction software this is simply called the “mean” whenever the result is
displayed as a volume distribution. Conversely, when the result in HORIBA
software is converted to a surface area distribution the mean value displayed is
the surface mean, or D 3,2. The equation for the surface mean is shown below.
The description for this calculation is the same as the D4,3 calculation, except
that Di values are raised to the exponent values of 3 and 2 instead of 4 and 3.
The generalized form of the equations seen above for D4,3 and D3,2 is shown
below (following the conventions from ref. 2, ASTM E 799, ).
Where:
D = the overbar in D designates an averaging process
(p-q)p>q = the algebraic power of Dpq
Di = the diameter of the ith particle
Σ = the summation of Dip or Diq, representing all particles in the sample
Some of the more common representative diameters are:
D10 = arithmetic or number mean
D32 = volume/surface mean (also called the Sauter mean)
D43 = the mean diameter over volume (also called the DeBroukere mean)
The example results shown in ASTM E 799 are based on a distribution of liquid
droplets (particles) ranging from 240 – 6532 µm. For this distribution the following
results were calculated:
D10 = 1460 µm
D32 = 2280 µm
D50 = 2540 µm
D43 = 2670 µm
These results are fairly typical in that the D43 is larger than the D50—
the volume-basis median value.
MEDIAN
Median values are defined as the value where half of the population resides
above this point, and half resides below this point. For particle size distributions
the median is called the D50 (or x50 when following certain ISO guidelines).
The D50 is the size in microns that splits the distribution with half above and half
below this diameter. The Dv50 (or Dv0.5) is the median for a volume distribution,
Dn50 is used for number distributions, and Ds50 is used for surface distributions.
Since the primary result from laser diffraction is a volume distribution, the default
D50 cited is the volume median and D50 typically refers to the Dv50 without
including the v. This value is one of the easier statistics to understand and also
one of the most meaningful for particle size distributions.
4 5
MODE
The mode is the peak of the frequency distribution, or it may be easier to visualize MODE
it as the highest peak seen in the distribution. The mode represents the particle
size (or size range) most commonly found in the distribution. Less care is taken MEDIAN
to denote whether the value is based on volume, surface or number, so either run
the risk of assuming volume basis or check to assure the distribution basis. The MEAN
mode is not as commonly used, but can be descriptive; in particular if there
is more than one peak to the distribution, then the modes are helpful to describe
the mid-point of the different peaks.
For non-symmetric distributions the mean, median and mode will be three
different values shown in Figure 3.
DISTRIBUTION WIDTHS
Most instruments are used to measure the particle size distribution, implying an figure 3 A NON-SYMMETRIC DISTRIBUTION
interest in the width or breadth of the distribution. Experienced scientists typi-
cally shun using a single number answer to the question “What size are those
| Mean, median and mode will be three
different values.
particles?”, and prefer to include a way to define the width. The field of statistics
provides several calculations to describe the width of distributions, and these
calculations are sometimes used in the field of particle characterization. The most
common calculations are standard deviation and variance. The standard deviation
(St Dev.) is the preferred value in our field of study. As shown in Figure 4, 68.27%
of the total population lies within +/- 1 St Dev, and 95.45% lies within +/- 2 St Dev.
Although occasionally cited, the use of standard deviation declined when
hardware and software advanced beyond assuming normal or Rosin-Rammler -1 STD 68.27% +1 STD
distributions.
Once “model independent” algorithms were introduced many particle scientists
began using different calculations to describe distribution width. One of the
common values used for laser diffraction results is the span, with the strict
definition shown in the equation below (2):
95.45%
-2 STD MEAN +2 STD
In rare situations the span equation may be defined using other values such as
figure 4 A NORMAL DISTRIBUTION
Dv0.8 and Dv0.2. Laser diffraction instruments should allow users this flexibility.
| The mean value is flanked by 1 and 2
standard deviation points.
An additional approach to describing distribution width is to normalize the
standard deviation through division by the mean. This is the Coefficient of
Variation (COV) (although it may also be referred to as the relative standard
deviation, or RSD). Although included in HORIBA laser diffraction software this
value is seldom used as often as it should given its stature. The COV calculation
is both used and encouraged as a calculation to express measurement result
reproducibility. ISO13320 (ref. 4) encourages all users to measure any sample
at least 3 times, calculate the mean, st dev, and COV (st dev/mean), and the
standard sets pass/fail criteria based on the COV values.
 The volume mean diameter has several names including D4,3. In all HORIBA
diffraction software this is simply called the “mean” whenever the result is
displayed as a volume distribution. Conversely, when the result in HORIBA
software is converted to a surface area distribution the mean value displayed is
the surface mean, or D 3,2. The equation for the surface mean is shown below.
The description for this calculation is the same as the D4,3 calculation, except
that Di values are raised to the exponent values of 3 and 2 instead of 4 and 3.
The generalized form of the equations seen above for D4,3 and D3,2 is shown
below (following the conventions from ref. 2, ASTM E 799, ).
Where:
D = the overbar in D designates an averaging process
(p-q)p>q = the algebraic power of Dpq
Di = the diameter of the ith particle
Σ = the summation of Dip or Diq, representing all particles in the sample
Some of the more common representative diameters are:
D10 = arithmetic or number mean
D32 = volume/surface mean (also called the Sauter mean)
D43 = the mean diameter over volume (also called the DeBroukere mean)
The example results shown in ASTM E 799 are based on a distribution of liquid
droplets (particles) ranging from 240 – 6532 µm. For this distribution the following
results were calculated:
D10 = 1460 µm
D32 = 2280 µm
D50 = 2540 µm
D43 = 2670 µm
These results are fairly typical in that the D43 is larger than the D50—
the volume-basis median value.
MEDIAN
Median values are defined as the value where half of the population resides
above this point, and half resides below this point. For particle size distributions
the median is called the D50 (or x50 when following certain ISO guidelines).
The D50 is the size in microns that splits the distribution with half above and half
below this diameter. The Dv50 (or Dv0.5) is the median for a volume distribution,
Dn50 is used for number distributions, and Ds50 is used for surface distributions.
Since the primary result from laser diffraction is a volume distribution, the default
D50 cited is the volume median and D50 typically refers to the Dv50 without
including the v. This value is one of the easier statistics to understand and also
one of the most meaningful for particle size distributions.
4 5
MODE
The mode is the peak of the frequency distribution, or it may be easier to visualize MODE
it as the highest peak seen in the distribution. The mode represents the particle
size (or size range) most commonly found in the distribution. Less care is taken MEDIAN
to denote whether the value is based on volume, surface or number, so either run
the risk of assuming volume basis or check to assure the distribution basis. The MEAN
mode is not as commonly used, but can be descriptive; in particular if there
is more than one peak to the distribution, then the modes are helpful to describe
the mid-point of the different peaks.
For non-symmetric distributions the mean, median and mode will be three
different values shown in Figure 3.
DISTRIBUTION WIDTHS
Most instruments are used to measure the particle size distribution, implying an figure 3 A NON-SYMMETRIC DISTRIBUTION
interest in the width or breadth of the distribution. Experienced scientists typi-
cally shun using a single number answer to the question “What size are those
| Mean, median and mode will be three
different values.
particles?”, and prefer to include a way to define the width. The field of statistics
provides several calculations to describe the width of distributions, and these
calculations are sometimes used in the field of particle characterization. The most
common calculations are standard deviation and variance. The standard deviation
(St Dev.) is the preferred value in our field of study. As shown in Figure 4, 68.27%
of the total population lies within +/- 1 St Dev, and 95.45% lies within +/- 2 St Dev.
Although occasionally cited, the use of standard deviation declined when
hardware and software advanced beyond assuming normal or Rosin-Rammler -1 STD 68.27% +1 STD
distributions.
Once “model independent” algorithms were introduced many particle scientists
began using different calculations to describe distribution width. One of the
common values used for laser diffraction results is the span, with the strict
definition shown in the equation below (2):
95.45%
-2 STD MEAN +2 STD
In rare situations the span equation may be defined using other values such as
figure 4 A NORMAL DISTRIBUTION
Dv0.8 and Dv0.2. Laser diffraction instruments should allow users this flexibility.
| The mean value is flanked by 1 and 2
standard deviation points.
An additional approach to describing distribution width is to normalize the
standard deviation through division by the mean. This is the Coefficient of
Variation (COV) (although it may also be referred to as the relative standard
deviation, or RSD). Although included in HORIBA laser diffraction software this
value is seldom used as often as it should given its stature. The COV calculation
is both used and encouraged as a calculation to express measurement result
reproducibility. ISO13320 (ref. 4) encourages all users to measure any sample
at least 3 times, calculate the mean, st dev, and COV (st dev/mean), and the
standard sets pass/fail criteria based on the COV values.
 Another common approach to define the distribution width is to cite three values
Dv0.5 MEDIAN on the x-axis, the D10, D50, and D90 as shown in Figure 5. The D50, the median,
has been defined above as the diameter where half of the population lies below
this value. Similarly, 90 percent of the distribution lies below the D90, and 10
percent of the population lies below the D10.
Dv0.1 Dv0.9
TECHNIQUE DEPENDENCE
HORIBA Instruments, Inc. offers particle characterization tools based on several
10%
below
50%
below
90%
below
principles including laser diffraction, dynamic light scattering and image analysis.
this size this size this size Each of these techniques generates results in both similar and unique ways.
Most techniques can describe results using standard statistical calculations
such as the mean and standard deviation. But commonly accepted practices for
describing results have evolved for each technique.
figure 5 THREE X-AXIS VALUES
| D10, D50 and D90
LASER DIFFRACTION
All of the calculations described in this document are generated by the HORIBA
laser diffraction software package. Results can be displayed on a volume, surface
area, or number basis. Statistical calculations such as standard deviation and
variance are available in either arithmetic or geometric forms. The most common
approach for expressing laser diffraction results is to report the D10, D50, and D90
values based on a volume distribution. The span calculation is the most common
format to express distribution width. That said, there is nothing wrong with using
any of the available calculations, and indeed many customers include the D4,3
when reporting results.
A word of caution is given when considering converting a volume distribution
into either a surface area or number basis. Although the conversion is supplied
in the software, it is only provided for comparison to other techniques, such as
microscopy, which inherently measure particles on different bases. The conver-
sion is only valid for symmetric distributions and should not be used for any other
purpose than comparison to another technique.
6 7
DYNAMIC LIGHT SCATTERING
Dynamic Light Scattering (DLS) is unique among the techniques described in
this document. The primary result from DLS is typically the mean value from the
intensity distribution (called the Z average) and the polydispersity index (PDI) to
describe the distribution width. It is possible to convert from an intensity to a
volume or number distribution in order to compare to other techniques.
IMAGE ANALYSIS
The primary results from image analysis are based on number distributions.
These are often converted to a volume basis, and in this case this is an accepted
and valid conversion. Image analysis provides far more data values and options
than any of the other techniques described in this document. Measuring each
particle allows the user unmatched flexibility for calculating and reporting particle
size results.
Image analysis instruments may report distributions based on particle length as
opposed to spherical equivalency, and they may build volume distributions based
on shapes other than spheres.
Dynamic image analysis tools such as the CAMSIZER allow users to choose a
variety of length and width descriptors such as the maximum Feret diameter and
the minimum largest chord diameter as described in ISO 13322-2 (ref. 5).
With the ability to measure particles in any number of ways comes the decision
to report those measurements in any number of ways. Users are again cautioned
against reporting a single value—the number mean being the worst choice of
the possible options. Experienced particle scientists often report D10, D50, and
D90, or include standard deviation or span calculations when using image
analysis tools.
CONCLUSIONS
All particle size analysis instruments provide the ability to measure and report the
particle size distribution of the sample. There are very few applications where a
single value is appropriate and representative. The modern particle scientist often
chooses to describe the entire size distribution as opposed to just a single point
on it. (One exception might be extremely narrow distributions such as latex size
standards where the width is negligible.) Almost all real world samples exist as
a distribution of particle sizes and it is recommended to report the width of the
distribution for any sample analyzed. The most appropriate option for expressing
width is dependent on the technique used. When in doubt, it is often wise to refer
to industry accepted standards such as ISO or ASTM in order to conform to
common practice.
 Another common approach to define the distribution width is to cite three values
Dv0.5 MEDIAN on the x-axis, the D10, D50, and D90 as shown in Figure 5. The D50, the median,
has been defined above as the diameter where half of the population lies below
this value. Similarly, 90 percent of the distribution lies below the D90, and 10
percent of the population lies below the D10.
Dv0.1 Dv0.9
TECHNIQUE DEPENDENCE
HORIBA Instruments, Inc. offers particle characterization tools based on several
10%
below
50%
below
90%
below
principles including laser diffraction, dynamic light scattering and image analysis.
this size this size this size Each of these techniques generates results in both similar and unique ways.
Most techniques can describe results using standard statistical calculations
such as the mean and standard deviation. But commonly accepted practices for
describing results have evolved for each technique.
figure 5 THREE X-AXIS VALUES
| D10, D50 and D90
LASER DIFFRACTION
All of the calculations described in this document are generated by the HORIBA
laser diffraction software package. Results can be displayed on a volume, surface
area, or number basis. Statistical calculations such as standard deviation and
variance are available in either arithmetic or geometric forms. The most common
approach for expressing laser diffraction results is to report the D10, D50, and D90
values based on a volume distribution. The span calculation is the most common
format to express distribution width. That said, there is nothing wrong with using
any of the available calculations, and indeed many customers include the D4,3
when reporting results.
A word of caution is given when considering converting a volume distribution
into either a surface area or number basis. Although the conversion is supplied
in the software, it is only provided for comparison to other techniques, such as
microscopy, which inherently measure particles on different bases. The conver-
sion is only valid for symmetric distributions and should not be used for any other
purpose than comparison to another technique.
6 7
DYNAMIC LIGHT SCATTERING
Dynamic Light Scattering (DLS) is unique among the techniques described in
this document. The primary result from DLS is typically the mean value from the
intensity distribution (called the Z average) and the polydispersity index (PDI) to
describe the distribution width. It is possible to convert from an intensity to a
volume or number distribution in order to compare to other techniques.
IMAGE ANALYSIS
The primary results from image analysis are based on number distributions.
These are often converted to a volume basis, and in this case this is an accepted
and valid conversion. Image analysis provides far more data values and options
than any of the other techniques described in this document. Measuring each
particle allows the user unmatched flexibility for calculating and reporting particle
size results.
Image analysis instruments may report distributions based on particle length as
opposed to spherical equivalency, and they may build volume distributions based
on shapes other than spheres.
Dynamic image analysis tools such as the CAMSIZER allow users to choose a
variety of length and width descriptors such as the maximum Feret diameter and
the minimum largest chord diameter as described in ISO 13322-2 (ref. 5).
With the ability to measure particles in any number of ways comes the decision
to report those measurements in any number of ways. Users are again cautioned
against reporting a single value—the number mean being the worst choice of
the possible options. Experienced particle scientists often report D10, D50, and
D90, or include standard deviation or span calculations when using image
analysis tools.
CONCLUSIONS
All particle size analysis instruments provide the ability to measure and report the
particle size distribution of the sample. There are very few applications where a
single value is appropriate and representative. The modern particle scientist often
chooses to describe the entire size distribution as opposed to just a single point
on it. (One exception might be extremely narrow distributions such as latex size
standards where the width is negligible.) Almost all real world samples exist as
a distribution of particle sizes and it is recommended to report the width of the
distribution for any sample analyzed. The most appropriate option for expressing
width is dependent on the technique used. When in doubt, it is often wise to refer
to industry accepted standards such as ISO or ASTM in order to conform to
common practice.
 Another way to visualize the difference between number and volume distribu-
tions is supplied courtesy of the City of San Diego Environmental Laboratory.
In this case beans are used as the particle system. Figure 9 shows a population
where there are 13 beans in each of three size classes, equal on a number basis.
Figure 10 shows these beans placed in volumetric cylinders where it becomes
apparent that the larger beans represent a much larger total volume than the
smaller ones.

