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ABSTRACT
Hurricanes Ivan, Katrina and Rita had a major impact on offshore operations in the Gulf of Mexico, affecting jack-
up drilling units, semi-submersible drilling units, fixed platforms, floating production systems as well as pipelines.
The present paper summarizes the lessons learned and the steps taken by industry to improve design and assessment
standards, with a focus on issues relevant to jack-up operations.
Key Words: Jack-up, Reliability, Hurricanes, Structure, Foundation
2. HISTORICAL PERSPECTIVE
The design of offshore structures and the development of offshore standards benefited from a legacy of lessons
learned from major hurricanes and from developments in technology in response to the challenging issues posed by
such events. In its early days, the offshore industry developed in the Gulf of Mexico under the leadership of
individuals who were able to advance and enable new technology developments with the limited available
knowledge. Hurricanes Carla, Hilda, Betsy, and Camille impacted the Gulf of Mexico in the 1960’s and were
defining events for a generation of engineers, leading to the early versions of API RP 2A. Hurricane Andrew in
1992 was another major event which triggered significant developments in storm hindcasting and in platform design
and assessment.
As far as jack-ups were concerned, accident data3,4 up to 2005 indicated that structural failure in general was a
minor contributor to rig damage when compared to other causes such as blowout, collision, explosion and fire.
Foundation failure was an important risk for jack-ups but mostly during the preload phase (potential for punch-
through). The small number of jack-up failures during the major hurricanes discussed above did not attract the same
level of attention as failure of fixed platforms, for example.
As far as operations are concerned, the focus in the Gulf of Mexico has been on protecting human life and the
environment by tracking hurricanes and evacuating / securing rigs and wells ahead of such extreme events. US
federal regulations required a Permit to Drill prior to commencing drilling of a well under an approved Exploration
Plan. The information to be submitted for approval included an identification of the maximum environmental and
operational conditions the rig was designed to withstand. According to 30 CFR § 250.414, for example, such
condition was verified by the documentation of operational limitations imposed by the American Bureau of
Shipping (ABS) classification society or other appropriate classification society and either a U.S. Coast Guard
(USCG) Certificate of Inspection or a USCG Letter of Compliance.
The jack-up operational limitations usually take the form of generalized benchmark storms with the following
parameters: water depth (WD), wave height (H) and period (T), air gap (AG), wind velocity (V w), spudcan
penetration (d) and current velocity (Vc). The ABS MODU code, for example, requires units in unrestricted offshore
service to withstand a severe storm condition with Vw = 100 knots. Vw represents the wind velocity at 10m (33ft)
above mean sea level. However, wave height H and period T and the current velocity and profile are left to be
specified by the rig owner.
In practice the benchmark storms developed over the years and contained in the rig marine operations manual
(MOM) represent a description of the operational limitations of the rigs that is not directly related to other
descriptions such as a return period storm / load or a Saffir / Simpson Hurricane Scale. While certain rig designs
have benchmark storms comparable to 100-year environmental conditions, others fall short and have benchmark
storms comparable to 5- or 10-year return period environmental conditions. While some rigs are designed with
unconditionally conservative assumptions, others may have been designed assuming certain trade-offs such as
assuming that foundation fixity effects are sufficient to offset dynamic amplification and p-delta effects (it was
common to class early jack-ups without inclusion of dynamics for water depths not exceeding 100m, for example).
While some rigs are designed with highly redundant leg structures, others are designed with highly optimized and
less redundant leg structures.
Concerning air gap, benchmark storms are developed under the assumption that waves will generate loads on the
legs, appurtenances and spudcan structures only and not impinge on the hull. An air gap of 50ft, consistent with
fixed platform design practice, was considered a prudent value to be used for jack-ups but this was largely depend
on the rig owner and marine warranty surveyor.
Spudcan penetration is another important parameter. Many designs have benchmark penetrations of 25ft but it is not
uncommon for such rigs to achieve 100ft penetrations in the soft soils of the Gulf of Mexico, providing significant
foundation restraint and energy dissipation beyond design assumptions. However, in such soft soils there is the
potential for significant additional leg penetration if the leg reactions during a storm exceed the leg reactions during
preload, which might further expose the hull to wave impact. Prudent operators would provide adequate soil data
and rig owners would minimize such risk by assessing the spudcan load-penetration curve against additional
settlement based on the soil conditions on the site and by preloading the rig leg-by-leg to maximize the leg vertical
reaction during preload. The extent to which such practice was followed was largely dependent on the operator, rig
owner and marine warranty surveyor.
