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This section reviews research using methods such as behavior description questionnaires,
laboratory and field experiments, and critical incidents to discover how effective leaders
differ in behavior from ineffective leaders. We begin by examining some of the early
research on leader behavior conducted by psychologists in the 1950s and 1960s.
Much of the research on leadership behavior during the past five decades has followed
the pattern set by the pioneering research programs at Ohio State University and the
University of Michigan. These programs and subsequent research are described briefly.
Some aspects of task- and relationship-oriented behavior that are important for effective
leadership are described at the end.
Consideration. The leader acts in a friendly and supportive manner, shows concern for
subordinates, and looks out for their welfare. Examples include doing personal favors for
subordinates, finding time to listen to subordinates' problems, backing up or going to bat
for a subordinate, consulting with subordinates on important matters, being willing to
accept subordinate suggestions, and treating a subordinate as an equal,
Initiating Structure. The leader defines and structures his or her own role and the roles
of subordinates toward attainment of the group's formal goals. Examples include criticizing
poor work, emphasizing the importance of meeting deadlines, assigning subordinates to
tasks, maintaining definite standards of performance, asking subordinates to follow
standard procedures, offering new approaches to problems, and coordinating the
activities of different subordinates.
initiating structure; some leaders are rated low on consideration and high on initiating
structure; some leaders are rated high on both; and some leaders are rated low on
both. Most leaders probably fall along a continuum between the extreme high and low
scores.
R e su lt s f r o m t h e S u r ve y R e se a rc h
The Ohio State leadership questionnaires and modified versions of them have been used in
hundreds of survey studies by many different researchers. The results have been weak and
inconsistent for most criteria of leadership effectiveness (Bass, 1990; Fisher & Edwards,
1988). In some studies subordinates were more satisfied and performed better with a
structuring leader, whereas other studies found the opposite relationship or no significant
relationship at all. The findings were also inconsistent for the relationship between
consideration and subordinate performance. The only mostly consistent finding was a
positive relationship between consideration and subordinate satisfaction. As suggested by
the Fleishman and Harris study, subordinates are usually more satisfied with a leader
who is at least moderately considerate. However, unlike Fleishman and Harris,
most researchers neglected to test for the possibility of curvilinear relationships or an
interaction between consideration and initiating structure.
1. Task-Oriented Behavior. Effective managers did not spend their time and effort doing
the same kind of work as their subordinates. Instead, the more effective managers
concentrated on task-oriented functions such as planning and scheduling the work,
coordinating subordinate activities, and providing necessary supplies, equipment, and
technical assistance. Moreover, effective managers guided subordinates in setting
performance goals that were high but realistic. The task oriented behaviors identified in the
Michigan studies appear similar to the behaviors labeled “initiating structure” in the Ohio
State leadership studies.
2. Relations-Oriented Behavior. For the effective managers, task-oriented behavior did not
occur at the expense of concern for human relations. The effective managers were also
more supportive and helpful with subordinates. Supportive behaviors that were correlated
with effective leadership included showing trust and confidence, acting friendly and
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The three types of behavior interact to jointly determine work unit performance.
Their relative importance depends on the nature of the task and the work unit envi -
ronment. Effective leaders determine which specific task-, relations-, and change
oriented behaviors are appropriate and mutually compatible fo r the given situation.
Table 1.1 shows specific types of behaviors that can be classified as higher on one
objective than the others. Some specific behaviors reflect a high concern for more than
one objective, but trade-offs among the objectives make it difficult to find examples of
specific behaviors that are high on all three dimensions simultaneously.
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Over time, the optimal pattern of leader behavior is likely to change as conditions
change. For example, the leader must use more task-oriented behaviors when it
is essential to maintain low cost and reliable quality. However, when it is
necessary to make a major change in the unit’s processes or products, the
emphasis must shift to change-oriented behaviors. Effective leaders are likely to
make extensive use of relations-oriented behaviors during both time periods, but
the mix of specific relations behaviors may change. In general, effective leaders
must be flexible and adaptive in their behavior as conditions change.
The next two sections will describe some specific types of leadership behavior that
are primarily task oriented or relations oriented. Change -oriented behaviors are
described later. Just as it is important for leaders to find a way to balance task and
relations concerns, it is also important to balance these concerns against change-oriented
concerns.