Figure 11 shows a population of beans where it may not be intuitively obvious,

Particle size result intepretation: but there is an equal volume of each size, despite the wide range of numbers
present. It becomes apparent in Figure 12 when the beans are placed in
figure 9 13 BEANS OF EACH SIZE
|
number vs. volume distributions volumetric cylinders that each volumes are equal.

Interpreting results of a particle size measurement requires an under-
standing of which technique was used and the basis of the calculations.
D = 1µm
VOLUME = 0.52µm Each technique generates a different result since each measures different
% BY VOLUME = 0.52/18.8 = 2.8%
physical properties of the sample. Once the physical property is measured a
calculation of some type generates a representation of a particle size distribution.
Some techniques report only a central point and spread of the distribution,
others provide greater detail across the upper and lower particle size detected.
D = 2µm
VOLUME = 4.2µm
% BY VOLUME = 4.2/18.8 = 22%
The particle size distribution can be calculated based on several models: most
often as a number or volume/mass distribution.
TRANSFORMING RESULTS
Results from number based systems, such as microscopes or image analyzers
construct their beginning result as a number distribution. Results from laser
diffraction construct their beginning result as a volume distribution. The software
for many of these systems includes the ability to transform the results from
number to volume or vice versa. It is perfectly acceptable to transform image
analysis results from a number to volume basis. In fact the pharmaceutical
industry has concluded that it prefers results be reported on a volume basis figure 10 THE SAME 39 BEANS PLACED
for most applications (ref. 6). On the other hand, converting a volume result
from laser diffraction to a number basis can lead to undefined errors and is only
| IN VOLUMETRIC CYLINDERS

NUMBER VS. VOLUME DISTRIBUTION suggested when comparing to results generated by microscopy. Figure 13 below
shows an example where a laser diffraction result is transformed from volume to
The easiest way to understand a number distribution is to consider measuring
both a number and a surface area based distribution. Notice the large change in
particles using a microscope. The observer assigns a size value to each particle
median from 11.58µm to 0.30µm when converted from volume to number.
inspected. This approach builds a number distribution—each particle has equal
weighting once the final distribution is calculated. As an example, consider the
D = 3µm nine particles shown in Figure 6. Three particles are 1µm, three are 2µm, and 12
NUMBER
VOLUME = 14.1µm three are 3µm in size (diameter). Building a number distribution for these particles
% BY VOLUME = 14.1/18.8 = 75%
will generate the result shown in Figure 7, where each particle size accounts for 10

TOTAL VOLUME one third of the total. If this same result were converted to a volume distribution,
figure 11 EQUAL VOLUME OF EACH OF
|
0.52 + 4.2 + 14.1 = 18.8µm
the result would appear as shown in Figure 8 where 75% of the total volume 8
AREA VOLUME
THE THREE TYPES OF BEANS
comes from the 3µm particles, and less than 3% comes from the 1µm particles.
figure 6 PARTICLES 1, 2 AND 3µm IN SIZE


| Calculations show percent by volume
and number for each size range. 30 70
6

4
60
25
50
20 2
40
15
30 0
10 0.34 0.58 1.15 2.27 4.47 8.82 17.38 34.25
20
5 PARTICLE SIZE
10 NUMBER DISTRIBUTION VOLUME DISTRIBUTION
0 0 MEAN = 0.38µm MEAN = 12.65µm
1µm 2µm 3µm 1µm 2µm 3µm MEDIAN = 0.30µm MEDIAN = 11.58µm
figure 12 EQUAL VOLUMES IN
|
SA = 13467 cm²/cm³ SA = 13467 cm²/cm³
figure 7 NUMBER DISTRIBUTION figure 8 VOLUME DISTRIBUTION
| | STANDARD DEV = 0.40 STANDARD DEV = 8.29 VOLUMETRIC CYLINDERS

figure 13 VOLUME DISTRIBUTION CONVERTED

When presented as a volume distribution it becomes more obvious that the
majority of the total particle mass or volume comes from the 3µm particles.


| TO AREA AND NUMBER
Conversion errors can result when
Nothing changes between the left and right graph except for the basis of the deriving number or area values from
distribution calculation. a laser diffraction volume result.

8 9
 Another way to visualize the difference between number and volume distribu-
tions is supplied courtesy of the City of San Diego Environmental Laboratory.
In this case beans are used as the particle system. Figure 9 shows a population
where there are 13 beans in each of three size classes, equal on a number basis.
Figure 10 shows these beans placed in volumetric cylinders where it becomes
apparent that the larger beans represent a much larger total volume than the
smaller ones.

Figure 11 shows a population of beans where it may not be intuitively obvious,

Particle size result intepretation: but there is an equal volume of each size, despite the wide range of numbers
present. It becomes apparent in Figure 12 when the beans are placed in
figure 9 13 BEANS OF EACH SIZE
|
number vs. volume distributions volumetric cylinders that each volumes are equal.

Interpreting results of a particle size measurement requires an under-
standing of which technique was used and the basis of the calculations.
D = 1µm
VOLUME = 0.52µm Each technique generates a different result since each measures different
% BY VOLUME = 0.52/18.8 = 2.8%
physical properties of the sample. Once the physical property is measured a
calculation of some type generates a representation of a particle size distribution.
Some techniques report only a central point and spread of the distribution,
others provide greater detail across the upper and lower particle size detected.
D = 2µm
VOLUME = 4.2µm
% BY VOLUME = 4.2/18.8 = 22%
The particle size distribution can be calculated based on several models: most
often as a number or volume/mass distribution.
TRANSFORMING RESULTS
Results from number based systems, such as microscopes or image analyzers
construct their beginning result as a number distribution. Results from laser
diffraction construct their beginning result as a volume distribution. The software
for many of these systems includes the ability to transform the results from
number to volume or vice versa. It is perfectly acceptable to transform image
analysis results from a number to volume basis. In fact the pharmaceutical
industry has concluded that it prefers results be reported on a volume basis figure 10 THE SAME 39 BEANS PLACED
for most applications (ref. 6). On the other hand, converting a volume result
from laser diffraction to a number basis can lead to undefined errors and is only
| IN VOLUMETRIC CYLINDERS

NUMBER VS. VOLUME DISTRIBUTION suggested when comparing to results generated by microscopy. Figure 13 below
shows an example where a laser diffraction result is transformed from volume to
The easiest way to understand a number distribution is to consider measuring
both a number and a surface area based distribution. Notice the large change in
particles using a microscope. The observer assigns a size value to each particle
median from 11.58µm to 0.30µm when converted from volume to number.
inspected. This approach builds a number distribution—each particle has equal
weighting once the final distribution is calculated. As an example, consider the
D = 3µm nine particles shown in Figure 6. Three particles are 1µm, three are 2µm, and 12
NUMBER
VOLUME = 14.1µm three are 3µm in size (diameter). Building a number distribution for these particles
% BY VOLUME = 14.1/18.8 = 75%
will generate the result shown in Figure 7, where each particle size accounts for 10

TOTAL VOLUME one third of the total. If this same result were converted to a volume distribution,
figure 11 EQUAL VOLUME OF EACH OF
|
0.52 + 4.2 + 14.1 = 18.8µm
the result would appear as shown in Figure 8 where 75% of the total volume 8
AREA VOLUME
THE THREE TYPES OF BEANS
comes from the 3µm particles, and less than 3% comes from the 1µm particles.
figure 6 PARTICLES 1, 2 AND 3µm IN SIZE


| Calculations show percent by volume
and number for each size range. 30 70
6

4
60
25
50
20 2
40
15
30 0
10 0.34 0.58 1.15 2.27 4.47 8.82 17.38 34.25
20
5 PARTICLE SIZE
10 NUMBER DISTRIBUTION VOLUME DISTRIBUTION
0 0 MEAN = 0.38µm MEAN = 12.65µm
1µm 2µm 3µm 1µm 2µm 3µm MEDIAN = 0.30µm MEDIAN = 11.58µm
figure 12 EQUAL VOLUMES IN
|
SA = 13467 cm²/cm³ SA = 13467 cm²/cm³
figure 7 NUMBER DISTRIBUTION figure 8 VOLUME DISTRIBUTION
| | STANDARD DEV = 0.40 STANDARD DEV = 8.29 VOLUMETRIC CYLINDERS

figure 13 VOLUME DISTRIBUTION CONVERTED

When presented as a volume distribution it becomes more obvious that the
majority of the total particle mass or volume comes from the 3µm particles.


| TO AREA AND NUMBER
Conversion errors can result when
Nothing changes between the left and right graph except for the basis of the deriving number or area values from
distribution calculation. a laser diffraction volume result.

8 9

Setting particle size specifications
The creation of a meaningful and product-appropriate particle size
specification requires knowledge of its effect on product performance in
addition to an understanding of how results should be interpreted for
a given technique. This section provides guidelines for setting particle size
specifications on particulate materials—primarily when using the laser diffraction
technique, but also with information about dynamic light scattering (DLS) and
image analysis.
DISTRIBUTION BASIS
Different particle sizing techniques report primary results based on number,
volume, weight, surface area, or intensity. As a general rule specifications should
be based in the format of the primary result for a given technique. Laser diffraction
generates results based on volume distributions and any specification should be
volume based. Likewise, an intensity basis should be used for DLS specifications,
volume for acoustic spectroscopy, and number for image analysis. Conversion to
another basis such as number—although possible in the software—is inadvisable
because significant error is introduced. The exception to this guideline is convert-
ing a number based result from a technique such as image analysis into a volume
basis (ref. 7). The error involved is generally very low in this scenario.
DISTRIBUTION POINTS
While it is tempting to use a single number to represent a particle size distribu-
tion (PSD), and thus the product specification, this is typically not a good idea. In
nearly every case, a single data point cannot adequately describe a distribution of
data points. This can easily lead to misunderstandings and provides no information
about the width of the distribution. Less experienced users may believe that the
“average particle size” can adequately describe a size distribution, but this implies
expecting a response based on a calculated average (or mean). If forced to use a
single calculated number to represent the mid-point of a particle size distribution,
then the common practice is to report the median and not the mean. The median
is the most stable calculation generated by laser diffraction and should be the
value used for a single point specification in most cases.
10
Rather than use a single point in the distribution as a specification, it is suggested
to include other size parameters in order to describe the width of the distribution.
The span is a common calculation to quantify distribution width: (D90 – D10) /
D50. However, it is rare to see span as part of a particle size specification. The
more common practice is to include two points which describe the coarsest
and finest parts of the distribution. These are typically the D90 and D10. Using
the same convention as the D50, the D90 describes the diameter where ninety
percent of the distribution has a smaller particle size and ten percent has a larger
particle size. The D10 diameter has ten percent smaller and ninety percent larger.
A three point specification featuring the D10, D50, and D90 will be considered
complete and appropriate for most particulate materials.
How these points are expressed may vary. Some specifications use a format
where the D10, D50, and D90 must not be more than (NMT) a stated size.
Example: D10 NMT 20µm
D50 NMT 80µm
D90 NMT 200µm
Although only one size is stated for each point there is an implied range of
acceptable sizes (i.e. the D50 passes if between 20 and 80µm).
Alternatively, a range of values can be explicitly stated.
Example: D10 10 – 20µm
D50 70 – 80µm
D90 180 – 200µm
This approach better defines the acceptable size distribution, but may be
perceived as overly complicated for many materials.
It may also be tempting to include a requirement that 100% of the distribution is
smaller than a given size. This implies calculating the D100 which is not recom-
mended. The D100 result (and to a lesser degree the D0) is the least robust
calculation from any experiment. Any slight disturbance during the measurement
such as an air bubble or thermal fluctuation can significantly influence the D100
value. Additionally, the statistics involved with calculating this value (and other
“extreme” values such as the D99, D1, etc.) aren’t as robust because there may
not be very many of the “largest” and “smallest” particles. Given the possible
broad spread of D100 results it is not recommended for use in creating specifica-
tions involving a statement that 100% of the particles are below a stated size.
INCLUDING A MEAN VALUE
Ultimately, the sophistication of the specification should be driven by how particle
size influences product performance. Given that some people ask about the
“average size”, it is not surprising that some specifications are based on a mean
diameter. This approach is complicated by the fact that there are several mean
values that can be calculated and reported in the result (ref. 8). The most common
mean value noted when using laser diffraction is the volume mean, or D4,3. The
D4,3 is very sensitive to the presence of large particles in the distribution. It is a
good idea to use or include the D4,3 in the specification if product performance
is sensitive to the presence of large particles. The other mean value occasion-
ally used is the D3,2, or surface mean. This value is only typically used when the
product is an aerosol or spray.
11