All of these factors played an important role on the rig survivability. The SNAME T&R Bulletin 5-5A1 attempts to
cover them but was not widely applied in the Gulf of Mexico because of modeling and calibration issues 5,
particularly related to foundation modeling.
A final important factor was the development of analytical tools which progressively removed conservatism from
the design and analysis process, with direct impact on operations. For example, it became a widespread practice to
develop rig specific nomograms where increased variable load could be utilized in sites where the water depth was
lower than the operating manual limits. In addition, rigs were upgraded with leg structural reinforcement, addition
of hull sponsons and / or extra pinions. All such developments allowed the operating limits of some rigs to be
extended beyond their initial design capability.
Localized damage has sometimes been observed on the lower decks of platforms after storms, Figure 10. This
damage has often been hard to reconcile with hindcast significant wave heights and standard crest statistics. The
fact that the expected maximum over the area of a deck is substantially greater than the expected maximum at a
point may go a long way to explaining this behavior. A small amount of water in the deck does not affect the
structural integrity of the platform but designers should be aware that the potential for green water at some location
in the deck is much greater than would be estimated from statistics of crests at one point.
Present thinking is that deck elevations should exceed the 100-year maximum crest elevation utilizing the latest met
data12 plus 15% for the local random wave crest plus a minimum of 1.5m (5ft) of safety margin on air gap to
account for uncertainties. Any likely subsidence should be added to the 1.5m safety margin. Any equipment or
structure within such an air gap should be hardened to resist local wave forces. For static wave force calculations of
global jacket loads, it is not unreasonable to ignore such local crests above the nominal estimate, and utilize
traditional regular wave models and kinematics factor.
Another key factor in the new environmental criteria12 for the Gulf of Mexico was the recognition of regional
variability within the Gulf as shown in Figure 11. It is particularly noticeable that a significant increase in
environmental criteria for the Central Region of the Gulf of Mexico was implemented in recognition of the potential
effect of warm eddies spinning out of the loop current. A warm eddy such as the ones present in the Gulf can be a
major source of energy to a storm that passes over it. Normally, hurricane winds draw the heat stored in these
pockets of ocean water to fuel the storm. At the same time the winds may also mix the warm surface water with
cooler water below as the storm passes by and the upwelling of cool water by the wind can weaken slow-moving
storms. However, the layer of warm water in the eddy is so thick that the ocean surface is less susceptible to storm-
induced cooling than it is outside the eddy. The extra heat often gives hurricanes a burst of energy that can lead to
rapid intensification. This is believed to have happened, for example, in early October 1995, when Hurricane Opal
intensified over the central Gulf of Mexico from a 95-mph Category 2 hurricane to a Category 4 hurricane with 150
mph winds in only 14 hours.
Air gap requirements for the Central Gulf of Mexico (and including the 15% factor for the random wave crest) may
require raising recommended deck heights by as much as 24ft.
All the rigs that were lost were subjected to loading exceeding their design limits.
Overall the survivals / losses can be largely explained in terms of a combination of higher / lower reserve
strength and favorable / unfavorable soil conditions, favorable / unfavorable storm headings (non-collinear
environmental conditions and overall loading not coinciding with critical headings).
Leg settlement may have contributed to wave impingement on the deck further increasing the total load.
A combination of large (96ft) penetration (high fixity) into a soft clay layer and high soil reserve strength
from an underlying sand layer contributed to the survival without damage of a rig loaded much beyond its
design limits.
An air gap of 60 - 62ft would have been sufficient to clear the hurricane crests, with some allowance for
leg settlement.
In order to survive events like Katrina and Rita in water depths exceeding 350ft, a rig design such as the
Super Gorilla, for example, would be necessary at an estimated fabrication cost of USD 300 Million.