The importance of planning and organizing has long been recognized in the man -
agement literature (Carroll & Gillen,1987; Drucker,1974; Fayol,1949; Quinn, 1980;
Urwick,1952). Evidence of a relationship between planning and managerial effective -
ness is provided by a variety of different types of studies (e.g., Boyatzis,1982; Carroll &
Gillen,1987; Kim & Yuk1,1995; Kotter,1982; Morse & Wagner, 1978; Shipper & Wilson,
1992; Yukl et a1.,1990).
required in the job and what results are expected. Even a subordinate who is highly
competent and motivated may fail to achieve a high level of performance if confused
about responsibilities and priorities. Such confusion results in misdirected effort and
neglect of important responsibilities in favor of less important ones. The more complex
and multifaceted a job is, the more difficult it is to determine what needs to be done.
Assigning work:
Clearly explain the assignment.
Explain the reasons for an assignment.
Clarify priorities and deadlines.
Check for comprehension.
A number of different types of studies have found a positive relationship between clari-
fying and managerial effectiveness (Alexander, 1985; Bauer & Green, 1998; Kim &
Yuk1,1995; Van Fleet & Yuk1,1986b; Wilson, O'Hare, & Shipper, 1990; Yukl et al.,
1990). There is strong evidence from many studies (including some field experiments)
that setting specific, challenging goals results in higher performance (see Locke &
Latham,1990).
Monitoring Operations
Monitoring involves gathering information about the operations of the manager's
organizational unit, including the progress of the work, the performance of individual
subordinates, the quality of products or services, and the success of projects or programs.
Monitoring behavior can take many forms, including observation of work operations,
reading written reports, watching computer screen displays of performance data, inspecting
the quality of samples of the work, and holding progress review meetings with an individual
or group. Some guidelines for monitoring work by subordinates are provided in Table 1.4.
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Monitoring provides much of the information needed for planning and problem solving,
which is why it is so important for managerial effectiveness (Meredith & Mantel, 1985).
Information gathered from monitoring is used to identify problems and opportunities, as
well as to formulate and modify objectives, strategies, plans, policies, and procedures.
Monitoring provides the information needed to evaluate subordinate performance,
recognize achievements, identify performance deficiencies, assess training needs, provide
assistance, and allocate rewards such as a pay increase or promotion. When monitoring is
insufficient, a manager will be unable to detect problems before they become serious
(problems such as declining quality, low productivity, cost overruns, behind-schedule
projects, employee dissatisfaction, and conflicts among employees).
The appropriate degree of monitoring will depend on the competence of the subordinate
and the nature of the work. More frequent monitoring is desirable when subordinates are
inexperienced and insecure, when mistakes have very detrimental consequences,
when the tasks of subordinates are highly interdependent and require close
coordination, and when disruptions in the workflow are likely, due to equipment
breakdowns, accidents, materials shortages, personnel shortages, and so forth. Monitoring of
performance is most difficult when the work involves unstructured, unique tasks for which
results can be determined only after a long time interval. For example, it is more difficult
to evaluate the performance of a research scientist or human resource manager than the
performance of a sales representative or production manager.
Supporting
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Supportive leadership helps build and maintain effective interpersonal relation ships. A
manager who is considerate and friendly toward people is more likely to with their
friendship and loyalty. The emotional ties that are formed make it easier to gain
cooperation and support from people on whom the manager must rely to get the won done.
It is more satisfying to work with someone who is friendly, cooperative, and supportive than
with someone who is cold and impersonal, or worse, hostile and uncooperative. Some
forms of supporting behavior reduce the amount of stress in the job, an other forms help a
person cope with stress. Higher job satisfaction and stress tolerance are likely to result in
less absenteeism, less turnover, less alcoholism, and less drug abuse (Brief, Schuler, &
Van Sell, 1981; Ganster, Fusilier, & Mayes,1986; Kessler, Price, & Wortman,1985).
The effects of supportive leadership have been studied extensively with a variety of
research methods. The studies show that subordinates of supportive leaders are usually
more satisfied with their leader and with their job. The findings regarding the effects of
supporting behavior on subordinate performance are less consistent, especially when
controlling for the effects of other person-oriented behaviors such as developing and
recognizing. Although no firm conclusions can be drawn, supportive leadership probably
has a weak positive effect on subordinate performance. Unfortunately, few studies have
measured the mediating processes that could explain the reasons for this effect or when
it is most likely to occur. Supportive leadership may increase a subordinate's self-
confidence, stress resistance, acceptance of the leader, trust of the leader, and willingness
to do extra things for the leader.