Setting particle size specifications
The creation of a meaningful and product-appropriate particle size
specification requires knowledge of its effect on product performance in
addition to an understanding of how results should be interpreted for
a given technique. This section provides guidelines for setting particle size
specifications on particulate materials—primarily when using the laser diffraction
technique, but also with information about dynamic light scattering (DLS) and
image analysis.
DISTRIBUTION BASIS
Different particle sizing techniques report primary results based on number,
volume, weight, surface area, or intensity. As a general rule specifications should
be based in the format of the primary result for a given technique. Laser diffraction
generates results based on volume distributions and any specification should be
volume based. Likewise, an intensity basis should be used for DLS specifications,
volume for acoustic spectroscopy, and number for image analysis. Conversion to
another basis such as number—although possible in the software—is inadvisable
because significant error is introduced. The exception to this guideline is convert-
ing a number based result from a technique such as image analysis into a volume
basis (ref. 7). The error involved is generally very low in this scenario.
DISTRIBUTION POINTS
While it is tempting to use a single number to represent a particle size distribu-
tion (PSD), and thus the product specification, this is typically not a good idea. In
nearly every case, a single data point cannot adequately describe a distribution of
data points. This can easily lead to misunderstandings and provides no information
about the width of the distribution. Less experienced users may believe that the
“average particle size” can adequately describe a size distribution, but this implies
expecting a response based on a calculated average (or mean). If forced to use a
single calculated number to represent the mid-point of a particle size distribution,
then the common practice is to report the median and not the mean. The median
is the most stable calculation generated by laser diffraction and should be the
value used for a single point specification in most cases.
10
Rather than use a single point in the distribution as a specification, it is suggested
to include other size parameters in order to describe the width of the distribution.
The span is a common calculation to quantify distribution width: (D90 – D10) /
D50. However, it is rare to see span as part of a particle size specification. The
more common practice is to include two points which describe the coarsest
and finest parts of the distribution. These are typically the D90 and D10. Using
the same convention as the D50, the D90 describes the diameter where ninety
percent of the distribution has a smaller particle size and ten percent has a larger
particle size. The D10 diameter has ten percent smaller and ninety percent larger.
A three point specification featuring the D10, D50, and D90 will be considered
complete and appropriate for most particulate materials.
How these points are expressed may vary. Some specifications use a format
where the D10, D50, and D90 must not be more than (NMT) a stated size.
Example: D10 NMT 20µm
D50 NMT 80µm
D90 NMT 200µm
Although only one size is stated for each point there is an implied range of
acceptable sizes (i.e. the D50 passes if between 20 and 80µm).
Alternatively, a range of values can be explicitly stated.
Example: D10 10 – 20µm
D50 70 – 80µm
D90 180 – 200µm
This approach better defines the acceptable size distribution, but may be
perceived as overly complicated for many materials.
It may also be tempting to include a requirement that 100% of the distribution is
smaller than a given size. This implies calculating the D100 which is not recom-
mended. The D100 result (and to a lesser degree the D0) is the least robust
calculation from any experiment. Any slight disturbance during the measurement
such as an air bubble or thermal fluctuation can significantly influence the D100
value. Additionally, the statistics involved with calculating this value (and other
“extreme” values such as the D99, D1, etc.) aren’t as robust because there may
not be very many of the “largest” and “smallest” particles. Given the possible
broad spread of D100 results it is not recommended for use in creating specifica-
tions involving a statement that 100% of the particles are below a stated size.
INCLUDING A MEAN VALUE
Ultimately, the sophistication of the specification should be driven by how particle
size influences product performance. Given that some people ask about the
“average size”, it is not surprising that some specifications are based on a mean
diameter. This approach is complicated by the fact that there are several mean
values that can be calculated and reported in the result (ref. 8). The most common
mean value noted when using laser diffraction is the volume mean, or D4,3. The
D4,3 is very sensitive to the presence of large particles in the distribution. It is a
good idea to use or include the D4,3 in the specification if product performance
is sensitive to the presence of large particles. The other mean value occasion-
ally used is the D3,2, or surface mean. This value is only typically used when the
product is an aerosol or spray.
11
 1.0 X VS. Y AXIS INCLUDING THE ERROR
0.9 Other published specifications are based on the percent below a given particle The reproducibility errors discussed above should be investigated and minimized
0.8 size such as: 50% below 20µm and 90% below 100µm. This type of specification because they play an important role in the final setting of a specification. Once the
0.7 is based on points along the y axis (which reports frequency percent) as opposed specification based on product performance has been determined, then the final
undersize error of +/- 20%
0.6 to the x axis (which reports diameter) as in the previous examples. Although this specification must be narrowed by the error range (ref. 11). In the example shown
% UNDER

0.5
approach has been used in many specifications, it is important to realize the differ- in Figure 16 the specification for the D50 is 100 +/- 20% (or 80–120µm) based on
ence between using the x (size) and y (percent) axes. All measurements include product performance. If the total measurement error is +/- 10% (using USP<429>
0.4
an error which should always be considered when setting a specification. guidelines for the D50 value), the specification must be tightened to ~90–110µm
0.3
(rounded for simplicity) in order to assure the product is never out of the perfor-
0.2 For the example shown in Figure 14, the D50 is 100µm with an error of +/- 5% on mance specification. For example, if the D50 is measured to be 110µm, we are
size error
0.1 of +/- 5% the x (size) axis. This error includes all sources such as sampling and sample prep- certain the D50 is actually less than 120µm even with a maximum 10% error.
aration. The same error becomes +/- 20% when translated to the y (percent) axis.
20 40 60 80 100 120 140 Stating an error of +/- 5% is more attractive than +/- 20%, even when expressing This is why it is important to create robust standard operating procedures for any
SIZE IN µm
the same actual error range. The degree to which the y axis error is exaggerated material we wish to set a published specification for. Any combination of high
figure 14 MEASUREMENT ERROR


| Error appears exaggerated on the
Y axis because of the narrowness
vs. the x axis depends upon the steepness of the distribution curve. measurement error (usually stemming from non-optimized method development)
and tight specifications will make meeting that specification more difficult.
There are applications where the percent below a given particle size is an impor- Why make life harder than it need be?
of the PSD
tant result. Recently there has been interest in the presence of “nanoparticles”
figure 16 BUILDING SIZE SPECIFICATION
(at least one dimension smaller than 100nm) in products such as cosmetics. The
software which calculates the PSD should be capable of easily reporting the per-


| TO INCLUDE ERROR SOURCES
If the total measurement error is
cent under any chosen size—in this case the percent below 100nm (Figure 15). PRODUCT PERFORMANCE SPECIFICATION
+/- 10%, then the specification must
In the LA-950 software this is displayed as “Diameter on Cumulative %”. In the be tightened in order to assure the
example below the value for percent less than 100nm is reported as 9.155%. product stays within performance
80 85 90 95 100 105 110 115 120
specification.
SIZE IN µm
Several points are worth mentioning in regards to setting a specification on the
percent below 100nm as in this example specifically and for sub-micron materials
generally. The particle size distribution is dependent upon many factors including SPECIFICATION INCLUDING ERROR
the sample preparation method. The laser diffraction technique works best within
a certain particulate concentration range. This sometimes requires that samples DYNAMIC LIGHT SCATTERING
undergo dilution. In some cases this dilution may change the state of the particles
The primary results from dynamic light scattering (DLS) systems are typically
and affect the apparent size distribution. Additionally, ultrasonic energy can be
reported as an intensity distribution. Key values included in DLS-based specifica-
applied to improve the dispersion of agglomerates which can significantly change
tions are the intensity-weighted average (often called the “z average”) and the
the result.
polydispersity index (PI), which quantifies distribution width. Mean values for one
or more peaks can be calculated and included in the results. The results can be
TESTING REPRODUCIBILITY
transformed into a volume-based or number-based distribution when comparing
figure 15 REPORTING PSD PERCENTAGE There are currently two internationally accepted standards written on the use of


| SMALLER THAN THE GIVEN SIZE
In this example, percentage of the
laser diffraction: ISO 13320 (ref. 9) and USP<429> (ref. 10). Both standards state
that samples should be measured at least three times and reproducibility must
to other techniques such as laser diffraction or microscopy.

PSD is reported at 100nm.

meet specified guidelines. Note that this means three independent measure-
ments (i.e. prepare the sample, measure the sample, empty the instrument, and
repeat). The coefficient of variation (COV, or (std dev/mean)*100) for the measure-
ment set must be less than 3% at the D50 and less than 5% at the D10 and D90
to pass the ISO 13320 requirements. These guidelines change to less than 10%
at the D50 and less than 15% at the D10 and D90 when following the USP<429>
requirements. Finally, the guidelines all double when the D50 of the material is
less than 10µm.

While following the ISO or USP guidelines to test reproducibility is suggested, it is

typically part of an internal specification or procedure. The specifications shown to
potential customers typically don’t include the reproducibility values.

12 13
 1.0 X VS. Y AXIS INCLUDING THE ERROR
0.9 Other published specifications are based on the percent below a given particle The reproducibility errors discussed above should be investigated and minimized
0.8 size such as: 50% below 20µm and 90% below 100µm. This type of specification because they play an important role in the final setting of a specification. Once the
0.7 is based on points along the y axis (which reports frequency percent) as opposed specification based on product performance has been determined, then the final
undersize error of +/- 20%
0.6 to the x axis (which reports diameter) as in the previous examples. Although this specification must be narrowed by the error range (ref. 11). In the example shown
% UNDER

0.5
approach has been used in many specifications, it is important to realize the differ- in Figure 16 the specification for the D50 is 100 +/- 20% (or 80–120µm) based on
ence between using the x (size) and y (percent) axes. All measurements include product performance. If the total measurement error is +/- 10% (using USP<429>
0.4
an error which should always be considered when setting a specification. guidelines for the D50 value), the specification must be tightened to ~90–110µm
0.3
(rounded for simplicity) in order to assure the product is never out of the perfor-
0.2 For the example shown in Figure 14, the D50 is 100µm with an error of +/- 5% on mance specification. For example, if the D50 is measured to be 110µm, we are
size error
0.1 of +/- 5% the x (size) axis. This error includes all sources such as sampling and sample prep- certain the D50 is actually less than 120µm even with a maximum 10% error.
aration. The same error becomes +/- 20% when translated to the y (percent) axis.
20 40 60 80 100 120 140 Stating an error of +/- 5% is more attractive than +/- 20%, even when expressing This is why it is important to create robust standard operating procedures for any
SIZE IN µm
the same actual error range. The degree to which the y axis error is exaggerated material we wish to set a published specification for. Any combination of high
figure 14 MEASUREMENT ERROR


| Error appears exaggerated on the
Y axis because of the narrowness
vs. the x axis depends upon the steepness of the distribution curve. measurement error (usually stemming from non-optimized method development)
and tight specifications will make meeting that specification more difficult.
There are applications where the percent below a given particle size is an impor- Why make life harder than it need be?
of the PSD
tant result. Recently there has been interest in the presence of “nanoparticles”
figure 16 BUILDING SIZE SPECIFICATION
(at least one dimension smaller than 100nm) in products such as cosmetics. The
software which calculates the PSD should be capable of easily reporting the per-


| TO INCLUDE ERROR SOURCES
If the total measurement error is
cent under any chosen size—in this case the percent below 100nm (Figure 15). PRODUCT PERFORMANCE SPECIFICATION
+/- 10%, then the specification must
In the LA-950 software this is displayed as “Diameter on Cumulative %”. In the be tightened in order to assure the
example below the value for percent less than 100nm is reported as 9.155%. product stays within performance
80 85 90 95 100 105 110 115 120
specification.
SIZE IN µm
Several points are worth mentioning in regards to setting a specification on the
percent below 100nm as in this example specifically and for sub-micron materials
generally. The particle size distribution is dependent upon many factors including SPECIFICATION INCLUDING ERROR
the sample preparation method. The laser diffraction technique works best within
a certain particulate concentration range. This sometimes requires that samples DYNAMIC LIGHT SCATTERING
undergo dilution. In some cases this dilution may change the state of the particles
The primary results from dynamic light scattering (DLS) systems are typically
and affect the apparent size distribution. Additionally, ultrasonic energy can be
reported as an intensity distribution. Key values included in DLS-based specifica-
applied to improve the dispersion of agglomerates which can significantly change
tions are the intensity-weighted average (often called the “z average”) and the
the result.
polydispersity index (PI), which quantifies distribution width. Mean values for one
or more peaks can be calculated and included in the results. The results can be
TESTING REPRODUCIBILITY
transformed into a volume-based or number-based distribution when comparing
figure 15 REPORTING PSD PERCENTAGE There are currently two internationally accepted standards written on the use of


| SMALLER THAN THE GIVEN SIZE
In this example, percentage of the
laser diffraction: ISO 13320 (ref. 9) and USP<429> (ref. 10). Both standards state
that samples should be measured at least three times and reproducibility must
to other techniques such as laser diffraction or microscopy.