8. DESIGN AND ASSESSMENT STANDARDS
The jack-up industry responded with a joint effort between API and IADC which resulted in the publication, ahead
of the 2006 hurricane season, of Recommended Practice 95J for jack-up operations19. This recommended practice,
which was mandated by the MMS in a Notice to Lessees (NTL), proposed more stringent requirements concerning
air gap, mandated operators to provided soil properties for all jack-up locations and to allow more time for preload
operations and determined that conductor loads be accounted for if the jack-up rig is left supporting the platform
conductor after a hurricane evacuation.
In addition a Gulf of Mexico Annex to SNAME T&R 5-5A1 (and later to ISO 19905-12) is under development with
recommended criteria for jack-up assessments. Environmental loading is recommended for manned operations and
survival assessments against full population hurricanes are discussed although no specific criteria are given at this
stage since these depend on economic criteria to be set by different stakeholders.
More recently, API developed three interim bulletins that introduce new hurricane metocean conditions12 for the
Gulf of Mexico and address the application of the new metocean conditions using the present design practices and
standards:
Bulletin 2INT - MET, Interim Guidance on Hurricane Conditions in the Gulf of Mexico 12. This bulletin will present
the metocean conditions for four identified regions of the Gulf of Mexico (West, West Central, Central, and East).
The information included in the bulletin can be used in the independent extremes of wind, wave, current and surge
and will be presented for multiple return periods. The proposed document provides wind velocities, deepwater
(water depth greater than or equal to 1,000 m) wave conditions, current information, surge and tidal amplitude.
Storm surge and tide, significant wave height (Hs), individual expected maximum wave height (H max), and
individual expected maximum crest elevation will also be included.
Bulletin 2INT - DG, Interim Guidance for Design of Offshore Structures for Hurricane Conditions. This bulletin
will provide interim guidance on how to apply the new metocean conditions to platforms that are at a point in the
design phase where it is still possible to consider the effects of the new met/ocean conditions on the structure being
designed. The documents for which these interim guidelines will apply are RP 2A, RP 2FPS, RP 2T, RP 2SK, RP
2RD, and Bulletin 2TD.
Bulletin 2INT - EX, Interim Guidance for Assessment of Existing Offshore Structures for Hurricane Conditions.
This bulletin will provide interim guidance to Owners/Operators and Engineers for the assessment of existing fixed
and floating permanent offshore structures in the Gulf of Mexico as a result of the updated metocean conditions.
The document will also highlight load reduction measures to mitigate damage from hurricane conditions.
The development of new standards and upgrade of existing ones continues under the leadership of the API HEAT
(Hurricane Evaluation and Assessment Team)20,21.
9. CONCLUDING REMARKS
The industry continues to learn from major environmental events and improve offshore design and assessment
standards for the development of new designs and to harden the existing infrastructure. These are key steps to
protect stakeholders from major financial loss and safeguard US energy security.
As far as jack-up operations are concerned, rig owners and insurance underwriters will continue to face the
challenges of operating in the Gulf and there will be a continuing need to balance risk and cost trade-offs. This
paper briefly discussed several of the advanced tools available for improved decision making such as long-term
hindcast models, wave crest modeling, pushover analysis and risk and reliability assessment.
Further development and implementation of the Gulf of Mexico Annex is a critical step in the direction of
improving jack-up assessments. The development of survivability assessment techniques is also an important step,
and improved foundation modeling remains the area where future technical development is necessary.
10. REFERENCES
[1] - Society of Naval Architects and Marine Engineers: ‘Recommended practice for site specific assessment of
mobile jack-up units’. SNAME T&R Bulletin 5-5A, Jersey City, 1st Edition, Rev. 2, January 2002.
[2] - International Standards Organization: ‘ISO 19905-1, Site-specific assessment of mobile offshore units - Part 1:
Jack-ups. - 1st edition, Draft Version.
[3] - Sharples, B.P.M., Bennet, W.T., Trickey, J.C.: ‘Risk analysis of jack-up rigs’. 2nd Intl. Conference ‘The Jack-
up Drilling Platform, City University, 1989.
[4] - Jack, R.L., Hoyle, M.J.R., Smith, N.P.: ‘The facts behind jack-up accident statistics’. 8th Intl. Conference ‘The
Jack-up Drilling Platform, City University, 2001.