Developing
Developing includes several managerial practices that are used to increase a person's
skills and facilitate job adjustment and career advancement. Component behaviours
include coaching, mentoring, and career counseling. Guidelines for coaching are
shown in Table 3-9, and guidelines for mentoring are shown in Table 1.6.
Developing is usually done with a subordinate, but it may also be done with a peer, a
colleague, or even with a new, inexperienced boss. Responsibility for developing sub-
ordinates can be shared with other members of the work unit who are competent and
experienced. For example, some leaders assign an experienced subordinate to serve as a
mentor and coach for a new employee.
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Developing offers a variety of potential benefits for the manager, the subordinate, and the
organization. One benefit is to foster mutually cooperative relationships. Potential benefits
for subordinates include better job adjustment, more skill learning, greater self-confidence,
and faster career advancement. The leader can gain a sense of satisfaction from helping
others grow and develop. Potential benefits for the organization include higher employee
commitment, higher performance, and better preparation of people to fill positions of
greater responsibility in the organization as openings occur.
There has been extensive research on the effects of training in organizations (see
reviews by Goldstein,1992), and this literature suggests that skill development usually
increases the satisfaction and performance. Managers play an important role in t he
development of subordinates. Empirical research on the effects of coaching and
mentoring (see Table 1.7) by managers is still very limited. A few survey studies have
examined the correlation between developing behavior and an independent criterion
of leadership effectiveness, but the results were not consistent across samples
(Javidan,1992; Kim Yuk1,1995; Wilson et a1.,1990; Yukl et a1.,1990). Descriptive
research involving effective managers suggests that they take a more active role in
developing the skills are confidence of subordinates (Bradford & Cohen, 1984;
McCauley, 1986).
Recognizing
Recognizing involves giving praise and showing appreciation to others for effe ctive
performance, significant achievements, and important contributions to the organization.
Although it is most common to think of recognition as being given by manager to
subordinates, this managerial practice can also be used with peers, super ors, and
people outside the work unit. The primary purpose of recognizing, especial when
used with subordinates, is to strengthen desirable behavior and task comment.
Some guidelines for recognizing are presented in Table 1.8.
Three major forms of recognizing are praise, awards, and recognition ceremonies.
Praise consists of oral comments, expressions, or gestures that acknowledge a person
accomplishments and contributions. It is the easiest form of recognition to use. Most
praise is given privately, but it can be used in a public ritual or ceremony as well. Awards
include things such as a certificate of achievement, a letter of commendation, a plaque,
a trophy, a medal, or a ribbon. Awards can be announced in many different ways,
including an article in the company newsletter, a notice posted on the bulletin board, a
picture of the person (e.g., “employee of the month”) hung in a prominent place, in
a short speech made over a public address system, in regular meetings, and at special
ceremonies or rituals. Giving formal awards is a symbolic act that communicates a
manager's values and priorities to people in the organization. Thus, it is important for
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Once each quarter a “Corporate Sharing Rally” is held to allow work teams to brag about their
achievements and contributions. Each of the “fabulous bragging sessions” has a particular
theme such as improved productivity, better product quality, or reduced costs. Attendance is
voluntary, but hundreds of employees show up to hear teams make short five-minute
presentations describing how they have made improvements relevant to the theme. Every
participant receives a framed certificate, and the best presentations (determined by peer
evaluation) get special awards. In addition to celebrating accomplishments and emphasizing
key values (represented by the themes), these ceremonies increase the diffusion of innovative
ideas within the company.
Praise is often given along with tangible rewards, and it is difficult to separate their
effects on subordinate effort and satisfaction in much of the research literat ure. Most
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studies that measure contingent reward behavior with leader behavior questionnaires
find a positive correlation with subordinate satisfaction, but results for performance
are not consistent (e.g., Kim & Yuk1,1995; Lowe, Kroeck, & Sivasubramaniam, 1996;
Podsakoff & Todor,1985; Podsakoff, Todor, Grover, & Huber, 1984;Yukl et a1.,1990). A
meta-analysis of laboratory and field studies on praise as a form of feedback found
little support for its effectiveness; praise was more likely to have a negative effect on
performance than a positive effect (Kiuger & DeNisi, 1996). In contrast,
descriptive studies in organizations (Kouzes & Posner,1987; Peters & Austin, 1985)
suggest that effective leaders provide extensive recognition to subordinates for their
achievements and contributions. A rare field experiment by Wikoff et al. (1983) found
that praise by the supervisor increased subordinate performance. In summary, the
results of empirical research on the effects of praise are inconsistent, but they
suggest that it can be beneficial when used in a skillful way under favourable
conditions.
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