PSD is reported at 100nm.

meet specified guidelines. Note that this means three independent measure-
ments (i.e. prepare the sample, measure the sample, empty the instrument, and
repeat). The coefficient of variation (COV, or (std dev/mean)*100) for the measure-
ment set must be less than 3% at the D50 and less than 5% at the D10 and D90
to pass the ISO 13320 requirements. These guidelines change to less than 10%
at the D50 and less than 15% at the D10 and D90 when following the USP<429>
requirements. Finally, the guidelines all double when the D50 of the material is
less than 10µm.

While following the ISO or USP guidelines to test reproducibility is suggested, it is

typically part of an internal specification or procedure. The specifications shown to
potential customers typically don’t include the reproducibility values.

12 13
 LA-950
IMAGE ANALYSIS

The primary result reported by image analysis is a number distribution since the
LASER
particles are inspected one at a time. Setting specifications based on the number DIFFRACTION
distribution is acceptable, but this is the one example where conversion to
another basis (i.e. volume) is both acceptable and often preferred. As long as a TECHNIQUE
sufficient number of particles are inspected to fully define the distribution, then
the conversion from number to volume does not introduce unknown errors into The LA-950 combines the most popular modern sizing technique with state
the result. The pharmaceutical industry discussed the subject at a meeting of the art refinements to measure wet and dry samples measuring 10 nano-
organized by the AAPS (ref. 6) and concluded that results are preferably reported meters to 3 millimeters. The central idea in laser diffraction is that a particle will
as volume distributions. scatter light at an angle determined by that particle’s size. Larger particles will scatter
at small angles and smaller particles scatter at wide angles. A collection of particles
RANGE IN MICRONS
Particle size distribution specifications based on the image analysis technique will produce a pattern of scattered light defined by intensity and angle that can be
10nm - 3,000 (3mm)
often include the mean, D10, D50, and D90 values. Care should be taken to avoid transformed into a particle size distribution result.
OPTIMAL APPLICATIONS
basing specifications on the number-based mean since this value may not track POWDERS, SUSPENSIONS,
process changes such as milling or agglomeration (ref. 12). Conversion from INTRODUCTION AND EMULSIONS
number to volume distribution can be performed with high accuracy by specifying The knowledge that particles scatter light is not new. Rayleigh scattering of light from WEIGHT 56kG (123 lbs)
the typical particle shape (spherical, cylindrical, ellipsoidal, tetragonal, etc.). particles in the atmosphere is what gives the sky a blue color and makes sunsets FOOTPRINT
yellow, orange, and red. Light interacts with particles in any of four ways: diffraction, WIDTH 705mm (28”)
Particle shape parameters such as roundness, aspect ratio, and compactness reflection, absorption, and refraction. Figure 17 shows the idealized edge diffraction DEPTH 565mm (22”)
are used to describe particle morphology. Specifications for shape parameters of an incident plane wave on a spherical particle. Scientists discovered more than a HEIGHT 500mm (20”)

are typically reported using just the number-based mean value, so this is century ago that light scattered differently off of differently sized objects. Only the
recommended for setting specifications. relatively recent past, however, has seen the science of particle size analysis embrace
light scattering as not only a viable technique, but the backbone of modern sizing.
CONCLUSIONS

figure 17 DIFFRACTION PATTERN

The task of setting a particle size specification for a material requires knowledge
of which technique will be used for the analysis and how size affects product

| OF A PLANE WAVE
SCATTERING FROM
performance. Sources of error must be investigated and incorporated into the final A SPHEROID
specification. Be aware that, in general, different particle sizing techniques will
produce different results for a variety of reasons including: the physical property
being measured, the algorithm used, the basis of the distribution (number,
volume, etc.) and the dynamic range of the instrument. Therefore, a specification
based on using laser diffraction is not easily compared to expectations from other
techniques such as particle counting or sieving. One exception to this rule is the
ability of dymanic image analysis to match sieve results.
Bench-top laser diffraction instruments
Attempting to reproduce PSD results to investigate whether a material is indeed became practical with the advent of high
within a stated specification requires detailed knowledge of how the measure- intensity, reasonably priced lasers and
ment was acquired including variables such as the refractive index, sampling sufficient computing power to process
procedure, sample preparation, amount and power of ultrasound, etc. This the scattered light data. Once these
detailed information is almost never part of a published specification and would barriers to market entry were eliminated
require additional communications between the multiple parties involved. the advantages of laser diffraction over
other techniques were apparent: speed
of analysis, application flexibility, small
particle accuracy, and ease of use. The
ability to measure nano, micro and
macro-sized powders, suspensions,
and emulsions, and to do it within one
minute, explains how laser diffraction
displaced popular techniques such as
sieving, sedimentation, and manual
microscopy.

14
 LA-950
IMAGE ANALYSIS

The primary result reported by image analysis is a number distribution since the
LASER
particles are inspected one at a time. Setting specifications based on the number DIFFRACTION
distribution is acceptable, but this is the one example where conversion to
another basis (i.e. volume) is both acceptable and often preferred. As long as a TECHNIQUE
sufficient number of particles are inspected to fully define the distribution, then
the conversion from number to volume does not introduce unknown errors into The LA-950 combines the most popular modern sizing technique with state
the result. The pharmaceutical industry discussed the subject at a meeting of the art refinements to measure wet and dry samples measuring 10 nano-
organized by the AAPS (ref. 6) and concluded that results are preferably reported meters to 3 millimeters. The central idea in laser diffraction is that a particle will
as volume distributions. scatter light at an angle determined by that particle’s size. Larger particles will scatter
at small angles and smaller particles scatter at wide angles. A collection of particles
RANGE IN MICRONS
Particle size distribution specifications based on the image analysis technique will produce a pattern of scattered light defined by intensity and angle that can be
10nm - 3,000 (3mm)
often include the mean, D10, D50, and D90 values. Care should be taken to avoid transformed into a particle size distribution result.
OPTIMAL APPLICATIONS
basing specifications on the number-based mean since this value may not track POWDERS, SUSPENSIONS,
process changes such as milling or agglomeration (ref. 12). Conversion from INTRODUCTION AND EMULSIONS
number to volume distribution can be performed with high accuracy by specifying The knowledge that particles scatter light is not new. Rayleigh scattering of light from WEIGHT 56kG (123 lbs)
the typical particle shape (spherical, cylindrical, ellipsoidal, tetragonal, etc.). particles in the atmosphere is what gives the sky a blue color and makes sunsets FOOTPRINT
yellow, orange, and red. Light interacts with particles in any of four ways: diffraction, WIDTH 705mm (28”)
Particle shape parameters such as roundness, aspect ratio, and compactness reflection, absorption, and refraction. Figure 17 shows the idealized edge diffraction DEPTH 565mm (22”)
are used to describe particle morphology. Specifications for shape parameters of an incident plane wave on a spherical particle. Scientists discovered more than a HEIGHT 500mm (20”)

are typically reported using just the number-based mean value, so this is century ago that light scattered differently off of differently sized objects. Only the
recommended for setting specifications. relatively recent past, however, has seen the science of particle size analysis embrace
light scattering as not only a viable technique, but the backbone of modern sizing.
CONCLUSIONS

figure 17 DIFFRACTION PATTERN

The task of setting a particle size specification for a material requires knowledge
of which technique will be used for the analysis and how size affects product

| OF A PLANE WAVE
SCATTERING FROM
performance. Sources of error must be investigated and incorporated into the final A SPHEROID
specification. Be aware that, in general, different particle sizing techniques will
produce different results for a variety of reasons including: the physical property
being measured, the algorithm used, the basis of the distribution (number,
volume, etc.) and the dynamic range of the instrument. Therefore, a specification
based on using laser diffraction is not easily compared to expectations from other
techniques such as particle counting or sieving. One exception to this rule is the
ability of dymanic image analysis to match sieve results.
Bench-top laser diffraction instruments
Attempting to reproduce PSD results to investigate whether a material is indeed became practical with the advent of high
within a stated specification requires detailed knowledge of how the measure- intensity, reasonably priced lasers and
ment was acquired including variables such as the refractive index, sampling sufficient computing power to process
procedure, sample preparation, amount and power of ultrasound, etc. This the scattered light data. Once these
detailed information is almost never part of a published specification and would barriers to market entry were eliminated
require additional communications between the multiple parties involved. the advantages of laser diffraction over
other techniques were apparent: speed
of analysis, application flexibility, small
particle accuracy, and ease of use. The
ability to measure nano, micro and
macro-sized powders, suspensions,
and emulsions, and to do it within one
minute, explains how laser diffraction
displaced popular techniques such as
sieving, sedimentation, and manual
microscopy.

14
 Such an instrument consists of at least one source of high intensity, monochro-
matic light, a sample handling system to control the interaction of particles and
incident light, and an array of high quality photodiodes to detect the scattered
light over a wide range of angles. This last piece is the primary function of a laser
diffraction instrument: to record angle and intensity of scattered light. This informa-
tion is then input into an algorithm which, while complex, reduces to the following
basic truth:
LARGE PARTICLES SCATTER INTENSELY AT NARROW ANGLES
SMALL PARTICLES SCATTER WEAKLY AT WIDE ANGLES
BUILDING A STATE OF THE ART
LASER DIFFRACTION ANALYZER
The basics of what needs to be measured and how it’s transformed into particle
size data are understood (ref. 14). What constitutes a basic particle size analyzer
has also been discussed, but there’s a wide gulf between bare minimum and
state of the art. The latter is always the industry leader in accuracy, repeatability,
usability, flexibility, and reliability. The current state of the art in laser diffraction is
the Partica LA-950 featuring two high intensity light sources, a single, continuous
cast aluminum optical bench (Figure 20), a wide array of sample handling sys-
tems, and expert refinements expected from the fifth revision in the 900 series.

The algorithm, at its core, consists of an optical model with the mathematical
figure 21
transformations necessary to get particle size data from scattered light. However,
not all optical models were created equally. 3
2
|
LIGHT SCATTERING PATTERNS
FOR 50nm AND 70nm PARTICLES
USING 650nm LASER

THE IMPORTANCE OF OPTICAL MODEL

In the beginning there was the Fraunhofer Approximation and it was good. This
model, which was popular in older laser diffraction instruments, makes certain 1
assumptions (hence the approximation) to simplify the calculation. Particles are
4 4
assumed…
 to be spherical
 to be opaque figure 20 SIMPLIFIED LAYOUT OF THE LA-950 OPTICAL BENCH
 to scatter equivalently at wide angles as narrow angles
 to interact with light in a different manner than the medium


| 1. Red wavelength laser diode for particles > 500nm
2. Blue LED for particles < 500nm
3. Low angle detectors for large particles
4. Side and back angle
Practically, these restrictions render the Fraunhofer Approximation a very poor
figure 22 LIGHT SCATTERING PATTERNS
choice for particle size analysis as measurement accuracy below roughly 20
microns is compromised. Using two light sources of different wavelengths is of critical importance because


| FOR THE SAME SAMPLES
USING 405nm LED
the measurement accuracy of small particles is wavelength dependent. Figure
figure 18 REPRESENTATIONS OF


| FRAUNHOFER (TOP) AND MIE
SCATTERING MODELS
The Mie scattering theory overcomes these limitations. Gustav Mie developed a
closed form solution (not approximation) to Maxwell’s electromagnetic equations
21 shows the 360° light scattering patterns from 50nm and 70nm particles as
generated from a 650 nm red laser. The patterns are practically identical across
60
40

Angle, energy and size are used as for scattering from spheres; this solution exceeds Fraunhofer to include sensitivity all angles and the algorithm will not be able to accurately calculate the different 50 LATEX
parameters in these examples. to smaller sizes (wide angle scatter), a wide range of opacity (i.e. light absorption), particle sizes. Figure 22 shows the same experiment using a 405nm blue LED. STANDARDS
(µm)
50
and the user need only provide the refractive index of particle and dispersing Distinct differences are now seen on wide angle detectors which allows for 30 70

medium. Accounting for light that refracts through the particle (a.k.a. secondary accurate calculation of these materials. Integrating a second, shorter wavelength
40
scatter) allows for accurate measurement even in cases of significant transpar- light source is the primary means of improving nano-scale performance beyond
ency. The Mie theory likewise makes certain assumptions that the particle… the bare minimum laser diffraction analyzer.
30
 is spherical
CONCLUSIONS
 ensemble is homogeneous 20
 refractive index of particle and surrounding medium is known The HORIBA LA-950 particle size analyzer uses the laser diffraction method to
measure size distributions. This technique uses first principles to calculate size 10
Figure 18 shows a graphical representation of Fraunhofer and Mie models using using light scattered off the particle (edge diffraction) and through the particle
scattering intensity, scattering angle, and particle size (ref. 13). The two models (secondary scattering refraction). The LA-950 incorporates the full Mie scattering q (%)
begin to diverge around 20 microns and these differences become pronounced theory to cover the widest size range currently available. Wide measurement 0.010 0.100 1.000
below 10 microns. Put simply, the Fraunhofer Approximation contributes a magni- ranges, fast analyses, exceptional precision, and reliability have made laser diffrac- DIAMETER (µm)

figure 19 MIE (RED) AND FRANHOFER tion the most popular modern sizing technique in both industry and academia.


| (BLUE) RESULTS FOR
SPHERICAL GLASS BEADS
tude of error for micronized particles that is typically unacceptable to the user.
A measurement of spherical glass beads is shown in Figure 19 and calculated
figure 23 30, 40, 50 AND 70 NANOMETER


| MATERIALS MEASURED
INDEPENDENTLY ON THE LA-950
using the Mie (red) and Fraunhofer (blue) models. The Mie result meets the USING THE BLUE LED
material specification while the Fraunhofer result fails the specification and splits
the peak. The over-reporting of small particles (where Fraunhofer error is signifi-
cant) is a typical comparison result.