[5] - Morandi, A.C., Virk, G.S.: ‘Reliability-based code calibration: Application to jack-up structures. Paper 12076,
Offshore Technology Conference, Houston, 2000.
[6] - Efthymiou, M., van de Graaf, J.W., Tromans, P.S., Hines, I.: ‘Reliability based criteria for fixed steel offshore
platforms’. Proc. Offshore Mechanics and Arctic Engineering, OMAE’96, Vol. I – Part A, pp. 129-141, ASME,
1996.
[7] - American Petroleum Institute: ‘Recommended practice for planning, designing and constructing fixed offshore
platforms’. API RP 2A, Working Stress Design, 20th Ed., 1993.
[8] - American Petroleum Institute: ‘Recommended practice for planning, designing and constructing fixed offshore
platforms’. API RP 2A, Working Stress Design, 21 st Ed., 2000. Errata / Supplement 2, 2005.
[9] - Global Maritime: ‘Assessment of performance of deepwater floating production facilities during hurricane
Lili’, Report to the US Minerals Management Service, GMH-3704-1377 Rev 1, dated 30th June 2004. Web
Link: http://www.mms.gov/tarprojects/471/471AA.pdf
[10] - Morandi, A.C., Mercier, J., Bea, R.G.: ‘Performance of deepwater floating production facilities during
Hurricane Lili’. Paper 16804, Offshore Technology Conference, Houston, 2004.
[11] - Sharples, B.P.M., Bea, R.G.: ‘Post-mortem failure assessment of MODUs during Hurricane Lili’. Paper
16804, Offshore Technology Conference, Houston, 2004.
[12] - American Petroleum Institute: ‘Interim Guidance on Hurricane Conditions in the Gulf of Mexico’, API Bull
2INT-MET, May 2007.
[13] - Giddings, R., Miller, J.: ‘Gulf of Mexico wind – An insurance market perspective’. IADC Mooring
Workshop, Houston, 23rd May 2006.
[14] - Energo Engineering, Inc.: ‘Assessment of fixed offshore platform performance in hurricanes Andrew, Lili
and Ivan’, Report to the US Minerals Management Service, January 2006. Web Link:
http://www.mms.gov/tarprojects/549/E05114MMSProject549FinalReport.pdf.
[15] - Marshall, P.: ‘Offshore Technology: Lessons from API HEAT WG3’. 10th July 2007.
[16] - Forristall. G.Z.: ‘Understanding rogue waves: Are new physics really necessary?’. University of Hawaii, Web
Link: http://www.soest.hawaii.edu/PubServices/2005pdfs/Forristall.pdf
[17] - Tromans, P.S., Vanderschuren, L.: ‘Response based design conditions in the North Sea: application of a new
method’. Proc. Offshore Technology Conference. OTC 7683, Houston, 1995.
[18] - Morandi, A.C.: ‘Impact of Hurricanes Katrina / Rita on jack-up rigs’, SNAME OC-7 Gulf of Mexico Annex,
DNV, Oslo, Norway, 7th November 2006.
[19] - American Petroleum Institute: ‘Gulf of Mexico jackup operations for hurricane season (interim
recommendations)’, API RP 95J, 2006.
[20] - Wisch, D.J., Ward, E.G.: ‘Offshore standards - The impact of hurricanes Ivan / Katrina / Rita’. Paper
OMAE2007-29764, 26th International Conference on Offshore Marine and Arctic Engineering, OMAE 2007,
June 10-15, 2007, San Diego, California, USA.
[21] - Wisch, D.J., Ward, E.G.: ‘Legacy of the Terrible Triplets and Standards of the Future’. Paper OTC 18979,
Offshore Technology Conference, Houston, 2007.
[22] - SMIT International: ‘Leg removal Adriatic VII’. Picture from the following website:
http://www.smit.com/sitefactor/page.asp?pageid=884.
Table 1 – Insured Losses (in Million USD) during Ivan, Katrina and Rita13
Figure 1 – Underwater Jack-up Leg Section Figure 2 – Fixed Platform Destroyed by Rita