16 17
 Such an instrument consists of at least one source of high intensity, monochro-
matic light, a sample handling system to control the interaction of particles and
incident light, and an array of high quality photodiodes to detect the scattered
light over a wide range of angles. This last piece is the primary function of a laser
diffraction instrument: to record angle and intensity of scattered light. This informa-
tion is then input into an algorithm which, while complex, reduces to the following
basic truth:
LARGE PARTICLES SCATTER INTENSELY AT NARROW ANGLES
SMALL PARTICLES SCATTER WEAKLY AT WIDE ANGLES
BUILDING A STATE OF THE ART
LASER DIFFRACTION ANALYZER
The basics of what needs to be measured and how it’s transformed into particle
size data are understood (ref. 14). What constitutes a basic particle size analyzer
has also been discussed, but there’s a wide gulf between bare minimum and
state of the art. The latter is always the industry leader in accuracy, repeatability,
usability, flexibility, and reliability. The current state of the art in laser diffraction is
the Partica LA-950 featuring two high intensity light sources, a single, continuous
cast aluminum optical bench (Figure 20), a wide array of sample handling sys-
tems, and expert refinements expected from the fifth revision in the 900 series.

The algorithm, at its core, consists of an optical model with the mathematical
figure 21
transformations necessary to get particle size data from scattered light. However,
not all optical models were created equally. 3
2
|
LIGHT SCATTERING PATTERNS
FOR 50nm AND 70nm PARTICLES
USING 650nm LASER

THE IMPORTANCE OF OPTICAL MODEL

In the beginning there was the Fraunhofer Approximation and it was good. This
model, which was popular in older laser diffraction instruments, makes certain 1
assumptions (hence the approximation) to simplify the calculation. Particles are
4 4
assumed…
 to be spherical
 to be opaque figure 20 SIMPLIFIED LAYOUT OF THE LA-950 OPTICAL BENCH
 to scatter equivalently at wide angles as narrow angles
 to interact with light in a different manner than the medium


| 1. Red wavelength laser diode for particles > 500nm
2. Blue LED for particles < 500nm
3. Low angle detectors for large particles
4. Side and back angle
Practically, these restrictions render the Fraunhofer Approximation a very poor
figure 22 LIGHT SCATTERING PATTERNS
choice for particle size analysis as measurement accuracy below roughly 20
microns is compromised. Using two light sources of different wavelengths is of critical importance because


| FOR THE SAME SAMPLES
USING 405nm LED
the measurement accuracy of small particles is wavelength dependent. Figure
figure 18 REPRESENTATIONS OF


| FRAUNHOFER (TOP) AND MIE
SCATTERING MODELS
The Mie scattering theory overcomes these limitations. Gustav Mie developed a
closed form solution (not approximation) to Maxwell’s electromagnetic equations
21 shows the 360° light scattering patterns from 50nm and 70nm particles as
generated from a 650 nm red laser. The patterns are practically identical across
60
40

Angle, energy and size are used as for scattering from spheres; this solution exceeds Fraunhofer to include sensitivity all angles and the algorithm will not be able to accurately calculate the different 50 LATEX
parameters in these examples. to smaller sizes (wide angle scatter), a wide range of opacity (i.e. light absorption), particle sizes. Figure 22 shows the same experiment using a 405nm blue LED. STANDARDS
(µm)
50
and the user need only provide the refractive index of particle and dispersing Distinct differences are now seen on wide angle detectors which allows for 30 70

medium. Accounting for light that refracts through the particle (a.k.a. secondary accurate calculation of these materials. Integrating a second, shorter wavelength
40
scatter) allows for accurate measurement even in cases of significant transpar- light source is the primary means of improving nano-scale performance beyond
ency. The Mie theory likewise makes certain assumptions that the particle… the bare minimum laser diffraction analyzer.
30
 is spherical
CONCLUSIONS
 ensemble is homogeneous 20
 refractive index of particle and surrounding medium is known The HORIBA LA-950 particle size analyzer uses the laser diffraction method to
measure size distributions. This technique uses first principles to calculate size 10
Figure 18 shows a graphical representation of Fraunhofer and Mie models using using light scattered off the particle (edge diffraction) and through the particle
scattering intensity, scattering angle, and particle size (ref. 13). The two models (secondary scattering refraction). The LA-950 incorporates the full Mie scattering q (%)
begin to diverge around 20 microns and these differences become pronounced theory to cover the widest size range currently available. Wide measurement 0.010 0.100 1.000
below 10 microns. Put simply, the Fraunhofer Approximation contributes a magni- ranges, fast analyses, exceptional precision, and reliability have made laser diffrac- DIAMETER (µm)

figure 19 MIE (RED) AND FRANHOFER tion the most popular modern sizing technique in both industry and academia.


| (BLUE) RESULTS FOR
SPHERICAL GLASS BEADS
tude of error for micronized particles that is typically unacceptable to the user.
A measurement of spherical glass beads is shown in Figure 19 and calculated
figure 23 30, 40, 50 AND 70 NANOMETER


| MATERIALS MEASURED
INDEPENDENTLY ON THE LA-950
using the Mie (red) and Fraunhofer (blue) models. The Mie result meets the USING THE BLUE LED
material specification while the Fraunhofer result fails the specification and splits
the peak. The over-reporting of small particles (where Fraunhofer error is signifi-
cant) is a typical comparison result.

16 17
 SZ-100
DYNAMIC LIGHT
SCATTERING figure 25 LIGHT SCATTERING
|

INTENSITY (arb. units)

FLUCTUATIONS DUE TO

TECHNIQUE 1.0 BROWNIAN MOTION VS. TIME

PARTICLE SIZE
ZETA POTENTIAL
MOLECULAR
WEIGHT
RANGE IN MICRONS
0.3nm - 8µm
OPTIMAL APPLICATIONS
NANOSUSPENSIONS
AND EMULSIONS UNDER 8µm,
ZETA POTENTIAL AND
MOLECULAR WEIGHT
WEIGHT 25kG (55 lbs)
FOOTPRINT
WIDTH 528mm (21”)
The optical signal shows random
changes due to the randomly changing
The SZ-100 nanoPartica Dynamic Light Scattering (DLS) system relative position of the particles.
measures particle size, zeta potential, and molecular weight from 0.3 nm to
8µm at concentrations ranging from 0.1 mg/mL of lysozyme to 40% w/v.
This section explains the underlying principles used by the SZ-100 DLS system.
0.0
TIME (microseconds)
PARTICLE SIZE
Particle size can be determined by measuring the random changes in the
intensity of light scattered from a suspension or solution. Small particles in The signal can be interpreted using an autocorrelation function. Incoming data
suspension undergo random thermal motion known as Brownian motion. is processed in real time with a digital signal processing device known as a
This random motion is measured to calculate particle size using the process correlator and the autocorrelation function, shown in Figure 26 as a function of
described below. A top view of the optical setup for particle size measurements delay time, τ, is extracted.
in the SZ-100 is shown in Figure 24.
2.0
figure 26
|
AUTOCORRELATION FUNCTION
RIGHT ANGLE FROM DYNAMIC LIGHT
BACKANGLE DETECTOR
DETECTOR SCATTERING
For a sample where all of the
particles are the same size.

ACF
DEPTH 385mm (18”) 1.5
HEIGHT 273mm (11”)

LASER
SAMPLE

1.0
0 100 200 300 400 500

DELAY TIME (µsec)

figure 24 DYNAMIC LIGHT
| SCATTERING LAYOUT
FOR THE SZ-100
Light from the laser light source illuminates the
sample in the cell. The scattered light signal is
collected with one of two detectors, either at a
90 degree (right angle) or 173 degree (back angle)
scattering angle. The obtained optical signal shows
random changes due to the randomly changing
relative position of the particles. This is shown
schematically in Figure 25.
The autocorrelation function from dynamic light scattering in Figure 26 shows
a sample where all of the particles are the same size, the baseline subtracted
autocorrelation function, C, is simply an exponential decay of the following form:
EQUATION 1 C = exp(-2Γτ)
Γ is readily derived from experimental data by a curve fit. The diffusion coefficient
is obtained from the relation Γ=Dtq 2 where q is the scattering vector, given by
q=(4πn/λ)sin(θ/2). The refractive index of the liquid is n. The wavelength of the
laser light is λ, and scattering angle, θ. Inserting Dt into the Stokes-Einstein
equation then solves for particle size Dh is the final step.
kBT
EQUATION 2 Dh =
3πηDt
Where:
Dh = the hydrodynamic diameter
Dt = the translational diffusion coefficient
kB = Boltzmann’s constant
T = temperature
η = dynamic viscosity

19
 SZ-100
DYNAMIC LIGHT
SCATTERING figure 25 LIGHT SCATTERING
|

INTENSITY (arb. units)

FLUCTUATIONS DUE TO

TECHNIQUE 1.0 BROWNIAN MOTION VS. TIME

PARTICLE SIZE
ZETA POTENTIAL
MOLECULAR
WEIGHT
RANGE IN MICRONS
0.3nm - 8µm
OPTIMAL APPLICATIONS
NANOSUSPENSIONS
AND EMULSIONS UNDER 8µm,
ZETA POTENTIAL AND
MOLECULAR WEIGHT
WEIGHT 25kG (55 lbs)
FOOTPRINT
WIDTH 528mm (21”)
The optical signal shows random
changes due to the randomly changing
The SZ-100 nanoPartica Dynamic Light Scattering (DLS) system relative position of the particles.
measures particle size, zeta potential, and molecular weight from 0.3 nm to
8µm at concentrations ranging from 0.1 mg/mL of lysozyme to 40% w/v.
This section explains the underlying principles used by the SZ-100 DLS system.
0.0
TIME (microseconds)
PARTICLE SIZE
Particle size can be determined by measuring the random changes in the
intensity of light scattered from a suspension or solution. Small particles in The signal can be interpreted using an autocorrelation function. Incoming data
suspension undergo random thermal motion known as Brownian motion. is processed in real time with a digital signal processing device known as a
This random motion is measured to calculate particle size using the process correlator and the autocorrelation function, shown in Figure 26 as a function of
described below. A top view of the optical setup for particle size measurements delay time, τ, is extracted.
in the SZ-100 is shown in Figure 24.
2.0
figure 26
|
AUTOCORRELATION FUNCTION
RIGHT ANGLE FROM DYNAMIC LIGHT
BACKANGLE DETECTOR
DETECTOR SCATTERING
For a sample where all of the
particles are the same size.

ACF
DEPTH 385mm (18”) 1.5
HEIGHT 273mm (11”)

LASER
SAMPLE

1.0
0 100 200 300 400 500

DELAY TIME (µsec)

figure 24 DYNAMIC LIGHT
| SCATTERING LAYOUT
FOR THE SZ-100
Light from the laser light source illuminates the
sample in the cell. The scattered light signal is
collected with one of two detectors, either at a
90 degree (right angle) or 173 degree (back angle)
scattering angle. The obtained optical signal shows
random changes due to the randomly changing
relative position of the particles. This is shown
schematically in Figure 25.
The autocorrelation function from dynamic light scattering in Figure 26 shows
a sample where all of the particles are the same size, the baseline subtracted
autocorrelation function, C, is simply an exponential decay of the following form:
EQUATION 1 C = exp(-2Γτ)
Γ is readily derived from experimental data by a curve fit. The diffusion coefficient
is obtained from the relation Γ=Dtq 2 where q is the scattering vector, given by
q=(4πn/λ)sin(θ/2). The refractive index of the liquid is n. The wavelength of the
laser light is λ, and scattering angle, θ. Inserting Dt into the Stokes-Einstein
equation then solves for particle size Dh is the final step.
kBT
EQUATION 2 Dh =
3πηDt
Where:
Dh = the hydrodynamic diameter
Dt = the translational diffusion coefficient
kB = Boltzmann’s constant
T = temperature
η = dynamic viscosity

19
 ZETA POTENTIAL
Δωλ0
Zeta potential is a measure of the charge on a particle surface in a specific liquid EQUATION 1 μ =
θ’ )
4πnE sin( —
medium. This value of surface charge is useful for understanding and predict- 2
ing interactions between particles in suspension. Manipulating zeta potential is Where :
a method of enhancing suspension stability for formulation work, or speeding μ = the electrophoretic mobility
particle flocculation in applications such as water treatment. Zeta potential is ω = the measured frequency shift
measured on the SZ-100 using the technique of electrophoretic light scattering λ = the laser wavelength
where particle motion is detected in an applied electric field. n = the refractive index of the medium
slipping θ’ contains the angular light scattering information
pane
The charge on the surface of a particle influences the ionic environment in the
region close to the particle surface. This ionic environment is typically described After the electrophoretic mobility is determined using equation 1, the zeta
using a double layer model – the Stern layer of ions firmly attached adjacent to potential (ζ) is calculated using equation 2.
the particle surface, and the diffuse layer further away from the particle surface,
but still attracted to the particle such that these ions will move with the particle. 2ζε
EQUATION 2 μ = ƒ(κr)
The boundary between the electric double layer and the ions in equilibrium in 3ηο
the solution is called the slipping plane, as shown in Figure 27. Zeta potential is
Where:
zeta defined as the potential measured in mV at the slipping plane distance from the
potential µ = the electrophoretic mobility
mV
particle surface.
negatively charged ζ = the zeta potential
particle surface
dispersion ε = the dielectric permittivity of the medium
To measure zeta potential a small quantity of sample is injected into a cell con-
ηo = the viscosity
taining two electrodes that are used to create an induced electric field. Once the
f=(κr) = a function describing the ratio of the particle radius to the double layer
electric field is applied the particles move toward either the anode or cathode
figure 27 ZETA POTENTIAL depending on whether the surfaces are positively or negatively charged. The


| The zeta potential is the charge in
mV measured at the slipping plane.
direction of the motion indicates positive vs. negative charge. The speed of the
particle motion is used to calculate the magnitude of the charge.
Zeta potential is often measured as a function of pH (or other additive property)
in order to determine the conditions at which there is zero zeta potential, also
known as the isoelectric point (IEP).

MOLECULAR WEIGHT

TRANSMITTED LIGHT The SZ-100 can also be used to measure the molecular weight of proteins,
ELECTRODE PARTICLE MONITOR (PD)
starches, polymers, dendrimers and other large molecules. The data can be
obtained by two different methods: dynamic light scattering and static light
LASER LIGHT
scattering. Both methods are discussed below.
SOURCE CELL
REFERENCE
BEAMS ZETA POTENTIAL Dynamic Light Scattering
MEASUREMENT There is a well-known empirical correlation between the diffusion coefficient
of a macromolecule and its molecular weight known as the Mark-Houwink-
FORWARD DETECTOR
(PMT) Sakurada equation.
α
MODULATOR Dt = kM

Where:
figure 28 OPTICAL DIAGRAM OF THE SZ-100 Dt = diffusion coefficient
| CONFIGURATION FOR ZETA POTENTIAL k
M
= empirical constant
= molecular weight
As shown in the top view, above, of the optical setup for zeta potential measure- α = an empirical constant
ments in the SZ-100, the particles are illuminated with laser light and, therefore,
the particles scatter light. A second beam of light (the reference beam) is mixed The values for k and α are found empirically for polymer/solvent pairs. That is,
with the scattered beam in order to sensitively extract the frequency shift in the they must be specified for the polymer, solvent, and temperature. These values
scattered light. The measured magnitude of the frequency shift is then used to can be found in the literature.
determine the particle velocity. Equation 1 is used to calculate the electrophoretic
mobility (µ) using the measured frequency shift. The advantages of this technique are that polymer concentration need not be
known and that molecular weight can be determined rapidly. It does, however,
rely on empirical constants and the nature of the average molecular weight.

20 21
 ZETA POTENTIAL
Δωλ0
Zeta potential is a measure of the charge on a particle surface in a specific liquid EQUATION 1 μ =
θ’ )
4πnE sin( —
medium. This value of surface charge is useful for understanding and predict- 2
ing interactions between particles in suspension. Manipulating zeta potential is Where :
a method of enhancing suspension stability for formulation work, or speeding μ = the electrophoretic mobility
particle flocculation in applications such as water treatment. Zeta potential is ω = the measured frequency shift
measured on the SZ-100 using the technique of electrophoretic light scattering λ = the laser wavelength
where particle motion is detected in an applied electric field. n = the refractive index of the medium
slipping θ’ contains the angular light scattering information
pane
The charge on the surface of a particle influences the ionic environment in the
region close to the particle surface. This ionic environment is typically described After the electrophoretic mobility is determined using equation 1, the zeta
using a double layer model – the Stern layer of ions firmly attached adjacent to potential (ζ) is calculated using equation 2.
the particle surface, and the diffuse layer further away from the particle surface,
but still attracted to the particle such that these ions will move with the particle. 2ζε
EQUATION 2 μ = ƒ(κr)
The boundary between the electric double layer and the ions in equilibrium in 3ηο
the solution is called the slipping plane, as shown in Figure 27. Zeta potential is
Where:
zeta defined as the potential measured in mV at the slipping plane distance from the
mV potential µ = the electrophoretic mobility
particle surface.
negatively charged ζ = the zeta potential
particle surface
dispersion ε = the dielectric permittivity of the medium
To measure zeta potential a small quantity of sample is injected into a cell con-
ηo = the viscosity
taining two electrodes that are used to create an induced electric field. Once the
f=(κr) = a function describing the ratio of the particle radius to the double layer
electric field is applied the particles move toward either the anode or cathode
figure 27 ZETA POTENTIAL depending on whether the surfaces are positively or negatively charged. The


| The zeta potential is the charge in
mV measured at the slipping plane.
direction of the motion indicates positive vs. negative charge. The speed of the
particle motion is used to calculate the magnitude of the charge.
Zeta potential is often measured as a function of pH (or other additive property)
in order to determine the conditions at which there is zero zeta potential, also
known as the isoelectric point (IEP).

MOLECULAR WEIGHT

TRANSMITTED LIGHT The SZ-100 can also be used to measure the molecular weight of proteins,
ELECTRODE PARTICLE MONITOR (PD)
starches, polymers, dendrimers and other large molecules. The data can be
obtained by two different methods: dynamic light scattering and static light
LASER LIGHT
scattering. Both methods are discussed below.
SOURCE CELL
REFERENCE
BEAMS ZETA POTENTIAL Dynamic Light Scattering
MEASUREMENT There is a well-known empirical correlation between the diffusion coefficient
of a macromolecule and its molecular weight known as the Mark-Houwink-
FORWARD DETECTOR
(PMT) Sakurada equation.
α
MODULATOR Dt = kM

Where:
figure 28 OPTICAL DIAGRAM OF THE SZ-100 Dt = diffusion coefficient
| CONFIGURATION FOR ZETA POTENTIAL k
M
= empirical constant
= molecular weight
As shown in the top view, above, of the optical setup for zeta potential measure- α = an empirical constant
ments in the SZ-100, the particles are illuminated with laser light and, therefore,
the particles scatter light. A second beam of light (the reference beam) is mixed The values for k and α are found empirically for polymer/solvent pairs. That is,
with the scattered beam in order to sensitively extract the frequency shift in the they must be specified for the polymer, solvent, and temperature. These values
scattered light. The measured magnitude of the frequency shift is then used to can be found in the literature.
determine the particle velocity. Equation 1 is used to calculate the electrophoretic
mobility (µ) using the measured frequency shift. The advantages of this technique are that polymer concentration need not be
known and that molecular weight can be determined rapidly. It does, however,
rely on empirical constants and the nature of the average molecular weight.

20 21
 PSA300 | CAMSIZER
Static Light Scattering
The SZ-100 can also be used in a static light scattering mode to measure the
IMAGE
molecular weight of proteins, small particles, and polymers. These results are ANALYSIS
generated using a Debye plot (Figure 29) created by measuring the scattered
light at a single angle (90°) at multiple sample concentrations. The intercept of TECHNIQUE
the Debye plot is used to determine the molecular weight and the slope is used
to calculate the second virial coefficient. The microscope has always been the referee technique in particle
characterization since it is accepted as the most direct measurement of
Molecular weight from static light scattering experiments uses the Rayleigh particle size and morphology. Automating manual microscopy has been
equation given below: driven by the desire to replace a tedious, somewhat subjective measure-
ment with a sophisticated technique for quantifying size and shape of PSA300 static image analysis
lim Kc = 1 + 2A 2c a sufficient number of particles to assure statistical confidence with the RANGE IN MICRONS
θ→0 ΔR
θ Mw end result. Analysts performing manual microscopy tend to describe particle 0.5nm - 1,000µm
shape using language such as round, blocky, sharp, fibrous, etc. By assigning OPTIMAL APPLICATIONS
Where: quantitative values rather than qualitative to various shape descriptors, image POWDERS AND SUSPENSIONS
K = the Debye constant analysis systems provide numerical distributions of well defined shape WEIGHT 34kG (75 lbs) w/o computer
C = the sample concentration parameters FOOTPRINT
Rθ = the Rayleigh ratio
WIDTH 686mm (27”)
Mw = the weight average molecular weight Two distinct development paths have emerged over time differing in how the DEPTH 483mm (19”)
A2 = the second virial coefficient sample is introduced to the measurement zone: dynamic image analysis where
HEIGHT 446mm (17.5”)

particles flow past one or more cameras and static image analysis where particles
The Debye constant is given by K=4π2n2 (dn/dc)2/(λ4NA) where n is the refrac- CAMSIZER dynamic image analysis
sit on a slide moved by an automated stage for inspection by camera and
tive index of the liquid, (dn/dc) is the refractive index increment, λ is the wave- microscope.
RANGE IN MICRONS
30µm - 30mm
length of light in vacuo, and NA is Avogadro’s number. In most cases, all of these
OPTIMAL APPLICATIONS
values are independent of molecular weight. Many basic functions operate the same with either approach POWDERS
(Figure 29): particles are presented to the measurement zone, WEIGHT 34kG (75 lbs) w/o computer
The limit given in the equation above deserves special attention. The equation images are captured with a digital (CCD) camera, the particles are FOOTPRINT
only works at the limit of zero angle. One practice required for larger macromol- distinguished from the background, various size and shape parameters WIDTH 390mm (15”)
ecules is to use a multi-angle scattering instrument and extrapolate the result to are measured for each particle, and a result report is generated. DEPTH 850mm (33.5”)
zero angle. For smaller molecules (Rg<20nm), this is not necessary and data at Additional features built into modern image analysis software
HEIGHT 220mm (9”)

a single angle can be used. However, this does introduce a systematic error that include the ability to automatically separate two particles
increases with angle used. That is, measurement results using back angle have touching each other, filling holes, smoothing or removing
about twice the systematic error compared to results obtained using scattering small protuberances, separating overlapping acicular
at right angle (90°). For this reason, the SZ-100 collects light scattering data at 90°. objects, and keeping track of incomplete objects in a field
in order to recombine them once all fields are analyzed.
The advantage of this technique is that the results are well-defined and not
reliant on empirical correlations, although it requires careful sample preparation
and is a more time-intensive process.

CONCENTRATION OF POLYSTYRENE 1kDa (mg/mL)

KC/R OF POLYSTYRENE 96kDa (10-5mol/g)

KC/R OF POLYSTYRENE 1kDa (10-3mol/g)

0 5 10 15 20 25 30 35
figure 29 DEBYE PLOTS TO MEASURE
|
3.5 1.4

MOLECULAR WEIGHT OF
SEVERAL SAMPLES
AND CHLOROPHYLL

3.0 1.3

POLYSTYRENE (1kDa)
2.5 1.2
CHLOROPHYLL

POLYSTYRENE (96kDa) 2.0 1.1

1.5 1.0

1.0 0.9
0 1 2 3 4 5

CONCENTRATION OF POLYSTYRENE 96kDa (mg/mL)

AND CHLOROPHYLL

22
 PSA300 | CAMSIZER
Static Light Scattering
The SZ-100 can also be used in a static light scattering mode to measure the
IMAGE
molecular weight of proteins, small particles, and polymers. These results are ANALYSIS
generated using a Debye plot (Figure 29) created by measuring the scattered
light at a single angle (90°) at multiple sample concentrations. The intercept of TECHNIQUE
the Debye plot is used to determine the molecular weight and the slope is used
to calculate the second virial coefficient. The microscope has always been the referee technique in particle
characterization since it is accepted as the most direct measurement of
Molecular weight from static light scattering experiments uses the Rayleigh particle size and morphology. Automating manual microscopy has been
equation given below: driven by the desire to replace a tedious, somewhat subjective measure-
ment with a sophisticated technique for quantifying size and shape of PSA300 static image analysis
lim Kc = 1 + 2A 2c a sufficient number of particles to assure statistical confidence with the RANGE IN MICRONS
θ→0 ΔR
θ Mw end result. Analysts performing manual microscopy tend to describe particle 0.5nm - 1,000µm
shape using language such as round, blocky, sharp, fibrous, etc. By assigning OPTIMAL APPLICATIONS
Where: quantitative values rather than qualitative to various shape descriptors, image POWDERS AND SUSPENSIONS
K = the Debye constant analysis systems provide numerical distributions of well defined shape WEIGHT 34kG (75 lbs) w/o computer
C = the sample concentration parameters FOOTPRINT
Rθ = the Rayleigh ratio
WIDTH 686mm (27”)
Mw = the weight average molecular weight Two distinct development paths have emerged over time differing in how the DEPTH 483mm (19”)
A2 = the second virial coefficient sample is introduced to the measurement zone: dynamic image analysis where
HEIGHT 446mm (17.5”)

particles flow past one or more cameras and static image analysis where particles
The Debye constant is given by K=4π2n2 (dn/dc)2/(λ4NA) where n is the refrac- CAMSIZER dynamic image analysis
sit on a slide moved by an automated stage for inspection by camera and
tive index of the liquid, (dn/dc) is the refractive index increment, λ is the wave- microscope.
RANGE IN MICRONS
30µm - 30mm
length of light in vacuo, and NA is Avogadro’s number. In most cases, all of these
OPTIMAL APPLICATIONS
values are independent of molecular weight. Many basic functions operate the same with either approach POWDERS
(Figure 29): particles are presented to the measurement zone, WEIGHT 34kG (75 lbs) w/o computer
The limit given in the equation above deserves special attention. The equation images are captured with a digital (CCD) camera, the particles are FOOTPRINT
only works at the limit of zero angle. One practice required for larger macromol- distinguished from the background, various size and shape parameters WIDTH 390mm (15”)
ecules is to use a multi-angle scattering instrument and extrapolate the result to are measured for each particle, and a result report is generated. DEPTH 850mm (33.5”)
zero angle. For smaller molecules (Rg<20nm), this is not necessary and data at Additional features built into modern image analysis software
HEIGHT 220mm (9”)

a single angle can be used. However, this does introduce a systematic error that include the ability to automatically separate two particles
increases with angle used. That is, measurement results using back angle have touching each other, filling holes, smoothing or removing
about twice the systematic error compared to results obtained using scattering small protuberances, separating overlapping acicular
at right angle (90°). For this reason, the SZ-100 collects light scattering data at 90°. objects, and keeping track of incomplete objects in a field
in order to recombine them once all fields are analyzed.
The advantage of this technique is that the results are well-defined and not
reliant on empirical correlations, although it requires careful sample preparation
and is a more time-intensive process.

CONCENTRATION OF POLYSTYRENE 1kDa (mg/mL)

KC/R OF POLYSTYRENE 96kDa (10-5mol/g)

KC/R OF POLYSTYRENE 1kDa (10-3mol/g)

0 5 10 15 20 25 30 35
figure 29 DEBYE PLOTS TO MEASURE
|
3.5 1.4

MOLECULAR WEIGHT OF
SEVERAL SAMPLES
AND CHLOROPHYLL

3.0 1.3

POLYSTYRENE (1kDa)
2.5 1.2
CHLOROPHYLL

POLYSTYRENE (96kDa) 2.0 1.1

1.5 1.0

1.0 0.9
0 1 2 3 4 5

CONCENTRATION OF POLYSTYRENE 96kDa (mg/mL)

AND CHLOROPHYLL

22
 STATIC IMAGE ANALYSIS DYNAMIC IMAGE ANALYSIS

The samples measured by static image analysis typically rest on a slide that is
moved by an automated stage. With the PSA300 static image analysis system
a microscope and digital camera collect images of the particles as the slide is
scanned. Samples prepared on slides can include powders, suspensions, or
creams. Aerosol delivery forms such as metered dose inhalers or dry powder
inhalers can be inspected using static image analysis by actuating the device onto
a slide for measurement. In addition, particles in suspension (such as parenterals)
can be collected on a filter for characterization.
The majority of static image analysis measurements are made on powders,
typically used for solid oral dosage forms. Most powders require a sample prepa-
ration step prior to analysis. Powder preparation devices—using either positive
pressure to impact on a hard surface or pulling and releasing a vacuum—break
apart agglomerates and create an even dispersion on the slide. After the sample
has been prepared and the automated stage has presented multiple fields to the
optics and camera for capture, a series of image processing steps occur in the
software. The first step is to separate the particles from the background by setting
a parameter with some threshold value. Setting this threshold can be done
manually or automatically based on phases in the grayscale image or through a
contrast threshold function based on the particle/background contrast.
After the threshold operation is completed several functions may be applied to the
image to improve the edge definition. The basic functions of erosion and dilation
improve edge definition by performing opposite tasks of removing or adding dark
pixels at the particle edge. Advanced functions using combinations of erosion and
dilation steps such as delineation and convex hull improve the edge definition of
particles, leading to accurate area and perimeter determinations that are critical
for shape factor calculations. Other software functions perform the task of
separating touching particles including the crossed fibers in order to quantify fiber
length distributions and aspect ratios.
75 100
60 80
Dynamic image analysis utilizes many of the same steps as static image analysis
with a few notable exceptions. Sample preparation is completely different since
the sample itself is moving during the measurement. Sample preparation steps
could include an ionizer to mitigate static interactions between particles thus
improving flowability or a sample director to specifically orientate particles through
the measurement zone. Many of the same image processing steps used for
static image analysis are also used in dynamic systems, but it is less common
that the operator actively selects the functions being utilized. A basic diagram of
the CAMSIZER dynamic image analysis system is shown in Figure 31.
The sample is transported to the measurement zone via a vibratory feeder where
the particles drop between a backlight and two CCD cameras. The projected par-
ticle shadows are recorded at a rate of more than 60 images (frames) per second
and analyzed. In this way each particle in the bulk material flow is recorded and
evaluated, making it possible to measure a wide range of particles (30 microns
to 30 millimeters) with extreme accuracy without needing operator involvement
to switch lenses or cameras as can be the case with other technologies. A great
depth of sharpness, and therefore maximum precision across the entire measur-
ing range, is obtained with the two-camera system. The zoom camera provides
maximum resolution down to the fine range, while the basic camera also records
larger particles and guarantees a high statistical certainty in the results.
Because of the size range measured by dynamic image analysis, this is a popular
technique for applications historically using sieves. By choosing the appropriate
size parameters the results can closely match sieve results, while providing the
benefits of quick, easy analyses with the bonus information about particle shape.
In those cases where matching historic sieve data is required the CAMSIZER can
be easily configured to “think like a sieve” to ensure the closest possible correla-
tion. This is made possible by collecting shape information for each particle and
calculating how that shape would pass through a square mesh of known size.
Such a function could be used to satisfy existing quality control specifications
while simultaneously measuring the true, non-biased particle size and shape
distributions for the first time ever.

45 60

30 40

15 20

0 0
1 2 5 10 30 50 100

IMAGE THRESHOLDING CALCULATIONS

ACQUISITION
Separates particles from Generation of results
Captured with a digital the background
(CCD) camera

figure 30 BASIC IMAGE ANALYSIS FUNCTIONS

| Both static and dynamic image analysis
involve these basic steps.
figure 31 DYNAMIC IMAGE ANALYSIS


| Particles fall in front of the zoom
and basic cameras that capture
digital images.

BASIC CAMERA ZOOM CAMERA

24 25
 STATIC IMAGE ANALYSIS DYNAMIC IMAGE ANALYSIS

The samples measured by static image analysis typically rest on a slide that is
moved by an automated stage. With the PSA300 static image analysis system
a microscope and digital camera collect images of the particles as the slide is
scanned. Samples prepared on slides can include powders, suspensions, or
creams. Aerosol delivery forms such as metered dose inhalers or dry powder
inhalers can be inspected using static image analysis by actuating the device onto
a slide for measurement. In addition, particles in suspension (such as parenterals)
can be collected on a filter for characterization.
The majority of static image analysis measurements are made on powders,
typically used for solid oral dosage forms. Most powders require a sample prepa-
ration step prior to analysis. Powder preparation devices—using either positive
pressure to impact on a hard surface or pulling and releasing a vacuum—break
apart agglomerates and create an even dispersion on the slide. After the sample
has been prepared and the automated stage has presented multiple fields to the
optics and camera for capture, a series of image processing steps occur in the
software. The first step is to separate the particles from the background by setting
a parameter with some threshold value. Setting this threshold can be done
manually or automatically based on phases in the grayscale image or through a
contrast threshold function based on the particle/background contrast.
After the threshold operation is completed several functions may be applied to the
image to improve the edge definition. The basic functions of erosion and dilation
improve edge definition by performing opposite tasks of removing or adding dark
pixels at the particle edge. Advanced functions using combinations of erosion and
dilation steps such as delineation and convex hull improve the edge definition of
particles, leading to accurate area and perimeter determinations that are critical
for shape factor calculations. Other software functions perform the task of
separating touching particles including the crossed fibers in order to quantify fiber
length distributions and aspect ratios.
75 100
60 80
Dynamic image analysis utilizes many of the same steps as static image analysis
with a few notable exceptions. Sample preparation is completely different since
the sample itself is moving during the measurement. Sample preparation steps
could include an ionizer to mitigate static interactions between particles thus
improving flowability or a sample director to specifically orientate particles through
the measurement zone. Many of the same image processing steps used for
static image analysis are also used in dynamic systems, but it is less common
that the operator actively selects the functions being utilized. A basic diagram of
the CAMSIZER dynamic image analysis system is shown in Figure 31.
The sample is transported to the measurement zone via a vibratory feeder where
the particles drop between a backlight and two CCD cameras. The projected par-
ticle shadows are recorded at a rate of more than 60 images (frames) per second
and analyzed. In this way each particle in the bulk material flow is recorded and
evaluated, making it possible to measure a wide range of particles (30 microns
to 30 millimeters) with extreme accuracy without needing operator involvement
to switch lenses or cameras as can be the case with other technologies. A great
depth of sharpness, and therefore maximum precision across the entire measur-
ing range, is obtained with the two-camera system. The zoom camera provides
maximum resolution down to the fine range, while the basic camera also records
larger particles and guarantees a high statistical certainty in the results.
Because of the size range measured by dynamic image analysis, this is a popular
technique for applications historically using sieves. By choosing the appropriate
size parameters the results can closely match sieve results, while providing the
benefits of quick, easy analyses with the bonus information about particle shape.
In those cases where matching historic sieve data is required the CAMSIZER can
be easily configured to “think like a sieve” to ensure the closest possible correla-
tion. This is made possible by collecting shape information for each particle and
calculating how that shape would pass through a square mesh of known size.
Such a function could be used to satisfy existing quality control specifications
while simultaneously measuring the true, non-biased particle size and shape
distributions for the first time ever.

45 60

30 40

15 20

0 0
1 2 5 10 30 50 100

IMAGE THRESHOLDING CALCULATIONS

ACQUISITION
Separates particles from Generation of results
Captured with a digital the background
(CCD) camera

figure 30 BASIC IMAGE ANALYSIS FUNCTIONS

| Both static and dynamic image analysis
involve these basic steps.
figure 31 DYNAMIC IMAGE ANALYSIS


| Particles fall in front of the zoom
and basic cameras that capture
digital images.

BASIC CAMERA ZOOM CAMERA

24 25
 DYNAMIC RANGE OF THE HORIBA
PARTICLE CHARACTERIZATION SYSTEMS
Selecting a particle size analyzer.
The decision process may be different if the instrument is being purchased Beginning the selection of a particle
1nm 1µm 1mm
for a specific application as opposed to a general analytical technique for size analyzer should start with asking
many possible samples. For specific application it makes sense to search the basic questions including:
industry literature to determine if a particular technique is favored over others.
LA-950 10nm 3mm Why am I making the measurement?
LASER DIFFRACTION If for example the application is liposomes and 90% of all literature found in this
field is DLS, then the decision is simple. On the other hand, if this is the first Must the new instrument
particle size analyzer bought by a company for general purpose use, then flexibility match historic data?
LA-300 100nm 600µm
LASER DIFFRACTION and a wide dynamic range should be important factors.
Do I need only particle size distribution,
or do I need additional information
SZ-100 Sometimes the goal to buy a new instrument includes being able to correlate
0.3nm 8µm such as shape or surface charge?
DYNAMIC LIGHT SCATTERING
to existing data. Accomplishing this goal can range from easy to difficult. Just
upgrading from an older to newer model diffraction analyzer could cause a change
PSA300 0.5µm 1000µm in results. The changes originate from many sources including differences in
IMAGE ANALYSIS
dynamic range, advances in algorithms, and mechanic improvements to
samplers. Switching from an existing technique such as sieving to newer
CAMSIZER 30µm 30mm techniques like laser diffraction or dynamic image analysis could also lead to
IMAGE ANALYSIS
changes in results. Data from sieves are typically smaller than data from laser

diffraction depending on the shape of the particles. The less spherical the particle,
CAMSIZER XT 1µm 3mm
IMAGE ANALYSIS the greater the difference will likely be. The CAMSIZER dynamic image analyzer
has multiple approaches built into the software to facilitate data matching
with sieves. As a general rule, data can be manipulated to approach existing
results, but understanding this issue during the selection process can ease the
implementation of
a new technique.

Particle size distribution is sufficient information for the majority of particle

characterization applications. But some techniques are higher resolution than
others. Ensemble technologies such as laser diffraction and dynamic light
scattering are powerful techniques than are “resolution limited” compared to
high resolution techniques which are based on particle counting (such as electro
zone counting or image analysis). If the goal of the measurement is finding
small populations of particles larger or smaller than the main distribution, then
an investigation of the sensitivity to second distributions should be part of the
selection process.

26 27
 DYNAMIC RANGE OF THE HORIBA
PARTICLE CHARACTERIZATION SYSTEMS
Selecting a particle size analyzer.
The decision process may be different if the instrument is being purchased Beginning the selection of a particle
1nm 1µm 1mm
for a specific application as opposed to a general analytical technique for size analyzer should start with asking
many possible samples. For specific application it makes sense to search the basic questions including:
industry literature to determine if a particular technique is favored over others.
LA-950 10nm 3mm Why am I making the measurement?
LASER DIFFRACTION If for example the application is liposomes and 90% of all literature found in this
field is DLS, then the decision is simple. On the other hand, if this is the first Must the new instrument
particle size analyzer bought by a company for general purpose use, then flexibility match historic data?
LA-300 100nm 600µm
LASER DIFFRACTION and a wide dynamic range should be important factors.
Do I need only particle size distribution,
or do I need additional information
SZ-100 Sometimes the goal to buy a new instrument includes being able to correlate
0.3nm 8µm such as shape or surface charge?
DYNAMIC LIGHT SCATTERING
to existing data. Accomplishing this goal can range from easy to difficult. Just
upgrading from an older to newer model diffraction analyzer could cause a change
PSA300 0.5µm 1000µm in results. The changes originate from many sources including differences in
IMAGE ANALYSIS
dynamic range, advances in algorithms, and mechanic improvements to
samplers. Switching from an existing technique such as sieving to newer
CAMSIZER 30µm 30mm techniques like laser diffraction or dynamic image analysis could also lead to
IMAGE ANALYSIS
changes in results. Data from sieves are typically smaller than data from laser

diffraction depending on the shape of the particles. The less spherical the particle,
CAMSIZER XT 1µm 3mm
IMAGE ANALYSIS the greater the difference will likely be. The CAMSIZER dynamic image analyzer
has multiple approaches built into the software to facilitate data matching
with sieves. As a general rule, data can be manipulated to approach existing
results, but understanding this issue during the selection process can ease the
implementation of
a new technique.

Particle size distribution is sufficient information for the majority of particle

characterization applications. But some techniques are higher resolution than
others. Ensemble technologies such as laser diffraction and dynamic light
scattering are powerful techniques than are “resolution limited” compared to
high resolution techniques which are based on particle counting (such as electro
zone counting or image analysis). If the goal of the measurement is finding
small populations of particles larger or smaller than the main distribution, then
an investigation of the sensitivity to second distributions should be part of the
selection process.

26 27
 WHEN TO CHOOSE DYNAMIC LIGHT SCATTERING
Particle shape information may be either desirable or critical depending on the REFERENCES

degree to which shape affects product performance. Particle shape influences
bulk properties of powders including flow and compaction behavior and the
viscosity of suspensions. For specific application such as glass beads used in high-
way paint, shape is a critical factor for reflectivity. When particle shape information
is required, microscopy and image analysis are the only techniques that delivery
the desired data. Manual microscopy provides basic qualitative size and shape
information, but automated image analysis generates quantitative data that is
statistically significant. For this reason, both dynamic and static image analysis
are growing techniques replacing manual microscopy.
Surface charge or zeta potential of suspensions is important information for
formulators or chemists working on dispersion stability. For these applications a
DLS system providing both particle size and zeta potential (along with other such
as pH or conductivity) may be the best option.
Dynamic Light Scattering (DLS) can measure suspensions and emulsions 1 (PAGE 3)
from 1nm to 1µm. Both the lower and upper limits are sample dependent. ISO 9276-2:2001 : Representation of results of
The lower limit is influenced by concentration and how strongly the particles particle size analysis – Part 2: Calculation of average
particle sizes/diameters and moments from particle
scatter light. A low concentration sample of weakly scattering particles near size distributions
1nm can be extremely difficult or at least difficult to reproduce. The upper size
2 (PAGE 3, 4)
limit is determined mainly by the density of the particles. DLS algorithms are
ASTM E 799-03 Standard Practice for Determining
based on all particle movement coming from Brownian motion. Motion due Data Criteria and Processing for Liquid Drop Size
to settling is not interpreted correctly by DLS systems. In addition, particles Analysis
settled on the bottom of the sample cuvette can not be inspected by the laser 3 (PAGE 3)
light source. Particles with a high density will settle more quickly than low TN154, Particle Size Result Interpretation:
Number vs. Volume Distributions, available at
density particles. The upper limit of DLS may be 8µm for emulsion samples
www.horiba.com/us/particle
where the two phases have similar density. The upper limit of uranium particles
may be as small as 300nm. The upper limit of particles with a density of 1.7 4 (PAGE 5)
ISO 13320-1 Particle size analysis – Laser diffraction
may be around 1µm. methods

Consider the application of wanting to measure the particle size distribution of
50nm colloidal silica. Just considering the size range of the sample indicates that
possible techniques include laser diffraction or DLS. One question worth asking
would be will I need other capabilities in the future? If I might need zeta potential
in the future, this removes laser diffraction from the list of possible techniques.
If I might have particles > 1µm in the future, this would eliminate DLS. Be
forewarned that future requirements can be difficult to ascertain and additional
capabilities always carry incremental cost.
WHEN TO CHOOSE LASER DIFFRACTION
Using DLS does not require any knowledge of the sample RI (it would be
required to convert from intensity to volume distribution), or concentration.
What is required is viscosity, especially for higher concentration samples.
Although most modern DLS systems claim the ability to work at higher
concentrations, this is again sample dependent. Serious DLS work could
involve a dilution study to determine the nature of the particle-particle
interactions and presence of multiple scattering. Easy samples are simply
a matter of pipetting the sample into a cuvette and clicking one button. More
sophisticated DLS systems can also measure other sample characteristics
including zeta potential, molecular weight, and second virial coefficient.
5 (PAGE 7)
ISO 13322-2 Particle size analysis – Image analysis
methods – Part 2: Dynamic image analysis methods
6 (PAGES 8-9, 14)
Burgess, J., Duffy, E., Etzler, F., Hickey, A., Particle
Size Analysis: AAPS Workshop Report, Cosponsored
by the Food and Drug Administration and the United
States Pharmacopeia, AAPS Journal 2004; 6 (3)
Article 20 (http://www.aapsi.org)
7 (PAGE 10)
TN154, Particle Size Result Interpretation:
Number vs. Volume Distributions, available at

Laser diffraction is the most popular particle size technique for reasons including Generating this additional information may require a greater skill set of www.horiba.com/us/particle

speed, ease of use, and flexibility. The most basic laser diffraction system can
measure solid particles in suspensions and emulsions. With the addition of a dry
powder feeder the instrument can then also measure dry powders in air. This is a
low concentration technique, so dilution is often required. The complex refractive
index of the sample and diluent must be known for optimum accuracy, but this
information is easier to obtain than is often indicated (more often by competitors
than informed scientists). The HORIBA LA-950 has a wide dynamic range capable
of measuring down to 30nm and up to 3000µm. This unique ability to measure
particles < 100nm as well as agglomerates as large as hundreds of microns makes
this a credible choice even for nanotechnology applications. Since this is such a
powerful, flexible technique laser diffraction is often the best option for companies
buying their first analyzer, or hoping to satisfy multiple needs and applications.
the operator. 8 (PAGE 11)
TN156, Particle Size Result Interpretation: Under-
WHEN TO CHOOSE IMAGE ANALYSIS standing Particle Size Distribution Calculations,
available at www.horiba.com/us/particle
Many laboratories are now replacing manual microscopy with automated
9 (PAGE 12)
image analysis. While microscopy provides qualitative accuracy and shape
ISO 13320-1 Particle size analysis – Laser diffraction
information, it requires automated image analysis to inspect the number of methods
particles requited to obtain statistically valid quantitative results. Choosing
10 (PAGE 12)
image analysis is often driven by the desire to generate results that are
USP<429> Light Diffraction Measurement of
accurate, sensitive to second populations, contains shape information, and Particle Size
includes images of the particles. Dynamic image analysis is used in both
11 (PAGE 13)
research and QC laboratories for particles ranging from 30µm to 30mm. Static Wheeler, D., How to Establish Manufacturing Speci-
image analysis is typically a research tool for measuring particles in the 0.5 to fications, posted on spcspress.com at http://www.
spcpress.com/pdf/Manufacturing_Specification.pdf
1000µm range. Deciding between dynamic or static image analysis is seldom
difficult, as the applications are typically better served by one technique or the 12 (PAGE 14)
other, as proven through application development studies. Neumann et. al. “What does a mean size mean?”
2003 AIChE presentation at Session 39 Characteriza-
tion of Engineered particles November 16–21 San
Francisco, CA

13 (PAGE 16)
ISO 13320, Particle size analysis – Laser diffraction
methods – Part 1: General principles

14 (PAGE 17)
“Understanding Calculation Level and Iterative
Deconvolution.” www.horiba.com/us/particle

28 29
 WHEN TO CHOOSE DYNAMIC LIGHT SCATTERING
Particle shape information may be either desirable or critical depending on the REFERENCES

degree to which shape affects product performance. Particle shape influences
bulk properties of powders including flow and compaction behavior and the
viscosity of suspensions. For specific application such as glass beads used in high-
way paint, shape is a critical factor for reflectivity. When particle shape information
is required, microscopy and image analysis are the only techniques that delivery
the desired data. Manual microscopy provides basic qualitative size and shape
information, but automated image analysis generates quantitative data that is
statistically significant. For this reason, both dynamic and static image analysis
are growing techniques replacing manual microscopy.
Surface charge or zeta potential of suspensions is important information for
formulators or chemists working on dispersion stability. For these applications a
DLS system providing both particle size and zeta potential (along with other such
as pH or conductivity) may be the best option.
Dynamic Light Scattering (DLS) can measure suspensions and emulsions 1 (PAGE 3)
from 1nm to 1µm. Both the lower and upper limits are sample dependent. ISO 9276-2:2001 : Representation of results of
The lower limit is influenced by concentration and how strongly the particles particle size analysis – Part 2: Calculation of average
particle sizes/diameters and moments from particle
scatter light. A low concentration sample of weakly scattering particles near size distributions
1nm can be extremely difficult or at least difficult to reproduce. The upper size
2 (PAGE 3, 4)
limit is determined mainly by the density of the particles. DLS algorithms are
ASTM E 799-03 Standard Practice for Determining
based on all particle movement coming from Brownian motion. Motion due Data Criteria and Processing for Liquid Drop Size
to settling is not interpreted correctly by DLS systems. In addition, particles Analysis
settled on the bottom of the sample cuvette can not be inspected by the laser 3 (PAGE 3)
light source. Particles with a high density will settle more quickly than low TN154, Particle Size Result Interpretation:
Number vs. Volume Distributions, available at
density particles. The upper limit of DLS may be 8µm for emulsion samples
www.horiba.com/us/particle
where the two phases have similar density. The upper limit of uranium particles
may be as small as 300nm. The upper limit of particles with a density of 1.7 4 (PAGE 5)
ISO 13320-1 Particle size analysis – Laser diffraction
may be around 1µm. methods

Consider the application of wanting to measure the particle size distribution of
50nm colloidal silica. Just considering the size range of the sample indicates that
possible techniques include laser diffraction or DLS. One question worth asking
would be will I need other capabilities in the future? If I might need zeta potential
in the future, this removes laser diffraction from the list of possible techniques.
If I might have particles > 1µm in the future, this would eliminate DLS. Be
forewarned that future requirements can be difficult to ascertain and additional
capabilities always carry incremental cost.
WHEN TO CHOOSE LASER DIFFRACTION
Using DLS does not require any knowledge of the sample RI (it would be
required to convert from intensity to volume distribution), or concentration.
What is required is viscosity, especially for higher concentration samples.
Although most modern DLS systems claim the ability to work at higher
concentrations, this is again sample dependent. Serious DLS work could
involve a dilution study to determine the nature of the particle-particle
interactions and presence of multiple scattering. Easy samples are simply
a matter of pipetting the sample into a cuvette and clicking one button. More
sophisticated DLS systems can also measure other sample characteristics
including zeta potential, molecular weight, and second virial coefficient.
5 (PAGE 7)
ISO 13322-2 Particle size analysis – Image analysis
methods – Part 2: Dynamic image analysis methods
6 (PAGES 8-9, 14)
Burgess, J., Duffy, E., Etzler, F., Hickey, A., Particle
Size Analysis: AAPS Workshop Report, Cosponsored
by the Food and Drug Administration and the United
States Pharmacopeia, AAPS Journal 2004; 6 (3)
Article 20 (http://www.aapsi.org)
7 (PAGE 10)
TN154, Particle Size Result Interpretation:
Number vs. Volume Distributions, available at

Laser diffraction is the most popular particle size technique for reasons including Generating this additional information may require a greater skill set of www.horiba.com/us/particle

speed, ease of use, and flexibility. The most basic laser diffraction system can
measure solid particles in suspensions and emulsions. With the addition of a dry
powder feeder the instrument can then also measure dry powders in air. This is a
low concentration technique, so dilution is often required. The complex refractive
index of the sample and diluent must be known for optimum accuracy, but this
information is easier to obtain than is often indicated (more often by competitors
than informed scientists). The HORIBA LA-950 has a wide dynamic range capable
of measuring down to 30nm and up to 3000µm. This unique ability to measure
particles < 100nm as well as agglomerates as large as hundreds of microns makes
this a credible choice even for nanotechnology applications. Since this is such a
powerful, flexible technique laser diffraction is often the best option for companies
buying their first analyzer, or hoping to satisfy multiple needs and applications.
the operator. 8 (PAGE 11)
TN156, Particle Size Result Interpretation: Under-
WHEN TO CHOOSE IMAGE ANALYSIS standing Particle Size Distribution Calculations,
available at www.horiba.com/us/particle
Many laboratories are now replacing manual microscopy with automated
9 (PAGE 12)
image analysis. While microscopy provides qualitative accuracy and shape
ISO 13320-1 Particle size analysis – Laser diffraction
information, it requires automated image analysis to inspect the number of methods
particles requited to obtain statistically valid quantitative results. Choosing
10 (PAGE 12)
image analysis is often driven by the desire to generate results that are
USP<429> Light Diffraction Measurement of
accurate, sensitive to second populations, contains shape information, and Particle Size
includes images of the particles. Dynamic image analysis is used in both
11 (PAGE 13)
research and QC laboratories for particles ranging from 30µm to 30mm. Static Wheeler, D., How to Establish Manufacturing Speci-
image analysis is typically a research tool for measuring particles in the 0.5 to fications, posted on spcspress.com at http://www.
spcpress.com/pdf/Manufacturing_Specification.pdf
1000µm range. Deciding between dynamic or static image analysis is seldom
difficult, as the applications are typically better served by one technique or the 12 (PAGE 14)
other, as proven through application development studies. Neumann et. al. “What does a mean size mean?”
2003 AIChE presentation at Session 39 Characteriza-
tion of Engineered particles November 16–21 San
Francisco, CA

13 (PAGE 16)
ISO 13320, Particle size analysis – Laser diffraction
methods – Part 1: General principles

14 (PAGE 17)
“Understanding Calculation Level and Iterative
Deconvolution.” www.horiba.com/us/particle

28 29
 HORIBA Instruments, Inc.

34 Bunsen Drive
Copyright 2012, HORIBA Instruments, Inc. Irvine, CA 92618 USA
For further information on this document
or our products, please contact us. 1- 800 -4-HORIBA

www.horiba.com/us/particle

labinfo@horiba.com